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Swedish Dissertations: Archived for the Future?

Published: 01 October 2013 Publication History

Abstract

The publication and preservation of doctoral dissertations is fundamental to progression of research in a field. It allows future generations to 'stand on the shoulders of giants'.
Archiving dissertations requires to store them in a way that they will be accessible even when technologies change. Classical paper publications fulfill those requirements but have disadvantages such as the need for physical storage or distribution. An increasingly popular alternative is to store dissertations as electronic documents such as PDF files.
In this study, we analyze the extent to which electronically available doctoral dissertations published in Sweden fulfill the basic requirements of standard conformance and applicability for long-term archiving.
We find that only a small proportion of dissertations' electronic publications follow the Swedish National Archive's requirements to conform to standards made for long-term archiving. Only at one Swedish university, a significant number of electronic publications does conform to PDF/A-1b. Interestingly, conformance to PDF/A-1b correlates to properly setting the title of a PDF document and choosing a paper format different from A4 (ISO 216). This suggests that the consequences of missed compliance for long-term archiving are not commonly known and authors have to make a conscious choice for PDF/A-1b compliance.

References

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O. Drümmer, A. Oettler, and D. von Seggern. PDF/A in a Nutshell -- Long-Term Archiving with PDF. Association for Digital Document Standards ADDS -- PDF/A Competence Center, 2007.
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freedesktop.org. Poppler. http://poppler.freedesktop.org/, 2013.
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JHOVE. JSTOR/Harvard Object Validation Environment. http://jhove.sf.net/, 2009.
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B. Lundell. e-Governance in public sector ICT procurement: what is shaping practice in Sweden? European Journal of ePractice, (12):66--78, 2011.
[5]
A. Oettler. PDF/A in a Nutshell 2.0, 2013. Association for Digital Document Standards e. V.
[6]
Regeringen, Kommittédirektiv. Delegation för e-förvaltning. Dir. 2009:19, Mar. 2009. In Swedish.
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Riksarkivets författningssamling. Riksarkivets föreskrifter och allmänna råd om elektroniska handlingar (upptagningar för automatiserad behandling), Apr. 2009. RA-FS 2009:1. In Swedish.
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Riksarkivets författningssamling. Riksarkivets föreskrifter och allmänna rád om tekniska krav för elektroniska handlingar (upptagningar för automatiserad behandling), Apr. 2009. RA-FS 2009:2. In Swedish.
[9]
TC 171/SC 2. Document management -- Electronic document file format for long-term preservation -- Part 1: Use of PDF 1.4 (PDF/A-1). ISO 19005-1:2005, 2005.
[10]
TC 171/SC 2. Document management -- Portable document format -- Part 1: PDF 1.7. ISO 32000-1:2008, 2008.
[11]
TC 171/SC 2. Document management -- Electronic document file format for long-term preservation -- Part 2: Use of ISO 32000-1 (PDF/A-2). ISO 19005-2:2011, 2011.
[12]
TC 171/SC 2. Document management -- Electronic document file format for long-term preservation -- Part 3: Use of ISO 32000-1 with support for embedded files (PDF/A-3). ISO 19005-3:2012, 2012.
[13]
Universitetskanslerämbetet. Universiteten och högskolorna. http://ukambetet.se/faktaomhogskolan/universitetenochhogskolorna, 2013. In Swedish.

Cited By

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  • (2017)Accessibility of Portable Document Format in Education RepositoriesProceedings of the 9th International Conference on Education Technology and Computers10.1145/3175536.3175574(239-242)Online publication date: 20-Dec-2017
  • (2015)An analysis of file format control in institutional repositoriesLibrary Hi Tech10.1108/LHT-10-2014-009833:2(162-174)Online publication date: 15-Jun-2015

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cover image ACM Other conferences
AcademicMindTrek '13: Proceedings of International Conference on Making Sense of Converging Media
October 2013
360 pages
ISBN:9781450319928
DOI:10.1145/2523429
Permission to make digital or hard copies of all or part of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than the author(s) must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from [email protected].

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Association for Computing Machinery

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Published: 01 October 2013

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View all
  • (2017)Accessibility of Portable Document Format in Education RepositoriesProceedings of the 9th International Conference on Education Technology and Computers10.1145/3175536.3175574(239-242)Online publication date: 20-Dec-2017
  • (2015)An analysis of file format control in institutional repositoriesLibrary Hi Tech10.1108/LHT-10-2014-009833:2(162-174)Online publication date: 15-Jun-2015

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