Math Faq
Math Faq
r
a
r
=
b
q
[ there exists an c
q
Q such that b
q
<
q
c
q
and (1)
q
q
c
q
, a
r
[a
r
[
r
= a
r
r
a
r
r
is dened as:
if not a
r
<
r
0
r
and not b
r
<
r
0
r
then a
r
r
b
r
= 0
r
c
q
q
d
q
[c
q
a
r
and d
q
b
r
if a
r
<
r
0
r
and b
r
<
r
0
r
then a
r
r
b
r
= [a
r
[
r
r
[b
r
[
r
otherwise a
r
r
b
r
=
r
([a
r
[
r
r
[b
r
[
r
)
11
There exists an alternative denition of R using Cauchy sequences: a Cauchy sequence is a
s : N Q such that s(i
n
)+
q
((1)
q
q
s(j
n
)) can be made arbitrary near to 0
q
for all suciently
large i
n
and j
n
. We will dene an equivalence relation
r
on the set of Cauchy sequences as:
r
r
s i r(m
n
)+
q
((1)
q
q
s(m
n
)) can be made arbitrary close to 0
q
for all suciently large m
n
.
R = [s]
r
[s is a Cauchy sequence. Note that this denition is close to decimal expansions.
2.2.7 Construction of C
C = R R. We will refer to the elements of C by giving them a subscript
c
. The elements of
R can be embedded as follows: embed
r
: R C such that embed
r
(a
r
) = (a
r
, 0
r
). Furthermore
we can dene:
(a
r
, b
r
) +
c
(c
r
, d
r
) = (a
r
+
r
c
r
, b
r
+
r
d
r
)
(a
r
, b
r
)
c
(c
r
, d
r
) = ((a
r
r
c
r
) +
r
r
(b
r
d
r
), (a
r
r
d
r
) +
r
(b
r
r
c
r
))
There exists an elegant alternative denition using ideals. To be a bit sloppy: C = R[x]/ <
(x
r
x) +
r
1
r
>, i.e. C is the resulting quotient ring of factoring ideal < (x
r
x) +
r
1
r
> out
of the ring R[x] of polynomials over R. The sloppy part is that we need to dene concepts like
quotient ring, ideal, and ring of polynomials. Note that this denition is close to working with
i
2
= 1: (x
r
x) +
r
1
r
= 0
r
can be rewritten as (x
r
x) = (1)
r
.
2.2.8 Rounding things up
At this moment we dont have that N is a subset of Z, Z of Q, etc. But we can get the inclusions
if we look at the embedded copies of N, Z, etc. Let
N
= ran embed
r
embed
q
embed
z
embed
n
Z
= ran embed
r
embed
q
embed
z
Q
= ran embed
r
embed
q
R
= ran embed
r
For these sets we have N
k
3
S
, where
S =
n=0
(1)
n
(6n)!(k
2
+ nk
1
)
n!
3
(3n)!(8k
4
k
5
)
n
The great advantages of this formula are that
1) It converges linearly, but very fast (more than 14 decimal digits per term).
2) The way it is written, all operations to compute S can be programmed very simply.
This is why the constant 8k
4
k
5
appearing in the denominator has been written this way
instead of 262537412640768000. This is how the Chudnovskys have computed several
billion decimals.
An interesting new method was recently proposed by David Bailey, Peter Borwein and Simon
Ploue. It can compute the Nth hexadecimal digit of Pi eciently without the previous N1
digits. The method is based on the formula:
=
i=0
1
16
i
4
8i + 1
2
8i + 4
1
8i + 5
1
8i + 6
(3)i/2, or 1/2
(3)i/2,
and so on. Some values of x and y give innitely many candidates for x
y
, all equally plausible.
And of course x = 0 has its own special problems. These problems can all be traced to the fact
that the exp function is not injective on the complex plane, so that ln is not well dened outside
the real line. There are ways around these diculties (dening branches of the logarithm, for
example), but we shall not go into this here.
The operation of exponentiation has also been extended to other systems like matrices and
operators. The key is to dene an exponential function by (6) and work from there. [Some
reference on operator calculus and/or advanced linear algebra?]
References
Complex Analysis. Ahlfors, Lars V. McGraw-Hill, 1953.
4.3 What is 0
0
According to some Calculus textbooks, 0
0
is an indeterminate form. When evaluating a
limit of the form 0
0
, then you need to know that limits of that form are called indeterminate
forms, and that you need to use a special technique such as LHopitals rule to evaluate them.
Otherwise, 0
0
= 1 seems to be the most useful choice for 0
0
. This convention allows us to extend
denitions in dierent areas of mathematics that otherwise would require treating 0 as a special
case. Notice that 0
0
is a discontinuity of the function x
y
. More importantly, keep in mind that
the value of a function and its limit need not be the same thing, and functions need not be
continous, if that serves a purpose (see Diracs delta).
This means that depending on the context where 0
0
occurs, you might wish to substitute it
with 1, indeterminate or undened/nonexistent.
Some people feel that giving a value to a function with an essential discontinuity at a point,
such as x
y
at (0, 0), is an inelegant patch and should not be done. Others point out correctly that
in mathematics, usefulness and consistency are very important, and that under these parameters
0
0
= 1 is the natural choice.
The following is a list of reasons why 0
0
should be 1.
Rotando & Korn show that if f and g are real functions that vanish at the origin and
are analytic at 0 (innitely dierentiable is not sucient), then f(x)
g(x)
approaches 1 as x
approaches 0 from the right.
From Concrete Mathematics p.162 (R. Graham, D. Knuth, O. Patashnik):
27
Some textbooks leave the quantity 0
0
undened, because the functions x
0
and 0
x
have dierent limiting values when x decreases to 0. But this is a mistake. We
must dene x
0
= 1 for all x, if the binomial theorem is to be valid when x = 0,
y = 0, and/or x = y. The theorem is too important to be arbitrarily restricted!
By contrast, the function 0
x
is quite unimportant.
Published by Addison-Wesley, 2nd printing Dec, 1988.
As a rule of thumb, one can say that 0
0
= 1, but 0.0
0.0
is undened, meaning that when
approaching from a dierent direction there is no clearly predetermined value to assign to 0.0
0.0
;
but Kahan has argued that 0.0
0.0
should be 1, because if f(x), g(x) 0 as x approaches some
limit, and f(x) and g(x) are analytic functions, then f(x)
g
(x) 1.
The discussion on 0
0
is very old, Euler argues for 0
0
= 1 since a
0
= 1 for a ,= 0. The
controversy raged throughout the nineteenth century, but was mainly conducted in the pages of
the lesser journals: Grunerts Archiv and Schlomilchs Zeitschrift f ur Mathematik und Physik.
Consensus has recently been built around setting the value of 0
0
= 1.
On a discussion of the use of the function 0
0
x
by an Italian mathematician named Guglielmo
Libri.
[T]he paper [33] did produce several ripples in mathematical waters when it originally
appeared, because it stirred up a controversy about whether 0
0
is dened. Most
mathematicians agreed that 0
0
= 1, but Cauchy [5, page 70] had listed 0
0
together
with other expressions like 0/0 and in a table of undened forms. Libris
justication for the equation 0
0
= 1 was far from convincing, and a commentator
who signed his name simply S rose to the attack [45]. August Mobius [36] defended
Libri, by presenting his former professors reason for believing that 0
0
= 1 (basically
a proof that lim
x0+
x
x
= 1). Mobius also went further and presented a supposed
proof that lim
x0+
f(x)
g(x)
whenever lim
x0+
f(x) = lim
x0+
g(x) = 0. Of course
S then asked [3] whether M obius knew about functions such as f(x) = e
1/x
and
g(x) = x. (And paper [36] was quietly omitted from the historical record when the
collected words of M obius were ultimately published.) The debate stopped there,
apparently with the conclusion that 0
0
should be undened.
But no, no, ten thousand times no! Anybody who wants the binomial theorem
(x + y)
n
=
n
k=0
n
k
x
k
y
nk
to hold for at least one nonnegative integer n must
believe that 0
0
= 1, for we can plug in x = 0 and y = 1 to get 1 on the left and 0
0
on the right.
The number of mappings from the empty set to the empty set is 0
0
. It has to be 1.
On the other hand, Cauchy had good reason to consider 0
0
as an undened limiting
form, in the sense that the limiting value of f(x)
g(x)
is not known a priori when f(x)
and g(x) approach 0 independently. In this much stronger sense, the value of 0
0
is
less dened than, say, the value of 0 + 0. Both Cauchy and Libri were right, but
Libri and his defenders did not understand why truth was on their side.
[3] Anonymous and S. . . Bemerkungen zu den Aufsatze uberschrieben, Be-
weis der Gleichung 0
0
= 1, nach J. F. Pfa, im zweiten Hefte dieses Bandes, S.
134, Journal fur die reine und angewandte Mathematik, 12 (1834), 292294.
[5] uvres Compl`etes. Augustin-Louis Cauchy. Cours dAnalyse de lEcole Royale
Polytechnique (1821). Series 2, volume 3.
28
[33] Guillaume Libri. Memoire sur les fonctions discontinues, Journal f ur
die reine und angewandte Mathematik, 10 (1833), 303316.
[36] A. F. Mobius. Beweis der Gleichung 0
0
= 1, nach J. F. Pfa. Journal fur
die reine und angewandte Mathematik,
12 (1834), 134136.
[45] S. . . Sur la valeur de 0
0
. Journal fur die reine und angewandte Mathematik 11,
(1834), 272273.
References
Knuth. Two notes on notation. (AMM 99 no. 5 (May 1992), 403422).
H. E. Vaughan. The expression 0
0
. Mathematics Teacher 63 (1970), pp.111-112.
Kahan, W. Branch Cuts for Complex Elementary Functions or Much Ado about
Nothings Sign Bit, The State of the Art in Numerical Analysis, editors A. Iserles and M. J. D.
Powell, Clarendon Press, Oxford, pp. 165212.
Louis M. Rotando and Henry Korn.
The Indeterminate Form 0
0
. Mathematics Magazine,Vol. 50, No. 1 (January 1977), pp.
41-42.
L. J. Paige,. A note on indeterminate forms. American Mathematical Monthly, 61 (1954),
189-190; reprinted in the Mathematical Association of Americas 1969 volume, Selected Papers
on Calculus, pp. 210-211.
Baxley & Hayashi. A note on indeterminate forms. American Mathematical Monthly, 85
(1978), pp. 484-486.
Crimes and Misdemeanors in the Computer Algebra Trade. Notices of the American
Mathematical Society, September 1991, volume 38, number 7, pp.778-785
4.3.1 Why is 0.9999 . . . = 1?
In modern mathematics, the string of symbols 0.9999 . . . is understood to be a shorthand for
the innite sum 9/10 + 9/100 + 9/1000 + . . .. This in turn is shorthand for the limit of the
sequence of real numbers 9/10, 9/10+9/100, 9/10+9/100+9/1000, . . .. Using the well-known
epsilon-delta denition of the limit (you can nd it in any of the given references on analysis), one
can easily show that this limit is 1. The statement that 0.9999 . . . = 1 is simply an abbreviation
of this fact.
0.9999 . . . =
n=1
9
10
n
= lim
m
m
n=1
9
10
n
Choose > 0. Suppose = 1/ log
10
, thus = 10
1/
. For every m > 1/ we have that
n=1
9
10
n
1
=
1
10
m
<
1
10
1/
=
29
So by the denition of the limit we have
lim
m
m
n=1
9
10
n
= 1
Not formal enough? In that case you need to go back to the construction of the number
system. After you have constructed the reals (Cauchy sequences are well suited for this case,
see [Shapiro75]), you can indeed verify that the preceding proof correctly shows 0.9999 . . . = 1.
An informal argument could be given by noticing that the following sequence of natural
operations has as a consequence 0.9999 . . . = 1. Therefore its natural to assume 0.9999 . . . = 1.
x = 0.9999 . . .
10x = 10 0.9999 . . .
10x = 9.9999 . . .
10x x = 9.9999 . . . 0.9999 . . .
9x = 9
x = 1
Thus 0.9999 . . . = 1.
An even easier argument multiplies both sides of 0.3333 . . . = 1/3 by 3. The result is
0.9999 . . . = 3/3 = 1.
Another informal argument is to notice that all periodic numbers such as 0.46464646 . . . are
equal to the period divided over the same number of 9s. Thus 0.46464646 . . . = 46/99. Applying
the same argument to 0.9999 . . . = 9/9 = 1.
Although the three informal arguments might convince you that 0.9999 . . . = 1, they are
not complete proofs. Basically, you need to prove that each step on the way is allowed and
is correct. They are also clumsy ways to prove the equality since they go around the bush:
proving 0.9999 . . . = 1 directly is much easier.
You can even have that while you are proving it the clumsy way, you get proof of the result
in another way. For instance, in the rst argument the rst step is showing that 0.9999 . . . is real
indeed. You can do this by giving the formal proof stated in the beginning of this FAQ question.
But then you have 0.9999 . . . = 1 as corollary. So the rest of the argument is irrelevant: you
already proved what you wanted to prove.
References
R.V. Churchill and J.W. Brown. Complex Variables and Applications. 5
th
ed., McGraw-Hill, 1990.
E. Hewitt and K. Stromberg. Real and Abstract Analysis. Springer-Verlag, Berlin, 1965.
W. Rudin. Principles of Mathematical Analysis. McGraw-Hill, 1976.
L. Shapiro. Introduction to Abstract Algebra. McGraw-Hill, 1975.
30
4.4 Name for f(x)
f(x)
= x
Solving for f one nds a continued fraction-like answer
f(x) =
log x
log
log x
log
log x
log...
(4.1)
This question has been repeated here from time to time over the years, and no one seems to
have heard of any published work on it, nor a published name for it.
This function is the inverse of f(x) = x
x
. It might be argued that such description is good
enough as far as mathematical names go: the inverse of the function f(x) = x
x
seems to be
clear and succint.
Another possible name is lx(x). This comes from the fact that the inverse of e
x
is ln(x) thus
the inverse of x
x
could be named lx(x).
Its not an analytic function.
The continued fraction form for its numeric solution is highly unstable in the region of its
minimum at 1/e (because the graph is quite at there yet logarithmic approximation oscillates
wildly), although it converges fairly quickly elsewhere. To compute its value near 1/e, use the
bisection method which gives good results. Bisection in other regions converges much more
slowly than the logarithmic continued fraction form, so a hybrid of the two seems suitable. Note
that its dual valued for the reals (and many valued complex for negative reals).
A similar function is a built-in function in MAPLE called W(x) or Lamberts W function.
MAPLE considers a solution in terms of W(x) as a closed form (like the erf function). W is
dened as W(x)e
W(x)
= x.
Notice that f(x) = exp(W(log(x))) is the solution to f(x)
f
(x) = x
An extensive treatise on the known facts of Lamberts W function is available for anonymous
ftp at dragon.uwaterloo.ca at /cs-archive/CS-93-03/W.ps.Z.
4.5 Some Famous Mathematical Constants
A table of 120 known constants in math, such as Pi, e, sqrt(2), parking constant, Feigenbaum
constant, etc. each of them is with references, and up to 1024 digits when possible can be
found at the Centre for Experimental and Constructive Mathematics, Simon Fraser University
at http://www.cecm.sfu.ca/projects/ISC.html
Another source of mathematical constants is:
http://www.mathsoft.com/asolve/constant/constant.html
maintained by Steve Finch.
31
Chapter 5
Human Interest
5.1 Indiana bill sets the value of to 3
The bill House Bill No. 246, Indiana State Legislature, 1897, reportedly set the value of to
an incorrect rational approximation.
The following is the text of the bill:
HOUSE BILL NO. 246
A bill for an act introducing a new mathematical truth and oered as a contribution
to education to be used only by the State of Indiana free of cost by paying any
royalties whatever on the same, provided it is accepted and adopted by the ocial
action of the legislature of 1897.
Section 1. Be it enacted by the General Assembly of the State of Indiana: It has
been found that a circular area is to the square on a line equal to the quadrant of
the circumference, as the area of an equilateral rectangle is to the square on one
side. The diameter employed as the linear unit according to the present rule in
computing the circles area is entirely wrong, as it represents the circles area one and
one-fths times the area of a square whose perimeter is equal to the circumference of
the circle. This is because one-fth of the diameter ls to be represented four times
in the circles circumference. For example: if we multiply the perimeter of a square
by one-fourth of any line one-fth greater than one side, we can, in like manner make
the squares area to appear one fth greater than the fact, as is done by taking the
diameter for the linear unit instead of the quadrant of the circles circumference.
Section 2. It is impossible to compute the area of a circle on the diameter as
the linear unit without trespassing upon the area outside the circle to the extent
of including one-fth more area than is contained within the circles circumference,
because the square on the diameter produces the side of a square which equals nine
when the arc of ninety degrees equals eight. By taking the quadrant of the circles
circumference for the linear unit, we fulll the requirements of both quadrature and
rectication of the circles circumference. Furthermore, it has revealed the ratio of
the chord and arc of ninety degrees, which is as seven to eight, and also the ratio of
the diagonal and one side of a square which is as ten to seven, disclosing the fourth
important fact, that the ratio of the diameter and circumference is as ve-fourths
to four; and because of these facts and the further fact that the rule in present use
32
fails to work both ways mathematically, it should be discarded as wholly wanting
and misleading in its practical applications.
Section 3. In further proof of the value of the authors proposed contribution to
education, and oered as a gift to the State of Indiana, is the fact of his solutions of
the trisection of the angle, duplication of the cube and quadrature having been al-
ready accepted as contributions to science by the American Mathematical Monthly,
the leading exponent of mathematical thought in this country. And be it remem-
bered that these noted problems had been long since given up by scientic bodies as
unsolvable mysteries and above mans ability to comprehend.
Will E. Edington in an article published in the Proceedings of the Indiana Academy of
Science describes the fate of the bill in the committees of the Indiana legislature. First it was
referred to the House Committee on Canals, which was also referred to as the Committee on
Swamp Lands. Notices of the bill appeared in the Indianapolis Journal and the Indianapolis
Sentinel on Jan. 19, 1897, both of which described it a a bill telling how to square circles. On
the same day, Representative M.B.Butler, of Steuben County, chairman of the Committee on
Canals, submitted the following report:
Your Committee on Canals, to which was referred House Bill No.246, entitled an act
for the introduction of a mathematical truth, etc., has had the same under consider-
ation and begs leave to report the same back to the House with the recommendation
that said bill be referred to the Committee on Education.
The next day, the following article appeared in the Indianapolis Sentinel:
To SQUARE THE CIRCLE
Claims Made That This Old Problem Has Been Solved. The bill telling how to
square a circle, introduced in the House by Mr.Record, is not intended to be a hoax.
Mr. Record knows nothing of the bill with the exception that he introduced it by
request of Dr.Edwin Goodwin of Posey County, who is the author of the demonstra-
tion. The latter and State Superintendent of Public Instruction Geeting believe that
it is the long-sought solution of the problem, and they are seeking to have it adopted
by the legislature. Dr. Goodwin, the author, is a mathematician of note. He has
it copyrighted and his proposition is that if the legislature will indorse the solution,
he will allow the state to use the demonstration in its textbooks free of charge. The
author is lobbying for the bill.
On February 2, 1897, ...Representative S.E. Nicholson, of Howard County, chairman
of the Committee on Education, reported to the House.
Your Committee on Education, to which was referred House Bill No.246, entitled a
a bill for an act entitled an act introducing a new mathematical truth, has had same
under consideration, and begs leave to report the same back to the House with the
recommendation that said bill do pass.
The report was concurred in, and on February 8, 1897, it was brought up for the
second reading, following which it was considered engrossed. Then Mr. Nicholson
moved that the constitutional rule requiring bills to be read on three days be sus-
pended, that the bill may be read a third time now. The constitutional rule was
33
suspended by a vote of 72 to 0 and the bill was then read a third time. It was passed
by a vote of 67 to 0, and the Clerk of the House was directed to inform the Senate
of the passage of the bill.
The newspapers reported the suspension of the consitutional rules and the unanimous passage
of the bill matter-of-factly, except for one line in the Indianapolis Journal to the eect that this
is the strangest bill that has ever passed an Indiana Assembly.
The bill was referred to the Senate on Feb.10, 1897, and was read for the rst time on Feb.11
and referred to the Committee on Temperance. On Feb.12 Senator Harry S. New, of Marion
County, Chairman of the Committee on Temperance, made the following report to the Senate:
Your committee on Temperance, to which was referred House Bill No.246, intro-
duced by Mr.Record, has had the same under consideration and begs leave to report
the same back to the Senate with the recommendation that said bill do pass.
The Senate Journal mentions only that the bill was read a second time on Feb.12, 1897,
that there was an unsuccessful attempt to amend the bill by strike out the enacting clause, and
nally it was postponed indenitely. That the bill was killed appears to be a matter of dumb
luck rather than the superior education or wisdom of the Senate. It is true that the bill was
widely ridiculed in Indiana and other states, but what actually brought about the defeat of the
bill is recorded by Prof. C.A. Waldo in an article he wrote for the Proceedings of the Indiana
Academy of Science in 1916. The reason he knows is that he happened to be at the State Capitol
lobbying for the appropriation of the Indiana Academy of Science, on the day the Housed passed
House Bill 246. When he walked in the found the debate on House Bill 246 already in progress.
In his article, he writes (according to Edington):
An ex-teacher from the eastern part of the state was saying: The case is perfectly
simple. If we pass this bill which establishes a new and correct value for , the author
oers to our state without cost the use of his discovery and its free publication in
our school text books, while everyone else must pay him a royalty.
The roll was then called and the bill passed its third and nal reading in the lower house.
A member then showed the writer [i.e. Waldo] a copy of the bill just passed and asked him if
he would like an introduction to the learned doctor, its author. He declined the courtesy with
thanks remarking that he was acquainted with as many crazy people as he cared to know.
That evening the senators were properly coached and shortly thereafter as it came to its nal
reading in the upper house they threw out with much merriment the epoch making discovery of
the Wise Man from the Pocket.
The bill implies four dierent values for and one for
2, as follows:
= 16/
3, 2
5/6,
16
= 10/7.
It has been found that a circular area is to the square on a line equal to the quadrant
of the circumference, as the area of an equilateral rectangle is to the square on one
side.
: (
/2)
2
=
3/4 : 1 i.e.
= 16/
3 = 9.24.
34
The diameter employed as the linear unit according to the present rule in computing
the circles area is entirely wrong, as it represents the circles area one and one-fths
times the area of a square whose perimeter is equal to the circumference of the
circle. This is because one-fth of the diameter fails to be represented four times in
the circles circumference.
Bit tricky to decipher, but it seems to say (2
/4)
2
6/5 = i.e.
= 2
5/6 = 3.236
Furthermore, it has revealed the ratio of the chord and arc of ninety degrees, which
is as seven to eight,
2 : /2 = 7 : 8 i.e. = 16
2/7 = 3.232
and also the ratio of the diagonal and one side of a square which is as ten to seven
i.e.
2 = 10/7 = 1.429
that the ratio of the diameter and circumference is as ve-fourths to four
i.e. = 16/5 = 3.2
5.2 Fields Medal
5.2.1 Historical Introduction
This is the original letter by Fields creating the endowment for the medals that bear his name.
It is thought to have been written during the few months before his death. Notice that no
mention is made about the age of the recipients (currently there is a 40 year-old limit), and that
the medal should not be attached to any person, private or public, meaning that it shouldnt
bear anybodys name.
It is proposed to found two gold medals to be awarded at successive International
Mathematical Congress for outstanding achievements in mathematics. Because of
the multiplicity of the branches of mathematics and taking into account the fact that
the interval between such congresses is four years it is felt that at least two medals
should be available. The awards would be open to the whole world and would be
made by an International Committee.
The fund for the founding of the medals is constituted by balance left over after
nancing the Toronto congress held in 1924. This must be held in trust by the
Government or by some body authorized by government to hold and invest such
funds. It would seem that a dignied method for handling the matter and one
which in this changing world should most nearly secure permanency would be for
the Canadian Government to take over the fund and appoint as his custodian say
the Prime Minister of the Dominion or the Prime Minister in association with the
Minister of Finance. The medals would be struck at the Mint in Ottawa and the
duty of the custodian would be simply to hand over the medals at the proper time
to the accredited International Committee.
35
As things are at present a practical course of procedure would seem to be for the
Executive Committee of a Congress to appoint a small international committee au-
thorized to add to its number and call into consultation other mathematicians as it
might deem expedient. The Committee would be expected to decide on the ones to
whom the awards should be made thirty months in advance of the following Congress.
Its decisions would be communicated to the President and Secretary of the Organiz-
ing Committee of the Congress, this Committee having the duty of communicating
to the Prime Minister of Canada the names of the recipients in order that the medal
might be prepared in time and forwarded to the president of the Organizing Commit-
tee. Immediately on the appointment of the Executive Committee of the Congress
the medals would be handed over to its President. The presentation of the medals
would constitute a special feature at some general meeting of the Congress.
In the above arrangements the role of the Organizing Committee might be taken
over by the Executive of the International Mathematical Union at some time in the
future when that organization has been generally accepted.
In coming to its decision the hands of the IC should be left as free as possible. It
would be understood, however, that in making the awards while it was in recognition
of work already done it was at the same time intended to be an encouragement for
further achievement on the part of the recipients and a stimulus to renewed eort
on the part of others.
In commenting on the work of the medalists it might be well to be conservative in
ones statements to avoid envidious comparisons explicit or implied. The Committee
might ease matters by saying they have decided to make the awards along certain
lines not alone because of the outstanding character of the achievement but also
with a view to encouraging further development along these lines. In this connection
the Committee might say that they had elected to select subjects in Analysis, in
Geometry, in the Theory of Groups, in the Theory of Numbers etc. as the case
might be. When the Committee had come to an agreement in this sense the claims
for recognition of work done along the special lines in question could be considered
in detail by two smaller groups or subcommittees with specialized qualications who
would have authority to take into consultation or add to the subcommittees other
mathematicians of specialized knowledge.
With regard to the medals themselves, I might say that they should each contain at
least 200 dollars worth of gold and be of a fair size, probably 7.5 centimeters in di-
ameter. Because of the international character the language to be employed it would
seem should be Latin or Greek? The design has still to be denitely determined.
It will have to be decided on by artists in consultation with mathematicians. The
suggestions made in the preceding are tentative and open to consideration on the
part of mathematicians.
It is not contemplated to make an award until 1936 at the Congress following that
at Zurich during which an international Medal Committee should be named.
The above programme means a new departure in the matter of international scientic
cooperation and is likely to be the precursor of moves along like lines in other sciences
than mathematics.
36
One would hear again emphasized the fact that the medals should be of a character
as purely international and impersonal as possible. There should not be attached to
them in any way the name of any country, institution or person.
Perhaps provision could be made as soon as possible after the appointment of the
Executive of the Zurich Congress for the consideration by it of the subject of the
medals, and the appointment without undue delay of a Committee and the awards
of the medals to be made in connection with the Congress of 1936.
Suggestions with regard to the design of the medals will be welcome.
(signed) J.C. Fields Research Professor of Mathematics University of Toronto
More information may also be found at
URL: http://www.math.toronto.edu/fields.html
37
5.2.2 Table of Awardees
Year Name Birthplace Country Age
1936 Ahlfors, Lars Helsinki Finland 29
1936 Douglas, Jesse New York, NY USA 39
1950 Schwartz, Laurent Paris France 35
1950 Selberg, Atle Langesund Norway 33
1954 Kodaira, Kunihiko Tokyo Japan 39
1954 Serre, Jean-Pierre Bages France 27
1958 Roth, Klaus Breslau Germany 32
1958 Thom, Rene Montbeliard France 35
1962 Hormander, Lars Mjallby Sweden 31
1962 Milnor, John Orange, NJ USA 31
1966 Atiyah, Michael London UK 37
1966 Cohen, Paul Long Branch NJ USA 32
1966 Grothendieck, Alex. Berlin Germany 38
1966 Smale, Stephen Flint, MI USA 36
1970 Baker, Alan London UK 31
1970 Hironaka, Heisuke Yamaguchi-ken Japan 39
1970 Novikov, Serge Gorki USSR 32
1970 Thompson, John Ottawa, KA USA 37
1974 Bombieri, Enrico Milan Italy 33
1974 Mumford, David Worth, Sussex UK 37
1978 Deligne, Pierre Brussels Belgium 33
1978 Feerman, Charles Washington DC USA 29
1978 Margulis, Gregori Moscow USSR 32
1978 Quillen, Daniel Orange, NJ USA 38
1982 Connes, Alain Draguignan France 35
1982 Thurston, William Washington DC USA 35
1982 Yau, Shing-Tung Kwuntung China 33
1986 Donaldson, Simon Cambridge UK 27
1986 Faltings, Gerd 1954 Germany 32
1986 Freedman, Michael Los Angeles USA 35
Year Name Birthplace Country Age
1990 Drinfeld, Vladimir Kharkov USSR 36
1990 Jones, Vaughan Gisborne N Zealand 38
1990 Mori, Shigefumi Nagoya Japan 39
1990 Witten, Edward Baltimore USA 38
1994 Pierre-Louis Lions ???? France 38
1994 Jean-Chrisophe Yoccoz ???? France 37
1994 Jean Bourgain Oostende Belge 40
1994 Em Zelmanov Novosibirsk Russia 39
38
Year Name Institution Country
1936 Ahlfors, Lars Harvard University USA
1936 Douglas, Jesse MIT USA
1950 Schwartz, Laurent Universite de Nancy France
1950 Selberg, Atle Institute for Advanced Study, Princeton USA
1954 Kodaira, Kunihiko Princeton University USA
1954 Serre, Jean-Pierre College de France France
1958 Roth, Klaus University of London UK
1958 Thom, Rene University of Strasbourg France
1962 Hormander, Lars University of Stockholm Sweden
1962 Milnor, John Princeton University USA
1954 Serre, Jean-Pierre College de France France
1958 Roth, Klaus University of London UK
1958 Thom, Rene University of Strasbourg France
1962 Hormander, Lars University of Stockholm Sweden
1962 Milnor, John Princeton University USA
1966 Atiyah, Michael Oxford University UK
1966 Cohen, Paul Stanford University USA
1966 Grothendieck, Alex University of Paris France
1966 Smale, Stephen University of California at Berkeley USA
1970 Baker, Alan Cambridge University UK
1970 Hironaka, Heisuke Harvard University USA
1970 Novikov, Serge Moscow University USSR
1970 Thompson, John University of Chicago USA
1974 Bombieri, Enrico Univeristy of Pisa Italy
1974 Mumford, David Harvard University USA
1978 Deligne, Pierre IHES France
1978 Feerman, Charles Princeton University USA
1978 Margulis, Gregori InstPrblmInfTrans USSR
1978 Quillen, Daniel MIT USA
1982 Connes, Alain IHES France
1982 Thurston, William Princeton University USA
1982 Yau, Shing-Tung Institute for Advanced Study, Princeton USA
1986 Donaldson, Simon Oxford University UK
1986 Faltings, Gerd Princeton University USA
1986 Freedman, Michael University of California at San Diego USA
Year Name Institution Country
1990 Drinfeld, Vladimir Phys.Inst.Kharkov USSR
1990 Jones, Vaughan University of California at Berkeley USA
1990 Mori, Shigefumi University of Kyoto? Japan
1990 Witten, Edward Princeton/Institute for Advanced Study USA
1994 Pierre-Louis Lions Universite de Paris-Dauphine France
1994 Jean-Chrisophe Yoccoz Universite de Paris-Sud France
1994 Jean Bourgain Institute for Advanced Study USA
1994 Em Zelmanov University of Wisconsin USA
39
References
International Mathematical Congresses, An Illustrated History 1893-1986. Donald J.Alberts, G. L.
Alexanderson and Constance Reid. Revised Edition, Including 1986, Springer Verlag, 1987.
Tropp, Henry S. The origins and history of the Fields Medal. Historia Mathematica,
3(1976), 167-181.
5.3 Erdos Number
Form an undirected graph where the vertices are academics, and an edge connects academic X
to academic Y if X has written a paper with Y . The Erdos number of X is the length of the
shortest path in this graph connecting X with Erdos.
Erdos has Erdos number 0. Co-authors of Erdos have Erdos number 1. Einstein has Erdos
number 2, since he wrote a paper with Ernst Straus, and Straus wrote many papers with Erdos.
The Extended Erdos Number applies to co-authors of Erdos. For People who have authored
more than one paper with Erdos, their Erdos number is dened to be 1/# papers-co-authored.
Why people care about it?
Nobody seems to have a reasonable answer...
Who is Paul Erdos?
Paul Erdos was an Hungarian mathematician. He obtained his PhD from the University of
Manchester and spent most of his eorts tackling small problems and conjectures related to
graph theory, combinatorics, geometry and number theory.
He was one of the most prolic publishers of papers; and was also and indefatigable traveller.
Paul Erdos died on September 20, 1996.
At this time the number of people with Erdos number 2 or less is estimated to be over
4750, according to Professor Jerrold W. Grossman archives. These archives can be consulted
via anonymous ftp at vela.acs.oakland.edu under the directory pub/math/erdos or on the Web
at http://www.acs.oakland.edu/ grossman/erdoshp.html. At this time it contains a list of all
co-authors of Erdos and their co-authors.
On this topic, he writes
Let E
1
be the subgraph of the collaboration graph induced by people with Erdos
number 1. We found that E
1
has 451 vertices and 1145 edges. Furthermore, these
collaborators tended to collaborate a lot, especially among themselves. They have
an average of 19 other collaborators (standard deviation 21), and only seven of them
collaborated with no one except Erdos. Four of them have over 100 co-authors. If
we restrict our attention just to E
1
, we still nd a lot of joint work. Only 41 of these
451 people have collaborated with no other persons with Erd os number 1 (i.e., there
are 41 isolated vertices in E
1
), and E
1
has four components with two vertices each.
The remaining 402 vertices in E
1
induce a connected subgraph. The average vertex
degree in E
1
is 5, with a standard deviation of 6; and there are four vertices with
degrees of 30 or higher. The largest clique in E
1
has seven vertices, but it should
be noted that six of these people and Erdos have a joint seven-author paper. In
addition, there are seven maximal 6-cliques, and 61 maximal 5-cliques. In all, 29
vertices in E
1
are involved in cliques of order 5 or larger. Finally, we computed that
the diameter of E
1
is 11 and its radius is 6.
40
Three quarters of the people with Erdos number 2 have only one co-author with
Erd os number 1 (i.e., each such person has a unique path of length 2 to p). However,
their mean number of Erdos number 1 co-authors is 1.5, with a standard deviation
of 1.1, and the count ranges as high as 13.
Folklore has it that most active researchers have a nite, and fairly small, Erdos
number. For supporting evidence, we veried that all the Fields and Nevanlinna prize
winners during the past three cycles (19861994) are indeed in the Erd os component,
with Erd os number at most 9. Since this group includes people working in theoretical
physics, one can conjecture that most physicists are also in the Erdos component, as
are, therefore, most scientists in general. The large number of applications of graph
theory to the social sciences might also lead one to suspect that many researchers
in other academic areas are included as well. We close with two open questions
about C, restricted to mathematicians, that such musings suggest, with no hope
that either will ever be answered satisfactorily: What is the diameter of the Erdos
component, and what is the order of the second largest component?
References
Caspar Goman. And what is your Erdos number? American Mathematical Monthly, v. 76
(1969), p. 791.
Tom Odda (alias for Ronald Graham) On Properties of a Well- Known Graph, or, What
is Your Ramsey Number? Topics in Graph Theory (New York, 1977), pp. [166-172].
5.4 Why is there no Nobel in mathematics?
Nobel prizes were created by the will of Alfred Nobel, a notable Swedish chemist.
One of the most common and unfounded reasons as to why Nobel decided against a Nobel
prize in math is that [a woman he proposed to/his wife/his mistress] [rejected him because
of/cheated him with] a famous mathematician. Gosta Mittag-Leer is often claimed to be the
guilty party.
There is no historical evidence to support the story.
For one, Mr. Nobel was never married.
There are more credible reasons as to why there is no Nobel prize in math. Chiey among
them is simply the fact he didnt care much for mathematics, and that it was not considered
a practical science from which humanity could benet (a chief purpose for creating the Nobel
Foundation).
Further, at the time there existed already a well known Scandinavian prize for mathemati-
cians. If Nobel knew about this prize he may have felt less compelled to add a competing prize
for mathematicians in his will.
[...] As professor ordinarius in Stockholm, Mittag-Leer began a 30-year career of
vigorous mathematical activity. In 1882 he founded the Acta Mathematica, which a
century later is still one of the worlds leading mathematical journals. Through his
inuence in Stockholm he persuaded King Oscar II to endow prize competitions and
honor various distinguished mathematicians all over Europe. Hermite, Bertrand,
Weierstrass, and Poincare were among those honored by the King. [...]
41
Source: The Mathematics of Sonya Kovalevskaya by Roger Cooke (Springer-Verlag, New York
etc., 1984, II.5.2, p. 90-91:
Here are some relevant facts:
Nobel never married, hence no wife. (He did have a mistress, a Viennese woman named
Sophie Hess.)
Gosta Mittag-Leer was an important mathematician in Sweden in the late 19th-early
20th century. He was the founder of the journal Acta Mathematica, played an important
role in helping the career of Sonya Kovalevskaya, and was eventually head of the Stockholm
Hogskola, the precursor to Stockholms Universitet. However, it seems highly unlikely that
he would have been a leading candidate for an early Nobel Prize in mathematics, had there
been one there were guys like Poincare and Hilbert around, after all.
There is no evidence that Mittag-Leer had much contact with Alfred Nobel (who resided
in Paris during the latter part of his life), still less that there was animosity between them
for whatever reason. To the contrary, towards the end of Nobels life Mittag-Leer was
engaged in diplomatic negotiations to try to persuade Nobel to designate a substantial
part of his fortune to the Hogskola. It seems hardly likely that he would have undertaken
this if there was prior bad blood between them. Although initially Nobel seems to have
intended to do this, eventually he came up with the Nobel Prize idea much to the
disappointment of the Hogskola, not to mention Nobels relatives and Fraulein Hess.
According to the very interesting study by Elisabeth Crawford, The Beginnings of the
Nobel Institution, Cambridge Univ. Press, 1984, pages 52-53:
Although it is not known how those in responsible positions at the Hogskola came
to believe that a large bequest was forthcoming, this indeed was the expectation,
and the disappointment was keen when it was announced early in 1897 that
the Hogskola had been left out of Nobels nal will in 1895. Recriminations
followed, with both Pettersson and Arrhenius [academic rivals of Mittag-Leer
in the administration of the Hogskola] letting it be known that Nobels dislike
for Mittag-Leer had brought about what Pettersson termed the Nobel Flop.
This is only of interest because it may have contributed to the myth that Nobel
had planned to institute a prize in mathematics but had refrained because of his
antipathy to Mittag-Leer or in another version of the same story because of
their rivalry for the aections of a woman....
However, Sister Mary Thomas a Kempis discovered a letter by R. C. Archibald in the
archives of Brown University and discussed its contents in The Mathematics Teacher
(1966, pp.667-668). Archibald had visited Mittag-Leer and, on his report, it would seem
that M-L *believed* that the absence of a Nobel Prize in mathematics was due to an
estrangement between the two men. (This at least is the natural reading, but not the only
possible one.)
A nal speculation concerning the psychological element. Would Nobel, sitting down to
draw up his testament, presumably in a mood of great benevolence to mankind, have
allowed a mere personal grudge to distort his idealistic plans for the monument he would
leave behind?
42
Nobel, an inventor and industrialist, did not create a prize in mathematics simply because he
was not particularly interested in mathematics or theoretical science. His will speaks of prizes
for those inventions or discoveries of greatest practical benet to mankind. (Probably as a
result of this language, the physics prize has been awarded for experimental work much more
often than for advances in theory.)
However, the story of some rivalry over a woman is obviously much more amusing, and thats
why it will probably continue to be repeated.
References
Mathematical Intelligencer, vol. 7 (3), 1985, p. 74.
The Beginnings of the Nobel Institution. Elisabeth Crawford. Cambridge Univ. Press, 1984.
5.5 International Mathematics Olympiad and Other Competi-
tions
From the IMO home page:
The International Mathematics Olympiad (IMO) is an annual mathematics competition for
highschool students. It is one of the International Science Olympiads. The rst IMO was held
in Romania in 1959. The usual size of an ocial delegation to an IMO is (a maximum of) six
student competitors and (a maximum of) two leaders. There is no ocial team. The student
competitors write two papers, on consecutive days, each paper consisting of three questions.
Each question is worth seven marks.
You can check results and other info at
http://www.win.tue.nl/win/ioi/imo/
5.6 Who is N. Bourbaki?
A group of mostly French mathematicians which began meeting in the 1930s, aiming to write a
thorough unied account of all mathematics. They had tremendous inuence on the way math
is done since. For a very accessible sampler see Dieudonne Mathematics: The Music Of Reason
(Orig. Pour Lhonneur De Lesprit Humain).
The founding is described in Andre Weils autobiography, titled something like memoir of
an apprenticeship (orig. Souvenirs Dapprentissage). There is a usable book Bourbaki by J.
Fang. Liliane Beaulieu has a book forthcoming, which you can sample in A Parisian Cafe
and Ten Proto-Bourbaki Meetings 1934-1935 in the Mathematical Intelligencer 15 no.1 (1993)
27-35.
The history behind Bourbaki is also described in Scientic American, May 1957.
43
Chapter 6
Mathematical Trivia
6.1 Names of Large Numbers
Naming for 10
k
.
k American European SI--Prefix
-33 revo
-30 tredo
-27 syto
-24 fito
-21 ento
-18 quintillionth atto
-15 Quadrillionth femto
-12 trillionth pico
-9 Billionth nano
-6 Millionth micro
-3 Thousandth milli
-2 Hundredth centi
-1 Tenth deci
1 Ten deca
2 Hundred hecto
3 Thousand kilo
4 Myriad
6 Million Million mega
9 Billion Milliard giga
12 Trillion Billion tera
15 Quadrillion Billiard peta
18 Quintillion Trillion exa
21 Sextillion Trilliard hepa
24 Septillion Quadrillion otta
27 Octillion Quadrilliard nea
30 Nonillion Quintillion dea
44
(Noventillion)
33 Decillion Quintilliard una
36 Undecillion Sextillion
39 Duodecillion Sextilliard
42 tredecillion Septillion
45 quattuordecillion Septilliard
48 quindecillion Octillion
51 sexdecillion Octilliard
54 septendecillion Nonillion
(Noventillion)
57 octodecillion Nonilliard
(Noventilliard)
60 novemdecillion Decillion
63 VIGINTILLION Decilliard
6*n (2n-1)-illion n-illion
6*n+3 (2n)-illion n-illiard
100 Googol Googol
303 CENTILLION
600 CENTILLION
10^100 Googolplex Googolplex
%From: balden@wimsey.com (Bruce Balden)
%Date: Fri, 11 Oct 1996 12:46:39 GMT
Chinese System
1 yi4
10 shi2
100 bai3
1000 qian2
10000 wan4
10^6 yi bai3 wan (i.e. 100 times wan)
10^8 yi1
10^12 ???
The American system is used in:
US,
...
The European system is used in:
45
Austria,
Belgium,
Chile,
Germany,
the Netherlands,
Italy (see exception)
Scandinavia
%Date: Mon, 25 Aug 1997 22:47:48 -0700
%From: Torbjorn Larsson <ekatla@eka.ericsson.se>
%Subject: Sci.math FAQ
Note that all prefixes are to be spelled with a leading small letter. (As are
all SI units, even those that honors persons by using their names.)
- All prefixes with n < 0 should have a small letter abbreviation.
Eg. 1 picoampere = 1 pA. (SI unit rule explanation: person name unit
is abreviated using a capital letter)
- All prefixes with n > 0 should have a large letter abbreviation.
Eg. 1 gigameter = 1 Gm. (SI unit rule explanation: non-person name unit
is abreviated in lower case). _Except_ the mass unit: 1 kilogram is
abreviated as kg (compare to Km. for kilometer).
hv@cix.compulink.co.uk (Hugo van der Sanden):
To the best of my knowledge, the House of Commons decided to adopt the
US definition of billion quite a while ago - around 1970? - since which
it has been official government policy.
dik@cwi.nl (Dik T. Winter):
The interesting thing about all this is that originally the French used
billion to indicate 10^9, while much of the remainder of Europe used
billion to indicate 10^12. I think the Americans have their usage from
the French. And the French switched to common European usage in 1948.
gonzo@ing.puc.cl (Gonzalo Diethelm):
Other countries (such as Chile, my own, and I think
most of Latin America) use billion to mean 10^12, trillion to mean
10^18, etc. What is the usage distribution over the world population,
anyway?
46
Chapter 7
Famous Problems in Mathematics
7.1 The Four Colour Theorem
Theorem 2 (Four Colour Theorem) Every planar map with regions of simple borders can
be coloured with 4 colours in such a way that no two regions sharing a non-zero length border
have the same colour.
An equivalent combinatorial interpretation is
Theorem 3 (Four Colour Theorem) Every loopless planar graph admits a vertex-colouring
with at most four dierent colours.
This theorem was proved with the aid of a computer in 1976. The proof shows that if aprox.
1,936 basic forms of maps can be coloured with four colours, then any given map can be coloured
with four colours. A computer program coloured these basic forms. So far nobody has been
able to prove it without using a computer. In principle it is possible to emulate the computer
proof by hand computations.
The known proofs work by way of contradiction. The basic thrust of the proof is to assume
that there are counterexamples, thus there must be minimal counterexamples in the sense that
any subset of the graphic is four colourable. Then it is shown that all such minimal counterex-
amples must contain a subgraph from a set basic congurations.
But it turns out that any one of those basic counterexamples can be replaced by something
smaller, while preserving the need for ve colours, thus contradicting minimality.
The number of basic forms, or congurations has been reduced to 633.
A recent simplication of the Four Colour Theorem proof, by Robertson, Sanders, Seymour
and Thomas, has removed the cloud of doubt hanging over the complex original proof of Appel
and Haken.
The programs can now be obtained by ftp and easily checked over for correctness. Also the
paper part of the proof is easier to verify. This new proof, if correct, should dispel all reasonable
criticisms of the validity of the proof of this theorem.
References
K. Appel and W. Haken. Every planar map is four colorable. Bulletin of the American
Mathematical Society, vol. 82, 1976 pp.711-712.
47
Figure 7.1: Trisection of the Angle with a marked ruler
K. Appel and W. Haken. Every planar map is four colorable. Illinois Journal of Mathematics,
vol. 21, 1977, pp. 429-567.
N. Robertson, D. Sanders, P. Seymour, R. Thomas The Four Colour Theorem Preprint,
February 1994. Available by anonymous ftp from ftp.math.gatech.edu, in directory /pub/users/thomas/fcdir/npfc.ps.
The Four Color Theorem: Assault and Conquest T. Saaty and Paul Kainen. McGraw-Hill, 1977.
Reprinted by Dover Publications 1986.
7.2 The Trisection of an Angle
Theorem 4 The trisection of the angle by an unmarked ruler and compass alone is in general
not possible.
This problem, together with Doubling the Cube, Constructing the regular Heptagon and
Squaring the Circle were posed by the Greeks in antiquity, and remained open until modern
times.
The solution to all of them is rather inelegant from a geometric perspective. No geometric
proof has been oered [check?], however, a very clever solution was found using fairly basic
results from extension elds and modern algebra.
It turns out that trisecting the angle is equivalent to solving a cubic equation. Constructions
with ruler and compass may only compute the solution of a limited set of such equations, even
when restricted to integer coecients. In particular, the equation for = 60 degrees cannot be
solved by ruler and compass and thus the trisection of the angle is not possible.
It is possible to trisect an angle using a compass and a ruler marked in 2 places.
Suppose X is a point on the unit circle such that
XOE is the angle we would like to
trisect. Draw a line AX through a point A on the x-axis such that [AB[ = 1 (which is the
same as the radius of the circle), where B is the intersection-point of the line AX with the circle.
Let be
BAO. Then
BOA = , and
XBO =
BXO = 2
Since the sum of the internal angles of a triangle equals radians (180 degrees) we have
XBO+
BXO+
BOX = , implying 4+
BOX+
XOE = , implying +
BOX +
BOX = +
BOX +
XOE
From which
3 =
XOE
follows. QED.
7.3 Which are the 23 Hilbert Problems?
The original was published in German in a couple of places. A translation was published by the
AMS in 1902. This article has been reprinted in 1976 by the American Mathematical Society
(see references).
The AMS Symposium mentioned at the end contains a series of papers on the then-current
state of most of the Problems, as well as the problems.
The URL contains the list of problems, and their current status:
http://www.astro.virginia.edu/ eww6n/math/HilbertsProblems.html
Mathematical Developments Arising from Hilbert Problems, volume 28 of Proceedings of Symposia
in Pure Mathematics, pages 134, Providence, Rhode Island. American Mathematical Society,
1976.
D. Hilbert. Mathematical problems. Lecture delivered before the International
Congress of Mathematicians at Paris in 1900. Bulletin of the American Mathematical
Society, 8:437479, 1902.
7.4 Unsolved Problems
7.4.1 Does there exist a number that is perfect and odd?
A given number is perfect if it is equal to the sum of all its proper divisors. This question was
rst posed by Euclid in ancient Greece. This question is still open. Euler proved that if N is
an odd perfect number, then in the prime power decomposition of N, exactly one exponent is
congruent to 1 mod 4 and all the other exponents are even. Furthermore, the prime occurring
to an odd power must itself be congruent to 1 mod 4. A sketch of the proof appears in Exercise
87, page 203 of Underwood Dudleys Elementary Number Theory. It has been shown that there
are no odd perfect numbers < 10
300
.
7.4.2 Collatz Problem
Take any natural number m > 0.
n := m;
repeat
if (n is odd) then n := 3 n + 1; else n := n/2;
until (n == 1)
49
Conjecture 1 For all positive integers m, the program above terminates.
The conjecture has been veried for all numbers up to 5.6 10
13
.
References
Unsolved Problems in Number Theory. Richard K Guy. Springer, Problem E16.
Elementary Number Theory. Underwood Dudley. 2nd ed.
G.T. Leavens and M. Vermeulen 3x+1 search programs ] Comput. Math. Appl.
vol. 24 n. 11 (1992), 79-99.
7.4.3 Goldbachs conjecture
This conjecture claims that every even integer bigger equal to 4 is expressible as the sum of two
prime numbers. It has been tested for all values up to 4.10
10
by Sinisalo.
7.4.4 Twin primes conjecture
There exist an innite number of positive integers p with p and p+2 both prime. See the largest
known twin prime section. There are some results on the estimated density of twin primes.
50
Chapter 8
Mathematical Games
8.1 The Monty Hall problem
This problem has rapidly become part of the mathematical folklore.
The American Mathematical Monthly, in its issue of January 1992, explains this problem
carefully. The following are excerpted from that article.
Problem:
A TV host shows you three numbered doors (all three equally likely), one hiding a car and
the other two hiding goats. You get to pick a door, winning whatever is behind it. Regardless
of the door you choose, the host, who knows where the car is, then opens one of the other two
doors to reveal a goat, and invites you to switch your choice if you so wish. Does switching
increases your chances of winning the car?
If the host always opens one of the two other doors, you should switch. Notice that 1/3 of
the time you choose the right door (i.e. the one with the car) and switching is wrong, while 2/3
of the time you choose the wrong door and switching gets you the car.
Thus the expected return of switching is 2/3 which improves over your original expected
gain of 1/3.
Even if the hosts oers you to switch only part of the time, it pays to switch. Only in the case
where we assume a malicious host (i.e. a host who entices you to switch based in the knowledge
that you have the right door) would it pay not to switch.
There are several ways to convince yourself about why it pays to switch. Heres one. You
select a door. At this time assume the host asks you if you want to switch before he opens any
doors. Even though the odds that the door you selected is empty are high (2/3), there is no
advantage on switching as there are two doors, and you dont know thich one to switch to. This
means the 2/3 are evenly distributed, which as good as you are doing already. However, once
Monty opens one of the two doors you selected, the chances that you selected the right door are
still 1/3 and now you only have one door to choose from if you switch. So it pays to switch.
References
L. Gillman The Car and the Goats American Mathematical Monthly, January 1992, pp. 3-7.
51
8.2 Master Mind
For the game of Master Mind it has been proven that no more than ve moves are required in
the worst case.
One such algorithm was published in the Journal of Recreational Mathematics; in 70 or
71 (I think), which always solved the 4 peg problem in 5 moves. Knuth later published an
algorithm which solves the problem in a shorter number of moves - on average - but can take
six guesses on certain combinations.
In 1994, Kenji Koyama and Tony W. Lai found, by exhaustive search that 5625/1296 = 4.340
is the optimal strategy in the expected case. This strategy may take six guesses in the worst
case. A strategy that uses at most ve guesses in the worst case is also shown. This strategy
requires 5626/1296 = 4.341 guesses.
References
Donald E. Knuth. The Computer as Master Mind. J. Recreational Mathematics, 9 (1976-
77), 1-6.
Kenji Koyama, Tony W. Lai. An optimal Mastermind Strategy. J. Recreational Mathe-
matics, 1994.
52
Chapter 9
Axiom of Choice and Continuum
Hypothesis
9.1 The Axiom of Choice
There are several equivalent formulations:
The Cartesian product of nonempty sets is nonempty, even if the product is of an innite
family of sets.
Given any set S of mutually disjoint nonempty sets, there is a set C containing a single
member from each element of S. C can thus be thought of as the result of choosing a
representative from each set in S. Hence the name.
9.1.1 Relevance of the Axiom of Choice
THE AXIOM OF CHOICE
There are many equivalent statements of the Axiom of Choice. The following version gave
rise to its name:
For any set X there is a function f, with domain X0, so that f(x) is a member of
x for every nonempty x in X.
Such an f is called a choice function on X. [Note that X0 means X with the empty set
removed. Also note that in Zermelo-Fraenkel set theory all mathematical objects are sets so
each member of X is itself a set.]
The Axiom of Choice (AC) is one of the most discussed axioms of mathematics, perhaps
second only to Euclids parallel postulate. The axioms of set theory provide a foundation for
modern mathematics in the same way that Euclids ve postulates provided a foundation for
Euclidean geometry, and the questions surrounding AC are the same as the questions that
surrounded Euclids Parallel Postulate:
1. Can it be derived from the other axioms?
2. Is it consistent with the other axioms?
3. Should we accept it as an axiom?
53
For many sets, including any nite set, the rst six axioms of set theory (abbreviated ZF) are
enough to guarantee the existence of a choice function but there do exist sets for which AC is
required to show the existence of a choice function. The existence of such sets was proved in
1963 by Paul Cohen. This means that AC cannot be derived from the other six axioms; in other
words AC is independent of ZF. This answers question [1] posed above.
The question of whether AC is consistent with the other axioms (question [2] above) was
answered by Goedel in 1938. Goedel showed that if the other axioms are consistent then AC is
consistent with them. This is a relative consistency proof which is the best we can hope for
because of Goedels Second Incompleteness Theorem.
The third question, Should we accept it as an axiom?, moves us into the realm of philos-
ophy. Today there are three major schools of thought concerning the use of AC:
1. Accept it as an axiom and use it without hesitation.
2. Accept it as an axiom but use it only when you cannot nd a proof without it.
3. AC is unacceptable.
Most mathematicians today belong to school A. Mathematicians who are in school B are usually
there because of a belief in Occams Razor (use as few assumptions as possible when explaining
something) or an interest in metamathematics. There are a growing number of people moving
to school C, especially computer scientists who work on automated reasoning using constructive
type theories.
Underlying the schools of thought about the use of AC are views about truth and the nature
of mathematical objects. Three major views are platonism, constructivism, and formalism.
Platonism
A platonist believes that mathematical objects exist independent of the human mind, and
a mathematical statement, such as AC, is objectively either true or false. A platonist accepts
AC only if it is objectively true, and probably falls into school A or C depending on her belief.
If she isnt sure about ACs truth then she may be in school B so that once she nds out the
truth about AC she will know which theorems are true.
Constructivism
A constructivist believes that the only acceptable mathematical objects are ones that can be
constructed by the human mind, and the only acceptable proofs are constructive proofs. Since
AC gives no method for constructing a choice set constructivists belong to school C.
Formalism
A formalist believes that mathematics is strictly symbol manipulation and any consistent
theory is reasonable to study. For a formalist the notion of truth is conned to the context of
mathematical models, e.g., a formalist would say The parallel postulate is false in Riemannian
geometry. but she wouldnt say The parallel postulate is false. A formalist will probably not
allign herself with any school. She will comfortably switch between A, B, and C depending on
her current interests.
So: Should you accept the Axiom of Choice? Here are some arguments for and against it.
Against
Its not as simple, aesthetically pleasing, and intuitive as the other axioms.
54
It is equivalent to many statements which are not intuitive such as Every set can be well
ordered. How, for example, would you well order the reals?
With it you can derive non-intuitive results, such as the existence of a discontinuous
additive function, the existence of a non-measurable set of reals, and the Banach-Tarski
Paradox (see the next section of the sci.math FAQ).
It is nonconstructive - it conjures up a set without providing any sort of procedure for its
construction.
For
The acceptance of AC is based on the belief that our intuition about nite sets can be
extended to innite sets. The main argument for accepting it is that it is useful. Many important,
intuitively plausible theorems are equivalent to it or depend on it. For example these statements
are equivalent to AC:
Every vector space has a basis.
Trichotomy of Cardinals: For any cardinals k and l, either k < l or k = l or k > l.
Tychonos Theorem: The product of compact spaces is compact in the product topology.
Zorns Lemma: Every nonempty partially ordered set P in which each chain has an upper
bound in P has a maximal element.
And these statements depend on AC (i.e., they cannot be proved in ZF without AC):
The union of countably many countable sets is countable.
Every innite set has a denumerable subset.
The Loewenheim-Skolem Theorem: Any rst-order theory which has a model has a denu-
merable model.
The Baire Category Theorem: The reals are not the union of countably many nowhere
dense sets (i.e., the reals are not meager).
The Ultralter Theorem: Every Boolean algebra has an ultralter on it.
Alternatives to AC
Accept only a weak form of AC such as the Denumerable Axiom of Choice (every denu-
merable set has a choice function) or the Axiom of Dependent Choice.
Accept an axiom that implies AC such as the Axiom of Constructibility (V = L) or the
Generalized Continuum Hypothesis (GCH).
Adopt AC as a logical axiom (Hilbert suggested this with his epsilon axiom). If set theory
is done in such a logical formal system the Axiom of Choice will be a theorem.
Accept a contradictory axiom such as the Axiom of Determinacy.
55
Use a completely dierent framework for mathematics such as Category Theory. Note that
within the framework of Category Theory Tychonos Theorem can be proved without
AC (Johnstone, 1981).
Test Yourself: When is AC necessary?
If you are working in Zermelo-Fraenkel set theory without the Axiom of Choice, can you
choose an element from...
1. a nite set?
2. an innite set?
3. each member of an innite set of singletons (i.e., one-element sets)?
4. each member of an innite set of pairs of shoes?
5. each member of ininite set of pairs of socks?
6. each member of a nite set of sets if each of the members is innite?
7. each member of an innite set of sets if each of the members is innite?
8. each member of a denumerable set of sets if each of the members is innite?
9. each member of an innite set of sets of rationals?
10. each member of a denumerable set of sets if each of the members is denumberable?
11. each member of an innite set of sets if each of the members is nite?
12. each member of an innite set of nite sets of reals?
13. each member of an innite set of sets of reals?
14. each member of an innite set of two-element sets whose members are sets of reals?
The answers to these questions with explanations are accessible through http://www.jazzie.com/ii/math/index.html
References
Benacerraf, Paul and Putnam, Hilary. Philosophy of Mathematics: Selected Readings, 2nd
edition. Cambridge University Press, 1983.
Dauben, Joseph Warren. Georg Cantor: His Mathematics and Philosophy of the Innite.
Princeton University Press, 1979.
A. Fraenkel, Y. Bar-Hillel, and A. Levy with van Dalen, Dirk. Foundations of Set Theory,
Second Revised Edition. North-Holland, 1973.
Johnstone, Peter T. Tychonos Theorem without the Axiom of Choice. Fundamenta
Mathematica 113: 21-35, 1981.
Leisenring, Albert C. Mathematical Logic and Hilberts Epsilon-Symbol. Gordon and
Breach, 1969.
Maddy, Believing the Axioms, I, J. Symb. Logic, v. 53, no. 2, June 1988, pp. 490-500,
and Believing the Axioms II in v.53, no. 3.
56
Moore, Gregory H. Zermelos Axiom of Choice: Its Origins, Development, and Inuence.
Springer-Verlag, 1982.
Rubin, Herman and Rubin, Jean E. Equivalents of the Axiom of Choice II. North-Holland,
1985.
This section of the FAQ is Copyright (c) 1994 Nancy McGough. Send comments and or
corrections relating to this part to nancym@ii.com. The most up to date version of this section
of the sci.math FAQ is accesible through http://www.jazzie.com/ii/math/index.html
9.2 Cutting a sphere into pieces of larger volume
Is it possible to cut a sphere into a nite number of pieces and reassemble into a solid of twice
the volume?
This question has many variants and it is best answered explicitly.
Given two polygons of the same area, is it always possible to dissect one into a nite number
of pieces which can be reassembled into a replica of the other?
Dissection theory is extensive. In such questions one needs to specify
What is a piece? (polygon? Topological disk? Borel-set? Lebesgue-measurable set?
Arbitrary?)
How many pieces are permitted (nitely many? countably? uncountably?)
What motions are allowed in reassembling (translations? rotations? orientation-reversing
maps? isometries? ane maps? homotheties? arbitrary continuous images? etc.)
How the pieces are permitted to be glued together. The simplest notion is that they must
be disjoint. If the pieces are polygons [or any piece with a nice boundary] you can permit
them to be glued along their boundaries, ie the interiors of the pieces disjoint, and their
union is the desired gure.
Some dissection results
We are permitted to cut into nitely many polygons, to translate and rotate the pieces, and
to glue along boundaries; then yes, any two equal-area polygons are equi-decomposable.
This theorem was proven by Bolyai and Gerwien independently, and has undoubtedly been
independently rediscovered many times. I would not be surprised if the Greeks knew this.
The Hadwiger-Glur theorem implies that any two equal-area polygons are equi-decomposable
using only translations and rotations by 180 degrees.
Theorem 5 (Hadwiger-Glur, 1951) Two equal-area polygons P,Q are equi-decomposable
by translations only, i we have equality of these two functions:
P
() =
Q
()
Here, for each direction v (ie, each vector on the unit circle in the plane), let
P
(v) be the
sum of the lengths of the edges of P which are perpendicular to v, where for such an edge,
its length is positive if v is an outward normal to the edge and is negative if v is an inward
normal to the edge.
In dimension 3, the famous Hilberts third problem is:
57
If P and Q are two polyhedra of equal volume, are they equi-decomposable by
means of translations and rotations, by cutting into nitely many sub-polyhedra,
and gluing along boundaries?
The answer is no and was proven by Dehn in 1900, just a few months after the problem
was posed. (Ueber raumgleiche polyeder, Goettinger Nachrichten 1900, 345-354). It was
the rst of Hilberts problems to be solved. The proof is nontrivial but does not use the
axiom of choice.
References
Hilberts Third Problem. V.G. Boltianskii. Wiley 1978.
Using the axiom of choice on non-countable sets, you can prove that a solid sphere can be
dissected into a nite number of pieces that can be reassembled to two solid spheres, each
of same volume of the original. No more than nine pieces are needed.
The minimum possible number of pieces is ve. (Its quite easy to show that four will not
suce). There is a particular dissection in which one of the ve pieces is the single center
point of the original sphere, and the other four pieces A, A
, B, B
and B is congruent to B
1
. Then Y is a proper subset. Let X be the union of all the sets f(y) with y in Y ,
together with Y . Then, as X is an
1
union of countable sets, together with a single
1
size set Y , the cardinality of X is also
1
, so X is not all of R. Let a be in R X,
so that a is not in f(y) for any y in Y . Since f(a) is countable, there has to be some
b in Y such that b is not in f(a). Thus we have shown that there must exist a and
b such that a is not in f(b) and b is not in f(a). So AX holds.
Freilings proof, does not invoke large cardinals or intense innitary combinatorics to make
the point that CH implies counter-intuitive propositions. Freiling has also pointed out that
the natural extension of AX is AXL (notation mine), where AXL is AX with the notion of
countable replaced by Lebesgue Measure zero. Freiling has established some interesting Fubini-
type theorems using AXL.
See Axioms of Symmetry: Throwing Darts at the Real Line, by Freiling, Journal of Sym-
bolic Logic, 51, pages 190-200. An extension of this work appears in Some properties of large
lters, by Freiling and Payne, in the JSL, LIII, pages 1027-1035.
The section above was excerpted from a posting from David Chalmers, of Indiana University.
See also
61
Nancy McGoughs *Continuum Hypothesis article* or its *mirror*.
http://www.jazzie.com/ii/math/ch/
http://www.best.com/ ii/math/ch/
62
Chapter 10
Formulas of General Interest
10.1 How to determine the day of the week, given the month,
day and year
First a brief explanation: In the Gregorian Calendar, over a period of four hundred years, there
are 97 leap years and 303 normal years. Each normal year, the day of January 1 advances by
one; for each leap year it advances by two.
303 + 97 + 97 = 497 = 7 71
As a result, January 1 year N occurs on the same day of the week as January 1 year
N + 400. Because the leap year pattern also recurs with a four hundred year cycle, a simple
table of four hundred elements, and single modulus, suces to determine the day of the week
(in the Gregorian Calendar), and does it much faster than all the other algorithms proposed.
Also, each element takes (in principle) only three bits; the entire table thus takes only 1200 bits;
on many computers this will be less than the instructions to do all the complicated calculations
proposed for the other algorithms.
Incidental note: Because 7 does not divide 400, January 1 occurs more frequently on some
days than others! Trick your friends! In a cycle of 400 years, January 1 and March 1 occur on
the following days with the following frequencies:
Sun Mon Tue Wed Thu Fri Sat
Jan 1: 58 56 58 57 57 58 56
Mar 1: 58 56 58 56 58 57 57
Of interest is that (contrary to most initial guesses) the occurrence is not maximally at.
In the Mathematical Gazette, vol. 53,, pp.127-129, it is shown that the 13th of the month
is more likely to be a Friday than any other day.The author is a 13 year old S.R.Baxter.
The Gregorian calendar was introduced in 1582 in parts of Europe; it was adopted in 1752
in Great Britain and its colonies, and on various dates in other countries. It replaced the Julian
Calendar which has a four-year cycle of leap years; after four years January 1 has advanced by
ve days. Since 5 is relatively prime to 7, a table of 4 7 = 28 elements is necessary for the
Julian Calendar.
There is still a 3 day over 10,000 years error which the Gregorian calendar does not take into
account. At some time such a correction will have to be done but your software will probably
not last that long!
63
Here is a standard method suitable for mental computation:
1. Take the last two digits of the year.
2. Divide by 4, discarding any fraction.
3. Add the day of the month.
4. Add the months key value: JFM AMJ JAS OND 144 025 036 146
5. Subtract 1 for January or February of a leap year.
6. For a Gregorian date, add 0 for 1900s, 6 for 2000s, 4 for 1700s, 2 for 1800s; for other
years, add or subtract multiples of 400.
7. For a Julian date, add 1 for 1700s, and 1 for every additional century you go back.
8. Add the last two digits of the year.
9. Divide by 7 and take the remainder.
Now 1 is Sunday, the rst day of the week, 2 is Monday, and so on.
The following formula, which is for the Gregorian calendar only, may be more convenient for
computer programming. Note that in some programming languages the remainder operation
can yield a negative result if given a negative operand, so mod 7 may not translate to a simple
remainder.
W = (k +2.6m0.2| 2C + Y +Y/4| +C/4|)mod7
where | denotes the integer oor function,
k is day (1 to 31)
m is month (1 = March, ..., 10 = December, 11 = Jan, 12 = Feb) Treat Jan & Feb as months
of the preceding year
C is century (1987 has C = 19)
Y is year (1987 has Y = 87 except Y = 86 for Jan & Feb)
W is week day (0 = Sunday, ..., 6 = Saturday)
Here the century and 400 year corrections are built into the formula. The 2.6m0.2| term
relates to the repetitive pattern that the 30-day months show when March is taken as the rst
month.
The following short C program works for a restricted range, it returns 0 for Monday, 1 for
Tuesday, etc.
dow(m,d,y){y-=m<3;return(y+y/4-y/100+y/400+"-bed=pen+mad."[m]+d)%7;}
The program appeared was posted by sakamoto@sm.sony.co.jp (Tomohiko Sakamoto) on
comp.lang.c on March 10th, 1993.
A good mnemonic rule to help on the computation of the day of the week is as follows. In
any given year the following days come on the same day of the week:
64
4/4
6/6
8/8
10/10
12/12
to remember the next four, remember that I work from 9-5 at a 7-11 so
9/5
5/9
7/11
11/7
and the last day of Feb.
In 1995 they come on Tuesday. Every year this advances one other than leap-years which
advance 2. Therefore for 1996 the day will be Thursday, and for 1997 it will be Friday. Therefore
ordinarily every 4 years it advances 5 days. There is a minor correction for the century since the
century is a leap year i the century is divisible by 4. Therefore 2000 is a leap year, but 1900,
1800, and 1700 were not.
Even ignoring the pattern over for a period of years this is still useful since you can generally
gure out what day of the week a given date is on faster than someone else can look it up with
a calender if the calender is not right there. (A useful skill that.)
References
Winning Ways for your mathematical plays. Elwyn R. Berlekamp, John H. Conway, and Richard
K. Guy London ; Toronto : Academic Press, 1982.
Mathematical Carnival. Martin Gardner. New York : Knopf, c1975.
Elementary Number Theory and its applications. Kenneth Rosen. Reading, Mass. ; Don Mills,
Ont. : Addison-Wesley Pub. Co., c1993. p. 156.
Michael Keith and Tom Craver. The Ultimate Perpetual Calendar? Journal of Recreational
Mathematics, 22:4, pp. 280-282, 19
10.2 Symbolic Computation Packages
This is not a comprehensive list. There are other Computer Algebra packages available that
may better suit your needs. There is an Available Packages listing maintained at UC Berkeley.
(The list can be obtained from math.berkeley.edu via anonymous ftp).
The A HREF=http://symbolicnet.mcs.kent.edu/ Symbolic Computation Network/a
contains lots of useful information.
A: Maple
Purpose: Symbolic and numeric computation, mathematical
programming, and mathematical visualization.
65
Contact: Waterloo Maple Software,
450 Phillip Street
Waterloo, Ontario
N2L 5J2
Phone (519)747-2373
FAX (519)747-5284
email: info@maplesoft.on.ca
A: DOE-Macsyma
Purpose: Symbolic and mathematical manipulations.
Contact: National Energy Software Center
Argonne National Laboratory 9700 South Cass Avenue
Argonne, Illinois 60439
Phone: (708) 972-7250
A: Pari
Purpose: Number-theoretic computations and simple numerical
analysis.
Available for most 32-bit machines, including 386+387 and 486.
This is a copyrighted but free package, available by ftp from
math.ucla.edu (128.97.4.254) and ftp.inria.fr (128.93.1.26).
Contact: questions about pari can be sent to pari@math.u-bordeaux.fr
and for the Macintosh versions to bernardi@mathp7.jussieu.fr
A: Mathematica
Purpose: Mathematical computation and visualization,
symbolic programming.
Contact: Wolfram Research, Inc.
100 Trade Center Drive Champaign,
IL 61820-7237
Phone: 1-800-441-MATH
A: Macsyma
Purpose: Symbolic numerical and graphical mathematics.
Contact: Macsyma Inc.
20 Academy Street
Arlington, MA 02174
tel: 617-646-4550
fax: 617-646-3161
email: info-macsyma@macsyma.com
A: Matlab
66
Purpose: matrix laboratory for tasks involving
matrices, graphics and general numerical computation.
Contact: The MathWorks, Inc.
21 Prime Park Way
Natick, MA 01760
508-653-1415
info@mathworks.com
A: Cayley/Magma
A: Cayley/Magma
Cayley is no longer being licenced or supported.
It has been superseded by a new and more powerful system
called Magma.
Purpose: Computation in algebraic, geometric and
combinatorial structures such as groups, rings, fields,
algebras, modules, graphs and codes.
Available for: SUN 3, SUN 4, SUN 10 (SUNOS 4.x and Solaris 2)
DECstation (Ultrix), DEC Alpha (OSF/1), IBM RS6000 (AIX),
HP9000/700 (HP-UX), Apollo M680x0, SGI, 486/Pentium (MS-DOS).
Contact: Computational Algebra Group
School of Mathematics and Statistics
University of Sydney
NSW 2006
Australia
Phone: +61 2 351 3338
Fax: +61 2 351 4534
URL: http://www.maths.usyd.edu.au:8000/comp/magma/Overview.html
magma@maths.su.oz.au
A: Axiom
Purpose: Symbolic programming, symbolic and numeric computation,
mathematical visualisation.
Contact: The Numerical Algorithms Group Ltd
Wilkinson House
Jordan Hill Road
Oxford
OX2 8DR
UK
email: infodesk@nag.co.uk
Phone: +44 1865 311744
Fax: +44 1865 311755
67
10.3 Formula for the Surface Area of a sphere in Euclidean N-
Space
This is equivalent to the volume of the N-1 solid which comprises the boundary of an N-Sphere.
The volume of a ball is the easiest formula to remember: Its r
N
N/2
(N/2)!
. The only hard part
is taking the factorial of a half-integer. The real denition is that x! = (x+1), but if you want
a formula, its:
(1/2 + n)! =
(2n + 2)!
(n + 1)!4
n+1
To get the surface area, you just dierentiate to get N
N/2
(N/2)!
r
N1
.
There is a clever way to obtain this formula using Gaussian integrals. First, we note that
the integral over the line of e
x
2
is
. Therefore the integral over N-space of e
x
2
1
x
2
2
...x
2
N
is
n
. Now we change to spherical coordinates. We get the integral from 0 to innity of
V r
N1
e
r
2
, where V is the surface volume of a sphere. Integrate by parts repeatedly to get the
desired formula.
It is possible to derive the volume of the sphere from rst principles.
10.4 Formula to compute compound interest.
Heres a formula which can be used in 123, Excel, Wings and Dynaplan:
------- Input this data -------------------------------
principal amount = E9 ( in dollars )
Amortization Period = d10 ( in years ie 6 mon = .5 )
Payments / year = D11 ( 12 = monthly, 52 = weekly )
Published Interest rate = D12 ( ie 9 % = 0.09 )
Times per year Int calculated = d13 ( CDN mortgage use 2
US mortgage use 12
all other loans use 12 )
----- Calculate the proper rate of interest -----------
e14 = Effective annual rate = EXP(D13*LN(1+(D12/D13)))-1
e15 = Interest rate per payment = (EXP(LN(E14+1)/(D10*D11))-1)*D10*D11
e17 = Payments = APMT(E9,E15/D11,D10*D11) ( both these functions are
= PMT (E9,E15/D11,D10*D11) ( identical,diff spreadsheet)
APMT( principal amount,interest rate per period,# periods )
( this is a standard function on any true commercial spreadsheet)
OR use the following if done using a calculator
= Payments = P*I/[1-(I+1)^-T]
= E9*(E15/D11)/(1-((E15/D11) +1)**(-1*D10*D11))
Total interest cost = E17*D10*D11-E9
68
-- Use these formulas if you wish to generate an amortization table --
always add up to Payments (e17)
Interest per payment = current balance * ( E15 / D11 )
Principal per payment = current balance - Interest per payment
new current balance = current balance - Principal per payment -
(extra payment)
keep repeating until new current balance = 0
Derivation of Compound Interest Rate Formula
Suppose you deposited a xed payment into an interest bearing account at regular intervals,
say monthly, at the end of each month. How much money would there be in the account at the
end of the nth month (at which point youve made n payments)?
Let i be the monthly interest rate as a fraction of principle.
Let x be the amount deposited each month.
Let n be the total number of months.
Let p[k] be the principle after k months.
So the recursive formula is:
p[n] = x + ((1 + i)p[n 1])eq1
This yields the summation:
p[n] =
n1
k=0
x(1 + i)
k
The way to solve this is to multiply through by (1 + i) and subtract the original equation
from the resulting equation. Observe that all terms in the summation cancel except the last
term of the multiplied equation and the rst term of the original equation:
p[n] = x((1 + i)
n
1)
or
p[n] = x((1 + i)
n
1)/i
Now suppose you borrow p at constant interest rate i. You make monthly payments of x.
It turns out that this problem is identical to taking out a balloon loan of p (that is its all due
at the end of some term) and putting payments of x into a savings account. At the end of the
term you use the principle in the savings account to pay o the balance of the loan. The loan
and the savings account, of course, must be at the same interest rate. So what we want to know
is: what monthly payment is needed so that the balance of the savings account will be identical
to the balance of the balloon loan after n payments?
The formula for the principal of the balloon loan at the end of the nth month is:
p[n] = p[0](1 + i)
n
69
So we set this expression equal to the expression for the the savings account, and we get:
p[0](1 + i)
n
= x((1 + i)
n
1)/i
or solving for x:
x = p[0](1 + i)
n
i/((1 + i)
n
1)
If (1 + i)
n
is large enough (say greater than 5), here is an approximation for determining n
from x, p, and i:
n ln(ln(x/(ip)))/ln(1 + i)
The above approximation is based upon the following approximation:
ln(y 1) lny 1/y
Which is within 2
For example, a $100000 loan at 1% monthly, paying $1028.61 per month should be paid in
360 months. The approximation yields 358.9 payments.
If this were your 30 year mortgage and you were paying $1028.61 per month and you wanted
to see the eect of paying $1050 per month, the approximation tells you that it would be paid
o in 303.5 months (25 years and 3.5 months). If you stick 304 months into the equation for
x, you get $1051.04, so it is fairly close. This approximation does not work, though, for very
small interest rates or for a small number of payments. The rule is to get a rough idea rst of
what (1 +i)
n
is. If that is greater than 5, the approximation works pretty well. In the examples
given, (1 + i)
n
is about 36.
Finding i given n, x, and p is not as easy. If i is less than 5% per payment period, the
following equation approximately holds for i:
i = (1/n)ln(1 ip/x)
There is no direct solution to this, but you can do it by Newton-Raphson approximation.
Begin with a guess, i[0]. Then apply:
i[k + 1] = i[k]
x(1 i[k]p/x)(ni[k] + ln(1 i[k]p/x))
xn(1 i[k]p/x) p
You must start with i too big, because the equation for i has a solution at i = 0, and thats
not the one you want to end up with.
Example: Let the loan be for p = $10000, x = $50 per week for 5 years (n = 260). Let
i[0] = 20% per annum or 0.3846% per week. Since i must be a fraction rather than a percent,
i[0] = 0.003846. Then, applying eq 11:
i[1] = 0.003077
i[2] = 0.002479
i[3] = 0.002185
i[4] = 0.002118
i[5] = 0.002115
70
The series is clearly beginning to converge here.
To get i[5] as an annual percentage rate, multiply by 52 weeks in a year and then by 100%,
so i[5] = 10.997% per annum. Substituting i[5] back into eq 7, we get x = $50.04, so it works
pretty well.
References
The theory of interest. Stephen G. Kellison. Homewood, Ill., R. D. Irwin, 1970.
71
Chapter 11
References, General Bibliography
and Textbooks
The following books have been recommended by several readers. The number of recommenda-
tions is in brackets.
Algebra
Lang, Serge. Algebra. 2nd ed. Addison-Wesley Pub. Co., 1984. [2]
Halmos, Linear Algebra. [1]
Birkho, McLane, Algebra
van der Waerden. Algebra
Atiyah & MacDonald. Introduction to Commutative Algebra
Complex Analysis
Ahlfors, Lars Valerian. Complex analysis : an introduction to the theory of analytic
functions of one complex variable. 3rd ed. New York; Toronto : McGraw-Hill, c1979. [2]
Conway, John B. Functions of one complex variable [by] John B. Conway. [New York]
Springer-Verlag New York, 1973. [1]
Priestley, Introduction to complex analysis
Real & Complex Analysis
Titchmarsh. Theory of Functions
Boas. Primer of Real Functions
Polya & Szego. Problems & Theorems in Analysis
Rudin, Walter. Principles of mathematical analysis. 3d ed. New York : McGraw-Hill,
1976. [2]
Rudin, Walter. Functional Analysis
Royden, H. L. Real analysis. 3rd ed. New York, Macmillan ; London : Collier Macmillan,
1988. [1]
Hewitt, Edwin, 1920. Real and abstract analysis : a modern treatment of the theory of
functions of a real variable. New York : Springer-Verlag, 1969. [2]
72
Dieudonne. Foundations of Analysis
Courant & Hilbert. Mathematical Methods of Physics.
Geometry
David Hilbert. Foundations of Geometry 2nd English edition, tr. by Leo Unger, publ. by
Open Court, 1971. Neumann, Stoy & Thompson. Groups and Geometry [1]
Number Theory
Hardy, Littlewood.
Samuel, Algebraic Theory of Numbers
Hardy & Wright
History of Mathematics
Morris Kline Mathematical Thought from Ancient to Modern Times
Topology
Guillemin, Victor and Alan Pollack: Dierential Topology. Spivak, Michael: A Compre-
hensive Introduction to Dierential Geometry, Vol. I
Morgan, Frank: Riemannian Geometry: A Beginners Guide
Milnor, Topology from the Dierentiable Viewpoint
R. Engelking. General Topology.
Kuratowski. Topology.
Copson. Metric Spaces.
Greenberg, Martin and (?) Harper: Algebraic Topology: An Introduction.
Kelly, General topology
Calculus
Hardy, Course of Pure Mathematics.[2]
Landau. Dierential & Integral Calculus.
Courant & John. Introduction to Calculus & Analysis, vol.1.
Spivak. Calculus on Manifolds.
Probability
Feller, Introduction to probability theory
Statistics
Silvey, Statistical inference
Measure Theory
Weir, Integration and measure
General
Courant & Robins [2] What is Mathematics. Oxford University Press. 1969
73
Chapter 12
The Sci.Math FAQ Team
The sci.math FAQ, which was initally edited and compiled by Alex Lopez-Ortiz is now a
distributed eort of scientists in over ve countries. At this time, the FAQ contains sec-
tions maintained by Alex Lopez-Ortiz (alopez-o@barrow.uwaterloo.ca), Nancy McGough (nan-
cym@ii.com), and Hans de Vreught (J.P.M.deVreught@cs.tudelft.nl). Several others sections are
in the works, on the hands of other volunteers.
If you wish to collaborate, send mail to alopez-o@barrow.uwaterloo.ca.
12.1 Copyright Notice
Copyright (c) 1993, 1994, 1995 A. Lopez-Ortiz
This FAQ is Copyright (C) 1994, 1995 by Alex Lopez-Ortiz. This text, in whole or in part,
may not be sold in any medium, including, but not limited to electronic, CD-ROM, or published
in print, without the explicit, written permission of Alex Lopez-Ortiz.
Individual sections are Copyright (C) 1994, 1995 of their individual maintainers.