Sfad 101
Sfad 101
Sfad 101
11, 1737–1750
https:/doi.org/10.1093/ckj/sfad101
Advance Access Publication Date: 26 April 2023
CKJ Review
CKJ REVIEW
ABSTRACT
Chronic kidney disease (CKD) and its downstream complications (i.e. cardiovascular) are a major source of morbidity
worldwide. Additionally, deaths due to CKD or CKD-attributable cardiovascular disease account for a sizeable proportion
of global mortality. However, the advent of new pharmacotherapies, diagnostic tools, and global initiatives are directing
greater attention to kidney health in the public health agenda, including the implementation of effective strategies that
(i) prevent kidney disease, (ii) provide early CKD detection, and (iii) ameliorate CKD progression and its related
complications. In this Review, we discuss major risk factors for incident CKD and CKD progression categorized across
cardiovascular (i.e. hypertension, dyslipidemia, cardiorenal syndrome), endocrine (i.e. diabetes mellitus, hypothyroidism,
testosterone), lifestyle (i.e. obesity, dietary factors, smoking), and genetic/environmental (i.e. CKDu/Mesoamerican
nephropathy, APOL1, herbal nephropathy) domains, as well as scope, mechanistic underpinnings, and management.
LAY SUMMARY
In this Review, we discuss major risk factors for incident chronic kidney disease (CKD) and CKD progression
categorized across cardiovascular (i.e. hypertension, dyslipidaemia, cardiorenal syndrome), endocrine (i.e. diabetes
mellitus, hypothyroidism, testosterone), lifestyle (i.e. obesity, dietary factors, smoking), and genetic/environmental
(i.e. CKDu/Mesoamerican nephropathy, APOL1, herbal nephropathy) domains, as well as scope, mechanistic
underpinnings, and management.
1737
1738 R. Lo et al.
has declined over the past two decades, a similar reduction in American Heart Association Hypertension (ACC/AHA) guide-
age-standardized deaths has not been observed for CKD [1]. lines target a goal of blood pressure ≤130/80 mmHg in CKD pa-
Given the ill effects of CKD on health and survival [4], there is tients, while the European Society of Hypertension-European
compelling need to (i) identify populations at risk of and in early Society of Cardiology committee recommends a goal blood pres-
stages of kidney disease, and (ii) improve access to evidence- sure of less than 140/90.
based treatments that retard or halt kidney disease progression. The rationale behind the targets recommended by these var-
Globally, executive orders such as the US Advancing American ious organizations largely rests on five randomized clinical tri-
Kidney Health Initiative have sought to stimulate greater at- als comparing intensive vs. standard blood pressure control reg-
tention to kidney health in the public health agenda [5]. Addi- imens [11, 18–21], summarized in Table 2. Briefly, earlier trials
tionally, the advent of new pharmacotherapies and diagnostic that examined blood pressure targets in CKD patients alone
tools have catalysed a renewed focus on targeting key contrib- found that intensive control only provided benefit at reducing
utors to CKD. In this Review, we summarize the major risk fac- the rate of eGFR decline in patients with baseline proteinuria
tors for the development of incident CKD and CKD progression, >1 g/day. These trials did not detect differences in mortality nor
categorized across cardiovascular, endocrine, lifestyle, and ge- cardiovascular protection but were underpowered to detect
netic/environmental domains. Focusing on their most common these outcomes [18–20]. The Action to Control Cardiovascular
Table 1: Prevalence, mechanisms, and management of risk factors for the development and progression of CKD.
Endocrine
Diabetes Mellitus 25%–40%a Glomerular hyperfiltration Individualized HgbA1c targets <6.5%–8.0%
[143] Overactivation of RAAS RAAS blockade
Oxidative stress GLP-1 receptor analogues
Immune dysfunction SGLT-2 inhibitors
Hypothyroidism 55.5%b Decreased cardiac output Levothyroxine replacement
Decreased RAAS activity
Altered renal haemodynamics
Increased tubuloglomerular feedback
Testosterone Further research Oxidative stress Further research needed
needed Fas-FasL mediated apoptosis
Excessive extracellular matrix deposition
a
Prevalence of CKD in risk factor population.
b
Prevalence of risk factor in CKD population.
Abbreviations: RAAS, renin-angiotensin-aldosterone system; GLP-1, glucagon-like peptide-1; SGLT-2, sodium-glucose cotransporter-2; CKD, chronic kidney disease; ACEi,
angiotensin-converting enzyme inhibitor; ARB, aldosterone receptor blocker.
1740
R. Lo et al.
Table 2: Randomized clinical trials comparing intensive vs. standard blood pressure control regimens in CKD patients.
Trial Year Primary outcome Standard Intensive Key characteristics Size Mortality CV protection Renal protection
MDRD 1995 Rate of eGFR MAP ≤ 107 mmHg MAP ≤ 92 mmHg eGFR 15–55 ml/min/ 840 n/a n/a Decreased eGFR
change; change 1.73 m2 decline in intensive
in proteinuria BP control group if
baseline proteinuria
>1 g/day
AASK 2002 Rate of eGFR MAP 102–107 mmHg MAP ≤ 97 mmHg eGFR 20–65 ml/min/ 1094 No difference No difference Decreased eGFR
change; 1.73 m2 (not powered) (not powered) decline in intensive
composite 50% African-American BP control group if
reduced GFR, Non-diabetic baseline proteinuria
ESRD, or death >1 g/day
REIN-2 2005 Time to ESRD DBP < 90 mmHg BP < 130/80 mmHg eGFR <70 ml/min/ 335 No difference No difference No difference in
1.73 m2 (not powered) (not powered) time to ESRD
Proteinuria > 1 g/day
Non-diabetic
On ACEi
ACCORD 2010 Composite of MI, SBP < 140 mmHg SBP < 120 mmHg Type 2 diabetics n/a No difference Decreased stroke n/a
stroke, or CV Creatinine ≤ 1.5 mg/dl risk in intensive
death Proteinuria < 1 g/day BP control group
SPRINT 2015 Composite of MI, SBP < 140 mmHg SBP < 120 mmHg eGFR >20 ml/min/ 2646 Decreased in Decreased No difference in
other ACS, 1.73 m2 CKD cohort in primary outcome renal outcomes
stroke, HF, or CV Non-diabetic intensive BP in CKD cohort in
death control group intensive BP
control group
Abbreviations: MDRD, Modification of Diet in Renal Disease; AASK, African-American Study of Kidney Disease and Hypertension; REIN-2, blood pressure control for renoprotection in patient with non-diabetic chronic renal disease;
MAP, mean arterial pressure; DBP, diastolic blood pressure, BP, blood pressure; CV, cardiovascular.
blockers (ARB) are considered first line for patients with hyper- 1.4-, 3.1-, and 3.8-fold, respectively [47]. While another Japanese
tension and proteinuric CKD [17, 32]. Studies have demonstrated study showed that hypercholesterolaemia, hypertriglyceri-
their ability to reduce the risk for developing CKD progression daemia, and low high-density lipoprotein (HDL) levels were all
and cardiovascular morbidities by about 50% [33]. Even in pa- independently associated with worsening proteinuria in a 10-
tients reaching stages 4-5 CKD, a recent trial found that contin- year follow-up study, the overall literature suggests the associ-
uing ACEi/ARB therapy was associated with decreased mortality ation with progression of CKD is still controversial [48, 49]. An-
and major cardiovascular events, albeit with an increased risk other important regulator of lipid homeostasis, proprotein con-
of initiated kidney replacement therapy [34]. In non-proteinuric vertase subtilisin/kexin type 9 (PCSK9), was recently shown to
CKD, the evidence is less clear regarding the superiority of RAAS be associated with increased risk of cardiovascular disease in a
inhibitors compared to other anti-hypertensives. Combinations CKD population, but had no relation with eGFR or albuminuria
of ACEi with an ARB or direct renin inhibitor are not recom- [50]. In terms of pathophysiology, the dyslipidaemia associated
mended. Serum creatinine may be expected to rise to 30% within with CKD seems to primarily be comprised of high triglyceride
the first 4 weeks of starting RAAS blockade, but should be discon- levels, low HDL levels, and variable LDL levels [51, 52]. Excess
tinued for increases of >30% [17]. lipid accumulation causes damage to podocytes, tubular cells,
Mineralocorticoid receptor antagonists (MRAs) such as and tubulointerstitial tissue by various mechanisms including
of chlorthalidone in improving blood pressure among advanced tion to CKD DALY burden of any cause and the only cause to
CKD patients with poorly controlled hypertension [39]. Notably, show a significant increase in DALY rate from 1990 to 2017 [1].
most heart failure clinical trials have excluded patients with The pathophysiological mechanisms of diabetic kidney disease
eGFR <30 ml/min/1.73 m2 . However, trials have demonstrated include glomerular hyperfiltration from overactivation of the
survival benefit in patients with both heart failure with re- RAAS system, oxidative stress, and immune dysfunction leading
duced ejection fraction and stages 1–3 CKD for β-blockers [63], to mesangial expansion and glomerular filtration barrier dam-
ACEi/ARBs [64], and MRAs [65]. Other newer medications have age [74].
also demonstrated benefit. Ivabradine and angiotensin receptor Cornerstones of CKD management in diabetic patients in-
neprilysin inhibitors both demonstrated improved cardiac death clude strict glycaemic control to prevent CKD onset and early
and heart failure hospitalization outcomes in trials with CKD pa- progression, and RAAS blockade, glucagon-like peptide-1 (GLP-
tients [66, 67]. SGLT-2 inhibitors in particular have shown signif- 1) receptor analogues, SGLT-2 inhibitors to prevent progression
icant promise with trials demonstrating not only reductions in of overt CKD. Multiple trials have demonstrated decreased rates
cardiovascular death and heart failure hospitalizations by 25%, of CKD with lower HgbA1c targets, including a 22-year follow-
but also 50% reduction in the incidence of kidney replacement up of the Diabetes Control and Complications (DCCT) trial that
therapy or sustained loss of eGFR [68]. Device therapies for heart showed 50% reduction of CKD incidence in the intensive glu-
failure with reduced ejection fraction, such as cardiac resyn- cose control group [75, 76]. However, other trials involving type 2
chronization therapy and internal cardioverter and defibrilla- diabetes failed to demonstrate improved kidney outcomes with
tors, have demonstrated similar benefit in stage 3 CKD patients stricter control of HgbA1c and instead showed increased mortal-
compared to those with eGFR >60 ml/min/1.73 m2 [69, 70]. Given ity and risk of hypoglycaemia [10, 77]. Thus, current guidelines
the high cardiovascular mortality of CKD patients, further in- recommend selecting an individualized goal from a broader
vestigation of the risks and benefits of permissive hypercrea- range of HgbA1c values, <6.5%–8.0%, balancing the benefits of
tininaemia in the context of interventions that optimize heart renal and cardiovascular protection with the risks of hypogly-
failure status are needed. caemia [78].
Trials examining the effect of ACEis and ARBs on type 2 dia-
betics have shown a reduction in composite endpoint of dou-
Endocrine bling of serum creatinine, death, and kidney failure by 16%–
Diabetes mellitus 20% over three years, independent of blood pressure reduction
[79]. As mentioned in the hypertension section, recent trials re-
There are various endocrine risk factors for CKD, including di- garding finerenone in type 2 diabetic patients have also shown
abetes mellitus (Fig. 1) [71]. Of the estimated 374 million indi- a 17.8% decrease in CKD progression events and a 14.8% de-
viduals with diabetes worldwide [72], about one-half of type 2 crease in cardiovascular events [36]. GLP-1 receptor analogue tri-
diabetics and one-third of type 1 diabetics will develop CKD [73]. als have shown more than 25% decreased risk of stage A3 kid-
One study found that CKD due to diabetes resulted in 11 mil- ney disease (>300 mg urine albumin/g urine creatinine) over 3.8
lion disability-adjusted life years (DALYs), the largest contribu- years in type 2 diabetic patients, alongside their cardiovascular
Traditional Risk Factors in CKD 1743
protective effects [80–82]. Last, SGLT-2 inhibitor trials have increased reactive oxygen species (ROS) mediated renal injury,
shown considerable promise in reducing cardiovascular out- either by directly inhibiting antioxidant enzymes or indirectly
comes as well as diabetic kidney disease progression [83, 84]. Re- magnifying ROS production during acute renal injury. In con-
cent trials powered for renal outcomes such as the Canagliflozin trast, oestrogen inhibits the production of ROS during acute re-
and Renal Outcomes in Type 2 Diabetes and Nephropathy nal injury [97]. Testosterone can also directly induce renal tubule
(CREDENCE) trial showed reduction by 30% of a composite out- cell injury by activating the Fas-FasL mediated apoptosis path-
come of doubling of serum creatinine, renal or cardiovascular way, which is inhibited when oestradiol is present [98]. Finally,
death, and kidney failure in the canagliflozin arm [85]. The Da- testosterone is associated with hypertension through hypothe-
pagliflozin in Patient with Chronic Kidney Disease (DAPA-CKD) sized RAAS stimulation, increased renal sodium reabsorption,
trial interestingly showed a similar reduction not only in type 2 and/or increased vascular resistance from amplified vascular
diabetics but also for non-diabetic kidney disease, further high- smooth muscle cell proliferation. These mechanisms ultimately
lighting the significance of this class of medications in prevent- result in hypertension-mediated renal injury [99].
ing progression of CKD [86].
Lifestyle
Hypothyroidism
legumes, nuts, whole grains) have higher content of dietary stress mediated nephrotoxicity, and indirect kidney injury by
potassium and fibre. Given that potassium plays an important increasing the risk of developing aforementioned risk factors
role in critical cell functions including muscle contraction and such as diabetes and hypertension [118, 119]. In addition, smok-
cardiac conduction, prescribed diets that are rich in potassium, ing synergistically accelerates the development and progres-
such as the ‘Dietary Approaches to Stop Hypertension’ (DASH) sion of CKD in patients with pre-existing CKD risk factors
diet, have been shown to attenuate cardiovascular risk and [120]. Overall, smoking has been associated in a dose-dependent
thus could potentially improve kidney health [111]. Dietary fi- manner with new-onset CKD and progression of kidney dis-
bre is needed to process/absorb nutrients, as well as micronu- ease [121, 122]. Smoking cessation drastically improves health-
trients (antioxidants), and contributes to improved blood pres- related quality of life and well-being [123], and various phar-
sure, glycaemic control, dyslipidaemia, gastrointestinal motil- macotherapeutic interventions for smoking cessation have been
ity/constipation, and gut microbiota composition, which may implemented in the non-CKD population (Table 3). However,
reduce other CKD risk factors such as obesity and diabetes studies have shown that more than 20 years of abstinence in
[112]. Second, nuts and fish, which are key components of the former smokers are required to decrease the risk of new-onset
Mediterranean diet, bear healthier types of dietary fat (i.e. high smoking-associated CKD, emphasizing the lingering adverse ef-
mono- and poly-unsaturated fatty acid and lower saturated fat fects of smoking [121, 124].
content), which could improve kidney health through improv-
ing plasma lipid profiles, insulin resistance, and high blood pres-
sure [113]. Third, despite ongoing controversy with regards to re- Environmental and genetic
verse causality at extremely low levels of dietary sodium intake, CKDu/Mesoamerican nephropathy
greater sodium consumption may be detrimental with respect
to CKD progression due to increased blood pressure and extra- There are specific regions of the world where healthy popula-
cellular volume [114]. Fourth, given that observational studies tions develop CKD without the apparent aforementioned risk
in both the general and CKD populations have shown that the factors. This phenomenon is described as CKD of unknown
higher dietary phosphorus intake and elevated serum phospho- causes (CKDu). CKDu was first documented in El Salvador, and
rus levels are associated with increased risk of cardiovascular later found in rural populations of the Pacific Ocean coastline of
disease, phosphorus from plant-derived foods are less likely to southern Mexico and Central America, often collectively called
contribute to dietary phosphorus burden. For example, dietary Mesoamerican nephropathy [125]. Similar cases of CKDu were
phosphorus from plant-based foods typically occurs in the form also described in other parts of world, such Sri Lanka and India,
of phytates and have much lower bioavailability due to lack of respectively, referred to as Sri Lanka nephropathy and Uddanam
the degrading enzyme phytase in humans [115]. nephropathy [126, 127].
The aetiology of CKDu remains debatable. Currently, there
is no universally agreed aetiology to the disease. However,
based on epidemiologic studies of at-risk populations, com-
Smoking
monly found to be agricultural farmers working under intense
Smoking’s toxic effects are well known, affecting nearly all or- heat and strenuous working conditions, findings suggest re-
gans, including the kidneys [116]. With an estimated 30.8 mil- peated episodes of dehydration and heat stress result in vol-
lion people who are current smokers, a significant portion of ume depletion. Decreased volume status activates the RAAS to
the population is at risk of CKD [117]. Studies have shown increased renal tubular water and salt reabsorption and diver-
that smoking causes direct kidney injury through oxidative sion of renal blood flow via renal vasoconstriction. Permanent
Traditional Risk Factors in CKD 1745
Bupropion 150 mg once daily for the first eGFR 15–60: maximum Nausea, constipation Avoid in patients with a history
three days, increase to 150 mg 150 mg daily insomnia, headache, of seizures, anorexia nervosa
twice daily afterward Avoid in eGFR ≤ 15 tachycardia, weight loss or bulimia, psychiatric
(benefit) disorder, suicidal
thoughts/behaviour or
prescribed monoamine
oxidase inhibitors
Varenicline Day 1–3: 0.5 mg once daily eGFR ≤ 30: starting dose Nausea, insomnia, Avoid in psychiatric disorders
Day 4–7: 0.5 mg twice daily 0.5 mg once daily, titrate as abnormal vivid dreams, or suicidal behaviour
Day 8–end: 1.0 mg twice daily needed to maximum dose headache
Minimal duration of treatment of 0.5 mg twice daily
12 weeks
kidney injury arises from renal hypoperfusion caused by recur- with APOL1 associated CKD is HIV infection. As APOL1 is part
rent episodes of volume depletion [128]. With global warming, of the immune system, HIV indirectly increases APOL1 expres-
temperature-driven volume depletion is expected to increase. As sion through direct upregulation of the immune system such
a result, new cases of CKDu will probably be observed in regions as interferon [137]. Other viral infections (i.e. JC virus) or non-
previously not documented [129]. infectious diseases (i.e. systemic lupus) that upregulate the im-
Other suggested CKDu risk factors including toxic elements mune system have also been associated with APOL1 associated
used in agriculture and frequent self-usage of nonsteroidal anti- CKD [137– 139]. While pharmaceuticals to treat genetic condi-
inflammatory drugs have been studied. However, there is no tions such as APOL1 are currently scarce, there is an ongoing
conclusive evidence yet to support a correlation between CKDu clinical trial for VX-147 for adults with APOL1-mediated protein-
and these proposed risk factors [130]. uric kidney disease [140].
CKD is associated with both genomic and environmental risk Herbal medicine, which consists of plant-derived products, is
factors, with heritability estimated to be 30%–75%. Genetic dis- widely used across the globe, estimated to be used in up to 75% of
orders such as COL4A5 Alport syndrome or PKD autosomal dom- the world population [141]. Despite its popularity, usage of herbal
inant polycystic kidney disease have been well studied with medicine can result in kidney injury. Multiple mechanisms have
causal links [131]. However, a well-established correlation for been proposed, including direct nephrotoxicity, nephrolithia-
CKD and African-Americans lacked evidence to support genetic sis, and rhabdomyolysis [142]. A well-documented nephrotoxic
deposition. With the introduction of genome-wide association agent found in herbal medicine is aristolochic acid, found in
studies, Apolipoprotein L1 gene (APOL1) has been strongly asso- the Artistolochiaceae plant and used mainly in Chinese herbal
ciated with CKD in African-Americans [132]. medicine. It leads to interstitial fibrosis with loss of renal tubules
APOL1 is one of six members of APOL gene located on chro- and increased risk of urothelial carcinoma [143]. In addition to
mosome 22 and encodes a protein that functions as part of the the direct nephrotoxic effect of herbal medicine, due to poor
immune system to fight against parasitic infections, such as regulation over herbal medicine, incorrect processing or stor-
African trypanosomes [133]. As African trypanosomes are pri- age can introduce additional nephrotoxic agents [142]. Auramine
marily found in Africa, variants to confer protection were se- O dye, a carcinogenic dye, has been used for colouring herbal
lected and disseminated throughout the African population, re- medicine products, and can cause kidney and liver toxicity when
sulting in the observation of predisposing APOL1 variant alleles consumed [143].
seen only in African ancestry [134].
The pathogenesis of risk alleles to the development of CKD
CONCLUSION
remains under investigation, with proposed molecular mecha-
nisms to be a cytotoxic injury to podocytes from mitochondrial In summary, CKD is a major public health problem engen-
dysfunction or lysosomal rupture, leading to nephropathy [135]. dered by various modifiable and non-modifiable risk fac-
However, the presence of risk alleles does not result in CKD, tors spanning across cardiovascular, endocrine, lifestyle, and
as only 20% of the African-American population with risk alle- genetic/environmental domains. Understanding the major
les develop nephropathy, suggesting contributing environmen- determinants of CKD and the clinical phenotype of high-risk
tal factors [136]. The strongest environmental factor associated populations are essential for prevention, improved detection,
1746 R. Lo et al.
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