SI.4 - FMLA Certification For Employee Serious Health Condition - 000000B106
SI.4 - FMLA Certification For Employee Serious Health Condition - 000000B106
SI.4 - FMLA Certification For Employee Serious Health Condition - 000000B106
The Family and Medical Leave Act (FMLA) provides that an employer may require an employee seeking FMLA pro-
tections because of a need for leave due to a serious health condition to submit a medical certification issued by the
employee’s health care provider. 29 U.S.C. §§ 2613, 2614(c)(3); 29 C.F.R. § 825.305. The employer must give the
employee at least 15 calendar days to provide the certification. If the employee fails to provide complete and suffi-
cient medical certification, his or her FMLA leave request may be denied. 29 C.F.R. § 825.313. Information about the
FMLA may be found on theWHD website at www.dol.gov/agencies/whd/fmla.
SECTION I – EMPLOYEE
This form asks the health care provider for the information necessary for a complete and sufficient medical certification,
which is set out at 29 C.F.R. § 825.306. Employers may not ask the employee to provide more information than al-
lowed under the FMLA regulations, 29 C.F.R. §§ 825.306-825.308. Additionally, a certification for FMLA leave to
bond with a healthy newborn child or a child placed for adoption or foster care may not be requested.
Your employer must generally maintain records and documents relating to medical information, medical certifications,
recertifications, or medical histories of employees created for FMLA purposes as confidential medical records in separate
files/records from the usual personnel files and in accordance with 29 C.F.R. § 1630.14(c)(1), if the Americans with
Disabilities Act applies, and in accordance with 29 C.F.R. § 1635.9, if the Genetic Information Nondiscrimination Act
applies.
:
(1) Employee Name: ______________________________ Employee ID______________________
First Middle Last
(3) Employee's Job Title:______________________ Employee Provided Job Description (Is/Is not) attached.
(1) State the approximate date the condition started or will start: ___________________________________ (mm/dd/yyyy)
(2) Provide your best estimate of how long the condition lasted or will last: ____________________________________
(3) Check the box(es) for the questions below, as applicable. For all box(es) checked, the amount of leave needed must be
provided in Part B.
Inpatient Care: The patient ( has been / is expected to be) admitted for an overnight stay in a hospital,
hospice, or residential medical care facility on the following date(s): ______________________________
Pregnancy: The condition is pregnancy. List the expected delivery date: _______________ (mm/dd/yyyy).
Chronic Conditions: (e.g. asthma, migraine headaches) Due to the condition, it is medically necessary for the patient
to have treatment visits at least twice per year.
Permanent or Long Term Conditions: (e.g. Alzheimer’s, terminal stages of cancer) Due to the condition, incapacity
is permanent or long term and requires the continuing supervision of a health care provider (even if active
treatment is not being provided).
Conditions requiring Multiple Treatments: (e.g. chemotherapy treatments, restorative surgery) Due to the condition,
it is medically necessary for the patient to receive multiple treatments.
None of the above: If none of the above condition(s) were checked, (i.e., inpatient care, pregnancy)
no additional information is needed. Go to page 4 to sign and date the form.
(4) If needed, briefly describe other appropriate medical facts related to the condition(s) for which the employee seeks
FMLA leave.(e.g., use of nebulizer, dialysis) Please Note: If this form is being used to certify the need for leave under the
California Family Rights Act, California regulations prohibit the disclosure of the underlying diagnosis of the seri-
ous health condition involved without the consent of the patient.
___________________________________________________________________________________
___________________________________________________________________________________
PART B: Amount of Leave Needed
For the medical condition(s) checked in Part A, complete all that apply. Several questions seek a response as to the frequency
or duration of a condition, treatment, etc. Your answer should be your best estimate based upon your medical knowledge,
experience, and examination of the patient. Be as specific as you can; terms such as “lifetime,” “unknown,” or “indeterminate”
may not be sufficient to determine FMLA coverage.
(5) Due to the condition, the patient ( had / will have) planned medical treatment(s) (scheduled medical visits)
(e.g. psychotherapy, prenatal appointments) on the following date(s): ___________________________________________
_____________________________________________________________________________________________
(6) Due to the condition, the patient ( was / will be) referred to other health care provider(s) for evaluation or
treatment(s).
State the nature of such treatments: (e.g. cardiologist, physical therapy) ________________________________________
Provide your best estimate of the beginning date ________________ (mm/dd/yyyy) and end date ________________
(mm/dd/yyyy) for the treatment(s).
Provide your best estimate of the duration of the treatment(s), including any period(s) of recovery (e.g. 3 days/week)
____________________________________________________________________________________________
(7) Due to the condition, it is medically necessary for the employee to work a reduced schedule.
Provide your best estimate of the reduced schedule the employee is able to work. From ____________________
(mm/dd/yyyy) to _______________(mm/dd/yyyy) the employee is able to work: (e.g., 5 hours/day, up to 25 hours a week)
_______________________________________________________________________________________________________________
(8) Due to the condition, the patient ( was / will be) incapacitated for a continuous period of time, including any
time for treatment(s) and/or recovery.
Provide your best estimate of the beginning date ___________________ (mm/dd/yyyy) and end date
________________ (mm/dd/yyyy) for the period of incapacity.
(9) Due to the condition, it ( was / is / will be) medically necessary for the employee to be absent from work on
an intermittent basis (periodically), including for any episodes of incapacity i.e., episodic flare-ups. Provide your
best estimate of how often (frequency) and how long (duration) the episodes of incapacity will likely last.
Over the next 6 months, episodes of incapacity are estimated to occur ___________________________ times per
( day / week / month) and are likely to last approximately ______________ ( hours / days) per episode.
(10) Due to the condition, the employee ( was not able / is not able / will not be able) to perform one or more
of the essential job function(s). Identify at least one essential job function the employee is not able to perform:
_____________________________________________________________________________________________
_____________________________________________________________________________________________
Signature of
Health Care Provider:_____________________________________________________________________Date:_______________________(mm/dd/yyyy)
Continuing Treatment by a Health Care Provider (any one or more of the following)
Incapacity Plus Treatment: A period of incapacity of more than three consecutive, full calendar days, and any subsequent treatment
or period of incapacity relating to the same condition, that also involves either:
o Two or more in-person visits to a health care provider for treatment within 30 days of the first day of incapacity unless
extenuating circumstances exist. The first visit must be within seven days of the first day of incapacity; or,
o At least one in-person visit to a health care provider for treatment within seven days of the first day of incapacity, which
results in a regimen of continuing treatment under the supervision of the health care provider. For example, the health
provider might prescribe a course of prescription medication or therapy requiring special equipment.
Pregnancy: Any period of incapacity due to pregnancy or for prenatal care.
Chronic Conditions: Any period of incapacity due to or treatment for a chronic serious health condition, such as diabetes, asthma,
migraine headaches. A chronic serious health condition is one which requires visits to a health care provider (or nurse supervised by
the provider) at least twice a year and recurs over an extended period of time. A chronic condition may cause episodic rather than a
continuing period of incapacity.
Permanent or Long-term Conditions: A period of incapacity which is permanent or long-term due to a condition for which
treatment may not be effective, but which requires the continuing supervision of a health care provider, such as Alzheimer’s disease
or the terminal stages of cancer.
Conditions Requiring Multiple Treatments: Restorative surgery after an accident or other injury; or, a condition that would likely
result in a period of incapacity of more than three consecutive, full calendar days if the patient did not receive the treatment.