Theorgram
Theorgram
Theorgram
ox – oxen |
Grammatical meaning is expressed by means of a certain formal sign or signal –
the marker of a grammatical form. Grammatical form unites a whole class of words so
that each word of the class expresses the corresponding grammatical meaning together
with its lexical meaning.
Grammatical meaning is generalized, abstract to some extent meaning that
unites large classes of words and is expressed through a certain form of sign or the
absence of the sign.
Grammatical category is the central concept. A unity of a grammatical form and a
grammatical meaning is realised through a grammatical category. It is a system of
expressing a generalised grammatical meaning through means of paradigmatic
correlation of grammatical forms (Блох):
Notion of paradigm
Notion of word-form
Notion of form-class
A word-form is a combination of the stem of a word with some inflectional sign or
symbol.
A form-class is a set of word-forms having different roots and stems but similar
form-building signal or its allomorphs.
The meaning of these two form-classes are mutually excluding. They are
opposed to each other in meaning and in form.
PARTS OF SPEECH
VARIOUS PRINCIPLES OF THE CLASSIFICATION
The term PART OF SPEECH was introduced long ago and is considered
conventional. There are three principles of the classification: semantic, formal,
functional.
In many grammar schools the semantic principle is employed. This principle is
based on universal forms of human thought which are reflected in three main categorial
meanings of words:
Substance (предметность)
Process (процессуальность)
Property (качество, свойство)
But it doesn’t always work, for it is hard to define the category of meaning of such
words as WHITENESS, ACTION etc.
Another point of view is that only the form should serve as a criterion of the
classification of the part of speech. This principle is called “the formal criterion”. It was
widely used by H. Sweet and others. They singled out the classes of declinable and
indeclinable words. To the class of indeclinable words belong: THE, FOR, AS,
ENOUGH, MUST. But this criterion is unreliable because they include MUST in the
group. For MUST functions as many other verbs: SHALL > MUST (MUST WE GO?;
SHALL WE GO?).
Some linguists representing this approach define parts of speech as
morphological classes. They are words of similar paradigm of word-forms
(Фортунатов).
This definition cannot be applied to the languages like Chinese where
morphological system is non-existent or poorly-developed
Реформатский puts it that “parts of speech are grammatical word-classes. In
singling out parts of speech they take into consideration their morphological and
syntactical property. This particular approach is the boarder-line case between the
second and the third approaches.
Only the function of a word should be taken into consideration as a criterion for
the part-of-speech classification. It is called “the functional criterion”. The champions of
this approach are: Ревзина, Ревзин, Пешковский, Bloomfield.
Charles Fries puts it: “The words that occupy the same sets of in English
sentences must belong to the same class of words.” It is based on the combinability of
words and the method used by Charles Fries is called SUBSTITUTION TESTING. It
resulted four main positions of notional words. Accordingly all notional words are
grouped into 4 classes:
-of nouns
-of verbs
-of adjectives
-of adverbs
Pronouns were included into the corresponding classes as their substitutes. The
number of functional words is 154 and they fall into 15 groups or into 3 sets
VERB
The verb is the most complex part of speech. It possesses an intricate system of
grammatical categories. All these complexities are due to the central role that the verb
plays in the expression of predication. Predication reflects the connection between the
situation denoted in the sentence and reality.
The verb falls into two different sets of forms: the finite and the non-finite.
The general categorial meaning of the verb is process presented dynamically,
developing in time. This general processual meaning is embedded in the semantics of
all the verbs, including those that denote states, forms of existence, types of attitude,
evaluations rather than actions. And this holds true not only about the finite verb, but
also about the non-finite one. The processual categorial meaning of the notional verb
determines its characteristic combination with a noun expressing both the doer of the
action (its subject) and, in cases of the objective verb, the recipient of the action (its
object). It also determines its combination with an adverb as the modifier of the action.
In the sentence the finite verb invariably performs the function of the verb-
predicate. The non-finite verb performs different functions according to its intermediary
nature. In other words, the non-finite forms perform a potentially predicative function,
constituting secondary predicative centres in the sentence. In each case of such use
they refer to some subject of their own which is expressed either explicitly or implicitly.
Roddy cared enough about his mother to want to make amends to Arabella >
Roddy wanted to make amends…> Roddy will make amends
Changing gear, the taxi turned the sharp corner > The taxi changed gear and
turned the corner.
Acting as mate is often more difficult than acting as captain. > One acts as mate;
one acts as captain.
The combinations of the verbs SHALL / WILL with the infinitive have of late
become subject of heated discussions. Many linguists do not include the Future Tense
in the system of tenses. In “PHYLOSOPHY OF GRAMMAR” Espersen points out that
the Future Tense does not exist in English for there is no grammatical form of the
Future standing on the same grammatical fitting with the forms of the Present and the
Past. He analysed the phrase SHALL / WILL + INFINITIVE and said that it couldn’t be
treated as the analytical form of the Future according to the theory of the splitting of
functions. SHALL / WILL is not deprived of the lexical meaning because they retain their
modal meaning;
SHALL – obligation; WILL – volition.
Бархударов basically agrees with Espersen. His objection consists in the
demonstration of the double marking of this WOULD-BE tense form by one and the
same category: the combinations in question can express at once both the future time
and the past time ( the form FUTURE-IN-THE-PAST), which hardly makes any sense in
terms of a grammatical category. Indeed, the principle of identification of any
grammatical category demands that the forms of the category in normal use should be
mutually exclusive. The category is constituted by the opposition of its forms, not by
their co-position.
Блох agrees with the both but he develops their ideas. He believes that SHALL /
WILL + INFINITIVE belongs to a new specific temporal category – the category of
prospective time. This category is built on the opposition of forms with SHALL / WILL-
marker and forms without this marker. As to the difference in meaning the forms with
SHALL / WILL-marker express an AFTER-ACTION whereas the forms without this
marker express NON-AFTER-ACTION.
The prospective time is relative – the future action is relative to the present or the
past time. If they are relative to the present time we speak of the form of the FUTURE. If
they are relative to the past time we speak of the FUTURE-IN-THE-PAST.
The category of the prospective time is not the one singled out by Блох. The
other one, pointed out by this scholar is the category of the primary time. It provides for
the absolutive expression of the time of the process, or, it refers the action to the
moment of speech. It is built on the opposition of two forms: PRESENT versus PAST.
Most grammarians agree that there are two voices in ME. However, three other
voices have been singled out:
- the Reflexive voice
- the Reciprocal voice
- the Middle voice
The Reflexive voice:
I will shave and wash.
Actually the direction of the action in this example is different from that of the
Active Voice. The action is performed by the subject upon itself, or, as Блох
characterizes it, “The action comes from the subject and back to it”.
This kind of direction is called “reflexive”. It can be rendered explicitly (that is with
the help of reflexive pronouns) or it can be rendered implicitly (without reflexive
pronouns).
But the trouble is that this meaning is not expressed formally, by the form of the
verb itself.
Ильиш notices: “In order to acknowledge the existence of the Reflexive Voice it
is necessary to prove that reflexive pronouns used in here are voice auxiliaries”.
E.g. He is helping himself and his friends.
However, there is an example of a different kind:
He found himself alone. / Help yourself.
They cannot be joined by any conjunction and a noun. So in that case the SELF-
PRONOUNS can be treated as voice-auxiliaries. However, Ильиш is very cautious and
says that there is no sufficient ground for recognizing the REFLEXIVE VOICE and he
leaves the question open.
MOOD
It is the most controversial category. Ильиш notices: “The category of mood in
the present English verb has given rise to so many discussions, and has been treated in
so many different ways, that it seems hardly possible to arrive at any more or less
convincing and universally acceptable conclusion concerning it”.
The only and true cause of the multiplicity of opinion in question lies in the
complexity of the category as such, made especially peculiar by the contrast of its
meaningful intricacy against the scarcity of the English word inflexion.
The category of mood expresses the character of connection between the
process denoted by the verb and the actual reality, either presenting the process as a
fact that really happened, happens or will happen, or treating it as an imaginary
phenomenon, i.e. the subject of hypothesis, speculation, desire. It follows from this that
the functional opposition underlying the category as a whole is constituted by the forms
of oblique mood meaning, i.e. those of unreality, contrasted against the forms of direct
mood meaning, i.e. those of reality, the former making up the strong member, the latter
– the weak member of the opposition.
In traditional grammar three moods are singled out;
The Indicative
The Imperative
The Subjunctive
The three moods correspond to three principal modal meanings;
the meaning of fact
the meaning of urge
the meaning of potentiality
The Indicative Mood is used to show that the speaker represents an action as an
actual fact.
The Imperative form of the verb is traditionally referred to as the Indicative Mood.
It is used to express the modal meaning of urge. In form it coincides with the infinitive
stem, so it is a synthetic form. But the emphatic and negative forms of the Imperative
are analytical.
The Imperative has one person (second). However, Ильиш claims that there is
no category of person in the Imperative since the second person does not oppose any
other person.
The Imperative has no number, tense or aspect distinctions. Generally it is used
in one-member sentences. Though the Imperative has no category of Tense it has a
temporal meaning of future, more or less immediate.
As to theoretical grammar not all grammarians recognize the Imperative Mood as
a separate one. They deny it the status on the grounds that it has no specific
morphological characteristics. Ильиш points out that in form it coincides with the
infinitive, Блох puts it that in form it coincides with the Spective Mood which belongs to
the Subjunctive Mood.
The aforesaid mood is represented by the following examples:
Be what may. God forgive us. It is important that he arrive here as soon as
possible. My orders are that the guards draw up…
As to the participation of the Imperative Mood in the above-mentioned, Блох
proves it by the transformation of imperative constructions.
Be off! > I demand that you be off etc
Semantical observation of the constructions with the analyzed verbal form shows
that within the general meaning of desired or hypothetical action, it signifies different
attitudes towards the process denoted by the verb (desire, supposition, speculation,
suggestion etc). Thus, the analyzed forms present the mood of attitudes, which is
traditionally called Subjunctive One. Блох suggests that this mood should be called
SPECTIVE, employing the Latin base for the notion of “attitudes”.
The counted above form-types can be used with modal verbs such as MAY /
MIGHT, SHOULD, LET:
May it be as you wish. Orders were given that the searching group should start
out at once. Let me try it. Etc.
Being the functional equivalents of the pure Spective Mood, these form-types are
characterized by a high frequency occurrence, they are more universal stylistically than
the pure spective form, and Блох names them as MODAL SPECTIVE.
Considering the forms of the subjunctive referring to the past order of the verb we
should identify the specific form of the conjugated BE as the only native manifestation of
the categorial expression of unreal process.
If I were in your place, I’d only be happy.
It is only the first and third persons singular that have suppletive marking feature
WERE, the rest of the forms coincide with the past indicative.
Usually this form-type occurs in complex with the principal clause with WOULD /
SHOULD marker. Thus, the most characteristic construction in which the two form-types
occur in such a way that one constitutes the environment of the other is the complex
sentence with a clause of unreal condition. The subjunctive form-type used in the
conditional clause is the past-unposterior; the subjunctive form-type used in the
principal clause is the past-posterior. The subjunctive past unposterior is called by some
grammarians SUBJUNCTIVE TWO. Блох suggests that the term SUBJUNCTIVE be
reserved for denoting the mood of unreality as a whole. The term SPECTIVE cannot be
used here for the simple reason that the analysed mood-form does not express
attitudes.
Even though it were raining, we’ll go boating on the lake. [We don’t know
whether it will be raining or not, but even in case it is raining we will go
boating] – concession.
She was talking to Bennie as if he were a grown person. [She was talking to
Bennie as she would be talking to him if he were a grown person] –
comparison
As we see, the subjunctive form under analysis in its various uses does express
the unreality of action which constitutes a condition for the corresponding consequence.
So, as Блох proposes, the appropriate term for this form of the subjunctive would be
STIPULATIVE. Or, the subjunctive form-type which is referred to on the structural basis
as the past unposterior, on the functional basis will be referred as stipulative.
As to the form-type of the subjunctive presenting past-posterior its most
characteristic use is connected with the principal clause of the complex sentence
expressing a situation of unreal condition: the principal clause conveys the idea of its
imaginary consequence, thereby also relating to unreal state of events. Apart from
complex sentences, the past posterior form of the subjunctive can be used in
independent sentences, though, these sentences are based on the presupposition of
some condition, the consequence of which they express.
He would be here by now: he may have missed his train. > He may have missed
his train, otherwise (i.e. if he hadn’t missed it) he would be here by now.
As it can be beheld, the subjunctive form-type in question essentially expresses
an unreal consequential action dependent on an unreal stipulating action, so, relying on
Latin etymology, Блох considers the term CONSECTIVE the most appropriate.
So, the subjunctive, the integral mood of unreality, presents the two sets of forms
according to the structural division of verbal tenses into the present and the past. These
form-sets constitute the two corresponding functional subsystems of the subjunctive,
namely, the spective (the mood of attitudes) and the conditional (the mood of appraising
causal-conditional relations of processes). Each of these, in its turn, falls into two
systemic sub-sets, so that on the immediately working level of presentation we have the
four subjunctive form-types identified on the basis of the strict correlation between their
structure and their functions: THE PURE SPECTIVE, THE MODAL SPECTIVE, THE
STIPULATIVE CONDITIONAL, THE CONSECTIVE CONDITIONAL.
ASPECT
The aspective meaning of the verb, as different from its temporal meaning,
reflects the inherent mode of the
realization of the process.
The continuous verbal forms analysed on the principles of oppositional approach admit
of only one interpretation, and that is aspective
. The continuous forms are aspective because , reflecting the inherent character of the
process performed by the verb, they do not, and cannot denote the timing of the
process. The opposition constituting the. The continuous verbal forms analysed on the
principles of oppositional approach admit of corresponding category is effected
between the continuous and non-continuous (indefinite) forms. The categorial meaning
discloses the nature of development of the verbal action, on which ground the
suggested name for the category as a whole will be development. As is the case with
the other categories, its expression is combined with other categorial expressions in
one and the same word-form, involving also the category that features the perfect.
Thus, it should be identified, within the framework of the manifestations of the category
of development, not only the perfect continuous forms, but also the perfect indefinite
forms (i.e. non-continuous).
The perfect, as different from the continuous, does reflect a kind of timing,
though in a purely relative way. It coordinates two times, locating one of them in
retrospect towards the other. Should the grammatical meaning of the perfect have been
exhausted by this function, it ought to have been placed into one and the same
categorial system with the future, forming the integral category of time coordination
(correspondingly, prospective and retrospective). But it cannot be done, because the
perfect expresses not only time in relative retrospect, but also the very connection of a
prior process with a time limit reflected in a subsequent way. Thus, the perfect forms of
the verb display a mixed, intermediary character, which places them apart both from the
relative posterior tense and the aspective development. Блох suggested that the name
for this category be RETROSPECTIVE COORDINATION (RETROSPECT). The
categorial member opposed to the perfect is named IMPERFECT (NON-PERFECT).
The aspective category of development is constituted by the opposition of the
continuous forms of the verb to the non-continuous. The marked element of the
opposition is the continuous. It is represented by the discontinuous morpheme BE + …
ING.
The category of retrospective coordination (retrospect) is constituted by the
opposition of the perfect forms of the verb to the non-perfect (imperfect). It is shown with
the help of the discontinuous morpheme HAVE + …EN.
THE INFINITIVE
The infinitive is the non-finite form of the verb which combines the properties of
the verb with those of the noun, serving as the verbal name of a process.
The infinitive is used in three fundamentally different types of functions:
as a notional, self-positional syntactic part of the sentence
as the notional constituent of a complex verbal predicate built up around a
predicator verb
as the notional constituent of a finite conjugation of the verb
The first use is grammatically “free”, the second is grammatically “half-free”, the
third is grammatically “bound”.
The dual verbal-nominal meaning of the infinitive is expressed in full in its free,
independent use.
Do you really mean to go away and leave me here alone? ~ What do you really
mean?
The combinability of the infinitive also reflects its dual semantic nature, in accord
with which there can be distinguished its verb-type and noun-type connections. The
verb type combinability of the infinitive is displayed in its combining:
with nouns expressing the object of the action
with nouns expressing the subject of the action
with modifying adverbs
with predicator verbs of semi-functional nature forming a verbal predicate
with auxiliary finite verbs (word-morphemes) in the analytical forms of the
verb
The self-positional infinitive, in due syntactic arrangements, can perform the
following functions:
the subject
the predicative
the object
the attribute
the adverbial modifier
The infinitive is a categorially changeable form. It distinguishes three grammatical
categories sharing them with a finite verb:
the category of aspect (continuous in opposition)
the category of retrospective coordination (perfect in opposition)
the category of voice (passive in opposition)
Consequently, the categorial paradigm of the infinitive of the objective verb
includes eight forms:
the indefinite active (to take)
the continuous active (to be taking)
the perfect active (to have taken)
the perfect continuous active (to have been taking)
the indefinite passive (to be taken)
the continuous passive (to be being taken)
the perfect passive (to have been taken)
the perfect continuous passive (to have been being taken)
The infinitive paradigm of the non-objective verb, correspondingly, includes four
forms:
the indefinite active (to go)
the continuous active (to be going)
the perfect active (to have gone)
the perfect continuous active (to have been going)
THE GERUND
The gerund is the non-finite form of the verb which, like the infinitive, combines
the properties of the verb with those of the noun. Similar to the infinitive, the gerund
serves as the verbal name of the process, but its substantive quality is more strongly
pronounced than that of the infinitive. Namely, as different from the infinitive, and similar
to the noun, the gerund can be modified by a noun in the possessive case or its
pronominal equivalents (expressing the subject of the verbal process), and it can be
used with prepositions.
The general combinability of the gerund, like that of the infinitive, is dual, sharing
some features with the verb, and some features with the noun. The verb type
combinability of the gerund is displayed in its combining:
with nouns expressing the object of the action
with modifying adverbs
with certain semi-functional predicator verbs, but other than modal
of the noun type is the combinability of the gerund:
with finite notional verbs as the object of the action
with finite notional verbs as the prepositional adjunct of various functions
with finite notional verbs as the subject of the action
with nouns as the prepositional adjunct of various functions.
The gerund, in the corresponding positional patterns, performs the functions of all
the types of notional sentence-parts:
the subject
the predicative
the object
the attribute
the adverbial modifier
Like the infinitive, the gerund is categorially changeable. It distinguishes the two
grammatical categories, sharing them with the finite verb and the present participle:
the category of retrospective coordination (perfect in opposition)
the category of voice (passive in opposition)
Consequently, the categorial paradigm of the gerund of the objective verb
includes four forms:
the simple active (taking)
the perfect active (having taken)
the simple passive (being taken)
the perfect passive (having been taken)
The gerundial paradigm of the non-objective verbs, correspondingly, includes two
forms:
the simple active (going)
the perfect active (having gone)
The present participle is the non-finite form of the verb which combines the
properties of the verb with those of the adjective and adverb, serving as the qualifying-
processual name. In its outer form the present participle distinguishes the same
grammatical categories with gerund as retrospective coordination and voice.
The verb-type combinability of the present participle is revealed:
in its being combined with nouns expressing the object of the action
with nouns expressing the subject of the action
with modifying adverbs
with auxiliary finite verbs (word-morphemes) in the analytical form of the verb.
The adjective-type combinability of the present participle is revealed in its
association with the modified nouns as well as with some modifying adverbs such as
adverbs of degree.
The adverb-type combinability of the present participle is revealed in its
association with the modified verbs
The self-positional present participle, in the proper syntactic arrangements,
performs the functions:
the predicative (occasional use, and not with the pure link BE)
the attribute
the adverbial modifier of various types.
The past participle is the non-finite form of the verb which combines the
properties of the verb with those of the adjective, serving as the qualifying-processual
name. The past participle is a single form having no paradigm of its own. By way of the
paradigmatic correlation with the present participle, it conveys implicitly the categorial
meaning of the perfect and the passive. As different from the present participle, it has
no distinct combinability features or syntactic function features specially characteristic of
the adverb. Thus, the main self-positional functions of the past participle in the sentence
are those of the attribute and the predicative.
THE NOUN
THE ARTICLE
2. The absence of the article before the uncountable noun corresponds to the
two kinds of generalization: both relative and absolute
John laughed with great bitterness. The subject of health. Coffee or tea,
please? Coffee stimulates the function of the heart.
3. The absence of the article before the countable noun in the plural, likewise,
corresponds to both kinds of generalization, and the exposition of the
meaning in each case can be achieved by the same semantic tests. Cf.:
Stars, planets and comets ( these kinds of objects: relative generalization) are
different celestial bodies ( not terrestrial bodies: relative generalization). Wars
(in general: absolute generalization) should be eliminated as means of
deciding international disputes.
To distinguish the demonstrated semantic functions of the non-uses of the
article by definition, we may say that the absence of the article with
uncountable nouns, as well as with countable nouns in the plural, renders the
meaning of “ uncharacterized generalization”, as different from the meaning of
“ absolute generalization”, achieved by the absence of the article with
countable nouns in the singular.
So much for the semantic evaluation of the articles as the first stage of our
study.
Passing to the situational estimation of the article, there should be pointed out
that the basic principle of their differentiation here is not a direct consideration of their
meanings, but disclosing the informational characteristics that the article conveys to its
noun in concrete contextual conditions. In the situational study of syntax the starting
point of the communication is called its theme, while the central informative part is
called its rheme.
In accord with the aforesaid situational functions, the typical syntactic position of
the noun modified by the definite article is the thematic subject, while the typical
syntactic position of the noun modified by the indefinite article or by the meaningful
absence of the article is the rhematic predicative.
The day was drawing to a close, the busy noises of the city were dying down.
How to handle the situation was a big question. The sky was pure gold above the
setting sun.
It should be noted that in many other cases of syntactic use the articles reflect
the same situational functions.
Another essential contextual-situational characteristic of the articles is their
immediate connection with the two types of attributes to the noun. The first type is a
limiting attribute, which requires the definite articles before the noun; the second type is
a descriptive attribute which requires the indefinite article or the meaningful absence of
the article before the noun.
The events chronicled in this narrative took place some four years ago (limiting).
She was a person of strong will and iron self-control (descriptive).
The third stage of the analysis is concerned with the consideration of the articles
in the light of the oppositional theory.
Bearing in mind the facts established at the two previous stages of observation, it
is easy to see that oppositionally, the article determination of the noun should be divided
into two binary correlations connected with each other hierarchically.
The opposition of the higher level operates in the whole system of articles. It
contrasts the definite article with the noun against the two other forms of article
determination of the noun. In this opposition the definite article should be interpreted as
the strong member of the opposition by virtue of its identifying and individualizing
function, while the other forms of article determination should be interpreted as the
weak member.
The opposition of the lower level operates within the article subsystem that forms
the weak member of the upper opposition. This opposition contrasts the two types of
generalization, i.e. the relative generalization distinguishing its strong member (the
indefinite article plus the meaningful absence of the article as its analogue with
uncountable nouns and nouns in the plural) and the absolute, or abstract generalization
distinguishing the weak member of the opposition (the meaningful absence of the
article).
The data obtained through the analyses show that the English noun, besides the
variable categories of number and case, distinguishes the category of determination
expressed by the article paradigm of three grammatical forms: the definite, the
indefinite, the zero.