CH 1

What is an Operating System?
 A program that acts as an intermediary between a user of a computer and

the computer hardware.
 Operating system goals:
 Execute user programs and make solving user problems easier.
 Make the computer system convenient to use.
 Use the computer hardware in an efficient manner.
Computer System Components:

1. Hardware – provides basic computing resources (CPU, memory, I/O
devices).
2. Operating system – controls and coordinates the use of the hardware
among the various application programs for the various users.
3. Applications programs – define the ways in which the system resources are
used to solve the computing problems of the users (compilers, database
systems, video games, business programs).
4. Users (people, machines, other computers).
Abstract View of System Components
 Resource allocator –
manages and allocates
resources.
 Control program – controls
the execution of user
programs and operations of
I/O devices .
 Kernel – the one program
running at all times (all else
being application programs).
Early Systems
 Serial Processing:
Problems: 1. Scheduling
2. Setup Time
 Reduce setup time by batching
similar jobs
 Automatic job sequencing –
automatically transfers control
from one job to another. First
fundamental operating system.
 Resident monitor
 initial control in monitor
 control transfers to job
 when job completes control
transfers pack to monitor
Multiprogrammed Batch Systems
Several jobs are kept in main memory at

the same time, and the CPU is
multiplexed among them.
OS Features Needed for Multiprogramming
 I/O routine supplied by the system.

 Memory management – the system
must allocate the memory to several
jobs.
 CPU scheduling – the system must
choose among several jobs ready to
run.
 Allocation of devices.
Time-Sharing Systems–Interactive Computing
 The CPU is multiplexed among several jobs that are kept

in memory and on disk (the CPU is allocated to a job only
if the job is in memory).
 A job swapped in and out of memory to the disk.
 On-line communication between the user and the system
is provided; when the operating system finishes the
execution of one command, it seeks the next “control
statement” from the user’s keyboard.
 On-line system must be available for users to access data
and code.
Desktop Systems
 Personal computers – computer system dedicated to a
single user.
 I/O devices – keyboards, mice, display screens, small
printers.
 User convenience and responsiveness.
 Can adopt technology developed for larger operating
system’ often individuals have sole use of computer and
do not need advanced CPU utilization of protection
features.
 May run several different types of operating systems
(Windows, MacOS, UNIX, Linux)
Parallel Systems
 Multiprocessor systems with more than on CPU in close
communication.
 Tightly coupled system – processors share memory and a clock;
communication usually takes place through the shared memory.
 Advantages of parallel system:
 Increased throughput
 Economical
 Increased reliability
 graceful degradation
 fail-soft systems
 Symmetric multiprocessing (SMP)
 Each processor runs and identical copy of the operating system.
 Many processes can run at once without performance deterioration.
 Most modern operating systems support SMP
 Asymmetric multiprocessing
 Each processor is assigned a specific task; master processor schedules
and allocated work to slave processors.
 More common in extremely large systems
Distributed Systems
 Distribute the computation among several physical
processors.
 Loosely coupled system – each processor has its own
local memory; processors communicate with one another
through various communications lines, such as high-speed
buses or telephone lines.
 Advantages of distributed systems.
 Resources Sharing
 Computation speed up – load sharing
 Reliability
 Communications
 Requires networking infrastructure.
 Local area networks (LAN) or Wide area networks (WAN)
 May be either client-server or peer-to-peer systems
Real-Time Systems
 Often used as a control device in a dedicated application such as
controlling scientific experiments, medical imaging systems, industrial
control systems, and some display systems.
 Well-defined fixed-time constraints.
 Real-Time systems may be either hard or soft real-time.
 Hard real-time:
 Secondary storage limited or absent, data stored in short term memory, or
read-only memory (ROM)
 Conflicts with time-sharing systems, not supported by general-purpose
operating systems.
 Soft real-time
 Limited utility in industrial control of robotics
 Useful in applications (multimedia, virtual reality) requiring advanced
operating-system features.
Migration of Operating-System Concepts and Features

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What is an Operating System?

 A program that acts as an intermediary between a user of a computer and

Computer System Components:

Several jobs are kept in main memory at

OS Features Needed for Multiprogramming

 I/O routine supplied by the system.

 The CPU is multiplexed among several jobs that are kept

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