4585801416-February-2024 12 12 45.372

NWIL 45858014
Nuvama Wealth and Investment Limited
Simplified Investments
Digitally Signed by:

Name:SUBHAMKUMAR
Reason:Account Opening
Date:Wed Feb 21 13:08:28 IST 2024
Nuvama Wealth and Investment Limited (formerly known as Edelweiss Broking Limited)
Broking and Depository services offered by Nuvama Wealth and Investment Limited
SEBI Registration No.: INZ000005231 (Trading Member of NSE, BSE, MSEI, MCX and NCDEX)
Depository participant with CDSL and NSDL having SEBI Registration No. : IN-DP-656-2021
Corporate Identity Number : U65100GJ2008PLC077462
Registered Office : 2nd Floor, Office No. 201 to 203, Zodiac Plaza, Xavier College Road, Off C G Road, Ahmedabad-380009 Contact : 079 4001 9900
Corporate Office : 801 - 804, Wing A, Building No. 3, Inspire BKC, G Block, BandraKurla Complex, Bandra East, Mumbai – 400 051 Contact at +91-22-66203030
Website : www.nuvamawealth.com and Customer Care : 1800-102-3335
Name of the Compliance Officer : Mr. Srijith Menon. Tel. (040) 4115 1621
Email ID : complianceofficer.nwil@nuvama.com/nwil.dpcompliance@nuvama.com
For any grievance please contact us at Investor Grievance No: 040-4115 1621.
or you may write into us at helpdesk@nuvama.com for tradingrelated queries and DPservicesNWIL@nuvama.com for Demat related queries.
In case not satisfied with the response, please contact Depository or Exchanges on below numbers.
CDSL - email to complaints@cdslindia.com or call on 1800-22-5533

NSDL - email to relations@nsdl.co.in and call on (022) 4886 7000
NSE BSE MSE MCX NCDEX

Email ID ignse@nse.co.in dis@bseindia.com investorcomplaints@mse.in ig-mcx@mcxindia.com ig@ncdex.com
Phone No 1800-266-0050 (select option 5) +91 22 2272 8517 +91 22 61129000 , Ext. 9028 022-6631 8888 1800-266-2339
If not satisfied with response or your grievance is still unresolved you may register complaint to SEBI on the SCORES website (link: https://scores.gov.in/scores/Welcome.html)
ICONS FOR ILLUSTRATION
Signature of Client Guardian
W AS
Witness Authorised Signatory

Name:SUBHAMKUMAR V01/Aug/2023
Date:Wed Feb 21 13:08:28 IST 2024
Dear Customer,
We are happy that you have chosen us as your investment partner. We at Nuvama aim at enhancing experience and simplifying processes for our customers. This
Account Opening Form is another step towards the very aim - making the process of entering a new financial relationship easier. We take pleasure and pride in
introducing this Account Opening form as one of the shortest and simplest in the industry. Now, opening a trading account with us takes a few minutes only,
leaving you more time to interact with our representative and clarify any doubts or queries that you may have. We also request you to go through the Terms and
Conditions booklet which will be appended with your KYC. This booklet covers the details of your relationship with us and helps you become an informed investor.
With this, we also urge you to write to us on - helpdesk@nuvama.com for trading and on dpservicesnwil@nuvama.com for demat account
issues, queries or feedback. We will be glad to hear from you. Your trusted advisor always.
INDEX
MANDATORY SECTION IN KYC AS PRESCRIBED BY SEBI, DEPOSITORIES AND EXCHANGE
FOR NWIL TRADING AND CDSL DEMAT ACCOUNT
Sr. No. Name of the Document Brief Significance of the Document Page No.
1. Account Opening Form - Trading & Document capturing the basic information about the constituent 1-11
Demat Account related details alongwith acceptance of KYC Document Booklet
2. Tariff Sheet – Demat Document detailing the Demat tariff/charges 12
Tariff Sheet – Elite Know Your Tariff Plan - Lite 13-14
3. Tariff Sheet – Equity & Commodity Document detailing the rate/amount of brokerage and other charges levied on the 15
client for trading on the stock exchange(s)
VOLUNTARY SECTION IN KYC
4. Demat Debit and Pledge Instruction Demat Debit and Pledge Instruction for Operating Trading and Demat Account 16-17
5. Voluntary Authorizations Consent for various authorisations 18
6. NERL/CCRL Account NERL/CCRL Account Details 19
7. SMS and E-mail alerts Request for SMS and E-mail alerts from Stock Exchange/s and Stock Brokers 20
8. SEBI MTF Consent SEBI Margin Trading Facility for Clients 21-24
9. MFSS Consent Consent letter for dealing in Mutual Funds on Exchange Platform ( BSE Star MF / MFSS) 25
10. Mandate Instruction Form Mandate Instruction Form 26
11. Central KYC Registry / KRA Instructions / Check list / Guidelines for filling Individual KYC Application Form 27-29

Name:SUBHAMKUMAR V01/Aug/2023
Date:Wed Feb 21 13:08:28 IST 2024
CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form | Individual
Important Instructions: F) Please read section wise detailed guidelines / instructions
A) Fields marked with ‘*’ are mandatory fields. at the end.
B) Tick (3) wherever applicable. G) List if State / U.T. code as per Indian Motor Vehicle Act. 1988 is
C) Please fill the form in English and in BLOCK Letters. available at the end.
D) Please fill the dates in DD-MM-YYYY format. H) List of two character ISO 3166 country codes is available at the end.
E) For particular section update, please tick (3) in the box available I) KYC number of applicant is mandatory for update application.
before the section number and strike off the sections not required J) The ‘OTP based E-KYC’ check box is to be checked for accounts
to be updated. opened using OTP based E-KYC in non-face to face mode.
For office use only (To be filled by financial institution)

Application Type* New ✔ Update/ModificationKYC Number (Mandatory for KYC update request)
Account Type* ✔ Normal Minor Aadhaar/EKYC OTP based (in non-face to face mode)
EKYC Biometric Online KYC Offline EKYC Digilocker
45858014
KRA Identifier: UCC Code allotted to the Client: DP Internal Reference No.
DP Name NSDL/CDSL Beneficiary Name DP ID BO ID
NUVAMA WEALTH AND SUBHAM KUMAR
INVESTMENT LIMITED. CDSL 12032300 16034701
✔ 1. PERSONAL DETAILS* (Please refer instruction A at the end)

Prefix First Name Middle Name Last Name
Name* (Same as ID proof) MR SUBHAM KUMAR
Maiden Name
Father / Spouse Name* MR. DEVRAJ PASWAN
Mother Name* MRS. SAVITRI DEVI
23-12-1996
Date of Birth* PAN No.* JCMPK5882D Form 60 furnished
Gender* ✔ M- Male F- Female T-Transgender
Marital Status * ✔ Single Married Current Nationality * ✔ Indian Other
Residential Status* ✔ Resident Individual Non Resident Indian Foreign National Person of Indian Origin
Occupation Type* ✔ S-Service ( ✔ Private Sector Public Sector Government Sector ) O-Others ( Professional
Self Employed Retired Housewife Students ) B-Business X- Not Categorised
✔ 2. PROOF OF IDENTITY AND ADDRESS* (Please refer instruction B at the end)

I Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital
KYC process needs to be submitted (any one of the following OVDs)
A - Passport Number B - Voter ID Card
C - Driving Licence
D - NREGA Job Card
E - National Population Register Letter
✔ F - Proof of Possession of Aadhar XXXXXXXX 6 4 6 5
Z - Others _____________ (any document notified by Central Government)
Identification Number __________________________
II G - KYC Authentication XXXXXXXX III Other verification of Aadhar XXXXXXXX
E-sign of the Client

Name:SUBHAMKUMAR 1 V01/Aug/2023
Date:Wed Feb 21 13:08:28 IST 2024
Address
Line 1* QNO-2-467 SECTOR-2C POST OFF ICE- HEAD POST OFFICE BOKARO
Line 2 STEEL CITY
Line 3 City / Town / Village* BOKARO
District* BOKARO State* JHARKHAND Country* INDIA
Pin / Post Code* 827001 State / U.T. Code* JH ISO 3166 Country Code* IN
Address Type* Residential/Business Residential Business Registered Office Unspecified
✔ 3. CURRENT ADDRESS DETAILS (Please refer instruction B at the end)

✔ Same as above mentioned address (in such cases address details as below need not be privided)
I Certified copy of OVD equivalent e-document of OVD or OVD obtained through digital KYC process needs to be submitted (any one of the following OVDs
A - Passport Number B - Voter ID Card
C - Driving Licence
D - NREGA Job Card
E - National Population Register Letter
✔ F - Proof of Possession of Aadhar XXXXXXXX 6 II4 6 5 G - KYC Authentication XXXXXXXX
Z - Others _____________ (any document notified by Central Government) Identification Number __________________________
III Other verification of Aadhar XXXXXXXX IV Deemed Proof of Address - Document Type code
Address
Line 1* QNO-2-467 SECTOR-2C POST OFF ICE- HEAD POST OFFICE BOKARO
Line 2 STEEL CITY
Line 3 City / Town / Village* BOKARO
District* BOKARO State* JHARKHAND Country* INDIA
Pin / Post Code* 827001 State / U.T. Code* JH ISO 3166 Country Code* IN
Address Type* Residential/Business Residential Business Registered Office Unspecified
✔ 4. CONTACT DETAILS (IN CAPITAL) (All communications will be sent on provided Mobile number / Email-ID provided) (Please refer instruction C at the end)
Tel. (Off) Tel. (Res.) Mobile* +91 7209863698
Email ID* sk854036@gmail.com

5. REMARKS (if any)
✔ 6. APPLICANT DECLARATION
• I hereby declare that the details fumished above are true and correct to the best of my knowledge and belief and I undertake
to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am aware that I may be held liable for it.
• I hereby consent to receiving information from Central KYC Registry and / or KRA through SMS/Email on the above registered
number / email address.
• I am also aware that for Aadhaar OVD based KYC, my KYC request shall be validated against Aadhaar details. I hereby consent
to sharing my masked Aadhaar card with readable QR code or my Aadhaar XML/Digilocker XML file, along with passcode Signature /
and as applicable, with KRA and other Intermediaries with whom I have a business relationship for KYC purposes only. Thumb Impression
18.78104694314301,73.82771397447884
Geo Tagging
Place : BOKARO Signature of Client 1

Date:Wed Feb 21 13:08:28 IST 2024
✔ 7. ATTESTATION / FOR OFFICE USE ONLY

Documents Received Certified Copies INSTITUTION DETAILS
E-KYC code received from UIDAI Name NUVAMA WEALTH AND INVESTMENT LIMITED
Code I N 1 2 5 6
Date received from Offline verification
✔ Digital KYC Process
Equivalent e-document
✔ Originals verified and Self attested / certified Document copies received

KYC Verification & Documents verified with
Details original carried out by Client Interviewed By In person Verification done by
Name of the Employee
Employee Code
Designation of the Employee
Date
Signature IPV EXEMPTED - FULL KYC / DIGILOCKER IPV EXEMPTED - FULL KYC /
DIGILOCKER
IPV EXEMPTED - FULL KYC /
DIGILOCKER
l a n k
e p tb
l l y k
io n a
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Date:Wed Feb 21 13:08:28 IST 2024
Type of Account - Sub Status

✔ Individual Resident Individual-Director Individual Director’s Relative Individual HUF / AOP Individual Promoter Minor
Individual Margin Trading A/C (MANTRA) Others (specify)
Education Qualification : q Under Graduate q Graduate q Post Graduate q ✔ Professional
q NRI q NRI Repatriable q NRI Non-Repatriable

q NRI Repatriable Promoter q NRI Non-Repatriable Promoter
q NRI - Depository Receipts q Other Specify____________________
q Foreign National q Foreign National q Foreign National - Depository Receipts q Other Specify_____________
Details under FATCA and CRS (Please refer to instructions in small Booklet)
Bokaro
City of Birth ______________________________________ INDIA
Country of Birth ____________________________________
Residence address for tax purposes (include City, State, Country & Pin code)
QNO-2-467 SECTOR-2C POST OFF ICE- HEAD POST OFFICE BOKARO
______________________________________________________________________________________________
STEEL CITY BOKARO BOKARO JHARKHAND INDIA 827001
______________________________________________________________________________________________
1. Tax residence declaration - tick any one, as applicable to you:
✔ I am a tax resident of India and not resident of any other country OR
I am tax resident of the country/ies mentioned in the table country

Please indicate ALL the countries in which you are a resident for tax purpose and the associated Tax ID Number below:
Country1 Tax Identification Number% Identification type (TIN or Other %, please specify)
*To also include USA, where the individual is a citizen / green card holder of USA
*In case Tax Identification Number is not available, kindly provide functional equivalent1
Other Details
Gross annual income range p.a. Below Rs. 1 Lac ✔ Rs. 1-5 Lac Rs. 5-10 Lac Rs. 10-25 Lac
OR Rs. 25 Lac -1 Crore 1 Crore-5 Crore > 5 Crore
Net-worth in Rs 150000.00
(Net worth should not be older than 1 year) as on D1 D
6 M 0 M 2 Y
2 Y
0 Y Y
2 4
Occupation ✔ Private Sector Service Public Sector Government Service Business
Agriculturist Retired Housewife Student
Professional Farmer Others (Please specify)
Please tick if applicable Politically Exposed Person (PEP) Related to a Politically Exposed Person (RPEP)
Not Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (RPEP) ✔ None
Client Category (Only for Commodities Farmers/FPOs, Value Chain Participants (VCPs)
Derivative Market) Proprietary traders, Domestic Financial Institutional Investors
Foreign Participants Others
Whether registered under MSMED Act, 2006 Yes ✔ No (If Yes, please provide the MSME registration certificate)
Any other other information
• I wish to receive the standard account opening documents i.e :- Rights & Obligations (Stock Broker and Depository Participant) , Uniform Risk Disclosure
Documents and guidance note detailing Do’s and Dont’s in the below mentioned mode :- ✔ Electronic Physical
Additional Details
Whether you wish to receive physical contract note or Electronic Contract Note (ECN)/Statement of A/c please specify : Physical ✔ Electronic
sk854036@gmail.com
Specify your Email Id, if applicable : Number of years of Investment / Trading experience : (strike off, if not applicable)
Whether you wish to avail of the facility of Internet Trading/Wireless Technology (please specify) : ✔ Yes No (strike off, if not applicable)
Any other information :
Date:Wed Feb 21 13:08:28 IST 2024
DP Account(s) Details In case, client does not have a DP Account, this column may not be filled in.
Depository Name: NSDL CDSL DP ID Depository Participant Name

Beneficiary Name Beneficiary ID (BO ID)
Past Actions
Details of any action taken / proceedings initiated / pending including but not limited to debarment / blacklisting / de-registering / name strike off from ROC
records / declaring defaulter / monetary penalty / adverse arbitration award by SEBI / Stock exchange / Government Authority / Statutory Authority / MCA or
any other authority against the applicant / constituent or its Partners / promoters / whole time directors / authorized persons in charge of dealing in
securities:
Yes ✔ No If yes, provide details:
Dealings Through Authorized Persons And Other Members

If the client is dealing through any other Member / Authorized Person (AP), provide the following details (incase dealing with multiple Members/APs, provide details
of all in a separate sheet containing all the information as mentioned below) :
Member’s / AP’s Name:
Exchange:
Exchange’s Registration number:
Concerned Member’s Name with whom the AP is registered:
Registered office address:
Pin Code:
Phone : Fax :
Email ID:________________________________________________ Website:_______________________________________
Client Code :
Details of disputes/dues pending from/to such Member/AP:______________________________________
Trading Preferences
Please select the segments in which you wish to trade and sign in the relevant boxes. Please strike off the segment not chosen by you.
All Segments
Commodities
CM Segment F & O Segment CD Segment Debt Segment Mutual Fund [CM-NSE & BSE; FO-NSE; CD-NSE;
Segment Segment
[NSE & BSE] [NSE] [NSE] [NSE & BSE] [NSE & BSE] Debt-NSE & BSE; CO-MCX & NCDEX;
[MCX & NCDEX]
MFSS-NSE & BSE]
Signatures
2
“In future, if you wish to trade on any new segment or opt out of an existing segment/s, please submit a duly signed authorisation / letter to us.”
Purpose of Trading q Hedging q Investment q Others (Specify) ______________________
GST Details
GST Registration No. : ___________________________________ GST Location : _______________________________________

Date:Wed Feb 21 13:08:28 IST 2024
Introducer Details
Name of the Introducer :
(Surname) (Name) (Middle Name)
Status of the Introducer: Authorized Person Existing Client Others, please specify :______________________________
Address of the Introducer :
PAN No. Client Code

Tel. No.
I
Signature of the Introducer : ______________________________
Client Categorisation
Pls select (3) on the below appropriate category depending upon your proposed nature of your activity against each product type
Client Categorisation
Commercial Non Commercial
Product Type
Bullion Bullion
Base Metals Base Metals
Energy Energy
Agri-Commodities Agri-Commodities
Not Applicable Not Applicable
Note :- With a view to understand the extent of involvement of the physical market participants and to identify the nature of participants in the Commodities
Derivative Market, Members of the Exchange are required to Categorize the identified Clients under one of the following category:
1. COM: Commercial Client includes Value Chain/ Physical market participant/ exporter/ importer/ having direct/ indirect Exposure to the underlying Commodity
2. NON-COM: Non Commercial Client includes Trader/ Arbitrageur
3. N.A.: Not Applicable (Client not dealing in the product)
HIGH Value Transactions :-
I/We may undertake high value transaction of Rs.5 lakhs or more in a day depending on market volatility in any of the Exchange/s, where I/We am/are registered as
client with Nuvama. Purposes of doing transaction are: (Please tick the option whichever is applicable.)
Trading / Speculation Arbitrage Hedging All of above
Dealing / Trading in Commodities

I/We wish to trade in the following commodities with the Exchanges**.
(tick (3) whichever is applicable)
** In future, if you wish to trade on any new commodity(ies) please submit a duly signed consent letter to us.
MCX Tick if NCDEX Tick if
Name of the Commodity Applicable Name of the Commodity Applicable
NCDEX FUTURE INDEX GOLD
BARLEY SILVER
CASTORSEEDNEW ALUMINIUM
CHANA BRASS
COTTONSEED OIL CAKE AKOLA COPPER
COTTON29MM LEAD
CRUDE_PALM_OIL NICKEL
CORIANDER ZINC
GUARGUM_5MT CRUDEOIL
GUAR_SEED10 NATURALGAS

Date:Wed Feb 21 13:08:28 IST 2024
JEERA CARDAMOM
KAPASNEW CASTORSEED
MAIZEKHARIF COTTON
MAIZERABI MENTHAOIL
MOONG PEPPER
PADDY_BASMATI RBDPMOLEIN
RAPE_MUSTARD_SEEDS CPO
SUGARM RUBBER
SOYABEAN
SOY_OIL
TURMERIC
WHEATKOTA
For New Demat Account With Nuvama Wealth and Investment Limited
I request you to open a Demat Account in my name as per following details :
Sole / First Holders Name : SUBHAM KUMAR
Pan No. : JCMPK5882D UID No. :
Details of Guardian (In case the account holder is minor)
Guardians Name
Relationship with Applicant
PAN
Bank Account(s) Details

Account Type ✔ Saving Current
Bank Name (throuh whish
transactions will be routed UNION BANK OF INDIA
Bank Account No. 121212010000205
Branch Address BOKARO
Pin
IFSC Code: UBIN0812129 MICR No.: 827026003 NEFT Code:
Bank Account(s) Details Optional

Account Type Saving Current
Bank Name (throuh whish
transactions will be routed
Bank Account No.
Branch Address
Pin
IFSC Code: MICR No.: NEFT Code:

Date:Wed Feb 21 13:08:28 IST 2024
SMS Alert & Trust Facility
SMS Alert Faciliy MOBILE NO. +91______________________________

7209863698 ✔ Yes
Refer to Terms & Conditions (Mandatory, if you are giving Power of Attorney (POA/DDPI) (if POA/DDPI is not granted
given as annexure - 2.4 & you do not wish to avail of this facility, cancel this option. No
I wish to avail the TRUST facility using the Mobile number registered for SMS Alert Yes
Facility. I have read and understood the Terms and Conditions prescribed by CDSL
✔ No
for the same
Transactions Using Secured I/We wish to register the following clearing member IDs under my/our below
Texting Facility (TRUST). mentioned BO ID registered for TRUST
Refer to Terms and Stock Exchange Name/ID
Conditions as Annexure - 2.6
Clearing Member Name
Clearing Member ID (Optional)
To register for Easi, please visit our website www.cdslindia.com Easi allows a BO to ✔ Yes
Easi
view his ISIN balances, transactions and value of the portfolio online No
Option for issuance of Delivery Instruction Booklet (DIS Booklet)
Option for issuance of Delivery Instruction Slip (DIS) booklet alongwith account opening (to be filled by persons seeking to open depository account who have
given Demat Debit and Pledge Instruction to operate the depository account to a StockBroker / Portfolio Manager for executing delivery instruction for setting
stock exchange trades & do not intend to open a Basic Services Demat Account) Options for Issue of DIS booklet (please tick any one)
Option 1 ✔ I/We do not wish to receive the DIS booklet with account opening.
However, the DIS booklet should be issued to me/us on my/our request at any later date.
Option 1 We wish to receive the Delivery Instruction Slip (DIS) booklet with account opening.
Standing Instructions NWIL

I/We instruct the DP to receive each and every credit in my / our account (Automatic Credit)
(If not marked, the default option would be 'Yes') ✔ Yes No
Account Statement Requirement ✔ As per SEBI Regulation Daily Weekly Fortnightly Monthly
sk854036@gmail.com
I/We request you to send Electronic Transaction-cum-Holding Statement at the email ID ✔ Yes No
I/ We would like to share the email ID with the RTA ✔ Yes No
I / We would like to receive the Annual Report (Tick the applicable box. Physical ✔ Electronic
If not marked the default option would be in ‘Physical’) Both Physical & Electronic
I / We would like to instruct the DP to accept all the pledge instructions in my /our account without ✔ Yes No
any other further instruction from my/our end ( If not marked, the default option would be ‘No’)
I/We wish to receive dividend / interest directly in to my bank account as given in AOF through ECS. (If not marked, ✔ Yes No
the default option would be 'Yes') [ECS is mandatory for locations notified by SEBI from time to time’.]
For Joint accounts, communication to be sent to
(Note: In case if 'first holder' is selected, the communication will be sent as per the preference mentioned. First Holder
In case 'All joint account holders' is opted, communication to first holder will be sent as per the preference
mentioned and communication to other holders will be in electronic mode. All Joint Account Holders
The default option will be communication to 'first holder', if no option selected)
Clearing Member Details (To be filled by CMs only)
Name of Stock Exchange Name of CC / CH
Clearing Member Id Trading member ID
Whether DP a/c is to be opened with the same intermediary Yes No
Date:Wed Feb 21 13:08:28 IST 2024
Declaration for Opening Trading and Depository Account Alongwith Acceptance of KYC Document Booklet.
By signing this document you confirm that you have read and understood the T&C, Rights and Obligations, Risk Disclosure, Policy and
General Information mentioned in the additional booklet. You also confirm that all information furnished by you in this form is true.
Declaration for Opening Trading (for Equity and / or Commodity) and Depository Account Alongwith Acceptance of KYC Document Booklet.
1. I am desirous of opening the trading(for Equity and / or Commodity) and /or depository account with Nuvama Wealth and Investment Limited and I am in
the process of executing client registration documents relating to the opening of trading and demat account.
2. I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I/we undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am are aware that I/we may be held
liable for it.
3. I have furnished all the details required in the KYC form as per SEBI/Exchange / Depository requirements.I have received the KYC booklet and confirm having
read/been explained and understood the contents of the KYC documents which are provided to me in this separate booklet.I also confirm having read/been
explained and understood the contents of the tariff sheet and all voluntary/non mandatory documents.
4. I/We have understood the information requirements of this Form (read along with the FATCA/CRS Instructions) and hereby confirm that the information
provided by me/us on this Form is true, correct, and complete. I/We also confirm that I/We have read and understood the FATCA CRS Terms and Conditionand
hereby accept the same.
5. I further confirm having read and understood the contents of the Rights and Obligations document(s), Risk Disclosure Document and Do’s and Dont’s. I do
hereby agree to be bound by such provisions as outlined in these documents. I have also been informed that the standard set of documents has been displayed
for Information on Member’s designated website, if any.
6. I am hereby submitting self-certified Aadhaar copy with my due consent for opening the above said account associated to my investment with Nuvama.
7. I/We declare that the particulars given by me/us above are true and to the best of my/our knowledge as on the date of making this application. I/We agree and
undertake to intimate the Stock-Broker / Depository Participant of any change(s) in the details/particulars mentioned by me/us in this form. I/We further
account liable for termination and suitable action.
SUBHAM KUMAR
Client Name :________________________________ 3
16-02-2024
Date :__________________________ Signature of Client
Office Use Only
I/We undertake that we have made the client aware of tariff sheet and all the voluntary/non-mandatory documents. I/We have also made the client aware of Rights
and Obligations document (s), RDD, Do’s and Dont’s and Guidance Note. I/We have given/sent him a copy of all the KYC documents.
I/We undertake that any change in the tariff sheet and all the voluntary/non-mandatory documents would be duly intimated to the clients. I/We also undertake that
any change in the Rights and Obligations and RDD would be made available on my/our website, if any, for the information of the clients.
For Nuvama Wealth and Investment Limited
Authorised Signatory

Date:Wed Feb 21 13:08:28 IST 2024
NOMINATION FORM
Date 16-02-2024
UCC 45858014 DP ID 1203230016034701 Client ID 16034701
First Holder Name SUBHAM KUMAR
Second Holder Name

Third Holder Name
I undersigned, wish to opt for the below one option provided by Nuvama Wealth and Investment Limited
I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and understand the
issues involved in non-appointment of nominee(s) and further are aware that in case of death of all the account holder(s), my / our
legal heirs would need to submit all the requisite documents / information for claiming of assets held in my / our trading / demat [ ✔ ]
account, which may also include documents issued by Court or other such competent authority, based on the value of assets held in
the trading / demat account.
I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all the assets held in my / our
[ ]
account in the event of my / our death.
Nomination can be made upto three nominees Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee
in the account.
1 Name of the nominee(s) (Mr./Ms.)
Share of Equally % % %
2 each [If not equally,
nominee please specify percentage] Any odd lot after division shall be transferred to the first nominee mentioned in the form.
3 Relationship With the Applicant (if any)
Address of Nominee(s)
4 City / Place:
State & Country:
PIN Code
5 Mobile/Telephone No. (Optional)
6 Email ID (Optional)
Nominee Identification details Photograph & Signature Photograph & Signature Photograph & Signature
(Optional) – PAN PAN PAN
[Please tick any one of following and Aadhaar Aadhaar Aadhaar
provide details of same] Saving Bank account no. Saving Bank account no. Saving Bank account no.
Proof of Identity Proof of Identity Proof of Identity
Demat Account ID Demat Account ID Demat Account ID
7

Date:Wed Feb 21 13:08:28 IST 2024
8 Date of Birth {in case of minor nominee(s)}
Name of Guardian (Mr./Ms.)

9
{in case of minor nominee(s) }
Address of Guardian(s)
10 City / Place:
State & Country:
PIN Code
11 Mobile/Telephone no. of Guardian (Optional)
12 Email ID of Guardian (Optional)
13 Relationship of Guardian with nominee
Guardian Identification details Photograph & Signature Photograph & Signature Photograph & Signature
(Optional) – PAN PAN PAN
[Please tick any one of following and Aadhaar Aadhaar Aadhaar
provide details of same] Saving Bank account no. Saving Bank account no. Saving Bank account no.
Proof of Identity Proof of Identity Proof of Identity
Demat Account ID Demat Account ID Demat Account ID
14
15 Signature of the Holder 4
* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature
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Date:Wed Feb 21 13:08:28 IST 2024
NUVAMA WEALTH AND INVESTMENT LIMITED (NWIL) DP ID – 12032300
DEPOSITORY CHARGES - SCHEDULE. ‘A’

Star Scheme Regular Scheme Regular Scheme
Particulars ✔
(DDPI) (DDPI) (Non DDPI)
1. Maintenance Charges Rs.1500/- one time No annual Free for 1st year. From 2nd year Free for 1st year. From 2nd year
maintenance charges. Additional onwards Rs.500/p.a. Additional onwards Rs.500/p.a. Additional
Rs. 500 will be charged annually Rs. 500 will be charged annually Rs. 500 will be charged annually
for Corporate accounts (Refer note for Corporate accounts (Refer note for Corporate accounts (Refer note
below). below). below).
2. Market/Off Market Transfers/Inter Depository
a) Purchase (Credit in) Nil Nil Nil
b) Market Sell Within Nuvama 0.02% of the transaction value or 0.02% of the transaction value or 0.02% of the transaction value or
Rs.20/- per transaction, Rs.20/- per transaction, Rs.25/- per transaction,
whichever is higher whichever is higher whichever is higher
c) Off Market Transaction 0.03% of the transaction value or 0.03% of the transaction value or 0.03% of the transaction value or
d) Sell (Debit from) target other than 2 b) 0.03% of the transaction value or 0.03% of the transaction value or 0.03% of the transaction value or
and c above Rs.40/- per transaction, Rs.40/- per transaction, Rs.40/- per transaction,
3. Pledge / Hypothecation
a) Creation / Acceptance / Closure 0.02% of the transaction value or 0.02% of the transaction value or 0.02% of the transaction value or
b) Invocation 0.02% of the transaction value or 0.02% of the transaction value or 0.02% of the transaction value or
4. Demat Charges Rs. 2.00 Per Certificate + Rs.30/- Rs. 2.00 Per Certificate + Rs.30/- Rs. 2.00 Per Certificate + Rs.30/-
for Postage for Postage for Postage
5. Remat Charges Rs.10/- per 100 securities or part Rs.10/- per 100 securities or part Rs.10/- per 100 securities or part
thereof (Subject to minimum Rs thereof (Subject to minimum Rs thereof (Subject to minimum Rs
10/-per request)+ Rs. 30/- for 10/-per request)+ Rs. 30/- for 10/-per request)+ Rs. 30/- for
Postage Postage Postage
6. Account Closing Nil Nil Nil
Signature of Client

Date:Wed Feb 21 13:08:28 IST 2024
1. Brokerage Charges Nuvama Lite ✔
EQ Delivery Rs.10 / 0.01% whichever lower

Rs.0.010%
EQ Intraday Rs.10 / 0.01% whichever lower

Rs.0.010%
EQ Futures* Rs.10 / 0.01% whichever lower

Rs.0.010%
EQ Options Rs.10 / executed order order

Rs.10.000/executed
CUR Futures Rs.10 / 0.01% whichever lower

Rs.0.010%
CUR Options Rs.10 / executed order order

Rs.10.000/executed
Mutual Funds 0
*Futures include: Stock Futures, Index Futures as well as Currency Futures, **On each leg
2. Categories Nuvama Lite ✔
2.1 Manual Support

Call and Trade (Advisory, Trading) Rs.20 / Call
RM / Advisor Not Available
Special Situation Trades Assistance Not Available
2.2 Tools & Features Nuvama Lite ✔
Auto Collateral 0
Margin / Funding (Leverage) For FNO 50% Cash + 50% Stock Margin required.
Shortfall charged at 0.05% / day in
case 50% cash not maintained
Standard Tools (Watchlist, Screeners, Alerts etc.) 0
Advanced Charting 0
Market Info 0
Research* Rs.50 / month
News (Live, Details) 0
Content 0
Notifications (Whatsapp) Rs.50 / month
Portfolio Organizer 0
Guided Portfolios 0
2.3 Advanced Tools Nuvama Lite ✔
Trade Point Chargeable

Smallcase Rs.100 / order

Date:Wed Feb 21 13:08:28 IST 2024
2.4 Ancillary Charges Nuvama Lite ✔
Switching Charges (Only 2 switches allowed) Rs. 0 (when switing to Elite)

DP AMC 1st Year Free / post Rs. 300 per annum
DP Fees (Trf Out / Sell) / Inter-settlement Fees Rs. 20 per ISIN
Delayed Payment Interest (Normal) upto 30%
Delayed Payment Interest (MTF) upto 30%
Payin Rs.10 / transfer
Payout 0
Physical CML Request 1st Free / Additional Rs. 120
Physical Contract Notes Rs. 50 / note
Cheque payment Rs 500 / cheque
Pledge Charges Rs. 60 / pledge
Physical Statement Charges (Ledger, PNL, Tax etc.) Rs. 50 / note
Terms & Conditions:

• Brokerage rate of 0.5% for all clients on acceptance of shares that are tendered in any buyback offer
• In case Physical delivery is taken in derivatives segment above Delivery rate will be applicable.
• Charges for Physical CML or Contract notes will only be levied in case additional notes are requested over and above already sent digital and physical
documents.Charges will not be levied if - (a) the default mode of delivery chosen by the user is physical (b) the mail with the statement soft copy has
bounced or (c) the statements are not available online for download. The user will only be charged if physical statements are requested over and above
the standard options available to him/her.
• Charges for research subscription are only levied if opting for an additional mode such as via sms, whatsapp or call; research recommendations
available by default on digital platforms be available for free.
Tariff / Brokerage Sheet (Commodity)
TRADING 1ST LEG 2ND LEG

TYPE PERCENTAGE MINIMUM PERCENTAGE MINIMUM
INTRADAY % Ps % Ps
SETTLEMENT %
DELIVERY % Ps
Terms & Conditions:

a) In addition to the above mentioned brokerage all statutory/regulatory levies and other charges including but not limited to Exchange Transaction
charges, Commodity Transaction Tax, Warehouse charges, VAT, Stamp Duty (as applicable state wise), Service Tax, GST and any other charges which may
be levied by Exchange or any regulatory/ government authorities shall be charged/recovered from you separately over and above the brokerage rate as
per current applicable rate and if there is any revision in the rates, the same will be applicable. Any change in the statutory levies, if any, shall be
reflected in the respective contract note.
b) Delayed payment charges not exceeding 18%. on the debit balances if any, in client’s ledger account and not settled by the client within the stipulated
time frame.
c) Auction charges, penalties, fines levied by Exchange/s or any other regulatory authority for client limit violation/ short margin/client code
modification/delivery default or for any other violation/default as the case may be, will be charged on actual basis.
d) In the event of cheque bounce Rs 250/- per instance, will be debited.
I/We have understood and agreed the above terms & conditions related to the charges listed above being charged to me/us, as
applicable and agree to abide by the same.
Signature of First Holder 6
Client Name : SUBHAM KUMAR

Date:Wed Feb 21 13:08:28 IST 2024
DEMAT DEBIT AND PLEDGE INSTRUCTION
Details of Client / Principals
Name of Client/First Holder SUBHAM KUMAR
QNO-2-467 SECTOR-2C POST OFF ICE- HEAD POST OFFICE BOKARO STEEL CITY BOKARO JHARKHAND
Address of Client 827001
Trading Account No. 45858014
Depository Participant Name Nuvama Wealth and Investment Limited
DP ID CDSL 12032300 ✔ (Please select whichever applicable)
DP ID NSDL IN303719 / IN302201 (Please select whichever applicable)
Demat Account No. 1203230016034701
Dear Sir/Madam,
I/We executing the Demat Debit and Pledge instruction in favour of Nuvama Wealth and Investment Limited, authorising them to operate aforesaid beneficiary
account for the below mentioned specific purpose.
Sr. No. Purpose Signature of the Client
1 Transfer of securities held in the beneficial owner accounts of the client

towards Stock Exchange related deliveries / settlement obligations arising out
7
of trades executed by clients on the Stock Exchange through the same stock
broker.
2 Pledging / re-pledging of securities in favour of trading member (TM) /

clearing member(CM) for the purpose of meeting margin requirements of the 8
clients in connection with the trades executed by the clients on the Stock
Exchange.
3 Mutual Fund transactions being executed on stock exchange order entry

9
platforms.
4 Tendering shares in open offers through Stock Exchange platforms 10
* the same may be signed physically against each purpose of DDPI.

Date:Wed Feb 21 13:08:28 IST 2024
Details of Stock Broker’s Demat Account
Name of DP / CC DP ID Account Type Account No CM BP ID

Nuvama Wealth and Investment Limited In303719 NSE POOL A/C NSDL 10246227 In565785
Nuvama Wealth and Investment Limited IN303719 BSE POOL A/C NSDL 10246235 IN655816
Nuvama Wealth and Investment Limited 12032300 NSE POOL A/C CDSL 00158395 -
Nuvama Wealth and Investment Limited 12032300 BSE POOL A/C CDSL 00158420 -
Nuvama Wealth and Investment Limited 12032300 BSE PRINCIPAL 00158416 -
NSCCL NSE MUTUAL FUND - IN565576
ICCL BSE STAR MF - IN620031
Nuvama Wealth and Investment Limited IN303719 CLIENT SECURITIES MARGIN PLEDGE ACCOUNT 11079884 -
Nuvama Wealth and Investment Limited 12032300 CLIENT SECURITIES MARGIN PLEDGE ACCOUNT 05041035 -
Nuvama Wealth and Investment Limited IN303719 CLIENT SECURITIES - MARGIN FUNDING ACCOUNT 11079905 -
Nuvama Wealth and Investment Limited 12032300 CLIENT SECURITIES - MARGIN FUNDING ACCOUNT 05041069 -
Nuvama Wealth and Investment Limited 12032300 MSE CLEARING MEMBER ACCOUNT 00358456
Nuvama Wealth and Investment Limited 12032300 NSE Pool A/c SLBM 00248658
Nuvama Wealth and Investment Limited 12032300 CLIENT SECURITIES MARGIN PLEDGE ACCOUNT-COMMODITY 05041054 -
Nuvama Wealth and Investment Limited IN300719 CLIENT SECURITIES MARGIN PLEDGE ACCOUNT-COMMODITY 11079892 -
Nuvama Wealth and Investment Limited 11000010 BSE EARLY PAY-IN ACCOUNT 00020685 -
Nuvama Wealth and Investment Limited 11000011 NSE EARLY PAY-IN ACCOUNT 00017404 -
Nuvama Wealth and Investment Limited 11000023 NSE SLBS EARLY PAY-IN ACCOUNT 00001420 -
Nuvama Clearing Services Limited IN300719 NSE DERIVATIVES PHYSICAL DELIVERY ACCOUNT 10511403 IN517886
Nuvama Clearing Services Limited 12032300 NSE POOL ACCOUNT - CDSL 14421661 -
Nuvama Clearing Services Limited 11000011 NSE EARLY PAYIN ACCOUNT CDSL 00022110 -
Nuvama Wealth & Investment Ltd IN303719 NSE TM POOL ACCOUNT FOR FO 11140113 -
Note :- This authorization will continue to remain valid until revoked in writing by you (pursuant to SEBI Circular no.
SEBI / HO / MIRSD / DoP / P / CIR / 2022 / 44 dated April 04, 2022)
16/02/2024 HYDERABAD
Date____________________ Place____________________
Acceptance of DDPI
Vivek Shinde, Nuvama Wealth and Investment Limited (NWIL). 3rd Floor, Tower 3, Wing B, Kohinoor City Mall, Kohinoor City,Kirol Road, Kurla(W)
I,_____________________________________________________________________________________________
Mumbai Maharashtra 400070
___________________________________________(Name, Address, Designation) on behalf of Nuvama Wealth and Investment Limited
accept appointment as an agent under this DDPI and undertake the powers conferred hereunder shall be exercised by me and/or by any other person
authorized by Nuvama Wealth and Investment Limited honestly, in accordance with the conditions and directions set out above.
(Date & Signature of Agent) Vivek Shinde (16/02/2024 12:12:43)

Date:Wed Feb 21 13:08:28 IST 2024
Voluntary Authorisations
Please read the detailed terms and conditions for each of the below authorizations in the small booklet.
By ticking on YES you authorize NWIL to maintain the Trading Account
1. Authorisation for Periodic Settlement of Funds and Securities ✔ Yes No
as Running Account thereby adjusting any obligations and receivables.
To maintain my/our account on a running account basis and adjust any amounts receivable from me against any credits standing into my account or from my
forthcoming pay-outs payable by me/ us to Nuvama Wealth and Investment Limited, where I am / we are registered with you as a Client.
My/our preference for periodic settlement of funds and securities is as follows:
a) Monthly b) Quarterly c) Daily
2. Authorization for receiving ECN's and any documents/communications in electronic form by E-mail from the Stock Broker (for Equity and
Commodity Derivatives) and Depository Participant :- ✔ Yes No By ticking on YES you authorize NWIL to maintain the Trading Account
as Running Account thereby adjusting any obligations and receivables.
I/We hereby give my consent to receive documents/communications by Email/SMS on my email-id / mobile number registered with the Stock Broker /
Depository Participant.
3. Authorisation for debiting various depository charges :- ✔ Yes No By ticking on YES you authorize NWIL to deduct all DP charges from your account.
I hereby give my consent/authority to debit/recover all types of depository charges viz annual maintenance charges, inter settlement charges, any type of
transaction charges as is levied on me for the transactions carried out in my demat account including any statutory levies, services tax or any other
tax/charges/fees in/from my trading ledger having the captioned client code as maintained with NWIL.
By ticking on YES you express your approval and interest in receiving information on
4. Sharing of Data & Information :- ✔ Yes No various other financial products/services that NWIL has to offer.
You also allow NWIL to share your preferences with other allied businesses.
I/We authorize you to the extent appropriate for our relationship with you, personal information may be shared for the purposes as mentioned in the
Voluntary terms and conditions document, about me/us with its group/associate companies or affiliates.”
5. Request for trading in commodity forward contracts/commodity derivatives on MCX and NCDEX :- Yes ✔ No
I/We confirm to trade in commodity forward contracts/commodity derivatives as your client on MCX / NCDEX,and I agree to abide by all the
Rules/Regulations as prescribed by SEBI/Exchanges from time to time.
6. Acceptance of securities as collateral for any or all segment(s) :- ✔ Yes No
I/we hereby provide my / our consent/ authorisation to further pledge /deposit my/our securities lying with you or in my/our Beneficial account(Demat
Account No) with the clearing member / clearing corporation for additional exposure availed by me / us during the period of my relationship with you.
7. Further Representations and Declarations cum Undertaking :- ✔ Yes No
I / We also further declare and undertake that I/We shall always indemnify and/or keep Comtrack Participant (Nuvama Wealth and Investment Limited) and
/ or to any of theassociate / group companies of Nuvama with which I/We shall have dealings of whatever nature and any / all of its / their
respectiveDirectors/officials/employees and each of them always indemnified against all costs/charges and/or losses as may arise on account of each of
them severallyacting in pursuance of this declaration-cum-undertaking-cum-authorization and indemnification and further declare and undertake that
under nocircumstances it/they shall be severally held liable and/ or responsible for any cost/charges/loss incurred by me/us on account on any
trades/transactions for anyof the above-mentioned events herein contained.
I/we hereby confirm and agree to have read and understood the terms and conditions of the above voluntary authorizations as specified
in the small booklet.
SUBHAM KUMAR
Name _____________________________________________
11
Signature___________________________________________

Date:Wed Feb 21 13:08:28 IST 2024
NERL / CCRL ACCOUNT Details
To be filled and submitted by clients holding NERL / CCRL account
1. Name of Client :
2. Client Address :
3. PAN No.:
4. Bank Details(other than as mentioned in Annexure 1 Part II):
Branch Bank Account Type: MICR

Bank Name IFSC code
Address Account No. Saving/Current/Others Number
5. Name of Trading Member : NUVAMA WEALTH AND INVESTMENT LIMITED
6. Trading Member ID : MCX – 56520 and NCDEX – 1279
7. NERL/CCRL Details of client :
NERL/CCRL NERL/CCRL Account No.

Sr. No. Repository Participant Name
Participant ID of Beneficiary
DECLARATION
I/We hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I/We undertake to inform you of any change
therein, immediately. In case any of the above information isfound to be false or untrue or misleading or misrepresenting. I am/we are aware that I/We may be held
liable for it.
12
Signature of Client :
Place :
Date :
Note:
1. Please provide a certified copy of NERL/CCRL master or a recent NERL/CCRL holding statement issued by a Repository Participant bearing name of Client.
2. In case the client has multiple NERL/CCRL account, Please provide proof and details of the same.
3. In case of PAN provide certified copy of PAN.
4. In case of Bank account provide copy of cancelled cheque as proof for all the bank account details provided.
Date:Wed Feb 21 13:08:28 IST 2024
Request for SMS and E-mail Alerts from Stock Exchange/s & Stock Brokers
(Reference to SEBI circular Ref. No. CIR/MIRSD/15/2011 dated August 02, 2011)
To,
This document and the details that you furnish will allow us and the
Nuvama Wealth and Investment Limited exchanges to send you all relevant information of your account and
801 - 804, Wing A, Building No. 3, Inspire BKC, G Block, transactions by SMS and e-mail.
BandraKurla Complex, Bandra East, Mumbai – 400 051.
Dear Sir,
45858014
Sub: SMS and E-mail alerts from Stock Exchange/s & Stock Brokers, Depository Participant for my Trading Account No.__________________
1203230016034701
and Demat account __________________ with you
I/We request you to activate the facility of SMS and Email alerts from Stock Exchanges/Stock Brokers for transactions in the above mentioned trading account.
✔ YES I/ We wish to receive alerts by SMS/EMAIL
By SMS By EMAIL ✔ By SMS & EMAIL*
* If opted for both SMS and Email facility, it is mandatory to give both the Mobile number and Email ID.
If you wish to receive alerts by SMS/E-mail, the following options are available (Tick any one and give the details accordingly)
✔ A) I/We wish to receive alerts from the Stock Exchanges/Stock Brokers. Kindly note that if the mobile no/email ID mentioned here is different from the one
provided in my KYC, then this mobile no/Email ID shall prevail and I/We give my consent to details being send to this mobile number/email ID. Kindly
update your records accordingly.
- My Mobile no. 7209863698 is registered in the name of SUBHAM KUMAR
- My Email Id is sk854036@gmail.com
(Please write only ONE valid email ID on which communication, if any, is to be sent)
B) I/We desire to give mobile number/email id of family member. I/We give my consent to make available my/our trade information to my Family Member
and the mobile number/email Id of my family member is as under. ('Family' would mean self, spouse, dependent children and dependent parents.
Provided such Family Member is also a client of the said broker)
Type of service Mobile No. of Email ID of

Name of Family Relationship (SMS/Email/Both Client
Member with client Family Member Family Member Code
SMS & Email)*
SUBHAM KUMAR
Client Name 193
Signature of Client
Date:Wed Feb 21 13:08:28 IST 2024
SEBI MARGIN TRADING FACILITY (MTF Facility)

TERMS AND CONDITIONS
The terms and conditions governing MTF Facility provided by Nuvama Wealth transaction under the MTF Facility shall be first adjusted towards the
and Investment Limited (NWIL) set out below (T&C) and forming part of the debit under the MTF Facility, if any and subject to adequate margin
account opening form must be read in conjunction with the rights and being maintained for the outstanding debit under the MTF Facility.
obligations prescribed by the Securities and Exchange Board of India (SEBI)
under SEBI circular no. CIR/ MRD/ DP/54/ 2017 dated June 13, 2017 and the 8. Pay an interest equal to the Delayed Payment Interest charged into
Rules, Regulations, Bye laws, Rights and Obligation, Guidelines and circulars the Client’s normal account or upto 30% p.a. interest or at the rate
issued by SEBI and the stock exchanges from time to time (hereinafter agreed from time to time.
collectively referred to as Regulatory Requirements).
9. NWIL at all times shall have the liberty to exercise its rights in its sole
A. For the Client (means and includes an individual, company, discretion to determine the extent to which the MTF Facility will be
partnership firm, trust, Hindu undivided family, association of available to the Client.
persons, body of individuals etc.) The Client agrees to and II. Requirement to Maintain Margin:
confirms, undertakes and authorizes that:
10. Ensure required margin is maintained for the MTF Facility at all points
I. General: of time as per the Regulatory Requirements and as specified by NWIL
1. Avail the MTF Facility offered by NWIL in accordance with the T&C. from time to time.
2. Consent to the T&C through email /SMS from his/its email id / mobile 11. NWIL shall retain and/or pledge the securities of the Client, which are
number registered with NWIL or by online mode by logging-in on the utilised for availing the MTF Facility, and /or retain its corporate
website of NWIL or by calling the relationship manager or the call benefits, if any, till the amounts due in respect of the transactions
centre through the registered mobile number or by physical mode. including the dues to NWIL are paid in full by the Client.
3. The dues of the Client, wherever mentioned in the T&C, include but 12. NWIL shall hold and / or appropriate the credit lying in the Client’s
are not limited to the outstanding balances, interest, statutory dues, account and/or any unutilized/ unpledged shares/ securities lying in
taxes, duties, charges, penalties etc. in respect of the MTF Facility the Client’s demat account along with all other demat accounts /
availed by the Client. Mutual Funds / IPO account of the Client towards the repayment of
the outstanding dues thereof under the MTF Facility.
4. The T&C applicable to the grant of the MTF Facility and the obligations
of the Client as amended from time to time is irrevocable and shall not 13. All funds received by NWIL shall be credited firstly to the Client’s
be revoked by the death/dissolution/ winding up of the Client. Futures and Options margin account, secondly to the MTF Facility and
thereafter to other accounts,if any. The movement of funds, for the
5. NWIL in its sole and exclusive discretion may or may not grant the MTF purpose of maintenance of margin for various accounts, shall take
Facility to the Client. NWIL shall not be required to provide any place on the basis of requirement and availability of funds.
reasons for either granting or refusal thereof nor shall NWIL be liable
for any damages (whether direct or consequential or whether 14. NWIL shall treat the securities available in demat account/s linked to
financial or non-financial) to the Client by reason of it refusing to the trading account of the Client as margin towards the MTF Facility
grant the MTF Facility to the Client. availed by the Client.
6. To communicate / indicate that the transaction is under the MTF 15. Subject to Regulatory Requirements, NWIL at its sole and absolute
Facility before placing the order with NWIL. If the transaction is discretion may increase / revise the limit of initial margin and
entered under the MTF Facility, there will not be any further maintenance margin, minimum transaction amount from time to
confirmation that it is a margin trading transaction other than the time. The Client shall abide by such revision, and where there is an
contract note issued on conclusion of the transaction. upward revision of such margin amount, the Client agrees to make up
the revised margin immediately. The Client shall make up the revised
7. Transaction/s to be considered for exposure to the MTF Facility shall margin not later than 5 working days from the day of margin call,
be informed to NWIL in writing or in any other irrefutable mode of failing which NWIL in its discretion may exercise its right to liquidate
communication, including call to the relationship manager or call the security / collateral and / or close out the position immediately.
centre on a recorded land line on T day before close of the trading
hours. In the absence of any such express communication, the 16. Make good the deficient margin / margin call by placing further
transaction shall be considered under the normal trading facility. margin immediately, failing which, depending upon the market
NWIL in its discretion may identify the eligible/excess securities conditions and / or the volatility, NWIL in its discretion may exercise
available with the Client and mark the same as collateral towards the its right to liquidate the security / collateral and / or close out the
MTF Facility. All credit arising to the Client’s account out of a sale position immediately. The MTF Facility shall be provided only in
Date:Wed Feb 21 13:08:28 IST 2024 To be cont. ....
respect of shares as permitted by Regulatory Requirements and/or relating to and including order / trade confirmation, revision in
NWIL from time to time. margin/ margin calls, decision to liquidate the position / security /
collateral, margin statements, margin policies on haircuts / VAR
III. Closing out of position: margin, risk management policies, rights & obligations, etc.
17. Notwithstanding anything contained in clauses 15 and 16 above, V. Miscellaneous:
NWIL may, in its sole discretion, determine the time to sell the
securities to be liquidated, and / or which contract(s) is / are to be 21. The MTF Facility may be withdrawn by NWIL, in the event of the Client
closed. committing any breach of any of the T&C or at any time after due
intimation to the Client allowing such time to liquidate the MTF
18. All losses and financial charges on account of such liquidation/closing position as agreed herein, without assigning any reason.
out shall be charged to and borne by the Client.
22. In the event of termination of this arrangement, the Client shall
19. On the happening of any of the following events, NWIL may, forthwith settle the dues of NWIL. NWIL shall be entitled to
immediately and without any notice, liquidate the security / immediately adjust the margin amount against the dues of the
collateral and or close out the position of the Client: Client, and the Client hereby authorizes NWIL to make such
adjustment. If any further amount is due from the Client to NWIL,
i. if any instrument for payment of Margin Money / Monies is / are
after such adjustment, then the Client shall forthwith settle the
dishonoured;
same. NWIL shall release the balance amount to the Client upon full
ii. if the Client provides any incorrect or misleading information or settlement of all the dues of the Client to NWIL.
violates or is in breach of any provision of the T&C; if there is a
23. NWIL may release/ unpledge / transfer the securities utilized for the
change in the constitution of the Client whether on account of
MTF Facility within 5 working days of the Client clearing the dues to
admission of a new partner or retirement/death/insolvency of
NWIL.
any partner or otherwise or if the Client has voluntarily or
compulsorily become the subject of any proceedings under any 24. A protest /disagreement with any transaction, document,
bankruptcy/ insolvency law or winding up / liquidation statements, contract notes or any communication under the MTF
proceedings or a receiver or liquidator has been appointed in Facility shall be lodged by the Client within 24 hours from the date of
respect of the Client’s assets or makes an application or refers receipt of the same.
itself to any authority for being declared as a "sick company",
relief undertaking, bankrupt or insolvent or seeking financial 25. Subject to clearing NWIL’s dues, the Client can close/terminate the
reconstruction or any other like scheme (by whatever name MTF Facility at any time.
called) or is dissolved; the death, lunacy or any other disability of
the Client; 26. Any dispute in connection with the MTF Facility arising between the
Client and NWIL shall be referred to the investor grievance redressal
iii. if the Client has admitted its inability to pay his/its dues when mechanism, arbitration mechanism of the relevant stock exchange.
they become payable or there is reasonable apprehension that
27. The Client must before deposit and/or purchase of any securities
the Client is unable to pay its outstanding dues;
belonging to the promoters/promoter group; intimate the nature of
iv. if any order is passed by any regulatory authority, courts, etc. the same to NWIL before deposit and/or purchase of the securities for
requiring NWIL to liquidate the security / collateral and/or close availing MTF Facility, failing which the same will be treated as non-
out the position of the Client or if the Client is convicted under promoter holding.
any law in force;
28. The terms and conditions and amendments made by NWIL from time
v. if any asset or any security is seized or made subject to any to time, to the T&C, shall be communicated to the clients which shall
distress, execution, attachment, injunction or other process inter alia include making it available on NWIL’s website:
order or proceeding or is detained or taken into custody for any www.nuvamawealth.com
reason;
B. For NWIL
vi. if Client defaults under any facility or arrangement with any
NWIL agrees to and undertakes and confirms that:
stock broker. vii. there exists any other circumstance, which in
the sole opinion of NWIL, is prejudicial to the interests of NWIL. I. Maintenance of Margin:
IV. Communication: 29. The Client can, at anytime, replace the securities provided towards
collateral for the MTF Facility, as long as the said securities are
20. a Based on Client’s preference, the Client accepts all types of approved for margin trading.
communications to Client’s email/message to registered mobile
number of the Client/logging in on NWIL website or by physical mode 30. The Client’s positions with regard to the MTF Facility will be
Digitally Signed by: monitored and reviewed on a continuous basis.
Name:SUBHAMKUMAR
To be cont. ....Opening 21 V01/Aug/2023
Reason:Account
Date:Wed Feb 21 13:08:28 IST 2024
31. To the extent the Client is eligible and subject to the required margin the MTF Facility and the stocks purchased under the MTF Facility
being available, additional exposure over the debit balance may be (Funded stocks) shall be separately identifiable and there shall not be
granted NWIL shall, in its sole discretion will identify the any co-mingling for the purpose of computing funding amount.
eligible/excess securities available with the Client and mark the same
as collateral towards the MTF Facility. All credit arising to the Client’s 43. The funds of one Client shall not be used to provide MTF Facility to
account out of a sale transaction under the MTF Facility shall be first another Client even if so authorised by the first Client.
adjusted towards the debit under the MTF Facility, if any and subject
to adequate margin being maintained for the outstanding debit 44. Investor Protection Fund (IPF) will not be available for transactions
under the MTF Facility. done on the exchanges, through the MTF Facility, in case of any losses
suffered in connection with the MTF Facility availed by a Client.These
32. NWIL shall clearly indicate the additional / deficient margin to be T& C are supplemental to and do not supersede the terms and
made good by the Client when it makes a 'margin call' to the Client. conditions contained in the mandatory documents executed by the
Client such as KYC forms, Rights & Obligations etc., as also the Rules,
33. If NWIL liquidates the Client’s securities, the contract note issued for Regulations, Bye-laws, circulars of the exchanges, directives and
such margin call related transaction shall carry an asterisk or guidelines of regulatory authorities.
identifier that the transaction has arisen as a result of a margin call.
RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY
34. The daily margin statements sent by NWIL to the Client shall identify PROVIDED BY STOCK BROKER/ TRADING MEMBER TO CLIENTS
the margin/collateral for MTF Facility separately. – BSE
II. Closing/Termination of Account: 1. Stock Broker/ Trading Member is eligible to provide Margin Trading
Facility (MTF) in accordance with SEBI & Exchange Guidelines as
35. Upon receipt of a request from the Client to close/terminate the
specified from time to time.
account of the Client, NWIL shall forthwith close/terminate the same
subject to payment by the Client of all its dues under the MTF Facility. 2. Stock Broker/ Trading Member desirous of extending MTF to their
clients is required to obtain prior permission of BSE. Stock Broker/
36. If for any reason whatsoever NWIL surrenders the MTF Facility or
Trading Member may note that BSE has the right to withdraw the
ceases to be a member of the stock exchange or the stock exchange
permission at anytime.
withdraws the MTF Facility provided to NWIL then the margin trading
arrangement between NWIL and the Client shall be terminated. 3. Stock Broker/ Trading Member shall extend the MTF to the client, on
37. Subject to clearing all dues payable to NWIL, the Client may opt to such terms and conditions as specified by the Stock Exchange / SEBI
terminate the MTF Facility, in the event of NWIL committing any from time to time. Stock Broker/ Trading Member and the client shall
breach of any terms or conditions herein or for any other reason. abide by the requirements of the margin trading framework,
including rights and obligations, as prescribed by Stock Exchange/
38. Upon the Client opting to terminate the MTF Facility and on payment SEBI/ Stock Broker/ Trading Member.
of all the dues payable by the Client to NWIL, NWIL shall return to the
Client all the collaterals provided and funded securities retained 4. Stock Broker/ Trading Member shall intimate all the terms and
forthwith, but not later than 5 working days from the date of such conditions, including maximum allowable exposure, specific stock
payment. exposures etc., as well as the rights and obligations to the client
desirous of availing MTF.
III. Miscellaneous:
5. Stock Broker/ Trading Member may, at its sole and absolute
39. The Client shall, after paying all dues, be free to take the delivery of discretion, increase the limit of initial and/or maintenance margin,
the securities at any time by repaying the amounts paid by NWIL to from time to time. The Client shall abide by such revision, and where
the exchanges towards the securities. there is an upward revision of such margin amount, he agrees to
make up the shortfall within such time as the Stock Broker/ Trading
40. NWIL shall issue appropriate records to communicate to the Client the Member may permit. It may however, be noted that the initial/
change in status of a transaction from normal to MTF Facility, if the maintenance margins shall never be lower than that prescribed by
Client determines to convert a normal trade into MTF after the Stock Exchange/ SEBI.
issuance of a contract note, and shall include information like the
original contract number and the margin statement and the changed 6. Stock Broker/ Trading Member shall provide MTF only in respect of
data. such shares, as may be permitted by Stock Exchange/ SEBI.
41. If there is no transaction for 90 days in a Margin Trading Account and if 7. Stock Broker/ Trading Member shall liquidate the securities and other
there are any outstanding dues from client then the account shall be collateral, if the client fails to meet the margin call to comply with the
settled immediately. margin requirement as specified by Stock Exchange/ SEBI/ Stock
Broker/ Trading Member. In this regard, Stock Broker/ Trading
42. The stocks deposited as collateral with NWIL (Collaterals) for availing Member shall also list down situations/ conditions in the which the
Name:SUBHAMKUMAR
Reason:Account
Date:Wed Feb 21 13:08:28 IST 2024
securities may be liquidated (Stock Broker/ Trading Member to list 4. On receipt of ‘margin call’, the client shall make good such deficiency
down situations/ conditions): in the amount of margin placed with the Stock Broker within such
time as the Stock Broker may specify.
8. Stock Broker/ Trading Member shall not use the funds of one client to
provide MTF to another client, even if the same is authorized by the 5. By agreeing to avail Margin Trading Facility with the broker, client is
first client. deemed to have authorized the broker to retain and/or pledge the
securities provided as collateral or purchased under the Margin
9. The stocks deposited as collateral with the Stock Broker/ Trading Trading Facility till the amount due in respect of the said transaction
Member for availing margin trading facility (Collaterals) and the including the dues to the broker is paid in full by the client.
stocks purchased under the margin trading facility (Funded stocks)
shall be identifiable separately and no comingling shall be permitted 6. Client shall lodge protest or disagreement with any transaction done
for the purpose of computing funding amount under the margin trading facility within the timelines as may be
agreed between the client and broker.
10. IPF shall not be available for transactions done on the Stock
Exchange, through MTF, in case of any losses suffered in connection STOCK BROKER RIGHTS
with the MTF availed by the client.
1. Stock Broker and client may agree between themselves the terms
The rights and obligations prescribed hereinabove shall be read in conjunction and condition including commercial terms if any before
with the rights and obligations as prescribed under SEBI circular no. CIR/ MIRSD/ commencement of MTF.
16/ 2011 dated August 22, 2011.
2. Stock broker may set up its own risk management policy that will be
RIGHTS & OBLIGATIONS OF STOCK BROKERS & CLIENTS – NSE applicable to the transactions done under the Margin Trading Facility.
FOR Stock broker may make amendments there to at any time but give
MARGIN TRADING FACILITY (MTF) effect to such policy after the amendments are duly communicated
to the clients registered under the Margin Trading Facility.
CLIENT RIGHTS
1. Client shall receive all communications in a mode mutually agreed 3. The broker has a right to retain and/or pledge the securities provided
between the broker and the client regarding confirmation of as collateral or the securities bought by the client under the Margin
orders/trades, margin calls, decision to liquidate the position / Trading Facility.
security.
4. The broker may liquidate the securities if the client fails to meet the
2. Client shall be free to take the delivery of the securities at any time by margin call made by the broker as mutually agreed of liquidation
repaying the amounts that was paid by the Stock Broker to the terms but not exceeding 5 working days from the day of margin call.
Exchange towards securities after paying all dues.
STOCK BROKER OBLIGATIONS
3. Client has a right to change the securities collateral offered for Margin
1. Stock broker shall agree with the client the terms and condition
Trading Facility at any time so long as the securities so offered are
before extending Margin Trading Facility to such client. However, for
approved for margin trading facility.
clients who already have existing trading relationship and want to
4. Client may close / terminate the Margin Trading Account at any time avail of Margin Trading Facility, stock broker may take consent in
after paying the dues. writing in his own hand or in any irrefutable electronic method after
stock broker has communicated the terms and conditions of Margin
CLIENT OBLIGATIONS Trading Facility to such existing clients.
1. Client shall, in writing in his own hand or in any irrefutable electronic 2. The terms and conditions of Margin Trading Facility shall be identified
method, agree to avail of Margin Trading Facility in accordance with separately, in a distinct section if given as a part of account opening
the terms and conditions of Margin Trading Facility offered by the agreement.
broker, method of communication for confirmation of orders/trades,
margin calls and calls for liquidation of collateral/security/position. 3. The mode of communication of order confirmation, margin calls or
liquidation of position/security shall be as agreed between the
2. Client shall inform the broker of its intent to shift the identified broker and the client and shall be in writing in his own hand or in any
transaction under Margin Trading Facility within the time lines irrefutable electronic method. Stock broker shall prescribe and
specified by the broker failing which the transaction will be treated communicate its margin policies on haircuts/ VAR margins subject to
under the normal trading facility minimum requirements specified by SEBI and exchanges from time
to time.
3. Client shall place the margin amounts as the Stock Broker may specify
to the client from time to time. 4. The Stock Broker shall monitor and review on a continuous basis the
client’s positions with regard to MTF. It is desirable that appropriate
Name:SUBHAMKUMAR
Reason:Account
Date:Wed Feb 21 13:08:28 IST 2024
alert mechanism is set up through which clients are alerted on TERMINATION OF RELATIONSHIP
possible breach of margin requirements.
1. The margin trading arrangement between the stock broker and the
5. Any transaction to be considered for exposure to MTF shall be client shall be terminated; if the Stock Exchange, for any reason,
determined as per the policy of the broker provided that such withdraws the margin trading facility provided to the Stock Broker or
determination shall happen not later than T + 1 day. the Stock Broker surrenders the facility or the Stock Broker ceases to
be a member of the stock exchange.
6. If the transaction is entered under margin trading account, there will
not be any further confirmation that it is margin trading transaction 2. The MTF facility may be withdrawn by the broker, in the event of
other than contract note. client committing any breach of any terms or conditions therein or at
anytime after due intimation to client allowing such time to liquidate
7. In case the determination happens after the issuance of contract, the the MTF position as per the agreed liquidation terms without
broker shall issue appropriate records to communicate to Client the assigning any reason. Similarly, client may opt to terminate the
change in status of transaction from Normal to Margin trading and margin trading facility in the event of broker committing any breach
should include information like the original contract number and the of any terms or conditions therein or for any other reason.
margin statement and the changed data.
3. In the event of termination of this arrangement, the client shall
8. The Stock Broker shall make a ‘margin call’ requiring the client to forthwith settle the dues of the Stock Broker. The Stock Broker shall be
place such margin; any such call shall clearly indicate the entitled to immediately adjust the Margin Amount against the dues
additional/deficient margin to be made good. of the client, and the client hereby authorizes the Stock Broker to
make such adjustment.
9. Time period for liquidation of position/security shall be in accordance
declared policy of the broker as applicable to all MTF clients 4. After such adjustment, if any further amount is due from the client to
consistently. However, the same should not be later than 5 working the Stock Broker, the client shall settle the same forthwith. Upon full
(trading) days from the day of ‘margin call’. If securities are liquidated, settlement of all the dues of the client to the Stock Broker, the Stock
the contract note issued for such margin call related transactions Broker shall release the balance amount to the client.
shall carry an asterisk or identifier that the transaction has arisen out
of margin call. 5. If the client opts to terminate the margin trading facility, broker shall
forthwith return to the client all the collaterals provided and funded
10. The daily margin statements sent by broker to the client shall identify securities retained on payment of all the dues by clients.
the margin/collateral for Margin Trading separately.
6. I confirm to Pledge the shares, in favour of Nuvama Wealth and
11. Margin Trading Accounts where there was no transactions for 90 days Investment Limited (NWIL), which are bought under Margin Trading
shall be settled immediately. Facility (MTF). I hereby authorise NWIL to initiate pledge instructions
for these shares and I will ensure to validate such Pledge through OTP
12. The stocks deposited as collateral with the stock broker for availing
on the link received in a SMS or E-Mail from the Depository
margin trading facility (Collaterals) and the stocks purchased under
(NSDL/CDSL) on my mobile number and e-mail id registered in my
the margin trading facility (Funded stocks) shall be identifiable
Demat account. In case, execution of pledge request is not confirmed
separately and there shall not be any comingling for the purpose of
to NWIL by Depository, then I authorize NWIL to square off my
computing funding amount;
position at their discretion.
13. Stock Broker shall close/terminate the account of the client forthwith
I hereby agree to the above-mentioned terms & conditions and
upon receipt of such request from the client subject to the condition
provide my consent for availing Margin Trading facility with Nuvama
that the client has paid dues under Margin Trading Facility.
Wealth and Investment Limited
Signature of Client 14
Name: SUBHAM KUMAR
16 02 2024
Date:______/______/__________ Place: BOKARO

Date:Wed Feb 21 13:08:28 IST 2024
Mutual Fund confirmations
To 16-02-2024
Date: ________________
Nuvama Wealth and Investment Limited (NWIL)
801 - 804, Wing A, Building No. 3, Inspire BKC, G Block,
BandraKurla Complex, Bandra East, Mumbai – 400 051.
Dear Sir,
Subject: BSE Star MF / MFSS

SUBHAM KUMAR
I/We ______________________________________________ 45858014
am/are registered as your client with Client Code No. _____________ and
have entered into relationship with the Trading Member for the purpose of trading in the Capital Market Segment of Bombay Stock Exchange Ltd. (Exchange)
and National Stock Exchange Ltd. (Exchange).
I/We am/are interested in availing the trading facility of the Exchange for the purpose of dealing in the units of Mutual Funds Schemes permitted to be dealt
with on the BSE STAR MF and MFSS on the Exchange.
I/we am/are provides my consent for mutual fund trading against collateral lying my account. Also, aware that in event of non clearance of debit in my/our
trading accounts; there is risk of stock collateral or MF collateral getting liquidated to extent of my/our ledger debit for recovery of trading debit.
For the purpose of availing this BSE STAR MF & MFSS facility, I/We state that Know Your Client details as submitted by me/us for the stock broking may be
considered for the purpose of BSE STAR MF & MFSS and I/We further confirm that the details contained in same remain unchanged as on date.
I/We am/are willing to abide by the terms and conditions as mention in the circular dated December 2,2009 and such other Notices/Circulars as may be specified
by the Exchange/ICCL from time to time in this regards, for BSE STAR MF and Terms & Conditions mentioned in circular No. NSE/MFSS/003/2001 download Ref.
No. NSE (MIC/13533) dated November 24, 2009.
I/We shall ensure also compliance with the requirements as may be specified from time to time by Securities and Exchange Board of India and Association of
Mutual Funds of India (AMFI).
I/We shall read and understand the contents of the Scheme Information Document and Key Information Memorandum, addenda issued regarding each Mutual
Fund Schemes with respect to which I/We choose to subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the
Mutual Fund Schemes.
I/We therefore request you to register me/us as your client for participating in BSE STAR MF and MFSS.
Thanking you,
15
Yours faithfully,
Signature of Client / Authorised Signatories
Client Name SUBHAM KUMAR (Please sign in blue ink only)
Demat A/c No. 1203230016034701 Date 16-02-2024
1st Holder SUBHAM KUMAR Place BOKARO

Date:Wed Feb 21 13:08:28 IST 2024
NACH / ECS / AUTO DEBIT UMRN Date D D M M Y Y Y Y
MANDATE INSTRUCTION FORM
Ticket (ü) Sponsor Bank Code Utility Code
CREATE
I/We hereby authorize BSE Limited to debit (tick ü) SB / CA / CC / SB-NRE / SB-NRO / Other
MODIFY
CANCEL Bank a/c number
with Bank IFSC or MICR
an amount of rupees
FREQUENCY Monthly Quarterly Half Yearly Yearly ü As & when presented DEBIT TYPE Fixed Amount ü Maximum Amount
Reference 1 (Mandate Reference No.) Phone no.
Reference 2 (Unique Client Code-UCC) Email ID

I agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule of charges of the bank.
PERIOD
From D D M M Y Y Y Y
To D D M M Y Y Y Y
Or ü Untilled Cancelled
1. 2. 3.
- This is to confirm that the declaration has been carefully read, understood & made by me/us. I am authorizing the user entity/ Corporate to debit my account, based on the
instructions as agreed and signed by me.
- I have understood that I amauthorised to cancel/amend this mandate by appropriately communicating the cancellation / amendment request to the User entity / Corporate
or the bank where I have authorized the debit.

Date:Wed Feb 21 13:08:28 IST 2024
Name:SUBHAMKUMAR
Date:Wed Feb 21 13:08:28 IST 2024
CENTRAL KYC REGISTRY | Instructions / Check list / Guidelines for filling Individual KYC Application Form
A Clarification / Guidelines on filling ‘Personal Details’ section

1 Name: The name should match the name as mentioned in the Proof of Identity submitted failing which the application is liable to be rejected.
2 One the following is mandatory: Mother’s name, Spouse’s name, Father’s name.
B Clarification / Guidelines on filling ‘Current Address Details’ section
1 In case of deemed PoA such as utility bill, the document need not be uploaded on CKYCR.
2 PoA to be submitted only if the submitted PoI does not have current address or address as per PoI is invalid or not force.
3 State / U.T. Code and Pin / Post Code will not be mandatory for Overseas addresses.
4 In Section 2, one of I, II and III is to be selected, In case of online E-KYC authentication, II is to be selected.
5 In Section 3, one of I, II, III and IV is to be selected. In case of online E-KYC authentication, II is to be selected.
6 List of documents for‘Deemed Proof of Address’.
Document Code Description
01 Utility bill which is not more than two months old or any service provider (electricity, telephone, post-paid mobile phone, piped gas,
water bill).
02 Property or Municipal tax receipt.
03 Pension or family pension payment orders (PPOs) issued to retired employees by Government Departments or Public Sector
Undertakings,if they contain the address.
04 Letter of allotment of accommodation from employer issued by State Government or Central Government Departments, statutory or
regulatory bodies, public sector undertakings, scheduled commercial banks, financial institutions and listed companies and leave
and licence agreements with employers allotting official accommodation.
7 Regulated Entity (RE) shall redact (first 8 digits) or the Aadhaar number from Aadhaar related data and documents such as proof of possession of
Aadhaar, while uploading on CKYCR.
8 “Equivalent e-document”means an electronic equivalent of a document, issued by the issuing authority of such document with its valid digital signature
including documents issued to the digital locker account of the client as per rule 9 of the information Technology (Preservation and Retention of
information by intermediaries Providing Digital Locker Facilities) Rules, 2016.
9 ‘Digital KYC process’has to be carried out as stipulated in the PML Rules, 2005.
10 REs may use the Self Declaration check box where Aadhaar authentication has been carried out successfully for a client wants to provide a current address
different from the address as per the identity information available in the Central Identities Data Repository.
C Clarification / Guidelines on filling ‘Contact details’ section
1 Please mention two digit country code and 10 digit mobile number (e.g. for Indian mobile number mention 91-9999999999).
2 Do not add ‘0' in the beginning of Mobile number.
D Clarification / Guidelines on filling ‘Related Person details’ section
1 Provided KYC number of related person, if available.
E Clarification on Minor
1 Guardian details are optional for minors above 10 years of age for opening of bank account only.
2 However, in case guardian details are available for minor above 10 years of age, the same (CKYCR number of guardian) is to be uploaded.

Date:Wed Feb 21 13:08:28 IST 2024
Instructions/Guidelines for filling Individual KYC Application Form
A. General Instructions:
1. Self-attestation of documents is mandatory.
2. Copies of all documents that are submitted need to be compulsorily self-attested by the applicant and accompanied by originals for verification. In case
the original of any document is not produced for verification, then the copies should be properly attested by entities authorized for attesting the
documents, as per below list mentioned list.
3. If any proof of identity or address is in a foreign language, then translation into English is required.
4. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
5. If correspondence & permanent addresses are different, then proofs for both have to be submitted.
6. Sole proprietor must make the application in his individual name & capacity.
7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEMA guidelines), copy of passport/PIOCard/OCI Card and overseas address
proof is mandatory.
8. For foreign entities, CIN is optional; and in absence of DIN no. for the directors, their passport copy should be given.
9. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copy of CDC (Continuous Discharge Certificate) is to be submitted.
10. For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving Certifi-cate/Mark sheet issued by
Higher Secondary Board/ Passport of Minor/Birth Certificate must be provided.
11. Politically exposed persons (PEP) are defined as individuals who are or have been entrusted with prominent public func-tions in a foreign country e.g.,
Head of State or of Government, senior politician, senior government/judiciary/military officer, senior executive of state owned corporation, important
political party official, etc.
B. Proof of Identity (POI):
1. PAN card with photograph is mandatory for all applicants except those who are specifically exempt from obtaining PAN (listed in Section D).
2. Original Verified Documents (OVD) are acceptable: Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID card / Driving License / Letter
issued by NPR / NREGA job card
3. If driving license number or passport is provided as proof of identity then expiry date is to be mandatorily furnished.
4. Mention identification / reference number if ‘Z – Others (any document notified by the central government)’is ticked.
5. Others – Identity card with applicant’s photograph issued by any of the following: Central/ State Government Depart-ments, Statutory/Regulatory
Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Insti-tutions, Colleges affiliated to Universities, Professional
Bodies such as ICAI, ICWAI, ICSI, Bar Council, etc., to their Members; and Credit cards/Debit cards issued by Banks.
C. Proof of Address (POA):
1. PoA to be submitted only if the submitted PoI does not have an address or address as per PoI is invalid or not in force.
2. Others includes – Utility bill which is not more than 3 months old of any service provider (electricity, landline telephone, piped gas, water bill); Bank
account or Post Office savings bank account statement; Documents issued by Government de-partments of foreign jurisdictions and letter issued by
Foreign Embassy or Mission in India
3. Identity card/document with address issued by any of the following: Central/ State Government Departments, Statutory/Regulatory Authorities, Public
Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI,
ICWAI, ICSI, Bar Council, etc., to their Members.
4. Self declaration of High courts/Supreme court judges, giving the new address in respect of their own accounts.
5. For FII/Sub account, Power of attorney given by FII/Sub account to the custodians (which are duly notarized and/or apos-tilled or consularized) that gives
registered address should be taken.
6. Proof of address in name of spouse may be accepted.
7. Registered lease or Sale agreement/ Flat maintenance bill / Insurance copy / Ration card / Latest Property tax
8. Original Verified Documents (OVD) are acceptable: Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID card / Driving License / Letter
issued by NPR / NREGA job card

Date:Wed Feb 21 13:08:28 IST 2024
D. Exemptions/Clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected)

1. Investments (including SIPs), in Mutual Fund schemes up to INR 50,000/- per investor per year per Mutual Fund.
2. Transactions undertaken on behalf of Central/State Government, by officials appointed by Courts, e.g., Official liquidator, Court receiver, etc.
3. Investors residing in the state of Sikkim.
4. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India.
5. In case of institutional clients, namely FIIs, MFs, VCFs, FVCIs, Scheduled commercial bank, Multilateral and Bilateral devel-opment financial institutions,
State Industrial development corporations, insurance companies registered with IRDA and public financial institutions as defined under section 4A of the
Company Act 1956, custodians shall verify the PAN card de-tails with the original PANs and provide duly certified copies of such verified PAN details to the
intermediary.
E. List of people authorized to attest the documents:
1. Authorized officials of Asset Management Companies (AMCs).
2. Authorized officials of Registrar & Transfer Agent (RTA) acting on behalf of the AMC.
3. KYC compliant mutual fund distributors affiliated to Association of Mutual Funds (AMFI) and have undergone the process of ‘Know Your Distributor (KYD)’.
4. Notary Public, Gazette Officer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal
should be affixed on the copy).
5. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge,
Indian Embassy/ Consulate General in the country where the client resides are permitted to attest the documents.
F. Online Mode Processing of KYC:
1. EKYC BIOMETRIC
• Applicant may directly upload their documents (OVD) as scanned images on intermediary’s portal.
• The documents should be e-signed.
• Applicant details are verified using UIDAI Biometric details.
• Original Seen Verification (OSV) of documents as well as IPV / VIPV is exempted.
• Intermediary attestation on documents is exempted.
2. EKYC OTP
• Applicant details are verified using UIDAI details using OTP.
3. ONLINE KYC
• Virtual In Person Verification (VIPV) is mandatory as per SEBI guidelines.
• Intermediary attestation on documents (OSV) is exempted.
4. OFFLINE EKYC
• Applicant may directly upload their document (PAN copy) as scanned images on intermediary’s portal.
• Digital KYC performed through Offline Aadhaar e-KYC. OVD sourced from Offline Aadhaar e-KYC.
5. DIGILOCKER
• Digital KYC performed through the documents (OVD) sourced from Digilocker.

Date:Wed Feb 21 13:08:28 IST 2024
------------------------------------------------------------------------------------ (Please Tear Here ) ------------------------------------------------------------------------------------
Acknowledgment Receipt
Application No. 45858014 Date : 16-02-2024
We hereby acknowledge the receipt of the Account Opening Application Form:
Name of the Sole / First Holder SUBHAM KUMAR
Depository Participant Seal and Signature

Date:Wed Feb 21 13:08:28 IST 2024
Name:SUBHAMKUMAR
Date:Wed Feb 21 13:08:28 IST 2024
Name:SUBHAMKUMAR
Date:Wed Feb 21 13:08:28 IST 2024
Name:SUBHAMKUMAR
Date:Wed Feb 21 13:08:28 IST 2024
Name:SUBHAMKUMAR
Date:Wed Feb 21 13:08:28 IST 2024
Name:SUBHAMKUMAR
Date:Wed Feb 21 13:08:28 IST 2024

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NWIL 45858014

Nuvama Wealth and Investment Limited

Digitally Signed by:

Corporate Identity Number : U65100GJ2008PLC077462

Website : www.nuvamawealth.com and Customer Care : 1800-102-3335

CDSL - email to complaints@cdslindia.com or call on 1800-22-5533

NSE BSE MSE MCX NCDEX

ICONS FOR ILLUSTRATION

Signature of Client Guardian

Witness Authorised Signatory

Digitally Signed by:

MANDATORY SECTION IN KYC AS PRESCRIBED BY SEBI, DEPOSITORIES AND EXCHANGE

FOR NWIL TRADING AND CDSL DEMAT ACCOUNT

Digitally Signed by:

For office use only (To be filled by financial institution)

✔ 1. PERSONAL DETAILS* (Please refer instruction A at the end)

Mother Name* MRS. SAVITRI DEVI

✔ 2. PROOF OF IDENTITY AND ADDRESS* (Please refer instruction B at the end)

Digitally Signed by:

Line 2 STEEL CITY

Line 3 City / Town / Village* BOKARO

District* BOKARO State* JHARKHAND Country* INDIA

Address Type* Residential/Business Residential Business Registered Office Unspecified

✔ 3. CURRENT ADDRESS DETAILS (Please refer instruction B at the end)

Line 3 City / Town / Village* BOKARO

District* BOKARO State* JHARKHAND Country* INDIA

Address Type* Residential/Business Residential Business Registered Office Unspecified

Tel. (Off) Tel. (Res.) Mobile* +91 7209863698

Email ID* sk854036@gmail.com

E-sign of the Client

Digitally Signed by:

✔ 7. ATTESTATION / FOR OFFICE USE ONLY

✔ Originals verified and Self attested / certified Document copies received

Name of the Employee

Designation of the Employee

E-sign of the Client

Type of Account - Sub Status

q NRI q NRI Repatriable q NRI Non-Repatriable

I am tax resident of the country/ies mentioned in the table country

Depository Name: NSDL CDSL DP ID Depository Participant Name

Dealings Through Authorized Persons And Other Members

Purpose of Trading q Hedging q Investment q Others (Specify) ______________________

Digitally Signed by:

PAN No. Client Code

Dealing / Trading in Commodities

Digitally Signed by:

Details of Guardian (In case the account holder is minor)

Bank Account(s) Details

Bank Account No. 121212010000205

Branch Address BOKARO

Bank Account(s) Details Optional

Digitally Signed by:

SMS Alert & Trust Facility

SMS Alert Faciliy MOBILE NO. +91______________________________

Standing Instructions NWIL

I/ We would like to share the email ID with the RTA ✔ Yes No

Office Use Only

Digitally Signed by:

UCC 45858014 DP ID 1203230016034701 Client ID 16034701