Doctrine of Basic Structure
Doctrine of Basic Structure
INTRODUCTION What are laws and why do we need them? Necessity of amending the constitution Doctrine of Basic structre The Pre- Kesavananda position The Golaknath Verdict Emergence of Basic structure concept Constituent power is superior to ordinary legislative power Basic features of the constitution according to kesavananda verdict The minority view The Indira Gandhi election case Basic features according to Indira Gandhi case The kesavanand review bench Sardar Swaran Singh Committee and Forty second Ammnedment The Minerva Mills and Waman Rao cases Critical Analaysis Conclusion
INTRODUCTION
What are laws and why do we need them?
It is very difficult to state a single and accurate definition of the term law? As it is a general term and has different connotations for different people. On the one hand a common man may think of law as a set of rules he has to obey on the other hand for a judge, it is nothing but a set of guiding principles to be applied in deciding the cases. Law is everywhere, if you examine the human being life, there is? Law Of nature? One day everyone has to die and no one is immortal on this earth. God treats everyone equally and all the creations of god are regulated by uniform law. Same as law is necessary for the protection, peace, development and prosperity of any nation. Without law there can be no order and without order there can be no peace and progress. Without law society will be the part of jungle. Everyone will be wild, violent, and greedy and mighty has right will prevail. That is why law is mandatory for preventing injustice. According to Blackstone, law in its most general and comprehensive sense signifies a rule of action and is applied indiscriminately to all kinds of action whether animate or inanimate, rational or irrational. and in the words of Austin A law is a rule of conduct imposed and enforced by the sovereign. Thus these rules of conduct are essential for peaceful & prosperous living of the people in the country.
Kesavananda Bharati v. State of Kerala, (1973) 4 SCC 225: AIR 1973 SC 1461. contained in Article 39 (b) and (c) of the Directive Principles of State Policy
adversely affected by these laws -- petitioned the courts. The courts struck down the land reforms laws saying that they transgressed the fundamental right to property guaranteed by the Constitution. Piqued by the unfavorable judgments, Parliament placed these laws in the Ninth Schedule of3 the Constitution through the First and Fourth amendments (1951 and 1952 respectively), thereby effectively removing them from the scope of judicial review. Parliament added the Ninth Schedule to the Constitution through the very first amendment in 1951 as a means of immunising certain laws against judicial review. Under the provisions of Article 31, which themselves were amended several times later, laws placed in the Ninth Schedule -- pertaining to acquisition of private property and compensation payable for such acquisition -- cannot be challenged in a court of law on the ground that they violated the fundamental rights of citizens. This protective umbrella covers more than 250 laws passed by state legislatures with the aim of regulating the size of land holdings and abolishing various tenancy systems. The Ninth Schedule was created with the primary objective of preventing the judiciary - which upheld the citizens' right to property on several occasions - from derailing the Congress party led government's agenda for a social revolution4. Property owners again challenged the constitutional amendments which placed land reforms laws in the Ninth Schedule before the Supreme Court, saying that they violated Article 13 (2) of the Constitution. Article 13 (2) provides for the protection of the fundamental rights of the citizen.5 Parliament and the state legislatures are clearly prohibited from making laws that may take away or abridge the fundamental rights guaranteed to the citizen. They argued that any amendment to the Constitution had the status of a law as understood by Article 13 (2). In 1952 Sankari Prasad Singh Deo v. Union of India6 and 1955 Sajjan Singh v. Rajasthan7, the Supreme Court rejected both arguments and upheld the power of Parliament to amend any
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Originally, the Constitution guaranteed a citizen, the fundamental right to acquire hold and dispose of property under Article 19f. Under Article 31 he could not be deprived of his property unless it was acquired by the State, under a law that determined the amount of compensation he ought to receive against such an acquisition. Property owned by an individual or a firm could be acquired by the State only for public purposes and upon payment of compensation determined by the law. Article 31 has been modified six times -- beginning with the First amendment in 1951 -- progressively curtailing this fundamental right. Finally in 1978, Article 19f was omitted and Article 31 repealed by the Forty-fourth amendment. Instead Article 300A was introduced in Part XII making the right to property only a legal right.
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Later on, laws relating to the nationalization of certain sick industrial undertakings, the regulation of monopolies and restrictive trade practices, transactions in foreign exchange, abolition of bonded labour, ceiling on urban land holdings, the supply and distribution of essential commodities and reservation benefits provided for Scheduled Castes and Tribes in Tamil Nadu were added to the Ninth Schedule through various constitutional amendments.
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Article 13 (2) states- "The State shall not make any law which takes away or abridges the rights conferred by this Part and any law made in contravention of this clause shall, to the extent of the contravention, be void." The term Part refers to Part III of the Constitution which lists the fundamental rights of the citizen.
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part of the Constitution including that which affects the fundamental rights of citizens. Significantly though, two dissenting judges in Sajjan Singh v. Rajasthan case raised doubts whether the fundamental rights of citizens could become a plaything of the majority party in Parliament.
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Sajjan Singh v. State of Rajasthan, AIR 1965 SC 845. I.C. Golaknath v. State of Punjab, AIR 1967 SC 1643.
Constituent power is superior to ordinary legislative power. Unlike the British Parliament which is a sovereign body (in the absence of a written constitution), the powers and functions of the Indian Parliament and State legislatures are subject to limitations laid down in the Constitution. The Constitution does not contain all the laws that govern the country. Parliament and the state legislatures make laws from time to time on various subjects, within their respective jurisdictions. The general framework for making these laws is provided by the Constitution. Parliament alone is given the power to make changes to this framework under Article 36811.
His Holiness Kesavananda Bharati Sripadagalavaru v State of Kerala and Another 1973 (4) SCC 225ff.
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By virtue of the powers conferred upon it in Articles 245 and 246, Parliament can make laws relating to any of the 97 subjects mentioned in the Union List and 47 subjects mentioned in the Concurrent List, contained in the Seventh Schedule of the Constitution. Upon the recommendation of the Rajya Sabha (Council of States or the Upper House in Parliament) Parliament can also make laws in the national interest, relating to any of the 66 subjects contained in the State List.
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However certain constitutional amendments must be ratified by at least half of the State legislatures before they can come into force. Matters such as the election of the President of the republic, the executive and legislative powers of the Union and the States, the High Courts in the States and Union Territories, representation of States in Parliament and the Constitution amending provisions themselves, contained in Article 368, must be amended by following this procedure
Unlike ordinary laws, amendments to constitutional provisions require a special majority vote in Parliament. Another illustration is useful to demonstrate the difference between Parliament's constituent powers and law making powers. According to Article 21 of the Constitution, no person in the country may be deprived of his life or personal liberty except according to procedure established by law. The Constitution does not lay down the details of the procedure as that responsibility is vested with the legislatures and the executive. Parliament and the state legislatures make the necessary laws identifying offensive activities for which a person may be imprisoned or sentenced to death. The executive lays down the procedure of implementing these laws and the accused person is tried in a court of law. Changes to these laws may be incorporated by a simple majority vote in the concerned state legislature. There is no need to amend the Constitution in order to incorporate changes to these laws. However, if there is a demand to convert Article 21 into the fundamental right to life by abolishing death penalty, the Constitution may have to be suitably amended by Parliament using its constituent power. Most importantly seven of the thirteen judges in the Kesavananda Bharati case, including Chief Justice Sikri who signed the summary statement, declared that Parliament's constituent power was subject to inherent limitations. Parliament could not use its amending powers under Article 368 to 'damage', 'emasculate', 'destroy', 'abrogate', 'change' or 'alter' the 'basic structure' or framework of the Constitution. Basic Features of the Constitution according to the Kesavananda verdict Each judge laid out separately, what he thought were the basic or essential features of the Constitution. There was no unanimity of opinion within the majority view either. Sikri, C.J. explained that the concept of basic structure included: supremacy of the Constitution republican and democratic form of government secular character of the Constitution separation of powers between the legislature, executive and the judiciary federal character of the Constitution
Shelat, J. and Grover, J. added two more basic features to this list: the mandate to build a welfare state contained in the Directive Principles of State Policy unity and integrity of the nation Hegde, J. and Mukherjea, J. identified a separate and shorter list of basic features: sovereignty of India
democratic character of the polity unity of the country essential features of the individual freedoms secured to the citizens mandate to build a welfare state
Jaganmohan Reddy, J. stated that elements of the basic features were to be found in the Preamble of the Constitution and the provisions into which they translated such as: sovereign democratic republic parliamentary democracy three organs of the State He said that the Constitution would not be itself without the fundamental freedoms and the directive principles.12 Only six judges on the bench (therefore a minority view) agreed that the fundamental rights of the citizen belonged to the basic structure and Parliament could not amend it.
His Holiness Kesavananda Bharati Sripadagalavaru v State of Kerala and Another 1973 (4) SCC pp. 637-38.
The majority view declared certain parts of the Twenty-fifth amendment invalid especially those relating to Article 31 (c) and upheld the Twenty-ninth amendment
Allahabad High Court on grounds of electoral malpractice in 1975. Pending appeal, the vacation judge- Justice Krishna Iyer, granted a stay that allowed Smt. Indira Gandhi to function as Prime Minister on the condition that she should not draw a salary and speak or vote in Parliament until the case was decided. Meanwhile, Parliament passed the Thirty-ninth amendment to the Constitution which removed the authority of the Supreme Court to adjudicate petitions regarding elections of the President, Vice President, Prime Minister and Speaker of the Lok Sabha. Instead, a body constituted by Parliament would be vested with the power to resolve such election disputes. Section 4 of the Amendment Bill effectively thwarted any attempt to challenge the election of an incumbent, occupying any of the above offices in a court of law. This was clearly a pre-emptive action designed to benefit Smt. Indira Gandhi whose election was the object of the ongoing dispute. Amendments were also made to the Representation of Peoples Acts of 1951 and 1974 and placed in the Ninth Schedule along with the Election Laws Amendment Act, 1975 in order to save the Prime Minister from embarrassment if the apex court delivered an unfavorable verdict. The mala fide intention of the government was proved by the haste in which the Thirty-ninth amendment was passed. The bill was introduced on August 7, 1975 and passed by the Lok Sabha the same day. The Rajya Sabha (Upper House or House of Elders) passed it the next day and the President gave his assent two days later. The amendment was ratified by the state legislatures in special Saturday sessions. It was gazetted on August 10. When the Supreme Court opened the case for hearing the next day, the Attorney General asked the Court to throw out the case in the light of the new amendment. Counsel for Raj Narain who was the political opponent challenging Mrs. Gandhi's election argued that the amendment was against the basic structure of the Constitution as it affected the conduct of free and fair elections and the power of judicial review. Counsel also argued that Parliament was not competent to use its constituent power for validating an election that was declared void by the High Court. Four out of five judges on the bench upheld the Thirty-ninth amendment, but only after striking down that part which sought to curb the power of the judiciary to adjudicate in the current election dispute14. One judge, Beg, J. upheld the amendment in its entirety. Mrs. Gandhi's election was declared valid on the basis of the amended election laws. The judges grudgingly accepted Parliament's power to pass laws that have a retrospective effect.
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The Supreme Court struck down Section 4 of the Thirty-ninth amendment Act, i.e. Article 329A of the Constitution as it existed in 1975.
According to Justice H.R. Khanna, democracy is a basic feature of the Constitution and includes free and fair elections. Justice K.K. Thomas held that the power of judicial review is an essential feature. Justice Y.V. Chandrachud listed four basic features which he considered unamendable: sovereign democratic republic status equality of status and opportunity of an individual secularism and freedom of conscience and religion 'government of laws and not of men' i.e. the rule of law
According to Chief Justice A.N. Ray, the constituent power of Parliament was above the Constitution itself and therefore not bound by the principle of separation of powers. Parliament could therefore exclude laws relating election disputes from judicial review. He opined, strangely, that democracy was a basic feature but not free and fair elections. Ray, C.J. held that ordinary legislation was not within the scope of basic features. Justice K.K. Mathew agreed with Ray, C.J. that ordinary laws did not fall within the purview of basic structure. But he held that democracy was an essential feature and that election disputes must be decided on the basis of law and facts by the judiciary.
Speech in Parliament- October 27, 1976: see Indira Gandhi: Selected Speeches and Writings, vol. 3, p.288.
The declaration of a National Emergency in June 1975 and the consequent suspension of fundamental freedoms, including the right to move courts against preventive detention, diverted the attention of the country from this issue. Sardar Swaran Singh Committee and the Forty-second amendment Soon after the declaration of National Emergency, the Congress party constituted a committee under the Chairmanship of Sardar Swaran Singh to study the question of amending the Constitution in the light of past experiences. Based on its recommendations, the government incorporated several changes to the Constitution including the Preamble, through the Fortysecond amendment (passed in 1976 and came into effect on January 3, 1977). Among other things the amendment: a) gave the Directive Principles of State Policy precedence over the Fundamental Rights contained in Article 14 (right to equality before the law and equal protection of the laws), Article 19 (various freedoms like freedom of speech and expression, right to assemble peacefully, right to form associations and unions, right to move about and reside freely in any part of the country and the right to pursue any trade or profession) and Article 21 (right to life and personal liberty). Article 31C was amended to prohibit any challenge to laws made under any of the Directive Principles of State Policy16; b) laid down that amendments to the Constitution made in the past or those likely to be made in future could not be questioned in any court on any ground; c) removed all amendments to fundamental rights from the scope of judicial review and d) removed all limits on Parliament's power to amend the Constitution under Article 368.
Basic structure doctrine reaffirmed- the Minerva Mills and Waman Rao cases
Within less than two years of the restoration of Parliament's amending powers to near absolute terms, the Forty-second amendment was challenged before the Supreme Court by the owners of Minerva Mills (Bangalore) a sick industrial firm which was nationalised by the government in 197417. Mr. N.A. Palkhivala, renowned constitutional lawyer and counsel for the petitioners, chose not to challenge the government's action merely in terms of an infringement of the fundamental right to
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Article 31C stated that laws passed to implement the Directive Principles of State Policy could not be challenged in courts on the ground that they violated any fundamental right. Prior to the Forty-second amendment this clause was applicable only to Article 39 (b) & (c) of the Directive Principles which dealt with equitable distribution of wealth and resources of production.
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property. Instead, he framed the challenge in terms of Parliament's power to amend the Constitution. Mr. Palkhivala argued that Section 55 of the amendment18 had placed unlimited amending power in the hands of Parliament. The attempt to immunize constitutional amendments against judicial review violated the doctrine of basic structure which had been recognized by the Supreme Court in the Kesavananda Bharati and Indira Gandhi Election Cases. He further contended that the amended Article 31C was constitutionally bad as it violated the Preamble of the Constitution and the fundamental rights of citizens. It also took away the power of judicial review. Chief Justice Y.V. Chandrachud, delivering the majority judgment (4:1), upheld both contentions. The majority view upheld the power of judicial review of constitutional amendments. They maintained that clauses (4) and (5) of Article 368 conferred unlimited power on Parliament to amend the Constitution. They said that this deprived courts of the ability to question the amendment even if it damaged or destroyed the Constitution's basic structure. The judges, who concurred with Chandrachud, C.J. ruled that a limited amending power itself is a basic feature of the Constitution. Bhagwati, J. the dissenting judge also agreed with this view stating that no authority howsoever lofty, could claim to be the sole judge of its power and actions under the Constitution. The majority held the amendment to Article 31C unconstitutional as it destroyed the harmony and balance between fundamental rights and directive principles which is an essential or basic feature of the Constitution19. The amendment to Article 31C remains a dead letter as it has not been repealed or deleted by Parliament. Nevertheless cases under it are decided as it existed prior to the Forty-second amendment. In another case relating to a similar dispute involving agricultural property the apex court, held that all constitutional amendments made after the date of the Kesavananda Bharati judgement were open to judicial review20. All laws placed in the Ninth Schedule after the date of the Kesavananda Bharati judgment were also open to review in the courts. They can be challenged on the ground that they are beyond Parliament's constituent power or that they have damaged the basic structure of the Constitution. In essence, the Supreme Court struck a balance between its authority to interpret the Constitution and Parliament's power to amend it.
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The Constitution (Forty-second amendment) Act 1976 [corresponding to Article 368 (4) & (5)] Bhagwati, J. upheld its validity and concurred that the government's takeover of the sick mill was valid.
Waman Rao v Union of India 1981 2 SCC 362. The Supreme Court decided this case along with that of Minerva Mills. Bhagwati, J. who was in the minority again incorporated his opinions on both cases in a single judgment.
Critical Analysis
One of the most fundamental and equally ambiguous concepts that underlies Indian Constitutional Law is the basic structure doctrine. Tracing its origins to an opinion by Justice Mudholkar, receiving judicial recognition in Kesavananda Bharati and finally being cast in stone in Indira Gandhi v. Raj Narain, it is a doctrine that now forms the bulwark of the Indian Constitution. However, while there is no denying its significance (particularly given the history of its origins) the doctrine has always faced the very well-founded criticism of being ambiguous, and allowing the judiciary to tread on the toes of other branches of Government. In a recent decision, the Supreme Court seems to have assuaged some of these concerns, by reaffirming the significant yet narrow role the basic structure doctrine has to play in Indian constitutional adjudication.
CONCLUSION
Now we can say, there is no hard and fast rule for basic feature of the Constitution. Different judge keep different views regarding to theory of basis structure. But at one point they have similar view that parliament has no power to destroy, alter, or emasculate the 'basic structure' or framework of the constitution. It may be said that the final word on the issue of the basic structure of the Constitution has not been pronounced by the Supreme Court- a scenario that is unlikely to change in the near future. While the idea that there is such a thing as a basic structure to the Constitution is well established its contents cannot be completely determined with any measure of finality until a judgement of the Supreme Court spells it out. Nevertheless the sovereign, democratic and secular character of the polity, rule of law, independence of the judiciary, fundamental rights of citizens etc. are some of the essential features of the Constitution that have appeared time and again in the apex court's pronouncements. One certainty that emerged out of this tussle between Parliament and the judiciary is that all laws and constitutional amendments are now subject to judicial review and laws that transgress the basic structure are likely to be struck down by the Supreme Court. In essence Parliament's power to amend the Constitution is not absolute and the Supreme Court is the final arbiter over and interpreter of all constitutional amendments.