Ijms 22 06071 v2
Ijms 22 06071 v2
Ijms 22 06071 v2
Molecular Sciences
Review
Peptides Derived from Growth Factors to Treat
Alzheimer’s Disease
Suzanne Gascon 1 , Jessica Jann 1 , Chloé Langlois-Blais 2 , Mélanie Plourde 3,4 , Christine Lavoie 2,5, * and
Nathalie Faucheux 1,5, *
denervation remains one of the earliest, most severe, and most consistent transmitter
changes observed during AD progression, which led to the formulation of the “cholinergic
hypothesis” [6].
The histological hallmarks of AD are the accumulation of dense extracellular deposits,
also known as senile/amyloid plaques, and intracellular neurofibrillary tangles in several
brain regions such as the basal forebrain, frontal lobe, hippocampus, cingulate gyrus, amyg-
dala, substantia nigra, several brainstem nuclei, and the cerebral cortex [7]. The amyloid
plaques are caused by the accumulation and aggregation of amyloid-β (Aβ) peptides
(mainly Aβ1–42 but also Aβ1–40 peptides) generated by the consecutive cleavage of the
amyloid-β precursor protein (APP) by β- and γ-secretases [8]. The neurofibrillary tangles
are formed when the neuronal microtubule-associated protein tau is abnormally hyperphos-
phorylated by kinases such as glycogen synthase kinase 3β (GSK3β), leading to its release
from the microtubule and intracellular aggregation into bundles of filaments [9]. It causes
neuronal dysfunctions such as axon integrity and vesicular transport impairment [9,10].
The “amyloid hypothesis” (also known as the amyloid cascade hypothesis) has been
the mainstream explanation for the pathogenesis of AD for over 25 years, but is still a
highly controversial topic in the field. This hypothesis suggests that the accumulation
and deposition of Aβ peptides is the initiating factor that triggers a cascade of disease-
causing processes such as tau-tangle formation, neuroinflammation, synapse dysfunction,
and cell death, which ultimately leads to dementia [11]. Despite ongoing debates about
this hypothesis, evidence supports the idea that an imbalance between production and
clearance of Aβ peptides is the initiating event of AD pathogenic processes [12]. The
strongest evidence is that all the dominant mutations causing the familial (early onset,
Mendelian-inheritance) form of AD reside either in APP or presenilin (catalytic subunit of
γ-secretase), and result in increased production of Aβ1–42 or self-aggregation propensity of
resultant Aβ peptides [11]. The overexpression of APP due to duplication of chromosome
21 in trisomy 21 (Down’s syndrome) has also been reported to cause an early appearance of
Aβ1–42 plaques and development of AD at an early age (about 50% of people with Down
syndrome who are in their 60s have AD) [1]. Furthermore, the amyloid hypothesis is
also strongly supported by the identification of protective mutation of APP that results in
lifelong decrease in APP cleavage into Aβ and reduced risk of AD [13]. While these genetic
modifications greatly increase the AD risk, they are rare (1–6% of AD cases) [14]. Indeed,
more than 95% of AD cases belong to the sporadic (late onset) form of AD (LOAD), which
is caused by complex genetic and environmental factors. Apolipoprotein E4 (APOE4) is the
most prevalent and important genetic risk factor for LOAD [15], with an estimated 3 to 12
times increased risk of LOAD [1]. APOE4 has been reported to have both amyloid-related
and amyloid-independent effects, including reduced Aβ clearance by the blood–brain
barrier (BBB) and decreased Aβ plaque load, tau tangle formation, and regulation of
microglia linked to the triggering receptor expressed on myeloid cells 2 (TREM2) (also
linked with high risk of LOAD [16]), proinflammatory activation, impaired glucose and
lipid metabolism, and compromised vascular homeostasis [17–19]. Furthermore, several
genome-wide association (GWAS) studies identified multiple AD-risk genes that could
be linked with the Aβ cascade and/or tau pathology, but also to cholesterol and lipid
metabolism, immune system and inflammatory response, and vesicle trafficking [20–22].
These reports highlight the complexity and multifactorial nature of AD.
However, these treatments have only modest and transient effects, and do not stop the
progression of the disease [25,26].
In recent decades, many therapeutic approaches targeted the amyloid cascade com-
ponents. Consequently, many clinical trials have been directed toward Aβ-lowering
strategies, including interference with the amyloidogenic processing of APP, mainly with
β- and γ-secretase inhibitors, and removing Aβ oligomers and plaques with monoclonal
antibodies [22,27]. Unfortunately, until now, no therapy directed at reducing Aβ has been
successful, resulting in either no cognitive benefit, or even worsening cognitive outcome
or inducing major side effects [28–31]. However, a recent phase 2 trial of Donanemab, a
humanized IgG1 antibody that targets a modified form of Aβ present only in established
plaques, showed modest inhibition of cognitive and functional decline in early symp-
tomatic AD patients [32]. While encouraging, longer and larger trials are necessary to
study the efficacy and safety of Donanemab in AD. Therapeutic strategies targeting tau
are also under investigation, including inhibitors of tau kinases and tau aggregation, and
immunotherapy [27,33]. As for Aβ-target therapies, none of the tau-targeted therapies
have been successful yet, and the only treatment that has reached a phase III trial is the tau
aggregation inhibitor TRx0237 (LMTX™) [33].
Given that therapeutics targeting the main components of the Aβ cascade hypothesis
failed in the late stage of clinical trials, these strategies have been reconsidered, and
other strategies are being developed. Multiple promising targets to prevent AD or its
progression have been identified [34]. The neuroinflammatory system, including astrocyte
and microglia (key cellular regulators of neuroinflammation), and genetic variants linked
to neuroinflammation, such as TREM2, have received great attention recently due to
the notable correlation between the degree of neuroinflammation and the severity of
AD [27,35,36]. Targeting, APOE; a major lipid transporter that plays a pivotal role in
the development, maintenance, and repair of the central nervous system, and which
polymorphism is a major risk factor for developing LOAD, is also in an early phase of
therapeutic development [17,19,37]. Given that neurotrophin deficiency and dysregulation
is closely associated with the pathogenesis of AD [38], supplementation of neurotrophic
factors (nerve growth factor (NGF) and brain-derived neurotrophic factor (BDNF)) is
currently a potential therapeutic approach to treat AD [27]. Using AD animal models,
this treatment has proven its efficacy to ameliorate learning deficit [39,40]. A phase II
clinical trial using adenoviral vector to deliver NGF (AAV2-NGF) to the basal forebrain
(a region rich in cholinergic neurons) of AD patients demonstrated the feasibility of this
approach [41]. The sections below describe the role of different growth factors in the central
nervous system (CNS), their alteration in AD pathology, and potential uses as therapeutic
treatments for AD.
3.1.1. Structure
The human NGF gene is located on the proximal short arm of chromosome 1 (1p),
while human BDNF, NT-3, and NT-4/5 genes are located on chromosome 11 (11p), 12 (12p),
and 19 (19q) respectively [43,44]. The BDNF gene has a very complex structure [45,46]. The
human BDNF gene consists of nine functional promoters and one protein-coding 30 exon
that is spliced together with one of the nine noncoding 50 exons or two noncoding exons
unique to humans (Vh and VIIIh), leading to several mRNA splice variants [46]. The splice
Int. J. Mol. Sci. 2021, 22, 6071 4 of 44
variants are expressed in response to specific stimuli [47]. For example, the translation of
Bdnf transcripts containing exon-IV and -VI is directly or indirectly regulated by changes
in neuronal activity, and may be linked to pathologies related to depression and memory
disorders in the rat model [48–50]. The expression of specific Bdnf exons is regulated by
epigenetic mechanisms in the adult rat brain during memory consolidation [51].
After synthesis in the endoplasmic reticulum, the precursor form of neurotrophin
includes a signal sequence and a prodomain, followed by the mature protein sequence.
The prodomain is cleaved intracellularly and/or extracellularly to release the mature
protein. The cleavage of proNGF to obtain the mature form of NGF (mNGF) involves a
CNS extracellular protease cascade leading to the activation of plasmin [52]. Both proNGF
and mNGF are biologically active and can induce an antagonist effect on the maintenance
of the cholinergic neuron phenotype [53]. Mature neurotrophin can also be degraded
by enzymes such as matrix metalloprotease-9 (MMP-9) [52]. The process leading to the
maturation of proNGF to mNGF, as well as the degradation of mNGF by MMP, is called
the NGF metabolic pathway [54,55].
The mature neurotrophins are evolutionarily conserved with a high sequence homol-
ogy between vertebrates [43,56]. In addition, the mature NGF, BDNF, NT-3, and NT-4/-5
share 50% amino acid residue identity [57]. They also associate noncovalently into ho-
modimers, with each monomer presenting a cysteine “knot” with the characteristic loop
formation and a tertiary fold. These monomers (118 or 119 amino acids) are characterized
by seven β-strands connected by three exposed β-turn loops (L1, L2, L4) and an additional
loop L3 (Figure 1) [58,59]. All of these exposed sites may be accessible for interaction with
neurotrophin receptors.
Figure 1. Structure of (A) mNGF (PDB ID: 1 BET) monomer [60]. The exposed β-turn loops L1 (residues 28-36), L2 (residues
42-49), L3 (residues 59-67) and L4 (residues 91-99) were used to design peptides. (B) The mNGF dimer (red and blue)-TrkA
extracellular domain (black) binding sites (PDB ID: 2IFG [61]) [58,62].
The p75NTR receptor can interact with all neurotrophins in their pro- and mature
forms [64]. TrkA mainly recognizes NGF, whereas BDNF and NT-4/5 interact with TrkB,
and NT-3 binds TrkC; p75NTR regulates the specificity as well as affinity of Trk receptors
for their neurotrophin ligands [66]. The affinity of NGF for both p75NTR and TrkA is quite
similar (Kd around 1–2 nM) [64,67]. However, TrkA receptors co-expressed with p75NTR
have a higher affinity for NGF (Kd 2.8 × 10−12 M) [67].
The extracellular domain of p75NTR consists of four cysteine-repeat domains, with
two of them being implicated in the interaction with neurotrophins. The mNGF has two
binding epitopes for p75NTR: the first one involves positively charged residues in L1 and
L4 loops, whereas the second one involves hydrophilic residues from the highly conserved
loop L3 and the C-terminus [68]. The p75NTR receptor also has single transmembrane and
cytoplasmic domains, the latter containing a “death domain”.
The extracellular domain of TrkA contains three leucine-rich 24-residue motifs (LRR1-
3) flanked by two cysteine clusters (CR). Two immunoglobulin-like C2-type domains (Ig-C2)
are adjacent to these structures. Using the crystal structure of NGF/TrkA-d5 complex at
2.2 Å resolution, Wiesmann et al. found that the Ig-C2 domain (TrkA-d5) closest to the cell
membrane is sufficient for the binding of mNGF through its L2 and L4 loops [68]. Each Trk
receptor also has single transmembrane and cytoplasmic domains. The latter contains the
tyrosine (Tyr) kinase activity region surrounded by phospho-Tyr residues involved in the
recruitment of signaling and adaptor proteins of specific signaling cascades [63]. However,
the tyrosine kinase domain is missing in some isoforms of TrkB and TrkC [69].
Upon binding, NGF and BDNF induce the dimerization of their cognate Trk full-length
(Trk-FL) receptors. The cytoplasmic kinase domain of Trk receptors is in turn activated, and
an autophosphorylation of their tyrosine residues occurs. These phosphorylations trigger
the specific recruitment of adaptor proteins, the proto-oncogene tyrosine-protein kinase
Src homology 2 domain containing (Shc), the fibroblast growth factor receptor substrate 2
(FRS2), and the phospholipase Cγ (PLCγ) (Figure 2).
Int. J. Mol. Sci. 2021, 22, 6071 6 of 44
Figure 2. The NGF and BDNF signaling pathways and their roles in healthy and AD brains [70–75]. CAM: calmodulin kinase; DAG: diacylglycerol; mBDNF: mature form of BDNF
(monomer); mNGF: mature form of NGF (monomer); RSK: ribosomal S6 kinase; TRAF: TNFR-associated factors. The figure was created using Servier Medical Art (https://smart.servier.com;
30 April 2021).
Int. J. Mol. Sci. 2021, 22, 6071 7 of 44
in the medial prefrontal cortex of normal adult rats led to a local loss and atrophy of
cholinergic terminals paralleled by cognitive impairment. Interestingly, the number of
dopaminergic, noradrenergic, glutamatergic, and GABAergic boutons were not affected.
This cholinergic degeneration prevents the consolidation and retrieval of a new memory in
rats [102].
Int. J. Mol. Sci. 2021, 22, 6071 9 of 44
Table 1. Effect of the growth factor superfamily on CNS cells and their potential effect on Alzheimer’s disease hallmarks.
Table 1. Cont.
Table 1. Cont.
• BDNF
BDNF has an important role in synaptic plasticity, including long-term potentiation
(LTP) in the hippocampus of the adult brain, and is therefore involved in learning and mem-
ory consolidation [113,114]. BDNF is produced in the entorhinal cortex and then undergoes
anterograde transport to the hippocampus [115]. mRNA expression encoding BDNF is
increased in the hippocampus of rats that acquired spatial memory [116]. Moreover, using
a hidden-platform water-maze task, Gorski et al. found that forebrain-restricted BDNF
mutant mice (Emx-BDNFKO) present profound impairments in hippocampus-dependent
learning [117]. Furthermore, BDNF can regulate the expression of two ionotropic glutamate
receptors important for LTP: the alpha-amino-3-hydroxy-5-methyl-4-isoxazolepropionate
(AMPA) and NMDAR [118].
Importantly, recent studies showed that the ratio of proBDNF to mBDNF is important
for the synaptic plasticity. APOE4 epigenetically prevents BDNF transcription through
the nuclear translocation of histone deacetylases 4 and 6 in human neurons [119]. It can
also block the secretion and conversion of proBDNF to mBDNF [120]. Unlike mBDNF,
proBDNF decreases the strength of the synapses [54,121].
progressive degenerative changes that occur in BFCNs following transection of their axons
in the fornix [140,141]. A limited clinical trial of intracerebroventricular NGF adminis-
tration (up to 3 months) on three patients suffering from AD did not demonstrate clear
cognitive amelioration, although a few neuropsychology tests showed slight improvements.
Unfortunately, several negative side effects, such as back pain and weight loss, were also
reported [142].
The success of NGF approach strongly depends on the spatial and temporal delivery
of the neurotrophins that must be controlled to avoid any side effect as described above [55].
The efficiency of other routes of NGF administration, such as intraocular or intranasal de-
livery, are still under investigation [143,144]. Other approaches based on NGF gene therapy
include stereotactic surgery [145] or cell therapy [146]. Rafii et al. showed that bilateral
stereotactic administration of adeno-associated virus serotype 2 delivering NGF (AAV2-
NGF) to the nucleus basalis of Meynert can induce the synthesis of biologically active NGF
without adverse events [145]. Nevertheless, no conclusion on cognitive outcomes arises
from this study due to the small number of participants and lack of prospective control
subjects [145]. A phase II clinical trial that included 49 AD patients recently confirmed that
AAV2-NGF delivery was well-tolerated over 2 years, but no clinical cognitive outcomes
were observed compared to the control group [41]. The use of transplanted cells (NGF
cell therapy) also requires more studies on the inflammatory responses induced in the
brain [147].
Thus, there are important challenges remaining in using NGF treatment, but there is
still enthusiasm regarding this strategy for treating AD patients.
• BDNF
Several studies have shown that BDNF gene expression, as well as proBDNF and
mBDNF levels, are decreased in the cortex, hippocampus, and basal forebrain in AD-
affected brains [148–151] (Table 1). The decrease in BDNF expression appears to correlate
with the degree of cognitive deficits in humans [152]. TrkB mRNA levels are downregulated
in patients suffering from both mild cognitive impairment and AD compared to healthy
patients in both CA1 pyramidal neurons and regional hippocampal dissections [124]. TrkB
downregulation also correlates with the abundance of neuritic plaques and neurofibrillary
tangles [153]. Several BDNF-mediated functions are altered in AD by β-amyloid peptides,
as well as tau pathology, through the glucocorticoid receptor pathway [154,155]. The
BDNF signaling impairment induced by Aβ might involve NMDAR dysregulation [156].
Interestingly, Aβ selectively increases mRNA levels for the truncated TrkB, and induces
the cleavage of TrkB by calpain [157]. The truncated TrkB:TrkB-FL ratio is increased in
hippocampal and cortical postmortem samples from AD subjects [148,149].
Since altered BDNF/TrkB signaling has been involved in AD pathology, various
therapeutic approaches, such as exogenous mature BDNF delivery, BDNF gene therapy,
and cell therapy, have been investigated [158,159]. Interestingly, unlike NGF, BDNF can
cross the BBB in a bidirectional manner [160] However, the BBB penetration of BDNF
remains low [136]. Therefore, some BBB modulators, such as cadherin peptides (ADTC5),
have been used to improve BDNF’s efficiency in crossing the BBB. Intravenous injection of
BDNF with ADTC5 in transgenic APP.PS1 mice improved the cognitive performance of
these AD mice compared to BDNF alone [103].
Some promising results were also observed using Bdnf gene therapy in aged nonhu-
man primates. The BDNF-treated monkeys showed a significant improvement in perfor-
mance of their visuospatial discrimination tasks [159].
Braschi et al. also recently found that intranasal delivery of BDNF at 42 pmol can
rescue memory performance of AD11 mice, a sporadic model of AD. Surprisingly, this
treatment has no effect on Aβ burden, tau hyperphosphorylation, or cholinergic deficit,
whereas it induces a drastic decrease of CD11b immunoreactive brain microglia [104].
However, the comparison with human is difficult, since aging human and the murine
microglia signature strongly diverge [161]. For example, the proportion of morphologically
activated microglia in postmortem human cortical tissue is correlated with the accumula-
Int. J. Mol. Sci. 2021, 22, 6071 14 of 44
tion of pathologic characteristic of AD, such as the number of amyloid plaques and tau
accumulation, worsening the cognitive decline [162]. However, such results open new
perspectives on the use of BDNF to treat AD.
activin membrane-bound protein) can also block BMP signaling [186]. Other regulatory
molecules of this signaling pathway act intracellularly. The pSmad1/5/8 can be deactivated
via their dephosphorylation by phosphatases such as the protein phosphatase magnesium-
dependent 1A (PPM1A). The canonical Smad pathway can also be inhibited by inhibitory
Smad (I-Smad, Smad6/7) [187]. BMP2/4 can induce the upregulation of genes encoding
for I-Smad in adult hippocampus-derived neural stem cells [180,187].
Int. J. Mol. Sci. 2021, 22, 6071 16 of 44
Figure 3. FGF-2 and BMP-9 signaling pathways and their roles in healthy and AD brains [106,185,188–192]. GAB1: Grb2-associated binder-1; SOS: salt overly sensitive; TAB1/2/3:
TAK1 binding protein 1/2/3; TAK: transforming growth factor β-activated kinase 1; XIAP: X-linked inhibitor of apoptosis. The figure was created using Servier Medical Art
(https://smart.servier.com; 30 April 2021).
Int. J. Mol. Sci. 2021, 22, 6071 17 of 44
Therefore, BMP-9, through its action on BFCN, might be a promising molecule to treat
AD. In addition, its receptor ALK1 is not affected at the early stage of AD [206]. However,
BMP-9 acts as a dimer of around 24 kDa that cannot easily cross the BBB, and the use of
supraphysiological doses is not only very expensive, but more importantly, may induce
side effects.
well as the phosphorylation of tau, while it restores the spatial memory [219]. The intranasal
administration of FGF-2/chitosan seems more effective to deliver the growth factor to
the brain in comparison to intravenous injection. It also induces a better improvement of
spatial memory in rat with learning impairment after co-injection of Aβ25–35 and ibotenic
acid [220]. These data suggest that intranasal administration of FGF-2 could have potential
application in AD.
Table 2. Effect of the peptides derived from growth factors on CNS cells and their potential effect on Alzheimer’s disease.
Superfamily Peptide Sequence Experimental Conditions Effect on CNS Cells In Vitro or In Vivo Refs
Neurotrophin
Cells: mouse hippocampal HT-22 immortalized neurons and
Dimeric dipeptide: primary culture of embryonic rat hippocampal neurons (18 days old
embryos)
Treatment: peptide (10−5 –10−10 M) added 24 h before adding H2 O2 Strong neuroprotective properties at 10−8 M [230]
GK-2 β-turn loop L4
(1.5 mM) for 30 min or glutamate (5 mM) for 24 h
Incubation time: 4 h and 24 h
Dimeric dipeptides Cells: mouse hippocampal HT-22 immortalized neurons and rat Both GK-2 (10−8 M) and GK-6 (10−6 M):
GK-2 and pheochromocytoma PC12 ↑ Phosphorylation of TrkA
GK-6 β-turn loop L1 GK-6 (10−6 M): [231]
Treatment: peptide (10−5 –10−10 M) added 24 h before oxidative Exhibits slight neuroprotective properties
stress ↑ Differentiation (↑ neurite outgrowth in PC-12 at 7 days)
NGF N terminus
Cells: Rat PC12 pheochromocytoma cells ↑ Internalization of TrkA and p75NTR receptors
Linear peptide NGF(1-14)
SSSHPIFHRGEFSV-NH2 [232]
NGF Treatment: peptide at 50 µM or NGF (50 ng/mL) ↑ Proliferation of PC12 cells at 48 h
Dimeric peptide d-NGF(1-15)
Incubation time: 10 min to 72 h ↑ Differentiation (↑neurite total length at 72 h)
Table 2. Cont.
Superfamily Peptide Sequence Experimental Conditions Effect on CNS Cells In Vitro or In Vivo Refs
Cyclic complex peptides derived from Cells: PC12 cells (clone 615) stably overexpressing TrkA,
loops L1 and L4 with or without NGF dorsal root ganglia (DRG) from 8-day-old chick embryos
N terminus and cerebellar granule neurons from 8-day-old Sprague In vitro:
Dawley rat pups Both NL1L4 and L1L4 (3 µM) have neurotrophic properties
NL1L4 Treatment: NL1L4 (3, 6 and 10 µM), L1L4 (50, 100 nM, 3, 6 ↑ DRG differentiation within 2 days like NGF
and 10 µM), and NGF (0.192 nM, control) L1L4 dose-dependent ↑ PC12 differentiation at 3 days (EC50
1 µM) [236]
↑ TrkA phosphorylation (pTrkA) in PC12 cells at 10 min
Incubation time: 10 min (TrkA activation); 2 weeks (DRG) (NL1L4 and L1L4 (3 µM): 57 and 80% of pTrkA level obtained
and 3 days (PC12) using NGF, respectively)
No effect on TrkB phosphorylation in cerebellar granule
neurons
L1L4 Animal: CCI model (adult male Sprague Dawley rats) In vivo:
treated by L1L4 (37.5 µg/µL) through intrathecal lumbar ↓ Neuropathic pain in CCI model (restores mechanical and
spinal catheter (1 µL/h for 7 days) thermal sensitivity)
Cells: NIH 3T3 cells transfected with TrkB receptor; ↑ TrkB phosphorylation at TrkB at Tyr 706 at 1 h
B-3 (Ac-SKKR-CONH2 ) mouse E18 primary No cytotoxic effect on cells at 5 days
↑ Neuronal differentiation (↑ b-III-tubulin,
hippocampal neurons anti-neurofilament-M, and NeuN) in E18 hippocampal
neurons at 5 days [237]
↑ BDNF synthesis induced by B-3 (0.1 and 1 µM) and B-5
Treatment: peptides (2 nM to 10 µM)
BDNF B-5 (Ac-IKRG-CONH2 ) (0.1 µM) in primary E18 hippocampal cells at 5 days
TrkB synthesis induced by B-3 and B-5 (1 µM) in NIH-3T3 at
Incubation time: 1 h; 2 and 5 days
5 days
Animal: male C57Bl/6 mice (chronic social defeat stress
GSB-106 ↑ Locomotion in CSDS mice
(CSDS))
[238]
Restores decreased synaptophysin level in hippocampus of
Treatment: GSB-106 0.1 mg/kg once a day, for 21 days
CSDS mice
Int. J. Mol. Sci. 2021, 22, 6071 22 of 44
Table 2. Cont.
Superfamily Peptide Sequence Experimental Conditions Effect on CNS Cells In Vitro or In Vivo Refs
BMP
↑ Neuronal differentiation (↑ neurite outgrowth; ↑
pBMP-9 Cells: SH-SY5Y cells
MAP-2, NSE. NeuN at 5 days).
Ac-
CGGKVGKACCVPTKLSPISVLYK- Treatment: peptides or BMP-9 (control) at 0.1 or 1 nM with or without SpBMP-9 ↑ differentiation in cholinergic phenotype. [239]
NH2 retinoic acid (RA) in serum-free medium (↑ acetylcholine, VAChT, ChAT) compared to BMP-9
SpBMP-9 or pBMP-9
BMP-9 Ac-CGGKVGKASSVPTKLSPISVLYK-
Incubation time: 1, 3, and 5 days. Adding RA ↑ peptide-induced differentiation
NH2
SpBMP-9 Cells: SH-SY5Y cells SpBMP-9 plus NGF or bFGF
↑ Neuronal differentiation (↑ neurite outgrowth, ↑
and NSpBMP-9 (negative peptide) Treatment: peptides at 0.1 nM with or without NGF (100 ng/mL) or
NSE expression) compared to growth factor alone
bFGF (FGF-2; 20 ng/mL) in serum-free medium [240]
↑ Neuronal differentiation in cholinergic phenotype.
Ac- (↑ VAChT vesicles located in the neurites) compared
CGGKVGKAGGVPTKLSPIGGLYK- with growth factor alone
NH2 Incubation time: 5 days. NSpBMP-9 has no effect
Cells: primary human glioblastoma cells (glioma stem cells
GBMP1a ↑ Astroglial differentiation (↑ GFAP protein
subpopulation)
BMP-2 (H-PFPLADHLNSTNHAIVQTLVNS- expression; ↑ S100) [241]
Treatment: 60 ng/mL GBMP1a
NH2 )
Incubation time: 5 days ↓ Cell proliferation
FGF
Cells: SH-SY5Y cell ↓ Glutamate-induced apoptosis via Akt activation
FGF-2 FK-18 FFFERLESNNYNTYSRK Treatment: FK18 at 10 µg/mL or bFGF at 100 ng/mL 2 h before, at the ↑ Bcl-2/Bax ratio [242]
same time, or 30 min after stimulation with glutamate (4–10 mM) ↓ Cleaved caspase-3
Int. J. Mol. Sci. 2021, 22, 6071 23 of 44
Figure 4. Signaling pathways activated by peptides derived from growth factors and their effect in vitro and/or in vivo [232,239,243–245]. The figure was created using Servier Medical
Art (https://smart.servier.com; 30 April 2021).
Int. J. Mol. Sci. 2021, 22, 6071 25 of 44
(CATDIKGAEC) was derived from mNGF-β hairpin loop L1 (residues 29-35), a region
interacting with p75NTR, but in which KGE was replaced by KGA, a motif shared by NGF
and Aβ [233]. This cyclic peptide inhibits NGF and Aβ1–40 binding to p75NTR, but not
to TrkA, and prevents the neuronal death induced by Aβ1–40 in E17 rat cortical neurons
(Table 2) [233].
Other NGF-derived peptides have shown a neuroprotective effect both in vitro and
in vivo. The dimeric peptide GK-2 (described in the subsection “Peptides derived from
mNGF L1-L4 loops”) had neuroprotective activities in several experimental models. It stim-
ulated neuroprotective and neurogenesis activities in vivo in a rat model of ischemic stroke
(Table 2) [235] and in several other experimental models of traumatic brain injury or degen-
erative diseases [59,260,261]. GK-2 counteracts the impaired cognitive functions in two AD
rat models: (1) a surgical one (transection of the septo-hippocampal pathway), resulting
in the development of cholinergic deficiency; and (2) a neurotoxic one (streptozotocin),
reproducing the main pathological hallmarks (Aβ accumulation and tau phosphorylation)
(Table 2) [234]. Importantly, GK-2 systemic administration, unlike the native NGF, did
not cause hyperalgesia and weight loss in these in vivo experiments [243]. These results
suggest that GK-2 may be a promising molecule to prevent the development of AD [234].
Through their capacity to target specific receptors and to selectively activate a subset
of signaling pathways, NGF-derived peptides can favor neuroprotective and neurogenera-
tion activities. These characteristics make these molecules very promising tools to fight
neurodegenerative diseases. However, a lot of work remains to better understand the effect
of such peptides on the complex AD pathogenesis.
4.1.2. BDNF
• Linear peptides derived from mBDNF
Using neutralizing antibodies directed to identify active sites of mBDNF, five different
linear tetrapeptides were designed (peptides B-1 to B-5). B-3, B-4, and B-5 peptides exert
neurogenic and neurotrophic effects in mouse hippocampal neuronal cell culture. Both B-5
and B-3 were found to work as partial agonists and antagonists for TrkB activation, and
also to induce the expression of TrkB and BDNF (Table 2) [237]. HNgfEE is another short
peptide derived from the NGF sequence that shares similarities with the BDNF sequence.
When conjugated to the surface of polymersome nanoparticles, this peptide can bind and
activate the TrkB receptor in vitro [262]. However, to date the efficiency of these peptides
have not been evaluated in vivo.
• Cyclic dimeric peptides derived from mBDNF loops L2 and L4
The cyclic peptides derived from BDNF were designed based on the X-ray crystal-
lographic data obtained for mouse NGF and a BDNF/NT3 heterodimer [263], revealing
the β-hairpin loop (L1-L4) regions in the BDNF primary sequence. In addition, specific
site-directed mutagenesis and chimeric proteins (NGF with the L2 region of BDNF) showed
that amino acid residues in the L2 loop are involved in the interaction with TrkB re-
ceptors [264,265]. Based on these information, four conformationally constrained cyclic
peptides of various size and derived from the L2 loop were synthesized (L2-12, L2-10, L2-8,
and L2-6). These peptides act as competitive antagonists of BDNF for TrkB. However, they
have no survival-promoting activity [263].
Bicyclic dimeric peptides (disulfide-linked and amide-linked dimers) were then de-
signed based on the L2-8 sequence (e.g., (H-CVCVSKGQLC-OH)2 ) in order to obtain
potent peptides mimetic of BDNF. These peptides behave as partial agonists, promoting the
survival (around 29% of the maximal survival effect of BDNF) of embryonic chick dorsal
root ganglion sensory neurons. To improve the potency/efficacy of these compounds,
tricyclic dimeric peptides (hybrids of the disulfide-linked and amide-linked dimers) were
also designed to reduce conformational freedom and potentially favor the orientation of
the two monomeric units for receptor dimerization. Although still partial agonists, these
Int. J. Mol. Sci. 2021, 22, 6071 28 of 44
peptides were very potent in increasing neuronal survival (100- to 1000-fold more potent
than the bicyclic disulfide-linked dimers) [266].
Other mimetic peptides of BDNF were designed based on the p75NTR-binding tripep-
tide motif KKR available on loop L4 of BDNF. For example, Fletcher et al. used a cyclic
pentapeptide (cyclo-[dPAKKR]) that consisted of the KKR tripeptide constrained by a dPro-
Ala linker. Unlike, BDNF; cyclo-[dPAKKR] cannot activate TrkB (Figure 4). However, it acts
as a BDNF agonist favoring the survival of primary embryonic chick sensory neurons. Fur-
thermore, this peptide is highly resistant to proteolytic degradation by plasma in vitro [244].
An alkyl amide-substituted analogue of this peptide (cyclo-[dPK(alkyl amide)KKR]), which
may recruit the peptide to cellular membrane, was found to be over 60-fold more potent
than cyclo-[dPAKKR] [267].
Based on these results, a dimer dipeptide named GSB-106 was derived from the BDNF
loop L4 β-turn sequence D93 SKK96 , where Asp93 was replaced by a succinic acid residue,
and Lys96 was replaced by an amide group [245]. Surprisingly, GSB-106 activates TrkB
receptors as well as the downstream PI3K/AKT, and MAPK/ERK1/2 and PLCγ [268].
It was also recently reported that GSB-106 induces the phosphorylation of TrkB via a
transactivation mechanism partially dependent on Src kinases in neuroblastoma SH-SY5Y
cells. GSB-106 exerts a neuroprotective effect against glutamate toxicity on cells expressing
TrkB. It also promotes survival of serum-deprived SH-SY5Y cells through TrkB/PI3K/AKT
pathway activation, which inhibits apoptosis [268]. Therefore, GSB-106 mimics BDNF in
its prosurvival activity.
• Peptides combining different regions of mBDNF
Long peptides derived from loops L3 and L4 in BDNF, Betrofin 3 (RGIDKRHWNSQ)
and Betrofin 4 (SYVRALTMDSKKRIGWR), respectively, were synthesized as dendrimers
composed of four monomers coupled to a lysine backbone. Both peptides can bind p75NTR
and TrkB receptors and induce neurite outgrowth of primary cerebellar granule neu-
rons [269]. Despite their effect on neuronal differentiation, the molecular weight of these
dendrimers is high and may limit their delivery to the brain.
• Effect of BDNF-derived peptides in the context of brain trauma and diseases
There are few studies on the effect of the BDNF-derived peptides in the context
of AD. However, their uses as antidepressants or to improve neurologic outcomes after
brain trauma have been well documented [270,271]. For example, GSB-106 improves
neurologic outcomes via PI3K/AKT and MAPK/ERK1/2 pathway activation in rat stroke
model caused by transient middle cerebral artery occlusion [271]. Furthermore, GSB-106
administered intraperitoneally or orally exhibits antidepressant activity [270,272,273]. It
also restores hippocampal neuroplasticity in a mice depression model induced by a chronic
social defeat stress procedure (Table 2) [238]. GSB-106 has therefore successfully passed
preclinical studies as a potential antidepressant.
9 can act with several growth factors (FGF-2, EGF, IGF-2) and neurotrophin NGF to promote
cholinergic differentiation of SH-SY5Y cells [240]. Unlike its negative peptide NSpBMP-9,
SpBMP-9 can potentiate the effect of both bFGF and NGF on SH-SY5Y cell differentiation
toward the cholinergic phenotype. In contrast, there is no synergistic effect in terms of
neurite outgrowth for cells stimulated with SpBMP-9 combined with IGF-2 or EGF [240].
These results showed that SpBMP-9 may be a promising molecule to treat AD by increasing
the cholinergic phenotype in combination with other growth factors and inhibiting GSK3β.
However, such small peptides must be protected to be delivered to the brain. SpBMP-9
was successfully encapsulated into composite nanoparticles made of alginate and chitosan
for its intranasal delivery. SpBMP-9 released from the nanoparticles was still biologically
active [277].
However, the evaluation of SpBMP-90 s efficiency to treat AD hallmarks first requires
several in vivo studies using appropriate AD mice models.
SY5Y cells induced by Aβ1–42 in vitro. GPE-LA also reduces Aβ-induced AChE activity and
oxidative stress [288]. To increase its stability in the blood and reduce its degradation by
proteases, the amide bonds in GPE was replaced with an aminomethylene unit ψ[CH2 NH]
at Gly-Pro (GPE3), Pro-Glu (GPE1), or at both junctions (GPE2). As expected, GPE2 was
more stable than GPE1 and GPE3, with half-lives of 11.8 h, 4.5 h, and 6.6 h, respectively.
However, GPE3 had the best neuroprotective properties [289].
The GPE-modified peptides can block the effect of Aβ1–42 , limiting inflammation
and oxidative stress in vitro. They may therefore be considered for future application in
neurodegenerative diseases such as AD.
• Peptides derived from CNTF
CNTF is well known for its neuroprotective effect [221]. Two peptides, P6 and P021,
were derived from the biologically active region of human CNTF (amino acid residues
146–156) [290]. The peptide P6 is very stable over time, with a plasma half-life of over 6 h as
compared to 3 min for CNTF. It can also cross the BBB [291]. Both P6 and P021 gave promis-
ing results in the context of AD in several mice models [292–294]. The intraperitoneal
administration of P6 for six weeks in 6–7-month-old 3xTg-AD mice (prior to Aβ plaque
and neurofibrillary tangle formation) limits the impairment in spatial memory [292,293].
It potentiates the neurogenesis in APP transgenic (Tg) mice by increasing cell prolifera-
tion [294]. In the same way, P021 enhances the proliferation and differentiation of adult
hippocampal progenitors and improves cognition in C57Bl/6 mice and aged rats, favoring
the synthesis of BDNF [295,296]. Therefore, these peptides derived from CNTF are also
promising molecules to fight AD hallmarks.
In summary, the peptides derived from growth factors not only successfully mimic
the receptor binding sites, but also initiate specific signaling pathways such as PI3K/AKT,
MAPK/ERK1/2, and canonical Smad1/5/8 cascades involved in neuroprotective activity
(GK-2, FK-18), neurogenesis (GK-2), and cholinergic differentiation (SpBMP-9, pBMP-9).
Interestingly, some of them such as dNGF(1-15) and B-3/B-5 also promote the synthesis of
BDNF and the expression of its receptors, while others (GK-2; P06 and P021) counteract
the impaired cognitive functions in AD mice models without side effects. Furthermore,
peptides like GK-2 did not induce hyperalgesia, which is one of the primary adverse effects
of the native NGF protein. However, the side effects of peptides derived from growth
factors such as pBMP-9 and SpBMP-9 are still poorly known and require further studies.
5. Conclusions
Finding a therapy for AD disease is one of the greatest challenges for modern medicine,
since it is a multifactorial disease. Currently, major clinical trials are mainly focusing on
Aβ hypothesis components, but have been largely unsuccessful. None of the available
drugs protects against the loss of neurons, a hallmark in AD pathogenesis. In this regard,
the exogenous administration of peptides derived from growth factors is an attractive
therapeutic approach, given their roles in proliferation, differentiation, plasticity, and sur-
vival of neuronal cells. The strong supportive preclinical data in primary cells and animal
models indicate the potential/viability of this strategy for AD treatment. Several short
peptides derived from neurotrophins (NGF, BDNF), members of the TGF beta superfamily
(BMP), and FGF have been developed or are under development to replace the deficient or
dysregulated growth factor in AD. An advantage of these peptides is that their structure
can be constrained (or designed) to better interact with the growth factor receptors and to
activate a specific downstream pathway such as MAPK/ERK versus PI3K/AKT to favor
a subsequent behavior like neuronal survival and/or differentiation. It also offers the
opportunity to develop new therapeutic strategies by combining some of these peptides
together or with other available treatment for a multimodal approach. Blood stability
and pharmacokinetic properties of these peptides can also be improved by chemical mod-
ification. Their small size facilitates the penetration of the BBB to reach neuronal cells.
However, systemic administration of these peptides could lead to serious peripheral side
effects by acting on receptors in other tissues. Intranasal delivery or encapsulated cell
Int. J. Mol. Sci. 2021, 22, 6071 31 of 44
biodelivery methods could help to overcome this limitation. Interestingly, if started early
in the progression of the disease, this treatment could alter the relentless cognitive decline.
However, future studies are required to better understand and improve the efficacy of
these promising molecules in the context of AD pathogenesis.
Author Contributions: S.G., J.J. and C.L.-B. wrote the draft of the manuscript and designed the tables
under the supervision of M.P., C.L. and N.F.; C.L. and N.F. designed the figures and contributed to
the writing and editing of the manuscript. All authors have read and agreed to the published version
of the manuscript.
Funding: The APC was funded by the IPS program (structuring project).
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
Abbreviations
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