Agroecology - From Principles To Transformative Pathways
Agroecology - From Principles To Transformative Pathways
Agroecology - From Principles To Transformative Pathways
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Introduction
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PARTICIPATION
FAIRNESS
Agroecology is an integrated approach to increase the sus- LAND AND NATURAL
RESOURCE GOVERNANCE
tainability of agriculture and food systems. The approach SOCIAL VALUES AND
DIETS
goes well beyond agricultural production and covers the
journey of food all the way to consumption. It therefore CO-CREATION
CONNECTIVITY
encompasses ecological, socio-cultural, technological, OF KNOWLEDGE
ECONOMIC
economic, and political dimensions. Originating from DIVERSIFICATION
science, agroecology also stands for agricultural practices
and smallholder-focused social movements. Building on SYNERGIES
RECYCLING
s
tem
Str
ys
en
os
REDUCTION
gt
n ANIMAL HEALTH
ec
he
o
work for the transformation of agricultural and food re
sil SOIL HEALTH a gr
ien of
systems (Figure 1). ce
while ie ncy
improving effic
These principles can be applied in different combinations
tailored to local contexts and needs, resulting in a variety Figure 1 | Agroecological principles modified after HLPE, 2019.
of agroecological approaches on different scales. They are
used as systemic building blocks to outline transformative
Examples of Transformative Pathways
pathways towards sustainable food systems (Figure 2).
While some principles are applied at farm or agroeco In recent years, agroecology has become increasingly im-
system level, others address and alter the framework of portant in the international development discourse about
entire food systems, leading to broader systemic change. sustainable agriculture and food systems. Agroecology
Agroecology is therefore consistent with overarching offers specific, tried-and-tested, and scalable solutions to
frameworks relevant to agriculture and food systems, transition challenges. This is reflected in the momentum
such as the Global Biodiversity Framework, the United built by the UN Food Systems Summit and the Agro-
Nations Convention on Climate Change, and the Unit- ecology Coalition. As a member of the Coalition since
ed Nations Convention to Combat Desertification. June 2023, Germany and its partners are committed to
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Agroecology — From Principles to Transformative Pathways
HIGH
Agro-
ecological
Safe, nutritious
� Realize living wage systems and sufficient food
High input / � Enhance soil � Provide income opportunities at all times
biodiversity
Production of nutritious food per area
UNSUSTAINABLE SUSTAINABLE
providing support for agroecology both in the interna- On behalf of BMZ, GIZ implements projects related
tional political debate as well as in development projects to agroecology, among others, as part of BMZ’s Special
in partner countries. In the core area strategy “Sustain- Initiative “Transformation of Agricultural and Food Sys-
able Agri-Food Systems” (2021) of the German Federal tems“. The following examples of rural development pro-
Ministry for Economic Cooperation and Development jects illustrate how transformative pathways are shaped
(BMZ), agroecological transformation is one of four differently by different sets of agroecological principles.
activities in the area of rural development. This translates
into numerous commitments to financial and technical
cooperation projects involving agroecological approaches.
� | India Agents of Change – To design a systemic approach for food systems transformation
Women Self-Help Groups in India and to tailor a strategy which supports rural women to create
community benefits.
� | Mali Uniting Multiple Stakeholders for To support multi-stakeholder dialogue and foster change
Agroecological Transitions in Mali processes and politics.
� | Global Integrating Aquaculture into To harness synergies among different productions systems in
Smallholder Farming Systems rural areas and to design approaches to integrated aquaculture.
� | Regional in Agroecology – a Pathway for To ensure that business models meet sustainability goals while
Sub-Saharan Rural Youth Employment promoting fair employment.
Africa
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Agroecology — From Principles to Transformative Pathways
INDIA
INDIA
| Agents of Change –
Women Self-Help Groups in India
Challenge
ecological transformation processes. Their role is in-
India has been very successful in raising its food pro creasingly recognised and reflected in a new cam
duction and reducing hunger and malnutrition through paign under the National Rural Livelihood Mission
agricultural intensification. However, the Green Re of the Ministry of Rural Development which aims to
volution has taken its toll in terms of accelerated land scale natural farming at the level of farming clusters
degradation and farmers’ entrenched dependency on managed by WSHG. SuATI supports this campaign
external inputs, subsidies, and markets. Moreover, through capacity development and facilitation of agro-
mainstream conventional agriculture is presently not ecological transitions in productive sub-sectors such
fit for climate change, which puts the livelihoods of as moringa, beekeeping or aquaculture.
millions of farmers at risk.
Approach
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Agroecology — From Principles to Transformative Pathways
Pathway
agriculture and food systems at multiple levels. Adap-
The principle of co-creation of knowledge is a key tive capacities of rural women are enhanced by support-
entry point. It involves identifying commonalities of ing agroecology-based livelihood opportunities. Under
India’s manifold approaches to sustainable agricul- the Indo-German Lighthouse Initiative on Agroecology
ture and translating them into tailored agroecological and Sustainable Management of Natural Resources,
messages for policy and practice. On the ground, with SuATI serving as anchor project, the agroeco-
WSHG networks enable the sharing of experiences and logical momentum is carried forth to international
knowledge. Land and natural resource governance platforms, underlining India’s growing leadership in
is reflected as a cross-cutting principle guiding the global agricultural and food system change. Outcomes
integration of agroecology into policies and funding at national level will materialise over time, including
schemes at central and state level. adoption of agroecological practices by hundreds of
WSHG and Farmer Producer Organisations.
This also involves convergence of conducive policy
instruments for agroecological change. By promoting
Learnings
agroecological business models and producer-consum-
er interactions at regional level and integrating social > Benefiting from women’s social capital
values and diets, SuATI also delivers on the principles Empowered women are key drivers and multipliers
of economic diversification and connectivity. Soil of innovations. At grass root level, they are the ones
health and input reduction are key concerns of farm- to decide which agroecological practices best meet
ing communities. They are addressed by supporting community needs.
agroecological practices at farm level that satisfy these
concerns (Figure 3). > Acknowledging knowledge identities
Agroecology borrows from a diversity of knowledge
systems. Honouring their identities yields greater
Outcome
acceptance of agroecology as a unifying paradigm for
SuATI harnesses India’s plethora of approaches to sus shared sustainability goals.
tainable agriculture (e.g., sustainable intensification,
natural farming, agroforestry) under the paradigm of > Demonstrating co-benefits through convergence
agroecology, thereby enabling the main-streaming of Integrating agroecological solutions into other policy
agroecology into policies and funding schemes at large domains such as biodiversity or climate change creates
and creating momentum for the transformation of additional momentum for agriculture and food systems
change.
Figure 3 | Transformative pathway of the bilateral project “Support to Agroecological Transformation Processes in India”
(SuATI)
UNDING SCHEMES,
IES AND F
NG POLIC NSTRUMENTS
TI YI
EXIS POLIC
N IN UCIVE SYSTEMIC TRANS-
TIO CON D
RA FORMATION OF
TEG CE OF KNOWLEDGE
IN EN EXCHANGE THE INDIAN FOOD
R G AND AGRICUTURE
NVE
O PROMOTING SYSTEM
C
CONNECTIVITY CROSS-
AGROECLOGICAL
LAND AND NATURAL SECTORAL
BUSINESS RESOURCE GOVERNANCE DIALOGUE
MODELS
L
SUSTAINABILITY OF THE SYSTEM
EVE
LL PRODUCER-
L
VE
A
CONSUMER
L LE
LOC
AGENTS OF
MANIFOLD INTERACTION NATIONA
RY POINT
VEL
SUSTAINABLE CATION
TE
A
AGRICULTURE ST
ENT
SOCIAL VALUES
AND DIETS
INPUT
REDUCTION SOIL HEALTH
ECONOMIC
CO-CREATION DIVERSIFICATION
OF KNOWLEDGE UPTAKE AT ALL LEVELS
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Agroecology — From Principles to Transformative Pathways
© GIZ
AFRICA
MALI
Challenge Approach
Agriculture is Mali's economic engine and a mainstay For many years, the project Strengthening the Na-
of its stabilisation and peace-building efforts. With tional Agricultural Extension and Training System in
the ultimate goal of reducing poverty and enhancing Mali � (known under the predecessor acronym PASSIP)
food security and climate resilience, agroecological has been supporting the Malian government to formu-
and climate-intelligent practices are being promoted late and implement its agricultural sector policies and
for a transition towards sustainable agricultural and strategies. Examples are the National Programme for
food systems. The country builds on its long-standing Small-Scale Irrigation (SSI) and the National Agricul-
experience and tradition in area-wide, agroecological tural Extension System. Under its present assignment,
food production. The challenge lies with how to trans- PASSIP assists in aligning these policies with tradi-
late traditional knowledge into visionary yet practical tional and current day agroecological principles and
policies. Dedicated, partner-driven multi-stakeholder approaches, and in putting them into practice.
platforms are critical to addressing this challenge.
At national level, agroecological transition processes
are facilitated by supporting the establishment of an
© GIZ
independent, cross-sectoral multi-stakeholder platform.
Interventions at local level entail Integrated Water
Resources Management for the restoration and man-
agement of watersheds containing SSI schemes. Such
landscape approaches not only unfold greater trans-
formative spin than farm-level interventions, but also
offer numerous opportunities for green jobs. Farmer
organisations and water user committees are advised
on implementing inclusive development plans result-
ing from participatory cartography. Agroecological
practices are introduced in collaboration with advisory
and extension actors, and are disseminated using the
Farmer Field School (FFS) approach.
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Agroecology — From Principles to Transformative Pathways
Pathway
manual,
© GIZ thereby creating transparency and trust for
The key entry point of land and natural resource potential investors. In the meantime, thousands of
governance is reflected in PASSIP’s multi-level policy farmers and hundreds of FFS trainers and extension-
advice. A multi-stakeholder platform creates space for ists have been trained in agroecological practices and
co-creation of knowledge and stock-taking of Mali’s approaches.
rich experience in area-wide agroecological approaches.
It also enables participation in the design of poli- Learnings
cies and transition pathways, with the co-benefit of
building trust into governmental structures. Transfor- > Building on trusted partnerships
mations at farm level are reinforced by input reduction PASSIP builds on a trustful, multiple-cycle develop-
and recycling which are strong incentives of farmers ment partnership with Mali. This pays off in terms
to reduce dependency on external inputs. PASSIP’s of being invited to support the design of a National
attention to gender equality and nutrition satisfies Agroecological Transition Strategy.
the principle of social values and diets (Figure 4).
> Creating ownership and continuity
Multi-stakeholder platforms create ownership and en-
Outcome
sure ongoing support for agroecological change. They
A cross-sectoral multi-stakeholder platform has been es- provide space to reconcile traditional and modern-day
tablished to act as a formalised steering body for agro- agroecological principles.
ecological transition processes. The platform involves
public, private and civil society stakeholders from the > Harnessing the momentum for agroecological change
agricultural, environmental and health sectors. The Demand from farmers for agroecological innovations
government has entrusted PASSIP with the leadership has increased due to multiple crises, including sanc-
in facilitating the formulation of a participatory and tions on farm inputs 1. A great opportunity to advance
inclusive National Agroecological Transition Strategy. agroecological transition.
The modes of operation are formulated in a procedural
Figure 4 | Transformative pathway of the bilateral project “Strengthening the National Agricultural Extension and Training
System in Mali” (PASSIP).
TEE LIVELIHOODS
S PARTICIPATORY
CARTOGRAPHY
LAND AND NATURAL PARTICIPATION FARMER FIELD
RESOURCE GOVERNANCE
APPROACH
SCHOOLS, ADVISORY,
INCLUSIVE EXTENSION SERVICES
SUSTAINABILITY OF THE SYSTEM
PROGRAMME DEVELOPMENT
FOR SMALL
L
EVE
RECYCLING
SCALE
YL
ET
MANAGEMENT
VEL
INPUT
LE
REDUCTION
RM
FA
LAND AND NATURAL SOCIAL VALUES
RESOURCE GOVERNANCE AND DIETS UPTAKE AT ALL LEVELS
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Agroecology — From Principles to Transformative Pathways
@ GIZ
INDIA
MAURETANIA
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Agroecology — From Principles to Transformative Pathways
Pathway
in rice-fish fields have increased by 10 %. In the Indian
GP Fish applies agroecological principles to smallholder state of Assam, consumer demand has stimulated the
aquaculture. Economic diversification and synergies certification of farmed fish under the Participatory
are achieved by integrating aquaculture into existing Guarantee System of India. All innovations developed
farming systems. Animal health and input reduction with support from GP Fish are low cost and adapted
are satisfied by enhancing the systems’ natural pro- to the local context. They can be scaled via capacitated
ductivity and adhering to moderate stocking densities. advisory and extension services as well as farmer-to-
Promotion of natural feed and polyculture of different farmer exchange.
species improves biodiversity and makes best use of
ecosystem services. Resource cycles of biomass and nu-
Learnings
trients are closed by recycling agricultural by-products
as supplementary feed. Rice-fish farming improves > Disseminating quick-win innovations
soil health and increases yield. Decentralized land Innovations such as intermittent harvesting of fish in
and natural resource governance and participation Malawi generate short-term income. Timely commu-
are prerequisite principles governing the climate-sensi- nication of such benefits motivates more farmers to
tive, community-led management of watersheds. The adopt innovations.
increased access to sustainably produced fish improves
social values and diets of smallholders (Figure 5). > Gearing aquaculture value chains to local economies
Short supply chains and local markets for farmed fish
ensure that populations in rural areas have access to
Outcome
nutritious food as well as employment and business
The number of farms practicing sustainable aquaculture opportunities.
has nearly doubled and thousands of new jobs have
been created in the aquaculture sub-sector of the five > Enhancing economic literacy of smallholder farmers
countries. Moreover, the quantity of farmed fish avail- The uptake of sustainable aquaculture is constrained
able to food-insecure populations has increased by at by limited business literacy. Aquaculture Business
least 50 %. Productivity gains in aquaculture have been Schools are a proven and scalable approach to over-
reported from all countries. In Madagascar, rice yields come this constraint.
Figure 5 | Transformative pathway of the global programme “Sustainable Fisheries and Aquaculture” (GP Fish).
INCREASED ACCESS
TO SUSTAINABLY
SYNERGIES
PRODUCED FISH
INNOVATIVE FEED
(e.g. fermented
agricultural by-
ENHANCE
products)
NATURAL RECYCLING SOCIAL VALUES
PRODUCTIVITY AND DIETS
NATURAL FEED,
SUSTAINABILITY OF THE SYSTEM
POLYCULTURES
TECHNICAL, INPUT
RY POINT
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Agroecology — From Principles to Transformative Pathways
@ GIZ
|
MALAWI
MOZAMBIQUE
Agroecology – a Pathway for
Rural Youth Employment
9
@ GIZ
Pathway
Figure 6 | Transformative pathway of the global project “Rural Youth Employment” (GP RYE).
FOR EXAMPLE:
INNOVATVE BUSINESSES
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Agroecology — From Principles to Transformative Pathways
MEXICO
|
PUEBLA
OAXACA
Strengthening Rural Livelihoods
in Mexico
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Agroecology — From Principles to Transformative Pathways
Pathway
the traceability of certified products are embraced es-
With food production as its central theme, Vida y pecially by young farmers. Agroecological innovations
Campo touches on all agroecological principles. Bio have been adopted in crop production and processing,
diversity and economic diversification are expressed at as well as in animal husbandry. For example, residues
field and agroecosystem levels by promoting sustainable from the mezcal industry are transformed into ani-
agricultural and pastoral practices as well as landscape mal feed, fuel briquettes or substrates for mushroom
restoration. These practices, along with soil health cultivation.
measures and improved connectivity to regional mar-
kets, lead to greater diversification and higher income.
The principle of social values and diets is reflected
in the valorisation of agrobiodiversity for enhanced
economic and climate resilience. It also guides Vida
y Campo’s commitment to gender and social justice.
Land and natural resource governance is strength-
ened by supporting community-based decision-
making processes (Figure 7).
© GIZ/ YPARD
Outcome
The enabling environment for an incremental, non-
disruptive transformation of smallholder-based agri-
culture has improved. This includes, for example,
improved integration of traditional knowledge and
agroecological approaches into farming practices,
farmer-to-farmer knowledge exchange and farmer-
consumer interaction. Innovative digital tools support-
ing farm management and laying the foundation for © GIZ/ YPARD
Figure 7 | Transformative pathway of the bilateral project “Vida y Campo – Sustainable Innovations for Climate-resilient
Food Production and Well-being in Rural Areas in Post-COVID-19 Mexico”.
INCLUSIVE RURAL
LANDSCAPE COMMUNITY- DEVELOPMENT
RESTORATION BASED DECISION- especially for
BIODIVERSITY MAKING women, youth and
PASTORAL indigenous groups
PRACTICES
CONNECTIVITY
SUSTAINABLE
AGRICULTURE ACCES TO LAND AND NATURAL
SOIL MARKETS VALORISATION RESOURCE GOVERNANCE
REHABILI- OF AGROBIO-
RY POINT
S
SOCIAL VALUES CIE
AND DIETS POLI
ING
ORT BIODIVERSITY
SUPP
CO-CREATION
OF KNOWLEDGE
EVEL
NAL L
SOIL HEALTH NATIO
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Agroecology — From Principles to Transformative Pathways
Learnings
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