Module_4
Module_4
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2018
DIPLOMA IN
MONITORING AND
EVALUATION
MODULE 4
Module four
TABLE OF CONTENTS
Using and Evaluation Design to answer key questions about your
Project.............................................................................................................Pg 3
Providing Feedback to Improve the Project....................................................Pg 31
Communicating Information ..........................................................................Pg 38
Evaluation Report outline ..............................................................................Pg 49
Chapter 1
Often, evaluations fail to examine whether efforts are responsible for, or related to, changes and
improvements in the community. They may examine the process or output (e.g., number of
people trained), but they often fail to tell a story about whether conditions changed and whether
It’s obviously important to know whether your methods are successful, and whether your
intervention or initiative accomplished what it set out to do. In addition, however, you can
evaluate whether your work changed community conditions, and whether it seems to be leading
toward changes in the community or system. In this section, we’ll discuss how an evaluation can
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Evaluation questions refer to what stakeholders – the community and funders, for instance –
want to know about the functioning of the program or initiative. Here are some illustrative
evaluation questions:
• Are participants satisfied with the program? (Process and implementation issue)
• How well is the initiative meeting its stated objectives? (Attainment of objectives)
• How much and what kind of difference did it make for the participants? (Impact on
participants)
• How much and what kind of difference did the initiative make on the community?
So what’s a key evaluation question? That depends on what you set out to do (mission and
objectives) and how you plan to get there (the logic of how the process and activities will
produce immediate and longer-term outcomes). The path from here to there – from assessment to
change in the environment to longer-term outcomes – is known as a logic model. Key evaluation
questions focus on critical aspects of the logic model; for instance, “Is the initiative bringing
about change in the environment?” or “Is that change in the community (the intervention)
A note here: The Work Group for Community Health and Development at the University of
Kansas, the source of the Community Tool Box, consults on evaluation, and has developed an
Online Documentation and Support System (ODSS) to support participatory research and
evaluation of community health and development efforts. Much of the material in this section
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comes from the thinking that underlies this monitoring and evaluation system. (To see more,
The documentation system makes it possible to answer key evaluation questions that get at the
heart of an effort’s overall effectiveness. We’ll use this monitoring and evaluation system to
Regardless of your aims, your work can be considered on two levels. The first is whether, how,
and why you’ve been able to accomplish the specific goals you’ve set for your effort –
successful advocacy for the passage of a new regulation, the improved delivery of services, a
change in people’s behavior, improvement in environmental conditions, etc. The second is the
wider influence that your work has in the community or system, and how conditions have
changed.
A decent comprehensive evaluation might examine how you planned and implemented your
effort (process), whether you actually took the specific actions you set out to take, such as
serving the number of people you expected in the ways you planned to (impact), and whether
A typical evaluation may measure ultimate outcomes but may fail to document changes in the
community resulting from your work such as other similar programs starting, more funding
becoming available for your issue, or more media attention. Furthermore, a specific effort may
give rise to more general and sweeping changes even when it doesn’t initially attempt to. A
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campaign to reduce youth violence may achieve its immediate purpose, for instance, but may
also change community programs and resources available to address the needs of adolescents
and result in significant changes in the ways that community members engage youth. Sometimes,
even an apparently unsuccessful effort can have a broader community effect by increasing
of key community members or leaders. These broader effects can be harder to track than the
We usually think of a community as a group of people who live in one place – a city, a
neighborhood, a town, a village, a rural area. We also use the term, however, to refer to a group
of people with one or more common characteristic and common interest. Using that definition,
we speak of the business community, the Latino community, or the school community. In this
section, the word is generally used to mean community of place, because that’s the community
System refers to the arrangements or infrastructure that supports key functions – for instance,
the public health system, the legislative system, the education system, or the legal system. The
essential features of a system – preparation of the workforce, capacity to monitor and diagnose
problems – also affect the conditions under which people live their lives.
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At both the specific and general levels, it’s important to know whether any changes in the
community or system you’re concerned with are actually taking place, what they are, and
whether and how your work has influenced them (and vice versa).
Figure 1 below displays a framework (or logic model) for collaborative action, as well as
evaluation questions that reflect potential associations along the logic model’s pathway.
For the logic of collaborative action, Fawcett and Schultz (2008) recommend four key evaluation
questions:
1. Is your effort serving as a catalyst for community change related to its mission? In
chemistry, a catalyst is a substance that, while remaining unchanged itself, changes the
speed, intensity, or nature of a reaction. Is your effort, while doing its intended job,
setting in motion other forces in the community (new or modified programs, policies, and
practices) that lead to longer-term change related to the issue you’re concerned with?
2. What factors or processes are associated with the rate of community or system change?
What encourages or gets in the way of change? Can you identify specific community
health and development or other mission-related goals? Are the changes you observe in
the community in fact helping to bring about the realization of your goals – or related
ones – or are they having little or no effect (or even a negative effect)?
outcomes? Can you see connections between changes in the community (programs or
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policies for instance) and the kinds of positive changes in measuring success (e.g., fewer
youth violence arrests, reductions in cigarette sales, fewer teens killed or injured in
driving accidents) that you hope your effort will bring about?
Figure 1. Framework for collaborative community action and related evaluation questions
(presumed) relationships along the path (see Fawcett and Schultz, 2008, in print resources).
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Source: Adapted from the Institute of Medicine’s framework for collaborative public health
Answering these questions sets your effort in the context of the community and shows you
whether it’s actually having the effects you want in a broader sphere, or whether it’s only
influencing individual successful participants. Questions like these are not always easy to
answer. Later in the section, we’ll discuss them more fully, as well as how an evaluation can be
In many cases, organizations are funded for several years at a time at best. This requires focus on
fulfilling the conditions of the grant or contract, which often hinge on relatively short-term goals.
There are, however, a number of compelling reasons for answering evaluation questions:
• To improve your work. The foremost reason for any evaluation is to make your effort
more effective. By understanding exactly what affects progress on your issue, and the
interaction between your actions and community system change (an intermediate
outcome); you can see how to adjust your work to get the longer-term results you seek.
• To understand what affects the work in what ways. What actions or events seem to slow
down the pace of change (e.g., loss of leadership), and what speeds it up (e.g., action
planning)? What effects do small and large changes in the organization and the
• To see how to accelerate results. Once you understand what makes change move more
quickly, you can take steps to make sure that those change-accelerating processes, events,
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• To understand specifically how broader actions, events, or conditions – a crisis or
concentrated poverty – affect the work. Identifying and understanding these factors that
affect the success or failure of an effort is critical – for the work underway and for future
efforts.
• To understand what works to bring about community change, and adjust accordingly. The
chances are you’re doing your work in order to permanently change some condition in the
community or to improve the quality of life for a particular group or for the community as
a whole. You hope that, eventually, the goals you’re working toward – the elimination of
Using an evaluation to answer key questions will provide information both about which small
changes seem to lead to larger ones and about how to generate those and larger changes as well.
That, again, will allow you to adjust your effort in order to make it more effective.
• To understand how to address specific events and changes within your organization or
effort so they will have the most positive or least negative effect. The loss of a competent
leader, an increase or decrease in funding, the end of one phase of an effort and the
beginning of another – all of these and many other factors can affect the rate and direction
of change in the community. Knowing the results of events can help you determine how
• To show the community the value of your work. If you can show that your work has a
positive influence on the community, you have a better chance of gaining broad support.
That support, in turn, can lead to funding and in-kind help, volunteers, and community
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WHO SHOULD BE INVOLVED IN ANSWERING THESE QUESTIONS?
The idea is to engage in a participatory evaluation that draws in members of all stakeholder
groups. This not only leads to buy-in and support on the parts of many sectors, but also provides
multiple perspectives on such issues as how participants are treated, how the effort is viewed in
the community, how non-participants’ lives are affected by your work, whether there are changes
in the social climate, etc. You may want to conduct the evaluation as a participatory action
research project or you may simply want to involve as many individuals and sectors as possible
in providing information and being kept current about the findings of the evaluation. Among the
possible stakeholders:
• Participants in or beneficiaries of the effort. They may have a great deal to offer, both in
terms of identifying the real needs of the population and/or the community and in
• Residents of a focused geographic area, whether or not they’re members of the population
area, you may want to involve all residents. Such involvement is likely to bring with it
support for your effort and may increase understanding about the issue and serve to
improve relations among these residents and the group you’re working with.
• Professionals and volunteers carrying out the work. The more deeply involved these
people are, the better equipped and the more eager they’ll be to do their jobs well.
• Those whose jobs or relationships bring them into contact and involvement with the
population and/or issue with which you’re concerned. These might include health care
providers, teachers, family members of substance abusers, etc. Since these people may
have to help in carrying out the effort, and since they may be asked to change their
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behavior as a result, it’s both important to the success of the effort and a matter of
• Funders and local officials. Funders have a vested interest in information about the effort,
and their participation can also serve to help them understand the real impact of your
work. Including local officials in an evaluation can forestall problems and help to gain
community support. It can also lead to changes in official policy over the longer term.
WHEN SHOULD YOU SET UP AND USE AN EVALUATION SYSTEM TO ANSWER KEY
As we’ve discussed throughout the Community Tool Box chapters on evaluation (Chapters
3639), it should be planned and embarked upon at the beginning of the effort. This is especially
true for the kind of evaluation we’ll describe in this section, because its purpose is to monitor
and evaluate what is changing – organizational and community changes, longer-term outcomes,
and to examine the interactions among them. If you don’t start the evaluation at the very
beginning of the effort with community assessment and planning, and instead wait until the
Once you’ve started the evaluation, you should be collecting information constantly, recording
not only what happens but when it happens, so that you can make connections. For this type of
evaluation to be truly useful, those connections have to be made frequently, not just once or
twice a year. The point here is to see what is happening, reflect on its meaning, and use the
information to strengthen and speed up positive change, or to address and prevent negative
consequences. In either case, acting swiftly can be important. You can do that if you have the
information in hand.
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HOW DO YOU USE THE EVALUATION SYSTEM TO ANSWER KEY QUESTIONS
Once you’ve assembled a participatory team to gather and analyze data, you’re faced with some
important questions: What kinds of information do you need in order to answer the key questions
that relate to your logic model, and how do you get it? Equally important, once you have the
information, how do you sift through it to extract the answers you’re looking for? There is a
general method of examining the data that should be useful even as you analyze each of your
questions individually.
An important element to using your evaluation well is setting up the data so you can best see
patterns and relationships. A particularly good way to record the data is on a graph, as in the
illustration below. This graph shows the total number of community changes – new programs
(e.g., an after-school program for youth) or new policies (e.g., a policy change that improves
ways to health services) – related to the group’s mission over a five-year period. Some changes
might be relatively minor – a single business changes its practice for protecting coworkers –
while others might be as important as a new law or a drastic change in policy that completely
alters the way the community addresses the issue. [Note: with a cumulative graph, each change is
added to the prior one; so a flat line shows no change; and the steeper the line, the higher the rate
of change.]
Figure 2. Cumulative number of community changes (new or modified programs and policies)
brought about by the South Side Youth Development. Initiative from 2008-2014. [Source:
Example graph from the KU Work Group Online Documentation and Support System (ODSS)]
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Other information – specific inputs or events – could be pinpointed on the graph in order to give
a clearer view of potential influences on the rate of changes, as in the graph below. Here, added
to a graph showing information similar to that in the one above, are the points in time at which
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• Action planning for the initiative
• A loss of leadership (probably when the director left to take another position.)
These events, singly or in combination, might have contributed to the sustained high rate of
By comparing the progress of the effort, as indicated by the total number and rate of community
changes to the timing of recorded inputs and events, you can see that most of the events seem to
have some connection with a speed-up or slow-down in the rate and number of community
changes. There was, for example, a dramatic increase in the rate of changes when new staff
members were hired and an equally dramatic decrease in that rate when the effort lost its
leadership. This is the kind of information seldom captured by a typical evaluation, and yet it’s
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extremely important in understanding how to adjust your work for greater effectiveness and how
to correct problems.
Other elements that might be recorded on a graph – individually or together – include statistics
neighborhoods, or for different approaches, statistics for comparison communities not involved
in the effort, etc. The particular measures depend on your logic model, related
To get the information you need, you’ll have to decide what’s important to measure. Then, once
you have obtained the data – not always an easy task– the next step is to analyze it, looking for
patterns and connections. Let’s look at each of the key questions considered for the logic model
in Figure 1 and discuss what kinds of data will help you examine it. The overriding question is
how to adjust your work to make it more effective. Answering key questions for your logic
model is really a way to ask the larger question: “What can we do to make our effort work as
What follows is an illustration of how evaluation questions can be answered with data, asking
those key questions identified is the logic model often used by the Work Group for Community
1. Is the initiative serving as a catalyst for community/system change related to its mission? Has
your group’s effort brought about changes in the community or systems (e.g., public health,
public safety, welfare, environmental protection, etc.) related to the mission? What specific
changes related to the issue have taken place in the community, and when?
Some types of changes related to your work that you might want to document include:
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• New or modified programs. These might be programs meant to address aspects of your
initiatives, etc. They could be the product of formal bodies – the Chamber of Commerce,
• New or modified practices. These refer to changes in how people do their work or deliver
services. For instance, the clinic might change its hours to assure better access or the
policies, etc. Other policy changes may be more informal; for instance, increased city
Of course, depending on the project, other valued events may be tracked – these might include
Keeping track of the timing of changes is very important here, because it may indicate when
those changes are associated with activities you’re doing, and when they result from other
factors, such as a change in leadership (see Figure 3). Marked increases or decreases in the rate
or amount of change that occur just after key events in the effort may point toward the
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Changes often take time to show their effects or have to build to a certain level before their
effects can be felt. Where there’s a trend toward change in a particular direction, even if it
doesn’t appear to have any great immediate effect, it might be wise to track it over time to see
whether it’s different changes in the environment – taken together – eventually influence
indicators of success.
change in community health initiatives; for instance, lower rates during planning,
higher and sustained rates after action plans and staff are in place; and lower rates
near the end of funding as the project focuses on sustainability. Community groups
take time to understand how to bring about change and integrate it into the efforts.
Rapid change might require a period of support and relative stability. Once that has
taken place, the community may focus on sustaining more important programs and
policies.
As change levels off, you might be tempted to step up activity to counter that trend.
That might include additional action planning or bringing on staff responsible for
change efforts.
Another consideration is the presence or absence of patterns in the rate and type of change. Are
there patterns in community or system changes that correspond with the work of the initiative
(e.g., action planning), or with other identifiable factors (e.g., funding to hire a community
Other questions to ask here are whether the changes in the community or system are actually
likely to improve outcomes (Are they great enough to have an effect? Is that effect likely to
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change the situation for the better?), and how you can obtain more accurate or more nearly
2. What factors or processes are associated with the existence and/or the rate of community
or system change? There are a number of potential factors that you may want to monitor and
analyze.
• The processes by which you conduct the assessment, planning, implementation, and
evaluation aspects of the effort. The particular focus should be on use of evidence-based
processes for community change and improvement (e.g., developing and using action
plans; arranging for community mobilization; documentation and feedback.) That also
includes examining who’s involved (Does adding certain people or sectors have an effect,
for instance?), whether everyone fulfills her responsibilities, whether deadlines are met,
how people are involved, whether the effort plays out as planned, etc. It also includes
board – fits into and advances or impedes the process. (See “Promising Approaches” for
• People served or benefited. Here you might examine whether the people affected by the
effort were those you planned for; whether you served or benefited the number of people
you expected to; the amount of service or benefit that each participant received (if that’s
possible to determine); how many participants dropped out, and why (and whether there
were patterns to be found there.) (See the “Solve a Problem” troubleshooting guide for
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o Changes in method or direction, such as a shift in mission to address a
newlystated community need. This kind of event can also include unintentional
changes that result from staff turnover, loss of focus, lack of staff engagement, or
etc.
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A community tragedy or celebration (recent deaths due to violence;
It also might consist of changes in how state and local governments conduct business, the
priorities of key funders, or other aspects of the broader system that might have positive or
As noted in Figure 3, combining graphs and comparing the timing of the process and events with
patterns of community and system changes can reveal connections among them. These
connections, in turn, can suggest processes or activities you might take that could advance
and development? What kinds of effects are community and system changes – whether caused
by your effort or not – having on the issue you’re concerned with and on community indicators
One way to find out is to examine those changes in relation to various dimensions or aspects of
your work. How is community changes distributed among and within different aspects of your
effort? Do changes cluster around one or more particular aspects; for instance, in one section of
the community new program (e.g., mostly in schools). Are most of the changes you see in the
community related to population (e.g., Latinos) for instance? Are most of the changes related to
particular goals (e.g., preventing violence, increasing childhood immunizations)? Should you
make adjustments in your work to alter the situation in such cases, and, if so, what should the
adjustments be? You can ask these questions in each case to examine the relationship of
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• Group your goals or aims. These are the longer-term goals and objectives of your effort.
If your program has the mission of promoting heart health in the community, for
example, young groups’ goals might include promoting physical activity, reducing
tobacco use, increasing healthy nutrition, and assuring access to health screening.
• The strategies of intervention you’re using. These might take such forms as providing
• Risk and protective factors. These are the personal, social, and environmental factors that
make it more or less likely that individuals and groups might engage in various types of
family might be a protective factor against youth violence, for example; an alcoholic
• The expected duration of change. Is your effort a one-time event, such as a one-day health
specific population? How long do you expect the change in program or policy to be in
place?
• The populations benefited. Depending on the nature of your effort, the populations might
range from a small number of individuals from a specific group (Latino women at risk for
school).
• The sectors addressed. These might include government (in the case of advocacy for
changes in laws, regulations, or official policy), health organizations (if you’re addressing
health promotion or access to health care), education (school improvement, school policy
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change), labor (creating more trade apprenticeships for particular underrepresented
• The ecological level addressed. This refers to whether your effort focuses on individuals
community as a whole (enhancing overall community quality of life and health – working
• Place. This might be a particular neighborhood, city or town, county, or rural area.
How are the community or system changes you’ve tracked related to each of these aspects of
your effort? What are you seeing in the distribution of community/system changes related to
particular goals, strategies, populations, places, etc.? What meaning do you give to those patterns
– e.g., they reflect opportunities, barriers, key partner’s interests, etc. What are the implications
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This pie chart makes it easier to see what pattern of change is occurring, to reflect on what it
means (e.g., we encountered opposition from some sections) and to make adjustments. (See the
“Solve a Problem” troubleshooting guides for supports for making adjustments to common
earlier, are markers of success at the level of the community as a whole, rather than for particular
individuals. Some of those indicators can be found through checking available statistical
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• Public health statistics (e.g., rates of infant mortality, percentage of children
immunizations).
• Records of health and human service organizations. Although most of these organizations
people served, units of service, general outcomes, etc. – are often open to scrutiny.
• Statewide data and data from other communities (for comparison purposes).
• Environmental statistics – pollution rates, bad hair days, amount of open space, water
quality, etc.
In addition to archival data, other sources of information can be used; including from
observation, surveys, and other typical data-collection methods. Are there differences in reports
by youth from one data-gathering period to the next of the prevalence of alcohol and drug use,
smoking, or unprotected sex? Do observations show that there are more people, from one period
to the next, using a public park, or out on the street at night? Are teachers seeing fewer incidents
of violence in the schoolyard or in school in general? Are doctors seeing more or fewer cases of
diabetes or TB?
The population-level indicators that tell you what you want to know aren’t always obvious. If
you’re concerned about teenage drinking, for instance, you will probably want to examine
statistics about traffic violations and nighttime single-vehicle crashes even where alcohol isn’t
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Once again, by graphing your information, you can see relationships between population-level
Figure 5 below provides an illustration. It displays the relationship between community changes
(the unfolding of the intervention) to prevent child sexual abuse and the associated improvement
in reported cases of child sexual abuse in a state (the population-level indicator of success).
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Figure 5. An observed association between the unfolding of community changes (the
Here, there is definitely a trend toward fewer child sexual abuse cases – a 28% drop in four years
– as the number of community changes (the intervention) unfolds. Of course, this is simply an
It’s possible that the number of cases will continue to fall even if the number
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arrest and prosecution for perpetrators, and child-molester registration, all
resulting in a decline in cases. Whether the community has reached this point
To determine whether your initiative brought about community changes that had a positive
You may use multiple graphs, one for each community-level indicator you’re concerned with
(e.g., number of drunk driving deaths, incidents of youth violence, number of teen pregnancies,
percentage of children entering school with all vaccinations, etc.) Each of these will compare the
statistics for that indicator over time with the documented unfolding of your intervention. Once
again, where improvements in the indicator coincide with or follow closely that implementation
it’s possible that your work has had the desired effect.
You’ll also have to take into consideration whether there are other plausible causes for
initiative – another program, a major policy change, widespread media coverage – can influence
the outcomes. The action may be independent of anything your effort is doing, even if it occurs
at the same time. Thus, major community events and broader incidents should be tracked and
graphed along with changes and the progress of your effort, so you can see whether you’ve
actually had the influence you hope for. In addition, experiential designs can be used – such as
interrupted time series designs across different communities – to try to rule out other plausible
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If evaluations that address the key questions are to be useful, they must begin early and be
sustained. Collecting, recording, and analyzing data has to go on all the time, starting before the
planning and implementation of the effort and continuing for as long as the effort itself
continues. A case can be made that evaluation research should continue even after the effort has
ended, in order to judge its lasting effects in the community. Whether that’s possible or not,
understanding the real results of your work and continually adjusting it to be more effective is an
TO SUM UP
There are some key questions that can help you understand the relationship between what your
initiative does (process and activities), charges in community and systems (intermediate
• Is the initiative serving as a catalyst for community/system change related to its mission?
• What factors or processes are associated with the rate of community/system change?
and development?
Answering these questions involves careful thinking about what data will be useful, and then
careful collection, recording, and analysis of those data. Graphing what you’ve recorded and
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comparing or combining graphs can often make analysis easier. The results should give you a
great deal of information about exactly what works and what doesn’t, where you need to make
adjustments, and what kinds of changes you should be trying to bring about in the community to
Chapter 2
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When we talk about providing feedback from your evaluation, we mean presenting the data on
accomplishments that you're getting from your evaluation to those involved in the initiative –
line staff and volunteers, as well as administrators and board members. Depending on the
methods of the evaluation and the type of data involved, some of it may be presented in the form
of tables and graphs, some as narrative, and some perhaps as portfolios or even audio or
videotape.
Feedback is a two-way street. The folks engaged in the day-to-day operation of the organization
and its programs can benefit from learning what seems to be working well and what doesn’t, and
from understanding what needs to be changed to improve results. At the same time,
administrators and board members need to understand where the weaknesses in the organization
are that keep staff and volunteers from being as effective as possible.
Is there enough support? Are there enough supplies? Is funding adequate to get the work done?
Is the organizational climate one of mutual respect that’s conducive to staff and volunteers doing
their best and to participants feeling welcomed and supported? These are questions that staff and
volunteers – and participants – can answer at the same time that the organization grapples with
Providing feedback should be done on an ongoing basis so that all can be kept up-to-date on
what they're doing well and what can stand improvement. It can also be done at the end of an
In this section, we'll mainly be discussing the tracking of activities and accomplishments that
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HERE ARE A FEW REASONS TO CONSIDER PROVIDING FEEDBACK FROM TIME TO
TIME:
• To help community leadership assess progress towards meeting the initiative's goals
• To help see areas wherein the members of the initiative may want to put more energy
• To help detect when too much energy or effort is spent in areas less central to the mission
• To help the initiative focus on the "big picture" by seeing cumulative accomplishments
over time
• To provide funders the opportunity to help re-direct the initiative towards activities more
• To provide funders the opportunity to see and reward the accomplishments of the
initiative
Your staff should get feedback at regular intervals, especially early in the initiative's
development, so that they can continually adjust their efforts to improve the initiative's results.
You might want to have feedback sessions once a month for the first year and then after that do
them on a quarterly (four times a year) basis. Giving people feedback often gives them the
chance to see what changes have resulted from adjustments they made after the last feedback
session, so that you can all work together to continuously improve your efforts.
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BEGIN WITH AN OVERALL STATEMENT SUMMING UP HOW THE INITIATIVE IS
DOING
This statement should be affirming – you don't want to start in on areas that need to be approved
right off the bat – and it should be very specific about what is going well. For example, "We've
received 35 letters from parents praising the school safety committee's work at Uptown Middle
School" is a much more specific statement than "A lot of parents are pleased with the school
safety committee."
Perhaps the data you've gathered will indicate that everything your group has been doing is
perfect. If this is the case, presenting feedback to your group will probably be a breeze.
However, it's more likely that you'll have at least a few areas, or even – perish the thought – a lot
of areas that need improvement. You want the people involved in your initiative to understand
what they could be doing better, but at the same time you will have to be very careful to keep
feedback.
It's important to present the feedback as a good thing, even if the feedback isn't all that positive -
after all, you're giving them information that will help them do a better job. Try to communicate
the value of a group that really wants to know how it's doing. Show them how using data
gathered for your evaluation can help them do that. Provide a shared vision of the initiative as a
catalyst for change: "We can make a difference and we will make a difference, and here's how
we can do it!" Communicating your optimism that the group will ultimately succeed in having an
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impact is very important. In other words, start off with the good news, and then present any bad
SHOW GRAPHS
amount of activity to make changes in the community relative to the groups goals
• Intermediate Outcomes - the number of changes in the community (e.g., new or modified
programs, policies, practices), information about the context of the initiative and critical
events
• Ultimate Outcomes/Impact Data - data from surveys of behavior change among people
participant work or learning, participant comments – that isn’t best provided in graphic form.
This kind of material also needs to be discussed differently, in that what it communicates may
Like graphic data, non-graphic data can be examined in relation to process, intermediate
outcomes, and long-term impact. Unlike graphic data, it might take some creativity to understand
the trends or conclusions it demonstrates. (A trend is movement in a given direction that isn’t yet
definite or far-reaching enough to be definitely said to have reached or failed to reach a goal.)
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Much of this data might be best understood in discussion. What specific actions, methods, or
conditions do participant comments refer to, and how could those be changed, if they need to be?
What does participant work show about the effectiveness of your work? What do anecdotes
illustrate about challenges, and about things that need to be adjusted or eliminated?
Most of this is qualitative data, data that can’t or shouldn’t (because it would lose the subtlety of
• Start by asking the group how they would interpret the data - if your interpretation is
different, or if there are differing ideas among the group members, discuss why that might
• Give a more detailed example from accomplishments that have happened recently –
• Discuss with the group any trends in the data, and what those trends mean
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If the measure doesn't show recent growth:
• Have the group discuss, using the data, why they think this might be so
• Point out any previous times that growth occurred to keep folks from getting discouraged
- many of these measures will be cyclical in nature – resources generated, for example,
often are recorded in spurts associated with funding deadlines. If it seems appropriate to
• Ask the group for ideas about how to adjust the work in order to address the issue, if it
needs to be addressed
• Ask if there were additional activities that were not recorded. List items that have been
recorded over the life of the initiative. You may find things that didn't get recorded, and
End on a positive note! You want your staff and volunteers to come away from this presentation
with the resolve to work hard to improve the initiative, and you want to bolster their confidence
that they can accomplish this – so don't let them leave feeling bad about their efforts up until
now. Review the graphs, and be sure to show the graph most directly related to the mission of
the project (most likely, this will be the graph of community change).
IN SUMMARY
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Let's recap the main things to keep in mind when you prepare feedback for your staff:
Present this data as a gift, informing your audience about how the initiative is doing
• Convey optimism about the prospects for success (if this is appropriate)
Remember to keep it positive and give lots of encouragement to the people working on the
initiative. Feedback sessions are meant to make your staff and volunteers want to work harder
Chapter 3
COMMUNICATING INFORMATION
There are many reasons you should inform people about your evaluation findings. For one thing,
you want the name and purpose of your coalition or initiative to be recognizable to your
community, and you want them to have a positive impression of you. Releasing your evaluation
findings not only lets people know you exist, but it also lets them know some of what you've
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been doing to help your community. If the findings are positive, it shows that you've been getting
results. If they are less than encouraging, you can use this information to make the case that your
group or coalition needs more public support. Sharing your evaluation findings should also stir
public interest, and provoke thinking and discussion about the issues you're working on. The
main reasons for making your evaluation findings known publicly are to expose the issue and
There are three main levels of the public that you can tell about your evaluation findings: local,
regional/state, and national. Some reasons for sharing your evaluation results with each of these
levels:
• To help attract volunteers, funding, and in-kind resources from local concerned citizens
and agencies
• To help lobby for local ordinances or program changes to address issues of concern
• To create a "name" for your initiative in the state, which makes it more competitive when
• To help establish a statewide network of persons and agencies with similar goals
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• To help the initiative garner recognition and resources from the state and region
• To create a "name" for the initiative nationwide, which makes you more competitive
when seeking resources from the state or federal government or from large private
foundations
• To help tap into nationwide networks of persons and agencies with similar goals and wide
expertise
• To help the initiative garner recognition and resources from across the country
• Be sure the information is presented in time to be useful and in a way that's clearly
understood
Who do you share this data with? Staffs, volunteers, supporters in the community, and funders
are all supporting groups that should be up-to-date on your group's efforts and successes. You
should also share your evaluation findings with your target population--the people you are trying
to help. If you work with a heart disease prevention program and your evaluation shows an
increased risk factor for members of a particular ethnic group, for example, you will want to let
members of that group know in order to spark their interest and make them more receptive to
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whatever work you will be doing in their community. Your target group needs to know what and
how they will need to change to improve their health. Finally, the general public should be kept
informed.
Local
• Civic organizations
• Business groups
• Grassroots organizations
• School boards
• Parent-teacher groups
• Church organizations
• Health organizations
• Grant makers
State/regional
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• Church conferences
• Grant makers
National
• Professional conferences
• Church conferences
• Grant makers
• Anticipate their questions, concerns, and objections. Think ahead of time about what this
particular audience won't like about what you have to say, and come up with calm,
measured, logical, and thorough responses for them. If possible, sit down with someone
who knows your audience well to get their feedback on what questions or concerns they
may raise and how they might react to your answers. During the presentation, this will
• Have a primary figure in your initiative present the findings. Having a director in your
program deliver the data can lend a greater amount of authority to the presentation.
• Have someone else give out the information. With a particularly hostile or uninformed
audience, or an audience that you don't normally have access to, you may wish to let
someone outside your group or initiative relay the evaluation findings - a member of that
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• Reinforce the data repeatedly
• Be honest with reporters. It's essential for any spokesperson for your coalition or group
must have credibility with the press. Answer any questions simply and candidly, and if
• Write your own press releases. Give reporters a clear, brief press release with all of the
misconceptions and help the press better prepare for your presentation.
• Train your reporters. If your evaluation results are going to include a lot of complicated
statistical information, consider doing an in -house training session for the press. These
workshops should be unbiased, and they should be broad enough that the reporters can
use the information learned for working with other groups, not just yours. Consider doing
as:
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HOW DO YOU COMMUNICATE EVALUATION FINDINGS?
• The initiative's goals, strategies, and methods for reaching those goals
Keep your visuals simple to cut down on problems interpreting data? The first and last visuals
should contain your message or your primary findings--whatever it is that you most want your
Identify different avenues of getting the word out about your evaluation results, such as:
• Word of mouth
• Presentations
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• Radio - both public service announcements and local news or call-in shows
• Television coverage
• Professional journals
EVALUATION RESULTS?
There are many different types of reports that are suitable for different types of audiences. Some
groups might not be interested in or know how to interpret the statistical details, but would still
like to know the general findings of your report. Funding agents, grant makers, advisory boards,
and program staff will most likely want detailed, explicit information. You should always take
into consideration the type of group you're presenting the information to and tailor your
Here are some ideas of what types of reports work for what audiences:
• Technical reports: This is a detailed report on a single issue, such as a small study on
one or two sample groups. It can be given at a staff meeting or as part of a larger report. o
• Executive summary: A few pages, usually at the beginning or end of a longer report,
o Best for: Funding agencies, program administrators, board members and trustees,
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• Technical professional paper: A detailed article that summarizes information for a
scientific or technical audience. It usually contains information about what is done, how
to do it, what worked and what did not work, and why.
program content
• Popular article: An article written with the target audience of the medium in mind. Some
magazines and papers target specific populations. It normally contains more information
o Best for: Program administrators, board members and trustees, program staff,
• News release and/or press conference: A gathering with the media done for the purpose
information
• Public meeting: A gathering that's open to the general public where more general
evaluation findings are released in a clear, simple manner, usually with some time set
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• Media appearance: Different from a press release in that this incorporates some sort of
staged event--for example, a local author doing a public reading to highlight awareness
• Staff workshop: A more interactive, working presentation for your group or coalition's
mailed to various outlets in the community. Needs to focus on one quick point.
service providers
What do you want from the group you're presenting to? How you can best present the evaluation
A few things you might be hoping to get back from your audience:
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• Money and in-kind resources for your initiative
• Understand your primary users and audiences. What information do they need and why
do they need it? Try to understand the audience's viewpoint, and be sure to get the report
• Review the results of your evaluation with program staff before you write up your
evaluation report. This gives you a chance to get your staff's input on the meaning of the
findings, as well as the opportunity to talk about any ambiguous data that has come up.
• Brief any important political figures before you release your report to the public. This is
especially important if your evaluation findings make it clear that there will be a need for
any changes in policies. Policymakers or agency officials may wish to make a public
response to your findings as well. For example, if your evaluation shows that your
recreation program for families with developmentally disabled children is highly effective
but underfunded, area human service agencies may wish to let people know that they plan
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• Your final report can just be a short document summarizing the evaluation findings with a
• If you decide to do an oral presentation, you should make up a small number of charts
and tables--six to ten should be plenty--illustrating the most important findings. Make up
the presentation itself as well as copies that your audience can keep afterwards. You may
also wish to prepare a single sheet summarizing the overall results for the audience to
take home.
• Your report should begin with the reasons the evaluation was done, what questions were
asked, and why those were the questions chosen. Explain what your group or coalition
wanted to learn from the evaluation and what methods were used to conduct the
evaluation.
• Depending on your audience, you may want to simply highlight the results, or you may
want to go into more detail about what you found. Be sure to explain what sort of
implications the results have for your group or initiative. If the evaluation findings have
led you to any particular conclusions about what your group should do in the future, talk
about them.
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Chapter 4
FRONT COVER
• Name(s) of evaluator(s)
Lay out your front cover neatly and make it look nice - the front cover is the first thing your
This is a brief (two to three pages) overview of the evaluation outlining major findings and
recommendations. Some folks are too busy to read any further than the summary, so make sure
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• What was evaluated?
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What are the major findings and recommendations?
• What decisions, if any, need to be made or have been made based on the
Presumably, most of the people reading your evaluation report will at least be somewhat
familiar with the program, but that's not necessarily the case. And even people who are familiar
with the program may have some misconceptions, so take the time to make your goals, strategic
• Program goals
• Administrative/organizational structure
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• Materials used and produced by the program
Program staff
This part explains why an evaluation was done and what you hoped to learn from it. It should
Here are some of the questions that should be answered by this section:
• Was the evaluation meant to satisfy any particular audience and, if so,
which one(s)?
• Was any particular kind of evaluation design used and, if so, why?
• What sort of methods was used to gather data, and why were these
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This part will explain what your findings were in detail.
All data collected - analyzed, recorded, and organized in understandable forms (charts,
• Questionnaire results
• Test scores
• Anecdotal evidence
Here is your chance to go into more detail --the why of your evaluation results.
• How sure are you that your program or initiative caused these results?
• Were there any other factors that could have contributed to the results?
• How are the results different from what they would have been if your
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• What do the evaluators feel are the strengths and weaknesses of your
program?
This part of the report is optional - if you choose to include it, it gives you a chance to justify
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If you include it, here's what we suggest you include:
• Costs associated with the initiative (not only financial costs, but costs in
After writing all this stuff up, it may be tempting to dash off a quickie conclusion to this report,
This is a very important piece of the big pie, because this is where you make your
recommendations:
• Is there anything you feel should not be judged at this time, and if so, why?
• Based on the evaluation results, what recommendations can you make for
the program?
• If the evaluation gives you any idea of what the future holds for the
• What worked well about the evaluation? What didn't work so well?
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ASSIGNMENT:
1.a)Collecting information or data is just one part of the process of monitoring and evaluation.
(c) Describe any seven factors that may lead to project failure.
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