JCM 12 00787
JCM 12 00787
JCM 12 00787
Clinical Medicine
Article
The Role of Cognitive Deficits in Borderline Personality
Disorder with Early Traumas: A Mediation Analysis
Paola Bozzatello *, Cecilia Blua, Claudio Brasso , Paola Rocca and Silvio Bellino
Department of Neuroscience, University of Turin, Via Cherasco 15, 10126 Turin, Italy
* Correspondence: paola.bozzatello@unito.it; Tel.: +39-011-663-4848; Fax: +39-011-673-473
Abstract: (1) Background: although studies of cognitive functions are still limited in borderline
personality disorder (BPD), the initial evidence suggested that BPD patients have deficits of executive
functions and social cognition. In addition, patients who report physical and psychic traumatic
experiences in childhood and adolescence show considerable neurocognitive impairment and severe
BPD symptoms. The present study has a twofold aim: (1) to evaluate the differences in neurocognitive
performances between BPD patients and healthy controls and (2) to verify in the BPD patients group
whether neurocognitive deficits have the role of mediating the effect of early traumas on BPD
psychopathology. (2) Methods: 69 subjects were enrolled: 38 outpatients with a diagnosis of BPD
(DSM-5) and 31 healthy controls. BPD patients were tested with the Borderline Personality Disorder
Severity Index (BPDSI), and the Childhood Trauma Questionnaire–Short Form (CTQ-SF). All subjects
were evaluated with the Iowa Gambling task (IGT), the Berg card sorting test (BCST), the Tower
of London task (ToL), and the Reading-the-mind-in-the-eyes-test (RMET). Statistical analysis was
performed with the analysis of variance to compare the cognitive performances between BPD patients
and controls. A mediation analysis was conducted with the Sobel Test in the BPD patients group. The
significance level was p ≤ 0.05. (3) Results: significant differences between the two groups were found
for several parameters of all the cognitive tests examined: BCST, IGT, ToL, and RMET. Mediation
analysis with the Sobel test demonstrated that the percentage of correct answers in the BCST (BCSTc)
and the RMET score significantly mediated the relation between the CTQ total score and BPDSI total
score. (4) Conclusions: BPD patients showed an impairment of the following executive functions: set
Citation: Bozzatello, P.; Blua, C.;
shifting, decision making, planning and problem solving, and social cognition abilities, in comparison
Brasso, C.; Rocca, P.; Bellino, S. The
Role of Cognitive Deficits in
with controls. Our results suggested that the effect of early trauma on BPD psychopathology was
Borderline Personality Disorder with mediated by a deficit in two cognitive domains: cognitive flexibility and social cognition.
Early Traumas: A Mediation
Analysis. J. Clin. Med. 2023, 12, 787. Keywords: executive functions; personality disorders; social cognition; BPD psychopathology
https://doi.org/10.3390/jcm12030787
disorder; ADHD; post-traumatic stress disorder; other personality disorders; (2) a con-
comitant diagnosis of a major depressive episode; and (3) the occurrence of substance
use disorder in the twelve months before evaluation. The patients included in the study
received treatment as usual (TAU) in accordance with the guidelines for the treatment of
BPD [38–41,41–44]. The TAU included mood stabilizers (valproic acid, lamotrigine, and
topiramate) and second/third-generation antipsychotics (olanzapine, aripiprazole, and
quetiapine).
2.2. Assessment
Sociodemographic and clinical variables were registered with a semi-structured inter-
view. Anamnestic reports were confirmed, when possible, by family members or caregivers.
Data were entered in a password-protected database.
BPD patients were tested with the Borderline Personality Disorder Severity Index
(BPDSI) [45] and the Childhood Trauma Questionnaire–Short Form (CTQ-SF) [46]. All
subjects were evaluated with a neurocognitive battery including the Iowa Gambling
task (IGT) [47], the Berg card sorting test (BCST) [48], and the Tower of London task
(ToL) [49]. In order to assess social cognition, we used the Reading-the-mind-in-the-eyes
test (RMET) [50,51].
The BPDSI-IV is a semi-structured interview based on DSM-IV BPD criteria and yields
a quantitative index of the current severity and frequency of specific BPD manifestations.
The interview consists of 70 items, arranged in nine subscales representing the nine DSM-IV
BPD-criteria. For each item, the frequency of the last three months is rated on an 11-point
scale, running from 0 (never) to 10 (daily). Identity disturbance items are an exception,
since they concern a stable sense of self over a time period rather than a quantifiable
symptom. Therefore, identity disturbance items are rated on a scale from 0 (absent) to 4
(dominant, clear, and well defined not knowing who he/she is); the mean score is then
multiplied by 2.5. The total score is the sum of the nine averaged criteria scores (range
0–90). The index, but also the separate criteria, possess adequate reliability as well as
discriminant, concurrent, and construct validity both in the original version [45] and in the
Italian translation [52].
In order to evaluate the presence and severity of childhood trauma, the Childhood
Trauma Questionnaire–Short Form (CTQ-SF) was administered. The Childhood Trauma
Questionnaire-Short Form (CTQ–SF) is the most widely used retrospective measure for the
assessment of early traumatic experiences. It is an easier and more rapid questionnaire
developed from the original 70-item Childhood Trauma Questionnaire (CTQ) [53]. It is
made of 28 items. Twenty-five of them were retained from the original CTQ and measured
experiences of five different types of childhood traumas: emotional abuse, physical abuse,
sexual abuse, emotional neglect, and physical neglect. Three additional items provide
information on patients’ tendencies toward minimization and negation [54]. For each item,
the participant assigns a frequency from never true (1) to very often true (5). Then, the
expressed frequencies are converted by the clinician into numerical values of 1 to 5 (or
5 to 1 for inverse-R scoring items). These scores are summed for each of the five clinical
scales. The total scores for each scale range from 5 to 25 and provide a quantitative index of
trauma severity. The minimization/neglect scale is an exception because it consists of three
items (items 10, 16, and 22), and one point is awarded for each item that has been valued
5 (most often true). The total score on the minimization/negation scale is in the range of
0–3. CTQ total scores have also been calculated, since they have been used in previous
studies [55–58]. The sum of subscale scores results in a total score ranging from 25 to 128.
Neurocognitive tests were derived from the PEBL test battery, a freely downloadable
and modifiable software [59].
1. The Iowa Gambling task (IGT) evaluates hot cognitive functions [60], particularly
decision making [61,62]. The Iowa Gambling task (IGT) is a psychological task thought to
simulate real-life decision making. Four virtual decks of cards are presented on a computer
screen. Participants are instructed that the cards from each deck will either reward or
J. Clin. Med. 2023, 12, 787 4 of 12
penalize them. The goal of the game is to win as much money as possible. The decks
differ from each other in terms of the balance of reward versus penalty cards. Thus, some
decks are more risky (decks A and B), while other decks are less risky (decks C and D),
as some decks will tend to cause losses more often than others. The relative sums of the
disadvantageous and advantageous decks are subtracted from each other to define the
magnitude of deck preference in terms of gain: (deck C + deck D) − (deck A + deck B).
This index corresponds to IGT-net. Higher values signify the better performance on the
task [63].
In addition, the different choice of decks is evaluated according to the frequency of
punishments: decks B and D receive punishments less frequently, while A and C receive
them more assiduously. This evaluation is performed by means of the following calculation:
(deck B + deck D) − (deck A + deck C). Higher values indicate a propensity towards less
frequent losses [63].
2. The Berg card sorting test (BCST): The PEBL version of the Wisconsin card sorting
test is used to evaluate cognitive flexibility and set-shifting ability [61]. It is a measure of
cool executive functions. The outcomes considered for the neurocognitive assessment of
patients and controls are: correct answers (expressed in %); incorrect answers (expressed in
%); perseverative errors (expressed in %); non-perseverative errors or set loss (expressed
in %); a failure to maintain the set (loss of the correct rule of order during the execu-
tion) [64]. It should be specified that, within non-perseverative errors, a subdivision should
be made: effective errors should be distinguished from casual errors. Effective errors are
non-perseverative and unavoidable errors that are needed to acquire an efficient use of
information in order to perform a correct set shifting; in the case of healthy subjects, they
occur immediately after the rule change.
3. The Tower of London task (ToL) is used to evaluate any deficit in terms of planning
(the organization of a sequence of actions oriented toward a goal), as well as to offer a
measure of the ability to perform correct problem solving (acquisition of heuristic strategies
to build as many towers in the shortest time possible) [61,65]. The outcomes considered in
the Tower of London test are the average number of moves it takes the test subject to solve
the problem and the time, expressed in ms, needed to solve it [21,22].
4. The Reading-the-mind-in-the-eyes test (RMET) has been widely used to assess the
theory of mind or the ability to recognize the thoughts and feelings of others. This test
includes 36 photographs of male and female eyes depicting emotional states. For each
photograph, participants are asked to choose the emotional state that best describes the
eye expression, choosing between one of four possible emotions. The sum is given by the
number of correct answers (maximum 36).
3. Results
Sixty-nine subjects were included in the study: 38 outpatients with a diagnosis of BPD
(26 women and 12 men) and 31 healthy controls (21 women and 10 men).
The mean age was 34.40 ± 13.54 in the BPD patients and 33.45 ± 11.69 in the controls.
The mean age of education was 13.37 ± 2.33 years in the patients group, while it was
15.39 ± 2.04 years in the controls group.
A comparison of sociodemographic data between the two groups was performed
with a t test for continuous variables and a Chi-square test for categorical variables. No
significant differences were found. The results are displayed in Table 1.
Table 1. Comparison (with a t test and χ2 test) of the baseline values of demographic variables
between the BPD and healthy control groups a .
To compare the cognitive performances of patients with BPD and healthy controls, we
used one-way ANOVA. A significant difference between the two groups was found for
BCSTc (p < 0.001; F = 41.575), BCSTe (p < 0.001; F = 41.387), BCSTep (p = 0.035; F = 4.642),
CD-AB (p < 0.001; F = 30.194), IGTnet (p < 0.001; F = 17.894), ToL Steps (p = 0.003; F = 9.318),
ToL Time (p < 0.001; F = 12.898), and RMET (p < 0.001; F = 68.398). We reported the effect
size of the ANOVA analysis (η2 ). The results are reported in Table 2.
Table 2. Comparison (with ANOVA) of the baseline values of measures of cognitive domains between
the BPD and healthy control groups a .
with more severe traumas predicting a lower percentage of correct answers in the test of
cognitive flexibility (β = −0.546, SE = 0.164, p = 0.02). In addition, BCSTc predicted the
BPDSI total score (b), with a lower number of correct answers associated with a higher
severity of symptoms (β = −0.264, SE = 0.121, p = 0.03).
β SE p
REGRESSION (a)
CTQ tot → BCSTc −0.546 0.164 0.02
REGRESSION (b)
BCSTc → BPDSI tot −0.264 0.121 0.03
REGRESSION (c)
CTQ tot → BPDSI tot 0.563 0.124 <0.001
REGRESSION (c1)
CTQ tot → BPDSI tot 0.420 0.135 0.004
Sobel Test
Z = 1.82 p = 0.03
Abbreviations: M = mediator; BCSTc = Berg card sorting test correct; BPDSI tot = Borderline Personality Disorder
Severity Index Total Score; CTQ tot = Childhood Trauma Questionnaire total score.
β SE p
REGRESSION (a)
CTQ tot → RMET 0.563 0.124 <0.001
REGRESSION (b)
RMET → BPDSI tot −2.917 0.869 0.002
REGRESSION (c)
CTQ tot → BPDSI tot 0.563 0.124 <0.001
REGRESSION (c1)
CTQ tot → BPDSI tot 0.288 0.137 0.04
Sobel Test
J. Clin. Med. 2023, 12, x FOR PEER REVIEW Z = 2.68 p = 0.007
7 of 13
Abbreviations: M = mediator; BPDSI tot = Borderline Personality Disorder Severity Index Total Score; CTQ
tot = Childhood Trauma Questionnaire total score; RMET = Reading-the-mind-in-the-eyes test.
4. Discussion
The present study aimed to assess the differences in the functioning of specific cogni-
tive domains between a group of BPD patients and a group of healthy controls. Moreover,
in the patients group, we set out to evaluate, by a mediation analysis, whether the effect
of early traumatic experiences on the psychopathology of the disorder might be partly
mediated by deficits in cognitive functions.
As for the first point, our results showed a significant difference in all cognitive
domains between the patients and controls. In particular, BPD patients had an impairment
of the following executive functions: set shifting (BCST), decision making (IGT), and
planning and problem solving (ToL). Although the interest in cognitive deficits in borderline
pathology is fairly recent and available studies are still limited, these findings are in line
with those of previous investigations [22,24,32,65–71]. Another interesting result of this
study, in accordance with previous investigations, was that the patients group presented
significantly impaired social cognition abilities (RMET) in comparison with the controls. In
recent years, clinical research paid increasing attention to the social cognitive dysfunctions
J. Clin. Med. 2023, 12, 787 8 of 12
of patients with BPD, and a growing number of studies have indicated that these patients
show significant deficits in the domain of social cognition [72–74].
Regarding the second objective of the present study, namely, the hypothesis that certain
cognitive deficits act as mediators of the effect of early trauma on borderline psychopathol-
ogy, it is not possible to compare our findings with the data of preceding studies. To the
best of our knowledge, this is the first study to evaluate, by mediation analysis, the complex
interactions between early trauma, cognitive impairments, and BPD symptoms. Fairly
consistent data are available in the literature on the relationship between early traumatic
experiences and the severity of BPD psychopathology [7,8,18,75,76], while less studied and
more controversial are the relationships between trauma and neurocognitive deficits [18,77]
and between the latter and BPD symptoms [2,18].
Our results suggested that the effect of early trauma on BPD psychopathology was
mediated by deficits in two parameters of cognitive domains: the cognitive flexibility or set
shifting (measured with the BCST percentage of correct answers - BCSTc) and the social
cognition (measured with the RMET score).
These results were reported for the first time and need to be replicated, but in our
opinion, they deserve to be carefully considered. In the first case, it can be hypothesized that
the multiple traumatic events that occurred at an early age affected cognitive development
by making the subject less flexible and thus less capable of adapting to the environmental
context and of choosing appropriate strategies in response to different challenges. Deficits in
cognitive flexibility and set shifting could be partly responsible for characteristic symptoms
of DBP such as the difficulty in controlling anger and impulsivity and the failure to maintain
stable relationships across changing situations.
The second result obtained in the mediation analysis is also of considerable inter-
est, as the impairment of social cognition is a key factor in patients with a diagnosis of
BPD [2,78,79]. In fact, theories of the development of BPD point out that traumatic events in
childhood and adolescence can interfere with the normal development of social cognition
and mentalization capacity [79]. A possible interpretation of our finding may be that early
and repeated experiences of emotional and physical abuse or neglect cause or provoke a
condition of cognitive isolation in which subjects are not able to acknowledge others’ beliefs
and affective states. Deficits in empathic abilities and the interpersonal communication
of cognitive and affective states can generate or exacerbate BPD symptoms, especially in
terms of unstable relationships and uncontrolled reactions without an evaluation of their
consequences.
The fact that no significant effects of mediation were found for other cognitive evalua-
tion instruments—in particular, the IGT (to assess the function of decision making) and
the ToL (to measure the abilities of planning and problem solving)—is rather difficult to
interpret and requires further investigations.
The results of the present study, which underline the role of cognitive domains in BPD
pathology, if confirmed, may have useful therapeutic implications. Some authors concluded
that it is not enough to obtain symptomatic improvement in order to produce significant
effects on overall functioning [80]. Therefore, cognitive deficits should also become a
specific target of treatment. For example, cognitive remediation or psychotherapeutic
interventions, such as interpersonal psychotherapy or mentalization-based therapy, could
produce positive changes in cognitive flexibility, social cognition, and empathy. In addition,
preliminary evidence highlighted the opportunity to restore cognitive deficits in BPD
patients with noninvasive brain stimulation interventions [81].
Our study suffers from some limitations. The first limit is due to the rather small
sample size. A more adequate sample size could be achieved in a multicenter study.
A second limitation is related to the predominance of the female gender in the sample.
The unequal gender distribution can be a bias, since some authors believe that deficits
of cognitive functions are different in males and females. The third limit concerns the
mean age of patients, which is rather high considering the age at the onset of personality
disorders. It implies that patients are evaluated after a prolonged duration of illness. The
J. Clin. Med. 2023, 12, 787 9 of 12
fourth limit is the lack of specific mediating analyses, taking in consideration the nine
BPDSI subscales rather than the total score. Another limitation is due to the fact that the
effects on cognitive functions in the patients group can be partly induced by the treatment
received by these subjects, although the medications used in our sample are recent drugs
with a relatively low impact on cognition.
Author Contributions: Conceptualization, P.B., C.B. (Cecilia Blua) and S.B.; methodology, P.B. and
C.B. (Cecilia Blua); software, P.B., C.B. (Cecilia Blua) and S.B.; writing—original draft preparation,
P.B. and C.B. (Cecilia Blua); writing—review and editing, P.B. and S.B.; visualization, P.B., C.B.
(Cecilia Blua), C.B. (Claudio Brasso), P.R. and S.B.; supervision, P.B., S.B., C.B. (Claudio Brasso) and
P.R.; project administration, P.R. All authors have read and agreed to the published version of the
manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: The study was conducted according to Comitato Etico
Interaziendale A.O.U. Città della Salute e della Scienza di Torino—A.O. Ordine Mauriziano—A.S.L.
Città di Torino, ID code: 0094867-b.
Informed Consent Statement: Informed consent was obtained from all subjects involved in the study.
Data Availability Statement: Our local ethics committee does not allow us to make our sets of data
available.
Conflicts of Interest: The authors declare no conflict of interest.
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