Ijms 24 11054
Ijms 24 11054
Ijms 24 11054
Molecular Sciences
Review
Role of Exosomes in the Pathogenesis and Theranostic of
Alzheimer’s Disease and Parkinson’s Disease
Aojie He 1,† , Meiling Wang 1,† , Xiaowan Li 1 , Hong Chen 1 , Kahleong Lim 2 , Li Lu 1, * and Chengwu Zhang 1, *
1 School of Basic Medical Sciences, Shanxi Medical University, 56 Xinjiannan Road, Taiyuan 030001, China;
heaojie@sxmu.edu.cn (A.H.); wangmeiling@sxmu.edu.cn (M.W.); lxw@b.sxmu.edu.cn (X.L.);
chenhong22@sxmu.edu.cn (H.C.)
2 Lee Kong Chian School of Medicine, Nanyang Technological University, 11 Mandalay Road,
Singapore 308232, Singapore; kahleong.lim@ntu.edu.sg
* Correspondence: lilu@sxmu.edu.cn (L.L.); chengwu_zhang@sxmu.edu.cn (C.Z.)
† These authors contributed equally to this work.
Abstract: Alzheimer’s disease (AD) and Parkinson’s disease (PD) are the most common neurodegen-
erative diseases (NDDs) threatening the lives of millions of people worldwide, including especially
elderly people. Currently, due to the lack of a timely diagnosis and proper intervention strategy, AD
and PD largely remain incurable. Innovative diagnosis and therapy are highly desired. Exosomes
are small vesicles that are present in various bodily fluids, which contain proteins, nucleic acids,
and active biomolecules, and which play a crucial role especially in intercellular communication. In
recent years, the role of exosomes in the pathogenesis, early diagnosis, and treatment of diseases
has attracted ascending attention. However, the exact role of exosomes in the pathogenesis and
theragnostic of AD and PD has not been fully illustrated. In the present review, we first introduce the
biogenesis, components, uptake, and function of exosomes. Then we elaborate on the involvement of
exosomes in the pathogenesis of AD and PD. Moreover, the application of exosomes in the diagnosis
and therapeutics of AD and PD is also summarized and discussed. Additionally, exosomes serving
as drug carriers to deliver medications to the central nervous system are specifically addressed. The
potential role of exosomes in AD and PD is explored, discussing their applications in diagnosis and
treatment, as well as their current limitations. Given the limitation in the application of exosomes,
Citation: He, A.; Wang, M.; Li, X.;
we also propose future perspectives for better utilizing exosomes in NDDs. Hopefully, it would
Chen, H.; Lim, K.; Lu, L.; Zhang, C.
Role of Exosomes in the Pathogenesis
pave ways for expanding the biological applications of exosomes in fundamental research as well as
and Theranostic of Alzheimer’s theranostics of NDDs.
Disease and Parkinson’s Disease. Int.
J. Mol. Sci. 2023, 24, 11054. https:// Keywords: exosomes; Alzheimer’s disease; Parkinson’s disease; pathogenesis; theranostic
doi.org/10.3390/ijms241311054
issue and reported that specific frequencies of microwave radiation can potentially lead
to hippocampal damage and impair cognitive function [6]. Furthermore, when it comes
to explaining the mechanisms behind neurodegenerative diseases, there exists a relatively
innovative idea suggesting that the manifestation of AD and PD is a loss of memory and
learning ability and a movement disorder, respectively [1,2]. So far, AD and PD remain
incurable. In the clinic, the diagnosis of AD and PD predominantly depends on clinical
manifestations together with bioimaging such as computed tomography (CT) and magnetic
resonance imaging (MRI) [7–9]. Treatment of AD and PD mainly involves symptomatic
approaches, rather than approaches aimed at terminating or rescuing pathological pro-
cesses involved in neurodegeneration. Inhibitors of acetyl-cholinesterase (AChE), including
donepezil, rivastigmine, and galantamine, are first-class medications for AD, which can
temporarily or partially restore memory but not reverse the loss of neurons [10,11]. Admin-
istration of L-DOPA, catechol-O-methyltransferase (COMT) inhibitors, monoamine oxidase
inhibitors, amantadine, and dopamine agonists can effectively relieve the symptoms of
PD, but it barely delays the loss of dopaminergic neurons [12,13]. The onset of AD and PD
is latent. When patients visit a doctor for treatment, the loss of neurons has occurred for
decades, and intervention hardly achieves anticipated effects. Accordingly, novel strategies
for the diagnosis and treatment of AD and PD are in high demand.
Exosomes are microvesicles with a diameter of about 40–150 nm secreted by various
types of cells such as neurons, immune cells, and mesenchymal stem cells (MSCs), which
function as the “cargo” for intercellular materials and information transferring [14–16].
In 1983, exosomes were first identified in sheep reticulocytes, and in 1987 Johnstone et al.
named them “exosomes” [17,18]. Accumulating studies reveal that exosomes possess more
functions than deposing metabolites. Exosomes contain proteins, lipids, and nucleic acids,
which can be released into the extracellular space and transferred to peripheral tissues [14].
One crucial biological basis for exosomes to fulfill their function is their ability to smoothly
traverse various physiological barriers, including cell membranes and the blood-brain
barrier (BBB). The lipid bilayer membranes of exosomes facilitate its fusion with membrane-
like structures in the body such as the BBB [19]. Once exosomes enter neighboring or distal
cells, the “cargo” released by exosomes alter the status and functions of those cells [20,21].
It is widely acknowledged that the status of the immune system and communication
among immune cells play vital roles in the development of diseases. Exosomes are believed
to participate in immune regulation. Exosomes present in the bloodstream facilitate the
transmission of inflammatory cytokines, chemokines, transcription factors, and proteins
from the stressed microenvironment to the brain, and activate microglial cells and astrocytes,
which subsequently lead to the occurrence of NDDs [22]. Moreover, the “cargo” in the
exosomes can also serve as biomarkers for diseases [23]. In recent years, exosomes have
been engineered to endow them with more functions. However, the role of exosomes in the
pathogenesis and therapeutics of NDDs has not yet been elaborately addressed.
2. Exosomes
Exosomes were initially thought of as one way for cells to dispose of waste, trash,
and unneeded cellular components [24]. Yet with the progress of intensive research, more
functions of exosomes have been discovered. Valadi et al. reported that exosomes contain
messenger RNAs (mRNAs) and non-coding RNAs (e.g., miRNAs), which might be one
new mechanism for the exchange of genetic material between cells [25]. Moreover, other
researchers demonstrated that exosomes carry not only RNA but also proteins, lipids, and
other biomolecules, which play an essential role in intercellular material and information
transmitting. The presence of “cargo” within exosomes underlies its potential utility as
diagnostic biomarkers. Furthermore, exosomes have been discovered to harbor a diverse
range of organelles, such as mitochondria, components of the endoplasmic reticulum,
and fragments of the Golgi apparatus, further amplifying the function of exosomes [26].
Ljubava D. Zorova et al. utilized real-time quantitative PCR to verify the existence of
mitochondria DNA (mtDNA) in exosomes [27]. Xiaowan Wang et al. proved that exosomes
Int. J. Mol. Sci. 2023, 24, 11054 3 of 19
from NT2 cells also contain mtDNA, which aligned with the finding of Ljubava D. Zorova’s
group [27,28]. The presence of mitochondria in exosomes awaits support from more studies.
Exosomes can be found in diverse bodily fluids, such as blood, cerebrospinal fluid
(CSF), sweat, urine, and saliva. Given its wide presence and transference in body fluids,
exosomes exhibit promising applications in the diagnosis and therapeutics of various
diseases [29,30]. It should be noted that exosomes belong to a family of extracellular
vesicles (EVs). EVs could be classified into different subtypes based on their diameter and
biogenesis as shown here in Table 1 [31,32].
Figure1.1.Structure,
Figure Structure,biogenesis,
biogenesis,and
andfunction
functionofofexosomes.
exosomes.TheTheright
rightpanel
panelillustrates
illustratesthe
thebiogenesis
biogenesis
process of exosomes. The cell membrane undergoes inward invagination, forming early sorting
process of exosomes. The cell membrane undergoes inward invagination, forming early sorting
endosomes, which then mature into late endosomes. With the assistance of ESCRT, “cargo” is
endosomes, which then mature into late endosomes. With the assistance of ESCRT, “cargo” is loaded
loaded into MVBs, leading to the formation of late MVBs. Some exosomes may undergo degrada-
into
tionMVBs,
throughleading to the formation
lysosomes, of late
while late MVBs.
MVBs canSome exosomes
release may undergo
exosomes into thedegradation through
extracellular space
lysosomes, while late MVBs can release exosomes into the extracellular space through
through membrane fusion. The left panel depicts the basic structure of exosomes and their com- membrane
fusion. The
ponents. Theleft panelsection
middle depictshighlights
the basic structure of exosomes
the potential functions and
that their components.
exosomes may exert.The middle
section highlights the potential functions that exosomes may exert.
2.2. Exosomes Uptaken by Target Cells
2.2. Exosomes Uptaken by Target Cells
Exosomes play an essential role in intercellular information exchanges by deliver-
Exosomes play an essential role in intercellular information exchanges by delivering
ing bioactive molecules to the receptor cells, which in turn affects the physiological pro-
bioactive molecules to the receptor cells, which in turn affects the physiological processes
cesses and disease development of the organism. Exosomes are uptaken by adjacent re-
and disease development of the organism. Exosomes are uptaken by adjacent recipient
cipient cells after being released into the extracellular space by the donor cells [20,21].
cells after being released into the extracellular space by the donor cells [20,21]. The modes
The modes of exosomes uptaken by receptor cells are classified into three pathways: (1)
of exosomes uptaken by receptor cells are classified into three pathways: (1) Endocytosis:
Endocytosis: Endocytosis is one of the dominant manners by which exosomes enter re-
Endocytosis is one of the dominant manners by which exosomes enter recipient cells,
cipient cells, which could be mediated by clathrin-dependent or clathrin-independent
which could be mediated by clathrin-dependent or clathrin-independent pathways, lipid
pathways, lipid rafts-mediate internalization, micropinocytosis, and phagocytosis [41].
rafts-mediate internalization, micropinocytosis, and phagocytosis [41]. (2) Direct fusion:
(2) Directmembrane
Exosome fusion: Exosome membrane
fuses with fuses with
the plasma the plasma
membrane of themembrane
recipient of theand
cell, recipient
then
cell, and then “cargo” such as exosomal miRNAs are released into the cytoplasm
“cargo” such as exosomal miRNAs are released into the cytoplasm of the recipient cell [14]. of the
recipient
(3) Bindingcell [14]. (3)surface
exosomal Binding exosomal
proteins: surface proteins:
Exosomes bond to theExosomes
receptorsbond to the recep-
on recipient cell
tors on recipient cell membranes such as the integrin-quadruple transmembrane
membranes such as the integrin-quadruple transmembrane protein complex and then protein
are
complex and
transferred then
into are
cells transferred into cells [42].
[42].
2.3.Functions
2.3. FunctionsofofExosomes
Exosomes
Exosomeswere
Exosomes wereinitially
initiallythought
thoughttoto
bebe one
one way
way forfor cells
cells to eliminate
to eliminate waste
waste prod-
products,
ucts, and to remove excess or unnecessary substances from cells so as to maintain
and to remove excess or unnecessary substances from cells so as to maintain the homeostasis the
of the intracellular environment [24]. Later on, it was found that exosomes could exchange
materials and information between cells, and impact the physiopathological activities of
target cells [34]. Exosomes can not only act on targeted cells by paracrine secretion, but also
impact the peripheral or distal targets by circulation [15]. In recent years, exosomes derived
from MSC exhibited satisfactory outcomes in the treatment of diseases. Xin et al. reported
that MSCs-derived exosomes promoted neurites outgrowth and the functional recovery
of a rat stroke model [43]. Exosomes exhibited comparable effects to those of MSCs, but
Int. J. Mol. Sci. 2023, 24, 11054 5 of 19
it steered clear of the limitation of stem cell transplantation such as immune responses,
tumorigenesis, and inadequate differentiation [44]. Based on the biological properties
of exosomes, such as their small size, good biocompatibility, prolonged circulation time
in fluids, and ability to penetrate deep tissues, they have been developed as carriers for
drug delivery [45]. Moreover, the “cargo” of exosomes is also closely correlated with
the occurrence and progress of diseases, so the components of exosomes could serve as
biomarkers for the diagnosis of diseases [23,46]. A notable observation is that exosomes
are heterogenous. Exosomes secreted by different cells display distinct functions, and
exosomes secreted by the same kind of cells also show diversity depending on the status of
the cells. With the deepening of their study, more functions of exosomes will be revealed.
3. Exosomes and AD
AD is the most common neurodegenerative disease. It is estimated that by 2050,
the number of AD patients will reach 131.5 million, which poses a heavy global social
and economic burden [47]. AD remains incurable, and AD patients inevitably suffer
irreversible brain damage. Diagnostic and therapeutic methods face great challenges, and
novel strategies are in high demand. Exosomes have opened up an alternative window for
understanding pathogenesis and its theranostic [48].
and miR-331-5p [67]. MiRNAs in exosomes extracted from different body fluids, such as
serum, plasma, and CSF, showed a distinguished profile, which should be considered when
analyzing miRNA in AD and control groups.
The alteration in the “cargo” and levels of exosomes-derived biomarkers indicate their
high potential value for AD diagnosis. Exosomes derived from a variety of body fluids
ensures their availability and accessibility in diagnosis and exosomes derived from blood
and neurons show even better creditability than CSF biomarkers or PET/CT.
Figure2. 2.The
Figure Therolerole of exosomes
of exosomes in ADinand
ADexosome-based
and exosome-based
therapies. therapies. Thedepicts
The left panel left panel
the depic
tential “harmful”
potential “harmful” or or “beneficial”
“beneficial” effectseffects of exosomes
of exosomes on AD.
on AD. Harmful Harmful
effects include effects
inducinginclude
neuronal
neuronal dysfunction,
dysfunction,cell death,
cell contributing to the spreadtoofthe
death, contributing Aβ/Tau,
spreadandof
triggering
Aβ/Tau, inflammation.
and triggering in
Conversely, exosomes exosomes
tion. Conversely, also have beneficial effects
also have on AD sucheffects
beneficial as participating
on AD in Aβ clearance,
such anti-
as participating in
inflammation, or serving as diagnostic biomarkers. The right panel demonstrates
ance, anti-inflammation, or serving as diagnostic biomarkers. The right panel demonst the potential thera-
peutic applications of exosomes in AD, such as by directly exerting neuroprotective effects through
potential therapeutic applications of exosomes in AD, such as by directly exerting neurop
exosomes derived from stem cells or healthy donors, or by serving as carriers for drug delivery.
effects through exosomes derived from stem cells or healthy donors, or by serving as ca
4.drug delivery.
Exosomes and PD
PD is the second most prevalent NDDS, significantly threatening the well-being
of individuals, and of elderly people in particular [2]. The pathological feature of PD
is the presence of intracellular aggregates that consist of α-syn [86]. The etiology of
PD is thought to include age, genetic background, and environmental factors, which
lead to the death of dopaminergic neurons of the substantia nigra of the midbrain by
inducing mitochondria dysfunction, oxidative stress, and protein aggregation [87,88].
Earlier diagnosis and effective treatment of PD remain unmet. Therefore, defining novel
biomarkers for preclinical diagnosis and exploring better strategies for the treatment of PD
is a highly demanding pursuit.
Int. J. Mol. Sci. 2023, 24, 11054 9 of 19
Figure3.3.Exosomes-based
Figure Exosomes-based diagnostics
diagnostics and and therapeutics
therapeutics for
for PD. PD. Cargos
Cargos of exosomes
of exosomes derived from
derived from
variousbodily
various bodilyfluids
fluids such
such as CSF,
as CSF, serum,
serum, plasma,
plasma, saliva,saliva, andcould
and urine urineserve
couldasserve as PD biomarkers
PD biomarkers,
including α-syn, miRNA, and proteins. The right panel showcases exosome-based therapeutics
approaches, such as intranasal delivery of exosomes derived from SHEDs and tail vein injection of
engineered DA-loaded exosomes.
Collectively, proteins, miRNAs, circRNAs, and other molecules derived from exosomes
could serve as biomarkers for PD diagnosis. It is notable how exosomes could be obtained
from various body fluids including CSF, plasma, serum, saliva, and urine, which ensure
the accessibility and availability of those biomarkers. Therefore, exosomes could serve as
valuable resources for PD diagnosis.
attention due to their features including good biocompatibility, higher capacity for drug
delivery, and penetrating the BBB [111].
Jarmalavičiūtė et al. reported that exosomes from stem cells derived from the dental
pulp of human exfoliated deciduous teeth (SHEDs) displayed a neuroprotective effect
on 6-hydroxy dopamine (6-OHDA) triggered dopaminergic neuron [112]. Narbute et al.
proved that intranasal administration of exosomes from SHEDS ameliorated dyskine-
sia and dopaminergic neuron loss in PD rats [113]. Shakespear et al. reported that an
astrocytes-derived exosomes-rescued neurotoxin, N-Methyl-4-phenylpyridinium Iodide
(MPP+ ), induced dopaminergic neuron death [114]. Another group reported that exosomes
derived from astrocytes stimulated by chemokine CCL3 exhibited remarkable protective
ability on H2 O2 -induced apoptosis of differentiated SH-SY5Y. Furthermore, exosomes
derived from the ventral intraventricular region enhance ATP production and survival in
SH-SY5Y subjected to MPP+ [115].
Recently, exosomes have been engineered to serve as a platform for PD therapy.
Exosomes loaded with peroxidase effectively deliver peroxidase into neurons, and microglia
exert a neuroprotective effect in substantia nigra pars compacta (SNpc) neurons in PD
mice [116]. Qu et al. demonstrated that exosomes loaded with dopamine after tail vein
injection could be delivered into the brains of PD mice, and this approach showed alleviated
symptoms. Dopamine-loaded exosomes increased the brain dopamine concentration of a
mice PD model by more than 15-fold [117].
In addition, Yang et al. demonstrated that exosomes-mediated delivery of ASO4, one
antisense oligonucleotides targeting human α-syn sequence, significantly reduces α-syn
expression and aggregation, and ameliorates dopaminergic neuron degeneration in PD
mice [118]. All those studies showed that original or engineered exosomes could hold great
potential for PD treatment. The level of NDDS related “cargo” in exosomes is summarized
and listed in Table 2 [65–67,89,102–104,107–109,119–126].
Table 2. Cont.
Delivery
Advantages Disadvantages
Methods
1 Complex engineering process that may affect
1 Precise targeting to receptors on the BBB, natural characteristics of exosomes;
1 Engineered
increasing the chances of crossing; 2 Flexibility 2 Challenges in achieving optimal targeting
Exosomes
to customize exosomes for specific applications efficiency and maintaining engineered
exosome stability
1 Low efficiency in crossing the
2Intravenous Systemic delivery, allowing exosomes blood-brain barrier;
Injection to reach various organs including the brain. 2 Exosomes may undergo clearance by the liver
and other organs before reaching the brain.
1 Allows direct and localized delivery Invasive procedure requiring
3Intracerebroventricular
of exosomes to specific brain regions; surgical intervention;
Injection
2 Bypasses the blood-brain barrier Limited to targeted brain regions
Invasive procedure requiring
4Direct Injection Precise delivery to specific brain regions;
surgical intervention;
into Brain Tissue Allows for localized effects
Limited to targeted brain regions
1 Allows temporary and localized opening of 1 Precise targeting and control of BBB opening
5Focused the BBB, enabling exosomes to pass through; required to avoid potential side effects;
Ultrasound 2 Non-invasive method with potential for 2 Safety and long-term effects of the method
delivering various therapeutic agents require further investigation
1 Non-invasive and relatively simple method for
1 Amount of exosomes reaching the brain may
delivering exosomes to the brain;
6Intranasal be limited;
2 Bypasses the BBB through the olfactory and
Delivery 2 Distribution of exosomes throughout the brain
trigeminal pathways, providing direct transport
may not be uniform
to the brain
Author Contributions: C.Z. and L.L. were responsible for the selection, organization, and writing the
summary and outlook of the published literature in this review. K.L. was responsible for organizing
and compiling the scientific publications cited in this review. A.H. compiled and summarized the
section on exosomes in the diagnosis and treatment of AD in this review, while M.W. compiled the
section on exosomes in the diagnosis and treatment of PD in this review. X.L. and H.C. created
the illustrations for this review. All authors have read and agreed to the published version of
the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Int. J. Mol. Sci. 2023, 24, 11054 14 of 19
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