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Cummings
Otolaryngology
Head and Neck Surgery Seventh Edition
All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any
means, electronic or mechanical, including photocopying, recording, or any information storage and
retrieval system, without permission in writing from the publisher. Details on how to seek permission,
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such as the Copyright Clearance Center and the Copyright Licensing Agency can be found at our website:
www.elsevier.com/permissions. This book and the individual contributions contained in it are protected
under copyright by the Publisher (other than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience
broaden our understanding, changes in research methods, professional practices, or medical treatment
may become necessary. Practitioners and researchers must always rely on their own experience and
knowledge in evaluating and using any information, methods, compounds, or experiments described
herein. In using such information or methods they should be mindful of their own safety and the safety
of others, including parties for whom they have a professional responsibility. With respect to any drug
or pharmaceutical products identified, readers are advised to check the most current information
provided (i) on procedures featured or (ii) by the manufacturer of each product to be administered, to
verify the recommended dose or formula, the method and duration of administration, and
contraindications. It is the responsibility of practitioners, relying on their own experience and knowledge
of their patients, to make diagnoses, to determine dosages and the best treatment for each individual
patient, and to take all appropriate safety precautions. To the fullest extent of the law, neither the
Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to
persons or property as a matter of products liability, negligence or otherwise, or from any use or
operation of any methods, products, instructions, or ideas contained in the material herein.
The Publisher
Printed in Canada
9 8 7 6 5 4 3 2 1
Contributors
v
vi Contributors
Nafi Aygun, MD Pete S. Batra, MD, FACS Mukul Bhattarai, MD, FACP
Associate Professor Stanton A. Friedberg MD Chair in Assistant Professor
Russel H. Morgan Department of Otolaryngology Department of Internal Medicine
Radiology Professor and Chairman Southern Illinois University
Johns Hopkins University School of Section Head, Rhinology, Sinus Surgery, Springfield, Illinois
Medicine and Skull Base Surgery
Benjamin S. Bleier, MD
Baltimore, Maryland Co-Director, Rush Center for Skull Base
Associate Professor
and Pituitary Surgery
Douglas D. Backous, MD, FACS Director of Otolaryngology Translational
Secretary, American Rhinologic Society
Medical Director Research
Department of Otorhinolaryngology–
Center for Hearing and Skull Base Director of Endoscopic Skull Base
Head and Neck Surgery
Surgery Surgery
Rush University Medical Center
Swedish Neuroscience Institute Co-Director of Center for Thyroid
Chicago, Illinois
Swedish Medical Center Disease and Orbital Surgery
Seattle, Washington Beth M. Beadle, MD, PhD Department of Otolaryngology–Head
Associate Professor and Neck Surgery
Shan R. Baker, MD
Department of Radiation Oncology Harvard Medical School
Professor Emeritus
Stanford University Massachusetts Eye and Ear
Facial Plastic and Reconstructive Surgery
Stanford, California Boston, Massachusetts
Department of Otolaryngology–Head
and Neck Surgery Nicholas A. Beckmann, DO Nikolas H. Blevins, MD
University of Michigan Resident Larry and Sharon Malcolmson Professor
Ann Arbor, Michigan Department of Otolaryngology–Head Department of Otolaryngology–Head
and Neck Surgery and Neck Surgery
Thomas J. Balkany, MD, FACS, FAAP
University of Tennessee Health Science Stanford University School of Medicine
Hotchkiss Professor and Chairman
Center Stanford, California
Emeritus
Memphis, Tennessee
Department of Otolaryngology Andrew Blitzer, MD, DDS
University of Miami Miller School of James R. Bekeny, MD Professor Emeritus of Otolaryngology–
Medicine Surgeon Head and Neck Surgery
President, Institute for Cochlear Implant Department of Otorhinolaryngology– Columbia University College of
Training Head and Neck Surgery Physicians and Surgeons
Miami, Florida Advent Health Adjunct Professor of Neurology
Celebration, Florida Icahn School of Medicine at Mt. Sinai
Leonardo Balsalobre, MD, PhD
Director, NY Center for Voice and
Staff of Rhinology Division Diana M. Bell
Swallowing Disorders
Sao Paulo ENT Center Associate Professor
Co-Founder and Director of Research,
Edmundo Vasconcelos Hospital Department of Pathology
ADN International
Sao Paulo, Brazil The University of Texas MD Anderson
New York, New York
Cancer Center
Fuad M. Baroody, MD, FACS
Houston, Texas Kofi Boahene, MD
Professor of Surgery
Professor
Section of Otolaryngology–Head and Elizabeth Bradford Bell, MD
Department of Otolaryngology–Head
Neck Surgery Assistant Professor
and Neck Surgery
Professor of Pediatrics Department of Otolaryngology–Head
Johns Hopkins University School of
Director, Otolaryngology Residency and Neck Surgery
Medicine
Program University of Nebraska Medical Center
Baltimore, Maryland
Director of Pediatric Otolaryngology Omaha, Nebraska
The University of Chicago Medicine and Lauren A. Bohm, MD
Michael S. Benninger, MD
The Comer Children’s Hospital Assistant Professor
Professor of Surgery
Chicago, Illinois Department of Otolaryngology–Head
Lerner College of Medicine of Case
and Neck Surgery
Robert W. Bastian, MD Western Reserve University
University of Michigan
Founder and Director Chairman, Head and Neck Institute
Ann Arbor, Michigan
Bastian Voice Institute Cleveland Clinic
Downers Grove, Illinois Cleveland, Ohio Michael M. Bottros, MD
Associate Professor
Gregory J. Basura, MD, PhD Heidi J. Bernknopf, AuD, BS
Associate Chief of Pain Management
Assistant Professor Audiologist
Department of Anesthesiology and Pain
Department of Otolaryngology–Head Department of Speech and Hearing
Medicine
and Neck Surgery Robert Wood Johnson University
Director, Acute Pain Service
University of Michigan Hospital
Washington University School of
Ann Arbor, Michigan New Brunswick, New Jersey
Medicine in St. Louis
Daniel M. Beswick, MD St. Louis, Missouri
Assistant Professor
Department of Otolaryngology
University of Colorado
Aurora, Colorado
Contributors vii
Derald E. Brackmann, MD Bena Brown, BSpPath, PhD Paolo Campisi, MD, MSc, FRCS(C)
Clinical Professor of Otolaryngology Health Research Fellow Professor and Vice Chair, Education
Head and Neck Surgery Centre for Functioning and Health Department of Otolaryngology–Head
University of California School of Research and Neck Surgery
Medicine Metro South Hospital and Health Service University of Toronto
Associate, House Ear Clinic Department of Speech Pathology Staff Otolaryngologist
Los Angeles, California Princess Alexandra Hospital Department of Otolaryngology–Head
Senior Lecturer and Neck Surgery
Carol R. Bradford, MD
School of Health and Rehabilitation Hospital for Sick Children
Executive Vice Dean for Academic Affairs
Sciences Toronto, Ontario, Canada
and Professor
University of Queensland
Department of Otolaryngology–Head John P. Carey, MD
Brisbane, Queensland, Australia
and Neck Surgery Professor and Division Chief for Otology,
University of Michigan Medical School Cameron L. Budenz, MD Neurotology, and Skull Base Surgery
Ann Arbor, Michigan Assistant Professor Department of Otolaryngology–Head
Department of Otolaryngology–Head and Neck Surgery
Gregory H. Branham, MD
and Neck Surgery Johns Hopkins University School of
Professor and Chief, Facial Plastic and
Department of Neurosurgery Medicine
Reconstructive Surgery
New York Medical College Baltimore, Maryland
Department of Otolaryngology–Head
Valhalla, New York;
and Neck Surgery Eric T. Carniol, MD, MBA
ENT and Allergy Associates, LLP
Washington University School of Division Chief
Sleepy Hollow, New York
Medicine in St. Louis Department of Otolaryngology–Head
St. Louis, Missouri Clare Burns, PhD, BSpPath and Neck Surgery
Advanced Speech Pathologist Milford Regional Medical Center
Barton F. Branstetter IV, MD, FACR
Department of Speech Pathology and Director, Facial Plastic Surgery
Chief of Neuroradiology
Audiology etc aesthetic surgery
Department of Radiology
Royal Brisbane and Women’s Hospital Milford, Massachusetts
University of Pittsburgh Medical Center
Clinician Research Fellow
Professor Simon D. Carr, MD, FRCS (ORL-HNS)
Metro North Hospital and Health
Departments of Radiology, Clinical Fellow
Service
Otolaryngology, and Biomedical Department of Otolaryngology–Head
Lecturer
Informatics and Neck Surgery
School of Health and Rehabilitation
University of Pittsburgh Hospital for Sick Children
Sciences
Pittsburgh, Pennsylvania Toronto, Ontario, Canada
University of Queensland
Jason A. Brant, MD Brisbane, Queensland, Australia Geoffrey C. Casazza, MD
Assistant Professor Resident Physician
J. Kenneth Byrd, MD
Department of Otorhinolaryngology– Division of Otolaryngology–Head and
Associate Professor
Head and Neck Surgery Neck Surgery
Department of Otolaryngology
Hospital of the University of University of Utah
Medical College of Georgia at Augusta
Pennsylvania Salt Lake City, Utah
University
Philadelphia, Pennsylvania
Augusta, Georgia Keith Casper, MD
Scott E. Brietzke, MD, MPH Assistant Professor
Patrick Byrne, MD
Affiliate Professor of Surgery Department of Otolaryngology–Head
Director
Charles E. Schmidt College of Medicine and Neck Surgery
Division of Facial Plastic and
Florida Atlantic University University of Michigan
Reconstructive Surgery
Boca Raton, Florida; Ann Arbor, Michigan
Johns Hopkins University School of
Joe DiMaggio Children’s Hospital at
Medicine Paolo Castelnuovo, MD, FRCS(Ed),
Memorial
Baltimore, Maryland FACS
Hollywood, Florida
Professor and Head of
Yi Cai, MD
Jennifer Brinkmeier, MD Otorhinolaryngology
Resident Physician
Assistant Professor Department of Biotechnology and Life
Department of Otolaryngology–Head
Department of Otolaryngology–Head Science (DBSV)
and Neck Surgery
and Neck Surgery University of Insubria
University of California, San Francisco
Division of Pediatric Otolaryngology Director, Head and Neck Surgery and
San Francisco, California
Saint Louis University Forensic Dissection Research Center
St. Louis, Missouri Hollin Calloway, MD Director, Surgical Specialties
Otolaryngologist, Facial Plastic and Circolo-Varese Hospital
Hilary A. Brodie, MD, PhD
Reconstructive Surgeon Varese, Lombardy, Italy
Professor
ENT and Allergy Associates, LLP
Department of Otolaryngology–Head Ivette Cejas, PhD
Hoboken, New Jersey
and Neck Surgery Associate Professor
University of California Davis Medical Director, Family Support Services
Center Department of Otolaryngology
Sacramento, California University of Miami
Miami, Florida
viii Contributors
Calhoun D. Cunningham III, MD Charles C. Della Santina, PhD, MD David W. Eisele, MD, FACS
Associate Professor Professor Andelot Professor and Director
Co-Director, Duke Raleigh Skull Base Departments of Otolaryngology–Head Department of Otolaryngology–Head
and Cerebrovascular Center and Neck Surgery and Biomedical and Neck Surgery
Department of Head and Neck Surgery Engineering Johns Hopkins University School of
and Communication Sciences Johns Hopkins University School of Medicine
Duke University Medical Center Medicine Baltimore, Maryland
Durham, North Carolina Baltimore, Maryland
Laurie Eisenberg, PhD
Sharon L. Cushing, MD, MSc, FRCS(C) Joshua C. Demke, MD Professor of Research Otolaryngology
Associate Professor Associate Professor Tina and Rick Caruso Department of
Department of Otolaryngology–Head Facial Plastic and Reconstructive Surgery Otolaryngology–Head and Neck
and Neck Surgery Department of Otolaryngology Surgery
University of Toronto Texas Tech Health Sciences Center University of Southern California Keck
Staff Physician Lubbock, Texas School of Medicine
Department of Otolaryngology–Head Los Angeles, California
Craig S. Derkay, MD
and Neck Surgery
Professor and Vice-Chairman Mark El-Deiry, MD, FACS
Archie’s Cochlear Implant Laboratory
Department of Otolaryngology–Head Associate Professor
Hospital for Sick Children
and Neck Surgery Department of Otolaryngology–Head
Toronto, Ontario, Canada
Eastern Virginia Medical School and Neck Surgery
Brian C. Dahlin, MD Director Emory University School of Medicine
Associate Professor Pediatric Otolaryngology Atlanta, Georgia
Department of Radiology Children’s Hospital of the King’s
Edward El Rassi, MD
University of California, Davis Daughters
Assistant Professor
Sacramento, California Norfolk, Virginia
Department of Otolaryngology–Head
Sam J. Daniel, MD, CM, FRCS(C) Nicholas A. Dewyer, MD and Neck Surgery
Hugh Hallward Chair Assistant Professor University of Oklahoma Health Sciences
Department of Pediatric Surgery Department of Otolaryngology–Head Center
McGill University and Neck Surgery Oklahoma City, Oklahoma
Director, Pediatric Otolaryngology–Head University of Arizona College of
Hussam K. El-Kashlan, MD
and Neck Surgery Medicine
Professor and Associate Chair
Montreal Children’s Hospital Tucson, Arizona
Department of Otolaryngology–Head
Montreal, Quebec, Canada
Rodney C. Diaz, MD and Neck Surgery
Camila Soares Dassi, MD Professor Director, Division of Otology and
Otolaryngology-Rhinology and Skull Department of Otolaryngology–Head Neurotology
Base Surgery and Neck Surgery University of Michigan
Sao Paulo ENT Center University of California Davis Medical Ann Arbor, Michigan
Edmundo Vasconcelos Hospital Center
Anila B. Elliott, MD
Sao Paulo, Brazil Sacramento, California
Assistant Professor
Terry A. Day, MD Amanda E. Dilger, MD University of Michigan
Professor Fellow Department of Anesthesiology
Director, Head and Neck Tumor Center Facial Plastic and Reconstructive Surgery CS Mott Children’s Hospital
Medical University of South Carolina Beverly Hills/Roseville, California Ann Arbor, Michigan
Charleston, South Carolina
Lynn E. Driver, MS, CCC-SLP Ravindhra G. Elluru, MD, PhD
Kavita Dedhia, MD Pediatric Speech-Language Pathology Professor and Chair
Assistant Professor Department of Pediatric Otolaryngology Department of Otolaryngology
Department of Otolaryngology–Head University of Michigan, Michigan Wright State Boonshoft School of
and Neck Surgery Medicine Medicine
University of Pennsylvania Perelman Ann Arbor, Michigan Director, Division of Pediatric
School of Medicine Otolaryngology
Alison B. Durham, MD
Division of Otolaryngology Dayton Children’s Hospital
Assistant Professor
Children’s Hospital of Philadelphia Dayton, Ohio
Department of Dermatology
Philadelphia, Pennsylvania
University of Michigan Susan D. Emmett, MD, MPH
Matthew M. Dedmon, MD, PhD Ann Arbor, Michigan Assistant Professor of Surgery and Global
Assistant Professor Health
Avraham Eisbruch, MD
Department of Otolaryngology–Head Department of Head and Neck Surgery
Professor
and Neck Surgery and Communication Sciences
Department of Radiation Oncology
University of North Carolina at Chapel Duke University School of Medicine
University of Michigan
Hill School of Medicine Duke Global Health Institute
Attending Physician
Chapel Hill, North Carolina Durham, North Carolina
Hospital of the University of Michigan
Nicholas L. Deep, MD Ann Arbor, Michigan
Fellow in Neurotology
Department of Otolaryngology
NYU Langone Health
New York, New York
x Contributors
Donovan Eu, MBBS, MMed, FAMS Paul W. Flint, MD, FACS Andres Gantous, MD, FRCS(C), FACS
Associate Consultant Professor and Chair Associate Professor and Head
Department of Otolaryngology–Head Department of Otolaryngology–Head Division of Facial Plastic and
and Neck Surgery and Neck Surgery Reconstructive Surgery
National University Hospital Oregon Health and Science University Department of Otolaryngology–Head
Singapore Portland, Oregon and Neck Surgery
University of Toronto
Samer Fakhri, MD Elizabeth M. Floyd, MD
Toronto, Ontario, Canada
Professor and Chair Assistant Professor
Department of Otorhinolaryngology Department of Otolaryngology Bruce J. Gantz, MD
American University of Beirut Northwell Health Professor and Chair
Beirut, Lebanon Great Neck, New York Department of Otolaryngology–Head
and Neck Surgery
Carole Fakhry, MD, MPH Wytske J. Fokkens, MD, PhD
University of Iowa
Associate Professor Department of Otorhinolaryngology
Iowa City, Iowa
Department of Otolaryngology–Head Amsterdam University Medical Centres
and Neck Surgery Amsterdam, The Netherlands C. Gaelyn Garrett, MD, MMHC
Johns Hopkins University School of Professor and Vice Chair
Howard W. Francis, MD, MBA, FACS
Medicine Department of Otolaryngology
Richard Hall Chaney Sr. Professor and
Baltimore, Maryland Guy M. Maness Chair in Laryngology
Chair
and Voice
Edward H. Farrior, MD Department of Head and Neck Surgery
Vanderbilt University
Affiliate Associate Professor, Voluntary and Communication Sciences
Medical Director
Faculty Duke University School of Medicine
Vanderbilt Voice Center
Department of Otolaryngology–Head Durham, North Carolina
Nashville, Tennessee
and Neck Surgery
David R. Friedland, MD, PhD
University of South Florida M. Boyd Gillespie, MD, MSc
Professor and Vice-Chair
Tampa, Florida; Professor and Chair
Chief, Division of Otology and Neuro-
Visiting Clinical Associate Professor Department of Otolaryngology–Head
otologic Skull Base Surgery
Department of Otolaryngology–Head and Neck Surgery
Otolaryngology and Communication
and Neck Surgery University of Tennessee Health Science
Sciences
University of Virginia Center
Medical College of Wisconsin
Charlottesville, Virginia Memphis, Tennessee
Milwaukee, Wisconsin
David Feller-Kopman, MD, FACP Douglas A. Girod, MD, FACS
Oren Friedman, MD
Director, Bronchoscopy and Professor
Associate Professor
Interventional Pulmonology Department of Otolaryngology–Head
Director, Facial Plastic Surgery
Division of Pulmonary and Critical Care and Neck Surgery
Otorhinolaryngology
Medicine University of Kansas School of Medicine
University of Pennsylvania
Professor of Medicine, Anesthesiology, Kansas City, Kansas;
Philadelphia, Pennsylvania
Otolaryngology–Head and Neck Chancellor
Surgery Rick A. Friedman, MD, PhD University of Kansas
Johns Hopkins Hospital Vice Chief of Otolaryngology–Head and Lawrence, Kansas
Baltimore, Maryland Neck Surgery
Hannah Glick, AuD, PhD, CCC-A
Professor of Surgery
Charles B. Felts, DDS Department of Speech, Language, and
Director of University of California San
Former Chief Resident Hearing Science
Diego Acoustic Neuroma Program
Department of Oral and Maxillofacial Institute of Cognitive Science
University of San Diego
Surgery Center for Neuroscience
San Diego, California
University of Tennessee Health Science University of Colorado
Center John L. Frodel Jr, MD Boulder, Colorado
Memphis, Tennessee Atlanta Medispa and Surgicenter, LLC
John C. Goddard, MD
Atlanta, Georgia;
Daniel S. Fink, MD Division Head of Otology and
Geisinger Center for Aesthetics and
Assistant Professor, Laryngology and Neurotology
Cosmetic Surgery
Voice Disorders Physician Director of Audiology
Danville, Pennsylvania
Department of Otolaryngology–Head Department of Head and Neck Surgery
and Neck Surgery Ian Ganly, MD, PhD, MSc Northwest Permanente, PC
University of Colorado School of Professor Portland, Oregon
Medicine Head and Neck Surgery
George S. Goding Jr, MD
Aurora, Colorado Memorial Sloan Kettering Cancer Center
Professor
Professor
Kenneth C. Fletcher Jr, MD Department of Otolaryngology
Otolaryngology–Head and Neck Surgery
Assistant Professor University of Minnesota Medical School
Weill Cornell Medical College
Department of Otolaryngology–Head Faculty, Department of Otolaryngology
New York, New York
and Neck Surgery Hennepin County Medical Center
Vanderbilt University Minneapolis, Minnesota
Nashville, Tennessee
Contributors xi
Andrew N. Goldberg, MD, MSCE, FACS Stephen T. Green, MD Jennifer F. Ha, MBBS (Hons), FRACS
Professor and Director, Division of Resident Physician Pediatric Otolaryngologist
Rhinology and Sinus Surgery Department of Otolaryngology–Head Pediatric Otolaryngology–Head and
Department of Otolaryngology–Head and Neck Surgery Neck Surgery
and Neck Surgery Louisiana State University School of Perth Children’s Hospital
University of California, San Francisco Medicine Otolaryngologist
San Francisco, California New Orleans, Louisiana Murdoch ENT
St. John of God Murdoch Hospital
David Goldenberg, MD, FACS Vincent Grégoire, MD, PhD, FRCR
Pediatric Otolaryngologist
Steven and Sharon Baron Professor and Professor
Department of Surgery
Chair Department of Radiation Oncology
University of Western Australia
Department of Otolaryngology–Head Centre Léon Bérard
Nedlands, Western Australia
and Neck Surgery Lyon, France
Pennsylvania State University College of Patrick K. Ha, MD
J. Fredrik Grimmer, MD
Medicine Irwin Mark Jacobs and Joan Klein Jacobs
Professor
Hershey, Pennsylvania Distinguished Professor
Division of Otolaryngology–Head and
Chief, Division of Head and Neck
Nira A. Goldstein, MD, MPH Neck Surgery
Surgical Oncology
Professor, Attending Physician University of Utah
Department of Otolaryngology–Head
Department of Otolaryngology Director of the Vascular Anomalies
and Neck Surgery
State University of New York Center
University of California, San Francisco
Downstate Medical Center Primary Children’s Hospital
San Francisco, California
Attending Physician Salt Lake City, Utah
Department of Otolaryngology Natalia M. Hajnas, MD
Catherine A. Gruffi, MD
Kings County Hospital Center Department of Otolaryngology–Head
Clinical Lecturer
Brooklyn, New York and Neck Surgery
University of Michigan
University of Illinois at Chicago
Nathan J. Gonik, MD, MHSA Department of Pediatric Anesthesiology
Chicago, Illinois
Assistant Professor CS Mott Children’s Hospital
Department of Otolaryngology–Head Ann Arbor, Michigan Bronwyn E. Hamilton, MD
and Neck Surgery Professor and Director of Head and
Samuel P. Gubbels, MD, FACS
Wayne State University Neck Radiology
Associate Professor
Assistant Professor Department of Radiology
Department of Otolaryngology–Head
Department of Pediatric Otolaryngology Oregon Health and Science University
and Neck Surgery
Children’s Hospital of Michigan Portland, Oregon
University of Colorado School of
Detroit, Michigan
Medicine Grant S. Hamilton III, MD
Debra Gonzalez, MD Director, UCHealth Hearing and Balance Associate Professor
Assistant Professor Clinics Department of Otolaryngology–Head
Department of Otolaryngology Aurora, Colorado and Neck Surgery
Washington University School of Mayo Clinic
Piyush Gupta, MBBS, MS
Medicine in St. Louis Rochester, Minnesota
Research Fellow
St. Louis, Missouri
Head and Neck Surgery, Department of Marc Hamoir, MD
Christine G. Gourin, MD, MPH, FACS Surgery Professor and Head
Professor Memorial Sloan Kettering Cancer Center Department of Head and Neck Surgery
Department of Otolaryngology–Head New York, New York Université Catholique de Louvain,
and Neck Surgery Louvain-la-Neuve, Belgium;
Richard K. Gurgel, MD
Johns Hopkins University School of Chairman of the Executive Board
Associate Professor
Medicine King Albert II Cancer Institute
Division of Otolaryngology–Head and
Baltimore, Maryland St Luc University Hospital
Neck Surgery
Brussels, Belgium
M. Elise Graham, MD, FRCS(C) University of Utah
Assistant Professor Salt Lake City, Utah Ehab Y. Hanna, MD, FACS
Department of Otolaryngology–Head Professor and Director of Skull Base
Jose G. Gurrola II, MD
and Neck Surgery Surgery
Assistant Professor
London Health Sciences Centre and Vice Chairman
Department of Otolaryngology–Head
Western University Department of Head and Neck Surgery
and Neck Surgery
London, Ontario, Canada University of Texas MD Anderson Cancer
University of California, San Francisco
Center
Glenn E. Green, MD San Francisco, California
Houston, Texas
Professor
Department of Otolaryngology–Head Jeffrey J. Harmon Jr, MD
and Neck Surgery Graduated Resident
University of Michigan Department of Otolaryngology–Head
Ann Arbor, Michigan and Neck Surgery
University of Cincinnati College of
Medicine
Cincinnati, Ohio
xii Contributors
Timothy S. Lian, MD Valerie J. Lund, CBE, MBBS, MS, Jeffery C. Markt, DDS
Professor FRCS, FRCS(Ed), FACS(Hon) Professor
Chief, Division of Facial Plastic Surgery Professor Emeritus Department of Otolaryngology–Head
Department of Otolaryngology Rhinology and Anterior Skull Base and Neck Surgery
University of Florida College of Surgery University of Nebraska Medical Center
Medicine University College London and Royal Omaha, Nebraska
Gainesville, Florida National Throat, Nose, and Ear
Michael Marsh, MD
Hospital London, UCLH
Whitney Liddy, MD [Ch 178]
London, United Kingdom
Assistant Professor President
Department of Otolaryngology–Head Lawrence R. Lustig, MD Otolaryngology
and Neck Surgery Professor and Chair Arkansas Center for Ear, Nose, Throat,
Northwestern University Department of Otolaryngology–Head and Allergy
Chicago, Illinois and Neck Surgery Fort Smith, Arkansas
Columbia University
Charles J. Limb, MD Davide Mattavelli, MD
New York, New York
Francis A. Sooy Professor Assistant Professor
Chief, Division of Otology, Neurotology Anna Lysakowski, PhD Unit of Otorhinolaryngology–Head and
and Skull Base Surgery Professor Neck Surgery
Director, Douglas Grant Cochlear Departments of Anatomy and Cell Department of Medical and Surgical
Implant Center Biology and Otolaryngology–Head and Specialties, Radiological Sciences, and
Departments of Otolaryngology–Head Neck Surgery Public Health
and Neck Surgery and Neurosurgery University of Illinois at Chicago University of Brescia
University of California San Francisco Chicago, Illinois Brescia, Italy
School of Medicine
Robert H. Maisel, MD, FACS Douglas E. Mattox, MD
San Francisco, California
Professor William Chester Warren Jr MD
Frank R. Lin, MD, PhD Department of Otolaryngology–Head Professor and Chair
Professor and Neck Surgery Department of Otolaryngology–Head
Department of Otolaryngology–Head University of Minnesota and Neck Surgery
and Neck Surgery Hennepin County Medical Center Emory University School of Medicine
Johns Hopkins University School of Minneapolis, Minnesota Atlanta, Georgia
Medicine
Fawaz Makki, MD, MSc, FRCS(C) Hilary C. McCrary, MD, MPH
Director, Cochlear Center for Hearing
Staff Surgeon Resident Physician
and Public Health
Alberta Health Services Department of Otolaryngology— Head
Johns Hopkins Bloomberg School of
Calgary, Alberta, Canada; and Neck Surgery
Public Health
University of Alberta University of Utah School of Medicine
Baltimore, Maryland
Edmonton, Alberta, Canada Salt Lake City, Utah
Gary Linkov, MD
Devinder S. Mangat, MD, FACS JoAnn McGee, PhD
Medical Director
Professor for Facial Plastic Surgery Senior Research Scientist
City Facial Plastics
Department of Otolaryngology–Head VA Loma Linda Healthcare System
New York, New York
and Neck Surgery Loma Linda, California;
Thomas Loh, MBBS, FRCS University of Cincinnati Medical Center Adjunct Faculty
Associate Professor Cincinnati, Ohio; Department of Speech-Language-
Department of Otolaryngology–Head Private practice Hearing Sciences
and Neck Surgery Vail, Colorado University of Minnesota
National University Health System Minneapolis, Minnesota;
Daniele Marchioni, MD
Singapore Adjunct Faculty
Professor
Department of Biomedical Sciences
Kai Johannes Lorenz, MD, PhD Department of Otolaryngology–Head
Creighton University School of Medicine
Deputy Head and Neck Surgery
Omaha, Nebraska;
Department of Otorhinolaryngology, University Hospital of Modena
Adjunct Faculty
Head and Neck Surgery Modena, Italy
Department of Special Education and
German Federal Armed Hospital, Ulm
Lynette J. Mark, MD Communication Disorders
Baden-Württemberg, Germany
Associate Professor University of Nebraska
David G. Lott, MD Department of Anesthesiology and Lincoln, Nebraska
Professor Critical Care Medicine
Johnathan D. McGinn, MD
Department of Otolaryngology–Head Joint Appointment, Department of
Professor and Vice Chair
and Neck Surgery Otolaryngology–Head and Neck
Department of Otolaryngology–Head
Mayo Clinic College of Medicine Surgery
and Neck Surgery
Consultant Founder, Difficult Airway Response Team
Pennsylvania State University College of
Department of Otolaryngology–Head (DART) Program
Medicine
and Neck Surgery Johns Hopkins University School of
Hershey, Pennsylvania
Mayo Clinic Arizona Medicine
Phoenix, Arizona Baltimore, Maryland Kinneri Mehta, MD
Resident
Department of Otolaryngology
University of Connecticut
Farmington, Connecticut
xvi Contributors
Shirley S.N. Pignatari, MD, PhD Reza Rahbar, DMD, MD Lou Reinisch, PhD
Associate Professor Professor Associate Provost
Department of Otorhinolaryngology– Department of Otolaryngology Academic Affairs
Head and Neck Surgery Harvard Medical School New York Institute of Technology
Federal University of São Paulo Associate Otolaryngologist-in-Chief New York, New York
São Paulo, Brazil McGill Chair in Pediatric
Eleni Rettig, MD
Otolaryngology
Steven D. Pletcher, MD Instructor of Otolaryngology–Head and
Department of Otolaryngology and
Associate Professor Neck Surgery
Communication Enhancement
Department of Otolaryngology–Head Harvard Medical School
Boston Children’s Hospital
and Neck Surgery Associate Surgeon
Boston, Massachusetts
University of California, San Francisco Brigham and Women’s Hospital and
San Francisco, California Virginia Ramachandran, AuD, PhD Dana-Farber Cancer Institute
Education and Training Specialist Boston, Massachusetts
Dennis S. Poe, MD, PhD
Oticon, Inc.
Professor Matthew H. Rigby, MD, MPH, FRCS(C)
Somerset, New Jersey
Department of Otolaryngology Assistant Professor
Harvard Medical School Vijay R. Ramakrishnan, MD Department of Otolaryngology–Head
Boston Children’s Hospital Associate Professor and Neck Surgery
Boston, Massachusetts Department of Otolaryngology Dalhousie University
University of Colorado School of Halifax, Nova Scotia, Canada
Aron Popovtzer, MD
Medicine
Head of Head and Neck Unit Alejandro Rivas, MD
Department of Neurosurgery
Vice Chair, Oncology Center Associate Professor
University of Colorado School of
Davidoff Cancer Center Department of Otolaryngology–Head
Medicine
Rabin Medical Centet and Neck Surgery
Aurora, Colorado
Tel Aviv University Medical School The Otology Group of Vanderbilt
Petah Tikva, Israel Gregory W. Randolph, MD, FACS, Vanderbilt University
FACE Nashville, Tennessee
Gregory N. Postma, MD
Director, General and Thyroid/
Professor and Vice Chairman K. Thomas Robbins, MD
Parathyroid Endocrine Surgical
Department of Otolaryngology–Head Professor Emeritus
Divisions
and Neck Surgery Division of Otolaryngology–Head and
Massachusetts Eye and Ear
Medical College of Georgia at Augusta Neck Surgery
Professor of Otolaryngology–Head and
University Executive Director Emeritus
Neck Surgery
Augusta, Georgia Simmons Cancer Institute at SIU
Claire and John Bertucci Endowed Chair
Simmons Endowed Chair of Excellence
James C. Prueter, DO in Thyroid Surgical Oncology
in Oncology
Otology and Skull Base Surgery Fellow Harvard Medical School
Southern Illinois University School of
Swedish Neuroscience Institute Boston, Massachusetts
Medicine
Seattle, Washington
Krishna Rao, MD, PhD Springfield, Illinois
Michael P. Puglia II, MD, PhD Associate Professor
Daniel S. Roberts, MD, PhD
Lecturer Division of Hematology/Medical
Assistant Professor
University of Michigan Oncology
Department of Otolaryngology
Department of Anesthesiology Department of Internal Medicine
University of Connecticut
CS Mott Children’s Hospital Simmons Cancer Institute
Farmington, Connecticut
Ann Arbor, Michigan Southern Illinois University School of
Medicine Brianne Roby, MD
Z. Jason Qian, MD
Springfield, Illinois Assistant Professor
Resident
Department of Otolaryngology
Department of Otolaryngology–Head Lesley Rao, MD
University of Minnesota
and Neck Surgery Assistant Professor
Minneapolis, Minnesota;
Stanford University School of Medicine Department of Anesthesiology and Pain
Pediatric Otolaryngologist
Stanford, California Management
Pediatric ENT and Facial Plastic Surgery
Washington University School of
Alicia M. Quesnel, MD Children’s Hospitals and Clinics of
Medicine in St. Louis
Assistant Professor Minnesota
St. Louis, Missouri
Department of Otolaryngology St. Paul, Minnesota
Massachusetts Eye and Ear Christopher H. Rassekh, MD
J. Thomas Roland Jr, MD
Harvard Medical School Professor
Mendik Foundation Chairman and
Boston, Massachusetts Department of Otorhinolaryngology–
Professor
Head and Neck Surgery
Department of Otolaryngology–Head
University of Pennsylvania
and Neck Surgery
Philadelphia, Pennsylvania
NYU Langone Medical Center and NYU
Lisa M. Reid, MD School of Medicine
Associate Professor New York, New York
Department of Surgery
Cooper University Hospital
Camden, New Jersey
Contributors xix
Ohad Ronen, MD Thomas J. Salinas, DDS Anne G.M. Schilder, MD, PhD
Director Professor Professor
Head and Neck Surgery Unit Department of Dental Specialties evidENT
Department of Otolaryngology–Head Mayo Clinic Ear Institute
and Neck Surgery Rochester, Minnesota University College London
Galilee Medical Center National Institute of Health Research
Sandeep Samant, MD
Nahariya, Israel; University College London Hospitals
Chief, Division of Head and Neck and
Azrieli Faculty of Medicine Biomedical Research Centre
Skull Base Surgery
Bar-Ilan University London, United Kingdom
Professor and Vice-Chairman
Safed, Israel
Department of Otolaryngology–Head Joshua S. Schindler, MD
Kristina W. Rosbe, MD and Neck Surgery Associate Professor
Professor and Chief of Pediatric University of Tennessee Health Science Department of Otolaryngology
Otolaryngology Center Oregon Health and Science University
Department of Otolaryngology–Head Memphis, Tennessee Medical Director
and Neck Surgery OHSU–Northwest Clinic for Voice and
Robin A. Samlan, PhD
University of California, San Francisco Swallowing
Associate Professor
San Francisco, California Portland, Oregon
Department of Speech, Language, and
Richard M. Rosenfeld, MD, MPH, MBA Hearing Sciences Cecelia E. Schmalbach, MD, MSc,
Distinguished Professor and Chairman Assistant Professor FACS
Department of Otolaryngology Department of Otolaryngology–Head David Myers MD Professor and Chair
SUNY Downstate Medical Center and Neck Surgery Department of Otolaryngology– Head
Brooklyn, New York University of Arizona and Neck Surgery
Tucson, Arizona Director, Temple Head and Neck
Bruce E. Rotter DMD, MS
Institute
Professor and Dean Guri S. Sandhu, MBBS, MD, FRCS,
Lewis Katz School of Medicine at Temple
Southern Illinois University FRCS (ORL-HNS)
University
School of Dental Medicine Consultant Otolaryngologist/Airway
Philadelphia, Pennsylvania
Edwardsville, Illinois Surgeon
Department of Otolaryngology–Head Scott R. Schoem, MD, MBA
Christopher R. Roxbury, MD
and Neck Surgery Director
Assistant Professor
Charing Cross Hospital Department of Otolaryngology
Rhinology and Endoscopic Skull Base
Imperial College Healthcare NHS Trust Connecticut Children’s Medical Center
Surgery
London, United Kingdom Hartford, Connecticut;
University of Chicago
Clinical Professor
Chicago, Illinois Kathleen M. Sarber, MD
Department of Otolaryngology
Assistant Professor
Michael J. Ruckenstein, MD University of Connecticut School of
Department of Surgery
Professor Health Sciences
F. Edward Hébert School of Medicine
Department of Otolaryngology–Head Farmington, Connecticut
Uniformed Services University of the
and Neck Surgery
Health Sciences Michael C. Schubert, PT, PhD, FAPTA
Hospitals of the University of
Bethesda, Maryland Professor
Pennsylvania
Departments of Otolaryngology–Head
Philadelphia, Pennsylvania Cara L. Sauder, PhC, CCC-SLP
and Neck Surgery
Speech Pathologist
Christina L. Runge, PhD and Physical Medicine and Rehabilitation
Department of Speech and Hearing
Professor Johns Hopkins University School of
Sciences
Chief, Division of Communication Medicine
University of Washington
Sciences Baltimore, Maryland
Seattle, Washington
Director, Koss Cochlear Implant
Joseph Schulte, MD
Program Richard L. Scher, MD, FACS
Fellow
Department of Otolaryngology and Professor Emeritus
Department of Neuroradiology
Communication Sciences Head and Neck Surgery and
Johns Hopkins University
Medical College of Wisconsin Communication Sciences
Baltimore, Maryland
Milwaukee, Wisconsin Duke University Health System
Durham, North Carolina; Yehuda Schwarz, MD
Leonard P. Rybak, MD, PhD
Executive Director Director of Pediatric Otolaryngology
Research Professor
ENT Procedure Innovation and Service
Department of Otolaryngology
Development Department of Otolaryngology–Head
Southern Illinois University School of
Olympus Corporation and Neck Surgery
Medicine
Southborough, Massachusetts Samson Assuta Ashdod University
Springfield, Illinois
Hospital
Robert Saadi, MD Faculty of Health Sciences
Resident Ben Gurion University of the Negev
Department of Otolaryngology Be’er Sheva, Israel;
Hershey Medical Center Senior Physician
Hershey, Pennsylvania Department of Otolaryngology–Head
and Neck Surgery
Shaare Zedek Medical Center
Jerusalem, Israel
xx Contributors
James J. Sciubba, DMD, PhD Clough Shelton, MD, FACS William H. Slattery III, MD
Professor (Retired) C. Charles Hetzel Jr MD and Alice President
Department of Otolaryngology–Head Barker Hetzel Presidential Endowed House Ear Clinic
and Neck Surgery Chair in Otolaryngology Clinical Professor
Johns Hopkins School of Medicine Professor and Chief, Division of Department of Otolaryngology–Head
Consultant Otolaryngology–Head and Neck and Neck Surgery
The Milton J. Dance Head & Neck Surgery University of California, Los Angeles
Center University of Utah Clinical Professor
The Greater Baltimore Medical Center Salt Lake City, Utah Department of Otolaryngology
Baltimore, Maryland University of Southern California
Seiji B. Shibata, MD, PhD
Los Angeles, California
Anthony P. Sclafani, MD, FACS Clinical Fellow in Otology/Neurotology
Director Department of Otolaryngology–Head Kristine A. Smith, MD
Department of Facial Plastic Surgery and Neck Surgery Assistant Professor
Weill Cornell Medical Center University of Iowa Hospitals and Clinics Rhinology and Skull Base Surgery
Professor Iowa City, Iowa Department of Otolaryngology–Head
Department of Otolaryngology–Head and Neck Surgery
Yelizaveta Shnayder, MD, FACS
and Neck Surgery University of Manitoba
Professor
Weill Cornell Medical College Winnipeg, Manitoba, Canada;
Department of Otolaryngology–Head
New York, New York Department of Otolaryngology–Head
and Neck Surgery
and Neck Surgery
Hadi R. Seikaly, MD, MAL, FRCS(C) University of Kansas School of Medicine
University of Utah School of Medicine
Professor of Surgery and Oncology Kansas City, Kansas
Salt Lake City, Utah
Director, Division of Otolaryngology–
Elizabeth A. Shuman, MD
Head and Neck Surgery Richard J.H. Smith, MD
Resident Physician
Zone Clinical Department Section Chief Sterba Hearing Research Professor
Department of Otolaryngology–Head
of Otolaryngology–Head and Neck Department of Otolaryngology–Head
and Neck Surgery
Surgery and Neck Surgery
University of California, San Francisco
Department of Surgery Carver College of Medicine
San Francisco, California
University of Alberta and Alberta Health University of Iowa
Services Douglas R. Sidell, MD Iowa City, Iowa
Edmonton, Alberta, Canada Assistant Professor
Ryan M. Smith, MD
Department of Otolaryngology–Head
Samuel H. Selesnick, MD Assistant Professor
and Neck Surgery
Professor and Vice Chairman Department of Otorhinolaryngology–
Division of Pediatric Otolaryngology
Department of Otolaryngology–Head Head and Neck Surgery
Stanford University
and Neck Surgery Section of Facial Plastic and
Stanford, California
Weill Cornell Medical College Reconstructive Surgery
New York, New York Parul Sinha, MBBS, MS Rush University Medical Center
Resident Chicago, Illinois
Brent A. Senior, MD, FACS, FARS
Department of Otorhinolaryngology–
Professor Timothy L. Smith, MD, MPH
Head and Neck Surgery
Department of Otolaryngology–Head Professor and Director
Washington University School of
and Neck Surgery Oregon Sinus Center at OHSU
Medicine in St. Louis
University of North Carolina Department of Otolaryngology–Head
St. Louis, Missouri
Chapel Hill, North Carolina and Neck Surgery
Davud B. Sirjani, MD, FACS Oregon Health and Science University
Anu Sharma, PhD
Associate Professor Portland, Oregon
Professor
Department of Otolaryngology
Department of Speech, Language, and Zachary M. Soler, MD, MSc
Stanford University
Hearing Science Associate Professor
Stanford, California
Institute of Cognitive Science Department of Otolaryngology–Head
Center for Neuroscience Jonathan R. Skirko, MD, MHPA, MPH and Neck Surgery
University of Colorado Assistant Professor Medical University of South Carolina
Boulder, Colorado Division of Otolaryngology–Head and Charleston, South Carolina
Neck Surgery
Jeffrey D. Sharon, MD Matthew E. Spector, MD, FACS
University of Utah
Assistant Professor Assistant Professor
Salt Lake City, Utah
Department of Otolaryngology–Head Department of Otolaryngology–Head
and Neck Surgery Heidi K. Slager, AuD and Neck Surgery
University of California, San Francisco Audiologist University of Michigan, Michigan
San Francisco, California Department of Otolaryngology Medicine
University of Michigan Ann Arbor, Michigan
A. Eliot Shearer, MD, PhD
Ann Arbor, Michigan
Clinical Fellow in Pediatric Steven M. Sperry, MD
Otolaryngology Head and Neck Surgeon
Department of Otolaryngology and Department of Otolaryngology–Head
Communication Enhancement and Neck Surgery
Boston Children’s Hospital Advocate Aurora Health
Boston, Massachusetts Milwaukee, Wisconsin
Contributors xxi
Brad A. Stach, PhD Angela Sturm, MD, FACS S. Mark Taylor, MD, FRCS(C), FACS
Director, Division of Audiology Clinical Assistant Professor Professor and Head
Department of Otolaryngology–Head Department of Otolaryngology–Head Department of Otolaryngology–Head
and Neck Surgery and Neck Surgery and Neck Surgery
Henry Ford Hospital McGovern Medical School at UT Health Dalhousie University
Detroit, Michigan Clinical Assistant Professor Halifax, Nova Scotia, Canada
University of Texas Medical Branch at
Robert P. Stachecki Rod A. Teasley, MD, JD
Galveston
Assistant Professor Attending Otolaryngologist
Department of Otolaryngology–Head
Mallinckrodt Institute of Radiology Tacoma, Washington
and Neck Surgery
Washington University Medical Center
Private Practice Steven A. Telian, MD
St. Louis, Missouri;
Facial Plastic Surgery Associates John L. Kemink Professor of
Department of Radiology
Houston, Texas Neurotology
Barnes-Jewish St. Peters Hospital
Division of Otology-Neurotology
St. Peters, Missouri Melanie Subramanian, MD, MPHS
Department of Otolaryngology–Head
Resident Physician
Aldo Cassol Stamm, MD, PhD and Neck Surgery
Cardiothoracic Surgery
Chief, Department of Otolaryngology University of Michigan Medical School
Washington University School of
Sao Paulo ENT Center Ann Arbor, Michigan
Medicine in St. Louis
Co-Director, Skull Base
St. Louis, Missouri David J. Terris, MD
Sao Paulo Skull Base Center
Regents’ Professor
Sao Paulo, Brazil John B. Sunwoo, MD
Department of Otolaryngology–Head
Director of Head and Neck Cancer
James A. Stankiewicz, MD and Neck Surgery
Research
Former Chair and Professor Medical College of Georgia at Augusta
Department of Otolaryngology–Head
Department of Otolaryngology–Head University
and Neck Surgery and Stanford Cancer
and Neck Surgery Augusta, Georgia
Institute
Loyola University/Trinity Medical Center
Stanford University School of Medicine Aaron L. Thatcher, MD
Maywood, Illinois
Stanford, California Assistant Professor
Jeffrey T. Steitz, MD Department of Otolaryngology–Head
Robert A. Swarm, MD
Facial Plastic and Reconstructive Surgeon and Neck Surgery
Professor
St. Louis Facial Plastic Surgery University of Michigan
Department of Anesthesiology
Synergy ENT Specialists Ann Arbor, Michigan
Chief, Division of Pain Management
St. Louis, Missouri
Washington University School of J. Regan Thomas, MD
Shawn M. Stevens Medicine in St. Louis Professor, Facial Plastic Surgery
Assistant Professor St. Louis, Missouri Department of Otolaryngology–Head
Barrow Neurologic Institute and Neck Surgery
Jonathan M. Sykes, MD
Associate Northwestern University Feinberg
Professor Emeritus
Neurotology Otology and Skull Base School of Medicine
Department of Otolaryngology–Facial
Surgery Chicago, Illinois
Plastic Surgery
Arizona Otolaryngology Consultants
UC Davis Medical Center Sherry R. Timmons, DDS, PhD
Phoenix, Arizona
Sacramento, California Associate Dean for Education
David L. Steward, MD Department of Oral Pathology,
Noah P. Syme, MD
Professor Radiology, and Medicine
Assistant Professor, Head and Neck
Department of Otolaryngology–Head University of Iowa College of Dentistry
Oncology
and Neck Surgery Iowa City, Iowa
Department of Surgery
Division of Endocrinology
Division of Otolaryngology Tjoson Tjoa, MD
University of Cincinnati College of
University of New Mexico Assistant Professor
Medicine
Albuquerque, New Mexico Department of Otolaryngology–Head
Cincinnati, Ohio
and Neck Surgery
M. Eugene Tardy Jr., MD
David G. Stoddard Jr, MD University of California, Irvine
Professor Emeritus of Otolaryngology–
Rhinologist Irvine, California
Head and Neck Surgery
Spokane ENT
Department of Otolaryngology Dean M. Toriumi, MD
Spokane, Washington
University of Illinois Medical Center Head, Division of Facial Plastic and
Janalee K. Stokken, MD Chicago, Illinois Reconstructive Surgery
Head and Neck Institute Department of Otolaryngology–Head
Sherard A. Tatum III, MD
The Cleveland Clinic and Neck Surgery
Professor and Interim Chair
Cleveland, Ohio University of Illinois at Chicago
Department of Otolaryngology and
Chicago, Illinois
Pediatrics
SUNY Upstate Medical University Matteo Trimarchi, Prof, MD
Medical Director Associate Professor
Cleft and Craniofacial Center Department of Otorhinolaryngology
Golisano Children’s Hospital IRCCS San Raffaele Hospital
Syracuse, New York Vita-Salute San Raffaele University
Milan, Italy
xxii Contributors
As with all specialties, otolaryngology–head and neck surgery the text. This content includes a 29-slide deck of labeled temporal
continues to evolve as the result of evidence-based medicine, our bone sections arranged in series, providing a valuable educational
ability to understand the immune response to cancer and introduc- resource for understanding ear anatomy and associated function.
tion of targeted therapies, unlocking the genetic basis of disease, We continue to keep the text concise, yet representative of the
and advances in technology across the spectrum of surgical major and notable developments in the field. As with the last
procedures. In response, the seventh edition of Cummings Otolar- edition, the seventh features access to an eBook and the Expert
yngology – Head and Neck Surgery has added 12 new chapters in Consult website, which includes enhanced text and images from
addition to expanding the archive of narrated video clips. Video the book, a full reference list for each chapter, as well as videos
clips, now totaling 73 (up from 49), are cited in the text with live demonstrating ACGME (Accreditation Council for Graduate
links to eBook and Expert Consult. Medical Education) Key Indicator Procedures, and more. The video
New chapters in the otology and skull base section reflect the component provides residents and practitioners the opportunity
growing acceptance of middle ear endoscopy and eustachian tube to visualize and better understand the critical elements of these
surgery in daily clinical practice and the increasing recognition core procedures.
of the public health importance of hearing, vestibular disorders, Our goal is to further the education of those now associated
and geriatric otology. New insights into allergy, chronic rhinosi- with otolaryngology and head and neck surgery and provide a
nusitis, and facial pain are highlighted. New chapters in pediatric foundation for the next generation to follow. Our editors and
diseases include pediatric cochlear implantation, advances in contributors, by tradition, have worldwide representation, thus
otologic surgery, vestibular disorders, and pediatric speech disorders. reflecting the global contributions to the field. Through the
Pediatric airway management includes new chapters on laryngeal combined effort of all contributors, the seventh edition will continue
cleft surgery and management of pediatric tracheostomy. Changes to be the definitive resource of our specialty.
in the epidemiology, science, novel staging, and treatment of
HPV-related head and neck cancer are detailed in updated chapters. Paul W. Flint
In addition, new chapters highlight computer-simulated and Howard W. Francis
modeled dentomandibular reconstruction and advances in the Bruce H. Haughey
technology and approaches to transoral surgery for upper aerodiges- Marci M. Lesperance
tive tract tumors. Valerie J. Lund
New material is now available on our digital platform, Expert K. Thomas Robbins
Consult, to complement several otology and neurotology chapters in J. Regan Thomas
xxv
Acknowledgments
As senior editor, I dedicate this edition to Mark Richardson and serve in this profession at the full extent of my abilities, including
John Niparko, both former editors, colleagues, and friends who my wife, Sarah, my children, Natalie and Ben, and my parents,
met untimely deaths. Here are a few thoughts to share. Millicent and Howard.
John Niparko and I started our faculty careers together under
the mentorship of Charlie Cummings. We arrived at Johns Hopkins Howard W. Francis
a week apart and soon shared a lab, both interested in the central
connections affecting diseases in our areas of interest, the cochlear It continues to be a distinct honor and pleasure to be part of
nucleus for John and the nucleus ambiguous for me (by definition the editorial team assembled for this seventh Edition of Cummings
I was faced with the more daunting challenge). We learned together Otolaryngology–Head and Neck Surgery. The publishers and authors
about the challenges of collaboration and we grew together as a have been tireless in their work to produce chapters that are
result of this relationship. Over time, I realized I would be the comprehensive in scope and depth. My sincere thanks go to each
true beneficiary in this partnership. As we both moved on to our author and their family, who inevitably have put up with liberal
clinical calling, John soon became recognized as the leader in amounts of “burning the midnight oil.” I must also acknowledge
outcomes research in cochlear implantation, mentoring numerous my assistant, Sarah Pete, my PA, Vanessa Hernandez, and our
future leaders now coming of age. In a generation, there are only office staff, who hold the fort for clinical matters while one is
a handful of individuals that succeed in influencing both the practice working on academic projects. Similarly, the fellows and my
of medicine and economics of medicine across their specialty. colleagues at Advent Health Celebration Otolaryngology–Head
John stands tall among them. & Neck Surgery have been highly supportive. Thank you Scott
After 2 years of general surgery, Mark Richardson was my first Magnuson, MD, Michael Seidman, MD, Jim Bekeny, MD, and
otolaryngology attending at the University of Washington. His all the Celebration Florida crew.
compassion for pediatric otolaryngology and empathy for his The ability to purvey knowledge starts with one’s education.
patients was infectious, and at the same time life balance was key My thanks go to my late parents, Thomas and Marjorie Haughey,
to Mark…I worked hard, yet we had many laughs together in my teachers, medical professors, and otolaryngology residency
clinic and OR. I somehow survived the rotation, and so did Mark. and fellowship mentors in both Auckland, New Zealand and at
We crossed paths again at Johns Hopkins, where Mark and Ellen the University of Iowa, Iowa City, IA.
became dear friends with the Flints and the opportunity to assume My family has unswervingly endorsed the time away required
the chair at OHSU under Dean Richardson was an honor. We for this project, so heartfelt love and thanks go to my wife, Helen,
shared a hallway at the oral board exams. We butted heads over as well as to each of my children and grandchildren.
the budget. Our friendship grew. Over the years, I could see the As we enjoy the content of this book and its online components,
influence Mark had on the specialty and beyond. As Chair, he I keep in mind the ultimate source of all knowledge and truth: in
attracted the best and brightest residents. Mark was a superb dean the words of Proverbs 26: “… The Lord gives wisdom and from
and leader in academic medicine and was able to guide the school his mouth come knowledge and understanding.” My sincere hope
of medicine through rocky times. I still admire his ability to deal is that readers learning to and practicing otolaryngology–head
with heated board issues and somehow find the simple solution and neck surgery will benefit from this textbook, better accomplish-
to complex problems. ing our specialty’s goal of top-quality patient care.
It is my sincere privilege to dedicate this textbook to two great
leaders in otolaryngology–head and neck surgery. Bruce H. Haughey
In previous editions of the book, I have used this important serves as a recognizable source of up-to-date information and a
opportunity to memorialize my parents and honor my beloved key reference for modern patient treatment. As an individual who
family, respected colleagues, mentors, and the numerous trainees has been privileged to maintain a career within an academic
with whom I have connected. However, among those I have environment, this textbook provides a solid source of expertise
previously acknowledged is my dearest wife, Gayle Woodson, and information for my residents and fellows in training.
who deserves an acknowledgment encore. Over many years It is particularly rewarding for me as an individual whose career
together, she has excelled as a caring partner, insightful advisor, has been focused on a subspecialty within otolaryngology to provide
and dedicated soulmate. While becoming highly successful within outstanding insight and information into the areas of facial plastic
her own career, she has unselfishly supported my endeavors and reconstructive surgery. I am greatly appreciative to the
throughout our many years in academic medicine. Thank you, contributing authors of this volume for providing their expertise
Gayle. and sharing their experience.
My wife, Rhonda Churchill Thomas, deserves my ongoing
K. Thomas Robbins appreciation and gratitude for her enthusiastic and always present
support for my professional activities. Likewise, I offer my sincere
I am genuinely honored to again have the privilege of serving appreciation to my children, Ryan, Aaron, and Evan, for their
as an editor of this outstanding and internationally recognized inspiration and example.
textbook. As the otolaryngology specialty knowledge and informa-
tion base continues to expand and grow, this multivolume textbook J. Regan Thomas
Contents
9 Deep Neck and Odontogenic Infections, 141 25 The Aesthetic Brow and Forehead, 388
Paul S. Nassif and Julia L. Kerolus
James M. Christian, Charles B. Felts, Nicholas A. Beckmann,
and M. Boyd Gillespie 26 Blepharoplasty, 402
Oren Friedman, Renzo A. Zaldivar, and Tom D. Wang
10 Head and Neck Manifestations in the
Immunocompromised Host, 155 27 Mentoplasty, 416
Jose G. Gurrola II, Steven D. Pletcher, and Andrew N. Goldberg Jonathan M. Sykes, Amanda E. Dilger, John L. Frodel Jr
xxix
xxx Contents
35 Allergy and Immunology of the Upper 56 Neurologic Evaluation of the Larynx and
Airway, 558 Pharynx, 827
Daniel R. Cox, Sarah K. Wise, and Fuad M. Baroody Gayle Ellen Woodson, Andrew Blitzer, and Diana N. Kirke
36 Olfactory Function and Dysfunction, 586 57 Neurologic Disorders of the Larynx, 832
Katherine Lisa Whitcroft and Thomas Hummel Andrew Blitzer and Diana N. Kirke
38 Imaging of Nose and Sinuses, 616 59 Laser Surgery: Basic Principles and Safety
Majid Khan, S. James Zinreich, and Nafi Aygun Considerations, 854
C. Gaelyn Garrett, Lou Reinisch, and Kenneth C. Fletcher Jr
39 Nonallergic Rhinitis, 636
Carol H. Yan and Peter H. Hwang 60 Benign Vocal Fold Mucosal Disorders, 868
Robert W. Bastian and Melissa L. Wingo
40 Acute Rhinosinusitis: Pathogenesis, Treatment, and
Complications, 643 61 Acute and Chronic Laryngopharyngitis, 897
Michael S. Benninger, Christopher R. Roxbury, Clint T. Allen, Brian Nussenbaum, and Albert L. Merati
and Janalee K. Stokken
62 Medialization Thyroplasty, 906
41 Pathogenesis of Chronic Rhinosinusitis, 649 Paul W. Flint, Joshua S. Schindler, and Charles W. Cummings
Robert C. Kern, Whitney Liddy, and Peter Hellings
63 Arytenoid Adduction and Abduction, 916
42 Chronic Rhinosinusitis: Evidence-Based Medical Gayle Ellen Woodson
Treatment, 660 64 Laryngeal Reinnervation, 922
Kristine A. Smith, Richard R. Orlandi George S. Goding Jr
43 Chronic Rhinosinusitis: Outcomes of Medical and 65 Chronic Aspiration, 930
Surgical Treatment, 667 Elizabeth A. Shuman, Steven D. Pletcher, and David W. Eisele
Daniel M. Beswick, Zachary M. Soler, Claire Hopkins,
and Timothy L. Smith 66 Laryngeal and Esophageal Trauma, 939
S.A. Reza Nouraei and Guri S. Sandhu
44 Primary Sinus Surgery, 677
Devyani Lal and James A. Stankiewicz 67 Surgical Management of Upper Airway
Stenosis, 952
45 Causes of Failure, Revision Surgery for Robert A. Saadi, David Goldenberg, and Johnathan D. McGinn
Rhinosinusitis, and Management of Complications
in Endoscopic Sinus Surgery, 711 68 Diseases of the Esophagus, 964
Vijay R. Ramakrishnan, Benjamin S. Bleier, and David W. Kennedy Robert T. Kavitt and Michael F. Vaezi
51 Systemic Disease of the Nose and Sinuses, 788 SECTION 1 General Considerations
Pete S. Batra, Bozena B. Wrobel, and Matteo Trimarchi
72 Fundamentals of Molecular Biology and Gene
52 Facial Pain, 795 Therapy, 1016
Adam J. Kimple and Brent A. Senior Waleed M. Abuzeid, Bert W. O’Malley Jr, and Daqing Li
Contents xxxi
73 Biology of Head and Neck Cancers, 1032 90 Benign Tumors and Tumor-Like Lesions of the
Mary Jue Xu, Joseph O. Humtsoe, and Patrick K. Ha Oral Cavity, 1283
Timothy S. Lian
74 Human Papillomavirus and the Epidemiology of
Head and Neck Cancer, 1043 91 Malignant Neoplasms of the Oral
Eleni Rettig, Christine G. Gourin, and Carole Fakhry Cavity, 1289
Richard O. Wein and Randal S. Weber
75 Radiotherapy for Head and Neck Cancer:
Radiation Physics, Radiobiology, and Clinical 92 Reconstruction of the Mandible, 1316
Principles, 1049 James R. Bekeny, Fawaz Makki, and Hadi R. Seikaly
Aron Popovtzer and Avraham Eisbruch
93 Prosthetic Management of Head and Neck
76 Chemotherapy and Targeted Biologic Agents for Defects, 1331
Head and Neck Cancer, 1070 Jeffery C. Markt and Thomas J. Salinas
Mukul Bhattarai, Edem S. Agamah, and Krishna Rao
94 Malignancies of the Paranasal Sinus, 1363
77 Skin Flap Physiology and Wound Piyush Gupta, Adam M. Zanation, and Ian Ganly
Healing, 1085
Hollin Calloway, Michelle G. Arnold, and Rick M. Odland
SECTION 4 Pharynx and Esophagus
78 Free Tissue Transfer, 1098
Yelizaveta Shnayder, Douglas A. Girod, and Terance T. Tsue
95 Benign and Malignant Tumors of the
Nasopharynx, 1391
79 Integrating Palliative and Curative Care Strategies Donovan Eu and Thomas Loh
in the Practice of Otolaryngology, 1119
Debra Gonzalez
96 Malignant Neoplasms of the
Oropharynx, 1402
80 Management of Cutaneous Head and Neck Parul Sinha and Ulrich Harréus
Melanoma, 1124
Cecelia E. Schmalbach, Alison B. Durham, Timothy M. Johnson,
97 Transoral Approaches to Malignant Neoplasms of
and Carol R. Bradford the Oropharynx, 1423
Eric J. Moore and Kathryn M. Van Abel
107 Transoral Laser Microresection of Advanced PART VII Otology, Neurotology, and Skull
Laryngeal Tumors, 1617 Base Surgery
Michael L. Hinni, David G. Lott, and Gregory S. Neel
124 Surgical Robotics in Otolaryngology, 1909 SECTION 4 Middle Ear, Mastoid, and
David J. Terris and J. Kenneth Byrd Temporal Bone
125 Management of Thyroid Eye Disease (Graves 140 Chronic Otitis Media, Mastoiditis, and
Ophthalmopathy), 1917 Petrositis, 2118
Jennifer A. Villwock, Douglas A. Girod, and Christopher G. Larsen Richard A. Chole and Jeffrey D. Sharon
Contents xxxiii
141 Complications of Temporal Bone 160 Cochlear Implantation: Patient Evaluation and
Infections, 2135 Device Selection, 2413
Cameron L. Budenz and Hussam K. El-Kashlan P. Ashley Wackym, Kellie J. Hirce, Heidi J. Bernknopf,
and Howard W. Francis
142 Tympanoplasty and Ossiculoplasty, 2155
Meredith E. Adams and Hussam K. El-Kashlan 161 Medical and Surgical Considerations in Cochlear
Implantation, 2425
143 Mastoidectomy: Surgical Techniques, 2166 Thomas J. Balkany and Daniel M. Zeitler
Shawn M. Stevens and Paul R. Lambert
162 Cochlear Implantation in Adults: Results,
144 Middle Ear Endoscopic Surgery, 2178 Outcomes, Rehabilitation, and Education, 2439
Matthew M. Dedmon, Daniele Marchioni, and Alejandro Rivas
Nicole T. Jiam and Charles J. Limb
145 Clinical Assessment and Surgical Treatment of 163 Auditory Brainstem Implantation, 2448
Conductive Hearing Loss, 2186 Baishakhi Choudhury, Nicholas L. Deep, Eric P. Wilkinson,
James C. Prueter, Rod A. Teasley, and Douglas D. Backous and J. Thomas Roland Jr
146 Otosclerosis, 2197 164 Hearing Aid Amplification, 2455
John W. House and Calhoun D. Cunningham III Brad A. Stach and Virginia Ramachandran
147 Management of Temporal Bone
Trauma, 2207 SECTION 7 Vestibular Disorders
Brent J. Wilkerson, Hilary A. Brodie, and Mostafa M. Ahmed
165 Principles of Applied Vestibular
Physiology, 2466
VOLUME III John P. Carey and Charles C. Della Santina
178 Temporal Bone Neoplasms and Lateral Cranial SECTION 3 Hearing Loss and Pediatric Otology
Base Surgery, 2678
Samuel P. Gubbels, Renee Banakis Hartl, Matthew G. Crowson, 192 Pediatric Otologic Surgery, 2881
Herman A. Jenkins, and Michael Marsh Simon D. Carr, Adrian L. James, Sharon L. Cushing,
and Blake C. Papsin
179 Neoplasms of the Posterior Fossa, 2699
Moisés A. Arriaga and Derald E. Brackmann 193 Early Detection and Diagnosis of Infant Hearing
Impairment, 2887
180 Intraoperative Monitoring of Cranial Nerves in M. Elise Graham, Kavita Dedhia, Albert H. Park
Neurotologic Surgery, 2729
Yasmine A. Ashram and Charles D. Yingling 194 Congenital Malformations of the Inner Ear, 2898
Taha A. Jan, Alan G. Cheng, and Robert K. Jackler
181 Radiation Therapy of Benign Tumors of the
Cranial Base, 2746 195 Microtia Reconstruction, 2917
Nicholas A. Dewyer, Dunia Abdul-Aziz, and D. Bradley Welling David Zopf, Elizabeth Knecht, and Jennifer Kim
189 Velopharyngeal Dysfunction, 2850 203 Vascular Anomalies of the Head and
Harlan R. Muntz, Cara L. Sauder, Jeremy D. Meier, Neck, 3002
Jonathan R. Skirko M. Elise Graham, Jonathan A. Perkins, and
J. Fredrik Grimmer
190 Congenital and Acquired Malformations of the
Nose and Nasopharynx, 2859 204 Pediatric Head and Neck Neoplasms, 3020
Ravindhra G. Elluru Jennifer Brinkmeier, Aaron L. Thatcher
191 Pediatric Facial Fractures, 2871 205 Salivary Gland Disease in Children, 3035
Lauren A. Bohm and Brianne Roby Sam J. Daniel and Yehuda Schwarz
SECTION 6 Pharynx, Larynx, Trachea, 211 Aerodigestive Foreign Bodies and Caustic
Ingestions, 3119
and Esophagus Scott R. Schoem, Kristina W. Rosbe, Edward R. Lee
206 Evaluation and Management of the Pediatric 212 Pediatric Swallowing, Laryngopharyngeal and
Airway, 3053 Gastroesophageal Reflux Disease, Eosinophilic
Douglas R. Sidell and Anna H. Messner
Esophagitis, and Aspiration, 3132
207 Ankyloglossia and Tight Maxillary Frenula, 3068 Robert H. Chun, Richard J. Noel, and Joan C. Arvedson
Anna H. Messner and Jennifer F. Ha
213 Pediatric Tracheotomy and Decannulation, 3139
208 Recurrent Respiratory Papillomatosis, 3076 Nathan J. Gonik
Craig S. Derkay and Paolo Campisi
214 Laryngotracheal Clefts, 3146
209 Glottic and Subglottic Stenosis and Related Voice Jad Jabbour, Sukgi S. Choi, and Reza Rahbar
Disorders, 3092 Appendix: Temporal Bone Anatomy in Serial Sections
Claire M. Lawlor, Reza Rahbar, and Sukgi S. Choi
(available online only at Expert Consult)
210 Diagnosis and Management of Tracheal Anomalies
and Tracheal Stenosis, 3107
Glenn E. Green and Richard G. Ohye
Video Contents xxxv
Video Contents
60.2 Mucous Retention Cyst 128.1 Left Superior Canal Dehiscence Repair
60.3 Mucous Retention Cyst 2 131.1 Examination of the Nasopharynx of a Normal
Eustachian Tube
67.1 Microdebrider Resection of Laryngeal Papilloma
131.2 Example of a Balloon Dilation of the Cartilaginous
69.1 Example of TNE Procedure
Portion of the Eustachian Tube in a Patient with Right
97.1 Transoral Lateral Oropharyngectomy Obstructive Eustachian Tube Dysfunction
97.2 Base of Tongue in Transoral Resection 131.3 Example of Medial and Lateral Excursions of the Left
Tympanic Membrane in a Patient with Patulous
106.1 Microdirect Laryngoscopy with Resection of
Eustachian Tube Dysfunction
Leukoplakia—“Floating the Lesion”
131.4 Example of a Shim Insertion in a Patient with Right
109.1 Laryngectomy (Key Indicator Video)
Patulous Eustachian Tube Dysfunction
111.1 Patient Speaking with Automatic Valve (counting and
131.5 Example of Injecting Hydroxyapatite Bone Cement
telling the days in the week in Dutch)
into the Eustachian Tube of a Patient with Left-Sided
111.2 Animation of Provox Vega System Insertion Patulous Eustachian Tube Dysfunction
111.3 Animation of Provox Vega Tube Insertion 142.1 Tympanoplasty (Key Indicator Video)
111.4 Animation of Provox Vega Capsule Insertion 144.1 Trimming of Ear Canal Hairs to Minimize Endoscope
“Smudging”; Vascular Strip Injection
111.5 Animation of Provox Vega Overshooting–System
Insertion 144.2 Incision Placement and Hemostasis Techniques During
Flap Elevation
111.6 Animation of Provox Vega Overshooting–Tube
Insertion 145.1 Stapedectomy (Key Indicator Video)
111.7 Primary Tracheoesophageal Puncture with Provox 146.1 Laser Stapedotomy
Vega Puncture Set
169.1 Transmastoid Labyrinthectomy
111.8 Short Myotomy of Upper Esophageal Sphincter
169.2 Retrolabyrinthine Vestibular Nerve Sectioning
111.9 Sectioning of Sternocleidomastoid Muscles
173.1 MCF Approach to Facial Nerve Decompression
111.10 Secondary Tracheoesophageal Provox Vega 174.1 Intraoperative Video of Masseteric Nerve Dissection
Puncture Set and Masseteric to Facial Nerve Transfer for Treatment
of Facial Paralysis
111.11 Videofluoroscopy of Tracheoesophageal Voicing
Appendix: Temporal Bone Anatomy in Serial Sections
114.1 Head and Neck Cineloops
Vertically sectioned normal temporal bone arranged in
114.2 Thyroid Ultrasound & FNA sequence at variable intervals; 29 slides show relevant
structures, and anatomic relationships are pointed out
118.1 Selective Neck Dissection: Levels II through IV (Key
and labeled.
Indicator Video)
PART
I Measuring Outcomes and Performance
1 Outcomes Research
Stephanie Misono, Bevan Yueh
KEY POINTS measured using survival, costs, and physiologic measures, as well
as health-related quality of life (HRQOL).
• Outcomes research, or clinical epidemiology, is the study To gain scientific insight into these types of outcomes in the
of treatment effectiveness or the success of treatment observational (nonrandomized) setting, outcomes researchers and
in the nonrandomized, real-world setting. It allows care providers relying on evidence-based medicine (EBM) need
researchers to gain knowledge from observational data. to be fluent in methodologic techniques that are borrowed from
a variety of disciplines, including epidemiology, biostatistics,
• Bias and confounding can affect researchers’ economics, management science, and psychometrics. A full descrip-
interpretation of study data. Accurate assessments of tion of the techniques in clinical epidemiology3 is beyond the
baseline disease status, treatment given, and outcomes of scope of this chapter. The goal of this chapter is to provide a
treatment is critical to sound outcomes research. primer on the basic concepts in effectiveness research and to
• Many types of studies are available to evaluate treatment provide a sense of the breadth and capacity of outcomes research
effectiveness and include randomized trial, observational and clinical epidemiology.
study, case-control study, case series, and expert
opinions. The concept of evidence-based medicine uses
the level of evidence presented in the aforementioned
HISTORY
studies to grade diagnostic and treatment In 1900, Dr. Ernest Codman proposed to study what he termed
recommendations. Meta-analyses can summarize the “end-results” of therapy at the Massachusetts General Hospital.4
findings across multiple studies and provide important He asked his fellow surgeons to report the success and failure of
insights into the body of literature. each operation and developed a classification scheme by which
• Outcomes in clinical epidemiology can be difficult to failures could be further detailed. Over the next two decades, his
quantify, and thus instruments measuring these attempts to introduce systematic study of surgical end-results were
outcomes must meet criteria of the Classical Test scorned by the medical establishment, and his prescient efforts
Theory (reliability, validity, responsiveness, and burden) to study surgical outcomes gradually faded.
or the Item Response Theory to be considered Over the next 50 years, the medical community accepted the
psychometrically valid. randomized clinical trial (RCT) as the dominant method for
evaluating treatment.5 By the 1960s, the authority of the RCT
• Many outcomes instruments have been created to assess was rarely questioned.6 However, a landmark 1973 publication by
health-related quality of life. These scales are generic or Wennberg and Gittelsohn spurred a reevaluation of the value of
disease specific, including assessment of head and neck observational (nonrandomized) data. These authors documented
cancer, otologic disease, rhinologic disease, pediatric significant geographic variation in rates of surgery.7 Tonsillectomy
disease, voice disorders, sleep disorders, and facial plastic rates in 13 Vermont regions varied from 13 to 151 per 10,000
surgery outcomes. persons, even though there was no variation in the prevalence of
tonsillitis. Even in cities with similar demographics and similar
access to health care (Boston and New Haven), rates of surgical
procedures varied tenfold. These findings raised the question of
whether the higher rates of surgery represented better care or
INTRODUCTION unnecessary surgery.
The time when physicians chose treatment based solely on their Researchers at the Rand Corporation sought to evaluate the
personal opinions of what was best is past. This era, although appropriateness of surgical procedures. Supplementing relatively
chronologically recent, is now conceptually distant. In a health sparse data in the literature about treatment effectiveness with
care environment altered by abundant information on the internet expert opinion conferences, these investigators argued that rates
and continual oversight by managed care organizations, patients of inappropriate surgery were high.8 However, utilization rates
and insurers are now active participants in selecting treatment. did not correlate with rates of inappropriateness and therefore
Expert opinions are replaced by objective evidence representing did not explain all of the variation in surgical rates.9,10 To some,
multiple stakeholders, and the physician’s sense of what is best is this suggested that the practice of medicine was anecdotal and
being supplemented by patients’ perspectives on outcomes after inadequately scientific.11 In 1988 a seminal editorial by physicians
treatment. from the Health Care Financing Administration argued that a
Outcomes research (clinical epidemiology) is the scientific study fundamental change towards study of treatment effectiveness was
of treatment effectiveness. The word “effectiveness” is critical necessary.12 These events subsequently led Congress to establish
because it pertains to the success of treatment in populations the Agency for Health Care Policy and Research in 1989 (since
found in actual practice in the real world, as opposed to treatment renamed the Agency for Healthcare Research and Quality [AHRQ]),
success in the controlled populations of randomized clinical trials which was charged with “systematically studying the relationships
in academic settings (“efficacy”).1,2 Success of treatment can be between health care and its outcomes.”
1
CHAPTER 1 Outcomes Research 1.e1
Abstract Keywords
1
Outcomes research or clinical epidemiology is the study of treat- Outcomes research
ment effectiveness or the success of treatment in the nonrandom- clinical epidemiology
ized, real-world setting. It allows researchers to gain knowledge health services research
from observational data. Bias and confounding can affect research- bias
ers’ interpretation of study data, and an accurate assessment of outcomes instruments
baseline disease status, comorbidities, treatment given, and outcomes
of treatment is critical to sound outcomes research. Outcomes
can be evaluated in terms of efficacy or effectiveness. Many types
of studies are available to evaluate treatment effectiveness and
include the randomized trial, observational study, case-control
study, case series, and expert opinions. The concept of evidence-
based medicine uses the level of evidence presented in the
aforementioned studies to grade diagnostic and treatment recom-
mendations. Meta-analyses can summarize findings across multiple
studies and provide important insights into the body of literature.
Outcomes in clinical epidemiology can be difficult to quantify,
and thus instruments measuring these outcomes must meet criteria
of the Classical Test Theory (reliability, validity, responsiveness,
and burden) or the Item Response Theory to be considered psycho-
metrically valid. Many outcomes instruments have been created,
which assess health-related quality of life. These scales are generic
or disease specific, including assessment of head and neck cancer,
otologic disease, rhinologic disease, pediatric disease, voice dis-
orders, sleep disorders, and facial plastic surgery outcomes.
2 PART I Measuring Outcomes and Performance
In the past decade, outcomes research and the AHRQ have this is often incomplete. Inclusion criteria should include all relevant
become integral to understanding treatment effectiveness and portions of the history, the physical examination, and laboratory
establishing health policy. Randomized trials cannot be used to and radiographic data. For example, the definition of chronic
answer all clinical questions, and outcomes research techniques sinusitis may vary by pattern of disease (e.g., persistent vs. recurrent
can be used to gain considerable insights from observational data acute infections), duration of symptoms (3 months vs. 6 months),
(including data from large administrative databases). With current and diagnostic criteria for sinusitis (clinical exam vs. ultrasound
attention on EBM and quality of care, a basic familiarity with vs. CT vs. sinus taps and cultures). All of these aspects must be
outcomes research is more important than ever. delineated to place studies into proper context.
In addition, advances in diagnostic technology may introduce
a bias called stage migration.13 In cancer treatment, stage migration
KEY TERMS AND CONCEPTS occurs when more sensitive technologies (such as CT scans in
The fundamentals of clinical epidemiology can be understood by the past, and PET scans nowadays) may “migrate” patients with
thinking about an episode of treatment: a patient presents at baseline previously undetectable metastatic disease out of an early stage
with an index condition, receives treatment for that condition, (improving the survival of that group) and place them into a stage
and then experiences a response to treatment. Assessment of baseline with otherwise advanced disease (improving this group’s survival
state, treatment, and outcomes are all subject to forces that may as well).14,15 The net effect is that there is improvement in stage-
influence how effective that treatment appears to be. We will specific survival but no change in overall survival.
begin with a brief review of bias and confounding.
Disease Severity. The severity of disease strongly influences
response to treatment. This reality is second nature for oncologists,
Bias and Confounding who use TNM stage to select treatment and interpret survival
Bias occurs when “compared components are not sufficiently outcomes. It is intuitively clear that the more severe the disease,
similar.”3 The compared components may involve any aspect of the more difficult it will be (on average) to restore function.
the study. Selection bias exists if there are systematic differences Interestingly, however, criteria for staging do evolve over time,
between people in the comparison groups. For example, selection and therefore it is critical to understand not just stages of severity
bias may occur if, in comparing surgical resection to chemoradiation, but also how the stages are defined.
oncologists avoid treating patients with kidney or liver failure. Integration of the concept of disease severity into the study
This makes the comparison biased because on average the surgical and practice of common otolaryngologic diseases such as sinusitis
cohort will accrue more ill patients and this may influence survival and hearing loss is also developing. Recent progress has been
or complication rates. This can be addressed through random made in sinusitis. Kennedy identified prognostic factors for suc-
assignment of participants to different treatment groups, known cessful outcomes in patients with sinusitis and encouraged the
as randomization. Information bias exists if there are systematic development of staging systems.16 Several staging systems have
differences in how exposures or outcomes are measured. Informa- been proposed, with most systems relying primarily on radiographic
tion bias can include observer bias, in which data are not collected appearance.17-20 Clinical measures of disease severity (symptoms,
the same way across comparison groups, and recall bias, in which findings) are not typically included. Although the Lund-Mackay
inaccuracies of retrospective assessment can influence findings. staging system is reproducible,21 often radiographic staging systems
Observer bias can be reduced by using blinded data collection, have correlated poorly with clinical disease.22-26 As such, the Zinreich
in which measurements are made without knowledge of which method was created as a modification of the Lund-Mackay system,
comparison group they are for; single blinding means participants adding assessment of osteomeatal obstruction.27 Alternatively, the
do not know which group they are in, and double blinding means Harvard staging system has been reproducible21 and may predict
study staff who collect and/or interpret data do not know which response to treatment.28 Scoring systems have also been developed
study participants are in which group (until blinding is removed for specific disorders such as acute fungal rhinosinusitis,29 and
at the end). Recall bias can be reduced by using prospective data clinical scoring systems based on endoscopic evaluation have
collection, in which measurements are made as participants move likewise been developed.30 The development and validation of
forward through time as opposed to attempting to remember what reliable staging systems for other common disorders, and the
happened in the past. integration of these systems into patient care, are pressing challenges
Similar to bias, confounding also has the potential to distort the in otolaryngology.
results. However, confounding refers to specific variables. Con-
founding occurs when a variable thought to cause an outcome is Comorbidity. Comorbidity refers to the presence of concomitant
actually not responsible, because of the unseen effects of another disease unrelated to the “index disease” (the disease under con-
variable. Consider the hypothetical (and obviously faulty) case sideration), which may affect the diagnosis, treatment, and prognosis
where an investigator postulates that nicotine-stained teeth cause for the patient.31-33 Documentation of comorbidity is important
laryngeal cancer. Despite a strong statistical association, this because the failure to identify comorbid conditions such as liver
relationship is not causal, because another variable—cigarette failure may result in inaccurately attributing poor outcomes to
smoking—is responsible. Cigarette smoking is confounding because the index disease or treatment being studied.34 This baseline variable
it is associated with both the outcome (laryngeal cancer) and the is most commonly considered in oncology because most models
supposed baseline state (stained teeth). of comorbidity have been developed to predict survival.32,35 The
Adult Comorbidity Evaluation 27 (ACE-27) is a validated instru-
ment for evaluating comorbidity in cancer patients and when used
Assessment of Baseline has shown the prognostic significance of comorbidity in a cancer
Most physicians are aware of the confounding influences of age, population.36,37 Given its impact on costs, utilization, and QOL,
gender, ethnicity, and race. However, accurate baseline assessment comorbidity should be incorporated in studies of nononcologic
also means that investigators should carefully define the disease diseases as well.
under study, account for disease severity, and consider other
important variables such as comorbidity.
Assessment of Treatment
Definition of Disease. It would seem obvious that the first step Control Groups. Reliance on case series to report results of
is to establish diagnostic criteria for the disease under study. Yet surgical treatment is time honored. Although case series can be
CHAPTER 1 Outcomes Research 3
comparison of interest. Poor-quality cohorts without control groups, but Level 2 or 3 evidence (observational study with a control
or inadequate adjustment for confounding variables, are considered group, or case-control study) exists, the treatment recommendations
Level 4 evidence because they are essentially equivalent to a case are ranked as Grade B. The presence of only a case series would
series (see later). result in a Grade C recommendation. If even case series are
unavailable and only expert opinion is available, the recommenda-
tion for the treatment is considered Grade D.
Case-Control Study
Case-control studies are typically used by traditional epidemiologists
to identify risk factors for the development of disease. In such
MEASUREMENT OF CLINICAL OUTCOMES
cases the disease becomes the “outcome.” In contrast to randomized Clinical studies have traditionally used outcomes such as mortality
and observational studies, which identify patients before “exposure” and morbidity or other “hard” laboratory or physiologic end
to a treatment (or a pathogen) and then follow patients forward points,59 such as blood pressure, white cell counts, or radiographs.
in time to observe the outcome, case-control studies use the opposite This practice has persisted despite evidence that interobserver
temporal direction. This design is particularly valuable when variability of accepted “hard” outcomes such as chest x-ray findings
prospective studies are not feasible, either because the disease is and histologic reports are high.60 In addition, clinicians rely on
too rare or because the time interval between baseline and outcome “soft” data, such as pain relief or symptomatic improvement to
is prohibitively long. determine whether patients are responding to treatment, but
For example, a prospective study of an association between a because it has been difficult to quantify these variables, these
proposed carcinogen (e.g., asbestos) and laryngeal cancer would outcomes have until recently been largely ignored.
require a tremendous number of patients and decades of observa-
tion.45 However, by identifying patients with and without laryngeal
cancer and comparing relative rates of carcinogen exposure, a
Psychometric Validation
case-control study can be an alternative way to assess the same An important contribution of outcomes research has been the
question. It should be noted that because the temporal relationship development of questionnaires to quantify these “soft” constructs,
between exposure and outcome is not directly observed, no causal such as symptoms, satisfaction, and QOL. Recommendations for
judgments are possible (and this particular association remains scale development procedures are constantly evolving, but a rigorous
controversial).46,47 These studies are considered Level 3 evidence. psychometric validation process is typically followed to create
these questionnaires (more often termed scales, or instruments).
These scales can then be administered to patients to produce a
Case Series and Expert Opinion numeric score. Components of validation are briefly summarized
Case series are the least sophisticated format. As discussed earlier, below; a more complete description can be found elsewhere.61-63
no conclusions about causal relationships between treatment and Three major steps in the process are the establishment of reliability,
outcome can be made because of uncontrolled bias and the absence validity, and responsiveness; in addition, increasing consideration is
of any control group. These studies are considered Level 4 evidence. also given to burden.
If case studies are unavailable, then expert opinion is used to
• Reliability. A reliable scale reproduces the same result in a precise
provide Level 5 evidence.
fashion. For example, assuming there is no clinical change, a
scale administered today and next week should produce the same
Other Study Designs result. This is called test-retest reliability. Other forms of reliability
include internal consistency and interobserver reliability.63,64
There are numerous other important study designs in outcomes
• Validity. A valid scale measures what it is purported to measure.
research, but a detailed discussion of these techniques is beyond
This concept is initially difficult to appreciate. Because these
the scope of this chapter. Meta-analyses48,49 are summaries of
scales are designed to measure constructs that have not previ-
evidence that have rigorous criteria for study inclusion, assessment,
ously been measured and because the constructs are difficult
and data analysis and can offer important insights into conclusions
to define in the first place (what is QOL?), how does one
that can be drawn from multiple studies in the literature Other
determine what the scales are supposed to measure? The
common approaches include decision analyses,50,51 cost-identification
abbreviated answer is that the scales should behave in the
and cost-effectiveness studies,52-54 and secondary analyses of
hypothesized way. A simple example of an appropriate hypothesis
administrative databases.55-57 Literature on these techniques are
is that a proposed cancer-specific QOL scale should correlate
referenced for further reading.
strongly with pain, tumor stage, and disfigurement but less
strongly with age and gender. For more complete discussion,
Grading of Evidence-Based several excellent references are listed.61-65
Medicine Recommendations • Responsiveness. A responsive scale is able to detect clinically
important change.66 For instance, a scale may distinguish a
EBM uses the levels of evidence described previously to grade
moderately hearing impaired individual from a deaf individual
treatment recommendations (Table 1.2).58 The presence of high-
(the scale is “valid”), but to be considered responsive, it also
quality RCTs allows treatment recommendations for a particular
needs to detect whether an individual’s hearing improves
intervention to be ranked as Grade A. If no RCTs are available
after surgery. Alternatively, the minimum improvement in
score that represents a clinically important change might be
provided.67,68
• Burden. Burden refers to the time and energy that patients
TABLE 1.2 Relationships Between Grades of Recommendation and
Level of Evidence176
must spend to complete a scale, as well as the resources necessary
for observers to score the questionnaire. A scale should not be
Grade of Recommendation Level of Evidence an excessive encumbrance to a patient, caregiver, or provider
A 1 using it.
B 2 or 3
More recently, Item Response Theory (IRT) has been used to
C 4
D 5
create and evaluate self-reported instruments. A full discussion of
IRT is beyond the scope of this chapter. In brief, IRT uses
Another random document with
no related content on Scribd:
The Fox and Raven;
a fable.
A raven was once sitting upon a tree with a nice bit of cheese in
his mouth. A fox near by, being hungry, approached the raven with
the design of getting the bit of cheese, if he could. So he began to
speak as follows:
“Good morning, Mr. Raven! How fine you look to-day! I never saw
your coat so rich and glossy before. Pray give me a bit of that
cheese; I am very fond of cheese.”
“Hem!” said the raven, taking care not to open his mouth, and
seeming to think that he was not such a ninny as to be flattered out
of his cheese by a fox. But reynard is a sort of natural lawyer, who
knows the weak points of people, and has a faculty, as well as a
disposition, to turn them to account. He thought to himself, “Now the
raven has a hoarse, croaking voice; and the way to flatter any one is
to praise that in which he is most deficient.” So he began:
“Well, my dear Raven, I told you I wanted the cheese—but, in
point of fact, I care nothing about it. I hate cheese, for it spoils the
breath; but I really wanted to hear you sing, and the cheese stops up
your mouth. I beg of you to sing me a little French or Italian air; you
execute those things so deliciously.”
The raven, like many other silly people who have odious voices,
fancied that he sang divinely; so he dropped the cheese, and began;
whereupon the fox picked up the cheese, and holding his bursting
sides, ran away, saying to himself, “O, flattery, flattery; it is the key
that unlocks all hearts. You have only to use the right kind, and you
can make a fool of anybody. But as to these people with croaking
throats, who pretend to sing French and Italian airs, bah! it is too
much!”
I don’t see why.
I know a little girl who has a very pleasant home, and the very
kindest of parents, and who is yet often discontented and unhappy.
She pouts her lips, and throws her arms about, and sulks, and
stamps with her feet, and makes a strange noise in her throat,
between a growl and a cry. It is not because she has not enough to
eat of good, wholesome food; nor because she has no time to play,
and playthings in abundance, and brothers to play with her. She is
not blind, nor lame, nor deformed in any way, but has health and
strength, and everything which any little girl could wish, to make her
happy in this world, but a good heart.
What was it, then, that made her fretful? Why, she had a kind
mother, who told her what she must do, and what she must not do. I
will tell you what I heard one day.
“Caroline, you must not take my scissors, my dear.”
“Why, mother? I have no scissors to cut off my thread,” said
Caroline, pettishly.
“Well, my dear, I will give you a pair, but you must not take mine.”
“I am sure I don’t see why; it’s only just to cut my thread.”
Now, these scissors were of the finest kind, and highly polished,
and Caroline’s mother knew that it would soil them if she should
handle them; and that if she had them once, she would want them
again. Caroline’s duty was to obey cheerfully, whether she saw the
reason why, or not.
“Caroline, my dear, you must not climb upon the chair to reach
your work. You must ask some one to get it for you.”
“I am sure I don’t see why. It is less trouble to get it myself than to
ask anybody for it.”
“Very well, my child, you shall do it in your own way, and see.”
That very afternoon, Caroline mounted on a chair to get her work.
She reached too far, and over went the chair, and Caroline with it.
Her work was scattered over the floor—the needlebook in one
direction, and the thimble in another, and the spools in another; and,
what was worse than all, her head struck the edge of the door, and a
gash was cut in her forehead. She cried sadly, and did not get over
the hurt for weeks. Was it less trouble to get it herself?
If she had trusted her mother, she would have saved herself all
this pain; but for the sake of knowing the reason why she could not
get upon the chair, she cost herself a severe wound, and a great
deal of shame and sorrow.
It is a good rule, through life, to do what God requires of us,
whether we see why or not. One of the things he requires of us to
do, is to obey our parents. (Eph. vi. 1. Col. iii. 20.)
CHAPTER VIII.
Character of the Indians.—Employed in the mines.—Story of a
pickaxe.—Mr. Temple’s conduct considered.—Humanity of the
Indians to him.—His reflections.—Dress of the Indian men;—
of the women.
Charles. Mother, may I play with the baby a little while before I go
to school?
Mother. She is asleep now, my son; but you may go softly and
look at her.
C. She is just going to wake up, mother! she is smiling and
moving her little hands.
M. No, she is only dreaming; don’t hold the curtain back so far,
the sun shines on her face.
C. I wonder what she is dreaming about; she looks very sober
now; what a pity she can’t tell us when she wakes! Mother, I shall be
glad when Susan grows a little bigger, and can run about, and talk,
and play with me; I don’t think a little baby is good for much.
M. And what if she should never grow up, Charles?
C. What! be always a little baby?
M. No, my son; what if she should die?
C. Die! O, that can’t be; she has only just begun to live.
M. Who made her live?
C. God, you told me.
M. And cannot God make her die when he pleases?
C. I suppose he can; but he never does, does he? Does he ever
kill such little babies as Susan?
M. They very often die, Charles.
C. I never heard of that before; I hope Susan will not die. How old
is she, mother?
M. Eight months.
C. O, mother, mother, that is too young to die; I am sure she
won’t. Here am I, seven years old, and I am not dead yet.
M. And I am twenty-seven, my dear boy; but for all that, you and
Susan may both die before I do, if it should please God.
C. What makes the tears come in your eyes, mother? we shan’t
die, I know. See how Susan keeps stirring about! see how red her
cheeks are!
M. She is not well; she is feverish, Charles. Do you know there
are two little white teeth trying to get through her gums, and they
give her a great deal of pain? I shall send for the doctor to-day. The
clock is striking nine, Charles, and you must go to school.
C. O dear! and where is my little satchel? and where is my
spelling-book, I wonder?
M. You had better look in the breakfast-room; and, Charles, be
sure you shut the window; it is very damp this morning.
C. Yes, mother. I wonder what I did with my cap.
M. Don’t bang the door, Charles—and don’t forget to shut the
window. I must take the baby down this morning.
tuesday morning.
Charles meets the doctor coming out of his mother’s chamber.
C. Are you the doctor, sir?
D. Yes, my little man.
C. Is the baby almost well again?
D. O no! no!
C. Why, they told me you were coming to cure her, and you came
three times yesterday; for I saw your old horse out of the school-
room window.
D. But she is very sick, little boy; somebody left a window open
yesterday when it was almost raining, and the nursery maid carried
her into a damp room while they were sweeping the nursery.
C. O, doctor, what shall I do? what shall I do?
D. Don’t cry, my little fellow; what is the matter, now?
C. It was I, it was I, that left the window open! mother told me to
shut it, and I was hunting for my cap and forgot all about it.
D. Well, that was wrong; but hush up; if your mother hears you
sobbing so bitterly she will feel much worse. It was a pity you forgot
the window.
C. O, my poor little sister! will you cure her? you can cure her sir,
can’t you sir?
D. I will try, but God must help us.
C. And won’t he help you? do you think he will make Susan die?
D. I cannot tell, indeed; but you must ask him to make her well.
C. How can I ask him?
D. In your prayers; do you not say your prayers every night?
C. Yes, the Lord’s prayer, and two other prayers; but there is
nothing in them about Susan’s being sick.
D. And can’t you make a little prayer on purpose?
C. I don’t know; I never tried.
D. Then go up into your chamber, my dear child, and kneel down
where you always say your prayers every night, and pray to God just
as if you could see him in the room with you. You may depend upon
it. He is there.
C. Shall I ask him to help you cure Susan?
D. Ask him to cure her if it is best she should get well.
C. Why, it is best certainly. And will it be wrong to tell him how
sorry I am that I forgot the window, and ask him to forgive me?
D. No, it will be quite right.
C. Then I will go this minute. You must come again before dinner
—won’t you?
D. Yes, I must indeed.
wednesday morning.
Charles comes softly into his mother’s chamber, half dressed.
C. Mother, are you there? it is so dark I cannot see you.
M. I am here, sitting by the bed, my son.
C. The fire is out, and the candle is just going out; may I open the
shutter a little way, so that I can see the baby, mother? I won’t wake
her.
M. She is not asleep, my dear boy. But what made you wake at
day-break?
C. I kept thinking of Susan when I was asleep, mother. What
makes her so still? is the pain better?
M. It is all gone, Charles; she will never feel it again; open the
shutters wide and come here.
C. O, mother, mother! (burying his face in her lap,) I do not wish to
look at her.
M. What is the matter, Charles? tell me.
C. She is dead—she is dead! the tears keep rolling down your
cheeks—and she is lying just like my little canary bird—and I do
believe she is dead!
M. Yes! my baby is dead, Charles! and—
C. Don’t cry, don’t cry! dear mother; you did not cry when I came
in—I will leave off crying if you will, mother.
M. Look at her little pale face, Charles;—why are you unwilling to
look at her?
C. I do not know. Will you take her off the bed? are you afraid to
hold her in your arms?
M. O, no; I have held her a great while to-night, Charles, and she
died in my lap.
C. And were you all alone?
M. No, there were two or three people with me then, and they
were very kind; but I sent them all away at last.
C. Why, mother?
M. Because sometimes I wanted to cry, and sometimes to pray,
and I liked better to be alone. I was praying when you came in,
Charles.
C. Mother, I prayed yesterday about Susan, but God did not mind
it. What makes you pray now that she is dead?
M. I was praying that I might remember how happy little Susan’s
soul is, and that I might not be so wicked as to complain because
God had taken her away again; and that I might be a better woman
now, and think more of heaven.
C. You need not pray for that, mother; you are a very good
woman, the best woman in the world.
M. Nobody can be good without praying, my son; and I had a
great many things to beg of God. I was asking him to make the little
boy who is spared to me, a good child.
C. Ah, mother, that is because I forgot the window!
M. No, my child, I was not thinking of that then; but if you should
pray to God to help you to cure your faults, you will find it becomes
much easier for you.
C. Then why did he not cure Susan’s sickness when I begged him
so hard?
M. Are you sure it would have been better for Susan to live?
C. I don’t know; she would have cried sometimes, I suppose.
M. But she never will cry now, Charles; her soul is with God in
heaven, and her body cannot feel pain now.
C. But it would have been better for us if she had lived to grow up,
mother. What makes you cry again?
Enter Aunt Catherine.
C. I am glad you have come, aunt; I have made mother cry again,
and I cannot help crying too. I do think it would have been better for
us if Susan had not died.
A. Your mother thought so at first, Charles; but now she knows it
would have been wrong to have wished little Susan here just for her
own pleasure, when the little creature is happier in heaven. Besides,
God would not have taken her if it had been for your mother’s real
good to let her stay.
C. I cannot understand that, do you mother?
M. I do! I do! but I cannot talk about it now.
C. So sudden! three days ago she was well!
A. Come, my dear child, come and let me finish dressing you, and
your mother will talk to you about Susan very often; kiss the dear
baby’s cheek, Charles,—your mother is holding her up to you.
C. O, if she could only be made alive again!
A. Hush—do not sob so loud! come with me, Charles, and I will
tell you how we think God has already made her alive in heaven.
John Doree.