Paper 7
Paper 7
Paper 7
Please cite this article as: Cheng-Yao Zhang, Biying Yu, Jin-Wei Wang, Yi-Ming Wei,
Impact Factors of Household Energy-Saving Behavior: An Empirical Study of Shandong
Province in China, Journal of Cleaner Production (2018), doi:
10.1016/j.jclepro.2018.02.303
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Cheng-Yao Zhang 1,2,3, Biying Yu 1,2,3,4,, Jin-Wei Wang 1,2,3, Yi-Ming Wei1,2,3
1 Centerfor Energy and Environment Policy Research, Beijing Institute of Technology, Beijing,
100181, China.
2 School of Management and Economics, Beijing Institute of Technology, Beijing, 100181, China.
3 Beijing Key Lab of Energy Economics and Environmental Management, Beijing 100081, China.
4 Sustainable Development Research Institute for Economy and Society of Beijing, Beijing 100081,
China.
Abstract: As China gradually completes the process of industrialization, its industrial energy
consumption growth is now slowing and even decreasing. Meanwhile, household energy
consumption in the residential sector has seen steady growth. This paper aims to explore the
mechanisms of factors affecting urban household energy-saving behavior including the habitual
energy-saving behaviors and purchasing energy-saving behaviors. A structural equation model is
built to analyze the influencing routes and effects of individual objective and subjective
characteristic factors, external influencing factors, and energy-saving intentions on shaping
energy- saving behaviors. The empirical results drawing on the survey data collected in Shandong
province show that external influencing factors that have two kinds of mediating effects through
energy- saving intentions and individual subjective characteristic factors are the most crucial
factors to energy-saving behaviors. Values included in individual subjective factors and quality of
energy- saving products included in external influencing factors have greatest effects on energy-
saving behaviors.
Key words: Individual subjective factors; external influencing factors; energy-saving intentions;
1. Introduction
Attributing to the fast-growing economy and high growth of per capita income in the last
Corresponding author. Phone & Fax: +86-10-68918651;
E-mail address: yubiying_bj@bit.edu.cn; yubiying_bj@hotmail.com.
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decade in China (annual growth being 10.4% for urban residents and 12.9% for rural residents)
(Chinese Statistic Yearbook, 2017), household domestic energy consumption (i.e., residential
energy consumption) is becoming more and more significant. Since 2012, Chinese residential
energy consumption has become the second largest energy consumption sector behind only the
industrial sector. In 2015, residential energy consumption reached 50,099 tons of standard coal
equivalent (tce), which comprised as much as 11.7% of the total Chinese energy consumption
(Chinese Energy Statistic Yearbook, 2016). Consequently, China’s 13th Five-Year (2016-2020)
Plan and the 2016 Energy Work Guidance have paid great attention to household energy
consumption.
The household energy consumption is engendered by people’s daily behaviors including the
ownership behavior of energy-consuming end uses and end-use usage behavior, which is more
heterogeneous and difficult to regulate than of other sectors. As a result, the effectiveness of
energy conservation policies on household sector become much uncertain. Therefore, to reduce
household energy consumption, it seems more reasonable to start from the behavioral perspective,
in other words, the sustainability in the household sector to a large extent relies on whether
Energy-saving behavior can be defined as the behaviors through which people try to reduce
overall energy use (Barr et al., 2005). Generally, it is divided into two categories (Barr et al.,
2005; Black et al., 1985; Dillman et al., 1983; Raaij and Verhallen, 1983; Stern, 1992) : (1)
habitual energy-saving behaviors with repetitive efforts to reduce energy use by curtailment
measures (e.g., turning the power off when not using the appliances, choosing a shower instead of
a bath, using daily public transports or on foot instead of private cars, and avoiding or reducing
the usage of air conditioners); and (2) one-shot purchasing behaviors targeting the purchase of
more-efficient technology and the replacement of the old technology (e.g., buying energy-saving
lamps, choosing electric vehicle instead of gasoline cars, and purchasing simple packaging and
caught more and more attention of scholars throughout the world (Barr et al., 2005; Hori et al.,
2013; Jackson, 2005; Kang et al., 2012; Wang et al., 2014a; Webb et al., 2013; Yue et al., 2013).
Household energy-saving behaviors are revealed to be affected by many factors, which can be
summarized into three main sources: individual characteristic factors, external influencing factors
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(Bartkus et al., 1999; Chan and Yam, 1995; Haron et al., 2005; Reiss and White, 2006; Wang et al.,
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2014b). The individual characteristic factors can be further classified into objective and subjective
factors. The former is also known as sociodemographic characteristics, such as gender, age,
income and education background (Alibeli, 2009; Schwepker and Cornwell, 1991). The individual
subjective characteristic factors indicate the factors mainly reflecting individual behavioral
attitude, preference, subjective norm and perceived behavioral control, such as environmental
awareness, sense of responsibility, values and energy-saving knowledge (Bartkus et al., 1999;
Chan and Yam, 1995; Gärling et al., 2003; Haron et al., 2005; Reiss and White, 2006; Wang et al.,
2014b). Regarding the external influencing factors related to the market, society and government,
for example, persuasion and demonstration, social norms, prices, policies and regulations and
other extrinsic factors, it is highlighted that their influences cannot be neglected (Carlsson-
Kanyama et al., 2005; Egmond et al., 2005; Lindén and Carlsson-Kanyama, 2002; Sardianou,
2007; Steg, 2008). Energy-saving intention is a kind of behavioral intention. Some studies
mentioned behavioral intention was the most direct antecedent variable of behavior, which
represented the degree to which a person is ready to perform a certain behavior (Ajzen, 1991,
2002; Chen, 2013; Fishbein and Ajzen, 1975). This study defines the energy-saving intention as
Based on the previous literatures, this paper will consider the impacts of all these three
sources: the individual subjective and objective characteristic factors (e.g., gender, age,
occupation, degree of concern, sense of responsibility, values) , external influencing factors (e.g.,
the quality of energy- saving products, social norms, publicity and education) and energy-saving
behaviors and purchase behaviors. A unified model, including all the elements we have already
mentioned, will be set up to analyze the mechanisms of motions and interrelationships of the
various factors influencing energy- saving behaviors. This study draws on the empirical context of
Jinan city, the capital of Shandong Province that is one of the provinces with the most developed
economy and highest energy consumption in China. The population, GDP and energy
consumption of Shandong province is about 7.2%, 9.1% and 9% in the total of China in 2016,
respectively. We handed out 350 questionnaires to residents in Jinan City, and 297 valid responses
The remaining part of this paper is structured as follows. A literature review in the second
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section summarizes the articles on household energy-saving behaviors and analyzes factors that
influence those behaviors. Section 3 introduces our structural equation model (SEM), determines
variables, raises hypotheses and establishes the research model. Section 4 explains the survey
design and the collected data. Section 5 shows the model results and discussions for the empirical
study. This study ends with conclusions, policy implications and limitation in Section 6.
2. Literature review
More and more scholars have realized the importance of analyzing household energy
consumption from the behavioral perspective. Identifying the factors that influence household
energy consumption is the basis for exploring the effects, paths and mechanisms of shaping
individual energy-saving behaviors. Table 1 lists some relevant literature. In summary, existing
research shed light on the influence of demographic variables (e.g., age, gender), individual
subjective characteristic factors (e.g., values, energy knowledge) and external influencing factors
(e.g., social norms, policies) on the adoption of energy-saving behaviors, by employing the survey
data collected in some specific cities or regions. For example, Kang et al. (2012) examined the
impacts of individual subjective characteristic factors (e.g., energy-saving consciousness and
energy-saving knowledge) on residents’ energy-saving behavior, and significantly positive effect
were revealed. Feng and Reisner (2011) adopted regression analysis to analyze the impacts of
demographic and individual subjective characteristic factors. They found that individuals who had
more environmental knowledge, treated environmental issues more seriously and support
environmental resource conservation were more likely to implement energy-efficient behaviors,
and females did a better job than males. Several studies further paid attention to the impacts of
external influencing factors on the energy-saving behaviors in addition to the influence of
demographic variables and individual subjective characteristic factors (Gadenne et al.2011).
Moreover, some researchers argued that individual objective and subjective factors affected
energy-saving behaviors through acting on their energy-saving intentions (Wang et al., 2014b;
Webb et al., 2013), and the behavioral intention played the most important role in explaining the
behaviors (Wang et al.,2014b). Concerning the effect paths of the influencing factors on the
energy-saving behavior, majority of existing studies analyzed the direct effects of influencing
factors (Feng and Reisner, 2011; Kang et al., 2012; Nordlund and Garvill, 2003; Webb et al.,
2013), while only limited scholars further demonstrated the indirect or mediating effects between
influencing factors and energy-saving behaviors. For instance, Wang et al. (2014b) suggested that
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influence on energy-saving behaviors via environmental attitudes. We can conclude that though
many studies have examined the mechanisms of shaping energy-saving behavior, most of them
only accommodate one or several dimensions of the above-mentioned factors, which are not
comprehensive enough at this moment. Besides, the influential pathways need to be expanded to
dig more into the behavioral mechanism for shaping energy-saving behavior.
variables, such as gender, education background, income or whether there is a child in the
household. Some studies held the view that the individual objective characteristic factors had
significant effect on energy-saving behaviors (Feng and Reisner, 2011; Martinsson et al., 2011;
Poortinga et al., 2003; Yue et al., 2013). For example, Poortinga et al. (2003) found that education
background was significantly related to energy-saving behaviors and was strongly correlated with
the adoption of different energy-saving measures. Yu et al. (2013) found that household income
and household size had significant influence on the purchase and usage of energy-saving
appliances. However, some studies got the opposite results, and they found that occupation had
little to do with behaviors, and the household’s education background or family size did not affect
energy-saving activities (Curtis et al., 1984; Sardianou, 2007; Wang et al., 2014b). In addition,
some studies cannot conclude a significant correlation between socio-demographic variables (e.g.,
gender, occupation, family members’ age, and education level) and energy-saving behavior
(Gatersleben et al., 2002; Olli et al., 2001); Therefore, the impacts of individual objective
characteristics on energy-saving behavior are diverse and no consensus has been reached for some
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Table 1 Relevant literature related to energy-saving behavior analysis (Source: Author analysis)
Valid Influencing factors Considering mediating
Author
data Survey area Method Demograph Individual External Intention Behavior effects or indirect effects
(year)
sample subjective ic variables influencing factors
Yue et al. Nanjing and other 5 Regression characteristic factors
638 √ √ √ Energy-saving behavior
(2013) cities analysis
Wang et al. 50 villages among these Sustainable Consumption
1403 SEM √ √ √
(2014a) 35 selected regions Behavior
Webb et al. Online surveys in a
200 SEM √ √ Energy-saving behaviors
(2013) major Australian city
Gadenne et al. Three ‘environmentally MANOVA
218 √ √ √ Environmental behaviors
(2011) friendly’ firms analysis
Yang et al. Energy curtailment
526 Hefei , Anyang, Beijing SEM √ √
(2016) behavior
Hori et al. Regression Energy-saving behavior;
215 Dalian and other 4 cities √ √ √
(2013) analysis environmental behavior
Wang et al. Energy knowledge→energy-
276 Beijing SEM √ √ √ Energy-saving behavior
(2014b) saving behaviors via attitudes
Liu et al.
336 Suzhou SEM √ √ √ Green purchasing behavior
(2012)
Feng and Reisner. Regression Individual behaviors;
347 Shaanxi Province √ √
(2011) model public behaviors
Kang et al. Regression
280 Busan √ Energy-saving behavior
(2012) analysis
logit
Wang et al.
816 Beijing regression √ √ Electricity saving behavior
(2011)
analysis
Nordlund (2003) 2500 Sweden SEM √ Reducing personal car use
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characteristic factors and energy-saving behaviors is available (Hori et al., 2013; Kang et al.,
2012; Liu et al., 2012; Wang et al., 2014b; Wang et al., 2011; Webb et al., 2013; Yang et al., 2016;
Yue et al., 2013). For example, some researchers shed light on the impacts of environmental
concerns and energy knowledge, and found they were critical in affecting households’ adoption of
energy- saving behaviors (Han et al., 2013; Steg, 2008). Some studies on energy-saving behavior
showed that moral sense and responsibility were important variables that affect environmental
behavior (Liu et al., 2012; Wang et al., 2014b; Yang et al., 2016). Previous studies also have
demonstrated that individuals with strong confidence of control ability had a positive effect on
energy-saving behaviors (Baker et al., 2007; Cheng et al., 2006; Conner and Abraham, 2001).
Scott et al. (2000) observed that environmental responsibility and personal norms had a significant
impact on conscious energy-saving behavior. Webster and Zhang (2004) investigated the impacts
of social responsibility on ecological consumption and found that socially responsible people were
more likely to actively participate in community activities and purchase green-packaged products.
Han et al. (2013) found that the energy-saving behavior of Dutch households was related to their
knowledge about saving energy. The lack of energy-saving knowledge would impede household
energy saving (Harland et al., 2007). Arı and Yılmaz (2016) modeled family recycling behavior
and explored the effects of attitudes to recovery, recovery subjective norms and recovery
perceptional behavior- control factors were decisive in affecting recycling behaviors. Based on
these studies, it is necessary to take individual subjective factors into consideration. Finally, we
select degree of concern, sense of responsibility, values, energy knowledge and control view as the
External influencing factors such as policies and regulations have also been investigated, but
by only few researchers (Dillman et al., 1983; Ertz et al., 2016; Gadenne et al., 2011; Stern, 1992;
Yue et al., 2013). Yue et al. (2013) argued that situational factors such as social norms had
significant positive moderating effects on energy-saving behavior via the influence of behavioral
ability and energy-saving awareness. Ertz et al. (2016) examined the direct impact of contextual
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factors (perceived busyness, perceived wealth, perceived power) on energy-saving behaviors and
the indirect effects of attitude variables on these behaviors. Sardianou (2007) administered a
questionnaire survey on Greek household conditions and found that publicity and education factors
were positively related to household energy-saving behaviors. Wang et al. (2011) found that
economic benefits, policy and social norms had the positive influence on electricity saving
behaviors. Rui and Antunes (2011) studied the purchases of efficient energy and energy-efficient
equipment by European consumers, and found that quality was the most important factor
influencing their behavior. Wang et al. (2014b) suggested financial incentives could be adopted to
help promote environmental behaviors among Beijing’s residents. Schultz et al. (2007)
demonstrated that proper combination of descriptive and imperative norms were best able to
promote the implementation of energy-saving behavior. Given the significant impact of external
influencing factors on energy- saving behaviors, this study select quality of energy-saving
products, publicity and education, subjective norms, and policies and regulations as the
representative external influencing factors, while the infrastructural or social external factors that
Drawing on the existing literature, we find that different researchers select different
mechanisms. However, most of them only selected one or several factors, which were not
comprehensive enough. Hence, in order to more fully consider the impact of various factors, this
study goes beyond the existing research by shedding light on the impacts of all four types of
and energy-saving intention. Besides, not only were these selected influencing factors less
comprehensive in previous research, but they also had dissimilar influential paths. Majority of
research have investigated the direct influential relationship among individual characteristic
factors, external influencing factors, energy-saving intentions, and energy-saving behaviors. While
limited articles have explored the mediating effects (indirect effects), and this might overestimate
or underestimate the impact of factors. Therefore, this study will further discuss the mediating
effects in addition to the direct effects between influencing factors and energy-saving behaviors,
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3. Methods
In order to clarify the direct and indirect relationships between main factors and household
energy-saving behaviors, a structural equation model (SEM) with latent variables is built
considering SEM cannot only deal with multiple dependent variables simultaneously, but also can
SEM is a multivariate statistical model that can analyze the causal relationships between
variables based on the covariance matrix of variables; thus, it is also known as covariance
structure analysis (Reisinger et al., 1999). Structural Equation Model can establish a unified model
to consider multiple dependent variables simultaneously and explore the internal mechanisms
between influencing factors and energy-saving behaviors. Furthermore, it can also estimate not
only the direct effects between different factors but also the indirect effects so as to analyze the
mediating effects based on one model and can allow independent and dependent variables to
contain measurement errors. We conduct data analysis and simulation verification using AMOS
23.0 software.
SEM can be divided into two categories: the measurement model, and the structural model.
Because the assumed hypothesis cannot be measured directly, the observed, recorded, or
measured variables are combined to construct latent variables using the measurement model. The
relationship between the latent variable and the observed variable is usually written as follows:
X = Λxξ + (1)
δ Y = Λyη (2)
+ε
where, is an exogenous latent variable; is an endogenous latent variable; X is a vector
composed by the exogenous observed variable; is an error term of the exogenous index X; Y is a
vector composed by the endogenous observed variable; is an error term of the endogenous index
Y; x indicates the relationship between exogenous observed variable and exogenous latent
variable; y indicates the relationship between endogenous observed variable and endogenous
latent variable.
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The structural model depicts the causal relationships between latent variables, usually in a
linear form. The measurement model enables the latent variables of the structural model to be
η = Βη + Γξ + ζ (3)
relationship between endogenous latent variables; indicates the influence of the exogenous
latent variable on the endogenous latent variable ; is an error term of the structural equation.
Energy-saving
intention
Age
H1
Gender
Individual subjective
characteristic factors
H3
Occupation
H5
Highest education
External influencing H2
factors
H4 Family member
Latent variable
Monthly household
Energy-saving
disposable income
behavior
Control variable
Figure 1 shows a simplified model for explaining the hypothesized relationships among
and energy-saving behaviors. Individual objective characteristic factors including age, gender,
occupation, highest education level for household members and monthly household disposable
income are added to the model as control variables. We assume that the individual subjective
characteristic factors and external influencing factors are directly influential to energy-saving
intentions (H1, H3) and energy-saving behaviors (H2, H4). Energy-saving intentions are assumed
to have significant influence on energy-saving behaviors (H5). The proposed model structure can
also investigate whether the individual and external factors indirectly affects energy-saving
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behaviors via energy-saving intentions. In addition, the external influencing factors might affect
individual subjective characteristic factors and then indirectly influence energy-saving behaviors.
These assumptions can be traced in Figures 1 and 2 by the arrows in the path.
The main variables are given in Figure 2. Based on the review results, five factors were used
sense of responsibility, environmental values, energy knowledge and control view (Alibeli, 2009;
Arcury et al., 1985; Bartkus et al., 1999; Gärling et al., 2003; Haron et al., 2005; Kim Y., 2005;
Scott and Willits, 1994). Specifically, degree of concern, which is similar to environmental
concerns, environmental attitudes, means how much individuals care about energy and related
issues (Steg, 2008). Sense of responsibility is defined as moral or duty sense when individuals
consume energy (Gärling et al., 2003).The concept of environmental values is drawing on the NEP
(New Environmental Paradigm) concept proposed by Dunlap (2002), which means the general and
fundamental attitudes of individuals towards the environment and environmental issues. Energy
knowledge refers to the knowledge and skills needed for rational choice of energy-saving
behaviors (Schahn and Holzer, 1990). Following Sun (2006) and Chen (2009), this study takes
control view as a research variable and explains it as the individual’s own idea about whether their
energy-saving behaviors can change the status quo and help tackle energy problems. The external
influencing factors can be regarded as situation factors affecting household energy consumption
behaviors. We selected four variables: quality of energy-saving products, publicity and education,
social norms, and policies and regulations (Carlsson-Kanyama et al., 2005; Egmond et al., 2005;
Lindén and Carlsson-Kanyama, 2002; Sardianou, 2007) to explore their impact on energy-saving
intentions and energy-saving behaviors, and their relationships with individual characteristics. The
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Sense of responsibility
Energy-saving
Degree of concern intention Age
H1
Values Gender
Individual subjective
characteristic factors
Energy knowledge H3
Occupation
Control view
H5
Highest education
Quality of energy- H2
saving product
Family member
Publicity and
education External influencing
factors H4 Monthly household
Energy-saving disposable income
Social norms behavior
Policies and
regulations Latent variable
Control variable
Table A.1). The questionnaire in this study consists of four parts: demographic factors, energy-
saving behaviors, energy-saving intentions and influencing factors for energy-saving behavior.
Drawing on questions used in previous research, we specifically added questions for this analysis.
energy-saving behaviors. The habitual energy-saving behaviors were assessed using questions
from the existing studies (Barr et al., 2005; Chen, 2009; Lindén and Klintman, 2003; Stern, 1992).
We select six habitual energy-saving behaviors which are always used (B1-B6 shown in Appendix
Table A.1), such as taking the power off when do not use the appliances, choosing a shower
instead of a bath, using daily public transport or on foot than using private cars, avoiding or
reducing usage of air conditioners and turning off the lights when leaving room. The purchasing
behaviors targeting more-efficient technology are measured by three frequently focused behaviors
in the previous studies (B7-B9 shown in Appendix Table A.1) (Chen, 2009; Gyberg and Palm,
2009; Lindén and Klintman, 2003; Rui and Antunes, 2011), including choosing energy-saving
lamps, preferring energy-efficient vehicle when buying a car, choosing simple packaging and
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recyclable products
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when purchasing similar products. However, B1-B4 are excluded because they do not pass the
validity test after the pilot survey, and B5-B9 are left. Energy-saving intention is designed based
on Chen (2013) and explained by four questions like willing to spend more money buying energy-
saving products, intending to pay more attention to low-carbon dynamic news, willing to use
driving skills to reduce fuel consumption and wanting to change the lifestyles of high-carbon
consumer behavior
Fifteen items measuring individual subjective characteristic factors are borrowed from Hsu
and Roth (1998), Chen (2009) and Tanner and Kast (2003), which can be grouped into five first-
order latent variables, including degree of concern, sense of responsibility, values, control view
and energy knowledge. Each factor is measured by three or four questions, for instance, degree of
concern is measured by if the respondents concerned about the energy problems reported by media,
whether felt worried or nervous when hearing or seeing issues about energy and paid little attention
to energy consumption or not. The measurements of external influencing factors are adapted from
Stern (2000), Sun (2006) and Chen (2009) that composed by nine items which can be grouped into
four first-order latent variables, including quality of energy-saving products, publicity and
education, social norms and policies and regulations. For example, social norms are measured by
questions such as whether the respondents’ behavior are affected by the surrounding persons like
families and friends or not, and whether the respondents care about other people’s adoption of
energy-saving behaviors or not. Policies and regulations are measured by two questions related to
whether respondents agree that the relevant policies and regulations have effect on energy-saving
In this study, energy-saving behavior, energy-saving intentions and influencing factors were
all measured with the Likert scale. We divided energy-saving behaviors into “ never do,” “
occasionally do,” “sometimes do,” “always do” or “ every time do” where the score reflected the
divided into “strongly disagree,” “do not agree,” “uncertain,” “agree” or “strongly agree”. We
assigned 1 to 5 points to these actions and attitudes. In principle, the higher the score is, the
stronger household intention to energy-saving becomes, and the more frequent energy-saving
behaviors are.
Jinan city, whose annual GDP reached 98.76 billion dollars in 2016, is selected as the empirical
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context as it is a typical city under fast urbanization in China. It is the capital of Shandong province,
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one of the biggest industrial provinces in China. A large increment of household energy
consumption can be foreseen if no interventions are implemented for Jinan. To ensure the
reliability and validity of the questionnaire, we selected 50 Jinan citizens to conduct pilot survey
in 2016. The questionnaire was then revised and a formal version formed. We conducted surveys
schools, insurance companies, shopping malls and residential streets during October–December
2016. The candidate respondents in these areas were invited based on a convenient sampling
method and those who agreed to participate in the survey were asked to fill in the questionnaire by
a face-to-face interview. The sample is selected with gender and age proportions following the
distribution of national and regional population. A total of 350 interviews were completed and 297
4.2 Data
Table 2 shows the descriptive statistics of the survey data. It can be seen that the randomly
selected respondents have diverse age, educational level, occupation, family type, and household
income. The proportion of male is 51.2% and employment rate is 70.9%, which are consistent
with the statistical data of the Shandong province (50.8% and 67.3%, respectively) (Shandong
Statistical
Yearbook, 2015).
Table 2 Descriptive statistics of survey sample
Demographic variables Category Number of people Percentage
Gender Male 152 51.2
Female 145 48.8
Age Under 18 years old 3 1.0
18–30 years old 84 28.3
31–40 years old 104 35
41–50 years old 75 25.3
51–60 years old 24 8.1
More than 60 years old 7 2.4
Education background Junior high school and below 17 17.7
High school or secondary school 56 34.9
College 76 23.6
Bachelor degree 121 15.7
Bachelor degree or above 27 8.1
Family style Living alone 23 7.7
Married, no children or 56 18.9
not living with their
children
Two-generation family 169 56.9
Three- or four- generation family
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49 16.5
Occupation Retirement and housewives 16 6.9
Student 13 5.4
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First, the study needs to check the reliability and validity of the measurement model because
they are the prerequisite for obtaining valid results for the structural model. The internal
consistency reliability is mainly verified by the Cronbach’s alpha coefficient. As shown in Table
3, the Cronbach’s alpha coefficients of the variables including degree of concern, sense of
publicity and education, social norms and policies are lying between 0.721~0.906, which are
greater than 0.7. This supports the reliability of latent variables. In this study, all of the involved
individual objective characteristic factors are not significant, probably because different
individuals with the same socio-demographic variable attributes might have diverse choices.
However, including them as the control variables increased the accuracy of the model. Therefore,
we still keep them in the model, but exclude them in the follow-up result analysis and relevant
figures and tables. The validity of the test model can be reflected by the average variance extracted
from the structure (AVE). The validity of the measurement model is confirmed because all AVE
values are greater than 0.5. Regarding the structural model, all the fitness indexes are qualified
according to the test criterion (see Table 4), indicating an acceptable model accuracy (Raykov and
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Latent variable
Observed variable
5.2 Effects of individual subjective characteristic factors, external influencing factors and
energy-saving intentions
The proposed model in Figure 3 explains 59.7% of the variance of energy-saving behaviors
and 37.7% of the variance of energy-saving intentions. Table 5 shows the results of the finally
determined structural model. The results of the five hypotheses are statistically significant and H1,
H2, H3, H4, H5 are found to have positive effects on energy-saving intentions and/or energy-
saving behaviors. The paths and effects are given in Table 5. Individual subjective characteristic
factors and external influencing factors have a positive effect on energy-saving intentions and
energy- saving behaviors, and energy-saving intentions have a positive effect on energy-saving
behaviors. Table 6 shows the total effect of external influencing factors on energy-saving
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behaviors is the
greatest. And we found the direct effect of individual subjective characteristic factors on energy-
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saving behaviors are greater than that of external influencing factors, in contrast, the indirect effect
is far less than that of external influencing factors. Therefore, it can be seen that the effects of the
external influencing factors on energy-saving behaviors such as taking the power off when do not
use the appliances for a long time or choosing energy-saving lamps are mainly derived from
indirect
effects.
Table 5 Latent variable path coefficients
UnStd.
Hypothesis Path
coefficient
Z-value P Result
H4
Energy-saving ← influencing
factors
0.367 2.783 **
correlation
Positive
behavior
H5
Energy-saving
behavior
← External
influencing
0.406 4.079 ***
correlation
Positive
factors correlation
← Energy -saving
intentions
Note: *p < 0.05; **p < 0.01; ***p < 0.001
Source: Author analysis.
In order to further clarify and decompose the indirect effects of external influencing factors
subjective characteristic factors, external influencing factors, energy-saving intentions and energy-
saving behaviors (Figures 4-1, 4-2, 4-3). The direct, indirect, and total effects between variables
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are obtained from the path analysis, which can provide a better understanding of the mediating
effects (Table 7-1, 7-2, 7-3). As mentioned above, the impact of external influencing factors on
energy-
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saving behavior is mainly due to indirect effects, and the specific sources and size of the indirect
effects can be revealed by models 4-1 and 4-2. External influencing factors exert an indirect effect
characteristic factors. And the individual subjective factors further directly act on energy-saving
behavior and indirectly act on it through energy-saving intentions (see model 4-3). This implies
that the external influencing factors affect energy-saving behaviors via three channels, leading to
greater overall effects than the individual subjective characteristic factors. Moreover, we could
also find that energy-saving intention is an important factor that not only has positive direct
impact on energy- saving behaviors, but also plays an important role in forwarding the mediating
effects from individual subjective characteristic factors and external influencing factors to
energy-saving
Energy-saving Individual
intentions subjective
characteristic factors
0.58*** 0.38*** 0.66*** 0.45***
Note: *p < 0.05; **p < 0.01; ***p < 0.001 Note: *p < 0.05; **p < 0.01; ***p < 0.001
Energy-saving
intentions
0.53*** 0.37***
Individual
subjective Energy-saving
0.47*** behaviors
characteristic fa ctors
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Table 7-1 Analysis of the mediating effects between variables (Mediation Model 1)
Action pathways Direct Indirect Total
effect effect effect
External influencing factors
→Energy-saving behaviors 0.425*** 0.219*** 0.643***
Mediation
External influencing factors
Model 1 0.575*** --- 0.575***
→Energy-saving intentions
(Figure 4-1)
Energy-saving intentions --- 0.380***
→Energy-saving behaviors 0.380***
Note: *p < 0.05; **p < 0.01; ***p < 0.001
Table 7-2 Analysis of the mediating effects between variables (Mediation Model 2)
Action pathways Direct Indirect Total
effect effect effect
Table 7-3 Analysis of the mediating effects between variables (Mediation Model 3)
Action pathways Direct Indirect Total
effect effect effect
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measured by analyzing how much they can explain individual subjective characteristic factors and
external influencing factors, and then affecting energy-saving intentions and energy-saving
behaviors. Table
8 lists the influence coefficients between first-order latent variables and second-order latent
variables including individual subjective characteristic factors and external influencing factors. It
can be seen that the coefficients of all first-order latent variables are significantly positive.
Combined with the coefficients between second-order variables, the effects of first-order latent
Concerning the first-order latent variables for shaping individual subjective characteristic
factors, values have the greatest impact. And the stronger household environmental values are, the
more possible for individuals or households to adopt energy-saving behaviors. Values towards
energy-saving and green consumption may affect households’ motivation to buy energy-saving
conditioners. This is consistent with some scholars’ findings that environmental and ethical
consumer values, especially those such as universalism and altruism, will actively promote moral
obligations and personal norms (Chen and Chang, 2012; Eze and Ndubisi, 2013). The second
factor is energy knowledge whose effect on explaining individual subjective characteristic factors
is 0.69, indicating that knowledge plays an important role on stimulating individuals to adopt
energy-saving behaviors like taking the power off when do not use the appliances for a long time
in daily life. This result is consistent with the case of Dutch household found by Han et al. (2013).
In other words, the lack of energy-saving knowledge will cause obstacles for energy saving
(Harland et al., 2007; Tanner and Kast, 2003; Vermeir and Verbeke, 2006). The control view has a
positive effect on energy-saving behaviors. Individuals with strong self-confidence and ability will
have a positive impact on intention and behaviors, thereby improving household self-confidence in
implementing energy-saving behaviors. The degree of concern (coefficient is 0.68) and the sense
characteristic factors and then affect the choice of energy-saving behaviors and products like
choosing simple packaging and recyclable products when purchasing similar products. The greater
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the degree of concern and the sense of responsibility are, the greater the positive impacts on
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are consistent with existing findings (Gärling, 2003; Reiss and White, 2006; Wang et al., 2014).
Those suggest that improving household degree of concern and sense of responsibility for the
The external influencing factors related to market, society and government also have
significant impacts on energy-saving behaviors. Regarding the first-order latent variables that are
used to explain the external influencing factors, the contribution of quality of energy-saving
products is the largest (0.76), implying the quality of energy-saving products is more influential to
variables like publicity and education, social norms, and policies and regulations. This result is
consistent with the findings that awareness of poor product quality is an important barrier to
green- buying activity (Smith et al., 2013). The explanation effect of social norms on the external
influencing factors is the least compared to other three variables, indicating that social norms are
less influential for promoting energy-saving behaviors. Publicity and education have an important
impact on the choice of energy-saving behaviors. Positive publicity and education through media,
governments, schools and other sectors could change individual’s attitudes and then guiding
households to implement more energy-saving behaviors such as using daily public transports or on
foot rather than private cars. The choice of energy-saving behaviors is closely related to relevant
government laws and regulations. In other words, the government can formulate policies and
6.1 Conclusions
This study provides more comprehensive insights on the mechanisms of how individual
together. In addition to the direct effects, the mediating effects or indirect effects of the influential
factors on energy-saving behaviors are also discussed. This study takes Jinan city in Shandong
province as the empirical context and a questionnaire survey was conducted to support this
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analysis. Several
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responsibility, environmental values, energy knowledge and control view, as well as the external
influencing factors like quality of energy-saving products, publicity and education, social norms
and policies and regulations have significant impacts on shaping and changing energy-saving
behaviors. While individual objective characteristic factors are found statistically insignificant in
this empirical analysis as the control variables, probably due to diverse effects for different socio-
demographic groups. The total effects of external influencing factors on energy-saving behaviors
are greater than that of the individual subjective characteristic factors. The reason is that in
addition to the direct effect, the external influencing factors affect energy-saving behaviors via
Values and energy knowledge belonging to individual subjective characteristic factors have
products is the most important factors among external influencing factors on affecting energy-
saving behaviors. Therefore, multifaceted policies are necessary for promoting household energy-
saving behaviors.
This study has important implications for household energy-saving behaviors. Specifically,
(1) Individual subjective characteristic factors are very important for changing energy-saving
values, sense of responsibility for energy saving and environmental protection behaviors. We can
learn from the existing advanced or successful measures so as to encourage people to engage in
energy-saving behaviors and buy energy-saving products, for example, the national emission
created by a domestic
1Japan implemented a practical activity to reduce emissions called “One person, One day and One kilogram,”
which advocated reducing the frequency of showering, using reusable shopping bags and other methods to achieve
energy- saving behaviors. By increasing the participation of the whole society and strengthening the influence of
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degree of concern, values, sense of responsibilities and social norms, households can be guided to participate more
in energy saving and environmental protection activities.
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school2, and a low-carbon generalized system of preferences (GSP) promotion platform 3 used in
Guangdong Provincial.
(2) It is found that external influencing factors not only directly impact energy-saving
behaviors, but also affect the individual subjective characteristic factors firstly, and then have a
further effect on energy-saving behaviors. Therefore, energy planners or policy makers could
influence energy-saving behaviors by awareness campaign targeting the general public and
meanwhile consciously guide households to improve their energy-saving concerns, values, energy
knowledge and control view to implement energy-saving behaviors. We can borrow the
experience from the developed countries, for example, Japan promoted “visualization,”4 California
government encouraged households to buy energy-efficient appliances and imposed punitive taxes
on high- energy cars6. In addition, some studies have shown that economic policies (e.g.,
government subsidy policies and preferential tax policies) can significantly affect household
energy-saving behaviors, and could also encourage households to buy energy efficient appliances
It is obvious that there are many kinds of measures can shape household energy-saving
behaviors. Government should guarantee the execution of the proposed policies and regulations.
At the same time, enterprises should strengthen their research abilities to produce more efficient
2 Wuhou District, Sichuan Province held an energy saving and innovation competition for primary school students
in the region. The events included activities such as energy-saving creative painting, energy-saving gold ideas, an
energy-saving essay subject and energy-saving handwork. The games help the students form energy-saving values,
enhance their sense of responsibility and embed energy-saving knowledge.
3 In June 2016, Guangdong Province produced a low-carbon and the Internet model to promote green
consumption. The provincial government had not only developed a provincial-level carbon GSP promotion
platform, but also created websites and apps that conveyed low-carbon knowledge, energy-saving products and
technologies to help households increase their environmental values, degree of concern and energy-saving
knowledge.
4 By using various types of electric meters, gas meters and other kinds of meters, the energy consumption and CO
2
emissions of a single machine can be measured at any time, which would be convenient for people to observe their
daily energy-consuming activities and enhance their social norms gradually. They also implement an energy-
saving consumption labeling system, which was established according to different energy consumption levels and
play the role of policy standard.
5 California introduced two water-saving measures, one of which required the nation’s most water-efficient
showerhead to use less water than the current model. According to this policy, starting from July 2018, the
showerheads sold in California should be limited to no more than 1.8 gallons of water per minute. This indicates
that the government makes positive energy-saving policy and regulation for energy-saving products to help save
water. 6The Singapore government advocates that Singaporeans bought energy-saving appliances autonomously. In
addition, they claimed that government should impose punitive taxes on high-energy consumption vehicles and
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meanwhile encourage people to use public transport to guide people to save energy.
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This study takes a statistical approach to explore the interrelationships between the various
influencing factors and their effects on energy-saving behaviors. Although this study has made
behavior, it has some limitations. For example, to improve the representativeness of the survey
data, larger sample would be better. The influencing factors can be expanded in the future study
by taking the influence of, for instance, energy price, infrastructure, and technology development
into account. In addition, further study can be considered based on the rules found in our study,
Acknowledgements
The authors acknowledge financial support received through National Key R&D Program of
China (2016YFA0602603), and from the National Natural Science Foundation of China (Nos.
71603020, 71521002, and 71642004), and the support from the Joint Development Program of
Beijing Municipal Commission of Education.
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Appendix
Table A.1 Questions included in the questionnaire
Constructs Items
Degree of concern X11 I am very concerned about the energy problems reported by media.
X12 I feel worried or nervous when I hear or see issues about energy.
X13 I usually pay little attention to energy consumption and details of its use.
Sense of X21 I am willing to sacrifice personal interests to save energy and for environmental
responsibility protection.
X22 In order to save energy and protect environment I do not hesitate to offend some
people.
X23 Energy issues are related to the whole society, and everyone has the responsibility
to save energy.
Values X31 Human beings should respect nature and live in harmony with nature.
X32 Nature and the environment have the same value as human beings.
X33 We should not exploit new natural resources to protect nature and the environment.
X34 Economic development is the most important, and environmental issues can be
considered later.
Energy X41 How much do you know about the purchasing energy-saving behavior in questions
knowledge 7–9?
X42 How much do you know about habitual energy-saving behaviors in questions 1–6?
Control view X51 We can improve and solve some environmental problems if we work hard.
X52 It will help to improve and solve some environmental problems if we take
some actions.
X53 It is impossible for ordinary people to improve and solve environmental problems.
Quality of Y11 The public praise of energy-efficient products is an important factor in determining
energy- saving whether I should buy them or not.
product Y12 The quality of energy-saving products is an important factor in determining
whether I should buy them or not.
Y21 We should improve the strength of publicity and education, and guide more people
Publicity and to implement energy-saving behaviors.
education Y22 My energy-saving behavior will be affected by the information I get from
newspapers, television and other media.
Y31 My energy-saving behavior will be affected by my families, friends and teachers.
Social norms Y32 If people around me are engaging in energy-saving behavior, I will also engage in
more energy-saving behaviors.
Y33 There are few people around me who are concerned about energy conservation,
and I need more help and co-participation.
Y41 I undertake energy-saving behavior because of relevant policies and regulations.
Policies and
regulations Y42 Policies and regulations play an important role in promoting and encouraging me
to engage in energy-saving behaviors.
Energy-saving Z1 I am willing to spend more money buying energy-saving products.
intention Z2 I would like to pay more attention to low-carbon dynamic news, and actively
respond to low-carbon consumption.
Z3 When I driving I am willing to use driving skills to reduce fuel consumption.
Z4 I am willing to sacrifice some of the convenience to change the lifestyle of high-
carbon consumer behaviors.
Energy-saving B1 When you do not use the appliances for a long time, you will take the power off to
behavior reduce the TV, air conditioners, computers, drinking fountains, microwave ovens
and other household appliances standby power consumption.
B2 You will choose a shower instead of a bath.
B3 Use daily public transports, such as buses, bikes or on foot.
B4 You will save water when bathing in public baths
B5 When you leave the room, you will turn off the lights
B6 When you are in a public workplace, you will avoid or reduce using air
conditioners
B7 When purchasing lamps, you will choose energy-saving lamps.
B8 When you buy or plan to buy a car, you will prefer a small displacement car (Fuel
saving vehicle).
B9 When purchasing similar products, you prefer choosing simple packaging and
recyclable products.
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Note: B1-B4 are excluded because they do not pass the validity test after the pilot survey, and B5-B9
are left.
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Highlights