Glass transition

Two-dimensional, schematic, representation of the lattices of quartz (a), silica (b), and of silica based glasses (c).

The glass–liquid transition, or glass transition, is the gradual and reversible transition in amorphous materials (or in amorphous regions within semicrystalline materials) from a hard and relatively brittle "glassy" state into a viscous or rubbery state as the temperature is increased. An amorphous solid that exhibits a glass transition is called a glass. The reverse transition, achieved by supercooling a viscous liquid into the glass state, is called vitrification.

The glass-transition temperature T_g of a material characterizes the range of temperatures over which this glass transition occurs (as an experimental definition, typically marked as 100 s of relaxation time). It is always lower than the melting temperature, T_m, of the crystalline state of the material, if one exists, because the glass is a higher energy state (or enthalpy at constant pressure) than the corresponding crystal.

Hard plastics like polystyrene and poly(methyl methacrylate) are used well below their glass transition temperatures, i.e., when they are in their glassy state. Their T_g values are both at around 100 °C (212 °F). Rubber elastomers like polyisoprene and polyisobutylene are used above their T_g, that is, in the rubbery state, where they are soft and flexible; crosslinking prevents free flow of their molecules, thus endowing rubber with a set shape at room temperature (as opposed to a viscous liquid).

Despite the change in the physical properties of a material through its glass transition, the transition is not considered a phase transition; rather it is a phenomenon extending over a range of temperature and defined by one of several conventions. Such conventions include a constant cooling rate (20 kelvins per minute (36 °F/min)) and a viscosity threshold of 10¹² Pa·s, among others. Upon cooling or heating through this glass-transition range, the material also exhibits a smooth step in the thermal-expansion coefficient and in the specific heat, with the location of these effects again being dependent on the history of the material. The question of whether some phase transition underlies the glass transition is a matter of ongoing research.

IUPAC definition

Glass transition (in polymer science): process in which a polymer melt changes on cooling to a polymer glass or a polymer glass changes on heating to a polymer melt.

1. Phenomena occurring at the glass transition of polymers are still subject to ongoing scientific investigation and debate. The glass transition presents features of a second-order transition since thermal studies often indicate that the molar Gibbs energies, molar enthalpies, and the molar volumes of the two phases, i.e., the melt and the glass, are equal, while the heat capacity and the expansivity are discontinuous. However, the glass transition is generally not regarded as a thermodynamic transition in view of the inherent difficulty in reaching equilibrium in a polymer glass or in a polymer melt at temperatures close to the glass-transition temperature.
2. In the case of polymers, conformational changes of segments, typically consisting of 10–20 main-chain atoms, become infinitely slow below the glass transition temperature.
3. In a partially crystalline polymer the glass transition occurs only in the amorphous parts of the material.
4. The definition is different from that in ref.
5. The commonly used term “glass-rubber transition” for glass transition is not recommended.

Characteristics

The glass transition of a liquid to a solid-like state may occur with either cooling or compression. The transition comprises a smooth increase in the viscosity of a material by as much as 17 orders of magnitude within a temperature range of 500 K without any pronounced change in material structure. This transition is in contrast to the freezing or crystallization transition, which is a first-order phase transition in the Ehrenfest classification and involves discontinuities in thermodynamic and dynamic properties such as volume, energy, and viscosity. In many materials that normally undergo a freezing transition, rapid cooling will avoid this phase transition and instead result in a glass transition at some lower temperature. Other materials, such as many polymers, lack a well defined crystalline state and easily form glasses, even upon very slow cooling or compression. The tendency for a material to form a glass while quenched is called glass forming ability. This ability depends on the composition of the material and can be predicted by the rigidity theory.

Below the transition temperature range, the glassy structure does not relax in accordance with the cooling rate used. The expansion coefficient for the glassy state is roughly equivalent to that of the crystalline solid. If slower cooling rates are used, the increased time for structural relaxation (or intermolecular rearrangement) to occur may result in a higher density glass product. Similarly, by annealing (and thus allowing for slow structural relaxation) the glass structure in time approaches an equilibrium density corresponding to the supercooled liquid at this same temperature. T_g is located at the intersection between the cooling curve (volume versus temperature) for the glassy state and the supercooled liquid.

The configuration of the glass in this temperature range changes slowly with time towards the equilibrium structure. The principle of the minimization of the Gibbs free energy provides the thermodynamic driving force necessary for the eventual change. At somewhat higher temperatures than T_g, the structure corresponding to equilibrium at any temperature is achieved quite rapidly. In contrast, at considerably lower temperatures, the configuration of the glass remains sensibly stable over increasingly extended periods of time.

Thus, the liquid-glass transition is not a transition between states of thermodynamic equilibrium. It is widely believed that the true equilibrium state is always crystalline. Glass is believed to exist in a kinetically locked state, and its entropy, density, and so on, depend on the thermal history. Therefore, the glass transition is primarily a dynamic phenomenon. Time and temperature are interchangeable quantities (to some extent) when dealing with glasses, a fact often expressed in the time–temperature superposition principle. On cooling a liquid, internal degrees of freedom successively fall out of equilibrium. However, there is a longstanding debate whether there is an underlying second-order phase transition in the hypothetical limit of infinitely long relaxation times.

In a more recent model of glass transition, the glass transition temperature corresponds to the temperature at which the largest openings between the vibrating elements in the liquid matrix become smaller than the smallest cross-sections of the elements or parts of them when the temperature is decreasing. As a result of the fluctuating input of thermal energy into the liquid matrix, the harmonics of the oscillations are constantly disturbed and temporary cavities ("free volume") are created between the elements, the number and size of which depend on the temperature. The glass transition temperature T_g0 defined in this way is a fixed material constant of the disordered (non-crystalline) state that is dependent only on the pressure. As a result of the increasing inertia of the molecular matrix when approaching T_g0, the setting of the thermal equilibrium is successively delayed, so that the usual measuring methods for determining the glass transition temperature in principle deliver T_g values that are too high. In principle, the slower the temperature change rate is set during the measurement, the closer the measured T_g value T_g0 approaches. Techniques such as dynamic mechanical analysis can be used to measure the glass transition temperature.

Formal definitions

The definition of the glass and the glass transition are not settled, and many definitions have been proposed over the past century.

Franz Simon: Glass is a rigid material obtained from freezing-in a supercooled liquid in a narrow temperature range.

Zachariasen: Glass is a topologically disordered network, with short range order equivalent to that in the corresponding crystal.

Glass is a "frozen liquid” (i.e., liquids where ergodicity has been broken), which spontaneously relax towards the supercooled liquid state over a long enough time.

Glasses are thermodynamically non-equilibrium kinetically stabilized amorphous solids, in which the molecular disorder and the thermodynamic properties corresponding to the state of the respective under-cooled melt at a temperature T* are frozen-in. Hereby T* differs from the actual temperature T.

Glass is a nonequilibrium, non-crystalline condensed state of matter that exhibits a glass transition. The structure of glasses is similar to that of their parent supercooled liquids (SCL), and they spontaneously relax toward the SCL state. Their ultimate fate is to solidify, i.e., crystallize.

Transition temperature T_g

Determination of T_g by dilatometry.

Measurement of T_g (the temperature at the point A) by differential scanning calorimetry

Refer to the figure on the bottom right plotting the heat capacity as a function of temperature. In this context, T_g is the temperature corresponding to point A on the curve.

Different operational definitions of the glass transition temperature T_g are in use, and several of them are endorsed as accepted scientific standards. Nevertheless, all definitions are arbitrary, and all yield different numeric results: at best, values of T_g for a given substance agree within a few kelvins. One definition refers to the viscosity, fixing T_g at a value of 10¹³ poise (or 10¹² Pa·s). As evidenced experimentally, this value is close to the annealing point of many glasses.

In contrast to viscosity, the thermal expansion, heat capacity, shear modulus, and many other properties of inorganic glasses show a relatively sudden change at the glass transition temperature. Any such step or kink can be used to define T_g. To make this definition reproducible, the cooling or heating rate must be specified.

The most frequently used definition of T_g uses the energy release on heating in differential scanning calorimetry (DSC, see figure). Typically, the sample is first cooled with 10 K/min and then heated with that same speed.

Yet another definition of T_g uses the kink in dilatometry (a.k.a. thermal expansion): refer to the figure on the top right. Here, heating rates of 3–5 K/min (5.4–9.0 °F/min) are common. The linear sections below and above T_g are colored green. T_g is the temperature at the intersection of the red regression lines.

Summarized below are T_g values characteristic of certain classes of materials.

Polymers

Material	Tg (°C)	Tg (°F)	Commercial name
Tire rubber	−70	−94
Polyvinylidene fluoride (PVDF)	−35	−31
Polypropylene (PP atactic)	−20	−4
Polyvinyl fluoride (PVF)	−20	−4
Polypropylene (PP isotactic)	0	32
Poly-3-hydroxybutyrate (PHB)	15	59
Poly(vinyl acetate) (PVAc)	30	86
Polychlorotrifluoroethylene (PCTFE)	45	113
Polyamide (PA)	47–60	117–140	Nylon-6,x
Polylactic acid (PLA)	60–65	140–149
Polyethylene terephthalate (PET)	70	158
Poly(vinyl chloride) (PVC)	80	176
Poly(vinyl alcohol) (PVA)	85	185
Polystyrene (PS)	95	203
Poly(methyl methacrylate) (PMMA atactic)	105	221	Plexiglas, Perspex
Acrylonitrile butadiene styrene (ABS)	105	221
Polytetrafluoroethylene (PTFE)	115	239	Teflon
Poly(carbonate) (PC)	145	293	Lexan
Polysulfone	185	365
Polynorbornene	215	419

Dry nylon-6 has a glass transition temperature of 47 °C (117 °F). Nylon-6,6 in the dry state has a glass transition temperature of about 70 °C (158 °F). Whereas polyethene has a glass transition range of −130 to −80 °C (−202 to −112 °F) The above are only mean values, as the glass transition temperature depends on the cooling rate and molecular weight distribution and could be influenced by additives. For a semi-crystalline material, such as polyethene that is 60–80% crystalline at room temperature, the quoted glass transition refers to what happens to the amorphous part of the material upon cooling.

Silicates and other covalent network glasses

Material	Tg (°C)	Tg (°F)
Chalcogenide GeSbTe	150	302
Chalcogenide AsGeSeTe	245	473
ZBLAN fluoride glass	235	455
Tellurium dioxide	280	536
Fluoroaluminate	400	752
Soda-lime glass	520–600	968–1,112
Fused quartz (approximate)	1,200	2,200

Linear heat capacity

Specific heat of several noncrystalline solids, plotted as $(T^{2},c/T)$ graph, showing linear dependence component in the low-temperature regime.

In 1971, Zeller and Pohl discovered that when glass is at a very low temperature ~1K, its specific heat has a linear component: $c\approx c_{1}T+c_{3}T^{3}$. This is an unusual effect, because crystal material typically has $c\propto T^{3}$, as in the Debye model. This was explained by the two-level system hypothesis, which states that a glass is populated by two-level systems, which look like a double potential well separated by a wall. The wall is high enough such that resonance tunneling does not occur, but thermal tunneling does occur. Namely, if the two wells have energy difference $\Delta E\sim k_{B}T$, then a particle in one well can tunnel to the other well by thermal interaction with the environment. Now, imagine that there are many two-level systems in the glass, and their $\Delta E$ is randomly distributed but fixed ("quenched disorder"), then as temperature drops, more and more of these two-level levels are frozen out (meaning that it takes such a long time for a tunneling to occur, that they cannot be experimentally observed).

Consider a single two-level system that is not frozen-out, whose energy gap is $\Delta E=O(1/\beta )$. It is in a Boltzmann distribution, so its average energy $={\frac {\beta \Delta E}{e^{\beta \Delta E}-1}}\beta ^{-1}$.

Now, assume that the two-level systems are all quenched, so that each $\Delta E$ varies little with temperature. In that case, we can write $n(\Delta E)$ as the density of states with energy gap $\Delta E$. We also assume that $n(\Delta E)$ is positive and smooth near $\Delta E\approx 0$.

Then, the total energy contributed by those two-level systems is$${\bar {E}}\sim \int _{0}^{O(1/\beta )}{\frac {\beta \Delta E}{e^{\beta \Delta E}-1}}\beta ^{-1}\;n(\Delta E)d\Delta E=\beta ^{-2}\int _{0}^{O(1)}{\frac {a}{e^{a}-1}}n(a/\beta )da\propto \beta ^{-2}n(0)$$

The effect is that the average energy in these two-level systems is ${\bar {E}}\sim T^{2}$, leading to a $\partial _{T}{\bar {E}}\propto T$ term.

Experimental data

In experimental measurements, the specific heat capacity of glass is measured at different temperatures, and a $(T^{2},c/T)$ graph is plotted. Assuming that $c\approx c_{1}T+c_{3}T^{3}$, the graph should show $c/T\approx c_{1}+c_{3}T^{2}$, that is, a straight line with slope showing the typical Debye-like heat capacity, and a vertical intercept showing the anomalous linear component.

Kauzmann's paradox

Entropy difference between crystal and undercooled melt

As a liquid is supercooled, the difference in entropy between the liquid and solid phase decreases. By extrapolating the heat capacity of the supercooled liquid below its glass transition temperature, it is possible to calculate the temperature at which the difference in entropies becomes zero. This temperature has been named the Kauzmann temperature.

If a liquid could be supercooled below its Kauzmann temperature, and it did indeed display a lower entropy than the crystal phase, this would be paradoxical, as the liquid phase should have the same vibrational entropy, but much higher positional entropy, as the crystal phase. This is the Kauzmann paradox, still not definitively resolved.

Possible resolutions

There are many possible resolutions to the Kauzmann paradox.

Kauzmann himself resolved the entropy paradox by postulating that all supercooled liquids must crystallize before the Kauzmann temperature is reached.

Perhaps at the Kauzmann temperature, glass reaches an ideal glass phase, which is still amorphous, but has a long-range amorphous order which decreases its overall entropy to that of the crystal. The ideal glass would be a true phase of matter. The ideal glass is hypothesized, but cannot be observed naturally, as it would take too long to form. Something approaching an ideal glass has been observed as "ultrastable glass" formed by vapor deposition,

Perhaps there must be a phase transition before the entropy of the liquid decreases. In this scenario, the transition temperature is known as the calorimetric ideal glass transition temperature T_0c. In this view, the glass transition is not merely a kinetic effect, i.e. merely the result of fast cooling of a melt, but there is an underlying thermodynamic basis for glass formation. The glass transition temperature:

$T_{g}\to T_{0c}{\text{ as }}{\frac {dT}{dt}}\to 0.$

Perhaps the heat capacity of the supercooled liquid near the Kauzmann temperature smoothly decreases to a smaller value.

Perhaps first order phase transition to another liquid state occurs before the Kauzmann temperature with the heat capacity of this new state being less than that obtained by extrapolation from higher temperature.

In specific materials

Silica, SiO₂

Silica (the chemical compound SiO₂) has a number of distinct crystalline forms in addition to the quartz structure. Nearly all of the crystalline forms involve tetrahedral SiO₄ units linked together by shared vertices in different arrangements (stishovite, composed of linked SiO₆ octahedra, is the main exception). Si-O bond lengths vary between the different crystal forms. For example, in α-quartz the bond length is 161 picometres (6.3×10⁻⁹ in), whereas in α-tridymite it ranges from 154–171 pm (6.1×10⁻⁹–6.7×10⁻⁹ in). The Si-O-Si bond angle also varies from 140° in α-tridymite to 144° in α-quartz to 180° in β-tridymite. Any deviations from these standard parameters constitute microstructural differences or variations that represent an approach to an amorphous, vitreous or glassy solid. The transition temperature T_g in silicates is related to the energy required to break and re-form covalent bonds in an amorphous (or random network) lattice of covalent bonds. The T_g is clearly influenced by the chemistry of the glass. For example, addition of elements such as B, Na, K or Ca to a silica glass, which have a valency less than 4, helps in breaking up the network structure, thus reducing the T_g. Alternatively, P, which has a valency of 5, helps to reinforce an ordered lattice, and thus increases the T_g. T_g is directly proportional to bond strength, e.g. it depends on quasi-equilibrium thermodynamic parameters of the bonds e.g. on the enthalpy H_d and entropy S_d of configurons – broken bonds: T_g = H_d / [S_d + R ln[(1 − f_c)/ f_c] where R is the gas constant and f_c is the percolation threshold. For strong melts such as SiO₂ the percolation threshold in the above equation is the universal Scher–Zallen critical density in the 3-D space e.g. f_c = 0.15, however for fragile materials the percolation thresholds are material-dependent and f_c ≪ 1. The enthalpy H_d and the entropy S_d of configurons – broken bonds can be found from available experimental data on viscosity. On the surface of SiO₂ films, scanning tunneling microscopy has resolved clusters of ca. 5 SiO₂ in diameter that move in a two-state fashion on a time scale of minutes. This is much faster than dynamics in the bulk, but in agreement with models that compare bulk and surface dynamics.

Polymers

In polymers the glass transition temperature, T_g, is often expressed as the temperature at which the Gibbs free energy is such that the activation energy for the cooperative movement of 50 or so elements of the polymer is exceeded . This allows molecular chains to slide past each other when a force is applied. From this definition, we can see that the introduction of relatively stiff chemical groups (such as benzene rings) will interfere with the flowing process and hence increase T_g. The stiffness of thermoplastics decreases due to this effect (see figure.) When the glass temperature has been reached, the stiffness stays the same for a while, i.e., at or near E₂, until the temperature exceeds T_m, and the material melts. This region is called the rubber plateau.

In ironing, a fabric is heated through the glass-rubber transition.

In ironing, a fabric is heated through this transition so that the polymer chains become mobile. The weight of the iron then imposes a preferred orientation. T_g can be significantly decreased by addition of plasticizers into the polymer matrix. Smaller molecules of plasticizer embed themselves between the polymer chains, increasing the spacing and free volume, and allowing them to move past one another even at lower temperatures. Addition of plasticizer can effectively take control over polymer chain dynamics and dominate the amounts of the associated free volume so that the increased mobility of polymer ends is not apparent. The addition of nonreactive side groups to a polymer can also make the chains stand off from one another, reducing T_g. If a plastic with some desirable properties has a T_g that is too high, it can sometimes be combined with another in a copolymer or composite material with a T_g below the temperature of intended use. Note that some plastics are used at high temperatures, e.g., in automobile engines, and others at low temperatures.

Stiffness versus temperature

In viscoelastic materials, the presence of liquid-like behavior depends on the properties of and so varies with rate of applied load, i.e., how quickly a force is applied. The silicone toy Silly Putty behaves quite differently depending on the time rate of applying a force: pull slowly and it flows, acting as a heavily viscous liquid; hit it with a hammer and it shatters, acting as a glass.

On cooling, rubber undergoes a liquid-glass transition, which has also been called a rubber-glass transition.

Mechanics of vitrification

Main article: Vitrification

Molecular motion in condensed matter can be represented by a Fourier series whose physical interpretation consists of a superposition of longitudinal and transverse waves of atomic displacement with varying directions and wavelengths. In monatomic systems, these waves are called density fluctuations. (In polyatomic systems, they may also include compositional fluctuations.)

Thus, thermal motion in liquids can be decomposed into elementary longitudinal vibrations (or acoustic phonons) while transverse vibrations (or shear waves) were originally described only in elastic solids exhibiting the highly ordered crystalline state of matter. In other words, simple liquids cannot support an applied force in the form of a shearing stress, and will yield mechanically via macroscopic plastic deformation (or viscous flow). Furthermore, the fact that a solid deforms locally while retaining its rigidity – while a liquid yields to macroscopic viscous flow in response to the application of an applied shearing force – is accepted by many as the mechanical distinction between the two.

The inadequacies of this conclusion, however, were pointed out by Frenkel in his revision of the kinetic theory of solids and the theory of elasticity in liquids. This revision follows directly from the continuous characteristic of the viscoelastic crossover from the liquid state into the solid one when the transition is not accompanied by crystallization—ergo the supercooled viscous liquid. Thus we see the intimate correlation between transverse acoustic phonons (or shear waves) and the onset of rigidity upon vitrification, as described by Bartenev in his mechanical description of the vitrification process.

The velocities of longitudinal acoustic phonons in condensed matter are directly responsible for the thermal conductivity that levels out temperature differentials between compressed and expanded volume elements. Kittel proposed that the behavior of glasses is interpreted in terms of an approximately constant "mean free path" for lattice phonons, and that the value of the mean free path is of the order of magnitude of the scale of disorder in the molecular structure of a liquid or solid. The thermal phonon mean free paths or relaxation lengths of a number of glass formers have been plotted versus the glass transition temperature, indicating a linear relationship between the two. This has suggested a new criterion for glass formation based on the value of the phonon mean free path.

It has often been suggested that heat transport in dielectric solids occurs through elastic vibrations of the lattice, and that this transport is limited by elastic scattering of acoustic phonons by lattice defects (e.g. randomly spaced vacancies). These predictions were confirmed by experiments on commercial glasses and glass ceramics, where mean free paths were apparently limited by "internal boundary scattering" to length scales of 10–100 micrometres (0.00039–0.00394 in). The relationship between these transverse waves and the mechanism of vitrification has been described by several authors who proposed that the onset of correlations between such phonons results in an orientational ordering or "freezing" of local shear stresses in glass-forming liquids, thus yielding the glass transition.

Electronic structure

The influence of thermal phonons and their interaction with electronic structure is a topic that was appropriately introduced in a discussion of the resistance of liquid metals. Lindemann's theory of melting is referenced, and it is suggested that the drop in conductivity in going from the crystalline to the liquid state is due to the increased scattering of conduction electrons as a result of the increased amplitude of atomic vibration. Such theories of localization have been applied to transport in metallic glasses, where the mean free path of the electrons is very small (on the order of the interatomic spacing).

The formation of a non-crystalline form of a gold-silicon alloy by the method of splat quenching from the melt led to further considerations of the influence of electronic structure on glass forming ability, based on the properties of the metallic bond.

Other work indicates that the mobility of localized electrons is enhanced by the presence of dynamic phonon modes. One claim against such a model is that if chemical bonds are important, the nearly free electron models should not be applicable. However, if the model includes the buildup of a charge distribution between all pairs of atoms just like a chemical bond (e.g., silicon, when a band is just filled with electrons) then it should apply to solids.

Thus, if the electrical conductivity is low, the mean free path of the electrons is very short. The electrons will only be sensitive to the short-range order in the glass since they do not get a chance to scatter from atoms spaced at large distances. Since the short-range order is similar in glasses and crystals, the electronic energies should be similar in these two states. For alloys with lower resistivity and longer electronic mean free paths, the electrons could begin to sense that there is disorder in the glass, and this would raise their energies and destabilize the glass with respect to crystallization. Thus, the glass formation tendencies of certain alloys may therefore be due in part to the fact that the electron mean free paths are very short, so that only the short-range order is ever important for the energy of the electrons.

It has also been argued that glass formation in metallic systems is related to the "softness" of the interaction potential between unlike atoms. Some authors, emphasizing the strong similarities between the local structure of the glass and the corresponding crystal, suggest that chemical bonding helps to stabilize the amorphous structure.

Other authors have suggested that the electronic structure yields its influence on glass formation through the directional properties of bonds. Non-crystallinity is thus favored in elements with a large number of polymorphic forms and a high degree of bonding anisotropy. Crystallization becomes more unlikely as bonding anisotropy is increased from isotropic metallic to anisotropic metallic to covalent bonding, thus suggesting a relationship between the group number in the periodic table and the glass forming ability in elemental solids.

See also

• Gardner transition
• Glass formation

External links

• Fragility Archived 2007-06-28 at the Wayback Machine
• VFT Eqn.
• Polymers I
• Polymers II Archived 2010-01-11 at the Wayback Machine
• Angell: Aqueous media
• DoITPoMS Teaching and Learning Package- "The Glass Transition in Polymers"
• Glass Transition Temperature short overview