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The Anatomy of ISO 42001

SCSD Lecture 1 Feb 2024


The Foreword
• No responsibility, liability, etc
• Users take the risk
• Who is a ”professional”?
• What is “correct application”?
How should it help us?
It should help with processes
What does this mean?
• The first point relates to requirements on the process: why are you
using AI at all? What is the aim of the organization? Who are the
stakeholders?
• Risk management is an essential aspect of any process management
system (and there is a generic approach to it that gets specialized).
• The next point is a list of “concerns” around others – can you think of
others?
• The final point raises the issue of the ”AI supply chain” what does it
look like and who is involved in creating and deploying models.
The scope tells you what the standard is for
What is the scope telling you
• What: the standard sets out to do: “This documents specifies the
requirements….”
• Who: the standard sets out who should be interested in using the
standard: “intended for use by an organization providing or using
products or services that utilize AI systems.”
Other standards, and terminology
Terminology
Main body of the standard
Requirements
Explanatory notes
Referring to Standards
• BS EN ISO/IEC 22989:2023
• Information technology — Artificial intelligence — Artificial
intelligence concepts and terminology
Testable?
Documentation
Organizational perspective
Organisational Policy
Planning
Risk
Summary
• Although we have looked at ISO 42001 this lecture has started to look
at the general structure of management/quality standards.
• Standards generally avoid legally binding commitments
• Standards often sit inside closely related standards
• Standards attempt to have focused scope and refer to other standards.
• Standards requirements should be testable
• Standards often mandate documentation of policies, assessments,
plans, …
• Risk is a key concept in planning

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