Handbook of
Corrosion
Engineering
Pierre R. Roberge
McGraw-Hill
New York San Francisco Washington, D.C. Auckland Bogotá
Caracas Lisbon London Madrid Mexico City Milan
Montreal New Delhi San Juan Singapore
Sydney Tokyo Toronto
Library of Congress Cataloging-in-Publication Data
Roberge, Pierre R.
Handbook of Corrosion Engineering / Pierre R. Roberge.
p.
cm.
Includes bibliographical references.
ISBN 0-07-076516-2 (alk. paper)
1. Corrosion and anti-corrosives. I. Title.
TA418.74.R63
1999
620.1'1223 — dc21
99-35898
CIP
McGraw-Hill
Copyright © 2000 by The McGraw-Hill Companies, Inc. All rights
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Contents
Preface
ix
Acknowledgments
xi
Introduction
1.1 The Cost of Corrosion
1.2 Examples of Catastrophic Corrosion Damage
1.3 The Influence of People
References
Chapter 1. Aqueous Corrosion
1.1 Introduction
1.2 Applications of Potential-pH Diagrams
1.3 Kinetic Principles
References
Chapter 2. Environments
2.1 Atmospheric Corrosion
2.2 Natural Waters
2.3 Seawater
2.4 Corrosion in Soils
2.5 Reinforced Concrete
2.6 Microbes and Biofouling
References
Chapter 3. High-Temperature Corrosion
3.1 Thermodynamic Principles
3.2 Kinetic Principles
3.3 Practical High-Temperature Corrosion Problems
References
1
1
3
5
12
13
13
16
32
54
55
58
85
129
142
154
187
216
221
222
229
237
265
Contents
Chapter 4. Modeling, Life Prediction and Computer Applications
4.1 Introduction
4.2 Modeling and Life Prediction
4.3 Applications of Artificial Intelligence
4.4 Computer-Based Training or Learning
4.5 Internet and the Web
References
Chapter 5. Corrosion Failures
5.1 Introduction
5.2 Mechanisms, Forms, and Modes of Corrosion Failures
5.3 Guidelines for Investigating Corrosion Failures
5.4 Prevention of Corrosion Damage
5.5 Case Histories in Corrosion Failure Analysis
References
Chapter 6. Corrosion Maintenance Through Inspection And Monitoring
6.1 Introduction
6.2 Inspection
6.3 The Maintenance Revolution
6.4 Monitoring and Managing Corrosion Damage
6.5 Smart Sensing of Corrosion with Fiber Optics
6.6 Non-destructive Evaluation (NDE)
References
Chapter 7. Acceleration and Amplification of Corrosion Damage
267
267
268
303
322
324
326
331
332
332
359
360
368
369
371
372
374
383
406
448
461
481
485
7.1 Introduction
7.2 Corrosion Testing
7.3 Surface Characterization
References
486
488
562
574
Chapter 8. Materials Selection
577
8.1 Introduction
8.2 Aluminum Alloys
8.3 Cast Irons
8.4 Copper Alloys
8.5 High-Performance Alloys
8.6 Refractory Metals
8.7 Stainless Steels
8.8 Steels
8.9 Titanium
8.10 Zirconium
References
578
584
612
622
664
692
710
736
748
769
777
Chapter 9. Protective Coatings
781
9.1 Introduction
9.2 Coatings and Coating Processes
781
782
9.3 Supplementary Protection Systems
9.4 Surface Preparation
References
Chapter 10. Corrosion Inhibitors
10.1 Introduction
10.2 Classification of Inhibitors
10.3 Corrosion Inhibition Mechanism
10.4 Selection of an Inhibitor System
References
Chapter 11. Cathodic Protection
11.1 Introduction
11.2 Sacrificial Anode CP Systems
11.3 Impressed Current Systems
11.4 Current Distribution and Interference Issues
11.5 Monitoring the Performance of CP Systems for Buried Pipelines
References
Chapter 12. Anodic Protection
12.1 Introduction
12.2 Passivity of Metals
12.3 Equipment Required for Anodic Protection
12.4 Design Concerns
12.5 Applications
12.6 Practical Example: Anodic Protection in the Pulp and Paper Industry
References
829
831
831
833
833
834
838
860
861
863
863
871
878
886
904
919
921
921
923
927
930
932
933
938
Appendix A. SI Units
939
Appendix B. Glossary
947
Appendix C. Corrosion Economics
C.1 Introduction
C.2 Cash Flows and Capital Budgeting Techniques
C.3 Generalized Equation for Straight Line Depreciation
C.4 Examples
C.5 Summary
References
Appendix D. Electrochemistry Basics
D.1 Principles of Electrochemistry
D.2 Chemical Thermodynamics
D.3 Kinetic Principles
1001
1001
1002
1004
1006
1009
1009
1011
1011
1029
1047
Contents
Appendix E. Chemical Compositions of Engineering Alloys
1061
Appendix F. Thermodynamic Data and E-pH Diagrams
1101
Appendix G. Densities and Melting Points of Metals
1125
Index
1129
Preface
The design and production of the Handbook of Corrosion Engineering
are drastically different than other handbooks dealing with the same
subject. While other corrosion handbooks have been generally the
results of collective efforts of many authors, the Handbook of
Corrosion Engineering is the result of an extensive survey of state-ofthe-art information on corrosion engineering by a principal author.
Although only one author appears on the cover, this Handbook is
indeed the result of cumulative efforts of many generations of scientists and engineers in understanding and preventing the effects of corrosion, one of the most constant foes of human endeavors. The design
and construction of this Handbook were made for the new millennium
with the most modern information-processing techniques presently
available. Many references are made to sources of information readily
accessible on the World Wide Web and to software systems that can
simplify the most difficult situation. It also provides elements of information management and tools for managing corrosion problems that
are particularly valuable to practicing engineers. Many examples, for
example, describe how various industries and agencies have addressed
corrosion problems. The systems selected as supportive examples have
been chosen from a wide range of applications across various industries,
from aerospace structures to energy carriers and producers.
This Handbook is aimed at the practicing engineer, as a comprehensive guide and reference source for solving material selection problems
and resolving design issues where corrosion is possibly a factor.
During the past decades, progress in the development of materials
capable of resisting corrosion and high temperatures has been significant. There have been substantial developments in newer stainless
steels, high-strength low-alloy steels, superalloys, and in protective
coatings. This Handbook should prove to be a key information source
concerning numerous facets of corrosion damage, from detection and
monitoring to prevention and control.
The Handbook is divided into three main sections and is followed by
supporting material in seven appendixes. Each section and its chapters
are relatively independent and can be consulted without having to go
through previous chapters. The first main section (Introduction and
Preface
Chapters 1 to 3) contains fundamental principles governing aqueous
corrosion and high-temperature corrosion and covers the main environments causing corrosion such as atmospheric, natural waters, seawater,
soils, concrete, as well as microbial and biofouling environments.
The second section (Chapters 4 to 7) addresses techniques for the prediction and assessment of corrosion damage such as modeling, life prediction, computer applications, inspection and monitoring and testing
through acceleration and amplification of corrosion damage. The second
section also contains a detailed description of the various types of corrosion failures with examples and ways to prevent them. The third section
(Chapters 8 to 12) covers general considerations of corrosion prevention
and control with a focus on materials selection. This chapter is particularly valuable for its detailed descriptions of the performance and maintenance considerations for the main families of engineering alloys based
on aluminum, copper, nickel, chrome, refractory metals, titanium and
zirconium, as well as cast irons, stainless steels and other steels. This
section also provides elements for understanding protective coatings,
corrosion inhibitors, cathodic protection and anodic protection.
The first appendix contains a table of appropriate SI units making
references to most other types of units. This table will hopefully compensate for the systematic usage of SI units made in the book. Another
appendix is an extensive glossary of terms often used in the context of
corrosion engineering. A third appendix summarizes corrosion economics with examples detailing calculations based on straight value depreciation. The fourth appendix provides a detailed introduction to basic
electrochemical principles. Many examples of E-pH (Pourbaix) diagrams are provided in a subsequent appendix. The designations and
compositions of engineering alloys is the subject of a fifth appendix.
Pierre R. Roberge
Acknowledgments
The Handbook of Corrosion Engineering was designed entirely in collaboration with Martin Tullmin. In fact, Martin is the sole author of many
sections of the book (corrosion in concrete, soil corrosion and cathodic
protection) as well as an important contributor to many others. My
acknowledgments also go to Robert Klassen who contributed to the
atmospheric corrosion section as well as for his study of the fiber optic
sensors for corrosion monitoring.
As I mentioned in the Preface, this book tries to summarize the present state of our knowledge of the corrosion phenomena and their
impact on our societies. Many of the opinions expressed in the
Handbook have come either from my work with collaborators or, more
often, from my study of the work of other corrosion engineers and scientists. Of the first kind I am particularly indebted to Ken Trethewey
with whom I have had many enlightening discussions that sometimes
resulted in published articles. I also have to thank the congenial
experts I interacted with in corrosion standard writing committees
(ISO TC 156 and ASTM G01) for their expert advice and the rigor that
is required in the development of new procedures and test methods.
Of the second kind I have to recognize the science and engineering
pillars responsible for the present state of our knowledge in corrosion.
The names of some of these giants have been mentioned throughout
the book with a particular recognition made in the Introduction in
Table I.4. In this respect, my personal gratitude goes to Professor Roger
Staehle for his pragmatic vision of the quantification of corrosion damage. I have been greatly inspired by the work of this great man.
I would also like to take this occasion to express my love to those
close to me, and particularly to Diane whose endurance of my working
habits is phenomenal.
Introduction
I.1 The Cost of Corrosion
I.2 Examples of Catastrophic Corrosion Damage
I.2.1
Sewer explosion, Mexico
1
3
3
I.2.2 Loss of USAF F16 fighter aircraft
3
I.2.3
The Aloha aircraft incident
3
I.2.4
The MV KIRKI
4
I.2.5 Corrosion of the infrastructure
I.3
The Influence of People
4
5
Corrosion is the destructive attack of a material by reaction with its
environment. The serious consequences of the corrosion process have
become a problem of worldwide significance. In addition to our everyday encounters with this form of degradation, corrosion causes plant
shutdowns, waste of valuable resources, loss or contamination of product, reduction in efficiency, costly maintenance, and expensive overdesign; it also jeopardizes safety and inhibits technological progress.
The multidisciplinary aspect of corrosion problems combined with the
distributed responsibilities associated with such problems only
increase the complexity of the subject. Corrosion control is achieved by
recognizing and understanding corrosion mechanisms, by using corrosion-resistant materials and designs, and by using protective systems,
devices, and treatments. Major corporations, industries, and government agencies have established groups and committees to look after
corrosion-related issues, but in many cases the responsibilities are
spread between the manufacturers or producers of systems and their
users. Such a situation can easily breed negligence and be quite costly in terms of dollars and human lives.
I.1
The Cost of Corrosion
Although the costs attributed to corrosion damages of all kinds have
been estimated to be of the order of 3 to 5 percent of industrialized
countries’ gross national product (GNP), the responsibilities associated with these problems are sometimes quite diffuse. Since the first significant report by Uhlig 1 in 1949 that the cost of corrosion to nations
is indeed great, the conclusion of all subsequent studies has been that
corrosion represents a constant charge to a nation’s GNP.2 One conclusion of the 1971 UK government-sponsored report chaired by Hoar3
was that a good fraction of corrosion failures were avoidable and that
improved education was a good way of tackling corrosion avoidance.
1
2
Introduction
Corrosion of metals cost the U.S. economy almost $300 billion per
year at 1995 prices.4 Broader application of corrosion-resistant materials and the application of the best corrosion-related technical practices could reduce approximately one-third of these costs. These
estimates result from a recent update by Battelle scientists of an earlier study reported in 1978.5 The initial work, based upon an elaborate
model of more than 130 economic sectors, had revealed that metallic
corrosion cost the United States $82 billion in 1975, or 4.9 percent of
its GNP. It was also found that 60 percent of that cost was unavoidable. The remaining $33 billion (40 percent) was said to be “avoidable”
and incurred by failure to use the best practices then known.
In the original Battelle study, almost 40 percent of 1975 metallic corrosion costs were attributed to the production, use, and maintenance
of motor vehicles. No other sector accounted for as much as 4 percent
of the total, and most sectors contributed less than 1 percent. The 1995
Battelle study indicated that the motor vehicles sector probably had
made the greatest anticorrosion effort of any single industry. Advances
have been made in the use of stainless steels, coated metals, and more
protective finishes. Moreover, several substitutions of materials made
primarily for reasons of weight reduction have also reduced corrosion.
Also, the panel estimated that 15 percent of previously unavoidable
corrosion costs can be reclassified as avoidable. The industry is estimated to have eliminated some 35 percent of its “avoidable” corrosion
by its improved practices. Table I.1 summarizes the costs attributed to
metallic corrosion in the United States in these two studies.
TABLE I.1 Costs Attributed to Metallic Corrosion
in the United States
1975
1995
All industries
Total (billions of 1995 dollars)
Avoidable
Avoidable
$82.5
$33.0
40%
$296.0
$104.0
35%
Motor vehicles
Total
Avoidable
Avoidable
$31.4
$23.1
73%
$94.0
$65.0
69%
$3.0
$0.6
20%
$13.0
$3.0
23%
$47.6
$9.3
19%
$189.0
$36.0
19%
Aircraft
Total
Avoidable
Avoidable
Other industries
Total
Avoidable
Avoidable
Introduction
3
I.2 Examples of Catastrophic
Corrosion Damage
I.2.1 Sewer explosion, Mexico
An example of corrosion damages with shared responsibilities was the
sewer explosion that killed over 200 people in Guadalajara, Mexico, in
April 1992.6 Besides the fatalities, the series of blasts damaged 1600
buildings and injured 1500 people. Damage costs were estimated at 75
million U.S. dollars. The sewer explosion was traced to the installation
of a water pipe by a contractor several years before the explosion that
leaked water on a gasoline line laying underneath. The subsequent
corrosion of the gasoline pipeline, in turn, caused leakage of gasoline
into the sewers. The Mexican attorney general sought negligent homicide charges against four officials of Pemex, the government-owned oil
company. Also cited were three representatives of the regional sewer
system and the city’s mayor.
I.2.2 Loss of USAF F16 fighter aircraft
This example illustrates a case that has recently created problems in
the fleet of USAF F16 fighter aircraft. Graphite-containing grease is a
very common lubricant because graphite is readily available from steel
industries. The alternative, a formulation containing molybdenum
disulphide, is much more expensive. Unfortunately, graphite grease is
well known to cause galvanically induced corrosion in bimetallic couples. In a fleet of over 3000 F16 USAF single-engine fighter aircraft,
graphite grease was used by a contractor despite a general order from
the Air Force banning its use in aircraft.7 As the flaps were operated,
lubricant was extruded into a part of the aircraft where control of the
fuel line shutoff valve was by means of electrical connectors made from
a combination of gold- and tin-plated steel pins. In many instances corrosion occurred between these metals and caused loss of control of the
valve, which shut off fuel to the engine in midflight. At least seven aircraft are believed to have been lost in this way, besides a multitude of
other near accidents and enormous additional maintenance.
I.2.3 The Aloha aircraft incident
The structural failure on April 28, 1988, of a 19-year-old Boeing 737,
operated by Aloha airlines, was a defining event in creating awareness
of aging aircraft in both the public domain and in the aviation community. This aircraft lost a major portion of the upper fuselage near the
front of the plane in full flight at 24,000 ft.8 Miraculously, the pilot managed to land the plane on the island of Maui, Hawaii. One flight attendant was swept to her death. Multiple fatigue cracks were detected
4
Introduction
in the remaining aircraft structure, in the holes of the upper row of rivets in several fuselage skin lap joints. Lap joints join large panels of
skin together and run longitudinally along the fuselage. Fatigue cracking was not anticipated to be a problem, provided the overlapping panels remained strongly bonded together. Inspection of other similar
aircraft revealed disbonding, corrosion, and cracking problems in the
lap joints. Corrosion processes and the subsequent buildup of voluminous corrosion products inside the lap joints, lead to “pillowing,” whereby the faying surfaces are separated. Special instrumentation has been
developed to detect this dangerous condition. The aging aircraft problem will not go away, even if airlines were to order unprecedented numbers of new aircraft. Older planes are seldom scrapped, and the older
planes that are replaced by some operators will probably end up in service with another operator. Therefore, safety issues regarding aging
aircraft need to be well understood, and safety programs need to be
applied on a consistent and rigorous basis.
I.2.4
The MV KIRKI
Another example of major losses to corrosion that could have been prevented and that was brought to public attention on numerous occasions since the 1960s is related to the design, construction, and
operating practices of bulk carriers. In 1991 over 44 large bulk carriers were either lost or critically damaged and over 120 seamen lost
their lives.9 A highly visible case was the MV KIRKI, built in Spain in
1969 to Danish designs. In 1990, while operating off the coast of
Australia, the complete bow section became detached from the vessel.
Miraculously, no lives were lost, there was little pollution, and the vessel was salvaged. Throughout this period it seems to have been common practice to use neither coatings nor cathodic protection inside
ballast tanks. Not surprisingly therefore, evidence was produced that
serious corrosion had greatly reduced the thickness of the plate and
that this, combined with poor design to fatigue loading, were the primary cause of the failure. The case led to an Australian Government
report called “Ships of Shame.” MV KIRKI is not an isolated case.
There have been many others involving large catastrophic failures,
although in many cases there is little or no hard evidence when the
ships go to the bottom.
I.2.5 Corrosion of the infrastructure
One of the most evident modern corrosion disasters is the present state
of degradation of the North American infrastructure, particularly in
the snow belt where the use of road deicing salts rose from 0.6M ton in
1950 to 10.5M tons in 1988. The structural integrity of thousands of
Introduction
5
bridges, roadbeds, overpasses, and other concrete structures has been
impaired by corrosion, urgently requiring expensive repairs to ensure
public safety. A report by the New York Department of Transport has
stated that, by 2010, 95 percent of all New York bridges would be deficient if maintenance remained at the same level as it was in 1981.
Rehabilitation of such bridges has become an important engineering
practice.10 But the problems of corroding reinforced concrete extend
much beyond the transportation infrastructure. A survey of collapsed
buildings during the 1974 to 1978 period in England showed that the
immediate cause of failure of at least eight structures, which were 12
to 40 years old, was corrosion of reinforcing or prestressing steel.
Deterioration of parking garages has become a major concern in
Canada. Of the 215 garages surveyed recently, almost all suffered varying degrees of deterioration due to reinforcement corrosion, which was
a result of design and construction practices that fell short of those
required by the environment. It is also stated that almost all garages
in Canada built until very recently by conventional methods will
require rehabilitation at a cost to exceed $3 billion. The problem surely extends to the northern United States. In New York, for example, the
seriousness of the corrosion problem of parking garages was revealed
dramatically during the investigation that followed the bomb attack on
the underground parking garage of the World Trade Center.11
I.3
The Influence of People
The effects of corrosion failures on the performance maintenance of
materials would often be minimized if life monitoring and control of the
environmental and human factors supplemented efficient designs.
When an engineering system functions according to specification, a
three-way interaction is established with complex and variable inputs
from people (p), materials (m), and environments (e).12 An attempt to
translate this concept into a fault tree has produced the simple tree
presented in Fig. I.1 where the consequence, or top event, a corrosion
failure, can be represented by combining the three previous contributing elements. In this representation, the top event probability (Psf ) can
be evaluated with boolean algebra, which leads to Eq. (I.1) where Pm
and Pe are, respectively, the probability of failure caused by materials
and by the environment, and Factorp describes the influence of people
on the lifetime of a system. In Eq. (I.1), Factorp can be either inhibiting
(Factorp 1) or aggravating (Factorp 1):
Psf Pm Pe Factorp
(I.1)
The justification for including the people element as an inhibit gate or
conditional event in the corrosion tree should be obvious (i.e., corrosion
6
Introduction
Corrosion Failure
People (p)
Materials
in Service
Environmental
Influence
m
e
Figure I.1
Basic fault tree of a corrosion failure.
is a natural process that does not need human intervention to occur).
What might be defined as purely mechanical failures occur when Pm is
high and Pe is low. Most well-designed engineering systems in which Pe
is approximately 0 achieve good levels of reliability. The most successful
systems are usually those in which the environmental influence is very
small and continues to be so throughout the service lifetime. When Pe
becomes a significant influence on an increasing Psf , the incidence of corrosion failures normally also increases.
Minimizing Psf only through design is difficult to achieve in practice
because of the number of ways in which Pm , Pe , and Factorp can vary
during the system lifetime. The types of people that can affect the life
and performance of engineering systems have been regrouped in six
categories (Table I.2).13 Table I.2 also contains a brief description of the
main contributions that each category of people can make to the success or premature failure of a system. Table I.3 gives an outline of
methods of corrosion control14 with an indication of the associated
responsibility.
However, the influence of people in a failure is extremely difficult to
predict, being subject to the high variability level in human decision
making. Most well-designed engineering systems perform according to
specification, largely because the interactions of people with these systems are tightly controlled and managed throughout the life of the systems. Figure I.2 breaks down the causes responsible for failures
Introduction
TABLE I.2
7
Positions and Their Relative Responsibilities in System Management
Procurer
What is the main system being specified?
What is the function of the main system?
Did the budget introduce compromise into the design?
How was a subsystem embodied into the main system?
Does the envelope of the subsystems fit that for the main system?
Designer
What is the subsystem being specified for?
What is the function of the subsystem?
What is the optimum materials selection?
Has the correct definition of the operating environment been applied?
By what means will the component be manufactured?
What is the best geometrical design?
Have finishing operations, protective coatings, or corrosion control techniques been
specified?
Have the correct operating conditions been specified?
Has the best maintenance schedule been specified?
Does the design embody features that enable the correct maintenance procedures to be
followed?
Manufacturer
Were the same materials used as were originally specified?
Did the purchased starting materials conform to the specification in the order?
Has the manufacturing process been carried out correctly?
Has the design been reproduced accurately and has the materials specification been
precisely followed?
Have the correct techniques been used?
Have the most suitable joining techniques been employed?
Have the specified conditions/coatings necessary for optimum performance been
implemented?
Did the component conform to the appropriate quality control standards?
Was the scheme for correct assembly of the subsystem implemented correctly so that
the installation can be made correctly?
Installer
Has the system been installed according to specification?
Has the correct setting-to-work procedure been followed?
Have any new features in the environment been identified that are likely to exert an
influence and were not foreseen by the design process?
Maintainer
Has the correct maintenance schedule been followed?
Have the correct spares been used in repairs?
Have the correct maintenance procedures been carried out?
Has the condition of the system been correctly monitored?
User
Has the system been used within the specified conditions?
Is there a history of similar failures or is this an isolated occurrence?
Do aggravating conditions exist when the system is not in use?
Is there any evidence that the system has been abused by unauthorized personnel?
8
Introduction
TABLE I.3
Outline of Methods of Corrosion Control
Method
Responsibility
Selection of Materials
Direct
Managerial
Select metal or alloy (on nonmetallic material)
for the particular environmental conditions
prevailing (composition, temperature, velocity,
etc.), taking into account mechanical and
physical properties, availability, method of
fabrication and overall cost of structure
Decide whether or not an expensive corrosionresistant alloy is more economical than a
cheaper metal that requires protection and
periodic maintenance
Designer
Procurer (for user)
Designer
Procurer (for user)
Designer
Designer
Designer
Designer
Designer, user
Designer, user
Designer, user
Designer, user
Design
If the metal has to be protected, make
provision in the design for applying metallic
or nonmetallic coatings or applying anodic or
cathodic protection
Avoid geometrical configurations that facilitate
corrosive conditions such as
Features that trap dust, moisture, and water
Crevices (or else fill them in) and situations
where deposits can form on the metal surface
Designs that lead to erosion corrosion or to
cavitation damage
Designs that result in inaccessible areas
that cannot be reprotected (e.g., by
maintenance painting)
Designs that lead to heterogeneities in the
metal (differences in thermal treatment)
or in the environment (differences in
temperature, velocity)
Contact with other materials
Avoid metal-metal or metal-nonmetallic
contacting materials that facilitate corrosion
such as
Bimetallic couples in which a large area of
a more positive metal (e.g., Cu) is in contact
with a small area of a less noble metal
(e.g., Fe, Zn, or Al)
Metals in contact with absorbent materials
that maintain constantly wet conditions or,
in the case of passive metals, that exclude
oxygen
Contact (or enclosure in a confined space)
with substances that give off corrosive
vapors (e.g., certain woods and plastics)
Mechanical factors
Avoid stresses (magnitude and type) and
environmental conditions that lead to stresscorrosion cracking, corrosion fatigue, or
fretting corrosion:
TABLE I.3
Outline of Methods of Corrosion Control (Continued)
Method
Selection of Materials
Responsibility
Direct
Managerial
For stress corrosion cracking, avoid the use
of alloys that are susceptible in the
environment under consideration, or if
this is not possible, ensure that the
external and internal stresses are kept
to a minimum.
For a metal subjected to fatigue conditions
in a corrosive environment ensure that
the metal is adequately protected by a
corrosion-resistant coating.
Processes that induce compressive stresses
into the surface of the metal such as shotpeening, carburizing, and nitriding are
frequently beneficial in preventing
corrosion fatigue and fretting corrosion.
Coatings
If the metal has a poor resistance to corrosion
Designer
in the environment under consideration,
make provision in the design for applying an
appropriate protective coating such as
Metal reaction products (e.g., anodic oxide
films on Al), phosphate coatings on steel
(for subsequent painting or impregnation
with grease), chromate films on light
metals and alloys (Zn, Al, cd, Mg)
Metallic coatings that form protective
barriers (Ni, Cr) and also protect the
substrate by sacrificial action (Zn, Al, or
cd on steel)
Inorganic coatings (e.g., enamels, glasses, ceramics)
Organic coatings (e.g., paints, plastics,
greases)
Designer
Environment
Make environment less aggressive by
removing constituents that facilitate
corrosion; decrease temperatures decrease
velocity; where possible prevent access of
water and moisture.
For atmospheric corrosion dehumidify the
air, remove solid particles, add volatile
corrosion inhibitors (for steel).
For aqueous corrosion remove dissolved O2,
increase the pH (for steels), add inhibitors.
Designer, user
Designer, user
Interfacial potential
Protect metal cathodically by making the
interfacial potential sufficiently negative by
(1) sacrificial anodes or (2) impressed current.
Protect metal by making the interfacial
potential sufficiently positive to cause
passivation (confined to metals that passivate
in the environment under consideration).
9
10
Introduction
TABLE I.3
Outline of Methods of Corrosion Control (Continued)
Method
Responsibility
Selection of Materials
Direct
Managerial
Designer
Designer, user
Designer
Designer, user
Designer, user
User
Corrosion testing and monitoring
When there is no information on the behavior
of a metal or alloy or a fabrication under
specific environmental conditions (a newly
formulated alloy and/or a new environment),
it is essential to carry out corrosion testing.
Monitor composition of environment, corrosion
rate of metal, interfacial potential, and so forth,
to ensure that control is effective.
Supervision and inspection
Ensure that the application of a protective
coating (applied in situ or in a factory) is
adequately supervised and inspected in
accordance with the specification or code
of practice.
Lack of, or wrong,
specification
16%
Lack of proving
(new design, material, or process)
36%
Bad inspection
10%
Human error
12%
Other causes
4%
Poor planning and
coordination
14%
Unforeseeable
8%
Figure I.2 Pie chart attribution of responsibility for corrosion failures investigated by a
large chemical company.
Introduction
11
investigated by a large process industry.15 But the battle against such
an insidious foe has been raging for a long time and sometimes with
success. Table I.4 presents some historical landmarks of discoveries
related to the understanding and management of corrosion. Although
the future successes will still relate to improvements in materials and
their performance, it can be expected that the main progress in corrosion prevention will be associated with the development of better information-processing strategies and the production of more efficient
monitoring tools in support of corrosion control programs.
TABLE I.4
Landmarks of Discoveries Related to the Understanding and
Management of Corrosion
Date
Landmark
1675
Mechanical origin of corrosiveness
and corrodibility
Bimetallic corrosion
Water becomes alkaline during corrosion
of iron
Copper-iron electrolytic galvanic coupling
Insight into electrochemical nature of
corrosion
Cathodic protection of Cu by Zn or Fe
Microstructural aspect of corrosion (Zn)
Relations between chemical action and
generation of electric currents
Passivity of iron
Hydrogen overvoltage as a function of current
Carbonic and other acids are not essential
for the corrosion of iron
Oxygen action as cathodic stimulator
Compilation of corrosion rates in different
media
Inhibitive paint
Study of high-temperature oxidation
kinetics of tungsten
Differential aeration currents
Season-cracking of brass intergranular
corrosion
High-temperature formation of oxides
Galvanic corrosion
Subscaling of “internal corrosion”
Quantitative electrochemical nature
of corrosion
Anodic and cathodic inhibitors
E-pH thermodynamic diagrams
Autocatalytic nature of pitting
Tafel extrapolation for measurement of
kinetic parameters
Electrochemical noise signature of corrosion
Study of corrosion processes with electrochemical impedance spectroscopy (EIS)
1763
1788
1791
1819
1824
1830
1834–1840
1836
1904
1905
1907
1908–1910
1910
1913
1916
1920–1923
1923
1924
1930–1931
1931–1939
1938
1938
1950
1956
1968
1970
Source
Boyle
HMS Alarm report
Austin
Galvani
Thenard
Sir Humphrey Davy
De la Rive
Faraday
Faraday, Schoenbein
Tafel
Dunstan, Jowett,
Goulding, Tilden
Walker, Cederholm
Heyn, Bauer
Cushman, Gardner
Langmuir
Aston
Moore, Beckinsale
Pilling, Bedworth
Whitman, Russell
Smith
Evans
Chyzewski, Evans
Pourbaix
Uhlig
Stern, Geary
Iverson
Epelboin
12
Introduction
References
1. Uhlig, H. H., The Cost of Corrosion in the United States, Chemical and Engineering
News, 27:2764 (1949).
2. Cabrillac, C., Leach, J. S. L., Marcus P., et al., The Cost of Corrosion in the EEC,
Metals and Materials, 3:533–536 (1987).
3. Hoar, T. P., Report of the Committee on Corrosion and Protection. 1971. London, UK,
Her Majesty’s Stationary Office.
4. Holbrook, D., Corrosion Annually Costs $300 Billion, According to Battelle Study,
http://www.battelle.org/pr/12corrode.html, 1-1-1996, Battelle Memorial Institute.
5. Bennett, L. H., Kruger, J., Parker, R. L., Passaglia, E., Reimann, C., Ruff, A. W., and
Yakowitz, H., Economic Effects of Metallic Corrosion in the United States: A Report
to the Congress, NBS Special Pub. 511-1. 1-13-1978. Washington, DC, National
Bureau of Standards.
6. Up Front, Materials Performance, 31:3 (1992).
7. Vasanth, K., Minutes of Group Committee T-9 - Military, Aerospace, and Electronics
Equipment Corrosion Control, 3-30-1995. Houston, Tex., NACE International.
8. Miller, D., Corrosion control on aging aircraft: What is being done? Materials
Performance, 29:10–11 (1990).
9. Hamer, M., Clampdown on the Rust Buckets, New Scientist, 146:5 (1991).
10. Broomfield, J. P., Five Years Research on Corrosion of Steel in Concrete: A Summary
of the Strategic Highway Research Program Structures Research, paper no. 318
(Corrosion 93), 1993. Houston, Tex., NACE International.
11. Trethewey, K. R., and Roberge, P. R., Corrosion Management in the Twenty-First
Century, British Corrosion Journal, 30:192–197 (1995).
12. Roberge, P. R., Eliciting Corrosion Knowledge through the Fault-Tree Eyeglass, in
Trethewey, K. R., and Roberge, P. R. (eds.), Modelling Aqueous Corrosion: From
Individual Pits to Corrosion Management, The Netherlands, Kluwer Academic
Publishers, 1994, pp. 399–416.
13. Trethewey, K. R., and Roberge, P. R., Lifetime Prediction in Engineering Systems:
The Influence of People, Materials and Design, 15:275–285 (1994).
14. Shreir, L. L., Jarman, R. A., and Burstein, G. T., Corrosion Control. Oxford, UK,
Butterworths Heinemann, 1994.
15. Congleton, J., Stress Corrosion Cracking of Stainless Steels, in Shreir, L. L., Jarman,
R. A., and Burstein, G. T. (eds), Corrosion Control. Oxford, UK, Butterworths
Heinemann, 1994, pp. 8:52–8:83.
Chapter
1
Aqueous Corrosion
1.1 Introduction
13
1.2 Applications of Potential-pH Diagrams
16
1.2.1
Corrosion of steel in water at elevated temperatures
17
1.2.2
Filiform corrosion
26
1.2.3
Corrosion of reinforcing steel in concrete
1.3 Kinetic Principles
1.3.1
Kinetics at equilibrium: the exchange current concept
32
1.3.2
Kinetics under polarization
35
1.3.3
Graphical presentation of kinetic data
References
1.1
29
32
42
54
Introduction
One of the key factors in any corrosion situation is the environment.
The definition and characteristics of this variable can be quite complex. One can use thermodynamics, e.g., Pourbaix or E-pH diagrams,
to evaluate the theoretical activity of a given metal or alloy provided
the chemical makeup of the environment is known. But for practical
situations, it is important to realize that the environment is a variable that can change with time and conditions. It is also important to
realize that the environment that actually affects a metal corresponds
to the microenvironmental conditions that this metal really “sees,”
i.e., the local environment at the surface of the metal. It is indeed the
reactivity of this local environment that will determine the real corrosion damage. Thus, an experiment that investigates only the nominal environmental condition without consideration of local effects
such as flow, pH cells, deposits, and galvanic effects is useless for lifetime prediction.
13
14
Chapter One
Fe2+
2e
-
H+
H+
Figure 1.1 Simple model describ-
ing the electrochemical nature of
corrosion processes.
In our societies, water is used for a wide variety of purposes, from
supporting life as potable water to performing a multitude of industrial tasks such as heat exchange and waste transport. The impact of
water on the integrity of materials is thus an important aspect of system management. Since steels and other iron-based alloys are the
metallic materials most commonly exposed to water, aqueous corrosion
will be discussed with a special focus on the reactions of iron (Fe) with
water (H2O). Metal ions go into solution at anodic areas in an amount
chemically equivalent to the reaction at cathodic areas (Fig. 1.1). In
the cases of iron-based alloys, the following reaction usually takes
place at anodic areas:
Fe → Fe2 2e
(1.1)
This reaction is rapid in most media, as shown by the lack of pronounced polarization when iron is made an anode employing an external current. When iron corrodes, the rate is usually controlled by the
Aqueous Corrosion
15
cathodic reaction, which in general is much slower (cathodic control).
In deaerated solutions, the cathodic reaction is
2H 2e → H2
(1.2)
This reaction proceeds rapidly in acids, but only slowly in alkaline
or neutral aqueous media. The corrosion rate of iron in deaerated neutral water at room temperature, for example, is less than 5 m/year.
The rate of hydrogen evolution at a specific pH depends on the presence or absence of low-hydrogen overvoltage impurities in the metal.
For pure iron, the metal surface itself provides sites for H2 evolution;
hence, high-purity iron continues to corrode in acids, but at a measurably lower rate than does commercial iron.
The cathodic reaction can be accelerated by the reduction of dissolved oxygen in accordance with the following reaction, a process
called depolarization:
4H O2 4e → 2H2O
(1.3)
Dissolved oxygen reacts with hydrogen atoms adsorbed at random
on the iron surface, independent of the presence or absence of impurities in the metal. The oxidation reaction proceeds as rapidly as oxygen
reaches the metal surface.
Adding (1.1) and (1.3), making use of the reaction H2O ↔ H OH,
leads to reaction (1.4),
2Fe 2H 2O O2 → 2Fe(OH) 2
(1.4)
Hydrous ferrous oxide (FeO nH 2O) or ferrous hydroxide [Fe(OH) 2]
composes the diffusion-barrier layer next to the iron surface through
which O 2 must diffuse. The pH of a saturated Fe(OH) 2 solution is
about 9.5, so that the surface of iron corroding in aerated pure water
is always alkaline. The color of Fe(OH) 2, although white when the substance is pure, is normally green to greenish black because of incipient
oxidation by air. At the outer surface of the oxide film, access to dissolved oxygen converts ferrous oxide to hydrous ferric oxide or ferric
hydroxide, in accordance with
4Fe(OH)2 2H 2O O2 → 4Fe(OH)3
(1.5)
Hydrous ferric oxide is orange to red-brown in color and makes up
most of ordinary rust. It exists as nonmagnetic Fe2O3 (hematite) or as
magnetic Fe 2O3, the form having the greater negative free energy of
formation (greater thermodynamic stability). Saturated Fe(OH) 3
is nearly neutral in pH. A magnetic hydrous ferrous ferrite, Fe 3O4
nH2O, often forms a black intermediate layer between hydrous Fe 2O3
16
Chapter One
and FeO. Hence rust films normally consist of three layers of iron oxides
in different states of oxidation.
1.2
Applications of Potential-pH Diagrams
E-pH or Pourbaix diagrams are a convenient way of summarizing
much thermodynamic data and provide a useful means of summarizing the thermodynamic behavior of a metal and associated species in
given environmental conditions. E-pH diagrams are typically plotted
for various equilibria on normal cartesian coordinates with potential
(E) as the ordinate (y axis) and pH as the abscissa (x axis).1 For a more
complete coverage of the construction of such diagrams, the reader is
referred to Appendix D (Sec. D.2.6, Potential-pH Diagrams).
For corrosion in aqueous media, two fundamental variables, namely
corrosion potential and pH, are deemed to be particularly important.
Changes in other variables, such as the oxygen concentration, tend to
be reflected by changes in the corrosion potential. Considering these
two fundamental parameters, Staehle introduced the concept of overlapping mode definition and environmental definition diagrams,2 to
determine under what environmental circumstances a given
mode/submode of corrosion damage could occur (Fig. 1.2). Further
information on corrosion modes and submodes is provided in Chap. 5,
Corrosion Failures. It is very important to consider and define the
environment on the metal surface, where the corrosion reactions take
place. Highly corrosive local environments that differ greatly from the
nominal bulk environment can be set up on such surfaces, as illustrated in some examples given in following sections.
In the application of E-pH diagrams to corrosion, thermodynamic
data can be used to map out the occurrence of corrosion, passivity, and
nobility of a metal as a function of pH and potential. The operating
environment can also be specified with the same coordinates, facilitating a thermodynamic prediction of the nature of corrosion damage. A
particular environmental diagram showing the thermodynamic stability of different chemical species associated with water can also be
derived thermodynamically. This diagram, which can be conveniently
superimposed on E-pH diagrams, is shown in Fig. 1.3. While the E-pH
diagram provides no kinetic information whatsoever, it defines the
thermodynamic boundaries for important corrosion species and reactions. The observed corrosion behavior of a particular metal or alloy
can also be superimposed on E-pH diagrams. Such a superposition is
presented in Fig. 1.4. The corrosion behavior of steel presented in this
figure was characterized by polarization measurements at different
potentials in solutions with varying pH levels.3 It should be noted that
the corrosion behavior of steel appears to be defined by thermody-
Aqueous Corrosion
17
Potential
Mode definition
pH
Potential
Environment definition
pH
Potential
Superposition
Operating region
of mode
Figure 1.2 Representation of a
corrosion mode and the corrosion susceptibility of a metal in
a given environment on an E-pH
scale.
pH
namic boundaries. Some examples of the application of E-pH diagrams
to practical corrosion problems follow.
1.2.1 Corrosion of steel in water at elevated
temperatures
Many phenomena associated with corrosion damage to iron-based
alloys in water at elevated temperatures can be rationalized on the
basis of iron-water E-pH diagrams. Marine boilers on ships and hotwater heating systems for buildings are relevant practical examples.
The boilers used on commercial and military ships are
essentially large reactors in which water is heated and converted to
steam. While steam powering of ships’ engines or turbines is rapidly
drawing to a close at the end of the twentieth century, steam is still
required for other miscellaneous purposes. All passenger ships require
Marine boilers.
18
Chapter One
1.6
B
Oxygen evolution
and acidification
Potential (V vs SHE)
0.8
Water is stable
*
A
0
-0.8
Hydrogen evolution
and alkalization
**
-1.6
0
2
4
6
8
10
12
14
pH
Figure 1.3 Thermodynamic stability of water, oxygen, and hydrogen. (A is the
equilibrium line for the reaction: H2 2H 2e. B is the equilibrium line for the
reaction: 2H2O O2 4H 4e. * indicates increasing thermodynamic driving
force for cathodic oxygen reduction, as the potential falls below line B. ** indicates
increasing thermodynamic driving force for cathodic hydrogen evolution, as the
potential falls below line A.)
steam for heating, cooking, and laundry services. Although not powered by steam, motorized tankers need steam for tank cleaning, pumping, and heating.
Steel is used extensively as a construction material in pressurized
boilers and ancillary piping circuits. The boiler and the attached
steam/water circuits are safety-critical items on a ship. The sudden
explosive release of high-pressure steam/water can have disastrous
consequences. The worst boiler explosion in the Royal Navy, on board
HMS Thunderer, claimed 45 lives in 1876.4 The subsequent inquiry
revealed that the boiler’s safety valves had seized as a result of corro-
Aqueous Corrosion
1.6
Potential (V vs SHE)
0.8
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
Fe(OH)
Fe
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;
;;;;;;;;;;;;;;;
Fe(O
;;;;;
;;;;;;;;;;;;;;;
H) ;;;;;
;;;;;
HFeO
;;;;;;;;;;
;;;;;
;;;;;
;;;;;
Fe
19
;;;;;
;;;;;
;;;;;;;
;;;;;
;;;;;;;
;;;;;
;;;;;;;
;;;;;;;
;;;;;
;;;;;;;
Severe
pitting
2+
3
0
Uniform
Corrosion
ld
Mi
g
ttin
pi
Passivation
-
2
-0.8
2
-1.6
0
2
4
6
8
10
12
14
pH
Figure 1.4 Thermodynamic boundaries of the types of corrosion observed on steel.
sion damage. Fortunately, modern marine steam boilers operate at
much higher safety levels, but corrosion problems still occur.
Two important variables affecting water-side corrosion of ironbased alloys in marine boilers are the pH and oxygen content of the
water. As the oxygen level has a strong influence on the corrosion
potential, these two variables exert a direct influence in defining the
position on the E-pH diagram. A higher degree of aeration raises the
corrosion potential of iron in water, while a lower oxygen content
reduces it.
When considering the water-side corrosion of steel in marine boilers, both the elevated-temperature and ambient-temperature cases
should be considered, since the latter is important during shutdown
periods. Boiler-feedwater treatment is an important element of minimizing corrosion damage. On the maiden voyage of RMS Titanic, for
20
Chapter One
Uniform
Corrosion
Localized
Corrosion
Corrosion
Rate
Desirable
operating
pH
Decreasing
severity of
pitting
High oxygen
Increasing
oxygen level
No
oxygen
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
B
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
Corrosion
;;;;;;;;;;;;;;;
damage with
;;;;;;;;;;;;;;;
oxygen reduction
;;;;;;;;;;;;;;;
Fe(OH)
A
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
Fe
;;;;;;;;;;;;;;;
Hydrogen
;;;;;;;;;;;;;;;
evolution is possible
;;;;;;;;;;;;;;;
HFeO
;;;;;;;;;;;;;;; Fe(OH) ;;;;;;
;;;;;;
;;;;;;
;;;;;;
2
6
4
8
10
12
pH
Potential (V vs SHE)
1.6
0.8
Recommended pH
operating range to
minimize corrosion
damage
3
0
2+
2
2
-0.8
Fe
-1.6
0
2
4
6
8
10
12
14
pH
Figure 1.5 E-pH diagram of iron in water at 25°C and its observed corrosion behavior.
Aqueous Corrosion
21
Potential (V vs SHE)
example, no fewer than three engineers were managing the boiler
room operations, which included responsibility for ensuring that boiler-water-treatment chemicals were correctly administered. A fundamental treatment requirement is maintaining an alkaline pH value,
ideally in the range of 10.5 to 11 at room temperature.5 This precaution takes the active corrosion field on the left-hand side of the E-pH
diagrams out of play, as shown in the E-pH diagrams drawn for steel
at two temperatures, 25°C (Fig. 1.5) and 210°C (Fig. 1.6). At the recommended pH levels, around 11, the E-pH diagram in Fig. 1.5 indicates the presence of thermodynamically stable oxides above the zone
of immunity. It is the presence of these oxides on the surface that protects steel from corrosion damage in boilers.
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
1.6 ;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
B
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
0.8 ;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
A
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
0 ;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
Fe
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
Hydrogen
;;;;;;;;;;;;;;;;;
evolution
;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;
is possible
-0.8
Fe(OH)3
2+
Fe(
;;;;;;;;;;
;;;;;;;;;;
HFeO
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
;;;;;;;;;;
OH
)2
-
2
Fe
-1.6
0
2
4
6
pH
Figure 1.6 E-pH diagram of iron in water at 210°C.
8
10
12
14
22
Chapter One
Practical experience related to boiler corrosion kinetics at different
feedwater pH levels is included in Fig. 1.5. The kinetic information in
Fig. 1.5 indicates that high oxygen contents are generally undesirable.
It should also be noted from Figs. 1.5 and 1.6 that active corrosion is
possible in acidified untreated boiler water, even in the absence of oxygen. Below the hydrogen evolution line, hydrogen evolution is thermodynamically favored as the cathodic half-cell reaction, as indicated.
Undesirable water acidification can result from contamination by sea
salts or from residual cleaning agents.
Inspection of the kinetic data presented in Fig. 1.5 reveals a tendency for localized pitting corrosion at feedwater pH levels between 6
and 10. This pH range represents a situation in between complete surface coverage by protective oxide films and the absence of protective
films. Localized anodic dissolution is to be expected on a steel surface
covered by a discontinuous oxide film, with the oxide film acting as a
cathode. Another type of localized corrosion, caustic corrosion, can
occur when the pH is raised excessively on a localized scale. The E-pH
diagrams in Figs. 1.5 and 1.6 indicate the possibility of corrosion damage at the high end of the pH axis, where the protective oxides are no
longer stable. Such undesirable pH excursions tend to occur in hightemperature zones, where boiling has led to a localized caustic concentration. A further corrosion problem, which can arise in highly
alkaline environments, is caustic cracking, a form of stress corrosion
cracking. Examples in which such microenvironments have been
proven include seams, rivets, and boiler tube-to-tube plate joints.
Hydronic heating of buildings. Hydronic (or hot-water) heating is used
extensively for central heating systems in buildings. Advantages over
hot-air systems include the absence of dust circulation and higher heat
efficiency (there are no heat losses from large ducts). In very simple
terms, a hydronic system could be described as a large hot-water kettle with pipe attachments to circulate the hot water and radiators to
dissipate the heat.
Heating can be accomplished by burning gas or oil or by electricity.
The water usually leaves the boiler at temperatures of 80 to 90°C. Hot
water leaving the boiler passes through pipes, which carry it to the radiators for heat dissipation. The heated water enters as feed, and the
cooled water leaves the radiator. Fins may be attached to the radiator to
increase the surface area for efficient heat transfer. Steel radiators, constructed from welded pressed steel sheets, are widely utilized in hydronic heating systems. Previously, much weightier cast iron radiators were
used; these are still evident in older buildings. The hot-water piping is
usually constructed from thin-walled copper tubing or steel pipes. The
circulation system must be able to cope with the water expansion result-
Aqueous Corrosion
23
ing from heating in the boiler. An expansion tank is provided for these
purposes. A return pipe carries the cooled water from the radiators back
to the boiler. Typically, the temperature of the water in the return pipe
is 20°C lower than that of the water leaving the boiler.
An excellent detailed account of corrosion damage to steel in the hot
water flowing through the radiators and pipes has been published.6
Given a pH range for mains water of 6.5 to 8 and the E-pH diagrams
in Figs. 1.7 (25°C) and 1.8 (85°C), it is apparent that minimal corrosion damage is to be expected if the corrosion potential remains below
0.65 V (SHE). The position of the oxygen reduction line indicates
that the cathodic oxygen reduction reaction is thermodynamically very
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
1.6 ;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
B
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
0.8 ;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
Fe(OH)
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
A
Fe
;;;;;;;;;;;;;;;
0
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;
;;;;;;;;;;;;;;;
;;;;;
Fe(OH ;;;;;;
;;;;;;;;;;;;;;;
);;;;;;
;;;;;
;;;;;;;;;;;;;;;
HFeO
;;;;;;;;;;;
-0.8
;;;;;;
;;;;;;
Potential (V vs SHE)
Thermodynamic
driving force for
cathodic oxygen
reduction
3
Corrosion potential
with high
oxygen levels
2+
Hydrogen evolution is
likely at low pH
Lower oxygen
2
-
2
Fe
-1.6
0
2
4
6
8
10
12
14
pH
Figure 1.7 E-pH diagram of iron in water at 25°C, highlighting the corrosion processes
in the hydronic pH range.
24
Chapter One
Potential (V vs SHE)
favorable. From kinetic considerations, the oxygen content will be an
important factor in determining corrosion rates. The oxygen content of
the water is usually minimal, since the solubility of oxygen in water
decreases with increasing temperature (Fig. 1.9), and any oxygen
remaining in the hot water is consumed over time by the cathodic corrosion reaction. Typically, oxygen concentrations stabilize at very low
levels (around 0.3 ppm), where the cathodic oxygen reduction reaction
is stifled and further corrosion is negligible.
Higher oxygen levels in the system drastically change the situation,
potentially reducing radiator lifetimes by a factor of 15. The undesirable oxygen pickup is possible during repairs, from additions of fresh
water to compensate for evaporation, or, importantly, through design
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
1.6 ;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
B
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
0.8 ;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
Fe
A
;;;;;;;;;;;;;;
0 ;;;;;;;;;;;;;; Fe(OH)
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;
;;;;;;;;;;;;;;Fe(OH) ;;;;;;;
;;;;;;;
HFeO
-0.8
;;;;;;;
;;;;;;;
;;;;;;;
Fe
;;;;;;;
;;;;;;;
-1.6
2+
3
Hydrogen evolution
in low pH
microenvironments
2
-
2
0
2
4
6
8
10
12
pH
Figure 1.8 E-pH diagram of iron in water at 85°C (hydronic system).
14
Aqueous Corrosion
25
Oxygen Solubility (ppm)
15
9
3
0
20
40
60
80
o
Temperature ( C)
Figure 1.9 Solubility of oxygen in water in equilibrium with air at different temperatures.
faults that lead to continual oxygen pickup from the expansion tank.
The higher oxygen concentration shifts the corrosion potential to higher values, as shown in Fig. 1.7. Since the Fe(OH)3 field comes into play
at these high potential values, the accumulation of a red-brown sludge
in radiators is evidence of oxygen contamination.
From the E-pH diagrams in Figs. 1.7 and 1.8, it is apparent that for
a given corrosion potential, the hydrogen production is thermodynamically more favorable at low pH values. The production of hydrogen is,
in fact, quite common in microenvironments where the pH can be lowered to very low values, leading to severe corrosion damage even at
very low oxygen levels. The corrosive microenvironment prevailing
under surface deposits is very different from the bulk solution. In particular, the pH of such microenvironments tends to be very acidic. The
formation of acidified microenvironments is related to the hydrolysis
of corrosion products and the formation of differential aeration cells
between the bulk environment and the region under the deposits (see
Crevice Corrosion in Sec. 5.2.1). Surface deposits in radiators can
result from corrosion products (iron oxides), scale, the settling of suspended solids, or microbiological activity. The potential range in which
26
Chapter One
the hydrogen reduction reaction can participate in corrosion reactions
clearly widens toward the low end of the pH scale. If such deposits are
not removed periodically by cleaning, perforations by localized corrosion can be expected.
1.2.2
Filiform corrosion
Filiform corrosion is a localized form of corrosion that occurs under a
variety of coatings. Steel, aluminum, and other alloys can be particularly affected by this form of corrosion, which has been of particular
concern in the food packaging industry. Readers living in humid
coastal areas may have noticed it from time to time on food cans left in
storage for long periods. It can also affect various components during
shipment and storage, given that many warehouses are located near
seaports. This form of corrosion, which has a “wormlike” visual
appearance, can be explained on the basis of microenvironmental
effects and the relevant E-pH diagrams.
Filiform corrosion is characterized by an advancing head and a tail
of corrosion products left behind in the corrosion tracks (or “filaments”), as shown in Fig. 1.10. Active corrosion takes place in the
head, which is filled with corrosive solution, while the tail is made up
of relatively dry corrosion products and is usually considered to be
inactive.
The microenvironments produced by filiform corrosion of steel are
illustrated in Fig. 1.11.7 Essentially, a differential aeration cell is set up
under the coating, with the lowest concentration of oxygen at the head
Coated alloy
Tail
Back of head
X
Front of head
Head
Direction of propagation
Figure 1.10 Illustration of the filament nature of filiform corrosion.
Aqueous Corrosion
27
X
low oxygen
low pH
;;;;;;;;;;;
;;;;;;;;;;;
;;;;;;;;;;;
;;;;;;;;;;;
;;;;;;;;;;;
;;;;;;;;;;;
;;;;;;;;;;;
;;;;;;;;;;;
Primary
Anode
Primary
Cathode
;;;;;;;
;;;;;;;
;;;;;;;
;;;;;;;
higher oxygen
higher pH
Coating
Oxygen
Alloy
Stable Corrosion
Products
“Liquid
Cell”
Head
Tail
Figure 1.11 Graphical representation of the microenvironments created by filiform
corrosion.
of the filament. The oxygen concentration gradient can be rationalized
by oxygen diffusion through the porous tail to the head region. A characteristic feature of such a differential aeration cell is the acidification
of the electrolyte with low oxygen concentration. This leads to the formation of an anodic metal dissolution site at the front of the head of
the corrosion filament (Fig. 1.11). For iron, pH values at the front of the
head of 1 to 4 and a potential of close to 0.44 V (SHE) have been
reported. In contrast, at the back of the head, where the cathodic reaction dominates, the prevailing pH is around 12. The conditions prevailing at the front and back of the head for steel undergoing filiform
corrosion are shown relative to the E-pH diagram in Fig. 1.12. The diagram confirms active corrosion at the front, the buildup of ferric
hydroxide at the back of the head, and ferric hydroxide filling the tail.
In filiform corrosion damage to aluminum, an electrochemical
potential at the front of the head of 0.73 V (SHE) has been report-
28
Chapter One
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
B
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
Fe(OH)
;;;;;;;;;;;;;;;;
Fe
A
;;;;;;;;;;;;;;;;
Back of head
;;;;;;;;;;;;;;;;
high pH, cathode
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;
Fe(OH
;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;; ) ;;;;;
HFeO
;;;;;
Front of head,
;;;;;
low pH, anode
Hydrogen evolution
;;;;;
is not possible
1.6
Potential (V vs SHE)
0.8
3
2+
0
2
2
-0.8
Fe
-1.6
0
2
4
6
8
10
12
14
pH
Figure 1.12 E-pH diagram of the iron-water system with an emphasis on the microenvi-
ronments produced by filiform corrosion.
ed, together with a 0.09-V difference between the front and the back
of the head.8 Reported acidic pH values close to 1 at the head and
higher fluctuating values in excess of 3.5 associated with the tail
allow the positions in the E-pH diagram to be determined, as shown
in Fig. 1.13. Active corrosion at the front and the buildup of corrosion
products toward the tail is predicted on the basis of this diagram. It
should be noted that the front and back of the head positions on the
E-pH diagram lie below the hydrogen evolution line. It is thus not
surprising that hydrogen evolution has been reported in filiform corrosion of aluminum.
Potential (V vs SHE)
0.8
0
Al2O3.3H 2O
1.6
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
B
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
A
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
Al
;;;;;;;;;
;;;;;;;;;
;;;;;;;;;
Aqueous Corrosion
Hydrogen evolution
is possible
-0.8
Al
0
2
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
AlO
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
;;;;;;;;;;;;;
2
Back of
head,
higher
pH,
cathode
Front of head,
low pH, anode
3+
-1.6
29
4
6
8
10
12
14
pH
Figure 1.13 E-pH diagram of the aluminum-water system with an emphasis on the
microenvironments produced by filiform corrosion.
1.2.3 Corrosion of reinforcing steel in
concrete
Concrete is the most widely produced material on earth; its production
exceeds that of steel by about a factor of 10 in tonnage. While concrete
has a very high compressive strength, its strength in tension is very
low (only a few megapascals). The main purpose of reinforcing steel
(rebar) in concrete is to improve the tensile strength and toughness of
the material. The steel rebars can be considered to be macroscopic
fibers in a “fiber-reinforced” composite material. The vast majority of
reinforcing steel is of the unprotected carbon steel type. No significant
30
Chapter One
alloying additions or protective coatings for corrosion resistance are
associated with this steel.
In simplistic terms, concrete is produced by mixing cement clinker,
water, fine aggregate (sand), coarse aggregate (stone), and other chemical additives. When mixed with water, the anhydrous cement clinker
compounds hydrate to form cement paste. It is the cement paste that
forms the matrix of the composite concrete material and gives it its
strength and rigidity, by means of an interconnected network in which
the aggregate particles are embedded. The cement paste is porous in
nature. An important feature of concrete is that the pores are filled
with a highly alkaline solution, with a pH between 12.6 and 13.8 at
normal humidity levels. This highly alkaline pore solution arises from
by-products of the cement clinker hydration reactions such as NaOH,
KOH, and Ca(OH) 2. The maintenance of a high pH in the concrete pore
solution is a fundamental feature of the corrosion resistance of carbon
steel reinforcing bars.
At the high pH levels of the concrete pore solution, without the
ingress of corrosive species, reinforcing steel embedded in concrete
tends to display completely passive behavior as a result of the formation of a thin protective passive film. The corrosion potential of passive
reinforcing steel tends to be more positive than about 0.52 V (SHE)
according to ASTM guidelines.9 The E-pH diagram in Fig. 1.14 confirms the passive nature of steel under these conditions. It also indicates that the oxygen reduction reaction is the cathodic half-cell
reaction applicable under these highly alkaline conditions.
One mechanism responsible for severe corrosion damage to reinforcing steel is known as carbonation. In this process, carbon dioxide from
the atmosphere reacts with calcium hydroxide (and other hydroxides)
in the cement paste following reaction (1.6).
Ca(OH)2 CO2 → CaCO3 H 2O
(1.6)
The pore solution is effectively neutralized by this reaction.
Carbonation damage usually appears as a well-defined “front” parallel
to the outside surface. Behind the front, where all the calcium hydroxide has reacted, the pH is reduced to around 8, whereas ahead of the
front, the pH remains above 12.6. When the carbonation front reaches
the reinforcement, the passive film is no longer stable, and active corrosion is initiated. Figure 1.14 shows that active corrosion is possible
at the reduced pH level. Damage to the concrete from carbonationinduced corrosion is manifested in the form of surface spalling, resulting from the buildup of voluminous corrosion products at the
concrete-rebar interface (Fig. 1.15).
A methodology known as re-alkalization has been proposed as a
remedial measure for carbonation-induced reinforcing steel corro-
Aqueous Corrosion
1.6
Potential (V vs SHE)
0.8
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
B
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
Decreasing pH
;;;;;;;;;;;;;;;
from carbonation
;;;;;;;;;;;;;;;
makes shift to
Fe
A
;;;;;;;;;;;;;;;
active field
;;;;;;;;;;;;;;;
possible
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;; Fe O
Potential range
associated
with passive
reinforcing steel
2+
0
31
;;;;
HFeO
;;;;
Re-alkalization
attempts to;;;;
3 4
-0.8
Fe
re-establish
passivity
-1.6
0
2
4
2
6
8
10
12
14
pH
Figure 1.14 E-pH diagram of the iron-water system with an emphasis on the microenviron-
ments produced during corrosion of reinforcing steel in concrete.
sion. The aim of this treatment is to restore alkalinity around the
reinforcing bars of previously carbonated concrete. A direct current is
applied between the reinforcing steel cathode and external anodes
positioned against the external concrete surface and surrounded by
electrolyte. Sodium carbonate has been used as the electrolyte in this
process, which typically requires several days for effectiveness.
Potential disadvantages of the treatment include reduced bond
strength, increased risk of alkali-aggregate reaction, microstructural
changes in the concrete, and hydrogen embrittlement of the reinforcing steel. It is apparent from Fig. 1.14 that hydrogen reduction can
occur on the reinforcing steel cathode if its potential drops to highly
negative values.
32
Chapter One
Cracking and spalling of the concrete cover
;;;;;;
;;;;;;
;;;;;;
Stresses due to
corrosion product buildup
Reduced pH levels due to carbonation
Voluminous corrosion
products
Reinforcing steel
Figure 1.15 Graphical representation of the corrosion of reinforcing steel in concrete
leading to cracking and spalling.
1.3
Kinetic Principles
Thermodynamic principles can help explain a corrosion situation in
terms of the stability of chemical species and reactions associated with
corrosion processes. However, thermodynamic calculations cannot be
used to predict corrosion rates. When two metals are put in contact,
they can produce a voltage, as in a battery or electrochemical cell (see
Galvanic Corrosion in Sec. 5.2.1). The material lower in what has been
called the “galvanic series” will tend to become the anode and corrode,
while the material higher in the series will tend to support a cathodic
reaction. Iron or aluminum, for example, will have a tendency to corrode when connected to graphite or platinum. What the series cannot
predict is the rate at which these metals corrode. Electrode kinetic
principles have to be used to estimate these rates.
1.3.1 Kinetics at equilibrium: the exchange
current concept
The exchange current I0 is a fundamental characteristic of electrode
behavior that can be defined as the rate of oxidation or reduction at an
equilibrium electrode expressed in terms of current. The term
exchange current, in fact, is a misnomer, since there is no net current
flow. It is merely a convenient way of representing the rates of oxidation and reduction of a given single electrode at equilibrium, when no
loss or gain is experienced by the electrode material. For the corrosion
of iron, Eq. (1.1), for example, this would imply that the exchange cur-
Aqueous Corrosion
33
rent is related to the current in each direction of a reversible reaction,
i.e., an anodic current Ia representing Eq. (1.7) and a cathodic current
Ic representing Eq. (1.8).
Fe → Fe2 2e
(1.7)
Fe ← Fe2 2e
(1.8)
Since the net current is zero at equilibrium, this implies that the
sum of these two currents is zero, as in Eq. (1.9). Since Ia is, by convention, always positive, it follows that, when no external voltage or
current is applied to the system, the exchange current is as given by
Eq. (1.10).
Ia Ic 0
(1.9)
Ia Ic I0
(1.10)
There is no theoretical way of accurately determining the exchange
current for any given system. This must be determined experimentally. For the characterization of electrochemical processes, it is always
preferable to normalize the value of the current by the surface area of
the electrode and use the current density, often expressed as a small i,
i.e., i I/surface area. The magnitude of exchange current density is
a function of the following main variables:
1. Electrode composition. Exchange current density depends upon
the composition of the electrode and the solution (Table 1.1). For redox
reactions, the exchange current density would depend on the composition of the electrode supporting an equilibrium reaction (Table 1.2).
TABLE 1.1
Exchange Current Density (i 0)
for Mz+/M Equilibrium in Different Acidified
Solutions (1M)
Electrode
Solution
log10i0, A/cm2
Antimony
Bismuth
Copper
Iron
Lead
Nickel
Silver
Tin
Titanium
Titanium
Zinc
Zinc
Zinc
Chloride
Chloride
Sulfate
Sulfate
Perchlorate
Sulfate
Perchlorate
Chloride
Perchlorate
Sulfate
Chloride
Perchlorate
Sulfate
4.7
1.7
4.4; 1.7
8.0; 8.5
3.1
8.7; 6.0
0.0
2.7
3.0
8.7
3.5; 0.16
7.5
4.5
34
Chapter One
TABLE 1.2
Exchange Current Density (i 0) at 25°C for Some Redox Reactions
System
Cr3/Cr2
Ce4/Ce3
Fe3/Fe2
H/H2
O2 reduction
Electrode Material
Solution
Mercury
Platinum
Platinum
Rhodium
Iridium
Palladium
Gold
Lead
Mercury
Nickel
Tungsten
Platinum
Platinum 10%–Rhodium
Rhodium
Iridium
KCl
H2SO4
H2SO4
H2SO4
H2SO4
H2SO4
H2SO4
H2SO4
H2SO4
H2SO4
H2SO4
Perchloric acid
Perchloric acid
Perchloric acid
Perchloric acid
log10i0, A/cm2
6.0
4.4
2.6
7.8
2.8
2.2
3.6
11.3
12.1
5.2
5.9
9.0
9.0
8.2
10.2
TABLE 1.3 Approximate
Exchange Current Density (i 0) for
the Hydrogen Oxidation Reaction
on Different Metals at 25°C
Metal
log10i0, A/cm2
Pb, Hg
Zn
Sn, Al, Be
Ni, Ag, Cu, Cd
Fe, Au, Mo
W, Co, Ta
Pd, Rh
Pt
13
11
10
7
6
5
4
2
Table 1.3 contains the approximate exchange current density for the
reduction of hydrogen ions on a range of materials. Note that the value for the exchange current density of hydrogen evolution on platinum
is approximately 102 A/cm2, whereas that on mercury is 1013 A/cm2.
2. Surface roughness. Exchange current density is usually
expressed in terms of projected or geometric surface area and depends
upon the surface roughness. The higher exchange current density for
the H/H2 system equilibrium on platinized platinum (102 A/cm2)
compared to that on bright platinum (103 A/cm2) is a result of the larger specific surface area of the former.
3. Soluble species concentration. The exchange current is also a
complex function of the concentration of both the reactants and the
products involved in the specific reaction described by the exchange
current. This function is particularly dependent on the shape of the
charge transfer barrier across the electrochemical interface.
Aqueous Corrosion
35
4. Surface impurities. Impurities adsorbed on the electrode surface usually affect its exchange current density. Exchange current density for the H/H2 system is markedly reduced by the presence of trace
impurities like arsenic, sulfur, and antimony.
1.3.2
Kinetics under polarization
When two complementary processes such as those illustrated in Fig.
1.1 occur over a single metallic surface, the potential of the material
will no longer be at an equilibrium value. This deviation from equilibrium potential is called polarization. Electrodes can also be polarized
by the application of an external voltage or by the spontaneous production of a voltage away from equilibrium. The magnitude of polarization is usually measured in terms of overvoltage , which is a
measure of polarization with respect to the equilibrium potential Eeq of
an electrode. This polarization is said to be either anodic, when the
anodic processes on the electrode are accelerated by changing the specimen potential in the positive (noble) direction, or cathodic, when the
cathodic processes are accelerated by moving the potential in the negative (active) direction. There are three distinct types of polarization
in any electrochemical cell, the total polarization across an electrochemical cell being the summation of the individual elements as
expressed in Eq. (1.11):
total
where
act
conc
iR
(1.11)
activation overpotential, a complex function describing
the charge transfer kinetics of the electrochemical
processes. act is predominant at small polarization currents or voltages.
conc concentration overpotential, a function describing the
mass transport limitations associated with electrochemical processes. conc is predominant at large polarization
currents or voltages.
iR ohmic drop. iR follows Ohm’s law and describes the polarization that occurs when a current passes through an
electrolyte or through any other interface, such as surface
film, connectors, etc.
act
Activation polarization. When some steps in a corrosion reaction con-
trol the rate of charge or electron flow, the reaction is said to be under
activation or charge-transfer control. The kinetics associated with
apparently simple processes rarely occur in a single step. The overall
anodic reaction expressed in Eq. (1.1) would indicate that metal atoms
36
Chapter One
in the metal lattice are in equilibrium with an aqueous solution containing Fe2 cations. The reality is much more complex, and one would need
to use at least two intermediate species to describe this process, i.e.,
Felattice → Fesurface
Fesurface → Fe2
surface
2
Fe2
surface → Fe solution
In addition, one would have to consider other parallel processes,
such as the hydrolysis of the Fe 2 cations to produce a precipitate or
some other complex form of iron cations. Similarly, the equilibrium
between protons and hydrogen gas [Eq. (1.2)] can be explained only by
invoking at least three steps, i.e.,
H → Hads
Hads Hads → H2 (molecule)
H2 (molecule) → H2 (gas)
The anodic and cathodic sides of a reaction can be studied individually by using some well-established electrochemical methods in which the
response of a system to an applied polarization, current or voltage, is
studied. A general representation of the polarization of an electrode supporting one redox system is given in the Butler-Volmer equation (1.12):
ireaction i0
exp
冦 exp 冢
reaction
冤 (1
reaction
)
nF
RT
nF
RT
reaction
reaction
冣
冥冧
(1.12)
where i reaction anodic or cathodic current
reaction charge transfer barrier or symmetry coefficient for the
anodic or cathodic reaction, close to 0.5
E
reaction
applied Eeq, i.e., positive for anodic polarization and
negative for cathodic polarization
n number of participating electrons
R gas constant
T absolute temperature
F Faraday
Aqueous Corrosion
37
When reaction is anodic (i.e., positive), the second term in the ButlerVolmer equation becomes negligible and ia can be more simply
expressed by Eq. (1.13) and its logarithm, Eq. (1.14):
冤 冢
ia i0 exp a
a
nF
RT
ba log10
a
冣冥
(1.13)
ia
i0
冢 冣
(1.14)
where ba is the Tafel coefficient that can be obtained from the slope of
a plot of against log i, with the intercept yielding a value for i0.
ba 2.303
RT
nF
(1.15)
Similarly, when reaction is cathodic (i.e., negative), the first term in
the Butler-Volmer equation becomes negligible and ic can be more simply expressed by Eq. (1.16) and its logarithm, Eq. (1.17), with bc
obtained by plotting versus log i [Eq. (1.18)]:
ic i0
nF
冦 exp 冤(1 ) RT
冥冧
i
b log 冢 冣
i
c
c
c
c
10
c
(1.16)
(1.17)
0
bc 2.303
RT
nF
(1.18)
Concentration polarization. When the cathodic reagent at the corroding
surface is in short supply, the mass transport of this reagent could
become rate controlling. A frequent case of this type of control occurs
when the cathodic processes depend on the reduction of dissolved oxygen. Table 1.4 contains some data related to the solubility of oxygen in
air-saturated water at different temperatures, and Table 1.5 contains
some data on the solubility of oxygen in seawater of different salinity
and chlorinity.10
Because the rate of the cathodic reaction is proportional to the surface concentration of the reagent, the reaction rate will be limited by a
drop in the surface concentration. For a sufficiently fast charge transfer, the surface concentration will fall to zero, and the corrosion
process will be totally controlled by mass transport. As indicated in
Fig. 1.16, mass transport to a surface is governed by three forces: dif-
38
Chapter One
TABLE 1.4
Solubility of Oxygen in Air-Saturated Water
Temperature, °C
Volume, cm3*
Concentration, ppm
Concentration (M), mol/L
0
5
10
15
20
25
30
10.2
8.9
7.9
7.0
6.4
5.8
5.3
14.58
12.72
11.29
10.00
9.15
8.29
7.57
455.5
397.4
352.8
312.6
285.8
259.0
236.7
*cm3 per kg of water at 0°C.
TABLE 1.5 Oxygen Dissolved in Seawater in Equilibrium with a Normal
Atmosphere
Chlorinity,* %
0
5
10
15
20
Salinity,† %
0
9.06
18.08
27.11
36.11
11.89
10.49
9.37
8.46
7.77
7.04
6.41
11.00
9.74
8.72
7.92
7.23
6.57
5.37
Temperature, °C
0
5
10
15
20
25
30
ppm
14.58
12.79
11.32
10.16
9.19
8.39
7.67
13.70
12.02
10.66
9.67
8.70
7.93
7.25
12.78
11.24
10.01
9.02
8.21
7.48
6.80
*Chlorinity refers to the total halogen ion content as titrated by the addition of silver
nitrate, expressed in parts per thousand (%).
†Salinity refers to the total proportion of salts in seawater, often estimated empirically as
chlorinity 1.80655, also expressed in parts per thousand (%).
fusion, migration, and convection. In the absence of an electric field,
the migration term is negligible, and the convection force disappears
in stagnant conditions.
For purely diffusion-controlled mass transport, the flux of a species
O to a surface from the bulk is described with Fick’s first law (1.19),
JO DO
CO
x
冢 冣
(1.19)
where JO flux of species O, mol s1 cm2
DO diffusion coefficient of species O, cm2 s1
CO
concentration gradient of species O across the interface,
x
mol cm4
The diffusion coefficient of an ionic species at infinite dilution can be
estimated with the help of the Nernst-Einstein equation (1.20), which
relates DO to the conductivity of the species ( O):
Aqueous Corrosion
39
Fe2+
Fe2+
2eH+
e-
diffusion
H+
e-
Mass transport
migration
convection
H+
H+
exchange current density (i 0 )
Charge transfer
Tafel slope (b)
activation barrier ()
Figure 1.16 Graphical representation of the processes occurring at an electrochemical
interface.
DO
RT O
|zO|2F 2
(1.20)
where zO the valency of species O
R gas constant, i.e., 8.314 J mol1 K1
T absolute temperature, K
F Faraday’s constant, i.e., 96,487 C mol1
Table 1.6 contains values for DO and O of some common ions. For
more practical situations, the diffusion coefficient can be approximated with the help of Eq. (1.21), which relates DO to the viscosity of the
solution and absolute temperature:
TA
DO
(1.21)
where A is a constant for the system.
TABLE 1.6
Conductivity and Diffusion Coefficients of Selected Ions at Infinite Dilution in Water at 25°C
Cation
|z|
, S cm2 mol1
H
1
349.8
Li
1
38.7
Na
K
1
1
50.1
73.5
D
105, cm2 s1
, S cm2 mol1
D
105, cm2 s1
Anion
|z|
9.30
OH
1
197.6
5.25
1.03
F
1
55.4
1.47
1.33
Cl
1
76.3
2.03
1.95
NO3
1
71.4
1.90
Ca2
2
119.0
0.79
ClO4
1
67.3
1.79
Cu2
2
107.2
0.71
SO42
2
160.0
1.06
Zn2
2
105.6
0.70
CO32
2
138.6
0.92
2.26
HSO4
1
50.0
1.33
2.44
HCO31
1
41.5
1.11
O2
H2O
—
—
—
—
Aqueous Corrosion
41
The region near the metallic surface where the concentration gradient occurs is also called the diffusion layer . Since the concentration gradient CO/ x is greatest when the surface concentration of
species O is completely depleted at the surface (i.e., CO 0), it follows
that the cathodic current is limited in that condition, as expressed by
Eq. (1.22):
ic iL nFDO
CO,,bulk
(1.22)
For intermediate cases, conc can be evaluated using an expression
[Eq. (1.23)] derived from the Nernst equation:
conc
冢
2.303RT
i
log10 1
nF
iL
冣
(1.23)
where 2.303RT/F 0.059 V when T 298.16 K.
Ohmic drop. The ohmic resistance of a cell can be measured with a
milliohmmeter by using a high-frequency signal with a four-point
technique. Table 1.7 lists some typical values of water conductivity.10
While the ohmic drop is an important parameter to consider when
designing cathodic and anodic protection systems, it can be minimized, when carrying out electrochemical tests, by bringing the reference electrode into close proximity with the surface being monitored.
For naturally occurring corrosion, the ohmic drop will limit the influence of an anodic or a cathodic site on adjacent metal areas to a certain distance depending on the conductivity of the environment. For
naturally occurring corrosion, the anodic and cathodic sites often are
adjacent grains or microconstituents and the distances involved are
very small.
TABLE 1.7
Resistivity of Waters
Water
Pure water
Distilled water
Rainwater
Tap water
River water (brackish)
Seawater (coastal)
Seawater (open sea)
, cm
20,000,000
500,000
20,000
1000–5000
200
30
20–25
42
1.3.3
Chapter One
Graphical presentation of kinetic data
Electrode kinetic data are typically presented in a graphical form
called Evans diagrams, polarization diagrams, or mixed-potential diagrams. These diagrams are useful in describing and explaining many
corrosion phenomena. According to the mixed-potential theory underlying these diagrams, any electrochemical reaction can be algebraically divided into separate oxidation and reduction reactions with no net
accumulation of electric charge. In the absence of an externally
applied potential, the oxidation of the metal and the reduction of some
species in solution occur simultaneously at the metal/electrolyte interface. Under these circumstances, the net measurable current is zero
and the corroding metal is charge-neutral, i.e., all electrons produced
by the corrosion of a metal have to be consumed by one or more cathodic processes (e produced equal e consumed with no net accumulation
of charge).
It is also important to realize that most textbooks present corrosion
current data as current densities. The main reason for that is simple:
Current density is a direct characteristic of interfacial properties.
Corrosion current density relates directly to the penetration rate of a
metal. If one assumes that a metallic surface plays equivalently the
role of an anode and that of a cathode, one can simply balance the current densities and be done with it. In real cases this is not so simple.
The assumption that one surface is equivalently available for both
processes is indeed too simplistic. The occurrence of localized corrosion
is a manifest proof that the anodic surface area can be much smaller
than the cathodic. Additionally, the size of the anodic area is often
inversely related to the severity of corrosion problems: The smaller the
anodic area and the higher the ratio of the cathodic surface Sc to the
anodic surface Sa, the more difficult it is to detect the problem.
In order to construct mixed-potential diagrams to model a corrosion
situation, one must first gather (1) the information concerning the
activation overpotential for each process that is potentially involved
and (2) any additional information for processes that could be affected
by concentration overpotential. The following examples of increasing
complexity will illustrate the principles underlying the construction of
mixed-potential diagrams.
The following sections go through the development of detailed equations and present some examples to illustrate how mixed-potential
models can be developed from first principles.
1. For simple cases in which corrosion processes are purely activationcontrolled
2. For cases in which concentration controls at least one of the corrosion processes
Aqueous Corrosion
43
For purely activation-controlled
processes, each reaction can be described by a straight line on an E
versus log i plot, with positive Tafel slopes for anodic processes and
negative Tafel slopes for cathodic processes. The corrosion anodic
processes are never limited by concentration effects, but they can be
limited by the passivation or formation of a protective film.
Activation-controlled processes.
Since 1 mA cm2 corresponds to a penetration rate of 1.2 cm per
year, it is meaningless, in corrosion studies, to consider current density values higher than 10 mA cm2 or 102 A cm2.
Note:
The currents for anodic and cathodic reactions can be obtained
with the help of Eqs. (1.14) and (1.17), respectively, which generally
state how the overpotential varies with current, as in the following
equation:
b log10(I/I0) b log10(I) b log10 (I0)
E Eeq
E Eapplied
Eeq equilibrium or Nernst potential
I0 exchange current i0S
i0 exchange current density
S surface area
where
One normally uses the graphical representation, illustrated in
cases 1 to 3, to determine Ecorr and Icorr. It is also possible to solve
these problems mathematically, as illustrated in the following transformations.
The applied potential is
E Eeq b log10(I) b log10(I0)
and the applied current can then be written as
log10(I)
log10(Io )
b
E Eeq
log10 (I0)
b
or
I 10[(E Eeq)/b log10 (I0)]
at Ecorr,
Ia Ic
and hence
and
Ea Ec Ecorr
44
Chapter One
Ecorr Eeq, a
(Ecorr Eeq, c)
log10(I0, a)
log10(I0, c)
ba
bc
or
bc(Ecorr Eeq, a) bc ba log10(I0, a) ba(Ecorr Eeq, c) bcba log10(I0, c)
and
bc Ecorr ba Ecorr bc Eeq, a baEeq, c bcba[log10(I0, c) log10(I0, a) ]
finally
Ecorr
bc Eeq, a ba Eeq, c
bc ba
bcba[log10(I0, c) log10(I0, a) ]
bc ba
One can obtain I corr by substituting Ecorr in one of the previous
expressions, i.e.,
Ecorr Eeq, a ba log10(Icorr) b log10(I0, a)
or
ba log10(Icorr) Ecorr Eeq, a b log10(I0, a)
and
log10(Icorr)
First case:
Ecorr Eeq, a b log10(I0, a)
ba
iron in a deaerated acid solution at 25° C, pH 0.
Anodic reaction
Surface area 1 cm2
Fe → Fe2 2e
E 0 0.44 V versus SHE
For a corroding metal, one can assume that Eeq E 0.
i0 106 A cm2
I0 1
106 A
ba 0.120 V/decade
Aqueous Corrosion
45
Cathodic reaction
Surface area 1 cm2
2H2e → H2
E0 0.0 V versus SHE
Eeq E0 0.059 log10aH 0.0 0 0.0 V versus SHE
i0 106 A cm2
I0 1
106 A
bc 0.120 V/decade
The mixed-potential diagram of this system is shown in Fig. 1.17,
and the resultant polarization plot of the system is shown in Fig. 1.18.
Second case:
zinc in a deaerated acid solution at 25°C, pH 0.
Anodic reaction
Zn → Zn2 2e
E0 0.763 V versus SHE
0.2
0.1
2H++ 2e- → H2
Potential (V vs SHE)
0
-0.1
Ecorr & Icorr
-0.2
-0.3
-0.4
Fe → Fe2+ + 2e-0.5
-0.6
-8
-7
-6
-5
-4
Log (I(A))
Figure 1.17 The iron mixed-potential diagram at 25°C and pH 0.
-3
-2
46
Chapter One
0
Fe → Fe2+ + 2 e -0.1
Potential (V vs SHE)
Ecorr & Icorr
-0.2
-0.3
2H++ 2e- → H2
-0.4
-5.5
-5
-4.5
-4
-3.5
-3
-2.5
-2
Log (I(A))
Figure 1.18
The polarization curve corresponding to iron in a pH 0 solution at 25°C
(Fig. 1.17).
For a corroding metal, one can assume that Eeq E0.
i0 107 A cm2
ba 0.120 V/decade
Cathodic reaction
2H 2e → H2
E0 0.0 V versus SHE
Eeq E0 0.059 log aH 0.0 0 0.0 V versus SHE
i0 1010 A cm2
ba 0.120 V/decade
The mixed-potential diagram of this system is shown in Fig. 1.19,
and the resultant polarization plot of the system is shown in Fig. 1.20.
Third case:
iron in a deaerated neutral solution at 25°C, pH 5.
Aqueous Corrosion
47
0.2
+
Potential (V vs SHE)
-
2H + 2e → H 2
0
-0.2
-0.4
E corr & I corr
-0.6
Zn → Zn
2+
+ 2e
-
-0.8
-1
-12
-11
-10
-9
-8
-7
-6
-5
-4
-3
-2
Log (I(A))
Figure 1.19 The zinc mixed-potential diagram at 25°C and pH 0.
Anodic reaction
Surface area 1 cm2
Fe → Fe2 2e
E0 0.44 V versus SHE
For a corroding metal, one can assume that Eeq E0.
i0 106 A cm2
I0 1
106 A
ba 0.120 V/decade
Cathodic reaction
Surface area 1 cm2
2H 2e → H2
Eeq E0 0.059 log10aH 0.0 0.059
i0 10
6
A cm
2
I0 1 106 A
bc 0.120 V/decade
(5) 0.295 V versus SHE
-0.2
-0.3
Zn → Zn2+ + 2e-
Potential (V vs SHE)
-0.4
-0.5
-0.6
-0.7
-0.8
Ecorr & Icorr
2H++ 2e- → H2
-0.9
-1
-7
-6
-5
-4
-3
-2
-1
Log (I(A))
Figure 1.20 The polarization curve corresponding to zinc in a pH 0 solution at 25°C
(Fig. 1.19).
0
Potential (V vs SHE)
-0.1
-0.2
2H++ 2e- → H2
-0.3
Ecorr & Icorr
-0.4
Fe → Fe2+ + 2e-0.5
-0.6
-8
-7
-6
-5
-4
Log (I(A))
Figure 1.21 The iron mixed-potential diagram at 25°C and pH 5.
48
-3
-2
Aqueous Corrosion
49
-0.2
Fe → Fe2+ + 2e-0.25
Potential (V vs SHE)
Ecorr & Icorr
-0.3
-0.35
-0.4
-0.45
2H++ 2e- → H2
-0.5
-6
-5.8
-5.6
-5.4
-5.2
-5
-4.8
-4.6
-4.4
-4.2
-4
Log (I(A))
Figure 1.22 The polarization curve corresponding to iron in a pH 5 solution at 25°C
(Fig. 1.21).
The mixed-potential diagram of this system is shown in Fig. 1.21,
and the resultant polarization plot of the system is shown in Fig. 1.22.
When concentration control is
added to a process, it simply adds to the polarization, as in the following equation:.
Concentration-controlled processes.
tot
act
conc
We know that, for purely activation-controlled systems, the current
can be derived from the voltage with the following expression:
I 10 [(E Eeq)/b log10 (I0)]
In order to simplify the expression of the current in the presence of
concentration effects suppose that
A 10 [ (E Eeq)/b log10 (I0)]
tot
E Eeq
act
and
I I1 A/(I1 A)
conc
50
Chapter One
where I1 is the limiting current of the cathodic process.
Fourth case: iron in an aerated neutral solution at 25°C, pH 5,
I1 104 A.
Anodic reaction
Surface area 1 cm2
Fe → Fe2 2e
For a corroding metal, one can assume that Eeq E0.
i0 106 A cm2
I0 1
106 A
ba 0.120 V/decade
Cathodic reactions
Surface area 1 cm2
2H 2e → H2
Eeq E0 0.059 log10aH 0.0 0.059
i0 10
A cm
I0 1
106 A
6
(5) 0.295 V versus SHE
2
bc 0.120 V/decade
O2 4H 4e → 2H2O
E0 1.229 V versus SHE
Eeq E0 0.059 log10aH (0.059/4) log10(pO2)
Supposing pO 2 0.2,
Eeq 1.229 0.059
i0 10
A cm
I0 1
107 A
7
(5) 0.0148
(0.699) 0.9237 V versus SHE
2
bc 0.120 V/decade
i1 I1 104 A
The mixed-potential diagram of this system is shown in Fig. 1.23,
and the resultant polarization plot of the system is shown in Fig. 1.24.
Fifth case:
iron in an aerated neutral solution at 25°C, pH 2, I1
104.5 A.
Surface area 1 cm2
1
O2 + 4H++ 4e- → 2H 2O
0.8
Potential (V vs SHE)
0.6
0.4
0.2
Ecorr & Icorr
2H++ 2e- → H2
0
-0.2
-0.4
Fe → Fe2+ + 2e-
-0.6
-0.8
-8
-7
-6
-5
-4
-3
-2
Log (I(A))
Figure 1.23 The iron mixed-potential diagram at 25°C and pH 5 in an aerated solution
with a limiting current of 104 A for the reduction of oxygen.
0
O2 + 4H++ 4e- → 2H2O
-0.1
Potential (V vs SHE)
Fe → Fe2+ + 2e-0.2
-0.3
Ecorr & Icorr
-0.4
-0.5
-0.6
2H++ 2e- → H2
-0.7
-6
-5.5
-5
-4.5
-4
-3.5
-3
-2.5
-2
Log (I(A))
Figure 1.24 The polarization curve corresponding to iron in a pH 5 solution at 25°C in an
aerated solution with a limiting current of 104 A for the reduction of oxygen (Fig. 1.23).
51
1
O2 + 4H++ 4e- → 2H2O
0.8
Potential (V vs SHE)
0.6
0.4
0.2
Ecorr & Icorr
0
2H++ 2e- → H2
-0.2
Fe → Fe2+ + 2e-
-0.4
-0.6
-0.8
-8
-7
-6
-5
-4
-3
-2
Log (I(A))
Figure 1.25 The iron mixed-potential diagram at 25°C and pH 2 in an aerated solution
with a limiting current of 104.5 A for the reduction of oxygen.
0
O2 + 4H++ 4e- → 2H2O
Fe → Fe2+ + 2e-
Potential (V vs SHE)
-0.1
-0.2
Ecorr & Icorr
-0.3
-0.4
-0.5
2H++ 2e- → H2
-0.6
-6
-5.5
-5
-4.5
-4
-3.5
-3
-2.5
-2
Log (I(A))
Figure 1.26 The polarization curve corresponding to iron in a pH 2 solution at 25°C in an
aerated solution with a limiting current of 104.5 A for the reduction of oxygen (Fig. 1.25).
52
1
O2 + 4H++ 4e- → 2H2O
0.8
Potential (V vs SHE)
0.6
0.4
0.2
Ecorr & Icorr
0
2H++ 2e- → H2
-0.2
Fe → Fe2+ + 2e-
-0.4
-0.6
-0.8
-8
-7
-6
-5
-4
-3
-2
Log (I(A))
Figure 1.27 The iron mixed-potential diagram at 25°C and pH 2 in an aerated solution
with a limiting current of 105 A for the reduction of oxygen.
0
Potential (V vs SHE)
O2 + 4H++ 4e- → 2H2O
Fe → Fe2+ + 2e-
-0.1
-0.2
Ecorr & Icorr
-0.3
-0.4
2H++ 2e- → H2
-0.5
-6
-5.5
-5
-4.5
-4
-3.5
-3
-2.5
-2
Log (I(A))
Figure 1.28 The polarization curve corresponding to iron in a pH 2 solution at 25°C in an
aerated solution with a limiting current of 105 A for the reduction of oxygen (Fig. 1.27).
53
54
Chapter One
The only differences from the previous case are that (1) the pH has
become more acidic and (2) the limiting current of the cathodic reaction has decreased to 104.5 A.
2H 2e → H2
Eeq E0 0.059 log10aH 0.0 0.059
(2) 0.118 V versus SHE
The mixed-potential diagram of this system is shown in Fig. 1.25,
and the resultant polarization plot of the system is shown in Fig. 1.26.
Sixth case: iron in an aerated neutral solution at 25°C, pH 2, I1
105 A.
Surface area 1 cm2
The only difference from the previous case is that the limiting current of the cathodic reaction has decreased to 105 A. The mixed-potential diagram of this system is shown in Fig. 1.27, and the resultant
polarization plot of the system is shown in Fig. 1.28.
References
1. Pourbaix, M., Atlas of Electrochemical Equilibria in Aqueous Solutions, Houston,
Tex., NACE International, 1974.
2. Staehle, R. W., Understanding “Situation-Dependent Strength”: A Fundamental
Objective in Assessing the History of Stress Corrosion Cracking, in EnvironmentInduced Cracking of Metals, Houston, Tex., NACE International, 1989, pp. 561–612.
3. Pourbaix, M. J. N., Lectures on Electrochemical Corrosion, New York, Plenum Press,
1973.
4. Guthrie, J., A History of Marine Engineering, London, Hutchinson of London, 1971.
5. Flanagan, G. T. H., Feed Water Systems and Treatment, London, Stanford Maritime
London, 1978.
6. Jones, D. R. H., Materials Failure Analysis: Case Studies and Design Implications,
Headington Hill Hall, U.K., Pergamon Press, 1993.
7. Ruggeri, R. T., and Beck, T. R., An Analysis of Mass Transfer in Filiform Corrosion,
Corrosion 39:452–465 (1983).
8. Slabaugh, W. H., DeJager, W., Hoover, S. E., et al., Filiform Corrosion of Aluminum,
Journal of Paint Technology 44:76–83 (1972).
9. ASTM, Standard Test Method for Half-Cell Potentials of Uncoated Reinforcing Steel
in Concrete, in Annual Book of ASTM Standards, Philadelphia, American Society
for Testing and Materials, 1997.
10. Shreir, L. L., Jarman R. A., and Burstein, G. T., Corrosion Control, Oxford, U.K.,
Butterworth Heinemann, 1994.
Chapter
2
Environments
2.1 Atmospheric Corrosion
2.1.1
2.1.2
Theory of atmospheric corrosion
58
58
61
The cathodic process
62
The anodic process
63
Important practical variables in atmospheric corrosion
66
2.1.3
Atmospheric corrosivity and corrosion rates
69
The ISO methodology
69
Corrosivity classification according to PACER LIME algorithm
78
Direct measurement of atmospheric corrosion and corrosivity
81
2.1.4
2.2
Types of atmospheres and environments
Atmospheric corrosion rates as a function of time
Natural Waters
2.2.1
84
85
Water constituents and pollutants
87
Carbon dioxide and calcium carbonate
92
Dissolved mineral salts
93
Hardness
94
pH of water
96
Organic matter
96
Priority pollutants
97
2.2.2
Essentials of ion exchange
Synthesis
99
100
Physical and chemical structure of resins
101
Selectivity of resins
103
Kinetics
103
Types of ion-exchange resins
2.2.3
Saturation and scaling indices
104
105
The Langelier saturation index
106
Ryznar stability index
108
Puckorius scaling index
108
Larson-Skold index
109
55
56
Chapter Two
Stiff-Davis index
110
Oddo-Tomson index
110
Momentary excess (precipitation to equilibrium)
110
Interpreting the indices
2.2.4
Ion association model
Optimizing storage conditions for low-level nuclear waste
114
Limiting halite deposition in a wet high-temperature gas well
115
Identifying acceptable operating range for ozonated
cooling systems
117
Optimizing calcium phosphate scale inhibitor dosage
in a high-TDS cooling system
122
2.2.5
Software systems
Scaling of cooling water
Scaling of deep well water
2.3 Seawater
2.3.1
Introduction
123
124
126
129
129
Salinity
129
Other ions
131
Precipitation of inorganic compounds from seawater
131
Oxygen
133
Organic compounds
135
Polluted seawater
136
Brackish coastal water
137
2.3.2
Corrosion resistance of materials in seawater
138
Carbon steel
139
Stainless steels
140
Nickel-based alloys
140
Copper-based alloys
140
Effect of flow velocity
140
Effect of temperature
2.4
111
112
Corrosion in Soils
141
142
2.4.1
Introduction
142
2.4.2
Soil classification systems
142
2.4.3
Soil parameters affecting corrosivity
143
Water
143
Degree of aeration
143
pH
143
Soil resistivity
146
Redox potential
146
Chlorides
146
Sulfates
147
Microbiologically influenced corrosion
2.4.4
Soil corrosivity classifications
2.4.5
Corrosion characteristics of selected metals and alloys
Ferrous alloys
147
148
151
151
Nonferrous metals and alloys
151
Reinforced concrete
153
2.4.6
Summary
154
Environments
2.5 Reinforced Concrete
57
154
2.5.1
Introduction
154
2.5.2
Concrete as a structural material
155
2.5.3
Corrosion damage in reinforced concrete
156
Mehta’s holistic model of concrete degradation
156
Corrosion mechanisms
159
Chloride-induced rebar corrosion
159
Carbonation-induced corrosion
2.5.4
Remedial measures
Alternative deicing methods
166
Cathodic protection
168
Electrochemical chloride extraction
170
Re-alkalization
171
Repair techniques
173
Epoxy-coated reinforcing steel
175
Stainless steel rebar
175
Galvanized rebars
177
Corrosion inhibitors
178
Concrete cover and mix design
178
2.5.5
Condition assessment of reinforced concrete structures
Electrochemical corrosion measurements
180
182
Chloride content
183
Petrographic examination
184
Permeability tests
184
2.5.6
Life prediction for corroding reinforced concrete
structures
2.5.7
Other forms of concrete degradation
Alkali-aggregate reaction
2.6
165
166
184
186
186
Freeze-thaw damage
187
Sulfate attack
187
Microbes and Biofouling
2.6.1
Basics of microbiology and MIC
Classification of microorganisms
187
187
190
Bacteria commonly associated with MIC
191
Effect of operating conditions on MIC
195
Identification of microbial problems
2.6.2
Biofouling
Nature of biofilm
197
200
201
Biofilm formation
202
Marine biofouling
205
Problems associated with biofilms
2.6.3
Biofilm control
206
208
Introduction
A practical example: ozone treatment for cooling towers
References
215
216
58
Chapter Two
2.1
Atmospheric Corrosion
Atmospheric corrosion can be defined as the corrosion of materials
exposed to air and its pollutants, rather than immersed in a liquid.
Atmospheric corrosion can further be classified into dry, damp, and
wet categories. This chapter deals only with the damp and wet cases,
which are respectively associated with corrosion in the presence of
microscopic electrolyte (or “moisture”) films and visible electrolyte layers on the surface. The damp moisture films are created at a certain
critical humidity level (largely by the adsorption of water molecules),
while the wet films are associated with dew, ocean spray, rainwater,
and other forms of water splashing.
By its very nature, atmospheric corrosion has been reported to
account for more failures in terms of cost and tonnage than any other
factor. A case study of costly atmospheric corrosion damage on the
Statue of Liberty is presented in Galvanic Corrosion in Sec. 5.2.1.
Atmospheric corrosion damage involving aircraft is presently receiving much attention. An example of the serious consequences of aircraft
corrosion damage is also described in Chap. 5, in Crevice Corrosion in
Sec. 5.2.1. The risk and costs of corrosion are particularly high in aging
aircraft. In one of the few detailed aircraft corrosion cost analyses that
have been performed, it has been estimated that the direct costs alone
of corrosion in U.S. Air Force aircraft exceeded $0.7 billion (FY 1990
dollars), with the oldest aircraft types accounting for approximately
half the cost.1 Similar figures are expected for U.S. Navy aircraft. The
total annual costs in the U.S. aircraft industry have been estimated at
around $4 billion. It is no longer uncommon for aircraft corrosion
maintenance hours to be greater than flight hours.
2.1.1 Types of atmospheres and
environments
The severity of atmospheric corrosion tends to vary significantly among
different locations, and, historically, it has been customary to classify
environments as rural, urban, industrial, marine, or combinations of
these. These types of atmosphere have been described as follows:2
■
Rural. This type of atmosphere is generally the least corrosive and
normally does not contain chemical pollutants, but does contain
organic and inorganic particulates. The principal corrodents are
moisture, oxygen, and carbon dioxide. Arid and tropical types are
special extreme cases in the rural category.
■
Urban. This type of atmosphere is similar to the rural type in that
there is little industrial activity. Additional contaminants are of the
SOx and NOx variety, from motor vehicle and domestic fuel emissions.
Environments
59
■
Industrial. These atmospheres are associated with heavy industrial processing facilities and can contain concentrations of sulfur dioxide, chlorides, phosphates, and nitrates.
■
Marine. Fine windswept chloride particles that get deposited on
surfaces characterize this type of atmosphere. Marine atmospheres
are usually highly corrosive, and the corrosivity tends to be significantly dependent on wind direction, wind speed, and distance from
the coast. It should be noted that an equivalently corrosive environment is created by the use of deicing salts on the roads of many cold
regions of the planet.
Maps have been produced for numerous geographic regions, illustrating the macroscopic variations in atmospheric corrosivity. Such a
map of North America is presented in Fig. 2.1, based on the corrosion
of automobile bodies.3 A similar map of South Africa is shown in Fig.
2.2, schematically representing 20 years of atmospheric exposure testing.4 The coastal regions, extending some 4 to 5 km inland, tend to
have the most corrosive atmospheres because of the effect of
windswept chlorides. High humidity levels tend to exacerbate the
detrimental effects of such chlorides. The effects of rainfall tend to be
more ambiguous. Arguably, rain provides the moisture necessary for
corrosion reactions, but on the other hand it tends to have a cleansing
effect by washing away or diluting corrosive surface species.
Figure 2.1 Geographical representation of car corrosion severity in North America.
60
Chapter Two
Botswana
Namibia
Pretoria
Johannesburg
Swaziland
Lesotho
Durban
Cape Town
Port Elizabeth
Figure 2.2 Corrosivity map of South Africa.
The high corrosion rates along the Gulf Coast and in Florida in Fig.
2.1 can be attributed to the corrosive marine environment. In the
northeastern regions, deicing salts applied to road surfaces in winter
are primarily responsible for the high corrosion rates. While accelerated laboratory testing can be satisfactory for evaluating the corrosion
resistance of new materials and coatings, the automobile proving
grounds are definitively the primary means for testing completed systems. Proving grounds are, in effect, large laboratories. But the proving
ground test contents and procedures can differ sharply among manufacturers. Because each test is expressly different, each brings different
results, and in this type of test, proper interpretation of the test results
is the key to successful testing. For many years, bare steel coupons
were attached to different vehicles in the northeastern United States
and Canada, then periodically removed and measured for metal loss.
The data from these coupons were used to target the corrosion test
objectives to metal loss and to determine the localities with the most
severe corrosion for captive fleet testing and future survey evaluations.
While it is generally important to rank macro-level environments
according to a normalized corrosivity classification, specific information about atmospheric corrosivity and corrosion rates is often
required on the micro level. For example, a corrosion risk assessment
may be required for a military aircraft operating out of a specific air
base environment. One such requirement resulted in a report of the
Environments
Vancouver
61
Saskatoon
Montreal
Halifax
Esquimalt
Kingston
Toronto
New York
Newark
Chicago
Sandy Hook
State College
Richmond
Point
Reyes
Wrightsville Beach
Phoenix
Kure Beach
Civil testing sites
AFB
Key West
Figure 2.3
Locations of atmospheric corrosion testing sites in North America.
corrosion rates of several aluminum alloys after long-term exposure to
different types of outdoor environments, shown in Fig. 2.3, ranging
from relatively benign rural to aggressive industrial and marine environments.5 For the sake of completeness, the results obtained from
another valid source of information were added to Fig. 2.3. These
results were compiled by the International Standards Organization
(ISO) Technical Committee (TC) 156, Corrosion.6
2.1.2
Theory of atmospheric corrosion
A fundamental requirement for electrochemical corrosion processes is
the presence of an electrolyte. Thin-film “invisible” electrolytes tend to
form on metallic surfaces under atmospheric exposure conditions after
a certain critical humidity level is reached. It has been shown that for
iron, the critical humidity is 60 percent in an atmosphere free of sulfur
dioxide. The critical humidity level is not constant and depends on the
corroding material, the tendency of corrosion products and surface
deposits to absorb moisture, and the presence of atmospheric pollutants.
In the presence of thin-film electrolytes, atmospheric corrosion proceeds by balancing anodic and cathodic reactions. The anodic oxidation
reaction involves the dissolution of the metal, while the cathodic reaction is often assumed to be the oxygen reduction reaction. For iron,
62
Chapter Two
2Fe2+ + 4e-
Anode Reaction: 2Fe
Cathode Reaction: O2 + 2H2O + 4e-
-
4OH
Atmosphere
++
Fe
++
Fe
H 2O
Thin Film Electrolyte
OH
H2O O O
4e-
Corroding Metal (Fe)
Figure 2.4 Atmospheric corrosion of iron.
these reactions are illustrated schematically in Fig. 2.4. It should be
noted that corrosive contaminant concentrations can reach relatively
high values in the thin electrolyte films, especially under conditions of
alternate wetting and drying. Oxygen from the atmosphere is also
readily supplied to the electrolyte under thin-film corrosion conditions.
The cathodic process. If it is assumed that the surface electrolyte in
extremely thin layers is neutral or even slightly acidic, then the hydrogen production reaction [Eq. (2.1)] can be ignored for atmospheric corrosion of most metals and alloys.
2H 2e → H2
(2.1)
Exceptions to this assumption would include corrosive attack under
coatings, when the production of hydrogen can cause blistering of the
coating, and other crevice corrosion conditions. The reduction of
atmospheric oxygen is one of the most important reactions in which
electrons are consumed. In the presence of gaseous air pollutants, other reduction reactions involving ozone and sulfur and nitrogen species
have to be considered.7 For atmospheric corrosion in near-neutral electrolyte solution, the oxygen reduction reaction is applicable [Eq. (2.2)].
O2 2H2O 4e → 4OH
(2.2)
Environments
63
Two reaction steps may actually be involved, with hydrogen peroxide as an intermediate, in accordance with Eqs. (2.3) and (2.4).
O2 2H2O 2e → H2O2 2OH
H2O2 2e → 2OH
(2.3)
(2.4)
If oxygen from the atmosphere diffuses through the electrolyte film
to the metal surface, a diffusion-limited current density should apply.
It has been shown that a diffusion transport mechanism for oxygen is
applicable only to an electrolyte-layer thickness of approximately 30
m and under strictly isothermal conditions.8 The predicted theoretical
limiting current density of oxygen reduction in an electrolyte-layer
thickness of 30 m significantly exceeds practical observations of
atmospheric corrosion rates. It can be argued, therefore, that the overall rates of atmospheric corrosion are likely to be controlled not by the
cathodic oxygen reduction process, but rather by the anodic reaction(s).
The anodic process. Equation (2.5) represents the generalized anodic
reaction that corresponds to the rate-determining step of atmospheric
corrosion.
M → Mn ne
(2.5)
The formation of corrosion products, the solubility of corrosion products in the surface electrolyte, and the formation of passive films affect
the overall rate of the anodic metal dissolution process and cause deviations from simple rate equations. Passive films distinguish themselves from corrosion products, in the sense that these films tend to be
more tightly adherent, are of lower thickness, and provide a higher
degree of protection from corrosive attack. Atmospheric corrosive
attack on a surface protected by a passive film tends to be of a localized nature. Surface pitting and stress corrosion cracking in aluminum
and stainless alloys are examples of such attack.
Relatively complex reaction sequences have been proposed for the
corrosion product formation and breakdown processes to explain
observed atmospheric corrosion rates for different classes of metals.
Fundamentally, kinetic modeling rather than equilibrium assessments
appears to be appropriate for the dynamic conditions of alternate wetting and drying of surfaces corroding in the atmosphere. A framework
for treating atmospheric corrosion phenomena on a theoretical basis,
based on six different regimes, has been presented by Graedel9 (Fig.
2.5). The regimes in this so-called GILDES-type model are the gaseous
region (G), the gas-to-liquid interface (I), the surface liquid (L), the
deposition layer (D), the electrodic layer (E), and the corroding solid (S).
64
Chapter Two
Initial Reactants
Reaction Products
Gas
Initial Reactants
Reaction Products
Interface
Initial Reactants
Reaction Products
Liquid
Initial Reactants
Reaction Products
Deposition
Initial Reactants
Electrodic
Initial Reactants
Reaction Products
Reaction Products
Solid
Figure 2.5 A framework describing the six regimes of atmospheric corrosion.
Environments
65
For the gaseous-layer effects, such as entrainment and detrainment
of species across the liquid interface, chemical transformations in the
gas phase, the effects of solar radiation on photosensitive atmospheric
reactions, and temperature effects on the gas phase, reaction kinetics
are important. In the interface regime, the transfer of molecules into
the liquid layer prior to their chemical interaction in the liquid layer
is studied. Not only does the liquid regime “receive” species from the
gas phase, but species from the liquid are also volatilized into the gas
phase. Important variables in the liquid regime include the aqueous
film thickness and its effect on the concentration of species, chemical
transformations in the liquid, and reactions involving metal ions originating from the electrochemical corrosion reactions.
In the deposition zone, corrosion products will accumulate, following
their nucleation on the substrate. The corrosion products formed under
thin-film atmospheric conditions are closely related to the formation of
naturally occurring minerals. Over long periods of time, the most thermodynamically stable species will tend to dominate. The nature of corrosion products found on different metals exposed to the atmosphere is
shown in Fig. 2.6. The solution known as the “inner electrolyte” can be
trapped inside or under the corrosion products formed. The deposited
corrosion product layers can thus be viewed as membranes, with varying degrees of resistance to ionic transport. Passivating films tend to
represent strong barriers to ionic transport.
Common Species
Rarer Species
Al
Al(OH)3
Al2O3, Al 2O3.3H2O
AlOOH, Al x(OH)y(SO4)z,
AlCl(OH)2.4H2O
Fe
Fe2O3, FeOOH,
FeSO4.4H2O
Fex(OH)yClz, FeCO3
Cu
Cu2O,Cu4SO4(OH)6,
Cu4SO4(OH)6.2H20,
Cu3SO4(OH)4
Cu2Cl(OH)3, Cu2CO3(OH)2,
Cu2NO3(OH)3
Zn
ZnO, Zn5(OH)6(CO3)2,
ZnCO3
Zn(OH)2, ZnSO4,
Zn5Cl2(OH)8.H2O
Figure 2.6 Nature of corrosion products formed on four metals.
66
Chapter Two
Any corroding surface has a complex charge distribution, producing
in the adjacent electrolyte a microscopic layer with chemical and physical properties that differ from those of the nominal electrolyte. This
electrodic regime influences the overall reaction kinetics in atmospheric
corrosion processes. In the solid regime, the detailed mechanistic steps
(sequences) in the dissolution of the solid and their kinetic characteristics are relevant.
Specialized knowledge from different scientific fields is required in
order to formulate mathematically the transition and transformation
processes in these regimes:9
■
Gaseous layer.
■
Interface layer. Mass transport engineering and interface science
■
Liquid layer.
■
Deposition layer. Colloid chemistry and mineralogy
■
Electrodic layer. Electrochemistry
■
Solid layer. Solid-state chemistry
Atmospheric chemistry
Freshwater, marine, and brine chemistry
Important practical variables in atmospheric corrosion
From the above theory, it should be apparent that the
time of wetness (presence of electrolyte on the corroding surface) is a
key parameter, directly determining the duration of the electrochemical corrosion processes. This variable is a complex one, since all the
means of formation and evaporation of an electrolytic solution on a
metal surface must be considered.
The time of wetness is obviously strongly dependent on the critical
relative humidity. Apart from the primary critical humidity, associated with clean surfaces, secondary and even tertiary critical humidity
levels may be created by hygroscopic corrosion products and capillary
condensation of moisture in corrosion products, respectively. A capillary condensation mechanism may also account for electrolyte formation in microscopic surface cracks and the metal surface–dust particle
interface. Other sources of surface electrolyte include chemical condensation (by chlorides, sulfates, and carbonates), adsorbed molecular water layers, and direct moisture precipitation (ocean spray, dew,
rain). The effects of rain on atmospheric corrosion damage are somewhat ambiguous. While providing electrolyte for corrosion reactions,
rain can act in a beneficial manner by washing away or diluting
harmful corrosive surface species.
Time of wetness.
Sulfur dioxide, a product of the combustion of sulfurcontaining fossil fuels, plays an important role in atmospheric corrosion in urban and industrial atmospheres. It is adsorbed on metal
Sulfur dioxide.
Environments
67
surfaces, has a high solubility in water, and tends to form sulfuric
acid in the presence of surface moisture films. Sulfate ions are formed
in the surface moisture layer by the oxidation of sulfur dioxide in
accordance with Eq. (2.6).
SO2 O2 2e → SO42
(2.6)
The required electrons are thought to originate from the anodic dissolution reaction and from the oxidation of ferrous to ferric ions. It is the
formation of sulfate ions that is considered to be the main corrosionaccelerating effect from sulfur dioxide. For iron and steel, the presence of
these sulfate ions ultimately leads to the formation of iron sulfate
(FeSO4). Iron sulfate is known to be a corrosion product component in
industrial atmospheres and is mainly found in layers at the metal surface. The iron sulfate is hydrolyzed by the reaction expressed by Eq. (2.7).
FeSO4 2H2O → FeOOH SO42 3H e
(2.7)
The corrosion-stimulating sulfate ions are liberated by this reaction, leading to an autocatalytic type of attack on iron.8–10 The acidification of the electrolyte could arguably also lead to accelerated
corrosion rates, but this effect is likely to be of secondary importance
because of the buffering effects of hydroxide and oxide corrosion products. In nonferrous materials such as zinc, sulfate ions also stimulate
corrosion, but the autocatalytic corrosion mechanism is not easily
established. Corroding zinc tends to be covered by stable zinc oxides
and hydroxides, and this protective covering is only gradually
destroyed at its interface with the atmosphere. In moderately corrosive atmospheres, sulfates present in zinc corrosion products tend to
be bound relatively strongly, with limited water solubility. At very
high levels of sulfur dioxide, dissolution of protective layers and the
formation of more soluble corrosion products is associated with higher
corrosion rates.
Atmospheric salinity distinctly increases atmospheric corrosion rates. Apart from the enhanced surface electrolyte formation by
hygroscopic salts such as NaCl and MgCl2, direct participation of chloride ions in the electrochemical corrosion reactions is also likely. In ferrous metals, chloride anions are known to compete with hydroxyl ions
to combine with ferrous cations produced in the anodic reaction. In the
case of hydroxyl ions, stable passivating species tend to be produced. In
contrast, iron-chloride complexes tend to be unstable (soluble), resulting in further stimulation of corrosive attack. On this basis, metals
such as zinc and copper, whose chloride salts tend to be less soluble
than those of iron, should be less prone to chloride-induced corrosion
damage,8 and this is consistent with practical experience.
Chlorides.
68
Chapter Two
Hydrogen sulfide, hydrogen chloride, and
chlorine present in the atmosphere can intensify atmospheric corrosion damage, but they represent special cases of atmospheric corrosion
that are invariably related to industrial emissions in specific microclimates. Hydrogen sulfide is known to be extremely corrosive to most
metals/alloys, and the corrosive effects of gaseous chlorine and hydrogen chloride in the presence of moisture tend to be stronger than those
of “chloride salt” anions because of the acidic character of the former
species.8
Nitrogen compounds, in the form of NOx , also tend to accelerate
atmospheric attack. NOx emission, largely from combustion processes,
has been reported to have increased relative to SO2 levels. However,
measured deposition rates of these nitrogen compounds have been significantly lower than those for SO2, which probably accounts for the
generally lower importance assigned to these.
Until recently, the effects of ozone (O3) had been largely neglected in
atmospheric corrosion research. It has been reported that the presence
of ozone in the atmosphere may lead to an increase in the sulfur dioxide deposition rate. While the accelerating effect of ozone on zinc corrosion appears to be very limited, both aluminum and copper have
been noted to undergo distinctly accelerated attack in its presence.7
The deposition of solid matter from the atmosphere can have a significant effect on atmospheric corrosion rates, particularly in the initial stages. Such deposits can stimulate atmospheric attack by three
mechanisms:
Other atmospheric contaminants.
■
Reduction in the critical humidity levels by hygroscopic action
■
The provision of anions, stimulating metal dissolution
■
Microgalvanic effects by deposits more noble than the corroding metal;
carbonaceous deposits deserve special mention in this context.
The effect of temperature on atmospheric corrosion rates is
also quite complex. An increase in temperature will tend to stimulate
corrosive attack by increasing the rate of electrochemical reactions and
diffusion processes. For a constant humidity level, an increase in temperature would lead to a higher corrosion rate. Raising the temperature
will, however, generally lead to a decrease in relative humidity and
more rapid evaporation of surface electrolyte. When the time of wetness
is reduced in this manner, the overall corrosion rate tends to diminish.
For closed air spaces, such as indoor atmospheres, it has been pointed out that the increase in relative humidity associated with a drop in
temperature has an overriding effect on corrosion rate.11 This implies
that simple air conditioning that decreases the temperature without
additional dehumidification will accelerate atmospheric corrosion
damage. At temperatures below freezing, where the electrolyte film
Temperature.
Environments
69
solidifies, electrochemical corrosion activity will drop to negligible levels. The very low atmospheric corrosion rates reported in extremely
cold climates are consistent with this effect.
2.1.3 Atmospheric corrosivity and
corrosion rates
The nature and rate of atmospheric corrosive attack are dependent on
the composition and properties of the thin-film surface electrolyte.
Time of wetness and the type and concentration of gaseous and particulate pollutants in the atmosphere largely affect these in turn. The
classification of atmospheric corrosivity is important for specifying suitable materials and corrosion protection measures at the design stage
and for asset maintenance management to ensure adequate service life.
Two fundamental approaches to classifying atmospheric corrosivity
have been followed, as shown in Fig. 2.7. These two approaches to environmental classification can be used in a complementary manner to
derive relationships between atmospheric corrosion rates and the dominant atmospheric variables. Ultimately, the value of atmospheric corrosivity classifications is enhanced if they are linked to estimates of
actual corrosion rates of different metals or alloys.
A comprehensive corrosivity classification system has been developed by the International Standards Organization
(ISO). The applicable ISO standards are listed in Table 2.1.
Verification and evolution of this system is ongoing through the largest
exposure program ever, undertaken on a worldwide basis.12
The ISO methodology.
The ISO corrosivity classification from atmospheric parameters is based on the simplifying assumption that the
time of wetness (TOW) and the levels of corrosive impurities determine
the corrosivity. Only two types of corrosive impurities are considered,
namely, sulfur dioxide and chloride. Practical definitions for all the
variables involved in calculating an ISO corrosivity index follow.
Procedure and limitations.
Time of wetness. Units: hours per year (hyear1) when relative humidity (RH) 80 percent and t 0°C
TOW 10
10 TOW 250
250 TOW 2500
2500 TOW 5500
5500 TOW
T1
T2
T3
T4
T5
Airborne salinity. Units: chloride deposition rate (mgm2day1)
S 60
60 S 300
300 S
S1
S2
S3
70
Chapter Two
Atmospheric Environment
Data on atmospheric
parameters
(humidity, SO2 etc)
Exposure tests
Algorithms
(e.g. ISO 9223)
Corrosion measurements
Data evaluation
Corrosivity Classification
Correlation with historical
performance data
Corrosion Rate Guidelines
Coating Performance Guidelines
Materials Selection and Corrosion Control Measures
Figure 2.7 Two fundamental approaches to classifying atmospheric corrosivity.
TABLE 2.1
List of ISO Standards Related to Atmospheric Corrosion
ISO standard
ISO 9223
ISO 9224
ISO 9225
ISO 9226
Title
Classification of the Corrosivity of Atmospheres
Guiding Values for the Corrosivity Categories of Atmospheres
Aggressivity of Atmospheres—Methods of Measurement of
Pollution Data
Corrosivity of Atmospheres—Methods of Determination of
Corrosion Rates of Standard Specimens for the Evaluation of
Corrosivity
Environments
Industrial pollution by SO2.
71
Two types of units are used:
Concentration (gm ), PC
3
PC 40
40 PC 90
90 PC
P1
P2
P3
Deposition rate (mgm2day1), PD
PD 35
35 PD 80
80 PD
P1
P2
P3
Corrosion rate categories. Two types of corrosion rates are predicted:
Category
Short-term, gm2year1
C1
C2
C3
C4
C5
CR 10
10 CR 200
200 CR 400
400 CR 650
650 CR
Long-term, myear1
CR 0.1
0.1 CR 1.5
1.5 CR 6
6 CR 20
20 CR
The TOW categorization is presented in Table 2.2, and the sulfur
dioxide and chloride classifications are presented in Table 2.3. TOW
values can be measured directly with sensors, or the ISO definition of
TOW as the number of hours that the relative humidity exceeds 80
percent and the temperature exceeds 0°C can be used. The methods
for determining atmospheric sulfur dioxide and chloride deposition
rates are described more fully in the relevant standards (Table 2.1).
Following the categorization of the three key variables, the applicable ISO corrosivity category can be determined using the appropriate
ISO chart (Table 2.4). Different corrosivity categories apply to different
types of metal. As the final step in the ISO procedure, the rate of atmospheric corrosion can be estimated for the determined corrosivity category. Table 2.5 shows a listing of 12-month corrosion rates for different
TABLE 2.2
ISO 9223 Classification of Time of Wetness
Wetness category
Time of wetness,
%
T1
0.1
T2
0.1–3
Time of wetness,
hours per year
10
10–250
T3
3–30
250–2500
T4
30–60
2500–5500
T5
60
5500
Examples of
environments
Indoor with
climatic control
Indoor without
climatic control
Outdoor in dry, cold
climates
Outdoor in other
climates
Damp climates
TABLE 2.3 ISO 9223 Classification of Sulfur Dioxide and Chloride “Pollution”
Levels
Sulfur dioxide
category
Sulfur dioxide
deposition rate,
mg/m2day
Chloride
category
Chloride deposition rate,
mg/m2day
P0
P1
P2
P3
10
11–35
36–80
81–200
S0
S1
S2
S3
3
4–60
61–300
301–1500
TABLE 2.4
TOW
T1
ISO 9223 Corrosivity Categories of Atmosphere
Cl
S0 or S1
S2
S3
T2
S0 or S1
S2
S3
T3
S0 or S1
S2
S3
T4
S0 or S1
S2
S3
T5
S0 or S1
S2
S3
SO2
Steel
Cu and Zn
Al
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
P1
P2
P3
1
1
1–2
1
1
1–2
1–2
1–2
2
1
1–2
2
2
2–3
3
3–4
3–4
4
2–3
3–4
4
3–4
3–4
4–5
4
4–5
5
3
4
5
4
4
5
5
5
5
3–4
4–5
5
5
5
5
5
5
5
1
1
1
1
1
1–2
1
1–2
2
1
1–2
2
1–2
2
3
3
3
3–4
3
3
3
3
3–4
3–4
3–4
4
4
3
3–4
4–5
4
4
5
5
5
5
3–4
4–5
5
5
5
5
5
5
5
1
1
1
2
2
2–3
2
2–3
3
1
1–2
3–4
2–3
3–4
4
4
4
4
3
3
3–4
3–4
4
4–5
4
4–5
5
3
3–4
4–5
3–4
4
5
5
5
5
4
4–5
5
5
5
5
5
5
5
Environments
73
TABLE 2.5 ISO 9223 Corrosion Rates after One Year of Exposure Predicted
for Different Corrosivity Classes
Corrosion category
Steel,
g/m2year
Copper,
g/m2year
Aluminum,
g/m2year
Zinc,
g/m2year
C1
C2
C3
C4
C5
10
11–200
201–400
401–650
651–1500
0.9
0.9–5
5–12
12–25
25–50
Negligible
0.6
0.6–2
2–5
5–10
0.7
0.7–5
5–15
15–30
30–60
metals for different corrosivity categories. The establishment of corrosion rates is complicated by the fact that these rates are not linear with
time. For this reason, initial rates after 1 year and stabilized longerterm rates have been included for the different metals in the ISO
methodology.
In situations in which TOW and pollution levels cannot be determined conveniently, another approach based on the exposure of standardized coupons over a 1-year period is available for classifying the
atmospheric corrosivity. Simple weight loss measurements are used
for determining the corrosivity categories. The nature of the specimens
used is discussed more fully in a later section of this chapter.
Although the ISO methodology represents a rational approach to corrosivity classification, it has several inherent limitations. The atmospheric parameters determining the corrosivity classification do not
include the effects of potentially important corrosive pollutants or
impurities such as NOx, sulfides, chlorine gas, acid rain and fumes,
deicing salts, etc., which could be present in the general atmosphere or
be associated with microclimates. Temperature is also not included as
a variable, although it could be a major contributing factor to the high
corrosion rates in tropical marine atmospheres. Only four standardized
pure metals have been used in the ISO testing program. The methodology does not provide for localized corrosion mechanisms such as pitting, crevice corrosion, stress corrosion cracking, or intergranular
corrosion. The effects of variables such as exposure angle and sheltering cannot be predicted, and the effects of corrosive microenvironments
and geometrical conditions in actual structures are not accounted for.
Dean13 has reported on a U.S. verification study of the ISO methodology. This study was conducted over a 4-year time period at five exposure sites and with four materials (steel, copper, zinc, and aluminum).
Environmental data were used to obtain the ISO corrosivity classes,
and these estimates were then compared to the corrosion classes
obtained by direct coupon measurement. Overall, agreement was
found in 58 percent of the cases studied. In 22 percent of the
cases the estimated corrosion class was lower than the measured, and
74
Chapter Two
in 20 percent of the cases it was higher. It was also noted that the
selected atmospheric variables (TOW, temperature, chloride deposition, sulfur dioxide deposition, and exposure time) accounted for a
major portion of the variation in the corrosion data, with the exception of the data gathered for the corrosion of aluminum. Further
refinements in the ISO procedures are anticipated as the worldwide
database is developed.
Use of the ISO methodology can be
illustrated by applying it to a corrosivity assessment performed for two
contrasting air bases: a maritime base in Nova Scotia and an inland
base in Ontario (Fig. 2.8). The motivation for determining atmospheric corrosivity at these locations can be viewed in the context of the idealized corrosion surveillance strategy shown in Fig. 2.9. Essentially this
scheme revolves around predicting where and when the risk of corrosion damage is greatest and tailoring corrosion control efforts accordingly. The principle and importance of linking selected maintenance
and inspection schedules to the prevailing atmospheric corrosivity has
been described in detail elsewhere.14 An underlying consideration in
these recommendations is that military aircraft spend the vast majority of their lifetime on the ground, and most corrosion damage occurs
at ground level.
The ISO TOW parameter could be derived directly from relative
humidity and temperature measurements performed hourly at the
bases. The average daily TOW at the maritime base is shown in Fig.
2.10, together with the corresponding ISO TOW categories, as determined by the criteria of Table 2.2. The overall TOW profile for the
inland base was remarkably similar.
In the case of the air bases, no directly measured data were available for the chloride and sulfur dioxide deposition rates. However, data
pertaining to atmospheric sulfur dioxide levels and chloride levels in
precipitation had been recorded at sites in relatively close proximity.
On the basis of these data, the likely ISO chloride and sulfur dioxide
categories for the maritime base were S3 and P0–P1, respectively.
Under these assumptions, the applicable ISO corrosivity ratings are at
the high to very high levels (C4 to C5) for aluminum. Using ISO chloride and sulfur dioxide categories of S0 and P0–P1, respectively, for the
inland air base, the corrosivity rating for aluminum is at the C3 level.
The step-by-step procedure for determining these categories and the
different corrosion rates predicted for aluminum at the two bases are
shown in Fig. 2.11.
The main implications of the analysis of atmospheric corrosivity at
the maritime air base are that aircraft are at considerable risk of corrosion damage in view of the high corrosivity categories and that the
ISO corrosivity analysis at two air bases.
Environments
Nova Scotia
Atmospheric Monitoring
Station
Atmospheric
Monitoring
Station
Maritime Air Base
(a)
Eastern Ontario
Atmospheric Monitoring
Station
Kingston
Inland Air Base
USA
Lake Ontario
(fresh water)
(b)
Geographical location of two Canadian air bases: (a) a maritime
air base on the Bay of Fundy; (b) an inland air base on the shore of Lake
Ontario.
Figure 2.8
75
76
Chapter Two
The Base
Micro-Environment
Climate and
Weather Data
temperature
humidity
rainfall
pollution
wind direction & speed
seasonal fluctuations
Management
Information
for
Optimized
Corrosion
Control
Corrosion Sensors
on-board
smart structure
ground level
Corrosion Signals
Figure 2.9 An idealized corrosion surveillance strategy.
0.7
T5
Average Daily
Fractional TOW
0.6
0.5
0.4
T4
0.3
0.2
T3
0.1
0
Jan
Mar
May
Jul
Sep
Time of Year
Figure 2.10 Average time of wetness (TOW) at a maritime air base.
Nov
Environments
Maritime Air Base
77
Inland Air Base
Determine ISO TOW categories
from temperature and humidity
data
T4 (summer)
T3 (winter)
T4 (summer)
T3 (winter)
Estimate chloride deposition rates
from atmospheric data and
determine ISO categories
S3
S0
Estimate sulfur dioxide deposition
rates from atmospheric data and
determine ISO categories
P0-P1
P0-P1
Use ISO 9223 to determine
corrosivity categories for aluminum
C5 (summer)
C4 (winter)
C3
(summer, winter)
Use ISO 9223 to estimate first year
uniform corrosion rates for aluminum
2
>5g/m year (summer)
2-5 g/m2 year (winter)
Figure 2.11
0.6-2 g/m2 year (summer,winter)
Detailed procedure for determining the ISO corrosivity categories.
fluctuations in corrosivity with time deserve special attention. Present
“routine” maintenance and inspection schedules and corrosion control
efforts do not take such variations into account.
As a simple example of how corrosion control could be improved by
taking such variations into account, the effects of aircraft dehumidification can be considered. It is assumed that dehumidification would
be applied only on a seasonal basis, when the T4 TOW category is
78
Chapter Two
reached on a monthly average (refer to Fig. 2.10). It is further
assumed that the time of wetness can be reduced to an average T3
level in these critical months by the application of dehumidification
systems. The emphasis in dehumidification should be placed on the
nighttime, on the basis of Fig. 2.12. The projected cumulative corrosion rates of aluminum with and without this simple measure, based
on ISO predictions, are shown in Fig. 2.13. The S3 chloride and P1 sulfur dioxide categories were utilized in this example, together with the
most conservative 12-month corrosion rates of the applicable ISO corrosivity ratings. The potential benefits of dehumidification, even
when it is applied only in selected time frames, are readily apparent
from this analysis. Aircraft dehumidification is a relatively simple,
practical procedure utilized for aircraft corrosion control in some
countries. Dehumidified air can be circulated through the interior of
the aircraft, or the entire aircraft can be positioned inside a dehumidified hangar. It should be noted that the numeric values for uniform corrosion rates of aluminum predicted by the ISO analysis are
not directly applicable to actual aircraft, which are usually subject to
localized corrosion damage under coatings or some other form of corrosion prevention measures.
Corrosivity classification according to PACER LIME algorithm. An environ-
mental corrosivity scale based on atmospheric parameters has been
developed by Summitt and Fink.15 This classification scheme was
developed for the USAF for maintenance management of structural aircraft systems, but wider applications are possible. A corrosion damage
algorithm (CDA) was proposed as a guide for anticipating the extent of
corrosion damage and for planning the personnel complement and time
required to complete aircraft repairs. This classification was developed
primarily for uncoated aluminum, steel, titanium, and magnesium aircraft alloys exposed to the external atmosphere at ground level.
The section of the CDA algorithm presented in Fig. 2.14 considers
distance to salt water, leading either to the very severe AA rating or
a consideration of moisture factors. Following the moisture factors,
pollutant concentrations are compared with values of Working
Environmental Corrosion Standards (WECS). The WECS values
were adopted from the 50th percentile median of a study aimed at
determining ranges of environmental parameters in the United
States and represent “averages of averages.” For example, if any of
the three pollutants sulfur dioxide, total suspended particles, or
ozone level exceeds the WECS values, in combination with a high
moisture factor, the severe A rating is obtained. An algorithm for aircraft washing based on similar corrosivity considerations is presented
in Fig. 2.15.
Environments
79
1
0.9
T5
Fractional TOW
0.8
August
0.7
0.6
0.5
T4
0.4
0.3
February
0.2
T3
0.1
0
1
3
5
7
9
11
13
15
17
19
21
Hour of day
23
Figure 2.12 Relative TOW as a function of time of day for a dry month (February) and a
humid month (August) at a maritime air base.
4
Cumulative corrosion rate (g m-2)
No Dehumidification
3.5
3
2.5
With Dehumidification in Critical Months
2
1.5
1
0.5
0
1
2
3
4
5
6
7
8
9
10
11
12
Month of the year
Figure 2.13 Projected cumulative corrosion rates of aluminum with and without dehu-
midification.
Chapter Two
-3
Humidity
or
Rain
_ 125 cm/yr
<
<
<
<
B
4.5 km
7.1 g m
-3
125 cm/yr
-3
43 µg m
-3
61 µg m
36 µg m-3
SO2
TSP
O3
SO2
TSP
O3
_ 43 µg m
<
_ 61 µg m
<
_ 36 µg m
<
-3
-3
-3
43 µg m
-3
61 µg m-3
36 µg m
_ 43 µg m
<
_ 61 µg m
<
_ 36 µg m
<
-3
C
<
<
<
<
_ 7.1 g m
<
_ 4.5 km AA
<
<
Distance
to sea
<
80
A
-3
-3
-3
B
Expected Corrosion Damage
AA very severe
A severe
B moderate
C mild
Figure 2.14 Section of the corrosion damage algorithm that considers distance to salt
water, leading to either the very severe AA rating or a consideration of moisture factors.
The environmental corrosivity, predicted from the CDA algorithm, of
six sea patrolling aircraft bases has been compared to the actual corrosion maintenance effort expended on the aircraft at each base.
Considering the simplicity of the algorithms and simplifying assumptions in obtaining relevant environmental and maintenance data, the
correlation obtained can be considered to be reasonable.
Further validation of the CDA algorithm approach was sought by
comparison of the predicted corrosivity data to actual coupon exposure results. Despite various experimental difficulties in the exposure program involving various bases, good agreement was reported
between the algorithm rankings and available experimental data.15
Environments
Total
suspended
particulates
61 µg m-3
_ 43 µg m
<
-3
_ 61 µg m
<
A
Humidity
or
Rain
_ 7.1 g m
<
_ 125 cm/yr
<
43 µg m
A
-3
-3
B
<
<
SO2
43 µg m-3
SO 2
<
<
_ 4.5 km
<
<
4.5 km
<
Distance
to sea
81
7.1 g m
-3
125 cm/yr
B
3-
C
Washing intervals
A - 30 days
B - 60 days
C - 120 days
Figure 2.15 Section of the corrosion damage algorithm for planning a washing schedule.
Direct measurement of atmospheric corrosion and corrosivity. Atmospheric
corrosion damage has to be assessed by direct measurement if no preexisting correlation between atmospheric corrosion rates and atmospheric
parameters is available. Such a correlation and even data on basic
atmospheric parameters rarely exist for specific microenvironments,
necessitating direct measurement of the atmospheric corrosivity and
corrosion rates.
The simplest form of direct measurement of atmospheric corrosion is by coupon exposure. Subsequent to their exposure,
the coupons can be subjected to weight loss measurements, pit density
and depth measurements, and other types of examination. Flat panels
exposed on exposure racks are a common coupon-type device for atmospheric corrosivity measurements. Various other specimen configurations
Corrosion coupons.
82
Chapter Two
have been used, including stressed U-bend or C-ring specimens for SCC
studies. The main drawback associated with conventional coupon measurements is that extremely long exposure times are usually required
to obtain meaningful data, even on a relative scale. It is not uncommon
for such programs to run for 20 years or longer.
Two variations of the basic coupon specimens that can facilitate
more rapid material/corrosivity evaluations deserve a special mention.
The first is the use of a helical coil of material, as adopted in the ISO
9226 methodology. The high surface area/weight ratio in the helix configuration gives higher sensitivity than that with a panel coupon. The
use of bimetallic specimens in which a helical wire is wrapped around
a coarsely threaded bolt can provide additional sensitivity and forms
the basis of the CLIMAT test. For aluminum wires, it was established
that copper and steel bolts provide the highest sensitivity in industrial and marine environments, respectively.16 Exposure times for atmospheric corrosivity classification can be conveniently reduced to 3
months with the CLIMAT specimen configuration. In the CLIMAT
tests, atmospheric corrosivity indexes are determined as the percentage mass loss of the aluminum wires, and a subjective severity classification has been assigned for industrial and marine atmospheres, as
shown in Table 2.6.
The ability of the CLIMAT devices to detect corrosivity fluctuations
on a microenvironmental scale is apparent from the results presented
in Fig. 2.16. These CLIMAT data were obtained from an exposure program on the grounds of the Royal Military College of Canada (RMC).
The distinctly higher corrosivity in winter, associated with proximity
to a road treated with deicing salts, should be noted. Furthermore,
with the CLIMAT devices, it has been possible to detect significant
seasonal corrosivity fluctuations which would not have been detected
with other, less sensitive, coupon-type testing. For example, in the
summer months (in the absence of deicing salts), the corrosivity at
the RMC test point near the road decreased substantially.
Electrochemical sensors are based on the
principle of electrochemical current and/or potential measurements
and facilitate the measurement of atmospheric corrosion damage in
real time in a highly sensitive manner. There are special requirements
for the construction of atmospheric corrosion sensors. For the measurement of corrosion currents and potentials, electrically isolated
sensor elements are required. Fundamentally, the metallic sensor elements must be extremely closely spaced under the thin-film electrolyte
conditions, in which ionic current flow is restricted. Electrochemical
techniques utilized to measure atmospheric corrosion processes
include zero resistance ammetry (ZRA), electrochemical noise (EN),
Instrumented corrosion sensors.
TABLE 2.6
Severity Classification for CLIMAT Testing
Industrial corrosion index (ICI)
Classification
Examples
0–1
1–2
2–4
4–7
7
Negligible
Moderate
Moderately severe
Severe
Very severe
Rural and suburban areas
Urban residential areas
Urban industrialized areas
Industrialized areas
Heavily industrialized areas
Classification
Examples
Negligible
Moderate
Moderately severe
Severe
Very severe
Average habitable area
Seaside
Seaside and exposed
Very exposed
Very exposed, windswept and
sandswept
Marine corrosion index (MCI)
0–2
2–5
5–10
10–20
20
% Mass loss
6
Winter
4
A
2
C
A
B
% Mass loss
6
Summer
4
B
2
A
B
C
Measurement Points
C
Lake Ontario
(fresh water)
A - Adjacent to road (HWY 2)
B - Roof of laboratory building
C - Shoreline, Pt. Frederick
Figure 2.16 Positions and results obtained with CLIMAT corrosion monitoring devices
at three locations on the Royal Military College campus.
84
Chapter Two
linear polarization resistance (LPR), and electrochemical impedance
spectroscopy (EIS).
The quartz crystal microbalance (QCM) is an example of a piezoelectric crystal whose frequency response to mass changes can be used for
atmospheric corrosion measurements. In this technique, a metallic corrosion sensor element is bonded to the quartz sample. Mass gains associated with corrosion product buildup induce a decrease in resonance
frequency. A characteristic feature of the QCM is exceptional sensitivity
to mass changes, with a mass resolution of around 10 ng/cm2. The classification of indoor corrosivity, based on the approach of the Instrument
Society of America (ISA) S71.01-1985 standard and the use of a copper
sensing element and QCM technology, is presented in Table 2.7.
Other technologies that have been used for atmospheric corrosion
sensing include electrical resistance (ER) sensors and more recently
fiber-optic sensing systems. Additional information may be found on
this topic in Chap. 6, Corrosion Maintenance Through Inspection and
Monitoring.
2.1.4 Atmospheric corrosion rates as a
function of time
As already pointed out, atmospheric corrosion penetration usually is
not linear with time. The buildup of corrosion products often tends to
reduce the corrosion rate over time. Pourbaix17 utilized the so-called
linear bilogarithmic law for atmospheric corrosion, to describe atmospheric corrosion damage as a function of time on a mathematical
basis. This law was shown to be applicable to different types of atmospheres (rural, marine, industrial) and for a variety of alloys, such as
carbon steels, weathering steels, galvanized steels, and aluminized
steels. This mathematical model has also been applied more recently
TABLE 2.7
Environmental Corrosivity Classification Based on ISA S71.01-1985
Copper oxide film
thickness, angstroms*
ISA classification
Severity
Effects
0–300
G1
Mild
300–1000
G2
Moderate
1000–2000
G3
Harsh
2000
GX
Severe
Corrosion is not a factor in
equipment reliability
Corrosion may be a factor in
equipment reliability
High probability of corrosive
attack
Only specially designed and
packaged equipment is
expected to survive
*Based on a 30-day exposure period.
Environments
85
in a comprehensive exposure program.13 It should be noted, however,
that not all alloy/environment combinations would follow this law.
According to the linear bilogarithmic law expressed in Eq. (2.8),
p
AtB
log10 p
or
A′ B log10 t
(2.8)
where p is the corrosion penetration and t is the exposure time. It follows
that the mean corrosion rate can be expressed by Eq. (2.9),
p/t
AtB 1
or
log10 (p/t)
A′ (B 1) log10 t
(2.9)
and the instantaneous corrosion rate by Eq. (2.10),
dp/dt
ABtB 1
or
log10 (dp/dt)
A′ B′ (B 1) log10 t
(2.10)
According to the linear bilogarithmic law, the atmospheric behavior
of a specific material at a specific location can be defined by the two
parameters A and B. The initial corrosion rate, observed during the
first year of exposure, is described by A, while B is a measure of
the long-term decrease in corrosion rate. When B equals 0.5, the law
of corrosion penetration increase is parabolic, with diffusion through
the corrosion product layers as the rate-controlling step. At B values
appreciably smaller than 0.5, the corrosion products show protective,
passivating characteristics. Higher B values, greater than 0.5, are
indicative of nonprotective corrosion products. Loosely adherent, flaky
rust layers are an example of this case.
An important aspect of the linear bilogarithmic law is that it facilitates the prediction of long-term corrosion damage from short exposure
tests. According to Pourbaix,17 this extrapolation is valid for up to 20 to
30 years. A caveat of long-term tests is that changes in the environment
may affect the corrosion rates more significantly than a fundamental
deviation from the linear bilogarithmic law.
2.2
Natural Waters
Abundant supplies of fresh water are essential to industrial development. Enormous quantities are required for cooling of products and
equipment, for process needs, for boiler feed, and for sanitary and
potable water. It was estimated in 1980 that the water requirements
for industry in the United States approximated 525 billion liters per
day. A substantial quantity of this water was reused. The intake of
“new” water was estimated to be about 140 billion liters daily.18 If this
water were pure and contained no contaminants, there would be little
need for water conditioning or water treatment.
Environments
85
in a comprehensive exposure program.13 It should be noted, however,
that not all alloy/environment combinations would follow this law.
According to the linear bilogarithmic law expressed in Eq. (2.8),
p
AtB
log10 p
or
A′ B log10 t
(2.8)
where p is the corrosion penetration and t is the exposure time. It follows
that the mean corrosion rate can be expressed by Eq. (2.9),
p/t
AtB 1
or
log10 (p/t)
A′ (B 1) log10 t
(2.9)
and the instantaneous corrosion rate by Eq. (2.10),
dp/dt
ABtB 1
or
log10 (dp/dt)
A′ B′ (B 1) log10 t
(2.10)
According to the linear bilogarithmic law, the atmospheric behavior
of a specific material at a specific location can be defined by the two
parameters A and B. The initial corrosion rate, observed during the
first year of exposure, is described by A, while B is a measure of
the long-term decrease in corrosion rate. When B equals 0.5, the law
of corrosion penetration increase is parabolic, with diffusion through
the corrosion product layers as the rate-controlling step. At B values
appreciably smaller than 0.5, the corrosion products show protective,
passivating characteristics. Higher B values, greater than 0.5, are
indicative of nonprotective corrosion products. Loosely adherent, flaky
rust layers are an example of this case.
An important aspect of the linear bilogarithmic law is that it facilitates the prediction of long-term corrosion damage from short exposure
tests. According to Pourbaix,17 this extrapolation is valid for up to 20 to
30 years. A caveat of long-term tests is that changes in the environment
may affect the corrosion rates more significantly than a fundamental
deviation from the linear bilogarithmic law.
2.2
Natural Waters
Abundant supplies of fresh water are essential to industrial development. Enormous quantities are required for cooling of products and
equipment, for process needs, for boiler feed, and for sanitary and
potable water. It was estimated in 1980 that the water requirements
for industry in the United States approximated 525 billion liters per
day. A substantial quantity of this water was reused. The intake of
“new” water was estimated to be about 140 billion liters daily.18 If this
water were pure and contained no contaminants, there would be little
need for water conditioning or water treatment.
86
Chapter Two
Water possesses several unique properties, one being its ability to
dissolve to some degree every substance occurring on the earth’s crust
and in the atmosphere. Because of this solvent property, water typically contains a variety of impurities. These impurities are a source of
potential trouble through deposition of the impurities in water lines,
in boiler tubes, and on products which are contacted by the water.
Dissolved oxygen, the principal gas present in water, is responsible for
the need for costly replacement of piping and equipment as a result of
its corrosive attack on metals with which it comes in contact.
The origin of all water supply is moisture that has evaporated from
land masses and oceans and has subsequently been precipitated from
the atmosphere. Depending on weather conditions, this may fall in
the form of rain, snow, sleet, or hail. As it falls, this precipitation contacts the gases that make up the atmosphere and suspended particulates in the form of dust, industrial smoke and fumes, and volcanic
dust and gases. It, therefore, contains the dissolved gases of the
atmosphere and mineral matter that has been dissolved from the suspended atmospheric impurities.
The two most important sources of fresh water are surface water
and groundwater. A portion of the rain or melting snow and ice at the
earth’s surface soaks into the ground, and part of it collects in ponds
and lakes or runs off into creeks and rivers. This latter portion is
termed surface water. As the water flows across the land surface, minerals are solubilized and the force of the flowing water carries along
finely divided particles and organic matter in suspension. The character of the terrain and the nature of the geological composition of the
area will influence the kind and quantity of the impurities found in the
surface waters of a given geographic area.
That portion of water which percolates into the earth’s crust and collects in subterranean pools and underground rivers is groundwater.
This is the source of well and spring water. Underground supplies of
fresh water differ from surface supplies in three important respects,
two of which are advantageous for industrial use. These are a relatively constant temperature and the general absence of suspended matter.
Groundwater, like surface water, is subject to variations in the nature
of dissolved impurities; that is, the geological structure of the aquifer
from which the supply is drawn will greatly influence the predominant
mineral constituents. Groundwater is often higher in mineral content
than surface supplies in the same geographic area because of the added
solubilizing influence of dissolved carbon dioxide. The higher carbon
dioxide content of groundwater as compared with surface water stems
from the decay of organic matter in the surface soil.
In many areas, the availability of new intake water is limited. Thus,
in those industries that require large amounts of cooling water, it is
Environments
87
necessary to conserve available supplies by recirculating the water
over cooling towers. The primary metals, petrochemical, and papermaking industries are good examples of industries requiring large volumes of water in the manufacturing process that condition a portion of
the wastewater for reuse. Use of purified effluent streams from sewage
treatment plants is another example of water reuse and conservation.
When purification and water-conditioning techniques are practiced
in order to produce water that is acceptable for industrial use, certain
analytical tests must be performed to ensure that the objectives of
treatment are being achieved. Table 2.8 is a listing of the analytical
determinations made in the examination of most natural waters.
Described in the list are the general categories of substances, the difficulties commonly encountered as a result of the presence of each substance, and the usual means of treatment to alleviate the difficulties.
In Table 2.9 the methods of water treatment are presented, which can
be divided into two major groups:
1. Chemical procedures, which are based on material modifications as
a result of chemical reactions. These can be monitored by analyzing
the water before and after the treatment (softening, respective
demineralization).
2. Physical treatments that can alter the crystal structure of the
deposits.
The criteria for a successful water treatment are
■
Capability of meeting the target process
■
Protection of the construction materials against corrosion
■
Preservation of the specific water characteristics (quality)
There is no generally valid solution with regard to water treatments.
The specific conditions of water supplies can be vastly different, even
when the supplies are separated by only a few meters. The basis for all
evaluation of water quality must be a specific chemical water analysis.
2.2.1
Water constituents and pollutants
The concentrations of various substances in water in dissolved, colloidal, or suspended form are typically low but vary considerably. A
hardness value of up to 400 ppm of CaCO3, for example, is sometimes
tolerated in public supplies, whereas 1 ppm of dissolved iron would be
unacceptable. In treated water for high-pressure boilers or where radiation effects are important, as in some nuclear reactors, impurities are
measured in very small units, such as parts per billion (ppb). Water
88
TABLE 2.8
Difficulties and Means of Treatment for Common Impurities Found in Fresh Water
Constituent
Chemical formula
Difficulties caused
Means of treatment
Turbidity
None–expressed in
analysis as units
Imparts unsightly appearance to water.
Deposits in water lines, process
equipment, etc. Interferes with most
process uses
Coagulation, settling, and filtration
Hardness
Calcium and
magnesium salts
expressed as CaCO3
Chief source of scale in heat-exchange
equipment, boilers, pipelines, etc.
Forms curds with soap, interferes
with dyeing, etc.
Softening; demineralization; internal
boiler water treatment; surface active
agents
Alkalinity
Bicarbonate (HCO3),
carbonate (CO32),
expressed as CaCO3
Foaming and carryover of solids
with steam. Embrittlement of boiler steel.
Bicarbonate and carbonate produce CO2
in steam, a source of corrosion in
condensate lines
Lime and lime soda softening;
acid treatment; hydrogen zeolite
softening; demineralization;
dealkalization by anion exchange
Free mineral
acid
H2SO4, HCl.
expressed as CaCO3
Corrosion
Neutralization with alkalies
Carbon dioxide
CO2
Aeration; deaeration; neutralization
with alkalies
pH
(H )
Corrosion in water lines and particularly
steam and condensate lines
pH varies according to acidic or alkaline
solids in water. Most natural waters have
a pH of 6.0–8.0
pH can be increased by alkalies and
decreased by acids
Sulfate
(SO42)
Adds to solids content of water, but in
itself is not usually significant. Combines
with calcium to form calcium sulfate scale
Demineralization
Chloride
Cl
Adds to solids content and increases
corrosive character of water
Demineralization
Nitrate
(NO3)
Adds to solids content, but is not usually
significant industrially. High concentrations
cause methemoglobinemia in infants.
Useful for control of boiler metal
embrittlement
Demineralization
Fluoride
F
Cause of mottled enamel in teeth. Also
used for control of dental decay. Not usually
significant industrially
Adsorption with magnesium hydroxide, calcium
phosphate, or bone black; alum coagulation
Sodium
Na
Adds to solid content of water. When
combined with OH, causes corrosion
in boilers under certain conditions
Demineralization
Silica
SiO2
Scale in boilers and cooling-water systems.
Insoluble turbine blade deposits due to
silica vaporization
Hot process removal with magnesium salts;
adsorption by highly basic anion exchange
resins, in conjunction with demineralization
Iron
Fe2
(ferrous)
and Fe3(ferric)
Discolors water on precipitation. Source
of deposits in water lines, boilers, etc.
Interferes with dyeing, tanning,
papermaking, etc.
Aeration; coagulation and filtration; lime
softening; cation exchange; contact filtration;
surface-active agents for iron retention
Manganese
Mn2
Same as iron
Same as iron
Aluminum
Al3
Usually present as a result of floc carryover
from clarifier. Can cause deposits in cooling
systems and contribute to complex boiler scales
Improved clarifier and filter operation
Oxygen
O2
Corrosion of water lines, heat-exchange
equipment, boilers, return lines, etc.
Deaeration; sodium sulfite; corrosion inhibitors
89
90
TABLE 2.8
Difficulties and Means of Treatment for Common Impurities Found in Fresh Water (Continued)
Constituent
Chemical formula
Difficulties caused
Means of treatment
Hydrogen
sulfide
H2S
Cause of “rotten egg” odor. Corrosion
Aeration; chlorination; highly
basic anion exchange
Ammonia
NH3
Corrosion of copper and zinc alloys by
formation of complex soluble ion
Cation exchange with hydrogen zeolite;
chlorination, deaeration
Dissolved
solids
None
A measure of total amount of dissolved matter,
determined by evaporation. High concentrations
of dissolved solids are objectionable because
of process interference and as a cause of
foaming in boilers
Various softening processes, such as lime
softening and cation exchange by hydrogen
zeolite, will reduce dissolved solids; demineralization
Suspended
solids
None
A measure of undissolved matter, determined
gravimetrically. Suspended solids cause
deposits in heat-exchange equipment, boilers,
water lines, etc.
Subsidence; filtration, usually preceded by
coagulation and settling
Total solids
None
The sum of dissolved and suspended solids,
determined gravimetrically
See “dissolved solids” and “suspended solids”
Environments
TABLE 2.9
91
Methods of Water Treatment
Chemical Procedures
Pretreatment
Methods for clarifying:
■ Coagulation
■ Flocculation
■ Sedimentation to clear floating and grey particles
In operation
Softening methods:
■ Lime milk/soda principle
■ Cation exchange (full softening)
■ Acid dosage (partly softening)
Demineralization method:
■ Cation and anion exchanges (presently the most effective and
economical method)
Hardness stabilization:
■ Inhibitor dosage, also as dispersion and corrosion protection
agents
Posttreatment
Acid and caustic solution for cleaning of polluted thermal systems,
including the neutralization of applied chemical detergents
Physical Procedures
Pretreatment
Filtration of the subsoil water, predominantly using sand as filtering
medium, in pressure and gravity filters
In operation
Reverse osmosis for demineralization by use of diaphragms
Transformation of the crystal structures of the hardening-causing
substances:
■ Magnetic field method by means of electrical alternating or
permanent magnet
■ Electrostatic method by applied active anodes
Posttreatment
Automatic cleaning of heat-exchanger tubes by sponge rubber balls or
brushes without interruption of plant operation
analysis for drinking-water supplies is concerned mainly with pollution and bacteriological tests. For industrial supplies, a mineral analysis is of more interest. Table 2.10 includes a typical selection and gives
some indication of the wide concentration range that can be found. The
important constituents can be classified as follows:
1. Dissolved gases (oxygen, nitrogen, carbon dioxide, ammonia, sulfurous gases)
2. Mineral constituents, including hardness salts, sodium salts (chloride,
sulfate, nitrate, bicarbonate, etc.), salts of heavy metals, and silica
3. Organic matter, including that of both animal and vegetable origin,
oil, trade waste (including agricultural) constituents, and synthetic
detergents
4. Microbiological forms, including various types of algae and slimeforming bacteria. This topic is covered in Sec. 2.6.
92
Chapter Two
TABLE 2.10
Typical Water Analyses (Results in ppm)
A
pH
6.3
Alkalinity
2
Total hardness
10
Calcium hardness
5
Sulfate
6
Chloride
5
Silica
Trace
Dissolved solids
33
A
B
C
D
E
F
G
B
C
D
E
F
6.8
38
53
36
20
11
0.3
88
7.4
90
120
85
39
24
3
185
7.5
180
230
210
50
21
4
332
7.1
250
340
298
17
4
7
400
8.3
278
70
40
109
94
12
620
G
7.1
470
559
451
463
149
6
1670
very soft lake water
moderately soft surface water
slightly hard river water
moderately hard river water
hard borehole water
slightly hard borehole water containing bicarbonate ions
very hard groundwater
Of the dissolved gases occurring in water, oxygen occupies a special
position, as it stimulates corrosion reactions. In surface waters, the
oxygen concentration approximates saturation, but in the presence of
green algae, supersaturation may occur. Please refer to Tables 1.4 and
1.5 in Chap. 1, Aqueous Corrosion, for data on the solubility of oxygen
in water. Underground waters are more variable in oxygen content,
and some waters containing ferrous bicarbonate are oxygen-free. The
solubility is slightly less in the presence of dissolved solids, but this
effect is not very significant in natural waters containing less than
1000 ppm dissolved solids. Hydrogen sulfide and sulfur dioxide are
also usually the result of pollution or of bacterial activity. Both gases
may initiate or significantly accelerate corrosion of most metals.
For some applications, notably feedwater treatment for high-pressure
boilers, removal of oxygen is essential. For most industrial purposes,
however, deaeration is not applicable, since the water used is in continuous contact with air, from which it would rapidly take up more oxygen.
Attention must therefore be given to creating conditions under which
oxygen will stifle rather than stimulate corrosion. It has been shown
that pure distilled water is least corrosive when fully aerated and that
some inhibitors function better in the presence of oxygen. In these cases,
oxygen acts as a passivator of the anodic areas of the corrosion cells.
Carbon dioxide and calcium carbonate. The effect of carbon dioxide is
closely linked with the bicarbonate content. Normal carbonates are
rarely found in natural waters, but sodium bicarbonate is found in
some underground supplies. Calcium bicarbonate is the most important of the bicarbonates, but magnesium bicarbonate may be present
in smaller quantities. In general, it may be regarded as having prop-
Environments
93
erties similar to those of the calcium compound, except that upon
decomposition by heat it deposits magnesium hydroxide, whereas calcium bicarbonate precipitates as carbonate. The concentrations of carbon dioxide in water can be classified as follows:
1. The amount required to produce carbonate
2. The amount required to convert carbonate to bicarbonate
3. The amount required to keep the calcium bicarbonate in solution
4. Any excess over that accounted for in types 1, 2, and 3
With less carbon dioxide than required for type 3 (let alone type 4),
the water will be supersaturated with calcium carbonate, and a slight
increase in pH (at the local cathodes) will tend to cause its precipitation or scaling. If the deposit is continuous and adherent, the metal
surface may become isolated from the water and hence protected from
corrosion. If type 4 carbon dioxide is present, there can be no deposition of calcium carbonate and existing deposits will be dissolved; there
cannot therefore be any protection by calcium carbonate scale. Please
refer to Sec. 2.2.3 for detailed coverage of the indices and equilibriaassociated precipitation and scaling associated with common chemicals found in natural waters.
Dissolved mineral salts. The principal ions found in water are calcium,
magnesium, sodium, bicarbonate, sulfate, chloride, and nitrate. A few
parts per million of iron or manganese may sometimes be present, and
there may be traces of potassium salts, whose behavior is very similar
to that of sodium salts. From the corrosion point of view, the small
quantities of other acid radicals present, e.g., nitrite, phosphate,
iodide, bromide, and fluoride, generally have little significance. Larger
concentrations of some of these ions, notably nitrite and phosphate,
may act as corrosion inhibitors, but the small quantities present in
natural waters will usually have little effect.
Chlorides have probably received the most study in relation to their
effect on corrosion. Like other ions, they increase the electrical conductivity of the water, so that the flow of corrosion currents will be facilitated. They also reduce the effectiveness of natural protective films,
which may be permeable to small ions. Nitrate is very similar to chloride in its effects but is usually present in much smaller concentrations.
Sulfate in general appears to behave very similarly, at least on carbon
steel materials. In practice, high-sulfate waters may attack concrete,
and the performance of some inhibitors appears to be adversely affected by the presence of sulfate. Sulfates have also a special role in bacterial corrosion under anaerobic conditions.
94
Chapter Two
Another mineral constituent of water is silica, present both as a colloidal suspension and dissolved in the form of silicates. The concentration varies very widely, and, as silicates are sometimes applied as
corrosion inhibitors, it might be thought that the silica content would
affect the corrosive properties of a water. In general, the effect appears
to be trivial; the fact that silicate inhibitors are used in waters with a
high initial silica content suggests that the form in which silica is
present is important.
The hardness of a water supply is determined by the content of calcium and magnesium salts. Calcium and magnesium can
combine with bicarbonates, sulfates, chlorides, and nitrates to precipitate as solids. Mineral salts make water more basic and lead to more
aggressive corrosion on many materials. The presence of salts in lime
scale deposits is one of the most common causes of corrosion; these
deposits cause damage in water pipelines and boilers. Table 2.11 presents a comparison of the various hardness units used in Europe and
North America. Any descriptive or numerical classification of hardness
of water is rather arbitrary. A water that is termed hard in some areas
may be considered soft in other areas. The U.S. Geological Survey uses
the following classification:19
Hardness.
Soft.
Less than 60 ppm (as CaCO3)
Moderately hard. 60 to 120 ppm
Hard. 120 to 180 ppm
Very hard. Above 180 ppm
There are basically two types of hardness:
1. Temporary hardness caused by Ca and Mg bicarbonates (precipitate minerals upon heating)
2. Permanent hardness due to Ca and Mg sulfates or chlorides (dissolve with sodium)
Temporary hardness salts
1. Calcium carbonate (CaCO3 ). Also called calcite or limestone, rare
in water supplies. Causes alkalinity in water.
2. Calcium bicarbonate [Ca(HCO3)2]. Forms when water containing
CO2 comes in contact with calcite. Also causes alkalinity in water.
When it is heated, CO2 is released and the calcium bicarbonate
reverts back to calcium carbonate, thus forming scale.
3. Magnesium carbonate (MgCO3 ). Also called magnesite, it has
properties similar to those of calcium carbonate.
TABLE 2.11
Comparison of Hardness Units
Hardness units
per liter water
mval/L
50 mg CaCO3
1 mval/L
1 °dH
1 °fH
1 °eH
1 ppm
1 mmol/L
1
0.357
0.2
0.285
0.02
2
°dH (German)
10 mg CaO
2.8
1
0.5599
0.7999
0.056
5.6
°fH (French)
10 mg CaCO3
5
1.786
1
1.429
0.1
10
°eH (British)
14.3 mg CaCO3*
3.51
1.25
0.7
1
0.07
7
*One grain CaCO3 per gallon.
†The international hardness scale (mmol/L) is to be preferred to the national hardness scales.
ppm (American)
1 mg CaCO3
50
17.86
10
14.29
1
100
mmol/L (international)†
100 mg CaCO3
0.5
0.1786
0.1
0.1429
0.01
1
96
Chapter Two
4. Magnesium bicarbonate [Mg(HCO3)2].
bonate in its properties.
Similar to calcium bicar-
Permanent hardness salts
1. Calcium sulfate (CaSO4 ). Also known as gypsum, used to make
plaster of paris. Gypsum will precipitate and form scale in boilers
when concentrated.
2. Calcium chloride (CaCl2 ). This salt hydrolyzes in boiler water to
produce a low pH as follows: CaCl2 2H2O → Ca(OH)2 2HCl.
3. Magnesium sulfate (MgSO4 ). Commonly known as epsom salts;
may have laxative effect if it is concentrated enough.
4. Magnesium chloride (MgCl2 ). This salt has properties similar to
those of calcium chloride.
5. Sodium salts. Also found in household water supplies, but considered harmless as long as they do not exist in large quantities.
pH of water. The pH of natural waters is, in fact, rarely outside the
fairly narrow range of 4.5 to 8.5. High values, at which corrosion of
steel may be suppressed, and low values, at which gaseous hydrogen
evolution occurs, are not often found in natural waters. Copper is
affected to a marked extent by pH value. In acidic waters, slight corrosion occurs, and the small amount of copper in solution causes green
staining of fabrics and sanitary ware. In addition, redeposition of copper on aluminum or galvanized surfaces sets up corrosion cells, resulting in severe pitting of the metals. The use of these different materials
in a water system should thus be avoided. In most waters the critical
pH value is about 7.0, but in soft water containing organic acids it may
be higher. Chapter 1, Aqueous Corrosion, contains detailed coverage of
the effects of pH and temperature on the corrosion of metals.
Organic matter. The types of organic matter in water supplies are very
diverse, and organic matter may be present in suspension or in colloidal or true solution. It is largely decaying vegetable matter, but
there are many other possible sources, including runoff from fields and
domestic and industrial wastes.
Biochemical oxygen demand (BOD or BOD5)
is an indirect measure of biodegradable organic compounds in water,
and is determined by measuring the decrease in dissolved oxygen in a
controlled water sample over a 5-day period. During this 5-day period,
aerobic (oxygen-consuming) bacteria decompose organic matter in the
sample and consume dissolved oxygen in proportion to the amount of
organic material that is present. In general, a high BOD reflects high
concentrations of substances that can be biologically degraded, thereby
Biochemical oxygen demand.
Environments
97
consuming oxygen and potentially resulting in low dissolved oxygen in
the receiving water. The BOD test was developed for samples dominated by oxygen-demanding pollutants like sewage. While its merit as a
pollution parameter continues to be debated, BOD has the advantage
of a long period of record and a large database of results.20
Nutrients are chemical elements or compounds essential for
plant and animal growth. Nutrient parameters include ammonia,
organic nitrogen, Kjeldahl nitrogen, nitrate nitrogen (for water only),
and total phosphorus. High amounts of nutrients have been associated with eutrophication, or overfertilization of a water body, while low
levels of nutrients can reduce plant growth and (for example) starve
higher-level organisms that consume phytoplankton.
Nutrients.
Most organic carbon in water occurs as partly degraded plant and animal materials, some of which are resistant to microbial degradation. Organic carbon is important in the estuarine food
web and is incorporated into the ecosystem by photosynthesis of green
plants, which are then consumed as carbohydrates and other organic
compounds by higher animals. In another process, formerly living tissue containing carbon is decomposed as detritus by bacteria and other
microbes. Total organic carbon (TOC) bears a direct relationship to biological and chemical oxygen demand; high levels of TOC can result
from human sources, the high oxygen demand being the main concern.
Organic carbon.
Oil and grease is one of the most common parameters for
quantifying organics from human sources and, to a lesser extent, biogenic sources (e.g., algae and fish). Some examples of oil and grease
loadings are leaks from automobile crankcases, illegal dumping into
storm sewers, motorboats, oil spills, and discharge from oil production
platforms in the bay. Oil and grease is a generic term for material
which actually contains numerous and variable chemical compounds,
some of which are typically toxic.
Oil and grease.
Priority pollutants. Priority pollutants refers to a list of 126 specific
pollutants, which include heavy metals and specific organic chemicals.
The priority pollutants are a subset of “toxic pollutants” as defined in
the Clean Water Act (United States). These 126 pollutants were
assigned a high priority for development of water quality criteria and
effluent limitation guidelines because they are frequently found in
wastewater. Many of the heavy metals, pesticides, and other chemicals
listed below are on the priority pollutant list.20
In the water treatment field, “heavy
metal” refers to heavy, dense, metallic elements that occur only at
Heavy metals (total and dissolved).
98
Chapter Two
trace levels in water, but are very toxic and tend to accumulate. Some
key metals of concern and their primary sources are listed below.21
■
Arsenic from fossil fuel combustion and industrial discharge
■
Cadmium from corrosion of alloys and plated surfaces, electroplating wastes, and industrial discharges
■
Chromium from corrosion of alloys and plated surfaces, electroplating wastes, exterior paints and stains, and industrial discharges
■
Copper from corrosion of copper plumbing, antifouling paints, and
electroplating wastes
■
Lead from leaded gasoline, batteries, and exterior paints and stains
■
Mercury from natural erosion and industrial discharges
■
Zinc from tires, galvanized metal, and exterior paints and stains
High levels of mercury, copper, and cadmium have been proven to
cause serious environmental and human health problems. Some of the
sources listed above, such as lead in gasoline and heavy metals in some
paints, are now being phased out as a result of environmental regulations issued in the past 10 years. Most heavy metals are too rarely found
in water to justify government regulation at all, but a few have been
given maximum contaminant limits (MCLs) and MCL goals by the
Environmental Protection Agency (EPA). These include the following:22
■
Cadmium occurs mostly in association with zinc and gets into water
from corrosion of zinc-coated (“galvanized”) pipes and fittings.
■
Antimony occurs mostly in association with lead, where it is used as
a hardening agent. It gets into water from corrosion of lead pipes
and fittings, but even then it is rarely detectable. More antimony is
found in food than in water.
■
Barium is chemically similar to calcium and magnesium and is usually found in conjunction with them. It is not very toxic and is only
rarely found at toxic levels. However, it is common at low levels in
hard-water areas.
■
Mercury is notorious as an environmental toxin, but it is generally not
a big problem in water supplies, as it is found only at very low levels
in water. Certain bacteria are able to transform it into methyl mercury,
which is concentrated in the food chain and can cause malformations.
■
Thallium is as toxic as lead or mercury, but is extremely rare and is
not often a problem in water.
■
Lead is the most significant of the heavy metals because it is both
very toxic and very common. It gets into water from corrosion of
Environments
99
plumbing materials, where lead has been used freely since Roman
times. In addition, lead can be found in the solder used to join copper
pipes and in fittings and faucets made from brass.
■
Copper and lead are regulated together because both are commonly used in plumbing materials and because they are corrodible,
even though copper is not very toxic. A few tenths of a ppm of copper is common and not a problem, but if as much as 1.3 ppm copper or 15 ppb lead are detected in tap water, the waterworks is
required to modify the water chemistry to make it less corrosive
toward lead.
Pesticides are a large class of compounds of concern. Typical
pesticides and herbicides include DDT, aldrin, chlordane, endosulfan,
endrin, heptachlor, and Diazinon. Surprisingly, concentrations of pesticides in urban runoff may be equal to or greater than the concentrations in agricultural runoff. Besides toxicity, persistence in the
environment is a key concern. Some of the more persistent compounds,
including DDT and dioxin (not a pesticide), are subject to stringent
regulation, including outright bans.
Pesticides.
Polycyclic aromatic hydrocarbons (PAHs). Polycyclic aromatic hydrocarbons
are a family of semivolatile organic pollutants such as naphthalene,
anthracene, pyrene, and benzo(a)pyrene. There are typically two main
sources of PAHs: spilled or released petroleum products (from oil spills
or discharge of oil production brines) and combustion products that are
found in urban runoff. Specifically, phenanthrene, pyrene, and fluoranthene are products of the incomplete combustion of fossil fuels.
Naphthalene is found in asphalt and creosote. PAHs from combustion
products have been identified as carcinogenic.
Polychlorinated biphenyls are organic
chemicals that formerly had widespread use in electrical transformers
and hydraulic equipment. This class of chemicals is extremely persistent
in the environment and has been proven to bioconcentrate in the food
chain, thereby leading to environmental and human health concerns in
areas such as the Great Lakes. Because of their potential to accumulate
in the food chain, PCBs were intensely regulated and subsequently prohibited from manufacture by the Toxic Substances Control Act (TSCA) of
1976. Disposal of PCBs is tightly restricted by the TSCA.20
Polychlorinated biphenyls (PCBs).
2.2.2
Essentials of ion exchange
Ion-exchange resins are particularly well suited for the removal of ionic impurities for several reasons:23
100
Chapter Two
■
The resins have high capacities for ions that are found in low concentrations.
■
The resins are stable and readily regenerated.
■
Temperature effects are for the most part negligible.
■
The process is excellent for both large and small installations, from
home water softeners to huge utility installations.
Most ion-exchange bead materials are manufactured by a
suspension polymerization process using styrene and divinylbenzene
(DVB). The styrene and DVB, both liquids at the start, are put into a
chemical reactor with roughly the same amount of water. A surfactant
is also present to keep everything dispersed. The chemical reactor has
an agitator which begins to mix the water–organic chemical solution.
The styrene and DVB begin to form large globules of material, and as
the speed of agitation increases, the globules break up into smaller
droplets until they reach the size of about a millimeter. At this point,
the polymerization reaction is initiated by the addition of benzoyl peroxide, which causes the styrene and DVB molecules to form small
plastic beads. The DVB is a cross-linking agent that gives the beads
their physical strength, and without which the styrene would be
water-soluble.
The polystyrene-DVB beads need to be chemically activated in order
to perform as an ion-exchange material. Active groups are attached to
provide chemical functionality to the beads. Each active group has a
fixed electric charge which is balanced by an equivalent number of
oppositely charged ions which are free to exchange with other ions of
the same charge.23
Strong acid cation resins are formed by treating the beads with concentrated sulfuric acid (a process called sulfonation) to form permanent, negatively charged sulfonic acid groups throughout the beads.
Important here is the fact that the exchange sites thus formed are
located throughout the bead. The ion-exchange process is not a surface
phenomenon; more than 99 percent of the capacity of an ion-exchange
material is found in the interior of the bead.
Strong-base anion resins are activated in a two-step process that
consists of chloromethylation followed by amination. The two-step
process begins with the same styrene-DVB material as is used for
cation resins. The only difference is that the amount of DVB used is
less, to allow for a more porous bead. The first reaction step is the
attachment of a chloromethyl group to each of the benzene rings in the
bead structure. This intermediate chloromethylated plastic material
needs to be reacted with an amine in a process called amination. The
type of amine used determines the functionality of the resin. A comSynthesis.
Environments
101
mon amine used is trimethylamine (TMA), which creates a type 1
strongly basic anion exchanger. Using dimethylthanolamine (DMEA)
will make a type 2 anion resin. Table 2.12 resumes the main advantages and disadvantages of the common resin types used for purifying
and softening water.
The basic material requirements for ion-exchange beads are insolubility, bead size, and resistance to fracture. The resin must be insoluble under normal operating
conditions. The beads must be in the form of spheres of uniform
dimension; normal size range is between 16 and 50 U.S. Mesh. The
swelling and contraction of the resin bead during exhaustion and
regeneration must not cause the beads to burst. Also, an important
property of ion-exchange resins is that the active site is permanently
Physical and chemical structure of resins.
TABLE 2.12
Advantages and Disadvantages of the Main Ion-Exchange Resins
Resin
Advantages
Disadvantages
Strong-acid cation
Useful on all waters
Complete cation removal
Variable capacity, quality
Good physical stabilities
Good oxidation stabilities
Low initial cost
Operating efficiency
Weak-acid cation
Very high capacity
Very high operating efficiency
Only partial cation removal
Useful only on specific waters
Fixed operating capacity
Poor physical stability
High initial cost
Poor kinetics
Strong-base anion
Complete anion removal
(including silica and CO2)
Lower initial cost
Variable efficiency and quality
Excellent kinetics
Shorter rinses
Less organic fouling resistance
Limited life
Thermodynamically unstable
Efficiency vs. quality
Weak-base anion
High operating capacity
removal
High regeneration efficiency
Excellent organic
fouling resistance
Good thermal stability
Good oxidation stability
Can be regenerated with
leftover caustic from strongbase resin, alkaline by-products,
ammonia, soda ash, and other
weak bases and waste streams
Only partial anion removal
Does not remove silica or CO2
High initial cost
Long rinses
Poor kinetics
102
Chapter Two
attached to the bead. Ion-exchange resins can be manufactured into
one of two physical structures, gel or macroporous.23
■
Gel resins are homogeneous cross-linked polymers and are the most
common resins available. They have exchange sites distributed
evenly throughout the bead. The amount of DVB cross-linking used
in the synthesis of a bead determines the relative strength of the
bead. Standard strong-acid cation resin used for softening, which is
the most common ion-exchange medium, is almost always an 8 percent DVB gelular material. The amount of DVB that this resin contains has proved to be the most economical in terms of resin price
and expected operating life. Resins are available today with a DVB
content from 2 to 20 percent and higher. Higher DVB content gives
the bead additional strength, but the additional cross-linking can
hinder kinetics by making the bead too resistant to the shrinking
and swelling necessary during normal operation.
■
Macroporous resins were introduced commercially in 1959 and are
made with large pores that permit access to interior exchange sites.
They are also referred to as macroreticular or fixed-pore resins.
Macroporous resins are manufactured by a process that leaves a network of pathways throughout the bead. This spongelike structure
allows the active portion of the bead to contain a high level of DVB
cross-linking without affecting the exchange kinetics. Unfortunately,
it also means that the resin has a lower capacity because the beads
contain fewer exchange sites. The “pores” can take up to 10 to 30
percent of the polymer. This reduces the ion-exchange capacity proportionately.
Gel resins usually have higher operating efficiencies and cost less. A
macropore gives better physical stability, primarily because of its
spongelike structure, which gives more stress relief. It also eliminates
some of the breakage that may occur from osmotic stress. The higher
surface area in a macroporous anion resin gives better organic fouling
resistance. In a cation resin, the higher cross-linking level gives better
oxidation resistance.
There are two basic types of chemical structures, styrene and acrylic.
The styrene-based materials described above are aromatic hydrocarbons. Acrylic resins are straight-chained hydrocarbons based on polyacrylate and polymethacrylate. DVB is still used as a cross-linker in
these resins, but the acrylics differ from the styrenics in that the active
exchange site is part of the physical structure. This means that their
physical and chemical stabilities are intertwined. When an acrylic
resin chemically degrades, it is usually at the exchange site, which is
the weak link. This destroys the physical structure. As an acrylic resin
Environments
103
oxidizes, it will swell and become mushy. Another disadvantage of the
acrylic materials is that they are not fully FDA approved. Therefore,
they are usually limited to industrial applications. The acrylics are
advantageous in applications where organics are present because they
do not foul nearly as much as a styrene-based product.23
Selectivity of resins. The selectivity or affinity of ion-exchange resins
is influenced by the properties of the bead, the ions being exchanged,
and the solution in which the ions are present. Water is an essential
component of ion-exchange resins. For example, strong-acid cation
resins contain about 50 percent moisture. The amount of cross-linking
of the bead has an impact on the moisture content of the bead, and the
moisture content, in turn, has an impact on the selectivity. A bead with
a high moisture content has a high porosity, and the active groups are
spaced further from one another. Ion-exchange resins generally have
greater selectivities for ions with increasing valence or charge. Among
ions with the same charge, higher affinities are seen for ions with a
higher atomic number.
These affinity relationships are reversed in concentrated solutions.
This is what makes regeneration of exhausted resins possible. An
exhausted cation resin used for softening is predominantly in the calcium and magnesium form, both divalent ions. The resin is restored to its
regenerated condition, the sodium form, by the introduction of 10 percent sodium chloride. This sodium chloride solution is concentrated
enough (10,000 ppm) to reverse the selectivity. The driving force of the
monovalent sodium ion then converts the resin back to the sodium form.
The rate of exchange, or kinetics, of ion-exchange reactions
is governed by several factors. The solution being treated has an effect;
higher solution concentrations can speed up the rate of reaction. The
amount of DVB cross-linking of the bead determines the porosity of
the bead and, in turn, the ionic mobility within the bead. The size of
the ions being exchanged also influences the kinetic rate and is somewhat dependent on the size of the pores in the resin structure. The size
of the bead also has an effect; smaller beads present a shorter diffusion
path to active sites in the interior of the beads.
Resin has a greater affinity for ions with higher valences, so a predominance of high-valence ions can cause a relatively higher rate of
reaction. Other influences include temperature, the ionic form of the
exchange sites, and the strength of the exchange sites. Increasing temperature can speed up chemical reactions. The exchange reaction is a
diffusion process, so the diffusion rate of the ion on the exchange site
has some effect. Also, the strength of the exchange site—whether it is
strongly or weakly acidic or basic—affects the reaction rate.
Kinetics.
104
Chapter Two
Types of ion-exchange resins
Strongly acidic cation resins derive their functionality from the sulfonic acid groups. These strong-acid exchangers
operate at any pH, split all salts, and require substantial amounts of
regenerant. This is the resin of choice for almost all softening applications and as the first unit in a two-bed demineralizer or the cation
component of a mixed bed.
Strong-acid cation resins.
The weakly acidic cation resins have carboxylic
groups as the exchange site. These resins are highly efficient, for they
are regenerated with a nearly 100 percent stoichiometric amount of
acid, as compared to the 200 to 300 percent required for strong-acid
cations. The weak-acid resins are subject to reduced capacity from
increasing flow rate, low temperatures, and a hardness-to-alkalinity
ratio below 1.0. They are used very effectively in conjunction with a
strong-acid cation resin operating in the hydrogen form, in either a
separate-bed or a stratified-bed configuration. In both cases, the influent water first contacts the weak-acid resin, where the cations associated with alkalinity are removed. The remaining cations are removed
by the strong-acid cation resin. The weak-acid cation resin is regenerated with the waste acid from the strong-acid unit, making for a very
economical arrangement.23
Weak-acid cation resins.
Strongly basic anion resins derive their functionality from quaternary ammonium exchange sites. The two main
groups of strong-base anion resins are type 1 and type 2, depending
on the type of amine used during the chemical activation process.
Chemically, the two types differ in the species of quaternary ammonium exchange sites they exhibit: Type 1 sites have three methyl
groups, whereas in type 2, an ethanol group replaces one of the
methyl groups.
Type 1 resins are suitable for total anion removal on all waters. They
are more difficult to regenerate, and they swell more from the chloride
form to the hydroxide form than type 2. They are more resistant to high
temperatures and should be used on high-alkalinity and high-silica
waters.
Type 2 resins also feature removal of all anions, but they can be
less effective in removing silica and carbon dioxide from waters
where these weak acids constitute more than 30 percent of the total
anions. Type 2 anions give best results on waters that predominantly contain free mineral acids, such as chlorides and sulfates, as in
the effluent from a cation unit followed by a decarbonator. Type 2
anion resins operating in the chloride form are typically used in
dealkalizers.
Strong-base anion resins.
Environments
105
Weakly basic anion resins contain the polyamine
functional group, which acts as an acid adsorbed, removing strong acids
(free mineral acidity) from the cation effluent stream. This weakly ionized resin is regenerated efficiently by nearly stoichiometric amounts of
base, such as sodium hydroxide, which restore the exchange sites to the
free base form. The regeneration step is essentially a neutralization of
the strong acids that are collected on the resin, and it can use waste
caustic from a strong-base anion unit to enhance economics. Weak-base
anion resins should be used on waters with high levels of sulfates or
chlorides, or where removal of alkalinity and silica is not required.
Weak-base anion resins.
2.2.3
Saturation and scaling indices
The saturation of water refers to the solubility product Ksp of a compound. By definition, the ion-activity product (IAP) of reactants—i.e.,
aCa2 and aCO32 when CaCO3 is the scalant—is, at equilibrium, equal
to Ksp:
Ksp
IAP
aCa2 aCO32
The saturation level (SL) of water is defined as the ratio of the ionactivity product to Ksp, as in the following:
SL
aCa2 aCO32
IAP
Ksp
Ksp
In this example, water is said to be saturated with calcium carbonate
when it will neither dissolve nor precipitate calcium carbonate scale.
This equilibrium condition is based upon an undisturbed water at constant temperature which is allowed to remain undisturbed for an infinite period of time. Water is said to be undersaturated if it can still
dissolve calcium carbonate. Supersaturated water will precipitate calcium carbonate if allowed to rest. If water is undersaturated with respect
to calcium carbonate, the SL value will be less than 1.0. When water is
at equilibrium, SL will be 1.0 by definition. Water which is supersaturated with calcium carbonate will have a saturation level greater than
1.0. As the saturation level increases beyond 1.0, the driving force for
calcium carbonate crystal formation or crystal growth increases.
The SL definition can be simplified if the activity coefficients are
incorporated into the solubility product in order to use a more practical concentration unit. The conditional solubility product Kspc incorporates the activity coefficients into the solubility product.
Kspc
Ksp
2
2
CO3
Ca
[ ]Ca2 [ ]CO32
106
Chapter Two
at equilibrium since aion
[ ]ion ion, with [ ]ion being the readily measurable molar concentration.
A distinction must be made between a thick layer of deposit,
whether calcium carbonate or any other material, and a protective layer. The ideal protection in fact consists of layers of negligible thickness
which do not impede water or heat flow and which are self-healing.
This is difficult to achieve with natural waters. A water which is exactly in equilibrium with respect to calcium carbonate is normally corrosive to steel because it has no power to form a calcium carbonate
deposit. Supersaturated waters, on the other hand, unless suitably
treated, will form a substantial scale, but whether this inhibits corrosion or not depends on its adherence to the metal and its porosity.
Saturation levels, no matter how refined, are an equilibrium-based
index. They provide a measure of the thermodynamic driving force
that leads a scalant to form, but they do not incorporate the capacity
of the water for continued scaling. A water can have a high saturation
level with no visible scale formation. The driving force might be present,
but there is insufficient mass for gross precipitation. Saturation levels
should be viewed as another tool for developing an overall picture of a
water’s scale potential. They can point out what scales will not form
under the conditions evaluated, but they cannot predict whether
deposits of any significant quantity will form.
The Langelier saturation index (LSI) is
an equilibrium model derived from the theoretical concept of saturation and provides an indicator of the degree of saturation of water with
respect to calcium carbonate. It can be shown that the Langelier saturation index approximates the base 10 logarithm of the calcite saturation level. The Langelier saturation level approaches the concept of
saturation using pH as a main variable. The LSI can be interpreted as
the pH change required to bring water to equilibrium. Water with a
Langelier saturation index of 1.0 is one pH unit above saturation.
Reducing the pH by 1 unit will bring the water into equilibrium. This
occurs because the portion of total alkalinity present as CO32 decreases as the pH decreases, according to the equilibria describing the dissociation of carbonic acid [Eqs. (2.11) and (2.12)].
The Langelier saturation index.
H2CO3 ←
→ HCO3 H
2
HCO3 ←
→ CO3 H
(2.11)
(2.12)
The LSI is probably the most widely used indicator of cooling-water
scale potential. It is purely an equilibrium index and deals only with
the thermodynamic driving force for calcium carbonate scale formation and growth. It provides no indication of how much scale (CaCO3)
Environments
107
will actually precipitate to bring water to equilibrium. It simply indicates the driving force for scale formation and growth in terms of pH
as a master variable. LSI is defined as
LSI
where pH
pHs
pH pHs
measured water pH
pH at saturation in calcite (CaCO3)
In the cooling-water pH range of 6.5 to 9.5, the pHs calculation simplifies to
pHs
where pK2
pKs
pCa
pAlk
(pK2 pKs) pCa pAlk
negative log10 of the second dissociation constant for
carbonic acid [Eq. (2.12)]
negative log10 of the solubility product for calcite
negative log10 of calcium measured in the water
negative log10 of the total alkalinity measured for the
water being evaluated
A pH decrease of 1 unit will decrease the CO32 concentration of the
water about tenfold. This affects the saturation level directly by also
decreasing the IAP tenfold. So a 1 pH unit decrease will decrease the
Langelier saturation index by 1 unit. A 1 pH unit decrease will also
decrease the saturation level (IAP/Ksp) tenfold. A negative Langelier
saturation index indicates that water is undersaturated with respect
to calcium carbonate (calcite). If the LSI is 1.0, raising the pH of the
water 1 unit will increase the calcium carbonate saturation level to
equilibrium. The 1 pH unit increase does this by increasing the CO32
portion of the carbonate alkalinity present tenfold. The calcite saturation level increases accordingly (ten times).
Although saturation-level-based indices are very useful, a second factor must be considered in interpreting them. Saturation-level-based
indices indicate the potential for scale formation if water is unperturbed
for an infinite period of time. Most cooling-water systems have a substantially shorter holding time index. The LSI was not intended as an
indicator of corrosivity toward mild steel or other metals of construction.
The LSI describes only the stability of an existing calcium carbonate
scale or other calcium carbonate–bearing structure. The LSI does
describe the tendency of water to dissolve calcite scale. It has been postulated that supersaturated water will form an eggshell-like film of calcium carbonate scale that will act as an inhibitor for corrosion of mild
steel. This can occur in highly buffered waters. The LSI and other saturation-based indices do not guarantee this inhibitory behavior. Calcium
carbonate film formation is typically observed in highly buffered waters.
108
Chapter Two
It has been shown that water supersaturated with calcium carbonate often develops tubercular deposits which do not inhibit corrosion
on mild steel. This behavior is typically associated with water of low
buffer capacity. Puckorius also warned against using saturation-levelderived indices as the basis for predicting corrosion problems in cooling systems.
The Ryznar stability index (RSI) attempts to
correlate an empirical database of scale thickness observed in municipal water systems to the water chemistry. Like the LSI, the RSI has
its basis in the concept of saturation level. Ryznar attempted to quantify the relationship between calcium carbonate saturation state and
scale formation. The Ryznar index takes the form
Ryznar stability index.
RSI
2 (pHs) pH
The empirical correlation of the Ryznar stability index can be summarized as follows:
RSI 6
RSI 7
RSI 8
The scale tendency increases as the index decreases.
The calcium carbonate formation probably does not lead
to a protective corrosion inhibitor film.
Mild steel corrosion becomes an increasing problem.
Puckorius scaling index. The previously discussed indices account for
only the driving force for calcium carbonate scale formation. They do
not account for two other critical parameters: the buffering capacity of
the water and the maximum quantity of precipitate that can form in
bringing water to equilibrium. The Puckorius (or Practical) scaling
index (PSI) attempts to further quantify the relationship between saturation state and scale formation by incorporating an estimate of the
buffering capacity of the water into the index.
Water that is high in calcium but low in alkalinity and buffering
capacity can have a high calcite saturation level. The high calcium
level increases the ion-activity product. A plot of ion-activity product
versus precipitate for the water would show a rapid decrease in pH
as calcium precipitated because of the low buffering capacity. Even
minuscule decreases in carbonate concentration in the water would
drastically decrease the ion-activity product because of the small
quantity present prior to the initiation of precipitation. Such water
might have a high tendency to form scale as a result of the driving
force, but the quantity of scale formed might be so small as to be
unobservable. The water has the driving force but no capacity and no
ability to maintain pH as precipitate forms.
Environments
109
The PSI is calculated in a manner similar to the Ryznar stability
index. Puckorius uses an equilibrium pH rather than the actual system
pH to account for the buffering effects:
PSI
where pHeq
[Alkalinity]
2 (pHeq) pHs
1.465 log10 [Alkalinity] 4.54
[HCO3] 2[CO32] [OH ]
Larson-Skold index. The Larson-Skold index describes the corrosivity
of water toward mild steel. The index is based upon evaluation of in
situ corrosion of mild steel lines transporting Great Lakes waters. The
index is the ratio of equivalents per million (epm) of sulfate (SO42)
and chloride (Cl) to the epm of alkalinity in the form bicarbonate plus
carbonate (HCO3 CO32).
Larson-Skold index
epm Cl epm SO42
epm HCO3 epm CO32
As outlined in the original paper, the Larson-Skold index correlated
closely to observed corrosion rates and to the type of attack in the
Great Lakes water study. It should be noted that the waters studied in
the development of the relationship were not deficient in alkalinity or
buffering capacity and were capable of forming an inhibitory calcium
carbonate film, if no interference was present. Extrapolation to other
waters, such as those of low alkalinity or extreme alkalinity, goes
beyond the range of the original data.
The index has proved to be a useful tool in predicting the aggressiveness of once-through cooling waters. It is particularly interesting
because of the preponderance of waters with a composition similar to
that of the Great Lakes waters and because of its usefulness as an
indicator of aggressiveness in reviewing the applicability of corrosion
inhibition treatment programs that rely on the natural alkalinity
and film-forming capabilities of a cooling water. The Larson-Skold
index might be interpreted by the following guidelines:
Index 0.8
0.8 index 1.2
Index 1.2
Chlorides and sulfate probably will not interfere with natural film formation.
Chlorides and sulfates may interfere with natural film formation. Higher than desired corrosion rates might be anticipated.
The tendency toward high corrosion rates of a
local type should be expected as the index
increases.
110
Chapter Two
The Stiff-Davis index attempts to overcome the
shortcomings of the Langelier index with respect to waters with high
total dissolved solids and the impact of “common ion” effects on the
driving force for scale formation. Like the LSI, the Stiff-Davis index
has its basis in the concept of saturation level. The solubility product
used to predict the pH at saturation (pHs) for a water is empirically
modified in the Stiff-Davis index. The Stiff-Davis index will predict
that a water is less scale forming than the LSI calculated for the same
water chemistry and conditions. The deviation between the indices
increases with ionic strength. Interpretation of the index is by the
same scale as for the Langelier saturation index.
Stiff-Davis index.
Oddo-Tomson index. The Oddo-Tomson index accounts for the impact of
pressure and partial pressure of CO2 on the pH of water and on the solubility of calcium carbonate. This empirical model also incorporates corrections for the presence of two or three phases (water, gas, and oil).
Interpretation of the index is by the same scale as for the LSI and StiffDavis indices.
Momentary excess (precipitation to equilibrium). The momentary excess
index describes the quantity of scalant that would have to precipitate
instantaneously to bring water to equilibrium. In the case of calcium
carbonate,
Kspc
[Ca2] [CO32]
If water is supersaturated, then
[Ca2] [CO32]
Kspc
Precipitation to equilibrium assumes that one mole of calcium ions
will precipitate for every mole of carbonate ions that precipitates. On
this basis, the quantity of precipitate required to restore water to equilibrium can be estimated with the following equation:
[Ca2 X] [CO32 X]
Kspc
where X is the quantity of precipitate required to reach equilibrium.
X will be a small value when either calcium is high and carbonate low,
or carbonate is high and calcium low. It will increase to a maximum
when equal parts of calcium and carbonate are present. As a result,
these calculations will provide vastly different values for waters with
the same saturation level. Although the original momentary excess
index was applied only to calcium carbonate scale, the index can be
extended to other scale-forming species. In the case of sulfate, momentary excess is calculated by solving for X in the relationship
Environments
[Ca2 X] [SO42 X]
111
Kspc
The solution becomes more complex for tricalcium phosphate:
[Ca2 3X]3 [PO43 2X]2
Kspc
While this index provides a quantitative indicator of scale potential and has been used to correlate scale formation in a kinetic model, the index does not account for two critical factors: First, the pH
can often change as precipitates form, and second, the index does not
account for changes in driving force as the reactant levels decrease
because of precipitation. The index is simply an indicator of the
capacity of water to scale, and can be compared to the buffer capacity of a water.
Most of the indices discussed previously
describe the tendency of a water to form or dissolve a particular scale.
These indices are derived from the concept of saturation. For example,
saturation level for any of the scalants discussed is described as the
ratio of a compound’s observed ion-activity product to the ion-activity
product expected if the water were at equilibrium Ksp. The following
general guidelines can be applied to interpreting the degree of supersaturation:
Interpreting the indices.
1. If the saturation level is less than 1.0, a water is undersaturated
with respect to the scalant under study. The water will tend to dissolve, rather than form, scale of the type for which the index was
calculated. As the saturation level decreases and approaches 0.0,
the probability of forming this scale in a finite period of time also
approaches 0.
2. A water in contact with a solid form of the scale will tend to dissolve
or precipitate the compound until an IAP/Ksp ratio of 1.0 is
achieved. This will occur if the water is left undisturbed for an infinite period of time under the same conditions. A water with a saturation level of 1.0 is at equilibrium with the solid phase. It will not
tend to dissolve or precipitate the scale.
3. As the saturation level (IAP/Ksp) increases above 1.0, the tendency to precipitate the compound increases. Most waters can carry
a moderate level of supersaturation before precipitation occurs,
and most cooling systems can carry a small degree of supersaturation. The degree of supersaturation acceptable for a system
varies with parameters such as residence time, the order of the
scale reaction, and the amount of solid phase (scale) present in
the system.
112
Chapter Two
2.2.4
Ion association model
The saturation indices discussed previously can be calculated based
upon total analytical values for all possible reactants. Ions in water,
however, do not tend to exist totally as free ions.24 Calcium, for example,
may be paired with sulfate, bicarbonate, carbonate, phosphate, and other species. Bound ions are not readily available for scale formation. This
binding, or reduced availability of the reactants, decreases the effective
ion-activity product for a saturation-level calculation. Early indices such
as the LSI are based upon total analytical values rather than free
species primarily because of the intense calculation requirements for
determining the distribution of species in a water. Speciation of a water
requires numerous computer iterations for the following:25
■
The verification of electroneutrality via a cation-anion balance, and
balancing with an appropriate ion (e.g., sodium or potassium for
cation-deficient waters; sulfate, chloride, or nitrate for anion-deficient waters).
■
Estimating ionic strength; calculating and correcting activity coefficients and dissociation constants for temperature; correcting
alkalinity for noncarbonate alkalinity.
■
Iteratively calculating the distribution of species in the water from
dissociation constants. A partial listing of these ion pairs is given in
Table 2.13.
■
Verification of mass balance and adjustment of ion concentrations to
agree with analytical values.
■
Repeating the process until corrections are insignificant.
■
Calculating saturation levels based upon the free concentrations of
ions estimated using the ion association model (ion pairing).
The ion association model has been used by major water treatment
companies since the early 1970s. The use of ion pairing to estimate the
concentrations of free species overcomes several of the major shortcomings of traditional indices. While indices such as the LSI can correct
activity coefficients for ionic strength based upon the total dissolved
solids, they typically do not account for common ion effects. Common
ion effects increase the apparent solubility of a compound by reducing
the concentration of available reactants. A common example is sulfate
reducing the available calcium in a water and increasing the apparent
solubility of calcium carbonate. The use of indices which do not account
for ion pairing can be misleading when comparing waters in which the
TDS is composed of ions which pair with the reactants and of ions
which have less interaction with them.
Environments
TABLE 2.13
Examples of Ion Pairs Used to Estimate Free Ion Concentrations
Aluminum
[Aluminum]
Barium
[Barium]
Calcium
[Calcium]
Iron
[Iron]
113
[Al3] [Al(OH)2 ] [Al(OH)2] [Al(OH)4] [AlF2] [AlF2]
[AlF3] [AlF4] [AlSO4] [Al(SO4)2]
[Ba2] [BaSO4] [BaHCO3] [BaCO3] [Ba(OH)]
[Ca2 ] [CaSO4] [CaHCO3] [CaCO3] [Ca(OH)] [CaHPO4]
[CaPO4] [CaH2PO4]
[Fe2 ] [Fe3] [Fe(OH)] [Fe(OH)2 ] [Fe(OH)3] [FeHPO4]
[FeHPO4] [FeCl2 ] [FeCl2] [FeCl3] [FeSO4] [FeSO4]
[FeH2PO4] [Fe(OH)2] [Fe(OH)3] [Fe(OH)4] [Fe(OH)2]
[FeH2PO42 ]
Magnesium
[Magnesium]
Potassium
[Potassium]
Sodium
[Sodium]
Strontium
[Strontium]
[Mg2] [MgSO4] [MgHCO3] [MgCO3] [Mg(OH)]
[MgHPO4] [MgPO4] [MgH2PO4] [MgF]
[K] [KSO4] [KHPO4] [KCl]
[Na] [NaSO4] [Na2SO4] [NaHCO3] [NaCO3] [Na2CO3]
[NaCl] [NaHPO4]
[Sr2 ] 1 [SrSO4] 1 [SrHCO3] [SrCO3] [Sr(OH)]
The ion association model provides a rigorous calculation of the free
ion concentrations based upon the solution of the simultaneous nonlinear equations generated by the relevant equilibria.26 A simplified
method for estimating the effect of ion interaction and ion pairing is
sometimes used instead of the more rigorous and direct solution of the
equilibria.27 Pitzer coefficients estimate the impact of ion association
upon free ion concentrations using an empirical force fit of laboratory
data.28 This method has the advantage of providing a much less calculation-intensive direct solution. It has the disadvantages of being
based upon typical water compositions and ion ratios, and of unpredictability when extrapolated beyond the range of the original data.
The use of Pitzer coefficients is not recommended when a full ion association model is available.
When indices are used to establish operating limits such as maximum concentration ratio or maximum pH, the differences between
indices calculated using ion pairing can have some serious economic
significance. For example, experience on a system with high-TDS water
may be translated to a system operating with a lower-TDS water. The
high indices that were found acceptable in the high-TDS water may be
114
Chapter Two
unrealistic when translated to a water where ion pairing is less significant in reducing the apparent driving force for scale formation. Table
2.14 summarizes the impact of TDS upon LSI when it is calculated
using total analytical values for calcium and alkalinity, and when it is
calculated using the free calcium and carbonate concentrations determined with an ion association model.
Indices based upon ion association models provide a common denominator for comparing results between systems. For example, calcite
saturation level calculated using free calcium and carbonate concentrations has been used successfully as the basis for developing models
which describe the minimum effective scale inhibitor dosage that will
maintain clean heat-transfer surfaces.29 The following cases illustrate
some practical usage of the ion association model.
Optimizing storage conditions for low-level nuclear waste. Storage costs
for low-level nuclear wastes are based upon volume. Storage is therefore
most cost-effective when the aqueous-based wastes are concentrated to
occupy the minimum volume. Precipitation is not desirable because it
can turn a low-level waste into a high-level waste, which is much more
costly to store. Precipitation can also foul heat-transfer equipment used
in the concentration process. The ion association model approach has
been used at the Oak Ridge National Laboratory to predict the optimum
conditions for long-term storage.30 Optimum conditions involve the
parameters of maximum concentration, pH, and temperature. Figures
2.17 and 2.18, respectively, depict a profile of the degree of supersaturation for silica and for magnesium hydroxide as a function of pH and temperature. It can be seen that amorphous silica deposition may present a
problem when the pH falls below approximately 10, and that magnesium hydroxide or brucite deposition is predicted when the pH rises
above approximately 11. Based upon this preliminary run, a pH range
of 10 to 11 was recommended for storage and concentration. Other
potential precipitants can be screened using the ion association model to
provide an overall evaluation of a wastewater prior to concentration.
TABLE 2.14
Impact of Ion Pairing on the Langelier Scaling Index (LSI)
LSI
Water
High chloride
No pairing
With pairing
High sulfate
No pairing
With pairing
Low TDS
High TDS
TDS impact on LSI
2.25
1.98
1.89
1.58
0.36
0.40
2.24
1.93
1.81
1.07
0.43
0.86
Environments
115
16
14
Saturation Level
12
10
8
6
4
7
8
2
9
10
11
pH
0
25
34
12
43
53
Temperature
62
13
71
80
Figure 2.17 Amorphous silica saturation in low-level nuclear wastewater as a function
of pH and temperature (WaterCycle).
There are
several fields in the Netherlands that produce hydrocarbon gas associated with very high TDS connate waters. Classical oilfield scale
problems (e.g., calcium carbonate, barium sulfate, and calcium sulfate) are minimal in these fields. Halite (NaCl), however, can be precipitated to such an extent that production is lost in hours. As a
result, a bottom-hole fluid sample is retrieved from all new wells.
Unstable components are “fixed” immediately after sampling, and pH
is determined under pressure. A full ionic and physical analysis is also
carried out in the laboratory.
The analyses were run through an ion association model computer
program to determine the susceptibility of the brine to halite (and other
scale) precipitation. If a halite precipitation problem was predicted, the
ion association model was run in a “mixing” mode to determine if mixing
the connate water with boiler feedwater would prevent the problem. This
Limiting halite deposition in a wet high-temperature gas well.
116
Chapter Two
45000
40000
Saturation Level
35000
30000
25000
20000
15000
10000
7
8
5000
9
10
pH
11
0
25
34
12
43
53
Temperature
62
13
71
80
Figure 2.18 Brucite saturation in low-level nuclear wastewater as a function of pH and
temperature.
approach has been used successfully to control salt deposition in the well
with the composition outlined in Table 2.15. The ion association model
evaluation of the bottom-hole chemistry indicated that the water was
slightly supersaturated with sodium chloride under the bottom-hole conditions of pressure and temperature. As the fluids cooled in the well bore,
the production of copious amounts of halite was predicted.
The ion association model predicted that the connate water would
require a minimum dilution with boiler feedwater of 15 percent to prevent halite precipitation (Fig. 2.19). The model also predicted that overinjection of dilution water would promote barite (barium sulfate)
formation (Fig. 2.20). Although the well produced H2S at a concentration of 50 mg/L, the program did not predict the formation of iron sulfide because of the combination of low pH and high temperature. Boiler
feedwater was injected into the bottom of the well using the downhole
Environments
117
injection valve normally used for corrosion inhibitor injection. Injection
of dilution water at a rate of 25 to 30 percent has allowed the well to
produce successfully since start-up. Barite and iron sulfide precipitation have not been observed, and plugging with salt has not occurred.
It
has been well established that ozone is an efficient microbiological control agent in open recirculating cooling-water systems (cooling towers).
It has also been reported that commonly encountered scales have not
been observed in ozonated cooling systems under conditions where
scale would otherwise be expected. The water chemistry of 13 ozonated cooling systems was evaluated using an ion association model. Each
system was treated solely with ozone on a continuous basis at the rate
of 0.05 to 0.2 mg/L based upon recirculating water flow rates.31
Identifying acceptable operating range for ozonated cooling systems.
2.5
Degree of Saturation
2
1.5
1
0.5
tio
n
0
17
33
50
67
83
58
75
Temperature
92
100
108
Inj
42
%
25
ec
0
125
Figure 2.19 Degree of saturation of halite in a hot gas well as a function of temperature
and reinjected boiler water (DownHole SAT).
118
Chapter Two
TABLE 2.15
Hot Gas Well Water Analysis
Bottom hole connate
Temperature, °C
Pressure, bars
pH, site
Density, kg/m3
TDS, mgL1
Dissolved CO2, mgL1
H2S (gas phase), mgL1
H2S (aqueous phase), mgL1
Bicarbonate, mgL1
Chloride, mgL1
Sulfate, mgL1
Phosphate, mgL1
Borate, mgL1
Organic acids C6, mgL1
Sodium, mgL1
Potassium, mgL1
Calcium, mgL1
Magnesium, mgL1
Barium, mgL1
Strontium, mgL1
Total iron, mgL1
Lead, mgL1
Zinc, mgL1
121
350
4.26
1.300
369,960
223
50
0.5
16
228,485
320
1
175
12
104,780
1,600
30,853
2,910
120
1,164
38.0
5.1
3.6
Boiler feedwater
70
1
9.10
1.000
20
1
0
0
5.0
0
0
0
0
5
1
1
1
1
1
1
0.01
0.01
0.01
The saturation levels for common cooling-water scales were calculated, including calcium carbonate, calcium sulfate, amorphous silica,
and magnesium hydroxide. Brucite saturation levels were included
because of the potential for magnesium silicate formation as a result
of the adsorption of silica upon precipitating magnesium hydroxide.
Each system was evaluated by31
■
Estimating the concentration ratio of the systems by comparing
recirculating water chemistry to makeup water chemistry.
■
Calculating the theoretical concentration of recirculating water
chemistry based upon makeup water analysis and the apparent, calculated concentration ratio from step 1.
■
Comparing the theoretical and observed ion concentrations to determine precipitation of major species.
■
Calculating the saturation level for major species based upon both
the theoretical and the observed recirculating water chemistry.
■
Comparing differences between the theoretical and actual chemistry to the observed cleanliness of the cooling systems and heat
exchangers with respect to heat transfer surface scale buildup,
scale formation in valves and on non–heat-transfer surfaces, and
precipitate buildup in the tower fill and basin.
Environments
119
Three categories of systems were encountered:31
■
Category 1. The theoretical chemistry of the concentrated water
was not scale-forming (i.e., undersaturated).
■
Category 2. The concentrated recirculating water would have a
moderate to high calcium carbonate scale–forming tendency. Water
chemistry observed in these systems is similar to that in systems run
successfully using traditional scale inhibitors such as phosphonates.
■
Category 3. These systems demonstrated an extraordinarily high
scale potential for at least calcium carbonate and brucite. These systems operated with a recirculating water chemistry similar to that
of a softener rather than of a cooling system. The Category 3 water
chemistry was above the maximum saturation level for calcium carbonate where traditional inhibitors such as phosphonates are able to
inhibit scale formation.
3.5
2.5
2
1.5
1
0
17
33
50
67
n
0.5
tio
0
83
58
75
Temperature
92
100
108
In
42
%
25
jec
Degree of Saturation
3
125
Figure 2.20 Degree of saturation of barite in a hot gas well as a function of temperature
and reinjected boiler water.
TABLE 2.16
System
(Category)
Theoretical vs. Actual Recirculating Water Chemistry
Calcium
T*
A†
1 (1)
2 (2)
3 (2)
4 (2)
5 (3)
6 (3)
7 (3)
8 (3)
9 (3)
10 (3)
11 (3)
12 (3)
13 (3)
56
80
238
288
392
803
1464
800
775
3904
4170
3660
7930
43
60
288
180
245
163
200
168
95
270
188
800
68
*T
†A
‡
theoretical (ppm).
actual (ppm).
difference (ppm).
Magnesium
‡
13
20
50
108
147
640
1264
632
680
3634
3982
2860
7862
T*
28
88
483
216
238
495
549
480
496
3172
308
2623
610
A†
36
38
168
223
320
607
135
78
78
508
303
2972
20
Silica
‡
T*
A†
‡
System cleanliness
8
50
315
7
82
112
414
402
418
2664
5
349
590
40
24
38
66
112
162
112
280
186
3050
126
6100
1952
52
20
31
48
101
143
101
78
60
95
126
138
85
12
4
7
18
11
19
11
202
126
2995
0
5962
1867
No scale observed
Basin buildup
Heavy scale
Valve scale
Condenser tube scale
No scale observed
No scale observed
No scale observed
No scale observed
Slight valve scale
No scale observed
No scale observed
No scale observed
TABLE 2.17
System
(Category)
1 (1)
2 (2)
3 (2)
4 (2)
5 (3)
6 (3)
7 (3)
8 (3)
9 (3)
10 (3)
11 (3)
12 (3)
13 (3)
*T
†A
Theoretical vs. Actual Recirculating Water Saturation Level
Calcite
Brucite
Silica
T*
A†
T*
A†
T*
A†
0.03
49
89
106
240
540
598
794
809
1198
1670
3420
7634
0.02
5.4
611
50
72
51
28
26
6.5
62
74
37
65
0.001
0.82
2.4
1.3
3.0
5.3
10
53
10
7.4
4.6
254
7.6
0.001
0.02
0.12
0.55
0.46
0.73
0.17
0.06
0.01
0.36
0.36
0.59
0.14
0.20
0.06
0.10
0.13
0.21
0.35
0.40
0.10
0.22
0.31
0.22
1.31
1.74
0.25
0.09
0.12
0.16
0.35
0.49
0.52
0.33
0.27
0.35
0.44
0.55
0.10
theoretical (ppm).
actual (ppm).
Observation
No scale observed
Basin buildup
Heavy scale
Valve scale
Condenser tube scale
No scale observed
No scale observed
No scale observed
No scale observed
Slight valve scale
No scale observed
No scale observed
No scale observed
122
Chapter Two
Table 2.16 outlines the theoretical versus actual water chemistry for
the 13 systems evaluated. Saturation levels for the theoretical and
actual recirculating water chemistries are presented in Table 2.17. A
comparison of the predicted chemistries to observed system cleanliness revealed the following:31
■
Category 1 (recirculating water chemistry undersaturated). The systems did not show any scale formation.
■
Category 2 (conventional alkaline cooling system control range).
Scale formation was observed in eight of the nine Category 2 systems evaluated.
■
Category 3 (cooling tower as a softener). Deposit formation on heattransfer surfaces was not observed in most of these systems.
The study revealed that calcium carbonate (calcite) scale formed
most readily on heat-transfer surfaces in systems operating in a calcite saturation level range of 20 to 150, the typical range for chemically treated cooling water. At much higher saturation levels, in excess of
1000, calcite precipitated in the bulk water. Because of the overwhelming high surface area of the precipitating crystals relative to the
metal surface in the system, continuing precipitation leads to growth
on crystals in the bulk water rather than on heat-transfer surfaces.
The presence of ozone in cooling systems does not appear to influence
calcite precipitation and/or scale formation.31
Optimizing calcium phosphate scale inhibitor dosage in a high-TDS cooling
system. A major manufacturer of polymers for calcium phosphate
scale control in cooling systems has developed laboratory data on the
minimum effective scale inhibitor (copolymer) dosage required to prevent calcium phosphate deposition over a broad range of calcium and
phosphate concentrations, and a range of pH and temperatures. The
data were developed using static tests, but have been observed to correlate well with the dosage requirements for the copolymer in operating cooling systems. The data were developed using test waters with
relatively low levels of dissolved solids. Recommendations from the
data were typically made as a function of calcium concentration, phosphate concentration, and pH. This database was used to project the
treatment requirements for a utility cooling system that used geothermal brine for makeup water. An extremely high dosage (30 to 35 mg/L)
was recommended based upon the laboratory data.25
It was believed that much lower dosages would be required in the
actual cooling system because of the reduced availability of calcium
anticipated in the high-TDS recirculating water. As a result, it was
believed that a model based upon dosage as a function of the ion association model saturation level for tricalcium phosphate would be more
Environments
123
appropriate, and accurate, than a simple lookup table of dosage versus pH and analytical values for calcium and phosphate. Tricalcium
phosphate saturation levels were calculated for each of the laboratory data points. Regression analysis was used to develop a model for
dosage as a function of saturation level and temperature.
The model was used to predict the minimum effective dosage for the
system with the makeup and recirculating water chemistry found in
Table 2.18. A dosage in the range of 10 to 11 mg/L was predicted, rather
than the 30 ppm derived from the lookup tables. A dosage minimization
study was conducted to determine the minimum effective dosage. The
system was initially treated with the copolymer at a dosage of 30 mg/L
in the recirculating water. The dosage was decreased until deposition
was observed. Failure was noted when the recirculating water concentration dropped below 10 mg/L, validating the ion association–based
dosage model.
2.2.5
Software Systems
Some software systems are available for water treatment personnel.
The products combine the calculation sophistication of universitybased mainframe programs with a practical, commonsense engineering approach to evaluating and solving water treatment problems.
Color-coded graphics in combination with 3-D representation can be
quite useful in visualizing water treatment problems over a userdefined probable dynamic operating range. Graphics reduce advanced
physical chemistry concepts and profiles to a level where even laypeople can understand the impact of changing parameters such as pH,
TABLE 2.18
Calcium Phosphate Inhibitor Dosage Optimization Example
Water analysis at 6.2 cycles
Cations
Calcium (as CaCO3)
Magnesium (as CaCO3)
Sodium (as Na)
Anions
Chloride (as Cl)
Sulfate (as SO4)
Bicarbonate (as HCO3)
Carbonate (as CO3)
Silica (as SiO2)
Parameters
pH
Temperature, °C
Half-life, h
Recommended Treatment
100% active copolymer, mg/L
Deposition potential indicators
1339
496
1240
620
3384
294
36
62
8.40
36.7
72
10.53
Saturation level
Calcite
Aragonite
Silica
Tricalcium phosphate
Anhydrite
Gypsum
Fluorite
Brucite
Simple indices
Langelier
Ryznar
Practical
Larson-Skold
38.8
32.9
0.4
1074
1.3
1.7
0.0
0.1
1.99
4.41
4.20
0.39
124
Chapter Two
temperature, or concentration. These products serve niche water
treatment markets, including the cooling-water and oilfield markets.
An ion association model engine forms the basis for the sophisticated
predictions of scale, corrosion, and inhibitor optimization provided by
these software systems.
Scaling of cooling water. Watercycle is a computer-based system that
allows a water treatment chemist to evaluate the scale potential for
common scalants over the range of water chemistry, temperature, and
pH anticipated in an operational cooling system.32 This computer system, which was developed to allow water treaters to readily evaluate the
scale potential for common scalants over the broadest of operating
ranges without the necessity for tedious manual calculations, has been
used to generate the analyses presented in this section.
Even when scaling indices can be calculated, they often offer conflicting results that can easily cloud the interpretation of what they
are foretelling. The program can be applied to long- as well as shortresidence-time systems. The computer system uses the mean salt
activities for estimating ion-activity coefficients based upon temperature and ionic strength.24 The use of ion pairing expands the usefulness of calculated saturation levels. The system can assist the cooling
tower operator or water treaters in establishing control limits based on
concentration ratio (cycles of concentration), pH, and temperature
profiles. The program can be used to
■
Develop an overall profile of scale potential for common coolingsystem scalants over the entire range of critical operating parameters anticipated.
■
Evaluate the scale potential of an open recirculating cooling system
versus concentration ratio as an aid in establishing control limits.
■
Evaluate the benefits of pH control with respect to scale potential
and to estimate acid requirements.
■
Review these indicators as water quality changes or environmental
constraints force operation with reduced water quality and
increased scale potential.
■
Learn about the interaction of water chemistry and operating conditions (pH, temperature) by using the program as a system simulator.
Many cooling-water evaluations assume that the cooling system is
static. Indices for scale potential are calculated at the “harshest” conditions for the foulant under study. What-if scenario modeling provides
one of the greatest benefits from using Watercycle. The “what-if scenario”
modules allow one to
Environments
125
■
Visualize what will happen to the scale potential and corrosivity of a
cooling water as operating parameters and water chemistry change.
■
Evaluate the current cooling water over the entire range of operating parameters.
■
Predict water scaling behavior for use in evaluating new cooling systems, and as an aid in establishing control ranges and operating
parameters.
In the case of calcium carbonate scale, indices are typically calculated at the highest expected temperature and highest expected pH—the
conditions under which calcium carbonate is least soluble. In the case
of silica, the opposite conditions are used. Amorphous silica has its
lowest solubility at the lowest temperature and lowest pH encountered. Indices calculated under these conditions would be acceptable in
many cases. Unfortunately, cooling systems are not static. The
foulants silica and tricalcium phosphate are used as examples to
demonstrate the use of operating range profiles in developing an indepth evaluation of scale potential and the impact of loss of control.
Guidelines for the upper silica operating limits have been well
defined in water treatment practice, and have evolved with the treatment
programs. In the days of acid chromate cooling-system treatment, an
upper limit of 150 ppm silica as SiO2 was common. The limit increased to
180 ppm with the advent of alkaline treatments and pH control limits up
to 9.0. Silica control levels approaching or exceeding 200 ppm as SiO2
have been reported for the current high-pH, high-alkalinity all-organic
treatment programs where pH is allowed to equilibrate at 9.0 or higher.26
The evolution of silica control limits can be readily understood by
reviewing the silica solubility profile. As depicted in Fig. 2.21, solubility
of amorphous silica increases with increasing pH. Silica solubility also
increases with increasing temperature. In the pH range of 6.0 to 8.0 and
temperature range of 20 to 30°C, cooling water will be saturated with
amorphous silica when the concentration reaches 100 ppm (20°C) or 135
ppm (30°C) as SiO2. These concentrations correspond to a saturation
level of 1.0. The traditional silica limit for this pH range has been 150
ppm as SiO2. As outlined in Table 2.19, a limit of 150 ppm would correspond roughly to a saturation level of 1.4 at 20°C and 1.1 at 30°C.
At the upper end of the cooling-water pH range (9.0), silica solubility increases to 115 ppm (20°C) and 140 ppm (30°C). A control limit of
180 ppm would correspond to saturation levels of 1.5 and 1.3, respectively. In systems where concentration ratio is limited by silica solubility, it is recommended that the concentration ratio limit be
reestablished seasonally based on amorphous silica saturation level or
whenever significant temperature changes occur.26
Silica.
126
Chapter Two
350
Soluble silica (mg/l)
300
250
200
150
100
50
8.9
8.6
8.4
0
56
50
7.6
44
38
Temperature
32
pH
7
26
20
Figure 2.21 Solubility of amorphous silica as a function of temperature and pH.
TABLE 2.19
Silica Limits for Three Treatment Schemes
Low pH (6.0)
Temperature (°C)
Silica level (ppm)
Saturation level limit
20
130
1.2
30
150
1.1
Moderate pH (7.6)
20
30
150
150
1.4
1.1
High pH (8.9)
20
180
1.5
30
180
1.3
Neutral phosphate programs can benefit from saturation-level profiles for tricalcium phosphate. Treatment programs
using orthophosphate as a corrosion inhibitor must operate in a narrow pH range in order to achieve satisfactory corrosion inhibition
without catastrophic calcium phosphate deposition occurring.
Operating-range profiles for tricalcium phosphate can assist the water
treatment chemist in establishing limits for pH, concentration ratio,
and orthophosphate in the recirculating water. Such profiles are also
useful in showing operators the impact of loss of pH control, chemical
overfeed, or overconcentration.
Calcium phosphate.
Scaling of deep well water. DownHole SAT is another specialized com-
puter program that allows a water treatment specialist to evaluate the
Environments
127
scale potential for common scalants over a broad range of water chemistry parameters, such as temperature, pressure, pH, and pCO2.33 As
with the previous computer system, “what-if scenario” modules provide an easy way to visualize what could happen to the scale potential
and corrosivity of a water as environmental parameters and water
chemistry change. The what-if scenarios also allow evaluating the
impact of bringing a water to the surface, or finding the safe ratios for
mixing waters under varying conditions. The scenarios can provide a
predictor for use in anticipating problems in new or proposed wells.
The following indices and the scaling behavior of the solid species
shown in Table 2.20 are all calculated by DownHole SAT.
■
Stiff-Davis
■
Oddo-Tomson
■
Ryznar
■
Puckorius
■
Larson-Skold
Three “convenience groups” have been programmed into the computer system to allow multiple graph selection
for common groups:
Convenience groups.
■
The common foulants group includes calcite, barite, witherite, and
anhydrite saturation levels.
■
The common indices group includes the Langelier, Stiff-Davis, OddoTomson, and Ryznar indices.
TABLE 2.20
Scales Modeled by DownHole SAT
Scale
Formula
Calcite
Aragonite
Witherite
Magnesite
Siderite
Barite
Anhydrite
Gypsum
Celestite
Fluorite
Amorphous iron
Amorphous silica
Brucite
Strengite
Tricalcium phosphate
Hydroxyapatite
Thenardite
Halite
Iron sulfide
CaCO3
CaCO3
BaCO3
MgCO3
FeCO3
BaSO4
CaSO4
CaSO42H2O
SrSO4
CaF2
Fe(OH)3
SiO2
Mg(OH)2
FePO42H2O
Ca3(PO4)2
Ca5(PO4)3(OH)
Na2SO4
NaCl
FeS
128
■
Chapter Two
The calcium carbonate group includes calcite saturation level, the
Langelier saturation index, the Stiff-Davis index, and the OddoTomson index.
Dosages for scale inhibitors should be applied as a function of a driving
force for scale formation and growth (e.g., calcite saturation level), temperature as it affects reaction rates, pH as it affects the dissociation
state of the inhibitor, and time. A version of the computer program
allows the development of mathematical models for the minimum effective scale inhibitor dosage as a function of these parameters: driving
force, temperature, pH, and time.
Mathematical models for an inhibitor are developed by the program using multiple regression. The goodness of fit for
the data can be presented in table and graphical format. Models are
discussed by parameter. The basic parameter to which scale inhibitor
dosages have been correlated historically is the driving force for crystal formation and crystal growth. Early models attempted to develop
models based upon the Langelier saturation index or the Ryznar stability index. Most water treaters are in agreement that dosage
requirements increase with the driving force for scale formation.
Calcite saturation level provides an excellent driving force for calcium
carbonate scale inhibitor models, gypsum saturation level for calcium
sulfate in the cooling-water temperature range, and tricalcium phosphate saturation level for calcium phosphate scale prevention. The
momentary excess indices can also be used effectively to model dosage
requirements.
A second critical factor in determining an effective dosage or developing a model for an inhibitor is time. Time is the residence time of
scale-forming species in the system you wish to treat. The time factor
for scale inhibition can be as short as 4 to 10 s in a utility condenser
system, or extend into days for cooling towers. In high-saturation-level
systems, the induction period can be very short. In systems where
water is barely supersaturated, the induction time can approach infinity. Scale inhibitors have been observed to extend the induction time
before scale formation or growth on existing scale substrate occurs.34
Inhibitors extend the time before scale will form in a system by
interfering with the kinetics of crystal formation and growth. Rate
decreases as inhibitor dosages increase. Additional parameters include
temperature, as it affects the rate of crystal formation and/or growth.
Dosage changes with temperature can be modeled with a simple
Arrhenius relationship. pH is an important parameter to include in
these models when an inhibitor can exist in two or more forms within
the pH range of use, and one of the forms is much more active as a
Mathematical models.
Environments
129
scale inhibitor than the other(s). pH can also affect the type of scale
that forms (e.g., tricalcium phosphate versus hydroxylapatite).
2.3
2.3.1
Seawater
Introduction
Seawater systems are used by many industries, such as shipping, offshore oil and gas production, power plants, and coastal industrial plants.
The main use of seawater is for cooling purposes, but it is also used for
firefighting, oilfield water injection, and desalination plants. The corrosion problems in these systems have been well studied over many years,
but despite published information on materials behavior in seawater,
failures still occur. Most of the elements that can be found on earth are
present in seawater, at least in trace amounts. However, 11 of the constituents account for 99.95 percent of the total solutes, as indicated in
Table 2.21, with chloride ions being by far the largest constituent.
The concentration of dissolved materials in the sea varies greatly
with location and time because rivers dilute seawater, rain, or melting
ice, and seawater can be concentrated by evaporation. The most important properties of seawater are35
■
Remarkably constant ratios of the concentrations of the major constituents worldwide
■
High salt concentration, mainly sodium chloride
■
High electrical conductivity
■
Relatively high and constant pH
■
Buffering capacity
■
Solubility for gases, of which oxygen and carbon dioxide in particular are of importance in the context of corrosion
■
The presence of a myriad of organic compounds
■
The existence of biological life, to be further distinguished as microfouling (e.g., bacteria, slime) and macrofouling (e.g., seaweed, mussels, barnacles, and many kinds of animals or fish)
Some of these factors are interrelated and depend on physical, chemical, and biological variables, such as depth, temperature, intensity of
light, and the availability of nutrients. The main numerical specification of seawater is its salinity.
Salinity. Salinity was defined, in 1902, as the total amount of solid mate-
rial (in grams) contained in one kilogram of seawater when all halides
have been replaced by the equivalent of chloride, when all the carbonate
Environments
129
scale inhibitor than the other(s). pH can also affect the type of scale
that forms (e.g., tricalcium phosphate versus hydroxylapatite).
2.3
2.3.1
Seawater
Introduction
Seawater systems are used by many industries, such as shipping, offshore oil and gas production, power plants, and coastal industrial plants.
The main use of seawater is for cooling purposes, but it is also used for
firefighting, oilfield water injection, and desalination plants. The corrosion problems in these systems have been well studied over many years,
but despite published information on materials behavior in seawater,
failures still occur. Most of the elements that can be found on earth are
present in seawater, at least in trace amounts. However, 11 of the constituents account for 99.95 percent of the total solutes, as indicated in
Table 2.21, with chloride ions being by far the largest constituent.
The concentration of dissolved materials in the sea varies greatly
with location and time because rivers dilute seawater, rain, or melting
ice, and seawater can be concentrated by evaporation. The most important properties of seawater are35
■
Remarkably constant ratios of the concentrations of the major constituents worldwide
■
High salt concentration, mainly sodium chloride
■
High electrical conductivity
■
Relatively high and constant pH
■
Buffering capacity
■
Solubility for gases, of which oxygen and carbon dioxide in particular are of importance in the context of corrosion
■
The presence of a myriad of organic compounds
■
The existence of biological life, to be further distinguished as microfouling (e.g., bacteria, slime) and macrofouling (e.g., seaweed, mussels, barnacles, and many kinds of animals or fish)
Some of these factors are interrelated and depend on physical, chemical, and biological variables, such as depth, temperature, intensity of
light, and the availability of nutrients. The main numerical specification of seawater is its salinity.
Salinity. Salinity was defined, in 1902, as the total amount of solid mate-
rial (in grams) contained in one kilogram of seawater when all halides
have been replaced by the equivalent of chloride, when all the carbonate
130
Chapter Two
TABLE 2.21 Average Concentration of the 11 Most
Abundant Ions and Molecules in Clean Seawater
(35.00 ‰ Salinity, Density of 1.023 gcm3 at 25°C)
Concentration
Species
mmol1kg1
gkg1
Na
468.5
10.21
53.08
10.28
0.090
545.9
0.842
0.068
2.30
28.23
0.416
10.77
0.399
1.290
0.4121
0.0079
19.354
0.0673
0.0013
0.140
2.712
0.0257
K
Mg2
Ca2
Sr2
Cl
Br
F
HCO3
SO42
B(OH)3
is converted to oxide, and when all organic matter is completely oxidized.
The definition of 1902 was translated into Eq. (2.13), where the salinity
(S) and chlorinity (Cl) are expressed in parts per thousand (‰).
S (‰)
0.03 1.805Cl (‰)
(2.13)
The fact that the equation of 1902 gives a salinity of 0.03 ‰ for zero
chlorinity was a cause for concern, and a program led by the famous
United Nations Scientific, Education and Cultural Organization
(UNESCO) helped to determine a more precise relation between chlorinity and salinity. The definition of 1969 produced by that study is
given in Eq. (2.14):
S (‰)
1.80655Cl (‰)
(2.14)
The definitions of 1902 and 1969 give identical results at a salinity
of 35 ‰ and do not differ significantly for most applications. The definition of salinity was reviewed again when techniques to determine
salinity from measurements of conductivity, temperature, and pressure were developed. Since 1978, the Practical Salinity Scale defines
salinity in terms of a conductivity ratio:
The practical salinity, symbol S, of a sample of sea water, is defined in terms
of the ratio K of the electrical conductivity of a sea water sample of 15°C and
the pressure of one standard atmosphere, to that of a potassium chloride
(KCl) solution, in which the mass fraction of KCl is 0.0324356, at the same
temperature and pressure. The K value exactly equal to one corresponds, by
definition, to a practical salinity equal to 35.
The corresponding formula is given in Eq. (2.15).36
S
0.0080 0.1692K0.5 25.3853K 14.0941K1.5
7.0261K2 2.7081K2.5
(2.15)
Environments
131
Note that in this definition, (‰) is no longer used, but an old value
of 35‰ corresponds to a new value of 35. Since the introduction of this
practical definition, salinity of seawater is usually determined by measuring its electrical conductivity and generally falls within the range
32 to 35 ‰.35
Other ions. A large part of the dissolved components of seawater is
present as ion pairs or in complexes, rather than as simple ions. While
the major cations are largely uncomplexed, the anions other than chloride are to varying degrees present in the form of complexes. About 13
percent of the magnesium and 9 percent of the calcium in ocean waters
exist as magnesium sulfate and calcium sulfate, respectively. More
than 90 percent of the carbonate, 50 percent of the sulfate, and 30 percent of the bicarbonate exist as complexes. Many minor or trace components occur primarily as complexed ions at the pH and the redox
potential of seawater. Boron, silicon, vanadium, germanium, and iron
form hydroxide complexes. Gold, mercury, and silver, and probably calcium and lead, form chloride complexes. Magnesium produces complexes with fluorides to a limited extent.
Surface seawater characteristically has pH values higher than 8
owing to the combined effects of air-sea exchange and photosynthesis.
The carbonate ion concentration is consequently relatively high in surface waters. In fact, surface waters are almost always supersaturated
with respect to the calcium carbonate phases, calcite and aragonite.
The introduction of molecular carbon dioxide into subsurface waters
during the decomposition of organic matter decreases the saturation
state with respect to carbonates. While most surface waters are strongly supersaturated with respect to the carbonate species, the opposite is
true of deeper waters, which are often undersaturated in carbonates.
Precipitation of inorganic compounds from seawater. The value of cal-
careous deposits in the effective and efficient operation of marine
cathodic protection systems is generally recognized by corrosion engineers. The calcareous films are known to form on cathodic metal surfaces in seawater, thereby enhancing oxygen concentration polarization
and reducing the current density needed to maintain a prescribed
cathodic potential. For most cathodic surfaces in aerated waters, the
principal reduction reaction is described by Eq. (2.16):
O2 2H2O 4e → 4OH
(2.16)
In cases where the potential is more negative than the reversible
hydrogen electrode potential, the production of hydrogen as described
in Eq. (2.17) becomes possible:
2H2O 2e → H2 2OH
(2.17)
132
Chapter Two
In either case, the production of hydroxyl ions results in an
increase in pH for the electrolyte adjacent to the metal surface. In
other terms, an increase in OH is equivalent to a corresponding
reduction in acidity or H ion concentration. This situation causes
the production of a pH profile in the diffuse layer, where the equilibrium reactions can be quite different from those in the bulk seawater
conditions. Temperature, relative electrolyte velocity, and electrolyte
composition will all influence this pH profile. There is both analytical and experimental evidence that such a pH increase exists as a
consequence of the application of a cathodic current. In seawater, pH
is controlled by the carbon dioxide system described in Eqs. (2.18)
through (2.20):
CO2 H2O → H2CO3
(2.18)
3
(2.19)
HCO3 → H CO32
(2.20)
H2CO3 → H HCO
If OH is added to the system as a consequence of one of the above
cathodic processes [Eqs. (2.16) and (2.17)], then the reactions
described in Eqs. (2.21) and (2.22) become possible, with Eq. (2.23)
describing the precipitation of a calcareous deposit.
CO2 OH → HCO3
(2.21)
OH HCO3 → H2O CO32
(2.22)
2
3
CO
2
Ca
→ CaCO3(s)
(2.23)
The equilibria represented by Eqs. (2.18) through (2.23) further indicate that as OH is introduced, then Eqs. (2.19) and (2.20) are displaced to the right, resulting in proton production. This opposes any
rise in pH and accounts for the buffering capacity of seawater.
Irrespective of this, however, Eqs. (2.18) through (2.23) indicate that
this buffering action is accompanied by the formation of calcareous
deposits on cathodic surfaces exposed to seawater.
Magnesium compounds, Mg(OH)2 in particular, could also contribute
to the protective character of calcareous deposits. However, calcium carbonate is thermodynamically stable in surface seawater, where it is
supersaturated, whereas magnesium hydroxide is unsaturated and less
stable. In fact, Mg(OH)2 would precipitate only if the pH of seawater
were to exceed approximately 9.5. This is the main reason why the
behavior of CaCO3 in seawater has been so extensively studied, since calcium carbonate sediments are prevalent and widespread in the oceans.37
It has been demonstrated that calcium carbonate occurs in the
oceans in two crystalline forms, i.e., calcite and aragonite. Partly
Environments
133
because calcite and magnesium carbonate have similar structures,
these compounds form solid solutions, the Ca:Mg ratio of which
depends on the ratio of these ions in seawater. Theoretical calculations suggest that calcite in equilibrium with seawater should contain
between 2 and 7 mol% MgCO3. But although low magnesium calcite
is the most stable carbonate phase in seawater, its precipitation and
crystal growth are strongly inhibited by dissolved magnesium.
Consequently, aragonite is the phase that actually precipitates when
seawater is made basic by the addition of sodium carbonate. The
degree of saturation for aragonite is described in Eq. (2.24),
(Ca2)(CO32)
K sp, aragonite
(2.24)
where (Ca2 ) and (CO32) are the molalities of the Ca2 and CO32 ions,
respectively, and Ksp, aragonite is the solubility product of aragonite (at
25°C, Ksp, aragonite 6.7 107).
In order to understand the buildup of carbonate ions at a metallic
surface under cathodic protection (CP), one can combine Eqs. (2.17),
(2.21), and (2.22) to obtain an expression describing the electrochemical production of carbonate ions [Eq. (2.25)]:
H2O CO2 2e → H2 CO32
(2.25)
By referring to Chap. 1, Aqueous Corrosion, one can also develop an
expression for the limiting current corresponding to this reaction [Eq.
(2.26)]:
iL
nFDCO32
CCO 2
3
, surface
CCO 2
3
, bulk
(2.26)
where, at neutral bulk pH, the concentration of carbonate ions in seawater is basically zero, and the expression of iL is correctly described
by Eq. (2.27):
iL
nFDCO32
CCO 2
3
, surface
(2.27)
The oxygen content depends primarily on factors such as
salinity and temperature. Relationships have been derived from which
the equilibrium concentration of dissolved oxygen can be calculated if
the absolute temperature T (K) and salinity S (‰) are known:35
Oxygen.
ln [O2] (mL L1)
A1 A2 (100/T) A3 ln (T/100) A4 (T/100)
S[B1 B2 (T/100) B3 (T/100)2]
134
Chapter Two
where A1
A2
A3
A4
B1
B2
B3
173.4292
249.6339
143.3483
21.8492
0.033096
0.014259
0.0017000
The primary source of the dissolution of oxygen is the air-sea
exchange with oxygen in the atmosphere, leading to near saturation
(within 5 percent). However, mainly because of biological processes,
deviations may occur with the seasons; e.g., in spring, when significant
photosynthesis develops, supersaturation levels up to 200 percent may
be found. Another action that can cause supersaturation of oxygen is
the entrainment of air bubbles as a result of wave action, resulting in
supersaturation values up to 10 percent.
The normal profile of corrosion of unprotected steel, as in the case of
pilings or the supporting legs for offshore oil-drilling structures, is
shown in Fig. 2.22 based on the measurements of the distribution of
corrosion of test pilings exposed in a partially enclosed basin at Kure
Beach, North Carolina.38
The reverse of the process is the biochemical oxidation of organic
matter, leading to oxygen consumption and undersaturation coupled
with carbon dioxide production and acidification. The rate and occurrence of such processes are strongly dependent on the availability of
nutrients and dissolved oxygen. It is for this reason that very low oxygen concentrations can be found below the zone of surface mixing, as is
the case in some locations in the Pacific Ocean.39 At still greater depths
the oxygen level can increase again as a result of the supply of oxygenrich cold water by deep oceanographic currents. However, such situations are strongly related to local conditions and can also depend on the
season. Examples are known where in winter the mixed zone extends
to the bottom because of the action of storms, whereas in summer the
same water may become stratified, as in parts of the North Sea.
At any location there are seasonal variations in salinity, temperature, and other parameters. There are also variations with the depth
of water, as illustrated in Fig. 2.23, representing data collected during
studies at U.S. Naval Engineering test sites in the Pacific Ocean. It
should not be assumed that the variations found in these studies can
be extrapolated to other oceanographic sites. For example, observations within the same depth range in the Atlantic Ocean showed a
much higher concentration of dissolved oxygen to the bottom, even
approaching the concentration found at the surface. The effects of
depth on corrosion will thus vary from location to location, depending
Environments
135
principally on the variations in concentration of dissolved oxygen and
bacterial activity, for which the information is slowly developing.
Organic compounds. Seawater contains a wide variety of dissolved
organic compounds. The total amount is low (⬃2 ppm), but their composition is very complex. Some of the organic compounds are resistant
to decomposition and are relatively old. However, most are biologically active and are constantly being modified. The organic content of the
oceans is very important to biological life processes, and the effects are
much greater than might be assumed from the amount of material
present. A large number of soluble compounds have been identified in
seawater, including amino and organic acids and carbohydrates.
Zone 1
Atmospheric
corrosion
Zone 2
Splash zone
above high tide
Zone 3
Tidal
Zone 4
Continuously
submerged
Zone 5
Subsoil
Relative loss in metal thickness
Figure 2.22 Corrosion profile of steel piling in seawater.
136
Chapter Two
0
500
Oxygen
1000
1500
2000
2500
Salinity
Temperature
Depth (m)
3000
3500
pH
4000
4500
5000
5500
6000
6500
7000
0
2
4
6
8
10
12
14
16
18
20
General scale, see caption for units.
Figure 2.23 Variations in seawater with depth at a Pacific Ocean test site. The units
have to be estimated with the following conversion: temperature, scale 1 (°C); oxygen,
scale 0.333 (ppm); pH, 6.4 scale 0.1 (pH unit); salinity, 33.0 scale 0.1 (‰).
The main effect of polluted seawater arises from a
combination of low oxygen content and generally decreased pH,
together with the presence of sulfide ions and/or ammonia. It may be
that, depending on the design of a cooling-water system, there is the
risk that the water velocity will be below the design value in some
areas. Organic matter entering such a system can be deposited in layPolluted seawater.
Environments
137
ers in some areas rather than being either filtered off and rejected or
allowed to pass through the system. Such layers become anaerobic
and yield significant amounts of sulfides, which are introduced into
the cooling water and so become available for reaction with adjacent
metal surfaces. In particular, a number of copper alloys will be affected by these high sulfide levels and become more susceptible to pitting.
Pollution can also occur when biofouling present in systems decays to
produce sulfur-containing compounds. This form of pollution is a major
problem in situations where the use of hypochlorite and other biocides
is prohibited or restricted. In a large cooling system this can result in
significant amounts of biological matter being generated in the form of
thick layers of barnacles, mussels, and shellfish. During stagnant or
low-flow water conditions, the system is likely to become anaerobic,
resulting in death of the organisms followed by their gradual decomposition.
Brackish coastal water. Brackish water is defined as natural ocean
water diluted to a certain extent with fresh water. The ionic concentration will diminish, depending upon the dilution factor, as will the
electrical conductivity. However, under normal circumstances, even
with a dilution to a salinity of 5 to 10 ‰, the chlorinity ratios of the
major ions will not change. In contrast, the concentrations of the minor
constituents can be changed by several orders of magnitude. Brackish
water differs from open seawater in certain other respects. The biological activity, for example, can be significantly modified by higher
concentrations of nutrients. Fouling is also likely to be more severe as
a consequence of the greater availability of nutrients. An additional
factor can be a significant increase in the proportion of suspended
solids in brackish water, which can be as much as two orders of magnitude greater than in open seawater.35 The main differences between
seawater and brackish coastal water are:
1. Oxygen content may change owing to decreased salt concentration,
generally increased temperature, and pollution.
2. Chloride content decreases owing to increased dilution.
3. Specific conductivity decreases owing to increased dilution.
4. The concentration and the diversity of the organic compounds will
generally increase.
5. The increased amount of fouling often arising in brackish waters
will lead to increased shielding, and thus a decrease in the general
corrosion rate, as a result of oxygen reduction.
6. The increase in the level of suspended solids, often associated with
brackish waters, is likely to have a marked effect on corrosion
processes, often in association with water velocity effects.
138
Chapter Two
Within harbors, bays, and other estuaries, marked differences in
the amount and type of fouling can exist. The main environmental
factors responsible, singly or in combination, for these differences
are the salinity, the degree of pollution, and the prevalence of silt.
Moreover, the influence of these factors can be very specific to the
type of organism involved. Apart from differences that can develop
between different parts of the same estuary, there can also be differences between fouling in enclosed waters and on the open coast.
In this respect, the extent of offshore coastal fouling is strongly
determined by the accessibility to a natural source of infection.
Local currents, average temperature, seasonal effects, depth, and
penetration of light are operative factors. The pollution can also be
quite important in coastal areas. Two main sources of pollution have
been identified:
■
Waste products of industrial, farming, or domestic origin: heavy
metal ions, nutrients such as phosphates and nitrates, dissolved
organic material, etc.
■
Products arising from bacteriological and biological processes in the
seawater itself
There are many examples of the detrimental effects of decaying
organic material in cooling systems, for instance, seaweed, barnacles,
mussels, and shellfish accumulated in heat-exchanger systems. For
unpolluted seawater, it normally suffices to measure the salinity or
chlorinity, the pH, and perhaps the oxygen content. However, in the
case of polluted seawater, it is often necessary to obtain additional
data. These can include the concentrations of heavy metal ions, sulfide, and ammonia as well as the chemical oxygen demand (COD) and
total organic carbon (TOC) values.
2.3.2 Corrosion resistance of materials in
seawater
Table 2.22 lists the materials commonly used in seawater systems as
a function of whether they pertain to a low-cost (high-maintenance)
or low-maintenance (high-cost) category. For low-initial-cost systems, materials such as mild steel and cast iron with and without
coatings can often be used. In marine engineering, upgrading from
steel has traditionally meant a change to copper-based alloys, and
this trend is also occurring for offshore oil and land-based plants
where high reliability is required. However, in recent years, systems
based on high-performance stainless steels such as the 6% Mo
superaustenitic and the super duplexes have been used by the offshore industry.40
Environments
TABLE 2.22
139
Materials Used in Seawater Systems
Component
Low-cost system
Low-maintenance system
Pipe
Galvanized steel
90/10 cupronickel
Flanges
Steel
Cast or forged 90/10 cupronickel
Steel welded overlayed with cupronickel
Gunmetal
6% Mo austenitic high duplex
Tube plates
60/40 brass/naval brass
Nickel aluminum bronze
90/10 cupronickel
6% Mo austenitic high duplex
Tubes
Aluminum brass
70/30 cupronickel (particularly
2% Fe 2% Mn)
90/10 cupronickel
Pump casing
Cast iron or leaded
gunmetal
Cast cupronickel
Nickel aluminum bronze
Admiralty gunmetal
Ni-resist type D2
Pump impeller
Gunmetal
Monel alloy 410
Alloy 20 (CN7M)
Stainless steel (CF3 and CF8)
Nickel aluminum bronze
Pump shaft
Naval brass
Monel alloy 400 or 500
Nickel aluminum bronze
Ni-resist iron type D2
Nickel aluminum
6% Mo austenitic high duplex
UNS 31600 stainless steel
Strainer body
Cast iron
Cast cupronickel
Gunmetal
6% Mo austenitic high duplex
Strainer
Galvanized iron
Monel alloy 400
6% Mo austenitic high duplex
Plate
Munz metal
6% Mo austenitic high duplex
Carbon steel. Corrosion of carbon steel in seawater is controlled by the
availability of oxygen to the metal surface. Thus, under static conditions, carbon steel corrodes at between 100 and 200 m/year, reflecting
the oxygen level and temperature variations in different locations. As
velocity causes a mass flow of oxygen to the surface, corrosion is very
dependent on flow rate and can increase by a factor of 100 in moving
from static or zero velocity to velocity as high as 40 ms1. Galvanizing
confers only limited benefit under flow conditions, as corrosion of zinc
also increases with velocity. For the thickness normally used in seawater piping, it will extend the life of the pipe for about 6 months.
140
Chapter Two
Stainless steels. Stainless steels are not subject to impingement
attack, but are prone to pitting and crevice corrosion under low-velocity
conditions, and this must be taken into consideration when these
alloys are used in seawater. Attempts to build seawater systems from
standard grades of stainless steel, such as Type 316, have proved
unsuccessful. In recent years, grades of stainless steel with high resistance to pitting and crevice corrosion have been developed.
The first successful major use of stainless steel for seawater systems
was in the Gullfaks oilfield in the Norwegian offshore sector where
Avesta 254SMO (21% Cr, 18% Ni, 6% Mo, 0.2% N) was adopted. The reason for this selection was the need for a material resistant to alternate
exposure to seawater and sulfide-containing oil in the storage/ballast
spaces in concrete platforms. Several thousand tonnes of superaustenitic
stainless steel are now in service, mainly on offshore platforms.40
Nickel-based alloys such as Inconel 625,
Hastelloys C-276 and C-22, and titanium are not subject to pitting or
crevice corrosion in low-velocity seawater, nor do they suffer impingement attack at high velocity. However, price limits their use to special
applications in seawater systems.
Nickel-based alloys.
The copper-based alloys are velocity-limited, as
impingement attack occurs when the hydrodynamic effect caused by
seawater flow across the surface of such alloys exceeds the value at
which protective films are removed and erosion-corrosion occurs.
Thus, if these alloys are to exhibit high corrosion resistance, they must
be used at design velocities below this limiting value. A more detailed
coverage of the marine usage of two important copper-nickel alloys is
presented in the section on copper alloys.
Copper-based alloys.
Effect of flow velocity. Velocity is the most important single factor influ-
encing design and corrosion in seawater systems. The design velocity
chosen controls the dimensions of many components, such as piping and
valves. Velocity also influences the corrosion behavior of the materials,
and the design value chosen is often controlled by corrosion considerations. When the corrosion rate is subject to mass transfer control, flow
velocity at the metal surface becomes the rate-determining factor. This is
also true with active-passive alloys, where flow, and thereby the ample
supply of oxygen to the metal surface, provides the oxygen necessary to
maintain the metal in the passive state. Stainless steels, for example,
can perform satisfactorily provided that the water flow in the system is
uninterrupted. However, in the case of zero or low flow, special precautions have to be taken. Low flow may also result in the settling of
deposits from the water, with the possible consequence of local corrosion
cells being set up, possibly leading to localized corrosion attack.
Environments
141
High flow rates can also have detrimental effects in some cases. They
can increase the rate of various corrosion processes and lead to erosion
corrosion, impingement attack, enhanced graphite corrosion, etc.
Uneven flow over an alloy surface can be undesirable when it leads to differential aeration effects. Table 2.23 provides data on the effect of velocity on some of the materials commonly used in seawater systems.40 In
considering velocity, it is important to note that local velocities may vary
considerably from design velocity. This is particularly important where
features of the system such as small-radius bends, orifices, partly throttled valves, or misaligned flanges can generate turbulence and accelerate corrosion. It follows that a major consideration during the design and
fabrication of a system should be to minimize turbulence raisers.
Effect of temperature. Not much information exists on the effect of tem-
perature within the range normally encountered in seawater systems.
It has been noted, at the LaQue Centre, that corrosion of carbon steel
increases by approximately 50 percent between the winter (average
temperature 7°C) and summer (27 to 29°C) months. Although oxygen
solubility tends to fall with a rise in temperature, the higher temperature tends to increase reaction rate. Evidence from work on steel in
potable waters suggests that the temperature effect is more important
and that corrosion, for steel, will increase with temperature.41
For copper alloys, increase in temperature accelerates film formation.
While it takes about 1 day to form a protective film at 15°C, it may take
a week or more at 2°C. It is important to continue initial circulation of
clean seawater long enough for initial film formation for all copper
alloys. For stainless steels and other alloys that are prone to pitting and
crevice corrosion, an increase in temperature tends to facilitate initiation of these types of attack. However, data on propagation rate suggest
TABLE 2.23
Effect of Velocity on the Corrosion of Metals in Seawater
Deepest pit,
mm
Average corrosion rate,
mmy1
Flowing seawater
Alloy
Carbon steel
Grey cast iron (graphitized)
Admiralty gunmetal
85/5/5/5 Cu/Zn/Pb/Zn
Ni resist cast iron type 1B
Ni Al bronze
70/30 Cu/Ni Fe
Type 316 stainless steel
6% Mo stainless steel
Ni-Cu alloy 40
Quiet seawater
2.0
4.9
0.25
0.32
Nil
1.12
0.25
1.8
Nil
1.3
0.075
0.55
0.027
0.017
0.02
0.055
0.02
0.02
0.01
0.02
8.2 ms1
35–42 ms1
—
4.4
0.9
1.8
0.2
0.22
0.12
0.02
0.02
0.01
4.5
13.2
1.07
1.32
0.97
0.97
1.47
0.01
0.01
0.01
142
Chapter Two
that this declines with rise in temperature. The net effect of these conflicting tendencies is not always predictable. Temperature also influences biological activity, which may, in turn, influence corrosion.40
2.4
2.4.1
Corrosion in Soils
Introduction
Soil is an aggregate of minerals, organic matter, water, and gases
(mostly air). It is formed by the combined weathering action of wind
and water, and also organic decay. The proportions of the basic constituents vary greatly in different soil types. For example, humus has
a very high organic matter content, whereas the organic content of
beach sand is practically zero. The properties and characteristics of soil
obviously vary as a function of depth. A vertical cross section taken
through the soil is known as a soil profile, and the different layers of
soil are known as soil horizons. The following soil horizons have been
classified:
■
A. Surface soil (usually dark in color due to organic matter)
■
O. Organic horizon (decaying plant residues)
■
E. Eluviation horizon (light color, leached)
■
B. Accumulation horizon (rich in certain metal oxides)
■
C. Parent material (largely nonweathered bedrock)
Corrosion in soils is a major concern, especially as much of the
buried infrastructure is aging. Increasingly stringent environmental
protection requirements are also placing a focus on corrosion issues.
Topical examples of soil corrosion are related to oil, gas, and water
pipelines; buried storage tanks (a vast number are used by gas stations); electrical communication cables and conduits; anchoring systems; and well and shaft casings. Such systems are expected to
function reliably and continuously over several decades. Corrosion in
soils is a complex phenomenon, with a multitude of variables involved.
Chemical reactions involving almost each of the existing elements are
known to take place in soils, and many of these are not yet fully understood. The relative importance of variables changes for different materials, making a universal guide to corrosion impossible. Variations in
soil properties and characteristics across three dimensions can have a
major impact on corrosion of buried structures.
2.4.2
Soil classification systems
Soil texture refers to the size distribution of mineral particles in a soil.
Sand (rated from coarse to very fine), silt, and clay refer to textures of
Environments
143
decreasing particle coarseness (Table 2.24). Soils with a high proportion of sand have very limited storage capacity for water, whereas
clays are excellent in retaining water. One soil identification system
has defined eleven soil types on the basis of their respective proportions of clay, silt, and sand. The eleven types are sand, loamy sand,
sandy loam, sandy clay loam, clay loam, loam, silty loam, silt, silty clay
loam, silt clay, and clay. A further identification scheme has utilized
chemical composition, organic content, and history of formation to
define types such as gravel, humus, marsh, and peat.
A newer soil classification system has evolved in the United States
that can be utilized to classify soils globally, at any location. In this “universal” classification system, soils are considered as individual threedimensional entities that can be grouped according to similar physical,
chemical, and mineralogical properties. The system uses a hierarchical
approach, with the amount of information about a soil increasing down
the classification ladder. From top to bottom, the hierarchy is structured
in the following categories: order, suborder, great groups, subgroups,
families, and series. Further details are provided in Table 2.25.
2.4.3
Soil parameters affecting corrosivity
Several important variables have been identified that have an influence on corrosion rates in soil; these include water, degree of aeration,
pH, redox potential, resistivity, soluble ionic species (salts), and microbiological activity. The complex nature of selected variables is presented graphically in Fig. 2.24.42
Water in liquid form represents the essential electrolyte
required for electrochemical corrosion reactions. A distinction is made
between saturated and unsaturated water flow in soils. The latter represents movement of water from wet areas toward dry soil areas. The
groundwater level is important in this respect. It fluctuates from area
to area, with water moving from the water table to higher soil, against
the direction of gravity. Saturated water flow is dependent on pore size
and distribution, texture, structure, and organic matter.
Water.
TABLE 2.24
Particle Sizes in Soil Texture
Category
Sand (very coarse)
Sand (coarse)
Sand (medium)
Sand (fine)
Sand (very fine)
Silt
Clay
Diameter (mm)
1.00–2.00
0.50–1.00
0.25–0.50
0.10–0.25
0.05–0.10
0.002–0.05
0.002
144
Chapter Two
Type of Soil
Degree of Aeration
Drainage
Groundwater
Ionic Species
Anaerobic Conditions
Moisture
Alkaline species
Resistivity
pH
Rate of Corrosion
Total
Acidity
Sulfate
Reducing
Bacteria
(SRB)
Weak Acids
Strong Acids
Organic Acids
Inorganic Acids
Cathodic Reaction
Passive Film Formation
and Breakdown
Sulfides
Amount of
Dissolved Oxygen
Figure 2.24 Relationship of variables affecting the rate of corrosion in soil. For simplici-
ty, only the MIC effects of sulfate-reducing bacteria are shown.
Water movement in soil can occur by the following mechanisms:
gravity, capillary action, osmotic pressure (from dissolved species), and
electrostatic interaction with soil particles. The water-holding capacity of a soil is strongly dependent on its texture. Coarse sands retain
very little water, while fine clay soils store water to a high degree.
Degree of aeration. The oxygen concentration decreases with increas-
ing depth of soil. In neutral or alkaline soils, the oxygen concentration
obviously has an important effect on corrosion rate as a result of its
participation in the cathodic reaction. However, in the presence of certain microbes (such as sulfate-reducing bacteria), corrosion rates can be
very high, even under anaerobic conditions. Oxygen transport is more
rapid in coarse-textured, dry soils than in fine, waterlogged textures.
Excavation can obviously increase the degree of aeration in soil,
compared with the undisturbed state. It is generally accepted that
corrosion rates in disturbed soil with greater oxygen availability are
significantly higher than in undisturbed soil.
pH. Soils usually have a pH range of 5 to 8. In this range, pH is gen-
erally not considered to be the dominant variable affecting corrosion
rates. More acidic soils obviously represent a serious corrosion risk to
common construction materials such as steel, cast iron, and zinc coat-
145
TABLE 2.25
Category
Soil Classification System using Hierarchical Approach
Basis for classification
Example(s)
Comments
Order
Differences in measurable and visible
characteristics of soil horizons
Entisol, Vertisol, Inceptisol,
Aridisol, Mollisol, Spodosol,
Alfisol, Ultisol, Oxisol, Histosol
Nine orders for mineral soils and one
order for all organic soils
Suborder
Differences in development
characteristics
Aquod, Udult
Grouping according to accumulation
of soluble materials, presence or
absence of B horizons, mineralogy,
and chemistry
Great group
Presence or absence of
certain horizons
Kandihumult
Relative thickness of horizons
is important
Subgroup
Typical or dominant concept of
the great group
Typic Kandihumult
Coded as either the great group name
with the “typic” prefix or a combination
of great group names
Family
Differences in textural classes,
mineralogy, acidity, and temperature
Clayey oxidic isothermic
Typic Kandihumult
Plants generally react in a similar
manner to the same soil family
Series
Differences in texture
Paaola
Usually named after the location
where the soil was first described
146
Chapter Two
ings. Soil acidity is produced by mineral leaching, decomposition of
acidic plants (for example, coniferous tree needles), industrial wastes,
acid rain, and certain forms of microbiological activity. Alkaline soils
tend to have high sodium, potassium, magnesium, and calcium contents. The latter two elements tend to form calcareous deposits on
buried structures, and these have protective properties against corrosion. The pH level can affect the solubility of corrosion products and
also the nature of microbiological activity.
Soil resistivity. Resistivity has historically often been used as a broad
indicator of soil corrosivity. Since ionic current flow is associated with
soil corrosion reactions, high soil resistivity will arguably slow down corrosion reactions. Soil resistivity generally decreases with increasing
water content and the concentration of ionic species. Soil resistivity is
by no means the only parameter affecting the risk of corrosion damage.
A high soil resistivity alone will not guarantee absence of serious corrosion. Variations in soil resistivity along the length of a pipeline are highly undesirable, as this will lead to the formation of macro corrosion cells.
Therefore, for structures such as pipelines, the merit of a corrosion risk
classification based on an absolute value of soil resistivity is limited.
Soil resistivity can be measured by the so-called Wenner four-pin
technique or, more recently, by electromagnetic measurements. The
latter allows measurements in a convenient manner and at different
soil depths. Another option for soil resistivity measurements is the socalled soil box method, whereby a sample is taken during excavation.
Preferably sampling will be in the immediate vicinity of a buried
structure (a pipe trench, for example).
The redox potential is essentially a measure of the
degree of aeration in a soil. A high redox potential indicates a high oxygen level. Low redox values may provide an indication that conditions
are conducive to anaerobic microbiological activity. Sampling of soil
will obviously lead to oxygen exposure, and unstable redox potentials
are thus likely to be measured in disturbed soil.
Redox potential.
Chlorides. Chloride ions are generally harmful, as they participate
directly in anodic dissolution reactions of metals. Furthermore, their
presence tends to decrease the soil resistivity. They may be found naturally in soils as a result of brackish groundwater and historical geological seabeds (some waters encountered in drilling mine shafts have
chloride ion levels comparable to those of seawater) or come from
external sources such as deicing salts applied to roadways. The chloride ion concentration in the corrosive aqueous soil electrolyte will
vary as soil conditions alternate between wet and dry.
Environments
147
Sulfates. Compared to the corrosive effect of chloride ions, sulfates are
generally considered to be more benign in their corrosive action toward
metallic materials. However, concrete may be attacked as a result of
high sulfate levels. The presence of sulfates does pose a major risk for
metallic materials in the sense that sulfates can be converted to highly
corrosive sulfides by anaerobic sulfate-reducing bacteria.
Microbiologically influenced
corrosion (MIC) refers to corrosion that is influenced by the presence
and activities of microorganisms and/or their metabolites (the products produced through their metabolism). Bacteria, fungi, and other
microorganisms can play a major part in soil corrosion. Spectacularly
rapid corrosion failures have been observed in soil as a result of
microbial action, and it is becoming increasingly apparent that most
metallic alloys are susceptible to some form of MIC. The mechanisms
potentially involved in MIC have been summarized as follows:43
Microbiologically influenced corrosion.
■
Cathodic depolarization, whereby the cathodic rate-limiting step is
accelerated by microbiological action.
■
Formation of occluded surface cells, whereby microorganisms form
“patchy” surface colonies. Sticky polymers attract and aggregate biological and nonbiological species to produce crevices and concentration cells, the basis for accelerated attack.
■
Fixing of anodic reaction sites, whereby microbiological surface
colonies lead to the formation of corrosion pits, driven by microbial
activity and associated with the location of these colonies.
■
Underdeposit acid attack, whereby corrosive attack is accelerated by
acidic final products of the MIC “community metabolism,” principally short-chain fatty acids.
Certain microorganisms thrive under aerobic conditions, whereas
others thrive in anaerobic conditions. Anaerobic conditions may be created in the microenvironmental regime even if the bulk conditions are
aerobic. The pH conditions and availability of nutrients also play a role
in determining what types of microorganisms can thrive in a soil environment. In general, microbial activity is highest in the surface O and
A horizons, because of the availability of both organic carbon nutrients
and oxygen. Microorganisms associated with corrosion damage in soils
include the following:
■
Anaerobic bacteria, which produce highly corrosive species as part of
their metabolism.
■
Aerobic bacteria, which produce corrosive mineral acids.
148
Chapter Two
■
Fungi, which may produce corrosive by-products in their metabolism, such as organic acids. Apart from metals and alloys, they can
degrade organic coatings and wood.
■
Slime formers, which may produce concentration corrosion cells on
surfaces.
A summary of the characteristics of bacteria commonly associated with
soil corrosion (mostly for iron-based alloys) is provided in Table 2.26.
2.4.4
Soil corrosivity classifications
For design and corrosion risk assessment purposes, it is desirable to
estimate the corrosivity of soils, without conducting exhaustive corrosion
testing. Corrosion testing in soils is complicated by the fact that long
exposure periods may be required (buried structures are usually expected to last for several decades) and that many different soil conditions can
be encountered. Considering the complexity of the parameters affecting
soil corrosion, it is obvious that the use of relatively simple soil corrosivity models is bound to be inaccurate. These limitations should be considered when applying any of the common aids/methodologies.
One of the simplest classifications is based on a single parameter, soil
resistivity. Table 2.27 shows the generally adopted corrosion severity
ratings. Sandy soils are high on the resistivity scale and therefore are
considered to be the least corrosive. Clay soils, especially those contaminated with saline water, are on the opposite end of the spectrum. The
soil resistivity parameter is very widely used in practice and is generally considered to be the dominant variable in the absence of microbial
activity.
The American Water Works Association (AWWA) has developed a
numerical soil corrosivity scale that is applicable to cast iron alloys. A
severity ranking is generated by assigning points for different variables, presented in Table 2.28.44 When the total points of a soil in the
AWWA scale are 10 (or higher), corrosion protective measures (such as
cathodic protection) have been recommended for cast iron alloys. It
should be appreciated that this rating scale remains a relatively simplistic, subjective procedure for specific alloys. Therefore, it should be
viewed as a broad indicator and should not be expected to accurately
predict specific cases of corrosion damage.
A worksheet for estimating the probability of corrosion damage to
metallic structures in soils has been published, based on European
work in this field. The worksheet consists of 12 individual ratings (R1
to R12), listed in Table 2.29.45 This methodology is very detailed and
comprehensive. For example, the effects of vertical and horizontal soil
homogeneity are included, as outlined in Table 2.30. Even details such
as the presence of coal or coke and other pollutants in the soil are con-
TABLE 2.26
Characteristics of Bacteria Commonly Associated with Corrosion in Soils
Species
Likely soil conditions
Metabolic action
Species produced
Comments
Sulfate-reducing
bacteria (SRB)
Anaerobic, close to
neutral pH values,
presence of sulfate ions.
Often associated with
waterlogged clay soils
Convert sulfate
to sulfide
Iron sulfide,
hydrogen
sulfide
Very well known for corrosion of iron
and steel. Desulfovibrio genus
very widespread
Iron-oxidizing
bacteria (IOB)
Acidic, aerobic
Oxidize ferrous
ions to ferric ions
Sulfuric acid,
iron sulfate
Thiobacillus ferrooxidans
is a well-known example
Sulfur-oxidizing
bacteria (SOB)
Aerobic, acidic
Oxidize sulfur and
sulfide to form
Sulfuric acid
Thiobacillus genus is a common
example
Magnetite
Gallionella genus is an example.
Usually associated with deposit
and tubercle formation
sulfuric acid
Iron bacteria (IB)
Aerobic, close to
neutral pH values
Oxidize ferrous ions
to ferric ions
149
150
Chapter Two
TABLE 2.27
Corrosivity Ratings Based on Soil Resistivity
Soil resistivity, cm
Corrosivity rating
20,000
10,000–20,000
5000–10,000
3000–5000
1000–3000
1000
Essentially noncorrosive
Mildly corrosive
Moderately corrosive
Corrosive
Highly corrosive
Extremely corrosive
TABLE 2.28 Point System for Predicting Soil Corrosivity
According to the AWWA C-105 Standard
Soil parameter
Resistivity, cm
700
700–1000
1000–1200
1200–1500
1500–2000
2000
Assigned points
10
8
5
2
1
0
pH
0–2
2–4
4–6.5
6.5–7.5
7.5–8.5
8.5
5
3
0
0
0
3
Redox potential, mV
100
50–100
0–50
0
0
3.5
4
5
Sulfides
Positive
Trace
Negative
3.5
2
0
Moisture
Poor drainage, continuously wet
Fair drainage, generally moist
Good drainage, generally dry
2
1
0
sidered. The assessment is directed at ferrous materials (steels, cast
irons, and high-alloy stainless steels), hot-dipped galvanized steel, and
copper and copper alloys. Summation of the individual ratings produces an overall corrosivity classification into one of the four categories listed in Table 2.31. It has been pointed out that sea or lake beds
cannot be assessed using this worksheet.
Environments
151
TABLE 2.29 Variables Considered in Worksheet
of Soil Corrosivity
Rating number
Parameter
R1
R2
R3
R4
R5
R6
R7
R8
R9
R10
R11
R12
Soil type
Resistivity
Water content
pH
Buffering capacity
Sulfides
Neutral salts
Sulfates
Groundwater
Horizontal homogeneity
Vertical homogeneity
Electrode potential
TABLE 2.30
R10 and R12 Worksheet Ratings
Resistivity variation between adjacent domains
(all positive R2 values are treated as equal)
Rating
R10, Horizontal Soil Homogeneity
R2 difference 2
R2 difference 2 and 3
R2 difference 3
0
2
4
R11, Vertical Soil Homogeneity
Adjacent soils with same
resistivity
Adjacent soils with
different resistivity
TABLE 2.31
Embedded in soils with same
structure or in sand
Embedded in soils with
different structure or
containing foreign matter
R2 difference 2 and 3
R2 difference 3
0
6
1
6
Overall Soil Corrosivity Classification
Summation of R1 to R12 ratings
Soil classification
0
1 to 4
5 to 10
10
Virtually noncorrosive
Slightly corrosive
Corrosive
Highly corrosive
2.4.5 Corrosion characteristics of selected
metals and alloys
Ferrous alloys. Steels are widely used in soil, but almost never with-
out additional corrosion protection. It may come as something of a surprise that unprotected steel is very vulnerable to localized corrosion
152
Chapter Two
damage (pitting) when buried in soil. Such attack is usually the result
of differential aeration cells, contact with different types of soil, MIC,
or galvanic cells when coal or cinder particles come into contact with
buried steel. Stray current flow in soils can also lead to severe pitting
attack. A low degree of soil aeration will not necessarily guarantee low
corrosion rates for steel, as certain microorganisms associated with
severe MIC damage thrive under anaerobic conditions.
The primary form of corrosion protection for steel buried in soil is
the application of coatings. When such coatings represent a physical
barrier to the environment, cathodic protection in the form of sacrificial anodes or impressed current systems is usually applied as an additional precaution. This additional measure is required because coating
defects and discontinuities will inevitably be present in protective
coatings.
Cast iron alloys have been widely used in soil; many gas and water
distribution pipes in cities are still in use after decades of service. These
have been gradually replaced with steel (coated and cathodically protected) and also with polymeric pipes. While cast irons are generally
considered to be more resistant to soil corrosion than steel, they are
subject to corrosion damage similar to that described above for steel.
Coatings and cathodic protection with sacrificial anodes tend to be used
to protect buried cast iron structures.
Stainless steels are rarely used in soil applications, as their corrosion performance in soil is generally poor. Localized corrosion attack is
a particularly serious concern. The presence of halide ions and concentration cells developed on the surface of these alloys tends to induce
localized corrosion damage. Since pitting tends to be initiated at relatively high corrosion potential values, higher redox potentials increase
the localized corrosion risk. Common grades of stainless steel (even
the very highly alloyed versions) are certainly not immune to MIC,
such as attack induced by sulfate-reducing bacteria.
In general, copper is considered to have
good resistance to corrosion in soils. Corrosion concerns are mainly
related to highly acidic soils and the presence of carbonaceous contaminants such as cinder. Chlorides and sulfides also increase the risk of
corrosion damage. Contrary to common belief, copper and its alloys are
not immune to MIC. Cathodic depolarization, selective leaching,
underdeposit corrosion, and differential aeration cells have been cited
as MIC mechanisms for copper alloys.46 Corrosive products produced
by microbes include carbon dioxide, hydrogen sulfide and other sulfur
compounds, ammonia, and acids (organic and inorganic).
In the case of brasses, consideration must be given to the risk of
dezincification, especially at high zinc levels. Soils contaminated with
Nonferrous metals and alloys.
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153
detergent solutions and ammonia also pose a higher corrosion risk for
copper and copper alloys. Additional corrosion protection for copper
and copper alloys is usually considered only in highly corrosive soil
conditions. Cathodic protection, the use of acid-neutralizing backfill
(for example, limestone), and protective coatings can be utilized.
The main application of zinc in buried applications is in galvanized
steel. Performance is usually satisfactory unless soils are poorly aerated,
acidic, or highly contaminated with chlorides, sulfides, and other solutes.
Well-drained soils with a coarse texture (the sandy type) provide a high
degree of aeration. It should also be borne in mind that zinc corrodes
rapidly under highly alkaline conditions. Such conditions can arise on
the surface of cathodically overprotected structures. The degree of corrosion protection afforded by galvanizing obviously increases with the
thickness of the galvanized coating. Additional protection can be afforded by so-called duplex systems, in which additional paint coatings are
applied to galvanized steel.
The corrosion resistance of lead and lead alloys in soils is generally
regarded as being in between those of steel and copper. The corrosion
resistance of buried lead sheathing for power and communication
cables has usually been satisfactory. Caution needs to be exercised in
soils containing nitrates and organic acids (such as acetic acid).
Excessive corrosion is also found under highly alkaline soil conditions.
Silicates, carbonates, and sulfates tend to retard corrosion reactions by
their passivating effects on lead. Barrier coatings can be used as additional protection. When cathodic protection is applied, overprotection
should be avoided because of the formation of surface alkalinity.
Aluminum alloys are used relatively rarely in buried applications,
although some pipelines and underground tanks have been constructed from these alloys. Like stainless steels, these alloys tend to undergo localized corrosion damage in chloride-contaminated soils.
Protection by coatings is essential to prevent localized corrosion damage. Cathodic protection criteria for aluminum alloys to minimize the
risk of generating undesirable alkalinity are available. Aluminum
alloys can undergo accelerated attack under the influence of microbiological effects. Documented mechanisms include attack by organic acid
produced by bacteria and fungi and the formation of differential aeration cells.46 It is difficult to predict the corrosion performance of aluminum and its alloys in soils with any degree of confidence.
Reinforced concrete. Steel-reinforced concrete (SRC) pipes are widely
used in buried applications to transport water and sewage, and their
use dates back nearly a century. So-called prestressed concrete cylinder pipes (PCCP) were already developed prior to 1940 for designs
requiring relatively high operating pressures and large diameters.
154
Chapter Two
PCCP applications include water transmission mains, distribution
feeder mains, water intake and discharge lines, low-head penstocks,
industrial pressure lines, sewer force mains, gravity sewer lines, subaqueous lines, and spillway conduits.47
There are three dominant species in soils that lead to excessive
degradation of reinforced concrete piping. Sulfate ions tend to attack
the tricalcium aluminate phase in concrete, leading to severe degradation of the concrete/mortar cover and exposure of the reinforcing
steel. The mechanism of degradation involves the formation of a voluminous reaction product in the mortar, which leads to internal pressure buildup and subsequent disintegration of the cover. Sulfate levels
exceeding about 2 percent (by weight) in soils and groundwater reportedly put concrete pipes at risk. Chloride ions are also harmful, as they
tend to diffuse into the concrete and lead to corrosion damage to the
reinforcing steel. A common source of chloride ions is soil contamination by deicing salts. This corrosion phenomenon is discussed in detail
in Sec. 2.5, Reinforced Concrete. Finally, acidic soils present a corrosion hazard. The protective alkaline environment that passivates the
reinforcing steel can be disrupted over time. Carbonic acid and humic
acid are examples of acidic soil species.
2.4.6
Summary
Corrosion processes in soil are highly complex phenomena, especially
since microbiologically influenced corrosion can play a major role. Soil
parameters tend to vary in three dimensions, which has important
ramifications for corrosion damage. Such variations tend to set up
macrocells, leading to accelerated corrosion at the anodic site(s). The
corrosion behavior of metals and alloys in other environments should
not be extrapolated to their performance in soil. In general, soils represent highly corrosive environments, often necessitating the use of
additional corrosion protection measures for common engineering metals and alloys.
2.5
2.5.1
Reinforced Concrete
Introduction
Concrete is the most widely produced material on earth. The use of
cement, a key ingredient of concrete, by Egyptians dates back more
than 3500 years. In the construction of the pyramids, an early form of
mortar was used as a structural binding agent. The Roman Coliseum
is a further example of a historic landmark utilizing cement mortar as
a construction material. Worldwide consumption of concrete is close to
9 billion tons and is expected to rise even further.
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155
Contrary to common belief, concrete itself is a complex composite
material. It has low strength when loaded in tension, and hence it is
common practice to reinforce concrete with steel, for improved tensile
mechanical properties. Concrete structures such as bridges, buildings,
elevated highways, tunnels, parking garages, offshore oil platforms,
piers, and dam walls all contain reinforcing steel (rebar). The principal cause of degradation of steel-reinforced structures is corrosion
damage to the rebar embedded in the concrete. The scale of this problem has reached alarming proportions in various parts of the world. In
the early 1990s, the costs of rebar corrosion in the United States alone
were estimated at $150 to $200 billion per year.48
The durability of concrete should not simply be equated to highstrength grades of concrete. There are several methods for controlling
rebar corrosion in new structures, and valuable lessons can be learned
from previous failures. In existing structures, the choices for correcting rebar corrosion problems are relatively limited. The corrosion
mechanisms involved in the repair of existing structures may be fundamentally different from those that affect new constructions. A
gamut of inspection methods is available for assessment of the condition of reinforced concrete structures.
2.5.2
Concrete as a structural material
In order to understand corrosion damage in concrete, a basic understanding of the nature of concrete as an engineering material is
required. A brief summary follows for this purpose. It is important to
distinguish clearly among terms such as cement, mortar, and concrete.
Unfortunately, these tend to be used interchangeably in household use.
The fundamental ingredients required to make concrete are cement
clinker, water, fine aggregate, coarse aggregate, and certain special additives. Cement clinker is essentially a mixture of several anhydrous
oxides. For example, standard Portland cement consists mainly of the
following compounds, in order of decreasing weight percent: 3CaOSiO2,
2CaOSiO2, 3CaOAl2O3, and 4CaOAl2O3Fe2O3. The cement reacts with
water to form the so-called cement paste. It is the cement paste that surrounds the coarse and fine aggregate particles and holds the material
together. The importance of adequately mixing the concrete constituents
should thus be readily apparent. The fine and coarse aggregates are
essentially inert constituents. In general, the size of suitable aggregate
is reduced as the thickness of the section of a structure decreases.
The reaction of the cement and water to form the cement paste is
actually a series of complex hydration reactions, producing a multiphase cement paste. One example of a specific hydration reaction is
the following:
156
Chapter Two
2(3CaO SiO2) 6H2O → 3Ca(OH)2 3CaO 2SiO2 3H2O (2.28)
Following the addition of water, the cement paste develops a fibrous
microstructure over time. Importantly for corrosion considerations,
the cement paste is not a continuous solid material on a microscopic
scale. Rather, the cement paste is classified as a “gel” to describe its
limited crystalline character and the water-filled spaces between the
solid phases. These microscopic spaces are also known as gel “pores”
and, strictly speaking, are filled with an ionic solution rather than
“water.” Additional pores of larger size are found in the cement paste
and between the cement paste and the aggregate particles. The pores
that result from excess water in the concrete mix are known as capillary pores. Air voids are also invariably present in concrete. In socalled air-entrained concrete, microscopic air voids are intentionally
created through admixtures. This practice is widely used in cold climates to minimize freeze-thaw damage. Clearly then, concrete is a
porous material, and it is this porosity that allows the ingress of corrosive species to the embedded reinforcing steel.
A further important feature of the hydration reactions of cement with
water is that the resulting pore solution in concrete is highly alkaline
[refer to Eq. (2.28) above]. In addition to calcium hydroxide, sodium and
potassium hydroxide species are also formed, resulting in a pH of the
aqueous phase in concrete that is typically between 12.5 and 13.6.
Under such alkaline conditions, reinforcing steel tends to display completely passive behavior, as fundamentally predicted by the Pourbaix
diagram for iron. In the absence of corrosive species penetrating into
the concrete, ordinary carbon steel reinforcing thus displays excellent
corrosion resistance.
From the above discussion, the complex nature of concrete as a particulate-strengthened ceramic-matrix composite material and the difference between the terms concrete and cement should be apparent.
The term mortar refers to a concrete mix without the addition of any
coarse aggregate.
2.5.3 Corrosion damage in reinforced
concrete
The large-scale environmental degradation of the reinforced concrete infrastructure in many
countries (often prematurely) has indicated that traditional approaches to concrete durability may be in need of revision. Historically, the
general approach has been to relate concrete durability directly to the
strength of concrete. It is well known that higher water-to-cement
ratios in concrete lead to lower strength and increase the degree of
Mehta’s holistic model of concrete degradation.
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157
porosity in the concrete. A generally accepted argument is that lowstrength, more permeable concrete is less durable. However, in real
reinforced concrete structures, durability issues are more complex,
and consideration of the strength variable alone is inadequate.
The approach adopted by Mehta in his holistic model of concrete degradation was to focus on the soundness of concrete under service conditions
as a fundamental measure of concrete durability rather than on the
strength of concrete. In simplistic terms, soundness of concrete implies
freedom from cracking.49 Mehta’s proposed model of concrete degradation
has been adapted in the illustration of environmental damage in Fig.
2.25. According to this model, concrete manufactured to high quality standards is initially considered to be an impermeable structure. This condition exists so long as interior pores and microcracks do not form
interconnected paths extending to the exterior surfaces.
Under environmental weathering and loading effects, the permeability of the concrete gradually increases as the network of “defects”
becomes more interconnected over time. It is then that water, carbon
dioxide, and corrosive ions such as chlorides can enter the concrete
and produce detrimental effects at the level of the reinforcing steel.
The corrosion mechanisms involved are discussed in more detail in
subsequent sections. The buildup of corrosion products leads to a
buildup of internal pressure in the reinforced concrete because of the
voluminous nature of these products. The volume of oxides and
hydroxides associated with rebar corrosion damage relative to steel is
shown in Fig. 2.26. In turn, these internal stresses lead to severe
cracking and spalling of the concrete covering the reinforcing steel.
Extensive surface damage produced in this manner is shown in Figs.
2.27 and 2.28. It is clear that the damage inflicted by formation of corrosion products (and other effects) reduces the soundness of concrete
and facilitates further deterioration at an increasing rate.
In the light of the importance that Mehta’s model of environmental
concrete degradation attaches to defects such as cracks, the reliance on
the high strength of concrete alone for satisfactory service life becomes
questionable. High strength levels in concrete alone certainly do not
guarantee a high degree of soundness; several arguments can be made
for high-strength concrete being potentially more prone to cracking.
The importance of concrete cracks in rebar corrosion has also been
highlighted by Nürnberger.50 Both carbonation and chloride ion diffusion, two important processes associated with rebar corrosion, can proceed more rapidly into the concrete along the crack faces, compared
with uncracked concrete. Nürnberger argued that corrosion in the
vicinity of the crack tip could be accelerated further by crevice corrosion effects and galvanic cell formation. The steel in the crack will tend
to be anodic relative to the cathodic (passive) zones in uncracked
158
Chapter Two
A “new” reinforced concrete structure containing
discontinuous cracks, microcracks and pores
Stage 1:
No visible damage
Environmental Effect:
Cyclic heating, cooling
Wetting/drying
Cyclic and impact loading
Cracks, microcracks and pores become more interconnected
Stage 2:
Initiation and
propagation of damage
Environmental Effect:
Penetration of corrosive
species
Penetration of water
Expansion of concrete due to internal pressure buildup
caused by corrosion of steel, freezing water and
chemical attack of the concrete
Reduction in strength and stiffness of concrete
Serious cracking, spalling and loss of mass
CLOSED
Figure 2.25 Concrete degradation processes resulting from environmental effects.
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159
Relative
Volume
Fe(OH)3 .3H2O
Fe(OH)3
Fe(OH)2
Fe3O4
Fe2O3
FeO
Fe
Figure 2.26 Relative volume of possible rebar corrosion products.
concrete. The particularly harmful effects of dried-out cracks (as
opposed to those that are water-filled), which allow rapid ingress of
corrosive species, were also emphasized. Even casual visual examinations of most reinforced concrete structures invariably reveal the presence of macroscopic cracks in concrete.
Corrosion mechanisms. The two most common mechanisms of reinforc-
ing steel corrosion damage in concrete are (1) localized breakdown of the
passive film by chloride ions and (2) carbonation, a decrease in pore solution pH, leading to a general breakdown in passivity. Harmful chloride
ions usually originate from deicing salts applied in cold climate regions
or from marine environments/atmospheres. Carbonation damage is predominantly induced by a reaction of concrete with carbon dioxide (CO2)
in the atmosphere.
Corrosion damage to reinforcing
steel is an electrochemical process with anodic and cathodic half-cell
reactions. In the absence of chloride ions, the anodic dissolution reaction of iron,
Chloride-induced rebar corrosion.
160
Chapter Two
Figure 2.27 Concrete degradation caused by rebar corrosion damage in a highway structure
in downtown Toronto, Ontario. Extensive repair work was underway on this structure at
the time the picture was taken. The annual maintenance costs for this structure were
recently reported at around $18 million.
Environments
Figure 2.28 Concrete degradation caused by rebar corrosion damage near
Kingston, Ontario. This bridge underwent extensive rehabilitation shortly
after this picture was taken.
161
162
Chapter Two
Anode Reaction : Fe Fe2++ 2eCathode Reaction: 1/2O2 + H2O + 2e
2OH -
O2
O2
O2
Oxygen diffuses into
the Concrete
2+
Fe
H2O
Depth
of Cover
-
2e
O2
The Pore Solution acts
as the Electrolyte
Figure 2.29 Schematic illustration of electrochemical corrosion reactions in concrete.
Fe → Fe2 2e
(2.29)
is balanced by the cathodic oxygen reduction reaction,
2O2 H2O 2e → 2OH
1
(2.30)
Oxygen diffuses to the reinforcing steel surface through the porous
concrete, with cracks acting as fast diffusion paths, especially if they
are not filled with water. The Fe2 ions produced at the anodes combine with the OH ions from the cathodic reaction to ultimately produce a stable passive film. This electrochemical process is illustrated
schematically in Fig. 2.29.
Chloride ions in the pore solution, having the same charge as OH
ions, compete with these anions to combine with the Fe2 cations. The
resulting iron chloride complexes are thought to be soluble (unstable);
therefore, further metal dissolution is not prevented, and ultimately
the buildup of voluminous corrosion products takes place. Chloride
ions also tend to be released from the unstable iron chloride complexes, making these harmful ions available for further reaction with the
reinforcing steel. As the iron ultimately precipitates out in the form of
iron oxide or hydroxide corrosion products, it can be argued that the
consumption of hydroxide ions leads to localized pH reduction and
therefore enhanced metal dissolution.
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163
Chloride-induced rebar corrosion tends to be a localized corrosion
process, with the original passive surface being destroyed locally
under the influence of chloride ions. Apart from the internal stresses
created by the formation of corrosion products leading to cracking and
spalling of the concrete cover, chloride attack ultimately reduces the
cross section and significantly compromises the load-carrying capability of steel-reinforced concrete.
The harmful chloride
ions leading to rebar corrosion damage either originate directly from
the concrete mix constituents or diffuse into the concrete from the surrounding environment. The use of seawater or aggregate that has been
exposed to saline water (such as beach sand) in concrete mixes creates
the former case. Calcium chloride has been deliberately added to certain concrete mixes to accelerate hardening at low temperatures,
mainly before the harmful corrosion effects were widely known.
An important source of chlorides from the external environment is
the widespread use of deicing salts on road surfaces in cold climates.
Around 10 million tons of deicing salt is used annually in the United
States; the Canadian figure is about 3 million tons. The actual tonnage
used each year fluctuates with the severity of the particular winter
season. The main purpose of deicing salt application is to keep roadways safe and passable in winter and to minimize the disruption of
economic activity. The application of salt to ice and snow results in the
formation of brine, which has a lower freezing point.
Salt, primarily in the form of rock salt, is the most widely used deicing agent in North America because of its low cost, general availability, and ease of storage and handling. Rock salt is also known as halite
and has the well-known chemical formula NaCl. The rate of salt application to roads varies with traffic and weather conditions. Other chloride compounds in use for deicing purposes are calcium chloride
(CaCl2) and magnesium chloride (MgCl2).
Other obvious important sources of corrosive chloride ions are seawater and marine atmospheres. Alternate drying and wetting cycles
promote the buildup of chloride ions on surfaces. Hence actual surface
concentrations of chlorides can be well in excess of those of the bulk
environment.
Clearly the diffusion rate of external chlorides into concrete to the
reinforcing steel is very important. While some simplified models such
as Fick’s second law of diffusion have been used for life prediction purposes in combination with so-called critical chloride levels, the actual
processes are much more complex than such simplistic models.
Considering the complex nature of concrete as a material on the
microstructural scale, this complexity must be anticipated. Chloride
Sources of chloride ions and diffusion into concrete.
164
Chapter Two
diffusion processes are affected by capillary suction and chemical and
physical interaction in the concrete. Weather/climatic conditions, the
pore structure in concrete, and other microstructural parameters are
important variables. If only the capillary suction mechanism is considered, the rate of chloride ingress from exposure to a saline solution
will be higher in dry concrete than in water-saturated concrete.
Furthermore, the surface concentration of chlorides is obviously timedependent, particularly in deicing salt applications, adding more complications to diffusion models. The effects of cracks on both the
macroscopic and microscopic levels are also important practical considerations, since they function as rapid chloride diffusion paths.
Chlorides in concrete exist in
two basic forms, so-called free chlorides and bound chlorides. The former
are mobile chlorides dissolved in the pore solution, whereas the latter
type represents relatively immobile chloride ions that interact (by chemical binding and/or adsorption) with the cement paste. At first glance, it
may appear that only the free chlorides should be considered for corrosion reactions. However, Glass and Buenfeld have recently reviewed the
role of both bound and free chlorides in corrosion processes in detail and
have concluded that both types may be important.51 Bound chloride may
essentially buffer the chloride ion activity at a high value, and localized
acidification at anodic sites may release some bound chloride.
The determination of a critical chloride level, below which serious
rebar corrosion damage does not occur, for design, maintenance planning, and life prediction purposes is appealing. Not surprisingly, then,
several studies have been directed at defining such a parameter.
Unfortunately, the concept of a critical chloride content as a universal
parameter is unrealistic. Rather, a critical chloride level should be
defined only in combination with a host of other parameters. After all,
a threshold chloride level for corrosion damage will be influenced by
variables such as
Chlorides in concrete and critical chloride levels.
■
The pore solution pH
■
Moisture content of the concrete
■
Temperature
■
Age and curing conditions of the concrete
■
Water-to-cement ratio
■
Pore structure and other “defects”
■
Oxygen availability (hence cover and density of concrete)
■
Presence of prestressing
■
Cement and concrete composition
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165
Considering the above, it is apparent that the specification of critical
chloride levels should be treated with extreme caution. Furthermore, it
should not be surprising that an analysis of 15 chloride levels reported
for the initiation of corrosion of steel produced a range of 0.17 to 2.5
percent, expressed as total chlorides per weight of cement.51
Carbonation-induced corrosion. Carbon dioxide present in the atmos-
phere can reduce the pore solution pH significantly by reacting with
calcium hydroxide (and other hydroxides) to produce insoluble carbonate in the concrete as follows:
Ca(OH)2 CO2 → CaCO3 H2O
(2.31)
Carbonation is manifested as a reduction in the pH of the pore solution in the outer layers of the concrete and often appears as a welldefined “front” parallel to the external surface. This front can
conveniently be made visible by applying a phenolphthalein indicator
solution to freshly exposed concrete surfaces. Behind the front, where
all the calcium hydroxide has been depleted, the pH is around 8, whereas ahead of the front, the pH remains in excess of 12.5.52 The passivating ability of the pore solution diminishes with the decrease in pH.
Carbonation-induced corrosion tends to proceed in a more uniform manner over the rebar surface than chloride-induced corrosion damage.
The rate of ingress of carbonation damage in concrete decreases
with time. Obviously carbon dioxide has to penetrate greater distances
into the concrete over time. The precipitation of calcium carbonate and
possibly additional cement hydration are also thought to contribute to
the reduced rate of ingress.52
Several variables affect the rate of carbonation. In general, low-permeability concrete is more resistant. Carbonation tends to proceed
most rapidly at relative humidity levels between 50 and 75 percent. At
lower humidity levels, carbon dioxide can penetrate into the concrete
relatively rapidly, but little calcium hydroxide is available in the dissolved state for reaction with it. At higher humidity levels, the waterfilled pore structure is a more effective barrier to the ingress of carbon
dioxide. Clearly, environmental cycles of alternate dry and wet conditions will be associated with rapid carbonation damage.
In many practical situations, carbonation- and chloride-induced
corrosion can occur in tandem. Research studies have shown that corrosion caused by carbonation was intensified with increasing chloride
ion concentration, provided that the carbonation rate itself was not
retarded by the presence of chlorides.52 According to these studies,
chloride attack and carbonation can act synergistically (the combined
damage being more severe than the sum of its parts) and have been
responsible for major corrosion problems in hot coastal areas.
166
Chapter Two
2.5.4
Remedial measures
In principle, a number of fundamental technical measures can be taken to address the problem of reinforcing steel corrosion, such as
■
Repairing the damaged concrete
■
Modifying the external environment
■
Modifying the internal concrete environment
■
Creating a barrier between the concrete and the external environment
■
Creating a barrier between the rebar steel and the internal concrete
environment
■
Applying cathodic protection to the rebar
■
Using alternative, more corrosion-resistant rebar materials
■
Using alternative methods of reinforcement
Alternative solutions to periodic repair of damaged concrete are
being sought. After all, this is generally a costly corrective maintenance approach after serious damage has already set in. In view of the
overwhelming magnitude of the problem and increasingly limited government budgets, various alternative approaches have come to the
forefront over the last two decades. Several of these are still in emerging stages with limited track records. Given that rebar corrosion problems are typically manifested only over many decades, it takes
significant time for new technologies to acquire credibility in industrial practice.
An important distinction has to be made in the applicability of remedial measures to new and existing structures. Unfortunately, the
options for the most pressing problems in aging existing structures are
fairly limited. Obviously even the “best” technologies for new construction are of limited value if education and technology transfer
efforts directed at designers and users are not effective. This aspect is
particularly challenging in the fragmented construction industry.52 A
further important prerequisite for advancing the cause of effective corrosion control in reinforced concrete structures is acceptance and
implementation of life-cycle costing, as opposed to awarding contracts
on the basis of the lowest initial capital cost outlay.
Alternative deicing methods. Since chloride-based deicing agents are a
major factor in rebar corrosion, one obvious consideration is the possible use of alternative noncorrosive deicing chemicals. Such chemicals
are indeed available and are used in selective applications, such as for
airport runway deicing and on certain bridges. In addition to the corrosive action on reinforcing steel, the details of the deicing mechanism
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167
(temperature ranges, texture of products, etc.) and possible damage to
the concrete itself obviously need to be considered for alternative chemicals. Strictly speaking, a distinction is also made between anti-icing
and deicing, depending on whether chemical application is done before
or after snow and ice accumulation. An excellent summary of highway
deicing practices has been published by the Ministry of Transportation,
Ontario.53
The potential use of calcium magnesium acetate (CMA) has been
extensively researched in North America, and field trials have
been conducted in several states and provinces. The CMA specification in terms of composition, particle size and shape, color, and density has evolved over time. CMA application rates have generally
been higher than those for salt. The majority of trials conducted
have indicated effectiveness similar to that of salt at temperatures
down to 5°C, but slower performance than salt at lower temperatures. Unfortunately, costs are reportedly more than 10 times higher than those of road salt on a mass basis. If a higher application
rate of 1.5 times that of salt is assumed, a cost factor increase of 45
has been reported.53 Cost issues surrounding the use of CMA are
complex and include factors such as potential environmental benefits, reduced automobile corrosion, mass production technology, and
alternative raw materials.
The use of formate compounds as highway deicers was explored as
early as 1965. Lower reaction rates of sodium formate with snow and
ice have been reported in Canadian field trials. In the Canadian studies, commercial grades of sodium formate were found to be “contaminated” with chlorides.53 Concerns related to automobile corrosion and
increased costs have been expressed, and little information is available concerning possible adverse effects on the environment.
Urea is widely used as an airport runway deicer, as it is not corrosive to aircraft materials. However, urea is generally not considered to
be a viable alternative deicing chemical for highway applications.
Reported limitations include higher application rates, longer reaction
times, effectiveness only at temperatures above 10°C, relatively high
cost, and significant adverse effects on the environment.53
Verglimit, a patented compound, is often mentioned in the context
of alternative deicing compounds. In this product, capsules that contain calcium chloride are incorporated into asphalt paving. With gradual wear and tear of the asphalt surface, the capsules are exposed and
broken open, releasing the deicing chemical. This methodology was
specifically designed for exposed bridge decks that freeze over more
rapidly than adjacent road surfaces. Many North American readers
will be familiar with the traffic warning signs, “Caution: Bridge
Freezes First.”
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Chapter Two
Abrasives are widely used in Europe and North America to improve
skid resistance, and using them exclusively as a means of eliminating
deicing salts has been considered. While mixtures of sand and road
salt are widely used, elimination of deicing chemicals has not proved
feasible in geographic areas such as Ontario. A major problem is that
abrasives alone do not assist snowplows in removing ice bonded to
pavements. Other problems include the blocking of storm sewers and
accumulation in catch basins. Importantly, without mixed-in deicing
chemicals, stockpiles of abrasives would tend to freeze in winter, with
resultant reduced workability and difficulty in spreading. Such stockpiles invariably contain moisture, causing abrasive particles to freeze
together in winter.
The concept of embedding electrical heating elements in concrete to
keep road surfaces ice-free has received some attention. Considering
the fact that electric power is routinely fed to street lighting, the
potential merits of such systems can be appreciated. A Canadian
experimental concept of electrically conducting concrete also appears
to hold promise for heating purposes. Other innovative experimental
approaches that have been explored include noncontact deicing with
acoustic or microwave energy.
Alternative deicing methods are largely applicable to new structures;
arguably, they may also benefit existing structures, provided that no
serious corrosion damage or chloride ion ingress has taken place.
Cathodic protection (CP) is one of the few techniques that can be applied to control corrosion on existing structures.
Cathodic protection of conventional rebar is well established, with
applications dating back well over 20 years. The subject of the applicability of CP to prestressed concrete (pre- and posttensioned systems) is
much more controversial, with the main concern being hydrogen
embrittlement of the high-strength prestressing steel. To the author’s
knowledge, CP for prestressed concrete has not progressed beyond initial laboratory tests. The difficult issues surrounding CP and prestressed concrete have been reviewed by Hartt.54
The principles and theory of cathodic protection are the subject of
Chap. 11. Essentially the concept involves polarizing the rebar to a
cathodic potential, where anodic dissolution of the rebar is minimized.
A direct current source (rectifier) is usually employed to establish the
rebar as the cathode of an electrochemical cell, and a separate anode
is required to complete the electric circuit. Three basic methods are
available for controlling the output of a rectifier:
Cathodic protection.
■
In constant-current mode, the rectifier maintains a constant current
output. The output voltage will vary with changes in the circuit
Environments
169
resistance. The potential of the reinforcing steel can be measured
with a reference cell as a function of the applied current, to ensure
that certain protection criteria are met.
■
In constant-voltage mode, a constant output voltage is maintained by
the rectifier. The applied current will change with variations in circuit resistance. Low concrete resistance, often associated with
increased risk for corrosion damage, will result in increased current
output. It should be noted that in this mode, the rebar potential is not
necessarily constant. It can again be monitored with a reference cell.
■
In constant rebar potential mode, the current output is adjusted continuously to provide a constant (preselected) rebar potential. The
rebar potential, measured continuously with reference electrodes, is
fed back to the rectifier unit. Successful operation in this mode
depends on minimizing the IR drop error in the rebar potential measurements and on the accuracy and stability of the reference electrodes over time.
An important issue in CP of reinforcing steel is how much current
should be impressed between the reinforcing steel and the anode. Too
little current will result in inadequate corrosion protection of the
rebar, while excessive current can result in problems such as hydrogen
embrittlement and concrete degradation. Furthermore, a uniform current distribution is obviously desirable.
Unfortunately, the current requirement cannot be measured directly,
and various indirect criteria have been proposed (see Table 2.32). The
CP current requirements are often expressed in terms of the potential
of the reinforcing steel (or a shift in the potential when the CP system
is activated or deactivated) relative to a reference electrode. The reference electrodes can be located externally, in contact with the outside
concrete surface, or be embedded in the concrete with the rebar. It is
important that potential readings should be free from so-called IR drop
errors; this fundamental aspect is discussed in more detail in Chap. 11.
The current densities involved in meeting commonly used protection
criteria are typically around 10 mA per square meter of rebar surface.
Adequate anode lifetime is obviously also an important factor related to the magnitude and uniformity of current flow. A variety of anode
systems have evolved for cathodic protection of reinforcing steel, each
with certain advantages and limitations. Continuous surface anodes
have been based on conductive bituminous overlays and conductive
surface coatings. The former are suited only to horizontal surfaces. In
general, good current distribution is achievable with such systems.
Discrete anodes have been used without overlays and with cementitious overlays. For horizontal surfaces, anodes without overlays can be
recessed in the concrete surface. Nonuniform current distribution is a
170
Chapter Two
TABLE 2.32
Cathodic Protection Criteria for Steel in Concrete
Criterion
Details
Comments
Potential shift
100-mV shift of rebar
potential in the positive
direction when system
is depolarized.
Depolarization occurs when CP
current is switched off. Time
period required for rebar to
depolarize is debatable. The
potential reading before
interrupting the CP current
should be IR corrected.
Potential shift
300-mV shift of rebar
potential in the negative
direction due to application
of CP current.
The potential reading with the CP
current on should be IR corrected.
The method relies on a stable
rebar potential before the
application of CP current.
E log i curve
The decrease in corrosion
rate due to the application
of CP current can be
determined provided the
relationship between rebar
potential E and current i can
be measured and modeled.
A simple model is Tafel
behavior with a linear
relationship between E
and log i.
This methodology is
structure-specific, and the
measurements involved are
relatively complex and require
specialist interpretation. Ideal
Tafel behavior is rarely observed
for steel in concrete.
Current density
Application of 10 mA/m2
of rebar surface area.
Empirical approach based on
limited experience. Does not
consider individual characteristics
of structures and environments.
fundamental concern in these systems. Anodes in the form of a titanium mesh, with proprietary surface coatings of precious metals, are
commonly used in concrete structures, in conjunction with cementitious overlays. These systems are applicable to both horizontal and
vertical surfaces and generally provide uniform current distribution.
Although the underlying principle of cathodic protection is a relatively simple one, considerable attention needs to be directed at details
such as sound electrical connections, reliable reference electrodes,
durable control cabinets, possible short circuits between the anodes
and rebar, and maintenance schedules for the CP hardware.
Electrochemical chloride extraction. A further technique, applicable to
existing concrete structures that have been contaminated with chlorides, involves the electrochemical removal of these harmful ions. The
hardware involved is similar to that involved in cathodic protection.
Electrochemical extraction of chloride ions is achieved by establishing
Environments
171
an anode and a caustic electrolyte on the external concrete surface,
and impressing a direct current between the anode and the reinforcing
steel, which acts as the cathode (Fig. 2.30). Under the application of
this electric field, chloride ions migrate away from the negatively
charged steel and toward the positively charged external anode.
Chloride extraction has been recommended for structures that do not
contain pre- or posttensioned steel and have little damage to the concrete itself. The current densities involved are significantly higher than
those used in cathodic protection. The unsuitability of the technique to
prestressed concrete is thus not surprising. The risk of hydrogen evolution on the rebar and subsequent hydrogen embrittlement is clearly
much greater than in cathodic protection. Further requirements are a
high degree of rebar electrical continuity and preferably low concrete
resistance. Since the extraction processes require several days or even
weeks using suitable current densities, the technique is more applicable to highway substructures than to bridge decks (most readers will
agree that long traffic closures are highly unpopular).
In practice, the chloride extraction process does not remove the
chloride ions from the concrete completely. Rather, a certain percentage is removed and the balance is redistributed away from the reinforcing bars. Importantly, through the cathodic reaction on the rebar
surface, OH ions are generated, which have an important effect in
counteracting the harmful influence of chloride ions, as explained
earlier.
As with cathodic protection, the applied current density has to be
controlled. If the current magnitude is excessive, several problems can
arise, such as reduction in bond strength, softening of the cement paste
around the rebar steel, and cracking of the concrete. Concrete containing alkali-reactive aggregates is not considered a suitable candidate for
the process, as the expansive reactions leading to cracking and spalling
associated with these aggregates tend to be aggravated.55
Electrochemical chloride extraction has been applied industrially for
a number of years and can be an effective control method for chlorideinduced corrosion of existing structures. Its limitations and drawbacks
must be recognized, and it is clear that it is a relatively complex
methodology, requiring specialized knowledge.
Re-alkalization. This treatment is applied to existing structures, to
restore alkalinity around reinforcing bars in previously carbonated concrete. The electrochemical principle and hardware are similar to those
for electrochemical chloride extraction. Direct current is applied
between the cathodic rebar and external anodes positioned at the external concrete surface and surrounded by electrolyte (Fig. 2.30).
Compared to cathodic protection, the current densities in re-alkalization
172
Chapter Two
Electrolyte in fibrous blankets
Rebar
(cathode)
Concrete
Outer
blanket
Inner
blanket
Anode
mesh
Rectifier
Figure 2.30 Principle of electrochemical chloride extraction and re-alkalization treat-
ments (schematic).
are again significantly higher. Typically, the process is applied for several days to restore alkalinity in carbonated concrete.
The external electrolyte used in re-alkalization is a sodium carbonate
solution, with a caustic pH. In addition to the generation of hydroxyl
(OH) ions at the cathode and their migration away from the rebar under
the electric field, other mechanisms can account for the formation of
alkaline solution in the concrete. First, simple diffusion effects may arise
as a result of concentration gradients in the concrete. Furthermore,
Environments
173
“bulk” flow of external solution into the concrete may occur by either
direct absorption or electro-osmosis. In dry concrete, absorption effects
can occur to a depth of several centimeters in a matter of a day.
The potential disadvantages of re-alkalization are similar to those of
chloride extraction, namely, risk of reduced bond strength, hydrogen
embrittlement, alkali-aggregate reaction, and other microstructural
changes in the concrete. Several practical applications of this technology have been documented in recent years.
Given the vast scale of concrete infrastructure
deterioration by corrosion processes, concrete repair is practiced widely to maintain the functionality of existing structures. Anyone traveling in North America during the road repair season can attest to this.
An important fundamental consideration that should be respected in
dealing with concrete repairs is that corrosion protection in repaired
systems has different requirements from corrosion protection in new
Repair techniques.
New Structures
Repaired Structures
Service life includes corrosion
initiation and propagation phases
Service life involves mostly the
propagation phase - corrosion is
generally more severe
Reinforcement experiences a
relatively uniform internal concrete
environment (at least initially)
The internal environment affecting
the rebar is very heterogeneous corrosion macrocells can be set up
Durability requirements are related
to design life
Durability requirements are related
to minimizing further corrosion
Low permeability concrete generally
offers excellent protection
Low permeability concrete in one area
can lead to problems in another area
Corrosive species usually penetrate
from the outside into the interior,
toward the rebar
Transport effects from outside through
the protective cover but also from
old concrete to new concrete
Good and relatively uniform bond
between rebar and concrete
Bond between rebar and concrete
often weakened and variable
Protective coatings on rebar can be
applied under controlled, off-site
conditions
Existing rebar cannot be removed from
site, hence surface preparation and
coating application is more challenging
Figure 2.31 Differences between corrosion protection in new and repaired structures.
174
Chapter Two
New repaired concrete
Cathodic rebar surface
Electron flow
Anodic rebar surface
Old chloride contaminated concrete
Figure 2.32 Galvanic corrosion cell in concrete repair (schematic).
Electron flow
Electron flow
Anodic rebar surface
Old chloride
contaminated
concrete
Cathodic rebar surface
Anodic rebar surface
New repaired concrete
Old chloride
contaminated
concrete
Figure 2.33 Galvanic corrosion cell in concrete repair (schematic).
construction. Some important differences between new and repaired
structures are highlighted in Fig. 2.31.
Two basic approaches to concrete repair have been followed. The
first repair methodology utilizes concrete or other cementitious materials alone. Essentially, these procedures involve the removal of loose,
spalled concrete, followed by further systematic removal of the concrete surrounding the corroded rebar. Finally, the rebar and concrete
surfaces are cleaned and primed before the new repair concrete is
applied. The repair procedures thus create three different material
zones that interact with the reinforcing steel: (1) the old chloride-contaminated/carbonated concrete, (2) the new concrete, and (3) the interface between the old and new concrete. The interface may represent a
zone of weakness with respect to further ingress of corrosive species.
Importantly, the existing concrete should be removed to a depth well
below the corroded reinforcing bars. Failure to do this can easily produce
a detrimental galvanic corrosion cell in the repaired area, as depicted in
Fig. 2.32. An undesirable galvanic corrosion cell involving the new and
existing concrete can still be created despite this precaution, as shown in
Fig. 2.33. To avoid rebar corrosion damage in the existing concrete in this
situation, more extensive removal of the old chloride-contaminated concrete is necessary. Cathodic protection of the rebar or chloride extraction
could also be considered as part of the repair specifications. The complex
nature of electrochemical compatibility in repaired concrete structures is
well illustrated by the examples in Figs. 2.32 and 2.33.
Environments
175
The second type of repair methodology involves additional corrosion
protection schemes, apart from replacing the damaged concrete.
Cathodic protection of the rebar is an obvious candidate for this role.
Other approaches include the following:
■
Zinc epoxy primer applied to the rebar, with sacrificial corrosion protection for the rebar in the repair zone
■
Corrosion-inhibiting admixtures in conjunction with polymer-modified
cementitious coatings applied to the rebar
■
Other cement-based barrier coatings in combination with corrosion
inhibitors
■
Migrating corrosion inhibitors
It has been pointed out that reliable information and guidelines for
the selection of repair strategies remain scarce and that there is an
urgent need to establish suitable (preferably short-term) test methods
for evaluating corrosion protection in repair systems.
Epoxy-coated reinforcing steel. Epoxy coatings provide an inert physi-
cal barrier that isolates the reinforcing steel from the corrosive environment. In North America, the use of epoxy-coated rebar dates back
more than two decades, and at present it represents the most commonly used alternative to standard reinforcing steel. Standards covering these materials include ASTM A 775 and BS 7295. It is important
to recognize that different types of epoxy coatings will display different properties. Variables such as surface cleanliness and preparation,
coating thickness, coating adhesion to the rebar, coating continuity,
and coating thickness have to be considered for optimal corrosion
resistance.
While epoxy coatings have reportedly performed satisfactorily in
many applications, such as bridge decks, incidents of severe corrosion
have been observed in the substructure of four bridges in the Florida
Keys (United States) after only 6 to 10 years of exposure.56 The marine
environment concerned was a particularly corrosive one.
Since the epoxy coating functions by providing a corrosion barrier,
the coating continuity is obviously very important. While it may be
possible to control coating defects (holidays) within tight limits in the
manufacturing plant, the risk of coating damage during transportation, off-loading, storage, installation on site, and concrete pouring and
vibration is considerably greater. Efforts have been directed at repairing visible damage on site, prior to placement in concrete.
Stainless steel rebar. The use of stainless steel rebar is as yet not wide-
spread and is still a “novelty” in the construction industry. It may thus
appear surprising that some industrial applications of stainless rebar
176
Chapter Two
date back more than 10 years. A list of selected international applications is presented in Table 2.33. The results from a number of research
projects have indicated the superior corrosion performance of stainless
alloys compared with carbon steel; reviews of international research
findings have been published.57 Several potential advantages could
lead to growing interest in stainless rebars:
■
Corrosion resistance is integral to the material (this does not imply
that the material is always immune to corrosive attack).
■
No coatings are involved that could chip, crack, or degrade.
■
They have the capability to withstand shipping, handling, and
bending.
■
There are no “exposed” ends to cover or coat.
■
Common rebar grades have good ductility, strength, and weldability.
■
They can be magnetic or nonmagnetic, depending on grade.
TABLE 2.33
Examples of Stainless Steel Rebar Applications
Application
Date
Comments
Bridge deck in I-696
highway near
Detroit, Michigan
1995
Type 304 rebars. Exposure
to winter deicing salts.
Bridge deck in I-295
highway near
Trenton, New Jersey
1985
Carbon steel rebars with
type 304 cladding.
Exposure to winter deicing salts. If
ends of clad products are exposed, these
represent a galvanic corrosion risk.
Bridge deck in 407
toll highway, near
Toronto, Ontario
1996
Type 316LN rebars.
Exposure to winter deicing
salts.
Seafront structure
restoration,
Scarborough, U.K.
mid 1980s
Type 316 for replacement columns and
precast beams.
Guild Hall Yard East
project, London
1996
Type 304 selected for very long design
life, in keeping with the famous historic
buildings on the site.
Road slab of underpass,
Cradlewell, U.K.
1995
Type 316.
Sydney Opera House
forecourt restoration,
Australia
⬃1990
Type 316 in a marine
environment.
Environments
177
A range of stainless steels is available for rebar applications; final
selection depends on mechanical design requirements, expected corrosivity, and cost considerations. For rebar, the austenitic and duplex
(austenitic-ferritic) grades have received the most attention. There are
currently two standards dealing with stainless steel rebar, the British
BS 6744 (dating back to 1986) and the American ASTM A 955 (first
published in 1996). The British Standard specifies austenitic alloys
(Types 304, 304L, 316, and 316L, where “L” denotes alloys with lower
carbon contents). The ASTM standard covers a wider range of alloys,
including the well-known duplex alloy 2205.
Naturally, the initial cost of a structure with stainless steel rebar
will be higher than that of a conventional structure. However, the
overall construction cost increase may actually be relatively modest.
The case for stainless steel rebar can be strengthened when a life-cycle
cost approach is followed. This approach helps to focus attention on
total costs over the lifetime of a structure, including the frequency and
cost of future maintenance and replacement work. In such an analysis
performed for a bridge, the cost benefits of austenitic stainless steels
over carbon steel were clearly apparent after a time period of 18 to 23
years, at which time major repair costs would be incurred for the conventionally reinforced structure.58
When considering the use of stainless rebar, a further type of “hidden” cost is of relevance. Anyone who has been trapped in a traffic jam
resulting from concrete repair work (a common experience in North
America) can obviously also attest to such costs as lost productivity,
wasted fuel, delivery delays, disruption of trade, etc., which are not easily quantified for highways. In the case of toll bridges and tunnels and
harbor facilities, such disruptions have a direct impact on revenue.
Arguments advocating corrosion protection of
rebars by galvanizing are based on three principles. First, zinc-coated rebar is thought to remain passive in concrete at somewhat lower pH levels than ordinary steel. Second, the zinc coating represents
a sacrificial anode that will tend to protect the steel cathodically.
The galvanized coating is clearly consumed in the protection of rebar
rather than being of the inert type, as epoxy coatings are. Third, it
is argued that the usual corrosion product(s) of zinc occupy lower
volume than the corrosion products of steel, implying lower expansive stresses.
Despite the above considerations, the performance of galvanized
reinforcing steel has had somewhat mixed reviews. One explanation
provided for low performance levels has been the formation of a particularly voluminous corrosion product involving expansions greater
than those of many iron corrosion products.
Galvanized rebars.
178
Chapter Two
Corrosion-inhibiting admixtures are essentially
designed to improve the performance of good-quality reinforced concrete. It has been emphasized that the function of such admixtures is
not to “make good concrete out of poor quality concrete.”59 Adherence
to this important principle is important in order to avoid unrealistic
performance expectations for corrosion inhibitors in concrete.
One of the better-known corrosion-inhibitor admixtures used in
attempting to control chloride-induced rebar corrosion is calcium
nitrite, Ca(NO2)2. The mechanism of inhibition involves nitrite ions
competing with chloride ions to react with Fe2 ions produced at the
anode.59 Essentially, the nitrite ions limit the formation of unstable
iron chloride complexes and promote the formation of stable compounds that passivate the rebar surface. The following reactions have
been proposed:
Corrosion inhibitors.
2Fe2 2OH 2NO2 → 2NO(g) Fe2O3 H2O
or
2
Fe
OH NO
2
→ NO(g) FeOOH
The results of surface analysis of rebar steel exposed to concrete
pore solutions inhibited with calcium nitrite have been entirely consistent with this proposed mechanism.60 Since nitrite ions compete
with chloride ions to interact with ferrous ions, the ratio of nitrite to
chloride ions is important for adequate corrosion protection.
An important consideration for any corrosion-inhibiting admixture is
its effects on the properties of concrete, such as workability, curing time,
and strength. Many mechanistic details of commercial rebar corrosion
inhibitors have remained relatively obscure because of the proprietary
nature of their formulations.
Concrete cover and mix design. Given that chlorides and other corro-
sive species diffuse to the reinforcing steel, one obvious method of mitigating corrosion damage is to increase the concrete cover. The rule of
thumb that a twofold increase in the concrete cover produces a fourfold
life extension, that a threefold cover increase results in a ninefold benefit, etc., is often quoted in industry. This relationship is based on the
(overly) simplistic model described by Fick’s second law of diffusion.
The beneficial effects of increased cover are also applicable to cracked
concrete, but are less significant in exposure to chloride solutions
involving alternative wetting and drying cycles.50
The diffusion rate of chlorides into concrete increases distinctly with
increasing porosity, which in turn is increased by higher water-to-cement
ratios and lower cement content. In the case of Portland cement, the pen-
Environments
179
etration of chlorides by diffusion decreases with increasing content of the
3CaOAl2O3 (C3A) cement component. The following recommendations
have therefore been made for ameliorating the corrosion risk for
Portland cement concrete:50
■
Water/cement ratio 0.45
■
Cement content 400 kg/m3
■
C3A content in cement: 11% (by weight)
A further important consideration in controlling corrosion by reducing the permeability of concrete is that adequate curing (2 to 4 weeks’
hydration) is required for the development of a dense internal texture
with low porosity.
An important development in concrete mix design has been the addition of so-called supplementary cementitious materials. Two classifications apply to these compounds: Pozzolans, such as fly ash and silica
fume, react with the cement hydration products, notably calcium
hydroxide; hydraulic materials, such as granulated blast furnace slag,
undergo direct hydration reactions. As these materials are of lower
cost than conventional cement and essentially represent “environmental waste products,” there are obvious incentives for blending them in
concrete mixes. As pointed out by Hansson,52 these materials can
improve the strength and durability of concrete, with the important
proviso that the concrete is cured adequately.
Concrete mixes known as high-performance concrete (HPC) have
received considerable attention in recent years. This new generation of
concrete has resulted from advances in the fields of admixtures and
new cementitious materials. Examples of recent major HPC construction projects in highly corrosive environments include the Canadian
Hibernia offshore oil platform and the P.E.I. Fixed Link, a 13-km bridge
structure linking Prince Edward Island to New Brunswick. HPC does
not refer to any specific mix design and should not simply be equated
with high-strength concrete. Rather, it refers to various mixes with
enhanced attributes compared with those of traditional concrete.
Improvements in mechanical properties, durability, early-age strength,
ease of placement and compaction, chemical resistance, and adhesion
to hardened concrete all fit into the HPC concrete family.
HPC mixes with particularly low water-to-cement ratios, resulting
in high compressive strengths, have been achieved with superplasticizer additives. These additives obviously play a crucial role in ensuring satisfactory workability at the low water contents. High density
and low permeability typically characterize such mixes, which can be
expected to represent an effective barrier to the ingress of corrosive
species, provided the concrete is in the uncracked condition. Certain
180
Chapter Two
additives also increase the electrical resistance of the cement paste,
thereby arguably retarding the kinetics of ionic corrosion reactions.
2.5.5 Condition assessment of reinforced
concrete structures
In view of the large-scale reinforcing steel corrosion problems, the ability to assess the severity of corrosion (and other) damage is assuming
increasing importance. Techniques that can provide early warning of
imminent corrosion damage are particularly helpful. Once rebar corrosion has proceeded to such an advanced state that its effects are visually apparent on external surfaces, it is usually too late to implement
effective corrosion control measures, and high repair or replacement
costs are inevitable. Techniques with high sensitivity are required for
early warning capability, and also for assessing the effectiveness of
remedial measures in short, practical time frames.
Specific codes, guides, and standards related to the assessment of
reinforced concrete structures are generally not as well developed as
in, say, the mechanical engineering and metallic materials domains.
However, the essential purpose of a detailed condition survey provides
useful terms of reference. This is usually threefold: First, the extent of
deterioration has to be determined; second, the mechanisms and causes of deterioration should be established; and finally, a corrosion control and/or repair strategy has to be specified.
An example of a comprehensive algorithm for reinforced concrete
condition assessment is one developed for concrete bridge components
under a contract from the U.S. Strategic Highway Research Program
(SHRP). This algorithm (SHRP product 2032) is based on 13 conventional, well-established test methods and 7 new methodologies (refer
to Table 2.34). An excellent summary of the SHRP methodology has
been published by the Canadian Strategic Highway Research
Program.61
Briefly, in the SHRP algorithm, the evaluation of bridge components
is divided into three types of surveys. The initial (baseline) evaluation
survey focuses on parameters that undergo relatively little change
over time. The test methods recommended for this baseline survey are
listed in Table 2.35 and essentially represent tests that should form
part of the acceptance testing of new concrete bridge components. The
second type of survey in the SHRP scheme is subsequent evaluation.
The initial step in these surveys is visual inspection. The nature of
subsequent inspection techniques depends on the morphology of damage observed in the visual inspection phase. The emphasis on reinforcing steel corrosion damage is placed under concrete spalling
phenomena. The recommended assessment procedures for this form of
Environments
TABLE 2.34
Conventional and New Methods for Reinforced Concrete Structures
Property
Test methodology
Existing Techniques in SHRP Bridge Assessment Guide
Depth of concrete cover
Magnetic flux devices
Concrete strength from test cylinders
ASTM C 39 for test cylinders
Concrete strength from core samples
ASTM C 42
Concrete strength from pullout tests
ASTM C 900
Concrete strength/quality from
rebound hammer tests
ASTM C 805
Concrete strength/quality from
penetration tests
ASTM C 803
Air void system characterization
in hardened concrete
ASTM C 457
Microscopic evaluation of hardened
concrete quality
ASTM C 856 petrographic examination
Alkali-silica reactivity
Delamination detection
ASTM D 4580 sounding
Damage assessment by pulse velocity
ASTM C 597
Cracking damage
ACI 224.1R
Probability of active rebar corrosion
ASTM C 876 based on corrosion
potential (note that no corrosion rate is
determined)
New Techniques in SHRP Bridge Assessment Guide
Instantaneous corrosion-rate
measurement
Condition assessment of asphaltcovered decks with pulsed radar
Condition assessment of preformed
membranes on decks using pulse
velocity
Evaluating relative effectiveness
of penetrating concrete sealers with
electrical resistance
Evaluating penetrating concrete
sealers by water absorption
Evaluating chloride content in
concrete by specific ion sensor
Evaluating relative concrete
permeability by surface air flow
Electrochemical measurements,
applicable to uncoated steel
181
182
Chapter Two
TABLE 2.34
(Continued)
Other
Chloride ion content by titration
AASHTO T-260
Rebar location
X-ray and radar
pH and depth of carbonation
Phenolphthalein
solution or pH electrode
in extracted pore solution
Concrete permeability with respect
to chloride ions
ASTM C 1202 and ASTM C 642
Delamination, voids, and other
hidden defects
Impact echo, infrared thermography, pulse
echo, and radar
Material properties
Density (ASTM C 642), moisture content
(ASTM C 642), shrinkage (ASTM C 596,
C 426), dynamic modulus (ASTM C 215),
modulus of elasticity (ASTM C 464)
TABLE 2.35
Initial Evaluation Survey of Reinforced Bridge Components
Assessment procedure
Comments
Air void and petrographic core samples
Alkali-silica reactivity test
Applicable to structures up to 15 years old
Applicable to structures that are between 1
and 15 years old
Applicable at all ages
Applicable at all ages
Applicable at all ages
Concrete strength
Relative permeability
Rebar cover
Note: Test and sampling details may vary, depending on the age of the structure.
damage are presented in Fig. 2.34. The third survey category is special
surveys applicable to asphalt-covered decks, pretensioned and posttensioned concrete members, and rigid deck overlays.
Certain basic methods, such as visual inspection, core sampling for
compressive strength tests, and petrographic analysis and chain drag
sounding, have formed the basis of “traditional” condition assessments. However, as is apparent from Table 2.34, a host of additional
new NDE methods and corrosion-monitoring techniques are available
in modern engineering practice. A brief description of selected individual techniques specifically related to reinforcing steel corrosion damage follows.
Electrochemical corrosion measurements. These measurements can be
performed completely nondestructively on the actual reinforcing steel
or on sensors that are embedded in the concrete structure. The corro-
Environments
Initial Evaluation
Survey
Chloride
Profile
Spalling only
Visual
Inspection
None
Deterioration
Delamination
Survey
(ASTM D 4590)
183
Sealer
Effectiveness
(if applicable)
<10%
Corrosion
Potentials
<-0.2V (CSE)
ASTM C 876
>10%
Corrosion Rate
Measurements
at Peaks of
Potential Contours
Other
Subsequent
Evaluation
Surveys
Bridge Condition
and Deterioration
Rate Assessment
Report
Evaluation Surveys
for
Special Conditions
Figure 2.34 Part of the SHRP guide to assessing concrete bridge components (applicable
to uncoated steel rebar).
sion sensors are essentially small sections of rebar steel, with shielded electrical leads attached for potential and current measurements.
Preferably these sensors are embedded at different depths of cover,
and their use must obviously be defined in the design stage of the
structure. In general, electrochemical techniques are highly sensitive
and therefore can detect corrosion damage at a very early stage. More
detail on individual electrochemical techniques has been provided in
Sec. 7.2.3.
Samples for determining the chloride level in concrete are collected in the form of powder produced by drilling or by the
extraction of cores, sections of which are subsequently crushed. The
latter method can provide a more accurate chloride concentration
depth profile. The chloride ion concentration, used as a measure of the
risk of corrosion damage and degree of chloride penetration, is subsequently determined by potentiometric titration. Two distinctions are
made in chloride ion concentration testing: Acid-soluble chloride content (ASTM C 114) refers to the total chloride ion content, while the
water-soluble content represents a lower value.
Chloride content.
184
Chapter Two
Petrographic examination. Petrographic examination is a microscopic
analysis of concrete, performed on core samples removed from the structure. Further details may be found in the ASTM C856 standard. It yields
information such as the depth of carbonation, density of the cement
paste, air content, freeze-thaw damage, and direct attack of the concrete.
Permeability tests. These tests are based either on ponding core samples
in chloride solution (with subsequent chloride content analysis) or on
“forced” migration of chloride ions under the influence of an external
electric field. The application of the electric field accelerates chloride ion
migration and hence reduces the testing time.
2.5.6 Life prediction for corroding
reinforced concrete structures
In a sense, inspection of concrete structures provides short-term qualitative life prediction. The essential performance of a structure from
one inspection period to the next can probably be anticipated.
However, prediction of remaining life over a longer time horizon is
obviously important for decision-making, planning, licensing, life-cycle
costing, and budgeting purposes.
A popular, fundamental conceptual model of concrete degradation by
rebar corrosion involves two separate phases, initiation and propagation (Fig. 2.35). In the initiation phase, no significant corrosion damage
takes place, but increasingly corrosive conditions develop that with
time will eventually lead to depassivation of the reinforcing steel. The
rate of damage in the propagation phase is significantly higher, leading
to maintenance requirements and eventually large-scale rehabilitation.
Provided that the concrete is not water-saturated, it may be reasonable to assume that the initiation phase is considerably longer than the
propagation period and that the end of the initiation period alone is a
useful indicator of service life. Clifton and Pommersheim have
reviewed simple models based on this approach.62 For chloride-induced
rebar corrosion, one of these is the use of Fick’s second law of diffusion
and the concept of a critical chloride concentration. Limitations and
simplifying assumptions of this approach have been discussed in previous sections. Actual chloride concentration profiles can be measured on
structures, to estimate parameters such as the diffusion coefficient
used in the model. For carbonation, it has been proposed that the depth
of carbonation is proportional to the square root of the exposure time.
Again, the measurement of actual carbonation depth with time can be
used to estimate a proportionality constant for a specific structure.
Cady and Weyers described the morphology and chronology of the
degradation of bridge decks with chloride-induced corrosion damage.63
Their work focused on actual bridge decks, and represents a more com-
Environments
Amount of
Corrosion
Initiation Phase:
Mass transport of corrosive
species into the concrete
185
Failure
Surface of reinforcing steel
depassivates and active
corrosion sets in
Propagation Phase:
Buildup of voluminous
corrosion products and
reduction in cross
sectional area of
the rebar
Time
Figure 2.35 Conceptual model of rebar corrosion (schematic).
prehensive methodology than the models described above. A brief summary of their work is as follows: The process of damage often begins
during construction, when subsidence cracking provides a direct path
by which chlorides can reach some of the reinforcing steel. This cracking phenomenon in fresh concrete was described by a probabilistic
function of the slump, rebar diameter, and depth of cover. The probability of cracking increased with increasing rebar size and slump but
decreased with increasing cover. Reinforcing steel corrosion and fracture of the concrete could be manifested by this mechanism in a matter
of months to a few years.
For the bridge decks investigated, the next phase of concrete damage was noticed after about 7 years. This mechanism of damage
involves diffusion of chlorides through uncracked concrete to the reinforcing steel and its subsequent depassivation. The damage was manifested as concrete fracture and spalling under the wedging action of
voluminous corrosion products. The requirement for periodic patch-up
of small damaged areas thus began after some 7 years. The percentage
of concrete surface damaged by this mechanism increases at a steadystate rate of about 2 percent per year. Typically, after 40 percent of the
deck is affected, major deck rehabilitation is called for. Once the critical chloride level for rebar corrosion is attained, the time to cracking
of concrete is inversely proportional to the corrosion rate. The rebar
corrosion rate thus clearly assumes an important role in this model.
An approach based on Fick’s second law and a critical chloride level
was followed to estimate the time between the initial “construction
phase” damage and the steady-state damage phase in the concrete.
The difficulty in determining values for the chloride diffusion coefficient and the critical chloride level were highlighted.
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Chapter Two
An interesting approach to life prediction attempted by Buenfeld
and Hassanein involves the use of neural networks.64 They (correctly)
argued that deterioration rates should ideally be predicted on the
basis of condition surveys on real structures or natural exposure trials, rather than laboratory studies. Clearly, the enormous number of
variables involved in such “uncontrolled” tests cannot be tackled with
conventional computational approaches. Neural network analysis was
directed at large data sets from different sources for predicting chloride profiles and carbonation depth in concrete.
Neural networks are inherently suitable for a combined analysis
(using a high number of combined variables) of different individual
studies, each with a limited number of variables. For neural network
studies, all variables have to be quantified. When no numerical values
are available, such as for environmental corrosivity or cement type, a
rating scale has to be assigned. The usefulness of a neural network for
predicting the time to first cracking in concrete as a result of reinforcement corrosion was highlighted, but the researchers concluded that
this is more difficult than predicting chloride profiles or carbonation
depths. It was concluded that at present insufficient relevant data for
developing a suitable neural network for this purpose are available. A
further observation was that available “training data” for neural networks rarely extend to the design life of structures, which is typically
more than 50 years. Therefore, while a neural network can determine
the time dependence of a concrete degradation process, extrapolation to
design life with appropriate safety factors will be required.
2.5.7
Other forms of concrete degradation
Besides corrosion-induced rebar damage, there are three other commonly cited forms of concrete degradation, namely, alkali-aggregate
reaction, freeze-thaw damage, and sulfate attack.
Alkali-aggregate reaction. Alkali-aggregate reaction refers to chemical
reactions between certain reactive aggregates and the highly alkaline
concrete pore solution. Reactive silica is known for such reactions, and in
this case the term alkali-silica reaction is often used. The damage is associated with an internal volume increase, producing cracking and spalling
of the concrete. The expansion of aggregate particles and the formation
of hygroscopic gels that swell are thought to produce the internal stresses. The cracking and spalling of alkali-aggregate reaction damage can
make the underlying steel more susceptible to corrosion damage.
For this type of damage, the adage “prevention is better than cure”
certainly holds true. Screening tests to identify problematic aggregates (such as ASTM C 289 and C 227) are available. Methodologies to
Environments
187
improve the reliability and reduce the testing time of existing screening tests are under development. The addition of lithium salts to concrete mixes may arrest the undesirable expansive effects. Drying of
concrete and sealing to minimize ingress of moisture have been suggested to limit the damage in existing structures; in practice, these
methods are obviously not always easy to implement.
Freeze-thaw damage is related to the porous
nature of concrete. If the solution trapped in the pores freezes, a volume expansion occurs, which results in tensile stresses. When the
hydraulic pressure exceeds the strength of the cement paste, cracking
and spalling of the concrete results. Concrete with a high moisture
content is most susceptible to this damage mechanism.
In cold climates, where this form of damage is a problem, the use of
air-entrained concrete is specified. Such concrete has demonstrated its
ability to provide durable long-term service. Essentially, additives create air voids entrained in the concrete. The freezing pore solution can
then expand into this interconnected system of air voids. Usually the
air content of this type of concrete is between 3 and 8 volume percent.
However, the total air content alone is not necessarily adequate to
assure resistance to freeze-thaw damage. The distribution and size of
the entrained air voids are also of major importance. A tradeoff exists
between air content and strength.
Scaling of concrete surfaces is closely related to freeze-thaw damage. Repetitive cycles of freezing and thawing can cause concrete surfaces to scale, leading to a pitted surface morphology. Contact
between deicing salts and concrete surfaces plays an important role
in scaling damage. By their hygroscopic action, deicing salts can concentrate moisture in the surface layers of concrete. Additional
buildup of pressure can be created when dissolved salts recrystallize
in the concrete pores.
Freeze-thaw damage.
Soluble sulfate species can cause deterioration of concrete as a result of expansive reactions between sulfate and calcium
aluminates in the cement paste. Sulfate ions are ubiquitous; they are
found in soils, seawater, groundwater, and effluent solutions. Use of
cement with a low tricalcium aluminate content is beneficial for reducing the severity of attack.
Sulfate attack.
2.6
2.6.1
Microbes and Biofouling
Basics of microbiology and MIC
Microorganisms pervade our environment and readily “invade” industrial systems wherever conditions permit. These agents flourish in a wide
188
Chapter Two
range of habitats and show a surprising ability to colonize water-rich
surfaces wherever nutrients and physical conditions allow. Microbial
growth occurs over the whole range of temperatures commonly found in
water systems, pressure is rarely a deterrent, and limited access to nitrogen and phosphorus is offset by a surprising ability to sequester, concentrate, and retain even trace levels of these essential nutrients. A
significant feature of microbial problems is that they can appear suddenly when conditions allow exponential growth of the organisms.65
Because they are largely invisible, it has taken considerable time for a
solid scientific basis for defining their role in materials degradation to be
established. Many engineers continue to be surprised that such small
organisms can lead to spectacular failures of large engineering systems.
The microorganisms of interest in microbiologically influenced corrosion are mostly bacteria, fungi, algae, and protozoans.66 Bacteria are
generally small, with lengths of typically under 10 m. Collectively,
they tend to live and grow under wide ranges of temperature, pH, and
oxygen concentration. Carbon molecules represent an important nutrient source for bacteria. Fungi can be separated into yeasts and molds.
Corrosion damage to aircraft fuel tanks is one of the well-known problems associated with fungi. Fungi tend to produce corrosive products
as part of their metabolisms; it is these by-products that are responsible for corrosive attack. Furthermore, fungi can trap other materials,
leading to fouling and associated corrosion problems. In general, the
molds are considered to be of greater importance in corrosion problems
than yeasts.66 Algae also tend to survive under a wide range of environmental conditions, having simple nutritional requirements: light,
water, air, and inorganic nutrients. Fouling and the resulting corrosion
damage have been linked to algae. Corrosive by-products, such as
organic acids, are also associated with these organisms. Furthermore,
they produce nutrients that support bacteria and fungi. Protozoans
are predators of bacteria and algae, and therefore potentially ameliorate microbial corrosion problems.66
MIC is responsible for the degradation of a wide range of materials.
An excellent representation of materials degradation by microbes has
been provided by Hill in the form of a pipe cross section, as shown in
Fig. 2.36.67 Most metals and their alloys (including stainless steel, aluminum, and copper alloys) are attacked by certain microorganisms.
Polymers, hessian, and concrete are also not immune to this form of
damage. The synergistic effect of different microbes and degradation
mechanisms should be noted in Fig. 2.36.
In order to influence either the initiation or the rate of corrosion in
the field, microorganisms usually must become intimately associated
with the corroding surface. In most cases, they become attached to the
metal surface in the form of either a thin, distributed film or a discrete
Environments
Alum
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189
4
Protective Coatings
Schematic illustration of the principal methods of microbial degradation of
metallic alloys and protective coatings. 1. Tubercle leading to differential aeration corrosion cell and providing the environment for 2. 2. Anaerobic sulfate-reducing bacteria
(SRB). 3. Sulfur-oxidizing bacteria, which produce sulfates and sulfuric acid.
4. Hydrocarbon utilizers, which break down aliphatic and bitumen coatings and allow
access of 2 to underlying metallic structure. 5. Various microbes that produce organic
acids as end products of growth, attacking mainly nonferrous metals and alloys and coatings. 6. Bacteria and molds breaking down polymers. 7. Algae forming slimes on aboveground damp surfaces. 8. Slime-forming molds and bacteria (which may produce organic
acids or utilize hydrocarbons), which provide differential aeration cells and growth conditions for 2. 9. Mud on river bottoms, etc., provides a matrix for heavy growth of
microbes (including anaerobic conditions for 2). 10. Sludge (inorganic debris, scale, corrosion products, etc.) provides a matrix for heavy growth and differential aeration cells,
and organic debris provides nutrients for growth. 11. Debris (mainly organic) on metal
above ground provides growth conditions for organic acid–producing microbes.
Figure 2.36
biodeposit. The thin film, or biofilm, is most prevalent in open systems
exposed to flowing seawater, although it can also occur in open freshwater systems. Such thin films start to form within the first 2 to 4 h of
immersion, but often take weeks to become mature. These films will
usually be spotty rather than continuous in nature, but will nevertheless cover a large proportion of the exposed metal surface.68
190
Chapter Two
In contrast to the distributed films are discrete biodeposits. These
biodeposits may be up to several centimeters in diameter, but will usually cover only a small percentage of the total exposed metal surface,
possibly leading to localized corrosion effects. The organisms in these
deposits will generally have a large effect on the chemistry of the environment at the metal/film or the metal/deposit interface without having any measurable effect on the bulk electrolyte properties.
Occasionally, however, the organisms will be concentrated enough in
the environment to influence corrosion by changing the bulk chemistry.
This is sometimes the case in anaerobic soil environments, where the
organisms do not need to form either a film or a deposit in order to
influence corrosion.68
The taxonomy of microorganisms is an inexact science, and microbiological assays typically target functional groups of organisms rather
than specific strains. Most identification techniques are designed to
find only certain types of organisms, while completely missing other
types. The tendency is to identify the organisms that are easy to grow
in the laboratory rather than the organisms prevalent in the field.
This is particularly true of routine microbiological analyses by many
chemical service companies, which, although purporting to be very
specific, are often based on only the crudest of analytical techniques.
Bacteria can exist in several different metabolic states. Those that
are actively respiring, consuming nutrients, and proliferating are said
to be in a growth stage. Those that are simply existing, but not growing because of unfavorable conditions, are said to be in a resting state.
Some strains, when faced with unacceptable surroundings, form
spores that can survive extremes of temperature and long periods
without moisture or nutrients, yet produce actively growing cells
quickly when conditions again become acceptable. The latter two
states may appear, to the casual observer, to be like death, but the
organisms are far from dead. Cells that actually die are usually consumed rapidly by other organisms or enzymes. When looking at an
environmental sample under a microscope, therefore, it should be
assumed that most or all of the cell forms observed were alive or capable of life at the time the sample was taken.
Classification of microorganisms. Microorganisms are first categorized
according to oxygen tolerance. There are68
■
Strict (or obligate) anaerobes, which will not function in the presence of oxygen
■
Aerobes, which require oxygen in their metabolism
■
Facultative anaerobes, which can function in either the absence or
presence of oxygen
Environments
■
191
Microaerophiles, which use oxygen but prefer low levels
Strictly anaerobic environments are quite rare in nature, but strict
anaerobes are commonly found flourishing within anaerobic microenvironments in highly aerated systems. Another way of classifying
organisms is according to their metabolism:
■
The compounds or nutrients from which they obtain their carbon for
growth and reproduction
■
The chemistry by which they obtain energy or perform respiration
■
The elements they accumulate as a result of these processes
A third way of classifying bacteria is by shape. These shapes are predictable when organisms are grown under well-defined laboratory conditions. In natural environments, however, shape is often determined
by growth conditions rather than by pedigree. Examples of shapes are
■
Vibrio for comma-shaped cells
■
Bacillus for rod-shaped cells
■
Coccus for round cells
■
Myces for fungilike cells
Bacteria commonly associated with MIC
Sulfate-reducing bacteria (SRB) are anaerobes
that are sustained by organic nutrients. Generally they require a complete absence of oxygen and a highly reduced environment to function
efficiently. Nonetheless, they circulate (probably in a resting state) in
aerated waters, including those treated with chlorine and other oxidizers, until they find an “ideal” environment supporting their metabolism
and multiplication. There is also a growing body of evidence that some
SRB strains can tolerate low levels of oxygen. Ringas and Robinson
have described several environments in which these bacteria tend to
thrive in an active state.69 These include canals, harbors, estuaries,
stagnant water associated with industrial activity, sand, and soils.
SRB are usually lumped into two nutrient categories: those that can
use lactate, and those that cannot. The latter generally use acetate
and are difficult to grow in the laboratory on any medium. Lactate,
acetate, and other short-chain fatty acids usable by SRB do not occur
naturally in the environment. Therefore, these organisms depend on
other organisms to produce such compounds. SRB reduce sulfate to
sulfide, which usually shows up as hydrogen sulfide or, if iron is available, as black ferrous sulfide. In the absence of sulfate, some strains
can function as fermenters and use organic compounds such as pyruvate
Sulfate-reducing bacteria.
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Chapter Two
to produce acetate, hydrogen, and carbon dioxide. Many SRB strains
also contain hydrogenase enzymes, which allow them to consume
hydrogen.
Most common strains of SRB grow best at temperatures from 25° to
35°C. A few thermophilic strains capable of functioning efficiently at
more than 60°C have been reported. It is a general rule of microbiology that a given strain of organism has a narrow temperature band in
which it functions well, although different strains may function over
widely differing temperatures. However, there is some evidence that
certain organisms, especially certain SRB, grow well at high temperatures (around 100°C) under high pressures—e.g., 17 to 31 MPa—but
can also grow at temperatures closer to 35°C at atmospheric pressure.68
Tests for the presence of SRB have traditionally involved growing
the organisms on laboratory media, quite unlike the natural environment in which they were found. These laboratory media will grow only
certain strains of SRB, and even then some samples require a long lag
time before the organisms will adapt to the new growth conditions. As
a result, misleading information regarding the presence or absence of
SRB in field samples has been obtained. Newer methods that do not
require the SRB to grow to be detected have been developed. These
methods are not as sensitive as the old culturing techniques but are
useful in monitoring “problem” systems in which numbers are relatively high.
SRB have been implicated in the corrosion of cast iron and steel, ferritic stainless steels, 300 series stainless steels (and also very highly
alloyed stainless steels), copper-nickel alloys, and high-nickel molybdenum alloys. Selected forms of SRB damage are illustrated in Fig. 2.37.70
They are almost always present at corrosion sites because they are in
soils, surface-water streams, and waterside deposits in general. Their
mere presence, however, does not mean that they are causing corrosion.
The key symptom that usually indicates their involvement in the corrosion process of ferrous alloys is localized corrosion filled with black
sulfide corrosion products. While significant corrosion by pure SRB
strains has been observed in the laboratory, in their natural environment these organisms rely heavily on other organisms to provide not
only essential nutrients, but also the necessary microanaerobic sites for
their growth. The presence of shielded anaerobic microenvironments
can lead to severe corrosion damage by SRB colonies thriving under
these local conditions, even if the bulk environment is aerated. The
inside of tubercles covering ferrous surfaces corroded by SRB is a classic example of such anaerobic microenvironments.
This broad family of aerobic bacteria
derives energy from the oxidation of sulfide or elemental sulfur to sulSulfur–sulfide-oxidizing bacteria.
Environments
Anaerobic microenvironments
with thriving SRB populations
Tubercle
193
Massive surface tubercles
Localized attack of
weldments is common
Macrofouling on surfaces
of iron and steel
Pitting of stainless steels
Surface
deposits, sediments
Base of pits is often shiny
Pitting of iron and steel
Anaerobic microenvironments
with thriving SRB population
Pitting of nonferrous
metals and alloys
Hydrogen sulfide
Graphitization of cast iron
Hydrogen blistering
(with CP) and
hydrogen cracking
(high strength steels)
Figure 2.37 Forms of corrosion damage produced by SRB.
fate. Some types of aerobes can oxidize the sulfur to sulfuric acid, with
pH values as low as 1.0 reported. These Thiobacillus strains are most
commonly found in mineral deposits, and are largely responsible for
acid mine drainage, which has become an environmental concern.
They proliferate inside sewer lines and can cause rapid deterioration
of concrete mains and the reinforcing steel therein. They are also
found on surfaces of stone buildings and statues and probably account
for much of the accelerated damage commonly attributed to acid rain.
Where Thiobacillus bacteria are associated with corrosion, they are
almost always accompanied by SRB. Thus, both types of organisms
are able to draw energy from a synergistic sulfur cycle. The fact that
two such different organisms, one a strict anaerobe that prefers neutral pH and the other an aerobe that produces and thrives in an acid
environment, can coexist demonstrates that individual organisms are
able to form their own microenvironment within an otherwise hostile
larger world.
Bacteria that derive energy from the
oxidation of Fe2 to Fe3 are commonly reported in deposits associated
with MIC. They are almost always observed in tubercles (discrete
hemispherical mounds) over pits on steel surfaces. The most common
iron oxidizers are found in the environment in long protein sheaths or
filaments.68 While the cells themselves are rather indistinctive in
appearance, these long filaments are readily seen under the microscope
and are not likely to be confused with other life forms. The observation
Iron/manganese-oxidizing bacteria.
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Chapter Two
that filamentous iron bacteria are “omnipresent” in tubercles might,
therefore, be more a matter of their easy detection than of their relative
abundance.
An intriguing type of iron oxidizers is the Gallionella bacterium,
which has been blamed for numerous cases of corrosion of stainless
steels. It was previously believed that Gallionella simply caused bulky
deposits that plugged water lines. More recently, however, it has been
found in several cases in which high levels of iron, manganese, and
chlorides are present in the deposits. The resulting ferric manganic
chloride is a potent pitting agent for stainless steels.
Besides the iron-manganese oxidizers, there are organisms that
simply accumulate iron or manganese. Such organisms are believed to
be responsible for the manganese nodules found on the ocean floor. The
accumulation of manganese in biofilms is blamed for several cases of
corrosion of stainless steels and other ferrous alloys in water systems
treated with chlorine or chlorine–bromine compounds.71 It is likely
that the organisms’ only role, in such cases, is to form a biofilm rich in
manganese. The hypochlorous ion then reacts with the manganese to
form permanganic chloride compounds, which cause distinctive subsurface pitting and tunneling corrosion in stainless steels.
Aerobic slime formers are a diverse group of aerobic bacteria. They are important to corrosion mainly because they produce extracellular polymers that make up what is commonly referred
to as “slime.” This polymer is actually a sophisticated network of sticky
strands that bind the cells to the surface and control what permeates
through the deposit. The stickiness traps all sorts of particulates that
might be floating by, which, in dirty water, can result in the impression that the deposit or mound is an inorganic collection of mud and
debris. The slime formers and the sticky polymers that they produce
make up the bulk of the distributed slime film or primary film that
forms on all materials immersed in water.
Slime formers can be efficient “scrubbers” of oxygen, thus preventing oxygen from reaching the underlying surface. This creates an ideal site for SRB growth. Various types of enzymes are often found
within the polymer mass, but outside the bacterial cells. Some of these
enzymes are capable of intercepting and breaking down toxic substances (such as biocides) and converting them to nutrients for the
cells.68 Tubercles, though attributed to filamentous iron bacteria by
some, usually contain far greater numbers of aerobic slime formers.
Softer mounds, similar to tubercles but lower in iron content, are also
found on stainless steels and other metal surfaces, usually in conjunction with localized MIC. These, too, typically contain high numbers of
aerobic bacteria, either Gallionella or slime formers.
Aerobic slime formers.
Environments
195
The term high numbers is relative. A microbiologist considers 106
cells per cubic centimeter or per gram in an environmental sample to
represent high numbers. However, these organisms make up only a
minuscule portion of the overall mass. Biomounds, whether crusty
tubercles on steel surfaces or the softer mounds on other metals, typically analyze approximately 10 percent by weight organic matter, most
of that being extracellular polymers.
Only in recent years have methane-producing bacteria (methanogens) been added to the list of organisms believed
responsible for corrosion. Like many SRB, methanogens consume
hydrogen and thus are capable of performing cathodic depolarization.
While they normally consume hydrogen and carbon dioxide to produce
methane, in low-nutrient situations these strict anaerobes will become
fermenters and consume acetate instead. In natural environments,
methanogens and SRB frequently coexist in a symbiotic relationship:
SRB producing hydrogen, CO2, and acetate by fermentation, and
methanogens consuming these compounds, a necessary step if fermentation is to proceed. The case for facilitation of corrosion by
methanogens still needs to be strengthened, but methanogens are as
common in the environment as SRB and are just as likely to be a problem. The reason they have not been implicated before now is most likely because they do not produce distinctive, solid byproducts.
Methane producers.
Various anaerobic bacteria such as
Clostridium are capable of producing organic acids. Unlike SRB,
these bacteria are not usually found in aerated macroenvironments
such as open, recirculating water systems. However, they are a problem in gas transmission lines and could be a problem in closed water
systems that become anaerobic.
Organic acid–producing bacteria.
Certain fungi are also capable of producing organic acids and have been blamed for corrosion of steel and aluminum, as
in the highly publicized corrosion failures of aluminum aircraft fuel
tanks. In addition, fungi may produce anaerobic sites for SRB and can
produce metabolic byproducts that are useful to various bacteria.
Acid-producing fungi.
Biocorrosion problems occur most
often in new systems when they are first wetted. When the problem
occurs in older systems, it is almost always a result of changes, such
as new sources or quality of water, new materials of construction, new
operating procedures (e.g., water now left in system during shutdowns, whereas it used to be drained), or new operating conditions
(especially temperature). Some of the operating parameters known to
Effect of operating conditions on MIC.
196
Chapter Two
have or suspected of having an effect on MIC are temperature, pressure, flow velocity, pH, oxygen level, and cleanliness.72
All microorganisms have an optimum temperature range
for growth. Observation of the water or surface temperatures at which
corrosion mounds or tubercles do or do not grow may offer important
clues as to how effective slight temperature changes may be. The normal expectation is that increasing temperature increases corrosion
problems. With MIC, this is not necessarily so.
Temperature.
Flow velocity has little long-term effect on the ability of
cells to attach to surfaces. Once attachment takes place, however, flow
affects the nature of the biofilm that forms. It has been observed that
low-velocity biofilms tend to be very bulky and easily disturbed, while
films that form at higher velocities are much denser, thinner, and more
tenacious.
As a rule, flow velocities above 1.5 m/s are recommended in water
systems to minimize settling out of solids. Such velocities will not prevent surface colonization in systems that are prone to biofouling, however. Stagnant conditions, even for short periods of time, generally
result in problems. Increasing velocity to discourage biological attachment is not always feasible, since it can promote erosion corrosion of
the particular metal being used. Copper, for instance, suffers erosion
corrosion above 1.5 m/s at 20°C.
Flow velocity.
Bulk water pH can have a significant effect on the vitality of
microorganisms. Growth of common strains of SRB, for example, slows
above pH 11 and is completely stifled at pH 12.5. Some researchers
have speculated that this is why cathodic protection is effective
against these microbes, since cathodic protection has a net effect of
increasing the pH of the metallic surface being protected.
pH.
Many bacteria require oxygen for growth. There is reason
to believe that many biological problems could be partly alleviated if a
system were completely deaerated. Many aerobes can function adequately with as little as 50 ppb O2, and facultative organisms, of
course, simply convert to an anaerobic metabolism if oxygen is depleted. Practically speaking, removing dissolved oxygen from the system
can affect MIC, but it is not likely to eliminate a severe problem.
Oxygen level.
The “cleanliness” of a given water usually refers to the
water’s turbidity or the amount of suspended solids in that water.
Settling of suspended solids enhances corrosion by creating occlusions
and surfaces for microbial growth and activity. The organic and disCleanliness.
Environments
197
solved solids content of the water are also important. These factors
may be significantly reduced by “cleaning up” the water. Improving
water quality is not necessarily a solution to MIC.
With respect to water cleanliness, one rule is that as long as any
microorganisms can grow in the water, the potential for MIC exists.
On the surfaces of piping and equipment, however, “cleanliness” is
much more important. Anything that can be done to clean metal surfaces physically on a regular basis (i.e., to remove biofilms and
deposits) will help to prevent or minimize MIC. In summary, any time
the operating conditions in a water system are changed, extra attention should be paid to possible biological problems that may result.
Identification of microbial problems
Direct inspection is best suited to enumeration of planktonic organisms suspended in relatively clean water. In liquid suspensions, cell densities greater than 107 cellscm3 cause the sample to
appear turbid. Quantitative enumerations using phase contrast
microscopy can be done quickly using a counting chamber which holds
a known volume of fluid in a thin layer. Visualization of microorganisms
can be enhanced by fluorescent dyes that cause cells to light up under
ultraviolet radiation. Using a stain such as acridine orange, cells separated by filtration from large aliquots of water can be visualized and
counted on a 0.25-m filter using the epifluorescent technique. Newer
stains such as fluorescein diacetate, 5-cyano-2,3-ditolyltetrazolium chloride, or p-iodonitrotetrazolium violet indicate active metabolism by the
formation of fluorescent products.65
Identification of organisms can be accomplished by the use of antibodies generated as an immune response to the injection of microbial cells into an animal, typically a rabbit. These antibodies can be
harvested and will bind to the target organism selectively in a field
sample. A second antibody tagged with a fluorescent dye is then
used to light up the rabbit antibody bound to the target cells. In
effect, the staining procedure can selectively light up target organisms in a mixed population or in difficult soil, coating, or oily emulsion samples.73
Such techniques can provide insight into the location, growth rate,
and activity of specific kinds of organisms in mixed populations in
biofilms. Antibodies which bind to specific cells can also be linked to
enzymes that produce a color reaction in an enzyme-linked immunosorbent assay. The extent of the color produced in solution can then be correlated with the number of target organisms present.74 While
antibody-based stains are excellent research tools, their high specificity means that they identify only the target organisms. Other organisms
potentially capable of causing problems are missed.
Direct inspection.
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Chapter Two
The most common way to assess microbial populations
in industrial samples is through growth tests using commercially
available growth media for the groups of organisms that are most commonly associated with industrial problems. These are packaged in a
convenient form suitable for use in the field. Serial dilutions of suspended samples are grown on solid agar or liquid media. Based on the
growth observed for each dilution, estimates of the most probable
number (MPN) of viable cells present in a sample can be obtained.75
Despite the common use of growth assays, however, only a small fraction of wild organisms actually grow in commonly available artificial
media. Estimates of SRB in marine sediments, for example, suggest
that as few as one in a thousand of the organisms present actually
show up in standard growth tests.76
Growth assays.
Activity assays.
Whole cell. Approaches based on the conversion of a radioisotopically
labeled substrate can be used to assess the potential activity of microbial populations in field samples. The radiorespirometric method
allows use of field samples directly, without the need to separate
organisms, and is very sensitive. Selection of the radioactively labeled
substrate is key to interpretation of the results, but the method can
provide insights into factors limiting growth by comparing activity in
native samples with supplemented test samples under various conditions. Oil-degrading organisms, for example, can be assessed through
the mineralization of 14C-labeled hydrocarbon to carbon dioxide.
Radioactive methods are not routinely used by field personnel but
have found use in a number of applications, including biocide screening programs, identification of nutrient sources, and assessment of key
metabolic processes in corrosion scenarios.65
Enzyme-based assays. An increasingly popular approach is the use of
commercial kits to assay the presence of enzymes associated with
microorganisms that are suspected of causing problems. For example,
kits are available for the sulfate reductase enzyme77 common to SRB
associated with corrosion problems and for the hydrogenase enzyme
implicated in the acceleration of corrosion through rapid removal of
cathodic hydrogen formed on the metal surface.78 The performance of
several of these kits has been assessed by field personnel in roundrobin tests. Correlation of activity assays and population estimates is
variable. In general, these kits have a narrower range of application
than growth-based assays, making it important to select a kit with a
range of response appropriate to the problem under consideration.79
Metabolites. An overall assessment of microbial activity can be
obtained by measuring the amount of adenosine triphosphate (ATP) in
field samples. This key metabolite drives many cellular reactions.
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199
Commercial instruments are available which measure the release of
light by firefly luciferin/luciferase with ATP. The method is best suited
to clean aerobic aqueous samples; particulate and chemical quenching
can affect results. Detection of metabolites such as organic acids in
deposits or gas compositions including methane or hydrogen sulfide by
routine gas chromatography can also indicate biological involvement
in industrial problems.65
Biomass can be generally quantified by assays for protein, lipopolysaccharide, or other common cell constituents, but the
information gained is of limited value. An alternative approach is to use
cell components to define the composition of microbial populations, with
the hope that the insight gained may allow damaging situations to be
recognized and managed in the future. Fatty acid analysis and nucleic
acid sequencing provide the basis for the most promising methods.
Cell components.
Fatty acid profiles. Analyzing fatty acid methyl esters derived from
cellular lipids can fingerprint organisms rapidly. Provided that pertinent profiles are known, organisms in industrial and environmental
samples can be identified with confidence. In the short term, the
impact of events such as changes in operating conditions or application
of biocides can be monitored by such analysis. In the longer term, problem populations may be identified quickly so that an appropriate management response can be implemented in a timely fashion.
Nucleic acid–based methods. Specific DNA probes can be constructed to detect segments of genetic material coding for known
enzymes. A gene probe developed to detect the hydrogenase enzyme
which occurs broadly in SRB from the genus Desulfovibrio was
applied to samples from an oilfield waterflood plagued with iron sulfide–related corrosion problems. The enzyme was found in only 12 of
20 samples, suggesting that sulfate reducers which did not have this
enzyme were also present.80 In principle, probes could be developed
to detect all possible sulfate reducers, but application of such a battery of probes becomes daunting when large numbers of field samples are to be analyzed.
To overcome this obstacle, the reverse sample genome probe (RSGP)
was developed. In this technique, DNA from organisms previously isolated from field problems is spotted on a master filter. DNA isolated
from field samples of interest is then labeled with either a radioactive
or a fluorescent indicator and exposed to this filter. Where complementary strands of DNA are present, labeled DNA from the field sample
sticks to the corresponding spot on the master filter. Organisms represented by the labeled spots are then known to be in the field sample.
The technique is quantitative, and early work with oilfield populations
200
Chapter Two
suggests that a significant fraction of all the DNA present in a field corrosion site sample can be correlated with known isolates.80
Samples for analysis can be obtained from industrial systems by scraping accessible surfaces. In open systems or on the outside
of pipelines or other underground facilities, this can be done directly.
Bull plugs, coupons, or inspection ports can provide surface samples in
low-pressure water systems.81 More sophisticated devices are commercially available for use in pressurized systems.82 In these devices,
coupons are held in an assembly which mounts on a standard pressure
fitting. If biofilms are to be representative of a system, it is important
that the sampling coupons are of the same material as the system and
flush-mounted in the wall of the system so that flow effects match
those of the surrounding surface. While pressure fittings allow
coupons to be implanted directly in process units, the fittings are
expensive, pressure vessel codes and accessibility can restrict their
location, and the removal and installation of coupons involves exact
technical procedures. For these reasons, sidestream installations are
often used instead.
Handling of field samples should be done carefully to avoid contamination with foreign matter, including biological materials. A wide
range of sterile sampling tools and containers is readily available.
Because many systems are anaerobic, proper sample handling and
transport is essential to avoid misleading results brought about by
excessive exposure to oxygen in the air. One option is to analyze samples on the spot using commercially available kits, as described above.
Where transportation to a laboratory is required, Torbal jars or similar anaerobic containers can be used.83 In many cases, simply placing
samples directly in a large volume of the process water in a completely filled screw-cap container is adequate. Processing in the lab should
also be done anaerobically, using special techniques or anaerobic
chambers designed for this purpose. Because viable organisms are
involved, processing should be done quickly to avoid growth or death
of cells that are stimulated or inhibited by changes in temperature,
oxygen exposure, or other factors.65
Sampling.
2.6.2
Biofouling
For the first 200 years of microbiology, organisms were studied
exclusively in planktonic form (freely floating in water or nutrient
broth). In the late 1970s, with the advent of advanced microscopic
methods, microbiologists were surprised to find that biofilms are the
predominant form of bacterial growth in almost all aquatic systems.
Since that time, it has become apparent that organisms living within
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a biofilm can behave very differently from the same species floating
freely. In water treatment, biofilms are undesirable because they harbor pathogenic organisms such as Legionella, reduce heat transfer,
cause increased friction or complete blockage of pipes, and contribute
to corrosion.84
A biofilm is said to consist of microbial cells (algal,
fungal, or bacterial) and the extracellular biopolymer they produce.
Generally, it is bacterial biofilms that are of most concern in industrial water systems, since they are generally responsible for the fouling
of heat-transfer equipment. This is due in part to the minimal nutrients that many species require in order to grow.
Biofilm contributes to corrosion in several ways. The simplest is the
difference in oxygen concentration depending on the thickness of the
biofilm.85 In addition to this effect, biofilm allows accumulation of frequently acidic metabolic products near the metal surface, which accelerates the cathodic reaction.86 One particular metabolic product,
hydrogen sulfide, will also promote the anodic reaction through the
formation of highly insoluble ferrous sulfide. Finally, certain bacteria
will oxidize Fe2 produced by these first two effects to form ferric
hydroxide in the form of tubercles. The tubercles greatly steepen the
oxygen gradient and accelerate the corrosion process. The corrosion
products of MIC also interfere with the performance of biocides, resulting in a vicious cycle.84
The microorganisms themselves may make up from 5 to 25 percent
of the volume of a biofilm. The remaining 75 to 95 percent of the volume, the biofilm matrix, is actually 95 to 99 percent water. The dry
weight consists primarily of acidic exopolysaccharides excreted by the
organisms. Very close to the bacteria cells, the biofilm matrix is more
likely to consist of lipopolysaccharides (fatty carbohydrates), which are
more hydrophobic than the exopolysaccharides. The exopolysaccharide/water mixture gels when enough calcium ions replace the acidic
protons of the polymers. The chemically very similar alginates are
used in water treatment because of this calcium-binding property. The
same anionic sites on the polymers will also bind other divalent
cations, such as Mg2, Fe2, and Mn2 .87
The biofilm allows enzymes to accumulate and act on food substrates
without being washed away as they would be in the bulk water. The
presence of the biofilm causes often acidic metabolic products to accumulate within 0.5 m or so of the colony. When one species can use the
metabolic products of another, colonies of the two species will often be
found adjacent to each other within the biofilm. An example of this type
of cooperation occurs in MIC, where one can find Desulfovibrio,
Thiobacillus, and Gallionella forming a miniature ecosystem within a
Nature of biofilm.
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Chapter Two
corrosion pit.86 The biofilm matrix can also protect organisms within it
from the grazing of larger protozoa such as amoeba and from antibodies or leukocytes of a host organism. Because of these many advantages, almost all microorganisms are capable of producing some
amount of biofilm. Biofilm is most stable when conditions in the ambient water are stable. Changes in ionic strength, pH, or temperature
will all destabilize biofilm.84
In industrial systems, direct and indirect biomineralization processes can influence scale formation and mineral deposition within the biofilm. Clay particles and other debris become trapped
in the extracellular slime, adding to the thickness and heterogeneity
of the biofilm. Iron, manganese, and silica are often elevated in
biofilms as a result of mineral deposition and ion exchange. In the case
of iron-oxidizing bacteria found in aerobic water systems, metal oxides
are an important component of the biofilm. In steel systems operating
under anaerobic conditions, iron sulfides can be deposited when ferrous ions released by corrosion of steel surfaces precipitate with sulfide generated by bacteria in the biofilm.65
A completely clean surface will display an induction period during
which colonization occurs. After a previously clean surface has been
colonized, a biofilm will grow exponentially at first, until either the
thickness of the film interferes with diffusion of nutrients to the organisms within it or the flow of water causes matrix material to slough off
at the surface as fast as it is being produced below. Biofilm development is most rapid when consortia of mutually beneficial species are
involved. In the absence of antimicrobial agents, biofilms in cooling
water typically take 10 to 14 days to reach equilibrium. The equilibrium thickness of biofilms varies widely but can reach the 500- to 1000m range in a cooling-water system. The thickness of biofilm is seldom
uniform, and patches of exposed metal may even be found in systems
with significant biofilm present.
As a biofilm matures, enzymes and other proteins accumulate. These
can react with polysaccharides to form complex biopolymers. A selective
process occurs in which biopolymers that are most stable under the
ambient conditions remain while those that are less stable are sloughed
off. Thus a mature biofilm is generally more difficult to remove than a
new biofilm. Studies have shown that biofilm growth is due primarily to
reproduction within the biofilm rather than to the adherence of planktonic organisms.88 The shedding of biofilm organisms into the bulk
water serves to spread a given species from one region of the system to
another, but once species are widespread, the concentration of organisms in the water is merely a symptom of the amount of biofilm activity
rather than a cause of biofilm formation. Consequently, planktonic bacBiofilm formation.
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203
teria counts can be misleading. A biocide may kill a large percentage of
the planktonic organisms while having little effect on anything but the
outer surfaces of the biofilm. In this case, planktonic bacteria counts
may rise quickly after the biocide has left the system as shedding of
organisms from the biofilm resumes.84
In cooling towers and spray ponds, algal biofilms are also a concern.
Not only will algal biofilms foul distribution decks and tower fill, but
algae will also provide nutrients (organic carbon) that will help support the growth of bacteria and fungi. Algae do not require organic carbon for growth, but instead utilize CO2 and the energy provided by the
sun to manufacture carbohydrate.
In aquatic environments, microorganisms may be suspended freely
in the bulk water (planktonic existence) or attached to an immobile
substratum or surface (sessile existence). The microorganisms may
exist as solitary individuals or in colonies that contain from a few to
more than a million individuals. Complex assemblages of various
species may occur within both planktonic and sessile microbial populations. The environmental conditions largely dictate whether the
microorganisms will exist in a planktonic or sessile state. Sessile
microorganisms do not attach directly to the substratum surface, but
rather attach to a thin layer of organic matter (the conditioning film)
adsorbed on the surface (Fig. 2.38, Stages 1 and 2). As microbes attach
to and replicate on the substratum, a biofilm is formed over the surface. The biofilm is composed of immobilized cells and their extracellular polymeric substances.
The characteristics of a biofilm may change with time. During the
early stages of development, a biofilm is composed of the pioneering
microbial species, which are distributed as individual cells in a heterogeneous manner over the surface. Within a matter of minutes, some
of the attached species produce adhesive exopolymers that encapsulate the cells and extend from the cell surface to the substratum and
into the bulk fluid (Fig. 2.38, Stage 2). The adhesive exopolymers
restrict the dissemination of microbial cells as they replicate on the
surface (Fig. 2.38, Stage 3). At this stage of development, the biofilm is
less than 10 µm in thickness and exists as a discontinuous matrix of
exopolymers interspersed with cells.72
As the immobilized cells continue to replicate and excrete more
exopolymer material, the biofilm forms a confluent blanket of increasing thickness over the surface (Fig. 2.38, Stage 4). Bacteria attach to
surfaces by proteinaceous appendages referred to as fimbriae. Once a
number of fimbriae have “glued” the cell to the surface, detachment of
the organism becomes very difficult. One reason bacteria prefer to
attach to surfaces is the adsorbed organic molecules that can serve as
nutrients. Once attached, the organisms begin to produce material
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Chapter Two
Planktonic bacteria
Conditioning
film
Stage 1
Sessile
bacteria
Exopolymer
Stage 2
Stage 3
Stage 4
Stage 5
Stage 6
Figure 2.38 Different stages of biofilm formation and growth. Stage 1: Conditioning film
accumulates on submerged surface. Stage 2: Planktonic bacteria from the bulk water
colonize the surface and begin a sessile existence by excreting exopolymer that anchors
the cells to the surface. Stage 3: Different species of sessile bacteria replicate on the metal surface. Stage 4: Microcolonies of different species continue to grow and eventually
establish close relationships with one another on the surface. The biofilm increases in
thickness. Conditions at the base of the biofilm change. Stage 5: Portions of the biofilm
slough away from the surface. Stage 6: The exposed areas of surface are recolonized by
planktonic bacteria or sessile bacteria adjacent to the exposed areas.
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205
called extracellular biopolymer or slime. The amount of biopolymer
produced can exceed the mass of the bacterial cell by a factor of 100 or
more. The extracellular polymer produced may tend to provide a more
suitable protective environment for the survival of the organism.
The extracellular biopolymer consists primarily of polysaccharides
and water. The polysaccharides produced vary depending on the
species but are typically made up of repeating oligosaccharides, such
as glucose, mannose, galactose, xylose, and others. An often-cited
example of a bacterial-produced biopolymer is xanthan gum, produced
by Xanthomonas campestris. This biopolymer is used as a thickening
agent in a variety of foods and consumer products. Gelation of some
biopolymers can occur upon addition of divalent cations, such as calcium and magnesium. The electrostatic interaction between carboxylate
functional groups on the polysaccharide and the divalent cations
results in a bridging effect between polymer chains. Bridging and
cross-linking of the polymers help to stabilize the biofilm, making it
more resistant to shear.
Over time, species of planktonic bacteria and nonliving particles
become entrained in the biofilm and contribute to a growing community of increasing complexity. At this stage, the mature biofilm may be
visibly evident. Its morphology and consistency vary depending on the
types of microorganisms present and the conditions in the surrounding bulk liquid. The time it takes to achieve this stage may vary from
a few days to several weeks.
As the biofilm increases in thickness, diffusion of dissolved gases
and other nutrients from the bulk liquid to the substratum becomes
impeded. Conditions become inhospitable to some of the microorganisms at the base of the biofilm, and eventually many of these cells die.
As the foundation of the biofilm weakens, shear stress from the flowing liquid causes sloughing of cell aggregations, and localized areas of
bare surface are exposed to the bulk liquid (Fig. 2.38, Stage 5). The
exposed areas are subsequently recolonized, and new microorganisms
and their exopolymers are woven into the fabric of the existing biofilm
(Fig. 2.38, Stage 6). This phenomenon of biofilm instability occurs even
when the physical conditions in the bulk liquid remain constant. Thus,
biofilms are constantly in a state of flux.72
Marine biofouling. Marine biofouling is commonplace in open waters,
estuaries, and rivers. It is commonly found on marine structures, including pilings, offshore platforms, and boat hulls, and even within piping
and condensers. The fouling is usually most widespread in warm conditions and in low-velocity (l m/s) seawater. Above l m/s, most fouling
organisms have difficulty attaching themselves to surfaces. There are
various types of fouling organisms, particularly plants (slime algae), sea
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Chapter Two
mosses, sea anemones, barnacles, and mollusks (oysters and mussels). In
steel, polymer, and concrete marine construction, biofouling can be detrimental, resulting in unwanted excess drag on structures and marine
craft in seawater or causing blockages in pipe systems. Expensive
removal by mechanical means is often required. Alternatively, costly prevention methods are often employed, which include chlorination of pipe
systems and antifouling coatings on structures.89
Marine organisms attach themselves to some metals and alloys
more readily than to others. Steels, titanium, and aluminum will foul
readily. Copper-based alloys, including copper-nickel, have very good
resistance to biofouling, and this property is used to advantage.
Copper-nickel is used to minimize biofouling on intake screens, seawater pipe work, water boxes, cladding of pilings, and mesh cages in
fish farming.89
Problems associated with biofilms. Once bacteria begin to colonize sur-
faces and produce biofilms, numerous problems begin to arise, including reduction of heat-transfer efficiency, fouling, corrosion, and scale.
When biofilms develop in low-flow areas, such as cooling-tower film
fill, they may initially go unnoticed, since they will not interfere with
flow or evaporative efficiency. Over time, the biofilm becomes more
complex, often with filamentous development. The matrix provided
will accumulate debris that may impede or completely block flow.
Biofilms may be patchy and highly channelized, allowing nutrientbearing water to flow through and around the matrix. When excessive
algal biofilms develop, portions may break loose and be transported to
other parts of the system, causing blockage as well as providing nutrients for accelerated bacterial and fungal growth. Biofilms can cause
fouling of filtration and ion-exchange equipment.
Calcium ions are fixed into the biofilm by the attraction of carboxylate functional groups on the polysaccharides. In fact, divalent cations,
such as calcium and magnesium, are integral in the formation of gels
in some extracellular polysaccharides. A familiar biofilm-induced mineral deposit is the calcium phosphate scale that the dental hygienist
removes from teeth. When biofilms grow on tooth surfaces, they are
referred to as plaques. If these plaques are not continually removed,
they will accumulate calcium salts, mainly calcium phosphate, and
form tartar (scale).
When iron- and manganese-oxidizing organisms colonize a surface,
they begin to oxidize available reduced forms of these elements and produce a deposit. In the case of iron-oxidizing organisms, ferrous iron is
oxidized to the ferric form, with the electron lost in the process being utilized by the bacterium for energy production. As the bacterial colony
becomes encrusted with iron (or manganese) oxide, a differential oxygen
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207
concentration cell may develop, and the corrosion process will begin.
The ferrous iron produced at the anode will then provide even more ferrous iron for the bacteria to oxidize. The porous encrustation (tubercle)
may potentially become an autocatalytic corrosion cell or may provide
an environment suitable for the growth of sulfate-reducing bacteria.
A fluid flowing through a pipe experiences drag from the
pipe surface. This drag reduces flow velocity and increases the pressure
required to sustain a given flow rate. Microbial fouling can lead to a
sharply increased friction factor with a marked loss of system capacity.
Losses up to 55 percent have been reported for water supply systems,
with significant effects being seen in large-diameter conduits made of
cement and concrete as well as in steel piping.90 Most of the loss is attributable to increased surface roughness (Table 2.36). Laboratory studies
indicate that the friction factor does not increase until the biofilm
extends beyond the viscous sublayer of fluid flow normally associated
with the pipe wall (typically 30 m). The friction factor is a function of
Reynolds number for different biofilm thickness in turbulent flow.
Unlike hard scale deposits, the biofilm has an irregular surface and
spongy (viscoelastic) behavior that exaggerate its drag on fluid flow.
Extraordinary increases in friction factor may be related to cells protruding into the bulk water flow and influencing the hydrodynamics at
the biofilm–bulk water interface. The extra drag on fluid flow would be
analogous to that caused by waving water weeds in a stream. Another
common problem encountered in industrial operations is the fouling of
screens or pumping systems with debris sloughed off or eroded from
fouling deposits. Again, the presence of biological slimes exacerbates
such problems by capturing clays and other particulates which might
have otherwise remained suspended and passed through the system.65
Friction factor.
Bacterial fouling of heat exchangers can occur quickly
as a result of a process leak or influx of nutrients. The sudden increase
in nutrients in a previously nutrient-limited environment will send
Heat exchange.
TABLE 2.36 Roughness of Biofilms Compared to
Inorganic Deposits
Material
Biofilm
Scale, CaCO3
Thickness, m
40
165
300
500
165
224
262
Relative roughness
0.003
0.01
0.06
0.15
0.0001
0.0002
0.0006
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Chapter Two
bacterial populations into an accelerated logarithmic growth phase,
with rapid accumulation of biofilm. The biofilms that develop will then
interfere with heat-transfer efficiency.
Sizing of heat exchangers assumes a certain heat-transfer efficiency
between the bulk fluid and metal wall. Because biofilms more or less
behave like gels on the metal surface, heat transfer can occur only by
conduction through the biofilm. The thermal conductivity of biofilms is
similar to that of water but much less than that of metals.87 On the
basis of relative thermal conductivities (Table 2.37), a biofilm layer 41
m thick offers the same resistance to heat transfer as a titanium tube
wall 1000 m thick.
In calculating the impact of biofouling, changes in the advective
(convective) heat transfer from the bulk fluid to the biofilm must also
be considered because biofilm roughness can influence turbulence at
the interface between the biofilm and the bulk fluid. This increase in
local turbulence may actually improve the advective heat transfer to
the biofilm, partially offsetting the loss in conductive heat transfer. On
balance, inorganic deposits give a lower net increase in heat-transfer
resistance than biofilms of similar thickness. Case histories in power
plant operations have shown that decreases of 30 percent in heattransfer efficiency can occur in 30 to 60 days as a result of biofouling.
2.6.3
Biofilm control
In the natural gas industry, MIC has been estimated to
cause 15 to 30 percent of corrosion-related pipeline failures. The
growth of bacteria on surfaces in cooling and process-water systems
can lead to significant deposits and corrosion problems. Once the
severity of these problems is understood, the importance of controlling
biofilms becomes quite clear.
Protection from microbial problems can be designed into a system by
selection of materials which do not support microbial growth, use of
Introduction.
TABLE 2.37 Thermal Conductivity of Biofilms
Compared to Inorganic Deposits and Metals
Material
Biofilm
Scale, CaCO3
Iron oxide, Fe2O3
Water
Carbon steel
Stainless steel
Copper
Titanium
Thermal conductivity,
Wm1K1
0.6
2.6
2.3
0.6
52
16
384
16
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209
cathodic protection, or use of protective coatings. Operating conditions
can sometimes be altered to discourage growth, and addition of biocides is common. Avoiding and removing surface deposits is a very
effective control procedure. In industrial plant settings, this usually
involves physically cleaning production units during shutdowns. Table
2.38 presents some physical methods that have been used to clean
fouled surfaces.
In pipelines, cleaning tools called pigs can be pushed through the
line by fluid flow without shutdown, often accompanied by slugs of
treatment chemicals designed to coat freshly exposed metal surfaces
with corrosion inhibitors or to kill microbial communities disturbed by
passage of the cleaning tool. In practice, the strategy adopted is an
TABLE 2.38
Some Physical Methods of Cleaning Biofouled Surfaces
Method
Comments
Flushing
Simplest method
Limited efficacy
Biofilms thinner than viscous sublayer not sheared
Backwashing
Effective for loosely adherent films in tubes, on filters, to a
certain extent in ion exchangers
Air bumping
Very limited efficacy
Sponge balls
Abrasive
Demonstrated efficacy, but possible problems because of the
abrasion of protective oxide films
Nonabrasive
Extensively used in industry
Problems with thick biofilms and with smearing organics
Sand scouring
Difficult to control abrasive effects
Brushing
Very effective
Limited applicability
Expensive
Can lead to the selection of firmly adhering species
Hot water, steam
Used in high-purity water systems with good results
Saves expensive and possibly harmful and toxic chemicals
Hot-water systems may select for thermophiles and are
reported to carry biofilms including mycobacteria
Irradiation
Very low effectiveness against biofilms
Entrapped particles and opaque biofilms may shield bacteria
Ultrasonic energy
Promising method for soft biofilms
Application limited to nonsensitive material
Some biofilms are extremely stable
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Chapter Two
exercise in risk management in which capital and operating costs are
balanced against the chance and consequence of operating inefficiencies caused by undue fouling or leaks.65 Biofilms can be controlled
through the use of biocides or biodispersants and by limiting nutrients. In the United States, industries spend $1.2 billion annually on
biocidal chemicals to fight MIC.91 Biocides, both oxidizing and nonoxidizing, can be effective in overall biofilm control when applied properly. Table 2.39 lists some of the advantages and disadvantages related
to the use of some of the biocides that have been used in the past or
are being considered for usage in the future.
The effectiveness of biocides depends on a number of factors, such as
the kind of biocide, the biocide concentration, the biocide demand, interference with other dissolved substances, pH, temperature, contact time,
types of organisms present, their physiological state, and, most important, the presence of biofilms. As a general rule, the higher the temperature, the longer the contact time needs to be, and the higher the
concentration of the disinfectant, the greater should be the degree of disinfecting. A sanitation program will include weakening the biofilm
matrix and the strength of the adhesion to the supporting surface by
chemicals prior to the application of shear stress by flushing.92
The oxidizing biocides, such as chlorine, bromine, chlorine dioxide,
and ozone, can be extremely effective in destroying both the extracellular polysaccharides and the bacterial cells. When using oxidizing
biocides, one must be sure to obtain a sufficient residual for a long
enough duration to effectively oxidize the biofilm. It is generally more
effective to maintain a higher residual for several hours than to continuously maintain a low residual. Continuous low-level feed may not
achieve an oxidant level sufficient to oxidize the polysaccharides and
expose the bacteria to the oxidant.
Too often, microbiological control efforts focus only on planktonic
counts, i.e., the number of bacteria in the bulk water. While some useful data may be gathered from monitoring daily bacterial counts,
monthly or weekly counts have little meaningful use. Planktonic
counts do not necessarily correlate with the amount of biofilm present.
In addition, planktonic organisms are not generally responsible for
deposit and corrosion problems. There are a few exceptions, such as a
closed-loop system, in which planktonic organisms may degrade corrosion inhibitors, produce high levels of H2S, or reduce pH.
Another misconception involves the use of chlorine at alkaline pH
( 8.0). It is often thought that chlorine is ineffective in controlling
microorganisms at elevated pH. This is only partly true. Certainly, the
hypohalous acid form of chlorine (HOCl) is more effective at killing
cells than the hypohalite form (OCl). However, the hypohalite is actually very effective at oxidizing the extracellular polysaccharides and
TABLE 2.39
Advantages and Disadvantages of Industrial Biocides
Advantages
Disadvantages
Chlorine
Broad spectrum of activity
Residual effect
Advanced technology available
Can be generated on site
Active in low concentrations
Destroys biofilm matrix and supports detachment
Toxic by-products
Degradation of recalcitrant compounds to biodegradable
products
Development of resistance
Corrosive
Reacts with extracellular polymer substances (EPS) in
biofilms
Low penetration characteristic in biofilms
Oxidizes to elemental sulfur (extremely difficult to remove
from surfaces)
Hypochlorite
Cheap
Effective
Destabilizes and detaches the biofilm matrix
Easy to handle
Used for biofilm thickness control
Poor stability
Oxidizing
Rapid aftergrowth observed
Toxic by-products
Corrosive
Does not control initial adhesion
ClO2
Can be generated on site
Low pH dependency
Low sensitivity to hydrocarbons
Effective in low concentrations
Explosive gas
Safety problems
Toxic by-products
Chloramine
Good penetration of biofilms
Specific to microorganisms
Less toxic by-products
High residual effect because of lower reactivity
with water ingredients
Less effective than chlorine against suspended bacteria
Bacterial resistance observed
Bromine
Very effective against broad microbial spectrum
Toxic by-products
Development of bacterial resistance
211
212
TABLE 2.39 Advantages and Disadvantages of Industrial Biocides
(Continued)
Advantages
Disadvantages
H2O2
Decomposes to water and oxygen
Relatively nontoxic
Can easily be generated in situ
Weakens biofilm matrix and supports
detachment and removal
High concentrations (3%) necessary
Frequent resistance
Corrosive
Peracetic acid
Very effective in small concentrations
Broad spectrum
Kills spores
Decomposes to acetic acid and water
No toxic by-products known
Penetrates biofilms
Corrosive
Not very stable
Increases DOC†
Formaldehyde
Low costs
Broad antimicrobial spectrum
Stability
Easy application
Resistance in some organisms
Toxicity
Suspected of promoting cancer
Reacts with protein-fixing biofilms on surfaces
Legal restrictions
Glutaraldehyde
Effective in low concentrations
Cheap
Nonoxidizing
Noncorrosive
Does not penetrate biofilms well
Degrades to formic acid
Raises DOC
Isothiazolones
Effective at low concentrations
Broad antibiotic spectrum
Problems with compatibility with other
water ingredients
Inactivation by primary amines
QUAC*
Effective in low concentrations
Surface activity supports biofilm detachment
Relatively nontoxic
Adsorb to surfaces and prevent biofilm growth
Inactivation at low pH or in the presence
of Ca2 or Mg2
Development of resistance
*Quarternarg ammonia compounds.
†Dissolved organic carbon.
Environments
213
the proteinaceous attachment structures. Therefore, the use of chlorine in alkaline cooling waters can still be extremely effective.
In order to enter biofilm bacteria cells, chemical species in the water
must run the gauntlet of biopolymers that range in properties from
strongly anionic and hydrophilic to hydrophobic. This is exacerbated
by the fact that many species will accelerate their production of
exopolysaccharides in response to stress, including that caused by biocides. The amount of a biocide necessary to achieve a given level of disinfection is often expressed as the product of concentration and time.
The same organisms living within a biofilm have been found to require
150 times the C
T factor of hypochlorous acid to achieve a 2 log
reduction in activity as they do in planktonic form.93
Oxidizers such as chlorine, bromine, and especially peroxide can
break down the polymers making up the biofilm; however, this activity is greatest at high pH, where they are in the form of anions. It is in
their neutral forms (hypochlorous acid, hypobromous acid, and hydrogen peroxide) at lower pH that they are able to diffuse across the membranes of cells and enter them. Within the cells, each of these oxidizers
causes damage by producing free radicals that destroy proteins and
nucleic acids. The anions, however, are repelled by the negative
charges of the biofilm polymers and act only superficially on the
biofilm.
Biodispersants are usually nonionic molecules which adsorb to metal surfaces more readily than biofilm polymers. By reducing the size of
the biofilm points of contact with the surface, these materials cause
biofilm to detach from the surface. In practice, since these materials do
not actually destroy biofilm, the biofilm detaches from high-flow areas
and accumulates in low-flow areas. The low solubility of these materials can also lead to fouling by the biodispersants themselves.
Continuous use of nonoxidizing biocides has been avoided in water
treatment, partly because of the expense, but also because of the risk
of selecting for organisms that are resistant to one particular biocide.
Thus, dual alternating slug-fed biocide programs have become more
common over the past decade. Continuous use of oxidizing biocides has
increased, however, based on the assumption that very few organisms
show any resistance to them and that if a nearly sterile system is
maintained, biofilm will not develop. While planktonic organisms may
not show increased resistance to oxidizers, biofilms do. Studies have
shown that with the continued use of chlorine, biofilms will display an
increased iron content.93 The iron acts as a reducing agent, limiting
the ability of chlorine to diffuse into the biofilm. In drinking-water
lines, biofilm can accumulate at a continuous chlorine concentration of
0.8 mg/L. There has not been found to be a level of continuous halogenation at which biofilm is controlled without significantly increased
214
Chapter Two
corrosion. Halogenation also produces carcinogenic halogenated
organics and in some applications unpleasant odors.84
Hydrogen peroxide and per-salts have been applied for biofilm
removal to eliminate the odor and environmental drawbacks of halogens and reduce corrosion; however, the extremely high doses required
can still be corrosive and have been regarded as uneconomical for routine use. An alternative route is based on the use of hydroperoxide ion
(O2H), a hydrolytic agent far more powerful even than hydroxide, to
destroy the polymers making up the biofilm matrix. Because this
anion alone would be repelled by these anionic polymers, a phase
transfer catalyst is included. The phase transfer catalyst carries the
hydroperoxide past the protective biofilm matrix to where it can do its
destructive duty. This combination, along with peroxide activators,
was originally developed for the detoxification of biological warfare
agents. In addition to hydrolysis, the formation of oxygen bubbles from
the decomposition of peroxide within the biofilm disrupts the biofilm.
The combination is available as a powder or as binary liquids.93
Nonoxidizing biocides are also effective in controlling biofilm.
Effective control is greatly dependent on frequency of addition, level
of feed, and resistance of the incumbent population to the product
being fed. A typical application for effective control may include a slug
addition of product two to five times a week. As with oxidizing biocides, frequency and dosage will depend on the system conditions. It
is generally most effective to alternate nonoxidizing biocides at every
addition to ensure broad-spectrum control. Most nonoxidizing biocides will have little effect in destroying the extracellular polysaccharides found in the biofilm. However, many biocides may be able to
penetrate and kill bacteria found within the biofilm. Combining the
use of nonoxidizing and oxidizing biocides is a very effective means of
controlling biofilm.
Biofilm control programs can be made more effective through the
utilization of a biopenetrant/dispersant product. Products that penetrate and loosen the biopolymer matrix will not only help to slough the
biofilm but also expose the microorganisms to the effects of the biocide.
These products are especially effective in systems that have a high
organic carbon loading and a tendency to foul. They are typically fed
in slug additions prior to biocide feed. A recent development in biodispersant technology is making this approach more effective and popular than ever before. Enzyme technologies that will break down the
extracellular polysaccharides and degrade bacterial attachment structures are currently being developed and patented. These technologies,
although expensive, may provide biofilm control where biocide use is
environmentally restricted or provide a means of quickly restoring
fouled cooling-water systems to a clean, efficient operable state.
Environments
215
A practical example: ozone treatment for cooling towers. Ozone is a mol-
ecule consisting of three oxygen atoms and is commonly denoted O3.
Under ambient conditions, ozone is very unstable, and as a result it
has a relatively short half-life, usually less than 10 min. Ozone is a
powerful biocide and virus deactivant and will oxidize many organic
and inorganic substances. These properties have made ozone an effective chemical for water treatment for nearly a century. During the last
20 years, technological improvements have made smaller-scale, standalone commercial ozone generators both economically feasible and reliable. Using ozone to treat cooling-tower water is a relatively new
practice; however, its market share is growing as a result of water and
energy savings and environmental benefits relative to traditional
chemical treatment processes.
Since the 1970s, when ozonation was first used in cooling towers, a
number of cooling-tower operators have switched to it from multichemical treatment and are satisfied with the results. Ozone generation is accomplished by passing a high-voltage alternating current (6
to 20 kV) across a dielectric discharge gap through which air is injected. As air is exposed to the electricity, oxygen molecules disassociate
and form single oxygen atoms, some of which combine with other oxygen molecules to form ozone. Different manufacturers have their own
variations of components for ozone generators. Two different dielectric configurations exist, flat plates and concentric tubes. Most generators are installed with the tube configuration, since it offers easier
maintenance.
Mass transfer of the ozone gas stream to the cooling-tower water is
usually accomplished through a venturi in a recirculation line connected
to the sump of the cooling tower, where the temperature of the water is
the lowest. Since the solubility of ozone is very temperature-dependent,
the point of lowest temperature allows the maximum amount of ozone to
be introduced in solution to the tower. Mass-transfer equipment can take
other forms: column-bubble diffusers, positive-pressure injection (Utube), turbine mixer tank, and packed tower. The countercurrent column-bubble contactor is the most efficient and cost-effective but is not
always useful in a cooling-tower setting because of space constraints.94
In a properly installed and operating system, bacterial counts are
reduced, with a subsequent minimization of the buildup of biofilm on
heat-exchanger surfaces. The resulting reduction in energy use,
increase in cooling-tower operating efficiency, and reduction in maintenance effort provide cost savings as well as environmental benefit
and compliance with regulations concerning discharge of wastewater
from blowdown.
Most cooling-tower ozone treatment systems include the following
components: an air dryer, an air compressor, water and oil coalescing
216
Chapter Two
filters, a particle filter, ozone injectors, an ozone generator, and a control system. Ambient air is compressed, dried, and then ionized in the
generator to produce ozone. Ozone is typically applied to cooling water
through a side stream of the circulating tower water.
Field tests have demonstrated that the use of ozone in place of chemical treatment can reduce the need for blowdown, and in some cases,
where makeup water and ambient air are relatively clean, can eliminate it. As a result, cost savings accrue from decreased chemical and
water use requirements and from a reduction of wastewater volume.
There are also environmental benefits, as fewer chlorine or chlorinated compounds and other chemicals are discharged.
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Chapter
3
High-Temperature Corrosion
3.1
Thermodynamic Principles
222
3.1.1
Standard free energy of formation versus temperature
diagrams
222
3.1.2
Vapor species diagrams
223
3.1.3
Two-dimensional isothermal stability diagrams
3.2 Kinetic Principles
229
229
3.2.1
The Pilling-Bedworth relationship
231
3.2.2
Micromechanisms and rate laws
233
3.3 Practical High-Temperature Corrosion Problems
3.3.1
Oxidation
237
238
3.3.2
Sulfidation
245
3.3.3
Carburization
255
3.3.4
Metal dusting
258
3.3.5
Nitridation
260
3.3.6
Gaseous halogen corrosion
260
3.3.7
Fuel ash and salt deposits
262
3.3.8
Corrosion by molten salts
263
3.3.9
Corrosion in liquid metals
263
3.3.10 Compilation and use of corrosion data
References
264
265
High-temperature corrosion is a form of corrosion that does not require
the presence of a liquid electrolyte. Sometimes, this type of damage is
called dry corrosion or scaling. The term oxidation is ambivalent
because it can either refer to the formation of oxides or to the mechanism of oxidation of a metal (i.e., its change to a higher valence than the
metallic state). Strictly speaking, high-temperature oxidation is only
one type of high-temperature corrosion, but it is the most important
high-temperature corrosion reaction. In most industrial environments,
221
222
Chapter Three
oxidation often participates in the high-temperature corrosion reactions, regardless of the predominant mode of corrosion.1 Alloys often rely
upon the oxidation reaction to develop a protective scale to resist corrosion attack such as sulfidation, carburization, and other forms of hightemperature attack. In general, the names of the corrosion mechanisms
are determined by the most abundant dominant corrosion products. For
example, oxidation implies oxides, sulfidation implies sulfides, sulfidation/oxidation implies sulfides plus oxides, and carburization implies
carbides.2
Oxidizing environments refer to high-oxygen activities, with excess
oxygen. Reducing environments are characterized by low-oxygen activities, with no excess oxygen available. Clearly, oxide scale formation is
more limited under such reducing conditions. It is for this reason that
reducing industrial environments are generally considered to be more
corrosive than the oxidizing variety. However, there are important
exceptions to this generalization. At high temperatures, metals can
react “directly” with the gaseous atmosphere. Electrochemical reaction
sequences remain, however, the underlying mechanism of high-temperature corrosion. The properties of high-temperature oxide films, such as
their thermodynamic stability, ionic defect structure, and detailed morphology, play a crucial role in determining the oxidation resistance of a
metal or alloy in a specific environment. High-temperature corrosion is
a widespread problem in various industries such as
■
■
■
■
■
■
■
■
■
Power generation (nuclear and fossil fuel)
Aerospace and gas turbine
Heat treating
Mineral and metallurgical processing
Chemical processing
Refining and petrochemical
Automotive
Pulp and paper
Waste incineration
3.1
Thermodynamic Principles
3.1.1 Standard free energy of formation
versus temperature diagrams
Often determination of the conditions under which a given corrosion
product is likely to form is required (e.g., in selective oxidation of
alloys). The plots of the standard free energy of reaction (G0) as a function of temperature, commonly called Ellingham diagrams, can help to
visualize the relative stability of metals and their oxidized products.
Figure 3.1 shows an Ellingham diagram for many simple oxides.3 The
values of G0 on an Ellingham diagram are expressed as kilojoules per
High-Temperature Corrosion
223
mole of O2 to normalize the scale and be able to compare the stability
of these oxides directly (i.e., the lower the position of the line on the diagram, the more stable is the oxide).4 For a given reaction [Eq. (3.1)] and
assuming that the activities of M and MO2 are taken as unity, Eq. (3.2)
or its logarithmic form [Eq. (3.3)] may be used to express the oxygen
partial pressure at which the metal and oxide coexist (i.e., the dissociation pressure of the oxide).
M O2 MO2
(3.1)
0/RT
(3.2)
2 eG
pOM/MO
2
G0
2
Log pOM/MO
2
RT
(3.3)
2 may be obtained directly from the Ellingham
The values of pOM/MO
2
diagram by drawing a straight line from the origin marked O through
the free-energy line at the temperature of interest and reading the
oxygen pressure from its intersection with the scale at the right side
labeled Log(pO2). Values for the pressure ratio H2 /H2O for equilibrium
between a given metal and oxide may be obtained by drawing a similar line from the point marked H to the scale labeled H2/H2O ratio, and
values for the equilibrium CO/CO2 ratio may be obtained by drawing
a line from point C to the scale CO/CO2 ratio. See Gaskell, Chap. 10,
for a more detailed discussion of the construction and use of Ellingham
diagrams for oxides.3 Table 3.1 lists the coexistence equations, temperature ranges, and standard energy changes that can be used to construct such diagrams.5 Ellingham diagrams may, of course, be
constructed for any class of compounds.
3.1.2
Vapor species diagrams
Vapor species that form in any given high-temperature corrosion situation often have a strong influence on the rate of attack, the rate generally being accelerated when volatile corrosion products form.
Gulbransen and Jansson have shown that metal and volatile oxide
species are important in the kinetics of high-temperature oxidation of
carbon, silicon, molybdenum, and chromium.6 Six types of oxidation
phenomena were identified:
1. At low temperature, diffusion of oxygen and metal species through
a compact oxide film
2. At moderate and high temperatures, a combination of oxide film
formation and oxide volatility
224
Chapter Three
TABLE 3.1
Range, K
900–1154
884–1126
298–1300
892–1302
1396–1723
878–1393
967–1373
1489–1593
1356–1489
924–1328
992–1393
1160–1371
772–1160
911–1376
1173 –1373
973–1273
973–1273
973–1273
973–1273
949–1273
770–980
903–1540
1025–1325
1050–1300
693–1181
1300–1600
1050–1300
923–1273
1539–1823
1073–1273
1050–1300
298–1400
1380–2500
923–1380
1124–1760
1760–2500
Thermodynamic Data for Reactions Involving Oxygen
Coexistence equation
(oxidation reaction)
Pd 0.5O2 PdO
2 Mn3O4 0.5O2 3 Mn2O3
3 CoO 0.5O2 Co3O4
Cu2O 0.5O2 2 CuO
1.5 UO2 0.5O2 0.5 U3O8
U4O9 0.5O2 4/3 U3°8-z
2 Fe3O4 0.5O2 3 Fe2O3
2 Cu 0.5O2 Cu2O
2 Cu 0.5O2 Cu2O
2 Cu 0.5O2 Cu2O
3 MnO 0.5O2 Mn3O4
Pb 0.5O2 PbO
Pb 0.5O2 PbO
Ni 0.5O2 NiO
Co 0.5O2 CoO
10 WO2.90 O2 10 WO3
10 WO2.72 O2 10 WO2.90
1.39 WO2 0.5O2 1.30 WO2.72
0.5 W 0.5O2 0.5 WO2
3 FeO 0.5O2 Fe3O4
Sn 0.5O2 SnO2
Fe 0.5O2 FeO
0.5 Mo 0.5O2 0.5 MoO2
2 NbO2 0.5O2 Nb2O5
Zn 0.5O2 ZnO
0.66 Cr 0.5O2 0.33 Cr2O3
NbO 0.5O2 NbO2
Mn 0.5O2 MnO
Mn 0.5O2 MnO
0.4 Ta 0.5O2 O.2 Ta2O5
Nb 0.5O2 NbO
0.5 U 0.5O2 0.5 UO2
Mg(v) 0.5O2 MgO
Mg(l) 0.5O2 MgO
Ca 0.5 O2 CaO
Ca(v) 0.5O2 CaO
Standard free energy
change, J
114,200 100 T (°K)
113,360 92.0 T
183,200 148 T
130,930 94.5 T
166,900 84 T
164,400 82 T
246,800 141.8 T
166,900 43.5 T
190,300 89.5 T
166,900 71.1 T
222,540 111 T
190,580 74.9 T
215,000 96.0 T
233,580 84.9 T
235,900 71.5 T
279,400 112 T
284,000 101 T
249,310 62.7 T
287,400 84.9 T
311,600 123 T
293,230 108 T
263,300 64.8 T
287,600 83.7 T
313,520 78.2 T
355,890 107.5 T
371,870 83.7 T
360,160 72.4 T
388,770 76.3 T
409,500 89.5 T
402,400 82.4 T
420,000 89.5 T
539,600 83.7 T
759,600 30.83 T log T 317 T
608,200 1.00 T log T 105 T
642,500 107 T
795,200 195 T
3. At moderate and high temperatures, the formation of volatile metal
and oxide species at the metal-oxide interface and transport through
the oxide lattice and mechanically formed cracks in the oxide layer
4. At moderate and high temperatures, the direct formation of volatile
oxide gases
5. At high temperature, the gaseous diffusion of oxygen through a barrier layer of volatilized oxides
6. At high temperature, spalling of metal and oxide particles.
High-Temperature Corrosion
Figure 3.1 The Ellingham diagram for metallurgically important oxides.3
225
226
Chapter Three
0
-5
0
Cr(s) stable
PCr
Cr2O3(s) stable
-5
Log P i (atm)
PCrO 3
-10
-15
-10
PCrO 2
PCrO
PCrO
-15
PCr
-20
-25
-20
PCrO 2
-25
-17.9
PCrO3
-30
-30
-30
-20
-25
-15
-10
-5
0
Log PO 2 (atm)
Figure 3.2 Vapor equilibria in the Cr-O system at 1250°C.
The diagrams most suited for presentation of vapor pressure data in
oxide systems are Log(pMxOy) versus Log(pO2) at constant temperature
and Arrhenius diagrams of Log(pMxOy) versus 1/T at constant oxygen
pressure. The following example will illustrate the construction of the
first type of these diagrams by considering the Cr-O system at 1200°C
or 1473 K. Only one condensed oxide, Cr2O3, is formed under these conditions of high-temperature oxidation.4 The thermochemical data for
producing the vapor equilibria diagram shown in Fig. 3.2 are given in
Table 3.2. The thermochemical data for Cr2O3(s), Cr(s), and the four possible gaseous species Cr(g), CrO(g), CrO2(g), and CrO3(g) were obtained
from a commercial database.7
The enthalpy (HT), entropy (S), and heat capacity (Cp) of each species
considered were calculated using Eqs. (3.4) to (3.6) in which T was set
at 1473 K (Table 3.3). In these equations Htr and Ttr represent, respectively, the enthalpy and temperature associated with any phase transition encountered between the reference temperature (298.15 K) and
the temperature of interest.
H(T) Hf(298.15)
T
298.15
Cp dT Htr
(3.4)
TABLE 3.2
Thermochemical Data for the Cr-O System
Species
State
Cr
Gas
Gas
Solid
Solid
Liquid
Solid
Gas
Gas
Gas
Gas
Gas
Gas
Cr
Cr2O3
CrO
CrO2
CrO3
O2
Enthalpy
H,
Entropy
S,
A,
kJmol1
Jmol1K1
Jmol1 K1
B
20.786
15.456
17.715
18.067
39.33
104.307
24.518
34.292
30.878
45.309
74.002
31.321
0
2.556
22.966
15.531
0
24.451
25.33
3.979
46.689
18.552
7.686
3.895
397.48
174.305
0
23.64
16.933
1139.7
188.28
7.95
81.199
239.266
75.312
292.88
0
269.24
266.169
205.146
Heat capacity, Cp
Temperature range
C
0
16.828
0.377
16.698
0
7.59
0.222
4.351
0
7.222
18.393
3.105
D
T1, K
0
0.874
9.033
0
0
3.807
11.201
1.138
15.782
7.632
1.644
0.335
298.15
700
298.15
1000
2130
298.15
298.15
400
298.15
400
298.15
298.15
T2 , K
700
3000
1000
2130
2945
2603
400
1600
400
1100
3000
5000
228
Chapter Three
TABLE 3.3
Thermochemical Data for the Cr-O System at 1473 K
Species
State
H, kJmol1
Cr
Cr
Cr2O3
CrO
CrO2
CrO3
O2
Gas
Solid
Solid
Gas
Gas
Gas
Gas
422.02
36.97
993.71
230.37
12.73
204.60
39.67
S S0(298.15)
S, Jmol1K1
207.58
70.78
276.68
295.28
351.72
381.78
257.73
T
298.15
G, kJmol1
116.25
67.29
1401.27
204.57
530.81
766.96
339.97
Htr
Cp
dT
T
Ttr
Cp A B 103 T C 105 T2 D 106 T 2
(3.5)
(3.6)
The free energy (G) for each species considered was then calculated
with Eq. (3.7) and used to evaluate the stability of these species and
the predicted energy of reaction for each equilibrium (Table 3.4).
G H TS
(3.7)
Vapor pressures of species at equilibrium with either the metal or its
most stable oxide (i.e., Cr2O3) must then be determined. The boundary
between these regions is the oxygen pressure for the Cr/Cr2O3 equilibrium expressed in Eq. (3.8).
2Cr(s) 1.5O2(g) Cr2O3(s)
(3.8)
for which the equilibrium constant (Kp) is evaluated with Eq. (3.9), giving an equilibrium pressure of oxygen calculated with Eq. (3.10).
G0
Log Kp
2.303RT
(3.9)
2
Log(pO2) Log KpCr2O3 17.90
(3.10)
3
The dotted vertical line in Fig. 3.2 represents this boundary. At low
oxygen pressure it can be seen that the presence of Cr(g) is independent
of oxygen pressure. For oxygen pressures greater than the Cr/Cr2O3
equilibrium, the Cr(g) vapor pressure may be obtained from the equilibrium expressed in Eq. (3.11).
0.5Cr2O3(s) Cr(g) 0.75O2(g)
(3.11)
High-Temperature Corrosion
229
TABLE 3.4 Standard Energy of Reactions for the Cr-O
System at 1473 K
Reaction
2 Cr(s) 1.5 O2 Cr2O3
G0, kJmol1
756.72
Over Cr(s)
Cr(s) Cr(g)
Cr(s) 0.5 O2 CrO(g)
Cr(s) O2 CrO2(g)
Cr(s) 1.5 O2 CrO3(g)
183.54
32.71
123.54
189.71
Over Cr2O3
0.5 Cr2O3(s) Cr(g) 0.75 O2
0.5 Cr2O3(s) CrO(g) 0.25 O2
0.5 Cr2O3(s) 0.25 O2 CrO2(g)
0.5 Cr2O3(s) 0.75 O2 CrO3(g)
561.90
411.07
254.81
188.65
The other lines in Fig. 3.2 are obtained by using similar equilibrium
equations (Table 3.4). The vapor equilibria presented in Fig. 3.2 show
that significant Cr(g) vapor pressures are developed at low-oxygen partial pressure (e.g., at the alloy-scale interface of a Cr2O3-forming alloy)
but that a much larger pressure of CrO3(g) develops at high-oxygen partial pressure. This high CrO3(g) pressure is responsible for the thinning
of Cr2O3 scales by vapor losses during exposure to oxygen-rich environments.
3.1.3 Two-dimensional isothermal stability
diagrams
When a metal reacts with a gas containing more than one oxidant, a
number of different phases may form depending on both thermodynamic and kinetic considerations. Isothermal stability diagrams, usually
constructed with the logarithmic values of the activities or partial pressures of the two nonmetallic components as the coordinate axes, are useful in interpreting the condensed phases that can form. The
metal-sulfur-oxygen stability diagrams for iron, nickel, cobalt, and
chromium are shown in Figs. 3.3 to 3.6. One important assumption in
these diagrams is that all condensed species are at unit activity. This
assumption places important limitations on the use of the diagrams for
alloy systems.
3.2
Kinetic Principles
The first step in high-temperature oxidation is the adsorption of oxygen
on the surface of the metal, followed by oxide nucleation and the growth
230
Chapter Three
FeS2
0
FeS1+x
FeSO4
-10
Log pS2(g)
Fe2(SO4)3
Fe3O4
-20
Fe0.95O
Fe
-30
Fe2O3
-40
-50
-40
-30
-20
-10
0
10
Log pO2
Figure 3.3 Stability diagram of the Fe-S-O system at 870°C.
NiS2
Ni3S4
0
NiS
Ni3S2
Log pS2(g)
-10
NiSO4
-20
NiO
Ni
-30
-40
-50
-40
-30
-20
Log pO2
Figure 3.4 Stability diagram of the Ni-S-O system at 870°C.
-10
0
10
High-Temperature Corrosion
231
0
Co3S4
CoSO4
Log pS2(g)
-10
-20
CoO
Co
-30
Co3O4
-40
-50
-40
-30
-20
-10
0
10
Log pO2
Figure 3.5 Stability diagram of the Co-S-O system at 870°C.
0
Cr2S3
Cr2(SO4)3
CrS
Log pS2(g)
-10
Cr2O3
-20
Cr
-30
CrO2
-40
-50
-40
-30
-20
Log pO2
Figure 3.6
Stability diagram of the Cr-S-O system at 870°C.
-10
0
10
232
Chapter Three
of the oxide nuclei into a continuous oxide film covering the metal
substrate. Defects, such as microcracks, macrocracks, and porosity may
develop in the film as it thickens. Such defects tend to render an oxide
film nonprotective, because, in their presence, oxygen can easily reach
the metal substrate to cause further oxidation.
3.2.1
The Pilling-Bedworth relationship
The volume of the oxide formed, relative to the volume of the metal
consumed, is an important parameter in predicting the degree of protection provided by the oxide scale. If the oxide volume is relatively
low, tensile stresses can crack the oxide layers. Oxides, essentially representing brittle ceramics, are particularly susceptible to fracture and
cracking under such tensile stresses. If the oxide volume is very high,
stresses will be set up that can lead to a break in the adhesion between
the metal and oxide. For a high degree of protection, it can thus be
argued that the volume of the oxide formed should be similar to that
of the metal consumed. This argument is the basis for the PillingBedworth ratio:
Wd
volume of oxide produced
PB
nDw
volume of metal consumed
where W molecular weight of oxide
D density of the oxide
n number of metal atoms in the oxide molecule
d density of the metal
w atomic weight of the metal
PB ratios slightly greater than 1 could be expected to indicate “optimal” protection, with modest compressive stresses generated in the
oxide layer. Table 3.5 provides the PB ratio of a few metal/oxide systems.4 In practice, it has been found that PB ratios are generally poor
predictors of the actual protective properties of scales. Some of the reasons advanced for deviations from the PB rule include8
■
Some oxides actually grow at the oxide-air interface, as opposed to
the metal-oxide interface.
■
Specimen and component geometries can affect the stress distribution in the oxide films.
■
Continuous oxide films are observed even if PB 1.
■
Cracks and fissures in oxide layers can be “self-healing” as oxidation
progresses.
■
Oxide porosity is not accurately predicted by the PB parameter.
High-Temperature Corrosion
233
TABLE 3.5 Oxide-Metal Volume
Ratios of Some Common Metals
Oxide
Oxide/metal
volume ratio
K2O
MgO
Na2O
Al2O3
ThO2
ZrO2
Cu2O
NiO
FeO (on -Fe)
TiO2
CoO
Cr2O3
Fe3O4 (on -Fe)
Fe2O3 (on -Fe)
Ta2O5
Nb2O5
V2O5
WoO3
0.45
0.81
0.97
1.28
1.30
1.56
1.64
1.65
1.68
1.70–1.78
1.86
2.07
2.10
2.14
2.50
2.68
3.19
3.30
■
Oxides may be highly volatile at high temperatures, leading to nonprotective properties, even if predicted otherwise by the PB parameter.
3.2.2
Micromechanisms and rate laws
On the submolecular level, metal oxides contain defects, in the sense that their composition deviates from their
ideal stoichiometric chemical formulas. By nature of the defects
found in their ionic lattices, they can be subdivided into three categories:8
Oxide microstructures.
A p-type metal-deficit oxide contains metal cation vacancies. Cations
diffuse in the lattice by exchange with these vacancies. Charge neutrality in the lattice is maintained by the presence of electron holes
or metal cations of higher than average positive charge. Current is
passed by positively charged electron holes.
An n-type cation interstitial metal-excess oxide contains interstitial
cations, in addition to the cations in the crystal lattice. Charge neutrality is established through an excess of negative conduction electrons, which provide for electrical conductivity.
An n-type anion vacancy oxide contains oxygen anion vacancies in
the crystal lattice. Current is passed by electrons, which are present
in excess to establish charge neutrality.
234
Chapter Three
Electrochemical nature of oxidation reactions. High-temperature oxida-
tion reactions proceed by an electrochemical mechanism, with some
similarities to aqueous corrosion. For example, the reaction
M
1
2
O2 → MO
proceeds by two basic separate reactions:
M → M2 2e (anodic reaction)
and
1
2
O2 2e → O2 (cathodic reaction)
The growth of an n-type cation interstitial oxide at the oxide-gas
interface is illustrated in Fig. 3.7. Interstitial metal cations are liberated at the metal-oxide interface and migrate through the interstices
of the oxide to the oxide-gas interface. Conduction band electrons also
migrate to the oxide-gas interface, where oxide growth takes place. For
the n-type anion vacancy oxide, film growth tends to occur at the metal-oxide interface, as shown in Fig. 3.8. Conduction band electrons
migrate to the oxide-gas interface, where the cathodic reaction occurs.
The oxygen anions produced at this interface migrate through the
oxide lattice by exchange with anion vacancies. The metal cations are
provided by the anodic reaction at the metal-oxide interface.
In the case of the p-type metal deficit oxides, metal cations produced
by the anodic reaction at the metal-oxide interface migrate to the
oxide-gas interface by exchange with cation vacancies. Electron charge
is effectively transferred to the oxide-gas interface by the movement of
electron holes in the opposite direction (toward the metal-oxide interface). The cathodic reaction and oxide growth thus tend to occur at the
oxide-gas interface (Fig. 3.9).
The important influence of the diffusion of defects (excess cations,
cation vacancies, or anion vacancies) through the oxide film on oxidation rates should be apparent from Figs. 3.7 to 3.9. Conduction electrons (or electron holes) are much more mobile compared to these
larger defects and therefore are not important in controlling the reaction rates. For example, if nickel oxide (NiO) is considered as a p-type
metal deficient oxide, the oxidation rate of nickel depends on the diffusion rate of cation vacancies. If this oxide is doped with Cr3 impurity ions, the number of cation vacancies increases to maintain charge
neutrality. A higher oxidation rate is thus to be expected in the presence of these impurities. By this mechanism, a nickel alloy containing
a few percentages of chromium does indeed oxidize more rapidly than
pure nickel.9 From these considerations, a clearer picture of require-
High-Temperature Corrosion
235
Gas
1/2O2 + 2e-
O2-
O2- + M2+
MO
Oxide
e-
Metal Substrate
M2+
M2+ + 2e-
M
Figure 3.7 Schematic description of the growth of a cation interstitial n-type oxide occur-
ring at an oxide-gas interface.
Gas
1/2O2 + 2e-
O2O2-
Oxide
e
M
-
M2+ + 2e-
anion
vacancies
O2- + M2+
MO
Metal Substrate
Figure 3.8 Film growth of an n-type anion vacancy oxide occurring at a metal-oxide
interface.
ments for protective oxides has emerged. Oxide film properties imparting high degrees of protection include
■
Good film adherence to the metal substrate
■
High melting point
■
Resistance to evaporation (low vapor pressure)
236
Chapter Three
Gas
O2-
1/2O2 + 2e-
M2+
O2- + M2+
MO
M3+ + ecation
vacancies
electron
holes
Oxide
M3+ + eM
M2+
e-
M2+
M2+ + 2e-
Metal Substrate
Figure 3.9 Schematic description of a cathodic reaction and oxide growth occurring at
the oxide-gas interface.
■
Thermal expansion coefficient similar to that of the metal
■
High temperature plasticity
■
Low electrical conductivity
■
Low diffusion coefficients for metal cations and oxygen anions
Three basic kinetic laws have been used to characterize the oxidation rates of pure metals. It is important to bear in
mind that these laws are based on relatively simple oxidation models.
Practical oxidation problems usually involve alloys and considerably
more complicated oxidation mechanisms and scale properties than
considered in these simple analyses.
Basic kinetic models.
The parabolic rate law [Eq. (3.12)] assumes that the
diffusion of metal cations or oxygen anions is the rate controlling step
and is derived from Fick’s first law of diffusion. The concentrations of
diffusing species at the oxide-metal and oxide-gas interfaces are
assumed to be constant. The diffusivity of the oxide layer is also
assumed to be invariant. This assumption implies that the oxide layer
has to be uniform, continuous, and of the single phase type. Strictly
speaking, even for pure metals, this assumption is rarely valid. The
rate constant, kp, changes with temperature according to an
Arrhenius-type relationship.
Parabolic rate law.
x2 kpt x0
(3.12)
where x = oxide film thickness (or mass gain due to oxidation, which
is proportional to oxide film thickness)
High-Temperature Corrosion
237
t = time
kp = the rate constant (directly proportional to diffusivity of ionic
species that is rate controlling)
x0 = constant
The logarithmic rate law [Eq. (3.13)] is a following
empirical relationship, which has no fundamental underlying mechanism. This law is mainly applicable to thin oxide layers formed at relatively low temperatures and therefore is rarely applicable to
high-temperature engineering problems.
Logarithmic rate law.
x ke log(ct b)
(3.13)
where ke rate constant and c and b are constants.
The linear rate law [Eq. (3.14)] is
also an empirical relationship that is applicable to the formation and
buildup of a nonprotective oxide layer:
Linear rate law and catastrophic oxidation.
x kLt
(3.14)
where kL rate constant.
It is usually to be expected that the oxidation rate will decrease with
time (parabolic behavior), due to an increasing oxide thickness acting
as a stronger diffusion barrier with time. In the linear rate law, this
effect is not applicable, due to the formation of highly porous, poorly
adherent, or cracked nonprotective oxide layers. Clearly, the linear
rate law is highly undesirable.
Metals with linear oxidation kinetics at a certain temperature have
a tendency to undergo so-called catastrophic oxidation (also referred
to as breakaway corrosion) at higher temperatures. In this case, a
rapid exothermic reaction occurs on the surface, which increases the
surface temperature and the reaction rate even further. Metals that
may undergo extremely rapid catastrophic oxidation include molybdenum, tungsten, osmium, rhenium, and vanadium, associated with
volatile oxide formation.9 In the case of magnesium, ignition of the
metal may even occur. The formation of low-melting-point oxidation
products (eutectics) on the surface has also been associated with catastrophic oxidation. The presence of vanadium and lead oxide
contamination in gases deserves special mention because they pose a
risk to inducing extremely high oxidation rates.
3.3 Practical High-Temperature Corrosion
Problems
The oxidation rate laws described above are simple models derived from
the behavior of pure metals. In contrast, practical high-temperature corrosion problems are much more complex and involve the use of alloys.
For practical problems, both the corrosive environment and the high-
238
Chapter Three
temperature corrosion mechanism(s) have to be understood. In the
introduction, it was pointed out that several high-temperature corrosion
mechanisms exist. Although considerable data is available from the literature for high-temperature corrosion in air and low-sulfur flue gases
and for some other common refinery and petrochemical environments,
small variations in the composition of a process stream or in operating
conditions can cause markedly different corrosion rates. Therefore, the
most reliable basis for material selection is operating experience from
similar plants and environments or from pilot plant evaluation.10
There are several ways of measuring the extent of high-temperature
corrosion attack. Measurement of weight change per unit area in a
given time has been a popular procedure. However, the weight
change/area information is not directly related to the thickness (penetration) of corroded metal, which is often needed in assessing the
strength of equipment components. Corrosion is best reported in penetration units, which indicate the sound metal loss. A metallographic
technique to determine with relative precision the extent of damage is
illustrated in Fig. 3.10.11 The parameters shown in Fig. 3.10 relate to
cylindrical specimens and provide information about the load-bearing
section (metal loss) and on the extent of grain boundary attack that can
also affect structural integrity.
When considering specific alloys for high-temperature service, it is
imperative to consider other properties besides the corrosion resistance. It would be futile, for example, to select a stainless steel with
high-corrosion resistance for an application in which strength requirements could not be met. In general, austenitic stainless steels are substantially stronger than ferritic stainless steels at high temperatures,
as indicated by a comparison of stress rupture properties (Fig. 3.11)
and creep properties (Fig. 3.12).11 The various high-temperature corrosion mechanisms introduced earlier are described in more detail in
the following sections. The common names for the alloys mentioned in
these sections are listed in Table 3.6 with their Unified Numbering
System (UNS) alloy number, when available, and their generic type.
The composition of these alloys can be found in App. E.
3.3.1
Oxidation
Oxidation is generally described as the most commonly encountered
form of high-temperature corrosion. However, the oxidation process
itself is not always detrimental. In fact, most corrosion and heatresistant alloys rely on the formation of an oxide film to provide corrosion resistance. Chromium oxide (Cr2O3, chromia) is the most common
of such films. In many industrial corrosion problems, oxidation does not
occur in isolation; rather a combination of high-temperature corrosion
High-Temperature Corrosion
239
Massive
attack
D2
D
D1
Intergranular
attack
D = original diameter
D1 = diameter of apparently useful metal
D2 = diameter of metal unaffected by intergranular attack
Figure 3.10 Metallographic method of measuring hot corrosion attack.
mechanisms causes material degradation when contaminants (sulfur,
chlorine, vanadium, etc.) are present in the atmosphere. Strictly speaking, the oxidation process is only applicable to uncontaminated air and
clean combustion atmospheres.
For a given material, the operating temperature assumes a critical
role in determining the oxidation rate. As temperature is increased, the
rate of oxidation also increases. Sedriks has pointed out important differences in temperature limits between intermittent and continuous
service.11 It has been argued that thermal cycling in the former causes
cracking and spalling damage in protective oxide scales, resulting in
lower allowable operating temperatures. Some alloys’ behavior
(austenitic stainless steels) follows this argument, whereas others (ferritic stainless steels) actually behave in the opposite manner.11
Increased chromium content is the most common way of improving oxidation resistance.
240
Chapter Three
Stress (MPa)
150
100
Austenitic
50
Ferritic
550
650
750
Temperature (oC)
850
Figure 3.11 Ranges of rupture strength (rupture in 10,000 h) for typical fer-
ritic and austenitic stainless steels.
Apart from chromium, alloying additions used to enhance oxidation
resistance include aluminum, silicon, nickel, and some of the rare
earth metals. For oxidation resistance above 1200°C, alloys that rely
on protective Al2O3 (alumina) scale formation are to be preferred over
those forming chromia.12 Increasing the nickel content of the
austenitic stainless steels up to about 30%, can have a strong beneficial synergistic effect with chromium.
Fundamental metallurgical considerations impose limits on the
amount of alloying additions that can be made in the design of engineering alloys. Apart from oxidation resistance, the mechanical prop-
High-Temperature Corrosion
241
200
Stress (MPa)
150
Ferritic
Austenitic
100
50
400
500
600
700
800
Temperature ( oC)
Figure 3.12 Ranges of creep strength (1% in 10,000 h) for typical ferritic and
austenitic stainless steels.
erties must be considered together with processing and manufacturing
characteristics. Metallurgical phases that can result in severe embrittlement (such as sigma, Laves, and Chi phases) tend to form in highly
alloyed materials during high-temperature exposure. In the presence
of embrittling metallurgical phases, the ductility and toughness at
room temperature are extremely poor. A practical example of such
problems involves the collapse of the internal heat-resisting lining of a
cement kiln. Few commercial alloys contain more than 30% chromium.
Silicon is usually limited to 2% and aluminum to less than 4% in
wrought alloys. Yttrium, cerium, and the other rare earth elements
are usually added only as a fraction of a percent.10
242
Chapter Three
TABLE 3.6 Common Names and UNS Alloy Number of Alloys Used in HighTemperature Applications (Compositions Given in App. E)
Common name
UNS alloy number
6
25
188
214
230
263
304
310
316
330
333
410
430
446
556
600
601
617
625
718
825
2205
1Cr-0.5Mo
2.25Cr-1Mo
253 MA
5Cr-0.5Mo
6B
800 H
9Cr-1Mo
ACI HK
Alloy 150(UMCo-50)
Alloy HR-120
Alloy HR-160
Carbon Steel
Copper
Incoloy DS
Incoloy 801
Incoloy 803
Inconel 602
Inconel 671
Multimet
Nickel
René 41
RA330
S
Waspaloy
X
R30016
R30605
R30188
N07214
N06230
N07041
S30400
S31000
S31600
S33000
N06333
S41000
S43000
S44600
R30556
N06600
N06601
N06617
N06625
N07718
N08825
S31803
K11597
K21590
S30815
K41545
R30016
N08810
S50400
J94224
G10200
C11000
R30155
N02270
N08330
N06635
N06002
Generic family
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Austenitic stainless steel
Austenitic stainless steel
Austenitic stainless steel
Austenitic stainless steel
Ni-, Ni-Fe-, Co-base alloy
Martensitic stainless steel
Ferritic stainless steel
Ferritic stainless steel
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Duplex stainless steellex
Steel
Steel
Austenitic stainless steel
Steel
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Steel
Cast SS
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Steel
Copper
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
Ni-, Ni-Fe-, Co-base alloy
High-Temperature Corrosion
243
100
Carbon steel
10
Penetration (mm)
9Cr 1 Mo
Nickel
S41000
1
S30400
S31000
0.1
Alloy 800 H
Alloy 617
0.01
0.001
0.01
0.1
1
PO2 (atma)
Figure 3.13 Effect of oxygen partial pressure upon metal penetration of some common
alloys by oxidation after exposure for 1 year at 930°C.
An interesting approach to circumvent the above problems of bulk
alloying is the use of surface alloying. In this approach, a highly
alloyed (and highly oxidation resistant) surface layer is produced,
whereas the substrate has a conventional composition and metallurgical properties. Bayer has described the formation of a surface alloy
244
Chapter Three
10
Carbon steel
9Cr 1 Mo
Penetration (mm)
1
0.1
Alloy 800 H
Nickel
S31000
S30400
S41000
0.01
Alloy 617
0.001
550
600
650
700
750
800
850
900
950
1000
1050
Temperature (°C)
Figure 3.14 Effect of temperature upon metal penetration of some common alloys by oxi-
dation after exposure for 1 year to air.
containing as much as 50% aluminum, by using a pack cementation
vapor aluminum diffusion process.13 The vapor aluminum-diffused
surface layer is hard and brittle, but the bulk substrate retains the
properties of conventional steels.
Extensive testing of alloys has shown that many alloys establish
parabolic time dependence after a minimum time of 1000 h in air at tem-
High-Temperature Corrosion
245
peratures above 900°C. If the surface corrosion product (scale) is
removed or cracked so that the underlying metal is exposed to the gas,
the rate of oxidation is faster. The influence of O2 partial pressure on oxidation above 900°C is specific to each alloy, as illustrated for some common alloys in Fig. 3.13. Most alloys do not show a strong influence of the
O2 concentration upon the total penetration. Alloys such as Alloy HR120, and Alloy 214 even exhibit slower oxidation rates as the O2 concentration increases. These alloys are rich in Cr or Al, whose oxides are
stabilized by increasing O2 levels. Alloys, which generally exhibit
increased oxidation rates as the O2 concentration increase, are S30400,
S41000, and S44600 stainless steels and 9Cr-1Mo, Incoloy DS, alloys
617, and 253MA. These alloys tend to form poor oxide scales.2
Most alloys tend to have increasing penetration rates with increasing temperature for all oxygen concentrations. Some exceptions are
alloys with 1 to 4% Al such as alloy 214. These alloys require higher
temperatures to form Al2O3 as the dominant surface oxide, which
grows more slowly than the Cr2O3 that dominates at lower temperatures. Figure 3.14 summarizes oxidation after 1 year for some common
alloys exposed to air.2
The alloy composition can influence metal penetration occurring by
subsurface oxidation along grain boundaries and within the alloy
grains, as schematically shown in Fig. 3.15.2 Most of the commercial
heat-resistant alloys are based upon combinations of Fe-Ni-Cr. These
alloys show about 80 to 95% of the total penetration as subsurface oxidation. Some alloys change in how much of the total penetration
occurs by subsurface oxidation as time passes, until long-term behavior is established, even though the corrosion product morphologies
may remain constant. Alloys vary greatly in the extent of surface scaling and subsurface oxidation. Tests were conducted in flowing air at
980, 1095, 1150, and 1250°C for 1008 h. The results of these tests, in
terms of metal loss and average metal affected (metal loss and internal penetration), are presented in Table 3.7.1
3.3.2
Sulfidation
Sulfidation is a common high-temperature corrosion-failure mechanism. As the name implies, it is related to the presence of contamination
by sulfur compounds. When examining this form of damage microscopically, a “front” of sulfidation is often seen to penetrate into the affected
alloy. Localized pitting-type attack is also possible. A distinction can be
made between sulfidation in gaseous environments and corrosion in the
presence of salt deposits on corroding surfaces. Only the former is considered in this section; the latter is included in the section on salt and
ash deposit corrosion. Lai has divided gaseous environments associated
with sulfidation into the following three categories:12
TABLE 3.7
Results of 1008-h Static Oxidation Tests on Iron, Nickel, and Cobalt Alloys in Flowing Air at
Different Temperatures
Alloy
214
601
600
230
S
617
333
X
671
625
Waspaloy
R-41
263
188
25
150
6B
556
Multimet
800H
RA330
S31000
S31600
S30400
S44600
980
Loss,
Affected,
mm
mm
0.0025
0.013
0.0075
0.0075
0.005
0.0075
0.0075
0.0075
0.0229
0.0075
0.0152
0.0178
0.0178
0.005
0.01
0.01
0.01
0.01
0.01
0.023
0.01
0.01
0.315
0.14
0.033
0.005
0.033
0.023
0.018
0.013
0.033
0.025
0.023
0.043
0.018
0.079
0.122
0.145
0.015
0.018
0.025
0.025
0.028
0.033
0.046
0.11
0.028
0.36
0.21
0.058
Temperature, °C
1095
1150
Loss,
Affected,
Loss,
Affected,
mm
mm
mm
mm
0.0025
0.03
0.028
0.013
3.01
3.015
0.025
0.038
0.038
0.084
0.036
0.086
0.089
0.01
0.23
0.058
0.35
0.025
0.226
0.14
0.02
0.025
1.7
0.69
0.33
0.0025
0.067
0.041
0.033
0.033
0.046
0.058
0.069
0.061
0.12
0.14
0.30
0.36
0.033
0.26
0.097
0.39
0.067
0.29
0.19
0.17
0.058
1.7
0.69
0.37
0.005
0.061
0.043
0.058
0.025
0.028
0.05
0.11
0.066
0.41
0.079
0.21
0.18
0.18
0.43
0.68
0.94
0.24
1.2
0.19
0.041
0.075
2.7
0.6
0.55
0.0075
0.135
0.074
0.086
0.043
0.086
0.1
0.147
0.099
0.46
0.33
0.44
0.41
0.2
0.49
0.68
0.94
0.29
1.2
0.23
0.22
0.11
2.7
0.6
0.55
Loss,
mm
1250
Affected,
mm
0.005
0.11
0.13
0.11
0.81
0.27
0.18
0.9
0.086
1.2
0.40
0.73
0.91
0.55
0.96
1.17
0.94
3.8
3.7
0.29
0.096
0.2
3.57
1.7
0.59
0.018
0.19
0.21
0.20
0.81
0.32
0.45
0.9
0.42
1.2
0.40
0.73
0.91
0.55
0.96
1.17
0.94
3.8
3.7
0.35
0.21
0.26
3.57
1.73
0.59
High-Temperature Corrosion
247
External scale
Total
penetration
Internal
penetration
Internal corrosion
products
Corroded
grain boundaries
Uncorroded
alloy
Figure 3.15 Schematic view of total penetration measurement for a typical corrosion
product morphology.
■
Hydrogen-hydrogen sulfide mixtures or sulfur vapor of a highly
reducing nature
■
Moderately reducing mixed gas environments that contain mixtures
of hydrogen, water, carbon dioxide, carbon monoxide, and hydrogen
sulfide
■
Sulfur dioxide-containing atmospheres
In the first category, sulfides rather than protective chromia are thermodynamically stable. Hydrogen-hydrogen sulfide mixtures are found in
catalytic reformers in oil refining operations. Organic sulfur compounds
such as mercaptans, polysulfides, and thiophenes, as well as elemental
sulfur, contaminate practically all crude oils in various concentrations
and are partially converted to hydrogen sulfide in refining operations.
Hydrogen sulfide in the presence of hydrogen becomes extremely corrosive above 260 to 288°C. Sulfidation problems may also be encountered
at lower temperatures. Increased temperatures and higher hydrogen
sulfide contents generally lead to higher degradation rates.
For catalytic reforming, the 18Cr-8Ni austenitic stainless steels
grades are considered to be adequately resistant to sulfidation. The
248
Chapter Three
use of stabilized grades is advisable. Some sensitization is unavoidable
if exposure in the sensitizing temperature range is continuous or long
term. Stainless equipment subjected to such exposure and to sulfidation corrosion should be treated with a 2% soda ash solution or an
ammonia solution immediately upon shutdown to avoid the formation
of polythionic acid, which can cause severe intergranular corrosion
and stress cracking.10 Vessels for high-pressure hydrotreating and other heavy crude fraction upgrading processes (e.g., hydrocracking) are
usually constructed of one of the Cr-Mo alloys. To control sulfidation,
they are internally clad with one of the 300 series austenitic stainless
steels. In contrast, piping, heat exchangers, valves, and other components exposed to high-temperature hydrogen-hydrogen sulfide environments are usually entirely constructed out of these austenitic
stainless alloys. Figure 3.16 illustrates the corrosion behavior of
austenitic steels as a function of hydrogen concentration and temperature.11 In some designs alloy 800H has been used for piping and headers. In others, centrifugally cast HF-modified piping has been used.10
The effects of temperature and H2S concentration upon sulfidation
of alloys often used in oil refining services are shown in Figs. 3.17 to
3.21, which represent the metal losses expected after 1 year of exposure (note the decreasing corrosion penetration scale in Figs. 3.18 to
3.20). The carbon steel line, in Fig. 3.17, stops for lower concentrations
of H2S because FeS is not stable and the steel does not corrode in such
environment.2 Increasing the temperature and H2S concentration
increases the sulfidation rate. It is typical that a temperature increase
of 55°C will double the sulfidation rate, whereas increasing the H2S
concentration by a factor of 10 may be needed to double the sulfidation
rate. Therefore, changes of H2S concentration are generally less significant than temperature variations.
Increasing the Cr content of the alloy greatly slows the sulfidation,
as seen in progression from 9Cr-1Mo, S41000, S30400, 800H, 825, and
625 (Fig. 3.21). The ranges of H2S concentration represented in these
figures span the low H2S range of catalytic reformers to the high H2S
concentrations expected in modern hydrotreaters. A summary of maximum allowable temperatures that will limit the extent of metal loss
by sulfidation to less than 0.25 mm is shown in Table 3.8 for several
gas compositions of H2S-H2 at a pressure of 34 atm, which is similar to
hydrotreating in an oil refinery.2 The maximum allowable temperatures for alloys exposed to different gas pressures and compositions
can be evaluated with this information.
In the second category, the presence of oxidizing gases such as H2O
(steam) or CO2 slow the sulfidation rate below that expected if only the
H2S-H2 concentrations were considered. This can be important because
gases, which are thought to contain only H2S-H2, often also contain
some H2O. For example, a gas, which has been well mixed and equili-
High-Temperature Corrosion
249
10.00
Lines of constant
corrosion rates (in mm • y-1)
0.51
0.38
0.25
0.18
0.13
0.10
0.076
0.051
Hydrogen Sulfide (%)
1.00
0.025
0.10
0.01
250
300
350
400
450
500
550
600
650
700
750
Temperature (°C)
Figure 3.16 Effect of temperature and hydrogen sulfide concentration on corrosion rates
of austenitic stainless steels for exposure longer than 150 h.
brated with water at room temperature, may contain up to 2% water
vapor in the gas. Sulfidation rate predictions based only upon the
H2S-H2 concentrations may overestimate the rate of metal loss. The
precise mechanism of how H2O slows sulfidation by H2S is still unclear,
although numerous studies have confirmed this effect. This slowed corrosion rate is sometimes called sulfidation/oxidation because it repre-
250
Chapter Three
10
Carbon steel
1
9Cr 1 Mo
Penetration (mm)
S4100
0.1
Alloy 800 H
S30400
0.01
Alloy 625
0.001
0.0001
0.001
Alloy 825
0.01
0.1
P H2S (atm)
Figure 3.17 Effect of H2S partial pressure upon sulfidation corrosion after 1 year in H2H2S gases at 34 atm and 540°C.
sents a transition between the rapid corrosion of sulfidation and the
slow corrosion of oxidation of alloyed metals containing either Cr or Al.2
Atmospheres high in sulfur dioxide are encountered in sulfur furnaces, where sulfur is combusted in air for manufacturing sulfuric
acid. Lower levels of sulfur dioxide are encountered in flue gases when
fossil fuels contaminated with sulfur species are combusted. It has
High-Temperature Corrosion
251
5.0
4.5
4.0
3.5
3.0
2.5
100 ppm H2S
2.0
10 ppm H2S
1.5
1 ppm H2S
1.0
0.5
0.0
260
310
360
410
460
510
Temperature (°C)
Figure 3.18 Effect of temperature upon sulfidation corrosion of 9Cr-1Mo after 1 year in
H2-H2S gases at 34 atm.
been pointed out that relatively little corrosion data exist for engineering alloys in these atmospheres.12 Beneficial effects (retardation of
sulfidation) of chromium alloying additions and higher oxygen levels
in the atmosphere have been noted.
A tricky situation can arise when designing equipment that
requires resistance for variable times of exposure to multiple envi-
252
Chapter Three
4.0
3.5
3.0
Penetration (mm)
2.5
2.0
1.5
100 ppm H2S
10 ppm H2S
1 ppm H2S
1.0
0.5
0.0
260
310
360
410
460
510
Temperature (°C)
Figure 3.19 Effect of temperature upon sulfidation corrosion of S41000 after 1 year in
H2-H2S gases at 34 atm.
ronments such as oxidizing and sulfidizing conditions. If oxidation
times dominate significantly over sulfidation, it may be prudent to
select a high-nickel, high-chromium alloy. Alloys such as HR-120,
HR-160, 602CA, or 45TM belong to this category. If sulfidation dominates, low-nickel, high-iron, high-chromium alloys are more appro-
High-Temperature Corrosion
253
0.5
0.5
0.4
Penetration (mm)
0.4
0.3
0.3
100 ppm H2S
0.2
0.2
10 ppm H2S
1 ppm H2S
0.1
0.1
0.0
260
310
360
410
460
510
Temperature (°C)
Figure 3.20 Effect of temperature upon sulfidation corrosion of S30400 after 1 year in
H2-H2S gases at 34 atm.
priate. Increasing the concentration of H2S tends to increase the sulfidation rate of alloys.2
High Ni alloys (greater than 35% Ni) used either as base metals or
as welding filler metals are a special concern in sulfidation conditions.
Sulfidation of high Ni alloys can be especially rapid and yield corrosion
254
Chapter Three
10.000
1.000
9 Cr 1 Mo
Penetration (mm)
S41000
Alloy 800H
0.100
S30400
0.010
Alloy 825
Alloy 625
0.001
370
420
470
520
570
620
Temperature (°C)
Figure 3.21 Effect of temperature upon sulfidation corrosion after 1 year in H2-H2S gas-
es containing 1% H2S (vol) at 34 atm.
rates greater than 2.5 mmy1 if the temperature exceeds 630°C,
which is the melting point of a potential corrosion product that forms
as a mixture of Ni and nickel sulfide. A reasonable approach for high
Ni alloys is that they should not be used in sulfidation conditions when
metal temperatures will approach or exceed 630°C. High Ni alloys
High-Temperature Corrosion
255
with high Cr levels (such as alloys 625 or 825) can be very suitable
with low corrosion rates at lower temperatures.2
Alloys that have high concentrations of cobalt are some of the commercially available alloys that are most resistant to sulfidation at temperatures in excess of 630°C. The superior resistance of the
cobalt-containing alloys is a result of the higher melting point of the
sulfide corrosion products that form on these alloys, as compared to
the lower melting points of iron and nickel sulfides. Examples of
cobalt-containing alloys, which find application in high-temperature
equipment, are alloys 617, HR-160, 6, 188, and Multimet.2
3.3.3
Carburization
Carburization can occur when metals are exposed to carbon monoxide,
methane, ethane, or other hydrocarbons at elevated temperatures.
Carbon from the environment combines primarily with chromium but
also with any other carbide formers (Nb, W, Mo, Ti, etc.) present in the
alloy to form internal carbides. Carbides formed in the microstructure
can be complex in composition and structure and can be found to precipitate on the grain boundaries or inside the grains. The main undesirable effect of carbide formation is embrittlement and reduced
ductility at temperatures up to 482 to 538°C. By tying up chromium in
the form of stable chromium-rich carbides, carburization also reduces
oxidation resistance. Creep strength may also be adversely affected,
and internal stresses can arise from the volume increase associated
with the carbon uptake and carbide formation. This internal pressure
represents additional stress superimposed on operational stresses.
Localized bulging, or even cracking, of carburized components is
indicative of high internal stress levels that can be generated.
Carburization damage is mainly associated with high-temperature
exposure to carbon dioxide, methane, and other hydrocarbons. Heattreating equipment used for gas carburization (surface hardening) of
steels is also vulnerable. An insidious aspect of carburization is its
nonuniform nature. Just as for other forms of localized corrosion, it is
extremely difficult to predict and model localized carburization damage. As a rule of thumb, carburization problems only occur at temperatures above 815°C, because of unfavorable kinetics at lower
temperatures. Carburization is therefore not a common occurrence in
most refining operations because of the relatively low tube temperatures of most refinery-fired heaters.
Carburization is more common in the petrochemical industry. A
notable problem area has been the radiant and shield sections of ethylene cracking furnaces, due to high tube temperatures up to 1150°C.
Apart from temperature, an increase in carbon potential of the gas mix
is responsible for a higher severity of damage. High carbon potentials
256
Chapter Three
TABLE 3.8 Sulfidation Corrosion Temperatures
Corresponding to a Maximum Metal Loss of 0.25 mm
after 1 Year in H2S-H2 Gases at 34 atm Gas Pressure
Maximum allowable temperature, °C
Alloy/H2S
concentration
0.001%
0.01%
0.1%
1%
10%
Nickel
Carbon Steel
9Cr-1Mo
S41000
800 H
430
S30400
825
625
718
395
430
505
570
580
760
880
930
760
760
360
415
445
500
575
680
790
630
630
630
340
405
395
440
575
615
700
630
630
630
310
400
350
390
575
555
625
630
630
630
295
390
310
345
575
500
565
630
630
630
are associated with the ethane, propane, naphtha, and other hydrocarbons as reactants that are cracked. Carburization has been identified as the most frequent failure mechanism of ethylene furnace tubes.
Experience has indicated that the severity of carburization damage in
ethylene cracking is process dependent. Some important factors identified include the following:
■
Steam dilution, which tends to decrease the rate of damage
■
The use of lighter feeds versus heavier feeds, the former having a
higher carbon potential
■
The frequency and nature of decoking operations; decoking is
thought to be a major contributor to carburization damage
Less severe and frequent carburization damage has been reported in
reforming operations and in other processes handling hydrocarbon
streams or certain ratios of CO/CO2/H2 gas mixtures at high temperature.10 As in the case of oxidation and sulfidation, chromium is considered to impart the greatest resistance to carburization.11 Other
beneficial elements include nickel, silicon, columbium, titanium, tungsten, aluminum, and molybdenum. The most important characteristic
of a successful alloy is its ability to form and maintain a stable, protective oxide film. Aluminum and silicon alloying additions can contribute positively to this requirement. Unfortunately, the addition of
aluminum or silicon to the heat-resistant alloys in quantities to develop full protection involves metallurgical trade-offs in strength, ductility, and/or weldability. Considering fabrication requirements and
mechanical properties, viable alloys are generally restricted to about 2
percent of either element. This is helpful but not a total solution.
High-Temperature Corrosion
257
The tubes of ethylene-cracking furnaces were originally largely
manufactured out of the cast HK-40 alloy (Fe-25Cr-20Ni). Since the
mid-1980s, more resistant HP alloys have been introduced, but carburization problems have not been eliminated, probably due to more
severe operating conditions in the form of higher temperatures. Some
operators have implemented a 35Cr-45Ni cast alloy, with various additions, to combat these conditions. For short residence-time furnaces
with small tubes, wrought alloys including HK4M and HPM, Alloy
803, and Alloy 800H have been used. Other wrought alloys (e.g., 85H
and HR-160, both with high silicon) have been applied to combat carburization of trays, retorts, and other components used in carburizing
heat treatments. However, their limited fabricability precludes broad
use in the refining or petrochemical industry.10
Carburization causes the normally nonmagnetic wrought and cast
heat-resistant alloys to become magnetic. The resulting magnetic permeability provides a methodology for monitoring the extent of carburization damage. Measurement devices range from simple hand-held
magnets to advanced multifrequency eddy current instruments.
Carburization patterns can also reveal uneven temperature distributions that might otherwise have gone undetected. Most alloys tend to
have more carburization penetration with increasing temperatures.
Figure 3.22 summarizes carburization after 1 year for some common
alloys exposed to solid carbon and 200 ppm H2S.2
The time dependence of carburization has been commonly reported
to be parabolic. Removal or cracking of any surface carbide scale will
tend to increase the rate of carburization. One thousand hours may be
required to establish the time dependence expected for long-term service. Carburization data are properly used when the time dependence
is considered. Increasing the concentration of H2S tends to slow the
carburization rate of alloys. Figure 3.23 shows the effect for several
alloys widely used in petrochemical equipment. The effect of H2S is to
slow decomposition of the CH4, which adsorbs onto the metal surface,
thus slowing the rate of carburization. Increasing concentrations will
slow carburization until the concentrations become high enough to
cause sulfidation to become the dominant corrosion mechanism. The
conditions for the initiation of sulfidation depend upon the alloy and
gas compositions.2
High Ni alloys used either as base or welding filler metals are often
used to resist carburizing conditions. Ni slows the diffusion of carbon
in alloys, which is important because carburization is essentially a corrosion mechanism limited by the rate of carbon diffusion in the alloy.
However, carburization of high Ni alloys can be especially rapid and
yield rates greater than 2.5 mmy1, if the temperature exceeds 980°C.
258
Chapter Three
10.0
9.0
8.0
ACI HK
7.0
ACI HP Nb
Penetration (mm)
Alloy 800H
6.0
5.0
4.0
3.0
2.0
1.0
0.0
820
870
920
970
1020
1070
Temperature (°C)
Figure 3.22 Effect of temperature upon carburization of several alloys exposed to solid
carbon and 200 ppm H2S at 1 atm.
3.3.4
Metal dusting
Metal dusting is related to carburization and has been reported in similar industries. In this form of degradation, the corrosion products
appear as fine powders (hence the term dusting) consisting of carbides,
oxide, and graphite (soot). The morphology of attack can be localized
High-Temperature Corrosion
259
10.0
9.0
8.0
ACI HK
7.0
ACI HP Nb
Penetration (mm)
Alloy 800H
6.0
5.0
4.0
3.0
2.0
1.0
0.0
-5.00
-4.80
-4.60
-4.40
-4.20
-4.00
-3.80
-3.60
-3.40
-3.20 -3.00
Log (P H2S, atm)
Figure 3.23 Effect of H2S partial pressure upon carburization of several alloys exposed
to solid carbon and 200 ppm H2S at 982°C.
pitting or relatively uniform damage. The underlying alloy may or may
not display evidence of carburization in the microstructure. Metal
dusting is manifested at lower temperatures than carburization, typically between 425 and 815°C. Maximum rates of metal dusting damage are considered to occur around 650 to 730°C.
260
Chapter Three
Metal dusting is usually associated with gas streams rich in carbon
monoxide and hydrogen. Prediction and modeling of metal dusting are
difficult, and little relevant quantitative data is available for engineering alloys to assist designers. It appears that most stainless steels
and heat-resistant alloys can be attacked and that the rate of damage
can be extremely high. The mechanisms of metal dusting attack are
not understood. One remedial measure is adjusting the gas composition by reducing the CO partial pressure.10
3.3.5
Nitridation
Nitridation usually occurs when carbon, low-alloy, and stainless steels
are exposed to an ammonia-bearing environment at elevated temperatures. The production of ammonia, nitric acid, melamine, and nylon
generate such conditions. Nitridation can also result from nitrogen
atmospheres, especially under reducing conditions and high temperatures. There are many parallels to carburization; nitridation occurs
when chromium and other elements combine with nitrogen to form
embrittling nitrides in the microstructure.
Although stainless steels may have adequate resistance, high-nickel
alloys tend to be more resistant. Increasing nickel and cobalt contents
are also considered to be beneficial. However, pure nickel has shown
poor resistance. Alloy 600, with 72% nickel, is often used in the heattreating industry and occasionally in refining and petrochemical applications involving ammonia at temperatures above 340°C. Economics
and its lower strength, compared with Alloy 800H and cast-modified
HP, have limited its applications in the latter industries.
3.3.6
Gaseous halogen corrosion
The corrosive effect of halogen on passivating alloys is well known in
aqueous media. Chlorides and fluorides also contribute to high-temperature corrosion by interfering with the formation of protective oxides or
breaking them down if already formed. The main reason for the reduced
corrosion resistance in the presence of halogens is the formation of
volatile corrosion products that are nonprotective. The melting points,
boiling points, and temperature at which the vapor pressure reaches 104
atm of selected metal chlorides is presented in Table 3.9.12 The high
volatility and relatively low melting points of these chloride species
should be noted. Clearly these properties are not conducive to establishing an effective diffusion barrier on the corroding alloy surfaces.
In refining operations, chlorides most commonly enter the process
operations as salt water or brine. Organic chlorides find their way into
crude feed. These are not removed in the desalters but are generally
removed in the distillation process. Chlorides can enter the down-
High-Temperature Corrosion
261
TABLE 3.9 Melting Points, Temperatures at Which Chloride Vapor Pressure
Reaches 104 atm and Boiling Points of Various Chlorides
Chlorides
FeCl2
FeCl3
NiCl2
CoCl2
CrCl2
CrCl3
CrO2Cl2
CuCl
MoCl5
WCl5
WCl6
TiCl2
TiCl3
TiCl4
AlCl3
SiCl4
MnCl2
ZrCl4
NbCl5
NbCl4
TaCl5
HfCl4
CCl4
NaCl
KCl
LiCl
MgCl2
CaCl2
BaCl2
ZnCl2
PbCl2
Melting point,
°C
676
303
1030
740
820
1150
95
430
194
240
280
1025
730
23
193
70
652
483
205
216
434
24
801
772
610
714
772
962
318
498
Temperature at 104 atm,
°C
536
167
607
587
741
611
387
58
72
11
921
454
38
76
87
607
146
239
80
132
80
742
706
665
663
1039
349
484
Boiling point, °C
1026
319
987
1025
1300
945
117
1690
268
337
750
137
58
1190
250
455
240
77
1465
1407
1382
1418
2000
1830
732
954
stream processes. Fluoride contamination is usually the result of
blending streams from an alkylation operation. This downstream contamination cannot spill over to petrochemical facilities that take feed
from these sources. Halogen contamination during shipment and storage are also of concern to petrochemical facilities.10 Chlorination
processes are used to produce certain metals, as well as in nickel
extraction. Calcining operations used in the production of certain rare
earth metals and for producing ceramic ferrites for permanent magnets are also associated with high-temperature chlorine-containing
environments.
In high-temperature chlorine atmospheres chromium and nickel
additions to iron are both regarded as beneficial. Stainless steels are
therefore more resistant than the lower-alloyed steels. Austenitic
262
Chapter Three
stainless steels tend to outperform the ferritic grades (at equivalent
chromium levels). Nickel and nickel-based alloys are widely used
under such conditions. The high-nickel alloys are significantly more
resistant than the stainless steels to chlorine but not to fluorine, which
is more soluble in nickel. When both chlorine and oxygen are present
in the environment, essentially a competing situation arises between
the formation of stable oxide and volatile chloride species. Therefore,
the degradation rate can fluctuate between parabolic, linear, and
hybrid behavior. Molybdenum and tungsten alloying additions are
considered highly undesirable in such service environments due to the
formation of highly volatile oxychlorides (Table 3.9). Aluminum additions are regarded as beneficial, due to the formation of a protective
alumina scale at high temperatures.
3.3.7
Fuel ash and salt deposits
In many industrial applications, the surfaces undergoing hightemperature corrosion are not clean; rather, surface deposits of ash
and/or salt form on the components. Chemical reactions between
these deposits and the protective surface oxide can lead to destruction of the oxide and rapid corrosive attack. In gas turbines, oxidized
sulfur contaminants in fuel and sodium chloride from ingested air
(marine atmospheres) tend to react to form sulfates that are subsequently deposited on surfaces. The presence of sodium sulfate, potassium sulfate, and calcium sulfate together with magnesium chloride
has been reported in such deposits for compressor-stage components.14 Sodium sulfate is usually regarded as the dominant component of the salt deposits. The detailed mechanisms of hot corrosion
have been described by Rapp and Zhang.15 Hot corrosion is generally
considered to occur in the temperature range of 800 to 950°C,
although attack at lower temperatures has also been reported.
Testing has indicated that in commercial nickel- and cobalt-based
alloys, chromium additions play an important role in limiting this type
of damage. Alloys with less than 15% of chromium as alloying addition
are considered highly vulnerable to attack.
Refinery heaters and boilers that are fired with low-grade fuels may
be vulnerable to corrosion damage, especially if vanadium, sulfur, and
sodium contaminants are present at high levels. Vanadium pentoxide
and sodium sulfate deposits assume an important role in this type of
corrosion damage. The melting point of one of these mixed compound
deposits (Na2SO4-V2O5) can be as low as 630°C, at which point catastrophic corrosion can set in. In these severe operating conditions the
use of special high-chromium alloys is required. A 50Ni-50Cr alloy has
been recommended over the use of 25Cr-12Ni and 25Cr-20Ni alloys for
High-Temperature Corrosion
263
hangers, tube sheets, and other supports. Ash and salt deposit corrosion is also a problem area in fireside corrosion of waste incinerators,
in calcining operations, and in flue gas streams.
3.3.8
Corrosion by molten salts
Corrosion damage from molten salts can occur in a wide variety of
materials and by different mechanisms. It has been pointed out that
although many studies have been performed, quantitative data for
materials selection and performance prediction are rarely available.16
Molten salt corrosion is usually applicable to materials retaining the
molten salt, as used in heat treating, solar and nuclear energy systems, batteries, fuel cells, and extractive metallurgical processes.
Some factors that can make molten salts extremely corrosive include
the following:
■
By acting as fluxes, molten salts destabilize protective oxide layers
(on a microscopic scale, this effect contributes toward fuel ash corrosion described above).
■
High temperatures are typically involved.
■
Molten salts are generally good solvents, preventing the precipitation of protective surface deposits.
■
Direct chemical reaction between the containment material and the
salt.
■
The presence of noble metal ions in the molten salt, more noble than
the containment material itself.
3.3.9
Corrosion in liquid metals
Corrosion in liquid metals is applicable to metals and alloy processing,
metals production, liquid metal coolants in nuclear and solar power
generation, other nuclear breeding applications, heat sinks in automotive and aircraft valves, and brazing operations. Corrosion damage
to containment materials is usually the concern. Again, practical
design and performance data are extremely limited. In materials
selection several possible corrosion mechanisms need to be considered.
The most severe problems arise at high temperatures and aggressive
melts. Molten steel is typically regarded as a nonaggressive melt,
whereas molten lithium is much more corrosive. A brief description of
degradation mechanisms follows.17 Practical problems are complicated
by the fact that several of these forms can occur simultaneously. In
fact, opposing actions may be required for individual effects that act in
combination.
264
Chapter Three
Corrosion reactions can occur by a simple dissolution mechanism,
whereby the containment material dissolves in the melt without any
impurity effects. Material dissolved in a hot zone may be redeposited in
a colder area, possibly compounding the corrosion problem by additional plugging and blockages where deposition has taken place.
Dissolution damage may be of a localized nature, for example, by selective dealloying. The second corrosion mechanism is one of reactions
involving interstitial (or impurity) elements (carbon, oxygen, etc.) in
the melt or containment material. Two further subforms are corrosion
product formation and elemental transfer. In the former the liquid metal is directly involved in corrosion product formation. In the latter the
liquid metal does not react directly with the containment alloy; rather,
interstitial elements are transferred to, from, or across the liquid.
Alloying refers to the formation of reaction products on the containment material, when atoms other than impurities or interstitials of
the liquid metal and containment material react. This effect can sometimes be used to produce a corrosion-resistant layer, separating the
liquid metal from the containment (for example, aluminum added to
molten lithium contained by steel). Lastly, liquid metal can attack
ceramics by reduction reactions. Removal of the nonmetallic element
from such solids by the melt will clearly destroy their structural
integrity. Molten lithium poses a high risk for reducing ceramic materials (oxides).
3.3.10 Compilation and use of corrosion
data
A large compilation of corrosion data for metals and alloys in hightemperature gases has been created and is publicly available. The
Alloy Selection System for Elevated Temperatures (ASSET) software
is based on data compilation representing millions of exposure hours
of 70 commercial alloys exposed to industrial environments. The data
compilation has been developed and organized to allow prediction of
sound metal thickness losses by several corrosion mechanisms at
high temperatures as functions of gas composition, temperature,
time, and alloy type. Several charts and tables have been prepared
as examples of predicted metal losses of alloys corroding in standard
conditions for several corrosion mechanisms expected in high-temperature gases.2 The equations, which correlate the corrosion measurements with exposure conditions and the data, are stored in
databases. The corrosion mechanisms for which corrosion predictions
can be made are
■
Sulfidation
■
Sulfidation/oxidation
High-Temperature Corrosion
■
Isothermal oxidation
■
Carburization
265
The software uses the composition of the alloy and the corrosive
environment information such as gas composition, temperature, and
gas pressure to calculate the stable corrosion products and the equilibrium gas composition for a given combination of alloy and exposure
conditions. These computations use the Equilib program from
F*A*C*T, a Gibbs’ free energy minimization program.18 The calculations can be used to determine the proximity of the corrosive gas to
equilibrium by comparing the calculated equilibrium gas composition
to the real gas composition in the process equipment. Thermochemical
characteristics such as the oxygen and sulfur partial pressure, and
carbon activity of the environment, which determine corrosion product
stability, are also provided by the calculation and retained for subsequent use. The software also assists the user identify the likely corrosion mechanism, by knowing the stable corrosion products that tend to
form at the corrosion product/corrosive gas interface, the alloy in question, and the partial pressures of oxygen and sulfur. Alloys with different compositions in the same exposure conditions may exhibit
different stable corrosion products and therefore undergo different corrosion mechanisms.
References
1. Lai, G. Y., High Temperature Corrosion of Engineering Alloys, Materials Park, Ohio,
American Society for Metals, 1990.
2. John, R. C., Compilation and Use of Corrosion Data for Alloys in Various HighTemperature Gases, Corrosion 99 Paper 99073, 1999. Houston, Tex., NACE
International, 1999.
3. Gaskell, D. R., Introduction to Metallurgical Thermodynamics, New York, McGrawHill, 1981.
4. Birks, N., and Meier, G. H., Introduction to High Temperature Oxidation of Metals,
London, Edward Arnold, 1983.
5. Rapp, R. A., High Temperature Corrosion, Washington, D.C., The American
Chemical Society, 1980.
6. Gulbransen, E. A., and Jansson, S. A., Thermochemical Considerations of High
Temperature Gas-Solid Reactions, in Belton, G. R., and Worrell, W. F. (eds.),
Heterogeneous Kinetics at Elevated Temperatures, New York, Plenum Press, 1970,
pp. 34–46.
7. Roine, A., Outokumpu HSC Chemistry for Windows (3.0), Finland, Outokumpu
Research Oy, 1997.
8. Jones, D. A., Principles and Prevention of Corrosion, Upper Saddle River, N.J.,
Prentice Hall, 1996.
9. Fontana, M. G., Corrosion Engineering, New York, McGraw Hill, 1986.
10. Tillack, D. J., and Guthrie, J. E., Wrought and Cast Heat-Resistant Stainless Steels
and Nickel Alloys for the Refining and Petrochemical Industries, NiDI Technical
Series 10071, Toronto, Canada, Nickel Development Institute, 1992.
11. Sedriks, A. J., Corrosion of Stainless Steels, New York, John Wiley, 1979.
12. Lai, G. Y., High-Temperature Corrosion: Issues in Alloy Selection, Journal of
Materials, 43:11, 54–60 (1991).
266
Chapter Three
13. Bayer, G. T., Vapor Aluminum Diffused Steels for High-Temperature Corrosion
Resistance, Materials Performance, 34:34–38 (1995).
14. Bornstein, N. S., Reviewing Sulfidation Corrosion—Yesterday and Today, Journal of
Materials 37–39 (1996).
15. Rapp, R. A., and Zhang, Y. S., Hot Corrosion of Materials: Fundamental Studies,
Journal of Materials 47–55 (1994).
16. Koger, J. W., Fundamentals of Hrigh-Temperature Corrosion in Molten Salts, in
Metals Handbook: Corrosion, Metals Park, ASM International, 1987, pp. 50–55.
17. Tortorelli, P. F., Fundamentals of High-Temperature Corrosion in Liquid Metals, in
Metals Handbook: Corrosion, Metals Park, ASM International, 1987, pp. 56–60.
18. Bale, C. W., Pelton, A. D., and Thompson, W. T., Facility for the Analysis of Chemical
Thermodynamics
(F*A*C*T)
(2.1),
1996,
Montreal,
Canada,
Ecole
Polytechnique/McGill University.
Chapter
4
Modeling, Life Prediction, and
Computer Applications
4.1 Introduction
267
4.2
268
Modeling and Life Prediction
4.2.1
The bottom-up approach
268
4.2.2
The-top down approach
277
4.2.3
Toward a universal model of materials failure
4.3
Applications of Artificial Intelligence
4.3.1
Expert systems
306
4.3.2
Neural networks
318
4.3.3
Case-based reasoning
321
4.4
Computer-Based Training or Learning
322
4.5
The Internet and the Web
324
References
4.1
291
303
326
Introduction
Predictive modeling and statistical process control have become integral components of the modern science and engineering of complex
systems. The massive introduction of computers in the workplace has
also drastically changed the importance of these machines in daily
operations. Computers play important roles in data acquisition in laboratory and field environments, data processing and analysis, data
searching, and data presentation in understandable and useful formats. Computers also assist engineers in transforming data into
usable and relevant information.
The connectivity of computers to the outside world through the
Internet and the Web has opened up tremendous channels of communication that never existed before. This chapter covers a variety of topics related to modeling of corrosion processes, from fundamental
expressions to pragmatic models, and to applications of computers
such as expert systems and computer-based training.
267
268
4.2
Chapter Four
Modeling and Life Prediction
The complexity of engineering systems is growing steadily with the
introduction of advanced materials and modern protective methods.
This increasing technical complexity is paralleled by an increasing
awareness of the risks, hazards, and liabilities related to the operation
of engineering systems. However, the increasing cost of replacing
equipment is forcing people and organizations to extend the useful life
of their systems. The prediction of damage caused by environmental
factors remains a serious challenge during the handling of real-life
problems or the training of adequate personnel. Mechanical forces,
which normally have little effect on the general corrosion of metals,
can act in synergy with operating environments to provide localized
mechanisms that can cause sudden failures.
Models of materials degradation processes have been developed for a
multitude of situations using a great variety of methodologies. For scientists and engineers who are developing materials, models have
become an essential benchmarking element for the selection and life
prediction associated with the introduction of new materials or processes. In fact, models are, in this context, an accepted method of representing current understandings of reality. For systems managers, the
corrosion performance or underperformance of materials has a very different meaning. In the context of life-cycle management, corrosion is
only one element of the whole picture, and the main difficulty with corrosion knowledge is to bring it to the system management level. This
chapter is divided into three main sections that illustrate how corrosion
information is produced, managed, and transformed.
4.2.1
The bottom-up approach
Scientific models can take many shapes and forms, but they all seek to
characterize response variables through relationships with appropriate
factors. Traditional models can be divided into two main categories:
mathematical or theoretical models and statistical or empirical models.1
Mathematical models have the common characteristic that the response
and predictor variables are assumed to be free of specification error and
measurement uncertainty.2 Statistical models, on the other hand, are
derived from data that are subject to various types of specification,
observation, experimental, and/or measurement errors. In general
terms, mathematical models can guide investigations, and statistical
models are used to represent the results of these investigations.
Some specific situations lend themselves to the
development of useful mechanistic models that can account for
the principal features governing corrosion processes. These models are
Mathematical models.
Modeling, Life Prediction, and Computer Applications
269
most naturally expressed in terms of differential equations or another
nonexplicit form of mathematics. However, modern developments in
computing facilities and in mathematical theories of nonlinear and
chaotic behaviors have made it possible to cope with relatively complex
problems. A mechanistic model has the following advantages:3
■
It contributes to our understanding of the phenomenon under study.
■
It usually provides a better basis for extrapolation.
■
It tends to be parsimonious, i.e., frugal, in the use of parameters and
to provide better estimates of the response.
The modern progress in understanding corrosion phenomena and controlling the impact of corrosion damage was greatly accelerated when
the thermodynamic and kinetic behavior of metallic materials was
made explicit in what became known as E-pH or Pourbaix diagrams
(thermodynamics) and mixed-potential or Evans diagrams (kinetics).
These two models, both established in the 1950s, have become the basis
for most of the mechanistic studies carried out since then.
The multidisciplinary nature of corrosion science is reflected in the
multitude of approaches to explaining and modeling fundamental corrosion processes that have been proposed. The following list gives
some scientific disciplines with examples of modeling efforts that one
can find in the literature:
■
Surface science. Atomistic model of passive films
■
Physical chemistry. Adsorption behavior of corrosion inhibitors
■
Quantum mechanics.
■
Solid-state physics. Scaling properties associated with hot corrosion
■
Water chemistry. Control model of inhibitors and antiscaling agents
■
Boundary-element mathematics. Cathodic protection
Design tool for organic inhibitors
The following examples illustrate the applications of computational
mathematics to modeling some fundamental corrosion behavior that
can affect a wide range of design and material conditions.
Many mathematical models have
been developed to simulate processes such as the initiation and propagation of crevice corrosion as a function of external electrolyte composition and potential. Such models are deemed to be quite important for
predicting the behavior of otherwise benign situations that can progress
into aggravating corrosion processes. One such model was published
recently with a review of earlier efforts to model crevice corrosion.4 The
model presented in that paper was applied to several experimental data
A numerical model of crevice corrosion.
270
Chapter Four
sets, including crevice corrosion initiation on stainless steel and active
corrosion of iron in several electrolytes. The model was said to break
new ground by
■
Using equations for moderately concentrated solutions and including individual ion-activity coefficients. Transport by chemical potential gradients was used rather than equations for dilute solutions.
■
Being capable of handling passive corrosion, active corrosion, and
active/passive transitions in transient systems.
■
Being generic and permitting the evaluation of the importance of different species, chemical reactions, metals, and types of kinetics at
the metal/solution interface.
Solution of the model for a particular problem requires specification
of the chemical species considered, their respective possible reactions,
supporting thermodynamic data, grid geometry, and kinetics at the
metal/solution interface. The simulation domain is then broken into a
set of calculation nodes, as shown in Fig. 4.1; these nodes can be
spaced more closely where gradients are highest. Fundamental equations describing the many aspects of chemical interactions and species
movement are finally made discrete in readily computable forms.
During the computer simulation, the equations for the chemical
reactions occurring at each node are solved separately, on the assumption that the characteristic times of these reactions are much shorter
than those of the mass transport or other corrosion processes. At the
end of each time step, the resulting aqueous solution composition at
each node is solved to equilibrium by a call to an equilibrium solver
that searches for minima in Gibbs energy. The model was tested by
yyyyy
;;;;;
;;;;;
yyyyy
;;;;;
yyyyy
Nodal interface
node
∆x
x
g
j=m
j=4
j=3
L
Figure 4.1 Schematic of crevice model geometry.
j=2
j=1
Modeling, Life Prediction, and Computer Applications
271
comparing its output with the results of several experiments with
three systems:
■
Crevice corrosion of UNS 30400 stainless steel in a pH neutral chloride solution
■
Crevice corrosion of iron in various electrolyte solutions
■
Crevice corrosion of iron in sulfuric acid
Comparison of modeled and experimental data for these three systems gave agreement ranging from approximate to very good.
Surface modifications occurring during the degradation of a metallic material can greatly influence the
subsequent behavior of the material. These modifications can also
affect the electrochemical response of the material when it is submitted to a voltage or current perturbation during electrochemical testing,
for example. Models based on fractal and chaos mathematics have
been developed to describe complex shapes and structures and explain
many phenomena encountered in science and engineering.5 These
models have been applied to different fields of materials engineering,
including corrosion studies. Fractal models have, for example, been
used to explain the frequency dependence of a surface response to
probing by electrochemical impedance spectroscopy (EIS)6 and, more
recently, to explain some of the features observed in the electrochemical
noise generated by corroding surfaces.7
In an experiment designed to reveal surface features, a sample of
rolled aluminum 2024 sheet (dimensions 100 40 4 mm) was placed
in a 250-mL beaker in such a way that it was immersed in aerated 3%
NaCl solution to a level about 30 mm from the top of the specimen.8
The effect of aeration created a “splash zone” over the portion of the
surface that was not immersed. During the course of exposure, a portion of the immersed region in the center of the upward-facing surface
became covered with gas bubbles and suffered a higher level of attack
than the rest of the immersed surface. After 24 h, the plate was
removed from the solution. Figure 4.2 shows the specimen and the
areas where the surface profiles were measured in diagrammatic form.
Surface profile measurements were made by means of a Rank Taylor
Hobson Form Talysurf with a 0.2-m diamond-tip probe in all the various planes and directions in these planes, i.e., LT, TL, LS, SL, ST, and
TS. The instrument created a line scan of a real surface by pulling the
probe across a predefined part of the surface at a fixed scan rate of 1
mm/s. All traces were of length 8 mm, generating 32,000 points with a
sampling rate of 0.25 m per point, except for the SL and ST directions, which, because of the plate thickness, were limited to 2-mm
A fractal model of corroding surfaces.
272
Chapter Four
Spray
Zone
Pitted - dark color
a
Pitted - light color
b
e
Light pitted
f
Immersed
Heavy pitting
to general
corrosion:
'scar'
c
d
LT
SL
g
ST
Figure 4.2 Diagram of Al sheet specimen with locations
of corroded zones.
traces or 8000 points. The manufacturer’s software for the Talysurf
instrument was capable of generating more than 20 surface profile
parameters. In this study, two parameters, Ra and Rt, were retained.
Ra, the roughness average, described the average deviation from a
mean line, whereas Rt described the distance from the deepest pit to
the highest peak of the profile, an index which was taken as an engineering “worst-case” parameter for pitting severity.
The corrosion found on the plate varied considerably from area to
area. The region of the plate beneath the gas bubbles was found to be
particularly corroded, with a very high concentration of pits. Across the
remainder of the immersed upward-facing surface, pitting was scattered. The splash zone of the surface above the electrolyte was also badly
pitted. On the sides, the pits had a geometry and orientation which conformed to the expected grain structure of the rolled material. In all cases, changes noted in traditional Talysurf parameters were consistent
with expectations. The severity of the corrosion was indicated by an
increase in Ra and Rt, and the profiles obtained gave good general indications of the degree of pitting and the size of pits. There was an approximately tenfold increase in Ra and Rt between the freshly polished
Modeling, Life Prediction, and Computer Applications
273
surface (reference data in Table 4.1) and the heavily corroded profiles
such as a, b, e, and g on Fig. 4.2.
All profiles measured and analyzed with the Talysurf equipment were
also analyzed with the rescaled range (R/S) analysis technique. The R/S
technique, which can provide a direct evaluation of the fractal dimension
of a signal, was derived from one of the most useful mathematical models for analyzing time-series data, proposed a few years ago by
Mandelbrot and van Ness.9 A detailed description of the R/S technique
[in which R or R(t,s) stands for the sequential range of the data-point
increments for a given lag s and time t, and S or S(t,s) stands for the
square root of the sample sequential variance] can be found in Fan et
al.10 Hurst11 and, later, Mandelbrot and Wallis12 have proposed that the
ratio R(t,s)/S(t,s), also called the rescaled range, was itself a random function with a scaling property described by relation (4.1), in which the scaling behavior of a signal is characterized by the Hurst exponent (H), also
called the scaling parameter, which can vary over the range 0 H 1.
R (t,s)
∝ sH
S (t,s)
(4.1)
It has additionally been shown13 that the local fractal dimension D
of a signal is related to H through Eq. (4.2), which makes it possible to
characterize the fractal dimension of a given time series by calculating
the slope of an R/S plot.
D2H
0H1
(4.2)
Examining the data in Table 4.1, it is apparent that the ground,
uncorroded surfaces exhibited behavior close to that of a brownian profile, for which the fractal dimension D equals 1.5. The corroded areas
with the biggest reduction in D were those with the most pitting, i.e.,
traces a, b, and e, all of which occurred in the spray zone above the
water. The reduction in fractal dimension at the fine-texture resolution
TABLE 4.1 Calculated Surface Parameters for Regions Identified on
Fig. 4.2
Plane
Long transverse (LT)
Short longitudinal (SL)
Short transverse (ST)
Zone
Ra, m
Rt, m
D
Reference*
a
b
c
d
e
f
g
0.14
1.12
1.36
0.48
0.71
1.59
0.84
1.01
2.95
17.6
20.0
8.82
12.8
15.7
14.9
17.6
1.45
1.27
1.27
1.36
1.42
1.23
1.30
1.35
*Average reference trace measured before corrosion exposure.
274
Chapter Four
of the Talysurf, from about 1.5 to about 1.2, would indicate a “smoothing,” which might be explained by a greater loss of mass from the peaks
than from the valleys of the profiles.
The correlation coefficients between the fractal dimension and the
surface parameters presented in Table 4.1 were calculated to be 0.89
for Ra and 0.76 for Rt. This would indicate that the fractal dimension
is slightly better related to a short-range descriptor or an average
quantity such as Ra than to a longer-range descriptor or a worst-case
distance quantity such as Rt. R/S analysis can provide a direct method
for determining the fractal dimension of surface profiles measured
with commercial equipment. Such analysis was helpful in shedding a
new light on the real nature of the microscopic transformations occurring during the corrosion of aluminum.
Statistical models. Frequently, the mechanism underlying a process is
not understood sufficiently well or is simply too complicated to allow
an exact model to be formulated from theory. In such circumstances, an
empirical model may be useful. The degree of complexity that should be
incorporated in an empirical model can seldom be assessed in the first
phase of designing the model. The most popular approach is to start by
considering the simplest model with a limited set of variables, then
increase the complexity of the model as evidence is collected.
Statistical assessment of time to failure is a basic topic in reliability engineering for which many mathematical tools have been developed. Evans, who also pioneered the mixed-potential theory to explain
basic corrosion kinetics (see Chap. 1, Aqueous Corrosion), launched
the concept of corrosion probability in relation to localized corrosion.
According to Evans, an exact knowledge of the corrosion rate was less
important than ascertaining the statistical risk of its initiation.14
Pitting is, of course, only one of the many forms of localized corrosion,
and the same argument can be extended to any form of corrosion in
which the mechanisms controlling the initiation phase differ from
those controlling the propagation phase. The following examples
illustrate the applications of empirical modeling in two areas of high
criticality.
Engineers concerned with soil corrosion of underground steel piping are aware that the maximum pit
depth found on a buried structure is somehow related to the percentage
of the structure inspected. Finding the deepest actual pit requires a
detailed inspection of the whole structure, and as the percentage of the
structure inspected decreases, so does the probability of finding the
deepest actual pit. A number of statistical transformations to quantify
the distributions in pitting variables have been proposed. Gumbel is
given the credit for the original development of extreme value statistics
(EVS) for the characterization of pit depth distribution.15
Pitting corrosion in oil and gas operations.
Modeling, Life Prediction, and Computer Applications
275
The EVS procedure is to measure maximum pit depths on several
replicate specimens that have pitted, then arrange the pit depth values in order of increasing rank. The Gumbel distribution, expressed
in Eq. (4.3), where and
are the location and scale parameters,
respectively, can then be used to characterize the data set and estimate the extreme pit depth that possibly can affect the system from
which the data were initially produced.
冤
冢
x
F (x) exp exp
冣冥
(4.3)
In reality, there are three types of extreme value distributions:16
■
Type 1. exp[exp (x)], or the Gumbel distribution
■
Type 2. exp(xk), the Cauchy distribution
■
Type 3. exp[( x)k], the Weibull distribution
where x is a random variable and k and are constants.
To determine which of these three distributions best fits a specific
data set, a goodness-of-fit test is required. The chi-square test or the
Kolmogorov-Simirnov test has often been used for this purpose. A simpler graphical procedure using a generalized extreme value distribution with a shape factor dependent on the type of distribution is also
possible. There are two expressions for the generalized extreme value
distribution, Eq. (4.4) when kx (
uk) and k 0,
冢
x u1/k
F(x) exp 1 k
冣
(4.4)
and Eq. (4.5) when x u and k 0,
冢
xu
F(x) exp exp
冣
(4.5)
EVS were put to work on real systems in the oil and gas industries
on several occasions for two main reasons. The first reason was the
critical nature of many operations associated with the transport of gas
and other petroleum products, and the second was the predictability of
localized corrosion of steel, the main material used by the oil and gas
industry.
Meany has, for example, reported four detailed cases in which
extreme value distribution proved to be an adequate representation of
corrosion problems:17
For underground piping
■ In a cathodic protection feasibility study
■ For the evaluation of a gas distribution system
276
Chapter Four
For power plant condenser tubing
■ During the assessment of stainless steel tube leaks
■ During the assessment of Cu-Ni tube pitting performance
In another study, data from water injection pipeline systems and
from the published literature were used to simulate the sample functions of pit growth on metal surfaces.18 This study, by Sheikh et al.,
concluded that
■
Maximum pit depths were adequately characterized by extreme value distribution.
■
Corrosion rates for water injection systems could be modeled by a
gaussian distribution.
■
An exponential pipeline leak growth model was appropriate for all
operation regimes.
A more recent publication reported the development of a risk model to
identify the probability that unacceptable downhole corrosion could
occur as a gas reservoir was depleted.19 Integration of reservoir simulation data, tubing hydraulics calculations for the downhole wellbore environments, and corrosion pit distribution provided the framework for the
risk model. Multiparameter regression showed that the ratio of the volume of liquid water to the volume of liquid hydrocarbon on the tubing
walls had a significant influence on corrosion behavior in that field.
Using EVS fits for field workover corrosion logging and also laboratory
data, a series of extreme value equations with the best fits (r2 0.95)
was assembled and plotted collectively. It was shown that EVS provided
a good representation of the distribution of corrosion pit depths.
A validity analysis of the risk model with a 95 percent corrosion
probability indicated at least an 80 percent confidence level for the
prediction. Life expectancy calculations using the corrosion risk model provided the basis for the development of an optimized corrosion
management strategy to minimize the impact of corrosion on gas deliverability as the reservoir was depleted.
The regulations pertaining to the geologic disposal of high-level nuclear waste in the United States and
Canada require that the radionuclides remain substantially contained
within the waste package for 300 to 1000 years after permanent closure of the repository. The current concept of a waste package involves
the insertion of spent fuel bundles inside a container, which is then
placed in a deep borehole, either vertically or horizontally, with a small
air gap between the container and the borehole. For vitrified wastes, a
pour canister inside the outer container acts as an additional barrier.
Currently, no other barrier is being planned, making the successful
performance of the container material crucial to fulfilling the containment requirements over long periods of time.
Failure of nuclear waste containers.
Modeling, Life Prediction, and Computer Applications
277
Provided that no failures occur as a result of mechanical effects, the
main factor limiting the survival of these containers is expected to be
corrosion caused by the groundwater to which they would be exposed.
Two general classes of container materials have been studied internationally: corrosion-allowance and corrosion-resistant materials.
Corrosion-allowance materials have a measurable general corrosion
rate but are not susceptible to localized corrosion. By contrast, corrosionresistant materials are expected to have very low general corrosion
rates because of the presence of a protective surface oxide film. However,
they may be susceptible to localized corrosion damage.
A model developed to predict the failure of Grade 2 titanium was
recently published in the open literature.20 Two major corrosion modes
were included in the model: failure by crevice corrosion and failure by
hydrogen-induced cracking (HIC). It was assumed that a small number of containers were defective and would fail within 50 years of
emplacement. The model was probabilistic in nature, and each modeling parameter was assigned a range of values, resulting in a distribution of corrosion rates and failure times. The crevice corrosion rate was
assumed to be dependent only on the properties of the material and
the temperature of the vault. Crevice corrosion was also assumed to
initiate rapidly on all containers and subsequently propagate without
repassivation. Failure by HIC was assumed to be inevitable once a
container temperature fell below 30°C. However, the concentration of
atomic hydrogen needed to render a container susceptible to HIC
would be achieved only very slowly, and the risk might even be negligible if that container had never been subject to crevice corrosion.
Figure 4.3 illustrates the thin-shell packed-particulate design chosen as a reference container for this study. The mathematical procedure to combine various probability functions and arrive at a
probability of failure of a hot container as a result of crevice corrosion
at a certain temperature is illustrated in Fig. 4.4. The failure rate due
to HIC was arbitrarily assumed to have a triangular distribution in
order to simplify the calculations, given that HIC is predicted to be
only a marginal failure mode under the burial conditions considered.
On the basis of these assumptions and the calculations described in
the full paper, it was predicted that 96.7 percent of all containers
would fail by crevice corrosion and the remainder by HIC. However,
only 0.137 percent of the total number of containers were predicted to
fail before 1000 years (0.1 percent by crevice corrosion and 0.037 percent by HIC), with the earliest failure after 300 years.
4.2.2
The top-down approach
The transformation of laboratory results into usable real-life functions for
service applications is almost impossible. In the best cases, laboratory
278
Chapter Four
0.65 m
Top head (6.35 mm thick)
Lifting ring
2.25 m
Fuel basket tube
Packed particulate
Titanium shell (6.35 mm thick)
Gas tungsten arc weld
Bottom head
0.63 m
Packed-particulate supported-shell container for
waste nuclear fuel bundles.
Figure 4.3
tests can provide a relative scale of merit in support of the selection of
materials to be exposed to specific conditions and environments. From an
engineering management standpoint, mapping of the parameters defining an operational envelope can reduce the need for exhaustive mechanistic models, since any potential problem should be avoidable by
controlling the conditions of its occurrence.
Some of the issues involved in deciding on a cost-effective method
for combating corrosion are generic to sound management of engineering systems. Others are specifically related to the impact of corrosion damage on system integrity and operating costs. In process
operations, where corrosion risks can be extremely high, costs are
often categorized by equipment type and managed as an asset loss
risk (Fig. 4.5).21 The quantification or ranking of risk, defined as the
Modeling, Life Prediction, and Computer Applications
279
Normal distribution in corrosion rates
(temperature dependent)
Corrosion rate sampled
from experimental data
p(rt )
srt
rt = 0
µrt
p(rN) drN = p(t) dt
rt
Skewed distribution in failure times
p(t) x normalization factor
p(t)
t = tr
Failure rate as a function of time
f
Fraction failed at time t
tr
∫0 fdt
t
tr
Figure 4.4 Procedure used to determine the failure rate of hot containers as a
function of time.
product of the probability and consequences of specific events, should
dictate the preferential order in which inspection and maintenance
are performed. By referring to Fig. 4.5, the operations department of
a process plant should adjust the maintenance schedule, considering
the decreasing attention given to piping, reactors, tanks, and process
towers. Similar logic applies to all industries. The following examples
will illustrate how these considerations are manifested in practice
and how corrosion information is integrated into efficient management systems.
Fault tree analysis
(FTA) is the process of reviewing and analytically examining a system
A fault tree for the risk assessment of gas pipeline.
280
Chapter Four
$70
Reactors
$60
Process towers
Piping
$50
Tanks
$40
$30
Marine vessel
Pumps, compressors
Process drums
$20
Heat exchanger
Heaters-boilers
$10
$0
5
10
15
20
25
30
Figure 4.5 Asset loss risk as a function of equipment type.
or equipment in such a way as to emphasize the lower-level fault
occurrences which directly or indirectly contribute to a major fault or
undesired event. The value of performing FTA is that by developing
the lower-level failure mechanisms necessary to produce higher-level
occurrences, a total overview of the system is achieved. Once completed, the fault tree allows an engineer to fully evaluate a system’s safety
or reliability by altering the various lower-level attributes of the tree.
Through this type of modeling, a number of variables may be visualized in a cost-effective manner.
A fault tree is a diagrammatic representation of the relationship
between component-level failures and a system-level undesired event.
A fault tree depicts how component-level failures propagate through
the system to cause a system-level failure. The component-level failures are called the terminal events, primary events, or basic events of
the fault tree. The system-level undesired event is called the top event
of the fault tree. Figure 4.6 presents, in graphical form, the tree and
gate symbols most commonly used in the construction of fault trees.22
A brief description of these symbols is given in the following list:
■
Fault event (rectangle).
■
Conditional event (ellipse). A specific condition or restriction
applied to a logic gate (mostly used with an inhibit gate).
A system-level fault or undesired event.
Modeling, Life Prediction, and Computer Applications
281
Event
Conditional
Fault
Basic
Undeveloped
Transfer
In
Out
Gate
AND
OR
Inhibit
Figure 4.6 Fault tree symbols for gates, transfers, and events.
■
Basic event (circle). The lowest event examined which has the
capability of causing a fault to occur.
■
Undeveloped event (diamond). A failure which is at the lowest level
of examination in the fault tree, but which can be further expanded.
■
Transfer (triangle). The transfer function is used to signify a connection between two or more sections of the fault tree.
■
AND gate. The output occurs only if all inputs exist. (Probabilities
of the inputs are multiplied, decreasing the resulting probability.)
■
OR gate. The output is true only if one or more of the input events
occur. (Probabilities of the inputs are added, increasing the resulting
probability.)
■
Inhibit gate (hexagon). One input is a lower fault event and the
other input is a conditional qualifier or accelerator [direct effect as a
decreasing (1) or increasing factor (1)].
The FTA methodology was adopted by Nova Corp., a major natural gas transport and processing company in Canada, for the risk
282
Chapter Four
assessment of its 18,000-km gas pipeline network.23 FTA is normally
performed for the review and analytical examination of systems or
equipment to emphasize the lower-level fault occurrences, and the
results of the FTA calculations are regularly validated with inspection results. These results are also used to schedule maintenance
operations, conduct surveys, and plan research and development
efforts.
Figures 4.7 and 4.8 illustrate respectively the SCC branch and the
uniform corrosion branch of the Nova Corp. pipeline outage FTA system. Each element of the branches in Figs. 4.7 and 4.8, which are part
of a larger tree that estimates the overall probability of pipeline failure, contains numeric probability information related to technical and
historical data for each segment of the 18,000-km pipeline.
The Maintenance Steering Group (MSG) system. The aircraft industry and
its controlling agencies have developed another top-down approach to
represent potential failures of aircraft components. The Maintenance
Steering Group (MSG) system has evolved from many years of corporate
knowledge. The first generation of formal air carrier maintenance programs was based on the belief that each part on an aircraft required
periodic overhaul. As experience was gained, it became apparent that
some components did not require as much attention as others, and new
methods of maintenance control were developed. Condition monitoring
was thus introduced into the decision logic of the initial Maintenance
Steering Group document (MSG-1) and applied to Boeing 747 aircraft.
The MSG system has now evolved considerably. The experience
gained with MSG-1 was used to update the decision logic and create
a more universal document that is applicable to other aircraft and
powerplants.24 When applied to a particular aircraft type, the MSG-2
logic would produce a list of maintenance significant items (MSIs), to
each of which one or more process categories would be applied, such
as “hard time,” “on-condition,” and/or “reliability control.”
The most recent update to the system was initiated in 1980. The
resultant MSG-3 system has the same basic philosophy as MSG-1 and
MSG-2, but prescribes a different approach to the assignment of maintenance requirements. Instead of the process categories typical of MSG1 and MSG-2, the MSG-3 logic identifies maintenance requirements.
The processes, tasks, and intervals arrived at with MSG can be used by
operators as the basis for their initial maintenance program. In 1991,
industry and regulatory authorities began working together to provide
additional enhancements to MSG-3. As a result of these efforts,
Revision 2 was submitted to the Federal Aviation Administration (FAA)
in September 1993 and accepted a few weeks later. Major enhancements include
Modeling, Life Prediction, and Computer Applications
Pipeline Outage
(SCC)
Hydrogen Induced
Cracking
SCC
Initiation
SCC
Conditions
Under Coating
Pipe
Susceptible
to SCC
Peened
Operating
Stress >
Threshold
Stress
Disbondment
Supporting SCC
Groundwater
Critical
Composition
Coating
DI-Electric Strength
Coating
Disbondment
Coating Type
Age
Location
Average Leak
Frequency
SCC Outage
Figure 4.7 Fault tree for natural gas pipeline outage caused by SCC.
283
284
Chapter Four
Pipeline Outage
(Corrosion)
Corrosion Leak
Probability Factor
Probability of Pipe at
Operating Pressure
Probability of Severe
and Active Corrosion
Probability of
Corrosion
Damage at Failure
Dimension
Probability
of Corrosion
Occurring
Cathodic Protection
Deficiency
Electrolyte
Present
Probability of
Coating Defect <
Rupture Length
Probability of
Penetration before
Critical Length
Pipeline Exposed
to Environment
Pipe Size
Inadequate
C.P. Potential
Cathodic
Protection
Shielded
Coating
Disbonded
Coating
Improperly
Installed
Figure 4.8 Fault tree for natural gas pipeline outage caused by general corrosion.
Modeling, Life Prediction, and Computer Applications
285
■
Expansion of the systems/powerplant definition of inspection
■
Guidelines for the development of a corrosion prevention and control
program (CPCP)
■
Increased awareness of the requirements of aging aircraft
■
Extensive revision of the structure logic
The MSG-3 structure analysis begins with the development of a
complete breakdown of the aircraft systems, down to the component
level. All structural items are then classified as either structure significant items (SSIs) or other structure. An item is classified as an SSI
on the basis of consideration of the consequences of failure and the
likelihood of failure, along with material, protection, and probable
exposure to corrosive environments. All SSIs are then listed and categorized as damage-tolerant or safe life items to which life limits are
assigned.25 For all SSIs, accidental damage, environmental deterioration, corrosion prevention and control, and fatigue damage evaluations
are performed following the logic diagram illustrated in Fig. 4.9.
Once the MSG-3 structure analysis is completed, each element of the
structural analysis diagram (Fig. 4.9) can be expanded right to the individual components and associated inspection and maintenance tasks.
Aircraft Structure
Accidental
Damage
Analysis
Define Aircraft
Zones or Areas
Environmental
Deterioration
Analysis
Identify Candidate
Significant Structure
Fatigue
Damage
Analysis
Categorize and
List as
other Structure
(Zonal Analysis)
Corrosion
Prevention &
Control Program
No
Significant
Structure
Consolidated Structural Maintenance Program
Yes
List
SSIs
Figure 4.9 Overall MSG-3, Revision 2, structural analysis logic diagram.
286
Chapter Four
Material & Temper
Determine Corrosion Characteristics
Type of Corrosion
Systematic
Determine Rating:
- stress corrosion cracking
- other corrosion mode
- protection potential
- environment
Threshold
Possible
Improved Access
and/or Redesign
may be required
Random
No
Yes
Visual
Inspection
Possible
No
NDI
Possible
Yes
Combine Rating
Establish
Threshold
Establish
Inspection Task
Select Repeat Interval
Figure 4.10 Environmental deterioration analysis logic diagram.
The procedure for MSG-3 environmental deterioration analysis (EDA),
for example, involves the evaluation of the structure in terms of probable exposure to adverse environments. The evaluation of deterioration
is based on a series of steps supported by reference materials containing baseline data expressing the susceptibility of structural materials
to various types of environmental damage. While the end product of the
MSG-3 is very component-specific, its information contains much of
what is required to create a more generic system based on materials
instead of part numbers. The logic of the EDA, illustrated in Fig. 4.10,
requires the input of a multitude of parameters, given in the following
list, guided by the use of a template, shown in Fig. 4.11.
■
Item location/accessibility/visibility
■
Item material/temper/manufacturing specification
■
Material of adjacent items
■
Finish protection
■
Accidental damage impact
■
Area/zone
MSG-3 Analysis
METALS
ENVIRONMENTAL DETERIORATION ANALYSIS SHEET
Potential Type of Corrosion
Intergranular
Pitting
Uniform
OTHER CORROSION RATING
1
Material with High
Sensitivity
2
Material with Average
Sensitivity
3
Material with Low
Sensitivity
Galvanic
Fretting
Erosion
Selected Material & Temper
P/N
Environmental
Rating
Filliform
Microbiological
Crevice
Select Lowest Rating
1
2
3
1
1
1
2
Stress
Material Sensitive. Component
Corrosion Not Subject to Built-In Stresses
2
1
2
2
3
2
2
3
REPEAT INTERVAL
1
2
3
Rating
Material Not Sensitive.
Is there a systematic characteristic?
Yes
CONSIDER MODIFICATION
ZONAL PROGRAM
1
2
3
#
2 yrs
4 yrs
1
1
1
2
1
2 yrs
4 yrs
6 yrs
2
1
2
3
2
Good
2 yrs
2 yrs
##
3
2
3
3
3
Excellent
REMARKS
No
SYSTEMATIC CORROSION
INSPECTION LEVEL
RANDOM CORROSION
INSPECTION LEVEL
General Visual
Detailed
Special Detailed
INITIAL THRESHOLD
Prepared By:
Approved:
General Visual
Detailed
Special Detailed
Yrs
Date:
Date:
Figure 4.11 Environmental deterioration analysis template.
Description:
Average
Protectio
n Rating
Material Sensitive. Component
Subject to Built-In Stresses
#
##
288
Chapter Four
Modern aircraft are built from a great variety of materials with
state-of-the art protective coatings and exemplary design and maintenance constraints. Table 4.2 contains a list of materials that are commonly used in the construction of aircraft with some of the associated
problems and solutions. Once data are entered in the MSG system, the
predefined relations in the logic permit detailed information to be
obtained on the following:
■
Likelihood of exposure to corrosive products
■
Random/systematic corrosion characteristics
■
Required inspection level
■
Inspection threshold/repeat cycle intervals
■
Corrosion-inhibiting compound application requirements
The corrosion ratings supporting the calculations identified in the
EDA sheet (Fig. 4.11) have been adapted from various sources of information. As can be seen in this figure, the impact of SCC on the opera-
TABLE 4.2 Materials Used for the Construction of Modern Aircraft with
Associated Problems and Solutions
Alloy
Aluminum
Wrought 2000 and
7000 series sheets,
extrusions, forgings
Cast, i.e.,
Al-Si-(Mg-Cu)
Low-alloy steels
4000 and 8000 series,
300M fasteners,
forgings
Stainless steels
300 series austenitic
400 series martensitic
and precipitation
hardening (PH) series
Magnesium alloys
Problems
Solutions
Galvanic corrosion
Pitting
Intergranular corrosion
Exfoliation
Stress corrosion
cracking (SCC)
Usually corrosion resistant
Cladding
Anodizing
Conversion coatings
Ion vapor deposited (IVD) Al
Paint
Uniform corrosion
Pitting
SCC
Hydrogen embrittlement
Cadmium plating
Phosphating
Ion vapor deposited (IVD) Al
Paint
Intergranular corrosion
Pitting
Pitting
SCC
Hydrogen embrittlement
Uniform corrosion
Pitting
SCC
Anodizing
Conversion coating
Painting
Modeling, Life Prediction, and Computer Applications
289
tion of aircraft is given special consideration by separating it from the
other types of corrosion, which are otherwise considered equally
important. The information itself is stored in six tables relating specific materials used in aircraft to the other factors affecting environmental deterioration:25
EDA Table 1. Materials and temper vs. SCC and intergranular,
pitting, and uniform corrosion
EDA Table 2. Combinations of materials vs. galvanic corrosion
EDA Table 3. Circumstantial conditions vs. fretting, filiform,
microbiological, and crevice corrosion
EDA Table 4. Finish protection vs. added resistance to corrosion
EDA Table 5. Probable exposure to corrosive environments
EDA Table 6. Rules to classify corrosion problems as systematic,
when they develop gradually with time, or random, when they result
from accidental causes
But while the information in these tables appears to reflect the overall knowledge of materials degradation correctly, there is no provision
for validating the sources or integrating more detailed mechanisms,
even if the information were available. The whole system is built on
implicit expertise without the possibility of critically verifying some of
its calculated predictions against maintenance observations. Only
some vague information concerning the probable exposure to corrosive
environments can be found in EDA Table 5, for example, thus opening
a finite door to subjectivity in the overall task assessment.
A risk assessment technique is described in much detail in the second edition of a popular
book on pipeline risk management.26 The technique proposed in that
book is based on subjective risk assessment, a method that is particularly well adapted to situations in which knowledge is perceived to be
incomplete and judgment is often based on opinion, experience, intuition, and other nonquantifiable resources. A detailed schema relating
an extensive description of all the elements involved in creating risk
compensates for the fuzziness associated with the manipulation of
nonquantifiable data. Figure 4.12 illustrates the basic pipeline risk
assessment model or tool proposed in that book.
The technique used for quantifying risk factors is described as a hybrid
of several methods, allowing the user to combine scores obtained from statistical failure data with operator experience. The subjective scoring system permits examination of the pipeline risk picture in two general parts.
The first part is a detailed itemization and relative weighting of all reasonably foreseeable events that may lead to the failure of a pipeline, and
A corrosion index for pipeline risk evaluation.
290
Chapter Four
the second part is an analysis of the potential consequences of each failure. The itemization is further broken down into four indexes, illustrated
in Fig. 4.12, corresponding to typical categories of pipeline failures. By
considering each item in each index, an expert evaluator arrives at a
numerical value for that index. The four index values are then summed
to obtain the total index value. In the second part, a detailed analysis is
made of the potential consequences of a pipeline failure, taking into consideration product characteristics, pipeline operating conditions, and the
line location. Building the risk assessment tool requires four steps:
1. Sectioning. Dividing a system into smaller sections. The size of
each section should reflect practical considerations of operation,
maintenance, and cost of data gathering vs. the benefit of increased
accuracy.
2. Customizing. Deciding on a list of risk contributors and risk
reducers and their relative importance.
Relative
Risk
Score
Dispersion factor
Leak impact
factor
Index
Sum
Third party
damage index
Corrosion
index
Data gathered
from records
and interviews
Figure 4.12 Basic pipeline risk assessment model.
Product hazard
Design
index
Incorrect
operations
index
Modeling, Life Prediction, and Computer Applications
291
3. Data gathering. Building the database by completing an expert
evaluation of each section of the system.
4. Maintenance. Identifying when and how risk factors can change
and updating these factors accordingly.
The potential for pipeline failure caused either directly or indirectly
by corrosion is probably the most common hazard associated with steel
pipelines. The corrosion index was organized in three categories to
reflect three types of environment to which pipelines are exposed, i.e.,
atmospheric corrosion, soil corrosion, and internal corrosion. Table 4.3
contains the elements contributing to each type of environment and
the suggested weighting factors.
The basic risk assessment model can be expanded to incorporate
additional features that may be of concern in specific situations, as
illustrated in Fig. 4.13. Since these features do not necessarily apply
to all pipelines, this permits the use of distinct modules that can be
activated by an operator to modify the risk analysis.
4.2.3 Toward a universal model of materials
failure
One of the principal goals of scientific discovery is the development of a
theory, i.e., a coherent body of knowledge that can be used to provide
TABLE 4.3
Corrosion Risk Subjective Assessment
Problem
Atmospheric corrosion
1. Facilities
2. Atmospheric type
3. Coating/inspection
Internal corrosion
1. Product corrosivity
2. Internal protection
Soil corrosion
1. Cathodic protection
2. Coating condition
3. Soil corrosivity
4. Age of system
5. Other metals
6. AC induced currents
7. SCC and HIC
8. Test leads
9. Close internal surveys
10. Inspection tool
Total
Weight
0–5 pts
0–10 pts
0–5 pts
0–20 pts
0–10 pts
0–10 pts
0–20 pts
0–8 pts
0–10 pts
0–4 pts
0–3 pts
0–4 pts
0–4 pts
0–5 pts
0–6 pts
0–8 pts
0–8 pts
0–60 pts
0–100 pts
292
Chapter Four
Cost of
service
interruption
module
Basic pipeline
risk assessment
model.
Relative
Risk
Score
Dispersion factor
Leak impact
factor
Index
Sum
Product hazard
Distribution
systems
Offshore
pipelines
Third party
damage index
Corrosion
index
Design
index
Data gathered
from records
and interviews
Incorrect
operations
index
Environmental
module
Failure mode
adjustment
Leak
history
adjustment
Sabotage
module
Stress
module
Figure 4.13 Optional modules to customize the basic pipeline risk assessment model.
explanations and predictions for a specific domain of knowledge. Theory
development is a complex process involving three principal activities:
theory formation, theory revision, and paradigm shift. A theory is first
developed from a collection of known observations. It then goes through
a series of revisions aimed at reducing the shortcomings of the initial
model. The initial theory can thus evolve into one that can provide
sophisticated predictions. But a theory can also become much more complex and difficult to use. In such cases, the problems can be partly eliminated by a paradigm shift, i.e., a revolutionary change that involves a
conceptual reorganization of the theory.27 The Venn diagrams of Fig.
4.14 illustrate the three stages of a theory revision.28 In the first stage
of theory revision, (a), an anomaly is noted, a new observation that is
not explained by the current model. In a subsequent stage, (b), the old
theory is reduced to its most basic or fundamental expression before it
finally serves as the basis of a new theory formulation, (c).
A sound corrosion failure model should thus be based on core principles with extensions into real-world applications through adaptive
revision mechanisms. A universal representation describing the interactions among defects, faults, and failures of a system is shown in Fig.
4.15. The arrows in this figure imply that quantifiable relations, characteristic of a specific system, exist between a defect, a fault, and a
failure. The nature of various corrosion defects is introduced in Chap.
5, Corrosion Failures, in the section on forms of corrosion. Also in
Chap. 5, the factors causing these defects have been related to the fun-
Modeling, Life Prediction, and Computer Applications
New
observation
New
observation
New
observation
Basics
Basics
293
Basics
New
observation
New
observation
(a)
New
observation
(b)
(c)
Figure 4.14 Theory revision using abduction for hypothesis formation.
damental work published by Staehle in his review on the progress in
science and engineering of SCC problems.29 The following sections
describe how the framework proposed by Staehle was reengineered
into a robust and flexible model for different engineering applications.
Object orientation (OO) belongs to a series
of paradigms that have been generalized far beyond the goal of their
initial development. The OO paradigm was created in the 1960s to
represent knowledge in artificial intelligence (AI) and expert systems
(ES) research30 and is a fundamentally different way of approaching
the organization and processing of information. OO programming tools
were specifically designed to fit reality as perceived by humans, yet
the OO tools of today cover a much broader realm of technologies than
just software programming, and the OO methodology has now been
applied to almost every information technology–related activity.31
OO in a programming language, system design, or software system
is characterized by two key features, (1) abstraction or encapsulation
and (2) extensibility.32 The same features are typical of most memorybased human thoughts. The notion of encapsulation has proved to be
a natural paradigm for various applications and environments, such
as graphical user interface systems. The extensibility concept refers to
the ability to extend an existing system without introducing changes
to its fundamental structure. This was an exciting approach to software engineers, who, until the development of OO tools, seemed to
require a clean sheet of paper with every new project.
The framework described in Staehle’s work was generalized in a structure analogous to the OO paradigm, which was found to be a flexible
An object-oriented template.
294
Chapter Four
Defect:
departure of a
system from
specification
Fault:
inability of a
system to perform
according to
specification
System
Failed State:
state of a system
unable to perform
according to
specification
Failure Mode:
mechanism leading
to failure
Failure:
termination of
the ability of a
system to perform
according to
specification
Figure 4.15 Interrelation among defects, failures, and faults.
method of representing such a complex engineering situation. Figure
4.16 illustrates the OO version of the main factors controlling the probability of corrosion problems. In this figure, the focus is on the material
factor; the other five factors identified by Staehle are related to the material factor and the overall probability of a corrosion failure by concentric
rings representing their influence on the overall probability of failure.
According to the basic materials degradation model, the principal features underlying the environment factor consist of a long list of elements describing the chemical makeup of the environment and the
aggravating contributors that can be part of operating conditions, as
schematically illustrated in the OO representation of Fig. 4.17. A testing program that investigates only the nominal condition without consideration of effects such as flow, pH cells, deposits, and other galvanic
effects is useless for lifetime prediction. An exact and complete environmental definition must include a description of the microenvironment
actually in contact with a metallic surface. However, the circumstances
producing this microenvironment are also important. Processes such as
wetting and drying, buildup of deposits, and changes in flow patterns
greatly influence the chemistry of a surface.
Modeling, Life Prediction, and Computer Applications
295
Probability of a
corrosion failure
Time
Temperature
Geometry
Environment
Stresses
Bulk
composition
Surface
condition
Material
factor
Crystal
structure
Grain
boundary
Figure 4.16 An object-oriented representation of the material factor controlling the prob-
ability of a corrosion failure.
Once the elements controlling a situation have been explicitly organized, minimal effort is required to translate the information into another probability representation. This point of view is illustrated in the fault
tree of Fig. 4.18, where the nominal and circumstantial (nonnominal)
environments are separated into two parallel branches. The OR gates in
this fault tree would allow evaluation of the top event probability, i.e., the
probability that the environment PEn will influence a situation, provided
that the functions of the two branches PNo and PCi are known.
In Fig. 4.18, the nominal definition of the environment is divided
into three components; these are also related to the top event by an OR
gate, which indicates that a situation is affected equally by these three
components, i.e., major nominal, accidental nominal, and minor nominal. From a probability point of view, the effect of this branch would be
quantified by evaluating the probability that a specific nominal composition PNo would lead to a corrosion failure as a function of the influence of the major PMajor, minor PMinor, and accidental PAccidental
components of the environment [Eq. (4.6)].
PNo PMajor
PAccidental
PMinor
(4.6)
Figure 4.18 also expresses how the probability of the circumstantial factor is influenced by three gradients expressing temperature
296
Chapter Four
Probability of a
corrosion failure
Time
Temperature
Geometry
Material
Stresses
Environment
factor
Velocity
Thin layer
wetting
Deposits
Circumstantial
Wetting &
drying cycles
Wear & fretting
Heat transfer
boiling
Conductivity
Type
Nominal
Phase
Chemistry
Concentration
Figure 4.17 An object-oriented representation of the environment factor controlling the
probability of a corrosion failure.
differences T, chemical differences Chem, and movement v.
Because these subfactors are also linked by an OR gate, their impact
would be described by Eq. (4.7).
PCi PT
PChem
Pv
(4.7)
Aluminum failure predictor. Human experts sort evidence by experience.
Based on their assessment of a given piece of information, experts will
form an initial hypothesis and determine what additional information or
tests are required to prove or disprove this initial hypothesis. Further
information normally raises more questions, and experts may go through
several iterations before feeling confident that the causes and mechanisms of a failure have really been determined with an acceptable degree
of confidence. The high-strength aluminum alloy Failure Predictor mimics human analysis from the general to the specific.
Modeling, Life Prediction, and Computer Applications
297
Environmental
Definition
Circumstantial
Nominal
Major
Minor
Species
vs.
Material
Species
vs.
Material
Temperature
Gradient
Chemical
Gradient
Movement
Accidental
Wetting
& Drying
Cycles
Heat
Transfer
Boiling
Deposits
Thin
Layer
Wetting
Duration
Severity
Wear &
Fretting
Erosion
Species
vs.
Material
A fault tree description of the environment factor controlling the probability of a corrosion failure.
Figure 4.18
During the last decades, massive efforts and studies of all kinds have
paralleled the development of aluminum alloys. These efforts have resulted in the production of an impressive number of reviews and standards
that can serve as a starting point for the construction of a knowledgebased system (KBS). The main elements affecting the SCC situation of
aluminum alloys are given in Table 4.4 as a function of the six factors proposed in Staehle’s framework. Besides the obvious complexity of environmental cracking (EC) problems visible in Table 4.4, there are some
important limitations on depending on published data in the development
of a KBS for predicting EC problems. The first is that it is almost impossible to separate the individual parameters of the metallurgy of a system,
since they tend to be interdependent.
Another serious limitation with most published mechanistic models of
the environmental cracking behavior of aluminum alloys is that almost
298
Chapter Four
Material Factor
Crystal Structure
GB Composition
Bulk Composition
Paint with
Primer
Anodized
Surface
Condition
No
Protection
Cladding
Paint without
Primer
Figure 4.19 An object-oriented representation of the surface condition subfactor of the
material factor controlling the probability of a corrosion failure.
all of them refer to either laboratory cast and processed alloys or commercial alloys that were subsequently subjected to laboratory-based
heat treatments.33 It is therefore very important to be very selective
when choosing data to support lifetime predictions. The construction of
Failure Predictor was based on the elicitation of a total of 12 critical factors and subfactors controlling the probability of EC failures in highstrength aluminum alloys.
In order to actuate the OO framework, each element was linked to
the structure and thus to all other parameters in a semiquantitative
way. Some accepted methods exist that deal with such a situation and
allow different sources of knowledge to be combined with a quantifiable degree of confidence. There are basically three ways, in order of
increasing complexity, to represent uncertain information in knowledge engineering: subjective probabilities, certainty factors (CF), and
fuzzy logic.34 The CF approach gives a good approximation of the measure of belief without being too complex to manage during the knowledge elicitation. The two main principles for applying CF to a
particular knowledge engineering situation are as follows: (1) The CF
must be a quantity that describes the credibility of a given conclusion,
and (2) the rules must be structured in such a way that any particular
rule will add to either the belief or disbelief in a given conclusion. In
Modeling, Life Prediction, and Computer Applications
299
TABLE 4.4 Specific Considerations for the Life Prediction of Aluminum
Components as a Function of the Six Factors Controlling the Framework of SCC
Information.
Framework factor/observations
Environment
■ Measured crack velocities can differ by over nine orders of magnitude for a single
alloy as a result of a change in the environment.
■ Aluminum will not corrode without the presence of water.
■ Environments as low as 0.8% relative humidity will promote SCC.
■ Environments the most favorable to crack growth are those containing Cl, I,
and Br.
Geometry
■ The geometry factor can promote the localization of even mildly corrosive
environments.
■ There is a sharp drop in the time to failure when the pH of the bulk solution falls
below 11.
■ Crack tips can have a pH of approximately 3.5.
Service temperature
■ Temperature excursions in the thermal aging range affect the strength of alloys and
their susceptibility to SCC depending on their position relative to the peak aged
condition and their sensitivity to aging.
■ For 7XXX series alloys, the beneficial effects that can result from overaging are
strongly influenced by the presence of copper.
Time
■ No model can predict the occurrence of SCC with satisfaction.
■ A semiempirical model was developed for 7079 aluminum alloys to predict crack
growth from double cantilever beam test results, but no attempt was made to
validate the model with actual service data.
Stress
■ Two concepts are necessary to describe the stress factor: (1) the stress definition with
all its components and (2) the origin of the stresses, which can be external or
internal, such as the wedge action of corrosion products.
■ The time to failure vs. applied stress diagrams are often used for empirical
determination of the design life expectancy and stress level where SCC crack growth
initiates (KISCC).
Material
■ The dominant theme for defining the reactivity of materials is the internal
composition of the grain and the grain boundary (GB).
■ The composition of the GB can be dominated either by the formation and
concentration of precipitates or by the adsorption and concentration of species
collected from the environment.
■ EC fracture is intergranular (IG) unless loading conditions are severe.
■ The influence of quench rate upon IG cracking for 2XXX series alloys is relatively
well understood.
■ For 7XXX series alloys, it is generally believed that the influence of quench rate
upon SCC is dependent upon an alloy’s copper content.
■ The risk of SCC prevents exploitation of the maximum strength of aluminum
because SCC intensity increases with precipitation hardening, reaching a maximum
before peak strength.
300
Chapter Four
Eq. (4.8), which summarizes this second principle, MB is a measure of
belief in the occurrence of event P given the occurrence of event E, and
MD is a measure of disbelief. And the measure of belief that results
from considering two sources of evidence, rule 1 (R1) and rule 2 (R2),
can be calculated by using Eq. (4.9) when these sources have MBs 0
or using Eq. (4.10) for MDs 0. The data and CF values would have
to reflect the knowledge of a given component in a given situation and
at a particular time.
CF(P,E) MB(P,E) MD(P,E)
(4.8)
CF(P,E) MB(R1)
MB(R2) [1 MB (R1) ]
(4.9)
CF(P,E) MD(R1)
MD(R2) [1 MD (R1) ]
(4.10)
While some certainty factor values were derived from interviewing
experts, others were adapted from the literature. In the first case,
three experts were consulted and asked to assign a value between
100 and 100 to each subfactor based on its contribution to aluminum SCC, and their answers were averaged for the computation of
certainty factors. Table 4.5 details the average values obtained from
the three experts for the surface condition subfactor of Fig. 4.19.
An example of the second case, i.e., using a literature source to assign
CF values, is the way the bulk composition and crystal structure subfactors of Fig. 4.16 were given probability values. These values were
obtained by translating a system for rating the resistance to SCC of
various aluminum alloys and their tempers into a linear scale (Table
4.6). This system had been developed by a joint task group of ASTM
and the Aluminum Association to assist in alloy and temper selection.35
The information contained in ASTM G 64-85, Standard Classification
of the Resistance to Stress-Corrosion Cracking of High-Strength
Aluminum Alloys, was collected from at least 10 random lots which
were tested in accordance with the practice recommended in ASTM G
44, Practice for Evaluating Stress Corrosion Cracking Resistance of
Metals and Alloys by Alternate Immersion in 3.5% Sodium Chloride
Solutions. The highest rating was assigned for results that showed 90
percent conformance at the 95 percent confidence level when tested at
the following stresses:
TABLE 4.5
Average CF Values Gathered from Three Experts on the Impact of Surface
Conditions on the Probability of an SCC Failure with High-Strength Aluminum Alloys
Surface condition
Paint with primer
Without primer
Cladding
Anodized
None
Good
Poor
Very poor
Localized defects
0.30
0.10
0.10
0.10
0.10
0
0.10
0.10
0.50
0.30
0.10
0.10
0.50
0.30
0.10
0.10
0
0.10
0.15
0.20
Modeling, Life Prediction, and Computer Applications
301
TABLE 4.6 Some CF Values Adapted from ASTM G 64-85 for the Alloy and Temper
Subfactors Contributing to an SCC Failure of Aluminum Alloys
Alloy
Temper
Direction of rolling*
Plate†
Rod/bar
Extrusion
Forging
7005
T63
7039
T63/T64
7049
T73
7075
T6
7075
T73
7075
T76
7079
T6
7175
T736
7475
T6
7475
T73
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
x
x
x
0
0
0.6
0
0
0
0
0.2
0.4
0
0
0
0
0
0.4
0
0.2
0.6
x
x
x
0
0.2
0.6
0
0
0
x
x
x
x
x
x
x
x
x
0
0.2
0.2
0
0
0
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
0
0
0.6
0
0
0.6
0
0
0.2
0
0.2
0.4
0
0
0
0
0
0.4
0
0.2
0.6
x
x
x
x
x
x
x
x
x
0
0
0.6
x
x
x
0
0
0
0
0.2
0.4
0
0
0
x
x
x
0
0.2
0.6
0
0
0.2
x
x
x
x
x
x
*L longitudinal, LT long transverse, ST short transverse.
†x means that product not commercially offered.
A. Equal to or greater than 75 percent of the specified minimum
yield strength.
B. Equal to or greater than 50 percent of the specified minimum
yield strength.
C. Equal to or greater than 25 percent of the specified minimum
yield strength or 100 MPa, whichever is higher.
D. Fails to meet the criterion for rating C.
Once the subfactors had been assigned acceptable values, the performance of Failure Predictor was verified with a series of test cases,
and the results obtained with the KBS were compared to diagnoses
given by human experts. Failure Predictor passed, without difficulty,
the Turing test, which states that a KBS is acceptable when its user
302
Chapter Four
Probability of
Detection
Visual Inspection
Eddy current
Radiography
Acoustic emission
Liquid penetrant
Ultrasonic
Pit
Penetration
SCC
Crack
Defect size
and Position
Embrittlement
Metal
Thinning
Figure 4.20 An object-oriented representation of the probability of detection of a corro-
sion defect.
cannot differentiate between diagnoses produced by the software and
those produced by credible human experts.36
Nondestructive testing. Failure analysis and nondestructive evaluation
(NDE) are two complementary aspects of materials engineering. The
probability of detection of a defect is another multidimensional parameter that could be appropriately represented in an object-oriented architecture (Fig. 4.20). The integration of NDE into a maintenance program
to extend the life of complex structures has to be based on the probability of defect detection by various NDE methods compared with damage
tolerance allowances. The probability of detection itself depends on a
multitude of parameters pertaining to each technique, to operator familiarity with the technique, and to all other factors describing the materials, flaw sizes and shapes, etc. The knowledge base required to decide
which technique to use, when, and by whom can be quite extensive if it
is completely based on classical probability mathematics, since this theory assumes that all possible events are known and that each is as likely to occur as any other.
The object-oriented representation of the probability of detection
of a corrosion defect in Fig. 4.20 illustrates the flexibility of such a
Modeling, Life Prediction, and Computer Applications
303
representation. In a global system, the defect size module would
only be one version of the overall corrosion factor module, and the
attributes specific to defect size and position would be actuated
when necessary. With the help of such a tool, the overall probability
of detection can be computed by loading a database of CFs corresponding to each system investigated. As in the previous example,
the values of the CFs can be determined by the elicitation of believable expertise or, alternatively, by going to the fundamental mechanisms describing the failure modes, which could be computed using
more traditional procedural routines.
Table 4.7 contains an example of CF values adapted from textbook
information37 describing the sensitivity of NDE techniques to SCC
defects as a function of material composition. These CF values do not
take into account defect size, position, and morphology. However, such
values can be used as initial default values during the activation of the
OO module. Subsequent information can then be used to improve and
refine the pertinence of the CF values to the specific context and expertise. The following example illustrates how the rule propagation would
be made with even a limited information base such as that contained
in Table 4.7. In this example, an operator would ask the system if there
would be any advantage in combining two techniques for the inspection
of a component made of austenitic stainless steel. According to the data
in Table 4.7, one would always obtain an increased confidence if two
techniques with positive CFs were used. Table 4.8 illustrates some of
the combinations envisaged in this example and the estimated gain in
probability of detection from using two techniques instead of the better
of the two techniques considered.
4.3
Applications of Artificial Intelligence
The modern world has produced an unprecedented quantity of technical information that merits being preserved and managed. From a
societal point of view, knowledge and information are synonymous
with energy if one considers the effort required to produce either. This
is illustrated in Fig. 4.21, where knowledge is shown at the top of the
value scale representing all aspects of materials processes, from
extraction to maintenance. In an age of conservation and recycling, it
is important to recognize the fact that the most valuable commodities
are information as a vehicle and knowledge as the essence. It is surely
sensible to preserve and recycle these most valuable commodities.
The rapid development of accessible computing power in the 1980s
has led to the use of computers and direct or indirect applications of
machine intelligence in every sphere of engineering. As a modern science philosopher said, “The emergence of machine intelligence during
304
TABLE 4.7
Sensitivity of NDE Techniques to SCC Defects in Various Materials
Technique/
material
SS
Austenitic
Martensitic
Ferritic
Ni alloys
Cu alloys
Al alloys
Ti alloys
Steels
ShW
UT*
LoW
SuW
20
20
20
20
20
20
20
40
20
20
20
20
20
20
20
20
40
40
40
40
40
40
40
40
Penetrant
V
F
60
60
60
60
60
60
60
60
80
80
80
80
80
80
80
80
Radiography
ray
X ray
40
40
40
40
40
20
20
20
Eddy
current
Acoustic
emission
Visual
80
0
0
80
80
80
80
0
40
40
40
40
40
40
40
40
40
20
20
20
20
20
20
40
60
60
60
60
60
60
60
60
*ShW = ultrasonic shear, LoW = longitudinal waves, SuW = surface waves.
†V = visible penetrants, F = fluorescent penetrants.
Modeling, Life Prediction, and Computer Applications
305
TABLE 4.8 Examples of Sensitivities Achievable by Using a
Combination of Two NDE Techniques
MB(1)
MB(2)
20
20
40
40
80
80
80
80
60
40
60
80
60
80
60
40
MB(1)
MB(2)(1 MB(1))
0.2
0.2
0.4
0.4
0.8
0.8
0.8
0.8
0.6 (1 0.2)
0.4 (1 0.2)
0.6 (1 0.4)
0.8 (1 0.4)
0.6 (1 0.8)
0.8 (1 0.8)
0.6 (1 0.8)
0.4 (1 0.8)
Gain (%)
8
12
16
8
12
16
12
8
Value
Combination
LoW and X ray
LoW and AE
SuW and X ray
SuW and P (F)
P (F) and X ray
P (F) and EC
EC and X ray
EC and AE
t
en
pm
ui
Eq
Mass or Volume
Figure 4.21 Value scale of materials-related activities.
the second half of the twentieth century is the most important development in the evolution of this planet since the origin of life two to
three thousand million years ago.”38 However, efficient methodologies
have to be developed in order to make use of so much new power in
support of human intelligence.
The application of artificial intelligence in performing expert functions has opened new communication channels between various strata
306
Chapter Four
of corrosion knowledge holders. The adequate transfer and reuse of
information covering corrosion problems and solutions involves the
development of information-processing strategies that can become very
complex. A typical corrosion engineering task involves different types of
knowledge and disciplines such as metallurgy, chemistry, cost engineering, safety, and risk analysis. The expected corrosion behavior of
engineering materials is thus only one component of the multifaceted
life-cycle management of systems. The increasing availability of computerized information is also making the software accessibility and
portability increasingly important. While it has become possible to consult either shallow or very deep information systems at the touch of a
few buttons, it remains difficult to move horizontally between these
systems without going through a series of menus and introductory
screens. Some of the artificial intelligence tools that have been recently developed in support of corrosion control and protection will be
reviewed in the following sections.
4.3.1
Expert systems
During the 1970s, research in expert systems (ESs) was mostly a laboratory curiosity. The research focus then was really on developing
ways of representing and reasoning about knowledge in a computer
rather than on designing actual systems.39 In 1985 only about 50 systems had been deployed and reported, but the success of some of these
had captured the attention of many organizations and individuals.
One of the main attractions of ESs for scientists and engineers was the
possibility of transferring some level of expertise to a less skilled workforce, as illustrated in Fig. 4.22. The corrosion community reacted with
interest to the advent of these new information-processing technologies by establishing programs to foster and encourage the introduction
of ESs in the workplace. While some of these programs were relatively
modest, others were quite ambitious and important both in scope and
in funding.
The main argument in support of these efforts was that many of the
common failures caused by corrosion could have been avoided simply
by implementing proper measures based on existing information. The
evident gap that exists between corrosion science and the real world,
where a heavy toll is continuously paid to corrosion, was probably the
single main argument for proposing the ES route as a viable alternative for information processing of corrosion data. But there are several
problems associated with knowledge engineering methodologies that
can contribute to what has been called “the knowledge transformation
bottleneck.”40 The availability of cost-effective tools and knowledge
Modeling, Life Prediction, and Computer Applications
307
Distribution
Distribution
Expert
System
Top 10%
Experts
Top 50%
Experts
Transfer effectiveness = experts after / experts before
Figure 4.22 Representation of the transfer-of-expertise process possible with an expert
system.
elicitation techniques is only part of the picture. The eventual integration of an ES prototype in a user community requires the tacit
approval of all parties involved during the various phases of ES development. It also requires the fundamental acceptance of the expertise
being computerized.
The advantages and limitations of using ES technology were analyzed in great detail in one of the first reported efforts on combating
corrosion with ESs.41 The Stress Corrosion Cracking ES (SCCES) had
been created to calculate the risk of various factors involved in SCC,
such as crack initiation, when evidence was supplied by the user. The
main goal of this effort was to support the decision process of “general”
materials engineers. The system would be initially called on to play
the role of a consultant, but it was anticipated that SCCES had the
potential to become
308
Chapter Four
■
An intelligent checklist
■
A trainer
■
An expert sharpener
■
A communication medium
■
A demonstration vehicle
The author of this review has written a more recent paper on a
methodology for assessing the general benefits of ESs in the workplace.42
In this paper, a simple three-level model of benefits is proposed: feature
benefits, task benefits, and role benefits. This model is said to illustrate
how technological features like expert knowledge and explanation facilities can contribute to the eventual success or failure of a system.
ESs in corrosion. On the European continent, work on ESs for Corrosion
Technology (ESCORT), conceived in 1984, served to seed the establishment of a link to the European Strategic Programme on Information
Technology (ESPRIT) and the creation of a series of specialized modules.43 While ESCORT was to deal with the integration of corrosion-related issues such as troubleshooting and selection of preventive measures
(materials, coatings, or inhibitors), each module was to be specialized.
PRIME, which stood for Process Industries Materials Expert, was the
first of these modules. PRIME specifically dealt with the selection of
materials typically encountered in the chemical process industries (CPI).
PRIME could consider complex chemical processes equipment in contact
with a wide range of environments. The materials descriptors were complete with generic information and specialized corrosion behavior.
In the United Kingdom, the experience gained at Harwell in collecting
and structuring corrosion knowledge for a computer-based ES served as
the foundation for the development of two systems: ACHILLES and
MENTOR.44 ACHILLES dealt broadly with localized corrosion and provided general advice on the problems likely to be encountered in process
plants and other similar environments. On the other hand, MENTOR
was said to be a faithful adviser of marine engineers. The experience
gained during these projects was summarized as follows:
■
The front-end interface to the user has to be friendly.
■
Transparency of the system is essential.
■
A good knowledge base should contain a mixture of heuristics and
factual information.
ACHILLES later became the cornerstone of the ACHILLES Club
Project, which was given a mandate to develop a series of ES modules
Modeling, Life Prediction, and Computer Applications
309
that would incorporate a substantial digest of expertise in particular
areas of corrosion and corrosion control. The first two modules dealt
with cathodic protection and microbial corrosion. The intention was to
integrate a number of these modules into a global structure that could
access individual modules during the course of a user consultation.
This pioneering work also led to the creation of SPICES, an inference
engine based on PROLOG, which was said to be particularly adapted
to the multidisciplinary nature of corrosion phenomena.45
During the same period, the National Association of Corrosion
Engineers (NACE) and the National Bureau of Standards [NBS, now
called the National Institute of Standards and Technology (NTIS)] were
establishing a collaborative program to collect, analyze, evaluate, and
disseminate corrosion data.46 In April 1986, the Materials Technology
Institute (MTI) of the Chemical Process Industries decided to sponsor
the development of an ES for material selection. During the following
year, MTI initiated a project within the NACE-NIST Corrosion Data
Program to develop a series of knowledge-based ESs concerning materials for handling hazardous chemicals. These systems became commercially available and are known as the ChemCor series.
Since the mid 1980s, a multitude of other projects have attempted to
transfer corrosion expertise into ESs. The NACE conference proceedings,
for example, regularly contain papers that illustrate the continuous
interest in the application of knowledge engineering to corrosion.
Unfortunately, many systems reported in the literature have never been
commercialized. This has resulted in a lack of impartial and practical
information concerning the performance and accuracy of these systems.
It is indeed very difficult to believe everything that is said in a paper,
even when the information is apparently there. To remedy this situation,
the European Federation of Corrosion (EFC) and MTI have performed
two surveys, between 1988 and l990, requesting recognized developers of
ESs in corrosion-related areas to provide very specific information concerning the availability, scope, and performance of their systems.47
The EFC survey. In the EFC survey, developers of ESs were asked to
elaborate on the following salient features of their systems:
■
Shell used
■
Area of application
■
Language (user language? programming language?)
■
Hardware (platform and peripherals)
■
Development expenditure
■
Field evaluation status
310
Chapter Four
Table 4.9 summarizes the results of the 1989 EFC survey, which
covered 30 systems developed in 6 countries. A summary of the survey itself indicated that the development effort reported on 22 systems averaged 4.1 person-years (PY), with a median of 2 PY; two of
the systems reported efforts exceeding 10 PY. The expenditures for
development reported for 11 systems averaged $490,000/year, with a
median of $127,000/year. Only 4 systems were available at the time of
the survey, but some were expected to be put on the market later. A
total of 17 different software shells were used by the developers, with
each developer tending to stay with a specific shell once a project had
started.
In the MTI survey, developers of ESs were asked to
provide, in a well-defined grid, answers to some slightly more specific
questions than those in the EFC survey, such as.
The MTI survey.
■
Availability outside own organization (price, terms)
■
Primary objective of the system
■
Description of development team
■
Application: diagnostics, prescriptive, monitor/control, design/planning, training
■
Development effort and expenditure
■
Hardware (development, delivery)
■
Audience (targeted users)
The MTI survey, summarized in Table 4.10, encompassed descriptions of 36 systems developed in 9 countries, with only 9 systems overlapping those in the EFC survey. Most systems reported were focused
on prescription, diagnosis, and training for corrosion prevention. Only
a few systems dealt with the monitoring and planning aspects of corrosion prevention and control. The median development time, for the
26 systems for which values were given, was 1 to 3 PY, with two systems again exceeding 10 PY. The average budget for the 16 systems for
which this information was given was $126,000/year, with a median of
$100,000/year.
The survey also revealed that a total of 18 different software shells
were used by the developers, with each developer again tending to stay
with a specific shell once a project had started. Most systems were developed and distributed on personal computers (PCs), which is very different from the practice reported during the early days of ES development.
Seven systems were available for purchase at the time of the MTI survey, but the survey failed to request information on the validation of the
products themselves.
Modeling, Life Prediction, and Computer Applications
311
Survey of the literature before 1992. A survey of the open literature also
revealed the existence of many ESs dealing with various aspects of corrosion prevention and control.48 The following list indicates the major
areas for which some systems have been reported in support of corrosion prevention and control:
■
Cathodic protection
■
Cooling waters
■
Diagnostics
■
Inhibitors
■
Materials selection
■
Petroleum industries
■
Reinforced concrete
■
Risk analysis
A compilation of the ESs reported in the EFC and MTI surveys was
compared to the literature survey published in 1992.49 Table 4.11 lists
a few of these systems—approximately half of the total number surveyed by EFC and MTI—which overlapped with the literature survey.
A rapid examination of the 49 literature references not related to any
of the systems cited in the surveys of developers indicated that many
of the articles in the literature were published after these surveys had
been initiated (1988). In fact, the average date of publication of the references not related to the systems described in the surveys of developers was 1988.8 ( 1.5 year).
Survey of the literature between 1992 and 1995. The period following the
first literature survey has seen an extremely rapid evolution of available information-processing tools and a constant progress in the introduction of personal computers in the workplace. Only a few years ago,
the tremendous amount of energy required to produce and maintain
software systems was responsible for a good part of the high price of
development of ESs. It was thus deemed interesting to redo the literature search for applications of ESs or knowledge-based systems to
prevent and protect against corrosion. The titles of papers gathered in
a search of the recent literature abstracted in the Compendex*Plus
system are presented in Table 4.12. The breakdown of the 37 papers
identified during that search is as follows:
■
1992: 9 papers
■
1993: 5 papers
■
1994: 13 papers
■
1995: 10 papers
312
TABLE 4.9
Results of the EFC Survey on Expert Systems in Corrosion
Name
Country
Shell
Rules
ACHILLES
UK
SPICES
ALUSELECT
AURORA
Sweden
Finland
ORACLE FOCUS
LEVEL5
200
830
AURORA-STACOR
AUSCOR
Finland
UK
LEVEL5
SAVOIR
126
BANDMAT
Italy
DB CLIPPER
BENTEN
CAMS4
COMETA
COREX
UK
UK
Italy
France
ADVISOR
GENESTA II
CORRBAS
CORREAU
CORSER
Sweden
France
France
FOCUS
SPECIAL
SPECIAL
200
80
20
150
5000
Applications
Diagnosis, prediction,
prevention
Selection of aluminum alloys
Prediction, failure analysis,
materials selection
Prediction (stainless steels)
Prediction (austenitic
stainless steels)
Materials selection,
maintenance, monitoring
Selection inhibitor
Knowledge-based system (?)
Database (?)
Prevention (low-alloy steel,
atmospheric)
Diagnosis
Copper tubing
Materials selection, diagnosis,
prevention
P*
B†
3
660
2.5
3.3
127.5
312
1.5
120
6
825
Evaluation
A‡
Feedback
Buy
ENI Consult
2
By experts
In use (EDF)
0.5
1
22.5
Buy
3
CRAI
DB-CTW
DOCES
ERICE
Belgium
KEE
Italy
Italy
PC
PC
EXPRESS
GRADIENT
H2 DATA
MATEDS
PETROCRUDE
PRIME
PROP
UK
Belgium
France
Sweden
Belgium
Belgium
Italy
XI
KEE
RIACE
Italy
IBM ISE
SECOND
SMI
STM/H2OMON
VASMIT
VULCAIN-BDM
Belgium
Sweden
Italy
Finland
France
KAPPA
FOCUS
KEE
KEE
20
120
200
1000
300
700
ART
DBASE
(Minitel)
*Development effort in person-years.
†Development budget ($000 U.S.).
‡Availability.
500
200
Training, materials selection
Water treatment
Boilers
Monitoring, diagnosis
(power plant)
Pipeline, risk
CAD (heat exchangers)
Database (?)
Selection of aluminum alloys
Prediction (refinery)
Materials selection
Monitoring, diagnosis,
pollution (thermal power plant)
Materials selection (seawater,
exchangers)
Control (cooling tower)
Materials selection
Operator support power plant
Fatigue
Database (?)
1.25
4
2
2
2
2
25
100
2
115.5
1 company
2500
12
3
7
Loan
Buy
90
Demo only
3 companies
Used (87)
50
Used 3 plants
4
0.8
Loan
314
Chapter Four
TABLE 4.10
Results of the MTI Survey on Expert Systems in Corrosion
Name
Country
Shell
ACHILLES
ACORD
ADVICE
UK
Japan
USA
SPICES
OPS83
AURORA-STACOR
AUSCOR
BENTEN
BLEACH
Finland
UK
UK
USA
LEVEL5
SAVOIR
ADVISOR
EXXYS
BLEACHER
Finland
KEE
BWR
CHEM*COR
Japan
USA
OPS5
KES
CL2
USA
LEVEL5
CORRCON
CORREAU
CORRES
CORSER
Israel
France
Japan
France
OPS5
NOVYS
SOHGEN
CRAI
DESAD
DIASCC
ECHOS
Belgium
USA
Japan
Japan
KEE
PC
OPS83
ESHELL
FERPRED
GENERAL
USA
UK
PC
JUNIPER
KISS
MATGEO
UK
Germany
New Zealand
NEXPERT
KES
OILSTO
PBCORR
PC6493
Japan
UK
UK
CAMS4
CAMS4
PETRO-COR1
New Zealand
KES
POURBAIX
PRIME
REFMAIN
SECOND
SSCP-PH1
WELDPLAN
WELDSEL
WELDSYM
Belgium
Belgium
Japan
Belgium
USA
Japan
USA
USA
KEE
KAPPA
PC
OPS83
PC
PC
Applications
Prevention
Prediction (seawater)
Prediction
(high temperature)
Prediction (SSs)
Prediction (austenitic SSs)
Selection inhibitor
Materials selection
(beach plant)
Materials selection
(beach plant)
Prediction (IGSCC)
Materials selection
(hazardous chemicals)
Materials selection
(Cl2 service)
Design diagnosis
Copper tubing
Prediction
Materials selection,
diagnosis, prevention
Training, materials selection
Prevention (desalter unit)
Risk of SCC (SSs)
Prediction, maintenance,
shutdowns
Ferrite in welds
Materials selection,
prediction
Authoring tools
Materials selection (CPI)
Materials selection
(geothermal plants)
Prediction, inspection
Corrosion of lead
Defect assessment
(PC6493)
Materials selection
(sucker rod pumps)
Materials selection
On-line prediction (refinery)
Control (cooling tower)
Materials selection (H2S)
Advise (weld parameter)
Advise (weld rod)
Advise (symbol)
*Diagnose (Di), prescribe (Ps), predict (Pd), monitor (M), train (Tr).
† Expert (E), Professional (P), Novice (N).
‡Development effort in person-years.
§Development budget ($000 U.S.).
¶Availability.
Modeling, Life Prediction, and Computer Applications
TABLE 4.10
315
Results of the MTI Survey on Expert Systems in Corrosion (Continued)
Name
Name
ACHILLES
ACORD
ADVICE
AURORA-STACOR
AUSCOR
BENTEN
BLEACH
D
Di
Ps
Ps
*
*
*
*
*
*
*
Roles*
Pd M
M
Pd
*
*
*
*
*
*
*
*
*
*
*
Pl
Pl
Tr
Tr
Target†
EE PP NN
*
*
*
*
*
*
*
*
*
*
*
P‡
P‡
B§
B§
10
1
200
140
27
94
100
*
3
5
10
3
*
1
100
AA¶
BLEACHER
BWR
CHEM*COR
*
*
*
*
5
*
*
3
*
*
0.5
0.5
3
*
*
50
1
0.5
0.5
177
Buy
20
Buy
CL2
CORRCON
CORREAU
CORRES
CORSER
CRAI
DESAD
DIASCC
ECHOS
FERPRED
GENERAL
JUNIPER
KISS
MATGEO
OILSTO
PBCORR
PC6493
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
236
75
Buy
*
*
*
*
*
*
*
Buy
*
*
1
*
*
3
*
0.5
*
*
3
*
*
*
*
*
*
*
355
58
Buy
3
99
3
75
PETRO-COR1
POURBAIX
PRIME
REFMAIN
SECOND
SSCP-PH1
WELDPLAN
WELDSEL
WELDSYM
*
*
*
*
*
*
*
*
*
*
*
*
*
*
150
*
*
50
1
*
*
Buy
*
Buy
Buy
316
Chapter Four
TABLE 4.11 Cross Compilation of the ESs Identified in the
Literature Survey with the EFC and MTI Surveys of
Developers
Name
Country
EFC
MTI
ACHILLES
ADVICE
AURORA
AURORA-STACOR
AUSCOR
BENTEN
CAMS4
CHEM*COR
COMETA
COREX
CORREAU
CRAI
DOCES
ERICE
EXPRESS
GRADIENT
JUNIPER
MATGEO
PETRO-COR1
PETROCRUDE
PRIME
PROP
RIACE
SECOND
SSCP-PH1
STM/H2OMON
UK
USA
Finland
Finland
UK
UK
UK
USA
Italy
France
France
Belgium
Italy
Italy
UK
Belgium
UK
New Zealand
New Zealand
Belgium
Belgium
Italy
Italy
Belgium
USA
Italy
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
The list of papers in Table 4.12 is far from a complete inventory of
those published during that period. It does not include, for example,
any of the papers published in NACE International Proceedings or any
thesis work or industrial reports. But, as it stands, this survey can
provide a relatively good indication of the recent trends in the efforts
to develop ESs or KBSs to combat corrosion problems. As can be
observed in Table 4.12, the progress in software technologies has
opened new avenues for developers of intelligent systems in corrosion.
While most of the tools developed up to the early 1990s were primarily constructed using rules and database management principles, the
later systems include object orientation and other paradigms such as
artificial neural networks and case-based reasoning.
While visions of systems that would answer all questions and solve
all corrosion-related problems have faded away, the broad acceptance
of the computer in the workplace has facilitated the introduction of
new concepts and methods to manage corrosion information. Very
TABLE 4.12
Titles of References Related to KBSs and ESs Dealing with Corrosion
Published between 1992 and 1995
1995
■ Knowledge-Based Shell for Selecting a Nondestructive Evaluation Technique
■ Knowledge-Based Concrete Bridge Inspection System
■ Generalized Half-Split Search for Model-Based Diagnosis
■ Development of Expert System for Fractography of Environmentally
Assisted Cracking
■ Lifetime Prediction in Engineering Systems: The Influence of People
■ Discovering Expert System Rules in Data Sets
■ Modeling Contact Erosion Using Object-Oriented Technology
■ Object-Oriented Representation of Environmental Cracking
■ Systems Approach to Completing Hostile Environment Reservoirs
■ Storage and Retrieval of Corrosion Data of Desalination Plant Owners
1994
■ Bridging the Gap between the World of Knowledge and the World that Knows
■ ESs for Material Selection and Analysis for the Oil Industry: An ApplicationOriented Perspective
■ ANN Predictions of Degradation of Nonmetallic Lining Materials from Laboratory
Tests
■ Reliability Based Inspection Scheduling for Fixed Offshore Structures
■ Automated Corrective Action Selection Assistant
■ Fracture Mechanics Limit States for Reassessment and Maintenance of Fixed
Offshore Structures
■ Corrosion Consultant Expert System
■ Computer Knowledge-Based System for Surface Coating and Material Selection
■ Databases and Expert Systems for High Temperature Corrosion and Coatings
■ CORIS: A Knowledge Based System for Pitting Corrosion
■ CORIS: An Expert System for the Selection of Materials Used in Sulfuric Acid
■ Expert System to Choose Coatings for Flue Gas Desulphurisation Plant
■ ACHILLES Expert System on Corrosion and Protection: Consultations on Aspects
of SCC
1993
■ Ways to Improve Computerizing of Cathodic Protective Systems for Pipelines
■ Investigation of Corrosion Prevention Method for Determination of Steel Structure
Condition
■ Corrosion Control in Electric Power Plants
■ Reliability-Based Expert Systems for Optimal Maintenance of Concrete Bridges
■ SEM: Un Sistema Esperto per la Scelta dei Materiali nella Progettazione
1992
■ Reliability Assessment of Wet H2S Refinery and Pipeline Equipment: A KBSs
Approach
■ Exacor: An ES for Evaluating Corrosion Risks and Selecting Precoated Steel Sheets
for Auto Bodies
■ Expert Systems in Corrosion Engineering
■ Expert Electronic System for Ranking Developments in Sphere of Corrosion
Protection
■ Research Needs Related to Forensic Engineering of Constructed Facilities
■ Expert Computer System for Evaluating Scientific-Research Studies on the
Development of Methods of Anticorrosion Protection
■ DEX: An Expert System for the Design of Durable Concrete
■ Automated System for Selection of a Constructional Material
■ Informational Component in Systems of Corrosion Diagnostics for Engineering
Equipment
318
Chapter Four
focused ESs have been integrated into large systems as controllers or
decision support systems to prevent corrosion damage. Other very
focused ESs are also being built and tested to simplify the requirements for multidisciplinary expertise associated with corrosion engineering practices. A few of these computerized methodologies have
reached mainstream applications and are readily available. It is
expected that the continuous evolution of information-processing technologies will greatly facilitate the development of increasingly sophisticated computer tools and their introduction in the corrosion
prevention workplace.
4.3.2
Neural networks
An artificial neural network (ANN) is a network of many very simple
processors, or neurons (Fig. 4.23), each having a small amount of local
memory. The interaction of the neurons in the network is roughly based
on the principles of neural science. The neurons are connected by unidirectional channels that carry numeric data based on the weights of
connections. The neurons operate only on their local data and on the
inputs they receive via the connections. Most neural networks have
some sort of training rule. The training algorithm adjusts the weights
on the basis of the patterns presented. In other words, neural networks
“learn” from examples. ANNs excel particularly at problems where pattern recognition is important and precise computational answers are
not required. When ANNs’ inputs and/or outputs contain evolved parameters, their computational precision and extrapolation ability significantly increase, and they can even outperform more traditional
modeling techniques. Only a few applications of ANN to solving corrosion problems have been reported so far. Some of these systems are
briefly described here:
■
Predicting the SCC risk of stainless steels. The risk of encountering a
stress corrosion cracking situation was functionalized in terms of the
main environment variables.50 Case histories reflecting the influence
of temperature, chloride concentration, and oxygen concentration were
analyzed by means of a back-propagation network. Three neural networks were developed. One was created to reveal the temperature and
chloride concentration dependency (Fig. 4.24), and another to expose
the combined effect of oxygen and chloride content in the environment.
The third ANN was trained to explore the combined effect of all three
parameters. During this project, ANNs were found to outperform traditional mathematical regression techniques, in which the functions
have to be specified before performing the analysis.
Modeling, Life Prediction, and Computer Applications
319
x1
x2
w1
w2
w3
x3
weights
wi
∑∫
xi
Output path
Processing
element
Figure 4.23 Schematic of a single processor or neuron in an artificial neural network.
Log(Cl - )
SCC
Temperature
No
SCC
Input
layer
Hidden layer 2
Hidden layer 1
Figure 4.24 Neural network architecture for the prediction of SCC risk of austenitic
stainless steels in industrial processes.
320
Chapter Four
■
Corrosion prediction from polarization scans. An ANN was put to the
task of recognizing certain relationships in potentiodynamic polarization scans in order to predict the occurrence of general or localized corrosion, such as pitting and crevice corrosion.51 The initial data inputs
were derived by carefully examining a number of polarization scans for
a number of systems and recording those features that were used for
the predictions. Table 4.13 lists the initial inputs used and how the features were digitized for computer input. The variables shown were chosen because they were thought to be the most significant in relation to
the predictions (Table 4.13). The final ANN proved to be able to make
appropriate predictions using scans outside the initial training set.
This ANN was embedded in an ES to facilitate the input of data and
the interpretation of the numerical output of the ANN.
■
Modeling CO2 corrosion. A CO2 corrosion “worst-case” model based
on an ANN approach was developed and validated against a large
experimental database.52 An experimental database was used to train
and test the ANN. It consisted initially of six elemental descriptors
(temperature, partial CO2 pressure, ferrous and bicarbonate ion concentrations, pH, and flow velocity) and one output, i.e., the corrosion
rate. The system demonstrated superior interpolation performance
compared to two other well-known semiempirical models. The ANN
model also demonstrated extrapolation capabilities comparable to
those of a purely mechanistic electrochemical CO2 corrosion model.
■
Predicting the degradation of nonmetallic lining materials. An ANN
was trained to recognize the relationship between results of a sequential immersion test for nonmetallic materials and the behavior of the
same materials in field applications.53 In this project, 89 cases were
used for the supervised training of the network. Another 17 cases were
held back for testing of the trained network. An effort was made to
ensure that both sets had experimental data taken from the same test
but using different samples. Appropriate choice of features enabled the
ANN to mimic the expert with reasonable accuracy. The successful
development of this ANN was another indication that ANNs could seriously aid in projecting laboratory results into field predictions.
■
Validation and extrapolation of electrochemical impedance data.
The ANN developed in this project had three independent input
vectors: frequency, pH, and applied potential.54 The ANN was
designed to learn from the invisible or hidden information at high
and low frequencies and to predict in a lower frequency range than
that used for training. Eight sets of impedance data acquired on
nickel electrodes in phosphate solutions were used for this project.
Five sets were used for training the ANN, and three for its testing.
The ANN proved to be a powerful technique for generating diagnostics in these conditions.
Modeling, Life Prediction, and Computer Applications
321
TABLE 4.13 Data Inputs and Outputs for Predicting Corrosion
Out of Polarization Scans with an Artificial Neural Network
Input parameter
Value of feature
Passive current density
Potential at anodic-cathodic transition
Eprot Ecorr
Epit Ecorr
1 positive
0 none
1 negative
Acm2
1 yes
0 no
Acm2
EA to C Ecorr
Output parameter
Value of feature
Prepassivation potential
Pitting potential
Hysteresis
Current density at scan reversal
Anodic nose
Crevice corrosion predicted
Pitting predicted
Should general corrosion be considered?
4.3.3
1 yes
0 no
1 yes
0 no
1 yes
0 no
Case-based reasoning
Much of human reasoning is case-based rather than rule-based. When
people solve problems, they frequently are reminded of previous problems they have faced. For many years, both law and business schools
have used cases as the foundation of knowledge in their respective disciplines. Within AI, when one talks of learning, it usually means the
learning of generalizations, either through inductive methods or
through explanation-based methods. Case-based reasoning (CBR) is
unique in that it makes the learning little more than a by-product of
reasoning.55 CBR has met with tangible success in such diverse human
decision-making applications as banking, autoclave loading, tactical
decision making, and foreign trade negotiations. The CBR approach is
particularly valuable in cases containing ill-structured problems,
uncertainty, ambiguity, and missing data. Dynamic environments can
also be tackled, as can situations in which there are shifting, illdefined, and competing objectives. Cases in which there are action
feedback loops, involvement of many people, and multiple and potentially changing organizational goals and norms can also be tackled.
A critical issue for the successful development of such systems is
the creation of a solid indexing system, since the success of a diagnosis depends heavily on the selection of the best stored case. Any
misdirection can lead a query down a path of secondary symptoms
and factors. It is therefore very important to establish an indexing
system that will effectively indicate or contraindicate the applicability
322
Chapter Four
of a stored case. Three issues are particularly important in deciding
on the indices:56
■
Indices must be truly relevant.
■
Indices must be generalized; otherwise, only an exact match will be
the criterion for case applicability.
■
But indices shall not be overgeneralized.
Failure analysts and corrosion engineers also reason by analogy
when faced with new situations or problems. Two CBR systems have
been recently developed in support of corrosion engineering decisions.
Both systems derived their reasoning from a combination of two
industrial alloy performance databases. The general architecture of
these two CBR systems is presented in Fig. 4.25. The first, M-BASE,
facilitates the process of determining materials that have a given set
of desired properties and/or specifications. The second, C-BASE, helps
the materials engineer in the difficult task of selecting materials for
corrosion resistance in complex chemical environments.
4.4
Computer-Based Training or Learning
Potential advantages of the computer-based learning approach over a
conventional course offering include access to a larger target population and optimization of the shrinking expert instructor pool.
However, experience has shown that, despite advances in software
applications, an enormous investment in professional time for planning and developing course material is required. Course modules
have been created initially in paper-based format, to place the scientific/technical course content on a sound footing. Selected case studies
and assignments have subsequently been designed in electronic format to develop skills in applying the knowledge and understanding
gained from the paper-based course notes.
The advantages and disadvantages of computer-based learning (CBL)
and more conventional education techniques have been described as
follows:57,58
Advantages
■
Access to a large student and professional “market”
■
Potential for achieving higher student cognition
■
Student interaction with course material
■
Direct linkages to Internet resources
■
Higher student attention levels through stimulating multimedia
presentations
■
Rapid updating of information and course materials
Modeling, Life Prediction, and Computer Applications
323
User External Interface
(input)
Hardware
characterization
interface
Present
problem
Case
histories
Feature
indexing
Case
retrieval
Temporary memory
Solutions
(output)
Case
adaptation
Solution
evaluation
Figure 4.25 Case-based reasoning architecture for the prediction of materials behavior.
■
Tracking user interaction with the course material
■
Efficient retrieval of specific information using electronic text processing
■
Optimization of a steadily shrinking expert instructor pool
■
Wider choice of course offerings for students
■
Freedom for students to follow individual pace and learning styles
■
Achievement of special learning objectives through computer simulations (for example, key technical concepts, role playing, decisionmaking processes and their consequences)
Disadvantages
■
Lack of face-to-face interaction and engagement
■
Low inspiration factor, especially when working in isolation
■
Lack of teamwork
■
Limited communication skills development
■
Production of CBL material is (extremely) time-consuming and costly
■
Need for special computing and software skills, mainly on the part
of the developers
324
Chapter Four
■
Requirement for expensive hardware
■
Nonuniformity of hardware affecting product quality
■
Need for support staff
A venture undertaken by a consortium based at the Corrosion &
Protection Centre, UMIST, Manchester, UK, and incorporating the
universities of Nottingham, Aston, Leeds, and Glasgow has resulted in
CBL course materials, called Ecorr, to support the teaching of corrosion principles and corrosion control methods to engineering students.
Ecorr takes a case study approach, with the student learning about
corrosion through specific examples of initially simple corrosion phenomena and then real-world corrosion engineering problems. Version
1.0 includes seven case study modules:
Introductory modules:
■ Introduction to Corrosion
■ Corrosion of Zinc
■ Corrosion Kinetics
■ Potential Measurements
Advanced modules:
■
■
■
4.5
Pipeline Corrosion
Drill Pipe Failures
Cathodic Protection
The Internet and the Web
The Internet has revolutionized both the computer and communication worlds like nothing before. The invention of the telegraph, telephone, radio, and computer set the stage for this unprecedented
integration of capabilities. The Internet is at once a worldwide broadcasting capability, a mechanism for information dissemination, and a
medium for collaboration and interaction between individuals and
their computers without regard to geographic location. The Internet
represents one of the most successful examples of the benefits of sustained investment and commitment to research and development of
an information infrastructure. Beginning with the early research in
packet switching, the government, industry, and academia have been
partners in evolving and deploying this exciting new technology.
The first recorded description of the social interactions that could be
enabled through networking was a series of memos written by J. C. R.
Licklider of MIT in August 1962, in which he discussed his “galactic
network” concept.59 He envisioned a globally interconnected network
through which everyone could quickly access data and programs from
Modeling, Life Prediction, and Computer Applications
325
any site. In spirit, the concept was very much like the Internet of
today. The combination of the powerful communication medium with
other advances in computer interfaces and hypertext linkages set the
stage for the creation of a global environment that has revolutionized
modern computing. The timeline of important milestones in the history
of Internet is presented in Fig. 4.26.
The World Wide Web was set up in 1990 by the European Laboratory
for Particle Physics (or CERN) as a way for physicists to track one
another’s progress. The idea was that people working in different places
could learn what others were doing by looking at a hypertextual document set up on a computer which could be accessed through the Internet.
This idea grew into the much bigger and large-scale operation that we
now know as the Web. There are currently well over 10,000 Web servers,
the computers which store and handle requests for Web pages, and a
great number of people all over the world access the Web for various reasons every day. The Web is continually being enhanced and developed, as
a result of rapid technological changes and the addressing of various
questions and problems raised by the current state of the Web.
A Web browser is a software application used to locate and display
Web pages. Three of the most popular browsers are Netscape Navigator,
Microsoft Internet Explorer, and Spyglass Mosaic. All of these are graphical browsers, which means that they can display graphics as well as
text. In addition, most modern browsers can present multimedia information, including sound and video. A full gamut of tools has also been
developed to navigate the Web and search for specific information. The
speed and functionality of these tools increase at a very fast rate. The
following is only a short list of some of these Web exploratory aids:
■
Metacrawler
■
YAHOO
■
LYCOS
■
Open Text
■
Infoseek
■
Excite
■
Webcrawler
■
Galaxy
■
WWWW—the WORLD WIDE WEB WORM
■
The Whole Internet Catalog
■
World Virtual Tourist (World Map of the Web)
■
WebWorld
■
Sprawl
326
Chapter Four
Date
Operational Networks
1968
Formation of ARPANET working group
(ARPA = Advanced Research Project Agency)
1969
First ‘packets’ sent by Charley Kline at UCLA
1970
ARPANET hosts start using Network Control
Protocol (NCP)
1971
BBN develops a terminal Interface Message
Processor (IMP) or TIP that supports up to 64
hosts
1972
The @ sign is chosen for its ‘at’ meaning
1974
Design of a Transmission Control Program (TCP)
1982
TCP and Internet Protocol (IP) are established as
the protocol suite that is known as TCP/IP
1983
First desktop workstations
113 nodes
1984
Moderated newsgroups introduced on USENET
(mod.*)
> 1,000 hosts
1987
Email link established between Germany and
China
> 10,000 hosts
1989
Creation of ‘Archie’ (archiver for ftp sites) by
Peter Deutsch, McGill U., the first effort to index
the Internet
> 100,000 hosts
15 nodes (23 hosts)
Development of a new protocol for information
distribution (Tim Berners-Lee, CERN)
1991
Development of ‘gopher’ the first friendly
interface to the Internet
1992
The term ‘surfing the net’ is coined by Jean
Armour Polly
> 1,000,000 hosts
1993
Mosaic, the graphical browser developed by
Marc Andreessen (Netscape), takes the Internet
by storm
600+ web sites
1995
A number of Net related companies go public,
with Netscape leading the pack
> 25,000 web sites
1998
Release of Windows 98 with web browser
integrated into desktop operating system
> 3,500,000 web sites
World-Wide-Web (WWW) released by CERN
Figure 4.26 Timeline of important Internet milestones.
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K., and Sastri, S. (eds.), Materials Performance: Sulphur and Energy, Montreal, The
Canadian Institute of Mining, Metallurgy and Petroleum, 1992, pp. 247–257.
37. Stafford, S. W., and Mueller, W. H., Failure Analysis of Stress-Corrosion Cracking,
in Jones, R. H. (ed.), Stress Corrosion Cracking, Metals Park, Ohio, American
Society for Metals, 1992, pp. 417–436.
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Leuven University, 1985.
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Development and Application of Integrated Expert Systems and Databases for
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1986, paper 54.
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Data Program, in Fu, J., Heidersbach, R., and Erbar, R. (eds.), Computers in
Corrosion Control, Houston, Tex., NACE International, 1986, pp. 15–20.
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Engineering, St. Louis, Materials Technology Institute, 1990.
48. Roberge, P. R., Bridging the Gap between the World of Knowledge and the World
that Knows, Materials Performance, 33:52–56 (1994).
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in Chloride-Bearing Water by Neutral Network Techniques, Corrosion, 48:618–623
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Using Artificial Neural Network Integrated with an Expert System, Corrosion,
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Nonmetallic Lining Materials from Laboratory Tests, Corrosion, 50:411–418 (1994).
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of AAAI-88, Cambridge, Mass., MIT Press, 1988, pp. 50–60.
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Chapter
5
Corrosion Failures
5.1 Introduction
5.2 Mechanisms, Forms, and Modes of Corrosion Failures
5.2.1
Forms of corrosion
332
332
332
Uniform (or general) corrosion
333
Pitting
335
Crevice corrosion
336
Galvanic corrosion
339
Selective leaching
344
Erosion corrosion
345
Environmental cracking
346
Intergranular corrosion
349
5.2.2
Modes and submodes of corrosion
352
5.2.3
Corrosion factors
354
5.2.4 The distinction between corrosion-failure mechanisms
and causes
357
5.3 Guidelines for Investigating Corrosion Failures
359
5.4 Prevention of Corrosion Damage
360
5.4.1
Uniform corrosion
362
5.4.2
Galvanic corrosion
363
5.4.3
Pitting
364
5.4.4
Crevice corrosion
365
5.4.5
Intergranular corrosion
365
5.4.6
Selective leaching
366
5.4.7
Erosion corrosion
366
5.4.8
Stress corrosion cracking
366
5.5 Case Histories in Corrosion Failure Analysis
368
References
369
331
332
Chapter Five
5.1
Introduction
System failures and subsequent failure investigations have become
increasingly important in modern societies. Besides liability issues, an
important reason for conducting a failure investigation is to identify
the mechanisms and causes of a problem to prevent its reoccurrence.
The recommendation of remedial action is indeed an important aspect
of the failure analysis process. Neglecting to get to the underlying
causes of corrosion failures and to take corrective action can expose an
organization to litigation, liability, and loss of customer and public confidence in its product(s). Such risks are unacceptable in the modern
global competitive business environment.
Conducting a failure analysis is not an easy or straightforward task.
Early recognition of corrosion as a factor in a failure is critical because
much important corrosion information can be lost if a failure scene is
altered or changed before appropriate observations and tests are
made. To avoid these pitfalls, certain systematic procedures have been
proposed to guide an investigator through the failure analysis process.
But failure analysis is ultimately best learned by experience, and a
failure analyst must earn proper credentials by living through actual
investigations and having successfully solved a variety of problems.
The use of correct and consistent terminology in failure analyses is
vital. The value of information in reports is greatly diminished by inattention to this detail, especially if the information is to be subsequently
stored, retrieved, and processed by computers. Unfortunately, critical
terminology is often used too loosely in practice. This chapter starts
with key concepts for identifying corrosion damage. This is followed by
a review of guides for conducting corrosion-failure investigations and
a discussion on the usefulness of case histories in failure analysis. The
chapter concludes with fundamental remedial measures.
5.2 Mechanisms, Forms, and Modes of
Corrosion Failures
In practice, the terms mechanisms, forms, and modes of corrosion failures are often used interchangeably, leading to some confusion. Such
loose usage does not do justice to the significant serious work that has
been invested in defining these separate concepts. A clearer picture
should emerge from the material that follows.
5.2.1
Forms of corrosion
Form of corrosion is generally well known from one of the most enduring books on corrosion engineering.1 The different forms of corrosion
represent corrosion phenomena categorized according to their appear332
Corrosion Failures
333
ance. Dillon2 considered Fontana’s basic forms of corrosion and divided
them into three groups, based on their ease of identification. The three
categories used are
■
Group 1. Readily identifiable by ordinary visual examination.
■
Group 2. May require supplementary means of examination.
■
Group 3. Verification is usually required by microscopy (optical,
electron microscopy, etc.).
The main forms of corrosion are shown in Fig. 5.1, together with the
respective group categories. In this figure, the number of forms has
been expanded somewhat from Fontana’s original grouping of eight
basic forms. A description and an example of each basic form of corrosion follows.
Uniform corrosion is characterized by
corrosive attack proceeding evenly over the entire surface area or a
large fraction of the total area. General thinning takes place until
failure. On the basis of tonnage wasted, this is the most important
form of corrosion. However, uniform corrosion is relatively easily measured and predicted, making disastrous failures relatively rare. In
many cases, it is objectionable only from an appearance standpoint.
The breakdown of protective coating systems on structures often
leads to this form of corrosion. Dulling of a bright or polished surface,
etching by acid cleaners, or oxidation (discoloration) of steel are examples of surface corrosion. Corrosion-resistant alloys and stainless
steels can become tarnished or oxidized in corrosive environments.
Surface corrosion can indicate a breakdown in the protective coating
system, however, and should be examined closely for more advanced
attack. If surface corrosion is permitted to continue, the surface may
become rough, and surface corrosion can lead to more serious types of
corrosion.
An example of uniform corrosion damage on a rocket-assisted
artillery projectile is illustrated in Fig. 5.2.3 The cause of failure was
poor manufacturing practices, which included acid pickling prior to
the phosphatizing surface protection treatment, inadequate rinsing
after the phosphate coating process, excessive drying temperatures,
and a poor-quality top coat applied without a primer. Undesirable
effects of the corrosion damage include loss of troop confidence (who
would like to handle a rusty container packed with TNT!) and a possible impairment of accuracy. Specifying an abrasive blast as phosphate
pretreatment, adequate spray rinsing, lower drying temperatures, and
the use of a primer-top coat combination were recommended to overcome this problem.
Uniform (or general) corrosion.
334
Group I: identifiable by visual inspection
More
Noble
Uniform Corrosion
Pitting
Crevice Corrosion
Less
Noble
Galvanic Corrosion
Group II: identifiable with special inspection tools
Load
Flow
Erosion
Cavitation
Movement
Fretting
Intergranular
Group III: identifiable by microscopic examination
Layer
Exfoliation
Plug
De-Alloying
Stress Corrosion
Cracking
Figure 5.1 Main forms of corrosion regrouped by their ease of recognition.
Corrosion Fatigue
Corrosion Failures
335
Area covered by reddish brown
corrosion products
Pickling reduced the protective
properties of the phosphatized
coating
Inadequate rinsing left corrosive
residue on the surface
Excessive drying temperature
Cosmetic top coat of lacquer only
The entire surface is vulnerable
to corrosion
Refinishing costs
Logistic delays
Loss of troop confidence
Reduced accuracy ?
Figure 5.2 Uniform corrosion damage on a rocket-assisted
artillery projectile.
Pitting corrosion is a localized form of corrosion by which cavities, or “holes,” are produced in the material. Pitting is considered to
be more dangerous than uniform corrosion damage because it is more
difficult to detect, predict, and design against. Corrosion products
often cover the pits. A small, narrow pit with minimal overall metal
loss can lead to the failure of an entire engineering system. Pitting corrosion, which, for example, is almost a common denominator of all
types of localized corrosion attack, may assume different shapes, as
illustrated in Fig. 5.3. Pitting corrosion can produce pits with their
mouth open (uncovered) or covered with a semipermeable membrane
of corrosion products. Pits can be either hemispherical or cup-shaped.
Pitting.
336
Chapter Five
In some cases they are flat-walled, revealing the crystal structure of
the metal, or they may have a completely irregular shape.4
Pitting corrosion occurs when discrete areas of a material undergo
rapid attack while most of the adjacent surface remains virtually unaffected. Such localization of the anodic and cathodic corrosion processes is characterized by the surface area ratio (Sa/Sc) for these two
processes, where Sa and Sc are the areas supporting, respectively, the
anodic and cathodic reactions. The Sa/Sc ratio, or degree of localization, can be an important driving force of all localized corrosion problems because a corrosion situation corresponds to equal anodic and
cathodic absolutes currents (see the section on Mixed Potential
Diagrams in Chap. 1, Aqueous Corrosion). Corrosive microenvironments, which tend to be very different from the bulk environment,
often play a role in the initiation and propagation of corrosion pits.
This greatly complicates the prediction task. Apart from the localized
loss of thickness, corrosion pits can also be harmful by acting as stress
risers. Fatigue and stress corrosion cracking may initiate at the base
of corrosion pits.
Crevice corrosion. Crevice corrosion is a localized form of corrosion usu-
ally associated with a stagnant solution on the microenvironmental level. Such stagnant microenvironments tend to occur in crevices (shielded
areas) such as those formed under gaskets, washers, insulation materi-
Narrow, deep
Shallow, wide
Elliptical
Subsurface
Undercutting
Horizontal grain attack
Vertical grain
attack
Figure 5.3 Typical variations in the cross-sectional shape of pits.
Corrosion Failures
337
al, fastener heads, surface deposits, disbonded coatings, threads, lap
joints, and clamps. Because oxygen diffusion into the crevice is restricted, a differential aeration cell tends to be set up between crevice
(microenvironment) and the external surface (bulk environment). The
cathodic oxygen reduction reaction cannot be sustained in the crevice
area, giving it an anodic character in the concentration cell. This anodic imbalance can lead to the creation of highly corrosive microenvironmental conditions in the crevice, conducive to further metal dissolution.
The formation of an acidic microenvironment, together with a high chloride ion concentration, is illustrated in Fig. 5.4. Filiform corrosion is
closely related to crevice attack. It occurs under protective films such as
lacquers and is characterized by an interconnected trail of corrosion
Local acidification of electrolyte
by the reactions:
2+
-
Fe + 2Cl
FeCl2 (unstable)
FeCl2 + 2H2O
Fe(OH)2 + 2HCl
Bulk-environment
Inert Material
O2 O2
Fe2 O3
-
Cl
-
Cl
High O2
Fe(OH)2
Low O2
2+
Fe Fe2+
Anode
-
O2 + 2H2O + 4e
4e
-
Cathode
Steel
Figure 5.4 Microenvironment created by corrosion in a crevice.
-
4OH
338
Chapter Five
products. Active corrosion occurs at the head of the filament, where a
corrosive microenvironment is established, whereas the trailing tail is
largely inactive (see Figs. 1.10 and 1.11 in Chap. 1, Aqueous Corrosion).
Even though filiform corrosion is often largely a “cosmetic” problem, the
impeccable appearance of a product can be very important, as, for example, in the food packaging industry.
Crevice corrosion damage in the lap joints of aircraft skins has become
a major safety concern, particularly after the Aloha airline incident.
Corrosion damage to aircraft fuselages is an example of atmospheric corrosion, a topic that is described more fully in a separate chapter. On April
28, 1988, a 19-year-old Boeing 737 aircraft, operated by Aloha, lost a
major portion of the upper fuselage near the front of the plane, in full
flight at 24,000 ft.5 The extent of the damage is shown schematically in
Fig. 5.5. Miraculously, the pilot managed to land the plane on the island
of Maui, Hawaii, but one flight attendant died, and several passengers
sustained serious injuries. In the Aloha Boeing 737 aircraft, evidence
was found of multiple site fatigue damage leading to structural failure.
The resulting National Transportation Safety Board investigation report
issued in 1989 attributed the incident to the failure of the operator’s
maintenance program to detect corrosion damage.6 Earlier, in 1981, a
similar aircraft had suffered an in-flight break-up with more than 100
fatalities. Investigations pointed to corrosion-accelerated fatigue of the
fuselage skin panels as the failure mechanism.7
The three basic types of aircraft fuselage lap splices are shown in
Fig. 5.6. A particular aircraft design normally incorporates two or
three different types of splices in the fuselage. The fuselages of commercial aircraft are typically constructed from 2024 T3 aluminum
alloy. The lap joints are riveted and sealed by some manufacturers,
whereas others employ a combination of riveting and adhesive bonding.8 Corrosion damage in the crevice geometry of the lap joints is
highly undesirable. Fatigue cracking in the Aloha case was not anticipated to be a problem, provided the overlapping fuselage panels
remained firmly bonded together.9
Corrosion processes in this crevice geometry and the subsequent
buildup of voluminous corrosion products inside the lap joints lead to pillowing, a dangerous condition whereby the overlapping surfaces are separated (Fig. 5.7). The prevalent corrosion product identified in corroded
fuselage joints is aluminum oxide trihydrate, with a particularly highvolume expansion relative to aluminum, as shown in Fig. 5.8. The buildup
of voluminous corrosion products also leads to an undesirable increase
in stress levels near critical fastener holes; rivets have been known to
fracture due to the high tensile stresses resulting from pillowing.10
Corrosion damage on commercial and military aircraft, such as the
pillowing in lap splices described above, is becoming a major concern
Corrosion Failures
339
Fuselage section fails
at 24,000ft under internal
pressure
Miraculously, the pilots manage
to land the aircraft safely
Lap joint corrosion problems
and multiside damage become
major issues in aging aircraft
)
Figure 5.5 A schematic description of the Aloha “incident.”
in the context of the global aging aircraft problem. By the turn of the
century, 64 percent of the U.S. commercial carrier fleet will be at least
20 years old. In 1970, the average age of this fleet was under 5 years.7
It is well known that the costs and safety risks associated with aircraft
corrosion damage are highest in aging fleets. Lengthy and detailed
inspection and maintenance procedures, as part of periodic checks and
overhauls, represent a substantial portion of the corrosion costs. A pertinent example involving a recently inspected 28-year-old Boeing 747
has been documented.6 This aging aircraft, placed on a more stringent
inspection program, required 65 days and 90,000 person hours of work
in a major overhaul. Apart from replacement parts and maintenance
personnel costs, the lost revenue resulting from this lengthy grounding must be factored into the operator’s corrosion costs.
Galvanic corrosion. Galvanic corrosion occurs when dissimilar metallic
materials are brought into contact in the presence of an electrolyte. Such
damage can also occur between metals and alloys and other conducting
340
Chapter Five
Basic Lap Splice
Basic Butt Splice
Basic Butt Splice with Beauty Strip
Figure 5.6 The three basic types of lap splices used for construction
of aircraft fuselage.
materials such as carbon or graphite. An electrochemical corrosion cell is
set up due to differences in the corrosion potentials of the dissimilar
materials. The material with the more noble corrosion potential then
becomes the cathode of the corrosion cell, whereas the less noble material is consumed by anodic dissolution. The area ratio of the two dissimilar materials is extremely important. If the anode-to-cathode surface
area ratio is small, or Sa/Sc high, the galvanic current can be concentrated on a small anodic area. The corrosion rate, visible as thickness
loss over time, can then become very high for the anode. For example, if
aluminum rivets were used on steel plates, the rivets would corrode
extremely rapidly (Fig. 5.9).
The galvanic series (Fig. 5.10) shows the relative nobility of a range of
materials in seawater. In general terms, the further two materials are
Corrosion Failures
341
Corrosive microenvironment
is established in the crevice
Voluminous corrosion products
generate stresses and
lead to “pillowing”
Ingress of corrosive
electrolyte
Figure 5.7 Pillowing of lap splices.
Aluminum Oxide
Trihydrate
Relative
Volume
7
5
3
1
Al
Al2O3
Al2O3.H2O
Oxide Type
Figure 5.8 Relative volume of aluminum corrosion products.
Al2O3.3H2O
342
(a)
Chapter Five
Steel
Corrosion
Aluminum
(b)
Steel
Figure 5.9 Galvanic coupling caused by riveting plates.
apart in the galvanic series, the greater the risk of galvanic corrosion.
However, this series does not give any information on the rate of corrosion
attack. Furthermore, the relative position of the materials can change in
other environments. It is important to realize that galvanic corrosion
effects can be manifested not only on the macroscopic level but also within the microstructure of a material. Certain phases or precipitates will
undergo anodic dissolution under microgalvanic effects. Because the principle of galvanic corrosion is widely known, it is remarkable that it still
features prominently in numerous corrosion failures. Figure 5.11 illustrates the main factors affecting a galvanic corrosion situation.11
One well-known landmark that has undergone severe galvanic corrosion in its history is the Statue of Liberty. An excellent publication
edited by Baboian, Bellante, and Cliver12 details corrosion damage to
this structure and remedial measures undertaken. It also provides a
fascinating historical engineering perspective. The Statue of Liberty
was officially inaugurated on October 28, 1866, on Bedloe’s Island, in
the New York harbor. The design of the statue, which rises more than
91 m into the air, essentially involves a rigid central pylon and a secondary frame, to which further framework, the armature, and the skin
are attached. The entire skeleton was manufactured out of wrought
iron (more specifically, puddled iron), a common construction material
of that era. Copper was selected as skin material for ease of shaping
the artistic detail, durability, and good strength to weight ratio for
materials commercially available at the time.13
Corrosion Failures
Noble
or
cathodic
Active
or
anodic
343
Platinum
Gold
Graphite
Titanium
Silver
Chlorimet 3
Hastelloy C
18-8 Mo stainless steel (passive)
18-8 stainless steel (passive)
Chromium steel >11% Cr (passive)
Inconel (passive)
Nickel (passive)
Silver solder
Monel
Bronzes
Copper
Brasses
Chlorimet 2
Hastelloy B
Inconel (active)
Nickel (active)
Tin
Lead
Lead-tin solders
18-8 Mo stainless steel (active)
18-8 stainless steel (active)
Ni-resist
Chromium steel >11% Cr (active)
Cast iron
Steel or iron
2024 aluminum
Cadmium
Commercially pure aluminum
Zinc
Magnesium and its alloys
Figure 5.10 Galvanic series of some commercial metals and
alloys in seawater.
Crucial components in attaching the copper sheets to the armature
were the copper saddles, depicted in Fig. 5.12. These U-shaped components wrapped around the armature iron bars and were riveted to
the copper skin. Some 1500 of these copper saddles were used. During
construction in the United States, shellac-impregnated asbestos was
placed between the armature and the skin, but this disintegrated
with time and, through wicking action, acted as an undesirable trap
344
Chapter Five
Type of Join
• Welded
• Rivets
• External connection
Electrode Potentials
• Thermodynamics
• Scaling
• Deposits
Geometry
• Surface area ratio (Sa/Sc)
• Surface shape
• Separation distance
Reaction Kinetics
• Polarization characteristics
• Complexing reactions
• Precipitation reactions
Metal A
Alloy Composition
• Main phases
• Microstructure
• Impurities
Metal B
Surface Characteristics
• Nature of protective film
• Presence of holidays
• Solution dependence
•
•
•
•
Bulk Solution
Properties
Oxygen content
pH
Conductivity
Temperature
Mass Transport
• Flow rate
• Turbulence
• Presence of bubbles
Figure 5.11 Factors affecting galvanic corrosion.
for corrosive electrolyte. The statue was never “water-tight.” For
example, significant leakage took place through the torch where additional lights had been retrofitted. From the galvanic series and the
unfavorable area ratio, it is apparent that the skin attachment
arrangement is particularly vulnerable to severe galvanic corrosion,
as depicted in Fig. 5.12. The expansive force of the iron corrosion
products disfigured the copper skin extensively. It was this galvanic
corrosion problem that most necessitated a massive restoration
project,12 at a cost exceeding $200 million in private funding.
After testing for galvanic compatibility and considering the need for
mechanical requirements close to those of the original wrought iron, it
was decided to replace the iron armature with one of AISI type 316L
stainless steel. This stainless alloy was selected on the basis that electrical contact with the skin was unavoidable. Inspection of the galvanic series reveals that assuming the stainless steel remains passive, the
larger copper surfaces will tend to act as the anodes. As a further, secondary precaution, a Teflon barrier was applied between the new
stainless armature and the copper skin and saddles.
Selective leaching. Selective leaching refers to the selective removal of
one element from an alloy by corrosion processes. A common example
is the dezincification of unstabilized brass, whereby a weakened,
Corrosion Failures
345
porous copper structure is produced. The selective removal of zinc can
proceed in a uniform manner or on a localized (plug-type) scale. It is
difficult to rationalize dezincification in terms of preferential Zn dissolution out of the brass lattice structure. Rather, it is believed that
brass dissolves with Zn remaining in solution and Cu replating out of
the solution.1 Graphitization of gray cast iron, whereby a brittle
graphite skeleton remains following preferential iron dissolution, is a
further example of selective leaching.
Erosion corrosion is the cumulative damage
induced by electrochemical corrosion reactions and mechanical effects
from relative motion between the electrolyte and the corroding surface. Erosion corrosion is defined as accelerated degradation in the
presence of this relative motion. The motion is usually one of high
velocity, with mechanical wear and abrasion effects. Grooves, gullies,
rounded edges, and waves on the surface usually indicating directionality characterize this form of damage. Erosion corrosion is found in
systems such as piping (especially bends, elbows, and joints), valves,
pumps, nozzles, heat exchangers, turbine blades, baffles, and mills.
Impingement and cavitation are special forms of erosion corrosion. In
the former, moving liquid particles cause the damage, whereas
Erosion corrosion.
Stresses on Rivets, Saddle - Skin Separation
due to Corrosion Product Buildup
Wrought Iron
Armature
Copper Skin
Copper Saddle
Build-up of voluminous
Corrosion Products
Copper Rivets
Figure 5.12 Galvanic corrosion of the Statue of Liberty.
346
Chapter Five
collapsing (unstable) vapor bubbles induce surface damage in the latter. Fretting corrosion, which refers to corrosion damage at the asperities of contact surfaces, may also be included in this category. This
damage is induced under load and in the presence of repeated relative
surface motion, as induced, for example, by vibration. Pits or grooves
and oxide debris characterize this damage, typically found in machinery, bolted assemblies, and ball or roller bearings. Contact surfaces
exposed to vibration during transportation are exposed to the risk of
fretting corrosion.
Environmental cracking. Environmental cracking (EC) is a very acute
form of localized corrosion. Because of the intrinsic complexity of the
situations leading to different forms of EC, the parameters leading to
this class of problems have often been described in qualitative terms
such as those in Table 5.1. Table 5.1 lists the factors contributing to
one of three forms of EC, that is, stress corrosion cracking (SCC),
fatigue corrosion, and hydrogen embrittlement.
SCC is the cracking induced from the combined influence of tensile
stress and a corrosive medium. The impact of SCC on a material seems
TABLE 5.1
Characteristics of Environmental Cracking
Factor
SCC
Fatigue
corrosion
Hydrogen induced
cracking
Stress
Static tensile
Cyclic tensile
Static tensile
Aqueous corrosive
Specific to the alloy
Any
Any
Temperature
increase
Accelerates
Accelerates
< Ambient: increases
< Ambient: increases
Pure metal
Resistant
Susceptible
Susceptible
Crack morphology
Transgranular
Intergranular
Branched
Transgranular
Unbranched
Blunt tip
Transgranular
Intergranular
Unbranched
Sharp tip
Corrosion products
in cracks
Absent
Present
Absent
Crack surface
appearance
Cleavagelike
Beach marks
and/or striations
Cleavagelike
Cathodic
polarization
Suppresses
Suppresses
Accelerates
Near maximum
strength
Susceptible but
minor
Accelerates
Accelerates
Corrosion Failures
347
to fall between dry cracking and the fatigue threshold of that material
(Fig. 5.13). The required tensile stresses may be in the form of directly
applied stresses or residual stresses. Cold deformation and forming,
welding, heat treatment, machining, and grinding can introduce residual stresses. The magnitude and importance of such stresses is often
underestimated. The residual stresses set up as a result of welding
operations tend to approach the yield strength. The buildup of corrosion products in confined spaces can also generate significant stresses
and should not be overlooked. SCC usually occurs in certain specific
alloy-environment-stress combinations (Fig. 5.14) and has been shown
to be, at least for aluminum alloys, very dependent on grain orientation (Fig. 5.15).
Usually, most of the surface remains unattacked, but with fine
cracks penetrating into the material. In the microstructure, these
cracks can have an intergranular or a transgranular morphology.
Macroscopically, SCC fractures have a brittle appearance. SCC is
classified as a catastrophic form of corrosion because the detection of
such fine cracks can be very difficult and the damage not easily predicted. Experimental SCC data is notorious for a wide range of scatter. A disastrous failure may occur unexpectedly, with minimal overall
material loss.
Hydrogen embrittlement is sometimes classified separately from
SCC. It refers to the embrittlement and resulting increased cracking
Ultimate tensile strength
fa
ilu
e
n
io
os
re
rr
in
ng
d
ol
sh
re
th
ki
ac
cr
C
SC
log (stress)
ad
ur
co
SCC threshold,
lo
ct
ss
re
fra
st
er
ov
!a
to
K
y,
,K
KC
it
ns
s,
te
in
re
th
IC
CC
IS
(log) flaw size, a
Figure 5.13 Continuum between failure modes.
s
ne
ss
re
h
ug
st
ue
o
ue
∆K
tig
d,
ol
fa
sh
tig
fa
Endurance limit
348
Chapter Five
Environmental
conditions
SCC
Metallurgical
structure
Stresses
Figure 5.14 The three main factors contributing to the occur-
rence of SCC.
Sustained tensile stress
Minimum LT yield strength for 7.6 cm plate
Longitudinal
Long Transverse
Short Transverse
0
Days to failure
90
Figure 5.15 SCC susceptibility of 7075-T651 aluminum alloy immersed in 3.5% NaCl
solution.
risk due to uptake of hydrogen into the material’s structure. The
cathodic reduction of water to form hydrogen is a potential source of
embrittlement. Hydrogen stress cracking and sulfide stress cracking
are terms used for hydrogen embrittlement from interactions with
hydrogen gas and hydrogen sulfide, respectively.
Corrosion Failures
349
In practice, materials used for their strength are the most susceptible to suffer from SCC problems when some environmental elements
render them vulnerable. Such vulnerability exists for stainless steels
when chloride ions are present in the environment, even at very low
concentrations. Unfortunately, the term stainless steel is sometimes
interpreted too literally. Structural engineers need to be aware that
stainless steels are certainly not immune to corrosion damage and can
be particularly susceptible to localized corrosion damage and SCC. The
austenitic stainless steels, mainly UNS S30400 and UNS S31600, are
used extensively in the construction industry. The development of SCC
in S30400 bars, on which a concrete ceiling was suspended in a swimming pool building, had disastrous consequences.
In May 1985, the heavy ceiling in a swimming pool located in Uster,
Switzerland, collapsed with fatal consequences14 after 13 years of service. The failure mechanism was established to be transgranular SCC,
as illustrated in Fig. 5.16. The presence of a tensile stress was clearly
created in the stainless rods by the weight of the ceiling. Chloride
species dispersed into the atmosphere, together with thin moisture
films, in all likelihood represented the corrosive environment. A characteristic macroscopic feature of the failed stainless steel rods was the
brittle nature of the SCC fractures, with essentially no ductility displayed by the material in this failure mode.
Subsequent to this failure, further similar incidents (fortunately
without fatalities) have been reported in the United Kingdom,
Germany, Denmark, and Sweden. Although chloride-induced SCC
damage is recognized as a common failure mechanism in stainless
steels, a somewhat surprising element of these failures is that they
occurred at room temperature. As a general rule of thumb, it has often
been assumed that chloride-induced SCC in these alloys is not a practical concern at temperatures below 60°C.
Under the assumption that a low-pH–high-chloride microenvironmental combination is responsible for the SCC failures, several factors
were identified in UK pool operations that could exacerbate the damage. Notable operational changes included higher pool usage and pool
features such as fountains and wave machines, resulting in more dispersal of pool water (and chloride species) into the atmosphere. The
importance of eliminating the use of the S30400 and S31600 alloys for
stressed components exposed to swimming pool atmospheres should
be apparent from this example.
The microstructure of metals and alloys is
made up of grains, separated by grain boundaries. Intergranular corrosion is localized attack along the grain boundaries, or immediately
adjacent to grain boundaries, while the bulk of the grains remain
Intergranular corrosion.
350
Chapter Five
Anchored in
roof structure
Tensile stress in
bar from ceiling
weight
Transgranular branched
cracks in the austenitic
microstructure
(typical of chloride induced
SCC in this alloy)
10 mm UNS S30400 bar
Anchored in
concrete hanging ceiling
Figure 5.16 Transgranular SCC on stainless steel supporting rods.
largely unaffected. This form of corrosion is usually associated with
chemical segregation effects (impurities have a tendency to be
enriched at grain boundaries) or specific phases precipitated on the
grain boundaries. Such precipitation can produce zones of reduced corrosion resistance in the immediate vicinity. A classic example is the
sensitization of stainless steels. Chromium-rich grain boundary precipitates lead to a local depletion of chromium immediately adjacent to
these precipitates, leaving these areas vulnerable to corrosive attack
in certain electrolytes (Fig. 5.17). This problem is often manifested in
Corrosion Failures
351
the heat-affected zones of welds, where the thermal cycle of welding
has produced a sensitized structure.
Knife-line attack, immediately adjacent to the weld metal, is a special
form of sensitization in stabilized austenitic stainless steels. Stabilizing
elements (notably Ti and Nb) are added to stainless steels to prevent
intergranular corrosion by restricting the formation of Cr-rich grain
boundary precipitates. Basically, these elements form carbides in preference to Cr in the austenitic alloys. However, at the high temperatures
experienced immediately adjacent to the weld fusion zone, the stabilizer carbides dissolve and remain in solution during the subsequent rapid
% Cr
12%
Microscopic
appearance
of grain
boundaries
Cr23C6 precipitates
Cr-depleted zone
Weld decay
Sensitized HAZ
Zone exposed
longest in
sensitization
temperature
range
Figure 5.17 Sensitization of stainless steel in the heat-adjacent zone.
352
Chapter Five
cooling cycle. Thereby this zone is left prone to sensitization if the alloy
is subsequently reheated in a temperature range where grain boundary
chromium carbides are formed. Reheating a welded component for
stress relieving is a common cause of this problem. In the absence of the
reheating step, the alloy would not be prone to intergranular attack.
Exfoliation corrosion is a further form of intergranular corrosion
associated with high-strength aluminum alloys. Alloys that have been
extruded or otherwise worked heavily, with a microstructure of elongated, flattened grains, are particularly prone to this damage. Figure
5.18 illustrates the anisotropic grain structure typical of wrought aluminum alloys, and Fig. 5.19 shows how a fraction of material is often
sacrificed to alleviate the impact on the susceptibility to SCC of the
short transverse sections of a component. Corrosion products building
up along these grain boundaries exert pressure between the grains,
and the end result is a lifting or leafing effect. The damage often initiates at end grains encountered in machined edges, holes, or grooves
and can subsequently progress through an entire section.
5.2.2
Modes and submodes of corrosion
As part of a framework for predicting and assuring corrosion performance of materials, Staehle introduced the concept of modes and sub-
LT
SL
ST
Figure 5.18 Schematic representation of the anisotropic grain structure of wrought alu-
minum alloys.
Corrosion Failures
Component
shape
353
Grain flow
(a)
(b)
Figure 5.19 Machining for neutralizing the effects of grain
flow on corrosion resistance: (a) saving on material and
loosing on lifetime and (b) loosing on material for increased
lifetime.
modes of corrosion.15 In this context, a corrosion mode was to be defined
by the morphology of corrosion damage, as shown for the four intrinsic
modes in Fig. 5.20. Submode categories were also proposed to differentiate between several manifestations of the same mode, for a given
material-environment system. For example, Staehle illustrated two
submodes of SCC in stainless steel exposed to a boiling caustic solution.
A transgranular SCC submode prevailed at low corrosion potentials,
whereas an intergranular submode occurred at higher potentials. The
identification and distinction of submodes is very important for performance prediction because different submodes respond differently to
corrosion variables. Controlling one submode of corrosion successfully
does not imply that other submodes will be contained.
A useful analogy to differentiating corrosion submodes is the distinction between different failure mechanisms in the mechanical world.
For example, nickel may fracture by intergranular creep or by transgranular creep, depending on the loading and temperature conditions.
354
Chapter Five
Uniform Corrosion
Pitting
Intergranular
Corrosion
Stress Corrosion
Cracking
Transgranular
Intergranular
Figure 5.20 The four intrinsic modes of corrosion damage.
The organization of corrosion damage into modes and submodes is
important for rationalizing and predicting corrosion damage, in a manner comparable to mechanical damage assessment.
5.2.3
Corrosion factors
Six important corrosion factors were identified in a review of scientific and engineering work on SCC damage,16 generally regarded as the
most complex corrosion mode. According to Staehle’s materials degradation model, all engineering materials are reactive and their strength
is quantifiable, provided that all the variables involved in a given situation are properly diagnosed and their interactions understood. For
characterizing the intensity of SCC the factors were material, environment, stress, geometry, temperature, and time. These factors represent independent variables affecting the intensity of stress corrosion
cracking. Furthermore, a number of subfactors were identified for
each of the six main factors, as shown in Table 5.2.
Corrosion Failures
355
The value of this scheme, extended to other corrosion modes and
forms, should be apparent. It is considered to be extremely useful for
analyzing corrosion failures and for reporting and storing information
and data in a complete and systematic manner. An empirical correlation was established between the factors listed in Table 5.2 and the
forms of corrosion described earlier (Fig. 5.1). Several recognized corrosion experts were asked to complete an opinion poll listing the main
subfactors and the common forms of corrosion as illustrated in the
example shown in Fig. 5.21. Background information on the factors
and forms of corrosion was attached to the survey. The responses were
then analyzed and represented in the graphical way illustrated in
Fig. 5.22.
TABLE 5.2 Factors and Contributing Elements Controlling the Incidence of a
Corrosion Situation According to Staehle16
Factor
Material
Environment
Chemical definition
Circumstance
Stress
Stress definition
Sources of stress
Subfactors and contributing elements
Chemical composition of alloy
Crystal structure
Grain boundary (GB) composition
Surface condition
Type, chemistry, concentration, phase, conductivity
Velocity, thin layer in equilibrium with relative humidity,
wetting and drying, heat-transfer boiling, wear and
fretting, deposits
Mean stress, maximum stress, minimum stress, constant
load/constant strain, strain rate, plane stress/plane strain,
modes I, II, III, biaxial, cyclic frequency, wave shape
Intentional, residual, produced by reacted products,
thermal cycling
Geometry
Discontinuities as stress intensifiers
Creation of galvanic potentials
Chemical crevices
Gravitational settling of solids
Restricted geometry with heat transfer leading to
concentration effects
Orientation vs. environment
Temperature
At metal surface exposed to environment
Change with time
Time
Change in GB chemistry
Change in structure
Change in surface deposits, chemistry, or heat-transfer
resistance
Development of surface defects, pitting, or erosion
Development of occluded geometry
Relaxation of stress
356
Chapter Five
Factor
Forms I
Uniform
Pitting
Crevice
Galvanic
Material
Composition
Crystal structure
GB composition
Surface condition
Environment
nominal
circumstantial
Stress
applied
residual
product built-up
cyclic
Geometry
galvanic potentials
restricted geometries
settling of solids
Temperature
changing T
T of surface
Time
changes over time
Figure 5.21 Opinion poll sheet for the most recognizable forms of corrosion problems.
The usefulness of this empirical correlation between the visible
aspect of a corrosion problem and its intrinsic root causes has not been
fully exploited yet. It is believed that such a tool could be used to
1. Guide novice investigators. The identification of the most important factors associated with different forms of corrosion could serve to
provide guidance and assistance for inexperienced corrosion-failure
investigators. Many investigators and troubleshooters are not corrosion
specialists and will find such a professional guide useful. Such guidelines
could be created in the form of computer application. A listing of the most
important factors would ensure that engineers with little or no corrosion
training were made aware of the complexity and multitude of variables
involved in corrosion damage. Inexperienced investigators would be
reminded of critical variables that may otherwise be overlooked.
2. Serve as a reporting template. Once all relevant corrosion data
has been collected or derived, the framework of factors and forms could
be used for storing the data in an orderly manner in digital databases
as illustrated in Fig. 5.23. The value of such databases is greatly diminished if the information is not stored in a consistent manner, making
retrieval of pertinent information a nightmarish experience. Analysis
of numerous corrosion failure analysis reports has revealed that information on important variables is often lacking.17 The omission of
important information from corrosion reports is obviously not always
an oversight by the professional author. In many cases, the desirable
information is simply not (readily) available. Another application of the
template or framework thus lies in highlighting data deficiencies and
Corrosion Failures
357
KEY
90th Percentile
75th Percentile
Median
25th Percentile
10th Percentile
12
10
Response
8
6
4
2
0
Changes Over Time
Temperature of Surface
Changing Temperature
Settling of Solids
Restricted Geometries
Cyclic Stress
Galvanic Potentials
Residual Stress
Product Buildup Stress
Applied Stress
Nominal Environment
Circumstantial Environment
GB Composition
Surface Condition
Crystal Structure
Composition
Group Response
Expert #1
Factors
Figure 5.22 Expert opinion of the factors responsible for pitting corrosion.
the need of rectifying such situations. As such, the factors represent a
systematic and comprehensive information-gathering scheme.
5.2.4 The distinction between corrosionfailure mechanisms and causes
One thesis is that the scientific approach to failure analysis is a detailed
mechanistic “bottom-up” study. Many corrosion-failure analyses are
358
Chapter Five
Corrosion Failure
Important Factors
for Pitting
Material
composition
surface finish
Geometry
Settling of solids
Restricted geometry
Environment
localized
...........
Figure 5.23 The factor/form correlation used as a reporting template.
approached in this manner. A failed component is analyzed in the laboratory using established analytical techniques and instrumentation.
Chemical analysis, hardness testing, metallography, optical and electron microscopy, fractography, x-ray diffraction, and surface analysis are
all elements of this approach. On conclusion of all these analytical procedures the mechanism of failure, for example “chloride induced transgranular stress corrosion cracking,” can usually be established with a
high degree of confidence by an expert investigator.
However, this approach alone provides little or no insight into the real
causes of failure. Underlying causes of serious corrosion damage that
can often be cited include human factors such as lack of corrosion awareness, inadequate training, and poor communication. Further underlying
causes may include weak maintenance management systems, insufficient repairs due to short-term profit motives, a poor organizational
“safety culture,” defective supplier’s products, incorrect material selection, and so forth. It is thus apparent that there can be multiple causes
associated with a single corrosion mechanism. Clearly, a comprehensive
failure investigation providing information on the cause of failure is
much more valuable than one merely establishing the corrosion mechanism(s). Establishing the real causes of corrosion failures (often related
to human behavior) is a much harder task than merely identifying the
failure mechanisms. It is disconcerting that in many instances of tech-
Corrosion Failures
359
nical reporting, causes and mechanisms of corrosion damage are used
almost interchangeably. Direct evidence of this problem was obtained
when searching a commercial engineering database.18
In contrast to the traditional scientific mechanistic approach, systems engineers prefer the “top-down” approach that broadens the definition of the system (see Chap. 4, Corrosion Information Management)
and is more likely to include causes of corrosion failures such as human
behavior. This is more consistent with the lessons to be learned from
the UK Hoar Report, which stated that corrosion control of even small
components could result in major cost savings because of the effect on
systems rather than just the components.19
5.3 Guidelines for Investigating Corrosion
Failures
Several guides to corrosion-failure analysis have been published.
These are valuable for complementing the expertise of an organization’s senior, experienced investigators. These investigators are rarely
in a position to transfer their knowledge effectively under day to day
work pressures. The guides have been found to be particularly useful
in filling this knowledge “gap.”
The Materials Technology Institute of the Chemical Process
Industries’ Atlas of Corrosion and Related Failures20 maps out the
process of a failure investigation from the request for the analysis to the
submission of a report. It is a comprehensive document and is recommended for any serious failure investigator who has to deal with corrosion damage. The step-by-step procedure section, for example, contains
two flow charts, one for the on-site investigation and the other for the
laboratory component. The procedural steps and decision elements are
linked to tables describing specific findings and deductions, supported
by micrographs and actions. Some of the elements of information contained in Sec. 4.5 of the MTI Atlas (the section that relates the origin(s)
of failure to plant or component geometry) are illustrated in Figs. 5.24
and 5.25.
In the NACE guidelines,2 failures are classified into the eight forms
of corrosion popularized by Fontana, with minor modifications. The
eight forms of corrosion are subdivided into three further categories to
reflect the ease of visual identification (Fig. 5.1). Each form of corrosion is described in a separate chapter, together with a number of case
histories from diverse branches of industry. An attempt was made to
treat each case study in a consistent manner with information on the
corrosion mechanism, material, equipment, environment, time to failure, comments, and importantly, remedial actions. It is interesting to
note that if stress, geometry, and temperature factors had also been
360
Chapter Five
Start on-site
Investigation
Identify Nature
of Failure
Identify Origin
of Failure
Examine all
Fracture Surfaces
Examine Plant for
Corrosion Products
Identify Relation of
Origin(s) of Failure
to Plant Geometry
Is NDT
Required and
Possible
?
Section 4.5
No
Yes
Proceed with
NDT
Figure 5.24 Decision tree to guide on-site investigations
dealing with corrosion damage.
described for each case history, the complete set of corrosion factors
proposed by Staehle would have been documented.
5.4
Prevention of Corrosion Damage
Recognizing the symptoms and mechanism of a corrosion problem is
an important preliminary step on the road to finding a convenient
solution. There are basically five methods of corrosion control:
Corrosion Failures
■
Change to a more suitable material
■
Modifications to the environment
■
Use of protective coatings
■
The application of cathodic or anodic protection
■
Design modifications to the system or component
361
Some preventive measures are generic to most forms of corrosion.
These are most applicable at the design stage, probably the most
important phase in corrosion control. It cannot be overemphasized
that corrosion control must start at the “drawing board” and that
design details are critical for ensuring adequate long-term corrosion
protection. It is generally good practice to
■
Provide adequate ventilation and drainage to minimize the accumulation of condensation (Figs. 5.26 and 5.27)
Findings
a) In contact with a liquid phase
Procedural step
I - Failure is in wall of tube or vessel
a) In contact with a liquid phase
b) Related to surface of liquid
• near liquid/gas interface
• parallel to surface
c) In gas or vapor
d) Not related to the geometry of tube or vessel
II - Failure is at mechanical joint
Findings
II - Failure is at mechanical joint
i. At point of high flow
• impingement of solids
• formation and collapse of bubbles
ii. At point of low flow
• under debris
• associated with organic deposits
iii. In a crevice
iv. At point of high∆T
• high negative heat transfer
• high positive heat transfer
* formation of pits under debris
* brittle fracture and hydrogen ‘fish eye’
* thinning without deformation
* thinning with bulging
v. Related to junction between dissimilar metals
vi. Related to preexisting flaw or segregate
vii. Related to a weld
• in filler metal
* corrosion
* yielding
• in heat adjacent zone (HAZ)
viii. At locations of high stress
ix. Horizontal grooving related to stratification
i. Gasket or seal has failed
ii. Faces of joint have separated
• due to corrosion
• due to strain
* caused by temperature and pressure
* caused by stresses
iii. Bad fitting
Findings
c) In gas or vapor
low downstream of a barrier
ii. General corrosion at point of high temperature
iii. Intergranular penetration
Figure 5.25 Recommendations for relating the origin(s) of failure to plant geometry.
362
Chapter Five
■
Avoid depressed areas where drainage is inadequate (Fig. 5.27)
■
Avoid the use of absorptive materials (such as felt, asbestos, and fabrics) in contact with metallic surfaces
■
Prepare surfaces adequately prior to the application of any protective coating system
■
Use wet assembly techniques to create an effective sealant barrier
against the ingress of moisture or fluids (widely used effectively in
the aerospace industry)
■
Provide easy access for corrosion inspection and maintenance work
Additionally, a number of basic technical measures can be taken
to minimize corrosion damage in its various forms. A brief summary
of generally accepted methods for controlling the various forms of
corrosion follows.
5.4.1
Uniform corrosion
The application of protective coatings, cathodic protection, and material selection and the use of corrosion inhibitors usually serves to conMoisture collects
here
BAD
GOOD
(a)
Unobstructed
drainage
(b)
Figure 5.26 Lightening holes in horizontal diaphragms.
Corrosion Failures
Water
363
Insulating tape
or sealant
Water
Drain hole
Unsatisfactory
Satisfactory
Skin
(a)
(b)
Insulating tape
or sealant
Drain hole
Drain hole
Unsatisfactory
Satisfactory
(c)
Figure 5.27 Water traps and faying surfaces.
trol uniform corrosion. Some of these methods are used in combination. For example, on buried oil and gas pipelines the primary corrosion protection is provided by organic coatings, with the cathodic
protection system playing a secondary role to provide additional protection at coating defects or weaknesses.
5.4.2
Galvanic corrosion
For controlling galvanic corrosion, materials with similar corrosion
potential values in a given environment should be used. Unfavorable
area ratios (Sa/Sc) should be avoided. Insulation can be employed to
physically separate galvanically incompatible materials (Fig. 5.28),
but this is not always practical. Protective barrier coatings can be used
with an important provision (i.e., coating the anodic material only is
not recommended) because it can have disastrous consequences in
practice. At defects (which are invariably present) in such coatings,
extremely rapid corrosion penetration will occur under a very unfavorable area ratio. It is much better practice to coat the cathodic surface in the galvanic couple. An example of rapid tank failures that
resulted from a tank design with coated steel side walls (the anode)
and stainless clad tank bottoms (the cathode) is described by Fontana.1
364
Chapter Five
If dissimilar materials junctions cannot be avoided at all, it is sensible
to design for increased anodic sections and easily replaceable anodic
parts. Corrosion inhibitors may be utilized, bearing in mind that their
effects on different materials will tend to be variable.
5.4.3
Pitting
Material selection plays an important role in minimizing the risk of
pitting corrosion. For example, the resistance to chloride-induced pitting in austenitic stainless steels is improved in alloys with higher
molybdenum contents. Thus AISI type 317 stainless steel has a higher resistance than the 316 alloy, which in turn is more resistant than
the 304 grade. The following pitting index (PI) [Eq. (5.1)] has been proposed to predict the pitting resistance of austenitic and duplex stainless steels (it is not applicable to ferritic grades):
PI Cr 3.3Mo xN
(5.1)
where Cr, Mo, and N the chromium, molybdenum, and nitrogen contents, x 16 for duplex stainless steel, and x 30 for austenitic alloys.
Generally speaking, the risk of pitting corrosion is increased under
stagnant conditions, where corrosive microenvironments are established on the surface. Drying and ventilation can prevent this accumulation of stagnant electrolyte at the bottom of pipes, tubes, tanks,
and so forth. Agitation can also prevent the buildup of local highly corrosive conditions. The use of cathodic protection can be considered for
pitting corrosion, but anodic protection is generally unsuitable.
Steel or
Aluminum
Copper
Insulation
Aluminum
Figure 5.28 Insulating two dissimilar metals for protection against gal-
vanic corrosion.
Corrosion Failures
365
Environmental modifications such as deaeration, chloride ion removal,
and the addition of corrosion inhibitors can reduce the risk of pitting.
However, the beneficial effects on existing pits with established highly corrosive microenvironments may be minimal. Furthermore, if the
pitting attack is not eliminated completely through the use of corrosion inhibitors, penetration can actually be accelerated due to the concentration of metal dissolution onto a smaller area.
5.4.4
Crevice corrosion
Whenever possible, crevice conditions should be avoided altogether.
Welded joints offer alternatives to riveted or bolted joints. In heat
exchangers, welded tube sheets are to be preferred over the rolled variety. Harmful surface deposits can be removed by cleaning. Filtration
can eliminate suspended solids that could otherwise settle out and
form harmful crevice conditions; agitation can also be beneficial in this
sense. Where gaskets have to be used, nonabsorbent gasket materials
(such as Teflon) are recommended. Cathodic protection can be effective
in preventing crevice corrosion, but anodic protection is generally
unsuitable. Environmental modifications are not usually effective once
crevice corrosion has initiated because the corrosive microenvironment inside the crevice is not easily modified.
5.4.5
Intergranular corrosion
The susceptibility of alloys to intergranular corrosion can often be
reduced through heat treatment. For example, in sensitized
austenitic stainless steels, high-temperature solution annealing at
around 1100°C followed by rapid cooling can restore resistance to
intergranular corrosion resistance. In general, alloys should be used
in heat-treated conditions associated with least susceptibility to intergranular corrosion. Composition is also an important factor. Grades of
stainless steels with sufficiently low interstitial element levels (carbon and nitrogen) are immune to this form of corrosion. The stabilized
stainless alloys with titanium and/or niobium additions rarely suffer
from this form of corrosion, with the exception of knife-line attack.
The L grades of austenitic stainless steels, such as 304L and 316L
with carbon levels below 0.03 percent, are widely used in industry and
are recommended whenever welding of relatively thick sections is
required.
For aluminum alloys it is advisable to avoid exposure of the short
transverse grain structure. Protective films such as anodizing, plating,
and cladding can reduce the intergranular corrosion risk. Shot peening to induce cold working in the surface grains can also be beneficial.
366
Chapter Five
5.4.6
Selective leaching
Selective leaching is usually controlled by material selection. For
example, brass is resistant to dezincification if traces of arsenic, phosphorous, or antimony are added to the alloy. Modern brass plumbing
fixtures are made exclusively from these stabilized alloys. Brass with
a low Zn content generally tends to be less susceptible. In more corrosive environments the use of cupro-nickel alloys has been advocated.
5.4.7
Erosion corrosion
Materials selection plays an important role in minimizing erosion corrosion damage. Caution is in order when predicting erosion corrosion
behavior on the basis of hardness. High hardness in a material does not
necessarily guarantee a high degree of resistance to erosion corrosion.
Design features are also particularly important. It is generally
desirable to reduce the fluid velocity and promote laminar flow;
increased pipe diameters are useful in this context. Rough surfaces are
generally undesirable. Designs creating turbulence, flow restrictions,
and obstructions are undesirable. Abrupt changes in flow direction
should be avoided. Tank inlet pipes should be directed away from the
tank walls and toward the center. Welded and flanged pipe sections
should always be carefully aligned. Impingement plates of baffles
designed to bear the brunt of the damage should be easily replaceable.
The thickness of vulnerable areas should be increased. Replaceable
ferrules, with a tapered end, can be inserted into the inlet side of heatexchanger tubes to prevent damage to the actual tubes.
Several environmental modifications can be implemented to minimize the risk of erosion corrosion. Abrasive particles in fluids can be
removed by filtration or settling, and water traps can be used in steam
and compressed air systems to decrease the risk of impingement by
droplets. Deaeration and corrosion inhibitors are additional measures
that can be taken. Cathodic protection and the application of protective coatings may also reduce the rate of attack.
For minimizing cavitation damage specifically, steps that can be taken include the minimization of hydrodynamic pressure gradients,
designing to avoid pressure drops below the vapor pressure of the liquid, the prevention of air ingress, the use of resilient coatings, and
cathodic protection.
5.4.8
Stress corrosion cracking
The use of materials exhibiting a high degree of resistance to SCC is a
fundamental measure. Modification of the environment (removal of
the critical species, corrosion inhibitor additions) is a further impor-
Corrosion Failures
367
tant means of control. In principle, reduced tensile stress levels is a
means of controlling SCC. In practice, maintaining tensile stress levels below a critical stress intensity level is difficult because residual
stresses often play an important role. These are difficult to quantify.
Stress-relieving heat treatments usually do not eliminate residual
stresses completely. Furthermore the wedging action of corrosion
products can lead to unexpected increases in tensile stress levels.
Stress raisers should obviously be avoided. The introduction of residual compressive surface stresses by shot peening is a further remedial
possibility. Fit-up stresses should be minimized by close control over
tolerances.
Serious attempts are still being made to elucidate and quantify the
parameters controlling the incidence of cracking. For this purpose
empirical equations have often been derived from laboratory tests.
Equation (5.2), for example, summarizes the effects of different alloying elements on the resistance of ferritic steels exposed to a boiling
8.75N-NaOH solution during slow strain tests.21 The stress corrosion
index in that environment (SCIOH) integrates the beneficial () or
deleterious () effect of the alloying elements (in %) when the steels
are in contact with such a caustic environment.
SCIOH 105 45C 40Mn 13.7Ni 12.3Cr
11Ti 2.5Al 87Si 413Mo
(5.2)
The optimum choice of a steel for a particular application should be
made in the light of expressions such as Eq. (5.2), which reflects the
corrosivity of the environment as a function of the metallurgical composition and structure. But other practical considerations such as
availability of the materials, maintainability, and economical requirements inevitably dictate the use of an alloy out of its safe envelope, in
which case the application of coatings, cathodic protection, and/or
some other protection scheme, appropriate for the operating conditions, have to be considered. Another important consideration is the
accidental damage that can locally modify the pattern of stresses
imposed on a metallic component or can destroy some of the protective
barriers.
Microstructural anisotropy is an important variable in SCC, especially for aluminum alloys. Tensile stresses in the transverse and
short transverse plane should be minimized. Components should be
designed with grain orientation in mind (Fig. 5.19). The use of cathodic protection for SCC control is restricted to situations where hydrogen embrittlement effects do not play any role, because hydrogen
embrittlement-related SCC damage will be accelerated by the
impressed current.
368
Chapter Five
5.5 Case Histories in Corrosion Failure
Analysis
Most corrosion failures are not unique in nature. For any given failure,
it is likely that a similar problem has been encountered and solved
previously. Practicing failure analysis experts rely heavily on their
experience from previous cases; it is the extensive experience gained
in previous cases that makes them highly effective and successful in
their profession. A number of excellent paper-based resources document corrosion case histories.2,22 Investigators of all experience levels
frequently consult such collections of case histories. By learning as
much as possible from previous cases, the laboratory work and testing
effort of the investigation can be minimized.
A collection of documented corrosion-failure case histories represents
a valuable corporate asset. However, information retrieval from a paperbased system can be laborious and time consuming. Typically, hundreds
of failure analysis reports are generated each year by an active team of
investigators and thousands of such reports are stored in filing cabinets,
with no convenient mechanism available to reuse this valuable information. Searching for patterns in accumulated documents and databases is a process regularly performed in large organizations. The
weakness in managing large volumes of paper-based information tends
to be sporadically compensated by in-depth surveys of available information. For example, a survey of failure analysis reports of landing gear
failures in the Canadian Forces revealed that 200 case histories had
been investigated over the past 25 years.23 The survey was successful in
determining the dominant failure mechanisms and ranking the importance of root causes as shown in Table 5.3.24 However, the fundamental
need for more efficient methodologies for improving knowledge reuse is
not addressed by surveys of this nature. Some new promising options
are emerging from the field of computerized knowledge discovery (see
Chap. 4, Modeling, Life Prediction, and Computer Applications).
TABLE 5.3 Breakdown of Causes of Landing Failures as a Function of the Failure
Mechanism
Mechanisms-Causes
Design
Overload
Fatigue
Cosmetic pitting
SCC
Structural pitting
Wear
False call
59
3
7
22
9
Material
selection
Manufacturing
8
22
6
34
17
4
65
2
7
6
13
16
Field
maintenance
13
24
6
6
41
10
Corrosion Failures
369
References
1. Fontana, M. G., Corrosion Engineering, New York, McGraw Hill, 1986.
2. Dillon, C. P., Forms of Corrosion: Recognition and Prevention, Houston, Tex., NACE
International, 1982.
3. Gilbert, L. O., Materiel Deterioration Problems in the Army, unpub., 1979.
4. Szklarska-Smialowska, Z., Pitting Corrosion, Houston, Tex., NACE International,
1986.
5. Miller, D., Corrosion Control on Aging Aircraft: What Is Being Done? Materials
Performance, 29:10–11 (1990).
6. Hoffman, C., 20,000-Hour Tuneup, Air & Space, 12:39–45 (1997).
7. Seher, C. and Broz, A. L., National Research Program for Nondestructive Inspection
of Aging Aircraft, Materials Evaluation, 49:1547–1550 (1991).
8. Komorowski, J. P., Krishnakumar, S., Gould, R. W., et al., Double Pass
Retroreflection for Corrosion Detection in Aircraft Structures, Materials Evaluation,
54:80–86 (1996).
9. Wildey, II, J. F., Aging Aircraft, Materials Performance, 29:80–85 (1990).
10. Komorowski, J. P., Bellinger, N. C., Gould, R. W., et al., Quantification of Corrosion
in Aircraft Structures with Double Pass Retroreflection, Canadian Aeronautics and
Space Journal, 42:76–82 (1996).
11. Oldfield, J. W., Electrochemical Theory of Galvanic Corrosion, in Hack, H. P. (ed.),
Galvanic Corrosion, Philadelphia, Penn., American Society for Testing of Materials,
1988, pp. 5–22.
12. Baboian, R., Bellante, E. L., and Cliver, E. B., The Statue of Liberty Restauration,
Houston, Tex., NACE International, 1990.
13. Perrault, C. L., Liberty: To Build and Maintain Her for a Century, in Baboian, R.,
Bellante, E. L., and Cliver, E. B. (eds.), The Statue of Liberty Restauration, Houston,
Tex., NACE International, 1990, pp. 15–30.
14. Page, C. L., and Anchor, R. D., Stress Corrosion Cracking in Swimming Pools,
Materials Performance, 29:57–58 (1990).
15. Staehle, R. W., Predicting the Performance of Pipelines, Revie, R. W. and Wang, K.
C. International Conference on Pipeline Reliability, VII-1-1-VII-1-13. 1992. Ottawa,
Ont., CANMET.
16. Staehle, R. W., Understanding “Situation-Dependent Strength:” A Fundamental
Objective, in Assessing the History of Stress Corrosion Cracking. EnvironmentInduced Cracking of Metals, Houston, Tex., NACE International, 1989, pp. 561–612.
17. Roberge, P. R., An Object-Oriented Model of Materials Degradation, in Adey, R. A.,
Rzevski, G., and Tasso, C. (eds.), Applications of Artificial Intelligence, in
Engineering X, Southampton, UK, Computational Mechanics Pub., 1995, pp.
315–322.
18. Roberge, P. R., Tullmin, M. A. A., and Trethewey, K., “Knowledge Discovery from
Case Histories of Corrosion Problems,” CORROSION 97, Paper 319. 1997. Houston,
Tex., NACE International.
19. Hoar, T. P., Report of the Committee on Corrosion and Protection, London, UK, Her
Majesty’s Stationary Office, 1971.
20. Wyatt, L. M., Bagley, D. S., Moore, M. A., et al., An Atlas of Corrosion and Related
Failures, St. Louis, Mo., Materials Technology Institute, 1987.
21. Parkins, R. N., Materials Performance, 24:9–20 (1985).
22. EFC, Illustrated Case Histories of Marine Corrosion, Brookfield, UK, The Institute
of Metals, 1990.
23. Beaudet, P., and Roth, M., Failure Analysis Case Histories of Canadian Forces
Aircraft Landing Gear Components, Landing Gear Design Loads, Neuilly-sur Seine,
France, NATO, 1990, pp. 1.1–1.23.
24. Roberge, P. R., and Grenier, L., “Developing a Knowledge Framework for the
Organization of Aircraft Inspection Information,” CORROSION 97, Paper 382.
Houston, Tex., NACE International, 1997.
Chapter
6
Corrosion Maintenance
through Inspection
and Monitoring
6.1 Introduction
372
6.2 Inspection
374
6.2.1
Selection of inspection points
375
6.2.2
Process piping
375
6.2.3
Risk-based inspection
377
6.3 The Maintenance Revolution
383
6.3.1
Maintenance strategies
384
6.3.2
Life-cycle asset management
387
6.3.3
Maintenance and reliability in the field
394
6.4 Monitoring and Managing Corrosion Damage
406
6.4.1
The role of corrosion monitoring
406
6.4.2
Elements of corrosion monitoring systems
409
6.4.3
Essential considerations for launching a corrosion
monitoring program
410
6.4.4
Corrosion monitoring techniques
416
6.4.5
From corrosion monitoring to corrosion management
6.5
Smart Sensing of Corrosion with Fiber Optics
428
448
6.5.1
Introduction
6.5.2
Optical fiber basics
451
6.5.3
Emerging corrosion monitoring applications
452
6.5.4
Summary
6.6
Nondestructive Evaluation (NDE)
448
460
461
6.6.1
Introduction
461
6.6.2
Principles and practices
462
6.6.3
Data analysis
478
References
481
371
372
Chapter Six
6.1
Introduction
In the modern business environment, successful enterprises cannot
tolerate major corrosion failures, especially those involving unscheduled shutdowns, environmental contamination, personal injuries, and
fatalities. For this reason, considerable effort must be expended on corrosion control at the design stage and also in the operational phase.
Typically, once a system, a plant, or any piece of equipment is put into
service, maintenance is required in order to keep it operating safely
and efficiently. This is particularly true for aging systems and structures, many of which may operate beyond their original design life.
The required level of maintenance will vary greatly with the severity
of the operating environment and the criticality of the engineering system. Some buildings require only regular repainting and occasional
inspection of electrical and plumbing lines, but chemical processing
plants, power generation plants, aircraft, and marine equipment have
extensive maintenance schedules. Even the best of designs cannot be
expected to anticipate all conditions that may arise during the life of a
system. Corrosion inspection and monitoring are used to determine the
condition of a system and, importantly, to determine how well corrosion
control and maintenance programs are performing. Corrosion monitoring embraces a host of techniques, from simple exposure of coupons to
smart structure computerized sensing systems.
The dividing line between corrosion inspection and corrosion monitoring is not always clear. Usually inspection refers to short-term “oneoff” measurements taken in accordance with maintenance and
inspection schedules. Corrosion monitoring describes the measurement
of corrosion damage over a longer time period and often involves an
attempt to gain a deeper understanding of how and why the corrosion
rate fluctuates over time. Corrosion inspection and monitoring are
most beneficial and cost-effective when they are utilized in an integrated manner. They are complementary and should not be viewed as
substitutes for each other. Figure 6.1 illustrates how data from various
sources should be combined to ultimately produce management information for decision making.
Inspection techniques for the detection and measurement of corrosion
range from simple visual examination to nondestructive evaluation.
Significant technological advances have been made in the last decade.
For example, the combined use of acoustic emission (AE) and ultrasonics (UT) can, in principle, allow an entire structure to be inspected and
growing defects to be quantified in terms of length and depth. Advanced
corrosion monitoring methods have been developed that have both online capability and the ability to detect problems at an early stage. The
oil and gas production and petrochemical industries have assumed a
Corrosion Maintenance through Inspection and Monitoring
373
Operational Data
On-line
Corrosion
Monitoring
Process
Parameters
Inhibitor and
Additive Dosing
Data Base
Management System
Trending
Correlations
Forecasting
Information for
Decision-Making
Off-line
Inspection
Reports, Notes
Manual Data
Collection
Laboratory
Analysis
Engineering Reviews
Risk Based Assessments
Maintenance Management
Figure 6.1 Integration of corrosion inspection and monitoring programs for producing
management information.
leading role in the advancement of corrosion monitoring. Many techniques that have been accepted in these industries for years are only
beginning to be applied in other industries, such as transportation, mining, and construction.
A considerable catalyst for the advances in corrosion inspection and
monitoring technology has been the exploitation of oil and gas
resources in extreme environmental conditions, such as the North Sea
offshore fields. Operation under such extreme conditions has necessitated enhanced instrument reliability and the automation of many
tasks, including inspection. The development of powerful user-friendly
software has allowed some techniques that were once perceived as
mere laboratory curiosities to be brought to the field. In addition to the
usual uncertainty concerning the onset or progression of corrosion of
equipment, the oil industry has to face everchanging corrosivity of processing streams. During the life of an exploitation system, the corrosivity at a wellhead can oscillate many times between being benign
374
Chapter Six
and becoming extremely corrosive.1 Such changes require more corrosion vigilance in terms of inspection and monitoring.
Considering the many complex forms and mechanisms of corrosion
damage, the limitations of individual plant inspection and monitoring
techniques are considerable. The large number of variables involved
also implies that no single method can be expected to be satisfactory
in all possible conditions and environments. Many of these variables
are described in other parts of the book. The factors involved in the
corrosive environment have, for example, been introduced in Chap. 5,
Corrosion Failures.
6.2
Inspection
Inspection normally refers to the evaluation of the quality of some
characteristic in relation to a standard or a specification. As products and their manufacturing processes have grown more complex
and been divided among many departments, the job of inspection
has also become complex and distributed. A flow diagram is useful
for showing the various materials, components, and processes that
collectively or sequentially make up the system. The main purpose
of inspection is to determine whether components, systems, or products conform to specifications. Inspection consists of the following
series of actions:
■
Interpretation of the specifications
■
Measurement and comparison with a specification
■
Judging conformance
■
Classification of conforming cases
■
Classification of nonconforming cases
■
Recording and reporting the data obtained
In practice, inspectors may experience difficulty in interpreting a
particular specification. Assistance for this task can be provided in
several ways:
■
Clearing up the meaning of terminology used. Descriptions of sensory
qualities, such as “cosmetic corrosion defects,” are often confusing.
While such defects may not affect the functionality of a component,
customers may find them objectionable for aesthetic reasons.
■
Eliminating vague or incomplete information in specifications.
■
Classifying the importance (seriousness) of product characteristics,
to emphasize the most important features of the product.
Corrosion Maintenance through Inspection and Monitoring
375
■
Provision of samples, photographs, or other references to assist in
interpretation of the meaning of a specification. The importance of
visual standards cannot be overemphasized.
■
Periodic review and revision of specifications for clarity to eliminate
recurring, chronic problems of interpretation.
6.2.1
Selection of inspection points
The selection of inspection points is of paramount importance, as corrosion factors to be considered are often related to the geometry of systems and components. Selection of inspection points should be based on
a thorough knowledge of process conditions, materials of construction,
the geometry of the system, external factors, and historical records.
An example of an industrial concern being translated into an inspection program is the loss of plant profitability due to production losses
associated with boiler tube failures. Underdeposit corrosion in steamgenerating systems is caused or enhanced by the breakdown of a protective magnetite film and/or the inability to form such a film.
Production losses resulting from reduced steam capacity are far
greater than the actual repair and maintenance costs incurred during
shutdowns. The major contributors to the formation of deposits and
scale are
■
Accumulation of corrosion products, mostly consisting of iron oxides
introduced into the boiler from the feedwater and condensate systems
■
Contaminants present in the makeup water
■
Contaminants introduced to the condensate return from process
equipment
■
Solids introduced from leakages
The methods used to detect and monitor underdeposit corrosion
involve an investigation of the water treatment practices accompanied
by an evaluation of the amount of feedwater corrosion product deposited
on the boiler heat-transfer surfaces. The detection and monitoring methods used in such an environment are presented in Table 6.1, highlighting
the main characteristics of the techniques and their applications.
6.2.2
Process piping
Probably the most important inspection function related to plant reliability involves process piping systems. Piping systems not only connect all other equipment within the unit, but also interconnect units
within the operation. Thus, they can be considered to be an accurate
barometer of conditions occurring within the process. It has been
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TABLE 6.1 Inspection Techniques Useful for the Detection of Underdeposit in
Boiler Systems
Inspection methods
Application
On-line
Hydrogen analysis in saturated background
Tube temperature monitoring
Chemistry (phosphate and pH)
General and steam localized corrosion
Deposit buildup
Buffering potential
Off-line
Visual examination (fiberscope, videoprobe)
Tube sampling
Steam blanketing
Gouging and tubercles
Deposit amount
Deposit constituents
demonstrated repetitively that if an inspection department has control
over the condition of piping within a unit, the condition of the remaining equipment will also be known with a relatively high degree of confidence.2 It is rare that corrosion or other forms of deterioration found
in major components of process equipment are not found in the interconnecting piping. The latter is generally more vulnerable to corrosion
and subject to initial failure because
■
The corrosion allowance on piping generally is only one-half that
provided for other pieces of refinery equipment.
■
Fluid velocities are often higher in piping, leading to accelerated corrosion rates. (This is not always the case for certain localized corrosion processes.)
■
Piping design stresses normally are higher, and the piping system
may be subject to external loading, vibration, and thermal stresses
that are more severe than those encountered in other pieces of
equipment.
■
The larger number of inspection points in a piping system makes the
task of controlling and monitoring the system bigger.
Leaks in pressurized piping systems are extremely hazardous and
have led to several catastrophes. Components requiring close attention include
■
Lines operating at temperatures below the dew point
■
Lines operating in an industrial marine atmosphere
■
Points of entry and exit from a building, culvert, etc., where a break
in insulation could occur
■
Pipe support condition and fireproofing
Corrosion Maintenance through Inspection and Monitoring
377
■
Piping alignment, provision for thermal expansion, and position of
pipe shoes on supports
■
Welded joints, because they can have elevated stress levels (from
residual stress effects and stress concentrations), geometrical discontinuities, complex metallurgical structures, and possible galvanic
cells (preferential weld corrosion)
■
Flanged or screwed joints for evidence of leakage
■
Geometrical changes that affect fluid flow characteristics (bends,
elbows, section changes, etc.), with a resulting risk of erosion/corrosion
Lines handling corrosive materials such as saltwater ballast, acids,
bases, and brine are subject to internal corrosion and require frequent
inspection until a satisfactory service history is developed. Frequency
and degree of inspection must be individually developed, taking into
consideration rate of deterioration and seriousness of an unpredicted
leak. Testing of piping systems is done using various techniques,
including pressure testing; radiography; and dye-penetrant, magneticparticle, and ultrasonic testing. Table 6.2 describes many of the problems or materials damage commonly encountered in process-industry
piping systems.2
The inspection of a new, unfired pressure vessel should begin at the
time of manufacture and continue through field construction.
Thickness readings and other information obtained during fabrication
and construction should be incorporated into the inspection records and
should constitute the “baseline” to which subsequent readings are compared. During the life of a vessel, various metallurgical changes can
occur in the pressure-holding components that could significantly affect
their physical properties. These changes are not apparent with the use
of normal inspection techniques. However, an inspector should be
aware of these possibilities.
6.2.3
Risk-based inspection
Risk analysis refers to techniques for identifying, characterizing, and
evaluating hazards. Risk-based inspection (RBI) is the application of
risk analysis principles to the management of inspection programs for
plant equipment. RBI has been used in the nuclear power generation
industry for some time and is also employed in refineries and petrochemical plants. The ultimate goal of RBI is to develop a cost-effective
inspection and maintenance program that provides assurance of
acceptable mechanical integrity and reliability. Clearly, it has an
important role in today’s competitive business environment, where
limited technical and financial resources have to be optimized. An
TABLE 6.2
Problems or Materials Damage Commonly Encountered in Piping Systems of Process Industries
Carbon steels
At temperatures above 400 to 430°C, pearlite will convert to a spheroidal form of carbide and eventually,
under suitable conditions, to graphite. Spheroidization and graphitization lower the yield stress and ultimate
tensile strength, while increasing the ductility. The effect is significant in the heat-affected zone of a welded
joint, where graphite tends to form chains in a form known as “eyebrow” graphitization. This condition can
lead to severe embrittlement. Some weld failures caused by this type of deterioration have been reported in
the literature. In-place metallography and removal of samples can be used to check for this condition. C
steels operating above 430°C should be evaluated for possible graphitization after the first 30,000 h of
operation, and every 50,000 h thereafter.
Carbon-Mo steels
Three types of damage to 0.5 Mo C steels are elevated-temperature hydrogen attack, graphitization, and
temper embrittlement. Where 0.5 Mo C steels are used in hydrogen service above the limits of the C-steel
line, pressure vessels (and heat exchangers) should be monitored using ultrasonic attenuation measurements
during unit downtime. Each plate in the vessel should be examined at each turnaround or at a maximum
interval of 2 years. The readings should be in the plate material immediately adjacent to a main seam weld,
which represents an area of maximum residual stress. In addition, any defects identified by other inspection
practices should be investigated by metallographic examination for hydrogen attack.
Low Cr-Mo steels
While C steels tend to soften and become more ductile when exposed to temperatures around 400°C, low CrMo steels tend to undergo temper embrittlement. Embrittlement increases the strength of the material but
markedly decreases toughness by inhibiting plastic deformation. The 2.25 Cr 0.5 Mo steels are more
susceptible to temper embrittlement in the 370 to 480°C range. Not all the factors that affect temper
embrittlement in Cr-Mo steels are fully defined, but some estimate of fracture toughness after service can be
made from the chemical composition. The amount of shift in transition temperature for a 2.25 Cr-Mo
material is commonly expressed by the J factor: J factor (Si Mn) (P Sn) 104. Steel containing 1.25 Cr
0.5 Mo may temper-embrittle at a temperature around 400°C if P Sn exceeds 0.03%. Steels containing 1.0
Cr 0.5 Mo do not undergo a serious loss of room-temperature ductility when used at this temperature.
379
Medium Cr-Mo steels
While 5 to 9% Cr materials are often used for pipe and tubing, pressure vessels of this composition are
seldom encountered, because the required corrosion resistance is imparted to the base material by stainless
cladding or weld overlays. Cr-Mo steels with this range of chromium do not markedly temper-embrittle and
retain reasonable room-temperature toughness.
11 to 13% Cr steels
The 12% Cr steels are often used in pressure vessel service, both as a corrosion-resistant cladding and as a
material for trays and other components. All the 12% Cr steels will embrittle in a temperature range of 430
to 540°C (800 to 1000°F). Where room-temperature ductility is an important consideration, the low-carbon
Type 410S should be selected, because it has the least tendency toward elevated-temperature embrittlement.
Austenitic stainless steels
While austenitic stainless steels do not lose ductility when heated in the 400 to 510°C temperature range, the
unstabilized grades are subject to carbide precipitation that may affect their corrosion resistance. Weld
overlays normally use a stabilized Type E347 as the last pass for enhanced corrosion resistance. Selection of
stainless materials and/or weldments should be made with regard for such phenomena as sigma-phase
formation, underbead cracking, fissuring, differential thermal expansion, stress corrosion cracking, etc.
Grain size
Fine-grain steels improve both strength and toughness. Fine grain size promotes a more uniform distribution
of plastic deformation, thus preventing the local buildup of stress, particularly in the area of defects. Use of
coarse-grained materials such as ASTM A515 and use of heat treatments that lead to grain coarsening
should be avoided. Should vessels be involved in unusual conditions, such as unit fires, that may cause
changes in grain size, the affected areas should be checked by field metallography on removed samples.
Hardening
Low Cr-Mo steels, when welded or when cooled rapidly from elevated temperatures, form hard, inherently
brittle microstructures consisting of martensite and bainite. These structures have limited capacity for
plastic deformation and, thus, have low fracture toughness in the as-welded form. It is of prime importance
in repair welding that the original ductility be restored to these air-hardenable materials by maintaining the
proper preheat and postweld heat treatment requirements of the welding procedure.
380
TABLE 6.2
Problems or Materials Damage Commonly Encountered in Piping Systems of Process Industries (Continued)
Dissolved hydrogen
Hydrogen picked up in the steel during operation will diffuse at atmospheric temperature, and this is
primarily a function of time, temperature, and thickness. Care should be exercised on heavy-wall equipment
to ensure that the cooldown from operating temperature is as slow as practical so that maximum out gassing
can occur, and precautions should be taken during shutdown to avoid unnecessary impact loading. Hydrogen
gas can readily dissolve in the molten weld metal during the welding operation. The source of the hydrogen
is generally moisture from the surrounding atmosphere or from damp electrodes. Because hydrogen trapped
in the weldment can seriously reduce the ductility, cracking can result. Hydrogen exists in steel as an
interstitial atom in the solid lattice. Therefore, detection by normal NDE methods is not possible, and the
embrittling effect will remain undetected. It is mandatory that all low-hydrogen electrodes be kept warm
prior to use, and that sufficient preheat be applied to the base material to ensure a dry weld joint.
Reheat cracking
Cracking can occur in weldments as a result of the heat treatment used to relieve stresses after welding.
Cracking is generally confined to the HAZ, and is normally intergranular in nature. Reheat cracking is of
particular concern in low Cr-Mo steels that are prone to cracking in the as-welded condition, or in heavy
carbon-steel sections that are highly restrained.
Lamellar tearing
Lamellar tearing is generally found in the HAZ of weldments of tee and corner joints. The cause of cracking
appears to be inclusions that are parallel to the rolling direction of the plate section being welded. The
restraining forces in the welded joint cause the inclusions to open up and run together to form a crack. Set
on-type connections welded to heavy sections are particularly susceptible to this type of defect. Where set ontype connections are used, shear-wave ultrasonic inspection of the plate in the area of the attachment and of
the completed weld is recommended.
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381
excellent review of RBI, including the relevance of corrosion engineering, was recently published.3
Risk-based inspection is a methodology for using risk as a basis for
ranking or prioritizing equipment for inspection purposes. Risk is
defined as the combination of probability and consequence. Probability
is the likelihood of a failure occurring, and consequence is a measure
of the damage that could occur as a result of the failure (in terms of
injury, fatalities, and property damage). Increased risk resulting from
increased probability and higher degree of consequence is illustrated
in Fig. 6.2. The highest risk is generally associated with a small percentage of plant items.
Risk-based inspection procedures can use either qualitative or quantitative methodologies. Qualitative procedures provide a ranking of
equipment, based largely on experience and engineering judgment.
Quantitative risk-based methods use several engineering disciplines
to set priorities and develop programs for equipment inspection. Some
of the engineering disciplines include nondestructive examination,
system and component design and analysis, fracture mechanics, probabilistic analysis, failure analysis, and operation of facilities.
Quantitative analysis methods can be expensive, time-consuming, and
tedious, and are therefore not commonly used. Often, the information
cus of RBI
Fo
5
Higher Risk
Medium-High Risk
Increasing Probability
4
3
2
Medium Risk
Lower Risk
1
A
B
C
D
E
Increasing degree of consequence
Figure 6.2 Degree of risk as measured by the likelihood of failure and the severity of
failure. In RBI, attention is focused on high-risk items.
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available is insufficient for conducting a quantitative risk analysis.
Two organizations that are currently working on quantitative riskbased analysis procedures for use by the chemical industry are the
American Society of Mechanical Engineers (ASME) and the American
Petroleum Institute (API).
To determine the probability of a failure, two fundamental issues must be considered: first, the different forms of corrosion and their rate, and second, the effectiveness of inspection. Clearly
the input of corrosion experts is required in order to identify the relevant forms of corrosion in a given situation and to determine the key
variables affecting the propagation rate. It is also important to realize
that full consensus and supporting data on the variables involved are
highly unlikely in real-life complex systems and that simplification
will invariably be necessary.
One semiquantitative approach for ranking process equipment is
based on internal probability of failure (POF). The procedure involves
an analysis of equipment process and inspection parameters, and
ranks equipment on a scale of 1 to 3 with 1 being the highest priority.
It requires a fair degree of engineering judgment and experience, and
therefore is dependent on the background and expertise of the analyst.
The procedure is designed to be both practical and efficient. The POF
is intended to be a convenient and reproducible means for establishing
equipment inspection priorities. As such, it facilitates the most efficient use of finite inspection resources when and where 100 percent
inspection is not practical.
The POF approach is based on a set of rules that are heavily dependent on detailed inspection histories, knowledge of corrosion processes, and knowledge of normal and upset conditions. The equipment
rankings may have to be changed and can require updating as additional knowledge is gained, process conditions change, and equipment
ages. Maximum benefits of the procedure depend on fixed equipment
inspection programs that permit the capture, documentation, and
retrieval of inspection, maintenance, and corrosion/failure mechanism
information. However, the POF procedure is only one-half of a riskbased inspection procedure. The POF ranking has to be combined with
a consequence ranking to provide a true risk-based ranking.
Probability of failure.
Consequences of failure. To assess the consequences of failure, input
from experts in process engineering, safety, health, environmental
engineering, etc., is obviously important. Three dominant factors are
considered in consequence analysis: the types of species that could be
released into the environment and their associated hazards, the
amount available for release, and the rate of release.3 Corrosion and
Corrosion Maintenance through Inspection and Monitoring
383
materials engineering expertise is required to estimate the amount and
nature of damage that could result. Different corrosion mechanisms
can produce different morphologies of damage. The difference in impact
of the release rate created at a pinhole leak and that at a large rupture
is a good example of this aspect of consequence sensitivity. Another
important field covered by corrosion engineering is that of materials
properties. For example, the risk of a catastrophic explosion as a result
of cracks is obviously greater in a brittle material (where they are associated with high release rates) than in a material with higher fracture
toughness. The toughness of a material is a key parameter in determining so-called leak-before-break safety criteria and the general tolerance
toward defects. An understanding of how toughness can be reduced in
service over time is thus obviously important.
Application of RBI. Horvath has outlined three approaches to risk
reduction that are incorporated in the API RBI program:3
■
Optimization of the inspection and monitoring strategy
■
Changes in materials of construction
■
Control of key process parameters
The inspection and monitoring plan can be reviewed and modified,
essentially to shift inspection from overinspected low-risk to underinspected high-risk equipment. Furthermore, inspection techniques
should be selected to address all relevant damage mechanisms identified in the RBI program. Inspection points should correspond to the
most likely areas of corrosion damage. Inspection intervals need to
reflect the rate of corrosion damage and how it may change over time.
Since RBI analysis includes corrosion rates for different materials,
such data can be used for alloy selection on a risk reduction vs. cost basis.
The RBI methodology will assist in selecting materials rationally, rather
than merely succumbing to the temptation of minimizing initial construction costs. Such a short-term view obviously does not take future
inspection requirements and future materials upgrades into account.
The benefits of identifying key process parameters affecting corrosion (and other) damage should be apparent, especially if these
parameters are subsequently monitored to ensure that they remain
within safe operating windows. The impact on risk of any process
changes can also be rationally assessed on the basis of RBI.
6.3
The Maintenance Revolution
Maintenance costs represent a significant portion of operating budgets
in most industrial sectors, particularly where aging structures or plant
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is involved. Modern approaches to maintenance management (sometimes referred to as profit-centered maintenance) are designed to minimize these costs and to improve the reliability and availability of plant
and equipment. In this context, maintenance activities are treated as
an investment, not as an organizational liability. However, as part of
overall rationalization, the maintenance function often has to be performed with shrinking technical and financial resources, making focus
on the most critical items a logical development. In many cases, “old”
corrective maintenance and time-based preventive maintenance practices are inadequate to meet modern demands. The consequences of
poor maintenance practices and/or inadequate investment in the maintenance function are the following:
■
Reduced production capacity. Not only will there be an increase in
downtime, but, importantly, assets will underperform during
uptime.
■
Increased production costs. Whenever assets are not performing at
optimal level, real cost and opportunity cost penalties are incurred.
■
Lower-quality products and services. The ultimate consequence
will be customer dissatisfaction and probably lost sales.
■
Safety hazards. Failures can lead to loss of life, injuries, and major
financial losses.
6.3.1
Maintenance strategies
Four general types of maintenance philosophies or strategies can be
identified, namely, corrective, preventive, predictive, and reliabilitycentered maintenance. Predictive maintenance is the most recent
development. In practice, all these types are used in maintaining engineering systems. The challenge is to optimize the balance among them
for maximum profitability. In general, corrective maintenance is the
least cost-effective option when maintenance requirements are high.
Corrective maintenance. Corrective maintenance refers to action taken
only after a system or component failure has occurred. It is thus a
retroactive strategy. The task of the maintenance team in this scenario
is usually to effect repairs as soon as possible. Costs associated with
corrective maintenance include repair costs (replacement components,
labor, and consumables), lost production, and lost sales. To minimize
the effects of lost production and speed up repairs, actions such as
increasing the size of maintenance teams, using backup systems, and
implementation of emergency procedures can be considered.
Unfortunately, such measures are relatively costly and/or effective
only in the short term. For example, if heat-exchanger tubes have
Corrosion Maintenance through Inspection and Monitoring
385
leaked as a result of pitting corrosion and it is urgent that production
proceed, it may be possible to plug the leaking tubes on a short-term
basis. Obviously, such measures do not assure the longer-term performance of a heat exchanger.
Preventive maintenance. In preventive maintenance, equipment is
repaired and serviced before failures occur. The frequency of maintenance activities is predetermined by schedules. The greater the consequences of failure, the greater the level of preventive maintenance
that is justified. This ultimately implies a tradeoff between the cost of
performing preventive maintenance and the cost of running the equipment until failure occurs. Of course, preventive maintenance tasks can
also be dictated by safety, environmental, insurance, or other regulatory considerations.
Inspection assumes a crucial role in preventive maintenance strategies. Components are essentially inspected for corrosion and other
damage at planned intervals, in order to enable corrective action before
failures actually occur. Performing preventive maintenance at regular
intervals will usually result in reduced failure rates. As significant
costs are involved in performing preventive maintenance, especially in
terms of scheduled downtime, good planning is vital. To maximize asset
value and performance, the basic aim is to perform preventive maintenance just before serious damage would set in otherwise.
Furthermore, the level of preventive maintenance activity needs to
be driven by the importance of the equipment to the process and the
desired level of reliability. In modern complex systems, computerized
preventive maintenance systems are used to accomplish these objectives in plants of most sizes. A preventive maintenance system also
needs to be dynamic; for example, there should be some mechanism for
review of preventive tasking to ensure that the tasks are still valid and
to see if any task can be replaced with a predictive task.4
Predictive maintenance refers to maintenance
based on the actual condition of a component. Maintenance is performed not according to fixed preventive schedules, but rather when a
certain change in characteristics is noted. Corrosion sensors that supply diagnostic information on the condition of a system or component
play an important role in this maintenance strategy. Preventive maintenance aims to eliminate unnecessary inspection and maintenance
tasks, to implement additional maintenance tasks when and where
needed, and to focus efforts on the most critical items.
A useful analogy to automobile oil changes can be made. Changing
the oil every 5000 km to prolong engine life, irrespective of whether
the oil change is really needed or not, is a preventive maintenance
Predictive maintenance.
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strategy. Predictive maintenance would entail changing the oil based
on changes in its properties, such as the buildup of wear debris. When
a car is used exclusively for long-distance highway travel and is driven
in a very responsible manner, oil analysis may indicate a longer critical service interval.
Some of the resources required to perform predictive maintenance
will be available from the reduction in breakdown maintenance and the
increased utilization that results from proactive planning and scheduling. Good record keeping is very important in identifying repetitive
problems and the problem areas with the highest potential impact.
Reliability-centered maintenance
(RCM) involves the establishment or improvement of a maintenance
program in the most cost-effective and technically feasible manner. It
utilizes a systematic, structured approach that is based on the consequences of failure. As such, it represents a shift away from time-based
maintenance tasks and emphasizes the functional importance of system components and their failure and maintenance history. RCM is not
a particular maintenance strategy, such as preventive maintenance;
rather, it can be employed to determine whether preventive maintenance
is the most effective approach for a particular system component.
The concept of RCM has its roots in the early 1960s. RCM strategies
for commercial aircraft were developed in the late 1960s, when widebody jets were introduced into commercial airline service.5 A major
concern of airlines was that existing time-based preventive maintenance
programs would threaten the economic viability of larger, more complex aircraft. With the time-based maintenance approach, components
are routinely overhauled after a certain amount of flying time. In contrast, as pointed out above, RCM determines maintenance intervals
based on the criticality of a component and its performance history.
The experience of airlines with the RCM approach was that maintenance costs remained roughly constant, but that the availability and
reliability of their planes improved.5 RCM is now standard practice for
most of the world’s airlines.
The initial development work was done by the North American civil
aviation industry through “maintenance steering groups,” or MSGs.
The MSGs were established to reexamine everything that was being
done to keep aircraft airborne. These groups consisted of representatives of the aircraft manufacturers, the airlines, and the FAA. The first
attempt at a rational, zero-based process for formulating maintenance
strategies was promulgated by the Air Transport Association in
Washington, D.C., in 1968. This first attempt is now known as MSG 1
(from the first letters of maintenance steering group). A refinement,
now known as MSG 2, was promulgated in 1970.
Reliability-centered maintenance.
Corrosion Maintenance through Inspection and Monitoring
387
In the mid 1970s, the U.S. Department of Defense wanted to know
more about the then state of the art in aviation maintenance thinking. It commissioned a report on the subject from the aviation industry. This report was written by Stanley Nowlan and Howard Heap of
United Airlines. They gave it the title “Reliability Centered
Maintenance.” The report was published in 1978, and it is still one of
the most important documents in the history of physical asset management.6,7 Nowlan and Heap’s report represented a considerable
advance on MSG 2 thinking. It was used as a basis for MSG 3, which
was promulgated in 1980. MSG 3 has since been revised twice.
Revision 1 was issued in 1988, and revision 2 in 1993. (See Sec. 4.2.2.)
It is used to this day to develop prior-to-service maintenance programs for new types of aircraft (recently including the Boeing 777
and Airbus 330/340).
Following the application of RCM in commercial aviation and
defense, these methodologies have also been applied to maintenance
programs in the nuclear power, chemical processing, fossil fuel power
generation, and other industries. Potential benefits of RCM include
■
Maintaining high levels of system reliability and availability
■
Minimizing “unnecessary” maintenance tasks
■
Providing a documented basis for maintenance decision making
■
Identifying the most cost-effective inspection, testing, and maintenance methods
6.3.2
Life-cycle asset management
There are significant improvements, in terms of both costs and efficiency, that can be made through the implementation of asset management and maintenance systems and practices. It is critical that
assets be fit for their purpose, perform safely and with respect for environmental integrity, and, most of all, deliver what the users want,
when and where they want it.8 Asset management refers to the effective management of assets from the time of planning for their acquisition until their eventual disposal.
In life-cycle asset management, the aim is to maximize the return
on the investment in assets by providing comprehensive information
about their condition and value throughout their life. The emphasis is
not on the short-term costs of an asset, but rather on the total value
(performance) through its entire life. The optimum value of an asset
is dependent upon an optimum level of investment. Both the asset
value and the available investment levels are a function of time, a
variable that assumes major importance in life-cycle asset management (Fig. 6.3).
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Value
Assets
Time
Investment ($)
Figure 6.3 The three key variables in life-cycle asset management: the value
obtained from an asset and the investment made in the asset, both considered as a
function of time.
The pressure to make sound decisions with respect to construction,
inspection and maintenance methods and priorities is never greater than
during difficult economic times. The main challenge for maintenance
managers is to ensure that (scarce) available resources are applied optimally to the (extensive) maintenance requirements. The most critical
requirements should be addressed first, followed by prioritization of the
remaining maintenance needs. Life-cycle asset management can go a
long way toward providing solutions to this challenge. It can be used to
justify maintenance budgets, prioritize maintenance expenditures, and
predict the need to acquire new assets. Life-cycle asset management
focuses on the application of three basic facility management tools: lifecycle costing, condition assessment, and prioritization.
Life-cycle costing utilizes universally accepted
accounting practices for determining the total cost of asset ownership
or projects over the service life. The basics of corrosion economics are
detailed in Appendix C. The economic analysis is usually performed in
order to compare competing alternatives. Since the initial capital outlay, support and maintenance costs over the service life, and disposal
costs are considered, the time value of money is of major importance
in life-cycle costing. Discounting future cash flows to present values
Life-cycle costing.
Corrosion Maintenance through Inspection and Monitoring
389
essentially reduces all associated costs to a common point in time for
objective comparison.
In practice, defining and controlling life-cycle costs is difficult. The
future behavior of materials is often uncertain, as are the future uses
of most systems, the environmental conditions to which they may be
exposed, and the financial and economic conditions that influence relationships between present and future costs. An effective life-cycle cost
analysis depends on having a reasonable range of possible alternatives
that are likely to deliver equally satisfactory service over a given service life. Substantial obstacles to implementing life-cycle cost control
in practice include9
■
Failure of designers to include life-cycle cost goals in their design
criteria
■
Failure of owners or managers with short-term responsibility to consider effectively the longer-term impact of their decisions on operations and maintenance requirements
■
General desires to minimize the initial expenditures to create shortterm “gains” that will increase return on investment, meet budgetary restrictions, or both
■
Lack of data and accepted industry standards for describing the
maintenance effect and operational performance of components
■
Procurement procedures that limit design specificity to enhance
competition
■
Administrative separation of responsibilities for design, construction, and maintenance
Several decades of experience suggest that improved life-cycle cost
management can be achieved through development and application of
systematically structured and comprehensive life-cycle cost management. Over the longer term, there is a broad range of actions that
managers should consider:9
■
Formally recognize control of life-cycle cost as an essential and effective element of success.
■
Include explicit assessment of design alternatives that influence lifecycle cost as an element of designers’ scope of work and fees.
■
Assure that value engineering programs and production contract
incentives and other procurement mechanisms demonstrate savings
in expected life-cycle cost.
■
Direct designers to document clearly their design decisions made to
control life-cycle cost and the subsequently expected operating consequences.
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Chapter Six
■
Implement cross training and exchange of design and operations
and maintenance management personnel to assure that life-cycle
cost is controlled at all stages of service life.
■
Establish a life-cycle cost management system to maintain operations and maintenance (O&M) data and design decisions in a form
that supports operations and maintenance.
■
Assign accountability for maintenance and repair at the highest levels in the organization. Responsibilities should include effective use
of maintenance and repair funds and other actions required to validate prior facility life-cycle cost management decisions.
Condition assessment. A second major component of life-cycle asset
management is systematic condition assessment surveys (CAS). The
objective of CAS is to provide comprehensive information about the
condition of an asset. This information is imperative for predicting
medium- and long-term maintenance requirements, projecting
remaining service life, developing long-term maintenance and replacement strategies, planning future usage, determining the available
reaction time to damage, etc. Therefore, CAS is in direct contrast to a
short-term strategy of “fixing” serious defects as they are found. As
mentioned previously, such short-sighted strategies often are ultimately not cost-effective and will not provide optimum asset value and
usage in the longer term. CAS includes three basic steps:9
■
The facility is divided into its systems, components, and subcomponents, forming a work breakdown structure (WBS).
■
Standards are developed to identify deficiencies that affect each
component in the WBS and the extent of the deficiencies.
■
Each component in a WBS is evaluated against the standard.
CAS allows maintenance managers to have the solid analytical information needed to optimize the allocation of financial resources for repair,
maintenance, and replacement of assets. Through a well-executed CAS
program, information will be available on the specific deficiencies of a
facility system or component, the extent and coverage of those deficiencies, and the urgency of repair. The following scenarios, many of which
will be all too familiar to readers, indicate a need for CAS as part of corrosion control strategies:
■
Assets are aging, with increasing corrosion risks.
■
Assets are complex engineering systems, although they may not
always appear to be (for example, “ordinary” concrete is actually a
highly complex material).
Corrosion Maintenance through Inspection and Monitoring
391
■
Assets fulfilling a similar purpose have variations in design and
operational histories.
■
Existing asset information is incomplete and/or unreliable.
■
Previous corrosion maintenance or repair work was performed but
poorly documented.
■
Information on the condition of assets is not transferred effectively from
the field to management, leaving the decision makers ill informed.
■
Maintenance costs are increasing, yet asset utilization is decreasing.
■
There is great variability in the condition of similar assets, from
poor to excellent. The condition appears to depend on local operating
microenvironments, but no one is sure where the next major problem will appear.
■
The information for long-term planning is very limited or nonexistent.
■
An organization’s commitment to long-term strategies and plans for
corrosion control is limited or lacking.
A requirement of modern condition assessment surveys is that the
data and information ultimately be stored and processed using computer database systems. As descriptive terms are unsuitable for these
purposes, some form of numerical coding to describe the condition of
engineering components is required. An example of assigning such
condition codes to galvanized steel electricity transmission towers is
shown in Table 6.3.10 Such numbers will tend to decrease as the system ages, while maintenance work will have the effect of upgrading
them. The overall trend in condition code behavior will thus indicate
whether maintenance is keeping up with environmental deterioration.
Prioritizing maintenance activities is central to a
methodical, structured maintenance approach, in contrast to merely
addressing maintenance issues in a reactive, short-term manner.
From the preceding sections, it should be apparent that life-cycle asset
management can be used to develop a prioritization scheme that can
be employed in a wide set of funding decisions, not just maintenance
go–no-go decisions. This entails the methodical evaluation of an action
against preestablished values and attributes. Prioritization methodologies usually involve a numerical rating system, to ensure that the
most important work receives the most urgent attention. The criticality of equipment is an important element of some rating systems. Such
an unbiased, “unemotional” rating will ensure that the decisions made
will lead to the best overall performance of an engineering system,
rather than overemphasizing one of its parts. Preventive maintenance
work generally receives a high priority rating.
Prioritization.
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TABLE 6.3 Selected Condition Coding Criteria Described by Marshall (1998)10 for
Galvanized Electricity Transmission Towers
Condition code, %
100
90
60
30
10
Equivalent field assessment
New steel; bright, smooth spangled surface. Dark patches on some
thicker members.
Surface dulled to a matte gray finish.
Threads and heads on nuts and bolts start to develop speckled
rust. Some darkening red-brown on the undersides of light
bracing in cleaner areas, thick crusting in coastal areas.
Many bracing members now rusty or turning brown. Large
numbers of bolts need to be replaced to retain structural
integrity.
Holes through many light bracing members, some falling off
structure. Severe metal loss on medium-thickness members;
flaking rust on legs.
Computerized asset management and maintenance system. In view of the
potential increase in efficiency, it is not surprising that computerized
asset management and maintenance systems (CAMMS) are becoming
increasingly important. Their acquisition alone, however, does not guarantee success in solving problems and increasing profitability. In fact, in
the short term, considerable resources may have to be invested before
longer-term benefits can be realized. Once a decision has been made to
launch a CAMMS initiative, there are six basic issues that deserve special consideration: planning, integration, technology, ease of use, asset
management functionality, and maintenance functionality.
A decision to introduce CAMMS in an organization is a major
one, representing a fundamental shift in business culture. The lack of
proper planning for CAMMS has been identified as one of the biggest
obstacles to success. The planning phase needs to be tackled before the
purchasing phase, and significantly more time and effort should be
spent in planning than in purchasing. The formulation of detailed goals
and objectives is obviously important, together with developing a game
plan for companywide commitment to the implementation process.
Planning.
The vast number of capabilities and features of modern
CAMMS can be overwhelming and confusing. Furthermore, an enormous amount of data will typically have to be collected and entered into
the computer system. A sensible approach, therefore, is to gradually
integrate CAMMS into the existing system. Implementation in an incremental manner is assisted by software that has a modular architecture.
Planning this incremental integration has been shown to be a keystone
for success. In this strategy, CAMMS is initially complementary to the
existing system while providing long-term capabilities for full integration with other company divisions, such as human resources, finance,
Integration.
Corrosion Maintenance through Inspection and Monitoring
393
scheduling, regulation, condition monitoring, etc. The compatibility of
computerized data and information used across different departments
with CAMMS is an important requirement in the longer run.
The investment in computerization is obviously a considerable one in terms of both software and hardware. While the technology should obviously be up to date and leading edge, it is also
important to consider how adaptable it is for future use and how easily it can be upgraded, to avoid having to make major reinvestments.
At present, a good example of positioning products for future use is a
focus on network (intranet and Internet) applications. The nature of
the hardware platforms and software development tools used is important in this respect. If these are of a “mainstream” nature, they are
more likely to be flexible and adaptable to future requirements.
Furthermore, compatibility across different departments is more likely
to be achieved with mainstream software development tools and operating systems.
Technology.
User-friendliness is obviously a key element for the successful implementation of CAMMS. If PC software is based on a dominant operating system, user confidence in it will be greater. After-sale
support and service will invariably be required in order to make optimal use of the product, unless a sizable information management
department is available in-house to give comprehensive support. In
selecting a CAMMS vendor, therefore, the ability to provide support
service should be factored in. Multilingual capabilities may be
required for corporations with multilanguage needs. Several countries, such as Canada, have more than one official language. In such
cases, government departments/agencies and their suppliers typically
have multilanguage needs. User-friendliness is also most important to
the (major) task of inputting data/information and doing so accurately. Spelling and typing mistakes in data entry can prove to be a major
headache in subsequent information retrieval. Modern database software tools can make provision for validating data entries in a userfriendly manner.
Ease of use.
The key function of CAMMS is to track
and measure the output and contribution of the company’s maintenance operation relative to overall operations. When comparing one
computerized maintenance management solution to another, the ability to measure the impact of maintenance on producing quality goods
and services through the use of the organization’s assets is ultimately
the most important factor. If this requirement is satisfied, maintenance managers will ultimately benefit because they can justify the
Asset management functionality.
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human and financial resources used for maintenance tasks to senior
management.
The maintenance functionality of the system
represents the core operations that need to be carried out by the maintenance department. Desired features include the capabilities of managing the maintenance budgets, purchasing functions, and work order
scheduling, as well as project and materials management. For example, daily work orders can be uploaded from CAMMS by middle management for use by shop-floor maintenance supervisors. At the end of
the day, these processed orders can be downloaded back into CAMMS.
Modern computing networks and software can facilitate the seamless
transfer of such information. Thus, using CAMMS, this information
can be processed, stored, and retrieved in a highly efficient manner. In
an alternative “conventional” system, a work order would have to be
drawn up on paper; it would then change hands several times and ultimately be filed manually. If, say, 50 paper-based work orders are
processed daily in this manner, the risk of losing information and the
human effort of storing, retrieving, and reporting information are considerably greater than with the CAMMS alternative.
Maintenance functionality.
6.3.3
Maintenance and reliability in the field
The minimization or elimination of corrective maintenance is important from the perspective of introducing statistical process control,
identifying bottlenecks in integrated processes, and planning an effective maintenance strategy. Process data are obviously of vital importance for these aspects, but processes operating in a breakdown mode
are not stable and yield data of very little, if any, value.
The shift from reactive corrective maintenance toward proactive
predictive maintenance represents a significant move toward
enhanced reliability. However, efforts designed to identify problems
before failure are not sufficient to optimize reliability levels.
Ultimately, for enhanced reliability, the root causes of maintenance
problems have to be determined, in order to eliminate them. The highest-priority use of root cause analysis (RCA) should be for chronic,
recurring problems (often in the form of “small” events), since these
usually consume the majority of maintenance resources. Isolated problems can also be analyzed by RCA.
RCA is a structured, disciplined approach to investigating, rectifying,
and eliminating equipment failures and malfunctions. RCA procedures
are designed to analyze problems to much greater depth (the “roots”)
than merely the mechanisms and human errors associated with a failure. The root causes lie in the domain of weaknesses in management
Corrosion Maintenance through Inspection and Monitoring
395
systems. For example, a pump component may repeatedly require
maintenance because it is being damaged by a general corrosion mechanism. The root cause of the problem may have been incorrect purchasing procedures.
Douglas has described
the changing maintenance philosophy at electric utilities. The maintenance revolution in electric utility operations has been driven by several factors. A brief summary of these follows:5,11
The maintenance revolution at electric utilities.
■
Markets are becoming more open and competitive, leading to
emphasis on cost issues.
■
Operating and maintenance costs can be directly controlled by a
utility.
■
The relative importance of operating and maintenance costs has
been rising for more than a decade.
■
Assets are aging, leading to increasing maintenance requirements,
especially on the fossil fuel generation side.
■
At the turn of the century, nearly 70 percent of U.S. fossil fuel plants
(43 percent of fossil fuel generation capacity in the United States)
will be more than 30 years old, with many critical plants approaching the end of their nominal design life. Utilities are often planning
to extend the service life of these plants even further, possibly even
under more severe operating conditions.
To meet the above challenges, two fundamental initiatives are under
way, namely, shifts to reliability-centered maintenance and predictive
maintenance. Broadly speaking, prior to the maintenance revolution,
the utilities’ maintenance approach had essentially been one of preventive maintenance on “all” components after “fixed” time intervals,
irrespective of the components’ criticality and actual condition. The
shortcomings of this approach included the following: (1) overly conservative maintenance requirements, (2) limited gains in reliability
from investments in maintenance, (3) inadequate preventive maintenance on key components, and (4) added risk of worker exposure to
radiation through unnecessary maintenance. Anticipated benefits of
the revised approach are related not only to reduced maintenance
costs but also to improved overall operational reliability.
The nuclear power generating industry followed the aviation sector
in RCM initiatives, with an emphasis on preventing failures in the
most critical systems and components (those with the most severe consequences of failure). The following three tasks dominated the implementation of RCM in nuclear power generation:
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Chapter Six
■
Failure modes and effects analysis (FMEA) to identify the components
that were most vital to overall system functionality
■
Logic tree analysis to identify the most effective maintenance procedures for preventing failure in the most critical parts
■
Integration of RCM into the existing maintenance programs
The introduction of RCM procedures into fossil fuel plants and power delivery systems can be streamlined because of less restrictive regulations. For example, the FMEA and logic tree analyses were
combined into a process called criticality analysis. The main difference
in implementing RCM in power generation compared with the aviation industry is that for power plants, RCM has to be implemented in
existing plants with existing “established” maintenance practices. The
airline industry had the benefit of creating new RCM programs for
new aircraft, in collaboration with suppliers of the new airliners.
Successes cited by Douglas from the implementation of RCM programs
include the following:5
■
Savings in annual maintenance costs (excluding benefits from
improved plant availability), with a payback period of about four
and a half years
■
Reduced outage rate at a nuclear plant and an estimated direct
annual maintenance cost saving of half a million dollars
■
A 30 percent reduction in annual maintenance tasks in the ash
transport system of a fossil fuel plant
■
A fivefold reduction in annual maintenance tasks in a wastewater
treatment system
■
Maintenance cost savings and increased plant availability at fossil
fuel generating units
■
In the long term, improved design changes for improved plant reliability
The predictive maintenance component involves the use of a variety
of modern diagnostic systems and is viewed as a natural outcome of
RCM studies. Such “smart” systems diagnose equipment condition
(often in real time) and provide warning of imminent problems. Hence,
timely maintenance can be performed, while avoiding unnecessary
maintenance and overhauls.
Two types of diagnostic technologies are available. Permanent, online systems provide continuous coverage of critical plant items. The
initial costs tend to be high, but high levels of automation are possible.
Systems that are designed for periodic condition monitoring are less
costly in the short term but more labor-intensive in the long run.
Corrosion Maintenance through Inspection and Monitoring
397
Developments in advanced sensor technologies, some of them spin-offs
from military and space programs, are expected to expand predictive
maintenance capabilities considerably. Ultimately, the information
obtained from such sensors is to be integrated into RCM programs.
Even with automated and effective diagnostic systems in place,
plant personnel have experienced some difficulties with data evaluation. These problems arose when diagnostic systems provided more
data than maintenance personnel had time to evaluate, or when the
systems provided inaccurate or conflicting data. Efforts to correct such
counterproductive situations have required additional corporate
resources for evaluating, demonstrating, and implementing diagnostic
systems, together with increased focus on automation and computerization of analysis and reporting tasks.
The use of corrosion sensors in flue gas desulfurization (FGD) systems falls into the predictive maintenance domain. This application,
initiated by the Electric Power Research Institute (EPRI), was related
to corrosion of outlet ducts and stacks, a major cause of FGD system
unavailability.12 If condensation occurs within the stack and ducting,
rapid corrosion damage will occur in carbon steel as a result of the formation of sulfuric acid. Options for corrosion control include maintaining the temperature of the discharged flue gas above the dew point
and the introduction of a corrosion-resistant lining material. Both
these options have major cost implications. The corrosion sensors were
of the electrochemical type and were designed specifically to perform
corrosion measurements under thin-film condensation conditions and
to provide continuous information on the corrosion activity. Major benefits obtained from this information included a delay in relining the
outlet ducts and stack (estimated cost saving of $3.2 million) and more
efficient operations with reduced outlet gas temperatures.
PWR corrosion issues. The significance of corrosion damage in electric
utility operations, in terms of its major economic and enormous public
safety implications, is well illustrated in the technical history of nuclear
pressurized water reactors (PWRs). The majority of operational nuclear
power reactors in the United States are of this reactor design. The principle of operation of such a reactor is shown schematically in Fig. 6.4. In
the so-called reactor vessel, water is heated by nuclear reactions in the
reactor core. This water is radioactive and is pressurized to keep it from
boiling, thereby maintaining effective heat transfer. This hot, radioactive water is then fed to a steam generator through U-shaped tubes. A
reactor typically has thousands of such tubes, with a total length of several kilometers. In the steam generator, water in contact with the outside surfaces of the tubes is converted to steam. The steam produced
drives turbines, which are connected to electricity generators. After
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passing over the turbine blades, the steam is condensed in a heat
exchanger and returned to the steam generator.
Steam generator problems, notably deterioration of the steam generator tubes, have been responsible for forced shutdowns and capacity
losses. These tubes are obviously a major concern, as they represent a
fundamental reactor coolant pressure boundary. The wall thickness of
these tubes has been compared to that of a dime. The safety issues concerning tube failures are related to overheating of the reactor core
(multiple tube ruptures) and also release of radioactivity from a rupture in the pressurized radioactive water loop. The cost implications of
repairing and replacing steam generators are enormous: replacement
costs are $100 to $300 million, depending on the reactor size. Costs of
forced shutdowns of a 500-MW power plant may exceed $500,000 per
day. Costs of decommissioning a plant because of steam generator
problems run into hundreds of millions of dollars.
The history of corrosion damage
in steam generator tubes has been described in detail elsewhere.11,13
The problems have mainly been related to Alloy 600 (a Ni, Cr, Fe alloy)
and have contributed to seven steam generator tube ruptures, numerous forced reactor shutdowns, extensive repair and maintenance work,
steam generator replacements, and also radiation exposure of plant
personnel. A brief summary follows.
Corrosion damage in steam generator tubes.
Containment Structure
Steam (nonradioactive)
Control
Rods
Nuclear
Reactor
Steam
Generator
Generator
Turbine
Core
Radioactive water
Pump
Condenser
Cooling Water
(nonradioactive)
Cooling Tower
Figure 6.4
Schematic layout of a PWR utility plant.
Corrosion Maintenance through Inspection and Monitoring
399
In the early to mid-1970s, problems of wall thinning were identified.
Tube degradation resulted in a need for steam generator replacement
in several plants after only 10 to 13 years of operation, a small fraction
of the design life and licensing period. Initially, water treatment practices were based on experience from fossil fuel plants. While the water
chemistry was obviously closely controlled and monitored to minimize
corrosion damage, a fundamental phenomenon tended to lead to more
corrosive conditions than had been anticipated from the bulk water
chemistry. The formation of steam on the external tube surfaces
implied that boiling and drying out could occur in numerous crevices
between the tubes and the support structures. Clearly, this could lead
to a concentration of corrosive species and the formation of highly corrosive microenvironments. Furthermore, corrosion products tended to
accumulate at the bottom of steam generators, again creating crevice
corrosion conditions together with surface drying, and producing highly corrosive microenvironments. This effect proved to be very severe at
the tube sheet, where the tubes enter the reactor. Not surprisingly,
excessive local tube thinning was found to occur at such crevice sites.
The early corrosion problems were partly addressed by replacing
sodium phosphate water treatment with an all-volatile treatment
(AVT), whereby water was highly purified and ammonia additions
were made. The addition of volatile chemicals essentially does not
add to the total dissolved solids in the water, and hence concentration of species is ameliorated. However, with AVT, a new corrosion
problem was manifested, namely, excessive corrosion of carbon steel
support plates. The buildup of voluminous corrosion products at the
tube–support plate interface led to forces high enough to dent the
tubes. These problems were overcome by modifications to the water
treatment programs.
A more recent corrosion problem identified is intergranular corrosion, again in the crevices between tubes and tube sheets, where
deposits tend to accumulate. In the presence of stresses, either residual
or operational, the problem can be classified as intergranular stress
corrosion cracking (IGSCC). This form of cracking has been common in
the U-bend region of tubes and also where tubes have been expanded
at the top of tube sheets, where residual fabrication stresses prevail.
Most recently, localized intergranular corrosion damage has been
observed in older steam generators in the vicinity of support plates.
The scope and frequency
of steam generator tube inspections depends on the operating history of
the individual plant. In cases where operating records show extensive
tube degradation, all the tubes are inspected at each shutdown. Modern
inspection techniques are listed in Table 6.4, and Table 6.5 shows what
Inspection and maintenance for steam generator tubes.
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TABLE 6.4 Advanced Inspection Techniques for the Characterization of
Equipment Integrity
Inspection method
Special advantage
X-ray
Gamma radiography
Magnetic particle
Contact ultrasonic
Visible and fluorescent liquid penetrant
Eddy-current/electromagnetic
Infrared inspection
Metallographic/replication
Acoustic emission
Interior of opaque parts
Heavy material sections
Discontinuities near the surface
Simple geometries—all materials
Surface discontinuities
Discontinuities
Temperature differentials
Grain growth–life expectancy
Active/growing defects
TABLE 6.5 Summary of Corrosion Mechanisms
Detected by In-Service Inspection Methods in
LWR, BWR, and PWR systems
Uniform corrosion
Visual, leakage testing
Service corrosion
Leakage testing
Microbiologically influenced corrosion
Visual, leakage testing
Pitting corrosion
Visual, leakage testing
Eddy-current, optical scanner
Sonic leak detector
Intergranular stress corrosion cracking
Surface examination
Visual, leakage testing
Weld inspection, ultrasonic
Moisture-sensitive tape
Transgranular stress corrosion cracking
Visual, leakage testing
Differential aeration
Visual, leakage testing
Galvanic corrosion
Visual, leakage testing
Erosion corrosion
Wall thickness, eddy-current
Surface examination
Ultrasonic
Radiography
Fatigue/corrosion
Surface examination
Thinning
Eddy-current
Stress corrosion cracking
Visual
Surface examination
Corrosion Maintenance through Inspection and Monitoring
401
corrosion mechanisms have been detected with certain inspection techniques in the nuclear power generation industry.
If severe damage is detected, two basic choices are available: The
tube can be either plugged (provided that the fraction of plugged tubes
is only 10 to 20 percent) or covered with a metallic sleeve. Initial guidelines established by the Nuclear Regulatory Commission (NRC) called
for such actions when the defect size reached 40 percent of wall thickness. Efforts are under way to refine this approach by considering
allowable flaw sizes in relation to the mechanism of degradation, the
material type, the tube dimensions, and the expected stress levels.
New experimental initiatives in tube repair include laser welding of
sleeves, direct laser melting of damaged tubes to cover damaged areas,
and laser repairs using additional alloy wire.
Corrosion prevention measures have included even more stringent
water treatment and removal of problematic corrosion product
deposits. Chemical cleaning guidelines have been established for critical areas, and a robotic device for inspection and high-water-pressure
cleaning of crevice geometries has been developed.
Replacement generators feature more corrosion-resistant materials,
such as Alloy 690 tubes and stainless steel support plates, and new fabrication methods designed to minimize residual stresses in the tubes.
The methodologies for removal and replacement of steam generators
have also been improved, especially the design of the containment
structures, which originally did not consider a need for replacement.
Despite the intense media coverage of air
tragedies, flying remains the safest mode of transportation by far. The
reliability and safety record of aircraft operators is indeed enviable by
most industrial standards. This success is directly attributable to the
fact that modern aircraft maintenance practices are far removed from
reliance on retroactive corrective procedures. Other industries can
learn several valuable lessons from current aircraft maintenance
methodologies.
In the design of modern aircraft, ease of maintenance is a critical
item. Manufacturers elicit feedback from operators on maintenance
issues as part of the design process. As discussed earlier, RCM is fundamental to maintenance programs in modern aircraft operations.
Importantly, RCM principles are already invoked at the design stage.
Preventive maintenance is particularly important on a short-term
day-to-day basis. Strict scheduling and adherence to regulations are
rigorously employed. Documentation is also an essential part of aircraft maintenance; essentially, all maintenance procedures have to be
fully documented. The extent of preventive maintenance procedures
increases with increasing flying time. A so-called D check represents a
Aircraft maintenance.
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major maintenance overhaul, with major parts of the aircraft dismantled, inspected, and rebuilt. Hoffman has provided a fascinating
insight into such inspection and maintenance procedures, including
the issue of finding and repairing aircraft corrosion damage.14 For
example, on a Boeing 747, one-quarter of a D check involved 38,000
planned hours of labor, tens of thousands of unplanned hours, completion of a 5000-page checklist, and some 1600 nonroutine discrepancies.
A North American airline performs these preventive maintenance procedures after every 6200 hours of flight. As aircraft get older, the time
between maintenance checks is decreased.
The galley and washroom areas on aircraft are notorious for their
high risk of corrosion, particularly because of the corrosive effects of
beverage (e.g., coffee) and human excrement spills. An aircraft operator reported to one of the authors a reduction in corrosion maintenance
tasks following the replacement of notoriously awkward stand-up
washroom facilities in military transport planes!
Predictive maintenance efforts are directed at ensuring long-term
aircraft reliability. The nature of these programs is evolving as a result
of technology innovations and improvements. While several forms of
diagnostic procedures are available for on-line condition assessment,
such as advanced engine diagnostic telemetry, the aircraft industry
still lags behind in this area, as discussed in a separate section.
There are several organizational and human factors that contribute
to the success of aircraft maintenance programs. Technical maintenance information flows freely across organizations, even among business competitors. Procedures are documented, and a clear chain of
responsibility exists, with special emphasis on good, open communication channels. Airline mechanics receive intense training and rigorous
testing before certification. Ongoing training and skills upgrading is
standard for the industry. Efforts are made to feed maintenance information back to aircraft design teams. Computer technology is used
extensively by the larger airlines to track and manage aircraft maintenance activities. This is further supported by the provision of computerized technical drawings, parts lists, and maintenance to aircraft
maintenance personnel. Figures 6.5 to 6.8 illustrate how advances in
information technology have made the collection and presentation of
historical data quite straightforward for maintenance personnel.15
One of the most visible effects of
improvements in maintenance is a reduction in downtime, with
higher equipment availability. In most industries, a reduction in
downtime is vital to commercial success. The aircraft industry provides an excellent example of the direct major economic implications
that arise from downtime caused by corrosion or other damage. The
Measuring reliability—downtime.
Figure 6.5 Main screen of a knowledge-based system (KBS), showing the areas of a
patrol aircraft covered by an aircraft structural integrity program (ASIP).
Figure 6.6
an ASIP.
Example of integration of graphics and database information into a KBS for
403
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Chapter Six
Figure 6.7
Example of context-sensitive help in a KBS for an ASIP.
Figure 6.8
ASIP.
Display of some critical component information resident in a KBS for an
Corrosion Maintenance through Inspection and Monitoring
405
obvious starting objective is a reduction in unscheduled downtime.
The shift away from purely corrective maintenance is at the core of
this task. To show progress in maintenance programs and maintain
momentum in improvement initiatives, cost savings resulting from
reduced unscheduled downtime and the prevention of component
failures should be recorded and communicated effectively. Scheduled
shutdowns are usually of significantly shorter duration than an
unscheduled shutdown resulting from corrosion (or some other) failure. A sensible initial maintenance goal would therefore be a shift
from unplanned, unscheduled downtime to planned, scheduled
downtime.
In several industries, scheduled shutdowns are an integral part of
preventive maintenance. Valid concerns about losing production
during such scheduled interruptions can be raised, and there is an
obvious incentive to increase the time between such scheduled shutdowns and to minimize their duration by implementing predictive
maintenance. Following the minimization of unscheduled downtime,
a reduction in scheduled downtime is the next essential challenge.4
To maximize the use of scheduled downtime, good planning of all
maintenance work is essential. Critical path analysis can be used for
such purposes. The ultimate goal is to run the equipment at its maximum sustainable rate, at the desired level of quality and with maximum availability. To initiate such predictive maintenance efforts, the
following methodologies have been suggested for industrial plants:4
■
Categorizing the importance of equipment and how the equipment
in each category will be monitored
■
Identifying database architectures, including point identification,
analysis parameter sets, alarm limits, etc.
■
Defining the frequency and quantity of data points collected for each
unit
■
Performing planning and walk-through inspections
■
Defining data review and problem prioritization
■
Identifying means of communicating the equipment’s condition
■
Determining methods of identifying repetitive problems and dealing
with them
■
Defining repair follow-up procedures
The development of these methodologies represents a starting
point; they can be refined further as data and information are analyzed.
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6.4 Monitoring and Managing Corrosion
Damage
Corrosion monitoring refers to corrosion measurements performed
under industrial operating conditions. In its simplest form, corrosion
monitoring may be described as acquiring data on the rate of material
degradation. However, such data are generally of limited use. They have
to be converted to information for effective decision making in the management of corrosion control. This requirement has led to the expansion
of corrosion monitoring into the domains of real-time data acquisition,
process control, knowledge-based systems, smart structures, and condition-based maintenance. Additional terminology, such as “corrosion surveillance” and “integrated asset management,” has been applied to
these advanced forms of corrosion monitoring, which are included in
this section.
An extensive range of corrosion monitoring techniques and systems for
detecting, measuring, and predicting corrosion damage has evolved, particularly in the last two decades. Developments in monitoring techniques
coupled with the development of user-friendly software have permitted
new techniques that were once perceived as mere laboratory curiosities
to be brought to the field. Noteworthy catalysts to the growth of the corrosion monitoring market have been the expansion of oil and gas production under extremely challenging operating conditions (such as the
North Sea), cost pressures brought about by global competition, and the
public demand for higher safety standards. A listing of corrosion monitoring applications in several important industrial sectors is presented in
Table 6.6. In several sectors, such as oil and gas production, sophisticated
corrosion monitoring systems have achieved successful track records and
credibility, while in other sectors their application is only beginning.
6.4.1
The role of corrosion monitoring
Fundamentally, four strategies for dealing with corrosion are available
to an organization. Corrosion can be addressed by
■
Ignoring it until a failure occurs
■
Inspection, repairs, and maintenance at scheduled intervals
■
Using corrosion prevention systems (inhibitors, coatings, resistant
materials, etc.)
■
Applying corrosion control selectively, when and where it is actually
needed
The first strategy represents corrective maintenance practices,
whereby repairs and component replacement are initiated only after a
Corrosion Maintenance through Inspection and Monitoring
TABLE 6.6
407
Examples of Industrial Corrosion Monitoring Activities
Industrial sector
Corrosion monitoring applications
Oil and gas production
Seawater injection systems, crude piping systems, gas
piping systems, produced water systems, offshore
platforms
Refining
Distillation columns, overhead systems, heat
exchangers, storage tanks
Power generation
Cooling-water heat exchangers, flue gas desulfurization
systems, fossil fuel boilers, steam generator tubes
(nuclear), air heaters, steam turbine systems, vaults,
atmospheric corrosion, gasification systems, mothballing
Petrochemical
Gas pipelines, heat exchangers, cooling-water systems,
atmospheric corrosion, storage tanks
Chemical processing
Chemical process streams, cooling-water circuits and
heat exchangers, storage tanks, ducting, atmospheric
corrosion
Mining
Mine shaft corrosivity, refrigeration plants, water piping,
ore processing plants, slurry pipelines, tanks
Manufacturing
Cooling-water systems and heat exchangers, ducting
Aerospace
On-board and ground level, storage and mothballing
Shipping
Wastewater tanks, shipboard exposure programs
Construction
Reinforced concrete structures, pretensioned concrete
structures, steel bridges, hot and cold domestic water
systems
Gas and water distribution
Internal and external corrosion of piping systems
(including stray current effects)
Paper and pulp
Cooling water, process liquors, clarifiers
Agriculture
Crop spraying systems, fencing systems
failure has occurred. In this reactive philosophy, corrosion monitoring
is completely ignored. Obviously this practice is unsuitable for safetycritical systems, and in general it is inefficient in terms of maintenance cost considerations, especially in extending the life of aging
engineering systems.
The second strategy is one of preventive maintenance. The inspection and maintenance intervals and methodologies are designed to
prevent corrosion failures while achieving “reasonable” system usage.
Corrosion monitoring can assist in optimizing these maintenance and
inspection schedules. In the absence of information from a corrosion
monitoring program, such schedules may be set too conservatively,
with excessive downtime and associated cost penalties. Alternatively,
if inspections are too infrequent, the corrosion risk is excessive, with
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associated safety hazards and cost penalties. Furthermore, without
input from corrosion monitoring information, preventive inspection
and maintenance intervals will be of the routine variety, without
accounting for the time dependence of critical corrosion variables. In
the oil and gas industry, for example, the corrosivity at a wellhead can
fluctuate significantly between being benign and being highly corrosive over the lifetime of the production system. In oil-refining plants,
the corrosivity can vary with time, depending on the grade (hydrogen
sulfide content) of crude that is processed.
The application of corrosion prevention systems is obviously crucial
in most corrosion control programs. However, without corrosion monitoring information, the application of these systems may be excessive
and overly costly. For example, a particular inhibitor dosage level on a
pipeline may successfully combat corrosion damage, but real-time corrosion monitoring may reveal that a lower dosage would actually suffice. Ideally, the inhibitor feed rate would be continuously adjusted
based on real-time corrosion monitoring information. Performance
evaluation of in-service materials by corrosion monitoring is highly
relevant, as laboratory data may not be applicable to actual operating
conditions.
In an idealized corrosion control program, inspection and maintenance would be applied only where and when they are actually needed, as reflected by the “maintenance on demand” (MOD) concept. In
principle, the information obtained from corrosion monitoring systems can be of great assistance in reaching this goal. Conceptually,
the application of a monitoring system essentially creates a smart
structure, which ideally reveals when and where corrective action is
required.
The importance of corrosion monitoring in industrial plants and in
other engineering systems should be apparent from the above. However,
in practice it can be difficult for a corrosion engineer to get management’s commitment to investing funds for such initiatives. Significant
benefits that can be obtained from such investments include
■
Improved safety
■
Reduced downtime
■
Early warning before costly serious damage sets in
■
Reduced maintenance costs
■
Reduced pollution and contamination risks
■
Longer intervals between scheduled maintenance
■
Reduced operating costs
■
Life extension
Corrosion Maintenance through Inspection and Monitoring
409
6.4.2 Elements of corrosion monitoring
systems
Corrosion monitoring systems vary significantly in complexity, from
simple coupon exposures or hand-held data loggers to fully integrated
plant process surveillance units with remote data access and data
management capabilities. Experience has shown that the potential
cost savings resulting from the implementation of corrosion monitoring programs generally increase with the sophistication level (and
cost) of the monitoring system. However, even with simple monitoring
devices, substantial financial benefits are achievable.
Corrosion sensors (probes) are an essential element of all corrosion
monitoring systems. The nature of the sensors depends on the specific
techniques used for monitoring (refer to Sec. 6.4.4, Corrosion
Monitoring Techniques), but often a corrosion sensor can be viewed as
an instrumented coupon. A single high-pressure access fitting for
insertion of a retrievable corrosion probe (Fig. 6.9) can accommodate
most types of retrievable probes (Fig. 6.10). With specialized tools (and
brave specialist operating crews!), sensor insertion and withdrawal
under pressurized operating conditions can be possible (Fig. 6.11).
The signal emanating from a corrosion sensor usually has to be
processed in some way. Examples of signal processing include filtering,
averaging, and unit conversions. Furthermore, in some corrosion sensing
techniques, the sensor surface has to be perturbed by an input signal to
generate a corrosion signal output. In older systems, electronic sensor
leads were usually employed for these purposes and to relay the sensor
signals to a signal-processing unit. Advances in microelectronics are facilitating sensor signal conditioning and processing by microchips, which
can essentially be considered to be integral to the sensor units. The development of reinforcing steel and aircraft corrosion sensors on these principles has been described.16,17 Wireless data communication with such
sensing units is also a product of the microelectronic revolution.
Irrespective of the sensor details, a data acquisition system is required
for on-line and real-time corrosion monitoring. For several plants, the
data acquisition system is housed in mobile laboratories, which can be
made intrinsically safe. Real-time corrosion measurements are highly
sensitive measurements, with a signal response taking place essentially
instantaneously as the corrosion rate changes. Numerous real-time corrosion monitoring programs in diverse branches of industry have
revealed that the severity of corrosion damage is rarely (if ever) uniform
with time. Rather, serious corrosion damage is usually sustained in time
frames in which operational parameters have deviated “abnormally.”
These undesirable operating windows can be identified only with the
real-time monitoring approach.
410
Chapter Six
ELECTRICAL
ADAPTOR
HEAVY DUTY
COVER
Figure 6.9 High-pressure access
fitting for insertion of a retrievable
corrosion probe. (Courtesy of Metal
Samples.)
HOLLOW PLUG
ACCESS FITTING
RETRIEVABLE
PAIR ELECTRODE
A computer system often performs a combined role as a data acquisition, data processing, and information management system. In data
processing, a process is initiated to transform corrosion monitoring
data (low intrinsic value) into information (higher intrinsic value).
Complementary data from other relevant sources, such as process
parameter logging and inspection reports, can be acquired along with
the data from corrosion sensors, for use as input to the management
information system. In such a system, more extensive database management and data presentation applications are employed to transform the basic corrosion data into management information for
decision-making purposes (Fig. 6.1).
6.4.3 Essential considerations for
launching a corrosion monitoring program
One of the most important decisions that have to be made is the selection of the monitoring points or sensor locations. As only a finite number
Corrosion Maintenance through Inspection and Monitoring
Flush disk
3” strip
6” strip
411
Ladder
Figure 6.10 A single high-pressure access fitting can be fitted with different types of
retrievable corrosion probes. (Courtesy of Metal Samples.)
Figure 6.11 Retrieval tool for removing corrosion probes
under pressure. (Courtesy of Metal Samples.)
412
Chapter Six
of points can be considered, it is usually desirable to monitor the worstcase conditions, the points where corrosion damage is expected to be
most severe. Often, such locations can be identified by reasoning from
basic corrosion principles, analysis of in-service failure records, and consultation with operational personnel. For example, the most corrosive
conditions in water tanks are usually found at the water/air interface. In
order to monitor corrosion under these conditions, corrosion sensors
could be attached to a floating platform so that the location of the sensor
would change as the water level changes.
Dean has presented an example of identifying critical sensor locations in a distillation column.18 The feed point, overhead product
receiver, and bottom product line represent locations of temperature
extremes and also points where products with different degrees of
volatility concentrate. In many cases, however, the highest corrosivity
is encountered at an intermediate height in the column, where the
most corrosive species concentrate. Initially, therefore, several monitoring points would be required in such a column, as shown in Fig.
6.12. As monitoring progresses and data from these points become
available, the number of monitoring points could be narrowed down.
In practice, the choice of monitoring points is also dictated by the
existence of suitable access points, especially in pressurized systems.
It is usually preferable to use existing access points, such as flanges,
for sensor installations. If it is difficult to install a suitable sensor in a
given location, additional bypass lines with customized sensors and
access fittings may be a practical alternative. One advantage of a
bypass is that it provides the opportunity to manipulate local conditions to highly corrosive regimes in a controlled manner, without
affecting the actual operating plant.
It is imperative that the corrosion sensors be representative of the
actual component being monitored. If this requirement is not met, all
subsequent signal processing and data analysis will be negatively
affected and the value of the information will be greatly diminished or
even rendered worthless. For example, if turbulence is induced locally
around a protruding corrosion sensor mounted in a pipeline, the sensor will in all likelihood give a very poor indication of the risk of localized corrosion damage to the pipeline wall. A flush-mounted sensor
should be used instead (Fig. 6.13).
The surface condition of the sensor elements is also very important.
Surface roughness, residual stresses, corrosion products, surface
deposits, preexisting corrosion damage, and temperature can all have
an important influence on corrosion damage and need to be taken into
account in making representative probes. Considering these factors, it
can be desirable to manufacture corrosion sensors from precorroded
material that has experienced actual operational conditions. Corrosion
Corrosion Maintenance through Inspection and Monitoring
413
Top enriching
Center enriching
Feed
Top stripping
Center stripping
Distillation Column
Lower enriching
Overhead
Bottom stripping
corrosion monitoring point
Bottom
Figure 6.12 Corrosion monitoring points in a distillation column.
sensors may also be heated and cooled, using special devices, so that
their surface conditions reflect certain plant operating domains.
Sensor designs such as spool pieces in pipes and heat-exchanger tubes,
flanged sections of candidate materials, or test paddles bolted to agitators also represent efforts to make the sensors’ environment represent actual operational conditions.
Numerous corrosion monitoring techniques and associated sensors
are available. All of these techniques have certain advantages and
disadvantages, which are discussed in detail in Sec. 6.4.4. There are
many pitfalls in selecting suitable techniques, and the advice of a corrosion monitoring expert is usually required. An algorithm, described
by Cooper,19 for evaluating the suitability of two commonly utilized
techniques, LPR (one of the electrochemical techniques) and ER (electrical resistance), is shown in Fig. 6.14.
414
Chapter Six
Figure 6.13 Flush-mounted corrosion sensor in an access fitting.
(Courtesy of Metal Samples.)
In general, it can be said that no individual technique alone is suitable for monitoring corrosion under complex industrial conditions.
Therefore, a multitechnique approach is advocated. In many cases,
this approach does not require a higher number of sensors, but rather
only an increased number of sensor elements for a given probe and
access fitting. Considering the overall costs of supporting a corrosion
monitoring program such as the one shown in Fig. 6.1, the additional
costs associated with a multitechnique philosophy are usually insignificant. Furthermore, greater confidence can be placed in the sensor
data if several techniques provide the same response.
Another important consideration is that, irrespective of the technique,
instrumented sensors usually provide semiquantitative corrosion damage information at best. It is thus sensible to correlate monitoring data
from these sensors with long-term coupon exposure programs and actual plant damage. Unfortunately, nonspecialists may put too much faith
in the numerical corrosion rate displayed by a commercial corrosion
monitoring device. A suitable example is the LPR technique used in
many commercial monitoring systems to derive a certain corrosion rate,
commonly displayed as mm/year or milli-inches/year (mpy). Such systems are used extensively in industry for monitoring the effectiveness of
Corrosion Maintenance through Inspection and Monitoring
415
Corrosive Environment
Yes
LPR
Conductive
?
No
ER
Estimate
Corrosion
Rate (C)
Resistivity (R)
Portable
Two
electrode
Yes*
RxC <25
Installation
Automated
No
Select
Probe
Yes*
Three
RxC <250
electrode
No
Stand alone
To ER
Stand alone
or
integrated
Select
Probe
Merge
Input/Output
Requirements
Portable
Installation
Automated
Select
Probe
Stand alone
or
integrated
Select
Probe
Select
Probe
Input/Output
Requirements
Select
Probe
R = electrolyte resistivity in kilo-ohms-cm
C = corrosion rate in milli-inches per year
* may need correction factor
Figure 6.14 Algorithm for suitability of ER and LPR corrosion monitoring techniques.
(Adapted from Cooper.19)
water treatment additives and various other applications. From fundamental theoretical considerations, the derived LPR corrosion rate is subject to the following assumptions, which, strictly speaking, rarely apply
under actual operating conditions:
■
There is only one simple anodic reaction.
■
There is only one simple cathodic reaction.
■
The anodic and cathodic Tafel constants are known and invariant
with time.
416
Chapter Six
■
The corrosion reactions proceed by a simple charge transfer mechanism under activation control, which essentially implies that the
corroding surface is clean, without corrosion product buildup, scale
deposits, or solids settled out of solution.
■
Corrosion proceeds in a uniform manner (whereas the vast majority
of industrial corrosion problems are related to localized attack).
■
The solution resistance is negligible. (Some instruments make a solution resistance compensation, but this is not necessarily accurate.)
■
The corrosion potential has reached a steady-state value.
Following the selection of the sensors and monitoring techniques,
the type and location of the ancillary monitoring hardware need to be
considered. Many industrial plants have intrinsic safety requirements
that impose important restrictions on corrosion monitoring systems.
To ensure flexibility in large plants, some organizations have adopted
the strategy of using a “mobile” corrosion monitoring laboratory that
meets their safety regulations. Such a laboratory housing the corrosion monitoring instrumentation can be conveniently moved to different locations as required, to overcome the problems associated with
excessive lengths of sensor leads. Furthermore, this arrangement provides a protective environment for measuring and data storage hardware, which could otherwise be damaged in corrosive atmospheres.
Mobile laboratories have also been used for corrosion measurements
on treated-water circuits. In this case, the corrosion sensors can be
“lab-based” along with the instrumentation, through the use of a water
bypass flowing through the mobile laboratory.
6.4.4
Corrosion monitoring techniques
To the uninitiated engineer, the plethora of available corrosion monitoring techniques can be overwhelming in the absence of a categorization scheme. The first classification can be to separate direct from
indirect techniques. Direct techniques measure parameters that are
directly associated with corrosion processes. Indirect techniques measure parameters that are only indirectly related to corrosion damage.
For example, measurements of potentials and current flow directly
associated with corrosion reactions in the linear polarization resistance technique represent a direct corrosion rate measurement. The
measurement of the corrosion potential only is an indirect method, as
there is at best an indirect relationship between this potential and the
severity of corrosion damage.
A second categorization scheme is into intrusive and nonintrusive
forms. Intrusive techniques require direct access to the corrosive envi-
Corrosion Maintenance through Inspection and Monitoring
417
ronment through a structure (pipe wall, aircraft skin, etc.). Sensors and
test specimens typify this approach. Nonintrusive methods require no
additional hardware to perform a corrosion measurement. A further
distinction is possible between on-line and off-line techniques. On-line
techniques are those with continuous monitoring capabilities during
operation, whereas off-line methods require periodic sampling and separate analysis. The basic principles for selecting important corrosion
monitoring techniques are described below, and the advantages and
limitations of these techniques are listed in Table 6.7.
Direct techniques
In what is perhaps the simplest form of corrosion monitoring, small specimens are exposed to an environment for
a specific period of time and subsequently removed for weight loss
measurement and more detailed examination. Even though the principle is very simple, there are numerous potential pitfalls, which can
be avoided by following the recommendations of a comprehensive
ASTM guide (ASTM G4 standard).
Corrosion coupons (intrusive).
The underlying principle of the widely
used electrical resistance (ER) probes is the simple concept that there
is an increase in electrical resistance as the cross-sectional area of a
sensing element is reduced by corrosion damage. Since temperature
has a strong influence on electrical resistance, ER sensors usually
measure the resistance of a corroding sensor element relative to that
of an identical shielded element. Commercial sensor elements are in
the form of plates, tubes, or wires (Fig. 6.15). Reducing the thickness
of the sensor elements can increase the sensitivity of these sensors.
However, improved sensitivity involves a tradeoff with reduced sensor
lifetime. ER probe manufacturers provide guidelines showing this
tradeoff for different sensor geometries (Fig. 6.16). The useful life of
ER probes other than wire sensors is usually up to the point where
their original thickness has been halved. For ER wire sensors the lifetime is lower, corresponding to loss of a quarter of the original thickness. It is obvious that erroneous results will be obtained if conductive
corrosion products or surface deposits form on the sensing element.
Iron sulfide formed in sour oil/gas systems or in microbial corrosion
and carbonaceous deposits in atmospheric corrosion are relevant
examples.
Electrical resistance (intrusive).
This recently developed technology is
a derivative of ER corrosion sensing.20 The reduction in the thickness of
a sensing element is measured by changes in the inductive resistance
Inductive resistance probes (intrusive).
418
TABLE 6.7
Advantages and Disadvantages of Corrosion Monitoring Techniques
Advantages
Disadvantages
Corrosion Coupons
Coupon exposures are simple and usually of low cost. Many forms of
corrosion can be monitored if detailed analysis is performed subsequent
to the exposure, but erosion and heat-transfer effects are not easily
simulated with coupons.
Long exposure periods may be required to obtain meaningful and
measurable weight loss data. Coupons have to be removed from plant
or equipment for analysis and corrosion rate determination. (Note:
Sample removal and cleaning affects the corrosion rate if the coupons
are subsequently reexposed.) These devices provide cumulative
retrospective information only. For example, if a stress corrosion crack
is found in a coupon after a 12-month exposure period, it is not
possible to say when the crack initiated and what specific conditions
led to the initiation or propagation of this crack. Importantly, the crack
growth rate also cannot be established with confidence, as the time of
its initiation is unknown. The cleaning, weighing, and microscopic
examination of coupons is usually labor-intensive.
Electrical Resistance (ER)
ER results are easily interpreted, and the technology is well supported
by several commercial suppliers. Continuous corrosion monitoring and
correlation with operational parameters are possible, provided
sufficiently sensitive sensor elements are selected. ER probes are more
convenient than coupons in the sense that results can be obtained
without retrieval and weight loss measurements. A combined thickness
loss due to corrosion and erosion can be measured.
ER probes are more convenient than coupons in the sense that results
can be obtained without retrieval and weight loss measurements. A
combined thickness loss due to corrosion and erosion can be measured.
ER probes are essentially suitable for monitoring only uniform
corrosion damage, whereas localized corrosion is usually of more
concern to industry. Generally, the sensitivity of ER probes is
insufficient to qualify for real-time corrosion measurements, with
transients of short duration going undetected. The probes are
unsuitable in the presence of conductive corrosion products or deposits.
Inductive Resistance
The measurement principle of detecting a thickness change in the
sensor element is relatively simple, and sensitivity is improved over that
of ER probes. The sensor signals are affected by temperature changes to
a lesser degree than electrical resistivity signals are.
The technique has been introduced only recently. In its present
commercial form, it would appear to be largely applicable to uniform
corrosion measurements only.
Linear Polarization Resistance (LPR)
Interpretation of the measurements is straightforward. Continuous
on-line monitoring is possible, as the measurements take only take a few
minutes. The high sensitivity of this technique facilitates real-time
monitoring in appropriate environments.
The technique is based on uniform corrosion principles only. An
environment with relatively high ionic conductivity is required for
accurate measurements. Unstable corrosion potentials will produce
erroneous results. Even though the applied sensor perturbation is
small, repeated application over long times can lead to “artificial”
surface damage. In long-term exposures, surface colors visibly different
from those on freely corroding sensor elements have been noted on LPR
sensors. Idealized theoretical polarization conditions are assumed,
which is not necessarily the case in practice (see Sec. 7.3). The shortcircuiting of electrodes by conductive species will preclude valid
measurements.
Electrochemical Impedance Spectroscopy (EIS)
This technique is more suited to low-conductivity environments than DC
polarization and can also provide information on the state of organic
coatings. Recently, EIS-based systems for practical coating integrity
assessment have been introduced. Detailed characterization of the
corroding surface is theoretically possible.
The instrumentation and interpretation required to obtain full results
are typically complex. Consequently, full-frequency spectrum analysis
is very rarely applied in the field. Limited-frequency units, which are
comparable to LPR devices, have been developed specifically for field
use. The corrosion potential has to be very stable to permit meaningful
measurements at low frequencies. The technique is essentially limited
to uniform corrosion damage only, although it may be possible to detect
pitting damage in certain systems. The applied potential perturbation
may influence the condition of the corroding sensor element, especially
in repeated application over long time periods.
Harmonic Analysis
Theoretically, a rapid determination of all important kinetic parameters
may be possible.
At present, the reliability and application of this technique remain
essentially unproven. The instrumentation and theoretical basis of the
technique are complex and require specialized electrochemical
knowledge.
419
420
TABLE 6.7
Advantages and Disadvantages of Corrosion Monitoring Techniques (Continued)
Advantages
Disadvantages
Electrochemical Noise (EN)
The technique is highly sensitive and performs well under conditions of
limited conductivity, such as thin-film corrosion. It is one of the very few
techniques with the ability to detect localized corrosion damage, such as
pitting damage to otherwise passive surfaces and certain submodes of
stress corrosion cracking.
Although the number of applications has grown considerably, the
technique remains somewhat controversial. The data analysis
requirements are complex, and substantial experience is required for
interpreting “raw” noise records.
Zero Resistance Ammetry (ZRA)
These measurements represent a simple method of monitoring galvanic
corrosion and the effect of treatments to prevent it.
The measured currents may not represent actual galvanic corrosion
rates, as this form of corrosion is highly dependent on the anode:cathode
area ratio. An increase in current readings is not always directly
associated with an actual increase in corrosion rates.
Potentiodynamic Polarization
Kinetic information and an overall picture of the material’s corrosion
behavior can be obtained relatively quickly (compared to, say, coupon
exposures).
These techniques are usually limited to laboratory studies, as specialized
skills are required to interpret the data. The applied polarization levels
may change the sensor surface irreversibly, especially if pitting damage
is induced in the anodic cycle. These measurements are generally
applicable only to fully immersed probes in conducting solutions.
Thin-Layer Activation (TLA)
The measurement principle of the technique is relatively simple, and the
direct measurement on actual components is a desirable feature.
Selected small areas can be irradiated, to monitor the degradation of a
particular weld zone, for example. The technique can be applied to study
erosion effects.
The instrumentation used to irradiate the surfaces can accommodate
only small components. The technological infrastructure required to
perform the surface activation is substantial and is not readily
accessible in all countries. From fundamental principles, the
measurements are meaningful only if the radioactive isotopes are
removed from the surface undergoing corrosion damage. If they remain
in the corrosion products building up on surfaces, the thickness
reduction will not be detected. The sensitivity of the technique is
generally relatively low. The technique is not yet widely utilized.
Electrical Field Signature Method (EFSM)
Corrosion damage is monitored over large sections of actual structures.
Once the instruments are installed, corrosion monitoring can be
performed over many years with minimal maintenance.
The technique does not distinguish between internal and external
flaws. The interpretation of the voltage signals for localized corrosion
damage is not straightforward. The resolution for studying corrosion
damage over small specific areas is limited. In general, the technique is
not regarded as highly sensitive.
Acoustic Emission (AE)
In principle, this technique is applicable to a wide range of materials,
even nonconducting ones. It can be applied to vessels without the need
for draining them. Monitoring can be performed over relatively large
areas of structures, rather than the specific measuring points of other
techniques.
This technique is limited to defects that are actively growing at the
time of measurement. Defects that are present but not growing will not
be detected. The technique does not provide a quantitative measure of
defect size and requires a high level of specialized skill for application
and for interpretation of results.
Corrosion Potential
The measurement technique and required instrumentation are
relatively simple.
While the technique may indicate changes in corrosion behavior over
time, it does not provide any indication of corrosion rates.
421
422
TABLE 6.7
Advantages and Disadvantages of Corrosion Monitoring Techniques (Continued)
Advantages
Disadvantages
Hydrogen Probes
The technique represents a useful monitoring tool when the
measurements are correlated with actual observed damage under
specific operational conditions. The attachment of the probes on external
surfaces is convenient, as the probe locations can be easily changed (in
principle).
The measurements are restricted to a limited area. The technique may
not reflect the corrosion rate, as it detects only the fraction of hydrogen
passing into the metallic substrate. The ratio of hydrogen taken up by
the substrate to that taken up by the environment may vary with time.
The technique is obviously restricted to systems where hydrogen is
produced in the cathodic reaction. Generic guidelines relating the
measured hydrogen flux and actual damage (thickness loss, cracking,
blistering) have not been established.
Chemical Analyses
In specific, well-characterized systems, it may be possible to perform
corrosion monitoring cost-effectively with such techniques. The
techniques provide useful supplementary information to direct corrosion
measurement techniques, for identifying causes of corrosion damage and
solutions to corrosion problems.
No direct information on corrosion rates is obtained; correlation with
actual damage or directly measured corrosion data is required.
Measuring the chemistry of the bulk environment does not provide
information on microenvironments established on corroding surfaces,
with the latter often governing the actual rate of damage. Some of
these techniques require laboratory measurements, and the results
may thus not be immediately available. Fouling of on-line sensor
surfaces and interference effects from other chemical species can lead
to inaccurate results.
Corrosion Maintenance through Inspection and Monitoring
423
op
Lo
re
Wi
op
Lo
be
Tu
op
trip
Lo
S
al
ric
d
ylin
C
p
oo
lL
a
pir
S
h
lus
F
all
sh
Sm
e
arg
ip
Flu
e
fac
Str
r
L
Su
Figure 6.15 Types of ER corrosion sensors. (Courtesy of Metal Samples.)
Figure 6.15 Types of ER corrosion sensors. (Courtesy of Metal Samples.)
10
4
Corrosion rate, mpy
10
10
3
1h
2
8h
16 h
32 h
64 h
10
1
128 h
Re
sp
on
se
10
tim
e
-0
WR80
WR40, CT20, FL20
10
CT10, FL10, SP10
FL05
TU04, FS02
-1
1
0
10
100
Element life, days
1
3
6
12
1,000
10,000
24 36
Replacement frequency, months
The tradeoff between sensitivity and sensor life in commercial ER sensors. (Note: 1 mpy (milli-inch/year)0.0254 mm/year.) (Courtesy of Metal Samples.)
Figure 6.16
423
424
Chapter Six
of a coil embedded in the sensor. Sensing elements with high magnetic
permeability intensify the magnetic field around the coil; therefore,
thickness changes affect the inductive resistance of the coil. Sensitivity
(decrease in response time) has been claimed to be several orders of
magnitude higher than with comparable ER probes.
The linear polarization resistance
(LPR) technique is an electrochemical method that uses either three or
two sensor electrodes. In this technique, a small potential perturbation (typically of the order of 20 mV) is applied to the sensor electrode
of interest, and the resulting direct current is measured. The ratio of
the potential to current perturbations, known as the polarization
resistance, is inversely proportional to the uniform corrosion rate. The
accuracy of the technique can be improved by measuring the solution
resistance independently and subtracting it from the apparent polarization resistance value. The technique is well known (its theoretical
basis had already been developed in the 1950s), and it is widely used
under full immersion aqueous conditions.
Linear polarization resistance (intrusive).
This electrochemical technique is related to LPR in the sense that it also relies on the polarization of sensor elements for obtaining corrosion information. In electrical
impedance spectroscopy (EIS), the sensor perturbation and phase-shifted
response are of the ac type. The application of an alternating potential
will produce an alternating-current response which is out of phase with
the potential. The frequency range of the applied perturbation signal is
typically 0.1 Hz to 100 kHz. To characterize the corrosion behavior in
detail, measurements throughout the entire frequency range are
required. Some simplified commercial systems rely on measurements at
two frequencies only, to extract kinetic information. Full-frequency
scans provide phase shift information that can be utilized in equivalentcircuit models. With such models, relatively complex corrosion phenomena can be described and kinetic information derived. Commonly used
equivalent circuits for modeling corrosion processes are presented in
Chap. 7, Acceleration and Amplification of Corrosion Damage.
Electrochemical impedance spectroscopy (intrusive).
This technique is related to EIS in that an
alternating potential perturbation is applied to one sensor element in
a three-element probe, with a resultant current response. Not only the
primary frequency but higher-order harmonic oscillations are analyzed in this technique. Theory has been formulated whereby all kinetic parameters (including the Tafel slopes) can be calculated explicitly.
No other technique offers this facility. At present, the technique
remains largely unproven and rooted in the laboratory domain.
Harmonic analysis (intrusive).
Corrosion Maintenance through Inspection and Monitoring
425
Contrary to common perceptions, the
underlying measurement principles of this electrochemical technique
are extremely simple. The technique is not related to acoustic noise in
any way; rather, fluctuations in potential and current between freely
corroding electrodes are measured. Because of the small scale of these
fluctuations of interest (in many cases 1 V and 1 nA), sensitive
instrumentation is required. Many high-precision digital multimeters
facilitate these measurements. A measurement frequency of 1 Hz usually suffices. For simultaneous measurement of electrochemical potential and current noise, a three-electrode sensor is required. The current
noise is measured between two of these sensor elements. The potential
noise is measured between the third element and the two coupled (for
current measurements) elements. For industrial corrosion monitoring
purposes, all three sensor elements are usually constructed from the
same material.
Higher levels of electrochemical corrosion activity are generally
associated with higher noise levels. Certain electrochemical phenomena, such as the breakdown of passivity during pit initiation, have distinct noise “signatures” which can be exploited for corrosion
monitoring purposes. Pit initiation and growth can be detected with
electrochemical noise measurements long before it becomes evident by
visual examination.
While the measurement of electrochemical noise is straightforward,
the data analysis can be complex. Such analysis is usually directed at
distinguishing among different forms of corrosion, quantifying the
noise signals, and processing the vast number of accumulated data
points into a summarized format. Data processing approaches have
included frequency spectral analysis [fast Fourier transforms (FFT)
and the maximum entropy method (MEM)] and chaotic dynamics.
The number of industrial applications of electrochemical noise monitoring has grown significantly in recent years, yet skepticism about
the universal usefulness of this technique is still encountered. It has
been shown to be well suited to monitoring under thin moisture film
conditions, such as those encountered in flue gas condensation and
atmospheric corrosion. Present concerns and controversy are mainly
related to the validity of corrosion rates derived from noise records.
Electrochemical noise (intrusive).
In zero-resistance ammetry (ZRA),
galvanic currents are usually measured between dissimilar materials.
The dissimilarities between the sensor elements may be related to different compositions, heat treatments, stress levels, or surface conditions. The technique may also be applied to nominally identical
electrodes, to indicate changes in the corrosive environment and serve
as a broad indicator of changes in corrosion rate.
Zero-resistance ammetry (intrusive).
426
Chapter Six
This method is best known for its
fundamental role in electrochemistry in the measurement of Evans
diagrams. A three-electrode corrosion probe is used to polarize the
electrode of interest. The current response is measured as the potential is shifted away from the free corrosion potential. The basic difference from the LPR technique is that the applied potentials for
polarization are normally stepped up to levels of several hundred millivolts. These polarization levels facilitate the determination of kinetic
parameters, such as the general corrosion rate and the Tafel constants. The formation of passive films and the onset of pitting corrosion can also be identified at characteristic potentials, which can assist
in assessing the overall corrosion risk.
Potentiodynamic polarization (intrusive).
In this
technique, developed from the field of nuclear science, a small section
of material is exposed to a high-energy beam of charged particles, producing a radioactive surface layer. For example, a proton beam may be
used to produce the radioactive isotope 56Co within a steel surface.
This isotope decays to 56Fe, with the emission of gamma radiation. The
concentration of radioactive species is sufficiently low that the metallurgical properties of the monitored component are essentially
unchanged. The radioactive effects utilized are at very low levels and
should not be compared to those of conventional radiography. The
change in gamma radiation emitted from the surface layer is measured with a separate detector to study the rate of material removed
from the surface. The radioactive surfaces can be produced directly on
components (nonintrusive) or on separate sensors (intrusive).
Thin-layer activation and gamma radiography (intrusive or nonintrusive).
The original development of
this technique was largely directed at oil and gas production. The technique measures corrosion damage over several meters of an actual
structure, clearly distinguishing it from other smaller sensor systems.
An induced current is fed into the monitored section of interest, and
the resulting voltage distribution is measured to detect corrosion damage. An array of pins is attached strategically over the structure for
measuring purposes. Increased pin spacing implies lower resolution
for localized corrosion. Typical applications involve attaching pins to
the external surface of a pipeline to monitor corrosion damage to the
inside of the pipe walls.
Electrical field signature method (nonintrusive).
This technique involves measuring
acoustic sound waves that are emitted during the growth of microscopic defects, such as stress corrosion cracks. The sensors can thus
essentially be viewed as microphones which are strategically positioned on structures. The sound waves are generated from mechanical
Acoustic emission (nonintrusive).
Corrosion Maintenance through Inspection and Monitoring
427
stresses during pressure or temperature changes. Background noise
effects have to be taken into consideration and can be particularly
troublesome in on-line measurements.
Indirect techniques. A plethora of indirect corrosion monitoring tech-
niques for different modes and submodes of corrosion damage is available. A multidisciplinary science and engineering team approach is
often required for implementation. For example, the indirect monitoring of microbiologically induced corrosion in water systems typically
requires expertise and laboratory infrastructure from the fields of corrosion engineering, microbiology, and chemistry.
Measurement of the corrosion potential is
a relatively simple concept, and the underlying principle is widely
used in industry for monitoring the corrosion of reinforcing steel in
concrete and structures such as buried pipelines under cathodic protection. Monitoring of anodic protection systems is a further application area. Changes in corrosion potential can also give an indication
of active/passive behavior in stainless steel. Furthermore, when
viewed in the context of Pourbaix diagrams, the corrosion potential
can give a fundamental indication of the thermodynamic corrosion
risk. The corrosion potential is measured relative to a reference electrode, which is characterized by a stable half-cell potential. The electrochemical details of important reference electrodes are presented
in Sec. D-2, Chemical Thermodynamics. Corrosion-potential measurements are usually classified as an intrusive indirect method.
Either a reference electrode (and possibly a separate sensor of the
material to be monitored) has to be introduced into the corrosive
medium for these measurements, or an electrical connection to a
structure in conjunction with an external reference electrode has to
be established.
Corrosion potential (intrusive).
The generation of atomic hydrogen as
part of the cathodic half-cell reaction in acidic environments can be
used for both intrusive or nonintrusive forms of corrosion monitoring.
In the latter, hydrogen monitoring sensors are often attached to the
outside walls of vessels and piping. It is the diffusion of atomic hydrogen into the metallic substrate that is of most concern, as this can lead
to problems such as hydrogen-induced cracking. This “uptake” of
hydrogen occurs when the recombination of hydrogen atoms and their
subsequent release into the environment as molecular hydrogen are
impeded. Hydrogen monitoring is highly applicable to the oil refining
and petrochemical industries, where there are hydrocarbon process
streams. The presence of hydrogen sulfide in these industries promotes the uptake of hydrogen into plant items.
Hydrogen monitoring (nonintrusive).
428
Chapter Six
Hydrogen monitoring probes can be based on any of the following
three principles:
■
Pressure increase with time in a controlled chamber, as hydrogen
passes through the material into the probe chamber
■
An electrochemical current resulting from the oxidation of hydrogen
under an applied potential
■
Current flow in an external circuit, based on a fuel cell principle whereby hydrogen entering the miniature fuel cell causes the current flow
Different types of chemical analyses can provide
valuable information in corrosion monitoring programs. Measurements
of pH, conductivity, dissolved oxygen, metallic and other ion concentrations, water alkalinity, concentration of suspended solids, inhibitor concentrations, and scaling indices all fall within this domain. Several of
these measurements can be made on-line using appropriate sensors.
Chemical analyses.
6.4.5 From corrosion monitoring to
corrosion management
Several factors have been identified that are essential if corrosion monitoring programs are to make a useful contribution toward the management of corrosion control, that is, to have a real impact on safety and
profitability. If these conditions do not exist, data collected with corrosion
monitoring systems will not be used for more informed decision making
and are likely to gather dust in a filing cabinet. Britton and Tofield identified several technical and personnel requirements for success; additional factors are pertinent in the age of information technology:21
■
“Correct” location of monitoring points
■
Selection of suitable techniques
■
A commitment to meaningful corrosion measurements with the
highest possible “accuracy”
■
Reliability and safety of monitoring hardware
■
Establishment of a confidence factor through experience and correlation with other data/information, such as NDE, failure analysis,
and plant operational parameters
■
Appreciation of the qualitative nature of most monitoring data
■
Designing for corrosion monitoring
■
Data analysis, interpretation, and presentation in a clear, unequivocal format (computing systems and database software can be highly
effective for these tasks)
Corrosion Maintenance through Inspection and Monitoring
429
■
The transformation of data into management information
■
Availability of specialist corrosion personnel and provision of supporting infrastructure (laboratories, computing systems, test rigs, etc.)
■
The patience to learn by experience
■
Adequate budgets to support monitoring programs and a positive
management attitude
Milliams and Van Gelder have presented a model for corrosion management, illustrating information flow and the multidisciplinary
nature of this process.22 Their basic model, shown in Fig. 6.17, serves
as a useful basis for discussing corrosion monitoring in corrosion management. Corrosion control and management starts at the design
stage. In this phase, it is important that consideration be given to feedback from existing corrosion monitoring programs and to design
requirements for future corrosion monitoring activities. The feedback
of information from previous monitoring campaigns to designers is
obviously important for design improvements and essentially closes
the loop of technical information flow.
Design engineers should be considered to be among the most important users of corrosion information, as numerous corrosion problems
can be traced to design inadequacies. Design engineers also have to
take future corrosion monitoring requirements into consideration.
Monitoring points and access fittings should be defined and incorporated into the design. Corrosion management manuals prepared during the design phase should document anticipated forms of corrosion
and means of controlling them (including corrosion monitoring programs) in a formal manner.
Corrosion monitoring obviously assumes an important role in the operations phase. The performance of any operational engineering system
has to be characterized and evaluated in order to manage the system so
that it functions at an optimal level. Corrosion monitoring can, for example, be used in operations to optimize the dosage of corrosion inhibitors
and other additives. Importantly, in an industrial plant, it can be
employed as a form of process control, to ensure that operating conditions or practices do not lead to excessive corrosion damage. Arguably,
corrosion monitoring applications have historically been generally lacking in this respect. Two fundamental requirements have to be met to
achieve this form of process control:
■
A link between the measured corrosion data and operational parameters
■
The transformation of corrosion, operational, and production data into
integrated management information for effective decision making
430
Chapter Six
Procedural Manuals
Operating
Practices
Maintenance
Plans
Inspection
Plans
Precommissioning
Operations
Construction
Design
Maintenance
Development
Activities
Revised Standards
Inspection
Operational Activities
Revised Operating Practices,
Maintenance Plans and
Inspection Plans
Status Reports
Corrosion,
Inspection
Database
Data
Analysis
Research and External
Information
Figure 6.17 Information flow in corrosion management. (Adapted from Milliams and
Van Gelder.22)
The first requirement can be met with real-time corrosion monitoring
systems, provided that the monitoring techniques selected are sufficiently sensitive to respond rapidly to changes in the process conditions.
Corrosion monitoring techniques (such as coupons) that yield only retrospective, cumulative corrosion damage data are not suitable for this
purpose.
Modern industrial facilities usually are equipped with systems that
form the foundation for the second requirement. Historical inspection
data, failure analysis reports, analytical chemistry records, databases
of operational parameters, and maintenance management systems are
usually in place. The main task, therefore, is one of combining and
integrating corrosion data into these existing (computerized) systems.
In many organizations, much of the technical infrastructure required
for achieving “corrosion process control” is already in place. Only the
addition of certain corrosion-specific elements to existing systems may
be needed.
Corrosion Maintenance through Inspection and Monitoring
431
As discussed earlier, corrosion monitoring plays a pivotal part in
moving away from corrective corrosion maintenance practices to
more effective preventive and predictive strategies. As confidence in
monitoring data is established over time, through experience and
correlation with other data/information such as that found through
nondestructive evaluation and failure analysis, these data can assist
in defining suitable maintenance schedules. If the rate of corrosion
can be estimated from corrosion monitoring data (precise measurements are rarely achieved in practice) and the existing degree of corrosion damage is known from inspection, an estimate of corrosion
damage as a function of time is available for maintenance scheduling purposes. Furthermore, sensitive corrosion monitoring techniques can provide early warning of imminent serious corrosion
damage so that maintenance action can be taken before costly damage or failure occurs.
In practice, corrosion monitoring is generally considered to be a
supplement to conventional inspection techniques, not a replacement.
Once a serious corrosion problem has been identified through inspection, a corrosion monitoring program is usually launched to investigate the problem in greater depth. Corrosion monitoring and
inspection are thus usually utilized in tandem. In the case of the
smart structures monitoring concept, corrosion monitoring can essentially be considered to be a real-time (“live”) inspection technique. The
combination of corrosion monitoring and inspection data/information
is a major organizational asset with the following uses:22
■
Verifying design assumptions and confirming the design approach
■
Identifying possible threats to an installation’s integrity
■
Planning operation, maintenance, and inspection requirements in
the longer term
■
Confirming and modifying standards and guides for future designs
Modern computerized database tools can be used to great advantage
in the above tasks. The cause of many corrosion failures can be traced
to underutilization of inspection and corrosion monitoring data and
information.
From the above model, it is apparent that any leader of a corrosion
monitoring program has to be comfortable with functioning in a multidisciplinary environment. Furthermore, corrosion monitoring information should be communicated to a wide range of functions, including
design, operations, inspection, and maintenance. To facilitate effective
communication and involvement of management in corrosion issues, corrosion monitoring data have to be processed into information suitable for
432
Chapter Six
management and nonspecialist “consumption.” Enormous advances in
computing technology can be exploited to meet the above requirements.
Corrosion monitoring examples
In view of the large-scale
environmental degradation of the concrete infrastructure in North
America and many other regions, the ability to assess the severity of
corrosion in existing structures for maintenance and inspection
scheduling and the use of corrosion data to predict the remaining service life are becoming increasingly important. Several electrochemical techniques have been used for these purposes, with either
embedded probes or the actual structural reinforcing steel (rebar)
serving as sensing elements. A few indirect methods of assessing the
risk of corrosion are also available.
In the civil engineering and construction industry, corrosion measurements are usually “one-off” periodic inspections. While such measurements can be misleading, it is at times difficult to make a
persuasive argument for continuous measurements, in view of the
fact that rebar corrosion is often manifested only after decades of service life. As a result of advances in corrosion monitoring technology
and selected on-line monitoring studies that have demonstrated the
highly time-dependent nature of rebar corrosion damage, continuous
measurements may gradually find increasing application.
Furthermore, the concept of smart reinforced concrete structures is
gaining momentum through the utilization of a variety of diagnostic
sensing systems. The integration of corrosion monitoring technology
into such systems to provide early warning of costly corrosion damage
and information on where the damage is taking place appears to be a
logical evolution.
Rebar potential measurements. The simplest electrochemical rebar
corrosion monitoring technique is measurement of the corrosion potential. A measurement procedure and data interpretation procedure are
described in the ASTM C876 standard. The basis of this technique is
that the corrosion potential of the rebar will shift in the negative direction if the surface changes from the passive to the actively corroding
state. A simplified interpretation of the potential readings is presented in Table 6.8.
Apart from its simplicity, a major advantage of this technique is that
large areas of concrete can be mapped with the use of mechanized
devices. This approach is typically followed on civil engineering structures such as bridge decks, for which potential “contour” maps are produced to highlight problem areas. The potential measurements are
usually performed with the reference electrode at the concrete surface
and an electrical connection to the rebar.
Monitoring reinforcing steel corrosion in concrete.
Corrosion Maintenance through Inspection and Monitoring
TABLE 6.8
433
Significance of Rebar Corrosion Potential Values (ASTM C876)
Potential (volts vs. CSE)
Significance
0.20
Greater than 90% probability that no
corrosion is occurring
Uncertainty over corrosion activity
Greater than 90% probability that corrosion
is occurring
0.20 and 0.35
0.35
In a more recent derivative of this technique, a reference electrode has
been embedded as a permanent fixture, in the form of a thin “wire.”23
With this technique, the corrosion potential can be monitored over the
entire length of a rebar section, rather than relying on point measurements above the surface. However, this method will not reveal the location of corroding areas along the length of the rebar. A proposed hybrid
of this technique is the measurement of potential gradients between two
surface reference electrodes, eliminating the need for direct electrical
contact with the rebar.
The results obtained with this technique are only qualitative, without any information on actual rebar corrosion rates. Highly negative
rebar corrosion values are not always indicative of high corrosion
rates, as the unavailability of oxygen may stifle the cathodic reaction.
LPR technique. This technique is widely used to monitor rebar corrosion. It has been used with embedded sensors, which may be positioned at different depths from the surface to monitor the ingress of
corrosive species. Caution needs to be exercised in the sensor design in
view of the relatively low conductivity of the concrete medium.
Furthermore, the current response to the applied perturbation does
not stabilize quickly in concrete, typically necessitating a polarization
time of several minutes for these readings.
Efforts have also been directed at applying the LPR technique
directly to structural rebars, with the reference electrode and counterelectrode positioned above the rebar on the surface. It was realized that the applied potential perturbation and the resulting
current response may not be confined to a well-defined rebar area.
The development of guard ring devices, which attempt to confine the
LPR signals to a certain measurement area, resulted from this fundamental shortcoming. The guard ring device shown schematically
in Fig. 6.18 can be conveniently placed directly over the rebar of
interest and requires only one lead attachment to the rebar, as
for the simple potential measurements. The guard ring is maintained
at the same potential as the counterelectrode to minimize the current
from the counterelectrode flowing beyond the confinement of the
guard ring. An evaluation of several LPR-based rebar corrosion measuring systems has been published.24
434
Chapter Six
ON
OFF
Slope
Calib
Temp
pH
mV
Concrete
Sensor Surface
in Contact with
Concrete
Rebar
(Working Electrode)
Guard Ring
Sensor Holder
Sponge Pad
Guard Ring
Counter
Electrode
Reference
Electrodes
Figure 6.18 Guard ring device for electrochemical rebar corrosion monitoring
(schematic).
Corrosion rates (expressed as thickness loss/time) can be derived
from guard ring devices following the polarization cycle, but there are
many simplifying assumptions in these derivations, and so they
should be treated as semiquantitative at best. Important limitations
include the following:
■
Corrosion damage is assumed to be uniform over the measurement
area, whereas chloride-induced rebar corrosion is localized.
■
IR drop errors are problematic in rebar corrosion measurements,
and “compensation” for them by commercial instruments is not necessarily accurate.
Corrosion Maintenance through Inspection and Monitoring
435
■
Even if the guard ring confines the measurement signals perfectly,
the exact rebar area of the measurement is not known. (How far
does the polarization applied from above the rebar actually spread
around the circumference of the rebar?)
■
The influence of cracks and concrete spalling on these measurements
remains unclear at present
■
There are fundamental theoretical considerations in the LPR technique (described earlier).
Galvanostatic pulse technique. This technique also uses an electrochemical perturbation applied from the surface of the concrete to the
rebar. A current pulse is imposed on the rebar, and the resultant rebar
potential change E is recorded by means of a reference electrode.
Typical current pulse duration t and amplitude have been reported to
be 3 s and 0.1 mA, respectively.25
The slope E/ t, measured during the current pulse, has been used
to provide information on rebar corrosion. High slopes have been
linked to passive rebar, whereas localized corrosion damage was associated with a very low slope. This behavior can be rationalized on the
basis of potentiodynamic polarization curves for systems displaying
pitting corrosion.
Electrochemical impedance spectroscopy. Like those made by dc
polarization techniques, EIS measurements can be applied to separate, small, embedded corrosion probes or directly to structural rebars.
Efforts to accomplish the latter have involved guard ring devices and
the modeling of signal transmission along the length of the rebar.
Using a so-called transmission-line model, it has been shown that the
penetration depth of the perturbation signal along the length of the
rebar is dependent on the perturbation frequency.26
A number of different equivalent-circuit models have been proposed
for the steel-in-concrete system; one relatively complex example is
shown in Fig. 6.19.27 By accounting for the concrete “solution” resistance and the use of more sophisticated models, a more accurate corrosion rate value than that provided by the more simplistic LPR analysis
should theoretically be obtained. The main drawbacks of EIS rebar
measurements over a wide frequency range are their lengthy nature
and the requirement for specialized electrochemistry knowledge.
Zero-resistance ammetry. The macrocell current measured between
embedded rebar probes has been used for monitoring the severity of corrosion. This principle has been widely used, as part of the ASTM G102-92
laboratory corrosion test procedure, with current flow between probes
located at different depths of cover. For the monitoring of actual structures, a similar approach has been adopted.28 Here, current flow has been
measured between carbon steel probe elements strategically positioned at
436
Chapter Six
Double Layer
Capacitance
CC
Cf
RC
Rf
Cdl
RS
Electrolyte
Resistance
Rct
Deposition of Lime-rich
Dielectric Nature Surface Films on the
of Concrete
Reinforcing Steel
(most significant
Charge Transfer
in dry Concrete)
Resistance across
the Double Layer
Warburg
Diffusion
Diffusion
Processes
in Concrete
Figure 6.19 Example of an equivalent circuit for the steel-in-concrete system. (Adapted
from Jafar et al.27)
different levels within the concrete and an inert material such as stainless steel. Current flows between the carbon steel and stainless steel sensing elements are insignificant when the former alloy remains in the
passive condition. Initiation of corrosion attack on the carbon steel is
detected by a sudden increase in the measured current. Positioning the
carbon steel elements at different depths from the concrete surface
reveals the progressive ingress of corrosive species such as chlorides and
provides a methodology for providing early warning of damage to the
actual structural rebar, located at a certain depth of cover.
The current flowing between identical probe elements can also be
used for corrosion monitoring purposes, even if the elements are located at similar depths. It can be argued that such measurements are
mainly relevant to detecting the breakdown of passivity and the early
stages of corrosion damage, before extensive corrosion damage is manifested on both of the probe elements.
Electrochemical noise measurements. There may be skepticism
about the application of electrochemical noise measurements to industrial rebar corrosion monitoring. Concerns about the perceived “oversensitivity” of the technique and fears of external signal interference
have been raised. While such concerns may be justified in certain cases, electrochemical noise measurements have been performed with
probes embedded in large concrete prisms (up to 4 m long). These
Corrosion Maintenance through Inspection and Monitoring
437
prisms were exposed in the Vancouver harbor and in clarifier tanks of
the paper and pulp industry.29 Initial results from this long-term monitoring program suggested that the noise signals did provide a sensible indication of rebar corrosion activity, and no major signal
interference problems were encountered. In a more fundamental
analysis of the application of electrochemical noise to rebar corrosion,
Bertocci30 concluded that this technique had considerable limitations
and that further studies were required before the method could be
used with confidence. Much work remains to be done in the signal
analysis field, to automate data analysis procedures.
In the present economic climate, both commercial and military aircraft operators are faced with the problem of
aging fleets. Some aircraft in the U.S. Air Force (USAF) currently have
projected life spans of up to 60 to 80 years, compared with design lives
of only 20 to 30 years. It is no secret that corrosion problems and the
associated maintenance costs are highest in these aging aircraft.
Aircraft corrosion falls into the atmospheric corrosion category, details
of which are provided in Sec. 2.1, Atmospheric Corrosion.
While corrosion inspection and nondestructive testing of aircraft are
obviously widely practiced, corrosion monitoring activity is only beginning to emerge, led by efforts in the military aircraft domain. In recent
years, prototype corrosion monitoring systems have been installed on
operational aircraft in the United States, Canada, Australia, the
United Kingdom, and South Africa. Several systems are in the laboratory and ground-level research and testing phases, particularly those
involving the emerging corrosion monitoring techniques described earlier. The “bigger picture” role of corrosion monitoring in a research program on corrosion control for military aircraft is illustrated in Fig.
6.20. The interest in aircraft corrosion monitoring activities is related
to three potential application areas:
Monitoring aircraft corrosion.
■
Reducing unnecessary inspections
■
Optimizing certain preventive maintenance schedules
■
Evaluating materials performance under actual operating conditions
The first application area arises from the fact that many corrosionprone areas of aircraft are difficult to access and costly to inspect.
Typically, these areas are inspected on fixed schedules, regardless of
whether corrosion has taken place or not on a particular aircraft.
Unnecessary physical inspections could be eliminated and substantial
cost savings could be realized if the severity of corrosion damage in
inaccessible areas could be determined by corrosion sensors. Several
prototype on-board corrosion monitoring systems have already been
438
Chapter Six
Severity of the environment:
corrosion kinetics
Probes: electrochemical,
chemical, fiber optic ...
Washing intervals
Repaint intervals
Data acquisition
Paint renewal
Interpretation
Corrosion inhibition (CIC)
On-board monitoring
Predictive Modeling
Corrosion Control &
Prevention Maintenance
Program
Rationalization
MSG-3
Information processing
Failure analysis
reports
DLIR
reports
AMMIS-ASMIS
CORGRAPH
Figure 6.20 Research program for military aircraft, including the role of corrosion
monitoring.
installed, to demonstrate the ability of corrosion sensors to detect different levels of corrosive attack in different parts of an aircraft.
One such corrosion surveillance system was installed on an unpressurized transport aircraft. Electrochemical probes in the form of closely
spaced probe elements were manufactured from an uncoated aluminum
alloy (Fig. 6.21). All but one of the probes were located inside the aircraft, in the areas that were most prone to corrosion attack and difficult
to access. Another probe was located outside the aircraft, in its wheel
bay.31 In flights from inland to marine atmospheres, a distinct increase
in corrosiveness was recorded by potential noise surveillance signals
during the landing phase in the marine environment (Fig. 6.22).
However, the strongest localized corrosion signals were recorded at
ground level in a humid environment (Fig. 6.23).
A different system based on ER sensors was installed on a CP-140
maritime patrol aircraft, as illustrated in Fig. 6.24. In this case, high
corrosion rates were measured in the wheel bay, relative to corrosion
Figure 6.21 Electrochemical probe in the form of closely spaced elements manufactured from an uncoated aluminum alloy.
80°C
Temperature
-20°C
Max: +1.82E+01
Min: +1.09E+01
Mean:+1.31E+01
Sdev: +2.42E+00
Cvar: +1.85E-01
Units: deg C
Scale: linear
1000 mbar
Pressure
Max: +1.00E+03
Min: +6.71E+02
Mean:+7.42E+02
Sdev: +1.09E+02
Cvar: +1.47E-01
Units: mbar
Scale: linear
0 mbar
1000 nA
ECN
0.1 nA
Max: +1.90E-09
Min: +3.83E-10
Mean:+4.87E-10
Sdev: +2.25E-10
Cvar: +4.62E-01
Units: amps
Scale: log
10 mV
EPN
Max: +3.73E-04
Min: +1.93E-06
Mean:+3.35E-05
Sdev: +7.09E-05
Cvar: +2.12E-00
Units: volts
Scale: log
1 µV
6:52
Time
8:46
Figure 6.22 Temperature, pressure, and electrochemical signals as a function of time
during a flight to a marine environment in South Africa.
440
Chapter Six
1000 nA
ECN
0.1 nA
Max: +5.34E-09
Min: +6.04E-10
Mean:+8.72E-10
Sdev: +4.63E-10
Cvar: +5.31E-01
Units: amps
Scale: log
10 mV
EPN
Max: +2.78E-03
Min: +2.76E-06
Mean:+1.23E-04
Sdev: +2.40E-04
Cvar: +1.95E-00
Units: volts
Scale: log
1 µV
22:37 (day 5)
Time
06:36 (day 6)
Figure 6.23 Electrochemical signals as a function of time in a marine environment in
South Africa.
rates in other locations. More recent developments in this field
include the use of thin-film electrochemical corrosion sensors (including wireless communication with these sensors) and the development
of customized electrochemical sensors for monitoring corrosion in lap
joints. Some new corrosion monitoring techniques for measuring aircraft corrosion in a more distributed manner are under development.
Practical criticism has been directed at electrochemical sensors
because they are restricted to measuring corrosion over a small surface area only.
One of the primary forms of preventive maintenance in maritime
military aircraft is washing. The corrosiveness of the environment in
which an aircraft operates usually is not a factor in the washing schedule. The unsatisfactory nature of this approach with respect to controlling corrosion damage has been highlighted. Corrosion monitoring
systems installed at ground level and on board flying aircraft have
demonstrated that the environmental corrosivity changes significantly
over time and also varies for different parts of an aircraft. Arguably,
therefore, selected inspection and maintenance schedules could be optimized based on the severity of the environmental corrosivity to which
a particular aircraft has been exposed, as measured by corrosion monitoring systems.
On-board corrosion monitoring systems can facilitate the testing
and evaluation of aircraft materials and corrosion control methods
under actual operating conditions. Sensitive techniques make such
evaluations possible in short time frames.
Corrosion Maintenance through Inspection and Monitoring
Figure 6.24
aircraft.
441
On-board ER corrosion sensors installed on a CP-140 maritime patrol
Highly corrosive
thin-film electrolytes can be formed in several industrial processes.
These conditions arise when gas streams are cooled to below the dew
point. The resulting thin electrolyte layer (moisture) often contains
highly concentrated corrosive species. Probe design and establishment
of suitable measuring techniques for corrosion monitoring under such
conditions are relatively difficult. One technique, electrochemical
noise, has shown considerable promise; it is extremely sensitive and
can be used in environments of low conductivity. Since the surface coverage of thin-film electrolytes is discontinuous at times, the latter
aspect is important.
A corrosion probe used for electrochemical noise measurements in a
gas scrubbing tower of a metal production plant is illustrated in Figs.
6.25 and 6.26. A retractable probe was selected so that the sensor surface could be mounted flush with the internal scrubber wall surface.
The close spacing of the carbon steel sensor elements, designed specifically for (discontinuous) thin surface electrolyte films, should be noted. This corrosion sensor was connected to a computer-controlled
miniaturized multichannel corrosion monitoring system by shielded
multistrand cabling. As the ducting of the gas scrubbing tower was
heavily insulated, no special measures were taken to cool the corrosion
sensor surfaces. Cooling of probes in such applications is usually necessary if the corrosion sensor surfaces are to attain the same temperMonitoring corrosion under thin-film condensate conditions.
442
Chapter Six
ature as the internal duct surfaces. In general, the sensor surfaces of
an electrochemical corrosion probe positioned in an access fitting will
reach higher steady-state temperatures than the actual ducting surface—hence the requirement for cooling.
Potential noise and current records recorded at a conical section at
the base of the gas scrubbing tower are presented in Fig. 6.27. At this
location, condensate tended to accumulate, and highly corrosive conditions were noted from the operational history of the plant. The high
levels of potential noise and current noise in Fig. 6.27 are entirely consistent with the operational experience. It should be noted that the
current noise is actually off-scale, in excess of 10 mA, for most of the
monitoring period. The high corrosivity indicated by the electrochemical noise data from this sensor location was confirmed by direct evidence of severe pitting attack on the sensor elements, revealed by
scanning electron microscopy (Fig. 6.28). In contrast, at a position
higher up in the tower, where the sensor surfaces remained dry, the
electrochemical noise remained at completely negligible levels (refer to
Fig. 6.27).
Corrosion monitoring studies of this nature have proved useful for
identifying process conditions that lead to the formation of highly corrosive thin-film electrolytes, revealing the most corrosive areas, and
evaluating materials designed to resist such attack in the most cost-
Connector to Monitoring
Instrumentation
Ball Valve
Corrosion Sensor
Elements
Figure 6.25 Corrosion sensor and access fitting used for thin-film corrosion monitoring.
Corrosion Maintenance through Inspection and Monitoring
443
Corrosion Sensing
Elements
Figure 6.26
monitoring.
Close-up of corrosion sensing elements used for thin-film corrosion
effective manner. Such monitoring programs have been performed in
gas ducting, gas stacks, and also gas piping.
Tubeand-shell heat exchangers are widely used in the cooling-water circuits of diverse branches of industry. Corrosion damage is usually a
major concern in such units, and water treatment is commonly used
as a means of corrosion control. Despite water treatment additives,
however, corrosion failures continue to occur, and numerous corrosion failure modes have been documented. Localized corrosion damage can include pitting, crevice corrosion, and stress corrosion
cracking. Such localized failures are typically related to fouling or
scaling of the tube surfaces, chloride ions in the water, or microbial
activity. Uniform corrosion damage may be sustained during acid
descaling operations, if these are not closely controlled. Corrosion
monitoring of heat-exchanger tube surfaces is technically extremely
challenging for the following reasons:
Monitoring corrosion in heat-exchanger tubes of cooling-water circuits.
444
Chapter Six
10
80
Current at Tower Base
8
Current (mA)
6
60
Potential at Tower Base
4
50
2
Potential (mV)
70
40
0
Current and Potential at Elevated Position in Tower
(no measurable value)
-2
0
500
1000
1500
30
2000
Time (seconds)
Figure 6.27 Potential and current noise records at two locations in a gas scrubbing
tower.
Figure 6.28 Scanning electron microscope image of a sensor element surface after exposure at the base of the scrubbing tower. Microscopic corrosion pits are clearly evident.
Corrosion Maintenance through Inspection and Monitoring
445
■
A multitude of corrosion modes can lead to damage.
■
Monitoring localized corrosion damage, a common problem, is difficult.
■
Corrosion damage occurs under heat-transfer conditions.
■
Access to the tightly packed tubes is extremely limited.
In order to overcome the access problems of fitting corrosion sensors
into the heat exchanger, a bypass strategy can be followed. Water flowing through the actual heat exchanger is deviated to a side stream,
which then flows through a model heat exchanger. The model heat
exchanger can be instrumented with corrosion sensors relatively easily. If electrochemical corrosion sensors are used, these can be made
representative of an actual heat-exchanger tube by using electrically
isolated spool pieces as sensing electrodes.
In order to simulate actual operating conditions, the corrosion sensors in the model heat exchanger need to be subjected to heat flux and
scale formation. The use of unheated sensor surfaces would not reflect
the operational scaling characteristics accurately, and hence the corrosion damage on the sensors would not be representative of that on
the operating unit. Heating elements, temperature sensors, and heattransfer calculations can be used to mimic the heat flux of the actual
heat-exchanger tubes in the model heat exchanger. The use of multiple corrosion monitoring techniques applied to multiple corrosion
sensing elements in a model heat exchanger can address the issue of
detecting various forms of corrosion damage.
A corrosion monitoring system based on the above principles has been
described.32 It uses a single heat-exchanger tube in the bypass model
heat-exchanger loop, with multiple electrochemical corrosion sensing
techniques applied to segmented corrosion sensing elements. The principle of this monitoring system is illustrated in Fig. 6.29. Flow controls
and varying degrees of heat flux conveniently facilitate the simulation
of varying operational conditions, an important capability for “what-if”
analysis. A more detailed schematic of this model heat exchanger is given in Fig. 6.30, showing five segmented corrosion sensing elements,
each with an individual heater block for heat flux simulations. With
these five sensing elements, it was possible to measure both localized
and general corrosion damage. The corrosion monitoring techniques utilized in this particular device were electrochemical noise (potential and
current), zero-resistance ammetry, and linear polarization resistance.
Any weldment is a complex
metallurgical structure. The weld metal is essentially a miniature
casting, with a composition and microstructure that may differ subMonitoring preferential weld corrosion with ZRA.
446
Side
Stream
IN
Chapter Six
Model Condenser
Flow
Controller
Side
Stream
OUT
Corrosion/Fouling
Monitoring/Control
Hardware
Fouling
Corrosion
Heat Transfer
Temperatures
Flow Rate
LPR General Rate
E. Noise Signals
ZRA Signals
Data Output
Figure 6.29 Heat-exchanger monitoring systems using the bypass approach (schematic).
(Adapted from Winters et al.32)
stantially from those of the parent plate. On a microstructural scale,
the weld metal itself is not homogeneous. Typically the weld centerline has a higher impurity content, and the microstructure changes
at different stages in the weld solidification cycle. The microstructure of the heat-affected zone (HAZ) also tends to vary from that of
the parent plate, as it is subjected to the weld thermal cycles, which
change with distance from the fusion line. Consequently, the
microstructure of the HAZ is also not uniform (refer to intergranular
corrosion in Sec. 5.2.1). It should thus be apparent that the different
zones of a weldment can be susceptible to galvanic corrosion as a
result of their compositional and microstructural differences.
Differential weld corrosion has been found to be particularly problematic in oil and gas flow lines. Even minor differences in composition
and microstructure have been found to result in severe preferential
galvanic dissolution of pipeline weldments. The selection of welding
consumables and welding procedures to minimize this risk is critical.
However, even with these precautions, operating conditions can induce
severe preferential weld corrosion. On-line corrosion monitoring programs have been conducted in oil and gas pipelines to identify these
operating conditions and to optimize the application of corrosion
inhibitors to control the problem.
The ZRA technique lends itself ideally to these monitoring purposes,
as outlined by Walsh.33 Suitable corrosion sensors can be manufactured
Corrosion Maintenance through Inspection and Monitoring
Condenser Tube
Heat Transfer
Compound
447
Heating Elements
Water
in
Water
out
Temperature
Sensors
Corrosion Sensors
(under heat flux)
Figure 6.30 Corrosion sensing elements in model heat exchanger for multitechnique
electrochemical monitoring (schematic). (Adapted from Winters et al.32)
from representative pipeline weldments, as shown schematically in Fig.
6.31. It should be noted that the internal weld surfaces are used as the
exposed sensor elements for monitoring purposes. Essentially, selected
strips from the different weld zones are sectioned from the weld and
incorporated in a “standard” probe body designed for high-temperature
and high-pressure service. A larger number of sensor elements than are
depicted in Fig. 6.31 can be incorporated into a single sensor, to investigate different weld compositions and structures. The so-called 2-inch
access fittings widely used in the oil and gas industry can be used to
mount the sensor surfaces flush with the internal pipeline wall.
ZRA readings can be accomplished with relatively simple instrumentation, and with a sufficiently high sampling frequency, a realtime weld corrosion profile can be obtained for correlation with the
operating parameters and process control. Provided that all the sensor
elements are connected to the monitoring instrumentation in a consistent manner, the sign and magnitude of the ZRA responses monitored
between the elements indicate the severity of galvanic attack and
which part(s) of the weldment are dissolving preferentially.
Examples of contrasting highly undesirable and favorable ZRA monitoring profiles are presented schematically in Fig. 6.32. In case A, the
ZRA sensor response indicates that the HAZ is subject to intense preferential anodic dissolution. Both the weld metal and the parent plate
are more noble (cathodic) than the HAZ. The narrow HAZ surrounded
by the weld metal and the large parent plate produces an extremely
unfavorable galvanic area effect. These conditions lead to weld failure
by extremely rapid preferential penetration of the weldment along the
HAZ. Actual HAZ corrosion rates could well exceed the values measured with the sensor, as the most severe area effect cannot be repro-
448
Chapter Six
Weld metal
Heat-affected zone
Welded pipe
Parent material
Sectioning for corrosion sensor
from inner pipe wall face
Corrosion Sensor
ZRA measurements
between the sensor
elements
Figure 6.31 Manufacture of preferential weld corrosion sensor (schematic).
duced in the probe. Case B shows a desirable ZRA profile. Essentially,
all three weld zones are galvanically compatible, with very low galvanic current levels. The weld metal is only marginally more noble
than the HAZ and the parent plate. In practice, addition of inhibitors
can be used to achieve this type of situation.
6.5 Smart Sensing of Corrosion with
Fiber Optics
6.5.1
Introduction
The techniques described so far have all progressed to industrial applications. A number of less well-known techniques are currently emerging from research and development efforts. There can be little doubt
that several of these will find increasing commercial application. Some
Corrosion Maintenance through Inspection and Monitoring
Sensor ZRA Profile
Corrosion Profile
HAZ-Weld metal
HAZ-parent plate
Time
Corrosive
medium
Weld metal-parent plate
-
Comments
The HAZ is anodic
to the weld metal
and the parent plate.
The weld metal is
cathodic to the
parent plate.
Current
+
449
Highly undesirable
preferential corrosion
occurs in the HAZ.
A
The weld metal is
slightly cathodic
to the parent plate.
Current
+
HAZ-parent plate
HAZ-Weld metal
Time
Weld metal-parent plate
-
Corrosive
medium
All three weld zones
are galvanically
compatible.
There is no problem
of preferential weld
corrosion.
B
Figure 6.32 Undesirable and favorable weld corrosion profiles from ZRA monitoring
(schematic).
promising emerging techniques based on fiber optics are described
here. The development of fiber optic technologies for communication
applications has sparked interest in creating new sensors by modifying
a section of the fiber itself. The range of physical and chemical parameters that can be detected so far is remarkable. Physical and mechanical parameters that can be measured include temperature, strain, pressure, displacement, vibration, magnetic fields, and electric fields.
Chemical parameters that can be measured include pH; some organic compounds; moisture; chloride ions; dissolved gases such as oxygen
and carbon monoxide; gases such as oxygen, steam, and ammonia; and
compounds that fluoresce as a result of specific interactions, such as
enzyme-substrate and antibody-antigen complexes. Some of these
parameters have been recognized in the last few years as being potentially useful for monitoring either the effects of corrosion on a structure or some of the factors that induce corrosion. Emerging
applications for monitoring the corrosion of structures include
■
Detection of moisture and increasing pH in aircraft lap joints
■
Measurement of the shift in the light spectrum reflected off rebar as
a result of corrosion
450
Chapter Six
■
Detection of chloride ions near rebar
■
Detection of rebar strain in a bridge due to corrosion
Generic advantages of fiber optic sensing systems include their passive nature, immunity to electromagnetic interference, light weight,
small size (an analogy to a human hair may be cited), large bandwidth,
mechanical ruggedness, high sensitivity, and ease of multiplexing. A
fiber optic sensing system consists of a light source, a detector, a sensing element, and the optical fiber for transmitting the light from the
source to the detector. An important concept is the use of the fiber optic
sensor itself as a corrosion sensing element, the so-called intrinsic sensor. Corrosion sensing elements in fiber optic sensing systems have
been based on the following principles:
■
A change in the reflectivity of light from highly polished surfaces,
induced by formation of corrosion products
■
The detection of chemical species and pH changes associated with
corrosion processes
■
Changes in strain as the thickness of the corroding material is
reduced
Another important corrosion monitoring concept in which fiber
optics can play an important role is that of smart coatings. The basic
idea is for a coating to reveal where it has been damaged and corrosion
attack has been initiated. This form of corrosion sensing has the major
advantage that it can be applied over extensive surface areas; the
sensing is not restricted to a local measuring point. Fundamental principles that have been proposed for smart coatings include
■
The incorporation into coatings of chemicals that induce a color
change when corrosion or coating damage occurs34
■
A fluorescent response to corrosion damage or coating discontinuities35
There is a trend toward utilizing the versatility of fiber optic sensors
to monitor atmospheric corrosivity and the effects of corrosion on a
structure. Emerging techniques for monitoring air corrosivity include
■
An optically thin metal that reflects less light as it corrodes
■
A thin metal wire that can be configured to function as a corrosion
fuse
■
A metal coating that undergoes strain relaxation as it corrodes
■
Gas sensors that measure the concentration of species that promote
corrosion
Corrosion Maintenance through Inspection and Monitoring
6.5.2
451
Optical fiber basics
Optical fibers typically consist of four layers, as shown in Fig. 6.33: (1) an
inner core, (2) cladding, (3) a protective buffer, and (4) a jacket. Light is
launched into the end of an optical fiber by a light source and is guided
down the inner core. Most inner cores are made of silica glass, but some
are made of sapphire, fluoride glasses, or neodymium-doped silica. Glass
fibers have very low light-loss characteristics and therefore are capable
of transmitting a light signal hundreds of miles. The cladding is usually
made of a silica glass that has an index of refraction lower than that of
the core, so that light is refracted back into the inner core. Protective
buffers are usually made of plastic. The function of the plastic buffer layer and jacket is to provide mechanical protection and thus allow optical
fibers to be flexible and robust, and also to provide a moisture seal. A typical diameter for a jacket is 125 m, and that for an inner core is 10 m.
An environmental parameter can be measured by its influence on
one or more of the following characteristics of light through a sensor:
(1) intensity, (2) phase, (3) wavelength, or (4) polarization. Changes in
the refractive index of the cladding by an environmental parameter
can affect both the intensity and the phase of the light. Any fluorescence in the cladding caused by a specific chemical interaction with the
environment causes wavelength changes in the light that is refracted
back into the inner core. In a common sensor design, an environmental parameter affects the intensity and phase of the light that is
reflected back from the sensor toward the light source.
The signal from a fiber optic sensor is analog, not digital as in fiber
optic communications, and therefore needs a reference signal. A typical
Jacket
Buffer layer
Core
Cladding
Figure 6.33 Schematic of the basic components of an optical fiber.
452
Chapter Six
method of providing a reference for sensors that modify intensity is to
use two wavelengths of light, with the sensing element having a larger
effect on the light at one wavelength than at the other. Unwanted environmental effects can be eliminated by taking a ratio of the intensity of
the two wavelengths from the sensor.
System requirements for a fiber optic sensor involve light source
and signal detection components as well as the optical fiber.
Distributed sensors provide continuous spatial resolution of the parameter along the length of the fiber. A quasi-distributed sensor is an
optical fiber with a series of sensors at discrete locations along its
length, therefore providing discrete spatial resolution. The small
diameter of optical fibers limits the amount of light power that can be
launched into and detected leaving the fiber. This usually means that
fiber optic sensors have relatively low signal-to-noise ratios, which
limits the methods of light detection and multiplexing that are feasible in a cost-effective manner.
6.5.3 Emerging corrosion monitoring
applications
Atmospheric corrosivity monitoring
Micro-mirror. A method of measuring the corrosivity of an atmosphere
that was developed at Sandia National Laboratories involves measuring the reflectivity of an optically thin metal mirror. A thin layer of
metal (i.e., from 10 to 30 nm) is applied to the end of a fiber by thermal or vacuum evaporation to form a micro-mirror. A schematic of a
micro-mirror system is shown in Fig. 6.34. Light passes through the
optical fiber to the metal at the end of the fiber and is partially reflected. The main signal output is either the ratio of the intensity of the
reflected light to that of the incident light or the ratio of the reflectivity to the initial reflectivity with a clean micro-mirror. Species from the
atmosphere that chemisorb and/or react with the metal reduce the
reflectivity.
Butler and Ricco reported that the reflectivity of silver micro-mirrors
decreased as species such as H2S, CO, O2, SO2, and H2 chemisorbed
onto the external surface of the metal.36 The change in reflectivity
caused by chemisorption ranged from 0.7 to 0.1 percent. However, the
change in reflectivity caused by the reaction of H2S and Ag to form Ag2S
and H2 was an order of magnitude larger. These results indicate that
corrosive influences that change the composition of a metal can be measured in this manner.
Ammonium sulfate particles have been implicated in the corrosion
of microelectronics in humid air. Smyrl and Butler placed a copper
micro-mirror on the end of a fiber into an aerated solution of ammo-
Corrosion Maintenance through Inspection and Monitoring
Transmitted
light
Source light
Light
source
453
Coupler
Reflected
light
Photodetector
Cladding
Core
Metal
film
Figure 6.34 Schematic of a light reflection system with a micro-mirror at the end of the
optical sensor.
nium sulfate.37 The thickness of the copper was related to the reflectivity, and therefore the reaction and dissolution of the copper film
were measured by the degree of reflection. Corrosion occurred only in
the presence of dissolved oxygen. The copper micro-mirror, which
was initially 30.5 nm, was dissolved by the aerated ammonium sulfate solution in less than 1 h.
Hydrogen is often a by-product of corrosion. A sensor was formed
with a micro-mirror of palladium that was responsive to hydrogen concentration in air up to approximately 5 percent. The interaction of
hydrogen and palladium reversibly forms a hydride, PdHx, which has
a lower reflectivity than pure palladium. Smyrl and Butler illustrated
that this sensor is responsive to hydrogen that is dissolved in water.37
Thus, monitoring dissolved hydrogen in small areas such as crevices is
a potential application for fiber optic micro-mirrors.
Bennett and McLaughlin described a method for monitoring the corrosion of a metal called a “corrosion fuse.”38 A schematic
of a prototype is shown in Fig. 6.35. Attenuation of light through an
optical fiber becomes significant when the fiber is bent into a loop
smaller than about 3 mm. A thin metal rod maintains the fiber in a
microbend with slight tension from a spring. When the metal rod corrodes to the point that it breaks, the fiber straightens because of the
Corrosion fuse.
454
Chapter Six
spring, and the intensity of the light downstream of the fuse increases.
Obviously the composition and thickness of the metal fuse may be readily designed. Decreasing the thickness of the metal fuse increases the
sensitivity to corrosion. Bennett and McLaughlin demonstrated that
three fuses in series could be monitored, in a quasi-distributed fashion,
on the same fiber. The corrosivity of an atmosphere is expected to be
inversely related to the time required for a given fuse to break.
The design was tested by placing three units on a single fiber above
a salt solution within an enclosed chamber. When very little corrosion
was observed after 30 days at 30°C, the bath temperature was raised
to 44°C. The sensors broke after another 34, 41, and 44 days, and
these events were readily monitored by the light signal.
A fiber optic technique for measuring corrosivity by the
degree of strain relaxation of a plastically deformed metal coating has
been developed. The degree of residual strain in the sensor jacket
depends on (1) the coating material, (2) the coating thickness, and
Strain relaxation.
Retaining frame
Corrosion fuse
Spring
Pin
Spring
Fiber
Figure 6.35 Schematic of a corrosion-fuse arrangement.
Corrosion Maintenance through Inspection and Monitoring
455
(3) the load history of the sensor. As the metal coating of the sensor
corrodes, the wall weakens, which causes shrinkage as a result of a
relaxation of the residual strain.39
The arrangement of light source, photodetector, and coupler is the
same as in Fig. 6.34. The sensor, which back-reflects light, was an
external Fabry-Perot interferometer. Light is reflected back to a photodetector from two semireflective mirrors that are separated to form
a cavity within the inner core of an optical fiber. The degree of phase
difference between the reflected waves is a linear function of the cavity length. A metal cylinder was fixed to the outside of the inner core
by an adhesive. Changes in the length of the metal cylinder cause
changes in the cavity length, which produce a linear change in the
phase difference of the reflected light waves.
The sensor was tested in an accelerated corrosion experiment by
immersion in nitric acid. Most of the strain relaxation occurred within 40 s, and the balance within 200 s. The strain relaxation due to corrosion matched the measured residual strain within an average of 4.5
percent. A disadvantage of this technique is that the response to uniform corrosion conditions is nonlinear. The explanation is that the
residual strains are not uniformly distributed, in a cross-sectional
sense, across the metal shell. This technique is currently being developed to monitor atmospheric corrosivity on aircraft.
Systems for measuring process gases with fiber optic sensors have been commercially available for about 10 years from
Altoptronic AB of Sweden. Detectors that measure the concentrations of
the following gases are currently available: NH3, O2, H2O, HCl, HCN, HF,
H2S, CH4, and C2H4.40 Some of these gases obviously promote corrosion.
The system configuration is a modification of the reflected-light
arrangement shown in Fig. 6.34. The light source is a semiconductor
laser diode that operates in the 1.3–1.9-m or the 0.7–0.9-m region,
depending on what gas species the system is configured for. Light from
the laser diode is split into two beams—a measurement path and a reference path. The measurement path continues to the measurement
probe, which provides a path length of about 1 m through the gas being
sensed. The distance between the light source and the sensor may be
up to several kilometers. Almost 100 percent of the measurement
light is reflected back by a reflector to the control unit, where its spectrum is compared to the light from the reference path. The signal compensates in real time for transmission degradation in the sensor head
and losses caused by dust and chemical salt deposits on the optics in
the measurement path.
Gas sensors.
There is a trend toward making such things
as aircraft and concrete structures smarter by embedding or attaching
Monitoring of structures.
456
Chapter Six
sensors in order to aid in monitoring the structures’ health. The corrosion of rebar in bridges is a serious problem, especially in climates
where salt is used to deice the road surface.
A method for monitoring the presence of moisture
and the pH level in aircraft lap joints was described by Mendoza.41 A
lap joint consists of overlapping metal sheets, such as the skin of an
aircraft, held together by rows of rivets. Common locations for cracks
to form are on the metal sheets close to the rivets. A sealant is applied
between the sheets to prevent moisture intrusion. The small diameter
of optical fibers makes it possible to place them within the sealant layer along a row of rivets. Each sensor for this project was designed to
provide continuous spatial resolution of the response over a 20-m section of optical fiber. Incorporation of the sensor into the lap joint under
pressure caused a slight increase in light absorption.
The moisture sensor was made by replacing the cladding with a polymer/solvatochromatic dye compound that absorbed light in the presence
of moisture. The degree of attenuation increased with wetness over most
of the band between 0.4 and 1.4 m. At an input power of 2 mW, the dry
and wet output power at two wavelengths is shown in Table 6.9.
The difference in the response at the two wavelengths suggested that
the main output should be the ratio of the output powers at two wavelengths. The response to moisture was found to be completely reversible.
A prototype pH sensor was constructed by incorporating a pH indicator in a polymer to form the fiber cladding. The pH indicator
responded to moisture and increasing pH by increased fluorescence.
The sensor was tested in two solutions—a pH 7 buffer and a pH 10
buffer. The light output from the sensor increased as the sensor environment changed from dry to pH 7 to pH 10. Virtually no response at
0.77 m and a peak response at 0.539 m to the same environmental
change suggested a dual-wavelength design similar to that of the
moisture sensor.
Figure 6.36 is a schematic of a detection system for the moisture sensor that permits continuous spatial resolution based on time-division
multiplexing. The photodetectors, PDx, also function as wavelength filters. PD1 and PD1′ produce electrical signals that are proportional to
the light intensity at 0.67 m before and after the fiber sensor. The ratio
of these outputs is calculated by R1 in order to nullify the effects of any
Lap joints in aircraft.
TABLE 6.9
Dry and Wet Output Power at Two Wavelengths
Wavelength, m
0.67
1.30
Optical power (dry), W
Optical power (wet)
0.22
43.7
0.7
0.8
Corrosion Maintenance through Inspection and Monitoring
Coupler
457
Splitter
DFOS
11X2
X2
PD1
PD1’
3X3
R2
R1
LD1
PD1
670 nm
LD2
R3
PD2
1300 nm
R2
R1
Analog
output
signal
PD2
PD2’
DFOS= distributed fiber optic sensor
LD1= laser diode 1
PD1= photodetector 1
R1= ratio 1
Figure 6.36 Schematic of a detection system for the moisture sensor that permits continuous spatial resolution based on time-division multiplexing.
source fluctuations. Similarly, the reference wavelength at 1.30 m is
detected before and after the fiber sensor by PD2 and PD2′, and the
ratio of these responses is the output of R2. The ratio of the output from
R1 and R2 is calculated by R3 and is the main output response.
A fiber optic sensor was designed to monitor the corrosion of rebar based on the change in color of the surface of rebar as
a result of corrosion. A “twin-fiber” approach and a “windowed”
approach have been reported so far. Both approaches are currently
being tested in bridges in Vermont.42
In the twin-fiber design, the transmit fiber illuminates with broadband light a section of rebar, which modifies the spectrum through
absorption and reflects light into the receive fiber. The gap between
the fiber and the surface to be monitored is less than 10 mm. The signal travels back down the receive fiber, and the spectrum is measured.
A spectrum shift indicates that corrosion is present. There is a clear
difference in the spectrum between 0.5 and 0.8 m of uncorroded rebar
and corroded rebar.
The windowed approach has the potential to provide spatial resolution of the response at discrete points along the fiber. The spectrum of
light that reflects from the rear surface may be detected by measuring
the backscattered light at the end of the fiber near the light source. A
low signal-to-noise ratio for this design limits the number of discrete
sensors along one fiber to about nine.
Rebar appearance.
Fiber optic sensors that measure chloride ion concentration have been developed.43 Potential applications include monitoring
Chloride detection.
458
Chapter Six
chloride penetration into steel-reinforced concrete structures and monitoring the leakage of contaminated water from a landfill. Several configurations were tested by Cosentino et al.:43 (1) absorption mode with
silver nitrate, (2) reflection mode with silver chromate, and (3) transmission mode with silver chromate. In the presence of chloride ions, a
silver nitrate solution changes from a clear solution to a white silver
chloride suspension, and silver chromate changes from red-brown to
white silver chloride.
In sensor 1, there was a 1-mm gap between the ends of two fibers
that were bathed in a solution of silver nitrate. A semipermeable membrane permitted chloride ions to exchange with nitrate ions. The
change from clear solution to whitish suspension increased the scattering of light in the gap and therefore increased light absorption. One
drawback was that silver chloride eventually settles as a precipitate,
which reverses the response.
In sensor 2, silver chromate was applied to the end of a fiber with a
thin layer of glue and the entire end was surrounded with a porous
plastic casing. The amount of light reflected back from the end of the
fiber was the primary signal. The increase in reflected light caused by
the conversion of silver chromate to silver chloride was modest.
With sensor 3, silver chromate was deposited within a hollow porous
disk and the optical fiber was passed through its center. As chloride
ions seeped into the porous disk, some silver chromate was converted
to silver chloride, which increased the amount of light that reflected
back into the fiber. Thus the light output from the sensor increased in
the presence of chloride ions. The range of detection for this sensor was
rather large—from 100 mg/L to greater than 3000 mg/L. There was,
however, a nonlinear response to different chloride concentrations as
well as a significant time effect.
A disadvantage of all three designs was that the detection of chloride
is irreversible—the silver chloride does not revert back to either silver
nitrate or silver chromate when the concentration of chloride ions
decreases. It has been suggested that a reversible chloride sensor may
be based on the absorption peak at 0.360 m for salt water.
Fuhr and Huston adapted from analytical chemistry a method for
measuring chloride concentration known as Fajan’s method.44 A chloride sample is added to a solution of AgNO3 and a dye until the solution
turns from milky white to pink. The adaptation of this method to a fiber
optic sensor involved measuring the change in the transmission spectrum of a sample of AgNO3 and dye. Light from the input fiber entered
one end of a tubing tee and was directed toward the entrance of the output fiber at the opposite end of the tee. A porous membrane over the
other opening of the tee permitted the exchange of chloride and nitrate
Corrosion Maintenance through Inspection and Monitoring
459
ions. Two wavelengths were selected, 0.60 m and 0.725 m. The former wavelength indicated the degree of milkiness, and the latter indicated the degree of pinkness. These sensors are currently under test
within three bridges in Vermont.
Another method for monitoring the deterioration of a
bridge as a result of corrosion is to monitor the internal strain of support girders. One of the difficulties with this approach is that the
degree to which a tendon stretches during initial stressing (over 8000
ε) causes sensors to be under a high degree of tensile strain during
most of their operation. This problem was largely solved by embedding
the fiber optic sensors in concrete when the tendons were under tensile
stress. This, however, complicated the construction of the girders. Of
the 18 Bragg grating sensors that were embedded, 3 did not survive.
A Bragg sensor consists of a section of fiber from 1 to 20 mm in length
in which the inner core is modified to form a grating of pitch , as
shown in Fig. 6.37. The Bragg wavelength B is reflected back toward
the light source and is directly proportional to the grating pitch:
Embedded strain.
B
2mnc
where nc is the index of refraction, is the grating pitch, and m is an
integer from 1 to infinity that determines the order of response (e.g.,
m 1 for the first-order response). Changes in the grating pitch
caused by stretching or compressing of the sensor change the Bragg
wavelength linearly.
Optical fiber
Index grating
Fiber core
Signal In
in
Bragg signal
back B
Signal Out
in - R
L
(lm 20 mm)
L = length of grating (between 1 mm and 20 mm)
B = reflected Bragg wavelength
= pitch
Figure 6.37 Schematic of a Bragg sensor.
460
Chapter Six
The method of monitoring the Bragg wavelength is shown in Fig.
6.38.45 The reflected light from the Bragg grating is split into two
beams. One beam is filtered in proportion to its wavelength, while the
other beam is used as a reference to compensate for intensity fluctuations. The ratio of the proportionally filtered and reference signals is a
linear function of the Bragg wavelength. Therefore, there is a linear
proportionality between the grating pitch and the electrical signal
from R1.
6.5.4
Summary
Each of the fiber optic sensors reviewed either already has found or
may in the future find a niche application for monitoring corrosion.
Advantages of the micro-mirror sensor are its sensitivity, small size,
and geometrical flexibility and the possibility of using different metals
as the semireflective mirror. For instance, if one were concerned with
the corrosivity of an atmosphere toward aluminum, then the micromirror could be constructed of aluminum. Although the corrosion fuse
seems to be relatively easy to construct, it provides a limited amount
of data, e.g., it takes 44 days for a rod of given thickness and composition to corrode through. The strain relaxation sensor has the advantage of small size, but it has a nonlinear response to a corrosive
medium, which complicates interpretation of the data. A limitation of
the gas sensors is that they require a path length of about 1 m. The
moisture sensor in aircraft lap joints seems to be without technical difficulties. One limitation of the pH sensor in lap joints is that corrosion
usually causes the pH to decrease near the corroding metal, whereas
the pH sensor, as configured, has an increasing response with increasCoupler
Light
source
Bragg grating
2X2
Coupler
2X2
WDF = wavelength dependent filter
PD1 = photodetector 1
R1 = ratio 1
IP = process signal current
IR = reference signal current
WDF
PD2
IP
IP / IR
RI
PD2
IR
Figure 6.38 Schematic of a system for measuring the Bragg wavelength.
Analog
signal
out
Corrosion Maintenance through Inspection and Monitoring
461
ing pH. One difficulty with both the rebar appearance and embedded
strain sensors is the process of incorporating them into the concrete
structure. A limitation of all the chloride sensors tested so far is that
there is an irreversible response to the presence of chloride.
The advantages of fiber optic sensors have to be weighed against the
disadvantages and compared with other techniques for a given corrosion monitoring application. The cost per sensor depends mostly on the
extent of multiplexing that is possible. A technical cost of increasing
the number of sensors per multiplexer, however, is an eventual
decrease in the signal-to-noise ratio per sensor. Table 6.10 presents a
summary of the published applications of fiber optic sensors in monitoring corrosion. Also included is an assessment of the degree of commercialization of each technique. Four methods are nearly ready, two
are available currently, and two require more design and testing work.
6.6
6.6.1
Nondestructive Evaluation (NDE)
Introduction
Recent advances in nondestructive evaluation (NDE) technologies
have led to improved methods for quality control and in-service inspection, and the development of new options for material diagnostics.
TABLE 6.10 Summary of Published Applications of Monitoring Corrosion with
Fiber Optic Sensors
Method
Potential application
Degree of commercialization
Micro-mirror
Atmospheric monitoring
Available for licensing
Corrosion fuse
Atmospheric monitoring
Needs custom design for
specific applications
Strain relaxation
Atmospheric monitoring
Currently being tested as an
on-board corrosion monitoring
system on an aircraft
Gas sensors
Atmospheric monitoring
Sensors specific for several
gases currently available
Moisture and pH
Aircraft lap joints
In final design and testing
stage
Rebar appearance
Rebar
Under test within three
bridges in Vermont
Chloride detection
Rebar/landfill monitoring
Rebar
At laboratory stage
Under test within bridges in
Vermont
Embedded Bragg
strain sensors
Rebar/composite bridge tendon
Under test in a bridge in
Calgary—systems are
currently available
462
Chapter Six
Detailed defect sizing and characterization has become the major
objective of much NDE work under way today. To address this challenge, the NDE community has turned to a combination of multiplemode inspections and computer-aided data analyses. Success in this
activity has generated quantitative NDE capabilities that can be used
both as improved quality assurance tools and as new options for material diagnostics.
NDE is the discipline used to assess the integrity of a system or component without compromising its performance. NDE uses sensors to
acquire information about these objects and perform modeling and
analysis to convert the information into materials and defect parameters for performance and in-service life prediction. Figure 6.39 illustrates the specific knowledge domains involved in NDE. The
inspection of in-service systems can also be complicated by the fact
that these systems often operate at relatively high temperature in a
closed mode.
■
Traditional inspection techniques can be used on high-temperature
process equipment only when the equipment is out of service.
■
Inspection is generally limited to suspected problem areas as a
result of time, accessibility, and cost factors.
When several inspection techniques can be used, the choice of a specific schedule will depend on the accuracy and cost of the inspection,
balancing the money spent on safety measures with the business
return of the system being maintained (Fig. 6.40). The accuracy of a
given technique must also be sufficient to detect defects considerably
smaller than those which could result in failure because these defects
can grow in size between inspections. A cheaper and less accurate technique used frequently could be equivalent costwise to a more expensive accurate technique used less frequently (Fig. 6.41).46 However,
regardless of which technique has been chosen, the critical decision
remains the frequency of application. This decision depends on three
factors:
■
The extent of damage that might remain invisible to the technique
■
The rate of damage occurrence with time
■
The extent of damage that the structure can tolerate
6.6.2
Principles and practices
NDE technology denotes application of a diverse array of nondestructive processes to monitor, probe, and measure material response. The
measured response is related to a desired material property or test
object attribute by interpretation. The main NDE methods are
Corrosion Maintenance through Inspection and Monitoring
Sensors
NDE
Methods
NDE
Parameters
Data Acquisition
Correlation
ability Engineering
Reli
Performance &
Service Life
Fracture Mechanics
Life Cycle
Management
Materials & Defects
Parameters
Money got back in return
Poor business
Bad businessgood humanity
Modeling
&
Analysis
rials Engineering
Mate
Figure 6.39 Disciplines involved in NDE.
Good
business
463
Going out
of business
Money spent on safety
Figure 6.40 The effects of increasing expenditure on safety and inspection.
464
Chapter Six
100
Test frequency
Costs of operating a system
80
Detectable flaw size
60
Total Cost
40
Inspection cost per
unit time
Cost per unit time
due to failures
20
0
0
50
100
150
200
250
300
Figure of merit
Figure 6.41 Cost of operating a system as a function of expected cost per unit time
associated with failures and inspection.
■
Visual inspection
■
Liquid penetrant inspection
■
Magnetic particle inspection
■
Radiographic inspection (x-ray and gamma ray)
■
Electromagnetic inspection
■
Ultrasonic inspection
■
Thermographic inspection
Although each method is dependent on different basic principles in
both application and output, repeatable and reproducible NDE results
depend on specific understanding and control of the
■
Material composition (magnetic or nonmagnetic, metallic or nonmetallic, etc.)
■
Part thickness, size, and geometry
■
Material condition (heat treatment, grain size, etc.)
■
Inspection scanning rate
■
Fabrication method (casting, forging, weldment, adhesive or brazing
bonded, etc.)
Corrosion Maintenance through Inspection and Monitoring
465
■
Surface condition (rough, plated, bright, scaled, etc.)
■
Nature or use of the part (critical or noncritical, high or low stress,
etc.)
■
Human factors
No NDE process or procedure produces absolute discrimination of
anomalies, but the end output of a procedure may be quantified and
the anomaly or flaw detection capability may be measured, analyzed,
quantified, and documented.
The diverse nature of different NDE processes results in different
sources of variance and possible impact on detection output capabilities. For example, a manually applied liquid penetrant process is dominated by the skill of the operator in process application and
interpretation. An automated eddy current process is dominated by
calibration, instrument, and procedure variances. It is important to
recognize the source of variance in each NDE process and to take the
nature of the variance and process control (Table 6.11) into account in
applying margins to the NDE processes.47 NDE methods and procedures are selected using a variety of practical implementation criteria,
such as the relative ratings presented in Table 6.12. The lowest-cost
method that produces the required result is usually the method of
choice. Table 6.13 presents a general overview of the procedural steps
required for the main NDE techniques considered here.
Visual inspection is the oldest and most common
form of NDE used in inspecting for corrosion. The physical principle
behind visual inspection is that visible light is reflected from a surface,
revealing some of its features. By observing the appearance of the
part, an inspector can infer its condition. Surface corrosion, exfoliation, pitting, and intergranular corrosion can be detected visually
when proper access to the inspection area is obtained. Obviously, visual
inspection can detect only surface anomalies. However, some internal
corrosion processes do produce surface indications, such as pillowing
or flaking.
Visual inspection is a quick and economical method of detecting various types of defects before they cause failure. Its reliability depends
upon the ability and experience of the inspector. The inspector must
know how to search for critical flaws and how to recognize areas where
failure could occur. The human eye is a very discerning instrument,
and, with training, the brain can interpret images much better than
any automated device can. Visual inspection can be done in many ways,
either directly or remotely, by using borescopes, fiberscopes, or video
cameras. Visual methods can provide a simple and speedy way to
Visual inspection.
TABLE 6.11
Dominant Sources of Variance in NDE Procedure Application
Materials
Liquid penetrant
X
Magnetic particle
X
Radiography
X
Equipment
Procedure
Calibration
Criteria
Human factors
X
X
X
X
X
X
X
X
Manual eddy current
X
X
X
X
Automatic eddy current
X
X
X
X
Manual ultrasonic
X
X
X
X
Automatic ultrasonic
X
X
X
X
Manual thermographic
X
X
X
Automatic thermographic
X
X
X
X
X
X
X
TABLE 6.12
Relative Cost and Requirement Ratings for the Main NDE Techniques
Cost
Inspection
Equipment
Liquid penetrant
Magnetic particle
Radiography
Manual eddy current
Automatic eddy current
Manual ultrasonic
Automatic ultrasonic
Manual thermographic
Automatic thermographic
Low
Low
Moderate
Low
Moderate
Low
Moderate
Low
Low
Low
Moderate
High
Moderate
High
Moderate
High
High
High
Skill
High
High
High
High
Moderate
High
Moderate
High
Moderate
Requirements
Process control
Process variance
High
High
High
Moderate
High
Moderate
High
High
High
High
High
High
Moderate
Low
Moderate
Low
Moderate
Low
468
Chapter Six
TABLE 6.13
General Process Steps for the Main NDE Techniques
Liquid penetrant inspection
The test object is cleaned to remove both surface and materials in the capillary
opening.
A penetrant fluid is applied and allowed to penetrate into the capillary opening.
The surface penetrant fluid is removed without removing fluid from the capillary.
A developer is applied to provide a visible contrast to the penetrant fluid material.
The test object is visually inspected to detect, classify, and interpret the presence,
type, and size of the penetrant indications.
Magnetic particle inspection
The test object is cleaned to remove surface contaminants.
A magnetic field is induced in the object.
A fluid or powder containing finely divided particles that are attracted by the
presence of a discontinuity in a magnetic field is applied.
The test object is visually inspected to detect, classify, and interpret the presence,
type, and size of indications.
X-radiographic inspection
A sheet of X-ray-sensitive film is located on one side of the test object.
An X-ray source is located on the opposite side of the test object.
The X-ray source is activated to “expose the film” in a through-transmission mode.
The film is developed.
The resultant film image is visually inspected to detect, classify, and interpret the
presence, type, and size (magnitude) of included indications.
Eddy-current inspection
The eddy-current probe is placed in contact with the test object.
An alternating magnetic field is induced in the probe by an alternating current in the
probe coil.
Eddy-current flow is induced in the test object.
The magnitude and phase of the induced current flow is sensed by a secondary coil in
the probe or by a change of inductance in the probe.
A localized change in induced current flow indicates the presence of a discontinuity
in the test object.
The size of the discontinuity is indicated by the extent of the response change as the
probe is scanned along the test object.
Ultrasonic inspection
An ultrasonic transducer is located in contact with or in close proximity to the test
object.
The transducer is energized in a pulsed mode to direct and propagate acoustic energy
into the test object.
Acoustic energy is transmitted, reflected, and scattered within the test object.
Energy within the test object is transmitted or redirected by internal interfaces
caused by test object geometry features or internal anomalies.
Transmitted or redirected energy from the test object is detected by a transducer
located on or near the test object.
The transmitted or redirected energy is analyzed in the time or frequency domain
and the internal condition of the test object is determined by interpretation of the
pattern and amplitude features.
Corrosion Maintenance through Inspection and Monitoring
TABLE 6.13
469
General Process Steps for the Main NDE Techniques (Continued)
Thermographic inspection
A pulse of thermal energy is introduced into the test object.
Energy is diffused within the test object according to the thermal conductivity, the
thermal mass, inherent temperature differentials, and the time of observation.
The temperature of the test object surface is monitored by a thermographic camera
with a capability for detection in the infrared energy spectrum.
Interpretation is completed by visually monitoring the relative surface temperature
as a function of time and relating temperature differences in the time domain to the
internal condition and/or structure of the test object.
A relative change in surface temperature is indicative of a change in continuity or
disbondment in a bonded structure.
The size of an unbond is indicated by the location of the temperature gradient on the
surface at a specific time and is modified by comparison with responses from similar
test objects with similar geometry and thermal mass.
assess questionable components and can help in deciding what to do
next. Where necessary, permanent records can be obtained by photography or digital imaging and storage.
Visual inspection is often conducted using a strong flashlight, a
mirror mounted on a ball joint, and a magnifying aid. Magnifying aids
range in power from 1.5 to 2000. Fields of view typically range
from 90 to 0.2 mm, with resolutions ranging from 50 to 0.2 m. A 10
magnifying glass is recommended for positive identification of suspected cracks or corrosion. The disadvantage of visual inspection is
that the surface to be inspected must be relatively clean and accessible either to the naked eye or to an optical aid such as a borescope.
Typically, visual inspection lacks the sensitivity of other surface NDE
methods. Further, visual methods are qualitative and do not provide
quantitative assessments of either material loss or residual strength.
In addition, visual inspection techniques can be labor-intensive and
monotonous, leading to errors.
A borescope is a long, thin, rigid rodlike optical device that
allows an inspector to see into inaccessible areas by transmitting an
image from one end of the scope to the other. Certain structures, such
as engines, are designed to accept the insertion of borescopes for the
inspection of critical areas. A borescope works by forming an image of
the viewing area with an objective lens. That image is transferred
along the rod by a system of intermediate lenses. The image arrives at
the ocular lens, which creates a viewable virtual image. The ocular
lens can be focused for comfortable viewing. Borescopes typically range
from 6 to 13 mm in diameter and can be as long as 2 m. Borescopes
often incorporate a light near the objective lens to illuminate the viewBorescopes.
470
Chapter Six
ing area. Different borescopes are designed to provide direct, forward
oblique, right angle, and retrospective viewing of the area in question.
Fiberscopes are bundles of fiber optic cables that transmit
light from end to end. They are similar to borescopes, but they are flexible. They can be inserted into openings and curled into otherwise
inaccessible areas. They also incorporate light sources for illumination
of the subject area and devices for bending the tip in the desired direction. Like borescope images, fiberscope images are formed at an ocular
or eyepiece.
Fiberscopes.
Video imaging systems (or “videoscopes”) consist of
tiny charge-coupled device (CCD) cameras at the end of a flexible probe.
Borescopes, fiberscopes, and even microscopes can be attached to video
imaging systems. These systems consist of a camera to receive the
image, processors, and a monitor to view the image. The image on
the monitor can be enlarged or overlaid with measurement scales.
Images can also be printed on paper or stored digitally to obtain a permanent record. Video images can be processed for enhancing and analyzing video images for flaw detection. Specialized processing
algorithms may be applied which can identify, measure, and classify
defects or objects of interest.
Video imaging systems.
Moiré interferometry is a family of techniques that
visualize surface irregularities. Many variations are possible, but the
technique most applicable to corrosion detection is shadow moiré
(sometimes called projection moiré) for surface height determination.
The structured light technique is geometrically similar to projected or
shadow moiré methods, and can be thought of as an optical straightedge. Instead of fringe contours, the resultant observation is the
departure from straightness of a projected line. The surface profile can
be calculated using image processing techniques.
D-Sight has the potential to map areas of surface waviness as well
as to identify cracks, depressions, evidence of corrosion, and other
surface anomalies. D-Sight is a method by which slope departures
from an otherwise smooth surface are visualized as shadows. It can be
used in direct visual inspection or combined with photographic or
video cameras and computer-aided image processing. The concept of
D-Sight is related to the schlieren method for visualizing index of
refraction gradients or slopes in an optical system. One possible problem with D-Sight is that the technique shows virtually every deviation on the surface, regardless of whether it is a defect or a normal
result of manufacture.
Advanced methods.
Corrosion Maintenance through Inspection and Monitoring
471
The liquid penetrant NDE method is
applied to detection of faults that have a capillary opening to the test
object surface. The nature of this NDE method demands that attention
be given to material type, surface condition, and rigor of cleaning.
Liquid penetrant inspection can be performed with little capital expenditure, and the materials used are low in cost per use. This technique
is applicable to complex shapes and is widely used for general product
assurance.
This technique is easy, completely portable, and highly accurate if
performed properly. It detects open-to-the-surface crack indications.
Rigorous surface cleaning is required. This technique is applicable
only to cleaned surfaces; unclean ones will give unsatisfactory results.
It is readily used on external and accessible surfaces that have been
subjected to minimal corrosion deterioration and can be cleaned. It
readily detects any open-to-the-surface cracks, surface defects, and
pitting.
Liquid penetrant inspection.
Magnetic particle inspection. Magnetic particle inspection is applied to
the detection of surface-connected or near-surface anomalies in test
objects that are made from materials that sustain a magnetic field.
Special equipment is required in order to induce the required magnetic field. Procedure development and process control are required in
order to use the proper voltage, amperage, and mode of induction. Test
object materials must be capable of sustaining an induced magnetic
field during the period of inspection. The concentration and mode of
application of the magnetic particles must be controlled. Material
characteristics or surface treatments which result in variable magnetic properties will decrease detection capabilities. Magnetic particle
inspection can be performed with little capital expenditure and, as
with the liquid penetrant technique, the materials used are low in cost
per use, the technique is applicable to complex shapes, and it is widely used for general product assurance.
Magnetic inspection can be portable. It requires only a magnetization power source, such as that provided by an electrical outlet. It is
most frequently used in evaluating the quality of weld deposits and
subsurface weld indications such as cracks. This is the preferred
method for detecting cracks in deaerators, for example.
Radiographic inspection is a nondestructive
method of inspecting materials for surface and subsurface discontinuities. This method utilizes radiation in the form of either x-rays or
gamma rays, both of which are electromagnetic waves of very short
wavelength. The waves penetrate the material and are absorbed,
depending on the thickness or the density of the material being
Radiographic inspection.
472
Chapter Six
examined. By recording the differences in absorption of the transmitted waves, variations in the material can be detected. The variations in transmitted waves may be recorded by either film or
electronic devices, providing a two-dimensional image that requires
interpretation. The method is sensitive to any discontinuities that
affect the absorption characteristics of the material.
The techniques and technologies of x-ray radiography have most to
do with the design of the x-ray tube itself. There are many different
types of tubes used for special applications. The most common is the
directional tube, which emits radiation perpendicular to the long axis
of the tube in a cone of approximately 40°. Another type is the
panoramic tube, which emits x-rays in a complete 360° circle. This
type of tube would be used, for example, to examine the girth welds in
a jet engine with a single exposure.
■
Real-time radiography. This is the new form; it presents an instant
image, much like a video camera. It is mostly used for examining the
surfaces of piping beneath insulation with the insulation in place. It
is completely portable, and its operators are required to be licensed.
This technique allows the instant viewing of a radiographic image
on a cathode-ray tube. The image may be captured on any electronic medium in use today. This electronic/digital imaging technique is
the only data retention system available.
■
Classical radiography. This is similar to a medical radiograph that
generates a film record. It is a completely portable inspection procedure, and extensive training and licensing of personnel are required.
This technique is used to examine piping for interior corrosion and
deposits, weld quality, and conditions of internal valving or components. A limitation is that it cannot be used on piping systems filled
with water or other liquids, since the radiation cannot penetrate
water. Extensive calibration and destructive verification of actual
conditions allow achievement of a high level of confidence in the
radiographic technique.
Advances in the use of radiography are being made that involve
using computers and high-powered algorithms to manipulate the data.
This is termed computed tomography, or CT scanning. By scanning a
part from many directions in the same plane, a cross-sectional view of
the part can be generated, and a two-dimensional view of the internal
structure may be displayed. The tremendous advantage of this method
is that internal dimensions can be measured very accurately to determine such conditions as wall thinning in tubes, size of internal discontinuities, relative shapes, and contours. More advanced systems
can generate three-dimensional scans when more than one plane is
scanned. CT scanning is costly and time-consuming. Radiography in
Corrosion Maintenance through Inspection and Monitoring
473
general and CT scanning in particular are extremely useful in validating and calibrating other, less complex and less costly methods.
Radioisotope sources can be used in place of x-ray tubes.
Radioisotope equipment has inherent hazards, and great care must be
taken with its use. Only fully trained and licensed personnel should
work with this equipment. As with x-rays, the most common method
of measuring gamma ray transmission is with film.
Compton backscatter imaging (CBI) is emerging as a near-surface
NDE measurement and imaging technique. CBI can detect critical
embedded flaws such as cracks, corrosion, and delaminations in metal
and composite aircraft structures. In CBI, a tomographic image of the
inspection layer is obtained by raster scanning the collimated sourcedetector assembly over the object and storing the measured signal as
a function of position. Rather than measuring the x-rays that pass
through the object, CBI measures the backscattered beam to generate
the image. This enables single-sided measurement.
Eddy-current inspection. When an electrically conductive material is
exposed to an alternating magnetic field that is generated by a coil of
wire carrying an alternating current, eddy currents are induced on
and below the surface of the material. These eddy currents, in turn,
generate their own magnetic field, which opposes the magnetic field of
the test coil. This magnetic field interaction causes a resistance to current flow, or impedance, in the test coil. By measuring this change in
impedance, the test coil or a separate sensing coil can be used to detect
any condition that would affect the current-carrying properties of the
test material. Eddy currents are sensitive to changes in electrical conductivity, changes in magnetic permeability (the ability of a material
to be magnetized), the geometry or shape of the part being analyzed,
and defects. Among these defects are cracks, inclusions, porosity, and
corrosion.
Eddy-current methods are used to measure a variety of material
characteristics and conditions. They are applied in the flaw detection
mode for the detection of surface-connected or near-surface anomalies.
The test objects must be electrically conductive and be capable of uniform contact by an eddy-current probe. Special equipment and specialized probes are required to perform the inspection. Procedure
development, calibration artifacts, and process control are required to
assure reproducibility of response in the selected test object.
Initially, eddy-current devices utilized a meter to display changes of
voltage in the test coil. Currently, phase analysis instruments provide
both impedance and phase information. This information is displayed on
an oscilloscope or an integrated LCD display on the instrument. Results
of eddy-current inspections are obtained immediately. The other type of
474
Chapter Six
eddy-current instrument displays its results on planar form on a screen.
This format allows both coil impedance components to be viewed. One
component consists of the electrical resistance due to the metal path of
the coil wire and the conductive test part. The other component consists
of the resistance developed by the inducted magnetic field on the coil’s
magnetic field. The combination of these two components on a single
display is known as an impedance plane.
Automated scanning is performed using an instrumented scanner
that keeps track of probe position and automated signal detection so
that a response map of the test object surface can be generated.
Resolution of the inspection system is somewhat dependent on the
fidelity of the scan index and on the filtering and signal processing
that are applied in signal detection. A scan map can be generated by
automated eddy-current scanning and instrumentation systems.
The results of eddy-current inspection are extremely accurate if the
instrument is properly calibrated. Most modern eddy-current instruments are relatively small and battery-powered. In general, surface
detection is accomplished with probes containing small coils (3 mm
diameter) operating at a high frequency, generally 100 kHz and above.
Low-frequency eddy current (LFEC) is used to penetrate deeper into a
part to detect subsurface defects or cracks in the underlying structure.
The lower the frequency, the deeper the penetration. LFEC is generally considered to be between 100 Hz and 50 kHz.
A major advantage of eddy-current NDE is that it requires only minimal part preparation. Reliable inspections can be performed through
normal paint or nonconductive materials up to a thickness of approximately 0.4 mm. Eddy-current technology can be used to detect surface
and subsurface flaws on single- and multiple-layered materials.
Advanced methods
Scanned pulsed eddy current. This technique for application of eddycurrent technology uses analysis of the peak amplitude and zero
crossover of the response to an input pulse to characterize the loss of
material. This technology has been shown to measure material loss on
the bottom of a top layer, the top of a bottom layer, and the bottom of a
bottom layer in two-layer samples. Material loss is displayed according
to a color scheme to an accuracy of about 5 percent. A mechanical bond
is not necessary, as it is with ultrasonic testing. The instrument and
scanner are rugged and portable, using conventional coils and commercial probes. The technique is sensitive to hidden corrosion and provides
a quantitative determination of metal loss.
Magneto-optic eddy-current imaging. Magneto-optic eddy-current
(MOI) images result from the response of the Faraday magneto-optic
sensor to the weak magnetic fields that are generated when eddy currents induced by the MOI interact with defects in the inspected mate-
Corrosion Maintenance through Inspection and Monitoring
475
rial. Images appear directly at the sensor and can be viewed directly
or imaged by a small CCD camera located inside the imaging unit. The
operator views the image on the video monitor while moving the imaging head continuously along the area to be inspected. In contrast to
conventional eddy-current methods, the MOI images resemble the
defects that produce them, making the interpretation of the results
more intuitive than the interpretation of traces on a screen. Rivet
holes, cracks, and subsurface corrosion are readily visible. The image
is in video format and therefore is easily recorded for documentation.
Ultrasonic inspection, one of the most widely
used NDE techniques, is applied to measure a variety of material
characteristics and conditions. Ultrasonic examination is performed
using a device which generates a sound wave through a piezoelectric
crystal at a frequency between 0.1 and 25 MHz into the piece being
examined and analyzes the return signal. The device measures the
time it takes for the signal to return and the amount and shape of
that signal. It is a completely portable device that requires only that
the probe be in direct contact with a clean surface in order to obtain
accurate information.
Test objects must support propagation of acoustic energy and have a
geometric configuration that allows the introduction and detection of
acoustic energy in the reflection, transmission, or scattered energy
configurations. The frequencies of the transducer and the probe diameter have a direct effect on what is detected. Lowering the testing frequency increases depth of penetration, while increasing the probe
diameter reduces the beam spread. Increasing the frequency also
increases the beam spread for a given diameter.
Manual scanning is performed using instruments that have an oscilloscope-type readout. Operator interpretation uses pattern recognition, signal magnitude, timing, and respective hand-scan position.
Variations in instrument readout and variations in scanning can be
significant. Automated scanning is performed using an instrumented
scanner that keeps track of probe position and automated signal detection (time, phase, and amplitude), so that a response map of the internal structure of the test object can be generated. The resolution of the
system is somewhat dependent on the fidelity of the scan index and on
the filtering and signal processing that are applied in signal detection.
A scan map may be generated by automated ultrasonic scanning and
instrumentation systems.
The most fundamental technique used is that of thickness testing. In
this case, the ultrasonic pulse is a compression or longitudinal wave
that is sent in a perpendicular direction into the metal being measured.
The signal reflects off the back wall of the product being analyzed, and
Ultrasonic inspection.
476
Chapter Six
the time of flight is used to establish the thickness. There are instruments that allow the testing to be conducted through paint coatings.
This is done by looking at the waveform and selecting the area that represents the actual material, not the signal developed by the coatings.
Techniques have been developed that employ different types of
waves, depending on the type of inspection desired. Compression
waves are the type most widely used. They occur when the beam
enters the surface at an angle near 90°. These waves travel through
materials as a series of alternating compressions and dilations in
which the vibrations of the particles are parallel to the direction of the
wave travel. This wave is easily generated and easily detected, and
has a high velocity of travel in most materials. Longitudinal waves are
used for the detection and location of defects that present a reasonably
large frontal area parallel to the surface from which the test is being
made, such as corrosion loss and delaminations. They are not very
effective, however, for the detection of cracks which are perpendicular
to the surface.
Shear or transverse waves are also used extensively in ultrasonic
inspection; these are generated when the beam enters the surface at a
moderate angle. Shear-wave motion is similar to the vibrations of a
rope that is being shaken rhythmically: Particle vibration is perpendicular to the direction of propagation. Unlike longitudinal waves,
shear waves do not travel far in liquids. Shear waves have a velocity
that is about 50 percent of that of longitudinal waves in the same
material. They also have a shorter wavelength than longitudinal
waves, which makes them more sensitive to small inclusions. This also
makes them more easily scattered and reduces penetration.
Surface waves (Rayleigh waves) occur when the beam enters the material at a shallow angle. They travel with little attenuation in the direction of the propagation, but their energy decreases rapidly as the wave
penetrates below the surface. They are affected by variations in hardness, plated coatings, shot peening, and surface cracks, and are easily
dampened by dirt or grease on the specimen.
Lamb waves, also known as plate waves and guided waves, occur
when ultrasonic vibrations are introduced at an angle into a relatively thin sheet. A lamb wave consists of a complex vibration that occurs
throughout the thickness of the material, somewhat like the motion of
surface waves. The propagation characteristics of lamb waves depend
on the density, elastic properties, and structure of the material as well
as the thickness of the test piece and the frequency of the vibrations.
There are two basic forms of lamb waves: symmetrical (dilational) and
asymmetrical (bending). Each form is further subdivided into several
modes, which have different velocities that can be controlled by the
angle at which the waves enter the test piece. Lamb waves can be used
Corrosion Maintenance through Inspection and Monitoring
477
for detecting voids in laminated structures, such as sandwich panels
and other thin, bonded laminated structures.
Advanced methods
Dripless bubbler. One of the most promising improvements in
ultrasonic testing technology is the dripless bubbler. This is a development not in the ultrasonic probe itself but in the mechanism for
employing it consistently on curved, irregular, vertical, and inverted
surfaces. The dripless bubbler itself is a pneumatically powered device
that holds a water column between the ultrasonic probe and the
inspected surface. With software control of the movement of the probe,
a fast and accurate map of the inspected surface can be obtained.
Laser ultrasound. There is also emerging interest in the area of
laser ultrasonics, or laser-based ultrasound (LUS). The innovation is
the use of laser energy to generate sound waves in a solid. This obviates the need for a couplant between the transducer and the surface of
the inspected material. The initial application of this new technology
seems to be directed toward process control. However, the technology
can also be applied for thickness measurement, inspection of welds
and joints, surface and bulk flaw detection on a variety of materials,
and characterization of corrosion and porosity on metals.
Thermographic inspection methods are
applied to measure a variety of material characteristics and conditions. They are generally applied in the flaw detection mode for the
detection of interfaces and variation of the properties at interfaces
within layered test objects. Test objects must be thermally conductive,
and the test object surface must be reasonably uniform in color and
texture. This technique uses the infrared energy associated with the
part or system being examined. It is noninvasive and gives a photographic image of the thermal conditions present on the surface being
examined. It can be used to accurately measure metal temperatures to
establish whether brittle or overheated conditions exist. The method is
a volume inspection process and therefore loses resolution near edges
and at locations of nonuniform geometry change.
Manual inspection is performed using manual control of the thermal
pulse process and human observation and interpretation of the thermal
images produced as a function of time. A false-color thermal map presentation may be used to aid in discrimination of fine image features
and pattern recognition. The thermal map may be recorded on videotape as a function of time. Automated scanning is performed using an
instrumented scanner which reproducibly introduces a pulse of thermal energy into the test object and synchronizes pulse introduction
with the “start time” for use in automated image readout. Automated
readout is effected via preprogrammed digital image processing and is
Thermographic inspection.
478
Chapter Six
test object– and inspection procedure–specific. Several techniques have
been developed that use this temperature information to characterize
the thermal properties of the sample being tested.
Many defects affect the thermal properties of materials. Examples
are corrosion, debonds, cracks, impact damage, and panel thinning.
With judicious application of external heat sources, these defects can be
detected by an appropriate infrared survey. Uses of thermography techniques currently range from laboratory investigations to field equipment. Thermography, in its basic form, has the limitation that it
measures only the surface temperature of the inspected structure or
assembly. Therefore, it does not provide detailed insight into defects
or material loss located more deeply in the structure. Because it is an
area-type technique, it is most useful for identifying areas that should
be inspected more carefully using more precise techniques, such as
eddy-current and ultrasonic methods.
Thermal wave imaging overcomes some of these limitations by measuring the time response of a thermal pulse rather than the temperature response. The thermal pulse penetrates multiple layers when
there is a good mechanical bond between the layers. The benefits of
thermal wave imaging technology include the ability to scan a wide
area quickly and to provide fast, quantitatively defined feedback with
minimal operator interpretation required.
The raw image displayed by an IR camera conveys
only information about the temperature and emissivity of the surface
of the target it views. To gain information about the internal structure
of the target, it is necessary to observe the target either as it is being
heated or as it cools. Since it takes heat from the surface longer to
reach a deeper obstruction than to reach a shallow one, the effect of a
shallow obstruction appears at the surface earlier than that of a deep
one. The thermal response to a pulse over time, color-coded by time of
arrival, is displayed as a two-dimensional, C-scan image for interpretation by the operator.
Dual-band infrared computed tomography uses flash lamps to excite
the material with thermal pulses and detectors in both the 3–5- and
the 8–12-m ranges to obtain the results. This technique gives threedimensional, pulsed-IR thermal images in which the thermal excitation provides depth information, while the use of tomographic
mapping techniques eliminates deep clutter.
Advanced methods.
6.6.3
Data analysis
When an NDE process is applied to a test object, the output response
to an anomaly within the test object will depend on the form of detec-
Corrosion Maintenance through Inspection and Monitoring
479
tion, the magnitude of the feature that is used in detection, and the
relative response magnitude of the material surrounding the anomaly. In an ultrasonic inspection procedure, for example, the amplitude of the response from an anomaly within a structure may be
used to differentiate the response from the grain structure (noise)
surrounding the anomaly. If the ultrasonic procedure (measurement) is applied repetitively to the same anomaly, a distribution of
responses to both the anomaly and the surrounding material will be
obtained.
The measured response distribution reflects the variance in the
NDE measurement process and is typical of that obtained for any measurement process. The response from the surrounding material constitutes the baseline level for use in discrimination of responses from
internal anomalies. The baseline response may be termed noise, and
both the discrimination capability and anomaly sizing capability of the
NDE procedure are dependent on the relative amplitudes and the rate
of change of the anomaly response with increasing anomaly size
(slope). The considerable flaw-to-flaw variance and the variance in signal response to flaws of equal size cause increased spread in the probability density distribution of the signal response. If a threshold
decision (amplitude) level is applied to the responses, clear flaw discrimination (detection) can be achieved, as shown in Fig. 6.42. If the
same threshold decision level (acceptance criterion) is applied to a set
of flaws of a smaller size (as shown in Fig. 6.43), clear discrimination
cannot be accomplished.
In this example, the threshold decision level could be adjusted to
a lower signal magnitude to produce detection. As the signal magnitude is adjusted downward to achieve detection, a slight increase in
the noise level will result in a “false call.” As the flaw size decreases, the noise and signal plus noise responses will overlap. In such
cases, a downward adjustment in the threshold decision level (to
detect all flaws) will result in an increase in false calls. Figure 6.44
shows an example in which the threshold decision level (acceptance
criterion) has been adjusted to a level where a significant number of
false calls will occur. In this example, a slight change in flaw signal
distribution will also result in failure to detect a flaw. The NDE procedure is not robust and is not subject to qualification or certification for purposes of primary discrimination. The procedure may,
however, be useful as a prescreening tool, if it is followed by another procedure that provides discrimination of the residuals. For
example, a neural network detection process structured to provide
discrimination at a high false call rate may be a useful in-line tool if
other features are used for purposes of discrimination after the
anomaly or variance is identified.
Probability density distribution
480
Chapter Six
Noise
Threshold
Decision Level
Signal + Noise
Signal amplitude
Probability density distribution
Figure 6.42 Flaw detection at a threshold signal level.
Threshold
Decision Level
Signal + Noise
Noise
Flaws not
detected
(misses)
Signal amplitude
Figure 6.43 Failure to detect smaller flaws at the same threshold signal level.
Probability density distribution
Corrosion Maintenance through Inspection and Monitoring
481
Threshold
Decision Level
Signal + Noise
Noise
False calls
Signal amplitude
Figure 6.44 Threshold decision level results in false calls.
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Houston, Tex., NACE International, 1997, pp. 1–12.
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18. Dean, S. W., Overview of Corrosion Monitoring in Modern Industrial Plants, in
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Monitoring in Industrial Plants Using Nondestructive Testing and Electrochemical
Methods, ASTM STP 908, Philadelphia, American Society for Testing and Materials,
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Electrochemical Instruments for Evaluation of Reinforcement Corrosion Rates in
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ASTM STP 1065, Philadelphia, American Society for Testing and Materials, 1990,
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D. C., and Kendig, M. W. (eds.), Electrochemical Impedance: Analysis and
Interpretation, ASTM STP 1188, Philadelphia, American Society for Testing and
Materials, 1993, pp. 384–403.
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Chlorides,” Second CANMET/ACI International Conference on Durability of
Concrete, Montreal, Canada, CANMET, 1991, pp. 565–583.
29. Weiermair, R., Hansson, C. M., Seabrook, P. T., and Tullmin, M., “Corrosion
Measurements on Steel Embedded in High Performance Concrete,” 1996. Third
CANMET/ACI Conference on Performance of Concrete in Marine Environment,
CANMET, St. Andrews by the Sea, 1996, pp. 293–308.
30. Bertocci, U., A Comparison of Electrochemical Noise and Impedance Spectroscopy
for the Detection of Corrosion in Reinforced Concrete, in Kearns, J. R., Scully, J. R.,
Roberge, P. R., et al. (eds.), Electrochemical Noise Measurement for Corrosion
Applications, ASTM 1277, Montreal, American Society for Testing and Materials,
1996, pp. 39–58.
31. Roberge, P. R., Tullmin, M. A. A., Grenier, L., et al., Corrosion Surveillance for
Aircraft, Materials Performance, 35:50–54 (1996).
32. Winters, M. A., Stokes, P. S. N., and Nichols, H. F., Simultaneous Corrosion and
Fouling Monitoring under Heat Transfer in Cooling Water Systems, in Kearns, J. R.,
Scully, J. R., Roberge, P. R., Reichert, D. L., and Dawson, J., Electrochemical Noise
Measurements for Corrosion Applications, STP 1277, Philadelphia, American
Society for Testing and Materials, 1996, pp. 230–246.
33. Walsh, T. G., “Continuous On-Line Weld Corrosion Monitoring for the Oil and Gas
Industry,” in Revie, R. W., and Wang, K. C., International Conference on Pipeline
Reliability, Ottawa, Canada, CANMET, 1992, pp. 17-1–17-7.
34. Agarwala, V. S., “Chemical Sensors for Integrity of Coatings,” Tri-Service Conference
on Corrosion, 1992, pp. 315–325.
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35. Johnson, R. E., and Agarwala, V. S., “Fluorescence Based Chemical Sensors for
Corrosion Detection,” in Corrosion 97, Houston, Tex., NACE International, 1997, pp.
1–5.
36. Butler, M. A., and Ricco, A. J., Chemisorption-induced Reflectivity Changes in
Optically Thin Silver Films, Applied Physics Letters, 53:1471–1473 (1988).
37. Smyrl, W. H., and Butler, M. A., Corrosion Sensors, The Electrochemical Society
Interface, 2:35–39 (1993).
38. Bennett, K. D., and McLaughlin, L. R., “Monitoring of Corrosion in Steel Structures
using Optical Fiber Sensors,” in Proceedings of SPIE—The International Society for
Optical Engineering, 1995, 2446:48–59.
39. Poland, S. H., Duncan, P. G., Alcock, M. A., Zeakes, J., Sherrer, D., Murphy, K. A.,
and Claus, R. O., “Corrosion Sensing Technique Using Metal Coated Fiber Optic,”
Strain Gages—40th International Symposium, Anaheim, Calif., 1995.
40. Ahlberg, H., Lundquist, S., Tell, R., et al., Laser Spectroscopy for In Situ Ammonia
Monitoring, Spectroscopy Europe, 6:22 (1994).
41. Mendoza, E. A., Khalil, A. N., Sun, Z., et al., “Embeddable Distributed Moisture and
pH Sensors for Non-Destructive Inspection of Aircraft Lap Joints,” in Proceedings of
SPIE—The International Society for Optical Engineering, 1995, 2455:102–112.
42. Fuhr, P. L., Ambrose, T. P., Huston, D. R., et al., Fiber Optic Corrosion Sensing for
Bridges and Roadway Surfaces, in Proceedings of SPIE—The International Society
for Optical Engineering, 1995, 2446:2–8.
43. Cosentino, P., Grossman, B., Shieh, C., et al., Fiber-Optic Chloride Sensor
Development, Journal of Geotechnical Engineering, 121(8): 610–617 (1995).
44. Fuhr, P. L., and Huston, D. R., Corrosion Detection in Reinforced Concrete
Roadways and Bridges via Embedded Fiber Optic Sensors, Smart Materials and
Structures, 7(2):217–228 (1998).
45. Melle, S. M., Liu, K., and Measures, R. M., A Passive Wavelength Demodulation
System for Guided-Wave Bragg Grating Sensors, IEEE Photonics Technology
Letters, 4:515–518 (1992).
46. Bray, D. E., and Stanley, R. K., Nondestructive Evaluation, New York, McGraw-Hill,
1989.
47. Rummel, W. D., and Matzkanin, G. A., Nondestructive Evaluation (NDE)
Capabilities Data Book. Austin, Tex., Nondestructive Testing Information Analysis
Center (NTIAC), 1997.
Chapter
7
Acceleration and
Amplification of
Corrosion Damage
7.1 Introduction
7.2 Corrosion Testing
486
488
7.2.1 Corrosion tests and standards
491
7.2.2 Examples of corrosion acceleration
500
The anodic breakthrough method for testing anodized
aluminum
500
Intergranular anodic test for heat-treatable aluminum alloys
505
The corrosion resistance of aluminum and aluminum-lithium
alloys in marine environments
7.2.3 Laboratory tests
507
512
Cabinet tests
513
Immersion testing
516
High-temperature/high-pressure (HT/HP) testing
517
Electrochemical test methods
522
7.2.4 Field and service tests
555
Selecting a test facility
557
Types of exposure testing
557
Optimizing test programs
559
7.3 Surface Characterization
562
7.3.1 General sensitivity problems
566
7.3.2 Auger electron spectroscopy
566
7.3.3 Photoelectron spectroscopy
567
7.3.4
Rutherford backscattering
568
7.3.5 Scanning probe microscopy (STM/AFM)
569
7.3.6 Secondary electron microscopy and scanning Auger
microscopy
571
SEM
SAM
7.3.7 Secondary ion mass spectroscopy
References
571
572
572
574
485
486
7.1
Chapter Seven
Introduction
The corrosion resistance of metals is one of many quality assurance
parameters that determine the operational lifetime of systems and
components. Beyond the basic properties of the metal related to chemical composition, structure, and surface finish, an investigator needs to
consider the requirements for the metal in terms of achieving a necessary level of corrosion resistance. This is particularly true for metals
and alloys that are generally used in their passive state, such as stainless steels. Other fundamental characteristics of a metallic material
also have to be considered in planning a testing program. These characteristics are determined by the production history of the material
and the final forming, machining, welding, and heat-treating steps.
■
Forming. Forming can affect the structure of the metal profoundly.
For example, forming can create internal stresses that may lead to
such detrimental manifestations as stress corrosion cracking seen in
brasses and stainless steels. In other cases, structural changes from
forming can cause stress-induced intergranular corrosion in aluminum alloys. During forming, the metal surface is often contaminated with aggressive substances or substances that hinder
subsequent coatings, for example, fatty acid esters.
■
Machining. Machining, including grinding, grit blasting, and
mechanical polishing, affects the surface structure of the metal and
its profile. Machining processes can chemically change the surface of
the metal by adsorption or inclusion of components from coolants,
grinding compounds, and blasting media. In addition, local high
temperatures often occur during machining operations, resulting in
substantially changed chemical or microstructural properties. The
interaction of the mechanical action and the presence of coolants
with these high temperatures tends to alter the surface properties of
the metal during machining. For example, the contamination of
stainless steel surfaces with carbon steel particles from cutting
tools, grinding media, and grit blasting can result in severe corrosion
damage to the stainless steel. Residues of active anions from electrochemical machining processes, especially electrochemical deburring, can also cause damage. Furthermore, some heat-treatment
methods produce similar results.
■
Welding. Welding is another processing step that changes the metal structure and can have significant effects on the corrosion behavior of the metal. Galvanic corrosion cells can arise between the weld
metal, the heat-affected zone (HAZ), and the parent plate. Weld
filler metals can vary in composition, and flux residues can alter the
metal surface. In addition, the heat-affected zone of the base metal
Acceleration and Amplification of Corrosion Damage
487
sometimes receives a damaging heat treatment, and the heating and
cooling causes residual stresses in the structure. Weld spatter and
weld oxides tend to drastically reduce the corrosion resistance of
stainless steels, for example.
■
Heat treatment. A large group of iron-based alloys has been found to
be susceptible to rapid intergranular attack in a wide range of plant
environments when the compositions at the grain boundaries have
been changed by equilibrium segregation of alloying elements, especially the precipitation of carbides, nitrides, and other intermetallics.
These changes are a result of exposure of the alloys during production of mill forms (rods, sheet, plates, and tubes) to temperatures at
which solid-state reactions occur preferentially at grain boundaries.
Because welding operations are used in the production of tubes from
sheet material and during shop fabrication and field erection, there
are further opportunities for the exposure of alloys to the range of
temperatures that may result in the depletion of essential chromium.
Figure 7.1 illustrates the weld decay zone as a function of the welding temperature of a stainless steel containing what was a common
carbon content only a decade ago. The extent of sensitization for a given temperature and time was found to depend very much on the carbon content. An 18-8 stainless steel containing more than 0.1% C may
be severely sensitized after heating for 5 min at 600°C, whereas a similar alloy containing 0.06% C is affected less. The physical properties
of stainless steels do not change greatly after sensitization. Because
precipitation of chromium carbide accompanies sensitization, the alloy
becomes slightly stronger and slightly less ductile. Damage occurs
only upon exposure to a corrosive environment, with the alloy corroding along grain boundaries at a rate depending on the severity of the
environment and the extent of sensitization.
Weld nugget
Weld decay
2500°C 2000°C 1000°C
3000°C
1500°C
100°C
Heat-affected zone (HAZ)
Figure 7.1 Weld decay zone as a function of the welding temperature of stainless steel.
488
Chapter Seven
In order to quantify the corrosion resistance of a material, it is common practice to submit the material to harsher environments than are
normally encountered in service, hoping to accelerate the damage.
Alternatively, a corroded surface and the corrosion products formed
during normal exposure can be studied with very sensitive surface
analysis techniques, with the aim of amplifying the visibility and characteristics of the damage. Since most corrosion processes occur at the
metal/environment interface, much progress in the study of corrosion
mechanisms can be related to the gigantic advances made in surface
analysis techniques. In fact, scientists involved in the study of fundamental processes of corrosion have often been the first to explore the
application of new surface analysis techniques to materials engineering problems.
There are, however, a number of limitations that have prevented many
of those techniques from becoming more widely used. The first of these
limitations is that corrosion processes are inherently dynamic, while
most techniques are essentially static in nature. In this chapter, the
reader will be introduced to corrosion testing and to some of the modern
techniques that are available for surface analysis in corrosion studies.
7.2
Corrosion Testing
Test programs can provide useful information for a variety of tasks,
such as the development of new materials and coatings and the choice
of protective schemes for new and old equipment. Test methods for
determining corrosion resistance are specific and must be based on the
conditions prevailing in certain environments and applications. A
large number of factors affect corrosion behavior, and therefore there
is no universal corrosion test. The most reliable indication of corrosion
behavior is service history. However, that information is rarely available exactly as needed, and therefore other tests are required, ranging
from simple field trials to highly accelerated laboratory tests. It is the
need to obtain information beyond the service history that introduces
ambiguity into corrosion testing.
In most practical applications of materials, knowledge of the corrosion properties of the candidate materials is essential for selection purposes. Such knowledge can be derived from service experience, which
usually involves long-term exposure under frequently ill-defined and
ill-documented conditions, and corrosion testing.1 However, because
the corrosion mechanism of a system depends on many variables, corrosion testing itself has many pitfalls. Often tests are designed to
investigate specific forms of corrosion or specific applications. In this
respect, uniform corrosion is the least disturbing. However, tests relating to localized corrosion are far from ideal.
Acceleration and Amplification of Corrosion Damage
489
Corrosion tests are an important tool for a variety of industrial
tasks that can vary greatly over the life of a system. A decision that
makes economic sense at design time may not make any sense by the
time the same system is in its 20th year of operation. In some process
applications, the materials selected may have been the optimum
choice for the initial operating conditions. However, unintended
minor changes in the operating conditions can easily increase the corrosivity of a process. For tests to yield meaningful results, knowledge
of the environment that exists under actual service conditions is necessary. Quite often the water quality within a plant, under normal
operating conditions, differs significantly from that at the intake to
the plant. In order to conduct realistic corrosion tests, these variations must be taken into account. The bulk environmental conditions
can be clean seawater, e.g., around offshore structures and some power stations. In other instances the water is polluted or brackish, while
in still other cases, e.g., ships, a variety of water qualities will be
encountered during service.1
Some of the factors leading to corrosion damage can be reproduced
relatively easily by creating a situation favorable to their occurrence.
However, other factors depend entirely on the development of local
defects that often become visible only after long and highly variable
periods of exposure, such as the effects caused by the neutral salt
spray test commonly known as ASTM B 117, Method for Salt Spray
(Fog) Testing. When an experiment or test is planned, many factors
have to be considered. The following list enumerates some of the most
standard considerations for the design of a test program:2
■
What are the objectives of the test?
■
How should the results be interpreted?
■
How can the information be integrated with earlier or other tests?
■
How many specimens are available, and what is their production
schedule (batch, sequential)?
■
How many factors control the specimen’s behavior?
■
How many factors are to be included in the tests?
■
Which of these factors interact and which have negligible interaction?
■
What type of data are to be measured?
■
Is the sample homogeneous?
■
How representative is the sample?
■
Are the tests destructive?
■
How expensive are the tests and/or specimens?
490
Chapter Seven
■
How much control is there over testing?
■
How difficult would it be to include human errors of different kinds
in the planning?
With such a long list of questions and the continuously increasing
number of testing methods, it is important to simplify the design of
test plans by adopting a testing strategy that relates requirements to
the main test parameters. The decision tree presented in Fig. 7.2 has
been developed to facilitate the selection of tests designed to verify
the susceptibility of steels to various forms of stress corrosion cracking (SCC). The strategy would be to start with the most severe and
least expensive SCC test, i.e., the slow strain-rate test, in which a
bar made from the relevant material is exposed to the environment
of interest and slowly monotonically strained to fracture.3 When
cracks are found, the susceptibility of the material should then be
further evaluated by performing a battery of other tests designed to
differentiate among the various mechanisms leading to SCC and
hydrogen embrittlement.
Statistical methods are essential for determining the significance levels of results and corresponding material specifications. Corrosion resistance is only one of many characteristics of a material. Together with the
physical, mechanical, and fabrication properties, the corrosion resistance
determines the applicability of a material for a specific purpose. These
properties may be measured or verified by tests. However, unlike physical and mechanical results, which can be used immediately, corrosion
resistance results are often presented in a descriptive or qualitative
manner and therefore are difficult to utilize. In order to use the results
of these tests for life prediction, consideration of the methodologies presented in Chap. 4, Modeling, Life Prediction, and Computer Applications,
is recommended.
Test methods for determining corrosion resistance are specific and
must be based on the conditions prevailing and the materials to be
used, including coatings and other protective measures planned for
the specific application. All these details, including the specification
ranges for significant variables, must be determined from individually formulated tests based on the desired service life and other requirements of an application. The emphasis placed on the individual
characteristics of a test program and the evaluation methods for each
metal-environment combination does not preclude the possibility of
standardizing the testing and evaluation methods because many
applications are identical or similar and the information gathered
from one system is applicable to others.
Acceleration and Amplification of Corrosion Damage
491
Slow Strain Rate
Test (SSRT)
No
No Susceptibility
to SCC
SCC ?
th = threshold stress
Yes
a(t) = crack length at time t
a = crack propagation rate
Elastic
SSRT
amax= maximum average crack propagation rate
No
SCC ?
Dynamic Plastic
Straining Tests
Slow Strain Rate Test
amax
Static Tests
C-ring Test
th
Double Cantilever Beam (DCB)
a, KISCC
Dynamic DCB Testing
a,ISCC
Interrupted SSRT
a(t)
Dynamic Crack Tip
Displacement (CTOD)
NACE Tensile Test
th
Figure 7.2 Decision tree for the selection of corrosion tests to verify the susceptibility of
steels to SCC.
7.2.1
Corrosion tests and standards
There is a multitude of organizations around the world dealing with
the production of test methods and standards related to the overall
behavior and performance of materials. Organized in 1898, the
American Society for Testing and Materials (ASTM) has grown into
492
Chapter Seven
one of the largest institutions of this kind. ASTM is a not-for-profit
organization that provides a forum for producers, users, ultimate consumers, and those having a general interest to meet on common
ground and write standards for materials, products, systems, and services. There are 132 ASTM main technical committees, and each is
divided into subcommittees. The subcommittee is the primary unit in
this organization, as it comprises the highest degree of expertise in
any given area. Subcommittees are further subdivided into task
groups. Committee G-1, Corrosion of Metals, is thus subdivided into
the following subcommittees:
G01.02
Terminology
G01.03
Computers in Corrosion
G01.04
Atmospheric Corrosion
G01.05
Laboratory Corrosion Tests
G01.06
Stress Corrosion Cracking and Corrosion Fatigue
G01.07
Galvanic Corrosion
G01.08
Corrosion of Nuclear Materials
G01.09
Corrosion in Natural Waters
G01.10
Corrosion in Soils
G01.11
Electrochemical Measurements in Corrosion Testing
G01.12
In-Plant Corrosion Tests
G01.14
Corrosion of Reinforcing Steel
G01.91
Standing Committee on Editorial Review
G01.93
Standing Committee on Long Range Planning
G01.95
Standing Advisory Committee for ISO/TC 156
G01.96
Standing Committee on Awards
G01.97
Publicity, Symposia and Workshops
G01.99
Standing Committee on Liaison
G01.99.01
Corrosion of Implant Materials
Besides its regular standard-development meetings, the G-1 committee has sponsored an impressive series of highly focused technical
symposia that have led to the publication of over 1300 special technical publications (STP). Committee G-1 has also produced some generic reference documents summarizing state-of-the-art information
related to corrosion testing. One such publication, Corrosion Tests and
Standards, is a very valuable source of information for planning corrosion tests.4 The information contained in that publication summarizes the efforts of over 400 experts in the field of corrosion testing
and evaluation. The ASTM corrosion test handbook is highly redun-
Acceleration and Amplification of Corrosion Damage
493
dant by design, and its users will find considerable overlap of subject
matter (Fig. 7.3). For example, a specific type of corrosion can be thoroughly discussed in the section Testing for Corrosion Types and in the
section Testing in Environments. If a specific metal or alloy is susceptible to that type of corrosion, the subject would also be discussed
in the appropriate chapter in Materials Testing. And when a specific
industry is involved, the appropriate chapter under Testing in
Industries would include a discussion on testing for that type of corrosion in that industry. The test handbook is divided into the following five main sections:
1. Types of tests. Each chapter includes basic principles, describes
test techniques and important variables, discusses testing considerations such as specimen preparation and evaluation, and includes
pertinent standards used.
2. Testing for Corrosion Types. Each chapter provides an overview
and includes a description of the basic principles and factors controlling the type of corrosion.
3. Testing in Environments. The chapters in this section provide a
description of each environment, including factors and variables
affecting corrosion rates and mechanisms, and the unique characteristics of testing in the specific environment.
4. By Materials. This section includes a discussion of the nature of
each material, such as the effects of composition, alloying, metallurgical treatments, microstructure, surface effects, and natural
protective films on the corrosion behavior.
5. Testing in Industries. The chapters in this section provide an
overview of the unique situations encountered by various industries, and how corrosion tests are used to combat the corrosion problems faced in these industries.
The development of laboratory corrosion tests should be based on a
previous determination of the dominant corrosion factors. Even if the
preferred practice is to design such tests so that they represent the
most severe conditions for the type of corrosion involved, it is still
important to investigate the kinetic components involved in corrosion
problems in order to understand the mechanisms and causes for failure. With these points in mind, it is useful to consider how realistic
corrosion acceleration may be achieved. Raising the temperature can
be useful but may cause changes in the form and nature of hydrous
gels, which are often important in the initial stages of corrosion.5
Increasing the concentration or corrosiveness of salt spray, for example, may not necessarily be appropriate during cyclic testing, since
Types of tests
By Materials
Laboratory Tests
electrochemical
cabinet
immersion
high-temperature
high pressure testing
Field tests:
atmospheric
seawater
freshwater
soils
Service Tests
industrial applications
high-temperature
zinc
magnesium
aluminum (and alloys)
steels
copper (and alloys)
nickel (and alloys)
stainless steels
cobalt-base alloys
titanium
zirconium & hafnium
tantalum
metallic coatings
nonmetallic coatings
MMC
electrodeposits
powder metals
By Industries
automotive
commercial aircraft
military aircraft and
aerospace
pipeline
highways
tunnels and bridges
marine piers and docks
electric power
nuclear power
steam generation
flue gas desulfurization
electronics
telecommunications
metals processing
chemical processing
pulp and paper
petroleum production and
refining
food and beverage
water treatment
medical and dental
pharmaceutical
By Corrosion types
uniform
pitting
crevice
galvanic
intergranular
exfoliation
erosion
cavitation
fretting
dealloying
SCC
corrosion fatigue
hydrogen damage
By Environments
outdoor atmospheres
indoor atmospheres
seawater
freshwater
soils
concrete
industrial waters
industrial chemicals
petroleum
high temperature gases
organic liquids
molten salts
liquid metals
inhibitors
in-vivo and
microbiological effects
Figure 7.3 A graphical representation of the highly redundant index of the Corrosion Tests and Standards handbook.
Acceleration and Amplification of Corrosion Damage
495
even an initially dilute spray will, after a sufficient number of cycles,
result in the solubility of ionic species being exceeded.6
Generally, corrosion products developed in synthetic environments
such as those produced in the ASTM B 117 test are substantially different from those produced during natural weathering or even during
wet-dry mixed salt spray tests.5 For example, corrosion of aluminum
or zinc specimens in B 117 primarily produces soluble species such as
AlCl3 or ZnCl2, and so little corrosion product remains on surfaces.
Exposures in a wet-dry test, in contrast, cause the formation of corrosion products on those metals that are more representative of those
formed during natural exposure. On aluminum, for example, hydrated
aluminas containing chloride and amorphous material are produced in
both the high-sulfate and high-chloride cyclic salt spray tests.5 The
reality can be even more complex, as illustrated in Table 7.1, where it
can be seen that the products found on specimens exposed to real environments often consist of corrosion products mixed with various foreign materials.7
A good example of an element that can be reproduced and accelerated
in a laboratory environment is the formation of occluded cells; this can
be achieved with multiple crevice assemblies, as described in ASTM G
78, Standard Guide for Crevice Corrosion Testing of Iron-Base and
Nickel-Base Stainless Alloys in Seawater and Other ChlorideContaining Aqueous Environments. In this test, washers make a number of contact sites on either side of the specimens (Fig. 7.4). The
number of sites showing attack in a given time can be related to the
resistance of a material to initiation of localized corrosion, and the
average or maximum depth of attack can be related to the rate of propagation. The large number of sites in duplicate or triplicate specimens
is amenable to probabilistic evaluation. The same test can be extended
to other alloy systems or situations as illustrated in Figs. 7.5 to 7.8,
which show the results of four-month exposure of four aircraft aluminum materials partly submerged in a circulating seawater tank.8
In other cases, the effect of a test on one of the elements contributing
to the corrosion damage can be quantified and recorded for the evaluation of the materials being tested. Amplification of the impact that corrosion has on materials is particularly attractive when the results of a
test cannot be easily evaluated. Evaluating test results can be difficult
either because these results depend on a slow, solid state transformation
of the materials or because they are produced by tests that run for a prespecified time and end with a pass/fail assessment, thus generating censored data. A good example of monitoring specific signals provoked by a
particularly aggressive environment is the automated stress corrosion
testing method called the ASCOR (automated stress corrosion ring) test,
which was specifically developed to evaluate the performance of
496
Chapter Seven
TABLE 7.1 Results of X-Ray Diffraction of Products Found on Specimens
Exposed to Real Environments
Sample description
Chemical or mineral name*
Chemical formula
Product formed on
magnesium during
3-month immersion
in tap water
Nesquehonite
Calcium fluosilicate
Beta silicon carbide
Sodium sulfide
Sodium fluoride
Magnesium carbonate
chloride hydroxide hydrate
Magnesium pyrophosphate
Anorthoclase
Alpha cristobalite
Sodium hydroxide
Calcium aluminum
oxide sulfate
MgCO33H2O
CaSiF6
-SiC
Na2S
NaF
Substance found on
heat exchanger
Halite
NaCl
Substance found
beneath paint on
metal surface
Alpha quartz
SiO2
Product formed on
automobile bumper
support during
3-year service
Lepidocrocite
Goethite
-Fe2O3H2O
Fe2O32H2O
Product from conversion unit in
marine environment
Zinc ferrite
Cobalt ferrite
Halite
Chromic oxide
Nickel, zinc ferrospinel
Sodium fluothorate
Embolite
Magnesioferrite
Beryllium palladium
Magnetite
Nickel titanium
ZnOFe2O3
CoOFe2O3
NaCl
Cr2O3
(Ni,Zn)OFe2O3
Na3Th2F11
Ag(Cl,Br)
MgFe2O4
BePd
Fe3O4
NiTi
Product formed on
copper during 3month immersion
in tap water
Botallackite
Ilvaite
CuCl23Cu(OH)23H2O
Ca(Fe,Mn,Mg)2(Fe,Al)(SiO4)2OH
Product from Al-Cu
alloy exposed to
deep-sea
environment
Ammonium copper
fluoride dihydrate
Potassium cyanide
Chi alumina
Calcium aluminate
Alpha cadmium iodide
(NH4)2CuF42H2O
MgCl2MgCO3Mg(OH)26H2O
Mg2P2O7
(Na,K)AlSi3O8
SiO2
NaOH
Ca4Al6O12SO4
KCN
Al2O3
3CaOAl2O3
CdI2
Acceleration and Amplification of Corrosion Damage
497
TABLE 7.1 Results of X-Ray Diffraction of Products Found on Specimens
Exposed to Real Environments (Continued)
Sample description
Chemical or mineral name*
Chemical formula
Product from Al-ZnMg-Cu alloy exposed
to deep-sea
environment
Chi alumina
Alpha cadmium iodide
Al2O3
CdI2
Product from Al-Mn
alloy exposed to
deep-sea
environment
Ammonium copper
fluoride dihydrate
Nobleite
(NH4)2CuF42H2O
CaB6O104H2O
*Substances shown in italics are not corrosion products of the primary metals or alloys
involved in the system.
(a)
Figure 7.4 A schematic representation of (a) the washer and
(b) a washer assembly for conducting an ASTM G 78 crevice
susceptibility test.
(b)
aluminum alloys submitted to ASTM G 44, Standard Practice for
Evaluating Stress Corrosion Cracking Resistance of Metals and Alloys
by Alternate Immersion in 3.5% NaCl Solution. This method involves
testing cylindrical and sheet specimens in a loading ring instrumented
with strain gauges to measure the load.9 Initiation of a stress corrosion
498
Chapter Seven
Figure 7.5 Appearance of 8090-T851 aluminum panels with crevice washers after par-
tial immersion in seawater for 4 months. The air/water interface was near the top of the
central hole.
Figure 7.6 Appearance of 7075-T6 aluminum panels with crevice washers after partial
immersion in seawater for 4 months. The air/water interface was near the top of the central hole.
Acceleration and Amplification of Corrosion Damage
499
Figure 7.7 Appearance of 2090-T8 aluminum panels with crevice washers after partial
immersion in seawater for 4 months. The air/water interface was near the top of the central hole.
Figure 7.8 Appearance of 2024-T3 aluminum panels with crevice washers after partial
immersion in seawater for 4 months. The air/water interface was near the top of the central hole.
500
Chapter Seven
crack results in a small load decrease that can be recorded at regular
intervals.
In coupon immersion tests, the accurate determination of low corrosion rates may not be achievable, given the uncertainty of weight loss
measurements, when changes in the environment do not permit long
exposure. In such cases, the use of additional techniques, such as solution analysis by inductively coupled plasma (ICP) or, alternatively, electrochemical techniques such as electrochemical impedance spectroscopy
(EIS),10 to monitor and record the progress of corrosion by means of
amplification has been proposed. The same reasoning can be applied to
monitor the progress of a corrosion situation in environmental chambers.
The sensitivity of electrochemical techniques to changes in a metallic
interface during the first moments of localized corrosion can be used to
predict long-term exposure results. While polarization test techniques
cannot easily monitor the progress of a localized corrosion situation, they
can reliably detect the onset of such problems.11
7.2.2
Examples of corrosion acceleration
The following examples illustrate efforts to quantify the results of corrosion tests by acceleration of the processes and amplification of the
resulting effects.
The anodic breakthrough method for testing anodized aluminum. Quality
control for aluminum anodizing presents a difficult analytical problem.
The use of conventional coating thickness measurements is not satisfactory, since the anodizing agents will have dissolved some of the substrate material as the oxide layer was formed. Techniques that
determine the coating weight per unit area could be useful in evaluating the extent of anodized film coverage, but these techniques are not
sensitive to flaws such as porosity or the presence of contaminants in
the coating. Such factors can strongly influence the corrosion protection
afforded by the anodized layer. The Standard Method for Measurement
of Anodic Coatings on Aluminum (ASTM B 457) describes a procedure
to determine the impedance at 1000 Hz as a measure of the quality of
sealing anodized aluminum. While this method is applicable to the
rapid, nondestructive testing of anodic coatings, its results were never
related to the actual corrosion resistance provided by these coatings.
In the absence of a better testing method, industrial and military
specifications often require the use of a 300-h salt spray exposure
method to test anodized aluminum coupons and evaluate the quality
of the anodizing processes. Not only is the salt spray (fog) exposure
test time-consuming, but its results are highly interpretive and therefore relatively imprecise. The long duration of the test itself makes it
Acceleration and Amplification of Corrosion Damage
501
a poor tool for monitoring daily plant operation of anodizing baths. The
anodic breakthrough test method is based on electrochemical activation of the material under test by accelerating the breakdown of the
anodized barrier. In this activation step, anodized layers are partially
degraded by applying a potential across the metal/electrolyte interface. The total charge passed between the test coupon and the counterelectrode can then be related to the resistance of the coating to
corrosion.12,13
A cell consisting of a hollow plastic cylinder is quite adequate for this
test. The test coupon can be inserted between the hollow cylinder and
the solid base, which also serves as the bottom of the cell (Fig. 7.9). A
Cell
Clamping apparatus
Test panel
Cell
Luggin capillary
Hollow cylinder
Counter electrode
O-ring
Test panel
Figure 7.9 Anodic breakthrough test cell and clamping apparatus.
502
Chapter Seven
S30400 stainless steel counterelectrode is typically placed above the
test coupon. The reference electrode can be contained in a Luggin capillary attached to the main cylinder, and a rubber O-ring was used
along with a clamp to create a watertight seal. An applied potential of
600 mV vs. SCE (25°C) for 7 min has been found suitable for the characterization of the breakdown of anodized aluminum. Shorter anodic
polarization periods would be more appropriate for less protective
coatings, such as those produced with chemical passivation. The current is monitored during the application of the potential, and its integration is used to quantify the breakdown of the anodized barrier. The
specimen is exposed in part to a solution containing boric acid and
NaCl, with the pH adjusted to 10.5 using a NaOH solution. The current can be monitored during the application of the potential and integrated to quantify the breakdown of the anodized barrier. The anodic
current can also be considered to be equivalent to a metal dissolution
or corrosion current and converted into corrosion penetration rates
using Faraday’s law expressed in Eq. (7.1):
Corrosion rate
3.3 icorr E.W.
d
(7.1)
where corrosion rate is in myear 1, icorr is in Acm 2, E.W. is the
equivalent weight of the element being oxidized (8.99 geq 1 in the case
of Al alloys), and d is the density of the element being oxidized (2.699
gcm 3 for aluminum).
Table 7.2 illustrates typical results obtained with the anodic breakthrough method on eight types of panels, and Table 7.3 compares the
observations made after exposing the same types of panels to salt fog
testing.14 Table 7.4 contains corrosion rates determined using the
anodic breakthrough method for 2024-T3 specimens that were all
anodized in chromic acid with different procedural variants. A wide
range of corrosion rates was observed. The worst case was obviously
bare aluminum, while lower corrosion rates were observed for specimens that were anodized but not sealed. The lowest corrosion rate
was found for coupons anodized and sealed in freshly deionized water
at pH 5.5.
Four years of tests with panels processed under different conditions
also helped to establish the following correlation among results
obtained with an earlier version of the anodic breakthrough technique,
results obtained with conventional salt spray testing, and process control parameters:15
■
Coupons with measured corrosion rates lower than 2.5 myear
will not fail salt spray testing.
1
TABLE 7.2 Results Obtained by Testing, with the Anodic Breakthrough Method, Different Types of Anodized
Aluminum Panels on 10 Nonoverlapping Positions
Process:
Boric-sulfuric
Sulfuric
Chromic
Alloy:
7075
2024
7075
2024
7075
2024A
2024B
2024C
2024D
Mean:
StDev:
3.3
3.5
3.5
3.5
3.8
3.9
4.3
4.5
5.1
5.5
4.1
0.7
4.6
4.6
4.6
4.7
4.8
4.9
5.0
5.2
5.3
5.6
4.9
0.3
0.2
0.1
0.1
0.2
0.4
0.5
1.1
1.9
2.4
2.5
0.9
1.0
1.3
1.7
1.8
2.0
2.1
2.5
2.9
2.9
2.9
3.5
2.3
0.7
2.7
2.8
2.9
3.1
3.4
3.4
3.5
3.8
4.1
4.7
3.4
0.6
5.7
5.7
6.0
6.0
6.1
6.2
6.2
6.3
6.3
6.7
6.1
0.3
7.0
7.0
7.0
7.1
7.2
7.3
7.3
7.3
7.3
7.4
7.2
0.1
6.2
6.3
6.3
6.7
6.8
6.9
7.0
7.0
7.0
7.2
6.7
0.3
3.4
3.5
3.5
3.7
3.8
5.1
5.4
5.5
5.6
5.7
4.5
1.0
*The results are expressed as log10 (charge density), and the charge density is in Ccm
2.
504
Chapter Seven
TABLE 7.3 Observations Made on the Same Types of Panels Exposed to
Salt Spray Testing for 336 h
Process
Alloy
Observations
Boric-sulfuric
7075
2024
7075
2024
7075
2024A
2024B
2024C
2024D
Passed—no change in appearance
Passed—no change in appearance
Passed—slight fading of color
Passed—slight fading of color
Passed—overall fading of color
Failed severely at 48 h
Failed severely at 120 h
Failed severely at 48 h
Failed at 336 h—cloudy white corrosion products
Sulfuric
Chromic
TABLE 7.4 Comparison of Anodizing (Chromic Acid) Operating
Conditions with Corrosion Rates Obtained with the Anodic Breakthrough
Method
Chromic acid anodizing conditions
Bare aluminum
Anodized no sealant
Anodized sealed in tap water* (pH 3)
Anodized sealed in tap water (pH 4)
Anodized sealed in tap water (pH 4.5)
Anodized sealed in tap water (pH 7.0)
Anodized sealed in tap water (pH 7.5)
Anodized sealed in deionized water (pH 5.5)
Corrosion rate, m/year
1200
130
110
50
0.8
5.0
8.9
0.025
*All sealing solutions were maintained at 91°C.
■
If the corrosion rates are between 2.5 and 15 myear 1, a warning
is raised that the anodizing process is deteriorating, and corrective
measures are taken. Panels processed in such conditions would pass
the salt spray test 90 percent of the time.
■
When the corrosion rates exceed 15 myear 1, immediate corrective
action is required, and parts are reprocessed if corrosion rates
exceed 25 myear 1. Between 15 and 25 myear 1, a judgment call
is made depending on the applications.
■
The seal time was optimized. An optimum seal time would be 8 min
for freshly deionized water, whereas it could be up to 15 min for a
one-month-old seal solution.
■
The seal solution temperature was also optimized. Modifications to
previous specifications were made when it was discovered that cooler
seal solutions produced coupons with higher corrosion rates. The minimum seal solution temperature was raised to 90°C (95 ± 5°C in
present specifications).
Acceleration and Amplification of Corrosion Damage
505
Intergranular anodic test for heat-treatable aluminum alloys. This electro-
chemical method was designed to determine the susceptibility to intergranular corrosion of solution-heat-treatable aluminum alloys—that is,
2xxx, 6xxx, 7xxx, and 8xxx alloys—without protective coatings and
under various aging conditions.16 The sensitivity of solution-heat-treatable aluminum alloys to intergranular corrosion is a function of the
alloy composition, method of manufacturing, solution heat treatment,
quench treatment, and artificial precipitation-hardening (aging) treatment. In the naturally aged condition, the sensitivity of solution-heattreatable aluminum alloys to intergranular corrosion is a function
primarily of the rate of cooling during quenching over a critical temperature range. Test results using this technique cannot be regarded as
absolute, because they are not applicable to all environments that can
be met in service. They are best used in a relative manner, to compare
the intergranular corrosion resistance of various heats of solution-heattreatable aluminum alloys. This method is applicable to cast and
wrought heat-treatable aluminum alloys in the form of castings, forging, plates, sheets, extrusions, and semifinished or finished parts. The
test results provide information to help determine the intergranular
corrosion resistance and thermal processing quality of tested materials.
In this technique, the electrochemical signal serves to both amplify
and accelerate a specific corrosion mechanism, i.e., intergranular corrosion (IC). Since that mechanism is often a precursor for the more catastrophic SCC, the same testing technique has been applied to the
characterization of the susceptibility of aluminum alloys to SCC. For
many industries, indirect testing for IC has replaced carrying out
expensive tests for the characterization of aluminum alloys’ susceptibility to SCC. The following list summarizes the empirical correlation
between IC and SCC reflecting industrial experience:
■
2xxx series, e.g., 2024. There is very good overlap between susceptibility to IC and to SCC.
■
5xxx series. This series behaves similarly to 2xxx.
■
6xxx series.
is low.
■
7xxx series. With low Cu, i.e., 0.5%, and weldable—e.g., 7020, 7039,
or 7005—there is susceptibility to SCC and SCC by hydrogen embrittlement, but little susceptibility to IC. With higher Cu content—e.g.,
7075, 7010, 7050, or 7055—there is susceptibility to SCC by mixed
modes and no correlation between SCC and IC susceptibility.
With no Cu, susceptibility to IC is high and that to SCC
The method is based on the principle that if an aluminum alloy is
susceptible to intergranular corrosion, this susceptibility will show as
506
Chapter Seven
a breakdown during the anodic polarization of the alloy when it is
exposed to solutions containing chloride ions. Historically, acceleration
of intergranular corrosion tests have tended to be arbitrary and quite
drastic. Such testing can be improved by taking the relative anodic
characteristics of the material, the relative cathodic phases of the
material, and the chemical composition of the test medium into consideration when selecting the electrochemical force.16
This test method starts with the anodic polarization of a specimen
to determine the subsequent impressed potential. As with any other
accelerated test, the test results must be correlated with the service
performance of the materials being tested. Before testing, specimens
should be degreased with an organic solvent (hydrocarbon, with a boiling point between 60 and 120°C), using a clean soft brush or an ultrasonic cleaning device and carrying out the cleaning in a vessel full of
solvent. After cleaning, the specimens should be rinsed with fresh solvent and then dried. Naturally aged alloys are tested not earlier than
24 h after quenching. Artificially aged alloys may be tested by this
method at any time. The principle of the technique involves the anodic polarization of specimens in aqueous sodium chloride solution up to
the potential at which the alloy shows intergranular corrosion susceptibility, and exposure at this potential Eic (Fig. 7.10).
The tests are typically carried out in a thermostatically controlled
electrochemical cell at a temperature between 18 and 25°C with a test
solution containing 0.3% sodium chloride. A potentiostat is required to
polarize the test electrode at controlled scan rates.16 The auxiliary
electrode can be any inert electrode, and the reference electrode can be
either calomel or silver/silver chloride. The anodic polarization curve
is plotted for one specimen by scanning the potential from a cathodic
value of E 1.16 V vs. SHE at a scan rate of 0.15 mVs 1 to the pitting potential Epf, i.e., the potential at which the density of current is
increased by at least one order of magnitude in the anodic polarization
process. Another specimen made of the same alloy and temper is then
immersed in the cell and allowed to rest for 5 min, and the potential is
then moved to
Eic Epf 20 mV
Exposure at this potential is continued as follows:
■
For copper-containing alloys (range 0.25 to 6.5% Cu): 15 min
■
For copper-free alloys (maximum 0.25% Cu): 90 min
After the electrochemical polarization, the specimens are taken out
of the cell, washed in distilled water, dried, and metallographically
examined. Interpretation of the sensitivity of solution-heat-treatable
Acceleration and Amplification of Corrosion Damage
507
+E (V)
Eic
Epf
-E (V)
0
Current density
Epf = pitting formation potential
Eic = Epf + 20 mV
Figure 7.10 Typical aluminum alloy anodic polarization diagram.
aluminum alloys to intergranular corrosion is based on the type,
depth, and relative extent of the attack (the length along the surface
of the metallographic cross section) and is expressed as a percentage.
Table 7.5 suggests a scale of relative corrosion resistance as a function
of observed pit depths.
The corrosion resistance of aluminum and aluminum-lithium alloys in
marine environments. In this example, electrochemical impedance
spectroscopy (EIS) was used to characterize the corrosion resistance of
the three orthogonal faces of aluminum and aluminum-lithium sheet
material exposed to a synthetic marine environment, and the results
508
Chapter Seven
TABLE 7.5
Intergranular Corrosion Ratings for Aluminum
Alloys
Corrosion resistance
Excellent
Very poor
Rating
Maximum pit depth, m
1
2
3
4
5
6
0
100
100–200
200–400
400–700
700
were compared with those obtained during different long-term exposure of the same alloys to seawater.8 Figures 7.5 to 7.8 already showed
the results of 4-month exposure of these aluminum materials when
clamped with crevice washers and partly submerged in circulating
seawater.
A summary of the results of the long-term exposures is shown in Table
7.6. After the exposure to the seawater fog, crevice corrosion had initiated under one site on the 8090 alloy. Some minor corrosion was also
observed along rolling marks, which became visible after the exposure.
Deep pits were observed on the surface of the 2024 alloy, which also suffered crevice corrosion under 6 of the 24 initiation sites, with 3 of these
sites showing substantial penetration. Deep pits were also observed on
the surface of the 2090 alloy, but crevice corrosion had not been initiated. Pitting had occurred on the surface of the 7075 alloy as well, but the
depth of attack was not as severe as that which occurred on either the
2090 or 2024 alloy. This observation was consistent with the higher copper concentration present in the 2000-series alloys. Crevice corrosion
was observed under one initiation site on the 7075 alloy.8
In all cases, the specimens that were completely immersed in seawater showed a reduction in the intensity (depth of penetration) of corrosion, if any, in the crevices from that observed in the seawater fog
exposures. This suggests that the corrosion that occurred in the
crevices in the fog exposures was more a result of moisture retention in
the crevices than of mechanisms such as differential aeration that are
normally associated with crevice corrosion. The rolled surface of the
8090 sheet showed selective corrosion, without deep pits, that etched
the surface in a manner which served to highlight the rolling direction
of the sheet without causing much metal loss. Corrosion of the surface
of the 2024 alloy was characterized by a large number of deep pits.
Corrosion of the 2090 alloy took the form of a smaller number of broad
pits that were scattered over the surface. The number and severity of
these pits increased near the edges of the panel. The surface of the 7075
alloy was characterized by a larger number of pits than that of the
2090, with the average pit on the 7075 having a smaller surface area.
Acceleration and Amplification of Corrosion Damage
509
The partial immersion test presented the toughest challenge to the
alloys because the air/water interface created the possibility of differential aeration cells resulting from changing oxygen concentrations as
a function of distance from the interface. In all cases, the interface was
near the central hole. The extent and type of corrosion on the edges of
the exposed panels were often quite different from those found on the
rolled surfaces. The 8090 panel exhibited one large pit on one of the
edges but was essentially unattacked elsewhere. The edges of the 2024
panel exhibited two pits, one of which had initiated on the edge while
the other was associated with a pit on the rolled surface. Large cracks
were observed on the edges of the 7075 panel. These cracks are consistent with the development of intergranular cracking, to which 7075
is known to be susceptible. The edges of the 2090 panels were essentially unaffected by the fog exposure.
The 8090 panel that was completely immersed in seawater exhibited only superficial corrosion on the rolled surfaces, while being severely attacked on the edges in a manner consistent with the selective
corrosion often associated with intergranular cracking. This observation was confirmed by metallographic examination, which showed
extensive intergranular cracking associated with the corrosion that
had been initiated on the edge. The 2024 panel was severely corroded
along the edges, with a combination of pitting of the edge and selective
attack. No evidence of intergranular cracks associated with this corrosion could be found.
TABLE 7.6
Results of Long-Term Exposure Tests
Alloy
Salt fog
Total immersion
Partial
immersion
(air/water
interface)
8090-T851
Rolled surface
Edges
Crevices
Minor
1 pit
1 site
Minor but selective
Severe selective
(cracking)
3 sites
A few deep pits
2024-T3
Rolled surface
Edges
Crevices
Many deep pits
2 pits
6 sites
Many deep pits
Severe pitting
24 sites
No special
corrosion
2090-T3
Rolled surface
Edges
Crevices
Deep pits
No attack
None
Broad pits
Pits coming from
rolled surface
5 sites
Extensive
“poultice”
corrosion
7075-T6
Rolled surface
Edges
Crevices
Shallow pits
Large cracks
1 site
Many small pits
Severe selective
attack
24 sites
Extensive
“poultice”
corrosion
510
Chapter Seven
The electrochemical testing results indicated that short-term EIS
measurements can provide good predictions for longer exposure of this
material to seawater. According to the EIS polarization resistance
data, which are summarized in Table 7.7, the 8090 alloy showed
roughly equal corrosion rates for all three faces. Except for the rolled
face, the corrosion rate of the 8090 alloy was substantially lower than
that for the corresponding faces of the 2024 alloy. One interesting and
omnipresent characteristic of EIS spectra seemed to be closely related
to the long-term localized corrosion behavior of aluminum alloys. This
intriguing feature is often described as a constant phase element
(CPE) and introduced as an empirical factor in fitting procedures to
account for the angle of tilt often visible in complex-plane plots. The
empirical factor would typically appear as an exponent , with a value between 0 and 1, which would be added to the imaginary component of the response Z( ) to an impedance frequency ( ) [Eq. (7.2)].
Z ( ) Rs
Rp
(7.2)
1 (j RpCdl)
where Rs solution resistance
Rp polarization resistance
frequency
Cdl double-layer capacitance
With the assumption that the CPE, which is directly proportional to
(1 ), increases in some manner with increased pitting, the EIS data
indicated that the rolled surface of the 8090 had the lowest susceptibility to pitting, followed by the long transverse edge and the short transverse edge, which had the highest rate (Table 7.7). Examination of these
TABLE 7.7
Analyzed EIS Results Obtained with Aluminum Alloys
Alloy
Face
Corrosion rate,
mmyear 1
Angle of depression, °
8090-T8
Rolled surface
Long transverse
Short transverse
0.05
0.04
0.03
6
12
17
2024-T3
Rolled surface
Long transverse
Short transverse
0.05
0.16
0.22
17
21
23
2090-T3
Rolled surface
Long transverse
Short transverse
0.06
0.08
0.09
10
16
19
7075-T6
Rolled surface
Long transverse
Short transverse
0.14
0.11
0.12
12
33
29
Acceleration and Amplification of Corrosion Damage
511
surfaces with optical and scanning electron microscopy suggested that
the correlation between the CPE and the pitting rate involved the number of pits formed in any given area (pit density) rather than the pit
depth. The low pitting rate suggested by EIS for the rolled surface was
consistent with visual observation of the long-term-exposure panels.
However, the approximate equivalence for all three faces was not. If the
interpretation of EIS data is correct, the corrosion of the rolled surface
must occur initially at this high rate. However, the corrosion rate would
then fall to a much lower value over the longer term. The Rp values for
the 2024-T3 alloy showed a pronounced difference in overall corrosion
rate between the rolled surface and the edges, with the edges having
consistently higher rates. After about 50 h, a similar trend was observed
for the CPE. These results were consistent with observations made on
the long-term-exposure panels, which were characterized by a higher
density of localized corrosion sites on the edges.17
On the basis of the EIS data, the conclusion would be reached that
the edges of the 8090-T8 alloy had lower overall corrosion rates and
were less prone to pitting than their 2024-T3 counterparts. The edges
of the 8090 long-term-exposure panels had substantial areas where no
visible corrosion had occurred. This could be consistent with the lower
overall corrosion rates and lower pitting density in comparison with the
2024. However, the depth of attack within each pit (Fig. 7.11) was as
large as or larger than that of a corresponding pit on 2024. Thus the
rate of corrosion within a pit was at least as severe for 8090 as for 2024.
As was the case for the 8090 alloy, the corrosion rate determined with
EIS for the rolled surface of the 7075 was approximately equal to that
measured for the edges. This was not consistent with the appearance of
the long-term panels, which suffered more metal loss along the edges
(a)
(b)
Figure 7.11 Photomicrograph of a section through an edge of the 8090-T851 panel
immersed in seawater during 4 months (a) at 64 and (b) at 320 to illustrate the intergranular nature of the corrosion attack.
512
Chapter Seven
than on the rolled surface. The CPE values obtained for these experiments indicated that the rolled surface of the 7075 alloy had the lowest
pitting density, while the long and short edges had higher rates. The
higher rates reached similar and essentially constant values after 200
h. These results correlated very well with the long-term-exposure tests,
in which the edges did indeed suffer much worse localized attack.
According to the EIS results, the rolled surface of the 2090 alloy had a
consistently lower general corrosion rate than the same surface of the
7075. This did not appear to be consistent with the long-term-exposure
tests, in which corrosion damage seemed to be more extensive on the surface of the 2090 alloy. In addition, the EIS data suggested that the edges
of the 2090 were only slightly more corrosion-resistant than the 7075
edges. Once again this did not appear to be consistent with visual observation of the long-term-exposure panels. In this case, the edges of the
2090 panels suffered noticeably less corrosion than their 7075 counterparts. The CPE data indicated that the pit density should be lower on
the rolled surface of the 2090 than on that of the 7075 and that the pit
density should be much lower on the edges of the 2090 than on the edges
of the 7075. These results are completely consistent with the appearance of the long-term-exposure panels.
The long-term-exposure tests indicated that the rolled surfaces of
the 8090-T851 sheet were more resistant to corrosion than those of the
conventional 2024-T3 sheet. Except for some pits that developed at an
air/water interface, these surfaces suffered only minor corrosion. The
same tests indicated that the rolled surfaces of the 2090-T8 sheet suffered at least as much corrosion damage as their counterparts on the
7075-T6 sheet. Some fairly deep pits occurred on the rolled surfaces of
the 2090, even during the exposure to seawater fog.
The results obtained during the electrochemical testing of various
faces of aluminum sheet material indicated that short-term EIS measurements could provide good predictions of the general and localized
corrosion behavior of this material when exposed to seawater. In fact,
the prediction of the localized corrosion behavior with the CPE calculated from the EIS data seemed to agree more closely to the long-term
test results than the general corrosion estimation.17
7.2.3
Laboratory tests
In well-designed chemical processing plants, materials selection is
based on a number of factors, such as service history, field in-plant corrosion tests, and pilot plant and laboratory corrosion tests. But, over
time, laboratory tests have proven to be the most reliable and simple
mean to generate information for the selection of process materials.
Many of these tests are routinely performed to provide information on
Acceleration and Amplification of Corrosion Damage
■
Fundamental corrosion evaluation
■
Failure analysis
■
Corrosion prevention and control
■
Acceptance of quality assurance
■
Environmental issues involving corrosion
■
New alloy/nonmetallic or product process development
513
The Corrosion Tests and Standards handbook subdivides laboratory
corrosion tests into four categories: cabinet tests, immersion tests,
high-pressure/high-temperature tests, and electrochemical tests.
While these four categories represent different sets of conditions accelerating corrosion processes, only electrochemical tests can directly
amplify the impact of corrosion processes. The main reason why this is
possible is that all electrochemical tests use some fundamental model
of the electrode kinetics associated with corrosion processes to quantify
corrosion rates. The amplification of the electrical signals generated
during these tests has permitted very precise and sensitive measurements to be carried out.
In order to understand how environmental conditions can be accelerated, one has to first recognize the complexity of this factor. An important point for the description of the environment is the distinction
between nominal and local (or near-surface) environments. Generally,
components are designed to resist nominal environments specified by
the applications and service conditions. The planning of testing programs is based on these specifications. Modern testing practices reflect
this complexity by building variations into the tests or by focusing on
the worst-case aspect of a situation.
Cabinet tests. Cabinet testing refers to tests conducted in closed cabinets
where the conditions of exposure are controlled and mostly designed to
accelerate specific corrosion situations while trying to emulate as closely
as possible the corrosion mechanisms at play. Cabinet tests are generally used to determine the corrosion performance of materials intended for
use in natural atmospheres. In order to correlate test results with service
performance, it is necessary to establish acceleration factors and to verify that the corrosion mechanisms are indeed following the same paths.
Modern surface analysis techniques can be quite useful to ascertain that
the corrosion products have the same morphologies and crystallographic
structures as those typically found on equipment used in service. There
are basically three types of cabinet tests:
Controlled-humidity tests. There are 15 ASTM standards covering
different variations on creating and controlling fog and humidity in
514
Chapter Seven
cabinets for corrosion testing of a broad spectrum of products, from
decorative electrodeposited coatings to solder fluxes for copper tubing systems. The basic humidity test is most commonly used to evaluate the corrosion resistance of materials or the effects of residual
contaminants. Cyclic humidity tests are conducted to simulate exposure to the high humidity and heat typical of tropical environments.
The cabinet in which such tests are performed should be equipped
with a solid-state humidity sensor reading the current humidity condition and a feedback controller. The mechanism used to control the
humidity moves chamber air via a blower motor and passes it over
a heater coil in the bottom of the chamber with an atomizer nozzle
fogging into this air stream (Fig. 7.12).
Corrosive gas tests. In these tests, controlled amounts of corrosive
gases are added to humidity to replicate more severe environments.
Some of these tests are designed to reveal and amplify certain characteristics of a material. ASTM B 775, Test Method for Porosity in
Gold Coatings on Metal Substrates by Nitric Acid Vapor, and B 799,
Test Method for Porosity in Gold or Palladium Coatings by
Sulfurous Acid/Sulfur-Dioxide Vapor, employ very high concentrations of corrosive gases to amplify the presence of pores in gold or
palladium coatings. The moist SO2 test (ASTM G 87) is intended to
produce corrosion in a form resembling that in industrial environments. A very sophisticated variation of these tests is the flowing of
mixed gas test (ASTM B 827), in which parts per billion levels of pollutants such as chlorine, hydrogen sulfide, and nitrogen dioxide are
introduced into a chamber at controlled temperature and humidity.
Figure 7.12 Controlled-humidity test chamber.
Acceleration and Amplification of Corrosion Damage
515
This test is particularly adapted to the needs of the electronics
industry.
Salt spray testing. The oldest and most widely used cabinet test is
ASTM B 117, Method for Salt Spray (Fog) Testing, a test that introduces a spray into a closed chamber where some specimens are
exposed at specific locations and angles. The concentration of the NaCl
solution has ranged from 3.5 to 20%. There is a wide range of chamber
designs and sizes including walk-in rooms that are capable of performing this test. Although used extensively for specification purposes,
results from salt spray testing seldom correlate well with service performance. Hot, humid air is created by bubbling compressed air
through a bubble (humidifying) tower containing hot deionized water.
Salt solution is typically moved from a reservoir through a filter to the
nozzle by a gravity-feed system (Fig. 7.13). When the hot, humid air
and the salt solution mix at the nozzle, the solution is atomized into a
corrosive fog. This creates a 100 percent relative humidity condition in
the exposure zone. For a low-humidity state in the exposure zone of the
chamber, air is forced into the exposure zone via a blower motor that
directs air over the energized chamber heaters (Fig. 7.14).
The inspection of specimens exposed to cabinet testing is often done
visually or with the use of a microscope when localized corrosion is
Salt fog
Salt solution
reservoir
Figure 7.13 Controlled salt fog test chamber during a humid cycle.
516
Chapter Seven
Figure 7.14 Controlled salt fog test chamber during a dry cycle.
suspected. The literature on the results and validity of these tests is
abundant. After visual examination, more destructive procedures can
be used to quantify test results. Measurement of physical properties or
other functional properties often provides valuable information about
corrosion damage.
Immersion testing. The environmental conditions that must be simu-
lated and the degree of acceleration that is required often determine
the choice of a laboratory test. In immersion testing, acceleration is
achieved principally by
■
Lengthening the exposure to the critical conditions that are suspected of causing corrosion damage. For example, if a vessel is to be
batch-processed with a chemical for 24 h, then laboratory corrosion
exposure of 240 h should be considered.
■
Intensifying the conditions in order to increase corrosion rates, i.e.,
increasing solution acidity, salt concentration, temperature or pressure, etc.
Once the environmental conditions have been determined and the
test designed, the test should be repeated a sufficient number of times
to determine whether it meets the desired standard for reproducibility.
Immersion tests can be divided into two categories:
Simple immersion tests. Basically, small sections of the candidate
material are exposed to the test medium for a period of time and the
loss of weight of the material is measured. Immersion testing
Acceleration and Amplification of Corrosion Damage
517
remains the best method of screening and eliminating from further
consideration those materials that should not be considered for specific applications. But while these tests are the quickest and most economical means for providing a preliminary selection of best-suited
materials, there is no simple way to extrapolate the results obtained
from these simple tests to the prediction of system lifetime.
Alternative immersion tests. Another variation of the immersion
test is the cyclic test procedure, in which a test specimen is
immersed for a period of time in a test environment, then removed
and dried before being reimmersed to continue the cycle. Normally
hundreds of these cycles are completed during the course of a test
program.
Autoclave corrosion
tests are a convenient means for laboratory simulation of many service
environments. The reason for such tests is to recreate the high temperatures and pressures commonly occurring in commercial or industrial processes. Factors affecting corrosion behavior are often
intimately linked to the conditions of total system pressure, partial
pressures of various soluble gaseous constituents, and temperature.
There are many HT/HP environments of commercial interest, including those in industries such as petroleum, nuclear power, chemicals,
aerospace, and transportation, where reliability, serviceability, and
corrosion concerns are paramount.18
Corrosion coupons can be placed in the aqueous phase, in vapor
space, or at phase interfaces, depending on the specific conditions that
are of interest. Additionally, it is also possible to conduct electrochemical tests in HT/HP vessels. If multiple liquid phases are present, it
can be necessary to stir or agitate the media or test vessel to produce
mixing and create conditions in which the corrosion test specimens are
contacted by all of the phases present. Special magnetic and mechanical stirrers are available that can be used to produce movement of the
fluid, leading to a mixing of the phases. In some cases, where contact
of the specimens with both liquid and gaseous phases is important in
the corrosion process, it may be necessary to slowly rotate or rock the
test vessel to produce the intended results.18 HT/HP corrosion tests
have special requirements not common to conventional corrosion
experiments conducted in laboratory glassware.
Four variations of common HT/HP test methods that have been
found to be useful in materials evaluation involving corrosion phenomena will be briefly described. However, these types of evaluations
can be accomplished through careful planning and test vessel design.
These include:18
High-temperature/high-pressure (HT/HP) testing.
518
Chapter Seven
Windowed test vessels. Special transparent windows and other fixtures such as fiber optics have been used to permit visual measurements or observations within the confines of test vessels. Besides
being able to withstand the pressures, temperatures, and corrosion
environments, these windows may have to perform other functions
related to the introduction of light or other radiation if these are
among the test variables.
Electrochemical measurements. Most conventional electrochemical
techniques have been used for experiments conducted inside HT/HP
vessels. The most critical electrochemical component in these experiments has always been the reference electrode. The design and construction of the reference electrode are particularly important, as it
must provide a stable and standard reference potential. In many
applications, test vessels have been modified to accommodate an
external reference electrode to minimize the effects of temperature,
pressure, contamination, or a combination thereof.
Hydrogen permeation. Hydrogen charging is often a problem that
affects materials submitted to HT/HP test conditions. In such cases, it
may be necessary to measure hydrogen permeation rates and diffusion
constants in order to estimate the potential hazard of hydrogen attack.
For hydrogen permeation measurements at high temperatures, it may
be imperative to use solid-state devices.
Mechanical property testing. HT/HP vessels have been designed to
conduct a variety of mechanical tests, such as slow strain rate (SSR),
fracture, or fatigue testing. The main problem is always one of
selecting fixtures that can withstand the corrosive environments
generated in HT/HP tests.
Static tests. The simplest type of HT/HP corrosion test is conducted in
a sealed and static pressurized test vessel. The test vessel typically contains a solution and a vapor space above the solution. In static corrosion
tests, the only form of agitation of the test environment is convection produced by heating of the solution. The solution itself can be anything from
a single liquid to water-based solutions containing various dissolved
salts, such as chlorides, carbonates, bicarbonates, alkali salts, and other
constituents or mixtures. The aim of these tests is to reproduce service
environments as closely as possible. The liquid and gas phases will be
determined by the amounts and vapor pressures of the constituents in
the test vessel and by the test temperature. In general, the degree of difficulty of these tests and the amount of expense required for them
increase with increasing test pressure and temperature.
Refreshed and recirculating tests. The depletion of volume of the corrosive environment in HT/HP tests is a serious limitation that often has
Acceleration and Amplification of Corrosion Damage
519
to be overcome by the introduction of fresh environment, either continuously or by periodic replenishment of the gaseous and liquid phases being depleted by the corrosion processes. The limitation of the
volume of the corrosive environment in most HT/HP tests makes
issues such as the ratio of solution volume to specimen surface area a
critical factor. In most cases, it is advantageous to limit this ratio to no
less than 30 cm3cm 2. In any event, care should be taken to prevent
depletion of ’ critical corrosive species or contamination of the test solution with unacceptably high levels of corrosion-produced metal ions.
Such conditions may require changes in the test constituents after a
certain period of testing time, depending on their rate of consumption
or contamination by corroding specimens. In particularly critical situations, it is possible to minimize such concerns by using constant or
periodic replenishment of either the gaseous or the liquid phase in the
autoclave under pressurized conditions. The need for agitation is particularly required when multiple liquid phases are present. Special
magnetic and mechanical stirrers are available that can be used to
produce movement of the fluid. Magnetic or mechanical stirring can
also be employed to spin the specimens in the test environment, or
alternatively a high-velocity flow system can be employed to induce
cavitation or erosion damage on the specimens.
Factors affecting HT/HP test environments. For simple HT/HP exposure
tests involving either aqueous or nonaqueous phases, the total pressure is usually determined by the sum of the pressures of the constituents of the test environment, which will vary with temperature.
Where liquid constituents are being used for the test environment, the
partial pressure is usually taken to be the vapor pressure of the liquid
at the intended test temperature. Vapor pressures for several other
volatile compounds used in HT/HP corrosion testing can be found in
the technical literature. In some cases, higher test pressures can be
obtained by pumping additional gas into the test vessel using a special
gas pump. Alternatively, hydrostatic pressurization may be employed,
in which there is no gas phase in the test vessel and the pressure is
increased by pumping additional liquid into the test vessel in a controlled manner.18 The importance of partial pressure in HT/HP corrosion testing is that the solubility of ’ the gaseous constituents in the
liquid phase is usually determined by its partial pressure, which
explains why the effect of some gaseous corrosives is often magnified
at high pressure.
Special HT/HP corrosion test conditions. A chemical species whose chemical behavior affects corrosion resistance and materials performance
is hydrogen. It has been known for decades that atomic hydrogen can
produce embrittlement in many metallic materials. Under high
520
Chapter Seven
hydrogen environment pressure, electrochemical reaction, or both,
atomic hydrogen can penetrate structural materials, where it can
react by one of the following mechanisms:18
■
Recombination to form pressurized molecular hydrogen blisters at
internal sites in the metal
■
Chemical reaction with metal atoms to form brittle metallic
hydrides
■
Solid-state interaction with metal atoms to produce a loss of ductility
and cracks
There has been much interest in conducting hydrogen-induced
cracking (HIC) tests in aqueous media that can produce atomic hydrogen on the surface of materials as a result of corrosion or cathodic
charging. In most cases, these tests can be conducted at ambient pressure and at temperatures from ambient to elevated, depending on the
application. When aqueous hydrogen charging is involved, pressure is
usually not a major factor. However, as in the case of steels exposed to
aqueous hydrogen sulfide–containing environments, the atomic hydrogen is produced as a result of sulfide corrosion. The severity of the
mass-loss corrosion and hydrogen charging is directly dependent on
the amount of hydrogen sulfide dissolved in the aqueous solution. In
applications involving petroleum production and refining, compressed
natural gas storage, chemical processing, and heavy-water production,
such effects are compounded by exposure to HT and/or HP conditions.
Additionally, variations in pH which control the type and amount of
dissolved sulfide species and the severity of corrosion and hydrogen
charging can be affected by hydrogen sulfide pressure.
Special considerations for testing in high-purity water. There is a growing
awareness that differences in testing procedures in high-temperature
high-purity water, such as that used in the nuclear industry, can produce very large scatter in the SCC growth rate data. For example, data
from single or multiple laboratories often show scatter of a thousand or
even more, which is too high to establish reliable quantitative dependencies unless very large data sets are generated. Environmental
cracking is influenced by dozens of interdependent material, environment, and stressing parameters. While there are numerous factors that
need to be controlled for optimal experiments, an even bigger challenge
revolves around interpreting existing data in which critical measurements were not made and other measurements may be misleading. In
general, there is some concern with regard to almost all existing SCC
data, partly because the optimal measurements and techniques are not
fully known, much less agreed upon or standardized.19
Acceleration and Amplification of Corrosion Damage
521
Extensive, careful studies show that the scatter in SCC growth-rate
data can be collapsed substantially from, e.g., the 1000X range that is
observed in some data sets to perhaps a factor of 2 to 5X.
Accomplishing this requires very stable loading and tight control on
temperature and water chemistry, as well as uniform metallurgical
characteristics. While these optimized conditions often yield reproducible crack growth-rate data, it is not uncommon to find no growth
or retarded growth rates in some specimens.
Some distinction must be made among phenomena that involve stochastic processes, like discrete birth and death processes in pit nucleation. These are still subject to errors in measurement and
experimental technique, but are known to possess well-defined, inherent “scatter.” The discrete nature and characteristics of pit nucleation
processes generally justify their being treated separately from a macroscopically continuous process like SCC. The types of problems that commonly appear in SCC crack growth data obtained in high-temperature
high-purity water can be broken down into the following categories:19
■
Stress intensity. “Constant” active-K testing (vs. wedge loading) is
preferred, although use of constant displacement is acceptable if it
meets other criteria and less than 15 percent K relaxation has
occurred during the test.19
■
Test preliminaries. Careful control and documentation of machining, surface condition, precracking procedures, and preoxidation are
important. Final precracking conditions and SCC loading procedure
are also particularly important.
■
Test temperature. The temperature that is most relevant to boiling
water reactors (BWRs) is between 274 and 288°C.19
■
Inlet and outlet solution conductivity. Given modern BWR operation, tests in “high-purity” water require that outlet conductivity
0.1 Scm 1 be achieved, and 0.07 Scm 1 at the outlet is both
desirable and achievable for oxygen concentrations 2 ppm. In
most tests in “high-purity water,” the actual outlet conductivity is
dramatically higher than that of the inlet, as a result of
1. Chromate release by the autoclave chromium-rich materials
2. Decomposition of organic species
3. Release of fluorine from fluorinated polymers or chloride from reference electrodes
4. In-leakage of carbon dioxide from the air
■
Inlet and outlet dissolved oxygen and hydrogen. These should generally be measured, unless there is a very strong basis for accepting
nominal values of oxygen for the inlet and outlet. Dissolved hydrogen
522
Chapter Seven
levels are important because (1) hydrogen affects the corrosion potential whether oxygen is present or not, and (2) hydrogen levels even
below 100 ppb may have a significant effect on SCC of high-nickel
alloys below 300°C.
■
Corrosion potentials. These should be measured on the test specimen, since it is widely accepted that corrosion potential is a more
fundamental measure of SCC effect than the dissolved oxygen level,
although it is not a truly fundamental parameter in SCC crack
growth.8 The effect on corrosion potential of acidic/basic impurities
or flow rate may be reported but misunderstood. Since the effect of
corrosion potential is primarily to create a potential gradient in the
crack, the effects of such changes must be carefully interpreted. The
same is true of effects of flow rate on corrosion potential.19
■
The autoclave refresh rate. This should be high enough to control
intentional (dissolved gases and ionic impurities) and unintentional
contributions (usually ionic impurities) to water chemistry. This
usually requires that the autoclave volume be refreshed 2 to 4 times
per hour.
■
Flow rate. The flow rate should never be a compromising element
of a test program. Since there are few cases in which flow rate is
expected to play a large role in SCC in plant components, laboratory data under high-flow-rate conditions should automatically be
viewed with caution and concern because the crack tip chemistry
can be readily flushed under these conditions.
■
Continuous crack monitoring. This is essential. Reversed DC potential drop is most commonly used, and good data require a well-behaved
crack extension. Good crack length resolution in modern test facilities
is a few micrometers. The minimum acceptable crack increments need
to be based partly on microstructural considerations. While a wide
variety of microstructures are “sampled” across the width of the specimen, there are some concerns that small increments might do a poor
job of sampling and exhibit anomalous behavior.19
■
Material characteristics. Typical material characteristics should be
known, such as composition, crack orientation, yield strength/hardness, heat-treatment conditions, carbide/phase distribution, and
derived parameters. Composition and welding conditions are also valuable in discerning whether weld metal is likely to have experienced hot
cracking, since distinguishing hot cracking from SCC is essential even
though both may contribute to through-wall penetration.
Electrochemical test methods. In view of the electrochemical nature of
corrosion, it is not surprising that measurements of the electrical prop-
Acceleration and Amplification of Corrosion Damage
523
erties of the metal/solution interface are extensively used across the
whole spectrum of corrosion science and engineering, from fundamental studies to monitoring and control in service. Electrochemical testing methods involve the determination of specific interface properties
that can be divided into three broad categories:
1. Potential difference across the interface. The potential at a corroding
interface arises from the mutual polarization of the anodic and
cathodic half-reactions constituting the overall corrosion reaction.
Potential is intrinsically the most readily observable parameter and,
with proper modeling of its value in relation to the thermodynamics
of a system, can provide the most useful information on the state of a
system. The following examples illustrate various applications of
potential measurements to the study of corrosion processes:
■ Determination of the steady-state corrosion potential Ecorr
■ Determination of Ecorr trends over time
■ Electrochemical noise (EN) as fluctuations of Ecorr
2. Reaction rate as current density. Partial anodic and cathodic current densities cannot be measured directly unless they are purposefully separated into a bimetallic couple. By polarizing a metal
immersed in a solution, it is possible to estimate a net current for
the anodic polarization and for the cathodic polarization, from
which a corrosion current density icorr can be deduced. Two broad
categories summarize the great number of techniques that have
been developed around these concepts:
■ Determination of E-i relationships by changing the applied potential, i.e., potentiostatic methods
■ Determination of E-i relationships by changing the applied current, i.e. galvanostatic methods
3. Surface impedance. A corroding interface can also be modeled for
all its impedance characteristics, therefore revealing subtle mechanisms not visible by other means. Electrochemical impedance spectroscopy is now well established as a powerful technique for
investigating corrosion processes and other electrochemical systems.
Types of polarization test methods. Polarization methods such as potentiodynamic polarization, potentiostaircase, and cyclic voltammetry are
often used for laboratory corrosion testing. These techniques can provide significant useful information regarding the corrosion mechanisms, corrosion rate, and susceptibility to corrosion of specific
materials in designated environments. Although these methods are
well established, the results they provide are not always clear and
occasionally can be misleading.20
524
Chapter Seven
Polarization methods involve changing the potential of the working
electrode and monitoring the current which is produced as a function
of time or potential. For anodic polarization, the potential is changed
in the anodic (or more positive) direction, causing the working electrode to become the anode and causing electrons to be withdrawn from
it. For cathodic polarization, the working electrode becomes more negative and electrons are added to the surface, in some cases causing
electrodeposition. For cyclic polarization, both anodic and cathodic
polarization are performed in a cyclic manner.20 The instrumentation
for carrying polarization testing consists of
■
A potentiostat which will maintain the potential of the working electrode close to a preset value.
■
A current-measuring device for monitoring the current produced by
an applied potential. Some potentiostats output the logarithm of the
current directly, which will allow plotting of the current vs. potential
curves. The ability of the current-measuring device to autorange or
to change the scale automatically is also important.
■
Ability to store the data directly in a computer or plot them out
directly. This is also important.
■
Polarization cells. Several test cells for making polarization measurements are available commercially. Polarization cells can have
various configurations specific to the testing requirements,
whether testing small coupons or testing sheet materials or testing
inside autoclaves. In a plant environment, the electrodes may be
inserted directly into a process stream. Some of the features of a
cell include20
1. The working electrode, i.e., the sample for testing or analysis,
which may be accompanied by one or more auxiliary or counterelectrodes.
2. The reference electrode, which is often separated from the solution by a solution bridge and Luggin probe. This combination
eliminates solution interchange with the reference electrode but
allows it to be moved very close to the surface of the working electrode to minimize the effect of the solution resistance.
3. A thermometer to determine temperature.
4. An inlet and outlet for gas to allow deaeration, aeration, or introduction of specific gases into the solution.
5. Ability to make an electrical connection directly with the working
electrode, which will not be affected by the solution.
6. Introduction of the working electrode into the solution completely
so as to eliminate any crevice at the solution interface, unless this
is a desired effect.
Acceleration and Amplification of Corrosion Damage
525
7. The test cell itself, composed of a material that will not corrode or
deteriorate during the test, and that will not contaminate the test
solution. The volume of the cell must be large enough to allow
removal of the corroding ions from the surface of the working electrode without affecting the solution potential.
8. If necessary, a mechanism for stirring the solution, such as a stirring bar or bubbling gas, to ensure uniformity of the solution
chemistry.
In ASTM G 3, Standard Practice for Conventions Applicable to
Electrochemical Measurements in Corrosion Testing, there are several
examples of polarization curves. Figure 7.15 illustrates the ideal polarization behavior one could obtain, for example, using the linear polarization method briefly described below. Figures 7.16 and 7.17 show
hypothetical curves for, respectively, active and active-passive behavior,
while Fig. 7.18 was plotted from actual polarization data obtained with
a S43000 steel specimen immersed in a 0.05 M H2SO4 solution.
Several methods may be used in polarization of specimens for corrosion testing. Potentiodynamic polarization is a technique in which the
potential of the electrode is varied at a selected rate by application of
a current through the electrolyte. It is probably the most commonly
0.3
Slope = Rp
Polarization (E-Ecorr)
0.2
0.1
0
-0.1
-0.2
-0.3
20
15
10
5
0
Current density
Figure 7.15 Hypothetical linear polarization plot.
-5
-10
-15
-20
526
Chapter Seven
3
Ecorr
Log (Current density)
2.5
Anodic slope
2
Cathodic slope
Anodic branch
Cathodic branch
1.5
1
Log(icorr)
0.5
0
1
0.8
0.6
0.4
0.2
0
-0.2
-0.4
-0.6
-0.8
-1
Polarization (E - Ecorr)
Figure 7.16 Hypothetical polarization diagram for an active system with anodic and cathodic
branches.
used polarization testing method for measuring corrosion resistance
and is used for a wide variety of functions.20
An important variant of potentiodynamic polarization is the cyclic
polarization test. This test is often used to evaluate pitting susceptibility. The potential is swept in a single cycle (or slightly less than one
cycle), and the size of the hysteresis is examined along with the differences between the values of the starting open-circuit corrosion
potential and the return passivation potential. The existence of the
hysteresis is usually indicative of pitting, while the size of the loop is
often related to the amount of pitting.
Another variant of potentiodynamic polarization is cyclic voltammetry, which involves sweeping the potential in a positive direction until
a predetermined value of current or potential is reached, then immediately reversing the scan toward more negative values until the original value of potential is reached. In some cases, this scan is done
repeatedly to determine changes in the current-potential curve produced with scanning.
Another variation of potentiodynamic polarization is the potentiostaircase method. This refers to a technique for polarizing an electrode
Acceleration and Amplification of Corrosion Damage
527
Oxygen evolution
Secondary passivity
ip (passive current)
Potential
Transpassive region
icc (critical current)
Epp
(passivation
potential)
icorr (corrosion current)
Anodic current
Ecorr (corrosion potential)
Cathodic current
Log (Current density)
Figure 7.17 Hypothetical polarization diagram for a passivable system with anodic and
cathodic branches.
1600
1400
1200
Potential (mV vs. SCE)
1000
800
600
400
200
0
-200
-400
-600
-800
-1000
-6
-5.5
-5
-4.5
-4
-3.5
-3
-2.5
-2
Log current (A)
Figure 7.18 Typical anodic polarization plot for S43000 steel in a 0.05 M H2SO4 solution.
-1.5
528
Chapter Seven
in a series of potential steps in which the time spent at each potential is
constant and the current is often allowed to stabilize prior to changing
the potential to the next step. The step increase may be small, in which
case the technique resembles a potentiodynamic curve, or it may be
large.20 Another polarization method is electrochemical potentiodynamic
reactivation (EPR), which measures the degree of sensitization of stainless steels such as S30400 and S30403 steels. This method uses a potentiodynamic sweep over a range of potentials from passive to active (called
reactivation).
Another widely used polarization method is linear polarization resistance (LPR). The polarization resistance of a material is defined as the
slope of the potential–current density (E/i) curve at the free corrosion potential (Fig. 7.15), yielding the polarization resistance Rp, which
can be itself related to the corrosion current with the help of Eq. (7.3).21
Rp
(E)
B
(i)E → 0
icorr
(7.3)
where Rp polarization resistance
icorr corrosion current
B empirical polarization resistance constant that can be
related to the anodic (ba) and cathodic (bc) Tafel slopes
with Eq. (7.4)
B
babc
2.3 (ba bc)
(7.4)
The Tafel slopes themselves can be evaluated experimentally using
real polarization plots similar to those presented in Figs. 7.16 and 7.17
or obtained from the literature.21 The corrosion currents estimated
using these techniques can be converted into penetration rates using
Faraday’s law, expressed earlier in Eq. (7.1). Alternatively, corrosion
currents can be transformed using a generic conversion chart such as
that found in Table 7.8 or an alloy-specific conversion table like the one
for converting steel corrosion data in Table 7.9.
The study of uniform corrosion and studies assuming corrosion uniformity are probably the most widespread application of electrochemical measurements both in the laboratory and in the field. The
widespread use of these electrochemical techniques does not mean
that they are without complications. Both linear polarization and Tafel
extrapolation need special precautions for their results to be valid. The
main complications or obstacles in performing polarization measurements can be summarized in the following categories:
Acceleration and Amplification of Corrosion Damage
529
TABLE 7.8 Conversion between Current, Mass Loss, and Penetration Rates for
All Metals
mAcm
2
mAcm
mmyear 1
mpy
gm 2day 1
2
1
0.306 nd/M
0.00777 nd/M
0.112 n/M
mmyear
1
mpy
3.28 M/nd
1
0.0254
0.365/d
gm
129 M/nd
39.4
1
14.4/d
2day 1
8.95 M/n
2.74 d
0.0694 d
1
mpy milli-inches per year; n number of electrons freed by the corrosion reaction; M
atomic mass; d density. As an example, if the metal is iron (Fe), n 2, M 55.85 g, and
d 7.88 gcm 3.
TABLE 7.9 Conversion between Current, Mass Loss, and Penetration
Rates for Steel
mAcm
mAcm 2
mmyear 1
mpy
gm 2day 1
2
1
0.0863
0.00219
0.00401
mmyear
11.6
1
0.0254
0.0463
1
mpy
456
39.4
1
1.83
gm
2day 1
249
21.6
0.547
1
mpy milli-inches per year.
■
Effect of scan rate. The rate at which the potential is scanned may
have a significant effect on the amount of current produced at all values of potential.20 The rate at which the potential is changed, the scan
rate, is an experimental parameter over which the user has control.
If not chosen properly, the scan rate can alter the scan and cause a
misinterpretation of the features. The problem is best understood by
picturing the surface as a simple resistor in parallel with a capacitor.
In such a model, the capacitor would represent the double-layer
capacitance and the resistor the polarization resistance, which is
inversely proportional to the corrosion rate [Eq. (7.3)]. The goal is for
the polarization scan rate to be slow enough so that this capacitance
remains fully charged and the current-voltage relationship reflects
only the interfacial corrosion process at every potential. If this is not
achieved, some of the current being generated would reflect charging
of the surface capacitance in addition to the corrosion process, with
the result being that the measured current would be greater than the
current actually generated by the corrosion reactions. When this happens, the polarization measurement does not represent the corrosion
process, often leading to an erroneous prediction.22
The question is, what is that proper scan rate? A relatively valid
method would be to use the lower breakpoint frequency of the impedance spectrum as the starting point, provided such EIS measurement
530
Chapter Seven
is available. The method is based on the premise that the scan rate
(voltage rate of change) is analogous to a frequency at every applied
potential. That frequency must be low enough so that the impedance
magnitude is independent of frequency. Then the polarization or
charge transfer resistance is being measured with no interference
from the capacitance.
The frequency below which there is no capacitive contribution is
about an order of magnitude lower than the breakpoint frequency.
The assumption is that this lower frequency is analogous to a scan
rate. The conversion to a scan rate is made by assuming that over
some small voltage amplitude, e.g., 5 mV, the voltage-current relationship is linear and the linear range corresponds to half of a sinusoidal wave. Table 7.10 shows estimated maximum scan rates for
several polarization resistance, solution resistance, and capacitance
values typically encountered in practice.
■
Effect of solution resistance. The distance between the Luggin
probe (of the salt bridge to the reference electrode) and the working
electrode is purposely minimized in most measurements to limit the
effect of the solution resistance. In solutions that have extremely
high resistivity, this can be an extremely significant effect. Many
materials of importance to corrosion measurements, such as concrete, soil, organic solutions, and many others, have high resistivity,
but can also be strongly corrosive to some metals. It is important to
be able to make polarization measurements in these high-resistivity
environments. A method of interrupting the current and monitoring
TABLE 7.10
Examples of Maximum Scan Rates for Performing Valid Polarization
Plots
Solution resistance,
cm2
Polarization resistance,
kcm2
Capacitance,
Fcm 2
10
10
10
10
100
100
100
100
10
10
10
10
100
100
100
100
1
10
100
1000
1
10
100
1000
1
10
100
1000
1
10
100
1000
100
100
100
100
100
100
100
100
20
20
20
20
20
20
20
20
Maximum scan rate,
mVs 1
5.1
0.51
0.05
0.005
6.3
0.51
0.05
0.005
25
2.5
0.25
0.025
50
2.6
0.25
0.025
Acceleration and Amplification of Corrosion Damage
531
the decay of the potential as a function of time can be used to measure the solution resistance and to determine the actual resistance
between the reference and working electrodes.
■
Changing surface conditions. Since corrosion reactions take place
at the surface of materials, when the surface is changed as a result
of processing conditions, active corrosion, or other reasons, the
potential is usually also changed. This can have a strong effect on
the polarization curves.20
■
Determination of pitting potential. In analyzing polarization
curves, the appearance of a hysteresis (or loop) between the forward
and reverse scans is often thought to denote the presence of localized
corrosion (pitting or crevice corrosion). This observation is particularly valid when the corrosion potential is higher or more noble than
the pitting potential.
The need for further testing in the face of ambiguous or conflicting
polarization results is one of the most important things that can be
learned from a single test. The additional steps required when the
results of a single test or type of test are ambiguous include20
1. Rerun the test under equivalent conditions. This will minimize testto-test variations.
2. Identify conflicting or ambiguous results. Careful identification of
the areas of conflict can provide a starting point for further analysis or testing.
3. Evaluate alternative answers to the conflict or ambiguity. Is there
another possible explanation for the results (such as changes in the
sample, surface, solution, or stirring rate; possible contamination;
or electronic hardware problems)?
4. Run another type of test. Many tests give complementary information which may uncover the difficulty with the initial result.
Sometimes a simple examination of the sample visually will locate
crevice attack, oxide buildup, or surface changes that have occurred
and have led to the ambiguous or conflicting data obtained initially.
Cyclic potentiodynamic polarization. The electrochemical technique
that has gained the most widespread acceptance as a general tool for
assessing the possibility of an alloy suffering localized corrosion is
probably the cyclic potentiodynamic polarization technique. This
technique has been especially useful in assessing localized corrosion
for passivating alloys such as S31600 stainless steel, nickel-based
alloys containing chromium, and other alloys such as titanium and
zirconium.22
532
Chapter Seven
Potential
The cyclic potentiodynamic polarization technique for corrosion studies was introduced in the 1960s and refined during the 1970s into a
fairly simple technique for routine use. In this technique, the voltage
applied to an electrode under study is ramped at a continuous rate relative to a reference electrode using a potentiostat. The voltage is first
increased in the anodic or noble direction (forward scan). At some chosen current or voltage, the voltage scan direction is reversed toward the
cathodic or active direction (backward or reverse scan). The scan is terminated at another chosen voltage, usually either the corrosion potential or some active potential. The potential at which the scan is started
is usually the corrosion potential. The corrosion behavior is predicted
from the structure of the polarization scan. Though the generation of
the polarization scan is simple, its interpretation can be difficult.22
Features useful in interpretation. Figures 7.19 through 7.22 show
typical polarization scans that might be observed in practice. The figures
are drawn assuming an arbitrary minimum recorded current (e.g., 100
nAcm 2) that would lie above the actually measured minimum current
(e.g., 1 nAcm 2) sometimes observed in an experiment. Hence, the scan
may sometimes cross the potential axis, set at some arbitrary current.
Log (current density)
Figure 7.19 Typical polarization scan for an alloy suggesting a significant risk of local-
ized corrosion in the form of crevice corrosion or pitting (the arrow indicates scanning
direction).
Acceleration and Amplification of Corrosion Damage
533
Potential
Repassivation potential
Corrosion potential
Anodic/cathodic transition
Log (current density)
Figure 7.20 Typical polarization scan for a completely passive alloy suggesting little risk
of crevice corrosion, pitting, or general corrosion (the arrow indicates scanning direction).
Pitting and repassivation potentials. Two potentials that are often
thought to characterize an alloy in terms of localized corrosion are the
repassivation potential and the pitting potential and their values relative to the corrosion potential. A common interpretation is that pitting
would occur if the hysteresis between the forward and reverse scans
appeared as in Fig. 7.19 and the corrosion potential were equal to or
anodic with respect to the pitting potential. The specimen under test
would be expected to resist localized corrosion if the corrosion potential lay cathodic with respect to the repassivation potential or if the
polarization scan appeared as in Fig. 7.20.22
There are several ways to choose the repassivation potential. It can
be chosen as the potential at which the anodic forward and reverse
scans cross each other. Alternatively, it can be chosen as that potential
at which the current density reaches its lowest readable value on the
reverse portion of the polarization scan. One reason to choose the latter is that for some polarization scans, such as that in Fig. 7.20, the
forward and reverse portions of the polarization scan do not cross each
other. In any case, the choice should be consistent for all scans in any
particular study.
Chapter Seven
Potential
534
Log (current density)
Figure 7.21 Typical polarization scan for an alloy possibly suffering from general high
corrosion (the arrow indicates scanning direction).
The pitting potential is that potential at which the forward or
ascending portion of the scan shows a rapid rise in current, followed by
a negative hysteresis between the forward and reverse portions of the
scan, as in Fig. 7.19. Often, the electrode surface exhibits small pits
after the experiment. Controversy still surrounds the meaning of these
potentials. The values measured are not intrinsic properties of the
alloy and are influenced by a variety of experimental variables. The
pitting potential as determined by the potentiodynamic scan has been
shown to be related qualitatively to the resistance of a material to a
loss of passivity by pit initiation. If a crevice develops in a portion of
the specimen—between the electrode and its holder, for example—the
pitting potential will probably reflect the breakdown of passivity in
that crevice.22
Hysteresis. The hysteresis refers to a feature of the polarization
scan in which the forward and reverse portions of the scan do not overlay each other. The hysteresis shown in both Figs. 7.19 and 7.20 is the
result of the disruption of the passivation chemistry of the surface by
the increase in potential and reflects the ease with which that passivation is restored as the potential is decreased back toward the corro-
Acceleration and Amplification of Corrosion Damage
535
Potential
sion potential. For a given experimental procedure, the larger the hysteresis, the greater the disruption of surface passivity, the greater the
difficulty in restoring passivity, and, usually, the greater the risk of
localized corrosion.
Approaching a potential from more active potentials at a certain
scan rate will create a surface structure different from that created
when approaching the potential from more noble potentials. The “positive” hysteresis shown in Fig. 7.20 is caused by the polarization to
more noble potentials making the surface more passive. The “negative” hysteresis in Fig. 7.19 is caused by a decrease in passivity, often
produced by the initiation of localized corrosion. This latter phenomenon is usually a reflection of a propensity for localized corrosion in the
form of either pitting or crevice corrosion. From a practical standpoint,
a positive hysteresis usually signifies that the alloy will be more resistant to localized corrosion than does a negative hysteresis.22
Active-passive transition or anodic nose. The anodic nose reflects
the characteristic in which the current increases rapidly with increasing potential in the anodic direction near the corrosion potential, goes
Log (current density)
Figure 7.22 Typical polarization scan for an alloy that has an easily oxidizable/reducible
surface species without being passive at the corrosion potential (the arrow indicates
scanning direction).
536
Chapter Seven
through a maximum value, and then decreases to a low value. Iron
and some austenitic alloys may demonstrate this type of behavior in
acidic environments, for example. The decrease in current may suggest an alloy surface undergoing some type of passivation process or
valence change (Fe2 to Fe3) as the potential is increased. Figure 7.22
shows such an example. The presence of this feature typically means
that the alloy has a finite corrosion rate at the corrosion potential.
Anodic-to-cathodic transition potential. The potential at which the
current changes from anodic to cathodic during the reverse portion of
the scan is assumed to be the potential of the anodic-to-cathodic transition. The difference between this potential and the corrosion potential is another useful feature. If the polarization scan appears as in
Figs. 7.19 and 7.20, this potential still exists, but the current at the
transition is lower than the lowest recorded value of the current density. Under these circumstances, this potential might be assumed to be
the potential at which the cathodic current rises above the lowest
recorded value. The difference between this potential and the corrosion potential can provide an additional indication of the persistence
of passivity.22
Point of scan reversal. The current density (potential) at which the
polarization scan is reversed can play a significant role in the appearance of the polarization scan and the value of the repassivation or protection potentials. The reason is that the value of the repassivation
potential is dictated by the amount of prior damage to the passive surface. The farther the polarization scan is generated in the anodic direction, the greater tends to be the degree of upset of the surface region.
The effect of the point of reversal on the repassivation potential is
especially pronounced if the pitting potential is exceeded or some other electrochemical transformation is precipitated, especially if it does
not reflect behavior at the corrosion potential. The result can be an
erroneous prediction of corrosion behavior. No specific potential can be
recommended, since the amount of upset of the surface required for a
prediction is somewhat related to the information desired.
Maintaining a constant reversal point can be most important if alloys
are being compared in a specific environment or if a single alloy is
being evaluated across a number of environments.22
Potentiodynamic polarization in service. In the following examples,
the polarization scans were generated after 1 and 4 days of exposure
to a chemical product maintained at 49°C. The potential scan rate was
0.5 mVs 1, and the scan direction was reversed at 0.1 mAcm 2.
Coupon immersion tests were run in the same environment for 840 h.
The goal of these tests was to examine whether S31600 steel could be
used for short-term storage of a 50% commercial solution of
aminotrimethylene phosphonic acid in water. A small amount of chlo-
Acceleration and Amplification of Corrosion Damage
537
ride ion (1%) could be present in this acidic chemical. The S31600 steel
specimens were exposed to the liquid, at the vapor/liquid interface,
and in the vapor. The reason for the three exposures was that in most
storage situations, the containment vessel would be exposed to a
vapor/liquid interface and a vapor phase at least part of the time.
Corrosion in these regions can be very different from that resulting
from exposures to liquid. The specimens were fitted with artificial
crevice formers.22
Figure 7.23 shows the polarization scan generated after 1 day, and
Fig. 7.24 shows the polarization scan generated after 4 days of exposure. Considering the parameters mentioned above and how they
changed between the polarization scans was the basis for the interpretation results presented in Table 7.11. The important parameters
considered were the position of the “anodic-to-cathodic” transition relative to the corrosion potential, the existence of the repassivation
potential and its value relative to the corrosion potential, the existence
of the pitting potential and its value relative to the corrosion potential,
and the hysteresis (positive or negative).
The presence of the negative hysteresis would typically suggest that
localized corrosion is possible, depending on the value of the corrosion
0.4
Potential (V vs. SCE)
0.2
0.0
-0.2
-0.4
-0.6
-1
0
1
2
-2
Log (current density (µA cm ))
3
Figure 7.23 Polarization scan for S31600 steel in 50% aminotrimethylene phosphonic
acid after 1 day of exposure (the arrow indicates scanning direction).
538
Chapter Seven
0.4
Potential (V vs. SCE)
0.2
0.0
-0.2
-0.4
-0.6
-1
0
1
2
3
-2
Log (current density (µA cm ))
Figure 7.24 Polarization scan for S31600 steel in 50% aminotrimethylene phosphonic
acid after 4 days of exposure (the arrow indicates scanning direction).
TABLE 7.11
Features and Values Used to Interpret Figs. 7.23 and 7.24
Feature
Repassivation potential corrosion potential
Pitting potential corrosion potential
Potential of anodic-to-cathodic transition
corrosion potential
Hysteresis
Active-to-passive transition
Value in Fig. 7.23
Value in Fig. 7.24
0.12 V
0.22 V
0.0 V
0.12 V
0.12 V
Negative
No
0.0 V
Negative
No
potential relative to the characteristic potentials discussed above.
After the first day of exposure, pitting was not expected to be a problem because the pitting potential was well removed from the corrosion
potential. One concern was that the repassivation potential and the
potential at which the polarization scan shifted from anodic to cathodic current were identical and the cathodic current rose almost linearly
with potential. The currents generated were much higher than those
normally associated with S31600 steel in a passive state. This observation would suggest that at the corrosion potential, S31600 steel
Acceleration and Amplification of Corrosion Damage
539
could show a possibly slight corrosion rate, not a surprise in this lowpH environment. If one extrapolates the anodic and cathodic curves,
the corrosion rate might be estimated to be less than 0.12 mmyear 1.
In total, these observations suggested that there was a risk of initiation of corrosion, particularly in localized areas where the pH can
decrease drastically.22
After 4 days, the risk of localized corrosion increased. At this time,
the repassivation potential and the potential of the change from anodic to cathodic current were equal to the corrosion potential. The pitting
potential was only about 0.1 V more noble than the corrosion potential,
and the hysteresis was still negative. The risk of pitting had increased
to become a concern. The corrosion rate, while low, remained greater
than zero, suggesting that the alloy would not resist changes in the
environment. These results would suggest that corrosion in occluded
areas, such as under deposits, was more likely.
Coupon immersion tests confirmed the long-term predictions. Slight
attack was found under the special artificial crevice formers in the
complete liquid exposure. Pits were found on the coupons mounted at
the vapor/liquid interface, especially under deposits. Some pits were
found on the coupons mounted in the vapor region. The practical conclusion of this in-service study was that, since localized corrosion often
takes time to develop, exposure to this chemical product for several
days could be acceptable. However, it was recommended that longterm exposure be avoided because both pitting and crevice corrosion
would be expected.
Electrochemical impedance spectroscopy. Electrochemical impedance
spectroscopy has been successfully applied to the study of corrosion
systems for almost 30 years23 and has been proven to be a powerful
and accurate method for measuring corrosion rates. But in order to
access the charge transfer resistance or polarization resistance Rp,
which is proportional to the corrosion rate at the monitored interface
[Eq. (7.1)], EIS results have to be interpreted with the help of a model
of the interface. Since the early work published by Epelboin and
coworkers, EIS has gained tremendous momentum and popularity in
corrosion laboratories around the world.24 An important advantage of
EIS over other laboratory techniques is the possibility of using very
small-amplitude signals without significantly disturbing the properties being measured.
To make an EIS measurement, a small-amplitude signal, usually a
voltage between 5 and 50 mV, is applied to a specimen over a range of
frequencies from 0.001 to 100,000 Hz. The EIS instrument records the
real (resistance) and imaginary (capacitance) components of the impedance response of the system. Depending upon the shape of the EIS
540
Chapter Seven
spectrum, a circuit model or circuit description code and initial circuit
parameters are assumed and input by the operator. The program then
fits the best frequency response to the given EIS spectrum to obtain
parameters. The quality of the fitting is judged by how well the fitting
curve overlaps the original spectrum. By fitting the EIS data, it is possible to obtain a set of parameters which can be correlated with the
coating condition and the corrosion of the steel substrate.
Of the numerous equivalent circuits that have been proposed to
describe electrochemical interfaces, only a few really apply in the context of a freely corroding interface at or close to kinetic equilibrium.
The first circuit (Fig. 7.25a) corresponds to Eq. (7.2) and to the simplest equivalent circuit that can describe a metal/electrolyte interface.
Following Boukamp,25 the term Q has been adopted here to describe
the “leaky capacitor” behavior corresponding to the presence of a constant phase element explained by a fundamental dispersion effect. The
admittance representation Y* of the CPE behavior with frequency
can be described by Eq. (7.5). For n (1
), Eq. (7.5) describes the
behavior of a resistor with R Y0 1 and for n , that of a capacitor
with C Y0. For n 0.5, Eq. (7.5) becomes the expression of a
Warburg (W) component, and when n , it emulates an inductance
with L Y0 1.25
Y* ( ) Y0
n
cos(n/2) jY0
n
sin(n/2)
(7.5)
Figure 7.26 illustrates the complex-plane presentation of EIS simulated data corresponding to the model circuit in Fig. 7.25a when Rs
10 , Rp 100 k, and Q decomposes into Cdl 40 F and n 0.8,
and Fig. 7.27 shows how the same data would appear in a Bode plot
format.
The second circuit (Fig. 7.25b) was proposed by Hladky et al.26 to
take into account a diffusion-limited behavior corresponding to a
Warburg component which can be described by Eq. (7.6). The exponent
n in Eq. (7.6) can vary between 0.5 and 0.25 depending on the smoothness of the metallic surface, i.e., 0.5 for highly polished surfaces and
0.25 for porous or very rough materials.27 R and C in Eq. (7.6) are the
resistance and capacitance associated with the distributed R-C line of
infinite length.
Z( ) (0.5R/C)0.5
n
(7.6)
Figure 7.28 illustrates the complex-plane presentation of simulated
data corresponding to the model circuit in Fig. 7.25b when Rs 10 ,
Rp 100 k, Cdl 40 F, and the exponent n of the Warburg component 0.4. Figure 7.29 shows the same data in a Bode representation.
Acceleration and Amplification of Corrosion Damage
541
Rp
Rs
Q
(a)
Cdl
Rs
(b)
W
Rp
Q1
Rs
(c)
R2
R1
Q2
Rp/(1-F)
Cp(1-F)
Rs
(d)
FCpit
W
Rpit/F
Figure 7.25 Equivalent circuit models proposed for the interpretation of EIS results
measured in corroding systems: (a) simplest representation of an electrochemical interface; (b) one relaxation time constant with extended diffusion; (c) two relaxation time
constants; and (d) the impedance of pitting processes of Al-based materials.
80,000
Rp
70,000
Rs
Q
50,000
,
Imaginary (ohm)
60,000
40,000
30,000
20,000
10,000
0
20,000
0
40,000
60,000
80,000
100,000
120,000
Real (ohm)
Figure 7.26 Complex-plane presentation of simulated data corresponding to the model circuit in
Fig. 7.25a when Rs 10 , Rp 100 k, and Q decomposes into Cdl 40 F and n 0.8.
5.5
80
5
70
4.5
Log Z (ohm)
4
50
3.5
40
3
33
Phase angle (°)
60
2.5
20
2
10
1.5
1
-3
0
-2
-1
0
1
2
3
Log frequency (Hz)
Figure 7.27 Bode representation of the same data illustrated in Fig. 7.26 in complex-plane format.
542
200,000
Cdl
180,000
Rs
160,000
W
Rp
Imaginary (ohm)
140,000
120,000
100,000
80,000
60,000
40,000
20,000
0
0
50,000
100,000
150,000
200,000
250,000
300,000
Real (ohm)
Figure 7.28 Complex-plane presentation of simulated data corresponding to the model circuit
in Fig. 7.25b when Rs 10 , Rp 100 k, Cdl 40 F, and the exponent n of the Warburg
component 0.4.
6
100
5.5
90
5
80
Log Z (ohm)
70
4
60
3.5
50
3
Phase angle (°)
4.5
40
2.5
30
2
20
1.5
10
1
-3
-2
-1
0
1
2
3
Log frequency (Hz)
Figure 7.29 Bode representation of the same data illustrated in Fig. 7.28 in complex-plane format.
543
544
Chapter Seven
The third circuit (Fig. 7.25c) has been proposed to describe EIS
results containing two relaxation time constants. Such behavior is
commonly encountered for corrosion under coatings or under scale,
for corrosion-inhibited systems, or even for localized corrosion.28 The
meaning of the circuit elements in Fig. 7.25c will vary with the physical systems represented, but their significance has been validated
through additional measurements and calculations. Figure 7.30
illustrates the model circuit in Fig. 7.25c with simulated data
obtained with Rs 10 , R1 40 k, and Q1 40 F with exponent
n 1, R2 20 k, and Q2 20 F with exponent n 1. Figure 7.31
is a Bode representation of the same data illustrated in Fig. 7.30 in
complex-plane format.
The fourth and last circuit (Fig. 7.25d) was proposed to describe the
events which occur on a metallic corroding surface before and after
localized corrosion has been observed. This model has been said to be
in agreement with a large number of EIS data collected during the
study of aluminum and aluminum-based metal matrix composites.29
The factor in this model attempts to represent the surface ratio
Q1
40,000
Rs
R2
35,000
Q2
R1
Imaginary (ohm)
30,000
25,000
20,000
15,000
10,000
5000
0
0
10,000
20,000
30,000
40,000
50,000
60,000
Real (ohm)
Figure 7.30 Complex-plane presentation of simulated data corresponding to the model circuit
in Fig. 7.25c when Rs 10 , R1 40 k, and Q1 40 F with exponent n 1, R2 20 k,
and Q2 20 F with exponent n 1.
Acceleration and Amplification of Corrosion Damage
545
5
100
90
4.5
80
4
Log Z (ohm)
3.5
60
3
50
40
2.5
Phase angle (°)
70
30
2
20
1.5
10
0
1
-3
-2
-1
0
1
2
3
Log frequency (Hz)
Figure 7.31 Bode representation of the same data illustrated in Fig. 7.30 in complex-plane format.
between the pitted surface and the remaining surface of a specimen.
Figure 7.32 is a complex-plane presentation of simulated data corresponding to the model circuit in Fig. 7.25d when Rs 10 , Rp 20
k, and Cp 40 F, a pit surface ratio factor F 10 3, and a Warburg
exponent n 0.8. Figure 7.33 is a Bode representation of the same
data illustrated in Fig. 7.32 in complex-plane format.
A critical problem in EIS (and in other electrochemical techniques) is
the validation of the experimental data. This problem is more obvious
in EIS than in time-domain techniques because of the manner in which
the experimental data are displayed. For example, it is not uncommon
to observe negative resistance (second quadrant) and inductive (fourth
quad-rant) behavior when the experimental impedance data are plotted in the complex plane. Also, the impedance loci frequently take the
form of depressed and/or distorted semicircles, and these may contain
multiple loops. These features are not readily accounted for by using
simple electric equivalent circuits. However, the inability to represent
electrochemical impedance data by simple equivalent electric circuits is
not in itself a problem, since there is no a priori reason why an interfacial impedance could be represented by such electrical analogs.30
Most companies selling impedance equipment are providing software
10,000
9000
8000
Rp/(1-F)
Cp(1-F)
Imaginary (ohm)
7000
Rs
FCpit
6000
W
5000
Rpit/F
4000
3000
2000
1000
0
0
2000
4000
6000
8000
10,000
12,000
14,000
Real (ohm)
Figure 7.32 Complex-plane presentation of simulated data corresponding to the model circuit in
Fig. 7.25d when Rs 10 , Rp 20 k, Cp 40 F, a pit surface ratio factor F 10
Warburg exponent n 0.8.
3,
and a
4.5
90
4
80
60
Log Z (ohm)
3
50
2.5
40
2
Phase angle (°)
70
3.5
30
1.5
20
1
0.5
-3
10
0
-2
-1
0
1
2
3
Log frequency (Hz)
Figure 7.33 Bode representation of the same data illustrated in Fig. 7.32 in complex-plane format.
Acceleration and Amplification of Corrosion Damage
547
to create complex circuits with an easy graphical user interface, as
illustrated in Fig. 7.34.
To address the validation of impedance data, the use of KramersKronig (KK) transforms has been proposed. More than 60 years ago,
Kramers and Kronig developed a number of integral transforms between
the real and the imaginary components of a complex transfer function.
However, only recently was a practical algorithm developed to apply the
KK transforms to validate electrochemical impedance data. Currently,
the KK algorithm is commercially available, and it is used routinely in
some laboratories to assess the quality of the measured impedance
data.30 These integral transforms were derived assuming four basic conditions, which are discussed prior to stating the transforms themselves.
■
Linearity. A system is said to be linear if the response to a sum
of individual inputs is equal to the sum of the responses to the
Figure 7.34 Illustration showing how modern EIS analytical tools support
the construction of complex equivalent circuits with single circuit elements.
548
Chapter Seven
individual inputs. Practically, this also implies that the impedance (or
admittance) is not a function of the magnitude of the perturbation.
■
Causality. The temporal response of a system to an arbitrary excitation must be real and not complex. If the system is at rest and a
perturbation is applied at time t 0, the response must be zero for
t 0. Physically, this means that the system does not generate noise
independent of the applied signal. This is an important consideration in electrochemical systems, because charge transfer interfaces
are often active and do in fact generate noise in the absence of an
external stimulus.30
■
Stability. A system is said to be stable if it comes back to its original state after a perturbation is removed. Otherwise the system
would supply power independently of the input. For a passive system with loss, the transient response must approach zero for a sufficiently long time. This condition ensures that there is no negative
resistance in the system. This apparent restriction on the presence
of negative resistance is also of great interest in electrochemistry, is
frequently observed experimentally, and is predicted theoretically
from mechanisms describing active-to-passive transitions.30
■
Finite value. The real and imaginary components of a complex
impedance must be finite over the entire frequency range sampled.
This condition is also of great interest in electrochemistry because
the real and imaginary components of a CPE vary with frequency.
If a system satisfies the conditions of linearity, stability, and causality, it will a priori satisfy the KK transforms, provided that the frequency range is sufficiently broad for the integrals to be evaluated.
Accordingly, passive electric circuits provide an absolute measure
against which any numerical algorithm for evaluating the integrals
can be assessed.30
Electrochemical noise. The use of electrochemical noise (EN) for corrosion monitoring is very attractive, as was illustrated in a few examples
presented in Chap. 6, Corrosion Maintenance through Inspection and
Monitoring. Fluctuations of potential or current of a corroding metallic specimen are a well-known and easily observable phenomenon, and
the evaluation of EN as a corrosion tool has increased steadily since
Iverson’s paper in 1968.31 The extensive development in the sensitivity of the equipment for studying electrochemical systems has rendered
the study of oscillations in electrochemical processes that translate
into measurable EN increasingly accessible. The study of corrosion
potential fluctuations was applied, for example, to monitor the onset of
events characterizing localized corrosion such as pitting or SCC, exfo-
Acceleration and Amplification of Corrosion Damage
549
liation, and erosion-corrosion in either laboratory or diverse and complex industrial environments.32
The study of EN has repeatedly been found uniquely appropriate for
monitoring the onset of events leading to localized corrosion and
understanding the chronology of the initial events typical of this type
of corrosion. No other technique, electrochemical or otherwise, is even
remotely as sensitive as EN to system changes and upsets. During
localized corrosion, EN is believed to be generated by a combination of
stochastic processes, such as passivation breakdown and repassivation
events, and deterministic processes which can be caused by film formation or pit propagation processes.
The most traditional way to analyze electrochemical noise data has
been to transform time records in the frequency domain in order to
obtain power spectra. Spectral or power density plots would thus be
computed, utilizing fast Fourier transforms (FFT) or other algorithms such as the maximum entropy method (MEM). Some studies
have indicated that the roll-off of the voltage noise amplitude from
corroding electrodes could be a useful characteristic of corrosion
processes.33,34 In these studies, a roll-off of 20 dB/decade was associated with pitting attack, whereas one of 40 dB/decade was found
to be characteristic of general corrosion processes. When converted
into a spectral density plot, a roll-off of 20 dB/decade would correspond to a spectral exponent of 1, and a roll-off of 40 dB/decade, to
an exponent of 2.
For stochastic signals, the spectral exponents of spectral density
plots can be related to the fractal dimension D of the signals with Eq.
(7.7).35 But since the noise signals often contain deterministic features
that can induce variations in the slope of a spectral density plot, such
an analytical method is not the most reliable way to evaluate the fractal dimension of a signal.
D
5
2
(7.7)
Another very useful mathematical model has been proposed to
specifically reveal the fractal characteristics of signals.36 A detailed
description of this technique, also called rescaled range analysis or
the R/S technique [where R or R(t,s) stands for the sequential range
of the data point increments for a given lag s and time t, and S or
S(t,s) stands for the square root of the sample sequential variance],
can be found in Fan et al.37 Hurst38 and later Mandelbrot and Wallis39
have proposed that the ratio R(t,s)/S(t,s) is itself a random function
with a scaling property described by relation (7.8), where the scaling
550
Chapter Seven
behavior of a signal is characterized by the Hurst exponent (H), which
can vary over the range 0 H 1.
R (t,s)
∝ SH
S(t,s)
(7.8)
It has additionally been shown that the local fractal dimension of a
noise trace is related to H through Eq. (7.9), which makes it possible
to characterize the fractal dimension of a given time series by simply
calculating the slope of an R/S plot.40
D2
H
0
H
1
(7.9)
In contrast with any other signal analysis technique, the stochastic
process detector (SPD) technique attempts to quantify the stochasticity of a noise record.41 The SPD technique involves two levels of transformation. First, the noise records are transformed into series of
singular events, i.e., each point of a time series is examined for its
appurtenance to either positive or negative noise peaks. In the second
level of transformation, the distribution of peak lengths f (t) is examined and compared to the theoretical exponential decay distribution,
represented by Eq. (7.10), where t is the mean value and t is the peak
length (time) that would characterize a series of stochastic events. A
flowchart describing the logic of the SPD technique is presented in Fig.
7.35. The goodness of fit (GF) of real data to the exponential function
is then calculated to serve as a measure of the stochasticity of the time
records.
f (t) t e
t
(7.10)
The main idea behind applying the SPD technique to the analysis of
electrochemical noise is the belief that localized corrosion should
induce deterministic features in the overall noise signatures. And
since the SPD technique is particularly sensitive to any digression
from purely stochastic signals, such an analysis could serve as an
advance warning method to detect the onset of a localized corrosion
situation. The following experimental results and their analysis illustrate the information one could get with both the SPD and R/S analytical methods.
Cylindrical specimens of S30400 stainless steel containing a crevice
in the form of a close-fitting PTFE ring have been exposed to acidified
FeCl3 solutions maintained at 60°C, and the electrochemical noise has
been monitored. Fractal and stochasticity analysis techniques were
used on the time records to characterize the processes leading to
Acceleration and Amplification of Corrosion Damage
551
Start
Graphic
display
Level 1
Level 1
Output
Data export
Figure 7.35
technique.
Flowchart describing the logic of the stochastic process detector (SPD)
552
Chapter Seven
crevice initiation. The stochasticity technique was found to be particularly sensitive to the onset of crevice attack. By using a combination of
noise analysis techniques, it was possible to identify three distinct corrosion modes during these experiments: pitting, massive pitting, and
crevice attack.42
Figures 7.36 to 7.39 contain the Ecorr measurements obtained during four consecutive experiments made with these S30400 steel cylindrical specimens equipped with the crevice collar and the results
obtained by analyzing the voltage fluctuations by the SPD and R/S
techniques. At the end of these tests, the specimens were removed
from the electrolyte, the PTFE collar was removed, and the severity
of the corrosion attack was assessed. In all four cases, severe crevice
attack was observed beneath the collar around the majority of the circumference. Knowing that a Brownian motion behavior is equivalent
to a fractal dimension of 1.5, as can be verified by the R/S technique,
while the presence of persistence causes an increase in D, it is possible to divide the results presented in Figs. 7.36 to 7.39 into two zones:
those with D 1.5, and those where D 1.5. The transition between
these two zones is quite evident in all four experiments carried out
during this study. In the first experiment (Fig. 7.36), it occurred at
approximately 4.5 h in the test, whereas it occurred at 3.1 h for the
second experiment (Fig. 7.37), 3.2 h for the third (Fig. 7.38), and 4.1
h during the fourth (Fig. 7.39).
The switch from antipersistence, i.e., D
1.5, to persistence, i.e.,
D
1.5, was accompanied, in all four cases, by a permanent transition of Ecorr toward values that were more cathodic by approximately
80 to 100 mV. It was also accompanied by a sudden burst of electrochemical energy that could be picked up by a scanning platinum
probe with a commercial instrument, a Unican Instruments SRET.
The combination of a permanent cathodic shift of Ecorr and a prolonged period of persistence in the EN records have thus come to signify that a stable crevice situation had formed. The results obtained
with the SPD technique revealed another aspect of the EN that could
be useful for monitoring purposes: The results indicate that the transition from antipersistence to persistence was itself preceded by a
change in the level of stochasticity of the EN. In the cases of experiments 2 and 3, the loss of stochasticity, i.e., when GF 95 percent or
(1 GF) 5 percent, was quite focused, whereas it was much more
diffuse in experiments 1 and 4. This temporary loss of stochasticity
was interpreted as being indicative of the presence of chaotic features caused by the presence of two relatively stable states, general
pitting and crevice corrosion. The chaotic nature of the voltage fluctuations between these two states, as revealed by the SPD technique,
would give an early indication of the tendency to form a crevice.
0.2
0.15
R/S analysis (0.1 x fractal dimension)
0.1
SPD analysis (1-GF/100)
0.05
0
0
1
2
3
4
5
6
7 time (h) 8
-0.05
Ecorr (V vs. SCE)
-0.1
Figure 7.36 First experiment with S30400 steel specimen with a crevice collar and in 0.01M FeCl3
acidified to pH 2 and maintained at 60°C.
0.2
0.15
R/S analysis (0.1 x fractal dimension)
0.1
SPD analysis (1-GF/100)
0.05
0
0
1
2
3
4
5
6
7 time (h) 8
-0.05
-0.1
Ecorr (V vs. SCE)
-0.15
Figure 7.37 Second experiment with S30400 steel specimen with a crevice collar and in 0.01M
FeCl3 acidified to pH 2 and maintained at 60°C.
553
0.2
0.15
R/S analysis (0.1 x fractal dimension)
0.1
0.05
SPD analysis (1-GF/100)
0
0
1
2
3
4
5
6
7 time (h) 8
-0.05
-0.1
Ecorr (V vs. SCE)
-0.15
-0.2
Figure 7.38 Third experiment with S30400 steel specimen with a crevice collar and in 0.01M FeCl3
acidified to pH 2 and maintained at 60°C.
0.2
0.15
R/S analysis (0.1 x fractal dimension)
0.1
0.05
SPD analysis (1- GF/100)
0
0
1
2
3
4
5
6
7 time (h) 8
-0.05
-0.1
Ecorr (V vs. SCE)
-0.15
-0.2
Figure 7.39 Fourth experiment with S30400 steel specimen with a crevice collar and in 0.01M FeCl3
acidified to pH 2 and maintained at 60°C.
554
Acceleration and Amplification of Corrosion Damage
7.2.4
555
Field and service tests
In investigating an in-service failure, the analyst must consider a
broad spectrum of possibilities or reasons for its occurrence. Often a
large number of factors must be understood in order to determine the
cause of the original failure. The analyst is in the position of Sherlock
Holmes attempting to solve a baffling case. Like the great detective,
the analyst must carefully examine and evaluate all evidence available and prepare a hypothesis or a model of the chain of events that
could have caused the “crime.” If the failure can be duplicated under
controlled simulated service conditions in the laboratory, much can be
learned about how the failure actually occurred.
The salt spray test, for example, which was originally designed to test
coatings on metals, has been widely used to evaluate the resistance of
metals to corrosion in marine service or on exposed shore locations.43,44
Extensive experience has shown that, although salt spray tests yield
results that are somewhat similar to those of exposure to marine environments, they do not reproduce all the factors causing corrosion in
marine service. Salt spray tests should thus be considered to be arbitrary performance tests and their validity dependent on the extent to
which a correlation has been established between the results of the test
and the behavior under expected conditions of service. Despite the current widespread use of continuous salt spray methods, their unrealistic
simulation of outdoor environments is a serious shortcoming.
The reviews made by F. L. LaQue on this subject indicate that the
salt spray test cannot realistically be used, for example, for parts with
complicated shapes. This deficiency is principally due to the fact that
the salt spray particles fall in vertical patterns, creating a strong orientation dependency.45,46 Another major inadequacy of the test is the
variable sensitivity of different metallic materials to the ions present
in various service environments. Since different metals also are affected differently by changes in the concentrations of salt solutions, the
salt spray test is not really appropriate for ranking different materials
in an order of relative resistance to salt water or salt air. The variability of the environments, even for seagoing equipment, is another
factor that is extremely difficult to reproduce in a laboratory. Before
attempting to simulate such natural environments, it is thus recommended that the chemistry of the environment and all other parameters controlling the corrosion mechanisms be monitored over time, in
a serious attempt to characterize the worst exposure conditions.
Further developments in accelerated testing should be based on
modern scientific principles and incorporate an appreciation of the
mechanisms of natural atmospheric degradation of the metal being
studied. The development of laboratory corrosion tests should be based
on a previous determination of the dominant corrosion factors. Even if
556
Chapter Seven
the preferred practice is to design such tests to represent the most
severe conditions for the corrosion involved, it is still important to
investigate the kinetic component involved in environmental corrosion
in order to understand the causes and reasons for failure. With these
points in mind, it is useful to consider how the corrosion acceleration
may realistically be achieved. Increasing the concentration or corrosiveness of the salt spray may not necessarily be appropriate during
cyclic testing, since even an initially dilute spray will, after a sufficient
number of cycles, result in the solubility of ionic species being exceeded. Since the development of an accelerated testing program should
focus on the parameters which govern the lifetime behavior of the
materials being tested, it is important to establish a general framework of the factors behind corrosion damage and, hence, behind continuous and cyclic cabinet testing.
The lack of correlation between corrosion rates measured during
conventional salt spray testing and during outdoor exposure to marine
environments and the drastic differences in the nature of the corrosion
products formed by these two types of tests have created a general
feeling that ASTM B 117 is not an appropriate test environment for
anything other than products intended for continuous immersion in
seawater environments. The mass loss results presented in Table 7.12
were obtained by Harper over 30 years ago on untreated and anodized
aluminum casting alloys exposed to a marine environment for 10 years
and in a salt spray test for 1500 h.47 On some untreated specimens
(LM1M, LM4M, and LM5M), mass loss in the marine atmosphere was
approximately half of the mass loss measured with salt spray, while
for others (LM6M, LM14WP, and LM23P), very different results were
obtained. The results on anodized coatings did not correlate much better, although the anodized specimens resisted the salt spray tests consistently better than they did the marine environment.
TABLE 7.12 Mass Loss Comparison between Salt Spray Tests and Marine
Atmosphere Exposure Results
Untreated
Anodized
Alloy*
Salt spray,
g/1500 h
Marine atmosphere,
g/10 years
Salt spray,
g/1500 h
Marine atmosphere,
g/10 years
LM1M†
LM4M
LM5M
LM6M
LM14WP
LM23P
0.87
0.34
0.19
0.05
0.14
0.26
0.43
0.18
0.06
0.12
0.25
0.23
0.06
0.02
0
0
0
0.02
0.09
0.09
0.10
0.04
0.06
0.07
*British Standard aluminum casting alloy (BS 1490).
†M = as cast, W = solution, P = precipitation heat treatment.
Acceleration and Amplification of Corrosion Damage
557
There are many factors to consider when
selecting a weathering test station to conduct a test program. These
can be divided into two categories:
Selecting a test facility.
■
Location. An ideal test site should be located in a clean, pollutionfree area, if pollution is not deemed to be a parameter, within the
geoclimatic region to be used. This is important for the prevention of
unnatural effects on the specimens. Within the local area chosen,
there must be no isolated sources of pollution or deleterious atmospheric contamination. This could result from construction, emissions from a manufacturing plant, or chemical spraying in farming
areas. The layout of the test field itself is very important. The characteristics of the test field will be determined by its location. For
example, if trees enclose the field, the test area will be affected by
mildew spores, will have lower sunlight levels, and possibly will
have lower temperatures. If the field is on low land and poorly
drained, it will flood in times of heavy rainfall, humidity will be
higher, and algae growth and dirt attachment will increase.
■
Maintenance. The exposure maintenance program followed by the
test site will also play a major role in determining the accuracy of
testing. It is important that the specimens on the test racks be correctly maintained. This involves ensuring that the mounting method
is correct and giving constant follow-up attention to maintain the
quality. The racks themselves are in contact with the specimens. The
racks must be cleaned regularly to remove any dirt, mildew, or algae
which would otherwise contaminate the specimens.
Types of exposure testing. As a general principle, the type of exposure
is selected to represent usage. Some of the possible types are as follows:
Direct weathering. For direct exposure, the specimen is mounted
on the exposure frame, open-backed or solid-backed, and subject to
all atmospheric effects. This type can be used at a number of exposure angles. The standard angles used are 45°, 5°, and 90°, these
angles being referenced from a horizontal angle of 0°. The angle chosen should be one that matches as closely as possible the position of
the end use of the material.48 The racks should be cleaned on a regular basis to remove mildew and algae if these contaminant producers are present on the test site. Figure 7.40 is an aerial view of the
Kennedy Space Center beach corrosion test site, and Fig. 7.41 is a
ground view with a background view of the Shuttle.58
Black box weathering. Black box exposure is used primarily to recreate the exposure conditions of the horizontal surfaces of an automobile.
558
Chapter Seven
Figure 7.40 Aerial view of the Kennedy Space Center beach corrosion test site.
The “box” creates an enclosed air space beneath the panels that form
the top surface of the box. The modified environment is similar to that
of a parked automobile. The black box can be used at a number of exposure angles. However, for automotive testing, the black box is usually
placed at 5°. The box is typically made of aluminum painted black,
with the test panels forming the top surface. The black box also serves
to lower the panel temperature overnight to below that of the surrounding air, creating a longer condensation period.
Under-glass weathering. This exposure technique places the specimen behind a glass-covered frame, protecting it from any direct
rainfall. The solar transmittance properties of the glass filter out a
significant amount of the harmful ultraviolet. This method is used
to test interior materials.
Tropical weathering. Tropical weathering involves a naturally
humid environment that accelerates fungal and algae growth at a significantly faster rate than standard outdoor weathering. Since microbial resistance is a very important characteristic of paints and paint
films, considerable attention has been given to developing a field test
that provides the optimal conditions for the accelerated growth of
Acceleration and Amplification of Corrosion Damage
559
mildew and algae. In turn, companies that need to test their algicides
and fungicides in paint and paint films can do so in a much shorter
period of time. In these tests, specimens are exposed on a standard
aluminum frame with a vertical north orientation. Specimens should
ideally have a wood or Styrofoam substrate that will also allow for
water capillary action from the sample sitting on the test rack.48
Optimizing test programs. The iterative process described as “experi-
mental design” consists of planning both the test variables and their
subsequent logical analysis. Applied to a corrosion problem, such a
process can combine modern scientific principles with an appreciation of
the mechanisms of degradation of the material being studied. The role
of experimental design in acquiring the knowledge of a process is illustrated in Fig. 7.42, where the loop emphasizes the iterative aspect of the
process, leading to increased knowledge of a system behavior. The main
idea behind experimental design is to minimize the number of steps
before an acceptable understanding becomes possible. One of the first
descriptions of an experimental design application to a corrosion situation estimated that such statistics could 49
Figure 7.41 Ground view of the Kennedy Space Center beach corrosion test site with a
background view of the Shuttle.
560
Chapter Seven
Process
Statistical Design
Data
Statistical Analysis
Information
Insight, Experience
Knowledge
Figure 7.42 The experimental design loop for acquiring
knowledge of a process.
■
Save time and money: Fewer experiments are required per firm
conclusion.
■
Simplify data handling: Data are digested in a readily reusable
form.
■
Establish better correlations: Variables and their effects are isolated.
■
Provide greater accuracy: The estimation of errors is the cornerstone
of statistical design.
As expressed in Fig. 7.42, the selection of an experimental strategy
should precede and influence data acquisition. It is indeed difficult, if
not impossible, to retrofit experiments to satisfy the statistical considerations necessary for the construction of valid models. Any time spent
in preparing a test program is a good investment. The most important
consideration, at the initial planning stages, should be to integrate the
available information in order to limit future setbacks. For complex
situations, a good compromise is to employ what is called a screening
design technique. The purpose of running screening experiments is to
identify a small number of dominant factors, often with the intent of
conducting a more extensive and systematic investigation. An important application of screening experiments is to perform ruggedness
tests that, once completed, will permit the control or limitation of environmental factors or test conditions that can easily influence a test
program. There are, of course, many subtleties in designing experiments that may intimidate a person who has limited familiarity with
statistics. But fortunately there are a growing number of software
Acceleration and Amplification of Corrosion Damage
561
packages that can guide and support a user in a friendly manner
through the process of designing experiments. The following examples
illustrate the application of such methodology to practical and complex
corrosion testing situations.
The selection of a cast superalloy. In this study, a series of cast Ni-base
/′ superalloys were systematically varied at selected levels of Co, Cr,
Mo, Ta, and Al, and the alloys’ weight change performance was monitored.50 A full factorial central experimental design was used, with five
sets of star points to completely map the response of these alloys. For
five elemental variables, 43 alloy compositions were required, and
regression analysis of the results permitted the production of a complete second-degree equation describing the total variability of the
alloy performance.
Improved cosmetic corrosion test. As part of the efforts of the American
Iron and Steel Institute’s (AISI) Task Force on Automotive Corrosion,
a design of experiments (DOE) program was initiated. The aim of this
program was to study the effects of a number of carefully selected test
parameters on the performance of automotive steel sheet products
subjected to a cyclic corrosion test and to “on-vehicle” tests.51 A review
of the literature guided the initial selection of seven test variables considered to be of major importance to the corrosion performance of automotive steel. Triplicate 100-mm by 150-mm panels were exposed to
eight test runs designed according to a Plackett-Burman partial factorial design. The results of these tests were to be used as a guide to
develop an improved test procedure.
Container material for nuclear waste disposal. In this project, a two-level
factorial design was adopted to map the effects of five factors (Cl ,
SO42 , NO3 , F , and temperature) on a candidate material for containers in the Yucca Mountain repository site.52 The trial order was
randomized before testing, and a five-factor interaction was used to
block the experiments in terms of two different potentiostats used in
the study, in order to verify the instrumental variability. A complete
response surface of alloy 825 resistance to localized corrosion, estimated by cyclic polarization, was produced as a function of environmental variables.
Managing water chemistry. Experimental design was also used to study
mild steel under water conditions containing various scaling agents
and the addition of an organophosphorus inhibitor.53 The corrosion
rates were measured in laboratory experiments using linear polarization, and mathematical models were generated relating the corrosion
behavior to solution flow rate and the concentrations of Ca2 , Cl ,
HCO3 , and the organic inhibitor. Two models were developed in this
562
Chapter Seven
study; the first described the corrosion rates of mild steel, and the second, the scaling tendencies of the water. These models were then validated with pilot cooling tower experiments.
Corrosivity in complex environments. Experimental design techniques
were also used to develop models for understanding the effects of complex environments on materials considered for the operation of different processes such as wood pyrolysis, gas desulfurization, and
continuous digestion.54 In these studies, it was demonstrated that to
reduce the complexity of the environments (solution variables, constraints, etc.) to a manageable level, designed experiments are essential. When such studies are properly done, the results can be used to
predict the corrosion performance of alloys as a function of solution
composition. For the interested reader, reference 54 gives additional
details on the actual statistical procedures used for a few typical
designs for complex corrosion.
7.3
Surface Characterization
From an engineering materials viewpoint, the impact of corrosion on a
system is mostly a surface phenomenon, and the scientists and engineers interested in fundamental corrosion processes have always been
among the first to explore the utility of surface analysis techniques.
Surface analysis is the use of microscopic chemical and physical probes
that give information about the surface region of a sample. The probed
region may be the extreme top layer of atoms, or it may extend up to
several microns beneath the sample surface, depending on the technique used. These techniques have been increasingly successful in
shedding light on many facets of corrosion mechanisms. Surface analysis techniques are fundamentally destructive, since they generally
require that the sample be placed in an ultrahigh vacuum to prevent
contamination from residual gases in the analysis chamber. A rule of
thumb is that up to an atomic layer per second can be formed at pressures of 10 4 Pa if each collision of a gas molecule results in its sticking
to the surface.55 Since surface analysis is an extremely specialized field,
it has its own nomenclature; the reader is referred to ASTM E 673,
Terminology Relating to Surface Analysis. Table 7.13 presents a representative list of various techniques with their fundamental principles,
and Table 7.14 identifies the types of information and resolution that
they can produce.56 The following list gives some of the common
acronyms used to describe some of the surface analysis techniques.
■
Auger electron spectroscopy (AES)
■
Electron spectroscopy for chemical analysis (ESCA)
Acceleration and Amplification of Corrosion Damage
TABLE 7.13
Detected
563
Surface Analytical Techniques with Typical Applications and Signal
Analytical technique
Typical applications
Signal detected
Auger
Surface analysis, high-resolution
depth profiling
Auger electrons from nearsurface atoms
FE Auger
Surface analysis, microanalysis,
microarea depth profiling
Auger electrons from nearsurface atoms
AFM/STM
Surface imaging with nearatomic resolution
Atomic-scale roughness
Micro-FTIR
Identification of polymers,
organic films, liquids
Infrared absorption
XPS/ESCA
Surface analysis of organic and
inorganic molecules
Photoelectrons
HFS
Hydrogen in thin films
(quantitative)
Forward-scattered
hydrogen atoms
RBS
Quantitative thin-film
composition and thickness
Backscattered He atoms
SEM/EDS
Imaging and elemental
microanalysis
Secondary and backscattered
electrons and X-rays
FE SEM
High-resolution imaging of
polished precision cross sections
Secondary and
backscattered electrons
FE SEM (in lens)
Ultra-high-resolution imaging
with unique contract mechanism
Secondary and
backscattered electrons
SIMS
Dopant and impurity depth
profiling, surface microanalysis
Secondary ions
Quad SIMS
Dopant and impurity depth
profiling, surface microanalysis,
insulators
Secondary ions
TOF SIMS
Surface microanalysis of
polymers, organics
Secondary ions, atoms,
molecules
■
Field-emission auger electron spectroscopy (FE Auger)
■
Scanning auger microscopy (SAM)
■
Scanning probe microscopy (SPM)
■
Scanning tunnelling microscopy (STM)
■
Secondary electron microscopy (SEM)
■
Secondary ion mass spectrometry (SIMS)
■
Time-of-flight (TOF)
■
Ultraviolet photoelectron spectroscopy (UPS)
■
X-ray photoelectron spectroscopy (XPS)
TABLE 7.14
Surface Analytical Techniques with Detection Characteristics
Analytical
technique
Elements
detected
Organic
information
Detection
limits
Depth
resolution
Auger
FE Auger
AFM/STM
Micro-FTIR
XPS/ESCA
HFS
RBS
Li–U
Li–U
—
—
Li–U
H, D
Li–U
—
—
—
Molecular groups
Chemical bonding
—
—
SEM/EDS
FE SEM
FE SEM (in lens)
SIMS
B–U
—
—
H–U
—
—
—
—
0.1–1 at%
0.01–1 at%
—
0.1–100 ppm
0.01–1 at%
0.01 at%
1–10 at% (Z 20)
0.01–1 at% (20 Z 70)
0.001–0.01 at% (Z 70)
0.1–1 at%
—
—
ppb–ppm
Quad SIMS
H–U
—
1014–1017 at/cm3
TOF SIMS
H–U
Molecular ions to
mass 10,000
1 ppma, 108 at cm
Lateral resolution
(probe size)
2 nm
2–6 nm
0.01 nm
—
1–10 nm
50 nm
2 mm
Yes
Yes
Yes
No
Yes
No
Yes
100 nm
15 nm
1.5–5 nm
5 m
10 m–2 mm
2 mm 10 mm
1–5 m (EDS)
—
—
5–30 nm
Yes
Yes
Yes
Yes
4.5 nm (SEM)
1.5 nm
0.7 nm
1 m (imaging), 30
m (depth profiling)
5 mm (imaging), 30
m (depth profiling)
0.10 m
5 nm
2
Imaging/
mapping
1 monolayer
Yes
Yes
564
Acceleration and Amplification of Corrosion Damage
565
Some of these techniques require ultrahigh vacuum for the analysis of interfaces and others do not. They all involve irradiating the
interface with a beam of photons, electrons, or ions and analyzing the
reflected beam to determine the chemical nature of the interface. For
any of these techniques, the conditions of the film must not change
drastically during the measurement. Many of the techniques used to
probe surfaces use a beam of ions to strike the surface and knock off
atoms of the sample material. These atoms are ionized and are identified and measured using a mass spectrometry technique. Other
techniques strike the surface with electrons (AES, EDS) or x-rays
(ESCA) and measure the resulting electron or photon emissions to
probe the sample. Measurements of the way high-energy helium
nuclei bounce off a sample can be used as a sensitive measure of
surface-layer composition and thickness (RBS). Surface structure on
a microscopic scale is observed by using electron microscopes (SEM),
optical microscopes, and atomic force or scanning probe microscopes
(AFM/SPM). One common way of characterizing surface analysis
techniques is by tabulating the incoming and outgoing particles.
These techniques can be classified according to whether they utilize
photons, electrons, or ions.57
Surface analysis is mainly used in two separate modes. One is in
surface science, where the goal is to fundamentally understand the
causes of the problem and the mechanisms that are occurring in a system. Usually a model system is picked to eliminate as many confounding variables as possible in order to get a system about which
firm conclusions can be drawn. Often, many different techniques will
be used on the same problem in order to illuminate as many facets as
possible of the problem. The other mode is failure analysis. The goal
here is to determine which of the failure modes is the most important
one for a particular failure. The samples are real and, hence, nonideal. This analysis mode is often used to identify the elements present,
their distribution pattern, and their oxidation state.55
Auger electron spectroscopy and x-ray photoelectron spectroscopy
are probably the two surface analysis techniques that have found the
greatest use in corrosion-related work. One of the first applications of
surface analysis techniques to corrosion was an examination of the
composition of the passive film on stainless steel. This investigation
was undertaken to rationalize the substantial improvement in resistance to pitting and acid solutions that is found when Mo and/or Si are
present in stainless steels. The AES results obtained in these early
studies challenged the generally accepted explanation of the mid1970s that the beneficial effects of Mo and Si were due to their enrichment of the passive film. In fact, the AES results indicated that Mo
and Si were depleted in the film. There are basically two approaches
566
Chapter Seven
in using surface-sensitive techniques to elucidate the mechanistic
details of the interfacial processes and determine the molecular nature
of the surface products, i.e., ex situ and in situ techniques. To investigate the interfacial processes at the metal/liquid interface, one has to
resort to in situ techniques; however, one can use both in situ and ex
situ techniques for the characterization of the interphase.
7.3.1
General sensitivity problems
The problems of sensitivity and detection limits are common to all
forms of spectroscopy. In its simplest form, the question of sensitivity
boils down to whether it is possible to detect the desired signal above
the noise level. In virtually all surface studies, sensitivity is a major
problem. Consider the case of a sample with a surface of size 1 cm2
with typically 1015 atoms in the surface layer. In order to detect the
presence of impurity atoms present at the 1 percent level, a technique
must be sensitive to 1013 atoms.56 Contrast this with a spectroscopic
technique used to analyze a 1 cm3 bulk liquid sample, typically containing 1022 molecules. The detection of 1013 molecules in this sample
would require 1 part per billion (ppb) sensitivity, a level provided by
only a few techniques.
Assuming that a technique of sufficient sensitivity can be found,
another major problem that needs to be addressed in surface spectroscopy is distinguishing between signals from the surface and signals
from the bulk of the sample. To ensure that the surface signal is distinguishable (shifted) from the comparable bulk signal, either the detection
system must have sufficient dynamic range to detect very small signals
in the presence of neighboring large signals or the bulk signal must be
small compared to the surface signal, i.e., the vast majority of the detected signal must come from the surface region of the sample. It is the latter approach that is used by the majority of surface spectroscopic
techniques; such techniques can then be said to be surface-sensitive.
7.3.2
Auger electron spectroscopy
AES is the most commonly used surface technique on metal samples
because of the following advantages:55
■
High surface sensitivity
■
Acceptable detectability for many corrosion problems
■
Simultaneous detection of all elements (except hydrogen and helium)
■
Very good small-area analysis (mapping)
■
Ability to probe deeper into the surface by sputter profiling
Acceleration and Amplification of Corrosion Damage
■
Analysis time not excessively long
■
Readily available instrumentation
567
The Auger process gives electrons of characteristic energy for each
element, which are determined by the differences in energy of the
orbitals involved. In addition to the Auger electrons, there are also
much more plentiful secondary electrons with a broad energy distribution that overlies the characteristic peaks. To highlight the characteristic peaks, differentiation is performed on a plot of the number of
electrons emitted by the sample versus the energy of those electrons.
This results in a spectrum that ignores the more plentiful background
(secondary) electrons and emphasizes the characteristic electrons that
are used to identify the elements present. In some cases, the exact
peak shape and energy can be used to identify the oxidation state of
the elements present.55
One of the attractions of Auger analysis is that it is quite surfacesensitive, since an Auger spectrum typically represents information
about the composition of the top 0.5 to 2 nm of the surface, depending
upon the sample analyzed and the analysis conditions. Although
Auger electrons can be generated at depths of several micrometers
into the sample, the Auger electrons must be able to escape to the surface without undergoing an inelastic collision in order to be detected.
Compilations of elemental spectra and charts of atomic number versus
electron energy are available to help assign peaks. Modern data processing (background subtraction, peak fitting to standard spectra) has
made it possible to correctly resolve many peak-identification problems caused by peak overlap.55
7.3.3
Photoelectron spectroscopy
Photoelectron spectroscopy utilizes photoionization and energy-dispersive
analysis of the emitted photoelectrons to study the composition and electronic state of the surface region of a sample. Traditionally, when the technique has been used for surface studies, it has been subdivided according
to the source of exciting radiation into
■
X-ray photoelectron spectroscopy, which uses soft (200 to 2000 eV)
x-ray excitation to examine core levels
■
Ultraviolet photoelectron spectroscopy, which uses vacuum UV (10
to 45 eV) radiation from discharge lamps to examine valence levels
Photoelectron spectroscopy is based upon a single photon-in/electronout process, and from many viewpoints this underlying process is much
simpler than the Auger process. In XPS the photon is absorbed by an
568
Chapter Seven
atom in a molecule or solid, leading to ionization and the emission of
a core (inner-shell) electron. By contrast, in UPS the photon interacts
with valence levels of the molecule or solid, leading to ionization by
removal of one of these valence electrons. The kinetic energy distribution of the emitted photoelectrons can be measured using any
appropriate electron energy analyzer, and a photoelectron spectrum
can thus be recorded. An alternative approach is to consider a oneelectron model along the following lines.
The realization that the energy of the ejected photon could be used to
determine the chemical state of an atom gave rise to the name ESCA
(electron spectroscopy for chemical analysis). Because x-ray photons
are necessary to generate the appropriate electrons, the technique is
also called x-ray photoelectron spectroscopy. XPS shares the Auger
characteristic of good surface sensitivity, since this is driven by the
same need for the electrons to be able to reach the detector unscathed.
It is possible to vary the depth of analysis in both techniques by varying the tilt angle with regard to the detector. This technique is used
more extensively in XPS, where it is often called angle-resolved depth
profiling. XPS also has the very important advantage that it can obtain
chemical state information on most atoms.55
For each and every element, there will be a characteristic binding
energy associated with each core atomic orbital, i.e., each element will
give rise to a characteristic set of peaks in the photoelectron spectrum
at kinetic energies determined by the photon energy and the respective binding energies. The presence of peaks at particular energies
therefore indicates the presence of a specific element in the sample
under study, and the intensity of the peaks is related to the concentration of the element within the sampled region.56
7.3.4
Rutherford backscattering
Rutherford backscattering (RBS) is based on collisions between atomic
nuclei and derives its name from Lord Ernest Rutherford, who in 1911
was the first to present the concept of atoms having nuclei. It involves
measuring the number and energy of ions in a beam that scatters back
after colliding with atoms in the near-surface region of a sample at
which the beam has been targeted. With this information, it is possible
to determine atomic mass and elemental concentrations versus depth
below the surface. RBS is ideally suited for determining the concentration of trace elements that are heavier than the major constituents of
the substrate. Its sensitivity for light molecular masses and for the
makeup of samples well below the surface is poor.56
When a sample is bombarded with a beam of high-energy particles,
the vast majority of the particles are implanted into the material and
Acceleration and Amplification of Corrosion Damage
569
do not escape. This is because the diameter of an atomic nucleus is on
the order of 10 6 nm while the spacing between nuclei is on the order
of 0.2 nm. A small fraction of the incident particles do undergo a direct
collision with a nucleus of one of the atoms in the upper few micrometers of the sample. This collision does not actually involve direct contact between the projectile ion and the target atom. Energy exchange
occurs because of Coulomb forces between nuclei in close proximity to
each other. However, the interaction can be modeled accurately as an
elastic collision using classical physics.56
The energy measured for a particle backscattering at a given angle
depends upon two processes. Particles lose energy as they pass
through the sample, both before and after a collision. The amount of
energy lost is dependent on the material’s stopping power. A particle
will also lose energy as the result of the collision itself. The collisional
loss depends on the masses of the projectile and the target atoms. The
ratio of the energy of the projectile before and after collision is called
the kinematic factor.56 The number of backscattering events that occur
from a given element in a sample depend upon two factors: the concentration of the element and the effective size of its nucleus. The
probability that a material will cause a collision is called its scattering
cross section.
7.3.5 Scanning probe microscopy
(STM/AFM)
In the early 1980s, two IBM scientists, Binnig and Rohrer, developed
a new technique for studying surface structure, scanning tunneling
microscopy (STM). This invention was quickly followed by the development of a whole family of related techniques which, together with
STM, may be classified in the general category of scanning probe
microscopy (SPM) techniques. Of these later techniques, the most
important is undoubtedly atomic force microscopy (AFM).56 The
development of these techniques has without doubt been the most
important event in the surface science field in recent times, and has
opened up many new areas of science and engineering at the atomic
and molecular level. All of the SPM techniques are based upon scanning a probe (typically called the tip in STM, since it literally is a
sharp metallic tip) just above a surface while monitoring some interaction between the probe and the surface. The interaction that is
monitored is:
In STM, the tunnelling current between the metallic tip and a conducting substrate which are in very close proximity but not actually
in physical contact.
570
Chapter Seven
In AFM, the van der Waals force between the tip and the surface;
this may be either the short-range repulsive force (in contact mode)
or the longer-range attractive force (in noncontact mode).
For the techniques to provide information on the surface structure at
the atomic level, the position of the tip with respect to the surface must
be very accurately controlled (to within about 0.1 Å) by moving either
the surface or the tip.
If the tip is biased with respect to the surface by the application of a
voltage between them, then electrons can tunnel between the two, provided that the separation of the tip and the surface is sufficiently
small; this gives rise to a tunneling current. The direction of current
flow is determined by the polarity of the bias. If the sample is biased
ve with respect to the tip, then electrons will flow from the surface to
the tip, while if the sample is biased ve with respect to the tip, then
electrons will flow from the tip to the surface.
The name of the technique arises from the quantum mechanical tunneling-type mechanism by which the electrons can move between the tip
and the substrate. Quantum mechanical tunneling permits particles to
tunnel through a potential barrier which they could not surmount
according to the classical laws of physics; in this case, electrons are able
to traverse the classically forbidden region between the two solids. In
this model, the probability of tunneling is exponentially dependent upon
the distance of separation between the tip and the surface; the tunneling
current is therefore a very sensitive probe of this separation. Imaging of
the surface topology may then be carried out in one of two ways:
■
In constant-height mode, the tunneling current is monitored as the
tip is scanned parallel to the surface.
■
In constant-current mode, the tunneling current is maintained constant as the tip is scanned across the surface.
If the tip is scanned at what is nominally a constant height above the
surface, there is actually a periodic variation in the separation distance
between the tip and the surface atoms. At one point the tip will be directly above a surface atom and the tunneling current will be large, whereas at other points the tip will be above hollow sites on the surface and the
tunneling current will be much smaller. In practice, however, the normal
way of imaging the surface is to maintain the tunneling current constant
while the tip is scanned across the surface. This is achieved by adjusting
the tip’s height above the surface so that the tunneling current does not
vary with the lateral tip position. In this mode, the tip will move slightly upward as it passes over a surface atom and, conversely, move slightly in toward the surface as it passes over a hollow.
Acceleration and Amplification of Corrosion Damage
571
7.3.6 Secondary electron microscopy and
scanning Auger microscopy
The two forms of electron microscopy which are commonly used to provide surface information are secondary electron microscopy (SEM),
which provides a direct image of the topographical nature of the surface
from all the emitted secondary electrons, and scanning Auger microscopy
(SAM), which provides compositional maps of a surface by forming an
image from the Auger electrons emitted by a particular element.56
SEM. As the primary electron beam is scanned across the surface, elec-
trons with a wide range of energies will be emitted from the surface in
the region where the beam is incident. These electrons will include
backscattered primary electrons and Auger electrons, but the vast majority will be secondary electrons formed in multiple inelastic scattering
processes (these are the electrons that contribute to the background and
are completely ignored in Auger spectroscopy). The secondary electron
current reaching the detector is recorded, and the microscope image consists of a “plot” of this current I against probe position on the surface. The
contrast in the micrograph arises from several mechanisms, but first and
foremost from variations in the surface topography. Consequently, the
secondary electron micrograph is virtually a direct image of the real surface structure.55
The attainable resolution of the technique is limited by the minimum spot size that can be obtained with the incident electron beam,
and ultimately by the scattering of this beam as it interacts with the
substrate. With modern instruments, a resolution of better than 5 nm
is achievable. This is more than adequate for imaging semiconductor
device structures, for example, but is insufficient to enable many supported metal catalysts to be studied in any detail.
Although not a true surface technique, SEM-EDS (energy dispersive
spectrometer) often provides useful information concerning surface corrosion mechanisms. The ubiquitous nature, low cost, and ease of use of
this technique cause it to be used as a tool in many failure analyses
involving corrosion. Because its analysis depth is much larger (approximately a micrometer) than that of the true surface techniques, it is not
necessary to analyze samples that are high-vacuum-compatible. As a
result, almost no sample preparation is needed for many different
kinds of samples.
The sample is scanned with a high-energy (typically 5 to 30 keV) electron beam in a raster pattern which causes the ejection of a number of
particles, including secondary electrons, backscattered electrons, and
x-rays. Secondary electrons (with energies less than 50 eV) are
detectable only if they are generated in the top surface of a sample; this
572
Chapter Seven
causes the secondary electron output to be responsive to topographical
detail and therefore gives an image that is remarkably similar to that
seen with an optical microscope. Added advantages are greater magnification and depth of field. The contrast in backscattered electron
images is mainly dependent on atomic number, so these images provide
rough elemental distribution information.55
Element identification is provided by analysis of the characteristic
x-rays that are emitted with an energy dispersive spectrometer.
Quantification can be quite good if appropriate standards are used.
The x-ray detector can be set to detect and count only x-rays that have
energies within a narrow range. This output can then be used to generate elemental distribution maps, or line scans. Newer detectors with
ultrathin windows can easily detect all elements with an atomic number of 5 (boron) or greater.
With this technique, the incident primary electrons cause ionization of atoms within the region illuminated by the focused beam.
Subsequent relaxation of the ionized atoms leads to the emission of
Auger electrons characteristic of the elements present in this part of
the sample surface. As with SEM, the attainable resolution is ultimately limited by the incident beam characteristics. More significantly, however, the resolution is also limited by the need to acquire
sufficient Auger signal to form a respectable image within a reasonable time period, and for this reason the instrumental resolution
achievable rarely approaches 20 nm.
SAM.
7.3.7
Secondary ion mass spectroscopy
Secondary ion mass spectroscopy is the third of the three most common surface analysis techniques. In SIMS, the sample is irradiated
with a primary ion beam (normally argon), the impact of which sputters away the surface atoms, some as neutrals and others as ions.
Those atoms which become ionized are then detected in a mass spectrometer, where their masses are measured.
SIMS is the most sensitive of all the commonly employed surface
analytical techniques. This is because of the inherent sensitivity associated with mass spectrometric–based techniques. There are a number
of different variants of the technique:56
■
Static SIMS, used for submonolayer elemental analysis
■
Dynamic SIMS, used for obtaining compositional information as a
function of depth below the surface
■
Imaging SIMS, used for spatially resolved elemental analysis
Acceleration and Amplification of Corrosion Damage
573
These variations are all based on the same basic physical process,
and it is this process which is discussed here, together with a brief
introduction to the field of static SIMS. In SIMS, the surface of the
sample is subjected to bombardment by high-energy ions; this leads to
the ejection (or sputtering) of both neutral and charged (/ ) species
from the surface. The ejected species may include atoms, clusters of
atoms, and molecular fragments.
In traditional SIMS, it is only the positive ions that are mass analyzed. This is primarily for practical ease, but it does lead to problems
with quantifying the compositional data, since the positive ions are
but a small, nonrepresentative fraction of the total sputtered species.
It should be further noted that the displaced ions have to be energy filtered before they are mass analyzed (i.e., only ions with kinetic energies within a limited range are mass analyzed). The most commonly
employed incident ions used for bombarding the sample are argon ions
(Ar), but other ions have been used in some applications.56 The mass
analyzer is typically a quadrupole mass spectroscopy analyzer with
unit mass resolution, but high-specification time-of-flight (TOF) analyzers are also used and provide substantially higher sensitivity and a
much greater mass range (albeit at a higher cost).
In static SIMS (SSIMS), the aim is to obtain sufficient signal to provide compositional analysis of the surface layer without actually
removing a significant fraction of a monolayer, i.e., to be able to analyze less than 1014 atoms or molecules, or approximately 10 percent of
a monolayer, for a 1-cm2 sample. The technique is then capable of providing information about the topmost single atomic layer of the surface. In dynamic SIMS, which is more common, a high-energy ion
beam removes layers of the surface. The beam is so energetic that little chemical information is retained, since the vast majority of any
molecular species is fragmented. Although destroying the surface obviously prevents its reexamination, it is not a total disadvantage, since
it allows depth profiling to occur naturally.
Some of the advantages of SIMS are that it has a very low detection
limit and that it can detect all elements. These advantages make it
able to address many problems that neither AES nor XPS is suitable
for. Reasonably small (micrometer or smaller) spot sizes allow elemental mapping. A major disadvantage of SIMS is that there is a very
great range of ionization rates for different elements. Furthermore,
the rates will vary depending upon the other species present (matrix
effects). A beam of either positive or negative ions can be used as the
exciting beam, with very different response factors. The biggest differences are found with the very electronegative halogens and the electropositive alkali metals.55
574
Chapter Seven
References
1. Ijseling, F. P., General Guidelines for Corrosion Testing of Materials for Marine
Applications, London, The Institute of Materials, 1989.
2. Lloyd, D. K., and Lipow, M., Reliability: Management, Methods and Mathematics,
Milwaukee, Wisc., The American Society for Quality Control, 1984.
3. Erlings, J. G., de Groot, H. W., and Nauta J., The Effect of Slow Plastic and Elastic
Straining on Sulphide Stress Cracking and Hydrogen Embrittlement of 3.5% Ni
Steel and API 5L X60 Pipeline Steel, Corrosion Science, 27:1153–1167 (1987).
4. Baboian, R., Corrosion Tests and Standards, Philadelphia, American Society for
Testing and Materials, 1995.
5. Lyon, S. B., Thompson, G. E., and Johnson, J. B., in Agarwala, V. S., and Ugiansky,
G. M. (eds.), New Methods for Corrosion Testing of Aluminum Alloys, Philadelphia,
American Society for Testing and Materials, 1992, pp. 20–31.
6. Treseder, R. S., Haynes, G. S., and Baboian, R. (eds.), Laboratory Corrosion Tests
and Standards, Philadelphia, American Society for Testing and Materials, 1985, pp.
5–23.
7. Mapes, R. S., and Berkey, W. W., X-Ray Diffraction Methods for the Analysis of
Corrosion Products, in Ailor, W. H. (ed.), Handbook on Corrosion Testing and
Evaluation, New York, John Wiley and Sons, 1971, pp. 697–730.
8. Lenard, D. R., Moores, J. G., Roberge, P. R., and Halliop, E., “The Use of
Electrochemical Impedance Spectroscopy to Predict the Corrosion of AluminumLithium Alloys in Marine Environments,” AGARD CP-565, in AGARD Conference
Proceedings: Corrosion Detection and Management of Advanced Airframe Materials,
Hull, Canada, Canada Publication Group, 1995, pp. 8-1–8-12.
9. Schra, L. and Groep, F. F., The ASCOR Test: A Simple Automated Method for Stress
Corrosion Testing of Aluminum Alloys, Report NLR-TP-91438-U, 22, Amsterdam,
Netherlands, National Aerospace Laboratory, 1991.
10. Freeman, R. A., and Silverman, D. C., Error Propagation in Coupon Immersion
Tests, Corrosion, 48:463–466 (1992).
11. Baker, S. V., Lyon, S. B., Thompson, G. E., et al., in Agarwala, V. S., and Ugiansky,
G. M. (eds.), New Methods for Corrosion Testing of Aluminum Alloys, Philadelphia,
American Society for Testing and Materials, 1992, pp. 32–49.
12. Roberge, P. R., Yousri, S., and Halliop, E., Potentiodynamic Polarization and
Impedance Spectroscopy for the Statistical Process Control of Aluminum Anodizing,
in Silverman, D. C., Kendig, M. W., and Scully, J., (eds.), Electrochemical Impedance:
Analysis and Interpretation, STP 1188, Philadelphia, American Society for Testing
and Materials, 1993, pp. 313–329.
13. Roberge, P. R., and Halliop, E., An Alternate Electrochemical Procedure for the
Testing of Anodized Aluminum, in Haynes, G. S., and Tellefsen, K. (eds.), Cyclic
Cabinet Corrosion Testing, STP 1238, Philadelphia, American Society for Testing
and Materials, 1995, pp. 49–58.
14. Roberge, P. R., and Ash, P., The Anodic Breakthrough Method for Testing Anodized
Aluminum, Metal Finishing, 93:22–25 (1995).
15. Yousri, S., and Tempel, P., Plating and Surface Finishing, 74:36–43 (1987).
16. Jirnov, A. D., and Karimova, S. N., “Some Peculiarities of Al-Li Alloys Corrosion
Behavior,” 2(Sixth), International Aluminium-Lithium Conference, GarmischPartenkirchen, 1991, pp. 825–829.
17. Roberge, P. R., and Lenard, D. R., The Evaluation of Marine Corrosion Resistance of
Aluminum and Aluminum-Lithium Alloys, Corrosion Reviews, 15:631–645 (1997).
18. Kane, R. D., High-Temperature and High Pressure, in Baboian, R. (ed.), Corrosion
Tests and Standards, Philadelphia, American Society for Testing and Materials,
1995, pp. 106–115.
19. Andresen, P. L., “Effects of Testing Characteristics on Observed SCC Behavior in
BWRs,” in Corrosion 98, Houston, Tex., NACE International, 1998, Paper # 137.
20. Van Orden, A. C., “Applications and Problem Solving Using the Polarization
Technique,” in Corrosion 98, Houston, Tex., NACE International, 1998, Paper # 301.
Acceleration and Amplification of Corrosion Damage
575
21. Grauer R., Moreland, P. J., and Pini, G., A Literature Review of Polarisation
Resistance Constant (B) Values for the Measurement of Corrosion Rate, Houston,
Tex., NACE International, 1982.
22. Silverman, D. C., “Tutorial on Cyclic Potentiodynamic Polarization Technique,” in
Corrosion 98, Houston, Tex., NACE International, Paper # 299.
23. Zeller, R. L., III, and Savinell, R. F., Corrosion Science, 26:591 (1986).
24. Epelboin, I., Keddam, M., and Takenouti, H., Journal of Applied Electrochemistry,
2:71 (1972)
25. Boukamp, B. A., Equivalent Circuit (Equivcrt.PAS) Users Manual, Report
CT89/214/128, The Netherlands, University of Twente, 1989.
26. Hladky, K., Callow, L. M., and Dawson, J. L., British Corrosion Journal, 15:20
(1980).
27. de Levie, R., Advances in Electrochemistry and Electrochemical Engineering, 1969.
28. Silverman, D. C., Corrosion, 47:87 (1991)
29. Mansfeld, F., and Shih, H., Journal of the Electrochemical Society, 135:1171 (1988).
30. Urquidi-MacDonald, M., and Egan, P. C., Validation and Extrapolation of
Electrochemical Impedance Spectroscopy Data Analysis, Corrosion Reviews, 15:
(1997).
31. Iverson, W. P., Journal of the Electrochemical Society, 115:617 (1968).
32. Kearns, J. R., Scully, J. R., Roberge, P. R., et al., Electrochemical Noise Measurement
for Corrosion Measurements, Philadelphia, American Society for Testing and
Materials, 1996.
33. Hladky, K., and Dawson, J. L., Corrosion Science, 21:317
(1981).
34. Searson, P. C., and Dawson, J. L., Journal of the Electrochemical Society,
135:1908–1915 (1988).
35. Peitzen, H. O., and Saupe, D., The Science of Fractal Images, New York, SpringerVerlag, 1988.
36. Mandelbrot, B. B., and Van Ness, J. W., SIAM Review, 10:422 (1968).
37. Fan, L. T., Neogi, D., and Yashima, M., Elementary Introduction to Spatial and
Temporal Fractals, Berlin, Springer-Verlag, 1991.
38. Hurst, E. H., Methods of Using Long-term Storage in Reservoirs, Proceedings of the
Institute of Civil Engineering, 5 (Part I):519 (1956).
39. Mandelbrot, B. B., and Wallis, J. R., Water Resources Research, 5:321 (1969).
40. Feder, J., Fractals, New York, Plenum, 1988.
41. Roberge, P. R., The Analysis of Spontaneous Electrochemical Noise by the Stochastic
Process Detector Method, Corrosion, 50:502 (1994).
42. Roberge, P. R., Trethewey, K. R., Marsh, D. J., et al., Application of Fractals to the
Analysis of Electrochemical Noise in 304 Stainless Steel, in LeMay, I., Mayer, P.,
Roberge, P. R., et al. (eds.), Materials Performance, Maintenance and Plant Life
Assessment, Montréal, The Canadian Institute of Mining, Metallurgy and
Petroleum, 1994, pp. 47–56.
43. Capp, J. A., A Rational Test for Metallic Protective Coatings, Proceedings of the
American Society for Testing and Materials, 14:474–481 (1914).
44. Finn, A. N., Method of Making the Salt-Spray Corrosion Test, Proceedings of the
American Society for Testing and Materials, 18:237–238 (1918).
45. LaQue, F. L., Marine Corrosion: Causes and Prevention, New York, John Wiley and
Sons, 1975.
46. LaQue, F. L., Materials & Methods, 35:77–81 (1952).
47. Harper, R., Metal Industry, 99:454–458 (1961).
48. Sub-Tropical Testing Service, http://www.Sub-Tropical.com/exptest.html, 1999.
49. Twitchell, S. B., and Lackmeyer, P. J., Experimental Design in Corrosion Control,
Materials Performance, 14:14 (1975).
50. Barrett, C. A., “The Effects of Cr, Co, Al, Mo and Ta on the Cyclic Oxidation Behavior
of a Prototype Cast Ni-Base Superalloy Based on a 25 Composite Statistically
Designed Experiment,” in Conference on High Temperature Corrosion Energy
Systems, Detroit, The Metallurgical Society/AIME, 1984, pp. 667–680.
51. Roudabush, L. A., Towsend, H. E., and McCune, D. C., “Update on the Development
of an Improved Cosmetic Corrosion Test by the Automotive and Steel Industries,”
576
52.
53.
54.
55.
56.
57.
58.
Chapter Seven
Proceedings of the 6th Automotive and Prevention Conference, P-268, Warrendale,
Pa., SAE International, 1993, pp. 53–63.
Gragnolino, G. A., and Sridhar, N., Localized Corrosion of a Candidate Container
Material for High-Level Nuclear Waste Disposal, Corrosion, 47:464–472 (1991).
Davis, R. V., “Investigation of Factors Influencing Mild Steel Corrosion Using
Experimental Design,” in Corrosion/93, Houston, Tex., NACE International, 1993,
Paper # 280.
Koch, G. H., Spangler, J. M., and Thompson, N. G., Corrosion Studies in Complex
Environments, in Francis, P. E., and Lee, T. S. (eds.), The Use of Synthetic
Environments for Corrosion Testing, Philadelphia, American Society for Testing and
Materials, 1988, pp. 3–17.
Hopkins, A. G., Surface Analysis, in Baboian, R. (ed.), Corrosion Tests and
Standards, Philadelphia, American Society for Testing and Materials, 1995, pp.
55–61.
The CEA Online Tutorial, http://www.cea.com/tutorial.htm, 1998.
Shaw, S., Surface and Interface Characterization in Corrosion, Houston, Tex., NACE
International, 1994.
http://ftp-msd.ksc.nasa.gov/msd/ftp/rust/PICTURES/BCH-SITE/
Chapter
8
Materials Selection
8.1 Introduction
578
8.1.1
Mechanical properties
579
8.1.2
Fabricability
581
8.1.3
Availability
581
8.1.4
Cost
581
8.1.5
Corrosion resistance
582
8.2
Aluminum Alloys
584
8.2.1
Introduction
584
8.2.2
Applications of different types of aluminum
595
8.2.3
Weldability of aluminum alloys
598
8.2.4
Corrosion resistance
8.3
Cast Irons
601
612
8.3.1
Introduction
612
8.3.2
Carbon presence classification
613
8.3.3
Weldability
616
8.3.4
Corrosion resistance
8.4
Copper Alloys
617
622
8.4.1
Introduction
622
8.4.2
Weldability
627
8.4.3
Corrosion resistance
630
8.4.4
Marine application of copper-nickel alloys
650
8.4.5
Decorative corrosion products
659
8.5 High-Performance Alloys
664
8.5.1
Ni- and Fe-Ni-base alloys
666
8.5.2
Co-base alloys
670
8.5.3
Welding and heat treatments
671
8.5.4
Corrosion resistance
676
8.5.5
Use of high-performance alloys
691
8.6
Refractory Metals
692
8.6.1
Introduction
692
8.6.2
Molybdenum
694
577
578
Chapter Eight
8.6.3
Niobium
697
8.6.4
Tantalum
705
8.6.5
Tungsten
708
8.7 Stainless Steels
8.7.1
Introduction
8.7.2
Welding, heat treatments, and surface finishes
716
8.7.3
Corrosion resistance
723
8.8
Steels
736
8.8.1
Introduction
736
8.8.2
Carbon steels
737
8.8.3
Weathering steels
738
8.8.4
Weldability
739
8.8.5
Corrosion resistance
8.9
Titanium
741
748
8.9.1
Introduction
8.9.2
Titanium alloys
750
8.9.3
Weldability
752
8.9.4
Applications
754
8.9.5
Corrosion resistance
8.10
Zirconium
748
755
769
8.10.1
Applications
773
8.10.2
Corrosion resistance
774
References
8.1
710
710
777
Introduction
From a purely technical standpoint, an obvious answer to corrosion
problems would be to use more-resistant materials. In many cases, this
approach is an economical alternative to other corrosion control methods. Corrosion resistance is not the only property to be considered in
making material selections, but it is of major importance in the chemical process industries. Table 8.1 lists the questions that should be
answered to estimate the corrosion behavior of materials either in service or considered for such usage.1
The choice of a material is the result of several compromises. For
example, the technical appraisal of an alloy will generally be a compromise between corrosion resistance and some other properties such
as strength and weldability. And the final selection will be a compromise between technical competence and economic factors. In specifying
a material, the task usually requires three stages:
1. Listing the requirements
2. Selecting and evaluating the candidate materials
3. Choosing the most economical material
Materials Selection
TABLE 8.1
579
Information Necessary for Estimating Corrosion Performance
Corrodent variables
Main constituents (identity and amount)
Impurities (identity and amount)
Temperature
pH
Degree of aeration
Velocity or agitation
Pressure
Estimated range of each variable
Type of application
What is the function of part or equipment?
What effect will uniform corrosion have on serviceability?
Are size change, appearance, or corrosion product a problem?
What effect will localized corrosion have on usefulness?
Will there be stresses present?
Is SCC a possibility?
Is design compatible with the corrosion characteristics of the material?
What is the desired service life?
Experience
Has the material been used in identical situation?
With what specific results?
If equipment is still in operation, has it been inspected?
Has the material been used in similar situations?
What are the differences in performance between the old and new
situations?
Any pilot-plant experience?
Any plant corrosion-test data?
Have laboratory corrosion tests been run?
Are there any available reports?
Some particular requirements and typical selection considerations
are presented in Table 8.2. The materials selection process is also
influenced by the fact that the materials are either considered for the
construction of a new system or for the modification or repairs in an
existing facility. For the construction of new equipment, the selection
procedure should begin as soon as possible and before the design is
finalized. The optimum design for corrosion resistance will often vary
with the material used. In a repair application, there is usually less
opportunity for redesign, and the principal decision factors will be
centered on delivery time and ease of fabrication in the field. It is
also advisable to estimate the remaining life of the equipment so that
the repair is not overdesigned in terms of the corrosion allowance.
8.1.1
Mechanical properties
The selection criteria used by materials engineers in choosing from a
group of materials includes a list of qualities that are either desirable
580
Chapter Eight
TABLE 8.2
Checklist for Materials Selection
Requirements to be met
Properties (corrosion, mechanical, physical, appearance)
Fabrication (ability to be formed, welded, machined, etc.)
Comparability with existing equipment
Maintainability
Specification coverage
Availability of design data
Selection considerations
Expected total life of plant or process
Estimated service life of material
Reliability (safety and economic consequences of failure)
Availability and delivery time
Need for further testing
Material costs
Fabrication costs
Maintenance and inspection costs
Return on investment analysis
Comparison with other corrosion-control methods
or necessary. Unfortunately, the optimum properties associated with
each selection criteria can seldom all be found in a single material,
especially when the operating conditions become aggressive. Thus,
compromises must frequently be made to realize the best performance
of the material selected.2
A wide variety of iron- and nickel-based materials are used for pressure vessels, piping, fittings, valves, and other equipment in process
industries. The most common of these is plain carbon steel. Although it
is often used in applications up to 482 to 516°C, most of its use is limited
to 316 to 343°C due to loss of strength and susceptibility to oxidation
and other forms of corrosion at higher temperature. Ferritic alloys, with
additions consisting primarily of chromium (0.5 to 9%) and molybdenum
(0.5 to 1%), are most commonly used at temperatures up to 650°C. Their
comparative cost, higher strength, oxidation and sulfidation resistance,
and particular resistance to hydrogen, for example, result in their being
the material of choice. However, these low-alloy steels have inadequate
corrosion resistance to many other elevated temperature environments
for which more highly alloyed Ni-Cr-Fe alloys are required.2
For applications for which carbon or low-alloy steels are not suitable, the most common choice of material is from within the 18Cr-8Ni
austenitic group of stainless steels. These alloys and the 18Cr-12Ni
steels are favored for their corrosion resistance in many environments
and their oxidation resistance at temperatures up to 816°C. Above
650°C their decreasing strength becomes a consideration and more
heat-resistant alloys must often be used.
Materials Selection
581
Most chemical process equipment is designed and fabricated to the
requirements of specific pressure vessel and piping codes. These codes
include only approved materials and establish the basis for and the
setting of allowable stresses. Thus, the mechanical properties of a
material are usually the first criteria that materials engineers apply
in the selection process. This is especially important for applications
at temperatures in the creep range where a minor difference in operating temperature can significantly affect the load-carrying ability of
the material.2
8.1.2
Fabricability
There are many outstanding materials with highly desirable mechanical properties and corrosion resistance that are seldom used because
they cannot be fabricated. There are some materials that have excellent properties that can be fabricated as produced but, because of
aging, cannot be modified or repaired after exposure to operating conditions. Materials should therefore be selected on the basis of their
maintainability as well as their original fabricability. In general, the
wrought heat-resistant alloys have greater fabricability than the cast
materials. Cast alloy steels, for example, can typically tolerate significantly higher concentrations of carbon, silicon, tungsten, molybdenum, and so forth, which are added to enhance mechanical properties,
corrosion resistance, or both. But, these elements also can adversely
affect the original, as-produced fabricability and make maintainability,
particularly weldability, difficult, if not impossible.2
8.1.3
Availability
Materials engineers and purchasing agents become frustrated when
trying to obtain materials that have a limited number of producers or
a limited production volume. Such frustration can be particularly high
when a small amount of material is needed to finish a job or replace a
failed piece. Prior to the original specification of a material, consideration should be given to its future availability for repairs or replacement in the form or forms that it will be used. In those cases where it
might not be available, alternative replacement materials should be
identified.2
8.1.4
Cost
Economics enter into every business decision. However, the important
criterion should not be the initial cost of a material, but its life-cycle
cost or cost effectiveness. It usually is much more cost effective to specify a material that will provide an extended life, particularly in areas
582
Chapter Eight
that are difficult to repair or in components that would cause major
shutdowns in case of failure. In these situations, the original cost of
the material can be insignificant compared to the loss of production
caused by the use of a lower-cost, but less-effective, material. The following two extreme alternatives describe the consideration given to
economic factors when selecting materials for specific service:
1. A low initial cost system largely based on carbon steel and cast iron
that will require considerable maintenance over the life of the
plant. Such a system is a reasonable choice in areas where labor
costs are low and material is readily available.
2. A system based mainly on alloy materials that, if correctly designed
and fabricated, will require minimum maintenance and will function reliably. Rising labor costs in most industries, together with the
need for high reliability in capital-intensive plants has produced a
trend to this type of system.
In practice many systems are a mixture of these extreme options,
resulting in the high initial costs of one and the high maintenance costs
of the other. For example, a plant that has experienced costly replacement to galvanized steel piping may replace it with copper alloy piping,
leaving valve fittings and other equipment in carbon steel and cast
iron. The resulting galvanic corrosion effects result in reduced life for
these parts. Thus, avoidance of higher initial costs has resulted in
reduced reliability and high maintenance costs.3 Unfortunately, competitive bidding and corporate bottom lines frequently create barriers
that inhibit realization of long equipment life. The enlightened company
will recognize the value of the life-cycle cost approach on long-term
financial health and not embrace only the low initial cost option.2
8.1.5
Corrosion resistance
The additional cost usually associated with choosing increased corrosion resistance during the selection process is invariably less than that
due to product contamination or lost production and high maintenance
costs due to premature failure. Without adequate corrosion resistance,
or corrosion allowance, components often fall short of the expected
design life. Unlike mechanical properties, there are no codes governing corrosion properties. For some applications or services, recommended practices have been published by NACE International or
other societies.
Many extensive sources of information concerning specific corrosion
resistance or corrosivity assessment data have been published in the
form of handbooks. Some advanced information systems and modeling
Materials Selection
583
tools, specially adapted to corrosion damage prediction, are reviewed
in Chap. 4, Modeling, Life Prediction, and Computer Applications.
Data upon which to base material selection are also available in inexpensive literature and manufacturers’ publications that are available
upon request or can be downloaded from the Internet. These sources
are referenced in the next sections dealing with specific alloy systems.
A common form of representing the corrosion resistance of materials
is what is known as iso-corrosion diagrams or charts. These diagrams
are two-dimensional representations of three-dimensional corrosion
data. Iso-corrosion diagrams present corrosion behavior as a function of
corrosive concentration (usually the abscissa) and temperature. The
use of the prefix iso refers to lines (or regions) of constant corrosion
behavior across variations in concentration and temperature.
Corrosion Data Survey—Metals4 and Corrosion Data Survey—Nonmetals5 are the most popular publications using such a scheme for representing corrosion information. In these publications the corrosion
behavior of metals is expressed in units of penetration rates [i.e.,
mmy1 or milli-inch per year (mpy)], and the corrosion behavior of nonmetals is expressed in qualitative terms such as recommended, questionable, and not recommended. Figure 8.1 illustrates the elemental
matrix used to express corrosion resistance in Corrosion Data Survey—
Metals, and Fig. 8.2 presents iso-corrosion diagrams for S30400 and
S31600 stainless steels exposed to aerated acetic acid. Another interesting visual representation of corrosion information can also found in
Corrosion Data Survey—Metals.4 Figure 8.3 is a rendition of the
hydrochloric acid graph, and Fig. 8.4 shows a mixed acid graph.
In l984 the National Association of Corrosion Engineers (NACE,
now NACE International) and National Institute of Standards and
Technology (NIST) agreed to process these two books for use on a personal computer as the first major project of the NACE-NIST Corrosion
Data Program. The resultant DOS-based programs were released as
the personal computer databases CORSUR (Metals) and CORSUR2
(Nonmetals). Over the past decade, they have become the most widely
distributed corrosion databases, with over 2000 copies in use.6 The
information can be searched and sorted for tabular or graphical presentations. Color coding is employed to facilitate the interpretation of
the iso-corrosion diagrams.
The CORSUR databases have since been updated. The information
was revised, adding new materials and different environments as well
as additional information on the existing materials and corrosives.
Corrosion data for 37 alloys in over 900 chemical environments and 52
nonmetals in over 700 chemical environments are available in this
database. The specific metals and nonmetals covered in the latest version are listed in Table 8.3. A significant enhancement to the latest
Chapter Eight
204
149
93
38
Temperature (oC)
260
584
20
40
60
80
100
Concentration (%)
< 50 mm y
-1
< 500 mm y -1
> 500 - 1300 mm y -1<
X
> 1300 mm y -1
Figure 8.1 Iso-corrosion matrix and key to data points.
version is that the user can add, edit, or delete proprietary records.
Searching through the data requires defining the environment and the
conditions of interest. The environment is defined by selecting the
appropriate corrosive from an alphabetical listing. After the corrosive
has been determined, the program steps through the procedure for
defining the limits of the search. The user can obtain a printed copy of
the iso-corrosion diagrams and a report that includes associated information such as footnotes, references, and personal notes, if available.
8.2
8.2.1
Aluminum Alloys
Introduction
Aluminum is the second most plentiful metallic element on earth. It
has been estimated that 8 percent of the earth crust is composed of alu-
585
204
149
X
X
93
X
38
Temperature (oC)
260
Materials Selection
20
40
60
80
100
80
100
Aerated acetic acid (%)
204
X X
93
149
X
38
Temperature (oC)
260
S30400
20
40
60
Aerated acetic acid (%)
S31600
Figure 8.2 Aerated acetic acid iso-corrosion dia-
grams for S30400 and S31600 stainless steels.
minum, usually found in the oxide form known as bauxite. Aluminum
has become the most widely used nonferrous metal on a volume basis.
Although more expensive on a tonnage basis, it is the least expensive
of metals other than steel on the basis of volume or area. Aluminum
and its alloys are divided into two broad classes, castings and wrought,
or mechanically worked, products. The latter is subdivided into heat-
586
Chapter Eight
120
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yyy
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75
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90
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3
2
1
0
10
20
30
40
HCl Concentration (%)
Materials in shaded zones have reported corrosion rates of < 0.5 mm•y-1
Figure 8.3 Hydrochloric acid graph.
;
;
;
;
;
;;;;;;
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Materials Selection
587
100% H2O
3
4
;
;;;;
;;;;
;;;;
;
;
5
2
1
100% H2SO4
100% HNO3
Materials in shaded zones have reported corrosion rates of < 0.5 mm•y-1
Figure 8.4 Mixed acid graph.
treatable and non-heat-treatable alloys and into various forms produced by mechanical working.
All aluminum production is based on the
Hass-Heroult process. Alumina refined from bauxite is dissolved in a
cryolite bath with various fluoride salt additions made to control bath
temperature, density, resistivity, and alumina solubility. An electrical
current is then passed through the bath to electrolyze the dissolved
alumina, with oxygen forming at and reacting with the carbon anode
Production of aluminum.
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Chapter Eight
TABLE 8.3
Metals and Nonmetals Included in CorSur
Metals
1. Alloy 20-25-4Mo (904L)
2. Alloy 20-25-6Mo (254SMO/6XN)
3. Alloy 20-38-3-3Cu (20Cb3/825)
4. Alloy 30-44-5-3W (G-30)
5. Aluminum (3003/5154)
6. Austenitic (17-12-3) stainless steel
(316L/317L)
7. Austenitic (18-8) stainless steel
(304/304L/347)
8. Brass ( 15Zn)
9. Cast iron, gray/ductile
10. Copper/bronze/Low brass
11. Copper-nickel
12. Duplex (25-6-3)
13. Gold/platinum
14. Lead
15. Ni-16 Cr-16 Mo (C276)
16. Ni-20 Cr-16 Mo-4 W (686)
17. Ni-22 Cr-16 Mo (C22/59)
18. Ni-23 Cr-16 Mo-1 Cu (C20000)
19. Ni-30 Mo (B-2)
20. Nickel (200)
21. Nickel cast iron (15-35Ni)
22. Nickel-chromium-iron (600/690)
23. Nickel-copper (400)
24. Ni-Cr-Fe-9 Mo (625/725)
25. Niobium (columbium)
26. PH grade 15-7Mo (S15700)
27. PH grade 17-4 (S17400)
28. PH grade 17-7 (S17700)
29. Silicon cast iron (14Si)
30. Silver
31. Stainless steel (12Cr)
32. Stainless steel (17Cr)
33. Steels, carbon/low alloy
34. Superferritic (26-1) stainless steel
35. Tantalum
36. Titanium, unalloyed
37. Zirconium
Nonmetals
1. Acetal (polyoxymethylene)
2. Acrylonitrile-butadiene-styrene (ABS)
3. Bisphenol A-fumarate
4. Carbon-graphite
5. Cellulose acetate
6. Cellulose acetate butyrate
(316L/317L)
7. Ceramics
8. Chlorendic fiberglass (190 47)
9. Chlorendic fiberglass (869 44.5)
10. Chlorinated polyvinylchloride
11. Chlorine sulfonyl polyethylene
12. Concrete
13. Epoxy cements
14. Epoxy-asbestos-glass
15. Epoxy-fiberglass
16. Ethylene-tetrafluoroethylene
17. Fluorinated ethylene propylene
18. Fluorocarbons FEP and TFE
19. Furan laminates
20. Furans
21. Furfuryl alcohol-asbestos
22. Furfuryl alcohol-glass
23. Glass chemical
24. Glassed steel
25. Magnesia partially stabilized zirconia
26. Nylon
27. Perfluoroalkoxy
28. Phenol-formaldehyde-asbestos
29. Phenolic, asbestos
30. Phenolic, nonasbestos
31. Phenolics
32. Polychloroprene
33. Polyester-fiberglass
34. Superferritic (26-1) stainless steel
34. Polyethylene
35. Polymethyl methacrylate
36. Polyphenylene sulfide (40% glass-filled)
37. Polyphenylene sulfide fiberglass
38. Polypropylene
39. Polysulfone
40. Polyvinylchloride
41. Polyvinylidene chloride
42. Polyvinylidene fluoride
43. Rubber, butyl
44. Rubber, fluorine
45. Rubber, natural
46. Silicates
47. Soapstone
48. Styrene acrylonitrile
49. Vinyl ester cements
50. Vinyl ester resin
51. Vinyl polybutadiene
52. Wood
Materials Selection
589
and aluminum collecting as a metal pad at the cathode. The separated
metal is periodically removed by siphon or vacuum methods into crucibles, which are then transferred to casting facilities where remelt or
fabricating ingots are produced. The major impurities of smelted aluminum are iron and silicon, but zinc, gallium, titanium, and vanadium
are typically present as minor contaminants. Refining steps are available to obtain high levels of purity. Purity of 99.99 percent is achieved
through fractional crystallization or Hoopes cell operation.
Some aluminum alloys can be solution treated to increase their
strength. This consists of heating the alloy to a temperature between 460
and 530°C, at which all the alloying elements are in solid solution (solution treated). The alloy is then rapidly cooled, usually by quenching in
water. The metal is then in an unstable state, forcing the alloying elements to precipitate from solution as hard, intermetallic particles, a
process known as natural aging, which takes about 5 days to complete.
However, some alloys naturally age too slowly and incompletely, so the
process needs to be accelerated by a precipitation treatment. This consists
of raising the temperature of the alloy to a temperature lower than 200°C
for a specified time. Under these conditions artificial aging is promoted.
Annealing, most commonly used with non-heat-treatable alloys to
soften the metal so that it can be more easily formed, consists of heating it to a temperature between 350 and 425°C and allowing it to cool.
The rate of cooling is not important except with heat-treatable alloys;
they must be cooled slowly to prevent age hardening. Although aluminum alloy is approximately a third of the weight of steel, it is about
three times the cost.
Mechanical properties. The mechanical properties of aluminum may be
improved by alloying, by strain hardening, by thermal treatment, or by
combinations of all three techniques. Copper, magnesium, manganese,
silicon, and zinc are used as the major constituents in aluminum alloys.
Chromium, lead, nickel, and other elements are used for special purposes as minor alloy constituents. Impurities such as iron affect the
performance of aluminum alloys and must be considered. Pure aluminum can be strengthened by alloying with small amounts of manganese (up to 1.25%) and magnesium (up to 3.5%). The addition of
larger percentages of magnesium produces still higher strengths, but
precautions are needed for satisfactory performance. These alloys and
pure aluminum can be further hardened by cold work up to tensile
strengths of 200 or even 300 MPa. Higher strengths are achieved in
alloys that are heat treatable.
Cast aluminum. Three processes, sand, permanent mold, and die-casting,
are commonly used for aluminum alloys. As a general rule, heat-treatable
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Chapter Eight
alloys are either sand or permanent mold cast. The following combinations of elements constitute the main families of cast aluminum alloys:
Pure aluminum. Rarely used in the cast condition, but special castings may be required for electrical applications.
Al-Si. Silicon is the principal element for conferring good castibility on aluminum alloys.
Al-Si-Mg. Good casting alloys, which can be solution treated and
age hardened to give good mechanical properties.
Al-Mg. Best combination of strength and toughness of all the aluminum casting alloys.
Al-Cu. Moderately high strength, medium or poor impact resistance, and fast casting properties; poorest corrosion resistance of
aluminum alloys.
Al-Mn. A cheap, non-heat-treatable alloy of poor mechanical properties, fair castibility, but exceptional for non-load-bearing applications at temperatures of up to 500°C (for instance, gas burners of
domestic cookers).
The following are the main casting methods for casting aluminum
alloys:
High-pressure vacuum die casting. A casting formed when metal is
injected into a cavity containing no air under pressures ranging
from 14 to 70 MPa. Such castings may be subjected to temperatures
of up to 450°C without blisters.
Ultra-high-pressure vacuum die-casting. A casting formed when
metal is injected into a cavity containing no air under pressures
ranging from 14 to 140 MPa.
Solution heat-treated vacuum die casting. A die casting that has
been solution heat treated to enhance its performance properties.
Permanent mold alloy high-pressure vacuum die casting. A casting
formed when permanent mold alloy is injected into a cavity containing no air under high pressure.
Casting compositions are described by a three-digit system followed
by a decimal value. The decimal .0 in all cases pertains to casting alloy
limits. Decimals .1 and .2 concern ingot compositions.
1xx.x. Controlled unalloyed (pure) compositions, especially for
rotor manufacture
2xx.x. Alloys in which copper is the principal alloying element
Materials Selection
591
3xx.x. Alloys in which silicon is the principal alloying element, but
other alloying elements such as copper and magnesium are specified
4xx.x. Alloys in which silicon is the principal alloying element
5xx.x. Alloys in which magnesium is the principal alloying element
6xx.x. Unused
7xx.x. Alloys in which zinc is the principal alloying element, but
other alloying elements such as copper and magnesium may be specified
8xx.x. Alloys in which tin is the principal alloying element
9xx.x. Unused
Wrought aluminum. Superpurity aluminum (99.99%) is limited to
certain chemical plant items, flashing for buildings, and other applications requiring maximum resistance to corrosion and/or high ductility, justifying high cost. Other alloys are Al-Mn, Al-Mg, Al-Mg-Si,
Al-Cu-Mg, Al-Zn-Mg, Al-Li, and Al-Sn (used as bearing materials, particularly clad onto steel shells for automobile engines and similar
applications).
For wrought alloys, a four-digit system is used to produce a list of
wrought composition families as follows:
1xxx. Controlled unalloyed compositions of 99% or higher purity
are characterized by generally excellent resistance to attack by a
wide range of chemical agents, high thermal and electrical conductivity, and low mechanical properties. For example, 1100-O has a
room-temperature minimum tensile strength of 75 MPa and a yield
strength of 25 MPa. Iron and silicon are the major impurities.
Commercial purity metal (99.00 to 99.80%) is available in three
purities and a range of work-hardened grades, for a wide variety of
general applications plus a special composition for electrical purposes.
High-purity aluminum is used for many electrical and process
equipment applications. The higher-purity members of the 1xxx
group are used in equipment handling such products as hydrogen
peroxide and fuming nitric acid.
2xxx. Alloys in which copper is the principal alloying element,
although other elements, notably magnesium, may be specified.
This group involves the first age-hardening alloys and covers a
range of compositions. The 2xxx alloys are high-strength materials,
but their copper content reduces their corrosion resistance. Rolled
plate and sheet are often clad with a layer of pure aluminum approximately 5% of the sheet thickness on each side. Alclad is a wellknown trade name for this coating process.
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Chapter Eight
3xxx. Alloys in which manganese is the principal alloying element.
The addition of about 1.25% Mn increases strength without impairing ductility. Alternative alloys with not only Mn but also small
additions of Mg have slightly higher strength while retaining good
ductility. In general, these alloys are characterized by fairly good
corrosion resistance and moderate strength. For example, 3003-O
has a room-temperature minimum tensile strength of 125 MPa and
a yield strength of 35 MPa. It is formable, readily weldable, can be
clad to provide excellent resistance to pitting attack, and is one of
the more widely used aluminum alloys for tanks, heat-exchanger
components, and process piping.
4xxx. Alloys in which silicon is the principal alloying element.
Silicon added to aluminum substantially lowers the melting point
without causing the resulting alloys to become brittle.
5xxx. Alloys in which magnesium is the principal alloying element. These alloys are characterized by corrosion resistance and
moderate strength. For example, 5858-O has a room-temperature
minimum tensile strength of 215 MPa and a yield strength of 80
MPa. There are five standard compositions with Mg contents up to
4.9%, with Mn or Cr in small amounts. There are work-hardening
alloys with high to moderated strength and ductility, and high
resistance to seawater corrosion, but alloys with 3.5% Mg require
care because corrosion resistance may be impaired. They are widely
used for cryogenic equipment and large storage tanks for ammonium nitrate solutions and jet fuel. Alloys of the 5xxx group can be
readily welded using filler metal of slightly higher Mg content than
the parent metal. They anodize well. Certain limitations must be
observed regarding cold working during fabrication. In the case of
5xxx alloys containing over 3.0% Mg, operating temperatures are
limited to 66°C to avoid establishing susceptibility to SCC.
6xxx. Alloys in which magnesium and silicon are the principal
alloying element. They can be readily extruded, possess good formability, and can be readily welded and anodized. The 6xxx alloys offer
moderate strength with good ductility in the heat-treated and aged
condition. The popular 6061-T6 has 260 MPa minimum tensile
strength and a 240 MPa minimum yield strength. Alloy 6063 has
good resistance to atmospheric corrosion and is the most commonly
used aluminum alloy for extruded shapes such as windows, doors,
store fronts, and curtain walls. Alloys such as 6061 and 6063 contain
balanced proportions of magnesium and silicon to form a stoichiometric second-phase intermetallic constituent, magnesium silicide
(Mg2Si). Alloys such as 6351 contain an excess of silicon over magnesium and are termed unbalanced.
Materials Selection
593
7xxx. Alloys in which zinc is the principal alloying element, but
other alloying elements such as copper, magnesium, chromium, and
zirconium may be specified. A lower range of Zn/Mg additions provides reasonable levels of strength and good weldability. Rolled flat
products may be clad with Al-1% Zn alloy.
8xxx. Alloys including tin and some lithium compositions characterizing miscellaneous compositions. Most of the 8xxx alloys are nonheat-treatable, but when used on heat-treatable alloys, they may
pick up the alloy constituents and acquire a limited response to heat
treatment.
9xxx. Unused
Special aluminum products. In recent years, a number of new alu-
minum alloys have been developed. For example, the powder metallurgy route can be a cost-effective method for manufacturing
components with conventional aluminum alloys, especially for small
parts requiring close dimensional tolerances (e.g., connecting rods for
refrigeration compressors). But this process is still relatively expensive. Rapid solidification and vapor deposition processes permit production of aluminum alloys with compositions and microstructures
that are not possible by conventional cast or wrought methods.
Reinforcing aluminum alloys with ceramic fibers can provide a useful increase in elastic modulus (especially at elevated temperatures)
and improve creep strength and heat erosion resistance. The disadvantages are decreased elongation to fracture and more difficult
machining characteristics.
Temper designation system for aluminum alloys. The following lists the
temper designations for aluminum alloys:
F. As fabricated. Applies to products shaped by cold working, hot
working, or casting processes in which no special control over
thermal conditions or strain hardening is employed.
O. Annealed. Applies to wrought products that are annealed to
obtain lowest-strength temper, and to cast products that are
annealed to improve ductility and dimensional stability. The O may
be followed by a digit other than zero. Such a digit indicates special
characteristics. For example, for heat-treatable alloys, O1 indicates
a product that has been heat treated at approximately the same
time and temperature required for solution heat treatment and then
air cooled to room temperature.
H. Strain hardened (wrought products only). Applies to products
that have been strengthened by strain hardening, with or without
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Chapter Eight
supplementary heat treatment to produce some reduction in
strength. The H is always followed by two or more digits. The digit
following the designation Hl, H2, and H3, which indicates the
degree of strain hardening, is a numeral from 1 through 8. An 8 indicates tempers with ultimate tensile strength equivalent to that
achieved by about 75 percent cold reduction (temperature during
reduction not to exceed 50°C) following full annealing.
■
■
■
H1. Strain hardened only. Applies to products that are strain
hardened to obtain the desired strength without supplementary
thermal treatment. The digit following the H1 indicates the
degree of strain hardening.
H2. Strain hardened and partially annealed. Applies to products that are strain hardened more than the desired final amount
and then reduced in strength to the desired level by partial
annealing. The digit following the H2 indicates the degree of
strain hardening remaining after the product has been partially
annealed.
H3. Strain hardened and stabilized. Applies to products that are
strain hardened and whose mechanical properties are stabilized
by a low-temperature thermal treatment that slightly decreases
tensile strength and improves ductility. This designation is
applicable only to those alloys that, unless stabilized, gradually
age soften at room temperature. The digit following the H3 indicates the degree of strain hardening after stabilization.
W. Solution heat treated. An unstable temper applicable only to
alloys that naturally age after solution heat treatment. This designation is specific only when the period of natural aging is indicated.
T. Heat treated to produce stable tempers other than F, O, or H.
Applies to products that are thermally treated, with or without supplementary strain hardening, to produce stable tempers. The T is
always followed by one or more digits:
■
■
T1. Cooled from an elevated temperature-shaping process and
naturally aged to a substantially stable condition. Applies to products that are not cold worked after an elevated temperature-shaping process such as casting or extrusion and for which mechanical
properties have been stabilized by room-temperature aging.
T2. Cooled from an elevated temperature-shaping process, cold
worked, and naturally aged to a substantially stable condition.
Applies to products that are cold worked specifically to improve
strength after cooling from a hot working process such as rolling
or extrusion and for which mechanical properties have been stabilized by room-temperature aging.
Materials Selection
■
■
■
■
■
■
■
■
595
T3. Solution heat treated, cold worked, and naturally aged to a
substantially stable condition. Applies to products that are cold
worked specifically to improve strength after solution heat treatment and for which mechanical properties have been stabilized
by room-temperature aging.
T4. Solution heat treated and naturally aged to a substantially
stable condition. Applies to products that are not cold worked
after solution heat treatment and for which mechanical properties have been stabilized by room-temperature aging.
T5. Cooled from an elevated temperature-shaping process and
artificially aged. Applies to products that are not cold worked
after an elevated temperature-shaping process such as casting or
extrusion and for which mechanical properties, dimensional stability, or both have been substantially improved by precipitation
heat treatment.
T6. Solution heat treated and artificially aged. Applies to products that are not cold worked after solution heat treatment and for
which mechanical properties, dimensional stability, or both have
been substantially improved by precipitation heat treatment.
T7. Solution heat treated and stabilized. Applies to products
that have been precipitation heat treated to the extent that they
are overaged. Stabilization heat treatment carries the mechanical
properties beyond the point of maximum strength to provide some
special characteristic, such as enhanced resistance to stress corrosion cracking or exfoliation P corrosion.
T8. Solution heat treated, cold worked, and artificially aged.
Applies to products that are cold worked specifically to improve
strength after solution heat treatment and for which mechanical
properties, dimensional stability, or both have been substantially
improved by precipitation heat treatment.
T9. Solution heat treated, artificially aged, and cold worked.
Applies to products that are cold worked specifically to improve
strength after they have been precipitation heat treated.
T10. Cooled from an elevated temperature-shaping process, cold
worked, and artificially aged. Applies to products that are
cold worked specifically to improve strength after cooling from a
hot working process such as rolling or extrusion and for which
mechanical properties, dimensional stability, or both have been
substantially improved by precipitation heat treatment.
8.2.2 Applications of different types of
aluminum
Aluminum is used extensively
in buildings of all kinds, bridges, towers, and storage tanks. Because
Building and construction applications.
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Chapter Eight
structural steel shapes and plate are usually lower in initial cost, aluminum is used when engineering advantages, construction features,
unique architectural designs, light weight, and/or corrosion resistance are considerations. Corrugated or otherwise stiffened sheet
products are used in roofing and siding for industrial and agricultural
building construction. Ventilators, drainage slats, storage bins, window and door frames, and other components are additional applications for sheet, plate, castings, and extrusions.
Aluminum products such as roofing, flashing, gutters, and downspouts are used in homes, hospitals, schools, and commercial and
office buildings. Exterior walls, curtain walls, and interior applications
such as wiring, conduit, piping, duct-work, hardware, and railings utilize aluminum in many forms and finishes. Construction of portable
military bridges and superhighway overpass bridges has increasingly
relied on aluminum elements. Scaffolding, ladders, electrical substation structures, and other utility structures utilize aluminum, chiefly
in the form of structural and special extruded shapes. Water storage
tanks are often constructed of aluminum alloys to improve resistance
to corrosion and to provide an attractive appearance.
Low-volumetric-specific heat results in
economies when containers or conveyers must be moved in and out of
heated or refrigerated areas. The nonsparking property of aluminum is
valuable in flour mills and other plants that are subject to fire and
explosion hazards. Corrosion resistance is important in shipping fragile merchandise, valuable chemicals, and cosmetics. Sealed aluminum
containers designed for air, shipboard, rail, or truck shipments are used
for chemicals not suited for bulk shipment. Packaging has been one of
the fastest-growing markets for aluminum. Products include household
wrap, flexible packaging and food containers, bottle caps, collapsible
tubes, and beverage and food cans. Beverage cans have been the aluminum industry’s greatest success story, and market penetrations by
the food can are accelerating. Soft drinks, beer, coffee, snack foods,
meat, and even wine are packaged in aluminum cans. Draft beer is
shipped in Alclad aluminum barrels. Aluminum is used extensively in
collapsible tubes for toothpaste, ointments, food, and paints.
Containers and packaging.
Transportation. Both wrought and cast aluminum have found wide use
in automobile construction. Aluminum sand, die, and permanent mold
castings are critically important in engine construction. Cast aluminum
wheels are growing in importance. Aluminum sheet is used for hoods,
trunk decks, bright finish trim, air intakes, and bumpers. Because of
weight limitations and desire to increase effective payloads, manufacturers have intensively employed aluminum cab, trailer, and truck
Materials Selection
597
designs. Sheet alloys are used in truck cab bodies, and dead weight is
also reduced using extruded stringers, frame rails, and cross members.
Extruded or formed sheet bumpers and forged wheels are usual.
Aluminum is also used in truck trailers, mobile homes, and travel
trailers and buses, mainly to minimize dead weight. Other uses are in
railroad cars, bearings, marine, and aerospace applications.
Aluminum is used in virtually all segments of the aircraft, missile, and
spacecraft industry. Aluminum is widely used in these applications
because of its high strength-to-density ratio, corrosion resistance, and
weight efficiency, especially in compressive designs.
Process industries. In the chemical industries aluminum is used for the
manufacture of hydrogen peroxide and the production and distribution
of nitric acid. It is also used in the manufacture and distribution of liquefied gases, because it retains its strength and ductility at low temperatures, and its lower density is also an advantage over nickel steels.
Aluminum cannot be used with strong caustic solutions, although
mildly alkaline solutions—when inhibited—will not attack aluminum. Aluminum may also be used to handle NH4OH (hot and
cold). It does not, however, resist the effects of most other strong
alkalis. Salts of strong acids and weak bases, except salts of halogens, have little effect. Aluminum may also be used to handle sulfur
and its compounds. It will also be attacked by mercury and its salts.
Its use for handling chlorinated solvents requires careful consideration. Under most conditions, particularly at room temperatures, aluminum alloys resist halogenated organic compounds, but under some
conditions they may react rapidly or violent with some of these chemicals. If water is present, these chemicals may hydrolyze to yield mineral acids that destroy the protective oxide film on the aluminum
surface. Such corrosion by mineral acids may in turn promote reaction with the chemicals themselves, because the aluminum halides
formed by this corrosion are catalysts for some such reactions. To
ensure safety, service conditions should be ascertained before aluminum alloys are used with these chemicals.
Aluminum is used in conductor applications,
because of its combination of low cost, high conductivity, adequate
mechanical strength, low specific gravity, and excellent resistance to
corrosion. It is used in motors and generators (stator frames and end
shields, field coils for direct current machines, stator windings in
motors, transformer windings and large turbogenerator field coils). It
is also used in dry-type power transformers and has been adapted to
secondary coil windings in magnetic-suspension-type constant current
transformers. Aluminum is used in lighting and capacitors.
Electrical applications.
598
Chapter Eight
Machinery and equipment. Aluminum is used in processing equipment
in the petroleum industry such as aluminum tops for steel storage tanks
and aluminum pipelines for carrying petroleum products. It is also used
in the rubber industry because it resists all corrosion that occurs in rubber processing and is nonadhesive. Aluminum alloys are widely used in
the manufacture of explosives because of their nonpyrophoric characteristics. Aluminum is used in textile machinery and equipment, paper
and printing industries, coal mine machinery, portable irrigation pipe
and tools, jigs, fixtures and patterns, and many instruments.
8.2.3
Weldability of aluminum alloys
The oxide film on aluminum surfaces must be removed or broken up
during welding to allow coalescence of the base and the filler metal.
The molten aluminum in the fusion zone must be shielded from the
atmosphere until it has resolidified. There are several techniques for
oxide removal and protection of the weld puddle. Aluminum can be
welded by gas and coated electrodes where a fluxing agent is used to
penetrate the alumina film and shield the molten metal. Unless completely removed following welding, this flux can be corrosive. The two
most common commercial techniques used to weld aluminum are gas
metal arc welding (GMAW) and gas tungsten arc welding (GTAW). In
both cases, the oxide film is decomposed by the high temperature and
shock effect of the arc. The weld puddle is protected from the atmosphere by an inert gas, such as argon or helium, flowing from the welding gun tip and around the electrode.7
For non-heat-treatable alloys, material strength depends on the
effect of work hardening and solid solution hardening of alloy elements
such as magnesium and manganese; the alloying elements are mainly
found in the 1xxx, 3xxx, and 5xxx series of alloys. When welded, these
alloys may lose the effects of work hardening, which results in softening of the heat-affected zone (HAZ) adjacent to the weld.
For heat-treatable alloys, material hardness and strength depend on
alloy composition and heat treatment (solution heat treatment and
quenching followed by either natural or artificial aging produces a fine
dispersion of the alloying constituents). Principal alloying elements
are found in the 2xxx, 6xxx, 7xxx, and 8xxx series. Fusion welding
redistributes the hardening constituents in the HAZ, which locally
reduces material strength.
Most of the wrought grades in the 1xxx, 3xxx, 5xxx, 6xxx, and mediumstrength 7xxx (e.g., 7020) series can be fusion welded using tungsten
inert gas (TIG), metal inert-gas (MIG), and oxyfuel processes. The 5xxx
series alloys, in particular, have excellent weldability. High-strength
alloys (e.g., 7010 and 7050) and most of the 2xxx series are not recom-
Materials Selection
599
mended for fusion welding because they are prone to liquation and
solidification cracking.
Filler alloys.
Filler metal composition is determined by.
■
Weldability of the parent metal
■
Minimum mechanical properties of the weld metal
■
Corrosion resistance
■
Anodic coating requirements
Nominally matching filler metals are often employed for non-heattreatable alloys. However, for alloy-lean materials and heat-treatable
alloys, nonmatching fillers are used to prevent solidification cracking.
Aluminum and its alloys can be readily welded
providing appropriate precautions are taken.
Imperfections in welds.
Porosity is often regarded as an inherent feature of MIG welds.
The main cause of porosity is absorption of hydrogen in the weld pool
that forms discrete pores in the solidifying weld metal. The most common
sources of hydrogen are hydrocarbons and moisture from contaminants
on the parent material and filler wire surfaces, and water vapor from the
shielding gas atmosphere. Even trace levels of hydrogen may exceed
the threshold concentration required to nucleate bubbles in the weld
pool, aluminum being one of the metals most susceptible to porosity.7
To minimize the risk, the material surface and filler wire should be
rigorously cleaned. Three cleaning techniques are suitable: mechanical cleaning, solvent degreasing, and chemical etch cleaning. In gasshielded welding, air entrainment should be avoided by making sure
there is an efficient gas shield and the arc is protected from drafts.
Precautions should also be taken to avoid water vapor pickup from gas
lines and welding equipment.
Porosity.
Cracking occurs in aluminum alloys because of high stresses
generated across the weld resulting from high thermal expansion, twice
that of steel, and the substantial contraction on solidification, typically 5
percent more than in equivalent steel welds. Solidification cracks form in
the center of the weld, usually extending along the centerline during
solidification. Solidification cracks also occur in the weld crater at the
end of the welding operation. The main causes of solidification cracks are
Cracking.
■
Incorrect filler wire/parent metal combination
■
Incorrect weld geometry
■
Welding under high restraint conditions
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Chapter Eight
The cracking risk can be reduced by using a nonmatching crackresistant filler, usually from the 4xxx or 5xxx series alloys. The disadvantage is that the resulting weld metal may have a lower strength
than the parent metal and not respond to a subsequent heat treatment.
The weld bead must be thick enough to withstand contraction stresses.
Also, the degree of restraint on the weld can be minimized by using correct edge preparation, accurate joint setup, and correct weld sequence.
Liquation cracking occurs in the HAZ, when low-melting-point
films are formed at the grain boundaries. These cannot withstand
the contraction stresses generated when the weld metal solidifies
and cools. Heat-treatable alloys, 6xxx, 7xxx, and 8xxx series alloys,
are more susceptible to this type of cracking. The risk can be reduced
by using a filler metal with a lower melting temperature than the
parent metal; for example, the 6xxx series alloys are welded with a
4xxx filler metal. However, 4xxx filler metal should not be used to
weld high magnesium alloys, such as 5083, because excessive magnesium-silicide may form at the fusion boundary, decreasing ductility and increasing crack sensitivity.7
Incorrect welding parameter settings or poor
welder technique can introduce weld profile imperfections such as lack
of fusion, lack of penetration, and undercut. The high thermal conductivity of aluminum and the rapidly solidifying weld pool make these
alloys particularly susceptible to profile imperfections.
When a filler alloy is used, the weld nugget becomes an aluminum
alloy composed of elements of the alloys being joined and the filler
alloy. Proper selection of filler alloys is required to minimize the possibility of the weld bead becoming anodic to the adjacent HAZ or to the
alloys being welded. The effect of welding on the corrosion resistance
of aluminum in a specific environment is determined by the alloy or
alloys being joined, the welding filler alloy, and the welding procedure
employed. The following factors may influence the corrosion behavior
of a welded aluminum assembly in a specific environment:
Poor weld bead profile.
■
Differences in composition of the weld bead and the alloys being
welded
■
The cast structure of the weld bead as compared to the structure of
the welded alloys
■
Segregation of constituents of the welded alloys as the welded metal
solidifies
■
Segregation of constituents of the welded alloys due to precipitation
caused by overaging in the HAZ
■
Crevice effects due to porosity exposed at the weld bead surface, cold
folds in the weld bead, and microcracks
Materials Selection
8.2.4
601
Corrosion resistance
Corrosion resistance of aluminum is dependent upon a protective
oxide film. This film is stable in aqueous media when the pH is
between about 4.0 and 8.5. The oxide film is naturally self-renewing
and accidental abrasion or other mechanical damage of the surface
film is rapidly repaired. The conditions that promote corrosion of aluminum and its alloys, therefore, must be those that continuously
abrade the film mechanically or promote conditions that locally
degrade the protective oxide film and minimize the availability of oxygen to rebuild it.8
The acidity or alkalinity of the environment significantly affects the
corrosion behavior of aluminum alloys. At lower and higher pH, aluminum is more likely to corrode but by no means always does so. For
example, aluminum is quite resistant to concentrated nitric acid.
When aluminum is exposed to alkaline conditions, corrosion may
occur, and when the oxide film is perforated locally, accelerated attack
occurs because aluminum is attacked more rapidly than its oxide
under alkaline conditions. The result is pitting. In acidic conditions,
the oxide is more rapidly attacked than aluminum, and more general
attack should result.
As a general rule, aluminum alloys, particularly the 2xxx series, are
less corrosion resistant than the commercial purity metal. Some aluminum alloys, for example, are susceptible to intergranular corrosion as
a result of low-temperature aging reactions and the subsequent precipitation in the grain boundaries. Susceptibility to intergranular attack in
these alloys shows up as exfoliation and stress-corrosion cracking (SCC).
Aluminum is used in high-purity-water systems and to hold and
transfer a variety of organic solutions. Lower alcohol may give problems in storage, and organic halides and completely anhydrous organic acids should be avoided. Mercury and heavy metal salt solutions
will also give problems. Exfoliation and SCC are not commercial problems with the 1xxx, 3xxx, 4xxx, and 6xxx series, or the 5xxx alloys containing less than 3% magnesium. The susceptible alloys (2xxx, 5xxx
with higher magnesium, and 7xxx) have not been used in major
amounts in the chemical process industries. Heat treatments, such as
overaging, can be used to improve systems that are susceptible.
Historically, the Al-Zn-Mg alloys have been the most susceptible to
cracking.
Galvanic corrosion is a potential problem when aluminum is used in
complex structures. It is anodic to most of the common construction
materials such as iron, stainless steel, titanium, copper, and nickel
alloys. If a galvanic situation arises, the aluminum will preferentially
corrode. This may cause unsatisfactory service. Aluminum can be used
in a wide range of environmental conditions without surface protection
602
Chapter Eight
and with minimum maintenance. It is often used for its good resistance to atmospheric conditions, as well as industrial fumes and
vapors. It is also widely used in cryogenic applications because of its
favorable mechanical properties at low temperature (it can be used
down to 250°C). Table 8.4 presents the results of atmospheric exposure of different aluminum materials in a wide variety of testing sites
around the world.9
The additions of alloying elements to aluminum
change the electrochemical potential of the alloy, which affects corrosion resistance even when the elements are in solid solution. Zinc and
magnesium tend to shift the potential markedly in the anodic direction, whereas silicon has a minor anodic effect. Copper additions cause
marked cathodic shifts. This results in local anodic and cathodic sites
in the metal that affect the type and rate of corrosion.
Very high-purity aluminum, 99.99% or purer, is highly resistant to
pitting. Any alloying addition will reduce this resistance. The 5xxx AlMg alloys and the 3xxx Al-Mn alloys resist pitting corrosion almost as
well. The pure metal and the 3xxx, 5xxx, and 6xxx series alloys are
resistant to the more damaging forms of localized corrosion, exfoliation, and SCC. However, cold-worked 5xxx alloys containing magnesium in excess of the solid solubility limit (above 3% magnesium) can
become susceptible to exfoliation and SCC when heated for long times
at temperatures of about 80 to 175°C.10
Effect of alloying.
Effect of metallurgical and mechanical treatments. Metallurgical and
mechanical treatments often act in synergy to produce desired or undesired microstructural features in aluminum alloys. Variations in thermal treatments can have marked effects on the local chemistry and
hence the local corrosion resistance of high-strength, heat-treatable
aluminum alloys. Ideally, all the alloying elements should be fully dissolved, and the quench cooling rate should be rapid enough to keep
them in solid solution.
Generally, practices that result in a nonuniform microstructure will
lower corrosion resistance, especially if the microstructural effect is
localized. Precipitation treatment or aging is conducted primarily to
increase strength. Some precipitation treatments purposely overage
the aluminum beyond the maximum strength condition (T6 temper) to
improve its resistance to IGC, exfoliation, and SCC through the formation of randomly distributed, noncoherent precipitates (T7 tempers). This diminishes the adverse effect of highly localized
precipitation at grain boundaries resulting from slow quenching,
underaging, or aging to peak strengths.
Materials Selection
603
TABLE 8.4 Results of Atmospheric Exposure of Different Aluminum Materials in a
Wide Variety of Testing Sites Around the World
Alloy
City
State/province,
country
Exposure,
y
1094.88
1095
1095
1098.25
1100
1100
1100
1100
1100
Key West
Cristobal
Sandy Hook
La Jolla
Panama inland
Panama marine
Cape Beale
Durban
Halifax
FL, USA
Panama
NJ, USA
CA, USA
Panama
Panama
BC, Canada
South Africa
NS, Canada
10
10
10
10
16
16
10
10
10
1100
1100
Kingston
Kure Beach-800
ON, Canada
NC, USA
10
10
1100
Kure Beach-80
NC, USA
10
1100
Montreal
QC, Canada
10
1100
1100
1100
1100
1100
1199
1199
Newark
Point Reyes
Toronto
University Park
Vancouver
Chicago
Richmond
NJ, USA
CA, USA
ON, Canada
PA, USA
BC, Canada
IL, USA
VA, USA
10
10
10
10
10
7
7
1199
Widnes
UK
3003
3003
3003
3003
Cape Beale
Durban
Esquimalt
Halifax
BC, Canada
South Africa
BC, Canada
NS, Canada
10
10
10
10
3003
3003
Kingston
Kure Beach-800
ON, Canada
NC, USA
10
10
3003
Kure Beach-80
NC, USA
10
3003
Montreal
QC, Canada
10
3003
3003
3003
3003
3003
3003
3003
3005
3005
3005
3005
Newark
Point Reyes
Saskatoon
Toronto
Trail
University Park
Vancouver
Aruba
Denge Marsh
Kure Beach-80
Manila
NJ, USA
CA, USA
SA, Canada
ON, Canada
BC, Canada
PA, USA
BC, Canada
Dutch Antilles
UK
NC, USA
Philippines
10
10
10
10
10
10
10
7
7
7
7
7
Atmosphere
Marine
Marine
Marine
Marine
Inland
Marine
Marine
Marine
Industrial
marine
Rural
Marine
(800 ft)
Marine
(80 ft)
Severe
industrial
Industrial
Marine
Industrial
Rural
Urban
Industrial
Mild
industrial
Severe
industrial
Marine
Marine
Marine
Industrial
marine
Rural
Marine
(800 ft)
Marine
(80 ft)
Severe
industrial
Industrial
Marine
Rural
Industrial
Semirural
Rural
Urban
Marine
Marine
Marine
Marine
Rate,
my1
0.1
0.2
0.1
0.7
12.7
17.3
0
0.6
1.1
0.1
0.1
0.3
0.8
0.4
0.1
0.6
0.1
0.5
0.6
0
1.2
0
0.7
0
1.2
0.1
0.1
0.1
0.7
0.6
0.1
0
0.9
0.4
0.1
0.5
0.2
0.7
0.2
0.1
604
Chapter Eight
TABLE 8.4 Results of Atmospheric Exposure of Different Aluminum Materials in a
Wide Variety of Testing Sites Around the World (Continued )
Alloy
City
State/province,
country
Exposure,
y
5052
5052
5052
5052
Cape Beale
Durban
Esquimalt
Halifax
BC, Canada
South Africa
BC, Canada
NS, Canada
10
10
10
10
5052
5052
Kingston
Kure Beach-800
ON, Canada
NC, USA
10
10
5052
Kure Beach-80
NC, USA
10
5052
Montreal
QC, Canada
10
5052
5052
5052
5052
5052
5052
5052
6061
6061
6061
6061
Newark
Point Reyes
Saskatoon
Toronto
Trail
University Park
Vancouver
Cape Beale
Durban
Esquimalt
Halifax
NJ, USA
CA, USA
SA, Canada
ON, Canada
BC, Canada
PA, USA
BC, Canada
BC, Canada
South Africa
BC, Canada
NS, Canada
10
10
10
10
10
10
10
10
10
10
10
6061
6061
Kingston
Kure Beach-800
ON, Canada
NC, USA
10
10
6061
Kure Beach-80
NC, USA
10
6061
Montreal
QC, Canada
10
6061
6061
6061
6061
6061
6061
6061
6063
6063
Newark
Point Reyes
Saskatoon
Toronto
Trail
University Park
Vancouver
Kure Beach-80
Montreal
NJ, USA
CA, USA
SA, Canada
ON, Canada
BC, Canada
PA, USA
BC, Canada
NC, USA
QC, Canada
10
10
10
10
10
10
10
10
10
6063
6063
1100 H14
1100 H14
1100 H14
Toronto
Vancouver
Arenzano
Bohus-Malmon
Kure Beach-800
ON, Canada
BC, Canada
Italy
Sweden
NC, USA
10
10
1.75
5.12
5
1100 H14
Kure Beach-80
NC, USA
1100 H14
La Jolla
CA, USA
5
18.15
Atmosphere
Marine
Marine
Marine
Industrial
marine
Rural
Marine
(800 ft)
Marine
(80 ft)
Severe
industrial
Industrial
Marine
Rural
Industrial
Semirural
Rural
Urban
Marine
Marine
Marine
Industrial
marine
Rural
Marine
(800 ft)
Marine
(80 ft)
Severe
industrial
Industrial
Marine
Rural
Industrial
Semirural
Rural
Urban
Marine
Severe
industrial
Industrial
Urban
Marine
(800 ft)
Marine
(80 ft)
Marine
Rate,
my1
0
0.6
0.1
1
0.1
0.1
0.2
0.7
0.5
0.1
0.1
0.6
0.3
0.1
0.5
0
0.9
0.1
1.1
0.2
0.1
0.3
0.8
0.5
0.1
0
0.6
0.2
0.2
0.6
0.2
0.7
0.6
0.5
0.9
0.3
0.2
0.5
12.4
Materials Selection
605
TABLE 8.4 Results of Atmospheric Exposure of Different Aluminum Materials in a
Wide Variety of Testing Sites Around the World (Continued )
Alloy
City
State/province,
country
1100 H14
1100 H14
1100 H14
1100 H14
1135 H14
1180 H14
1180 H14
1180 H14
New York
Phoenix
Sandy Hook
State College
State College
Arenzano
Bohus-Malmon
Kure Beach-800
NY, USA
AZ, USA
NJ, USA
PA, USA
PA, USA
Italy
Sweden
NC, USA
1180 H14
Kure Beach-80
NC, USA
1195 H14
1199 H14
1199 H14
1199 H14
2014 T3
2014 T3
2014 T3
2014 T3
2017 T3
2017 T3
2017 T3
2017 T3
2024 T3
NC, USA
Dutch Antilles
UK
Philippines
Dutch Antilles
UK
NC, USA
Philippines
CA, USA
NY, USA
AZ, USA
PA, USA
Panama
2024 T3
3003 H14
3003 H14
3003 H14
3003 H14
Kure Beach-80
Aruba
Denge Marsh
Manila
Aruba
Denge Marsh
Kure Beach-80
Manila
La Jolla
New York
Phoenix
State College
Panama
rain forest
Panama
open field
Panama marine
Arenzano
Bohus-Malmon
Chicago
Kure Beach-800
3003 H14
2024 T3
Exposure,
y
20.55
19.15
20.37
20.15
7
1.75
5.12
5
5
7
7
7
7
7
7
7
7
18.15
20.55
19.15
20.15
1
Atmosphere
Industrial
Rural
Marine
Rural
Rural
Rate,
my1
15
1.5
5.6
1.5
0.1
0.6
0.2
0.2
Marine
(800 ft)
Marine
(80 ft)
Marine
Marine
Marine
Marine
Marine
Marine
Marine
Marine
Marine
Industrial
Rural
Rural
Rain forest
0.1
0.2
0.2
0.1
17.8
1
0.4
0.3
45.2
25.1
1.5
2
0.4
0.6
Panama
1
Open field
1.3
Panama
Italy
Sweden
IL, USA
NC, USA
1
1.75
5.12
7
5
Marine
6.2
0.9
0.2
1.1
0.2
Kure Beach-80
NC, USA
5
3003 H14
3003 H14
3003 H14
3003 H14
La Jolla
New York
Phoenix
Richmond
CA, USA
NY, USA
AZ, USA
VA, USA
18.15
20.55
19.15
7
3003 H14
3003 H14
3003 H14
3003 H14
Sandy Hook
State College
State College
Widnes
NJ, USA
PA, USA
PA, USA
UK
20.37
7
20.15
7
3004 H34
3004 H36
3004 H36
State College
Chicago
Richmond
PA, USA
IL, USA
VA, USA
7
7
7
Industrial
Marine
(800 ft)
Marine
(80 ft)
Marine
Industrial
Rural
Mild
industrial
Marine
Rural
Rural
Severe
industrial
Rural
Industrial
Mild
industrial
0.5
12.2
19.3
0.3
0.5
7.1
0.1
1.8
3.8
0.1
1.4
0.5
606
Chapter Eight
TABLE 8.4 Results of Atmospheric Exposure of Different Aluminum Materials in a
Wide Variety of Testing Sites Around the World (Continued )
Alloy
City
State/province,
country
Exposure,
y
Atmosphere
3004 H36
Widnes
UK
7
5005 H34
5050 H34
5050 H34
5050 H34
State College
Arenzano
Bohus-Malmon
Kure Beach-800
PA, USA
Italy
Sweden
NC, USA
7
1.75
5.12
5
5050 H34
Kure Beach-80
NC, USA
5
5052 H34
5052 H34
5052 H34
5052 H34
5052 H34
Arenzano
Aruba
Bohus-Malmon
Denge Marsh
Kure Beach-800
Italy
Dutch Antilles
Sweden
UK
NC, USA
1.75
7
5.12
7
7
5052 H34
Kure Beach-80
NC, USA
5
5052 H34
Kure Beach-80
NC, USA
5
5052 H34
5083 H116
Philippines
NC, USA
7
2
NC, USA
1
Marine
2.8
NC, USA
1
Marine
3.3
NC, USA
2
Marine
0
NC, USA
1
Marine
2.3
NC, USA
2
Marine
2.5
NC, USA
1
Marine
3
NC, USA
2
Marine
0
NC, USA
1
Marine
3.3
NC, USA
2
Marine
0
5086 H32
5086 H32
5086 H32
Manila
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Aruba
Denge Marsh
Kure Beach-80
Marine
Marine
(800 ft)
Marine
(80 ft)
Marine
(80 ft)
Marine
Marine
Dutch Antilles
UK
NC, USA
7
7
7
0.3
0.4
0.2
5086 H32
5086 H34
5086 H34
5086 H34
Manila
Arenzano
Bohus-Malmon
Kure Beach-800
Philippines
Italy
Sweden
NC, USA
7
1.75
5.12
5
Marine
Marine
Marine
(80 ft)
Marine
5083 H116
5083 H116
5083 H116
5086 H116
5086 H116
5086 H116
5086 H116
5086 H117
5086 H117
Severe
industrial
Rural
Rate,
my1
Marine
(800 ft)
Marine
(80 ft)
Marine
Marine
(800 ft)
2.3
0.1
0.6
0.2
0.2
0.4
0.5
0.2
0.2
0.3
0.1
0.2
0.3
0.1
2.5
0.1
0.6
0.2
0.3
Materials Selection
607
TABLE 8.4 Results of Atmospheric Exposure of Different Aluminum Materials in a
Wide Variety of Testing Sites Around the World (Continued )
State/province,
country
Exposure,
y
City
5086 H34
Kure Beach-80
NC, USA
5
5154 H34
5154 H34
5154 H34
5154 H34
Arenzano
Bohus-Malmon
Chicago
Kure Beach-800
Italy
Sweden
IL, USA
NC, USA
1.75
5.12
7
5
5154 H34
Kure Beach-80
NC, USA
5
5154 H34
Richmond
VA, USA
7
5154 H34
Widnes
UK
7
5456 H116
NC, USA
2
NC, USA
2
Marine
2.5
NC, USA
1
Marine
2.8
NC, USA
1
Marine
3.3
NC, USA
1
Marine
3.3
NC, USA
2
Marine
0
5456 H321
5456 H321
5456 H321
6051 T4
6051 T4
6051 T4
6051 T4
6051 T4
6051 T4
6061 T
6061 T
6061 T6
6061 T6
6061 T6
6061 T6
6061 T6
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Wrightsville
Beach
Aruba
Kure Beach-80
Manila
Key West
La Jolla
New York
Phoenix
Sandy Hook
State College
Panama inland
Panama marine
Arenzano
Aruba
Bohus-Malmon
Chicago
Kure Beach-80
Industrial
Marine
(800 ft)
Marine
(80 ft)
Mild
industrial
Severe
industrial
Marine
6061 T6
Kure Beach-800
NC, USA
5
6061 T6
Kure Beach-80
NC, USA
5
6061 T6
6061 T6
Manila
Richmond
Philippines
VA, USA
7
7
6061 T6
State College
PA, USA
7
5456 H116
5456 H116
5456 H116
5456 H116
5456 H116
Dutch Antilles
NC, USA
Philippines
FL, USA
CA, USA
NY, USA
AZ, USA
NJ, USA
PA, USA
Italy
Dutch Antilles
Sweden
IL, USA
NC, USA
7
7
7
19.67
18.15
20.55
19.15
20.37
20.15
16
16
1.75
7
5.12
7
7
Atmosphere
Rate,
my1
Alloy
Marine
(80 ft)
Marine
Marine
Marine
Marine
Marine
Industrial
Rural
Marine
Rural
Inland
Marine
Marine
Industrial
Marine
(80 ft)
Marine
(800 ft)
Marine
(80 ft)
Marine
Mild
industrial
Rural
0.3
0.6
0.2
1.4
0.2
0.3
0.4
2.7
1.3
0.6
0.2
0.1
1.5
15.5
18.3
0.3
6.9
1.5
14.2
17.3
1
0.9
0.3
1.7
0.2
0.3
0.5
0.1
0.4
0.1
608
Chapter Eight
TABLE 8.4 Results of Atmospheric Exposure of Different Aluminum Materials in a
Wide Variety of Testing Sites Around the World (Continued )
Alloy
City
State/province,
country
Exposure,
y
6061 T6
Widnes
UK
7
6062 T5
6062 T5
6062 T5
6063 T6
6063 T6
Aruba
Kure Beach-80
Manila
Chicago
Richmond
Dutch Antilles
NC, USA
Philippines
IL, USA
VA, USA
7
7
7
7
7
6063 T6
Widnes
UK
7
7075 T6
7075 T6
7075 T6
7075 T6
Andrews AFB
Aruba
Barksdale AFB
Francis Warren
AFB
Kure Beach-80
Manila
Tinker AFB
Andrews AFB
Davis Monthan
AFB
Francis Warren
AFB
Tinker AFB
Aruba
Denge Marsh
Kure Beach-80
Manila
Key West
MD, USA
Dutch Antilles
LA, USA
WY, USA
7075 T6
7075 T6
7075 T6
7079 T6
7079 T6
7079 T6
7079 T6
Al 7 Mg O
Al 7 Mg O
Al 7 Mg O
Al 7 Mg O
Alclad
2017 T3
Alclad
2017 T3
Alclad
2017 T3
Alclad
2017 T3
Alclad
2017 T3
Alclad
6061 T6
Alclad
6061 T6
Alclad
6061 T6
NC, USA
Philippines
OK, USA
MD, USA
USA
Atmosphere
Severe
industrial
Marine
Marine
Marine
Industrial
Mild
industrial
Severe
industrial
7
Marine
7
7
Marine
Marine
WY, USA
Rate,
my1
2.6
1.2
0.2
0.1
1.3
0.3
1.5
0.4
10.2
0.2
0.1
0.5
0.3
0.1
0.5
0.5
0.1
OK, USA
Dutch Antilles
UK
NC, USA
Philippines
FL, USA
7
7
7
7
19.67
Marine
Marine
Marine
Marine
Marine
0
0.4
1
0.2
0.6
1
La Jolla
CA, USA
18.15
Marine
11.7
New York
NY, USA
20.55
Industrial
20.3
Phoenix
AZ, USA
19.15
Rural
0.3
State College
PA, USA
20.15
Rural
1.5
Aruba
Dutch Antilles
7
Marine
2.2
Kure Beach-80
NC, USA
7
Marine
0.2
Manila
Philippines
7
Marine
0.1
Materials Selection
609
Mechanical working influences the grain morphology and the distribution of alloy constituent particles. Both of these factors can affect the
type and rate of localized corrosion. Cast aluminum products normally
have an equiaxed grain structure. Special processing routes can be taken
to produce fine, equiaxed grains in a thin rolled sheet and certain extruded shapes, but most wrought products (rolled, forged, drawn,
or extruded products) normally have a highly directional, anisotrophic
grain structure. Rectangular products have a three dimensional (3D)
grain structure. Figure 8.5 shows the 3D longitudinal (principal working
direction), long transverse, and short transverse grain structures typically present in rolled plate. Almost all forms of corrosion, even pitting,
are affected to some degree by this grain directionality. However, highly
localized forms of corrosion, such as exfoliation and SCC that proceed
along grain boundaries, are highly affected by grain structure. Long,
wide, and very thin pancake-shaped grains are virtually a prerequisite
for a high degree of susceptibility to exfoliation.
These directional structures markedly affect resistance to SCC and to
exfoliation of high-strength alloy products, as evidenced by the SCC susceptibility ratings presented in Table 8.5. The information presented in
that table was collected from at least 10 random lots that were then
tested in Recommended Practice ASTM G 44 (Practice for Evaluating
Stress Corrosion Cracking Resistance of Metals and Alloys by Alternate
Immersion in 3.5% Sodium Chloride Solutions). The highest rating was
assigned for results that showed 90 percent conformance at the 95 percent confidence level when tested at the following stresses:8
A. 75 percent of the specified minimum yield strength
B.
50 percent of the specified minimum yield strength
C. 25 percent of the specified minimum yield strength or 100
MPa, whichever is higher
D.
Failure to meet the criterion for rating level C
Rolling
direction
Longitudinal
Long Transverse
Short Transverse
Figure 8.5 Schematic representation of the 3D grain structure typically present in rolled
aluminum plates.
610
Chapter Eight
TABLE 8.5 Resistance to SCC of Various Aluminum Alloys in Different Temper
and Work Conditions
Alloy
Temper
2011
T3
2011
T4
2011
T8
2014
T6
2024
T3
2024
T4
2024
T6
2024
T8
2048
T851
2124
T851
2219
T351X
2219
T37
2219
T6
2219
T85XX
2219
T87
6061
T6
7005
T63
Direction
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
Plate
A
B
D
A
B
D
A
B
D
A
A
B
A
A
B
A
A
B
A
B
D
A
B
D
A
A
A
A
A
A
A
A
A
A
A
A
Rod/bar
B
D
D
B
D
D
A
A
A
A
D
D
A
D
D
A
D
D
A
B
B
A
A
A
A
A
A
A
A
A
Extrusion
Forging
A
B
D
A
B
D
A
B
D
B
B
D
A
A
B
A
A
D
A
A
C
A
B
D
A
B
D
A
A
A
A
A
A
A
A
A
A
A
A
A
A
D
A
A
A
A
A
A
A
A
A
A
A
A
A
A
D
Materials Selection
611
TABLE 8.5 Resistance to SCC of Various Aluminum Alloys in Different Temper
and Work Conditions (Continued )
Alloy
Temper
7005
T53
7039
T64
7049
T73
7049
T76
7149
T73
7050
T736
7050
T76
7075
T6
7075
T73
7075
T736
7075
T76
7079
T6
7175
T736
7178
T6
7178
T76
7475
T6
7475
T73
7475
T76
Direction
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
L
LT
ST
Plate
Rod/bar
Extrusion
Forging
A
A
D
A
B
B
A
D
D
A
A
A
A
A
D
A
A
D
A
A
B
A
A
C
A
A
B
A
A
B
A
A
C
A
B
D
A
A
A
A
A
D
A
A
A
A
A
B
A
A
C
A
B
D
A
A
A
A
A
C
A
B
D
A
A
C
A
B
D
A
B
D
A
A
C
A
B
D
A
A
A
A
A
C
A
B
D
A
A
C
A
A
A
A
A
A
A
A
B
A
B
D
A
A
A
A
A
B
A
B
D
A
A
B
612
Chapter Eight
Because SCC in aluminum alloys characteristically is intergranular,
susceptible alloys and tempers are most prone to SCC when the tensile stress acts in the short-transverse, or thickness direction, so that
the crack propagates along the aligned grain structure. The same
material (e.g., 7075-T651 plate) will show a much higher resistance to
stress acting in the longitudinal direction, parallel to the principal
grain flow. In this case the intergranular crack must follow a very
meandering path and usually does not propagate to any major extent.
Special agings to various highly resistant T7 tempers have been developed to counteract this adverse effect of directional grain structure.
Various artificially aged tempers are available for both 2xxx and 7xxx
alloys that provide a range of compromise choices between maximum
strength and maximum resistance to exfoliation and SCC.5
Role of hydrogen. Hydrogen will dissolve in aluminum alloys in the
molten state and during thermal treatments at temperatures close to
the melting point in atmospheres containing water vapor or hydrocarbons. Upon solidification, this causes porosity and surface blistering.
Recent literature surveys show there is still considerable dispute as to
how much, if at all, high-strength aluminum alloys are embrittled by
hydrogen. There is some evidence that hydrogen evolving from anodic
dissolution at a crack tip can dissolve into the metal at the grain boundary ahead of the crack tip and can thus be a factor in SCC of some 7xxx
and possibly 2xxx alloys. Hydrogen embrittlement, however, has not
restricted the commercialization of high-strength aluminum alloys.10
Protective coatings. As mentioned earlier, pure aluminum, the 3xxx,
5xxx, and most 6xxx series alloys, are sufficiently resistant to be used
in industrial atmospheres and waters without any protective coatings.
Examples of this are cookware, boats, and building products.
Generally coatings are used to enhance an alloy’s resistance, and protection is considered necessary for the higher-strength 6xxx alloys and
for all 2xxx and 7xxx alloys. Chapter 9, Protective Coatings, describes
many of the coatings and coating technologies that have been
employed successfully with aluminum alloys for improved service and
performance.
8.3
8.3.1
Cast Irons
Introduction
Cast iron is a generic term that identifies a large family of ferrous
alloys. Cast irons are primarily alloys of iron that contain more than 2
percent carbon and 1 percent or more silicon. Low raw material costs
and relative ease of manufacture make cast irons the least expensive
Materials Selection
613
of the engineering metals. Cast irons may often be used in place of
steel at considerable cost savings. The design and production advantages of cast iron include
■
Low tooling and production cost
■
Ready availability
■
Good machinability without burring
■
Readily cast into complex shapes
■
Excellent wear resistance and high hardness (particularly white
irons)
■
High inherent damping
Cast irons can be cast into intricate shapes because of their excellent
fluidity and relatively low melting points and can be alloyed for
improvement of corrosion resistance and strength. With proper alloying, the corrosion resistance of cast irons can equal or exceed that of
stainless steels and nickel-base alloys.11 The wide spectrum of properties of cast iron is controlled by three main factors: the chemical composition of the iron, the rate of cooling of the casting in the mold, and
the type of carbide or graphite formed.
8.3.2
Carbon presence classification
Cast irons are often classified on the basis of the forms taken by the
high level of carbon present.
By reducing the carbon and silicon content and cooling rapidly, much of the carbon is retained in the
form of iron carbide without graphite flakes. However, iron carbide, or
cementite, is extremely hard and brittle, and these castings are used
where high hardness and wear resistance are needed.
White cast iron: Iron carbide compound.
Unalloyed white cast iron is a very hard, abrasion-resistant, and low-cost material compared with competitive materials such as carbon steels. The main limitation comes from its
brittleness when subjected to compressive loads. White irons are not
machinable and are finished by grinding when necessary.
Unalloyed white cast iron.
Low-alloy white cast iron has improved
toughness and wear resistance. The main limitation is that a better
performance or a longer life must justify its extra cost.
Low-alloy white cast iron.
Martensitic white cast iron has a higher
hardness and toughness than other types of white iron. It is stable at
high temperatures (480 to 540°C) due to presence of Cr. Low-carbon
Martensitic white cast iron.
614
Chapter Eight
compositions have higher toughness but lower hardness. The main
disadvantage is again higher cost. Stress-relieving heat treatment is
also necessary for optimum properties.
High-chromium white cast iron has an abrasion resistance similar to martensitic white iron but with higher toughness, strength, and corrosion resistance. Its limitation is high cost.
High-chromium white cast iron.
Malleable cast iron: Irregularly shaped nodules of graphite. Malleable
cast iron is produced by heat treatment of closely controlled compositions of white irons that are decomposed to give carbon aggregates dispersed in a ferrite or pearlitic matrix. Because the compact shape of
the carbon does not reduce the matrix ductility to the same extent as
graphite flakes, a useful level of ductility is obtained. Malleable iron
may be divided into the following classes: whiteheart, blackheart, and
pearlitic irons.
Malleable iron castings are often selected because the material has
excellent machinability in addition to significant ductility. In other
applications, malleable iron is chosen because it combines castability
with toughness and machinability. Malleable iron is often chosen
because of its shock resistance alone. It is used for low-stress parts
requiring good machinability such as steering gear, housings, carriers,
and mounting brackets. It is used for compresser crankshafts and
hubs; for high-strength parts such as connecting rods and universaljoint yokes; in transmission gear, differential cases, and certain gears;
and for flanges, pipe fittings, and valve parts for railroad, marine, and
other heavy-duty service.
Whiteheart malleable castings are produced from high-carbon white cast irons annealed in a decarburizing
medium. Carbon is removed at the casting surface, the loss being only
compensated for by the diffusion of carbon from the interior.
Whiteheart castings are inhomogeneous with a decarburized surface
skin and a higher carbon core.
It has a higher-carbon content than other types of malleable iron,
which gives better castibility, especially for thin sections. The decarburized layer improves weldability and provides a soft, ductile surface
to absorb local-impact blows. Whiteheart malleable cast iron has a
marked increase in shock resistance above 100°C and can be used in
furnaces up to 450°C. It can also be galvanized and does not suffer galvanizing embrittlement. This iron has very good machinability but is
limited by a long heat-treatment time.
Whiteheart malleable cast iron.
Blackheart malleable irons are produced by
annealing low-carbon (2.2 to 2.9%) white iron castings without decarburization. The resulting structure of carbon in a ferrite matrix is
Blackheart malleable cast iron.
Materials Selection
615
homogenous and has better mechanical properties than those of whiteheart irons. It has the best combination of machinability and strength
of any ferrous material and a lower cost than nodular cast iron.
However, it is not suitable for wear-resistant applications unless it is
surface treated. Long heat-treatment cycle times compared with ferritic nodular cast iron are required.
Pearlitic blackheart malleable iron has
a pearlitic rather than ferritic matrix, which provides higher strength
but lower ductility than ferritic blackheart irons. It has good wear resistance and the highest strength of malleable irons. It can be hardened,
and a wide range and combination of properties are possible by control
of matrix microstructure. However, it is difficult to weld and requires
longer heat-treatment cycle times compared with nodular cast iron.
Pearlitic blackheart malleable cast iron.
Gray cast iron: Graphite flakes. Gray cast irons contain 2.0 to 4.5% car-
bon and 1 to 3% silicon. Their structure consists of branched and interconnected graphite flakes in a matrix of pearlite, ferrite, or a mixture
of the two. The graphite flakes form planes of weakness, and so
strength and toughness are inferior to those of structural steels. Gray
cast iron is used for many different types of parts in a very wide variety of machines and structures. The advantages and limitations of this
widely used cast iron are presented in Table 8.6.
Low-alloy gray cast iron enables casting formerly produced in unalloyed gray cast iron to be used in higher-duty applications without
redesign or need for costly materials. Alloy additions can cause
foundry problems with reuse of scrap. The increase in strength does
not bring a corresponding increase in fatigue strength. Cr, Mo, and V
are carbide stabilizers that improve strength and heat resistance but
impair machinability.
Nodular or ductile cast iron: Spherical graphite nodules. The mechanical
properties of gray irons can be greatly improved if the graphite shape
is modified to eliminate planes of weakness. Such modification is possible if molten iron, having a composition in the range 3.2 to 4.5% C
and 1.8 to 2.8% Si, is treated with magnesium or cerium additions
before casting. This produces castings with graphite in spheroidal
form instead of flakes, known as nodular, spheroidal graphite, or ductile irons. Nodular irons are available with pearlite, ferrite, or pearliteferrite matrixes that offer a combination of greater ductility and
higher tensile strength than gray cast irons.
Nodular iron castings are used for many structural applications, particularly those requiring strength and toughness combined with good
machinability and low cost. The automotive and agricultural industries
are the major users of ductile iron castings. Almost a million tons of duc-
616
Chapter Eight
TABLE 8.6
Advantages and Limitations of Gray Cast Iron
Advantages
Most common type of cast iron.
Cheapest material for metal castings, especially for small quantity production.
Very easy to cast— much narrower solidification temperature range than steel.
Low shrinkage in mold due to formation of graphite flakes.
Good machinability, faster material removal rates, but poorer surface finish with
ferritic matrix and vice versa for pearlitic matrix.
Graphite acts as a chip breaker and a tool lubricant.
Very high damping capacity.
No difference in notched and unnotched fatigue strength.
Good dry bearing qualities due to graphite.
After formation of protective scales, it resists corrosion in many common engineering
environments.
Limitations
Brittle (low impact strength) due to sharp ends of graphite flakes; severely limits use
for critical applications.
Graphite acts as a void and reduces strength.
Maximum recommended design stress is one-quarter of ultimate tensile strength.
Maximum fatigue loading limit is one-third of fatigue strength.
Changes in section size will cause variations in machining characteristics (due to
variation in microstructure).
Higher-strength irons are more expensive to produce.
tile iron castings were produced in the in the United States in 1988.11
Because of its economic advantage and high reliability, ductile iron is
used for such critical automotive parts as crankshafts, front wheel spindle supports, complex shapes of steering knuckles, disk brake calipers,
engine connecting rods, idler arms, wheel hubs, truck axles, suspension
system parts, power transmission yokes, high-temperature applications
for turbo housings and manifolds, and high-security valves for various
applications. Nodular cast iron can be rolled or spun to the desired
shape or coined to the exact dimension. The cast iron pipe industry is
another major user of ductile iron.
8.3.3
Weldability
The weldability of cast irons depends on their microstructure and
mechanical properties. For example, gray cast iron is inherently brittle and often cannot withstand stresses set up by a cooling weld.
Because the lack of ductility is caused by the coarse graphite flakes,
the graphite clusters in malleable irons and the nodular graphite in
irons with spheroidal graphite give significantly higher ductility,
which improves the weldability. The weldability may be lessened by
the formation of hard and brittle microstructures in the HAZ, consisting of iron carbides and martensite. Because nodular and mal-
Materials Selection
617
leable irons are less likely to form martensite, they can be more readily welded, particularly if the ferrite content is high. White cast iron
that is very hard and contains iron carbides normally cannot be
unwelded.12
Bronze welding is frequently employed to avoid cracking. Because
oxides and other impurities are not removed by melting, and mechanical cleaning tends to smear the graphite across the surface, surfaces
must be thoroughly cleaned, for example, by means of a salt bath. The
potential problem of high-carbon weld metal deposits is avoided by
using a consumable nickel or nickel alloy that produces finely divided
graphite, lower porosity, and a readily machinable deposit. However,
nickel deposits that are high in sulfur and phosphorus from parent
metal dilution may result in solidification cracking.
The formation of hard and brittle HAZ structures makes cast irons
particularly prone to HAZ cracking during postweld cooling.
Preheating and slow postweld cooling reduces HAZ cracking risk.
Because preheating will slow the cooling rate both in weld deposit and
HAZ, martensitic formation is suppressed and the HAZ hardness is
somewhat reduced. Preheating can also dissipate shrinkage stresses
and reduce distortion, lessening the likelihood of weld cracking and
HAZ. Typical preheat temperatures are given in Table 8.7. Because
cracking may also result from unequal expansion, which is especially
likely during preheating of complex castings or when preheating is
localized on large components, preheat should always be applied gradually. Also, the casting should always be allowed to cool slowly to avoid
thermal shock.
8.3.4
Corrosion resistance
Corrosion forms
Graphitic corrosion is a selective leaching attack
observed in gray cast irons in relatively mild environments in which
Selective leaching.
TABLE 8.7
Typical Preheat Levels for Welding Cast Irons
Preheat temperature, °C
Cast iron type
Manual
metal arc
Metal
inert gas
Gas
(fusion)
Gas
(powder)
Ferritic flake
Ferritic nodular
Ferritic whiteheart malleable
Pearlitic flake
Pearlitic nodular
Pearlitic malleable
300
RT-150
RT *
300–330
200–330
300–330
300
RT-150
RT *
300–330
200–330
300–330
600
600
600
600
600
600
300
200
200
350
300
300
*RT 5 room temperature; 200°C if high C core is involved.
618
Chapter Eight
selective leaching of iron leaves a structurally very poor graphite network. Selective leaching of the iron takes place because the graphite is
cathodic to iron, and the gray iron structure establishes an excellent galvanic cell. This form of corrosion generally occurs only when corrosion
rates are low. If the metal corrodes more rapidly, the entire surface,
including the graphite, is removed, and more or less uniform corrosion
occurs. Graphitic corrosion is observed only in gray cast irons. The lack
of graphite flakes, in both nodular and malleable irons, provides no network to hold the corrosion products together.
The relatively good resistance of cast irons to fretting
corrosion is influenced by such variables as lubrication, hardness variations between materials, the presence of gaskets, and coatings.
Fretting corrosion.
The presence of chlorides and crevices or
other shielded areas presents conditions that are favorable to the pitting and/or crevice corrosion of cast iron. Pitting has been reported in
such environments as dilute alkylaryl sulfonates, antimony trichloride
(SbCl3), and calm seawater. Alloying can influence the resistance of
cast irons to pitting and crevice corrosion. For example, in calm seawater, nickel additions reduce the susceptibility of cast irons to pitting
attack. High-silicon cast irons with chromium or molybdenum offer
enhanced resistance to pitting and crevice corrosion.
Pitting and crevice corrosion.
The only reference to intergranular attack in
cast irons involves ammonium nitrate (NH4NO3), in which unalloyed
cast irons are reported to be intergranularly attacked.
Intergranular corrosion.
Fluid flow by itself or in combination with solid particles can cause erosion corrosion attack in cast irons. Two methods are
known to enhance the erosion-corrosion resistance of cast irons. First,
the hardness of the cast irons can be increased through solid solution
hardening or phase transformation–induced hardness increases.
Second, better inherent corrosion resistant can also be used to
increase the erosion-corrosion resistance of cast irons. Austenitic
nickel cast irons can have hardness similar to unalloyed cast irons
but may exhibit better erosion resistance because of the improved
inherent resistance of nickel alloyed irons compared to unalloyed
irons.
Erosion corrosion.
SCC is observed in cast irons under certain combinations of environment and stress, and under certain conditions, SCC
can be a serious problem. Because unalloyed cast irons are generally
similar to ordinary steels in resistance to corrosion, the same environments that cause SCC in steels are likely to cause problems in cast irons.
Environments that may cause SCC in unalloyed cast irons include11
Stress corrosion cracking.
Materials Selection
■
Sodium hydroxide (NaOH) solutions
■
NaOH-Na2SiO2 solutions
■
Calcium nitrate [Ca(NO3)2] solutions
■
NH4NO3 solutions
■
Sodium nitrate (NaNO3) solutions
■
Mercuric nitrate [Hg(NO3)2] solutions
■
Mixed acids (H2SO4-HNO3)
■
Hydrogen cyanide (HCN) solutions
■
Seawater
■
Acidic hydrogen sulfide (H2S) solutions
■
Molten sodium-lead alloys
■
Acid chloride solutions
■
Fuming H2SO4
619
Alloying elements can play a dominant role in the
susceptibility of cast irons to corrosion attack. Silicon is the most
important alloying element used to improve the corrosion resistance
of cast irons. Silicon is generally not considered an alloying element
in cast irons until levels exceed 3%. Silicon levels between 3 and 14%
offer some increase in corrosion resistance to the alloy, but above
about 14% Si, the corrosion resistance of the cast iron increases dramatically. Silicon levels up to 17% have been used to enhance the corrosion resistance of the alloy further, but silicon levels over 16%
make the alloy extremely brittle and difficult to manufacture.
Alloying with silicon promotes the formation of strongly adherent
surface films in cast irons. Considerable time may be required to
establish these films fully on the castings. Consequently, in some services, corrosion rates may be relatively high for the first few hours or
even days of exposure and then may decline to extremely low steadystate rates for the rest of the time the parts are exposed to the corrosive environment.
Nickel increases corrosion resistance by the formation of protective
oxide films on the surfaces of the castings. Up to 4% Ni is added in combination with chromium to improve both strength and corrosion resistance in cast iron alloys. The enhanced hardness and corrosion
resistance obtained is particularly important for improving the erosioncorrosion resistance of the material. Nickel additions enhance the corrosion resistance of cast irons to reducing acids and alkalies. Nickel
additions of 12% or greater are necessary to optimize the corrosion
resistance of cast irons.
Effect of alloying.
620
Chapter Eight
Chromium is frequently added alone and in combination with nickel
and/or silicon to increase the corrosion resistance of cast irons. As with
nickel, small additions of chromium are used to refine graphite and
matrix microstructures. These refinements enhance the corrosion
resistance of cast irons in seawater and weak acids. Chromium additions of 15 to 30% improve the corrosion resistance of cast irons to oxidizing acids. Chromium increases the corrosion resistance of cast iron
by the formation of protective oxides on the surfaces of castings. The
oxides formed will resist oxidizing acids but will be of little benefit
under reducing conditions.
Copper is added to cast irons in special cases. Copper additions of
0.25 to 1% increase the resistance of cast iron to dilute acetic, sulfuric,
and hydrochloric (HCl) acids as well as acid mine water. Small additions of copper are also made to cast irons to enhance atmospheric corrosion resistance. Additions of up to 10% are made to some high
nickel-chromium cast irons to increase corrosion resistance.
Classification based on corrosion resistance. Cast irons can also be
classified on the basis on their corrosion resistance, as in the following
section.11
Unalloyed gray, ductile, malleable, and white cast irons represent the first and largest category. All of these materials contain carbon and silicon of 3% or less
and no deliberate additions of nickel, chromium, copper, or molybdenum. As a group, these materials exhibit corrosion resistance that
equals or slightly exceeds that of unalloyed steels, but they show the
highest rates of attack for cast irons. These materials are available in
a wide variety of configurations and alloys.
Unalloyed gray, ductile, malleable, and white cast irons.
Low and moderately alloyed irons constitute the second major class. These irons contain the iron and silicon
of unalloyed cast irons plus up to several percentages of nickel, copper,
chromium, or molybdenum. As a group, these materials exhibit 2 to 3
times the service life of unalloyed cast irons.
Low and moderately alloyed irons.
High-nickel austenitic cast irons contain
large percentages of nickel and copper and are fairly resistant to acids.
When nickel levels exceed 18%, austenitic cast irons are nearly
immune to alkalies or caustics, although SCC can occur. High-nickel
cast irons can be nodularized to yield ductile irons.
High-nickel austenitic cast irons.
High-chromium cast irons are basically white
cast irons alloyed with 12 to 30% Cr. Other alloying elements may also
be added to improve resistance to specific environments. When
chromium levels exceed 20%, high-chromium cast irons exhibit good
High-chromium cast irons.
Materials Selection
621
resistance to oxidizing acids. High-chromium irons are not resistant to
reducing acids. They are used in saline solutions, organic acids, and
marine and industrial atmospheres. These materials display excellent
resistance to abrasions, and with proper alloying additions, they can
also resist combinations of abrasives and liquids, including some
dilute acid solutions.
The principal alloying element in high-silicon
cast irons is 12 to 18% Si, with more than 14.2% Si needed to develop
excellent corrosion resistance. Chromium and molybdenum are also
used in combination with silicon to develop corrosion resistance to specific environments. High-silicon cast irons represent the most universally corrosion-resistant alloys available at moderate cost. When
silicon levels exceed 14.2%, high-silicon cast irons exhibit excellent
resistance to most mineral and organic acids. These materials display
good resistance in oxidizing and reducing environments and are not
appreciably affected by concentration or temperature. Exceptions to
universal resistance are hydrofluoric acid (HF), fluoride salts, sulfurous acid (H2SO3), sulfite compounds, strong alkalies, and alternating acid-alkali conditions.
The corrosion resistance of high-silicon cast iron is attributed to the
development of a thin passive barrier film of hydrated oxides of silicon
on the metal surface. This film develops with time due to the dissolution of iron from the metal matrix, which leaves behind silicon that
hydrates due to the presence of moisture. Any flaws in the barrier film
will reduce its effectiveness.
The passive hydrated silicon film bridges over and forms an impervious barrier layer on a fine-grained high-silicon cast iron with spheroidal graphite areas much more readily than on a high-silicon cast
iron with coarse graphite flakes. Thus, a coarse-grained high-silicon
cast iron that contains graphite flakes is much more likely to have
structural defects and flaws in the passive film than a fine-grained
material with spheroidal graphite. Flaws in the passive film are sites
for film breakdown. Penetration of the corrosive medium below the
film results in localized areas of corrosion and preferential current
flow due to lower resistance at graphite flakes, and so on, than on the
hydrated silicon film.
Thus, due to the fine grain size with spheroidal graphite and more
uniform composition, chill-cast high-silicon cast iron would be expected
to have better corrosion resistance than a sand-cast high-silicon cast
iron. The shape of the graphite present in an alloy affects the mechanical properties of the material. Flake graphite acts as a severe stress
raiser, but the spheroidal graphite does not. A classic example of this
effect is the difference between gray cast iron and ductile iron.
High-silicon cast irons.
622
Chapter Eight
8.4
Copper Alloys
8.4.1
Introduction
Copper occurs naturally with elements such as lead, nickel, silver, and
zinc. It is widely used in industry both as a pure metal and as an alloying material. The copper industry is composed of two segments: producers (mining, smelting, and refining industries) and fabricators
(wire mills, brass mills, foundries, and powder plants). The end products of copper producers, the most important of which are refined cathode copper and wire rod, are sold almost entirely to copper fabricators.
The end products of copper fabricators can be generally described as
mill and foundry products, and they consist of wire and cable, sheet,
strip, plate, rod, bar, mechanical wire, tubing, forgings, extrusions,
castings, and powder metallurgy shapes. These products are sold to a
wide variety of industrial users.
Mining companies remove vast quantities of low-grade material
from open-pit mines to extract copper from the crust of the earth.
Approximately 2 tons of overburden must be removed to extract 1 ton
of copper. Copper ore is normally crushed, ground, and concentrated,
usually by flotation, to produce a beneficiated ore containing about
25% copper. The ore concentrates are then reduced to the metallic
state, most often by pyrometallurgical process. The concentrated ore is
processed by oxygen/flash smelting to produce a copper sulfide-iron
sulfide matte containing up to 60% copper. Sulfuric acid is manufactured from the sulfur dioxide contained in the gases given off and is an
important coproduct of copper smelting. The matte is oxidized in a converter to transform the iron sulfides to iron oxides, which separate out
in a slag, and to reduce the copper sulfide to blister copper, which contains at least 98.5% copper. Fire refining of blister copper then
removes most of the oxygen and other impurities, leaving a product
99.5% pure, which is cast into anodes. Finally most anode copper is
electrolytically refined, usually to a purity of at least 99.95%.
Table 8.8 describes briefly some of the advantages and limitations of
copper and its alloys. Copper-based alloys are usually classified in terms
of one of the main alloying elements. Two main categories of copper
alloys are brass and bronze. Brasses are essentially copper-zinc alloys to
which other elements may be added. True bronzes are copper-tin alloys.
The Unified Numbering System (UNS) is the accepted alloy designation system in North America for wrought and cast copper and copper
alloy products.13 The three-digit system developed by the U.S. copper
and brass industry was expanded to five digits following the prefix letter C and made part of the UNS for metals and alloys. UNS designations are simply expansions of the former designations. For example,
Copper Alloy No. 377 (forging brass) in the original three-digit system
became C37700 in the UNS system. The UNS is managed jointly by the
Materials Selection
TABLE 8.8
623
Advantages and Limitations of Copper and Its Alloys
Advantages
Limitations
High conductivity of electrical grades
superior to all other metals except silver
on a volume basis and aluminum on
weight basis.
High cost relative to other common
metals.
High thermal conductivity.
Conductivity reduced by small quantities
of other elements.
Excellent ductility permits easy working.
High casting temperatures of the metal
and its alloys.
Wide range of copper-base alloys, most
types having good ductility and
malleability in the annealed condition
and being particularly appropriate for
tube forming, hot forming, spinning,
deep drawing, etc.
High-temperature properties of the
metal impose limitations on its use.
Mechanical properties of copper strength, .
creep resistance, and fatigue performance
are improved by alloying (but conductivity
is impaired)
The “gasing” reaction of copper with
oxygen requires precautions when
temperatures exceed 700°C.
Good corrosion resistance to potable
water and to atmospheric and marine
environments; can be further
improved by alloying.
Toxic; therefore must not be used in
contact with foodstuff (e.g., food
processing plant).
Useful biocidal properties of the metal
and salts.
Some alloys are prone to stress
corrosion and other forms of attack
(e.g., dezincification of brasses).
Wide range of alloys with special
properties (e.g., very high damping
capacity).
Mechanical and electrical properties
retained at cryogenic temperatures.
Weldability of alloys good by
appropriate process.
Nonmagnetic, except some Cu-Ni alloys.
American Society for Testing and Materials (ASTM) and the Society of
Automotive Engineers (SAE).
The designation system is administered by the Copper Development
Association (CDA). New designations are assigned as new coppers and
copper alloys come into commercial use, and designations are discontinued when an alloy composition ceases to be used commercially. The
standard designation composition limits do not preclude the possible
presence of other unnamed elements. However, analysis will regularly
be made only for the minor elements listed in the table, plus either
624
Chapter Eight
copper or zinc or plus all major elements except one. The major element that is not analyzed is determined by the difference between the
sum of those elements analyzed and 100%. New designations are
assigned if a copper or copper alloy meets three criteria:
1. The complete chemical composition is disclosed.
2. The copper or copper alloy is in commercial use or is proposed for
commercial use.
3. The composition does not fall within the limits of any designated
composition already in the list.
In the designation system, numbers from C10000 through C79999
denote wrought alloys. Cast alloys are numbered from C80000
through C99999. Within these two categories, the compositions are
grouped into the following coppers and copper alloys. More detailed
families are described in Tables 8.9 and 8.10 for wrought and cast
alloys. Detailed compositions of individual alloys can be found in App.
E.14 The main trade names associated with some of these copper alloys
are given in Table 8.11.
■
Coppers. Metals with a designated minimum copper content of
99.3% or higher.
■
Brasses. These alloys contain zinc as the principal alloying element
with or without other designated alloying elements such as iron, aluminum, nickel, and silicon. The wrought alloys comprise three main
families of brasses. The cast alloys comprise five main families of
brasses. Ingot for remelting for the manufacture of castings may
vary slightly from the ranges shown.
■
Bronzes. Broadly speaking, bronzes are copper alloys in which the
major alloying element is not zinc or nickel. Originally bronze
described alloys with tin as the only or principal alloying element.
Today, the term is generally used with a modifying adjective.
Bronzes are unquestionably one of the most versatile classes of corrosion- and wear-resistant materials, offering a broad range of properties from a wide selection of alloys and compositions.
■
Copper-nickels. These are alloys with nickel as the principal alloying element, with or without other elements designated commonly
as “nickel silvers” (i.e., alloys containing zinc and nickel as the principal and secondary alloying elements).
■
Leaded coppers. These comprise a series of cast alloys of copper
with 20% or more lead, sometimes with a small amount of silver but
without tin or zinc.
■
Special alloys. Alloys whose chemical compositions do not fall into
any of the above categories are combined in “special alloys.”
Materials Selection
TABLE 8.9
625
Generic Classification of Wrought Copper Alloys
UNS Number
Composition
Coppers
Coppers
High-copper alloys
C10100-C15760
C16200-C19600
99% Cu
96% Cu
Brasses
Brasses
Leaded brasses
Tin brasses
C20500-28580
C31200-C38590
C40400-C49080
Cu-Zn
Cu-Zn-Pb
Cu-Zn-Sn-Pb
C50100-C52400
C53200-C54800
C55180-CS5284
Cu-Sn-P
Cu-Sn-Pb-P
Cu-P-Ag
C60600-C64400
C64700-C66100
Cu-Al-Ni-Fe-Si-Sn
Cu-Si-Sn
C66400-C69900
C70000-C72950
C73200-C79900
Cu-Ni-Fe
Cu-Ni-Zn
Bronzes
Phosphor bronzes
Leaded phosphor bronzes
Copper-phosphorus and copper-silverphosphorus alloys
Aluminum bronzes
Silicon bronzes
Others
Other copper-zinc alloys
Copper-nickels
Nickel silvers
TABLE 8.10
Generic Classification of Cast Copper Alloys
UNS Number
Composition
Coppers
Coppers
High-copper alloys
C80100-C81100
C81300-C82800
99% Cu
94% Cu
Brasses and Bronzes
Red and leaded red brasses
C83300-C85800
Yellow and leaded yellow brasses
C85200-C85800
Manganese and leaded manganese
bronzes
Silicon bronzes, silicon brasses
Tin bronzes and leaded tin bronzes
Nickel-tin bronzes
Aluminum bronzes
C86100-C86800
Cu-Zn-Sn-Pb
(75-89% Cu)
Cu-Zn-Sn-Pb
(57-74% Cu)
Cu-Zn-Mn-Fe-Pb
C87300-C87900
C90200-C94500
C94700-C94900
C95200-C95810
Cu-Zn-Si
Cu-Sn-Zn-Pb
Cu-Ni-Sn-Zn-Pb
Cu-Al-Fe-Ni
C96200-C96800
C97300-C97800
C98200-C98800
C99300-C99750
Cu-Ni-Fe
Cu-Ni-Zn-Pb-Sn
Cu-Pb
Others
Copper-nickels
Nickel silvers
Leaded coppers
Miscellaneous alloys
626
Chapter Eight
TABLE 8.11
Alloy
Coppers
C10100
C10200
C10300
C10400
C10500
C10700
C10800
C11000
C11010
C11020
C11030
C11100
C11300
C11400
C11500
C11600
C12200
C12900
C14200
C14300
C14500
C14510
C14520
C14700
C15000
High coppers
C16200
C17000
C17200
C17500
C18200
C18400
Brasses
C21000
C22000
C22600
C23000
C24000
C26000
C26800
C27000
C27400
C28000
C31400
C31600
Trade Names Associated with Some Commonly Used Copper Alloys
Trade name
Oxygen-free, electronic
(OFE)
Oxygen-free (OF)
OFXLP
Oxygen-free with Ag
(OFS)
OFS
OFS
OFLP
Electrolytic, tough
pitch (ETP)
Remelted high conductivity
(RHC)
Fire-refined high conductivity
(FRHC)
Chemically refined tough
pitch (CRTP)
Electrolytic tough pitch,
anneal resistant
Tough pitch with Ag (STP)
STP
STP
STP
Phosphorus-deoxidized, highresidual phosphorus (DHP)
Fire-refined tough pitch
with Ag (FRSTP)
Phosphorus-deoxidized,
arsenical (DPA)
Cadmium copper, deoxidized
Tellurium-bearing
Tellurium-bearing
Phosphorus-deoxidized,
tellurium-bearing (DPTE)
Sulfur-bearing
Zirconium copper
Cadmium copper
Beryllium copper
Beryllium copper
Beryllium copper
Chromium copper
Chromium copper
Gilding, 95%
Commercial bronze, 90%
Jewelry bronze, 87.5%
Red brass, 85%
Low brass, 80%
Cartridge brass, 70%
Yellow brass, 66%
Yellow brass, 65%
Yellow brass, 63%
Muntz metal, 60%
Leaded commercial bronze
Leaded commercial
bronze (nickel-bearing)
Alloy
Brasses
(Cont.)
C32000
C33000
C33200
C33500
C34000
C34200
C35000
C35300
C35600
C36000
C36500
C37000
C37700
C38500
C44300
C44400
C44500
C46200
C46400
C46500
C47000
Trade name
Leaded red brass
Low-leaded brass (tube)
High-leaded brass (tube)
Low-leaded brass
Medium-leaded brass, 64.5%
High-leaded brass, 64.5%
Medium-leaded brass, 62%
High-leaded brass, 62%
Extra-high-leaded brass
Free-cutting brass
Leaded muntz metal,
uninhibited
Free-cutting muntz metal
Forging brass
Architectural bronze
Admiralty, arsenical
Admiralty, antimonial
Admiralty, phosphorized
Naval brass, 63.5%
Naval brass, uninhibited
Naval brass, arsenical
Naval brass welding and
brazing rod
Naval brass, medium leaded
Naval brass, high leaded
C48200
C48500
Bronzes
C50500
Phosphor bronze, 1.25% E
C51000
Phosphor bronze, 5% A
C51800
Phosphor bronze
C52100
Phosphor bronze, 8% C
C52400
Phosphor bronze, 10% D
C53400
Phosphor bronze B-1
C54400
Phosphor bronze B-2
C65100
Low-silicon bronze B
C65500
High-silicon bronze A
C66700
Manganese brass
C67000
Manganese bronze B
C67500
Manganese bronze A
C68000
Bronze, low fuming (nickel)
C68100
Bronze, low fuming
C68700
Aluminum brass, arsenical
C69400
Silicon red brass
Copper-Nickel alloys
C70400
Copper-nickel, 5%
C70500
Copper-nickel, 7%
C70600
Copper-nickel, 10%
C70800
Copper-nickel, 11%
C71000
Copper-nickel, 20%
C71500
Copper-nickel, 30%
Nickel-Silvers
C74500
Nickel silver, 65-10
C75200
Nickel silver, 65-18
C75400
Nickel silver, 65-15
C75700
Nickel silver, 65-12
C76700
Nickel silver, 56.5-15
C77000
Nickel silver, 55-18
Materials Selection
8.4.2
627
Weldability
In terms of weldability, copper alloys have a wide spectrum of welding characteristics. Copper, because of its high thermal conductivity,
needs substantial preheat to counteract its very high heat sink.
However, some of the alloys that have a thermal conductivity similar
to low-carbon steel, such as cupro-nickel alloys, can normally be
fusion welded without a preheat.
Tough pitch copper contains stringers of copper oxide
( 0.1% oxygen as Cu2O), which does not impair the mechanical properties of wrought material and has high electrical conductivity. Oxygenfree and phosphorus deoxidized copper are more easily welded. TIG
and MIG are the preferred welding processes, but oxyacetylene and
MMA welding can be used in the repair of tough pitch copper components. To counteract the high thermal conductivity, helium- and
nitrogen-based gases, which have higher arc voltages, can be used as
an alternative to argon.15
Coppers.
Low alloying additions of sulfur or tellurium can
made to improve machining. However, these grades are normally considered to be unweldable. Small additions of chromium, zirconium, or
beryllium will produce precipitation hardened alloys that, on heat
treatment, have superior mechanical properties. Chromium and beryllium copper may suffer from HAZ cracking unless they are heat treated
before welding. When welding beryllium copper, care should be taken
to avoid inhaling the welding fumes.
High copper alloys.
Brasses and nickel silvers. When considering weldability, brasses can
be conveniently separated into two groups, low zinc (up to 20% Zn) and
high zinc (30 to 40% Zn). Nickel silvers contain 20 to 45% zinc and nickel
to improve strength. The main problem in fusion welding these alloys
is the volatilization of the zinc, which results in white fumes of zinc
oxide and weld metal porosity. Only low-zinc brasses are normally considered suitable for fusion welding using the TIG and MIG processes.
TIG and MIG processes are used with argon or an argon-helium mixture but not nitrogen. A preheat is normally used for low zinc ( 20% Zn)
to avoid fusion defects because of the high thermal conductivity.
Although preheat is not needed in higher zinc content alloys, slow cooling reduces cracking risk. Postweld heat treatment also helps reduce the
risk of stress corrosion cracking in areas where there is high restraint.
Bronzes. Tin bronzes can contain between 1 and 10% tin. Phosphor
bronze contains up to 0.4% phosphorus. Gunmetal is essentially a tin
bronze with up to 5% zinc and may additionally have up to 5% lead.
628
Chapter Eight
Silicon bronze typically contains 3% silicon and 1% manganese and is
probably the easiest of the bronzes to weld.
Bronzes are generally considered to be weldable, apart from phosphor bronze and leaded gunmetal, and a matching filler composition is
normally employed. Autogenous welding of phosphor bronzes is not
recommended due to porosity, but the risk can be reduced by using a
filler wire with a higher level of deoxidants. Gunmetal is not considered weldable due to hot cracking in the weld metal and HAZ.15
There are essentially two types of aluminum bronzes: single-phase
alloys containing between 5 and 10% aluminum, with a small amount
of iron or nickel, and more complex, two-phase alloys containing up to
12% aluminum and about 5% of iron with specific alloys also containing
nickel and manganese and silicon. Gas-shielded welding processes are
preferred for welding this group of alloys. In TIG welding, the presence
of a tenacious, refractory oxide film requires ac (argon) or dc with a helium shielding gas. Because of its low thermal conductivity, a preheat is
not normally required except when welding thick-section components.
Rigorous cleaning of the material surface is essential, both before
and after each run, to avoid porosity. Single-phase alloys can be susceptible to weld metal cracking, and HAZ cracking can occur under
highly restrained conditions. It is often necessary to use matching
filler metals to maintain corrosion resistance, but a nonmatching, twophase filler will reduce the cracking risk. Two-phase alloys are more
easily welded. For both types, preheat and interpass temperatures
should be restricted to prevent cracking. Table 8.12 gives a brief
description of the uses made of some of these alloys.16
Copper-nickel alloys. Cupro-nickel alloys contain between 5 and 30%
nickel, with specific alloys having additions of iron and manganese;
90/10 and 70/30 (Cu/Ni) alloys are commonly welded grades. These
alloys are single phase and are generally considered to be readily weldable using inert gas processes and, to a lesser extent, MMA. A matching filler is normally used, but 70/30 (C18) is often regarded as a
universal filler for these alloys. Because the thermal conductivity of
cupro-nickel alloys is similar to low-carbon steels, preheating is not
required.15
These alloys do not contain deoxidants; therefore, autogenous welding is not recommended because of porosity. Filler metal compositions
typically contain 0.2 to 0.5% titanium to prevent weld metal porosity.
Argon shielding gas is normally used for both TIG and MIG, but in TIG
welding, an argon-H2 mixture, with an appropriate filler, improves
weld pool fluidity and produces a cleaner weld bead. Gas backing (usually argon) is recommended, especially in pipe welding, to produce an
oxide-free underbead.
Materials Selection
TABLE 8.12
629
Properties and Uses of Main Bronze Bearing Materials
Manganese bronzes: C86300, C86400
Manganese bronzes are modifications of the Muntz metal-type alloys (60% copper 40%
zinc brasses) containing small additions of manganese, iron, and aluminum, plus lead
for lubricity, antiseizing, and embeddibility. Like the aluminum bronzes, they combine
very high strength with excellent corrosion resistance. Manganese bronze bearings can
operate at high speeds under heavy loads but require high shaft hardness and
nonabrasive operating conditions.
Tin bronzes: C90300, C90500, C90700
The principal function of tin in these bronzes is to strengthen the alloys. (Zinc also adds
strength, but more than about 4% zinc reduces the antifrictional properties of the
bearings alloy.) The tin bronzes are strong and hard and have very high ductility. This
combination of properties gives them a high load-carrying capacity, good wear
resistance, and the ability to withstand pounding. The alloys are noted for their
corrosion resistance in seawater and brines.
The tin bronzes’ hardness inhibits them from conforming easily to rough or
misaligned shafts. Similarly, they do not embed dirt particles well and therefore must
be used with clean, reliable lubrication systems. They require a shaft hardness
between 300 and 400 BHN. Tin bronzes operate better with grease lubrication than
other bronzes. They are also well suited to boundary-film operation because of their
ability to form polar compounds with small traces of lubricant. Differences in
mechanical properties among the tin bronzes are not great. Some contain zinc as a
strengthener in partial replacement for more expensive tin.
Leaded tin bronzes: C92200, C92300, C92700
Some tin bronzes contain small amounts of lead. In this group of alloys, lead’s main
function is to improve machinability. It is not present in sufficient concentration to
change the alloys’ bearing properties appreciably. A few of the leaded bronzes also
contain zinc, which strengthens the alloys at a lower cost than tin. The leaded bronzes
in this family otherwise have properties and application that are similar to the tin
bronzes.
High-leaded tin bronzes: C93200, C93400, C93500, C93700, C93800, C94300
The family of high-leaded tin bronzes include the workhorses of the bearing bronze
alloys. Alloy C3200 has a wider range of applicability and is more often specified than
all other bearing materials. It and the other high-leaded tin bronzes are used for
general utility applications under medium loads and speeds (i.e., those conditions that
constitute the bulk of bearing uses). Strengths and hardnesses are somewhat lower
than those of the tin bronzes, but this group of leaded alloys excels in its antifriction
and machining properties.
Alloy C93200 utilizes a combination of tin and zinc for cost-effective strengthening,
whereas C93700 relies solely on tin to obtain the same strength level. In addition to its
good strength, C93700 is known for its corrosion resistance to mildly acidic mine
waters and to mineral waters and paper mill sulfite liquors. Wear resistance is good at
high speeds and under high-load, shock, and vibration conditions. The alloy has fair
casting properties, something to be considered when large or complex bearing shapes
must be produced. Alloy C93700 contains enough lead to permit use under doubtful or
interruptible lubrication, but it must be used with hardened shafts. The lead addition
makes these alloys easy to machine. High strength is sacrificed for superior lubricity in
the bronzes containing 15 and 25% lead (C93800 and C94300).
630
Chapter Eight
TABLE 8.12
Properties and Uses of Main Bronze Bearing Materials (Continued )
As in all leaded bronzes the lead is present as discrete microscopic particles. In alloys
C93800 and C94300 there is ample lead available to smear onto the journal to prevent
welding and seizing, should the lubricant supply be interrupted. The lead also provides
excellent machinability.
Because of their comparatively lower strength and somewhat reduced ductility,
alloys C93800 and C94300 should not be specified for use under high loads or in
applications where impacts can be anticipated. They operate best at moderate loads
and high speeds, especially where lubrication may be unreliable. They conform well
and are very tolerant of dirty operating conditions, properties which have found them
extensive use in off-highway, earthmoving, and heavy industrial equipment.
Aluminum bronzes: C95300, C95400, C95500, C95510
The aluminum bronzes are the strongest and most complex of the copper-based bearing
alloys. Their aluminum content provides most of their high strength and makes them
the only bearing bronzes capable of being heat treated. Their high strength, up to 470
MPa yield strength and 820 MPa tensile strength, permits them to be used at unit loads
up to 50 percent higher than those for leaded tin bronze alloy C93200. Because of their
high strength, however, they have fairly low ductility and do not conform or embed well.
They consequently require shafts hardened to 550 to 600 BHN. Surfaces must also be
extremely smooth, with both shaft and bearing finished to 1520 m in RMS.
Careful attention should be given to lubricant cleanliness and reliability, the latter
because these alloys do not have the antiseizing properties typical of the leaded and tin
bearing bronzes. On the other hand, the aluminum bronzes have excellent corrosion
resistance and are ideally suited for such applications as marine propellers and pump
impellers. The aluminum bronzes also have superior elevated temperature strength.
These bronzes are the only conventional bearing materials able to operate at
temperatures exceeding 260°C.
8.4.3
Corrosion resistance
The resistance of all grades of copper to atmospheric corrosion is good,
hence their wide usage for roofing and for contact with most waters. The
metal develops adherent protective coatings, initially of oxide, but subsequently thickening to give a familiar green patina on roofs and the
dark brownish color of bronze statuary. Because copper is largely unaffected by potable water, its is widely used for tubes carrying domestic
and industrial water. In the following broad classifications, copper and
copper alloys have demonstrated superior corrosion performance:17
■
Atmospheric exposure such as roofing and other architectural applications
■
Plumbing systems, with superior corrosion resistance to both
potable waters and soils
■
Marine applications involving supply lines, heat exchangers, and
hardware where resistance to seawater and biofouling are mandatory
■
Industrial and chemical plant process equipment involving exposure
to a wide variety of organic and inorganic chemicals
Materials Selection
631
Brasses are the most numerous and the most widely used of the
copper alloys because of their low cost, easy or inexpensive fabrication
and machining, and relative resistance to aggressive environments.
They are, however, generally inferior in strength to bronzes and must
not be used in environments that cause dezincification. In these
alloys, zinc is added to copper in amounts ranging from about 5 to
45%. As a general rule, corrosion resistance decreases as zinc content
increases. It is customary to distinguish between those alloys containing less than 15% zinc (better corrosion resistance) and those with
higher amounts. The main problems with the higher zinc alloys are
dezincification and SCC. In dezincification, a porous layer of zinc-free
material is formed locally or in layers on the surface. Dezincification
in the high-zinc alloys can occur in a wide variety of acid, neutral, and
alkaline media.18
Dezincification can be avoided by maintaining the zinc content
below about 15%, and can be minimized by adding 1% tin such as in
admiralty (C44300) and naval brass (C46400). Adding less than 0.1%
of arsenic, antimony, or phosphorus gives further protection, provided
the brass has the single -phase structure. SCC occurs readily in the
high-zinc brasses in the presence of moisture and ammonia. Again, a
decrease in the zinc content to less than 15% is beneficial. Brasses containing less than 15% zinc can be used to handle many acid, alkaline,
and salt solutions, provided
1. There is a minimum of aeration.
2. Oxidizing materials, such as nitric acid and dichromates, and complexing agents, such as ammonia and cyanides, are absent.
3. There are no elements or compounds that react directly with copper
such as sulfur, hydrogen sulfide, mercury, silver salts, or acetylene.
Table 8.13 presents corrosion-resistance ratings for some coppers
(C11000, C12200), brasses (C22000, C23000, C26000, 28000), leaded
brasses (C36000, C38500), and tin brasses (C42000, C44300, C44500,
C46400) in different chemical environments. Table 8.14 presents corrosion ratings for some phosphor-bronzes (C51000, C52100), aluminum-bronzes (C61300, C62700, C63700, C64200), silicon-bronzes
(C65100, C65500), copper-nickel alloys (C70600, C71500), aluminum
brass (C68700), and one nickel-silver alloy (C75200).19
Atmospheric exposure. Copper and copper alloys perform well in indus-
trial, marine, and rural atmospheres except in atmospheres containing
ammonia, which have been observed to cause SCC in brasses containing over 20% zinc. Alloy C11000 (ETP copper) is the most widely used,
Corrosion-Resistance Ratings* for Coppers (C11000, C12200), Brasses (C22000, C23000, C26000, 28000), Leaded Brasses
(C36000, C38500), and Tin Brasses (C42000, C44300, C44500, C46400) in Different Chemical Environments
TABLE 8.13
Environment/alloy
Alkalies
Aluminum hydroxide
Ammonium hydroxide
Barium carbonate
Barium hydroxide
Black liquor-sulfate process
Calcium hydroxide
Lime
Lime-sulfur
Magnesium hydroxide
Potassium carbonate
Potassium hydroxide
Sodium bicarbonate
Sodium carbonate
Sodium hydroxide
Sodium phosphate
Sodium silicate
Sodium sulfide
Atmosphere
Industrial
Marine
Rural
Chlorinated organics
Carbon tetrachloride, dry
Carbon tetrachloride, moist
Chloroform, dry
Ethyl chloride
Methyl chloride, dry
11000
12200
22000
23000
26000
28000
36000
38500
42000
44300
46400
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
VG
P
VG
E
VG
E
VG
G
G
VG
G
VG
VG
VG
E
P
E
VG
P
VG
E
VG
E
VG
G
G
VG
G
VG
VG
VG
E
P
E
VG
P
VG
E
VG
E
VG
G
G
VG
G
VG
VG
VG
E
P
E
VG
P
VG
E
VG
E
VG
G
G
VG
G
VG
VG
VG
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
E
P
E
E
P
E
E
VG
E
E
VG
VG
E
VG
E
E
VG
E
P
E
VG
P
VG
E
VG
E
VG
G
G
VG
G
VG
VG
VG
E
E
E
E
E
E
E
E
E
E
E
E
VG
VG
E
VG
VG
E
VG
VG
E
VG
VG
E
NA
NA
NA
E
E
E
VG
VG
E
E
VG
E
VG
E
E
VG
E
VG
E
E
VG
E
VG
E
E
VG
E
VG
E
E
P
E
G
E
E
P
E
G
E
E
P
E
G
E
E
P
E
G
E
NA
NA
NA
NA
NA
E
VG
E
VG
E
E
P
E
G
E
632
Trichlorethylene, dry
Trichlorethylene, moist
E
VG
E
VG
E
VG
E
VG
E
G
E
G
E
G
E
G
NA
NA
E
VG
E
G
Fatty acid
Oleic acid
Palmitic acid
Stearic acid
E
VG
VG
E
VG
VG
E
VG
VG
E
VG
VG
G
G
G
G
G
G
G
G
G
G
G
G
NA
NA
NA
E
VG
VG
G
G
G
Food/beverage
Beer
Beet sugar syrups
Cane sugar syrups
Carbonated beverages
Carbonated water
Cider
Coffee
Corn oil
Cottonseed oil
Fruit juices
Gelatine
Milk
Sugar solutions
Vinegar
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
VG
VG
VG
G
G
G
E
VG
VG
P
E
VG
VG
P
VG
VG
VG
G
G
G
E
VG
VG
P
E
VG
VG
P
VG
VG
VG
G
G
G
E
VG
VG
P
E
VG
VG
P
VG
VG
VG
G
G
G
E
VG
VG
P
E
VG
VG
P
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
E
E
E
VG
VG
E
E
E
E
G
E
E
E
G
VG
VG
VG
G
G
G
E
VG
VG
P
E
VG
VG
P
Gases
Ammonia, absolutely dry
Ammonia, moist
Carbon dioxide, dry
Carbon dioxide, moist
Hydrogen
Nitrogen
E
P
E
VG
E
E
E
P
E
VG
E
E
E
P
E
VG
E
E
E
P
E
VG
E
E
E
P
E
G
E
E
E
P
E
G
E
E
E
P
E
G
E
E
E
P
E
G
E
E
NA
NA
NA
NA
NA
NA
E
P
E
VG
E
E
E
P
E
G
E
E
633
634
*
TABLE 8.13 Corrosion-Resistance Ratings for Coppers (C11000, C12200), Brasses (C22000, C23000, C26000, 28000), Leaded Brasses
(C36000, C38500), and Tin Brasses (C42000, C44300, C44500, C46400) in Different Chemical Environments (Continued)
Environment/alloy
11000
12200
22000
23000
26000
28000
36000
38500
42000
44300
46400
Oxygen
Bromine, dry
Bromine, moist
Chlorine, dry
Chlorine, moist
E
E
VG
E
G
E
E
VG
E
G
E
E
VG
E
G
E
E
VG
E
G
E
E
P
E
P
E
E
P
E
P
E
E
P
E
P
E
E
P
E
P
NA
NA
NA
NA
NA
E
E
G
E
G
E
E
P
E
P
Hydrocarbons
Acetylene
Asphalt
Benzene
Benzol
Butane
Creosote
Crude oil
Freon, dry
Fuel oil, light
Gasoline
Hydrocarbons, pure
Kerosene
Natural gas
Paraffin
Propane
Tar
Turpentine
P
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
VG
G
E
VG
E
E
E
E
E
E
NA
VG
E
E
E
E
E
VG
G
E
VG
E
E
E
E
E
E
NA
VG
E
E
E
E
E
VG
G
E
VG
E
E
E
E
E
E
NA
VG
E
E
E
E
E
VG
G
E
VG
E
E
E
E
E
E
NA
VG
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
E
E
E
E
E
VG
G
E
VG
E
E
E
E
E
E
NA
VG
Inorganic acids
Boric acid
Carbolic acid
Hydrobromic acid
Hydrochloric acid
E
VG
G
G
E
VG
G
G
E
VG
G
G
E
VG
G
G
VG
VG
P
P
VG
VG
P
P
VG
VG
P
P
VG
VG
P
P
NA
NA
NA
NA
E
VG
G
G
VG
VG
P
P
Hydrocyanic acid, dry
Hydrofluosilicic acid,
anhydrous
Phosphoric acid
Sulfuric acid, 80–95%
Chromic acid
Nitric acid
Sulfurous acid
P
VG
P
VG
P
VG
P
VG
P
P
P
P
P
P
P
P
NA
NA
P
VG
P
P
VG
VG
P
P
VG
VG
VG
P
P
VG
VG
VG
P
P
VG
VG
VG
P
P
VG
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
P
NA
NA
NA
NA
NA
G
G
P
P
VG
P
P
P
P
P
P
P
P
P
P
P
P
P
NA
P
P
Miscellaneous
Glue
Linseed oil
Rosin
Sewage
Soap solutions
Varnish
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
VG
VG
E
G
VG
E
VG
VG
E
G
VG
E
VG
VG
E
G
VG
E
VG
VG
E
G
VG
E
NA
NA
NA
NA
NA
NA
E
VG
E
E
E
E
VG
VG
E
VG
VG
E
Neutral/acid salts
Alum
Alumina
Aluminum chloride
Aluminum sulfate
Ammonium chloride
Ammonium sulfate
Barium chloride
Barium sulfate
Barium sulfide
Calcium chloride
VG
E
VG
VG
P
G
VG
E
G
VG
VG
E
VG
VG
P
G
VG
E
G
VG
VG
E
VG
VG
P
G
VG
E
G
VG
VG
E
VG
VG
P
G
VG
E
G
VG
P
E
P
P
P
P
P
E
VG
P
P
E
P
P
P
P
P
E
VG
P
P
E
P
P
P
P
P
E
VG
P
P
E
P
P
P
P
P
E
VG
P
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
VG
E
G
VG
P
P
G
E
VG
VG
P
E
P
P
P
P
P
E
VG
G
Liquid metal
Mercury
635
636
*
TABLE 8.13 Corrosion-Resistance Ratings for Coppers (C11000, C12200), Brasses (C22000, C23000, C26000, 28000), Leaded Brasses
(C36000, C38500), and Tin Brasses (C42000, C44300, C44500, C46400) in Different Chemical Environments (Continued)
Environment/alloy
Carbon disulfide
Magnesium chloride
Magnesium sulfate
Potassium chloride
Potassium cyanide
Potassium dichromate acid
Potassium sulfate
Sodium bisulfate
Sodium chloride
Sodium cyanide
Sodium dichromate, acid
Sodium sulfate
Sodium sulfite
Sodium thiosulfate
Zinc chloride
Zinc sulfate
Organic acids
Acetic acid
Acetic anhydride
Benzoic acid
Butyric acid
Chloracetic acid
Citric acid
Formic acid
Lactic acid
Oxalic acid
Tannic acid
Tartaric acid
Trichloracetic acid
11000
12200
22000
23000
26000
28000
36000
38500
42000
44300
46400
VG
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
VG
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
VG
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
VG
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
E
P
G
P
P
P
VG
P
P
P
P
VG
P
VG
P
P
E
P
G
P
P
P
VG
P
P
P
P
VG
P
VG
P
P
E
P
G
P
P
P
VG
P
P
P
P
VG
P
VG
P
P
E
P
G
P
P
P
VG
P
P
P
P
VG
P
VG
P
P
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
E
G
E
VG
P
P
E
VG
VG
P
P
E
VG
VG
G
VG
E
P
G
G
P
P
VG
G
G
P
P
VG
P
VG
P
P
VG
VG
E
E
VG
E
E
E
E
E
E
VG
VG
VG
E
E
VG
E
E
E
E
E
E
VG
VG
VG
E
E
VG
E
E
E
E
E
E
VG
VG
VG
E
E
VG
E
E
E
E
E
E
VG
P
P
VG
G
P
G
G
G
G
VG
G
P
P
P
VG
G
P
G
G
G
G
VG
G
P
P
P
VG
G
P
G
G
G
G
VG
G
P
P
P
VG
G
P
G
G
G
G
VG
G
P
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
G
G
E
E
G
E
E
E
E
E
E
G
P
P
VG
G
P
G
G
G
G
VG
G
P
Organic compounds
Aniline
Aniline dyes
Castor oil
Ethylene glycol
Formaldehyde (aldehydes)
Furfural
Glucose
Glycerine
Lacquers
G
G
E
E
E
E
E
E
E
G
G
E
E
E
E
E
E
E
G
G
E
E
E
E
E
E
E
G
G
E
E
E
E
E
E
E
G
G
E
VG
G
G
E
E
E
G
G
E
VG
G
G
E
E
E
G
G
E
VG
G
G
E
E
E
G
G
E
VG
G
G
E
E
E
NA
NA
NA
NA
NA
NA
NA
NA
NA
G
G
E
E
E
E
E
E
E
G
G
E
VG
G
G
E
E
E
Organic solvents
Acetone
Alcohols
Amyl acetate
Amyl alcohol
Butyl alcohol
Ethers
Ethyl acetate
Ethyl alcohol
Lacquer solvents
Methyl alcohol
Toluene
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
VG
E
E
E
VG
E
E
E
E
E
E
VG
E
E
E
VG
E
E
E
E
E
E
VG
E
E
E
VG
E
E
E
E
E
E
VG
E
E
E
VG
E
E
E
E
NA
NA
NA
E
E
E
E
E
E
E
E
E
E
E
E
E
VG
E
E
E
VG
E
E
E
E
P
VG
E
E
VG
P
VG
E
E
VG
P
VG
E
E
VG
P
VG
E
E
VG
P
P
E
VG
P
P
P
E
VG
P
P
P
E
VG
P
P
P
E
VG
P
NA
NA
NA
NA
NA
P
VG
E
E
VG
P
P
E
VG
P
Oxidizing salts
Ammonium nitrate
Bleaching powder, wet
Borax
Bordeaux mixture
Calcium bisulfite
NA
NA
NA
NA
637
638
Corrosion-Resistance Ratings* for Coppers (C11000, C12200), Brasses (C22000, C23000, C26000, 28000), Leaded Brasses
(C36000, C38500), and Tin Brasses (C42000, C44300, C44500, C46400) in Different Chemical Environments (Continued )
TABLE 8.13
Environment/alloy
Calcium hypochlorite
Copper chloride
Copper nitrate
Copper sulfate
Ferric chloride
Ferric sulfate
Ferrous chloride
Ferrous sulfate
Hydrogen peroxide
Mercury salts
Potassium chromate
Silver salts
Sodium bisulfite
Sodium chromate
Sodium hypochlorite
Sodium nitrate
Sodium peroxide
11000
12200
22000
23000
26000
28000
36000
38500
42000
44300
46400
VG
G
G
VG
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
VG
G
G
VG
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
VG
G
G
VG
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
VG
G
G
VG
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
P
P
P
VG
P
P
P
P
G
P
E
P
P
E
P
G
P
P
P
P
P
P
P
P
P
G
P
E
P
P
E
P
G
P
P
P
P
P
P
P
P
P
G
P
E
P
P
E
P
G
P
P
P
P
P
P
P
P
P
G
P
E
P
P
E
P
G
P
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
VG
G
G
P
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
P
P
P
VG
P
P
P
P
G
P
E
P
G
E
P
G
P
Sulfur compounds
Hydrogen sulfide, dry
Hydrogen sulfide, moist
Sulfur, dry (solid)
Sulfur, molten
Sulfur chloride, dry
Sulfur dioxide, dry
Sulfur dioxide, moist
Sulfur trioxide, dry
E
P
VG
P
E
E
VG
E
E
P
VG
P
E
E
VG
E
E
P
VG
P
E
E
VG
E
E
P
VG
P
E
E
VG
E
E
G
E
P
E
E
P
E
E
G
E
P
E
E
P
E
E
G
E
P
E
E
P
E
E
G
E
P
E
E
P
E
NA
NA
NA
NA
NA
NA
NA
NA
E
G
E
P
E
E
VG
E
E
G
E
P
E
E
P
E
Waters
Brines
Mine water
Seawater
Steam
Water, potable
VG
G
VG
E
E
VG
G
VG
E
E
VG
G
VG
E
E
VG
G
VG
E
E
P
P
G
G
G
P
P
G
G
G
P
P
G
G
G
P
P
G
G
G
NA
NA
NA
NA
NA
VG
G
E
E
E
G
P
VG
E
G
*Rating: Excellent (E), very good (VG), good (G), poor (P), not acceptable (NA).
639
640
Corrosion Ratings* for Some Phosphor Bronzes (C51000, C52100), Aluminum Bronzes (C61300, C62700, C63700,
C64200), Silicon Bronzes (C65100, C65500), Copper-Nickel Alloys (C70600, C71500), Aluminum Brass (C68700), and One
Nickel-Silver Alloy (C75200)
TABLE 8.14
Environment/alloy
Alkalies
Aluminum hydroxide
Ammonium hydroxide
Barium carbonate
Barium hydroxide
Black liquor-sulfate process
Calcium hydroxide
Lime
Lime-sulfur
Magnesium hydroxide
Potassium carbonate
Potassium hydroxide
Sodium bicarbonate
Sodium carbonate
Sodium hydroxide
Sodium phosphate
Sodium silicate
Sodium sulfide
Atmosphere
Industrial
Marine
Rural
Chlorinated organics
Carbon tetrachloride, dry
Carbon tetrachloride, moist
Chloroform, dry
Ethyl chloride
51000
52100
61300
62700
63700
65100
65500
68700
70600
71500
75200
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
P
E
E
VG
E
E
E
E
E
E
E
E
G
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
G
E
E
VG
VG
E
VG
E
E
G
E
P
E
E
G
E
E
VG
E
E
VG
VG
E
VG
E
E
VG
E
P
E
E
G
E
E
G
E
E
E
E
E
E
E
E
G
E
G
E
E
VG
E
E
VG
E
E
E
E
E
E
E
E
VG
E
P
E
E
G
E
E
VG
E
E
E
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
E
NA
NA
NA
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
VG
E
VG
E
VG
E
VG
E
G
E
VG
NA
NA
NA
NA
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
E
E
E
VG
E
VG
E
VG
Methyl chloride, dry
Trichlorethylene, dry
Trichlorethylene, moist
E
E
VG
E
E
VG
E
E
VG
NA
NA
NA
E
E
VG
E
E
VG
E
E
VG
E
E
VG
E
E
VG
E
E
E
E
E
VG
Fatty acid
Oleic acid
Palmitic acid
Stearic acid
E
VG
VG
E
VG
VG
E
VG
VG
NA
NA
NA
E
VG
VG
E
VG
VG
E
VG
VG
E
VG
VG
E
VG
VG
E
VG
VG
E
VG
VG
Food/beverage
Beer
Beet sugar syrups
Cane sugar syrups
Carbonated beverages
Carbonated water
Cider
Coffee
Corn oil
Cottonseed oil
Fruit juices
Gelatine
Milk
Sugar solutions
Vinegar
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
E
VG
E
E
E
E
VG
E
E
E
VG
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
G
E
E
E
G
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
E
E
E
VG
VG
E
E
E
E
VG
E
E
E
VG
Gases
Ammonia, absolutely dry
Ammonia, moist
Carbon dioxide, dry
Carbon dioxide, moist
E
P
E
VG
E
P
E
VG
E
P
E
VG
NA
NA
NA
NA
E
P
E
VG
P
E
VG
E
P
E
VG
E
P
E
VG
E
P
E
VG
E
G
E
VG
E
P
E
VG
641
642
Corrosion Ratings* for Some Phosphor Bronzes (C51000, C52100), Aluminum Bronzes (C61300, C62700, C63700,
C64200), Silicon Bronzes (C65100, C65500), Copper-Nickel Alloys (C70600, C71500), Aluminum Brass (C68700), and One
Nickel-Silver Alloy (C75200) (Continued )
TABLE 8.14
Environment/alloy
51000
52100
61300
62700
63700
65100
65500
68700
70600
71500
75200
Hydrogen
Nitrogen
Oxygen
Bromine, dry
Bromine, moist
Chlorine, dry
Chlorine, moist
E
E
E
E
VG
E
G
E
E
E
E
VG
E
G
E
E
E
E
G
E
G
NA
NA
NA
NA
NA
NA
NA
E
E
E
E
VG
E
G
E
E
E
E
VG
E
G
E
E
E
E
VG
E
G
E
E
E
E
G
E
G
E
E
E
E
VG
E
G
E
E
E
E
VG
E
VG
E
E
E
E
VG
E
G
Hydrocarbons
Acetylene
Asphalt
Benzene
Benzol
Butane
Creosote
Crude oil
Freon, dry
Fuel oil, light
Gasoline
Hydrocarbons, pure
Kerosene
Natural gas
Paraffin
Propane
Tar
Turpentine
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
P
E
E
E
E
E
VG
E
E
E
E
E
E
E
E
NA
E
Inorganic acids
Boric acid
Carbolic acid
E
VG
E
VG
E
VG
NA
NA
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
E
VG
Hydrobromic acid
Hydrochloric acid
Hydrocyanic acid, dry
Hydrofluosilicic acid,
anhydrous
Phosphoric acid
Sulfuric acid, 80–95%
Chromic acid
Nitric acid
Sulfurous acid
Liquid metal
Mercury
G
G
P
VG
G
G
P
VG
G
G
P
VG
NA
NA
NA
NA
G
G
P
VG
G
G
P
VG
G
G
P
VG
G
G
P
VG
G
G
P
VG
G
G
P
VG
G
G
P
VG
VG
VG
P
P
VG
VG
VG
P
P
VG
VG
VG
P
P
VG
NA
NA
NA
NA
NA
VG
VG
P
P
VG
VG
VG
P
P
VG
VG
VG
P
P
VG
G
G
P
P
VG
VG
VG
P
P
G
VG
VG
P
P
G
VG
VG
P
P
G
P
P
P
NA
P
P
P
P
P
P
P
Miscellaneous
Glue
Linseed oil
Rosin
Sewage
Soap solutions
Varnish
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
NA
NA
NA
NA
NA
NA
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
E
VG
E
E
E
E
Neutral/acid salts
Alum
Alumina
Aluminum chloride
Aluminum sulfate
Ammonium chloride
Ammonium sulfate
Barium chloride
VG
E
VG
VG
P
G
VG
VG
E
VG
VG
P
G
VG
E
E
VG
E
P
G
VG
NA
NA
NA
NA
NA
NA
NA
VG
E
VG
VG
P
G
VG
VG
E
VG
VG
P
G
VG
VG
E
VG
VG
P
G
VG
VG
E
G
VG
P
P
G
VG
E
VG
VG
P
G
VG
E
E
VG
E
G
VG
VG
VG
E
VG
VG
P
G
VG
643
644
Corrosion Ratings* for Some Phosphor Bronzes (C51000, C52100), Aluminum Bronzes (C61300, C62700, C63700,
C64200), Silicon Bronzes (C65100, C65500), Copper-Nickel Alloys (C70600, C71500), Aluminum Brass (C68700), and One
Nickel-Silver Alloy (C75200) (Continued )
TABLE 8.14
Environment/alloy
Barium sulfate
Barium sulfide
Calcium chloride
Carbon disulfide
Magnesium chloride
Magnesium sulfate
Potassium chloride
Potassium cyanide
Potassium dichromate acid
Potassium sulfate
Sodium bisulfate
Sodium chloride
Sodium cyanide
Sodium dichromate, acid
Sodium sulfate
Sodium sulfite
Sodium thiosulfate
Zinc chloride
Zinc sulfate
Organic acids
Acetic acid
Acetic anhydride
Benzoic acid
Butyric acid
Chloracetic acid
Citric acid
Formic acid
Lactic acid
51000
52100
61300
62700
63700
65100
65500
68700
70600
71500
75200
E
G
VG
VG
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
E
G
E
VG
VG
E
E
P
P
E
VG
E
P
P
E
VG
G
G
VG
E
VG
E
VG
E
E
E
P
P
E
E
E
P
P
E
VG
G
G
VG
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
E
G
VG
VG
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
E
G
VG
VG
G
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
E
G
VG
VG
G
E
VG
P
P
E
VG
VG
P
P
E
VG
G
G
VG
E
VG
VG
E
VG
E
VG
P
P
E
VG
VG
P
P
E
VG
VG
G
VG
E
G
E
VG
VG
E
E
P
P
E
E
E
P
P
E
VG
G
G
VG
E
VG
E
VG
VG
E
E
P
P
E
E
E
P
P
E
VG
VG
G
VG
E
VG
E
VG
VG
E
E
P
P
E
E
E
P
P
E
VG
VG
G
VG
VG
VG
E
E
VG
E
E
E
VG
VG
E
E
VG
E
E
E
VG
VG
E
E
VG
E
E
E
NA
NA
NA
NA
NA
NA
NA
NA
VG
VG
E
E
VG
E
E
E
VG
VG
E
E
VG
E
E
E
VG
VG
E
E
VG
E
E
E
G
G
E
E
G
E
E
E
VG
VG
E
E
VG
E
E
E
VG
VG
E
E
VG
E
E
E
VG
VG
E
E
VG
E
E
E
Oxalic acid
Tannic acid
Tartaric acid
Trichloracetic acid
E
E
E
VG
E
E
E
VG
E
E
E
VG
NA
NA
NA
NA
E
E
E
VG
Organic compounds
Aniline
Aniline dyes
Castor oil
Ethylene glycol
Formaldehyde (aldehydes)
Furfural
Glucose
Glycerine
Lacquers
G
G
E
E
E
E
E
E
E
G
G
E
E
E
E
E
E
E
G
G
E
E
E
E
E
E
E
NA
NA
NA
NA
NA
NA
NA
NA
NA
G
G
E
E
E
E
E
E
E
G
G
E
E
E
E
E
E
E
Organic solvents
Acetone
Alcohols
Amyl acetate
Amyl alcohol
Butyl alcohol
Ethers
Ethyl acetate
Ethyl Alcohol
Lacquer solvents
Methyl alcohol
Toluene
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
NA
NA
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
E
NA
NA
NA
NA
NA
E
E
E
VG
E
E
E
VG
E
E
E
G
E
E
E
VG
E
E
E
VG
E
E
E
VG
645
646
Corrosion Ratings* for Some Phosphor Bronzes (C51000, C52100), Aluminum Bronzes (C61300, C62700, C63700,
C64200), Silicon Bronzes (C65100, C65500), Copper-Nickel Alloys (C70600, C71500), Aluminum Brass (C68700), and One
Nickel-Silver Alloy (C75200) (Continued )
TABLE 8.14
Environment/alloy
Oxidizing salts
Ammonium nitrate
Bleaching powder, wet
Borax
Bordeaux mixture
Calcium bisulfite
Calcium hypochlorite
Copper chloride
Copper nitrate
Copper sulfate
Ferric chloride
Ferric sulfate
Ferrous chloride
Ferrous sulfate
Hydrogen peroxide
Mercury salts
Potassium chromate
Silver salts
Sodium bisulfite
Sodium chromate
Sodium hypochlorite
Sodium nitrate
Sodium peroxide
51000
52100
61300
62700
63700
P
VG
E
E
VG
VG
G
G
P
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
P
VG
E
E
VG
VG
G
G
VG
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
P
G
E
E
VG
G
G
G
VG
P
P
VG
VG
G
P
E
P
VG
E
G
VG
G
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
P
VG
E
E
VG
VG
G
G
P
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
65100
65500
68700
P
VG
E
E
VG
VG
G
G
VG
P
P
VG
VG
VG
P
E
P
VG
E
G
VG
G
70600
71500
75200
Sulfur compounds
Hydrogen sulfide, dry
Hydrogen sulfide, moist
Sulfur, dry (solid)
Sulfur, molten
Sulfur chloride, dry
Sulfur dioxide, dry
Sulfur dioxide, moist
Sulfur trioxide, dry
E
P
VG
P
E
E
VG
E
E
P
VG
P
E
E
VG
E
E
P
VG
P
E
E
G
E
NA
NA
NA
NA
NA
NA
NA
NA
E
P
VG
P
E
E
VG
E
E
G
VG
P
E
E
VG
E
Waters
Brines
Mine water
Seawater
Steam
Water, potable
VG
G
VG
E
E
E
G
E
E
E
E
G
E
E
E
NA
NA
NA
NA
NA
VG
G
VG
VG
E
VG
G
E
E
E
*Rating: Excellent (E), very good (VG), good (G), poor (P), not acceptable (NA).
647
648
Chapter Eight
particularly for roofing, flashing, gutters, and downspouts, with alloys
C22000 (commercial bronze), C23000 (red brass), C38500 (architectural
bronze), and C75200 (65-12 nickel silver) accounting for much of the
remainder.
Water and soils. The largest single application of copper tube is for hot
and cold water distribution lines in building construction, with smaller
amounts for heating and drainage lines and fire safety systems.
Copper protects itself by forming a protective film, the degree of protection depending on mineral, oxygen, and carbon dioxide contents.
The brasses also perform well in unpolluted freshwaters but may
experience dezincification in stagnant or slowly moving brackish or
slightly acid waters. The copper-nickels, silicon, and aluminum
bronzes display excellent resistance to corrosion.17
Copper exhibits high resistance to corrosion in most soil types.
Studies of samples exposed underground have shown that tough pitch
coppers, deoxidized coppers, silicon bronzes, and low-zinc brasses
behave essentially alike. Soils containing cinders with high concentrations of sulfides, chlorides, or hydrogen ions corrode these materials. In
this type of contaminated soil, alloys containing more than 22% zinc
experience dezincification. In soils that contain only sulfides, corrosion
rates of the brasses decrease with increasing zinc content and no
dezincification occurs. The corrosion rate of copper in quiescent ground
water tends to decrease with time, the rate depending on the amount
of dissolved oxygen present.
Copper and copper alloys resist attack by pure
steam, but if carbon dioxide, oxygen, or ammonia is present, condensates can be quite corrosive to copper alloys. Modern power utility
boiler feedwater treatments commonly include the addition of organic
amines to inhibit the corrosion of iron components of the system by
scavenging oxygen and increasing the pH of the feedwater. These
chemicals tend to release ammonia, which can be corrosive to some
copper alloys.
Steam systems.
Salts. The superior seawater performance of many tin brasses, alu-
minum bronzes, and copper-nickels over copper is the result of corrosion product insolubility combined with erosion and biofouling
resistance. Both alloys C70600 and C71500, for example, display excellent resistance to pitting in seawater. The next section is dedicated to
the behavior of these alloys in marine environments. In general, the
copper-base alloys are galvanically compatible with one another in
seawater. Although the copper-nickel alloys are slightly cathodic
(noble) to the nickel-free copper base alloys, the small differences in
Materials Selection
649
corrosion potential generally do not lead to serious galvanic effects
unless unusually adverse anodic/cathodic area ratios are involved.
Copper metals are widely used in equipment for handling various
kinds of salt solutions including the nitrates, sulfates, and chlorides of
sodium and potassium. Although alkaline sodium salts such as silicate, phosphate, and carbonate attack copper alloys at low rates, alkaline cyanide is aggressive and attacks copper alloys fairly rapidly
because of the formation of soluble complex copper species such as
Cu(CN), Cu(CN)21 and Cu(CN)32.
Polluted cooling waters. The primary causes of accelerated attack of
copper alloys by polluted seawater are the action of sulfate-reducing
bacteria under anaerobic conditions and the putrefaction of organic
sulfur compounds from decaying plant and animal matter within seawater systems during periods of extended shutdown. However, the
copper alloys have long been recognized for their inherent resistance
to marine fouling, mostly due to the biocidal effect copper ions have on
microorganisms in general.
In general, copper alloys are successfully used
with nonoxidizing acids as long as the concentration of oxidizing
agents, such as dissolved oxygen or air, and ferric (Fe3) or dichromate ions (CrO7)2 is low. Successful applications of copper and its
alloys are in phosphoric, acetic, tartaric, formic, oxalic, malic, and
other organic acids that react in a manner similar to sulfuric.
Copper and its alloys resist alkaline solutions, except those containing ammonium hydroxide, or compounds that hydrolyze to ammonium hydroxide or cyanides. Ammonium hydroxide reacts with copper
to form the soluble complex copper-ammonium compound
Cu(NH3)42 .
Acids and alkalies.
Liquid metal embrittlement. Although mercury embrittles copper, the
severity increases when copper is alloyed with aluminum or zinc. This
embrittlement occurs in both tension and fatigue and varies with
grain size and strain rate. Other alloying elements such as lithium,
sodium, bismuth, gallium, and indium also affect embrittlement.
Copper and many of its alloys resist corrosive
attack by organic compounds such as amines, alkanolamines, esters,
glycols, ethers, ketones, alcohols, aldehydes, naphtha, gasoline, and
most organic solvents. Corrosion rates of copper and copper alloys in
alkanolamines and amines, although low, can be significantly
increased if these compounds are contaminated, particularly at high
temperatures.
Organic compounds.
650
Chapter Eight
8.4.4 Marine application of copper-nickel
alloys
The excellent corrosion and biofouling resistance of copper-nickel
alloys in seawater has led to their substantial use in marine service for
many years. Development work began in the 1930s in response to a
requirement by the British Navy for an improved condenser material.
The 70-30 brass used at that time could not adequately withstand prevailing seawater velocities. Based on observations that the properties
of 70-30 copper-nickel tended to vary with iron and manganese levels,
a composition was sought to optimize resistance to velocity effects,
deposit attack, and pitting corrosion. Typical levels of 0.6% iron and
1.0% manganese were finally chosen.20
Since the 1950s, the 90-10 alloy has become accepted for condenser
service as well as for seawater pipe work in merchant and naval service. In naval vessels, the 90-10 copper-nickel is preferred for surface
ships, whereas the 70-30 alloy is used for submarines because its
greater strength makes it more acceptable for the higher pressures
encountered. These alloys are also used for power station condensers
and offshore seawater pipe work on oil and gas platforms. Large quantities are selected for the desalination industry, and they are additionally used for cladding and sheathing of marine structures and hulls.21
The two main wrought copper-nickel alloys chosen for seawater service contain 10 and 30% percent nickel, respectively. When comparing
international specifications, the compositional ranges of the two alloys
vary slightly between specifications, as can be seen in Tables 8.15 and
8.16 for 90-10 and 70-30 copper-nickel alloys. In practice, these variations have little influence on the overall service performance of the
alloys. Iron is essential for both alloys because it provides added resistance to corrosion caused by velocity effects called impingement
attack.22 An optimum level is between 1.5 and 2.5% iron, probably as
a result of solid solubility. The corrosion resistance improves with
increasing iron so long as it remains in solid solution. The specification
limits for alloys were set by this observation.
Manganese is necessary as a deoxidant during the melting process,
but its effect on corrosion resistance is less well defined than that for
iron. Impurity levels must be tightly controlled because elements such
as lead, sulfur, carbon, and phosphorus, although having minimal
effect on corrosion resistance, can influence hot ductility and, therefore, influence weldability and hot workability.
A comparison of the physical and mechanical properties of the two
alloys is given in Table 8.17. Of particular interest for heat exchangers
and condensers are the thermal conductivity and expansion characteristics. Although conductivity values for both are good, the 90-10
alloy has the higher value. This partly explains the alloy’s greater pop-
Materials Selection
651
TABLE 8.15 Specifications for 90-10 Copper-Nickel Alloy (Maximum Except
Where Range Given)
ISO
CuNi10FelMn
BS
CN 102
UNS
C70600
DIN
CuNi10Fe 2.0872
Rem.
Rem.
Rem.
Rem.
Copper
Minimum
Maximum
Nickel
Minimum
Maximum
9.0
11.0
10.0
11.0
9.0
11.0
9.0
11.0
Iron
Minimum
Maximum
1.2
2.0
1.0
2.0
1.0
1.8
1.0
1.8
Manganese
Minimum
Maximum
0.5
1.0
0.5
1.0
1.0
0.5
1.0
Tin
Minimum
Maximum
0.02
Carbon
0.05
0.05
0.05*
0.05
0.01
0.02*
0.03
Lead
0.03
0.02*
Phosphorus
Sulfur
0.05
0.05
0.02*
0.05
Zinc
0.5
0.5
0.5*
0.5
Total other impurities
0.1
Total impurities
0.1
0.3
*When required for welding.
ularity for heat exchanger and condenser service, where higher
strength is not the most important factor.21 The 70-30 alloy is essentially nonmagnetic and has a magnetic permeability very close to unity.
The 90-10 alloy, with higher iron content, is nonmagnetic if the iron
can be retained in solid solution during processing. For 90-10 tubing
used in minesweepers, air cooling after the final anneal suppresses
precipitation sufficiently to provide low permeability.
Both alloys have good mechanical strengths and ductilities, although
the higher-nickel alloy does possess the greater inherent strength. Both
alloys are single-phase, solid solution alloys and cannot be hardened by
heat treatment. The strengths, however, can be increased by work
hardening. Although 90-10 copper nickel tubing can have a proof stress
of 100 to 160 MPa when supplied in the annealed condition, this could
typically be 345 to 485 MPa in the as-drawn condition.
652
Chapter Eight
TABLE 8.16 Specifications for 70-30 Copper-Nickel Alloy (Maximum Except
Where Range Given)
ISO
CuNi30MnlFe
BS
CN 107
UNS
C71500
DIN
CuNi30Fe 2.0882
Rem.
Rem.
Rem.
Rem.
Nickel
Minimum
Maximum
29.0
32.0
30.0
32.0
29.0
33.0
30.0
32.0
Iron
Minimum
Maximum
0.4
1.0
0.4
1.0
0.4
1.0
0.4
1.0
Manganese
Minimum
Maximum
0.5
1.5
0.5
1.5
1.0
0.5
1.5
Tin
Minimum
Maximum
0.02
Carbon
0.06
0.06
0.05*
0.06
0.01
0.02*
0.03
Copper
Minimum
Maximum
Lead
0.03
0.02*
Phosphorus
Sulfur
0.06
Zinc
0.5
Total other impurities
0.1
Total impurities
0.08
0.02*
0.05
0.5*
0.5
0.1
0.3
*When required for welding.
Corrosion behavior. General corrosion rates for 90-10 and 70-30 cop-
per-nickel alloys in seawater are low, ranging between 25 and 2.5
my1. For the majority of applications, these rates would allow the
alloys to last the required lifetime, and there would be little probability of their premature failure in service due to such a corrosion
mechanism.21
Although copper-nickels have a passive surface film,
they have advantages over some other alloy types by having a high
resistance to biofouling, thereby decreasing the number of potential
sites where corrosion could occur. The copper-nickels also have a high
inherent resistance to pitting and crevice corrosion in quiet seawater.
Pitting penetration rates can conservatively be expected to be well
below 127 m/y. Sixteen-year tests on 70-30 alloy reported the average
depth of the 20 deepest pits to be less than 127 m.21 When pits do
Pitting corrosion.
Materials Selection
653
TABLE 8.17 Physical and Mechanical Properties of 90-10 (C70600) and 70-30
(C71500) Copper Nickels
Property
Specific gravity (g/cm3)
Specific heat (J/kgK)
90-10
70-30
8.9
8.95
377
377
1100–1145
1170–1240
Thermal conductivity (W/mK)
50
29
Coefficient of linear expansion
180 to 10°C 106/K
10 to 300°C 106/K
13
17
12
16
19
34
70
50
Modulus of elasticity (GPa)
Annealed
Cold worked 50%
135
127
152
143
Modulus of rigidity (GPa)
Annealed
Cold worked
50
47
56
53
Yield strength (0.2%) (MPa)
140
170
Tensile strength (MPa)
320
420
Elongation (%)
40
42
Melting range (°C)
Electrical resistivity ( cm)
Coefficient of electrical resistivity
(106)
occur, they tend to be shallow and broad in nature and not the undercut type of pitting that can be expected in some other types of alloys.
The 90-10 and 70-30 copper-nickels are resistant to chloride- and sulfide-induced SCC. Some copper-based alloys
such as aluminum brass are subject to SCC in the presence of ammonia. In practice, this prevents their use in the air-removal section of
power plant condensers. Copper-nickel alloys, however, are resistant
to SCC and are commonly used in air-removal sections.
Stress corrosion cracking.
Denickelification of 70-30 alloys (i.e., the selective
leaching of nickel out of an alloy matrix) has been encountered occasionally in refinery overhead condenser service, where hydrocarbon
streams condense at temperatures above 150°C. This appears to be
due to thermogalvanic effects resulting from the occurrence of local
“hot spots.” The solution has been to remove deposits that lead to the
hot spots, either by more frequent cleaning or by increasing flow
rates. Denickelification was also observed recently in modern warship
heat exchangers where some 70-30 copper-nickel tubes suffered
severe hot spots corrosion. To prevent this problem from recurring,
Denickelification.
654
Chapter Eight
it is recommended to maintain a continuous flow of seawater and
install sacrificial anodes.23
As a general rule, the copper-base alloys are galvanically compatible with one another in seawater. The copper-nickel
alloys are slightly cathodic (noble) to the nickel-free copper-base
alloys, but the small differences in corrosion potential generally do not
lead to serious galvanic effects between alloys unless unusually
adverse anodic/cathodic area ratios are involved. Corrosion rates for
galvanic couples of alloys C70600 and C71500 with other materials are
shown in Table 8.18. These data demonstrate the increased attack of
less noble carbon steel coupled to copper-nickel alloys, the increased
attack on the copper-nickel alloys when coupled to more noble titanium, and the general compatibility of copper-nickel alloys with aluminum bronze. It should be noted that coupling the copper-nickel
alloys to less noble materials, such as carbon steel, affords protection
to the copper-nickel. This effectively reduces its corrosion rate, thereby inhibiting the natural resistance to biofouling of the alloy.24
Alloy C70600 is very slightly anodic to C71500, and some advantage
has been taken of this fact. Alloy C70600 has been used as cladding on
a substrate of C71500 for oil coolers. Any local penetrations by turbulent seawater, such as by erosion corrosion, of the C70600 are arrested
when the underlying C71500 alloy is reached, until some significant
Galvanic effects.
TABLE 8.18 Galvanic Couple Data for C70600 and C71500 with Other
Materials in 0.6-m/s Flowing Seawater (One-Year Exposures Equal Area Couples)
Uncoupled
Corrosion rate, m/y
C70600
C71500
Aluminum bronze (C61400)
Carbon steel
Titanium
31
20
43
330
2
Coupled
Corrosion rate, m/y
C70600
Al bronze (C61400)
25
43
C70600
Carbon steel
3
787
C70600
Titanium
208
2
C71500
Al bronze (C61400)
18
64
C71500
Carbon steel
3
711
C71500
Titanium
107
2
Materials Selection
655
TABLE 8.19
Galvanic Corrosion Data for C70600
Cast Alloy Couples in Seawater*
Galvanic effect
Alloy
C70600
Other alloy
C70600
Cast 90-10CuNi
Cast 70-30CuNi
85-5-5-5 (C83600)
Monel bronze (C92200)
CN7M stainless steel
CF8M stainless steel
Gray iron
Nickel-resist type I
Nickel-resist type II
Nickel-resist type D2
1.0
0.8
0.9
0.9
0.7
1.5
1.2
0.1
0.4
0.3
0.3
1.6
1.0
1.5
1.8
0.6
0.1
6.0
2.1
2.6
2.0
*Seawater velocity: 1.8 m/s; seawater temperature: 10°C
(nickel-resist couple tests: 29°C); exposure time: 32 days;
equal area couples; ratio of mass loss in couple to control.
area of the anodic cladding has been consumed. This clad construction
increased the life of an all C70600 construction in plate-type coolers
from about 6 months to more than 5 years of continuous use.
Results of short-term galvanic couple tests between C70600 and several cast copper-base alloys and ferrous alloys are given in Table 8.19.
The corrosion rate of cast 70-30 copper-nickel was unaffected by coupling with an equal area of C70600, whereas some increased corrosion
of other cast copper-base alloys was noted. Corrosion rates of cast
stainless steels were reduced with a resultant increase in corrosion of
C70600. Gray iron displayed the largest galvanic effect, and the corrosion rates of nickel-resist alloys nominally doubled.
The contact between the tubes and tube sheet can lead to galvanic
corrosion, particularly if proper attention is not given to materials
selection. Key problem material combinations in recent years appear
to be in the use of titanium or stainless steel tubing (particularly in
retubing existing units) where tube sheets of muntz metal (C63500) or
aluminum bronze (C61400) exist. Severe galvanic corrosion of these
tube sheets has resulted and has led to studies that showed the effective cathodic area was many times larger than had been assumed,
approaching a 1000:1 cathode-to-anode ratio. These copper alloy tube
sheets coupled to titanium or stainless steels require a carefully
designed cathodic protection system.24
Copper alloys have good resistance to microfouling,
although they are not totally immune to it. Microfouling can be found in
heat-exchanger and condenser tubing. A 90-to 100-day interval between
cleanings for copper alloys compared favorably with the 10-day interval
Microfouling.
656
Chapter Eight
found necessary for other alloy condenser tubes in the study.25 The ability of copper-nickel to resist microfouling and remain effective as a heattransfer surface in seawater for the 3- to 4-month normal intervals
between mechanical cleanings, without chlorination, is of clear benefit
and one of the reasons why copper-nickel continues as a useful tubing
material wherever saline waters are used for cooling.
Because the condenser is the heart of the heat-reject system in operating power or process industry plants, as well as in ships, its reliability and efficiency affect the overall system performance. Deposits and
films that accumulate and grow on the tube’s internal surface affect
heat-transfer capacity and in turn its ability to condense steam. The
heat exchanger is simply a device that directs the flow paths in such a
way that the two streams are brought into thermal contact through a
conducting wall while being kept physically separate. The relatively
thin-walled tube, selected primarily for heat-transfer efficiency,
becomes the critical component in condensers and other heat exchangers and must perform well over long periods of time under sometimes
very difficult operating conditions.26
Protective film formation. The good corrosion resistance in seawater
offered by copper-nickel alloys results from the formation of a protective oxide film on the metal surface. The film forms naturally and
quickly, changing the alloy’s initial exposure to seawater. In clean seawater, the film is predominantly cuprous oxide, with the protective
value enhanced by the presence of nickel and iron. Cuprous hydroxychloride and cupric oxide are often also present.25
The protective film continues to become more protective with time,
as indicated by corrosion rate measures made over several years.
Studies in quiet seawater show that the time span approaches 4 years
before the decrease in corrosion rate becomes negligible. In flowing
water, the corrosion rate was found to decrease continually over at
least a 14-year period, the effect being similar for both 90-10 and 70-30
alloys. The normal corrosion product film is thin, adherent, and
durable. Once fully formed and reasonably mature, the film on coppernickel alloys will withstand considerable excursions in water velocity,
pollution, and other conditions normally adverse to the good performance of copper alloy tubing. Copper-nickel alloys remain resistant to
corrosion in deaerated seawater at low pH, as has been experienced in
numerous distillation-type desalination plants.24
Effect of velocity. The combination of low general corrosion rates and
high resistance to pitting and crevice corrosion ensures that the copper-nickel alloys will perform well in quiet, clean, and aerated seawater. As the flow rate of seawater increases, the corrosion rate remains
Materials Selection
657
low due to the protective surface film on the alloys. However, once the
velocity is such that the film becomes damaged and the active underlying metal is exposed, erosion corrosion (impingement attack) will
occur rapidly. The seawater velocity at which this occurs is often called
the breakaway velocity, and different copper-based alloys show different breakaway velocities.
The 90-10 copper-nickel has better impingement resistance than aluminum brass, which in turn is better than copper.27 The 70-30 alloy
shows better resistance than the 90-10 alloy. This is not a complete representation, however. Rates of attack are not only dependent on seawater
velocity but also on pipe work diameter. Table 8.20 compares results of
tests on condenser tube alloys using the jet impingement technique in
two independent laboratories. General experience has shown that 90-10
copper-nickel can successfully be used in condensers and heat exchangers with water velocities up to 2.5 m/s. For pipeline systems, higher seawater velocities can safely be used in larger-diameter pipes, as indicated
by codes of practice. For 70-30 copper-nickel, the maximum design velocity is given as 4 m/s for diameters of 100 mm or greater.24
Although much has been written about the effect of high velocity,
much less attention has been given to the extremely damaging effect
of low velocities. Several failure analyses conducted on C70600 tubing
revealed that the original design flow rates were less than 1 m/s. At
such low flow rates, there is time for even very light mud and sediment
loadings to deposit out in the tubing, leading to underdeposit corrosion
and tube failures. Low flow rates can indeed be more damaging than
high flow rates and should be guarded against in the original design
and operation.24
TABLE 8.20 Comparison of Test Results Obtained on
Condenser Tube Alloys by Two Independent Laboratories
(Testing Conditions: Velocity of Jet, 4.58 ms1, Air Added,
3% by Volume, Duration, 28 days)
Average depth of attack, m
Material
Arsenical admiralty brass
Arsenical copper
70-30 copper-nickel, 0.04% Fe
Aluminum brass
70-30 Copper-nickel, 0.8% Fe
70-30 Copper-nickel, 0.45% Fe
90-30 Copper-nickel, 2% Fe
BNFMA*
LCCT†
340
300
110
40‡
20
270
0
220
200
100
150
* British Non Ferrous Metal Research Association Laboratories, U.K.
† LaQue Centre for Corrosion Technology, North Carolina.
‡ One specimen out of 20 pitted to a depth of 650 m. No other
specimen greater than 200 m.
658
Chapter Eight
Sulfides are present in polluted water either as
industrial effluent or when water conditions support the growth of sulfate-reducing bacteria. They can also occur in stagnant seawater by
decomposition of organic matter to sulfides and ammonia. Sulfides
form a black corrosion product that is less adherent and protective
than the normal oxide film. Under susceptible conditions, unwanted
pitting or accelerated general corrosion may occur.
In the complete absence of oxygen, a sulfide film can show an acceptable degree of protection. However, the sulfides become detrimental if
dissolved oxygen is also present in the seawater or if exposure to oxygen-free sulfide-polluted waters is followed by exposure to aerated,
unpolluted waters. The presence of as little as 0.01 mg/L of sulfides
has been shown to accelerate attack of 90-10 copper-nickel in aerated
seawater, although the combined influence of velocity and sulfides
makes the effect more significant.21
Fortunately, a normal oxide film will replace the sulfide film that
forms in polluted water once the polluted seawater is replaced by clean,
aerated seawater. This occurs when vessels are fitted out in polluted
harbors and then operate in the open sea. Higher corrosion rates do continue for some time during the transition period. Experience has shown
that as soon as vessels begin regular operation, the normal protective
film, once adequately formed, will also persist during subsequent harbor visits. The ideal situation, whether in a ship or power plant, is to
recirculate aerated, clean seawater at initial start-up for sufficient time
to form a good protective film. When formed, this provides a high degree
of corrosion protection to subsequent exposure to sulfides.
Effect of sulfides.
The effect of seawater treatments. Ferrous ion additions can be used to
reduce the corrosion of copper-nickel alloys either by a direct addition
of ferrous sulfate or by a driven iron anode. Ferrous ions in seawater
are very unstable and can decay within as little as 3 min.22 Therefore,
the treatment is more effective when additions are continuous rather
than intermediate. Ferrous ion treatment has been found to suppress
the corrosion rates of copper-nickel in both polluted and unpolluted
conditions. However, it is particularly attractive when supplies are
present in the seawater. For example, to encourage good initial film
formation during fitting out, a system can be filled initially with fresh
water containing 5 ppm ferrous sulfate and left in the system for 1 day.
After this, the system can be used for normal fitting out purposes, but
the ferrous sulfate solution (5 ppm concentration) should be recirculated for 1 h per day throughout the fitting out period.21 This practice
is also useful when systems are retubed or renewed.
Ferrous sulfate is not essential to successful performance but can be
viewed as a remedy when trouble has occurred or as a precaution if
Materials Selection
659
trouble is likely. Most ships in service have operated successfully without any ferrous sulfate dosing.
Coastal power and process industry plants have used chlorine to control biofouling and slime formation for many years. Chlorine injection
is normally provided for heat exchangers in coastal plants that are seldom cleaned more than once a year and for naval ships that must maintain their equipment at maximum efficiency at all times. Chlorine may
be added in the gaseous form or developed in situ via electrolytic chlorine generation.
Chlorine is used as an effective biocide when injected continually so
that 0.2 to 0.5 ppm residual is maintained at the outlet tube sheet of
a power plant condenser.25 Copper-nickel tubing is resistant to chlorination at concentrations normally required to control biofouling.
Excessive chlorination, however, can damage copper alloy tubing.
There is some evidence that at high velocities, chlorination has the
effect of increasing the impingement rate in the 90-10 alloy, although
in the 70-30 alloy, the rate is decreased.21 An impingement jet velocity
of 9 m/s was used. It should be noted, however, that 9-m/s velocity is
not normally encountered or recommended for copper-nickel alloys.
Even though alloy C70600 is inherently resistant to attachment of
fouling organisms, a few of the larvae that pass through even the
smallest screen openings are able to attach to the surface during periods of low flow or shutdown. The few that do attach determine the
interval between mechanical cleanings needed to restore full heattransfer capability. Without chlorine injection, mechanical cleaning to
restore heat transfer may be needed in 1 or 2 months. Chlorine injection will extend the interval between mechanical cleanings and maintain original heat-transfer capability for extended periods.
8.4.5
Decorative corrosion products
The spontaneous surface corrosion of copper and its alloys has been
used for centuries to create a spectrum of colors and hues controlled by
the nature of the alloy and its relation to the environment. Patina is
usually a green or brownish film formed naturally on copper and
bronze by long exposure or artificially and is often valued aesthetically for its color. Copper and copper alloys are widely used in architectural applications to take advantage of their inherent range of colors.
Although these metals may be used in their natural color, as fabricated,
it is sometimes desirable to chemically color pure copper, commercial
bronze, and architectural bronze.
The most common colors to be produced are referred to as brown
statuary finishes for bronze and green patina finishes for copper.
The following sections outline procedures and formulations for pro-
660
Chapter Eight
ducing both. Although the chemical solutions described are those
generally accepted in the metal-finishing trade, many variations
exist. The wide range of colors and shades that may be achieved are
largely a mater of craftsmanship and experience. Chemical coloring
techniques depend upon time, temperature, surface preparation,
mineral content of the water, humidity, and other variables that
influence the ultimate result. This section presents the technology
that underlies the craftsmanship and art involved in producing
these colored finishes.
The much admired natural protective coating of
a blue-green patina characterizes older copper roofs, including ancient
cathedrals, as well as bronze statues and other copper metal surfaces
exposed to the weather. Because of the time required to achieve this,
much research has been done on artificial patina. The major coloring
agent in natural patina is a film of basic copper sulfate. Carbonate and
chloride salts of copper may also be present in varying concentrations.
In seacoast locations, chloride salts may form an essential part of the
patina film. The basic chloride salts of copper are not only fairly soluble but photosensitive as well.28
In artificially producing or accelerating the formation of a patina, success seems to depend on the manner in which the solutions are applied,
the weather conditions under which the treatment is carried out, and
on the climate to which the treated surfaces are exposed. Because of the
number of variables involved, chemically induced patinas are prone to
lack of adhesion, excessive staining of adjacent materials, and inability
to achieve reasonable color uniformity over large surface areas.
Green patina finishes.
The copper surfaces to be colored must be clean, because any
dirt, oil, or grease on the surface will interfere with the chemical action
of the solution. This involves removal of the residual film of oil left on
copper and brass sheets from mill rolling operations and fingerprints
and dirt deposited on the surface during handling and installation. A
thorough rinsing to remove all traces of the cleaning compound should
follow cleaning. If cleaning has been properly done, the rinsing water
will spread uniformly without beading or the formation of globular
droplets. If necessary, cleaning should be repeated until this condition
is obtained.
Oxide film on the copper will cause poor adherence of the patina.
Copper roofs that have weathered for 6 months or more should have
the oxide film removed before starting the coloring operations. This is
done by swabbing the surface with a cold 5 to 10% sulfuric acid solution. The surface should again be thoroughly rinsed with clean water
immediately after this swabbing. This should leave a roof surface,
whether old or new, in good condition for coloring.
Cleaning.
Materials Selection
661
Of the three basic processes for accelerated patina formation,
one uses a sulfate solution and two utilize chloride salts.
Ammonium sulfate. The concentrated ammonia should have a specific gravity of 0.900 gcm3. The ammonium sulfate solution described
in Table 8.21 should be prepared in a corrosion-resistant plastic-lined
container. Wooden barrels and tubs are also satisfactory if all exposed
metal parts are lead covered. First dissolve the ammonium sulfate in
the water. When completely dissolved, add the copper sulfate. Then
add the concentrated ammonia slowly, while constantly stirring the
solution. It is important that the quantity of ammonia be exact,
because the correct ratio of ammonia to water must be maintained.
The solution should be applied by spraying. A satisfactory sprayer is
an ordinary plastic or galvanized steel, garden-type tank sprayer, with
the inside coated with bituminous paint. Spraying should be done rapidly, using a fine spray. Avoid large drops, which tend to run together,
causing streaks. It is better to use too little rather than too much solution at a time. Allow the solution to dry after the first spraying.
Spraying and drying are repeated five or six times.28
The color does not show up immediately. When the spraying has
been completed, the copper surface should appear to be covered with a
“glassy” coating somewhat resembling a dark, heavy coat of varnish.
The development of color depends on suitable weather conditions.
Rain within 6 or 8 hours may wash away some of the solution before
it has had a chance to act on the copper.
Ideal weather conditions following the treatment are a moderateto-heavy dew, a light mist or fog, or other condition of high enough
atmospheric moisture to give a relative humidity of 80% or more. The
atmospheric moisture combines with the deposited solution to react
chemically with the copper, and the desired blue-green patina
results. The colored layer should be of a satisfactory depth if the
action continues undisturbed for at least 6 hours. Where this has
occurred, the next rain should wash off the remaining deposit and
bring out the blue-green of the patina. At first the color will be somewhat bluer than natural patina, but it should weather into a natural
color in time.
Coloring.
TABLE 8.21 Solutions for Accelerating the Formation of Green Patina Finishes on
Copper Alloys
Ammonium sulfate, L
m2
Cover approximately 15
Ammonium sulfate 111 g
Copper sulfate 3.5 g
Conc. ammonia 1.6 mL
Ammonium chloride
Cuprous chloride, L
Ammonium chloride
(Saturation)
Cuprous chloride 164 g
Hydrochloric acid 117 mL
Glacial acetic acid 69 mL
Ammonium chloride 80 g
Arsenic trioxide 11 g
662
Chapter Eight
Ammonium chloride (salammontac). The saturated ammonium
chloride solution can be applied by brush or spray on a thoroughly
clean copper surface. Several applications may be required. Frank
Lloyd Wright favored this formula. Wright specified that the solution
be mixed 24 h prior to its use. Two applications should be made with a
lapse of 48 h between the two. Twenty-four hours after the final application, the copper surface should be sprayed with a cold water mist.
Wright emphasized that dry weather was required throughout the
entire period.28 The ammonium chloride solution tends to chalk and
flake if applied too heavily and is also apt to dissipate in heavy rain.
Cuprous chloride. The acidic cuprous chloride solution described
in Table 8.21 can be applied by spray, brush, or stippling. The solution should be stored and used in nonmetallic containers. The
solution is both acid and toxic. It can be applied to either bright or
weathered copper. If possible, the desired color should be attained in
a single application. Reapplication, particularly in direct sunlight,
may cause a reaction between the solution and the salts initially
deposited, producing a smooth, hard, colorless film similar in appearance to varnish.
No maintenance is required for an existing natural patina or one which is in the process of formation. If a natural statuary
finish is desired on copper, weathering can be arrested at the desired
point by applying a suitable oil (e.g., raw linseed oil or lemon oil).
Depending on the prevailing climatic conditions and the degree of
exposure, the frequency of oiling may be at intervals of from 1 to 3
years. Instances have been recorded where the initial oiling applied in
two thin coats has preserved the statuary finish in excess of 10 years.
Copper, brass, and bronze are resistant to destructive corrosion. The
patina that forms naturally is in fact a protective film. The copper
metals are lightweight, easy to work, easy to join, attractive, and
extremely durable. This accounts for their use for centuries for roofs,
fascias, gutters, downspouts, flashing, storefronts, railings, grilles,
and other architectural applications of many descriptions.
Maintenance.
Brown statuary finishes. Statuary finishes are conversion coatings. In
conversion coatings, the metal surface is either converted into a protective film, usually an oxide or sulfide of the metal involved, or a compound is precipitated that forms a surface film. The use of chemical
solutions is generally termed oxidizing, although the oldest method
and the one that produces the widest range of brown-to-black stages
on copper alloys actually produces not an oxide but a metal sulfide finish by the use of alkaline sulfide solutions. Originally liver of sulfur
was employed, this being a crude mixture of potassium polysulfides
and thiosulfate, also called potassium sulfuret.29
Materials Selection
663
Modifications of these formulas called for the use of sodium, potassium, barium, and ammonium sulfides, which were claimed to produce
different shades, but almost all sulfide colors are now produced from
solutions of polysulfides, which are sold in concentrated form under a
number of trade names.
All sulfide films require wet or dry scratch brushing for good appearance and will look better longer if protected by oiling, waxing, or more
permanently, by a good top coat of clear lacquer. The desirable contrast
in color can be produced by scratch brushing with a pumice paste or by
use of a “greaseless” polishing compound on a buffing wheel. In any
case, the sulfide solution employed should be fairly dilute, because concentrated solutions can result in a brittle film that may be nonadherent.
The metal surface should be degreased with trichlorethylene or
similar solvents. This not only cleans the surface but enhances the cutting quality of abrasives if subsequent mechanical finishing is to be done
before applying the color. Clean to a bright satin finish using a mixture
of 5% oxalic acid and water together with fine India pumice powder. The
cleaning should be done using a fairly stiff short-bristled cleaning brush
in the direction of the grain. The metal should be recleaned using the
above mixture and a wet, virgin clean white cloth and applied in conformance with the original motion. The work should be cleaned with a virgin cloth, rinsed in clean clear water, and allowed to dry.
Finish the metal with abrasive belts, abrasive pads or wheels, or
greaseless abrasive compounds on portable buffing wheels. As the final
operation, give the metal a hand rub with a fine abrasive pad and a
slurry of pumice and water to ensure complete removal of all surface
films of oil and grease. Then remove all traces of pumice by wiping
with a clean damp cloth or sponge.29
Cleaning.
Statuary finishes can be produced in light,
medium, and dark brown depending on both the concentration and the
number of applications of the coloring solutions. Solutions of 2 to 10%
aqueous ammonium sulfide, potassium sulfide, or sodium sulfide are
swabbed or brushed on. Oxide pretreatment may be employed to
enhance adherence. Final hand toning or blending may be required to
achieve acceptable color match and color uniformity.29
Statuary finishes on bronze.
Statuary finishes on copper. Clean the copper with pumice and water
or pumice and solvent to remove all dirt, grease, oil, and tarnish.
Brush the entire surface with a 2% solution of liquid ammonium sulfide in water. Once dried, the color can be evened out by rubbing lightly
with pumice and water, using a stub or fine brass wire brush.
When a regular maintenance program is followed, most
installations can be maintained by oiling or waxing, some by lacquering,
Maintenance.
664
Chapter Eight
and a few by polishing. Oil and wax coatings look best when applied with
a well-impregnated, clean soft cloth followed by rubbing with a second,
clean soft cloth to remove excess oil or wax. Frequency of oiling or waxing is as important as the oil or wax used. Newly installed metal should
be oiled weekly for the first month to build up a protective film. Metals
subject to heavy traffic should be oiled or waxed at 1- to 2-week intervals.
Where traffic is moderate to light, monthly treatment may suffice. In
nontraffic areas, quarterly or semiannual applications are feasible.
Long-term protection can be achieved by applying a clear
organic coating. Air-drying formulations are the most convenient to use,
and among them the INCRALAC formulation has proven to be the most
protective.29 When sprayed onto a properly cleaned metal surface, this
lacquer provides excellent protection indoors or outdoors, even in highly
corrosive industrial and marine atmospheres. The use of abrasive pads
followed by washing with a cleaning solvent provides a surface for maximum performance. Steel wool should not be used because it sometimes
contains a corrosion inhibitor that may cause discoloration later on.
Lacquering.
8.5
High-Performance Alloys
A distinction is often made between those alloys that are primarily used
for high-temperature strength, commonly referred to as superalloys, and
those that are primarily used for corrosion resistance. High-performance
alloys are defined, in the present context, as Ni-, Ni-Fe-, and Co-base alloys
able to operate at high temperatures, 550°C, and pressures. Fe, Co, and
Ni are transition metals with consecutive positions in the periodic table.
The relative order of abundance decreases as Fe, Ni, Co.
The Fe-Ni-base high-performance alloys are an extension of stainless
steel technology and generally are wrought, whereas Co- and Ni-base
high-performance alloys may be wrought or cast depending on the
application or composition involved. Appropriate compositions of all
high-performance alloy base metals can be forged, rolled to sheet, or
otherwise formed into a variety of shapes. The more highly alloyed compositions normally are processed as castings. Typical high-performance
alloys have moduli of elasticity around and above 200 GPa.30 The principal microstructural variables of high performance alloys are:30
■
The precipitate amount and its morphology
■
Grain size and shape
■
Carbide distribution
Ni- and Fe-Ni-base high-performance alloy properties are controlled by all three variables. However, the first variable is essen-
Materials Selection
665
tially absent in Co-base high-performance alloys. Structure control
is achieved through composition and by processing. For a given nominal composition, there are property advantages and disadvantages
for the structures produced by deformation processing or by casting.
Cast high-performance alloys generally have coarser grain sizes,
more alloy segregation, and improved creep and rupture characteristics. Wrought high-performance alloys generally have more uniform, and usually finer, grain sizes and improved tensile and fatigue
properties.30
The inherent strength capability of high-performance alloys is controlled by the intragranular distribution. However, the usable strength
in polycrystalline alloys is determined by the condition of the grain
boundaries, particularly as affected by the carbide phase morphology
and distribution. Wrought Ni- and Fe-Ni-base high-performance alloys
generally are processed to have optimum tensile and fatigue properties.30
For lower-temperature applications where tensile yield or ultimate
strength are critical factors, fine ′ often is produced, but a duplex ′
size (uniform coarse and fine) often is preferred because it tends to disperse slip and reduce notch sensitivity. Complex heat treatments have
been developed to produce appropriate ′ dispersions along with a suitable carbide distribution in wrought alloys. Although standard heat
treatments generally consist of successive steps at decreasing temperatures, some heat treatments incorporate one or more pairs of aging
temperatures in which the lower-temperature age precedes the highertemperature age.30
Grain size also affects high-performance alloy strength. A uniform
grain size often is preferred but is difficult to achieve in conventional
forging operations or in large structural castings. Grain sizes resulting
from isothermal forging, particularly of powder billets, are the most
uniform. Grains in small cast parts of Ni- and Co-base alloys can be
made fairly uniform. Neither coarse nor extremely fine grain sizes are
desired, because optimum creep rupture and fatigue properties are not
achieved at the extremes of grain size.
However, the nature and extent of grain boundary hardening is not
well identified in Co-base high-performance alloys, and the contribution of matrix carbide precipitation to alloy strengthening is not well
defined for any high-performance alloy system. Borides and carbides
may play a similar role. Carbides at grain boundaries in Co-base highperformance alloys act to inhibit grain boundary sliding and migration. In the highest C-content cast Co-base high-performance alloys,
the skeletal carbide network may actually support a portion of the load
much as strengthening is achieved in a composite.
Changes in room-temperature strength and ductility of cast Co-base
high-performance alloys have been correlated with precipitation of
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Chapter Eight
fine M23C6-type carbides. The response of a Co-base high-performance
alloy to aging can be quite complex because a number of carbide reactions are possible. Furthermore, the effect of aging may depend on
whether the material is in the as-cast or solution-treated condition.30
8.5.1
Ni- and Fe-Ni-base alloys
High-performance alloys consist of an austenitic face-centered cubic (fcc)
matrix phase gamma ( ) plus a variety of secondary phases. The principal secondary phases are the carbides MC, M23C6, M6C, and even M7C3
in all high-performance alloy types and gamma prime ( ′) fcc ordered
Ni3(Al, Ti) intermetallic compound in Ni- and Fe-Ni-base highperformance alloys.30 High-performance alloys derive their strength
from solid solution hardeners and precipitating phases. Carbides may
provide limited strengthening directly through dispersion hardening or,
more commonly, indirectly by stabilizing grain boundaries against excessive shear. In addition to those elements that produce solid solution
hardening and promote carbide and ′ formation, other elements such as
B, Zr, Hf, or Ce are added to enhance mechanical or chemical properties.
Some carbide and ′ forming elements may contribute significantly to
chemical properties as well. Table 8.22 gives a generalized list of the
ranges of alloying elements and their effects in high-performance
alloys.30 Ni-base high-performance alloys are utilized in both cast and
wrought forms. Nickel has good resistance to corrosion in the normal
atmospheres, natural freshwaters, and deaerated nonoxidizing acids,
and it has excellent resistance to corrosion by caustic alkalis. Therefore,
nickel offers very useful corrosion resistance itself, and it is an excellent
base on which to develop specialized alloys.31
Effects of alloying elements
Copper. Additions of copper provide improvement in the resistance
of nickel to nonoxidizing acids. In particular, alloys containing 30 to
40% copper offer useful resistance to deaerated sulfuric acid and
excellent resistance to all concentrations of deaerated hydrofluoric
acid. Additions of 2 to 39% copper to nickel-chromium-molybdenumiron alloys are also known to improve resistance to hydrochloric,
sulfuric, and phosphoric acids.31
Chromium. Chromium additions improve the resistance to oxidizing media such as nitric and chromic acids and other highly corrosive environments such as hot H3PO4, high-temperature oxidizing
gases, and hot sulfur-bearing gases. Alloying additions are usually
in the range of 15 to 30% with exceptions containing up to 50%
chromium.
Materials Selection
667
TABLE 8.22 Common Ranges of Main Alloying Additions and Their Effects in
High-Performance Alloys
Element
Ni-base
Co-base
Effect
Cr
5–25
19–30
Mo, W
0–12
0–11
Al
0–6
0–4.5
Ti
0–6
0–4
Co
Ni
0–20
Cb
0–5
0–4
Ta
0–12
0–9
Oxidation and hot corrosion resistance
Formation of carbides
Solution hardening
Formation of carbides
Solution hardening
Precipitation hardening
Oxidation resistance
Precipitation hardening
Formation of carbides
Affects amount of precipitate
Stabilizes austenite
Formation of hardening precipitates
Formation of carbides
Solution hardening
Precipitation hardening in Ni-, Fe-Ni-base alloys
Formation of carbides
Solution hardening
Oxidation resistance
0–22
Iron. Iron is typically used in nickel-base alloys to reduce cost, not
to promote corrosion resistance. However, iron does provide nickel
with improved resistance to H2SO4 in concentrations above 50%.
Iron also increases the solubility of carbon in nickel, thereby improving the resistance to high-temperature carburizing environments.31
Molybdenum. Molybdenum substantially improves resistance to
nonoxidizing acids. Commercial alloys containing up to 28% molybdenum have been developed for service in nonoxidizing solutions of
HCl, H3PO4, and HF, as well as in H2SO4 in concentrations below
60%. Molybdenum also markedly improves the localized corrosion
resistance of these alloys and imparts strength for high-temperature
service.
Tungsten. Tungsten behaves similarly to molybdenum. However,
because of its high atomic weight and cost, additions of molybdenum
are generally preferred. Additions of tungsten of 3 to 4% in combination with 13 to 16% molybdenum in a nickel-chromium base
result in alloys with outstanding resistance to localized corrosion.31
Silicon. Silicon is typically present only in minor amounts in most
nickel-base alloys. In alloys containing significant amounts of iron,
cobalt, molybdenum, tungsten, or other refractory elements, the level
of silicon must be carefully controlled because it can stabilize carbides and harmful intermetallic phases. However, the use of silicon
as a major alloying element has been found to greatly improve the
668
Chapter Eight
resistance of nickel to hot, concentrated H2SO4. Alloys containing 9 to
11% silicon are produced for such service in the form of castings.31
Cobalt. Cobalt is not generally used as a primary alloying element
in materials designed for aqueous corrosion resistance. However,
cobalt imparts unique strengthening characteristics to alloys
designed for high-temperature service. Cobalt, like iron, increases
the solubility of carbon in nickel-base alloys, therefore increasing
the resistance to carburization.
Niobium and tantalum. Both niobium and tantalum were originally added as stabilizing elements to tie up carbon and prevent
intergranular corrosion attack due to grain-boundary carbides. With
the advent of argon-oxygen decarburization melting technology such
additions are no longer necessary. In high-temperature alloys both
elements are used to promote high-temperature strength through
solid solution and precipitation hardening mechanisms. Additions of
these elements are also considered to be beneficial in reducing the
tendency of nickel-base alloys toward hot cracking during welding.31
Aluminum and titanium. Aluminum and titanium are often used in
minor amounts in corrosion-resistant alloys to deoxidize or tie up carbon and nitrogen. When added together these elements enable the
formulation of age-hardenable high-strength alloys for low- or hightemperature service. Additions of aluminum can also be used to promote the formation of a tightly adherent scale at high temperature
that resists attack by oxidation, carburization, and chlorination.31
Carbon and carbides. There is evidence that nickel forms carbides at
high temperatures that are unstable and decompose into nickel and
graphite at lower temperatures. Because this phase mixture tends to
have low ductility, low-carbon forms of nickel are usually preferred in
corrosion-resistant applications. This problem is also alleviated to
some extent when nickel is alloyed with copper. In other nickel alloys,
the carbides that form depend on the specific alloying elements present and the level of carbon present. In corrosion-resistant alloys,
many types of carbides are considered harmful because they can precipitate at grain boundaries during heat treatment or weld fabrication
and subsequently promote intergranular corrosion or cracking in service by depletion of matrix elements essential to corrosion resistance.
In high-temperature alloys, the presence of carbides is generally
desired to control grain size and to enhance elevated-temperature
strength and ductility.31
There are basically two types of carbides in these alloys. Primary
carbides are interdendritic and form during the solidification process.
These carbides are typically metastable and would dissolve if given
Materials Selection
669
sufficient time at elevated temperatures. However, during metal manufacture, they can persist in the final product as stringers in the direction of predominant metal flow. Some level of carbide stringers usually
must be tolerated because they cannot be economically avoided.
However, large amounts of such stringers can adversely affect formability, weld fabrication, and service performance characteristics.
Secondary carbides precipitate as the result of thermal exposures
during fabrication operations or during component service life.
These carbides precipitate preferentially at grain boundaries and
internal structural defects such as twin boundaries and dislocations. The quantity of secondary carbides that precipitate depends
on the amount of carbon in solutions, the exposure temperature,
and the time at such temperature. Therefore, conditions that generate a supersaturated solution of carbon followed by slow cooling
or thermal arrests below carbide solvus temperatures will produce
heavy secondary carbide precipitation, which generally reduces
ductility and toughness, and this adversely affects fabrication and
service performance.
Intermetallics phases. The occurrence of intermetallic phases in nickel-
base alloys has positive and negative effects. On the positive side, the
nickel-base system has been the most widely and successfully exploited
of any alloy base in the development of high-strength high-temperature
alloys because of the occurrence of unique intermetallic phases. On the
negative side, the precipitation of certain intermetallic phases, such as
the carbides discussed previously, can seriously degrade ductility and
corrosion resistance. In the case of corrosion-resistant alloys, especially
the solid solution type, intermetallic precipitation is rather unusual
because service temperatures are typically well below those at which
precipitation kinetics become important. In such cases, it is only necessary to restrict alloy composition sufficiently to ensure successful manufacturing, fabrication, and use capabilities. For high-temperature
alloys, the precipitation of undesired intermetallics can be a major concern, especially for applications requiring a long service life or ease of
repair.31
Most high-strength nickel-base alloys depend on the precipitation of
an AlB-type compound known as gamma prime ( ′). The strength of ′
alloys can be increased by increasing the Al Ti content to obtain a
higher ′ volume fraction. However, alloys with high Al Ti levels are
difficult to manufacture in wrought forms and to fabricate, and they
are best exploited as castings. Additions of refractory metals can also
be used to increase strength by altering lattice mismatch and
antiphase boundary energy. Additions of Co are also effective by
increasing the ′ solvus temperature.31
670
Chapter Eight
Another important intermetallic phase that can be used to strengthen
nickel-base alloys is a metastable form of Ni3Nb known as gamma double prime ( ″). For the most part, it has been exploited in alloys containing significant amounts of iron. Gamma double prime has a
body-centered tetragonal crystal structure. At temperatures of 705°C
and above, it overages rapidly and transforms into the orthorhombic
form of Ni3Nb. Because of the sluggish nature of the precipitation reaction, alloys strengthened by ″ can possess excellent weldability.31
8.5.2
Co-base alloys
The Co-base high-performance alloys are invariably strengthened by a
combination of carbides and solid solution hardeners. Because of their
high strength over a wide temperature range and their resistance to
many environments, Co-Cr alloys are used to resist wear, particularly
in hostile environments and as structural materials at high temperatures. Typically, the alloys used to resist wear contain higher carbon
levels (0.25 to 2.5%) for carbide formation, and they are normally cast
or applied to critical surfaces by welding in a process known as hardfacing. Alloys used for structural purposes at high temperatures are
normally low in C, contain appreciable quantities of Ni, and are available as wrought products. The carbides in the wear-resistant alloys
enhance abrasion resistance but reduce ductility.32
Chromium has a dual function in cobalt alloys. It is both the predominant carbide former and the most important alloying element in
the matrix. The most common carbide in these alloys is a chromiumrich M7C3 type, although chromium-rich M23C6 carbides are abundant
in low-carbon alloys. Tungsten and molybdenum serve to provide additional strength to the matrix. When present in large quantities, they
participate to the formation of carbides during solidification and promote the precipitation of M6C. The size and shape of the carbide particles within cobalt alloys are strongly influenced by cooling rate and
subtle chemistry changes. Such changes markedly affect abrasion
resistance, because there is a distinct relationship among the size of
abrading species, the size of the structural hard particles, and the
abrasive wear rate.32
The success of the structural cobalt alloys can be attributed to their
inherent strength over a wide temperature range and their resistance
to severe environments. The structural alloys generally contain significant quantities of nickel. This serves to stabilize the fcc structure with
a view toward improved ductility during service. With sufficient nickel,
the structural cobalt alloys tend to exhibit twinning during deformation. Although the structural cobalt alloys are low in carbon as compared to most of the wear-resistant alloys, they nevertheless depend on
Materials Selection
671
carbide precipitation for additional strength. The most abundant carbide in the structural cobalt alloys is chromium-rich M23C6, although
M6C and MC carbides are common, depending on the type and level of
other alloying additions.32
8.5.3
Welding and heat treatments
In terms of their weldability, high-performance alloys can be classified
according to the means by which the alloying elements develop the
mechanical properties, namely, solid solution alloys and precipitation
hardened alloys. A distinguishing feature of precipitation hardened
alloys is that mechanical properties are developed by heat treatment
to produce a fine distribution of hard particles in a nickel-rich matrix.
Solid solution alloys are readily fusion welded, normally in the
annealed condition. Some noteworthy examples of solid solution alloys
are Ni 200, the Monel 400 series, the Inconel 600 series, the Incoloy
800 series, Hastelloys and some Nimonic alloys such as 75, and PE13.
Because the HAZ does not harden, heat treatment is not usually
required after welding. Precipitation hardened alloys may be susceptible to postweld heat-treatment (PWHT) cracking. Some of these alloys
are the Monel 500 series, Inconel 700 series, Incoloy 900 series, and
most of the Nimonic alloys.
Weldability. Co-base high-performance alloys are readily welded by
gas metal arc (GMA) or gas tungsten arc (GTA) techniques. Some cast
alloys and wrought alloys, such as Alloy 188, have been extensively
welded. Filler metals generally have been less highly alloyed Co-base
alloy wire, although parent rod or wire have been used. Co-base highperformance alloy sheet also is successfully welded by resistance techniques. Appropriate preheat techniques are needed in GMA and GTA
welding to eliminate tendencies for hot cracking. Electron beam (EB)
and plasma arc (PA) welding can be used on Co-base high-performance
alloys but usually are not required in most applications because
this alloy class is so readily weldable.30
Ni- and Fe-Ni-base high-performance alloys are considerably less
weldable than the Co-base high-performance alloys. Because of the presence of the strengthening phase, the alloys tend to be susceptible to hot
and PWHT cracking. Hot cracking occurs in the weld heat-affected zone,
and the extent of cracking varies with alloy composition and weldment
restraint. Ni- and Fe-Ni-base high-performance alloys have been welded
by GMA, GTA, EB, laser, and PA techniques. Filler metals, when used,
usually are weaker, more ductile austenitic alloys so as to minimize hot
cracking. Because of their ′ strengthening mechanism and capability,
many Ni- and Fe-Ni-base high-performance alloys are welded in the
672
Chapter Eight
solution heat-treated condition. Special preweld heat treatments have
been used for some alloys. Some alloys (e.g., A-286) are inherently difficult to weld despite only moderate levels of ′ hardeners.30
Weld techniques for high-performance alloys must address not only
hot cracking but PWHT cracking, particularly as it concerns microfissuring (microcracking), because it can be subsurface and therefore difficult to detect. Tensile and stress rupture strengths may be hardly
affected by microfissuring, but fatigue strengths can be drastically
reduced. In addition to the usual fusion welding techniques above, Niand Fe-Ni-base alloys can be resistance welded when in sheet form.
Brazing, diffusion bonding, and transient liquid phase bonding also
have been employed to join these alloys. Braze joints tend to be more
ductility limited than welds.
Most nickel alloys can be fusion welded using gas-shielded processes
such as TIG or MIG. Of the flux processes, MMA is frequently used,
but the submerged arc welding (SAW) process is restricted to solid
solution alloys (Nickel 200, Inconel alloy 600 series, and Monel alloy
400 series) and is less widely used. Solid solution alloys are normally
welded in the annealed condition, and precipitation hardened alloys,
in the solution treated condition. Preheating is not necessary unless
there is a risk of porosity from moisture condensation. It is recommended that material containing residual stresses be solution treated
before welding to relieve the stresses.33
Postweld heat treatment is not usually needed to restore corrosion
resistance, but thermal treatment may be required for precipitation
hardening or stress-relieving purposes to avoid stress corrosion
cracking. Filler composition normally matches the parent metal.
However, most fillers contain a small mount of titanium, aluminum,
and/or niobium to help minimize the risk of porosity and cracking.
Nickel and its alloys are readily welded, but it is essential to clean
the surface immediately before welding. The normal method of cleaning is to degrease the surface, remove all surface oxide by machining,
grinding, or scratch brushing, and finally degrease. However, these
alloys can suffer from the following weld imperfections and postweld
damage:33
Porosity. Porosity can be caused by oxygen and nitrogen from air
entrainment and surface oxide or by hydrogen from surface contamination. Careful cleaning of component surfaces and using a filler
material containing deoxidants such as aluminum and titanium will
reduce this risk. When using argon in TIG and MIG welding, attention must be paid to shielding efficiency of the weld pool, including the
use of a gas backing system. In TIG welding, argon-H2 gas mixtures
that provide a slightly reducing atmosphere are particularly effective.
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673
Oxide inclusions. Because the oxide on the surface of nickel alloys
has a much higher melting temperature than the base metal, it
may remain solid during welding. Oxide trapped in the weld pool
will form inclusions. In multirun welds, oxide or slag on the surface of the weld bead will not be consumed in the subsequent run
and will cause lack of fusion imperfections. Before welding, surface
oxide, particularly if it has been formed at a high temperature,
must be removed by machining or abrasive grinding; it is not sufficient to wire brush the surface because this serves only to polish
the oxide. During welding, surface oxide and slag must be removed
between runs.33
Weld metal solidification cracking. Weld metal or hot cracking
results from contaminants concentrating at the centerline and an
unfavorable weld pool profile. Too high a welding speed produces a
shallow weld pool, which encourages impurities to concentrate at
the centerline and, on solidification, generates sufficiently large
transverse stresses to form cracks. This risk can be reduced by carefully cleaning the joint area and avoiding high welding speeds.33
Microfissuring. Similar to austenitic stainless steel, nickel alloys
are susceptible to formation of liquation cracks in reheated weld
metal regions or parent metal HAZ. This type of cracking is controlled by factors outside the control of the welder such as grain size
or content impurity. Some alloys are more sensitive than others. For
example, the extensively studied Inconel 718 is now less sensitive
than some cast superalloys, which cannot be welded without inducing liquation cracks.
Postweld heat-treatment cracking. This is also known as strain-age
or reheat cracking. It is likely to occur during postweld aging of precipitation hardening alloys but can be minimized by preweld heat
treatment. Solution annealing is commonly used but overaging gives
the most resistant condition. Inconel 718 alloy was specifically
developed to be resistant to this type of cracking.
Stress corrosion cracking. Welding does not normally make nickel
alloys susceptible to weld metal or HAZ corrosion. However, when
the material will be in contact with caustic soda, fluosilicates, or HF
acid, stress corrosion cracking is possible.
Solid-solution-strengthened high-temperature alloys
are normally supplied in the solution-heat-treated condition unless
otherwise specified. In this condition, microstructures generally consist of primary carbides dispersed in a single-phase matrix, with
essentially clean grain boundaries. This is usually the optimum condition for the best elevated temperature properties in service and the
Heat treatment.
674
Chapter Eight
best room-temperature fabricability. Typical solution heat-treatment
temperatures for these alloys are between 1100 and 1200°C.34
Heat treatments performed at temperatures below the solution
heat-treating temperature range are classified as mill annealing or
stress relief treatments. Mill annealing treatments are generally
employed to restore formed, partially fabricated, or otherwise asworked alloy material properties to a point where continued manufacturing operations can be performed. Such treatments may also be used
to produce structures in finished raw materials that are optimum for
specific forming operations. Minimum recommended mill annealing
temperatures for these vary between 900 and 1050°C.34
Unlike mill annealing, stress relief treatments for these alloys are
not well defined. Depending upon the particular circumstances, stress
relief may be achieved with a mill anneal or may require the equivalent of a full solution anneal. Low-temperature treatments, which
work for carbon and stainless steels, generally will not be effective.
Effective high-temperature treatments will often be a compromise
between how much stress is actually relieved and concurrent changes
in the structure or dimensional stability of the component.
The response of high-temperature
alloys to heat treatment is very much dependent upon the condition
that the material is in when the treatment is applied. When the material is not in a cold- or warm-worked condition, the principal response
to heat treatment is usually a change in the amount and morphology
of the secondary carbide phases present. Other minor effects may
occur, but the grain structure of the material will normally be unaltered by heat treatment when cold or warm work is absent.34 Care
should be exercised in cold forming these alloys to avoid the imposition
of less than 10 percent cold work where possible. Small amounts of
cold work can lead to exaggerated or abnormal grain growth during
annealing. In the everyday fabrication of complex components, it may
be impossible to avoid situations where such low levels of cold work or
strain are introduced.
Annealing during cold or warm forming.
Components manufactured by hot-forming
techniques should generally be solution heat treated rather than mill
annealed if in-process heat treatment is required. In cases where forming is required to be performed at furnace temperatures below the solution treatment range, intermediate mill annealing may be employed
subject to the limits of the forming equipment. Hot-formed components,
particularly when formed at high temperatures, will generally undergo
recovery, recrystallization, and perhaps even grain growth during the
forming operation itself. Similarly, if the hot-forming session involves a
small amount of deformation, the piece to be heat treated may exhibit
Annealing during hot forming.
Materials Selection
675
a nonuniform structure, which will respond nonuniformly to the heat
treatment.34
Solution heat treating is the most common form of finishing operation applied to high-temperature alloys and is often
mandated by the applicable specifications for these materials. Where
more than about 10 percent cold work is present in the piece, a final
anneal is usually mandatory. Putting as-cold-worked material into
service can result in recrystallization to a very fine grain size, which
in turn can produce a significant reduction in stress rupture
strength. A good example of this is vacuum brazing. Often performed
as the final step in the fabrication of some components, such a
process precludes the possibility of a subsequent solution treatment
because of the low melting point of the brazing compound.
Consequently, the actual brazing temperatures used are sometimes
adjusted to allow for the simultaneous solution heat treating of the
component. Because both heating and cooling rates in vacuum furnaces are relatively slow, even with the benefit of advanced gas cooling equipment, it must be recognized that alloy structure and
properties produced may be less than optimum.34
Final annealing.
A stress relief anneal should be considered only if the
treatment does not produce recrystallization in the material. Relief of
residual stress in these alloys, arising from thermal strains produced
by nonuniform cooling or slight deformations imparted during sizing
operations, is often difficult to achieve. In many cases, stress relieving
at mill annealing temperatures about 55 to 110°C above the intended
use temperature will provide good results. In other cases, a full solution
anneal at the low end of the allowable range may be best, although this
can make the material subject to abnormal grain growth.34
Stress relieving.
Heating and cooling rates used in the heat
treatments of these alloys should be as rapid as possible. Rapid heating to temperature is usually desirable to help minimize carbide precipitation during the heating cycle and to preserve the stored energy
from cold or warm work. Slow heating can promote a somewhat finer
grain size than might be otherwise desired or required, particularly for
thin-section parts given limited time at the annealing temperature.
Rapid cooling through the temperature range of about 980 down to
540°C following mill annealing is required to minimize grain boundary carbide precipitation and other possible phase reactions in some
alloys. Again, cooling from the solution annealing temperature down
to under 540°C should be as rapid as possible considering the constraints of the equipment and the need to minimize component distortion. Water quenching is preferred where feasible.34
Heating rate and cooling rate.
676
Chapter Eight
Most of the high-performance alloys may be
annealed in oxidizing environments but will form adherent oxide scales
that normally must be removed prior to further processing. Some hightemperature alloys contain low chromium. Atmosphere annealing of
these materials should be performed in neutral to slightly reducing
environments. Protective atmosphere annealing is commonly performed for all of these materials when a bright finish is desired. The
best choice for annealing of this type is a low dew point hydrogen environment. Annealing may also be done in argon and helium. Annealing
in nitrogen or cracked ammonia is not generally preferred but may be
acceptable in some cases. Vacuum annealing is generally acceptable
but also may produce some tinting depending on the equipment and
temperature. The gas used for forced gas cooling can also influence
results. Helium is normally preferred, followed by argon and nitrogen.34
Use of protective atmosphere.
8.5.4
Corrosion resistance
High-performance alloys generally react with oxygen, and oxidation is
the prime environmental effect on these alloys. At moderate temperatures, about 870°C and below, general uniform oxidation is not a major
problem. At higher temperatures, the commercial nickel- and cobaltbase high-performance alloys are attacked by oxygen. The level of oxidation resistance at temperatures below 1200°C is a function of
chromium content, Cr2O3 forming as a protective oxide film. Above
that temperature, chromium and aluminum act in synergy for oxidation protection. The latter element leads to the formation of protective
Al2O3 surface films. The higher the chromium level, the less aluminum
may be required to form a highly protective Al2O3 layer.30
In operating temperatures lower than 875°C, accelerated oxidation
may occur in high-performance alloys through the operation of selective fluxing agents. One of the better documented accelerated oxidation processes is sulfidation. This hot corrosion process is separated
into two regimes: low temperature and high temperature. The principal method for combating sulfidation is the use of a high Cr content
(20%) in the base alloy. Although Co-base high-performance alloys
and many Fe-Ni-base alloys have Cr levels in this range, most Ni-base
high-performance alloys, especially those of the high creep rupture
strength type, do not.30 SCC can occur in Ni- and Fe-Ni-base highperformance alloys at lower temperatures. Hydrogen embrittlement at
cryogenic temperatures has also been reported for these alloys.
Nickel and its alloys generally have good resistance to many of the
chloride bearing and reducing media that attack stainless steels. The
resistance of nickel alloys to reducing media is further enhanced by
molybdenum and copper. Alloy B (N10001), with 28% Mo, is resistant
Materials Selection
677
to hydrochloric acid. Monel 400 (N04400), with 30% Cu, is widely used
in natural waters and in heat-exchanger applications. It also has good
resistance to hydrofluoric acid, although SCC is a potential problem.
Although Monel 400 is used in similar applications as S31600 stainless steel, it is its opposite in many aspects of its behavior. For example, it has poor resistance to oxidizing media, whereas stainless steels
thrive in these conditions. If chromium is added to nickel, alloys resistant to a wide range of oxidizing and reducing media can be obtained.
One example is Inconel 600. If molybdenum is further added, the
resulting alloys can possess a resistance to an even wider range of
reducing and oxidizing media with very good chloride pitting resistance, for example, Hastelloy C (N10002).
These high-nickel alloys are resistant to transgranular SCC in elevated temperature chlorides, whereas the regular austenitic stainless
steels are very susceptible to this type of attack. It is interesting to note
that S43000 stainless is also resistant to these corrosive environments.
The pitting resistance of high-nickel, chromium-containing alloys is
generally better than that obtained with stainless steels. However, they
can be more susceptible to intergranular corrosion because
1. The solubility of carbon in austenite decreases as nickel increases,
which in turn increases the tendency to form chromium carbide.
2. The higher alloys are generally more prone to precipitate intermetallic compounds that can lower corrosion resistance by depleting the matrix in Ni, Mo, and so forth.
Chromium carbides and intermetallic compounds precipitate out at
temperatures in the range of about 600 to 1000°C. Therefore, there
are restrictions to the use of these alloys as welded materials. Stress zaccelerated intergranular corrosion has also been observed with
Inconel 600 in high-temperature (300°C) water applications.
The corrosion-resistant Hastelloys have become widely used by the
chemical processing industries. The attributes of Hastelloys include
high resistance to uniform attack, outstanding localized corrosion
resistance, excellent SCC resistance, and ease of welding and fabrication. The most versatile of the Hastelloys are the C series. Hastelloy
C-22 (N06022) is particularly resistant to pitting and crevice corrosion.
This alloy has been used extensively to protect against the most corrosive flue gas desulfurization (FGD) systems and the most sophisticated pharmaceutical reaction vessels.
Ni-base alloys. Nickel and its alloys, like the stainless steels, offer a
wide range of corrosion resistance. However, nickel can accommodate
larger amounts of alloying elements, chiefly chromium, molybdenum,
678
Chapter Eight
and tungsten, in solid solution than iron. Therefore, nickel-base alloys,
in general, can be used in more severe environments than the stainless steels. In fact, because nickel is used to stabilize the austenite fcc
phase of some of the highly alloyed stainless steels, the boundary
between these and nickel-base alloys is rather diffuse. The nickel-base
alloys range in composition from commercially pure nickel to complex
alloys containing many alloying elements.31
The types of corrosion of greatest importance in the nickel-base alloy
system are uniform corrosion pitting and crevice corrosion, intergranular corrosion, and galvanic corrosion. SCC, corrosion fatigue, and
hydrogen embrittlement are also of great importance. To estimate the
performance of a set of alloys in any environment, it is of paramount
importance to ascertain the composition and, for liquid environments,
the electrochemical interaction of the environment with an alloy. A
case in point is the nickel-molybdenum Hastelloy B-2 (N10665). This
alloy performs exceptionally well in pure deaerated H2SO4 and HCl
but deteriorates rapidly when oxidizing impurities, such as oxygen
and ferric ions, are present.
Sulfuric acid is the most ubiquitous environment in the chemical industry. The electrochemical nature of the acid
varies wildly, depending on the concentration of the acid and the impurity content. Pure acid is considered to be a nonoxidizing acid up to a
concentration of about 50 to 60%, beyond which it is generally considered to be oxidizing. The corrosion rates of nickel-base alloys, in general,
increase with acid concentration up to 90%. Higher concentrations of
the acid are generally less corrosive.31 The presence of oxidizing impurities can be beneficial to nickel-chromium-molybdenum alloys because
these impurities can aid in the formation of passive films that retard
corrosion. Another important consideration is the presence of chlorides
(Cl). Chlorides generally accelerate the corrosion attack, but the
degree of acceleration differs for various alloys.
Commercially pure nickel (N02200 and N02201) and Monels have
room-temperature corrosion rates below 0.25 mmy1 in air-free HCl at
concentrations up to 10%. In HCl concentrations of less than 0.5%,
these alloys have been used at temperatures up to about 200°C.
Oxidizing agents, such as cupric, ferric, and chromate ions or aeration,
raise the corrosion rate considerably. Under these conditions nickelchromium-molybdenum alloys such as Inconel 625 (N06625) or
Hastelloy C-276 (N10276) offer better corrosion resistance. They can
be made passive by the presence of oxidizing agents.
The nickel-chromium-molybdenum alloys also show higher resistance to uncontaminated HCl. For example, alloys C-276, 625, and
C-22 show very good resistance to dilute HCl at elevated temperatures
and to a wide range of HCl concentrations at ambient temperature. The
Ni-base alloys in acid media.
Materials Selection
679
corrosion resistance of these alloys depends on the molybdenum content. The alloy with the highest molybdenum content (i.e., Hastelloy
B-2) shows the highest resistance in HCl of all the nickel-base alloys.
Accordingly, this alloy is used in a variety of processes involving hot
HCl or nonoxidizing chloride salts hydrolyzing to produce HCl.31
Chromium is an essential alloying element for corrosion resistance
in HNO3 environments because it readily forms a passive film in these
environments. Thus, the higher chromium alloys show better resistance in HNO3. In these types of environments, the highest chromium
alloys, such as Hastelloy G-30 (N06030), seem to show the highest corrosion resistance. Molybdenum is generally detrimental to corrosion
resistance in HNO3.
The nickel-chromium-molybdenum alloys, such as Hastelloys C-22 and C-276 as well as Inconel 625,
exhibit very high resistance to pitting in oxidizing chloride environments.
The critical pitting temperatures of various nickel-chromium-molybdenum alloys in an oxidizing chloride solution are shown in Table 8.23.
Pitting corrosion is most prevalent in chloride-containing environments,
although other halides and sometimes sulfides have been reported to
cause pitting. There are several techniques that can be used to evaluate
resistance to pitting. Critical pitting potential and pitting protection
potential indicate the electrochemical potentials at which pitting can be
initiated and at which a propagating pit can be stopped, respectively.
These values are functions of the solution concentration, pH, and temperature for a given alloy; the higher the potentials, the better the alloy.
The critical pitting temperature (i.e., the potential below which pitting
does not initiate), is often used as an indicator of resistance to pitting,
especially in the case of highly corrosion-resistant alloys (Table 8.23).
Chromium and molybdenum additions have been shown to be extremely
beneficial to pitting resistance.31
Pitting corrosion in chloride environments.
TABLE 8.23 Critical Pitting Temperatures
for Nickel Alloys in 6% FeCl3 during 24 h
Alloy
UNS
825
904L
317LM
G
G-3
C-4
625
C-276
C-22
N08825
N08904
S31725
N06007
N06985
N06455
N06625
N10276
N06022
Critical pitting
temperature, °C
0.0
2.5
2.5
25.0
25.0
37.5
35.0
60/0
60.0
0.0
5.0
2.5
25.0
25.0
37.5
40.0
65/0
65.0
680
Chapter Eight
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels
Alloy 20Cb-3 (N08029)
Description and corrosion resistance. The high nickel content combined with
chromium, molybdenum, and copper gives the alloy good resistance to pitting and
chloride-ion stress-corrosion cracking. The copper content combined with other
elements gives the alloy excellent resistance to sulfuric acid corrosion under a wide
variety of conditions. The addition of columbium stabilizes the heat-affected zone
carbides, so the alloy can be used in the as-welded condition. Alloy 20 has good
mechanical properties and exhibits relatively good fabricability.
Applications. Alloy 20 is a highly alloyed iron-base nickel-chromium-molybdenum
stainless steel developed primarily for use in the sulfuric acid-related processes. Other
typical corrosion-resistant applications for the alloy include chemical, pharmaceutical,
food, plastics, synthetic fibers, pickling, and FGD systems.
Alloy 25 (R30605)
Description and corrosion resistance. This is a cobalt-nickel-chromium-tungsten alloy
with excellent high-temperature strength and good oxidation resistance up to about
980°C. Alloy 25 also has good resistance to sulfur-bearing environments. It also has
good wear resistance and is used in the cold-worked condition for some bearing and
valve applications.
Applications. It is principally used in aerospace structural parts, for internals in
older, established gas turbine engines, and for a variety of industrial applications.
Alloy 188 (R30188)
Description and corrosion resistance. Alloy 188 is a cobalt-nickel-chromium-tungsten
alloy developed as an upgrade to Alloy 25. It combines excellent high-temperature
strength with very good oxidation resistance up to about 1095°C. Its thermal stability
is better than that for Alloy 25, and it is easier to fabricate. Alloy 188 also has low-cycle
fatigue resistance superior to that for most solid-solution-strengthened alloys and has
very good resistance to hot corrosion.
Applications. It is widely used in both military and civil gas turbine engines and in a
variety of industrial applications.
Alloy 230 (N06230)
Description and corrosion resistance. This is a nickel-chromium-tungsten-molybdenum
alloy that combines excellent high-temperature strength, outstanding oxidation
resistance up to 1150°C, premier nitriding resistance, and excellent long-term thermal
stability. Alloy 230 also has lower expansion characteristics than most high-temperature
alloys, very good low-cycle fatigue resistance, and a pronounced resistance to grain
coarsening with prolonged exposure at elevated temperatures. Components of Alloy 230
are readily fabricated by conventional techniques, and the alloy can be cast.
Applications. Principal applications for Alloy 230 include
Wrought and cast gas turbine stationary components
Aerospace structurals
Chemical process and power plant internals
Heat treating facility components and fixtures
Steam process internals
Materials Selection
681
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
Cobalt Alloy 6B (R30016)
Description and corrosion resistance. Cobalt 6B is a cobalt-based chromium-tungsten
alloy for wear environments where seizing, galling, and abrasion are present. 6B is
resistant to seizing and galling and with its low coefficient of friction allows sliding
contact with other metals without damage by metal pickup in many cases. Seizing and
galling can be minimized in applications without lubrication or where lubrication is
impractical.
Alloy 6B has outstanding resistance to most types of wear. Its wear resistance is
inherent and not the result of cold working, heat treating, or any other method.
This inherent property reduces the amount of heat treating and postmachining. 6B has
outstanding resistance to cavitation erosion. Steam turbine erosion shields from 6B
have protected the blades of turbines for years of continuous service. 6B has good impact
and thermal shock resistance, resists heat and oxidation, retains high hardness even at
red heat (when cooled, recovers full original hardness), and has resistance to a variety of
corrosive media. 6B is useful where both wear and corrosion resistance are needed.
Applications. Applications for Alloy 6B include half sleeves and half bushings in
screw conveyors, tile-making machines, rock-crushing rollers, and cement and steel
mill equipment. Alloy 6B is well suited for valve parts, pump plungers. Other
applications include
Steam turbine erosion shields
Chain saw guide bars
High-temperature bearings
Furnace fan blades
Valve stems
Food processing equipment
Needle valves
Centrifuge liners
Hot extrusion dies
Forming dies
Nozzles
Extruder screws
Cobalt Alloy 6BH (R30016)
Description and corrosion resistance. Cobalt 6BH has the same composition as Cobalt
6B, except the material is hot rolled and then age hardened. The direct age hardening
after hot rolling provides the maximum hardness and wear resistance. The advantages
this creates are increased wear life, retained edge characteristics, and increased
hardness. These properties are in addition to the galling and seizing resistance of the
regular Cobalt 6B. Cobalt 6BH is known in the industry as a metal that retains its
cutting edge. The economic advantages are in its long wear time, less downtime, and
fewer replacements.
Applications. Cobalt 6BH is used for steam turbine erosion shields, chain saw guide
bars, high-temperature bearings, furnace fan blades, valve stems, food processing
equipment, needle valves, centrifuge liners, hot extrusion dies, forming dies, nozzles,
extruder screws, and many other miscellaneous wear surfaces. Applications also
include tile-making machines, rock-crushing rollers, and cement and steel mill
equipment. Alloy 6BH is well suited for valve parts and pump plungers.
682
Chapter Eight
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
Ferralium 255 (S32550)
Description and corrosion resistance. This alloy’s high critical pitting crevice
temperatures provide more resistance to pitting and crevice corrosion than lesseralloyed materials. The very high yield strength of this alloy combined with good
ductility allows lower wall thickness in process equipment.
Applications. Alloy 255 is finding many cost-effective applications in the chemical,
marine, metallurgical, municipal sanitation, plastics, oil and gas, petrochemical,
pollution control, wet phosphoric acid, paper-making, and metal-working industries.
It is called super because it is more alloyed than ordinary stainless steels and has
superior corrosion resistance. Alloy 255 is being used in areas where conventional
stainless steels are inadequate or, at best, marginal. One good example is in the paper
industry, which was hit with an epidemic of corrosion problems when environmental
laws forced recycling of process liquids. In closed systems, chemicals such as chlorides
can build up to highly corrosive concentrations over time. Paper makers have found
that ordinary stainless equipment, which had previously given good service, was no
longer adequate for many applications.
Alloy 255 is a cost-effective alternative to materials such as the nickel alloys,
20-type alloys, brass, and bronze. Marine environments have long been the domain
of admiralty bronze. Alloy 255 is replacing admiralty bronze and the nickel alloys in
offshore platforms, deck hardware, rudders, and shafting. Alloy 255 is also making
inroads in “borderline” corrosion applications where the nickel alloys and highperformance alloys have been used but may not have been absolutely necessary. In
some instances, it has even been used to replace high-performance Ni-Cr-Mo-F-Cu
alloys in the phosphoric acid industry.
Hastelloy C-276 (N10276)
Description and corrosion resistance. This is a nickel-chromium-molybdenum wrought
alloy that is considered the most versatile corrosion-resistant alloy available. It is
resistant to the formation of grain boundary precipitates in the weld heat-affected
zone, thus making it suitable for most chemical process applications in an as-welded
condition. Alloy C-276 also has excellent resistance to pitting, stress-corrosion cracking,
and oxidizing atmospheres up to 1050°C. It has exceptional resistance to a wide variety
of chemical environments and outstanding resistance to a wide variety of chemical
process environments including ferric and cupric chlorides, hot contaminated mineral
acids, solvents, chlorine and chlorine contamination (both organic and inorganic), dry
chlorine, formic and acetic acids, acetic anhydride, seawater and brine solutions, and
hypochlorite and chlorine dioxide solutions. It is one of the few alloys resistant to wet
chloride gas, hypochlorite, and chlorine dioxide solutions and has exceptional
resistance to strong solutions of oxidizing salts, such as ferric and cupric chlorides.
Applications. Some typical applications include equipment components in chemical
and petrochemical organic chloride processes and processes utilizing halide or acid
catalysts. Other industry applications are pulp and paper digesters and bleach areas,
scrubbers and ducting for flue gas desulfurization, pharmaceutical and food processing
equipment.
Hastelloy (N10665)
Description and corrosion resistance. Alloy B-2 is a nickel-molybdenum alloy with
significant resistance to reducing environments, such as hydrogen chloride gas and
sulfuric, acetic, and phosphoric acids. Alloy B-2 provides resistance to pure sulfuric acid
Materials Selection
683
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
and a number of nonoxidizing acids. The alloy should not be used in oxidizing media or
where oxidizing contaminants are available in reducing media. Premature failure may
occur if B-2 is used where iron or copper is present in a system containing hydrochloric
acid. Industry users like the resistance to a wide range of organic acids and the
resistance to chloride-induced stress-corrosion cracking.
Alloy B-2 resists the formation of grain boundary carbide precipitates in the weld
heat-affected zone, making it suitable for most chemical process applications in the
as-welded condition. The heat-affected weld zones have reduced precipitation of
carbides and other phases to ensure uniform corrosion resistance. Alloy B-2 also has
excellent resistance to pitting and stress corrosion cracking.
Applications. Alloy B-2 has superior resistance to hydrochloric acid, aluminum
chloride catalysts, and other strongly reducing chemicals and has excellent hightemperature strength in inert and vacuum atmospheres. Applications in the
chemical process industry involve sulfuric, phosphoric, hydrochloric, and acetic acid.
Temperature uses vary from ambient temperature to 820°C depending on the
environments.
Hastelloy C-22 (N06022)
Description and corrosion resistance. Hastelloy C-22 is a nickel-chromiummolybdenum alloy with enhanced resistance to pitting, crevice corrosion, and stress
corrosion cracking. It resists the formation of grain boundary precipitates in the weld
heat-affected zone, making it suitable for use in the as-welded condition. C-22 has
outstanding resistance to both reducing and oxidizing media and because of its
resistibility can be used where “upset” conditions are likely to occur. It possesses
excellent weldability and high corrosion resistance as consumable filler wires and
electrodes. The alloy has proven results as a filler wire in many applications when
other corrosion resistant wires have failed.
It has better overall corrosion resistance in oxidizing corrosives than C-4, C-276,
and 625 alloys, outstanding resistance to localized corrosion, and excellent resistance
to stress corrosion cracking. It is the best alloy to use as universal weld filler metal to
resist corrosion of weldments.
Applications. C-22 can easily be cold worked because of its ductility, and cold forming
is the preferred method of forming. More energy is required because the alloy is
generally stiffer than austenitic stainless steels.
Hastelloy G-30 (N06030)
Description and corrosion resistance. Hastelloy Alloy G-30 is an improved version of
the nickel-chromium-iron molybdenum-copper alloy G-3. With higher chromium, added
cobalt, and tungsten the nickel Hastelloy Alloy G-30 shows superior corrosion
resistance over most other nickel- and iron-based alloys in commercial phosphoric acids
as well
as complex environments containing highly oxidizing acids such as nitric/hydrochloric,
nitric/hydrofluoric, and sulfuric acids. Hastelloy Alloy G-30 resists the formation of
grain boundary precipitates in the heat-affected zone, making it suitable in the aswelded condition.
Applications. Hastelloy Alloy G-30 is basically the same as other high alloys in regard
to formability. It is generally stiffer than austenitics. Because of its good ductility, cold
working is relatively easy and is the preferred method of forming. The alloy is easily
weldable using gas-tungsten arc, gas metal arc, and shielded metal arc. The welding
characteristics are similar to those of G-3.
684
Chapter Eight
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
Hastelloy X (N06002)
Description and corrosion resistance. This is a nickel-chromium-iron-molybdenum
alloy that possesses an exceptional combination of oxidation resistance, fabricability,
and high-temperature strength. Alloy X is one of the most widely used nickel-base
superalloys for gas turbine engine components. This solid-solution-strengthened grade
has good strength and excellent oxidation resistance beyond 2000°F. Alloy X has
excellent resistance to reducing or carburizing atmospheres, making it suitable for
furnace components. Due to its high molybdenum content, alloy X may be subject to
catastrophic oxidation at 1200°C.
It is exceptionally resistant to SCC in petrochemical applications and to carburization
and nitriding. All of the product forms are excellent in terms of forming and welding.
Although this alloy is primarily noted for heat and oxidation resistance, it also has good
resistance to chloride stress corrosion cracking.
Applications. The alloy finds use in petrochemical process equipment and gas
turbines in the hot combustor zone sections. It is also used for structural components
in industrial furnace applications because of its excellent oxidation resistance. It is
recommended especially for use in furnace applications because it has unusual
resistance to oxidizing, reducing, and neutral atmospheres. Furnace rolls made of
this alloy are still in good condition after operating for 8700 h at 1200°C. Furnace
trays, used to support heavy loads, have been exposed to temperatures up to 1250°C in
an oxidizing atmosphere without bending or warping. Alloy X is equally suitable for use
in jet engine tailpipes, afterburner components, turbine blades, nozzle vanes, cabin
heaters, and other aircraft parts. Alloy X has wide use in gas turbine engines for
combustion zone components such as transition duct, combustor cans, spray bars, and
flame holders. Alloy X is also used in the chemical process industry for retorts, muffles,
catalyst support grids, furnace baffles, tubing for pyrolysis operations, and flash drier
components.
Incoloy 800 (N08800)
Description and corrosion resistance. Alloy 800 is a nickel-iron-chromium alloy
with good strength and excellent resistance to oxidation and carburization in hightemperature atmospheres. It also resists corrosion by many aqueous environments.
The alloy maintains a stable, austenitic structure during prolonged exposure to high
temperatures.
Applications. Uses for Incoloy 800 include
Process piping
Heat exchangers
Carburizing equipment
Heating-element sheathing
Nuclear steam-generator tubing
Incoloy 825 (N08825)
Description and corrosion resistance. Incoloy 825 is a nickel-iron-chromium alloy with
additions of molybdenum and copper. It has excellent resistance to both reducing and
oxidizing acids, stress-corrosion cracking, and localized attack such as pitting and crevice
corrosion. The alloy is especially resistant to sulfuric and phosphoric acids.
Applications. This alloy is used for the following:
Chemical processing
Pollution-control equipment
Materials Selection
685
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
Oil and gas well piping
Nuclear fuel reprocessing
Acid production
Pickling equipment
Incoloy 925 (N09925)
Description and corrosion resistance. This is a precipitation-hardenable nickel-ironchromium alloy with additions of molybdenum and copper. It combines the high
strength of a precipitation-hardenable alloy with the excellent corrosion resistance of
Alloy 825. The alloy has outstanding resistance to general corrosion, pitting, crevice
corrosion, and stress corrosion cracking in many aqueous environments including those
containing sulfides and chlorides.
Applications. Uses include surface and downhole hardware in sour gas wells and oilproduction equipment.
Inconel 600 (N06600)
Description and corrosion resistance. Alloy 600 is a nickel-chromium alloy designed for
use from cryogenic to elevated temperatures in the range of 1093°C. The high nickel
content of the alloy enables it to retain considerable resistance under reducing conditions
and makes it resistant to corrosion by a number of organic and inorganic compounds.
The nickel content gives it excellent resistance to chloride-ion stress corrosion cracking
and also provides excellent resistance to alkaline solutions.
Its chromium content gives the alloy resistance to sulfur compounds and various
oxidizing environments. The chromium content of the alloy makes it superior to
commercially pure nickel under oxidizing conditions. In strong oxidizing solutions like
hot, concentrated nitric acid, 600 has poor resistance. Alloy 600 is relatively unattacked
by the majority of neutral and alkaline salt solutions and is used in some caustic
environments. The alloy resists steam and mixtures of steam, air, and carbon dioxide.
Alloy 600 is nonmagnetic, has excellent mechanical properties and a combination of
high strength and good workability, and is readily weldable. Alloy 600 exhibits coldforming characteristics normally associated with chromium-nickel stainless steels. It
is resistant to a wide range of corrosive media. The chromium content gives better
resistance than Alloys 200 and 201 under oxidizing conditions, and at the same time
the high nickel gives good resistance to reducing conditions. Other qualities are as
follows:
Virtually immune to chlorine ion stress corrosion cracking.
Demonstrates adequate resistance to organic acids such as acetic, formic, and stearic.
Excellent resistance to high purity water used in primary and secondary circuits of
pressurized nuclear reactors.
Little or no attack occurs at room and elevated temperatures in dry gases, such as
chlorine or hydrogen chloride. At temperatures up to 550°C in these media, this
alloy has been shown to be one of the most resistant of the common alloys.
At elevated temperatures the annealed and solution annealed alloy shows good
resistance to scaling and has high strength.
The alloy also resists ammonia-bearing atmospheres, as well as nitrogen and
carburizing gases.
Under alternating oxidizing and reducing conditions the alloy may suffer from
selective oxidation.
Applications. Typical corrosion applications include titanium dioxide production
(chloride route), perchlorethylene syntheses, vinyl chloride monomer (VCM), and
686
Chapter Eight
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
magnesium chloride. Alloy 600 is used in chemical and food processing, heat treating,
phenol condensers, soap manufacture, vegetable and fatty acid vessels, among other
uses. In nuclear reactors uses are for such components as control rod inlet stub tubes,
reactor vessel components and seals, steam dryers, and separators in boiling water
reactors. In pressurized water reactors it is used for control rod guide tubes and steam
generator baffle plates. Other uses include
Thermocouple sheaths
Ethylene dichloride (EDC) cracking tubes
Conversion of uranium dioxide to tetrafluoride in contact with hydrofluoric acid
Production of caustic alkalis, particularly in the presence of sulfur compounds
Reactor vessels and heat-exchanger tubing used in the production of vinyl chloride
Process equipment used in the production of chlorinated and fluorinated
hydrocarbons
Furnace retort seals, fans, and fixtures
Roller hearths and radiant tubes, in carbonitriding processes especially
Inconel 601 (N06601)
Description and corrosion resistance. The most important property of Alloy 601 is
resistance to oxidation at very high temperatures, up to 1250°C, even under severe
conditions such as cyclical heating and cooling. This is possible due to Alloy 601 having
a tightly adherent oxide layer that is resistant against spalling. Its resistance to
carburization is also good, and it is resistant to carbonitriding conditions. Due to its
high chromium and some aluminium content, Inconel 601 has good resistance in
oxidizing sulfur-bearing atmospheres at elevated temperatures.
Applications. This alloy is used for
Trays, baskets, and fixtures used in various heat treatments such as carburizing and
carbonitriding
Refractory anchors, strand annealing and radiant tubes, high-velocity gas burners,
wire mesh belts, etc.
Insulating cans in ammonia reformers and catalyst support grids used in nitric acid
production
Thermal reactors in exhaust system of petrol engines
Fabricated combustion chambers
Tube supports and ash trays in the power generation industry
Inconel 625 (N06625)
Description and corrosion resistance. This is a material with excellent resistance to
pitting, crevice, and corrosion cracking. It is highly resistant in a wide range of organic
and mineral acids and has good high-temperature strength. Other features include
Excellent mechanical properties at both extremely low and extremely high
temperatures
Outstanding resistance to pitting, crevice corrosion, and intercrystalline corrosion
Almost complete freedom from chloride-induced stress corrosion cracking
High resistance to oxidation at elevated temperatures up to 1050°C
Good resistance to acids, such as nitric, phosphoric, sulfuric, and hydrochloric, as
well as to alkalis makes possible the construction of thin structural parts of high
heat transfer
Applications. Inconel 625 is used for
Components where exposure to seawater and high mechanical stresses are required
Oil and gas production where hydrogen sulfide and elementary sulfur exist at
temperatures in excess of 150°C
Materials Selection
687
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
Components exposed to flue gas or in flue gas desulfurization plants
Flare stacks on offshore oil platforms
Hydrocarbon processing from tar-sand and oil-shale recovery projects
Inconel 718 (N07718)
Description and corrosion resistance. This is a gamma prime-strengthened alloy with
excellent mechanical properties at elevated as well as cryogenic temperatures. It is
suitable for temperatures up to around 700°C, can be readily worked and age
hardened, and has excellent strength from 250 to 705°C. It can be welded in fully
aged condition and has excellent oxidation resistance up to 980°C.
Applications. Uses for this alloy tend to be in the field of gas turbine components and
cryogenic storage tanks. Examples are jet engines, pump bodies and parts, rocket
motors and thrust reversers, nuclear fuel element spacers, and hot extrusion tooling.
Monel 400 (N04400)
Description and corrosion resistance. Alloy 400 is a nickel-copper alloy with excellent
corrosion resistance in a wide variety of media. The alloy is characterized by good
general corrosion resistance, good weldability, and moderate-to-high strength. The
alloy has been used in a variety of applications. It has excellent resistance to rapidly
flowing brackish water and seawater. It is particularly resistant to hydrochloric and
hydrofluoric acids when they are deaerated. The alloy is slightly magnetic at room
temperature and is widely used in the chemical, oil, and marine industries.
It has a good corrosion resistance in an extensive range of marine and chemical
environments, from pure water to nonoxidizing mineral acids, salts, and alkalis. This
alloy is more resistant than nickel under reducing conditions and more resistant than
copper under oxidizing conditions. It does show, however, better resistance to reducing
media than oxidizing ones. It also has
Good mechanical properties from subzero temperatures up to about 480°C.
Good resistance to sulfuric and hydrofluoric acids. Aeration, however, will result in
increased corrosion rates. It may be used to handle hydrochloric acid, but the
presence of oxidizing salts will greatly accelerate corrosive attack.
Resistance to neutral, alkaline, and acid salts is shown, but poor resistance is found
with oxidizing acid salts such as ferric chloride.
Excellent resistance to chloride ion stress corrosion cracking.
Applications. Uses for Monel 400 include
Feed water and steam generator tubing
Brine heaters and seawater scrubbers in tanker inert gas systems
Sulfuric acid and hydrofluoric acid alkylation plants
Pickling bat heating coils
Heat exchangers in a variety of industries
Transfer piping from oil refinery crude columns
Plants for the refining of uranium and isotope separation in the production of
nuclear fuel
Pumps and valves used in the manufacture of perchlorethylene, chlorinated plastics
Monoethanolamine (MEA) reboiling tubes
Cladding for the upper areas of oil refinery crude columns
Propeller and pump shafts
Monel 500 (N05500)
Description and corrosion resistance. Alloy K-500 is a nickel-copper alloy,
precipitation hardenable through additions of aluminum and titanium. Alloy K-500
688
Chapter Eight
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
retains the excellent corrosion-resistant characteristics of 400 and has enhanced
strength and hardness after precipitation hardening when compared with 400. Alloy
K-500 has approximately 3 times the yield strength and double the tensile strength
when compared with 400. K-500 can be further strengthened by cold working before
the precipitation hardening.
It has excellent mechanical properties from subzero temperatures up to about 480°C
and corrosion resistance in an extensive range of marine and chemical environments
from pure water to nonoxidizing mineral acids, salts, and alkalies.
Applications. Typical applications for the alloy that take advantage of high strength
and corrosion resistance are pump shafts, impellers, propeller shafts, valve components
for ships and offshore drilling towers, bolting, oil well drill collars, and instrumentation
components for oil and gas production. It is particularly well suited for centrifugal
pumps in the marine industry because of its high strength and low corrosion rates in
high-velocity seawater.
Nickel 200 (N02200)
Description and corrosion resistance. This is commercially pure wrought nickel with
good mechanical properties over a wide range of temperature and excellent resistance
to many corrosives, in particular hydroxides. Nickel 200 can be hot formed to almost
any shape. A temperature range of 650 to 1230°C is recommended and should be
carefully adhered to because the proper temperature is the most important factor in
achieving hot malleability. Full information of the forming process should be sought
and understood before proceeding. 200 can be cold formed by all conventional methods,
but because nickel alloys have greater stiffness than stainless steels more power is
required to perform the operations. Other properties are
Good resistance to corrosion in acids and alkalies and is most useful under reducing
conditions
Outstanding resistance to caustic alkalis up to and including the molten state
In acid, alkaline, and neutral salt solutions the material shows good resistance, but
in oxidizing salt solutions severe attack will occur
Resistant to all dry gases at room temperature and in dry chlorine and hydrogen
chloride may be used in temperatures up to 550°C
Resistance to mineral acids varies according to temperature and concentration and
whether the solution is aerated or not; corrosion resistance is better in deaerated acid
Applications. It is used in the following:
Manufacture and handling of sodium hydroxide, particularly at temperature above
300°C
Production of viscose rayon and manufacture of soap
Analine hydrochloride production and the chlorination of aliphatic hydrocarbons
such as benzene, methane and ethane
Manufacture of vinyl chloride monomer
Storage and distribution systems for phenol; immunity from any form of attack
ensures absolute product purity
Reactors and vessels in which fluorine is generated and reacted with hydrocarbons
Nickel 201 (N02201)
Description and corrosion resistance. Nickel 201 can be hot formed to almost any
shape. The temperature range 650 to 1230°C is recommended and should be carefully
adhered to because the proper temperature is the most important factor in achieving
hot malleability. Full information of the forming process should be sought and
Materials Selection
689
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
understood before proceeding. Nickel 201 can be cold formed by all conventional
methods, but because nickel alloys have greater stiffness than stainless steels, more
power is required to perform the operations. Nickel 201 is the low-carbon version of
Nickel 200. It is preferred to Nickel 200 for applications involving exposure to
temperatures above 320°C. With low base hardness and lower work-hardening rate, it
is particularly suited for cold forming. Other properties are
Good resistance to corrosion in acids and alkalies; most useful under reducing
conditions
Outstanding resistance to caustic alkalis up to and including the molten stat.
In acid, alkaline, and neutral salt solutions the material shows good resistance, but
in oxidizing salt solutions severe attack will occur
Resistant to all dry gases at room temperature and in dry chlorine and hydrogen
chloride may be used in temperatures up to 550°C
Resistance to mineral acids varies according to temperature and concentration and
whether the solution is aerated or not; corrosion resistance is better in deaerated acid
Virtually immune to intergranular attack above 315°C; chlorates must be kept to a
minimum
Applications. Nickel 201 has the following uses:
Manufacture and handling of sodium hydroxide, particularly at temperature above
300°C
Production of viscose rayon; manufacture of soap
Analine hydrochloride production and the chlorination of aliphatic hydrocarbons
such as benzene, methane and ethane
Manufacture of vinyl chloride monomer
Storage and distribution systems for phenol; immunity from any form of attack
ensures absolute product purity
Reactors and vessels in which fluorine is generated and reacted with hydrocarbons
Nitronic 60 (S21800)
Description and corrosion resistance. Nitronic 60 is truly an all-purpose metal. This
fully austenitic alloy was originally designed as a high-temperature alloy for
temperatures around 980°C. The oxidation resistance of Nitronic 60 is similar to
S30900 steel and far superior to S30400 steel. The additions of silicon and manganese
have given the alloy a matrix to inhibit wear, galling, and fretting even in the annealed
condition. Higher strengths are attainable through cold working the material, and it is
still fully austenitic after severe cold working. This working does not enhance the
antigalling properties as is normal for carbon steels and some stainless steels. The cold
or hot work put into the material adds strength and hardness.
The chromium and nickel additions give it comparable corrosion to S30400 and
S31600 stainless steels, while having a twice the yield strengths of regular stainless
steels. The high mechanical strength in annealed parts permits use of reduced cross
sections for weight and cost reductions. Although uniform corrosion resistance of
Nitronic 60 is better than S30400 stainless in most environments, its yield strength is
nearly twice that of S30400 and S31600 steels. Chloride pitting resistance is superior
to that of type S31600 stainless; Nitronic 60 provides excellent high-temperature
oxidation resistance and low-temperature impact.
Nitronic 60 is also readily welded using conventional joining processes. It can be
handled similarly to S30400 and S31600 steels. No preheat or postweld heat treatments
are necessary, other than the normal stress relief used in heavy fabrication. Most
applications use Nitronic 60 in the as-welded condition, unless corrosion resistance is a
consideration. Fillerless fusion welds (autogenous) have been made using GTA. These
690
Chapter Eight
TABLE 8.24
Brief Description, Corrosion Resistance, and Applications of HighPerformance Alloys and Some Highly Alloyed Stainless Steels (Continued )
welds are free from cracking and have galling and cavitation resistance similar to the
unwelded base metal. Heavy weld deposits using this process are sound and exhibit
higher strength then the unwelded base metal. The metal-to-metal wear resistance of
the GMA welds are slightly lower than the base metal wear resistance.
Applications. Applications using Nitronic 60 are valve stems, seats and trim,
fastening systems, screening, pins, bushings and roller bearings, pump shafts, and
rings. Other uses include wear plates, rails guides, and bridge pins. This alloy provides
a significant lower-cost way to fight wear and galling compared to nickel- or cobaltbased alloys. It is also used for
Automotive valves; it can withstand gas temperatures of up to 820°C for a minimum
of 80,000 km
Fastener galling; it is capable of frequent assembly and disassembly, allowing more
use of the fastener before the threads are torn up and also helps to eliminate
corroded or frozen fasteners
Pins; it is used in roller prosthetics and chains to ensure a better fit of parts (closer
tolerance, nonlubricated) and a longer life
Marine shafts; it has better corrosion than types 304 and 316, with double the yield
strength
Pin and hanger expansion joints for bridges; it has better corrosion, galling
resistance, low-temperature toughness, and high charpy values at subzero
temperatures compared to the A36 and A588 carbon steels commonly used.
Nitronic 50 (S20910)
Description and corrosion resistance. Nitronic 50 stainless steel provides a
combination of corrosion resistance and strength not found in any other commercial
material available in its price range. This austenitic stainless has corrosion resistance
greater than that provided by S31600, plus approximately twice the yield strength at
room temperature. In addition to the improved corrosion resistance, Nitronic 50 can be
welded successfully using conventional welding processes that are normally employed
with the austenitic stainless steels.
Its resistance to intergranular attack is excellent even when sensitized at 675°C for
1 h to simulate the heat-affected zone of heavy weldments. Material annealed at
1066°C has very good resistance to intergranular attack for most applications.
However, when thick sections are used in the as-welded condition in certain strongly
corrosive media, the 1121°C condition gives optimum corrosion resistance.
Applications. Outstanding corrosion resistance gives Armco’s Nitronic 50 stainless
steel the leading edge for applications where types 316, 316L, 317, and 317L are only
marginal. It’s an effective alloy for the petroleum, petrochemical, chemical, fertilizer,
nuclear fuel recycling, pulp and paper, textile, food processing, and marine industries.
Components using the combination of excellent corrosion resistance and high strength
currently include pumps, valves and fittings, fasteners, cables, chains, screens and
wire cloth, marine hardware, boat and pump shafting, heat exchanger parts, springs,
and photographic equipment. Other uses include
Fastener
Marine hardware, mastings and tie downs
Marine and pump shafts
Valves and fittings
Downhole rigging
Materials Selection
691
The corrosion behavior of pure cobalt has not been
documented as extensively as that of nickel. The behavior of cobalt is
similar to that of nickel, although cobalt possesses lower overall corrosion resistance. For example, the passive behavior of cobalt in 0.5 M
sulfuric acid has been shown to be similar to that of nickel, but the critical current density necessary to achieve passivity is 14 times higher for
the former. Several investigations have been carried out on binary
cobalt-chromium alloys. In cobalt-base alloys, it has been found that as
little as 10% chromium is sufficient to reduce the anodic current density necessary for passivation from 500 to 1 mAcm2. For nickel, about
14% chromium is needed to reduce the passivating anodic current density to the same level.
It should be noted that all of these alloys, regardless of their
chromium and molybdenum contents, exhibit similar corrosion resistance in dilute H2SO4. Thus, the high-chromium alloys show approximately the same corrosion rates as the lower-chromium alloys.
Similar behavior has been observed in the nickel-iron-chromiummolybdenum alloys. In H2SO4 and HCl, the nickel and cobalt contents
govern the behavior of the alloy as long as minimum amounts of
chromium and molybdenum or tungsten are present. The corrosion
resistance of wrought cobalt-base alloys in HCl solutions is not good
except in very dilute HCl.32 However, because many of the commercial
alloys contain appreciable amounts of chromium, their corrosion
resistance to dilute nitric acid is quite good. In highly oxidizing
chromic acid, the chromium-containing alloys, whether cobalt- or
nickel-base, do not perform well, probably because the passive,
chromium oxide film is unstable in this acid.32
Cobalt-base alloys.
Cobalt-base alloys are primarily used in
high-temperature applications. In such uses, hydrogen embrittlement
and SCC are generally not thought to be important. However, in applications in which cobalt-base alloys are used for aqueous corrosion service, both of these modes of fracture may become important.
Cobalt-base alloys can be used to combat hydrogen embrittlement
where steels have failed by this mechanism. Annealed cobalt-base
alloys do not show significant susceptibility to hydrogen embrittlement, even in the most severe hydrogen-charging conditions. When
cold worked to levels exceeding 1380-MPa yield strength, the cobaltbase alloys may not exhibit embrittlement.32
Environmental embrittlement.
8.5.5
Use of high-performance alloys
High-performance alloys have been used in cast, rolled, extruded,
forged, and powder processed forms. Sheet, bar, plate, tubing, airfoils,
disks, and pressure vessels are but some of the shapes that have been
692
Chapter Eight
produced. These metals have been used in aircraft, industrial and
marine gas turbines, nuclear reactors, aircraft skins, spacecraft structures, petrochemical production, and environmental protection applications. Although developed for high-temperature applications, some
are used at cryogenic temperatures.
The Ni-Cr-Fe alloys are also extensively used in refining and petrochemical plant equipment for both liquid and gaseous low-temperature
corrosion resistance and for heat-resistant applications. Table 8.24
describes the practical behavior of the main high-performance alloys and
highly alloyed stainless steels in some of the very demanding operational
situations in which these alloys are expected to perform satisfactorily.
The chemical composition of these alloys can be found in App. E.
8.6
Refractory Metals
8.6.1 Introduction
Refractory metals are characterized by their high melting points,
exceeding an arbitrary value of 2000°C, and low vapor pressures, two
properties exploited by the electronics industry. Only four refractory
metals, molybdenum, niobium, tantalum, and tungsten, are available in quantities of industrial significance and have been produced
commercially for many years, mainly as additives to steels, nickels,
and cobalt alloys and for certain electrical applications. In addition
to high-temperature strength, the relatively low thermal expansions
and high thermal conductivity of the refractory metals suggest good
resistance to thermal shock. Table 8.25 contains additional data on
physical and mechanical properties of refractory metals.
There are, however, two characteristics, ready oxidation at high temperatures and, in the case of molybdenum and tungsten, brittleness at
low temperatures, which limit their applications. Of the refractory metals, tantalum has the widest use in the chemical process industries.
Most applications involve acid solutions that cannot be handled with
iron or nickel-base alloys. Tantalum, however, is not suitable for hot
alkalis, sulfur trioxide, or fluorine. Hydrogen will readily be absorbed
by tantalum to form a brittle hydride. This is also true of titanium and
zirconium. Tantalum is often used as a cladding metal.
Corrosion resistance of the refractory metals is second only to that
of the noble metals. Unlike the noble metals, however, refractory metals are inherently reactive. It is this very reactivity that can provide
corrosion resistance. On contact with air or any other oxidant, refractory metals immediately form an extremely dense, adherent oxide
film. This passivating layer prevents access of the oxidant to the
underlying metal and renders it resistant to further attack.
Unfortunately, these oxides can spall or volatize at elevated temperatures, leaving the metals susceptible to oxidation at a temperature as
TABLE 8.25
Typical Properties of Molybdenum, Niobium, Tantalum, and Tungsten
Unit
Property
Atomic number
Atomic weight
Atomic radius
Lattice type
Lattice constant, 20°C
Mo
Nb
Ta
W
(nm)
42
95.95
0.1363
bcc
0.31468
41
92.91
0.1426
bcc
0.3294
73
180.95
0.143
bcc
0.33026
74
183.86
0.1371
bcc
0.31585
(g mol1)
(nm)
693
Mass
Density at 20°C
Thermal properties
Melting point
Boiling point, °C
Linear coefficient of expansion
Thermal conductivity, 20°C
Specific heat, 20°C
(g cm3)
10.2
8.57
16.6
19.3
(°C)
(°C)
per °C
Wm1 K1
(Jkg1 K1)
2610
5560
4.9 106
147
255
2468
4927
7.1 106
219
525
2996
6100
6.5 10 6
54
151
3410
5900
4.3 106
167
134
Electrical properties
Conductivity
Resistivity, 20°C
Coefficient of resistivity
% IACS (Cu)
cm
per °C (0–100°C)
30
5.7
0.0046
13.2
15
13
13.5
0.0038
31
5.5
0.0046
Mechanical properties
Tensile strength, 20°C
500°C
1000°C
(MPa)
(MPa)
(MPa)
700–1400
240–450
140–210
195
240–500
170–310
90–120
700–3500
500–1400
350–500
Young’s modulus-20°C
500°C
1000°C
(GPa)
(GPa)
(GPa)
320
280
270
103
190
170
150
410
380
340
Room
1700
800–1100
1000–1250
1200–1400
850
1100
Working temperature
(°C)
1600
Recrystallizing temp
(°C)
900–1200
Stress relieving temp
(°C)
800
694
Chapter Eight
low as 300°C. For high-temperature applications under nonreducing
conditions, the refractory metals must be protected by an applied coating, such as a metal silicide.
8.6.2
Molybdenum
Molybdenum provides a corrosion resistance that is slightly better than
that of tungsten. It particularly resists nonoxidizing mineral acids. It is
obtained from its chief source ore, molybdenite, and has a high Young’s
modulus. Worked forms (wire, sheet) are ductile at low temperatures,
and it is resistant to mineral acids, unless oxidizing agents are present.
Limitations are that it has very low oxidation resistance above 450°C.
Ductile-brittle transition temperature may be 200°C. Molybdenum has
applications in high-temperature parts (but it must be protected form
oxidation by atmosphere or coating), especially windings. It is also used
in electrodes in glass melting furnaces, for metallizing, and in aerospace
structural parts including leading edges and support frames.
Molybdenum is relatively inert to carbon dioxide, hydrogen, ammonia, and nitrogen to 1100°C and also in reducing atmospheres containing hydrogen sulfide. It has excellent resistance to corrosion by
iodine vapor, bromine, and chlorine up to certain well-defined temperature limits. Molybdenum also provides good resistance to several liquid metals including bismuth, lithium, potassium, and sodium.35
Molybdenum has been used for many years in the lamp industry for
mandrels and supports, usually in wire form. Today, several unique
properties of molybdenum that satisfy more demanding industry
requirements have increased the use of molybdenum as a material in
applications requiring other mill forms.
Molybdenum alloys. Molybdenum has several alloys:
■
TZM (titanium, zirconium, molybdenum). Molybdenum’s prime alloy
is TZM. This alloy contains 99% Mo, 0.5% Ti, and 0.08% Zr with a trace
of carbon for carbide formations. TZM offers twice the strength of pure
molybdenum at temperatures over 1300°C. The recrystallization temperature of TZM is approximately 250°C higher than molybdenum,
and it offers better weldability.
The finer grain structure of TZM and the formation of TiC and ZrC
in the grain boundaries of the molybdenum inhibit grain growth and
the related failure of the base metal as a result of fractures along the
grain boundaries. This also gives it better properties for welding.
TZM costs approximately 25 percent more than pure molybdenum
and costs only about 5 to 10 percent more to machine. For highstrength applications such as rocket nozzles, furnace structural
Materials Selection
695
components, and forging dies, it can be well worth the cost differential. TZM is available in sheet and rod form in basically the same
size range as molybdenum with the exception of thin foil.
■
Molybdenum/30% tungsten. This is another molybdenum alloy
that offers unique properties. It was developed for the zinc industry.
This alloy resists the corrosive effects of molten zinc. Mo/30W has
also proved effective in rocket nozzles and has the potential of offering enhanced performance in applications where any erosive effects
are a factor.
■
Molybdenum/50% rhenium. This alloy offers the strength of molybdenum with the ductility and weldability of rhenium. It is a costly
alloy and is only available in a very limited size range. It offers significant advantages in thin foil applications for high-temperature
delicate parts, especially those that must be welded. Note that
although this alloy is nominally 47% rhenium, it is customarily
referred to 50/50 molybdenum/rhenium. Other molybdenum/rhenium
alloys include molybdenum/rhenium sheet with 47.5 and 41% rhenium. The molybdenum/41% rhenium alloy does not develop sigma
phase. This makes the material even more ductile after exposure to
high temperatures.
Applications of molybdenum. There is an increasing demand from the
electronics and aerospace industries for materials that maintain reliability under ever-increasing temperature conditions. Because its
properties meet these requirements, molybdenum also is experiencing
an increasing demand. The following characteristics support the
demand for molybdenum in many electronics applications:35
■
Exceptional strength and stiffness at high temperatures
■
Good thermal conductivity
■
Low thermal expansion
■
Low emissivity
■
Low vapor pressure
■
Electrical resistivity
■
Corrosion resistance
■
Purity
■
Ductility and fabricability
■
Machinability
Some combination of these properties and characteristics predicts
increased usage of molybdenum in such applications as rocket nozzles,
696
Chapter Eight
jet tabs, high-temperature dies, electrodes, boring bars, tools, brazing
fixtures, electrical contacts, boats, heat shields, and many others as
well as high-vacuum applications. Molybdenum can be furnished in
many mill forms such as wire, ribbon, foil, plate, sheet, rod, billet, slab,
bar, extruded shapes, tubes, and powder.
One of the unique applications of molybdenum is in glass-to-metal
seals. Molybdenum has a straight-line expansion. The mean coefficient of expansion is 4.9
106 measured between 20 and 500°C.
Molybdenum is suitable for sealing to hard glass because it has
approximately the same coefficient of expansion and a transition temperature below 700°C. Molybdenum oxides dissolve readily in glass.
The adhesion between glass and this metal is very satisfactory and
gives an absolutely tight seal.
It is essential for the surface of the metal to be correctly oxidized
before it comes into contact with the glass. This is easily done, provided
that the surface is clean and free from grooves and cracks. The best
method of oxidizing the surface is to heat it for a short time in an airgas or oxygen-gas flame. Excessive oxidation must be avoided because it
results in incomplete absorption of the oxide in the glass. This can possibly make the seal porous.
Molybdenum should be oxidized by rapid heating, maintained at
high temperature for a short period. The gas flame itself is a guard
against excessive oxidation. This is indicated by a slight emission of
smoke. Conversely, the reducing part of the flame provides insufficient
oxidation and, therefore, must be avoided. The most favorable sealingin temperature depends upon the viscosity of the hard glass and lies
between 1000 and 1200°C. The preoxidized rod, after slight cooling,
has a blue color, indicating a low oxide.
Pressed and sintered or recrystallized
molybdenum machines very much like medium hard cast iron.
Wrought molybdenum machines similar to stainless steel. Once
molybdenum’s few peculiarities are known and respected, it can be
machined with conventional tools and equipment. The machining
characteristics of molybdenum differ from those of medium hard cast
iron and cold-rolled steel in two ways:
Machining characteristics.
1. It has a tendency to break out on the edges when cutting tools
become dull.
2. It is very abrasive and causes tools to wear out much faster than
steel. Once the expected tool life has been established for a particular operation, establishing a program of scheduled tool replacement
will permit maximum machining efficiency at minimum time and
investment.
Materials Selection
697
Molybdenum can be joined using conventionally
accepted welding techniques except for gas. Heli-arc welding is most
common and usually provides satisfactory results. Complex welding
operations may require more sophisticated or special techniques.
Careful cleaning of the joint surfaces is essential. Controlled weld
atmospheres, such as a dry box, are desirable but not necessary. In
designing fixtures, all clamping forces should be compressive and
should be released immediately after welding to permit unstressed
cooling. Copper-base alloys are normally acceptable in creating relatively low-strength joints. Higher-strength joints can be achieved by
using gold, platinum, or other more exotic base brazing alloys.35
With proper temperature precautions, brazing will normally produce a more ductile joint than welding. Like tungsten, molybdenum
has excellent high-temperature properties; however, poor oxidation
resistance requires coating protection at higher temperatures. The
presence of minute quantities of oxygen, nitrogen, and carbon lower
the ductility of molybdenum. Of all the potential contaminants in
wrought products, iron is of primary concern. Others, such as aluminum, carbon, calcium, copper, and nickel, may also be present as
elements, but they are more frequently present in the form of oxides.
Removal of a controlled amount of base metal may be desired to ensure
complete removal of contaminants.35
Welding and brazing.
Corrosion resistance. Molybdenum provides corrosion resistance that is
similar to tungsten. Molybdenum particularly resists nonoxidizing mineral acids. It is relatively inert to carbon dioxide, ammonia, and nitrogen to 1100°C and also in reducing atmospheres containing hydrogen
sulfide. Molybdenum offers excellent resistance to corrosion by iodine
vapor, bromine, and chlorine up to clearly defined temperature limits. It
also provides good resistance to several liquid metals including bismuth,
lithium, potassium, and sodium. Table 8.26 gives ratings for the resistance of molybdenum to a wide spectrum of chemical environments.36
8.6.3
Niobium
Niobium, sometimes called columbium, can be a less-expensive alternative to tantalum. However, its corrosion resistance is more limited,
mostly because of its susceptibility to attack by most alkalies and certain strong oxidants. Even though the mechanical strength of niobium
is less than that of tantalum, it can be used economically where the
extreme inertness of tantalum is not required. It occurs naturally with
tantalum in the minerals columbite and tantalite.
Niobium remains totally resistant to such highly corrosive media as
wet or dry chlorine, bromine, saturated brines, ferric chloride, hydrogen
698
Chapter Eight
TABLE 8.26
Chemical Reactivity of Molybdenum
Environment
Resistant
Al2O3, BeO, MgO, ThO2, ZrO2 (1700°C)
Aluminum (molten)
Aqua regia (cold)
Aqua regia (hot)
Aqueous ammonia
Aqueous caustic soda/potash
Bismuth
Boron (hot) boride fomation
Bromine
Carbon (1100°C) carbide formation
Carbon dioxide (1200°C) oxidation
Carbon monoxide (1400°C) carbide formation
Cesium
Chlorine
Cobalt (molten)
Fluorine (room temperature)
Gallium
Hydrocarbons (1100°C) carbide formation
Hydrochloric acid (cold)
Hydroflouric acid
Hydrogen
Inert gases (all)
Iodine
Iron (molten)
KNO2, KNO3, KCLO3 (molten)
Lead
Lithium
Magnesium
Mercury
Molten caustic
Molten caustics in the presence
of KNO2, KNO3, KCLO3, PbO2
Molten glass
Nickel (molten)
Nitric acid (cold)
Nitric acid (hot)
Nitric/hydrofluoric mixture
(either hot or cold)
Nitrogen
Oxygen or air (400°C)
Oxygen or air (600°C)
Phosphorous
Potassium
Silicon (1000°C) silicide formation
Sodium
Sulfide formation (440°C)
Sulfuric acid (hot)
Tin (molten)
Water
Zinc (molten)
X
Variable
Nonresistant
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Materials Selection
699
sulfide, sulfur dioxide, nitric and chromic acids, and sulfuric and
hydrochloric acids within specific temperature and concentration limits.
Niobium is very similar to tantalum, and several alloys are available in
the arc-cast and wrought condition. It has the lowest melting point of all
the refractory metals covered, the lowest modulus of elasticity and thermal conductivity, and the highest thermal expansion. It also has the
lowest strength and density of the refractory metals.
Niobium’s ductile-to-brittle transition temperature ranges from
101 to 157°C. This metal also has the low thermal neutron capture
cross section required for nuclear applications. Its high melting point
warrants its use at temperatures above the maximum service temperatures of the iron-, nickel-, and cobalt-base metals. It has excellent
ductility and fabricability.
Niobium was used as an alloy for many years. Nb/1%Zr was, and
still is, used in nuclear reactors as the tubing for the fuel pellets
because of its resistance to neutron bombardment. As C-103 alloy, it
has been used for rocket nozzles and exhaust nozzles for jet engines
and rockets because of its high strength and oxidation resistance at a
low weight. Recently, it has been gaining favor in its pure form for
semiconductor equipment components and corrosion resistant parts.37
Niobium can be bent, spun, deep drawn, and formed at room temperature up to its maximum work hardening. Machining is somewhat
more difficult. High-speed tooling with a proper lubricant will allow
machining of niobium. However, tools will wear quickly and high rake
angles should be maintained. Tool maintenance must be taken into
consideration when costing niobium parts. Nonetheless, this metal is
an ideal candidate for a lower-cost alternative when tantalum is being
considered.
The combination of niobium strength, melting
point, resistance to chemical attack, and low neutron absorption cross
section favor niobium’s use in the nuclear industry. It has been identified as the preferred construction material for the first reactors in the
space power systems programs. Niobium mill products are used in the
fabrication of corrosion-resistant process equipment including reaction
vessels, columns, bayonet heaters, shell and tube heat exchangers,
U-tubes, thermowells, spargers, rupture diaphragms, and orifices.
Applications are in gas and turbine rocket motors, high-temperature
parts, linings and claddings, and containers for reactor fuel.37
Applications of niobium.
The cold-working properties of
niobium are excellent. Because of its body-centered cubic (bcc) crystal
structure, niobium is a very ductile metal that can undergo cold reductions of more than 95% without failure. The metal can be easily forged,
Working and machining characteristics.
700
Chapter Eight
rolled, or swaged directly from ingot at room temperature. Niobium is
well suited to deep drawing. The metal may be cupped and drawn to
tube, but special care must be taken with lubrication. Sheet metal can
also easily be formed by general sheet metal working techniques. The
low rate of work hardening reduces springback and facilitates these
operations.
Niobium may be machined using standard techniques. However,
due to the tendency of the material to gall, special attention needs to
be given to tool angles and lubrication. Niobium also has a tendency
to stick to tooling during metal-forming operations. To avoid this, specific lubricant and die material combinations are required in highpressure forming operations.
Welding. Niobium is a highly active metal. It reacts at temperatures
well below its melting point with all the common gases, such as nitrogen, oxygen, hydrogen, and carbon dioxide. At its melting point and
above, niobium will react with all the known fluxes. This severely
restricts the choice of welding methods. Niobium can be welded to several metals, one of which is tantalum. This can be readily accomplished by resistance welding, tungsten-inert gas, plasma welding,
and electron beam welding.
Formation of brittle intermetallic phases is likely with many metals
and must be avoided. Surfaces to be heated above 300°C should be protected by an inert gas such as argon or helium to prevent embrittlement. It is critical to ensure that the metal is clean prior to welding.
An acid pickle wash is recommended. For ambient-temperature pickling, a typical solution is 25 to 35% HF, 25 to 33% HNO3.
The corrosion resistance of niobium is more limited than tantalum, and this must be taken into consideration. The
limitation stems from its sensitivity to most alkalies and certain
strong oxidants. However, niobium is totally resistant to such highly
corrosive media as wet or dry chlorine, bromine, saturated brines, ferric chloride, hydrogen sulfide, and sulfur dioxide as well as nitric and
chromic acids. It is also resistant to sulfuric and hydrochloric acids
within specific temperature and concentration limits.
Niobium is also resistant to attack by many liquid metals such as
Li 1000°C, Na, K NaK 1000°C, ThMg 850°C, U 1400°C,
Zn 450°C, Pb 850°C, Bi 500°C, and Hg 600°C. Niobium has
the ability to form stable, passive oxides, and therefore, it can provide
unique solutions to many corrosion problems. However, niobium
cannot be used in air at temperatures exceeding 200°C. Table 8.27
contains corrosion rates for niobium exposed to various chemical
environments.38
Corrosion resistance.
Materials Selection
TABLE 8.27 Corrosion Rates of Commercially Pure Niobium in Various
Environments
Concentration,
%
Environment
Temperature,
°C
Corrosion rate,
mmy1
Mineral acids
Hydrochloric
Hydrochloric
(aerated)
Hydrochloric
(aerated)
Hydrochloric
(aerated)
Hydrochloric
(aerated)
Hydrochloric
(aerated)
Hydrochloric
Hydrochloric
Hydrochloric
Hydrochloric
Hydrochloric
Hydrochloric
1
15
Boiling
Room–60
Nil
Nil
15
100
0.025
30
35
0.025
30
60
0.05
30
100
0.125
Room
60
60
Boiling
Boiling
Boiling
0.025
0.25
0.5
0.025
0.125
0.05
Room
250
Boiling
Room
88
100
Boiling
88
Boiling
Room
Room
Boiling
Boiling
Boiling
Boiling
Boiling
Boiling
Boiling
Nil
0.025
0.5
0.0025
0.05
0.125
3.75
0.025
0.25
Nil
Embrittlement
0.125
0.25
0.5
0.25
1.25
0.5
0.25
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
37
37
37% with Cl2
10% with 0.1% FeCl3
10% with 0.6% FeCl3
10% with 35% FeCl2
and 2% FeCl3
65
70
60
85
85
85
85
85% with 4% HNO3
40–50% with 5 ppm F
5-40
98
10
25
40
40% with 2% FeCl3
60
60% with 0.1–1% FeCl3
20% with 7% HC
and 100 ppm F
50% with 20% HNO3
50% with 20% HNO3
72% 3% CrO3
72% 3% CrO3
72% 3% CrO3
50–80
Boiling
100
125
Boiling
Nil
0.25
0.025
0.125
3.75
Acetic
Citric
Formaldehyde
Formic
Lactic
Oxalic
5–99.7
10
37
10
10–85
10
Nitric
Nitric
Phosphoric
Phosphoric
Phosphoric
Phosphoric
Phosphoric
Phosphoric
Phosphoric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Sulfuric
Organic acids
Boiling
Boiling
Boiling
Boiling
Boiling
Boiling
Nil
0.025
0.0025
Nil
0.025
1.25
701
702
Chapter Eight
TABLE 8.27 Corrosion Rates of Commercially Pure Niobium in Various
Environments (Continued )
Environment
Concentration,
%
Tartaric
20
Trichloroacetic
Trichloroethylene
50
99
NaOH
NaOH
KOH
KOH
NH40H
1–40
1–10
5–40
1–5
all
Temperature,
°C
Corrosion rate,
mmy1
Room–
boiling
Boiling
Boiling
Nil
Nil
Nil
Room
98
Room
98
Room
0.125
Embrittlement
Embrittlement
Embrittlement
Nil
Boiling
Boiling
Boiling
Boiling
Boiling
Room–
boiling
Boiling
Room
98
Room
Boiling
Boiling
Room
Boiling
Boiling
50
Room
98
Boiling
Boiling
Boiling
0.005
Nil
Nil
Nil
Nil
Nil
0.0025
0.025
Embrittlement
0.025
0.025
0.025
0.025
0.5
0.125
1.25
0.025
Embrittlement
0.025
Nil
Nil
Alkalies
Salts
AlCl3
Al2(SO4)3
AlK(SO4)2
CaCl2
Cu(NO3)2
FeCl3
25
25
10
70
40
10
HgCl2
K2CO3
K2CO3
K3PO4
MgCl2
NaCl
Na2CO3
Na2CO3
NaHSO4
NaOCl
Na3PO4
Na3PO4
NH2SO3H
NiCl3
ZnC12
Saturated
1–10
10–20
10
47
Saturated; pH
10
10
40
6
5–10
2.5
10
30
40–70
Bromine
Bromine
Chromium
plating solution
Chromium
plating solution
H2O2
H2O2
Liquid
Vapor
25% CrO3, 12% H2SO4
20
20
92
Nil
0.025
0.125
17% CrO3, 2% Na5SiF6,
trace H2SO4
30
30
92
0.125
Room
Boiling
0.025
0.5
1
Others
Materials Selection
8.6.4
703
Tantalum
Tantalum is a relatively high-cost heavy metal with a density more
than twice that of steel. The physical properties of tantalum are similar to mild steel, except that tantalum has a much higher melting
point (3000°C). The tensile strength is about 345 MPa, which can be
approximately doubled by cold work. Tantalum is easy to fabricate. It
is soft, ductile, and malleable and can be worked into intricate forms.
It can be welded by a number of techniques but requires completely
inert conditions during welding.
Tantalum provides good thermal conductivity that, combined with
its corrosion resistance, has made it the ideal choice for heat exchangers in acid processing equipment. It is superior to the nickel-based
alloys in both these categories. Tantalum also develops a stable oxide
that is useful in electronics industry applications. It has gained acceptance as a suitable material for mass spectrometer filaments, providing an alternative to rhenium, historically the only suitable material.
Refer to Table 8.28 for additional information.36
Tantalum alloys. Two tantalum alloys have found particular commer-
cial significance:
97.5% Ta 2.5% W. This alloy is particularly useful in applications
where low-temperature strength is important along with high corrosion resistance and good formability. This alloy offers higher
strength than pure tantalum while maintaining the fabricability
characteristics. It is available in basically the same sizes and shapes
as pure tantalum, at a comparable cost.
90% Ta 10% W. This alloy should be considered when high temperatures and high strength in a corrosive environment are
required. The alloy has approximately twice the tensile strength of
pure tantalum and yet retains tantalum corrosion resistance and a
good portion of its ductility. It is not as readily available as pure tantalum or the alloy given above and its cost is somewhat higher.
Applications of tantalum. Tantalum has gained wide acceptance for use
in electronic components, chemical equipment, missile technology, and
nuclear reactors. The electronics industry consumes a large fraction
(60%) of the tantalum produced for capacitors. Other industries concerned with corrosion, especially the chemical processing industry, are
accounting for an increasingly large percentage of the market.
Tantalum can be used to fabricate valves for corrosive liquids and to
manufacture heaters for acids and heat shields for rocket motors.39
It is also used as a component of ion implanters in the manufacture
of semiconductors. Also, because tantalum does not have a low neutron
704
Chapter Eight
TABLE 8.28
Chemical Reactivity of Tantalum
Environment
Acetic acid
Acetic anhydride
Aluminum chloride
Aluminum sulfate
Ammonia
Ammonium chloride
Ammonium hydroxide
Ammonium nitrate
Ammonium phosphate
Ammonium sulfate
Amyl acetate or chloride
Aqua regia
Arsenic acid
Barium hydroxide
Bromine, dry ( 200°C)
Calcium hydroxide
Calcium hypochlorite
Chlorinated brine
Chlorinated hydrocarbons
Chlorine, dry ( 175°C)
Chlorine, wet
Chlorine oxides
Chloracetic acid
Chromic acid
Chrome plating solutions
Cleaning solution
Copper salts
Ethylene dibromide
Ethyl chloride
Fatty acids
Ferric chloride
Ferric sulfate
Ferrous sulfate
Fluorine
Formic
Fuming nitric acid
Fuming sulfuric acid
Hydrobromic acid
Hydrochloric acid
Hydrocyanic acid
Hydroflouric acid
Hydrogen bromide
Hydrogen chloride
Hydrogen iodide
Hydrogen peroxide
Hydrogen sulfide
Hypochlorous acid
Iodine (1000°C)
Lactic acid
Magnesium chloride
Magnesium sulfate
Mercuric chloride
Resistant
Variable
Nonresistant
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Materials Selection
TABLE 8.28
705
Chemical Reactivity of Tantalum (Continued )
Environment
Resistant
Methyl sulfuric acid
Nickel chloride
Nickel sulfate
Nitric acid
Nitric acid, fuming
Nitric oxides
Nitrous acid
Nitrosyl chloride
Organic chloride
Oxalic acid
Perchloric acid
Phenol
Phosphoric acid 4 ppm F
Pickling acids (except aqua regia)
Phthalic anhydride
Potassium carbonate
Potassium chloride
Potassium dichromate
Potassium hydroxide (dilute)
Potassium hydroxide (concentrated)
Potassium iodide-iodine
Silver nitrate
Sodium bisulfate, molten
Sodium bisulfate, solution
Sodium bromide
Sodium carbonate
Sodium chlorate
Sodium chloride
Sodium hydroxide (dilute)
Sodium hydroxide (concentrated)
Sodium hypochlorite
Sodium nitrate
Sodium sulfate
Sodium sulfide
Sodium sulfite
Stannic chloride
Sulfur ( 500°C)
Sulfur dioxide
Sulfur trioxide
Sulfuric acid ( 160°C)
Zinc chloride
Zinc sulfate
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Variable
Nonresistant
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Liquid Metals
Bismuth ( 900°C)
Gallium ( 450°C)
Lead ( 1000°C)
Lithium ( 1000°C)
Magnesium ( 1150°C)
Mercury ( 600°C)
Sodium (1000°C)
Sodium-potassium alloys ( 1000°C)
Zinc ( 500°C)
X
X
X
X
X
X
X
X
X
706
Chapter Eight
absorption cross section, it is used for radiation shielding. Tantalum
mill products are used in the fabrication of corrosion-resistant process
equipment including reaction vessels, columns, bayonet heaters, shell
and tube heat exchangers, U-tubes, thermowells, spargers, rupture
diaphragms, and orifices.
Tantalum equipment is frequently used in conjunction with glass,
glass-lined steel, and other nonmetallic construction materials.
Tantalum is also used extensively to repair damage and flaws in glasslined steel equipment.
Tantalum is extremely workable. It can be
cold worked with standard equipment. Because of its bcc crystal structure, tantalum is a very ductile metal that can undergo cold reductions
of more than 95% without failure. It can be rolled, forged, blanked,
formed, and drawn. It is also machinable with high-speed carbide tools
using a suitable coolant. Annealing tantalum is accomplished by heating the metal in a high vacuum to temperatures above 1100°.
Most procedures used in working and fabricating tantalum are
conventional and can be mastered without very much difficulty.
However, two important characteristics of tantalum must constantly
be kept in mind:39
Working characteristics.
1. Annealed tantalum, like copper, lead, stainless steel, and some other metals, is “sticky.” Therefore, it has a strong tendency to seize,
tear, and gall. To avoid this, specific lubricant and die material combinations are required in high-pressure forming operations.
2. All forming, bending, stamping, and deep drawing operations are
normally performed cold. Heavy sections can be heated for forging
to approximately 425°C.
Welding. Tantalum may be welded to several other metals. This can
be readily accomplished by resistance welding, tungsten-inert gas,
plasma welding, and electron beam welding. Formation of brittle
intermetallic phases is likely with many metals and must be avoided.
Surfaces to be heated above 300°C should be protected by an inert gas
such as argon or helium to prevent embrittlement. Tantalum may also
be welded to itself by inert gas arc welding. Acetylene torch welding is
destructive to tantalum.
Resistance welding can be performed with conventional equipment.
The methods applied are not substantially different from those used in
welding other materials. Because its melting point is 1500°C higher
than that of SAE 1020 steel and its resistivity is only two-thirds that of
SAE 1020 steel, tantalum requires a higher-power input to accomplish
Materials Selection
707
a sound weld. The weld duration should be kept as short as possible
(i.e., in the range of one to ten cycles at 60 Hz). This is to prevent excessive external heating. Where possible, the work should be flooded with
water for cooling and reduction of oxidation.
Strong, ductile welds can be made by the TIG method. Helium,
argon, or a mixture of the two gases creates an atmosphere that prevents embrittlement by absorption of oxygen, nitrogen, or hydrogen
into the heated metal. Where a pure, inert atmosphere is provided, the
fusion and adjacent area will be ductile. Extreme high ductility can be
obtained in a welding chamber that can be evacuated and purged with
inert gas.39
Tantalum is practically inert to most oxidizing
and reducing acids, except fuming sulfuric. It is attacked by hot alkalis and hydrofluoric acid. However, it is very susceptible to hydrogen
pickup and embrittlement. In the chemical process industries, tantalum is predominantly used in bayonet heaters, heat exchangers, orifice
plates, valves, and tantalum-plated tubes. Tantalum patches are
applied for the repair of holidays in glass-lined steel vessels. However,
these must be electrically isolated from other metallic components in
the vessel to avoid hydrogen embrittlement. Other applications
include electrodes in thermionic valves, capacitors, surgical implants,
and corrosion-resistant linings in chemical industry. Because of its
high cost and lack of strength compared to its easy fabricability, tantalum is usually used as a lining over a stronger, less-expensive base
material. Most tantalum piping consists of thin-wall tubing inside of
carbon steel pipe.
Two main advantages of tantalum are that its anodic film has better
dielectric properties than aluminum, and it has a very low ductile-brittle
transition temperature. Tantalum also has a versatile aqueous corrosion
resistance. In most environments, tantalum is comparable to glass in
corrosion resistance, whereas it has physical and mechanical properties
similar to mild steel. Tantalum is also resistant to attack by many liquid
metals such as Li1000°C, Na, K NaK 1000°C, ThMg 850°C,
U 1400°C, Zn 450°C, Pb 850°C, Bi 500°C, and Hg 600°C.
Tantalum resists most acids but is attacked by HF and by caustic
acids. Unlike glass, however, it is also attacked by fuming sulfuric
acid, sulfur dioxide, and chlorosulfonic acid. Due to its very high
cost, its use is limited to extremely severe corrosive conditions.
Another limitation is that it combines with most gases above 500°C
and is susceptible to hydrogen embrittlement.39 Table 8.28 gives ratings for the resistance of tantalum to a wide spectrum of chemical
environments.36
Corrosion resistance.
708
Chapter Eight
8.6.5
Tungsten
Tungsten is a heavy white metal and possesses the highest melting
point of all metals. It is widely distributed in small quantities in
nature, being about half as abundant as copper. The metal is brittle
and difficult to fabricate. Tungsten has a wide usage in alloy steels,
magnets, heavy metals, electric contacts, light bulb filaments, rocket
nozzles, and electronic applications. Parts, rods, and sheet are made
by powder metallurgy using tungsten powder of 99.99% purity, and
rolling and forging are performed at high temperatures. The rolled
metal and drawn wire have exceptionally high strength and hardness. Tungsten wire for spark plug and wire electronic use is made
by powder metallurgy. Tungsten whiskers are used in copper alloys
to provide strength. Tungsten has the highest melting point, 3410°C,
of the four common refractory metals. In addition, with a density of
19.3 gmcm3, it is only surpassed by rhenium and osmium in weight.
Tungsten has a long history of use for filaments in the lamp industry. It offers exceptionally high strength at very high temperatures. In
fact, it has the best high-temperature strength of the four common
refractory metals. Its high-temperature strength, combined with its
good electrical resistivity, have made it a popular choice for other
applications in addition to filaments.40 It is used for heating elements
in vacuum furnaces that exceed the temperatures of molybdenum and
tantalum as well as other heater applications. Tungsten has also
gained wide acceptance as an essential material in electrical contacts,
glass-to-metal seals, supports, and electrodes.
Tungsten’s properties lend themselves to other metals when alloyed.
Tungsten carbide has long been the choice for durable cutting tools.
Tungsten’s high density is used in conjunction with copper, nickel,
iron, and cobalt to form heavy metal. This is an alloy containing 90 to
97% tungsten, and the other metals are used as a binder to keep the
tungsten together and to give it machinable properties as well as to
temper the brittleness of pure tungsten.
There is an increasing demand from the electronics, nuclear, and aerospace industries for materials that maintain
reliability under ever-increasing temperature conditions. Because its
properties meet these requirements, tungsten also is experiencing an
increasing demand. Characteristics that support the demand for tungsten in a multitude of electronics and high-temperature applications
are as follows:40
Applications of tungsten.
■
Strength and stiffness at high temperatures
■
Good thermal conductivity
Materials Selection
■
Low thermal expansion
■
Low emissivity
709
Tungsten has a coefficient of expansion approximating that of hard
glass. For this reason, it is used extensively in glass-to-metal seals in
hard glass lamp and electronic applications. Under special conditions,
it may also be used with quartz. Because tungsten rod has a high
degree of strength at elevated temperatures, it is utilized structurally
to hold or support high-temperature sources such as filaments and
heaters for lamp and electronic uses. Tungsten rod that is specially
processed and manufactured for welding rod applications is used
extensively in such processes as inert gas–shielded arc welding and
atomic hydrogen arc welding.
Other types of tungsten rod are used for electrodes. These types,
both regular and thoriated, are used for electrodes in vacuum melting
processes, resistance welding, and electro-discharge machining. For
tube applications, especially flash and xenon tubes, tungsten is used
either pure or thoriated at 1 and 2% for greater emissivity.
Tungsten is very difficult to machine and fabricate. With experience, it can be turned. Milling is all but impossible.
It is only done with great difficulty and at high cost by those most
experienced with it. Forming must be done at very high temperatures
and with careful stress relieving. Welding is not recommended, and
riveting is difficult at best. Extreme care must be exercised when
designing a component from tungsten.
Working characteristics.
Tungsten is best joined to other metals by
brazing. Most of the high-temperature brazes can be used. When brazing, an excess of nickel-base filler metals should be avoided because
the interaction between tungsten and nickel results in the recrystallizing of tungsten. Contact with graphite should also be avoided to prevent the formation of brittle tungsten carbides. When welded, the weld
will be very brittle and the probability of delamination and cracking is
high. For all practical purposes, it is extremely difficult to rivet tungsten because of its fragile nature. However, this may be successfully
performed in some low-stress situations.
Of all the potential contaminants in wrought products, iron is of
primary concern. Others, such as aluminum, carbon, calcium, copper,
or nickel, may also be present as elements, but they are more frequently present in the form of oxides. Removal of a controlled amount
of base metal may be desired to ensure complete removal of contaminants. There are four main processes used to clean tungsten:
Bonding to other metals.
710
Chapter Eight
Molten salt. This is one of the most common cleaning processes,
requiring simple immersion in a molten bath containing oxidizing
agents. This process will not attack the basis metal.
Aqueous alkaline solutions. This process works well on oxidized
(yellow tungsten) surfaces. Reduced or intermediate oxides (brown,
purple, etc.) will react more slowly to this process, if at all. This
process is similar to the use of molten salts in that it will not attack
the base metal and it requires an oxidizing agent to work.
Acid solutions. Tungsten is much less reactive to individual acids
than most common metals. HCl, HF, and H2SO4 have essentially no
effect. When tungsten is treated with acid solutions, it frequently
is stained by residual oxides even if rapid and thorough rinsing is
used.
Electrolytic methods. Electrolytic etching is the removal of basis
metal by an applied voltage in a medium capable of dissolving the
products of the electrolytic reaction. This may be done in molten
salts or aqueous solutions. Electrical current and time determine
the amount of metal removal.
For rapid attack of heavy scale, molten salt is far superior to the
other methods. In addition, if no oxidizer is present, it can be performed with no fear of basis metal loss. If appreciable sizes or volumes
of material are to be processed, particularly with significant basis metal removal, acid solutions present a disposal, as well as an operational,
problem. The utility of electroetching is more dependent on geometry
than the other methods. It will work well for treating continuous
lengths of wire; however, there is a contact problem if the cleaning is
to be performed on many small parts.
Table 8.29 gives ratings for the resistance of
tungsten to a wide spectrum of chemical environments.36
Corrosion resistance.
8.7
8.7.1
Stainless Steels
Introduction
Stainless and heat-resisting steels possess unusual resistance to
attack by corrosive media at atmospheric and elevated temperatures
and are produced to cover a wide range of mechanical and physical
properties for particular applications. Along with iron and chromium,
all stainless steels contain some carbon. It is difficult to get much less
than about 0.03%, and sometimes carbon is deliberately added up to
1.00% or more. The more carbon there is, the more chromium must be
used, because carbon can take from the alloy about 17 times its own
Materials Selection
TABLE 8.29
711
Chemical Reactivity of Tungsten
Environment
Aluminum oxide-oxidation
Ammonia
Ammonia ( 700°C)
Ammonia ( 700°C)
Ammonia in presence of H2O2
Aqua regia (cold)
Aqua regia (warm/hot)
Aqueous caustic soda/potash
Bromine (at red heat)
Carbon ( 1400°C) carbide formation
Carbon dioxide ( 1200°C) oxidation
Carbon disulfide (red heat)
Carbon monoxide ( 800°C)
Carbon monoxide ( 800°C)
Chlorine ( 250°C)
Fluorine
Hydrochloric acid
Hydrofluoric acid
Hydrogen
Hydrogen sulfide (red heat)
Hydrogen/chloride gas ( 600°C)
In air
In presence of KNO2, KNO3, KCLO3, PbO2
Iodine (at red heat)
Magnesium oxide-oxidation
Mercury (and vapor)
Nitric acid
Nitric oxide (hot) oxidation
Nitric/hydrofluoric mixture
Nitrogen
Oxygen or air ( 400°C)
Oxygen or air ( 400°C)
Sodium nitrite (molten)
Sulfur (molten, boiling)
Sulfur dioxide (red heat)
Sulfuric acid
Thorium oxide ( 2220°C) oxidation
Water
Water vapor (red heat) oxidation
Resistant
Variable
Nonresistant
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
weight of chromium to form carbides. Chromium carbide is of little use
for resisting corrosion. The carbon, of course, is added for the same
purpose as in ordinary steels, to make the alloy stronger.
Other alloying elements are added for improved corrosion resistance,
fabricability, and variations in strength. These elements include appreciable amounts of nickel, molybdenum, copper, titanium, silicon, aluminum, sulfur, and many others that cause pronounced metallurgical
changes. The commonly recognized standard types of stainless steels
follow. The chemical compositions of stainless steels are given in App. F.
712
Chapter Eight
■
Austenitic. A family of alloys containing chromium and nickel, generally built around the type 302 chemistry of 18% Cr, 8% Ni.
Austenitic grades are those alloys that are commonly in use for
stainless applications. The austenitic grades are not magnetic. The
most common austenitic alloys are iron-chromium-nickel steels and
are widely known as the 300 series. The austenitic stainless steels,
because of their high chromium and nickel content, are the most corrosion resistant of the stainless group, providing unusually fine
mechanical properties. They cannot be hardened by heat treatment
but can be hardened significantly by cold working. The straight
grades of austenitic stainless steel contain a maximum of .08% carbon. Table 8.30 describes basic mechanical properties for many commercial austenitic stainless steels.
The “L” grades are used to provide extra corrosion resistance after
welding. The letter L after a stainless steel type indicates low carbon
(as in 304L). The carbon content is kept to .03% or less to avoid grain
boundary precipitation of chromium carbide in the critical range (430
to 900°C). This deprives the steel of the chromium in solution and
promotes corrosion adjacent to the grain boundaries. By controlling
the amount of carbon, this is minimized. For weldability, the L
grades are used.
The H grades contain a minimum of .04% and a maximum of .10%
carbon and are primarily used for higher-temperature applications.
■
Ferritic. Ferritic alloys generally contain only chromium and are
based upon the type 430 composition of 17% Cr. These alloys are
somewhat less ductile than the austenitic types and again are not
hardenable by heat treatment. Ferritic grades have been developed
to provide a group of stainless steels to resist corrosion and oxidation, while being highly resistant to SCC. These steels are magnetic
but cannot be hardened or strengthened by heat treatment. They
can be cold worked and softened by annealing. As a group, they are
more corrosive resistant than the martensitic grades but are generally inferior to the austenitic grades. Like martensitic grades, these
are straight chromium steels with no nickel. They are used for decorative trim, sinks, and automotive applications, particularly
exhaust systems. Table 8.31 describes basic mechanical properties
for many commercial ferritic stainless steels.
■
Martensitic. These stainless steels may be hardened and tempered
just like alloy steels. Their basic building block is type 410, which
consists of 12% Cr, 0.12% C. Martensitic grades were developed to
provide a group of corrosion-resistant stainless alloys that can be
hardened by heat treating. The martensitic grades are straight
chromium steels containing no nickel and they are magnetic. The
martensitic grades are mainly used where hardness, strength, and
wear resistance are required. Table 8.32 describes basic mechanical
properties for many commercial austenitic stainless steels.
Materials Selection
TABLE 8.30
UNS
S20100
S20200
S20500
S30100
S30200
S30215
S30300
S30323
S30400
S30403
S30430
S30451
S30500
S30800
S30900
S30908
S31000
S31008
S31400
S31600
S31620
S31603
S31651
S31700
S31703
S32100
N08830
S34700
S34800
S38400
N08020
713
Nominal Mechanical Properties of Austenitic Stainless Steels
Type
201
202
205
301
302
302B
303
303Se
304
304L
S30430
304N
305
308
309
309S
310
310S
314
316
316F
316L
316N
317
317L
317LMN
321
330
347
348
384
20Cb-3
Tensile,
MPa
Yield (0.2%),
MPa
Elongation,
%
Hardness
(Rockwell)
655
612
831
758
612
655
621
621
579
558
503
621
586
793
621
621
655
655
689
579
586
558
621
621
593
662
621
552
655
655
517
550
310
310
476
276
276
276
241
241
290
269
214
331
262
552
310
310
310
310
345
290
262
290
331
276
262
373
241
262
276
276
241
240
40
40
58
60
50
55
50
50
55
55
70
50
50
40
45
45
45
45
40
50
60
50
48
45
55
49
45
40
45
45
55
30
B90
B90
B98
B85
B85
B85
Product
form
Plate
Bar
Bar
B80
B79
B70
B85
B80
Wire
Wire
B85
B85
B85
B85
B85
B79
B85
B79
B85
B85
B85
B88
B80
B80
B85
B85
B70
Wire
TABLE 8.31 Mechanical Properties of Ferritic Stainless Steels (Annealed Sheet
Unless Noted Otherwise)
UNS
Type
Tensile
strength,
MPa
S40500
S40900
S42900
S43000
S43020
S43023
S43400
S43600
S44200
S44600
405
409
429
430
430F
430FSe
434
436
442
446
448
446
483
517
655
655
531
531
552
552
Yield strength
(0.2%),
MPa
Elongation
(50 mm), %
Hardness
(Rockwell)
276
241
276
345
586
586
365
365
310
345
25
25
30
25
10
10
23
23
20
20
B75
B75
B80
B85
B92
B92
B83
B83
B90
B83
Product
form
Plate
Wire
Bar
714
Chapter Eight
TABLE 8.32 Mechanical Properties of Martensitic Stainless Steels (Annealed
Sheet Unless Noted Otherwise)
Tensile
strength,
MPa
Yield strength
(0.2%),
MPa
Elongation
(50 mm), %
Hardness
(Rockwell)
B80
B80
B98
B82
B82
B92
220
(Brinell)
Bar
C24
B95
B96
B97
UNS
Type
S40300
S41000
S41400
S43000
S42000
S42200
S43100
403
410
414
416
416Se
420
420F
483
483
827
517
517
655
655
310
310
724
276
276
345
379
25
25
15
30
30
25
22
S41623
S42020
S44002
S44004
S44004
422
431
440A
440B
440C
1000
862
724
738
758
862
655
414
427
448
18
20
20
18
14
Product
form
Bar
Bar
Bar
Bar
Bar
Bar
Bar
Bar
*Hardened and tempered.
■
Precipitation-hardening (PH). These alloys generally contain Cr
and less than 8% Ni, with other elements in small amounts. As the
name implies, they can be hardened by heat treatment.
Precipitation hardening grades, as a class, offer the designer a
unique combination of fabricability, strength, ease of heat treatment, and corrosion resistance not found in any other class of material. These grades include 17Cr-4Ni (17-4PH) and 15Cr-5Ni
(15-5PH). The austenitic precipitation hardenable alloys have, to a
large extent, been replaced by the more sophisticated and higherstrength superalloys. The martensitic precipitation hardenable
stainless steels are really the workhorses of the family. Although
designed primarily as a material to be used for bar, rods, wire, forgings, and so forth, martensitic precipitation hardenable alloys are
beginning to find more use in the flat rolled form. The semiaustenitic precipitation hardenable stainless steels were primarily
designed as a sheet and strip product, but they have found many
applications in other product forms. Developed primarily as aerospace materials, many of these steels are gaining commercial acceptance as truly cost-effective materials in many applications.
■
Duplex. This is a stainless steel alloy group, with two distinct
microstructure phases—ferrite and austenite. The duplex alloys
have greater resistance to chloride SCC and higher strength than
the other austenitic or ferritic grades. Duplex grades are the newest
of the stainless steels. These materials are a combination of
austenitic and ferritic material. Modern duplex stainless steels have
been developed to take advantage of the high strength and hardness,
Materials Selection
TABLE 8.33
715
Minimum Mechanical Properties of Duplex Stainless Steels
UNS
Type
Yield
strength
(0.2%), MPa
S32900
S31200
S31260
S31500
S31803
S32550
S32950
329
44LN
DP-3
3RE60
2205
Ferralium 255
7-Mo PLUS.
485
450
450
440
450
550
485
Tensile
strength,
MPa
Elongation,
%
620
690
690
630
620
760
690
15
25
25
30
25
15
15
30
25
Austenite former
Austenite (A)
20
0%F 6%
15%
30%
50%
A+M
15
70%
10
A+M+F
Martensite (M)
5
100%
α
+
M
M+F
Ferrite (δ)
0
0
5
10
15
20
25
30
35
40
Ferrite Former
Figure 8.6 Schaeffler diagram.
erosion, fatigue and SCC resistance, high thermal conductivity, and
low thermal expansion produced by the ferrite-austenite microstructure. These steels have a high chromium content (18 to 26%), low
amounts of nickel (4 to 8%), and generally contain molybdenum.
They are moderately magnetic, cannot be hardened by heat treatment, and can readily be welded in all section thicknesses. Duplex
stainless steels are less notch sensitive than ferritic types but suffer
loss of impact strength if held for extended periods of high temperature above (300°C). Duplex stainless steels thus combine some of the
features of the two major classes. They are resistant to SCC, albeit
716
Chapter Eight
not quite as resistant as the ferritic steels, and their toughness is
superior to that of the ferritic steels but inferior to that of the
austenitic steels. Duplex steel’s yield strength is appreciably greater
than that of the annealed austenitic steels by a factor of about two.
Table 8.33 describes basic mechanical properties for many commercial austenitic stainless steels.
■
Cast. The cast stainless steels are similar to the equivalent
wrought alloys. Most of the cast alloys are direct derivatives of one
of the wrought grades, as C-8 is the cast equivalent of wrought type
304. The C preceding a designation means that the alloy is primarily used for resistance to liquid corrosion. An H designation indicates
high-temperature applications.
8.7.2 Welding, heat treatments, and surface
finishes
Weldability. An aid in determining which structural constituents can
occur in a weld metal is the Schaeffler-de-Long diagram. With knowledge of the properties of different phases, it is possible to judge the
extent to which they affect the service life of the weldment. The diagram indicates the structure obtained after rapid cooling to room temperature from 1050°C and is not an equilibrium diagram. It was
originally established to provide a rough estimate of the weldability of
different austenitic steels. In creating the diagram, the alloying elements commonly used for making stainless steels are categorized as
either austenite or ferrite stabilizers.41 In this diagram the ferrite
number (FN) is an international measure of the delta or solidification
ferrite content of the weld metal at room temperature. The Cr(ferrite
former) and Ni(austenite former) equivalents that form the two axes of
the Schaeffler diagram in Fig. 8.6 can be estimated with the following
relations:42
%Cr equivalent
%Ni equivalent
1.5 Si Cr Mo 2 Ti 0.5 Nb
30 (C N) 0.5 Mn Ni 0.5 (Cu Co)
Steels S30400, S31600, S30403, and S31603 have very
good weldability. The old problem of intergranular corrosion after
welding is very seldom encountered today. The steels suitable for wet
corrosion either have carbon contents below 0.05% or are niobium or
titanium stabilized. They are also very unsusceptible to hot cracking,
mainly because they solidify with a high ferrite content. The higheralloy steels such as S31008 and N08904 solidify with a fully austenitic
structure when welded. They should therefore be welded using a controlled heat input. Steel and weld metal with high chromium and
molybdenum contents may undergo precipitation of brittle sigma
Austenitic steels.
Materials Selection
717
phase in their microstructure if they are exposed to high temperatures
for a certain length of time. The transformation from ferrite to sigma
or directly from austenite to sigma proceeds most rapidly within the
temperature range 750 to 850°C. Welding with a high heat input leads
to slow cooling, especially in light-gage weldments. The weld’s holding
time between 750 and 850°C then increases, and along with it the risk
of sigma phase formation.
Ferritic steels are generally more difficult to weld than
austenitic steels. This is the main reason they are not used to the same
extent as austenitic steels. The older types, such as AISI 430 (S43000),
had greatly reduced ductility in the weld. This was mainly due to
strong grain growth in the HAZ but also to precipitation of martensite
in the HAZ. They were also susceptible to intergranular corrosion after
welding. These steels are therefore often welded with preheating and
postweld annealing. Modern ferritic steels of type S44400 and S44635
have considerably better weldability due to low carbon and nitrogen
contents and stabilization with titanium/niobium. However, there is
always a risk of unfavorable grain enlargement if they are not welded
under controlled conditions using a low heat input. They do not normally have to be annealed after welding. These steels are welded with
matching or austenitic superalloyed filler.43
Ferritic steels.
Modern duplex steels have considerably better weldability than earlier grades. They can be welded more or less as common
austenitic steels. Besides being susceptible to intergranular corrosion,
the old steels were also susceptible to ferrite grain growth in the HAZ
and poor ferrite to austenite transformation, resulting in reduced ductility. Modern steels, which have a higher nickel content and are
alloyed with nitrogen, exhibit austenite transformation in the HAZ
that is sufficient in most cases. However, extremely rapid cooling after
welding, for example, in a tack or in a strike mark, can lead to an unfavorably high ferrite content. Extremely high heat input, as defined
subsequently, can also lead to heavy ferrite grain growth in the HAZ.43
Duplex steels.
Heat input
where
U
I
v
UI
1000v
constant dependent on welding method (0.7 to 1.0)
voltage (V)
current (A)
welding speed (mm s1)
When welding S31803 (alloy 2205) in a conventional way (0.6 to 2.0
kJmm1) and using filler metals at the same time, a satisfactory
ferrite-austenite balance can be obtained. For the new superduplex
stainless steel S32750 (alloy 2507) a different heat input is recom-
718
Chapter Eight
mended (0.2 to 1.5 kJmm1). The reason for lowering the minimum
value is that this steel has a much higher nitrogen content than
S31803. The nitrogen favors a fast reformation of austenite, which is
important when welding with a low heat input. The maximum level is
lowered to minimize the risk of secondary phases.
These steels are welded with duplex or austenitic filler metals.
Welding without filler metal is not recommended without subsequent
quench annealing. Nitrogen affects not only the microstructure but
also the weld pool penetration. Increased nitrogen content reduces the
penetration into the parent metal. To avoid porosity in TIG welding it
is recommended to produce thin beads. To achieve the highest possible
pitting corrosion resistance at the root side in ordinary S31803 weld
metals, the root gas should be Ar N2 or Ar N2 H2. The use of H2
in the shielding gas is not recommended when welding superduplex
steels. When welding S31803 with plasma, a shielding gas containing
Ar 5% H2 is sometimes used in combination with filler metal and followed by quench annealing.
The quantity of martensite and
its hardness are the main causes of the weldability problems encountered with these steels. The fully martensitic steels are air hardening.
The steels are therefore very susceptible to hydrogen embrittlement.
By welding at an elevated temperature, the HAZ can be kept
austenitic and tough throughout the welding process. After cooling,
the formed martensite must always be tempered at about 650 to
850°C, preferably as a concluding heat treatment. However, the weld
must first have been allowed to cool to below about 150°C.
Martensitic-austenitic steels, such as 13Cr/6Ni and 16Cr/5Ni/2Mo,
can often be welded without preheating and without postweld annealing. Steels of the 13Cr/4Ni type with a low austenite content must,
however, be preheated to a working temperature of about 100°C. If
optimal strength properties are desired, they can be heat treated at
600°C after welding. The steels are welded with matching or austenitic
filler metals.
Martensitic and martensitic-austenitic steels.
Filler metals for stainless steels
Most common stainless steels are welded with
filler metals that produce weld metal with 2–12% FN at room temperature. The risk of hot cracking can be greatly reduced with a small
percentage of ferrite in the metal because ferrite has much better solubility for impurities than austenite. These filler metals have very
good weldability. Heat treatment is generally not required.
High-alloy filler metals with chromium equivalents of more than
about 20 can, if the weld metal is heat treated at 550 to 950°C, give rise
Austenitic filler metals.
Materials Selection
719
to embrittling sigma phase. High molybdenum contents in the filler
metal, in combination with ferrite, can cause sigma phase during welding if a high heat input is used. Multipass welding has the same effect.
Sigma phase reduces ductility and can promote hot cracking. Heat input
should be limited for these filler metals. Nitrogen-alloyed filler metals
produce weld metals that do not precipitate sigma phase as readily.
Nonstabilized filler metals, with carbon contents higher than 0.05%,
can give rise to chromium carbides in the weld metal, resulting in
poorer wet corrosion properties. Modern nonstabilized filler metals,
however, generally have no more than 0.04% carbon unless they are
intended for high-temperature applications.
Superalloyed filler metals with high ferrite numbers (15 to 40%) are
often used in mixed weld connections between low-alloy filler metals
and stainless steel. Weldability is very good. By using such filler metals, mixed weld metals of the austenitic type can be obtained. The use
of filler metals of the ordinary austenitic type for welding low-alloy
filler metals to stainless steel can, owing to dilution, result in a brittle
martensitic-austenitic weld metal.
Other applications for superalloyed filler metals are in the welding
of ferritic and ferritic-austenitic steels. The most highly alloyed, with
29Cr-9Ni, are often used where the weld is exposed to heavy wear or
for welding of difficult-to-weld steels, such as 14% Mn steel, tool steel,
and spring steel.
Sometimes ferrite-free metals are required
because there is usually a risk of selective corrosion of the ferrite. Fully
austenitic weld metals are naturally more susceptible to hot cracking
than weld metals with a small percentage of ferrite. To reduce the risk,
they are often alloyed with manganese, and the level of trace elements
is minimized. Large weld pools also increase the risk of hot cracks.
A large fully austenitic weld pool solidifies slowly with a coarse
structure and a small effective grain boundary area. A small weld pool
solidifies quickly, resulting in a finer-grained structure. Because trace
elements are often precipitated at the grain boundaries, the precipitates are larger in a coarse structure, which increases the risk that the
precipitates will weaken the grain boundaries to such an extent that
microfissures form. Many microfissures can combine to form visible
hot cracks.
Fully austenitic filler metals should therefore be welded with low
heat input. Because the filler metal generally has lower trace element
contents than the parent metal, the risk of hot cracking will be
reduced if a large quantity of filler metal is fed down into the weld
pool. Because the weld metal contains no ferrite, its impact strength
at low temperature is very good. This is important to manufacturers
of, for example, welded tanks used to transport cryogenic liquids.
Fully austenitic weld metals.
720
Chapter Eight
Fully ferritic filler metals have previously been
regarded as very difficult to weld. They also required heat treatment of
the weld metal after welding. Those that are used today have very low
carbon and nitrogen contents and are often stabilized with titanium.
Modern filler metals therefore produce weld metals that are less sensitive to intergranular corrosion. Nor is any postweld heat treatment necessary. Another very important phenomenon that applies to all fully
ferritic metals is that they tend to give rise to a coarse crystalline structure in the weld metal. Ductility decreases greatly with increasing grain
size. These filler metals must therefore be welded using low heat input.
Ferritic filler metals.
Weld imperfections
Although austenitic stainless steel is readily
welded, weld metal and HAZ cracking can occur. Weld metal solidification cracking is more likely in fully austenitic structures, which are
more crack sensitive than those containing a small amount of ferrite.
The beneficial effect of ferrite has been attributed largely to its capacity to dissolve harmful impurities that would otherwise form low melting-point segregates and interdendritic cracks.
Because the presence of 5 to 10% ferrite in the microstructure is
extremely beneficial, the choice of filler material composition is crucial in
suppressing the risk of cracking. An indication of the ferrite-austenite
balance for different compositions is provided by the Schaeffler diagram.
For example, when welding Type 304 stainless steel, a Type 308 filler
material that has a slightly different alloy content is used.
Austenitic stainless steel.
The main problem when welding ferritic stainless
steel is poor HAZ toughness. Excessive grain coarsening can lead to
cracking in highly restrained joints and thick-section material. When
welding thin-section material (less than 6 mm), no special precautions
are necessary.
In thicker material, it is necessary to employ a low heat input to
minimize the width of the grain coarsened zone and an austenitic filler
to produce a tougher weld metal. Although preheating will not reduce
the grain size, it will reduce the HAZ cooling rate, maintain the weld
metal above the ductile-brittle transition temperature, and may
reduce residual stresses. Preheat temperature should be within the
range 50 to 250°C, depending on material composition.
Ferritic stainless steel.
The material can be successfully welded, providing precautions are taken to avoid cracking in the HAZ, especially
in thick-section components and highly restrained joints. High hardness in the HAZ makes this type of stainless steel very prone to hydrogen cracking. The risk of cracking generally increases with the carbon
content. Precautions that must be taken to minimize the risk include
Martensitic stainless steel.
Materials Selection
721
■
Using a low-hydrogen process (TIG or MIG) and ensuring that the
flux or flux-coated consumable are dried (MMA and SAW) according
to the manufacturer’s instructions.
■
Preheating to around 200 to 300°C. The actual temperature will
depend on welding procedure, chemical composition (especially Cr
and C content), section thickness, and the amount of hydrogen
entering the weld metal.
■
Maintaining the recommended minimum interpass temperature.
■
Carrying out postweld heat treatment (e.g., at 650 to 750°C). The
time and temperature will be determined by chemical composition.
Thin-section, low-carbon material, typically less than 3 mm, can
often be welded without preheat, providing that a low-hydrogen process
is used, the joints have low restraint, and attention is paid to cleaning
the joint area. Thicker-section and higher-carbon (0.1%) material will
probably need preheat and postweld heat treatment. The postweld heat
treatment should be carried out immediately after welding not only to
temper (toughen) the structure but also to enable the hydrogen to diffuse away from the weld metal and HAZ.
Modern duplex steels can be readily welded, but
the procedure, especially maintaining the heat input range, must be
strictly followed to obtain the correct weld metal structure. Although
most welding processes can be used, low heat input welding procedures
are usually avoided. Preheat is not normally required, and the maximum interpass temperature must be controlled. Choice of filler is
important because it is designed to produce a weld metal structure with
a ferrite-austenite balance to match the parent metal. To compensate
for nitrogen loss, the filler may be overalloyed with nitrogen, or the
shielding gas itself may contain a small amount of nitrogen.
Duplex stainless steels.
Heat treating stainless steels. Wrought stainless steels are solution
annealed after processing and hot worked to dissolve carbides and the
sigma phase. Carbides may form during heating in the 425 to 900°C
range or during slow cooling through this range. Sigma tends to form
at temperatures below 925°C. Specifications normally require solution
annealing to be done at 1035°C with a rapid quench. The molybdenum-containing grades are frequently solution annealed at somewhat
higher temperatures in the 1095 to 1120°C range to better homogenize
the molybdenum.
Stainless steels may be stress relieved. There are several stress
relief treatments. When stainless steel sheet and bar are cold reduced
greater than about 30% and subsequently heated to 290 to 425°C,
there is a significant redistribution of peak stresses and an increase in
722
Chapter Eight
both tensile and yield strength. Stress redistribution heat treatments
at 290 to 425°C will reduce movement in later machining operations
and are occasionally used to increase strength. Because stress redistribution treatments are made at temperatures below 425°C, carbide
precipitation and sensitization to intergranular attack (IGA) are not a
problem for the higher carbon grades.
Stress relief at 425 to 595°C is normally adequate to minimize distortion that would otherwise exceed dimensional tolerances after
machining. Only the low-carbon L grades or the stabilized S32100 and
S34700 grades should be used in weldments to be stress relieved above
425°C because the higher carbon grades are sensitized to IGA when
heated above about 25°C.
Stress relief at 815 to 870°C is occasionally needed when a fully
stress relieved assembly is required. Only the low-carbon L grades,
S32100 and S34700, should be used in assemblies to be heat treated in
this range. Even though the low-carbon and stabilized grades are
used, it is best to test for susceptibility to IGA per ASTM A262 to be
certain there was no sensitization during stress relief treating in this
temperature range. Thermal stabilization treatments at 900°C minimum for 1 to 10 h are occasionally employed for assemblies that are to
be used in the 400 to 900°C temperature range. Thermal stabilization
is intended to agglomerate the carbides, thereby preventing further
precipitation and IGA.44
Surface finishes. After degreasing, metallic surface contaminants
such as iron embedded in fabrication shop forming and handling, weld
splatter, heat tint, inclusions, and other metallic particles must be
removed to restore the inherent corrosion resistance of the stainless
steel surface. Nitric-HF pickling (10% HNO3, 2% HF at 49 to 60°C) is
the most widely used and effective method for removing metallic surface contamination. Pickling may be done by immersion or locally
using a pickling paste. Electropolishing, using oxalic or phosphoric
acid for the electrolyte and a copper bar or plate for the cathode, can
be equally effective. Electropolishing may be done locally to remove
heat tint alongside of welds or over the whole surface. Both pickling
and electropolishing remove a layer several atoms deep from the surface. Removal of the surface layer has the further benefit of removing
surface layers that may have become somewhat impoverished in
chromium during the final heat-treatment operation.
Glass bead and walnut shell blasting are very effective in removing
metallic surface contamination without damaging the surface. It is
sometimes necessary to resort to blasting with clean sand to restore
heavily contaminated surfaces such as tank bottoms, but care must be
taken to be certain the sand is truly clean, is not recycled, and does not
Materials Selection
723
roughen the surface. Steel shot blasting should not be used because it
will contaminate the stainless steel with an iron deposit.
Stainless steel wire brushing or light grinding with clean aluminum
oxide abrasive disks or flapper wheels are helpful. Grinding or polishing with grinding wheels or continuous belt sanders tend to overheat
the surface layers to the point where resistance cannot be fully
restored even with subsequent pickling. Brief descriptions of hot- rolled,
cold-rolled, and mechanical finishes are presented in Table 8.34.
8.7.3
Corrosion resistance
Stainless steels are mainly used in wet environments. With increasing
chromium and molybdenum contents, the steels become increasingly
resistant to aggressive solutions. The higher nickel content reduces
the risk of SCC. Austenitic steels are more or less resistant to general
corrosion, crevice corrosion, and pitting, depending on the quantity of
alloying elements. Resistance to pitting and crevice corrosion are very
important if the steel is to be used in chloride-containing environments. Resistance to pitting and crevice corrosion typically increases
with increasing contents of chromium, molybdenum, and nitrogen.
The distribution of stainless steel’s failure modes in chemical process
industries is illustrated in Fig. 8.7.45
Chloride-rich seawater is a particularly harsh environment that can
attack stainless steel by causing pitting and crevice corrosion.
However, some unique stainless steel grades have been designed to
cope with this environment. Alloy 254 SMO (S31254), for example, has
a long record of successful installations for seawater handling within
offshore, desalination, and coastal process industries. But even with a
generally good track record, some crevice corrosion problems have
been reported, and for critically severe crevice and temperature situations a better alloy would be 654 SMO (S32654).
Most molybdenum-free steels can be used at high temperatures in
contact with hot gases. An adhesive oxide layer then forms on the surface of the steel. At very high temperatures, the oxide begins to scale.
The corresponding scaling temperature increases with increasing
chromium content. A common high-temperature steel, such as S31008,
is Mo free and contains 24 to 26% Cr. Due to a balanced composition and
the addition of cerium, among other elements, alloy 253 MA (S30815)
can be even used at temperatures of up to 1150 to 1200°C in air.43
The influence of alloying elements. Corrosion resistance of stainless steels
is a function not only of composition but also of heat treatment, surface
condition, and fabrication procedures, all of which may change the thermodynamic activity of the surface and thus dramatically affect the cor-
724
Chapter Eight
TABLE 8.34
Descriptions of Common Stainless Steels Finishes
Hot-rolled finishes
No. 0 finish. Also referred to as hot-rolled annealed (HRA). In that process, plates
are hot rolled to required thickness and then annealed. No pickling or passivation
operations are effected, resulting in a scaled black finish. This does not develop the
fully corrosion-resistant film on the stainless steel, and except for certain hightemperature heat-resisting applications, this finish is unsuitable for general use.
No. 1 finish. Plate is hot rolled, annealed, pickled, and passivated. This results in a
dull, slightly rough surface, suitable for industrial applications that generally involve
the range of plate thicknesses.
Cold-rolled finishes.
No. 2D finish. Material with a No. 1 finish is cold rolled, annealed, pickled, and
passivated. This results in a uniform dull matte finish, superior to a No. 1 finish.
Suitable for industrial application and eminently suitable for severe deep drawing
because the dull surface (which may be polished after fabrication) retains the lubricant
during the drawing operation.
No. 2B finish. Material with a 2D finish is given a subsequent light skin pass coldrolling operation between polished rolls. A No. 2B finish is the most common finish
produced and is called for on sheet material. It is brighter than 2D and is
semireflective. It is commonly used for most deep drawing operations and is more
easily polished to the final finishes required than is a 2D finish.
No. 2BA finish. This is more commonly referred to as a bright annealed (BA) finish.
Material with a No. 1 finish is cold rolled using highly polished rolls in contact with the
steel surface. This smooths and brightens the surface. The smoothness and reflectivity
of the surface improves as the material is rolled to thinner and thinner sizes. Any
annealing that needs to be done to effect the required reduction in gage, and the final
anneal, is effected in a very closely controlled inert atmosphere. No oxidation or scaling
of the surface therefore occurs, and there is no need for additional pickling and
passivating. The final surface developed can have a mirror-type finish, similar in
appearance to the highly polished No. 7 and No. 8 finishes.
Mechanically polished finishes
No. 3 finish. This is a ground unidirectional uniform finish obtained with 80–100 grit
abrasive. It is a good intermediate or starting surface finish for use in such instances
where the surface will require further polishing operations to a finer finish after
subsequent fabrication or forming.
No. 4 finish. This is a ground unidirectional finish obtained with 150 grit abrasive. It
is not highly reflective, but is a good general purpose finish on components that will
suffer from fairly rough handling in service.
No. 6 finish. These finishes are produced using rotating cloth mops (tampico fiber,
muslin, or linen) that are loaded with abrasive paste. The finish depends on how fine an
abrasive is used and the uniformity and finish of the original surface. The finish has a
nondirectional texture of varying reflectivity. Satin blend is an example of such a finish.
No. 7 finish. This is a buffed finish and has a high degree of reflectivity. It is produced
by progressively using finer and finer abrasives and finishing with buffing compounds.
Some fine scratches may remain from the original starting surface.
No. 8 finish. This is produced in an equivalent manner to a No. 7 finish, the final
operation being done with extremely fine buffing compounds. The final surface is
blemish free with a high degree of image clarity and is the true mirror finish.
Materials Selection
725
Pitting
25%
SCC
37%
Uniform
18%
Intergranular
12%
Other
8%
Figure 8.7 Distribution of stainless steel’s failure modes in chemical process industries.
rosion resistance. It is not necessary to chemically treat stainless steels
to achieve passivity. The passive film forms spontaneously in the presence of oxygen. Most frequently, when steels are treated to improve passivity (passivation treatment), surface contaminants are removed by
pickling to allow the passive film to reform in air, which it does almost
immediately. The principal alloying elements that affect the corrosion
resistance of stainless are discussed below46 and a schematic summary of
the effects of alloying elements on the anodic polarization curve of typical stainless steels, initially presented by Sedriks, is shown in Fig. 8.8.47
Chromium. Chromium is, of course, the primary element for forming the passive film or high-temperature, corrosion-resistant
chromium oxide. Other elements can influence the effectiveness of
chromium in forming or maintaining the film, but no other element
can, by itself, create the stainless characteristics of stainless steel.
The passive film is observed at about 10.5% chromium, but it affords
only limited atmospheric protection at this point. As chromium content is increased, the corrosion protection increases. When the
chromium level reaches the 25 to 30% level, the passivity of the protective film is very high, and the high-temperature oxidation resistance is maximized.
726
Chapter Eight
noble
Cr, Ni, V, Mo
N, W, Si
Cr, Ni,
W
Passive range
Potential
Epitting
Epassivating
Cr
Cr, Ni,
V, Mo
active
Log current density
Figure 8.8 Schematic summary of the effects of alloying elements on the anodic polarization curve.
Nickel. In sufficient quantities, nickel is used to stabilize the
austenitic phase and to produce austenitic stainless steels. A corrosion benefit is obtained as well, because nickel is effective in promoting repassivation, especially in reducing environments. Nickel is
particularly useful in promoting increased resistance to mineral
acids. When nickel is increased to about 8 to 10% (a level required
to ensure austenitic structures in a stainless that has about 18%
chromium), resistance to SCC is decreased. However, when nickel is
increased beyond that level, resistance to SCC increases with
increasing nickel content.
Materials Selection
727
Manganese. An alternative austenite stabilizer is sometimes
present in the form of manganese, which in combination with
lower amounts of nickel than otherwise required will perform
many of the same functions of nickel in solution. The effects of
manganese on corrosion are not well documented. Manganese is
known to combine with sulfur to form sulfides. The morphology
and composition of these sulfides can have substantial effects on
the corrosion resistance of stainless steels, especially their resistance to pitting corrosion.
Other elements. Molybdenum in moderate amounts in combination
with chromium is very effective in terms of stabilizing the passive
film in the presence of chlorides. Molybdenum is especially effective
in enhancing the resistance to pitting and crevice corrosion. Carbon
does not seem to play an intrinsic role in the corrosion characteristics of stainless, but it has an important role by virtue of the tendency of carbide formation to cause matrix or grain boundary
composition changes that may lead to reduced corrosion resistance.
Nitrogen is beneficial to austenitic stainless in that it enhances pitting resistance, retards formation of sigma phase, and may help to
reduce the segregation of chromium and molybdenum in duplex
stainless steels.
Ferritic steels with high chromium contents have
good high-temperature properties. However, these steels readily
form brittle sigma phase within the temperature range 550 to
950°C. The S44600 steel, with 27% chromium, has a scaling temperature in air of about 1070°C. The modern molybdenum-alloyed
ferritic steels have largely the same corrosion resistance as S31600
but are superior to most austenitic steels in terms of their resistance
to SCC. A typical application example for these steels is hot water
heaters. For chlorine-containing environments, where there is a particular risk of pitting (e.g., in seawater), the high-alloy steel S44635
(25Cr-4Ni-4Mo) can be used. In general the corrosion resistance of
ferritic stainless steels is substantially lower than that of the
austenitic steels but higher than most of the martensitics. They can
withstand only mildly corrosive conditions. As such they find application in the automotive industry and in architectural work as decorative members. They have good oxidation resistance in fresh
water but are prone to pitting in brackish and seawater. They can be
used for handling dilute alkalis at room temperature and hydrocarbons at moderate temperature.48
Ferritic stainless steels cannot be used for any reducing or organic
acids such as oxalic, formic, and lactic, but they are used for handling
nitric acid and many organic chemicals. S43000 is less costly and most
Ferritic steels.
728
Chapter Eight
popular for such purposes. Some modifications of S43000 have been
developed. S43023 contains selenium, for free-machining use. Various
other alloys in the S43000 series, with 1.0 to 2.0% Mo, are also available, such as type S43400, which contains 1.0 to 1.3% Mo. This
improves corrosion resistance under reducing conditions and decreases
pitting tendencies as well. Because oxidation and scaling tendencies at
high temperatures can be reduced by increasing chromium content,
two well-known ferritic stainless steels contain 21% Cr (S44200) and
26% Cr (S44600), which increases their service temperature limits to
980 and 1090°C, respectively.48
S43000 and S43600 stainless steels are more resistant to SCC than
austenitic stainless steels in the presence of small amounts of chloride.
Because welding reduces their ductility and resistance to SCC and
IGC, they are sometimes alloyed with molybdenum, nickel, and one of
the six metals of the platinum group.48
Until recently, poor weldability and a lack of toughness and ductility
were severe limitations for using ferritic stainless steels. These problems
have been addressed by the advent of argon-oxygen decarburization
(AOD) and vacuum oxygen decarburization (VOD) processes for stainless
steel production. VOD, although more costly, is superior because it
reduces interstitial carbon and nitrogen to below 0.025%, compared with
0.035% for AOD. Thus, it is now possible to produce low-carbon, lownitrogen ferritic stainless steels, with the full benefit of a combination of
high chromium and molybdenum (1.5 to 4%) and excellent corrosion
resistance, especially to stress corrosion, at a competitive cost.
The corrosion resistance of ferritic steels has been extensively studied. The following expressions summarize the effects of different alloying elements on the resistance of ferritic steels exposed to boiling
corrosive solutions during slow strain tests.49 The stress corrosion
indices (SCIs) in each environment integrate the beneficial () or deleterious () effect of the alloying elements (in %) when the steels are in
contact with such a caustic environment. In boiling 4M NaNO3 at pH 2
the stress corrosion index is
SCI NO3
1777 996C 390Ti 343Al 111Cr 90Mo
62Ni 292Si
In 8.75 M NaOH it is
SCIOH
105 45C 40Mn 13.7Ni 12.3Cr 11Ti 2.5Al
87Si 413Mo
And in 0.5M NaCO3 0.5M NaHCO3 at 75°C it is
SCICO3 41 17.3Ti 7.8Mo 5.6Cr 4.6Ni
Materials Selection
729
S30400 steel is a great stainless success story. It
accounts for more than 50% of all stainless steel produced and finds
applications in almost every industry. The S30403 steel is a low-carbon
S30400 and is often used to avoid possible sensitization corrosion in
welded components. S30409 has a higher carbon content than S30403,
which increases its strength (particularly at temperatures above
500°C). This grade is not designed for applications where sensitization
corrosion could be expected.
The S30400 steel has excellent corrosion resistance in a wide range
of media. It resists ordinary rusting in most architectural applications.
It is also resistant to most food processing environments, can be readily cleaned, and resists organic chemicals, dye stuffs, and a wide variety of inorganic chemicals. In warm chloride environments, S30400 is
subject to pitting and crevice corrosion and to SCC when subjected to
tensile stresses beyond about 50°C. However, it can be successful in
warm chloride environments where exposure is intermittent and
cleaning is a regular event.
S30400 has good oxidation resistance in intermittent service to
870°C and in continuous service to 925°C. Continuous use of S30400
in the 425 to 860°C range is not recommended if subsequent exposure
to room-temperature aqueous environments is anticipated. However,
it often performs well in temperatures fluctuating above and below
this range. S30403 is more resistant to carbide precipitation and can
be used in the above temperature range. Where high-temperature
strength is important, higher carbon values are required. S30400 has
excellent toughness down to temperatures of liquefied gases and finds
application at these temperatures. Like other austenitic grades,
S30400 in the annealed condition has very low magnetic permeability.
Austenitic stainless steels are susceptible to SCC in chloride environments. The standard S30400, S30403, S31600, and S31603 stainless steels are the most susceptible. Increasing nickel content above 18
to 20% or the use of duplex or ferritic stainless steels improves resistance to SCC. High residual or applied stresses, temperatures above 65
to 71°C, and chlorides increase the likelihood of SCC. Crevices and
wet/dry locations such as liquid vapor interfaces and wet insulation are
particularly likely to initiate SCC in susceptible alloys. Initiation may
occur in several weeks, in 1 to 2 years, or after 7 to 10 years in service.2
Austenitic steels.
Martensitic steels. The corrosion resistance of martensitic stainless
steels is moderate (i.e., better than carbon steels and low-alloy steels
but inferior to that of austenitic steels). They are typically used under
mild corrosion conditions for handling water, steam, gas, and oil. The
17% Cr steels resist scaling up to 800°C and have low susceptibility to
corrosion by sulfur compounds at high temperatures.
730
Chapter Eight
S41000 is a low-cost, general-purpose, heat-treatable stainless steel.
It is used widely where corrosion is not severe (air, water, some chemicals, and food acids). Typical applications include highly stressed
parts needing the combination of strength and corrosion resistance
such as fasteners. S41008 contains less carbon than S41000 and offers
improved weldability but lower hardenability. The S41008 steel is a
general-purpose corrosion and heat-resisting chromium steel recommended for corrosion-resisting applications.
S41400 has nickel added (2%) for improved corrosion resistance.
Typical applications include springs and cutlery. S41600 contains
added phosphorus and sulfur for improved machinability. Typical
applications include screw machine parts. S42000 contains increased
carbon to improve mechanical properties. Typical applications include
surgical instruments. S43100 contains increased chromium for greater
corrosion resistance and good mechanical properties. Typical applications include high-strength parts such as valves and pumps. S44000
contains even more chromium and carbon to improve toughness and
corrosion resistance. Typical applications include instruments.
Duplex steels. Duplex stainless steels comprise a family of grades
with a wide range of corrosion resistance. They are typically higher in
chromium than the corrosion-resistant austenitic stainless steels and
have molybdenum contents as high as 4.5%. The higher chromium and
molybdenum combination is a cost-efficient way to achieve good chloride pitting and crevice corrosion resistance. Many duplex stainless
steels exceed the chloride resistance of the common austenitic stainless steels. The constraints of achieving the desired balance of phases
define the amount of nickel in duplex stainless steel. The resulting
nickel contents, however, are sufficient to provide significant benefit in
many chemical environments.50 Table 8.35 describes the influence of
different alloying additions and microstructure on the pitting and
crevice corrosion resistance of duplex stainless steels.
Duplex stainless steels have been available since the 1930s. The
first-generation duplex stainless steels, such as S32900, have good
localized corrosion resistance because of their high chromium and
molybdenum contents. When welded, however, these grades lose the
optimal balance of austenite and ferrite and, consequently, corrosion
resistance and toughness are reduced. Although these properties can
be restored by a postweld heat treatment, most of the applications of
the first-generation duplexes use fully annealed material without further welding.50
In the 1970s, this problem became manageable through the use of
nitrogen as an alloy addition. The introduction of AOD technology permitted the precise and economical control of nitrogen in stainless steel.
Materials Selection
731
TABLE 8.35 Influence of Different Alloying Additions and Microstructure on the
Pitting and Crevice Corrosion Resistance of Duplex Stainless Steels
Alloying
Effect
Reason
Practical limitation
C
Negative
Causes precipitation of
chromium carbides with
accompanying chromiumdepleted zones.
About 0.03% maximum.
Si
Positive
Si stabilizes the passive film.
About 2% maximum, due to
its effect on structural
stability and on nitrogen
solubility.
Mn
Negative
Mn-rich sulfides act as
initiation sites for pitting.
Mn may also destabilize the
passive film.
About 2%. Higher levels
might also increase the risk
of intermetallic precipitation.
S
Negative
Sulfides, if not Cr-, Ti-, or
Ce-rich, tend to initiate
pitting attack.
About 0.003%, if maximum
pitting resistance is required.
For reasonable machinability,
up to 0.02% is allowed.
Cr
Positive
Cr stabilizes the passive film.
Between 25 and 28%
maximum depending on the
Mo content. Higher Cr
content increases the risk of
intermetallic precipitation.
Ni
Negative
Increased Ni, other elements
constant, dilutes the y-phase
with regard to N, which in
turn decreases the PRE of the
-phase. If the alloy is very
sensitive to precipitation of
chromium nitrides, Ni can
have a positive effect.
Ni should primarily be used
to give the alloy the desired
austenite content.
Mo
Positive
Mo stabilizes the passive film,
either directly or through
enrichment beneath the film.
About 4 to 5% maximum
depending on the Cr content.
Mo enhances the risk of
intermetallic precipitation.
N
Positive
N increases the PRE-number
of the -phase dramatically,
not only by increasing the
N content of that phase but
also by increasing the Cr and
Mo contents through their
partitioning coefficients.
About 0.15% in Mo-free
grades. About 0.3% in
superduplex grades and some
0.4% in 25% Cr, high Mo,
high Mn alloys.
Cu
Disputed
Marginal positive or
negative effects.
About 2.5% maximum.
Higher levels reduce hot
workability and undesirable
hardenability.
W
Positive
Probably the same as for Mo.
Increases the tendency for
intermetallic precipitation.
732
Chapter Eight
TABLE 8.35 Influence of Different Alloying Additions and Microstructure on the
Pitting and Crevice Corrosion Resistance of Duplex Stainless Steels (Continued )
Alloying
Effect
Reason
Practical limitation
Ferrite
Positive
Increased ferrite content
increases the N, Cr. and Mo
contents of the -phase.
Too high ferrite can enhance
chromium carbide/nitride
precipitation in a coarse
microstructure.
Intermetallic
phases
Negative
Precipitates with
accompanying depletion of
alloying elements (Cr, Mo).
If steel manufacturers’
recommendations are
followed, intermetallic
precipitation should not
occur during heat treatment
or welding.
Chromium
carbides
and
nitrides
Negative
Precipitation of
carbides/nitrides causes
Cr-depleted zones that are
selectively attacked in certain
corrosive media.
In older generations of duplex
alloys, nitrides were
frequently present in welded
joints and in base metal with
coarse microstructure. This
has rarely been the reason
for a corrosion failure.
Although nitrogen was first used because it was an inexpensive
austenite former, it was quickly found that it had other benefits. These
include improved tensile properties and pitting and crevice corrosion
resistance.50 Nitrogen also causes the formation of austenite at a higher
temperature, allowing for restoration of an acceptable balance of
austenite and ferrite after a rapid thermal cycle in the HAZ after welding. This nitrogen advantage enables the use of duplex grades in the
as-welded condition and has created the second generation of duplex
stainless steels.
Alloying with nitrogen has stimulated the introduction of many
duplex grades, most of them being marketed as proprietary products.
Some of these grades are not readily available in product forms other
than those produced. However, the S31803 alloy is an exception; it is
offered by many producers and is available on an increasingly regular
and reliable basis through metal service centers. It has become the
most widely used second-generation duplex stainless steel.50 The latest developed duplex stainless steels with very high Cr, Mo, and N contents, such as alloy 2507 (S32750), have better corrosion resistance
than S31803 steel and are in many cases comparable to the 6 Mo
steels, that is, 254 SMO (S31254).
One of the primary reasons for using duplex stainless steels is their
excellent resistance to chloride SCC. They are quite superior to common austenitic steels in this respect. Modern steels with correctly balanced compositions, such as alloy 2205 (UNS S31803), also possess
Materials Selection
733
good pitting properties and are not sensitive to intergranular corrosion
after welding, as were the first-generation duplex steels. All duplex
stainless steels are susceptible to SCC in the boiling 42% magnesium
chloride. Fortunately, this test is so overly severe that its results are
not meaningfully related to the SCC that occurs with most austenitic
stainless steels in typical applications with less-concentrated chlorides.
In boiling 25% sodium chloride and in the sodium chloride “wick test,”
which have been shown to correlate well with field experience in SCC,
the duplex grades are resistant to SCC.50
Pitting and crevice. The pitting and crevice behavior of stainless steels
in chloride-bearing waters has been studied by a number of investigators. There is considerable variation in the percentage of apparently
identical sites where attack occurs, when it occurs. It is useful to
describe results in terms of the percentage of apparently identical sites
where attack occurs at a given chloride concentration. Very tight
crevices increase the likelihood of attack. Rough surfaces, sheared
edges, scratches, and similar imperfections also tend to increase the
incidence of attack. Crevice or pitting attack also occurs under
deposits and under biofouling growths attached to the metal surface.
Table 8.36 describes the measured critical crevice corrosion temperatures for many corrosion-resistant austenitic and duplex stainless
steels, and Table 8.37 gives the corrosion rates of some of these alloys
in selected chemical environments.
Relative resistance can also be described by the chloride concentration below which there is little likelihood of crevice attack occurring.
Pitting, particularly at or near welds and in crevices, has often resulted
in perforation within a few months. It is necessary, therefore, to chose
an alloy with high resistance to localized attack, which is often defined
as an alloy with a high pitting-resistance equivalent number (PREN).
PREN is derived from an empirical relationship and can take several
forms. The most widely used form to predict the pitting resistance of
austenitic and duplex stainless steels is expressed as:47
PREN
Cr 3.3 (Mo 0.5 W) xN
where Cr, Mo, W, and N are the chromium, molybdenum, tungsten,
and nitrogen contents (%), and x
16 for duplex stainless steel, and
30 for austenitic alloys.
Elevated temperature. The properties of stainless steels at elevated
temperatures may degrade from a variety of causes. The consequences
of this degradation depend on the process and the expectations of the
material.
734
Chapter Eight
TABLE 8.36
Critical Crevice Corrosion Temperatures
UNS
Type
Temperature, °C
S32900
S31200
S31260
S32950
S31803
S32250
S30400
S31600
S31703
N08020
N08904
N08367
S31254
329
44LN
DP-3
7-Mo PLUS
2205
Ferralium 255
304
316
317L
20Cb-3
904L
AL-6XN
254 SMO
5
5
10
15
17.5
22.5
2.5
2.5
0
0
0
32.5
32.5
In ferritic stainless steels the sigma phase is composed
only of iron and chromium. In austenitic stainless alloys, it is much
more complex and will include nickel, manganese, silicon, and niobium
in addition to iron and chromium. The sigma phase forms in ferritic
and austenitic stainless steels from ferrite or metastable austenite
during exposure at 593 to 927°C. It causes loss of ductility and toughness at temperatures under 120 to 150°C but has little effect on properties in the temperature range where it forms unless the material has
been put into service with considerable residual cold work. In this
case, creep strength can be adversely affected.2
Over time, sigma phase formation is unavoidable in many of the
commercial alloys used within the temperature range where it forms.
Fortunately, few failures have been directly attributed to it. However,
if a component is to be exposed in the critical temperature range and
subsequently subjected to extensive cyclic conditions or to shock loading, an immune or more stable material should be used. Increased
resistance or immunity is achieved by selecting a composition that is
balanced with respect to austenite versus ferrite-forming elements so
that no free ferrite is present. This can be determined using the
Schaeffler diagram, discussed previously.
Sigma phase.
Another form of elevated temperature degradation of
austenitic stainless steels is sensitization. This is caused by the precipitation of chromium carbides preferentially at grain boundaries.
The adjacent chromium-depleted zone then becomes susceptible to
accelerated corrosion in some corrosive environments. Sensitization
can occur during fabrication from the heat of welding or improper heat
treatment or through service exposure in the temperature range of 480
to 815°C. Sensitization has little or no effect on mechanical properties
but can lead to severe intergranular corrosion in aggressive aqueous
Sensitization.
TABLE 8.37
Corrosion Rates (mmy1) in Selected Chemical Environments
Environment
Temperature,
°C
1% HCl
10% sulfuric
10% sulfuric
30% phosphoric
85% phosphoric
65% nitric
10% acetic
20% acetic
20% formic
45% formic
3% NaCl
Boiling
66
Boiling
Boiling
66
Boiling
Boiling
Boiling
Boiling
Boiling
Boiling
S30400
S31600
42.0
21.7
8
0.28
7.6
2
S31703
0.0025
0.226
12.4
0.170
0.0051
0.533
0.0051
N08020
1.09
0.203
S32550
0.0025
0.030
5.23
0.0406
0.010
0.534
0.0025
0.0025
0.0051
1.01
0.0051
0.0025
0.13
0.0051
0.033
0.124
0.0025
0.010
0.051
0.2159
43.6
S31803
520
0.18
0.0254
0.010
736
Chapter Eight
environments such as polythionic acid. Polythionic acid can form during downtime on equipment that has been even mildly corroded by
hydrogen sulfide at an elevated temperature. The iron sulfide corrosion product combines with air and moisture to form the acid and
induces intergranular corrosion and cracking.2
To minimize the chance of sensitization during fabrication, carbideforming stabilizers are added. The most common are titanium
(S32100) and niobium (S34700). As long as their lower strengths are
taken into account, another alternative is to use low carbon grades
(S30403, S31603) with carbon 0.03%. To minimize the effects of frequent or continuous exposure within the susceptible temperature
range, a thermal stabilization treatment of S34700 at 870 to 900°C for
4 h is recommended. S32100 steel does not respond acceptably to this
treatment.
The higher carbon content of heat-resistant alloys and the presence
of other elements cause these alloys to “age” during exposure to elevated temperatures. Aging results from the formation of secondary
carbides and other precipitates. This usually results in higher
strength but also causes loss of ductility at ambient temperature, leading to potential fabrication problems. This is more of a problem with
cast than wrought heat-resistant alloys because of the typically higher
original carbon content.
Recovery from all of the above forms of degradation is possible by
solution annealing the material at temperatures appropriate for the
alloy grade followed by rapid cooling. For the 300 series stainless
steels, annealing can be done at 1066°C, whereas the high-carbon
heat-resistant alloys may require treatment as high as 1177°C.
Recovery is not permanent. Reexposure to the causative conditions
will result in redegradation.2
8.8
8.8.1
Steels
Introduction
Iron and steel, the most commonly used metals, corrode in many
media, including most outdoor atmospheres. Usually they are selected
not for their corrosion resistance but for such properties as strength,
ease of fabrication, and cost. These differences show up in the rate of
metal lost due to rusting. All steels and low-alloy steels rust in moist
atmospheres. In some circumstances, the addition of 0.3% copper to
carbon steel can reduce the rate of rusting by one-quarter or even by
one-half. The elements copper, phosphorus, chromium, and nickel
have all been shown to improve resistance to atmospheric corrosion.
Formation of a dense, tightly adhering rust scale is a factor in lowering the rate of attack. The improvement may be sufficient to encour-
Materials Selection
737
age use without protection and can also extend paint life by decreasing the amount of corrosion underneath the paint. The rate of rusting
will usually be higher in the first year of atmospheric exposure than in
subsequent years and will increase significantly with the degree of pollution and moisture in the air.
Steel has quite good resistance to alkalies, many organics, and
strong oxidizing acids. As a general rule, acids should be avoided. Mild
steel can be susceptible to SCC in media that contain nitrates, hydroxides, ammonia, and hydrogen sulfide. Any evolved hydrogen may
cause embrittlement and blistering in the steel. Adding copper can offset the harmful effects of phosphorus and sulfur inclusions in the steel
in dilute acids. In water, oxygen is detrimental. Like other metals that
form passive oxide films, iron benefits in situations in which there is
essentially no oxygen to depolarize the cathodic reaction or sufficient
oxidizing power to form a stable oxide film.1
Low-alloy steels are defined as steels containing up to 5% of the
major alloying element. These steels are designed for higher strength
and are similar in corrosion resistance to unalloyed steel except for
improvements attainable in the rate of atmospheric attack. For example, an alloy steel might rust at one-third the rate of a plain carbon
steel without copper. About 10 to 12% chromium is usually needed to
avoid rusting in the atmosphere. The silicon irons, particularly those
containing about 15% silicon, are more corrosion resistant than steel.
Unfortunately, they are available only as castings and are quite brittle. They have good resistance to oxidizing and reducing acids with the
exception of hydrofluoric acid and perform particularly well in slurries
because of their good erosion-corrosion resistance.
8.8.2
Carbon steels
Ordinary steels are essentially alloys of iron and carbon with small
additions of elements such as manganese and silicon added to provide
the requisite mechanical properties. The steels are manufactured from
a mixture of pig iron and scrap, which is treated in the molten state to
remove excess carbon and other impurities. The steel may be continuously cast into strands or cast into individual ingots. The final product
is then produced by rolling, drawing, or forging. During hot rolling and
forging the steel surface is oxidized by air, and the scale produced is
usually termed millscale. In air, the presence of millscale on the steel
may reduce the corrosion rate over comparatively short periods, but
over longer periods the rate tends to rise. In water, severe pitting of the
steel may occur if large amounts of millscale are present on the surface.
The addition of about 0.2% copper results in a two- to threefold
reduction in the corrosion rate in air compared with a copper-free
738
Chapter Eight
steel. Variations in the other elements in ordinary steels affect the corrosion rate to a marginal degree, the tendency being for the rate to
decrease with increasing content of carbon, manganese, and silicon.
For example, in the open air a steel containing 0.2% Si rusts about
10% less rapidly than an otherwise similar steel containing 0.02% Si.51
8.8.3
Weathering steels
The mechanical properties of low- or medium-carbon structural steels
can be improved considerably by small alloy additions. For example, 1%
Cr will raise a steel yield strength (0.2% offset) from 280 to 390 MPa.
This has led to the development of a range of so-called high-strength,
low-alloy (HSLA) steels with high tensile properties. Although, originally
at least, the main purpose was to increase the strength of the steel,
improvements in the mechanical properties of unalloyed steels have
resulted in a considerable overlap in properties between the two classes.
In some cases low-alloy additions, besides making further improvements in properties possible, may even enhance resistance to corrosion.
As a class they are by no means corrosion-free but under favorable conditions, such as when they are exposed outdoors, they can rust several
times less rapidly than unalloyed mild steel. The low-alloy steels specifically designed to be slow rusting are commonly called weathering
steels, and to optimize this corrosion resistance the alloying elements
most commonly used are chromium, nickel, and copper.52
Uncoated weathering-grade steels have been available for many
years. The cost effectiveness of use of this material has been demonstrated in both short- and long-term savings. The additional cost of
this grade of steel is offset by the elimination of the need for initially
painting structures. Where enhanced atmospheric corrosion resistance is desired, the letter W follows the grade.53 Environmental
benefits also result from the use of this material. The reduction in
initial painting reduces emissions of volatile organic compounds
(VOCs) when oil-based coatings are used. The elimination of
removal of the coating and disposal of contaminated blast cleaning
debris over the life span of the structure is another significant environmental benefit.
There are documented cases where the estimated cost of the collection and disposal of materials from a structure repainting project were
so great that the structure was either abandoned or replaced. At the
same time, there are documented cases where application of this material in improper locations or under improper conditions has resulted in
less than desirable performance. In most cases, this poor performance
was the result of a lack of understanding of the limitations of weathering-grade steels. The following situations represent conditions where
Materials Selection
739
uncoated weathering steel cannot be expected to perform as intended,
and continuing corrosion could result in significant damage:53
Marine coastal areas. Salt-laden air that is generated along the sea
coast may be transported inland by the prevailing winds. The level of
chloride concentration caused by the salt-laden air and its effect on
the performance of uncoated weathering steel structures depends on
the direction of the prevailing winds, the distance from the shore
line, and the topographical and environmental characteristics of the
area. Thus, the weathering behavior of uncoated weathering steel
structures can vary significantly from one location to another.
Areas of frequent high rainfall, high humidity or persistent fog.
These climatic conditions can result in excessive condensation and
prolonged periods of wetness of the steel. Selection of uncoated steel
for use in areas where these conditions persist should not be made
without an evaluation of the expected time of wetness of the steel at
the particular bridge site.
Industrial areas. In heavy industrial areas with chemical and other
manufacturing plants, the air may contain chemical impurities that
can be deposited on and decompose the steel surfaces.
8.8.4
Weldability
Commonly used steels can be readily welded. Steels have been
grouped in terms of their metallurgical and welding characteristics.
The main risks in welding these groups are described below, followed
by the main welding imperfections encountered:54
Low-carbon unalloyed steels and/or low-alloyed steels. For thin-section, unalloyed materials, these materials can normally be readily
welded. However, when welding thicker-section material with a flux
process (MMA), there is a risk of HAZ cracking and low-hydrogen
electrodes need to be used. The more highly alloyed materials also
require preheat or a low-hydrogen welding process to avoid HAZ
cracking.
2-5 Ni Steels, CrMo, and CrMoV creep-resisting steel. Thin-section
material may be welded without preheat, using a gas-shielded
process (TIG and MIG); for thicker-section material, and when using
a flux process, preheat with low-hydrogen electrodes (MMA) is needed
to avoid HAZ and weld metal cracking. Postweld heat treatment is
used to improve HAZ toughness.
Ferritic or martensitic stainless steel, with chromium (12 to 20%).
When using filler to produce matching weld metal strength, preheat is
needed to avoid HAZ cracking. Postweld heat treatment is essential to
740
Chapter Eight
restore HAZ toughness. An austenitic stainless steel filler can be used
where it is not possible to apply a preheat and postweld treatment.
Porosity is formed by entrapment of discrete pockets of gas in
the solidifying weld pool. The gas may originate from poor gas shielding, surface contaminants such as rust or grease, or insufficient deoxidants in the parent metal, electrode, or filler wire. A particularly
severe form of porosity is “worm holes,” caused by gross surface contamination or welding with damp electrodes. The presence of manganese and silicon in the parent metal, electrode, and filler wire is
beneficial because they act as deoxidants, combining with entrapped
air in the weld pool to form slag. Rimming steels with a high oxygen
content can only be welded satisfactorily with a consumable that adds
aluminum to the weld pool.54 To obtain sound porosity-free welds, the
joint area should be cleaned and degreased before welding. When
using gas-shielded processes, the material surface demands more rigorous cleaning, such as by degreasing, grinding, or machining, followed by final degreasing, and the arc must be protected from
draughts.
Porosity.
Solidification cracks occur longitudinally as a
result of the weld bead having insufficient strength to withstand the
contraction stresses within the weld metal. Sulfur, phosphorus, and
carbon pickup from the parent metal at high dilution increase the risk
of weld metal (solidification) cracking, especially in thick-section and
highly restrained joints. When welding high carbon and sulfur content
steels, thin weld beads will be more susceptible to solidification cracking. However, a weld with a large depth-to-width ratio can also be susceptible. In this case, the center of the weld, the last part to solidify,
will have a high concentration of impurities, increasing the risk of
cracking.54 Solidification cracking is best avoided by careful attention
to the choice of consumable, welding parameters and welder technique. To minimize the risk, consumables with low carbon and impurity levels and relatively high manganese and silicon contents are
preferred. High–current density processes, such as submerged-arc and
CO2, are more likely to induce cracking.
Solidification cracking.
A characteristic feature of high-carbon and low-alloy
steels is that the HAZ immediately adjacent to the weld hardens on
welding with an attendant risk of cold (hydrogen) cracking. The
amount of hydrogen generated is determined by the electrode type and
the process. Basic electrodes generate less hydrogen than rutile electrodes, and the gas-shielded processes produce only a small amount of
hydrogen in the weld pool. Steel composition and cooling rate determine the HAZ hardness. Chemical composition determines material
Hydrogen cracking.
Materials Selection
741
hardenability, and the higher the carbon and alloy content of the material, the greater the HAZ hardness. Section thickness and arc energy
influence the cooling rate and, hence, the hardness of the HAZ.
Because cracking only occurs at temperatures slightly above ambient, maintaining the temperature of the weld area above the recommended level during fabrication is especially important. If the
material is allowed to cool too quickly, cracking can occur up to several
hours after welding, often termed delayed hydrogen cracking. After
welding, therefore, it is beneficial to maintain the heating for a given
period (hold time), depending on the steel thickness, to enable the
hydrogen to diffuse from the weld area.54 When welding C-Mn structural and pressure vessel steels, the measures that are taken to prevent HAZ cracking will also be adequate to avoid hydrogen cracking in
the weld metal. However, with increasing alloying of the weld metal
(e.g., when welding alloyed or quenched and tempered steels), more
stringent precautions may be necessary. The risk of HAZ cracking is
reduced by using a low-hydrogen process, low-hydrogen electrodes,
and high arc energy and by reducing the level of restraint.
Reheat or stress relaxation cracking may occur in the
HAZ of thick-section components, usually of greater than 50-mm
thickness. The more likely cause of cracking is embrittlement of the
HAZ during high-temperature service or stress relief heat treatment.
Because a coarse-grained HAZ is more susceptible to cracking, low arc
energy input welding procedures reduce the risk. Although reheat
cracking occurs in sensitive materials, avoidance of high stresses during welding and elimination of local points of stress concentration (e.g.,
by dressing the weld toes) can reduce the risk.54
Reheat cracking.
8.8.5
Corrosion resistance
Carbon steel. The corrosion rates of wrought iron and mild steel when
immersed in seawater or buried in soil are not significantly different
when the copper contents are similar. Steel has number of phases and
inhomogeneities at the surface, which can cause local cells. The corrosion resistance of iron is low, because cathodic reduction can easily
take place on its surface, and moreover, its corrosion product is porous
and nonadherent. By contrast, aluminum and other light metals form
a compact adhering film that retards corrosion. Steel finds extensive
application primarily because of its low cost, reasonably good mechanical properties, and ease of fabrication.48
Ambient conditions in an industrial environment are relatively more
corrosive because of the presence of moisture and chemical pollutants in
the air. Chlorides in coastal areas and sulfur dioxide are highly aggressive, and they lower the critical humidity level for the onset of corrosion.
742
Chapter Eight
Sulfur dioxide facilitates depolarization and easily oxidizes to sulfur trioxide on metal surfaces, which in turn forms sulfuric acid. Similarly,
acid vapors, H2S, and organic vapors even in small quantities greatly
increase the aggressiveness of the atmosphere.48 Despite these shortcomings, plain carbon steels, with or without minor alloying elements,
are widely used as the most economic materials of construction under
ambient, aggressive conditions, and with various combinations of protective coatings and other corrosion prevention or control methods.
Conditions permitting the satisfactory use of mild steel are described in
Table 8.38.
Natural water is widely distributed and stored
in steel pipe, galvanized steel pipe, and steel tanks. Natural waters, so
long as they are reasonably free from aggressive ions, such as chloride
and acidic species, are noncorrosive and have been handled satisfactorily by mild steel pipes and tanks for many years. The primary impurities in these waters are calcium and magnesium salts. These salts
can form a hard carbonate protective scale on the surface of steel
exposed to hard water. Chemically pure, distilled water is, in fact, corrosive, and when the concentration of these salts is low, the corrosion
of steel must be controlled by reducing the oxygen present in the water
by chemical treatment or by cathodic protection.
The protective carbonate scale is not just a function of the concentration of calcium and magnesium salts. It is also affected by the alkalinity of the water and concentrations of other salts. Saturation indexes
have been developed for monitoring such concentrations. A popular saturation index is the Langelier index, which provides a simple method
for determining the conditions and concentrations under which water
will form this kind of protective film.48 Section 2.2 in Chap. 2,
Environments, describes in detail the Langelier index and a few other
indexes and methods to monitor scaling tendencies of waters.
Brackish waters containing less than 1% NaCl have been handled
successfully in steel pipes. Seawater under quiescent conditions can
also be stored in steel vessels. The pitting tendency in such cases
should be controlled by removing dissolved oxygen. Steel pipes can
have a life expectancy of 2 to 5 years in mine waters, depending on
their composition. The main factors controlling the corrosion of steel in
natural waters follow:
Aqueous media corrosion.
Dissolved gases. Corrosion induced by dissolved oxygen is proportional to its concentration, up to 25 to 30 ppm. Above this level, corrosion decreases at higher concentrations. Higher temperatures and
pressures and lower pH increase its corrosivity. Carbon dioxide,
although only approximately 10% as corrosive as oxygen, is nearly
100 times more soluble than oxygen. Dissolved H2S attacks steel
Materials Selection
TABLE 8.38
743
Conditions Permitting the Satisfactory Use of Mild Steel
Service
Acetone
Acetylene*
Air (compressed)
Air (compressed)
Alcohol
Ammonia (anhydrous gas)
Ammonia (anhydrous liquid)
Ammonia (aqueous)
Benzene*
Brine (calcium chloridc)†
Butanol*
Carbon dioxide*
Carbon disulfide (anhydrous)*
Carbon tetrachloride*
Caustic (concentration under 5%)*
Caustic (concentration 0 to l04 Re)
Caustic (concentration 11 to 50%)‡
Chlorine (anhydrous gas)
Chloroform*
Dowtherm “A”
Gas (city)*
Gas (inert)
Gas (natural)*
Gas (natural)
Gas (natural)
Hydrogen
Hydrogen*
Hydrogen chloride (anhydrous gas)*
Kerosene*
Methanol*
Nitrogen
Sodium cyanide (26% solution)*
Sodium polysulfide solution
Sulfuric acid (commercial grade)§
60° Be
66° Be
109° (40% oleum)
Xylene*
Pressure,
kPa
Temperature,
°C
1030
1030
1030
2070
2070
4140
4140
4140
3240
340
1030
3100
2070
2070
2760
1030
1030
340
2070
1030
140
1030
3401
690
4140
1030
4140
1030
860
1030
4830
170
1030
370
150
360
amb
200
500
500
500
450
100
385
150
500
500
120
180
120 –150
150
500
750
100
350
140
315
80
450
500
500
350
390
500
100
500
690
690
690
520
105
120
160
150
* Copper-free steel.
†Economical life of steel, normal maintenance, minimum temperature 26°C.
‡Stress-relieved welds and cold bands, if steam traced.
§Nonflowing or low velocity; 6- to 8-year life at temperatures given.
even in the absence of oxygen.48
Hydrogen ion concentration (pH). Very little general corrosion
occurs between 4.5 and 9.5 pH. In this range, the corrosion product maintains a pH of approximately 9.5 at the surface of the
steel. But in weak acids such as H2CO3, hydrogen evolution and
744
Chapter Eight
corrosion begin just below pH 6 and become rapid at pH 5.0. With
stronger acids, hydrogen evolution is rapid, and the steel is
attacked quite rapidly.
Dissolved salts. Most dissolved salts reduce the solubility of dissolved oxygen, and therefore the rate of corrosion in concentrated
solutions is usually lower. Some salts buffer the pH. Some, such as
halides and sulfides, are corrosive themselves. Therefore, neutral
and acid salt solutions, such as NaCl or Na2SO4, which tend to
increase the corrosion rate of iron, are not normally handled in steel
equipment. Steel can be used for handling alkaline salts that
hydrolyze to yield a solution of approximately 9.5 pH. These salts
also act as inhibitors for some aggressive solutions. For example,
Ca(OH)2 is used to control corrosion caused by CaCl2 in solution in
refrigeration systems.48
Temperature and velocity effects. Water flowing at velocity higher
than 3 ms1 can cause turbulence and impingement attack. The
temperature of the water can be another factor. A rise of 18 to 20°C
can double the corrosivity of some waters.
Mild steel is traditionally used for transporting and storing
alkalies and alkaline solutions at room temperature and for alkaline
salts such as sodium carbonate and phosphate. Iron passivates at a pH
higher than 10. However, passivity decreases in concentrated solutions in which iron has a tendency to dissolve as ferrous ions (HFeO2).
Fortunately, the rate of corrosion is low at room temperature, so concentrated solutions and solid caustic are handled in steel drums. At
high temperatures, concentrated alkalies are relatively aggressive,
but pots for handling and fusion of caustic soda and potash are made
from thick sections of cast iron or steel. Alkaline solutions employed in
many chemical processing industries are handled in steel equipment.48
However, when steel is exposed to alkaline solutions at high temperatures while stressed in tension, it can crack along intergranular boundaries, in a fashion that has been called caustic embrittlement. This
particularly vicious form of attack was first noticed in riveted steam boilers where alkali became concentrated in crevices underneath rivets.
Welded construction of boilers has reduced the incidence of such failures.
Alkalies.
Hydrogen evolution is easier on iron than on most other metals,
and steel is severely attacked by acidic solutions at levels below pH 4.
The presence of oxygen has a depolarizing effect, and corrosion becomes
even more severe when oxygen is present. However, strong oxidizing
acids can passivate steel, so it can be used for handling, storing, and
transporting them. Sulfuric acid below 60% concentration is highly corrosive to steel. However, steel can be used for handling sulfuric acid of
Acids.
Materials Selection
745
90% concentration and above. Hydrochloric and phosphoric acids in all
concentrations attack steel rapidly. Killed steel can be used to handle
hydrofluoric acid of above 80% concentration. However, steel in any
form is not normally used for handling organic acids.48
In the absence of water, organic solvents do
not attack steel, and it is therefore used for handling alcohols and glycols. The addition of small amounts of moisture, on the order of 0.1%,
has a detrimental effect, particularly in the case of chlorinated organic
solvents. Steel is widely used in petroleum refineries for pressure vessels, crude distillation towers, pipe stills, heat exchangers, piping,
valves, all service lines, and storage tanks. The presence of sulfur in
crude oil corrodes steel. In cases where sulfur compounds are present,
it is economical to line or clad the steel with a corrosion-resistant
material or use a low-alloy chromium steel.48
Nonaqueous organic solvents.
Most gases and vapors can be handled in steel equipment when they are completely dry. Problems are sometime encountered in subzero temperatures, because some steels lack impact
resistance at these low temperatures. Corrosion of steel in the presence of moisture is particularly severe when acidic gases or vapors are
involved, such as oxides of nitrogen and sulfur or chlorine. At high
temperature, water vapor does not contribute to corrosion, but once
the dew point is reached, condensation takes place, and the corrosion
rate rises drastically. Steel is used for handling hot dry chlorine, liquid
chlorine, and sulfur gases. For steam boilers, steels are the usual
materials of construction, and dissolved oxygen in their feed water is
their worst enemy, being most corrosive. To remedy this problem, its
concentration should be reduced below 0.01 ppm by chemical and
mechanical treatment of the feed water. The addition of chromium to
steel prevents such attacks.48
When hydrogen is handled in steel above 400°C, it reacts with the
carbon present in steel to form methane. As a consequence of this decarburization, fissures can form along the grain boundaries. Called hydrogen embrittlement, this phenomenon is controlled by alloying steel with
carbide stabilizers such as chromium, molybdenum, and titanium.
During ammonia synthesis and petroleum cracking, similar hydrogen
and nitrogen embrittlement can take place above 500°C, particularly
where high-carbon steels are employed. Alloying with 2% chromium
reduces this problem. Low-alloy nickel-chromium-molybdenum steel
has been used in the past to resist hydrogen attack at 400 to 450°C and
moderate pressures. However, modern high-temperature high-pressure
reactors use stainless steel. Despite some of these shortcomings, plain
carbon steels are widely used as the most economical materials of construction under various conditions. Additionally, various protective
Gases and vapors.
746
Chapter Eight
schemes using organic and inorganic coatings, linings, and claddings
have been developed to increase the life expectancy of steel under
aggressive conditions.48
Low-alloy steels. The improvement in rust resistance achieved through
low-alloy additions obviously depends on the nature and amounts of
the alloying elements. Incidentally, the effects of these additions are
not additive. Weathering steels generally perform best when they are
freely exposed to the open air in industrial environments.52 Copper and
chromium additions influence the rate of rusting by raising the potential of the surface to more noble values, encouraging passivation.
However, HSLA steels in their maximum hardness condition can be
very susceptible to SCC in high-humidity environments.
Initially, weathering steels appear to rust like mild steels and quickly
assume a fine, sandy appearance. However, unlike mild steel, whose
oxide repeatedly spalls off, the surface rust layer stabilizes with time,
provided that the exposure conditions allow the steel to dry out periodically. The rust then becomes darker, granular, and tightly adherent, and
any pores or cracks become filled with insoluble salts. Because of the
need for intermittent drying to stabilize the oxide film, it is doubtful,
from the corrosion aspect, whether the use of weathering steels is worthwhile where immersion in natural waters or burial in soil is involved.52
When low-alloy steels are exposed outdoors, the rust formed on them
is generally darker in color and much finer in grain than that formed
on ordinary steel. Moreover, the slowing down in rusting rate with
time seems to be more marked for low-alloy steels than for ordinary
steels. This can be illustrated by the data presented in Table 8.39.52
The distinguishing feature of the behavior of the slow-rusting lowalloy steels is the formation of this protective rust layer. Corrosion in
conditions where it cannot form is little different from that of unalloyed steel. In particular, the beneficial effects observed in open air do
not generally extend to conditions where the steel is enclosed and sheltered from the rain.
As mentioned earlier, the effects of the
various alloying elements are not additive. Bearing this in mind, the
practical effect of individual elements can be summarized as follows:
Corrosion in natural environments.
1. Copper additions up to about 0.4% give a marked improvement, but
further additions make little difference.
2. Phosphorus, at least when combined with copper, is also highly beneficial. However, in practice, levels above about 0.10% adversely
affect mechanical properties.
3. Chromium, in fractional percentages, has a significant influence on
Materials Selection
TABLE 8.39
747
Variation of Rate of Rusting with Time
Rate of rusting, (mmy1)
Steel
A
B
Ratio (B/A)
Ordinary mild steel (0.02 Cu)
Low-alloy steel (1.0 Cr, 0.6 Cu)
1st and 2d years
0.129
0.077
6th to 15th year
0.094
0.025
0.73
0.33
corrosion rates. Although it appears to be beneficial, some conflicting results have been reported, and its contribution to the reduced
corrosion of complex low-alloy steels containing copper and phosphorus is not large.
4. Nickel, although reducing corrosion rates a little, is not as important in its effect as the aforementioned elements.
5. Manganese may have a particular value in chloride-contaminated
environments, but its contribution is little understood.
6. Silicon is in a similar position to manganese, with conflicting evidence as to its value.
7. Molybdenum has been little used in low-alloy steels but may be as
effective as copper and is worthy of further study.
Most structural steelwork that is exposed to the
atmosphere is given a protective coating of some kind. If this coating
is continuously maintained in perfect condition, so that no rusting of
the steel takes place, there is no advantage from the corrosion aspect
in using a low-alloy steel instead of mild steel. If, on the other hand, it
is probable that the protective coating will be damaged or allowed to
deteriorate, the use of a low-alloy steel should be considered. The more
compact rust film formed on these steels will be less likely to cause the
coating adjacent to the corroded areas to spall off, and the rate at
which breakdown of the coating spreads will be reduced. Several
investigators have reported better performance and durability of protective coatings on low-alloy steels than on ordinary steel. Any rust
that forms at breaks or holidays or underneath the paint film is less
voluminous on the low-alloy steels. Owing to the smaller volume of
rust, there is less rupturing of the paint film and, hence, less moisture
reaches the steel to promote further corrosion.52
However, the most widespread use of weathering steels has been for
buildings and bridges, especially where maintenance painting is particularly difficult, dangerous, inconvenient, or expensive. Bridges over
land, rivers, railways, roads, and estuaries fall into this category,
although in the last two cases care should be taken with respect to airApplications in industry.
748
Chapter Eight
borne salinity. Road bridges can be affected by salt-laden atmospheres
or water, produced as a consequence of winter ice and snow clearing
with deicing salt and grit. The chloride can be in the form of an airborne spray thrown up by passing vehicles or as a result of leaks in the
bridge deck. The important criterion is design. Many bridges have
been built successfully from weathering steels but at the design stage
it is important to consider the possible effects of road salt to obtain the
maximum maintenance-free life.52
To obtain a uniform color, it is essential to remove all millscale and
residual grease or oil stains, preferably by blasting. The detailing of all
sections should be such as to avoid pockets, crevices, and any location
that will collect and retain moisture and dirt for long periods. Any such
locations, as well as faying surfaces, should be painted for corrosion
protection. The paint requirements for weathering steels are exactly
the same as for carbon steel, and the slow rusting nature of the weathering steel will result in all paint systems having an extended life
before maintenance is required.52
An important aspect of design is to predict the lines of runoff of surface water. This is because the water will contain minute particles of
brown rust, especially in the prestabilization period, that will stain
some surfaces. Matte, porous surfaces stain particularly easily, and
runoff should not be over concrete, stucco, galvanized steel, unglazed
brick, or stone.
8.9
8.9.1
Titanium
Introduction
Titanium is the fourth most abundant metallic element in the earth’s
crust. It occurs chiefly as an oxide ore. The commercially important
forms are rutile (titanium dioxide) and ilmeite (titanium-iron oxide),
the former being richest in titanium content. Metallic titanium was
first isolated in impure form in 1887, and with higher purity in 1910.
However, it was not until the 1950s that it began to come into use as
a structural material. This was initially stimulated by aircraft applications. Although the aerospace industry still provides the major market, titanium and titanium alloys are finding increasingly widespread
use in other industries due to their many desirable properties.
Titanium is a unique material, as strongas steel with less than 60% of
its density but with excellent corrosion resistance. Traditional applications are in the aerospace and chemical industries. More recently,
especially as the cost of titanium has fallen significantly, the alloys are
finding greater use in other industry sectors, such as offshore.
Titanium commercial extraction process involves treatment of the ore
with chlorine gas to produce titanium tetrachloride, which is purified
Materials Selection
749
and reduced to a metallic titanium sponge by reaction with magnesium
or sodium. The sponge, blended with alloying elements as desired, is
then vacuum melted. Several meltings may be necessary to achieve a
homogeneous ingot that is ready for processing into useful shapes, typically by forging followed by rolling. For many applications the cost of
titanium alloys can be justified on the basis of desirable properties.55
Titanium has become increasingly important as a construction
material. It is strong and of medium weight. It is very corrosion resistant in many environments. Nevertheless, there are a number of disadvantages to titanium, which have limited its use. One is the high
cost relative to the more noble austenitic stainless steels such as
S31600. Although it is available in all conventional forms, titanium is,
in addition, not easy to shape and form.
Depending on the alloy, titanium alloys may be produced by vacuum
arc remelting, electron-beam, or plasma melting. Ingots are commonly
60 to 120 cm in diameter, weighing 2300 to 18,000 kg. Conventional
metallurgical processing in air are used to produce wrought alloys. All
standard mill products are available. Casting may also be produced
using investment casting and rammed graphite molding technologies.
The properties of titanium and its alloys depend on their basic metallurgical structure and the way in which this is manipulated during their
mechanical and thermal treatment during manufacture. When heated,
titanium atomic structure undergoes a transformation from a closepacked hexagonal arrangement (alpha-titanium) to a body-centered
cubic arrangement (beta titanium) at 882°C. This transformation can be
considerably modified by the addition of alloying elements to produce
four main types of titanium alloys. The chemical compositions of commercial titanium alloys is presented in App. F and some basic mechanical properties of these alloys can be found in Table 8.40. Titanium alloys
are also used because of the following properties:
Low coefficient of expansion. Titanium possesses a coefficient of
expansion that is significantly less than ferrous alloys. This property also allows titanium to be much more compatible with ceramic
or glass materials than most metals, particularly when metalceramic/glass seals are involved.
Nonmagnetic. Titanium is virtually nonmagnetic, making it ideal
for applications where electromagnetic interference must be minimized. Desirable applications include electronic equipment housing,
medical devices, and downhole well logging tools.
Excellent fire resistance. Even at very high temperatures titanium
is fire resistant. This is important for applications such as petrochemical plant and firewater systems for offshore platforms, where
its ability to survive a hydrocarbon fire is an essential factor.
750
Chapter Eight
TABLE 8.40
Mechanical Properties of Titanium Alloys
UNS
ASTM
Trade name
R50250
R50400
R50550
R60700
R56400
R52402
R52252
R56322
R58640
1
2
3
4
5
6
7
9
10
11
12
13
14
15
16
17
18
19
R58645
20
R58210
21
Unalloyed Ti
Unalloyed Ti
Unalloyed Ti
Unalloyed Ti
Ti-6Al-4V
Ti-5Al-2.5Sn
Ti-0.15Pd
Ti-3Al-2.5V
Ti-11.5Mo-6Zr-4.5Sn
Ti-0.15Pd
Ti-0.3-Mo-0.8Ni
Ti-0.5Ni-0.05Ru
Ti-0.5Ni-0.05Ru
Ti-0.5Ni-0.05Ru
Ti-0.05Pd
Ti-0.05Pd
Ti-3Al-2.5V-0.05Pd
Ti-3Al-8V-6Cr-4Zr4Mo
Ti-3Al-8V-6Cr-4Zr4Mo-0.05Pd
Ti-15Mo-2.7Nb-3Al0.25Si
Ti-6Al-4V ELI*
Ti-6Al-4V-0.05Pd
Ti-6Al-4V-0.5Ni0.05Pd
Ti-0.1Ru
Ti-0.1Ru
Ti-3Al-2.5V-0.1Ru
Ti-6Al-4V-0.1Ru
R52400
R56320
R52250
R53400
23
24
25
26
27
28
29
Tensile
strength,
MPa
Yield
strength,
MPa
Elastic
modulus,
GPa
241
345
448
552
896
827
345
620
689
241
483
276
414
483
345
241
620
793
172
276
379
483
827
793
276
483
620
172
345
172
276
379
276
172
483
758
103
103
103
103
113
110
103
90
103
103
103
103
103
103
103
103
105
103
793
758
103
793
758
103
793
896
896
758
827
827
112
113
113
345
241
620
827
276
172
483
758
103
103
90
112
*Extra low interstitial.
8.9.2
Titanium alloys
Alpha titanium alloys are largely single-phase
alloys containing up to 7% aluminum (alpha stabilizer) and a small
amount (0.3%) of oxygen, nitrogen, and carbon. Alpha titanium
alloys have the lowest strengths of titanium alloys. However, they can
be formed and welded. Some contain beta stabilizers to improve
strength. Alpha titanium alloys are generally in the annealed or
stress-relieved condition. They are considered fully annealed after
heating to 675 to 790°C for 1 or 2 h. Alpha alloys range in yield
strength from 170 to 480 MPa. Variations are generally achieved by
alloy selection. Alpha alloys are generally fabricated in the annealed
condition. All fabrication techniques used for stainless steels are genAlpha titanium alloys.
Materials Selection
751
erally applicable. Weldability is considered good, given proper gas
shielding. Some examples of alpha structure are R50400 and R53400.
Alpha plus beta alloys are widely used for highstrength applications and have moderate creep resistance. Alpha/beta
titanium alloys are generally used in the annealed or solution-treated
and aged condition. Annealing is generally performed in a temperature range 705 to 845°C for 1⁄2 to 4 h. Solution treating is generally performed in a temperature range of 900 to 955°C, followed by a water
quench. Aging is performed between 480 to 593°C for 2 to 24 h. The
precise temperature and time is chosen to achieve the desired mechanical properties. Alpha/beta alloys range in yield strength from 800
MPa to more than 1.2 GPa. Strength can be varied both by alloy selection and heat treatment. Water quenching is required to attain higher
strength levels. Section thickness requirements should be considered
when selecting these alloys. Generally, alpha/beta alloys are fabricated
at elevated temperatures, followed by heat treatment. Cold forming is
limited in these alloys. Examples of alpha/beta alloys are R58640
and R56400.
Alpha/beta alloys.
Near alpha alloys. Near alpha alloys have medium strength but better
creep resistance than alpha alloys. They can be heat treated from the
beta phase to optimize creep resistance and low cycle fatigue resistance. Some can be welded.
Beta phase alloys are usually metastable, formable
as quenched, and can be aged to the highest strengths but then lack
ductility. Fully stable beta alloys need large amounts of beta stabilizers (vanadium, chromium and molybdenum) and are therefore too
dense. In addition, the modulus is low (100 GPa) unless the beta
phase structure is decomposed to precipitate the alpha phase. They
have poor stability at 200 to 300°C, have low creep resistance, and are
difficult to weld without embrittlement. Metastable beta alloys have
some application as high-strength fasteners.
Beta titanium alloys are generally used in the solution-treated and
aged condition. High yield strengths (1.2 GPa) are attainable
through cold work and direct age treatments. The annealed condition
may also be employed for service temperatures less than 205°C.
Annealing and solution treating are performed in a temperature range
of 730 to 980°C, with temperatures around 815°C most common. Aging
between 482 to 593°C for 2 to 48 h is chosen to obtain the desired
mechanical properties. Duplex aging is often employed to improve age
response; the first age cycle is performed between 315 and 455°C for 2
to 8 h, followed by the second age cycle between 480 and 595°C for 8
to 16 h. Beta alloys range in yield strength from 780 MPa to more than
Beta phase alloys.
752
Chapter Eight
1.4 GPa. Current hardness limitations for sour service restrict the use
of these alloys to less than the maximum strength.
Beta alloys may be fabricated using any of the techniques employed
for alpha alloys, including cold forming in the solution-treated condition. Forming pressure will increase because the yield strength is high
compared to alpha alloys. The beta alloys can be welded and may be
aged to increase strength after welding. The welding process will produce an annealed condition, exhibiting strength at the low end of the
beta alloy range. An example of beta alloys is R56260.
Commercial grades. The strength of titanium can be increased by
alloying, some alloys reaching 1.3 GPa, although at a small reduction
in corrosion resistance. The commercial types are more commonly
known by their ASTM grades than by their UNS numbers. Table 8.41
lists general ASTM specifications for various titanium alloy applications. Titanium grades 1, 2, 3, and 4 are essentially unalloyed Ti.
Grades 7 and 11 contain 0.15% palladium to improve resistance to
crevice corrosion and to reducing acids, the palladium additions
enhancing the passivation behavior of titanium alloys. Titanium grade
12 contains 0.3% Mo and 0.8% Ni and is known for its improved resistance to crevice corrosion and its higher design allowances than unalloyed grades. It is available in many product forms. Other alloying
elements (e.g., vanadium, aluminum) are used to increase strength
(grades 5 and 9).
8.9.3
Weldability
Commercially pure titanium (98 to 99.5% Ti) or alloys strengthened
by small additions of oxygen, nitrogen, carbon, and iron can be readily fusion welded. Alpha alloys can be fusion welded in the annealed
condition and alpha/beta alloys can be readily welded in the
annealed condition. However, alloys containing a large amount of the
beta phase are not easily welded. In industry, the most widely welded
titanium alloys are the commercially pure grades and variants of the
6% Al and 4% V alloy, which is regarded as the standard aircraft
alloy. Titanium and its alloys can be welded using a matching filler
composition; compositions are given in The American Welding
Society specification AWS A5.16-90.56
Titanium and its alloys are readily fusion welded providing suitable
precautions are taken. TIG and plasma processes, with argon or argonhelium shielding gas, are used for welding thin-section components,
typically 10 mm. Autogenous welding can be used for a section thickness of 3 mm with TIG or 6 mm with plasma. Pulsed MIG is preferred to dip transfer MIG because of the lower spatter level.
Materials Selection
TABLE 8.41
753
General ASTM Specifications for Titanium Alloys
ASTM B265
ASTM B299
ASTM B337
ASTM B338
ASTM B348
ASTM B363
ASTM B367
ASTM B381
ASTM B862
ASTM B863
ASTM F1108
ASTM F1295
ASTM F1341
ASTM F136
ASTM F1472
ASTM F620
ASTM F67
Plate and sheet
Sponge
Pipe (annealed, seamless, and welded)
Welded tube
Bar and billet
Fittings
Castings
Forgings
Pipe (as welded, no anneal)
Wire (titanium and titanium alloy)
6Al-4V castings for surgical implants
6Al-4V niobium alloy for surgical implant applications
Unalloyed titanium wire for surgical implant applications
6Al-4V ELI alloy for surgical implant applications
6Al-4V for surgical implant applications
6Al-4V ELI forgings for surgical implants
Unalloyed titanium for surgical implant applications
Weld metal porosity. Weld metal porosity is the most frequent weld
defect. Because gas solubility is significantly less in the solid phase,
porosity arises when the gas is trapped between dendrites during
solidification. In titanium, hydrogen from moisture in the arc environment or contamination on the filler and parent metal surface is the
most likely cause of porosity. It is essential that the joint and surrounding surface areas are cleaned by first degreasing either by
steam, solvent, alkaline, or vapor degreasing. Any surface oxide should
then be removed by pickling (HF-HNO3 solution), light grinding, or
scratch brushing with a clean, stainless steel wire brush. When TIG
welding thin-section components, the joint area should be dry
machined to produce a smooth surface finish.
Embrittlement can be caused by weld metal contamination by either gas absorption or by dissolving contaminants such as
dust (iron particles) on the surface. At temperatures above 5000°C,
titanium has a very high affinity for oxygen, nitrogen, and hydrogen.
The weld pool, HAZ, and cooling weld bead must be protected from oxidation by an inert gas shield (argon or helium). When oxidation occurs,
the thin-layer surface oxide generates an interference color. The color
can indicate whether the shielding was adequate or an unacceptable
degree of contamination has occurred.
Embrittlement.
If iron particles are present on the component
surface, they dissolve in the weld metal, reducing corrosion resistance
and, at a sufficiently high iron content, causing embrittlement. Iron
particles are equally detrimental in the HAZ where local melting of
Contamination cracking.
754
Chapter Eight
the particles forms pockets of titanium-iron eutectic. Microcracking
may occur, but it is more likely that the iron-rich pockets will become
preferential sites for corrosion. To avoid corrosion cracking, and minimize the risk of embrittlement through iron contamination, it is a recommended practice to weld titanium in an especially clean area.56
8.9.4
Applications
Aircraft. The aircraft industry is the single largest market for titanium
products primarily due to its exceptional strength-to-weight ratio, elevated temperature performance, and corrosion resistance. The largest
single aircraft use of titanium is in the gas turbine engine. In most
modern jet engines, titanium-based alloy parts make up 20 to 30% of
the dry weight, primarily in the compressor. Applications include
blades, disks or hubs, inlet guide vanes, and cases. Titanium is most
commonly the material of choice for engine parts that operate up to
593°C. Titanium alloys effectively compete with aluminum, nickel, and
ferrous alloys in both commercial and military airframes. For example,
the all-titanium SR-71 still holds all speed and altitude records.
The selection of titanium in both airframes and engines is based
upon titanium basic attributes (i.e., weight reduction due to high
strength-to-weight ratios coupled with exemplary reliability in service,
attributable to outstanding corrosion resistance compared to alternate
structural metals). Starting with the extensive use of titanium in the
early Mercury and Apollo spacecraft, titanium alloys continue to be
widely used in military and space applications. In addition to manned
spacecraft, titanium alloys are extensively employed by NASA in solid
rocket booster cases, guidance control pressure vessels, and a wide
variety of applications demanding light weight and reliability.
Titanium in industry. Industrial applications in which titanium-based
alloys are currently utilized include.
■
Gas turbine engines. Highly efficient gas turbine engines are possible only through the use of titanium-based alloys in components
like fan blades, compressor blades, disks, hubs, and numerous nonrotor parts. The key advantages of titanium-based alloys in this
application include a high strength-to-weight ratio, strength at moderate temperatures, and good resistance to creep and fatigue. The
development of titanium aluminides will allow the use of titanium in
hotter sections of a new generation of engines.
■
Heat transfer. A major industrial application for titanium remains
in heat-transfer applications in which the cooling medium is seawater, brackish water, or polluted water. Titanium condensers, shell
Materials Selection
755
and tube heat exchangers, and plate and frame heat exchangers are
used extensively in power plants, refineries, air conditioning systems, chemical plants, offshore platforms, surface ships, and submarines.
■
Dimensional stable anodes (DSAs). The unique electrochemical
properties of the titanium DSA make it the most energy efficient
unit for the production of chlorine, chlorate, and hypochlorite.
■
Extraction and electrowinning of metals. Hydrometallurgical
extraction of metals from ores in titanium reactors is an environmentally safe alternative to smelting processes. Extended life span,
increased energy efficiency, and greater product purity are factors
promoting the usage of titanium electrodes in electrowinning and
electrorefining of metals like copper, gold, manganese, and manganese dioxide.
■
Medical applications. Titanium is widely used for implants, surgical devices, pacemaker cases, and centrifuges. Titanium is the most
biocompatible of all metals due to its total resistance to attack by
body fluids, high strength, and low modulus.
■
Marine applications. Because of high toughness, high strength,
and exceptional erosion-corrosion resistance, titanium is currently
being used for submarine ball valves, fire pumps, heat exchangers,
castings, hull material for deep sea submersibles, water jet propulsion systems, shipboard cooling, and piping systems.
■
Chemical processing. Titanium vessels, heat exchangers, tanks,
agitators, coolers, and piping systems are utilized in the processing
of aggressive compounds, like nitric acid, organic acids, chlorine
dioxide, inhibited reducing acids, and hydrogen sulfide.
■
Pulp and paper. Due to recycling of waste fluids and the need for
greater equipment reliability and life span, titanium has become the
standard material for drum washers, diffusion bleach washers,
pumps, piping systems, and heat exchangers in the bleaching section of pulp and paper plants. This is particularly true for the equipment developed for chlorine dioxide bleaching systems.57
8.9.5
Corrosion resistance
Titanium is a very reactive metal that shows remarkable corrosion
resistance in oxidizing acid environments by virtue of a passive oxide
film. Following its commercial introduction in the 1950s, titanium has
become an established corrosion-resistant material. In the chemical
industry, the grade most used is commercial-purity titanium. Like
stainless steels, it is dependent upon an oxide film for its corrosion
756
Chapter Eight
resistance. Therefore, it performs best in oxidizing media such as hot
nitric acid. The oxide film formed on titanium is more protective than
that on stainless steel, and it often performs well in media that cause
pitting and crevice corrosion in the latter (e.g., seawater, wet chlorine,
organic chlorides). Although titanium is resistant to these media, it is
not immune and can be susceptible to pitting and crevice attack at elevated temperatures. It is, for example, not immune to seawater corrosion if the temperature is greater than about 110°C.1
Titanium is not a cure-all for every corrosion problem, but increased
production and improved fabrication techniques have brought the
material cost to a point where it can compete economically with some
of the nickel-base alloys and even some stainless steels. Its low density
offsets the relatively high materials costs, and its good corrosion resistance allows thinner heat-exchanger tubes. Table 8.42 presents the
corrosion rates observed on commercially pure titanium grades in a
multitude of chemical environments.58
Acid resistance. Titanium alloys resist an extensive range of acidic
conditions. Many industrial acid streams contain contaminants that
are oxidizing in nature, thereby passivating titanium alloys in normally aggressive acid media. Metal ion concentration levels as low as
20 to 100 ppm can inhibit corrosion extremely effectively. Potent
inhibitors for titanium in reducing acid media are common in typical
process operations. Titanium inhibition can be provided by dissolved
oxygen, chlorine, bromine, nitrate, chromate, permanganate, molybdate, or other cationic metallic ions, such as ferric (Fe3), cupric (Cu2 ),
nickel (Ni2 ), and many precious metal ions. Figure 8.9 shows the
inhibiting effect of ferric chloride on grade 2 titanium exposed to
hydrochloric acid at various concentrations and temperatures. Figures
8.10 and 8.11 show similar behavior for, respectively, grade 7 and
grade 12 titanium alloys. It is this potent metal ion inhibition that permits titanium to be successfully used for equipment handling hot HCl
and H2SO4 acid solutions in metallic ore leaching processes.
In general, titanium has excellent resistance to oxidizing acids such as nitric and chromic acid over a wide range of temperatures and concentrations. Titanium is used extensively for handling
nitric acid in commercial applications. Titanium exhibits low corrosion
rates in nitric acid over a wide range of conditions. At boiling temperatures and above, titanium’s corrosion resistance is very sensitive to
nitric acid purity. Generally, the higher the contamination and the
higher the metallic ion content of the acid, the better titanium will perform. This is in contrast to stainless steels, which is often adversely
affected by acid contaminants. Because the titanium corrosion product
(Ti4) is highly inhibitive, titanium often exhibits superb performance
Oxidizing acids.
Materials Selection
TABLE 8.42
Corrosion Rates of Commercially Pure Titanium Grades
Environment
Acetaldehyde
Acetic acid
Acetic anhydride
Acidic gases containing
CO2, H2O, Cl2, SO2,
SO3, H2S, O4, NH3
Adipic acid
Aluminum chloride,
aerated
Aluminum chloride,
aerated
Aluminum fluoride
Aluminum nitrate
Aluminum sulfate
Ammonium acid
phosphate
Ammonia anhydrous
Ammonia steam,
water
Ammonium acetate
Ammonium
bicarbonate
Ammonium bisulfite,
pH 2.05
Ammonium chloride
Ammonium
hydroxide
Ammonium nitrate
1% nitric acid
Ammonium oxalate
Ammonium sulfate
Ammonium sulfate
12% H2SO4
Aqua regia
Aqua regia
Barium chloride
Barium hydroxide
Barium hydroxide
Barium nitrate
Barium fluoride
Benzoic acid
Boric acid
Boric acid
Bromine
Bromine moist
N-butyric acid
Calcium bisulfite
Calcium carbonate
Calcium chloride
Calcium chloride
Calcium chloride
Concentration,
%
Temperature,
°C
Corrosion rate,
my1
75
100
5 to 99.7
99.5
149
149
124
Boiling
38–260
1
Nil
Nil
13
0.025
67
10
232
100
Nil
2*
25
100
3150 *
Saturated
Saturated
Saturated
10
25
25
25
25
Nil
Nil
Nil
Nil
100
40
222
125
11,000
10
50
25
100
Nil
Nil
Spent pulping
liquor
Saturated
28
71
15
100
25
13
3
28
Boiling
Nil
Saturated
10
Saturated
25
100
25
Nil
Nil
10
3:1
3:1
25
Saturated
27
10
Saturated
Saturated
Saturated
10
Liquid
Vapor
Undiluted
Cooking liquor
Saturated
5
10
20
25
79
100
25
Boiling
25
25
25
25
Boiling
30
30
25
26
Boiling
100
100
100
Nil
890
Nil
Nil
Some small pits
Nil
Nil
Nil
Nil
Nil
Rapid
3
Nil
10
Nil
5*
7*
15*
757
758
Chapter Eight
TABLE 8.42
Corrosion Rates of Commercially Pure Titanium Grades (Continued)
Environment
Calcium chloride
Calcium chloride
Calcium hydroxide
Calcium hypochlorite
Calcium hypochlorite
Calcium hypochlorite
Carbon dioxide
Carbon tetrachloride
Carbon tetrachloride
Chlorine gas, wet
Chlorine gas, wet
Chlorine header
sludge and wet
chlorine
Chlorine gas dry
Chlorine dioxide
H2O and air
Chloride dioxide
in steam
Chlorine trifluoride
Chloracetic acid
Chloracetic acid
Chlorosulfonic acid
Chloroform
Chromic acid
Chromic acid
Chromic acid
Chromium
plating bath
containing fluoride
Chromic acid
5% Nitric acid
Citric acid
Citric acid
Citric acid
Citric acid
Cupric chloride
Cupric chloride
Cupric choride
Cupric cyanide
Cuprous chloride
Cyclohexane (plus
traces of formic acid)
Dichloroacetic acid
Dichlorobenzene
4–5% HCl
Diethylene triamine
Ethyl alcohol
Ethylene dichloride
Ethylene diamine
Ferric chloride
Concentration,
%
Temperature,
°C
Corrosion rate,
my1
55
60
Saturated
6
18
Saturated
slurry
100
Liquid
Vapor
0.7 H2O
1.5 H2O
104
149
Boiling
100
21
1*
3*
Nil
1
Nil
Nil
Boiling
Boiling
25
200
97
Excellent
Nil
Nil
Nil
Nil
1
0.5H2O
5 in steam gas
82
5
25
May react
99
3
Nil
100
30
100
100
Vapor & liquid
10
15
50
240 g/L plating
salt
30
82
Boiling
25
Boiling
Boiling
82
82
77
Vigorous reaction
0.125
0.125
190–310
0
3
15
28
1500
5
21
3
50
50 aerated
50
62
20
40
55
Saturated
50
60
100
Boiling
149
Boiling
Boiling
119 (boiling)
25
90
150
0
127
127–1300
Corroded
Nil
5
3
Nil
3
3
100
Boiling
179
7
102
100
95
100
100
10–20
25
Boiling
Boiling
25
25
Nil
130
5–125
Nil
Nil
Materials Selection
TABLE 8.42
Corrosion Rates of Commercially Pure Titanium Grades (Continued)
Environment
Ferric chloride
Ferric chloride
Ferric chloride
Ferric chloride
Ferric sulfate 9H2O
Flubonic acid
Fluorsilicic
Food products
Fomaldehyde
Formamide vapor
Formic acid aerated
Formic acid aerated
Formic acid
nonaerated
Furfural
Gluconic acid
Glycerin
Hydrogen chloride,
gas
Hydrochloric acid
Hydrochloric acid
Hydrochloric acid
chlorine saturated
200ppm Cl2
1% HNO3
5% HNO3
5% HNO3
5% HNO3
1.7 g/L
TiCl4
0.5% CrO3
1% CrO3
1% CrO3
0.05% CuSO4
0.5% CuSO4
0.05% CuSO4
0.5% CuSO4
Hydrofluonic acid
Hydrogen peroxide
Hydrogen peroxide
Hydrogen peroxide
Hydrogen sulfide,
steam and
0.077% mercaptans
Hypochlorous acid
Cl2O and
Cl2 gases
Iodine in water
potassium iodide
Concentration,
%
Temperature,
°C
Corrosion rate,
my1
10–30
10–40
50
50
10
5–20
10
100
Boiling
113 (boiling)
150
25
Elevated
25
Ambient
Boiling
300
100
100
100
130
Nil
Nil
3
Nil
Rapid
48,000
No attack
Nil
Nil
1†
1†
2400†
Air mixture
100
25
25
25
Ambient
3000†
Nil
Nil
Nil
Nil
1
3
5
Boiling
Boiling
Boiling
2500
14,000
10,000
5
10
36
5
5
1
1
190
190
25
93
93
Boiling
Boiling
25
28,000
432
91
30
70
Nil
5
5
5
5
5
5
5
1.48
3
6
30
7.65
93
38
93
93
93
Boiling
Boiling
25
25
25
25
93–110
30
18
30
90
60
60
80
Rapid
120
120
300
Nil
17
38
0
25
Nil
37
25
90
25
90
100
50
759
760
Chapter Eight
TABLE 8.42
Corrosion Rates of Commercially Pure Titanium Grades (Continued)
Environment
Lactic acid
Lactic acid
Lead acetate
Linseed oil, boiled
Lithium chloride
Magnesium chloride
Magnesium
hydroxide
Magnesium sulfate
Manganous chloride
Maleic acid
Mercuric chloride
Mercuric chloride
Mercuric cyanide
Methyl alcohol
Nickel chloride
Nickel chloride
Nitric acid
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid, aerated
Nitric acid,
nonaerated
Nitric acid
white fuming
Nitric acid,
red fuming
Nitric acid
0.1% K2Cr2O7
Nitric acid
10% NaClO3
Phosphoric acid
Photographic
emulsions
Potassium bromide
Potassium chloride
Potassium dichromate
Potassium hydroxide
Potassium
permanganate
Potassium sulfate
seawater, 4 to
1
⁄2-year test
Concentration,
%
Temperature,
°C
Corrosion rate,
my1
10–85
10
Saturated
50
5–40
Saturated
100
Boiling
25
25
149
Boiling
25
120
120
Nil
Nil
Nil
Nil
Nil
Saturated
5–20
18–20
10
Saturated
Saturated
91
5
20
17
10
50
70
10
50
70
40
70
20
70
25
100
35
100
100
25
35
100
100
Boiling
25
25
25
40
60
70
200
270
290
80
Nil
Nil
2
1
120
Nil
Nil
4
3
70–100
5
2
5
3
30
40
600
1200
300
25–70
35
Boiling
82
160
25
120–500
150
120
Ignition sensitive
25
Not ignition sensitive
Boiling
Nil–15
40
Boiling
3–30
10–30
25
20–50
120
Saturated
Saturated
Saturated
25
25
60
50
Saturated
27
25
Nil
Nil
0.3
Nil
10
Nil
10
25
Nil
about
2% H2O
about
2% H2O
40
Materials Selection
TABLE 8.42
Corrosion Rates of Commercially Pure Titanium Grades (Continued)
Environment
Silver nitrate sodium
Sodium acetate
Sodium carbonate
Sodium chloride
Sodium chloride,
pH 1.5
Sodium chloride,
titanium in contact
with Teflon
Stannic chloride,
molten
Stannous chloride
Sulfur, molten
Sulfur dioxide,
water saturated
Sulfuric acid,
aerated with air
Sulfuric acid
0.25% CuSO4
0.25% CuSO4
Sulfuric acid
10% nitric acid
30% nitric acid
50% nitric acid
Tannic acid
Tartaric acid
Terepthalic
Tin, molten
Trichloroethylene
Uranium chloride
Urea-ammonia
reaction mass
Urea
32% ammonia,
20.5% water,
19% carbon dioxide
Water, degassed
X-ray developer
solution
Zinc chloride
Zinc sulfate
Concentration,
%
Temperature,
°C
Corrosion rate,
my1
50
100
Saturated
25
Saturated
23
25
To 590
25
Boiling
25
Boiling
Nil
Nil
Good
Nil
Nil
Nil
Nil
23
Boiling
Attack in crevice
100
66
Nil
Saturated
100
Near 100
25
240
25
Nil
Nil
2
1
60
7
3
5
30
60
60
100
12
4.8
60
30
90
93
25
80
450
70
50
25
10–50
10
25
77
100
99
Saturated
25
25
100
100
60
60
218
498
Boiling
21–90
Elevated
temperature
and pressure
82
630
630
120
120
2
2
Nil
Resist
2–120
Nil
No attack
315
25
Nil
Nil
104
150
25
Nil
Nil
Nil
28
20
50
Saturated
*May corrode in crevices.
†Grades 7 and 12 are immune.
80
761
762
Chapter Eight
136
122
Boiling point
108
Temperature (oC)
94
ppm Fe3+
0
30
60
75
125
80
66
52
38
24
0
5
10
15
20
25
30
35
Hydrochloric Acid (%)
Figure 8.9 Iso-corrosion lines (1 mmy1) showing the effect of minute ferric ion concentra-
tions on the corrosion resistance of grade 2 titanium in naturally aerated HCl solutions.
in recycled nitric acid streams such as reboiler loops. One user cites an
example of a titanium heat exchanger handling 60% HNO3 at 193°C
and 2.0 MPa that showed no signs of corrosion after more than 2 years
of operation. Titanium reactors, reboilers, condensers, heaters, and
thermowells have been used with solutions containing 10 to 70%
HNO3 at temperatures from boiling to 600°C.57 Although titanium has
Materials Selection
763
136
122
Boiling point
108
Temperature (oC)
94
ppm Fe3+
0
30
60
75
125
80
66
52
38
24
0
5
10
15
20
25
30
35
Hydrochloric Acid (%)
Figure 8.10 Iso-corrosion lines (1 mmy1) showing the effect of minute ferric ion con-
centrations on the corrosion resistance of grade 7 titanium in naturally aerated HCl
solutions.
excellent resistance to nitric acid over a wide range of concentrations
and temperatures, it should not be used with red fuming nitric acid
because of the danger of pyrophoric reactions.
Titanium alloys are generally very resistant to mildly
reducing acids but can display severe limitations in strongly reducing
Reducing acids.
764
Chapter Eight
136
122
Boiling point
108
Temperature (oC)
94
ppm Fe3+
0
30
60
75
125
80
66
52
38
24
0
5
10
15
20
25
30
35
Hydrochloric Acid (%)
Figure 8.11 Iso-corrosion lines (1 mmy1) showing the effect of minute ferric ion concentrations on the corrosion resistance of grade 12 titanium in naturally aerated HCl
solutions.
acids. Mildly reducing acids such as sulfurous, acetic, terephthalic,
adipic, lactic, and many organic acids generally represent no problem
for titanium over the full concentration range. However, relatively
pure, strong reducing acids, such as hydrochloric, hydrobromic, sulphuric, phosphoric, oxalic, and sulfamic acids can accelerate general
Materials Selection
765
corrosion of titanium depending on acid temperature, concentration,
and purity. Titanium-palladium alloys offer dramatically improved
corrosion resistance under these severe conditions. In fact, they often
compare quite favorably to nickel alloys in dilute reducing acids.
Titanium is rapidly attacked by hydrofluoric acid of even very dilute
concentrations. Therefore, titanium is not recommended for use with
hydrofluoric acid solutions or in fluoride containing solutions below pH
7. Certain complexing metal ions (e.g., aluminum) may effectively
inhibit corrosion in dilute fluoride solutions.57
Titanium alloys generally exhibit excellent resistance to
organic media. Mere traces of moisture, even in the absence of air, normally present in organic process streams assure the development of a
stable protective oxide film of titanium. Titanium is highly resistant to
hydrocarbons, chloro-hydrocarbons, fluorocarbons, ketones, aldehydes, ethers, esters, amines, alcohols, and most organic acids. Titanium
equipment has traditionally been used for production of terephthalic
acid, adipic acid, and acetaldehyde. Acetic, tartaric, stearic, lactic, tannic, and many other organic acids represent fairly benign environments for titanium. However, proper titanium alloy selection is
necessary for the stronger organic acids such as oxalic, formic, sulfamic, and trichloroacetic acids. Performance in these acids depends
on acid concentration, temperature, degree of aeration, and possible
inhibitors present. Grades 7 and 12 titanium alloys are often preferred
materials in these more aggressive acids.57
Organic acids.
Titanium and methanol. Anhydrous methanol is unique in its ability to
cause SCC of titanium and titanium alloys. Industrial methanol normally contains sufficient water to provide immunity to titanium. In
the past the specification of a minimum of 2% water content has
proved adequate to protect commercially pure titanium equipment for
all but the most severe conditions. In such conditions, due to temperature and pressure, titanium alloys would more than likely be
required. A more conservative margin of safety was established by the
offshore industry at 5% minimum water content.
Alkaline media. Titanium is generally highly resistant to alkaline media
including solutions of sodium hydroxide, potassium hydroxide, calcium
hydroxide, magnesium hydroxide, and ammonium hydroxide. In the
high basic sodium or potassium hydroxide solutions, however, useful
application of titanium may be limited to temperatures below 80°C.
This is due to possible excessive hydrogen uptake and eventual embrittlement of titanium alloys in hot, strongly alkaline media. Titanium
often becomes the material of choice for alkaline media containing chlorides and/or oxidizing chloride species. Even at higher temperatures,
766
Chapter Eight
titanium resists pitting, SCC, or the conventional caustic embrittlement
observed on many stainless steels in these situations.57
Titanium is
widely used to handle moist or wet chlorine gas and has earned a reputation for outstanding performance in this service. The strongly oxidizing nature of moist chlorine passivates titanium, resulting in low
corrosion rates. The selection of a resistant titanium alloy offers a
solution to the possibility of crevice corrosion when wet chlorine surface temperatures exceed 70°C (Table 8.42). Dry chlorine can cause
rapid attack of titanium and may even cause ignition if moisture content is sufficiently low. However, as little as 1% water is generally sufficient for passivation or repassivation after mechanical damage to
titanium in chlorine gas under static conditions at room temperature.
Titanium is fully resistant to solutions of chlorites, hypochlorites,
chlorates, perchlorates, and chlorine dioxide. It has been used to handle these chemicals in the pulp and paper industry for many years with
no evidence of corrosion. Titanium is used in chloride salt solutions and
other brines over the full concentration range, especially as temperatures increase. Near nil corrosion rates can be expected in brine media
over the pH range of 3 to 11. Oxidizing metallic chlorides, such as
FeCl3, NiCl2 or CuCl2, extend titanium’s passivity to much lower pH
levels.57 Localized pitting or corrosion, occurring in tight crevices and
under scale or other deposits, is a controlling factor in the application
of unalloyed titanium. Attack will normally not occur on commercially
pure titanium or industrial alloys below 70°C regardless of solution pH.
Chlorine gas, chlorine chemicals, and chlorine solutions.
Steam and natural waters. Titanium alloys are highly resistant to
water, natural waters, and steam to temperatures in excess of 300°C.
Excellent performance can be expected in high-purity water and fresh
water. Titanium is relatively immune to microbiologically influenced
corrosion (MIC). Typical contaminants found in natural water
streams, such as iron and manganese oxides, sulfides, sulfates, carbonates, and chlorides do not compromise titanium’s performance.
Titanium remains totally unaffected by chlorination treatments used
to control biofouling.
Titanium alloys exhibit excellent resistance to most salt solutions over a wide range of pH and temperatures.
Good performance can be expected in sulfates, sulfites, borates, phosphates, cyanides, carbonates, and bicarbonates. Similar results can be
expected with oxidizing anionic salts such as nitrates, molybdates,
chromates, permanganates, and vanadates and also with oxidizing
cationic salts including ferric, cupric, and nickel compounds.
Seawater and salt solutions.
Materials Selection
767
TABLE 8.43 Erosion of Unalloyed Titanium in Seawater Containing
Suspended Solids
Erosion corrosion, my1
Flow rate,
ms1
Suspended
matter
Duration,
h
Ti Grade 2
Cu/Ni
70/30*
Al brass
7.2
2
None
40 g/L 60
mesh sand
40 g/L 10
mesh sand
10,000
2,000
Nil
2.5
Pitted
99.0
Pitted
50.8
2,000
12.7
Severe
erosion
Severe
erosion
2
*High iron, high manganese 70/30 copper nickel.
Seawater and neutral brines above the boiling point will develop
localized reducing acidic conditions, and pitting may occur. Enhanced
resistance to reducing acid chlorides and crevice corrosion is available
from alloy grades 7, 11, and 12. Attention to design of flanged joints
using heavy flanges and high clamping pressure and to the specification of gaskets may serve to prevent crevices from developing. An
alternative strategy is to incorporate a source of nickel, copper, molybdenum, or palladium into the gasket.
Titanium is fully resistant to natural seawater regardless of chemistry
variations and pollution effects (i.e., sulfides). Twenty-year corrosion
rates well below 0.0003 mmy1 have been measured on titanium
exposed beneath the sea and in splash or tidal zones. In the sea, titanium
alloys are immune to all forms of localized corrosion and withstand seawater impingement and flow velocities in excess of 30 ms1. Table 8.43
compares the erosion-corrosion resistance of unalloyed titanium with
two commonly used seawater materials.57 In addition, the fatigue
strength and toughness of most titanium alloys are unaffected in seawater, and many titanium alloys are immune to seawater stress corrosion.
When in contact with other metals, titanium alloys are not subject
to galvanic corrosion in seawater. However titanium may accelerate
attack on active metals such as steel, aluminum, and copper alloys.
The extent of galvanic corrosion will depend on many factors such as
anode-to-cathode ratio, seawater velocity, and seawater chemistry. The
most successful strategies eliminate this galvanic couple by using
more resistant, compatible, and passive metals with titanium, alltitanium construction, or dielectric (insulating) joints.
Resistance to gases
Titanium alloys are totally resistant to all forms of
atmospheric corrosion regardless of pollutants present in either
marine, rural, or industrial locations. Titanium has excellent resisOxygen and air.
768
Chapter Eight
tance to gaseous oxygen and air at temperatures up to 370°C. Above
this temperature and below 450°C titanium forms colored surface oxide
films that thicken slowly with time. Above 650°C or so titanium alloys
suffer from lack of long-term oxidation resistance and will become brittle due to the increased diffusion of oxygen in the metal. In oxygen, the
combustion is not spontaneous and occurs with oxygen concentration
above 35% at pressures over 2.5 MPa when a fresh surface is created.
Nitrogen reacts much more slowly with titanium
than oxygen. However, above 800°C, excessive diffusion of the nitride
may cause metal embrittlement. Titanium is not corroded by liquid
anhydrous ammonia at ambient temperatures. Moist or dry ammonia
gas or ammonia water (NH4OH) solutions will not corrode titanium to
their boiling-point and above.
Nitrogen and ammonia.
The surface oxide film on titanium acts as a highly effective
barrier to hydrogen. Penetration can only occur when this protective
film is disrupted mechanically or broken down chemically or electrochemically. The presence of moisture effectively maintains the oxide
film, inhibiting hydrogen absorption up to fairly high temperatures and
pressures. On the other hand, pure, anhydrous hydrogen exposures
should be avoided, particularly as pressures and/or temperatures
increase. The few cases of hydrogen embrittlement of titanium observed
in industrial service have generally been limited to situations involving:
Hydrogen.
■
High temperatures, high alkaline media
■
Titanium coupled to active steel in hot aqueous sulfide streams
■
Where titanium has experienced severe prolonged cathodic charging
in seawater
Titanium is highly corrosion resistant to sulfurbearing gases, resisting sulfide stress corrosion cracking and sulfidation at typical operating temperatures. Sulfur dioxide and hydrogen
sulfide, either wet or dry, have no effect on titanium. Extremely good
performance can be expected in sulfurous acid even at the boiling
point. Field exposures in flue gas desulfurization (FGD) scrubber systems of coal-fired power plants have similarly indicated outstanding
performance of titanium. Wet SO3 environments may be a problem for
titanium in cases where pure, strong, uninhibited sulfuric acid solutions may form, leading to metal attack. In these situations, the background chemistry of the process environment is critical for successful
use of titanium.
Sulfur-bearing gases.
Titanium generally resists mildly reducing, neutral, and highly oxidizing environments up to reasonably high temperatures. The presence of oxidizing species including air, oxygen, and
Reducing atmospheres.
Materials Selection
769
ferrous alloy corrosion products often extends the performance limits
of titanium in many highly aggressive environments. However, under
highly reducing conditions the oxide film may break down, and corrosion may occur.
8.10
Zirconium
Zirconium is generally alloyed with niobium or tin, with hafnium
present as a natural impurity, and oxygen content controlled to give
specific strength levels. Controlled quantities of the beta stabilizers
(i.e., iron, chromium, and nickel) and the strong alpha stabilizers tin
and oxygen are the main alloying elements in zirconium alloys.48
Nuclear engineering, with its specialized demands for materials having a low neutron absorption with adequate strength and corrosion
resistance at elevated temperatures, has necessitated the production
of zirconium in relatively large commercial quantities. This specific
demand has resulted in the development of specially purified zirconium and certain zirconium alloys, for use as cladding material in
nuclear reactors.59
As it occurs in nature, zirconium is always found in association with
hafnium, in the ratio of 1 part hafnium to 50 parts zirconium, and commercial-grade zirconium contains approximately 2% hafnium. Because
hafnium has a high absorption capacity for thermal neutrons, nuclear
reactor–grade zirconium is not permitted to contain more than 0.025%
Hf, and usually it contains closer to 0.01%.
This situation gave rise to bulk production of two families of zirconium alloys, as can be seen in Table 8.44, which describes the composition of these alloys. Both R60804 and R60802 are used in
water-cooled nuclear reactors. Generally, for the chemical engineer
not particularly associated with atomic energy, unalloyed zirconium
containing hafnium is an appropriate choice for those occasions that
require the special corrosion-resistant properties exhibited by the
metal. The relative costs of some corrosion-resistant alloys, in different manufacturing product forms, are compared to R600802 in
Table 8.45.
Mechanical properties of these grades of zirconium depend to a
large extent upon the purity of the zirconium sponge used for melting. Hardness and tensile strength increase rapidly with rise in
impurity content, notably oxygen, nitrogen, and iron. Typical
mechanical properties of chemical grades of zirconium are listed in
Table 8.46. Table 8.47 provides additional physical and mechanical
properties for alloys R69702 and R69705. Zirconium, specific gravity
6.574, is lighter than most conventional structural materials such as
steel copper, brass, and stainless steels. Its melting point of 1850°C
770
Chapter Eight
TABLE 8.44
Mechanical Properties of Zirconium Alloys
Alloy
Tensile,
MPa
Yield (0.2% offset),
MPa
Elongation,
%
702
704
705
706
379
413
552
510
207
241
379
345
16
14
16
20
Unalloyed
Zircalloy-2
Zircalloy-4
Zr-2.5Nb
296
386
386
448
510
207
303
303
344
385
18
25
25
20
15
Trade name
Industrial grades
R69702
R69704
R69705
R69706
Nuclear grades
R60001 (annealed)
R60802 (annealed)
R60804 (annealed)
R60901 (annealed)
R60901 (cold worked)
TABLE 8.45 Costs Relative to S31600 of Some Commercial Metals in Different
Product Forms
UNS
Metal or alloy
Plate
Tubing
Vessel
Heat exchanger
S31600
R50400
R53400
N06600
R52400
R60802
N10276
N10665
316
Ti, grade 2
Ti, grade 12
Inconel 600
Ti, grade 7
Zircalloy-2
Hastelloy C-276
Hastelloy B-2
Tantalum
1
2.0
3.1
3.6
6.5
8.0
7.0
9.7
1
2.25
9.6
4.0
8.8
9.0
7.5
11.0
24.8
1
2.0
2.2
3.0
2.0
3.5
4.0
4.5
1
1.5
1.7
1.8
2.0
2.2
3.0
3.0
TABLE 8.46
Compositions of Zirconium Alloys
UNS
Alloy
Industrial grades
R69702
R69704
R69705
R69706
702
704
705
706
Nuclear grades
R60001
R60802
R60804
R60901
Unalloyed
Zircalloy-2
Zircalloy-4
Zr-2.5Nb
Hf,
%
Fe,
%
Cr,
%
4.5
4.5
4.5
4.5
0.2
0.3
0.2
0.2
With Fe
With Fe
With Fe
With Fe
0.1
0.2
0.1
0.1
Sn,
%
1.5
1.4
1.4
O,
%
0.16
0.18
0.18
0.16
0.8
0.12
0.12
0.14
Ni,
%
Nb,
%
1.5
1.5
0.05
2.6
Materials Selection
TABLE 8.47
771
Physical and Mechanical Properties of R69702 and R69705
Physical properties
Units
cm3
R69702
6.510
R69705
Density
Crystal structure
Alpha phase
Beta phase
Alpha beta phase
g
6.640
Melting point
Boiling point
Linear coefficient of expansion
Thermal conductivity (300–800 K)
Specific heat (20°C)
Electrical properties (20°C)
Resistivity
Coefficient of resistivity
Mechanical properties
Modulus of elasticity
Shear modulus
Poisson’s ratio (20°C)
°C
°C
per °C
Wm1 K1
Jkg1K1
1852
4377
5.89
22
285
cm
per °C
39.7
0.0044
55.0
GPa
GPa
98.5
35.9
0.35
95.8
34.2
0.33
hcp ( 865°C)
bcc ( 865°C)
106
bcc ( 854°C)
hcp bcc
(
854°C)
1840
4380
6.3 106
17.1
281
gives it reasonable temperature resistance and good creep properties.
It has a hcp lattice structure (alpha phase) at room temperature that
undergoes allotropic transformation to bcc structure (beta phase) at
approximately 870°C. This makes zirconium and most of its alloys
strongly anisotropic, which has a great effect on their engineering
properties.
Small amounts of impurities, especially oxygen, strongly affect its
transformation temperature. Oxygen content plays an important role
in the strength of zirconium, and therefore it must be carefully controlled. Reducing it to less than 1000 ppm lowers the strength of zirconium alloys to less than acceptable limits. The alpha-stabilizing
elements (e.g., aluminum, antimony, beryllium, cadmium, hafnium,
lead, nitrogen, oxygen, and tin) raise the alpha-to-beta transformation
temperature, whereas the beta-stabilizing elements (e.g., cobalt,
chromium, copper, iron, manganese, molybdenum, nickel, niobium, silver, tantalum, thorium, titanium, tungsten, uranium, and vanadium)
lower it. Carbon, silicon, and phosphorus have very low solubility in
zirconium even at temperatures above 1000°C. They readily form
intermetallic compounds and are relatively insensitive to heat treatment. Most elements and impurities are soluble in beta zirconium but
relatively insoluble in alpha zirconium, where they exist as secondaryphase intermetallic compounds.
Ingots of zirconium and its alloys are most commonly 40 to 760 mm
in diameter and weigh 1100 to 4500 kg. Wrought products are available
in a variety of forms and sizes, such as sheet and strip, plate, foil, bar
772
Chapter Eight
and rod, wire, tube and pipe, and tube shell. Cast parts such as valve
bodies and pump castings and impellers are also available.60 The fabrication characteristics of zirconium are similar to those of titanium, and
they impose similar precautions and conditions on forming, machining,
and welding it. Because it is even more costly than titanium, zirconium
is often used in the form of linings and claddings on lower-cost structural substrates.48
Zirconium alloys are generally used in the annealed or stressrelieved condition. They can be fully annealed at a temperature range
of 675 to 800°C for 2 to 4 h at temperature. When R69705 is heat treated at temperatures in excess of 675°C, the subsequent cooling rate
should be controlled. The cooling rate should not exceed 110°C/h until
the temperature of the material is less than 480°C. Stress relieving of
zirconium alloys is done at 540 to 595°C for 0.5 to 1 h at temperature.
Zirconium alloys are most commonly welded by gas tungsten arc
welding (GTAW) technique. Other welding methods include metal
arc gas welding, plasma arc welding, electron beam welding, and
resistance welding. All welding of zirconium must be done under an
inert atmosphere. It is very important that the welding done with
proper shielding because of zirconium’s reactivity to gases at welding temperatures.
8.10.1 Applications
Zirconium and its alloys are used in nuclear applications that require
good resistance to high-temperature water and steam, as well as a low
thermal neutron cross section and good elevated temperature strength.
Another major application for zirconium alloys is as a structural material in the chemical processing industry. Zirconium alloys exhibit excellent resistance to corrosive attack in most organic and inorganic acids,
salt solutions, strong alkalies, and some molten salts. In certain applications, the unique corrosion resistance of zirconium alloys can extend
its useful life beyond that of the remainder of the plant.
Although zirconium and its alloys are costly compared with other
common corrosion-resistant materials, their extremely low corrosion
rates, resulting in long service life and reduced maintenance and
downtime cost, make zirconium and its alloys quite cost effective.
Table 8.45, which compares costs between S31600 stainless steel and
various corrosion-resistant metals and alloys, shows that although
R69702 is more costly than stainless steel, Inconel, and titanium
alloys, it costs roughly the same as or less than some of the Hastelloys
and considerably less than tantalum.
These costly exotic metals and alloys are often used for heat
exchangers. If alternative corrosion-resistant materials such as plas-
Materials Selection
773
tics, ceramics, and composites were used instead, their low thermal
conductivity would necessitate greatly increasing their size. Despite
its high cost, the excellent corrosion resistance of zirconium and its
alloys, because it promises long maintenance-free service life for the
equipment, proves to be cost effective in many chemical processing and
other applications where corrosion is an important problem.
The material is employed in the form of heat exchangers, stripper
columns, reactor vessels, pumps, valves, and piping for a wide variety
of chemical processes. These include hydrogen peroxide production,
rayon manufacture, and the handling of phosphoric and sulfuric acids
and ethyl benzene. Gas scrubbers, pickling tanks, resin plants, and
coal gasification reactors are some of the applications in which the
good corrosion resistance of zirconium toward organic acids is used. A
particularly useful attribute is the ability of the material to withstand
environments with alternating acidity and alkalinity.59
Heat exchangers. In those areas where zirconium alloys exhibit excep-
tional corrosion resistance, scaling or scale formation is virtually
nonexistent. As a consequence, fouling allowance factors may be
markedly reduced or eliminated. Heat exchangers can then be designed
and operated on the basis of the calculated overall heat transfer coefficient rather than a design coefficient. The higher design coefficients are
the result of noncorroding, nonfouling, high-film-coefficient surfaces.
Periodic cleaning is not required on a frequent basis, so the effective onstream time is dramatically increased.
Columns. Zirconium alloys are frequently used as a structural mater-
ial in the construction of stripper or drying columns. The choice of zirconium alloy grades depends on the corrosive media involved. R60702
is used for the most severe applications, such as sulfuric acid at concentrations above 55%. With its higher strength, zirconium alloy
R60705 can allow significant cost savings over R60702 when the corrosivity of the media permits its use. Zirconium alloys R60702 and
R60705 are both qualified for use in the construction of pressure vessels. One of the world’s largest zirconium alloy columns, constructed by
Nooter Corporation, is 40 m tall and approximately 3.5 m in diameter.61
Reactor vessels. Steel shells lined with zirconium alloys solve the most
difficult corrosion problems in reactor vessels and tanks. Zirconium
alloys’ plates can be welded to form vessels of any size. When used as a
liner in steel vessels, the strength is enhanced. This can be accomplished
as a loose lining, as a resistance welded lining, or as an explosively bonded lining. Large assemblies can be made with minimal weld joints.
Zirconium alloys resistance to organic acids led to their acceptance as a
774
Chapter Eight
construction material for reactors, tanks, and piping in ethylbenzene
reactors. Gas scrubbers and pickling tanks, resin plants, chlorination
systems, batch reactors, and coal degasification reactors are but a few of
the applications in which zirconium alloys will function with superior
efficiency compared to many other common metals.
8.10.2 Corrosion resistance
Zirconium resembles titanium from a fabrication point of view. It also
resembles titanium in corrosion resistance. However, in hydrochloric
acid, zirconium is more resistant. It also resists all chlorides except ferric and cupric chloride. Their excellent corrosion resistance to many
chemical corrodants at high concentrations and elevated temperatures
and pressures cause zirconium and its alloys to be used in a wide range
of chemical processing and industrial applications despite their high
cost. Table 8.48 presents the corrosion rates and estimated lives for
some zirconium equipment exposed to some corrosive environments.48
Like titanium and some of the other nonferrous metals and alloys,
the corrosion resistance of zirconium is attributable to the natural formation of a dense, stable, self-healing oxide film on its surface, which
protects the base metal from chemical and mechanical attack up to
300°C. Zirconium is highly corrosion-resistant to strong alkalies, most
organic and mineral acids, and some molten salts. It is an excellent
TABLE 8.48 Corrosion Rates and Estimated Zirconium Equipment Lives Exposed
to Some Corrosive Environments
Environment
Acetic acid
Hydrochloric acid
Hydrochloric acid
100 ppm FeCl3
Hydrochloric acid
Nitric acid
Nitric acid l% FeCl3
Seawater
NaOH solution
NaOH solution
NaOH solution
NaOH solution
16% ammonia
Sulfuric acid
Sulfuric acid
Sulfuric acid
1000 ppm FeCl3
Sulfuric acid
10,000 ppm FeCl3
Urea reactor
Concentration,
%
Temperature,
°C
Corrosion,
mmy1
Estimated
life, y
100
32
20
200
82
105
0.025
0.025
0.125
20
20
2
2
10–70
70
Natural
50
73
73
52
225
Room, 200
120
200
57
129
212
138
0.025
0.025
(Nil)
0.025
0.025
0.05
0.5–1.25
0.125
20
20
20
20
20
10
1 or less
2
70
65
60
100
130
Boiling
0.05
0.025
0.025
10
20
20
60
Boiling
0.125
2
193
0.025
20
Materials Selection
775
construction material for processing equipment that will experience
alternating contact with strong acids and alkalies. Its alloys are not
readily corroded by oxidizing media such as air, carbon dioxide, nitrogen, oxygen, and steam at temperatures through 400°C, except in the
presence of halides. It is attacked by fluoride ions, wet chlorine, aqua
regia, concentrated sulfuric acid above 80% concentration, and ferric or
cupric chlorides. It does not require anodic protection systems.
Both zirconium and titanium are excellent for seawater service, but
there are differences in corrosion-resistance properties. In nonacidic
chloride corrosion resistance, such as in seawater or chloride solutions
where titanium and zirconium are both corrosion resistant over a wide
range of conditions, zirconium is better than titanium for resisting
crevice corrosion, because crevice environments tend to become reducing with time. Zirconium is also much more reliable than titanium in
withstanding organic acids, such as acetic, citric, and formic acids,
where zirconium resists corrosion in the entire concentration range
and at elevated temperatures. The ability of titanium to resist these
acids is affected by aeration and water content. In handling chlorine,
although zirconium is resistant to dry chlorine below 200°C, it is
susceptible to localized corrosion by wet chlorine.
Acid corrosion. Unalloyed zirconium has excellent resistance to sulfu-
ric acid up to 80% concentration at room temperature and to 60% concentration at the boiling point. The transition from low to high
corrosion rate occurs over a very narrow range of acid concentrations.
Weld and heat-affected zones corrode at lower acid concentrations
than the recrystallized base metal. When such an attack occurs, it is
rapid and intergranular, creating a highly pyrophoric surface layer
that ignites easily. The effects of corrosion are marginally different for
the different zirconium alloys.48
Oxidizing impurities such as ferric, cupric, and nitrate ions in concentrations of approximately 200 ppm in sulfuric acid adversely affect
corrosion resistance, reducing by approximately 5% the concentration
of acid it can withstand, for a corrosion rate of less than 0.125 mmy1.
R69702 and R69704 are not affected by these oxidizing impurity levels
at acid concentrations less than 65%, and R69705, at concentration levels less than 60%. Below 65% sulfuric acid, R69702 does not experience
accelerated attack even at cupric and ferric ion contents up to 1% in
sulfuric acid. Zirconium has a very low tolerance for fluoride impurities
in sulfuric acid even at low concentrations of the acid. At concentrations
higher than 50%, even 1 ppm of fluoride ions in the acid will increase
the corrosion rate appreciably. Therefore, when zirconium equipment
must be used to handle sulfuric acid contaminated with fluoride ions,
these ions must be complexed by using inhibitors such as zirconium
776
Chapter Eight
sponge and phosphorous pentoxide.
Zirconium shows excellent corrosion resistance to hydrochloric acid
and is superior to any other engineering metal for this application, with
a corrosion rate of less than 0.125 mmy1 at all concentrations and temperatures well in excess of the boiling point. Aeration does not affect its
corrosion resistance, but the presence of oxidizing impurities such as
cupric or ferric chlorides in relatively small amounts will decrease it.
Therefore, either these ions should be avoided, or suitable electrochemical protection should be provided. Zirconium also shows excellent corrosion resistance to nitric acid in all concentrations up to 90% and
temperatures up to 200°C, with only platinum being equal to it for this
service. Welded zirconium and its alloys retain this high corrosion resistance. In concentrated nitric acid, zirconium may exhibit SCC at nitric
acid concentrations above 70%, if under high tensile stress.48
Zirconium is resistant to corrosion by phosphoric acid at concentrations up to 55% and temperatures exceeding the boiling point. Above
55% concentration, the corrosion rate increases with concentration
and temperature, but it remains below 0.125 mmy1 for concentrations up to 85% at 60°C. Fluoride ion impurities in phosphoric acid,
originating from the feedstock, can increase the corrosion rate.
Zirconium does not withstand hydrofluoric acid even at concentrations
as low as 0.001%.
Zirconium is resistant to corrosion by almost all
alkalies, both in solution and in the fused condition, up to the boiling
point. It resists sodium and potassium hydroxide solutions even under
anhydrous conditions and resists molten potassium hydroxide and
molten sodium hydroxide, the latter at temperatures greater than
1000°C. It resists calcium and ammonium hydroxides at concentrations up to 28% up to boiling. Because it is resistant to both alkalies
and acids, it is the preferred material of construction for processes that
cycle between acid and alkaline solutions.
Alkaline corrosion.
Aqueous media and marine corrosion. Zirconium has excellent corro-
sion resistance to seawater, fresh water, brackish water, and other polluted water streams and is a material of choice for heat exchangers,
condensers, and other equipment handling these media, where it can
replace titanium-palladium alloys. Unlike titanium and its alloys, zirconium is highly resistant to crevice corrosion. With their high corrosion resistance to pressurized water and steam, low neutron
absorption (with low hafnium content), good mechanical strength, and
ductility, at nuclear reactor service temperatures, and their ability to
remain stable even after extensive radiation, zirconium alloys are
used extensively in fuel cladding, fuel channels, and pressure tubes for
Materials Selection
777
boiling water and pressurized water nuclear power plants. Zirconium
is alloyed with tin, iron, chromium, and nickel to improve its strength
in these applications.
Corrosion from molten metals and salts. Zirconium is resistant to corro-
sion in some molten salts. It also withstands molten metals such as sodium, potassium and the sodium-potassium eutectic used in nuclear
reactors. Its corrosion rate is less than 0.025 mmy1 in liquid lead up to
600°C, in liquid lithium up to 800°C, in mercury up to 100°C, and in
molten sodium up to 600°C. The corrosion rate is affected by trace impurities such as hydrogen, nitrogen, or oxygen in specific molten metals.
Zirconium is severely attacked by molten bismuth, magnesium, and zinc.
Corrosion from organic compounds. Zirconium is very resistant to cor-
rosion by organic compounds, particularly most organic acids. In acetic
acid and acetic anhydride, its corrosion rate is less than 0.05 mmy1
at all concentrations and temperatures. It also has high resistance to
citric, formic, lactic, oxalic, tannic, and tartaric acids, as well as to
chlorinated organic acids. Corrosion rates for nuclear reactor–grade
zirconium alloys used in fuel cladding at temperatures up to 465°C, in
contact with organic coolants such as polyphenyls, are similar to those
in low-pressure steam. Hydriding because of hydrogen pickup from the
coolant, which can cause stress-corrosion cracking and hydrogen
embrittlement, is held to a minimum by keeping small amounts of
moisture in the coolant and holding dissolved hydrogen and chlorine
content of the coolant to a minimum. SCC of zirconium has been found
in concentrated methanol solutions containing heavy metal chlorides,
gaseous iodine, or fused salts containing iodine, even though zirconium and its alloys are free from stress-corrosion cracking in seawater
and most aqueous chemical media.
References
1. Henthorne, M., Materials Selection for Corrosion Control, Chemical Engineering,
1139–1146, 1971.
2. Tillack, D. J., and Guthrie, J. E., Wrought and Cast Heat-Resistant Stainless Steels
and Nickel Alloys for the Refining and Petrochemical Industries. NiDI Technical
Series 10071, 1992. Toronto, Canada, Nickel Development Institute.
3. Todd, B., Materials Selection for High Reliability Seawater Systems,
http://marine.copper.org/, 1998.
4. Corrosion Data Survey—Metals. Houston, Tex., National Association of Corrosion
Engineers, 1985.
5. Corrosion Data Survey—Non-Metals. Houston, Tex., National Association of
Corrosion Engineers, 1975.
6. Mashayekhi, B., Sturrock, C. P., and Flanigan, C. D., Corrosion Data Survey: The
Next Generation. Paper 604, 1997. Houston, Tex., NACE International.
7. Weldability of Materials: Aluminum Alloys, www.twi.co.uk/bestprac/jobknol/
jk21.htm, 1998.
778
Chapter Eight
8. Hollingsworth, E. H., and Hunsicker, H. Y., Corrosion of Aluminum and Aluminum
Alloys, in Metals Handbook: Corrosion, vol. 13. Metals Park, Ohio, American Society
for Metals, 1987, pp. 583–609.
9. Cooke, G., Koch, G., and Frechan, R., Corrosion Detection & Life Cycle Analysis for
Aircraft Structural Integrity, Report ADB-171678, 1-12-1992. Washington, D.C.,
Defense Technical Information Center.
10. Lifka, B. W., Aluminum (and Alloys), in Baboian, R. (ed.), Corrosion Tests and
Standards, Philadelphia, American Society for Testing of Materials, 1995, pp.
447–457.
11. Stickle, D. R., Corrosion of Cast Irons, in Corrosion. Metals Park, Ohio, ASM
International, 1988, pp. 566-572.
12. Weldability of Materials: Cast Irons, www.twi.co.uk/bestprac/jobknol/jk25.htm,
1998.
13. Source Book on Copper and Copper Alloys, Metals Park, Ohio, American Society for
Metals, 1979.
14. Copper ã Brass ã Bronze: Standard Designations for Wrought and Cast Copper and
Copper Alloys, http://properties.copper.org/standard-designations/homepage.htm,
1998.
15. Weldability of Materials: Copper and Copper Alloys, www.twi.co.uk/bestprac/
jobknol/jk23.htm, 1998.
16. Selecting Bronze Bearing Materials,http://www.copper.org/industrial/bronze_
bearing.htm, 1998.
17. Cohen, A., Copper (and Alloys), in Baboian, R. (ed.), Corrosion Tests and Standards,
Philadelphia, American Society for Testing of Materials, 1995, pp. 466–475.
18. Polan, N. W., Corrosion of Copper and Copper Alloys, in Metals Handbook:
Corrosion, Metals Park, Ohio, ASM International, 1987, pp. 610–640.
19. Copper & Copper Alloy: Corrosion Resistance Database,
http://protection.copper.org/database.htm, 1998.
20. Bailey, G. L., Copper Nickel Iron Alloys Resistant to Seawater Corrosion. Journal of
the Institute of Metals, 79: (1951).
21. Powell, C. A., Copper-Nickel Alloys—Resistance to Corrosion and Biofouling,
http://marine.copper.org/, 1998.
22. Parvizi, M. S., Aladjem, A., and Castle, J. E., Behaviour of 90-10 Cupronickel in
Seawater, International Material Reviews 33: (1988).
23. Lenard, D. R., and Welland, R. R., Corrosion Problems with Copper-Nickel
Components in Sea Water Systems, CORROSION/98, Paper 599. 1998. Houston,
Tex., NACE International.
24. Kirk, W. W., and Tuthill, A. H., Copper-Nickel Condenser and Heat Exchanger
Systems, http://marine.copper.org/3-toc.html, 1998. (GENERIC) Ref Type:
Electronic Citation
25. Tuthill, A. H., Guidelines for the Use of Copper Alloys in Seawater, Materials
Performance, 26 (1987).
26. Gilbert, P. T., A Review of Recent Work on Corrosion Behavior of Copper Alloys in
Seawater, Materials Performance, 21:47–53 (1982).
27. Gilbert, P. T., Corrosion Resisting Properties of 90/10 Copper Nickel Iron Alloy with
Particular Reference to Offshore Oil and Gas Applications, British Corrosion
Journal, (1979).
28. Green Patina Finishes, http://protection.copper.org/green.htm, 1998.
29. Brown Statuary Finishes, http://protection.copper.org/brown.htm, 1998.
30. Donachie, Jr., M. J., Introduction to Superalloys, in Superalloys Source Book.
Materials Park, Ohio, American Society for Metals, 1984, pp. 3–19.
31. Asphahani, A. I., Corrosion of Nickel-Base Alloys, in Metals Handbook: Corrosion.
Metals Park, Ohio, ASM International, 1987, pp. 641–657.
32. Asphahani, A. I., Corrosion of Cobalt-Base Alloys, in Metals Handbook: Corrosion.
Metals Park, Ohio, ASM International, 1987, pp. 658–668.
33. Weldability of Materials: Nickel and Nickel Alloys, www.twi.co.uk/bestprac/
jobknol/jk22.htm, 1998.
34. High-Temperature Alloys Fabrication Guide—Heat Treatment, http://www.
haynesintl.com/Fabric/FBht.html, 1998.
Materials Selection
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
779
Molybdenum, www.rembar.com/moly.htm, 1998.
Rembar/Technical Data, www.rembar.com/tech2.htm, 1998.
Niobium, www.rembar.com/niobium.htm, 1998.
Yau, T. L., and Webster, R. T., Corrosion of Niobium and Niobium Alloys, in Metals
Handbook: Corrosion. Metals Park, Ohio, ASM International, 1987, pp. 722–724.
Tantalum, www.rembar.com/tant.htm, 1998.
Tungsten, www.rembar.com/tung.htm, 1998.
Sedriks, A. J., Corrosion of Stainless Steels, New York, John Wiley, 1979.
Stainless Steel from Avesta Sheffield—Steel Grades. 2d ed. Avesta, Sweden, Avesta
Sheffield, 1997.
Holmberg, B., Stainless Steels: Their Properties and Their Suitability for Welding.
Avesta, Sweden, Avesta Welding, 1994.
Metals Handbook: Heat Treating, Cleaning and Finishing. Metals Park, Ohio,
American Society for Metals, 1991.
Congleton, J., Stress Corrosion Cracking of Stainless Steels, in Shreir, L. L.,
Jarman, R. A., and Burstein, G. T. (eds.), Corrosion Control. Oxford, UK,
Butterworths Heinemann, 1994, pp. 8:52–8:83
Craig, B. D., and Anderson, D. S., Handbook of Corrosion Data. Materials Park,
Ohio, ASM International, 1995.
Gunn, R. N., Duplex Stainless Steels. Cambridge, UK, Abington Publishing, 1997.
Chawla, S. L., and Gupta, R. K., Materials Selection for Corrosion Control. Materials
Park, Ohio, ASM International, 1993.
Parkins, R. N., An Overview-Prevention and Control of Stress Corrosion Cracking,
Materials Performance 24(8):9–20 (1985).
Davidson, R. M., and Redmond, J. D., Practical Guide to Using Duplex Stainless
Steel. NiDI Technical Series 10044, 1990. Toronto, Canada, Nickel Development
Institute.
Chandler, K. A., and Hudson, J. C., Iron and Steel, in Shreir, L. L., Jarman, R. A.,
and Burstein, G.T. (eds.), Corrosion Control. Oxford, UK, Butterworths Heinemann,
1994, pp. 3:3–3:22.
Hudson, J. C., Stanners, J. F., and Hooper, R. A. E., Low-alloy Steels, in Shreir, L.
L., Jarman, R. A., and Burstein, G. T. (eds.), Corrosion Control. Oxford, UK,
Butterworths Heinemann, 1994, pp. 3:23–3:33
Willett, T. O., Technical Advisory: Uncoated Weathering Steel in Structures. T5140.22,
10-3-1989. U.S. Department of Transportation, Federal Highway Administration.
Weldability of Materials: Steels, www.twi.co.uk/bestprac/jobknol/jk19.htm, 1998.
Titanium Industries Data and Reference Guide. Morristown, N.J., Titanium
Industries Inc., 1998.
Weldability of Materials: Titanium and Titanium Alloys. www.twi.co.uk/bestprac/
jobknol/jk24.htm, 1998.
Titanium and Its Alloys, http://www.titanium.org/alloychartext.html, 10-24-1996.
Corrosion Resistance of Titanium. Denver, Colo., Titanium Metals Corporation
(TIMET), 1997.
Cotton, J. B., and Hanson, B. H., Titanium and Zirconium, in Shreir, L. L., Jarman,
R. A., and Burstein, G. T. (eds.), Corrosion Control. Oxford, UK, Butterworths
Heinemann, 1994, pp. 5:36–5:59.
Zirconium & Zr-alloys, http://www.metalogic.be/MatWeb/reading/m_zr.htm,
1998.
Zircadyne Properties and Applications, Albany, Ore., Teledyne Wah Chang Albany,
1991.
Chapter
9
Protective Coatings
9.1 Introduction
9.2 Coatings and Coating Processes
782
9.2.1
Metallic coatings
9.2.2
Inorganic coatings
805
9.2.3
Organic coatings
810
9.3 Supplementary Protection Systems
9.1
781
782
829
9.3.1
Jointing compounds and sealants
830
9.3.2
Water displacing compounds
830
9.4 Surface Preparation
831
References
831
Introduction
Protective coatings are probably the most widely used products for corrosion control. They are used to provide long-term protection under a
broad range of corrosive conditions, extending from atmospheric exposure to the most demanding chemical processing conditions. Protective
coatings in themselves provide little or no structural strength, yet they
protect other materials to preserve their strength and integrity. The
main function of a protective coating is to isolate structural reactive
elements from environmental corrosives. The fact that protective coatings occupy only a very small fraction of the total volume of a system
is quite telling of the heavy requirements imposed on these materials.
A coating must provide a continuous barrier to a substrate, and any
imperfection can become the focal point for degradation and corrosion
of the substrate.
Metal finishing comprises a wide range of processes that are practiced
by most industries engaged in manufacturing operations using metal
parts. Typically, metal finishing is performed on manufactured parts after
781
782
Chapter Nine
they have been shaped, formed, forged, drilled, turned, wrought, cast, and
so forth. A “finish” can be defined as any final operation applied to the surface of a metal article to alter its surface properties and achieve various
goals. The quality of a coating depends on many factors besides the
nature of the materials involved. Metal finishing operations are intended
to increase corrosion or abrasion resistance, alter appearance, serve as an
improved base for the adhesion of other materials, enhance frictional
characteristics, add hardness, improve solderability, add specific electrical properties, or improve the utility of the product in some other way.
9.2
Coatings and Coating Processes
Coating fundamentals makes reference to a multitude of concepts and
properties. A critical property of antifouling paint is, for example, the
inhibition of living organism growth on the coating. A fire-resistant
coating, on the other hand, should resist or retard the burning of the
substrate. From a corrosion point of view a coating is rated on the
resistance it provides against corrosion in a specific environment, and
because there are many variations in environment corrosivity, there is
also a great variety of corrosion protective coatings. These can be
broadly divided into metallic, inorganic, and organic coatings. A general description of how the main elements are used in metallic and
inorganic coatings is given in Table 9.1.
9.2.1
Metallic coatings
Metallic coatings provide a layer that changes the surface properties
of the workpiece to those of the metal being applied. The workpiece
becomes a composite material exhibiting properties generally not
achievable by either material if used alone. The coatings provide a
durable, corrosion-resistant layer, and the core material provides the
load-bearing capability.
The deposition of metal coatings, such as chromium, nickel, copper,
and cadmium, is usually achieved by wet chemical processes that have
inherent pollution control problems. Alternative metal deposition
methods have replaced some of the wet processes and may play a
greater role in metal coating in the future. Metallic coatings are
deposited by electroplating, electroless plating, spraying, hot dipping,
chemical vapor deposition, and ion vapor deposition. Some important
coatings are cadmium, chromium, nickel, aluminum, and zinc. Copper,
gold, and silver are also used in electrical equipment and occasionally
for specialty fastener applications. Copper is used as a base layer in
multiple-plate electroplating, silver is used for antifretting purposes,
and both silver and gold are sometimes used to provide electrical conductivity in waveguides and at contacts.
Protective Coatings
783
TABLE 9.1
Properties and Applications of the Main Metallic Elements Used for
Protective Coatings
Aluminum
Aluminum coatings can be applied to steel by hot dipping, cementation, ion vapor
deposition, and spraying. Ion vapor deposition is a relatively new process, and spraying
is the only process that has been used extensively over a long period of time. Pack
cementation is widely used for gas turbine components. In soft waters aluminum is
cathodic with respect to steel; however, in seawater or some fresh waters containing
chloride ions or sulfate ions, aluminum may become anodic to steel, and aluminum
coatings should therefore corrode sacrificially and provide cathodic protection to steel.
However, as noted below, this may not always be the case.
Sprayed aluminum coatings provide an adherent, somewhat absorbent film about 100
to 150 m thick. They provide very good protection to steel, and they may be sealed
with organic lacquers or paints to provide further protection and delay the formation of
visible surface rust. The surface of the steel must first be grit-blasted to provide a
rough surface to aid adhesion. Unfortunately the thickness and relative roughness of
the coatings make them unsuitable for close tolerance parts.
Ion vapor-deposited aluminum coatings have been used on a variety of parts including
steel and titanium fasteners, electrical connectors, engine mounts and stator vanes,
landing gear components, integrally machined wing skins, and a large number of
miscellaneous components. These coatings are soft and ductile and are prepared using
commercially available aluminum (1100 alloy) feed wire that is melted, vaporized, and
ionized in a glow discharge created by an inert gas. The process is applied in a batch
mode, where parts to be coated are held at a high negative potential relative to the
evaporation source. The positively charged gas ions bombard the surface of the part
and perform a final cleaning action. When this is done the aluminum is vaporized and
ionized, and the ionized aluminum is accelerated toward the part surface where it
plates as a dense, tightly adherent coating.
Minimum coating thickness are in the range 8 to 25 m, and coatings may be used as
prepared or with a supplementary chromate treatment. The thinner coatings are used
when close tolerances are required such as on threads, intermediate thickness coatings
( 13 m) are used on interior parts or where only mildly corrosive environments are
expected, and the thicker coatings ( 25 m) are used for exterior parts operating in
highly corrosive environments and for engine parts. Ion vapor-deposited aluminum has
been considered as a replacement for diffused nickel cadmium and aluminum
pigmented paints for use in the cooler sections of gas turbines, where temperatures are
less than 454°C. The process has also been considered as an alternative to pack
cementation for the preparation of aluminide coatings on hot-section components. In
this case the ion vapor-deposited aluminum is diffused into the nickel-based superalloy
substrates to form the nickel aluminide coating.
Ion vapor deposition of aluminum is attractive because it avoids the environmental and
toxicological problems associated with cadmium. It does not cause hydrogen
embrittlement of steel or solid metal embrittlement of steel or titanium, and it should
be more galvanically compatible with aluminum alloy structure and avoid the
exfoliation corrosion of sensitive aluminum alloy structure. However, views on the
ability of aluminum to protect steel fasteners appear to vary. A view is that the
presently available pure aluminum coatings are not able to provide adequate sacrificial
protection to steel in a chloride ion environment, and for this reason a recommendation
is made for the development of aluminum coatings containing small amounts of zinc or
other elements for improved protection.
784
Chapter Nine
TABLE 9.1
Properties and Applications of the Main Metallic Elements Used for
Protective Coatings (Continued)
Cadmium
Cadmium is widely used by the aircraft industry for electroplating steel fasteners and
bearing assemblies because it provides a galvanically acceptable couple with
aluminum. Cadmium is also anodic to steel and will cathodically protect the substrate
at scratches or gaps in the coating and at cut edges. It also exhibits surface lubricity
and conductivity and resists fretting and fatigue, and its corrosion products do not
cause binding. Platings are usually deposited from cyanide baths, but baths containing
fluoroborates or sulfamates are also used. The baths may contain special additives to
reduce hydrogen penetration, and the coatings are usually 5 to 25 m thick.
The use of cadmium introduces four problems. The first problem is that it is highly
toxic, and environmental protection agencies have been concerned about its release into
the environment. Disposal of wastes from cyanide baths is therefore a problem, as is
the eventual disposal of the finished coated part. The second problem is that the
electroplating process also exposes parts to cathodically produced hydrogen, and
because many of the high-strength steels involved are highly susceptible to hydrogen
embrittlement, stringent requirements exist to bake parts immediately after plating to
remove this hydrogen. Most process specifications for cadmium plating include
requirements for baking and subsequent testing of coupons to demonstrate absence of
embrittlement. The problem of hydrogen embrittlement can be avoided by applying
cadmium coatings by an ion vapor deposition process, which does not produce
hydrogen. This process is sometimes used on very high strength steels where hydrogen
would be difficult to remove by baking. Once deposited, these coatings are essentially
similar to electrodeposited coatings and should receive the same type of additional
paint protection. The third problem is that cadmium has been reported to cause solid
metal embrittlement of steel and titanium alloys. Finally, cadmium has also been
reported to cause exfoliation corrosion of susceptible aluminum alloys when used on
fasteners in contact with these alloys in a riveted or bolted structure.
Many alternatives to cadmium plating exist, with no single universal substitute
available. Some cadmium plating alternatives are zinc plating, tin or tin alloy plating,
cobalt-zinc plating, zinc-nickel plating, zinc-iron plating, zinc-flake dispersion coating,
metallic ceramic coating, and ion vapor deposition of aluminum. The most successful of
these alternatives has been zinc-nickel plating, which has a long history in the
electroplating industry. Generally, for alternatives to be successful, they must provide
sufficient corrosion resistance, as measured by standard tests. For certain military and
aerospace applications, the alternative deposits must also provide other desired
characteristics, such as lubricity. Many electroplating job shops have eliminated
cadmium plating because of a reduced market and the enforcement of local discharge
standards.
Chromium
Chromium is used as a protective coating, providing resistance to wear, abrasion, and
corrosion. It has hardness in the range 900 to 1100 HV, low-friction characteristics, and
high reflectivity. It is used as a thin coating, usually in the range 0.2 to 1 m thick, as
the final layer in a multipleplate copper-nickel-chromium electroplating or as a thick
coating up to 300 m to provide wear resistance. When used as a constituent of a
multiple-plate coating, chromium provides hardness, reflectivity, and tarnish
resistance. The corrosion resistance is derived primarily from the barrier effect of the
thick nickel plate under the chromium. However, copper, nickel, and chromium are all
cathodic with respect to steel, and corrosion can be accelerated once the coating is
breached and the underlying steel is exposed. For this reason these coatings are not
chosen where corrosion protection is the primary concern.
Protective Coatings
785
TABLE 9.1
Properties and Applications of the Main Metallic Elements Used for
Protective Coatings (Continued)
Hard chromium plating is usually applied directly to steel parts in thickness up to
about 300 m to provide resistance to wear, abrasion, and corrosion. It is also used to
build up worn or undersized parts. In the thicker applications it may be impervious but
is subject to microcracks. Chromium is a metal with low cathode efficiency, and
substantial amounts of hydrogen are deposited on the part along with the metal being
plated. Because of this, parts must be baked as soon as possible after plating to drive
off the hydrogen and prevent embrittlement.
Chromium plating is traditionally performed with a hexavalent chromium bath, but
trivalent chromium plating has increased in use, especially during the past 10 years.
With either process, an undercoat of nickel/copper or nickel is usually applied. Trivalent
chromium plating is an economically attractive alternative to hexavalent plating for
some applications. However, its use has been limited due to a difference in appearance
from the standard hexavalent bath. The trivalent bath chemistry is more expensive to
purchase than the hexavalent bath. The cost savings are a result of reduced metal
loading on the treatment system (the trivalent bath contains less total chromium) and
the avoidance of the hexavalent chromium reduction step during treatment. The total
cost of trivalent chromium plating is about one-third of the costs for hexavalent solution.
Hard chromium plating is applied to tools, hydraulic cylinders, and other metal
surfaces that require wear resistance. It is widely used in the mining industry. The
major difference between the hard chromium and decorative deposits is their thickness.
The hard chromium deposit is typically hundreds of times thicker than decorative ones.
Although research efforts have aimed at a trivalent chromium substitute for hard
chromium plating, no solutions are available commercially. Input material changes for
hard chromium have focused on alternative deposits. Alternative processes have also
been used. The most successful alternative input material is electroless nickel. Other
alternative input materials under investigation are electroplated nickel alloys and
nickel alloy composites. Alternative processes to hard chromium plating include brush
plating, vacuum coating, and metal sprays.
Chromium use with aluminum finishing is perhaps most common in the aerospace
industry. Chromium combines with aluminum on the surface of parts to provide
corrosion and wear resistance and a chemically active surface for painting or coloring.
The two most common processes are chromic acid anodizing and chromate conversion
coating. Both processes are presently performed in hexavalent chromium baths. The
anodizing process is electrolytically performed, and the conversion coating process
involves simple immersion. Significant research efforts have been undertaken during the
past 10 years to find alternatives to these processes. For many applications, alternatives
have been identified and implemented. For example, chromic acid anodizing has been
partially replaced by common sulfuric acid anodizing and sulfuric/boric acid anodizing,
and chromium baths have been replaced to a lesser extent by nonchromium conversion
coatings (e.g., permanganate, rare earth metals, and zirconium oxide).
Another use of chromium during aluminum finishing is for deoxidizing/desmutting.
These preliminary processes (sometimes a combined single step) remove oxides and
other inorganics that would interfere with aluminum processing (e.g., anodizing).
Alternatives to the chromium-based products include iron and ammonium salts and
amines mixed with various oxidizers and/or etchants. Owing to the extent of research
for nonchromium aluminum finishing and the success rate of these efforts, it is possible
that chromium use will eventually be eliminated from the aluminum finishing area.
One would expect to see large-scale substitutions during the next 10 years. However,
total elimination will take considerable longer because of small residual uses of
chromium for which no satisfactory substitute exists.
786
Chapter Nine
TABLE 9.1
Properties and Applications of the Main Metallic Elements Used for
Protective Coatings (Continued)
Nickel
By far the greatest use of nickel plating is on steel in conjunction with copper and
chromium as described above. However, nickel can also be deposited, both on metals and
nonmetals by an electroless or nonelectrolytic process. The metal is deposited
spontaneously on the surface of a catalytic substrate immersed in an aqueous solution
containing the metal ion and a reducing agent together with a compound (frequently the
salt of an organic acid) that acts as a buffer and a complexing agent for the metallic ion.
The baths often contain phosphorous or boron, and they provide coatings of uniform
thickness even over sharp corners and into deep recesses. The coatings have low
internal stress and are less magnetic than electrodeposited nickel platings, and they
have hardness values of about 500 HV. The coatings can be heat treated to higher
hardness of about 1000 HV, which provides wear and abrasion resistance. This increase
in hardness is achieved by a precipitation hardening process involving the
phosphorous, which is usually present in amounts of 5 to 10%. The heat treatment is
carried out at temperatures of about 400°C.
Electroless nickel coatings about 25 m thick are often used after baking to remove
hydrogen and to provide protection against stress corrosion cracking of precipitation
hardenable stainless steels.
Zinc
Zinc coatings may be applied either by electroplating or spraying. Electroplatings are
normally less than 25 m thick and may be as thin as 5 m on threaded parts.
However, although they provide good protection to steel in rural atmospheres, they do
not perform as well in marine or industrial environments. Zinc coatings 30 m thick
last about 11 years or longer in rural or suburban locations, about 8 years in marine
locations, and only 4 years in industrial atmospheres. The short life in industrial
atmospheres was attributed to attack by sulfuric acid in polluted atmospheres. Zinc
plating does not perform as well as cadmium in tropical and marine atmospheres, and
therefore cadmium is preferred for aircraft use. Where thicker coatings are
permissible, zinc may be deposited by spraying but must compete with aluminum,
which is usually the preferred material.
Plating and surface treatment processes are typically batch operations, in which metal objects are dipped into and then removed from
baths containing various reagents to achieve the desired surface condition. The processes involve moving the object being coated through a
series of baths designed to produce the desired end product. These
processes can be manual or highly automated operations, depending
on the level of sophistication and modernization of the facility and the
application. Plating operations can generally be categorized as electroplating and electroless plating processes.
Electroplating is achieved by passing an electrical current through a solution containing dissolved metal ions and the metal
object to be plated. The metal object serves as the cathode in an electrochemical cell, attracting metal ions from the solution. Ferrous and
Electroplating.
Protective Coatings
787
nonferrous metal objects are plated with a variety of metals, including
aluminum, brass, bronze, cadmium, copper, chromium, iron, lead,
nickel, tin, and zinc, as well as precious metals, such as gold, platinum, and silver. The process is regulated by controlling a variety of
parameters, including the voltage and amperage, temperature, residence times, and the purity of bath solutions. Plating baths are almost
always aqueous solutions; therefore, only those metals that can be
reduced from aqueous solutions of their salts can be electrodeposited.
The only major exception is aluminum, which can be plated from
organic electrolytes. The sequence of unit operations in an electroplating operation typically involves various cleaning steps, stripping of old
plating or paint, electroplating steps, and rinsing between and after
each of these operations. Electroless plating uses similar steps but
involves the deposition of metal on a substrate without the use of
external electrical energy.
Electroless plating. Electroless nickel (EN) plating is a chemical reduc-
tion process that depends upon the catalytic reduction process of nickel
ions in an aqueous solution (containing a chemical reducing agent) and
the subsequent deposition of nickel metal without the use of electrical
energy. Thus in the EN plating process, the driving force for the reduction of nickel metal ions and their deposition is supplied by a chemical
reducing agent in solution. This driving potential is essentially constant
at all points of the surface of the component, provided the agitation is
sufficient to ensure a uniform concentration of metal ions and reducing
agents. The electroless deposits are therefore very uniform in thickness
all over the part’s shape and size. The process thus offers distinct advantages when plating irregularly shaped objects, holes, recesses, internal
surfaces, valves, threaded parts, and so forth.
Electroless (autocatalytic) nickel coating provides a hard, uniform, corrosion-, abrasion-, and wear-resistant surface to protect machine components in many industrial environments. EN is chemically deposited,
making the coating exceptionally uniform in thickness. Careful process
control can faithfully reproduce the surface finish, eliminating the need
for costly machining after plating.
In a true electroless plating process, reduction of metal ions occurs
only on the surface of a catalytic substrate in contact with the plating
solution. Once the catalytic substrate is covered by the deposited
metal, the plating continues because the deposited metal is also catalytic. As a result, electroless plating processes are widely used in industry to meet the end-use functional requirements and are only rarely
used for decorative purposes. Distinct advantages of EN plating are
■
Uniformity of the deposits, even on complex shapes. The electroplated
coatings are thinner in recessed areas and thicker on projecting areas.
788
Chapter Nine
■
Deposits are often less porous and thus provide barrier corrosion
protection to steel substrates that is much superior to that of electroplated nickel and hard chrome.
■
Deposits cause about one-fifth as much hydrogen absorption as electrolytic nickel and about one-tenth as much as hard chrome.
■
Deposits can be plated with zero or compressive stress. Fatigue
strength debit on the substrate material is thus zero or positive.
■
Deposits have inherent lubricity and nongalling characteristics,
unlike electrolytic nickel.
■
Deposits have good wetability for oils.
■
Deposits have good solderability, braze weldability, and weldability.
■
Deposits are much harder with as-plated microhardness of 450 to
600 HV, which can be increased to 1000 to 1100 HV by a suitable
heat treatment, the increase being due to the precipitation of Ni3P,
which causes general hardening of the alloy.
Deposits have unique magnetic properties. EN deposits containing
more than 8% P are generally considered to be essentially nonmagnetic in the as-plated condition. In Ni-P coatings, phosphorus is present as supersaturated solution in fine microcrystalline solid solution,
bordering on amorphous or liquidlike (glasslike) metastable structure,
and is responsible for nonferromagnetic behavior of as-plated Ni-P
deposits (with P 8%).
A second generation of EN plating has been developed by codepositing micrometer-sized particles of silicon carbide with the nickel, thereby creating an extremely wear- and corrosion-resistant coating. The
nickel alloy matrix provides corrosion resistance, and the silicon carbide particles, which are actually the contacting surface, add wear
resistance.
Hot dip galvanizing. Hot dip galvanizing is the process of applying a
zinc coating to fabricated iron or steel material by immersing the
material in a bath consisting primarily of molten zinc. The simplicity
of the galvanizing process is a distinct advantage over other methods
of providing corrosion protection. The automotive industry depends
heavily on this process for the production of many components used in
car manufacturing, as illustrated in Table 9.2.
The recorded history of galvanizing goes back to 1742 when a
French chemist named Melouin described, in a presentation to the
French Royal Academy, a method of coating iron by dipping it in
molten zinc. In 1836 another French chemist, Sorel, obtained a patent
for a means of coating iron with zinc after first cleaning it with 9% sul-
Protective Coatings
789
furic acid and fluxing it with ammonium chloride. A British patent for
a similar process was granted in 1837. By 1850, the British galvanizing industry was using 10,000 tons of zinc a year for the protection of
steel.1
Galvanizing can be found in almost every major application and
industry where iron or mild steel is used. The utilities, chemical
process, pulp and paper, automotive, and transportation industries, to
name just a few, have historically made extensive use of galvanizing
for corrosion control. They continue to do so today. For over 140 years,
galvanizing has had a proven history of commercial success as a
method of corrosion protection in a myriad of applications worldwide.
The electrochemical protection provided to steel by zinc coatings is a
vital element in the effectiveness of galvanized coatings in protecting
steel from corrosion. All pregalvanized products rely on the cathodic
protection provided by zinc to prevent corrosion of exposed steel at cut
edges. While the potential difference between metals is the prime driving force providing the corrosion current, it is not a reliable guide to
the rate and type of corrosion occurring at a particular point. The
severity of galvanic corrosion also depends on the ratio of the areas of
metals in contact, the duration of wetness (galvanic corrosion can only
occur in the presence of a conductive solution), and the conductivity of
the electrolyte. The presence of oxide films on the surface of one or
both of the metals can greatly inhibit galvanic corrosion.
In any situation where zinc is corroded sacrificially to protect
exposed steel, the mass of available zinc will determine the corrosion
protection performance. Corrosion rates of zinc coatings required to
cathodically protect uncoated steel in aggressive environments (saltwater/marine) may be 25 times higher than the normal zinc corrosion
rate.
Pack cementation. Diffusion coatings are formed by depositing a layer
of aluminum on the metal surface and then heating the component in
a furnace for a period of time. During this heat treatment, the aluminum and metal atoms migrate, or diffuse, into each other, which is
the reason these coatings are called diffusion coatings. This processing
is usually performed by a pack cementation process in which the aluminum deposition and the heat treatment occur simultaneously.
Pack cementation is widely used to confer oxidation resistance on
ferrous alloys. Usually relatively expensive aluminum or binary alloys
grade reagent is used during the pack process with aluminum as a
source. Pack cementation processes include aluminizing, chromizing,
and siliconizing. Components are packed in metal powders in sealed
heat-resistant retorts and heated inside a furnace to precisely controlled temperature-time profiles. In the aluminizing process, a source
790
TABLE 9.2
Coatings for Automotive Sheet Steels
Steel coating
Description
Typical applications
Hot dipped, zinc coated
(regular and minimized spangle)
Made on hot-dipped galvanizing lines and supplied in
coils and cut lengths. Includes regular and minimized
spangle in a wide range of coating designations and is
available in extra smooth finish.
Rocker panels, wheelhouse and inner and
outer panels, luggage compartment floor
pans, bumper reinforcement, body structure
inner reinforcements, floor pans
Hot dipped, zinc coated
(fully alloyed zinc-iron coated)
Hot-dipped, zinc-coated product that is heat treated or
wiped to produce a fully alloyed zinc-iron coating.
Body rails, cross members, light truck box
beds
Hot dipped, zinc coated
(differentially zinc coated)
Hot-dipped, zinc-coated product that is produced with
different specified coating weights on opposite sheet
surfaces. Both surfaces are zinc.
Cross members, hoods, fenders, door outer
panels, quarter panels, wheelhouses,
various underbody components
Hot dipped, zinc coated
(differentially zinc-iron coated)
Same as above, except that the coating on the lighter
surface is heat treated or wiped to produce a fully
panels,
alloyed zinc-iron coating.
Fenders, doors, outer body panels, quarter
panels, hoods, floor pans, door inner
Hot dipped, zinc coated, one side
Produced with continuous hot-dipped, zinc coating on one
side and a zinc-free, cold-rolled steel surface on the
other for superior paint adhesion.
Fenders, door outer panels, quarter panels,
deck lids, lower back panels, roofs, hoods
Electrolytic zinc, flash coated
Produced by continuously flash electroplating with zinc—
30 to 60 g/m2 total on both sides. It is used when
minimal corrosion resistance is required.
Window guides, wiper blade frames, radio
speaker baskets, head rest supports
Electroplated zinc coated
Produced by continuously electroplating zinc. Two side
coatings can be produced on an equal basis or
differentially. One side of the product has a standard
cold-rolled surface.
Exposed and unexposed body panels
Electroplated iron-zinc alloy coated
Produced by the simultaneous electroplating of zinc and
iron to form an alloy coating. One and two side coatings
can be produced on an equal basis or differentially coated.
Exposed and unexposed body panels
dash panels
Electroplated zinc-nickel
alloy coated
Produced by the simultaneous electroplating of zinc and
nickel to form an alloy coating. One and two side
coatings can be produced on an equal basis or
differentially coated.
Exposed and unexposed body panels
Aluminum coated
Produced by hot-dip coating cold-rolled sheet steel on
continuous lines. It provides a material with the
superior strength of steel and the surface properties of
aluminum.
Exhaust systems, chassis components
Aluminum-zinc coated
Produced by hot-dip coating cold-rolled sheet steel on
continuous lines. It has the superior strength of steel
and excellent corrosion resistance.
Exhaust systems, air cleaner covers, core
plugs, brake shields, floor pan covers
Zinc-aluminum mischmetal coated
Produced by hot-dip coating cold-rolled sheet steel on
continuous lines. It provides maximum formability and
excellent corrosion resistance.
Fuel-tank shields, fuel oil-filter shields,
motor housings, shock towers and other
deep-drawn underbody parts
Long terne
Cold-rolled sheet steel coated on both sides with a leadtin alloy by a continuous hot-dip process.
Fuel tanks, fuel lines, brake lines, radiator
and heater parts, air cleaners
Nickel terne
Cold-rolled sheet steel electrolytically nickel flash-plated
and then coated on both sides with a lead-tin alloy by a
continuous hot-dip process. Corrosion resistance is
superior to standard long terne.
Fuel tanks, fuel lines, brake lines, radiator
and heater parts, air cleaners
Tin coated
Cold-rolled sheet steel coated with tin by a continuous
electrolytic process.
Oil filter and heater components
Zincrometal
A cold-rolled steel product with a base coat containing
primarily chromium and zinc, top coated by a weldable
zinc-rich primer for corrosion resistance—generally
only to one side. The other side is typically a standard
cold-rolled surface for superior paint adhesion.
Door inner and outer panels, fenders,
quarter panels, hoods, deck lids, lift gate
outers, lower back panels
791
792
Chapter Nine
of aluminum reacts with a chemical activator on heating to form a
gaseous compound (e.g., pure Al with NaF to form AlF). This gas is the
transfer medium that carries aluminum to the component surface. The
gas decomposes at the substrate surface, depositing aluminum and
releasing the halogen activator. The halogen activator returns to the
pack and reacts with the aluminum again. Thus, the transfer process
continues until all of the aluminum in the pack is used or until the
process is stopped by cooling. The coating forms at temperatures ranging from 700 to 1100°C over a period of several hours.2
Pack cementation is the most widely used process for making diffusion
aluminide coatings. Diffusion coatings are primarily aluminide coatings
composed of aluminum and the base metal. A nickel-based superalloy
forms a nickel-aluminide, which is a chemical compound with the formula NiAl. A cobalt-based superalloy forms a cobalt-aluminide, which is
a chemical compound with the formula CoAl. It is common to incorporate
platinum into the coating to improve the corrosion and oxidation resistance. This is called a platinum-aluminide coating. Diffusion chrome
coatings are also available.
Diffusion aluminide coatings protect the base metal by forming a
continuous, aluminum oxide layer, Al2O3, which prevents further oxidation of the coating. (Actually, oxidation continues but at much slower
rates than without a continuous aluminum oxide scale.) When part of
the Al2O3 scale spalls off, the underlying aluminide layer is exposed to
form a new Al2O3 scale. Thus, the coating is self-healing.
Pack cementation can also be used to produce chromium-modified
aluminide coatings. The addition of chromium is known to improve the
hot corrosion resistance of nickel-based alloys. Although chromium
can be codeposited with aluminum in a single-step process, a duplex
process is frequently used to form the chromium-modified aluminide.
The component is first chromized using either pack cementation or a
gas phase process, and this is then followed by a standard aluminizing
treatment. The final distribution of the chromium in the coating will
depend on whether a low- or high-activity aluminizing process is
employed.
For a platinum-aluminide coating, a thin (typically 8-m) layer of
platinum is first deposited onto the substrate, usually by a plating
process. The second step involves aluminizing for several hours using
the conventional packed cementation process to form the platinumaluminide coating.
Conventional pack cementation processes are unable to effectively
coat internal surfaces such as cooling holes. The coating thickness on
these internal surfaces is usually less than on the surface due to limited access by the carrier gas. Access can be improved by pulsing the
carrier gas,3 or by use of a vapor phase coating process.
Protective Coatings
793
Another method of coating both the internal and external surfaces
involves generating the coating gases in a reactor that is separate from
the vessel the parts are in. The coating gases are pumped around the
outside and through the inside of the parts by two different distribution networks. Internal passages can be coated by filling them with the
powder used in the pack (actually a variation of this powder).4
Slurry processes can also be used to deposit the aluminum or the
aluminum and other alloying elements. The slurry is usually sprayed
on the component. The component is then given a heat treatment,
which burns off the binder in the slurry and melts the remaining
slurry, which reacts with the base metal to form the diffusion coating.
After coating, it is usually necessary to heat treat the coated component to restore the mechanical properties of the base metal.
Corrosion resistance can be improved by metallurgically
bonding to the susceptible core alloy a surface layer of a metal or an
alloy with good corrosion resistance. The cladding is selected not only
to have good corrosion resistance but also to be anodic to the core alloy
by about 80 to 100 mV. Thus if the cladding becomes damaged by
scratches, or if the core alloy is exposed at drilled fastener holes, the
cladding will provide cathodic protection by corroding sacrificially.
Cladding is usually applied at the mill stage by the manufacturers
of sheet, plate, or tubing. Cladding by pressing, rolling, or extrusion
can produce a coating in which the thickness and distribution can be
controlled over wide ranges, and the coatings produced are free of
porosity. Although there is almost no practical limit to the thickness of
coatings that can be produced by cladding, the application of the
process is limited to simple-shaped articles that do not require much
subsequent mechanical deformation. Among the principal uses are
lead and cadmium sheathing for cables, lead-sheathed sheets for
architectural applications, and composite extruded tubes for heat
exchangers. Because of the cathodic protection provided by the
cladding, corrosion progresses only to the core/cladding interface and
then spreads laterally, thus helping to prevent perforations in thin
sheet. The cut edges of the clad product should be protected by the
normal finish or by jointing-compound squeezed out during wet
assembly.
For aluminum-copper alloys (2000 series) dilute aluminum alloys
such as 1230, 6003, or 6053, containing small amounts of manganese,
chromium, or magnesium, may be used as cladding material. These
have low-copper contents, less than 0.02%, and low-iron content, less
than 0.2%. However these alloys are not sufficiently anodic with
respect to the Al-Zn-Mg-Cu alloys of the 7000 series, and they do not
provide cathodic protection in these cases. The 7000 series alloys are
Cladding.
794
Chapter Nine
therefore usually clad with aluminum alloys containing about 1% zinc,
such as 7072, or aluminum-zinc-magnesium alloys such as 7008 and
7011, which have higher zinc contents.
The thickness of the cladding is usually between 2 and 5% of the
total sheet or plate thickness, and because the cladding is usually a
softer and lower-strength alloy, the presence of the cladding can lower
the fatigue strength and abrasion resistance of the product. In the case
of thick plate where substantial amounts of material may be removed
from one side by machining so that the cladding becomes a larger fraction of the total thickness, the decrease in strength of the product may
be substantial. In these cases the use of the higher-strength claddings
such as 7008 and 7011 is preferred.
Thermal spraying. Energy surface treatment involves adding energy into
the surface of the work piece for adhesion to take place. Conventional
surface finishing methods involve heating an entire part. The methods
described in this section usually add energy and material into the surface, keeping the bulk of the object relatively cool and unchanged. This
allows surface properties to be modified with minimal effect on the structure and properties of the underlying material.5 Plasmas are used to
reduce process temperatures by adding energy to the surface in the form
of kinetic energy of ions rather than thermal energy. Table 9.3 shows the
main metallic materials that have been used for the production of spray
coatings and Table 9.4 contains a brief description of the main advanced
techniques. Similarly, Table 9.5 describes briefly the applications and
costs of these advanced techniques, and Table 9.6 summarizes the limits
and applicability of each technique.
Advanced surface treatments often require the use of vacuum chambers to ensure proper cleanliness and control. Vacuum processes are generally more expensive and difficult to use than liquid or air processes.
Facilities can expect to see less-complicated vacuum systems appearing
on the market in the future. In general, use of the advanced surface
treatments is more appropriate for treating small components (e.g., ion
beam implantation, thermal spray) because the treatment time for these
processes is proportional to the surface areas being covered. Facilities
will also have to address the following issues when considering the new
techniques:5
■
Quality control methods. Appropriate quality assurance tests need
to be developed for evaluating the performance of the newer treatment techniques.
■
Performance testing. New tribological tests must be developed for
measuring the performance of surface engineered materials.
Protective Coatings
TABLE 9.3
795
Spray-Coating Materials
Type coating
General qualities
Aluminum
Highly resistant to heat, hot water, and corrosive gases;
excellent heat distribution and reflection
Babbitt
Excellent bearing wearability
Brass
Machines well, takes a good finish
Bronze
Excellent wear resistance; exceptional machinability;
dense coatings (especially Al, bronze)
Copper
High heat and electrical conductivity
Iron
Excellent machining qualities
Lead
Good corrosion protection, fast, deposits and dense coatings
Molybdenum (molybond)
Self-bonding for steel surface preparation
Monel
Excellent machining qualities; highly resistant to corrosion
Nickel
Good machine finishing; excellent corrosion protection
Nickel-chrome
High-temperature applications
Steel
Hard finishes, good machinability
Chrome steel (tufton)
Bright, hard finish, highly resistant to wear
Stainless
Excellent corrosion protection and superior wearability
Tin
High purity for food applications
Zinc
Superior corrosion resistance and bonding qualities
■
Substitute cleaning and coating removal. The advanced coatings
provide excellent adhesion between the substrate and the coating; as
a result, these coatings are much more difficult to strip than conventional coatings. Many coating companies have had to develop
proprietary stripping techniques, most of which have adverse environmental or health risks.
■
Process control and sensing. The use of advanced processes requires
improvements in the level of control over day-to-day production operations, such as enhanced computer-based control systems.
Coatings can be sprayed from rod or wire stock or from powdered
materials. The material (e.g., wire) is fed into a flame, where it is
melted. The molten stock is then stripped from the end of the wire and
atomized by a high-velocity stream of compressed air or other gas,
which propels the material onto a prepared substrate or workpiece.
Depending on the substrate, bonding occurs either due to mechanical
interlock with a roughened surface, due to localized diffusion and
alloying, and/or by means of Van der Waals forces (i.e., mutual attraction and cohesion between two surfaces).
796
Chapter Nine
TABLE 9.4
Description of the Main Advanced Techniques for Producing Metallic
Coatings
Combustion torch/flame spraying
Flame spraying involves the use of a combustion flame spray torch in which a fuel gas
and oxygen are fed through the torch and burned with the coating material in a powder
or wire form and fed into the flame. The coating is heated to near or above its melting
point and accelerated to speeds of 30 to 90 m/s. The molten droplets impinge on the
surface, where they flow together to form the coating.
Combustion torch/high-velocity oxy-fuel (HVOF)
With HVOF, the coating is heated to near or above its melting point and accelerated in
a high-velocity combustion gas stream. Continuous combustion of oxygen fuels typically
occurs in a combustion chamber, which enables higher gas velocities (550 to 800 m/s).
Typical fuels include propane, propylene, or hydrogen.
Combustion torch/detonation gun
Using a detonation gun, a mixture of oxygen and acetylene with a pulse of powder is
introduced into a water-cooled barrel about 1 m long and 25 mm in diameter. A spark
initiates detonation, resulting in hot, expanding gas that heats and accelerates the
powder materials (containing carbides, metal binders, oxides) so that they are
converted into a plasticlike state at temperatures ranging from 1100 to 19,000°C. A
complete coating is built up through repeated, controlled detonations.
Electric arc spraying
During electric arc spraying, an electric arc between the ends of two wires continuously
melts the ends while a jet of gas (air, nitrogen, etc.) blows the molten droplets toward
the substrate at speeds of 30 to 150 m/s.
Plasma spraying
A flow of gas (usually based on argon) is introduced between a water-cooled copper
anode and a tungsten cathode. A direct current arc passes through the body of the gun
and the cathode. As the gas passes through the arc, it is ionized and forms plasma. The
plasma (at temperatures exceeding 30,000°C) heats the powder coating to a molten
state, and compressed gas propels the material to the workpiece at very high speeds
that may exceed 550 m/s.
Ion plating/plasma based
Plasma-based plating is the most common form of ion plating. The substrate is in
proximity to a plasma, and ions are accelerated from the plasma by a negative bias on
the substrate. The accelerated ions and high-energy neutrals from charge exchange
processes in the plasma arrive at the surface with a spectrum of energies. In addition,
the surface is exposed to chemically activated species from the plasma, and adsorption
of gaseous species form the plasma environment.
Ion plating/ion beam enhanced deposition (IBED)
During IBED, both the deposition and bombardment occur in a vacuum. The
bombarding species are ions either from an ion gun or other sources. While ions are
bombarding the substrate, neutral species of the coating material are delivered to the
substrate via a physical vapor deposition technique such as evaporation or sputtering.
Because the secondary ion beam is independently controllable, the energy particles in
the beam can be varied over a wide range and chosen with a very narrow window. This
Protective Coatings
797
TABLE 9.4
Description of the Main Advanced Techniques for Producing Metallic
Coatings (Continued)
allows the energies of deposition to be varied to enhance coating properties such as
interfacial adhesion, density, morphology, and internal stresses. The ions form
nucleation sites for the neutral species, resulting in islands of coating that grow
together to form the coating.
Ion implantation
Ion implantation does not produce a discrete coating; the process alters the elemental
chemical composition of the surface of the substrate by forming an alloy with energetic
ions (10 to 200 keV in energy). A beam of charged ions of the desired element (gas) is
formed by feeding the gas into the ion source where electrons, emitted from a hot
filament, ionize the gas and form a plasma. The ions are focused into a beam using an
electrically biased extraction electrode. If the energy is high enough, the ions will go
into the surface, not onto the surface, changing the surface composition. Three
variations have been developed that differ in methods of plasma formation and ion
acceleration: beamline implantation, direct ion implantation, and plasma source
implantation. Pretreatment (degreasing, rinse, ultrasonic cleaner) is required to
remove any surface contaminants prior to implantation. The process is performed at
room temperature, and time depends on the temperature resistance of the workpiece
and the required dose.
Sputtering and sputter deposition
Sputtering is an etching process for altering the physical properties of the surface. The
substrate is eroded by the bombardment of energetic particles, exposing the underlying
layers of the material. The incident particles dislodge atoms from the surface or nearsurface region of the solid by momentum transfer form the fast, incident particle to the
surface atoms. The substrate is contained in a vacuum and placed directly in the path of
the neutral atoms. The neutral species collides with gas atoms, causing the material to
strike the substrate from different directions with a variety of energies. As atoms adhere
to the substrate, a film is formed. The deposits are thin, ranging from 0.00005 to 0.01
mm. The most commonly applied materials are chromium, titanium, aluminum, copper,
molybdenum, tungsten, gold, silver, and tantalum. Three techniques for generating the
plasma needed for sputtering are available: diode plasmas, RF diodes, and magnetron
enhanced sputtering.
Laser surface alloying
The industrial use of lasers for surface modifications is increasingly widespread.
Surface alloying is one of many kinds of alteration processes achieved through the use
of lasers. It is similar to surface melting, but it promotes alloying by injecting another
material into the melt pool so that the new material alloys into the melt layer. Laser
cladding is one of several surface alloying techniques performed by lasers. The overall
goal is to selectively coat a defined area. In laser cladding, a thin layer of metal (or
powder metal) is bonded with a base metal by a combination of heat and pressure.
Specifically, ceramic or metal powder is fed into a carbon dioxide laser beam above a
surface, melts in the beam, and transfers heat to the surface. The beam welds the
material directly into the surface region, providing a strong metallurgical bond. Powder
feeding is performed by using a carrier gas in a manner similar to that used for
thermal spray systems. Large areas are covered by moving the substrate under the
beam and overlapping disposition tracks. Shafts and other circular objects are coated
by rotating the beam. Depending on the powder and substrate metallurgy, the
microstructure of the surface layer can be controlled, using the interaction time and
laser parameters. Pretreatment is not as vital to successful performance of laser
798
Chapter Nine
TABLE 9.4
Description of the Main Advanced Techniques for Producing Metallic
Coatings (Continued)
cladding processes as it is for other physical deposition methods. The surface may
require roughening prior to deposition. Grinding and polishing are generally required
posttreatments.
Chemical vapor deposition (CVD)
Substrate pretreatment is important in vapor deposition processes, particularly in the
case of CVD. Pretreatment of the surface involves minimizing contamination
mechanically and chemically before mounting the substrate in the deposition reactor.
Substrates must be cleaned just prior to deposition, and the deposition reactor chamber
itself must be clean, leak-tight, and free from dust and moisture. During coating,
surface cleanliness is maintained to prevent particulates from accumulating in the
deposit. Cleaning is usually performed using ultrasonic cleaning and/or vapor
degreasing. Vapor honing may follow to improve adhesion. Mild acids or gases are used
to remove oxide layers formed during heat-up. Posttreatment may include a heat
treatment to facilitate diffusion of the coating material into the material.
The basic steps involved in any thermal coating process are substrate preparation, masking and fixturing, coating, finishing, inspection, and stripping (when necessary). Substrate preparation usually
involves scale and oil and grease removal, as well as surface roughening. Roughening is necessary for most of the thermal spray processes
to ensure adequate bonding of the coating to the substrate. The most
common method is grit blasting, usually with alumina. Masking and
fixturing limit the amount of coating applied to the workpiece to
remove overspray through time-consuming grinding and stripping
after deposition. The basic parameters in thermal spray deposition are
particle temperature, velocity, angle of impact, and extent of reaction
with gases during the deposition process. The geometry of the part
being coated affects the surface coating because the specific properties
vary from point to point on each piece. In many applications, workpieces must be finished after the deposition process, the most common
technique being grinding followed by lapping. The final inspection of
thermal spray coatings involves verification of dimensions, a visual
examination for pits, cracks, and so forth. Nondestructive testing has
largely proven unsuccessful.
There are three basic categories of thermal spray technologies: combustion torch (flame spray, high velocity oxy-fuel, and detonation gun),
electric (wire) arc, and plasma arc. Thermal spray processes are
maturing, and the technology is readily available.
Environmental concerns with thermal spraying techniques include
the generation of dust, fumes, overspray, noise, and intense light. The
metal spray process is usually performed in front of a “water curtain”
or dry filter exhaust hood, which captures the overspray and fumes.
Protective Coatings
799
TABLE 9.5
Applications and Costs of the Main Advanced Techniques for
Producing Metallic Coatings
Combustion torch/flame spraying
This technique can be used to deposit ferrous-, nickel-, and cobalt-based alloys and some
ceramics. It is used in the repair of machine bearing surfaces, piston and shaft bearing
or seal areas, and corrosion and wear resistance for boilers and structures (e.g., bridges).
Combustion torch/high velocity oxy-fuel (HVOF)
This technique may be an effective substitute for hard chromium plating for certain jet
engine components. Typical applications include reclamation of worn parts and
machine element buildup, abradable seals, and ceramic hard facings.
Combustion torch/detonation gun
This can only be used for a narrow range of materials, both for the choice of coating
materials and as substrates. Oxides and carbides are commonly deposited. The highvelocity impact of materials such as tungsten carbide and chromium carbide restricts
application to metal surfaces.
Electric arc spraying
Industrial applications include coating paper, plastics, and other heat-sensitive
materials for the production of electromagnetic shielding devices and mold making.
Plasma spraying
This techniques can be used to deposit molybdenum and chromium on piston rings,
cobalt alloys on jet-engine combustion chambers, tungsten carbide on blades of electric
knives, and wear coatings for computer parts.
Ion plating/plasma based
Coating materials include alloys of titanium, aluminum, copper, gold, and palladium.
Plasma-based ion plating is used in the production of x-ray tubes; space applications;
threads for piping used in chemical environments; aircraft engine turbine blades; tool
steel drill bits; gear teeth; high-tolerance injection molds; aluminum vacuum sealing
flanges; decorative coatings; corrosion protection in nuclear reactors; metallizing of
semiconductors, ferrites, glass, and ceramics; and body implants. In addition, it is
widely used for applying corrosion-resistant aluminum coatings as an alternative to
cadmium. Capital costs are high for this technology, creating the biggest barrier for ion
plating use. It is used where high value-added equipment is being coated such as
expensive injection molds instead of inexpensive drill bits.
Ion plating/ion beam enhanced deposition (IBED)
Although still an emerging technology, IBED is used for depositing dense optically
transparent coatings for specialized optical applications, such as infrared optics.
Capital costs are high for this technology, creating the biggest barrier for ion plating
use. Equipment for IBED processing could be improved by the development of low-cost,
high-current, large-area reactive ion beam sources.
Ion implantation
Nitrogen is commonly implanted to increase the wear resistance of metals because ion
beams are produced easily. In addition, metallic elements, such as titanium, yttrium,
chromium, and nickel, may be implanted into a variety of materials to produce a wider
800
Chapter Nine
TABLE 9.5
Applications and Costs of the Main Advanced Techniques for
Producing Metallic Coatings (Continued)
range of surface modifications. Implantation is primarily used as an antiwear
treatment for components of high value such as biomedical devices (prostheses), tools
(molds, dies, punches, cutting tools, inserts), and gears and ball bearings used in the
aerospace industry. Other industrial applications include the semiconductor industry
for depositing gold, ceramics, and other materials into plastic, ceramic, and silicon and
gallium arsenide substrates. The U.S. Navy has demonstrated that chromium ion
implantation could increase the life of ball bearings for jet engines with a benefit-tocost ratio of 20:1. A treated forming die resulted in the production of nearly 5000
automobile parts compared to the normal 2000 part life from a similar tool hard faced
with tank plated chromium. The initial capital cost is relatively high, although largescale systems have proven cost effective. An analysis of six systems manufactured by
three companies found that coating costs range from $0.04 to $0.28/cm2. Depending on
throughput, capital cost ranges from $400,000 to $1,400,000, and operating costs were
estimated to range from $125,000 to $250,000.
Sputtering and sputter deposition
Sputter-deposited films are routinely used simply as decorative coatings on
watchbands, eyeglasses, and jewelry. The electronics industry relies heavily on
sputtered coatings and films (e.g., thin film wiring on chips and recording heads,
magnetic and magneto-optic recording media). Other current applications for the
electronics industry are wear-resistant surfaces, corrosion-resistant layers, diffusion
barriers, and adhesion layers. Sputtered coatings are also used to produce reflective
films on large pieces of architectural glass and for the coating of decorative films on
plastic in the automotive industry. The food packaging industry uses sputtering for
coating thin plastic films for packaging pretzels, potato chips, and other products.
Compared to other deposition processes, sputter deposition is relatively inexpensive.
Laser surface alloying
Although laser processing technologies have been in existence for many years,
industrial applications are relatively limited. Uses of laser cladding include changing
the surface composition to produce a required structure for better wear, or hightemperature performance; build up a worn part; provide better corrosion resistance;
impart better mechanical properties; and enhance the appearance of metal parts. The
high capital investment required for using laser cladding has been a barrier for its
widespread adoption by industry.
Chemical vapor deposition (CVD)
CVD processes are used to deposit coatings and to form foils, powders, composite
materials, free-standing bodies, spherical particles, filaments, and whiskers. CVD
applications are expanding both in number and sophistication. The U.S. market in
1998 for CVD applications was $1.2 billion, 77.6 percent of which was for electronics
and other large users, including structural applications, optical, optoelectronics,
photovoltaic, and chemical. Analysts anticipate that future growth for CVD
technologies will continue to be in the area of electronics. CVD will also continue to be
an important method for solving difficult materials problems. CVD processes are
commercial realities for only a few materials and applications. Start-up costs are
typically very expensive.
Protective Coatings
801
TABLE 9.6
Limits and Applicability of the Main Advanced Techniques for
Producing Metallic Coatings
Combustion torch/flame spraying
Flame spraying is noted for its relatively high as-deposited porosity, significant
oxidation of the metallic components, low resistance to impact or point loading, and
limited thickness (typically 0.5 to 3.5 mm). Advantages include the low capital cost of
the equipment, its simplicity, and the relative ease of training the operators. In addition,
the technique uses materials efficiently and has low associated maintenance costs.
Combustion torch/high velocity oxy-fuel (HVOF)
This technique has very high velocity impact, and coatings exhibit little or no porosity.
Deposition rates are relatively high, and the coatings have acceptable bond strength.
Coating thickness range from 0.000013 to 3 mm. Some oxidation of metallics or
reduction of some oxides may occur, altering the coating’s properties.
Combustion torch/detonation gun
This technique produces some of the densest of the thermal coatings. Almost any metallic,
ceramic, or cement materials that melt without decomposing can be used to produce a
coating. Typical coating thickness range from 0.05 to 0.5 mm, but both thinner and thicker
coatings are used. Because of the high velocities, the properties of the coatings are much
less sensitive to the angle of deposition than most other thermal spray coatings.
Electric arc spraying
Coating thickness can range from a few hundredths of a millimeter to almost unlimited
thickness, depending on the end use. Electric arc spraying can be used for simple
metallic coatings, such as copper and zinc, and for some ferrous alloys. The coatings
have high porosity and low bond strength.
Plasma spraying
Plasma spraying can be used to achieve thickness from 0.3 to 6 mm, depending on the
coating and the substrate materials. Sprayed materials include aluminum, zinc, copper
alloys, tin, molybdenum, some steels, and numerous ceramic materials. With proper
process controls, this technique can produce coatings with a wide range of selected
physical properties, such as coatings with porosity ranging from essentially zero to
high porosity.
Ion plating/plasma based
This technique produces coatings that typically range from 0.008 to 0.025 mm.
Advantages include a wide variety of processes as sources of the depositing material; in
situ cleaning of the substrate prior to film deposition; excellent surface covering ability;
good adhesion; flexibility in tailoring film properties such as morphology, density, and
residual film stress; and equipment requirements and costs equivalent to sputter
deposition. Disadvantages include many processing parameters that must be
controlled; contamination may be released and activated in the plasma; and
bombarding gas species may be incorporated in the substrate and coating.
Ion plating/ion beam enhanced deposition (IBED)
Advantages include increased adhesion; increased coating density; decreased coating
porosity and prevalence of pinholes; and increased control of internal stress,
morphology, density, and composition. Disadvantages include high equipment and
802
Chapter Nine
TABLE 9.6
Limits and Applicability of the Main Advanced Techniques for
Producing Metallic Coatings (Continued)
processing costs; limited coating thickness; part geometry and size limit; and gas
precursors used for some implantation species that are toxic. This technique can
produce a chromium deposit 10 m thick with greater thickness attained by layering.
Such thickness is too thin for most hard chrome requirements (25 to 75 m with some
dimensional restoration work requiring 750 m) and layering would significantly add
to the cost of the process. IBED provides some surface cleaning when the surface is
initially illuminated with a flux of high-energy inert gas ions; however, the process will
still require precleaning (e.g., degreasing).
Ion implantation
Ion implantation can be used for any element that can be vaporized and ionized in a
vacuum chamber. Because material is added to the surface, rather than onto the
surface, there is no significant dimensional change or problems with adhesion. The
process is easily controlled, offers high reliability and reproducibility, requires no
posttreatment, and generates minimal waste. If exposed to high temperatures,
however, implanted ions may diffuse away from the surface due to limited depth of
penetration, and penetration does not always withstand severe abrasive wear.
Implantation is used to alter surface properties, such as hardness, friction, wear
resistance, conductance, optical properties, corrosion resistance, and catalysis.
Commercial availability is limited by general unfamiliarity with the technology,
scarcity of equipment, lack of quality control and assurance, and competition with
other surface modification techniques. Areas of research include ion implantation of
ceramic materials for high-temperature internal combustion engines, glass to reduce
infrared radiation transmission and reduce corrosion, as well as automotive parts
(piston rings, cylinder liners) to reduce wear.
Sputtering and sputter deposition
This technique is a versatile process for depositing coatings of metals, alloys,
compounds, and dielectrics on surfaces. The process has been applied in hard and
protective industrial coatings. Primarily TiN, as well as other nitrides and carbides, has
demonstrated high hardness, low porosity, good chemical inertness, good conductivity,
and attractive appearance. Sputtering is capable of producing dense films, often with
near-bulk quantities. Areas requiring future research and development include better
methods for in situ process control; methods for removing deposited TiN and other hard,
ceramiclike coatings from poorly coated or worn components without damage to the
product; and improved understanding of the factors that affect film properties.
Laser surface alloying
This technique can be used to apply most of the same materials that can be applied via
thermal spray techniques; the powders used for both methods are generally the same.
Materials that are easily oxidized, however, will prove difficult to deposit without
recourse to inert gas streams and envelopes. Deposition rates depend on laser power,
powder feed rates, and traverse speed. The rates are typically in the region of 2104
cm3 for a 500-W beam. Thickness of several hundred micrometers can be laid down on
each pass of the laser beam, allowing thickness of several millimeters to accumulate. If
the powder density is too high, this thermal cycling causes cracking and delamination
of earlier layers, severely limiting the attainable buildup. Research has found that
easily oxidized materials, such as aluminum, cannot be laser clad because the brittle
oxide causes cracking and delamination. Some steels may be difficult to coat effectively.
Protective Coatings
803
TABLE 9.6 Limits and Applicability of the Main Advanced Techniques for
Producing Metallic Coatings (Continued)
The small size of the laser’s beam limits the size of the workpieces that can be treated
cost effectively. Shapes are restricted to those that prevent line-of-sight access to the
region to be coated.
Chemical vapor deposition (CVD)
CVD is used mainly for corrosion and wear resistance. CVD processes are also usually
applied in cases where specific properties of materials of interest are difficult to obtain
by other means. CVD is unique because it controls the microstructure and/or chemistry
of the deposited material. The microstructure of CVD deposits depends on chemical
makeup and energy of atoms, ions, or molecular fragments impinging on the substrate;
chemical composition and surface properties of the substrate; substrate temperature;
and presence or absence of a substrate bias voltage. The most useful CVD coatings are
nickel, tungsten, chromium, and titanium carbide. Titanium carbide is used for coating
punching and embossing tools to impart wear resistance.
Water curtain systems periodically discharge contaminated wastewaters. Noise generated can vary from approximately 80 dB to more
than 140 dB. With the higher noise-level processes, robotics are usually required for spray application. The use of metal spray processes
may eliminate some of the pollution associated with conventional tank
plating. In most cases, however, wet processes, such as cleaning, are
necessary in addition to the metal coating process. Therefore, complete
elimination of tanks may not be possible. Waste streams resulting
from flame spray techniques may include overspray, wastewaters,
spent exhaust filters, rejected parts, spent gas cylinders, air emissions
(dust, fumes), and wastes associated with the grinding and finishing
phases.
Vapor deposition refers to any process in
which materials in a vapor state are condensed through condensation,
chemical reaction, or conversion to form a solid material. These
processes are used to form coatings to alter the mechanical, electrical,
thermal, optical, corrosion-resistance, and wear properties of the substrates. They are also used to form free-standing bodies, films, and
fibers and to infiltrate fabric to form composite materials.5 Vapor deposition processes usually take place within a vacuum chamber.
There are two categories of vapor deposition processes: physical
vapor deposition (PVD) and chemical vapor deposition (CVD). In PVD
processes, the workpiece is subjected to plasma bombardment. In CVD
processes, thermal energy heats the gases in the coating chamber and
drives the deposition reaction.
Physical vapor deposition methods are clean, dry vacuum deposition methods in which the coating is deposited over the entire object
Physical vapor deposition.
804
Chapter Nine
simultaneously, rather than in localized areas. All reactive PVD hard
coating processes combine:
■
A method for depositing the metal
■
Combination with an active gas, such as nitrogen, oxygen, or
methane
■
Plasma bombardment of the substrate to ensure a dense, hard coating6
PVD methods differ in the means for producing the metal vapor and
the details of plasma creation. The primary PVD methods are ion plating, ion implantation, sputtering, and laser surface alloying.
Waste streams resulting from laser cladding are similar to those
resulting from high-velocity oxy-fuels and other physical deposition
techniques: blasting media and solvents, bounce and overspray particles, and grinding particles. Generally speaking, none of these waste
streams are toxic.6
CVD is a subset of the general surface treatment process, vapor
deposition. Over time, the distinction between the terms physical
vapor deposition and chemical vapor deposition has blurred as new
technologies have been developed and the two terms overlap. CVD
includes sputtering, ion plating, plasma-enhanced chemical vapor
deposition, low-pressure chemical vapor deposition, laser-enhanced
chemical vapor deposition, active-reactive evaporation, ion beam, laser
evaporation, and many other variations. These variants are distinguished by the manner in which precursor gases are converted into the
reactive gas mixtures. In CVD processes, a reactant gas mixture
impinges on the substrate upon which the deposit is to be made. Gas
precursors are heated to form a reactive gas mixture. The coating
species is delivered by a precursor material, otherwise known as a
reactive vapor. It is usually in the form of a metal halide, metal carbonyl, a hydride, or an organometallic compound. The precursor may
be in gas, liquid, or solid form. Gases are delivered to the chamber
under normal temperatures and pressures, whereas solids and liquids
require high temperatures and/or low pressures in conjunction with a
carrier gas. Once in the chamber, energy is applied to the substrate to
facilitate the reaction of the precursor material upon impact. The ligand species is liberated from the metal species to be deposited upon
the substrate to form the coating. Because most CVD reactions are
endothermic, the reaction may be controlled by regulating the amount
of energy input.7 The steps in the generic CVD process are
■
Formation of the reactive gas mixture
■
Mass transport of the reactant gases through a boundary layer to
the substrate
Protective Coatings
805
■
Adsorption of the reactants on the substrate
■
Reaction of the adsorbents to form the deposit
■
Description of the gaseous decomposition products of the deposition
process
The precursor chemicals should be selected with care because potentially hazardous or toxic vapors may result. The exhaust system
should be designed to handle any reacted and unreacted vapors that
remain after the coating process is complete. Other waste effluents
from the process must be managed appropriately. Retrieval, recycle,
and disposal methods are dictated by the nature of the chemical. For
example, auxiliary chemical reactions must be performed to render
toxic or corrosive materials harmless, condensates must be collected,
and flammable materials must be either combusted, absorbed, or dissolved. The extent of these efforts is determined by the efficiency of the
process.7
9.2.2
Inorganic coatings
Inorganic coatings can be produced by chemical action, with or without electrical assistance. The treatments change the immediate surface layer of metal into a film of metallic oxide or compound that has
better corrosion resistance than the natural oxide film and provides an
effective base or key for supplementary protection such as paints. In
some instances, these treatments can also be a preparatory step prior
to painting.
Anodizing. Anodizing involves the electrolytic oxidation of a surface to
produce a tightly adherent oxide scale that is thicker than the naturally occurring film. Anodizing is an electrochemical process during
which aluminum is the anode. The electric current passing through an
electrolyte converts the metal surface to a durable aluminum oxide.
The difference between plating and anodizing is that the oxide coating
is integral with the metal substrate as opposed to being a metallic
coating deposition. The oxidized surface is hard and abrasion resistant, and it provides some degree of corrosion resistance.
However, anodizing cannot be relied upon to provide corrosion resistance to corrosion-prone alloys, and further protection by painting is
usually required. Fortunately the anodic coating provides an excellent
surface both for painting and for adhesive bonding. Anodic coatings
break down chemically in highly alkaline solutions (pH 8.5) and
highly acid solutions (pH 4.0). They are also relatively brittle and may
crack under stress, and therefore supplementary protection, such as
painting, is particularly important with stress corrosion-prone alloys.
806
Chapter Nine
Anodic coatings can be formed in chromic, sulfuric, phosphoric, or
oxalic acid solutions. Chromic acid anodizing is widely used with 7000
series alloys to improve corrosion resistance and paint adhesion, and
unsealed coatings provide a good base for structural adhesives.
However these coatings are often discolored, and where cosmetic
appearance is important, sulfuric acid anodizing may be preferred.
Table 9.7 shows the alloys suitable for anodizing and describes some of
the coating properties obtained with typical usage and finishing advice.
The Al2O3 coating produced by anodizing is typically 2 to 25 m
thick and consists of a thin nonporous barrier layer next to the metal
TABLE 9.7
Aluminum Alloys Suitable for Anodizing
Series
Coating properties
Uses
Finishing advice
1xxx
Clear bright
Cans, architectural
Care should be taken when
racking this soft material;
good for bright coatings
susceptible to etch, staining.
2xxx
Yellow
poor protection
Aircraft mechanical
Because copper content is
2%, these produce yellow,
poor weather-resistant
coatings.
3xxx
Grayish-brown
Cans, architectural,
lighting
Difficult to match sheet to
sheet (varying degrees of
gray/brown). Used
extensively for architectural
painted products
4xxx
Dark gray
Architectural, lighting
Produces heavy black smut,
which is hard to remove;
4043 and 4343 used for
architectural dark gray
finishes in past years.
5xxx
Clear good
protection
Architectural, welding,
wire lighting
For 5005, keep silicon 0.1%
and magnesium between 0.7
and 0.9%; maximum of ±20%
for job; watch for oxide
streaks
6xxx
Clear good
protection
Architectural,
structural
Matte: iron 0.2%.
Bright: iron 0.1%.
6063 best match for 5005.
6463 best for chemical
brightening.
7xxx
Clear good
protection
Automotive
Zinc over 5% will produce
brown-tinted coatings; watch
zinc in effluent stream; good
for bright coatings.
SOURCE: Aluminum Anodizers Council (AAC) Technical Bulletin 2-94, Aluminum Alloy
Reference for Anodizing, March 1994.
Protective Coatings
807
with a porous outer layer that can be sealed by hydrothermal treatment in steam or hot water for several minutes. This produces a
hydrated oxide layer with improved protective properties. Figure 9.1
illustrates a porous anodic film and its evolution during the sealing
process. Improved corrosion resistance is obtained if the sealing is
done in a hot metal salt solution such as a chromate or dichromate
solution. The oxide coatings may also be dyed to provide surface coloration for decorative purposes, and this can be performed either in
the anodizing bath or afterward. International standards for anodic
treatment of aluminum alloys have been published by the
International Standards Organization and cover dyed and undyed
coatings. There are many reasons to anodize a part. Following are a
few considerations and the industries that employ them
■
Appearance. Products look finished, cleaner, and better, and this
appearance lasts longer. Color enhances metal and promotes a solid,
well-built appearance while removing the harsh metal look. Any aluminum product can be color anodized.
■
Corrosion resistance. A smooth surface is retained and weathering
is retarded. Useful for food handling and marine products.
■
Ease in cleaning. Any anodized product will stay cleaner longer
and is easier to clean when it does get dirty.
■
Abrasion resistance. The treated metal is tough, harder than
many abrasives, and is ideal for caul plates, tooling, and air cylinder applications.
■
Nongalling. Screws and other moving parts will not seize, drag, or
jam, and wear in these areas is diminished. Gun sights, instruments, and screw threads are typical applications.
■
Heat absorption. This can provide uniform or selective heatabsorption properties to aluminum for the food processing industry.
■
Heat radiation. This is used as a method to finish electronic heat
sinks and radiators. Further, anodizing will not rub off, is an excellent paint base, removes minor scuffs, and is sanitary and tasteless.
There are many variations in the anodization process. The following
examples are given to illustrate some of the processes used in the
industry:
1. Hardcoat anodizing. As the name implies, a hardcoat finish is
tough and durable and is used where abrasion and corrosion resistance, as well as surface hardness, are critical factors. Essentially,
hardcoating is a sulfuric acid anodizing process, with the electrolyte
concentration, temperature, and electric current parameters altered to
808
Chapter Nine
Oxide
;;; ;;;;
;
;
;;; ;;;;
;
;
;;; ;;;;
;
;
;
;
;
t = 0 min
Hydrous oxide
Oxide
Hydrous oxide
t = 3 min
Oxide
t = 10 min
Aluminum
Figure 9.1 The evolution of a porous anodic film on aluminum as a function of the seal-
ing time at 85°C.
produce the hardened surface. Wearing qualities have actually proven
to be superior to those of case hardened steel or hard chrome plate.
2. Bulk anodizing. Bulk anodizing is an electrochemical process
for anodizing small, irregularly shaped parts, which are processed in
perforated aluminum, plastic, or titanium baskets. The tremendous
Protective Coatings
809
quantity of parts that can be finished in a relatively short time makes
this technique highly economical. Another advantage in processing
such large volumes at one time is the resulting consistency in color and
quality. Finishing items such as rivets, ferrules, medical hubs, and so
forth, using the bulk process make production economically feasible.
3. Sulfuric acid anodizing. This is the most common method of
anodizing. The part is subjected to a specified electric current through
a sulfuric acid electrolyte, converting the surface to an aluminum
oxide coating capable of absorbing dyes in a wide range of colors.
Abrasion and/or corrosion resistance is enhanced, and the surface may
also be used as a base for applied coatings, such as paint, Teflon, and
adhesives. Custom coloring is available to meet any specification, and
through prefinish techniques, matte, satin, or highly reflective surfaces can be furnished.
Anodizing treatments are also available for magnesium and titanium
alloys. The treatments commonly used with magnesium alloys involve
several processing options to produce either thin coatings of about 5m thickness for flexibility and surfaces suitable for paint adhesion, or
thick coatings, up to about 30 m for maximum corrosion and abrasion
resistance. When anodizing is used for the treatment of titanium and
titanium alloys, it can provide limited protection to the less noble metals against galvanic corrosion, and when used together with solid film
lubricants, it helps to prevent galling. The process produces a smooth
coating with a uniform texture and appearance and a uniform blue-toviolet color.
Chromate filming. A number of proprietary chromate filming treat-
ments are available for aluminum, magnesium, cadmium, and zinc
alloys. The treatments usually involve short-time immersion in
strongly acid chromate solutions, but spraying or application by brushing or swabbing can also be used for touchup of parts. The resulting
films are usually about 5 m thick and are colored depending on the
base alloy, being golden yellow on aluminum, dull gold on cadmium
and zinc, and brown or black on magnesium. The films contain soluble
chromates that act as corrosion inhibitors, and they provide a modest
improvement in corrosion resistance of the base metal. However, their
main purpose is to provide a suitable surface for sealing resins or
paints. Epoxy primer, for example, which does not adhere well to bare
aluminum, adheres very well to chemical conversion coatings. Among
the best-known coatings used with aluminum alloys are those produced by the Alodine 1200 and Alocrom 1200 processes.
A process for zinc alloys has been described to consist of immersion
for a few seconds in a sodium dichromate solution at a concentration
810
Chapter Nine
of 200 g/L and acidified with sulfuric acid at 8 ml/L. The treatment is
performed at room temperature and is followed by rinsing and drying
to produce a dull yellow zinc chromate coating.
Phosphate coatings. A number of proprietary treatments such as
Parkerizing and Bonderizing are available for use on steel. They are
applied by brushing, spraying, or prolonged immersion in an acid
orthophosphate solution containing iron, zinc, or manganese. For
example a solution might contain Zn(H2PO4) 22H2O with added H3PO4.
The coatings consist of a thick porous layer of fine phosphate crystals,
tightly bonded to the steel. The coatings do not provide significant corrosion resistance when used alone, but they provide an excellent base
for oils, waxes, or paints, and they help to prevent the spreading of rust
under layers of paint. Phosphating should not be applied to nitrided or
finish-machined steel, and steel parts containing aluminum, magnesium, or zinc are subject to pitting in the bath. Some restrictions apply
also to heat-treated stainless and high-strength steels.
Nitriding. Steels containing nitride-forming elements such as chromi-
um, molybdenum, aluminum, and vanadium can be treated to produce
hard surface layers, providing improved wear resistance. Many of the
processes employed are proprietary, but typically they involve exposure of cleaned surfaces to anhydrous ammonia at elevated temperatures. The nitrides formed are not only hard but also more voluminous
than the original steel, and therefore they create compressive residual
surface stresses. Therefore, nitrided steels usually exhibit improved
fatigue and corrosion fatigue resistance. Similar beneficial effects can
be achieved by shot peening.
Passive films. Austenitic stainless steels and hardenable stainless steels
such as martensitic, precipitation hardening, and maraging stainless
steels are seldom coated, but their corrosion resistance depends on the
formation of naturally occurring transparent oxide films. These films
may be impaired by surface contaminants such as organic compounds or
metallic or inorganic materials. Treatments are available for these materials to clean and degrease surfaces and produce uniform protective
oxide films under controlled conditions. These usually involve immersion
in an aqueous solution of nitric acid and a dichromate solution.
9.2.3
Organic coatings
Paints, coatings, and high-performance organic coatings were developed
to protect equipment from environmental damage. Of prime importance
in the development of protective coatings was the petroleum industry,
Protective Coatings
811
which produced most of the basic ingredients from which most synthetic
resins were developed. The cracking of petroleum produced a multitude
of unsaturated workable compounds that are important in the building
of large resin polymers such as vinyls and acrylics. The solvents necessary for the solution of the resins were also derived from petroleum or
natural gas. The building blocks for epoxies and modern polyurethane
coatings are other derivatives produced by refining petroleum products.8
The Steel Structures Painting Council (SSPC) is the world’s
acknowledged resource and authority for protective coatings technology. SSPC’s mission is to advance the technology and promote the use
of protective coatings to preserve industrial marine and commercial
structure components and substrates. Table 9.8 describes briefly most
of the numerous standards and guides currently maintained by SSPC.
Some other concepts important for designing corrosion-resistant
coatings include those of coating protection, component design, component function, and coating formulation. Many coatings contain as many
as 15 to 20 ingredients with their own range of functionality. Some of
the main variables used to design corrosion protective coatings are
■
Impermeability. The ideal impermeable coating should be completely unaffected by the specific environment it is designed to block,
be it most commonly humidity, water, or any other corrosive agent
such as gases, ions, or electrons. This ideal impermeable coating
should have a high dielectric constant and also have perfect adhesion to the underlying surface to avoid any entrapment of corrosive
agents. Good impermeability has been the successful ingredient of
many anticorrosion coatings.
■
Inhibition. In contrast with coatings developed on the basis of
impermeability, inhibitive coatings function by reacting with a certain environment to provide a protective film or barrier on the
metallic surface. The concept of adding an inhibitor to a primer has
been applied to coatings of steel vessels since these vessels were first
constructed. Such coatings were originally oil based and heavily
loaded with red lead.
■
Cathodically protective pigments. As with inhibition, cathodic protection in coatings is mostly provided by additives in the primer. The
main function of these additives is to shift the potential of the environment to a less-corrosive cathodic potential. Inorganic zinc-based
primers are good examples of this concept.
For serious corrosion situations, the
coating system approach (primer, intermediate coat, and topcoat) provides all the ingredients for a long-lasting solution.8
The coating system approach.
812
Chapter Nine
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications
Guide to SSPC-VIS 1-89: Visual Standard for Abrasive Blast Cleaned Steel
(Standard Reference Photographs)
This guide describes the use of standard reference photographs depicting the
appearance of previously unpainted hot-rolled carbon steel prior to and after abrasive
blast cleaning. These photographs are intended to be used to supplement the written
SSPC blast cleaning surface preparation specifications. Because the written
specifications are the primary means to determine conformance with blast cleaning
requirements, the photographs shall not be used as a substitute for these
specifications.
Guide to Visual Standard No. 2: Guide to Standard Method of Evaluating
Degree of Rusting on Painted Steel Surfaces
This guide describes only the pictorial standard and does not constitute the standard.
It is to be used for comparative purposes and is not intended to have a direct
relationship to a decision regarding painting requirements.
Guide to SSPC-VIS 3: Visual Standard for Power-and Hand-Tool
Cleaned Steel (Standard Reference Photographs)
This guide describes the use of standard reference photographs depicting the
appearance of unpainted, painted, and welded hot-rolled carbon steel prior to and after
power and hand tool cleaning. These photographs are intended to be used to
supplement the written SSPC power and hand tool surface preparation specifications.
Because the written specifications are the primary means to determine conformance
with cleaning requirements, the photographs shall not be used as a substitute for the
written specifications.
Surface Preparation Specification No. 1 (SSPC-SP 1): Solvent Cleaning
This specification covers the requirements for the solvent cleaning of steel surfaces—
removal of all detrimental foreign matter such as oil, grease, dirt, soil, salts, drawing
and cutting compounds, and other contaminants from steel surfaces by the use of
solvents, emulsions, cleaning compounds, steam, or other similar materials and
methods that involve a solvent or cleaning action.
Surface Preparation Specification No. 2 (SSPC-SP 2): Hand Tool Cleaning
This specification covers the requirements for the hand tool cleaning of steel
surfaces—removal of all rust scale, mill scale, loose rust, and loose paint to the
degree specified by hand wire brushing, hand sanding, hand scraping, hand
chipping, or other hand impact tools or by a combination of these methods. The
substrate should have a faint metallic sheen and also be free of oil, grease, dust, soil,
salts, and other contaminants.
Surface Preparation Specification No. 3 (SSPC-SP3): Power Tool Cleaning
This specification covers the requirements for the power tool cleaning of steel
surfaces—removal of all rust scale, mill scale, loose paint, and loose rust to the degree
specified by power wire brushes, power impact tools, power grinders, power sanders, or
by a combination of these methods. The substrate should have a pronounced metallic
sheen and also be free of oil, grease, dirt, soil, salts, and other contaminants. Surface
should not be buffed or polished smooth.
Protective Coatings
813
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
Joint Surface Preparation Standard (SSPC-SP 5/NACE No. 1):
White Metal Blast Cleaning
This standard covers the requirements for white metal blast cleaning of steel surfaces
by the use of abrasives—removal of all mill scale, rust, rust scale, paint, or foreign
matter by the use of abrasives propelled through nozzles or by centrifugal wheels. A
white metal blast cleaned surface finish is defined as a surface with a gray-white,
uniform metallic color, slightly roughened to form a suitable anchor pattern for coatings.
The surface, when viewed without magnification, shall be free of all oil, grease, dirt,
visible mill scale, rust, corrosion products, oxides, paint, and any other foreign matter.
Joint Surface Preparation Standard (SSPC-SP 6/NACE No. 3):
Commercial Blast Cleaning
This standard covers the requirements for commercial blast cleaning of steel surfaces by
the use of abrasives—removal of mill scale, rust, rust scale, paint, and foreign matter by
the use of abrasives propelled through nozzles or by centrifugal wheels, to the degree
specified. A commercial blast cleaned surface finish is defined as one from which all oil,
grease, dirt, rust scale, and foreign matter have been completely removed from the
surface and all rust, mill scale, and old paint have been completely removed except for
slight shadows, streaks, or discolorations caused by rust stain, mill scale oxides, or
slight, tight residues of paint or coating that may remain; if the surface is pitted, slight
residues of rust or paint may by found in the bottom of pits; at least two-thirds of each
square inch of surface area shall be free of all visible residues and the remainder shall
be limited to the light discoloration, slight staining, or tight residues mentioned above.
Joint Surface Preparation Standard (SSPC-SP 7/NACE No. 4):
Brush-Off Blast Cleaning
This standard covers the requirements for brush-off blast cleaning of steel surfaces by
the use of abrasives—removal of loose mill scale, loose rust, and loose paint, to the
degree hereafter specified, by the impact of abrasives propelled through nozzles or by
centrifugal wheels. It is not intended that the surface shall be free of all mill scale,
rust, and paint. The remaining mill scale, rust, and paint should be tight and the
surface should be sufficiently abraded to provide good adhesion and bonding of paint. A
brush-off blast cleaned surface finish is defined as one from which all oil, grease, dirt,
rust scale, loose mill scale, loose rust, and loose paint or coatings are removed
completely, but tight mill scale and tightly adhered rust, paint, and coatings are
permitted to remain provided that all mill scale and rust have been exposed to the
abrasive blast pattern sufficiently to expose numerous flecks of the underlying metal
fairly uniformly distributed over the entire surface.
Surface Preparation Specification No. 8 (SSPC-SP 8): Pickling
This specification covers the requirements for the pickling of steel surfaces—removal
of all mill scale, rust, and rust scale by chemical reaction, or by electrolysis, or by both.
It is intended that the pickled surface shall be completely free of all scale, rust, and
foreign matter. Furthermore, the surface shall be free of unreacted or harmful acid or
alkali or smut.
Joint Surface Preparation Standard (SSPC-SP 10/NACE No. 2):
Near-White Blast Cleaning
This standard covers the requirements for near-white metal blast cleaning of steel
surfaces by the use of abrasives—removal of nearly all mill scale, rust, rust scale, paint,
814
Chapter Nine
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
or foreign matter by the use of abrasives propelled through nozzles or by centrifugal
wheels, to the degree hereafter specified. A near-white blast cleaned surface finish is
defined as one from which all oil, grease, dirt, mill scale, rust, corrosion products,
oxides, paint, and other foreign matter have been completely removed from the surface
except for very light shadows, very slight streaks or slight discolorations caused by rust
stain, mill scale oxides, or light, tight residues of paint or coating that may remain. At
least 95 percent of each square inch of surface area shall be free of all visible residues,
and the remainder shall be limited to the light discoloration mentioned above.
Surface Preparation Specification No. 11 (SSPC-SP 11):
Power Tool Cleaning to Bare Metal
This specification covers the requirements for the power tool cleaning to produce a bare
metal surface and to retain or produce a surface profile. This specification is suitable
where a roughened, clean, bare metal surface is required, but where abrasive blasting
is not feasible or permissible.
Joint Surface Preparation Standard (SSPC-SP 12/NACE No. 5):
Surface Preparation and Cleaning of Steel and Other Hard Materials by
High- and Ultrahigh-Pressure Water Jetting Prior to Recoating
This standard provides requirements for the use of high- and ultrahigh-pressure water
jetting to achieve various degrees of surface cleanliness. This standard is limited in
scope to the use of water only without the addition of solid particles in the stream.
Abrasive Specification No. 1 (SSPC-AB 1):
Mineral and Slag Abrasives
This specification defines the requirements for selecting and evaluating mineral and
slag abrasives used for blast cleaning steel and other surfaces for painting and other
purposes.
Abrasive Specification No. 2 (SSPC-AB 2):
Specification for Cleanliness of Recycled Ferrous Metallic Abrasives
This specification covers the requirements for cleanliness of recycled ferrous metallic
blast cleaning abrasives used for the removal of coatings, paints, scales, rust, and other
foreign matter from steel or other surfaces. Requirements are given for lab and field
testing of recycled ferrous metallic abrasives work mix. Recycled ferrous metallic
abrasives are intended for use in field or shop abrasive blast cleaning of steel or other
surfaces.
Thermal Precleaning (NACE 6G194/SSPC-SP-TR 1):
Specifications for Thermal Precleaning
This state-of-the-art report addresses the use of thermal precleaning for tanks, vessels,
rail tank cars and hopper cars, and process equipment, when preparing surfaces for the
application of high-performance or high-bake coating and lining systems.
Painting System Guide No. 1.00: Guide for Selecting Oil Base Painting Systems
These specifications cover oil base painting systems for steel cleaned with hand or
power tools.
Protective Coatings
815
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
Painting System Specification No. 1.04: Three-Coat Oil-Alkyd (Leadand Chromate-Free) Painting System for Galvanized or Non-Galvanized
Steel (with Zinc Dust-Zinc Oxide Linseed Oil Primer)
This specification covers an oil-base, lead- and chromate-free painting system for new
or weathered (white or red rusted) galvanized steel. It is also effective on
nongalvanized steel cleaned with hand or power tools. This system is suitable for use
on parts or structures exposed in Environmental Zone 1A (interior, normally dry) and
Zone 1B (exterior, normally dry). The finish paint allows for a choice of durable, faderesistant colors.
Painting System Specification No. 1.09: Three-Coat Oil Base Zinc Oxide
Painting System (without Lead or Chromate Pigment)
This specification covers an oil-base, lead- and chromate-free painting system for steel
cleaned with hand or power tools. This system is suitable for use on parts or structures
exposed in Environmental Zones 1A (interior, normally dry) and 1B (exterior, normally
dry). The finish paint allows for a choice of durable, fade-resistant colors.
Painting System Specification No. 1.10: Four-Coat Oil Base Zinc Oxide Paintin
System (without Lead or Chromate Pigment)
This specification covers an oil-base, lead- and chromate-free painting system for steel
cleaned with hand or power tools. This system is suitable for use on parts or structures
exposed in Environmental Zones 1A (interior, normally dry) and 1B (exterior, normally
dry). The finish paint allows for a choice of durable, fade-resistant colors.
Painting System Specification No. 1.12: Three-Coat Oil Base Zinc
Chromate Painting System
This specification covers an oil-base, zinc-chromate painting system for steel cleaned
with hand or power tools. This system is suitable for use on parts or structures exposed
in Environmental Zones 1A (interior, normally dry) and 1B (exterior, normally dry).
The finish paint allows for a choice of durable, fade-resistant colors.
Painting System Specification No. 1.13: One-Coat Oil Base Slow Drying Maintenance
Painting System (without Lead or Chromate Pigments)
This specification covers a one-coat oil-base, lead- and chromate-free painting system
for steel cleaned with hand or power tools. This system is suitable for use on parts or
structures exposed in Environmental Zones 1A (interior, normally dry) and 1B
(exterior, normally dry). This system is never used as a shopcoat because of its very
long drying time. It is unsuitable for use where the slow drying, slippery paint film
would be dangerous to workers when walking or climbing on painted surfaces.
Painting System Specification No. 2.00: Guide for Selecting Alkyd
Painting Systems
These specifications cover alkyd painting systems for commercial blast cleaned or
pickled steel. These systems are suitable for use on parts or structures exposed in
Environmental Zones 1A (interior, normally dry) and 1B (exterior, normally dry). The
color of the finish paint must be specified.
816
Chapter Nine
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
Painting System Specification No. 2.05: Three-Coat Alkyd Painting
System for Unrusted Galvanized Steel (for Weather Exposure)
This specification covers an alkyd painting system for new, unrusted, untreated,
galvanized steel. This system is suitable for use on parts or structures exposed in
Environmental Zones 1A (interior, normally dry) and 1B (exterior, normally dry). The
primer has good adhesion to clean galvanized steel but does not adhere properly to
rusted galvanized steel. Painting System No. 1.04 should be specified for this condition.
The finish paint allows for a choice of durable, fade-resistant colors.
Painting System Specification No. 3.00: Guide for Selecting Phenolic
Painting Systems
These specifications cover phenolic painting systems for blast cleaned steel. These
systems are suitable for use on parts or structures exposed in Environmental Zones 1A
(interior, normally dry), and 1B (exterior, normally dry), and 2A (frequently wet by
fresh water). Phenolic paints will normally dry in about 12 h. For optimum intercoat
adhesion recoating should take place in less than 24 h. The color of the finish paint
must be specified.
Painting System Specification No. 4.00: Guide for Selecting Vinyl
Painting Systems
The guide covers vinyl painting system for blast cleaned or pickled steel. These systems
are suitable for use on parts or structures exposed in Environmental Zones 1A (interior,
normally dry), 2A (frequently wet by fresh water), 2B (frequently wet by salt water), 2C
(fresh water immersion), 2D (salt water immersion), 3A (chemical, acidic), and 3B
(chemical neutral). The color of the finish paint must be specified.
Painting System Specification No. 9.01: Cold-Applied Asphalt
Mastic Painting System with Extra-Thick Film
This specification covers a cold-applied asphalt mastic painting system for aboveground steel structures. This system is suitable for use on parts or structures exposed
in Environmental Zones 2A (frequently wet by fresh water), 2B (frequently wet by salt
water), 3B (chemical, neutral), and 3C (chemical, alkaline). It should not be used in
contact with oils, solvents, or other reagents which tend to soften or attack the coating.
Painting System Specification No. 10.01: Hot-Applied Coal Tar
Enamel Painting System
This system is suitable for use on parts or structures exposed in Environmental Zones
2C (fresh water immersion), 3B (chemical, neutral), and 3C (chemical, alkaline). It has
good abrasion resistance. It is also suitable for underground use. It must be used with
discretion for immersion in corrosive chemicals because the coating is dissolved by
some organic solvents and attacked by oxidating solutions. The coal tar enamel must
be topcoated with coal tar emulsion when exposed to sunlight to prevent checking and
alligatoring.
Painting System Specification No. 10.02: Cold-Applied Coal Tar
Mastic Painting System
This specification covers a cold-applied coal tar painting system for underground and
underwater steel structures, consisting of two cold-applied coats. This system is
suitable for use on parts or structures exposed in Environmental Zones 2C (fresh water
Protective Coatings
817
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
immersion), 3B (chemical, neutral), and 3C (chemical, alkaline). It has fairly good
abrasion resistance and is suitable for underground use. It must be used with
discretion for immersion in corrosive chemicals because the coating is dissolved by
some organic solvents and attacked by oxidating solutions. The coal tar mastic must be
topcoated with coal tar emulsion when exposed to sunlight to prevent checking and
alligatoring.
Painting System Specification No. 11.01: Black (or Dark Red) Coal Tar Epo
Polyamide Painting System
This specification covers a complete coal tar epoxy-polyamide black (or dark red)
painting system for the protection of steel surfaces that will be exposed to severely
corrosive conditions. This system is suitable for use on parts or structures exposed in
Environmental Zones 2A (frequently wet by fresh water), 2B (frequently wet by salt
water), 2C (fresh water immersion), 2D (salt water immersion), 3A (chemical, acidic),
3B (chemical, neutral), and 3C (chemical, alkaline). Its resistance to chemical fumes,
mists, and splashings is generally considered to be good, but its suitability for
prolonged immersion in specific chemicals should be confirmed by trial tests in the
absence of applicable case histories. It is also suitable for underground exposure and as
a protective coating for sound concrete surfaces in marine and some chemical
environments. Its good weathering properties can be improved by applying a finish coat
of a compatible aluminum pigmented paint. Although it is self-priming and exhibits
good adhesion to clean structural steel surfaces, it may also be used over suitable
inhibitive primers. The color of paint is black unless red is specified.
Painting System Guide No. 12.00: Guide to Zinc-Rich Coating Systems
This guide provides general information on the description, selection, and applications
of zinc-rich coatings and the selection of top coats. Zinc-rich coatings are highly
pigmented primer coatings that are uniquely defined by their capability of galvanically
protecting steel exposed at discontinuities such as narrow scratches and holidays.
Although the major pigment component in a zinc-rich coating is zinc dust, the vehicle
may be inorganic or organic. Zinc-rich coatings are classified as follows: Type IA—
Inorganic: postcured, water-borne, alkali-silicates; Type IB—Inorganic: self-cured,
water-borne, alkali-silicates; Type IC—Inorganic: self-cured, solvent-borne, alkylsilicates; Type IIA—Organic: thermoplastic binders; Type IIB—Organic: thermoset
binders. Certain zinc-rich coating systems are suitable for use in protecting steel
surfaces either topcoated or untopcoated. Zinc-rich systems are not suitable for certain
exposure conditions.
Painting System Specification No. 12.01: One-Coat Zinc-Rich Painting System
This specification covers a one-coat zinc-rich painting system to be used on steel in
mild-to-moderately severe environments. This system is suitable for use on parts or
structures exposed in Environmental Zone 3B (chemical, neutral). It is not
recommended for environments where corrosive contaminants will have a pH below 5
or above 9 or in severely corrosive environments. The system is recommended as a
durable shop primer or as a protective one-coat system for normal atmospheric
weathering environments and certain immersion services. This specification does not
pertain to weldable prefabrication zinc-rich primers that are applied at lower
thicknesses [1 mil (25 m) or less]. Further information regarding these and other zincrich primers can be found in SSPC-PS Guide 12.00, Guide for Selecting Zinc-Rich
Painting Systems.
818
Chapter Nine
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
Painting System Specification No. 4.02: Four-Coat Vinyl Painting System
(for Fresh Water, Chemical, and Corrosive Atmospheres)
This specification covers a complete vinyl painting system for structural steel. This
system is suitable for use on parts or structures exposed in Environmental Zones 2C
(fresh water immersion), 3A (chemical exposure, acidic), and 3B (chemical exposure,
neutral). The finish paint allows for choice of colors.
Painting System Specification No. 4.04: Four-Coat White or Colored
Vinyl Painting System (for Fresh Water, Chemical, and Corrosive Atmospheres)
This specification covers a complete vinyl painting system for structural steel. This
system is suitable for use on parts or structures exposed in Environmental Zones 2B
(frequently wet by salt water), 2C (fresh water immersion), 3A (chemical exposure,
acidic), and 3B (chemical exposure, neutral). The finish paint allows for choice of colors.
Painting System Specification No. 7.00: Guide for Selecting OneCoat Shop Painting Systems
This guide covers one-coat shop painting systems for steel that will not be exposed to
corrosive conditions for long periods. They are also suitable for steel encased in
concrete in those cases where bonding of steel to concrete is not required. They can be
used under fireproofing. These systems are suitable for use on parts or structures
exposed in Environmental Zones 0 (encased in concrete or masonry, normally dry) and
1A (interior, normally dry). The paints covered by this guide are primers, and if a color
other than the standard color is required, the color must be specified.
Painting System Specification No. 8.00: Guide to Topcoating Zinc-Rich Primers
This guide covers the selection and application (including surface preparation) of top
coats to surfaces coated with a zinc-rich primer. Both organic and inorganic zinc-rich
primers are included. The guide does not cover the selection and application of the zincrich primer.
Painting System Specification No. 13.01: Epoxy-Polyamide Painting System
This specification outlines a three-coat epoxy-polyamide painting system for the
protection of steel surfaces subject to industrial exposure, marine environments, and
areas subject to chemical exposure such as acid and alkali. This system, when properly
applied and cured, is capable of giving excellent protection to steel surfaces in
Environmental Zones 2A (frequently wet by fresh water), 2B (frequently wet by salt
water), 3A (chemical, acidic), 3B (chemical, neutral), and 3C (chemical, alkaline) but
not in potable water tanks. Although the coating herein specified has exhibited good
chemical protection, its resistance against specific chemicals should, in the absence of
applicable case histories, be appropriately tested.
Painting System Specification No. 14.01: Steel Joist Shop Painting System
This specification covers a one-coat shop joist primer that will provide temporary
protection to the steel joists during delivery and erection. This system is intended as a
one-coat shop paint for open web and long-span steel joists that may be either enclosed
or exposed in the interiors of buildings (Environmental Zone 1A, interior, normally dry)
where the temperature rarely falls below the dew point, the humidity rarely exceeds
85%, and corrosive protection is not necessary.
Protective Coatings
819
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
Painting System Specification No. 15.00: Guide for Selecting
Chlorinated Rubber Painting Systems
These specifications cover chlorinated rubber painting systems for blast cleaned or
pickled steel. These coatings are not recommended for areas exposed to strong organic
solvents, oxidating acids, or the areas where the surface temperature exceeds 74°C).
Straight chain unsaturated acids and fats and oils of animal or vegetable origin will
cause softening and swelling of these coatings. These systems are suitable for use on
parts or structures exposed in Environmental Zones 1A (interior, normally dry), 1B
(exterior, normally dry), 2A (frequently wet by fresh water), 2B (frequently wet by salt
water), 2C (fresh water immersion), 2D (salt water immersion), 3A (chemical, acidic),
3B (chemical, neutral), and 3C (chemical, alkaline). Chlorinated rubber paints are
single-package systems that dry to solvent evaporation and have low permeability to
water vapor and oxygen. After drying, they are nonflammable and resistant to mildew
growth. The color of the finish must be specified.
Painting System Specification No. 15.01: Chlorinated Rubber Painting
System for Salt Water Immersion
This specification covers a complete chlorinated rubber painting system for structural
steel. This system is suitable for use on parts or structures exposed in Environmental
Zones 2B (frequently wet by salt water) and 2D (salt water immersion). The finish
paint allows for a choice of colors.
Painting System Specification No. 15.02: Chlorinated Rubber Painting
System for Fresh Water Immersion
This specification covers a complete chlorinated rubber painting system for structural
steel. This system is suitable for use on parts or structures exposed in Environmental
Zones 2A (frequently wet by fresh water) and 2C (fresh water immersion). It may also
be used in nonsolvent chemical atmospheres. The finish paint allows for a choice of
colors.
Painting System Specification No. 15.03: Chlorinated Rubber Painting
System for Marine and Industrial Atmospheres
This specification covers a complete chlorinated rubber painting system for structural
steel. This system is suitable for use on parts or structures exposed in Environmental
Zones 1A (interior, normally dry), 1B (exterior, normally dry), 2A (frequently wet by
fresh water), 2B (frequently wet by salt water), 3A (chemical, acidic), 3B (chemical,
neutral), and 3C (chemical, alkaline). The finish paint allows for a choice of colors.
Painting System Specification No. 15.04: Chlorinated Rubber Painting
System for Field Application over a Shop Applied Solvent Base Inorganic
Zinc-Rich Primer
This specification covers a field-applied chlorinated rubber painting system for
structural steel shop-primed with a solvent base inorganic zinc-rich primer. This
system is suitable for use on parts or structures exposed in Environmental Zones 1A
(interior, normally dry), 1B (exterior, normally dry), 2A (frequently wet by fresh water),
2B (frequently wet by salt water), 3A (chemical exposure, acidic), 3B (chemical
exposure, neutral), and 3C (chemical exposure, alkaline). The finish paint allows for a
choice of colors.
820
Chapter Nine
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
Painting System Specification No. 16.01: Silicone Alkyd Painting
System for New Steel
This specification covers a complete silicone alkyd painting system for structural steel.
This system is suitable for use on parts or structures exposed in Environmental Zone 2A
(frequently wet by fresh water), including high humidity, infrequent immersion, and mild
chemical atmospheres. The primary virtue of this system is the exterior durability and
minimum deterioration of the silicone alkyd finish as shown by chalk resistance, gloss
retention, and color retention. In addition, the finish paint allows for a choice of colors.
Painting System Guide No. 17.00: Guide for Selecting Urethane
Painting Systems
This guide outlines urethane painting systems for structural steel surfaces. There are
three types of urethane coatings covered by the guide. They are Types II, IV, and V, as
classified by ASTM Standard D 16. These painting systems are suitable for use on
parts or structures exposed in varied types of environments ranging from severely
corrosive environments to mild atmospheric conditions. These painting systems are
intended principally for structural steel where excellent weathering, color retention,
and chemical resistance is desired. The color of the finish must be specified.
Painting System Specification No. 18.01: Three-Coat Latex Painting System
This specification covers a complete latex painting system for structural steel. This
system is suitable for use on parts or structures exposed in Environmental Zones 1A
(interior, normally dry) and 1B (exterior, normally dry) and high-humidity or mild
chemical atmospheres. The finish paint is semigloss and chalk resistant and allows for
a choice of colors.
Painting System Guide No. 19.00: Guide for Selecting
Painting Systems for Ship Bottoms
This guide covers painting systems for ship bottoms from the keel to the light load line
on steel ships. The area from the light load line to the deep load line, more commonly
called the boot-top area, may also be coated with these systems; however, SSPC-PS
Guide 20.00 covers painting systems for this area. It should be noted that boot tops are
rarely used with today’s commercial ships, and bottom systems may extend up to the
deep load line. These coating systems may also be used for other floating or stationary
structures exposed to or submerged in salt or brackish water. This would include
barges, buoys, oceanographic installations, and so forth.
Painting System Guide No. 20.00: Guide for Selecting
Painting Systems for Boottoppings
This guide covers painting systems for the protection of the exterior boot-top areas (the
area from the light load line to the deep load line) of steel ships. It should be noted that
boottops are rarely used with today’s commercial ships, and bottom systems may
extend up to the deep load line. In general, the anticorrosive and antifouling paints
covered in SSPC-PS Guide 19.00 are applicable to boot-top areas.
Painting System Guide No. 21.00: Guide for Selecting
Painting Systems for Topsides
This guide covers painting systems for the protection of the topside or exterior area of
steel ships. This includes the area from the deep load line to the rail, more commonly
Protective Coatings
821
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
called the freeboard, decks, and superstructure. These systems can also be used for
above-water parts of floating structures exposed to salt or fresh water and the normal
marine environment. They also cover all above-water areas on ships such as deck
equipment or machinery, booms, mast, and bulwarks.
Painting System Guide No. 22.00: Guide for Selecting One-Coat
Preconstruction or Prefabrication Painting Systems
This guide covers those shop primers used in today’s modern commercial shipyards for
preconstruction and prefabrication priming of abrasive blast cleaned structural steel
and steel plates. To maximize efficiency in new construction, all ships’ steel plates,
shapes, and angles are abrasive blast cleaned, shop primed, and stored for future use
in preparation of sections of ships, called modules or units. Shop primers are covered
by generic classification.
Coating System Guide No. 23.00: Guide for Thermal Spray Metallic
Coating Systems
This guide covers the requirements for thermal spray metallic coatings, with and
without sealers and topcoats, as a means to prevent corrosion of steel surfaces. Types of
metallic coatings included are pure zinc, pure aluminum, and zinc/aluminum alloy, 85%
zinc/15% aluminum by weight. This system is suitable for use on structures or parts
thereof exposed in SSPC Environmental Zones 1A (interior, normally dry), 1B (exterior,
normally dry), 2A (frequently wet by fresh water), and 2C (fresh water immersion). It
may be used in Environmental Zones 2B (frequently wet by salt water), 2D (salt water
immersion), 3A (chemical exposure, acidic), 3B (chemical exposure, neutral), and 3C
(chemical exposure, alkaline) with proper sealing/topcoating (see Section 6 and Note
11.2 of the Guide. This document is intended to serve as a guide for preparing
specifications for thermal spray applications.
Painting System Specification No. 24.00: Latex Painting System for
Industrial and Marine Atmospheres, Performance-Based
This specification covers a painting system for steel surfaces based on multiple coats of
air-drying, single-component latex paints having a total dry film thickness of a
minimum of 6 mil (152 m). The painting system is categorized according to its
performance level over blast-cleaned steel, the intended substrate. The painting system
is also categorized according to the volatile organic compound (VOC) classes of the
latex paints comprising it. The system is suitable for exposure in Environmental Zones
1A (interior, normally dry), 1B (exterior, normally dry), 2A (frequently wet by fresh
water), 2B (frequently wet by salt water), 3A (chemical exposure, acidic), 3B (chemical
exposure, neutral), 3C (chemical exposure, alkaline), and 3D (chemical exposure, mild
solvent). The system is not intended for immersion service.
Paint Specification No.5: Zinc Dust, Zinc Oxide, and Phenolic Varnish Paint
This specification covers a quick-drying zinc dust, zinc oxide, and phenolic varnish
paint for steel or galvanized surfaces. It has very good rust inhibitive characteristics
but only fair wetting ability for rusting, greasy, or oily surfaces. It has a drying time of
about 12 h, good durability even when weathered before finish coating, and may be
used for intermediate and finish coats. This paint is supplied in two-package kits: one
package contains the liquid vehicle (component A) and the other contains the zinc dust
zinc oxide pigment (component B). This paint is suitable for exposure in Environmental
Zones 1A (interior, normally dry) and 1B (exterior, normally dry) and is particularly
822
Chapter Nine
TABLE 9.8
Reference, Purpose, and Brief Description of Painting Standards and
Specifications (Continued)
suited for exposure in Environmental Zone 2A (frequently wet by fresh water). It is
intended for brush or spray application over steel surfaces prepared in accordance with
SSPC-SP 6, Commercial Blast Cleaning; SSPC-SP 10, Near-White Blast Cleaning;
SSPC-SP 5, White Metal Blast Cleaning; and SSPC-SP 8, Pickling; or over clean
galvanized steel. This paint is suitable as a shop primer, field primer, maintenance
primer, or intermediate coat and is to be applied in accordance with SSPC-PA 1, Shop,
Field, and Maintenance Painting. This paint will dry in about 12 h and should be
recoated within 24 h for optimum intercoat adhesion.
Surface Preparation Specification No. 4 (SSPC-SP 4): Flame Cleaning
Removal of all loose scale, rust, and other detrimental foreign matter by passing hightemperature, high-velocity oxy-acetylene flames over the entire surface, followed by
wire brushing. Surface should also be free of oil, grease, dirt, soil, salts, and other
contaminants.
Primers. The primer is a universal component of all anticorrosive
coatings and is considered to be one of the most important element of
a protective system. A good primer generally provides the ability to stifle or retard the spread of corrosion discontinuities such as pinholes,
holidays, or breaks in the film. To perform satisfactorily they must
themselves adhere well to the base metal or any surface conversion
coating that might be present. They should also contain an adequate
concentration of a leachable inhibitor, where this is considered an
important feature of the protection system, and this is usually a chromate pigment. The primary functions of a primer are
■
Adhesion or strong bond to the substrate
■
Cohesion or internal strength
■
Inertness to the environment
■
High bond to intermediate coat
■
Appropriate flexibility
Intermediate or body coats. Intermediate or body coats are usually used
in coating systems designed for specific applications where coating
thickness and structure are advantageous. Intermediate coats with
red lead and inert pigments have been giving coatings a heavy body
that is impervious to the most demanding applications. The primary
purposes of an intermediate coat are to provide
■
Thickness to a protective coating
■
Strong chemical resistance
■
Resistance to moisture vapor transfer
Protective Coatings
■
Increased coating electrical resistance
■
Strong cohesion
■
Strong bond to primer and topcoat
823
Topcoats. In the coating system approach, the topcoat provides a
resinous seal over the intermediate coats and the primer. The first topcoat may in fact penetrate into the intermediate coat, thus providing
the coating system with an impervious top surface. The topcoat is the
first line of defense of many coatings against aggressive chemicals,
water, or the environment. It is generally more dense than intermediate coats because topcoats are formulated with a lower pigment-tovehicle (solvent) ratio. The topcoats commonly used include air-drying
paints and oil-based varnishes which harden by oxidation; acrylics and
other lacquers, which dry by solvent evaporation; and polyurethane
and epoxy paints, which dry by cold curing chemical reactions. Hightemperature curing or stoving can also be used with certain types of
epoxy to produce a harder finish, but this also makes them more difficult to remove.
Polyurethane paints have been widely used in marine applications
worldwide. However, these paints are quite brittle and tend to chip and
crack, and for these reasons many prefer solvent-drying acrylic paints
for the exterior finish. These paints can be removed locally by chemical
solvents down to the primer and are reported to be easier to touch up.
Whichever paint system is selected for exterior use, it is usual to qualify the system on the basis of its ability to prevent filiform corrosion.
Topcoats main functions are to provide
■
A resistant seal for the coating system
■
An initial barrier to the environment
■
Resistance to chemicals, water, and weather
■
Toughness and wear resistance to the surface
■
A pleasant appearance
However, there are a number of situations where the intermediate
coats provide the primary barrier to the environment, and the finish
coat is applied for entirely different purposes. The topcoat can be used,
for example, to provide a nonskid surface, and the intermediate coat
and the primer provide the barrier to the environment, as in a marine
environment.
Basic coating components
Binders. To perform in a practical environment, a coating must convert, after its application, into a dense, solid, and adherent membrane
824
Chapter Nine
that has all the properties discussed previously. The binder is the
material that makes this possible. It provides uniformity and coherence to the coating system. Not all binders are corrosion resistant, so
only a few serve in the formulation of protective coatings. The binder’s
ability to form a dense, tight film is directly related to its molecular
size and complexity. Binders that have the highest molecular weight
will form films by the evaporation of the vehicle, whereas binders with
smaller molecular weight will generally be reacted in situ. Binders can
be classified according to their essential chemical reactions.
Oxygen-reactive binders. Oxygen-reactive binders are generally
low molecular weight resins that are only capable of producing coatings through an intermolecular reaction with oxygen. This reaction is
often catalyzed by metallic salts of cobalt or lead. Examples are
■
Alkyds. Alkyds are produced by chemically reacting natural drying
oils to form a synthetic resin with good film curability, chemical
resistance, and weather resistance.
■
Epoxy esters. Epoxy resins react chemically with drying oils to form
epoxy esters. The drying oils’ part of the molecule determines the
basic properties of the epoxy ester coatings. The coating dries by oxidation in the same manner as an alkyd.
■
Urethane alkyds. Epoxy resins are also chemically combined with
drying oils as part of the molecule that further reacts with isocyanates to produce urethane alkyds. Upon application as a liquid
coating, the resin-oil combination converts by oxidation to a solid.
■
Silicone alkyds. Alkyd resins are combined with silicone molecules
to form an excellent weather-resistant combination known as silicone alkyds.
Lacquers. Lacquers are coatings that are converted from a liquid
material to a solid film by the evaporation of solvents alone. Lacquers
have generally a low volume of solids. Examples are
■
Polyvinyl chloride polymers. This principal corrosion-resistant lacquer is made from polyvinyl chloride copolymers. The vinyl molecule
is relatively large and will effectively dissolve in solvent in the 20%
range.
■
Chlorinated rubbers. To be effective, chlorinated rubbers have to be
modified by other resistant resins to obtain higher solids, decreased
brittleness, and increased adhesion.
■
Acrylics. Acrylics are also of high molecular weight and may be
combined with vinyls to improve exterior weatherability and color
retention.
Protective Coatings
■
825
Bituminous materials. Bituminous asphalts and coal tars are often
combined with solvents to form lacquer-type films. They can provide
good corrosion resistance but can only be applied where appearance
is not a factor.
Heat-conversion binders.
Examples of heat-conversion binders are
■
Hot melts. Hot melts normally involve asphalt or coal tar and are
melted and applied as 100% solids in the hot-liquid condition.
■
Organisols and plastisols. These are high molecular resins (organisols) or vinyl materials (plastisols) that are dispersed in a solvent or
plasticizer to solvate them into a filming material upon heating.
■
Powder coatings. Powder coatings are high molecular weight thermoplastic resins or semithermoset resins applied to a substrate as a
very fine powder that is melted to form a coating. Powder coatings
can be applied by using an electrostatic field with the coating and
substrate charged with opposing polarities. Such an application
method is very efficient because the coated section of a substrate
becomes insulating, therefore making the uncoated section the only
one electrostatically attractive to the powder being applied.
Coreactive binders. Coreactive binders are formed from two low
molecular weight resins that are combined prior to the application to
the substrate, where they react to form a very adherent and solid film.
Examples are
■
Epoxies. Epoxy binders are made of relatively low molecular
weight resins in which the epoxy group is at the end of each molecule. The epoxy resins are then reacted with amines of various molecular weight and cured to form high molecular weight binders with
good solvent and chemical resistance.
■
Polyurethanes. Polyurethanes are coreactive binders in which low
molecular weight resins containing alcohol or amine groups are
reacted with di-isocynates into an intermediate resin prepolymer
that is then capable of reacting with other groups containing
amines, alcohol, or even water.
Condensation binders. Condensation binders are based primarily on
resins that interact to form cross-linked polymers when subject to sufficient thermal energy. These binders are also called high-baked materials and are commonly used as tank and pipe linings. Condensation is
essentially the release of water during the polymerization process.
Coalescent binders. Coalescent binders are coatings where binders
of various resin types are emulsified to form a liquid binder. They are
826
Chapter Nine
primarily emulsified with water or less commonly with some other solvent dispersions. When applied to the surface, the medium evaporates,
leaving the coating in such a way that the binder resin gradually flows
into itself, or coalesces, to form a continuous film.
Inorganic binders. Inorganic binders are mostly inorganic silicates
dissolved in water or solvent that react with moisture in the air after
their application to a surface. The type of inorganic binder depends on
the form of the silicate during the curing period. Examples are
■
Postcured silicates. Soluble silicates are combined with zinc dust to
form very hard rocklike films that are further stabilized by reacting
them with an acidic curing agent.
■
Self-curing water silicates. In this case, the soluble alkali silicates
are combined with colloidal silica to improve the curing speed. Once
applied to a surface they develop water insolubility by reacting with
carbon dioxide and moisture from the air.
■
Self-curing solvent-based silicates. These binders are organic esters of
silica that are converted from a liquid form to a solid by reaction with
moisture from the air, forming a very hard and corrosion-resistant
binder. A major advantage of these materials is their conversion to
rain- or moisture-resistant form shortly after their application.
Pigments. Pigments are essentially dry powders that are insoluble in
the paint medium and that consequently need to be mixed in it by a
dispersion technique. They range from naturally occurring minerals to
artificial organic compounds. Pigments contribute several properties
essential to the effective use of protective coatings. Several different
pigments may be used within the same coating, all of them contributing to the coating’s general characteristics to perform important functions such as providing
■
Color
■
Protection to resin binder
■
Corrosion inhibition
■
Corrosion resistance
■
Film reinforcement
■
Nonskid properties
■
Sag control
■
Increased coverage
■
Hide and gloss control
■
Adhesion
Protective Coatings
827
Zinc phosphates are now probably the most important pigments in
anticorrosive paints. The selection of the correct binder for use with
these pigments is very important and can dramatically affect their
performance. Red lead is likely to accelerate the corrosion of nonferrous metals, but calcium plumbate is unique in providing adhesion to
newly galvanized surfaces in the absence of any pretreatment and is
claimed to behave similarly on other metals.
Solvents. Most coatings are made with multiple solvents and rarely
with a single solvent. The choice of solvents influences viscosity, flow
properties, drying speed, spraying and brushing characteristics, and
gloss. There is no universal solvent for protective coatings, the best
solvent in one system being often impractical for another. Asphalts, for
example, can be readily dissolved by hydrocarbons but are insoluble in
alcohols. One of the most serious problems associated with coatings is
the wrong choice of solvent because it can severely affect the curing
and adhesion characteristics of the final coating. One convenient way
to describe solvents is to regroup them into the following categories:
■
Aliphatic hydrocarbons. Aliphatic hydrocarbons or paraffins such
as naphtha or mineral spirits are typically used with asphalt-, oil-,
and vinyl-based coatings.
■
Aromatic hydrocarbons. Aromatic hydrocarbons, such as toluene,
xylene, or some of the higher-boiling homologs, are typically used
with chlorinated rubbers, coal tars, and certain alkyds.
■
Ketones. Ketones such as acetone, methyl ethyl ketone, methyl isobutyl or amyl ketone, and many others, are very effectively used
with vinyls, some epoxies, and other resin formulations.
■
Esters. Esters such as ethyl, n-propyl, n-butyl, and amyl acetates
are used commonly as latent solvents (a type of solvent that just
swells the binder at room temperature) with epoxy and polyurethane
formulations.
■
Alcohols. Alcohols such as methyl, propyl, iso-propyl or butyl alcohols, and cyclo-hexanol are good solvents for highly polar binders
such as phenolics. Some alcohols are used in connection with epoxies.
■
Ethers and alcohol ethers. Ethers such as ethyl ether are excellent
solvents for some of the natural resins, oils, and fats. The usual forms
of ether used in protective coatings are alcohol ethers such as ethylene
glycol mono methyl ether, known commonly as cellosolve. Cellosolve is
a good solvent for many oils, gums, natural resins, and synthetic resins
such as alkyds, ethyl-cellulose, nitro-cellulose, polyvinyl acetate,
polyvinyl butyryl, and phenolics. Cellosolve is a slow solvent that is
used in many lacquers to improve flow-out and gloss.
828
■
Chapter Nine
Water. The recent regulations to reduce the emission of volatile
organic compounds (VOCs) produced by organic solvents are forcing
the coating industry to reconsider the applicability of water as a solvent. The most common water-borne coatings used for application to
metals are air dried or force dried at temperatures below 90°C. A
wide range of coating formulations falls into this category. The most
commonly available technologies are water-reducible alkyds and
modified alkyds, acrylic latexes, and acrylic epoxy hybrids.
Nonstick coatings. Nonstick coatings for industrial, architectural,
automotive, and marine use are widespread. Hull coatings that resist
the formation of strong bonds to marine organisms keep ships free
from marine growth without needing heavy metal toxins that accumulate in the environment. Maintaining sanitation in health-care
facilities and food processing plants is eased by surfaces that resist
microbial attachment.
Investigations of nonstick surfaces have usually focused on the surface
and overlooked the adherent. The free energy of a surface or its critical
surface tension has long been believed to be the dominant factor in adhesion. Surface free energy is the excess energy of the groups, atoms, or
molecules on the surface compared with their counterparts in the bulk
material. The size of the free energy represents the capability of the surface to interact spontaneously with other materials. Organic polymers
possess surface free energies typically between 11 and 80 mJm2. Many
commercial polymers with surface energies at the lower end of this range
(Table 9.9) have been studied in the search for nonstick coatings.
Hydrocarbons such as polyethylene and polypropylene are readily
available and inexpensive, but they are not sufficiently soluble to cast
as films. Unsubstituted hydrocarbons are easily oxidized and their
nonstick properties rapidly deteriorate in exterior usage. Halogenated
TABLE 9.9
Surface Free Energy of Some Polymers
Polymer
Polyethylene
Polychlorotrifluoroethylene
Polypropylene
Polyvinyl fluoride
Polyethylene-co-tetrafluoroethylene
Polyvinylidene fluoride
Polydimethylsiloxane
Polytetrafluoroethylene
Polytetrafluoroethylene-co-hexafluoropropylene
Poly[3,3,3-trifluoropropylmethylsiloxane]
Polyethylene-co-chlorotrifluoroethylene
Surface energy, mJm2
34
31
30
28
27
25
22
19
18
18
15
Protective Coatings
829
polymers containing chlorine and especially fluorine have also
received a great deal of attention. There are at least half a dozen commodity homopolymers and copolymers containing vinyl fluoride,
vinylidene fluoride, tetra-fluoroethylene, hexa-fluoropropylene or
chlorotrifluoroethylene. All of these have surface energies between 15
and 31 mJm2 and show excellent resistance to chemicals.9
Fluorinated precursors are now commercially available to help overcome the obstacles of solubility and adhesion to the substrate. These
oligomers have molecular weights of 2000 to 7000 and contain fluorine to
impart low surface energy and hydroxyl groups to confer reactivity and
adhesion. They are formulated with polyisocyanates to produce urethane
coatings. The dominant fluorinated polyols used today are copolymers of
chlorotrifluoroethylene and assorted nonhalogenated vinyl ethers. The
latter are functionalized to provide reactivity, adhesion, and solubility,
and their structure and proportions vary widely. The materials are
known generically as fluorinated ethylene vinyl ether (FEVE) resins.10
Fluorinated polyols derived from hexafluoroacetone (HFA) are also
produced for surface coatings. The surface energy of these polyols is
close to that of poly(tetrafluoroethylene) (PTFE), and PTFE can be dispersed in the resin as any conventional paint pigment. Flakes of PTFE
overlap in the dry film, improving the barrier properties of the coating.
These coatings are used as interior linings in large fuel storage tanks
and have been used as anticorrosion coatings for ship bilges and tanks
and as nontoxic fouling release coatings on small boats.
Industrial and marine coatings containing either FEVE- or HFAbased fluoropolyurethanes are applied as a topcoat over a urethane or
epoxy primer. When topcoating is done before the basecoat has fully
cured, chemical reaction between the two coats takes place and ensures
good adhesion and durability. Fluorinated groups preferentially migrate
to the upper surface, where they demonstrate their nonstick behavior.
However, some drawbacks to fluorocarbon surfaces persist. For
example, pure PTFE is quite porous and accumulates marine fouling
rapidly, in spite of its low surface free energy, because marine organisms inject their adhesive and achieve a mechanical interlock. In addition, fluorine atoms impart stiffness to fluoropolymer chains by raising
the barrier to rotation about the backbone bond. In addition, fluorourethane coatings are highly cross-linked thermosets with little or
no significant molecular mobility.9
9.3
Supplementary Protection Systems
Supplementary protection is provided to surfaces that already have
some form of permanent or semipermanent protection such as cladding
or conversion coating. The supplementary protection may be in the form
830
Chapter Nine
of a material that can be easily applied and removed and that will be
replaced periodically during the life of the system. Jointing compounds
and sealants are examples of this type.
9.3.1
Jointing compounds and sealants
Jointing compounds are used for protection at joints where they act by
excluding dirt and moisture and by providing a reservoir of soluble
passivators that act as inhibitors. Sealants are applied to joints to prevent the escape of fluids, such as fuel, but they also exclude moisture.
Jointing compounds must remain flexible to allow easy disassembly of
parts. Various synthetic resins are used for this purpose. The compounds harden sufficiently at edges to take paint, but they remain
tacky within the joint so that flexure does not cause cracking. Sealants
of the type now being specified are also elastomeric, and the most popular are polysulphide sealants containing corrosion inhibitors. The
inhibitive sealants are very effective when used in faying surfaces and
butt joints, for wet installation of fasteners, and over fastener patterns. They are also effective in insulating dissimilar metals.
9.3.2
Water-displacing compounds
Water-displacing compounds may be useful in providing supplementary protection for paint systems that have deteriorated or become
damaged in service. They are applied as fluids by wiping, brushing,
spraying, or dipping, and they are usually immiscible with water and
displace water from surfaces and crevices. A number of fluids used are
based on lanolin and contain various solvents and inhibitors. The evaporation of the solvents leaves either thin soft films, semihard films, or
hard resin films that provide varying degrees of protection. Some of
these fluids may be used to provide short-term protection. They should
then exhibit excellent water-displacing characteristics and leave a thin
oily film, providing short-term corrosion protection.
Two typical water displacement products used in North America by
aircraft maintainers are AML-350 and AMLGUARD. AML350 is a
petroleum sulfonate in a mineral spirit solvent. When applied to a
metal surface, it spreads over the surface and under water droplets,
and as the solvent evaporates, it leaves a soft oillike film of sulfonate,
which isolates the metal from the environment and acts as a corrosion
inhibitor. The film is built up to a thickness of 2 to 5 m.
AMLGUARD is a water-displacing compound containing solvents,
silicone and silicone alkyd resins, barium petroleum sulfonate, and
several other additives. It dries to the touch in about 18 h, but continues to cure for 1 to 3 months to form a hard, dry, but flexible finish
between 25 and 50 m thick. It not only displaces water, but it also
Protective Coatings
831
leaves a protective barrier coating containing barium petroleum sulfonate and alkyl ammonium organic phosphate as inhibitors. AML350
is intended for use on internal metallic parts and electrical connectors.
AMLGUARD is intended for temporary use on external aircraft parts,
such as wheels, wheel wells, cables, landing gear parts, wing leading
edges, and helicopter blades.
9.4
Surface Preparation
It is well recognized that you can make a poor coating perform with
excellent pretreatment, but you cannot make an excellent coating perform with poor pretreatment. Surface pretreatment by chemical or
mechanical means is also important in painting, and the methods used
are designed to ensure good adhesion of the paint to the alloy surface.
Surface engineering for increased material performance is one important element in the world of metal finishing. Refer to Table 9.8 for the
main specifications concerning surface preperation. Most metal surface treatment and plating operations have three basic steps:
1. Surface cleaning or preparation, which involves the use of solvents,
alkaline cleaners, acid cleaners, abrasive materials, and/or water
2. Surface modification, which involves some change in surface properties, such as application of a metal layer or hardening
3. Rinsing or other workpiece finishing operations to produce the final
product
References
1. AAA Galvanizing Inc., What Is Galvanizing? http://www.aaagalvanizing.com/
gal.htm, 1998.
2. Mevrel, R., Duret, C., and Pichoir, R., Pack Cementation Processes, Materials
Science and Technology, 2:201 (1986).
3. Restall, J. E., and Hayman, C., Coatings for Heat Engines, Clarke, R. L. (ed.), pp.
347-357. 1984. Washington, D.C., U.S. Dept. of Energy.
4. Rose, B. R., Simultaneous Internal and External Coating of a First Stage Turbine
Bucket with a Chromium Reinforced Aluminide, Eighth National Research Council
of Canada Symposium on Industrial Application of Gas Turbines, 1989, Ottawa,
Canada, National Research Council of Canada.
5. Tsai, EC-E, and Nixon, R., Simple Techniques for Source Reduction of Wastes from
Metal Plating Operations, Hazardous Waste & Hazardous Materials, 6(1):67-78
(1989).
6. Jeanmenne, R. A., EN for Hard Chromium, Products Finishing, 54(4):84-93 (1990).
7. Graves, B., Industrial Toxics Project: The 33/50, Products Finishing, 56(9):132-135
(1992).
8. Munger, C. G., Corrosion Prevention by Protective Coatings, Houston, Tex., NACE
International, 1984.
9. Brady, Jr. R. F., In Search of Non-Stick Coatings, Chemistry in Britain, 219–222
(1997).
10. Munekata, S., Flouropolymers as Coating Material, Progress in Organic Coatings,
16:113–134 (1988).
Chapter
10
Corrosion Inhibitors
10.1
Introduction
10.2
Classification of Inhibitors
833
834
10.2.1
Passivating (anodic)
10.2.2
Cathodic
837
10.2.3
Organic
837
10.2.4
Precipitation inhibitors
837
10.2.5
Volatile corrosion inhibitors
838
10.3
Corrosion Inhibition Mechanism
836
838
10.3.1
Inhibitors for acid solutions
839
10.3.2
Inhibitors in near-neutral solutions
845
10.3.3
Inhibitors for oil and gas systems
851
10.3.4
Atmospheric and gaseous corrosion
857
10.4
Selection of an Inhibitor System
References
860
861
10.1 Introduction
The use of chemical inhibitors to decrease the rate of corrosion
processes is quite varied. In the oil extraction and processing industries, inhibitors have always been considered to be the first line of
defense against corrosion. A great number of scientific studies have
been devoted to the subject of corrosion inhibitors. However, most of
what is known has grown from trial and error experiments, both in the
laboratories and in the field. Rules, equations, and theories to guide
inhibitor development or use are very limited.
By definition, a corrosion inhibitor is a chemical substance that, when
added in small concentration to an environment, effectively decreases
the corrosion rate. The efficiency of an inhibitor can be expressed by a
measure of this improvement:
833
834
Chapter Ten
(CR uninhibited CR inhibited)
Inhibitor efficiency (%) 100
CRuninhibited
(10.1)
where CRuninhibited corrosion rate of the uninhibited system
CRinhibited corrosion rate of the inhibited system
In general, the efficiency of an inhibitor increases with an increase
in inhibitor concentration (e.g., a typically good inhibitor would give
95% inhibition at a concentration of 0.008% and 90% at a concentration of 0.004%). A synergism, or cooperation, is often present between
different inhibitors and the environment being controlled, and mixtures are the usual choice in commercial formulations. The scientific
and technical corrosion literature has descriptions and lists of numerous chemical compounds that exhibit inhibitive properties. Of these,
only very few are actually used in practice. This is partly because the
desirable properties of an inhibitor usually extend beyond those simply related to metal protection. Considerations of cost, toxicity, availability, and environmental friendliness are of considerable importance.
Table 10.1 presents some inhibitors that have been used with success in typical corrosive environments to protect the metallic elements
of industrial systems. Commercial inhibitors are available under various trade names and labels that usually provide little or no information about their chemical composition. It is sometimes very difficult to
distinguish between products from different sources because they may
contain the same basic anticorrosion agent. Commercial formulations
generally consist of one or more inhibitor compounds with other additives such as surfactants, film enhancers, de-emulsifiers, oxygen scavengers, and so forth. The inhibitor solvent package used can be critical
in respect to the solubility/dispersibility characteristics and hence the
application and performance of the products.
10.2
Classification of Inhibitors
Inhibitors are chemicals that react with a metallic surface, or the environment this surface is exposed to, giving the surface a certain level of
protection. Inhibitors often work by adsorbing themselves on the metallic
surface, protecting the metallic surface by forming a film. Inhibitors are
normally distributed from a solution or dispersion. Some are included in
a protective coating formulation. Inhibitors slow corrosion processes by
■
Increasing the anodic or cathodic polarization behavior (Tafel slopes)
■
Reducing the movement or diffusion of ions to the metallic surface
■
Increasing the electrical resistance of the metallic surface
Corrosion Inhibitors
TABLE 10.1
835
Some Corrosive Systems and the Inhibitors Used to Protect Them
System
Inhibitor
Metals
Concentration
Acids
HCl
Ethylaniline
MBT*
Pyridine phenylhydrazine
Rosin amine ethylene oxide
Fe
..
..
..
0.5%
1%
0.5% 0.5%
0.2%
H2SO4
Phenylacridine
..
0.5%
H3PO4
NaI
..
200 ppm
Others
Thiourea
Sulfonated castor oil
As2O3
Na3AsO4
..
..
..
..
1%
0.5–1.0%
0.5%
0.5%
Water
Potable
Ca(HCO3)2
Polyphosphate
Ca(OH)2
Na2SiO3
Steel, cast iron
Fe, Zn, Cu, Al
Fe, Zn, Cu
..
10 ppm
5–10 ppm
10 ppm
10–20 ppm
Cooling
Ca(HCO3)2
Na2CrO4
NaNO2
NaH2PO4
Morpholine
Steel, cast iron
Fe, Zn, Cu
Fe
..
..
10 ppm
0.1%
0.05%
1%
0.2%
Boilers
NaH2PO4
Polyphosphate
Morpholine
Hydrazine
Ammonia
Octadecylamine
Fe, Zn, Cu
..
Fe
..
..
..
10 ppm
10 ppm
Variable
O2 scavenger
Neutralizer
Variable
Engine coolants
Na2CrO4
NaNO2
Borax
Fe, Pb, Cu, Zn
Fe
..
0.1–1%
0.1–1%
1%
Glycol/water
Borax MBT*
All
1% 0.1%
Oil field brines
Na2SiO3
Quaternaries
Imidazoline
Fe
..
..
0.01%
10–25 ppm
10–25 ppm
Seawater
Na2SiO3
NaNO2
Ca(HCO3)2
NaH2PO4 NaNO2
Zn
Fe
All
Fe
10 ppm
0.5%
pH dependent
10 ppm 0.5%
*MBT mercaptobenzotriazole.
836
Chapter Ten
Inhibitors have been classified differently by various authors. Some
authors prefer to group inhibitors by their chemical functionality, as
follows:1
■
Inorganic inhibitors. Usually crystalline salts such as sodium chromate, phosphate, or molybdate. Only the negative anions of these
compounds are involved in reducing metal corrosion. When zinc is
used instead of sodium, the zinc cation can add some beneficial
effect. These zinc-added compounds are called mixed-charge
inhibitors.
■
Organic anionic. Sodium sulfonates, phosphonates, or mercaptobenzotriazole (MBT) are used commonly in cooling waters and
antifreeze solutions.
■
Organic cationic. In their concentrated forms, these are either liquids or waxlike solids. Their active portions are generally large
aliphatic or aromatic compounds with positively charged amine
groups.
However, by far the most popular organization scheme consists of
regrouping corrosion inhibitors in a functionality scheme as follows.2
10.2.1
Passivating (anodic)
Passivating inhibitors cause a large anodic shift of the corrosion potential, forcing the metallic surface into the passivation range. There are
two types of passivating inhibitors: oxidizing anions, such as chromate, nitrite, and nitrate, that can passivate steel in the absence of
oxygen and the nonoxidizing ions, such as phosphate, tungstate, and
molybdate, that require the presence of oxygen to passivate steel.
These inhibitors are the most effective and consequently the most
widely used. Chromate-based inhibitors are the least-expensive
inhibitors and were used until recently in a variety of application (e.g.,
recirculation-cooling systems of internal combustion engines, rectifiers, refrigeration units, and cooling towers). Sodium chromate, typically in concentrations of 0.04 to 0.1%, was used for these applications.
At higher temperatures or in fresh water with chloride concentrations
above 10 ppm higher concentrations are required. If necessary, sodium
hydroxide is added to adjust the pH to a range of 7.5 to 9.5. If the concentration of chromate falls below a concentration of 0.016%, corrosion
will be accelerated. Therefore, it is essential that periodic colorimetric
analysis be conducted to prevent this from occurring. In general, passivation inhibitors can actually cause pitting and accelerate corrosion
when concentrations fall below minimum limits. For this reason it is
essential that monitoring of the inhibitor concentration be performed.
Corrosion Inhibitors
837
10.2.2 Cathodic
Cathodic inhibitors either slow the cathodic reaction itself or selectively
precipitate on cathodic areas to increase the surface impedance and limit
the diffusion of reducible species to these areas. Cathodic inhibitors can
provide inhibition by three different mechanisms: (1) as cathodic poisons, (2) as cathodic precipitates, and (3) as oxygen scavengers. Some
cathodic inhibitors, such as compounds of arsenic and antimony, work
by making the recombination and discharge of hydrogen more difficult.
Other cathodic inhibitors, ions such as calcium, zinc, or magnesium,
may be precipitated as oxides to form a protective layer on the metal.
Oxygen scavengers help to inhibit corrosion by preventing the cathodic
depolarization caused by oxygen. The most commonly used oxygen scavenger at ambient temperature is probably sodium sulfite (Na2SO3).
10.2.3 Organic
Both anodic and cathodic effects are sometimes observed in the presence of organic inhibitors, but as a general rule, organic inhibitors
affect the entire surface of a corroding metal when present in sufficient
concentration. Organic inhibitors, usually designated as film-forming,
protect the metal by forming a hydrophobic film on the metal surface.
Their effectiveness depends on the chemical composition, their molecular structure, and their affinities for the metal surface. Because film
formation is an adsorption process, the temperature and pressure in
the system are important factors. Organic inhibitors will be adsorbed
according to the ionic charge of the inhibitor and the charge on the surface. Cationic inhibitors, such as amines, or anionic inhibitors, such as
sulfonates, will be adsorbed preferentially depending on whether the
metal is charged negatively or positively. The strength of the adsorption bond is the dominant factor for soluble organic inhibitors.
These materials build up a protective film of adsorbed molecules on
the metal surface, which provides a barrier to the dissolution of the
metal in the electrolyte. Because the metal surface covered is proportional to the inhibitor concentrates, the concentration of the inhibitor in
the medium is critical. For any specific inhibitor in any given medium
there is an optimal concentration. For example, a concentration of 0.05%
sodium benzoate or 0.2% sodium cinnamate is effective in water with a
pH of 7.5 and containing either 17 ppm sodium chloride or 0.5% by weight
of ethyl octanol. The corrosion due to ethylene glycol cooling water systems can be controlled by the use of ethanolamine as an inhibitor.
10.2.4
Precipitation inhibitors
Precipitation-inducing inhibitors are film-forming compounds that
have a general action over the metal surface, blocking both anodic and
838
Chapter Ten
cathodic sites indirectly. Precipitation inhibitors are compounds that
cause the formation of precipitates on the surface of the metal, thereby providing a protective film. Hard water that is high in calcium and
magnesium is less corrosive than soft water because of the tendency of
the salts in the hard water to precipitate on the surface of the metal
and form a protective film.
The most common inhibitors of this category are the silicates and the
phosphates. Sodium silicate, for example, is used in many domestic
water softeners to prevent the occurrence of rust water. In aerated hot
water systems, sodium silicate protects steel, copper, and brass.
However, protection is not always reliable and depends heavily on pH
and a saturation index that depends on water composition and temperature. Phosphates also require oxygen for effective inhibition. Silicates
and phosphates do not afford the degree of protection provided by chromates and nitrites; however, they are very useful in situations where
nontoxic additives are required.
10.2.5
Volatile corrosion inhibitors
Volatile corrosion inhibitors (VCIs), also called vapor phase inhibitors
(VPIs), are compounds transported in a closed environment to the site
of corrosion by volatilization from a source. In boilers, volatile basic
compounds, such as morpholine or hydrazine, are transported with
steam to prevent corrosion in condenser tubes by neutralizing acidic
carbon dioxide or by shifting surface pH toward less acidic and corrosive values. In closed vapor spaces, such as shipping containers,
volatile solids such as salts of dicyclohexylamine, cyclohexylamine,
and hexamethylene-amine are used. On contact with the metal surface, the vapor of these salts condenses and is hydrolyzed by any moisture to liberate protective ions. It is desirable, for an efficient VCI, to
provide inhibition rapidly and to last for long periods. Both qualities
depend on the volatility of these compounds, fast action wanting high
volatility, whereas enduring protection requires low volatility.
10.3
Corrosion Inhibition Mechanism
The majority of inhibitor applications for aqueous, or partly aqueous,
systems are concerned with four main types of environment:
1. Aqueous solutions of acids as used in metal-cleaning processes such as
pickling for the removal of rust or mill scale during the production and
fabrication of metals or in the postservice cleaning of metal surfaces
2. Natural waters, supply waters, and industrial cooling waters in the
near-neutral pH range (5 to 9)
Corrosion Inhibitors
839
3. Primary and secondary production of oil and subsequent refining
and transport processes
4. Atmospheric or gaseous corrosion in confined environments, during
transport, storage, or any other confined operation
The following sections describe corrosion mechanisms in terms of
these four main environments.
10.3.1 Inhibitors for acid solutions
The corrosion of metals in acid solutions can be inhibited by a wide
range of substances, such as halide ions, carbon monoxide, and many
organic compounds, particularly those containing elements of Groups
V and VI of the Periodic Table (i.e., nitrogen, phosphorus, arsenic, oxygen, sulfur, and selenium). Organic compounds containing multiple
bonds, especially triple bonds, are effective inhibitors. The primary
step in the action of inhibitors in acid solutions is generally agreed to
be adsorption onto the metal surface, which is usually oxide-free in
acid solutions. The adsorbed inhibitor then acts to retard the cathodic
and/or anodic electrochemical corrosion processes.
Inhibitors of corrosion in acid solution can interact with metals and
affect the corrosion reaction in a number of ways, some of which may
occur simultaneously. It is often not possible to assign a single general
mechanism of action to an inhibitor because the mechanism may
change with experimental conditions. Thus, the predominant mechanism of action of an inhibitor may vary with factors such as its concentration, the pH of the acid, the nature of the anion of the acid, the
presence of other species in the solution, the extent of reaction to form
secondary inhibitors, and the nature of the metal. The mechanism of
action of inhibitors with the same functional group may additionally
vary with factors such as the effect of the molecular structure on the
electron density of the functional group and the size of the hydrocarbon portion of the molecule.
The inhibitive efficiency
is usually proportional to the fraction of the surface covered with
adsorbed inhibitor. However, at low surface coverage (0.1), the effectiveness of adsorbed inhibitor species in retarding the corrosion reactions may be greater than at high surface coverage. In other cases,
adsorption of inhibitors, such as thiourea and amines, from diluted
solutions, may stimulate corrosion.
The information on inhibitor adsorption, derived from direct measurements and from inhibitive efficiency measurements, considered
in conjunction with general knowledge of adsorption from solution,
Adsorption of corrosion inhibitors onto metals.
840
Chapter Ten
indicates that inhibitor adsorption on metals is influenced by the following main features.
Surface charge on the metal. Adsorption may be due to electrostatic
attractive forces between ionic charges or dipoles on the adsorbed
species and the electric charge on the metal at the metal-solution
interface. In solution, the charge on a metal can be expressed by its
potential with respect to the zero-charge potential. This potential relative to the zero-charge potential, often referred to as the (-potential,
is more important with respect to adsorption than the potential on the
hydrogen scale, and indeed the signs of these two potentials may be
different. As the potential of a metallic surface becomes more positive,
the adsorption of anions is favored, and as the -potential becomes
more negative, the adsorption of cations is favored.
The functional group and structure of the inhibitor. Inhibitors can also bond
to metal surfaces by electron transfer to the metal to form a coordinate
type of link. This process is favored by the presence in the metal of
vacant electron orbitals of low energy, such as occurs in the transition
metals. Electron transfer from the adsorbed species is favored by the
presence of relatively loosely bound electrons, such as may be found in
anions, and neutral organic molecules containing lone pair electrons or
-electron systems associated with multiple, especially triple, bonds or
aromatic rings. The electron density at the functional group increases
as the inhibitive efficiency increases in a series of related compounds.
This is consistent with increasing strength of coordinate bonding due
to easier electron transfer and hence greater adsorption.
Interaction of the inhibitor with water molecules. Adsorption of inhibitor
molecules is often a displacement reaction involving removal of
adsorbed water molecules from the surface. During adsorption of a
molecule, the change in interaction energy with water molecules in
passing from the dissolved to the adsorbed state forms an important
part of the free energy change on adsorption. This has been shown to
increase with the energy of solvation of the adsorbing species, which in
turn increases with increasing size of the hydrocarbon portion of an
organic molecule. Thus increasing size leads to decreasing solubility
and increasing adsorbability. This is consistent with the increasing
inhibitive efficiency observed at constant concentrations with increasing molecular size in a series of related compounds.
Interaction of adsorbed inhibitor species. Lateral interactions between
adsorbed inhibitor species may become significant as the surface coverage, and hence the proximity, of the adsorbed species increases.
These lateral interactions may be either attractive or repulsive.
Attractive interactions occur between molecules containing large
Corrosion Inhibitors
841
hydrocarbon components (e.g., n-alkyl chains). As the chain length
increases, the increasing Van der Waals attractive force between adjacent molecules leads to stronger adsorption at high coverage.
Repulsive interactions occur between ions or molecules containing
dipoles and lead to weaker adsorption at high coverage.
In the case of ions, the repulsive interaction can be altered to an
attractive interaction if an ion of opposite charge is simultaneously
adsorbed. In a solution containing inhibitive anions and cations the
adsorption of both ions may be enhanced and the inhibitive efficiency
greatly increased compared to solutions of the individual ions. Thus,
synergistic inhibitive effects occur in such mixtures of anionic and
cationic inhibitors.
Reaction of adsorbed inhibitors. In some cases, the adsorbed corrosion
inhibitor may react, usually by electrochemical reduction, to form a
product that may also be inhibitive. Inhibition due to the added substance has been termed primary inhibition and that due to the reaction product, secondary inhibition. In such cases, the inhibitive
efficiency may increase or decrease with time according to whether the
secondary inhibition is more or less effective than the primary inhibition. Sulfoxides, for example, can be reduced to sulfides, which are
more efficient inhibitors.
Effects of inhibitors on corrosion processes. In acid solutions the anodic
process of corrosion is the passage of metal ions from the oxide-free
metal surface into the solution, and the principal cathodic process is the
discharge of hydrogen ions to produce hydrogen gas. In air-saturated
acid solutions, cathodic reduction of dissolved oxygen also occurs, but for
iron the rate does not become significant compared to the rate of hydrogen ion discharge until the pH exceeds a value of 3. An inhibitor may
decrease the rate of the anodic process, the cathodic process, or both
processes. The change in the corrosion potential on addition of the
inhibitor is often a useful indication of which process is retarded.
Displacement of the corrosion potential in the positive direction indicates mainly retardation of the anodic process (anodic control), whereas
displacement in the negative direction indicates mainly retardation of
the cathodic process (cathodic control). Little change in the corrosion
potential suggests that both anodic and cathodic processes are retarded.
The following discussion illustrates the usage of anodic and cathodic
inhibitors for acid cleaning of industrial equipment. The combined
action of film growth and deposition from solution results in fouling
that has to be removed to restore the efficiency of heat exchangers,
boilers, and steam generators. E-pH diagrams indicate that the fouling of iron-based boiler tubes, by Fe3O4 and Fe2O3, can be dissolved in
842
Chapter Ten
either the acidic or alkaline corrosion regions. In practice, inhibited
hydrochloric acid has been repeatedly proven to be the most efficient
method to remove fouling. Four equations are basically needed to
explain the chemistry involved in fouling removal. Three of those
equations represent cathodic processes [Eqs. (10.2) and (10.3); A, A′
and A" in Figs. 10.1 and 10.2; and Eq. (10.4); B in Figs. 10.1 and 10.2]
and one anodic process [i.e., the dissolution of tubular material [Eq.
(10.5); C in Figs. 10.1 and 10.2]:3
Fe2O3 4 Cl 6 H 2 e → 2 FeCl2(aq) 3 H2O
(10.2)
Fe3O4 6 Cl 8 H 2 e → 3 FeCl2(aq) 4 H2O
(10.3)
2 H 2 e → H2
(10.4)
Fe 2 Cl → FeCl2(aq) 2 e
(10.5)
These equations indicate that the base iron functions as a reducer to
accelerate the dissolution of iron oxides. Because it is difficult to determine the endpoint for the dissolution of fouling oxides, an inhibitor is
generally added for safety purpose. Both anodic and cathodic inhibitors
could be added to retard the corrosion of the bare metal after dissolution
of the fouling oxides. Figures 10.1 and 10.2 illustrate the action that
could be played by either an anodic inhibitor (Fig. 10.1) or a cathodic
inhibitor (Fig. 10.2). It can be seen that although the anodic inhibitor
retards the anodic dissolution of iron at the endpoint, it concurrently
decreases the rate of oxide dissolution permitted by the chemical system.
On the other hand, the cathodic inhibitor retards both the reduction
of protons into hydrogen and the dissolution of the base, whereas the
reduction of the fouling oxides is left unaffected. The E-pH diagrams
also indicate that the dissolution of the fouling oxides is also possible in
alkaline solutions. But the kinetics of anodic and cathodic reactions
in high pH environments are much slower, and therefore these reactions are less useful.
Electrochemical studies have shown that inhibitors in acid solutions
may affect the corrosion reactions of metals in the following main ways.
Formation of a diffusion barrier. The absorbed inhibitor may form a surface film that acts as a physical barrier to restrict the diffusion of ions
or molecules to or from the metal surface and so retard the rate of corrosion reactions. This effect occurs particularly when the inhibitor
species are large molecules (e.g., proteins, such as gelatin or agar agar,
polysaccharides, such as dextrin, or compounds containing long hydrocarbon chains). Surface films of these types of inhibitors give rise to
resistance polarization and also concentration polarization affecting
both anodic and cathodic reactions.
Corrosion Inhibitors
843
EMO
A (start point)
A''
(end point)
A'
C
Potential
EH
E2
B
E1
without inhibitor
EM
with inhibitor
Log current
Figure 10.1 The effect of an anodic inhibitor on the dissolution rate of iron and iron oxide.3
Blocking of reaction sites. The simple blocking decreases the number of
surface metal atoms at which corrosion reactions can occur. The mechanisms of the reactions are not affected, and the Tafel slopes of the
polarization curves remain unchanged. It should be noted that the
anodic and cathodic processes may be inhibited to different extents.
The anodic dissolution process of metal ions is considered to occur at
steps or emergent dislocations in the metal surface, where metal
atoms are less firmly held to their neighbors than in the plane surface.
These favored sites occupy a relatively small proportion of the metal
surface. The cathodic process of hydrogen evolution is thought to occur
on the plane crystal faces that form most of the metal surface area.
Adsorption of inhibitors at low surface coverage tends to occur preferentially at anodic sites, causing retardation of the anodic reaction. At
higher surface coverage, adsorption occurs on both anodic and cathodic
sites, and both reactions are inhibited.
Participation in the electrode reactions. Corrosion reactions often
involve the formation of adsorbed intermediate species with surface
metal atoms [e.g., adsorbed hydrogen atoms in the hydrogen evolution reaction and adsorbed (FeOH) in the anodic dissolution of iron].
844
Chapter Ten
EMO
A (start point)
Potential
A'
EH
C
A'' (end point)
B
E1
E2
EM
with
inhibitor
without inhibitor
Log current
Figure 10.2 The effect of a cathodic inhibitor on the dissolution rate of iron and iron oxide.3
The presence of adsorbed inhibitors will interfere with the formation
of these adsorbed intermediates, but the electrode processes may
then proceed by alternative paths through intermediates containing
the inhibitor. In these processes the inhibitor species act in a catalytic manner and remain unchanged. Such participation by the
inhibitor is generally characterized by an increase in the Tafel slope
of the anodic dissolution of the metal.
Inhibitors may also retard the rate of hydrogen evolution on metals
by affecting the mechanism of the reaction, as indicated by increases in
the Tafel slopes of cathodic polarization curves. This effect has been
observed on iron in the presence of inhibitors such as phenyl-thiourea,
acetylenic hydrocarbons, aniline derivatives, benzaldehyde derivatives.
and pyrilium salts.
Alteration of the electrical double layer. The adsorption of ions or species
that can form ions on metal surfaces will change the electrical double
layer at the metal-solution interface, and this in turn will affect the
rates of the electrochemical reactions. The adsorption of cations, such as
quaternary ammonium ions and protonated amines, makes the potential more positive in the plane of the closest approach to the metal of
Corrosion Inhibitors
845
ions from the solution. This positive potential displacement retards the
discharge of the positively charged hydrogen ion.
Conversely, the adsorption of anions makes the potential more negative on the metal side of the electrical double layer, and this will tend
to accelerate the rate of discharge of hydrogen ions. This effect has
been observed for the sulfosalicylate ion and the benzoate ion.
Measuring the efficiency of a acid inhibitor. The following example illus-
trates how the corrosion efficiency of an inhibitor can be evaluated
with a relatively simple corrosion test. Trans-cinnamaldehyde (TCA)
corrosion inhibiting efficiency was evaluated with an electrochemical
technique called linear polarization resistance (LPR). TCA can be used
to reduce the corrosion of steel during pickling or oil field acidizing
treatments. Nearly 40 years ago, Hugel tested a variety of inhibitors
for steel in 6 M HCl at 60°C and found that alkenyl and aromatic aldehydes were very effective.4 Cinnamaldehyde was one of the best, providing almost 99% protection. Numerous patents have been issued
since then on the use of aldhydes, and cinnamaldehyde in particular,
as steel corrosion inhibitors in acid media.
The LPR polarization resistance (Rp) is typically calculated from the
slope of a polarization curve where
E
Rp
Iapp
and where E is the voltage change for an applied current ( Iapp). Rp
itself can be converted in a corrosion current (Icorr) using the Stern
Geary approximation written as:5,6
a
c
Icorr
2.3 ( a c) Rp
where a and c are, respectively, the anodic and cathodic Tafel slopes.
The polarization curves presented in Figs. 10.3 to 10.5 were
obtained with carbon steel exposed to a solution containing, respectively, 250, 1000, and 5000 ppm of TCA in a 6 M HCl solution.
Assuming, for this example, that a and c are both equal to 0.1 V
decade1 and that the Rp of uninhibited carbon steel in 6 M HCl is
equal to 14 cm2, it is possible to obtain the inhibitor efficiency values presented in Table 10.2.
10.3.2 Inhibitors in near-neutral solutions
Corrosion of metals in neutral solutions differs from that in acid solutions in two important respects. In air-saturated solutions, the main
846
Chapter Ten
-355
-360
E (mV vs. SHE)
-365
-370
-375
-380
-385
-390
-395
-400
-405
-800
-600
-400
-200
0
200
400
Current density (µA cm-2)
Figure 10.3 Corrosion of AISI 1018 carbon steel in 6 M HCl containing 250 ppm trans-cinnamaldehyde.
-360
-365
E (mV vs. SHE)
-370
-375
-380
-385
-390
-395
-400
-405
-410
-150
-100
-50
0
50
100
150
Current density (µA cm-2)
Figure 10.4 Corrosion of AISI 1018 carbon steel in 6 M HCl containing 500 ppm trans-cinnamaldehyde.
Corrosion Inhibitors
847
-365
-370
E (mV vs. SHE)
-375
-380
-385
-390
-395
-400
-405
-410
-415
-100
-80
-60
-40
-20
0
20
40
60
80
100
120
Current density (µA cm-2)
Figure 10.5 Corrosion of AISI 1018 carbon steel in 6 M HCl containing 1000 ppm trans-cinnamaldehyde.
TABLE 10.2 Inhibitor Efficiency of Trans-Cinnamaldehyde (TCA) to the
Corrosion of Carbon Steel Exposed to a 6 M HCl Solution
TCA, ppm
0
250
1000
5000
Rp,
cm2
14
35
143
223
Corrosion current,
mA cm2
Corrosion rate,
mm y1
Efficiency, %
1.55
0.62
0.152
0.097
18.0
7.2
1.76
1.13
0
60
90
94
cathodic reaction in neutral solutions is the reduction of dissolved oxygen, whereas in acid solution it is hydrogen evolution. Corroding metal
surfaces in acid solution are oxide-free, whereas in neutral solutions
metal surfaces are covered with films of oxides, hydroxides, or salts,
owing to the reduced solubility of these species. Because of these differences, substances that inhibit corrosion in acid solution by adsorption on
oxide-free surfaces do not generally inhibit corrosion in neutral solution.
Typical inhibitors for near-neutral solutions are the anions of weak
acids, some of the most important in practice being chromate, nitrite,
benzoate, silicate, phosphate, and borate. Passivating oxide films on
metals offer high resistance to the diffusion of metal ions, and the
anodic reaction of metal dissolution is inhibited. These inhibitive
anions are often referred to as anodic inhibitors, and they are more
848
Chapter Ten
generally used than cathodic inhibitors to inhibit the corrosion of iron,
zinc, aluminum, copper, and their alloys in near-neutral solutions. The
action of inhibitive anions on the corrosion of metals in near-neutral
solution involves the following important functions:
1. Reduction of the dissolution rate of the passivating oxide film
2. Repair of the oxide film by promotion of the reformation of oxide
3. Repair of the oxide film by plugging pores with insoluble compounds
4. Prevention of the adsorption of aggressive anions
Of these functions, the most important appears to be the stabilization
of the passivating oxide film by decreasing its dissolution rate (function 1). Inhibitive anions probably form a surface complex with the
metal ion of the oxide (i.e., Fe3, Zn2 , Al3), such that the stability of
this complex is higher than that of the analogous complexes with
water, hydroxyl ions, or aggressive anions.
Stabilization of the oxide films by repassivation is also important
(function 2). The plugging of pores by formation of insoluble compounds (function 3) does not appear to be an essential function but is
valuable in extending the range of conditions under which inhibition
can be achieved. The suppression of the adsorption of aggressive
anions (function 4) by participation in a dynamic reversible competitive adsorption equilibrium at the metal surface appears to be related
to the general adsorption behavior of anions rather than to a specific
property of inhibitive anions.
Inhibition in neutral solutions can also be due to the precipitation of
compounds, on a metallic surface, that can form or stabilize protective
films. The inhibitor may form a surface film of an insoluble salt by precipitation or reaction. Inhibitors forming films of this type include
■
Salts of metals such as zinc, magnesium, manganese, and nickel, which
form insoluble hydroxides, especially at cathodic areas, which are more
alkaline due to the hydroxyl ions produced by reduction of oxygen
■
Soluble calcium salts, which can precipitate as calcium carbonate in
waters containing carbon dioxide, again at cathodic areas where the
high pH permits a sufficiently high concentration of carbonate ions
■
Polyphosphates in the presence of zinc or calcium, which produce a
thin amorphous salt film
These salt films, which are often quite thick and may even be visible,
restrict diffusion, particularly of dissolved oxygen to the metal surface.
They are poor electronic conductors, and so oxygen reduction does not
Corrosion Inhibitors
849
occur on the film surface. These inhibitors are referred to as cathodic
inhibitors.
The following sections discuss the mechanism of action of inhibitive
anions on iron, zinc, aluminum, and copper.
Iron. Corrosion of iron (or steel) can be inhibited by the anions of most
weak acids under suitable conditions. However, other anions, particularly those of strong acids, tend to prevent the action of inhibitive
anions and stimulate breakdown of the protective oxide film. Examples
of such aggressive anions include the halides, sulfate, and nitrate. The
balance between the inhibitive and aggressive properties of a specific
anion depends on the following main factors (which are themselves
interdependent):
■
Concentration. Inhibition of iron corrosion in distilled water occurs
only when the anion concentration exceeds a critical value. At concentrations below the critical value, inhibitive anions may act
aggressively and stimulate breakdown of the oxide films. Effective
inhibitive anions have low critical concentrations for inhibition. A
number of anions have been classified in order of their inhibitive
power toward steel, judged from their critical inhibitive concentrations. The order of decreasing inhibitive efficiency is azide, ferricyanide, nitrite, chromate, benzoate, ferrocyanide, phosphate,
tellurate, hydroxide, carbonate, chlorate, o-chlorbenzoate, bicarbonates fluoride, nitrate, and formate.
■
pH. Inhibitive anions are effective in preventing iron corrosion
only at pH values more alkaline than a critical value. This critical
pH depends on the anion.
■
Dissolved oxygen concentration and supply. Inhibition of the corrosion of iron by anions requires a critical minimum degree of oxidizing power in the solution. This is normally supplied by the dissolved
oxygen present in air-saturated solutions.
■
Aggressive anion concentration. When aggressive anions are present in the solution, the critical concentrations of inhibitive anions
required for protection of iron are increased. It has been shown that
the relationship between the maximum concentration of aggressive
anion Cagg permitting full protection by a given concentration of
inhibitive anion Cinh is of the form
log Cinh n log Cagg K
where K is a constant dependent on the nature of the inhibitive and
aggressive anions, and n is an exponent that is approximately the
850
Chapter Ten
ratio of the valency of the inhibitive anion to the valency of the
aggressive anion
■
Nature of the metal surface. The critical concentration of an anion
required to inhibit the corrosion of iron may increase with increasing surface roughness.
■
Temperature. In general, the critical concentrations of anions (e.g.,
benzoate, chromate, and nitrite) required for the protection of steel
increase as the temperature increases.
The effects of inhibitive and aggressive anions on the corrosion
of zinc are broadly similar to the effects observed with iron. Thus with
increasing concentration, anions tend to promote corrosion but may
give inhibition above a critical concentration. Inhibition of zinc corrosion is somewhat more difficult than that of iron (e.g., nitrite and benzoate are not efficient inhibitors for zinc). However, inhibition of zinc
corrosion is observed in the presence of anions such as chromates,
borate, and nitrocinnamate, which are also good inhibitors for the corrosion of iron. Anions such as sulfate, chloride, and nitrate are aggressive toward zinc and prevent protection by inhibitive anions. The
presence of dissolved oxygen in the solution is essential for protection
by inhibitive anions. As in the case of iron, pressures of oxygen greater
than atmospheric or an increase in oxygen supply by rapid stirring can
lead to the protection of zinc in distilled water. Inhibition of zinc corrosion occurs most readily in the pH range of 9 to 12, which corresponds approximately to the region of minimum solubility of zinc
hydroxide.
The ways in which inhibitive anions affect the corrosion of zinc are
mainly similar to those described above for iron. In inhibition by chromate, localized uptake of chromium has been shown to occur at low
chromate concentrations and in the presence of chloride ions.
Inhibitive anions also promote the passivation of zinc (e.g., passivation
is much easier in solutions of the inhibitive anion, borate, than in solutions of the noninhibitive anions, carbonate and bicarbonate). A critical inhibition potential, analogous to that on iron, has been observed
for zinc in borate solutions. Thus inhibitive anions promote repair of
the oxide film on zinc by repassivation with zinc oxide.
Zinc.
Aluminum. When aluminum is immersed in water, the air-formed
oxide film of amorphous -alumina initially thickens (at a faster rate
than in air) and then an outer layer of crystalline hydrated alumina
forms, which eventually tends to stifle the reaction. In near-neutral airsaturated solutions, the corrosion of aluminum is generally inhibited
by anions that are inhibitive for iron (e.g., chromate, benzoate, phos-
Corrosion Inhibitors
851
phate, and acetate). Inhibition also occurs in solutions containing sulfate or nitrate ions, which are aggressive toward iron. Aggressive anions
for aluminum include the halide ions, F, Cl, Br, I, which cause pitting attack, and anions that form soluble complexes with aluminum
(e.g., citrate and tartrate), which cause general attack. Competitive
effects, similar to those observed on iron, are observed in the action of
mixtures of inhibitive anions and chloride ions on aluminum.
In near-neutral and deaerated solutions, the oxide film on anodized
aluminum is stable and protective in distilled water and chloride solutions, as well as in solutions of inhibitive anions. Thus the inhibition
of aluminum corrosion by anions differs from that of iron or zinc in
that the presence of dissolved oxygen in the solution is not necessary
to stabilize the oxide film. In corrosion inhibition by chromate ions,
their interaction with the oxide film on aluminum has been shown to
result in the formation of an outer layer of the film that is more protective due to its high electronic resistance and low dissolution rate.
Chromate ions were also found to prevent the uptake and penetration
of chloride ions into the aluminum oxide film.
Copper. Little work has been carried out on the mechanism of inhibi-
tion by anions of copper corrosion in neutral solutions. Inhibition
occurs in solutions containing chromate, benzoate, or nitrite ions.
Chloride and sulfide ions are aggressive, and there is some evidence
that chloride ions can be taken up into the cuprous oxide film on copper to replace oxide ions and create cuprous ion vacancies that permit
easier diffusion of cuprous ions through the film, thus increasing the
corrosion rate.
Copper corrosion can also be effectively inhibited in neutral solution by organic compounds of low molecular weight, such as benzotriazole and 2-mercaptobenzothiazole. Benzotriazole is particularly
effective in preventing the tarnishing and dissolution of copper in
chloride solutions. In the presence of benzotriazole, the anodic dissolution, oxide film growth, and dissolved oxygen reduction reactions
are all inhibited, indicating strong adsorption of the inhibitor on the
cuprous oxide surface.
10.3.3
Inhibitors for oil and gas systems
Even in early days, oil producers applied numerous chemical compounds, sometimes with success, to minimize corrosion damage in the
oil wells themselves and in surface handling equipment. Once amines
and imidazolines came into use, corrosion inhibition in oil wells
became dramatically more effective. Modern inhibitors are applied in
the field, continuously or by periodic batch, at concentrations of 15 to
852
Chapter Ten
50 ppm, based on total liquid production. A much wider variety of
inhibitor chemistry is available today for combating oil-field corrosion
than existed only a decade ago. In recent years, organic molecules containing sulfur, phosphorus, and nitrogen in various combinations have
been developed. These inhibitor types have extended the performance
of oil-field inhibitors, particularly in the directions of being tolerant of
oxygen contamination and of controlling corrosion associated with
high CO2, low H2S conditions.7
Most of the inhibitors currently used in producing wells are organic
nitrogenous compounds. The basic types have long-chain hydrocarbons (usually C18) as a part of the structure. Most inhibitors in successful use today are either based on the long-chain aliphatic diamine,
or on long carbon chain imidazolines. Various modifications of these
structures have been made to change the physical properties of the
material (e.g., ethylene oxide is commonly reacted with these compounds in various molecular percentages to give polyoxy-ethylene
derivatives that have varying degrees of brine dispersibility). Many
carboxylic acids are used to make salts of these amines or imidazolines. Inhibitors in general petroleum production can be classified as
follows:8
■
Amides/imidazolines
■
Salts of nitrogenous molecules with carboxylic acids
■
Nitrogen quaternaries
■
Polyoxyalkylated amines, amides, and imidazolines
■
Nitrogen heterocyclics and compounds containing P, S, O
There are several hypotheses and theories concerning the inhibitive
action of the long-chain nitrogenous compounds. One of the classical
concepts is the so-called sandwich theory in which the bottom part of
the sandwich is the bond between the polar end of the molecule and
the metal surface. The strength of the protective action depends on
this bond. The center portion of the sandwich is the nonpolar end of
the molecule and its contribution toward protection is the degree to
which this portion of the molecule can cover or wet the surface. The top
portion of the protective sandwich is the hydrophobic layer of oil
attached to the long carbon tail of the inhibitor. This oil layer serves as
the external protective film, covering the inhibitor film and creating a
barrier to both outward diffusion of ferrous ion and inward diffusion of
corrosive species.
Water or water solutions of salts alone will not cause damaging corrosion unless they contain specific corrodents, such as CO2, H2S, and
their products of dissolution. Oil and gas wells are either sweet or sour.
Corrosion Inhibitors
853
Sweet wells do not contain hydrogen sulfide, whereas sour wells do.
The source of CO2 can be mineral dissolution or a by-product of the
petroleum-forming process. The source of H2S can be dissolution of
mineral deposits in the rocks, a by-product of the petroleum-forming
process, or bacterial action at any time in the history of the petroleum
deposit. Oxygen always originates from air and can only come in contact with petroleum fluids after the recovery process begins. It does
not exist in the undisturbed hydrocarbon deposit.
The dissolution products of H2S in oil-field waters will be dissolved
hydrogen sulfide molecules (H2S) and bisulfide ions (HS), and the dissolution products of CO2 will be dissolved CO2 molecules (some
hydrate to form H2CO3) and bicarbonate (HCO3) ions. The pH of these
waters is not basic enough to produce appreciable amounts of sulfide
or carbonate ions. However, damaging corrosion in the oil field nearly
always takes localized forms, often pitting. Corrosion pits in oil-field
steels typically penetrate at 10 to 100 times the rate of uniform corrosion. Pit growth in steels exposed to brine, an active corrosion system,
occurs because of a galvanic couple between filmed metal and relatively bare metal.
Sweet corrosion. Corrosion in CO2 gas wells can be divided into three
temperature regimes. Below 60°C, the corrosion product is nonprotective and high corrosion rates will occur. Above approximately 150°C,
magnetite is formed, and the wells are not corrosive except in the presence of high brine levels. In the middle temperature regime, in which
most gas well conditions lie, the iron carbonate corrosion product layer
is protective but is affected adversely by chlorides and fluid velocity.7
One of the important physical properties of oil-field inhibitors is
their volubility or dispersibility characteristic in the oil and the brine
being produced. An inhibitor, properly chosen on the basis of the corrosion mechanism, will not be effective if it does not have access to the
corroding metal. When it comes to treating oil and gas wells, there are
also some important differences. The distinction between an oil well
and a gas well is not clear cut. Often the distinction is made on the
basis of economics or workload balance within a producing company.
The facts that many oil wells produce a considerable volume of gas and
many gas wells produce a considerable volume of liquid, plus the fact
that wells often experience a shift in production during their lifetime,
make a technical distinction difficult. However, there are more important differences. Typical gas wells are much hotter than oil wells, and
the hydrocarbon liquids are much lighter. Gas wells are normally
much deeper and usually produce lower total dissolved solids (TDS)
brines. Oxygen is not a factor to consider in gas well corrosion but can
cause major problems in artificial lift oil wells.
854
Chapter Ten
Due to the large temperature gradient in many gas wells, corrosion
mechanisms can change, resulting in different types of corrosion in the
same well, whereas oil wells do not exhibit this behavior. Normally, oil
wells produce more liquid than gas wells, resulting in a shorter treatment life when batch treated. Because corrosion in oil wells is electrochemical in nature, an electrolyte must be present for corrosion to
occur. In oil wells, the source of the water is nearly always the producing formation, and the water will contain dissolved salts in concentrations ranging from traces to saturation. Water associated with
corrosion may be in a thin layer, in droplets, or even the major phase.
Results of the study of corrosion control by inhibitors in producing oil
wells in carbon dioxide flooded fields8 showed imidazolines are successful in protection in CO2 brines. The inhibitor was found to be incorporated in the carbonate corrosion product layer but was still more
effective if the surface film contained sulfide. Also, better results were
obtained with inhibitors, such as nitrogen-phosphorus compounds or
compounds with sulfur in the organic molecules.
Sour corrosion. In sour wells, hydrogen sulfide is the primary corro-
sive agent, and frequently carbon dioxide is present as well. The presence of various iron sulfides in the corrosion products at different
concentrations of hydrogen sulfide has been identified. Based on this
evidence the net corrosion reaction due to hydrogen sulfide can be
written as follows:
Fe H2S → FeS 2 H 2 e
(10.6)
The most probable mechanism to explain the accelerating effect of
hydrogen sulfide involves the formation of a molecular surface complex that can yield hydrogen atoms according to Eqs. (10.7) to (10.9).
Some of the hydrogen produced in the process [Eq. (10.9)] may recombine to form molecular gaseous hydrogen, whereas some can diffuse in
the metal and eventually cause blistering or hydrogen induced cracking.9
Fe HS → Fe (HS)ads
(10.7)
Fe (HS)ads H → Fe (H-S-H)ads
(10.8)
Fe (H-S-H)ads e → Fe (HS )ads Hads
(10.9)
Corrosion inhibitors used in the past to combat corrosion in sour
wells include aldehydes, cyanamide thiourea, and urea derivatives.
The most widely used inhibitors are organic amines. Although organic
amines are known to be less effective inhibitors in acid solution, inhibition by amines in the presence of hydrogen sulfide is greatly
Corrosion Inhibitors
855
enhanced.9 Oil-field inhibitors function by incorporating into a thin
layer of corrosion product on the metal surface. This surface film may
be a sulfide or a carbonate and may be anaerobic or partially oxidized.
Some types of inhibitor molecules incorporate better in one type of film
than others. For example, amine inhibitors are not effective when oxygen is present. Inhibitor molecules containing nitrogen (e.g., imidazolines) will incorporate into either sulfide or carbonate films but are
more effective when the film contains some sulfide.
An important procedure for stimulation of oil and gas well
production is acidizing. Because of the very low permeability of certain
formations containing hydrocarbons, these are not able to flow readily
into the well. Formations composed of limestone or dolomite may be
treated with HCl or, if the rock is sandstone, a mixture containing HF.
In the acidizing treatment, the acid (e.g., HCl, at a concentration of 7
to 28%) is pumped down the tubing into the well where it enters the
perforations and contacts the formation; the acid etches channels that
provide a way for oil and gas to enter the well.8 Many inhibitors are
used for well acidizing operations, mainly high molecular weight
nitrogenous compounds such as those used in primary production or
the reaction products of these compounds with unsaturated alcohols.
Many of those commercial inhibitors contain alkyl or alkylaryl nitrogen compounds and acetylenic alcohols, such as 1-octyn-3-ol. These
products present serious handling problems because they are very toxic; this can determine which product is actually used by an operator.
Furthermore, their effectiveness is limited both in efficiency and time.
Acid soaks normally last between 12 and 24 h, after which time
inhibitor efficiency can start to fall off alarmingly.
Oxygen-containing inhibitors that are successful in concentrated
HCl include cinnamaldehyde and the alkynols containing unsaturated
groups conjugated with the oxygen function described as alphaalkenylphenones.8 They provide, especially when mixed with small
amounts of surfactants, protection similar to that obtained with
acetylenic alcohols.
Acidizing.
Oil-producing formations originally contain no oxygen. During the process of bringing oil to the surface, oxygen from air contamination may dissolve into produced fluids. This
oxygen has three consequences:
Oxygen-influenced corrosion.
1. Oxygen can readily accept electrons, so it increases the rate of
corrosion.
2. The nature of the surface corrosion product changes, so the chemical properties required for effective inhibitor incorporation change.
856
Chapter Ten
3. Oxidation of certain ions in solution leads to increased precipitation
of solid phases.
Air may be pulled into the annuli of wells having little gas pressure
as a consequence of the artificial lift process or of negative-pressure gas
gathering systems. In some cases, in situ combustion stimulation can
introduce oxygen into the formation itself. On the surface, small
amounts of oxygen can be introduced into production liquids by leaking
pump packing or direct contact during storage.10
In water flooding, the same types of inhibitors as described for primary production are currently used. The most effective and most frequently used are the quaternary ions of the fatty or the imidazoline
types. They are also good bactericides and dispersive agents.
Combination of amino-methylene phosphonate and zinc salts have been
used successfully in circulating water systems and have provided more
effective protection than the inorganic phosphate-zinc salts. Organic
sulfonates have recently been introduced into practice.
Oxygen is practically always present in drilling muds. The most
effective control of oxygen corrosion would be to keep it out of the system, but this is difficult because the drilling fluid is exposed to the
atmosphere as it circulates through the pit. The attack is almost
always in the form of pitting, which in a short time can produce irreversible damage to drilling equipment. Oxygen activity in drilling
muds is determined by the interplay of a number of factors. For example, phosphorus compounds such as sodium hexametaphosphate,
phosphate esters of organic alcohol, and organic phosphonates may act
as anodic inhibitors, but a precaution is required in their use because
they have a strong tendency to thin nondispersed muds. Tannins and
lignins are thinners for high-solid muds, and they also have a certain
inhibitive influence.
The selection of an inhibitor is of prime importance, but the proper application of an inhibitor is even more
important. If an inhibitor does not reach the corrosive areas, it cannot
be effective. Maximum corrosion protection can be achieved by continuous injection of inhibitor through a dual tubing string (kill
string), a capillary tubing, a side mandrel valve, or even perforated
tubing. Any of these methods will supply a continuous residual of
inhibitor to maintain corrosion protection. Treating rates or inhibitor
concentrations are best based on the volume of fluid produced and can
range from near 50 ppm to over 1000 ppm, depending on the severity
of the conditions.7
Many gas wells are not equipped with facilities for continuous treatment and must be treated by some type of batch or slug treatment. The
Application methods.
Corrosion Inhibitors
857
most commonly used method is the batch or short-batch treatment in
which a volume of inhibitor solution (typically 2 to 10%) is injected into
a shut-in well and allowed to fall to the bottom. Fall rates are a function of solution viscosity. The common failure of this method is not
allowing sufficient time for the inhibitor to reach the hole bottom. A
variation on this method is the tubing displacement treatment in
which the inhibitor solution is pushed to the bottom by diesel or condensate. This guarantees the inhibitor reaching bottom hole, but it can
kill low-pressure wells and is more costly.
Sometimes a short batch is forced down with a nitrogen displacement or compressed gas to speed up the fall rate and reduce shut-in
time. An inhibitor squeeze is sometimes used to try to get a longer
return time and simulate a continuous treatment. However, there is
always the concern of formation damage with squeezes and with tubing displacements.
10.3.4
Atmospheric and gaseous corrosion
VCIs represent a very economical and powerful tool in combating the
atmospheric or gaseous corrosion damage done to metals and alloys.
Volatile corrosion inhibition is based on conditioning of the environment with trace amounts of inhibitive material to achieve a protective
effect. A VCI compound, in addition to being volatile, is required to promote electrochemical effects such as change of the potential in the diffuse part of the double layer that controls the migration of components
of the electrode reactions.
The first condition for good efficiency of a vapor phase inhibitor is its
capability to reach the metallic surface to be protected. The second is
that the rate of transfer of the molecule should not be too slow to prevent an initial attack of the metal surface by the aggressive environment before the inhibitor can act. These two conditions are related
partly to the vapor pressure of the inhibitor, partly to the distance
between the source(s) of the inhibitor and the metal surfaces, and
partly to the accessibility of the surfaces.11
The vapor pressure of a chemical compound will depend upon the
structure of the crystal lattice and the character of the atomic bonds in
the molecule. In this respect, organic components of the molecule will
generally ensure its volatility. A convenient volatile inhibitor should
not have too high a vapor pressure, because it will be lost as a result
of the fact that enclosures are generally not airtight; protection will
then drop. A convenient partial vapor pressure for efficient compounds
will lie between 105 and 101 mm Hg (i.e., 103 to 10 Pa).
By definition, only compounds that have an appreciable vapor pressure under atmospheric conditions and can act as electrolyte layer
858
Chapter Ten
inhibitors by electrochemically changing the kinetics of electrode reactions should be classified as VCIs. Neutralizing amines have an appreciable vapor pressure and are effective inhibitors for ferrous metals,
but their mechanism is based on adjusting the pH value of the electrolyte, thus creating conditions that are inhospitable for rust formation. Hence, they should not necessarily be classified as volatile
corrosion inhibitors .
Volatile compounds reach the protective vapor concentration rapidly,
but in the case of enclosures that are not airtight, the consumption of
inhibitor is excessive and the effective protective period is short. Low
vapor pressure inhibitors are not rapidly exhausted and can ensure
more durable protection. However, more time is required to achieve a
protective vapor concentration. Furthermore, there is a possibility of
corrosion occurring during the initial period of saturation, and if the
space is not hermetically sealed, an effective inhibitor concentration
may never be obtained. Therefore, the chemical compound used as a
volatile inhibitor must not have too high or too low a vapor pressure,
but some optimum vapor pressure.12
The comparison between the vapor pressure of a compound and its
molecular heat of sublimation shows a marked decrease in vapor pressure values with an increase in heat of sublimation. A plausible explanation is that a decrease in vapor pressure is caused by steric
intermolecular actions between functional groups and by an increase
in molecular weight of the compound (Table 10.3).12
It is significant that the most effective volatile corrosion inhibitors
are the products of the reaction of a weak volatile base with a weak
volatile acid. Such substances, although ionized in aqueous solutions,
undergo substantial hydrolysis, the extent of which is almost indepen-
TABLE 10.3
Saturated Vapor Pressures of Common VCIs
Substance
Temperature,
°C
Vapor pressure,
mm Hg
Morpholine
Benzylamine
Cyclohexylamine carbonate
Diisopropylamine nitrite
Morpholine nitrite
Dicyclohexylamine nitrite
Cyclohexylamine benzoate
Dicyclohexylamine caprylate
Guanadine chromate
Hexamethyleneimine benzoate
Hexamethyleneamine nitrobenzoate
Dicyclohexylamine benzoate
20
29
25.3
21
21
21
21
21
21
41
41
41
8.0
1.0
0.397
4.84 103
3 103
1.3 104
8 105
5.5 104
1 105
8 104
1 106
1.2 106
Melting
point, °C
139
179
64
136
210
Corrosion Inhibitors
859
dent of concentration. In the case of the amine nitrites and amine carboxylates, the net result of those reactions may be expressed as
H2O R2NH2NO2 → (R2NH2):OH H :(NO2)
(10.10)
The nature of the adsorbed film formed at the steel-water interface
is an important factor controlling the efficiency of VCIs. Metal surfaces exposed to vapors from VCIs in closed containers give evidence
of having been covered by a hydrophobic-adsorbed layer. The contact
angle of distilled water on such surfaces increases with time of exposure. Experimental studies on the adsorption of volatile inhibitors
from the gas phase confirm the assumption that the VCIs react with
the metal surface, thus providing corrosion protection. When a steel
electrode is exposed to vapors of a VCI, the steady-state electrode
potential shifts considerably into the region of positive values. The
higher the vapor pressure, the stronger the shift of the electrode
potential in the positive direction. Inhibitor adsorption is not a
momentary process and requires much time for completion. This indicates that the adsorption is chemical and not physical in nature,
resulting in a chemisorbed layer on the metal surface. In proper conditions, the inhibitor molecule will become dissociated or undissociated
from the vapor phase and will dissolve into the water layer, with several possible effects (i.e., on the pH, surface wetting, and electrochemical processes at the metal/aqueous film interface).
It is well known, and shown in potential-pH diagrams, that an alkalization of the corrosive medium has a beneficial effect on the corrosion
resistance of some metals, notably ferrous metals. Cyclohexylamine
and dicyclohexylamine are moderately strong bases (pKa 10.66 and
11.25, respectively). The pH of the solutions of their salts with weak
acids will depend on the pKa of the acid. For example, cyclohexylamine
carbonate will have a rather alkaline pH (pKa for carbonic acid: 6.37),
whereas dicyclohexyl ammonium nitrite will have a neutral pH (pKa
3.37 for nitrous acid). Guanidine is a strong base (pKa 13.54) and is
mainly used as an additive in VCI formulations to adjust the alkalinity. Buffers (sodium tetraborate, etc.) may have to be used to maintain
the pH of a VCI formulation at a convenient level.
The effect of a volatile inhibitor on the electrochemical processes at
the metal surface is first evidenced by the shift in the steady-state electrode potential when an electrode is exposed to vapors of the volatile
inhibitor.11 The positive shift generally observed with most of the VCIs
on ferrous metals is indicative of a preferentially anodic effect of the
inhibitors. This anodic effect may be related either to a simple blocking
effect of the anodic sites by the amine part of the inhibitors or to the
contribution of the anionic component (i.e., the weak acid component).
860
Chapter Ten
In the case of nitrobenzoates, for example, it has been claimed that an
acceleration of the cathodic partial process by reduction of the nitro
group may lead, in addition to the effect of oxygen in the thin electrolyte layer, to a complete passivation of iron or ordinary steels.
Contributions from the two parts of the dissociated molecule to the
inhibitive effect is very likely and explains a synergistic effect of the
inhibitor at the cathodic and anodic sites, as was suggested long ago.
For example, it was shown by autoradiographic studies that the dissociation products of cyclohexylamine carbonate act separately on anodic
and cathodic sites, with the former effect predominating.11
10.4 Selection of an Inhibitor System
Proper choices of inhibitors should be made by matching the appropriate inhibitor chemistry with the corrosion conditions and by selection
of appropriate physical properties for the application conditions.
Method of application and system characteristics must be considered
when selecting physical properties of an inhibitor.
Inhibitor selection begins with the choice of physical properties.
Must the inhibitor be a solid or liquid? Are melting and freezing points
of importance? Is degradation with time and temperature critical?
Must it be compatible with other system additives? Are specific solubility characteristics required? This list can be extensive but is important because it defines the domain of possible inhibitors. It must be the
first step of the inhibitor evaluation for any new system. The physical
measurements are those routinely done as part of minimal quality
acceptance testing.
In choosing between possible inhibitors, the simplest corrosion tests
should be done first to screen out unsuitable candidates. The philosophy of initial screening tests should be that poorly performing candidates are not carried forward. An inhibitor that does poorly in early
screening tests might actually do well in the actual system, but the
user seldom has the resources to test all possible inhibitors. The
inhibitor user must employ test procedures that rigorously exclude
inferior inhibitors even though some good inhibitors may also be
excluded.
The challenge in inhibitor evaluation is to design experiments that
simulate the conditions of the real-world system. The variables that
must be considered include temperature, pressure, and velocity as well
as metal properties and corrosive environment chemistry. System corrosion failures are usually localized and attributed to micro conditions
at the failure site. Adequate testing must include the most severe conditions that can occur in the system and not be limited to macro or
Corrosion Inhibitors
861
average conditions. Examples of microenvironments are hot spots in
heat exchangers and highly turbulent flow at weld beads.
The practice of corrosion inhibition requires that the inhibitive
species should have easy access to the metal surface. Ideally, surfaces
should therefore be clean and not contaminated by oil, grease, corrosion products, water hardness scales, and so forth. Furthermore, care
should be taken to avoid the presence of deposited solid particles. This
conditioning is often difficult to achieve, and there are many cases
where less than adequate consideration has been given to the preparation of systems to receive inhibitive treatment.
It is also necessary to ensure that the inhibitor reaches all parts of
the metal surfaces. Care should be taken, particularly when first filling a system, that all dead ends, pockets, and crevice regions are contacted by the inhibited fluid. This will be encouraged in many systems
by movement of the fluid in service, but in nominally static systems it
will be desirable to establish a flow regime at intervals to provide
renewed supply of inhibitor.13
Inhibitors must be chosen after taking into account the nature and
combinations of metals present, the nature of the corrosive environment, and the operating conditions in terms of flow, temperature, and
heat transfer. Inhibitor concentrations should be checked on a regular
basis and losses restored either by appropriate additions of inhibitor
or by complete replacement of the whole fluid as recommended, for
example, with engine coolants. Where possible, some form of continuous monitoring should be employed, although it must be remembered
that the results from monitoring devices, probes, coupons, and so
forth, refer to the behavior of that particular component at that particular part of the system. Nevertheless, despite this caution, it must
be recognized that corrosion monitoring in an inhibited system is well
established and widely used.
References
1. Jones, L. W., Corrosion and Water Technology for Petroleum Producers, Tulsa, Okla,
Oil and Gas Consultants International, 1988.
2. Hackerman, N., and Snaveley, E. S., Inhibitors, in Brasunas, A. de S. (ed.), Corrosion
Basics, Houston, Tex., NACE International, 1984, pp. 127–146.
3. Chen, C. M., and Theus, G. J., Chemistry of Corrosion-Producing Salts in Light
Water Reactors, Report NP-2298, Palo Alto, Cal., Electric Power Research Institute,
1982.
4. Hugel, G., Corrosion Inhibitors—Study of their Activity Mechanism, in 1st European
Symposium on Corrosion Inhibitors, Ferrara, Italy, U. of Ferrara, 1960.
5. Stern, M., Method for Determining Corrosion Rates from Linear Polarization Data,
Corrosion, 14(9):440–444 (1958).
6. Stern M., and Geary, A. L., Electrochemical Polarization I: A Theoretical Analysis of
the Slope of Polarization Curves, Journal of the Electrochemical Society,
104(1):559–563 (1957).
862
Chapter Ten
7. French, E. C., Martin, R. L., and Dougherty, J. A., Corrosion and Its Inhibition in Oil
and Gas Wells, in Raman, A., and Labine, P. (eds.), Reviews on Corrosion Inhibitor
Science and Technology, Houston, Tex., NACE International, 1993, pp. II-1-1–II-1-25.
8. Lahodny-Sarc, O., Corrosion Inhibition in Oil and Gas Drilling and Production
Operations, in A Working Party Report on Corrosion Inhibitors, London, U.K., The
Institute of Materials, 1994, pp. 104–120.
9. Sastri, V. S., Roberge, P. R., and Perumareddi, J. R., Selection of Inhibitors Based on
Theoretical Considerations, in Roberge, P. R., Szklarz, K., and Sastri, S. (eds.),
Material Performance: Sulphur and Energy, Montreal, Canada, Canadian Institute
of Mining, Metallurgy and Petroleum, 1992, pp. 45–54.
10. Thomas, J. G. N., The Mechanism of Corrosion, in Shreir, L. L., Jarman, R. A., and
Burstein, G. T. (eds.), Corrosion Control, Oxford, UK, Butterworths Heinemann,
1994, pp. 17:40–17:65.
11. Fiaud, C., Theory and Practice of Vapour Phase Inhibitors, in A Working Party
Report on Corrosion Inhibitors, London, U.K., The Institute of Materials, 1994, pp.
1–11.
12. Miksic, B. A., Use of Vapor Phase Inhibitors for Corrosion Protection of Metal
Products, in Raman, A., and Labine, P. (eds.), Reviews on Corrosion Inhibitor Science
and Technology, Houston, Tex., NACE International, 1993, pp. II-16-1–II-16-13.
13. Mercer, A. D., Corrosion Inhibition: Principles and Practice, in Shreir, L. L., Jarman,
R. A., and Burstein, G.T. (eds.), Corrosion Control, Oxford, UK, Butterworths
Heinemann, 1994, pp. 17:11–17:39.
Chapter
11
Cathodic Protection
11.1 Introduction
Theoretical basis
864
11.1.2
Protection criteria
866
11.1.3
Measuring potentials for protection criteria
11.2 Sacrificial Anode CP Systems
867
871
11.2.1
Anode requirements
11.2.2
Anode materials and performance characteristics
873
11.2.3
System design and installation
874
11.3 Impressed Current Systems
872
878
11.3.1
Impressed current anodes
11.3.2
Impressed current anodes for buried applications
881
11.3.3
Ground beds for buried structures
884
11.3.4
System design
885
11.4 Current Distribution and Interference Issues
880
886
11.4.1
Corrosion damage under disbonded coatings
886
11.4.2
General current distribution and attenuation
888
11.4.3
Stray currents
892
11.5 Monitoring the Performance of CP Systems for
Buried Pipelines
904
11.5.1
CP system hardware performance monitoring
904
11.5.2
Structure condition monitoring
905
References
11.1
863
11.1.1
919
Introduction
The basic principle of cathodic protection (CP) is a simple one.
Through the application of a cathodic current onto a protected structure, anodic dissolution is minimized. Cathodic protection is often
applied to coated structures, with the coating providing the primary
form of corrosion protection. The CP current requirements tend to be
excessive for uncoated systems. The first application of CP dates back
863
864
Chapter Eleven
to 1824, long before its theoretical foundation was established. This
chapter deals mainly with CP related to buried pipelines, an important application field. Other common CP installations include buried
tanks, marine structures such as offshore platforms, and reinforcing
steel in concrete.
11.1.1
Theoretical basis
The CP principle is illustrated in Fig. 11.1 for a buried pipeline, with
the electrons supplied to the pipeline by using a dc source and an ancillary anode. In the case of a coated pipeline, it should be noted that current (using the conventional direction) is flowing to the areas as the
coating is defective. The nonuniform current flux arising from the particular geometry in Fig. 11.1 is also noteworthy. Furthermore, it
should be noted that an electron current flows along the electric cables
connecting the anode to the cathode, and ionic current flows in the soil
between the anode and cathode to complete the circuit.
Coating discontinuity
at pipe wall
Current
flow
(
Electron flow)
Cathode (pipe)
DC Power
Supply
Anode
Figure 11.1 Current flow and distribution in cathodic protection of a pipeline (schemat-
ic). Note the current flow for a coated pipeline at a coating discontinuity.
Cathodic Protection
865
An Evans diagram can provide the theoretical basis of CP. Such a
diagram is shown schematically in Fig. 11.2, with the anodic metal
dissolution reaction under activation control and the cathodic reaction diffusion limited at higher density. As the applied cathodic current density is stepped up, the potential of the metal decreases, and
the anodic dissolution rate is reduced accordingly. Considering the
logarithmic current scale, for each increment that the potential of
the metal is reduced, the current requirements tend to increase
exponentially.
In anaerobic, acidic environments the hydrogen evolution reaction
tends to occur at the cathodically protected structure, whereas oxygen reduction is a likely cathodic reaction in aerated, near-neutral
environments:
2H 2e → H2
(anaerobic, acidic environments)
O2 2H2O 4e → 4OH
(near-neutral environments)
Potential
Cathodic reaction
under diffusion control
Anodic reaction
under activation control
Potential of
structure
without CP
Potential of
structure
with CP
Increasing CP current
requirements as
potential of
structure is
lowered
Current density required
in application of CP
Corrosion current
density with CP
Corrosion current
density without CP
Log Current
Density
Figure 11.2 Evans diagram illustrating the increasing CP current requirements as the
potential of the structure is lowered to reduce the anodic dissolution rate.
866
Chapter Eleven
The production of hydroxide ions, leading to alkaline surface conditions, should be noted in the oxygen reduction reaction. Pourbaix diagrams are useful to determine the possible cathodic reactions as a
function of the potential of the cathodically polarized structure.
Combinations of different thermodynamically stable reactions can
occur in practice.
The balancing anode reactions depend on the material of the anode
and the environment. The following are examples of reactions at the
anodes of a CP system:
M → Mn ne
(for a consumable anode)
2H2O → O2 4H 4e
2Cl → Cl2 2e
11.1.2
(inert anode)
(inert anode in brackish environment)
Protection criteria
In practical terms, a decision has to be made concerning the level of
cathodic protection current that is applied. Too little current will lead
to excessive corrosion damage, whereas excessive current (or “overprotection”) can lead to disbonding of coatings and hydrogen embrittlement. Furthermore, corroding structures do not have uniform
corrosion potentials or protection requirements over their entire surface. Practical protection criteria need to take such variations into
account. The following is a list of protection criteria that have been
proposed for buried steel structures:
■
Potential of structure 850 mV w.r.t. saturated Cu/CuSO4 reference electrode (under aerobic conditions)
■
Potential of structure 950 mV w.r.t. saturated Cu/CuSO4 reference electrode (under anaerobic conditions where microbial corrosion
may be a factor)
■
Negative potential shift of 300 mV when current is applied
■
Positive potential shift of 100 mV when the current is interrupted
The first criterion is probably the best known and widely used in
industry due to its ease of application. Using the Nernst equation and a
ferrous ion concentration of 106 M (a criterion commonly used to define
negligible corrosion in thermodynamics), a potential for steel of 930 mV
w.r.t. Cu/CuSO4 can be derived, which is somewhat more negative than
this criterion. The satisfactory performance under the less stringent
potential requirement may be related to the formation of protective ferrous hydroxide on the surface. Strictly speaking, potential protection cri-
Cathodic Protection
867
teria are based on the potential of the structure at the soil interface.
Actual measurements performed by placing the reference electrode some
distance away from the structure usually have to be corrected.
The potential shift criteria require measurements with the CP system
in the ON and OFF conditions. Ohmic drop errors (see section below) can
invalidate the 300-mV shift criterion. The 100-mV shift criterion may be
useful for preventing overprotection. Table 11.11, provides further information on desirable and undesirable potential ranges for buried steel.
The harmful effects of overprotection are included in this table.
Different protection criteria are required for different materialenvironment combinations. Other construction materials commonly
used in buried applications, such as copper, aluminum, and lead, have
different potential criteria than those given for steel above. Table 11.2
provides a comprehensive listing of cathodic protection criteria for different materials and environments. It should be noted that excessively
negative potentials can be damaging to materials such as lead and
aluminum and their alloys, due to the formation of alkaline species at
the cathode.
11.1.3 Measuring potentials for protection
criteria
Strictly speaking, the potential protection criteria outlined above refer
to the structure-to-soil potential. However, in practice, it is clearly difficult to measure this potential of, say, a buried pipeline. In principle,
a reference would have to be placed in the soil surrounding the
pipeline, at an “infinitely” small distance away from the pipeline surface. When a reference electrode is placed at ground level to measure
the potential of the cathodically protected pipeline, this measurement
will contain two components: (1) the pipe-to-soil potential and (2) the
so-called IR drop (Fig. 11.3). The IR drop error arises from the fact that
TABLE 11.1 Relationship between Potential and Corrosion Risk for
Buried Steel
Potential (V vs. Cu/CuSO4)
0.5 to 0.6
0.6 to 0.7
0.7 to 0.8
0.8 to 0.9
0.9 to 1.0
1.0 to 1.1
1.1 to 1.4
Condition of steel
Intense corrosion
Corrosion
Some protection
Cathodic protection
Some overprotection
Increased overprotection
Increasingly severe overprotection, coating
disbondment and blistering, increasing
risk of hydrogen embrittlement
868
TABLE 11.2
Selected Cathodic Protection Criteria for Different Materials
Material
Buried steel and cast iron
(not applicable to
applications in concrete)
CP criteria
Standard/reference
850 mV vs. Cu/CuSO4
NACE Standard RP0169-83
Minimum negative 300-mV shift under application of CP
Minimum positive 100-mV shift when depolarizing (after CP current
switched off)
850 mV vs. Cu/CuSO4 in aerobic environment
950 mV vs. Cu/CuSO4 in anaerobic environment
NACE Standard RP0169-83
NACE Standard RP0169-83
British Standard CP 1021:1973
British Standard CP 1021:1973
Steel (offshore pipelines)
850 mV vs. Cu/CuSO4
Minimum negative 300-mV shift under application of CP
Minimum positive 100-mV shift when depolarizing (after CP current
switched off)
NACE Standard RP0675-75
NACE Standard RP0675-75
Aluminum
Minimum negative potential shift of 150 mV under application of CP
Positive 100-mV shift when depolarizing (after CP current switched off)
Positive limit of 950 mV vs. Cu/CuSO4
Negative limit of 1200 mV vs. Cu/CuSO4
Negative limit of 1200 mV vs. Cu/CuSO4
NACE Standard RP0169-83
NACE Standard RP0169-83
British Standard CP 1021:1973
Copper
Positive 100-mV shift when depolarizing (after CP current switched off)
NACE Standard RP0169-83
Lead
650 mV vs. Cu/CuSO4
British Standard CP 1021:1973
Dissimilar metals
Protection potential of most reactive (anodic) material should be reached
NACE Standard RP0169-83
NACE Standard RP0675-75
NACE Standard RP0169-83
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Cathodic Protection
Reference Electrode
at Surface
EIR
EI
869
Voltmeter
Emeasured=EI + EIR
Soil
Pipe-Soil
Interface
Buried Pipeline Wall
Figure 11.3 Schematic illustration of the IR drop error introduced during pipeline potential
measurements at ground level. (EIR IR drop potential and EI pipe-to-soil potential.)
870
Chapter Eleven
current is flowing through the soil and that the soil between the
pipeline and the reference electrode has a certain electrical resistance.
Unfortunately, when a surface potential reading is made, the IR drop
error will tend to give a false sense of security. In the presence of the IR
drop, the pipeline potential will actually appear to be more negative
than the true pipe-to-soil potential. It is thus hardly surprising that
regulatory authorities are increasingly demanding that corrections for
the IR drop error be made in assessments of buried structures.
To minimize this fundamental error, it has become customary to conduct so-called instant OFF potential readings, mainly in the case of
impressed current cathodic protection systems. On the practical level, in
systems involving numerous buried sacrificial anodes such readings are
usually not possible. In this approach, the impressed CP current is
interrupted briefly to theoretically provide a “true” pipe-to-soil potential
reading. This momentary interruption of current theoretically produces
a reading free from undesirable IR drop effects. The theoretical basis for
this methodology is illustrated in Fig. 11.4. In practice, a so-called waveform analysis has to be performed to establish a suitable time interval
following the current interruption for defining the OFF potential. As
shown in Fig. 11.4, transient potential spikes tend to occur in the transition from the ON to the OFF potential, which should be avoided in establishing the OFF potential. There is thus no incentive to determine the OFF
potential as soon as possible after interrupting the current; rather time
More negative values
Potential
Anodic spike(s)
from switching
“Off” value
“On” value
Switch rectifier off
Time
Figure 11.4 Measurement of instant-OFF potentials, by interrupting the CP current sup-
ply (schematic).
Cathodic Protection
871
should be allowed for the spike(s) to dissipate. The total duration of the
OFF cycle is only of the order of 1 s or even shorter.
11.2
Sacrificial Anode CP Systems
Cathodic protection can be applied by connecting sacrificial anodes to
a structure. Basically, the principle is to create a galvanic cell, with the
anode representing the less noble material that is consumed in the galvanic interaction (Fig. 11.5). Ideally, the structure will be protected as
a result of the galvanic current flow. In practical applications a number of anodes usually have to be attached to a structure to ensure overall protection levels. The following advantages are associated with
sacrificial anode CP systems:
■
No external power sources required.
■
Ease of installation (and relatively low installation costs).
Ground Level
Current due to Electron Flow in Cable
Coated
Copper Cable
Backfill
Ionic Current in Soil
Sacrificial
Mg
Anode
Steel Pipe (Cathode)
Figure 11.5 Principle of cathodic protection with sacrificial anodes (schematic).
872
Chapter Eleven
■
Unlikely cathodic interference in other structures.
■
Low-maintenance systems (assuming low current demand).
■
System is essentially self-regulating.
■
Relatively low risk of overprotection.
■
Relatively uniform potential distributions.
Unfortunately, these relatively simple systems also have some limitations such as
■
Limited current and power output.
■
High-resistivity environments or large structures may require excessive number of electrodes. Maximum resistivity of 6000 to 10,000
cm is generally regarded as the limit, depending on coating quality.
■
Anodes may have to be replaced frequently under high current
demand.
■
Anodes can increase structural weight if directly attached to a
structure.
Typical applications include buried tanks, underground pipelines,
buried communication and power cables, water and gas distribution
systems, internal protection of heat exchangers and hot water tanks,
ships, and marine structures.
11.2.1
Anode requirements
The anode material must provide a certain driving voltage to generate
sufficient current to adequately protect a structure. The driving voltage
is defined as the difference in between the operating voltage of the anode
and the potential of the polarized structure it is protecting. A fundamental requirement is for the anode to have a stable operating potential over
a range of current outputs. This means that the operating potential
should lie very close to the free corrosion potential and that the corrosion
potential remains essentially unaffected by current flow. With such characteristics, it is said that sacrificial anode systems are self-regulating in
terms of potential. Furthermore, over its lifetime, an anode must consistently have a high capacity to deliver electric current per unit mass of
material consumed. The capacity is defined as the total charge (in
coulombs) delivered by the dissolution of a unit mass of the anode material. The theoretical capacity can be determined from Faraday’s law, and
the anode efficiency obtained in practice can be defined as
Efficiency
actual capacity
theoretical capacity
100%
Cathodic Protection
873
Ideally an anode will corrode uniformly and approach its theoretical
efficiency. Passivation of an anode is obviously undesirable. Ease of
manufacturing in bulk quantities and adequate mechanical properties
are also important.
11.2.2 Anode materials and performance
characteristics
For land-based CP applications of structural steel, anodes based on zinc
or magnesium are the most important. Zinc anodes employed underground are high-purity Zn alloys, as specified in ASTM B418-95a. Only
the Type II anodes in this standard are applicable to buried soil applications. The magnesium alloys are also high-purity grades and have the
advantage of a higher driving voltage. The low driving voltage of zinc
electrodes makes them unsuitable for highly resistive soil conditions.
The R892-91 guidelines of the Steel Tank Institute give the following driving voltages, assuming a structure potential of 850 mV versus CSE:
High potential magnesium.
0.95 V
High-purity zinc: 0.25 V
Magnesium anodes generally have a low efficiency at 50 percent or
even lower. The theoretical capacity is around 2200 Ah/kg. For zinc
anodes, the mass-based theoretical capacity is relatively low at 780
Ah/kg, but efficiencies are high at around 90 percent.
Anodes for industrial use are usually conveniently packaged in bags
prefilled with suitable backfill material. This material is important
because it is designed to maintain low resistivity (once wetted) and a
steady anode potential and also to minimize localized corrosion on the
anode.
The current output from an anode can be estimated from Dwight’s
equation (applicable to relatively long and widely spaced anodes) as
follows:
i
2 EL
ln (8L/D 1)
where i current output (A)
E driving voltage of the anode (V)
L anode length (cm)
soil resistivity (cm)
D anode diameter (cm)
The life expectancy of an anode is inversely proportional to the current flowing and can be estimated with the following expression:
874
Chapter Eleven
Lifetime
KUeW
i
where Lifetime anode life (years)
K
anode consumption factor (0.093 for Zn, 0.253 for
Mg)
U
utilization factor, a measure of the allowable anode
consumption before it is rendered ineffective (typically 0.85)
W
mass of the anode (kg)
e
efficiency of the anode (0.9 for Zn, 0.5 for Mg)
i
current output (A)
11.2.3
System design and installation
The design of CP systems lies in the domain of experienced specialists.
Only the basic steps involved in designing a sacrificial anode system
are outlined. Prior to any detailed design work a number of fundamental factors such as the protection criteria, the type and integrity of
the coating system, the risk of stray current corrosion, and the presence of neighboring structures that could be affected by the CP system
have to be defined.
Buried structures in soils. For structures buried in soil, such as
pipelines, the first step in detailed design is usually to determine the
resistivity of the soil (or other electrolyte). This variable is essential for
determining the anodes’ current output and is also a general measure
of the environmental corrosiveness. The resistivity essentially represents the electrical resistance of a standardized cube of material.
Certain measurement devices thus rely on measuring the resistance of
a soil sample placed in a standard box or tube. A common way to make
in situ measurement is by the so-called Wenner four-pin method. In
this method, four equally spaced pins are driven into the ground along
a straight line. The resistivity is derived from an induced current
between the outer pin pair and the potential difference established
between the inner pair. An additional type of resistivity measurement
is based on electromagnetic inductive methods using a transmitter
and pickup coils.
The second design step addresses electrical continuity and the use of
insulating flanges. These parameters will essentially define the structural area of influence of the CP system. To ensure protection over different structural sections that are joined mechanically, electrical
bonding is required. In complex structures, insulated flanges can
restrict the spread of the CP influence.
Cathodic Protection
875
In the third step the total current requirements are estimated. For
existing systems, the current that has to be applied to achieve a certain potential distribution can be measured, but this is not possible
for new systems. For the latter case, current requirements have to be
determined based on experience, with two important variables standing out: First, the type of environment has to be considered for specifying an adequate level of current density. For example, a soil
contaminated with active sulfate-reducing bacteria, leading to microbial corrosion effects, typically requires a higher current density for
protection. The second important variable is the surface area that
requires protection. The total current requirements obviously
decrease with increasing quality of the surface coating. Field-coated
structures usually have higher current requirements compared with
factory-coated structures. The effective exposed area of coated structures used for design purposes should take coating deterioration with
time into account.
Following the above, a suitable anode material can be selected,
together with the number of anodes and anode size for a suitable output and life combination. The anode spacing also has to be established
to obtain a suitable current distribution over the entire structure.
Provision also has to be made for test stations to facilitate basic performance monitoring of the CP system. There are two basic types of
test station. In one type, a connection to the pipe by means of a shielded
lead wire is provided at the surface. Such a connection is useful for
monitoring the potential of the pipeline relative to a reference electrode. The reference electrode may be a permanent installation. The
second type provides surface access to the anode-structure connection.
The current flowing from the anode to the structure can thereby be
conveniently monitored at the surface. More details may be found in
the publication of Peabody.2
In urban centers test stations are usually recessed into the ground
with their covers flush with the pavement (Fig. 11.6). In outlying rural
areas test stations tend to be above ground in the form of test posts. It
is important to record the location of each test station. In urban areas
a locating system based on street names and position relative to lot
lines is commonly used. Locations relative to landmarks can be used
in rural situations. A more recent option is the Global Positioning
System (GPS) for finding test stations in the field. The relevant GPS
coordinates obviously have to be recorded initially, before GPS positioning units can be used for locating test stations. Affordable handheld GPS systems are now readily available for locating rural test
stations with reasonable accuracy.
Professional installation procedures are a key requirement for
ensuring adequate performance of sacrificial anode CP systems.
876
Chapter Eleven
Figure 11.6 Ground-level test station used in urban areas.
Following successful design and installation, the system is essentially
self-regulating. Although the operating principles are relatively simple, attention to detail is required, for example, in establishing wire
connections to the structure. The R892-91 guidelines of the Steel Tank
Institute highlight the importance of an installation information package that should be made available to the system installer. The following are key information elements:
■
A site plan drawn to scale, identifying the size, quantity, and location
of anodes, location and types of test stations, layout of piping and
foundations
■
Detailed material specifications related to the anodes, test stations,
and coatings, including materials for coating application in the field
■
Site-specific installation instructions and/or manufacturer’s recommended installation procedures
■
Inspection and quality control procedures for the installation phase
Cathodic protection of submerged
marine structures such as steel jackets of offshore oil and gas platforms and pipelines is widely provided by sacrificial anode systems. A
Submerged marine structures.
Cathodic Protection
877
commonly used protection criterion for such steel structures is 800
mV relative to a silver/silver chloride-reference electrode. In offshore
applications, impressed current systems are more vulnerable to
mechanical wear and tear of cabling and anodes. Compared to soils,
seawater has a low resistivity, and the low driving voltages of sacrificial anodes are thus of lower concern in the sea. The sacrificial anodes
in offshore applications are usually based on aluminum or zinc. The
chemical composition of an aluminum alloy specified for protecting an
offshore gas pipeline is presented in Table 11.3 .3 Close control over
impurity elements is crucial to ensure satisfactory electrochemical
behavior. Sydberger, Edwards, and Tiller 4 have presented an excellent
overview of designing sacrificial anode systems for submerged marine
structures, using a conservative approach. A brief summary of this
publication follows.
One of the main benefits of adequate design and a conservative
design approach is that future monitoring and maintenance requirements will be minimal. Correct design also ensures that the system will
essentially be self-regulating. The anodes will “automatically” provide
increased current output if the structure potential shifts to more positive values, thereby counteracting this potential drift. Furthermore, a
conservative design approach will avoid future costly retrofits. Offshore
in situ anode retrofitting tends to be extremely costly and will tend to
exceed the initial “savings.” Such a design approach has also proven
extremely valuable for requalification of pipelines, well beyond their
original design life. A conservative design approach is sensible when
considering that the cost of CP systems may only be of the order of 0.5
to 1% of the total fabrication and installation costs.
The two main steps involved in the design calculations are (1) calculation of the average current demand and the total anode net mass
required to protect the structure over the design life and (2) the initial
and final current demands required to polarize the structure to the
required potential protection criterion. The first step is associated with
TABLE 11.3 Chemical Composition of Anode
Material for an Offshore Pipeline
Element
Maximum, wt. %
Minimum, wt. %
Zinc
Indium
Iron
Silicon
Copper
Others, each
Aluminum
5.5
0.04
0.09
0.10
0.005
0.02
Balance
2.5
0.015
/
/
/
/
/
878
Chapter Eleven
the anticipated current density once steady-state conditions have been
reached. The second step is related to the number and size of individual anodes required under dynamic, unsteady conditions.
The cathodic current density is a complex function of various seawater
parameters, for which no “complete” model is available. For design purposes, four climatic zones based on average water temperature and two
depth ranges have therefore been defined: tropical, subtropical, temperate, and arctic. For example, in colder waters current densities tend to be
higher due to a lower degree of surface protection from calcareous layers.
One major design uncertainty is the quality (surface coverage) of the
coating. In subsea pipelines, the coating is regarded as the primary
corrosion protection measure, with CP merely as a back-up system.
For design purposes, not only do initial defects in the coating have to
be considered but also its degradation over time.
In general, because of design uncertainties and simplifications, a
conservative design approach is advisable. This policy is normally followed through judicious selection of design parameters rather than
using an overall safety factor. Marginal designs will rarely result in
underprotection early in the structure’s life; rather the overall life of
the CP system will be compromised. Essentially, the anode consumption rates will be excessive in underdesigned systems. Further details
may be found in design guides such as NACE RP0176-94 and Det
Norske Veritas (DNV) Practice RP B401.
11.3 Impressed Current Systems
In impressed current systems cathodic protection is applied by means
of an external power current source (Fig. 11.7). In contrast to the sacrificial anode systems, the anode consumption rate is usually much
lower. Unless a consumable “scrap” anode is used, a negligible anode
consumption rate is actually a key requirement for long system life.
Impressed current systems typically are favored under high-current
requirements and/or high-resistance electrolytes. The following
advantages can be cited for impressed current systems:
■
High current and power output range
■
Ability to adjust (“tune”) the protection levels
■
Large areas of protection
■
Low number of anodes, even in high-resistivity environments
■
May even protect poorly coated structures
The limitations that have been identified for impressed current CP
systems are
Cathodic Protection
879
DC Current Supply
(Transformer-Rectifier)
-
Current due to Electron
Flow in Cable
+
Ground
Level
Coated
Copper Cable
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Backfill in
Groundbed
Inert or
Consumable
Anode
Steel Pipe (Cathode)
Figure 11.7 Principle of cathodic protection with impressed current (schematic).
■
Relatively high risk of causing interference effects.
■
Lower reliability and higher maintenance requirements.
■
External power has to be supplied.
■
Higher risk of overprotection damage.
■
Risk of incorrect polarity connections (this has happened on occasion
with much embarrassment to the parties concerned).
■
Running cost of external power consumption.
■
More complex and less robust than sacrificial anode systems in certain applications.
The external current supply is usually derived from a transformerrectifier (TR), in which the ac power supply is transformed (down) and
rectified to give a dc output. Typically, the output current from such
880
Chapter Eleven
units does not have pure dc characteristics; rather considerable “ripple” is inevitable with only half-wave rectification at the extreme end
of the spectrum. Other power sources include fuel- or gas-driven generators, thermoelectric generators, and solar and wind generators.
Important application areas of impressed current systems include
pipelines and other buried structures, marine structures, and reinforcing steel embedded in concrete.
11.3.1
Impressed current anodes
Impressed current anodes do not have to be less noble than the structure that they are protecting. Although scrap steel is occasionally used
as anode material, these anodes are typically made from highly corrosion-resistant material to limit their consumption rate. After all,
under conditions of anodic polarization, very high dissolution rates can
potentially be encountered. Anode consumption rates depend on the
level of the applied current density and also on the operating environment (electrolyte). For example, the dissolution rate of platinized titanium anodes is significantly higher when buried in soil compared with
their use in seawater. Certain contaminants in seawater may increase
the consumption rate of platinized anodes. The relationship between
discharge current and anode consumption rate is not of the simple linear variety; the consumption rate can increase by a higher percentage
for a certain percentage increase in current.
Under these complex relationships, experience is crucial for selecting suitable materials. For actively corroding (consumable) materials
approximate consumption rates are of the order of grams per amperehour (Ah), whereas for fully passive (nonconsumable) materials the
corresponding consumption is on the scale of micrograms. The consumption rates for partly passive (semiconsumable) anode materials
lie somewhere in between these extremes.
The type of anode material has an important effect on the reactions
encountered on the anode surface. For consumable metals and alloys such
as scrap steel or cast iron, the primary anodic reaction is the anodic
metal dissolution reaction. On completely passive anode surfaces, metal
dissolution is negligible, and the main reactions are the evolution of
gases. Oxygen can be evolved in the presence of water, whereas chlorine
gas can be formed if chloride ions are dissolved in the electrolyte. The
reactions have already been listed in the theory section of this chapter.
The above gas evolution reactions also apply to nonmetallic conducting
anodes such as carbon. Carbon dioxide evolution is a further possibility
for this material. On partially passive surfaces, both the metal dissolution
and gas evolution reactions are important. Corrosion product buildup is
obviously associated with the former reaction.
Cathodic Protection
881
It is apparent that a wide range of materials can be considered for
impressed current anodes, ranging from inexpensive scrap steel to
high-cost platinum. Shreir and Hayfield5 identified the following desirable properties of an “ideal” impressed current anode material:
■
Low consumption rate, irrespective of environment and reaction
products
■
Low polarization levels, irrespective of the different anode reactions
■
High electrical conductivity and low resistance at the anode-electrolyte
interface
■
High reliability
■
High mechanical integrity to minimize mechanical damage during
installation, maintenance, and service use
■
High resistance to abrasion and erosion
■
Ease of fabrication into different forms
■
Low cost, relative to the overall corrosion protection scheme
In practice, important trade-offs between performance properties
and material cost obviously have to be made. Table 11.4 shows selected
anode materials in general use under different environmental conditions. The materials used for impressed anodes in buried applications
are described in more detail below.
11.3.2 Impressed current anodes for buried
applications
The NACE International Publication 10A196 represents an excellent detailed description of impressed anode materials for buried
TABLE 11.4 Examples of Impressed Current Anodes Used in Different
Environments
Marine
environments
Platinized surfaces
Iron, and steel
Mixed-metal oxides
graphite
Zinc
High-Si Cr cast iron
Concrete
Potable water
Buried in soil
Platinized
surfaces
Mixed-metal
oxides
Polymeric
High-Si iron
Iron and steel
Graphite
Aluminum
Graphite
High-Si Cr
cast iron
High-Si iron
Mixed-metal
oxides
Platinized
surfaces
Polymeric, iron
and steel
High-purity
liquids
Platinized
surfaces
882
Chapter Eleven
applications. Further detailed accounts are also given by Shreir and
Hayfield5 and Shreir, Jarman, and Burstein;6 only a brief summary
is provided here.
Graphite anodes have largely replaced the previously employed carbon variety, with the crystalline graphite structure obtained by hightemperature exposure as part of the manufacturing process that
includes extrusion into the desired shape. These anodes are highly
porous, and it is generally desirable to restrict the anode reactions to
the outer surface to limit degradation processes. Impregnation of the
graphite with wax, oil, or resins seals the porous structure as far as
possible, thereby reducing consumption rates by up to 50 percent.
Graphite is extremely chemically stable under conditions of chloride
evolution. Oxygen evolution and the concomitant formation of carbon
dioxide gas accelerate the consumption of these anodes. Consumption
rates in practice have been reported as typically between 0.1 to 1 kg
A–1 y –1 and operating currents in the 2.7 to 32.4 A/m2 range. Buried
graphite anodes are used in different orientations in anode beds that
contain carbonaceous backfill.
The following limitations apply to graphite anodes: Operating current
densities are restricted to relatively low levels. The material is inherently brittle, with a relatively high risk of fracture during installation
and operational shock loading. In nonburied applications, the settling
out of disbonded anode material can lead to severe galvanic attack of
metallic substrates (most relevant to closed-loop systems) and, being
soft material, these anodes can be subject to erosion damage.
Platinized anodes are designed to remain completely passive and
utilize a surface coating of platinum (a few micrometers thick) on titanium, niobium, and tantalum substrates for these purposes.
Restricting the use of platinum to a thin surface film has important
cost advantages. For extended life, the thickness of the platinum surface layer has to be increased. The inherent corrosion resistance of the
substrate materials, through the formation of protective passive
films, is important in the presence of discontinuities in the platinum
surface coating, which invariably arise in practice. The passive films
tend to break down at a certain anodic potential, which is dependent
on the corrosiveness of the operating environment. It is important
that the potential of unplatinized areas on these anodes does not
exceed the critical depassivation value for a given substrate material.
In chloride environments, tantalum and niobium tend to have higher
breakdown potentials than titanium, and the former materials are
thus preferred at high system voltages.
These anodes are fabricated in the form of wire, mesh, rods, tubes,
and strips. They are usually embedded in a ground bed of carbonaceous material. The carbonaceous backfill provides a high surface area
Cathodic Protection
883
(fine particles are used) and lowers the anode/earth resistance; effective transfer of current between the platinized surfaces and the backfill are therefore important. Reported consumption rates are less than
10 mg A–1 y –1 under anodic chloride evolution and current densities up
to 5400 A/m2. In oxygen evolution environments reported consumption
rates are of the order of 16 mg/A-y at current densities below 110 A/m2.
In the presence of current ripple effects, platinum consumption rates
are increased, particularly at relatively low frequencies.
Limitations include current attenuation in long sections of wire.
Uneven current distribution results in premature localized anode
degradation, especially near the connection to a single current feed
point. Multiple feed points improve the current distribution and provide system redundancy in the event of excess local anode dissolution.
Current ripple effects, especially at low frequencies, should be avoided.
The substrate materials are at risk to hydrogen damage if these
anodes assume a cathodic character outside of their normal operational function (for example, if the system is de-energized).
Mixed-metal anodes also utilize titanium, niobium, and tantalum as
substrate materials. A film of oxides is formed on these substrates,
with protective properties similar to the passive film forming on the
substrate materials. The important difference is that whereas the
“natural” passive film is an effective electrical insulator, the mixed
metal oxide surface film passes anodic current. The product forms are
similar to those of the platinized anodes. These anodes are typically
used with carbonaceous backfill. Electrode consumption is usually not
the critical factor in determining anode life; rather the formation of
nonconductive oxides between the substrate and the conductive surface film limits effective functioning. Excessive current densities accelerate the buildup of these insulating oxides to unacceptable levels.
Scrap steel and iron represent consumable anode material and have
been used in the form of abandoned pipes, railroad or well casings, as
well as any other scrap steel beams or tubes. These anodes found
application particularly in the early years of impressed current CP
installations. Because the dominant anode reaction is iron dissolution,
gas production is restricted at the anode. The use of carbonaceous
backfill assists in reducing the electrical resistance to ground associated with the buildup of corrosion products. Periodic flooding with
water can also alleviate resistance problems in dry soils.
Theoretical anode consumption rates are at 9 kg A–1 y –1. For cast
iron (containing graphite) consumption rates may be lower than theoretical due to the formation of carbon-rich surface films. Full utilization of the anode is rarely achieved in practice due to preferential
dissolution in certain areas. Fundamentally, these anodes are not
prone to failure at a particular level of current density. For long anode
884
Chapter Eleven
lengths, multiple current feed points are recommended to ensure a
reasonably even current distribution over the surface and prevent premature failure near the feed point(s).
Limitations include the buildup of corrosion products that will
gradually lower the current output. Furthermore, in high-density
urban areas, the use of abandoned structures as anodes can have
serious consequences if these are shorted to foreign services. An abandoned gas main could, for example, appear to be a suitable anode for
a new gas pipeline. However, if water mains are short circuited to the
abandoned gas main in certain places, leaking water pipes will be
encountered shortly afterward due to excessive anodic dissolution.
High-silicon chromium cast iron anodes rely on the formation of
a protective oxide film (mainly hydrated SiO2) for corrosion resistance.
The chromium alloying additions are made for use in chloridecontaining environments to reduce the risk of pitting damage. These
anodes can be used with or without carbonaceous backfill; in the latter case the resistance to ground is increased (particularly under dry
conditions) as are the consumption rates. Consumption rates have
been reported to typically range between 0.1 to 1 kg A–1 y –1. The castings are relatively brittle and thus susceptible to fracture under shock
loading.
Polymeric anodes are flexible wire anodes with a copper core surrounded by a polymeric material that is impregnated with carbon. The
impregnated carbon is gradually consumed in the conversion to carbon
dioxide, with ultimate subsequent failure by perforation of the copper
strand. The anodes are typically used in combination with carbonaceous backfill, which reportedly increases their lifetime substantially.
Because these anodes are typically installed over long lengths, premature failures are possible when soil resistivity varies widely.
11.3.3
Ground beds for buried structures
From the above description, the important role played by the ground
beds in which the impressed current anodes are located should already
be apparent. Carbonaceous material (such as coke breeze and graphite)
used as backfill increases the effective anode size and lowers the resistance to soil. It is important to realize that, with such backfill, the
anodic reaction is mainly transferred to the backfill. The consumption
of the actual anode material is thereby reduced. To ensure low resistivity of the backfill material, its composition, particle size distribution,
and degree of compaction (tamping) need to be controlled. The latter
two variables also affect the degree to which gases generated at the
anode installation can escape. If it is difficult to establish desirable
backfill properties consistently in the ground, prepackaged anodes and
Cathodic Protection
885
backfill inside metal canisters can be considered. Obviously these canisters will be consumed under operational conditions.
The anodes may be arranged horizontally or vertically in the ground
bed. The commonly used cylindrical anode rods may be the long continuous variety or a set of parallel rods. Some advantageous features
of vertical deep anode beds include lower anode bed resistance, lower
risk of induced stray currents, lower right-of-way surface area
required, and improved current distribution in certain geometries.
Limitations that need to be traded off include higher initial cost per
unit of current output, repair difficulties, and increased risk of gas
blockage.
At very high soil resistivities, a ground bed design with a continuous anode running parallel to a pipeline may be required. In such
environments discrete anodes will result in a poor current distribution, and the potential profile of the pipeline will be unsatisfactory.
The pipe-to-soil potential may only reach satisfactory levels in close
proximity to the anodes if discontinuous anodes are employed in highresistivity soil.
11.3.4
System design
Just as for sacrificial anode systems, design of impressed current CP
systems is a matter for experienced specialists. The first three basic
steps are similar to sacrificial anode designs, namely, evaluation of
environmental corrosivity (soil resistivity is usually the main factor
considered), determining the extent of electrical continuity in the system, and subsequently estimating the total current requirements.
One extremely useful concept to determine current requirements in
existing systems is current drain testing. In these tests, a CP current
is injected into the structure with a temporary dc power source. Small
commercial units supplying up to 10 A of current are available for
these purposes. A temporary anode ground bed is also required;
grounded fixtures such as fences, fire hydrants, or street lights have
been used. Potential loggers have to be installed at selected test stations to monitor the potential response to the injected current. The
recorded relationship between potential and current is used to define
what current level will be required to reach a certain protection criterion. An example of results from a current drain test performed on a
buried, coated steel pipeline is presented in Fig. 11.8. Once the data
loggers and current-supply hardware have been installed, these tests
usually only require a few minutes of time.
Following the completion of the above three steps, the anode geometry and material have to be specified, together with a ground bed
design. The designer needs to consider factors such as uniformity of
886
Chapter Eleven
-0.4
Potential (Volts vs CSE)
-0.5
-0.6
-0.7
-0.8
-0.9
4 A test current
-1
8.5 A test current
-1.1
10 A test current
-1.2
-1.3
1
501
1001
1501
2001
2501
3001
3501
4001
4501
5001
Time (half second intervals)
Figure 11.8 Current drain test results for a buried steel pipeline.
current distribution (see separate section below), possible interference
effects (see Sec. 11.4.3), the availability of electrical power, and local
bylaws and policies with respect to rectifier locations. Once the circuit
layout and cabling are defined, the circuit resistance can be calculated
and the rectifier can subsequently be sized in terms of current and
potential output. Lastly, consideration must be given to the design of
ancillary equipment for control purposes and test stations for monitoring purposes. Modern designs include provisions for remote rectifier
performance monitoring and remote rectifier output adjustments.
11.4 Current Distribution and Interference
Issues
11.4.1 Corrosion damage under disbonded
coatings
It has already been stated that in buried cathodically protected structures, a surface coating is in fact the primary form of corrosion protection, with CP as a secondary measure. Users of this double protection
methodology are sometimes surprised to find that severe localized corrosion damage has occurred under a coating, despite the two-fold pre-
5501
Cathodic Protection
887
ventive measures. Such localized corrosion damage has been observed
in both sacrificial anode and impressed current CP systems.
Importantly, it may not be possible to detect such problems in structure-to-soil potential surveys.
The phenomenon of coating disbondment plays a major role in this
type of problem. The protective properties of a coating are greatly
dependent on its ability to resist disbondment around defects.7 The protective properties of the coating are compromised when water enters the
gap between the (disbonded) coating and the metallic surface. A corrosive microenvironment will tend to develop in such a situation.
Depending on the nature of this microenvironment, the CP system may
not be able to protect the surface under the disbondment. Only when the
trapped water has a high conductivity (e.g., saline conditions) will a protective potential be projected under the disbondment.8 In the absence of
protective CP effects, the surface will corrode under the free corrosion
potential of the particular microenvironment that is established.
Jack, Wilmott, and Sutherby8 identified three primary corrosion scenarios that could be manifested under shielded disbonded coatings on
buried steel pipelines, together with secondary transformations of the
primary sites (Table 11.5). A brief description follows.
Aerobic sites. Under aerobic conditions, oxygen reduction is the
dominant cathodic reaction. Corrosion rates thus depend on the
mass transport of oxygen to the steel surface. Under stagnant conditions, oxygen diffusion into the solution under the shielded disbondment is the rate-limiting step. The formation of surface oxides
is also important for corrosion kinetics. The main corrosion products
expected under aerobic conditions are iron (III) oxides/hydroxides.
Anaerobic sites. Hydrogen evolution is a prime candidate for the
cathodic half-cell reaction under anaerobic conditions. Corrosion
rates therefore tend to increase with decreasing pH (increasing acidity levels). In the case of ground water saturated with calcium and
carbonate, the corrosion product is mainly iron (II) carbonate, a
milky white precipitate. On exposure to air this white product will
revert rapidly to reddish iron (III) oxides.
TABLE 11.5 Primary Corrosion Scenarios and Transformations at
Disbonded Coating Sites for Steel Pipelines Buried in Alberta Soil
Primary corrosion scenario
Secondary transformation
Aerobic
Anaerobic
Anaerobic SRB
Anaerobic sulfate reducing bacteria (SRB)
Aerobic
Aerobic
888
Chapter Eleven
Anaerobic sites with sulfate reducing bacteria (SRB). Highly corrosive microenvironments tend to be created under the influence of
SRB; they convert sulfate to sulfide in their metabolism. Likely corrosion products are black iron (II) sulfide (in various mineral forms)
and iron (II) carbonate. SRB tend to thrive under anaerobic conditions. These chemical species will again tend to change if the corrosion cell is disturbed and aerated.
Secondary transformations. Changing soil conditions can lead to
transformations in the primary corrosion sites. After all, soil conditions are dynamic with variations in humidity, temperature, water
table levels, and so forth. For example, mixtures of iron (II) carbonate
and iron (III) oxides and the relative position of these species have
indicated dominant transformations from anaerobic to aerobic conditions, with the reddish products encapsulating the white species.
The transformation from anaerobic sites to aerobic sites is a drastic
one, with high CP current demand and extremely high corrosion rates.
Iron (II) sulfides are oxidized to iron (III) oxides and sulfur species. In
turn, sulfur is ultimately oxidized to sulfate.
The change of aerobic sites to anaerobic sites with SRB leads to
reduction of Fe (III) oxides to iron sulfide species. The conversion
kinetics are pH dependent. Increasingly corrosive conditions should be
anticipated with the formation of sulfide species.
11.4.2 General current distribution and
attenuation
In practice, the current distribution in CP systems tends to be far
removed from idealized uniform current profiles. It is the nature of
electron current flow in structures and the nature of ionic current flow
in the electrolyte between the anode and the structure that influence
the overall current distribution. A number of important factors affect
the current distribution, as outlined below.
One underlying factor is the anode-to-cathode separation distance.
In general, too close a separation distance results in a poor distribution, as depicted in Fig. 11.9. A trade-off that must be made, when
increasing this distance, is the increased resistance to current flow. At
excessive distances, the overall protection levels of a structure may be
compromised for a given level of power supply. Additional anodes can
be used to achieve a more homogeneous ionic current flow, where an
optimum anode-to-cathode separation distance cannot be achieved.
Resistivity variations in the electrolyte between the anode and cathode also have a strong influence on the current distribution. Areas of
low resistivity will “attract” a higher current density, with current
flowing preferentially along the path of least resistance. An example of
Cathodic Protection
889
Current supply to this side of structure is also limited
if anodes are too close to structure
Structure
Overprotection
Underprotection
Anode
Overprotection
Anode
Concentration of current at
path of lowest resistance
Current distribution is
improved by moving
anode back
Current distribution is
improved by moving
anode back
Figure 11.9 Nonuniform distribution of protective current resulting from anode posi-
tioning too close to the corroding structure (schematic).
such an unfavorable situation is illustrated in Fig. 11.10. Similar problems may be encountered in deeply buried structures, when different
geological formations and moisture contents are encountered with
increasing depth from the surface. An indication of resistivity variations across different media is given in Table 11.6.
Another important factor for coated structures is the presence of
defects in the protective coating. Not only does the size of a defect
affect the current but also the position of the defect relative to the
anode. Current tends to be concentrated locally at defects. A fundamental source of nonuniformly distributed CP current over structures
results from an effect known as attenuation. In long structures such as
pipelines the electrical resistance of the structure itself becomes significant. The resistance of the structure causes the current to decrease
nonlinearly as a function of distance from a drain point. A drain point
refers to the point on the structure where its electrical connection to
the anode is made. This characteristic decrease in current (and also in
potential), shown in Fig. 11.11, occurs even under the following idealized conditions:
■
The anodes are sufficiently far removed from the structure.
■
The electrolyte resistivity is completely uniform between the
anode(s) and the structure.
890
Chapter Eleven
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Highly negative potential
High current flow
Pipeline
Less negative potential
Low current flow
Sandy Soil
(high resistivity)
DC
Power
Supply
Anode
Swamp
(low resistivity)
Nonuniform current distribution over a pipeline resulting from differences
in the electrolyte (soil) resistivity (schematic). The main current flow will be along the
path of least resistance.
Figure 11.10
TABLE 11.6 Resistivities of Different
Electrolytes
Soil type
Typical resistivity, cm
Clay (salt water)
Clay (fresh water)
Marsh
Humus
Loam
Sand
Limestone
Gravel
1000
2000
1000–3000
1000–4000
3000–10,000
10,000
20,000
40,000
■
The coating has a high and uniform ohmic resistance.
■
A linear relationship exists between the potential of the structure
and the current.
Under these idealized conditions the following attenuation equations apply
Ex E0 exp ( x)
Ix I0 exp ( x)
where E0 and I0 are the potential and current at the drainage point,
and x is the distance from the drainage point.
The attenuation coefficient is defined as
Cathodic Protection
891
Potential
Potential values become less
negative with distance
away from the drain point
0
Distance from drain point
Current
Current decreases with
distance away from
the drain point
0
Distance from drain point
Figure 11.11 Potential and current attenuation as a function of distance from the drain
point, due to increasing electrical resistance of the pipeline itself (schematic).
RS
RK
where RS is the ohmic resistance of the structure per unit length and
RK is given by
RK
R
SR
L
where RL is known as the leakage resistance and refers to the total
resistance of the structure-electrolyte interface, including the ohmic
resistance of any applied surface coating(s).
892
Chapter Eleven
To minimize attenuation, the term should be as small as possible.
This implies that for a given material a high RK value is desirable.
Because the ohmic resistance of the structure RS is fixed for a given
material, the leakage resistance RL needs to be considered. The higher
the integrity of the coating, the higher RL will be. The buildup of calcareous deposits on exposed areas of cathodically protected structures
will also tend to increase RL. The formation of such deposits is therefore desirable for attenuation considerations. For achieving a relatively uniform current distribution in CP systems, the following factors
are thus generally regarded as desirable:
■
Relatively high electrolyte resistance
■
Uniform electrolyte resistance
■
Low resistivity of the structure
■
High quality of coating (high resistance)
■
Relatively high anode to cathode separation distance
■
Sufficiently large power supply in the CP system
11.4.3
Stray currents
Stray currents are currents flowing in the electrolyte from external
sources, not directly associated with the cathodic protection system.
Any metallic structure, for example, a pipeline, buried in soil represents a low-resistance current path and is therefore fundamentally
vulnerable to the effects of stray currents. Stray current tends to enter
a buried structure in a certain location and leave it in another. It is
where the current leaves the structure that severe corrosion can be
expected. Corrosion damage induced by stray current effects has also
been referred to as electrolysis or interference. For the study and
understanding of stray current effects it is important to bear in mind
that current flow in a system will not only be restricted to the lowestresistance path but will be distributed between paths of varying resistance, as predicted by elementary circuit theory. Naturally, the current
levels will tend to be highest in the paths of least resistance.
There are a number of sources of undesirable stray currents, including foreign cathodic protection installations; dc transit systems such
as electrified railways, subway systems, and streetcars; welding operations; and electrical power transmission systems. Stray currents can
be classified into three categories
1. Direct currents
2. Alternating currents
3. Telluric currents
Cathodic Protection
893
Direct stray current corrosion. Typically, direct stray currents come
from cathodic protection systems, transit systems, and dc high-voltage
transmission lines. A distinction can be made between anodic interference, cathodic interference, and combined interference.
Anodic interference is found in relatively close proximity to a buried
anode, under the influence of potential gradients surrounding the
anode. As shown in Fig. 11.12, a pipeline will pick up current close to
the anode. This current will be discharged at a distance farther away
from the anode. In the current pickup region, the potential of the
pipeline subject to the stray current will shift in the negative direction;
in essence it receives a boost of cathodic protection current locally. This
local current boost will not necessarily be beneficial, because a state of
overprotection could be created. Furthermore, the excess of alkaline
species generated can be harmful to aluminum and lead alloys.
Conversely, in areas where the stray current is discharged, its potential will rise to more positive values. It is in the areas of current discharge that anodic dissolution is the most severe.
Cathodic interference is produced in relatively close proximity to a
polarized cathode. As shown in Fig. 11.13, current will flow away from
the structure in the region in close proximity to the cathode. The
potential will shift in the positive direction where current leaves this
structure, and this area represents the highest corrosion damage risk.
Current will flow onto the structure over a larger area, at further distances from the cathode, again with possible damaging overprotection
effects.
An example of combined anodic and cathodic interference is presented in Fig. 11.14. In this case current pickup occurs close to an
Protected structure
Current discharge
leading to less
negative potentials
Current discharge
leading to less
negative potentials
Anode
Current pickup leading to
more negative potentials
Pipeline subject to interference
Figure 11.12
Anodic interference example (schematic).
894
Chapter Eleven
Pipeline subject to interference
Current discharge leading
to less negative potentials
Protected structure
Anode
Current pickup leading to
more negative potentials
Figure 11.13
Cathodic interference example (schematic).
anode, and current discharge occurs close to a cathodically polarized
structure. The degree of damage of the combined stray current effects
is greater than in the case of anodic or cathodic interference acting
alone. The effects are most pronounced if the current pickup and discharge areas are in close proximity. Correspondingly, the damage in
both the current pickup (overprotection effects) and discharge regions
(corrosion) will be greater.
There is an increasing trend for pipelines and
overhead powerlines to use the same right-of-way. Alternating stray
current effects arise from the proximity of buried structures to highvoltage overhead power transmission lines. There are two dominant
mechanisms by which these stray currents can be produced in
buried pipelines: electromagnetic induction and transmission line
faults.
Alternating current.
Cathodic Protection
895
Pipeline subject to interference
Current discharge leading
to less negative potentials
Protected structure
Anode
Current pickup leading to
more negative potentials
Figure 11.14
Combined anodic and cathodic interference example (schematic).
In the electromagnetic coupling mechanism, a voltage is induced in
a buried structure under the influence of the alternating electromagnetic field surrounding the overhead transmission line. This effect is
similar to the coupling in a transformer, with the overhead transmission line acting as the primary transformer coil and the buried structure acting as the secondary coil. The magnitude of the induced
voltage depends on factors such as the separation distance from the
powerline, the relative position of the structure to the powerlines, the
proximity to other buried structures, and the coating quality. Such
induced voltages can be hazardous to anyone who comes in contact
with the pipeline or its accessories.9
The second mechanism is one of resistive coupling, whereby ac currents are directly transmitted to earth during transmission line faults.
Causes of such faults include grounding of an overhead conductor,
lightning strikes, and major load imbalances in the conductors.
Usually such faults are of very short duration, but due to the high currents involved, substantial physical damage to coated structures is
possible. Ancillary equipment such as motorized valves, sensors, and
896
Chapter Eleven
cathodic protection stations could also be damaged. These faults represent a major threat to human and animal life, even if no contact is
made with the pipeline. The example listed in Table 11.710 for a
pipeline provides an indication of the relative magnitude of these two
mechanisms. Further details, including safety issues, may be found in
the publication of Kirkpatrick.9
Telluric effects. These stray currents are induced by transient geomag-
netic activity. The potential and current distribution of buried structures can be influenced by such disturbances in the earth’s magnetic
field. Such effects, often assumed to be of greatest significance in closer
proximity to the poles, have been observed to be most intense during
periods of intensified sun spot activity. In general, harmful influences
on structures are of limited duration and do not remain highly localized
to specific current pickup and discharge areas. Major corrosion problems as a direct result of telluric effects are therefore relatively rare.
Geomagnetic activity for different locations is recorded and reported
by organizations such as the Geological Survey of Canada. Activity is
classified into quiet, unsettled, and active conditions. Furthermore,
charts forecasting magnetic activity are available, similar to shortand long-term weather forecasts. Such forecast data has proven useful
to avoid measurements of pipeline “baseline” corrosion parameters
during sporadic periods of high geomagnetic transients.
In implementing countermeasures
against stray current effects, the nature of the stray currents has to be
considered. For mitigating dc interference, the following fundamental
steps can be taken:
Controlling stray current corrosion.
■
Removal of the stray current source or reduction in its output current
■
Use of electrical bonding
TABLE 11.7
Example of Fault Effect Calculation
Route length
Overhead supply system voltage
Supply system fault current
Fault current duration
Fault trip operation
Maximum induced voltage on pipe under
normal current load
Maximum induced voltage on pipe under
fault current
4.1 km
66 kV
Three-phase 6350 A
Single-phase to earth 1600 A
Three phase: 0.68 s
Single-phase to earth: 0.12 s
Single trip
2.5 V
1050 V
Cathodic Protection
■
Cathodic shielding
■
Use of sacrificial anodes
■
Application of coatings to current pickup areas
897
To implement the first obvious option in the above listing, cooperation from the owners of the source is a prerequisite. In several cases,
so-called electrolysis committees have been formed to serve as forums
for cooperation between different organizations.
The establishment of an electrical connection between the interfering and interfered-with structure is a common remedial measure.
Figure 11.15 shows how the interference problem presented in Fig.
11.12 is mitigated by an electrical bond created between the two structures. A variable resistance may be used in the bonded connection. A
so-called forced drainage bond imposes an additional external potential on the bond to “assist” stray current drainage through the bond. In
practice, for complex systems, the design of bonds is not a simple matter. Furthermore, stray currents tend to be dynamic in nature, with
the direction of current reversing from time to time. In such cases,
simple bonding is insufficient, and additional installation of diodes
will be required to protect a critical structure at all times.
In cathodic shielding the aim is to minimize the amount of stray
current reaching the structure at risk. A metallic barrier (or
“shield”) that is polarized cathodically is positioned in the path of
the stray current, as shown in Fig. 11.16. The shield represents a
low-resistance preferred path for the stray current, thereby minimizing the flow of stray current onto the interfered-with structure.
Protected structure
Anode
Protected structure
Use of a drainage bond to mitigate stray current discharge from the
pipeline (schematic).
Figure 11.15
898
Chapter Eleven
If the shield is connected to the negative terminal of the power supply of the interfering structure, its effects on the protection levels of
the interfering structure have to be considered; these will obviously
be reduced for a given rectifier output.
Sacrificial anodes can be installed at the current discharge areas of
interfered-with structures to mitigate stray current corrosion. This
mitigation method is most applicable to relatively low levels of stray
currents. As shown in Fig. 11.17, the current is discharged from these
anodes rather than from the structure at risk. The importance of
placing the anodes close to the interfering structure is apparent: to
minimize the resistance to current flowing from the anodes. The galvanically less noble anodes will generate a cathodic protection current, thereby compensating for small amounts of residual stray
currents that continue to be discharged from the interfered-with
structure.
The use of protective coatings to reduce stray current damage
should be implemented prior to the installation of buried structures. It
is usually impractical to apply such coatings after the installation
phase. The use of coatings to mitigate the influence of stray currents
should only be considered at the current pickup areas. It is not recommended to rely on additional coatings at current discharge areas,
because rapid localized corrosive penetration is to be expected at any
coating defect. In general, if a macroscopic anode and cathode exists on
a structure, coatings should never be applied to the anode alone for
corrosion protection. Any discontinuities in the coating covering only
the anode represent sites where intense anodic dissolution will occur.
It is much better practice to coat the cathode as a corrosion control
method.
Protected structure
Anode
Cathodic shield
Figure 11.16
Principle of a cathodic shield to minimize anodic interference (schematic).
Cathodic Protection
899
Pipeline subject to interference
Sacrificial anode
Protected structure
Anode
Current pickup leading to
more negative potentials
Use of sacrificial anodes to mitigate cathodic interference (schematic).
Figure 11.17
Ac-induced stray current effects can be reduced by locating buried
structures sufficiently far away from power lines. Nonmetallic pipeline
construction materials such as high-density polyethylene can be used
in some cases, where operating pressures are low. The highest potential shifts occur on metallic structures that have high-integrity coatings. With high-quality coatings, grounding of the pipeline is clearly
limited. Obviously, it is generally not desirable to sacrifice coating quality to reduce the magnitude of these effects. A similar reduction of the
induced potential shifts can be achieved with distributed sacrificial
anodes attached to the structure. These anodes provide cathodic protection current and reduce the resistance to ground, which is fundamentally desirable to minimizing the ac-induced voltage shifts. The use
of such anodes will also tend to mitigate the influence of telluric effects.
Stray current-induced
corrosion damage has been associated with North American dc rail
Stray current case study—dc rail transit systems.
900
Chapter Eleven
transit systems for more than a century. In the United States alone,
there are more than 20 transit authorities operating electrified rail
systems in major urban centers. Stray current corrosion problems
continue to plague several North American cities where the transit
systems are typically installed in high-density urban areas. Examples
of stray current corrosion problems in transit systems, excluding foreign structures, are listed in Table 11.8. Obviously such urban areas
are associated with underground cables and piping (water and gas)
systems that can also be highly susceptible to this form of corrosion
damage.
A recent survey of the cost of corrosion in the United States has estimated that some 5 percent of the total cost is attributable to stray current effects, mostly due to electrified transit systems. This percentage
includes the damage to utility structures operated outside the direct
activities of the transit authorities. In other parts of the world electrified rail systems can represent the dominant form of rail transportation for passengers and freight. Not surprisingly, major stray current
corrosion problems have also been associated with these systems,
again with serious economic implications.
These stray current problems stem from the fundamental design of
electrified rail transit systems, whereby current is returned to substations via the running rails. The ground surrounding the rails can be
viewed as a parallel conductor to the rails. The magnitude of stray current flow in the ground conductor will obviously increase as its resistivity decreases. Any metallic structure buried in ground of this nature
will tend to “attract” stray current because it represents a very lowresistance current path. The highest rate of metal dissolution occurs
where the current leaves the structure, and undesirable overprotection effects can occur at the points of current pickup.
TABLE 11.8 Examples of Direct Stray Current Damage in Electrified Transit
Systems
Type of damage
Corrosion of steel base plates and
anchors in footings of supports
Localized thinning of metal spikes
in wooden ties
Loss of rail section
Reinforcing steel corrosion in
concrete structures
Corrosion of expansion joint bonds
Corrosion of steel shells in tunnels
Comments
Caused by stray current discharge into the
ground at elevated rail sections
Lifetimes can be drastically reduced
Applicable to support structures, platforms,
subway walls, tunnels, and surrounding
buildings
Tunnels generally regarded as wet, highly
corrosive areas conducive to stray current
corrosion
Cathodic Protection
901
A basic stray current scenario is illustrated in Fig. 11.18, where the
negative rail has been grounded. Remote from the substation, due to a
voltage drop in the rail itself, the rails will tend to be less negative relative to earth, and stray current flows onto the pipeline. Close to the
substation, the rails are highly negative relative to earth, and stray
current will tend to leave the pipeline and induce corrosion damage. In
essence, the moving electrified vehicle represents a moving stray current source.
Considering that the rails are actually often mounted on wooden
ties, some readers may wonder why current flow from the rails to the
ground is actually possible. Such ties may after all appear to be insulators separating the rails from ground. First, the presence of water
(rain) can obviously negate the insulating properties of the wooden ties
by directly acting as an electrolyte. Wooden ties obviously always contain moisture and can retain rain water and therefore will never be
perfect insulators, even in nominally dry conditions. Second, accumulation of soil and other debris will tend to bridge the ground and the
rails, permitting the transfer of current. Third, metallic fasteners
(spikes) holding the rails in place tend to act as short circuits for current flow to the ground. Considering these factors, it is apparent that
for all practical purposes grounding of the rail can never be completely
eliminated. Lastly, in some countries the outdated practices of deliberately bonding neighboring buried utility structures to the rail return
current prevail. This approach is generally unsatisfactory because a
large amount of stray current enters the ground that cannot be controlled in complex utility systems.
The stray currents tend to be very dynamic in nature, with the magnitude of stray current varying with usage of the transit system and
relative position and degree of acceleration of the electrified vehicles.
Fundamentally, the following factors all have an effect on the severity
+
Substation
Rail current return path
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
- Ground
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
Soil current return path
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
Stray
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
Stray current enters
current leaves
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
pipeline
pipeline
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
Figure 11.18
(schematic).
Stray current problem associated with an electrified dc transit system
902
Chapter Eleven
of stray currents: magnitude of propulsion current, substation spacing,
substation grounding method, resistance of the running rails, usage
and location of cross bonds and isolated joints, track-to-earth resistance, and the voltage of the traction power system. At a particular
location on an affected pipeline, the presence of stray currents can
thus usually be identified when fluctuating pipe-to-soil potentials are
recorded with time.
Figure 11.19 illustrates the fluctuations in pipe-to-soil potentials for
a pipeline in close proximity to an electrified rail transit system.
Typically a number of trains would have passed this monitoring point
during the data collection period in Fig. 11.19. Positive potential
excursions associated with current discharge at the measuring point
and negative potential transients related to current pickup are evident. At greater distances from the stray current source the potential
profile is significantly more stable, as indicated by the second potential trace in Fig. 11.19.
Stray current effects are often detected at insulators in pipeline
systems, which separate different sections of these systems. An example of stray current effects on two sides of an insulator is presented in
Fig. 11.20. The more positive potential profile of pipeline on Side A
-0.1
Pipeline close to stray current source
Potential (Volts vs CSE)
-0.3
-0.5
-0.7
-0.9
-1.1
Pipeline remote from stray current source
-1.3
-1.5
1
101
201
301
401
501
601
701
801
901
1001 1101 1201 1301 1401
Time (seconds)
Figure 11.19
(schematic).
Stray current activity on a pipeline revealed by significant potential transients
Cathodic Protection
903
0.5
Pipe - Side A
Potential (Volts)
0
-0.5
-1
-1.5
Pipe - Side B
-2
-2.5
1
361
721
1081
1441
1801
2161
2521
2881
3241
3601
Time (seconds)
Figure 11.20 Potential fluctuations due to stray current effects on two sides of an insulator in a
pipeline. Note the opposite direction of the potential transients on the two sides.
indicates that current discharge is predominantly occurring, representing an increased corrosion risk. Conversely on Side B, current
pickup is the overriding effect. However, it should be noted that stray
current flow is very dynamic in this situation, with potential transients in the positive and negative direction recorded on both sides of
the insulator. Negative potential excursions on Side A correspond to
positive excursions on Side B (and vice versa), indicating current pickup and discharge respectively (and vice versa).
The older dc transit systems generally produce the worst stray current problems due to the following factors:
■
Relatively high electrical resistance of the running rails (smaller rail
cross sections, bolted connections, deterioration of connections over
time, etc.)
■
Poor isolation from earth of the running rails (intentional grounded
negative bus, intimate earth contact, moisture absorbing wood ties, etc.)
■
Widely spaced substations leading to a higher voltage drop in the rails
In modern system designs stray current problems are ameliorated with
two fundamental measures: (1) decreasing the electrical resistance of the
904
Chapter Eleven
rail return circuit and (2) increasing the electrical resistance between the
rails and ground. The first measure makes current return through the
ground less likely. Steps taken in this direction include the use of heavier
rail sections, continuously welded rails, improved rail bonding, and
reduced spacing between substations. It is desirable to combine substations with passenger stations. At passenger stations current flow is highest due to acceleration of trains. This combination ensures that these
peak currents have a very short return path. The rail-to-soil resistance
can be increased by using insulators placed between the rails and concrete or wooden ties and by using insulated rail fasteners. Stray current
concerns are particularly relevant when older rail systems are integrated
with newer designs. The higher current demand of modern, high-speed
vehicles poses increased stray current risks in the older sections.
Apart from the above design improvements in more modern transit
systems, several other remedial measures can be considered. Regular
rail inspections are important for detecting problems with electrical
continuity and faulty insulators. In addressing stray current problems
of this nature, communication and cooperation between different organizations and stakeholders is most beneficial. Corrosion control coordinating committees are usually established for these purposes.
11.5 Monitoring the Performance of CP
Systems for Buried Pipelines
Monitoring cathodic protection systems and corrosion damage to
pipelines (and other structures) under their influence is a highly specialized subject. This material is therefore presented separately from
the general corrosion monitoring chapter, although readers should be
able to identify some overlap in basic concepts.
In the discussion of cathodic protection monitoring, two important
distinct areas can be identified. The first domain lies in monitoring the
condition and performance of the CP system hardware. Monitoring of
rectifier output, pipe-to-soil potential and current measurements at
buried sacrificial anodes, inspection of bonds, fuses, insulators, test
posts, and permanent reference electrodes are relevant to this area.
The second domain concerns the condition of the pipeline (or buried
structure) itself and largely deals with surveys along the length of the
pipeline to assess its condition and to identify high corrosion-risk areas.
11.5.1 CP system hardware performance
monitoring
Because CP systems are expected to operate in demanding environmental conditions over long time periods, it should not be surprising
Cathodic Protection
905
that hardware maintenance is a fundamental requirement for reliable
performance. Lightning strikes are also a major damage factor. NACE
International has produced an excellent guideline,11 describing procedures on the basis of monthly, quarterly, and annual monitoring.
According to these guidelines, selected test stations are visited on a
monthly basis. The rectifier units and selected sacrificial anode locations are visited, visually inspected, and their output measured. The
quarterly procedures are similar, but the number of monitoring points
ideally embraces the entire system. These comprehensive steps also
apply to annual monitoring, which additionally focuses on the detailed
inspection of system components (bonds, shunts, fuses, surge, divertors, distribution boxes, cable connections, mounting, systems etc.).
Considering the geographic expanse of typical CP systems, it is
apparent that these tasks and the associated record keeping can be
time consuming and labor intensive. An increasing trend toward
selective remote rectifier monitoring, using modern communication
systems and computer networks, is emerging to accomplish these
tasks with reduced resources. The benefits of this approach were
highlighted several years ago.12 Wireless cell phone and satellite
communication systems are available for interrogating rectifiers in
remote locations. Importantly, GPS technology represents remote,
wireless, low-cost timing devices for performing more specialized
recordings with rectifier interruptions. Modern commercial systems
presently provide the following remote rectifier monitoring features:
■
Rectifier voltage and current output
■
Standard on structure-to-soil potential data
■
Instant
■
Depolarization data
■
Ancillary readings from suitable sensors such as temperature and
soil parameters
■
Remote adjustment of rectifiers, provided “advanced” control hardware has been installed
■
Alarm and alert notification, if preset operating windows are exceeded
11.5.2
OFF
structure-to-soil potential data
Structure condition monitoring
Monitoring the condition of structures protected by CP is a highly specialized subject. In many cases, condition monitoring requirements are
specified by regulatory authorities. Further details of techniques used
for assessing the condition of buried pipelines are presented below.
906
Chapter Eleven
Close Interval Potentials Survey
(CIPS) refers to potential measurements along the length of buried
pipelines to assess the performance of CP systems and the condition
of the cathodically protected pipeline. The potential of a buried
pipeline can obviously be measured at the permanent test posts (Fig.
11.21) but, considering that these may be miles apart, only a very
small fraction of the overall pipeline surface can be assessed in this
manner. The principle of a CIPS is to record the potential profile of a
pipeline over its entire length by taking potential readings at intervals of around 1 m.
Close interval potential surveys.
Test station with an electrical connection to the
pipeline. (Courtesy of CSIR North America Inc.)
Figure 11.21
Cathodic Protection
907
Methodology. In principle CIPS measurements are relatively simple.
A reference electrode is connected to the pipeline at a test post, and
this reference electrode is positioned in the ground over the pipeline at
regular intervals (around 1 m) for the measurement of the potential
difference between the reference electrode and the pipeline (Figs.
11.22 and 11.23).
In practice, a three-person crew is required to perform these measurements. One person walking ahead locates the pipeline with a pipe
locator to ensure that the potential measurements are performed
directly overhead the pipeline. This person also carries a tape measure
and inserts a distance marker (a small flag) at regular intervals over
the pipeline. The markers serve as distance calibration points in the
survey. The second person carries a pair of electrodes that are connected to the test post by means of a trailing thin copper wire and the
potential measuring instrumentation. This person is also responsible
for entering specific features as a function of the measuring distance.
Such details (road, creek, permanent distance marker, fence, rectifier,
GPS Satellite
synchronization
GPS Satellite
synchronization
Rectifier
Test station
Copper wire
Reference
electrode
Interrupter switch
Voltmeter/logger
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
Buried pipeline
Figure 11.22
CIPS methodology (schematic).
908
Chapter Eleven
CIPS equipment, with the operator starting a survey
at a test post. (Courtesy of CSIR North America Inc.)
Figure 11.23
block valve, etc.) serve as useful geographical reference points when
corrective actions based on survey results have to be taken. The third
person collects the trailing wire after individual survey sections have
been completed. (Strictly speaking, the first person may not be
required if the distance can be monitored via a counter measuring the
length of the unwinding copper wire.)
In practice, CIPS measurements are very demanding on the field
crews and require extensive logistical support from both the pipeline
operator and the CIPS contractor. Field crews are typically required to
move over or around fences (of which there are many in residential
Cathodic Protection
909
areas), roads, highways, and other obstacles and difficult terrain.
Breakage of the trailing copper wire is not uncommon, and special
strengthened wire has to be taped down onto road surfaces that are
crossed. The rate of progress for a survey thus greatly depends on the
terrain to be surveyed. Pawson13 has identified the following responsibilities of a pipeline operator in preparing for a CIPS:
■
Preparation of a detailed technical specification for the survey
■
Establishing and clearing the right of way (the path of the pipeline)
■
Notification of land owners and foreign operators
■
Establishing the sphere of influence of existing rectifiers and foreign
structures
■
Checking the condition and establishing functionality of rectifiers,
bonds, and isolation
■
Characterizing the effectiveness of the CP systems in difficult terrain (water swamps, etc.)
■
Identification of suitable seasonal and weather windows
■
Specification of the reporting format
■
Ensuring availability of support personnel
■
Specification of qualifications and experience required from the
CIPS contractor
The CIPS contractor’s responsibilities are13
■
Provision of a proposal detailing specification compliance or, where
appropriate, the specification of alternate work methods
■
Provision of a sample of the report format(s)
■
Provision of project schedules
■
Utilization of professional crews and equipment (including materials, spares, support, and back-up equipment)
■
Implementation of professional data management and report
preparation
A report published by NACE International14 gives additional guidelines about the nature of information that should be supplied by the
pipeline operator and by the contractor. A most important consideration in the potential readings is the IR, or ohmic drop error, that is
included in the potential measurements when a CP system is operational. As discussed earlier, the voltage criteria for protection against
corrosion are based on the potential of the pipeline at the interface
910
Chapter Eleven
with the soil. The ON potential measurements taken at the surface do
not represent this interfacial potential and include, among other
effects, an IR drop from the cathodic polarization of the pipeline. In the
presence of the IR drop, the measured ON potentials tend to be more
negative than the actual interfacial potential, and a false sense of
security may be obtained.
For minimization of IR errors, two current interruption criteria
used in practice include a 3-s ON, 1-s OFF cycle and a 0.8-s ON, 0.2-s
OFF cycle. The ON period is generally selected to be distinctly longer
than the OFF period to limit depolarization of the pipeline. A waveform analysis is also important because the transition between the
ON and OFF potential readings is not necessarily smooth; spikes of
several hundred millivolts may be encountered in practice, and the
measuring instrument should obviously be set up to avoid these
transients (refer to Fig. 11.4).
To accomplish the ON-OFF switching for the above potential measurements, a current interrupter has to be installed on the rectifiers. Modern interrupters are based on solid-state switches and can
be programmed to perform switching only when the survey is performed during the day; this feature minimizes the depolarization of
the pipeline that may occur gradually due to the cumulative effects
of the OFF periods. Importantly, a particular section of a pipeline will
typically be under the influence of several rectifiers, and thus a
number of rectifiers will have to be interrupted in a synchronized
manner to perform the ON and OFF potential readings. Pipeline operators usually specify that at least two rectifiers ahead of the survey
team and two rectifiers behind it have to be interrupted in a fully
synchronized manner.
In modern practice, this type of synchronous switching of multiple
rectifiers is accomplished by controlling the switch intervals and timing with the GPS. The potential recording device can also be synchronized to the rectifier interruption cycle with GPS technology. The GPS
is a satellite-controlled radio navigation system that facilitates the
determination of position (in three dimensions), velocity, and time.
Users of this system may be based on land, at sea, or in the air, and the
system is operational 24 h a day, in any weather conditions and anywhere on earth. The operator of this extremely accurate timing system
is the U.S. Department of Defense.
On a single-phase rectifier an interrupter can, in principle, be
installed at three locations: the input ac to the rectifier, the transformed ac current, or the dc from the rectifier. The current output of
the rectifier to the pipeline should be verified before and after this type
of interrupter installation. It will need to be adjusted if the current
drawn to power the interrupter unit affects the output to the pipeline.
Cathodic Protection
911
Data management. Computers are used to process survey data, with
the first processing step being the downloading of data from the field
measurement units at the end of each survey day. The data is typically
transformed further for presentation in graphical form, together with
a “client copy” of a database, using data storage devices such as magnetic disk, tape, or CD-ROM.
An example of graphical CIPS data is presented in Fig. 11.24. In the
simplest format, the ON and OFF potentials are plotted as a function of
distance. The distance is referred to as a station number, with station
number 0-00 representing the starting point of a survey. The usual
sign convention is for potentials to be plotted as positive values. The
difference between the ON and OFF potential values should be noted. As
is usually the case, the OFF potentials are less negative than the ON
values. If the relative position is reversed, some unusual condition
such as stray current interference is likely to have arisen.
NACE International has drawn up a Standard Recommended Practice
[RP0792-92] for the format of computerized close interval survey data.
These guidelines describe a general organization for CIPS data, applicable to both mainframe and personal computers. According to these recommendations, each data file containing the ON and OFF potential values
should be supplemented with the following information, in the form of a
separate header file or a header incorporated into the data file:
CSIR Close Interval Survey
2000
1800
ON
1600
1200
1000
OFF
200
0
1445+00
1446+00
1447+00
1448+00
1449+00
1450+00
1451+00
1452+00
145310 Line Marker.
400
144923 Dirt Rd..
144673 Fence; Pasture.
600
145291 Dirt Rd..
800
144693 Line Marker.
Potential (mV)
1400
1453+00
1454+00
Known Station
Figure 11.24 CIPS data, showing ON and OFF potential values. (Courtesy of CSIR North America Inc.)
912
Chapter Eleven
■
Data file name
■
Date
■
ON
■
Environmental conditions
■
Survey operator
■
Pipeline identification
■
Interval used in the survey
■
Equipment details
■
Location description
■
Beginning and end stations
■
Direction of survey and type of survey
■
Measuring units
■
Method of connection to the pipeline
■
Additional user-defined information
and
OFF
time cycles
The provision of comprehensive supporting information is of vital
importance because the condition of a cathodically protected pipeline
will typically be assessed through a number of surveys, over a number
of years. The environmental conditions, measurement instrumentation and technology, and the contractor can therefore easily be different from survey to survey. Meaningful trending and comparison from
survey to survey cannot be made if this supplementary information is
not available. For example, the potential readings in dry soil may differ from wetter conditions.
Advantages and limitations. The CIPS technique provides a complete
pipe-to-soil potential profile, indicating the status of cathodic protection levels. The interpretation of results, including the identification of
defects, is relatively straightforward. The rate of progress of the survey team is independent of the coating quality on the pipeline. When
the entire pipeline is walked, the condition of the right-of-way and of
the cathodic protection equipment can be assessed together with the
potential measurements.
Fundamentally, these surveys do not indicate the actual severity of
corrosion damage, because the corrosion potential is not a kinetic
parameter. The entire length of the pipeline has to be walked by a survey team and significant logistical support is required. The technique
is not applicable to certain terrain such as paved areas, roads, rivers,
and so forth.
Cathodic Protection
913
Pearson survey. The Pearson survey, named after its inventor, is used
to locate coating defects in buried pipelines. Once these defects have
been identified, the protection levels afforded by the CP system can be
investigated at these critical locations in more detail.
Methodology. An ac signal of around 1000 Hz is imposed onto the
pipeline by means of a transmitter, which is connected to the pipeline
and an earth spike, as shown in Fig. 11.25. Two survey operators make
earth contact either through metal studded boots or aluminum poles.
A distance of several meters typically separates the operators.
Essentially, the signal measured by the receiver is the potential gradient over the distance between the two operators. Defects are located by
a change in the potential gradient, which translates into a change in
signal intensity.
As in the CIPS technique, the measurements are usually recorded
by walking directly over the pipeline. As the front operator approaches
a defect, increasing signal intensity is recorded. As the front person
moves away from the defect, the signal intensity drops and later picks
up again as the rear operator approaches the defect. The interpretation of signals can obviously become confusing when several defects
are located between the two operators. In this case, only one person
walks directly over the pipeline, with the connecting leads at a right
angle to the pipeline.
In principle, a Pearson survey can be performed with an impressed
cathodic protection system remaining energized. Sacrificial anodes
Test station
Receiver
Earth
spike
Aluminum
pole
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
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;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
Transmitter
Signal emitted at defect
(
((
X
Coating defect
Figure 11.25
Pearson survey methodology (schematic).
Buried pipeline
914
Chapter Eleven
should be disconnected because the signal from these may otherwise
mask actual coating defects. A three-person team is usually required
to locate the pipeline, perform the survey measurements, place defect
markers into the ground, and move the transmitters periodically. The
operator carrying the receiver should be highly experienced, especially
if the survey is based on audible signals and instrument sensitivity
settings. Under these conditions, the results are completely dependent
on this operator’s judgment.
Advantages and limitations. By walking the entire length of the
pipeline, an overall inspection of the right-of-way can be made together
with the measurements. In principle, all significant defects and metallic conductors causing a potential gradient will be detected. There are
no trailing wires and the impressed CP current does not have to be
pulsed.
The disadvantages are similar to those of CIPS because the entire
pipeline has to be walked and contact established with ground. The
technique is therefore unsuitable to roads, paved areas, rivers, and so
forth. Fundamentally, no severity of corrosion damage is indicated and
no direct measure of the performance of the CP system is obtained.
The survey results can be very operator dependent, if no automated
signal recording is performed.
Direct current voltage gradient (DCVG) surveys. DCVG surveys are a
more recent methodology to locate defects on coated buried pipelines
and to make an assessment of their severity. The technique again
relies on the fundamental effect of a potential gradient being established in the soil at coating defects under the application of CP current; in general, the greater the size of the defect, the greater the
potential gradient. The DCVG data is intricately tied to the overall
performance of a CP system, because it gives an indication of current
flow and its direction in the soil.
Methodology. The potential gradient is measured by an operator
between two reference electrodes (usually of the saturated Cu/CuSO4
type), separated by a distance of say half a meter. The appearance of
these electrodes resembles a pair of cross-country ski poles (Fig.
11.26). A pulsed dc signal is imposed on the pipeline for DCVG measurements. The pulsed input signal minimizes interference from other
current sources (other CP systems, electrified rail transit lines, telluric
effects). This signal can be obtained with an interrupter on an existing
rectifier or through a secondary current pulse superimposed on the
existing “steady” CP current.
The operator walking the pipeline observes the needle of a millivoltmeter needle to identify defect locations. (More recently devel-
Cathodic Protection
915
Figure 11.26 DCVG measuring equipment. (Courtesy of CSIR
North America Inc.)
oped DCVG systems are digital and do not have a needle as such.)
It is preferable for the operator to walk directly over the pipeline,
but it is not strictly necessary. The presence of a defect is indicated
by a increased needle deflection as the defect is approached, no needle deflection when the operator is immediately above the defect,
and a decreasing needle deflection as the operator walks away from
the defect (Fig. 11.27). It is claimed that defects can be located with
an accuracy of 0.1 to 0.2 m, which represents a major advantage in
minimizing the work of subsequent digs when corrective action has
to be taken.
916
Chapter Eleven
No needle deflection
Needle deflection
points toward
defect
Needle deflection
points toward
defect
No signal
(when directly
above defect)
Increasing signal
strength (when
approaching defect)
Decreasing signal
strength (when
leaving defect)
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
X
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;
X
Buried pipeline
Location of coating defect
Figure 11.27
Equipotential lines
DCVG methodology (schematic).
An additional feature of the DCVG technique is that defects can be
assigned an approximate size factor. Sizing is most important for identifying the most critical defects and prioritizing repairs. Leeds and
Grapiglia15 have provided details on the sizing procedure. An empirically based rating based on the so-called %IR value has been adopted
in general terms as follows:
■
0 to 15%IR (“small”): No repair required usually.
■
16 to 35%IR (“medium”): Repairs may be recommended.
■
36 to 60%IR (“large”): Early repair is recommended.
■
61 to 100%IR (“extra large”): Immediate repair is recommended.
To establish a theoretical basis for the %IR value, the pipeline potential measured relative to remote earth at a test post must be considered. This potential (Vt) is made up of two components:
Cathodic Protection
917
Vt Vi Vs
where Vi is the voltage across the pipe to soil interface and Vs is the
voltage between the soil surrounding the pipe and remote earth. The
%IR value is defined as
%IR
Vs
Vt
Essentially the pipe-to-soil interface and the soil between the pipe
and remote earth can be viewed as two resistors in series, with a
potential difference across each of them. Although Vi cannot be measured easily in practice, Vs can be measured relatively easily with the
DCVG instrumentation (one reference electrode is initially placed at
the defect epicenter, and the voltage change is then summed as the
electrodes are moved away from the epicenter to remote earth). In
practice, the Vs value measured at a test post has to be extrapolated to
a value at the defect location. Two test post readings bracketing the
defect location and simple linear extrapolation are usually employed.
For effective protection of the defect by the CP system, the Vs/Vt ratio
should be small. The overall shift in pipeline potential due to the application of CP should be manifested by mainly shifting Vi, not Vs. Higher
%IR values imply a lower level of cathodic protection.
Because the DCVG technique can be used to determine the direction
of current flow in the soil, a further defect severity ranking has been
proposed. As indicated in Fig. 11.1, current will tend to flow to a defect
under the protective influence of the CP system. Corrosion damage
(anodic dissolution) at the defect has an opposite influence; it will tend
to make current flow away from the defect. Using an adaptation of the
DCVG technique, it has been claimed that it is possible to establish
whether current flows to or from a defect, with the CP system switched
ON and OFF in a pulsed cycle.
Advantages and limitations. Fundamentally, the DCVG technique is
particularly suited to complex CP systems in areas with a relatively
high density of buried structures. These are generally the most difficult survey conditions. The DCVG equipment is relatively simple and
involves no trailing wires. Although a severity level can be identified
for coating defects, the rating system is empirical and does not provide
quantitative kinetic corrosion information. The survey team’s rate of
progress is dependent on the number of coating defects present.
Terrain restrictions are similar to the CIPS technique. However, it
may be possible to place the electrode tips in asphalt or concrete surface cracks or in between the gaps of paving stones.
918
Chapter Eleven
Corrosion coupons. Corrosion coupons connected to cathodically pro-
tected structures are finding increasing application for performance
monitoring of the CP system. Essentially these coupons, installed
uncoated, represent a defect simulation on the pipeline under controlled conditions. These coupons can be connected to the pipeline via
a test post outlet, facilitating a number of measurements such as
potential and current flow.
A publication describing an extensive coupon development and monitoring program on the Trans Alaska Pipeline System16 serves as an
excellent case study. This coupon monitoring program was designed to
assess the adequacy of the CP system under conditions where techniques involving CP current interruption on the pipeline were impractical. Although the coupon monitoring methodology is based on
relatively simple principles, significant development efforts and attention to detail are typically required in practice, as this case study
amply illustrates.
Methodology. Perhaps the most important consideration in the
installation of corrosion coupons is that a coupon must be representative of the actual pipeline surface and defect. The exact metallurgical
detail and surface finish as found on the actual pipeline are therefore
required on the coupon. The influence of corrosion product buildup
may also be important. Furthermore the environmental conditions of
the coupon and the pipe should also be matched (temperature, soil conditions, soil compaction, oxygen concentration, etc.). Current shielding
effects on the bonded coupon should be avoided.
Several measurements can be made after a coupon-type corrosion
sensor has been attached to a cathodically protected pipeline.17 ON
potentials measured on the coupon are in principle more accurate than
those measured on a buried pipe, if a suitable reference electrode is
installed in close proximity to the coupon. The potentials recorded with
a coupon sensor may still contain a significant IR drop error, but this
error is lower than that of surface ON potential measurements. InstantOFF potentials can be measured conveniently by interrupting the
coupon bond wire at a test post. Similarly, longer-term depolarization
measurements can be performed on the coupon without depolarizing
the entire buried structure. Measurement of current flow to or from the
coupon and its direction can also be determined, for example, by using
a shunt resistor in the bond wire. Importantly, it is also possible to
determine corrosion rates from the coupon. Electrical resistance sensors provide an option for in situ corrosion rate measurements as an
alternative to weight loss coupons.
The surface area of the coupon used for monitoring is an important
variable. Both the current density and the potential of the coupon are
Cathodic Protection
919
dependent on the area. In turn, these two parameters have a direct
relation to the kinetics of corrosion reactions.
Advantages and limitations. A number of important corrosion parameters can be conveniently monitored under controlled conditions, without any adjustments to the energized CP system of the structure. The
measurement principles are relatively simple. It is difficult (virtually
impossible) to guarantee that the coupon will be completely representative of an actual defect on a buried structure. The measurements are
limited to specific locations. The coupon sensors have to be extremely
robust and relatively simple devices to perform satisfactorily under
field conditions.
References
1. Ashworth, V., The Theory of Cathodic Protection and Its Relation to the
Electrochemical Theory of Corrosion, in Ashworth, V., and Booker, C. J. L. (eds.),
Cathodic Protection, Chichester, U.K., Ellis Horwood, 1986.
2. Peabody, A. W., Control of Pipeline Corrosion, Houston, Tex., NACE International,
1967.
3. Eliassen, S., and Holstad-Pettersen, N., Fabrication and Installation of Anodes for
Deep Water Pipelines Cathodic Protection, Materials Performance, 36(6):20–23
(1997).
4. Sydberger, T., Edwards, J. D., and Tiller, I. B., Conservatism in Cathodic Protection
Designs, Materials Performance, 36(2):27–32 (1997).
5. Shreir, L. L., and Hayfield, P. C. S., Impressed Current Anodes, in Ashworth, V., and
Booker, C. J. L. (eds.) Cathodic Protection, Chichester, U.K., Ellis Horwood, 1986.
6. Shreir, L. L., Jarman, R. A., and Burstein, G. T. (eds.), Corrosion, vol. 2, 3d ed.,
Oxford, Butterworth Heinemann, 1994.
7. Beavers, J. A., and Thompson, N. G., Corrosion Beneath Disbonded Pipeline
Coatings, Materials Performance, 36(4):13–19, (1997).
8. Jack, T. R., Wilmott, M. J., and Sutherby, R. L., Indicator Minerals Formed During
External Corrosion of Line Pipe, Materials Performance, 34(11):19–22 (1995).
9. Kirkpatrick, E. L., Basic Concepts of Induced AC Voltages on Pipelines, Materials
Performance, 34(7):14–18 (1995).
10. Allen, M. D., and Ames, D. W., Interaction and Stray Current Effects on Buried
Pipelines: Six Case Histories, in Ashworth, V., and Booker, C. J. L. (eds.), Cathodic
Protection Chicester, U.K., Ellis Horwood, 1986, pp. 327–343.
11. NACE International and Institute of Corrosion, Cathode Protection Monitoring for
Buried Pipelines, pub. no. CEA 54276, Houston, Tex, NACE International, 1988.
12. Goloby, M. V., Cathodic Protection on the Information Superhighway, Materials
Performance, 34(7):19–21 (1995).
13. Pawson, R. L., Close Interval Potential Surveys—Planning, Execution, Results,
Materials Performance, 37(2):16–21 (1998).
14. NACE International, Specialized Surveys for Buried Pipelines, pub. no. 54277,
Houston, Tex, NACE International, 1990.
15. Leeds, J. M., and Grapiglia, J., The DC Voltage-Gradient Method for Accurate
Delineation of Coating Defects on Buried Pipelines, Corrosion Prevention and
Control,42(4):77–86 (1995).
16. Stears, C. D., Moghissi, O. C., and Bone, III, L., Use of Coupons to Monitor Cathodic
Protection of an Underground Pipeline, Materials Performance, 37(2):23–31 (1998).
17. Turnipseed, S. P., and Nekoksa, G., Potential Measurement on Cathodically
Protected Structures Using an Integrated Salt Bridge and Steel Ring Coupon,
Materials Performance, 35(6):21–25 (1996).
Chapter
12
Anodic Protection
12.1
Introduction
12.2
Passivity of Metals
921
923
12.3
Equipment Required for Anodic Protection
927
12.3.1
Cathode
929
12.3.2
Reference electrode
929
12.3.3
Potential control and power supply
930
12.4
Design Concerns
930
12.5
Applications
932
12.6
Practical Example: Anodic Protection in the Pulp and
Paper Industry
933
References
938
12.1 Introduction
In contrast to cathodic protection, anodic protection is relatively new.
Edeleanu first demonstrated the feasibility of anodic protection in 1954
and tested it on small-scale stainless steel boilers used for sulfuric acid
solutions. This was probably the first industrial application, although
other experimental work had been carried out elsewhere.1 This technique was developed using electrode kinetics principles and is somewhat difficult to describe without introducing advanced concepts of
electrochemical theory. Simply, anodic protection is based on the formation of a protective film on metals by externally applied anodic currents. Anodic protection possesses unique advantages. For example,
the applied current is usually equal to the corrosion rate of the protected system. Thus, anodic protection not only protects but also offers
a direct means for monitoring the corrosion rate of a system. As an
921
922
Chapter Twelve
enthusiast and famous corrosion engineer claimed, “anodic protection
can be classed as one of the most significant advances in the entire history of corrosion science.”2
Anodic protection can decrease corrosion rate substantially. Table 12.1
lists the corrosion rates of austenitic stainless steel in sulfuric acid solutions containing chloride ions with and without anodic protection.
Examination of the table shows that anodic protection causes a 100,000fold decrease in corrosive attack in some systems. The primary advantages of anodic protection are its applicability in extremely corrosive
environments and its low current requirements.2 Table 12.2 lists several
systems where anodic protection has been applied successfully.
Anodic protection has been most extensively applied to protect equipment used to store and handle sulfuric acid. Sales of anodically protected heat exchangers used to cool H2SO4 manufacturing plants have
represented one of the more successful ventures for this technology.
TABLE 12.1 Anodic Protection of S30400 Stainless Steel Exposed to
an Aerated Sulfuric Acid Environment at 30°C with and without
Protection at 0.500 V vs. SCE
Corrosion rate, my-1
Acid concentration, M
NaCl, M
Unprotected
105
360
74
81
49,000
29,000
2,000
0.5
0.5
0.5
5
5
5
TABLE 12.2
103
101
105
103
101
Protected
0.64
1.1
5.1
0.41
1.0
5.3
Current Requirements for Anodic Protection
Current density
To passivate,
To maintain,
mAcm2
Acm2
H2SO
Temperature, °C
Alloy
1M
15%
30%
45%
67%
67%
67%
93%
99.9% (oleum)
H3PO4
75%
115%
NaOH
20%
24
24
24
65
24
24
24
24
24
S31600
S30400
S30400
S30400
S30400
S31600
N08020
Mild steel
Mild steel
2.3
0.42
0.54
180
5.1
0.51
0.43
0.28
4.7
24
82
Mild steel
S30400
41
3.2 105
24
S30400
4.7
12
72
24
890
3.9
0.10
0.9
23
12
20,000
1.5 104
10
Anodic Protection
923
These heat exchangers are sold complete with the anodic protection
systems installed and have a commercial advantage in that less costly
materials can be used. Protection of steel in H2SO4 ( 78% concentration) storage vessels is perhaps the most common application of anodic
protection. There is little activity directed toward developing applications to protect metals from corrosion by other chemicals.3
Anodic protection is used to a lesser degree than the other corrosion
control techniques, particularly cathodic protection. This is mainly
because of the limitations on metal-chemical systems for which anodic
protection will reduce corrosion. In addition, it is possible to accelerate
corrosion of the equipment if proper controls are not implemented.
However, anodic protection has its place in the corrosion control area,
provided some important basics are respected.
12.2 Passivity of Metals
The passivation behavior of a metal is typically studied with a basic
electrochemical testing setup (App. D, Basic Electrochemical
Instrumentation). When the potential of a metallic component is controlled and shifted in the more anodic (positive) direction, the current
required to cause that shift will vary. If the current required for the
shift has the general polarization behavior illustrated in Fig. 12.1, the
metal is active-passive and can be anodically protected. Only a few
systems exhibit this behavior in an appreciable and usable way. The
corrosion rate of an active-passive metal can be significantly reduced
by shifting the potential of the metal so that it is at a value in the passive range shown in Fig. 12.1. The current required to shift the potential in the anodic direction from the corrosion potential Ecorr can be
several orders of magnitude greater than the current necessary to
maintain the potential at a passive value. The current will peak at the
passivation potential value shown as Epp (Fig. 12.1).
To produce passivation the critical current density (icc) must be
exceeded. The anodic potential must then be maintained in the passive
region without allowing it to fall back in the active region or getting into
the transpassive region, where the protective anodic film can be damaged and even break down completely. It follows that although a high
current density may be required to cause passivation ( icc), only a small
current density is required to maintain it, and that in the passive region
the corrosion rate corresponds to the passive current density (ip).
The relative tendency for passivation is strongly dependent on the
interactions between a metal and its environment. The passivation
behavior can vary extensively with changes in either. Figure 12.2 illustrates how the sensitization of a S30400 stainless steel, for example,
can affect its passivation behavior when exposed to sulfuric acid.4
924
Chapter Twelve
ip (passive current)
Oxygen evolution
transpassive
Potential
passive
icc (critical current)
active
Epp
(passivation
potential)
Ecorr
(corrosion potential)
Log (Current density)
Figure 12.1 Hypothetical polarization diagram for a passivable system with active, pas-
sive, and transpassive regions.
Among the parameters that are particularly affected by sensitization
are ip and icc, as defined in Fig. 12.1. In this example, the ability to sustain passivity increases as the current density to maintain passivity
(ip) decreases and as the total film resistance increases, as indicated
from measurements obtained with different metals exposed to 67%
sulfuric acid (Table 12.3). The lower or more reducing the potential at
which a passive metal becomes active, the greater the stability of passivity. The depassivation potential corresponding to the passive-active
transition, called the Flade potential, can differ appreciably from Epp
measured by going through the active-passive process of the same system. This technical distinction is important for the control aspect of
anodic protection where Epp is the potential to traverse to obtain passivation, and the Flade potential is the potential to avoid traversing
back into active corrosion.
Passivity can also be readily produced in the absence of an externally
applied passivating potential by using oxidants to control the redox
potential of the environment. Very few metals will passivate in nonoxidizing acids or environments, when the redox potential is more cathodic
than the potential at which hydrogen can be produced. A good example
of that behavior is titanium and some of its alloys, which can be readily
passivated by most acids, whereas mild steel requires a strong oxidizing
Anodic Protection
925
1250
Potential (mV vs. SHE)
1050
No sensitization
1000 h
850
0.3 h
650
1h
450
250
50
-150
-2
-1
0
1
2
3
4
-2
Log Current density (µA cm )
Figure 12.2 Anodic polarization curves of S30400 steel in a 1 M H2SO4 at 90°C after sen-
sitization for various times.
agent, such as fuming HNO3, for its passivation. Alloying with a more
easily passivated metal normally increases the ease of passivation and
lowers the passivation potential, as in the alloying of iron and chromium
in 10% sulfuric acid (Table 12.4). Small additions of copper in carbon
steels have been found to reduce ip in sulfuric acid. Each alloy system has
to be evaluated for its own passivating behavior, as illustrated by the
case Ni-Cr alloys where both the additions of nickel to chromium and
chromium to nickel decrease the critical current density in a mixture
of sulfuric acid and 0.25 M K2SO4 (Table 12.5).1
The parameters defining and controlling the passivation domain of
a system are thus directly related to the composition, concentration,
purity, temperature, and agitation of the environment. This is illustrated with the current densities required to obtain passivity (icc), and
to maintain passivity (ip), for a S30400 steel in different electrolytes,
as presented in Table 12.6. From the data in this table, it can be seen
that it is approximately 100,000 times easier to passivate large areas
of this steel in contact with 115% phosphoric acid than in 20% sodium
hydroxide. The concentration of the electrolyte is also important, and
for a S31600 steel in sulfuric acid, although there is a maximum corrosion rate at about 55%, the critical current density decreases progressively as the concentration of acid increases (Table 12.7).1
5
926
Chapter Twelve
TABLE 12.3 Current Density to Maintain Passivity and Film
Resistance of Some Metals in 67% Sulfuric Acid
Metal or alloy
ip, Acm2
Mild steel
S30400 steel
S31000 steel
S31600 steel
Titanium
N08020
150
2.2
0.5
0.1
0.08
0.03
Film resistance, M⍀⭈cm
0.026
0.50
2.1
17.5
1.75
4.6
TABLE 12.4 Effect on Critical Current Density
and Passivation Potential of Chromium Content
for Iron-Chromium Alloys in 10% Sulfuric Acid
Chromium, %
icc, mA⭈cm⫺2
Epp, V vs. SHE
0
2.8
6.7
9.5
14.0
1000
360
340
27
19
⫹0.58
⫹0.58
⫹0.35
⫹0.15
⫺0.03
TABLE 12.5
Effect on Critical Current Density and
Passivation Potential on Alloying Nickel with Chromium
in 0.5 M and 5 M H2SO4 Containing 0.25 M K2SO4
Ni, %
100
91
77
49
27
10
1
0
icc,
mA⭈cm⫺2
Epp, V
vs.
SHE
0.5 M
5M
0.5 M
5M
100
0.95
0.11
0.020
0.012
0.0013
1.0
1.5
23
3.9
0.82
0.20
0.041
0.011
5.0
8.0
⫹0.36
⫹0.06
⫹0.07
⫹0.03
⫹0.02
⫹0.04
⫺0.32
⫺0.30
⫹0.47
⫹0.14
⫹0.08
⫹0.06
⫹0.05
⫹0.08
⫺0.20
⫺0.20
The presence in the environment of impurities that retard the formation of a passive film or accelerate its degradation is often detrimental. In this context, chloride ions can be quite aggressive for
many alloys and particularly for steels and stainless steels. As an
example, the addition of 3% HCl hydrochloric acid to 67% sulfuric
acid raises the critical current density for the passivation of a S31600
stainless steel from 0.7 to 40 mAcm2 and the current density to
maintain passivity from 0.1 to 60 Acm2. Therefore, the use of the
calomel electrode in anodic-protection systems is not recommended
because of the possible leakage of chloride ions into the electrolyte,
Anodic Protection
927
TABLE 12.6 Critical Current Density and Current
Density to Maintain Passivity of S30400 Stainless
Steel in Various Electrolytes
Electrolyte
icc, mA⭈cm⫺2
ip, A⭈cm⫺2
20% NaOH
67% H2SO4 (24°C)
LiOH (pH ⫽ 9.5)
80% HNO3 (24°C)
115% H3PO4 (24°C)
4.65
0.51
0.08
0.0025
0.000015
9.9
0.093
0.022
0.031
0.00015
TABLE 12.7 Effect of Concentration of Sulfuric Acid at 24°C on
Corrosion Rate and Critical Current Density of S31600 Stainless Steel
Sulfuric acid, %
Corrosion rate, mm⭈y⫺1
icc, mA⭈cm⫺2
0
40
45
55
65
75
105
0
2.2
5.6
8.9
7.8
6.7
0
4.7
1.6
1.4
1.0
0.7
0.4
0.1
and metal/metal oxide and other electrodes are often preferred.
Because of this chloride effect the storage of hydrochloric acid
requires a more passive metal than mild steel, and titanium anodically protected by an external source of current or galvanic coupling
has been reported to be satisfactory although even this oxide film has
sometimes been found to be unstable.1
An increase in the temperature of an electrolyte may have several
effects. An increase in temperature may make passivation more difficult, reduce the potential range in which a metal is passive, and
increase the current density or corrosion rate during passivity as indicated in Fig. 12.3 for mild steel in 10% H2SO4.1 Note the magnitude of
the critical current density that is slightly higher than 10 mA⭈cm⫺2.
Such a high current density requirement creates a problem in practical
anodic protection systems where the surfaces to be protected can be
quite large.
12.3 Equipment Required for Anodic
Protection
Figure 12.4 shows a schematic of an anodic protection system for a
storage vessel. Some of the basic properties required of the components of an anodic system are described here.
2000
Potential (mV vs. SHE)
1500
1000
60°C
22°C
500
0
-500
-1000
-2.00
-1.50
-1.00
-0.50
0.00
0.50
1.00
1.50
2.00
2.50
-2
Log Current density (mA cm )
Figure 12.3 Forward and backward potentiostatic anodic polarization curves for mild
steel in 10% sulfuric acid at 22 and 60°C.
Hastelloy
cathode
Hg/HgSO4
reference electrode
Power
supply
Sulfuric acid
Figure 12.4 Schematic of an anodic protection system for a sulfuric acid storage vessel.
Anodic Protection
929
12.3.1 Cathode
The cathode should be a permanent-type electrode that is not dissolved by the solution or the currents impressed between the vessel
wall and electrode. The cathodes used in most of the first applications
of anodic protection were made of platinum-clad brass. These electrodes were excellent electrochemically but were costly, and the active
area contacting the solution was limited by this cost. Because the overall resistance is a direct function of current density, it is advantageous
to use large surface area electrodes. Many other, less costly metals
have been used for cathodes instead of these costly materials. Some of
these metals are listed in Table 12.8 with the chemical environments
in which they were used.3,5 The electrode size is chosen to conform to
the geometry of the vessel and to provide as large a surface area as
possible. The location of the cathode is not a critical factor in simple
geometry, such as storage vessels, but in heat exchangers, it is necessary to extend the electrode around the surface to be protected.
Multiple cathodes can be used in parallel to distribute the current and
to decrease circuit resistance.
12.3.2
Reference electrode
Reference electrodes must be used in anodic protection systems
because the potential of the vessel to be protected has to be carefully
controlled. The reference electrode must have an electrochemical
potential that is constant with respect to time and that is minimally
affected by changes in temperature and solution composition. Several
reference electrodes have been used for anodic protection, including
those listed in Table 12.9.3,5 The reference electrode has been a source
of many problems in anodic protection installations because of its
fragile nature.
TABLE 12.8
Cathode Materials Used in Field Installations
Cathode metal
Environment
Platinum-clad brass
Steel
Chromium nickel steel
Silicon cast iron
Copper
S30400
Sulfuric acid of various concentrations
Kraft pulping liquor
H2SO4 (78–105%)
H2SO4 (89–105%)
Hydroxylamine sulfate
Liquid fertilizers (nitrate solutions)
Sulfuric acid
Chemical nickel plating solutions
Liquid fertilizers (nitrate solutions)
Sulfuric acid of various concentrations
Kraft digester liquid
Nickel-plated steel
Hastelloy C
930
Chapter Twelve
TABLE 12.9 Reference Electrodes Used for Anodic
Protection Installations
Electrode
Calomel
Ag/AgCl
Hg/HgSO4
Pt/PtO
Au/AuO
Mo/MoO3
Platinum
Bismuth
S31600 steel
Nickel
Silicon
12.3.3
Environment
Sulfuric acid of various concentrations
Kraft digester
Sulfuric acid, fresh or spent
Kraft solutions
Fertilizer solutions
Sulfonation plant
H2SO4
Hydroxylamine sulfate
H2SO4
Alcohol solution
Sodium carbonate solutions
Kraft digester
Green or black liquors
H2SO4
NH4OH
Fertilizer solutions
H2SO4
Fertilizer solutions
Nickel plating solutions
Fertilizer solutions
Potential control and power supply
The dc power supplies used in anodic protection systems have similar
design and requirements as the rectifiers for cathodic protection, with
one exception. Because of the nature of the active-passive behavior of
the vessel, the currents required to maintain the potential of the vessel wall in the passive range can become very small. Some designs of
dc power supplies must be specially modified to reduce the minimum
amount of current put out of the power supply.3
The potential control in anodic protection installations has two functions. First, the potential must be measured and compared to a desired
preset value. Second, a control signal must then be sent to the power supply to force the dc current between the cathode and vessel wall. In early
systems, this control function was done in an ON-OFF method because of
the high costs of electronic circuitry. The recent progress in power electronics has resulted in all systems having a continuous proportional-type
control.3 Packaging these electronic components occasionally involves
special requirements because most of the installations are made in
chemical plants. Explosion-proof enclosures are sometimes required, and
chemically resistant enclosures are necessary in other installations.
12.4
Design Concerns
Designing an anodic protection system requires knowledge of the basic
electrochemical behavior of the system and of the geometry of the
Anodic Protection
931
equipment to be protected, considering any special operational conditions. As described earlier, the electrochemical parameters of concern
are the potential at which the vessel must be maintained for corrosion
protection, the current required to establish passivity, and the current
required to maintain passivity. The electrode potential can be determined directly from polarization curves, and the required currents can
be estimated from the polarization data. However, because the current
is so strongly time dependent, its variations with respect to time must
be carefully estimated. Empirical data available from field installations
are the best source for this type of information.3
Special care and attention should also be focused on estimating the
solution resistivity of a system because it is important in determining
the overall circuit resistance. The power requirements for the dc power
supply should be as low as possible to reduce operating costs. The
solution resistivity should usually be sufficiently low so that the circuit resistance is controlled by the cathode surface area. It is essential for a system to have good throwing power or good ability for the
applied current to reach the required value over complex geometry
and variable distances. In general, a uniform distribution of potential
over a regular-shaped passivated surface can be readily obtained by
anodic protection. It is much more difficult to protect surface irregularities, such as the recessions around sharp slots, grooves, or crevices
because the required current density will not be obtained in these
areas. This incomplete passivation can have catastrophic consequences. This difficulty can be overcome by designing the surface to
avoid these irregularities or by using a metal or alloy that is easily
passivated with as low a critical current density as possible. In the
rayon industry, crevice corrosion in titanium has been overcome by
alloying it with 0.1% palladium.1
The actual passivation of a surface is very rapid if the applied current density is greater than the critical value. However, because of the
high current requirements, it has been found to be neither technically
nor economically practical to passivate the whole surface of a large
vessel in the same initial period. For a storage vessel with an area of
1000 m2, for example, a current of 5000 A could be necessary. It is
therefore essential to avoid these very high currents by using one of a
few techniques. It may be possible and practical, for example, to lower
the temperature of the electrolyte, thereby reducing the critical current density before passivating the metal. If a vessel has a very small
floor area, it may be treated in a stepwise manner by passivating the
base, then the lower areas of the walls, and finally the upper areas of
the walls, but this technique is not practical for very large storage
tanks with a considerable floor area.1
Another method that has been successful is to passivate the metal by
using a solution with a low critical current density (such as phosphoric
932
Chapter Twelve
acid), which is then replaced with the more aggressive acid (such as sulfuric acid) that has to be contained in the vessel (cf. Table 12.6). The critical current density can also be minimized by pretreating the metal
surface with a passivating inhibitor.
12.5 Applications
Anodic protection has been used for storage vessels, process reactors,
heat exchangers, and transportation vessels that contain various corrosive solutions. The majority of the applications of anodic protection
involve the manufacture, storage, and transport of sulfuric acid, more
of which is produced worldwide than any other chemicals. Storage of
93% H2SO4 and above in low-carbon steel vessels has met with some
success in terms of vessel life. Anodic protection has been successful in
reducing the amount of iron picked up during storage. Field studies
have shown that the iron content of H2SO4 in concentrations of 93%
and above increases at rates of 5 to 20 ppm per day of storage, depending on acid concentrations vessel size, acid residence time, and storage
temperature. Several anodic protection systems have been successful
in reducing the rates of iron pickup to 1 ppm per day or less. The level
of purity of the acid has been sufficient to meet market demands for
low iron content acid. Sulfuric acid will continue to pick up iron during transportation in trucks, railroad cars, and barges. Portable anodic
protection has been used for such vessels to maintain the purity of the
acid and to extend storage time.3
A large market has developed for anodically protected heat exchangers as replacements for cast iron coolers. Shell and tube, spiral, and
plate-type exchangers have been sold complete with anodic protection
as an integral part of the equipment. Sulfuric acid of 96 to 98% concentration at temperatures up to 110°C has been handled in S31600
stainless steel heat exchangers by the use of anodic protection.
Corrosion rates have been reduced from unprotected rates of more
than 5 mm⭈y⫺1 to less than 0.025 mm⭈y⫺1, and cost savings have been
substantial because of extended equipment life and the higher-purity
acid that was produced by using these protected heat exchangers.
Several other corrosive systems have also been handled in anodically
protected heat exchangers.3
One consequence of reducing the rate of corrosion of steel in an acid
is also to reduce the production of hydrogen, which has been reported
as the cause of explosions in phosphoric acid systems.1 The presence of
hydrogen may also induce the formation of blisters at inclusions in the
metal and can also produce grooving on vertical surfaces. Anodic protection has been found to significantly stifle the formation of hydrogen,
therefore minimizing such problems.
Anodic Protection
933
12.6 Practical Example: Anodic Protection
in the Pulp and Paper Industry
Anodic protection is a powerful technique used to mitigate corrosion of
liquor tankage. However, the electrochemistry of Kraft liquors is complex due to the multiple oxidation states of sulfur compounds, the
number of possible Fe-S-H2O reactions, and the existence of activepassive behavior. The electrochemical behavior may be further complicated because some Fe-S compounds are semiconductors.6 The
major sulfur species in Kraft liquors are listed in Table 12.10.
Anodic protection of a Kraft liquor tank was first successfully realized at the end of 1984, and the success of this system resulted in
many commercial installations. Unfortunately, unexpectedly high corrosion rates were reported at localized areas in several of the tanks
even though the remainder of the surfaces corroded at rates less than
0.13 mm⭈y⫺1.1 Most of the problems experienced have been attributed
to incomplete understanding of the electrochemistry of carbon steel in
these liquors and the coexistence of active and passive areas, which
had not been addressed properly in earlier control strategies.
Tromans deduced an elegant yet simple model of passivation in
caustic sulfide that explains the role of sulfide in the process.7
According to Tromans, after the initial nucleation of Fe3O4, sulfide is
incorporated as substitutional ions into the Fe3O4 spinel lattice, forming a nonprotective compound Fe3O4-xSx. At the peak of the active-passive transition, Tromans predicted x to be approximately 0.19. Because
passivation cannot occur until the sulfide in the film is completely
removed by oxidation, high current densities are required to force this
reaction. However, once devoid of sulfide, the film can remain stable if
the potential is kept more positive than the Flade potential corresponding to the reduction reaction of oxidized sulfur species such as
S2O32⫺ and S22⫺.6
Figure 12.5 depicts one anodic and four cathodic idealized polarization curves, including the possible intersection points. The number and
location of the intersection points creates four types of behavior,
namely, monostable (active), bistable, astable, and monostable (pasTABLE 12.10
Major Sulfur Species in Kraft Liquors
Species
Symbol
Sulfur valence
Sulfate
Sulfite
Thiosulfate
Sulfur
Polysulfide
Sulfide
(SO42⫺)
(SO32⫺)
(S2O32⫺)
⫹6
⫹4
⫹2
0
⫺1
⫺2
S
Sxx⫺
S2⫺
934
Chapter Twelve
300
Anodic curve
Bistable
Potential (V vs. SSE)
200
Monostable passive
100
Astable
0
-100
Monostable active
-200
-300
-3
-2.5
-2
-1.5
-1
-0.5
0
0.5
1
-2
Log current density (mA cm )
Figure 12.5 Possible combinations of anodic/cathodic intersections in the mixed poten-
tial representation of carbon steel exposed to Kraft liquors.
sive). A potentiodynamic curve of each of these types of behavior is
shown, respectively, in Figs. 12.6 through 12.9. Astable behavior occurs
infrequently because it requires a single anodic-cathodic intersection
on the negative resistance portion of the anodic curve. This is an unstable operating condition that results in continuous oscillations between
active and passive potentials. Various alloys in elevated temperature
sulfuric acid are known to exhibit such behavior.6
The four types of mixed potential models presented in Figs. 12.6 to
12.9 are simplistic and do not necessarily reflect the complete behavior of carbon steel in Kraft liquors because the models all assume some
sort of steady states. Figure 12.10 depicts typical curves from an in
situ test in a white liquor clarifier at different scan rates. The passive
state does not exist until after the active-passive transition is traversed. Therefore, unless sufficient anodic current density is discharged from carbon steel by a naturally occurring cathodic reaction or
an applied anodic protection current, the carbon steel liquor interface
remains monostable (active) because the passive film and its low current density properties do not exist.
Under normal operating chemistries in white and green Kraft
liquors, carbon steel exhibits a monostable (active) behavior, and the
bistable behavior occurs only after the passivation process has reached
some degree of completion, as predicted by Tromans and verified by
Anodic Protection
935
300
Potential (V vs. SSE)
200
100
0
-100
-200
-300
-3
-2.5
-2
-1.5
-1
-0.5
0
0.5
1
-2
Log current density (mA cm )
Figure 12.6 Theoretical polarization curve illustrating the monostable (active) behavior
of mild steel exposed to Kraft liquors.
300
Potential (V vs. SSE)
200
100
0
-100
-200
-300
-3
-2.5
-2
-1.5
-1
-0.5
0
0.5
1
-2
Log current density (mA cm )
Figure 12.7 Theoretical polarization curve illustrating the bistable behavior of mild steel
exposed to Kraft liquors.
936
Chapter Twelve
300
Potential (V vs. SSE)
200
100
0
-100
-200
-300
-3
-2.5
-2
-1.5
-1
-0.5
0
0.5
1
-2
Log current density (mA cm )
Figure 12.8 Theoretical polarization curve illustrating the monostable (passive) behav-
ior of mild steel exposed to Kraft liquors.
300
Potential (V vs. SSE)
200
100
0
-100
-200
-300
-3
-2.5
-2
-1.5
-1
-0.5
0
0.5
1
-2
Log current density (mA cm )
Figure 12.9 Theoretical polarization curve illustrating the astable behavior of mild steel
exposed to Kraft liquors.
Anodic Protection
937
300
-1
0.02 mV s
200
-1
Potential (V vs. SSE)
1 mV s
100
0
-100
-200
-300
-3
-2.5
-2
-1.5
-1
-0.5
0
0.5
1
-2
Log current density (mA cm )
Typical in situ polarization curves of carbon steel immersed in white liquor
at two scan rates.
Figure 12.10
typical curves. However, once created, the passive state is not permanently stable. When the direction of the curve is reversed, a second
stable equilibrium potential is established. During traverse of the
active-passive transition, the corrosion rate has been measured to be
only 10 percent of the total Faradaic equivalent; hence 90 percent of
the current is consumed in sulfide oxidation. Design of the protection
and control systems now incorporates all of the features required to
passivate the tank, maintain passivation, detect active areas, and
repassivate if required.6 Some of these features are6
1. The location of cathodes. Design is based on primary current
distribution with the ratio of the minimum to maximum current density around the circumference of the tank greater than 0.9.
2. Fluctuating liquor level. This requires higher initial current
density and more frequent repassivation cycles to form a tenacious
passive layer. When immersed, the wet/dry zone of a tank exhibits a
more positive potential than the remainder of tank, which may
account for the higher corrosion rates there. However, it has been
observed that the wet/dry zone does not get covered with surface
buildup or deposits. The constantly immersed zone builds a thick surface deposit on these protected surfaces.
3. Control scheme. Conventional control schemes rely on a simple
proportional, integral algorithm (PI). This technique is not optimal
when active and passive areas exist simultaneously. The use of this
938
Chapter Twelve
type of control will, in fact, result in accelerated corrosion of active
areas. When a surface is entirely passive, the measured potential is
uniform to within a few millivolts around the circumference of the
tank. An active area of any size significantly distorts this uniformity.
The impact is so acute and precise that active areas can be located by
triangulation. Once this distortion is detected, the control system initiates an automatic repassivation using high currents for a programmable period of time. Implementation of this scheme has revealed
when and where active areas are formed on the vessel. Several repassivations are common during the first month of operation. Activation
seldom occurs after this stabilization period.
References
1. Walker, R., Anodic Protection, in Shreir, L. L., Jarman, R. A., and Burstein, G. T.
(eds.), Corrosion Control, Oxford, U.K., Butterworths Heinemann, 1994, pp.
10:155–10:170.
2. Fontana, M. G., Corrosion Engineering, New York, McGraw Hill, 1986.
3. Locke, C. E., Anodic Protection, in Metals Handbook: Corrosion, Materials Park,
Ohio, ASM International, 1987, pp. 463–465.
4. Sedriks, A. J., Corrosion of Stainless Steels, New York, John Wiley, 1979.
5. Riggs, O. L., and Locke, C. E., Anodic Protection, New York, Plenum Press, 1981.
6. Munro, J. I., Anodic Protection of White and Green-Liquor Tankage With and
Without the Use of Protective Organic Linings, in Proceedings of the 7th
International Symposium on Corrosion in the Pulp and Paper Industry, Atlanta, Ga.,
TAPPI, 1992, 117–130.
7. Tromans, D., Anodic Polarization Behavior of Mild Steel in Hot Alkaline Sulfide
Solutions, Journal of the Electrochemical Society, 127:1253–1256 (1980).
APPENDIX
A
SI Units Conversion Table
How to Read This Table
The table provides conversion factors to SI units. These factors can be
considered as unity multipliers. For example,
Length: m/X
0.0254 in
0.3048 ft
means that
1 0.0254 (m/in)
1 0.3048 m/ft
and similarly,
1 418.7 (W/m) / (cal/s ⭈ cm)
The SI units are listed immediately after the quantity; in this case,
length: m/X. The m stands for meter, and the X designates the non-SI
units for the same quantity. These non-SI units follow the numerical
conversion factors.
Note: In the following table at all locations, ton refers to U.S. rather
than metric ton.
Acceleration: (m/s2)/X
0.01
7.716E-08
0.3048
8.47E-05
2.35E-08
cm/s2
m/h2
ft/s2
ft/min2
ft/h2
Acceleration, angular: (rad/s2)/X
2.78E-04
7.72E ⫹ 08
1.74E-03
rad/min2
rad/h2
rev/min2
939
940
Appendix A
Area: m2/X
1.0E-04
1.0E-12
0.0929
6.452E-04
0.8361
4,047
2.59E ⫹ 06
cm2
m2
ft2
in2
yd2
acre
mi2
Current: A/X
10.0
3.3356E-10
abampere
statampere
Density: (kg/m3)/X
1000.0
16.02
119.8
27,700
2.289E-3
g/cm3
lbm/ft3
lbm/gal
lbm/in3
grain/ft3
Diffusion coefficient: (m2/s)/X
1.0E-04
2.78E-04
0.0929
2.58E-05
cm2/s
m2/h
ft2/s
ft2/h
Electrical capacitance: F/X
1
1
1.0E ⫹ 09
1.113E-12
3.28
A2⭈s4/kg⭈m2
A⭈s/V
abfarad
statfarad
V/ft
Electric charge: C/X
1
10
3.336E-10
A⭈s
abcoulomb
statcoulomb
Electrical conductance: S/X
1
⍀⫺1
Electric field strength: (V/m)/X
1
100
1.0E-08
299.8
39.4
kg⭈m/A⭈s3
V/cm
abvolt/m
statvolt/m
V/in
Electrical resistivity: (V⭈m/A)/X, (⍀⭈m)/X
1 kg⭈m3/A2⭈s3
1
1.0E-09
8.988E ⫹ 11
kg⭈m5/A2⭈s3
abohm⭈m
statohm⭈m
3.6E ⫹ 06
4.187
4187
1.0E-07
1.356
1055
0.04214
2.685E ⫹ 06
1.055E ⫹ 08
0.113
4.48E ⫹ 04
745.8
kWh
cal
kcal
erg
ft⭈lbf
Btu
ft⭈pdl
hp⭈h
therm
in⭈lbf
hp⭈min
hp⭈s
Energy: J/X
SI Units Conversion Table
Energy density: (J/m3)/X
3.6E ⫹ 06
4.187E ⫹ 06
4.187E ⫹ 09
0.1
47.9
3.73E ⫹ 04
1.271E ⫹ 08
9.48E ⫹ 07
kWh/m3
cal/cm3
kcal/cm3
erg/cm3
ft⭈lbf/ft3
Btu/ft3
kWh/ft3
hp⭈h/ft3
Energy, linear: (J/m)/X
418.7
4.187E ⫹ 05
1.0E-05
4.449
3461
8.81E ⫹ 06
1.18E ⫹ 07
cal/cm
kcal/cm
erg/cm
ft⭈lbf/ft
Btu/ft
hp⭈h/ft
kWh/ft
Energy per area: (J/m2)/X
41,868
4.187E ⫹ 07
0.001
14.60
11,360
2.89E ⫹ 07
3.87E ⫹ 07
cal/cm2
kcal/cm2
erg/cm2
ft⭈lbf/ft2
Btu/ft2
hp⭈h/ft2
kWh/ft2
Flow rate, mass: (kg/s)/X
1.0E-03
2.78E-04
0.4536
7.56E-03
1.26E-04
g/s
kg/h
lbm/s
lbm/min
lbm/h
Flow rate, mass/force: (kg/N⭈s)/X
9.869E-05
1.339E-08
g/cm2⭈atm⭈s
lbm/ft2⭈atm⭈h
Flow rate, mass/volume: (kg/m3⭈s)/X
1000
16.67
0.2778
16.02
0.267
4.45E-03
g/cm3⭈s
g/cm3⭈min
g/cm3⭈h
lbm/ft3⭈s
lbm/ft3⭈min
lbm/ft3⭈h
Flow rate, volume: (m3/s)/X
1.0E-06
0.02832
1.639E-05
4.72E-04
7.87E-06
3.785E-03
6.308E-05
1.051E-06
cm3/s
ft3/s (cfs)
in3/s
ft3/min (cfm)
ft3/h (cfh)
gal/s
gal/min (gpm)
gal/h (gph)
Flux, mass: (kg/m2⭈s)/X
10
1.667E-05
2.78E-07
4.883
0.0814
1.356E-03
g/cm2⭈s
g/m2⭈min
g/m2⭈h
lbm/ft2⭈s
lbm/ft2⭈min
lbm/ft2⭈h
941
942
Appendix A
Force: N/X
1.0E-05
1
9.8067
9.807E-03
0.1383
4.448
4448
8896
dyn
kg⭈m/s
kg(force)
g(force)
pdl
lbf
kip
ton(force)
Force, body: (N/m3)/X
10
9.807E ⫹ 06
157.1
2.71E ⫹ 05
3.14E ⫹ 05
dyn/cm3
kg(f)/cm3
lbf/ft3
lbf/in3
ton(f)/ft3
Force per mass: (N/kg)/X
0.01
9.807
9.807
0.3049
dyn/g
kg(f)/kg
lbf/lbm
lbf/slug
Heat transfer coefficient: (W/m⭈K)/X
41,868
1.163
1.0E-03
5.679
12.52
cal/s⭈cm2⭈°C
kcal/h⭈m2⭈°C
erg/s⭈cm2⭈°C
Btu/h⭈ft2⭈°F
kcal/h⭈ft2⭈°C
Henry’s constant: (N/m2)/X
1.01326E ⫹ 05
133.3
6893
47.89
atm
mmHg
lbf/in2
lbf/ft2
Inductance: H/X
1
1
1.0E-09
8.988E ⫹ 11
kg⭈m2/A2⭈s2
V⭈s/A
abhenry
stathenry
Length: m/X
0.01
1.0E-06
1.0E-10
0.3048
0.0254
0.9144
1609.3
cm
m
Å
ft
in
yd
mi
Magnetic flux: Wb/X
1
1
kg⭈m2/A⭈s2
V⭈s
Mass: kg/X
1.0E-03
0.4536
6.48E-05
0.2835
907.2
14.59
g
lbm
grain
oz (avdp)
ton (U.S.)
slug
Mass per area: (kg/m2)/X
10
4.883
703.0
3.5E-04
g/cm2
lbm/ft2
lbm/in2
ton/mi2
SI Units Conversion Table
943
Moment inertia, area: m4/X
1.0E-08
4.16E-07
8.63E-03
cm4
in4
ft4
Moment inertia, mass: (kg⭈m2)/X
1.0E-07
0.04214
1.355
2.93E-04
0.11
g⭈cm2
lbm⭈ft2
lbf⭈ft⭈s2
lbm⭈in2
lbf⭈in/s
Momentum: (kg⭈m/s)/X
1.0E-05
0.1383
2.30E-03
g⭈cm/s
lbm⭈ft/s
lbm⭈ft/min
Momentum, angular: (kg⭈m2/s)/X
1.0E-07
0.04215
7.02E-04
g⭈cm2/s
lbm⭈ft2/s
lbm⭈ft2/min
Momentum flow rate: (kg⭈m/s2)/X
1.0E-05
0.1383
3.84E-05
g⭈cm/s2
lbm⭈ft/s2
lbm⭈ft/min2
Power: W/X
4.187
4187
1.0E-07
1.356
0.293
1055
745.8
0.04214
0.1130
3517
17.6
cal/s
kcal/s
erg/s
ft⭈lbf/s
Btu/h
Btu/s
hp
ft⭈pdl/s
in⭈lbf/s
ton refrigeration
Btu/min
Power density: (W/m3)/X
4.187E ⫹ 06
4.187E ⫹ 09
0.1
47.9
3.73E ⫹ 04
10.36
3.53E ⫹ 04
2.63E ⫹ 04
cal/s⭈cm3
kcal/s⭈cm3
erg/s⭈cm3
ft⭈lbf/s⭈ft3
Btu/s⭈ft3
Btu/h⭈ft3
kW/ft3
hp/ft3
Power flux: (W/m2)/X
41,868
4.187E ⫹ 07
0.001
14.60
11,360
3.156
8028
1.072E ⫹ 04
cal/s⭈cm2
kcal/s⭈cm2
erg/s⭈cm2
ft⭈lbf/s⭈ft2
Btu/s⭈ft2
Btu/h⭈ft2
hp/ft2
kW/ft2
Power, linear: (W/m)/X
418.7
4.187E ⫹ 05
1.0E-05
4.449
3461
0.961
2447
cal/s⭈cm
kcal/s⭈cm
erg/s⭈cm
ft⭈lbf/s⭈ft
Btu/s⭈ft
Btu/h⭈ft
hp/ft
944
Appendix A
Pressure, stress: Pa/X
0.1
1
9.8067
1.0E ⫹ 05
1.0133E ⫹ 05
1.489
47.88
6894
1.38E ⫹ 07
249.1
2989
133.3
3386
dyn/cm2
N/m2
kg(f)/m2
bar
std. atm
pd1/ft2
lbf/ft2
lbf/in2 (psi)
ton(f)/in2
in H2O
ft H2O
torr, mmHg
inHg
Resistance: ⍀/X
1
1
1.0E-09
8.988E ⫹ 11
kg⭈m2/A2⭈s3
V/A
abohm
statohm
Specific energy: (J/kg)/X
1
4187
4.187E ⫹ 06
2.99
2326
5.92E ⫹ 06
7.94E ⫹ 06
m2/s2
cal/g
kcal/g
ft⭈lbf/lbm
Btu/lbm
hp⭈h/lbm
kWh/lbm
Specific heat, gas constant: (J/kg⭈K)/X
1
4187
1.0E-04
4187
5.38
m2/s2⭈K
cal/g⭈°C
erg/g⭈°C
Btu/lbm⭈°F
ft⭈lbf/lbm⭈°F
Specific surface: (m2/kg)/X
0.1
2.205E-12
0.2048
cm2/g
m2/lbm
ft2/lbm
Specific volume: (m3/kg)/X
1.0E-03
1.0E-15
0.0624
cm3/g
m3/g
ft3/lbm
Specific weight: (N/m3)/X
10
157.1
dyn/cm3
lbf/ft3
Surface tension: (N/m)/X
1.0E-03
14.6
175.0
dyn/cm
lbf/ft
lbf/in
Temperature: K/X (difference)
0.5555
0.5555
1.0
°R
°F
°C
Thermal conductivity: (W/m⭈K)/X
418.7
1.163
1.0E-05
1.731
cal/s⭈cm⭈°C
kcal/h⭈m⭈°C
erg/s⭈cm⭈°C
Btu/h⭈ft⭈°F
SI Units Conversion Table
0.1442
2.22E-03
Btu⭈in/h⭈ft2⭈°F
ft⭈lbf/h⭈ft⭈°F
Time: s/X
60.0
3600
86,400
3.156E ⫹ 07
min
h
day
year
Torque: N⭈m/X
1.0E-07
1.356
0.0421
2.989
dyn⭈cm
lbf⭈ft
pdl⭈ft
kg(f)⭈ft
Velocity: (m/s)/X
0.01
2.78E-04
0.278
0.3048
5.08E-03
0.477
cm/s
m/h
km/h
ft/s
ft/min
mi/h
Velocity, angular: (rad/s)/X
0.01667
2.78E-04
0.1047
rad/min
rad/h
rev/min
Viscosity, dynamic: (kg/m⭈s)/X
1
0.1
0.001
2.78E-04
1.488
4.134E-04
47.91
1
N⭈s/m2
P
cP
kg/m⭈h
lbm/ft⭈s
lbm/ft⭈h
lbf⭈s/ft2
P
1.0E-04
2.778E-04
0.0929
2.581E-05
1
St
m2/h
ft2/s
ft2/h
St
Volume: m3/X
1.0E-06
1.0E-03
1.0E-18
0.02832
1.639E-05
3.785E-03
cm3
1
m3
ft3
in3
gal (U.S.)
Voltage, electrical potential: V/X
1.0
1
1.0E-08
299.8
kg⭈m2/A⭈s3
W/A
abvolt
statvolt
(g/cm⭈s)/X
Viscosity, kinematic: (m2/s)/X
(cm2/s)/X
Using the Table
The quantity in braces {} is selected from the table.
945
946
Appendix A
Example 1
To calculate how many meters are in 10 ft, the table provides the conversion factor as 0.3048 m/ft. Hence multiply
10 ft ⫻ { 0.3048 m/ft } ⫽ 3.048 m
Example 2
Convert thermal conductivity of 10 kcal/h⭈m⭈°C to SI units. Select the
appropriate conversion factor for these units:
10 (kcal/h ⭈ m ⭈ °C) ⫻ { 1.163 (W/m ⭈ K) / (kcal/h ⭈ m ⭈ °C) }
⫽ 11.63 W/m ⭈ K
APPENDIX
B
Glossary
abrasive Material such as sand, crushed chilled cast iron, crushed steel grit,
aluminum oxide, silicon carbide, flint, garnet, or crushed slag used for cleaning or surface roughening.
absolute pressure Pressure above zero pressure; the sum of the gage and
atmospheric pressures.
absorb To take in and engulf wholly.
absorbent A material, usually a porous solid, which takes another material
into its interior. When rain soaks into soil, the soil is an absorbent.
absorption A process in which molecules are taken up by a liquid or solid
and distributed throughout the body of that liquid or solid; the process in
which one substance is taken into the body of an absorbent. Compare with
adsorption.
ac impedance
See electrochemical impedance spectroscopy.
acicular ferrite A highly substructured nonequiaxed ferrite formed upon continuous cooling by a mixed diffusion and shear mode of transformation that
begins at a temperature slightly higher than the transformation temperature range for upper bainite. It is distinguished from bainite in that it has a
limited amount of carbon available; thus, there is only a small amount of
carbide present.
acid A substance which releases hydrogen ions when dissolved in water.
Most acids will dissolve the common metals and will react with a base to
form a neutral salt and water.
acid cleaning The process of cleaning the interior surfaces of steam-generating
units by filling the unit with dilute acid accompanied by an inhibitor to prevent corrosion, and subsequently draining and washing the unit and neutralizing the acid by a further wash of alkaline water.
947
948
Appendix B
acid embrittlement A form of hydrogen embrittlement that may be induced
in some metals by acid.
acid mine drainage Drainage of water from areas that have been mined for
coal or other mineral ores; the water has a low pH, sometimes less than 2.0,
because of its contact with sulfur-bearing material.
acid rain Atmospheric precipitation with a pH below 3.6 to 5.7. Burning of
fossil fuels for heat and power is the major factor in the generation of oxides
of nitrogen and sulfur, which are converted into nitric and sulfuric acids
washed down in the rain. See also atmospheric corrosion.
acidity The quantitative capacity of water or a water solution to neutralize
an alkali or base. It is usually measured by titration with a standard solution of sodium hydroxide and expressed in terms of its calcium carbonate
equivalent. See also carbon dioxide, mineral acidity, total acidity.
activated carbon A water treatment medium, found in block, granulated, or
powdered form, which is produced by heating carbonaceous substances
(bituminous coal or cellulose-based substances such as wood or coconut
shell) to 700°C or less in the absence of air to form a carbonized char, and
then activating (oxidizing) at 800 to 1000°C with oxidizing gases such as
steam and carbon dioxide (oxygen is never used as the oxidizing gas because
its reaction with the carbon surface is too rapid and violent) to form pores,
thus creating a highly porous adsorbent material.
activated silica A material usually formed from the reaction of a dilute silicate solution with a dilute acid. It is used as a coagulant aid.
activation The changing of a passive surface of a metal to a chemically active
state. Contrast with passivation.
active The negative direction of electrode potential. [Also used to describe
corrosion and its associated potential range when an electrode potential is
more negative than an adjacent depressed corrosion-rate (passive) range.]
activity A measure of the chemical potential of a substance, where chemical
potential is not equal to concentration, that allows mathematical relations
equivalent to those for ideal systems to be used to correlate changes in an
experimentally measured quantity with changes in chemical potential.
activity (ion) The ion concentration corrected for deviations from ideal
behavior. Concentration multiplied by activity coefficient.
activity coefficient A characteristic of a quantity expressing the deviation of
a solution from ideal thermodynamic behavior; often used in connection
with electrolytes.
adhesion A binding force that holds together molecules of substances whose
surfaces are in contact or near proximity.
adhesive strength The magnitude of attractive forces, generally physical in
character, between a coating and a substrate. Two principal interactions
that contribute to the adhesion are Van der Waals forces and permanent
dipole bonds.
adsorb To take in on the surface.
Glossary
949
adsorbent A material, usually solid, capable of holding gases, liquids, and/or
suspended matter at its surface and in exposed pores. Activated carbon is a
common adsorbent used in water treatment.
adsorption The physical process occurring when liquids, gases, or suspended
matter adhere to the surfaces of, or in the pores of, an adsorbent medium.
Adsorption is a physical process which occurs without chemical reaction.
aeration The process whereby water is brought into intimate contact with air
by spraying or cascading, or air is brought into intimate contact with water by
an air aspirator or by bubbling compressed air through the body of water.
aeration cell An oxygen concentration cell; an electrolytic cell resulting
from differences in dissolved oxygen at two points. See also differential
aeration cell.
aerobic An action or process conducted in the presence of air, such as aerobic digestion of organic matter by bacteria.
age hardening Hardening by aging, usually after rapid cooling or cold working.
Alclad A composite wrought product made up of an aluminum alloy core that
has on one or both surfaces a metallurgically bonded aluminum or aluminum alloy coating that is anodic to the core and thus electrochemically
protects the core against corrosion.
algae Small primitive plants containing chlorophyll, commonly found in
surface water. Excessive growths may create taste and odor problems and
consume dissolved oxygen during decay.
alkali A water-soluble mineral compound, usually considered to have moderate strength as a base (as opposed to the caustic or strongly basic hydroxides,
although this differentiation is not always made). In general, the term is
applied to bicarbonate and carbonate compounds when they are present in
the water or solution. (See base.)
alkaline
(1) Having properties of an alkali. (2) Having a pH greater than 7.
alkaline cleaner A material blended from alkali hydroxides and such alkaline salts as borates, carbonates, phosphates, or silicates. The cleaning
action may be enhanced by the addition of surface-active agents and special
solvents.
alkalinity The quantitative capacity of a water or water solution to neutralize an acid. It is usually measured by titration with a standard acid solution
of sulfuric acid and is expressed in terms of its calcium carbonate equivalent. If there is not enough buffer, or anything that would reduce the shock
of acid rain by neutralization, the water is considered acid-sensitive. (See
alkali, base.)
alkyl benzene sulfonate A term applied to a family of branched chain chemical compounds formerly used as detergents. Sometimes called “hard” detergents because of their resistance to biological degradation, these compounds
have been largely replaced with linear alkyl sulfonate (LAS) compounds,
which are more readily degraded to simpler substances.
alpha iron The body-centered cubic form of pure iron, stable below 910°C.
950
Appendix B
alternate-immersion test A corrosion test in which the specimens are intermittently exposed to a liquid medium at definite time intervals.
alum A common name for aluminum sulfate, used as a coagulant.
aluminizing Forming an aluminum or aluminum alloy coating on a metal by
hot dipping, hot spraying, or diffusion.
amoeba A small, single-celled animal or protozoan.
amphoteric A term applied to oxides and hydroxides which can act basic
toward strong acids and acidic toward strong alkalis; substances which can
dissociate electrolytically to produce hydrogen or hydroxyl ions according to
conditions.
anaerobic
In the absence of air or unreacted or free oxygen.
angstrom A unit of length equal to one ten-billionth of a meter.
anion
A negatively charged ion.
anion exchange An ion-exchange process in which anions in solution are
exchanged for other anions from an ion exchanger. In demineralization, for
example, bicarbonate, chloride, and sulfate anions are removed from solution in exchange for a chemically equivalent number of hydroxide anions
from the anion-exchange resin.
annealing A generic term denoting a treatment consisting of heating to and
holding at a suitable temperature, followed by cooling at a suitable rate;
used primarily to soften metallic materials, but also to simultaneously produce desired changes in other properties or in microstructure.
anode The electrode of an electrolytic cell at which oxidation is the principal
reaction. (Electrons flow away from the anode in the external circuit. It is
usually the electrode where corrosion occurs and metal ions enter solution.)
anode corrosion efficiency The ratio of the actual corrosion (weight loss) of
an anode to the theoretical corrosion (weight loss) calculated by Faraday’s
law from the quantity of electricity that has passed.
anodic cleaning Electrolytic cleaning in which the workpiece is done by the
anode. Also called reverse-current cleaning.
anodic inhibitor An inhibitor that reduces the corrosion rate by acting on the
anodic (oxidation) reaction.
anodic polarization The change of the electrode potential in the noble (positive) direction due to current flow. (See polarization.)
anodic protection A technique to reduce corrosion of a metal surface under
some conditions by passing sufficient current to it to cause its electrode potential to enter and remain in the passive region; imposing an external electrical
potential to protect a metal from corrosive attack. (Applicable only to metals
that show active-passive behavior.) Contrast with cathodic protection.
anodizing Forming a conversion coating on a metal surface by anodic oxidation; most frequently applied to aluminum.
anolyte
The electrolyte adjacent to the anode of an electrolytic cell.
Glossary
951
antifouling Intended to prevent fouling of underwater structures, such as the
bottoms of ships; refers to the prevention of marine organisms’ attachment
or growth on a submerged metal surface, generally through chemical toxicity caused by the composition of the metal or the coating layer.
antipitting agent An agent added to electroplating solutions to prevent the
formation of pits or large pores in the electrodeposit.
aqueous Pertaining to water; an aqueous solution is made by using water as
a solvent.
aquifer A layer or zone below the surface of the earth which is capable of
yielding a significant volume of water.
arrester A device, usually screening at the top, to impede the flow of large
dust particles or sparks from a stack.
artificial aging Aging above room temperature. Compare with natural aging.
ash The incombustible inorganic matter in fuel.
ASME The American Society of Mechanical Engineers.
atmospheric air Air under the prevailing atmospheric conditions.
atmospheric corrosion The gradual degradation or alteration of a material
by contact with substances present in the atmosphere, such as oxygen, carbon dioxide, water vapor, and sulfur and chlorine compounds.
atmospheric pressure The barometric reading of pressure exerted by the
atmosphere. At sea level, 0.101 MPa or 760 mm of mercury.
atom The smallest particle of an element that can exist either alone or in
combination.
attrition In water treatment, the process in which solids are worn down or
ground down by friction, often between particles of the same material. Filter
media and ion-exchange materials are subject to attrition during backwashing, regeneration, and service.
austenite A solid solution of one or more elements in face-centered cubic iron.
Unless otherwise designated (such as nickel austenite), the solute is generally assumed to be carbon.
austenitic The name given to the face-centered cubic (FCC) crystal structure
of ferrous metals. Ordinary iron and steel has this structure at elevated
temperatures; certain stainless steels (300 series) also have this structure at
room temperature.
austenitizing Forming austenite by heating a ferrous alloy into the transformation range (partial austenitizing) or above the transformation range (complete austenitizing). When used without qualification, the term implies
complete austenitizing.
auxiliary electrode The electrode in an electrochemical cell that is used to
transfer current to or from a test electrode, usually made of noncorroding
material.
backfill Material placed in a drilled hole to fill space around anodes, vent
pipes, and buried components of a cathodic protection system.
952
Appendix B
backflow Flow of water in a pipe or line in a direction opposite to normal
flow. Often associated with back siphonage or the flow of possibly contaminated water into a potable water system.
backflow preventer
flow.
A device or system installed in a water line to stop back-
backwash The process in which beds of filter or ion-exchange media are subjected to flow in the direction opposite to the service flow direction to loosen
the bed and to flush suspended matter collected during the service run.
bacteria Single-celled organisms (singular form, bacterium) which lack welldefined nuclear membranes and other specialized functional cell parts and
reproduce by cell division or spores. Bacteria may be free-living organisms
or parasites. Bacteria (along with fungi) are decomposers that break down
the wastes and bodies of dead organisms, making their components available for reuse. Bacterial cells range from about 1 to 10 m in length and
from 0.2 to 1 m in width. They exist almost everywhere on earth. Despite
their small size, the total weight of all bacteria in the world likely exceeds
that of all other organisms combined.
bactericide Any substance or agent which kills bacteria, both disease-causing
and non-disease-causing. Spores and nonbacterial microorganisms (e.g.,
algae, fungi, and viruses) are not necessarily killed by a bactericide.
baffle
A plate or wall for deflecting gases or liquids.
bainite A metastable aggregate of ferrite and cementite resulting from the
transformation of austenite at temperatures below the pearlite range but
above the martensite start temperature.
barometric pressure Atmospheric pressure as determined by a barometer,
usually expressed in mm of mercury or MPa.
base A substance that releases hydroxyl ions when dissolved in water. Bases
react with acids to form a neutral salt and water. (See alkali.)
base exchange
batch
Synonymous with cation exchange.
A quantity of material treated or produced as a unit.
batch operation A process method in which a quantity of material is
processed or treated, usually with a single charge of reactant in a single
vessel, and often involving stirring. For example, the neutralization of a
specific volume of an acid with a base in a vessel, with stirring or mixing,
is a batch operation.
beach marks Macroscopic progression marks on a fatigue fracture or stress
corrosion cracking surface that indicate successive positions of the advancing crack front. The classic appearance is of irregular elliptical or semielliptical rings, radiating outward from one or more origins. See also
striation.
bed The ion exchanger or filter medium in a column or other tank or operational vessel.
Glossary
953
bed depth The height of the ion exchanger or filter medium in the vessel
after preparation for service.
bed expansion The increase in the volume of a bed of ion-exchange or filter
medium during upflow operations, such as backwashing, caused by lifting
and separation of the medium. Usually expressed as the percent of increase
in bed depth.
bicarbonate alkalinity The alkalinity of a water due to the presence of bicarbonate ions (HCO3).
bioassay
A test which determines the effect of a chemical on a living organism.
biochemical oxygen demand (BOD) The amount of oxygen (measured in
mg/L) required in the oxidation of organic matter by biological action under
specific standard test conditions. Widely used to measure the amount of
organic pollution in wastewater and streams.
biocide A chemical which can kill or inhibit the growth of living organisms
such as bacteria, fungi, molds, and slimes. Biocides can be harmful to
humans, too. Biocides kill spores of living organisms also, and since spores
are the most resistant of all life forms, a biocide may be properly defined as
a sterilizing agent.
biodegradable Subject to degradation to simpler substances by biological
action, such as the bacterial breakdown of detergents, sewage wastes, and
other organic matter.
black oxide A black finish on a metal produced by immersing the metal in
hot oxidizing salts or salt solutions.
blasting A method of cleaning or surface roughening by a forcibly projected
stream of sharp, angular abrasive.
bleach a strong oxidizing agent and disinfectant formulated to break down
organic matter and destroy biological organisms. Commonly refers to a
5.25% nominal solution of sodium hypochlorite (household bleach), which is
equivalent to 3 to 5% available free chlorine (strength varies with shelf life).
Sodium hypochlorite is also available commercially in concentrations of
between 5 and 15% available chlorine. Dry bleach is a dry calcium hypochlorite with 70% available chlorine.
blister A raised area, often dome-shaped, resulting from either loss of adhesion between a coating or deposit and the base metal or delamination under
the pressure of expanding gas trapped in a metal in a near-subsurface zone.
blowdown The withdrawal of water containing a high concentration of solids
from an evaporating-water system (such as a boiler system) in order to
maintain the solids-to-water concentration ratio within specified limits.
Blowdown is normally performed in boiler and cooling-water operations. The
term may also refer to removal of other solutions of undesirable quality from
a system or vessel.
blowdown valve A valve generally used to continuously regulate the concentration of solids in the boiler; not a drain valve.
954
Appendix B
BOD
Abbreviation for biochemical oxygen demand.
boiler A closed vessel in which water is heated, steam is generated, steam is
superheated, or any combination thereof is done, under pressure or vacuum by
the application of heat from combustible fuels, electricity, or nuclear energy.
boiler efficiency A term often substituted for combustion efficiency or thermal efficiency. True boiler efficiency is the measure of fuel-to-steam efficiency.
boiler water A term construed to mean a representative sample of the circulating water in the boiler after the generated steam has been separated and
before the incoming feedwater or added chemical becomes mixed with it so
that its composition is affected.
bond coat A preliminary (or prime) coat of material that improves adherence
of the subsequent spray deposit.
bonding force The force that holds two atoms together; it results from a
decrease in energy as two atoms are brought closer to each other.
brackish water Water having salinity values ranging from approximately
500 to 5000 parts per million (milligrams per liter).
breakdown potential The least noble potential at which pitting or crevice
corrosion, or both, will initiate and propagate.
breakpoint chlorination A chlorination procedure in which chlorine is added
until the chlorine demand is satisfied and a dip (breakpoint) in the chlorine
residual occurs. Further additions of chlorine produce a chlorine residual
proportional to the amount added.
breakthrough The appearance in the effluent from a water conditioner of the
material being removed by the conditioner, such as hardness in the effluent of
a softener or turbidity in the effluent of a mechanical filter; an indication that
regeneration, backwashing, or other treatment is necessary for further service.
brine A strong solution of salt(s) (usually sodium chloride and other salts too)
with total dissolved solids concentrations in the range of 40,000 to 300,000
or more milligrams per liter. Potassium or sodium chloride brine is used in
the regeneration stage of cation- and/or anion-exchange water treatment
equipment.
brittle fracture Separation of a solid accompanied by little or no macroscopic
plastic deformation. Typically, brittle fracture occurs by rapid crack propagation with less expenditure of energy than for ductile fracture.
buffer
A chemical substance which stabilizes pH values in solutions.
buffer capacity A measure of the capacity of a solution or liquid to neutralize acids or bases. This is a measure of the capacity of water to offer a resistance to changes in pH.
bunker oil Residual fuel oil of high viscosity, commonly used in marine and
stationary steam power plants (no. 6 fuel oil).
bypass A connection or a valve system that allows untreated water to flow
through a water system while a water treatment unit is being regenerated,
backwashed, or serviced.
Glossary
955
calcareous coating or deposit A layer consisting of a mixture of calcium carbonate and magnesium hydroxide deposited on surfaces being cathodically
protected because of the increased pH adjacent to the protected surface.
calcium One of the principal elements in the earth’s crust. When dissolved
in water, calcium is a factor contributing to the formation of scale and insoluble soap curds, which are a means of clearly identifying hard water.
calcium carbonate equivalent A common basis for expressing the concentration of hardness and other salts in chemically equivalent terms to simplify
certain calculations; signifies that the concentration of a dissolved mineral
is chemically equivalent to the stated concentration of calcium carbonate.
calcium hypochlorite A chemical compound, [Ca(ClO)2⭈4H2O], used as a
bleach and as a source of chlorine in water treatment; specifically useful
because it is stable as a dry powder and can be formed into tablets.
calomel electrode An electrode widely used as a reference electrode of
known potential in electrometric measurement of acidity and alkalinity, corrosion studies, voltammetry, and measurement of the potentials of other
electrodes. See also electrode potential, reference electrode.
calorie The mean calorie is 1/100 of the heat required to raise the temperature of 1 g of water from 0 to 100°C at a constant atmospheric pressure. It is
about equal to the quantity of heat required to raise 1 g of water 1°C. Another
definition is: A calorie is 4.1860 joules.
capillary action A phenomenon in which water or many other liquids will
rise above the normal liquid level in a tiny tube or capillary, as a result
of attraction between molecules of the liquid for each other and the walls of
the tube.
carbide A chemical compound formed between carbon and a metal or metals;
examples are tungsten carbide, tantalum carbide, titanium carbide, chromium
carbide.
carbon chloroform extract The matter adsorbed from a stream of water by
activated carbon, then extracted from the activated carbon with chloroform,
using a specific standardized procedure; a measure of the organic matter in
a water.
carbon dioxide A gas present in the atmosphere and formed by the decay of
organic matter. The gas in carbonated beverages; in water, it forms carbonic acid.
carbonaceous Materials of or derived from organic substances such as coal,
lignite, peat, etc.
carbonaceous exchanger Ion-exchange material produced by the sulfonation of carbonaceous matter.
carbonate alkalinity Alkalinity due to the presence of the carbonate ion
(CO32⫺).
carbonate hardness Hardness due to the presence of calcium and magnesium bicarbonates and carbonates in water; the smaller of the total hardness and the total alkalinity. (See temporary hardness.)
956
Appendix B
carboxylic An organic acidic group (COOH) which contributes cationexchange ability to some resins.
carburizing flame A nonstandard term for reducing flame.
CASS test
See copper-accelerated salt-spray test.
cathode The electrode of an electrolytic cell at which reduction is the principal reaction. Electrons flow toward the cathode in the external circuit.
cathodic corrosion Corrosion of a metal when it is a cathode. (This usually
happens to metals because of a rise in pH at the cathode or as a result of the
formation of hydrides.)
cathodic disbondment The destruction of adhesion between a coating and
its substrate by products of a cathodic reaction.
cathodic inhibitor An inhibitor that reduces the corrosion rate by acting on
the cathodic (reduction) reaction.
cathodic pickling Electrolytic pickling in which the work is done by the
cathode.
cathodic polarization A change in the electrode potential in the active (negative) direction as a result of current flow. (See polarization.)
cathodic protection A corrosion control system in which the metal to be protected is made to serve as a cathode, either by the deliberate establishment
of a galvanic cell or by impressed current. (See anodic protection.)
cathodic reaction Electrode reaction equivalent to a transfer of negative
charge from the electronic to the ionic conductor. A cathodic reaction is a
reduction process.
catholyte The electrolyte adjacent to the cathode of an electrolytic cell.
cation A positively charged ion.
cation exchange Ion-exchange process in which cations in solution are
exchanged for other cations from an ion exchanger.
caustic Any substance capable of burning or destroying animal flesh or tissue.
The term is usually applied to strong bases.
caustic cracking Stress corrosion cracking of metals in caustic solutions.
(See also stress corrosion cracking.)
caustic dip A strongly alkaline solution into which metal is immersed for
etching, for neutralizing acid, or for removing organic materials such as
greases or paints.
caustic embrittlement See caustic cracking.
caustic soda The common name for sodium hydroxide.
cavitation The formation and rapid collapse within a liquid of cavities or
bubbles that contain vapor or gas or both.
cavitation damage The degradation of a solid body resulting from its exposure to cavitation. (This may include loss of material, surface deformation,
or changes in properties or appearance.)
Glossary
957
cavitation erosion Progressive loss of original material from a solid surface
as a result of continuing exposure to cavitation.
cementation coating A coating developed on a metal surface by a hightemperature diffusion process (such as carburization, calorizing, or
chromizing).
cementite A compound of iron and carbon known chemically as iron carbide
and having the approximate chemical formula Fe3C. It is characterized by
an orthorhombic crystal structure.
cermet A physical mixture of ceramics and metals; examples are alumina
plus nickel and zirconia plus nickel.
chalking The development of loose removable powder at the surface of an
organic coating, usually caused by weathering.
checking The development of slight breaks in a coating that do not penetrate
to the underlying surface.
checks Numerous, very fine cracks in a coating or at the surface of a metal
part. Checks may appear during processing or during service and are most
often associated with thermal treatment or thermal cycling. Also called
check marks, checking, or heat checks.
chelate A molecular structure in which a heterocyclic ring can be formed by
the unshared electrons of neighboring atoms or a coordination compound in
which a heterocyclic ring is formed by a metal bound to two atoms of the
associated ligand. See also complexation.
chelating agent A chemical compound sometimes fed to water to tie up undesirable metal ions, keep them in solution, and eliminate or reduce their normal effects. (See sequestering agent.)
chelation The process of forming complex chemical compounds in which certain metal ions are bound into stable ring structures, keeping the ions in
solution and eliminating or reducing their normal (and often undesirable)
effects. Similar to the process of sequestration.
chemical conversion coating A protective or decorative nonmetallic coating
produced in situ by chemical reaction of a metal with a chosen environment.
(Such a coating is often used to prepare the surface prior to the application
of an organic coating.)
chemical oxygen demand The amount of oxygen required for the chemical
oxidation of organic matter in a wastewater sample.
chemical potential In a thermodynamic system with several constituents,
the rate of change of the Gibbs function of the system with respect to the
change in the number of moles of a particular constituent.
chemical stability
Resistance to attack by chemical action.
chemical vapor deposition A coating process, similar to gas carburizing and
carbonitriding, in which a reactant atmosphere gas is fed into a processing
chamber, where it decomposes at the surface of the workpiece, liberating one
material for either absorption by or accumulation on the workpiece. A second material is liberated in gas form and is removed from the processing
chamber along with excess atmospheric gas.
958
Appendix B
chemisorption A process related to adsorption in which atoms or molecules
of reacting substances are held to the surface atoms of a catalyst by electrostatic forces having about the same strength as chemical bonds.
Chemisorption differs from physical adsorption chiefly in the strength of
bonding, which is much greater in chemisorption than in adsorption.
chlorides Salts of chloride that are generally soluble. High concentrations
contribute to corrosion problems.
chlorination The treatment process in which chlorine gas or a chlorine solution is added to water for disinfection and control of microorganisms.
Chlorination is also used in the oxidation of dissolved iron, manganese, and
hydrogen sulfide impurities.
chlorinator A device designed to feed chlorine gas or solutions of its compounds, such as hypochlorite, into a water supply.
chlorine A gas, Cl2, widely used in the disinfection of water and as an oxidizing agent for organic matter, iron, etc.
chlorine demand A measure of the amount of chlorine which will be consumed by organic matter and other oxidizable substances in a water before
a chlorine residual will be found. Chlorine demand represents the difference
between the total chlorine fed and the chlorine residual.
chlorinity The total halogen ion content as titrated by the addition of silver
nitrate, expressed in parts per thousand (o/oo).
chromadizing Improving paint adhesion on aluminum or aluminum alloys,
mainly aircraft skins, by treatment with a solution of ’ chromic acid. Also
called chromodizing or chromatizing. Not to be confused with chromating
or chromizing.
chromate treatment A treatment of metal in a solution of a hexavalent
chromium compound to produce a conversion coating consisting of trivalent
and hexavalent chromium compounds.
chromating
Performing a chromate treatment.
chromizing A surface treatment at elevated temperature, generally carried
out in pack, vapor, or salt bath, in which an alloy is formed by the inward
diffusion of chromium into the base metal.
clad metal A composite metal containing two or more layers that have been
bonded together. The bonding may have been accomplished by co-rolling,
co-extrusion, welding, diffusion bonding, casting, heavy chemical deposition,
or heavy electroplating.
cladding A surfacing variation in which surfacing material is deposited or
applied, usually to improve corrosion or heat resistance.
cleavage
index.
Splitting (fracture) of a crystal on a crystallographic plane of low
cleavage fracture A fracture, usually of polycrystalline metal, in which most
of the grains have failed by cleavage, resulting in bright reflecting facets. It
is associated with low-energy brittle fracture.
Glossary
959
coagulant A material, such as alum, which will form a gelatinous precipitate
in water and cause the agglomeration of finely divided particles into larger
particles, which can then be removed by settling and/or filtration.
coagulant aid A material which is not a coagulant, but which improves the
effectiveness of a coagulant by forming larger or heavier particles, speeding
the reactions, or permitting reduced coagulant dosage.
coagulation The clumping together of very fine colloidal (less than 0.1 m in
size) and dispersed (0.1 to 100 m in size) particles into larger visible
agglomerates of these particles (usually between 100 and 1000 m in size),
caused by the use of chemicals (coagulants). The chemicals neutralize the
electric charges of the fine particles and cause destabilization of the particles. This clumping together makes it easier to separate the solids from the
water by settling, skimming, draining, or filtering.
coalescence The union or growing together of colloidal particles into a
group or larger unit as a result of molecular attraction on the surfaces of
the particles.
coating strength (1) A measure of the cohesive bond within a coating, as
opposed to the coating-to-substrate bond (adhesive strength). (2) The tensile
strength of a coating, usually expressed in kPa.
coating stress The stresses in a coating resulting from rapid cooling of
molten material or semimolten particles as they come into contact with
the substrate. Coating stresses are a combination of body and textural
stresses.
COD
The abbreviation for chemical oxygen demand.
cold cracking A type of weld cracking that usually occurs below 203°C.
Cracking may occur during or after cooling to room temperature, sometimes
with a considerable time delay. Three factors combine to produce cold
cracks: stress (for example, from thermal expansion and contraction), hydrogen (from hydrogen-containing welding consumables), and a susceptible
microstructure (plate martensite is most susceptible to cracking, ferritic and
bainitic structures are least susceptible).
cold working Deforming metal plastically under conditions of temperature
and strain rate that induce strain hardening. Usually, but not necessarily,
conducted at room temperature. Contrast with hot working.
coliform bacteria A group of microorganisms used as indicators of water
contamination and the possible presence of pathogenic (disease-producing)
bacteria.
colloid Very finely divided solid particles which do not settle out of a solution; intermediate between a true dissolved particle and a suspended solid,
which will settle out of solution. The removal of colloidal particles usually
requires coagulation.
combined available chlorine The chlorine present as chloramine or other
chlorine derivatives in a water, but still available for disinfection and the
oxidation of organic matter. Combined chlorine compounds are more stable
than free chlorine forms, but are somewhat slower in disinfection action.
960
Appendix B
combined carbon Carbon in iron or steel that is combined chemically with
other elements, not in the free state as graphite or temper carbon.
combustion The rapid chemical combination of oxygen with the combustible
elements of a fuel, resulting in the release of heat.
combustion efficiency The effectiveness of the burner in completely burning
the fuel. A well-designed burner will operate with as little as 10 to 20 percent
excess air, while converting all combustibles in the fuel to useful energy.
compensated hardness A calculated value based on the total hardness, the
magnesium-to-calcium ratio, and the sodium concentration of a water. It is
used to correct for the reductions in hardness removal capacity caused by
these factors in zeolite exchange water softeners.
complexation The formation of complex chemical species by the coordination
of groups of atoms, termed ligands, to a central ion, commonly a metal ion.
Generally, the ligand coordinates by providing a pair of electrons that form an
ionic or covalent bond to the central ion.
compressive stress A stress that causes an elastic body to deform in the
direction of the applied load.
concentration cell An electrolytic cell, the emf of which is caused by a difference in the concentration of some component in the electrolyte. (This
difference leads to the formation of discrete cathode and anode regions.)
concentration polarization That portion of the polarization of a cell produced
by concentration changes resulting from passage of current through the
electrolyte.
condensate
steam.
Condensed water resulting from the removal of latent heat from
conductivity (1) A material property relating heat flux (heat transferred per
unit area per unit time) to a temperature difference. (2) The ability of a
water sample to transmit electric current under a set of standard conditions.
Usually expressed as microhm conductance.
connate water Water deposited simultaneously with rock and held with
essentially no flow; usually occurs deep in the earth, and usually is high in
minerals as a result of long contact.
continuity bond A metallic connection that provides electrical continuity
between metal structures.
continuous blowdown The uninterrupted removal of concentrated boiler
water from a boiler to control total solids concentration in the remaining water.
convection The transmission of heat by the circulation of a liquid or gas. It
may be natural, with the circulation caused by buoyancy effects due to temperature differences, or forced, with circulation caused by a mechanical
device such as a fan or pump.
conversion coating A coating consisting of ’ a compound of the surface metal
produced by chemical or electrochemical treatments of the metal. Examples
include chromate coatings on zinc, cadmium, magnesium, and aluminum and
Glossary
961
oxide and phosphate coatings on steel. See also chromate treatment
and phosphating.
copper-accelerated salt-spray (CASS) test An accelerated corrosion test for
some electrodeposits for anodic coatings on aluminum.
corrodkote test
An accelerated corrosion test for electrodeposits.
corrosion A chemical or electrochemical reaction between a material, usually
a metal, and its environment that produces a deterioration of the material
and its properties.
corrosion fatigue The process in which a metal fractures prematurely under
conditions of simultaneous corrosion and repeated cyclic loading at lower
stress levels or after fewer cycles than would be required in the absence of
the corrosive environment.
corrosion fatigue strength The maximum repeated stress that can be
endured by a metal without failure under definite conditions of corrosion and
fatigue and for a specific number of stress cycles and a specified period of time.
corrosion potential The potential of a corroding surface in an electrolyte relative to that of a reference electrode measured under open-circuit conditions.
corrosion product A substance formed as a result of corrosion.
corrosion rate The amount of corrosion occurring per unit time (for example,
mass change per unit area per unit time, penetration per unit time).
corrosion resistance The ability of a metal to withstand corrosion in a given
corrosion system.
corrosivity The tendency of an environment to cause corrosion in a given
corrosion system.
counterelectrode See auxiliary electrode.
crazing
A network of checks or cracks appearing on a coated surface.
creep Time-dependent strain occurring under stress. The creep strain
occurring at a diminishing rate is called primary creep; that occurring at a
minimum and almost constant rate, secondary creep; and that occurring at
an accelerating rate, tertiary creep.
Crenothrix polyspora A genus of filamentous bacteria which utilize iron in
their metabolism and cause staining, plugging, and taste and odor problems
in water systems. (See iron bacteria.)
crevice corrosion Localized corrosion of a metal surface at or immediately
adjacent to an area that is shielded from full exposure to the environment
because of close proximity between the metal and the surface of another
material.
critical anodic current density The maximum anodic current density
observed in the active region for a metal or alloy electrode that exhibits activepassive behavior in an environment.
critical flaw size The size of a flaw (defect) in a structure that will cause failure at a particular stress level.
962
Appendix B
critical humidity The relative humidity above which the atmospheric corrosion rate of some metals increases sharply.
critical pitting potential The least noble potential where pitting corrosion
will initiate and propagate. (See breakdown potential.)
cross-sectional area The area of a plane at a right angle to the direction of
flow through a tank or vessel; often expressed in square feet and related to
the flow rate (for example, 5 gallons per minute per square foot of ionexchanger bed area).
current density The electric current to or from a unit area of an electrode
surface.
current efficiency The ratio of the electrochemical equivalent current density
for a specific reaction to the total applied current density.
deactivation The process of prior removal of the active corrosive constituents, usually oxygen, from a corrosive liquid by controlled corrosion of
expendable metal or by other chemical means, thereby making the liquid
less corrosive.
deaeration Removal of air and gases from boiler feedwater prior to its introduction into a boiler.
dealloying
See parting.
dechlorination
The removal of chlorine residual.
defect A discontinuity or discontinuities that by nature or accumulated
effect (for example, total crack length) render a part or product unable to
meet minimum applicable acceptance standards or specifications.
degasification Removal of gases from samples of steam taken for purity test.
Removal of CO2 from water, as in the ion-exchange method of softening.
degrease To remove oil or grease from the surface of the workpiece.
deionization The removal of all ionized minerals and salts from a solution by
a two-phase ion-exchange process. Positively charged ions are removed
by a cation-exchange resin in exchange for a chemically equivalent amount
of hydrogen ions. Negatively charged ions are removed by an anionexchange resin in exchange for a chemically equivalent amount of hydroxide ions.
deliquescent The process of melting or becoming liquid by absorbing moisture from the air.
demineralization The removal of ionized minerals and salts from a solution
by a two-phase ion-exchange procedure, similar to deionization (the two
terms are often used interchangeably).
dendrite A crystal that has a treelike branching pattern; most evident in cast
metals slowly cooled through the solidification range.
denickelification Corrosion in which nickel is selectively leached from nickelcontaining alloys. Most commonly observed in copper-nickel alloys after
extended service in fresh water.
Glossary
963
density The mass of a substance per specified unit of volume; for example,
pounds per cubic foot. True density is the mass per unit volume excluding
pores; apparent density is the mass per unit volume including pores. (See
specific gravity.)
deoxidizing (1) The removal of oxygen from molten metals by use of suitable
deoxidixers. (2) Sometimes, the removal of undesirable elements other than
oxygen by the introduction of elements or compounds that readily react with
them. (3) In metal finishing, the removal of oxide films from metal surfaces
by chemical or electrochemical reaction.
depolarization
Not a preferred term; see polarization.
deposit A foreign substance which comes from the environment that adheres
to a surface of a material.
deposit corrosion Localized corrosion under or around a deposit or collection
of material on a metal surface. (See also crevice corrosion).
descaling Removing the thick layer of oxides formed on some metals at elevated temperatures.
desiccant
A chemical used to attract and remove moisture from air or gas.
design load The load for which a steam generating unit is designed; considered the maximum load to be carried.
design pressure The pressure used in the design of a boiler for the purpose
of calculating the minimum permissible thickness or physical characteristics of the different parts of the boiler.
detergent Any material with cleaning powers, including soaps, synthetic
detergents, many alkaline materials and solvents, and abrasives. In popular usage, the term is often used to mean the synthetic detergents such as
ABS or LAS. (See alkyl benzene sulfonate, linear alkyl sulfonate.)
dew point The temperature at which moisture will condense from humid
vapors into a liquid state.
dezincification Corrosion in which zinc is selectively leached from zinccontaining alloys; most commonly found in copper-zinc alloys containing
less than 83% copper after extended service in water containing dissolved
oxygen. The parting of zinc from an alloy (in some brasses, zinc is lost,
leaving a weak, brittle, porous, copper-rich residue behind).
dialysis The separation of components of a solution by diffusion through a
semipermeable membrane which is capable of passing certain ions or molecules while rejecting others. (See electrodialysis, semipermeable
membrane.)
diaphragm pump A type of positive displacement pump in which the reciprocating piston is separated from the solution by a flexible diaphragm, thus
protecting the piston from corrosion and erosion, and avoiding problems
with packing and seals.
diatomaceous earth A processed natural material, the skeletons of diatoms,
used as a filter medium.
964
Appendix B
diatomite Another name for diatomaceous earth.
dielectric fitting A plumbing fitting made of or containing an electrical nonconductor, such as plastic; used to separate dissimilar metals in a plumbing
system to control galvanic corrosion.
dielectric shield In a cathodic protection system, an electrically nonconductive material, such as a coating, plastic sheet, or pipe, that is placed between
an anode and an adjacent cathode to avoid current wastage and improve
current distribution, usually on the cathode.
differential aeration cell (oxygen concentration cell) A concentration cell
caused by differences in oxygen concentration along the surface of a metal
in an electrolyte. (See concentration cell.)
diffusion Spreading of a constituent in a gas, liquid, or solid, tending to
make the composition of all parts uniform.
diffusion coating Any process whereby a base metal or alloy is either
(1) coated with another metal or alloy and heated to a sufficient temperature
in a suitable environment or (2) exposed to a gaseous or liquid medium containing the other metal or alloy, thus causing diffusion of the coating or of
the other metal or alloy into the base metal, with resultant changes in the
composition and properties of its surface.
diffusion limited current density The current density, often referred to as
limiting current density, that corresponds to the maximum transfer rate
that a particular species can sustain as a result of the limitation of diffusion.
digestion The process in which complex materials are broken down into
simpler substances; may be due to chemical, biological, or a combination of
reactions.
disbondment The destruction of adhesion between a coating and the surface
coated.
discontinuity Any interruption in the normal physical structure or configuration of a part, such as cracks, laps, seams, inclusions, or porosity. A discontinuity may or may not affect the usefulness of the part.
disinfection A process in which vegetative bacteria are killed. It may involve
disinfecting agents such as chlorine or physical processes such as heating.
dislocation A linear imperfection in a crystalline array of atoms. Two basic
types are recognized: (1) An edge dislocation corresponds to the row of mismatched atoms along the edge formed by an extra, partial plane of atoms
within the body of a crystal; (2) a screw dislocation corresponds to the axis
of a spiral structure in a crystal, characterized by a distortion that joins normally parallel planes together to form a continuous helical ramp.
dissociation The process by which a chemical compound breaks down into
simpler constituents, such as CO2 and H2O, at high temperature.
dissolved solids The weight of matter in true solution in a stated volume of
water; includes both inorganic and organic matter; usually determined by
weighing the residue after evaporation of the water.
Glossary
distillate fuels
965
Liquid fuels, usually distilled from crude petroleum.
distillation Vaporization of a substance with subsequent recovery of the
vapor by condensation. Often used in a less precise sense to refer to vaporization of volatile constituents of a fuel without subsequent condensation.
distilled water Water with a higher purity, produced by vaporization and
condensation.
dolomite A specific form of limestone containing chemically equivalent concentrations of calcium and magnesium carbonates; the term is sometimes
applied to limestone with compositions similar to that of true dolomite.
double layer The interface between an electrode or a suspended particle and
an electrolyte created by charge-charge interaction (charge separation),
leading to an alignment of oppositely charged ions at the surface of the electrode or particle.
downtime The amount of time a piece of equipment is not operational.
drain A pipe or conduit in a piping system which carries liquids to waste by
gravity; sometimes the term is limited to liquids other than sewage.
drain line A tube or pipe from a water conditioning unit that carries backwash
water, regeneration wastes, and/or rinse water to a drain or waste system.
drainage Conduction of electric current from an underground metallic structure by means of a metallic conductor. Forced drainage is that applied to
underground metallic structures by means of an applied electromotive force
or sacrificial anode. Natural drainage is that from an underground structure
to a more negative (more anodic) structure, such as the negative bus of a
trolley substation.
dry corrosion See gaseous corrosion, hot corrosion.
dry steam Steam containing no moisture. Commercially, dry steam containing not more than 1Ⲑ2 percent moisture.
ductile fracture Fracture characterized by tearing of metal accompanied by
appreciable gross plastic deformation and expenditure of considerable energy.
Contrast with brittle fracture.
ductility The ability of a material to deform plastically without fracturing;
measured by elongation or reduction of area in a tensile test, by height of
cupping in an Erichsen test, or by other means.
dynamic Active, alive, or tending to produce motion, as opposed to static,
resting, or fixed.
dynamic system A system or process in which motion occurs or which
includes active forces, as opposed to static conditions with no motion.
economizer A device that utilizes waste heat by transferring heat from flue
gases to warm incoming feedwater.
effluent The stream emerging from a unit, system, or process, such as the
softened water from an ion-exchange softener.
966
Appendix B
electrochemical admittance
ance, I/E.
The reciprocal of the electrochemical imped-
electrochemical cell An electrochemical system consisting of an anode and
a cathode in metallic contact and immersed in an electrolyte. (The anode
and cathode may be different metals or dissimilar areas on the same metal
surface.)
electrochemical impedance spectroscopy (EIS) The frequency-dependent,
complex-valued proportionality factor, E/I, between the applied potential
(or current) and the response current (or potential) in an electrochemical
cell. This factor becomes the impedance when the perturbation and response
are related linearly (the factor value is independent of the perturbation
magnitude) and the response is caused only by the perturbation. The value
may be related to the corrosion rate when the measurement is made at the
corrosion potential.
electrochemical potential (electrochemical tension) The partial derivative
of the total electrochemical free energy of the system with respect to the
number of moles of the constituent in a solution when all other factors are
constant. (It is analogous to the chemical potential of the constituent, except
that it includes the electrical as well as the chemical contributions to the
free energy.)
electrode potential The potential of an electrode in an electrolyte as measured against a reference electrode. (The electrode potential does not include
any resistance losses in potential in either the solution or the external circuit. It represents the reversible work to move a unit charge from the electrode surface through the solution to the reference electrode.)
electrodialysis A process in which a direct current is applied to a cell to draw
charged ions through ion-selective semipermeable membranes, thus removing the ions from the solution.
electrolysis Production of chemical changes in the electrolyte by the passage
of current through an electrochemical cell.
electrolyte A nonmetallic substance that carries an electric current, or a substance which, when dissolved in water, separates into ions which can carry
an electric current.
electrolytic cell An assembly, consisting of a vessel, electrodes, and an electrolyte, in which electrolysis can be carried out.
electrolytic cleaning A process of removing soil, scale, or corrosion products
from a metal surface by subjecting it as an electrode to an electric current
in an electrolytic bath.
electromotive force series (emf series) A list of elements arranged according to their standard electrode potentials, with “noble” metals such as gold
being positive and “active” metals such as zinc being negative.
electron A fundamental particle found in the atom that carries a single negative charge.
electroplating Electrodepositing a metal or alloy in an adherent form on an
object serving as a cathode.
Glossary
967
electropolishing A technique in which a high polish is produced by making
the specimen the anode in an electrolytic cell, where preferential dissolution
at high points smooths the surface; commonly used to prepare metallographic specimens.
electrostatic precipitator A device for collecting dust, mist, or fumes from a
gas stream by placing an electric charge on the particles and removing those
particles onto a collecting electrode.
elution The stripping of ions from an ion-exchange material by other ions,
either because of greater affinity or because of much higher concentration.
embrittlement The severe loss of ductility or toughness or both of a material,
usually a metal or alloy.
endpoint The point at which a process is stopped because a predetermined
value of a measurable variable has been reached.
endurance limit The maximum stress that a material can withstand for an
infinitely large number of fatigue cycles; the maximum cyclic stress level
that a metal can withstand without fatigue failure. See also fatigue
strength.
environmental cracking Brittle fracture of a normally ductile material in
which the corrosive effect of the environment is a causative factor.
Environmental cracking is a general term that includes corrosion fatigue,
high-temperature hydrogen attack, hydrogen blistering, hydrogen embrittlement, liquid metal embrittlement, solid metal embrittlement, stress corrosion cracking, and sulfide stress cracking.
equilibrium The state in which the action of multiple forces produces a
steady balance.
equilibrium (reversible) potential The potential of an electrode in an electrolytic solution when the forward rate of a given reaction is exactly equal
to the reverse rate. (The equilibrium potential can be defined only with
respect to a specific electrochemical reaction.)
equilibrium reaction A chemical reaction which proceeds primarily in one
direction until the concentrations of reactants and products reach an equilibrium.
equivalent weight The weight in grams of an element, compound, or ion
which would react with or replace 1 g of hydrogen; the molecular weight in
grams divided by the valence.
erosion The progressive loss of material from a solid surface as a result of
mechanical interaction between that surface and a fluid, a multicomponent
fluid, or solid particles carried with the fluid.
erosion-corrosion A conjoint action involving corrosion and erosion in the
presence of a moving corrosive fluid; it leads to the accelerated loss of
material.
evaporation The change of state from a liquid to a vapor.
evaporation rate The number of pounds of water evaporated in a unit of time.
968
Appendix B
exchange current density The rate of charge transfer per unit area when an
electrode reaches dynamic equilibrium (at its reversible potential) in a solution; that is, the rate of anodic charge transfer (oxidation) balances the rate
of cathodic charge transfer (reduction).
exfoliation Corrosion that proceeds laterally from the sites of initiation along
planes parallel to the surface, generally at grain boundaries; it forms corrosion products that force metal away from the body of the materials, giving
rise to a layered appearance.
expansion joint
expansion.
A joint that permits movement to eliminate stress due to
external circuit The wires, connectors, measuring devices, current sources,
etc., that are used to bring about or measure the desired electrical conditions
within the test cell.
fatigue strength The maximum stress that can be sustained for a specified
number of cycles without failure, with the stress being completely reversed
within each cycle unless otherwise staled.
feed pump
A pump that supplies water to a boiler.
feedwater Water introduced into a boiler during operation. It includes makeup and return condensate.
feedwater treatment The treatment of boiler feedwater by the addition of
chemicals to prevent the formation of scale or to eliminate other objectionable characteristics.
ferrite A solid solution of one or more elements in body-centered cubic iron.
Unless otherwise designated (for instance, as chromium ferrite), the solute is
generally assumed to be carbon. On some equilibrium diagrams, there are two
ferrite regions separated by an austenite area. The lower area is alpha ferrite;
the upper, delta ferrite. If there is no designation, alpha ferrite is assumed.
ferritic Pertaining to the body-centered cubic (BCC) crystal structure of
many ferrous (iron-based) metals.
filiform corrosion Corrosion that occurs under some coatings in the form of
randomly distributed threadlike filaments.
film
A thin, not necessarily visible layer of material.
filter Porous material through which fluids or fluid and solid mixtures are
passed to separate matter held in suspension.
filtrate The effluent liquid from a filter.
fin An extended surface, a solid, experiencing energy transfer by conduction
within its boundaries as well as energy transfer with its surroundings by
convection and/or radiation, used to enhance heat transfer by increasing
surface area.
fin tube A tube with one or more fins.
fired pressure vessel A vessel containing a fluid under pressure that is
exposed to heat from the combustion of fuel.
Glossary
969
firetube A type of boiler design in which combustion gases flow inside the
tubes and water flows outside the tubes.
fish eyes Areas on a steel fracture surface having a characteristic white,
crystalline appearance.
flakes Short, discontinuous internal fissures in wrought metals attributed to
stresses produced by localized transformation and decreased solubility of
hydrogen during cooling after hot working. In a fracture surface, flakes
appear as bright, silvery areas; on an etched surface, they appear as short,
discontinuous cracks.
flame spraying A thermal spraying process in which an oxyfuel gas flame is
the source of heat for melting the surfacing material. Compressed gas may
or may not be used for atomizing and propelling the surfacing material to
the substrate.
flammability
Susceptibility to combustion.
flash point The lowest temperature at which, under specified conditions, fuel
oil gives off enough vapor to flash into a momentary flame when ignited.
flashing The process of producing steam by discharging water into a region
with a pressure lower than the saturation pressure that corresponds to the
water temperature
floc An agglomeration of finely divided suspended particles in a larger, usually gelatinous particle, the result of physical attraction or adhesion to a
coagulant compound.
flocculation The process of causing a floc to form by gentle stirring or mixing after treatment with a coagulant.
flow control A device designed to limit or restrict the flow of water or regenerant; may include a throttling valve, an orifice of fixed diameter, or a
pressure-compensating orifice.
flue
A passage for products of combustion.
flue gas
The gaseous product of combustion in the flue to the stack.
flush tank A tank or chamber in which water is stored for rapid release.
flush valve A self-closing valve designed to release a large volume of water
when tripped.
foaming The continuous formation of bubbles which have sufficiently high
surface tension to remain as bubbles beyond the disengaging surface.
fogged metal A metal whose luster has been reduced because of a surface
film, usually a corrosion product layer.
forced circulation The circulation of water in a boiler by mechanical means
external to the boiler.
forced-draft fan
equipment.
A fan supplying air under pressure to the fuel-burning
foreign structure Any metallic structure that is not intended as part of a
cathodic protection system of interest.
970
Appendix B
fouling The accumulation of refuse in gas passages or on heat-absorbing
surfaces, resulting in undesirable restriction to the flow of gas or heat.
fouling organism Any aquatic organism with a sessile adult stage that
attaches to and fouls underwater structures of ships.
fractography Descriptive treatment of fracture, especially in metals, with
specific reference to photographs of the fracture surface. Macrofractography
involves photographs at low magnification (⬍25⫻); microfractography, photographs at high magnification (⬎25⫻).
fracture mechanics A quantitative analysis for evaluating structural
behavior in terms of applied stress, crack length, and specimen or machine
component geometry.
fracture toughness A generic term for measures of resistance to extension of
a crack. The term is sometimes restricted to results of fracture mechanics
tests, which are directly applicable in fracture control; however, it commonly
includes results from simple tests of notched or precracked specimens that
are not based on fracture mechanics analysis. Results from tests of the latter
type are often useful for fracture control, based on either service experience
or empirical correlations with fracture mechanics tests. See also stressintensity factor.
free ash
Ash which is not included in the fixed ash.
free available chlorine The concentration of residual chlorine present as dissolved gas, hypochlorous acid, or hypochlorite, and not combined with ammonia or in other less readily available forms.
free carbon The part of the total carbon in steel or cast iron that is present
in elemental form as graphite or temper carbon. Contrast with combined
carbon.
free carbon dioxide Carbon dioxide present in water as the gas or as carbonic acid, but not combined in carbonates or bicarbonates.
free corrosion potential Corrosion potential in the absence of net electric
current flowing to or from the metal surface.
free ferrite Ferrite that is formed directly from the decomposition of hypoeutectoid austenite during cooling, without the simultaneous formation of
cementite, also called proeutectoid ferrite.
free machining Pertains to the machining characteristics of an alloy to
which one or more ingredients have been introduced to give small broken
chips, lower power consumption, better surface finish, and longer tool life;
among such additions are sulfur or lead to steel, lead to brass, lead and bismuth to aluminum, and sulfur or selenium to stainless steel.
fretting Surface damage resulting from relative motion between surfaces in
contact under pressure.
fretting corrosion The deterioration at the interface between contacting surfaces as the result of corrosion and slight oscillatory slip between the two
surfaces.
Glossary
fuel
971
A substance containing combustible material used for generating heat.
Gallionella ferruginea A genus of stalked, ribbonlike bacteria which utilize iron in their metabolism and cause staining, plugging, and odor problems in water systems. (See iron bacteria.)
galvanic cell A cell which generates an electric current, consisting of dissimilar metals in contact with each other and with an electrolyte.
galvanic corrosion Accelerated corrosion of a metal because of an electrical
contact with a more noble metal or nonmetallic conductor in a corrosive electrolyte.
galvanic couple A pair of dissimilar conductors, commonly metals in electrical contact. (See galvanic corrosion).
galvanic current The electric current between metals or conductive nonmetals in a galvanic couple.
galvanic series A list of metals and alloys arranged according to their relative corrosion potentials in a given environment.
galvanize To coat a metal surface with zinc using any of various processes.
galvanneal To produce a zinc-iron alloy coating on iron or steel by keeping
the coating molten after hot-dip galvanizing until the zinc alloys completely
with the base metal.
galvanodynamic Refers to a technique in which current that is continuously
varied at a selected rate is applied to an electrode in an electrolyte.
galvanostaircase A galvanostep technique for polarizing an electrode in a
series of constant current steps, with the time duration and current increments or decrements equal for each step.
galvanostatic An experimental technique in which an electrode is maintained at a constant current in an electrolyte.
galvanostep A technique in which an electrode is polarized in a series of current increments or decrements.
gamma iron The face-centered cubic form of pure iron, stable from 910 to
l400°C.
gas pressure regulator A spring-loaded, dead-weighted, or pressurebalanced device which will maintain the gas pressure to a supply line.
gaseous corrosion Corrosion with gas as the only corrosive agent and without any aqueous phase on the surface of the metal; also called dry corrosion.
gate valve A valve with a closing element that is a disk which is moved
across the stream, often in a groove or slot for support against pressure.
gage pressure The pressure above atmospheric pressure.
gel zeolite
A synthetic sodium aluminosilicate ion exchanger.
general corrosion A form of deterioration that is distributed more or less
uniformly over a surface; see uniform corrosion.
972
Appendix B
Gibbs free energy Thermodynamic function; also called free energy, free
enthalpy, or Gibbs function.
glass electrode
ion activity.
A glass membrane electrode used to measure pH or hydrogen-
globe valve A valve in which the closing element is a sphere or a flat or
rounded gasket which is moved into or onto a round port.
grab sample
A single sample of material collected at one place and one time.
grain An individual crystal in a polycrystalline metal or alloy; it may or may
not contain twinned regions and subgrains; a portion of a solid metal (usually a fraction of an inch in size) in which the atoms are arranged in an
orderly pattern.
grain boundary A narrow zone in a metal corresponding to the transition
from one crystallographic orientation to another, thus separating one grain
from another, with the atoms in each grain arranged in an orderly pattern;
the irregular junction of two adjacent grains.
grain-boundary corrosion Same as intergranular corrosion.
grain dropping The dislodgment and loss of a grain or grains (crystals) from
a metal surface as a result of intergranular corrosion.
grains (water) A unit of measure commonly used in water analysis for
the measurement of impurities in water [17.1 grains ⫽ 1 part per million (ppm)].
grains per cubic foot The term for expressing dust loading in weight per
unit of gas volume (7000 grains equals 1 pound).
gram (g) The basic unit of weight (mass) of the metric system, originally
intended to be the weight of 1 cubic centimeter of water at 4°C.
gram-milliequivalent The equivalent weight of a substance in grams, divided
by one thousand.
graphitic corrosion The deterioration of metallic constituents in gray cast
iron, leaving the graphitic particles intact. (The term graphitization is commonly used to identify this form of corrosion but is not recommended
because of its use in metallurgy for the decomposition of carbide to
graphite.) See also parting, selective leaching.
graphitization A metallurgical term describing the formation of graphite in
iron or steel, usually from decomposition of iron carbide at elevated temperatures. Not recommended as a term to describe graphitic corrosion.
gravimetric
Measurement of matter on the basis of weight.
green rot A form of high-temperature corrosion of chromium-bearing alloys
in which green chromium oxide (Cr2O3) forms, but certain other alloy constituents remain metallic; some simultaneous carburization is sometimes
observed.
groundbed A buried item, such as junk steel or graphite rods, that serves as
the anode for the cathodic protection of pipelines or other buried structures.
Glossary
973
handhole An access opening in a pressure part usually not exceeding 18 cm
in its longest dimension.
handhole cover
A handhole closure.
hard water Water which contains calcium or magnesium in an amount such
that an excessive amount of soap is required in order to form a lather.
hardness A measure of the amount of calcium and magnesium salts in
water, usually expressed as grains per gallon or ppm of CaCO3.
head A measure of the pressure at a point in a water system.
head loss
The same as pressure drop.
heat balance An accounting of the distribution of the heat input, output, and
losses.
heat exchanger A vessel in which heat is transferred from one medium to
another.
heat release rate A rate that describes the heat available per square foot of
heat-absorbing surface in the furnace or per cubic foot of volume.
heating surface A surface which is exposed to products of combustion on one
side and water on the other. This surface is measured on the side receiving
the heat.
heating value The quantity of heat released by a fuel through complete
combustion. It is commonly expressed in Btu per pound, per gallon, or per
cubic foot.
hot corrosion An accelerated corrosion of metal surfaces that results from
the combined effect of oxidation and reactions with sulfur compounds and
other contaminants, such as chlorides, to form a molten salt on a metal surface which fluxes, destroys, or disrupts the normal protective oxide.
hot cracking In weldments, a process caused by the segregation at grain
boundaries of low-melting constituents in the weld metal. Hot cracking can
be minimized by the use of low-impurity welding materials and proper joint
design. Also called solidification cracking.
hot dip coating A metallic coating obtained by dipping the base metal into a
molten metal.
hot shortness A tendency for some alloys to separate along grain boundaries
when stressed or deformed at temperatures near the melting point. Hot
shortness is caused by a low-melting constituent, often present in only
minute amounts, that is segregated at grain boundaries.
hot working Deforming metal plastically at such a temperature and strain
rate that recrystallization takes place simultaneously with the deformation,
thus avoiding any strain hardening.
Huey test Corrosion testing in a boiling solution of nitric acid. This test is mainly
used to detect the susceptibility to intergranular corrosion of stainless steel.
humidity test A corrosion test involving exposure of specimens at controlled
levels of humidity and temperature.
974
Appendix B
hydration The chemical combination of water into a substance.
hydrocarbon
A chemical compound of hydrogen and carbon.
hydrogen blistering The formation of blisters on or below a metal surface as
a result of excessive internal hydrogen pressure. (Hydrogen may be formed
during cleaning, plating, corrosion, etc.)
hydrogen damage A general term for the embrittlement, cracking, blistering, and hydride formation that can occur when hydrogen is present in some
metals.
hydrogen embrittlement Hydrogen-induced cracking or severe loss of ductility caused by the presence of hydrogen in the metal.
hydrogen-induced cracking (HIC) Same as hydrogen embrittlement.
hydrogen overvoltage Overvoltage associated with the liberation of hydrogen gas.
hydrolysis (1) Decomposition or alteration of a chemical substance by water.
(2) In aqueous solutions of electrolytes, the reactions of cations with water
to produce a weak base or of anions to produce a weak acid.
hydrophilic Having an affinity for water.
hydrophobic
water.
Lacking an affinity for, repelling, or failing to absorb or adsorb
hydrostatic test A strength and tightness test of a closed pressure vessel by
water pressure; a pressure test procedure in which a vessel or system is
filled with water, purged of air, sealed, subjected to water pressure, and
examined for leaks, distortion, and/or mechanical failure.
hydroxide A chemical compound containing hydroxyl (OH) ion. (See
hydroxyl.)
hydroxyl The OH anion, which has a single negative charge and provides the
characteristics common to bases.
hygroscopic Possessing a marked ability to accelerate the condensation of
water vapor; applied to condensation nuclei composed of salts that yield
aqueous solutions with a very low equilibrium vapor pressure compared
with that of pure water at the same temperature.
hypochlorite The OCl anion; calcium and sodium hypochlorite are commonly
used as bleaches and disinfecting agents.
ignition The initiation of combustion.
immersion plating Depositing a metallic coating on a metal immersed in a
liquid solution, without the aid of an external electric current. Also called
dip plating.
immunity A state of resistance to corrosion or anodic dissolution of a metal
caused by thermodynamic stability of the metal.
impingement corrosion A form of erosion-corrosion generally associated with
the local impingement of a high-velocity flowing fluid against a solid surface.
Glossary
975
impressed current An electric current supplied by a device employing a
power source that is external to the electrode system. (An example is direct
current for cathodic protection.)
inclusions Particles of foreign material in a metallic matrix. The particles
are usually compounds (such as oxides, sulfides, or silicates), but may be of
any substance that is foreign to (and essentially insoluble in) the matrix.
incubation period A period prior to the detection of corrosion during which
the metal is in contact with a corrodent.
indicator A material which can be used to show the endpoint of a chemical
reaction, usually by a color change, or a chemical concentration, usually by
a depth or shade of color.
industrial atmosphere An atmosphere in an area of heavy industry, with
soot, fly ash, and sulfur compounds as the principal constituents.
inert anode An anode that is insoluble in the electrolyte under the conditions
prevailing in the electrolysis.
influent The stream entering a unit, stream, or process, such as the hard
water entering an ion-exchange water softener.
inhibitor A chemical substance or combination of substances that, when present in the proper concentration and forms in the environment, prevents or
reduces corrosion.
injector A device utilizing a steam jet to entrain and deliver feedwater into a
boiler.
inorganic Being or composed of matter other than hydrocarbons and their
derivatives; matter that is not of plant or animal origin.
inorganic matter Matter which is not derived from living organisms and contains no organically produced carbon; includes rocks, minerals, and metals.
Contrast with organic matter.
inorganic zinc-rich paint A coating containing a zinc powder pigment in an
inorganic vehicle.
insulation A material of low thermal conductivity used to reduce heat losses.
intensiostatic See galvanostatic.
intercrystalline corrosion
See intergranular corrosion.
intergranular Between crystals or grains.
intergranular corrosion Preferential corrosion at or adjacent to the grain
boundaries of a metal or alloy.
intergranular cracking Cracking or fracturing that occurs between the
grains or crystals in a polycrystalline aggregate. Also called intercrystalline
cracking.
intergranular fracture Brittle fracture of a metal in which the fracture is
between the grains, or crystals, that form the metal. Also called intercrystalline fracture. Contrast with transgranular fracture.
976
Appendix B
interlock A device to test for the existence of a required condition, and to furnish proof of that condition to the primary safety control circuit.
intermittent blowdown
The blowing down of boiler water at intervals.
internal oxidation The formation of isolated particles of corrosion products
beneath the metal surface. (This occurs as the result of preferential oxidation of certain alloy constituents by inward diffusion of oxygen, nitrogen,
sulfur, etc.)
internal treatment The treatment of boiler water by introducing chemicals
directly into the boiler.
intumescence The swelling or bubbling of a coating, usually because of heating (a term currently used in space and fire protection applications).
ion An atom or group of atoms that has gained or lost one or more outer electrons and thus carries an electric charge. Positive ions, or cations, are deficient in outer electrons. Negative ions, or anions, have an excess of outer
electrons.
ion exchange (1) The reversible interchange of ions between a liquid and a
solid, with no substantial structural changes in the solid. (2) A reversible
process in which ions are released from an insoluble permanent material
in exchange for other ions in a surrounding solution; the direction of the
exchange depends upon the affinities of the ion exchanger for the ions present and the concentrations of the ions in the solution.
ion exchanger A permanent, insoluble material which contains ions that will
exchange reversibly with other ions in a surrounding solution. Both cation
and anion exchangers are used in water conditioning.
ionization The process in which atoms gain or lose electrons; sometimes used
as synonymous with dissociation, the separation of molecules into charged
ions in solution.
ionization constant A constant specific for each partially ionizable chemical
compound that expresses the ratio of the concentration of ions from the compound to the concentration of undissociated compound.
iron bacteria Microorganisms which are capable of utilizing ferrous iron,
either from the water or from steel pipe, in their metabolism and precipitating ferric hydroxide in their sheaths and gelatinous deposits. These
organisms tend to collect in pipelines and tanks during periods of low flow,
and to break loose in slugs of turbid water to create staining, taste, and odor
problems.
isocorrosion diagram A graph or chart that shows constant corrosion behavior with changing solution (environment) composition and temperature.
KISCC Abbreviation for the critical value of the plane strain stress-intensity
factor that will produce crack propagation by stress corrosion cracking of a
given material in a given environment.
knifeline attack Intergranular corrosion of an alloy, usually stabilized stainless steel, along a line adjoining or in contact with a weld after heating into
the sensitization temperature range.
Glossary
977
Kraft process A wood-pulping process in which sodium sulfate is used in the
caustic soda pulp-digestion liquor.
laminar flow The flow of fluid in which the flow paths are in smooth, parallel lines, with essentially no mixing and no turbulence.
Langelier index A calculated number used to predict the calcium carbonate
(CaCO3) stability of a water; that is, whether a water will precipitate, dissolve, or be in equilibrium with calcium carbonate. It is sometimes erroneously assumed that any water that tends to dissolve calcium carbonate
will always be corrosive.
leakage
The uncontrolled quantity of fluid which enters or leaves an enclosure.
lime The common name for calcium oxide (CaO); hydrated lime is calcium
hydroxide [Ca(OH) 2].
lime scale Hard-water scale containing a high percentage of calcium carbonate.
limestone A sedimentary rock, largely calcium carbonate but usually also
containing significant amounts of magnesium carbonate.
linear alkyl sulfonate A term applied to a family of straight chain chemical
compounds, widely used as detergents; sometimes called “soft” detergents
because they are more readily degraded to simpler substances by biological
action than the previously used alkyl benzene sulfonate.
lining The material used on the furnace side of a furnace wall. It is usually
of high-grade refractory tile or brick or plastic refractory material.
liquid metal embrittlement Catastrophic brittle failure of a normally ductile
metal when it is brought into contact with a liquid metal and is subsequently stressed in tension.
liter The basic metric unit of volume; 3.785 L equal 1 U.S. gal; 1 L of water
weighs 1000 g.
load The rate of output required; also the weight carried.
load factor The ratio of the average load in a given period to the maximum
load carried during that period.
local action corrosion
surface.
Corrosion caused by local corrosion cells on a metal
local cell A galvanic cell resulting from inhomogeneities between areas on a
metal surface in an electrolyte. The inhomogeneities may be of a physical or
chemical nature in either the metal or its environment.
local corrosion cell An electrochemical cell created on a metal surface
because of a difference in potential between adjacent areas on that surface.
localized corrosion Corrosion at discrete sites; for example, pitting, crevice
corrosion, and stress corrosion cracking.
long-line current Electric current through the earth from an anodic to a
cathodic area of a continuous metallic structure. (Usually used only where
the areas are separated by considerable distance and where the current
results from concentration-cell action.)
978
Appendix B
low-water cutoff A safety device that shuts off a boiler or burner in the event
of low water, preventing pressure vessel failure.
lug
Any projection, such as an ear, used for supporting or grasping.
Luggin probe or Luggin-Haber capillary A device used in measuring the
potential of an electrode with a significant current density imposed on its
surface. (The probe minimizes the IR drop that would otherwise be included
in the measurement without significantly disturbing the current distribution
on the specimen.)
M alkalinity
Methyl orange alkalinity. (See total alkalinity.)
MAG The metal active gas welding process; it uses CO2 and argon-CO2
mixtures.
makeup The water added to boiler feedwater to compensate for that lost
through exhaust, blowdown, leakage, etc.
manganese greensand Greensand which has been processed to incorporate
the higher oxides of manganese in its pores and on its surface. The product
has a mild oxidizing power, and is often used in the oxidation and precipitation of iron, manganese, and/or hydrogen sulfide, and their removal from
water.
manganese zeolite Synthetic gel zeolite which has been processed in the
same manner as manganese greensand and is used for similar purposes.
manhole An opening in a pressure vessel of sufficient size to permit a person
to enter.
manifold A pipe or header for collection of a fluid from or distribution of a
fluid to a number of pipes or tubes.
maximum allowable working pressure The maximum gage pressure permissible in a completed boiler. This pressure is based upon either proof tests
or calculations for every pressure part of a vessel using nominal thickness
exclusive of allowances for corrosion and thickness required for loadings
other than pressure. It is the basis for the settings of the pressure-relieving
devices protecting the vessel.
maximum continuous load
a specified period.
The maximum load which can be maintained for
MCL Abbreviation for maximum contaminant level; the maximum allowable
concentration of a contaminant in water as established in the U.S. EPA
drinking water regulations.
mechanical filter A filter primarily designed for the removal of suspended
solid particles, as opposed to filters with additional capabilities.
media
The plural form of medium.
medium A material used in a filter bed to form a barrier to the passage of
certain suspended solids or dissolved molecules.
metal dusting Accelerated deterioration of metals in carbonaceous gases at
elevated temperatures, forming a dustlike corrosion product.
Glossary
979
metallizing See thermal spraying.
methylene blue active substances Chemical compounds which react with
methylene blue to form a blue compound which can be used to estimate the
concentration by measurement of the depth of color. Substances measured
include ABS and LAS types of detergents; thus the term is commonly used
as an expression of detergent concentration.
microbiologically influenced corrosion (MIC) Corrosion that is affected by
the action of microorganisms in the environment.
micrometer Formally known as micron, a linear measure equal to one millionth of a meter or 0.00003937 inch. The symbol for the micrometer is m.
micron See micrometer.
microstructure The structure of a prepared surface of a metal as revealed by
a microscope at a magnification exceeding 25⫻.
MIG
mil
The metal inert gas (argon or other) welding process.
One thousandth of an inch.
mill scale The heavy oxide layer formed during hot fabrication or heat treatment of metals.
mineral A term applied to inorganic substances such as rocks and similar
matter found in the earth strata, as opposed to organic substances such as
plant and animal matter. Minerals normally have definite chemical composition and crystal structure.
mineral acidity Acidity due to the presence of inorganic acids such as
hydrochloric, sulfuric, and nitric acids, as opposed to acidity due to carbonic
acid or organic acids.
mixed potential The potential of a specimen (or specimens in a galvanic
couple) when two or more electrochemical reactions are occurring simultaneously.
MMA
The manual metal arc welding process.
moisture Water in the liquid or vapor phase.
moisture in steam Particles of water carried in steam, expressed as the percentage by weight.
moisture loss The boiler flue gas loss representing the difference between
the heat content of the moisture in the exit gases and that at the temperature of the ambient air.
molal solution The concentration of a solution expressed in moles of solute
divided by 1000 g of solvent.
molar solution An aqueous solution that contains 1 mole (gram-molecular
weight) of solute in 1 L of the solution.
mole The mass (in grams) numerically equal to the relative molecular mass of
a substance. It is the amount of substance of a system that contains as many
elementary units (6.02 ⫻ 1023 atoms of an element or 6.02 ⫻ 1023 molecules of
980
Appendix B
a chemical compound) as there are atoms of carbon in 0.012 kg of the pure
nuclide C12. The weight of one mole of an element is equal to its atomic weight
in grams; the weight of one mole of a compound is equal to its molecular
weight in grams.
molecule The simplest combination of atoms that will form a specific chemical compound; the smallest particle of a substance which will still retain the
essential composition and properties of that substance, and which can be
broken down only into atoms and simpler substances.
Moneypenny-Strauss test Corrosion testing in a copper sulfate solution containing sulfuric acid; used to detect the susceptibility of stainless steel to
intergranular corrosion.
monomer A molecule, usually an organic compound, having the ability to
join with a number of identical molecules to form a polymer.
most probable number (MPN) The term used to indicate the number of
microorganisms which, according to statistical theory, would be most likely
to produce the results observed in certain bacteriological tests; usually
expressed as a number per 100 mL of water.
MPN
The abbreviation for most probable number.
nanometer Abbreviated nm, a unit of length equal to one thousandth of a
micrometer.
natural aging Spontaneous aging of a supersaturated solid solution at room
temperature. Compare with artificial aging.
natural circulation The circulation of water in a boiler caused by differences
in density.
natural gas
Gaseous fuel occurring in nature.
negative charge The electric charge on an electrode or ion in solution resulting from the presence of an excess of electrons. (See anion, electron.)
negative head
A condition of negative pressure or partial vacuum.
negative pressure A pressure below the surrounding atmospheric pressure
at a specific point; a partial vacuum.
Nernst equation An equation that expresses the exact electromotive force of
a cell in terms of the activities of the products and reactants of the cell.
neutral In electrical systems, the term used to indicate neither an excess nor
a lack of electrons; a condition of balance between positive and negative
charges. In chemistry, the term used to indicate a balance between acids and
bases; the neutral point on the pH scale is 7.0, indicating the presence of
equal numbers of free hydrogen (acidic) and hydroxide (basic) ions.
neutralization The addition of either an acid or a base to a solution as required
to produce a neutral solution. The use of alkaline or basic materials to neutralize the acidity of some waters is a common practice in water conditioning.
neutralizer A common designation for alkaline materials such as calcite (calcium carbonate) or magnesia (magnesium oxide) used in the neutralization
of acid waters.
Glossary
981
neutron embrittlement Embrittlement resulting from bombardment with
neutrons, usually encountered in metals that have been exposed to a neutron flux in the core of a reactor. In steels, neutron embrittlement is evidenced by a rise in the ductile-to-brittle transition temperature.
nitriding Introducing nitrogen into the surface layer of a solid ferrous alloy
by holding it at a suitable temperature in contact with a nitrogenous material, usually ammonia or molten cyanide of appropriate composition.
Quenching is not required to produce a hard case.
nitrocarburizing Any of several processes in which both nitrogen and carbon
are absorbed into the surface layers of a ferrous material at temperatures
below the lower critical temperature and, by diffusion, create a concentration gradient. Nitrocarburizing is performed primarily to provide an antiscuffling surface layer and to improve fatigue resistance.
noble
The positive (increasingly oxidizing) direction of electrode potential.
noble metal A metal with a standard electrode potential that is more noble
(positive) than that of hydrogen.
noble potential A potential more cathodic (positive) than the standard
hydrogen potential.
noncarbonate hardness Water hardness due to the presence of compounds
such as calcium and magnesium chlorides, sulfates, or nitrates; the excess
of total hardness over total alkalinity.
normal solution An aqueous solution containing one gram equivalent weight
of the active reagent in one liter of the solution.
normal stress The stress component perpendicular to a plane on which
forces act.
normalizing Heating a ferrous alloy to a suitable temperature above the
transformation range and then cooling it in air to a temperature substantially below the transformation range.
NOx Abbreviation for all of the family of oxides of nitrogen.
nozzle A short flanged or welded neck connection on a drum or shell for the
outlet or inlet of fluids; also, a projecting spout through which a fluid flows.
occluded cell An electrochemical cell created at a localized site on a metal
surface which has been partially obstructed from the bulk environment.
oil burner A burner for firing oil.
open-circuit potential The potential of an electrode measured with respect to
a reference electrode or another electrode when no current flows to or from it.
operating pressure The pressure at which a boiler or any other vessel is
operated.
organic matter Substances of or derived from plant or animal matter.
Organic matter is characterized by its carbon-hydrogen structure.
osmosis A process of diffusion of a solvent such as water through a semipermeable membrane which will transmit the solvent but impede most
982
Appendix B
dissolved substances. The normal flow of solvent is from the dilute solution to the concentrated solution in an attempt to bring the solutions on
both sides of the membrane to equilibrium.
overpressure The minimum operating pressure of a hot-water boiler that is
sufficient to prevent the water from steaming.
overvoltage The change in potential of an electrode from its equilibrium or
steady-state value when current is applied.
oxidation Loss of electrons by a constituent of a chemical reaction. Also
refers to the corrosion of a metal that is exposed to an oxidizing gas at elevated temperatures.
oxidized surface (on steel) A surface having a thin, tightly adhering, oxidized skin (from straw to blue in color), extending in from the edge of a coil
or sheet.
oxidizing agent
reduced.
A compound that causes oxidation, thereby itself being
oxidizing atmosphere An atmosphere which tends to promote the oxidation
of immersed materials.
oxygen attack
Corrosion or pitting in a boiler caused by oxygen.
oxygen concentration cell A galvanic cell resulting from differences in oxygen concentration between two locations; see differential aeration cell.
ozone A powerfully oxidizing allotropic form of the element oxygen. The
ozone molecule contains three atoms (O3).
P alkalinity Phenolphthalein alkalinity of a water as determined by titration
with standard acid solution to the phenolphthalein endpoint (pH approximately 8.3). It includes both carbonate and hydroxide alkalinity.
particle size (1) A measure of dust size, expressed in micrometers or percent
passing through a standard mesh screen. (2) The size of a particle suspended
in water as determined by its smallest dimension.
parting The selective corrosion of one or more components of a solid solution
alloy.
parting limit The minimum concentration of a more noble component in an
alloy above which parting does not occur in a specific environment.
parts per billion (ppb) A measure of proportion by weight, equivalent to one
unit weight of a material per billion (109) unit weights of compound. One
part per billion is equivalent to 1 mg/Mg.
parts per million (ppm) A measure of proportion by weight, equivalent to one
unit weight of a material per million (106) unit weights of compound. One
part per million is equivalent to 1 mg/kg.
pass A confined passageway containing a heating surface through which a
fluid flows in essentially one direction.
passivation The process in metal corrosion by which metals become passive.
(See passive.)
Glossary
983
passivator A type of inhibitor which appreciably changes the potential of a
metal to a more noble (positive) value.
passive The state of a metal surface characterized by low corrosion rates in
a potential region that is strongly oxidizing for the metal.
passive-active cell A corrosion cell in which the anode is a metal in the
active state and the cathode is the same metal in the passive state.
passivity A condition in which a piece of metal, because of an impervious covering of oxide or other compound, has a potential that is much more positive
than that of the metal in the active state.
patina The coating, usually green, that forms on the surface of metals such
as copper and copper alloys exposed to the atmosphere; also used to describe
the appearance of a weathered surface of any metal.
pearlite A metastable lamellar aggregate of ferrite and cementite resulting
from the transformation of austenite at temperatures above the bainite range.
perfect combustion The complete oxidation of all the combustible constituents of a fuel, utilizing all the oxygen supplied.
permanent hardness Water hardness due to the presence of the chlorides
and sulfates of calcium and magnesium, which will not precipitate by boiling. This term has been largely replaced by noncarbonate hardness.
permanganate Generally refers to potassium permanganate, a chemical
compound used in water treatment.
petroleum Naturally occurring mineral oil consisting predominantly of
hydrocarbons.
pH A measure of the degree of acidity or alkalinity (basicity) of a solution; the
negative logarithm of the hydrogen-ion activity. At 25°C, 7.0 is the neutral
value. Decreasing values below 7.0 indicate increasing acidity; increasing
values above 7.0, increasing basicity.
phosphating Forming an adherent phosphate coating on a metal by immersion in a suitable aqueous phosphate solution. Also called phosphatizing.
physical vapor deposition A coating process in which the cleaned and
masked component to be coated is heated and rotated on a spindle above the
streaming vapor generated by melting and evaporating a coating material
source bar with a focused electron beam in an evacuated chamber.
physisorption The binding of an adsorbate to the surface of a solid by forces
whose energy levels approximate those of condensation. Contrast with
chemisorption.
pickle A solution or process used to loosen or remove corrosion products such
as scale or tarnish.
pickling Removing surface oxides from metals by chemical or electrochemical
reaction.
pitting Corrosion of a metal surface, confined to a point or small area, that
takes the form of cavities.
984
Appendix B
pitting factor Ratio of the depth of the deepest pit resulting from corrosion to
the average penetration as calculated from weight loss.
pitting resistance equivalent number An empirical relationship to predict
the pitting resistance of austenitic and duplex stainless steels. It is expressed
as PREN ⫽ Cr ⫹ 3.3 (Mo ⫹ 0.5 W) ⫹ 16N.
pK The reciprocal of the logarithm of the ionization constant of a chemical
compound.
plane strain The stress condition in linear elastic fracture mechanics in
which there is zero strain in a direction normal to both the axis of applied
tensile stress and the direction of crack growth (that is, parallel to the crack
front); most nearly achieved in loading of thick plates along a direction parallel to the plate surface. Under plane-strain conditions, the plane of fracture instability is normal to the axis of the principal tensile stress.
plasma spraying A thermal spraying process in which the coating material
is melted with heat from a plasma torch that generates a nontransferred
arc. Molten coating material is propelled against the base metal by the hot,
ionized gas issuing from the torch.
plastic deformation The permanent (inelastic) distortion of metals under
applied stresses that strain the material beyond its elastic limit.
plasticity The property that enables a material to undergo permanent deformation without rupture.
pOH The negative logarithm of the hydroxyl ion concentration. The pOH is
related to the pH by the expression pH ⫹ pOH ⫽ 14.
polarization The change from the open-circuit electrode potential as the
result of the passage of current.
polarization admittance
The reciprocal of polarization resistance (di/dE).
polarization curve A plot of current density versus electrode potential for a
specific electrode-electrolyte combination.
polarization resistance The slope (dE/di) at the corrosion potential of a
potential (E) versus current density (i) curve. It is inversely proportional to
the corrosion current density when the polarization resistance technique is
applicable. The term is also used to describe the method of measuring corrosion rates using this slope.
polymer A chain of organic molecules produced by the joining of primary
units called monomers.
polyphosphate A form of phosphate polymer consisting of a series of condensed phosphoric acids containing more than one atom of phosphorus.
Polyphosphate is used as a sequestering agent to control iron and hardness,
and as a coating agent that forms a thin passivating film on metal surfaces
to control corrosion.
porosity A measure of the volume of internal pores, or voids, in ion exchangers and filter media; sometimes expressed as a ratio to the total volume of
the medium. (See void volume.)
Glossary
985
positive charge The net electric charge on an electrode or ion in solution as
a result of the removal of electrons.
postchlorination The application of chlorine to a water following other water
treatment processes.
potential-pH diagram
See Pourbaix diagram.
potentiodynamic (potentiokinetic) A technique wherein the potential of an
electrode with respect to a reference electrode is varied at a selected rate by
application of a current through the electrolyte.
potentiostaircase A potentiostep technique for polarizing an electrode in a
series of constant-potential steps, with the time duration and potential
increments or decrements equal for each step.
potentiostat An instrument for automatically maintaining an electrode in an
electrolyte at a constant potential or controlled potentials with respect to a
suitable reference electrode.
potentiostatic The technique for maintaining a constant electrode potential.
potentiostep A technique in which an electrode is polarized in a series of
potential increments or decrements.
poultice corrosion A term used in the automotive industry to describe the
corrosion of vehicle body parts caused by to the collection of road salts and
debris on ledges and in pockets that are kept moist by weather and washing. Also called deposit corrosion or attack.
Pourbaix diagram (potential-pH diagram) A graphical representation showing regions of thermodynamic stability of species in metal–water electrolyte
systems.
powder metallurgy The art of producing metal powders and utilizing metal
powders for production of massive materials and shaped objects.
prechlorination The application of chlorine to a water prior to other water
treatment processes.
precious metal One of the relatively scarce and valuable metals: gold, silver,
and the platinum-group metals. Also called noble metal.
precipitate To separate materials from a solution by the formation of insoluble matter by chemical reaction and removal of this insoluble matter.
precipitation
The removal of solid or liquid particles from a fluid.
precipitation hardening Hardening caused by the precipitation of a constituent from a supersaturated solid solution. See also age hardening.
precipitation heat treatment Artificial aging in which a constituent is precipitated from a supersaturated solid solution.
precracked specimen A specimen that is notched and subjected to alternating stresses until a crack develops at the root of the notch.
preheated air
pressure
Air at a temperature exceeding that of the ambient air.
Force per unit of area.
986
Appendix B
pressure differential A difference or change in pressure detected between
two points in a system as a result of differences in elevation and/or pressure
drop caused by flow.
pressure drop The difference in pressure between two points in a system,
caused by resistance to flow.
pressure vessel A closed vessel or container designed to confine a fluid at a
pressure above atmospheric pressure.
primary current distribution The current distribution in an electrolytic cell
that is free of polarization.
primary passive potential (passivation potential) The potential corresponding to the maximum active current density (critical anodic current density)
of an electrode that exhibits active-passive corrosion behavior.
primer (prime coat) The first coat of paint applied to a surface, formulated to
have good bonding and wetting characteristics. It may or may not contain
inhibiting pigments.
priming The discharge of steam containing excessive quantities of water in
suspension from a boiler, as a result of violent ebullition.
principal stress (normal) The maximum or minimum value at the normal
stress at a point in a plane considered with respect to all possible orientations of the considered plane. On such principal planes, the shear stress is
zero. There are three principal stresses on three mutually perpendicular
planes. The state of stress at a point may be (1) uniaxial, a state of stress in
which two of the three principal stresses are zero, (2) biaxial, a state of stress
in which only one of the three principal stresses is zero, or (3) triaxial, a state
of stress in which none of the principal stresses is zero. Multiaxial stress
refers to either biaxial or triaxial stress.
process steam
power.
Steam used for industrial purposes other than producing
products of combustion
combustion of fuel.
The gases, vapors, and solids resulting from the
profile Anchor pattern on a surface produced by abrasive blasting or acid
treatment.
protection potential The most noble potential where pitting and crevice corrosion will not propagate.
protective potential The threshold value of the corrosion potential that has
to be reached to enter a protective potential range. The term is used in
cathodic protection to refer to the minimum potential required to control
corrosion.
protective potential range A range of corrosion potential values in which an
acceptable corrosion resistance is achieved for a particular purpose.
purge To introduce air into a vessel’s flue passages in such a volume and
manner as to completely replace the air or gas-air mixture contained
therein.
Glossary
987
radiation damage A general term for the alteration of properties of a material arising from exposure to ionizing radiation (penetrating radiation), such
as x-rays, gamma rays, neutrons, heavy-particle radiation, or fission fragments in nuclear fuel material.
rate of blowdown A rate normally expressed as a percentage of the water fed.
raw water Untreated water, or any water before it reaches a specific water
treatment device or process.
reaction A chemical transformation or change brought about by the interaction of two substances.
reactive metal A metal that readily combines with oxygen at elevated temperatures to form very stable oxides, for example, titanium, zirconium, and
beryllium.
reassociation The recombination of the products of dissociation.
recirculation The reintroduction of part of the flowing fluid to repeat the
cycle of circulation.
recrystallization (1) Formation of a new, strain-free grain structure from
that existing in cold worked metal, usually accomplished by heating. (2) The
change from one crystal structure to another, as occurs on heating or cooling
through a critical temperature.
red water Water which has a reddish or brownish appearance as a result of
the presence of precipitated iron and/or iron bacteria.
redox potential The potential of a reversible oxidation-reduction electrode
measured with respect to a reference electrode, corrected to the hydrogen
electrode, in a given electrolyte.
reducing agent
oxidized.
A compound that causes reduction, thereby itself becoming
reducing atmosphere An atmosphere which tends to (1) promote the
removal of oxygen from a chemical compound or (2) promote the reduction
of immersed materials.
reducing flame A gas flame resulting from combustion of a mixture containing too much fuel or too little air.
reduction The gain of electrons by a constituent of a chemical reaction.
reference electrode A nonpolarizable electrode with a known and highly
reproducible potential.
refractory Brickwork or castable used in boilers to protect metal surfaces
and for boiler baffles.
refractory metal A metal having an extremely high melting point, for example, tungsten, molybdenum, tantalum, niobium, chromium, vanadium, and
rhenium. In the broad sense, this term refers to metals having melting
points above the range for iron, cobalt, and nickel.
regenerant A solution of a chemical compound used to restore the capacity of
an ion-exchange system. Sodium chloride brine is used as a regenerant for
988
Appendix B
ion-exchange water softeners, and acids and bases are used as regenerants
for the cation and anion resins used in demineralization.
regeneration The process of restoring an ion-exchange medium to a usable
state after exhaustion. In general, it includes the backwash, regenerant
introduction, and fresh water rinse steps necessary to prepare a water softener exchange bed for service. Specifically, the term may be applied to the
step in which the regenerant solution is passed through the exchanger bed
(salt brine for softeners, acid and bases for deionizers).
relative humidity The ratio, expressed as a percentage, of the amount of
water vapor present in a given volume of air at a given temperature to the
amount required to saturate the air at that temperature.
relief valve (safety relief valve) An automatic pressure-relieving device actuated by the pressure upstream of the valve and characterized by an opening
pop action with further increase in lift with an increase in pressure over the
popping pressure.
residual The amount of a specific material remaining in the water following
a water treatment process. The term may refer to material remaining as a
result of incomplete removal or to material meant to remain in the treated
water.
residual chlorine Chlorine remaining in a treated water after a specified
period of contact time to provide continuing protection throughout a distribution system; the difference between the total chlorine added and that
consumed by oxidizable matter.
residual stress
deformation.
Stresses that remain within a body as a result of plastic
resin Synthetic organic ion-exchange material, such as the high-capacity
cation-exchange resin widely used in water softeners.
rest potential
See open-circuit potential.
reverse osmosis A process that reverses, by the application of pressure, the
natural process of osmosis so that water passes from the more concentrated
to the more dilute solution through a semipermeable membrane, thus producing a stream of water up to 98 percent free of dissolved solids.
ringworm corrosion Localized corrosion frequently observed in oil-well tubing in which a circumferential attack is observed near a region of metal
“upset.”
riser (1) That section of pipeline extending from the ocean floor up to the
platform; also, the vertical tube in a steam generator convection bank that
circulates water and steam upward. (2) A reservoir of molten metal connected to a casting to provide additional metal to the casting, required as the
result of shrinkage before and during solidification.
rust A corrosion product consisting primarily of hydrated iron oxide. (The
term is properly applied only to ferrous alloys.)
safety shut-off valve A manually opened, electrically latched, electrically operated safety valve designed to automatically shut off fuel when deenergized.
Glossary
989
safety valve A spring-loaded valve that automatically opens when pressure
attains the valve setting, used to prevent excessive pressure from building
up in a boiler.
saline water Water containing an excessive amount of dissolved salts, usually
over 5000 mg/L.
salinity The total proportion of salts in seawater, often estimated empirically
as chlorinity ⫻ 1.80655; also expressed in parts per thousand (o/oo).
salt In chemistry, a class of chemical compounds which can be formed by the
neutralization of an acid with a base; the common name for the specific
chemical compound sodium chloride, used in the regeneration of ionexchange water softeners.
salt splitting The process in which neutral salts in water are converted to
their corresponding acids or bases by ion-exchange resins containing strongly
acidic or strongly basic functional groups.
sampling
The removal of a portion of a material for examination or analysis.
saturated air Air which contains the maximum amount of water vapor that
it can hold at its temperature and pressure.
saturated steam
tion occurs.
Steam at the temperature and pressure at which evapora-
saturated temperature The temperature at which evaporation occurs at a
particular pressure.
scale A deposit of mineral solids on the interior surfaces of water lines and
containers, often formed when water containing the carbonates or bicarbonates of calcium and magnesium is heated.
season cracking See stress corrosion cracking.
secondary treatment Treatment of boiler feedwater or internal treatment of
boiler water after primary treatment.
sediment Matter in water which can be removed from suspension by gravity
or mechanical means.
sedimentation The process in which solid suspended particles settle out of
water, usually when the water has little or no movement. Also called settling.
segregation The tendency of refuse of varying compositions to deposit selectively in different parts of the unit.
selective leaching Removal of one element from a solid alloy by corrosion
processes.
semipermeable membrane Typically a thin organic film which allows the
passage of some ions or materials while preventing the passage of others.
Some membranes will allow only the passage of cations.
septic A condition existing during the digestion of organic matter, such as
that in sewage, by anaerobic bacteria in the absence of air. A common
process for the treatment of household sewage in septic tanks, and in specially designed digesters in municipal sewage treatment systems.
990
Appendix B
sequestering agent A chemical compound sometimes fed into water to tie up
undesirable ions, keep them in solution, and eliminate or reduce the normal
effects of the ions. For example, polyphosphates are sequestering agents
which sequester hardness and prevent reactions with soap. If the ions
involved are metal ions, sequestering agents may also be chelating agents.
sequestration A chemical reaction in which certain ions are bound into a stable, water-soluble compound, thus preventing undesirable action by the ions.
service run That portion of the operating cycle of a water conditioning unit
in which treated water is being delivered, as opposed to the period when the
unit is being backwashed, recharged, or regenerated.
service water General-purpose water which may or may not have been
treated for a special purpose.
shear That type of force that causes or tends to cause two contiguous parts
of the same body to slide relative to each other in a direction parallel to their
plane of contact.
shear strength The stress required to produce fracture in the plane of cross
section, the conditions of loading being such that the directions of force and
of resistance are parallel and opposite, although their paths are offset a
specified minimum amount. The maximum load divided by the original
cross-sectional area of a section separated by shear.
shell
The cylindrical portion of a pressure vessel.
shielded The separation of metallic parts by an electrical nonconductor;
insulated by other than an air gap.
sigma phase A hard, brittle, nonmagnetic intermediate phase with a tetragonal crystal structure, containing 30 atoms per unit cell, occurring in many
binary and ternary alloys of the transition elements.
sigma-phase embrittlement Embrittlement of iron-chromium alloys (most
notably austenitic stainless steels) caused by precipitation at grain boundaries of the hard, brittle intermetallic sigma phase during long periods of
exposure to temperatures between approximately 560 and 980°C. Sigmaphase embrittlement results in severe loss in toughness and ductility, and
can make the embrittled material susceptible to intergranular corrosion.
silica gel or siliceous gel A synthetic hydrated sodium aluminosilicate with
ion-exchange properties, once widely used in ion-exchange water softeners.
slip Plastic deformation by the irreversible shear displacement (translation)
of one part of a crystal relative to another in a definite crystallographic
direction and usually on a specific crystallographic plane.
slow-strain-rate technique An experimental technique for evaluating susceptibility to stress corrosion cracking. It involves pulling the specimen to
failure in uniaxial tension at a controlled slow strain rate while the specimen is in the test environment and examining the specimen for evidence of
stress corrosion cracking.
sludge The semifluid solid matter collected at the bottom of a system tank
or watercourse as a result of the sedimentation or settling of suspended
solids or precipitates.
Glossary
991
slug A large “dose” of chemical treatment applied internally to a steam boiler
intermittently. The term is also sometimes used instead of priming to denote
a discharge of water through a boiler steam outlet in relatively large intermittent amounts.
slushing compound An obsolete term describing oil or grease coatings used
to provide temporary protection against atmospheric corrosion.
smelt Molten slag; in the pulp and paper industry, the cooking chemicals
tapped from the recovery boiler as molten material and dissolved in the
smelt tank as green liquor.
smoke Small gas-borne particles of carbon or soot, less than 1 m in size
and of sufficient number to be observable, resulting from incomplete combustion of carbonaceous materials.
s-n diagram A plot showing the relationship of stress s and the number of
cycles n before fracture in fatigue testing.
soda ash The common name for sodium carbonate, Na2CO3, a chemical
compound used as an alkalinity builder in some soap and detergent formulations to neutralize acid water, and in the lime-soda water treatment
process.
sodium chloride The chemical name for common salt.
sodium cycle The cation-exchange process in which sodium on the ionexchange resin is exchanged for hardness and other ions in water. Sodium
chloride is the common regenerant used in this process.
soft water Water which contains little or no calcium or magnesium salts,
or water from which scale-forming impurities have been removed or
reduced.
softening The act of reducing scale-forming calcium and magnesium impurities from water.
solid solution A single, solid, homogeneous crystalline phase containing two
or more chemical species.
solute (1) A component of either a liquid or a solid solution that is present to
a lesser or minor extent; the component that is dissolved in the solution. (2)
The substance which is dissolved in and by a solvent. Dissolved solids, such
as the minerals found in water, are solutes.
solution (1) A homogeneous dispersion of two or more kinds of molecular or
ionic species. Solutions may be composed of any combination of liquids,
solids, or gases, but they always consist of a single phase. (2) A liquid, such
as boiler water, containing dissolved substances.
solution feeder A device, such as a power-driven pump or an eductor system,
designed to feed a solution of a water treatment chemical into the water system, usually in proportion to flow.
solution heat treatment Heating an alloy to a suitable temperature, holding
it at that temperature long enough to cause one or more constituents to
enter into solid solution, and then cooling it rapidly enough to hold these
constituents in solution.
992
Appendix B
solvent The component of either a liquid or a solid solution that is present to
a greater or major extent; the liquid, such as water, in which other materials (solutes) are dissolved.
solvent degreasing The removal of oil, grease, and other soluble contaminants from the surface of the workpiece by immersion in suitable cleaners.
soot Unburned particles of carbon derived from hydrocarbons.
sour gas A gaseous environment containing hydrogen sulfide and carbon
dioxide in hydrocarbon reservoirs. Prolonged exposure to sour gas can lead
to hydrogen damage, sulfide-stress cracking, and/or stress corrosion cracking in ferrous alloys.
sour water
Wastewaters containing fetid materials, usually sulfur compounds.
spalling The flaking or separation of a sprayed coating; the spontaneous
chipping, fragmentation, or separation of a surface or surface coating; the
breaking off of the surface of refractory material as a result of internal
stresses.
specific conductance The measure of the electrical conductance of water or
a water solution at a specific temperature, usually 25°C.
specific gravity The ratio of the weight of a specific volume of a substance to
the weight of the same volume of pure water at 4°C.
specific humidity The weight of water vapor in a gas–water vapor mixture
per unit weight of dry gas.
spheroidite An aggregate of iron or alloy carbides of essentially spherical
shape dispersed throughout a matrix of ferrite.
splat
A single thin, flattened sprayed particle.
splat cooling An extremely rapid, high rate of cooling, leading to the formation of metastable phases and an amorphous microstructure in thermal
spraying deposits.
spray angle The angle included between the sides of the cone formed by liquid discharged from mechanical, rotary atomizers and by some forms of
steam or air atomizers.
spray nozzle A nozzle from which a liquid fuel is discharged in the form of a
spray.
sputtering A coating process in which thermally emitted electrons collide
with inert gas atoms, which accelerate toward and hit a negatively charged
electrode that is a target of the coating material. The impacting ions dislodge atoms of the target material, which are in turn projected to and
deposited on the substrate to form the coating.
stack A vertical conduit which, because of the difference in density between
internal and external gases, develops a draft at its base.
stack draft The magnitude of the draft measured at the inlet to the stack.
stagnation
The condition of being free from movement or lacking circulation.
Glossary
993
standard electrode potential The reversible potential for an electrode
process when all products and reactions are at unit activity on a scale in
which the potential for the standard hydrogen half cell is zero.
static pressure The measure of potential energy of a fluid.
static system A system or process in which the reactants are not flowing or
moving; the opposite of dynamic system.
steam
The vapor phase of water, unmixed with other gases.
steam-generating unit A unit to which water, fuel, and air are supplied and
in which steam is generated. It consists of a boiler furnace and fuel-burning
equipment, and may include as component parts water walls, a superheater,
a reheater, an economizer, an air heater, or any combination thereof.
steam separator A device for removing the entrained water from steam.
strain
The unit of change in the size or shape of a body as a result of force.
strain hardening An increase in hardness and strength caused by plastic
deformation at temperatures below the recrystallization range.
strain rate
The time rate of straining for the usual tensile test.
strainer A device, such as a filter, to retain solid particles while allowing a
liquid to pass.
stratification
Nonhomogeneity existing transversely in a gas stream.
stray current
Current flowing through paths other than the intended circuit.
stray current corrosion The corrosion caused by electric current from a
source external to the intended electric circuit, for example, extraneous current in the earth.
stress The intensity of the internally distributed forces or components of
forces that resist a change in the volume or shape of a material that is or has
been subjected to external forces. Stress is expressed in force per unit area
and is calculated on the basis of the original dimensions of the cross section
of the specimen.
stress concentration factor (Kt) A multiplying factor for applied stress that
allows for the presence of a structural discontinuity such as a notch or hole;
Kt equals the ratio of the greatest stress in the region of the discontinuity to
the nominal stress for the entire section.
stress corrosion cracking A cracking process that requires the simultaneous
action of a corrodent and sustained tensile stress. (This excludes corrosionreduced sections which fail by fast fracture. It also excludes intercrystalline
or transcrystalline corrosion, which can cause an alloy to disintegrate without either applied or residual stress.)
stress-intensity factor A scaling factor, usually denoted by the symbol K,
used in linear-elastic fracture mechanics to describe the intensification of
applied stress at the tip of a crack of known size and shape. At the onset
of rapid crack propagation in any structure containing a crack, the factor is
called the critical stress-intensity factor, or the fracture toughness.
994
Appendix B
stress raisers Changes in contour or discontinuities in structure that cause
local increases in stress.
stress-relief cracking A cracking process that occurs when susceptible alloys
are subjected to thermal stress relief after welding to reduce residual stresses
and improve toughness. Stress-relief cracking occurs only in metals that can
precipitation-harden during such elevated-temperature exposure; it usually
occurs at stress raisers, is intergranular in nature, and is generally observed
in the coarse-grained region of the weld heat-affected zone. Also called postweld heat treatment cracking.
stress relieving
stresses.
Heat treatment carried out in steel to reduce internal
striation A fatigue fracture feature, often observed in electron micrographs,
that indicates the position of the crack front after each succeeding cycle of
stress. The distance between striations indicates the advance of the crack
front across the crystal during one stress cycle, and a line normal to the striation indicates the direction of local crack propagation.
stud A projecting pin serving as a support or means of attachment.
subsurface The material, workpiece, or substance on which the coating is
deposited.
subsurface corrosion See internal oxidation.
sulfate-reducing bacteria (SRB) A group of bacteria which are capable of
reducing sulfates in water to hydrogen sulfide gas, thus producing obnoxious tastes and odors. These bacteria have no sanitary significance and are
classed as nuisance organisms.
sulfidation The reaction of a metal or alloy with a sulfur-containing species
to produce a sulfur compound that forms on or beneath the surface of the
metal or alloy.
sulfonic acid A specific acidic group (SO3H⫺) which gives certain cationexchange resins their ion-exchange capability.
superchlorination The addition of excess amounts of chlorine to a water supply to speed chemical reactions or ensure disinfection with short contact
time. The chlorine residual following superchlorination is high enough to be
unpalatable, and thus dechlorination is commonly employed before the
water is used.
superheated steam Steam with its temperature raised above that of saturation. The temperature in excess of its saturation temperature is referred to
as superheat.
supernatant
The clear liquid lying above a sediment or precipitate.
surface-active agent The material in a soap or detergent formulation which
promotes the penetration of the fabric by water, the loosening of the soil
from surfaces, and the suspension of many soils; the actual cleaning agent
in soap and detergent formulations.
surface blowoff The removal of water, foam, etc., from the surface at the
water level in a boiler; the equipment for such removal.
Glossary
995
surface tension The result of attraction between molecules of a liquid which
causes the surface of the liquid to act as a thin elastic film under tension.
Surface tension causes water to form spherical drops and reduces penetration into fabrics. Soaps, detergents, and wetting agents reduce surface tension and increase penetration by water.
surfactant A contraction of the term surface-active agent; usually an organic
compound whose molecules contain a hydrophilic group at one end and a
lipophilic group at the other.
surge The sudden displacement or movement of water in a closed vessel or
drum.
suspended solids
Solid particles in water which are not in solution.
synthetic detergent A synthetic cleaning agent, such as linear alkyl sulfonate and alkyl benzene sulfonate. Synthetic detergents react with water
hardness, but the products are soluble.
Système International (SI) The system of measurement, otherwise known as
the metric system, used in most countries around the world. It is based on
factors of 10, and is convenient to use for scientific calculations and with
numbers that are very small or very large.
Tafel slope The slope of the straight-line portion of a polarization curve, usually occurring at more than 50 mV from the open-circuit potential, when the
curve is presented in a semilogarithmic plot in terms of volts per logarithmic cycle of current density (commonly referred to as volts per decade).
TDS
The abbreviation for total dissolved solids.
temporary hardness Water hardness due to the presence of calcium and
magnesium carbonates and bicarbonates, which can be precipitated by heating the water. Now largely replaced by the term carbonate hardness.
tensile strength In tensile testing, the ratio of maximum load to original
cross-sectional area; also called ultimate tensile strength.
tensile stress A stress that causes two parts of an elastic body on either
side of a typical stress plane to pull apart; contrast with compressive
stress.
tension
The force or load that produces elongation.
terne An alloy of lead containing 3 to 15% Sn, used as a hot-dip coating for
steel sheet or plate. Terne coatings, which are smooth and dull in appearance, give the steel better corrosion resistance and enhance its ability to be
formed, soldered, or painted.
therm
A unit of heat applied especially to gas; 1 therm ⫽ 100,000 Btu.
thermal shock A cycle of temperature swings that result in failure of metal
as a result of expansion and contraction.
thermal spraying A group of coating or welding processes in which finely
divided metallic or nonmetallic materials are deposited in a molten or semimolten condition to form a coating. (The coating material may be in the form
of powder, ceramic rod, wire, or molten materials.)
996
Appendix B
thermocouple A device for measuring temperatures, consisting of lengths of
two dissimilar metals or alloys that are electrically joined at one end and
connected to a voltage-measuring instrument at the other end. When one
junction is hotter than the other, a thermal electromotive force is produced
that is roughly proportional to the difference in temperature between the
hot and cold junctions.
thermogalvanic corrosion The corrosive effect resulting from the galvanic
cell caused by a thermal gradient across the metal surface.
threshold A very low concentration of a substance in water. The term is
sometimes used to indicate the concentration which can just be detected.
threshold stress For stress corrosion cracking, the critical cross-sectional
stress at the onset of cracking under specified conditions.
throughput volume The amount of solution passed through an ion-exchange
bed before the ion exchanger is exhausted.
throwing power The relationship between the current density at a point on
a surface and the point’s distance from the counterelectrode. The greater the
ratio of the surface resistivity shown by the electrode reaction to the volume
resistivity of the electrolyte, the better is the throwing power of the process
tinning.
TIG
The tungsten inert gas welding process.
tile A preformed refractory, usually applied to shapes other than standard
brick.
titration An analytical process in which a standard solution in a calibrated
vessel is added to a measured volume of sample until an endpoint, such as
a color change, is reached. From the volume of the sample and the volume
of standard solution used, the concentration of a specific material may be
calculated.
total acidity The total of all forms of acidity, including mineral acidity, carbon dioxide, and acid salts. Total acidity is usually determined by titration
with a standard base solution to the phenolphthalein endpoint (pH 8.3).
total alkalinity The alkalinity of a water as determined by titration with a
standard acid solution to the methyl orange endpoint (pH approximately
4.5); sometimes abbreviated as M alkalinity. Total alkalinity includes many
alkalinity components, such as hydroxides, carbonates, and bicarbonates.
total carbon The sum of the free carbon and combined carbon (including carbon in solution) in a ferrous alloy.
total chlorine The total concentration of chlorine in a water, including combined and free chlorine.
total dissolved solids (TDS) The weight of solids per unit volume of water
which are in true solution, usually determined by the evaporation of a
measured volume of filtered water and determination of the residue
weight.
total hardness The sum of all hardness constituents in a water, expressed as
their equivalent concentration of calcium carbonate. Primarily the result of
Glossary
997
calcium and magnesium in solution, but may include small amounts of metals
such as iron, which can act like calcium and magnesium in certain reactions.
total pressure The sum of the static and velocity pressures.
total solids The weight of all solids, dissolved and suspended, organic and
inorganic, per unit volume of water; usually determined by the evaporation
of a measured volume of water at 105°C in a preweighted dish.
total solids concentration The weight of dissolved and suspended impurities
in a unit weight of boiler water, usually expressed in ppm.
toughness The ability of a metal to absorb energy and deform plastically
before fracturing.
trace A very small concentration of a material, high enough to be detected
but too low to be measured by standard analytical methods.
transcrystalline See transgranular.
transference The movement of ions through the electrolyte associated with
the passage of the electric current; also called transport or migration.
transgranular Through or across crystals or grains.
transgranular cracking Cracking or fracturing that occurs through or across
a crystal or grain; also called transcrystalline cracking.
transgranular fracture Fracture through or across the crystals or grains of a
metal.
transition metal A metal in which the available electron energy levels are
occupied in such a way that the d band contains less than its maximum
number of 10 electrons per atom, for example, iron, cobalt, nickel, and tungsten. The distinctive properties of the transition metals result from the
incompletely filled d levels.
transpassive region The region of an anodic polarization curve, noble to and
above the passive potential range, in which there is a significant increase in
current density (increased metal dissolution) as the potential becomes more
positive (noble).
transpassive state A state of anodically passivated metal characterized by a
considerable increase in the corrosion current, in the absence of pitting,
when the potential is increased.
trap A receptacle for the collection of undesirable material.
treated water Water which has been chemically treated to make it suitable
for boiler feed.
tube A hollow cylinder for conveying fluids.
tube hole A hole in a drum, heater, or tube sheet to accommodate a tube.
tuberculation The formation of localized corrosion products scattered over
the surface in the form of knoblike mounds called tubercles. Also, the
process in which blisterlike growths of metal oxides develop in pipes as a
result of the corrosion of the pipe metal. Iron oxide tubercles often develop
over pits in iron or steel pipe, and can seriously restrict the flow of water.
998
Appendix B
turbidity A measure of the cloudiness of water, the result of finely divided
particulate matter suspended in the water; usually reported in arbitrary
units determined by measurements of light scattering.
turbulent flow A type of flow characterized by crosscurrents and eddies.
Turbulence may be caused by surface roughness or protrusions in pipes,
bends and fittings, changes in channel size, or excessive flow rates; turbulence significantly increases pressure drops. Contrast laminar flow.
U-bend specimen A horseshoe-shaped test piece used to detect the susceptibility of a material to stress corrosion cracking.
ultimate strength The maximum stress a material can sustain without fracture, determined by dividing maximum load by the original cross-sectional
area of the specimen.
undercutting A step in the sequence of surface preparation involving the
removal of substrate material.
unfired pressure vessel A vessel designed to withstand internal pressure
that is neither subjected to heat from products of combustion nor an integral
part of a fired-pressure-vessel system.
uniform corrosion Corrosion that proceeds at about the same rate at all
points on a metal surface.
vacuum deposition Condensation of thin metal coatings on the cool surface
of work in a vacuum.
valence A whole number (positive or negative) representing the power of one
element to combine with another. In general terms, the valence number represents the number of electrons in an atom or combined group of atoms
which can be easily given up or accepted in order to react with or bond to
another atom or group of atoms to form a molecule.
vapor The gaseous product of evaporation.
vapor deposition See chemical vapor deposition, physical vapor deposition, sputtering.
vapor plating Deposition of a metal or compound on a heated surface by
reduction or decomposition of a volatile compound at a temperature below
the melting points of the deposit and the base material.
vaporization The change from the liquid or solid phase to the vapor phase.
velocity pressure
The measure of the kinetic energy of a fluid.
vent An opening in a vessel or other enclosed space for the removal of gas or
vapor.
vertical firing An arrangement of a burner such that air and fuel are discharged into the furnace in practically a vertical direction.
viable Alive and capable of continued life.
virus The smallest form of life known to be capable of producing disease or
infection, usually considered to be of large molecular size. Viruses multiply
by assembly of component fragments in living cells rather than by cell division, like most bacteria.
Glossary
999
viscosity The resistance of fluids to flow, as a result of internal forces and
friction between molecules, which increases as temperature decreases.
void volume The volume of the spaces between particles of ion exchanger,
filter media, or other granular material; often expressed as a percentage of
the total volume occupied by the material.
voids A term generally applied to paints to describe holidays, holes, and
skips in a film; also used to describe shrinkage in castings and welds.
volatile Capable of vaporization at a relatively low temperature.
volatile matter
Those products given off by a material as gas or vapor,
determined by definite prescribed methods.
volatile solids Matter which remains as a residue after evaporation at 105
or 180°C, but which is lost after ignition at 600°C. Includes most forms of
organic matter.
volumetric
Referring to measurement by volume rather than by weight.
wash primer A thin, inhibiting paint, usually chromate pigmented with a
polyvinyl butyrate binder.
waste heat Sensible heat in noncombustible gases discharged to the environment.
water A liquid composed of 2 parts of hydrogen and 16 parts oxygen by
weight.
water conditioning Virtually any form of water treatment designed to
improve the aesthetic quality of water through the neutralization, inhibition, or removal of undesirable substances.
water softener A material that removes hardness (CaCO3) from water
through an ion exchange of sodium with calcium and magnesium.
water softening The removal of calcium and magnesium, the ions which are
the principal cause of hardness, from water.
water table The level of the top of the zone of saturation, in which free water
exists in the pores and crevices of rocks and other earth strata.
water tube A tube in a boiler having water and steam on the inside and heat
applied to the outside.
weak base load fraction x The sum of the chloride, sulfate, and nitrate. Also
referred to as the theoretical mineral acidity (TMA).
weep A term usually applied to a minute leak in a boiler joint at which
droplets (or tears) of water form very slowly.
weld cracking Cracking that occurs in the weld metal.
weld decay Intergranular corrosion, usually of stainless steels or certain
nickel-base alloys, that occurs as the result of sensitization in the heataffected zone during the welding operation; not a preferred term.
wet-bulb temperature The lowest temperature which a water-wetted body
will attain when exposed to an air current. This is the temperature of adiabatic saturation, and can be used to measure humidity.
1000
Appendix B
wet steam Steam containing moisture.
wetness A term used to designate the percentage of water in steam. also
used to describe the presence of a water film on heating surface interiors.
wetting A condition in which the interfacial tension between a liquid and a
solid is such that the contact angle is 0 to 90°.
wetting agent A substance that reduces the surface tension of a liquid, thereby causing it to spread more readily on a solid surface.
white rust Zinc oxide, the powdery product of corrosion of zinc or zinc-coated
surfaces.
windbox A chamber below the grate or surrounding a burner, through which
air under pressure is supplied for combustion of the fuel.
windbox pressure
The static pressure in the windbox of a burner or stoker.
work hardening Same as strain hardening.
working electrode
The test or specimen electrode in an electrochemical cell.
yield Evidence of plastic deformation in structural materials. Also called
creep or plastic flow.
yield point The first stress in a material, usually less than the maximum
attainable stress, at which an increase in strain occurs without an increase
in stress.
yield strength The stress at which a material exhibits a specified deviation
from proportionality of stress and strain. An offset of 0.2 percent is used for
many metals.
yield stress The stress level in a material at or above the yield strength but
below the ultimate strength, i.e., a stress in the plastic range.
zeolite A group of hydrated sodium aluminosilicates, either natural or synthetic, with ion-exchange properties. (See gel zeolite.)
zone of aeration The layer in the ground above an aquifer where the available voids are filled with air. Water falling on the ground percolates through
this zone on its way to the aquifer.
zone of saturation The layer in the ground in which all of the available voids
are filled with water.
APPENDIX
C
Corrosion Economics
C.1
Introduction
1001
C.2
Cash Flows and Capital Budgeting Techniques
1002
C.3
Generalized Equation for Straight-Line Depreciation
1004
C.4
Examples
1006
C.5
Summary
1009
References
1009
C.1 Introduction
Any engineering project undertaken by a profit-motivated organization
has the underlying aim of enhancing the wealth of its owners (shareholders). Management in industry ultimately bases its decisions on this
principle, including those related to corrosion control. The selection of
optimal projects from the viewpoint of owners’ wealth lies in the financial domain of capital budgeting techniques. These techniques determine how capital should be invested in the long term. Four key motives
can be identified for making capital investments (expenditures):1
1. Expansion for increasing the scope and output of operations
2. Replacement for obsolete or rundown assets
3. Renewal for life extension of assets, as an alternative to replacement
4. Investment in nontangible assets such as advertising, research,
information, management consulting, etc.
The formal steps in the capital budgeting process in sequential order
are (1) proposal generation, (2) review and analysis of the proposals,
(3) decision making, (4) implementation, and (5) monitoring of results,
to compare the actual project outcome with the predictions. This section
1001
1002
Appendix C
will focus on the second step, namely, how to evaluate the economic viability of corrosion control investments.
C.2 Cash Flows and Capital Budgeting
Techniques
Every corrosion engineering project will have a certain cash flow pattern over time. Usually, there is an initial outflow of cash, when a new
asset fitted with a certain corrosion control system is apcquired.
Subsequently there are inflows of cash, resulting from operations and
further cash outflows required for maintenance, corrosion control
upgrades, running costs, and so forth. In capital budgeting techniques
the different cash flows involved in the project are identified, estimated, and analyzed, with a view to maximizing owners’ wealth.
Clearly such cash flows can be complex if all the financial implications of project options are investigated in detail. Invariably in corrosion economics calculations a compromise has to be made between two
opposing needs, the need for precision and the need for simplicity. For
example, the present costs or investment in two alternative anticorrosion methods may be known with a high degree of certainty. However,
the service lives, future maintenance costs, or operating costs may be
estimates with only a limited degree of certainty. The need for stringent
risk assessment required of many modern engineering systems may
also add to the complexity of estimating useful life and cost estimates.
When considering the above cash inflows and outflows over time, the
time value of money has to be considered. This concept implies that
money has a value that varies depending on when it is received or disbursed. Readers will have gained first-hand knowledge of this principle
from any loans they have taken out with financial institutions. A loan
received “now” has to be repaid with interest charges in the future. The
following is a generalized formula between the present value and future
value of cash flows:
Fn
PV ᎏ
(C.1)
(1 ⫹ i)n
which states that present value (PV) of a future cash flow (Fn) after (n)
time periods equals the future amount (Cn) discounted to zero date at
some interest rate (i). The value of n is usually specified in years and
i as the annual interest rate. Several capital budgeting techniques
exist that are based on the time value of money. The five important
methods briefly described in Table C.1 vary considerably with regard
to their application and complexity.
NACE International, in special report on economics of corrosion,
advocates the use of the discounted cash flow method, which provides
ready calculation of net present worth.2 Factors that need to be considered in calculating net present worth include
TABLE C.1
Five Important Capital Budgeting Techniques
Internal Rate of Return (IRR)
The IRR is considerably more difficult to calculate than the NPV without the assistance of a computer, and it
represents a sophisticated form of analysis. The IRR is defined as the discount rate that equates the present value of
all cash flows with the initial investment made in a project. The IRR consists essentially of the interest cost or
borrowed capital plus any existing profit or loss margin. A project is financially more favorable when the positive
difference between IRR and the interest rate charged for borrowing increases. Once all the cash flows have been
accounted for over the life of a project, the IRR has to be computed by an iterative procedure.
Present Worth of Future Revenue Requirements (PWRR)
The PWRR is particularly applicable to regulated public utilities, for which the rate of return is more or less fixed by
regulation. The principal objection to the PWRR method is that it is inadequate where alternatives are competing for a
limited amount of capital because it does not identify the alternative that produces the greatest return on invested
capital.
Discounted Payback (DBP) and Benefit-Costs Ratios (BCR)
The payback period is a relatively simple concept. It is defined as the amount of time required to recover its initial
project expense. DBP takes the time value of money into consideration by adjusting all future cash flows to time zero,
before calculating the payback period (in the most simple form of payback analysis, these adjustments are not
considered). It is a very basic technique that can be used to screen candidate projects. The BCR method is related to
the IROR method.
Present Worth (PW)
The PW, also referred as Net Present Value (NPV), is considered the easiest and most direct of the five methods. It
consequently has the broadest application to engineering economy problems. Many industries refer to this method as
the discounted cash flow method of analysis.
1003
1004
Appendix C
■
Initial cost
■
Best estimate of expected life
■
Length of typical shutdown for emergency repair
■
Cost of planned maintenance during scheduled shutdowns
■
Effect of failure on total plant operation
The net present value is a summation of the present value of all cash
inflows and outflows minus the initial project cost (C0). To include the
effects of taxation (essentially a business expense), all actual cash flows
for tax-paying organizations are reduced by the formula given in Eq. (C.2):
Amount after taxes C (1 Tx )
(C.2)
All expenses allowed to be charged against income for tax purposes, but
not representing actual cash flow, are modified by the formula given in
Eq. (C.3). Depreciation allowances are an excellent example of where such
tax savings are possible; they are treated similarly to income:
Cash flow noncash expense charge (Tx)
(C.3)
The PV of the tax savings cash flow from a depreciation expense
series (DES) of an original cost is given in Eq. (C.4):
PVDES C0 (Q, i, NQ) Tx
(C.4)
where Q is the present value factor for a cash flow stream and NQ is
the time span of the depreciation expense stream.
Combining these definitions, one can obtain the fundamental net
present value (NPV) equation that includes the tax effects:
NPV
N
Fn
(1 T ) ⫹ C
冱n 1 ᎏ
(1 ⫹ i)
n
x
0
(Q, i, NQ) Tx C0
(C.5)
Verink has developed a simplified version of this complex equation
to fit most engineering systems.3
C.3 Generalized Equation for Straight-Line
Depreciation
Verink has developed a generalized equation [Eq. (C.6)] that is particularly adapted to corrosion engineering problems. This equation takes into
account the influence of taxes, straight-line depreciation, operating
expenses, and salvage value in the calculation of present worth and annual cost. Using this equation, a problem can be solved merely by entering
data into the equation with the assistance of compound interest data.
Corrosion Economics
冤
t (P S)
PW P
n
1005
P
冣
冥冢
A, i%, n
(1 t) (X)
P
P
S冢冣
冢
冣
A, i%, n
F, i%, n
(C.6)
where A annual end-of-period cash flow
F future sum of money
i% interest rate
n number of years
PW present worth, referred to also as NPV
P cost of the system at time 0
S salvage value
t tax rate expressed as a decimal
X operating expenses
First term, P. This term represents the initial project expense,
at time zero. As an expense, it is assigned a negative value. There
is no need to translate this value to a future value in time because
the PW approach discounts all money values to the present (time
zero).
Second term, [t(P S)/n](P/A, i%, n). The second term in this equation describes the depreciation of a system. The portion enclosed in
brackets expresses the annual amount of tax credit permitted by
this method of straight-line depreciation. The portion in parentheses
translates annual costs in equal amounts back to time zero by converting them to present worth.
Third term, (1 t)(X)(P/A, i%, n). The third term in the generalized equation consists of two terms. One is (X)(P/A, i%, n), which
represents the cost of items properly chargeable as expenses, such
as the cost of maintenance, insurance, and the cost of inhibitors.
Because this term involves expenditure of money, it also comes with
a negative sign. The second part, t(X)(P/A, i%, n), accounts for the
tax credit associated with this business expense and because it represents a saving, it is associated with a positive sign.
Fourth term, S(P/F, i%, n). The fourth term translates the future
value of salvage to the present value. This is a one-time event rather
than a uniform series, and therefore it involves the single-payment
present worth factors. Many corrosion measures, such as coatings
and other repetitive maintenance measures, have no salvage value,
in which cases this term is zero.
Present worth (PW) can be converted to equivalent annual cost (A)
by using the following formula:
1006
Appendix C
A (PW) (A/P, i%, n)
One can calculate different options by referring to interest tables or
by simply using the formula describing the various functions. The capital recovery function (P/A), or how to find P once given A, is
P
, i%, n
A
where
(1 i)n 1
Pn A
i (1 i)n
The compound amount factor (P/F), or how to find P once given F, is
AP , i%, n
F n P (1 i)n
where
The capital recovery factor (A/P), or how to find A once given P, is
A
P, i%, n
where
i (1 i)n
A n P
(1 i)n 1
The following examples serve as illustrations of where these calculations would be useful.
C.4 Examples
C.4.1 Example 1
A new heat exchanger is required in conjunction with a rearrangement
of existing facilities. Because of corrosion, the expected life of a carbon
steel heat exchanger is 5 years. The installed cost is $9500. An alternative to the heat exchanger is a unit fabricated of AISI type 316 stainless
steel, with an installed cost of $26,500 and an estimated life of 15 years,
to be written off in 11 years. The minimum acceptable interest rate is 10
percent, the tax rate is 48 percent, and the depreciation method is
straight line. Determine which unit would be more economical based on
annual costs.
Solution
Option 1,
Carbon Steel Heat Exchanger
P
{t(P S)/n}(P/A, i%, n)
(1 t)(X)(P/A, i%, n)
S(P/F, I%, n)
PW
A
$9,500
[0.48(9500 0)/5](3.791) $3457
0
0
$6043
$6043(0.2638) $1594
Option 2,
AISI Type 316 Heat Exchanger
$26,500
[0.48(26,500 0)/11](6.495) $7510
0
0
$18,989
$18,989(0.15396)
$2924
The carbon steel heat exchanger is thus a cheaper solution.
C.4.2 Example 2
In this case, the carbon steel heat exchanger of Example 1 will require
additional protection costing $3000 in yearly maintenance such as
Corrosion Economics
1007
painting, use of inhibitors, and so forth. Determine if the choice established in Example 1 would be modified.
Solution
Option 1,
Carbon Steel, $3000/Year Maintenance
Option 2,
AISI Type 316
Installed cost
P
[t(P S)/n](P/A, i%, n)
(1 t)(X)(P/A, i%, n)
S(P/F, I%, n)
PW
A
$9500
[0.48(9500 0)/5](3.791) $3457
(1 0.48)(3000)(3.791) $5914
0
$11,957
$11,957 (0.2638) $3154
$11,957 (0.2638) $3154
$26,500
[0.48(26,500 0)/11](6.495) $7510
0
0
$18,989
$18,989(0.15396) $2924
$18,989(0.15396) $2924
The choice would be modified in favor of the stainless steel heat
exchanger.
C.4.3 Example 3
Given the conditions given in Example 1 but uncertain that a service
life of 5 years can be obtained, determined the service life at which the
carbon steel heat exchanger is economically equivalent to the type 316
stainless steel unit.
Solution
Option 1, n 2 years
Option 2, n 3 years
P
$9500
{t(P S)/n}(P/A, i%, n)
(1 t)(X)(P/A, i%, n)
S(P/F, I%, n) 0
PW
A
$9500
[0.48(9500 0)/2](1.736) $3958
0
0
$5542
$5542 (0.5762) $3193
[0.48(9500 0)/3](2.487) $3780
0
$5720
$5720(0.40211) $2300
Thus a carbon steel heat exchanger must last more than 2 years but will
be economically favored in less than 3 years under the conditions given.
C.4.4
Example 4
Under the conditions described in Example 3, it becomes interesting to
evaluate how much product loss X can be tolerated after 2 of the 5
years of anticipated life, for example, from roll leaks or a few tube failures, before the selection of type AISI 316 stainless steel could have
been justified.
Solution
A 316 Asteel A product loss
$2924 $1594 [ (10.48) (X) (0.8264) ] [0.2638]
term in the generalized equation
the third
where 0.8264 is the single payment PW factor for 2 years (P/F)10%, 2y
Solving for X:
$1330 0.1134 (X)
X $11,728
1008
Appendix C
If production losses exceed $11,728 in year 2, with no losses in any
other year, theAISI type 316 stainless steel heat exchanger would be
the most cost economical solution.
C.4.5 Example 5
A paint system originally cost $4.88/m2 to apply and has totally failed
after 4 years. Assume an interest rate of 10%, a tax rate of 48%, and
straight-line depreciation to answer the following questions:
1. If the paint system is renewed twice at the same cost for a total life
of 12 years, what is the annual cost, assuming the first application
is capitalized and those in the fourth and eighth are considered to
be expenses?
2. Total maintenance could be avoided by biennial touch-up (wire
brush, spot primer, and topcoat). What is the most that can be spent
on this preventative maintenance?
Solution
Repaint every four years
P
$4.88 m2
[t(P S)/n](P/A, i%, n)
[0.48(4.88 0)/4](3.1699) $1.86
(1 t)(X)(P/A, i%, n), year 4
(1 0.48)(4.88)(0.6830) $1.73
(1 t)(X)(P/A, i%, n), year 8
(1 0.48)(4.88)(0.4665) $1.18
S(P/F, I%, n)
0
PW
$4.88 $1.86 $1.73 $1.18
$5.93 m2
$5.93 (0.1468) $0.871 m-2
A
The annual cost is $0.871/m2 of present dollars.
Biennial touch-ups instead of repaints every four years. Biennial touch-up
costs (X) at 2, 4, 6, 8, and 10 years can be expressed as an equivalent
annual touch-up cost X′ with the following equation:
X′ X [(P/F)10%, 2y (P/F)10%, 4y (P/F)10%, 6y (P/F)10%, 8y
(P/F)10%, 10y ] (A/P)10%, 12 y
X′ X (0.8640 0.6830 0.5645 0.4665 0.3855) (0.1468)
0.4295 X
Repainting costs alone can be expressed similarly with the following
formula:
Corrosion Economics
1009
A P [ (P/F)10%, 4y (P/F)10%, 8y] (A/P)10%, 12y
A 4.88 (0.6830 0.4665) (0.1468)
A $0.8235 m2
To be equal or less costly, the annual equivalent annual cost of touchups should be equal or less that the repaint program, and hence:
0.4295X $0.8235 m2
or
X $1.917 m2
is the answer.
C.5 Summary
Capital budgeting techniques represent a powerful methodology for
evaluation corrosion engineering projects in terms of financial value to
an organization. In their elementary forms, some of these methodologies lend themselves to “back-of-an-envelope” calculations to screen
out project proposals. The basis of these techniques is closely related
to life-cycle costing, discussed in more detail in other sections.
Unfortunately, all too often, selection of materials for corrosion applications is still solely based on a comparison of initial installed costs of
alternative materials. The time value of money concept, including
important considerations such as ease of repair, costs associated with
scheduled and unplanned shutdowns, and the effect of component failure on overall plant operations are thereby inadequately accounted for
or completely ignored.
References
1. Gitman, L. J., Principles of Managerial Finance, New York, Harper Collins, 1991.
2. Economics of Corrosion, NACE 3C194, 1994, Houston, Tex., NACE International.
3. Verink, E. D., Corrosion Economic Calculations, in Metals Handbook: Corrosion,
Metals Park, Ohio, ASM International, 1987, pp. 369–374.
APPENDIX
D
Electrochemistry Basics
D.1
Principles of Electrochemistry
1011
D.1.1
Introduction
D.1.2
Electrolyte conductance
1018
D.1.3
Basic electrochemical instrumentation
1025
D.2
Chemical Thermodynamics
1011
1029
D.2.1
Free energy and electrochemical cells
1029
D.2.2
Electrochemical potentials
1030
D.2.3
Standard electrode potentials
1030
D.2.4 Introduction to the Nernst Equation
1031
D.2.5
Advanced thermodynamics
1033
D.2.6
Potential-pH diagrams
1040
D.3
Kinetic Principles
1047
D.3.1
Kinetics at equilibrium: The exchange current concept
1047
D.3.2
Kinetics under polarization
1048
References
1059
D.1 Principles of Electrochemistry
D.1.1 Introduction
Many significant chemical reactions are electrochemical in nature. To
understand electrochemical reactions, it is necessary to understand
the terms and concepts of electricity and extend these to apply to electrochemical relationships. Electrochemical reactions are chemical
reactions in which electrons are transferred.
The most fundamental quantity used in the study of electricity is
electrical current (I). Electrical current is measured in one of the base
units of the International System, the ampere (A). There are two types
of electrical current: direct current (dc), in which the current flows in
only one direction, and alternating current (ac), in which the current
flows alternately in opposite directions.
1011
1012
Appendix D
Electrical charge (Q) is the product of electrical current and time (t)
(i.e., Q It). Electrical charge is measured in coulombs (C). A charge
of 1 C is passed when a current of 1 A flows for a time of 1 s, so the
coulomb is the ampere-second.
Energy must be expended to force electrical current to flow through
matter. The amount of energy expended in doing so depends upon the
electrical resistance (R) of the particular matter through which the
current passes. The electrical resistance is measured in ohms (⍀).
When 1 joule (J) of energy is expended in driving a current of 1 A
through a resistance, the electrical resistance is 1 ⍀.
One of the most useful of the laws of electricity is Ohm’s law (E ⫽
IR). This law links the electrical quantities of current I and resistance
R with the electrical potential or potential difference (E) that is driving
the current through the resistance. The SI unit for the electrical
potential difference is the volt (V). A potential difference of 1 V will
drive 1 A of current through 1 ⍀ of resistance, expending as it does so
1 J of energy and passing in the process 1 C of charge. The joule is also
the volt-coulomb.
Basic definitions
Oxidation and reduction. Electrons are always transferred from one
atom or molecule to another in an electrochemical reaction, even
though electrons may not appear explicitly in the global balanced
equation for the reaction.
There are three different types of electrochemical reactions that are
distinguished by the changes of oxidation state that occur in them.
They are called oxidation reactions, reduction reactions, and redox
reactions; the term redox is an abbreviation for oxidation-reduction
reactions, because both oxidation and reduction occur in redox reactions. Electrons appear explicitly in oxidations or reductions but
appear only implicitly in redox reactions.
In an oxidation reaction, atoms of the element(s) involved in the
reaction lose electrons. The charge on these atoms must then become
more positive.
Example
Fe2 ⫹(aq) → Fe3⫹(aq)⫹e⫺
A reduction reaction is the reverse of an oxidation reaction. In a
reduction reaction, atoms of the elements involved gain electrons.
Example
Zn2⫹(aq) ⫹ 2e⫺ → Zn(s)
Electrochemistry Basics
1013
A redox reaction is an electrochemical reaction in which both reduction and oxidation take place together. The electrons lost in an oxidation component are gained in a reduction component. The
stoichiometry of a redox reaction is such that all of the electrons lost
in the oxidation are gained in the reduction, so electrons can appear
only implicitly in a redox reaction.
Electrolyte and electrodes. An ion is an atom or molecule that has
acquired an electrical charge. An ion that carries a positive charge is
called a cation, and an ion that carries a negative charge is called an
anion. Compounds, molecules, and atoms that are uncharged are
referred to as neutral species. A solution that contains ions is called an
electrolyte solution, or more simply an electrolyte. Electrolyte solutions conduct electricity because charged ions can move through them.
Electrolyte solutions are ionic conductors as distinguished from the
electronic conductors, such as metallic wires, in which charge is carried by movement of electrons. An electrolyte solution may be used for
this purpose alone. An example of this is the salt bridge that is used to
permit the flow of ionic charge between different electrolyte solutions.
Two or more electrodes form an electrochemical cell from which two
external wires can lead to an external electrical device. An oxidation
or reduction reaction takes place at one electrode. Electrochemical
reactions in which electrons appear explicitly are also called electrode
reactions, or half-reactions. A half-reaction can be either a reaction in
which electrons appear as products (oxidation) or a reaction in which
electrons appear as reactants (reduction). A combination of two electrode reactions forms a cell reaction, or because one electrode must be
carrying out an oxidation while the other is carrying out a reduction,
a redox reaction.
A balanced electrochemical half-reaction is a reaction in which all
atoms appearing on one side are balanced, in type and number, by
atoms appearing on the other. The total charge on one side of a halfreaction is equal to the total charge on the other, but at least one electron appears on one side not balanced by an electron on the other.
Electrons are not normally found in aqueous solutions because they
react with water; they move through electronic conductors that are
generally metallic wires. Ions, however, are quite stable in aqueous
solutions and can carry charge as they move through it. When an oxidation reaction takes place at an electrode, that electrode is called an
anode; when a reduction reaction takes place at an electrode, that electrode is called a cathode.
Electrochemical cells. An electrochemical cell can either drive an
external electrical device (load) or be driven by it (power supply),
depending upon the relative electromotive forces applied by the cell
1014
Appendix D
and the device. The current that flows through a cell will produce an
electrochemical reaction that follows the principles of electrochemical
stoichiometry (i.e., Faraday’s law). The electromotive force (emf) of the
cell is then called its reversible potential (Erev). An electrochemical cell
can be described as galvanic, reversible, or electrolytic:
■
A galvanic cell is a cell in which current flows, power is produced,
and the cell reaction is proceeding spontaneously.
■
An electrolytic cell is a cell in which current flows, power is consumed, and the cell reaction being driven is the reverse of the spontaneous cell reaction.
■
A reversible cell is a cell in which no current flows (and therefore no
power is involved, because P EI). The cell reaction in a reversible
cell is neither spontaneous nor nonspontaneous; it is called
reversible because an infinitesimal change in the cell potential can
cause it to proceed in either direction.
When cells are under reversible conditions, the potential difference,
or emf, across them can be measured without any loss due to ohmic, or
IR, drop. In such a particular case Erev is identical to the open-circuit
potential.
Electrode structures and notations. At an electrode, conduction
changes from ionic to electronic. A half-cell reaction may not contain any electronic conductor explicitly, but the actual physical halfcell corresponding to that reaction must contain an electronic
conductor that makes external electrical contact. When writing a
real half-cell, we usually specify the physical state of all components (s, l, g, aq, etc.) and denote phase boundaries by a slash, /.
Any electrolytic conductor used to separate two electrolyte solutions while allowing the passage of ionic charge between them separation in the electrolyte, such as salt bridges, separators,
membranes and so forth, is designated by //, one slash for the phase
boundary at each end. Some examples of half-reactions and halfcells are illustrated in Table D.1.
TABLE D.1
Examples of Half-Reactions vs. Half-
Cells
Half reaction
Fe2 2e ⇔ Fe
Cr3 e ⇔Cr2
AgCl e ⇔ Cl Ag
Cl2 2e ⇔ 2Cl
Half cell
//Fe2 (aq)/Fe(s)
//Cr3(aq), Cr2(aq)/Pt(s)
//AgCl(s), Cl(aq)/Ag(s)
//Cl2(aq, sat.), Cl(aq)/C(s)
Electrochemistry Basics
1015
When writing half-reactions, it is necessary to use a consistent style.
In 1958, it was agreed to use the reduction style for both half-cell reactions and for physically real half-cells. According to that convention,
the reduced species of half-cell reactions are considered to be products,
and the oxidized species are considered to be reactants.
Cell structures and notations. The charge, in an electrochemical cell, is
carried by electrons in part of the circuit and by ions in the electrolyte.
The cell electrode into which electrons flow is the most positive electrode of the cell, and it is conventionally written on the right.
The cathode, at which reduction is taking place, is the most positive electrode so the cathode is written on the right. Then the electrons in the external circuit must flow from left to right; the
electrode on the left must be the cell anode because oxidation is taking place there. Charge in the electrolyte is carried by ions, both by
the positive cations and the negative anions. The ions move so as to
complete the circuit, anions moving from right to left as electrons in
the external circuit move from left to right and cations moving in the
opposite direction.
Example An aqueous cell that operates spontaneously using the following
reaction:
Mg(s)Fe2 → Mg2Fe(s)
would be written in cell notation as
Mg/Mg2//Fe2/Fe
The Fe2 is being reduced at the cathode, so the iron electrode couple is
written on the right. The flow of electrons in the external circuit is from
left to right, the flow of anions in the electrolyte and separator is from
right to left, and the flow of cations in the electrolyte and separator is from
left to right.
When an electric current is made to
pass through a cell, the current may cause chemical reactions to
occur at its electrodes. This process is called electrolysis, and the cell
in which it occurs is called an electrolytic cell. In the 1830s, the
English scientist Michael Faraday showed that electrochemical
reactions follow all normal chemical stoichiometric relations but in
addition follow certain stoichiometric rules related to charge. These
are known as Faraday’s laws of electrolysis. According to Faraday’s
observations.
Faraday’s Laws of electrolysis.
1. The masses of primary product formed by electrolysis at an anode
or a cathode are directly proportional to the charge passed (Q).
1016
Appendix D
2. For a given charge, the ratio of the masses of the primary products
is the same as the ratio of the chemical equivalents (the formula
mass divided by the valence change).
Moles and coulombs. Faraday’s empirical laws of electrolysis relate to
the number of electrons required to discharge 1 mole of an element.
Suppose that the charge required were one electron per molecule, as in
the case of a reaction such as the electroplating of silver:
Ag(aq) e → Ag(s)
Discharging 1 mole of silver would therefore require 1 mole of electrons, or Avogadro’s number of electrons. The charge carried by 1 mole
of electrons is known as 1 Faraday (F). The Faraday is related to other
electrical units because the charge on a single electron is 1.6027733
1019 C/electron. Multiplying the electronic charge by the Avogadro
number, 6.0221367 1023 electrons/mole, tells us that 1 F equals
96,485 C/(mol of electrons). Combination of the principles of Faraday
with an electrochemical reaction of known stoichiometry permits us to
write Faraday’s laws of electrolysis as a single equation. When only one
chemical species i is involved, Faraday’s can be expressed as Eq. (D.1):
Q F Ni ni
(D.1)
t
where Q
I dt
0
Ni number of moles of species i
Ni the change in that amount
ni number of electrons per molecule of species i
I
total current
t
time of electrolysis
When the electrolysis results in more than a single reaction, or when
the primary products are changed through secondary chemical reactions, the charge Q is divided into the various reaction paths according to each path current efficiency [Eq. (D.2)]:
Q F Qi F Ni ni
i
(D.2)
i
where Qi is the charge involved in each reaction. The overall current
efficiency can be defined by Eq. (D.3):
Current efficiency (%)
Qi
100
Q
Qi
i Q
100
i
(D.3)
Electrochemistry Basics
1017
Balancing electrode reactions. In any stoichiometric half-cell (electrode) reaction, the charge on both sides is balanced explicitly by
electrons. The balanced equation gives the ratio of moles of electrons
to moles of other species, and the number of moles of electrons can be
converted into coulombs using the Faraday. In aqueous solutions
these reactions may be complex because the solvent water can
become involved in the reaction. In acidic aqueous solution, an electrode reaction is most easily balanced by carrying out the following
steps in order:
1. Balance all elements except hydrogen and oxygen using stoichiometric coefficients.
2. Balance oxygen by adding water as necessary.
3. Balance hydrogen by adding hydrogen ions as necessary.
4. Balance charge by adding electrons as necessary. The number of electrons necessary to balance the charge is the charge number of the
electrode reaction, z.
Example. The reduction of permanganate ion to manganese ion in acidic
aqueous solution is balanced as follows using the above four steps:
1.
2.
3.
4.
MnO4 → Mn2
MnO4 → Mn2 4H2O
8H MnO4 → Mn2 4H2O
5e 8H MnO4 → Mn2 4H2O
If the reaction takes place in a basic aqueous solution rather than an acidic
one, protons will not be available. Nevertheless, it is easier to balance a
reduction or oxidation reaction in basic solution, as if it were in acidic solution, than to use a formal conversion procedure to give the basic stoichiometry. The formal conversion to basic solution is made by
5. Adding to both sides of the equation the number of hydroxide ions
equal to the number of hydrogen (H ions appearing on the only
side that has any)
6. Combining hydrogen and hydroxide ions to form water wherever
possible
7. Canceling any water that now appears on both sides of the reaction
equation.
Example The permanganate reduction in acidic solution shown in the previous example would be converted to basic solution as follows using the
three steps above:
5. 5e 8H 8OH MnO4 → Mn2 4H2O 8OH
6. 5e 8H2O MnO4 → Mn2 4H2O 8OH
7. 5e 4H2OIO3 → I 8OH
1018
Appendix D
D.1.2 Electrolyte conductance
Because a compound or
mixture of compounds is electrically neutral, a solution made by dissolving a compound or mixture in any solvent must be neutral also.
This means that the total positive charge must equal the total negative charge. This statement is known as the law of electroneutrality for
electrolyte solutions. When a substance dissociates into ions in solution and the dissociation is essentially complete, the substance is
called a strong electrolyte. Incomplete dissociation is found for weak
electrolytes.
When an electrolyte dissociates, the resulting ions interact with surrounding solvent molecules or ions, a process known as solvation, to
form charged clusters known as solvated ions. These solvated ions can
move through the solution under the influence of an externally applied
electric field. Such motion of charge is known as ionic conduction, and
the resulting current is ionic current. The ionic current is determined
by the nature of the ions, their concentrations, the solvent, and the
electric field imposed. Ionic conduction of current in that part of the
electrolyte is sufficiently removed from the electrodes that it does not
influence, nor is it influenced by, the regions adjacent to the electrodes.
This region, called the bulk solution or bulk electrolyte, is uniform in
concentration.
In the bulk electrolyte current is carried only by means of ions. If a
direct current is imposed upon a chemical cell, chemical reactions will
occur at the electrodes in accordance with Faraday’s laws. If an alternating rather than a direct current is used, the Faradaic reaction that
takes place on one half-cycle is reversed on the following half-cycle.
There are still flows of current, however, and such currents, which do
not produce chemical changes in materials, are called non-Faradaic
current. One of these is the current due to the current-carrying ability,
or conductance, of ions. Thus measurements of ionic conduction are
normally made by ac techniques to avoid complications due to the
Faradaic processes taking place at the electrodes.
Introduction to conductance of electrolytes.
Theory of ionic conduction. Conductance, whether ionic or electronic, is
the reciprocal of resistance. Ionic conductance, which for the bulk solution is the only conductance present, is the reciprocal of ionic resistance.
Removing the dependence upon the size and shape of the conductor
requires use of conductivity rather than conductance G. Because conductance increases directly with the cross-sectional area of a conductor
and decreases with its length, conductivity is defined by Eq. (D.4):
ᐉ
ᐉ/A
R G
A
(D.4)
Electrochemistry Basics
1019
In the above equation, ᐉ is the length of the conductor (i.e., the gap separating the electrodes in Fig. (D.1), and A is the cross-sectional area of
each electrode, assuming that both electrodes have the same dimensions. The ratio ᐉ/A is also called the cell constant or shape factor and
has units of m1.
Molar conductivities of salts. The conductivity of a strong electrolyte
solution such as KCl decreases as the solution concentration decreases. For dilute solutions, or solutions sufficiently dilute that the ionic
environment does not change significantly upon further dilution, the
conductivity should decrease as it does with concentration only
because the number of charge carriers per unit volume decreases. It is
therefore convenient to factor out the dependence upon concentration
by defining the molar conductivity of an electrolyte [Eq. (D.5)]:
C
(D.5)
If the concentration (C) is expressed in molm3, the appropriate SI
unit for molar conductivity
is Sm3 m 1mol1, or Sm2mol1. Other
concentration units include the moldm3, or molarity, and the
mol(kg1 solvent), or molality. Experimentally the value of is found
to be independent of concentration for any electrolyte whenever the
solution is sufficiently dilute. 0, the molar conductivity extrapolated
to infinite dilution, is characteristic only of the ions and the solvent
and is independent of ionic interactions.
The German physicist Friedrich Kohlrausch found that for dilute
solutions of strong electrolytes, extrapolation of measured values of
to infinite dilution was approximately linear when done against the
IAC
V
l
Schematic of a conductivity cell containing an electrolyte and two inert electrodes of surface A parallel to each other and separated by distance 1.
Figure D.1
1020
Appendix D
square root of concentration. This means that the data suggest an
equation containing an empirical coefficient B characteristic of the
electrolyte [Eq. (D.6)]:
0
B
兹C
苶
(D.6)
Molar ionic conductivities. At infinite dilution, each ionic species present contributes a fixed amount to the total ionic conductivity, regardless of the nature of any other ions present. This means that the total
conductivity of a sufficiently dilute solution is given by the sum of the
individual ionic conductivities of the i different ionic species present
[Eq. (D.7)]:
i
(D.7)
i
It is convenient to define the molar ionic conductivity of individual
ions (i.e., the conductivity of ions carrying 1 mole of charges), in the
same manner as molar conductivity of electrolytes [Eqs. (D.8) and
(D.9)]:
i
and
i
Ci
i
(D.8)
Ci
(D.9)
The molar conductivity of an electrolyte salt at sufficient dilution is
then simply the sum of the molar ionic conductivity of the ions produced by dissociation of the salt [Eq. (D.10)]:
0
i n
i
0i
(D.10)
where 0 is the molar conductivity and ni is the number of moles of
ions i produced by the dissociation of 1 mole of the salt.
Values of 0i, the molar ionic conductivity or, in metric units the
equivalent conductance of individual ions, can be obtained from measured values of extrapolated to give 0. Table D.2 contains values of
aqueous equivalent ionic conductivity for many ions found in aqueous
solutions at 25°C. It should be noted that the values in this table are
given in SI units. Values in the metric units of S1cm2mol1 would be
larger by a factor of 10. An appropriate value for the aqueous hydrogen ion, for example, would be 349.99 Scm2mol1.
Because 0i is a constant characteristic only of the specific ion i in
the solvent, measurement of permits following the variation of Ci
with time. One of the main applications of the technique is to monitor
water quality in modern water purification systems. However, conduc-
Electrochemistry Basics
TABLE D.2
Cation
H
3
Al
3
Ag
1
2
2 Ba
1
2
Ca
2
1
2
2 Cu
1
2
Fe
2
1
3
3 Fe
K
1
3
3 La
Li
1
2
2 Mg
Na
NH4
1
2
2 Ni
1
2
2 Pb
1
2
Zn
2
1
1021
Values of Limiting Molar Ionic Conductivity at 25°C
0,
mSm2mol1
35.00
6.30
6.19
6.36
5.95
5.36
5.40
6.84
7.35
6.97
3.87
5.30
5.01
7.35
5.30
6.95
5.28
Anion
0,
OH
Br
CH3CO2
C2H5CO2
C6H5CO2
Cl
ClO3
ClO4
CN
1
2
CO
3
2
F
1
3
3 Fe(CN)6
1
4
Fe(CN)
6
4
HCO3
HCO2
HSO4
I
MnO4
NO3
1
3
PO
4
3
1
2
SO
4
2
mSm2mol1
19.84
7.82
4.09
3.58
3.24
7.64
6.46
6.74
4.45
5.93
5.54
10.1
11.1
4.45
5.46
5.20
7.69
6.10
7.15
8.00
8.00
tance measurements are inherently nonselective because all ions conduct ionic current in an electrolyte solution.
Transport numbers in ionic solutions. When more than one ion is present
in an electrolyte solution, it is useful to describe the fraction of the ionic
conductance due to each ionic species present. The transport number
of the individual ion ti, sometimes called the migration number or
transference number, is therefore defined as the fraction of the conductance due to that ion [Eq. (D.11)]:
i
ti
(D.11)
i
i
and, in sufficiently dilute solutions [Eq. (D.12)],
ti
0i
i
(D.12)
0i
When the solution contains only a single electrolyte salt, the above
equation simplifies to Eq. (D.13):
ti
0i
0i
(D.13)
1022
Appendix D
Transport numbers vary with the nature of the dissolved salt and of
the solution as well as with concentration of the electrolyte. Transport
numbers do change with concentration in a solution of a single salt,
but only slightly. However, because the transport number of an ion is
the fraction of the total ionic conductance due to that ion, the transport number of any particular ion or ions can be reduced to virtually
zero by the addition to the solution of a large concentration of some
salt that does not contain them. Electrochemists often make use of this
technique.
Note that the units for molar ionic conductivity, Sm2mol1, are
units of velocity under a uniform potential gradient. As a consequence
these values are also referred to as limiting ionic mobility (ui),
expressed as Eq. (D.14):
i
ui
(D.14)
|zi|F
leading to the following expression of conductivity [Eq. (D.15)]:
F|zi|uiCi
(D.15)
i
and transport number [Eq. (D.16)]:
ti
|zi|uiCi
i |z |u C
i
i
(D.16)
i
where |zi| is the absolute valence of ion species i. Table D.3 contains
values of limiting ionic mobility corresponding to the equivalent ionic
conductivity values presented in Table D.2.
Example The conductivity of protons (H ), a value of 0.35 Sm2mol1, is
converted into a mobility value as follows:
1. 3.5 102 Sm2mol 3.5 102 Am2mol1V1
2. 3.5 102 Ammol1 per V/m 3.5 102 Cmmol1s1 per V/m and dividing by F (C mol1)
3. 3.5 102 Cmmol1s1/(96,485 C/mol) per V/m 3.6 107 m/s per V/m
Mobility of uncharged species in solution. The mobility of an uncharged
particle ui can be estimated by dividing its diffusion coefficient Di by
the product of the Boltzmann constant and the absolute temperature.
Uncharged particles are unaffected by an electric field, and their
motion is driven only by diffusion. In molar terms, this is expressed as
ui
Di NA
RT
because Boltzmann constant
R
NA
Electrochemistry Basics
TABLE D.3
1023
Values of Limiting Ionic Mobility at 25°C
Cation
u, 108 m2s1V1
H
Al3
Ag
Ba2
Ca2
Cu2
Fe2
Fe3
K
La3
Li
Mg2
Na
NH4
Ni2
Pb2
Zn2
36.28
6.53
6.42
6.59
6.17
5.56
5.60
7.09
7.62
7.22
4.01
5.49
5.19
7.62
5.49
7.20
5.47
Anion
OH
Br
CH3CO2
C2H5CO2
C6H5CO2
C1
C1O3
C1O4
CN
CO32
F
Fe(CN)63
Fe(CN)64
HCO3
HCO2
HSO4
I
MnO4
NO3
PO43
SO42
u, 108 m2s1V1
20.56
8.10
4.24
3.71
3.36
7.92
6.70
6.99
4.61
6.15
5.74
10.47
11.50
4.61
5.66
5.39
7.97
6.32
7.41
8.29
8.29
where R is the gas constant (8.314 JK1mol1) and NA is the Avogadro
number (6.023 1023 moleculesmol1).
For a particle of macroscopic dimensions moving through an ideal
hydrodynamic continuum with velocity v, this force will be opposed by
the viscous drag of the medium until these two forces are in balance.
Stokes treated the ideal case of a spherical particle moving through an
ideal hydrodynamic medium. Under these conditions Stokes’s law
gives the mobility [Eq. (D.17)]:
ui
1
6ri
(D.17)
In this equation is the viscosity, sometimes called the dynamic viscosity, of the medium, and ri is the radius of the particle. Equating
these two equations of ionic mobility gives the Stokes-Einstein equation [Eq. (D.18)]:
Di
RT
6NAri
(D.18)
The Stokes-Einstein equation can be used to calculate the diffusion
coefficients of uncharged species. It gives reasonable results if the
1024
Appendix D
species diffusing is roughly spherical and much larger than the solvent
molecules.
Mobility of ions in solution. When an ion rather than an uncharged
species is in motion, the force upon it is determined by the interaction
of the electric field and the ionic charge. The conductivity due to a single ion submitted to an electrical field of unity (i.e., 1 V/m), is
expressed as Eq. (D.19):
i
Ci|zi|ui F
(D.19)
or as i uiF because i i /Ci
Again, remember that Ci expresses the concentration of species i in
terms of moles of charges produced (i.e., 1 mole CaCl2 generates 2
moles of charge). The ionic velocity vi is the product of ionic mobility
and the electrical field () expressed in V/m [Eq. (D.20)]:
vi ui
(D.20)
The comparison between the mobility of ionic species and Fick’s first
law of diffusion has permitted Einstein to express the mobility of ionic
species as Eq. (D.21):
ui
ziFDi
RT
or
Di
RTui
zi F
(D.21)
or, as expressed in Nernst-Einstein equation [Eq. (D.22)]:
i
zi2F 2Di
RT
(D.22)
Some care is required in its use because molar conductivity of ions
and specific ionic conductance are often given in the form i/Zi, as
indicated by species such as 1⁄2 Ca2 listed in Table D.2. One redundant
zi must then be dropped from the last equation. Alternatively, the values given in that form may be converted to those of real species, that
is 0(Ca2 ) is simply 2 0 (1⁄2 Ca2 ).
New expressions of ionic mobility can be obtained [Eqs. (D.23) to
(D.25)] by combining Stokes-Einstein equation with Einstein equation:
Di
RT
RTui
6NAri
ziF
(D.23)
zi F
6 NAri
(D.24)
and
ui
Electrochemistry Basics
1025
or
0i
zi 2 F 2
6 NAri
(D.25)
Of the terms on the right-hand side of this equation, only the viscosity is strongly dependent upon the medium. An approximation for
all media in which ions may move a relationship was first suggested
empirically by Walden and became known as Walden’s rule:
0
constant
D.1.3 Basic electrochemical
instrumentation
Most electrochemical work is achieved using what is called a potentionstat. A potentiostat is an electronic device that controls the voltage difference between a working electrode and a reference electrode.
Both electrodes are contained in an electrochemical cell. The potentiostat implements this control by injecting current into the cell
through an auxiliary electrode. In almost all applications, the potentiostat measures the current flow between the working and auxiliary
electrodes. The controlled variable in a potentiostat is the cell potential, and the measured variable is the cell current. A potentiostat typically functions with an electrochemical cell that contains three
electrodes, and that is true for both field probes and lab cells. Figure
D.2 shows the schematic of a commercial potentiostat connected to an
electrochemical cell.
Working electrode. Electrochemical reactions being studied occur at the
working electrode. In corrosion testing, the working electrode is a sample of the corroding metal. Generally, the working electrode is not the
actual metal structure being studied. Instead a small sample is used to
represent the structure. This is analogous to testing using weight loss
coupons. The working electrode can be bare or coated metal.
Reference electrode. A reference electrode is used in measuring the
working electrode potential. A reference electrode should have a constant
electrochemical potential as long as no current flows through it. The
most common laboratory reference electrodes are the saturated calomel
electrode (SCE) and the silver/silver chloride (Ag/AgCl) electrodes. In
field probes, a pseudoreference (a piece of the working electrode
material) is often used. A Luggin capillary is often used to position the
sensing point of a reference electrode to a desired point in a cell.
1026
Appendix D
The Luggin capillary in a laboratory cell is made from glass or plastic. It is generally filled with the test solution. The Luggin holds the
reference electrode, as shown in Fig. D.3. The tip of the Luggin capillary near the working electrode is open to the test solution. The reference electrode senses the solution potential at this open tip. Note that
the Luggin tip is significantly smaller than the reference electrode
itself. The Luggin capillary allows sensing of the solution potential
close to the working electrode without the adverse effects that occur
when the large reference electrode is placed near the working electrode.
Auxiliary electrode. The auxiliary electrode is a conductor that com-
pletes the cell circuit. The auxiliary (counter) electrode in lab cells is
generally an inert conductor like platinum or graphite. In field probes
it is generally another piece of the working electrode material. The
current that flows into the solution via the working electrode leaves
the solution via the auxiliary electrode.
The electrometer circuit measures the voltage difference between the reference and working electrodes. Its output has
two major functions: It is the feedback signal in the potentiostat cirElectrometer.
Control amplifier
Signal
AE
Electrometer
RE
Voltage
WE
I/E Converter
Current
AE = Auxiliary electrode
RE = Reference electrode
WE = Working electrode
Figure D.2
Schematic of a commercial potentiostat connected to an electrochemical cell.
Electrochemistry Basics
1027
Reference Electrode
Working Electrode
Luggin Capillary
Schematic of a Luggin capillary positioning a reference electrode in close
proximity to an electrochemical cell working electrode.
Figure D.3
cuit, and it is the signal that is measured whenever the cell voltage is
needed. An ideal electrometer has zero input current and infinite
input impedance. Current flow through the reference electrode can
change its potential. In practice, all modern electrometers have input
currents close enough to zero that this effect can usually be ignored.
Two important electrometer characteristics are its bandwidth and its
input capacitance.
The electrometer bandwidth characterizes the ac frequencies the
electrometer can measure when it is driven from a low-impedance
source. The electrometer bandwidth must be higher than the bandwidth of the rest of the potentiostat electronics. The electrometer input
capacitance and the reference electrode resistance form an RC filter. If
this filter’s time constant is too large, it can limit the effective bandwidth of the electrometer and cause system instabilities. Smaller
1028
Appendix D
input capacitance translates into more stable operation and greater
tolerance for high-impedance reference electrodes.
I/E converter. The current to voltage (I/E) converter in the simplified
schematic measures the cell current. It forces the cell current to flow
through a current measurement resistor. The voltage drop across that
resistor is a measure of the cell current. Cell current in a corrosion
experiment can often vary by as much as seven orders of magnitude.
Current cannot be measured over such a wide range using a single
resistor. A number of different resistors have to be switched into the
I/E circuit under computer control. This allows measurement of widely
varying currents, with each current measured using an appropriate
resistor. An “I/E autoranging” algorithm is often used to select the
appropriate resistor values.
Control amplifier. The control amplifier is a servo amplifier. It com-
pares the measured cell voltage with the desired voltage and drives
current into the cell to force the voltages to be the same. Under normal
conditions, the cell voltage is controlled to be identical to the signal
source voltage. The control amplifier has a limited output current
capability.
The signal circuit is a computer-controlled voltage source.
It is generally the output of a digital to analog (D/A) converter that
converts computer-generated numbers into voltages. Proper choice of
number sequences allows the computer to generate constant voltages,
voltage ramps, and even sine waves at the signal circuit output. When
a D/A converter is used to generate a waveform such as a sine wave or
a ramp, the waveform is a digital approximation of the equivalent analog waveform. It contains small voltage steps. The size of these steps
is controlled by the resolution of the D/A converter and the rate at
which it is being updated with new numbers.
The signal.
Galvanostats and zero resistance amplifiers (ZRAs). Most laboratory-
grade potentiostats can also be operated as a galvanostat or as a ZRA.
The potentiostat in the simplified schematic (Fig. D.1) becomes a galvanostat when the feedback is switched from the cell voltage signal to
the cell current signal. The instrument then controls the cell current
rather than the cell voltage. The electrometer output can still be used
to measure the cell voltage. A ZRA allows one to force a potential difference of 0 V between two electrodes. The cell current flowing
between the electrodes can be measured. A ZRA is often used to measure galvanic corrosion phenomena and electrochemical noise.
Electrochemistry Basics
1029
D.2 Chemical Thermodynamics
D.2.1 Free energy and electrochemical
cells
Electrical work is the product of charge moved Q times the cell potential (E) through which it is moved. If the work done is that of an electrochemical cell in which the potential difference is E, and the charge
is that of 1 mole of reaction in which n moles of electrons are transferred, the electrical work w done by the cell must be nE. In this relationship, the Faraday constant F is necessary to obtain coulombs from
moles of electrons. In an electrochemical cell operating reversibly, no
current flows and
(D.26)
G nFE
Under standard conditions, the standard free energy of the cell reaction G0 is directly related to the standard potential difference across
the cell, E0:
G0 nFE 0
(D.27)
Electrode potentials can be combined algebraically to give cell potential. For a galvanic cell, which operates spontaneously, a positive cell
voltage will be obtained if the difference is taken in the usual way, as
Eq. (D.28):
Ecell Ecathode Eanode
(D.28)
The free energy change in a galvanic cell, or in a spontaneous cell
reaction, is negative and the cell voltage is positive.
In electrolytic cells, the reaction is driven in the nonspontaneous
direction by an external electrical force. The free energy change in an
electrolytic cell, or in a nonspontaneous cell reaction, is therefore positive and the cell voltage negative.
Other thermodynamic quantities can be derived from electrochemical measurements. For example, the entropy change (S) in the cell
reaction is given by the temperature dependence of G:
S
∂T
∂G
(D.29)
P
hence
S nF
∂E
∂T
P
(D.30)
1030
Appendix D
and
E
∂E
∂T
H G TS nF T
(D.31)
P
The equilibrium constant (Keq) for the same reaction can be obtained
with the following equation:
RT ln Keq G 0 nFE 0
(D.32)
D.2.2 Electrochemical potentials
The potential difference across an electrochemical cell is the potential
difference measured between two electronic conductors. In the external circuit connected to an electrochemical cell, the electrons will flow
from the most negative point to the most positive point. Because the
potentials of electrodes can be either positive or negative, the electrons
in the external circuit can also be said to flow from the least-positive
electrode to the most-positive electrode. Voltmeters can be used to
measure the potential differences across electrochemical cells but cannot measure directly the actual potential of any single electrode.
Nevertheless, it is convenient to assign part of the cell potential to one
electrode and part to the other.
D.2.3 Standard electrode potentials
Standard potential differences are the actual cell potential differences
measured in reversible cells under standard conditions. For solid or
liquid compounds or elements, standard conditions are the pure compound or element; for gases they are 100 kPa pressure, and for solutes
they are the ideal 1 molar (mol/liter) concentration.
Tables of standard electrode potentials can be obtained if any one
electrode, operated under standard conditions, is designated as the
standard electrode or standard reference electrode with which all other
electrodes will be compared. This electrode is called the standard
hydrogen electrode, abbreviated SHE. The potential difference across
a reversible cell made up of any electrode and a SHE is called the
reversible potential of that electrode, E. If this other electrode is also
being operated under standard conditions of pressure and concentration, the reversible potential difference across the cell is the standard
electrode potential E0 of that electrode.
In many practical potential measurements, the standard hydrogen
electrode cannot be used because hydrogen reacts with other substances in the cell or because other substances in the cell react with
the catalytic platinum electrode surface upon which the H/H2 poten-
Electrochemistry Basics
1031
tial is established. It is often much more convenient to use alternative
electrodes whose potentials are precisely known with respect to the
SHE. Two of the electrodes most commonly used for this purpose are
the AgCl/Ag electrode, //AgCl(s),Cl/Ag(c) at E0 0.2224 V vs. SHE,
and the saturated calomel electrode (SCE) at 0.241 V vs. SHE. The
effect of changing the reference electrode is to change the zero of a
potential scale while leaving the relative positions of all of the potentials unchanged, as shown in Fig. D.4.
D.2.4 Introduction to the Nernst equation
The Nernst equation, named after the German chemist Walther
Nernst, can be derived from the equation linking free energy changes
to the reaction quotient:
SHE
1.2
AgCl
1
SCE
CuSO4
1
Hg2SO4
0.6
0.2
0.8
1
0.8
0.8
0.4
0
0.6
0.8
0.6
0.6
0.2
-0.2
0.4
0.6
0.4
0.4
0
-0.4
0.2
0.4
0.2
0.2
-0.2
-0.6
0
0.2
0
0
-0.4
-0.8
-0.2
0
-0.2
-0.2
-0.6
-1.0
-0.4
-0.2
-0.4
-0.4
-0.8
-1.2
-0.6
-0.4
-0.6
-0.6
-1.0
-0.8
Figure D.4
HgO
Potential scales of the most commonly used reference electrodes.
-1.4
1032
Appendix D
G G0 RT ln Q
(D.33)
where, for a generalized equation of the form
aA bB ... → mM nN ...
(D.34)
aMm aNn ...
Q
a a a b ...
(D.35)
A
B
At equilibrium, G 0 and Q corresponds to Keq, as expressed earlier.
In the case of an electrochemical reaction, substitution of the relationships G nFE and G0 nFE0 into the expression of a reaction free energy and division of both sides by nF gives the Nernst
equation for an electrode reaction:
E E0
RT
ln Q
nF
(D.36)
Combining constants at 25°C (298.15 K) gives the simpler form of
the Nernst equation for an electrode reaction at this standard temperature:
E E0
0.059
log10Q
n
(D.37)
In this equation, the electrode potential E is the actual potential difference across a cell in which this electrode and a standard hydrogen
electrode are present.
Alternatively, the relationship in Eq. (D.28) can be used to combine
two Nernst equations corresponding to two half-cell reactions into the
Nernst equation for a cell reaction:
Ecell (E 0cathode E 0anode)
0.059
log10Q
n
(D.38)
Some of the species that take part in electrode reactions are pure
solid compounds and pure liquid compounds. In dilute aqueous solutions, water can be treated as a pure liquid. For pure solid compounds
or pure liquid compounds, activities are constant, and their values are
considered to be 1. The activities of gases are usually taken as their
partial pressures, and the activities of solutes such as ions are usually
taken as their molar concentrations, that is,
ai i [ ]i≈ [i]
(D.39)
Electrochemistry Basics
1033
where [i] and i are respectively the molar concentration and the activity coefficient of species i.
D.2.5 Advanced thermodynamics
The present section illustrates in very detailed terms how the calculations from basic thermodynamic data can lead to open circuit cell
potential in any condition of temperature and pressure. The aluminum-air corrosion cell was chosen for this example because of the
relative simplicity of its chemistry.
The aluminum-oxygen system. The high electrochemical potential and
low equivalent weight of aluminum combine to produce a theoretical
energy density of 2.6 kWh/kg and make it an attractive candidate as
an anode material in metal/air electrochemical cells. The development
of aluminum-based cells dates back to 1855 when M. Hulot described
a voltaic cell containing aluminum with an acid electrolyte. Since then,
many attempts to substitute aluminum for zinc in zinc/carbon and
zinc/manganese dioxide cells have been reported. Zaromb first proposed its use in combination with air diffusion electrodes in 1962.
Three types of Al-O2 cells have been developed to date:
1. A solids-free system (SFS) that uses pumps and auxiliary equipment to manage reaction products
2. A solids self-management system (SSMS) that eliminates much of
the auxiliary equipment by allowing the reaction products to solidify in the cell enclosure during the discharge cycle
3. A solids management system (SMS) that controls the precipitation
of the alumina in a separate tank.
Electrochemistry of the Al-O2 couple. Figure D.5 shows a general
schematic of a typical Al-air system. Tables D.4 and D.5, respectively,
contain thermodynamic data for pure species and soluble species
involved in the equilibria associated with aluminum, water, and oxygen. Table D.6 contains the chemical and electrochemical reactions
possibly occurring in a typical Al-air corrosion cell.
The overall anodic reaction of the aluminum air battery is the corrosion of aluminum into a soluble form stable in a caustic environment, that is, AlO2 [Eq. (D.40)], that can subsequently precipitate as
Al2O3H2O [Eq. (D.41)] depending on the concentration of ions in solution, pH, and temperature.
Al 4OH → AlO2 2H2O 3 e
(D.40)
1034
Appendix D
Figure D.5
Schematic of an aluminum-air corrosion cell.
2AlO2 2H2O → Al2O3 H2O 2OH
(D.41)
There is also a parasitic reaction at the aluminum anode that has to
be considered because it has serious safety implications (i.e., the production of hydrogen gas from the reduction of water):
2H2O 2e → H2 2OH
(D.42)
The unique cathodic reaction is the reduction of oxygen [Eq. (D.43)]:
O2 2H2O 4e → 4OH
(D.43)
The overall cell voltage can be calculated from thermodynamic data
by computing Gibbs free energy for the individual species involved in
the global reaction [Eq. (D.44)] and using the coefficients expressed in
that equation:
4Al 4OH 3O2 → 4AlO2 2H2O
(D.44)
Detailed calculations
Calculate G° for each species. The free energy of a substance, for which
heat capacity data are available, can be calculated as a function of
temperature using Eq. (D.45):
TABLE D.4
Species
O2
H2
H2O
Al
Al(OH)3
Al2O3H2O
Pure Species Considered and Their Thermodynamic Data
G 0(298 K), Jmol1
0
0
237,000
0
1,136,542
1,825,500
*Calculated with Eq. (D.46).
†Calculated with Eq. (D.48).
S 0(298 K), Jmol1
205
131
69.9
28.325
96.86
A
29.96
27.28
10.669
20.67
120.8
B 103
C 105
Cp,* Jmol1K1
4.184
3.263
42.284
12.38
1.674
0.502
6.903
0
29.85
28.82
18.54
24.79
0
132.51
35.14
0
G 0(333 K),† Jmol1
7,234.04
4,642.01
239,483
1,040.43
1,136,542
1,829,152
1035
TABLE D.5
Soluble Species Considered and Their Thermodynamic Data
Species
G0(298 K),
Jmol1
S0 (298 K),
Jmol1
Š 0(298 K),
Jmol1
a
b
Cp,*
Jmol1K1
G0(333 K),†
Jmol1
H
OH
Al3
Al(OH)2
Al(OH)2
AlO2
0
157,277
485,400
694,100
900,000
838,968
0
41.888
321.75
142.26
205.35
96.399
20.9
20.968
384.45
184.06
184.43
117.31
0.065
0.37
0.13
0.13
0.13
0.37
0.005
0.0055
0.00166
0.00166
0.00166
0.0055
118.75
452.03
372.84
267.95
75.06
284.94
234.9
157,849
474,876
689,651
907,336
841,778
*Calculated with Eq. (D.47).
†Calculated with Eq. (D.48).
1036
Electrochemistry Basics
TABLE D.6
1037
Reactions Considered to Model an Aluminum-Air Corrosion Cell
Water equilibria
e
H
2
2
H2
4 e O2 4 H 2 H2O
OH H H2O
Equilibria involving aluminum metal
3 e Al3 Al
3 e Al(OH)3 3 H Al 3 H2O
6 e Al2O3H2O 6 H 2 Al 4 H2O
3 e AlO2 4 H Al 2 H2O
3 e Al(OH)2 H Al H2O
3 e Al(OH)2 2 H Al 2 H2O
Equilibria involving solid forms of oxidized aluminum
Al(OH)3 H Al(OH)2 H2O
Al2O3H2O 2 H 2 Al(OH)2
Al(OH)3 2 H Al(OH)2 2 H2O
Al2O3H2O 4 H 2 Al(OH)2 2 H2O
Al(OH)3 3 H 2 Al3 4 H2O
Al2O3H2O 6 H Al3 3 H2O
Al(OH)3 AlO2 H H2O
Al2O3H2O 2 AlO2 2 H
Equilibria involving only soluble forms of oxidized aluminum
AlO2
G
4
0
H
Al3 2 H2O
0
(T2)
G
(T1)
0
(T1)
S
[T2 T1] T2
T2
Cp0
T1
T
dT
T2
T1
Cp0dT (D.45)
For pure substances (i.e., solids, liquids, and gases) the heat capacity Cp0 is often expressed, as in Table D.4, as function of the absolute
temperature:
Cp0 A BT CT2
(D.46)
For ionic substances, one has to use another method, such as proposed by Criss and Cobble in 1964,1 to obtain the heat capacity, provided
the temperature does not rise above 200°C. The expression of the ionic
capacity [Eq. (D.47)] makes use of absolute entropy values and the
parameters a and b contained in Table D.4:
C p0 (4.186a bS 0(298 K)) (T2 298.16) /ln
T2
298.16
(D.47)
1038
Appendix D
By combining Eq. (D.46) or (D.47) with Eq. (D.45) one can obtain the
free energy [Eq. (D.48)] at any given temperature by using the fundamental data contained in Tables D.4 and D.5:
G0(T) G0(298 K) (Cp0 S0(298 K)) (T2 298.16)
T2ln
T2
298.16 C
0
p
(D.48)
Although these equations appear slightly overwhelming, they can be
computed relatively simply with the use of a modern spreadsheet,
where the data in Table D.4 could be imported with the functions in
Eqs. (D.46) to (D.48) properly expressed.
Calculate G for each species. For species O, the free energy of 1 mol can
be obtained from G 0 with Eq. (D.49):
Go(T) Go(T)0 2.303 RT log10aO
(D.49)
For x mol of species O the free energy is expressed by Eq. (D.50):
xG0(T) x (GO(T)0 2.303 RT log10aO)
(D.50)
For pure substances such as solids, aO is equal to 1. For a gas, aO is
equal to its partial pressure (pO), as a fraction of 1 atmosphere. For soluble species, the activity of species O (aO), is the product of the activity coefficient of that species (O) with its molar concentration ([O]) (i.e.,
aO O[O]). The activity coefficient of a chemical species in solution is
close to 1 at infinite dilution when there is no interference from other
chemical species. For most other situations the activity coefficient is a
complex function that varies with the concentration of the species and
with the concentration of other species in solution. For the sake of simplicity the activity coefficient will be assumed to be of value 1; hence
Eq. (D.50) can be written as a function of [O]:
0
xGO(T) x (GO(T)
2.303 RT log10 [O])
(D.51)
Taking the global reaction fo the Al-O2 system expressed in Eq.
(D.44) and the G0 values calculated for 60°C in Tables D.4 and D.5, one
can obtain thermodynamic values for the products and reactants, as is
done in Table D.7.
Calculate cell G. The DG of a cell can be calculated by subtracting the
G values of the reactants from the G values of the products in Table
D.7. Keeping the example of the global reaction at 60°C in mind, one
would obtain
G GproductsGreactants 3,846,087 (670,615) 3,175,472 J
Electrochemistry Basics
1039
TABLE D.7 Calculated Free Energies for Species Involved in the Global Al-Air
Reaction at 60°C
Species
Reactants
Al
OH
O2
Products
AlO2
H2O
x
G0(333 K),
Jmol1
ao
2.303RT
log10aO
x G0(333 K)
∑G0(333 K)
4
4
3
1040.43
157,849
7,234.04
1
1
0.2
0.00
0.00
4452.02
4161.72
631,396.00
35,058.17
670,615.89
4
2
841,778
239,483
0.1
1
6369.39
0.00
3,392,589.58
478,966.00
3,846,087.21
Translate G into potential
E
G
3,188,818
2.74 V
nF
(12 96,485)
where n 12 because each Al gives off 3 e [cf. Eq. (D.40)] and there
are four Al in the global Eq. (D.44) representing the cell chemistry.
Calculate the specific capacity (Ahkg1).
The specific capacity relates the
weight of active materials with the charge that can be produced, that
is, a number of coulombs or ampere-hours (Ah). Because 1 A 1 Cs1,
1 Ah 3600 C, and because 1 mole of e 96,485 C (Faraday), 1 mole
of e 26.80 Ah.
By considering the global expression of the cell chemistry expressed
in Eq. (D.44), one can relate the weight of the active materials to a certain energy and power. In the present case 12 moles of e are produced
by using
4 moles of Al
4 26.98 gmol1, or 107.92 g
4 moles of OH as KOH
4 56.11 gmol1, or 224.44 g
3 moles of O2 (as air)
0g
3 moles of O2 (compressed or cryogenic)
3 32.00 g mol1, or 96.00 g
Weight of active materials for the production of 12 moles of e is then
332.36 g if running on free air and 428.36 g if running on compressed
or cryogenic oxygen. The theoretical specific capacity is thus 26.80
12/0.3324 967.5 Ahkg1 if running on air and 26.80 12/0.4284
750.7 Ahkg1 if running on compressed or cryogenic oxygen.
Calculate the energy density (Whkg1).
The energy density can then be
obtained by multiplying the specific capacity obtained from calculating
the specific capacity with the thermodynamic voltage calculated when
1040
Appendix D
translating G into potentials: 2.74 967.5 2651 Whkg1, or 2.651
kWhkg1 if running on air and, because the voltage for running on pure
oxygen is slightly higher (i.e., 2.78 V), 2.78 750.7 2087 Whkg1, or
2.087 kWhkg1 if running on compressed or cryogenic oxygen.
Reference electrodes. The thermodynamic equilibrium of any other
chemical or electrochemical reaction can be calculated in the same manner, provided the basic information is found. Table D.8 contains the
chemical description of most reference electrodes used in laboratories
and field units, and Tables D.9 and D.10, respectively, contain the thermodynamic data associated with the solid and soluble chemical species
making these electrodes. Table D.11 presents the results of the calculations performed to obtain the potential of each electrode at 60°C (i.e.,
away from the 25°C standard temperature).
D.2.6 Potential-pH diagrams
Potential-pH (E-pH) diagrams, also called predominance or Pourbaix
diagrams, have been adopted universally since their conception in the
early 1950s. They have been repetitively proven to be an elegant way
to represent the thermodynamic stability of chemical species in given
aqueous environments. E-pH diagrams are typically plotted for various equilibria on normal cartesian coordinates with potential (E) as
the ordinate (y-axis) and pH as the abscissa (x-axis).2
Pourbaix diagrams are a convenient way of summarizing much thermodynamic data, and they provide a useful means of predicting electrochemical and chemical processes that could potentially occur in
certain conditions of pressure, temperature, and chemical makeup.
These diagrams have been particularly fruitful in contributing to the
understanding of corrosion reactions.
Equation (D.52) describes the equilibrium between
hydrogen ions and hydrogen gas in an aqueous environment:.
Stability of water.
2H 2e H2
(D.52)
which can be written as Eq. (D.53) in neutral or alkaline solutions:
2H2O 2e H2 2OH
(D.53)
Adding sufficient OH to both sides of the reaction in Eq. (D.52)
results in Eq. (D.53). At higher pH than neutral, Eq. (D.53) is a more
appropriate representation. However, both representations signify the
same reaction for which the thermodynamic behavior can be expressed
by a Nernst Eq. (D.54):
TABLE D.8
Equilibrium Potential of the Main Reference Electrodes Used in Corrosion, at 25°C
Name
Equilibrium reaction
Hydrogen
Silver chloride
2 H 2 e H2 (SHE)
AgCl e Ag Cl
Calomel
Hg2Cl2 2 e 2 Hg 2 Cl
Mercurous sulfate
Mercuric oxide
Copper sulfate
(SCE)
Hg2SO4 2 e 2 Hg SO42
HgO 2 e 2 H Hg H2O
Cu2 2 e Cu (sulfate solution)
Nernst Equation, V vs. S H E
E0 0.059 pH
E0 0.059 log10aCl
0.1 M KCl
1.0 M KCl
Seawater
E0 0.059 log10aCl
0.1 M KC1
1.0 M KC1
Saturated
E0 0.0295 log10aSO42
E0 0.059 pH
E0 0.0295 log10aCu2
Saturated
Potential, V vs. S H E
0.00
0.2224
0.2881
0.2224
0.250
0.268
0.3337
0.280
0.241
0.6151
0.926
0.340
0.318
T coefficient, mVC1
0.6
0.06
0.24
0.65
1041
TABLE D.9
Data and Calculations of t the Free Energy and Potential of the Main Reference Electodes at 60°C
(TemRef 25; TemC 60; TemA 333.16; T2 T1 35; ln(T2/T1) 0.1109926)
Species
G0 (298 K),
Jmol1
O2
H2
H2O
Ag
Cu
Hg
AgC1
Hg2C12
Hg2SO4
HgO
0
0
237000
0
0
0
109805
210778
625880
58555
S0 (298 K),
Jmol1
A
205
131
69.9
42.55
33.2
76.02
96.2
192.5
200.66
70.29
29.96
27.28
10.669
21.297
22.635
26.94
62.258
63.932
131.96
34.853
*Calculated with Eq. (D.46).
†Calculated with Eq. (D.48).
B
4.184
3.263
42.284
8.535
6.276
0
4.184
43.514
30.836
C
1.674
0.502
6.903
1.506
0.795
11.297
0
0
Cp (333K),*
Jmol1K1
G0T (333K),†
Jmol1
29.85
28.8
18.5
25.5
24.7
27.7
53.5
78.4
132
45.1
7234.04
4642.01
239483.00
1539.69
1210.91
2715.41
113277.
217670.
633164.
61104.4
1042
TABLE D.10
Electrodes
Species
H
Cu2
Cl
SO42
Thermodynamic Data of Soluble Species Associated with the Most Commonly Used Reference
G0 (298K),
Jmol1
S0 (298K),
Jmol1
Š 0 (298K),
Jmol1
a
b
Cp Eq.(D.47)
Eq.(D.48)
0
65689
131260
744600
0
207.2
12.6
10.752
20.9
249.04
8.32
52.592
0.065
0.13
0.37
0.37
0.005
0.00166
0.0055
0.0055
118.7525
301.9618
473.9694
397.1863
234.927
72343.6
129881.
744190.
1043
TABLE D.11
Calculations of the Equilibrium Associated with the Most Commonly Used Reference Electrodes at 60°C
Name
Hydrogen
Silver chloride
Calomel
Mercurous sulfate
Mercuric chloride
Copper sulfate
G° reactants,*
Jmol –1
G° products,*
Jmol –1
G° reaction,
Jmol –1
Potential,
V
–46,420
–131,421
–265,193
–749,621
–242,199
–1,211
–4,172
–18,144
–47,523
–116,457
–180,624
–73,555
0.0216
0.1880
0.2463
0.6035
0.9360
0.3812
–470
–113,277
–217,670
–633,164
–61,574
72,344
*Note: all species considered to be of activity = 1
1044
Electrochemistry Basics
EH /H E H /H 0
2
2
RT
[H ] 2
ln
nF
pH
1045
(D.54)
2
that becomes Eq. (D.55) at 25°C and pH of value unity:
2
0
EH /H E H /H 0.059 pH
2
2
(D.55)
Equation (D.52) and its alkaline or basic form, Equation (D.53),
delineate the stability of water in a reducing environment and are
represented in a graphical form by the sloping line (a) on the
Pourbaix diagram in Fig. D.6. Below line (a) in this figure the equilibrium reaction indicates that the decomposition of H2O into hydrogen is favored, whereas it is thermodynamically stable above that
line. As potential becomes more positive or noble, water can be
decomposed into its other constituent, oxygen, as illustrated in Eqs.
(D.56) and (D.57) for, respectively, the acidic form and neutral or
basic form of the same process:
O2 4H 4e 2H2O
(D.56)
O2 2H2O 4e 4OH
(D.57)
Again these equivalent equations can be used to develop a Nernst
expression of the potential, that is Eq. (D.58) expressed as Eq. (D.59)
in standard conditions of temperature and oxygen pressure (i.e., pO2 of
value unity):
EO2 /H2O E O2/H2O0
RT
ln pO2 [H ] 4
nF
EO2/H2O E O2/H2O0 0.059 pH
(D.58)
(D.59)
The line labeled (b) in Fig. D.6 represents the behavior of E vs. pH
for this last equation. Figure D.6 is divided into three regions. In the
upper one, water can be oxidized and form oxygen, whereas in the lower
one, it can be reduced to form hydrogen gas. In the intermediate
region, water is thermodynamically stable. It is common practice to
superimpose these two lines (a) and (b) on Pourbaix diagrams to mark
the water stability boundaries.
Predominance diagram of aluminum. Aluminum provides one of the
simplest cases for demonstrating the construction of E-pH diagrams.
In the following discussion, only four species containing the aluminum element will be considered: two solid species (Al and
Al2O3H2O) and two ionic species (Al3 and AlO2). The first equilibrium
1046
Appendix D
2
O2 + 4H+ + 4e- = 2H2O
1.5
b
1
Potential (V vs. SHE)
O2
0.5
OH- + H+ = H2O
a
0
2H+ + 2e- = H2
-0.5
H2
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure D.6
Stability diagram of water at 25°C.
to consider examines the possible presence of either Al3 or AlO2
expressed in Eq. (D.60):.
Al3 2H2O AlO2 4H
(D.60)
Because there is no change in valence of the aluminum present in
the two ionic species considered, the associated equilibrium is independent of the potential, and the expression of that equilibrium can
be derived to give an expression valid in standard conditions [Eq.
(D.61)]:
RT ln Keq RT ln Q G 0reaction
where
Q
aAlO2 a 4H
aAl3 a 2H
2O
(D.61)
Electrochemistry Basics
1047
Assuming that the activity of H2O is unity and that the activities of
the two ionic species are equal, one can obtain a simpler expression of
the equilibrium based purely on the activity of H :
4 log10 [H ]
G’0reaction
2.303RT
(D.62)
or, if G0 is expressed in joules,
4 log10 [H ] 4 pH G 0reaction 1.75 104
(D.63)
By using the thermodynamic data provided in Tables D.4 and D.5
and following the detailed procedure outlined earlier, it is possible to
calculate that the free energy of reaction [Eq. (D.60)] is in fact equal to
120.44 kJmol1 (for either 1 [Al3] or 1 [AlO2]). Equation (D.63) then
becomes Equation (D.64):
pH 120,440 4.38 105 5.27
(D.64)
This is represented, in the E-pH diagram shown in Fig. D.7, by a
dotted vertical line separating the dominant presence of Al3 at low pH
from the dominant presence of AlO2 at the higher end of the pH scale.
The next phase for constructing the aluminum E-pH diagram is to
consider the equilibria between the four species mentioned earlier. A
computer program that would compare all possible interactions and
rank them in terms of their thermodynamic stability would typically
carry out this work. The steps of this data-crunching process are illustrated in Figs. D.8 to D.10.
D.3 Kinetic Principles
Thermodynamic principles can help explain a situation in terms of the
stability of chemical species and reactions associated with corrosion
process. However, thermodynamic calculations cannot be used to predict reaction rates. Electrode kinetic principles have to be used to estimate these rates.
D.3.1 Kinetics at equilibrium: The
exchange current concept
The exchange current Io is a fundamental characteristic of electrode
behavior that can be defined as the rate of oxidation or reduction at an
equilibrium electrode expressed in terms of current. Exchange current, in fact, is a misnomer because there is no net current flow. It is
merely a convenient way of representing the rates of oxidation and
1048
Appendix D
2
1.5
Al3+
AlO2-
b
Potential (V vs. SHE)
1
0.5
a
0
-0.5
Al3+ + 2H2O = AlΟ2- + 4H+
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure D.7
Equilibrium diagram of Al-soluble species.
reduction of a given electrode at equilibrium, when no loss or gain is
experienced by the electrode material. As an example, the exchange
current for reducing ferric ions, Eq. (D.65), would be related to the current of each direction of a reversible reaction, that is, a cathodic
branch (Ic) representing Eq. (D.65) and an anodic current (Ia) representing Eq. (D.66):
Fe3 1e → Fe2
(D.65)
Fe2 → Fe3 1e
(D.66)
Because the net current is zero at equilibrium, it implies that the
sum of these two currents is zero as in Eq. (D.67). Because Ia is, by convention, always positive, it follows that, when no external voltage or
current is applied to the system, the exchange current Io is equal to Ic
or Ia [Eq. (D.68)]:
Electrochemistry Basics
1049
Ia Ic 0
(D.67)
Ia Ic Io
(D.68)
There is no theoretical way of accurately determining the exchange
current for any given system. This must be determined experimentally.
For the characterization of electrochemical processes it is always
preferable to normalize the value of the current by the surface area of
the electrode and use the current density often expressed as a small i
(i.e., i I/surface area).
D.3.2 Kinetics under polarization
Electrodes can be polarized by the application of an external voltage or
by the spontaneous production of a voltage away from equilibrium.
This deviation from equilibrium potential is called polarization. The
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2
1.5
b
[Al3+ ] = 1 M
0.5
2
a
0
3
2
-0.5
[AlO2- ] = 1 M
Potential (V vs. SHE)
1
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Equilibrium diagram of Al solid species when soluble species are at a 1-molar
concentration.
Figure D.8
1050
Appendix D
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[Al ] = 10 M
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[AlO ] = 10
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2
3+
-2
1.5
-
-2
2
b
Potential (V vs. SHE)
1
0.5
2
a
0
3
2
-0.5
-1
-1.5
Al
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure D.9 Equilibrium diagram of Al solid species when soluble species are at a 102molar concentration.
magnitude of polarization is usually described as an overvoltage (),
that is, a measure of polarization with respect to the equilibrium
potential (Eeq) of an electrode. This polarization is said to be either
anodic, when the anodic processes on the electrode are accelerated by
changing the specimen potential in the positive (noble) direction, or
cathodic, when the cathodic processes are accelerated by moving the
potential in the negative (active) direction. There are three distinct
types of polarization in any electrochemical cell, the total polarization
across an electrochemical cell being the summation of the individual
elements as expressed in Eq. (D.69):
Eapplied Eeq total act conc iR
(D.69)
where act activation overpotential, a complex function describing
the charge transfer kinetics of the electrochemical
Electrochemistry Basics
conc
iR
1051
processes. act is predominant at small polarization currents or voltages.
concentration overpotential, a function describing the
mass transport limitations associated with electrochemical processes. conc is predominant at large polarization
currents or voltages.
is often called the ohmic drop. iR follows Ohm’s law and
describes the polarization that occurs when a current
passes through an electrolyte or through any other
interface such as surface film, connectors, and so forth.
Activation polarization. Both the anodic and cathodic sides of a reac-
tion can be studied individually by using some well-established electrochemical methods where the response of a system to an applied
polarization, current or voltage, is studied. A general representation of
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2
3+
AlO2-
1.5
b
10
-6
10
-4
10
-2
10
0
1
Potential (V vs. SHE)
10
10
0.5
10
10
a
0
0
-2
-4
-6
2
3
2
-0.5
-1
-1.5
Al
-2
-2
0
2
4
6
8
10
12
14
16
pH
Equilibrium diagram of Al solid species when soluble species are at a 106
molar concentration.
Figure D.10
1052
Appendix D
the polarization of an electrode supporting one redox system is given
in the Butler-Volmer equation:.
i i0
exp
nF
nF
act exp (1)
RT
RT act
(D.70)
where: i
anodic or cathodic current.
charge transfer barrier or symmetry coefficient for the
anodic or cathodic reaction. values are typically close to
0.5.
act Eapplied Eeq (i.e., positive for anodic polarization and
negative for cathodic polarization).
n number of participating electrons.
R gas constant.
T absolute temperature.
F Faraday.
A polarization plot of the ferric/ferrous oxydo-reduction reaction on
palladium (io 100.8 mAcm2), iridium (io 100.2 mAcm2), and rhodium
(io 104.8 mAcm2) is shown in Fig. D.11. The current behavior in Fig.
D.11 illustrates the high level of sensitivity of an electrode polarization
behavior to even small variations in the exchange current density. The
exchange current density reflects the electrocatalytic performance of
that electrode toward a specific reaction and can vary over many
orders of magnitude. The current density scale in Fig. D.11 had to be
changed to much lower values in Fig. D.12 to be able to see the current
behavior of the same reaction on rhodium.
The exchange current density for the production of hydrogen on a
metallic surface can similarly vary between 102 Acm2, for a good
electrocatalytic surface such as platinum, to as low as 1013 Acm2 for
electrode surfaces containing lead or mercury. Added, even in small
quantities, to battery electrode materials, mercury will stifle the dangerous production of confined gaseous hydrogen. Mercury and lead
were also, for the same hydrogen-inhibiting property, commonly used
in many commercial processes as electrode material before their high
toxicity was acknowledged a few years ago. It should be noted that the
voltage on the polarization plots in Figs. D.11 and D.12 was presented
as the overvoltage, with current reversal of its polarity at zero. Figure
D.13 shows the data presented in Fig. D.11 with the absolute potential
instead of the overvoltage.
The presence of two polarization branches in a single reaction is
illustrated in Fig. D.14 for the same Fe3/Fe2 couple in contact
with a palladium electrode. When act is anodic (i.e., positive), the
second term in the Butler-Volmer equation becomes negligible, and
Electrochemistry Basics
1053
30
io = 100.8
25
Current density (mA cm-2)
20
io = 100.2
15
10
5
0
-5
io = 10-4.8
-10
-15
-20
-25
-30
0.5
0.4
0.3
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
-0.5
Overpotential (V)
Current vs. overvoltage polarization plot of the ferric/ferrous ion reaction on palladium (io 100.8 mAcm2), iridium (io 100.2 mAcm2), and rhodium (io 104.8 mAcm2) on a
current scale of 60 mA.
Figure D.11
ia can be more simply expressed by Eq. (D.71) and its logarithm
form [Eq. (D.72)]:
ia io
exp a
nF
RT a
a ba log10
ia
i
(D.71)
(D.72)
o
where ba is the Tafel coefficient that can be obtained from the slope
[Eq. (D.73)] of a plot of against log i, with the intercept yielding a value for io:
ba 2.303
RT
nF
(D.73)
Similarly, when reaction is cathodic (i.e., negative), the first term in
the Butler-Volmer equation becomes negligible, and ic can be more
1054
Appendix D
0.0003
io = 100.8
Current density (mA cm-2)
0.0002
io = 100.2
0.0001
0
io = 10-4.8
-0.0001
-0.0002
-0.0003
0.5
0.4
0.3
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
-0.5
Overpotential (V)
Current vs. overvoltage polarization plot of the ferric/ferrous ion reaction on palladium (io 100.8 mAcm2), iridium (io 100.2 mAcm2), and rhodium (io 104.8mA cm2) on a
current scale of 0.6 mA.
Figure D.12
simply expressed by Eq. (D.74) and its logarithm [Eq. (D.75)], with bc
obtained by plotting vs. log i [Eq. (D.76)]:
ic io
exp (1c )
c bc log10
nF
RT c
ic
i
(D.74)
(D.75)
o
bc 2.303
RT
nF
(D.76)
A Tafel plot for the same data set that was presented in Fig. D.14
is now shown in Fig. D.15 as a log (i)/overpotential plot. It is relatively simple, using such representation, to obtain the exchange current density values and the parameters behind the slopes of the
current/voltage behavior, that is, Eq. (D.76).
Electrochemistry Basics
1055
Concentration polarization. When the cathodic reagent at the corroding
surface is in short supply, the mass transport of this reagent could
become rate controlling. A frequent case of this type of control occurs
when the cathodic processes depend on the reduction of dissolved oxygen.
Because the rate of the cathodic reaction is proportional to the surface
concentration of the reagent, the reaction rate will be limited by a drop
in the surface concentration. For a sufficiently fast charge transfer
(small activation overvoltage), the surface concentration will fall to zero,
and the corrosion process will be totally controlled by mass transport.
For purely diffusion-controlled mass transport, the flux of a species O to
a surface from the bulk is described with Fick’s first law [Eq. (D.77)]:
JO DO
CO
x
(D.77)
where JO flux of species O (mol s1 cm2)
DO diffusion coefficient of species O (cm2 s1)
CO/x concentration gradient of species O across the interface (mol cm4)
30
io = 100.8
25
Current density (mA cm-2)
20
io = 100.2
15
10
5
0
-5
io = 10-4.8
-10
-15
-20
-25
-30
1.27
1.17
1.07
0.97
0.87
0.77
0.67
0.57
0.47
0.37
0.27
Potential (V vs. SHE)
Figure D.13 Current vs. potential polarization plot of the ferric/ferrous ion reaction on palladium
(io 100.8 mAcm2), iridium (io 100.2 mAcm2), and rhodium (io 104.8 mAcm2) current
scale of 60 mA.
1056
Appendix D
30
io = 100.8 mA cm -2
25
Current density (mA cm-2)
20
15
cathodic
10
5
0
-5
-10
anodic branch
-15
-20
-25
-30
0.5
0.4
0.3
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
-0.5
Overpotential (V)
Current vs. overvoltage polarization plot of the ferric/ferrous ion reaction on palladium showing both the anodic and cathodic branches of the resultant current behavior.
Figure D.14
The diffusion coefficient of an ionic species at infinite dilution can be
estimated with the help of Nernst-Einstein Eq. (D.78), relating DO
with the conductivity of the species ( O):
DO
RT
O
2
|zO| F 2
(D.78)
where zO the valency of species O
R gas constant (i.e., 8.314 J mol1 K1)
T absolute temperature (K)
F Faraday’s constant (i.e., 96487 C mol1)
Table 1.6 (Aqueous Corrosion) contains values for DO and O of some
common ions. For more practical situations the diffusion coefficient
can be approximated with the help of Eq. (D.79), which relates DO to
the viscosity of the solution () and absolute temperature:
DO
TA
where A is a constant for the system.
(D.79)
Electrochemistry Basics
1057
The region near the metallic surface where the concentration gradient
occurs is also called the diffusion layer (). Because the concentration
gradient CO /x is greatest when the surface concentration of species O
is completely depleted at the surface (i.e., CO 0), it follows that the
cathodic current is limited in that condition, as expressed by Eq. (D.80):
ic iL nFDO
CObulk
(D.80)
For intermediate cases, conc can be evaluated using an expression
[Eq. (D.81)] derived from the Nernst equation:
conc
2.303RT
i
log10 (1 )
nF
iL
(D.81)
where 2.303RT/F 0.059 V when T 298.16 K.
When concentration control is added to a process, it simply adds to
the polarization as in the following equation:
Log (Current density (mA cm-2))
3
2.5
Anodic slope
2
Cathodic slope
Anodic branch
Cathodic branch
1.5
1
Log (io)
0.5
0
1
0.8
0.6
0.4
0.2
0
-0.2
-0.4
-0.6
-0.8
-1
Overpotential (V)
Figure D.15 Log (current) vs. overvoltage Tafel plot of the ferric/ferrous ion reaction on palladium showing how to obtain the exchange current density (intercept) and the slope b 2.303
(RT/ßnF) of both the anodic and cathodic branches.
1058
Appendix D
100
0.8
io = 10
80
mA cm
-2
Current density (mA cm-2)
60
40
il = 5 mA cm
20
-2
0
-20
il = 20 mA cm
-2
-40
-60
-80
il = 100 mA cm
-2
-100
1.5
1.3
1.1
0.9
0.7
0.5
0.3
0.1
-0.1
-0.3
-0.5
-0.7
-0.9
-1.1
-1.3 -1.5
Overpotential (V)
Current vs. overvoltage epolarization plot of the ferric/ferrous ion reaction on palladium with three levels of concentration overvoltage (100, 20, and 5 mAcm2).
Figure D.16
tot act conc
We know that, for purely activation controlled systems, the current
can be derived from the voltage with the following expression:
I 10
[ (E Eeq /b log10 (Io) ]
)
To simplify the expression of the current in the presence of concentration effects, suppose that
A 10 [ (E Eeq)
/b log10 (I ) ]
o
tot E Eeq act conc
and
I
IlA
Il A
where Il is the limiting current of the cathodic process.
Electrochemistry Basics
1059
Figure D.6 illustrates the effect of a limiting current on the polarization of an electrode. For this example three arbitrary limiting current densities were added the activation voltage of the Fe3/Fe2
reaction on palladium. Figure D.7 presents the same data set on a logarithmic current scale.
Ohmic overpotential. The ohmic drop caused by the electrolytic resis-
tance between two electrodes can be measured by using an alternating
current technique (see Sec. D.1.2, Electrolyte Conductance) or minimized
by measuring the potential as close as possible to the working electrode.
In any case the ohmic overpotential is a simple function described by the
product of the effective solution resistance and the cell current, or iR.
References
1. Criss, C. M., and Cobble, J. W., The Thermodynamic Properties of High Temperature
Aqueous Solutions, Journal of the American Chemical Society, 86:5385–5393 (1964).
2. Pourbaix, M., Atlas of Electrochemical Equilibria in Aqueous Solutions, Houston,
Tex., NACE International, 1974.
2.4
0.8
io = 10
2.2
mA cm
-2
Log (current density (mA cm-2))
il = 100 mA cm
-2
2
1.8
1.6
1.4
1.2
il = 5 mA cm
1
-2
il = 20 mA cm
-2
0.8
0.6
0.4
0.2
0
1.5
1.3
1.1
0.9
0.7
0.5
0.3
0.1
-0.1 -0.3 -0.5 -0.7 -0.9 -1.1 -1.3 -1.5
Overpotential (V)
Log (current) vs. overvoltage polarization plot of the ferric/ferrous ion reaction on palladium with three levels of concentration overvoltage (100, 20, and 5 mAcm2).
Figure D.17
APPENDIX
E
Chemical Compositions of
Engineering Alloys
1061
TABLE E.1
UNS
A91050
A91060
A91100
A91145
A91175
A91200
A91230
A91235
A91345
A91350
A92011
A92014
A92017
A92018
A92024
A92025
A92036
A92117
A92124
A92218
A92219
A92319
A92618
A93003
A93004
A93005
A93105
A94032
A94043
A94045
A94047
Chemical Composition Limits of Wrought Aluminum Alloys
AA No.
1050
1060
1100
1145
1175
1200
1230
1235
1345
1350
2011
2014
2017
2018
2024
2025
2036
2117
2124
2218
2219
2319
2618
3003
3004
3005
3105
4032
4043
4045
4047
Si
Fe
0.25
0.25
1.0 Si Fe
0.55 Si Fe
0.15 Si Fe
1.0 Si Fe
0.7 Si Fe
0.65 Si Fe
0.30
0.10
0.40
0.50–1.2
0.20–0.8
0.9
0.50
0.50–1.2
0.50
0.8
0.20
0.9
0.20
0.20
0.10–0.25
0.6
0.30
0.6
0.6
11.0–13.5
4.5–6.0
9.0–11.0
11.0–13.0
0.40
0.35
Cu
0.05
0.05
0.05–0.20
0.05
0.10
0.05
0.10
0.05
0.40
0.10
0.40
0.05
0.7
5.0–6.0
0.7
3.9–5.0
0.7
3.5–4.5
1.0
3.5–4.5
0.50
3.8–4.9
1.0
3.9–5.0
0.50
2.2–3.0
0.7
2.2–3.0
0.30
3.8–4.9
1.0
3.5–4.5
0.30
5.8–6.8
0.30
5.8–6.8
0.9–1.3 1.9–2.7
0.7
0.05–0.20
0.7
0.25
0.7
0.30
0.7
0.30
1.0
0.50–1.3
0.8
0.30
0.8
0.30
0.8
0.30
Mn
Mg
0.05
0.03
0.05
0.05
0.02
0.05
0.05
0.05
0.05
0.01
0.05
0.03
0.40–1.2
0.40–1.0
0.20
0.30–0.9
0.40–1.2
0.10–0.40
0.20
0.30–0.9
0.20
0.20–0.40
0.20–0.40
0.20–0.8
0.40–0.8
0.45–0.9
1.2–1.8
0.05
0.30–0.6
0.20–0.50
1.2–1.8
1.2–1.8
0.02
0.02
1 .3–1.8
1.0–1.5
1.0–1.5
1.0–1.5
0.30–0.8
0.05
0.05
0.15
Cr
Ni
0.05
0.02
0.05
0.05
0.05
0.01
0.8–1.3
0.20–0.6
0.20–0.8
0.8–1.3
0.05
0.05
0.10
0.10
0.10
0.10
0.10
0.10
0.10
0.10
0.10
0.10
1.7–2.3
1.7–2.3
0.9–1.2
0.10
0.20
0.10
0.50–1.3
Zn
0.05
0.05
0.10
0.05
0.04
0.10
0.10
0.10
0.05
0.05
0.30
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.10
0.10
0.10
0.10
0.25
0.25
0.40
0.25
0.10
0.10
0.20
Ti
0.03
0.03
0.03
0.02
0.05
0.03
0.06
0.03
0.15
0.15
0.15
0.15
0.15
0.15
0.02–0.10
0.10–0.20
0.04–0.10
0.10
0.10
0.20
0.20
1062
TABLE E.1
UNS
A94145
A94343
A94643
A95005
A95050
A95052
A95056
A95083
A95086
A95154
A95183
A95252
A95254
A95356
A95454
A95456
A95457
A95554
A95556
A95652
A95654
A95657
A96003
A96005
A96009
A96010
A96053
A96061
A96063
A96066
A96070
A96101
A96105
A96151
Chemical Composition Limits of Wrought Aluminum Alloys
AA No.
4145
4343
4643
5005
5050
5052
5056
5083
5086
5154
5183
5252
5254
5356
5454
5456
5457
5554
5556
5652
5654
5657
6003
6005
6009
6010
6053
6061
6063
6066
6070
6101
6105
6151
Si
Fe
Cu
Mn
9.3–10.7
6.8–8.2
3.6–4.6
0.30
0.40
0.25
0.30
0.40
0.40
0.25
0.40
0.08
0.45 Si Fe
0.25
0.25
0.25
0.08
0.25
0.25
0.40 Si Fe
0.45 Si Fe
0.08
0.35–1.0
0.6–0.9
0.6–1.0
0.8–1.2
Mg 0.5
0.40–0.8
0.20–0.6
0.9–1.8
1.0–1.7
0.30–0.7
0.6–1.0
0.6–1.2
0.8
0.8
0.8
0.7
0.7
0.40
0.40
0.40
0.50
0.40
0.40
0.10
3.3–4.7
0.25
0.10
0.20
0.20
0.10
0.10
0.10
0.10
0.10
0.10
0.10
0.05
0.10
0.10
0.10
0.20
0.10
0.10
0.04
0.05
0.10
0.10
0.10
0.15–0.6
0.15–0.6
0.10
0.15–0.40
0.10
0.7–1.2
0.15–0.40
0.10
0.10
0.35
0.15
0.10
0.05
0.20
0.10
0.10
0.05–0.20
0.40–1.0
0.20–0.7
0.10
0.50–1.0
0.10
0.01
0.40
0.40
0.40
0.10
0.40
0.40
0.10
0.6
0.35
0.50
0.50
0.35
0.7
0.35
0.50
0.50
0.50
0.35
1.0
0.15–0.45
0.50–1.0
0.50–1.0
0.01
0.01
0.03
0.8
0.10
0.20–0.8
0.20–0.8
0.15
0.10
0.6–1.1
0.40–1.0
0.03
0.10
0.20
(Continued)
Mg
0.15
0.10–0.30
0.50–1.1
1.1–1.8
2.2–2.8
4.5–5.6
4.0–4.9
3.5–4.5
3.1–3.9
4.3–5.2
2.2–2.8
3.1–3.9
4.5–5.5
2.2–2.8
3.1–3.9
0.6–1.0
0.8–1.5
0.40–0.6
0.40–0.8
0.60–1.0
1.1–1.4
0.8–1.2
0.45–0.9
0.8–1.4
0.50–1.2
0.35–0.8
0.45–0.8
0.45–0.8
Cr
0.15
0.10
0.10
0.15–0.35
0.05–0.20
0.05–0.25
0.05–0.25
0.15–0.3,5
0.05–0.25
0.15–0.35
0.05–0.20
0.05–0.20
0.05–0.20
0.05–0.20
0.05–0.20
0.15–0.35
0.15–0.35
0.35
0.01
0.10
0.10
0.15–0.35
0.04–0.35
0.10
0.40
0.10
0.03
0.10
0.15–0.35
Ni
Zn
0.20
0.20
0.10
0.25
0.25
0.10
0.10
0.25
0.25
0.20
0.25
0.05
0.20
0.10
0.25
0.25
0.05
0.25
0.25
0.10
0.20
0.05
0.20
0.10
0.25
0.25
0.10
0.25
0.10
0.25
0.25
0.10
0.10
0.25
Ti
0.15
0.I5
0.15
0.20
0.15
0.05
0.06–0.20
0.20
0.20
0.05–0.20
0.05–0.20
0.05–0.15
0.10
0.10
0.10
0.10
0.15
0.10
0.20
0.15
0.10
0.15
1063
TABLE E.1
UNS
A96162
A96201
A96253
A96262
A96351
A96463
A96951
A97001
A97005
A97008
A97016
A97021
A97029
A97049
A97050
A97072
A97075
A97175
A97178
A97475
Chemical Composition Limits of Wrought Aluminum Alloys (Continued)
AA No.
6162
6201
6253
6262
6351
6463
6951
7001
7005
7008
7016
7021
7029
7049
7050
7072
7075
7175
7178
7475
Si
Fe
Cu
0.40–0.8
0.50–0.9
Mg 0.5
0.40–0.8
0.7–1.3
0.20–0.6
0.20–0.50
0.35
0.35
0.10
0.10
0.25
0.10
0.25
0.12
0.7 Si Fe
0.40–0.50
0.15 0.20
0.40 0.50
0.10
0.50
0.50
0.50
0.7
0.50
0.15
0.8
0.40
0.40
0.10
0.12
0.40
0.12
0.35
0.15
0.20
0.10
0.10
0.15–0.40
0.10
0.20
0.15–0.40
1.6–2.6
0.10
0.05
0.45–1.0
0.25
0.50–0.9
1.2–1.9
2.0–2.6
0.10
1.2–2.0
1.2–2.0
1.6–2.4
1.2–1.9
0.12
Mn
0.10
0.03
0.15
0.40–0.8
0.05
0.10
0.20
0.20–0.7
0.05
0.03
0.10
0.03
0.20
0.10
0.10
0.30
0.10
0.30
0.06
Mg
0.7–1.1
0.6–0.9
1.0–1.5
0.8–1.2
0.40–0.8
0.45–0.9
0.40–0.8
2.6–3.4
1.0–1.8
0.7–1.4
0.8–1.4
1.2–1.8
1.3–2.0
2.0–2.9
1.9–2.6
0.10
2.1–2.9
2.1–2.9
2.4–3.1
1.9–2.6
Cr
0.10
0.03
0.04–0.35
0.04–0.14
0.18–0.35
0.06–0.20
0.12–0.25
0.05
0.10–0.22
0.04
0.18–0.28
0.18–0.28
0.18–0.28
0.18–0.25
Ni
Zn
0.25
0.10
1.6–2.4
0.25
0.20
0.05
0.20
6.8–8.0
4.0–5.0
4.5–5.5
4.0–5.0
5.0–6.0
4.2–5.2
7.2–8.2
5.7–6.7
0.8–1.3
5.1–6.1
5.1–6.1
6.3–7.3
5.2–6.2
Ti
0.10
0.15
0.20
0.20
0.01–0.06
0.05
0.03
0.10
0.05
0.10
0.06
0.20
0.10
0.20
0.06
1064
TABLE E.2
Chemical Composition Limits of Cast Aluminum Alloys
AA No
AA No
A02010
A02020
A02030
A02040
A02060
A02080
A02130
A02220
A02240
A02380
A02400
A02420
A02430
A02490
A02950
A02960
A03050
A03080
A03190
A03240
A03280
A03320
A03330
A03360
201.0
202.0
203.0
204.0
206.0
208.0
213.0
222.0
224.0
238.0
240.0
242.0
243.0
249.0
295.0
296.0
305.0
308.0
319.0
324.0
328.0
332.0
333.0
336.0
Si
0.10
0.10
0.30
0.20
0.10
2.5–3.5
l.0–30
2.0
0.06
3.5–4.5
0.50
1.07
0.35
0.05
0.7–1.5
2.0–3.0
4.5–5.5
5.0–6.0
5.5–6.5
7.0–8.0
7.5–8.5
8.5–10.5
8.0–10.0
11.0–13.0
Fe
Cu
Mn
Mg
0.15
0.15
0.50
0.35
0.15
1.2
1.2
1.5
0.10
1.5
0.50
1.0
0.40
0.10
1.0
1.2
0.6
1.0
1.0
1.2
1.0
1.2
1.0
1.2
4.0–5.2
4.0–5.2
4.5–5.5
4.2–5.0
4.2–5.0
3.5–4.5
6.0–8.0
9.2–10.7
4.5–5.5
9.0–11.0
7–0–9–0
3.5–4.5
3.5–4.5
3.8–4.6
4.0–5.0
4.0–5.0
1.0–1.5
4.0–5.0
3.0–4.0
0.40–0.6
1.0–2.0
2.0–4.0
3.0–4.0
0.50–1.5
0.20–0.50
0.20–0.8
0.20–0.30
0.10
0.20–0.50
0.50
0.6
0.50
0.20–0.50
0.6
0.30–0.7
0.35
0.15–0.45
0.25–0.50
0.35
0.35
0.50
0.50
0.50
0.50
0.20–0.6
0.50
0.50
0.35
0.15–0.55
0.15–0.55
0.10
0.15–0.35
0.15–0.35
0.10
0.10
0.15–0.35
0.15–0.35
5.5–6.5
1.2–1.8
1.8–2.3
0.25–0.50
0.03
0.05
0.10
0.10
0.10
0.40–0.7
0.20–0.6
0.50–1.5
0.05–0.50
0.7–1.3
Cr
Ni
Zn
Sn
0.20–0.6
0.25
0.20–0.40
1.3–1.7
0.05
0.05
0.35
0.35
0.50
0.10
0.10
0.10
1.0
2.5
0.8
1.0
0.30–0.7
1.7–2.3
1.9–2.3
1.5
0.10
0.35
0.05
2.5–3.5
0.35
0.50
0.35
1.0
1.0
1.0
1.5
1.0
1.0
0.35
0.35
0.25
0.35
0.35
0.30
0.25
0.50
0.50
2.0–3.0
0.05
0.05
Ti
0.15–0.35
0.15–0.35
0.15–0.25
0.15–0.30
0.15–0.30
0.25
0.25
0.25
0.35
0.25
0.20
0.25
0.06–0.20
0.02–0.35
0.25
0.25
0.25
0.25
0.25
0.20
0.25
0.25
0.25
0.25
1065
TABLE E.2
Chemical Composition Limits of Cast Aluminum Alloys (Continued)
AA No
AA No
A03390
A03430
A03540
A03550
A03560
A03570
A03580
A03590
A03600
A03610
A03630
A03640
A03690
A03800
A03830
A03840
A03850
A03900
A03920
A03930
A04130
A04430
A04440
A05110
339.0
343.0
354.0
355.0
356.0
357.0
358.0
359.0
360.0
361.0
363.0
364.0
369.0
380.0
383.0
384.0
385.0
390.0
392.0
393.0
413.0
443.0
444.0
511.0
Si
11.0–13.0
6.7–7.7
8.6–9.4
4.5–5.5
6.5–7.5
6.5–7.5
7.6–8.6
8.5–9.5
9.0–10.0
9.5–10.5
4.5–6.0
7.5–9.5
11.0–12.0
7.5–9.5
9.5–11.5
10.5–12.0
11.0–13.0
16.0–18.0
18.0–20.0
21.0–23.0
11.0–13.0
4.5–6.0
6.5–7.5
0.30–0.7
Fe
Cu
Mn
Mg
1.2
1.2
0.20
0.6
0.6
0.15
0.30
0.20
2.0
1.1
1.1
1.5
1.3
2.0
1.3
1.3
2.0
1.3
1.5
1.3
2.0
0.8
0.6
0.50
1.5–3.0
0.50–0.9
1.6–2.0
1.0–1.5
0.25
0.05
0.20
0.20
0.6
0.50
2.5–3.5
0.20
0.50
3.0–4.0
2.0–3.0
3.0–4.5
2.0–4.0
4.0–5.0
0.40–0.8
0.7–11
1.0
0.6
0.25
0.15
0.50
0.50
0.10
0.50
0.35
0.03
0.20
0.10
0.35
0.25
0.25
0.10
0.35
0.50
0.50
0.50
0.50
0.10
0.20–0.6
0.10
0.35
0.50
0.35
0.35
0.50–1.5
0.10
0.40–0.6
0.40–0.6
0.20–0.45
0.45–0.6
0.40–0.6
0.50–0.7
0.40–0.6
0.40–0.6
0.15–0.40
0.20–0.40
0.25–0.45
0.10
0.10
0.10
0.30
0.45–0.65
0.8–1.2
0.7–1.3
0.10
0.05
0.10
3.5–4.5
Cr
Ni
Zn
0.50–1.5
1.0
1.2–2.0
0.10
0.35
0.35
0.05
0.20
0.10
0.50
0.50
3.0–4.5
0.15
l.0
3.0
3.0
3.0
3.0
0.10
0.50
0.10
0.50
0.50
0.35
0.15
0.10
0.25
0.20
0.20–0.30
0.20–0.30
0.25–0.50
0.30–0.40
0.50
0.20–0.30
0.25
015
0.05
0.50
0.30
0.50
0.50
0.50
2.0–2.5
0.50
0.25
Sn
Ti
0.25
0.50
0.20
0.25
0.25
0.20
0.10–0.20
0.20
015
0.10
0.25
0.15
0.10
0.35
0.15
0.35
0.30
0.30
0.20
0.20
0.20
0.20
0.10–0.20
0.15
0.25
0.25
0.25
1066
TABLE E.2
Chemical Composition Limits of Cast Aluminum Alloys (Continued)
AA No
AA No
A05120
A05130
A05140
A05150
A05180
A05200
A05350
A07050
A07070
A07100
A07110
A07120
A07130
A07710
A07720
A08500
A08510
A08520
A08530
512.0
513.0
514.0
515.0
518.0
520.0
535.0
705.0
707.0
710.0
711.0
712.0
713.0
771.0
772.0
850.0
851.0
852.0
853.0
Si
1.4–2.2
0.30
0.35
0.50–1.0
0.35
0.25
0.15
0.20
0.20
0.15
0.30
0.30
0.25
0.15
0.15
0.7
2.0–3.0
0.40
5.5–6.5
Fe
0.6
0.40
0.50
1.3
1.8
0.30
0.15
0.8
0.8
0.50
0.7–1.4
0.50
1.1
0.15
0.15
0.7
0.7
0.7
0.7
Cu
Mn
Mg
0.35
0.10
0.15
0.20
0.25
0.25
0.05
0.20
0.20
0.35–0.65
0.35–0.65
0.25
0.40–1.0
0.10
0.10
0.7–1.3
0.7–1.3
1.7–2.3
3.0–40
0.8
0.30
0.35
0.40–0.6
0.35
0.15
0.10–0.25
0.40–0.6
0.40–0.6
0.05
0.05
0.10
0.6
0.10
0.10
0.10
0.10
0.10
0.50
3.5–4.5
3.5–4.5
3.5–4.5
2.5–4.0
7.5–8.5
9.5–10.6
6.2–7.5
1.4–1.8
1.8–2.4
0.6–0.8
0.25–0.45
0.50–0.65
0.20–0.50
0.8–1.0
0.6–0.8
0.10
0.10
0.6–0.9
Cr
Ni
0.25
0.15
0.20–0.40
0.20–0.40
0.40–0.6
0.35
0.06–0.20
0.06–0.20
0.15
0.7–1.3
0.30–0.7
0.9–1.5
Zn
0.35
1.4–2.2
0.15
0.10
0.15
0.15
Sn
Ti
0.25
0.20
0.25
0.15
2.7–3.3
4.0–4.5
6.0–7.0
6.0–7.0
5.0–6.5
7.0–8.0
6.5–7.5
6.0–7.0
5.5–7.0
5.5–7.0
5.5–7.0
5.5–6.0
0.25
0.10–0.25
0.25
0.25
0.25
0.20
0.15–0.25
0.25
0.10–0.20
0.10–0.20
0.20
0.20
0.20
0.20
1067
TABLE E.3
Wrought-Coppers—Standard Designations for Wrought Coppers (Composition as Maximum % Unless Indicated as Range
or Minimum)
Alloy
C10100
C10200
C10300
C10400
C10500
C10700
C10800
C10920
C10930
C10940
C11000
C11010
C11020
C11030
C11040
C11100
C11300
C11400
C11500
C11600
C11700
C12000
C12100
C12200
C12210
C12220
C12300
C12500
C12510
Cu (Ag)
99.99
99.95
99.95
99.95
99.95
99.95
99.95
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.9
99.88
99.9
Ag
As
Sb
0.0005
0.0004
P
0.0003
Te
Other
0.0002
.0010 Oxygen
.001–.005
0.027
0.034
0.085
.005–.012
.02 Oxygen
.02 Oxygen
.02 Oxygen
0.044
0.085
0.0005
0.0004
0.0002
0.027
0.034
0.054
0.085
0.04
.004–.012
.005–.012
.015–.040
.015–.025
.040–.065
.015–.040
0.014
0.012
0.003
0.003
0.03
.004–.02B
.025Te Se, .003Bi, .004Pb, .050Ni
.025Te Se, .005Bi, .020Pb, .050Ni, .05Fe, .05Sn,
.080Zn
1068
TABLE E.3
Wrought-Coppers—Standard Designations for Wrought Coppers (Composition as Maximum % Unless Indicated as Range
or Minimum) (Continued)
Alloy
C12900
C14180
C14181
C14200
C14300
C14410
C14415
C14420
C14500
C14510
C14520
C14530
C14700
C15000
C15100
C15500
Alloy
C15715
C15720
C15725
C15760
C15815
Cu (Ag)
99.88
99.9
99.9
99.4
99.9
99.9
99.96
99.9
99.9
99.85
99.9
99.9
99.9
99.8
99.85
99.75
Cu
99.62
99.52
99.43
98.77
97.82
Ag
As
Sb
0.054
0.012
0.003
P
Te
0.025
0.075
0.002
.015–.040
.15–.50
.005–.020
.004–.012
.010–.030
.004–.020
.001–.010
.002–.005
.027–.10
Al
.13–.17
.18–.22
.23–.27
.58–.62
.13–.17
.005–.05
.40–.7
.30–.7
.40–.7
.003–0.023
.040–.080
Fe
Pb
0.01
0.01
0.01
0.01
0.01
0.01
0.01
0.01
0.01
0.01
O
.12–.19
.16–.24
.20–.28
.52–.59
0.19
B
1.2–1.8
Other
.050Ni, .003Bi, .004Pb
.02Pb, .01Al
.002Cd, .005C, .002Pb, .002Zn
.05–.15Cd
.05Fe, .05Pb, 0–.20Sn
.10–.15Sn
.04–.15Sn
.05Pb
.003–.023Sn
.20–.50S
.10–.20Zr
.05–.15Zr
.08–.13Mg
1069
TABLE E.4
Wrought High Coppers Standard Designations for Wrought High Copper Alloys (Composition as Maximum % Unless
Indicated as Range or Minimum)
Alloy
Cu (Ag)
Fe
Sn
C16200
C16500
C17000
C17200
C17300
C17410
C17450
C17460
C17500
C17510
C17530
C18000
C18030
C18040
C18050
C18070
C18090
C18100
C18135
C18140
C18150
C18200
C18400
C18665
C18700
C18835
C18900
C18980
C18990
C19000
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
99
96.0 min
98.7 min
Rem.
Rem.
Rem.
Rem.
Rem.
99.0 min.
99.5 min.
99.0 min
Rem.
98
Rem.
Rem.
0.02
0.02
.50–.7
0.2
0.2
0.2
0.1
0.1
0.2
0.15
Ni
.50–1.0
1.0–1.4
1.4–2.2
1.8–2.5
1.8–3.0
.50–1.2
.30–1.2
0.1
0.15
0.1
Cr
.35–.6
0.25
0.25
.08–.12
.20–.30
0.1
Co
.15–.55
.6–.9
1
1.8–2.2
2.4–2.7
0.3
.10–.8
.10–.20
.25–.35
.05–.15
.15–.40
.20–1.0
.40–1.2
.20–.6
.15–.45
.50–1.5
.6–1.2
.40–1.2
Si
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
.40–.8
Be
1.60–1.79
1.80–2.00
1.80–2.00
.15–.50
.15–.50
.15–.50
.40–.7
.20–.6
.20–.40
Pb
0.02
.20–.6
.005–.05
.15–.40
0.5
0.05
.005As, .005Ca, .05Li, .05P, .7Zn
.40–.9Mg, .002–.04P
.8–1.5
0.05
0.02
0.02
.10–.20
.9–1.3
.7–1.2Cd
.6–1.0Cd
.20Al
.20Al
.20Al
.20Al
.20Al, .10–.50Zr
.20Al, .10–.50Zr
.20Al
.20Al
.6Al
.005–.015P
.005–.015P, .05–.15Zn
.005–.015Te
.01–.40Ti
.15–.8Ti
.03–.06Mg, .08–.20Zr
.20–.6Cd
.05–.25Zr
.05–.25Zr
.02–.07
0.1
0.1
Other
0.05
.01P, .30Zn
.05P, .30Mn, .10Zn
.50Mn, .15P
.005–.015P
.8Zn, .15–.35P
1070
TABLE E.4
Wrought High Coppers Standard Designations for Wrought High Copper Alloys (Composition as Maximum % Unless
Indicated as Range or Minimum) (Continued)
Alloy
Cu (Ag)
C19010
C19015
C19020
C19025
C19030
C19100
C19140
C19150
C19160
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Alloy
C19200
C19210
C19220
C19260
C19280
C19400
C19410
C19450
C19500
C19520
C19700
C19710
C19750
C19900
Fe
Sn
Ni
.30–.9
0.1
0.2
0.05
0.05
0.05
Cu
Fe
98.5 min.
Rem.
Rem.
98.5 min.
Rem.
97.0 min.
Rem.
Rem.
96.0 min.
96.6 min.
Rem.
Rem.
Rem.
Rem.
.8–1.2
.05–.15
.10–.30
.40–.8
.50–1.5
2.1–2.6
1.8–2.3
1.5–3.0
1.0–2.0
.50–1.5
.30–1.2
.05–.40
.35–1.2
1.0–1.5
0.05
0.05
0.05
Sn
Co
Cr
Si
.8–1.8
.50–2.4
.50–3.0
.8–1.2
1.5–2.0
.9–1.3
.8–1.2
.8–1.2
.8–1.2
Zn
Al
Pb
0.2
0.2
.05–.40
0.2
0.2
0.2
P
.01–.04
.025–.040
.03–.07
.30–.7
.05–.20
.10–.20
0.2
Other
0.02
0.1
.40–.8
.50–1.0
.8–1.2
.01–.05P
.02–.20P, .02–.15Mg
.01–.20P
.03–.07P, n Si
.01–.03P
.50Zn, .35–.6Te, .15–.35P
.50Zn, .15–.35P
.50Zn, .15–.35P
.50Zn, .15–.35P
.7–1.1
.05–.10
.6–.9
.8–2.5
.10–1.0
Pb
.15–.35
.10–.40
0.2
.30–.7
Be
0.03
0.02
0.02
.01–3.5
0.05
0.05
0.05
.005–.015
.015–.15
.015–.050
.005–.05
.01–.35
.10–.40
.07–.15
.10–.40
Other
.005–.015B, .10–.25Ni
.20–.40Ti, .02–.15Mg
.30–1.3Co
.01–.20Mg, .05Ni, .05Co, .05Mn
.10 Ni Co, .05Mn, .03–.06Mg
.01–.20Mg, .05Ni, .05Co, .05Mn
2.9–3.4Ti
1071
TABLE E.5
Wrought-Brasses—Standard Designations for Wrought Brasses (Composition as Maximum % Unless Indicated as Range
or Minimum)
Part 1. Copper-zinc alloys (brasses)
Alloy
Cu
Pb
Fe
Zn
C21000
C22000
C22600
C23000
C23030
C23400
C24000
C24080
C26000
C26130
C26200
C26800
C27000
C27200
C27400
C28000
94.0–96.0
89.0–91.0
86.0–89.0
84.0–86.0
83.5–85.5
81.0–84.0
78.5–81.5
78.0–82.0
68.5–71.5
68.5–71.5
67.0–70.0
64.0–68.5
63.0–68.5
62.0–65.0
61.0–64.0
59.0–63.0
0.03
0.05
0.05
0.05
0.05
0.05
0.05
0.2
0.07
0.05
0.07
0.15
0.1
0.07
0.1
0.3
0.05
0.05
0.05
0.05
0.05
0.05
0.05
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Alloy
Cu
Pb
C31200
C31400
C31600
C32000
C33000
C33200
C33500
C34000
87.5–90.5
87.5–90.5
87.5–90.5
83.5–86.5
65.0–68.0
65.0–68.0
62.0–65.0
62.0–65.0
.7–1.2
1.3–2.5
1.3–2.5
1.5–2.2
.25–.7
1.5–2.5
.25–.7
.8–1.5
0.05
0.05
0.05
0.05
0.07
0.07
0.05
0.07
Other
.20–.40Si
.10Al
.02–.08As
Part 2. Copper-zinc-lead alloys (leaded brasses)
Fe
0.1
0.1
0.1
0.1
0.07
0.07
.15
.15
Zn
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Other
.25Ni
.7Ni
.7–1.2Ni, .04–.10P, .25Ni
1072
TABLE E.5 Wrought-Brasses—Standard Designations for Wrought Brasses (Composition as Maximum % Unless Indicated as Range
or Minimum) (Continued)
Part 2. Copper-zinc-lead alloys (leaded brasses)
Alloy
C34200
C34500
C35000
C35300
C35330
C35600
C36000
C36500
C37000
C37100
C37700
C37710
C38000
C38500
Cu
Pb
62.0–65.0
62.0–65.0
60.0–63.0
60.0–63.0
59.5–64.0
60.0–63.0
60.0–63.0
58.0–61.0
59.0–62.0
58.0–62.0
58.0–61.0
56.5–60.0
55.0–60.0
55.0–59.0
1.5–2.5
1.5–2.5
.8–2.0
1.5–2.5
1.5–3.5
2.0–3.0
2.5–3.7
.25–.7
.8–1.5
.6–1.2
1.5–2.5
1.0–3.0
1.5–2.5
2.5–3.5
Fe
.15
0.15
.15
.15
.15
0.35
0.15
0.15
0.15
0.3
0.3
0.35
0.35
Sn
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Zn
P
Other
.02–.25As
.25Sn
.50Al, 0.30Sn
Part 3. Copper-zinc-tin alloys (tin brasses)
Alloy
Cu
C40400
C40500
C40810
C40850
C40860
C41000
C41100
C41300
C41500
C42000
C42200
C42500
C42520
C43000
C43400
94.0–96.0
94.0–96.5
94.5–96.5
94.0–96.0
91.0–93.0
89.0–92.0
89.0–93.0
89.0–93.0
88.0–91.0
86.0–89.0
87.0–90.0
88.0–91.0
84.0–87.0
84.0–87.0
Pb
Fe
0.05
0.05
0.05
0.05
0.05
0.1
0.1
0.1
0.05
.08–.12
.05–.20
.01–.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.1
0.05
0.05
0.05
.05–.20
0.05
0.05
Sn
.35–.7
.7–1.3
1.8–2.2
2.6–4.0
1.7–2.3
2.0–2.8
.30–.7
.7–1.3
1.5–2.2
1.5–2.0
.8–1.4
1.5–3.0
1.5–3.0
1.7–2.7
.40–1.0
Zn
2.0–3.0
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem
Rem.
Rem.
P
Other
.028–.04
.02–.04
.02–.04
.11–.20Ni
.05–.20Ni
.05–.20Ni
0.25
0.35
0.35
.02–.04
.05–.20Ni
1073
TABLE E.5 Wrought-Brasses—Standard Designations for Wrought Brasses (Composition as Maximum % Unless Indicated as Range
or Minimum) (Continued)
Part 3. Copper-zinc-tin alloys (tin brasses)
Alloy
Cu
Pb
C43500
C43600
C44300
C44400
C44500
C46200
C46400
C46500
C47000
C47940
C48200
C48500
C48600
79.0–83.0
80.0–83.0
70.0–73.0
70.0–73.0
70.0–73.0
62.0–65.0
59.0–62.0
59.0–62.0
57.0–61.0
63.0–66.0
59.0–62.0
59.0–62.0
59.0–62.0
0.1
0.05
0.07
0.07
0.07
0.2
0.2
0.2
0.05
1.0–2.0
.40–1.0
1.3–2.2
1.0–2.5
Fe
0.05
0.05
0.06
0.06
0.06
0.1
0.1
0.1
.10–1.0
0.1
0.1
Sn
.6–1.2
.20–.50
.8–1.2
.8–1.2
.8–1.2
.50–1.0
.50–1.0
.50–1.0
.25–1.0
1.2–2.0
.50–1.0
.50–1.0
.30–1.5
Zn
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
P
Other
.02–.06As
.02–.10Sb
.02–.10
.02–.06As
.01Al
.10–.50Ni (Co)
.02–.25As
1074
TABLE E.6
Wrought-Bronzes—Standard Designations for Wrought Bronzes (Composition as Maximum % Unless Indicated as Range
or Minimum)
Part 1. Copper-tin-phosporus alloys (phosphor bronzes)
Alloy
C50100
C50200
C50500
C50510
C50700
C50710
C50715
C50725
C50780
C50900
C51000
C51080
C51100
C51180
C51800
C51900
C51980
C52100
C52180
C52400
Cu
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
94.0 min.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Pb
Fe
0.05
0.05
0.05
0.05
10
0.1
0.05
0.1
0.02
0.02
0.05
0.05
0.05
0.05
0.05
0.05
0.02
0.05
0.05
0.05
0.05
0.05
.05–0.15
.05–.20
.05–.20
0.1
0.1
.05–.20
0.1
.05–.20
0.1
.05–.20
0.1
.05–.20
0.1
Sn
.50–.8
1.0–1.5
1.0–1.7
1.0–1.5
1.5–2.0
1.7–2.3
1.7–2.3
1.5–2.5
1.7–2.3
2.5–3.8
4.2–5.8
4.8–5.8
3.5–4.9
3.5–4.9
4.0–6.0
5.0–7.0
5.5–7.0
7.0–9.0
7.0–9.0
9.0–11.0
Zn
P
0.3
.10–25
1.5–3.0
0.3
0.3
0.3
0.3
0.3
0.3
0.3
0.2
0.3
0.2
.01–.05
0.04
.03–.35
.02–.07
0.3
0.15
.025–0.04
.02–.06
.02–.10
.03–.30
.03–.35
.02–.10
.03–35
.02–.10
.10–.35
.03–.35
.02–.10
.03–.35
.02–.10
.03–.35
Elements
.15–.40Ni
.10–.40Ni
.05–.20Ni
.05–.20Ni
.05–.20Ni
.01Al
.05–.20Ni
.05–.20Ni
Part 2. Copper-tin-lead-phosphorus alloys (leaded phosphor bronzes)
Alloy
Cu
C53400
C54400
Rem.
Rem.
Pb
.8–1.2
3.5–4.5
Fe
0.1
0.1
Sn
Zn
3.5–5.8
3.5–4.5
0.3
1.5–4.5
P
.03–.35
.01–.50
1075
TABLE E.6 Wrought-Bronzes—Standard Designations for Wrought Bronzes (Composition as Maximum % Unless Indicated as Range
or Minimum) (Continued)
Part 3. Copper-phosphorus and copper-silver-phosphorus alloys (brazing alloys)
Alloy
Cu
C55180
C55181
C55280
C55281
C55282
C55283
C55284
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Ag
P
1.8–2.2
4.8–5.2
4.8–5.2
5.8–6.2
14.5–15.5
4.8–5.2
7.0–7.5
6.8–7.2
5.8–6.2
6.5–7.0
7.0–7.5
4.8–5.2
Part 4. Copper-aluminum alloys (aluminum bronzes)
Alloy
C60800
C61000
C61300
C61400
C61500
C61550
C61800
C61900
C62200
C62300
C62400
C62500
C62580
C62581
C62582
C63000
C63010
Pb
0.1
0.02
0.01
0.01
0.015
0.05
0.02
0.02
0.02
0.02
0.02
2
Fe
0.1
0.5
2.0–3
1.5–3.5
0.2
.50–1.5
3.0–4.5
3.0–4.2
2.0–4
2.0–4.5
3.5–5.5
3.0–5
3.0–5
3.0–5
2.0–4
2.0–3.5
Sn
.20–0.5
0.05
0.6
Zn
0.2
0.1
0.2
0.8
0.02
0.8
0.02
0.6
0.2
0.2
0.2
0.02
0.02
0.02
0.3
0.3
Al
5.0–6.5
6.0–8.5
6.0–7.5
6.0–8
7.7–8.3
5.5–6.5
8.5–11
8.5–10
11.0–12
8.5–10
10.0–11.5
12.5–13.5
12.0–13
13.0–14
14.0–15
9.0–11
9.7–10.9
Mn
Si
Ni (Co)
Other
.02–.35As
0.2
1
0.1
0.1
0.15
1.8–2.2
1.5–2.5
1
0.1
0.5
0.3
2
1.5
1.5
0.1
0.25
0.25
0.04
0.04
0.04
0.25
1
4.0–5.5
4.5–5.5
.015P
.015P
.8Zn
1076
TABLE E.6 Wrought-Bronzes—Standard Designations for Wrought Bronzes (Composition as Maximum % Unless Indicated as Range
or Minimum) (Continued)
Part 4. Copper-aluminum alloys (aluminum bronzes)
Alloy
C63020
C63200
C63280
C63380
C63400
C63600
C63800
C64200
C64210
Pb
0.03
0.02
0.02
0.02
0.05
0.05
0.05
0.05
0.05
Fe
4.0–5.5
3.5–4.3
3.0–5
2.0–4
0.15
0.15
0.2
0.3
0.3
Sn
0.25
0.2
0.2
0.2
0.2
Zn
0.3
0.15
0.5
0.5
0.8
0.5
0.5
Al
Mn
10.0–11
8.7–9.5
8.5–9.5
7.0–8.5
2.6–3.2
3.0–4
2.5–3.1
6.3–7.6
6.3–7
1.5
1.2–2
.6–3.5
11.0–14
0.1
0.1
0.1
Si
Ni (Co)
4.2–6
4.0–4.8
4.0–5.5
1.5–3
0.15
0.15
0.2
0.25
0.25
0.1
0.1
.25–0.45
.7–1.3
1.5–2.1
1.5–2.2
1.5–2
Other
.20Co
.15As
.15As
.25–.55Co
.15As
.15As
Part 5. copper-silicon alloys (silicon bronzes)
Alloy
Cu (Ag)
C64700
C64710
C64725
C64730
C64740
C64900
C65100
C65400
C65500
C65600
C66100
Rem.
95.0 min.
95.0 min.
93.5 min.
95.0 min.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Pb
0.1
0.01
.10max
0.05
0.05
0.05
0.05
0.02
.20–8
Fe
Sn
0.1
0.25
0.1
0.8
.20–.8
1.0–1.5
1.5–2.5
1.2–1.6
1.2–1.9
0.8
0.5
0.25
1.5
Zn
0.5
.20–0.5
.50–1.5
.20–0.5
.20
0.2
1.5
0.5
1.5
1.5
1.5
Mn
0.1
0.1
0.7
.50–1.3
1.5
1.5
Si
Ni (Co)
.40–8
.50–9
.20–.8
.50–9
.05–.50
.8–1.2
.8–2.0
2.7–3.4
2.8–3.8
2.8–4
2.8–3.5
1.6–2.2
2.9–3.5
1.3–2.7
2.9–3.5
1.0–2
0.1
Other
.01Ca, .20Mg, .20Cr
.01Ca, .05Mg
.10Al
.01–.12Cr
0.6
.01Al
1077
TABLE E.6
Wrought-Bronzes—Standard Designations for Wrought Bronzes (Composition as Maximum % Unless Indicated as Range
or Minimum) (Continued)
Part 6. Other copper-zinc alloys
Alloy
Cu (Ag)
Pb
C66300
C66400
C66410
C66420
C66700
C66800
C66900
C67000
C67300
C67400
C67420
C67500
C67600
C68000
C68100
C68700
C68800
C69050
C69100
C69400
C69430
C69700
C69710
84.5–87.5
Rem.
Rem.
Rem.
68.5–71.5
60.0–63
62.5–64.5
63.0–68
58.0–63
57.0–60.0
57.0–58.5
57.0–60
57.0–60
56.0–60
56.0–60
76.0–79
Rem.
70.0–75
81.0–84
80.0–83
80.0–83
75.0–80
75.0–80
0.05
0.015
0.015
Fe
0.07
0.5
0.05
0.2
.40–3
0.5
.25–8
0.2
.50–1
0.05
0.05
0.07
0.05
1.4–2.4
1.3–1.7
1.8–2.3
.50–1.5
0.1
0.35
0.05
2.0–4
0.5
0.35
.15–55
.8–2.0
.40–1.3
.25–1.25
.25–1.25
0.06
0.2
0.05
0.3
0.3
.50–1.5
.50–1.5
0.25
0.2
0.2
0.2
0.2
Sn
1.5–3
0.05
0.05
0.3
0.5
0.3
0.3
0.35
.50–1.5
.50–1.5
.75–1.1
.75–1.1
0.1
Zn
Rem.
11.0–12
11.0–12
12.0–17
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
21.3–24.1
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Ni (Co)
Al
Mn
Si
Other
.35–.20Co
.30–.7Co
0.25
0.25
0.25
0.25
0.25
3.0–6
0.25
.50–2
1.0–2
0.25
.20–8
.50–1.5
.8–1.4
0.01
0.01
1.8–2.5
3.0–3.8
3.0–4
.7–1.2
.8–1.5
2.0–3.5
11.5–12.5
2.5–5
2.0–3.5
2.0–3.5
1.5–2.5
.05–0.5
.05–.50
.01–0.5
.01–.50
.10 min.
0.4
0.4
.50
.50–1.5
.50–1.5
.25–7
.04–0.15
.04–.15
.10–0.6
.8–1.3
3.5–4.5
3.5–4.5
2.5–3.5
2.5–3.5
.02–.06As
.25–.55Co
.01–.20Zr
.03–.06As
.03–.06As
1078
TABLE E.7
Wrought Copper-Nickel Alloys—Standard Designations for Wrought Copper-Nickel Alloys (Composition as Maximum %
Unless Indicated as Range or Minimum)
Alloy
Cu (Ag)
C70100
C70200
C70250
C70260
C70400
C70500
C70600
C70610
C70620
C70690
C70700
C70800
C71000
C71100
C71300
C71500
C71520
C71580
C71581
C71590
C71640
C71700
C71900
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
86.5 min.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
65.0 min.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
C72150
C72200
C72420
C72500
C72650
C72700
C72800
C72900
C72950
Pb
Fe
Zn
Ni
0.05
0.1
0.2
0.25
0.05
0.05
Sn
Mn
1.3–1.7
0.1
1.0–1.8
1.0–2.0
1.0–1.8
0.005
0.05
0.05
0.1
0.05
1
0.05
0.1
0.05
0.2
0.02
.40–1.0
.40–1.0 0.5
0.05
0.5
0.02
.40–.7
0.001 0.15
0.01
1.7–2.3
.40–1.0
0.015 0.5
0.05
3.0–4.0
2.0–3.0
2.2–4.2
1.0–3.0
4.8–6.2
5.8–7.8
9.0–11.0
10.0–11.0
9.0–11.0
9.0–11.0
9.5–10.5
10.5–12.5
19.0–23.0
22.0–24.0
23.5–26.5
29.0–33.0
29.0–33.0
29.0–33.0
29.0–32.0
29.0–31.0
29.0–32.0
29.0–33.0
28.0–33.0
Rem.
Rem.
Rem.
Rem.
Rem
Rem.
Rem.
0.05
0.05
0.02
0.05
0.01
0.02
0.005
0.1
.50–1.0
.7–1.2
0.6
0.1
0.5
0.5
0.2
1
0.2
0.5
0.1
0.5
1
43.0–46.0
15.0–18.0
13.5–16.5
8.5–10.5
7.0–8.0
8.5–9.5
9.5–10.5
0.1
1.8–2.8
4.5–5.5
5.5–6.5
7.5–8.5
0.05
1
3.5–5.5
0.2
0.1
.05–.30
.05–.30
Rem.
Rem.
0.02
0.05
0.5
0.6
0.5
14.5–15.5
20.0–22.0
7.5–8.5
4.5–5.7
0.3
0.6
0.05
0.05
0.05
0.01
0.02
0.001
1
1
0.2
1
0.5
0.001
0.2
1
0.2
1
1
0.5
0.05
0.001
0.5
0.4
0.1
0.001
.30–.8
0.15
1
.50–1.0
1
0.001
0.5
0.15
1
0.15
1
1
1
0.3
1
0.5
1.5–2.5
.20–1.0
Other
.05–.30Mg, .25–1.2Si
.20–.7Si, .005P
.05S,.05C
.05C, .02P, 02S
.05C, .02P, .02S
.03S, .06C
.30–.7Be
2.2–3.0Cr, .02–.35Zr, .01–.20Ti, .04C, .25Si, .015S,
.02P
.10C, .50Si
.30–.7Cr, .03Si, .03Ti
1.0–2.0Al, .50Cr, .15Si. .05Mg, .15S, .01P, .05C
.10Nb, .15Mg
.10Al, .001B, .001Bi, .10–.30Nb, .005–.15Mg,
.005P, .0025S, .02Sb, .05Si, .01Ti
.10Nb, .15Mg
1079
TABLE E.8 Wrought Nickel-Silvers—Standard Designations for Wrought Nickel-Silver Alloys (Composition
as Maximum % Unless Indicated as Range or Minimum)
Alloy
Cu (Ag)
Pb
Fe
Zn
Ni (Co)
C73500
C74000
C74300
C74500
C75200
C75400
C75700
C76000
C76200
C76400
C76700
C77000
C77300
C77400
C78200
C79000
C79200
C79800
C79830
70.5–73.5
69.0–73.5
63.0–66.0
63.5–66.5
63.5–66.5
63.5–66.5
63.5–66.5
60.0–63.0
57.0–61.0
58.5–61.5
55.0–58.0
53.5–56.5
46.0–50.0
43.0–47.0
63.0–67.0
63.0–67.0
59.0–66.5
45.5–48.5
45.5–47.0
0.1
0.1
0.1
0.1
0.05
0.1
0.05
0.1
0.1
0.05
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.05
0.05
0.2
1.5–2.5
1.5–2.2
.8–1.4
1.5–2.5
1.0–2.5
0.25
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
16.5–19.5
9.0–11.0
7.0–9.0
9.0–11.0
16.5–19.5
14.0–16.0
11.0–13.0
7.0–9.0
11.0–13.5
16.5–19.5
14.0–16.0
16.5–19.5
9.0–11.0
9.0–11.0
7.0–9.0
11.0–13.0
11.0–13.0
9.0–11.0
9.0–10.5
0.35
0.35
0.25
0.25
0.45
Mn
Other
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.5
0.5
.01Al, .25P, .04–.25Si
0.5
0.5
0.5
1.5–2.5
.15–.55
1080
TABLE E.9 Cast Coppers and High Coppers—Standard Designations for Cast Coppers and High Coppers (Composition as Maximum
% Unless Indicated as Range or Minimum)
Alloy
Cu (Ag)
C80100
C80410
C81100
C81200
C81400
C81500
C81540
C82000
C82200
C82400
C82500
C82510
C82600
C82700
C82800
99.95
99.9
99.7
99.9
Rem.
Rem.
95.1 min.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
P
Be
Co
Si
Ni
Fe
Al
Sn
Pb
Zn
Cr
0.1
0.15
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.02
0.02
0.02
0.1
0.1
0.1
.6–1.0
.40–1.5
.10–.6
0.1
0.2
0.25
0.25
0.25
0.25
0.25
0.15
0.15
0.15
0.15
0.15
0.15
0.1
0.1
0.1
0.1
0.1
0.1
0.02
0.02
0.02
0.02
0.02
0.02
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.1
0.1
.045–.065
.02–.10
.45–.8
.35–.8
1.60–1.85
1.90–2.25
1.90–2.15
2.25–2.55
2.35–2.55
2.50–2.85
2.40–2.70
0.3
.20–.65
.35–.70
1.0–1.2
.35–.65
.35–.70
0.15
.40–.8
0.15
.20–.35
.20–.35
.20–.35
0.15
.20–.35
2.0–3.0
0.2
1.0–2.0
0.2
0.2
0.2
0.2
1.0–1.5
0.2
1081
TABLE E.10
Cast Brasses
Part 1. Copper-tin-zinc and copper-tin-zinc-lead alloys (red and leaded red brasses)
Alloy
C83300
C83400
C83450
C83500
C83600
C83800
C83810
Cu
Sn
Pb
Zn
Fe
Sb
92.0–94.0
88.0–92.0
87.0–89.0
86.0–88.0
84.0–86.0
82.0–83.8
Rem.
1.0–2.0
0.2
2.0–3.5
5.5–6.5
4.0–6.0
3.3–4.2
2.0–3.5
1.0–2.0
0.5
1.5–3.0
3.5–5.5
4.0–6.0
5.0–7.0
4.0–6.0
2.0–6.0
8.0–12.0
5.5–7.5
1.0–2.5
4.0–6.0
5.0–8.0
7.5–9.5
0.25
0.3
0.25
0.3
0.3
0.5
0.25
0.25
0.25
0.25
0.25
As
Ni
S
1
.8–2.0
.50–1.0
1
1
2
0.08
0.08
0.08
0.08
0.08
P
0.03
0.03
0.03
0.05
0.03
Al
Si
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.1
Part 2. Copper-tin-zinc and copper-tin-zinc-lead alloys (semi-red and leaded semi-red brasses)
Alloy
C84200
C84400
C84410
C84500
C84800
Cu
Sn
Pb
Zn
78.0–82.0
78.0–82.0
Rem.
77.0–79.0
75.0–77.0
4.0–6.0
2.3–3.5
3.0–4.5
2.0–4.0
2.0–3.0
2.0–3.0
6.0–8.0
7.0–9.0
6.0–7.5
5.5–7.0
10.0–16.0
7.0–10.0
7.0–11.0
10.0–14.0
13.0–17.0
Fe
Sb
Ni
S
P
Al
Si
Bi
0.4
0.4
0.25
0.25
0.4
0.4
0.25
0.25
0.8
1
1
1
1
0.08
0.08
0.05
0.02
0.02
0.02
0.005
0.005
0.2
0.005
0.005
0.05
0.08
0.08
0.005
0.005
0.01
0.005
0.005
P
Al
Si
0.05
0.02
0.005
0.35
0.05
0.05
0.05
0.01
0.8
0.55
0.05
0.25
Part 3. Copper-zinc and copper-zinc-lead alloys (yellow and leaded yellow brasses)
Alloy
C85200
C85400
C85500
C85700
C85800
Cu
Sn
Pb
Zn
70.0–74.0
65.0–70.0
59.0–63.0
58.0–64.0
57.0 min.
.7–2.0
.50–1.5
0.2
.50–1.5
1.5
1.5–3.8
1.5–3.8
0.2
.8–1.5
1.5
20.0–27.0
24.0–32.0
Rem.
32.0–40.0
31.0–41.0
Fe
Sb
Ni
0.6
0.7
0.2
0.7
0.5
0.2
1
1
0.2
1
0.5
0.05
Mn
As
S
0.2
0.25
0.05
1082
TABLE E.10
Continued
Cast Brasses
Part 4. Manganese bronze and leaded manganese bronze alloys (high-strength and leaded high-strength yellow brasses)
Alloy
C86100
C86200
C86300
C86400
C86500
C86550
C86700
C86800
Cu
Sn
Pb
Zn
Fe
Ni
Al
Mn
66.0–68.0
60.0–66.0
60.0–66.0
56.0–62.0
55.0–60.0
57.0 min.
55.0–60.0
53.5–57.0
0.2
0.2
0.2
.50–1.5
1
1
1.5
1
0.2
0.2
0.2
.50–1.5
0.4
0.5
.50–1.5
0.2
Rem.
22.0–28.0
22.0–28.0
34.0–42.0
36.0–42.0
Rem.
30.0–38.0
Rem.
2.0–4.0
2.0–4.0
2.0–4.0
.40–2.0
.40–2.0
.7–2.0
1.0–3.0
1.0–2.5
1
1
1
1
1
1
2.5–4.0
4.5–5.5
3.0–4.9
5.0–7.5
.50–1.5
.50–1.5
.50–2.5
1.0–3.0
2
2.5–5.0
2.5–5.0
2.5–5.0
.10–1.5
.10–1.5
.10–3.0
.10–3.5
2.5–4.0
Si
0.1
Part 5. Copper-silicon alloys (silicon bronzes and silicon brasses)
Alloy
C87300
C87400
C87500
C87600
C87610
C87800
Cu
Sn
94.0 min.
79.0 min.
79.0 min.
88.0 min.
90.0 min.
80.0 min.
Pb
0.2
1
0.5
0.5
0.2
0.15
0.25
Zn
Fe
0.25
12.0–16.0
12.0–16.0
4.0–7.0
3.0–5.0
12.0–16.0
Al
0.2
0.8
0.5
0.2
0.2
0.15
0.15
Si
Mn
3.5–4.5
2.5–4.0
3.0–5.0
3.5–5.5
3.0–5.0
3.8–4.2
.8–1.5
0.25
0.25
0.15
Mg
Ni
S
0.01
0.2
0.05
Other
.01P
Part 6. Copper-bismuth and copper-bismuth-selenium alloys (high-strength and leaded high-strength yellow brasses)
Alloy
Cu
Sn
Pb
Zn
Fe
Sb
Ni
S
P
Al
Si
Bi
C89320
C89510
C89520
C89550
C89844
C89940
87.0–91
86.0–88
85.0–87
58.0–64
83.0–86
64.0–68.0
5.0–7
4.0–6
5.0–6
.50–1.5
3.0–5
3.0–5
0.09
0.25
0.25
0.2
0.2
0.01
1
4.0–6
4.0–6
32.0–40
7.0–10
3.0–5
0.2
0.3
0.3
0.7
0.3
.7–2
0.35
0.25
0.25
1
1
1
1
1
20.0–23
0.08
0.08
0.08
0.3
0.05
0.05
0.005
0.005
0.005
0.08
0.05
0.05
.10–0.15
0.005
0.005
0.005
.30–0.7
0.005
0.005
4.0–6
.50–1.5
1.9–2.2
.7–2
2.0–4
4.0–5.5
0.25
0.1
0.005
0.15
Se
Other
.35–0.7
.8–1.2
.07–0.25
⫺64
.20Mn
1083
TABLE E.11 Cast Bronzes (Continued)
Part 1. Copper-tin alloys (tin bronzes)
Alloy
C90200
C90300
C90500
C90700
C90710
C90800
C90810
C90900
C91000
C91100
C91300
C91600
C91700
Cu
Sn
91.0–94.0
86.0–89.0
86.0–89.0
88.0–90.0
Rem.
85.0–89.0
Rem.
86.0–89.0
84.0–86.0
82.0–85.0
79.0–82.0
86.0–89.0
84.0–87.0
6.0–8.0
7.5–9.0
9.0–11.0
10.0–12.0
10.0–12.0
11.0–13.0
11.0–13.0
12.0–14.0
14.0–16.0
15.0–17.0
18.0–20.0
9.7–10.8
11.3–12.5
Pb
0.3
0.3
0.3
0.5
0.25
0.25
0.25
0.25
0.2
0.25
0.25
0.25
0.25
Zn
Fe
Sb
Ni
S
P
Al
Si
0.5
3.0–5.0
1.0–3.0
0.5
0.05
0.25
0.3
0.25
1.5
0.25
0.25
0.25
0.25
0.2
0.2
0.2
0.15
0.1
0.15
0.15
0.15
0.1
0.25
0.25
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.2
0.5
1
1
0.5
0.1
0.5
0.5
0.5
0.8
0.5
0.5
12–2.0
1.2–2.0
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.05
0.3
.05–1.2
0.3
.15–.8
0.05
0.05
1
1
0.3
0.3
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
Mn
Part 2. Copper-tin-lead alloys (leaded tin bronzes)
Alloy
C92200
C92210
C92220
C92300
C92310
C92400
C92410
C92500
C92600
C92610
C92700
C92710
Cu
Sn
Pb
Zn
Fe
Sb
Ni
S
P
86.0–90.0
86.0–89.0
86.0–88.0
85.0–89.0
Rem.
86.0–89.0
Rem.
85.0–88.0
86.0–88.5
Rem.
86.0–89.0
Rem.
5.5–6.5
4.5–5.5
5.0–6.0
7.5–9.0
7.5–8.5
9.0–11.0
6.0–8.0
10.0–12.0
9.3–10.5
9.5–10.5
9.0–11.0
9.0–11.0
1.0–2.0
1.7–2.5
1.5–2.5
.30–1.0
.30–1.5
1.0–2.5
2.5–3.5
1.0–1.5
.8–1.5
.30–1.5
1.0–2.5
4.0–6.0
3.0–5.0
3.0–4.5
3.0–5.5
2.5–5.0
3.5–4.5
1.0–3.0
1.5–3.0
0.5
1.3–2.5
1.7–2.8
0.7
1
0.25
0.25
0.25
0.25
0.25
0.2
0.05
0.05
0.05
0.05
0.03
0.05
0.05
0.25
0.2
0.3
0.2
0.15
0.2
0.2
0.25
0.25
0.25
0.25
1
.7–1.0
.50–1.0
1
1
1
0.2
.8–1.5
0.7
1
1
2
0.05
0.05
0.05
0.05
0.3
0.03
0.05
0.05
0.25
0.1
0.25
0.25
0.25
Al
Si
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
Mn
0.03
0.05
0.03
1084
TABLE E.11 Cast Bronzes (Continued)
Part 2. Copper-tin-lead alloys (leaded tin bronzes)
Alloy
C92800
C92810
C92900
Cu
78.0–82.0
78.0–82.0
82.0–86.0
Sn
15.0–17.0
12.0–14.0
9.0–11.0
Pb
4.0–6.0
4.0–6.0
2.0–3.2
Zn
Fe
Sb
Ni
0.8
0.5
0.25
0.2
0.5
0.2
0.25
0.25
0.25
S
0.8
0.8–1.2
2.8–4.0
P
0.05
0.05
0.05
Al
0.05
0.05
0.5
Si
0.005
0.005
0.005
Mn
0.005
0.005
0.005
Part 3. Copper-tin-lead alloys (high-leaded tin bronzes)
Alloy
C93100
C93200
C93400
C93500
C93600
C93700
C93720
C93800
C93900
C94000
C94100
C94300
C94310
C94320
C94330
C94400
C94500
Cu
Rem.
81.0–85.0
82.0–85.0
83.0–86.0
79.0–83.0
78.0–82.0
83.0 min.
75.0–79.0
76.5–79.5
69.0–72.0
72.0–79.0
67.0–72.0
Rem.
Rem.
68.5–75.5
Rem.
Rem.
Sn
6.5–8.5
6.3–7.5
7.0–9.0
4.3–6.0
6.0–8.0
9.0–11.0
3.5–4.5
6.3–7.5
5.0–7.0
12.0–14.0
4.5–6.5
4.5–6.0
1.5–3.0
4.0–7.0
3.0–4.0
7.0–9.0
6.0–8.0
Pb
2.0–5.0
6.0–8.0
7.0–9.0
8.0–10.0
11.0–13.0
8.0–11.0
7.0–9.0
13.0–16.0
14.0–18.0
14.0–16.0
18.0–22.0
23.0–27.0
27.0–34.0
24.0–32.0
21.0–25.0
9.0–12.0
16.0–22.0
Zn
Fe
Sb
Ni
S
P
Al
Si
2
1.0–4.0
0.8
2
1
0.8
4
0.8
1.5
0.5
1
0.8
0.5
0.25
0.2
0.2
0.2
0.2
0.7
0.7
0.15
0.4
0.25
0.25
0.15
0.5
0.35
0.7
0.15
0.15
0.25
0.35
0.5
0.3
0.55
0.5
0.5
0.8
0.5
0.5
0.8
0.8
0.5
1
1
1
1
1
0.5
0.5
1
0.8
.50–1.0
1
1
.25–1.0
0.05
0.08
0.08
0.08
0.08
0.08
0.3
0.15
0.5
0.05
0.15
0.1
0.1
0.05
1.5
0.05
0.05
0.08
0.05
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.005
0.5
0.8
0.8
0.5
1
1
0.1
0.5
0.05
0.005
0.005
0.005
0.005
3
0.8
1.2
0.08
0.08
0.08
0.08
0.08
0.08
0.08
Part 4. Copper-tin-nickel alloys (tin-nickel bronzes)
Alloy
C94700
C94800
C94900
Cu
Sn
Pb
Zn
Fe
Sb
Ni
Mn
S
P
Al
Si
85.0–90.0
84.0–89.0
79.0–81.0
4.5–6.0
4.5–6.0
4.0–6.0
0.1
.30–1.0
4.0–6.0
1.0–2.5
1.0–2.5
4.0–6.0
0.25
0.25
0.3
0.15
0.15
0.25
4.5–6.0
4.5–6.0
4.0–6.0
0.2
0.2
0.1
0.05
0.05
0.08
0.05
0.05
0.05
0.005
0.005
0.005
0.005
0.005
0.005
1085
TABLE E.11
Cast Bronzes (Continued)
Part 5. Copper-aluminum-iron and copper-aluminum-iron-nickel alloys (aluminum bronzes)
Alloy
Cu
C95200
C95210
C95220
C95300
C95400
C95410
C95420
C95500
C95510
C95520
C95600
C95700
C95710
C95720
C95800
C95810
C95820
C95900
86.0 min.
86.0 min.
Rem.
86.0 min.
83.0 min.
83.0 min.
83.5 min.
78.0 min
78.0 min.
74.5 min.
88.0 min.
71.0 min.
71.0 min.
73.0 min.
79.0 min.
79.0 min.
77.5 min.
Rem.
Pb
0.05
0.03
0.05
0.03
0.03
0.1
0.02
Fe
2.5–4.0
2.5–4.0
2.5–4.0
.8–1.5
3.0–5.0
3.0–5.0
3.0–4.3
3.0–5.0
2.0–3.5
4.0–5.5
2.0–4.0
2.0–4.0
1.5–3.5
3.5–4.5(31)
3.5–4.5
4.0–5.0
3.0–5.0
Ni
1
2.5
1.5
1.5–2.5
0.5
3.0–5.5
4.5–5.5
4.2–6.0
0.25
1.5–3.0
1.5–3.0
3.0–6.0
4.0–5.0(31)
4.0–5.0
4.5–5.8
0.5
Al
8.5–9.5
8.5–9.5
9.5–10.5
9.0–11.0
10.0–11.5
10.0–11.5
10.5–12.0
10.0–11.5
9.7–10.9
10.5–11.5
6.0–8.0
7.0–8.5
7.0–8.5
6.0–8.0
8.5–9.5
8.5–9.5
9.0–10.0
12.0–13.5
Mn
1
0.5
Mg
Si
Zn
Sn
0.05
0.25
0.5
0.1
0.3
0.3
0.2
0.25
.20Co–.05Cr
0.5
0.1
1
0.1
.05P
.20Cr
0.5
0.2
0.2
0.5
0.5
0.5
3.5
1.5
1.5
11.0–14.0
11.0–14.0
12.0–15.0
.8–1.5
.8–1.5
1.5
1.5
0.05
0.15
1.8–3.2
0.1
0.15
0.1
0.1
0.1
0.1
Other
1086
TABLE E.12
Cast Copper-Nickel-Iron Alloys (Copper-Nickels)
Alloy
Cu
Pb
Fe
Ni
Mn
Si
Nb
C
C96200
C96300
C96400
C96600
C96700
C96800
C96900
C96950
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
0.01
0.01
0.01
0.01
0.01
0.005
0.02
0.02
1.0–1.8
.50–1.5
.25–1.5
.8–1.1
.40–1.0
0.5
0.5
0.5
9.0–11.0
18.0–22.0
28.0–32.0
29.0–33.0
29.0–33.0
9.5–10.5
14.5–15.5
11.0–15.5
1.5
.25–1.5
1.5
1
.40–1.0
.05–.30
.05–.30
.05–.40
0.5
0.5
0.5
0.15
0.15
0.05
1
.50–1.5
.50–1.5
0.1
0.15
0.15
0.3
Be
.02S, .02P
.02S, .02P
.02S, .02P
.40–.7
1.1–1.2
.10–.30
0.1
0.1
Other
.15–.35Zr, .15–.35Ti
.15Mg, 7.5–8.5 Sn, .50 Zn
5.8–8.5Sn
1087
TABLE E.13
Chemical Compositions of Nickel-, Nickel-Iron-, and Cobalt-Base Alloys
Alloy
263
20Cb-3
20Mo-4
20Mo-6
625 Plus
Alloy 150(UMCo-50)
Alloy 188
Alloy 214
Alloy 230
Alloy 242
Alloy 25 (L-605)
Alloy 556
Alloy 6B
Alloy HR-120
Alloy HR-160
AR 213
Astroloy
Chromel D
Cupro 107
D-979
Discalloy
Fecralloy A
Ferry alloy
Hastelloy B
Hastelloy B-2
Hastelloy C
Hastelloy C-22
Hastelloy C-276
Hastelloy C-4
Hastelloy G
Hastelloy G-3
UNS
C
Cr
Ni
N07041
N08020
N08024
N08026
N07716
0.06
0.02
0.02
0.02
0.02
0.06
0.1
0.04
0.1
0.03
0.1
0.1
1.2
0.05
0.05
0.17
0.06
20
20
23.5
24
20
27
22
16
22
8
20
22
30
25
28
19
15
18.5
Rem.
33
37
36
Rem.
R30188
N06230
R30605
R30556
R30016
N09979
K66220
0.05
0.06
0.03
N10001
N10665
N10002
N06022
N10276
N06455
N06007
N06985
0.05
0.01
0.08
0.01
0.01
0.01
0.05
0.015
15
14
15.8
15.5
22
15.5
16
22
22
22
Rem.
Rem.
Rem.
10
20
37
Rem.
Rem.
36
Rem.
Rem.
26
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Co
Fe
20
Rem.
Rem.
Rem.
18
Rem.
29
Rem.
17
Rem.
Rem.
Rem.
5
18
3
3
3
3
Rem.
l.5
Rem.
1.5
2.5
2.5
2.5
2
5
W
5.8
2.2
3.8
5.6
9
14
2
25
3
4.5
14
La 0.04
Al 4.5, Y
La 0.02, B 0.0l5
15
2.5
Ta 0.6, La 0.02, N 0.2, Zr 0.02
4.5
5
2
6
3
5.5
3
19.5
19.5
4
3
28
28
17
13
16
15.5
6.5
7
Other
Al 0.5, Ti 2.2
Cu 3.3, Cb 0.5
Cu 1.0, Cb 0.25
Cu 3.0
Cb 3.1, Al 0.2, Ti 1.3
5.3
Rem.
0.8
27
Rem.
Rem.
2.5
Mo
4
Cb 0.7, N 0.2
Si 2.75
Al 3.5, Ta 6.5, Zr 0.15, Y 0.10
Al 4.0, Ti 3.5, B 0.03
Si 1.5
Cu 68.0, Mn 1.1
Al 1.0, Ti 3.0
Al 0.25, Ti 1.7
Al 4.8, Y 0.3
Cu 55.0
V 0.03
4
3
4
l.5
Cb Ta 2.0, Cu 2.0
Cb Ta 0.3, Cu 2.0
1088
TABLE E.13
Chemical Compositions of Nickel-, Nickel-Iron-, and Cobalt-Base Alloys (Continued)
Alloy
Hastelloy G-30
Hastelloy H-9M
Hastelloy N
Hastelloy S
Hastelloy W
Hastelloy X
IN 100
IN 100 Gatorize
IN 102
IN 587
IN 597
Incoloy 800
Incoloy 800H
Incoloy 800HT
Incoloy 802
Incoloy 825
Incoloy 903
Incoloy 904
Incoloy 907
Incoloy 909
Incoloy 925
Incoloy DS
Inconel 600
Inconel 601
Inconel 617
Inconel 625
Inconel 671
Inconel 690
Inconel 706
Inconel 718
Inconel 751
Inconel X-750
UNS
N 10003
N06635
N10004
N06002
N13100
N06102
N08800
N08810
N08811
N08802
N08825
N19903
N19904
N19907
N19909
N09925
N06600
N06601
N06617
N06625
N06690
N09706
N07718
N07751
N07750
C
Cr
Ni
0.03
0.03
0.06
0.02
0.12
0.1
0.15
0.07
0.06
0.05
0.05
0.05
0.08
0.08
0.4
0.03
29.5
22
7
15.5
5
22
10
12.4
15
28.5
24.5
21
21
21
21
21.5
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
32.5
32.5
32.5
32.5
Rem.
38
32.5
38
38
Rem.
35
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
0.01
0.06
0.08
0.1
0.07
0.1
0.05
0.02
0.03
0.04
0.05
0.04
21
17
15.5
23
22
21.5
48
29
16
18
15
15.5
Co
5
5
2.5
1.5
15
18.5
Fe
Mo
W
15
19
5
3
6
18.5
5
9
16.5
14.5
24
9
3
3.2
3
2.5
2
7
20
20
15
14.5
13
13
12.5
1.5
Rem.
Rem.
Rem.
Rem
30
Rem.
Rem.
Rem.
Rem.
28
Rem.
8
14.4
1.5
2.5
9
37
18.5
7
7
3
3
9
9
3
Other
Cu 2.0
La 0.05, B 0.0l5
0.6
3
Al 5.5, Ti 4.7, Zr 0.06, V 1.0, B 0.015
Al 5.0, Ti 4.3, Zr 0.06, B0.02, V 0.8
Cb 3.0, Al 0.4, Ti 0.6, Mg0.02, Zr 0.03
Cb 0.7, Al 1.2, Ti 2.3, Zr 0.05
Cb 1.0, Al 1.5, Ti 3.0, Zr 0.05
Al 0.3, Ti 0.3
Al 0.4, Ti 0.4
Al Ti 1.0
Cu 2.2
Ti 1.4, Al 0.9, Cb 3.0
Ti 1.6
Ti 1.5, Cb 4.7, Si 0.15
Ti 1.5, Cb 4.7, Si 0.4
Cu 1.8, Ti 2.1, Al 0.3
Si 2.3
Al 1.4
Al 1.2
Cb 3.6
Ti 0.35
Ti 1.8, Al 0.2, Cb 2.9
Cb 5.1
Ti 2.5, Al 1.1, Cb 1.0
Ti 2.5, Al 0.7, Cb 1.0
1089
TABLE E.13
Chemical Compositions of Nickel-, Nickel-Iron-, and Cobalt-Base Alloys (Continued)
Alloy
Kanthal AF
Kanthal Al
M 252
MAR-M 918
Monel 400
Monel 401
Monel 450
Monel K-500
Monel R-405
MP 159
MP 35N
Multimet (N-155)
NA 224
Ni 200
Ni 201
Ni 270
Nichrome 80
Nimonic 105
Nimonic 115
Nimonic 70
Nimonic 75
Nimonic 80A
Nimonic 81
Nimonic 86
Nimonic 90
Nimonic 901
Nimonic 91
Nimonic AP 1
Nimonic PE 11
Nimonic PE 16
Nimonic PK 31
UNS
K92500
N07252
C
0.15
0.05
Cr
22
22
20
20
N04400
N04401
C71500
N05500
N04405
R30035
R30155
N02200
N02201
N02270
0.1
0.5
0.08
0.02
0.01
0.08
0.15
N07080
0.1
0.06
0.03
N07090
0.07
0.05
0.05
19
20
21
27
20
15
15
20
19.5
19.5
30
25
19.5
12.5
28.5
15
18
16.5
20
Ni
Co
Fe
Mo
W
Rem.
Rem.
Rem.
20
Rem.
Rem.
Rem.
Rem.
Rem.
25.5
35
20
Rem.
99.6
99.6
99.98
Rem.
Rem.
Rem.
Rem.
Rem
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
10
Rem.
Rem.
Rem.
20
Rem.
18.5
20
lS.0
7
10
3
5
4
25
10
16.5
36
5.8
34
34
5
5.2
3.3
4.5
20
17
14
Al 5.3, Y
Al 5.8
Al 1.0, Ti 2.6, B 0.005
Ta 7.5, Zr 0.10
Cu 31.5, Mn 1.1
Cu 55.5, Mn 1.63
Cu 68.0, Mn 0.7
Cu 29.5, Ti 0.6, Al 2.7
Cu 31.5, Mn 1.1
Cb 0.6, Al 0.2, Ti 3.0
10
1.2
0.3
0.7
1
1.2
9
Other
2.5
6
Cb Ta 1.0, N 0.15
Si 1.0
Al 4.7, Ti 1.3, B 0.005
Al 5.0, Ti 4.0
Al 1.0, Ti 1.25, Cb 1.5
Al 1.4, Ti 2.4
Al 0.9, Ti 1.8
Ce 0.03
Al 1.5, Ti 2.5
Ti 2.9
Al 1.2, Ti 2.3
Al 4.0, Ti 3.5
Al 0.8, Ti 2.3
Al 1.2, Ti 1.2
Al 0.4, Ti 2.35, Cb 5.0
1090
TABLE E.13
Chemical Compositions of Nickel-, Nickel-Iron-, and Cobalt-Base Alloys (Continued)
Alloy
Nimonic PK 33
Nimonic PK 37
Nimonic PK 50
Pyromet 31
Pyromet 860
Pyromet CTX-I
RA 330
RA 330HC
RA 333
Refractory 26
René 100
René 41
René 95
S-816
Sanicro 28
Udimet 400
Udimet 500
Udimet 520
Udimet 630
Udimet 700
Udimet 710
Udimet 720
Ultimet
Unitemp AF2-1DA
Unitemp AF2-1DA6
V-57
W-545
Waspaloy
UNS
C
Cr
Ni
Co
0.04
18
19.5
19.5
22.5
13
Rem.
Rem.
Rem.
Rem.
Rem.
37.7
35
35
Rem.
Rem.
Rem.
Rem.
Rem.
20
31
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
9
Rem.
Rem.
27
26
Rem.
14
16.5
13.5
N07001
N07031
N08330
N06333
R30816
N08028
K66545
0.04
0.05
0.03
0.05
0.4
0.05
0.03
0.16
0.09
0.15
0.38
0.01
0.06
0.08
0.05
0.03
0.03
0.07
0.03
0.06
0.35
0.04
0.08
0.08
0.08
19
19
25
18
9.5
19
14
20
27
17.5
18
19
18
15
18
17.9
26
12
12
14.8
13.5
19
4
16
3
20
15
11
8
Rem.
Fe
15
28.9
Rem.
Rem.
Rem.
18
16
5
4
Rem.
18
3
Rem.
Rem.
14
W
7
14
18.5
12
18.5
15
14.7
Rem.
10
10
Mo
Al 2.1, Ti 2.4
Al 1.5, Ti 2.5
Al 1.4, Ti 3.0
Al 1.4, Ti 2.3, Cu 0.9, B 0.005
Al 1.0, Ti 3.0, B 0.01
Cb 3.0, Al 1.0, Ti 1.7
Si 1.2
Si 1.2
4.25
2
6
3
3.2
3
10
3.5
4
3.5
4
4
6
3
5.2
3
3
5
3
2.7
1.25
1.5
4.3
Other
3
3.5
4
1
3
1.5
1.3
2
6
6.5
Al 0.2, Ti 2.6, B 0.015
Al5.5, Ti 4.2, Zr 0.06, B 0.015
Al1.5, Ti 3.0, B 0.006
Cb 3.5, Al 3.5, Ti 2.5, Zr 0.05
Cb 4.0
Cu 1.0
Cb 0.5, Al 1.5, Ti 2.5, Zr 0.06, B 0.008
Al 2.9, Ti 2.9, Zr 0.05, B 0.006
Al 2.0, Ti 3.0, B 0.005
Cb 6.5, Al 0.5, Ti 1.0
A1 5.3, Ti 3.5, B 0.03
Al 2.5, Ti 5.0
A1 2 5, Ti 5.0, Zr 0.03, B
N 0.08
Ta 1.5, Al 4.6, Ti 3.5, Zr 0.10
Ta 1.5, Al 4.0, Ti 2.8, Zr 0.1, B 0.015
Al 0.25, Ti 3.0, V 0.5, B 0.01
Al 0.2, Ti 2.85, B 0.05
A1 1.5, Ti 3.0, Zr 0.05, B 0.006
1091
TABLE E.14
Refractory Metals—Typical Analysis of Refractory Metals
Element
Max % Mo
Aluminum
Calcium
Chromium
Copper
Iron
Lead
Magnesium
Molybdenum
Manganese
Nickel
Silicon
Tin
Titanium
Tantalum
Tungsten
Carbon
Oxygen
Nitrogen
Hydrogen
Niobium
0.001
0.003
0.005
0.001
0.005
0.002
0.001
99.95 min.
0.001
0.001
0.003
0.003
0.002
0.005
Max % Ta
Max % Nb
Max % W
0.005
0.002
0.003
0.002
0.002
0.003
0.002
0.002
0.010
0.01
0.010
0.01
0.005
0.005
0.005
0.005
0.005
99.90 min.
0.030
0.0075
0.020
0.0075
0.0001
0.050
0.2
0.05
0.01
0.025
0.01
0.0015
99.9
0.002
0.003
0.002
0.002
0.002
99.95 min.
0.005
TABLE E.15
Austenitic Stainless Steels—Standard Designations for Austenitic Stainless Steels (Composition as Maximum in %
Unless Indicated as Range or Minimum)
1093
UNS
Type
C
Mn
P
S
Si
Cr
Ni
S20100
S20200
S20500
S30100
S30200
S30215
S30300
S30323
S30400
S30403
S30430
S30451
S30500
S30800
S30900
S30908
S31000
S31008
S31400
S31600
S31620
S31603
S31651
S31700
201
202
205
301
302
302B
303
303Se
304
304L
18-9-LW
304N
305
308
309
309S
310
310S
314
316
316F
316L
316N
317
0.15
0.15
0.2
0.15
0.15
0.15
0.15
0.15
0.08
0.03
0.08
0.08
0.12
0.08
0.20
0.08
0.25
0.08
0.25
0.08
0.08
0.03
0.08
0.08
5.5–7.5
7.5–10.0
14.0–15.5
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
2.00
0.060
0.060
0.030
0.045
0.045
0.045
0.20
0.20
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.045
0.20
0.045
0.045
0.045
0.030
0.030
0.030
0.030
0.030
0.030
0.15 min.
0.060
0.030
0.030
0.030
0.030
0.030
0 030
0.030
0.030
0.030
0.030
0.030
0.030
0.10 min.
0.030
0.030
0.030
1.00
1.00
0.50
1.00
1.00
2.00–3.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.50
1.50
.50–3.00
1.00
1.00
1.00
1.00
1.00
16.00–18.00
17.00–19.00
16.50–18.00
16.00–18.00
17.00–19.00
17.00–19.00
17.00–19.00
17.00–19.00
18.00–20.00
18.00–20.00
17.00–19.00
18.00–20.00
17.00–19.00
19.00–21.00
22.00–24.00
22.00–24.00
24.00–26.00
24.00–26.00
23.00–26.00
16.00–18.00
16.00–18.00
16.00–18.00
16.00–18.00
18.00–20.00
3.50–5.50
4.00–6.00
1.00–1.75
6.00–8.00
8.00–10.00
8.00–10.00
8.00–10.00
8.00–10.00
8.00–10.50
8.00–12.00
8.00–10.00
8.00–10.50
10.50–13.00
10.00–12.00
12.00–15.00
12.00–15.00
19.00–22.00
19.00–22.00
19.00–22.00
10.00–14.00
10 00–14.00
10.00–14.00
10.00–14.00
11.00–15.00
Mo
Other
0.25N
0.25N
0.32–0.40N
0.60
0.15Se min.
3.00–4.00Cu
0.10–0.16N
1.75–2.5
2.0–3.0
2.0–3.0
3.0–4.0
0.10–0.16N
1094
TABLE E.15
Austenitic Stainless Steels—Standard Designations for Austenitic Stainless Steels (Composition as Maximum in %
Unless Indicated as Range or Minimum) (Continued)
UNS
Type
C
Mn
P
S31703
S32100
N08830
S34700
317L
317LMN
321
330
347
0.030
0.030
0.08
0.08
0.08
2.00
2.00
2.00
2.00
2.00
0.045
0.045
0.045
0.040
0.045
S34800
S38400
S31254
S32654
S30815
N08904
N08020
N08367
348
384
254 MO
654 MO
253 MA
904L
20Cb-3
AL 6XN
0.08
0 08
0.01
0.01
0.09
0.01
0.07
0.03
2.00
2.00
2.00
3.50
2.00
2.00
2.00
2.00
0.045
0 045
0.045
0.045
0.045
0.045
0.045
0.045
S
Si
Cr
Ni
Mo
0.030
0.030
0.030
0.030
0.030
1.00
0.75
1.00
0.75–1.50
1.00
18.00–20.00
17.00–20.00
17.00–19.00
17.00–20.00
17.00–19.00
11.00–15.00
13.50–17.50
9.00–12.00
34.00–37.00
9.00–13.00
3.0–4.0
4.0–5.0
0.030
0 030
0.030
0.030
0.030
0.030
0.030
0.030
1.00
1.00
1.00
1.00
1.7
1.00
1.00
1.00
17.00–19.00
15.00–17.00
20
24
21
20
20
20
9.00–13.00
17.00–19.00
18
22
11
25
34
25
6.1
7.3
4.5
2.2
6
Other
0.10–0.20N
5 C Ti min.
0.10 Ta 0.20Cb
Cb Ta 10 C
(min.) Ta 0.10 max.
Co 0.20 max.
0.20N, Cu
0.50N, Cu
Ce
0.06N, 1.5Cu
Cb
0.18–.25N
TABLE E.16 Ferritic Stainless Steels—Nominal Chemical Composition (%) of Ferritic Stainless Steels (Maximum Unless Noted
Otherwise)
UNS
Type
C
Mn
P
S
Si
Cr
Ni
S40500
S40900
S42900
S43000
S43020
S43023
S43400
S43600
S44200
S44600
S44635
405
409
429
430
430F
430FSe
434
436
442
446
Monit
0.08
0.08
0.12
0.12
0.12
0.12
0.12
0.12
0.20
0.20
0.25
1.00
1.00
1.00
1.00
1.25
1.25
1.00
1.00
1.00
1.50
1.00
0.040
0.045
0.040
0.040
0.060
0.060
0.040
0.040
0.040
0.040
0.040
0.030
0.045
0.030
0.030
0.15 min.
0.060
0.030
0.030
0.030
0.030
0.030
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
0.75
11.50–14.50
10.50–11.75
14.00–16.00
16.00–18.00
16.00–18.00
16.00–18.00
16.00–18.00
16.00–18.00
18.00–23.00
23.00–27.00
24.50–26.00
0.60
0.50
0.75
0.75
Mo
Other
0.10–0.30 Al
6 C–0.75 Ti
0.60
0.15 Se min.
0.60
0.75
4.00
0.75–1.25
0.75–1.25
5 C–0.70 Cb Ta
3.5–4.5
0.25N
0.035N, 4 (C N) Ti Nb
1095
1096
TABLE E.17 Martensitic Stainless Steels—Nominal Chemical Composition (%) of Martensitic Stainless Steels (Maximum Unless
Noted Otherwise)
UNS
Type
C
Mn
P
S
Si
Cr
S40300
S41000
S41400
S41600
S41623
S42000
S42020
S42200
S43100
S44002
S44004
S44004
403
410
414
416
416Se
420
420F
422
431
440A
440B
440C
0.15
0.15
0.15
0.15
0.15
0.15 min.
0.15 min.
0.20–0.25
0.20
0.60–0.75
0.75–0.95
0.95–1.20
1.00
1.00
1.00
1.25
1.25
1.00
1.25
1.00
1.00
1.00
1.00
1.00
0.040
0.040
0.040
0.060
0.060
0.040
0.060
0.025
0.040
0.040
0.040
0.040
0.030
0.030
0.030
0.15 min.
0.060
0.030
0.15 min.
0.025
0.030
0.030
0.030
0.030
0.50
1.00
1.00
1.00
1.00
1.00
1.00
0.75
1.00
1.00
1.00
1.00
11.50–13.00
11.50–13.50
11.50–13.50
12.00–14.00
12.00–14.00
12.00–14.00
12.00–14.00
11.00–13.00
15.00–17.00
16.00–18.00
16.30–18.00
16.30–18.00
Ni
Mo
Other
1.25–2.50
0.60
0.15Se min.
0.50–1.00
1.25–2.50
0 75
0.75
0.75
0.60
0.75–1.25
0.15–0.30V, 0.75–1.25W
TABLE E.18
UNS
Nominal Compositions of First- and Second-Generation Duplex Stainless Steels
Type
Cr
Mo
Ni
Cu
C
N
Other
First generation
S32900
J93370
Type 329
CD-4MCu
26
25
1.5
2
4.5
5
3
0.08
0 04
Second generation
S32304
S31500
S31803
S31200
S32950
S32550
S31260
S32750
SAF 2304
3RE60
2205
44LN
7-Mo PLUS
Ferralium 255
DP-3
SAF 2507
23
18.5
22
25
26.5
25
25
25
2.7
3
1.7
1.5
3
3
4
4
4.9
5
6
4.8
6
7
7
2
0.5
0.030
0.030
0.030
0.030
0.03
0.04
0.030
0.030
0.05–0.20
0.05–0.1
0.08–0.20
0.14–0.20
0.15–0.35
0.1–0.25
0.10–0.30
0.24–0.32
1.7 Si
0.3 W
1097
1098
TABLE E.19
UNS
Compositions of Precipitation-Hardening (PH) Stainless Steels
Alloy
C
Mn
Si
Cr
Ni
Mo
P
S
2.0–2.5
0.0l
0.04
0.008
0.03
0.04
0.03
Other
Martensitic
S13800
S15500
PH13-8Mo
15-5PH
0.05
0.07
0.10
1.00
0.10
1.00
12.25–13.25
14.0–15.5
7.5–8.5
3.5–5.5
0.90–1.35 Al, 0.0l N
2.5–4.5 Cu,
0.15–0.45 Nb
3.0–5.0 Cu,
0.I5–0.45 Nb
1.25–1.75 Cu,
8 %C min Nb
1.5–2.5 Cu, 0.8–1.4
Ti, 0.l-0.5 Nb
S17400
17-4PH
0.07
1.00
1.00
15.0–17.5
3.0–5.0
S45000
Custom 450
0.05
1.00
1.00
14.0-l6.0
5.0–7.0
0.5-1.0
0.03
0.03
S45000
Custom 455
0.05
0.50
0.50
11.0–12.5
7.5–9.5
0.50
0.04
0.03
2.0–3.0
2.50–3.25
2.50–3.25
0.04
0.04
0.04
0.04
0.04
0.04
0.03
0.03
0.75–1.50 Al
0.75–150 Al
0.07–0.13 N
0.07–0.13 N
1.90–2.35 Ti,
0.35 max. Al,
0.10–0.50 V,
0.003–0.010 B
2.15 Ti, 0.25 Al, 0.27
V, 0.0015 B
Semiaustenitic
S15700
S17700
S35000
S35500
PH15-7 Mo
17-7PH
AM-350
AM-355
0.09
0.09
0.07–0.11
0.l0–0.15
1.00
1.00
0.50–1.25
0.50–1.25
1.00
1.00
0.50
0.50
14.5–16.0
16.0–18.0
16.0–17.0
15.0–16.0
6.5–7.75
6.50–7.75
4.5–5.0
4.0–5.0
Austenitic
S66286
A-286
0.08
2.00
1.00
13.5–16.0
24.0–27.0
1.0-l.5
0.025
0.025
JBK-73
0.015
0.05
0.02
14.5
29.5
1.25
0.006
0.002
Chemical Compositions of Engineering Alloys
TABLE E.20 Nominal Chemical Composition (%) of Cast
Heat-Resistant Stainless Steels
UNS
J92605
J93005
J93403
J92603
J93503
J94003
J94224
J94604
J94213
J94605
J95405
N08001
N06006
J95705
Type
HA
HB
HC
HD
HE
HF
HH
HI
HK
HL
HN
HT
HU
HW
HX
HP
C
Cr
Ni
Fe
0.2
0.3
0.5
0.5
0.2–0.5
0.2–0.4
0.2–0.5
0.2–0.5
0.2–0.6
0.2–0.6
0.2–0.5
0.35–0.75
0.35–0.75
0.35–0.75
0.35–0.75
0.4
8–10
18–22
26–30
26–30
26–30
19–23
24–28
26–30
24–28
28–32
19–23
13–17
17–21
10–14
15–19
25
2
4
4–7
8–11
9–12
11–14
14–18
18–22
18–22
23–27
33–37
37–41
58–62
64–68
35
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
Rem.
1099
1100
TABLE E.21
UNS
R50250
R50400
R50550
R56400
R52400
R56320
R52250
R53400
R52402
R52252
R56322
R58640
R58645
R58210
Titanium—Nominal Chemical Composition of Commercial Titanium Alloys
ASTM
1
2
3
5
7
9
11
12
16
17
18
19
20
21
23
N
C
H
Fe
O
0.03
0.03
0.05
0.05
0.03
0.03
0.03
0.03
0.03
0.03
0.03
0.03
0.03
0.03
0.03
0.08
0.08
0.08
0.08
0.08
0.08
0.08
0.08
0.08
0.08
0.08
0 05
0.05
0.05
0.08
0.015
0.015
0.015
0.015
0.015
0.015
0.015
0.015
0.015
0.015
0.015
0.02
0.02
0.015
0.015
0.2
0.3
0.3
0.4
0.3
0.25
0.2
0.3
0.3
0.2
0.25
0.3
0.3
0.4
0.4
0.18
0.25
0.35
0.2
0.25
0.15
0.18
0.25
0.25
0.18
0.15
0.12
0.12
0.17
0.13
Al
V
5.5–6.75
3.5–4.5
2.5–3.5
2.0–3.0
Ni
2.0–3.0
7.5–8.5
7.5–8.5
3.5–4.5
Nb
Cr
Zr
Pd
.12–.25
0.1
.12–.25
.6–.9
2.5–3.5
3.0–4.0
3.0–4.0
2.5–3.5
5.5–6.5
Mo
.2–.4
.04–.08
.04–.08
.04–.08
3.5–4.5
3.5–4.5
15–16.0
5.5–6.5
5.5–6.5
2.2–3.2
3.5–4.5
3.5–4.5
.04–.08
APPENDIX
F
Thermodynamic Data
and E-pH Diagrams
The tables and graphics in this appendix describe the thermodynamic behavior of the following metals when exposed to pure water at 25
and 60°C:
■
Chromium1,2
■
Copper3,4
■
Iron5–8
■
Manganese9,10
■
Nickel11–13
■
Zinc9,14
Tables F.1 to F.6 contain the basic thermodynamic values for each
species, solid or ionic, considered for the construction of the E-pH diagrams. The graphics were obtained with a publicly available software
system that has been used throughout the book to calculate different
equilibrium systems.15 The basic calculations were detailed in Sec. D.2,
Chemical Thermodynamics. The relations between the free energy of
the species considered and the associated equations are evaluated with
the data presented in Tables F.1 to F.6 and the following equations. The
free energy (G0) of a substance for which heat capacity data are available can be calculated as a function of temperature using Eq. (F.1).
0
0
0
G(T2) G(T1) S(T1) (T2 T1) T2
T2
T2
T1
T1
0
p
C
T dT
T2
T2
T1
T1
C 0p dT
(F.1)
1101
1102
Appendix F
TABLE F.1
Species Considered for the Cr-H2O System and Their
Thermodynamic Data
Species
G0(298 K),
J⭈mol1
S0(298 K),
J⭈mol1
A
B ⫻ 103
O2
H2
H2O
Cr
CrO
Cr2O3
CrO2
CrO3
Cr(OH)3
CrOOH
0
0
237,000
0
350,661
1,058,134
539,740
502,080
900,815
672,955
205
131
69.9
23.77
44.77
81.17
48.12
73.22
80.33
25.1
29.96
27.28
75.27
17.41
46.48
119.37
67.49
75.86
0
0
4.184
3.263
0
15.15
8.12
9.2
12.55
16.78
0
0
Š0(298 K,
J⭈mol1
a
H
Cr2
Cr3
Cr(OH)2
Cr(OH)2
CrO42
HCrO4
CrO2
CrO33
0
176,146
215,476
430,950
632,663
727,849
764,835
535,929
603,416
0
104.6
307.52
68.62
144.77
50.21
184.1
96.23
238.49
20.9
146.44
370.28
110.46
165.69
92.05
205.02
117.15
175.73
C ⫻ 105
1.674
0.502
0
1.26
3.68
15.65
12.55
8.37
0
0
b
0.065
0.13
0.13
0.13
0.13
0.37
0.37
0.37
0.37
0.005
0.00166
0.00166
0.00166
0.00166
0.0055
0.0055
0.0055
0.0055
TABLE F.2 Pure Species Considered for the Cu-H2O System and
Their Thermodynamic Data
Species
O2
H2
H2O
Cu
Cu2O
CuO
Cu(OH)2
H
Cu
Cu2
Cu(OH)
Cu2(OH)22
Cu3
HCuO2
CuO22
CuO2
G0(298 K),
J⭈mol1
S0(298 K),
J⭈mol1
0
0
237,000
0
147,904
127,905
358,987
205
131
69.9
33.2
92.4
42.6
87
0
50,626
65,689
129,704
280,328
303,340
258,571
183,678
112,550
0
12.6
207.2
41.89
98.22
401.8
96.38
98.22
96.38
A
29.96
27.28
75.27
22.635
62.62
42.32
87.91
B ⫻ 103
4.184
3.263
0
6.276
0
0
0
C⫻ 105
1.674
0.502
0
0
0
0
0
Š0(298 K),
J⭈mol1
a
b
20.9
33.52
249.04
20.97
140.06
464.56
117.3
56.38
117.3
0.065
0.13
0.13
0.13
0.13
0.13
0.37
0.37
0.37
0.005
0.00166
0.00166
0.00166
0.00166
0.00166
0.0055
0.0055
0.0055
Thermodynamic Data and E-pH Diagrams
TABLE F.3
Pure Species Considered for the Fe-H2O System and Their
Thermodynamic Data
Species
G0(298 K),
J⭈mol1
O2
H2
H2O
Fe
Fe3O4
Fe2O3
Fe(OH)2
Fe(OH)3
0
0
237,000
0
1,020,000
742,000
493,000
714,000
H
Fe(OH)2(sln)
Fe(OH)3(sln)
FeOH
Fe(OH)2
Fe2
FeOH2
Fe3
Fe(OH)3
Fe(OH)4
FeO42
0
449,000
661,000
274,000
459,000
92,200
242,000
17,800
621,000
843,000
467,000
S0(298 K),
J⭈mol1
205
131
69.9
27.1
146
87.3
92.4
96.1
0
38
75.2
29.3
29.3
107
105
279
41.8
25.1
37.6
A
B ⫻ 103
C ⫻ 105
29.96
27.28
75.27
12.72
91.55
98.28
96.3
105
4.184
3.263
0
31.71
201.67
77.82
0
0
1.674
0.502
0
2.51
0
14.85
0
0
Š0(298 K),
J⭈mol1
a
b
20.9
38
75.2
50.2
50.2
149
147
342
62.7
46
79.5
0.065
0.13
0.13
0.13
0.13
0.13
0.13
0.13
0.37
0.37
0.37
0.005
0.00166
0.00166
0.00166
0.00166
0.00166
0.00166
0.00166
0.0055
0.0055
0.0055
TABLE F.4
Pure Species Considered for the Mn-H2O System and Their
Thermodynamic Data
Species
O2
H2
H2O
Mn
MnO
Mn3O4
Mn2O3
MnO2
H
Mn2
Mn(OH)
Mn3
HMnO2
MnO4
MnO42
G0(298 K),
J⭈mol1
0
0
237,000
0
362,920
1,283,233
881,150
465,177
0
228,028
405,011
82,006.4
507,101
447,270
500,825
S 0(298 K),
J⭈mol1
205
131
69.9
32.0076
59.70568
155.6448
110.4576
53.05312
0
115.478
37.656
378.652
62.76
212.1288
100.416
B ⫻ 103
C ⫻ 105
29.96
27.28
75.27
23.8488
46.48424
144.9338
103.4703
69.4544
4.184
3.263
0
14.14192
8.11696
45.27088
35.06192
10.20896
1.674
0.502
0
1.54808
3.68192
9.2048
13.5143
16.2339
Š 0(298 K),
J⭈mol1
a
b
A
20.9
157.34
58.576
441.41
83.68
233.05
142.256
0.065
0.13
0.13
0.13
0.37
0.37
0.37
0.005
0.00166
0.00166
0.00166
0.0055
0.0055
0.0055
1103
1104
Appendix F
TABLE F.5
Pure Species Considered for the Ni-H2O System and Their
Thermodynamic Data
Species
G0(298 K),
J⭈mol1
S0(298 K),
J⭈mol1
O2
H2
H2O
Ni
Ni(OH)2
NiO
Ni3O4
Ni2O3
NiO2
0
0
237,000
0
453,130
215,940
711,910
469,740
215,140
205
131
69.9
30.12
79.5
38.58
146.44
94.14
52.3
B ⫻ 103
A
29.96
27.28
75.27
16.99
0
20.88
129.03
98.28
69.45
Š0(298 K),
J⭈mol1
H
Ni2
HNiO2
0
0
46,442 201.3
349,218
62.76
20.9
243.14
41.84
4.184
3.263
0
294.55
0
157.23
71.46
77.82
10.21
C ⫻ 105
1.674
0.502
0
0
0
16.28
23.93
14.85
16.23
a
b
0.07
0.13
0.37
0.01
0
0.01
TABLE F.6
Pure Species Considered for the Ni-H2O System and Their
Thermodynamic Data
Species
G0(298 K),
J⭈mol1
S0(298 K),
J⭈mol1
O2
H2
H2O
Zn
Zn(OH)2
0
0
237,000
0
559,358
205
131
69.9
41.63
81.6
A
29.96
27.28
75.27
25.4
72.4
Š0(298 K),
J⭈mol1
H
Zn2
Zn(OH)
HZnO2
ZnO22
0
147,280
329,438
464,227
389,424
0
207.2
41.89
96.38
98.22
20.9
249.04
20.97
117.3
56.38
B ⫻ 103
4.184
3.263
0
0
0
a
0.065
0.13
0.13
0.37
0.37
C ⫻ 105
1.674
0.502
0
0
0
b
0.005
0.00166
0.00166
0.0055
0.0055
Thermodynamic Data and E-pH Diagrams
1105
For pure substances, i.e., solids, liquids, and gases, the heat capacity
Cp0 is expressed as an empirical function of the absolute temperature
[Eq. (F.2)].
Cp0 A BT CT 2
(F.2)
For ionic substances, one has to use another method, such as that
proposed by Criss and Cobble in 1964,16 to obtain the heat capacity, provided that the temperature does not rise above 200°C. The expression of
the ionic capacity [Eq. (F.3)] makes use of absolute entropy values and
the parameters a and b contained in Tables F.1 to F.6.
冢
T2
Cp0 (4.186a bŠ0(298 K)) (T2 298.16) / ln
298.16
冣
(F.3)
By combining Eq. (F.2) or (F.3) with Eq. (F.1), one can obtain the free
energy [Eq. (F.4)] at a given temperature by using the fundamental
data contained in Tables F.1 to F.6.
Gt0 G0(298 K) (Cp0 S0(298 K)) (T2 298.16)
冢
冣
T2
T2 ln
Cp0
298.16
(F.4)
Table F.7 provides an index for the thermodynamic data of the species
considered, the equations possible, and associated E-pH diagrams at
two temperatures, 25 and 60°C.
References
1. Silverman, D.C., Absence of Cr(IV) in the EMF-PH Diagram for Chromium,
Corrosion, 39:488–491 (1983).
2. Lee, J. B., Elevated Temperature Potential-pH Diagrams for the Cr-H2O, Mo-H2O,
and Pt-H2O Systems, Corrosion, 37:467 (1981).
3. Bianchi, G., and Longhi, P., Copper in Sea-Water, Potential-pH Diagrams, Corrosion
Science, 13:853–864 (1973).
4. Duby, P., The Thermodynamic Properties of Aqueous Inorganic Copper Systems,
INCRA Monograph IV, New York, The International Copper Research Association,
1977.
5. Le, H. H., and Ghali, E., Interpretation des diagrammes E-pH du système Fe-H2O
en relation avec la fragilisation caustique des aciers, Journal of Applied
Electrochemistry, 23:72–77 (1993).
6. Silverman, D. C., Presence of Solid Fe(OH)2 in EMF-pH Diagram for Iron,
Corrosion, 38:453–455 (1982).
7. Townsend, H. E., Potential-pH Diagrams at Elevated Temperature for the System
Fe-H2O, Corrosion Science, 10:343–358 (1970).
8. Biernat, R. J., and Robins, R. G., High-Temperature Potential/pH Diagrams for the
Iron-Water and Iron-Water-Sulphur Systems, Electrochimica Acta, 17:1261–1283
(1972).
9. Pourbaix, M., Atlas of Electrochemical Equilibria in Aqueous Solutions, Houston,
Tex., NACE International, 1974.
1106
Appendix F
TABLE F.7 Index to Thermodynamic Data, Equilibrium, and
Associated E-pH Diagrams for Important Engineering Metals
Element
Equations
Chromium
Hydrated state
(Data Table F.1)
Table F.8
Dry state
Copper
Hydrated state
Dry state
Iron
Hydrated state
Dry state
Manganese
Nickel
Hydrated state
Dry state
Zinc
Table F.9
(Data Table F.2)
Table F.10
Table F.11
(Data Table F.3)
Table F.12
Table F.13
(Data Table F.4)
Table F.14
(Data Table F.5)
Table F.15
Table F.16
(Data Table F.6)
Table F.17
Temperature, °C
Figure
25
60
25
60
F.1
F.2
F.3
F.4
25
60
25
60
F.5
F.6
F.7
F.8
25
60
25
60
F.9
F.10
F.11
F.12
25
60
F.13
F.14
25
60
25
60
F.15
F.16
F.17
F.18
25
60
F.19
F.20
10. Macdonald, D. D., The Thermodynamics and Theoretical Corrosion Behavior of
Manganese in Aqueous Systems at Elevated Temperatures, Corrosion Science,
16:482 (1976).
11. Macdonald, D. D., The Thermodynamics of Metal-Water Systems at Elevated
Temperatures, Part 4, The Nickel-Water System, AECL-4139, Pinawa, Canada,
Whiteshell Nuclear Research Establishment, 1972.
12. Chen, C. M., and Theus, G. J., Chemistry of Corrosion-Producing Salts in Light
Water Reactors, NP-2298, Palo Alto, Calif., Electric Power Research Institute, 1982.
13. Cowan, R. L., and Staehle, R. W., The Thermodynamics and Electrode Kinetic
Behavior of Nickel in Acid Solution in the Temperature Range 25° to 300°C, Journal
of the Electrochemical Society, 118:557–568 (1971).
14. Pan, P., and Tremaine, P. R., Thermodynamics of Aqueous Zinc: Standard Partial
Molar Heat Capacities and Volumes of Zn2 (aq) from 10 to 55°C, Geochimica et
Cosmochimica Acta, 58:4867–4874 (1994).
15. Roberge, P. R., KTS-Thermo (2.01), Kingston, Canada, Kingston Technical Software,
1998.
16. Criss, C. M., and Cobble, J. W., The Thermodynamic Properties of High
Temperature Aqueous Solutions, Journal of the American Chemical Society,
86:5385–5393 (1964).
Thermodynamic Data and E-pH Diagrams
TABLE F.8
Possible Reaction in the Cr-H2O System
between the Species Most Stable in Wet Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
e
2
1CrO 2H 1Cr 1H2O
1 e 1Cr(OH)3 1H 1CrO 2H2O
3 e 1Cr(OH)3 3H 1Cr 3H2O
1 e 1CrO2 1H2O 1H 1Cr(OH)3
1 e 1CrO2 1H 1Cr(OH)3
3 e 1CrO3 3H 1CrO2 1H2O
2 e 1Cr2 1Cr
3 e 1CrO2 4H 1Cr 2H2O
6 e 1HCrO4 7H 1Cr 4H2O
6 e 1CrO42 8H 1Cr 4H2O
1 e 1CrO2 2H 1CrO1H2O
1CrO2 1H2O1H 1Cr(OH)3
1CrO3 1H2O 1CrO42 2H
1CrO3 1H2O 1HCrO4 1H
1CrO2H 1Cr2 1H2O
3 e 1Cr3 1Cr
3 e 1CrO33 6H 1Cr 3H2O
1 e 1CrO33 4H 1CrO2H2O
1 e 1CrO2 4H 1Cr3 2H2O
2 e 1HCrO4 3H 1CrO2 2H2O
2 e 1CrO42 4H 1CrO2 2H2O
1Cr(OH)3 3H 1Cr3 3H2O
1Cr(OH)3 1CrO33 3H
1 e 1Cr(OH)3 3H 1Cr2 3H2O
3 e 1HCrO4 4H 1Cr(OH)3 1H2O
3 e 1CrO42 5H 1Cr(OH)3 1H2O
3 e 1CrO42 4H 1CrO2 2H2O
3 e 1CrO42 2H 1CrO33 1H2O
1CrO2 4H 1Cr3 2H2O
1CrO33 2H 1CrO2 1H2O
1CrO42 1H 1HCrO4
1 e 1Cr3 1Cr2
1 e 1CrO2 4H 1Cr2 2H2O
3 e 1HCrO4 7H 1Cr3 4H2O
3 e 1CrO42 8H 1Cr3 4H2O
3 e 1HCrO4 3H 1CrO2 2H2O
1Cr(OH)3 2H 1Cr(OH)2 2H2O
1Cr(OH)3 1H 1Cr(OH)2 1H2O
1 e 1CrO2 3H 1Cr(OH)2 1H2O
1Cr(OH)2 1H 1Cr3 1H2O
1Cr(OH)2 1H 1Cr(OH)2 1H2O
1CrO2 2H 1Cr(OH)2
1 e 1Cr(OH)2 1H 1Cr2 1H2O
1 e 1Cr(OH)2 2H 1Cr2 2H2O
3 e 1CrO42 7H 1Cr(OH)2 3H2O
3 e 1CrO42 7H 1Cr(OH)2 3H2O
3 e 1HCrO4 5H 1Cr(OH)2 2H2O
3 e 1CrO42 6H 1Cr(OH)2 2H2O
1CrO2 3H 1Cr(OH)2 1H2O
1107
1108
Appendix F
TABLE F.9 Possible Reactions in the Cr-H2O System
between the Species Most Stable in Dry Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
e
2
1CrO2H 1Cr 1H2O
2 e 1Cr2O3 2H 2CrO1H2O
6 e 1Cr2O3 6H 2Cr 3H2O
2 e 2CrO2 2H 1Cr2O3 1H2O
6 e 2CrO3 6H 1Cr2O3 3H2O
2 e 1CrO3 2H 1CrO2 1H2O
2 e 1Cr2 1Cr
3 e 1CrO2 4H 1Cr 2H2O
6 e 1HCrO4 7H 1Cr 4H2O
6 e 1CrO42 8H 1Cr 4H2O
1 e 1CrO2 2H 1CrO1H2O
2CrO2 2H 1Cr2O3 1H2O
1CrO3 1H2O 1CrO42 2H
1CrO3 1H2O 1HCrO4 1H
1CrO2H 1Cr2 1H2O
3 e 1Cr3 1Cr
3 e 1CrO33 r 3H2O
1 e 1CrO33 4H 1CrO2H2O
1 e 1CrO2 4H 1Cr3 2H2O
2 e 1HCrO4 3H 1CrO2 2H2O
2 e 1CrO42 4H 1CrO2 2H2O
1Cr2O3 6H 2Cr3 3H2O
1Cr2O3 3H2O 2CrO33 6H
2 e 1Cr2O3 6H 2Cr2 3H2O
6 e 2HCrO4 8H 1Cr2O3 5H2O
6 e 2CrO42 10H 1Cr2O3 5H2O
3 e 1CrO42 4H 1CrO2 2H2O
3 e 1CrO42 2H 1CrO33 1H2O
1CrO2 4H 1Cr3 2H2O
1CrO33 2H 1CrO2 1H2O
1CrO4 2 1H 1HCrO4
1 e 1Cr3 1Cr2
1 e 1CrO2 4H 1Cr2 2H2O
3 e 1HCrO4 7H 1Cr3 4H2O
3 e 1CrO42 8H 1Cr3 4H2O
3 e 1HCrO4 3H 1CrO2 2H2O
1Cr2O3 4H 2Cr(OH)2 1H2O
1Cr2O3 1H2O2H 2Cr(OH)2
1 e 1CrO2 3H 1Cr(OH)2 1H2O
1Cr(OH)2 1H 1Cr3 1H2O
1Cr(OH)2 1H 1Cr(OH)2 1H2O
1CrO2 2H 1Cr(OH)2
1 e 1Cr(OH)2 1H 1Cr2 1H2O
1 e 1Cr(OH)2 2H 1Cr2 2H2O
3 e 1CrO42 7H 1Cr(OH)2 3H2O
3 e 1CrO42 7H 1Cr(OH)2 3H2O
3 e 1HCrO4 5H 1Cr(OH)2 2H2O
3 e 1CrO42 6H 1Cr(OH)2 2H2O
1CrO2 3H 1Cr(OH)2 1H2O
Thermodynamic Data and E-pH Diagrams
TABLE F.10
Possible Reactions in the Cu-H2O
System between the Species Most Stable in Wet
Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
3H 1HCuO2 2H2O1Cu2
4H 1CuO22 2H2O1Cu2
1H 1CuO22 1HCuO2
1 e 1Cu2 1Cu
1 e 3H 1HCuO2 1Cu 2H2O
1 e 4H 1CuO22 2H2O1Cu
2 e 2H 1Cu2O 1H2O2Cu
2 e 2H 1Cu(OH)2 2H2O1Cu
2 e 2H 2Cu(OH)2 3H2O1Cu2O
2H 1Cu2O 1H2O2Cu
2H 1Cu(OH)2 2H2O1Cu2
2H 1CuO22 1Cu(OH)2
1 e 1Cu 1Cu
2 e 1Cu2 1Cu
2 e 3H 1HCuO2 2H2O1Cu
2 e 4H 1CuO22 2H2O1Cu
2 e 1H2O 2Cu2 2H 1Cu2O
2 e 4H 2HCuO2 3H2O1Cu2O
2 e 6H 2CuO22 3H2O1Cu2O
1 e 2H 1Cu(OH)2 2H2O1Cu
TABLE F.11
Possible Reactions in the Cu-H2O System
between the Species Most Stable in Dry conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
1HCuO2 2H2O1Cu2
1CuO22 2H2O1Cu2
1H 1CuO22 1HCuO2
1 e 1Cu2 1Cu
1 e 3H 1HCuO2 1Cu 2H2O
1 e 4H 1CuO22 2H2O1Cu
2 e 2H 1Cu2O 1H2O2Cu
2 e 2H 1CuO 1H2O1Cu
2 e 2H 2CuO 1H2O1Cu2O
2H 1Cu2O 1H2O2Cu
2H 1CuO 1H2O1Cu2
1H 1HCuO2 1H2O1CuO
1 e 1Cu 1Cu
2 e 1Cu2 1Cu
2 e 3H 1HCuO2 2H2O1Cu
2 e 4H 1CuO22 2H2O1Cu
2 e 1H2O2Cu2 2H 1Cu2O
2 e 4H 2HCuO2 3H2O1Cu2O
2 e 6H 2CuO22 3H2O1Cu2O
1 e 2H 1CuO 1H2O1Cu
3H
4H
1109
TABLE F.12
Possible Reactions in the Fe-H2O System
between the Species Most Stable in Wet Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
2 e 2H 1H2
4 e 1O2 4H 2H2O
2 e 1Fe(OH)2 2H 1Fe2H2O
2 e 1Fe2 1Fe
2 e 1Fe(OH)3 3H 1Fe3H2O
1 e 1Fe(OH)3 1H 1Fe(OH)2 1H2O
1 e 1Fe(OH)3 3H 1Fe2 3H2O
1Fe(OH)3 1H 1Fe(OH)2 1H2O
1 e 1Fe(OH)3 1Fe(OH)3
1Fe3 3H2O 1Fe(OH)3 3H
1Fe2 2H2O 1Fe(OH)2 2H
1 e 1Fe3 1Fe2
1Fe2 1H2O 1FeOH 1H
1FeOH 1H2O 1Fe(OH)2(sln) 1H
1Fe(OH)2(sln) 1H2O 1Fe(OH)3 1H
1Fe3 1H2O 1FeOH2 1H
1FeOH2 1H2O 1Fe(OH)2 1H
1Fe(OH)2 1H2O 1Fe(OH)3(sln) 1H
1 e 1FeOH2 1H 1Fe2 1H2O
1 e 1Fe(OH)2 2H 1Fe2 2H2O
1 e 1Fe(OH)3(sln) 1H 1Fe(OH)2(sln) 1H2O
1 e 1Fe(OH)3(sln) 2H 1FeOH 2H2O
1 e 1Fe(OH)3(sln) 3H 1Fe2 3H2O
TABLE F.13
Possible Reactions in the Fe-H2O System
between the Species Most Stable in Dry Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
e
2H
2
1H2
4 e 1O2 4H 2H2O
8 e 1Fe3O4 8H 3Fe4H2O
2 e 1Fe2 1Fe
2 e 1Fe(OH)3 3H 1Fe3H2O
2 e 3Fe2O3 2H 2Fe3O4 1H2O
2 e 1Fe3O4 8H 3Fe2 4H2O
2 e 1Fe2O3 6H 2Fe2 3H2O
2 e 1Fe3O4 5H2O 3Fe(OH)3 1H
2Fe3 3H2O 1Fe2O3 6H
1 e 1Fe3 1Fe2
1Fe2 1H2O 1FeOH 1H
1FeOH 1H2O 1Fe(OH)2(sln) 1H
1Fe(OH)2(sln) 1H2O 1Fe(OH)3 1H
1Fe3 1H2O 1FeOH2 1H
1FeOH2 1H2O 1Fe(OH)2 1H
1Fe(OH)2 1H2O 1Fe(OH)3(sln) 1H
1FeOH2 1H 1Fe2 1H2O
1 e 1Fe(OH)2 2H 1Fe2 2H2O
1 e 1Fe(OH)3(sln) 1H 1Fe(OH)2(sln) 1H2O
1 e 1Fe(OH)3(sln) 2H 1FeOH 2H2O
1 e 1Fe(OH)3(sln) 3H 1Fe2 3H2O
Thermodynamic Data and E-pH Diagrams
TABLE F.14
Possible Reactions in the Mn-H2O System
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
e
2H
2
1H2
4 e 1O2 4H 2H2O
1Mn(OH) 1H 1Mn2 1H2O
1HMnO2 3H 1Mn2 2H2O
1HMnO2 2H 1Mn(OH) 1H2O
1MnO2H 1Mn2 1H2O
1MnO1H 1Mn(OH)
1HMnO2 1H 1MnO1H2O
2 e 1Mn3O4 8H 3Mn2 4H2O
2 e 1Mn3O4 5H 3Mn(OH) 1H2O
2 e 1Mn3O4 2H2O 3HMnO2 1H
2 e 1Mn2O3 6H 2Mn2 3H2O
2 e 1MN2O3 4H 2Mn(OH) 1H2O
2 e 1Mn2O3 1H2O 2HMnO2
2 e 1MnO2 4H 1Mn2 2H2O
2 e 1MnO2 3H 1Mn(OH) 1H2O
2 e 1MnO2 1H 1HMnO2
1 e 1MnO2 4H 1Mn3 2H2O
3 e 1MnO4 4H 1MnO2 2H2O
2 e 1MnO42 4H 1MnO2 2H2O
2 e 1MnO2H 1Mn1H2O
2 e 1Mn3O4 2H 3MnO1H2O
2 e 3Mn2O3 2H 2Mn3O4 1H2O
2 e 2MnO2 2H 1Mn2O3 1H2O
2 e 1Mn2 1Mn
2 e 1Mn(OH) 1H 1Mn1H2O
2 e 1HMnO2 3H 1Mn2H2O
3 e 1Mn3 1Mn
7 e 1MnO4 8H 1Mn4H2O
6 e 1MnO42 8H 1Mn4H2O
1 e 1Mn3 1Mn2
4 e 1MnO42 8H 1Mn2 4H2O
4 e 1MnO42 7H 1Mn(OH) 3H2O
4 e 1MnO42 5H 1HMnO2 2H2O
5 e 1MnO4 8H 1Mn2 4H2O
5 e 1MnO4 7H 1Mn(OH) 3H2O
4 e 1MnO4 8H 1Mn3 4H2O
1 e 1MnO4 1MnO42
1111
1112
Appendix F
TABLE F.15
Possible Reactions in the Ni-H2O
System between the Species Most Stable in Wet
Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
1Ni(OH)2 2H 1Ni2 2H2O
2 e 8H 1Ni3O4 3Ni2 4H2O
2 e 6H 1Ni2O3 3H2O2Ni2
2 e 4H 1NiO2 2H2O1Ni2
2 e 1Ni2 1Ni
2 e 3H 1HNiO2 2H2O1Ni
2 e 2H 1Ni(OH)2 2H2O1Ni
2 e 2H 2H2O1Ni3O4 3Ni(OH)2
1H 1HNiO2 1Ni(OH)2
2 e 1Ni3O4 2H2O 1H 3HNiO2
2 e 2H 3Ni2O3 1H2O2Ni3O4
2 e 2H 2NiO2 1H2O1Ni2O3
3H 1HNiO2 2H2O1Ni2
2 e 1H2O1Ni2O3 2HNiO2
2 e 1H 1NiO2 1HNiO2
TABLE F.16 Possible Reactions in the Ni-H2O System
between the Species Most Stable in Dry Conditions
Equilibria
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
2
1Ni3O4 3Ni2 4H2O
2 e 6H 1Ni2O3 3H2O2Ni2
2 e 4H 1NiO2 2H2O1Ni2
2 e 1Ni2 1Ni
2 e 2H 1NiO 1Ni1H2O
2 e 3H 1HNiO2 2H2O1Ni
2 e 2H 1Ni3O4 1H2O3NiO
2H 1NiO 1H2O1Ni2
1H 1HNiO2 1H2O1NiO
2 e 1Ni3O4 2H2O 1H 3HNiO2
2 e 2H 3Ni2O3 1H2O2Ni3O4
2 e 2H 2NiO2 1H2O1Ni2O3
3H 1HNiO2 2H2O1Ni2
2 e 1H2O1Ni2O3 2HNiO2
2 e 1H 1NiO2 1HNiO2
e
8H
Thermodynamic Data and E-pH Diagrams
TABLE F.17
Possible Reactions in the Zn-H2O System
Equilibria
e
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
2H
2
1H2
4 e 1O2 4H 2H2O
3H 1HZnO2 2H2O1Zn2
1H 1Zn(OH) 1H2O1Zn2
2H 1HZnO2 2H2O1Zn(OH)
4H 1ZnO22 2H2O1Zn2
1H 1ZnO22 1HZnO2
2 e 2H 1Zn(OH)2 2H2O1Zn
2H 1Zn(OH)2 2H2O1Zn2
1H 1HZnO2 1Zn(OH)2
2H 1ZnO22 1Zn(OH)2
2 e 1Zn2 1Zn
2 e 3H 1HZnO2 2H2O1Zn
2 e 4H 1ZnO22 2H2O1Zn
2
H2CrO4
Cr2O721.5
Potential (V vs. SHE)
1
Cr3+
CrO42-
HCrO4-
b
100
10-2
10-4
0.5
10-6
CrO33-
a
0
Cr(OH)3
-0.5
Cr2+
-1
-1.5
Cr
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.1 Potential-pH equilibrium diagram for the chromium-water sys-
tem at 25°C considering the hydrated oxide forms.
1113
1114
Appendix F
2
H2CrO4
Cr2O721.5
CrO42-
HCrO4b
100
1
Potential (V vs. SHE)
10-2
10-4
0.5
10-6
0
a
Cr3+
Cr(OH)3
-0.5
Cr2+
CrO33-
-1
-1.5
Cr
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.2 Potential-pH equilibrium diagram for the chromium-water
system at 60°C considering the hydrated oxide forms.
2
H2CrO4
Cr2O721.5
Potential (V vs. SHE)
1
CrO42-
HCrO4-
b
100
Cr3+
10-2
0.5
10-4
10-6
0
a
Cr2O3
-0.5
Cr2+
CrO33-
-1
-1.5
Cr
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.3 Potential-pH equilibrium diagram for the chromium-water sys-
tem at 25°C considering the dry oxide forms.
Thermodynamic Data and E-pH Diagrams
2
H2CrO4
Cr2O721.5
1
Potential (V vs. SHE)
CrO42-
HCrO4-
b
100
10-2
0.5
10-4
10-6
0
a
Cr2O3
-0.5
Cr2+
CrO33-
-1
-1.5
Cr
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.4 Potential-pH equilibrium diagram for the chromium-water sys-
tem at 60°C considering the dry oxide forms.
2
1.5
10
b
10
Potential (V vs. SHE)
1
Cu2+
0
-2
Cu(OH)2
10
-4
10
-6
CuO22-
0.5
Cu2O
0
a
-0.5
Cu
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.5 Potential-pH equilibrium diagram for the copper-water system
at 25°C considering the hydrated oxide forms.
1115
1116
Appendix F
2
10
1.5
10
-2
b
Potential (V vs. SHE)
1
0
10
-4
10
-6
Cu(OH)2
CuO22-
Cu2+
0.5
Cu2O
0
a
-0.5
Cu
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.6 Potential-pH equilibrium diagram for the copper-water system
at 60°C considering the hydrated oxide forms.
2
1.5
10
b
10
Potential (V vs. SHE)
1
Cu2+
0
-2
CuO
10
-4
10
-6
CuO22-
0.5
Cu2O
0
a
-0.5
Cu
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the copper-water system
at 25°C considering the dry oxide forms.
Figure F.7
Thermodynamic Data and E-pH Diagrams
2
10
1.5
10
b
Potential (V vs. SHE)
1
0
-2
10
-4
10
-6
CuO
CuO22-
Cu2+
0.5
Cu2O
0
a
-0.5
Cu
-1
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the copper-water system
at 60°C considering the dry oxide forms.
Figure F.8
2
1.5
b
Potential (V vs. SHE)
Fe(OH)3
1
Fe3+
0.5
Fe2+
0
10
-2
10
-4
10
a
0
10
HFeO2-
-6
HFeO2-
-0.5
Fe(OH)2
-1
Fe
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.9 Potential-pH equilibrium diagram for the iron-water system at
25°C considering the hydrated oxide forms.
1117
1118
Appendix F
2
1.5
b
Potential (V vs. SHE)
Fe(OH)3
1
Fe3+
0.5
Fe2+
0
10
-2
10
-4
10
a
0
10
HFeO2-
-6
-0.5
Fe(OH)2
-1
Fe
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the iron-water system
at 60°C considering the hydrated oxide forms.
Figure F.10
2
1.5
Potential (V vs. SHE)
b
1
Fe3+
0.5
Fe2+
Fe2O3
0
10
-2
10
-4
10
a
0
10
HFeO2-
-6
-0.5
Fe3O4
-1
Fe
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.11 Potential-pH equilibrium diagram for the iron-water system at
25°C considering the dry oxide forms.
Thermodynamic Data and E-pH Diagrams
2
1.5
Potential (V vs. SHE)
b
1
Fe3+
0.5
Fe2
0
10
-2
10
-4
10
a
0
Fe2O3
10
HFeO2-
-6
Fe3O4
-0.5
-1
Fe
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.12 Potential-pH equilibrium diagram for the iron-water system
at 60°C considering the dry oxide forms.
2
MnO41.5
b
1
Potential (V vs. SHE)
0
10
-2
10
0.5
10
-4
10
-6
MnO2
Mn2O3
a
0
Mn3O4
-0.5
MnO
Mn2+
-1
HMnO2-
-1.5
Mn
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the manganese-water
system at 25°C.
Figure F.13
1119
1120
Appendix F
2
MnO41.5
b
1
Potential (V vs. SHE)
0
10
-2
10
0.5
10
-4
10
-6
MnO2
Mn2O3
a
0
Mn3O4
-0.5
Mn2+
MnO
-1
HMnO2-
-1.5
Mn
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the manganese-water
system at 60°C.
Figure F.14
2
NiO2
1.5
b
Potential (V vs. SHE)
1
Ni2O3
0
10
-2
10
0.5
Ni
2+
a
0
10
-4
10
-6
Ni3O4
Ni(OH)2
HNiO2-
-0.5
-1
Ni
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the nickel-water system at 25°C considering the hydrated oxide forms.
Figure F.15
Thermodynamic Data and E-pH Diagrams
2
NiO2
1.5
b
Potential (V vs. SHE)
1
Ni2O3
0
10
-2
10
0.5
Ni
2+
a
0
10
-4
10
-6
Ni3O4
Ni(OH)2
HNiO2
-
-0.5
-1
Ni
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the nickel-water system at 60°C considering the hydrated oxide forms.
Figure F.16
2
NiO2
1.5
b
Potential (V vs. SHE)
1
Ni2O3
0
10
-2
10
0.5
Ni2+
a
0
10
-4
10
-6
Ni3O4
NiO
HNiO2-
-0.5
-1
Ni
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the nickel-water system
at 25°C considering the dry oxide forms.
Figure F.17
1121
1122
Appendix F
2
NiO2
1.5
b
Potential (V vs. SHE)
1
Ni2O3
0
10
-2
10
0.5
Ni2+
a
0
10
-4
10
-6
Ni3O4
NiO
HNiO2-
-0.5
-1
Ni
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Potential-pH equilibrium diagram for the nickel-water system
at 60°C considering the dry oxide forms.
Figure F.18
2
ZnO2
1.5
b
Potential (V vs. SHE)
1
10
0
0.5
Zn2+
a
0
10
-2
10
-4
10
-6
Zn(OH)2
ZnO22-
-0.5
-1
Zn
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.19
at 25°C.
Potential-pH equilibrium diagram for the zinc-water system
Thermodynamic Data and E-pH Diagrams
2
ZnO2
1.5
b
1
Potential (V vs. SHE)
10
0.5
10
10
-4
10
a
0
0
-2
-6
Zn(OH)2
ZnO22-
Zn2+
-0.5
-1
Zn
-1.5
-2
-2
0
2
4
6
8
10
12
14
16
pH
Figure F.20
at 60°C.
Potential-pH equilibrium diagram for the zinc-water system
1123
APPENDIX
G
Densities and
Melting Points
of Metals
TABLE G.1
Density of Metals in Decreasing Order of Density
High
gcm3
Medium
gcm3
Low
gcm3
Osmium
Iridium
Platinum
Rhenium
Gold
Tungsten
Uranium
Tantalum
Mercury
Hafnium
Rhodium
Ruthenium
Palladium
Thallium
Thorium
Lead
Silver
Molybdenum
22.48
22.42
21.45
21.02
19.30
19.30
19.05
16.60
13.55
13.09
12.44
12.20
12.02
11.85
11.70
11.34
10.49
10.20
Bismuth
Erbium
Copper
Cobalt
Nickel
Cadmium
Niobium
Iron
Manganese
Indium
Tin
Chromium
Zinc
Neodymium
Samarium
Cerium
Antimony
Zirconium
Tellurium
Lanthanum
Vanadium
9.90
9.16
8.96
8.92
8.90
8.65
8.57
7.87
7.44
7.31
7.30
7.14
7.14
7.00
6.93
6.78
6.68
6.50
6.24
6.19
6.11
Gallium
Arsenic
Germanium
Europium
Selenium
Titanium
Yttrium
Barium
Aluminum
Strontium
Boron
Silicon
Beryllium
Magnesium
Calcium
Sodium
Potassium
Lithium
5.97
5.73
5.32
5.24
4.81
4.50
4.34
3.50
2.70
2.60
2.34
2.32
1.84
1.74
1.55
0.97
0.86
0.53
1125
1126
Appendix G
TABLE G.2
Density of Metals in Alphabetical Order
gcm3
Aluminum
Antimony
Arsenic
Barium
Beryllium
Bismuth
Boron
Cadmium
Calcium
Cerium
Chromium
Cobalt
Copper
Erbium
Europium
Gallium
Germanium
Gold
Hafnium
Indium
Iridium
Iron
gcm3
2.7
6.68
5.73
3.5
1.84
9.9
2.34
8.65
1.55
6.78
7.14
8.92
8.96
9.16
5.24
5.97
5.32
19.3
13.09
7.31
22.42
7.87
Lanthanum
Lead
Lithium
Magnesium
Manganese
Mercury
Molybdenum
Neodymium
Nickel
Niobium
Osmium
Palladium
Platinum
Potassium
Rhenium
Rhodium
Ruthenium
Samarium
Selenium
Silicon
Silver
Sodium
6.19
11.34
0.53
1.74
7.44
13.55
10.2
7
8.9
8.57
22.48
12.02
21.45
0.86
21.02
12.44
12.2
6.93
4.81
2.32
10.49
0.97
gcm3
Strontium
Tantalum
Tellurium
Thallium
Thorium
Tin
Titanium
Tungsten
Uranium
Vanadium
Yttrium
Zinc
Zirconium
2.6
16.6
6.24
11.85
11.7
7.3
4.5
19.3
19.05
6.11
4.34
7.14
6.5
Densities and Melting Points of Metals
TABLE G.3 Melting Points of Metals in Decreasing Order of Temperature
High
(°C)
Medium
(°C)
Low
Tungsten
Rhenium
Tantalum
Osmium
Molybdenum
Iridium
Ruthenium
Niobium
Boron
Hafnium
3410
3180
2996
2700
2610
2454
2450
2468
2300
2230
Rhodium
Chromium
Zirconium
Thorium
Platinum
Titanium
Vanadium
Palladium
Iron
Cobalt
Yttrium
Nickel
Erbium
Beryllium
Manganese
Europium
Uranium
Copper
Samarium
Gold
Silicon
1966
1930
1857
1845
1773
1725
1710
1549
1535
1495
1490
1455
1450
1278
1220
1150
1133
1083
1072
1063
1410
Neodymium
Silver
Germanium
Lanthanum
Barium
Calcium
Cerium
Arsenic
Strontium
Aluminum
Magnesium
Antimony
Tellurium
Zinc
Lead
Cadmium
Thallium
Bismuth
Tin
Selenium
Lithium
Indium
Sodium
Potassium
Gallium
Mercury
(°C)
1024
961
947
920
850
848
815
814
774
660
651
630
452
419
327
321
302
271
232
217
179
156
98
62
30
38.8
1127
1128
Appendix G
TABLE G.4
Melting Points of Metals in Alphabetical Order
(°C)
Aluminum
Antimony
Arsenic
Barium
Beryllium
Bismuth
Boron
Cadmium
Calcium
Cerium
Chromium
Cobalt
Copper
Erbium
Europium
Gallium
Germanium
Gold
Hafnium
Indium
660
630
814
850
1278
271
2300
321
848
815
1930
1495
1083
1450
1150
30
947
1063
2230
156
(°C)
Iridium
Iron
Lanthanum
Lead
Lithium
Magnesium
Manganese
Mercury
Molybdenum
Neodymium
Nickel
Niobium
Osmium
Palladium
Platinum
Potassium
Rhenium
Rhodium
Ruthenium
Samarium
2454
1535
920
327
179
651
1220
38.8
2610
1024
1455
2468
2700
1549
1773
62
3180
1966
2450
1072
(°C)
Selenium
Silicon
Silver
Sodium
Strontium
Tantalum
Tellurium
Thallium
Thorium
Tin
Titanium
Tungsten
Uranium
Vanadium
Yttrium
Zinc
Zirconium
217
1410
961
98
774
2996
452
302
1845
232
1725
3410
1133
1710
1490
419
1857