Nguyen 2018
Nguyen 2018
Nguyen 2018
Phuong T.B Nguyen, Werapong Koedsin, Donald McNeil & Tri P.D Van
To cite this article: Phuong T.B Nguyen, Werapong Koedsin, Donald McNeil & Tri P.D Van
(2018): Remote sensing techniques to predict salinity intrusion: application for a data-poor
area of the coastal Mekong Delta, Vietnam, International Journal of Remote Sensing, DOI:
10.1080/01431161.2018.1466071
Article views: 78
1. Introduction
Saline intrusion is a difficult issue for freshwater supply in coastal areas (Trung et al. 2016; Himi
et al. 2017). Extraordinary saline and short-term salinity intrusion can cause huge damages but
are hard to detect, on the short and long timescale, and it acts as a slow-onset hazard
(Consultative Group on International Agricultural Research CGIAR Research Centers in
Southeast Asia 2016; Binh 2015). Much damage is done before the intrusion has been
identified. In the Vietnamese Mekong Delta (VMD), the salinity intrusion trend has historically
increased in terms of concentration and duration, leading to great threats to sustainable
freshwater-based agriculture development (Trung et al. 2016; Binh 2015). Agricultural
CONTACT Werapong Koedsin werapong.g@phuket.psu.ac.th Remote Sensing & Geo-Spatial Science Research
Unit, Faculty of Technology and Environment, Prince of Songkla University, Phuket, Thailand
© 2018 Informa UK Limited, trading as Taylor & Francis Group
2 P. T. B. NGUYEN ET AL.
enterprises including paddy rice, fruit, vegetable and freshwater-based aquaculture are the
most vulnerable due to the lack of any alternative freshwater supplies. However, the lack of
agility in providing salinity information from manager to local people is a critical problem:
farmers are not able to keep in touch with current information on salinity (CGIAR Research
Centers in Southeast Asia 2016). Increasing uncertainties and complexities exacerbated by
climate change and abnormal weather guarantee accurate information for salinity forecasting
will become more difficult (CGIAR Research Centers in Southeast Asia 2016).
Salinity intrusion is a complex process depending on many factors in the VMD. These
include freshwater discharge from upstream, capacity and morphology of the channel,
configuration of the drainage network, tidal conditions and the presence of control structures
such as sluice gates (Hashimoto 2001; Nguyen et al. 2008). The magnitude of floods, summer–
autumn paddy production growing-stage and rainfall frequency and magnitude (Deltares,
Delta Alliance and Federation of Water Resources Planning and Investigation in the South,
Vietnam 2011) in combination with impacts of sea level rise also exacerbate the damage of
salinity intrusion. Ability to predict salinity intrusion was an issue of interest in previous studies.
Even though hydraulic models were considered to be successfully developed to simulate
salinity intrusion in the VMD (Khang et al. 2008; Trung and Tri 2014), they are highly complex
requiring large input data (e.g. detailed topographical information and the latest knowledge
about the infrastructure), which is in many cases not achievable in remote areas (Nguyen et al.
2008). Meanwhile, remote sensing techniques open new potential applications to monitor
freshwater resource, salinity in coastal area and ocean salinity (Wang and Xu 2012). The
resolution applications of available satellite imgaes are particularly suited to coastlines and
estuaries (Roy et al. 2014). The success of satellite images for detecting salinity intrusion was
demonstrated in different previous studies using the Landsat Thematic Mapper (Landsat TM;
Wang and Xu 2008; Baban 1997), the Moderate Resolution Imaging Spectroradiometer
(MODIS; Urquhart et al. 2012), the Earth Observing-1 (EO-1 ALI; Fang et al. 2010), the Sea-
viewing Wide Field-of-view Sensor (Sea WiFS; D’Sa et al. 2002) and recently by the Landsat-8
Operational Land Imager (OLI; Zhao, Temimi, and Ghedira 2017). However, none of these
studies were done in a tropical monsoon location.
Remote sensing may relate suspended solids and coloured dissolved organic matters
from the river discharge to salinity and water reflectance (Wang and Xu 2008). Thus,
salinity tends to precipitate Total Suspended Solids (TSS) and so has a good negative
correlation with salinity (Fang et al. 2010). Modelling salinity also was performed using
only single wavelength reflectance remote sensing (Urquhart et al. 2012; Zhao, Temimi,
and Ghedira 2017). On the other hand, it was found that the location was the most
significant predictor variable in surface salinity estimation models (Urquhart et al. 2012).
However, the locality issue is a major consideration when using the model for other
study areas that contains complex processing, freshwater inflow and seasonality.
Machine learning has been successfully applied for different studies in the remote sensing
field (Waske et al. 2009; Dev et al. 2016). Eight statistic models including a Categorical and
Regression Tree model (CART), a Generalized Linear Model (GLM), a Generalized Additive
Model (GAM), a Random Forest (RF) Model, a Mean model, an Artificial Neural Network (ANN),
a Multivariate Adaptive Regression Spline (MARS) and a Bayesian Additive Regression Tree
(BART) were applied to find out the best model for predicted salinity concentration in
Chesapeake Bay, in the United States (Urquhart et al. 2012). In another study, an ordinary
least square regression was performed to determine relationships between salinity and
INTERNATIONAL JOURNAL OF REMOTE SENSING 3
reflectance in Lake Pontchartrain, in the US Gulf of Mexico (Wang and Xu 2008). A multi-
variable linear algorithm was employed for predicting sea surface salinity from remote sensing
reflectance in the hypersaline Arabian Gulf (Zhao, Temimi, and Ghedira 2017). Choosing a
suitable model for detecting salinity depends on the characteristics of each study area.
However, lack of in situ data for supervised modelling is one of the great challenges in the
way of developing realistic applications of salinity modelling (Urquhart et al. 2012; Zhou and
Zhang 2016). Small sample size is related to overfitting which causes serious limitations in
developing a useful model (Liu and Gillies 2016; Shcheglovitova and Anderson 2013). In such
cases, the model does good fitting on the small number of training data points available but
would not do well in predicting for a new task on new samples (Ratner 2011).
This study sought to identify risk of salinity intrusion and develop a model using
reflectance data from Landsat-8 OLI as a new approach to predict salinity in the
VMD. Two objectives of the study were: (i) to determine the most useful reflectance
wavelength of the Landsat-8 OLI images and choosing a suitable statistic model to
predict salinity intrusion with the limited salinity observations available; and (ii) to
examine trends of saline intrusion by combining wavelength and location factors.
2. Methodology
2.1. Study area
The VMD, located in the downstream of the Mekong River, is flat and low-lying area of highly
complex rivers and channels (Noh et al. 2013). The Tien River is one of the biggest
distributary river systems in the VMD. Before entering the East Sea, the Tien River splits
into four branches including the Cua Tieu, Cua Dai, Ham Luong and Co Chien–Cung Hau
(Figure 1). At a distance of 30 km from the South China Sea, the Co Chien River again splits
into two estuary branches: Co Chien–Cung Hau (Nguyen and Savenije 2006).
Figure 1. The study area and sampling locations of 17 salinity stations in Cua Dai, Cua Tieu, Ham
Luong and Co Chien–Cung Hau River.
4 P. T. B. NGUYEN ET AL.
Annually, declining discharge from the upstream from the onset of the dry
season, strong wind speed from the sea and high tide level cause incursions of
saltwater along the rivers up to about 40–50 km inland. Furthermore, the propor-
tion of discharge entering the delta river has significant roles to determine salinity
distribution (both in terms of time and magnitude) in the different branches. In
2005, the discharge contribution at Cua Tieu was about 10% of total discharge in
the Tien River while the discharge in Cua Dai and Ham Luong were about 20.8%
and 10.2%, respectively. In the Co Chien river, the Co Chien estuary received 10.5%
and Cung Hau received 3.3%, and the remainder of the discharge was through
other parts of the delta (Nguyen et al. 2008). Thus, about 55% of the total Mekong
discharge occurs through the study area. In the VMD, the standard salinity alert
value is 4 parts per thousand (ppt), equivalent to about 12% of seawater (Deltares,
Delta Alliance and Federation of Water Resources Planning and Investigation in the
South, Vietnam 2011).
Figure 2. Maximum, minimum and mean of reflectance wavelength water area based on the actual
sample size in the whole study river reaches.
3. Results
3.1. The relationship between reflectance and salinity
The composite spectral of 7 bands including Band 1 – Ultra Blue (Coastal/Aerosol),
Band 2 – Blue, Band 3 – Green, Band 4 – Red, Band 5 – Near Infrared (NIR), Band 6 –
Shortwave Infrared 1 (SWIR-1) and Band 7 – Shortwave Infrared 2 (SWIR-2) provided
highly effective prediction significant for the salinity model (Figure 3). The composi-
tion of Band 2, Band 3, Band 4 and Band 7 was highly significant with a p-value
(approximately, 3 × 10–9) which was greater than the combination of 7 bands. Use of
a single band was unlikely to be productive, and only Band 3 presented a high
correlation salinity (see Figure 3). Therefore, four bands (Band 2, Band 3, Band 4 and
Band 7) were selected as inputs for developing the further salinity intrusion models.
INTERNATIONAL JOURNAL OF REMOTE SENSING 7
Figure 3. Multiple linear analysed the relationship between salinity and composite bands.
Figure 4. Scatter plot of the MLR based on (a) the real data in training with 51 training samples and (b) test
with 51 test samples.
8 P. T. B. NGUYEN ET AL.
Figure 5. Scatter plot of the DTs regression based on (a) the real data in training with 51 training
samples and (b) test with 51 test samples.
Figure 6. Scatter plot of the RF based on (a) the real data in training with 51 training samples and
(b) test with 51 test samples.
were 25.41% and 13.09% while the RMSE values were 2.72 and 2.83 for training and test,
respectively. Predicted salinity’s range was around 5–15 ppt in the training as well as the test
(Figure 5(a,b)). However, RMSE of the DTs model was better than that of the MLR model for
all processing; the p-value was 9.7 × 10–5 in the DTs and 2.0 × 10–7 in the MLR.
The RF model was highly correlated to salinity in the training (i.e. R2 and RMSE were
90.41% and 1.1, respectively). However, the test also showed the limitation of the model (R2
and RMSE were 22.55% and 2.13, respectively). The range of predicted salinity was between
4–18 ppt in the training and 6–18 ppt in the test (Figure 6(a,b)). The RF model turn out to the
best salinity intrusion model. The p-value of the RF had a very high significance level with
p-value < 2.0 × 10–16 in training and p-value <0.0002 in test. Moreover, based on the result
INTERNATIONAL JOURNAL OF REMOTE SENSING 9
shown in this study, the RF performed well in the training but the testing of the model
exposed weaknesses that maybe caused by inadequate number of observations.
where x is latitude; y is longitude; B2, B3, B4 and B7 are the Landsat-8 OLI spectral bands
(i.e. Band 2, Band 3, Band 4 and Band 7, respectively).
Mapping salinity intrusion based on the reflectance-location model showed that the
salinity level clearly differentiated between estuaries and the upstream of the river. The
Cua Tieu and Cua Dai rivers presented high salinity intrusion while the Co Chien–Cung
Hau River had the lowest salinity. The results demonstrated a change in saltwater
concentration and intrusion on different days. Mean of salinity level was 7.12 ppt and
standard deviation was 9.88 ppt on 24 January 2015 (Figure 8(a)). It was 6.44 ppt at
mean and 9.48 ppt at Standard Deviation (SD) on 9 February 2015 (Figure 8(b)).
Figure 7. Scatter plot of the stepwise regression model (reflectance-location) between predicted salinity
and observed salinity (a) training with 51 training samples and (b) test with 51 test samples.
10 P. T. B. NGUYEN ET AL.
Figure 8. Salinity intrusion from the reflectance-location model; (a) 24 January 2015 – mean: 7.12;
SD: 9.88 with 51 training samples; (b) 9 February 2015 – mean: 6.44; SD: 9.48 with test samples.
4. Discussion
Identification bands for setting the model were very important to the accuracy of the
predictive salinity map: it means that not only does R2 and RMSE of the modelling need
to be considered but also the composite of wavelength data set as inputs for predicting
salinity in the whole study area. On the other hand, using too many input variables can
INTERNATIONAL JOURNAL OF REMOTE SENSING 11
lead to fittings quickly which become computationally infeasible if attempts are made to
use a higher number of potential predictor variables (Messner et al. 2016). Thus, proper
selection of the identification bands set-up for use in the model is very important for the
predictive accuracy of the salinity map.
The salinity of the sea surface can be represented by a function combining several
remotely sensed ocean colour bands (Urquhart et al. 2012). This study found that the
combination of spectral wavelength of Band 2 (Blue: 0.45–0.51 μm), Band 3 (Green:
0.53–0.59 μm), Band 4 (Red: 0.63–0.67 μm) and Band 7 (SWIR 2: 2.11–2.29 μm) was
essential to detect salinity intrusion on the Tien River. Likewise, Wang and Xu (2008)
reported that the TM Bands 1–5 in Landsat-5 TM were strongly correlated with salinity.
Castillo (2005), where the study on the salinity at the Gulf of Mexico, reported that
higher salinity levels resulted in escalated reflectance of coloured dissolved organic
matter (CDOM) at wavelengths less than 600 nm,which is in agreement with our results
for Band 2 and Band 3. Urquhart et al. (2012) reported the reflectance wavelength of
MODIS at 488, 443 and 667 nm associated with salinity. In addition, Zhao, Temimi, and
Ghedira (2017) reported that the Landsat-8 OLI’s Bands 1–4 were selected to use in the
algorithm development which is in agreement with our findings for Landsat-8 OLI’s
Bands 2–4. Nevertheless, there have been contradictory results reported by some
researchers. Baban (1997) and Wang and Xu (2008) reported that the TM Band 3 (Red:
0.63–0.69 μm) was the most correlative with salinity. Conversely, this study showed
that Landsat-8 OLI Band 3 (Green: 0.53–0.59 μm) was the most significant with the
salinity (see Figure 3). In a study on salinity in southwestern Australian estuaries, Lavery
et al. (1993) reported the linear negative relationship of salinity with the reflectance of
TM Band 4 (NIR: 0.76–0.90 μm) and of TM Band 7 (SWIR: 2.08–2.35 μm) that agreement
with our study results with combination of Landsat-8 OLI Band 7 (SWIR 2: 2.11–
2.29 μm); however, the NIR spectral bands were not selected in this study. The dis-
crepancy in relationships between salinity and water reflectance were derived from
satellite data and the differences of R2 may have been caused by environmental of the
site-specific that makes differences of some parameter in the water such as the CDOM,
TSS properties and salinity level. Moreover, the biogeochemical processes on land
divergent origins of CDOM and various concentrations of TSS in freshwater discharges
could be responsible for changes in the optical properties of CDOM (Castillo 2005) and
TSS in coastal environments (Wang and Xu 2008).
The VMD is located in the tropical monsoon region where season has a strong impact
on discharge, and tidal incursion of saltwater is characteristic during the low-flow season
(dry season), the estuarine being in partially well-mixed conditions, with saltwater
intrusion around 40 km inland, bringing fine-sediment up-river to a turbidity maximum
area. The majority of the sediment may have been deposited in shallow coastal waters
(Wolanski et al. 1996) and the current situation of estuarine sediments and open bay
muddy sediments expand more and more in the Mekong Delta region (Oanh et al.
2001). It is a challenge to detect salinity level when the number of observations might
not be enough to represent a representative sample of the study area. Meanwhile, the
study of Urquhart et al. (2012) was successful in the application of MODIS to detect
salinity intrusion in Chesapeake Bay (USA) using a huge set of data collected from 2003
to 2010 at 67 monitoring stations (620 samples). On the other hand, the data obtained
for the present study were collected from 17 stations which were measured and
12 P. T. B. NGUYEN ET AL.
provided by different offices which may lead to some inherent inconsistencies and
uncertainties out of the control in the study.
Choosing a suitable model seriously effects on the accuracy of the model and is
almost as equally important as variables and is more important than sample size
(Fassnacht et al. 2014). The MLR method clearly showed the structure of model but in
cases where the relationship between variables is complex, linear regression may lack
the ability to achieve a confidence level useful for predictive purposes. The DTs showed
very low potential for useful predictions of salinity. Nevertheless, the RF model is a
popular method in many fields since they can be successfully applied to complex data,
with a small sample size, complex interactions and correlations, with mixed type
predictors (Epifanio 2017). The RF model also exhibits the highest predictive capability
compared with the MLR and DTs models (Chen et al. 2017). This study showed that the
RF model was the best model to predict salinity intrusion. Unfortunately, the sample size
is not enough to present a sufficiently detailed profile of the study area.
The overfitting problem was a big issue, which showed even in training tasks, the R2
was rarely good enough to make useful predictions (Figure 5). The quality of satellite
images, the schedules used for measuring salinity and the timing of satellite images
were factors which limit observation in this study area. If a remote sensing program is
set up to monitor salinity intrusion, then the data set would naturally increase over time
and its predictive value would steadily improve. Another source of error is that the
remote sensing data which were used represent the integrated information on the
surface water while salinity data from the monitoring stations were taken from a specific
depth. Furthermore, special conditions like high water turbidity may affect the accuracy
of the algorithm. It is suggested that the algorithm uncertainties were attributed to the
several parameters and more measurements were required for improving the perfor-
mance of the algorithm. The application of the developed algorithm to other sites with
difference in optical properties and environmental parameters must be cautious, and
recalibration with the local in situ measurement is necessary.
The model was acceptable when successfully applied for mapping salinity in the
whole study area. The sensitivity of the reflectance-location data was examined to
recognize salinity changes. Salinity mapping distinctly divided the low salinity-low
intrusion upstream areas and high salinity-high intrusion frequency areas downstream.
The merging of reflectance-location data improved upon the limitations of the single
reflectance model which is in agreement with Urquhart et al. (2012) where their study of
the salinity in the Chesapeake Bay showed that the latitude and longitude are the most
significant predictor variables in the surface salinity estimation model. This achievement
may be due to the fact that the salinity intrudes into the river as a function of the
distance from the mouth of the estuary.
Furthermore, combining remote sensing and geospatial interpolation techniques was
illustrated as significantly improving accuracy to address the issue of limited data
availability in the coastal area (Urquhart et al. 2013). Thus, to consider location as
variables the model should be set up and updated frequently to adapt to the changing
of salinity over time. However, this method contains uncertainties due to salinity intru-
sion being influenced by different factors (hydrology of rivers and weather conditions)
which cannot simply expressed by location criteria. Merging the location and reflectance
INTERNATIONAL JOURNAL OF REMOTE SENSING 13
wavelength demonstrated a good correlation with R2 and RMSE. It is likely the best way
to develop an interpolation model.
Field observations of salinity cannot cover enough of any real-world study area.
However, the usefulness of the model may face limitations due to locality issues
(Urquhart et al. 2012). Thus, using location parameters can lead to the neglect of
important information on satellite images if the location plays too strong role in
predicting salinity.
5. Conclusion
The Landsat-8 OLI offers a convenient approach to enhance prediction capacity of saline
intrusion. This study showed that Band 2, Band 3, Band 4 and Band 7 were vital for
developing a successful reflectance wavelength salinity model. The RF model was demon-
strated to maximize capacity for exploring the relationship between reflectance and
salinity. However, the small sample size was a cause of overfitting and limits the applica-
tion of these models for predictive purposes. Improving sample size is the most important
priority work for further study to explore more thoroughly the relationship between
salinity level and single reflectance wavelength from satellite images. Ongoing use of
the model incorporating new data as it is collected will progressively improve the model.
The combination of reflectance-locations for predicting salinity intrusion illustrated a
good correlation, which could be used to predict trends of salinity intrusion, when field
observations of salinity cannot cover enough of any real-world study area. However,
locality issues should be kept in mind which can negate the reflectance information in
the satellite images and limit the application of remote sensing when there is a lack of
sufficient ground observational data. Even though mapping salinity of reflectance-loca-
tion model clearly showed the salinity dynamic in study area, it also faced inherent
limitations due to lack of observation in upstream areas (where economic losses due to
unexpected salinity incursions would be likely to be the most severe) and locality issues
such as the suitability of monitoring station sites due to the latitude and longitude play
too strong a role for predicting salinity.
Due to the revisit frequency of 16 days for the satellite used in the present study and
the requirements of cloud-free conditions for satellite measurements especially in the
tropical area, there are very limited field measurements acquired during OLI acquisition
times. Salinity alerts may be too late to be useful in preventing salinity damage to
Mekong agriculture.
Acknowledgements
This work was supported by the Higher Education Research Promotion and the Thailand’s
Education Hub for Southern Region of ASEAN Countries Project Office of the Higher Education
Commission, under Prince of Songkla University. The authors are thankful to Dr. Raymond J Ritchie
who gave a lot of useful advice for this manuscript.
Disclosure statement
No potential conflict of interest was reported by the authors.
14 P. T. B. NGUYEN ET AL.
Funding
This work was supported by the Higher Education Research Promotion and the Thailand’s
Education Hub for Southern Region of ASEAN Countries Project Office of the Higher Education
Commission, under Prince of Songkla University.
ORCID
Werapong Koedsin http://orcid.org/0000-0002-4411-9148
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