Effect of Passive Range of Motion
Effect of Passive Range of Motion
Effect of Passive Range of Motion
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Effect of Passive Range of Motion
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Exercises on Lower-Extremity
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Goniometrie Measurements of
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to Adults With Cerebral Palsy:
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A Single-Subject Design
Background and Purpose. People with spastic cerebral palsy often
receive passive stretching that is intended to maintain or increase joint
passive range of motion (PROM) even though the effectiveness of
these exercises has not been definitively demonstrated. The purpose of
this study was to determine the effect of PROM exercises on 6 adults
with spastic quadriplegia and contractures. Participants. Four men and
2 women (X=31 years of age, range=20-44 years) who lived in an
institution for people with mental retardation participated in the study.
Methods. The authors used 2 multiple baseline designs. Three partic-
ipants (group 1) received lower-extremity PROM exercises during
phase A; PROM exercises were discontinued during phase B. Three
participants (group 2) did not receive PROM exercises during phase A;
PROM exercises were initiated during phase B. Data were analyzed
using visual analysis and the C statistic. Results. Results varied with the
method of analysis; however, phase A and phase B measurements,
overall, did not differ for either group. Discussion and Conclusion. This
study demonstrated use of a single-subject design to measure the effect
of PROM exercises on adults with cerebral palsy. The authors con-
cluded that the PROM exercise protocol did not have an effect on the
lower-extremity goniometric measurements of the participants.
[Cadenhead SL, McEwen IR, Thompson DM. Effect of passive range of
motion exercises on lower-extremity goniometric measurements of adults
with cerebral palsy: a single-subject design. Phys Ther. 2002;82:658-669.]
SL Cadenhead, PT, MS, PCS, is Early Interventionist, Programs for Infants and Children, Anchorage, Ala. At the time the study was conducted,
she was employed at the Northern Oklahoma Resotirce Center, Enid, Okla.
IR McEwen, PT, PhD, is Presbyterian Health Foundation Presidential Professor, Department of Physical Therapy, University of Oklahoma Health
Sciences Center, PO Box 26901, Oklahoma City, OK 73190 (USA) (irene-mcewen@ouhsc.edu). Address correspondence to Dr McEwen.
DM Thompson, PT, MS, is Assistant Professor, Department of Physical Therapy, University of Oklahoma Health Sciences Center.
All authors provided concept/research design and data analysis. Ms Cadenhead and Dr McEwen provided writing. Ms Cadenhead provided data
collection and project management, and Dr McEwen provided fund procurement. The authors thank the occupational therapist who helped with
data collection, the physical therapist who participated in the interrater reliability study, and the participants' physician who assisted with the study.
This study was conducted in partial fulfillment of the requirements for Ms Cadenhead's postprofessional Master of Science degree from the
University of Oklahoma Health Sciences Center. The study was approved by the University of Oklahoma Health Sciences Center Institutional
Review Board and by the Human Rights Committee of the Northern Oklahoma Resource Center.
The study was partially supported by Preparation of Related Services Personnel grants H029F00056 and H029F30020 from the US Department of
Education, Office of Special Education and Rehabilitative Services. This article, however, does not necessarily reflect the policy of that office, and
official endorsement should not be inferred.
This article was submitted March 7, 2001, and was accepted November 13, 2001.
A practical problem associated with providing a pro- Although research supporting the effectiveness (or inef-
longed stretch using splints, casts, or positioning is that fectiveness) of PROM exercises is limited, we have
adults with severe cerebral palsy often have contractures observed that PROM exercises are commonly used inter-
in manyjoints and limitations in more than one plane of ventions for adults with cerebral palsy in institutions and
movement. Hip motion, for example, typically is community-based programs. These exercises usually are
restricted in abduction, lateral rotation, and exten- carried out by staff who have been taught by physical
sion.'^'^^ Another problem is that the severity of the therapists to do the exercises during times set aside for
contractures can limit positioning options, such as stand- exercise or during daily activities (eg, dressing, bathing).
ing. Passive range of motion (PROM) exercises are Although the performance of PROM exercises often
interventions that are used for contractures of any continues for years, we have observed few attempts to
severity and all limitations of joint PROM. Although determine whether they are effective. A single-subject
some authors have proposed that PROM exercises are research design is one method of gathering evidence in
ineffective^^ (an opinion that is supported by the studies clinical settings to determine whether an intervention is
showing prolonged elongation to be necessary5'i2-i4)^ effective.20 We used a single-subject research design for
other therapists continue to use passive stretching.'o.n this study to examine the effect of PROM exercises on
In 2 studies, researchers found at least minimal benefits lower-extremity PROM measurements of 6 adults with
to PROM exercises for young people with cerebral cerebral palsy.
Method
Over a 2-year period, McPherson et aF examined the
effects of PROM exercises and positioning on knee Participants
flexion contractures of 4 participants between 10 to 18 Six adults (4 men and 2 women; X=31 years of age,
years of age. During the first year of the study, the range=20-44 years) with spastic quadriplegic cerebral
participants received PROM exercises 3 times a day at palsy participated in the study. See Table 1 for descrip-
school and twice a week at home. During the second tions of the participants. All participants lived in a
year, PROM exercises at school were discontinued, and state-operated residential facility for people diagnosed
participants were positioned in prone and supine Stand- with mental retardation. A physician and the first
ers for 1 hour a day. The PROM exercises continued author (SLC) selected participants based on 4 criteria:
twice a week at home. The authors compared PROM (1) having a legal guardian who could be contacted and
measurements for periods of treatment (when school who was willing to sign the informed consent form,
was in session) with PROM measurements for periods of (2) presence of lower-extremity contractures measuring
nontreatment (Christmas and summer vacations). The 20 degrees or greater in at least 3 of the joint motions
participants' PROM measurements increased during the measured in the study (ie, hip extension, hip abduction,
2 school semesters of the first year and the fall semester hip lateral rotation, knee extension, and ankle dorsiflex-
of the second year, and they decreased during 3 of the 4 ion),i3 (3) use of a wheelchair as the primary means of
nontreatment periods. The average increase over the mobility, and (4) current or previous participation in a
year was 4 to 9 degrees, and the average decrease during physical therapy program. Exclusion criteria were: (1) a
nontreatment times was 5 to 10 degrees. history of resisting PROM exercises to the extent that full
PROM was rarely, if ever, achieved, as judged by the first
Miedaner and Renander^^ studied 13 participants who author, (2) a medical condition that might have pre-
were 6 to 20 years of age and assigned the participants to vented the participant from completing the study, (3) a
1 of 2 groups. For 5 weeks, one group received PROM diagnosis of arthritis or other joint disease, (4) lower-
exercises 5 consecutive days a week, and the other group extremity orthopedic surgery within 2 years of the begin-
received PROM exercises 2 nonconsecutive days a week. ning of the study, and (5) a windswept hip deformity
For the next 5 weeks, the frequency of exercise was (limitations of adduction and medial rotation of one hip
reversed for the 2 groups. Changes in PROM measure- and limitation of abduction and lateral rotation of the
ments averaged plus or minus 2.5 degrees. Frequency of
Age Orthopedic
Participant (y) Sex Surgery Functional Status
lA 23 Female Spine, hips, knees Followed simple commands, repeatedly vocalized nonwords. Assisted minimally with
transfers and other activities of daily living (ADL). Independent wheelchair mobility
on level terrain.
IB 32 Male None Could not talk, but appeared to have good receptive communication. Dependent for all
ADL and wheelchair mobility.
lC 20 Male Spine, hips, knees Used manual signs to make requests. Independent wheelchair, mobility on level terrain
with assistance with doors. Independent in some transfers and ADL.
2A 32 Male None Communicated with facial expressions. Dependent for all ADL and wheelchair mobility.
2B 44 Male Spine Laughed, screamed, and pulled others to him to communicate. Moved wheelchair short
distances and needed assistance for all ADL.
2C 33 Female None Communicated with facial expressions. Assisted minimally with transfers. Dependent for
ADL and wheelchair mobility.
The aides performed 5 repetitions of each passive joint When measuring each joint motion, the first author,
motion, holding the position at the end of the range for designated as therapist 1, moved the extremity passively
20 seconds during each repetition. They were instructed through the full available PROM for 3 repetitions. A slow
to move the joint only to the point of resistance and to 30-second stretch was applied on the third repetition to
avoid forcing the movement. They also were given "differentiate a reflex or active muscle contraction from
instructions for obtaining as much motion as possible, the structural limitation of the muscle, tendon, or joint
such as moving slowly, providing a gentle continuous capsule."29(p66i) This procedure was intended to mini-
stretch, avoiding pressure on the balls of the feet or mize resistance to passive stretch and identify the end of
palms of the hand, and bending an adjacent joint if the PROM. The joint PROM was measured at the end of
movement was difficult to initiate. the 30-second stretch by an occupational therapist (ther-
apist 2). Although having someone other than the
The aides could do the 5 exercises in any order that they principal investigator move the limb through the PROM
chose. Participants were placed in a supine position for (to control for potential bias) would be the preferred
all exercises except hip extension. For the hip extension method, another person with the necessary skill was not
exercise, participants were positioned prone with their available for the number of measurement sessions
hips at the edge of the table. The aides' hand placements required. To help control for bias, therapist 2 was not
were done as illustrated in informed of the participants' group assignments and
their progress within and between the phases of the
The PROM exercise sessions were carried out 3 times per study.
week. Each session lasted for approximately 30 to 45
minutes, including time for transferring, positioning, The testing sequence was consistent for every measure-
and talking with the participant. In the studies^ß-^^ of ment session,^" and the procedures for positioning and
people without neuromusculoskeletal impairments, the hand placement were standardized for each joint
researchers did not examine frequencies other than 5 motion.^1 First, each participant's right lower extremity
days per week. They provided no rationale for using this was measured in the following order: (1) knee extension
frequency. We selected a frequency of 3 days per week in the supine position with the hip extended^^; (2) knee
because, in our experience, it is a frequency often used extension in the supine position with the hip flexed to
for adults with cerebral palsy living in institutions and 90 degrees, as indicated by a goniometer that was fixed
because Miedaner and Renander^^ found that PROM at 90 degrees and positioned on the mat table at the level
did not differ when their participants received PROM of the greater trochanter'^; (3) ankle dorsiflexion in the
exercises 2 times a week or 5 times a week. supine position with the knee extended and the calca-
neus in as neutral a position as possible in an attempt
Reliability was represented by an intraclass correlation Nourbakhsh and Ottenbacher''^ used 3 statistical meth-
coefficient (ICC), model 3,1.2235 Table 2 shows that ods for single-subject data—the split-middle method of
coeflîcients were between .785 for right hip lateral trend estimation, the two-standard deviation bandwidth
rotation and .988 for right knee extension with the hip method, and the C statistic—to analyze the same 42
flexed to 90 degrees. graphs. They found somewhat different results using
each method and concluded that researchers should use
Data Analysis several approaches to analyze single-subject data, one of
which should be visual analysis. We chose the C statistic
The goniometric measurements collected over the as the other method because many of the graphs showed
course of the study were recorded on 12 graphs for each a visually obvious trend, which made the two-standard
participant (one graph for each of the 6 right and left deviation bandwidth method inappropriate,*2 and
joint motions), for a total of 72 graphs. The graphs were because the split-middle method of trend estimation
oriented to show an increase in PROM when the data often is inconsistent with visual analysis.
Phase A Phase B
Visual Phase
X SD X SD Analysis" Az*
Participant A
Hip extension
Right -14.2 4.4 -8.3 2.5 0 -0.36 1.55
Left -35.2 12.3 -22.4 3.1 — 0.95 2.82''
Hip abduction
Right 3.2 6.6 8.0 2.9 0 -0.72 0.47
Left 21.2 6.1 23.6 3.6 0 -0.44 -0.29
Hip lateral rotation
Right 34.4 10.0 48.9 2.9 0 1.43 3.37''
Left 20.0 5.2 25.9 5.1 0 1.86= 2.07''
Knee extension (hip extended)
Right -61.4 3.4 -64.3 2.0 0 -1.31 0.16
Left -73.6 6.4 -66.8 3.3 0 -1.44 1.05
Knee extension (hip flexed 90°)
Right -70.8 4.1 -67.6 2.5 0 1.16 1.84''
Left -67.0 1.2 -65.8 2.6 0 0.24 1.69''
Ankle dorsiflexion
Right 20.4 5.3 22.8 3.6 - 1.79= 1.74''
Left 24.6 16.0 39.4 6.4 0 1.68= 1.31
Participant B
Hip extension
Right -15.0 4.8 -12.0 3.5 0 -0.63 -0.14
Left -24.5 4.8 -19.5 4.5 0 -1.38 0.58
Hip abduction
Right 2.1 9.5 -7.2 3.5 0 2.21 = 2.14''
Left 2.9 5.5 8.0 5.4 + 1.72= 1.68
Hip lateral rotation
Right 27.9 5.5 27.0 9.8 - 2.14= 2.40''
Left 25.1 8.2 26.9 5.3 - 1.50 1.75''
Knee extension (hip extended)
Right -70.0 4.4 -66.0 4.7 0 -1.07 -0.92
Left -67.9 5.4 -62.0 5.8 0 1.07 1.28
Knee extension (hip flexed 90°)
Right -92.8 8.4 -79.8 6.1 0 1.09 2.17''
Left -88.9 9.5 -75.3 5.5 0 2.12= 1.73''
Ankle dorsiflexion
Right 48.1 6.5 44.3 6.2 _ 1.88= 2.50''
Left 43.8 9.8 36.8 7.3 - 1.95= 1.92''
Participant C
Hip extension
Right -17.7 4.4 -18.8 2.8 0 2.56= 2.23='
Left -26.1 4.9 -26.4 3.4 0 1.01 1.39
Hip abduction
Right 25.0 5.9 23.6 5.7 0 0.73 0.04
Left 3.3 6.1 10.6 6.1 + -1.76= -0.19
Hip lateral rotation
Right 39.1 11.8 39.6 12.1 - 2.94= 1.88=*
Left 37.2 7.2 31.2 2.2 0 1.75= 0.77
Knee extension (hip extended)
Right -65.3 5.8 -63.6 2.0 0 -0.72 -0.76
Left -78.2 4.4 -69.0 1.9 0 2.17= 1.57
Knee extension (hip flexed 90°)
Right -82.0 9.4 -82.6 2.1 _ 2.11 = 2.19''
Left -81.2 6.7 -78.0 2.0 _ 2.43= 1.71''
Ankle dorsiflexion
Right 36.0 7.7 33.0 9.6 0 2.30= 1.41
Left 28.0 7.4 24.2 2.8 0 1.15 1.48
°0=no difference In PROM measurements between phase A and phase B, —=negative change in PROM measurements in phase B, and +=posiüve change in
PROM measurements in pha.se B.
* Derived from C statistic.
"Significant trend in phase A data (/is.05).
''Significant negative change in PROM in phase B (l-tailed / ^ .
Phase A Phase B
Visual Phase
X SD X SD Analysis" Az* z*-
Participant A
Hip extension
Right -23.5 11.4 -20.7 4.3 - 1.01 1.00
Left -27.3 7.3 -14.0 3.8 0 1.45 3.38
Hip abduction
Right 3.3 1.5 7.0 4.2 0 -1.72= 0.14
Left 17.25 2.5 22.2 5.2 0 1.72 -0.03
Hip lateral rotation
Right 22.5 9.1 30.4 12.7 0 1.36 1.16
Left 27.0 7.8 36.2 12.4 0 1.63 0.91
Knee extension (hip extended)
Right -53.8 3.3 -53.7 6.8 - 1.65= 0.89
Left -50.0 10.9 -19.8 6.0 + -1.58 2.40^*
Knee extension (hip flexed 90°)
Right -75.8 6.0 -61.1 3.7 0 1.66= 0.46
Left -81.5 16.8 -61.0 6.9 + 0.44 2.23''
Ankle dorsifiexion
Right 35.0 5.6 37.6 5.9 - 1.19 1.68
Left 29.3 5.9 33.1 4.9 0 -1.07 -0.63
Participant B
Hip extension
Right -36.6 4.0 -34.1 3.3 0 0.37 1.26
Left -32.9 5.7 -25.0 3.7 0 0.92 2.13
Hip abduction
Right -12.1 11.5 -11.3 12.6 0 0.34 0.08
Left 2.4 4.1 4.6 4.9 0 0.39 1.39
Hip lateral rotation
Right 19.0 7.3 14.9 8.3 - 1.31 2.69
Left 41.9 4.4 38.4 10.0 - 0.33 2.79
Knee extension (hip extended)
Right -81.6 7.3 -73.0 8.0 0 -1.44 0.58
Left -59.0 4.7 -55.9 3.6 0 0.18 0.77
Knee extension (hip flexed 90°)
Right -81.1 4.7 -77.4 3.4 0 2.28= 0.94
Left -69.1 3.1 -66.1 3.3 0 0.13 0.38
Ankle dorsifiexion
Right 15.8 6.2 17.5 5.6 - 2.56= 2.50
Left 18.8 8.5 14.6 12.2 - 1.93= 0.86
Participant C
Hip extension
Right -7.2 4.9 -5.2 2.6 0 1.37 1.51
Left -23.0 4.1 -24.2 1.9 0 -1.10 -0.98
Hip abduction
Right 5.2 5.5 14.0 5.8 + 1.41 2.20''
Left 1.9 5.3 3.2 2.9 0 2.32= -0.21
Hip lateral rotation
Right 27.0 11.9 36.8 6.1 - 3.09= 1.12
Left 27.8 7.2 39.4 5.1 — 2.18= 1.89
Knee extension (hip extended)
Right -26.0 10.1 -16.8 3.9 0 2.80= 1.72
Left -73.1 10.7 -69.6 6.3 0 1.16 0.96
Knee extension (hip flexed 90°)
Right -26.2 8.5 -20.6 2.2 0 1.73= 0.52
Left -62.8 9.0 -63.0 3.9 0 -0.36 -0.27
Ankle dorsifiexion
Right 15.0 12.6 19.6 • 7.9 . - -1.75= 1.83
Left 6.5 9.2 8.0 4.5 0 -2.08= 1.31
''0=no difference in PROM measurements between phase A and phase B — ^negative change in PROM measurements in phase B, + = positive change in PROM
measurements in phase B.
' Derived from C statistic.
"Significant trend in phase A data {PS.05).
''Significant positive change in PROM measurements in phase B (1-taiIed
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