ORIGINAL ARTICLE
Genetic and Environmental Influences on Substance
Initiation, Use, and Problem Use in Adolescents
Soo Hyun Rhee, PhD; John K. Hewitt, PhD; Susan E. Young, PhD;
Robin P. Corley, PhD; Thomas J. Crowley, MD; Michael C. Stallings, PhD
Background: We conducted a sibling/twin/adoption study
of substance initiation, use, and problem use, estimating
the relative contribution of genetic and environmental influences on these phenotypes in adolescents.
Methods: The participants were 345 monozygotic twin
pairs, 337 dizygotic twin pairs, 306 biological sibling pairs,
and 74 adoptive sibling pairs assessed by the Colorado
Center for the Genetics and Treatment of Antisocial Drug
Dependence, Denver and Boulder. The initiation, use, and
problem use of tobacco, alcohol, marijuana, and other
illicit drugs were assessed. Tetrachoric correlations were
computed for each group, and univariate model-fitting
analyses were conducted.
Results: There were moderate to substantial genetic in-
fluences, with the exception of alcohol use and any drug
use, and modest to moderate shared environmental influences on substance initiation, use, and problem use. For
alcohol and any drug, heritability was higher and the magnitude of shared environmental influences was lower for
E
From the Department of
Psychology (Dr Rhee) and
the Institute for Behavioral
Genetics (Drs Rhee, Hewitt,
Young, Corley, and Stallings),
University of Colorado at
Boulder; and the Division of
Substance Dependence,
Department of Psychiatry,
University of Colorado Health
Sciences Center, Denver
(Dr Crowley).
problem use than for initiation or use. Environmental influences shared only by twin pairs had a significant effect
on tobacco initiation, alcohol use, and any drug use. For
tobacco use, tobacco problem use, and marijuana initiation, heritability was higher and the magnitude of shared
environmental influences was lower in female than in male
adolescents. There was no evidence for sex-specific genetic or shared environmental influences on any variable.
Conclusions: The moderate to substantial heritabilities found for adolescents in the present study are comparable to those found in twin studies of adult substance use and substance use disorders. The finding that
problem use is more heritable than initiation and use is
also consistent with the results of adult twin studies. The
significance of environmental influences shared only by
twin pairs on tobacco initiation, alcohol use, and any drug
use suggests the influences of peers, accessibility of substances, and sibling interaction.
Arch Gen Psychiatry. 2003;60:1256-1264
PIDEMIOLOGICAL studies1 sug-
gest that substance use disorders are common in adults,
with lifetime prevalences
of 35% in men and 18% in
women. The prevalence of substance use
disorders is lower in adolescents (ie, 12%
in males and 10% in females2), but substance use during adolescence is common. According to a recent Monitoring the
Future study report,3 80% of adolescents
had used alcohol and 54% of adolescents
had used an illicit drug by the end of the
12th grade. Also, early-onset substance use
is a significant risk factor for the development of substance use disorders.4,5 Although many published twin studies suggest the importance of genetic influences
on substance use and substance use disorders in adults, little information regarding
the cause of substance use and substance
use disorders in adolescence is available.
Therefore, the goal of the present study was
to estimate the relative contribution of ge-
(REPRINTED) ARCH GEN PSYCHIATRY/ VOL 60, DEC 2003
1256
netic and environmental influences on the
risk for substance use disorders in adolescents in a combined sibling/twin/
adoption study. We also examined whether
the magnitude of genetic and environmental influences on the risk for substance use
disorders is different for male and female
adolescents. Specifically, we examined the
initiation, use, and problem use for tobacco, alcohol, marijuana, and a composite variable, any drug (ie, tobacco, alcohol, marijuana, or other illicit drugs). Any
drug was examined given previous evidence6,7 of significant common genetic influences on the abuse of and dependence
on different drugs.
Twin studies examine the cause of a
trait by taking advantage of the fact that
monozygotic (MZ) twin pairs have 100% genetic similarity, whereas dizygotic (DZ) twin
pairs have 50% genetic similarity on average. By using this information and comparing the correlations of a trait in MZ and DZ
twin pairs, 3 types of influences on the trait
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are estimated: heritability (a2), the magnitude of additive
genetic influences; shared environmental influence (c2), the
magnitude of environmental influences that family members experience in common and make family members similar to one another; and nonshared environmental influence (e2), the magnitude of environmental influences that
family members experience uniquely and make family members different from one another. Adoption studies take advantage of the fact that the correlation of a trait between
adoptive sibling pairs can only be due to shared environmental influences, and compare the correlations between
adoptive and biological sibling pairs to estimate a2, c2, and
e2. Given that the present study includes sibling pairs and
twin pairs, the magnitude of environmental influences that
are shared only by twin pairs (t2) also can be estimated. In
a twin study, it is not possible to estimate c2 and the magnitude of nonadditive genetic influences (d2) simultaneously because both the estimation of c2 and d2 rely on
the same information (ie, the difference between the MZ
and DZ twin correlations). Given that the present study is
a combined sibling/twin/adoption study, a model including shared environmental influences and nonadditive genetic influences can be tested.
As previously noted, consistent evidence for genetic
influences on substance use and substance use disorders
has been found in adults, although there are more published twin studies examining tobacco8,9 and alcohol10-12 than
those examining illicit drugs.13-15 In comparison, there are
relatively few published twin studies examining substance use and substance use disorders in adolescents.16-18
Although the estimates of the relative magnitudes of
additive genetic, shared environmental, and nonshared environmental influence vary among published studies, several general conclusions can be made from the twin studies examining substance use and substance use disorders.
First, problem use, abuse, or dependence may be more heritable and less influenced by shared environment than the
initiation or use of substances, including tobacco,9,19 alcohol,20,21 and illicit drugs.15,22-24 Second, substance use and
substance use disorders may be more heritable in adulthood than in adolescence.18,25 This difference may be due
to more variance in the accessibility of substances or stronger influences of peers and social factors in adolescence
than in adulthood. Third, the reported heritability estimates for illicit drug use disorders are more variable (eg,
22%-31% in Pickens et al26 and 60%-80% in Kendler et
al24) than those for tobacco and alcohol. These variations
may be due to greater cohort and regional differences in
the accessibility of illicit drugs than in the accessibility of
tobacco or alcohol. Also, heritability estimates in these studies may be imprecise because illicit substance use is less
common than tobacco or alcohol use.
METHODS
Drug Dependence, Denver and Boulder; these pairs were aged
12 to 19 years (mean, 15.85 years; SD, 2.08 years). Of the sample,
54.0% were male and 46.0% were female adolescents. The MZ
and DZ twin pairs were recruited from 2 community-based twin
samples, the Colorado Longitudinal Twin Sample and the Colorado Twin Registry. Two hundred eight of the biological sibling
pairs were from the control families assessed by the Adolescent
Substance Abuse Family Study, which recruits the families of patients in a treatment program for antisocial substance problems
and the families of matched controls. Ninety-eight of the biological sibling pairs and all of the adoptive sibling pairs were assessed through the Colorado Adoption Project, which recruits
adoptive families and control nonadoptive families. The ethnicity distribution for the combined sample is 82.1% non-Hispanic
white, 10.9% Hispanic, 2.6% Asian, 2.4% African American, 1.6%
Native American, and 0.3% unknown.
PROCEDURE
Written informed assent (from minor participants) or consent
(from adult participants and guardians of minor participants) was
obtained from all participants. Zygosity for same-sex twin pairs
was determined by a 9-item assessment of physical characteristics27 completed by the interviewers, and by comparing the twin
pairs’ genotype at a minimum of 11 highly informative shorttandem repeat polymorphisms. Twin pairs with similar physical characteristics and concordant markers were categorized as
MZ twin pairs, and twin pairs with dissimilar physical characteristics and discordant markers were categorized as DZ twin pairs.
Discrepancies between the zygosity determination by the interviewer rating and genotyping were reevaluated and resolved.
Substance initiation was assessed by responses on questions from the Monitoring the Future survey.3 Data for substance initiation were available for 335 MZ twin pairs, 330 DZ
twin pairs, 249 biological sibling pairs, and 46 adoptive sibling pairs. Substance use and problem use were assessed by the
Composite International Diagnostic Interview—Substance Abuse
Module (CIDI-SAM), a valid and reliable structured interview28-31 that assesses symptoms and diagnoses of abuse and
dependence for tobacco, alcohol, and 8 classes of illicit drugs
(marijuana, opioids, sedatives/hypnotics, inhalants, amphetamines, cocaine, hallucinogens, and phencyclidine). The CIDISAM has been successfully used to assess substance use disorders in adolescents.32,33 Interviewers were trained by 2
professional research assistants who attended training sessions conducted by the authors of the CIDI-SAM, and the interviewing team met biweekly to discuss issues regarding the
standardization of assessment. Data for substance use and problem use were available for 345 MZ twin pairs, 337 DZ twin pairs,
306 biological sibling pairs, and 74 adoptive sibling pairs.
Substance initiation was defined as any lifetime use for all
substances, and assessed via the questions “Have you ever smoked
cigarettes?” or “On how many occasions have you had/used [name
of substance] in/during your lifetime?” Substance use is defined
by the CIDI-SAM as using almost daily for at least 30 days for
tobacco, having 6 or more drinks during one’s lifetime for alcohol, and using more than 5 times during one’s lifetime for illicit
drugs. Problem use was defined as the presence of at least one
DSM-IV 34 dependence symptom for tobacco (given that tobacco
abuse is not defined by the DSM-IV) and at least one abuse or dependence symptom for alcohol, marijuana, and other illicit drugs.
PARTICIPANTS
The participants were 345 MZ twin pairs (159 male and 186 female pairs), 337 DZ twin pairs (113 male, 101 female, and 123
opposite sex pairs), 306 biological sibling pairs (139 male, 32
female, and 135 opposite sex pairs), and 74 adoptive sibling pairs
(5 male, 11 female, and 58 opposite sex pairs) assessed by the
Colorado Center for the Genetics and Treatment of Antisocial
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1257
ANALYSES
Table 1 presents the prevalence of substance initiation, use,
and problem use in the entire sample. There were no sex differences for the prevalence of substance initiation, use, and problem use except for problem use of alcohol ( 21 =6.14, P=.01).
More detailed results regarding the epidemiological features of
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Table 1. Prevalence of Substance Initiation, Use, and
Problem Use in the Combined Sample*
Table 2. Correlation Between Age and Substance Initiation,
Use, and Problem Use in the Combined Sample
Type of Substance
Type of Substance
Tobacco
Overall
Males
Females
Alcohol
Overall
Males
Females
Marijuana
Overall
Males
Females
Other drugs
Overall
Males
Females
Any drug†
Overall
Males
Females
Initiation
Use
Problem Use
42.0
42.7
41.3
15.0
15.7
14.1
12.8
12.8
12.7
64.4
65.8
62.6
37.5
38.6
36.2
18.9
20.8
16.6
27.2
27.2
27.1
16.9
17.2
16.5
13.2
13.7
12.7
17.3
17.0
17.6
5.1
5.1
5.1
4.0
4.6
3.4
69.8
71.3
68.0
39.7
41.2
38.0
24.7
26.3
22.7
*Data are given as percentages.
†Tobacco, alcohol, marijuana, or other drugs.
substance use and substance use disorders in our sample are
presented in Young et al.35 Analyses were not conducted separately for illicit substances other than marijuana (ie, other drugs
in Table 1), given the low prevalence of use (5.1%) and problem use (4.0%) of these substances.
We assumed a normal continuous liability distribution underlying our categorical assessments for all variables. Tetrachoric correlations were estimated for substance initiation, use,
and problem use for MZ twin pairs, DZ twin pairs, biological
sibling pairs, and adoptive sibling pairs using a statistical modeling package.36 An examination of substance use or substance use disorders in adolescents must address the fact that
the prevalence of substance use and substance use disorders
increases with age (Table 2). We controlled for the effects of
age and sex by estimating the age- and sex-specific threshold
appropriate for each individual using the following formula:
individual’s threshold = estimated threshold + (the age difference in threshold⫻the individual’s age)+(the sex difference
in threshold⫻the individual’s sex).
Univariate model-fitting analyses were conducted using
a statistical modeling package, analyzing raw data. Again, the
age- and sex-specific threshold appropriate for each individual was estimated. The ACDTE model is the full model, including additive genetic influences (A), environmental influences shared by all siblings (C), nonadditive genetic influences
(D), environmental influences shared only by twins (T), and
nonshared environmental influences (E). C and D can be distinguished in the present study because twin pairs and adoptive sibling pairs are included in the sample. C and T can be
distinguished in the present study because twin pairs and nontwin sibling pairs are included in the sample. Additional models constraining the magnitude of one or more of these influences to 0 (ie, the ACTE, ACDE, ACE, ADE, CTE, CE, and AE
models) also were fit to the observed data.
Three kinds of models were fit to the data to examine
whether the magnitude of genetic and environmental influences is different in males and females. The most restricted model
is the homogeneity model, which assumes that the same genetic and environmental influences affect males and females
to the same extent and constrains the parameter estimates to
(REPRINTED) ARCH GEN PSYCHIATRY/ VOL 60, DEC 2003
1258
Initiation
Use
Problem Use
0.43
0.41
0.46
0.31
0.29
0.34
0.30
0.28
0.33
0.46
0.43
0.50
0.54
0.52
0.56
0.37
0.39
0.35
0.41
0.36
0.46
0.34
0.32
0.36
0.30
0.29
0.31
0.23
0.21
0.24
0.19
0.20
0.17
0.18
0.19
0.16
0.44
0.42
0.46
0.55
0.53
0.57
0.43
0.42
0.44
Tobacco
Overall
Males
Females
Alcohol
Overall
Males
Females
Marijuana
Overall
Males
Females
Other drugs
Overall
Males
Females
Any drug*
Overall
Males
Females
*Tobacco, alcohol, marijuana, or other drugs.
be equal in males and females. The heterogeneity model assumes that the same genetic and environmental influences affect
males and females, but that the magnitude of genetic and environmental influences differs for males and females, and the
parameter estimates are free to vary in males and females. The
full model is the general sex limitation model, which assumes
that there are sex-specific genetic or shared environmental influences and genetic or shared environmental influences that
are common across the sexes. In addition to allowing the parameter estimates to vary in males and females, the general sex
limitation model tests for sex-specific genetic influences by allowing the genetic correlation between opposite sex twin pairs
to be lower than 0.5 or the correlation between shared environmental influences between opposite sex twin pairs to be lower
than 1. Sex-specific genetic and shared environmental influences cannot be included in the general sex limitation model
at the same time because a model including both parameters
is not identified. Therefore, a model including sex-specific genetic influences and a model including sex-specific shared environmental influences were tested separately.
The fit of each model was evaluated by comparing minus
twice the log-likelihood of data of the model with minus twice
the log-likelihood of data of the saturated model, which allows the correlation of each group free to vary. The differences in minus twice the log likelihood of data between nested
models are distributed as 2. The fit of each model also was evaluated using the Akaike Information Criterion (AIC), a fit index
that reflects the fit of the model and its parsimony.37 Among
competing models, the model with the lowest 2 relative to its
df and the lowest AIC is considered the best-fitting model.
RESULTS
Table 3 presents the tetrachoric correlations and confidence intervals for substance initiation, use, and problem use for tobacco, alcohol, marijuana, and any drug
in MZ twin pairs, DZ twin pairs, biological sibling pairs,
and adoptive sibling pairs. With few exceptions, the MZ
correlation was higher than the DZ correlation and the
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Table 3. Tetrachoric Correlations for Substance Initiation, Use, and Problem Use*
Variable
MZ
DZ
BS
AS
Tobacco
Initiation
Overall
Males
Females
Opposite sex
Use
Overall
Males
Females
Opposite sex
Problem use
Overall
Males
Females
Opposite sex
0.90 (0.83 to 0.95)
0.89 (0.77 to 0.95)
0.91 (0.80 to 0.97)
NA
0.71 (0.57 to 0.81)
0.68 (0.41 to 0.86)
0.69 (0.40 to 0.87)
0.74 (0.52 to 0.87)
0.55 (0.37 to 0.69)
0.35 (0.06 to 0.60)
†
0.68 (0.45 to 0.83)
0.36 (−0.16 to 0.75)
†
†
0.41 (−0.16 to 0.82)
0.86 (0.73 to 0.94)
0.69 (0.38 to 0.88)
0.95 (0.84 to 1.00)
NA
0.56 (0.31 to 0.75)
0.79 (0.45 to 0.94)
0.45 (−0.05 to 0.81)
0.31 (−0.21 to 0.71)
0.38 (0.15 to 0.57)
0.43 (0.12 to 0.68)
0.53 (−0.21 to 0.93)
0.26 (−0.13 to 0.60)
0.08 (−0.28 to 0.42)
†
0.74 (−0.45 to 1.00)
−0.08 (−0.47 to 0.33)
0.87 (0.73 to 0.95)
0.71 (0.37 to 0.90)
0.95 (0.82 to 0.99)
NA
0.51 (0.22 to 0.73)
0.75 (0.34 to 0.94)
0.45 (−0.09 to 0.82)
0.20 (−0.37 to 0.67)
0.44 (0.21 to 0.63)
0.55 (0.24 to 0.77)
0.27 (−0.60 to 0.89)
0.37 (−0.03 to 0.69)
0.13 (−0.24 to 0.47)
†
0.74 (−0.45 to 1.00)
−0.01 (−0.42 to 0.40)
Alcohol
Initiation
Overall
Males
Females
Opposite sex
Use
Overall
Males
Females
Opposite sex
Problem use
Overall
Males
Females
Opposite sex
0.70 (0.57 to 0.80)
0.77 (0.59 to 0.88)
0.63 (0.41 to 0.78)
NA
0.43 (0.25 to 0.58)
0.47 (0.17 to 0.71)
0.36 (0.02 to 0.63)
0.44 (0.15 to 0.68)
0.64 (0.46 to 0.78)
0.62 (0.37 to 0.80)
†
0.73 (0.43 to 0.90)
0.45 (−0.32 to 0.90)
†
†
†
0.84 (0.73 to 0.91)
0.89 (0.76 to 0.96)
0.77 (0.56 to 0.89)
NA
0.79 (0.66 to 0.88)
0.83 (0.59 to 0.94)
0.72 (0.40 to 0.90)
0.81 (0.60 to 0.92)
0.46 (0.28 to 0.62)
0.42 (0.13 to 0.65)
0.05 (−0.54 to 0.62)
0.58 (0.32 to 0.77)
0.46 (0.09 to 0.74)
†
0.35 (−0.55 to 0.91)
0.45 (0.02 to 0.77)
0.75 (0.58 to 0.87)
0.73 (0.45 to 0.90)
0.77 (0.53 to 0.91)
NA
0.44 (0.19 to 0.64)
0.47 (0.04 to 0.78)
0.14 (−0.40 to 0.61)
0.56 (0.18 to 0.81)
0.47 (0.26 to 0.64)
0.48 (0.17 to 0.71)
0.32 (−0.30 to 0.79)
0.48 (0.16 to 0.72)
0.24 (−0.13 to 0.56)
†
0.37 (−0.62 to 0.93)
0.15 (−0.26 to 0.52)
Marijuana
Initiation
Overall
Males
Females
Opposite sex
Use
Overall
Males
Females
Opposite sex
Problem use
Overall
Males
Females
Opposite sex
0.90 (0.81 to 0.95)
0.81 (0.61 to 0.92)
0.96 (0.88 to 1.00)
NA
0.65 (0.48 to 0.78)
0.74 (0.43 to 0.91)
0.70 (0.36 to 0.90)
0.55 (0.26 to 0.77)
0.63 (0.45 to 0.76)
0.60 (0.34 to 0.79)
0.48 (−0.38 to 0.95)
0.68 (0.42 to 0.85)
0.08 (−0.36 to 0.50)
†
†
−0.14 (−0.60 to 0.39)
0.88 (0.76 to 0.94)
0.86 (0.65 to 0.96)
0.89 (0.72 to 0.96)
NA
0.69 (0.50 to 0.83)
0.66 (0.26 to 0.89)
0.74 (0.33 to 0.93)
0.69 (0.37 to 0.88)
0.60 (0.41 to 0.74)
0.55 (0.26 to 0.77)
0.15 (−0.53 to 0.73)
0.76 (0.50 to 0.90)
0.20 (−0.17 to 0.54)
†
0.28 (−0.69 to 0.93)
0.03 (−0.38 to 0.44)
0.64 (0.40 to 0.81)
0.81 (0.52 to 0.95)
0.46 (0.09 to 0.74)
NA
0.63 (0.39 to 0.80)
0.38 (−0.17 to 0.78)
0.86 (0.51 to 0.98)
0.59 (0.19 to 0.84)
0.60 (0.40 to 0.76)
0.51 (0.18 to 0.75)
0.25 (−0.46 to 0.79)
0.82 (0.54 to 0.96)
0.13 (−0.27 to 0.50)
†
−0.22 (−0.91 to 0.82)
−0.03 (−0.47 to 0.42)
Any Drug‡
Initiation
Overall
Males
Females
Opposite sex
Use
Overall
Males
Females
Opposite sex
Problem use
Overall
Males
Females
Opposite sex
0.70 (0.57 to 0.81)
0.74 (0.55 to 0.87)
0.66 (0.45 to 0.81)
NA
0.50 (0.33 to 0.64)
0.43 (0.11 to 0.68)
0.48 (0.17 to 0.72)
0.55 (0.26 to 0.76)
0.56 (0.35 to 0.73)
0.52 (0.23 to 0.74)
†
0.65 (0.31 to 0.86)
†
†
†
†
0.82 (0.71 to 0.90)
0.86 (0.70 to 0.94)
0.78 (0.58 to 0.90)
NA
0.75 (0.60 to 0.85)
0.80 (0.55 to 0.93)
0.68 (0.36 to 0.88)
0.74 (0.50 to 0.88)
0.40 (0.21 to 0.56)
0.35 (0.06 to 0.59)
0.15 (−0.46 to 0.68)
0.49 (0.22 to 0.70)
0.32 (−0.08 to 0.65)
†
†
0.50 (0.07 to 0.80)
0.82 (0.69 to 0.90)
0.78 (0.55 to 0.91)
0.85 (0.67 to 0.94)
NA
0.46 (0.24 to 0.65)
0.27 (−0.15 to 0.63)
0.56 (0.13 to 0.84)
0.53 (0.19 to 0.78)
0.45 (0.26 to 0.61)
0.38 (0.10 to 0.62)
0.34 (−0.31 to 0.81)
0.56 (0.26 to 0.77)
0.10 (−0.26 to 0.43)
†
0.05 (−1.0 to 0.97)
0.09 (−0.31 to 0.47)
Abbreviations: AS, adoptive sibling pairs; BS, biological sibling pairs; DZ, dizygotic twin pairs; MZ, monozygotic twin pairs; NA, data not applicable.
*Data in parentheses are 95% confidence intervals.
†A tetrachoric correlation could not be computed because of missing cells.
‡Tobacco, alcohol, marijuana, or other drugs.
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Table 4. Univariate Model-Fitting Results: The Full Model (ACDTE General Sex Limitation Model) and the Best-Fitting Model
Model Fit
2
Variable
df
P
Parameter Estimates (95% Confidence Intervals)*
a2
c2
d2
0.24 (0.00 to 0.70)
0.30 (0.00 to 0.70)
0.38 (0.13 to 0.66)
0.34 (0.11 to 0.60)
0.48 (0.13 to 0.81)
0.34 (0.13 to 0.52)
0.08 (0.00 to 0.53)
0.05 (0.00 to 0.50)
NA
0.06 (0.00 to 0.61)
0.91 (0.00 to 0.99)
0.24 (0.00 to 0.71)
0.95 (0.84 to 0.99)
0.43 (0.05 to 0.68)
0.01 (0.00 to 0.46)
0.45 (0.06 to 0.70)
NA
0.00 (0.00 to 0.40)
0.00 (0.00 to 0.98)
NA
NA
0.10 (0.00 to 0.75)
0.73 (0.00 to 0.99)
0.26 (0.00 to 0.73)
0.95 (0.82 to 0.99)
0.52 (0.06 to 0.77)
0.03 (0.00 to 0.45)
0.48 (0.08 to 0.74)
NA
0.01 (0.00 to 0.51)
0.19 (0.00 to 0.98)
NA
NA
0.41 (0.00 to 0.79)
0.41 (0.00 to 0.73)
0.39 (0.05 to 0.71)
0.36 (0.04 to 0.69)
0.22 (0.00 to 0.61)
0.32 (0.04 to 0.57)
0.00 (0.00 to 0.52)
0.00 (0.00 to 0.58)
NA
0.10 (0.00 to 0.44)
0.07 (0.00 to 0.43)
NA
0.42 (0.19 to 0.65)
0.39 (0.13 to 0.67)
0.45 (0.28 to 0.59)
0.00 (0.00 to 0.32)
0.00 (0.00 to 0.34)
NA
0.25 (0.00 to 0.87)
0.26 (0.00 to 0.87)
0.78 (0.64 to 0.88)
0.33 (0.00 to 0.65)
0.17 (0.00 to 0.51)
NA
0.16 (0.00 to 0.67)
0.34 (0.00 to 0.82)
NA
0.39 (0.00 to 0.80)
0.60 (0.00 to 0.94)
0.39 (0.02 to 0.81)
0.72 (0.29 to 0.95)
0.44 (0.08 to 0.74)
0.24 (0.02 to 0.69)
0.44 (0.07 to 0.73)
0.24 (0.02 to 0.65)
0.00 (0.00 to 0.43)
0.00 (0.00 to 0.68)
NA
NA
0.41 (0.00 to 0.80)
0.43 (0.00 to 0.86)
0.55 (0.30 to 0.81)
0.40 (0.10 to 0.70)
0.27 (0.04 to 0.61)
0.33 (0.10 to 0.53)
0.00 (0.00 to 0.50)
0.00 (0.00 to 0.58)
NA
0.44 (0.00 to 0.83)
0.22 (0.00 to 0.67)
0.34 (0.00 to 0.67)
0.35 (0.05 to 0.71)
0.33 (0.04 to 0.67)
0.36 (0.10 to 0.60)
0.00 (0.00 to 0.63)
0.00 (0.00 to 0.40)
NA
0.45 (0.00 to 0.79)
0.34 (0.00 to 0.74)
0.39 (0.05 to 0.72)
0.29 (0.02 to 0.64)
0.33 (0.01 to 0.70)
0.32 (0.03 to 0.57)
0.00 (0.00 to 0.58)
0.00 (0.00 to 0.53)
NA
0.06 (0.00 to 0.50)
0.09 (0.00 to 0.57)
NA
0.37 (0.10 to 0.60)
0.31 (0.09 to 0.63)
0.38 (0.22 to 0.54)
0.04 (0.00 to 0.37)
0.07 (0.00 to 0.45)
NA
0.54 (0.00 to 0.89)
0.59 (0.00 to 0.94)
0.83 (0.72 to 0.91)
0.12 (0.00 to 0.47)
0.19 (0.00 to 0.64)
NA
0.10 (0.00 to 0.75)
0.04 (0.00 to 0.76)
NA
AIC
Tobacco
Initiation
ACDTE general sex
limitation*
ACTE homogeneity
Use
ACDTE general sex
limitation*
ACE/AE heterogeneity*
Problem use
ACDTE general sex
limitation*
ACE/AE heterogeneity*
4.91
2
.09
0.91
5.98
8
.65
−10.02
3.25
2
.20
−0.75
5.21
8
.73
−10.79
3.45
2
.18
−0.55
4.04
8
.85
−11.96
Alcohol
Initiation
ACDTE general sex
limitation*
ACE homogeneity
Use
ACDTE general sex
limitation*
CTE homogeneity
Problem use
ACDTE general sex
limitation*
AE homogeneity
5.11
2
.08
1.11
7.57
9
.58
−10.43
3.69
2
.16
−0.31
6.38
9
.70
−9.62
3.44
2
.18
−0.56
5.90
10
.82
−14.10
Marijuana
Initiation
ACDTE general sex
limitation*
ACE heterogeneity*
Use
ACDTE general sex
limitation*
ACE homogeneity
Problem use
ACDTE general sex
limitation*
ACE homogeneity
6.19
2
.05
2.19
6.40
7
.49
−7.60
10.43
2
⬍.01
6.43
11.35
9
.25
−6.65
18.78
2
⬍.01
14.78
20.29
9
.02
2.29
Any Drug†
Initiation
ACDTE general sex
limitation*
ACE homogeneity
Use
ACDTE general sex
limitation*
CTE homogeneity
Problem use
ACDTE general sex
limitation*
AE homogeneity
2.29
2
.32
−1.71
2.65
9
.98
−15.35
6.03
2
.05
2.03
8.23
9
.51
−9.77
3.63
2
.16
−0.37
5.37
10
.87
−14.63
Abbreviations: A, additive genetic influences; AIC, Akaike Information Criterion; a2, proportion of variance explained by additive genetic influences; C, shared
environmental influences; c2, proportion of variance explained by shared environmental influences; D, nonadditive genetic influences; d2, proportion of variance
explained by nonadditive genetic influences; E, nonshared environmental influences; e2, proportion of variance explained by nonshared environmental influences;
NA, data not applicable; r T, genetic correlation between opposite-sex twin pairs; environmental influences shared only by twin pairs; t2, proportion of variance
explained by environmental influences shared only by twin pairs.
*Parameter estimates (95% confidence intervals) are given for males (first) and females (second).
†Tobacco, alcohol, marijuana, or other drugs.
(REPRINTED) ARCH GEN PSYCHIATRY/ VOL 60, DEC 2003
1260
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Parameter Estimates (95% Confidence Intervals)*
t2
Comparison With Full Model
e2
r
2
df
P
Tobacco
0.23 (0.00 to 0.49)
0.08 (0.00 to 0.44)
0.18 (0.00 to 0.39)
0.11 (0.05 to 0.23)
0.09 (0.03 to 0.19)
0.10 (0.05 to 0.17)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
1.07
6
.98
0.25 (0.00 to 0.60)
0.03 (0.00 to 0.63)
NA
NA
0.26 (0.11 to 0.48)
0.05 (0.01 to 0.16)
0.31 (0.14 to 0.52)
0.05 (0.01 to 0.16)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
1.96
6
.92
0.12 (0.00 to 0.49)
0.00 (0.00 to 0.70)
NA
NA
0.25 (0.09 to 0.50)
0.05 (0.01 to 0.18)
0.26 (0.10 to 0.48)
0.05 (0.01 to 0.18)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
0.59
6
.99
Alcohol
0.00 (0.00 to 0.19)
0.00 (0.00 to 0.30)
NA
0.23 (0.11 to 0.39)
0.37 (0.22 to 0.57)
0.29 (0.19 to 0.43)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
2.46
7
.93
0.37 (0.12 to 0.62)
0.31 (0.04 to 0.62)
0.37 (0.20 to 0.54)
0.11 (0.04 to 0.23)
0.23 (0.11 to 0.39)
0.18 (0.12 to 0.27)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
2.69
7
.91
0.00 (0.00 to 0.38)
0.00 (0.00 to 0.41)
NA
0.26 (0.10 to 0.50)
0.23 (0.09 to 0.47)
0.22 (0.12 to 0.36)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
2.46
8
.96
Marijuana
0.00 (0.00 to 0.38)
0.12 (0.00 to 0.57)
NA
NA
0.17 (0.07 to 0.34)
0.04 (0.01 to 0.12)
0.17 (0.07 to 0.34)
0.04 (0.01 to 0.12)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
0.21
5
.99
0.06 (0.00 to 0.36)
0.19 (0.00 to 0.63)
NA
0.13 (0.04 to 0.31)
0.11 (0.03 to 0.25)
0.12 (0.05 to 0.22)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
0.92
7
.99
0.01 (0.00 to 0.33)
0.09 (0.00 to 0.57)
NA
0.20 (0.06 to 0.46)
0.36 (0.18 to 0.61)
0.30 (0.16 to 0.48)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
1.51
7
.98
Any Drug†
0.00 (0.00 to 0.25)
0.00 (0.00 to 0.39)
NA
0.26 (0.13 to 0.44)
0.33 (0.19 to 0.52)
0.29 (0.19 to 0.43)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
0.36
7
.99
0.39 (0.12 to 0.65)
0.31 (0.03 to 0.67)
0.40 (0.23 to 0.58)
0.14 (0.06 to 0.28)
0.22 (0.10 to 0.40)
0.22 (0.15 to 0.30)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
2.20
7
.95
0.01 (0.00 to 0.32)
0.03 (0.00 to 0.52)
NA
0.23 (0.09 to 0.44)
0.15 (0.06 to 0.31)
0.17 (0.09 to 0.28)
0.50 (0.00 to 0.50)
NA
NA
NA
NA
1.74
8
.99
biological sibling pairs’ correlation was higher than the
adoptive sibling pairs’ correlation, suggesting the importance of genetic influences. Also, with few exceptions,
the DZ correlation was higher than the biological sibling pairs’ correlation, suggesting the importance of environmental influences shared only by twin pairs.
(REPRINTED) ARCH GEN PSYCHIATRY/ VOL 60, DEC 2003
1261
Table 4 presents the results of the univariate modelfitting results. The fit of the full model (the ACDTE general sex limitation model), the fit of the best-fitting model
by the AIC, the comparison between the fit of the full
model and the best-fitting model, and the parameter estimates and confidence intervals are presented.
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For several models, the fit of the best-fitting model
by the AIC was close to the fit of the second best-fitting
model, and some parameters from the best-fitting model
could be dropped without a significant worsening of fit,
as indicated by the 2 difference test. These include the
ACTE homogeneity model for tobacco initiation, in which
t2 could be dropped; the ACE/AE heterogeneity model
for tobacco use, in which a2 for male adolescents could
be dropped; the ACE/AE heterogeneity model for tobacco problem use, in which a2 for male adolescents could
be dropped; the ACE heterogeneity model for marijuana initiation, in which the parameter estimates could
be constrained across the sexes; and the ACE homogeneity model for marijuana problem use, in which a2 could
be dropped.
In general, the model-fitting results suggest that the
magnitude of genetic influences on substance initiation, use, and problem use is moderate to substantial, with
the exception of alcohol use and any drug use. The magnitude of shared environmental influences is modest to
moderate, with the magnitude being significant except
for tobacco use in female adolescents, tobacco problem
use in female adolescents, alcohol problem use, and any
drug problem use, for which the AE model was the bestfitting model. The estimate of environmental influences
shared only by twin pairs was significant for tobacco initiation, alcohol use, and any drug use, but not for the problem use of any substances. Heritability was higher and
the magnitude of shared environmental influences was
lower for problem use than for either initiation or use
for alcohol and any drug.
In general, there were few sex differences in the magnitude of genetic and environmental influences on the
risk for substance use disorders, and there was no evidence for sex-specific genetic or shared environmental
influences. Notable exceptions were tobacco use and tobacco problem use, for which the magnitude of genetic
influences was significantly higher in females and the magnitude of shared environmental influences was significantly higher in males. The ACE model fit best in males,
and the AE model fit best in females. For marijuana initiation, the ACE heterogeneity model was the bestfitting model by the AIC and indicated a higher heritability in females and a higher magnitude of shared
environmental influences in males.
COMMENT
Although the significance of genetic influences on substance use and substance use disorders has been established in many twin studies,8-15 the present study makes
a unique contribution to the literature in several ways.
First, the present study is one of few studies examining
the cause of risk for licit and illicit drug use disorders in
adolescents. Second, to our knowledge, it is the first study
to examine twin, biological sibling, and adoptive sibling
pairs jointly and to estimate the magnitude of environmental influences shared only by twin pairs on the risk
for substance use disorders. Studies examining only twin
pairs cannot distinguish between environmental influences that are shared by all family members and environmental influences that are shared only by same-age
(REPRINTED) ARCH GEN PSYCHIATRY/ VOL 60, DEC 2003
1262
twin pairs. Third, given that the present study is a combined sibling/twin/adoption study, we were able to test
a model including shared environmental influences and
nonadditive genetic influences. Fourth, the effects of age
were controlled by estimating age-specific thresholds for
each individual in the analyses, given that the prevalence of substance use and substance use disorders increases significantly with age.35
There were moderate to substantial genetic influences and modest to moderate shared environmental influences on substance initiation, use, and problem use.
Notable exceptions were alcohol use (a 2 = 0.00 and
c2 =0.45) and any drug use (a2 =0.00 and c2 =0.38). Given
the wide confidence intervals around the parameter estimates, it is difficult to assess whether the magnitude of
genetic influences is lower in adolescents than in adults
by comparing the present study’s results with those of
twin studies examining adults. However, the moderate
to substantial heritability estimates found in the present
study are comparable to those found in twin studies8-15
examining substance use and substance use disorders in
adults.
For alcohol and any drug, the magnitude of
genetic influences was higher and the magnitude of
shared environmental influences was lower for problem
use than for initiation or use. These results are consistent with the general conclusions from twin studies9,21
comparing substance initiation or use with problem
use, abuse, or dependence in adults. In contrast to the
results from other studies examining marijuana,15,24 the
magnitude of genetic influences was higher for marijuana initiation (a 2 = 0.39 and 0.72 for males and
females, respectively) and use (a2 =0.55) than for problem use (a2 =0.34).
The environmental influences shared only by twin
pairs had a significant effect on tobacco initiation, alcohol use, and any drug use, but did not affect the problem use of any substances. These results suggest the possible importance of peer influences and the accessibility
of substances on substance experimentation. They also
suggest the possible importance of sibling interaction and
are consistent with the results of a study38 showing a significant relationship between twin closeness and concordance for smoking initiation, but lack of a significant relationship between twin closeness and concordance
for nicotine or alcohol dependence. In contrast, they are
inconsistent with the results of a study39 showing a significant relationship between twin closeness and concordance for illicit drug abuse or dependence.
There were few sex differences in the magnitude of
genetic and environmental influences on risk for substance use disorders. Tobacco use and tobacco problem
use were exceptions, with the ACE model fitting best in
male adolescents, the AE model fitting best in female adolescents, and heritability being significantly higher in female adolescents. McGue et al18 also reported a higher heritability for female than male adolescents for tobacco use
and dependence, but this difference was not statistically
significant. Also, these findings are not consistent with studies9,40 of tobacco use in adults, which conclude that tobacco use is highly heritable in men and women. Also, there
was no evidence that the genetic or shared environmenWWW.ARCHGENPSYCHIATRY.COM
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tal influences on substance initiation, use, or problem use
differ in male and female adolescents.
The results of the present study should be interpreted in light of the following limitations. First, despite our large sample (N = 1062 pairs), lack of power is
a limitation, as evidenced by the wide confidence intervals around the parameter estimates. Second, multiple
thresholds could not be examined when analyzing data
for problem use, given the low prevalence of substance
abuse and dependence symptoms in the sample. Third,
differences in results for substance initiation vs substance use and problem use should be interpreted in light
of the fact that a questionnaire was used to assess substance initiation while an interview was used to assess
substance use and problem use. Fourth, twin studies make
the equal environments assumption, or the assumption
that the degree to which environmental influences on a
trait are shared is similar for MZ and DZ twin pairs. Although the present study lacked data to test the equal
environments assumption, several twin studies,41,42 including twin studies38,39,43 examining substance use disorders, have found support for the equal environments
assumption.
In conclusion, the results of this study provide evidence for moderate to substantial genetic influences and
modest to moderate shared environmental influences on
substance initiation, use, and problem use in adolescents. There were few sex differences in the magnitude
of genetic and environmental influences on the risk for
substance use disorders, and the results suggest that the
genetic and shared environmental influences on the risk
for substance use disorders are similar for male and female adolescents. They provide evidence of significantly higher heritability for tobacco use and problem
use in female than in male adolescents, but these results
are inconsistent with those from previous studies. The
significance of environmental influences shared only by
twin pairs on tobacco initiation, alcohol use, and any drug
use suggests the importance of future research investigating the influences of peers, accessibility of substances, and sibling interactions on substance initiation
and use.
Submitted for publication October 26, 2001; final revision
received April 24, 2003; accepted April 24, 2003.
This study was supported by grant MH-43899 from the
National Institute of Mental Health, Rockville, Md; grant
HD-10333 from the National Institute of Child Health and
Human Development, Bethesda, Md; and grants DA05131, DA-11015, and DA-13956 from the National Institute on Drug Abuse, Bethesda.
This study (in earlier versions) was presented at the
meeting of the College on Problems of Drug Dependence;
June 17, 2001; Scottsdale, Ariz; and the meeting of the
Behavior Genetics Association; July 11, 2001; Cambridge,
England.
Corresponding author: Soo Hyun Rhee, PhD, Institute
for Behavioral Genetics, University of Colorado at Boulder, Campus Box 447, Boulder, CO 80309 (e-mail:
soo.rhee@colorado.edu).
(REPRINTED) ARCH GEN PSYCHIATRY/ VOL 60, DEC 2003
1263
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