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DRAFT INTERNATIONAL STANDARD

ISO/DIS 3834-1

ISO/TC 44/SC 10 Secretariat: DIN


Voting begins on: Voting terminates on:
2020-11-26 2021-02-18

Quality requirements for fusion welding of metallic


materials —

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Part 1:
Criteria for the selection of the appropriate level of quality
requirements
Exigences de qualité en soudage par fusion des matériaux métalliques —
Partie 1: Critères pour la sélection du niveau approprié d'exigences de qualité

ICS: 25.160.01

THIS DOCUMENT IS A DRAFT CIRCULATED


FOR COMMENT AND APPROVAL. IT IS
This document is circulated as received from the committee secretariat.
THEREFORE SUBJECT TO CHANGE AND MAY
NOT BE REFERRED TO AS AN INTERNATIONAL
STANDARD UNTIL PUBLISHED AS SUCH.
IN ADDITION TO THEIR EVALUATION AS
BEING ACCEPTABLE FOR INDUSTRIAL, ISO/CEN PARALLEL PROCESSING
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STANDARDS MAY ON OCCASION HAVE TO
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WHICH REFERENCE MAY BE MADE IN Reference number
NATIONAL REGULATIONS.
ISO/DIS 3834-1:2020(E)
RECIPIENTS OF THIS DRAFT ARE INVITED
TO SUBMIT, WITH THEIR COMMENTS,
NOTIFICATION OF ANY RELEVANT PATENT
RIGHTS OF WHICH THEY ARE AWARE AND TO
PROVIDE SUPPORTING DOCUMENTATION. © ISO 2020

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ISO/DIS 3834-1:2020(E)


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COPYRIGHT PROTECTED DOCUMENT


© ISO 2020
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
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ISO/DIS 3834-1:2020(E)


Contents Page

Foreword......................................................................................................................................................................................................................................... iv
Introduction...................................................................................................................................................................................................................................v
1 Scope.................................................................................................................................................................................................................................. 1
2 Normative references....................................................................................................................................................................................... 1
3 Terms and definitions...................................................................................................................................................................................... 1
4 General outline of ISO 3834....................................................................................................................................................................... 2
5 Selection of the appropriate level of quality requirements..................................................................................... 3
6 Processes to be considered for a quality management system to complement ISO 3834........ 3

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Annex A (informative) Criteria which assist in the selection of ISO 3834-2, ISO 3834-3 or
ISO 3834-4.................................................................................................................................................................................................................... 5
Bibliography................................................................................................................................................................................................................................. 7

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ISO/DIS 3834-1:2020(E)


Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the

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editorial rules of the ISO/IEC Directives, Part 2 (see www​.iso​.org/​directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www​.iso​.org/​patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see www​.iso​.org/​
iso/​foreword​.html.
This document was prepared by Technical Committee ISO/TC 44, Welding and allied processes,
Subcommittee SC 10, Quality management in the field of welding.
This third edition cancels and replaces the second edition (ISO 3834-1:2005), which has been technically
revised.
Any feedback, question or request for official interpretation related to any aspect of this document
should be directed to the Secretariat of ISO/TC 44/SC 10 via your national standards body. A complete
listing of these bodies can be found at www​.iso​.org/​members​.html. Official interpretations, where they
exist, are available from this page: https://​committee​.iso​.org/​sites/​tc44/​home/​interpretation​.html.
The main changes compared to the previous edition are as follows:
— Standard was editorially revised;
— references to sub-clauses in ISO 9001 were updated.
A list of all parts in the ISO 3834 series can be found on the ISO website.

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ISO/DIS 3834-1:2020(E)


Introduction
Processes such as fusion welding are widely used to manufacture many products. In some companies, they
are the key feature of production. Products may range from simple to complex. Examples include pressure
vessels, domestic and agricultural equipment, cranes, bridges, transport vehicles and other items.
These processes exert a profound influence on the cost of manufacture and quality of the product. It is
important, therefore, to ensure that these processes are carried out in the most effective way and that
appropriate control is exercised over all aspects of the operation.
It is emphasised that the ISO 3834 series is not a quality management system standard replacing
ISO 9001:2015. However, it can be a useful tool when ISO 9001:2015 is applied by manufacturers.
Specification of quality requirements for welding processes is important because the quality of these

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processes cannot be readily or economically validated. Therefore, they are considered to be special
processes as noted by ISO 9000:2015.
Quality cannot be inspected into a product: quality has to be built in. Even the most extensive and
sophisticated non-destructive testing does not improve the quality of the product.
For products to be free from serious problems in production and in service, it is necessary to provide
controls, from the design phase, through material selection, into manufacture and subsequent
inspection. For example, poor design may create serious and costly difficulties in the workshop, on site,
or in service. Incorrect material selection may result in problems, such as cracking in welded joints.
To ensure sound and effective manufacturing, management needs to understand and appreciate the
sources of potential trouble and to implement appropriate procedures for their control.
The ISO 3834 series identifies measures that are applicable for different situations. Typically, they may
be applied in the following circumstances:
— in contractual situations: specification of welding quality requirements;
— by manufacturers: establishment and maintenance of welding quality requirements;
— by committees drafting manufacturing codes or application standards: specification of welding
quality requirements;
— by organizations assessing welding quality performance, e.g. third parties, customers, or
manufacturers.
The ISO 3834 series can be used by internal and external organizations, including certification
bodies, to assess the manufacturer's ability to meet customer, regulatory or the manufacturer's own
requirements.

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DRAFT INTERNATIONAL STANDARD ISO/DIS 3834-1:2020(E)

Quality requirements for fusion welding of metallic


materials —
Part 1:
Criteria for the selection of the appropriate level of quality
requirements

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1 Scope
This document provides a general outline of the ISO 3834 series and criteria to be taken into account
for the selection of the appropriate level of quality requirements for fusion welding of metallic
materials, among the three levels specified in ISO 3834-2[1], ISO 3834-3[2] and ISO 3834-4[3]. It applies
to manufacturing, both in workshops and at field installation sites.
NOTE 1 ISO 3834-2, ISO 3834-3 and ISO 3834-4 provide complete sets of quality requirements for process
control related to all fusion welding processes (for each process separately or in combination as specified).
ISO 3834-5 specifies the documents with which it is necessary to conform to claim conformity to the quality
requirements of ISO 3834-2, ISO 3834-3 or ISO 3834-4.

This document does not specify requirements for a total quality management system. However, Clause
6 identifies quality management system elements where their inclusion will complement ISO 3834.
NOTE 2 ISO 3834-2, ISO 3834-3 and ISO 3834-4 may be used on their own by a manufacturer or in conjunction
with ISO 9001:2015.

2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 9001:2015, Quality management systems — Requirements

3 Terms and definitions


For the purposes of this document, the terms and definitions given in ISO 9000:2015, the ISO/TR 25901
series and the following apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https://​w ww​.iso​.org/​obp
— IEC Electropedia: available at http://​w ww​.electropedia​.org/​
3.1
design specification
requirements for products specified by customers or by the organization in anticipation of customer
requirements, or by regulation
Note 1 to entry: The requirements for products and in some cases associated processes can be contained in, for
example, technical specifications, product standards, process standards, contractual agreements and regulatory
requirements.

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3.2
qualified person
person whose competence and knowledge have been obtained by education, training and/or relevant
practical experience
Note 1 to entry: In order to demonstrate the level of competence and knowledge, a qualification test may be
required.

3.3
construction
product, structure or any other welded item
3.4
manufacturer fabricator
person or organization responsible for the welding production

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3.5
sub-contractor
supplier of products, services and/or activities to the manufacturer in a contractual situation
3.6
welding operator
person who performs fully mechanised or automatic fusion welding processes

4 General outline of ISO 3834


ISO 3834 specifies quality requirements suitable for fusion welding processes of metallic materials.
The requirements contained within this International Standard may be adopted for other welding
processes. These requirements relate only to those aspects of the quality of the products, which may be
influenced by fusion welding, without being assigned to any specific product group.
ISO 3834 therefore provides a method to demonstrate the capability of a manufacturer to produce
products of the specified quality.
It was prepared such that:
a) it is independent of the type of construction manufactured;
b) it defines quality requirements for welding in workshops and/or on site;
c) it provides guidance for describing a manufacturer's capability to produce constructions to meet
specified requirements;
d) it provides a basis for assessing a manufacturer’s welding capability.
ISO 3834 is appropriate when demonstration of a manufacturer's capability to produce welded
constructions, fulfilling specified quality requirements, is specified in one or more of the following:
a specification;
a product standard;
a regulatory requirement.
The requirements contained within this document may be adopted in full or may be selectively deleted
by the manufacturer if not applicable to the construction concerned. They provide a flexible framework
for the control of welding in the following applications.
— Case 1: To provide specific requirements in specifications which require the manufacturer to have
a quality management system in accordance with ISO 9001:2015 [5].

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ISO/DIS 3834-1:2020(E)


— Case 2: To provide specific requirements in specifications which require the manufacturer to have
a quality management system other than ISO 9001:2015.
— Case 3: To provide specific guidance for a manufacturer developing a quality management system
for fusion welding.
— Case 4: To provide detailed requirements for specifications, regulations or product standards that
require control of fusion welding activities.

5 Selection of the appropriate level of quality requirements


The selection of the appropriate part of ISO 3834, specifying the required level of quality requirements,
should be in accordance with the product standard, specification, regulation or contract. Because
ISO 3834 may be used in a variety of situations and for different applications, definitive rules on the

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level of quality requirements to be adopted in individual circumstances cannot be given in this clause.
ISO 3834 may be applied in a variety of situations. The manufacturer should select one of the three parts
specifying different levels of quality requirements, based on the following criteria related to products:
— the extent and significance of safety-critical products;
— the complexity of manufacture;
— the range of products manufactured;
— the range of different materials used;
— the extent to which metallurgical problems may occur;
— the extent to which manufacturing imperfections, e.g. misalignment, distortion or weld imperfection,
affect product performance.
A manufacturer that demonstrates compliance to a particular quality level is considered to have
established compliance to all lower levels without further demonstration, e.g. a manufacturer compliant
to comprehensive quality requirements (i.e. ISO 3834-2) demonstrates compliance with standard
quality requirements (i.e. ISO 3834-3) and elementary quality requirements (i.e. ISO 3834-4).
Annex A lists criteria which assist in the selection of the appropriate part of ISO 3834.

6 Processes to be considered for a quality management system to complement


ISO 3834
ISO 3834 contains many attributes that contribute to a quality management system (QMS). This clause
identifies those quality management system (QMS) processes that the manufacturer should consider
implementing to support the ISO 3834 quality requirements:
a) control of documents and records (see ISO 9001:2015, 7.5, Documented information);
b) management responsibilities (see ISO 9001:2015, 5.3, Organizational roles, responsibilities and
authorities);
c) provision of resources (see ISO 9001:2015, 7.1, Resources);
d) competence, awareness and training of operational personnel (see ISO 9001:2015, 7.2, Competence,
7.3, Awareness, and 10, Improvement);
e) planning of product realization (see ISO 9001:2015, 8.2, Requirements for products and services,
8.3, Design and development of products and services, 8.4, Control of externally provided
processes, products and services, 8.5 ,Production and service provision; and ISO 10005);

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f) determination of requirements related to the product (see ISO 9001:2015, 8.2.2 Determining the
requirements for products and services, and 8.2.4, Changes to requirements for products and
services);
g) review of requirements related to the product (see ISO 9001:2015, 8.2.3, Review of the requirements
for products and services);
h) purchasing (see ISO 9001:2015, 8.4,Control of externally provided processes, products and
services);
i) validation of processes (see ISO 9001:2015, 8.4, Control of externally provided processes, products
and services, 8.5.1, Control of production and service provision);
j) customer property (see ISO 9001:2015, 8.5.3, Property belonging to customers or external
providers);

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k) internal audit (see ISO 9001:2015, 9.2, Internal audit);
l) monitoring and measurement of product (see ISO 9001:2015, 9.1.3, Analysis and evaluation);
m) Control of externally provided processes, products and services (see ISO 9001:2015, 8.4 ,Control of
externally provided processes, products and services);
n) Control of production and service provision (see ISO 9001:2015, 8.5.1, Control of production and
service provision);
ISO 9004:2015[6] provides guidance on the development and implementation of a quality
management system.

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ISO/DIS 3834-1:2020(E)


Annex A
(informative)

Criteria which assist in the selection of ISO 3834-2, ISO 3834-3 or


ISO 3834-4

No. Element ISO 3834-2 ISO 3834-3 ISO 3834-4


1 Review of requirements review required

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record is required record may be required record is not required
2 Technical review review required
record is required record may be required record is not required
3 Sub-contracting treat like a manufacturer for the specific subcontracted product, services and/or
activities, however final responsibility for quality remains with the manufacturer
4 Welders and welding qualification is required
operators
5 Welding co-ordination
required no specific requirement
personnel
6 Inspection and testing qualification is required
personnel
7 Production and testing suitable and available as required for preparation, process execution, testing,
equipment transport, lifting in combination with safety equipment and protective clothes
8 Equipment mainte- required to provide, maintain and achieve product
nance conformity
no specific requirement
documented plans and
records are recommended
records are required
9 Description of equip- list is required no specific requirement
ment
10 Production planning required
documented plans and documented plans and no specific requirement
records are required records are recommended
11 Welding procedure required no specific requirement
specifications
12 Qualification of the required no specific requirement
welding procedures
13 Batch testing of con- if required no specific requirement
sumables
14 Storage and handling of a procedure is required in accordance with supplier in accordance with sup-
welding consumables recommendations plier recommendations
15 Storage of parent protection required from influence by environment; no specific requirement
material identification shall be maintained through storage
16 Post-weld heat treat- confirmation that the requirements according to prod-
ment uct standard or specifications are fulfilled
procedure, record and no specific requirement
procedure and record are
traceability of the record
required
to the product are required
17 Inspection and testing
before, during and after required if required
welding

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No. Element ISO 3834-2 ISO 3834-3 ISO 3834-4


18 Non-conformance and measures of control are implemented measures of control are
corrective actions procedures for repair and/or rectification are required implemented
19 Calibration or validation
of measuring, inspection required if required no specific requirement
and testing equipment
20 Identification during
if required no specific requirement
process
21 Traceability if required no specific requirement
22 Quality records if required

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ISO/DIS 3834-1:2020(E)


Bibliography

[1] ISO 3834-2, Quality requirements for fusion welding of metallic materials — Part 2: Comprehensive
quality requirements
[2] ISO 3434-3, Quality requirements for fusion welding of metallic materials — Part 3: Standard
quality requirements
[3] ISO 3834-4, Quality requirements for fusion welding of metallic materials — Part 4: Elementary
quality requirements
[4] ISO 9000:2015, Quality management systems — Fundamentals and vocabulary

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[5] ISO 9001:2015, Quality management systems— Requirements
[6] ISO 9004:2015, Quality management systems— Guidelines for performance improvements
[7] ISO/TR 25901 series, Welding and allied processes — Vocabulary

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