Barnabas Palfrey
Regent’s Park
D.Phil
Trinity 2013
THEOLOGY AS
DIALOGUE AND FRAGMENT:
SAYING GOD WITH DAVID TRACY
CONTENTS
INTRODUCTION …………………………………………………………
1
CHAPTER 1. Hans-Georg Gadamer and the Idea of Dialogue …………… 11
I.
Hermeneutical thinking……………………………………….. 14
o i. Plurality, ambiguity, language ………………………… 14
o ii. From phenomenology to linguistic ontology …………
II.
Tracy’s early engagements with Gadamer and hermeneutical
philosophy ………………………………………………….
III.
16
20
Gadamer: interpretation as the conversation of tradition …….. 23
o i. Elements of hermeneutic experience ………………….. 23
o ii. Gadamer’s conservative humanism …………………... 26
IV.
Manifest ‘truth’ versus transcendental argument in Gadamer
and Tracy …………………………………………………... 28
Conclusion: Tracy’s use of Gadamer ………………………………..
CHAPTER 2. Adapting Gadamer for Empirico-Realist Theology ………
I.
32
37
The Analogical Imagination: an ‘empirical’ phenomenology ..
38
o i. The existence of classics ………………………………
38
o ii. The significance of particular past events …………….
42
o iii. The division and unity of interpretative reason ……… 46
o iv. The role of the interpreter-subject in interpretation ….. 49
o v. The example of theology ……………………………...
52
II. Tracy’s process panentheism of the 1970’s and early ‘80s ……..
54
CHAPTER 3. Plurality and Ambiguity: Conversation with texts …………. 71
I.
Conversation and ‘manifestation’ …………………………….
II.
Manifestation as the ‘disclosure-concealment-recognition’ of
truth ………………………………………………………...
III.
72
74
Interpersonal relations and intellectual conversation: Gadamer
and Tracy ……………………………………………………. 76
IV.
Conversation interrupted: plurality and ambiguity …………...
81
V.
VI.
The question of religion ………………………………………
86
The ambiguity of Tracean ‘conversation’ …………………… 88
CHAPTER 4. Discursive Understanding or Embodied Love? Objections to
Tracy …………………………………………………….
93
I.
What about the body? ………………………………………...
94
II.
Plurality’s inarticulate faith reduces plurality to ‘pluralism
and thus monism’ …………………………………………..
III.
‘Traditions cannot love’ ………………………………………
IV.
A focus on praxis is needed to resolve Tracy’s hermeneutical
dilemma of identity versus difference ……………………..
99
105
114
o i. Similarity and difference in Tracy’s thought during the
1980s ………………………………………………… 116
o ii. Tracy’s subsequent self-rehabilitation from the
difficulty Poulsom identified ………………………..
120
o iii. Reasons to resist according centrality to ‘praxis’ ……
122
Conclusion: Defending Tracy ……………………………………….
128
CHAPTER 5. Being, Language and Experience …………………………..
131
I.
II.
The roots of hermeneutical thinking: Martin Heidegger …….
134
o i. Hermeneutical thinking and Heidegger’s ‘Being’ …….
134
o ii. Heidegger’s Being and Time: the analytic of Dasein …
137
o iii. On the way to language ………………………………
146
Concepts of hermeneutic experience ………………………...
152
o i. Heidegger and Gadamer on ‘experience’: Erlebnis and
Erfahrung …………………………………………... 152
o ii. Tracy’s account of experience ………………………..
157
CHAPTER 6. ‘The Self’ in Tracy’s ‘Empirical’ Hermeneutics …………...
160
I.
A Jamesian amongst the Nietzscheans ……………………….. 163
o i. Relating William James with the hermeneutical self ….
163
o ii. NeoNietzschean disbelief: Richard Rorty …………….
166
o iii. Older Nietzschean disbelief: Paul Tillich ……………. 168
o iv. More neoNietzchean disbelief: Michel Foucault’s
scorn ….…………………………………………….
170
o v. With and beyond William James ……………………... 177
II.
III.
The self-evidence of experience according to Bernard
Lonergan …………………………………………………..
180
o i. Insight: Cognitive method, world order and God …….
181
o ii. Insight: The occlusions of evil and bias ………………
185
o iii. Method in Theology: method-in-love ………………...
188
o iv. Claiming insight into the histories of insight and love
190
Tracy’s recent recovery of something like Lonergan’s
imperilled, religiously ecstatic, other-oriented subject …….
193
Coda: On preferring Jamesian selfhood to Aristotelian retrievals …..
197
CHAPTER 7. Theological Correlation …………………………………….
202
I.
The correlative task of theology ……………………………… 204
II.
From an explicit method to an implicit principle …………….. 208
o i. Correlation as an explicit theological method (in the
1970s and ‘80s) …………………………………….
o ii. Correlation as implicit principle (since 1990) ……….
III.
208
213
Blessed Rage for Order: correlation with ‘common human
experience’ …………………………………………………
216
o i. The break with Lonergan ……………………………… 216
o ii. Christianity as authentic fidelity to essential self
IV.
experience ………………………………………….
221
o iii. Christianity as authentic secularity …………………..
223
The Analogical Imagination: Correlation through
hermeneutical theory ………………………………………
226
V.
The prophet and the mystic …………………………………...
234
VI.
Nature, grace and sin: an opportunity to rethink the selfpossession of reason ……………………………….………. 241
CHAPTER 8. Gadamer’s Hermeneutics and Christian Religion …………
I.
Gadamer and religion ………………………………………..
250
250
o i. Religion in Gadamer: the assurance of finite meaning ..
255
o ii. Religion in Gadamer: Incarnation and word ………….
258
o iii. Christianity as a religion of ‘sign’ beyond symbol …..
260
266
II.
The particularity and universality of Christianity in Gadamer
III.
Comparing Gadamer and Tracy on religion ………………….. 269
CHAPTER 9. Fragments …………………………………………………... 274
276
I.
Towards the Tracean fragment ……………………………….
II.
Form and fragment …………………………………………… 281
III.
The example of Augustine ……………………………………
285
IV.
Fragmenting totality systems …………………………………
287
V.
Fragments as ‘frag-events’ …………………………………… 290
VI.
The integrity of a frag-event ………………………………….
294
VII. ‘A Benjaminian-like notion’ ………………………………….
299
VIII. Recollecting some arguments ………………………………..
303
A concluding perspective: Theological reason in suspension ………
308
APPENDIX: ‘Interview with David Tracy, 25-26 October 2009’ ………...
[NB - Interview not reproduced in electronic thesis deposit]
314
SHORT ABSTRACT
This thesis concerns the ideas of ‘dialogue’ and ‘fragment’ in the work of the American
liberal Roman Catholic theologian David Tracy (bn. 1939). Dialogue (or
‘conversation’) established itself as a dominant idea for Tracy in the 1980s, whereas the
centrality of fragments first emerged for Tracy in the late 1990s, to complicate and
refine his earlier thinking. Despite this historical sequence, however, the organisation of
this thesis is thematic rather than essentially chronological.
The first three chapters focus on how in the later 1970s and 1980s Tracy adapted his
ideas of conversation-dialogue from the thought of the German philosopher Hans-Georg
Gadamer. Chapter Four examines some serious objections to Tracy’s concept of
dialogic reason, before defending his basic choices and gesturing towards his more
recent work as perhaps resolving real previous difficulties.
Chapter Five explores the ‘ontological`’ thinking of Martin Heidegger, valuable for
evaluating Tracy despite the latter’s determination to put his own thinking on a more
empirical and pluralistic footing. Chapter Six tackles this theme of Tracy’s ongoingly
‘empirical’ sensibility, as well as the importance he has attached to the experiencing
human ‘self.’ Tracy’s ideas of human experience and selfhood owe much to William
James and to Bernard Lonergan.
Chapter Seven examines ‘correlational’ concepts that Tracy has forged to facilitate
Christian theology over the course of his career since Blessed Rage for Order (1975).
As Tracy became philosophically and theologically uncomfortable with theism as the
SHORT ABSTRACT
p. I
supposed essential horizon for theology (around 1990), so the idea of the ‘mysticalprophetic’ emerged to open a door into new horizons of thinking. Chapter Eight
highlights an easily overlooked antecedent of the hermeneutical negativity that Tracy’s
recent ideas of ‘fragments’ imply: in Gadamer’s sense of the Christina negative ‘sign’
of the Ecce Homo. Chapter Nine then focuses on Tracy’s ideas of thinking through
fragments: their adequacy and possible consequences.
SHORT ABSTRACT
p. II
LONG ABSTRACT
This thesis concerns the ideas of ‘dialogue’ and ‘fragment’ in the work of the American
liberal Catholic theologian David Tracy (bn. 1939). These ideas of Tracy’s can be used
to focus his wide-ranging explorations in Christian faith and reason. Dialogue (or
‘conversation’) established itself as a dominant idea for Tracy in the 1980s, whereas the
centrality of fragments only first emerged for Tracy in the late 1990s, as a complication
and refinement of his earlier thinking. Granted the chronological sequence of these two
themes in Tracy’s thinking, however, the organisation of this thesis is thematic rather
than chronological.
Chapter One considers the background to Tracy’s idea of conversation-dialogue in the
thought of the German hermeneutical philosopher (and interpreter and one-time pupil of
Martin Heidegger), Hans-Georg Gadamer. Tracy’s engagements with Gadamer were
not particularly concerted in Blessed Rage for Order (1975), but by the time of The
Analogical Imagination (1980), adaptive appropriations of Gadamer’s thinking had
become a central feature of Tracy’s thinking. The first chapter examines the elements of
Gadamer’s thinking that most influenced and appealed to Tracy, while also noting
Tracy’s significant differences from Gadamer in how Tracy continued to incorporate
methodological and transcendental reflection into his interpretation theory, as a partner
to the phenomenology of language that Gadamer found sufficient.
The first section of Chapter Two examines Tracy’s theory of theological conversation
as first advanced in Imagination, focussing on the ways in which Tracy transformed
Gadamer-like ideas to his own contrastingly ‘empirical’ and religious-theological ends.
LONG ABSTRACT
p. i
In particular, this section considers Tracy’s claims concerning ‘the phenomenon of the
classic,’ and the way these claims worked their ways out in Tracy’s theological
thinking. The second half of the chapter then critically assesses the processpanentheistic horizon that Tracy favoured for theology and thinking up until the late
1980s. This includes discussion of trenchant criticisms of the process theological
tradition advanced by the English Dominican theologian, Herbert McCabe.
Chapter 3 presents Tracy account of ‘conversation with texts’ in Plurality and
Ambiguity (1986). The chapter focuses first on Tracy’s notion the ‘manifestation’ that
he said occurs in the to-and-fro of questioning conversation, and second on the ways in
which conversation is interrupted by a radical plurality that breeds in all language and
interpretation, on the one hand, and the cognitive, moral and even religious ‘ambiguity’
attached to all human tradition and interpretation, on the other. For Tracy at this time, it
was by uncovering and staying vigilant with respect to ambiguity that one may hope to
live intelligibly despite the inextirpable plurality of one’s discursive world. In Plurality,
Tracy also identified religion as a crucial resource of ‘resistance and hope’ for the
enterprise of dialogic reason. However, the chapter concludes by arguing that Tracy
may have imagined conversation too much along the lines of an ideally co-operative
game, whereas the image of competitive sport might be more helpful. In sport one
requires a worthy opponent for the goods of many games to emerge, and, likewise, there
is perhaps a proper ambiguity that is always present in any attempt at conversation, to
the very extent that the conversation actually locates a real other who is not already
contracted in advance to the Same.
Chapter Four considers objections to Tracy’s model of conversational reason from three
LONG ABSTRACT
p. ii
contrasting Roman Catholic thinkers. Gerard Loughlin complained that Tracy’s
approach in Plurality enthroned a bookish and disembodied notion of reason, while
Tracy’s account of ‘religion’ in that work struck Loughlin as being not so much
pluralistic as instead an attempted reduction of religious plurality to a basically unreal
abstract and denatured ‘essence.’ Granting that there may have been grains of truth in
these allegations, this chapter argues nevertheless, first, that Tracy’s more recent
thinking is more immune to these difficulties, and, second, that Tracy only ever
intended his model of conversation to serve (rather than displace) embodied practices of
justice and solidarity. By contrast, the ecclesial ‘syllogisms of the body’ that Loughlin
apparently would prefer seem to represent dangerously unexamined (or un-examinable)
alternatives, not to be trusted ahead of the kinds of attentive conversational practice that
Plurality seeks to commend.
A rather different, and recent, objection to Tracy’s approach to conversation-dialogue
comes from Werner Jeanrond, who thinks that a ‘hermeneutics of love’ should be
accorded first place ahead of ‘the hermeneutics of conversation and tradition.’
‘Traditions cannot love,’ Jeanrond declares, and Christian theory, at least, should model
love rather than understanding as primary. In this chapter, Jeanrond’s objection is
coordinated with Martin Poulsom’s parallel objection to the effect that, by insisting on
seeking the essential nature of thinking within the arena of hermeneutical theory, Tracy
hands himself over to inescapable dilemmas of having to privilege either an analogical
similarity between things or else a regime of difference that dissolves any positive
horizon of reality. The latter option would enthrone Derridean différance in a manner
Tracy has resisted, and so Tracy has tended to opt instead for an essential sameness in
things (including an essential sameness between Christian faith and human culture in
LONG ABSTRACT
p. iii
general.)
Poulsom suggests that Tracy would have been wise instead to follow his older
contemporary, the Dutch Roman Catholic theologian, Edward Schillebeeckx, in crafting
a notion of ‘praxis’ to relate theory with practice (rather than leaving theory on its own
with its dilemma). Jeanrond likewise talks of love as a ‘praxis.’ However, the latter
parts of this chapter argue that despite problems that Poulsom was correct to identify in
Tracy’s thought in the 1980s, Tracy has always been right to refuse to cede
hermeneutical questions to supposedly more essential extra-discursive dynamics. Even
love is not other than a word that informs and becomes flesh.
Chapter Five explores the ‘ontological’ thinking of Heidegger, as standing behind
Gadamer. This background is valuable also in order to understand and evaluate Tracy’s
thinking, despite Tracy’s determination to put his own thinking on a more ‘AngloAmerican’ empirical and pluralistic footing. In the course of a brief reading of Being
and Time, this chapter highlights obscurities in how Heidegger’s analysis of human
‘existence’ in Being and Time was supposed to relate itself to human ‘experience.’ Later
Heidegger turned instead to the phenomenon of language (or ‘Saying’) as the proper
focus of thinking and questioning. Inheriting Heidegger’s thinking, Gadamer innovated
a concept of what he called ‘hermeneutic experience,’ which the chapter concludes by
comparing with Tracy’s parallel concept.
Chapter Six tackles directly the theme of Tracy ongoingly ‘empirical’ sensibility, as
well as the importance that he has attached to the experiencing ‘self’ in human thinking
and living. The chapter shows that Tracy’s evolving ideas of human experience and
LONG ABSTRACT
p. iv
selfhood owe much to William James, on the one hand, and Bernard Lonergan on the
other. A first section – entitled ‘A Jamesian among the Nietzscheans’ – examines
examples of Nietzschean-style disbelief in any Jamesian humanistic model of human
subjectivity. Short sub-sections on Richard Rorty and Paul Tillich lead to a more
extended discussion of Michel Foucault’s critique of the ‘empirico-transcendental
reduplication’ in much modern thinking, whereby empirical observations are, by a
sleight of hand, concocted into transcendental conclusions. Alan Ray applied this
Foucaultian criticism with effect to Blessed Rage and Imagination. However, this
chapter also seeks to partly deflect Ray’s attack by highlighting the poetic resonance of
Tracy’s thought (as suggested by the title of Blessed Rage, which is a quotation from
Wallace Stevens’s poem, The Idea of Order at Key West.)
The second section of this chapter (Chapter Six) then outlines the religious philosophy
of Bernard Lonergan. It is suggested that Tracy may today finally be coming round to
something like Lonergan’s sense of human selves that persist as profoundly imperilled,
religiously ecstatic subjectivities. A short Coda to the chapter notes how Tracy prefers
William James’s pluralistic account of human subjectivity, ahead of alternative
contemporary retrievals of the virtue tradition after Aristotle.
Chapter Seven turns to Christian theology and to Tracy’s evolving notion of its
systemically ‘correlative’ task. Tracy has regarded theology fundamentally as a labour
of correlating received tradition with contemporary society, on the one hand, and these
together with contemporary possibilities for transcendental reflection, on the other.
Today, however, this task does not translate into a clear methodical schema (as
apparently in the 1980s) so much as invite contemplation of the theologian’s ‘nearly
LONG ABSTRACT
p. v
impossible task of correlating theos and logos.’
Chapter Seven continues by examining the various correlative categories that Tracy has
proposed over the course of his career to act as the critical enablers of theological
conversation: from ‘common human experience’ and ’authentic secularity’ in Blessed
Rage, to ‘the phenomenon of the classic’ and ‘analogical imagination’ in Imagination,
to the emergence of the ‘mystical-prophetic’ as a key interpretative theological category
at the end of the 1980s and into the 1990s. The chapter then argues that the arrival of
this idea of the mystical-prophetic opens a door to a more nuanced understanding of the
self-possession (or lack thereof) of human reason, and potential new possibilities for
imagining the relation between reason and religious faith. However, it may well be that
Tracy would resist these suggestions, as tending too much to dethrone the
autonomously ‘self-correcting power’ of human reason.
Chapter Eight highlights an easily overlooked Gadamerian antecedent of the
hermeneutical negativity that Tracy gives a central place to in his ideas of ‘fragment’
(or ‘frag-event’). Gadamer identified the doctrine of the Incarnation of the Word as a
central Christian innovation on the road to a hermeneutic consciousness, but at the same
time he also saw at the heart of Christianity the sign of an absolute contradiction and
negation of human hermeneutic possibility in the figure of the Ecce Homo. The chapter
concludes that the seemingly sunny humanism of Gadamer’s thought, forged in the
aftermath of Western Christianity, knew as its twin and foil a devastating existential
shadow falling across the individual in his or her mutely aghast privacy. In Tracy case,
by contrast, the negativity inherent in the thought of ‘fragments’ will appear not in the
guise of a private fascinans et tremendum, but rather on the plane, and at the heart, of
LONG ABSTRACT
p. vi
hermeneutic experience as such.
Finally, Chapter Nine introduces Tracy’s idea of ‘fragment’ (or, as he now prefers,
‘frag-event’) as the particular way, above all, that Tracy commends us to pay attention
to the world. Tracy now sees the practice of attention as central to every kind of
thinking and living (a thought echoed in the later Lonergan and in Simone Weil).
Specifically, the idea of ‘fragment’ expresses for Tracy the kind of intelligible ‘form’
that he believes is most available to theology and thinking today: fragments are the
forms able to resist modern closure without attempting to drag thinking back into precritical syntheses. Our traditions have always subsisted in fragments, says Tracy, even
though we may not always have realised it. Read a great Christian writer like
Augustine, for example, and the fragmentary character of a genuine classic becomes
clear.
This final chapter goes on to explores the fundamental character of fragments as entities
and events that shatter ‘totality systems’ of thinking. Totality systems can be conscious
(as in some Christian ideologies of Church, for example), or they can be unconscious,
as generally in the examples of racism or sexism, or the Gestell of technicity that
Heidegger saw as enframing modern existence. The German Romantics first invented
fragments as a means to shatter the totality system of Enlightenment thought, but Tracy
finds more exemplary for us today the fragments that nineteenth- and twentieth-century
Black American writers discovered and forged – both religious and nonreligious – to
shatter and subvert the reigning totality systems of ‘whiteness’ and normatively ‘white’
interpretations of culture and modernity.
LONG ABSTRACT
p. vii
When Tracy gave a paper on his idea of fragments before Jacques Derrida in 1997,
Derrida complained that the metaphor ‘fragment’ implies a piece taken off a whole that
one recalls by way of the fragment, probably with nostalgia (as in the original example
of the Romantics). Thus the figure of the fragment fails to escape the control of a
supposed totality. Since Derrida’s criticism, Tracy has invented the neologism ‘fragevent’ to specify more accurately what he means by a fragment, which he insisted was
something quite different. Talk of frag-event recapitulates the original construction of
‘the classic’ in Imagination as being ultimately a function of an event: paradigmatically,
there, the ‘event of Jesus Christ’ that is at once in the past (Palestine two-thousand years
ago) and an ongoing event of tradition that still occurs over and again today.
The middle part of Chapter Nine explores whether or not the Tracean frag-event can
really be thought through without it collapsing into either a self-dissolving frisson of
différance, on the one hand, or else a Derridean fragment of a lamented totality, on the
other. Unless a third way exists, Tracy’s recent thinking will be simply repeating in a
new way the dilemma of identity or difference that Poulsom identified earlier. The
thesis argues, however, that the metaphor ‘frag-event’ can plausibly avoid this dilemma,
especially once it joins forces with Tracy’s other metaphor of ‘gathering’ fragments into
(frag-eventary) coherences. Tracy spies this possibility in fact in Christian theologies of
the Trinity, for example, but also, too, in the work of major modern poets who laboured
to gather fragmentary visions of the world (such as Elliott, Yeats and Dickinson).
A thinker whom Tracy cites as close to his idea on fragments is the Walter Benjamin.
Benjamin sought to ‘blast’ ‘dialectical images’ from the past, such as might possess a
power to interrupt the catastrophe of history and the inhumane ideologies of progress
LONG ABSTRACT
p. viii
that accompany it in the modern period. Benjamin yearned to see the victims of history
and their sufferings redeemed by our memory of their suffering, rather than forgotten,
as those remembered sufferings become focussed into moments of newness, where
phenomena apprehended in the past (for example, for Benjamin, the nineteenth-century
arcades of Paris) garner a power to jolt our historical perception and usher in something
new: a messianic re-envisioning of the present in its memory of the past. Tracy, too,
must hope to find ways to think within history that do not unconsciously contribute to
the totality systems that have become our second nature. Tracy calls his idea of
fragment above all ‘a Benjaminian-like notion.’
The concluding sections to the last chapter of the thesis recall some of its key
arguments, to help show how the idea of fragment triangulates Tracy at an equal
distance from Gadamer and Derrida (of John Caputo) in a space that is made possible
by Tracy’s insistently pluralistic empirico-religious sensibility as his distinctive mode of
paying attention to the world. A concluding section wonders whether Tracy may
nevertheless still be a little too keen always to be routing thinking via the particular
towards the universal, as if the horizon of universality (or God) were a more
unambiguous target than perhaps his recent thinking implies. Either way, however,
Tracy remains a serious theological thinker of our time.
LONG ABSTRACT
p. ix
CONTENTS
INTRODUCTION …………………………………………………………
1
CHAPTER 1. Hans-Georg Gadamer and the Idea of Dialogue …………… 11
I.
Hermeneutical thinking……………………………………….. 14
o i. Plurality, ambiguity, language ………………………… 14
o ii. From phenomenology to linguistic ontology …………
II.
Tracy’s early engagements with Gadamer and hermeneutical
philosophy ………………………………………………….
III.
16
20
Gadamer: interpretation as the conversation of tradition …….. 23
o i. Elements of hermeneutic experience ………………….. 23
o ii. Gadamer’s conservative humanism …………………... 26
IV.
Manifest ‘truth’ versus transcendental argument in Gadamer
and Tracy …………………………………………………... 28
Conclusion: Tracy’s use of Gadamer ………………………………..
CHAPTER 2. Adapting Gadamer for Empirico-Realist Theology ………
I.
32
37
The Analogical Imagination: an ‘empirical’ phenomenology ..
38
o i. The existence of classics ………………………………
38
o ii. The significance of particular past events …………….
42
o iii. The division and unity of interpretative reason ……… 46
o iv. The role of the interpreter-subject in interpretation ….. 49
o v. The example of theology ……………………………...
52
II. Tracy’s process panentheism of the 1970’s and early ‘80s ……..
54
CHAPTER 3. Plurality and Ambiguity: Conversation with texts …………. 71
I.
Conversation and ‘manifestation’ …………………………….
II.
Manifestation as the ‘disclosure-concealment-recognition’ of
truth ………………………………………………………...
III.
72
74
Interpersonal relations and intellectual conversation: Gadamer
and Tracy ……………………………………………………. 76
IV.
Conversation interrupted: plurality and ambiguity …………...
81
V.
VI.
The question of religion ………………………………………
86
The ambiguity of Tracean ‘conversation’ …………………… 88
CHAPTER 4. Discursive Understanding or Embodied Love? Objections to
Tracy …………………………………………………….
93
I.
What about the body? ………………………………………...
94
II.
Plurality’s inarticulate faith reduces plurality to ‘pluralism
and thus monism’ …………………………………………..
III.
‘Traditions cannot love’ ………………………………………
IV.
A focus on praxis is needed to resolve Tracy’s hermeneutical
dilemma of identity versus difference ……………………..
99
105
114
o i. Similarity and difference in Tracy’s thought during the
1980s ………………………………………………… 116
o ii. Tracy’s subsequent self-rehabilitation from the
difficulty Poulsom identified ………………………..
120
o iii. Reasons to resist according centrality to ‘praxis’ ……
122
Conclusion: Defending Tracy ……………………………………….
128
CHAPTER 5. Being, Language and Experience …………………………..
131
I.
II.
The roots of hermeneutical thinking: Martin Heidegger …….
134
o i. Hermeneutical thinking and Heidegger’s ‘Being’ …….
134
o ii. Heidegger’s Being and Time: the analytic of Dasein …
137
o iii. On the way to language ………………………………
146
Concepts of hermeneutic experience ………………………...
152
o i. Heidegger and Gadamer on ‘experience’: Erlebnis and
Erfahrung …………………………………………... 152
o ii. Tracy’s account of experience ………………………..
157
CHAPTER 6. ‘The Self’ in Tracy’s ‘Empirical’ Hermeneutics …………...
160
I.
A Jamesian amongst the Nietzscheans ……………………….. 163
o i. Relating William James with the hermeneutical self ….
163
o ii. NeoNietzschean disbelief: Richard Rorty …………….
166
o iii. Older Nietzschean disbelief: Paul Tillich ……………. 168
o iv. More neoNietzchean disbelief: Michel Foucault’s
scorn ….…………………………………………….
170
o v. With and beyond William James ……………………... 177
II.
III.
The self-evidence of experience according to Bernard
Lonergan …………………………………………………..
180
o i. Insight: Cognitive method, world order and God …….
181
o ii. Insight: The occlusions of evil and bias ………………
185
o iii. Method in Theology: method-in-love ………………...
188
o iv. Claiming insight into the histories of insight and love
190
Tracy’s recent recovery of something like Lonergan’s
imperilled, religiously ecstatic, other-oriented subject …….
193
Coda: On preferring Jamesian selfhood to Aristotelian retrievals …..
197
CHAPTER 7. Theological Correlation …………………………………….
202
I.
The correlative task of theology ……………………………… 204
II.
From an explicit method to an implicit principle …………….. 208
o i. Correlation as an explicit theological method (in the
1970s and ‘80s) …………………………………….
o ii. Correlation as implicit principle (since 1990) ……….
III.
208
213
Blessed Rage for Order: correlation with ‘common human
experience’ …………………………………………………
216
o i. The break with Lonergan ……………………………… 216
o ii. Christianity as authentic fidelity to essential self
IV.
experience ………………………………………….
221
o iii. Christianity as authentic secularity …………………..
223
The Analogical Imagination: Correlation through
hermeneutical theory ………………………………………
226
V.
The prophet and the mystic …………………………………...
234
VI.
Nature, grace and sin: an opportunity to rethink the selfpossession of reason ……………………………….………. 241
CHAPTER 8. Gadamer’s Hermeneutics and Christian Religion …………
I.
Gadamer and religion ………………………………………..
250
250
o i. Religion in Gadamer: the assurance of finite meaning ..
255
o ii. Religion in Gadamer: Incarnation and word ………….
258
o iii. Christianity as a religion of ‘sign’ beyond symbol …..
260
266
II.
The particularity and universality of Christianity in Gadamer
III.
Comparing Gadamer and Tracy on religion ………………….. 269
CHAPTER 9. Fragments …………………………………………………... 274
276
I.
Towards the Tracean fragment ……………………………….
II.
Form and fragment …………………………………………… 281
III.
The example of Augustine ……………………………………
285
IV.
Fragmenting totality systems …………………………………
287
V.
Fragments as ‘frag-events’ …………………………………… 290
VI.
The integrity of a frag-event ………………………………….
294
VII. ‘A Benjaminian-like notion’ ………………………………….
299
VIII. Recollecting some arguments ………………………………..
303
A concluding perspective: Theological reason in suspension ………
308
APPENDIX: ‘Interview with David Tracy, 25-26 October 2009’ ………...
314
INTRODUCTION
This thesis concerns the ideas of ‘dialogue’ and ‘fragment’ in the work of the American
liberal Catholic theologian David Tracy. These two notions focus much of his wideranging explorations in Christian faith and reason over the past half-century and still
ongoing today. Given the predominantly thematic arrangement of the thesis as a whole,
it will be helpful first to give a chronological sketch of Tracy’s biography and career to
date.
David Tracy was born in 1939 to a family of Irish background in the city of Yonkers
near New York City. In 1952 he began attending the Catholic Cathedral School in
Manhattan, where Bernard McGinn – also from Yonkers – was in the year above.
Tracy followed McGinn to the Gregorian University in Rome in 1960,1 where one of
his lecturers was the Jesuit philosopher-theologian Bernard Lonergan, on whose work
and under whose supervision he would later submit a doctoral dissertation in 1969.2 In
1963 Tracy was ordained a Roman Catholic priest, serving one year in a parish before
returning to the Gregorian to study under Lonergan.
In 1967 Tracy took his first lecturing job at the Catholic University of America (once
again alongside McGinn). However, in 1968 he and McGinn were among a group of
academics at the Catholic University who openly rejected the teaching of Pope Paul
VI’s encyclical Humanae Vitae. All were sacked, and while legal disputes were still in
progress he and McGinn were recruited to the Divinity School at the University of
1
See David Tracy, ‘Tribute to Bernard McGinn,’ Criterion 42/3 (2003), 41-42.
For an account of this meeting and his relation to Lonergan, then and since, see Tracy, ‘Interview with
David Tracy,’ unpublished private interview, Oxford, 25/26 October 2009 (printed as an Appendix to this
thesis), line number 135 ff.
2
1
Chicago,3 where Tracy would remain in post until his retirement in 2006.4
In 1970 Tracy published his first book-length work, The Achievement of Bernard
Lonergan, arising from his doctoral dissertation. The same year, he was one the
directors of the International Lonergan Congress held in Florida, which brought
scholars together from round the world to discuss Lonergan’s work. At the Congress,
Tracy delivered a paper critical of emergent aspects of his teacher’s thinking.5
In 1975, Tracy published his first major work of constructive theology, Blessed Rage
for Order: The New Pluralism in Theology.6 He intended this as the first in a series that
would treat ‘fundamental,’ ‘systematic’ and ‘practical’ theology in turn. The second
volume, on systematic theology, appeared in 1980 as The Analogical Imagination:
Christian Theology and the Culture of Pluralism.7 In this work Tracy first fully
committed himself to a ‘hermeneutical’ orientation that treats the linguistic discursivity
of thinking and experience as an inescapable and primary phenomenon. In the service of
this orientation, Tracy adapted the thought of the German hermeneutical philosopher
Hans-Georg Gadamer to his own more empirically minded religious and theological
outlook. At this time, Tracy was also projecting a third volume on practical theology
that has never appeared, seemingly lost to the requirement Tracy found for theology
3
See Tracy, ‘Tribute to Bernard McGinn,’ 42. McGinn retired from Chicago in 2003.
Tracy became the inaugural holder of the Andrew Thomas Greeley and Grace McNichols Greeley
Professorship in Roman Catholic Studies (in 1984), also serving for many years on the cross-University
‘Committee on the Analysis of Ideas and Methods.’
5
For the published form of this paper, see Tracy, ‘Lonergan’s Foundational Theology: An Interpretation
and Critique’ in Philip McShane, ed., Foundations of Theology: Papers from the International Lonergan
Congress, 1970 (Dublin: Gill & Macmillan, 1971), 197-222. For discussion of Tracy’s argument in this
piece, see Chapter 7 section II.i., below here. Today Tracy indicates that he regrets the overly rationalistic
tone and content of his presentation at the Congress (see Tracy, ‘Interview,’ ln. 190-217).
6
Tracy, Blessed Rage for Order: The New Pluralism in Theology [1975] (Chicago: University of Chicago
Press, 1995).
7
Tracy, The Analogical Imagination: Christian Theology and the Culture of Pluralism (London: SCM
Press, 1981).
4
2
always to be returning to rethink its bases.
In 1983, Tracy contributed half the chapters to a book co-authored with the process
theologian John Cobb, entitled Talking About God: Doing Theology in the Context of
Modern Pluralism.8 Tracy outlined here a dialogue that he hoped could take place
between Whiteheadian process panentheism and transcendental Thomism. Tracy’s
enthusiasm for process theology made him an unusual Catholic theologian, and when
Blessed Rage was published in 1975, the Congregation of the Doctrine of Faith wrote to
him to ask him to describe and defend this part of his understanding. Tracy wrote back
as requested but heard nothing more.9
It is now over a quarter of a century since Tracy’s last major monograph publication,
Plurality and Ambiguity: Hermeneutics, Religion, Hope.10 Tellingly, perhaps, Tracy felt
he needed to turn aside temporarily in this work from his theological programme, in
order to concentrate on articulating the parameters of an ethical and religious hope for
dialogic reason (or ‘conversation’) as a practice of building a shareable world alongside
others.11 In Plurality, Tracy advanced his hope for dialogic reason in the acknowledged
face of the radical plurality of language and interpretation, on the one hand, and the
pervasive cognitive, moral and even religious ‘ambiguity’ of all human traditions, on
8
David Tracy and John B. Cobb, Jr., Talking About God: Doing Theology in the Context of Modern
Pluralism (New York: Seabury Press, 1983). This book was based on lectures that the two had originally
delivered at John Carroll (Jesuit) University in Ohio back in 1976-7. For an exploration of the
significance of process (or ‘panentheist’) theism for Tracy in the 1970s and 1980s, see Chapter 2 section
II, below.
9
David Gibson, ‘God-obsessed: David Tracy’s Theological Quest,’ Commonweal 137/2 (January 29,
2010). Tracy told Gibson, “I never heard back again. I don’t know what that means” (ibid.).
10
Tracy, Plurality and Ambiguity: Hermeneutics, Religion, Hope (London: SCM Press, 1987).
11
‘What the “essence of Christianity” might be after Christians seriously acknowledge first, the plurality
within their own traditions, second, the import of the many other religious traditions for Christian selfunderstanding and third, the profound cognitive, moral, and religious ambiguity of Christianity itself is, to
put it mildly, a very difficult question [and] another task for another time, and one helpfully analyzed
only in a separate volume’ (Tracy, Plurality, x).
3
the other. Plurality stands as Tracy’s gathered 1980s presentation of the skilled practice
of ‘dialogue’ that he located at the heart of all genuine thinking, including theology.
Tracy returned more explicitly to theological questions in Dialogue with the Other: the
Interreligious Dialogue, published in 1990,12 where he first intimated a turn in his
thinking towards interpreting ‘God’ in a religious manner that would break with theistic
propositions.13 In 1994 was published – under the title On Naming the Present: God,
Hermeneutics, Church – a collection of Tracy’s essays originally written for the
international ecumenically minded Catholic theological journal Concilium (on the
editorial board of which Tracy served for many years).14 In the Preface to On Naming
the Present, Tracy referred to a book entitled ‘On Naming God’ that he was then in the
process of writing.15 This work also never appeared, although around this time Tracy
produced important articles on the role played by ‘form’ in theology,16 as well as,
slightly later, proposals regarding the exemplariness of ‘fragments’ as the kind of forms
available to theology today.17 In 1999/2000, Tracy gave the Gifford lectures in
Edinburgh, under the title ‘This side of God,’ since which time his readership has been
awaiting a promised follow-up multi-volume publication.18
12
Tracy, Dialogue with the Other: The Inter-religious Dialogue (Louvain: Peeters Uitgeverij, 1991).
Dialogue was the write-up of a loosely cumulative sequence of lectures delivered at the University of
Louvain in 1988 (see ibid., xi).
13
See especially Chapter 7 section V, below.
14
Tracy, On Naming the Present: Reflections on God, Hermeneutics, and Church (London: SCM Press,
1994).
15
Tracy, On Naming the Present, x.
16
For example, Tracy, ‘Literary Theory and Return of the Forms for Naming and Thinking God in
Theology,’ Journal of Religion, 74/3 (1994), 302-319; and Tracy, ‘Trinitarian Speculation and the Forms
of Divine Disclosure’ in Stephen T. Davis, Daniel Kendall and Gerald O’Collins, eds., The Trinity: An
Interdisciplinary Symposium on the Trinity (Oxford: Oxford University Press, 1999), 273-293.
17
See Tracy, ‘African American Thought: The Discovery of Fragments’ in Dwight N. Hopkins, ed.,
Black Faith and Public Talk: Critical Essays on James H. Cone’s Back Theology and Black Power
(Maryknoll, NY: Orbis Books, 1999), 29-38; and Tracy, ‘Fragments: The Spiritual Situation of our
Times’ in John D. Caputo and Michael J. Scanlon, eds., God, The Gift, and Postmodernism (Indiana
University Press, 1999), 170-180; with ‘Response by Jacques Derrida,’ ibid., 181-184.
18
Tracy laid out the themes of this upcoming publication – namely, Christian theological ‘fragments’ and
their ‘gathering’ – in Tracy, ‘Form and Fragment: The Recovery of the Hidden and Incomprehensible
4
During the first decade of this century, Tracy has survived serious illness and the death
of his mother (to whom he was very close). However, he has nevertheless been
publishing a steady trickle of substantial articles since the time of his Gifford Lectures,
in journals and edited volumes, suggesting his directions of travel.
The themes of ‘dialogue’ and ‘fragment’ occupy a historical sequence in Tracy’s career:
conversation-dialogue established itself as a dominant idea in the 1980s, whereas the
centrality of fragments first emerged for Tracy in the late 1990s as a complication and
refinement of his earlier thinking. After the development of ‘dialogue’ but before the
advent of ‘fragment,’ meanwhile, lay a period in the late 1980s and early 1990s when
Tracy was busy breaking out of the hitherto defining theistic horizon of his thinking,
using his new notion of Jewish and Christian theology as ‘mystical-prophetic’
discourses.19
The historical sequence of Tracy’s thought through the ‘80s and into the ’90s will be an
important organisational motif for this thesis. Nevertheless this thesis will be arranged
thematically rather than essentially chronologically. For example, there was also an
earlier, pre-Gadamerian period in Tracy’s thinking – represented by Blessed Rage –
which will come into view here not so much at the beginning of the thesis as at various
later points for particular thematic reasons (such as when discussing the enduring role
of transcendental reflection in Tracy’s characteristically ‘empirical’ outlook, or in
relation to his notions of the human ‘self,’ or in the course of tracing the evolving
God’ in Werner G. Jeanrond and Aasulv Lande, eds., The Concept of God in Global Dialogue
(Maryknoll, NY: Orbis Books, 2005), 98-114. For more on the expectation of this ‘big book,’ see David
Gibson, ‘God-obsessed: David Tracy’s Theological Quest,’ Commonweal 137/2 (January 29, 2010).
19
See Chapter 7 section V, below.
5
trajectory of Tracy’s theological understanding).20
The first three chapters of the thesis launch the discussion by focussing on the way in
which Tracy adapted his ideas of conversation-dialogue in Imagination and Plurality
from the work of the German philosopher, Hans-Georg Gadamer. In Chapter Four, I
examine some serious objections to Tracy’s concept of conversation-dialogue, and then
defend Tracy’s basic choices while gesturing towards his more recent work as
potentially resolving some of its real difficulties. Chapter Five then explores the
‘ontological’ hermeneutical thinking of Martin Heidegger: so essential in Gadamer and
valuable, too, for evaluating Tracy (despite the latter’s determination to put his own
thinking on a more ‘Anglo-American’ empirical and pluralistic footing). One of
Gadamer’s key innovations in relation to Heidegger was his concept of ‘hermeneutic
experience,’ which can profitably be compared to Tracy’s rather different parallel
concept.
Chapter Six tackles the theme of Tracy’s ongoingly ‘empirical’ sensibility head-on, as
well as the importance that he has attached to the experiencing ‘self’ in human thinking
and living. Tracy’s philosophical and religious commitments contrast here with what we
find in Heidegger and Gadamer. As I show, Tracy’s evolving ideas of human
experience and selfhood continue to owe much to William James, on the one hand, and
Bernard Lonergan on the other.
Chapter Seven examines the series of ‘correlational’ concepts that Tracy has forged to
facilitate Christian theology over the course of his career since Blessed Rage. As Tracy
20
In Chapter 2 section II, Chapter 6 section I.iv and Chaptet 7 sectiop III, respectively.
6
became philosophically and theologically uncomfortable with theism as the supposed
essential horizon for theology, so the notion of the ‘mystical-prophetic’ emerged in the
late 1980s to open a door into new horizons of thinking. He has been exploring these
horizons ever since. Chapter Eight highlights an easily overlooked antecedent of the
hermeneutical negativity implied in Tracy’s recent ideas of ‘fragment’ (or ‘frag-event’),
which can be found in the negative ‘sign’ of Christ as the Ecce Homo, which Gadamer
identified at the particular heart of Christian faith. Finally, Chapter Nine concludes with
a focus on Tracy’s idea of thinking through fragments: its adequacy and its possible
consequences.
In the final chapters, I propose one or two ways in which I would like to see Tracy take
his own thought further, drawing out what seem to me to be implications that are not yet
fully clarified. More broadly, however, I seek to show that Tracy’s recent thinking can
carry forward the strengths of his earlier work in increasingly creative and adequate
ways.
I acknowledge at the outset that, in all of this, this thesis will ignore significant tracks of
Tracy’s thinking. One particularly glaring omission, for example, will be any treatment
of the importance of the form of tragedy for Tracy.21 Another omission will be the
general silence of this thesis on Tracy’s compendious references to and evaluations of
fellow theologians – Catholic and Protestant – especially in The Analogical
Imagination. Neither have I sought to locate Tracy more broadly within the Roman
Catholic theological firmament. Instead, I have restricted myself to the comparably thin
exercise of tracing Tracy’s evolving conception of theological reason. Also missing
21
See ‘Interview,’ ln. 45-54. Also see Wendy Doniger’s description of how tragedy has been ‘the worldview that has, more than anything else, driven David’s intellectual and spiritual life’ (Wendy Doniger,
‘Tribute to David Tracy,’ Criterion 46/1 (2008), 2-5: 4).
7
from this thesis will be examinations of Tracy’s debts to some major thinkers who have
clearly influenced him: Mircea Eliade, Paul Tillich and Karl Rahner are three who come
to mind.
What is more, there will not be space in what follows to consider the many and varied
artistic influences that impinge powerfully on Tracy’s thinking: from modernist and
existentialist novelists, playwrights and (especially) poets, to the ancient tragedians
(again). Just as damagingly, perhaps, I will give rather little attention to the sense of the
Void and the felt absence of God in both our culture specifically and in human suffering
and lamentation more generally. These have been crucial features in Tracy’s recent
thinking.22 As for the philosophers whom Tracy particularly celebrates today, while I
shall discuss Walter Benjamin in Chapter Nine, I shall be virtually silent on Simone
Weil, mention Emmanuel Levinas only in a rather general way, and scarcely mention
Franz Rosenzweig at all.
My excuse for these omissions is that thematic selection is necessarily at a premium
when one writes about a thinker who has been described by a friend and colleague –
admittedly at his retirement party – as having ‘a head […] chock full of everything
written in Greek, Latin, German, French, Italian, or English, all the philosophers from
Plato to Derrida and beyond, as well as everything written in The New Yorker, the New
York Review of Books, The New York Times, The London Review of Books, The T. L. S.,
and about two dozen weird catholic publications.’23 The themes of dialogue and
22
See Tracy, ‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds.,
Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32; and also Joseph
Komonchak’s observation that Tracy’s current God Book hopes to be a contribution to the struggle for
faith in a modern culture where God seems absent, giving particular ‘attention to the experience of
absence, of a void’ (Gibson, ‘God-obsessed: David Tracy’s Theological Quest’).
23
Doniger, ‘Tribute to David Tracy,’ Criterion 46/1 (2008), 2-5: 5.
8
fragment in this thesis are intended to reach into the heart of Tracy’s thinking. The
challenge that arises consequently is to prevent such a project of prospective ‘reach’
from denaturing or trivialising the breadth and richness of Tracy’s intellectual
engagements.
At that same function for Tracy’s retirement in March 2007, Bernard McGinn observed
that Tracy emerged onto the theological scene just as the ‘great systematic theologies of
the twentieth century […] gestated and produced in the half-century between ca. 1930
and ca. 1980’ were about to seem ‘no longer totally adequate in the midst of the
challenges’ about to erupt ‘from so many directions.’24 (This situation receives
reflection in the repeated references to ‘plurality’ and ‘pluralism’ in the titles of Tracy’s
books during the 1970s and ‘80s.) McGinn notes that ‘[i]n this confusing maelstrom,
theology has been called upon to re-imagine itself in many and often conflicting ways.’
Some would like to see theology ‘jettisoning the past and boldly setting out in new
directions,’ while others would prefer to see to theology ‘declaring its independence as
a unique form of discourse open only to believers.’25 McGinn notes, however, that
Tracy has consistently preferred a different track. For Tracy, the central task of theology
is consistently the task of ‘trying to rethink [theology’s] roots in dialogue with these
contemporary challenges […] difficult as it may be.’26
Karl Rahner once asked rhetorically: ‘How can we do theology today except in as wide
as possible a confrontation with the enormous variety of contemporary anthropological
24
Bernard McGinn, ‘Tribute to David Tracy,’ Criterion 46/1 (2008), 7-9: 8.
McGinn, ‘Tribute to David Tracy,’ 8.
26
McGinn, ‘Tribute to David Tracy,’ 8.
25
9
sciences?’27 Bernard Lonergan’s ambitions in these regards were certainly no less farreaching.28 In a world that will appear to many to be even more obviously plural and
complicated than it appeared to these giants of an earlier generation, Tracy is a
theologian who has stayed faithful to the task.29
27
Karl Rahner, ‘Experiences of a Catholic Theologian,’ in Declan Marmion and Mary E. Hines, eds., The
Cambridge Companion to Karl Rahner (Cambridge: CUP, 2005), 306; quoted in McGinn, ‘Tribute to
David Tracy,’ 8.
28
See, the discussion of Lonergan in Chapter 6 section II, below; and also Tracy in ‘Interview,’ ln. 146151.
29
(On a wholly different note, I owe a debt of warmth and gratitude to my supervisor George Pattison for
his patience, generosity and support. Also, many thanks to my brother for proof reading and suggestions.
And huge thanks and love to Mira.)
10
CHAPTER 1
Hans-Georg Gadamer and the Idea of Dialogue
Tracy considers dialogue (or ‘conversation’) a primary dimension of the reason needed
by theology and general thinking alike. Pursuing the practical and theoretical
implications of this commitment will be a major focus of this thesis. The specific focus
of this first chapter will be to introduce some central ideas of Hans-Georg Gadamer
(1900-2002), whose account of what takes place when we set about interpreting the
world strongly influenced the theory of dialogue that Tracy developed in the 1980s. I
will try to show why Gadamer’s hermeneutic philosophy was attractive to Tracy the
theologian, while also noting core differences in outlook between Tracy and Gadamer.
Before launching into questions concerning reason-as-dialogue, we should note that in
recent years the idea of conversation-dialogue has lost some of the unchallenged
primacy which it had for Tracy in the mid-1980s. Since around 1990, Tracy has been
recognising a greater ‘brokenness’ in interpretation and reason, amid our fragmenting
traditions.30 More recently still, Tracy has also begun to draw upon Martin Heidegger to
suggest our need to attend to the world and to each other in ways which go ‘beyond’
dialogue (that is, beyond any self-complete model of reason-as-conversation).31 In a
lecture delivered at Loyola University in Chicago in 2011, Tracy reflected on four
30
In 1990 Tracy wrote that a Christian hermeneutic today ‘must endure as not merely unfinished but as
broken’ (Dialogue with the Other, 121). The judgment applies equally to any more general hermeneutic
of reason. Regarding our fragmentary contemporary situation, Tracy now likes to cite T. S. Eliot’s line
about assembling ‘fragments to shore up against our ruin,’ only Tracy refuses Eliot’s negative assessment
of a situation in which ‘all we have left in all the traditions, cultural and religious etc., are fragments’
(Tracy). As Tracy continues: ‘But that’s true, in fact it was always true, and it’s certainly true now. And I
don’t find this such a terrible thought – at all – if you can discern which of them are really right, now’
(Tracy, ‘Interview with David Tracy,’ Oxford, 25/26 October 2009, Appendix to this thesis, lines 93-6
(hereafter, ‘Interview’ followed by relevant line-numbers)).
31
See Tracy, ‘Western Hermeneutics and Interreligious Dialogue’ in Catherine Cornille and Christopher
Conway, eds., Interreligious Hermeneutics (Eugene, Or.: Cascade Books, 2010), 1-43; 19.
11
distinct ‘forms’ of reason he saw available to theology today. One of these he called the
‘dialogic’ form, while the other three were ‘dialectical-rhetorical,’ ‘social-critical’ and
‘contemplative-meditative’ forms of reason.32 That is, today Tracy can list forms of
reason alongside each other, no longer counting all subsidiary to one supreme form of
reason-as-dialogue. His registering of the ‘contemplative-meditative’ is particularly
significant, representing new retrievals from both Martin Heidegger and older aspects of
the religious and philosophical tradition
And yet the ‘form’ of dialogue is still today for Tracy the most clearly manifest
dimension of reason, across which all other forms must work their various infra- and
extra-dialogic paths. Even what lies ‘beyond dialogue’ remains in contact with practices
of humane dialogue and collaborative action, for ‘everyone must eventually return to
the cave where discursive reason, dialogue and responsible action thrive.’33 As Tracy’s
thought has continued to develop, the essential elements within his insistence on
dialogue as the most basic hope of reason have been finessed and extended rather than
overturned. The later developments can in large part be traced back to tensions and
possibilities already incipient in Tracy’s theory of the mid-1980s, as will hopefully
become clear. So in exploring the roots of conversation-dialogue in Tracy, I do so with
an eye to his more recent complications of the concept.
What most appealed to Tracy in Gadamer was the latter’s root description of the
everyday hermeneutical situation: that is, the everyday situation of our needing to
interpret other people, ourselves and the world. Before we turn to enumerate the salient
32
Tracy, ‘The Necessity and Character of Fundamental Theology,’ unpublished lecture presented at
Loyola University, Chicago, April 8, 2011.
33
Tracy, ‘Western Hermeneutics and Interreligious Dialogue,’ 43. In ‘ordinary life after all, we all –
finitely, historically, thankfully – interact with each other in efforts to try to live lives worthy of a human
being’ (ibid.).
12
elements of Gadamer’s description (in section III below), it will be helpful to sketch
briefly the more general character of twentieth-century ‘hermeneutical thinking.’
Gadamer made hermeneutics explicit as philosophical commentary on the conversation
of human understanding in tradition. His construction of conversation-dialogue had
roots in Edmund Husserl’s phenomenology, and relied more proximately on the seminal
work of Heidegger, under whom Gadamer studied in the 1920s.
Tracy’s thought has drawn upon the Heidegger-Gadamer tradition as background as
well as through direct appropriation. But, as will become clear, Tracy has also been
keen to maintain in various ways a distance between his own American ‘empirical’
attitude – which honours the positive and constitutive plurality of a world in which a
person is always yet to comprehend the different experiences of others – and what
Tracy regards as a characteristically European tendency to grasp precipitately after the
essential horizon of everything (or, alternatively, to exhibit the definitive absence of any
such horizon).34 Gadamer himself forged towards an equation of intelligible ‘being’
with language, towards which equation Tracy has retained considerable reservation. Yet
despite this coolness towards equating being with language, some grasp of the
phenomenological and implicitly ontological pole of Tracy’s hermeneutical thinking
will be valuable if we are to understand its roots and trajectory.
34
As Tracy pointed out in an early note in Plurality and Ambiguity (1987), ‘the analysis I give of
interpretation-as-conversation, although clearly indebted to Gadamer’s pioneering work, is less directed
that his to an ontology of understanding and more to developing an empirical (Anglo-American?) model
for the interpretation of texts’ (Plurality, 115-6 n. 6). Referring to his ongoing affinity with the work of
his one-time mentor and doctoral subject, the Canadian philosopher-theologian Bernard Lonergan, Tracy
told me recently, ‘Yes I do phenomenology, but it is always with this empirical sense’ (Tracy, ‘Interview
with David Tracy,’ ln. 264-5).
13
I. Hermeneutical thinking
I. i. Plurality, ambiguity, language
In large part, Tracy’s emphasis on dialogue has stemmed directly from his keen sense of
the plurality of human experience in all its traditions and interpretations, alongside its
cognitive and moral ambiguity.35 We seek to interpret and understand a world that is
rich with variety, and this alone should make us wary of asserting the authority of one
single viewpoint. As Tracy remarks in a recent interview, this emphasis on plurality is
distinctively American as opposed to European: ‘can you be American and not be for
plurality?’36 What is more, none of our traditions of wisdom and understanding are
themselves innocent of bloodshed and terror, either directly or indirectly; ‘even our
great works of civilization are also works of Barbarism,’ as Tracy likes to quote Walter
Benjamin.37 If we are to think and speak with any level of cognitive depth and moral
responsibility, it follows, we must attend to the really different experiences and
perspectives of others. And far from religion being an exception to this rule of reason,
according to Tracy, a religious tradition will generally be among the most plural and
contested – not to mention the most cognitively and morally ambiguous – of all the
occasions of interpretation with which we may deal. This is just one reason for Tracy
why theology, above all, must conduct itself as an exemplary case of the conversation-
35
This perspective achieved its developed expression in Tracy, Plurality and Ambiguity: Hermeneutics,
Religion, Hope (London: SCM Press, 1987).
36
Tracy, ‘Interviewed by Christian Sheppard – God: the Possible/Impossible’ in John Panteleimon
Manoussakis, ed., After God: Richard Kearney and the Religious Turn in Continental Philosophy (New
York: Fordham University Press, 2006), 351. Tracy draws attention again here to the influence of
William James, who propounded an explicitly pluralistic outlook on the world (see James, William, A
Pluralistic Universe: Hibbert Lectures at Manchester College on the Present Situation in Philosophy
(London: Longmans, Green, and Co., 1909).
37
For example, Plurality and Ambiguity, 68-9.
14
dialogue of reason.38
At the same time, through the 1970s and into the ‘80s, Tracy developed an increasingly
‘hermeneutical’ colouring to his emphasis on worldly plurality (and latterly, ambiguity).
Increasingly, his thinking revolved around the recognition that ‘experience,’ in any full
sense, is always already discursive.39 This is to say, the experience of things that appear
to us cannot be disentangled from the language (rudimentary or sophisticated) that lets
those things appear as the things which they appear to be. Empiricist concepts that
would wrest ‘experience’ from its discursive-linguistic entanglement, meanwhile, are
on this view at best secondary abstractions from the phenomena that actually appear. A
salient example of this would be a concept of animal experience (or consciousness): a
concept of animal ‘experience’ will have some uses, but until one can clarify the
relation of animal experience to human discursive experience, as the primary meaning
of that word, the concept remains systematically opaque. For, in the fullness of human
experience, language goes “all the way down.”
Famously, in his early epochal work, Being and Time, Martin Heidegger described a
mutually constituting ‘circle’ between one’s Being-in-the-world-as-a-project-ofunderstanding, on the one hand, and one’s explicit linguistic interpreting of the world,
on the other.40 This mutual implication of existence and linguistic interpretation is the
38
The other reason is expressed forcefully in The Analogical Imagination: in speaking about God, argues
Tracy, Christians speak about the most universal of all, and so any retreat from the ‘public’ conversation
of reason into the walled privacies of sectarian particularism, on the one hand, or ineffable subjective
feeling, on the other, is to cease to speak seriously of God (see Imagination, 47-52).
39
Tracy writes in 1985 of his ‘own explicitly hermeneutical turn in The Analogical Imagination [1981] in
contrast to the hermeneutically informed but underdeveloped position on “common human experience” in
Blessed Rage for Order [1975]’ (Tracy, ‘Lindbeck’s New Program for Theology: A Reflection,’ Thomist
49/3 (1985), 460-472; 464). For more on Tracy’s approach in Blessed Rage, see Chapter 7 section III,
below. Tracy would elaborate his hermeneutical ‘turn’ further in Plurality and Ambiguity [1987].
40
See Martin Heidegger, Being and Time, trans. John Macquarrie and Edward Robinson (Oxford:
Blackwell, 1962), 194-5.
15
always-already “there” circle of human temporal possibility, which can never be
escaped. And yet, Heidegger suggested, just possibly, albeit paradoxically, one could
hope ever and again to ‘come into [the circle] in the right way’ – in a way that
intensifies human possibility – as one attends authentically to an unconcealment (aletheia) of truth in discourse (talk, logos, Rede).41
Hermeneutical insight insists that human experience ought not to be misrepresented as
either a set of de-linguisticisable objects (sense-data) or a similarly de-linguisticisable
subject (immediate ego-consciousness). Nor, crucially, ought human experience be
imagined as some kind of combinatorial process that shuttles between these two isolated
notions, somehow blurring subject and object into fruitful interaction.
In relegating subject and object to the status of secondary abstractions, hermeneutical
thinking exhibits its background in European ‘phenomenology,’ a philosophical
programme first developed in early Twentieth-Century Germany by Edmund Husserl
(1859-1938).
I. ii. From phenomenology to linguistic ontology
Husserl inaugurated phenomenology as a programme to exhibit the wellspring of
human intentional experience, and so establish the integrity and coherence of human
consciousness as a secure foundation for all kinds of science and understanding.42
41
See Being and Time, 203-10.
See inter alia, Edmund Husserl, Cartesian Meditations: An Introduction to Phenomenology, trans.
Dorian Cairns (Dortdrecht: Martinus Nijhorf, 1960); and Husserl, The Crisis of the European Sciences
and Transcendental Phenomenology, trans. David Carr (Evanston: Northwestern University Press, 1970).
42
16
Husserl proposed to return thought to den Sachen selbst (‘the things themselves’) –
which that Kant had counted transcendently unknowable – as these actually exhibit
themselves to consciousness, and in this way to resolve modern philosophical dilemmas
of empiricism (as an ‘object’-centred attitude) and idealism (as a ‘subject’-centred
attitude). In a task that Husserl eventually realised would be endless, phenomenology
would strive to bring to light a unified ground for the natural and human sciences in
their proper relations to each other.
In pursuit of these goals, Husserl attempted a series of ‘reductions’ (épochés) of
experience to its descriptively essential elements and conditions, which he was sure lie
back behind the rich confusions and confused notions that reign in everyday
consciousness (including the notions of ‘subject’ and ‘object’).43 Husserl’s first and
most fundamental ‘transcendental reduction’ involved learning to interrogate experience
only from within the point-like circle of human consciousness itself, as the one selfevident and potentially self-interpreting phenomenon: as the life of an ‘I’ that exists
independently of any further hypothecations of reality.44
Ultimately, Husserl sought to pursue transcendental ego-experience ‘to my own
transcendental sphere of peculiar ownness or to my transcendental concrete I-myself,’
in complete ‘abstraction from everything that transcendental constitution gives me as
An elegantly clear summary and critical outline of Husserl can be found in Hugh Rayment-Pickard,
Impossible God: Derrida’s Theology (Aldershot: Ashgate, 2003), 28-40. An accessible summary of
Husserl’s mature position from Husserl himself can be found in Edmund Husserl, ‘“Phenomenology,”
Edmund Husserl’s Article for the Encyclopaedia Britannica (1927),’ rev. trans. by Richard E. Palmer in
Peter McCormick and Frederick A Elliston, eds., Husserl: Shorter Works (Notre Dame, Ind.: University
of Notre Dame Press, 1981), 21-35.
43
See Rayment-Pickard, Impossible God, 29-30.
44
‘[T]he momentous fact is that I, with my life, remain untouched in my existential status, regardless of
whether or not the world exists and regardless of what my eventual decision concerning its being or nonbeing might be’ (Edmund Husserl, Cartesian Meditations: An Introduction to Phenomenology, trans.
Dorian Cairns (Dortdrecht: Martinus Nijhorf, 1960), 25); quoted in Rayment-Packard, Impossible God,
30). See also Rayment-Packard, Impossible God, 30-2.
17
Other.’45 As Rayment-Packard observes, this ‘abstractive’ reduction sought to ‘strip[]
away everything that is alien to the essential consciousness of transcendental life,’ to
uncover ‘the pure substrate upon which all consciousness depends’ (a substrate to which
Husserl sometimes gave the theological-sounding name, ‘the living present’).46
Hermeneutical phenomenology would differ from Husserl’s version, therefore, in
calling phenomena back, not to Husserl’s conscious living self-presence, but instead to
a circling existing and speaking that never finally coincide. In hermeneutical thinking
after Heidegger, the identity of thinking experience will be simultaneously also its
difference from itself and, thereby, an endless relation to an otherness that thought will
never master.47 The names of this otherness vary for different hermeneutical thinkers at
different points in this tradition. Heidegger first set out with the name ‘Being’ (hence
‘ontological hermeneutics’), but later he would often prefer to focus on language itself –
or as he preferred, ‘Saying’ – as naming the mystery at work in the essential human
possibility of ‘bearing a message.’48
For Heidegger and the hermeneutical tradition after him, the heart of thoughtful
experience lies not in acts of rational judgment or intelligent concept-formation –
45
Husserl, Cartesian Meditations, 93; quoted in Rayment-Pickard, Impossible God, 31.
Rayment-Packard, Impossible God, 31 (see Husserl, Cartesian Meditations, 102). It was the guiding
notion of a ‘living present’ in Husserl that Derrida seized upon and criticised (see Jacques Derrida,
Speech and Phenomena and other Essays on Husserl’s Theory of Signs, tr. David B. Allison (Evanston:
Northwestern University Press, 1973)).
47
Viewed in this way, Jacques Derrida can be viewed as representing a certain ‘radical’ or ‘negative’
hermeneutics, which insists to Heidegger that the endless self-difference of linguistic thinking be fully
explored and respected. (In this regard, see John D. Caputo, Radical Hermeneutics: Repetition,
Deconstruction, and the Hermeneutical Project (Bloomington and Indianapolis: Indiana University Press,
1987), especially Chapters VI and VII.)
48
See Martin Heidegger, ‘A Dialogue on Language between a Japanese and an Inquirer’ in Martin
Heidegger, On the Way to Language [1959], trans. Peter D. Hertz (New York: Harper Collins, 1971), 154; esp. 47-52. The Heidegger character suggests to his Japanese companion earlier in the Dialogue that
the Greek verb hermeneuein refers to ‘the name of the god Hermes […] the divine messenger [who]
brings the message of destiny’; and that, in line with this, ‘hermeneutics means not just the interpretation
but, even before it, the bearing of message and tidings’ (‘A Dialogue on Language,’ 29).
46
18
Kantian or Thomistic49 – but rather in a truthful ‘unconcealing’ (aletheia) which is ‘in
play’ (as Gadamer would later say)50 in logos-discourse. Accordingly, it follows that
developed concepts of reason and reality need to discover themselves continually in
logos-experience that is linguistic but not necessarily conceptual. In Heidegger’s
epochal early work, Being and Time (1927), Heidegger suggested interpreting logos
(discourse, talk) as that which essentially ‘lets something be seen’: which ‘lets us see
something from the very thing which the discourse is about.’51 It followed from this that
logos signifies ‘reason’ only ‘because the function of logos lies in merely letting
something be seen, in letting entities be perceived.’52
Whereas Heidegger was the origin, Hans-Georg Gadamer was the thinker in
Heidegger’s wake around whom hermeneutical philosophy coalesced as such. Where
early Heidegger disparaged the superficiality of ‘publicness’ in discourse,53 and later
Heidegger wrote about a ‘dialogue of language’ permitted mainly through silence,54
Gadamer was a convinced advocate of the humanistic ‘conversation’ of tradition, as we
will see. And yet for all this, Gadamer was also very much an interpreter of Heidegger.
He brought together Heidegger’s discourse about Being with key aspects of
49
This may be helpfully contrasted with the approach on this point of Tracy’s early teacher, the
transcendental thomist philosopher Bernard Lonergan. From the time of his early work Insight (1957),
Lonergan stressed the centrality of the human subject’s powers of abstractive insight and consequent
concept-formation and rational judgment (see Bernard Lonergan, Insight: A Study of Human
Understanding [1957], rev. ed. (London: Darton, Longman & Todd, 1958)). Lonergan criticised
phenomenology in both Husserl and Heidegger for these thinkers’ lack of sufficient regard for the
operation of intellectual mind (see Lonergan, Phenomenology and Logic: The Boston Lectures on
Mathematical Logic and Existentialism, ed. Philip J. McShane (Collected Works of Bernard Lonergan,
vol. 15) (Toronto: University of Toronto Press, 1999), 274-9 and 187ff.) For more on Lonergan and his
continuing significance for Tracy, see Chapter 6 section II below.
50
See Gadamer, Truth and Method, 102ff.
51
Heidegger, Being and Time, 56; the emphasis is the translators’.
52
Being and Time, 58.
53
See Being and Time, 165: ‘Publicness proximally controls every way in which the world and Dasein
get interpreted, and it is always right […] because it is insensitive to every difference of level and of
genuineness and thus never gets to the “heart of the matter.” By publicness everything gets obscured, and
what has thus been covered up gets passed off as something familiar and accessible to everyone.’
54
See Heidegger, ‘A Dialogue on Language,’ 50-54.
19
Heidegger’s later meditations on the being of language. For Gadamer, the phenomenon
of language itself makes present our encompassing experience of ever-finite yet neverexhausted understanding. Amid our unending embroilment in the coming-to-be-indialogue of meaning and truth, for Gadamer, famously, ‘being that can be understood is
language.’55
This is as far as we need go for now as regards the background to hermeneutical
thinking in general. In Chapter Five I will explore more fully the background of
resurgent talk of ‘being’ in Heidegger and then Gadamer. The sections to follow here
will deal first with Tracy’s limited engagements with Gadamer in the 1970s, and then
with the salient elements of Gadamer’s characterisation of ‘the conversation of
tradition,’ which so impressed Tracy in the late 1970s and through the 1980s.
II. Tracy’s early engagements with Gadamer and hermeneutical philosophy
The Gadamerian concept of conversation-dialogue first appeared at the heart of Tracy’s
thinking in The Analogical Imagination (1981). However, even before then, back in
Blessed Rage (1975), Tracy was already noting Gadamer’s contributions to debates on
the nature of truth and the reception of historical texts. Without entirely committing
himself to Gadamer’s position, Tracy also noted Gadamer’s trenchant rejection of
approaches to texts organised around reconstructing their authors’ original intentions.56
Tracy also highlighted how Gadamer emphasised the element of practical application as
55
56
Gadamer, Truth and Method, 470.
See Blessed Rage, 73f.
20
being integral to all events of interpretation,57 as well as how Gadamer opposed the
Enlightenment blanket denigrations of tradition.58
For all this, however, Blessed Rage constructed its argument around an unGadamerian
notion of ideal ‘meanings’ present within the linguistic fabric of texts. Tracy sought to
ground human knowing in a simple and essential experience of subjective
consciousness, pregnant with meaning, corresponding with these ideal meanings.
Instead of directly appropriating Gadamer’s model, Blessed Rage employed technical
borrowings from Paul Ricoeur in the service of Tracy’s own distinct phenomenological
and transcendental (and ultimately metaphysical-theistic) argument concerning
‘common human experience and language.’ In this early work, Tracy argued that the
essential human phenomena of selfhood and meaning – helpfully clarified by
contemporary secular culture, Tracy thought – are everywhere sustained by their own
encompassing and empowering ‘religious dimension.’ According to Blessed Rage, an
immanent-transcendent religious dimension of experienced reality manifests itself
throughout human existence as a ‘basic human faith’ in the meaningfulness and
worthwhileness of existence. This faith, common to authentic Christianity and
secularity alike, makes itself explicit, Tracy thought, at the constitutional limits of our
everyday and scientific experience and language: in fundamental moral or scientific
questioning; in deep experiences of anxiety or joy; and via the ‘limit’-metaphors, narratives, -symbols and -parables that accompany and interpret our cognitive and
existential experience. Tracy identified these latter ‘limit-language’ phenomena as
coming into their own in religious (and Christian) discourse.59
57
Blessed Rage, 224 n. 10.
Blessed Rage, 12.
59
See chapter five of Blessed Rage, entitled ‘The Religious Dimension of Common Human Experience
and Language,’ which examined ‘limit-questions’ in science and moral inquiry, as well as ‘limit58
21
Broadly speaking, therefore, Blessed Rage still reckoned language and discourse
subsidiary to primal phenomena of self- and God-experience. Tracy would later admit
that Blessed Rage had not yet taken full stock of the ‘hermeneutical turn’ in thinking
after Martin Heidegger.60 Tracy has never abandoned the search for serviceable forms
of transcendental reflection about God and the true ends of reason. But by the time he
wrote Plurality, he would have come to see a ‘clear and difficult’ ‘need to reformulate
all earlier transcendental analyses which are based on a philosophy of consciousness’
(such as his own in Blessed Rage).61
Adapting its elements of hermeneutical theory more from Ricoeur than Gadamer,62
Blessed Rage lacked the Gadamerian concept of the encompassing ‘game’ of
‘conversation’ that would become very important for Tracy in Imagination and since.
Tracy would appropriate and adapt Gadamer far more directly in Imagination and again
in Plurality, albeit on Tracy’s distinctively ‘empirical’ terms (as I will argue). It would
also retain from Ricoeur a greater critical interrogation of tradition than Gadamer
experiences’ in everyday life (Blessed Rage, 91-118). Chapter six went on to argue that the religious
language of the New Testament constitutes a plausible ‘limit-language’ able to ‘re-present’ our essential
condition to us. In his 1995 Preface to the reprinting of Blessed Rage, Tracy singled out his analyses of
religious limit in these chapters as ‘needed even more in our present, post-modern situation in theology
and religious studies than they were twenty years ago’ (ibid., xiii).
60
In his 1995 Preface to the reprinting of Blessed Rage, Tracy wrote that while ‘“hermeneutics” [was]
crucially present in the book,’ it was at that time ‘not yet the heart of my concept of theology.’ In 1985,
Tracy wrote of his ‘own explicitly hermeneutical turn in The Analogical Imagination in contrast to the
hermeneutically informed but underdeveloped position on ‘common human experience’ in Blessed Rage
for Order’ (Tracy, ‘Lindbeck’s New Program for Theology: A Reflection,’ Thomist 49/3 (1985), 460472: 464).
61
Plurality, 134 n. 40. See also Tracy’s reflections in the main text at this point on the false confidence of
modern consciousness: ‘The moderns were relatively untroubled by reflection upon the indissoluble
relationships between knowledge and language. [… D]espite all its transcendental “turns to the subject,”
modern consciousness remained a relatively stable and manageable affair’ (Plurality, 77).
62
See Blessed Rage, 72-9. See Paul Ricoeur, Interpretation Theory: Discourse and the Surplus of
Meaning (Fort Worth: Texas Christian University Press, 1976); see also Ricoeur’s emphasis on the role
of the interpreter’s ‘productive imagination’ in Ricoeur, ‘The Metaphorical Process as Cognition,
Imagination, and Feeling’ in Sheldon Sacks, ed., On Metaphor (Chicago: University of Chicago Press,
1979) and also The Rule of Metaphor: The Creation of Meaning in Language [1995/7] (Abingdon:
Routledge, 2003).
22
allowed, alongside a more distinct role for the interpreter-subject as the agent of
interpretation. And yet despite these differences, Tracy found something compelling at
the heart of Gadamer’s account of the conversation of tradition. It is now time to
examine this in more detail.
III. Gadamer: interpretation as the conversation of tradition
III. i. Elements of hermeneutic experience
Tracy’s direct commentary upon Gadamer has tended to focus on the ‘elements of a
theory of hermeneutic experience’ that Gadamer outlined in the penultimate chapter of
his defining work, Truth and Method [1960],63 concerning the essential elements that
Gadamer thought govern the interpretation of a text or a work of art. These include (i)
the necessary role of fore-understanding in all interpretation (such that our previously
held fore-judgements of the world are an integral element in our interpretations of it);64
(ii) the consequent inevitability of our standing within tradition, given that
understanding can occur only as an event that mediates renewed understanding across
history;65 (iii) the exemplary significance of the concept of ‘the classical’ as regards
those occasions when a text or artwork is found to possess a ‘power to speak directly’
persisting for a ‘fundamentally unlimited’ historical duration;66 and (iv) the practical
dimension of ‘application’ to the individual and communal life-world within all
63
Gadamer, Hans-Georg, Truth and Method, second revised edition & trans. (London: Continuum, 2004),
268-382.
64
Truth and Method, 268-273.
65
Truth and Method, 278-291. ‘Understanding is to be thought of less as a subjective act that as
participating in an event of tradition’ (ibid., 291; I have de-italicised this sentence).
66
Truth and Method, 290.
23
interpretation, according to Gadamer, after the example of a judge interpreting the law
in passing specific judgment.67
Gadamer summed up these elements of experience in his notion of the ‘historically
effected’ (wirkungsgeschichtliches) character of human discursive consciousness
(Bewußtein).68 By ‘historically effected consciousness,’ Gadamer intended to convey
the condition of all human consciousness as everywhere ‘effected in the course of
history and determined by history.’69 This is to say, according to Gadamer, we become
understandingly conscious of our world only on the back of past ‘fusions of horizons’
that have already occurred between living human consciousness and its artistic,
religious, philosophical, scientific and literary heritage.70 Furthermore, we ourselves
exist humanly, for Gadamer, precisely as movements of understanding within a world
that has previously become intelligible and which goes on becoming intelligible in new
ways. According to Gadamer, the recurring ‘process’ or ‘event’ (Geschehen) of
understanding – virtually a synonym for ‘tradition’ in Gadamer – is what bears us along
in our human mode of being. Gadamer thought that this was the situation that his own
Western heritage, in particular, impressed upon its heirs.71
67
Truth and Method, 306-336. ‘When a judge regards himself as entitled to supplement the original
meaning of a text of law, he is doing exactly what takes place in all other understanding’ (ibid., 336).
Even the historian whose basic approach to historical texts is different from those of the jurist, theologian,
philologist or literary critic, cannot evade the encompassing question, beyond all judgements of historical
fact, of how best she may participate in understanding history (ibid., 330-336).
68
Truth and Method, 341ff.: ‘The old unity of the hermeneutical disciplines comes into its own again if
we realize that historically effected consciousness is at work in all hermeneutical activity, that of a
philologist as well as of the historian’ (ibid., 336).
69
Truth and Method, xxx.
70
Truth and Method, 304-5.
71
In brief opening comments in his essay ‘Aesthetic and Religious Experience,’ Gadamer sees that the
kinds of questions he wants to raise there, concerning the relations between poetic, religious and
philosophical speech, cannot be ‘thematize[d …] in an abstract and ahistorical sense,’ but only ‘from
within the Christian tradition of the West,’ because that is the tradition from which they gain their
specific sense (Gadamer, The Relevance of the Beautiful; and Other Essays, trans. Robert Bernasconi
(Cambridge: Cambridge University Press, 1986), 140-153; 140). On the specifically Western Christian
background to Gadamer’s thinking, see Chapter 8 below.
24
In as much as someone discovers their existence really to be like this, it follows that the
essence of their thoughtful human living will consist in maintaining for themselves, in
every particular situation, the hermeneutical horizon necessary for asking appropriate
questions of the past and its cultural products. By such questioning, Gadamer thought,
one can hope to feed upon, anticipate, and live thoughtfully within concrete processes
of handing-down and handing-around of meaning and truth. For according to Gadamer,
it is the very character of human consciousness, as historically effected, that we mediate
the past to the living present of tradition. Thus we do not manufacture the tradition that
we mediate, but are rather channels of it. This tradition has life and augmentation in
becoming again contemporary within the living experience of each us, insofar as we
allow this to happen. As a consequence Gadamer commended above all, in effect, and
rather like Heidegger, an ethic of attentiveness to that which will break over us and
renew our historical identity. Unlike Heidegger, however, Gadamer stressed what he
saw as the essential continuity of experience that had become apparent in Western
history, through which human understanding is both mediated and made possible.
Gadamer distrusted the late Heidegger’s perspective upon history as something
distributed into disjunctive epochs of Being and human belonging.72 In particular,
Gadamer distrusted Heidegger’s notion of the present time being a time of abandonment
and retreat, in which we are to wait for an unknown that may yet be given. For
Gadamer, by way of contrast, the perspective that is given in western tradition allows us
to see human finitude and historicity as a seamless and endless being-in-play (Spiel) of
understanding, meaning and selfhood: before artworks in their presentation
(Darstellung); before texts in their strangeness and questionability; and before other and
different people with whom we converse about our world.
72
On the later Heidegger, see George Pattison, Routledge Philosophy Guidebook to the Later Heidegger
(London: Routledge, 2000).
25
Gadamer commended the development of a hermeneutical consciousness in life and
thought, alive to the reality and possibilities of tradition. As well as seeking to exhibit
the historically-effected character of human consciousness as a manifest fact, Gadamer
also hoped to effect in his reader a definite ‘consciousness of being thus effected and
determined.’73 Gadamer thought that in his time (and, no doubt, ours still) it was
worthwhile for a philosopher to work at promoting the cause and task of hermeneutic
consciousness: on the one hand, as an essential ‘corrective’ to the modern technological
will to make, produce and construct, and, on the other hand, as a similar corrective to
the modern reflective will to criticise ‘what has gone before to the point of becoming a
utopian or eschatological consciousness.’74 Without denying the proper secondary value
of such exercises of the human will, Gadamer concluded his foreword to the second
edition of Truth and Method with by asserting that ‘the hermeneutic consciousness
seeks to confront that will with something of the truth of remembrance: with what is
still and ever again real.’75
III. ii. Gadamer’s conservative humanism
Gadamer’s critics have frequently been suspicious of a perceived over-optimism and
conservatism implied by Gadamer’s over-arching philosophical interpretation of
historical experience. For example, Jürgen Habermas has insisted on giving theoretical
and practical priority to reflection on the inter-subjective conditions that are necessary
for really rational dialogue, as well as to diagnosing the concrete distortions of
73
See Gadamer’s foreword to the second edition of Truth and Method (xxx).
Truth and Method, xxxiv.
75
Truth and Method, xxxiv.
74
26
rationality in play in all our traditions should be prior to all trust in tradition. In
Gadamer’s eyes, however, even the theorising of social-critical theorists like Habermas
cannot claim authority outside of the ‘universality’ of the hermeneutical phenomenon
(that is, insofar as understanding manifests itself at all). 76
At the same time, rather different objections to Gadamerian thinking have been raised
by various neo-Nietzschean thinkers whose interests have lain less in renewing the
theory and practice of modern rationality (as Habermas) than in destabilising
Gadamer’s grounding faith that ‘being’ and ‘truth’ manifest themselves at the heart of
linguistic experience. Michel Foucault, for example, has sought radically to undermine
all such humanistic philosophical discourses, counting them masks for social
domination.77 And while Jacques Derrida or John Caputo might prefer Gadamer’s side
against Habermas, they would each seek to pull the rug out from under Gadamer’s
confidence in tradition.78 Caputo spies a negative or ‘cold’ hermeneutics at work in
Derrida, one that is close to his own preference for a hermeneutics more attentive than
Gadamer to the deconstructive side of Heidegger.79
76
See the famous exchange between Gadamer and Habermas (in Kurt Mueller-Vollmer, ed., The
Hermeneutics Reader: Texts of the German Tradition from the Enlightenment to the Present (New York:
Continuum, 1994), 274-319). Gadamer’s essential point can also be put in more practical terms, as it is in
the way Tracy characterised to me Gadamer’s response to Habermas: ‘[Gadamer] said, “Alright, I’m
willing to admit that some are even psychotic in language, and in that sense we need a critical theorist, an
analyst.” “But,” he said, “who’s going to be that for the whole society, the whole culture. Who’s pure
enough?”’ (‘Interview,’ ln. 355-358).
77
See, inter alia, Michel Foucault, The Order of Things (London & New York: Routledge Classics,
2002).
78
In the case of Jacques Derrida, an early programme ‘deconstructing’ linguistic presence, itself partly
inspired by Nietzsche, later fused with an emergent explicitly ethical orientation of his thinking towards
‘the other’ of language and experience, after Emmanuel Levinas (see Jacques Derrida, Writing and
Difference (London: Routledge & Kegan Paul, 1978); The Gift of Death (Chicago: University of Chicago
Press, 1995)). For documents from and commentary upon Derrida and Gadamer’s famously inconclusive
encounter – or, perhaps, non-encounter – in Paris in 1981, see Diane P. Michelfelder and Richard E.
Palmer, eds., Dialogue and Deconstruction: The Gadamer-Derrida Encounter (New York: State
University of New York Press, 1989).
79
See John D. Caputo, ‘Cold Hermeneutics: Heidegger/Derrida’ in Caputo, Radical Hermeneutics:
Repetition, Deconstruction, and the Hermeneutical Project (Bloomington and Indianapolis: Indiana
University Press, 1987), 187-206.
27
Regarding his relation to his philosophical mentor, Gadamer has noted that where
Heidegger stressed the projective ‘futurality’ of the human being in Being and Time, he
himself instead ‘emphasized the assimilation of what is past and of tradition.’ Gadamer
admitted that ‘[l]ike many of my critics, Heidegger too would probably feel a lack of
ultimate radicality in the conclusions I draw.’80 In his own defence, however, Gadamer
here recalled the philosopher’s properly limited position (in the modern world,
especially) as more than justifying a certain modesty. And he added one further barbed
observation:
‘However much [the philosopher] may be called to draw radical
inferences from everything, the role of prophet, of Cassandra, of preacher, or of knowit-all does not suit him.’ Instead, Gadamer contended, the philosopher lives more within
his or her means when he or she turns towards ‘what is feasible, what is possible, what
is correct, here and now.’81
Gadamer did not pretend to be a prophet of the future but wished instead to be received
as a philosopher directing our attention towards essential and real dimensions of
contemporary experience. He would be one who perceives essential modes of attention
that have become both possible and acutely needed.
IV. Manifest ‘truth’ versus transcendental argument in Gadamer and Tracy
For all that his philosophy attempted a certain practical intervention in the world,
Gadamer wrote in his foreword to the second edition of Truth and Method that
80
Truth and Method, xxxiv.
Truth and Method, xxxiv. ‘The philosopher, of all people, must, I think, be aware of the tension
between what he claims to achieve and the reality in which he finds himself’ (ibid.).
81
28
nevertheless he did not want his work interpreted as essentially to do with ‘what we do
or what we ought to do’ in our active knowing and doing.82 He insisted that his work
simply aimed instead at drawing people’s attention to a recurring event and process
(Geschehen) of understanding-in-tradition, which, as he wrote here, simply ‘happens to
us over and above our wanting and doing.’83 For, indeed, our wantings and doings will
surely confound themselves if they fail to acknowledge what is most essentially going
on. At the same time, in claiming to draw our attention to essential hermeneutical
experience, Gadamer also claimed to be withholding judgement upon every specific
method that may be employed as an aid within human understanding.84 For all that
specific methods can be useful rules-of-thumb for disambiguating specific objects and
objectives within specific fields of humanistic understanding and action (say, law,
history or politics), Gadamer thought that such methods overreach themselves the
moment they project themselves to the centre in misguided imitation of the empirical
and natural sciences. Correspondingly, Gadamer sought to keep his own ontological
discourse aloof not only from specific methods, but also from any kind of generalised
interpretative method that perhaps his ontology might imply.85 He also felt no necessity
of projecting further transcendental or meta-interpretative concepts to supplement his
attempt to trace in phenomenological description that which he saw to be historically
self-manifest within western interpretative experience.
82
Truth and Method, xxvi.
Truth and Method, xxvi.
84
Gadamer insisted that his philosophical ‘reflection about practice’ was ‘not methodology’
(‘Afterword,’ Truth and Method, 559).
85
Werner Jeanrond contends, however, that despite Gadamer’s own rhetoric, Gadamer’s thought served
some all-to-narrow practical commitments: ‘in spite of his antimethodological bias, Gadamer’s concept of
conversation was too much involved in the objective challenges of particular conversation-plays.’
Jeanrond wants to undercut the hermeneutics of conversation with a more religiously fundamental
theoretical and practical ‘hermeneutics of love’ that ‘starts earlier’ (Jeanrond, ‘Towards an Interreligious
Hermeneutics of Love’ in Catherine Cornille and Christopher Conway, eds., Interreligious Hermeneutics
(Eugene, OR.: Cascade Books, 2010), 44-60: 54) (for Jeanrond’s proposal here, Chapter 4 section III,
below.
83
29
Here, Gadamer’s phenomenological-ontological approach differed significantly from
the approach Tracy has followed. Tracy has consistently sought to integrate
phenomenological-ontological elements (after Gadamer and Heidegger) with pluralistic
pragmatic and empirical considerations, on the one hand, and compensatory unifying
transcendental conceptions (after Lonergan, Rahner, Whitehead and James), on the
other.86 The precise mix of all these has differed at different times for Tracy, as have the
strategies by which he has sought to bring them together.87 However, Tracy has never
followed Gadamer in conceiving truth as a process or event that occurs above and
beyond empirical-cultural plurality or, indeed, the clarificatory practices of methodical
reason. Tracy continues today to hypothesise in constructive mode various
transcendental concepts and names – ‘the Impossible,’ ‘the Void,’ ‘the Open,’ ‘God’ –
such as he thinks can function as helpful explanations of, and guides to, our pluralized
cultural and religious situation.88 In this he follows lines of thinking that Gadamer
considered unnecessary.
Another way to appreciate the simultaneous closeness and distance between Tracy and
Gadamer here will involve anticipating some of the more detailed discussion of
Plurality and Ambiguity to come later.89 For in Plurality, Tracy characterised
hermeneutical theory as an attempt to enrich hermeneutical practice by abstracting
86
Another influence evident in Tracy’s transcendental reflection in Blessed Rage was the German
Catholic transcendental Thomist, Emerich Coreth (see his Metaphysics, abridged English edition (New
York: Herder and Herder, 1968) [full German version: Metaphysik: eine methodisch-systematische
Grundlegung (Innsbruck: Tyrolia-Verlag, 1964)]).
87
Tracy began with strong transcendental-cum-theistic emphases in Blessed Rage, which he incorporated
into his horizon of the conversation of reason in Imagination; these gave way to a more tentative practice
in Plurality, and then a renewed recovery of a rhetoric of theos beyond theological logos in the 1990s (for
which see Chapter 7 section V, below).
88
See Tracy, ‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds.,
Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32.
89
In Chapter 3 section II below.
30
‘certain salient, sometimes essential, but never exhaustive features of that practice.’90
Thus, where Gadamer counted self-elaborating logos to be most fundamental in its
disclosure of being and truth, Plurality concentrated on elaborating a more essentially
practical philosophy, focussed on the means of fostering ‘skill and understanding in
concrete situations.’91
According to Tracy in Plurality, all good hermeneutical theories participate in core
human practice, in as much as the theories themselves become ‘helpful skills forged on
behalf of thought and life.’92 At the heart of Tracy’s conversation in Plurality, therefore,
lay the articulation of a hope for humane reason as mediated through practices of skilled
understanding, understood as a core human possibility. The influence of Gadamer here
emerges in Tracy effective wager that the experience of skill in understanding, when it
occurs, is more essential and more universal than any explanations or arguments that we
might construct about it (be these sceptical or supportive, empirical or transcendental).
On the other hand, and at the same time, this wager was for Tracy ultimately religious
and, as such, also implicitly transcendental-metaphysical (as the long last chapter of
Plurality makes clear).93 With his empirical focus on ‘what we do,’ his moral focus on
‘what we ought to do,’ and in his religious-humanistic rhetoric,94 Tracy distinguished
himself from Gadamer’s fundamentally serene theoretical confidence in the mutually
participatory deliverances of being (ontos) and word (logos). Yet even so, Plurality still
presents itself as a genuine phenomenology of the hermeneutical experience that
precedes and outstrips every transcendental and metaphysical argument.
90
Plurality, 9.
Plurality, 10. Tracy’s emphasis echoes Gadamer’s defence of ‘the concept of practice’ against counterideals of theoretical certainty, which latter modern ideals Gadamer judged as basically tools of a
displacement of reason by technology (Gadamer, ‘Afterword,’ Truth and Method, 560).
92
Plurality, 10.
93
See Chapter five in Plurality, entitled ‘Resistance and Hope: The Question of Religion’ (ibid., 82ff.).
94
For this rhetorical appeal in Plurality, see the closing pages of the book, ibid. 110ff.
91
31
Gadamer’s thinking had no use for the kinds of supplementary transcendental
explanations and empirical-anthropological generalisations that Tracy’s hermeneutics
introduced along the way of opening itself to a religious horizon. This has a
consequence also as regards the ‘universality’ Gadamer claimed for hermeneutical
experience as such. When Gadamer talks about an event of truth ‘that happens to us,’ it
follows, the ‘us’ in question is not in the first instance a general transcultural or
transhistorical anthropological reference, as it tends to be for Tracy. Rather, Gadamer
intends a resolutely historical ‘us,’ addressed to all who happen to stand with him
within a (‘western’) historical tradition: a tradition which, Gadamer contends, now
manifests this happening-to-us as happening-to-us in the manner he describes. This is to
say, Gadamer includes within his ‘us’ all those who, by historical accident, are able to
hear him, all who stand sufficiently ‘within’ the western tradition as to be able to hear
its voice and recognise its self-witness. For this reason, Gadamer has no interest in
transcendental and anthropological arguments to supplement (or as he would suspect,
supplant) his phenomenology of western discourse. For him, that kind of reflective
attitude can be only ever a secondary moment within the self-unfurling of a tradition.95
Conclusion: Tracy’s use of Gadamer
Making oneself understood in language, Gadamer will say, is a matter of ‘hold[ing]
together what is said with an infinity of what is not said in one unified meaning,’ so that
95
In Chapter 8 below, I shall examine this resolutely phenomenological-ontological accent of Gadamer in
relation to Gadamer’s own relation to Christian religion.
32
our ‘words do not reflect beings, but express a relation to the whole of being.’96 John
Caputo has criticised this way in which Gadamer restricts linguistic play to ‘the bounds
of sense,’ which is to say, meaning. Caputo sees no justification for holding back the
hermeneutical impulse from Derrida’s deconstructive play of différance and écriture.97
In other words, for Caputo, we need not assume with Gadamer that the surface of
language corresponds to a secure structure of meaning and the passing on of
understanding. Caputo notes the difficult time Gadamer had assimilating any more
radicalised modern and contemporary art-forms to his conservative schema, because of
how he always sought some ‘fixed sense’ in given works as putative new windows onto
the assumed identity of Tradition.98 For Caputo, by contrast, a radicalised and
freewheeling hermeneutics would cease to assume that thinking necessarily serves such
a pre-assumed unity. As a consequence, he would say, we might attend better to both
artworks and other people.
We have seen that Tracy has never followed Gadamer in simply equating intelligible
being (‘being that can be understood’) with a shining forth of language. Even so,
however, during the 1980s, at least, Tracy did model the surface phenomena of
language as cohering in service to an underlying operation of meaning and truth.
Specifically, Tracy imagined a gracious power at the heart of human tradition and
language that radiates through the discursive practices of history. Tracy presented this
vision most clearly in The Analogical Imagination (1981), and it still helped inform his
96
Truth and Method, 464.
See Caputo, Radical Hermeneutics: Repetition, Deconstruction, and the Hermeneutical Project
(Bloomington and Indianapolis: Indiana University Press, 1987), 138-152.
98
See Caputo, ‘How to Prepare for the Coming of the Other’ in John D. Caputo, More Radical
Hermeneutics: On Not Knowing Who We Are (Bloomington, IN: Indiana University Press, 2000). Caputo
notes Gadamer’s likening of the artwork to the presence of Christ in the Eucharist, and Gadamer’s claim
that by learning to tarry before the work, we may, in some sense, experience relation to eternity (ibid., 4950; see also Hans-Georg Gadamer, ‘The Relevance of the Beautiful: Art as Play, Symbol and Festival’ in
Gadamer, The Relevance of the Beautiful; and Other Essays, trans. Robert Bernasconi (Cambridge:
Cambridge University Press, 1986), 3-53).
97
33
more chastened hope for reason-through-conversation in Plurality and Ambiguity
(1987). According to Imagination, the gracious potential of human discourse manifests
itself in subjectivity as the grace of ‘an analogical imagination,’ which is able to conjure
a world of meaning and truth amid multiplicity and difference.99 This grace sets up its
home in the human subject, although Tracy also located its ultimate source in personlike and loving transcendent Divine Reality.100
For all Tracy’s departures from Gadamer, Caputo has noted that Tracy and other
theologians have been attracted to what Caputo termed Gadamer’s ‘fundamentally
conservative, traditionalist, essentialist idea,’ because of how it offered to help these
theologians ‘develop moderate theories of theological traditions.’101 A more or less
‘Gadamerian’ theology promises an escape from archaic dogmatic propositions (and,
we might add, from modern deisms and existentialisms) without theologians being
‘forced to throw the dogmatic baby (a terror of a child!) out with the historical bath.’102
Gadamerian ‘tradition’ can be put to work to prove the genius of dogma. In Tracy’s
case in Imagination (which a footnote indicates Caputo had especially in mind here),103
an adaptive appropriation of the Gadamerian idea allowed him to craft a notion of the
conversation-religion of Jesus-of-Israel-as-the-Christ: a living and critical traditio that
99
See Imagination, 421-456; also Chapter 7 section IV, below.
See Chapter 2 section II, below, for an analysis of the supposedly more realistically person-like
process-theistic concept, which Tracy preferred over classical theism in Blessed Rage. In Imagination,
see, too, the concluding sentence to the main part of the book, according to which the ‘final power with
which both self and world must deal is none other than the harsh, demanding, healing power of the
ultimate reality affecting and affected by all, the Love who is God’ (Imagination, 438).
101
John D. Caputo, ‘Gadamer’s Closet Essentialism: A Derridean Critique’ in Diane P. Michelfelder and
Richard E. Palmer, eds., Dialogue and Deconstruction: The Gadamer-Derrida Encounter, eds. (New
York: State University of New York Press, 1989), 258-264: 261.
102
Caputo, ‘Gadamer’s Closet Essentialism,’ 261.
103
Michelfelder and Palmer, eds., Dialogue and Deconstruction, 315 n. 4. Caputo also notes here Tracy’s
‘more recent attempt’ in Plurality ‘to make use of deconstruction within a basically hermeneutical
standpoint’ (ibid.); in which regard, see Tracy’s analysis of Derridean ‘dissemination’ under the rubric of
‘radical plurality’ in Plurality (pp. 55-60).
100
34
continually ‘critically translates’ itself anew into an indefinite future.104
Tracy’s theological-hermeneutical theory of the 1980s possessed two complementary
aspects that distinguished him from Gadamer: an emphasis on empirical plurality and an
active commitment to Christian religion. As the next chapter will explore in further
detail, Tracy has always stressed more than did Gadamer the manner in which our
understandings of the world emerge from diverse and distinct human perceptions,
perspectives and histories. During the 1980s, in particular, Tracy modelled this in terms
of our hermeneutical dependence upon ‘classic’ events, works and traditions that enable
and renew our intersecting histories in myriad ways.105 On this view, the classics – and
the traditions which they focus – are our shareable, ever-plural and ever-ambiguous
guides through the thickets of historical experience, and our best hopes for a human
future together. Imagination found the tradition of Jesus of Israel as the Christ to be just
such a classic: also possessing a specifically religious power to manifest the horizon of
‘the Whole’ which conditions all historical parts.106
The second difference of Tracy from Gadamer concerns Tracy as an explicitly Christian
thinker. Gadamer’s thought gathered itself around the presence and possibility of
language itself, and as such was effectively a theory of generally revealed Word, with
104
The ‘hermeneutical task’ of systematic theology assumes that that one is ‘faithful to the tradition to
which one belongs [not] by repeating its tradita [but] by critically translating its traditio’ (Imagination,
100). For a fuller presentation of these aspects of Imagination, see section I of the next chapter here,
below.
105
See Chapter 2 section I, subsections i. and ii., and Chapter 7 section IV, below. As Tracy writes in the
Preface to Imagination, ‘the heart of the argument of the entire book may be found in the argument on the
phenomenon of the classic’ (Imagination, x).
106
‘Unlike the classics of art, morality, science and politics, explicitly religious classic expressions will
involve a claim to truth as the event of a disclosure-concealment of the whole of reality by the power of
the whole – as, in some sense, a radical and finally gracious mystery’ (Imagination, 163). See also the end
of Chapter 2 section II. i., and Chapter 7 section IV, below in this thesis.
35
all the theological overtones this implies.107 However, Tracy is explicitly a theologian
where Gadamer was not, and part of what this has meant for Tracy is that he has sought
to indicate a person-like Other-Power at work in our discursive experiences. Tracy has
modelled this power as corresponding to its own latent presence in human thinkers and
speakers themselves, such that it calls and answers to itself across human life and
thought (for grace constitutes and completes nature). Tracy continues to read European
phenomenological and hermeneutical philosophy through this kind of theological lens.
107
See Gadamer, Truth and Method, 418-436; see also Chapter 8 below for an analysis of the relation of
Gadamer’s thought to religion and to Christianity in particular.
36
CHAPTER 2
Adapting Gadamer for Empirico-Realist Theology
This chapter will examine Tracy’s theory of the conversation-dialogue of reason as an
adaptation of Gadamer into Tracy’s own empirically-minded, broadly pluralistic and
realistically theological horizon. The first of its two sections will examine the notion of
‘the phenomenon of the classic’ first developed by Tracy in The Analogical Imagination
(1981) as an adaptation of a similar but subtly different idea in Gadamer. We will begin
to see how this idea of ‘the classic’ helped to structure Tracy’s interpretation of
Christianity and human reason alike. Form the start, Tracy’s idea was more theological
and more ‘empirical’ than Gadamer’s, and intended thereby to articulate a more
adequate description of human experience than Gadamer himself achieved.
A second section will then examine Tracy’s theistic horizon developed earlier in
Blessed Rage (1975), thereby taking a brief excursus into strictly theological questions
(in an advance of the broader examination of Tracy’s theological approach to come in
Chapter Seven). I shall argue that there were serious problems with Tracy’s attempts in
the 1970s and subsequently to steady our conversations by way of a phenomenology
and philosophical theology of human subjectivity. At the same time, however, this
second section will also applaud Tracy’s ongoing commitment to a ‘hermeneutical’
thinking that has consistently refused to use hallowed religious doctrine as a means to
gloss over cracks and impossibilities in theological thinking.
37
I. The Analogical Imagination: an ‘empirical’ phenomenology
In contrast to Gadamer’s broad disinterest in God, Tracy proposed in Imagination an
account of reason-as-conversation that was explicitly religious, Christologically-shaped
and theistic. This section is about the theory of conversation-dialogue that emerges
within that account.
I. i. The existence of classics
From the late 1970s through the 1980s, Tracy worked to insinuate ‘Anglo-American,’
‘empirical’ philosophical and religious sensibilities – from James and Whitehead, as
well as Lonergan – into his reception of Gadamer,108 celebrating the wider notions of
human experience found in these thinkers (which contrasted with British empiricism, on
the one hand, and Gadamer’s theory of linguistic-ontological experience, on the
other).109 Tracy also valued the various receptivities of James, Whitehead and Lonergan
to distinctively religious contours of experience. At the end of the 1980s, Tracy went as
far as to re-work William James’s criteria for interpreting religious experiences
(advanced in James’s The Varieties of Religious Experience) for a global hermeneutical
108
As Tracy would explain in Plurality, ‘the analysis I give of interpretation-as-conversation, although
clearly indebted to Gadamer’s pioneering work, is less directed than his to an ontology of understanding
and more to developing an empirical (Anglo-American?) model for the interpretation of texts; these two
enterprises are not, I believe, divisive, but they are clearly distinct’ (115-6 n. 6). As we will see, Tracy
believed, and continues to believe, in his broad continuity with Gadamer, despite the differences.
Regarding Tracy’s relations to James and Lonergan, see Chapter 6 section I and Coda, below.
109
‘[T]he major accomplishment of the American philosophical tradition from James through Dewey has
been to challenge the British empiricist traditions’ narrow understanding of experience as sense
experience alone’ (Tracy, ‘Lindbeck’s New Program for Theology: A Reflection,’ Thomist 49/3 (1985),
460-472: 466). See also Blessed Rage, 173.
38
theory that could bring James and Gadamer together.110
An early emblem of the ‘empirical’ modification that Tracy visited upon Gadamer, once
he began to make use of his ideas in Imagination, may be found in that work’s central
basic argument concerning ‘our common human experience of any classic.’111 By
‘classics’ here Tracy meant ‘texts, events, images, persons, rituals and symbols’ that we
experience as offering ‘permanent possibilities of meaning and truth.’112 His whole
argument in Imagination was, he conceded, ‘dependent upon the assumption’ that
classics, so defined, ‘actually exist.’113
According to Tracy, the presence of the classics in our lives is ‘undeniable,’ for ‘their
memory haunts us’ and ‘[t]heir actual effects in our lives endure and await ever new
appropriations, constantly new interpretations.’ Meanwhile, the passage of time only
confirms their existence, as ‘the generations of capable readers and inquirers […] check
our enthusiasms and ensure the emergence of some sense of the importance of certain
texts, images, persons, events, symbols.’114
This argument concerning classics owed much to Gadamer in Truth and Method. There,
Gadamer had pointed to the live concept of ‘the classical’ in western culture as
particularly exemplifying his general hermeneutical rule that the present is everywhere
110
James, The Varieties of Religious Experience, 32. Tracy adapted James’s criterion of ‘immediate
luminousness’ to mean, in Tracy’s preferred terms, the ‘manifestation’ of ‘suggestive possibility’;
Jamesian ‘philosophical reasonableness’ had become for Tracy, coherence with other things one thinks
one knows; ‘moral helpfulness,’ meanwhile, had become for Tracy, the criterion of argued and evidenced
ethical-political value. See the chapter entitled ‘The Question of Criteria For Inter-religious Dialogue: On
Revisiting William James’ in Tracy, Dialogue, 27-47; also Tracy, ‘An Uneasy Alliance Reconceived:
Catholic Theological Method, Modernity, and Postmodernity,’ Theological Studies 50 (1989), 458-570:
560-570.
111
Imagination, x.
112
Imagination, 68.
113
Imagination, 68.
114
Imagination, 109.
39
constituted through mediations of the past in tradition.115 But what Tracy argued in
Imagination was subtly different from Gadamer’s presentation. For, Tracy was not
merely interested in ‘classics’ as paradigm examples of a general phenomenon. Instead
Tracy constructed ‘classics’ – major or minor, artistic, philosophical, scientific or
religious – as the crucial phenomena that actually mediate and sustain culture. We could
say for Tracy in Imagination that a culture that lost access to its classics would die and
cease to be. He was claiming that in every culture there exist discrete cultural entities
which participants in the culture, in actual fact, assume to ‘disclose permanent
possibilities of meaning and truth.’116 These entities – the classics – both enable and
evidence distinctively human experience.
Proceeding from this basic claim, Imagination then developed a corresponding theory
of a general human experience of – and general human possibility for – an ‘analogical
imagination,’ as the skill of uncovering genuine ‘similarities-in-difference’ between the
many things of human experience and interpretation. Such an imagination can knit a
world of meaning and truth from the world’s and human beings’ plurality and
multiplicity. In fact, for Tracy, this power of rational imagination is what underlies all
of our language, cultural institutions and activities. It is the essential wit and grace of
human existence.117
In Tracy’s account of analogical imagination, there comes into its own, therefore, a
115
For Gadamer’s interest in ‘the example of the classical,’ see Gadamer, Hans-Georg, Truth and
Method, second revised edition & trans., eds. and revised trans. by Joel Weinsheimer and Donald G.
Marshall (London: Continuum, 2004), 286ff.
116
Imagination, 68. ‘A major assertion of this book may now be stated as a claim: If any human being
[…] produces some classical expression of the human spirit on a particular journey in a particular
tradition, that person discloses permanent possibilities for human existence both personal and communal’
(ibid., 14).
117
For Tracy’s concept of analogical imagination see Chapter ten of Imagination and its Epilogue. For a
fuller discussion of Tracy on analogical imagination, see Chapter 7 section IV, below here.
40
dimension of transcendental claim that was in fact already embryonic within Tracy’s
basic generalisation that every culture contains ‘classics.’118 For insofar as Tracy
imagined classics to function as the channels and sustainers of cultures, his claim about
the classic was already implied that our discursive experience depends and draws upon
some transcendental power which classics channel. For, Tracy’s claim that classics exist
was never simply an empirical generalization about our tendency to elevate certain
cultural entities as sources of wisdom and inspiration. Tracy clearly taught that we are
not deceived in seeming to expect real disclosures of ‘truth’ from classics, and his
argument also implied that every really classic text, event, image, person, ritual or
symbol remains humanly relevant for all future cultures that can discover or retain a
capacity to interpret it. This is more than an immediate empirical claim. For, while a
particular time and place may experience enthusiasm or a lack of enthusiasm for a
particular text, for example, only the totality of time could finally prove whether it was
a classic and not merely a more or less successful mere ‘period-piece.’119
The metaphysical horizon of the Tracean classic is further confirmed by a set of
additional claims that Tracy made following on from his first positing of it in
Imagination. These concerned the special existence and attributes of religious classics,
which Tracy argued are experienced as ‘disclosing the whole by the power of the
whole.’120 Here Tracy brought his phenomenology of the classic-in-general in contact
118
This implied transcendental claim already had become more explicit when Tracy developed his initial
idea of the classic (see Imagination, chapter nine) by way of the specific paradigmatic example of the
‘religious classic’ (ibid.). For more discussion of ‘the religious classic’ according to Imagination, see
below here and also Chapter 7 section IV, below.
119
On the mistaking of ‘period-pieces’ for classics, see Imagination, 116. Of course, we might always be
mistaking for a classic something that is in reality not one, or vice-versa. But such uncertainty – everpresent, but more often than not, negligible in fact – ought not to distract us, Tracy would have said, from
the fact that real classics do exist and that they are the essential media of cultural meaning.
120
Imagination, 183 n. 22. See also Imagination, 163: ‘Unlike the classics of art, morality, science and
politics, explicitly religious classic expressions will involve a claim to truth as the event of a disclosure-
41
with a previous analysis he completed back in Blessed Rage concerning a religious
‘limit’-dimension to reality.121 Tracy also cited various phenomenologies of
distinctively religious experience proposed by Friedrich Schleiermacher, Rudolf Otto,
Paul Tillich, Mircea Eliade and others.122 By supplementing his account of classics-ingeneral with the alleged special (and paradigmatic) existence of religious classics,
Tracy underlined the metaphysical and religious dimensions latent in ‘the classic’ as
such. The idea of the religious classic also laid the basis for Tracy’s notion of ‘the
Christian classic,’ which it was the job of systematic theology to interpret.
I. ii. The significance of particular past events
Just as fundamental as the shift from Gadamer’s example of the classical to Tracy’s
phenomenon of the classic, however, was the way in which Imagination grafted a new
dimension onto the central Gadamerian concept of the hermeneutical ‘event’ or
‘process’ (Geschehen) of understanding. Gadamer’s Truth and Method had spied an
event of truth wherever interpretation is well joined, and this basic phenomenon
appeared in Gadamer as our sum hope for understanding and wisdom.
For his part, Tracy was just as committed as Gadamer to a world of meaning and truth
in which we may participate. However, in Imagination Tracy proposed, in effect (and in
quite unGadamerian fashion), that the specific historical ‘event of Jesus Christ’ could
act as a paradigm revealing the universal truth-event potential of human discourse. This
concealment of the whole of reality by the power of the whole – as, in some sense, a radical and finally
gracious mystery.’
121
See Imagination, 160-2.
122
See Imagination, 167-178.
42
is to say, Tracy proposed to grasp Gadamer’s universal hermeneutical event-in-tradition
in terms of a particular past event (of Jesus of Israel as the Christ) beheld according to a
particular tradition (Christianity) that comes down to us from that past event.123 And
what Tracy proposed for the Christian classic as a paradigm case he also applied in
general terms to all occasions of interpretation. For Tracy in Imagination, the universal
hermeneutical event is everywhere and in each instance constituted by and through
particular relations to particular past events, which relations are themselves achieved
along interpretative pathways that stretch towards us from these events. According to
Tracy’s theory, therefore, our relations to discrete past events and traditions govern the
possibilities of each attempted conversation. Tracy later exemplified this at the
beginning of his subsequent ‘book about conversation’124 – Plurality and Ambiguity
(1987) – which he got under way discussing the example of the past event (or
‘palimpsest of events’) known to us as the French Revolution. Here, Tracy introduced
the general nature of conversation via reflection on the different paths that our history
has constructed for us to interpret that event of the past.125
Gadamer himself would have shared with Tracy the conviction that our entry into the
truth-horizon of experience depends upon our steadfast attention to historical experience
in all its contingent plurality. But, in effect, Gadamer limited the scope of this
imperative to a practical side of his philosophy, which he kept at a distance from a
grander speculative level on which he articulated his theory of a general truth-in-words
that he thought western experience, had revealed. This to say, Gadamer’s
phenomenological interpretation of the historical stream in which he stood mounted up
123
By contrast, when Gadamer privileged a Great Tradition come down to us from the Greeks, he did so
on account of the truth-disclosing humanism of which he found himself an heir, not for any founding
event in history.
124
Tracy begins his Preface to Plurality: ‘The theme of this small book is conversation’ (ix).
125
Plurality, 1ff.
43
to speculative vision about the nature of language (or, at least, western language). For
Gadamer, this general phenomenology is what must be kept in view to govern every
particular occasion of interpretation.126 By contrast, Tracy deferred to a plurality of
classics, some of which will be more or less paradigmatic exemplifications of the class
of classics as a whole. Thus Tracy rather muddied Gadamer’s clear distinction of
fundamental phenomenological-hermeneutical vision from the manifold occasions of
particular interpretation.
At the same time, Tracy’s hermeneutics of ‘the classic’ also resisted Gadamer’s sense
that ‘hermeneutic experience’ is an immediate simplicity.127 On Gadamer’s telling, a
language-phenomenon shines down all the paths of human history, enabling its
occasions of understanding. For Gadamer, therefore, the perennial human task consists
in learning to allow the light of this phenomenon to shine upon our concrete human
strivings, such as to allow them to participate in language’s mediation of meaning and
truth. Gadamer knew that genuine conversation-dialogue is arduous and costly in
practice, but the theoretical backdrop was for him wholly serene. In contrast to this
reading of the fundamental hermeneutical situation, meanwhile, the consistent drift of
Tracy’s reception of Gadamer has been to doubt that it is ever plausible or desirable to
raise the prospect of such immediate and unquestionable participation in experience-assuch. In this respect following Paul Ricoeur, Tracy has consistently placed a premium
on taking seriously the immanently conflicting plurality of human experiences, resisting
126
For Gadamer on this speculative moment appearing within hermeneutical philosophy, see the closing
pages of Truth and Method (pp. 453-469).
127
For more on Gadamer’s concept of ‘hermeneutic experience,’ in comparison with Heidegger on the
one hand and Tracy on the other, see Chapter 5 section II, below; also Truth and Method pp. 53-5, and
the Translators’ Introduction by Joel Weinsheimer and Donald G. Marshall.
44
what Ricoeur called the Heidegger-Gadamer ‘short route to linguistic ontology.’128
There is also a further, more specifically theological, dimension to Tracy’s desire not to
insulate hermeneutical theory from the plurality of experience. As has already been
noted, it was the founding feature of Tracy’s Christian theological hermeneutics that it
sought universal theory in – and as – faithful attention to one particular historical event
and tradition, namely the events and tradition associated with Jesus Christ and his God.
Tracy dethroned Gadamer’s confidence in linguistic participation, while he sought also
to make up for this loss by recovering an articulated Christological and theological
horizon. More generally, we may say that Tracy’s hermeneutical theory looked to
special revelations occurring in history, over and above the Gadamerian general
revelation of human discourse and tradition-as-such. Already philosophical critiques
like those advanced by Habermas had registered their suspicion concerning Gadamer’s
blanket affirmation of tradition, and Tracy welcomed these suspicions into his own
empirical and ethical framework.129 But where Habermasian critical social theory
seemed doomed to defer Gadamerian conversation indefinitely, Tracy proposed a
religious and Christian-inspired route to the reinstatement of a Gadamer-like account of
dialogic practice.130
At the inception of Tracy’s hermeneutical theory of the 1980s, therefore, lay the claim
advanced in Imagination that we may plausibly experience Jesus Christ as the event of a
128
Paul Ricoeur, ‘Existence and Hermeneutics’ in Paul Ricoeur, The Conflict of Interpretations: Essays
in Hermeneutics, ed. Don Ihde (London: Continuum, 2004), 3-24: 6.
129
See the exchange between Gadamer and Habermas in Kurt Mueller-Vollmer, ed., The Hermeneutics
Reader: Texts of the German Tradition from the Enlightenment to the Present (New York: Continuum,
1994), 274-319.
130
Gadamer saw Habermas as displacing the hermeneutical phenomenon altogether by insisting on prior
ideology-critique. In Imagination (p. 137 n. 16), Tracy judged that Gadamer’s response to Habermas’s
challenge ‘is substantially appropriate yet still insufficiently sensitive to the radical ambiguity of all
traditions including the possibility of “systematically distorted communication” in every tradition.’
45
person which (and who) is at once the focus for a particular gifted religious tradition
bearing his name and also a sufficient name to give to the dynamic of truth-disclosure
that sustains all authentic human life and conversation. Indeed, Tracy’s argument in
Imagination probably required, of philosophical necessity, that at least one particular
gifted tradition should provide a true pathway into the fullness of reason itself. Tracy
held that the tradition of Jesus Christ was able to play such a role, and in this way Tracy
presented a theory of the practice of truth comparable to Gadamer’s, yet set on
unGadamerian ‘empirical’ and theological bases.
I. iii. The division and unity of interpretative reason
We should note at this point also one additional significant aspect to Tracy’s deviation
from Gadamer, which relates to the augmented roles that Tracy accorded to explanation
and argument within interpretation.
Gadamer’s masterwork Truth and Method was really a defence of truth against
method.131 Gadamer wished to retrieve a hermeneutic practice that could enfold the
moment of explication of particular contents (explicare) within a process or event
(Geschehen) that would be rooted in intelligent language-use (intellegere) at the same
time as this event/process came to fruition in practical contextual application
(applicare). Gadamer seems to have derived this integrated scheme of intellegereexplicare-applicare from the Pietist writer J. J. Rambach’s Institutiones Hermeneuticae
Sacrae (1723).132 This tightly enfolded scheme excluded any distinct place for the kinds
131
132
See Chapter 1 section IV above.
See Truth and Method, 306f.
46
of reflective questioning that Tracy wished to uphold. Indeed, the temporal processes of
historical understanding possessed such close-knit integrity for Gadamer that it became
possible for him to imagine them as all occurring together under the rubric of an
immanent ‘event.’ This event was essentially prior to and independent of all secondary
metaphysical or epistemological wranglings, which he tended to regard as merely
subsidiary attempts at calculative and technological mastery of an environment.
In technical terms, Gadamer claimed the priority of hermeneutic ‘understanding’ by
reincorporating the moment of practical application into the horizon of interpretation
itself. This reincorporation was one of Gadamer’s chief innovations with regard to
modern hermeneutical theory since Schleiermacher. Gadamer would have the
hermeneutical thinker no longer seek after the complementary discourses of ethics or
metaphysics, as if these discourses themselves somehow lay outside the hermeneutical
horizon. By highlighting the return to concrete living in interpretation-as-application,
Gadamer could also style his hermeneutical philosophy as a practical philosophy that
was suited to forming integrated human living-in-tradition into something like
Aristotelian practical wisdom (phronesis).133
Tracy claimed essential fidelity to Gadamer’s innovations on the universality of
hermeneutic practice, while at the same time refusing Gadamer’s insistence on the fully
concrete nature of application in all genuine interpretation. Gadamer had held that it is
the genius of all interpretation that it should resolve itself seamlessly – as
simultaneously both articulable process and unitary event – into some or other concrete
application of lived understanding and understood living. Gadamer’s own favoured
133
See Hans-Georg Gadamer, ‘Hermeneutics as Practical Philosophy’ in Gadamer, Reason in the Age of
Science, trans. Frederick G. Lawrence (Cambridge Mass., MIT, 1981), 88-112.
47
examples of this process/event were the preacher who interprets the biblical text to
specific others in preaching, and the judge who interprets circumstance and law in
delivering legal judgments.134 But in Imagination, Tracy disputed the adequacy of these
two examples as purported global paradigms of interpretative application in general.
While preacherly interpretation quite properly culminates in ‘fully concrete’ here-andnow application, he argued, ‘the theologian, in principle, need show only that the world
of meaning and truth is a genuinely possible one for human beings (and thus
“applicable” to the human situation).’135 The more generalising and reflectively
distanced interpretative work of the theologian – including the systematic theologian –
seemed to Tracy properly different from that of the preacher. Tracy also argued for a
similar distinction between the task of a legal philosopher and that of a judge delivering
concrete judgments in court.136
Alongside this determination to complicate Gadamer’s notion of interpretative
application, Tracy also sought to distinguish a more distinct and active operation of
explanation (and not merely explication) within the arc of dialogic reason.137 Here he
cited Paul Ricoeur’s model of ‘understanding-explanation-understanding,’ wherein,
Tracy explained, ‘understanding “envelops” the entire process of interpretation, whereas
explanation “develops” the initial understanding and illuminates the final understanding
of appropriation.’138 In the event, Tracy himself proposed to make even more room than
134
Truth and Method, 321-327.
Imagination, 136 n. 8.
136
See Plurality, 140 n. 51: ‘although […] both the theologian and the legal philosopher, like all
interpreters, will need some application in order to understand, they will not need the same kind of
application as the preacher and the judge.’
137
‘Explanation’ here includes historical, sociological and linguistic explanations of a cultural object. For
an excellent example of Ricoeur’s ideal of collaboration between historical-critical exegete and
philosophical hermeneute, see André Lacocque and Paul Ricœur, Thinking Biblically: Exegetical and
hermeneutical studies, trans. David Pellauer (Chicago and London: University of Chicago Press, 1998).
138
Imagination, 118; Paul Ricoeur, Interpretation Theory: Discourse and the Surplus of Meaning (Fort
Worth: Texas Christian University Press, 1976), 71-89. In following Ricoeur’s ‘post-Gadamer’ moves
135
48
this Ricoeurian model implied for a sense in which explanatory discourses may not only
‘develop’ but also ‘challenge, correct, refine, complicate and confront’ the readers’
initial understanding of the semantic sense and world-reference of a text.139
I. iv. The role of the interpreter-subject in interpretation
For Gadamer, the event and process of the fundamental world-and-subject-constituting
phenomenon – which breaks over and upon one, so as to constitute one’s selfhood – is
everything to the language-user. For the Gadamerian subject the ministrations of
language and tradition are everything. By contrast, Tracy’s outlook has been
simultaneously more sceptical and more pragmatic. Tracy has always required that
interpretations be allowed to become vulnerable to explanatory critique and suspicion,
but without imagining that this need bring experience or the self all at once into crisis or
breakdown. As Tracy writes in Imagination, even the interpreter who despises the
tradition that he encounters ‘must still interpret that tradition in the hope, and with the
ethical demand, of exposing its fraudulence, suspecting its claims, denouncing its
injustice.’140
But Tracy was clear that we should also need the renewal offered by classics, if we are
to possess any hope or resistance to dehumanising forces. For according to Imagination,
there will always be certain works in a given culture that especially go on offering
here, Tracy omits various aspects of Ricoeur’s analysis which seem to him ‘to obscure rather than clarify
Ricoeur’s position, given his fundamental agreement with Gadamer […] on the nature of interpretation
theory’ (Imagination, 143 n. 58).
139
Imagination, 118. Tracy notes that Ricoeur’s own word ‘develop’ sits easiest with the idea that
explanation is always enveloped within understanding. But he still finds ‘develop’ to be inadequate on its
own, as tending ‘to lessen the power of Ricoeur’s own creative development of the Heidegger-Gadamer
tradition’ (ibid., 143 n. 59).
140
Imagination, 119.
49
renewed possibilities of meaning across time, and by concentrating her attention upon
these the interpreter will open herself to the kind of happening, demand and provocation
that alone gives genuine human possibility in history. The traditions that shape us ‘live
in every act of interpretation,’ for good and ill, but in the classics, which are the roots of
all traditions, lies ‘the one finite hope of liberation to the essential.’141
Following on from such an initial poetic ‘realized experience of the classic,’ however,
Tracy suggested in Imagination that the interpreter must proceed into ‘the larger
conversation of the entire community of inquirers,’ wherein conflicts are to be thrashed
out and due attention and justice paid to all conflicting readings.142 And finally, once the
genuine possibilities for integral ‘modes of being in the world’ disclosed by engagement
with the classic have been clarified, Tracy considered there will also lie a ‘further
ethical task’ for members of ethical (and, ‘at limit, religious’) communities, in
‘adjudicating this conflict of possible worlds, forms of life, visions of the whole.’143
It is this final ethical-adjudicatory stage that best betrays a bifurcation that still haunted
Tracy’s thinking in Imagination. Tracy supposed at that time that the conversational
exploration of human life-possibilities must give way to subsequent argued
adjudications of the relative truth or falsity, goodness or badness, wisdom or folly of
these possibilities, in judgments made according to argued criteria and warrants. In a
significant footnote, Imagination even refers approvingly (after Ricoeur, but contrary to
Gadamer, on my reading) to the manner in which Friedrich Schleiermacher
141
Imagination, 119.
Imagination, 120-2.
143
Imagination, 123.
142
50
distinguished the ‘hermeneutical’ from the ‘ethical’ moments in thinking.144
Tracy has never wanted to collapse the moments of understanding, explanation and
adjudication into each other, as Gadamer tended to do. Yet in Imagination, the
distinction that Tracy sought seemed in danger of pulling asunder Gadamer’s globally
‘hermeneutical’ approach by reinstating a crowning non-hermeneutical moment of
ethical and metaphysical argument. Such arguments appeared to rest not on the
hermeneutical events of supposed classics, but rather on trans-historical reflective
powers supposedly possessed by the rational subject. While Imagination clearly wanted
to ascribe a hermeneutical quality to the whole arc of thinking, from one’s personal
being-provoked through to public adjudication, it was not wholly clear in Imagination
how these elements were to fit together within a hermeneutical paradigm. Half a decade
later, in Plurality, Tracy brought clarity to his approach when he clearly assigned
‘argument’ to a subsidiary role within the wider phenomenon of conversationdialogue.145
With the maturing of Tracy’s hermeneutical thinking during the 1980s and since, he
developed a strategy that imagines the human subject as neither completely immersed
within tradition nor functionally independent of it. In the mid-1980s Tracy brought to
the centre a certain pragmatic inertia as proper to the human self, such that it persists as
an intellectual, moral and religious entity even through periods of perplexity, failure and
doubt, when its positive relation to tradition is really occluded. In large part, this streak
144
Tracy suggests that the ‘ethical task’ proper ‘to literary criticism itself’ ‘should not be confused with
rendering ethical judgments on the vision of the world of the work as part of the interpretation of the
work’: ‘Ethical judgments seem far more hermeneutically appropriate after the interpretation of the
“world” of the work as a possible-mode-of-being-in-the-world’ (Imagination, 145 n. 75). Tracy cites Paul
Ricoeur concerning this (Ricoeur, Interpretation Theory, 82-88), and then also Stephen Toulmin as
regards the ‘religious’ character of ethical ‘limit-questions’ (Stephen Toulmin, An Examination of the
Place of Reason in Ethics (Cambridge: Cambridge University Press, 1961), 202-22).
145
‘Arguments belong within conversation and not vice-versa’ (Plurality, 24).
51
of pragmatism has also been a pragmatism of religious faith – of ‘hope and resistance,’
as we shall see him put it in Plurality.
I. v. The example of theology
I have argued that Tracy’s account of the supposed division-in-unity of hermeneutical
conversation in Imagination drew an uncomfortably sharp distinction between the work
of imaginative understanding, on the one hand, and subsequent necessary works of
rational and ethical adjudication, on the other. However, what Tracy proposed for
interpretation-in-general he also worked out in Imagination specifically for the
paradigm case of theology, so that his proposals for theology can provide a lens through
which to read his general hermeneutical theory. By reading Tracy’s theory of
conversation-dialogue through his explicit proposals in theology, we can gain a fuller
understanding of what is at stake.
At this time, Tracy insisted on clearly distinguishing the philosophical contentions of
what he called ‘fundamental theology,’ from the ethical and social-political exhortations
and prescriptions pronounced in ‘practical theology’ – and each of these, again, from
the more overtly hermeneutical ‘systematic theology’ that was Imagination’s main
concern.146 According to Imagination, the pivotal labour of systematic theology is to
attend to the world-possibilities and life-possibilities disclosed by the distinctively
Christian materials. Thus the first and most enduring task of the systematic theologian,
qua systematic theologian, according to Tracy, is to retrieve the possible ways of being
146
See chapter two (‘A Theological Portrait of the Theologian’) in Imagination (pp. 47-98); and ibid., 978 n. 114 for a succinct summary. Tracy still holds to the relevance of these distinctions today, although he
no longer articulates them in quite the same kind of programmatic fashion.
52
in the world that the Christian classic and its tradition can disclose.
And yet, even with such an apparently restricted mission, Tracean systematic theology
would clearly always also be replete with intimations of theoretical truth, on the one
side, and practical wisdom on the other. Such intimations are inherent to the wagers and
choices of any attempt to articulate human possibility as such by means of a body of
traditional materials honoured as forming a coherent whole. Even the systematic
theologian’s very interest in expounding the Christian classic as a meaningful unity,
already implies a host of incipient truth-claims. Furthermore, to the extent that the
Tracean systematic theologian possesses insight into her own task, she will also
necessarily already anticipate, methodologically, the theoretical and practical value of
that task within theology’s three-fold unity. In this manner, therefore, Tracy’s three-fold
distinction of fundamental, systematic and practical theology never really indicated
separation. The three sub-disciplines were theology because they formed an integrated
unity, a theological identity implied within each of the three sub-disciplines.
This unity of theology provides clues to the coherence of Tracy’s wider hermeneutical
theory in Imagination. Tracy concluded Imagination by proposing his master-concept
of ‘an analogical imagination’ for both Christian systematic theology and general
thinking alike. Tracy believed this concept adequately represented the jointly theoretical
and practical – in a word, hermeneutical – character of Christian systematic theology
and every conversation of reason. As I have suggested already, this imagination was for
Tracy the wit and grace of human history, knitting a world of meaning and truth from
plurality and multiplicity.147
147
See section I. i. in this present chapter, above; and Chapter 7 section IV, below; and Imagination, 421456.
53
Tracy’s three-fold description of theology in Imagination as a jointly interpretative
(‘systematic’), critically reflective (‘fundamental’) and ethical-political (‘practical’)
discipline, gave exemplary form to his wariness of Gadamer’s unguarded celebration of
tradition. Tracy has all along wished to ensure that our immersion in tradition be at
every point as self-consciously critical and distanced as possible, short of actually
cutting the legitimating threads of tradition itself.148 Tracy has looked (and still looks)
for models of conversation-in-tradition that owe much to Gadamer, but his ideal of
conversational practice has always been more interested in empirical-scientific, moral
and metaphysical arguments about the nature of reality than was Gadamer’s. This is a
concern that has continued for Tracy beyond the definitive demise (around 1990) of
theistic metaphysics as the frame for his theological thinking.149
II. Tracy’s process panentheism of the 1970’s and early ‘80s
The theism that Tracy himself began to relinquish at the end of the 1980s was already of
a quite particular kind, however, and this horizon also fed into his hermeneutical ideas
about reason as conversation or dialogue. Since Blessed Rage, Tracy had professed –
though never without caveat – the value and merits of a ‘process’ metaphysics that
ascribes temporality, change and dependence to the reality of God. In place of the
immutable and aseous ‘Wholly Absolute One’ of classical theism,150 Tracy preferred
the process concept of God, which he thought was better related to human experience as
148
Tracy’s stress today on the fragmentary nature of tradition (see Chapter 9 below) adds a further, even
more integral dimension to Tracy’s reworking of the idea and practice of tradition.
149
For an account of the significance for Tracy of the ‘mystical-prophetic’ character of Christian religion
in displacing theism from theology, see Chapter 7 section V, below.
150
See Blessed Rage, 183.
54
well as to scriptural witness to a passionate and loving God.
Process theology arose from the cosmological philosophy developed by Alfred North
Whitehead at Harvard in the 1920s.151 Whitehead interpreted human consciousness as
an advanced case of a broader cosmological category of ‘feeling’ (or ‘prehension’), by
which, he proposed, entities of all kinds exist as a complex of internal relations and
relations with other entities.152 In this way applying an analogy of experiential concepts
to unconscious and conscious entities alike, Whitehead enabled process thinkers to treat
the human experience of consciousness as a higher specification of a universal infrapersonal phenomenon.153 Thereby, to use Tracy’s words from Blessed Rage, ‘the self’s
full range of unconscious, conscious and knowing experiences of the self’ becomes for
the process thinker ‘the paradigm case for reality.’154 Indeed, reality as a whole turns
out to be a process that exhibits its personal character in God.155
For his part, Tracy has shown little interest in the cosmological side of Whiteheadian
thought.156 In line with his transcendental Thomist inheritance (Lonergan, Rahner,
Coreth), and in the wake of his own phenomenology of the ‘religious dimension’ of
151
Whitehead’s classic work is his Process and Reality, published in 1929 (A. N. Whitehead, Process
and Reality: An Essay in Cosmology (Cambridge: CUP, 1929)).
152
Whitehead, Process and Reality, 311. According to Whitehead, an entity achieves its own
‘concrescence’ as a ‘complex unity of feeling’ (ibid.).
153
See Process and Reality, Part III, Chapter V, ‘The Higher Phases of Experience,’ 376-400.
154
Blessed Rage, 173.
155
See Process and Reality, Part V, Chapter II, ‘God and the World,’ 484-500.
156
Although see Tracy’s part of the essay co-authored with Nicholas Lash for Concilium 1983 no.6,
reprinted in Tracy, On Naming the Present: Reflections on God, Hermeneutics, and Church (London:
SCM Press, 1994), as ‘Cosmology and Christian Hope’ (On Naming the Present, 73-81). Tracy observes
here that ‘the collapse of earlier mechanistic, materialist, and positivist models has freed science itself to
a sense of the ultimate mystery of reality and to a chastened but real willingness to dialogue with any
plausible philosophical and theological cosmological hypotheses’ (ibid., 74-5). He continues: ‘The
dialogue with process philosophers and theologians (including, in the wider sense of process thought, the
followers of Teilhard de Chardin) is merely one well-known instance of this increasingly fruitful
relationship’ (ibid,, 75).
55
subjective experience (in Blessed Rage),157 Tracy engaged process thought instead
solely at the level of its conceptual analogy of human and divine subjectivity. This had
been worked out, above all, by the key Whiteheadian theological philosopher, Charles
Hartshorne (1897-2000), who was interested in Whiteheadian cosmology alongside his
work on the logic of theism. As well as Hartshorne, however, Tracy also had close at
hand an example in the Protestant theologian Schubert Ogden (prominent in Blessed
Rage) of a fellow process theologian who largely ignored the cosmological side of
process thinking.158
Process theism is also sometimes called ‘panentheism’ (literally, ‘all-in-God’), which
distinguishes it from classical theism, on the one side (according to which God exists
independently of the world which depends utterly on God), and pantheistic
identifications of God and the phenomenal world, on the other. The term ‘panentheism’
can also be associated with aspects of Hegelian philosophy and theology, in addition to
Whiteheadian thought.
In Blessed Rage, Tracy made clear his dissatisfaction with classical theism, against
which he laid three charges. First, he found it incoherent in its explication of the reality
157
See, especially, Tracy’s argument regarding ‘the religious dimension of common human experience
and language’ in chapter five of Blessed Rage (pp. 91-118); on which see also Chapter 6 section I. iv.,
and Chapter 7 section III. ii., below. In Blessed Rage, process thought appears as such only in Chapter
nine, which concerns an appropriate concept of God (ibid., 172-203).
158
See Schubert Ogden, The Reality of God, and Other Essays (London: SCM, 1967) (first published in
1963). Ogden married Bultmannian existentialist demythologising to Hartshornian process theological
categories. By contrast, the process theological thinking that has enjoyed appeal and influence in more
recent years has tended to ally itself explicitly with ecological-cosmological concerns. For example, see
Catherine Keller’s ecofeminist The Face of the Deep: A Theology of Becoming (London: Routledge,
2003), which may have broken new ground in mediating process religious ideas to a postmodern,
intentionally ‘post-metaphysical’ thought-world. Works of process theology from the previous decade
less successful in this regard include Rosemary Radford Reuther, Gaia and God: An Ecofeminist
Theology of Earth Healing (London: SCM, 1992) and Sallie McFague, The Body of God: An Ecological
Theology (Minneapolis: Fortress Press, 1993).
56
of God in relation to the reality of the world we experience.159 The complaint here is
that classical theism severs explanatory or intelligible connection between our
experience of being constituted in temporality, mutability and interdependent relations,
on the one hand, and God’s supposedly paradigmatic existence in immutability and
aseity, on the other. Second, and relatedly, Tracy argued that classical theism is
existentially meaningless – or worse, an ‘intolerable burden for humanity’ – because it
teaches that ‘our ultimate commitment’ must be to an alienating ‘super-natural’ mode of
divine existing that bears no identifiable relation to our own.160 Third, Tracy suggested
that classical theism is unable to make meaningful sense of the Scriptures insofar as
these are full of ‘assertions of a God really affected by the actions of humanity.’161
As we have seen, process thinkers start from the principle that, in Tracy’s words, our
‘experience as experiencing selves’ provides ‘the fundamental experiential and, thereby,
metaphysical ground of all basic concepts.’162 As a consequence, as Tracy explained,
upon finding that ‘the self’s own experience [is] intrinsically social and temporal,’ they
determine that ‘God too – precisely as real – is to be understood as social and
temporal.’163 This led Hartshorne to propose a ‘dipolar’ theistic logic, according to
which God remains the uniquely necessary idea and existent,164 at the same time as God
is also eminently social and temporal. According to process theism, as Tracy explained,
‘God is both absolute (as the one whose existence depends upon no other being) and
159
See Blessed Rage, 180.
Blessed Rage, 180.
161
Blessed Rage, 180. ‘My own suspicion is that all authentic Christians live and pray and speak as if
God were really affected by their action’ (ibid.).
162
Blessed Rage, 173. That is, they assume that ‘the basic metaphysical analogy for reality is the self’
(ibid., 181).
163
Blessed Rage, 181.
164
See Hartshorne, Anselm’s Discovery: A Re-Examination of the Ontological Proof for God’s Existence
(Illinois: Open Court, 1966); also Blessed Rage 184-7.
160
57
relative (as the one whose actuality is relative to all other beings).’165 This is to say,
God is eternally in process, and coming to be more and more in actuality, in maximal
relationship with the totality of everything that emerges within the world.
Indeed, here, God’s very sociality and temporality also comprises his perfection.
‘Precisely as unsurpassably temporal and social – and, in that revised sense, as
changeless – God alone is God.’166 ‘God’s eminent relativity – a relationship to all
reality – is relative to nothing,’ and so it can be ‘the absolute ground of all relationships,
ours and the divine.’167 In Talking About God (1983), Tracy noted that where Thomists
have conceived God as eminently good, wise, just and holy, Hartshorne added to these
also ‘aesthetic’ perfection-terms such as ‘sociability, temporality, creative change,
enjoyment of beauty etc.’ In these latter respects God is just as ‘unsurpassable by
others’ as in the more traditional moral perfections, although God continually selfsurpasses in ‘genuine self-enrichment.’168
However, Blessed Rage also expressed an extended ‘caveat’ about process theism as it
stood at that time. Tracy noted that there was as yet no secure consensus regarding the
being of God in process circles: is God ‘a single actual entity’ (William Christian) or ‘a
personally ordered society of actual entities’ (John Cobb)?169 At the same time, he
found that ahistorical misreadings of the Thomistic tradition tended to restrict these
thinkers’ theological horizons and options.170 Tracy also found the process tradition
generally lacking in an anthropology sufficiently ‘cognizant with and articulate of the
165
For Hartshorne on this ‘law of polarity,’ see ‘Introduction: The Standpoint of Panentheism’ in
Hartshorne and Reese, eds., Philosophers Speak of God, 1-25.
166
Blessed Rage, 181.
167
Blessed Rage, 182.
168
David Tracy and John B. Cobb, Jr., Talking About God: Doing Theology in the Context of Modern
Pluralism (New York: Seabury Press, 1983), 33.
169
Blessed Rage, 188.
170
See Blessed Rage, 188.
58
ambiguity, the tragedy, the sin’ involved in human existence.171 Finally, Tracy related
all of these difficulties to one key difficulty that the process tradition still needed to
address. This was that process thinkers seemed not to know how they might relate their
metaphysical concepts to correspondingly meaningful religious and existential
symbols.172 Tracy observed that few seemed to have got very much further than
Whitehead’s valuable but limited symbolism of God’s ‘persuasive, non-coercive love’
(beyond which Whitehead himself only managed to subside into the ‘vaguely
Edwardian image of God as a “fellow-sufferer who understands.”’).173
Even in Blessed Rage, therefore, Tracy was already expressing some concerns about the
coherence, breadth and meaningfulness of process thinking. Yet Tracy clearly hoped
that his own mixed phenomenological, hermeneutical,174 transcendental and process
approach to theology could help bring theological conceptuality and symbolism –
especially within process thought – into greater mutual enrichment.175 For while he
continued to prefer process theistic concepts in Talking About God, Tracy there also
commended dialogue between process thought and transcendental Thomism,
specifically in recognition of what Tracy saw as the latter’s superior achievements in
enabling mutual enrichments between concept and metaphor (especially in ‘the
explicitly linguistic interpretations of Rahner and Lonergan in recent years by Victor
171
Blessed Rage, 188.
See Blessed Rage, 188.
173
Blessed Rage, 190 (and see Whitehead, Process and Reality, 532). Rather like ‘a member of the
Bloomsbury circle,’ Tracy suggested, Whitehead’s God – as symbolised by Whitehead – inhabits an
‘admirably moral and aesthetic world’ some distance from the predominant tonalities of the Scriptures
(ibid.), though perhaps rather closer to the “warm deism” that Don Browning told Tracy he found in
Whitehead (see Blessed Rage 190 and 203 n. 110).
174
On the ‘hermeneutical’ element in Blessed Rage, see Tracy’s own judgement in his 1995 Preface that
‘“hermeneutics” [was] crucially present in the book but [was] not yet the very heart of my concept of
theology,’ as it would be from Imagination onwards (Blessed Rage, xiv).
175
See Blessed Rage, 191.
172
59
Preller and David Burrell’).176 As Tracy put it in Imagination, process theologies
needed to learn how ‘to develop and be corrected by the symbolic (and, therefore,
radical mystery) side of the tradition.’177 If it seems that via eminentiae overcomes via
negationis in the theological analogies of the process theists, Tracy wanted to bring
about, more generally, ‘a profounder sense of the negative in their developments of
analogical language.’178
According to Imagination, in sum, ‘the symbolic, the negative and the sense of radical
mystery (incomprehensibility, hidden and revealed God etc.) need more dialectical
incorporation into a process systematic theological understanding of God.’179 Here,
movements back and forth between concept and symbol map broadly onto movements
between ‘fundamental’ and ‘systematic’ theology in Tracy’s theological model. Only by
means of such a back and forth, Tracy suggests, will process theology be assured that its
‘use of process concepts is a genuinely theological use, in the sense that the tensive
character of the originating religious language is maintained in the clarity of the
concepts used in the second-order theological analogical language.’180
What Tracy wanted seems clear enough, and in Imagination he did make advances upon
the received process idea by, in effect, saturating it with elements from transcendental
176
See Talking About God, 23-28. In these interpreters of the classic transcendental Thomists, Tracy
believed one could note a newly emergent sense in which ‘the logic of analogy bears striking
resemblances to the more familiar logic of metaphor’ (ibid., 24). That is, it emerges that the ‘more
familiar studies of the logic of metaphorical usage in religious language [e.g., in Ricoeur] parallel the
linguistic studies of the logic of analogical usage in properly theological language’ (ibid., 24). For Burrell
on the necessarily imaginative and exploratory character of analogical predication, see David Burrell,
Exercises in Religious Understanding (Notre Dame: Notre Dame Press, 1974), 80-137, esp. 86-91.
177
Imagination, 439 n. 7.
178
Imagination, 439 n. 7. See also ibid., 408: ‘the via eminentiae is possible only on condition of its
constant fidelity to the via negationis.’
179
Imagination, 439 n. 7.
180
Imagination, 439 n. 7.
60
Thomism, just as he would recommend in Talking About God.181 It seems possible that,
in Imagination, hermeneutical and systematic-theological form was now even more
important to Tracy – philosophically and theologically – than was determining a precise
stand-alone theistic concept. As Mike Higton has observed, fundamental theology was
increasingly coming to consist for Tracy in arguing ‘for the truth of systematic theology
itself.’182 But it would be premature to imagine that Tracy was now wholly uninterested
in clarity and public intelligibility of theistic concept, despite the way in which clarity
of theistic concept had now become secondary for Tracy to the clarity he sought and
believed he had found in his governing concept of ‘analogical imagination.’ His concept
of analogical imagination has theistic implications, and in the very last line of
Imagination (prior to the Epilogue) Tracy returns his reader to the explicitly theistic
thought that, in the end, everyone must deal with ‘the harsh, demanding, healing power
of the ultimate reality affecting and affected by all, the Love who is God.’183
Nevertheless, we may wonder whether Imagination yet advanced a promising route
towards an adequate integration of ‘the symbolic, the negative and the sense of radical
mystery’ within Tracy’s theology. For Tracy appears to have sought to ‘maintain’
(should we say, contain?) this symbolism, negativity and mystery within the ‘clarity of
the concepts used in the second-order theological analogical language.’184 Whether it is
process metaphysics or hermeneutical theory to the fore, therefore, it seems that Tracy
181
See note 176 above. The claim that Imagination made advances in these areas will be justified more
fully in the final paragraphs of section IV of Chapter 7, here below. In brief summary: First, in
Imagination the analogical concept depended upon the plausibility of historically particular symbols, with
the specificity of ‘the Christian classic’ made integral to that work’s identification and justification of the
classic-in-general; second, Imagination incorporated negativity into the heart of analogy by viewing the
confrontational and dangerous memory of Jesus of Nazareth integral to the symbolic-conceptual ‘Christevent’; third, the transcendent unforeseeability of the hermeneutical ‘event’ itself intimated God’s
incomprehensibility as transcendent Mystery.
182
Higton, ‘Hans Frei and David Tracy on the Ordinary and the Extraordinary in Christianity,’ 579-80.
183
Imagination, 438. This assertion concludes the final chapter to the book prior to the Epilogue (a
chapter entitled ‘A Christian Systematic Analogical Imagination’).
184
Imagination, 439 n. 7.
61
was still seeking for a clear concept that could discipline everything.
Before we turn to think more about the strengths and weaknesses of Tracy’s positions
regarding the relations of symbol and concept in Blessed Rage and Imagination, there
seems to be something more to be said against the process theists in a purely
philosophical regard. For it is remarkable that in the context of the process thinkers’
determination to furnish a philosophical analogy of human and divine subjectivity, they
should have omitted ‘mortality’ in their lists of attributes essentially constitutive of
human experience. Our dissolutions in death, it appears, are experientially and
metaphysically incidental, presumably because the personal experience and order of the
cosmos continues undeterred. But surely, whatever cosmology one entertains, this is an
implausible account of human experience.185
Furthermore, the metaphysically incidental character of our own deaths in this process
account entails that what is really real within our temporal, mutable and interdependent
experience is the experience of particular consciousness – of ‘being a self’ – considered
as clearly and distinctly transcendent of the particular disintegrating body that occasions
it. In turn, this implication runs the further danger that it might be taken up and repeated
paradigmatically in the process God, whose transcendence as ‘personal’ is then
associated primarily with this dualistic principle.186 Probably, dualistic tendencies are
185
Indeed, it does not seem to have been an account that Tracy himself ever entertained, as can be seen
from his reflections on the significance of everyday ‘negative’ limit-experiences (including anxiety and
facing death) in Blessed Rage (pp. 107-8).
186
This may be a good reason for process theologians to stress the cosmological side of things and not to
style God a personal entity but instead ‘a personally ordered society of […] entities’ (John Cobb; see
Blessed Rage, 188). Alternatively, however, Schubert Ogden opts to be explicit that ‘the interaction
between God and the world must be understood analogously to [the] interaction between our own minds
and bodies – with the difference that the former interaction takes place, not between God and a selected
portion of the world […] but between God and the whole world of his creatures’ (Ogden, The Reality of
God, 178). For his part, Tracy was not interested in a mind-body analogy, but with his transcendental
Thomist background, he has been keen on styling God as like a ‘self.’
62
inevitable in any philosophy that treats consciousness as the primary phenomenon
inviting analysis, but nevertheless this is an ironic conclusion for a philosophical
tradition that many have regarded as recuperating theology and religious thinking from
destructive mind-body and spirit-matter dualisms.187
So far, however, I have said little about the assertion that Tracy made most consistently
on behalf of process over classical theism: namely, that it better interprets the passionate
and loving God of the Scriptures. In Blessed Rage, it seemed ‘fairly obvious’ to Tracy
that ‘the interpreter of the Hebrew and Christian texts seems on far more solid ground in
appealing to the dipolar concept of God as more in harmony with scriptural meanings
than any concept informed by the monopolar outlook.’188 In a similar vein, Tracy wrote
in Imagination of his ongoing conviction of ‘the greater adequacy of the process
tradition for interpreting the central Christian understanding that “God is love.”’189 And
then, in Plurality, we find him again commending the process theologians for ‘their
helpful clarifications of what Christians mean by their central metaphor “God is
love.”’190 Given these commendations, it would seem likely that even beyond the
demise of theism-as-such in Tracy’s thinking, Tracy continues to admire these
contributions of process theology.191
187
See the works by Reuther, McFague and Keller cited in note 158 above. True, process metaphysics
refuses to contemplate any separate existence of a mind without its body, but the price of this
achievement would seem to have been, nevertheless, to entrench an insidious residual dualism.
188
Blessed Rage, 184.
189
Imagination, 439 n. 7. See also Hartshorne’s iteration of this point: ‘It is my conviction that in
Whitehead western metaphysics moved appreciably closer than ever before to a technical language
capable of formulating without inconsistency the content of the ancient saying, “God is love”’ (Charles
Hartshorne, ‘Whitehead’s Novel Intuition’ in George L. Kline, ed., Alfred North Whitehead: Essays on
His Philosophy (Eaglewood Cliffs, N.J.: Prentice-Hall, 1963), 18-26: 24).
190
Plurality, 108. Whitehead’s own partly symbolic conception of ‘the love of God for the world’ was
that ‘[w]hat is done in the world is transformed into a reality in heaven, and the reality in heaven passes
back into the world,’ so that ‘the love in the world passes into the love in heaven, and floods back again
into the world’ (Whitehead, Process and Reality, 532; quoted by Tracy in Blessed Rage, 197 n. 56).
191
For example, in his 1994 essay ‘The Return of God in Contemporary Theology’ (in Tracy On Naming
the Present (London: SCM, 1994), Tracy labels insights into ‘the relationality of God and all reality’ as
‘modern theology’s greatest achievement in understanding God’ (Tracy, ‘The Return of God,’ 41).
63
To help evaluate the claim that process concepts better illuminate the God named in
Christianity and the Scriptures, it will be useful to consider a counter-argument against
process and other so-called ‘panentheist’ theologians, on just this point, advanced by
Herbert McCabe (1926-2001). McCabe fundamentally disputed the idea that the process
God was more impressively ‘involved’ in the world than was God in traditional
accounts.192 Firstly, on the one hand, McCabe invoked the advantages of the classical
view of the creator’s intrinsic relationship to the creature. According to this
understanding, ‘the creator is never outside the sufferer.’193 This means, McCabe
explains, that when we have compassion for another person, for example, ‘we, in our
feeble way, are seeking to be what God is all the time: united with and within the life of
our friend.’194 For, ‘in his creative act, God is “closer to the sufferer than she is to
herself.”’195
Secondly, on the other hand, McCabe understood that there was a demand abroad that
God should suffer with and alongside creatures: if, that is, God truly loves them. Yet
people are tempted to demand this, McCabe suspects, only once they have ‘a weakening
hold on the traditional doctrine of the incarnation,’196 which latter allows us to ‘say
quite literally that God suffered hunger and thirst and torture and death […] because the
Son of God assumed a human nature in which it makes sense to predicate these things
of him.’197 In McCabe’s view the traditional doctrine of the Incarnation here
significantly augments the understanding of the creator-God. God may not suffer as
such, but nevertheless, God, closer to all sufferers than they are to themselves, enters
192
See Herbert McCabe, ‘The Involvement of God’ in McCabe, God Matters (London: Geoffrey
Chapman, 1987), 39-51.
193
McCabe, ‘The Involvement of God,’ 44.
194
‘The Involvement of God,’ 44-5.
195
‘The Involvement of God,’ 45.
196
‘The Involvement of God,’ 46.
197
‘The Involvement of God,’ 46.
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eternal identification with a particular creature, who suffers ‘in a perfectly ordinary
sense, the sense in which you and I suffer.’198
What is more, insofar as the doctrines of the Incarnation and Trinity provide Christians
with a kind of sketch of their living God’s ‘life-story,’ McCabe continues, ‘[t]here is no
story of God “before” the story of Jesus.’ Thus, the life, suffering, death and
resurrection of Jesus of Nazareth is ‘in the traditional view […] the mystery that we
affirm when we speak of God,’199 and not something added to a more fundamental
divine identity. The sum doctrine is that ‘that God is involved in the whole human
condition not simply as creator but as having a created nature.’200
McCabe presents the church’s traditional doctrine and concepts as being enough to
translate the scriptures and gospel, on the one hand, and to relate God to our everyday
possibilities of living and loving, on the other. Whether McCabe convinces may perhaps
turn on the extent to which his hearers are prepared wholeheartedly to trust the shape of
emotional life that these traditional concepts propose and seek to safeguard. Can such
talk be trusted to carry us ever deeper into our humanity, in spite of – or even because
of – the ways these traditional concepts propose to gather God’s inhuman otherness (as
God) into a supposedly unbroken master-idea to inform human living?201 Above all,
perhaps, will those who hear this rhetoric be prepared to trust without reservation the
true humanity of the tradition and institution that pronounces it?
198
‘The Involvement of God,’ 46.
‘The Involvement of God,’ 48.
200
‘The Involvement of God,’ 48.
201
As we will see later on, in Chapter 7 section III. i., below, Tracy broke from his teacher Bernard
Lonergan on the question of whether religious emotion, as such, could be trusted to mediate a higher
intellectual authority of religious institutions and tradition (see Tracy, ‘Lonergan’s Foundational
Theology: An Interpretation and Critique’ in Philip McShane, ed., Foundations of Theology: Papers from
the International Lonergan Congress, 1970 (Dublin: Gill & Macmillan, 1971), 197-222).
199
65
However one judges McCabe’s presentation of the traditional position, I think his
argument against the process alternative is pretty devastating. Those theologians who
affirm that Jesus is not literally divine, he suggested, find that because ‘it is a profound
Christian instinct that the gospel has to do with the suffering of God, [they] are
constrained to say that since God did not literally suffer with Jesus, God must suffer in
some other way’: for example, ‘as he surveys the suffering of Jesus and the rest of
mankind’ or via ‘a kind of mental anguish at the follies and sins of creatures.’202
McCabe contrasts these anaemic affirmations with the ability of a traditional Christian
to ‘say that God suffered a horrible pain in his hands when he was nailed to the
cross.’203
Of course, the process thinker will suspect here that God’s ‘literal suffering with Jesus’
in McCabe’s traditional account is a verbal sleight of hand and a false rhetoric, since
God is emphatically said not to suffer as such. And yet, I believe, McCabe does succeed
in highlighting the central philosophical difficulty of process theism, namely, its
persistent dualism. For, the outcome of McCabe’s analysis is to show that insofar as the
process God is – and is not just another name for everything-as-a-whole – this God does
not suffer as the psychosomatic unity that each of us actually is, but instead as some
kind of consciousness that floats above the cosmos. We could even go as far as to
suggest that the process God is precisely unreal because she or he is from the start a
projection of a falsely dualistic anthropology.204
202
McCabe, ‘The Involvement of God,’ 46.
‘The Involvement of God,’ 46.
204
It may or may not be possible to rescue process religious thought by stressing its cosmological
elements (see note 186, above), but it is hard to see how the rhetoric about God that could emerge from
such a move might then be able to respond adequately to the God-rhetoric of Scripture and tradition. In
her The Face of the Deep (2003), however, Catherine Keller attempts a powerful postmodern processreligious cosmological ecotheology.
203
66
McCabe attacks process theism as something that enthrones an attempt to be literal
about the Christian God while being nonliteral about the incarnation in Jesus of
Nazareth as the Son of God. In place of this, McCabe proposes a version of literalness
about both that avoids sliding into what he successfully (I think) portrays as the pallid
theological nonsense of the process alternative. Placed against his characterisation of
the latter, furthermore, he succeeds in making the traditional doctrines of Creation,
Incarnation and Trinity sparkle by comparison. Nevertheless, to Tracean eyes, as I have
also tried to suggest, McCabe’s restatement of the traditional solution – for all its acuity
and brio – purchases some of its philosophical-theological confidence by eliding
needful hermeneutical questions. How can McCabe’s concept of the literally living,
loving, and yet impassable God prove itself coherent and meaningful except at the price
of hustling certain puzzled kinds of questions out of court? In what way is it meaningful
to regard God as an exemplary being for us, if, as such, God is the negation of
everything we must deal with? And, furthermore, how is one supposed to conceive the
literal reality of this man, Jesus of Nazareth, as God, except at the price of closing down
similarly needful questions about what such a claimed divine particularity might mean,
how it might possibly be understood?
Adapting a principle from Lonergan, I take it that a ‘literal’ statement is one for which
every relevant question about that statement’s meaning, in context, is presumed to have
been both asked and answered (at least, by someone).205 To call statements literal when
relevant questions of meaning have not been answered – as seems inevitable in the case
of statements about God and Christology – seems to reduce those statements, as literal,
merely to stating the privileged authority of the tradition or institution that issues them.
205
For Lonergan’s idea that one grasps a ‘virtually unconditioned’ once one has asked and answered
every relevant question about a portion of reality, see chapter ten of Lonergan’s Insight, as well as
Tracy’s invocation of the idea in Plurality, 121 n. 4.
67
Without ever departing from an essential theological realism, Tracy’s eventual answer
to an objection like McCabe’s has been (I believe) to cease today to claim any wholly
gathered literalness for anything to do with God’s reality (or Christ’s).206 Tracy has
never abandoned the need and expectation of Christian religion for realistic
metaphysical hypotheses and theological symbols by which to think and name God and
Christ. But by 1994, Tracy would be writing of a pressing need in theology ‘to rethink
[this] relationship of thinking God to naming God,’ explaining that he means by this
that it is time to revisit ‘the elusive and intricate relationship of form and content’ within
theology.207 For, Tracy suggested, modern theology had been too obsessed with
defining some or other primary form of theological rationality – some or other ‘ism’:
‘deism, theism, pantheism, agnosticism, panentheism’ – at the risk of ‘squandering the
classical heritage of plural and possibly polyphonic forms for naming and thinking
God.’208
According to Tracy, modern theology – by implication, including his own previous
process panentheist variety – was always liable to mutilate the richness of its sources in
its search for ‘some singular meaning which, however valuable for its limited function’
(and we’ve raised some queries there), was characteristically ‘too narrow in its naming
and too confined in its thinking to allow the full range of premodern forms to find a
postcritical life of second naïveté for the once confident, now troubled modern
206
As Tracy would write in 1994, this ‘is not the time to rush out new propositions on the reality of God’
(Tracy, ‘The Return of God in Contemporary Theology,’ 45).
207
Tracy, ‘Literary Theory and Return of the Forms for Naming and Thinking God in Theology,’ Journal
of Religion, 74/3 (1994), 302-319: 302 (emphases mine). Tracy would also write in 1999 of a ‘fatal
separation’ (as opposed to helpful distinction) of form from content in modern thinking more generally
(Tracy, ‘Trinitarian Speculation and the Forms of Divine Disclosure’ in Stephen T. Davis, Daniel Kendall
and Gerald O’Collins, eds., The Trinity: An Interdisciplinary Symposium on the Trinity (Oxford: Oxford
University Press, 1999), 273-293: 273-4). (See also Tracy, ‘Form and Fragment: The Recovery of the
Hidden and Incomprehensible God,’ eds. Werner G. Jeanron and Aasulv Lande, The Concept of God in
Global Dialogue (Maryknoll, NY: Orbis Books, 2005), 98-114: 100.) For more on the relation of form
and content in theology according to Tracy, see Chapter 9 section II, below.
208
Tracy, ‘Literary Theory,’ 307.
68
thinker.’209 As modern certainties imploded under the belated self-criticisms of
postmodernity, this poverty was left especially exposed.
In the wake of this exposure of modern theology, meanwhile, we can hazard some of
the choices that remain. One option would be to admit religiously authorised ‘blackbox’ hypotheses, after all, and cease to object to their angel-guarded impenetrabilities
(that is, return to the way of classical theism). Or, we might instead abandon any
requirement to explicitly correlate religious doctrine with sharable empirical reality (the
way of ‘anti-correlational’ or ‘unapologetic’ theology).210 Or, alternatively, perhaps we
could reckon to correlate religious doctrine instead purely with the spiritual and moral
challenges of subjectivity and intersubjectivity (the way of the subjective idealisms of a
Tillich or a Ricoeur, for example).211 There are probably many other possible responses,
and it would also be quite possible to mix parts of these together.
Tracy’s own response, however, has been a little different. He has continued to require
hypotheses about reality as an integral dimension of theological thinking, while at the
same time he has also moved to pluralise and historicise every such hypothesis. Just
possibly, he has also ceased to identify any hypothesis with the highest religious name,
‘God’ (although this is a question we shall return to in Chapter Nine).212 Tracy would
eventually innovate a theological category of the ‘mystical-prophetic’ as a conceptuality
to replace analogical imagination, and this seems to have allowed him to explore
209
‘Literary Theory,’ 309.
For Tracy’s argument against Protestant ‘anticorrelationist’ theologians who particularly fit this
description, see Tracy, ‘An Uneasy Alliance,’ 555ff; also see Chapter Seven section I, below. Despite his
reservations about this movement, Tracy nevertheless has commended as a ‘helpful study,’ William C.
Placher’s Unapologetic Theology: A Christian Voice in a Pluralistic Conversation (Louisville, Kentucky:
Westminster/John Knox Press, 1989) (Tracy, ‘On Naming the Present’ in On Naming the Present, 3-24:
23 n. 6).
211
See Paul Tillich, The Courage to Be (London: Collins, 1962). Also, see Paul Ricoeur’s Oneself as
Another (trans. Kathleen Blamey (Chicago & London: University of Chicago Press, 1992)).
212
See Chapter 9 section IV, below.
210
69
thoughtful namings of God that are realistic in essence while prescinding from theism
as such.213 The new category of the mystical-prophetic, and the associated ‘turn’ in his
thinking and naming God around 1990, would help ease both his theology and also his
theory of dialogic reason beyond the metaphysical-theistic horizon that both informed
and also hamstrung his theology and hermeneutics during the 1980s.
Tracy’s more recent theology and thinking has sought to carry forward the related
strengths of Tracy’s early process theism and his subsequent concept of analogical
imagination, while also exceeding their philosophical and theological shortcomings. By
consistently demanding that religious thinkers hypothesise religious reality in ways that
are coherent, meaningful and do not seek to evade needful questions, Tracy arguably
sets an appropriately high bar. The issue which has arisen here between Tracy and
McCabe has concerned what standards of hypothesis concerning reality are required
where in realistic Christian theological thinking, and to what extent it is or is not
satisfactory for these hypotheses to fuse themselves with mythological figures
(something Tracy is wary of).
In the next chapter, I shall turn to explore and evaluate Tracy’s most fully developed
and first really mature exploration of conversation-dialogue, in Plurality and Ambiguity.
213
On the category ‘mystical-prophetic’ see Chapter 7 section V, below.
70
CHAPTER 3
Plurality and Ambiguity: Conversations with Texts
This short chapter will take up the nuts and bolts of Tracy’s mature theory of
conversation-dialogue as he presented it in Plurality and Ambiguity (1987).
As we saw in the last chapter, Imagination’s confident account of a meaningful
pluralism of human reason was rooted in the claimed exemplary nature of ‘the Christian
classic,’ on the one hand, and in transcendental conclusions, on the other. However, by
the time of Plurality and Ambiguity (1987), these assurances were already ceding
ground to an apparently more chastened hope and longing for conversations of reason
and human solidarity. Less theologically ambitious than what had gone before, Plurality
also offered a more finely wrought adaptation of Gadamer on dialogue.
‘The theme of this small book is conversation,’ announces the opening line of the
Preface. Plurality describes this practice by which human beings may hope to pass on
and pass around reason and truth. ‘To conduct a conversation,’ wrote Gadamer, ‘means
to allow oneself to be conducted by the subject matter to which the partners in the
dialogue are orientated.’214 In broadly Gadamerian spirit, Plurality reproduces the basic
Gadamerian image of conversation (or dialogue) as ‘a game where we learn to give in to
the movement required by questions worth exploring.’215 In conversation, as Tracy puts
it, ‘neither my present opinions on the question, nor the text’s original response to the
214
Truth and Method, 360-361.
Tracy’s notion of the interpretation of a work of art or a text as being like a game has its roots in a
famous section in Hans-Georg Gadamer’s Truth and Method: ‘The players are not the subjects of play;
instead play merely reaches presentation (Darstellung) through the players’ (Truth and Method, 103); ‘it
is well founded for us to use the same concept of play for the hermeneutical phenomenon as for the
experience of the beautiful. When we understand a text, what is meaningful in it captivates us just as the
beautiful captivates us […] What we encounter in the experience of the beautiful and in understanding the
meaning of a tradition really has something of the truth of play about it’ (ibid., 484).
215
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question, but the question itself, must control’ what goes on.216
According to Plurality, the purpose of practising and undergoing such conversationdialogue, is that we may mediate the many conflicts of interpretation and the many
languages of understanding that make up our lives with one another. Tracy sought in
this work to model a contemporary modulation of the Platonic ideal of intellectual
practice, in which conversation must return ever and again to shared human tasks of
imaginative exploration and critical adjudication of the manifestations of possible truth
which arise in historical discourse. For ‘[t]here is no intellectual, cultural, political, or
religious tradition of interpretation that does not ultimately live by the quality of its
conversation.’217
Furthermore, Tracy affirms that ‘[o]ur theories and our conversations can become …
what they in fact always were: limited, fragile, necessary exercises in reaching
relatively adequate knowledge of language and history alike.’218
I. Conversation and ‘manifestation’
In Plurality, Tracy expects conversation to give birth to discrete ‘manifestations’ of
truthful possibility, to stand in contrast to the endlessly breeding pluralities and
ambiguities of our lives and our world. So proposed, this expectation of truth may seem
216
Plurality, 18. Here, Tracy already is assuming that it is the text that is the paradigmatic conversationpartner, even though it is only on the succeeding page that Tracy formally introduces this idea: ‘We
converse with one another. We can also converse with texts. If we read well, then we are conversing with
the text. […] In conversation we find ourselves by losing ourselves in the questioning provoked by the
text’ (ibid., 19).
217
Plurality, ix. Equally for Tracy, as we will see shortly, ‘there is also no tradition that does not
eventually have to acknowledge its own plurality and ambiguity.’
218
Plurality, 81 (my emphasis).
72
over-optimistic or even romantic. But for Plurality such experiences are the sine qua
non of all realistic hopes for thoughtful human solidarity.
Tracy extols the power and reality of truth-as-manifestation in and for human life. ‘The
discovery of truth as manifestation is the first fruit of any dialogical life.’219 Openness
to conversation (or dialogue) is the same thing as openness to manifestation, he
continues, for without events of manifestation no dialogue is possible. Through
conversation and manifestation we are freed ‘from epistemological solipsism for a
dialogical life, with others and with all the classics.’220 Dialogue is thus both a certain
‘mode of human life’ and also itself ‘a manifestation of the dialogical reality of all
human life.’221 For, Tracy continues, ‘we belong to history and language’ rather than
vice-versa, and to ‘belong to them well’ means that we question history and language
and thereby ourselves.222 ‘Through that questioning we participate in the conversation
of all human kind, the living and the dead.’223 In the course of such conversation, ‘we
experience those truths made manifest by our willingness to dialogue and by the
classics’ power to disclose.’224 ‘Anyone who has experienced even one such moment –
in watching a film, in listening to music, in looking at a painting, in participating in a
religious ritual, in reading a classic text, in conversation with friends, or in finding
oneself in love – knows that truth as manifestation is real.’225 At the same time, such
truth also suffices for life, says Tracy, whereas ‘[w]ithout such a truth, life is indeed
nasty, brutish, and short.’ ‘Without manifestation, truth is too thin’ to sustain us.226
219
Plurality, 28.
Plurality, 28.
221
Plurality, 28.
222
Plurality, 28-29.
223
Plurality, 29.
224
Plurality, 29.
225
Plurality, 29.
226
Plurality, 29.
220
73
The implications of all this are inevitably religious, even theological. Truth-asmanifestation suffices for life, and so promises the resources that religion
characteristically promises. Indeed, as Tracy notes, his preferred word ‘manifestation’
(which is not Heidegger’s nor Gadamer’s) has roots in Mircea Eliade’s notion of
‘cosmic manifestation’ as that which constitutes the heart of religion: Tracy’s own use
of the term is strongly influenced by Paul Ricoeur’s use of Eliade’s concept.227
As things are proposed in Plurality, at each point the hope for conversational reason
may seem either possible or impossible to maintain practically. The hope may seem
dashed, for example, by an honest account of the splintering plurality of interpretation
and language itself; or, even more seriously, by the injustice and cruelty that resides in
even the best of human history and society. Plurality will take a measure of just these
‘interruptions’ while yet arguing that reason can fight against all odds for its own
hope.228 This hope never subsists simply in taking the impress of the world as it is, but
will rather always be a practice of ‘resistance’ to dominatory and dehumanising habits
and techniques of our lives together.229
II. Manifestation as the ‘disclosure-concealment-recognition’ of truth
Tracy presented dialogue as a manifestly valuable and possible mode of human
227
Plurality, 121 n. 3. See Mircea Eliade, The Sacred and the Profane: The Nature of Religion (New
York: Harper and Row, 1961) and Paul Ricoeur, ‘Manifestation and Proclamation’ in Paul Ricoeur,
Figuring the Sacred: Religion, narrative and imagination, trans. David Pellauer, ed. Mark I. Wallace
(Minneapolis: Fortress Press, 1996), 48-67. Tracy developed Ricoeur’s theme with his own selfprofessedly ‘Catholic’ emphases in Imagination, 193-229.
228
See Plurality, 45-81.
229
Resistance, of course, discovers its own techniques – social critical theories, and other disciplined
suspicions of dominatory power – which Tracy advocates (see esp., Plurality, 72-74). Even so, resistance
is a passion as well as a method.
74
existence, whose alternatives leave merely the thinnest gruel to an examined life. He
claimed it is evident that conversation and dialogue do occur, and that when they do the
latent power of manifestation is uncovered, a power to which each can attest. More
technically, Plurality develops its own definition of truth-as-manifestation as an event
of ‘disclosure-concealment-recognition,’ in which there occurs both a ‘power of
disclosure and concealment in the object itself’ and ‘an experience of recognition on the
side of the subject.’230 Here, ‘power’ refers to an (ultimately religious) element in
things, not required in Gadamer, which presses together subject and object within the
event of manifestation.231
By highlighting the dimension of recognition within manifestation, Tracy was partly
recalling a passing theme of Gadamer’s in Truth and Method, to the effect that the play
of art (and hence also conversation) can lead to the ‘joy of recognition’ when something
‘is known as something.’232 Joyful recognition was for Gadamer the residual truth of the
Platonic doctrine of the recollection of eternal forms. But in Plurality Tracy means to
emphasise more than simply this vestige of Plato, for it is of the essence for Tracy there
that discrete ‘objects’ impinge upon conscious subjects with powers that awaken
discrete experiences of recognition from that subject. Neither Gadamer nor Heidegger
could admit to the essential, phenomenological level of investigation any equivalent
sense of discrete objects and discrete subjective experiences. In this way, Tracean
‘manifestation’ involves not only linguistic events of disclosure-concealment, but also
230
Plurality, 28. Tracy continues: ‘There is, in every true manifestation, an intrinsic, that is dialogical,
interaction between the object’s disclosure and concealment and the subject’s recognition. That
interaction is conversation’ (ibid.).
231
Tracy notes with approval the importance of the category of ‘power’ for many reformed theologies, in
particular that of his fellow-Chicagoan, James M. Gustafson (Plurality, 137, n. 22). Recall Paul Tillich on
‘the power of Being-itself’ that helps enable us to be (see Paul Tillich, Systematic Theology, Combined
Volume (Wlwyn, Herts: James Nesbit & Co., 1968), vol. 1: 261 and ff.).
232
Truth and Method, 113.
75
empirical subjects who respond to empirical-cultural phenomena.233
III. Interpersonal relations and intellectual conversation: Gadamer and Tracy
The exemplary foci for intellectual conversation, Tracy thought, were those classic texts
in which possibilities of human living and thinking find enduring and communicable
expression. Indeed, central to Tracy’s notion of conversation in Plurality lay his notion
of ‘conversation with texts.’ Once fully underway, Plurality’s discussion becomes all
about the potential of classic texts – in effect, books – for the project of reason.
When Tracy writes of ‘texts’ in Plurality, he appears to mean in the first instance
written texts, although presumably other cultural artefacts could be thought of as texts
by analogical extension. It may well be that he also assumes that things spoken become
in some sense oral texts in the memory. However, Tracy nowhere spells out an explicit
theory of texts or a definition of what he intends by ‘a text.’234 Back in Imagination,
Tracy listed ‘texts, events, images, persons, rituals and symbols’ as distinct kinds of
entities that could be classics.235 Of these, images and symbols fall easily into the class
of text-like cultural artefacts, while rituals (and performances) might qualify as texts
owing to a combination of their scripts or scores, on the one hand, and their being
beheld in memory by participants and spectators, on the other.
233
Regarding ‘concealment,’ Tracy notes ‘the radicality of Heidegger’s insistence that every disclosure
involves concealment, in contrast to Gadamer’s emphasis on truth as an event of disclosure’ (Plurality,
121 n. 1). However, Tracy does not develop explicitly any consequences of this disagreement for his own
argument in Plurality.
234
In an otherwise generally positive account of the philosophical and theological potential of Tracy’s
hermeneutical theory, Werner Jeanrond has complained that Tracy has advanced no theory of the text (see
Werner Jeanrond, Text and Interpretation as Categories of Theological Interpretation (Dublin: Gill and
Macmillan, 1988)).
235
Imagination, 68.
76
By contrast, it would seem that persons and historical events are not containable under
Tracy’s essentially empirical-realistic notion of ‘a text’: at least, not without significant
loss in Tracy’s own terms. We have already seen how Tracy’s hermeneutical theory
retained a sense of the multi-experiencing subject. As for historical events, Tracy opens
the argument in Plurality discussing the many ways in which people have interpreted
the famous event (or ‘palimpsest of events’) known to us as the French Revolution. But
despite the opportunity to do so, he makes no attempt there to assimilate ‘historical
event’ to ‘text.’
This not to suggest, however, that Tracy would deny that every person or historical
event is irredeemably textual (insofar as they appear as a person or event). It would be a
virtual hermeneutical truism to say that we can know nothing of people or historical
events except through the texts they cause of themselves. But while it is one thing to
observe that nothing escapes textuality – il n’y a pas de hors texte236 – it would have
been another thing if Tracy had assimilated every entity to the category of a text.
Nevertheless, Tracy describes his ‘analysis of interpretation-as-conversation’ in
Plurality as an ‘empirical […] model for the interpretation of texts.’237 As ‘empirical,’
Tracy’s focus is rather different from a Gadamerian or Derridean accounts of linguistictextual being or, alternatively, différance. When Tracy writes of ‘texts,’ he means to
indicate first of all an empirical class of cultural objects, and only secondarily does
‘text’ imply an essential feature of understanding or existence.
In taking his rather different tack from Gadamer (in Plurality and since), Tracy has
236
Jacques Derrida, Of Grammatology [1967] (Baltimore, Maryland: John Hopkins University Press,
1976), 158.
237
Plurality, 115-6 n. 6.
77
apparently sought to avoid the European phenomenological-hermeneutical fate of
having simply to choose between incompatible Gadamerian-ontological or Derrideandeconstructive perspectives.238 This desire to mediate was already evident in Plurality,
where Tracy sought to incorporate Derridean deconstruction into his account of
conversation-dialogue, via an acknowledgement of a ‘radical plurality’ inherent to
language.239 As we will see in the final chapter of this thesis, Tracy’s mediating
perspective has since become more fundamentally even-handed between the two, as he
has re-conceived tradition in term of its fragments, fragmentariness and fragmentation.
All along, however, Tracy has held that the European approach, although profound, was
in the end too restricting and potentially less illuminating than his own more pluralistic
approach to experience and its possible (and possibly religious) horizons.
Gadamer had acknowledged in Truth and Method that ‘[e]verything written is, in fact,
the paradigmatic object of hermeneutics.’240 And he found ‘dialogue proper’ between an
‘I’ and a ‘Thou’ to be everywhere analogous to that ‘other form of dialogue that is the
understanding of texts.’241 According to Gadamer, properly relating oneself to the past
is like properly relating oneself to another person, while improper interactions with
others have their parallels in improper interactions with history as tradition.242
238
For a helpful characterisation of Derrida’s thought as a kind of ‘super-phenomenology,’ which
‘reinforces the phenomenological gesture’ at the same time as it ‘rejects the phenomenological
[Husserlian] quest for certain foundations,’ see Hugh Rayment-Pickard, Impossible God: Derrida’s
Theology (Aldershot: Ashgate, 2003), esp. 60f.
239
See Plurality, chapter 3: ‘Radical Plurality: the Question of Language,’ 47ff., esp. 54-60; and the next
section (IV) below here, headed ‘Conversation interrupted: plurality and ambiguity.’
240
Truth and Method, 396, emphasis mine. However, note Jeanrond’s assertion that the German word
bevorzugter in this sentence would be more accurately translated in English by the softer term ‘preferred,’
ahead of the more profound implications suggested by the English word ‘paradigmatic’ (Werner
Jeanrond, ‘Towards an Interreligious Hermeneutics of Love’ in Catherine Cornille and Christopher
Conway, eds., Interreligious Hermeneutics (Eugene, OR.: Cascade Books, 2010), 44-60: 52 n. 25).
241
Truth and Method, 371.
242
‘[T]radition is a genuine partner in dialogue, as we belong to it, as does the I with a Thou’ (Truth and
Method, 352). As for improper interactions with others, Gadamer suggested that one form of this occurs
when people seek in others only those regularities that would render those others predictable and
calculable. Gadamer suggested that this found analogy in a sub-hermeneutical approach that sought only
78
Gadamer judged that the self-evidently desirable achievement of human ‘belonging
together’ found hermeneutical parallel – and by implication, fitting continuation – in the
hermeneutical attitude of ‘openness to tradition.’243 Such an attitude corresponds to the
essence of linguistic existence, according to Gadamer, insofar as every speaker is
dependent upon tradition and lives by tradition’s manifestations of historically effected
consciousness. As a consequence, according to Gadamer it is not merely good that one
should maintain oneself in a hermeneutical consciousness open to tradition, it is also
quite simply a matter of authenticity to one’s own linguistic existence. True openness to
one another also ‘allows genuine human bond,’ and ‘means being able to listen to one
another,’244 and being ready to ‘accept some things that are against me, even though no
one else forces me to do so.’245
Something of an optimist, Gadamer apparently believed in the general availability to
human beings of a good-will-to-understand that supports the hermeneutical exercise.
This in turn appears to have been based on what he assumed to be a generally available
sense of immediate and effective relationship between human beings. Jacques Derrida
targeted Gadamer’s assumptions about human good will in a short critical paper
delivered before Gadamer in Paris in 1981.246
to master human history and tradition by methods of analysis designed to extract objectifying accounts of
it (ibid, 352-3). Meanwhile, a more subtle retreat from the mutual indeterminacy entailed in true otherrelation can be found, according to Gadamer, in that slyly competitive attitude whereby a person attempts
to account for the others, reflectively once-and-for-all, as stable mirrors for his or her own distinct selfrelation. Gadamer found hermeneutical analogy for this relational disorder in the historicist form of
historical consciousness, which reckons it can ‘reflect itself out of living tradition’ in order to knowingly
master the past (ibid., 353-4).
243
Alongside this spiritual attitude, Gadamer also identified the phenomenon of the question as being the
specifically intellectual ingredient that sustains dialogue in the openness required (see the section ‘The
hermeneutical priority of the question,’ which concludes the chapter, ‘Elements of a Theory of
Hermeneutic Experience’ in Truth and Method, 355-371).
244
Truth and Method, 355.
245
Truth and Method, 355.
246
See Jacques Derrida, ‘Three Questions to Hans-Georg Gadamer’ in Michelfelder, Diane P., and
Palmer, Richard E., eds., Dialogue and Deconstruction: The Gadamer-Derrida Encounter (New York:
State University of New York Press, 1989), 52-54.
79
Tracy took over the sum results of this Gadamerian parallel between personal relations
and intellectual conversation, as well as Gadamer’s orientation towards written texts as
the paradigmatic objects of interpretation. Although Tracy allowed that ‘[i]n its original
sense, a conversation is of course modeled on the interaction between two or more
individuals,’247 the textual paradigm for genuine conversation can be seen (Tracy
suggested) in ‘Aristotle’s dictum’ that ‘friendship must yield’ to the pursuit of truth.248
The subject matter in question takes over as personality and particular personal
relationships retire. As we will see in the next chapter, this move of Tracy’s has not
impressed all his theological commentators.249
Following Gadamer, Plurality characterised conversation as game-like immersion in a
to-and-fro of question-and-answer,250 and Tracy implies that such immersion is also
essential to thoughtful personhood. ‘In conversation we find ourselves by losing
ourselves in the questions provoked by the text.’251 As Tracy put it in summary: ‘To
understand is to interpret. To interpret is to converse. To converse with any classic text
is to find oneself caught up in the questions and answers worthy of a free mind.’252
247
Plurality, 18. Tracy notes how less frequently this occurs in an academic seminar than in late night
conversations with friends.
248
Plurality, 19.
249
See the criticisms presented by Gerard Loughlin discussed in Chapter 4 section I, below.
250
See Plurality, 17-19. For Gadamer on play as the key to the ontological presentation (Darstellung)
(here, particularly as regards the work of art), see Truth and Method, 102-109; for ‘the hermeneutical
priority of the question’ in conversation, see ibid., 356-371.
251
Plurality, 20.
252
Plurality, 20.
80
IV. Conversation interrupted: plurality and ambiguity
But genuine conversation is rare even for Socrates, Tracy notes.253 Even where good
will is in supply, the hope of rational dialogue must overcome seemingly overwhelming
negations of ‘plurality’ and ‘ambiguity.’ A radical plurality pulses through all language,
dispersing and deferring our illusions of meaning. But even more calamitous, to Tracy,
is the way that radical cognitive and moral ambiguity pervades all our histories and
associated traditions of interpretation.
Pervasive plurality and ambiguity means that genuine conversation is not for Tracy
something everywhere already latent in language-as-discourse and history-as-tradition,
as it is for Gadamer. Rather, for Tracy in Plurality, conversation is a possibility that
must be hoped for against hope, striven for in resistance against false ideologies, and
experienced, ultimately, as a grace seemingly against the odds. And yet, Tracy insists
that real dialogue can and has occurred, rather as he argues that manifestation really
happens to us. But dialogue can emerge genuinely, for Tracy, only amid clear-sighted
acknowledgement of the extent of our self-dispersal in language, as well as of our
perplexity and requisite horror in the face of history. These ‘interruptions’ are not so
much intermittent as constant, announcing themselves in new ways for each succeeding
instance: conversation with the texts of human heritage requires constant attention to
these interruptive claims.
Of these two classes of interruption, the interruption of plurality is salutary for Tracy,
but nevertheless the easier to deal with. It finds its focus especially in twentieth-century
253
Plurality, 18.
81
philosophical analysis of language, where we encounter a dispersal of the sometime
certitude and self-presence that rational consciousness once assumed. Wittgenstein
began a trend when he pointed out that language-use involves contingent acts that serve
contingent forms of life, rather than being the targeted expression of a controlling
consciousness. Heidegger, meanwhile, located truth and untruth, alike, within all
appropriation of meaning, counting discourse as an occasion of leadings down multiple
and incalculable winding paths.254
But as Tracy explains, it was Saussure’s insight that ‘in the linguistic system there are
only differences’ (later radicalised in the Derridean deferral of any self-enclosed
system) that opened up the most radical visions of the disseminating plurality of
language. For Derrida, indeed, ‘in the linguistic system there are only differences’ and
no similarity that surmounts them.255 Lacking direct external reference, and considered
as differentials in an ever-dispersing ‘system,’ words ‘begin to dissolve into their
signifiers, and the signifiers disperse all meaning. All is difference and all difference is
always already a deferral of meaning. Difference has become différance.’256 As with the
Venetian ambassador in Elizabethan drama, writes Tracy, conversation stops when
Derrida arrives: ‘With his brilliant rococo theories, he seems to insinuate himself into
all conversations.’257
Yet Venice had its aims and so also does Derrida, Tracy suggests. For, Derrida’s
254
‘We are not like a sturdy oak in the great forest of being [according to Heidegger], but an aimless
winding path or an open glade’ (Jonathan Rée, Heidegger (New York: Routledge, 1999), 66). See also
Tracy, Plurality, 50-52.
255
Plurality, 56. ‘Where Saussure placed his hopes on the unitary sign, Lévi-Strauss placed his on a
unitary structure. But the same nonreducible play of differences, ruptures, traces of absent signifiers, the
same radical dissemination of all signifiers also interrupts this hope for a self-enclosed system’ (Plurality,
57).
256
Plurality, 58.
257
Plurality, 59.
82
intervention was essentially therapeutic in intent. It makes no sense, thinks Tracy, to
treat the rhetoric of deconstruction as if it is supposed simply to replace persuasive
argument and conversation:
If we are not to retreat from […] the inevitability of the realities of history and
society in all language […] then we must at some point turn from interpretation of
language-as-object back to an interpretation of language-as-use. We must turn
from the deconstruction of words to a chastened interpretation of texts.258
We need to enter history again, but to enter it alert to all that those students of
language have to teach us.259
Tracy saw no good reason for allowing deconstruction to stamp out conversation, any
more than he will find Foucaultian discourse-analysis a good reason to abandon the
particularly human hope for dialogue and related solidarity.260 What Tracy proposed to
learn from the students of language-as-object, however, was that illusions of immediate
rational self-presence provide no ports from the storms of history. Even the vestiges of
such illusions must be disowned. In this way, the plurality of language tips one without
reserve into the ambiguities of history, out of the midst of which Tracy will have to
prescribe, as much as describe, his hope for reason. As a neutral fact of linguistic life,
plurality gingers one up to respond without evasion to the full force of the moral
ambiguities of our historical existence: both one’s own particular ambiguities and
ambiguities shared variously with manifold others. ‘Not all are guilty but all are
responsible,’ said Abraham Joshua Heschel, and Tracy translates: all are capable of
258
Plurality, 62. ‘The favourite illusion of some deconstructionist thinkers is that they have so freed
themselves from history and society that they alone can enjoy the energizing experience of language
deconstructing itself. But this is at least as familiar an illusion of Western intellectuals as any claim to full
self-presence.’ (ibid.)
259
Plurality, 63.
260
See ‘Interview,’ 360-6.
83
responding.261
To be responsible in history, according to Tracy, requires that one face the interruptions
that history announces upon all human elaborations of the good, the true, the holy, and
the beautiful. As we discard all scenarios of innocent triumph in understanding and
action, responsibility in history requires we not forget those who have suffered and who
continue to suffer in all our works of civilisation – works of civilization that are all, as
Walter Benjamin said (and Tracy likes to repeat), simultaneously works of barbarism.262
The ambiguities that actual history prosecutes mercilessly against our seeming
traditions and understanding are at once cognitive (concerning the entanglement of our
truth in falsehood) and moral (concerning the entanglement of our goodness in evil).
And Tracy thought we should also think of the religious dimensions of these
ambiguities: the entanglement of human holiness with the demonic.263
In response to this cumulative pitch of individual and collective ambiguity, Tracy
suggests we need neither optimism nor pessimism, but rather practices of resistance,
attention and hope.264 And here he notes that the word ‘ambiguity’ cuts both ways,
implying good as well as bad. Tracy insists that ‘the good, the true, the beautiful, and
the holy are present in our history’ and need ‘continual retrieval by unrelenting
conversation with all the great classics.’265 Yet still, today more than ever, ‘we are in
dire need of new strategies for facing the interruptions of radical evil in our history.’266
Chief among these strategies, Tracy finds, are critical social theories such as those
261
Plurality, 69.
Plurality, 68-69.
263
Plurality, 131 n. 15.
264
Plurality, 72.
265
Plurality, 71.
266
Plurality, 71 (emphasis mine). Thus we must recover a positive (implicitly, a more than merely
conservative) notion of ‘tradition,’ says Tracy (Plurality 132 n. 24). Tracy cites here the ‘magisterial
work’ of Edward Shils, Tradition (Chicago: University of Chicago Press, 1981).
262
84
advanced by Habermas, theories that bring to conscious reflection the power-relations
and resultant ideologies that distort rational communication. Such theories seek to partly
heal rational dialogue.
Habermas was research assistant to Max Horkheimer in the 1950s, but in place of
Horkheimer’s and Theodor Adorno’s gloomy diagnosis and prognosis concerning
modern society in their Dialectic of Enlightenment (1947),267 Habermas came to model
modernity more optimistically as an ‘unfinished project,’ the historical shortcomings
and blind alleys of which may yet be ameliorated by social–critical reflection and
praxis.268 To this end, Habermas sought to recast Kant’s theory of rationality, which
Habermas called ‘monologic,’ into a theory of ‘dialogic’ and ‘communicative’
rationality, as something that proceeds towards argued consensus concerning what it is
valid to say and do. The difficulty that arises, on Habermas’s view, is that ideologically
supported social power relations everywhere condition the exercise of communicative
rationality. According to Habermas, it follows that we require social critical theories analogous to those of psychoanalytic therapy on the individual level, by which we may
unmask and partly heal ideological distortions that pervade human attempts at rational
communication. In this way, thinks Habermas, we can hope to build and maintain
progress in public reason and justice.
According to Tracy in Plurality, these critical theories become the ‘arguments’ needed
in post-modernity: ‘fragile but essential tools’ of partial enlightenment and limited
emancipation that are themselves subject to ‘the plural and ambiguous reality of all
267
Max Horkheimer and Theodor Adorno, Dialectic of Enlightenment, trans. John Cumming (London
and New York: Verso, 1997).
268
At a time when Nietzschean deconstructions of modern reason were ascendant, Habermas entitled his
public lecture upon receipt of the Adorno Prize in 1980, ‘Modernity–an Unfinished Project.’
85
discourse.’ Through their deployment within our conversation, Aristotelian phronesis
(such as Gadamer recovers in his hermeneutical philosophy) can become, Tracy
thought, ‘a genuinely new strategy of attention, resistance and hope.’269
V. The question of religion
We will need all our alert strategies and perceptive arguments if we are to keep alive the
possibility of genuine conversation. In large part, Plurality can be read as an intended
contribution to developing these. But the deployment of skilful analyses and arguments
will not succeed on its own. Like the Christian confronted by ‘sin,’ which is more than
mere error, so according to Plurality we all require the advent of some power, some
grace, to enable humane life.270 The hope of dialogue demands nothing less than this.
Continuing along this line, the final quarter of Plurality suggests that religious
questioning contributes a particularly necessary augmentation of human conversation.
In the concluding chapter, entitled ‘Resistance and Hope: the Question of Religion,’
Tracy suggests that religious conversation offers something that exceeds the scope of
other modes of conversational questioning taken alone, because religious questions take
us
beyond
solely
philosophical-scientific
question-and-answer.
In
religious
conversation, people ask about ‘the meaning and truth of Ultimate Reality not only as it
is in itself but as it is existentially related to us.’271 It follows for Tracy in Plurality that
269
Plurality, 80. Tracy footnotes approvingly here the ‘important retrievals of phronesis in the
contemporary context’ of the contemporary American pragmatist philosopher, Richard Bernstein (in
particular, Richard Bernstein, Beyond Objectivism and Relativism: Science, Hermeneutics, and Praxis
(Philadelphia: University of Pennsylvania, 1983)) (Plurality, 135, n. 52).
270
‘No interpreter can understand what Christians mean without using the language of power; a power
that comes as both gift and threat to judge and heal […] sin itself’ (Plurality, 75). Tracy notes that
Buddhist avidya (primal innocence) is similarly profound, with some Buddhists (e.g. Pure Land) looking
to Other Power and others to self-power (Zen) for its overcoming (ibid., 94).
271
Plurality, 87 (my italics).
86
religious selfhood, forged in acts of resistance and hope, possesses special resources to
guide dialogue towards its goals.
Tracy notes that religious classics offer ‘classic’ witness from those who have asked
about the meaning and truth of Ultimate Reality ‘and believe they have received a
response from Ultimate Reality itself.’272 Of course, Tracy has to admit that these
languages of belief will not be persuasive to all interpreters. What is more, they will
also be maximally ambiguous: true and false, good and evil, holy and demonic.273 (‘The
religions, in fact, are even more intensely pluralistic and ambiguous than art, morality,
philosophy, and politics.’)274 But nevertheless, Tracy argued, sceptical interpreters ‘can
and should’ ‘develop their own responses to these logically odd religious questions,’275
for they occupy an irreplaceable position within the practices of dialogic knowing.
So, rather as Imagination once presented the Christian religious classic as a peculiarly
essential kind of classic, Plurality now presents explicitly religious conversation as a
peculiarly essential and potent form of conversation. Above all, it is because religions
can be such powerful foci of ‘resistance, attention, and hope’ – beyond either facile
optimism or facile pessimism, Tracy argued – they become especially ‘plausible
strategies’ for approaching our intertwining, plural and ambiguous histories.276
Tracy’s sense of the structural significance of religious conversation also cohered with
272
Plurality, 87.
For, ‘[a]mbiguity can mean, cognitively, the true and the false; morally, the good and the evil;
religiously, the holy and the demonic’ (Plurality 131 n. 15).
274
Plurality, 86.
275
Plurality, 88. For the notion that religious language is ‘logically odd,’ lying at the boundaries of
everyday language use, see Ian Ramsey, Religious Language: An Empirical Placing of Theological
Phrases (New York: Macmillan, 1963), and Tracy’s account and use of Ramsey in Blessed Rage, 120123.
276
See Plurality, 72.
273
87
his sense that conversation in general is both a listening to linguistic possibility and an
interrogation of empirical reality in the widest sense. For Tracy, religion is a
phenomenon that above all posits and incites our entanglements with – our strivings for,
and experiences of dependence upon – reality, all the way up to Ultimate Reality.277 In
sum, therefore, Tracy swapped his previous attempt (in Imagination) to secure
hermeneutical reason on the basis of the Christian classic and panentheist
metaphysics,278 for a more modest attempt in Plurality to commend religious
conversation as an exemplary source of orientation, value and motivation that supports
the strivings and questions of dialogic reason.
VI. The ambiguity of Tracean ‘conversation’
By the time of Plurality, Tracy was intent on reformulating his previous accounts of
panentheism and the analogical unity of thoughtful experience in a manner focussed
more intently on the central Gadamerian logic of conversation. Tracy’s redoubled
attention to the Gadamer-Heidegger tradition, then and since, has increasingly
perforated his empirico-realist and transcendental sensibilities, which latter also
continue, in turn, to perforate his phenomenologies of hermeneutical experience. In this
trajectory of Tracy’s, Plurality remains a key text modelling the manifestation of
rational possibility within our fragile conversations with texts.
277
This orientation towards reality is a significant part of the spiritual therapy that religions offer, for
Tracy. As he writes in Plurality, ‘[t]hrough their fundamental beleifs in Ultimate Reality, the religions
resist the ego’s compulsive refusal to dace the always already power of that Ultimate Reality that bears
down upon us’ (Plurality, 84). Theological reflection, meanwhile, is ‘reflection on Ultimate Reality, and
thereby on the limit questions of our existence’ (ibid.). For more on ‘limit questions’ in Tracy’s thinking
since Blessed Rage, see Chapter 7 section III, below.
278
See Chapter 2, above.
88
Radical plurality and ambiguity threaten the whole enterprise, but genuine strategies
emerge according to Tracy in Plurality: from Habermassian argument within
conversation to distinctively religious styles of attention, resistance and hope. Tracy
constructs conversation-dialogue as a game of exacting imperatives that requires our
most effective strategies to ensure we are not played off the park.
So, then, are we to conclude that the ‘game’ of conversation is essentially some kind of
competition? When Gadamer wrote in Truth and Method about entering the present
through ‘the mode of being of play,’ he does not seem to have had in mind games of
competitive sport, of contest.279 However, in a recent article, Tracy references both
theatre and competitive sport in this connection. He even resolves upon an expression
from sports coaching, suggesting that when ‘one experiences the ontological reality of
being-played […] we say in sports games that we are “in the zone.”’280
Perhaps this sporting image is a happy one to receive from Tracy because it hints at a
proper ambiguity within the endeavour of dialogue itself. In a game of tennis, for
example, my opponent may be successful in ‘preventing me from playing my own
game,’ as commentators say, by putting the ball where I am unable to hit it as I would
like. But, even so, I also need the opponent with and against whom I play, if I or my
opponent, or a spectator, are to experience ‘the to and fro movement of the game,’
which is its internal good.
In Plurality it rather seems as if Tracy conceived hermeneutical ‘ambiguity’ in
conversation as signifying simply and only a lamentable fall from a formal ideal of true
279
See Truth and Method, 102-110.
Tracy, ‘Western Hermeneutics and Interreligious Dialogue’ in Catherine Cornille and Christopher
Conway, eds., Interreligious Hermeneutics (Eugene, Oregon: Cascade Books, 2010), 1-43: 2
280
89
and good human tradition. But might there not also be a more positive and essential
ambiguity within human tradition? Perhaps there is an ambiguity that simply witnesses
to otherness at the heart of oneself: an ambiguity that also fundamentally challenges the
propriety of any formal ideal of uninterrupted self-filling and self-filled conversation or
tradition. As I have noted, without the resistance of another to my playing the good of
many games cannot arise. A discomforting sense of one’s own ambiguity might well be
owed to how one is always informed by historical barbarisms as well as glories, as
Plurality suggests. But at the same time, this sense might also mean simply that there is
‘game on’ and that a real ‘other’ has been located. It might just mean that genuine
dialogue has now begun with a genuine other who has not been assumed from the start
to be a latent partner in the Same. The many cruelties of history are real cognitive and
moral evils – or tragedies. But should one accept Plurality’s apparent assumption that
conversational ambiguity is simply a matter for regret, as if one ought to wish, however
vainly, that one’s discourse were or could be made unambiguous?
On the face of it, Plurality acknowledges no intellectual objective higher than just such
an achievement of good and holy truthful conversation with tradition, achieved on the
other side of interruptions that have been sufficiently overcome. And yet, perhaps the
ruling Truth-regime associated with the exemplary being of ‘the classic’ was already
showing itself in Plurality as ripe for some weakening or decomposition. For if I want
to attend to the classics in their power, then Plurality is just as clear that I must attend
also, and at least as much, to the pressing realities of my own internal otherness and
dividedness, as well as to the realities of others who are divided from me and from my
narratives. Tracy already was adverting in principle to all of these things in Plurality:
90
All the victims of our discourses and our history have begun to discover their own
discourses in ways that our discourse finds difficult to hear, much less listen to.
Their voices can seem strident and uncivil – in a word, other. […] We have all
just begun to sense the terror of that otherness. But only by beginning to listen to
those other voices may we begin to hear the otherness within our own discourse
and within ourselves. What we might then begin to hear, above our own chatter,
are possibilities we had never dared to dream.281
The classics of the others are strange and seemingly uncivil. If we will attend to them,
they will expose ‘the otherness within our own discourse and within ourselves,’ and
also promise possibilities we had not dared to dream. These voices will be
fundamentally contestatory, even when they are not like the rain that simply stops play.
And meanwhile, what we are to resist, above all, according to Plurality, turns out not to
be simply falsehood, evil and ugliness, but also, as Foucault says, whatever ‘goes
without saying’ in regimes of ‘more of the same,’ whether those regimes be either
active traditions or deadening bureaucracies.
In such an ethic of attention and resistance, will it still be appropriate to imagine that,
ideally, ‘analogical imagination’ is always successful? Plurality did seem to suggest
that as we ‘attend to the other as other, the different as different,’ always and
everywhere we can come to ‘understand the different as possible’ and hence understand
its ‘similarity to what we have already experienced or understood.’282 But, we may ask:
should it be the ideal of ‘dialogue’ to insist in advance that all paths necessarily lead,
however torturously, towards shared understanding and ultimate consensus? Would it
not be more appropriate to shatter this projected totality-horizon? It might be better if
dialogue could find itself everywhere becoming fractured internally by the strangeness
of other people and texts that continue to insinuate appropriate senses of ambiguity into
281
282
Plurality, 79.
Plurality, 20.
91
every conversation and every apparent consensus.
Today, indeed, Tracy explicitly admits the need to disagree with Gadamer (and
apparently his former self) on this question of shared understanding and ultimate
consensus: ‘Textual meaning may, in fact, never unify; horizons may not fuse;
consensus may not arrive. And yet dialogue still happens.’283 And his recent idea of ‘the
fragment’ as a part-replacement for the classic (which I will discuss in Chapter Nine) is
part of a shift in Tracy’s thinking since Plurality that might well be in line with the
criticism I have voiced here.
In the next chapter, we will consider some philosophical-theological objections brought
against Tracy’s hermeneutical ideal in Plurality and since: objections clustered around
what some critics allege are his inadequate accounts of embodiment and love.
283
Tracy, ‘Western Hermeneutics and Inter-Religious Dialogue,’ 9.
92
CHAPTER 4
Discursive Understanding or Embodied Love? Objections to Tracy
Not all of Tracy’s theological critics have been convinced by his attempts, in Plurality
and since, to anchor religious thinking and living in the interpretation of texts
confronting intelligent selves. In this chapter I shall articulate four objections to Tracy’s
model of conversation-dialogue from contrasting Roman Catholic philosophical and
theological perspectives.
In his review of Plurality, Gerard Loughlin complained that Tracy’s model of
conversation obscured the concreteness of human embodiment, and second, that Tracy’s
scheme reduced plurality to ‘pluralism and thus monism.’284 On a different tack, Werner
Jeanrond has recently objected to Tracy that ‘traditions cannot love,’ and that it is the
ways and manifestations of love that demand hermeneutical first priority, ahead of all
‘conversation of understanding.’285 Following on from this objection of Jeanrond’s, we
shall also consider Martin Poulsom’s recent suggestion that Tracy’s thinking might
have avoided crippling metaphysical-hermeneutical dilemmas concerning the ultimacy
of either identity or difference (presence or absence) within interpretation, had he
followed Edward Schillebeeckx (1914-2009) in placing a notion of praxis centre-stage
within theological thinking.286
284
See Gerard Loughlin, ‘Review: Plurality and Ambiguity: Hermeneutics, Religion, Hope,’ Modern
Theology 7/5 (October 1991), 483-487; and see sections I and II in this chapter, below.
285
See Werner Jeanrond, ‘Towards an Interreligious Hermeneutics of Love’ in Catherine Cornille and
Christopher Conway, eds., Interreligious Hermeneutics (Eugene, Or.: Cascade Books, 2010), 44-60; and
see section III below. For Jeanrond’s broad and attractive theology of love, see Werner Jeanrond, A
Theology of Love (London and New York: T&T Clark, 2010).
286
See Martin Poulsom, ‘The Place of Praxis in the Theology of Edward Schillebeeckx’ in James
Sweeney, Gemma Simmonds and David Lonsdale, eds., Keeping Faith in Practice: Aspects of Catholic
Pastoral Theology (London: SCM Press, 2010), 131-42; and see section IV below.
93
My responses to these objections, in this chapter, will be broadly to defend the value
and appropriateness of Tracy’s approach and direction of travel. I will argue that the
dilemmas that Poulsom astutely articulates were real for Tracy in the 1980s, but that his
thinking since then has escaped them. Similarly, the accusation that Tracean plurality
reduces to a totalistic monism is no longer relevant today, even if it were once. And
again, I will suggest that Tracy’s recent thinking promises greater scope for exploring
the fully concrete and embodied nature of experience (even if Tracy himself may not be
the one to deliver on this promise). At the same time, I will be suspicious of Loughlin’s
own appeals to concrete ecclesial embodiments that are apparently shielded from
sustained critical reflection.
Finally, it may well be that Tracy has not found a convincing voice on love.287 But I
will argue against Jeanrond that Tracy would be right not to abandon the conjointly
philosophical and Christian insight that love, too, is a word-event, having at its heart an
advent of language and related questions of understanding.
I. What about the body?
In his review of Plurality in the journal Modern Theology in 1991, Gerard Loughlin
287
In Imagination, Tracy refers to the ‘central Christian understanding’ that ‘God is Love’ (Imagination,
44 n. 7), and again this as the Christian’s ‘central metaphor’ for God (Plurality, 108). In Blessed Rage he
referred approvingly to a process conception of God as ‘Pure Unbounded Love,’ an expression taken
from Schubert Ogden, but said very little about this abstract-seeming notion (see Blessed Rage, 179).
Previously, Tracy had reacted against the appeal of his teacher, Bernard Lonergan, to religious loving as a
purported ‘foundation’ for Christian theology (see David Tracy, ‘Lonergan’s Foundational Theology: An
Interpretation and Critique’ in Philip McShane, S.J., ed., Foundations of Theology: Papers from the
International Lonergan Congress, 1970 (Dublin: Gill & Macmillan, 1971), 197-222; and also Chapter 6
section II and Chapter 7 section III.i., below, as well as Tracy’s present-day partial regret at his earlier
criticisms of Lonergan (see ‘Interview,’ ln. 190-212)).
94
complained that Tracy’s claim that ‘we can converse with texts’288 was part of the
work’s general reduction of ‘world’ into ‘book,’289 and hence an attempted academic
domestication of the world. Loughlin complained that Tracy sought to reduce the
‘untold sufferings and tremendous enormities’ of history to a pale concept of
‘ambiguity,’ finding this reduction ‘symptomatic of the radical textualizing of reality
that his enterprise involves, the assimilation of the past to our history (books).’290
Loughlin worried generally that Plurality awarded undue privilege to academic modes
of living. Back in the opening chapter of Imagination, Tracy had modelled the practice
of theology in relation to three distinct ‘publics’ of society, academy and church.291
Loughlin noted another reviewer’s observation that, in terms of these, Plurality was
‘patently the product of the academy and addressed to it.’292 But even after allowance
has been made for this primary orientation, Loughlin feared that Plurality’s resulting
‘concepts of theory […] may be too gentle, general and abstract, for the sort of attention
that the sickness of our condition requires.’293
In place of Tracy’s exercise in too-genteel abstraction, Loughlin instead wanted modes
of understanding that would be ‘a going out from not a retreat into the literal’ and the
bookish. Loughlin suggested that such alternative modes would be ‘a “practical
syllogism,” a movement of the body,’294 and not the achievement of a cognitively
separated ‘self’ (as Tracy’s modifications of Gadamer arguably implied). Such thinking
and acting would be more powerfully concrete and particular (and bodily), for
288
Plurality, 19.
Gerard Loughlin, ‘Review: Plurality and Ambiguity: Hermeneutics, Religion, Hope,’ Modern
Theology 7/5 (October 1991), 483-487: 484.
290
‘Review: Plurality,’ 486.
291
See Imagination, chapter one.
292
Paul Avis, Theology 92 (1989), 446-7); cited in Loughlin, ‘Review: Plurality,’ 487
293
‘Review: Plurality,’ 487.
294
‘Review: Plurality,’ 484.
289
95
Loughlin, than anything within the purview of Plurality’s conversational ideal.
Had he responded directly to Loughlin’s criticisms here, Tracy might have done so in a
number of ways. He could, for example, have replied that no matter how fully
embodied and concretely particular one’s understanding must always be, it would be a
serious mistake to seek this by denigrating or seeking to circumvent abstractive
discursive reason. For once we begin to disabuse ourselves of the dignity and burden of
intellectual conversation then we are left only able to resign ourselves instead to
hopeless conflicts of interpretation and power, or else to seductive longings for the
authoritarianisms (and incipient violence) of unquestionable ‘practical syllogisms’ and
authorised ‘movements of the body,’ to recall Loughlin’s counter-proposals.
By at least the mid-1990s, however, Tracy, too, was also beginning to sense that
Plurality’s commentary on reason might have been too sanguine about the situation it
faced. Tracy reflected that the ‘earlier great liberals – like William James with his
generous call to a radical pluralism, like John Dewey with his persuasive account of the
democratic ethos implied in nonpositivistically construed scientific inquiry – now seem
as helpless in the face of a reigning technocracy as their neoconservative opponents.’295
Tracy allowed that ‘recent intellectual alliances in Europe and North America between a
revised pragmatism and a revised hermeneutics offer a genuine hope for reason,’ but he
noted that ‘even that hope can be made a hope of reason alone – a reason not related to
the social realities of a dominant scientific and technocratic culture.’296 Tracy did not
include himself in the footnote list of philosophers that he had in mind here (partly
justifiably, given his own longstanding greater theological and Gadamerian
295
See, in particular, ‘Literary Theory and Return of the Forms for Naming and Thinking God in
Theology,’ Journal of Religion, 74/3 (1994), 302-319: 303.
296
‘Literary Theory,’ 303-4.
96
commitments),297 but even so, his judgment carried implied consequences for alliances
with pragmatism that had helped support Plurality’s avowedly ‘empirical’ reception of
Gadamer.
From this point on, it had become clear that Tracy’s instinct for a pluralistic humanism
would require a greater remove from Jamesian empiricism than is seen in Plurality. As
regards the broad charge that Tracy’s thought unduly privileges disembodied reflection,
however, this problem perhaps remains relevant. Through its focus on a core
phenomenon of discursive practice as practice Plurality did at least begin to lay aside
the dualisms and idealisms implicit in process metaphysics.298 But an overly abstractideal ‘self’ still seemed to haunt Plurality as the price of its partial halfway house
between Gadamer and James. And still today, Tracy remains rather silent on crucial
issues to do with human embodiment, whether these have to do with the habituating and
interlacing of individual body-selves or else to do with the membering and remembering of social or cosmic ‘bodies.’ It is worth remembering, however, that it was
never Plurality’s proposal to substitute intellectual dialogue for wider concrete practices
of social justice or embodied love. Intellectual dialogue with, of and over texts was only
ever for Tracy one crucial and integral dimension of the ‘attention that the sickness of
our condition requires.’299
Equally, Loughlin’s preferred ‘practical syllogism’ of bodily movement need not imply
anything essentially nondiscursive, for language would evidently be one singularly
297
‘These alliances include, in philosophy, the otherwise quite different work of Richard Rorty, Charles
Taylor, Martha Nussbaum, Karl-Otto Apel, and Stephen Toulmin’ (Tracy, ‘Literary Theory,’ 303 n. 3).
298
See these criticisms of process dualism in Chapter 2 section II, above.
299
Here religion has especially extra resources, perhaps: for ‘[w]hen it is active, religious love frees us
from the illusion that to be a human being means to become an ego attempting mastery and control of all
others’ (Plurality, 107).
97
essential movement in the interconnection of human individual and social bodies.
Loughlin objected to the ways Gadamer (and Tracy) counted literate practices as
paradigmatic, ahead of, for example, meaning-laden practices of eating or sex or
worship.300 Yet Loughlin’s idea is actually broadly compatible with the Gadamerian
concept of discursive practice.
For his part, Tracy still holds out today for treating texts as paradigmatic, to the extent
that it is in actually speaking (and perforce in writing) that maximal discursive
openness, including openness to transcendence, becomes possible. By contrast,
Loughlin condemns himself to be bound to one supposedly fully concrete, identifiable
and extant complex of ecclesial embodiment – however much he may also argue against
what he sees as this ecclesial body’s misinterpretation and mis-practice (on some issues
around sex, for example).301 For only such a fundamental bodily identification can hope
to protect Loughlin from Foucaultian counter-analyses, for example, that would reduce
human embodiment anti-hermeneutically to our ‘capillary-level’ dominations of each
other.302
Tracy refuses to follow an approach like Loughlin’s that would withdraw theology in
this way from an infinitely and impossibly exposed hermeneutical stage. As he
explained to Lois Malcolm in The Christian Century in 2002, his theology is now
300
The figure of the text becoming food appears in Loughlin’s Telling God's Story: Bible, Church and
Narrative Theology (Cambridge: CUP, 1999); meanwhile, his Alien Sex (Malden, MA: Blackwell, 2004)
explored analogies between sex, cinema and church around themes of bodily desire.
301
In Alien Sex, for example, Loughlin criticizes Hans Urs von Balthasar’s discourse on gender and
sexual desire as being determined by an ancient masculinist biology which assumes the man is the
initiator and the woman the receiver made whole in reception (Alien Sex, 159-60). Loughlin proposes that
were we to ‘start [instead] with the same-sex couple it becomes possible to think of a genuine reciprocity,
constituted by the desire that at one and the same time unites and differentiates couples. Theology can
think heterosexual love for the first time’ (ibid., 161).
302
See Michel Foucault, Power/Knowledge: Selected Interviews and Other Writings (1972-77), ed. C.
Gordon (New York: Pantheon Press, 1980).
98
seeking to begin thinking no longer with panentheism or any other modern reason, but
rather with two ‘categories of faith’: sheer void and simultaneous open come together in
conjointly salutary and gracious experience.303 Noting that both Lucretius and Nietzsche
speak of the void, Tracy nevertheless finds ‘no one better on the subject than Luther,’
for whom history and nature are ‘apocalyptic […] a series of openings into the abyss.’
And yet at the same time, Tracy continues, the mystic in Luther, and even more clearly
in the apophatic theologians, finds God also as the open that invites us to ‘let go.’304
II. Plurality’s inarticulate faith reduces plurality to ‘pluralism and thus monism’
Loughlin was especially unconvinced by the role played in Plurality by the ‘self’ that
negotiates the plurality and ambiguity of individual experience. As Loughlin asked
sceptically: ‘what is this “self” and where does it come from?’305 Tracy’s essential
answer to Loughlin in Plurality would have been that the individual’s self is a reflexive
awareness that comes most fully and concretely to itself in religious awareness, as the
individual becomes aware of the one to whom religious believers pray as ‘the Ultimate
Reality, the origin and end of all reality […] the ultimate power with which we all must
deal.’306 It is ‘through such religious understanding,’ Tracy suggested, that ‘we may
also come to sense the pluralistic and ambiguous reality of the self, at once finite,
303
Malcolm, Lois, ‘An Interview with David Tracy,’ The Christian Century, February 13-20, 2002, 24-30
‘That’s why Buddhism is such an attraction to so many contemporary people, including postmodern
thinkers. It’s the “let-go” aspect of faith. Even Aristotle speaks of the mystery of religion as a genuine
experience’ (Tracy, in Malcolm, ‘An Interview with David Tracy’). Tracy elaborated in this interview on
his understanding of the contrasting experiences of the void and the open: ‘The “void” has to do with
experiences of extreme suffering, injustice, terror, despair or alienation […] The “open” has to do with
experiences of the sheer giftedness of life – the sense of awe and wonder one might have about the beauty
of the natural world or the sheer happiness one might find in human relationships’ (ibid.).
305
‘Review: Plurality,’ 485.
306
Plurality, 89.
304
99
estranged, and in need of liberation by a power not its own.’307
Yet, if ‘the self’ becomes manifest above all in religion, for Tracy, then it is also in this
very field of religion that Loughlin complained most of Plurality’s reduction of
plurality to ‘pluralis[m] and thus monis[m].’308 Loughlin’s criticism contained extra bite
to the extent that Tracy himself admitted in Plurality his desire to distance himself from
some over-confident unifying parameters of ‘pluralism’ which he had outlined
previously in Blessed Rage and Imagination.309
On this crucial question of religious pluralism and particular conviction, Plurality
sought to have it both ways. Tracy confessed that ‘a pluralistic attitude [in] response to
the fact of religious plurality […] is an attitude I fundamentally trust.’310 But at the same
time, he also insisted that a pluralistic attitude will need to learn from ‘the great
monistic interpreters of religion’ who brook no such thing. Tracy asked, ‘Does anyone
really wish that Luther, instead of simply stating, “Here I stand; I can do no other,” had
added sotto voce, “But if it really bother you, I will move.”’311 Indeed, Tracy continued:
‘Any pluralist who cannot learn from Luther’s classic interpretation of Christianity can
hardly learn from any interpretation of religion at all.’ For ‘[e]ven the pluralist – usually
307
Plurality, 89. Tracy notes in a footnote to this page that ‘[a]n insistence on the use of the category
“power” is one of the many strengths of the Reformed tradition of Christianity’ (ibid., 137 n. 22). Tracy
commends here, in particular, James M. Gustafson, Ethics from a Theocentric Perspective, Volume 1:
Theology and Ethics (Chicago: Chicago University Press, 1981).
308
‘Review: Plurality,’ 484; for Plurality on ‘the plurality among the religions,’ see Plurality, 89-98.
309
The subtitle to Blessed Rage referred to a ‘new pluralism in theology,’ the essence of which the work
sought to resolve by analysing ‘common human experience’ on the one hand, and interpreting a ‘faith of
secularity’ found common to contemporary Christians and non-Christians on the other (see Chapter 7
section III, subsections ii. and iii., below). Meanwhile, Imagination’s subtitle referred to a ‘culture of
pluralism,’ for which, as we have seen, Tracy promised the strategy and gift of an analogical imagination
as learned from ‘the Christian classic’ in its coherence with panentheist metaphysics. Tracy wrote in
Plurality of a need as yet unmet in his earlier works to take fully seriously the situation of radical
plurality – in fact, ‘to examine both plurality and ambiguity and those together’ – so as to better
understand both the Christian tradition and the situation it must inhabit (Plurality, 130 n. 2).
310
Plurality, 90.
311
Plurality, 91.
100
more tentatively but no less firmly – must one day speak her or his “Here I stand” or
prove unfaithful to the demands for critical assessment.’312
Note, however, that the principal reason Tracy gives here for one’s making one’s stand
look rather different from that given by Luther. At least in part, the pluralist’s ‘here I
stand’ is a function or by-product of her general rational commitment to adjudicating
human possibilities and corresponding senses of ultimate reality. In other words, the
critical and rational individual that Tracy outlined in Plurality was one who strives to
know the whole pluralistic range of genuine human possibilities, while at the same time
especially developing the critical rationality implicit in those particular traditions that
actually most sustain her. This is an attractive vision in many respects.
But do concrete religious traditions really fit into Plurality’s model of a religious
questioning that, via classic religious witness, becomes a virtual dialogue with Ultimate
Reality (as described in the concluding section of Plurality’s last chapter)? It is not clear
why religious traditions should welcome being seconded to the occasioning of
metaphysical-cum-existential question-and-answer. For if there really is transcendence
to contend with, in whatever form, why should we assume that its main effect need be
to sponsor knowing ‘public’ conversation about itself and thereby the rest of reality?
And if an Ultimate Other is somehow present to human existence, why should we
assume that this Other makes itself present as a human possibility programmatically
available to self-transcendence-in-dialogue? One may indeed hope that somehow
human beings will and do find powers to incarnate truthful understanding and ethical
selfhood, from out of their splintering and deeply ambiguous traditions. And, quite
312
Plurality, 91-2.
101
possibly, religions can play special roles in this, alongside the many less attractive
things they also tend to incite. But it would not follow that such powers of truth and
goodness need appear as confirmations of the reflexive self as such, as seems to be
implied by Plurality’s model of our somewhat too direct and conversational relationship
with Ultimate Reality.
More recently, Tracy’s stress on the ‘impossibility’ of direct communication with God
has been in some contrast to Plurality on this point.313 What Richard Kearney has called
the ‘possibilizing’ power of God has become, for Tracy, the power of an Impossible
Real which, while it gives itself to human powers, Tracy believes, never
programmatically seconds itself to those powers.314
Another criticism of Tracy’s approach to religion in Plurality might be that he was at
that time still too committed to a separation of methodological form (including the form
of ‘hermeneutics’ itself) from particular content, and particularly so when it came to
religion.315 In part, this separation was simply a matter of Tracy defending the
generality of the hermeneutical and theological tasks from their being commandeered
by exclusive religious conviction. ‘The belief among many theologians that without
313
Tracy, with Lois Malcolm, ‘An Interview with David Tracy,’ The Christian Century, February 13-20,
2002, 24-30.
314
See Richard Kearney, The God Who May Be: a Hermeneutics of Religion (Bloomington: Indiana
University Press, 2001). For Tracy’s commendation of Kearney’s retrieval of the centrality of the
category of ‘possibility’ for theology, as well as his own interest in simultaneous theological exploration
of the category of the Impossible, see David Tracy interviewed by Christian Shepherd in ‘God: The
Possible/Impossible’ in John Panteleimon Manoussakis, ed., After God: Richard Kearney and the
Religious Turn in Continental Philosophy (New York: Fordham University Press, 2006), 340-354. For
another recent work that also advocates concentrating on ‘possibility’ rather than ‘actuality’ in
considering the ‘being’ of God, see George Pattison, God and Being: An Enquiry (Oxford: Oxford
University Press, 2011). As Tracy says, ‘empirical or process theologies stress what is actual, and
hermeneutic theologies deal with the possible’ (‘An Interview with David Tracy,’ 24).
315
For a lament by Tracy concerning the ‘fatal’ modern ‘separations’ of thought from feeling, theory
from practice, and form from content, see Tracy, ‘Trinitarian Speculation and the Forms of Divine
Disclosure’ in eds. Stephen T. Davis, Daniel Kendall, and Gerald O’Collins, The Trinity: An
Interdisciplinary Symposium on the Trinity (Oxford: Oxford University Press, 1999), 273-293: 273-7.
102
“faith” and “belief” one cannot be a theologian remains as unpersuasive
hermeneutically as it does theologically,’ wrote Tracy in a significant footnote in
Plurality. For as Tracy went on, ‘faith is properly understood as gift, theology as
task.’316
Tracy’s point here relates to what he formulated back in Imagination as the drive to
authentic publicness which impels theological discourse. As he wrote, ‘the theocentric
character of any genuinely theological statement … drives every theologian to claims to
truth which demand publicness and, at the limit, universality.’317 Tracy’s enduring
position has always been that to say and mean ‘God’ is to presume to utter a name that
impinges upon all speakers, and that therefore such speaking needs to relate itself to the
questioning of all and not retreat into personal or sectarian ‘privacy’ on pain of
confounding itself. In this way, theology must be an exemplary attempt to talk through
the reality of the world with all other speakers and not only with speakers of one’s own
faith community. The logic of avoiding this latter trap is what propels Plurality’s sharp
distinction of the task of theology from the gift of faith.
But perhaps Plurality distinguished just a little too sharply here between public task and
personal gift. For the formulation as it stands seems confidently to consign Christian
faith (the ‘gift’ in question) to the status of a purely incidental orientation and
motivation – presumably one amongst many possible orientations and motivations –
which acts as a vital adjunct to a common human task. Again, Tracy’s negative
motivation was clear and, I contend, laudable: he wanted to keep faith and theology
316
317
Plurality, 140 n. 49.
Imagination, 80.
103
away from the brittle self-assertions of take-it-or-leave-it confessionalism.318 But what
he propounded in Plurality was perhaps too neat a division between incidental faithcontent and universal religious form. At the point where so much in Plurality came
down crucially to religion, conversational ‘skill’ suddenly morphed into a method that
feeds off faith while keeping the unruly bodies of faith (both words and flesh) at bay.
In sum: Tracy’s phenomenology of conversational practice in Plurality tended to give
way at the last to a paean to religious motivation that closed the gates of interpretation,
plurality, ambiguity and gift. Instead, Tracy repaired to the transcendental hope of an
unambiguous and all-embracing ‘Ultimate Reality,’ an ultimately trustworthy Other
who effectively secures the ideal of unambiguous conversation by its formal
overtrumping of the everyday otherness of other people.319 For as it seems in Plurality,
and even also later in Dialogue with the Other, no mere everyday difference can
possibly hold a candle to our ultimately world-orientating commerce with ‘the Other:
Being, the cosmos, the sacred’ in religion.320
Plurality’s silence on the nature of the gift of faith lay at the heart of these difficulties.
A recent article by David Gibson in the US Catholic magazine Commonweal cites
Tracy as regarding one particular review of Plurality as a ‘Damascus moment’ for him
in this regard:
The reviewer, [Tracy] recalled, wrote that after reading Tracy’s book, he
understood what its author meant by such terms as ‘plurality,’ ‘ambiguity,’
‘hermeneutics,’ and ‘religion.’ Tracy can still recite the rest: ‘“But I don’t know
318
Tracy defended ‘correlational’ and partly apologetic theology against the criticisms of ‘Yale school’
theologians in the 1980s (see Chapter 7 section I, below).
319
For questions raised above à propos this seeming conversational ideal in Plurality, questions possibly
still relevant today, see the concluding section to the preceding chapter here.
320
Dialogue, 59.
104
why he has hope,” wrote the reviewer. “All he says is one line near the end: ‘I
hope because I believe in God.’ But what does that mean?”’ Tracy was
chastened. ‘The reviewer was right,’ he told me. ‘I had to articulate what that
means and why I have hope, because of that belief in God, through Christ, and in
Christ through Jesus.’321
As has been alluded to already, and as the final chapters of this thesis will explore in
greater detail, Tracy’s more recent work on thinking and saying ‘God,’ from the late
’80s forwards, has attempted to bring his Christian religious and theological
conversation into greater hermeneutical light. For this he looks (as we shall see) to the
fragmentary forms of an impossible and broken hermeneutics that endlessly must
exceed any single intelligible form.322
III. ‘Traditions cannot love’
Loughlin’s criticisms of Tracy came from a Christian theological direction that
generally mistrusts what it sees as abstract and blandly generalising ideals of thinking,
living and religion. His implication was that the one who elevates such ideals displaces
and denatures the divine-human actuality and possibility revealed in specific
community and tradition.
Another and very different criticism of Tracy’s concept of dialogue comes from a
321
Gibson, David, ‘God-obsessed: David Tracy’s Theological Quest,’ Commonweal 137/2 (January 29,
2010).
322
On an explosion of many competing rhetorical and rational forms to challenge modern pretences to
locate the singular and sufficient form for all reason and theology, see ‘Literary Theory and Return of the
Forms for Naming and Thinking God in Theology,’ Journal of Religion, 74/3 (1994), 302-319. For
Tracy’s assertion that ‘[e]very Christian hermeneutic today […] must endure as not merely unfinished but
as broken [...] in order to allow for some new beginning of a retrieval of hope,’ see Tracy, Dialogue With
the Other, 121.
105
theological direction much closer to Tracy’s own, and from a theologian who has
written very appreciatively of Tracy in the past, and co-edited a volume of essays about
Tracy’s work.323 The objections of Werner Jeanrond (bn. 1955) – as framed in his
contribution to a recent edited volume on interreligious dialogue324 – are not
antagonistic to the broadly liberal-Catholic tenor of Tracy’s approach. For Jeanrond,
too, is abidingly interested in universalising and inclusive theological perspectives.325
Rather, Jeanrond objects to what he perceives as an alienation of the humanly essential
core of religious and Christian experience (especially that of the church and of
community) in Tracy’s Gadamerian focus on the event of understanding and tradition as
the core phenomena requiring our attention.
‘Traditions cannot love,’ objects Jeanrond flatly.326 Place the hermeneutics of tradition
and conversation at the centre, he suggests, and practices of love are thereby dislocated
from their proper first place. For ‘[o]nly human persons, men, women and children, are
able to love and thus to enter into and co-constitute larger bodies of love.’327 Jeanrond’s
article is ostensibly a critique of Gadamer, but he clearly has Tracy (who contributed
the opening essay to the same collection) in his sights.328
And indeed, we might well follow Jeanrond in asking quite why an explicitly religious
323
For Jeanrond’s positive appreciation of Tracy, see the final chapter of Werner G. Jeanrond, Text and
Interpretation as Categories of Theological Interpretation (Dublin: Gill and Macmillan, 1988) (German
original, 1986); also Werner G. Jeanrond and Jennifer L. Rike, eds., Radical Pluralism and Truth: David
Tracy and the Hermeneutics of Religion (New York: Crossroad, 1991).
324
Werner Jeanrond, ‘Towards an Interreligious Hermeneutics of Love’ in Catherine Cornille and
Christopher Conway, eds., Interreligious Hermeneutics, 44-60: 58-9. Tracy contributed the opening essay
of this volume, entitled ‘Western Hermeneutics and Interreligious Dialogue’ (ibid., 1-43).
325
For Jeanrond’s argument that a religious tradition must follow Schleiermacher, Bultmann and Tracy –
and not Barth, Ebeling or Fuchs – in seeking a ‘general’ hermeneutics for theology able to house every
‘special’ religious hermeneutic developed internally to facilitate religious identity and devotion, see
Werner G. Jeanrond, Theological Hermeneutics: Development and Significance (London: SCM, 1994).
326
Jeanrond, ‘Towards an Interreligious Hermeneutics of Love,’ 57.
327
‘Towards an Interreligious Hermeneutics of Love,’ 57.
328
See Tracy, ‘Western Hermeneutics and Interreligious Dialogue’ in Interreligious Hermeneutics, 1-43.
106
thinking should follow Gadamer (and Heidegger before him) in counting understanding
as the primary phenomenon of human existence. ‘Heidegger’s temporal analytics of
Dasein,’ wrote Gadamer, has ‘shown convincingly that understanding is not just one of
the various possible behaviours of the subject but the mode of being of Dasein itself.’329
But, as we have seen, Tracy’s adaptations of Gadamer have otherwise relativised and
complicated the simple priority that Heidegger (and Gadamer, following Heidegger)
accorded to ‘the question of Being.’ Therefore, it is perhaps less than wholly clear why
Tracy should not assume that the conversation of understanding is of merely relative
importance, rather than religiously and existentially fundamental.
Jeanrond suggests we need ‘a critical hermeneutics of love,’ in advance of all Gadamerstyle philosophies of conversation-dialogue that would focus thoughtful attention,
before all else, on events of human relationship. According to Jeanrond, before we get
down to considering processes of shared understanding we need to be thinking about
and shepherding what Rowan Williams has named ‘the social miracle [of] charity.’330
This latter is the more essential phenomenon, for Jeanrond (following Williams), for, as
Williams writes, this miracle includes a recognition of others that is definitely ‘prior to
any agreement about what we have in common.’331 As Williams summarises: ‘Social
joy rejoices in the surprise of recognition, not in the establishing of a spuriously
objective ground for fellowship outside the present “miracle” of converse.’332
The principal internal failing of the Gadamerian approach, according to Jeanrond, is that
it ‘is concerned primarily with the manifestation of truth, [but] not with the
329
Truth and Method, xxvii; see also Heidegger, Being and Time, 184.
Rowan Williams, Lost Icons: Reflections of Cultural Bereavement (London: Continuum, 2003), 98;
cited in Jeanrond, ‘Towards an Interreligious Hermeneutics of Love,’ 54.
331
Williams, Lost Icons, 98; cited in ‘Towards an Interreligious Hermeneutics of Love,’ 54.
332
Lost Icons, 98; cited in ‘Towards an Interreligious Hermeneutics of Love,’ 54-55.
330
107
manifestation of difference and its particular demands in this process of disclosure.’333
Love, on the other hand, lives off difference and needs difference in order to flourish.334
Indeed, ‘in love the emergence of a new body of truth and the recognition of difference,
and possibility of radical difference, go hand in hand.’335
It is clear that Gadamer’s horizon of thinking counted social encounter meaningful and
thinkable only to the extent that it propels its participants towards consensual
understanding. But then, of course, Gadamer’s particular concept of language assured
him of the always-already possibility of consensus, so that every human social
encounter is thereby to some extent meaningful. Gadamer gave every practical
indication of assuming that all human ways of living are fundamentally translatable to
each other (even if he found this revealed specifically in and to the Western tradition).
Human mutual recognition, for Gadamer, lives by this event and process of translation.
It seems probable that Gadamer assumed an ever-present task and possibility of loving
within hermeneutical experience itself. We may recall that he particularly highlighted
‘the experience of the Thou’ as exemplary for hermeneutical experience, writing that
‘tradition is a genuine partner in dialogue, and we belong to it as does the I with a
Thou.’336 This assurance of the availability of love corresponds to the assured ‘good
will’ that Derrida found so oddly presumed by Gadamer.337 Yet, Jeanrond insists against
Gadamer that the social miracle is distinct and fragile, in need of specific attention and
333
Jeanrond, ‘Towards an Interreligious Hermeneutics of Love,’ 54.
‘Towards an Interreligious Hermeneutics of Love,’ 52.
335
‘Towards an Interreligious Hermeneutics of Love,’ 54.
336
Truth and Method, 352; see also Gadamer’s description of this ‘experience of the Thou’ as ‘decisive
for all self-understanding’ (Truth and Method, xxxii), as well as the discussion in Chapter 3 section III,
above.
337
See Jacques Derrida, ‘Three Questions to Hans-Georg Gadamer’ in Diane P. Michelfelder and Richard
E. Palmer, eds., Dialogue and Deconstruction: The Gadamer-Derrida Encounter (New York: State
University of New York Press, 1989), 52-54.
334
108
commentary. For, love is easily discarded or else distorted by ideology, Jeanrond
suggests: for example, when particular religious traditions and groups suggest that only
they have been given true access to it.338
As we saw in the conclusion to the preceding chapter here, however, Tracy now clearly
distances himself from Gadamer’s emphasis on ‘a necessary drive in dialogue to an
achievement of “mutual understanding” and “fusion of horizons.”’339 Even on
Gadamer’s own terms this seems like a ‘mistake,’ Tracy notes, for genuine dialogue
may end in aporias or fall well short of a full fusion of horizons or mutual
understanding. Dialogues which break off incomplete, or which only positively
establish relatively inessential markers for further discussion, may still have been real
dialogues.340 And with renewed attention to Heidegger, Tracy also now suggests that
each dialogue must be alert to its own fully positive cessation at the point where it has
reached its own proper ‘limit.’ At the limit-impasse of dialogue, where no way forward
seems possible, dialogue partners must now learn to wait individually – or, ‘very
rarely,’ together341 – ‘beyond dialogue,’ awaiting some new experience of an
338
Jeanrond censures a whole squadron of Protestant theologians for appearing to distinguish “true,”
Christian, love from the possibilities available to non-Christians, singling out especially Martin Luther,
Søren Kierkegaard, Anders Nygren, Karl Barth and Eberhard Jüngel in this regard (‘Towards an
Interreligious Hermeneutics of Love,’ 57). Jeanrond poses the question: ‘How can a process of
humanization, of deification, and of shared concern for the protection of the universe promoted within
any particular religious tradition develop as long as the identity of that tradition is constructed on the
basis of excluding other men, women and children from the social and communicative miracle of love?’
(ibid., 58).
339
Tracy, ‘Western Hermeneutics,’ 8. ‘Textual meaning may, in fact, never unify; horizons may not fuse;
consensus may not arrive. And yet dialogue still happens’ (Tracy, ‘Western Hermeneutics,’ 9). For
Gadamer’s account of fusing horizons, see Truth and Method, 304-6.
340
‘Western Hermeneutics,’ 8. Tracy’s examples here are Plato’s ‘early’ dialogues, which often break off
unresolved, as well as recent Catholic-Lutheran dialogues in Germany and elsewhere, which some
Lutheran theologians, in particular, have felt did not really get to the heart of the matter. For an account
of the Lutheran difference from Catholicism that informs much of my understanding of these latter issues,
see Daphne Hampson, Christian Contradictions: the Structures of Lutheran and Catholic Thought
(Cambridge: CUP, 2001).
341
Tracy wonders if ‘perhaps’ Monica and Augustine experienced the Impossible together at Ostia’
(‘Western Hermeneutics,’ 43).
109
‘Impassable’ reality: of the Infinite, the Incomprehensible, the Impossible.342 One must
become open to ‘being played at the limit,’ learning to wait un-busily ‘as if on a shore,
waiting for the tide to come in.’343 (The image is from Plotinus, Tracy notes.) ‘The tide
may rise. The Impossible may happen. Or it may not.’344
These Heideggerian emendations of Gadamer would in no way assuage Jeanrond,
however, who would almost certainly spy in this lonely Plotinian ‘waiting upon the
shore’ only augmented confirmation that the quest for understanding is essentially nonrelational and so should be relegated from hermeneutical pole position. Tracy does not
identify any overarchingly relational or loving essence to this waiting, nor even does he
for the ‘discursive reason, dialogue and responsible action’ to which all must return.345
Jeanrond argues that the Gadamerian focus on linguistic understanding ‘needs to be
complemented by the insight that all understanding involves some level of encounter
and relationship and that human forms of relationship all involve some form of
communicative or symbolic action.’346 In other words, one ought not to focus primarily
on events of language but even more fundamentally on the human encounters and
relationships that genuinely searching language-use always presuppose, alongside the
symbolic-communicative impulses that are able to connect human encounter and
intellectual dialogue to each other. In this context, no concept other than love is as
appropriate, Jeanrond thinks, for emphasizing ‘the promise, potential and implications
of the network of dynamic and transformative relationships in which any human being
342
‘Western Hermeneutics,’ 20-1.
‘Western Hermeneutics,’ 21.
344
‘Western Hermeneutics,’ 22.
345
‘Western Hermeneutics,’ 43.
346
‘Towards an Interreligious Hermeneutics of Love,’ 53.
343
110
may be constructively involved.’347 By comparison, Gadamer’s central notion of
conversation seems to Jeanrond ‘too restricted, too tame, too idealistic, because it
remains so unambiguously oriented towards truth without difference and without
embracing the desire to tackle it, and toward union without the energy to sustain
difference.’348
A similar kind of criticism could almost certainly have been ranged at Tracy’s one-time
doctrine of cosmic-discursive analogy and creativity in Imagination. There, analogical
imagination seemed to promise our ever-ready access to a world internally similar to
itself over and above all ‘real’ internal differences. On occasions, at least, the frequently
beautiful strategy of an analogical imagination will be too presumptuous in its kindly
appropriations of difference. Since Imagination, Tracy has striven to describe greater
scope for a real plurality that would simultaneously avoid the relativising that only
makes everything again uniform (or uniformly null). However, to the extent that in his
recent commentary on Gadamer Tracy has now succeeded in unearthing a greater
ethical and theoretical ‘energy to sustain difference’ (as Jeanrond puts it), could it be
that he has bought this at the price of a clearer hermeneutical demotion of central
Christian and human practices of community and relationship (all that Plotinian
imagery)?
Jeanrond suggests that instead of Gadamerian fascinations with ‘autodynamical playlike conversations,’ we would do better to look instead towards Paul Ricoeur for a
‘broadening’ of ‘hermeneutical perspective.’349 Regarding the Gadamer-Heidegger
tradition as (in part at least) the secular philosophical kin of a Karl-Barth-style
347
‘Towards an Interreligious Hermeneutics of Love,’ 52.
‘Towards an Interreligious Hermeneutics of Love,’ 54.
349
‘Towards an Interreligious Hermeneutics of Love,’ 56.
348
111
‘hermeneutics of revelation,’ Jeanrond strongly prefers instead what he calls Ricoeur’s
‘hermeneutics of signification,’ with its ‘long route of critical deciphering of all
communicative expressions and emerging relational bodies.’350 According to Jeanrond,
this Ricoeurian mode of hermeneutics – in which ethics are ‘more fundamental than any
norm, doctrine, or tradition’351 – is the one that is able to support a hermeneutics of love
committed to ‘human possibilities of meeting self and other.’352
Jeanrond excoriates religions of revelation when they succumb to the temptation to
construe love as their own sacred and exclusive possession. He concedes that the
‘human potential to love and to communicate can only be explored and shaped in
particular traditions and situations,’ but precisely this is why, Jeanrond thinks, religions
need to open themselves to critical and interdisciplinary hermeneutical tasks of
‘explor[ing] the basic commonality of communication as love.’353 Only by reference to
such a ‘horizon’ can religious traditions truly ‘be encountered, understood, explored,
assessed, and transformed,’ according to Jeanrond.354 And it is here that a Ricoeurian
centring upon the ethical dimensions of hermeneutical subjectivity is more appropriate,
thinks Jeanrond, than Tracy’s Gadamerian enthusiasms.
For Jeanrond’s part, his explicitly theological interest in what he terms ‘the praxis of
love’ is also explicitly ecclesiological, as when he writes, across several metaphorical
registers, about the ‘body-building’ works of love.355 By contrast, Tracy’s reluctance to
350
‘Towards an Interreligious Hermeneutics of Love,’ 58-9.
‘Towards an Interreligious Hermeneutics of Love,’ 59. Jeanrond cites Ricoeur’s Oneself as Another,
trans. Kathleen Blamey (Chicago & London: University of Chicago Press, 1992).
352
‘Towards an Interreligious Hermeneutics of Love,’ 51.
353
‘Towards an Interreligious Hermeneutics of Love,’ 59-60.
354
‘Towards an Interreligious Hermeneutics of Love,’ 60.
355
For Jeanrond’s use of the word praxis for love, to draw combined attention ‘to the actual encounter
with the other and ongoing critical and self-critical reflection,’ see Jeanrond, A Theology of Love, 5-6:
‘we need an approach that is attentive both to the phenomenon [i.e., of encounter] and to the critical and
351
112
build his theology around experiences of love can be seen as running in parallel with his
comparable reluctance to articulate his theology in close relation to theorized practices
of church.356
So, we may ask, why ought not Tracy make special place for the relational, personal
and communal practices of love, as we have seen Jeanrond suggest? Why should he not
make different choices as regards what are the most essential phenomena, and promote
‘love’ ahead of ‘religion,’ ‘hope,’ ‘gift’ or ‘the Impossible’? Why does he not make
more of ‘church’ and ‘community’? Could it be that Tracy is too much in thrall to a
restricted and restricting set of highly intellectualistic questions and obsessions? (As
Mike Higton has noted, Tracy is ‘used to asking large-scale ontological and
metaphysical questions, to dancing with Heidegger, Gadamer, and Ricoeur.’)357
I shall argue, however, that there is something more at stake for Tracy here than merely
one-sided intellectual habit or ecclesial fright. The section that follows assumes for its
starting-point Jeanrond’s helpful identification of love as a ‘praxis,’ as Jeanrond has
expounded this in his A Theology of Love (2010).358 In this work, Jeanrond identifies
love as uniting ‘actual encounter with the other’ with ‘ongoing critical and self-critical
reflection.’359 Love is thus for Jeanrond at once attention to a ‘phenomenon’ (to a
self-critical reflection on its different and shifting manifestations in human life’ (ibid., 5). Concerning the
bodily nature of love, Jeanrond writes the need to consider in love ‘our bodies and their nature as well as
their possible extensions into larger bodies opened by love … such as [for example] the body of Christ’
(ibid., 10-11).
356
The subtitle to Tracy’s 1994 collection of essays On Naming the Present is ‘God, Hermeneutics, and
Church,’ but the last of these gets least attention, with the exception of one essay on ‘Roman Catholic
Identity amid the Ecumenical Dialogues’ (On Naming the Present, 85-93). Meanwhile, Tracy recently
lists ‘Love’ as the apparently mainly pre-modern ‘route’ of three routes for thinking God (in Tracy, ‘On
Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds., Longing in a Culture of
Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32); but he has nothing to say about it there.
357
Higton, ‘Hans Frei and David Tracy on the Ordinary and the Extraordinary in Christianity,’ 590.
358
See Jeanrond, A Theology of Love, 5-6.
359
Jeanrond, A Theology of Love, 5.
113
miraculous gift appearing within interpersonal encounter, as we have seen) and
‘reflection on [that phenomenon’s] different and shifting manifestations in human
life.’360 Perhaps we could say after Jeanrond that love is the deepest possibility and
brilliance of our critically and self-critically reflective experience of others.
Granting this as one plausible basic account of love, I will try to suggest nevertheless
why Tracy may be resistant to promoting love’s praxis to the general hermeneutical role
that Jeanrond proposes for it.
IV. A focus on praxis is needed to resolve Tracy’s dilemma of identity versus
difference
In Plurality, Tracy very deliberately prefers notions of skilled discursive practice over
against a fundamental emphasis on ‘praxis.’ Tracy had already expressed concern in
Imagination that projects of transformative personal and political ‘praxis’ ought not to
omit to schedule distinct attention to aesthetic-cognitive issues of interpretation. Fail to
make proper and distinct place for the latter, Tracy suggested, and one risks sliding,
despite one’s intentions, into patterns of ‘critically unmediated [“mere”] practice.’361
This point has become increasingly structural for Tracy, in as much as he has come
more and more to hold dear the irreducible centrality of logos (and hence,
understanding) for wider human acting and suffering.
However, this choice of Tracy’s is not universally applauded by his critics. Roman
360
361
Jeanrond, A Theology of Love, 5.
Imagination, 78.
114
Catholic philosophical and pastoral theologian Martin Poulsom has argued in a recent
essay that the thinking of the Dutch Catholic theologian Edward Schillebeeckx enjoyed
one crucial advantage over Tracy. This was that Schillebeeckx gave central place to the
term ‘praxis’ to indicate the concrete character of Christian living and thinking.
According to Poulsom, praxis entailed for Schillebeeckx a ‘mutual co-constitution’ of
theory and practice that arises from an ‘inner drive [of each] towards the other.’362
Poulsom believes that such a shift of focus would have saved Tracy from an enduring
theoretical dilemma that dogs Tracy’s thought. In Poulsom’s view, Schillebeeckx’s
emphasis on concrete praxis as the context of all theologising freed the Dutch
theologian’s thinking from having to choose hermeneutical identity or difference –
metaphysics or diffèrance – whereas, in Poulsom’s view, this choice dogged the concept
of analogical ‘similarity-in-difference’ that was so important to Tracy during the 1980s.
For according to Poulsom, Tracy continually finds himself having to choose essentially
– or else veer incoherently – between two ultimately incompatible hermeneuticaltheological principles: namely, fundamental identity (as an underlying stasis of overt
metaphysical presence) or fundamental difference (as freewheeling deconstructive
absence).363
In what follows of this section I shall try to lay out: first, why Poulsom’s criticism
seems to me plausible as regards Tracy’s position in the 1980s; second, how, since then,
Tracy seems to have moved beyond the difficulties that Poulsom identifies; and third,
362
Martin Poulsom, ‘The Place of Praxis in the Theology of Edward Schillebeeckx,’ in James Sweeney,
Gemma Simmonds and David Lonsdale, eds., Keeping Faith in Practice: Aspects of Catholic Pastoral
Theology (London: SCM Press, 2010), 131-42: 136.
363
Martin Poulsom, ‘The Place of Praxis in the Theology of Edward Schillebeeckx,’ 133-4. Here
Poulsom focuses his criticism on Tracy’s adoption of what Tracy presents as a Schillebeeckxian notion of
theological ‘correlation’ between interpretations of contemporary situation and Christian tradition.
Poulsom suggests that Tracy’s idea is not a faithful reading of Schillebeeckx, and lands itself in problems
that Schillebeeckx avoided. As I shall discuss Tracean theological ‘correlation’ only later on, in Chapter
7, I shall cast the issue here more in terms of Tracy’s largely equivalent core concept of analogy and
analogical imagination.
115
why Tracy may have been right to have stuck to his hermeneutical guns, whatever
shortcomings this led him into for a while, rather than to accede to ‘praxis’ as a salve
for theological-hermeneutical ills.
IV. i. Similarity and difference in Tracy’s thought during the 1980s
Before we consider the merits of Poulsom’s counter-proposal concerning praxis, we
need to ask whether the charge that he lays against Tracy is a genuine one. Has Tracean
theological correlation and analogy landed him in the dilemma that Poulsom suggests,
of being condemned to choose or veer between fundamental identity and fundamental
difference (between Christianity and culture, or, again, between particular cultures)?
Tracy has always protested that his method of theologically ‘correlating’ an
interpretation of the contemporary situation with corresponding interpretation of
historical Christian tradition did not tie itself to any necessary ‘belief in harmony,
convergence, or sameness’ between these elements.364 And Tracy contended the same
thing with regard to the practice of ‘analogical imagination,’ which he described as a
matter of spying similarity-in-difference, and never some deadening reduction of
everything to simple similarity.365 Since we have already encountered the concept of
analogical imagination (and will only take up discussion of theological ‘correlation’ in
364
Tracy, ‘An Uneasy Alliance Reconceived: Catholic Theological Method, Modernity, and
Postmodernity,’ Theological Studies 50 (1989), 458-570: 562. For an analysis of Tracy’s method of
correlation, see the discussion in Chapter 7 sections I and II, below, and also Tracy, ‘Some Concluding
Reflections on the Conference: Unity Amidst Diversity and Conflict?’ in Hans Küng and David Tracy,
eds., Paradigm Change in Theology: A Symposium for the Future, (Edinburgh: T&T Clark, 1989), 461471: 462); see also Tracy, ‘An Uneasy Alliance,’ 550. For the perception that Tracy’s approach was
biased towards sameness, see Francis Schüssler Fiorenza, Foundational Theology: Jesus and the Church
(New York: Crossroad, 1984), esp. 276-84, and also Elisabeth Schüssler Fiorenza, Bread Not Stone: The
Challenge of Feminist Biblical Interpretation (Boston: Beacon, 1985), as cited by Tracy in ‘An Uneasy
Alliance,’ 562 n. 56.
365
We must speak ‘not of analogies simply as similarities, but as always already similarities-indifference’ (Tracy, ‘An Uneasy Alliance,’ 562); see also Plurality, 21.
116
Chapter Seven below), I shall concentrate here on Tracy’s notion of analogy as
similarity-in-difference, asking essentially the same question as the one concerning
correlation that Poulsom raised.
During the 1980s, Tracy employed an idea of ‘analogy’ to exhibit not only the nature of
thinking in general (as he thought), but also to identify a characteristic Roman Catholic
approach to theology.366 But what kind of ‘analogy’ was it that Tracy hoped this
imagination could serve? Tracy was not primarily concerned with peculiar difficulties
of theological reference, that is, with how our language may or may not speak of the
unspeakable: perhaps because he trusted ‘first-order’ religious metaphor to do so much
of the work.367 Rather, Tracy’s philosophical-theological interest was much more about
uncovering the ways in which an inherent potential for cosmic and hermeneutical unity
could manifest itself within and through the variegated experiences and processes of
ourselves and our world.368
This represented a rather different focus from traditional theological analogy-talk.
Medieval theological analogy had been largely able to assume the timeless
metaphysical unity and identity of the cosmos, before moving on from this to worry
about how to speak of a God that created it.369 But in Tracy’s peculiarly modern twist to
the analogical tradition, God comes into focus as the inferred source of a remarkable
366
‘An Uneasy Alliance,’ 562.
On the possibility of ‘first-order’ religious metaphorical ‘limit-language,’ such as one finds in the New
Testament, see Blessed Rage, 126ff.
368
For analysis of analogical imagination as a world-binding gift and practice, see chapter ten of
Imagination and the Epilogue (especially), as well as Chapter 7 section IV, here below.
369
For an introduction to theological receptions of Thomas Aquinas, including on analogy, see Fergus
Kerr, After Aquinas: Versions of Thomism (Oxford: Blackwell, 2002). For an excellent modern
exploration of Thomistic analogy, see Cornelius Ernst, ‘Metaphor and Ontology in Sacra Doctrina’ in
Cornelius Ernst, Multiple Echo: Explorations in Theology, ed. Fergus Kerr O.P. and Timothy Radcliffe
O.P. (London: Darton, Longman and Todd, 1979), 57-75. For a sustainedly intelligent approach to the
question, see also David Burrell, Exercises in Religious Understanding (Notre Dame: Notre Dame Press,
1974).
367
117
alleged potential within immanent world- and self-processes for manifesting their own
analogical unities and person-like identities (in spite of all the seemingly conflictual
plurality of experience). As Tracy emphasised in Imagination, a Christian analogical
imagination uncovers interrelated realities of self, world and God.370
In this markedly horizontal account of theological analogy, ‘difference’ remains in play
in the ever-‘uncanny’ newness of the hermeneutical event itself, on the one hand,371 and
as the ultimate condition of our continual becoming and the ever-incompleteness (the
‘not-yet’) of the world’s realization of its (and our) relation to transcendent-immanent
Love, on the other.372 As such, I wish to argue, difference was here always subsidiary to
the essential similarity that Tracy perceived manifesting itself everywhere to gather the
world together. And yet, at the same time, Tracy did strive hard, also, to remain alert to
‘how easily claims to analogy or similarity can become subtle evasions of the other and
the different.’373 Analogies are not simply similarities, he insisted, but ‘always already
similarities-in-difference.’374 But what does this mean for the kinds of theological and
other attention that we must pay to the world?
Whenever analogy neglects to submit itself to enduring negation and difference, Tracy
370
‘It is impossible to separate these realities God-self-world. It remains possible to distinguish them, to
understand them distinctly in order to unite these mutually reinforcing realities into the similarities-indifference, the ordered relationships of a systematic theology’ (Imagination, 430).
371
Thus for the Christian – that is, for the paradigmatic interpreter, the figure whose essential discursive
experience is the key to the account of the classic and of analogical imagination in Imagination – ‘[t]he
sense of the uncanny in the Christ event mediated through the tradition […] discloses the explicitly
religious, the Christian experience of the uncanny as pure power, gift and command from the God’
(Imagination, 374).
372
As noted earlier, Tracy concludes Imagination with perhaps his fullest reference to God, as such, in
the whole work, as ‘the ultimate reality affecting and affected by all, the Love who is God’ (Imagination,
438).
373
Tracy, ‘An Uneasy Alliance,’ 562. See also Imagination, 413: ‘Where analogical theologies lose that
sense for the negative, that dialectical sense within analogy itself, they produce not a believable harmony
among various likenesses in all reality but the theological equivalent of “cheap grace”: boredom, sterility
and an atheological vision of a deadening univocity.’
374
‘An Uneasy Alliance,’ 562.
118
argued, thinking subsides into a fundamentally ‘atheological vision of a deadening
univocity.’375 Here, Tracy calls as witnesses the Protestant theologians of dialectical
negation – Kierkegaard, Barth, Bultmann, Gogarten, Brunner, Niebuhr, Tillich – for
their determination to unmask ‘too easy continuities and relaxed similarities between
Christianity and culture, between God and the human, God and world.’376 And yet,
according to Tracy in Imagination, even these dialectical theologies eventually circle
round to some or other world-forming analogical language: even when, as exemplarily
in Paul Tillich, these ‘analogies are […] intrinsically dialectical, the negations […]
present in the very expression of the equally real affirmations.’377
But as I see it, Tracy’s notion of ‘similarity-in-difference’ was not terribly satisfactory
here. Whereas Tillich had perhaps equipped himself to revel in existential paradox – as
in his own way had Rahner378 – it is harder to see how the extrovertly realistic
panentheism that played backstop to Tracy’s hermeneutical-theological theory in this
period could wholly avoid the charge of having inserted the thought of similarity at a
deeper level than the thought of difference. True, there still remained for Tracy a certain
Rahnerian gesture towards the Mystery of God to augment his process-panentheistic
commitments,379 but it is not clear that his affirmations at this time were looking to
traverse the kinds of hiddenness and incomprehensibility entailed by a more radical
375
See note 373. Tracy observed, also, that the Catholic political theology of Johann Baptist Metz had
performed the function of submitting theological analogy to negation, with its stress on apocalyptic
‘interruption,’ as also had liberation theologies (Imagination, 416).
376
Imagination, 417.
377
Imagination, 419.
378
For Karl Rahner, philosophical-theological analogy ‘is a tension which is not produced by us at a
logically subsequent midpoint between a univocal “yes” and an equivocal “no,”’ but rather ‘a tension
which we ourselves as spiritual subjects originally are in our self-realization’ (Karl Rahner, Foundations
of Christian Faith: An Introduction to the Idea of Christianity [1976], trans. William V. Dych (New
York: Crossroads, 1978), 72).
379
See, again, Tracy’s chapters in Talking about God. For an argument that by means of his increasing
concentration on Mystery, Rahner inaugurated a powerfully theocentric theological approach that has
found valuable continuations in the work of Johann Baptist Metz, Gustavo Gutièrrez and David Tracy,
see Gaspar Martinez, Confronting the Mystery of God: Political, Liberation and Public Theologies (New
York and London: Continuum, 2001).
119
thought of God (or, indeed, of this-worldly difference).380
IV. ii. Tracy’s subsequent self-rehabilitation from the difficulty Poulsom
identified
Since Plurality, however, Tracy has progressively abandoned his previous employment
of higher metaphysical assurance to play backstop to his thinking. Clearly, he no longer
intends to follow the pattern laid down in Imagination, where he conceived the world
gathering itself together via religious ‘manifestations’ of analogical similarity (Tracy’s
version of Tillich’s ‘Catholic substance’) that incorporate ongoing interruptive
dialectical religious ‘proclamations’ of difference (Tracy’s version of Tillich’s
‘Protestant principle’).381 Today, Tracy says, he no longer has that same ‘sense that
“manifestation” […] takes over. No, because everything drives to fragmenting, and then
it goes back again. Manifestation and proclamation, the mystical and the prophetic, the
apophatic and the apocalyptic – both sides are equally important.’382
In Tracy’s previous model, positive ontological substance suffered a cross of negative
principle, which yet it also enfolded. A similar advance conclusion in favour of
analogical identity seems to have haunted Tracy’s model for the hermeneutical
correlation of present situation and historical tradition for theology, which he proposed
380
Contrast here Tracy’s more recent essay, ‘Form and Fragment: The Recovery of the Hidden and
Incomprehensible God’ in Werner G. Jeanrond and Aasulv Lande, eds., The Concept of God in Global
Dialogue (Maryknoll, NY: Orbis Books, 2005), 98-114.
381
For Tracy on religion as manifestation and proclamation in Imagination, see Imagination, 202-218.
For the essay by Paul Ricoeur that Tracy uses but admits adapting considerably to his own more
‘Catholic’ purposes (Imagination, 221 n. 26), see Ricoeur, ‘Manifestation and Proclamation’ [1974] in
Paul Ricoeur, Figuring the Sacred: Religion, Narrative and Imagination, trans. David Pellauer, ed. Mark
I. Wallace (Minneapolis: Fortress Press, 1996), 48-67.
382
Tracy, ‘Interview,’ ln. 456-459. For the import of the pairing of the mystical and the prophetic in
Tracy’s thought since 1990, see Chapter 7 section V, below.
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during the 1980s.383 Poulsom was right to see the difficulties that Tracy got himself
into. But as I have tried to suggest, Tracy’s formulations of the 1980s no longer
accurately state his current position. Neither does it follow in principle that Tracy
should have abandoned the wholeheartedly hermeneutical focus of his fundamental
theology for an alternative theological approach centred upon personal and ecclesial
‘praxis.’
It is hard to be sure precisely how Tracy intends to frame his pluralistic realism today,
seeing as he is yet to publish expansively on the subject. I will seek to unpack his recent
category of fragment in Chapter Nine, below. But it does seem that he now posits a
dynamic of fragmentation within the world as hermeneutically experienced: a dynamic
in which the creative and the deconstructive co-inhere together. Manifestation,
proclamation and all their religious cognates occur, therefore, on an even footing with
each other within this fragmentation, at the same time as transcendental questions
remain in play concerning how best to name the ‘Impossible Real’ that conditions their
reality.384 For his own part, Tracy now affirms ‘God’ as a primary name amongst some
others – the Void, the Open, the Good – for this Impossible Real, insofar as he also
spies the existence of ever fragmenting fragmentary traditions that actually do facilitate
our individual and communal lives.385
383
See note 364 above. For Hans Frei’s criticism that Tracean correlation was always a submission of
biblical tradition to some advance philosophical conclusion, see Hans Frei, ‘Five Types of Theology’ in
Types of Christian Theology, eds. George Hunsinger and William C. Placher (New Haven & London:
Yale University Press, 1992), 28-55.
384
See Tracy ‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds.,
Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32.
385
See ‘On Longing’ and also ‘Augustine’s Christomorphic Theocentrism’ in Aristotle Papanikolaou and
George E. Demacopoulos, eds., Orthodox Readings of Augustine (New York: St Vladimir’s Seminary
Press, 2008), 263-289: esp. 267-71.
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IV. iii. Reasons to resist according centrality to ‘praxis’
We may seem to have wandered a long way from questions of love or praxis. But it has
been important to admit the reality of the problem that Poulsom highlights in Tracy’s
thought of the 1980s (though that I have focussed here on the parallel case of analogy,
rather than the method of theological ‘correlation’ that Poulsom discussed). We have
also seen that Tracy has since made moves which may have taken him beyond a
problem that back in the 1980s might have seemed to have necessitated a turn from
hermeneutical thinking to ‘praxis.’
The purpose of this sub-section, however, is to introduce rather more directly some
reasons why Tracy may have been right in sticking to his hermeneutical guns, refusing
to surrender theology and thinking too centrally to the ministrations of ‘praxis.’
As I read Tracy, his complications with regards to religion since 1990 have been about
leaving behind theism and extending his hermeneutical phenomenology fully to include
religious phenomena and the name ‘God.’ In this he has been constantly building upon
(and revising) Plurality’s concept of conversational practice. What is more, in extolling
the primacy of practice in Plurality, Tracy pointedly deprecated the word ‘praxis’ as a
word that merely ‘reminds us that every worthwhile practice is informed by some
theory’ and ‘that theoretical activity is itself a praxis – and one to be tested by the
practice it serves.’386 Tracy went on in Plurality to express his hope that ‘[o]ne day, the
preferable words practice and skill will return to our language use, for then they will
return freed of current prejudice.’387
386
387
Plurality, 10.
Plurality, 10.
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Plurality therefore sought to be a phenomenology of the practice of conversation,
including religious conversation (although I will soon suggest Tracy rather failed as
regards this latter in Plurality). Reflective theory would seek here only to be ‘helpful
skills forged on behalf of thought and life.’388 As Gadamer put it in his rather different
vocabulary, hermeneutical philosophy ‘does not mean that the one who understands has
an absolute mastery over being but, on the contrary, that being is not experienced where
something is constructed by us and is to that extent conceived.’389 Instead, according to
Gadamer, being ‘is experienced where what is happening can merely be understood.’390
In similar fashion, Plurality sought to submit thinking to skilled practice, rather than
submit this practice to reflective distance. Thus, to the extent that Plurality distinguishes
the skill (or art) within practice from the encompassing phenomenon of artful practice
itself, this distinction is itself simply another attempt at a skilful practice.
One way to illustrate this is to see that Tracy was refusing any kind of clear
fundamental distinction between reflection and action.391 Instead, the shining forth of
the phenomenon of the skilful practice of conversation itself was to be what occasioned
every mutual co-inherence of practice and theory. For this reason, Tracy found no
occasion to project a further category of ‘praxis,’ as if somehow the categories of skill
and practice required supplement, and reflection and action required some further
388
Plurality, 10.
Gadamer, ‘Foreword to the Second Edition,’ Truth and Method, xxxii.
390
Gadamer, ‘Foreword to the Second Edition,’ Truth and Method, xxxii.
391
The practical-spiritual dangers that breed alongside reflective schisms of mind/body and subject/object
were apparent to Tracy in Imagination: ‘We all know the truth in Kierkegaard’s description of the
modern intellectual as one become “pathologically reflective” or, for the theologian the harsh realities in
E. M. Cioran’s description of many modern intellectuals as “religious minds … without religion”’
(Imagination, 6). More recently, Tracy has lamented three related ‘fatal separations of modernity,’
namely, of feeling and thought, theory and practice, form and content (see Tracy, ‘Trinitarian Speculation
and the Forms of Divine Disclosure’ in Stephen T. Davis, Daniel Kendall, and Gerald O’Collins, eds.,
The Trinity: An Interdisciplinary Symposium on the Trinity (Oxford: Oxford University Press, 1999),
273-293: 273-7).
389
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mediation.
It is especially significant for the debate with Jeanrond that Plurality’s account of skill
and practice cannot be extrapolated so as to elaborate a distinction between thinking and
speaking on one side (as ‘theory’), and an encompassing more-than-simply-discursive
phenomenon of lived experience on the other (as ‘practice’). Then and since, and with
increasing insistence, Tracy has refused to submerge hermeneutical questions, about
which rational debates may be had, within larger, supposedly primary extra-discursive
phenomena that admit of no comparable access.392 Jeanrond’s ‘praxis of love’ and
Williams’s ‘miracle of charity’ look like such supposed phenomena. It may indeed be
perfectly plausible and rational, therefore, to imagine that thoughtful speaking is but one
essential artistry within a broader phenomenon of human acting-and-suffering. But even
if this were so, Tracy would find little real value for rigorous thinking in such
imaginings, given that one is simply not in any position to take one’s bearings from
phenomenologies of more-than-discursive human lived experience.393
This shortcoming inherent to attempts to make cognitive use of philosophicalanthropological or cosmological imaginings, so as to locate language within wider
encompassing human experience can be illustrated more concretely. Let us take the idea
that human beings possess ‘consciousness.’ We might all agree that we are to some
extent ‘conscious’ in our waking hours (and even perhaps in our sleeping ones). But this
tells us nothing about what this might mean. Is consciousness an occult or otherworldly
392
This refusal of Tracy’s to sidestep the task of interpretation/conversation for the sake of any essentially
nondiscursive phenomena informs some of Tracy’s reserve about the way in which Jean-Luc Marion has
developed a phenomenology of the religiously ‘saturated’ phenomenon (see Tracy, ‘Jean-Luc Marion:
Phenomenology, Hermeneutics, Theology’ in ed. Kevin Hart, Counter Experiences: Reading Jean-Luc
Marion (Notre Dame, Indiana: University of Notre Dame Press, 2007), 57-65).
393
Back in Blessed Rage, on the other hand, Tracy did attempt to do just this, in what was at bottom a
transcendental theology of consciousness.
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phenomenon, either wholly present or wholly absent, or is it instead something
somehow distributed, more or less intelligibly, into differentiated qualitative or
quantitative patterns across the animal and (perhaps) non-animate world? The sheer
unchecked profusion of anthropological and cosmological models on offer – from
Descartes to Gurdjieff, from Singer to Whitehead and thousands more besides –
suggests we possesses no very useful phenomenology of ‘consciousness,’ despite the
apparent human ubiquity of the phenomenon. Tracy is therefore wise not to attempt to
take his cognitive bearings from such more-than-discursive phenomena, even when
these phenomena are as elemental as love.
By the mid-1980s, indeed, Tracy was no longer seeking to articulate any
anthropologically and cosmologically self-manifesting phenomenon on behalf of which
language would play just one essential but limited role. He was no longer the
philosopher theologian of subjective consciousness that he had still been in Blessed
Rage. In sum, since this time, Tracy has valued the practice of logos – of word,
discourse – as a phenomenon that remains irreducible (by our modes of knowing, at any
rate) to any other anthropic or cosmic reality.394 It is this commitment to the practice of
language that maintains Tracy’s abiding interest in meaning – which is to say,
understanding – as a matter of irreplaceable importance.
A good example of Tracy’s reluctance to relinquish theology’s irreducible
hermeneutical task to the siren call of some or other broader ‘praxis,’ can, I believe, be
seen in his preference (from around 1990 and since) for the term ‘mystical-prophetic’ to
394
Even were it to be objected that Plurality was still inclined to conceive religious experience (its
seeming other pivotal phenomenon, apart from linguistic logos) in less than fully linguistic terms, there
can be no ambiguity today. The religious limit-phenomena of which Tracy speaks today – the Infinite, the
Impossible, etc. – are limit-phenomena of conversation-dialogue, not consciousness as such.
125
describe the theological task. Tracy opted for this ahead of the term ‘mystical-political’
commonly employed by liberation and political theologians.395 As we shall see later, the
opening essay of his Dialogue With the Other (1990) would expand upon the mysticalprophetic character and predicament of theological address.396 But in the final essay of
this sequence, Tracy also admitted the existence of a seemingly broader ‘mysticopolitical sense of Christian practice and thought.’397 However, Tracy was perfectly
precise in his distinction here, I believe. For he was seeking to preserve systematic
theology as a conjointly mystical and prophetic rhetoric and task, distinct from a wider
but hermeneutically vaguer general sense of Christian living.398 ‘Mystico-political
sense’ here signifies general intuition and orientation more than any very definite
meaning. The Christian mystico-political sense is actually pressingly real and concrete
for the Christian and for Tracy; but as ‘sense’ it is also not yet any specific rhetoric or
task. And neither is it a ‘praxis’ in Poulsom’s sense of an internally driven mutual coconstitution of theory and practice.
Learning from the Protestant and Lutheran roots of hermeneutical philosophy, I suggest,
Tracy has come to hold fast to the irreducibility of the word in relation to the mystery of
the cosmos. Rather as Heidegger suggests in a famous lecture entitled ‘The Principle of
395
For the origins of the term ‘mystical-political,’ Tracy cites Claude Geffré and Gustavo Gutiérrez, eds.,
The Mystical and Political Dimensions of Christian Faith, Concilium 96 (Edinburgh: 1974). Regarding
his own preference for the term ‘mystical-prophetic,’ see Tracy, ‘On Naming the Present’ in Tracy, On
Naming the Present: Reflections on God, Hermeneutics, and Church (London: SCM Press, 1994), 24 n.
11: ‘Many issues of Concilium [… since 1974] may be read as developing [a] mystical-political (or, as I
prefer, mystical-prophetic) option [in theology].’ In this note, Tracy also draws attention to the
development of the term ‘mystical-political’ in the work of Edward Schillebeeckx.
396
See Dialogue, 9-26; and Chapter 7 section V, below.
397
Dialogue, 122.
398
On the mystical-prophetic character of systematic theology see also, for example, Tracy, ‘Approaching
the Christian Understanding of God’ in Francis Schüssler Fiorenza and John P. Galvin, eds. Systematic
Theology: Roman Catholic Perspectives, Vol. 1 (Minneapolis: Fortress Press, 1991), 133-147: 146; and
my discussion in Chapter 7 section V, below.
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Identity,’399 Tracy treats human discourse and the truth of things as ‘belonging
together,’ but in such a way that our knowing never thereby renders discourse merely a
transparent medium for some grander self-evidence that belongs in some more
straightforward manner to existence or the cosmos – or ‘love,’ for that matter.
In a recent essay, Tracy has contrasted favourably the position of Gregory of Nyssa
against that of his own teacher Bernard Lonergan (going back to Augustine) on the
point of whether we ought say that ‘love’ (Lonergan) or ‘faith’ (Gregory) marks the
beginning of saving grace.400 Tracy prefers Gregory, for ‘Faith is about more than love.
Faith is logically, psychologically and theologically prior to love.’401 According to
Tracy, Gregory can teach us that it is faith, and faith alone, that opens the mind to new
understanding.402 Faith implies belief, trust and union with God,403 at the same time as it
wears its relation to discourse more overtly than does love.
Having decided against following his teacher Bernard Lonergan’s recourse to alleged
immediate experiences of cosmic affection (see Chapter Six, Section II below), I think
Tracy has good reasons for resisting subcontracting hermeneutical tasks to allegedly
more fundamental (as-if-) extra-linguistic relational phenomena on the one hand, or,
again, to partly attractive and partly serviceable blandishments of ‘praxis’ (even a praxis
of love) on the other.
399
See Martin Heidegger (‘The Principle of Identity’ in Identity and Difference, trans. Joan Stambaugh
(Chicago and London: University of Chicago Press, 1969), 23-41).
400
Tracy, ‘Foi et Raison: Union, Contemplation, Critique,’ trans. Georges Chevallier, in Transversalities
110, Revue de l’Institut Catholique Paris (April-June 2009), 53-74.
401
‘La foi agit alors par l’amour. La foi est logiquement, psychologiquement et théologiquement
antérieure à l’amour’ (Tracy, ‘Foi et Raison,’ 56).
402
‘Grégoire apporte au théologien d’aujourd’hui son herméneutique de la redécouverte de la foi, et la foi
seule, somme ouverture à une nouvelle connaissance’ (Tracy, ‘Foi et Raison,’ 74).
403
As Finnish Lutheran scholars have demonstrated, for Luther ‘faith produces not only trust, but also
union with Christ through the indwelling of God in the one who believes’ (‘la foi produit pas seulement la
confiance, mais aussi l’union avec le Christ par l’inhabitation de Dieu en celqui qui croit’) (‘Foi et
Raison,’ 56).
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Conclusion: Defending Tracy
Were my defences of Tracy’s hermeneutical focus in this chapter to be accepted, two
broad concerns from Loughlin’s and Jeanrond’s combined objections to Tracy would
still remain live.
The first regards whether Tracy’s approach is capable of adequately registering the
bodiliness of human existence. This question of the body is both ‘literal’ in terms of our
individual body-selves, and also ‘metaphorical’ in terms of human social and, perhaps,
cosmic bodies. (It is not necessary that a hermeneutical thinker must consider the latter
any less ‘real.’) Tracy’s religious thinking appears strangely disinclined towards any
explicit commentary on embodiment, although presumably one could explore the
yearning and rhetorical bodies of the mystic and the prophet.
The second concern is like the first, although it focuses specifically on whether it is
plausible for Tracy as a Christian theologian to be this silent on love and this apparently
wary of community. If Tracy has found a greater energy than Gadamer to ‘sustain
difference,’ in Jeanrond’s expression, it seems he may have achieved this at the cost of
a further alienation of our human recourse to relationship and community.
Tracy is certainly no longer committed to the essentially supra-bodily self and God of
process cosmology and embodiment-theory. (Perhaps Tracy was never even very
interested in the cosmological and bodily side of process metaphysics, but only in
Charles Hartshorne’s more strictly theo-logical conclusions.)404 But as panentheism has
404
As noted before (see n. 156), a part-exception to Tracy’s relative lack of interest in process or other
cosmological foci can be found in Tracy’s essay (originally part of a larger essay co-authored with
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receded from view, Tracy seems to have invested in little by way of replacement in
terms of social or cosmic sympathy. There is his general hope for conversation, of
course, but even his one-time confidence in classic texts and bodies seems to have given
way to a celebration of dis-membering fragmentation. It might seem as if Tracy is
reluctant to concede that a Christian theologian must find his or her way to the
Christological thought of the body of Christ and the pneumatological thought of the
fellowship of the Holy Spirit.405
Tracy may have given a tantalising glimpse of where he could go in this direction in his
essay from 2010, at a point where he juxtaposes religion as religare (‘to bind together’)
with religion as relegere (the ever new and renewed interpretation of sacred texts).406
Tracy notes that ‘the Romans could never unite their civic, political religion with their
attraction to various cults of religious excess.’407 Tracy wonders whether Christianity
may have been instrumental in resolving this cleavage, at least for a while. For
Christianity promised ‘excess, the Unexpected Impossible as the God who is Love and,
therefore, Trinity as well as community,’ on the one hand, and also ‘a sacred text’ on
the other.408 Religare and relegere together: perhaps Tracy will find new ways to
interrelate these in his own work.
Nicholas Lash) entitled ‘Cosmology and Christian Hope’ [1983], included in On Naming the Present:
Reflections on God, Hermeneutics, and Church (London: SCM Press, 1994), 73-81. For Hartshorne, see
Charles Hartshorne, ‘Epilogue: The Logic of Panentheism’ in Charles Hartshorne and William L. Reese,
eds., Philosophers Speak of God (New York: Humanity Books, 2000), 499-514; for Tracy’s use of
Hartshorne and other process thinkers in Blessed Rage, see Blessed Rage, 172-191; and see Chapter 2
section II, above here.
405
On the other hand, Tracy told me in 2010 that he kept finding himself stumbling across the Trinity
towards the ends of his thinking (he thought this was probably the best way round).
406
Tracy, ‘Western Hermeneutics,’ 23.
407
‘Western Hermeneutics,’ 24.
408
‘Western Hermeneutics,’ 24. (N.B., I have rearranged the punctuation in this quotation to repair sense
which appears to have become corrupted in the published version, which reads: ‘Perhaps Christianity
(which promises both excess, the Unexpected Impossible as the God who is Love and, therefore, Trinity
as well as community) and a sacred text (religare and relegere) may have resolved, for a while, the
Roman problem’ (ibid.). In this context, it is hard to imagine what Tracy would mean by ‘[p]erhaps
Christianity […] and a sacred text […] may have resolved […] the Roman problem.’)
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Perhaps Tracy may yet circle around to meditate on social love and fellowship, perhaps
through stumbling upon Trinitarian or pneumatological themes. Perhaps, in Jeanrond’s
words, he will enunciate more clearly than he has to date that love ‘cannot wait until the
eschaton when all differences are overcome,’ but is rather ‘the eschatological force that
encourages us to face real difference without fear.’409 In the meantime, Jeanrond is also
quite right to insist on how ethically unsavoury it is when interpretations – explicitly
religious or otherwise: of love or of anything else – presume to bar other human beings
from sacred identities that I and my tribe are claiming to possess by exclusive gift.
Ultimately, there is no dispute between Jeanrond and Tracy that religion must entail
some ‘ethics of the other’ that goes all the way down.
However, I have tried to suggest that Tracy may have good reasons to stay unmoved by
Jeanrond’s confidence in the universal and immediate meaningfulness of love as a
supra-verbal praxis that outstrips the revelations of words. Jeanrond castigates
Protestant theologians whose attention to the Word has led them to pit practices of love
against each other, thereby allowing their thinking to stray into exclusive claims.
Jeanrond’s indignation is not without reason, but Tracy might still argue with
justification that love suffered and given is really not other than a word, a word that
forms and becomes flesh.
409
Jeanrond, ‘Towards an Interreligious Hermeneutics of Love,’ 60.
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CHAPTER 5
Being, Language and Experience
The next chapter after this one (Chapter Six) will focus squarely on the ‘empirical’
character of Tracy’s hermeneutical thinking. Tracy’s empirical attitude has been
consistently uninterested in reproducing the side of Gadamer that came to equate
language with intelligible being.
Before that next chapter, however, the purpose of this chapter will be to examine the
background to the ‘ontological’ dimension in Gadamer’s philosophy of conversationdialogue, about which Tracy has shown so much reservation. This background is to be
found predominantly in the seminal thought of Martin Heidegger. The discussion of this
chapter will therefore operate temporarily at a certain double remove from Tracy:
examining the background to a dimension of Gadamer that Tracy has himself sidelined.
And yet, I will suggest, Heidegger’s ideas remain a crucial lineage for Tracy’s thinking,
which cannot itself be wholly divorced from the ontological hermeneutical tradition.
Without an understanding of Gadamer as a student of Martin Heidegger, ideas adapted
from Gadamer that have been important to Tracy will remain partly inexplicable. For
example, it will be hard to understand Tracy’s notion of language as a ‘manifestatory’
phenomenon, or the ‘event’ quality he accords to interpretation. Furthermore, without
an understanding of the streams of thought that informed Gadamer, it will also not be
possible to critically evaluate Tracy’s concept of the experience of conversationdialogue, is related to and yet distinct from that of Gadamer.
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At the heart of this chapter, therefore, lies an exploration of the inaugural references to
‘being’ and ‘ontology’ for hermeneutical phenomenology in Heidegger’s Being and
Time.410 I noted in Chapter One how Heidegger’s hermeneutical phenomenology shared
in Husserl’s concern to relativise the categories of subject and object for the sake of
some more primordial phenomenon: and some more essential interrogation of thinking
experience.411 But where Husserl had conceived the more essential phenomenon in
terms of a transcendental consciousness abiding in its ‘living present,’ hermeneutical
thinkers following Heidegger would focus instead on the phenomenon of talk
(discourse, logos) as showing forth speakers and their worlds.
The epochal text in which this all first comes to light is Heidegger’s Being and Time, a
vast unfinished project of ‘fundamental ontology’ that Heidegger constructed around an
analytic of human discursive and mortal ‘existence.’ Part of my argument will be that
Heidegger’s analysis of human existence in Being and Time possessed a damagingly
opaque relationship to questions of what kinds of experiences might correspond
favourably with his analysis. Perhaps partly for this reason, later Heidegger would turn
away from analysing human discursive ‘existence’ and focus squarely instead on the
nature of language (or ‘Saying’), itself, in this way pushing further into the foreground
what Being and Time had already begun to say about the centrality of discourse. It is
possible, therefore, that later Heidegger successfully moved beyond some of the
enduring uncertainty in Being and Time about how one should relate ontological talk of
‘existence’ to the interpretation of one’s actual experience.
For his part, however, as the final section in this chapter will explore, Gadamer forged a
410
Martin Heidegger, Being and Time, trans. John Macquarrie and Edward Robinson (Oxford: Blackwell,
1962).
411
See Chapter 1 section I.ii., above.
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simultaneously ontological and practical notion of ‘hermeneutic experience,’ in the
wake of (and in preference to) Heidegger’s construals of existence and language. It is
Gadamer’s idea of hermeneutical experience that then requires comparing to Tracy’s.
The purpose of this chapter is not to introduce Heidegger in the round, but instead to
explore the Heideggerian background to Tracy’s thinking. Until recently, Tracy himself
has shown relatively little interest in the more insistently ‘ontological’ and
Heideggerian aspects of the hermeneutical tradition. Only in more recent essays and
lectures has Tracy begun to draw upon Heidegger much more directly and explicitly,
framing ideas about ‘contemplative reason’412 and our need sometimes to go ‘beyond
dialogue.’413 And yet, as I mentioned earlier, elements that are essential Heideggerian
have always been present in Tracy’s idea of conversation-dialogue, even when at one
remove: especially, the ‘event’-quality that Tracy accords to all interpretation in
Imagination, and his notion of truth-as-manifestation in Plurality.414
Not only has the later Heidegger become more important for Tracy in recent years,
therefore, but also it will be instructive to explore further the roots of the hermeneutical
thinking that Tracy has adapted via Gadamer. In particular, an understanding of
Heidegger’s hermeneutical analysis of ‘existence’ in Being and Time can help place in
relief Gadamer’s contrasting notion of ‘hermeneutic experience’ in Truth and Method
(as well as Tracy’s own distinctive ideas about experience, which will be examined
more fully in the chapter after this one). One outcome of this chapter, as a consequence,
will be to have clarified some issues between the phenomenological-ontological
412
Unpublished lecture delivered at Loyola University, Chicago, on April 8, 2011, entitled ‘The
Necessity and Character of Fundamental Theology’; see also the opening of Chapter 1, above.
413
See ‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds., Longing in
a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32.
414
See Chapter 2 section I. ii., and Chapter 3 sections I and II, above.
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(‘European’) tradition and Tracy’s ongoing (‘American’) instincts for a more pluralistic
and perhaps ‘empirical’` religious-hermeneutical outlook.
I. The roots of hermeneutical thinking: Martin Heidegger
I. i. Hermeneutical thinking and Heidegger’s ‘Being’
In Being and Time, Heidegger identified a ‘question of the meaning of Being’
languishing neglected beneath post-Kantian inquiries into the nature and limits of
human knowledge.415 He found this question similarly forgotten in speculative
philosophies and theologies, before and since Kant, which pronounced their concepts,
cosmologies and world-views without paying adequate attention to the difference
between beings (Seiendes: entities) and the Being (Sein) of beings.416
Of course, the traditions of the Greek and monotheistic West had for very long given
great prominence to the name ‘Being’: from Parmenides to the great theological
syntheses of the high Middle Ages.417 But from the time when Immanuel Kant
perceived himself awakened from the philosophical sleep of Christian Wolff’s ontology
of pure essences, modern thought has by and large pursued other philosophical paths
with other names. The remains of the medieval and early modern onto-cosmologies
were subjected to Kant’s turn to the knowing subject, while the modern empiricist’s
415
Heidegger, Being and Time, 1.
For Heidegger’s ontological rather than epistemological interpretation of Kant himself as the crucial
modern philosopher, see Heidegger, Kant and the Problem of Metaphysics (Bloomington, Ind.: Indiana
University Press, 1997). For Heidegger on the ontological difference of Being from beings, see Being and
Time, 25-6.
417
For a lively presentation, see Étienne Gilson, Being and Some Philosophers, 2nd ed. (Toronto:
Pontifical Institute of Mediaeval Studies, 1952).
416
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sense of reality has felt little need for the wispy concept ‘Being.’
The prestige that Heidegger gave to the name Being had much to do with his attempt to
re-interpret and re-appropriate the Western philosophical patrimony. But at the same
time, it also had to do with the way that Being stands so immediately nearby to
everyday thinking and speaking, at the same time as it is also so far away from it. For
we cannot get away from saying ‘is’; and yet, Heidegger suggested, the issue of Being
is simultaneously obscured everywhere by the skein of knowledgeable answers into
which (and through which) our languages elaborate their powers. As Heidegger would
later put it, the very centrality of the verb ‘to be’ in Western European languages seems
to predispose these cultures to metaphysical ‘enframings’ of the world, which render
Being (Sein) only in terms of the systematic coherence of beings (Seiendes) in their
consequent manipulability.418 One way to see what such an attitude ignores, but which
Being and Time explored, is to note that our knowing is first of all caught up in an
altogether prior – interpretative and circular – care of our own non-objectifiable Beingin-the-world.419
Another way to put Heidegger’s argument might be to say that our languages tend to
obscure the enigma of questioning, as such, which underpins all thinking and
418
On the ‘metaphysical’ character of Western language, see, inter alia, Heidegger, ‘The Onto-theological Constitution of Metaphysics’ in Heidegger, Identity and Difference, trans Joan Stambaugh [1969]
(Chicago and London: University of Chicago Press, 2002), 42-76: 73-4. At the conclusion of Heidegger’s
‘A Dialogue on Language,’ the Heidegger-character in the dialogue looks towards ‘the farewell of all “It
is”’ that should come to pass in Saying (‘A Dialogue on Language,’ 54). On the role of the ‘frame’
(Gestell) in Western thinking according to Heidegger, see George Pattison, Routledge Philosophy
Guidebook to the Later Heidegger (London: Routledge, 2000), 2-5.
419
‘As ways in which man behaves, sciences have the manner of Being which this entity – man himself –
possesses. This entity we denote by the term “Dasein.” […] Dasein is an entity which does not just occur
among other entities. Rather it is ontically distinguished by the fact that, in its very Being, that Being is
an issue for it’ (Being and Time, 32). On Dasein’s ‘care,’ see ibid., 235ff. and section I. iv. of this chapter
here, below.
135
speaking.420 Heidegger sought to draw attention to the condition and undying possibility
of the question in thought and language, even during a time when, as Heidegger
thought, the gods have fled before the powerful world-objectifying ministrations of
modern science and technology.421
Heidegger’s Being is therefore not to be identified with any entity that might be the
object of possible knowledge of appearances. It is other and different from all that can
be conceived and known. If it intimates itself, still it remains the name of an openness
and attentiveness which claims priority over concepts and propositions. Heidegger
himself experimented with a sequence of related names to indicate this impossible
presence and possibility: Being (Sein), ‘Beying’ (Seyn: an archaism), ‘Being’ (crossed
out) and ‘the Open.’ A further name, Ereignis (‘event of appropriation’), in Heidegger’s
later thought would begin to take some of the emphasis away from positive and
negative variations on ‘Being,’ orienting his thought rather directly towards language
and the origin and destiny of meaning.422
In first raising the name Being, as well as in all his later developments, Heidegger
trusted his thinking to an elusive presence which was also a graciousness-fromnowhere-and-nothing which he would also name ‘es gibt’ (‘there is’: but literally, ‘it
gives’).423 In Heidegger’s phenomenology, the self-dedication of thinking outstrips
every empirical and transcendental science because it attends to a present-absent-Same420
For a post-Heideggerian meditation on the status of the question for thinking see Jacques Derrida,
‘Violence and Metaphysics: an Essay on the Thought of Emmanuel Levinas’ [1964] in Jacques Derrida,
Writing and Difference, trans. Alan Bass (London: Routledge & Kegan Paul, 1978), 97-192: 97-100.
421
On Heidegger and technology, see Pattison, The Later Heidegger, 47-74.
422
See here Thomas Sheehan, ‘Facticity and Ereignis,’ ed. Daniel Dahlstrom, Interpreting Heidegger:
New Essays (Cambridge: Cambridge University Press, 2010). Sheehan argues that ‘meaning’ can be used
as a good gloss for ‘Being’ in Heidegger.
423
See Levinas’s objection to this idea of Heidegger’s in Emmanuel Levinas, Existence and Existents
(The Hague: Martinus Niijhoff, 1978), in the extract entitled ‘There Is: Existence without Existents’ in
Seán Hand, ed., The Levinas Reader (Oxford: Blackwell, 1989), 29-36.
136
Other-Being-Nothing that plays (more or less keenly) across every act of interpretation.
Here Gadamer differed from Heidegger, in that Gadamer always filed hermeneutical
accounts that were structurally more positive: permanently “in the black,” as it were.
Gadamer exudes confidence that tradition will be found ready and willing to show us
which ways next to turn. It may be that the event of understanding always arrives, for
Gadamer, as a ‘blow’ to our current mindset,424 but nevertheless the event of tradition
was for Gadamer a manifestly productive process, as opposed to Heidegger’s darkly
discontinuous sense of the ‘destining’ of Being-as-understanding.425
I. ii. Heidegger’s Being and Time: the analytic of Dasein
Being and Time drew attention to the fundamentally hermeneutical quality of human
discursive experience, situating this experience within a wider ‘ontological’ account of
human existence as such: within its peculiar possibility for disclosing its own Being.
Heidegger proposed that we could each recognise ourselves as a singular kind of entity
for which ‘in its very Being, that Being is an issue for it.’426 He designated this
ontologically-involved entity with the name ‘Da-sein’ (‘there-being’), finding it
‘peculiar to this entity that with and through its Being, this Being is disclosed to it.’427
The circular implication of Dasein in Being (as Being-there) appears as Dasein’s
distinctive mark, in association with the essential self-disclosedness of Dasein as
discursive Being-in-the-world. Dasein exists hermeneutically: as this or that project of
424
See Tracy, ‘Western Hermeneutics and Interreligious Dialogue,’ 9.
See Pattison, Routledge Philosophy Guidebook to the Later Heidegger (London: Routledge, 2000),
129-131. In Chapter 8, I will suggest that hermeneutical negativity resurfaces powerfully, albeit
marginally, for Gadamer in his account of Christian faith.
426
Being and Time, 32.
427
Being and Time, 32.
425
137
always partly implicit understanding of itself.428 Therefore, a thorough analysis of
Dasein, Heidegger suggested, could re-open the philosophical tradition and bring the
forgotten issue of ‘the meaning of Being’ to be thought.429
‘Proximally and for the most part,’430 however, Heidegger found Dasein caught up in
everyday ‘chatter’ or ‘idle-talk’ (Gerede).431 In ‘average everydayness’ and the ‘average
intelligibility’ associated with Dasein’s linguistic inheritance, Dasein ‘does not
communicate in such a way as to let [what is being talked about] be appropriated in a
primordial manner, but communicates rather by following the route of gossiping and
passing the word along.’432
Whereas Gadamer, following Heidegger, would treat the passing on and passing round
of truth as a much less fraught affair than his teacher, for Heidegger in Being and Time,
it is of the essence that truth must always be ‘drawn from primordial sources with a
struggle,’ as much against the grain of human discourse as along with it. In effect, all
‘genuine understanding, interpreting, and communicating’ must be performed against
as well as in and out of this ‘everyday way in which things have been interpreted […]
into which Dasein has grown in the first instance, with never a possibility of
extrication.’433 For in Gerede, Dasein is ‘absorbed’ and ‘lost’ in ‘the publicness of the
428
‘Understanding of Being is itself a definitive characteristic of Dasein’s Being. Dasein is ontically
distinctive in that it is ontological [ontologisch]’ (or: ‘[…] is ontologically’) (Being and Time, 32; and
ibid. n. 3).
429
See Being and Time, 32-5.
430
In order for the entity Dasein to ‘show itself and from itself,’ Heidegger determines, it must first of all
‘be shown as it is proximally and for the most part – in its average everydayness’ (Being and Time, 37-8).
431
Gerede is a modification of Rede, discourse. For Heidegger’s presentation of Gerede, see Being and
Time, 211-4.
432
Being and Time, 212. Heidegger finds this process also reinforced in written ‘scribbling’ (das
‘Geschreibe’) (ibid.).
433
Being and Time, 213. Later Heidegger would also retain a pervasive sense of paradoxically impossible aspects to our hermeneutical possibility. Where Gadamer stressed an event of truth-disclosure
available in genuine conversation, Heidegger emphasised a corresponding withdrawal and concealment of
truth that accompanies every event of aletheia (on this latter, see Heidegger, ‘On the Essence of Truth’;
138
“they”’ (das Man).434
According to Heidegger, this condition of everyday Dasein is not merely happenstance,
as if it might somehow be educated out of Dasein.435 Rather, it is Dasein’s standing
ontological-existential state that it should be simultaneously maintained and blunted by
its absorption in the world. Along with this absorption, furthermore, there emerges in
Dasein an attitude of spectatorly curiosity (Neugier) that ‘discloses everything and
anything’436 in such a way that everyday Dasein regards the world as an arena of
complacent existential ambiguity (Zweideutigkeit).437 Dulling Dasein’s proper sense of
itself, Zweideutigkeit ‘hides nothing from Dasein’s understanding, but only in order that
[Dasein’s] Being-in-the-world should be suppressed in [an] uprooted “everywhere and
nowhere”.’438 As Heidegger explained, Gerede, Neugier and Zweideutigkeit simply
‘characterize the way in which, in an everyday manner, Dasein is its “there”.’439 For,
‘Dasein has, in the first instance fallen away [abgefallen] from itself as an authentic
potentiality for Being its Self.’440 As thus falling and fallen in the face of its ‘world,’441
as noted earlier, in Plurality Tracy notes ‘the radicality of Heidegger’s insistence that every disclosure
involves concealment, in contrast to Gadamer’s emphasis on truth as an event of disclosure’ (Plurality,
121 n. 1).
434
See Being and Time, 220.
435
‘We would […] misunderstand the ontologico-existential structure of falling if we were to ascribe to it
the sense of a bad and deplorable ontic property of which, perhaps, more advanced stages of human
culture might be able to rid themselves’ (Being and Time, 220).
436
Being and Time, 221.
437
For Heidegger’s presentation of this pervasive ‘ambiguity,’ see Being and Time, 214-219. Macquarrie
and Robinson translate Zweideutigkeit as ‘ambiguity,’ meaning by this something very different in tone
and rather different in substance from the crucial sense that Tracy’s thought has given to this word (see
Chapter 3 section IV, above). For Tracy in the 1980s, ‘ambiguity’ named a double-sidedness to human
tradition and interpretation, in which there is always irredeemably mixed ‘cognitively, the true and the
false; morally, the good and the evil; [and] religiously, the holy and the demonic’ (Plurality, 131 n. 15).
Partly, the different senses of ‘ambiguity’ between Tracy and Heidegger have to do with a specific
difficulty in translating Heidegger’s Zweideutigkeit; partly it also has to do with Heidegger’s general
dismissal of the world of ‘public’ conversation as a background inauthenticity into which Dasein falls.
(For Paul Tillich’s rather intermediate notion of the world’s pervasive ambiguity, see Paul Tillich,
Systematic Theology, Combined Volume (Wlwyn, Herts: James Nesbit & Co., 1968), especially vol.s 2
and 3.)
438
Being and Time, 221.
439
Being and Time, 219.
440
Being and Time, 220.
139
Dasein ‘loses’ itself in the affairs of ‘Being-with-one-another.’442 It is the pull of the
‘there’ in Da-sein that prepares for it ‘a constant temptation for falling.’443
One clear concomitant of this phenomenology of Dasein is Heidegger’s repudiation of
the ego’s dream of a transcendently sure and certain representation of self and world.
Instead, Dasein must always discover itself as an opaque entity that exists within this or
that historical and physical ‘facticity.’444 Each Dasein finds itself always already
involved and thoroughly implicated in its world: already designated and delineated,
already falling. Its possibilities can be worked out only from within the parameters of
this factical existence. Dasein is destined to find itself always and again as ‘there,’ and,
as such, as originally disclosed to itself via its various pre-reflective forms of ‘state-ofmind’ (Befindlichkeit) and their associated understanding.445
Here, however, the understanding already implied in Dasein’s state-of-mind prompts
Heidegger to add discourse (or ‘talk’: Rede) as a third, equally ‘primordial existentiale
of [Dasein’s] disclosedness’ (that is, alongside state-of-mind and understanding).446 For,
‘[t]he intelligibility of Being-in-the-world – an intelligibility which goes with a state-ofmind – expresses itself as discourse.’447 Furthermore, just as Heidegger presents
Dasein’s state-of-mind as its ‘disclosive submission to the world,’448 so now he presents
441
Being and Time, 220. Macquarrie and Robinson suggest that Heidegger’s ‘an die “Welt”’ means in
this context not so much a falling into its world a ‘falling at the world or collapsing against it’ (ibid., n.1).
442
Being and Time, 220. ‘Publicness’ (Öffentlichkeit) has negative connotations for Heidegger, for whom
it is the arena of idle talk, curiosity and ambivalence.
443
Being and Time, 221.
444
For Heidegger’s notion of ‘facticity,’ see Being and Time, 82ff.
445
See Being and Time, 203. See also the section on ‘Being there as State-of-mind,’ Being and Time,
172ff.
446
Being and Time, 204. ‘Discourse is existentially equiprimordial with state-of-mind and understanding’
(ibid., 203). On Rede as both ‘discourse’ and ‘talk,’ see Macquarrie and Robinson’s translators’ footnote,
Being and Time, 203 n. 1. Note also their translation of Gerede as ‘idle talk.’
447
Being and Time, 204.
448
See Being and Time, 177.
140
discourse as similarly ‘worldly’ to the extent that it ‘gets expressed as language’
(Sprache): ‘a totality of words […] which we may come across as ready-at-hand’ (i.e.,
manipulable like a tool).449
In Heidegger’s later work, this whole theme of discourse-language would break the
bounds of being considered as just one of Dasein’s fundamental existentialia, even the
most signal one. Famously, Heidegger would call language ‘the house of Being’ in
which the human being dwells,450 an expression he would recall with affection near the
beginning of his later ‘A Dialogue on Language between a Japanese and an Inquirer’ (of
which more in the next section).451
In Being and Time, this consideration of discourse and language carries the discussion
of Dasein’s potentiality-for-Being beyond the confines of Dasein’s everydayness
(Heidegger’s ostensible main focus at this point). Heidegger straightaway sketches how,
possibly, Dasein may ‘hearken’ to discourse while also ‘keeping silent authentically’ in
a ‘reticence’ that ‘does away with “idle talk”.’452 What is more, Heidegger also
concludes in this section that ‘[i]n the last resort, philosophical research must resolve to
ask what kind of Being goes with language in general.’ In the terminology of Being and
Time, Heidegger asks: is language really ‘a kind of equipment ready-to-hand within-theworld’ (as the ‘totality of words’ mentioned above) ‘or has it Dasein’s kind of Being, or
is it neither of these?’453 This question, unanswered in Being and Time, would occupy
449
Being and Time, 204.
See Martin Heidegger, ‘Letter on “Humanism”’ [1946] in Heidegger, Pathmarks, ed. Wiliam McNeill
(Cambridge: Cambridge University Press, 1998), 239-276: 254.
451
See Martin Heidegger, ‘A Dialogue on Language between a Japanese and an Inquirer’ in Martin
Heidegger, On the Way to Language [1959], trans. Peter D. Hertz (New York: Harper Collins, 1971), 154: 22.
452
Being and Time, 207, 208.
453
Being and Time, 209.
450
141
much of Heidegger’s later thinking.454
Despite the possibilities of language, however, the circulating opinions of the “they” are
continually at work in its inescapable everydayness ‘tranquilizing’ falling Dasein into
believing that ‘one is leading and sustaining a full and genuine “life”.’455 Learning to
compare itself with everything that it sees, and in this way to “understand” everything,
Dasein ‘drifts along towards an alienation (Entfremdung) in which its ownmost
potentiality-for-Being is hidden from it.’456
And yet, it remains that this alienation never means that Dasein becomes simply
determined by its environment. As Heidegger writes, ‘[t]hrownness is neither a “fact
that is finished” nor a Fact that is settled.’457 For ‘Dasein’s facticity is such that as long
as it is what it is, Dasein remains in the throw,’ and the ‘existentiality’ of Dasein does
not cease.458 This is to say, for Heidegger, fallen Dasein remains the ‘ontically
distinctive entity’ that ‘is ontologically (ontologisch).’459 For as Heidegger explains,
Dasein is not some isolated ‘I’ – a ‘subject’ – which, in becoming alienated, might
approximate to the object-hood of a world interpreted (equally contra Heidegger) as
essentially ‘an Object.’460 Rather, ‘even in the mode of inauthenticity,’ Dasein still
exists in a state of Being-in-the-world that is distinct from the ‘Being-present-at-hand’
of every other entity. As Heidegger concludes: ‘Dasein can fall only because Being-in-
454
In Heidegger’s ‘A Dialogue on Language between an Inquirer and a Japanese’ (op. cit., 42), the
‘Inquirer’ (who is Heidegger) suggests to his Japanese companion that ‘after our dialogue you may want
to read section 34 of Being and Time [i.e., this section we have been discussing here] more closely.’ The
Japanese replies, ‘I have read it many times and each time regretted that you kept it so short.’
455
Being and Time, 222.
456
Being and Time, 222.
457
Being and Time, 223.
458
Being and Time, 223.
459
Being and Time, 32; and see the main text around note 428 above.
460
Being and Time, 223.
142
the-world understandingly with a state-of-mind is an issue for it.’461
But if everyday Dasein is unable to fall except through its wider Being-as-possibility,
then correspondingly, neither can authentic Dasein appear independently of its everyday
‘lostness’ (from which Dasein and its possibility cannot be extricated). Heidegger
explains that ‘authentic existence is not something which floats above falling
everydayness; existentially, it is only a modified way in which such everydayness is
seized upon.’462 Heidegger will argue that only in the midst of its everyday lostness may
Dasein yet hear the ‘call’ of its ownmost possibility. Such a call of ‘conscience’
resounds silently from and to Dasein, and so across its essential meaning and structure
as Being-in-the-world.463 Heidegger sketches this more fundamental meaning and
structure of Dasein under the name of ‘care’ (Sorge).464 According to Heidegger, the
ontological-existential structure of ‘care’ informs every mode, mood, involvement and
attitude of Dasein.
However, Heidegger then went on to note how the unity and identity of everyday
Dasein’s care remains concealed.465 On the one hand, Dasein is always ‘in-the-world’
and ‘alongside’ things that concern it; on the other hand, Dasein simultaneously exists
‘ahead-of-itself’ as a possibility or potentiality-for-Being contracted to what it-is-notyet: in ‘projection’ (Entwurf) of itself.466 Within everyday inauthentic Dasein the
461
Being and Time, 224.
Being and Time, 224.
463
For Heidegger’s introducing of the notion of ‘conscience,’ see Being and Time, 313ff.
464
For Heidegger’s introductory sketch of ‘the structural manifoldness of care,’ as spied first in human
future-oriented ‘Being-ahead-of-oneself’ that is also a ‘Being-already-in’-and-‘alongside’ the world and
its concerns, see Being and Time, 235-241.
465
Being and Time, 241.
466
See Being and Time, 235-241. Regarding Heidegger’s notion of ‘projection,’ Macquarrie and
Robinson note that Entwurf retains senses of ‘“throwing” something “off” or “away” from one,’
alongside the more familiar English senses of projection as ‘“designing” or “sketching” some “project”’
(Being and Time, 185 n. 1). Heidegger will later exploit the former sense of Entwurf when he describes
462
143
tension implied in these two sides of Dasein resolves itself via a ‘levelling off of
Dasein’s possibilities’ and a ‘dimming down of the possible’ within Dasein’s pursuit of
the ready-made interpretations offered by the “they.”467 In such a case, inauthentic
Dasein’s ahead-of-itself potentiality-for-Being is diverted into a mere ineffectual
‘wishing’ and ‘hankering after’ possibility.468
However, Being and Time also sketched Dasein’s alternative existentiell possibility of
authenticity, which Heidegger supposed reveals Dasein’s decisive unity and identity.
Heidegger proposed two essential elements to this authenticity: an awakening of silence
and renewed discourse (already sketched), on the one hand, and a further awakening of
Dasein’s identity as possibility, on the other.
Authentic Dasein is Dasein that resolves to have a conscience and to hearken to its
silent ‘call,’ which is the call of care itself.469 Conscience presses upon Dasein the
ineradicable ontological ‘guilt’ that attaches to its ‘null’ (nichtig) existence as a ‘thrown
projection.’470 Authentic Dasein never forgets this. The most salient outcome of the call
of conscience is to interrupt the busy chatter of Gerede. Conscience calls Dasein away
Dasein’s projective ‘Being-free for its existentiell possibilities’ as itself ‘null’ (nichtig), on the grounds
that freedom achieves itself only after some possibility has been chosen and thus consists ‘in tolerating
one’s not having chosen the others and one’s not being able to choose them’ (ibid., 331; and see
Macquarrie and Robinson, ibid., n. 1). In this way, the nullity of Dasein’s existential projection coincides
with the existential nullity of its factical ‘thrownness’ (ibid., 330). As potentiality-for-Being, Heidegger
explains, Dasein ‘always stands in one possibility or another: it constantly is not other possibilities, and it
has waived these in its existentiell projection’ (ibid.). Heidegger is determined never to explain Dasein in
terms of some underlying positive subjectivity. We might perhaps say here that Dasein throws itself away
in its potentiality-for-Being, just as much as it is also thrown away from itself in facticity. However, what
I am interpreting here as Dasein’s self-cancellation ‘does not mean that it has the ontical property of
“inconsequentiality” or “worthlessness”,’ according to Heidegger, for ‘what we have here is rather
something existentially constitutive for the structure of the Being of projection’ (ibid.). Ontological
nullity, it appears, can fund ontic consequence and worth.
467
Being and Time, 239.
468
Being and Time, 239-40.
469
See ‘The Character of Conscience as a Call’ and ‘Conscience as the Call of Care’ (Being and Time,
317-325).
470
See note 463 above.
144
from what “they” already understand and confidently regurgitate, into an existentiell
‘reticence’ able to punctuate (and even perhaps marinade) new truthful discursive
possibilities.471
At the same time, according to Heidegger, authentic Dasein also ‘anticipates’ and ‘runs
ahead’ with its own potentiality-for-Being, which it understands as ‘Being-towardsdeath.’472 For, future-oriented Dasein is able to understand its death as its most
essential, eventual and individuating possibility (no-one can die my own death for
me).473 Yet the exploratory anticipation of this possibility also presents Dasein with its
own vertiginous impossibility, for Heidegger observes that Dasein cannot be dead. For
this reason, Dasein finds its mortal possibility cast upon a limitless (non-) horizon,
seeing as its ultimate possibility ‘gives Dasein nothing to be “actualized,” nothing that
Dasein, as actual, could itself be.’474 Consequently, Dasein’s possibility can reveal itself
only as ‘“greater and greater” […] such that it knows no measure at all, no more or less,
but signifies the possibility of the measureless impossibility of existence.’475 In
Heidegger’s paradoxical thinking, authentic Dasein seizes upon its own constitutive
possibility as the possibility that belongs peerlessly to its own impossibility and
powerlessness. Put in a more positive-sounding way, Dasein’s mortal possibility ‘offers
no support for […] “picturing” to oneself the actuality which is possible, and so
forgetting its possibility’; and as a consequence, the existentiell anticipation of Dasein’s
possibility as a Being-towards-death ‘makes this possibility possible’ for Dasein, ‘and
sets it free as possibility.’476
471
See Being and Time, 342ff.
See Being and Time, 304-311.
473
See Being and Time, 284.
474
Being and Time, 307.
475
Being and Time, 307.
476
Being and Time, 307.
472
145
To conclude this stage in his presentation, Heidegger then sketched how in Dasein’s
existentiell authenticity, the anticipation of death works to provoke conscientious
resoluteness, within which resoluteness, in turn, mortal anticipation is itself enfolded.
Authentic Dasein thus holds itself in an attitude of ‘anticipatory resoluteness.’477
I. iii. On the Way to Language
Heidegger’s account of existentiell authenticity in Being and Time was always oriented
towards ontology and philosophical understanding, rather than any immediately
practical programme. Existentiell authenticity reveals the Being of Dasein in the full
condition of its “there.” This revelation of Dasein, in turn, would open the path into a
simultaneous deconstruction and retrieval of the philosophical tradition, Heidegger
believed. In the self-redemption of authentic Dasein, however, Dasein is in no way
saved from its enduring ontological conditions associated with everydayness, such as its
falling, guilt and nullity. Neither is it saved from existing in simultaneous truth and
untruth, but instead, Heidegger’s claim is merely that authentic Dasein is able to hold
open its understanding under these conditions.478 Anticipatory resoluteness ‘springs
from a sober understanding of what are factically the basic possibilities of Dasein.’479
The final chapters of Being and Time build upon this possibility for authentic (self-)
interpretation to explore the temporality inherent to Dasein’s existence and
477
See Being and Time, 349-358.
‘In anticipatory resoluteness, Dasein holds itself open for its constant lostness in the irresoluteness of
the “they” […] As a constant possibility of Dasein, irresoluteness is co-certain.’ Authentic Dasein
perceives its own essential ‘indefiniteness’: for ‘Dasein is equiprimordially in the untruth’ (Being and
Time, 356).
479
Being and Time, 358.
478
146
understanding, in its everydayness and in the ‘historicality’ that authenticity
embraces.480
In this way, Heidegger’s focus in Being and Time was on interpreting the meaning of
Dasein as a gateway to the meaning of Being, rather than on the existentiell quality of
human authenticity for its own sake. Nevertheless, in a brief moment that follows his
account of anticipatory resoluteness, Heidegger did venture to report to his readers that
‘the sober anxiety which brings us face to face with our individualized potentiality-forBeing’ brings with it ‘an unshakeable joy in this possibility.’481 Almost immediately,
however, he drew back from analysing any such ‘basic mood,’ citing as his reason ‘the
limits which we have drawn for the present Interpretation by aiming towards
fundamental ontology.’482 But even this much seems to allow that Being and Time’s
ontological conclusions might be linked to a class of correlative (and perhaps
corroborative) personal and historical experiences, both in the past and to come. If so –
and perhaps it can hardly be otherwise – then much focus will surely turn towards what
kinds of personal and political experiences might correlate with this event of ontological
disclosure. We know that Heidegger was drawn into Nazi politics in the early 1930s, for
example.483 On the other hand, he also would oppose Sartre’s existentialist theory and
rhetoric as being fundamentally at odds with Being and Time and his intentions.484
Questions about the kinds of experiences that authentic Dasein implies are also pressed
upon us by the specific difficulty of determining how one should recognise cases of
‘anticipating’ or ‘running ahead’ with one’s own death, in practical and existentiell
480
See Division Two, Chapters IV, V and VI of Being and Time.
Being and Time, 358.
482
Being and Time, 358.
483
For a discussion of Heidegger’s brief Rectorship of the University of Freiburg in 1933, including his
infamous rectoral address in that year, see George Pattison, Routledge Philosophy Guidebook to the Later
Heidegger (London: Routledge, 2000), 25-46.
484
See Heidegger, ‘Letter on “Humanism”’ (1946) in Heidegger, Pathmarks, 239-276.
481
147
terms.
Alternatively, on the other hand, perhaps we should play down Heidegger’s seemingly
revelatory report, and treat his passing invocation of joy as a rogue note within his
impassive ontological ‘Interpretation.’ But would this be wholly coherent? Dispense
with corroboration via exceptional experience, and might not Heidegger’s central and
defining analysis of ‘authentic’ Dasein be rather too cut off from hermeneutical facticity
and lived experience? Would it reduce towards merely deductive argument? The forementioned analysis of death and possibility provides a signal case in point: there, the
singularity of Dasein’s potentiality-for-Being appears to be deduced in logical fashion
from its mortality. Can Heidegger’s ontological account of existence really exist
independently of some corresponding ontic account of experience?485
As it happens, Being and Time complemented the aspects of its account that might
perhaps seem deductive with a presentation of ‘care’ that stressed a particular quality of
ontic experience. Nowhere does the latter impinge more nearly or saliently upon Being
and Time’s ontological discussion than in that work’s analysis of anxiety, as the ‘basic’
existential ‘state-of-mind’ (Befindlichkeit) of Dasein through which Dasein is disclosed
to itself as care.486 Heidegger explains that the ontological concept, ‘state-of-mind’, ‘is
ontically the most familiar and everyday sort of thing; our mood [Stimmung], our
Being-attuned [Gestimmtsein].’487 And indeed, it is this intimate connection between
485
As we will explore in section II below, Being and Time rather deprecated discussion of experience in
favour of his governing discourse concerning Dasein’s existence. By contrast, Gadamer fashioned his
own account of hermeneutic experience in opposition to various prevalent notions of experience.
486
‘As one of Dasein’s possibilities of Being [– i.e., one of Dasein’s existential characteristics –], anxiety
– together with Dasein itself as disclosed in it – provides the phenomenal basis for explicitly grasping
Dasein’s primordial totality of being. Dasein’s Being reveals itself as care’ (Being and Time, 227). See
also section 40 of Being and Time, entitled ‘The Basic State-of-mind of Anxiety as a Distinctive Way in
which Dasein is Disclosed’ (ibid., 228-235).
487
Being and Time, 172.
148
existential Befindlichkeit and the latter’s more or less authentic manifestations in
existentiell Stimmungen and Gestimmtsein that seeks to ground Heidegger’s analytic of
Dasein in Dasein’s facticity. Above all, it is as Dasein discovers itself constitutionally
anxious in the face of the uncanniness of its Being-in-the-world, that the wall between
experience and existential ontology appears permeable in Heidegger’s account. This
permeability briefly comes into its own at the point where, as we have seen, Heidegger
is prepared to correlate properly appropriated existential anxiety with (strangely
enough) existentiell ‘unshakeable joy.’488
Nevertheless, by focussing its analysis squarely on Dasein’s ontological potentialityfor-Being – and, eventually, on Dasein’s alleged existentiell possibility of being
‘authentic’ in the face of factical thrownness – Being and Time risked consorting with
artificial constructions removed from facticity and corroborative self-evidencing
experiences alike. Either way, one may ask, on inner-Heideggerian grounds, quite how
phenomenologically and hermeneutically attentive Being and Time is itself. According
to the work’s internal logic, we are presumably intended to credit Being and Time as
paradigmatically ‘authentic’ discourse. But is authenticity assured by either
argumentative brilliance or declamatory tone? As the Heidegger character (‘An
Inquirer’) remarks to his Japanese companion in Heidegger’s later ‘A Dialogue on
Language,’ ‘[t]he fundamental flaw of the book Being and Time is perhaps that I
ventured forth too far and too early.’489
The Japanese here replies that the same cannot be said of his companion’s thoughts on
language (about which Being and Time offered little more than hints). This is a good
488
‘Along with the sober anxiety which brings us face to face with our individualized potentiality-forBeing, there goes an unshakeable joy in this possibility’ (Being and Time, 358).
489
Heidegger, ‘A Dialogue on Language,’ 7.
149
juncture, therefore, to turn away from Being and Time to ‘A Dialogue on Language.’
The Inquirer and the Japanese in this dialogue go on to explore together the nature of
language. They acknowledge an extreme distance to be observed between their
respective European and East Asian traditions, but the observance of this distance only
instils a searching reserve that is presented as being entirely appropriate to the question
at hand. At each point, the dialogue partners haltingly and reticently anticipate the
possibility that their dialogue on language might be, or become, a genuine one. (Yet:
‘Are we not attempting the impossible?’ asks the Japanese near the end.)490
Both participants remain haunted by the ‘danger’ of speaking anything at all on this
question. However, eventually, the Japanese trusts himself and the dialogue enough to
put forward a Japanese word (“Koto ba”) that he believes may hint at the nature of
language.491 Pronouncing this Japanese word, once interpreted, ‘wondrous’ and
‘inexhaustible to our thinking,’ the Inquirer further notes that he himself has long ‘been
loath to use the word “language” when thinking on its nature.’492 Instead, he suggests
‘Saying’ as a name for ‘that essential being which your Japanese word Koto ba hints
and beckons.’493 But as regards this ‘mystery of Saying,’ as the Japanese soon
corroborates, ‘we are surrounded by the danger’ of either ‘talking too loudly about the
mystery’ or else ‘missing its working.’494 The Inquirer agrees: ‘To guard the purity of
the mystery’s wellspring seems to me hardest of all.’495
As to the manner of practical approach that the companions require here, the Inquirer
490
‘A Dialogue on Language,’ 53.
The Japanese explains Koto ba as ‘the petals’ (ba) that stem from ‘the happening of the lightening
message of the graciousness that brings forth […] holding sway over that which needs the shelter of all
that flourishes and flowers’ (Koto) (‘A Dialogue on Language,’ 47).
492
‘A Dialogue on Language,’ 47.
493
‘A Dialogue on Language,’ 47.
494
‘A Dialogue on Language,’ 50.
495
‘A Dialogue on Language,’ 50.
491
150
determines that they must seek after a dialogue of language that will avoid basically
speaking about language.496 Nor will this dialogue be furthered by new presentations of
Being and Time’s famous ‘circle’ between interpretation and human existence-asunderstanding: such presentations too are ‘superficial.’497 Instead, as the Japanese
observes, in this dialogue ‘called for from out of language’s reality’498 (that is, out of
the mystery of Saying and of Koto ba) ‘everything would hinge on reaching a
corresponding [human] saying of language.’499 The Inquirer replies: ‘Only a dialogue
could be such a saying correspondence.’500
In this very singular kind of human dialogue, however, silence will predominate.
‘Keeping silent [out of] silence’ will here say more authentically than any words, and
form a ‘constant prologue to the authentic dialogue of language.’501 If such a dialogue
were to occur, the companions concur, none ‘would find in all this a serviceable
clarification of the nature of language.’ (‘That nature will never be found as long as we
demand information in the form of theorems and cue words.’)502 Yet, still, the Inquirer
expresses his hope that ‘many a man could be drawn into the prologue’ of such an
happening, ‘once he keeps himself ready for a dialogue of language.’ And indeed, it
seems to the Japanese ‘as though even we, now, instead of speaking about language,
496
‘Inquirer: Speaking about language turns language almost inevitably into an object. Japanese: And
then its reality vanishes’ (A Dialogue on Language,’ 50). As the Japanese has observed earlier: ‘We
Japanese do not think it strange if a dialogue leaves unidentified what is really intended, or even restores
it back to the keeping of the undefinable.’ His companion agrees that only in allowing for such
undefinition does a dialogue ‘take care that that undefinable something not only does not slip away, but
displays its gathering force ever more luminously’ (ibid., 13).
497
See Being and Time, 194-5 for the famous image of the hermeneutical circle (and section I. i., above
here). Here in the ‘Dialogue,’ however, the Heidegger-Inquirer avoids returning to this image to function
as a touchstone for thinking: the ‘necessary acceptance of the hermeneutic circle does not mean that the
notion of the accepted circle gives us an originary experience of the hermeneutic relation […] and in that
respect, that talk of a circle always remains superficial’ (‘A Dialogue on Language,’ 51).
498
‘A Dialogue on Language,’ 51.
499
‘A Dialogue on Language,’ 52.
500
‘A Dialogue on Language,’ 52.
501
‘A Dialogue on Language,’ 53.
502
‘A Dialogue on Language,’ 54.
151
had tried to take some steps along a course which entrusts itself to the nature of
Saying.’503
Arguably, Being and Time remained, despite itself, vestigially in thrall to something
like a transcendentalist’s dream of casting a meta-interpretative net over Dasein and its
world. By comparison, late Heidegger’s later thought pursued the hermeneutical issue at
the heart of Being and Time beyond all attempted definitive accounts of Dasein’s
existential structures, into a meditation on the endless mystery of language.
II. Concepts of hermeneutic experience
In this last section to this chapter, I shall turn attention to the concepts of ‘experience’
entertained in the hermeneutical tradition in the wake of Heidegger, and offer some
observations concerning Tracy’s self-styled ‘empirical’ hermeneutical thinking in this
connection.
II. i. Heidegger and Gadamer on ‘experience’: Erlebnis and Erfahrung
In section 10 of Being and Time, Heidegger considers how ‘the analytic of Dasein is to
be distinguished from anthropology, psychology, and biology.’504 Already before
Husserl, Heidegger notes, philosophies of life and personalisms had attempted to
recover and retain the distinctive character of human experience as an essential issue
503
504
‘A Dialogue on Language,’ 54.
Being and Time, 71.
152
that requires to be thought in the face of the empirical sciences.505 In this regard,
Heidegger proposes to view the work of Wilhelm Dilthey as exemplary in both its value
and its inherent limitations. For Heidegger notes how Dilthey organised his thought
around ‘the perennial question of “life” [Leben],’ both ‘as a whole’ and in terms of its
‘Experiences’ (Erlebnisse).506 In a translators’ note here, Macquarrie and Robinson
observe that for Heidegger, ‘[a]n “Erlebnis” is not just any “experience” (“Erfahrung”),
but one which we deeply feel and ‘live through.’507 Heidegger goes on at this point to
cite with at least some approval Max Scheler’s contention that a person is ‘the unity of
living-through [Er-lebens] which is immediately experienced in and with our
Experiences [Erlebnisse].’508
In actuality, however, Being and Time found philosophical analyses of Erleben wanting,
as their analyses of life failed to grasp the essence of the phenomenon they put in
question. To achieve their proper ends, Heidegger suggested, the various analyses of
life and personality needed an analysis of personal Being, such as would be
accomplished within the analytic of Dasein.509 Only this kind of ontological-existential
analysis, Heidegger thought, could truly succeed in illuminating the essence of human
(ontic) experience. I have argued earlier in this chapter that Being and Time’s attempt at
having the question about Existenz swallow every question about experience resulted in
difficulties over quite how Heidegger intended to include or recover the latter within the
former.
The irony in Heidegger’s translators comparing the concept of Erlebnis-experience
505
See Being and Time, 72-3.
Being and Time, 72.
507
Translators’ footnote, Being and Time, 72 n. 1.
508
Being and Time, 73.
509
Being and Time, 73.
506
153
favourably to mere Erfahrung is that Heidegger celebrated the former only insofar as
this concept pointed towards questions that, even so, it and the philosophy of Erleben
could not raise properly. In Being and Time, at least, Heidegger deprecated ‘experience’
as a merely ontic category in comparison to the ontological categories of Being and
existence. Apparently mindful of the obscurities of Being and Time’s ontic-ontological
opposition, however, Gadamer would complete the irony noted in the previous sentence
by developing his own idea of hermeneutic Erfahrung, specifically as a counter to
modern notions of Erlebnis.
Gadamer told how Erlebnis-experience emerged as an idea in the nineteenth century,
partly in association with the rise of German biography.510 Erlebnis-experience served a
notion of personal cultivation (Bildung) that one achieves by living through and
marshalling experiences (Erlebnisse) that expand one’s essential self-awareness.511
Thus, according to Gadamer, Dilthey conceived human experience as a series of distinct
occasions that attain to meaning and unity by way of a cosmic power that resides within
subjectivity, which the Erlebnisse serve to develop and reiterate. Gadamer consequently
viewed the category of Erlebnis-experience as, in essence, a flawed attempt to weld the
empiricist mindset to elements of Romantic subjectivism and pantheism. As Gadamer
wrote: ‘Dilthey’s concept of Erlebnis clearly contains two elements, the pantheist and
the positivist, the experience (Erlebnis) and still more its result […] This is not an
accident, but the result of his own intermediate position between speculation and
empiricism.’512
510
The noun Erlebnis arose from the older verb erleben, apparently in the second half of the nineteenth
century. For an account of this history, see Truth and Method, 53-55.
511
See Truth and Method, 56-61.
512
Truth and Method, 56.
154
Gadamer came to see the concept of Erlebnis as emblematic of a whole class of doomed
nineteenth- and early-twentieth-century attempts (culminating in Dilthey) to defend
human historical and moral existence as an independent object of study, in the face of
the power of the natural sciences. The major problem with the human science of
Erlebnis-experience, as Gadamer saw it, was that it submits itself to the methodical
paradigm of the natural sciences from the moment it conceives ‘experiences’
(Erlebnisse) for its objects of inquiry. In Gadamer’s view, every attempt to posit these
Erlebnisse as distinctively human objects inevitably invokes some sort of ahistorical
cosmic subjectivity supposedly given along with them, and so misrepresents the
thoroughly historical nature of human experience.
To illustrate this last point, Gadamer began Truth and Method by considering the case
of art, which he found presented as an exemplary instance of Erlebnis in much of
nineteenth century aesthetic theory after Kant. As Erlebniskunst, art was understood to
perform a priestly role in revealing to us the immediate truth of our individual
subjective lives as participations in an infinite whole.513 In Erlebniskunst, furthermore,
our subjectivity was thought to become present to us through a symbolic function that
fundamentally outstrips all the artwork’s specific historical contents and any related
dimensions of allegorical commentary.514 Against this Romantic reading, Gadamer
insisted that the meanings carried by artworks – like those carried by texts or people –
lie in their belonging to history and not their imagined transcendence of it. Attempts to
tear the significance of art-works away from their historical contexts make for strained
and unlikely art-theory. But even more fundamentally, Gadamer thought, they falsify
human experience by their appeals to ‘immediacy, to the instantaneous flash of genius,
513
514
Truth and Method, 61.
See Truth and Method, 62-70.
155
to the significance of “experiences,”’ ahead of ‘the hermeneutic continuity which
constitutes our being.’515
In opposition to this idea of experience as Erlebnis, therefore, Gadamer pursued his
own concept of ‘hermeneutic experience’ (Erfahrung). Erfahrung here names the way
in which understanding – as historical and, above all, as tradition, for Gadamer – takes
place on a plane that is altogether more fundamental than that of all secondary
distinctions between objects known or felt and subjects who witness reflectively to their
knowledge or feeling of those objects. Hermeneutic Erfahrung is the tradition and
language that, according to Gadamer, actually bears us along in history: in fact, for
Gadamer, this Erfahrung constitutes history insofar as history appears for us at all.
As Joel Weinsheimer and Donald G. Marshall summarise in their Translators’
Introduction to the Continuum edition of Truth and Method, for Gadamer ‘Erlebnis is
something you have, and thus is connected with a subject.’ Erfahrung, on the other
hand, ‘is something you undergo, so that subjectivity is overcome and drawn into an
“event” (Geschehen) of meaning.’ Erfahrung names the ‘ongoing integrative process in
which what we encounter widens our horizon.’516 Erfahrung is thereby ‘the basis in our
actual lives’ for our playful immersions in artistic presentation (Darstellung) and in the
intellectual ‘dialogue of question and answer.’517 It is by these immersions, according to
Gadamer, that we participate in the living presence of artworks, texts and language.
515
Truth and Method, 83-4. ‘Since we meet the artwork in the world and encounter a world in an
individual artwork, the work of art is not some alien universe into which we are magically transported for
a time. Rather, we learn to understand ourselves in and through it, and this means that we sublate
(aufheben) the discontinuity and atomism of isolated experiences in the continuity of our own existence’
(ibid., 83).
516
Truth and Method, xi-xxiv: xiii-xiv.
517
‘Translator’s Preface,’ xiii.
156
II. ii. Tracy’s account of experience
In some respects, Tracy’s account of experience has often looked more Diltheyan than
Gadamerian, consistently highlighting a sense of the original radical plurality of
experience – its ‘buzzing, blooming confusion,’ to quote William James518 – which,
nevertheless, language and subjectivity together somehow engage. For a period during
the 1970s and ‘80s, indeed, Tracy reckoned to anchor every meaningful unity of
experience in an immediately given unity of subjectivity, according to the latter’s
analogy to God as cosmic subject.519 However, as the possibilities and difficulties of
discursive tradition came increasingly to dominate Tracy’s thought, displacing such
Diltheyan echoes, so Tracy moved towards a recognisably hermeneutical account of
experience. Although his approach has remained more Jamesian and ‘piecemeal’520 than
anything we find in Gadamer, Tracy’s thinking came to reflect Gadamer’s sense that
‘experience’ is always predicated upon occasions of historical-linguistic understanding.
And yet Tracy’s comparably pluralistic and piecemeal approach needs highlighting.
Tracy has consistently tended to think of different bodies of discursive experience and
different kinds of experience as being really distinct from each other, in ways that need
to be thought. In a recent essay, he finds it a problem, for example, that ‘Gadamer
unfortunately usually speaks of “the tradition”’ rather than of plural “traditions.”’521
Furthermore, from his early work forwards, Tracy has also tended to treat the various
cognitive, moral, existential and explicitly religious aspects of human lives as
518
See notes 523 and 524 below.
See Chapter 2 section II, above.
520
Tracy, Dialogue with the Other: The Inter-religious Dialogue (Louvain: Peeters Uitgeverij, 1991), 31.
A good introduction to James’s philosophical world-view can be found in William James, A Pluralistic
Universe: Hibbert Lectures at Manchester College on the Present Situation in Philosophy (London:
Longmans, Green, and Co., 1909).
521
‘Western Hermeneutics,’ 7.
519
157
comprising relevantly distinct fields of experience, even as he has also tended to locate
similarities between these in their similar encounters with transcendent-immanent
‘limit’-reality.522
Characteristically, Tracy has sought to project the plurality of human experiences onto
an active hope, fragmentarily rewarded, that a transcendent-immanent power is present
on our behalf to fabricate liveable analogies of identity and solidarity for us amid the
buzzing, blooming confusion that remains one primary and enduring truth of human
experience. Related to this, Tracy has been very much more reluctant than Gadamer to
model fully human (linguistic) experience as if its identity as ‘historical’ rendered it
wholly discrete from non-linguistic (animal or infant) experience. Gadamer’s idea tends
to imply that distinctively human, linguistic, experience proceeds entirely within and
according to its own circle of historical tradition, conditioned at most only externally
and in wholly general terms by the material processes and happenings that support and
inform animal life. In the late 1980s, by contrast, as we have seen, Tracy quoted
James’s invocation of ‘buzzing, blooming confusion’ as a description of ‘experience
itself’: that is, the experience that we are always seeking to understand.523 James
himself had employed this expression with specific reference to the human baby’s first
pre-linguistic impression of the world.524 With this in mind, it may help interpret
Tracy’s position to say that, for him, human ‘linguistic’ and ‘non-linguistic’ experience
522
See the chapter on ‘the religious dimension of common human experience and language’ in Blessed
Rage [1975], pp. 91-118, which proposes that common experiences of ‘limits-to’ human experience lead
to disclosures of an encompassing ‘limit-of’ reality as a ‘religious dimension’ of experience. See also
Tracy’s recent essay on hermeneutics, in which he argues that ‘experiencing a limit to hermeneuticaldialogical understanding’ can ‘open dialogue to new nondialogical ways of thinking in the transcendentimmanent realm of the Infinite, the Incomprehensible, the Impassable, and […] the Impossible’ (‘Western
Hermeneutics,’ 1). These latter are Tracy’s new expressions for what he once termed the ‘religious
dimension’ of existence.
523
Tracy, Dialogue with the Other: the Inter-Religious Dialogue Dialogue (Louvain: Peeters Uitgeverij,
1991), 28.
524
William James, The Principles of Psychology (Cambridge, MA: Harvard University Press, 1981), 462
158
affect each other internally and at every point, in ways that must always contaminate the
competing alleged purities of both Gadamerian linguistic understanding and empiricist
explanation alike.525 For Tracy affirms intelligibility in things and language on neither
the sole basis of inexhaustible historical-linguistic ‘spirit’ (as Gadamer), nor the sole
basis of a material causal system (as in Humean naturalism).
In effect, I suggest, Tracy has taken as his starting assumption a jointly material and
spiritual-linguistic reality of consequently unforeseeable plurality. In the midst of such
experience, he has sought plausible philosophical and theological routes for intimating
and invoking (or naming) a gracious power for reason – simultaneously ‘person-like’
and yet also disproportionate to us – such as religious people, in particular, tend to
experience in distinct and pervasive ways as giving itself to sustain them and the
world.526 Tracy has pursued increasingly pluralizing meditations upon the forms of
historical reason that might plausibly be available today, never conceding that the
rational, moral and religious subject need be disavowed or wholly dispersed.
The next chapter will examine in greater detail this pluralistic and ‘empirical’ side of
Tracy’s hermeneutical thinking.
525
In a recently published essay, Tracy writes that the infant human being before language ‘certainly
experiences the ocean,’ although she ‘has very little intelligible understanding of that powerful
experience.’ Tracy also writes that ‘insofar as we understand reality at all,’ we do so through language
(‘Western Hermeneutics,’ 7).
526
Labelling God ‘person-like,’ Tracy has written recently that the ‘Impossible Real’ named as ‘God’ is
also ‘meta-personal: an individual energy-event distinct from but related to the whole that reveals
Himself-Herself as origin, sustenance, and end of all reality’ (‘On Longing: The Void, The Open, God,’
eds. Stephan van Erp and Lea Verstricht, Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag,
2008), 15-32: 29).
159
CHAPTER 6
‘The Self’ in Tracy’s ‘Empirical’ Hermeneutics
I’m Anglo-American; so was Lonergan. We’re empirical. Yes I do
phenomenology, but it is always with this empirical sense.527
As we saw in Chapter Three, Tracy’s phenomenology in Plurality located an event and
process of truth-as-‘manifestation’ (or ‘disclosure-concealment-recognition’) at the
heart of conversation-dialogue, through which distinct things and selves become
intimate and permeable to each other by means of a transcendent-immanent cosmicdiscursive power.528
Tracy’s ‘empirical’ modification of Gadamer helped to protect his theory at that time
from two contrasting unwanted consequences of the Heidegger-Gadamer ‘short route’
to ontological conclusions. First, Tracy distanced himself from Gadamer’s ontology of
language and tradition which denied first-rank importance to empirical inquiry or to
critical-suspicious theory. Second, this concept of disclosure-concealment-recognition
carried with it a heightened sense of the empirical subject, and this sense helped to
counter any slide into a Heideggerian self-cancelling play of disclosure and
concealment that would dissolve the identity of conversation altogether.
Underpinning Tracy’s modification of a continental philosophical tradition lay a
humanistic notion of ‘experience’ that had been developed mostly in America. William
James, in particular, had helped to forge and defend a ‘radical empiricism’ that
527
528
Tracy, ‘Interview,’ ln. 264-5.
See Plurality, 28-30, and Chapter 3 sections I and II, above here.
160
considered itself deeper and richer than British sense-empiricism.529 However, in this
chapter we will review some thinkers who have suspected that James and related
American liberal and process traditions have incorporated too many unexamined
blandly humanistic (even theistic) assumptions. For all of James’s own marked interest
in imagination and affect, these philosophies seem to have excluded from the start any
suspicion that we might be deluded when we presume our own essentially rational
identities as human individuals. In this chapter we will encounter Paul Tillich, Michel
Foucault and Richard Rorty each in their various ways recovering the thought of
Friedrich Nietzsche (1844-1900) to question key assumptions of the American humanist
tradition.
In contrast to Tracy, for example, Richard Rorty was developing during the 1980s a
linguisticised anti-realist version of the Jamesian tradition. Rorty was happy to reduce
our experiences of knowing to ungrounded experiences of linguistic play, with the
riches of human experience being more generally reduced to a private good.530
The tenor of Tracy’s own response to Rorty’s proposals in the 1980s is aptly reflected
in the title ‘Halting the Post-Modern Slide’ that Jeffrey Stout gives to his chapter on
Tracy in Stout’s Ethics After Babel (1988).531 At the same time as attempting to hold
lines against Neo-Nietzscheans, Tracy has also been consistently convinced that
529
James’s ‘revisionary notion of experience,’ writes Tracy, refused to limit itself merely ‘to sense
experience (as in British empiricism), but includes feelings, mood, and what Whitehead (here influenced
by James) named non-sensuous perception’ (Tracy, ‘The Question of Criteria for Interreligious Dialogue:
On Revisiting William James’ in Tracy, Dialogue With the Other (Leuven: Peeters Uitgeverij, 1990), 2747, 36-7). See also William James, Essays in Radical Empiricism (Lincoln, Ne.: University of Nebraska
Press, 1996).
530
See Richard Rorty, Philosophy in the Mirror of Nature (Princeton: Princeton University Press, 1979);
also Rorty, Contingency, Irony and Solidarity (Cambridge: Cambridge University Press, 1989); and I. ii.
below in this chapter.
531
See Jeffrey Stout, Ethics after Babel: the Languages of Morals and their Discontents (Boston: Beacon
Press, 1988).
161
Christian theology and thinking requires explicit theological reason in, amongst other
things, an empirical-realist register. Even since around 1990 and his abandonment of
theism as the ground for theology, Tracy has not looked towards the legacy of
positively anti-theistic existentialist idealism for theology, as did Paul Tillich for
example. And neither has Tracy been satisfied with Paul Ricoeur’s marked Kantian
circumspection about transcendental knowledge. Tracy thinks that the religious saying
of ‘God’ needs more robust interpretation and explanation. And for all his deepening
engagements with phenomenology, from the 1970s to the present day, Tracy’s
philosophical, religious and theological commitments have retained an enduringly
empirico-realist aspect.
In the case of Plurality, what perhaps most stood out – at least for Tracy’s critic Gerard
Loughlin, as we have seen532 – was the figure of the rationally and morally aware self,
as an apparently unassailable principle that confronts the discursive world. This self
appeared to be fundamentally capable of truth and goodness, according to Tracy,
confident in its possession of the measure of every kind of question and challenge. In all
its experiences, this self is always on its way to really knowing the reality of things.533
In part, Plurality’s stress on the cognitive and religious self is a legacy of Tracy’s
teacher, Bernard Lonergan, whose influence on him will also be reviewed in this
chapter. But as will become apparent, the wholly unassailable self apparently theorized
in Plurality owed more to the Jamesian tradition than to Lonergan, for whom the
dogmatically attested reality of sin inaugurates a genuine crisis in selfhood. My
532
See Chapter 4 section I, above.
Here John Dewey can serve as an original example of the pragmatic empirical attitude. According to
Dewey, the search for metaphysics-like levels of knowledge fit to secure general human understanding
and to guide human conduct ‘is a practical exercise, made possible by [empirical] knowledge of the
recurrent and stable, of facts and laws’ (Experience and Nature, xi).
533
162
argument here will be that Tracy’s current ethical emphasis on ‘approaching the self
through the other’534 in fact reincorporates more of that Lonerganian approach. The
sinful and closed-off self has become, for Tracy today, an absurd, imprisoned and
distorting perspective upon the world: a less-than-self that keeps needing to be shattered
so that something better can come to be.
A key question that Loughlin posed to Plurality was ‘what is this “self” and where does
it come from?’535 This chapter will explore the force in this question, and its relation to
the continuing but shifting ‘empirical’ and pluralistic aspects of Tracy’s thinking. For
one key challenge for Tracy in the past and now has been how to think rigorously and
theologically while still honouring human experiential plurality. In a recent interview,
Tracy himself does not hesitate to associate this concern with a characteristically
American outlook:
I am American […] Unlike Europeans, I am much more likely, after William
James, to want to allow greater variety and to celebrate plurality. How can you be
American and not be for plurality?536
I. A Jamesian amongst the Nietzscheans
I. i. Relating William James to the hermeneutical self
In the late 1980s, Tracy turned to William James to enrich his hermeneutical theory
534
Tracy, ‘Interview,’ ln. 318-9.
Loughlin, ‘Review: Plurality and Ambiguity: Hermeneutics, Religion, Hope,’ 485; and see Chapter 4
section II, above.
536
Tracy, ‘Interviewed by Christian Sheppard – God: the Possible/Impossible’ in John Panteleimon
Manoussakis, ed., After God: Richard Kearney and the Religious Turn in Continental Philosophy (New
York: Fordham University Press, 2006), 351
535
163
further. In an echo of what James called his ‘piecemeal supernaturalism’ in interpreting
religious experience, Tracy proposed that his own thinking amounted to a ‘piecemeal
interpretation’ of the truth of religion and, hence also, experience in general.537
Tracy’s adaptation of James focused on three criteria for the rigorous interpretation and
evaluation of religious experience which James articulated in his The Varieties of
Religious
Experience:
namely,
‘immediate
luminousness,’
‘philosophical
reasonableness’ and ‘moral helpfulness.’538 ‘Immediate luminousness’ suggested to
Tracy his own concept of truth as beginning in the manifestation of what James himself
had called ‘suggestive possibility’;539 ‘philosophical reasonableness’ meanwhile
suggested to Tracy his sense that these illumined possibilities must be measured against
the other things one has good reason to think one knows;540 and, finally, Jamesian
‘moral helpfulness’ suggested to Tracy his own requirement that one should argue and
evidence the ethical and political value of one’s proposed interpretations of the truths of
things.541
These criteria, Tracy noted, were formulated for the ‘outsider’ interpretation and
evaluation of religious experiences. But Tracy noted that James also elsewhere
defended the reasonableness and morality of ‘insider’ perspectives and convictions of
religious believers themselves.542 In a controversial essay, The Will to Believe, James
had defended the rationality of religious belief on the grounds that the believer
537
Dialogue, 31.
‘An Uneasy Alliance Reconceived: Catholic Theological Method, Modernity, and Postmodernity,’
Theological Studies 50 (1989), 548-570: 560f.; and the chapter, ‘The Question of Criteria for
Interreligious Dialogue: On Revisiting William James’ in Dialogue With the Other (Leuven: Peeters
Uitgeverij, 1990), 27-47: 37ff. See William James, The Varieties of Religious Experience (New York:
The New American Library of Word Literature, 1958), 32.
539
Dialogue, 40ff.
540
Dialogue 44ff.
541
Dialogue 46-7.
542
Dialogue, 35f.
538
164
encounters a ‘live’ religious option experienced as possessing a power to ‘force’ her
into ‘momentous’ personal decisions to either accept or reject it.543 The burden of
James’s argument was that even if a believer is unable to provide overwhelming
rational evidence to others, her belief need not be therefore judged either foolish or
immoral.
Thus James propounded an individual’s moral and intellectual licence to believe
religion on the basis of irreducible personal experience. Tracy seems happy to echo this
licence with a certain caution, for he records the prominent complaint of James’s critics
– ‘from Royce to Russell, and even frustrated allies like Pierce’ – that James
underplayed the requirement for the believer to show how her beliefs cohere with other
everyday warranted beliefs that she shares (or ought to share) with her peers.544 Even
so, argued Tracy, the Jamesian expanded notion of experience invited thought about
more than simply the individual, in this way opening itself upon these questions. For,
once ‘experience’ has ceased to be reducible to the senses, one is forced to think about
‘experiences of relationships; the relation of self with itself, others, and with the
whole.’545 In Whiteheadian hands, in particular, this expansion would become the basis
for a return to cosmology, to metaphysics, even philosophical theology (as especially in
Hartshorne). It was in a time of metaphysical reticence, however, that Tracy made a
renewed return to James for help in articulating the kind of piecemeal interpretative
reason for which Tracy still hoped in the face of our ‘buzzing, blooming confusion’ of
experience.
543
Dialogue, 35-6; see William James, The Will to Believe and Other Essays (Cambridge: Harvard
University Press, 1983). James later conceded that his essay might have attracted fewer charges of
irrationalism had it been titled more accurately, ‘The Right to Believe’ (Dialogue, 35).
544
Dialogue, 37.
545
Dialogue, 37.
165
I. ii. NeoNietzschean disbelief: Richard Rorty
Tracy’s re-appropriations of William James at the end of the 1980s have much to
commend them in their openness to the plurality of human experiences. But their flaw
might seem to be Tracy’s presumption that the rationally and morally conscious human
individual is everywhere a primary meaning and referent of these experiences. Why
should we not imagine instead, with Nietzsche, that confusions and profusions of
experience overwhelm the supposedly ‘rational’ and ‘moral’ human self of
metaphysical fantasy?
In other words, if we are to inherit James today, it might be that we should give fuller
Nietzschean reign to James’s high valuation of personal experience. With Richard
Rorty, perhaps, we ought not to be seeking a rational self to determine the ‘truth’ of
things, so much as celebrating instead an ironised and purely private enjoyment of
human self-experience as the very highest human good. Could it be that this is just the
good that needs to be defended against all normalizing authoritarianisms that try to
prescribe this or that public ‘truth’ about what it is to be human?
Rorty accepted wholeheartedly the Jamesian tethering of philosophy to subjective
experience, but in this experience he found neither meaning nor truth, nor objective
norms nor criteria. In truth’s dangerous and delusory stead, Rorty proposed to cultivate
a discourse of public liberality and justice devoted to promoting and maintaining for all
people that meaningless but rich and happy sphere of the language-user’s private
enthusiasms.546 According to Rorty, it was the job of public liberality to defend this
546
See Richard Rorty, Contingency, Irony and Solidarity (Cambridge: Cambridge University Press,
1989), passim.
166
good for everyone equally, while maintaining a resolutely ironising attitude towards all
the particular contents and enthusiasms of people’s experience. Thus Rorty embraced
the utter contingency and non-universality (non-‘truth’) of all our words and existential
commitments, save alone the public ethic that pronounces a consistent ‘yes’ to those
private worlds. Registering language as, in effect, an encompassing surd that informs
our experience, Rorty turned the cultural empiricism (or empirical humanism) of
classical American pragmatists such as Dewey and James into an equally antipositivistic empiricism of language. For Rorty, language was the mirror of human
experience in which the Nietzschean void makes itself manifest.
Rorty commended keeping one’s public liberality insulated from one’s private
enthusiasms and commitments, which latter one should learn to treat with irony for their
own (and everyone’s) good. By strong contrast, back in Imagination, Tracy had railed
against the privatization of art and religion as a great sickness within modern culture
and politics. Rorty, we might say, proposed a general privatization of meaning as the
very constitution of a healthy public liberality. When religion crops up, furthermore, the
liberal Rorty proposed simply to ‘change the subject.’547 This latter tack of Rorty’s
invited a caustic response from Tracy, who suggested that Rorty was ‘here an elegant
spokesperson for the leisured classes,’ one filled with ‘the complacency of modern
empiricist culture’ in which the ‘only form of resistance is to change the subject.’548
And as the subject is changed, Tracy continued, ‘an already-embattled human subject’
is only ‘further impoverished,’ ready all the more to submit to ‘the unrelenting enforcers
of more of the same’ amidst ‘yet another superfluous vote in the endless plebiscite’ of
547
548
See Rorty, Philosophy in the Mirror of Nature (Princeton: Princeton University Press, 1979), 266-67.
Plurality, 85.
167
contemporary electoral politics.549
I. iii. Older Nietzschean disbelief: Paul Tillich
Rorty sought to expose American traditions of humanistic empiricism to a more radical
logic. In this regard, Paul Tillich’s critique of the American tradition in The Courage to
Be (1952) also proves uncannily prescient. For Tillich suggested there that the
American empirical tradition only saved itself from the incipiently Nietzschean logic
secreted within its empirical-naturalistic accounts of culture and value because of a
peculiarly American ‘happy inconsistency,’ through which it avoided the ‘selfdestruction’ prevalent in European naturalistic philosophies.550 What Tillich had in
mind probably applied also to Whitehead (and Tillich elsewhere offered criticism of
process theology on more strictly theological grounds),551 but he directed his critique
here more immediately against the ‘empirical naturalism’ of the American philosopher
John Dewey (1859-1952), who belongs with James within the family of American
humanistic empiricism.
Dewey had sought to affirm intelligible continuity between the process of nature and
human experience, teaching that ‘the foundation for value and the striving to realize it is
found in nature.’552 For his part, Tracy’s own empirical emphasis has never quite made
this claim, or, at least, he has never made it without interpreting ‘nature’ much more
broadly (that is, via a mix of transcendental-religious (Lonergan), personal549
Plurality, 111.
Paul Tillich, The Courage to Be (London: Collins, 1962), 121
551
See Charles W. Kegley and Robert W. Bretall, eds., The Theology of Paul Tillich (New York:
Macmillan, 1964), 339-340.
552
Dewey, Experience and Nature, xi-xii (Preface to the 2nd edition).
550
168
cosmological (Whitehead) and linguistic-ontological (Heidegger-Gadamer) analyses).
Tillich, meanwhile, associated the general ‘inconsistency’ in American empiricism with
an optimistic and conformist ‘courage to be as a part of the productive process,’ which
he perceived as pervading American culture and to which he contrasted the European
existentialist ‘courage to be as oneself’:553
The pragmatist philosophers are not always aware of the fact that courage to
create implies the courage to replace the old by the new – the new for which there
are no norms and criteria […] They do not realize that pragmatism in its logical
consequences (if not restricted by Christian or humanistic conformity) leads to
that courage to be as oneself which is proclaimed by the radical Existentialists.554
Tillich’s observations anticipate Rorty’s later post-modern announcement of the
Nietzschean consequences of American humanistic empiricism.555
It is easy to see how America, as a country founded upon extraordinary and potent
ideals regarding individuals’ political rights and liberties, might find those political
ideals entering also its traditions of moral philosophy and epistemology. Perhaps it has
been inevitable for the United States to engender the idea that individuals command
personal territories over which they possess not merely political rights but also
inviolable moral and intellectual rights. And where else would such rights function
more potently than in religion, that most personal of realms? In the land of the
theologian George Lindbeck556 and the anti-theologian Richard Rorty, the prestige of
553
See the sections entitled ‘Courage and Participation (The Courage to be as a Part),’ 89-113, and
‘Courage and Individualization (The Courage to Be as Oneself),’ 114ff. in The Courage to Be.
554
Tillich, The Courage to Be, 120.
555
As it happens, Rorty’s post-modern pragmatism also proposes a certain optimism through liberal
conformity (‘nihilism with a happy ending,’ someone has quipped), which is perhaps partly reminiscent
of what Tillich saw as the genius of American pragmatism.
556
For Tracy’s controversy with this proponent of a relativising confessionalism in religious thinking, see
Tracy, ‘Lindbeck’s New Program for Theology: a Reflection’ (Thomist 49/3 (1985), 460-472: 464. For
169
the sectarian and the private runs high.
Back in Imagination, Tracy waged a theological polemic against what he perceived as
his society’s widespread removal of religious existence onto private sectarian and/or
personal-sentimental ‘reservations of the spirit.’557 The full ‘publicness’ that Tracy went
on to insist was needed in religious thinking was partly his way of formulating his
Catholic orientation towards the whole creation, for which faith and revelation are the
perfecting of universal reason. However, Tracy’s call was also spoken very much into a
particular national-cultural milieu in which professedly private or separatist religion
claims uncommon practical and theoretical plausibility.
I. iv. More neoNietzschean disbelief: Michel Foucault’s scorn
According to Michel Foucault, on the other hand, the phenomenological tradition has
been a dead loss, an incoherent and self-deceiving melding of empiricism and idealism
given to mistaking itself for an analysis somehow more primordial than its confused
ingredients. In The Order of Things (Les Mots et les Choses, 1966), Foucault depicted
phenomenology as standing in the line of modern philosophy’s illusory attempts to
abstract transcendental doctrines of ‘Man’ from historically passing contingent
structures arisen to organize experience. Its confused and ultimately fraudulent mix of
empiricism and idealism gives rise, Foucault said, to that ‘empirico-transcendental
reduplication’ whereby empirical inquiry into human living and thinking kids itself into
Tracy’s critical engagement with Hans Frei, the original theologian inspiring the so-called ‘Yale School’
of theology from the 1970s onwards (of which Lindbeck was a pupil), see Chapter 7 section I, below, in
this thesis.
557
See Imagination, 12-13; the phrase recalls the experience of reservations for Native Americans in the
United States.
170
pronouncing transcendental results.558
According to Foucault, a slumbering modern philosophy of ‘Man’ has continually
secured itself since Kant by a kind of thinking in which ‘what is given in experience and
what renders experience possible correspond to each other in an endless oscillation.’559
When this oscillation is encouraged, Foucault claimed, some ‘pre-critical analysis of
what man is in his essence’ – perhaps, here, Tracy’s notion of human rational selfhood
– is always made ‘the analytic of everything that can, in general, be presented to man’s
experience.’560 This pre-critical ‘what man is’ is then made the analytic of what ‘man’
may experience. Of course, such a procedure is only as strong as its concealed premises,
which is Foucault’s point.
Having emphasised the philosophical-anthropological grounding of his theology in
various ways ever since Blessed Rage, Tracy would seem a prime object of Foucault’s
scathing pen. For Foucault derided the philosophical interpretation of Man ‘that has
governed and controlled the path of philosophical thought from Kant until our own
day.’ He saw this edifice now ‘disintegrating before our eyes, since we are beginning to
recognize and denounce in it, in a critical mode, both a forgetfulness of the opening that
made it possible and a stubborn obstacle standing obstinately in the way of an immanent
new form of thought.’561 Foucault expresses his scorn of those who try to cling to such
thinking:
558
Michel Foucault, The Order of Things (London & New York: Routledge Classics, 2002), 366
The Order of Things, 366. According to modern philosophy as Anthropology, ‘[a]ll empirical
knowledge, provided it concerns man, can serve as a possible philosophical field in which the foundation
of knowledge, the definition of its limits, and, in the end, the truth of all truth must be discoverable’
(ibid., 372).
560
The Order of Things, 372.
561
The Order of Things, 373.
559
171
To all those who still wish to talk about man, about his reign or his liberation, to
all those who still ask themselves questions about what man is in his essence, to
all who wish to take him as their starting-point in their attempts to reach the truth,
to all who, on the other hand, refer all knowledge back to the truths of man
himself, to all those who refuse to formalize without anthropologizing, who refuse
to mythologize without demystifying, who refuse to think without immediately
thinking that it is man who is thinking, to all these warped and twisted forms of
reflection we can answer only with a philosophical laugh – which means, to a
certain extent, a silent one.562
My recourse to Foucault as a critic of Tracy here is indebted to Alan Ray, who has
argued penetratingly that Tracy’s Blessed Rage, in particular, was an egregious
theological variant of the very modern anthropologizing that Foucault spied
disintegrating before him.563 In particular, Ray criticised Blessed Rage in Foucaultian
terms for a theological ‘positivism’ that founded theological discourse upon some
supposed original ‘manifestation’ of God’s reality in human experience and reflection
as such, at the very same time as theism is also supposed to be revealed as the object of
that theology’s transcendental argument.564 By this cunning circularity, according to
Ray, the phenomenological analysis of common human experience in Blessed Rage
covered over the logical fault-line that remains between particular (allegedly selfauthenticating) experiences, on the one hand, and transcendental argument concerning
experience-as-such, on the other.
Ray noted that by the early 1980’s, however, Tracy was no longer certain that actual
experience and transcendental argument must coincide so easily. In particular, Tracy
562
The Order of Things, 373.
S. Alan Ray, The Modern Soul: Michel Foucault and the Theological Discourse of Gordon Kaufman
and David Tracy (Philadelphia: Fortress Press, 1987). Ray compares Tracy’s early theological work
unfavourably with Gordon Kaufman on Foucaultian grounds.
564
Ray, The Modern Soul, 142. Foucault describes philosophical anthropological positivism thus: ‘this
[allegedly] true discourse finds its foundation and model in the empirical truth whose genesis in nature
and history it retraces, so that one has an analysis of the positivist type (the truth of the object determines
the truth of the discourse that describes its formation)’ (Foucault, The Order of Things, 349).
563
172
was admitting that ‘negative’ limit-experiences – such as anxiety, injustice, sickness, or
facing death – might not necessarily manifest the encompassing religious limit-horizon
of human authenticity which Blessed Rage had claimed manifest itself in all our limitsituations.565 With this admission, Tracy at this point became ‘hermeneutical’ and
turned his thinking instead towards what could be, towards what remains possible on
the other side of our real experiences of negativity. But for Ray this only had Tracy
playing into the hands of further Foucaultian critique, for then it came to be that ‘the
truth of [Tracy’s] discourse is gradually established in the course of an eschatological
“theological journey” towards its object.’566 In Foucault’s own terms on this point,
‘eschatological discourse’ is that discourse which ‘anticipates the truth whose nature
and history it defines; it sketches it out in advance and foments it from a distance.’567 In
what Foucault himself called ‘eschatological discourse,’ therefore, objective truth
proceeds ‘from man’s discourse,’ in what is only seeming tension with the directly
‘positivist’ discourse of Man which proceeds on the basis of some prior supposedly
empirical grasp of itself. Behind all Tracy’s concessions to deferral, suspicion and
critique through the 1980’s, therefore, argued Ray, ‘Man’ still sat enthroned in Tracy’s
theological anthropology.
565
Ray, The Modern Soul, 133. In Blessed Rage, 106-108, Tracy focused on anxiety, as analysed by
Heidegger as the fear of No-thing, as the authentic element experienced in negative limit-situations. The
recognition that we are ‘grounded or horizoned by no other thing in the universe, but rather by No-thing’
leads thinking quite properly into a search for adequate symbols, metaphors, and myths, according to
Tracy, ‘to express that literally unspoken, and perhaps unspeakable, final dimension to the end of our
lives.’ For Tracy, this means ‘a reality, however named and in whatever manner experienced, which
functions as a final, now gracious, now frightening, now trustworthy, now absurd, always uncontrollable
limit-of the very meaning of existence itself.’ (ibid., 107-108). In an article published in 1981, Tracy
announced his change of mind: ‘I no longer believe that the “route” of the negative realities (anxiety,
responsible guilt, death, illness, bereavement, alienation and oppression) is correctly described as an
alternative route [to the experience of fundamental trust] to the questions of religion and God’ (Tracy,
‘Defending the Public Character of Theology,’ (Christian Century 98 (1981), 350-356: 355).
566
The Modern Soul, 141. ‘Tracy sees the authentic self progressively clarifying its unthought,
representing its transcendental foundations, and, through transformative praxis, advancing toward the day
when the self’s origin, present now as the world in front of classic texts and “glimpsed” in limit
situations, will be the world of everyday experience’ (ibid, 142).
567
Foucault, The Order of Things, 349.
173
Indeed, Tracy’s ‘eschatological’ model in Imagination can also be interpreted in
explicitly theological terms. Imagination theorised an incarnational presence
everywhere available to human culture in general, which defines the nature and history
of truth and ‘sketch[es] its history in advance,’ ‘fomenting it from a distance,’ as
Foucault put it. An ‘always-already’ live tradition and panentheistic process formed a
backdrop in Imagination for all the interruptive “not yets” pronounced on human
tradition by critical theory and sundry hermeneutics of suspicion. In explicitly Christian
terms made paradigmatic in Imagination, the ever-renewed universal interpretative
‘event of Christ’ is always there first to play generous host to the particular interruptive
‘dangerous memory of Jesus’ – rather than ever the other way round.568
As Ray’s study was published around the same time as Plurality, he had no opportunity
in that work to assess whether Tracy there overcame these Foucaultian objections. It
might seem that there is something similarly ‘eschatological’ in the way that Plurality
outlines radical pluralities and ambiguities located in ‘language’ and ‘history’ as
‘interruptions’ within dialogue, in spite of which epistemic conversation still remains
possible. And a Foucaultian might suspect, furthermore, that Plurality’s concept of
‘religion,’ as undergirding and justifying ‘resistance and hope,’ is just one more way in
which Tracy ‘secured in advance’ the truth of human dialogic tradition, just one more
way of ‘fomenting truth’ from an eschatological future of ‘Man.’569
Yet perhaps – and Tracy himself certainly believes this – the early Foucault’s contempt
568
See Imagination, esp. 275-281.
Tracy himself has written since, in an essay published in 1999, of the need to disrupt ‘the continuities,
the similarities, the communalities of modern ‘religion,’ amidst a return instead to a new language of
‘revelation’ as ‘the gift-event of the Other’s self-manifestation’ (Tracy, ‘Trinitarian Speculation and the
Forms of Divine Disclosure’ in Stephen T. Davis, Daniel Kendall and Gerard O’Collins, eds., Trinity
(Oxford: Oxford University Press, 1999), 273-293: 277).
569
174
was overdone. Foucault’s blanket attacks upon all searching questioning about what it is
to be a humanly thinking being threw out the baby with the bath water. And it is with
this thought in mind that we can perhaps return to Blessed Rage and, in particular, to
Tracy’s 1995 Preface to that work. In this Preface, written over twenty years after the
original text itself, we find Tracy directing the reader to the work’s epigraph, the poem
‘The Idea of Order at Key West’ by Wallace Stevens. For in the end, Tracy’s purposes
are rather better served by poetic intimation than by the harder forms of transcendental
argument that he has sometimes employed.
The first stanza of ‘The Idea of Order at Key West’ relates, as if in a reverie, an
experience of finding order where none was obvious:
Ramon Fernandez, tell me, if you know,
Why, when the singing ended and we turned
Towards the town, Tell me why the glassy lights,
The lights in the fishing boats at anchor there,
As the night descended, tilting in the air,
Mastered the night and portioned out the sea,
Fixing emblazoned zones and fiery poles,
Arranging, deepening, enchanting night.570
In the second and final stanza, this human compulsion to find intelligible order appears
to intimate some general ‘blessed rage for order’ ordering ‘words of the sea’:
Oh! Blessed rage for order, pale Ramon,
The maker’s rage to order words of the sea,
Words of the fragrant portals, dimly-starred,
And of ourselves and of our origins,
In ghostlier demarcations, keener sounds.
Piling sub-clauses upon each other in parataxis, in an effect of entranced wonder, the
570
Wallace Stevens, ‘The Idea of Order at Key West’ (Blessed Rage, epigraph)
175
poem suggest that perhaps these ‘words’ ordered ‘of the sea’ – which are at once
‘ghostlier demarcations’ and yet, for all that, ‘keener sounds’ – may actually concern
our human selves and origins. In his 1995 Preface, Tracy repeated his hope that new
and returning readers to Blessed Rage may likewise recognise in the work some similar
words of themselves.571
The early Foucault’s blanket scorn would no doubt have extended also to this poem by
Wallace Stevens. In 1995 Tracy was still hoping that readers might find in Blessed Rage
‘tentative orders’ arising within what he termed (after Lonergan) reason’s own ‘selfcorrecting power.’ Since that time, however, this supposed power has become at least a
bit more complicated for Tracy, insofar as he has found the human hope for reason to
depend ultimately not so much upon some inalienable human dialogic self-possibility,
as upon transcendent-immanent events of an ‘Impossible Real.’572 Today Tracy stresses
an advent of the Impossible at and beyond the limit of dialogue, perhaps deflecting
suspicions that he relies too much on an unassailable rationally reflective experiential
subject. As I mentioned at the beginning of Chapter One, Tracy tends today to imagine
an ecology of humane reason that consists in more than ‘dialogue’ on its own.
Proposing that we place alongside each other the various ‘dialogical,’ ‘dialecticalrhetorical,’ ‘social-critical’ and ‘contemplative-meditative’ ‘forms of reason.’573
Alongside these complications, Tracy’s emphasis on the significance of the Infinite and,
especially, the Impossible in human thinking might be seen as wresting the ‘selfcorrecting power of reason’ away from being supposed to be the inalienable possession
571
Blessed Rage, xvi.
Tracy, ‘Western Hermeneutics and Inter-Religious Dialogue,’ 19. For discussion of whether or not, or
how, Tracy still extols (or should extol) the ‘self-correcting power of reason,’ see Chapter 7 section VI,
below.
573
Tracy, ‘The Necessity and Character of Fundamental Theology,’ unpublished lecture presented at
Loyola University, Chicago, Friday April 8, 2011.
572
176
of an inalienable ‘self’ which belongs in each instance to ‘Man.’
Even so, just as in the mid-Seventies, Tracy’s thinking still wishes to relate itself to a
general nature of common human experience, as illumined by specifically Christian
experience. Only, today Tracy would maintain such thinking more explicitly within a
tentative and ‘open’ region – rather closer to what Heidegger wished – rather than
continue to provide categorical religious-as-metaphysical answers to questions about
what human beings have in common. Foucault’s challenge demands at least something
like this, and Stevens’s poem also prefers to inhabit such a region.
As Tracy has said about Foucault: ‘[A]t the end, he started to rethink the self and the
care of the self. He didn’t become hermeneutical, but he certainly no longer believed
that there was no such thing as a self.’ Tracy continues that he admires Foucault, but
does not find it ‘overwhelmingly the case that one had to abandon all hope of
hermeneutics – or phenomenology, which [Foucault] disliked even more.’574
I. v. With and beyond William James
Tracy has consistently sought to project a theological rhetoric and reason that would not
falsely prejudge the plurality of human experience. In this, William James continues to
be an inspiration for Tracy, even if Tracy has never followed James into a positively
pluralistic metaphysics.575
574
Tracy, ‘Interview,’ ln. 370-372.
For a sense of James’s positively pluralistic cosmology and metaphysics see James’s publication of his
1901-2 Hibbert Lectures: A Pluralistic Universe: Hibbert Lectures at Manchester College on the Present
Situation in Philosophy (London: Longmans, Green, and Co., 1909).
575
177
During much of the 1980s, Tracy also sought to incorporate into his thinking
Nietzschean-inspired criticisms of the phenomenological and empirical-humanist
traditions – from Derrida, Foucault and (sometimes more impatiently, as we have seen)
Rorty. Tracy’s approach to neoNietzscheanism was characterised by Jeffrey Stout with
some justification as an attempt to ‘halt the post-modern slide.’ Since around 1990,
however, Tracy has sought to give up aspects of this strategy and the American
humanist tradition that possibly owe more to unthinking modern self-certainties than to
positive experiences of human life and religious faith.
In a significant essay published in 1994, furthermore, Tracy announced himself
particularly troubled at the seeming political impotence of the American empiricalhumanist tradition to challenge a ‘new positivist technological culture’ that Tracy saw
reigning around him. He wrote of how ‘modernity did not expect and could not
anticipate that even reason might one day yield its communicative, emancipatory role to
a merely technical reason in a culture increasingly dominated by techno-economic
concerns.’ Today, Tracy continued, ‘our life-worlds, in all their rich difference [are]
increasingly colonized by the forces of a techno-economic social system that does not
hesitate to use its power to level all memory, all resistance, all difference, and all
hope.’576 Tracy’s response was not to lessen his hope for constructive reason and
concomitant human selfhood, however, but rather to insist on the need for models of
rationality and subjectivity more truly reflective of ‘historical subjects with memory,
hope and resistance.’577 In part, this simply repeated his argument in Plurality, only now
with a greater emphasis on the fragility and necessity of ‘memory.’ Nevertheless, this
1994 essay also reflects Tracy’s newfound sense of limitations inherent in retrieving
576
Tracy, ‘Literary Theory and Return of the Forms for Naming and Thinking God in Theology,’ Journal
of Religion, 74/3 (1994), 302-319, 304.
577
Tracy, ‘Literary Theory,’ 305.
178
James as a guide to empirical-hermeneutical reason.
As the preceding chapter noted, Tracy ceased after around 1990 to distinguish as
fundamentally as he had in Plurality between the ‘task’ of theological understanding on
the one hand and the ‘gift’ of religious faith on the other.578 He has become more
explicit that unpredictable newness is the ongoing condition of any genuinely human
possibility whatsoever. This new emphasis has allowed him better to live with the
dilemmas of theology and plurality, allowing him not to need to resolve finally upon
one or the other. At the same time, in more explicitly theological register, Tracy has
also been exploring the convergent apophatic (incomprehensible God) and apocalyptic
(hidden God) dimensions of theological tradition, thereby emphasising a route of lived
faith which, while it continues to relate God to Reality, maintains an impassioned
distance from positivistic or objectivising theistic propositions.
However, there is also one other particularly significant influence on Tracy who has
received little attention in our discussion so far. The Canadian Jesuit Bernard Lonergan
(1904-1984) was Tracy’s teacher in Rome in the mid-1960s and was the subject of
Tracy’s doctorate at that time. Lonergan was also the subject of Tracy’s first booklength publication in 1970. It is to Lonergan that we will now turn in the second section
of this chapter, in order to fill out another side of Tracy’s ‘empirical’ inheritance.579
Although Tracy has not generally resorted to Lonergan’s precise and highly individual
578
See Plurality, 140 n. 49.
Tracy, The Achievement of Bernard Lonergan (New York: Herder & Herder, 1970). In the same year,
Tracy was one of three directors of an ‘International Lonergan Congress’ held in Florida to bring a host
of scholars together to discuss Lonergan’s work to date. Tracy himself gave a paper at the Congress
which was critical of his mentor’s ‘dogmatic’ founding of theological task (Tracy, ‘Lonergan’s
Foundational Theology: An Interpretation and Critique’ in Philip McShane, ed., Foundations of
Theology: Papers from the International Lonergan Congress, 1970 (Dublin: Gill & Macmillan, 1971),
197-222). (As well as the volume of papers in which Tracy’s essay appeared, McShane also edited a
further, second volume of papers from the Congress, which appeared two years later: Language, Truth
and Meaning: Papers from the Lonergan Congress, 1970 (Dublin: Gill and Macmillan Ltd., 1972).)
579
179
angle of approach and terminology, preferring instead to forge own distinct paths in
theology and thinking, still Tracy commends Lonergan in all of his major books to date
and footnotes reveal Tracy’s ongoing conversation with his mentor.580
Lonergan’s remarkable constructive work in philosophy and philosophical theology
articulated a ‘general empirical method’ for human knowledge of a world of manifold
experiences, and for human decision on how to act within that world. This ‘method’
took its force from Lonergan’s conviction that the reality of things becomes
progressively illuminated and self-evident to the ‘authentic’ human subject, who thinks
and lives from her truest intellectual and emotional interiority. Lonergan proposed a
basic phenomenology and attendant ‘method’ of human embodied awareness, on the
basis of what he took to be our self-evident dynamic capacities to inquire into the
universe while also falling into gifted love with that universe, with others and with God.
II. The self-evidence of experience according to Bernard Lonergan
This section will serve first to introduce the core elements of Lonergan’s theological
philosophy in its own right. Second, it will also prepare us to recognise ways in which
Tracy has departed from his mentor, as well as at least one significant way in which
Tracy’s trajectory since 1990 has effectively returned to a Lonerganian theme he used to
neglect.
580
Tracy says he is ‘very happy to be able to have a section of [my new] book in which [Lonergan] is so
much a part, because a lot of people think I’ve just abandoned him, which I haven’t’ (Tracy, ‘Interview,’
ln. 186-8).
180
II. i. Insight: Cognitive method, world order and God
Bernard Lonergan believed he could characterise human consciousness and
intentionality, so as to critically locate human endeavour within an empirical-realist and
theological horizon. He held that people are fundamentally equipped to interpret their
experiences within an intelligible reality that fundamentally reflects their experience of
being intelligent.
In his initial monumental study published in 1957, Insight: A Study of Human
Understanding, Lonergan took a stand on the human individual’s constitutional
unrestricted ‘desire to know,’ which Lonergan found coincident with empirically
evident native human powers for intelligent ‘insight’ into sensible experience.581
Lonergan believed that the manifest power of human intellectual insight in everyday,
mathematical and scientific experience heralds an unrestricted natural desire in the
human mind to know the essential nature (or being) of things. Knowing the things of
experience though inquiry and insight, and furthermore, knowing herself and human
existence more generally in the context of such knowing, Insight’s self-aware human
subject also models the reality of value and strives to act accordingly.
Lonergan built his approach in Insight upon a reading of Thomas Aquinas that reversed
the priority that most interpreters – in particular, contemporary neo-Thomists Étienne
Gilson (1884-1978) and Jacques Maritain (1882-1973) – had accorded to the notion of
581
Bernard Lonergan, Insight: A Study of Human Understanding [1957], rev. ed. (London: Darton,
Longman & Todd, 1958). On the human being’s dynamic, disinterested and pure desire to know,
according to Lonergan, see Insight, 348-350.
181
‘being’ (over and above ‘understanding’) in Aquinas.582 As Lonergan wrote in his
studies of Aquinas: ‘I think much less ink would be spilt on the concept of esse, were
more attention paid to its origin in acts of understanding.’583 Hence Insight built its
inquiry upon analysis of the interior experience of coming to understanding things.
According to Insight, the essence of human acts of understanding lies first of all in the
power of abstraction that intellectual insight exhibits. Lonergan gave as an example
here the way that human beings can understand and communicate the idea of a circle –
such as contemplation of a cartwheel might engender – in spite of the fact that no-one
ever experiences the sensible imprint of a perfect circle.584 A second thing that
Lonergan also noted about insight was its empirical event-quality, its manner of
bursting in as a discrete experience, something Lonergan illustrated by the fabled
Eureka! moment of Archimedes in the bathhouse at Syracuse.585
Beyond the event-quality of insight, however, Lonergan also saw that insight sustains a
process of inquiry in which insights accumulate and develop. This accumulation and
development supports the formation and combination of better and more appropriate
concepts, which lead, in turn, by paths of ongoing questioning towards authentic
judgments about what is and what is not.586 For Lonergan, all the things that our
knowledge knows make up ‘being’ (the traditional object of metaphysics). To
582
See the collection of Lonergan’s essays on Aquinas originally published in Gregorianum during the
1940s and subsequently published as Verbum: Word and Idea in Aquinas, ed. D. Burrell (London:
Darton, Longman and Todd, 1968).
583
Verbum, 43.
584
See Insight, 7 ff.
585
Insight, 3-6.
586
In the example Insight gives, a man returns home to find the windows on his house broken in, the
walls blackened, and a smell of smoke in the air. He thinks, “There has been a fire,” a conclusion he then
confirms by exhausting relevant questioning to make sense of the scene (Insight, 281-3); see also
Lonergan’s lectures on Insight given at Boston College in 1958 (Lonergan, Understanding and Being: An
Introduction and Companion to Insight, eds. Elizabeth A. Morelli and Mark D. Morelli (New York:
Edwin Mellen Press, 1980)).
182
paraphrase Insight, therefore, we can know beings in their being – in their cosmos and
ground – because we can be confident that whatever exists is that which conforms to
and can be unearthed by our remarkable power to know.
Furthermore, as I become aware of my own cognition in act, Lonergan believed, I can
become aware with certainty that I am indeed a certain kind of thing ‘that senses,
perceives,
imagines,
inquires,
understands,
conceives,
reflects,
grasps
the
unconditioned, and judges.’587 The affirmation that ‘I am a knower’ amounted for
Lonergan to a kind of gnoseological self-touching to inure my cognition against
fundamental agnosticism or uncertainty.588 Within my recognition that I am a knower
there resides my potential to make all the particular judgements of world-knowledge
towards which my experience is always climbing. Insight aimed to make explicit this
knowledge about ourselves, which he thought could easily lie confused or merely
implicit beneath everyday and scientific human cognition.
We can note here that Lonergan closed off all the paths that might lead towards
Heidegger’s preferred sense that (human) Dasein’s existence is an ever newly and
radically insistent question to itself.589 Neither did Insight concede anything to
Heidegger’s intimations of an ontological void or undecidability that opens beneath our
claims to knowledge.590 Instead, Insight described a ‘generalised empirical method’ of
587
Lonergan, Understanding and Being, 164; see also Insight, 319.
‘[C]ognitional theory reaches its thing-itself by understanding itself and affirming itself as concrete
unity in a process that is conscious empirically, intelligently, and rationally. Moreover, since every other
known becomes known through this process, no known could impugn the process without simultaneously
impugning its own status as known.’ (Insight, 338-9)
589
‘Dasein […] is ontically distinguished by the fact that, in its very Being, that being is an issue for it’;
‘the question of Being is nothing other than the radicalization of an essential tendency-of-Being which
belongs to Dasein itself’ (Heidegger, Being and Time, 32, 35).
590
Indeed, Lonergan was critical of phenomenology in general – both Husserl and Heidegger – for failing
to place their inquiries on what he considered to be a proper cognitional-theoretical footing (see
Lonergan’s 1957 lectures on phenomenology and logic, delivered at Boston College, now published as
588
183
human living-as-knowing, which also foisted upon the empirical sciences a concomitant
advance account of what Lonergan called ‘world order within the limits of empirical
method.’591 Lonergan appealed to the discoveries of evolutionary biology as support for
his advance determination of the intelligible material world as an ordered progression of
levels of increasing organisation – from lifeless matter to living plants and then animals
– culminating in emergent human intelligence.592
Insight then pursued its logic to the further point of finding human intelligence
transcended by (because necessarily grounded in) an absolute transcendence, whose
‘unrestricted act of understanding’ knows everything in its eternal and immediate act of
self-knowledge. Divine unrestricted knowing was for Insight both the power of human
personhood, and also the transcendent pattern of its surfeit over merely animal process.
According to Insight, God is, without restriction, the act of knowing that human beings
are by way of ‘unrestricted desire’ but only ‘limited attainment.’593
At the heart of Insight’s argument lay a sharply and categorically drawn distinction of
intelligent human beings from the unintelligent remainder of our world. At the same
time, however, this sharp distinction also led to a vision of our world’s analogical unityin-hierarchy. In similar fashion, Insight sharply distinguished human intellect from
human sensation and imagination, on the basis of which distinction, Lonergan also
claimed to interpret the analogical unity of human embodied experience. And again,
Bernard Lonergan, Phenomenology and Logic: The Boston Lectures on Mathematical Logic and
Existentialism, ed. Philip J. McShane (Collected Works of Bernard Lonergan, vol. 15) (Toronto:
University of Toronto Press, 1999)).
591
See Insight, 121-128. The principle underlying this ‘order,’ according to Lonergan, is the ‘emergent
probability’ that pertains to ‘recurrent schemes’ of lower and higher orders within the experienced world.
592
Insight outlined (pp. 259-267) a theory of how emergent higher and higher levels of statistical
probability in the organisation of the happenings of the world correspond to a hierarchy of species and
genera among intelligible ‘things,’ finally reaching up to the point where ‘[i]n man there occurs the
transition from the intelligible to the intelligent’ (ibid., 267).
593
Insight, 668.
184
Insight also sharply distinguished the intelligible forms of experienced objects from
their contingent ‘empirical residues,’ while giving rise to an account of the analogical
unity of matter as a hierarchy of genera. More radically, and theologically, Insight
distinguished from human experience a completely transcendent and unrestricted act of
understanding (God) as being the very basis of the immanent-transcendent unity and
identity of understanding and knowing experienced in the restrictedness of human
cognition.
II. ii. Insight: The occlusions of evil and bias
We should not be misled by Insight’s metaphysical results (or still less, its resultant
‘worldview’) into imagining, however, that these were Lonergan’s primary interests.594
For the Introduction and Epilogue to Insight styled the work instead an ‘essay in aid of
self-appropriation’; and Lonergan repeated this emphasis in lectures delivered shortly
after Insight was published.595 Lonergan intended that Insight should lead the reader
into a rational and morally self-conscious awareness of herself, as a practical basis for
living. As Lonergan explained, this self-appropriation is not primarily any kind of
‘ontological’ word or judgment about being; rather, it involves taking ‘one step
backwards,’ into ‘the ontic, which is what one is.’596 Self-appropriation is therefore a
performance that steps back from ‘judgements, concepts, and words’ of knowledge, into
594
Lonergan records that Insight was finished in something of a hurry under external pressure (see
Lonergan, Philosophy of God, and Theology: The Relationship between Philosophy of God and the
Functional Speciality, Systematics (London: Darton, Longman, & Todd, 1973), 12).
595
Insight, xxii; see also ibid., 748; Lonergan, Understanding and Being: An Introduction and
Companion to Insight: the Halifax Lectures, eds. Elizabeth A. Morelli and Mark D. Morelli, (New York:
Edwin Mellen Press, 1980). The key term ‘self-appropriation’ appears in Insight’s Introduction and
Epilogue, but is absent from the main body of the text. It is a key term for the lectures, whose first section
is headed ‘Self-Appropriation’.
596
Lonergan, Understanding and Being, 15.
185
their ground within the ‘pre-predicative, pre-conceptual, pre-judicial’ givenness of
subjectivity.597
Lonergan’s whole approach intended to draw the reader by degrees into the circle of his
own conviction: positively, by giving good concrete examples; and negatively, by
exposing errors and confusions in rival positions. The affirmation that I am a knower
was therefore for Lonergan not so much an objective inference as a fundamental
affirmation that one must apprehend within the unity of one’s own experience.
Lonergan sought to help this affirmation become self-evident to his readers as part of
their own self-conscious rational self-appropriation.
The self-appropriative pedagogy that Lonergan offered in Insight began by invoking the
supposed self-evidence of human intellectual insight. Nevertheless, Lonergan also went
on in Insight to concede that human intellectual capacity is vulnerable, even at its best.
In life, insight generally confronts its opposite, namely, a human non-self-salvageable
lack of capacity for sure transcendence. The human desire to know is therefore always
simultaneously a desire for liberation from this evil. Indeed, on the back of the historical
persistence of learned cognitive ‘bias’ in ourselves and our cultures, the human subject
is confronted everywhere with recalcitrant problems of habitual evil willing and ensuing
moral impotence. Added to all this, the occasions and effects of bias and evil frequently
get rationalised and amplified in the organisation of culture, politics and society.
Enveloped in culture, therefore, humanity appears all the more impotent in the face of
its task of becoming free for truth and goodness.598 ‘How,’ Insight wonders, ‘is one to
597
Understanding and Being, 15.
Though ‘essentially free,’ writes Lonergan, people attain ‘effective freedom’ only bit by bit, as from
infanthood they develop, unevenly, within cultures of mixed and ambiguous messages. What is more, the
willful ‘second thoughts’ of rational self-consciousness frequently shy away from the intellectual and
598
186
be persuaded to genuineness and openness, when one is not yet open to persuasion?’599
The problem of liberation ‘is real,’ ‘and its dimensions are the dimensions of human
history,’ ‘as large as human living.’600
In this way it became apparent in Insight that self-appropriation requires more than
merely theoretical inference of one’s intellectual operations. Lonergan cautioned that
the ‘expeditiousness’ of Insight’s journey through cognitional theory, epistemology,
metaphysics and ethical theory ought not to mislead the reader into equating any such
exhibition with the concrete performance that is required.601 In fact, Insight’s Epilogue
would contend that only a theological viewpoint could bring a necessarily supernatural
solution to the problem of evil into fruitful interaction with human knowledge, and so
allow for right practical understanding and policy in human affairs.602 The highest value
of such a theology would then lie in its contribution to the critical and normative human
science needed to enlighten everyday individual and communal human behaviour.603
Lonergan conceded that Insight itself could contribute relatively little to such science,
because of how its primary points of reference – mathematics and natural science –
possess their clarity at the price of their distance from the everyday human world of
moral demands of genuine openness to experience (see the section, ‘The Problem of Liberation,’ Insight,
619ff.).
599
Insight, 624.
600
Insight, 632.
601
‘The problem is real. In the present work it has been reached in the compendious fashion that operates
through the integral heuristic structure of proportionate being and the consequent ethics. But the
expeditiousness of the procedure must not be allowed to engender the mistake that the problem resides in
some theoretical realm. On the contrary, its dimensions are the dimensions of human history, and […]
Arnold Toynbee’s Study of History illustrate[s] abundantly and rather relevantly the failure of selfdetermination, the schism in the social body, and the schisms in the soul that follow from an incapacity
for sustained development.’ (Insight, 632)
602
‘[E]mpirical human science can become practical only through theology, and the relentless modern
drift to social engineering and totalitarian controls is the fruit of man’s effort to make human science
practical though he prescinds from God and from the solution God provides for man’s problem’ (Insight,
745 & see ff.).
603
Insight, 235-236. ‘[H]uman science cannot be merely empirical; it has to be critical; to reach a critical
standpoint, it has to be normative’ (ibid., 236).
187
culture and history.604 Instead, ‘the desired summary and completion’ of Insight’s
trajectory, which would take up explicitly the standpoint of theology and faith, he
wrote, ‘would prove to be, not some brief appendage to the present work, but the
inception of a far larger one’.605 Lonergan’s career subsequent to Insight would be in
the service of this ‘far larger’ task of exhibiting a normative shape to human personal
and social life under a gracious God.
II. iii. Method in Theology: method-in-love
In Lonergan’s second and last major constructive work, Method in Theology (1971), he
came out from the narrowly scientific focus of Insight to reveal a broader perspective in
which gifted emotion and love were seen as the deeper cosmic realities cradling intellect
and science.606
In Method, evil and bias were presented mostly in terms of personal and cultural
‘unauthenticity’ and ‘decline.’ At the same time, however, Lonergan’s work in the
1960s had become increasingly occupied with the ways in which meaning and value are
604
‘The serenity and surefootedness of the mathematician, the physicist, the chemist are not independent
of the remoteness of these fields from human living.’ (Insight, 713)
605
Insight, 731. A footnote indicates here Lonergan’s belief that ‘personal relations can be studied
adequately only in this larger and more concrete context,’ and that ‘the skimpy treatment accorded them
in the present world is not to be taken as a denial of their singular importance in human living.’
606
This accords with the analysis of Gordon Rixon, who diagnoses the exercises of Ignatius behind
Lonergan’s understanding of intellect and the religious life alike. Rixon suggests that Lonergan struggled
practically and theoretically to integrate intellect and religious feeling over the course of his Jesuit life,
achieving breakthroughs at various points. In the late 1960s, probably with the help of reading Rahner on
Ignatius’ ‘consolation without a cause,’ Rixon suggests, Lonergan made a theoretical breakthrough to
understanding that a person might actually ‘experience God.’ This enabled Lonergan to posit
‘intellectual’ and ‘religious’ conversion in one experiential continuum (Gordon Rixon, ‘Bernard
Lonergan and Mysticism,’ Theological Studies 62 (2001), 479-497: 489-90).
188
always mediated to us via the plural and shifting sands of history and culture.607 A
greater treatment of the multi-dimensionality of the human person also prevented the
Lonerganian subject of experience from simply resting his or her self-understanding on
the relatively plausible self-certainty afforded by the examples of mathematics and
empirical science. Lonergan’s more developed later commentaries upon human
experience were intended to help bring the practitioners of human existence to uncover
in themselves ways of self-authenticating intellect, conscience and redemptive
motivation and love – for their good and the good of human society.
Pitching the headquarters of the human subject, above all, on fields of interpersonal
relations and humanistic understanding that remain relatively unbuttressed by specific
empirical sciences and methods, therefore, Method unveiled the human-as-knower to be
even more fundamentally a human-as-lover. According to Method, we are fulfilled,
above all, in nurturing and receiving love for the world and for others; and we are
repaired from evil and bias through gifts of implicit and explicit love received from and
for the world, on the one hand, and specifically from and for God in ‘religious’
experiences of ‘falling in love without restriction,’ on the other. As Lonergan now
modelled things, background human capacities for sympathy and love prepare us to
receive unrestricted supernaturally gifted love as a ‘prior word’ and captain for our
intellects. Lonergan wrote of how God speaks this ‘word’ into human hearts as a gifted
‘unmediated experience of the mystery of love and awe.’608
It turned out for the later Lonergan, therefore, that the tasks of methodical cognition
607
See chapter nine of Tracy, The Achievement of Bernard Lonergan (New York: Herder & Herder,
1970), 206-231. Also see Tracy, ‘Interview,’ ln. 154-8.
608
‘Before it enters the world mediated [intellectually] by meaning, religion is the prior word God speaks
to us by flooding our hearts with his love’ (Method, 112).
189
which ascend from intelligent experience through rational knowing to moral
responsibility, of which he wrote so much in Insight, are themselves always encircled
and made possible by a spontaneous human capacity to love, a capacity apt to be
fulfilled by a divine generosity to empower human authenticity.609 According to
Lonergan, every authentic rational and moral subject thinks out of gifted love, even if
he or she has no explicit religious devotion to this gift, or theory of it. In a human world
of moral evil and contagious intellectual bias, all objectivity in judgement, whether of
fact or value, depends upon authentic subjectivity operating through what we might
label ‘method-in-love.’610 To the extent that divine love really organises a person’s
loves, on Lonergan’s model, grace and nature interpenetrate each other so as to redeem
and renew a person in her general task of attending to the world lovingly, conceiving it
intelligently, judging it rationally, and deciding how to act in it responsibly and, when
needed, self-sacrificially.611
II. iv. Claiming insight into the histories of insight and love
Lonergan’s model of method-in-love continued to the end to seek and to invoke a
transcendent point of view that might penetrate with singular authority the confusions of
experience. Lonergan sought to bring ‘control’ to moral and personal-existential
questions via cognitive insight into the concrete histories and traditions of human
intellect and loving.
Lonergan also came to believe he could objectify criteria for authentic thinking today
609
See here also Gordon Rixon’s article on Lonergan, ‘Transforming Mysticism: Adorning Pathways to
Self-Transcendence,’ Gregorianum 85/4 (2004), 719-734.
610
‘Genuine objectivity is the fruit of authentic subjectivity’ (Method, 292).
611
See Lonergan on what he called the ‘transcendental precepts’ of all cognitive method: ‘Be attentive,
Be intelligent, Be reasonable, Be responsible’ (Method, 231).
190
by differentiating various historical forms of consciousness: viz., ‘common sense,’
‘theoretical,’ ‘interior,’ ‘scholarly,’ and ‘religious’ ‘differentiations of consciousness’
(to give the most basic version of the list).612 He was guided in his reading of the history
of consciousness by his sense that Christian history, in particular, is no mere
contingency but rather a history of intellectual, moral and religious conversion at work
within its surrounding culture.613 He believed he could reconstruct the historical
development of human cognitive possibility up to this day: running from a pre-Socratic
rule of undifferentiated ‘common sense,’ through the Socratic call to ‘theory’ carried
forward in metaphysical and then empirical science, up to Lonergan’s own recovery of
philosophy from its modern exile by science (through the retrieval and appropriation of
cognitive ‘interiority’ from Aquinas to Insight and foundational methodology). The
resultant allocation of ‘common sense’ and ‘theoretical’ and ‘interior’ consciousness
yields, for Lonergan, subsequent perspectives on ‘scholarly’ and ‘religious’
consciousness also. Taken together, these theorised differentiations allow for a complete
dialectical perspective – in the dual light of historical and religious consciousness – on
what it would be for consciousness to be differentiating itself in a manner fully adequate
for given tasks of knowing and understanding.614 Thus the later Lonergan retained the
ambition of human insight, as being not merely some recognisable moment within the
striving of human living and thinking, but as a real intellectual transcendence of the
historical and material world.
Lonergan’s
map
of
consciousness-as-it-actually-appears-in-history
612
promised
See ‘Unity and Plurality: The Coherence of Christian Truth’ (1982) in A Third Collection, 239-250.
For a sense of how Lonergan regarded the positive interaction of Christology and philosophy, for
example, see Lonergan, ‘The Origins of Christian Realism’ [1961] in Lonergan, Philosophical and
Theological Papers 1958-1964 (Collected Works of Bernard Lonergan), eds. Robert C. Croken,
Frederick E. Crowe and Robert M. Doran, (Toronto: University of Toronto Press, 1963), 80-93.
614
See ‘Unity and Plurality,’ 239-243 and 247.
613
191
transcendent insight into the authenticity or otherwise of any given occasion of
conscious thought, freeing a Lonerganian to determine through argument the extent to
which any given programme of conscious thought is, in fact, applying itself in an
appropriately differentiated and self-transcending fashion to the social, scientific,
subjective, humanistic and religio-mystical aspects of human and worldly reality.
The labour of Lonergan’s later thought sought to justify a fundamental power in the
consciousness of a human individual to determine truth from experience. Lonergan
came to see human ‘meanings’ as always partly dependent upon contingent history and
culture, but even so, he continued to bank upon a fundamental human genius for
abstracting the essences of true meanings from sensible experience, in excess of all
cultural formation. The idea that religious experience imparts a further gift of
immediately effective conscious experience only reinforces and repairs this view, amid
the ravages of what Tracy would later term the plurality and ambiguity of language and
history. A ‘prior word’ of love and implied intelligibility is spoken from on high into
human hearts, and this announces absolute value and a power to revive and heal our
everyday formulating of true values and meanings in intelligent and rational
consciousness amid history.
Insight into the ordered differentiation of phenomenal consciousness constituted for
Lonergan a foundational meta-interpretation capable of testing all particular
interpretation of the world. Thus, when Lonergan characterised the human task as
‘intellectual, moral and religious,’ or when he proposed likewise the transcendental
precepts ‘be attentive, be intelligent, be reasonable, be responsible,’ he was appealing
for the discernment and exercise of transcendently originated order in the conscious
192
conduct of human affairs. Lonerganian methodological philosophy was in constant
pursuit of meta-interpretative insight into the transcendent-immanent operation of
intelligent consciousness, as the doorway leading towards collaborative human
understanding of the real meaning and value of all actual things.
III. On Tracy’s recent recovery of something like Lonergan’s imperilled,
religiously ecstatic, other-oriented subject
Lonergan identified the power of reason with events and operations that he thought
were proper to the interiority of the human subject experiencing her world. From the
1980s forwards, however, Tracy followed Gadamer (and Heidegger) in directing the
attention of cognition towards language and discourse rather than ‘consciousness’ as
such. Tracy proposed truth to arise within the phenomenon of dialogue-conversation
rather than in accordance with some deep subjective method of self-knowledge and
world foreknowledge, as in Lonergan. As Tracy says today, truth arises essentially as ‘a
blow to ordinary self-reflective consciousness.’615 It follows from this that Tracy could
not endorse any general ‘method’ of consciousness, because the text or person that is
other and different can never be fully anticipated in advance.
On one point, however, Lonergan can be seen as having been ahead of Tracy. For Tracy
has had to find his own way to saying something that Lonergan always insisted upon,
but which Tracy for many years could not say.
615
Tracy, ‘Western Hermeneutics and Interreligious Dialogue,’ 3.
193
Lonergan was very much prepared to doubt that all the experiences had by human
beings exhibit the character of distinctively human experience and selfhood. These
authentically human qualities were precisely missing, according to Lonergan, in the
‘unauthentic’ conscious experiences nursed by unauthentic subjects. On Lonergan’s
telling, unauthentic and non-self-transcending human subjects, who neglect their own
proper interior dynamism, fail to exhibit thereby their properly human subjectivity. Put
briefly: for Lonergan, the experiences of cognitive bias and moral evil that are suffered
by human beings are ‘surd’ experiences that have ceased to attest to human selfhood.616
For Lonergan, it was only the continual work of God’s Spirit towards all people, as
working alongside the concrete history of Jesus Christ and his Church (or, the partauthoritative histories of other established religions), which, together, could guarantee
that the true image and potential of our human subjectivity never need be lost to us.
For his own part, Tracy early on reacted against Lonergan’s ‘dogmatic’ account of
religion in philosophy and theology, on account of its seemingly blanket affirmation of
received religious authority. I will discuss this in more detail in the next chapter.617
However, one consequence of Tracy’s rejection of Lonergan was that Tracy sought
instead for a wholly neutral description of religious reason and selfhood. Reneging on
the primacy that Lonergan gave to self-appropriative practice and conversion, Tracy’s
alternative approach lacked any essential reference to any dialectic of sin and grace. The
descriptive neutrality that Tracy sought can be clearly seen in his argument concerning
‘common human experience’ in Blessed Rage (discussed above and further in the next
chapter), for example. There, the common experience of all people supposedly
616
For Lonergan on the surdic, irrational nature of sin, see Insight, 666-7.
See the section below in Chapter Six section II. i., below. Tracy presented his critique of Lonergan at
the Lonergan Congress in 1970 (published as Tracy, ‘Lonergan’s Foundational Theology: An
Interpretation and Critique’ in Philip McShane, ed., Foundations of Theology: Papers from the
International Lonergan Congress, 1970 (Dublin: Gill & Macmillan, 1971), 197-222).
617
194
exhibited an undeniable gracious ‘religious’ or ‘limit’ dimension to reality.
Only once Tracy began to pay greater attention in the 1990s to the demand of
Emmanuel Levinas (1906-1995) that ethics should be made first philosophy, has Tracy
begun to recover a sense of religious selfhood that is in fact closer to Lonergan’s idea
(although Tracy himself does not seem to have explicitly made this connection). In
recent years Tracy has begun to conceive of human selves as more the outcomes of
precious human exchanges of goods and gifts, rather than as simply the background
preconditions of such exchanges. In this he is rather closer to Lonergan.
A strangely inert and unassailable character attached itself to the operative notion of the
experiencing self in Plurality, where little seemed to echo the manner in which
Lonergan had found rational reflection and subjectivity existentially threatened by the
absurdity of cognitive ‘bias’ and moral evil. These latter experiences possessed such
terrible force for Lonergan precisely because – theoretically, at least – they threatened
wholesale ruin to apparent human experiences of meaning and selfhood. In the wake of
pervasive bias and evil, Lonergan’s thought-project needed to show how the human
subject might possibly find his or her way back into the kind of self-evidencing
experiences and self-performances that Insight first glimpsed sight of within the rarefied
fields of mathematics and empirical science. Lonergan’s whole later philosophy of
religion was about theorising humanity’s route back to a general awareness that would
be correspondingly self-authenticating.
Today, Tracy is more explicit about the way in which human flourishing depends upon
transcendent ‘Impossible’ gifts which are able to release our thinking and acting from
195
its slavery to the curvatus in se of sin. Recently, Tracy has been advancing his concept
of the ‘frag-event’ in thinking, whereby our understanding is not simply renewed and
augmented (as a hermeneutics of the ‘classic’ rather tends to imply), but instead our
reigning totality systems of understanding are shattered.618 By ‘totality systems’ Tracy
means those lenses of conscious or unconscious ideology through which we interpret
the world according to a turning in upon ourselves and against both the transcendence
of others and the otherness of ourselves. It follows that today, Tracy centres
interpretative reason upon what is effectively a primordial confrontation between sin
and grace: an echo of the moral and religious scene that Lonergan’s mature thought
insisted was primal within all cognition.
Today, Tracy is closer to Lonergan – as well as to Simone Weil619 – in insisting on the
primacy of a generalised contemplative and ethical work of paying attention, lying at
the root of all reason. The cognitive work of ‘attention’ was the first of Lonergan’s
‘transcendental imperatives,’ and the one that, according to Tracy, was emphasised by
Lonergan himself towards the end of his life.620 Tracy emphasises the orientation that
the work of attention has towards what – and especially, whom – is other than
ourselves. In particular, Tracy commends that we extend the practice of attention, above
all, to the burdens and sufferings that others bear and have borne in history.
At the same time as stressing this work of attending to and remembering others, Tracy
now also echoes the mature Lonerganian sense that an aboriginal confrontation takes
place between sin and grace at the very spring of human cognition. Rather, as Lonergan
618
See Chapter 9, below.
See Tracy, ‘Interview,’ ln. 469-70.
620
See Tracy, ‘Interview,’ ln. 471-4: ‘Lonergan [said]: “Be attentive, be intelligent, be reasonable, be
responsible, and if necessary change.” He [also] said, “When you get older, you’ll realise ‘be attentive’ is
the most important.” You have to be silent, you have to be able to listen.’
619
196
once insisted that we need to have our values and motivations ‘healed from above,’ if
our putative rationality is not to be stillborn,621 so Tracy today seems to say something
similar: he proposes that our works of attention must seek those ‘frag-events’ of
judgment and grace in the midst of our apprehension of the world, such as are capable
of empowering human thoughts and actions beyond their many and incorrigible
disfigurements. The human self is still the irreplaceable site of humane value and reason
for Tracy, only now as subsisting more clearly within an unremitting dialectic of sin and
grace. If there is indeed a certain return to the Lonerganian subject in Tracy today – as I
propose there is – then it is a return to the ecstatic and fundamentally other-oriented
subject that Lonergan once spied in religion.
Coda: On preferring Jamesian selfhood to Aristotelean retrievals
Tracy has not been alone in conceiving attention to the other as the proper core of
selfhood. For example, in the 1980s Paul Ricoeur also produced an account of the
human selfhood that counted it a vulnerable ethical achievement instead of an
unassailable background datum. In Oneself as Another (the French original appeared in
1990, based on his 1986 Gifford Lectures delivered in English), Ricoeur distinguished a
polarity operative at the heart of human self-identity: a running back-and-forth between
what Ricoeur termed ‘idem’-identity, which corresponds to the question What…?, and
621
See Lonergan, ‘Healing and Creating in History’ in Lonergan, A Third Collection: Papers by Bernard
J.F. Lonergan, S.J., ed. Frederick E. Crowe, (London: Geoffrey Chapman, 1985), 100-109.
197
‘ipse’-identity that corresponds to the peculiarly human question Who…?.622 Ricoeur
proposed regarding the achievement of ipseité in the context of narrative identity (both
ipse and idem) as depending upon attention, solidarity and love which human beings
can perform in relation both to other people and, also, to a philosophically undecidable
ontological Other perforating human identity. According to Ricoeur, the person who
can witness to herself being herself an ‘other’ and also one who really enacts and
suffers responsible relation to others, is the one who receives back in the process the
genuine assurance of really being herself, of having become ‘a figure of recognition’ for
herself and others.623
A short paragraph cannot begin to do justice to Ricoeur’s profound and nuanced study,
yet it is worth noting here how Ricoeur, too, was responding to the French Jewish
philosopher Emmanuel Levinas in plotting a pathway to ‘oneself’ by way of the journey
towards others and an essential otherness of oneself. The theme of the primacy of the
other was to permeate a great deal of French or French-inspired philosophical thinking
throughout the 1990s (particularly as this was received in the Anglophone world), not
least in the work of Jacques Derrida.624 Tracy says today that what he most gratefully
receives from postmodernity, especially in its appropriations of Levinas and Simone
Weil, is this very ‘shift to the other in relationship to the self – to approaching the self
through the other.’625
But Tracy still prefers his own American ‘empirical’ sense of the self, to Ricoeur’s
622
See Paul Ricoeur, Oneself as Another [1990], trans Kathleen Blamey (Chicago & London: University
of Chicago Press, 1992), especially the Fifth Study entitled ‘Personal Identity and Narrative Identity,’
113-139, as well as the Sixth Study entitled ‘The Self and Narrative Identity’.
623
See Ricoeur, Oneself as Another, especially pp. 163-168.
624
See, inter alia, Derrida, The Gift of Death (Chicago: University of Chicago Press, 1995)
625
Tracy, ‘Interview,’ ln. 318-9.
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more characteristically European retrieval of a neo-Aristotelian virtue tradition to
adjudicate the ethical possibilities of attesting to one’s own selfhood. Tracy’s reason for
preferring James is that he shares with James a characteristically American commitment
to the plurality of human experiences and self-experiences. In an interview conducted in
2004, Tracy applauds James’s strong commitment ‘to appreciat[ing] as much as
possible of the various [human] possibilities’ before then seeking general ‘criteria for
dealing with Others in all their variety.’626 (For indeed, ‘let’s also admit that some of
them can be sick, or evil, or, in [Richard] Kearney’s language, monstrous.’)627
However, Tracy continued that he saw no particular advantage in going back to
Aristotle – who, let us recall, ‘is not much of a pluralist.’628
Altogether, Tracy explained, he much prefers the tenor of William James’s commitment
to plurality, which survives every subsequent attempt to ‘sort things out fruitfully.’
Tracy recalled how James grappled with the varieties of religious experiences, for
example, by noticing differences between ‘sick souls’ and ‘healthy minds,’ and between
mystics and nonmystics.629 Like James, Tracy prefers to keep in the foreground the
sense that we always stand before a plurality of experiences that may be equally human.
Some of which we will recognise as being similar to our own experience, and some will
seem more alien. Certainly, some experiences will be deceived or deceiving, while
others will reflect evil will. But the plurality will also cover a gratuity that is more
multifarious than we will ever fully know. To Tracy, the individual’s task is always to
626
Tracy, ‘Interviewed by Christian Sheppard – God: the Possible/Impossible’ [conducted, 01/03/2004]
in John Panteleimon Manoussakis, ed., After God: Richard Kearney and the Religious Turn in
Continental Philosophy (New York: Fordham University Press, 2006), 340-354: 351-2.
627
Tracy, ‘Interviewed by Christian Sheppard – God: the Possible/Impossible,’ 352. For Richard
Kearney’s objection against the likes of Derrida and Caputo that one needs hermeneutical criteria with
regard to the Other, who may be monstrous, see Richard Kearney, Strangers, Gods and Monsters: Ideas
of Otherness (New York and London: Routledge, 2003).
628
‘Interviewed by Christian Sheppard – God: the Possible/Impossible,’ 352.
629
‘Interviewed by Christian Sheppard – God: the Possible/Impossible,’ 352.
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make some faltering sense of this plurality alongside other people.
As a consequence, Tracy continues to assign great value to the articulation of a
fundamentally shared (essentially religious) situation, in which he spies an incalculable
richness of real differences giving rise to shared cognitive and ethical tasks of our lives
together. Tracy trusts this kind of practice and analysis far more than he trusts attempts
to project some abstract final measure of human living (such as Ricoeur attempts, for
example, in contrasting the human ethical performance of ‘who’-ness (ipseity) to
subethical and subhuman lapses into grotesque mere ‘what’-ness). For all that Tracy is
now similar to Lonergan in conceiving a struggle between sin and grace at the very
heart of thinking and acting, Tracy remains less interested in modelling ontological
judgement than he is in inviting us to remember and honour the virtually infinite
plurality of human experience.
Nevertheless, it may seem that in leaving behind process traditions in theology, Tracy
has entrusted himself to a discourse of the ‘possible,’ which can retain a strong notion
of ‘self’ only by way of ontological-existential measures of the kind that Ricoeur
proposes.630 Put from another direction, in striving to become a truly hermeneutical
theological thinker beyond theism, can Tracy retain the ‘empirical’ quality of his
emphasis on plurality?
The answer would seem to be for Tracy that in his shift from process to hermeneutical
thinking about God, there has also been a shift to ‘mystical and prophetic approaches’
to religion and God, ‘and therefore to notions of hiddenness and incomprehensibility.’
630
As Tracy puts it, ‘Empirical or process theologies stress what is actual, and hermeneutic theologies
deal with the possible’ (Tracy, with Lois Malcolm, ‘An Interview with David Tracy’ The Christian
Century, (February 13-20, 2002), 24-30: 24).
200
Ultimately, Tracy continues, this amounts also to a shift to the category of
‘impossibility,’ as being that which really informs all human possibility. For Tracy,
James’s criteria of ‘immediate luminosity’ for an experience amounts to a putative
‘characterization of what we would call today the Impossible’ – although Tracy admits
James ‘didn’t get too far thinking about it.’631 It appears to Tracy that one must take this
step through consideration of the possible to consideration of the Impossible.
By linking Jamesian immediate luminosity to the thought of the Impossible, Tracy gives
flesh to his attempt to retrieve for his own post-Heideggerian thinking a sense that an
Other comes to us bearing ‘surplus, excess, the Impossible’ for our possibility: precisely
as a positive multiplier and pluraliser of human experience.632 It is this engendering of
plurality that gives rise to our specific ethical-religious tasks. Indeed, the announcement
of ‘the Impossible Real’633 brings about a ‘splitting [of] the self, not in the usual way
but for the good.’634
631
‘Interviewed by Christian Sheppard – God: the Possible/Impossible,’ 352.
See also Tracy earlier in the interview in question: ‘if you can [agree with Heidegger on the priority of
the possible over the actual] then you can develop something that Heidegger may have hinted at in his
own struggles with the issue, but never fully developed: namely the fully positive category of the
Impossible, the Impossible as what is desired and the Impossible that may, in some odd way, desire … it
comes upon us from the future’ (‘Interviewed by Christian Sheppard – God: the Possible/Impossible,’
344).
633
With regard to ‘the Impossible Real,’ see also Tracy, ‘On Longing: The Void, The Open, God’ in
Stephan van Erp and Lea Verstricht, eds., Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag,
2008), 15-32.
634
Tracy, ‘Interviewed by Christian Sheppard – God: the Possible/Impossible,’ 352.
632
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CHAPTER 7
Theological Correlations
This chapter is about Tracy the Christian theologian. So far, with the exception of some
discussion in Chapter Two, this thesis has focused on Tracy’s model of dialogic reason
and its sources, with relatively little comment on Tracy’s pursuit of Christian theology
as such. This is despite Christian theology having been a key goal and criterion of
Tracy’s thinking from the beginning. Building on some of the Christian theological
issues touched upon in that earlier chapter, therefore, this chapter will examine what
kind of Christian theologian Tracy has been, and is today.
At the same time, this chapter will also act as a pivot within the discussion of Tracy’s
model of reason. I have often referred to ways in which Tracy’s thought has changed
since around 1990. But these later developments have so far generally remained at the
margins of a discussion that has largely settled around Plurality and Ambiguity, which
Tracy wrote in the mid-1980s and which is also his least explicitly theological book to
date. We have seen David Gibson recount how Tracy was ‘chastened’ by a review of
Plurality in which the reviewer wrote that, after reading Plurality, ‘he understood what
its author meant by such terms as
“plurality,” “ambiguity,” “hermeneutics,” and
“religion,”’ but not the character of Tracy’s own Christian hope in God.635 As will
become clear in this chapter, the renewal of Tracy’s explicitly Christian theological
thinking since around 1990 also enabled Tracy’s thinking to propel itself into new
perspectives on reason and dialogue. As a consequence, a chapter charting Tracy’s
evolving conception of the Christian theological task will also shift the focus of this
635
David Gibson, ‘God-obsessed: David Tracy’s Theological Quest,’ Commonweal 137/2 (January 29,
2010); and see Chapter 4 section II, above.
202
thesis squarely onto those later developments.
Consistently, Tracy has constructed Christian theology, in its fundamental mode, as a
task and history of proposing ‘correlations’ between the inheritances of Christianity and
given human situations, on the one hand, at the same time as between these interacting
particularities and transcendental reflection, on the other. The opening two sections of
this chapter will examine how this general idea about theology has progressed within
Tracy’s thinking from the mid-1970s to today.
This chapter will then examine the sequence of sets of categories that Tracy has
proposed during his career to facilitate his own attempts at theological correlation. For
example, ‘common human experience’ and ‘authentic secularity’ were key theological
categories in Blessed Rage (see section III below), largely eclipsed by subsequent
categories of ‘tradition,’ ‘the classic’ and ‘analogical imagination’ in Imagination (see
section IV). We shall see, furthermore, that since around 1990, Tracy has been enacting
a significant ‘turn’ towards a new project for thinking and saying ‘God,’ focussed in the
first instance through the religious-theological category of the ‘mystical-prophetic’ (see
section V).636 This last, explicitly theological development has helped pave Tracy’s way
towards subsequent theological and philosophical categories of ‘fragment’ (or ‘fragevent’) and ‘the Impossible Real.’637
636
For a summary of Tracy’s ‘turn’ to new ways of thinking and saying ‘God’ since 1990, see Tracy,
‘Interview,’ ln. 5-62.
637
Tracy has published a series of significant articles of theological orientation since the late-1980s,
including several before and after his Gifford Lectures in 2000, anticipating a forthcoming ‘Big Book on
God’ anticipated for at least a decade (see David Gibson, ‘God-obsessed: David Tracy’s Theological
Quest,’ Commonweal 137/2 (January 29, 2010)). Notable among the theological articles published since
1989 are: ‘An Uneasy Alliance Reconceived: Catholic Theological Method, Modernity and
Postmodernity’ (Theological Studies 50 (1989), 458-570); ‘On Naming the Present’ (Concilium, 1990 /
no. 1: On the Threshold of the Third Millennium) (republished in David Tracy, On Naming the Present:
God, Hermeneutics, and Church (London: SCM, 1994), 3-24); ‘The Return of God in Contemporary
Theology’ (Concilium, 1994 / no. 6: Why Theology) (also republished in On Naming the Present, 36-46);
203
The theological category of the ‘mystical-prophetic’ unlocked fundamental new
possibilities for Tracy’s thinking, and it continues to teach him to locate a new tension
and balance between analogical positivity and dialectical negativity within his accounts
of reason, religion and theology. The final section of this chapter will argue that
shortcomings within Tracy’s 1980s model of theological correlation can be ameliorated
and perhaps resolved by seeking a more radically nuanced perspective on the nature and
prospects of human reason. In this regard, the category of ‘fragment’ will come into
view as one key means by which Tracy has begun to weave radical negation into the
very heart of his realistic affirmations of theological reason and tradition.
But first, it falls to the next section to initially define and defend Tracy’s concept of
theology as ‘correlation.’
I. The correlative task of theology
Tracy’s conception of theology has consistently employed a correlational conception of
theology, understanding Christian theology as an ongoing task of relating the Christian
religious heritage (as apparent in a theologian’s given time and context) to the
generality of human experience and possibility (as these likewise appear).638 At the
‘Literary Theory and Return of the Forms for Naming and Thinking God in Theology,’ Journal of
Religion, 74/3 (1994), 302-319); and ‘Trinitarian Speculation and the Forms of Divine Disclosure’ in
Stephen T. Davis, Daniel Kendall, and Gerald O’Collins, eds., Trinity (Oxford: Oxford University Press,
1999), 273-293. More recent articles include: ‘Form and Fragment: The Recovery of the Hidden and
Incomprehensible God’ in Werner G. Jeanrond and Aasulv Lande, eds., The Concept of God in Global
Dialogue (Maryknoll, NY: Orbis, 2005), 98-114; and ‘On Longing: The Void, the Open, God’ in Stephen
van Erp and Lea Werstricht, eds., Longing in a Culture of Cynicism (Zurich & Berlin: Lit, 2008), 15-32.
638
Already in Blessed Rage, Tracy was contrasting his own more collaborative approach to the
correlative theological method first introduced by Paul Tillich, according to which human ontological
questions provoke theological answers (see Blessed Rage, 45-6; and Paul Tillich, Systematic Theology,
Combined Volume (Wlwyn, Herts: James Nesbit & Co., 1968), Vol. 1, pp. 67ff.).
204
heart of this correlation, furthermore, Tracy has discerned a labour of critical reflection
mounting up towards ‘the strictly transcendental question, of the nature of ultimate
reality.’639 In this way, Tracean theological correlation requires both historical
attentiveness and transcendental aspiration: the tradition must always rediscover itself in
new social-historical contingencies and renewed transcendental inquiry.640 This task of
correlation and attendant transcendental reflection is at the heart of the dimension of
theology that Tracy has labelled as ‘fundamental theology.’641
The responsibility laid upon theology to pursue transcendental questioning is what
motivated Tracy to insist upon pursuing ‘systemic’ or ‘intrinsic’ theological correlation,
when he entered controversy in the 1980s with Protestant theologian Hans Frei’s
counter-insistence on merely occasional and ‘ad hoc’ correlations of Christianity with
culture and philosophy.642 Hans Frei (1922-1988) taught a generation of theologians at
Yale Divinity School to seek, above all, the scriptural-ecclesial ‘identity’ of Christian
living and thinking – indeed, the identity of Jesus Christ – in their own situation, and to
reject any requirement to systemically correlate this identity with general philosophical
interpretations of the world.643 Frei was alert to how correlations between the Christian
inheritance and the contemporary world were necessary to permit moments of
intelligibility to the gospel, but his espousal of strictly ad hoc correlation was
639
Tracy, ‘An Uneasy Alliance,’ 568.
Tracy has written that fundamental theologians, in particular, ‘must always be beginners,’ who always
go ‘back again to rethink the beginnings’ of their inquiry (‘An Uneasy Alliance,’ 560).
641
Tracy gives clear expression to how he saw this Imagination, p. 64: ‘In short, either the public
character of the fundamental questions which religion addresses (from the side of the “situation”) or the
fully public character of the responses that any major religious tradition articulates (from the side of the
tradition) demand a theological discipline which will investigate and correlate, through mutually critical
correlations, questions and responses in both situation and tradition. That discipline is here called
fundamental theology.’
642
‘An Uneasy Alliance,’ 558-9.
643
See Hans Frei, The Identity of Jesus Christ: The Hermeneutical Bases of Dogmatic Theology
(Philadelphia: Fortress Press, 1975); also a posthumous collection of Frei’s essays published as Types of
Christian Theology, eds. George Hunsinger and William C. Placher (New Haven & London: Yale
University Press, 1992).
640
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motivated, as Mike Higton observes, by the need to ensure that no one correlation could
‘overwhelm the particular shape of the unsubstitutable identity of Jesus of Nazareth’ as
portrayed in the Gospels and supporting biblical texts.644 Frei and similar theologians
feared that the theological correlation that seeks to gather itself towards some concerted
horizon – such as Tracy required – would inevitably result in the theologian replacing
the concrete specificities of Christian existence with philosophical generality.645
Apparently influenced by some of Frei’s criticisms of his earlier work (Blessed Rage, in
particular),646 Tracy came to echo some of Frei’s own positive emphases in his own
writing.647 However, the fundamental problem that Tracy identified with Frei’s and like
‘anticorrelationist’ approaches was that by denying ‘any systemic (as distinct from ad
hoc) role to apologetics,’ these theologians refused ‘any critically reflective role for
theology.’648 Tracy cannot be satisfied with Hans Frei’s ‘ad hoc’ correlations that
borrow contemporary language opportunistically, while never using those correlations
in a concerted way to interrogate the tradition critically. Only an intrinsically correlative
approach saves theology from uncritical dogmatisms.
At the same time, Tracy has also identified similarly anticorrelationist approaches in the
644
Higton, Mike A., ‘Hans Frei and David Tracy on the Ordinary and the Extraordinary in Christianity,’
Journal of Religion, 79 (1999), 566-591: 571-2.
645
See Frei’s late essay, ‘Five Types of Theology’ (in Frei, Types of Christian Theology, 28-55); also
William C. Placher, Unapologetic Theology: A Christian Voice in a Pluralistic Conversation (Louisville,
Kentucky: Westminster/John Knox Press, 1989).
646
Frei’s ‘Five Types of Theology’ (in Frei, Types of Christian Theology, 28-55) contains a sharp critique
of the correlative and apologetic approach to theology that Tracy outlined in Blessed Rage.
647
For example, Tracy echoes Frei’s emphasis on the narrative of Jesus Christ as the ground of Christian
theology, when writes in 1995 that ‘the Christian understanding of the one God is grounded not in a
general philosophical theory of monotheism but in this concrete passion-narrative history of God’s selfdisclosure as Agent in the cross and resurrection of Jesus of Nazareth’ (Tracy, ‘The Paradox of the Many
Faces of God in Mono-Theism,’ On Naming the Present, 27-35: 32). Even here, however, the correlative
and transcendental (as capitalized) category ‘Agent’ is an example of the kind of thing of which Frei
would be suspicious.
648
‘An Uneasy Alliance,’ 559. (I follow Higton in adding the emphasis: it is the element of critical
reflection that is lost in Frei’s merely descriptive reflections and elaborations of Christian identity.)
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Roman Catholic theologian Hans Urs von Balthasar, and the later Joseph Ratzinger, for
whom, in analogous fashion, Catholic theology only needs to ‘clarify and affirm its own
unique identity as such and not in correlation with the ever-shifting and dangerous
contours of the contemporary situation.’649 Fundamentally, such an attitude can make
little sense according to Tracy’s outlook, given the way in which traditions form
themselves through ongoing, plural and ambiguous interpretative exchanges with the
wider culture or cultures in which they appear. We may say in the spirit of Tracy that
even the tradition that imagines itself as carrying a distinct gift of God must
acknowledge that the gift has at no point persevered or unfurled itself in simple selfidentity. Likewise, the identity that a living tradition may gather for itself is never
located simply in its deposit of authoritative texts or in its juridical organisation, even
where these latter fulfil plausible normative functions.650 Neither Scriptures nor Church
are ports secure from the storms of history.
Tracy’s theological procedure for navigating these storms, meanwhile, has involved
hazarding an evolving sequence of what may be termed ‘correlative categories,’ each
imbued with varying degrees of transcendental confidence and designed to facilitate
coordinated theological intelligibility to situation and tradition. In Blessed Rage, for
example, Tracy employed categories of ‘common human experience’ and ‘authentic
secularity.’ In Imagination, these ceded to the more hermeneutically responsive
categories of ‘tradition,’ ‘the classic’ and ‘analogical imagination.’ Since 1990, Tracy
has forged further categories of the ‘mystical-prophetic’ (for a while, at least, explicitly
649
Tracy, ‘An Uneasy Alliance,’ 554. Jean-Luc Marion is another essentially anti-correlational Roman
Catholic philosopher-cum-theologian, whose work became influential in Anglophone theology in the
1990s (see Jean-Luc Marion, God without Being: Hors-Texte, trans. Thomas A. Carson (Chicago:
University of Chicago Press, 1991), to which Tracy wrote the Foreword.
650
See Tracy’s comment in Plurality concerning ‘the never-ending need to appropriate the undeniable
goods and truths of our traditions as traditio, not mere tradita’ (ibid., 130 n. 2).
207
as religious ‘rhetoric’), ‘the fragment’ (or ‘frag-event’), and ‘the Impossible Real,’
simply to facilitate Christian theology and cultural criticism. Each of these categories
has striven in its time to grant some plausible frame to the rational potential of Christian
faith. Each has been offered as a vehicle for aiding the interpretative and practical
dilemmas of inheriting Christianity in the present. We will consider these categories in
turn in later sections of this chapter.651
Critics of systemic theological correlation, meanwhile, will suspect that Tracy’s
categories inexcusably submit Christianity to constructs of human culture and reasoning
not subject to the authority of the revealed Word. For these Christian thinkers, the
worldly criteria devised in systemic theological correlation deliver only fatal
dissolutions of Christianity in capitulation to the spirits of the age. This chapter grants
to the anticorrelationists that there were real weaknesses in Tracy’s theological model of
the 1980s. However, as already noted, the concluding section will argue that
nonetheless these should be ascribed not to intrinsic correlation as such, but instead to a
one-sidedly ‘Catholic’ optimism about reason from which Tracy’s more recent thought
has been to some extent recovering.
II. From an explicit method to an implicit principle
II. i. Correlation as an explicit theological method (in the 1970s and ‘80s)
What began as an explicit model and method of correlation in theology in the 1970s and
651
See sections III, IV and V, below.
208
‘80s, has also become something more implicit and less prescriptive in Tracy’s outlook
since around 1990.
The essentially pre-Gadamerian presentation of theology-as-correlation that Tracy
offered back in Blessed Rage conceived two distinct ‘sources’ of theology requiring
quite distinct analyses. On the one hand, ‘a phenomenology of the “religious
dimension” present in everyday scientific experience and language’ would exhibit the
essential horizon of ‘common human experience.’652 On the other hand, ‘an historical
and hermeneutical investigation of classical Christian texts’ would retrieve ‘the
Christian tradition.’653 A ‘critical correlation’ of these two ‘sources,’ Tracy continued,
will involve elaborating an evolving ‘explicitly metaphysical mode of reflection’ able
‘to determine the truth status’ of the ‘meanings’ uncovered in each of theology’s two
sources.654
Thus Blessed Rage proposed relating contemporary human possibility and received
religious tradition under the gathering sway of transcendental and metaphysical
conclusions. One of the things that distinguished the correlation modelled in Blessed
Rage was that its analysis of ‘common human experience’ was universalising from the
start (even though Tracy also offered parallel observations about the role of
contemporary ‘secularity,’ which were interpretations of contingent historical
circumstance.)655 Since religious inheritances reflect contingent histories and cultural
intuitions are subject to change, Tracy required that theology ground itself in
philosophical-scientific argument concerning the fundamental nature of human
652
Blessed Rage, 47 and f.
Blessed Rage, 49 and ff.
654
Blessed Rage, 52 and ff.
655
See sections III. ii. and III. iii., below, for comparison of these more strictly transcendental and more
historically contingent aspects in Blessed Rage’s analysis of contemporary human possibility.
653
209
experience and meaning, on the one hand, and the claimed transcendent reality of God,
on the other.
When Tracy came to restate his model of theological correlation in the 1980s, however,
Tracy was by now identifying theological correlation squarely with his own newly
developed hermeneutical outlook.656 ‘Theology as hermeneutical,’ he explained, ‘can be
described as the attempt to develop mutually critical correlations […] between an
interpretation of the Christian tradition and an interpretation of the contemporary
situation.’657 In this partly revised scheme, the analysis of the ‘situation’ would be less
immediately dominated by philosophical argument, while the philosophical aspects of
both interpretations would consist largely in hermeneutical theory about the nature of
language and interpretation in general. The enterprise would now depend rather less
obviously on a distinct axis of transcendental reflection and theistic construction.
Tracy hoped at this time that his hermeneutical model of ‘mutually critical correlation’
between tradition and situation could hold the ring for the full set of contrasting genuine
theologies. To this end, he was at pains to insist that it was just as possible for a
correlative theology to articulate confrontations between interpreted tradition and
interpreted present, as it was for it to articulate basic agreement. To this end, he claimed
that the ‘concept “correlation” in correlational theology does not entail belief in
656
See Tracy, ‘Hermeneutical Reflections in the New Paradigm’ in Hans Küng and David Tracy, eds.,
Paradigm Change in Theology: A Symposium for the Future (Edinburgh: T&T Clark, 1989), 34-62. This
volume appeared after a German edition published in 1987, while the original conference at which the
papers were first delivered took place in 1983.
657
Tracy, ‘Some Concluding Reflections on the Conference: Unity Amidst Diversity and Conflict?’ in
Paradigm Change in Theology: A Symposium for the Future, ed. by Hans Küng and David Tracy
(Edinburgh: T&T Clark, 1989), 461-471: 462. Tracy offered a similar formula in Tracy, ‘Hermeneutical
Reflections in the New Paradigm’ in the same volume (ibid, 34-62: 59), as likewise again in ‘Lindbeck’s
New Program for Theology: A Reflection,’ The Thomist, 49 (1985), 460-472: 470; and also in Tracy, ‘An
Uneasy Alliance Reconceived: Catholic Theological Method, Modernity and Postmodernity,’ Theological
Studies, 50 (1989), 548-570: 550.
210
harmony, convergence or sameness’ between culture and tradition, but merely ‘that
some relationship is involved’ (which relationship could be ‘identity or non-identity or
identity-in-difference or similarity in difference’).658 In another essay around this time,
he insisted that his model ‘does not necessitate a capitulation of traditional religious
beliefs to contemporary secular beliefs,’ but rather invites ‘all the rational and religious
skills available […] to discern the proper response here and now.’659 Under correlation,
therefore, the Christian gospel may negate orthodoxies of culture and society, just as
much as culture and society may negate received interpretations of the gospel. Tracy
appeared to imply that normally elements of both dynamics should be simultaneously in
play.
Nonetheless, however, Tracy’s model for correlational theology in the 1980s was
probably not really as neutral as Tracy protested. For at its heart, it co-opted a ‘critical’
attitude towards religious authority, on the one hand,660 in conjunction with his
particular brand of (‘Catholic’) presumption in favour of metaphysics and analogy, on
the other. The first of these denied the transcendence of religious institutions, while the
second presumed the fundamental affinity of human culture for truth. Pressed together,
they did indeed seem to affirm some underlying ‘harmony, convergence or sameness’
between the message of Christianity and human culture as such.661
In Imagination, we may recall, ‘analogical imagination’ represented to Tracy the
transcendent-immanent grace and power by which language and interpretation conjure
658
Tracy, ‘An Uneasy Alliance,’ 563.
‘Lindbeck’s New Program for Theology,’ 470.
660
See section III. i., below, for Tracy’s break from Lonergan on this point.
661
Tracy noted what he regarded as the ‘misconception’ shared by Francis Schüssler-Fiorenza and
Elizabeth Schüssler-Fiorenza on this point (‘An Uneasy Alliance,’ 562 n. 56).
659
211
their convergent worlds of meaning and truth amid plurality.662 The problem with this
model, however, as we saw in Chapter Four, above, was that it was stacked in favour of
metaphysical analogy (along with the panentheism that accompanied Tracy’s version of
analogy). Martin Poulsom complained – rightly, I have suggested – that Tracy’s model
of theology at this time relied upon analogical sameness outstripping dialectical
difference.663
Tracy himself has recognised this unsatisfactory aspect of his earlier thinking. Back in
Imagination, hierarchies of ‘manifestatory’ over ‘proclamatory’ religion664 – and
‘analogical’ over ‘dialectical’ God-language665 – secured a theological metaphysics in
which an analogically maintained polarity of nature-and-grace encompassed and
surpassed every dialectical conflict between grace and sin.666 Today, by contrast, Tracy
no longer seeks to lead religious proclamation back to religious manifestation, nor
dialectical God-talk back to analogical theism.667 Instead, both parties in each pair are to
sit side-by-side, rather as they do in Tracy’s theological category of the ‘mysticalprophetic,’ employed since around 1990.668 As Tracy says today: ‘Manifestation and
proclamation, the mystical and the prophetic, the apophatic and the apocalyptic – both
sides are equally important.’669 This fundamentally changes the correlative setting for
662
For discussion of Tracy’s account of analogical imagination, see Chapter 2 section I. i. and Chapter 4
section IV. i., above, as well as section IV of this chapter, below.
663
See Martin Poulsom, ‘The Place of Praxis in the Theology of Edward Schillebeeckx’ in James
Sweeney, Gemma Simmonds and David Lonsdale, eds., Keeping Faith in Practice: Aspects of Catholic
Pastoral Theology (London: SCM Press, 2010), 131-42; and Chapter 4 section IV, above.
664
See Imagination, 202-218; and Chapter 4 section IV. ii., above.
665
See Imagination, 415-419; and Chapter 4 section IV. i., above.
666
In a recent, as yet unpublished lecture (‘The Necessity and Character of Fundamental Theology,’
presented at Loyola University, Chicago, April 8, 2011), Tracy has contrasted the ‘polarity’ of grace and
nature (in which grace completes nature) to the ‘dialectic’ of grace and sin (in which grace and sin do
battle).
667
See Chapter 4 section IV. ii., above; and also Tracy, ‘Interview,’ ln. 448-459.
668
For the emergence of the category of the ‘mystical-prophetic’ for theology, see section V below in this
chapter.
669
‘Interview,’ ln. 458-459; ‘I would no longer have this sense that ‘manifestation,’ for example, takes
over. No, because everything drives to fragmenting’ (ibid., ln. 456-7).
212
theology (as I will argue further in the concluding section of this chapter).
II. ii. Correlation as implicit principle (since 1990)
Breaking with any all-surpassing metaphysical form of theism for theology, Tracy’s
more recent thought has also explicitly pluralised his continuing attempts at
transcendental inquiry. Tracy has written recently of there being at least three ‘routes’ to
thinking God available to us today, along which routes (of ‘Love,’ ‘the Infinite,’ and
‘the Impossible,’ suggests Tracy), there arise, likewise, a further variety of possible
‘names’ (‘the Void,’ ‘the Open,’ ‘the Good,’ ‘God’) for the transcendent-immanent
Real that these routes conceive.670 Here, the undimmed transcendental interest of the
theologian becomes reconciled to achieving only ever partial and passing visions.671
Recall that Tracy once presented ‘interpretation of the Christian tradition’ and
‘interpretation of the contemporary situation’ as distinct tasks to be performed as
prelude to their eventual ‘mutually critical correlation’ into a concerted theological
position subtended to hermeneutical theory and theistic metaphysics. A pluralising of
metaphysical reflection, however, undermines the extent to which Tracean ‘correlation’
can any longer present itself as a method or even an articulated model for theology. As
Tracy wrote in 1990, ‘[e]very Christian hermeneutic today […] must endure as not
670
See Tracy, ‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds.,
Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32. See also ‘Interview,’ ln. 562), where Tracy adds a fourth ‘route’ to thinking God, ‘Tragedy and Suffering.’
671
Commenting on how, as he grows older, he ‘much prefer[s] Whitehead to Hartshorne,’ Tracy recalls
with approval ‘the famous image at the beginning of Process and Reality, in which [Whitehead] says
metaphysics is like a plane trying to take off, and if it succeeds you have a certain vision’ (‘Interview,’ ln.
278-282). By contrast, Tracy observes critically: ‘Hartshorne wants something much tougher. He wants
the transcendental conditions of the possibility of experience itself!’ (ibid., ln. 284-5).
213
merely unfinished but as broken.’672 Tracy is unable today to claim any single assured
method to pave the way of the theological task, any more than he can call upon theism
to stage its contents.
No longer able to proclaim a method in which initial theological contents get taken up
within ultimate theological form, Tracy wrote in 1994 of a pressing need to revisit ‘the
elusive and intricate relationship of form and content’ within theology.673 For, as Tracy
explained, modern theology had been obsessed with defining and defending some or
other primary form of theological rationality – some ‘ism’: ‘deism, theism, pantheism,
agnosticism, panentheism’ – and in this it had risked ‘squandering the classical heritage
of plural and possibly polyphonic forms for naming and thinking God.’674 Thus, modern
theology had been liable to mutilate the richness of its traditional sources in its search
for ‘some singular meaning which, however valuable for its limited function,’ was
characteristically ‘too narrow in its naming and too confined in its thinking to allow the
full range of premodern forms to find a postcritical life of second naïveté for the once
confident, now troubled modern thinker.’675 As modern certainties retreated, this
poverty was exposed as a hermeneutic failure.
In the wake of the retreat of those certainties, furthermore, as Tracy wrote in 1994,
‘[t]heos has returned to unsettle the dominance of the modern logos’ in contemporary
672
Dialogue, 121.
Tracy, ‘Literary Theory and Return of the Forms for Naming and Thinking God in Theology,’ Journal
of Religion, 74/3 (1994), 302-319: 302 (emphases mine). Tracy would also write in 1999 of a ‘fatal
separation’ (as opposed to helpful distinction) of form from content in modern thinking more generally
(Tracy, ‘Trinitarian Speculation and the Forms of Divine Disclosure’ in Stephen T. Davis, Daniel Kendall
and Gerald O’Collins, eds., The Trinity: An Interdisciplinary Symposium on the Trinity (Oxford: Oxford
University Press, 1999), 273-293: 273-4). See also Tracy, ‘Form and Fragment: The Recovery of the
Hidden and Incomprehensible God,’ eds. Werner G. Jeanrond and Aasulv Lande, The Concept of God in
Global Dialogue (Maryknoll, NY: Orbis Books, 2005), 98-114: 100.
674
Tracy, ‘Literary Theory,’ 307.
675
‘Literary Theory,’ 309.
673
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theology. According to Tracy, a release of theological rhetoric beyond stable horizons
of intelligibility has left the theologian to confront a ‘nearly impossible task of
correlating theos and logos.’676 In a time that lacks consensus on how to interpret (or
‘name’) itself,677 when compelling transcendental supports appear fragmentary at best,
Tracy imagined the theologian labouring at this ‘nearly impossible’ task of bringing
thoughtful correlations to bear.
There is no doubt that Tracy’s theological thinking since 1990 has been much
influenced by ‘postmodern’ philosophical and theological criticisms of theism and
metaphysics, drawing upon Martin Heidegger and Jacques Derrida.678 Yet for all this, as
Tracy wrote in his Preface to the 1995 reprinting of Blessed Rage, ‘[a] thinker today can
only go through modernity, never around it, to post-modernity.’679 So it is to the
distinctively modern argument of Blessed Rage that we shall turn next, beginning with
Tracy’s partial break with his teacher Bernard Lonergan which informed that work.
676
Tracy, ‘The Return of God in Contemporary Theology’ in Tracy, On Naming the Present: Reflections
on God, Hermeneutics, and Church (London: SCM Press, 1994), 36-46: 36
677
‘We live in an age that cannot name itself. For some, we are still in the age of modernity and the
triumph of the bourgeois subject. For others, we are in a time of the levelling of all traditions and await
the return of the repressed and communal subject. For yet others, we are in a postmodern moment where
the death of the subject is now upon us as the last receding wave of the death of God’ (‘On Naming the
Present’ in On Naming the Present, 3-24: 3).
678
See, classically, Martin Heidegger, ‘The Onto-theo-logical Constitution of Metaphysics’ [1956/7] in
Martin Heidegger, Identity and Difference, trans. Joan Stambaugh (Chicago and London: University of
Chicago Press, 2002), 42-76; also John D. Caputo and Gianni Vattimo, After the Death of God, ed.
Jeffrey W. Robbins (New York: Columbia University Press, 2007).
679
Blessed Rage, xv.
215
III. Blessed Rage for Order: correlation with ‘common human experience’
III. i. The break with Lonergan
Tracy’s first book-length publication, back in 1970, was his The Achievement of
Bernard Lonergan, which followed from his doctorate about Lonergan (supervised by
Lonergan in the mid-1960s).680 Tracy was also a director at the 1970 Lonergan
Congress in Florida, but by this time he was suspecting Lonergan of building uncritical
and premature religious-dogmatic commitments into his conception of the theological
task. In particular, Tracy distrusted Lonergan’s account of the intellectual significance
of moral and religious ‘conversion’ for theology.681 As a consequence, Blessed Rage
would not follow Lonergan’s route into theology. When analysing scientific
consciousness in Blessed Rage, Tracy was still content to declare himself ‘convinced
that Lonergan’s method is sound’:682 but the moment that moral and existential
questions of personhood come into view, Tracy announces baldly that he will ‘now
depart from a use of Lonergan’s transcendental method.’683
As we have seen, Lonergan’s general philosophical anthropology incorporated a
religious theory of transcendent action visited upon us all from above: action that offers
to effect human religious ‘conversion’ to restore and perfect our natural reason and
morality.684 According to Lonergan, the religious conversion of falling or being ‘in love
without restriction’ preserves every intellectual and moral conversion within itself, and
680
Tracy, The Achievement of Bernard Lonergan (New York: Herder & Herder, 1970).
For Tracy’s critique of Lonergan’s ‘dogmatic’ account of theology, to be discussed here shortly, see
Tracy, ‘Lonergan’s Foundational Theology: An Interpretation and Critique,’ Foundations of Theology,
197-222.
682
Blessed Rage, 99.
683
Blessed Rage, 101.
684
See Chapter 6 section II. iii., above.
681
216
forms ‘the efficacious ground of all self-transcendence, whether in the pursuit of truth,
or in the realization of human values, or in the orientation man adopts to the universe,
its ground, and its goal.’685
Lonergan seems more to state than argue that this phenomenon of gifted religious
loving really does shine forth unambiguously upon everyday human experience; that
religious experience really is such a sure enlivener of our truthfulness and goodness;
and that thereby we really do perceive and live up to a cosmic ground and purpose.
Lonergan evidently assumes that this natural-supernatural dynamism is able to
authenticate itself in experience. However, given that religious emotion alone scarcely
seems to offer such an authentication, it is fair to presume that Lonergan assumed some
additional means by which one’s alleged authenticity-in-loving may be reflected
knowingly back to one. Indeed, for one to have confidence in one’s own synthesis of
intellectual ‘method’ and religious ‘loving,’ one would seem to require the assurance of
some pre-existing manifest standard of integrated intellectual, moral, and religious
authenticity to measure oneself against. This is where religions come in. Probably, it is
only because Lonergan assumes the prior intellectual, moral, and religious authenticity
of Catholic tradition as a whole – as a (perhaps, the) paradigmatic instance of a
supposed broader class of authoritative-because-‘authentic’ religions – that he is able to
construe religious emotion as the incorporative sublation of our rational and moral
endeavour (rather than, say, merely a complicating factor within, or even the chaotic
derailing of, our reason and morals).686
In a close and technically argued dissection of Lonergan’s emerging ideas on the
685
Method, 241.
On the Rahner-like ‘sublation’ of intellectual and moral conversions within religious conversion, see
Method, 240.
686
217
differentiated task of collaborative theology, in a paper that Tracy delivered to the
Lonergan Congress in Florida in 1970, Tracy raised related suspicions about the basis of
Lonergan’s philosophical-religious vision.687 Tracy noted that of the eight cumulative
‘functional specialities’ that Lonergan had proposed as comprising the global task of
theology (namely: research, interpretation, history, dialectic, foundations, dogmatics,
systematics, and communications),688 the fourth of these, ‘dialectic,’ consisted for
Lonergan in ‘dialectical reflection on the results of earlier historical theology.’ By this
means, Tracy continued, Lonergan was claiming that the theological functional
speciality, ‘dialectic,’ could establish ‘a scientific way of dealing with the moral and
religious event called “conversion” from which alone […] theology may authentically
speak.’689 From this, Tracy concluded that Lonergan’s pivotal analysis of conversion
and its role in Lonerganian theology was itself predicated upon ‘assuming (as a
dogmatic assertion) the truth-value of the data (presumably religious) interpreted and
critically investigated’ in the previous functional speciality (i.e., history).690 Thus,
Lonergan established the scientific character of moral and religious conversion for
theology on the basis of an already presumed authority of specific religious tradition.
Tracy finds lacking in all this any ‘critical dialectical mediation of religious and
theological meaning and language.’691
687
Lonergan, ‘Functional Specialities in Theology,’ Gregorianum 50 (1969), 485-505. This became
chapter five of Method.
688
See Method, 127-133: (1) ‘Research’ involved establishing the relevant texts; (2) ‘Interpretation’
involved uncovering the meanings of those texts in their contexts; (3) ‘History’ involved judging
historical facts; (4) ‘Dialectic’ involved discerning basic philosophical positions, and finding the basic
criteria for theology in integrated intellectual, moral, and religious ‘conversion’; (5) ‘Foundations’
involved rendering ones own ‘conversions’ thematic and explicitly objectified; (6) ‘Doctrines’ involved
determining the tradition’s specific theological judgments of fact and value in the context of all the
foregoing; (7) ‘Systematics’ involved systematising doctrinal statements into coherent and analogous
understandings of ‘spiritual matters’ (Method, 132); and, finally, (8) ‘Communications’ involved
formulating theology’s external relations to other disciplines, to all various aspects of the culture, and to
the available media of communication at any particular place and time.
689
‘Lonergan’s Foundational Theology,’ 210.
690
‘Lonergan’s Foundational Theology,’ 210.
691
‘Lonergan’s Foundational Theology,’ 210.
218
Tracy found that the problem only solidified still further in the succeeding ‘functional
speciality,’ ‘foundations,’ wherein the Lonerganian theologian attempts ‘to articulate
the basic horizon within which a theologian operates’ by thematising his or her own
conversions. For all that ‘foundations’ funnels everything back again through the
‘authenticity’ of an experiencing subject, it would nevertheless be perfectly logical,
argues Tracy, were Lonergan to go on after this to develop positions in ‘systematics,’
that are simply ‘grounded in the dogmatic principle of Roman Catholicism emerging
from dialectics and thematised as the dogmatic realist horizon in “foundations.”’692
According to Tracy, to avoid being not simply uncritically subservient to the dogmatic
principle of Roman Catholicism (albeit now in a ‘sophisticated [and] methodologically
collaborative’ manner), Lonergan would need to find more convincing ways to
differentiate properly critical theological ‘foundations’ from more properly doctrinal
‘systematics’ (and likewise ‘dialectics’ from ‘doctrines’).
Looking back of at his presentation at the 1970 Congress itself, Tracy expresses regret
today that he presented there a ‘too rationalistic’ and ‘one-sided and hawkish’ critique
of Lonergan, specifically on the nature of theology’s relation to religious love. Tracy
tells of how, at the Congress, Lonergan privately challenged Tracy and Langdon Gilkey
about their demands for a critical dissection of the ground of theology. Could Gilkey
give a critical account of his love for his wife, Lonergan asked?693 Today Tracy is
happy to concede to Lonergan that ‘[y]ou don’t argue with love or for love’; ‘Like
Freud says, you can’t argue with feelings, they’re there or they’re not there.’ However
Tracy also adds, more critically, that ‘you can raise critical questions, and Lonergan
692
693
‘Lonergan’s Foundational Theology,’ 215.
See ‘Interview,’ ln. 205-9.
219
wouldn’t even do that, I think.’694
For his part, in Blessed Rage Tracy believed no less than Lonergan that Christian
theology must seek to be an authoritatively ‘authentic’ thinking, paradigmatic in its
discernment and fostering of human self-transcendence. In Blessed Rage, however, this
meant locating authenticity in a commitment to the ‘purely secular standards for
knowledge and action initiated by the Enlightenment.’695 And so, despite adopting
Lonergan’s equation of authenticity with scientific and moral self-transcendence,
Blessed Rage quietly undid Lonergan’s weave of religious philosophy and privileged
Catholic doctrine for the sake of the theologian’s full membership of the community of
scientific inquiry.696 In the place of submission to religious heteronomy, Blessed Rage
made it a central task of theology to establish, as best it may, case by case, and by
engaging in after-the-(Christian)-fact critical argument, whether (and if so, how)
Christian materials bear cognitive, moral and existential value.
In Blessed Rage, therefore, Tracy sought to conceive the crucial concept of human
‘authenticity’ for theology in a ‘critical’ rather than religiously dogmatic manner.
However, there were two simultaneous sides to Tracy’s account of authenticity in
Blessed Rage. On the one hand, as we will see in the next subsection, he developed a
purely philosophical argument concerning ‘common human experience’ as the criterion
for human authenticity. On the other hand, as the subsection after that will explore, he
also looked to interpret theological authenticity for his own time as an ‘authentic
694
‘Interview,’ ln. 210-213.
Tracy notes here Lionel Trilling’s diagnosis of a shift from modern ‘sincerity’ to post-modern
‘authenticity’ within secular commitment (Blessed Rage, 8; Lionel Trilling, Sincerity and Authenticity
(Cambridge: Harvard University Press, 1972)).
696
Tracy declares in Blessed Rage that the fundamental loyalty of the theologian as a theologian must be
‘to that community of scientific inquiry whose province logically includes whatever issue is under
discussion’ (Blessed Rage, 7).
695
220
secularity.’
III. ii. Christianity as authentic fidelity to essential self-experience
Rather than rooting authenticity in ‘conversions’ that begin and end in appropriations of
transcendently gifted loving, Blessed Rage aimed to root the unchanging essence of
human authenticity in nothing more tendentious than commonly discoverable basic selfexperience. In this depth of human experience Tracy proposed to exhibit the essential
‘experience of the self as an authentic self.’697 According to Blessed Rage, human
experience always gives itself, underneath all else, as an immediately reflexive
experience of the givenness of experience: such that one is always experiencing within
everyday experience also a reflexive self that experience gives.698 This experience of
self is therefore what is proper (or ‘authentic’) to experience as such. And so it follows
that this primary, pre-linguistic experience of the self, being itself the inexpressible
heart of authentic experience, is also by the same token the experience of an ‘authentic
self’: that is, of a self that is showing forth itself properly from itself.699 Such a self is
the basic phenomenon of experience. In this way, Blessed Rage sought to establish the
entire horizon of human experience in relation to this fixed locus of our ‘non-sensuous
experience’ that pervades ‘what phenomenologists call our “lived experience.”’700 In
sum, according to Tracy in Blessed Rage there exists a common basic self-experience
that summons to authenticity all human reflection, imagination, and decision in history.
697
Blessed Rage, 66.
Blessed Rage, 64-66.
699
Recall here Heidegger’s definition of phenomenology in terms of phainomenon as ‘showing-itself-initself’ and logos as ‘letting-something-be-seen.’ Here, Heidegger gives ‘phenomenology’ the meaning:
‘to let that which shows itself be seen from itself in the very way in which it shows itself from itself.’
This is a restatement of Husserl’s maxim, “To the things themselves!” (Being and Time, 58).
700
Blessed Rage, 66.
698
221
Of itself, however, the evidence for this kind of essentially meaningful but utterly prelinguistic self-experience is necessarily hard to come by. As pre-linguistic, it is
available for inspection, if at all, only by inference at a remove. Hence, Tracy argued
simultaneously that this constant (non-evident) self-experience is also evidenced
indirectly itself by incessant historical experiences of a ‘religious dimension’ of reality,
manifest at the ‘limits’ of human scientific, moral and personal finitude.701 In this way,
Blessed Rage linked its claim concerning pre-linguistic ahistorical self-experience with
a claim concerning trans-historical common experience of an encompassing religious
dimension – a ‘limit-of’ reality – which supposedly makes itself unfailingly manifest (to
the ‘authentic,’ at least) at the limits of human scientific and moral questioning and in
both positive and negative existential limit-situations (of, e.g., joy, love, illness, anxiety,
grief, oppression, or impending death).702
In effect, Blessed Rage presented these limit-experiences of religious living and
thinking as the mediated and manifest counterparts of our non-manifest but immediate
experience of self. The immediate experience of self, in turn, he imagined as
undergirding our experience of meaning. The undergirding of meaning in basic selfexperience was important to Blessed Rage, which proposed to conceive fundamental
theology for its day as ‘philosophical reflection upon the meanings present in common
human experience and language, and upon meanings in the Christian fact.’703 Here
‘meanings’ are modes-of-being-in-the-world that modulate the incipiently meaningful
701
See Blessed Rage, 98-109.
See Blessed Rage, 105-109. Tracy himself later came to doubt the self-evidence of the claim that
always and everywhere there is disclosed a gracious ‘religious dimension’ in all the ‘limit-questions’ and
‘limit-experiences’ of human finitude (see Chapter 6 section I. iv., above, and note 565; and Tracy,
‘Defending the Public Character of Theology,’ (Christian Century 98 (1981), 350-356: 355)).
703
Blessed Rage, 43.
702
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phenomenon of immediate self-experience.704 Furthermore, at the same time as basic
self-experience was said to ground every differentiated experience of meaning, Tracy
also suggested in Blessed Rage that the historical limit-questions and limit-experiences
of everyday human living could be said to disclose the essential trustworthiness (and
hence ‘meaningfulness’) of existence.705
The intricately interwoven argument of Blessed Rage shuttled in this way between
transcendental supposition and empirical generalisation, in a manner very much
vulnerable to Alan Ray’s Foucaultian criticisms of ‘empirical-transcendental
reduplication.’706 In a related vein, Hans Frei also put his finger on the basic problem
with this kind of argument when he wrote of ‘Tracy’s tortuous procedure [in Blessed
Rage] for making publicly and universally accessible supposed human realities that
remain elusive and in doubt, except for those already persuaded.’707
III. iii. Christianity as authentic secularity
Alongside this philosophical analysis of human experience, Blessed Rage also pursued a
bold ‘revisioning’ of contemporary Christian existence in terms of ‘authentic secularity’
as a key category for contemporary Christian faith and life.
Blessed Rage opens by asserting that the reality of ‘the contemporary theological
704
Here I follow Hans Frei: ‘“Meanings” then are [for Blessed Rage] modes-of-being-in-the-world that
are essences, or constant and identifiable characteristics, of the experiencing self’ (Hans Frei, ‘Five Types
of Theology’ in Hans Frei, Types of Christian Theology, eds. George Hunsinger and William C. Placher
(New Haven & London: Yale University Press, 1992), 28-55: 32).
705
See chapter five of Blessed Rage, entitled ‘The Religious Dimension of Common Human Experience
and Language’ (pp. 91-118).
706
See Chapter 6 section I. iv., above.
707
Frei, ‘Five Types of Theology,’ 34.
223
situation’ is that there exists a ‘common secular faith’ shared, in fact, by everyone who
genuinely inhabits the modern world. Tracy describes this shared ‘secular faith’ as a
‘commitment’ and an ‘attitude’ that acknowledges ‘the ultimate significance and final
worth of our lives, our thoughts, and actions, here and now, in nature and in history.’
Tracy continues that ‘[a]n explicit and full recognition of this faith as, in fact, the
common faith shared by secularist and modern Christian is perhaps the most important
insight needed to understand the contemporary theological situation in its full
dimensions and its real possibilities.’708
This is, of course, a bold interpretative claim, to which, no doubt, the analysis of
common human experience was intended to lend plausibility. Blessed Rage wove
together its global interpretation of its historical context (“nowadays, to be humanly
authentic is to be genuinely secular”) with its phenomenological-philosophical
argument (“always, humanly authenticity has been an elaboration of essential human
self-experience”).
Tracy argued that the situation of that time presented ‘real possibilities’ for a
‘revisionist’ theology committed to jointly reinterpreting contemporary experience and
‘the Christian fact.’ The ‘fundamental claim’ of the revisionist theologian, he insisted, is
that
nothing less than a proper understanding of [Christian] beliefs – in ‘revelation,’ in
‘God,’ in ‘Jesus Christ’ – can provide an adequate understanding, a correct
‘reflective inventory,’ or an existentially appropriate symbolic representation of
the fundamental faith of secularity.709
708
Blessed Rage, 8.
Blessed Rage, 9. In a footnote, Tracy notes a contrasting ‘seeming inability’ of nonreligious secularists
‘to articulate a powerful symbol-system’ (ibid., 19 n. 43).
709
224
Nothing less than the Christian symbols, Tracy suggested, can adequately reflect
cognitively or appropriately represent existentially the truth of contemporary human
existence.
The idea that ‘the secular’ could be the primary source of self-authenticating theological
norms was hardly unknown among liberal Protestant theologians by the 1970s, but few
Roman Catholic theologians have worked this theme. A sensitive Catholic critic, Avery
Dulles, found the ‘secular’ stance and affirmation of Blessed Rage theologically and
religiously alienating.710 Yet, Tracy was surely at least right to refuse to associate God
with another world of existence that makes itself apparent to the one world that we
share with all interlocutors only through some supposedly privileged institution. Tracy
has had no time for the combined and contradictory nullities of communitarian
authoritarianism and Gnostic-style esotericism.
However, by expanding of the term ‘secularity’ to be, in effect, a synonym of the wider
notion of ‘authenticity,’ Blessed Rage did tend to elevate this-worldly belonging as the
undisputed highest human possibility. Imagining that in our rational self-transcendence
we should strive towards ever-new elaborations of our essential human experience and
language of reason, Blessed Rage also confidently assumed that human beings are
essential hermeneutical ‘insiders,’ who possess in themselves the keys to all
understanding. Here we may ask: what if we are instead constitutional hermeneutical
outsiders in all our most essential interpretative tasks, in spite of all our local adaptation
to intelligent conception and rational judgment? Perhaps, in our fascinated attention to
the secrets that both form us and remain hidden from us, we are always striving to
710
Avery Dulles, ‘Method in Fundamental Theology: Reflections on David Tracy’s Blessed Rage for
Order,’ Theological Studies 37/2 (1976), 304-316.
225
attend to some other in our hopes for deeper understanding, and to an otherness more
fundamental than our supposed essential ‘selves.’ Something more like this latter path
seems to have been the direction adopted in Tracy’s more recent hermeneutics of the
fragment.
IV. The Analogical Imagination: correlation through hermeneutical theory
By the time of Imagination, however, the centre of gravity in Tracean fundamental
theology had shifted from hard-to-substantiate claims about common human experience
to a more malleable project of theological hermeneutics centred around the idea of
tradition. This section will be about this modified approach.711
Imagination set before its readers the seemingly concrete and empirical ‘phenomenon
of the classic’ to bear the weight of theological correlation. As we have seen, Tracy
presented ‘classics’ as the fundamental enduring entities that undergird human culture
and tradition.712 His claim was that all cultures possess certain images, texts, symbols,
rituals, or historical persons, to which that culture returns again and again so as to
interpret them anew and prompt from them new manifestations of meaning and possible
truth.713 Their existence ‘may be trusted to time,’ wrote Tracy, as ‘generations of
capable readers and inquirers […] check our enthusiasms and ensure the emergence of
711
There will not be space in this section (or in the thesis as a whole) for an in-depth reading of the
manifold fine-grain systematic theological judgements that populate Tracy’s text and footnotes in
Imagination (in the fields of contemporary Christology, for example), or, again, the alliances that he
makes there with other theologians. These would all richly reward examination in their own right, but
their retrieval would reward most after one has first appreciated the basic ways in which Tracy’s
theological project today is in both continuity and discontinuity with his enterprise in Imagination. This
chapter operates on that broader level.
712
See Chapter 2 section I above.
713
‘The presence of classics in every culture is undeniable. Their memory haunts us. Their actual effects
in our lives endure and await ever new appropriations, constantly new interpretations’ (Imagination, 109).
226
some sense of the importance of certain texts, images, persons, events, symbols.’714
It certainly sounds plausible to claim that cultures rely on tradition, and that traditions
rely on cultural products inherited as something like ‘classics.’715 After all, we rely
upon human creations of the past (for example, words) in order to think effectively in
the present. It was only a short step for Tracy to extend this expectation to other
historical human artefacts, memories and remains.
What is less clear, however, is why we should view any of these as quite the permanent
enablers and organisers of human culture that Imagination imagined. For it does not
follow from the de facto existence of tradition that time will deal kindly with any of a
culture’s supposed resources of truth. It is possible the generations to come will be as
fooled by our classics as we have been, but it is equally as possible that they will
discard them as passing illusions or unmask them as the plays of dominatory power. Or,
perhaps ‘tradition’ is just a name for part of how we muddle through, and we would be
best not to elevate it into a supposed gateway to Truth.
Yet, clearly, Tracy intended the ‘phenomenon of the classic’ to entail more than mere
general empirical observation. He saw it as part of a much grander theoretical claim,
which he sought to make explicit through a journey of supplement and clarification with
respect to the experiences, first, of ‘religion’ in general,716 and, second (and just as
714
Imagination, 109.
Tracy insisted that his ‘defense of the category “classic”’ was not ‘a defense of classicism or even of
pure retrieval, disallowing explanatory theories and suspicion (as in most of Gadamer’s uses of the
notion)’ (Plurality, 116 n. 8). Instead, it had more in common with Aristotle’s recognition of the
importance of ‘exemplary examples’ (ibid.). Both here and in Imagination (p. 139 n. 39), Tracy cites
Frank Kermode’s The Classic (New York: Viking, 1975) for a defence of the notion of the classic against
the charge of classicism.
716
See the chapters of Imagination on ‘the religious classic,’ especially chapter five (pp. 193-229).
715
227
crucially) Christianity in particular.717 In this way, Tracy sought to present the
phenomenon of the classic as neither a bland empirical commonplace, on the one hand,
nor yet a mere veil for untestable philosophical intuitions, on the other.
To interpret the classic-in-general by way of the ‘Christian classic,’ however, required
first of Tracy a recourse to a half-way-house: namely, the peculiarly essential and
revealing kind of classic that Tracy named the ‘religious classic.’ It is at this point that
Imagination embroiled itself in some transcendental claims reminiscent of Blessed
Rage. For, as noted earlier (in Chapter Two), in the religious classic, Tracy proposed
finding reality as a whole (which is also reality as such) responding to our human limitquestions and corresponding to our limit-experiences, disclosing itself through religious
classic-as-‘paradigmatic’ events, texts, rituals, symbols, and persons.718 Thus Tracy’s
original notion of the classic-in-general is now seen to have been all along anticipating
this horizon of ‘the whole.’ For, as Tracy writes here, all major classics of culture ‘may
bear a limit-to “religious dimension” as manifesting some essential aspect of the whole
or some human response to that aspect.’719 What nevertheless differentiates religious
classics from other classics, however, according to Imagination, is that they ‘bear the
further […] claim to attention’ that ‘here the whole has manifested itself.’720 Thus Tracy
concludes that ‘the differentia of the religious classic can be described as some
“manifestation (and concealment) of the whole by the power of the whole.”’721
What differentiates religious classics, it follows, is not that they are more intensely
717
See Part II of Imagination, surtitled ‘Interpreting the Christian Classic.’
Concerning the ‘paradigmatic’ quality of religious phenomena for those who experience them, after
Mircea Eliade, see Imagination on ‘the realized experience of truth in the religious classic’ (ibid., 194197).
719
Imagination, 183 n. 22.
720
Imagination, 183 n. 22.
721
Imagination, 183 n. 22.
718
228
‘classic’ than other classics. Tracy’s argument is thus not akin to Gadamer’s claim, for
example, that ‘poetic statements’ are more intensely and exemplarily linguistic than
other occasions of language.722 Instead, Tracy distinguishes religious classics because of
their special relation to a distinct category of religious experience, as witnessed in ‘the
great tradition of the interpretation of the sui generis nature of religion from
Schleiermacher through Otto, Wach, von Hügel, Tillich and Eliade.’723 Tracy’s claim
about religious classics was thus a product of his confidence in a manifest ‘religious
dimension’ of reality. He appeals in Imagination to theorists of the sui generis nature of
religion to lend further phenomenological corroboration to an argument that we have
seen he had first attempted in Blessed Rage. It must be a moot point as to whether or not
Imagination empirical-phenomenological extension of his previous argument really
advanced his case.
Either way, the fuller interplay of empirical observation and transcendental reflection
that Imagination attempts comes into view not with the generality of the religious
classic as such, but rather with exploration of the fully concrete and particular example
of ‘the Christian classic’ in the second half of the book.724 Tracy’s claim thus became
that Christianity – as the ‘classic’ tradition of Jesus of Nazareth as the Christ in his life,
death and resurrection – can, in actual fact, exemplify the nature of tradition itself as a
product of analogical imagination.
It is significant that Tracy brought his concept of ‘the classic’ to completion in
Imagination not by philosophical analysis merely, but ultimately, by interpreting the
722
Truth and Method, 465-466.
Blessed Rage, 168. As Tracy remarks, ‘[t]he closest analogue to this claim of the “religious classic” in
aesthetic theories are the reflections on “the sublime” in Shaftesbury, Burke and Kant’ (Blessed Rage,
183 n. 22).
724
Imagination, 233-455.
723
229
‘Christian classic’ of Jesus Christ. In this way, Imagination married fundamental and
systematic theology in a way that he did not attempt in Blessed Rage with its distinct
analyses of common human experience (as essential fundamental theology) and
Christian authentic secularity (as proto-systematic theology).
In the attractive vision of theology and thinking that emerged, ‘an analogical
imagination’ was revealed as the wit and grace that is able to understand similarity-indifference, and so uncover meaning and truth in a world of multiplicity and difference.
Tracy opened his Epilogue to Imagination with a striking poem by James Tate,
conjouring a vision and a hope, which, it suddenly appears, has all along been casting
its delight over Tracy’s vision:
Entries
When I think no thing is like any other thing
I become speechless, cold, my body turns silver
and water runs off me. There I am
ten feet from myself, possessor of nothing,
uncomprehending of even the simplest particle of dust.
But when I say, You are like
a swamp animal during an eclipse,
I am happy, full of wisdom, loved by children
and old men alike. I am sorry if this confuses you.
During an eclipse the swamp animal
acts as though day were night,
drinking when he should be sleeping, etc.
This is why men stay up all night
writing to you.725
Here, the sheer joy in finding connections between things opens upon a fullness of
world and life, ‘happy, full of wisdom, loved by children / and old men alike.’ And
725
‘Entries’ by James Tate, from his Absences: New Poems (1970); Imagination, 446.
230
what is more, amid this joy there seems to be inaugurated, also, a certain
indetermination of immanence and transcendence. Are the ‘men’ of the penultimate line
writing their worship to a woman or to God, or both? Whichever it may be, in a reversal
that culminates the poem, it turns out it is also they who now act like swamp animals
who are deranged by an eclipse, and so stay up all night. In the power of a thing being
like another thing, it seems, the Other begins to flow indiscernibly along with the same.
Not that an analogical imagination seeks to bypass the reality of conflict, however.
Tracy’s hope was that a religiously engaged and so fully-functioning analogical
imagination could ‘become a clearing wherein we may finally hear one another again,’
as people willing to face together the negation that lies ‘concealed in our present
inhumanity in all its […] deepening, encroaching darkness’ (which darkness, however,
Tracy concludes, ‘even now, even here, discloses the encompassing light alwaysalready with us.’)726 Ultimately, an analogical imagination was for Tracy a hopeful
strategy for facing up to the negative realities of injustice and ‘inhumanity’ in ourselves,
our traditions and our ways of life, while yet discerning also, ‘even now, even here,’ the
light of a more truly human possibility always-already sojourning with us.
It was (and remains) a beautiful vision. But it was also perhaps a vision with rather too
much advance confidence in the resolution of the dialectical difference of things into
their more fundamental analogical similarity. And the ‘order and, at limit, harmony’ of
the world spied by analogical imagination intimated at its zenith a panentheistic
analogical relationship between God and the world which likewise may have remained
726
Imagination, 455.
231
a little too clear and non-dialectical.727
We should acknowledge, however, that Tracean theological analogical imagination was
a significant advance on the generality of the process panentheist inheritance. We have
seen in Chapter Two (above here) that in Imagination Tracy demands a greater
‘dialectical incorporation’ of ‘the symbolic, the negative and the sense of radical
mystery (incomprehensibility, hidden and revealed God etc.)’ within process
theology.728 And he does deliver on this to a significant extent in Imagination. For
whereas his previous canon of ‘secularity-not-secularism’ for theology in Blessed Rage
had appeared to present its case in advance of any actual consideration of the
supposedly ‘re-presentational’ symbols of the historically particular ‘Christian fact,’ in
Imagination there is a real sense in which – despite a certain reliance on interpolating
the ‘religious classic’ – it is only with the plausible appearance of the concrete
paradigmatic example of ‘the classic of Jesus Christ’ that the concept of the classic-ingeneral receives any complete presentation and defence.729 In this way the ‘symbolic’ is
at the heart of the emergence of the analogical concept in Imagination in a way it was
definitely not in Hartshorne’s logic of theism.
Similarly, for Imagination there is no ‘Christ-event’ at the heart of a classic except via
727
Just perhaps, the reversal hinted at in the poem might be capable of sending the whole idea into a
vertiginous apophatic mysticism. But Tracy did not seem ready for this move in Imagination, and at that
time this would anyway have completely destroyed the element of prophetic proclamation that he was
seeking to integrate into analogical imagination.
728
Imagination, 439 n. 7. See Chapter 2 section II, above, and especially the main text to notes 177 and
following.
729
As Mike Hiton observes, ‘the reader of The Analogical Imagination is led through a series of
concentric analyses towards systematic theology’: from classic to religious classic and from religious
classic to Christian classic. Each time ‘something new’ is added: we do not deal here simply in ‘a
regional application of the more general theory (as [Hans] Frei claimed)’ (Higton, ‘Hans Frei and David
Tracy on the Ordinary and the Extraordinary in Christianity,’ 582).
232
the confrontational ‘memory of this dangerous and subversive Jesus of Nazareth.’730
Thus dialectic becomes, even if subordinate, nevertheless wholly inherent to analogy,
on Tracy’s model, in a way that would also be foreign within Hartshorne’s
philosophical theology. A new note of fundamental incomprehensibility also now
attaches itself to the process God, meanwhile, in a model in which God’s being and
saving power would occur fundamentally in the constitutional hiddenness and
unpredictability of an ‘event.’731
Yet for all this, Tracy’s account of general and theological interpretation in Imagination
still sought an intellectually and spiritually limpid analogical concept, in a move that is
directly parallel to the similar demands made in Blessed Rage on behalf of process
theism (and followed up in Talking About God).732 In resolving upon conjointly
general-hermeneutical and systematic-theological ‘analogical imagination,’ Imagination
also allowed the process-theistic concept – as such – to lapse into a certain amount of
what we may regard as happy obscurity. It seems likely that, by this time, a precise
theistic concept was no longer quite so centrally to the point for Tracy, for whom, as
Mike Higton has observed, fundamental theology was increasingly consisting more in
arguing ‘for the truth of systematic theology itself.’733
The interrogable transparency of one’s operative concept – theistic or hermeneutical –
can, I believe, be contrasted to the ways in which traditional theistic analogy must gloss
730
Imagination, 281. Christian life and thought, Tracy writes, lives ‘by an event and a person – the event
of Jesus Christ occurring now and grounded by none other than Jesus of Nazareth’: ‘What is that memory
in the New Testament? It is the dangerous and subversive memory of Jesus – dangerous, above all, for
the church which confesses it’ (ibid., 427).
731
In Christian thinking, Tracy informs us, ‘the Christ event is acknowledged as the radical mystery of
the self-manifestation of God’ (Imagination, 409).
732
See Chapter 2 section II, above.
733
Mike A. Higton, ‘Hans Frei and David Tracy on the Ordinary and the Extraordinary in Christianity,’
579-80.
233
its doctrinally-inspired literal propositions (creation and incarnation, as if facts) with
categorical emotional-cognitive rhetoric and assurance (for example, McCabe’s ‘God
suffered a horrible pain in his hands when he was nailed to the cross,’ or Lonergan’s
gift from above of being-in-love-without-restriction). For his part, Tracy has been
consistently determined not to surrender the full questionability of all interpretations to
the un-plural and unambiguous operations of presumed authority. This determination
applied also during the 1980s, when he still hoped, nevertheless, to stabilise the
conversation fundamentally through integral transcendental inference.
However, when the more chastened meditation on human conversation followed
Imagination in Plurality, and in Preface to that latter work, Tracy freely alluded to
difficulties he saw arising for theology, which he would need to face in future
theological work:
What the ‘essence of Christianity’ might be after Christians seriously
acknowledge first, the plurality within their own traditions, second the import of
the many other religious traditions for Christian self-understanding and third, the
profound cognitive, moral and religious ambiguity of Christianity itself is, to put
it mildly, a very difficult question.734
V. The prophet and the mystic
‘In the future,’ continued Tracy in his Preface to Plurality, ‘I hope to write a more
strictly theological companion volume to this book that will assess the implications of
these reflections on plurality, ambiguity, and hope for interpreting my own Christian
734
Plurality, x.
234
tradition.’735 In partial fulfilment of this promise, in 1990 Tracy published Dialogue
With the Other, which opened by developing the category of the ‘mystical-prophetic’
(effectively, to supplement – and eventually supplant – ‘analogical imagination’ in
Tracy’s theology and thinking).736
One distinct characteristic of the category ‘mystical-prophetic’ was its promise of an
appeal to religion shorn of theisms. As Tracy wrote in 1994, ‘postmodern suspicions
and retrievals’ in theology have displaced even the enduring achievements of modern
panentheism, putting in its place ‘not a rival set of propositions [but] a search for
entirely alternative forms […] of language rendering excess, gift, desire, prayer.’737
In the remarkable essay that opens Dialogue With the Other (1990), entitled ‘Mystics,
Prophets, Rhetorics: Religion and Psychoanalysis,’738 Tracy set out ‘prophetic’ and
‘mystical’ as inter-relatable categories of rhetoric that are not only relevant to Christian
(and other religious) thought, but applicable by analogy to the mixed scientific, clinical,
literary, and philosophical discourses of Freud (as the ‘prophet’) and Lacan (as his
‘mystical’ interpreter). Like Tracy’s previous theological categories, therefore, the
‘mystical-prophetic’ would traverse the boundaries between specifically Christian
theology and thinking more generally.
Tracy begins this essay with a theory concerning language found in Kenneth Burke’s
735
Plurality, x; see likewise ibid., 130 n. 2, and 141 n. 53.
Tracy, Dialogue with the Other: The Inter-religious Dialogue (Louvain: Peeters Uitgeverij, 1991).
Dialogue has the form of a loosely cumulative sequence of essays – revised and expanded from lectures
Tracy delivered at the University of Leuven in 1988 (see Dialogue, 1) – rather than a sustained
monograph, and only parts of the book concern strictly theological questions.
737
Tracy, ‘The Return of God in Contemporary Theology’ (1994), On Naming the Present, 36-46: 41
738
Dialogue, 9-26.
736
235
The Rhetoric of Religion (1970).739 According to Burke as cited by Tracy, there exists in
language a ‘drive to perfection’ that is at once thought’s creativity and also its becoming
rotten. Burke spies, writes Tracy, ‘the totalizing temptation’ that lurks in rationality,
religion, science, and rhetoric itself: ‘the absolutisms endemic to religion; the scientism
endemic to science; the imperialism endemic to rhetoric; the monomania endemic to
most insights.’740
Burke modelled human beings as ‘symbolic animals’ who create a symbolic universe,
but who, in this creation, as Tracy puts it, ‘cannot stop going to the end of the line – the
line of the widest possible generalization, the most perfect language for the truly
creative act, to God-terms (God as “Pure Act;” Genesis as Pure Act, as origin
determining the whole cycle of terms).’741 Subject to this compulsion towards totalising
rhetoric, we find that all our creations of freedom as symbolic animals are destined to
over-ripen and rot. Our very freedom reveals itself as determined and necessary in this,
its inevitable end: history is returned to nature. Tracy sees here one ‘further meaning of
Hegel’s or Hartshorne’s philosophical interpretations of God-language as perfectionlanguage.’ Tracy’s argument is hugely compressed, but the first inference of this essay
is clear: Burke’s concept of the ‘rottenness of perfection’ in all our thinking and
speaking ‘suggests at best ambiguity and, at limit, over-determination in all our
conscious “god-terms”.’742
Nevertheless, Tracy goes on to suggest in this essay that if we should be able to let go
of Hegel and Hartshorne (the latter so important to Tracy in Blessed Rage), then we
739
Kenneth Burke, The Rhetoric of Religion (Berkeley: University of California Press, 1970).
Dialogue, 13. On the monomania of insight, Tracy offers an example: ‘recall René Girard in Violence
and the Sacred yielding to a kind of monomaniacal totalizing of a good insight’ (ibid.).
741
Dialogue, 16.
742
Dialogue, 17.
740
236
might begin to see that the religious perfection rhetoric of the Western monotheisms, at
least, is split between the two poles of the mystic and the prophet, neither of which can
outstrip the other. Burke himself remained a tragi-comic ‘analytic and moralizing
therapist of the human mess’ (a neo-Stoic who commends we ‘dance with tears in our
eyes’),743 and did not spy the possibility and the release that this tension between
prophet and mystic permits. Yet Tracy spied here in the religious case of the ‘mysticalprophetic’ a rupture in god-terms that could release us into a sober hope for responsible
freedom.
First, there is the prophet. She receives a word that is not her own, but Other: and only
on behalf of this Other may she speak her words of warning, prediction, promise or
interruptive proclamation.744 Those few who have ears to hear, hear in these words the
Other in themselves such that they enter by them, at best, into a ‘continuous
convalescence’: consolation from all sorrow being only possible where the Other is
denied.745 As for the prophets themselves, they frequently have good reasons to be
discouraged, and may well become consumed with ‘fury at this Other who insists on
speaking in them.’ At other times, however, ‘the prophets (or their successors) will
yield to more reflective moods’:
They will face the fact that people seem to demand, not the word of the Other, but
a consolation that cannot be given. They will note that the prophetic word is also
“rotten with perfection.” Ecclesiastes, that oddest of biblical books, is,
rhetorically, that kind of work; so is [Freud’s] Civilization and Its Discontents.746
For Freud, says Tracy, always had the rhetoric of a prophet. Despite Freud’s longing for
743
Tracy quotes from an unpublished seminar paper by David Smigelskis at Chicago in 1984 (see
Dialogue, 12).
744
Dialogue, 17.
745
Dialogue, 18.
746
Dialogue, 18-19.
237
a ‘scientific’ perfection language – invoking Logos, ‘not mystery, not Other, not law’ –
his language was also – happily – polyvalent and strange, over-determined and
disseminating. Freud’s ‘powerful prophetic rhetoric challenged the ordinary prose of
science and humanism alike as surely as the classic prophets’ rhetoric, however clear
and definite, smashed against the iconic proses, the idols, of the people.’747 This is to
say, whatever the science he hoped for, Freud also produced ‘a prophetic rhetoric of
persuasion to the Other.’748
What Freud sometimes wanted – from his god-term, Logos – was a stabilizing
rhetoric of the topics. What he received – from the Other in the unconscious – was
a radically destabilizing prophetic rhetoric of the tropes.749
And – here comes the coup de grace – it took Jacques Lacan (the ‘mystic’) to really
understand this:
Jacques Lacan spotted this secret of the prophet with all the self-confidence of a
mystic assuming that only he could understand what the prophet really meant. For
mystics, unlike prophets, have no hesitation in allowing the destabilizing
discourse of the Other the fullest sway.750
Tracy notes that the prophet is ‘made a responsible self by the Other-as-Word,’ losing
self in order to gain self.751 To some Eastern traditions of mysticism, such as Zen
Buddhism, prophetic discourse has consequently been regarded not as a solution but
rather as a symptom of a deeper problem in the compulsion to affirm a God and one’s
own ‘self.’ The apophatic mysticism of Lacan, by contrast, says Tracy, is like the
747
Dialogue, 19.
Dialogue, 20.
749
Dialogue, 21.
750
Dialogue, 21.
751
Dialogue, 22.
748
238
mysticism of the Western monotheisms, especially that of the love-mystics.752 All
apophatic mystics in the monotheistic prophetic traditions answer to their critics that in
order to understand the prophets one needs a basic structural grammar (of God-worldsoul) which the mystics will supply.753 This is Lacan’s relation to Freud.
Only, Tracy observes, some of these western mystics tend subsequently also to become
radically apophatic, like Dionysus, Eruigena, and Eckhart. In this development, ‘the
basic structural elements themselves (God-world-soul) dissolve into one another as selfnegating, self-dissolving’: Eckhart’s prayer to God to save him from God ‘is far […]
from the responsible self of the prophets as well as far from the agapic-erotic self of the
Christian love-mystics.’754 Something very similar occurs, Tracy notes, when Lacan
moves from the assertion that ‘the unconscious is structured like a language’ to his
rejection of the unified sign because the signifiers and not the signifieds rule. At that
point, ‘we are far […] from the “sign” of Saussure and the god Logos of the scientific
side of Freud. We are somewhere else. Perhaps in the discourse of the Other? Perhaps
in the apophatic excess of jouissance? Surely not in the ego.’755
At the same time, however, rather as when Eckhart appealed to the ‘more orthodox
analogical rhetoric for God-language’ of Aquinas, his fellow Dominican, ‘Lacan will
also occasionally appeal to more orthodox visions of the Other’: for example, to the
dialectic of Hegel or to the ‘language speaks’ of Heidegger (each of which latter, Tracy
notes, also ‘wanted an end to “theism” and “atheism” alike in favour of the Other who
752
Dialogue, 23.
Dialogue, 24.
754
Dialogue, 25.
755
Dialogue, 25.
753
239
is finally allowed to speak.’).756 Meanwhile, even as the orthodox psychoanalytic
institutions expelled Lacan, and the papal commission at Avignon condemned certain of
Eckhart’s propositions, ‘both would continue to insist on their higher orthodoxy.’757 For
Eckhart and Lacan know that ‘only the mystic understands what the prophet really
meant, for only the mystic knows the basic structure of the whole and its radically
destructuring actuality.’758
Thus Tracy finds the question, “Does Lacan interpret Freud accurately?” is remarkably
like the question, “Does the apophatic mystic interpret the prophetic texts correctly?”759
Tracy concludes that
neither the theist nor the atheist, neither the scientistic scientist nor the Romantic
mythologist (Jung?) need enter this debate. The debate between the prophet and
the mystic is elsewhere. It is beside itself. It is a rhetoric of the Other.760
The prophet and the mystic reside beyond the ken of either theism or atheism. In their
intrinsic interdependence, Tracy spied a new apologetic and correlational category for
theology.
It seems to me, however, that in Dialogue Tracy was still according a certain priority to
the mystic. He still seemed to hope to consider religion, as a whole, in terms of a
‘dialogue with the Other,’ and, as such, in terms of its grounding in a mysticalmanifestatory ‘religion of the Other, Being, the cosmos, the sacred that both reveals and
756
Dialogue, 25-26.
Dialogue, 26.
758
Dialogue, 26.
759
Dialogue, 26.
760
Dialogue, 26.
757
240
conceals itself in all the religions’ (as he writes in a later essay in the collection).761
Were this so (and I have no space to argue this at length here), it would make sense
insofar as in Dialogue Tracy was still looking to ‘the classic’ for the essential aesthetichermeneutical phenomenon. The idea of the mystical-prophetic in reciprocal tension
and balance could really come into its own only once Tracy developed the category of
‘fragment’ (explored in Chapter Nine below).
VI. Nature, grace and sin: an opportunity to rethink the self-possession of reason
At this point, our attention can begin to turn to the consequences of these later
theological developments in Tracy as regards his ideas of how to correlate reason and
faith. In this final section to this chapter, I shall suggest that questions newly arise in
Tracy’s work about grace, sin and the self-possession of human reason. Tracy himself
may or may not feel the force of these questions as keenly as I shall present them here,
and Tracy might not be happy with all of the conclusions I shall draw. However, I hope
to show at least that there is scope for some such discussions, and this section should be
helpful background for appreciating what will be at stake when we shall turn to what
Tracy has to say about fragments in Chapter Nine.
Tracy wrote in 1991 that for Catholic tradition, ‘Jesus Christ is both the self-disclosure
of God and God’s quest for human beings.’762 On this model, God’s self-disclosure is
oriented towards bringing about human beings who are fully human and related to God.
761
Dialogue, 59. This comes in the essay entitled ‘The Challenge of the Archaic Other: The
Hermeneutics of Dialogue’ (pp. 48-67).
762
Tracy, ‘Approaching the Christian Understanding of God’ in Francis Schüssler Fiorenza and John P.
Galvin, eds., Systematic Theology: Roman Catholic Perspectives, Vol. 1 (Minneapolis: Fortress Press,
1991), 133-147:141.
241
A further corollary of this quest for human beings in Jesus Christ, according to Tracy
here, is that Jesus Christ is also the fulfilment of the ‘quest of the human for God.’763
Thus, God’s quest for human beings is correlated to the natural questing of human
beings for God.
Not only are humans by nature interested in God (not a controversial claim for a
theologian), therefore, but according to Tracy here, they also possess a natural capacity
to quest fruitfully for God, such that God’s quest for us responds to our quest for God.
This is potentially more controversial. The Gospel in one place imagines the disciples
catching people for God’s Kingdom in the manner of fish, who, of course, do not quest
for the net and the dinner table.764 Here, the image that Tracy employs of God tracking
down human beings for the sake of their humanity is a different one, and seems to
imply God’s self-disclosure inherently responding to, and thereby partly depending
upon, our home-grown attempts to become more fully human (which are
simultaneously our ‘quest for God’).
In actual fact, Tracy was careful in this 1991 article not to over-emphasise his claim of
natural theology, picturing the human quest for God as something that only really
comes together in the wake of encounters with God’s self-disclosure. Thus, Tracy
proceeds to equate ‘the quest of the human for God’ with ‘the question of how to
correlate what we otherwise know or believe to be true with the strictly revelatory event
of God’s self-disclosure.’765 Thus, it is fundamentally as a response to the prior advent
763
‘Approaching the Christian Understanding of God,’ 141.
See Mark 1:17 and Mat. 4:19.
765
‘Approaching the Christian Understanding of God,’ 141. For the idea that experiences of
hermeneutical disclosure call for mutually critical correlation with other things that we think we know,
recall Tracy’s adaptation of William James’s second criterion for assessing religious experience
764
242
and announcements of nascent faith that Tracy here advises theology ‘to attempt to
correlate the human quest for God (in all the limit-experiences and limit-questions of
human beings as human) with God’s own self-disclosure in Jesus Christ.’766
Some Protestants, in particular, may be sceptical, preferring to doubt even this limited
theology of the positive contribution made by the human quest for God. These sceptics
may reckon, instead, that the best we can achieve within ourselves in this life is some
suitable awareness of our impotence and nothingness, our ontological distance from
God. Only alongside such a negative discipline, they may claim, can the true freedom of
the Christian emerge in a life that knows itself hidden and sourced graciously
elsewhere, in Christ.767
It is in considerable contrast to any such negativity, therefore, that in 1991 Tracy
happily credited ‘the limit-experiences and limit-questions of human beings as human’
with, in effect, a positive (if secondary and dependent) role in constructing revelation.
Tracy’s account of our existential and epistemological situation also suggested parallels
with the characteristic Catholic sense that human beings are called to participate
constructively in their own salvation: achieving and incarnating degrees of meritorious
holiness (albeit within their all-encompassing dependence upon grace). Here we have a
model in which grace works to perfect nature on a level more fundamental than its
confrontation with sin.
(‘philosophical reasonableness’) by comparison with other things one knows (James, The Varieties of
Religious Experience, 32; Tracy, ‘An Uneasy Alliance Re-conceived,’ 560-570; and Dialogue, 27-47).
766
‘Approaching the Christian Understanding of God,’ 141.
767
Something like this would appear to be the classical Lutheran conclusion, at least as Daphne Hampson
sketches it in her lively study of divergent Catholic and Lutheran thinking, Christian Contradictions: the
Structures of Lutheran and Catholic Thought (Cambridge: CUP, 2001). ‘The Freedom of the Christian’ is
of course an essay of Luther’s.
243
I am drawing attention here to Tracy’s broadly Catholic assumptions in the article from
1991 because I wish to argue that since that time he has subjected these to searching
question (albeit no simple overturning). His recent concerns with ‘fragment’ and with
the ‘hidden God’ of Luther seem to give an altogether less clear priority to the
(characteristically Catholic) ‘polarity’ of grace-and-nature over the (characteristically
Protestant) ‘dialectic’ of grace-versus-sin.768
Indeed, it is worth recalling here two interwoven but distinguishable elements in
Tracy’s approach leading up to and including this 1991 article. On the one hand, there
has been the intrinsically and systemically ‘correlational’ character of Tracy’s thinking
about God and Jesus; on the other hand, Tracy was also heavily invested in the preeminence of analogical over dialectical elements within theological (and other)
thinking.769 Tracy’s Catholic conservative theological critics have tended also to opt for
the same latter one-sidedness, while dismissing systemic correlation.770 By contrast,
Tracy’s direction today is more oriented towards deepening his correlative engagement
by somewhat upsetting the one-sidedness of his previous metaphysical assurance.
If I am right, then Tracy may no longer be as committed as he once was to leading
every dialectic of sin/grace back to a surpassing polarity of nature-grace. This does not
mean that Tracy has abandoned his faith in the grace that engages and perfects nature –
without it, his hope for theological reason would surely disintegrate beyond useful
repair – but it appears reasonable to suggest that he may now count this polarity
768
Regarding Tracy’s recent emphasis on negativity in philosophy and theology with some explicit and
implicit roots in Luther, see Chapters 8 and 9 below, and also Tracy, ‘Form and Fragment: The Recovery
of the Hidden and Incomprehensible God’ in Werner G. Jeanrond and Aasulv Lande, eds., The Concept
of God in Global Dialogue (Maryknoll, NY: Orbis Books, 2005), 98-114: esp., 108-114.
769
See Chapter 4 section IV, above; and the end of section IV of this chapter, above.
770
See Tracy, ‘An Uneasy Alliance,’ 554-5.
244
between nature and grace as no longer any more structurally fundamental than the
confrontation of grace with sin.
One way to measure the change that I am suggesting here is to ask whether or in what
ways Tracy could still say today what he declared back in 1995 (in his Preface to the
reprinting of Blessed Rage): that he ‘still firmly believes in the self-correcting power of
reason (as Bernard Lonergan nicely names it).’771 For, just like ‘the human quest for
God,’ reason’s self-correcting power suggests a natural capability that grace essentially
heals and perfects.
Back in Chapter Six, I argued that by opposing ‘fragment’ and ‘totality-system,’ Tracy
has re-ethicised his cognitional theory and epistemology, retrieving a dimension found
in Lonergan that Tracy had previously excised.772 But if what I have just argued here is
right, then the structural negativity associated with fragments also propels Tracy outside
of the more narrowly ‘Catholic’ purview of Lonergan’s theological correlations.773 For
Lonergan imagined grace as establishing the identity and wholeness of authentic human
subjects, whose rationality has all along remained capable of the essential modes of
self-correction required for true knowing.774 Lonergan constructed a powerful account
of the destructions wrought by evil, bias and cultural decline,775 but he also retained
unequivocal faith in the essential capacity of human cognition for truth (even though he
needed, in effect, to invoke the programmatic authority of religious institutions to help
771
Blessed Rage, xiv.
See Chapter 6 section III.
773
For an initial sense of Lonergan as a correlational theologian, see the opening sentence of his Method
in Theology, where Lonergan declares that ‘[a] theology mediates between a cultural matrix and the
significance and role of a religion in that matrix’ (Method in Theology, xi). Tracy also labels Lonergan a
correlational theologian (see Tracy, ‘An Uneasy Alliance,’ 553).
774
See Chapter 6 section II, above; and recall specifically how the Lonerganian subject grasps a ‘virtually
unconditioned’ by raising and answering every relevant question needed for a judgment (see Plurality,
121 n. 4; and Lonergan, Insight, 279-287).
775
See Chapter 6 section II. ii., above.
772
245
rescue this capacity from incoherence and eclipse).776
When Tracy came to defend the correlative character of his theology back in 1989, he
invoked Lonergan on precisely this point: ‘it is, above all, the self-correcting character
of reason that needs careful defense.’777 By affirming the ‘self-correcting’ ‘character’
(1989) and ‘power’ (1995) of reason, Tracy rather implied that human rational practices
– in particular, as dialogue – possess a collective identity and sufficiency comparable to
Lonergan’s claims for individual and collaborative rational ‘insight.’778
It seems to me, however, that recent shifts in Tracy’s thinking demand of him far
greater equivocation over the autonomously self-correcting character and power of
human reason, even while he continues to affirm and hope for that reason. A solution to
this conundrum may perhaps be found in how Lonergan and Tracy have also sought, in
different ways, to articulate our total dependence upon God for existence and salvation
at the same time as they have affirmed our natural rational potential.
For Tracy, characteristically, modelling this dependence has meant modelling God as
person-like Ultimate Reality – the ‘limit’-Reality that informs all reality – whose power
makes itself available through words, events, things, others and ourselves, to enable us
to live to our potential.779 When Tracy expressed dismay in 1970 at emergent moves
around this question by Lonergan, this was because Tracy felt that Lonergan was
pulling the rug from under the critical account of reason he had mounted in Insight. It
776
See section III. i of this chapter, above.
‘An Uneasy Alliance,’ 566-7.
778
See Chapter 6 section II, especially II. i..
779
For the significance of the idea of ‘limit’ for Tracy, see chapter five of Blessed Rage; and also Chapter
1 section II, above, and section II of this chapter. For the significance of ‘power’ for Tracy’s
hermeneutical theory and theology, see Chapter 2 section I. i. and Chapter 3 section II, including footnote
231, above.
777
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seemed to Tracy that Lonergan was looking to contract human reason, at the last, to a
religiously ‘dogmatic’ account of its basis and salvation.780 Tracy was unhappy about
Lonergan invoking the programmatic authority of religious traditions and institutions as
a necessary underpinning of human rational operations. It is quite possible to read
Tracy’s work in theology since this time as a progressive sequence of attempts to
improve upon this unacceptable implication of the later Lonergan.
But perhaps we can hazard that today Tracy is beginning for the first time to tread a
path beyond both Lonerganian improbables: that is, beyond the mirage of self-evident
and unquestioned religious authority and the mirage of autonomously self-correcting
reason. Tracy is not as yet actually on record as suggesting that Lonergan’s Insight was
insufficiently equivocal about the nature of our participation in reason, or of our
received ownership of that participation, and I am far from sure that Tracy would agree
with what I am suggesting here. (In a lecture in 2011, he told the room that one thing he
agreed with Pope Benedict about was our need to ‘have faith in reason.’)781 But in the
light of the negativity of the Tracean fragment, now placed at the heart of his thinking,
it seems appropriate today to put former affirmations under question.
Ultimately, Lonergan secured his account of self-assured human reason on the
presumption of programmatic religious authority. Tracy, by contrast, has tended to seek
religious authority solely within self-possessed reason and strictly on the basis of this
reason. But it is precisely the self-possession of reason that is now in question for
Tracy: who appears to have undermined his previous metaphysical confidence in a
nature-grace polarity that subsists over and above the dialectic of grace-versus-sin; who
780
See section II. i. of this chapter, above.
Tracy, ‘The Necessity and Character of Fundamental Theology,’ unpublished lecture presented at
Loyola University, Chicago, April 8, 2011.
781
247
proposes we attend to conjointly ‘apocalyptic’ and ‘apophatic’ fragments at the very
heart of our thinking; and for whom the transcendent-immanent religious Real is now
not only Infinite but also positively ‘Impossible.’
It may be that the theological and philosophical shortcomings of Tracy’s 1980s model
of theological correlation are not overcome best by finally anti-hermeneutical
restitutions of stand-alone religious authority (à la Balthasar and Ratzinger). Instead,
one may hope to hold one’s hermeneutical nerve on an open terrain where the everbroken aspiring universalities of our reason do vigil with particularities of scripture,
church and tradition that are in their own ways no less aspirant and reticent.
This chapter has suggested that the role performed by theological religion within
Tracy’s hermeneutical thinking today is one of differential yet mutually implicated
affirmation and negation of human possibility as such. While this idea remains to be
thought out further, it clearly contrasts with Tracy’s previous constructions of God as
the unambiguous guarantor of our rational possibilities, in Imagination and Plurality.
But how does the newly Janus-like role that Tracy accords religion – both affirming and
negating human rational capability – fit within the wider heritage of hermeneutical
thinking? Is there any precedent in that tradition for theological religion that casts
shadows as well as light across human possibility? The next chapter will find precisely
this in the thinking of Hans-Georg Gadamer. It is a feature of Gadamer easily
overlooked, since Gadamer himself pushed it to the scarcely registerable margins of his
philosophy. But an appreciation of this potential of religion already within Gadamer
will help set the scene for the form-and-event of ‘the fragment’ which Tracy now
248
locates at the heart of attentive thinking.
249
CHAPTER 8
Gadamer’s Hermeneutics and Christian Religion
This chapter turns from theology back to hermeneutical theory, as such, to examine
Hans-Georg Gadamer’s little-remarked interpretation of religion, and Christian religion
in particular. This topic is too easily neglected in interpreting Gadamer, and Tracy
himself gives no indication of having paid it attention. Yet Gadamer’s interpretation of
religion can gain new significance for us in relation to moves Tracy has been making in
theology and thinking in recent years.
Whereas Tracy’s thought remains decisively oriented towards potential and actual
invocations of God, Gadamer’s philosophy pushed theological rhetoric very much to the
margins. But, as I will argue, much of Gadamer’s thinking was, even so, a religious
thinking haunted by the implications of Lutheran faith-experience. As Tracy begins to
incorporate fundamental negativity into his account of interpretative reason, and as he
also develops a keener Lutheran sense of theological negation of human horizons, so
Gadamer’s account of Christian religion becomes more relevant as a point of
comparison.
I. Gadamer and religion
In his Foreword to the second edition of Truth and Method, Gadamer concurred with
critics that he placed personal commitment at the heart of understanding.782
782
Truth and Method, xxv-xxvi.
250
Nevertheless, Gadamer insisted that the element of commitment he had in mind was not
to the detriment of true science. On the contrary, he wrote of ‘the “scientific” integrity
of acknowledging the commitment involved in all understanding.’783 In this way,
Gadamer echoed in some measure the traditional Christian insistence that understanding
is bound up with faith (and vice-versa). In acquiescing to the charge of emphasising
commitment, meanwhile, Gadamer was merely restating rather differently in a
Foreword what the main text of Truth and Method had already argued by placing
practices of immersive ‘play’ and performance in the foreground of interpretation, and
when it had posited a moment of practical ‘application’ at the heart of all
interpretation.784 For Gadamer, there could be no disengaged, purely contemplative
interpretation, but instead, to really interpret anything always means to commit oneself
to some or other path of existence and self-understanding.
Gadamer’s adaptation of religious emphases within hermeneutical philosophy does not
stop here, however. In a crucial passage of Truth and Method, Gadamer compares the
proper reception of an artwork to the faithful reception of preaching as described by
Kierkegaard. Kierkegaard held that for the work of Christ to be effective for us, Christ’s
work and ourselves must become genuinely ‘contemporaneous.’785 In parallel fashion,
Gadamer held that people participate in the truth of an artwork when the temporal
783
Truth and Method, xxv.
See Truth and Method, 306ff.; and Chapter 2 section I. iii., above.
785
See, for example, Søren Kierkegaard, Philosophical Fragments (Johannes Climacus), trans. and eds.
Howard V. Hong and Edna H. Hong (Princeton, NJ: Princeton University Press, 1985), 55-71. Genuine
contemporarenity with Christ, wrote Kierkegaard, never belonged to walking around with him in the first
century, or to any analogously ‘immediate’ experience that a person might claim today. Instead, authentic
contemporaneity has always belonged from the beginning to the present day to the ‘nonimmediate
contemporary’ who has ‘received the condition from the teacher himself’ and who knows the teacher to
the extent that the teacher knows him (ibid., 68). Gadamer imagined our general contemporaneity with
truth as taking place in an analogous fashion: from an ongoing historical act of tradition or an artwork,
rather than through any retrieval of an original scene of immediacy, whether from the past or wthin
oneself.
784
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existences of the artwork and its beholder somehow coincide – or ‘fuse horizons’786 – in
an event of truth-disclosure.787
These Gadamerian themes of ‘contemporaneity,’ ‘application’ and ‘commitment’ easily
recall religious (and Christian) ideas of communion, discipleship and faith. And yet, at
the same time, Gadamer’s central vision of human temporal existence strained out from
its appropriation of religion all the elements of particularity, paradox or a special
relation to transcendence that are to be found in Christian and other religious devotions.
The ‘religious’ attitude commended by Gadamer’s philosophy was a broadly secular
one.
Clearly, there are other elements of religious devotions that do not easily fit within
Gadamer’s hermeneutical philosophy, but I shall argue that he distilled these discordant
elements into a separate – almost private, but never wholly absent – meditation on the
peculiar religion of Christ crucified.788 This Gadamerian meditation on Christian faith is
all too easy for interpreters to ignore, so marginal can it seem; but it plays a crucial role
within the structure and stability of his thought. In brief, the distinctiveness and
relevance of Christian religion lay for Gadamer in its proclamation of Christ as a ‘sign’
that only faith can receive.789 This sign-secret of Christian faith constituted a distinct
category, for Gadamer, from the various symbolic mediations that art and the remainder
of religion bring to the table. Furthermore, Gadamer understood the Christian message
as being grounded in a salutary revelation to persons of faith of their radical incapacity
786
The language of ‘fusion’ comes from Gadamer’s later, related notion of a ‘fusion of horizons’ which
occurs in all significant interpretation, when linguistic tradition and truth are appropriated and
perpetuated (Truth and Method, 305f.).
787
Truth and Method, 123f.
788
See Gadamer, ‘Aesthetic and Religious Experience’ in The Relevance of the Beautiful; and Other
Essays, trans. Robert Bernasconi (Cambridge: Cambridge University Press, 1986), 140-153 (original first
published in 1978).
789
Gadamer, ‘Aesthetic and Religious Experience,’ 153.
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and powerlessness. This contrasts with the self-affirming essence of art and religion in
general.
According to Gadamer, in an essay we will consider more fully shortly, the Ecce Homo
of Christ confronts believers with a negative-cum-salvific human experience that
undercuts and overwhelms every sanguine confidence in language and tradition.790 In
clear contrast to the import of this Christian sign, however, Gadamer himself preached a
gospel of hermeneutical reason which championed general human possibility and the
immanent availability of meaning and truth. This Gadamerian gospel did not wait upon
any secretive sign, but, on the contrary, claimed that its promise of meaning and truth
had now become a sure promise everywhere manifest within, and to, the generality of
western historical experience. And yet, at the very same time, Gadamer also emphasised
the relevance of specifically Christian faith-experience for this emergent western
hermeneutical experience. As we shall see, Gadamer viewed past and present western
Christian experience as pivotal in enabling and bringing about the hermeneutic selfconsciousness that his thinking celebrated. Thus, for all that Christianity may pronounce
a negative proviso upon human hermeneutic possibility, for Gadamer it was just as
surely one of that possibility’s key progenitors and protectors.
In this way, Gadamer’s thought presents a seeming paradox, since its hermeneutical
attitude partially rests upon a Christian faith-experience that is actually antithetical to it.
A solution of this seeming paradox can be found, I believe, in Gadamer’s ambivalence
about the status of Christian religion as a contemporary possibility. According to
Gadamer, the purification of Christianity into its religious ‘sign’-quality only occurred
790
‘Aesthetic and Religious Experience,’ 151.
253
in fully developed Lutheranism, which coincided, Gadamer seemed to feel, with an
effective reduction of living Christian devotion to a purely hypothetical status. Shorn of
outmoded and inessential (‘Catholic’) trappings, Christianity had become for Gadamer,
in effect, the extreme case of a word that admits no world but rather only the cold shiver
that one experiences in contemplating the Cross.791 As a consequence, Christianity is
able to register its salutary negativity, for Gadamer, only within and in apposition to
some wider affirmation of the immanent human world, such as Gadamer’s core
philosophy proposed.
Thus, Gadamer articulated a secular humanistic philosophy maintained at a respectful
distance from the word of religious faith – a philosophy to highlight the real human
possibilities and powers that he found manifest in our ‘infinite process of making
ourselves at home in the world’792 – while yet he also regarded Christian religion as an
ongoing and possibly still indispensable witness to Western hermeneutic experience.
Christianity was for Gadamer both an irreplaceable example of tradition and an
appropriate negative foil to the necessarily one-sided focus of hermeneutical
philosophy.
Gadamer’s somewhat Catholic-sounding celebration of ‘tradition’ ought not to blind
interpreters to the thoroughly Lutheran tensions that play across his apparently serene
humanism, and neither should the careful distance which Gadamer maintained from
theology blind one to the considerable extent to which his thought was structured by its
response to religion and faith. What follows in this chapter will turn first to a helpful
791
I am grateful to Werner Jeanrond for the report that Gadamer said that his response to Christianity was
dominated by the shiver he experienced in contemplating the Cross.
792
‘Aesthetic and Religious Experience,’ 151. The reference here is specifically to the experience of art,
but it can be applied for Gadamer to the whole of our hermeneutic experience.
254
summary of Gadamer’s understanding of religion produced by Joel Weinsheimer (an
English translator of Gadamer).793 After that we shall consider a section in Truth and
Method that discusses the contribution of Christian thinking to the idea of language in
Western thought.794 Finally our attention shall turn to the crucial 1978 essay of
Gadamer’s alluded to above – entitled ‘Aesthetic and Religious Experience’ – in which
his sense of the distinctiveness of Christian (especially Lutheran) religion finds its most
illuminating expression.
I. i. Religion in Gadamer: the assurance of finite meaning
In proposing his own brief synopsis of Gadamer on religion, Joel Weinsheimer has
highlighted three positive aspects to Gadamer’s relation to religion. Firstly,
Weinsheimer suggested that the claim to eternal, divine meanings in sacred texts was
important to Gadamer, because Gadamer held that similar claims were in fact a
presupposition of all meaningful interpretation of texts and works of art, whether sacred
or secular. ‘Gadamer shows,’ writes Weinsheimer, ‘that every kind of interpretation,
and not just that informed by faith, must ineluctably posit the inviolability and selfsameness of meaning.’795 Sacred texts were thus exemplary for Gadamer, because of the
ways in which such texts advertise themselves to their readers as harbours of meaning.
In this way, religious attitudes and sacred texts manifest a crucial counterbalance to
history’s manufacturing of difference. Without something like the religious attitude
793
Joel Weinsheimer, ‘Translators’ Preface’ in Hans-Georg Gadamer, Hermeneutics, Religion and Ethics,
trans Joel Weinsheimer (New Haven and London: Yale University Press, 2000), vii-xiv
794
Truth and Method, 418-436.
795
Weinsheimer, ‘Translator’s Preface,’ viii.
255
adapted and applied across the board we are left prey to a ‘hermeneutic nihilism’
(Gadamer) in which ‘every reading is a new creation.’796 In place of such
demoralisation of discourse, Gadamer’s hermeneutical philosophy interprets the
religious situation as manifesting a truth that is relevant to language and interpretation
in general. As Weinsheimer summarises, ‘[t]he real problem of hermeneutics [for
Gadamer] is to think difference and sameness, the secular and the religious, together.’797
Within this ‘thinking together,’ the religious interpretation of sacred texts enjoys an
irreplaceable exemplariness.798 Here, too, the bibliocentrism of Reformation
Christianity is also exemplary for Gadamer.
Secondly, argues Weinsheimer, religion is exemplary in a further distinct sense for
Gadamer, in that it delivers a counterblast to Enlightenment aspirations to rational selffoundation and to an ‘idealistic philosophy that enshrines human will and
consciousness.’799 Religion undermines rationalistic and idealistic delusions because it
projects into the foreground ‘the boundary situations of guilt and death, where human
Dasein finds through its own experience its powerlessness before the power of fate.’800
To switch into terms that David Tracy employed for his own purposes in Blessed Rage,
we might say that religion confronts us with the ‘limit’ to our cognition and existence,
and reminds us of our mortality, finitude and non-innocence. As we have seen, Tracy
argued in Blessed Rage that such negative experiences of ‘limits-to’ our endeavours, of
themselves, lead us in the direction of more positive experiences of an encompassing
796
Weinsheimer, ‘Translator’s Preface,’ viii.
Weinsheimer, ‘Translator’s Preface,’ viii.
798
See the way in which Truth and Method gave space to the exemplary significance of religioustheological interpretation alongside the secular case of legal tradition and interpretation (Truth and
Method, 321-336).
799
‘Translator’s Preface,’ viii.
800
‘Translator’s Preface,’ viii.
797
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‘limit-of’ reality: of an aboriginal gracious ‘religious dimension’ to things.801 And
indeed, Weinsheimer’s third point about Gadamer on religion hints at a somewhat
comparable theme, despite everything we have said about Gadamer’s rejection of
transcendental thinking. For according to Weinsheimer, Gadamer viewed ‘the divine’ as
a name for the ‘supra-individual being’ that exceeds, precedes and ‘situates’ every
human consciousness.802 (However, as Weinsheimer also points out, Gadamer thought
less often of God in this regard, and more often of those concrete human institutions –
in particular, language – which everywhere precede and situate an individual’s ‘life’ and
‘world.’)803
In short, according to Weinsheimer, Gadamer valued religion, first, for its insistence
upon the presence and persistence of meaning within human history; second, for its
dismissal of rationalist and idealist self-certainties; and third, for its practice of invoking
something that fundamentally precedes us in making our humanity possible.
As I have already intimated, this three-fold summary of Weinsheimer’s nevertheless
misses out something important with regard to the persistent value and difficulty that
Gadamer found manifest in Lutheran Christianity specifically. Before turning to this in
more detail, however, it will be helpful to turn briefly to Gadamer’s reflections in Truth
and Method on what he considered to be the historical role of Christianity in the
emergence and clarification of Western hermeneutical experience.
801
See Blessed Rage, 106-108; also Chapter 6 section I. iv, and esp. footnote 565, above.
‘Translator’s Preface,’ ix.
803
‘Translator’s Preface,’ ix. Tracy’s evocations of a ‘religious dimension’ to reality-as-experienced
amount to conjointly existential, metaphysical and cosmological claims. By contrast, Gadamer’s interest
in ‘the divine’ occurs – as in Heidegger – wholly within the all-encompassing horizon of human and
linguistic temporality.
802
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I. ii. Religion in Gadamer: Incarnation and word
Towards the close of Truth and Method, Gadamer asserts that the Christian doctrine of
the Incarnation handed Greek philosophy a crucial dimension that was foreign to it. By
according centrality to the Incarnation of the Word, Christianity transformed the Greek
logos, with its connotations of an immaterial and ahistorical ‘spirituality’ and nous.
Whereas logos had previously connoted a background ‘cosmic potentiality,’ now ‘[t]he
uniqueness of the redemptive event introduces the essence of history into Western
thought […] For in contrast to the Greek logos, the word is pure event.’ In this way,
argued Gadamer, the phenomenon of language emerges ‘out of its immersion in the
ideality of meaning, and offers itself to philosophical reflection.’804 In Christianity,
Christ’s ‘Incarnation’ means not the inessential embodiment of a soul but rather a
casting of spirit into history. Even when Christianity goes on to emphasise the priority
of the inner word over the one that is spoken externally, this inner word will still
possess its character for Christian thinkers as a word (and hence the temporality of an
‘event’), argued Gadamer. This is so irrespective of whether this word is thought as
proceeding eternally within the Divine Trinity, or as occurring in a creaturely and
analogous fashion within human temporal experience.805
Gadamer notes, however, that Christianity’s insight into the centrality of language in
understanding could only go so far towards a philosophy based upon the phenomenon
of historical language. For Christian thought was limited by its (onto)theology of the
Creator-God, which everywhere worked to distinguish and subordinate our historical
804
Truth and Method, 418.
Truth and Method, 421f.. For a reading of Aquinas on the production of the inner word in human
cognition, in its analogy to an eternal gratuitous procession of the Word within God, see Bernard
Lonergan, Verbum: Word and Idea in Aquinas, ed. David Burrell (London: Darton, Longman & Todd,
1968).
805
258
world and words to a transcendent and eternal world and Word.806 And yet, Gadamer
notes, Christian thinkers never forgot the event- and process-like ‘word’ of which they
spoke, which they counted as being ‘no less than the mind itself [and] not a diminished
or weakened manifestation of it.’807 Indeed, according to Gadamer, ‘[k]nowing this
constitutes the superiority of the Christian philosopher over the Platonist.’808
The onto-theological limitations of Christian thinking, meanwhile, were also challenged
internally, Gadamer argued, by the conviction that we encounter the transcendent Wordevent via its being proclaimed ever-newly in preaching.809 On a Lutheran reading, at
least, the meaning of the Christian Word – which also represents language par
excellence – can never be approached apart from events of proclamation. Thoroughly
beyond Greek logic, wrote Gadamer, Christianity brings out ‘the character of language
as event.’810 ‘[W]hen the Greek idea of logic is penetrated by Christian theology
something new is born: the medium of language, in which the mediation of the
incarnation event reaches its full truth.’811
From Truth and Method, therefore, we can learn that Gadamer regarded Christianity –
Patristic, medieval and Lutheran – as highly significant within the emergence of a
robust account of historical and linguistic experience. It is now time to explore the
distinctiveness that Gadamer accorded to Christian religion, especially in its Lutheran
806
In Christian doctrine, ‘human language […] only indirectly becomes an object of reflection. The
human word is used only as a counterpart to the theological problem of the Word […] i.e., the unity of
God the Father and God the Son’ (Truth and Method, 419). Ultimately, Gadamer concedes, ‘[b]ecause the
doctrine of the inner word [in Christianity] is intended to undergird theological interpretation of the
Trinity by analogy, the theological question as such can be of no further help to us’ (Truth and Method,
421).
807
Truth and Method, 433.
808
Truth and Method, 433.
809
Truth and Method, 426.
810
Truth and Method, 426.
811
Truth and Method, 427, where this sentence is italicised.
259
form, through a closer reading of Gadamer’s later essay, ‘Aesthetic and Religious
Experience’ (1978).
I. iii. Christianity as a religion of ‘sign’ beyond symbol
Gadamer’s hermeneutic philosophy understood contemporary art and tradition as
making use of religious attitudes of both past and present. That is, Gadamer regarded
contemporary Western art, literature and humanistic discourse as continuing in their
own ways the symbolic and meaning-making functions that religion once claimed as its
natural domain.812 In Gadamer’s view, these arts became especially important once
symbolic religion had abolished itself in the West in the Protestant Reformation.
According to Gadamer’s 1978 essay, Christianity, for its part, is not so much about
general religiosity as it is about the revelation to individuals of their fundamental
inability to achieve or maintain a world for themselves.813 Thus, Lutheran-style
Christianity emerged for Gadamer as a foil to what he treated as the essentially positive
revelations of secular art, on the one hand, and survivals of ancient Greek art and
religion, on the other. Gadamer acknowledges that literature and the arts, in their own
ways, have always been capable of disturbing revelations of shock and terror (‘that such
things can befall human beings and that human beings can achieve such things’), and
that these revelations that have rarely been emphasised more insistently than in the
modern period.814 However, in the message and faith that concerns Christ and the Cross,
812
See, especially, Gadamer, ‘The Relevance of the Beautiful: Art as play, symbol and festival’ in
Gadamer, The Relevance of the Beautiful; and Other Essays, 1-53
813
See ‘Aesthetic and Religious Experience,’ 151ff. and below here.
814
‘Aesthetic and Religious Experience,’ 153.
260
Gadamer spied a further, altogether negative proclamation that confronts the
innumerable possibilities of human life that language, art and tradition hold forth. Those
latter possibilities were always Gadamer’s primary philosophical theme (and he
understood contemporary art and literature as subsuming and mediating much of what
we once received mainly via older functions of myth and religion), but at the same time
he also perceived in Christianity a darker ‘religion of the sign’ addressed to the solitary
individual, who is called not to attempt to live by shared symbolic tradition alone.
In order to show how this is so, we shall now follow the sequence of Gadamer’s
argument in ‘Aesthetic and Religious Experience,’ in which Gadamer offers another
telling of his story of how the possibility of a hermeneutical consciousness has emerged
in the West, different in emphasis from that in Truth and Method. This time, the story is
told from the point of view of the relation of art and religion, and Gadamer begins by
describing an original confluence of the aesthetic and the religious in the ‘endless’
social-cultural process of myth-telling, for which new characters and new elaborations
are always possible.815 So freewheeling is this process, however, that the specifically
hermeneutical task is not yet apparent within it. In the pre-philosophical past this
undifferentiated process was simply what took place. Nevertheless, Gadamer notes,
particular invocations of a god or gods by name did arise, and these came to constitute
specific loci of identity, which in turn enabled the emergence of epic stories. When
these stories acquired fixed forms, and even come to written form in texts, then there
emerged identifiable ‘works.’ The work of literature had been born. All works of
literature exhibit an essential untranslatability, noted Gadamer, because they are
themselves and nothing else can substitute for them.816
815
816
‘Aesthetic and Religious Experience,’ 143.
‘Aesthetic and Religious Experience,’ 145.
261
However, Gadamer notes that the Bible is an odd sort of text in this story, because the
Bible depends upon a strikingly different religious background. For ‘[t]he original
history of the chosen people is not a story of a transcendent divine world like those we
find in the mythical traditions of other religions.’817 Whereas pantheons
characteristically allow for indefinite multiplications of divine personalities, Hebrew
religious culture demanded that all false gods but the one God be identified and
radically rejected. To the extent that Biblical literature, too, has its ancestry in
freewheeling myth-telling, this ancestry requires constant purification. As Gadamer saw
things, this peculiarity of Hebrew religion later attained a further important elaboration
in Christianity, since Christianity moved the Biblical tradition beyond the ‘contractual
faithfulness’ of Hebrew religion and promulgated instead a ‘message’ to all which was
also a ‘promise’ to be accepted in faith. In Christianity, what is at stake, therefore, is ‘a
promise from God which only exists insofar as the promise is accepted.’818 It is a
radically personal word that exceeds any easy sharing of symbols and language. And
yet, once one accepts such a word, such a promise, one finds oneself mandated to
proclaim it also to others. This mandate to proclaim, in turn, requires that the message
be universally translated beyond the bounds of any original host culture. Following
Gadamer, we might go so far as to say that the Christian Bible functions as a coherent
literary work named ‘Holy Scripture’ – untranslatable, we would therefore think – to the
precise extent that it inaugurates and incites a tradition of ‘translating’ a universal
Divine word: a Word said to have been spoken within a particular salvation-history and
yet able to become universal.819 From this practical requirement that the Bible and its
817
‘Aesthetic and Religious Experience,’ 147.
‘Aesthetic and Religious Experience,’ 148.
819
From this inner-Biblical devotion to translation, it presumably follows, too, that a faithful translation
of the Bible is not essentially any less ‘Sacred Scripture’ than is the ‘original.’
818
262
message of faith be universally translatable, Gadamer suggests, there first arose for the
West the sense of a universal hermeneutic task confronting thinking in general.820
Of course, as is implied here, the Biblical and Christian work of translation proves an
infinitely demanding task. In principle, it is understood that this translation must be
possible because the Christian message transcends all difference (from which Gadamer
learns that, generally, meaning transcends difference). But people are not at all naturally
inclined to accept the Christian’s maximally universal message, a human disinclination
that arises because this message ‘represents a challenge that shatters all our natural
expectations.’821 Indeed, so strange is the Christian message to the human desire to be at
home in the world that the Christian struggles to make this message humanly available
at all. In this way, Gadamer presents Christianity as overshooting the very
hermeneutical task that it uncovers: so challenging is the endless task of Christian
translation and communication – even within outwardly prepared and hospitable
cultures – that Christianity culminates ‘in the idea that even faith is exclusively a gift of
divine grace so that all our criteria of merit and worth lose their significance.’822
Gadamer underlines the way in which the Christian message ‘is directed against any
natural understanding of human nature,’ so that the best that Christian discourse can
hope for is to offer ‘aids’ to this gift of faith.823
This Christian difficulty is paradigmatic for Gadamer because without it hermeneutic
experience would never have been revealed as what it is. Christianity thus sharpens the
manner in which all hermeneutical consciousness faces the challenge of overcoming an
820
‘Aesthetic and Religious Experience,’ 148.
‘Aesthetic and Religious Experience,’ 149.
822
‘Aesthetic and Religious Experience,’ 149.
823
‘Aesthetic and Religious Experience,’ 149.
821
263
alien-ness of the past and of other people carried within language. Indeed, ‘[t]he
genuine task of hermeneutics arises from the peculiar nature of Christian
proclamation.’824 And yet, this Christianity can illuminate this task only by propelling
itself outside of and beyond the positive hermeneutical phenomenon that Gadamer
preferred to dwell upon for the most part.
This is not to say, of course, that poetic-literary elements of a symbolic nature do not
also survive (and even thrive) within Christian speech. It could not be otherwise. And
furthermore, actual Christianity will also shelter confirmations of community similar to
those found in ancient symbolic religion. Gadamer notes how much nineteenth-century
German aesthetics celebrated precisely those symbolic elements that it found shared
between art, religion and literature. These elements possessed the power to awaken
people to what they shared in their humanity, precipitating revelatory events in which
recipients were able to recognize themselves.825 And Gadamer seemed happy to repeat a
similar sentiment for our own time: ‘The recognition that the work of art procures for us
is always an expression of that infinite process of making ourselves at home in the
world which is our human lot.’826
Alongside this (one-sided?) affirmation of art, however, Gadamer observed a quite
different form of recognition at work in the Christian Gospel itself, something which
contrasts sharply to these revelations of post-romantic art. Gadamer concluded that the
basic Christian mode of “this is you” involves being convicted by a religious sign that
contrasts with all modes of participation (however seemingly similar) that are available
in aesthetic-religious symbols. Beyond assembling with others before shared symbols,
824
‘Aesthetic and Religious Experience,’ 149.
‘Aesthetic and Religious Experience,’ 150.
826
‘Aesthetic and Religious Experience,’ 151.
825
264
the Christian is grasped by a religious sign that is only ever given pro me: ‘only given to
one who is ready to accept it as such.’827 In this way, the Biblical word of address
advances beyond the various forms of literature and symbol to speak ‘to me as a sign
rather than as a symbolic form of recognition.’828 And the import of this sign, for
Gadamer, is to turn me away from making myself at home in a world of manifold finite
possibilities. Instead, the Christian sign directs me to ‘the extreme poverty of the Ecce
Homo.’829 The good news of Easter comes to the believer only on the back of such a
withholding of happiness.830 From the perspective of Christian faith, writes Gadamer,
‘all the sublime solemnity and festive transfiguration involved in the veneration of the
dead that was cultivated by older religious cultures seems like one great flight from
death.’831
While the artistic symbol lives on in a realm distinct from religion, frequently exploring
its own critical and negative possibilities, its own ‘disturbing quality,’ the Christian sign
points in an entirely negative direction, simply to ‘show what we cannot achieve.’832 In
fact, so insistently did Christianity come to insist on human non-achievement as the
beginning of all truth that it provoked the outrage of the Enlightenment, which, as
Gadamer notes in the final sentence of the essay, ‘denounced’ religion ‘as an act of
betrayal or self-betrayal’ of humanity.833
827
‘Aesthetic and Religious Experience,’ 151.
‘Aesthetic and Religious Experience,’ 153.
829
‘Aesthetic and Religious Experience,’ 151.
830
‘Aesthetic and Religious Experience,’ 151.
831
‘Aesthetic and Religious Experience,’ 151.
832
‘Aesthetic and Religious Experience,’ 153.
833
‘Aesthetic and Religious Experience,’ 153.
828
265
II. The particularity and universality of Christianity in Gadamer
According to Gadamer, therefore, the self-manifestation of western hermeneutical
experience has been the result of a collision between Greek religious and philosophical
humanism, on the one hand, with a Christian revelation that is fundamentally alien and
shocking to human existence, on the other. Greek humanism posited a human striving
that partially succeeded in humanising the world. This humanisation was only partial,
according to Gadamer, because of how Greek thinking tended to alienate the
temporality, embodiment and linguisticality of human experience before suprahistorical Logos. Christianity, on the other hand, made manifest for the first time the
essentially historical character of logos, although at the same time as it also confounded
all human inclinations by the way in which it extolled the figure of the destitute Christ.
Where Greek experience had arisen as a brilliant unfurling of human possibility, an
especially glorious constellation within the human firmament, Christian faith
incorporated a quite contrary and unforeseen revelation, a scarcely conceivable word of
contradiction. Gadamer spied the essential unfolding and condition of western
experience in this collision of Greece and Christ.834
The role that Gadamer accorded to Christian faith in the coming-to-light of the
hermeneutical
phenomenon
therefore
appears
to
consecrate
that
‘universal’
phenomenon at the same time as a particularly (even incommunicably) western
European event and process (Geschehen). But here a caveat immediately arises. For
Gadamer philosophised from outside of Christian faith, with an ontological faith that
partly borrowed from but also tended fundamentally to displace Christian devotion.
834
As we have seen in the previous section, Gadamer recognised the definitively Jewish roots of
Christianity, but he interpreted Christ as a further dimension of what Jewish religion had started.
266
Gadamer credits Christian faith with a parentage of hermeneutics that is altogether more
surprising and categorically unique than the parentage accorded to the brilliant Greeks.
But the Christian gospel that he contemplates also seems intent on purifying itself out of
religious existence. This faith, shorn of metaphysical religious trappings, can find no
proper home in the world, and Gadamer seems ambivalent about its status as a live
option. Or, perhaps post-Lutheran Christianity has purified itself into a message that is
so personally and privately communicated that the philosopher can no longer speak of
it, except to note the trajectory it once blazed through a former, less transparent
philosophical firmament.
From Gadamer’s point of view, this purification of Christianity leads not to its
incorporation into a higher philosophical synthesis (as in Hegel),835 but instead gives
way to an ontological hermeneutics that is in its own way a humanistic faith in history.
This faith no longer looks beyond history-as-such to a Resurrection, but it does remain
obscurely haunted by the Ecce Homo of Christ and his Cross. Gadamer in no way
proposed that one should actually believe in the philosophically indigestible aspects of
Christian religion – after all, he was a philosopher celebrating the trajectory of
humanistic tradition begun in ancient Greece, not a theorist of that tradition’s shipwreck
– but rather Gadamer incorporated Christianity into his philosophy by separating out its
hermeneutically positive and negative aspects. The hermeneutically positive elements
he incorporated into his ontological philosophy, as a gospel of the unlimited
translatability (and hence durability) of meaning (Weinsheimer’s first point, above); the
less digestible negative elements he preserved and neutralized by allocating them to a
835
The final pages of Truth and Method (which follow on from the argument concerning the revelation of
word as event in Christianity) distinguish Gadamer’s account of the properly ‘speculative’ character and
competence of language, from Hegel’s partly similar philosophy and theology of the self-realisation of
infinite Spirit within concrete history (Truth and Method, 443-472).
267
wholly negative, personal-cum-private principle within hermeneutic experience. The
shadow of the Ecce Homo falls across the hermeneutical subject’s individuality and
reflective consciousness, as her passions and strivings jibe at her mortal and
hermeneutical limits,836 but it is the linguistic-ontological phenomenon that shines forth
as the world: always finite, always as tradition, always old and always new.
Unencumbered by religious devotion, then, the hermeneutical experience that Gadamer
honoured arises after the passing of the extraordinary history of intelligible Christian
faith. Indeed, a living and positive Christianity is no longer required (nor perhaps even
possible) now that the other-than-human call of Christ has rendered itself so thoroughly
without a human home, so fully purified of shareable religious-symbolic accretions. In
this way, Christian devotion yields to the altogether more translatable and generally
communicable experience of ‘being that can be understood [as] language.’837 It follows
that the confusion of Christian faith and philosophy that once reigned in western
Christendom was never really a new heavenly body for philosophy, on Gadamer’s
telling, but might be compared to a bright shooting star that burned itself out with the
Reformation. The appearing and passing of this illusion, however, allowed everything
else to become clear. And in this resultant clarity of hermeneutic consciousness,
according to Gadamer, a figure of universality (truth) has been revealed in the
836
The revelation of the Resurrection, meanwhile, is presumably to be thought on this model as one part
dark unknowing and mortal terror (the women are terrified, the others do not recognise Jesus) and one
part the revelation of the possibility of meaningful history, of tradition itself. As Tracy himself has
written: ‘If resurrection is actual, history is real. If God raised Jesus of Nazareth from the dead, all is
changed. Resurrection faith does not remove one from history but for it,’ for ‘[t]he hope of human beings
is not merely life after death but a hope for history itself’ (Tracy, ‘God of History, God of Psychology’
[1993], On Naming the Present: God, Hermeneutics, and Church (London: SCM Press, 1994), 47-58:
47).
837
One might perhaps wonder, a little whimsically, whether being that cannot be understood might be to
do with God or Christ, for Gadamer; but of course, there is very little really to be said about what we
simply cannot understand.
268
‘speculative structure’ of language itself.838
In this story, even so, the historic Christ continues to call in certain ways to the newly
disclosed hermeneutical consciousness and conscience. For, it seems that the full clarity
and rigour of Gadamerian hermeneutic experience will only announce itself to one who
consciously participates in an ongoing aftermath of Christianity.839 On the one hand,
historic Christianity is finished, after succeeding in abolishing itself; on the other hand,
Christianity never ends because it remains an irreducible condition of any really distinct
Gadamerian apprehension of hermeneutic experience. For the two sides of Gadamer’s
inheritance were not alike. While Gadamer’s Greeks were extraordinary humans, and
Gadamer sought to prolong what they had begun, his Christians were humanly
impossible and so Christianity remained for him a philosophically ungeneralisable
world-historical occurrence.
III. Comparing Gadamer and Tracy on religion
Religion plays an ambivalent, if crucial, role in Gadamer’s theory. By comparison,
during the 1980s, at least, Tracy presented religion much more straightforwardly, as the
crowning condition of dialogic reason, something already implicit within the
838
See Truth and Method, 453-469. Here, Gadamer pursued a different path to Heidegger for whom no
speculative function could be expected to organize what is particular and what is universal into a pattern
to stabilize the task of thinking. (See Martin Heidegger, ‘The End of Philosophy and the Task of
Thinking’ in ed. David Farrell Krell, Martin Heidegger: Basic Writings: Nine Key Essays Plus the
Introduction to Being and Time (London: Routledge and Kegan Paul Ltd., 1978), 369-392. For a related
argument that draws upon Heidegger to deprecate ‘the step up to the concept’ in philosophy, see Jacques
Derrida, ‘White Mythology’ in Jacques Derrida, Margins of Philosophy (Chicago: University of Chicago
Press, 1982).
839
Another hermeneutical philosopher whose thought also emphasises interpreting post-Christian culture,
albeit in a different way, is Gianni Vattimo (for an accessible introduction, see John D. Caputo and
Gianni Vattimo, After the Death of God, ed. Jeffrey W. Robbins (New York: Columbia University Press,
2007).
269
fundamental experience of the classic itself. He would see the profound plurality and
ambiguity of all religion as finding counterpart in its even more profound powers for
resistance and hope. As for Christianity specifically, Imagination presented it as an
exemplary classic tradition that shows forth the general nature of hermeneutical
possibility.840 But this did not involve for Tracy any strong appeals to particular
religious history comparable to what one finds in Gadamer.
Tracy’s thinking may have changed on some of these fronts since 1990, however.841
Furthermore, I believe we can discern some of the elements that we have identified in
Gadamer’s interpretation of Christian faith now appearing woven within Tracy’s
thought, albeit according to Tracy’s ongoing desire to mediate between living Christian
faith and philosophical thinking, which contrasts with Gadamer. I am not suggesting
that Tracy has shared the particular interest in or interpretation of Gadamer on religion
that I have outlined here.842 But if Tracy’s thought over the past twenty-plus years has
entered deeper into its hermeneutical heritage, as I believe it has, then it should not
surprise if previously neglected elements from that tradition should surface around his
work in new ways.
Today, Tracy seems to be intent on integrating positive and negative sides to the
hermeneutical situation, treating each as equally fundamental, no longer so clearly
enclosing the negative within the positive. Perhaps he does this partly by withdrawing
God as such from the hermeneutical scene. No longer does theism supply the shape of
840
See Chapter 2 section I, above.
In 1999, for example, Tracy could write approvingly of how postmodern thinking in religion works to
disrupt ‘the continuities, the similarities, the communalities of modern “religion,”’ amidst a return instead
to a new language of ‘revelation’ as ‘the gift-event of the Other’s self-manifestation’ (Tracy, ‘Trinitarian
Speculation and the Forms of Divine Disclosure’ in Stephen T. Davis, Daniel Kendall and Gerard
O’Collins, eds., Trinity (Oxford: Oxford University Press, 1999), 273-293: 277).
842
Probably not, in fact (see Tracy, ‘Interview,’ ln. 254-8).
841
270
reality for Tracy, even though he evidently counts reality as shot through with an often
dark and demanding grace and reality of God. Where Gadamer maintained
hermeneutical possibility by marginalising hermeneutical negativity within the
personal-private realm of ‘sign’ as opposed to ‘symbol,’ Tracy’s notion of fragment (or
‘frag-event’) seeks to hold positive and negative together in the essential heart of
thinking. His hermeneutics of fragment achieves this (to the extent that it does) in ways
that his previous metaphysically complacent phenomenology of ‘the classic’ never did.
The Tracean ‘classic’ was in many ways a hermeneutical-theoretical extension of an
earlier theological idea of ‘symbol.’ Blessed Rage lists Christian ‘symbols’ among the
first-order religious phenomena able vividly to ‘re-present’ to our everyday living and
thinking both commonalities of human experience and their transcendental horizon.843
More generally, other theorists of religious symbols have likewise imagined symbols as
the concretely particular mediators of some distinct, if not necessarily separable,
universal horizon. For Tracy in Blessed Rage, first-order religious symbols ultimately
reflected transcendent-immanent process theistic reality (which latter Tracy thought
needed to expand its own too-limited symbolism).844 In Paul Tillich’s idealistexistentialist scheme, by contrast, religious symbols mediate the power of
transcendental Being-itself so as to enable people to genuinely be in the face of their
impending non-being in death.845 Or again, for early Paul Ricoeur symbols are our
vehicles for coming face-to-face with the universal human moral-rational tasks of
843
See Blessed Rage, 218-223.
For a sketch of Tracy’s adoption of process theistic and panentheistic categories in the 1970s and into
the 1980s, see Chapter 2 section II., above. For Tracy’s reflections on the limited symbolic range of
process thought to that date, see Blessed Rage, 188-191.
845
See Paul Tillich, The Courage to Be (London: Collins, 1962); also Tillich, Systematic Theology,
Combined Volume (Wlwyn, Herts: James Nesbit & Co., 1968), Vol. 1, 267-8: ‘Religious symbols […]
open the divine for the human and the human for the divine.’
844
271
selfhood that are philosophy’s most fundamental concern.846
The Tracean phenomenology of the classic in Imagination represented a substantial
Gadamerian makeover in comparison with such theologies and philosophies of the
symbol. Now the experiences of conversation and tradition became central. But even so,
Tracy’s theory of the classic did tend to repeat rather closely the symbol-theorists’
model of particular and concrete phenomena (here, ‘classics’) that bear charges from the
horizon of everything (‘the whole’).847 In the crucial paradigm case of the religious
classic, we may recall in Imagination, the classic actually manifests the whole as such.
At the same time, Tracy also presented this universal horizon as something that could
be grasped abstractly and conceptually via the kinds of transcendental-cummetaphysical reflection that naturally accompanied his hermeneutical theory at this
time.
By comparison with his earlier hermeneutical thinking, Tracy’s concept of fragment (or
frag-event) tends to upset overly stable schemas of distinction and interaction between
part and whole. The Tracean fragment is emphatically not intended as a Romantic
revival of the ancient idea of the symbolon – whereby a fragment seeks reunification
with the whole from which it has been broken – as Derrida once suggested to Tracy.848
To a new extent for Tracy, his concept of fragment shares in the relativising of
846
As Ricoeur famously said, ‘the symbol gives rise to thought, and thought returns to the symbol’ (Paul
Ricoeur, The Symbolism of Evil (London and New York: Harper Row, 1967), 101. For Ricoeur’s classic
mature exploration of moral selfhood, see Ricoeur, Oneself as Another [1990], trans. Kathleen Blamey
(Chicago & London: University of Chicago Press, 1992).
847
See, especially, Imagination, 160-163; also 193-202.
848
See Tracy’s published lecture and subsequent exchange with Jacques Derrida from the conference
‘God, the Gift, and Postmodernism’ at Villanova University in September 1997, published as ‘Fragments:
The Spiritual Situation of our Times’ and ‘Response by Jacques Derrida,’ respectively, in John D. Caputo
and Michael J. Scanlon, eds., God, The Gift, and Postmodernism (Indiana University Press, 1999), 170180 & 181-184. See also Tracy’s description of his non-Romantic notion of fragment as ‘frag-event’ in
Tracy, ‘Interview,’ ln. 64-72.
272
metaphysics and existentialism pursued by Heidegger and Gadamer (as also seen in
Derrida and Caputo). At the same time, the Tracean fragment also bears significant
similarity to Gadamer’s concept of the Hebraic ‘sign,’ to the extent that fragments work
negatively to shatter our conscious or unconscious tendencies to reduce the world and
others to our own grasp or control.
In the next, final chapter, we shall turn to Tracy’s concept of fragment or ‘frag-event,’
towards which much of this thesis has been leading.
273
CHAPTER 9
Fragments
Since the late 1990s, Tracy has been using a category of ‘fragment’ (and latterly, ‘fragevent’) to finesse his account of how to pay thoughtful attention to the world. He
intends his image of thinking through fragments to be a renewal of, and improvement
upon, the model of ‘conversation with classics’ that he advanced in Plurality.
It is also worth noting at this point how Tracy now highlights the activity of paying
concerted attention to the world as the core practice of thoughtful living. Simone Weil,
Pierre Hadot and Bernard Lonergan line up behind this thought for Tracy:
That’s also why I love Simone Weil. She believed that the most important
spiritual practice for anyone is attention. She was like Hadot, recovering spiritual
practice in thinking. Be attentive. Lonergan also said his transcendental precepts
towards the end of his life: ‘Be attentive, be intelligent, be reasonable, be
responsible, and if necessary change.’ He said, ‘When you get older, you’ll realise
“be attentive” is the most important.’ You have to be silent, you have to be able to
listen.849
Silence, listening, being attentive. Simone Weil once observed that ‘the kind of
attention which is nothing else but attention is prayer.’850 My initial suggestion is that
Tracy’s theory of fragment proposes, above all, a certain way of paying attention to the
world.
Tracy suggests that it is the person who would attend to unity-shattering fragments,
above all – and who would gather these, and him or herself, on the basis of such
849
‘Interview,’ ln. 469-474
Simone Weil, The Notebooks of Simone Weil, vol. 2., trans. Arthur Wills (London: Routledge and
Kegan Paul, 1956), 527.
850
274
attention – that is best placed to gather a coherent expectation and vigilance in the
world. It sounds paradoxical to imagine gathering on the basis of shattering, and this
chapter will examine this question. A major part of this chapter will consist in
attempting to identify the coherence of Tracy’s metaphor and category of fragment (or
‘frag-event’), and thereby the possibilities it hopes to serve. This will include exploring
whether Tracy’s theory of fragments successfully shares in the manner of
fragmentariness that it itself posits as the most essential mode of discourse and
understanding (or whether it falls instead into other, less helpful potential connotations
of ‘fragment’). In these discussions, what Tracy said of all hermeneutical theory in
Plurality can also be applied to his theory of fragments: by abstracting ‘certain salient,
sometimes essential, but never exhaustive features’851 of life and thought, Tracy hopes
to introduce a ‘helpful skill forged on behalf of thought and life.’852
The first section in what follows will recall some of the ground this thesis has already
prepared for Tracy’s notion of fragment. This will include recalling some criticisms I
have offered of some of Tracy’s older formulations, which may perhaps be answered in
his newer thinking. Sections that follow will then outline and evaluate Tracy’s idea of
fragment in its own right. After this, a penultimate section of this chapter (and the
thesis) will trace a thread of arguments that have run through this thesis, with a view to
framing a concluding perspective.
851
852
Plurality, 9.
Plurality, 10.
275
I. Towards the Tracean fragment
Tracy’s evolving account of conversation-dialogue during the 1980s proposed
maintaining hope in human practices of shareable imagination and adjudication. This
hope in dialogic reason persisted for Tracy in the face of recognising the manifold
cognitive falsehoods and moral evils that colonise human practice, on the one hand, and
the endless mismatch between human intention and radical phenomenal plurality, on the
other. The hope of conversation-dialogue was also for Tracy from the start a religious
and incipiently theological one: anticipating, firstly, the animation of human tradition
and discursive imagination by transcendent-immanent power, and secondly (and
relatedly) an integrity-guaranteeing analogy between all aspects of discursive
experience and gracious Reality-as-whole.
As a mode of analogical (and thus, theological-philosophical) thinking, Tracy’s idea of
conversation-dialogue has also been reluctant to surrender its basis to obscure
reassurances offered by supposedly authoritative tradition. In this, Tracy’s account of
conversation-dialogue echoed his earlier process theistic objections to traditional
theism.853 At the same time, we have seen that Tracy’s explorations in conversationdialogue augmented his process-theistic perspective, in particular by highlighting the
exemplary roles played by confrontational religious memories, symbols and experiences
within the proposed analogy of reason. These additions significantly complicated any
cut-and-dried process theological capture of the name ‘God’ for Tracy in the 1980s.854
853
See Blessed Rage, 180f.; also Chapter 2 section II, above. Theistic conceptuality rather retreated to the
background of Tracy’s concern in the 1980s, displaced from the foreground by his account of
interpretative and dialogic reason.
854
When Tracy wrote later, in 1994, of a ‘return of God in contemporary theology,’ his own theology
would be a prime candidate for this ‘return’ (see Tracy, ‘The Return of God in Contemporary Theology’
276
And yet Tracy still struggled in Imagination to make those memories, symbols and
experiences more than moments folded into a broader and deeper analogical
assurance.855
The logic of Tracy’s subsequent affirmation of a ‘mystical-prophetic’ rhetoric of God,
since the late 1980s, on the other hand, has been a return of theos – in transcendence of
every gathered logos – which brought metaphysical theism positively into question.
Tracy has also explicitly acknowledged – on one occasion, at least – that ‘[e]very
Christian hermeneutic today […] must endure as not merely unfinished but as
broken.’856 Given all this, I have suggested that Tracy’s recent thinking may have been
bringing into question any overly one-sided confidence in what Tracy has termed (after
Lonergan) ‘the self-correcting power of reason.’ On my reading, mystical-prophetic
affirmations entail significant complications of the autonomy of reason, and I read
Tracy’s concept of fragment as reinforcing a sense that human reason is less selfpossessed than his earlier work implied. However, I will need to indicate ways in which
this interpretation of mine may be in tension with Tracy’s own preferred evaluation of
his thought.
I suggested previously that this interweaving of affirmation and negation in Tracy’s
recent understanding of the power of human reason could be grasped in terms of the
perforation of every analogical affirmation of nature-and-grace by dialectical
confrontations between sin and grace. As we will see, fragments are for Tracy as much
about dialectical confrontation as they are about analogical affirmation, in a way that
in Tracy, On Naming the Present: Reflections on God, Hermeneutics, and Church (London: SCM Press,
1994), 36-46).
855
See Chapter 4 section IV, above. Correspondingly, Tracy also struggled to avoid an impression of
identifying religious tradition fundamentally with the natural genius of human culture.
856
Dialogue, 121.
277
could not quite be said of Tracy’s earlier formulations about classics. Perhaps this itself
points towards a rethinking of the self-possession that Lonergan and Tracy each in their
own ways have tended to claim for human reason.857
For its part, Lonergan’s thought mediated a powerful sense of the destructive power of
sin in human thinking. It was this sense of the crisis brought about by evil and bias in
human thinking that also necessitated Lonergan’s resort to axiomatic religious authority
to repair the damage. As we have seen, Tracy found Lonergan’s appeal to assumed
authority unacceptable, even at the same time as Tracy continued to theorise a selfpossession of human reason basically comparable to what Lonergan theorised in
Insight. A mature example of this sense of the natural integrity of human reason in
Tracy can be seen in his ideal of unambiguous conversation that stalks the argument in
Plurality, which I have criticised.858 I have suggested that it might make good sense of
where Tracy has arrived today if one were instead to seek to lower both sides of
Lonergan’s symmetrically overloaded equation of essentially self-possessing human
reason on the one hand and axiomatic religious authority on the other. In direct
proportion to such a putting-into-question of human rational self-possession, perhaps,
the particularities of religious tradition could become recognised as being in their own
very different ways no less aspirant and reticent discourse – no less attentive in their
own right – than the universal perspectives upon which they necessarily wait.
In such a case, I suggest, everything might be seen to turn less upon this or that rule of
universalising reason, in itself, than upon the many different and complementary kinds
of attention to the world and to others that might be possible.
857
858
For this argument see Chapter 7 section VI. ii., above.
See Chapter 3 section VI, above.
278
As I indicated previously, however, I am uncertain that these would be formulations
that Tracy himself would endorse, insofar as they tend to imply a breaking of human
reason that robs it of some of its theoretical self-identity. In a recent lecture on ‘the
necessity and character of fundamental theology,’ for example, Tracy identified
Benedict XVI’s stress on ‘having faith in reason’ as one area in which he agreed with
the pontiff.859 But here I would want to ask, might it not be more accurate for a
Christian to reckon on committing him or herself passionately to the pursuit of reason –
in part, as an act of religious faithfulness – whilst yet reserving God as the proper object
of faith?
In a recent essay on Gregory of Nyssa, Tracy suggests that we can learn from the fourth
century Cappadocian that Christian faith (a particular content and occurrence) ‘opens
access to a new knowledge’ (that is, universality of vision) by ‘liberating the
unconscious divine energy located in the subconscious and unconscious dimensions of
the self.’860 The sense that Tracy gives here is still that one definitely possesses the
resources of reason and knowledge within oneself, although these resources lie trapped
in a hidden unconscious that awaits liberation by faith. This is a rather different image
from the one I have just attempted to present. Using Tracy’s terms, it seems to me that
human reason is not only enduringly hidden from the Infinity of its universe, but also,
859
Tracy, ‘The Necessity and Character of Fundamental Theology,’ unpublished lecture presented at
Loyola University, Chicago, April 8, 2011.
860
‘Et si foi était, par example, le début de notre union même à Dieu qui ouvre l’accès à une nouvelle
connaissance (infinie plutôt impossible) en libérant dans l’inconscient l’énergie divine qui se trouve dans
les dimensions subconscientes ou même inconscientes du soi?’ (Tracy, ‘Foi et Raison: Union,
Contemplation, Critique,’ trans. George Chavallier, Transversalités 110 (Avril-Jun 2009), 53-74: 53).
While indeed finding this in Gregory, Tracy might seem to imply here that Gregory is more a thinker of
the Infinite than of the Impossible, which in turn might seem to imply that we deal here with only one
side of what Tracy would like to say about the role of Christian faith. But later, while repeating this theme
of faith’s liberation of subconscious and unconscious energies, he suggests that, in Gregory’s hands,
‘[f]aith gives to the mind freedom to think more than it is capable of thinking’ in such a way as to make
Gregory ‘a keen [fin] phenomenologist of the Impossible at the same time as a keen hermeneute of the
Infinite’ (ibid, 69).
279
and equally, lacks its own essential self-possibility, in the Impossible.861 In what will
follow there will be opportunities to assess what, if anything, Tracy’s idea of ‘fragment’
could contribute to thinking through the self-possession or otherwise of human rational
possibility.
In the immediately preceding chapter, I explored how Gadamer’s account of
interpretative tradition, for all its humanism, was built upon religion and that religion
was for him, in one of its parts, an unmastered moment of devastating contradiction and
negation of human individual and collective self-possession and confidence. In this
way, I sought to exhibit the Lutheran negative moment secreted within Tracy’s primary
teacher in dialogic reason. Yet Gadamer sequestered this unanswered and unassailable
negativity into a silent private arena, as a mute existential shadow to the confident
loquaciousness of hermeneutic experience. To this extent, Tracy’s thought of fragments,
by contrast, is more akin to John Caputo’s attempts to model the positive and negative
hermeneutical impulses alongside each other on the overt plane of interpretative
practice itself.862 At the same time, however, Tracy’s pursuit of fragments (or, as he
prefers, ‘frag-events’) also contrasts to Caputo in its voicing of a realistic and pluralistic
religio-theological sensibility different from Caputo’s ‘weak theology’ and ‘religion
861
In her book Christian Contradictions: The Structures of Lutheran and Catholic Thought (Cambridge:
CUP, 2001), Daphne Hampson has highlighted the difficulties that humanistic and Catholic thought have
had comprehending the nature of the Lutheran insistence that human life and justification lie not in
renewed self-possession, but ‘only through trusting in Christ in God, living extrinsically’ (ibid., 49). It
seems to me that Tracy is coming very close to a genuine mediation of Catholic and Lutheran
understanding, but that a conceptual reconciliation, as such, may not be possible.
862
Caputo has emphasised common hermeneutical cause between Derridean deconstruction and the
Heideggerian event of concealment-in-unconcealing in discourse (see John D. Caputo, Radical
Hermeneutics: Repetition, Deconstruction, and the Hermeneutical Project (Bloomington and
Indianapolis: Indiana University Press, 1987), esp. 187-206). If late Heidegger’s hermeneutical attitude
can be seen in nuce in his assertion that the statement ‘A is A’ is not primarily a logical tautology, but
instead an exemplary kind of linguistic event (Martin Heidegger, ‘The Principle of Identity’ [1957] in
Martin Heidegger, Identity and Difference, trans Joan Stambaugh (Chicago; London: University of
Chicago Press, 2002), 23-41: 23), then Caputo’s Derridean hermeneutics perhaps extends this thought to
insist that the statement ‘A is not A’ is even more exemplary of the rich poverty of language.
280
without religion.’863 The Tracean category ‘fragment’ is distinguishable from
generalised quasi-transcendental différance by the empirical realism with which it
imagines occasions and traditions of transcendent gift and demand. Like classics,
Tracean fragments are discursive entities that are recognised in powerful experiences
had by human ‘subjects-in-process-on-trial.’864
In what follows I shall attempt to suggest that Tracy’s idea of thinking via fragments (or
frag-events) is a coherent and plausible alternative to the metaphysical (‘ontotheological’) commitments of his earlier work, on the one hand, and a Caputo-like
‘religion without religion’ on the other. The first step in this argument will be to see
how a retrieval of the significance of ‘form’ in classical pre-modern thinking led Tracy
to hypothesise the form of fragments as the one most available for thinking today.
II. Form and fragment
Tracy hopes that ‘fragments can heal […] the separation of form from content’ in
modern thought, a separation (or non-mutuality) that Tracy allies with similarly ‘fatal’
863
Caputo, The Weakness of God: A Theology of the Event (Bloomington, Ind.: University of Indiana
Press, 2006); The Prayers and Tears of Jacques Derrida: Religion without Religion (Bloomington:
Indiana University Press, 1997). ‘I cannot share [Derrida’s] call for a “religion without religion,” i.e., an
indeterminate “religion” without a determinate religion (e.g., messianism without a Messiah). I do not, of
course, deny that Derrida’s religious option has now become what William James named a “living
option”’ (Tracy, ‘Western Hermeneutics,’ 35-6).
864
Taking this concept from Julia Kristeva, Tracy has written that ‘the metaphor of process in Kristeva’s
thought is not merely another expression of a quietly modern evolutionary consciousness of unending
process. Rather, it is ‘both the relational metaphor of process’ – i.e., that things exist only as in process
with everything else – and ‘a legal metaphor of process as trial’: ‘We are all subjects-in-process-on-trial
now’ (Tracy, ‘The Post-Modern Re-Naming of God as Incomprehensible and Hidden,’ Cross Currents 50
(Spring/Summer 2000), 240-247: 244).
281
modern separations of reason from passion, and theory from practice.865
On way to illustrate the problem that Tracy has hoped to address here would be to
highlight the tendency of moderns to treat historical experiences as mere instances of an
abstract immanent world-intelligibility. (Contrary assertions of world-absurdity,
meanwhile, can be similarly abstract and total.) This tendency contrasts to the ways in
which many pre-modern thinkers possessed sufficient political, cultural and theocosmological assurance to parse particular content (‘matter’) in more or less coherent
hierarchies of plural forms (‘genera’), all under the presumed super-intelligibility of
God.866 Shorn of religious assurances of divine super-intelligibility in particular,
however, modern thinkers have tended instead to approach the contents of experience
for evidence of universal laws. In the process they have treated particular contents and
forms as indifferent fodder for graspings after immanently manifest universality.
Not wishing to return thought to pre-modernity, Tracy nevertheless wishes to retrieve
what he believes was a previously held valuable distinction – not separation – of form
and content. Particular contents should be encouraged to appear by ways of their own
rediscovered fragments of intelligible form.
865
Tracy, ‘Form and Fragment: The Recovery of the Hidden and Incomprehensible God’ in Werner G
Jeanrond and Aasulv Lande, eds., The Concept of God in Global Dialogue (Maryknoll, NY: Orbis Books,
2005), 98-114: 99-100.
866
Striking recapitulations of this way of thinking can be found in the modern Thomisms of, say, Étienne
Gilson (see Gilson, The Christian Philosophy of Thomas Aquinas (Notre Dame, IND.: University of
Notre Dame Press, 1994)), and early Bernard Lonergan in Insight (with his accounts of ‘emergent
probability’ and ‘world order with the limits of empirical method’: see Insight, 121-128; also Chapter 6
section II. i., here above). These modern Thomisms were marked by a characteristically modern lack of
emphasis on God’s super-intelligibility, however. Gilson had polemically little time for Dionysius or
Eckhart (see Gilson, Being and Some Philosophers). Bernard McGinn has suggested that later Lonergan,
on the other hand, was in important respects closer to Bonaventure and Hugh of St. Victor than to
Aquinas (see Bernard McGinn, ‘Theological Reflections on “Philosophy and the Religious
Phenomenon”’ in Method: Journal of Lonergan Studies 12/2 (1994), 205-13: 210-13).
282
While he is not otherwise in sympathy with their theological programmes, Tracy
acknowledges a great advance that occurred in this regard in the theologies of Karl
Barth and Hans Urs von Balthasar. For these theologians appreciated form ‘not as some
extra aesthetic addition to content but as that which renders the content.’867 According
to these theologians, continues Tracy, ‘the search for the right theological form is at the
very same time the search for the right theological content.’868 Hans Frei is the
interpreter of Karl Barth whom Tracy credits with having successfully traced Barth’s
shifts of form: from Barth’s ‘early German expressionist, indeed fragmentary, form in
the Romans commentary,’ to the emergence of ‘a more doctrinal realistic form’ in his
work on Anselm, to ‘a history-like realistic narrative form for theology that became
predominant as the Church Dogmatics unfolded.’869 Hans Urs von Balthasar,
meanwhile, has been the theologian who has insisted on Christian theology’s ‘need for
the classical harmonizing forms […] of the Greeks, the patristics and the medievals –
the forms of harmony order and beauty.’870
Placed in comparison with these, modern theology (including Tracy’s own earlier work)
has possessed almost an anti-form, Tracy implies, which has reduced its thinking and
naming of God to ‘a series of seemingly endless debates on the correct ism, that is, the
correct set of abstract propositions.’871 As Tracy notes, these ‘modern isms – deism,
theism, atheism, pantheism and the best of the list, panentheism – seem to have little to
do with trying to understand God as a religious phenomenon, much less as a saturated
867
Tracy, ‘Form and Fragment,’ 100.
‘Form and Fragment,’ 100.
869
‘Form and Fragment,’ 100. See Karl Barth, The Epistle to the Romans, trans. from the sixth German
edition (Oxford: Oxford University Press, 1933), Barth, Anselm: Fides Quaerens Intellectum. Anselm’s
Proof of the Existence of God in the Context of his Theological Scheme (London: SCM, 1960), and Barth,
Church Dogmatics, multiple volumes (Edinburgh: T&T Clark).
870
Tracy, ‘Form and Fragment,’ 101. See especially Hans Urs von Balthasar, The Glory of the Lord: A
Theological Aesthetics, Vol. 1, Seeing the Form (Edinburgh: T&T Clark, 1982).
871
‘Literary Theory and Return of the Forms,’ 307.
868
283
phenomenon disclosing the Impossible.’872 In this way modern theology denatured its
discourse away from the many forms and contents of the religions themselves.
Nevertheless, to the extent that Barth eventually rested in a history-like realistic form
for theology, Tracy finds unconvincing the way in which Barth (at least, as interpreted
by Frei) treated this as the intelligible form of Christian theology. Such a form may
chime somewhat with the form of Luke-Acts, for example, but it hardly interprets the
gospel of Mark.873 Meanwhile, Tracy notes that Balthasar’s explicit eschewal of the
fragment-form for classical forms ‘turns out to be a neo-conservative way of protecting
the tradition,’ of keeping ‘the present form not to be broken, not to be fragmented, when
in fact it should be fragmented, it always needs to be.’874 Balthasar produces a ‘totality
notion of church.’875
Against Balthasar and the later Barth, therefore, Tracy finds the form of the fragment to
be the particular kind of form available to theology today. At the same time, fragments
in art and thought are also the forms that are capable of resisting the totality systems of
modernity, without retreating from modernity’s unfinished emancipatory project
(Habermas) into airlessly unreal or manipulative appeals to pre-modern forms of
harmony and authority.
As Tracy notes, it was the ancient Greeks, above all, who discovered and extolled form
as that which ‘shows forth the real in harmonious appearance’: ‘in sensuous image as in
872
‘Form and Fragment,’ 102. The term ‘saturated phenomenon’ comes from Jean-Luc Marion.
The Markan narrative is ‘marked by disruption and nonclosure, by a main character whose disturbed
voice clarifies only how his own disciples seem to understand almost nothing while the marginal ones
(the mad, the demons) do grasp the threatening meaning of this apocalyptic figure’ (‘Literary Theory,’
310-311).
874
‘Interview,’ ln. 111-114.
875
See ‘Interview,’ ln. 106-114. Tracy applies a similar criticism to the alternative proposals of the socalled ‘radical orthodox’ theologians (see ‘Interview,’ ln. 116-120).
873
284
Greek sculpture; in mathematics as in Pythagoras; in the forms of tragedy which bring
some aesthetic harmony to chaos and strife; above all, in the ancient philosophical turn
to reflective form in the soul or mind.’876 Philosophically, ‘form’ is that which shines
forth within experience to make intelligible what is real. And yet, Tracy is clear that the
visions of harmony of the Greeks are inaccessible to us today, who suspect that forms
mask indeterminacy (Nietzsche) and that manifestation is ‘a strife involving both
disclosure and concealment’ (Heidegger).877
Here, Gadamer’s development of Heidegger might be seen as a significant recent
philosophical attempt to retrieve that Greek focus on radiance in a measured and
believable manner for contemporary dialogic practice in the aftermath of Christianity.878
Since the mid-1990s, however, Tracy has been exploring a more explicit concentration
on forms that must complicate dreams of tethering practices of interpretation to stable
constellations of notions and norms. Tracy’s recent thinking suggests rather that
hermeneutical thinking stumbles into a world of positive and constructive multiplicity,
which is rather different from the more generalised dynamic of plurality that he once
hoped conversation could navigate through a focus on overcoming ambiguity.
III. The example of Augustine
The essay in which Tracy has most clearly situated his concept of fragment in relation
876
‘Trinitarian Speculation,’ 274.
‘Trinitarian Speculation,’ 274.
878
According to Tracy, the ancient sense ‘that truth means participation in being […] as manifested
through form’ became the Reformed Christian hermeneutical philosopher Paul Ricoeur’s formulation
‘that truth is primordially manifestation, and only derivatively correspondence or even coherence’
(‘Trinitarian Speculation,’ 276) (see also Plurality, 28ff.). For the role of Christian religion in Gadamer’s
thought, see the preceding chapter of this thesis.
877
285
to his previous ideas is an essay about Augustine published in 2008, in which Tracy
celebrates the classic fragmentary nature of Augustine’s writing.879
Augustine’s texts, writes Tracy, are like a crowded ancient city, winding and full of the
world’s business.880 As we explore this textual city, we find that the texts themselves
‘have become fragmentary, sometimes complementing one another; sometimes merely
stranded next to one another like sunken ruins; sometimes seeming to contradict one
another’ (as, for example, on free will).881 More than this, sometimes the ‘fragments in
Augustine’s texts […] are more like verbs than nouns’:882 they actively fragment, in and
of themselves, just as also they fragment the thought-worlds that they touch. They
shatter every ‘temptation of totality,’ including the temptations of ‘Augustinianism’ and
of ‘some final once-for-all “true” interpretation.’883 Augustinian fragments, claims
Tracy, tend to ‘dissolve, implode, or explode to manifest unforeseen new meanings not
easily assimilable to other fragments.’884
Here, what Tracy means by ‘fragment’ is clearly in large part a recapitulation and
further clarification of what he intended by ‘classic.’ As he writes: ‘Only period-pieces
yield to once-and-for-all interpretation – classics never.’885 This is because ‘[c]lassic
texts are fragmentary,’ whereas ‘[p]eriod pieces are all too unitary.’886
Just as in Imagination, here once again it is the central realistic teaching of the church
879
Tracy, ‘Augustine’s Christomorphic Theocentrism’ in Aristotle Papanikolaou and George E.
Demacopolous, eds., Orthodox Readings of Augustine (New York: St Vladimir’s Seminary Press, 2008),
263-289.
880
Tracy, ‘Augustine’s Christomorphic Theocentrism,’ 263-4.
881
‘Augustine’s Christomorphic Theocentrism,’ 267.
882
‘Augustine’s Christomorphic Theocentrism,’ 267.
883
‘Augustine’s Christomorphic Theocentrism,’ 267.
884
‘Augustine’s Christomorphic Theocentrism,’ 267.
885
‘Augustine’s Christomorphic Theocentrism,’ 267.
886
‘Augustine’s Christomorphic Theocentrism,’ 271.
286
concerning Jesus of Nazareth as Christ and God that will exemplify the labour of
thought for Tracy. Just as Christology was the paradigmatic classic in Imagination, so
here Augustine’s exemplary fragments likewise find their focus for Tracy in the African
bishop’s account of Jesus Christ. Only now, it is the inherently fragmentary and
fragmenting quality of the doctrine of Christ that emerges into view, as Tracy charts the
way in which the early dominance of the neoplatonic form of ‘Jesus Christ the
mediator’ in Augustine eventually encountered a profusion of other, equally Nicene
forms: ‘Christ the Form of Forms, Christ the kenotic incarnate God, Christ the
Fragmenting Cruciform, Christ the risen one.’887 In all this, Tracy notes, the universal
Christum divinum always emerges for Augustine through the particular afflicted, human
Jesus: per Christum hominem ad Christum divinum.888 In this emergence of
Christological form, writes Tracy, it is the cruciform of Christ in Augustine that above
all ‘shatters and fragments all Christian complacency,’ including that within
Augustine’s own ‘earlier more sanguine mediator Christology.’889
IV. Fragmenting totality systems
But if Augustine wrote exemplary fragments, what does this mean a Tracean fragment
is, exactly? Can we define the idea and its consequences more closely?
In a major essay from the middle of the last decade – ‘Form and Fragment: The
887
‘Augustine’s Christomorphic Theocentrism,’ 275.
‘Augustine’s Christomorphic Theocentrism,’ 284.
889
‘Augustine’s Christomorphic Theocentrism,’ 284.
888
287
Recovery of the Hidden and Incomprehensible God’890 – Tracy writes of how the
German romantics Schlegel and Novalis first ‘invented’ fragments ‘to disclose the
“sparks” of the divine,’ which, as Tracy notes, ‘even Kant in a few brief places calls the
intuitions of the divine.’891 In part, they hoped with these ‘to break the totality of the
Enlightenment and see infinity’: to once again ‘see that which could not close.’892
This breaking of ‘totality systems’ is a core work of fragments for Tracy. A totality
system might be a conscious ideology, or it could equally be unconscious (as in much
sexism or racism; or as in Heidegger’s ‘framework’ (Gestell) of technicity (techne)).893
Either way, a totality system is for Tracy a way of thinking and living that closes itself
off from otherness: a practical-cognitive curvatus in se, or sin. As Tracy observes,
‘eventually in every totality system we find a reduction of everything to more of the
same and thereby an exclusion of anything that is genuinely other and different.’894
In an essay on African-American thought, Tracy offers the example of ‘whiteness’ and
‘the “white” understanding of modernity and culture’ as an example of a reigning
totality system.895 Tracy notes how black Americans have discovered and assembled
fragments (both religious and nonreligious) to shatter this understanding and to perform
‘a break out of totality into infinity’ in discovering ‘one’s own routes and one’s own
890
Tracy, ‘Form and Fragment: The Recovery of the Hidden and Incomprehensible God’ in Werner G.
Jeanrond and Aasulv Lande, eds., The Concept of God in Global Dialogue (Maryknoll, NY.: Orbis
Books, 2005), 98-114.
891
Tracy, ‘Form and Fragment,’ 99. See Novalis, The Disciples at Saïs and Other Fragments (London:
Neuthen, 1903) and Friedrich Schlegel, Philosophical Fragments (Minnesota: University of Minnesota
Press, 1991).
892
Tracy, ‘Form and Fragment,’ 102.
893
On Heidegger, Gestell and techne, see George Pattison, Routledge Philosophy Guidebook to the Later
Heidegger (London: Routledge, 2000), esp. 1-5 and 47ff. Also see Tracy, ‘Interview,’ ln. 86-7: ‘We are
within it: we are in the framework – the Gestell – of techne. It’s true.’
894
Tracy, ‘Form and Fragment,’ 101.
895
Tracy, ‘African American Thought: The Discovery of Fragments’ in Dwight N. Hopkins, ed., Black
Faith and Public Talk: Critical Essays on James H. Cone’s Back Theology and Black Power (Maryknoll,
NY: Orbis Books, 1999), 29-38: 30.
288
traditions.’896 Alongside examples from popular black American culture, including
religious culture, Tracy mentions specifically Frederick Douglass’s Narrative of the Life
of Frederick Douglass, an American Slave and W. E. B DuBois’s, The Souls of Black
Folk; and, more recently, Toni Morrison’s Beloved and Cornell West’s Prophetic
Fragments.897 In these and other discoveries of fragments, Tracy suggests, black
American thought shows a way for all thinking and living. We all need to seek out the
fragments that may yet contain a power to shatter the totality systems that oppress and
possess us.898
However, crucially, Tracy has had to face down an accusation from Jacques Derrida
that this talk of fragment necessarily refers to ‘taking a piece’ – symbolon – ‘of a larger
whole and recalling that larger whole, usually with nostalgia, like the German romantics
or Wordsworth.’899 Tracy agrees that in this way the romantic fragment ‘never quite
broke out of the modern totality.’900 (He notes, too, that the romantics ‘were largely
panentheists or pantheists in naming God.’)901 It is in the context of needing to
disambiguate his idea from that of the romantics that Tracy has invented the word ‘fragevent’ to identify more accurately what he means.
896
Tracy, ‘African American Thought,’ 30.
Frederick Douglass, Narrative of the Life of Frederick Douglass, an American Slave [1845] (Oxford:
Oxford Paperbacks, 2009); W. E. B. DuBois, The Souls of Black Folk [1903] (Oxford: Oxford
Paperbacks, 2008); Toni Morrison, Beloved (Basingstoke: Palgrave Macmillan, 2000); Cornell West,
Prophetic Fragments (Grand Rapids, Michigan: William B. Eerdmans, 1988)
898
What is more, suggests Tracy, fragments ‘lurk as land mines in all the classical modern systems,’ such
as the radical evil ‘that Kant’s classical modern three critiques could not and did not contain’ (‘AfricanAmerican Thought,’ 37). In his later, ‘very serious essays on history and the singularities of history and
religion,’ Kant ‘rethinks the fragments that will not fit into his critical system’ (ibid.).
899
Tracy, ‘Interview,’ ln. 66-67. See Derrida, ‘Response by Jacques Derrida’ in John D. Caputo and
Michael J. Scanlon, eds., God, The Gift, and Postmodernism (Indiana University Press, 1999), 181-184.
Derrida was responding to a paper by Tracy published as ‘Fragments: The Spiritual Situation of our
Times’ in God, The Gift, and Postmodernism, 170-80.
900
‘African-American Thought,’ 31.
901
Tracy, ‘Form and Fragment,’ 102.
897
289
V. Fragments as ‘frag-events’
I hate neologisms but I was forced to invent one for what I wanted to say.902
I now speak of [fragment] as ‘frag-event’: that is to say, any breaking of any
totality that in the breaking also manifests the Infinite, the Impossible. It’s a
valuable category I think.903
In September 1997, the Roman Catholic Villanova University in Pennsylvania hosted a
conference entitled ‘Religion and Postmodernism,’ which brought together philosophers
and theologians ‘in dialogue with Jacques Derrida in order to discuss the question of
religion at the end of the millennium.’904 Tracy was among those presenting, and his
paper appears in the volume as ‘Fragments: The Spiritual Situation of Our Times’ and is
followed by an exchange between Tracy and Derrida.905
In this exchange, Derrida complains that Tracy’s use of ‘the figure of fragment’
necessarily ‘implies a broken whole,’ whatever Tracy’s actual intentions: ‘Either the
fragment is a piece, taken out of the whole, or it is a symbol, two broken pieces. In both
cases, the fragments are pieces of the totality. That is the common use of the
metaphor.’906 In response, Tracy is adamant that by ‘fragment’ he means something
different from recollection of a lost whole. But Derrida remains unmoved, observing
that this is indeed the common meaning of the metaphor, even though he concedes at
902
Tracy, ‘Interview,’ ln. 64-5.
Tracy, ‘Interview,’ ln. 70-2.
904
John D. Caputo and Michael J. Scanlon, ‘Introduction. Apology for the Impossible: Religion and
Postmodernism’ in John D. Caputo and Michael J. Scanlon, eds., God, the Gift, and Postmodernism
(Bloomington and Indianapolis: Indiana University Press, 1999), 1-19: 1.
905
Tracy, ‘Fragments: The Spiritual Situation of our Times’ in John D. Caputo and Michael J. Scanlon,
eds., God, The Gift, and Postmodernism (Indiana University Press, 1999), 170-180; with ‘Response by
Jacques Derrida,’ 181-184.
906
‘Response by Jacques Derrida,’ 184.
903
290
one point that ‘[p]erhaps it is only a question of your use of words.’907
‘Frag-event’ is thus designed to overcome the unwelcome connotations to which
Derrida drew attention. In many conversations that Tracy will join, ‘frag-event’ will no
doubt be too odd and ungainly a word to act as more than an adjunct or aside to more
familiar talk of ‘fragments,’908 but nevertheless, ‘frag-event’ consolidates important
features of what Tracy intends in thinking of fragments.
Initially, it can appear odd that Tracy should render ‘fragment’ as ‘frag-event,’ owing to
the shift of categories seemingly involved. For if a fragment is paradigmatically a text,
for Tracy – a finesse of Plurality’s ‘classic’ – then why translate this as ‘event’? In the
absence of sustained publication on the notion by Tracy himself, I suggest that a
coherent answer can be found in Tracy’s earlier thinking. For if we trace ‘the classic’ in
Tracy back to its original exploration in Imagination, we find that there the revelatory
paradigm of a classic – the ‘Christian classic’ – entailed the classic’s being a function of
an event: ‘the event of Jesus Christ.’ As I argued earlier,909 Tracy presented the
hermeneutical ‘event’ in Imagination as incorporating at once both particular historical
origin and an ongoing character of happening-again-now. ‘Event’ in this double sense
was thus the essence of every classic according to Imagination, and we can say that
both of these dimensions of event are likewise relevant for the frag-event: for the fragevent, too, is something that appears discursively in a culture. Like classics, therefore,
frag-events exist discursively (if they exist at all) always-already as traditions.
907
‘Response by Jacques Derrida,’ 183.
A good example here is Tracy’s discussion of Augustine’s fragments. Denying that these mean
‘fragments of a larger whole by means of which, as with the German Romantics, nostalgia is evoked from
some lost whole,’ Tracy refers only in passing to their being ‘perhaps more accurately named fragevents,’ and to how readers live with Augustine’s ‘sentences, metaphors, images, at times whole texts, as
frag-events’ (‘Augustine’s Christological Theocentrism,’ 267).
909
See Chapter 2 section I. ii., above.
908
291
But then, we may wonder by what logic a frag-event could possibly succeed in passing
itself along and around (traditio) as any discursively appearing thing. Does not ‘fragevent’ imply something more akin to Derridean non-appearance? Tracy himself has
emphasised how, for him, the noun ‘fragment’ also possesses a strong sense of a verb.
Fragments fragment, transitively and intransitively. But then, what stops selffragmentation from carrying fragments away altogether into mere frissons of différance
and dissemination? Frag-events would seem to fragment at the very point where classics
analogically imagine a world and pass that imagination on and around. Might it be that,
in his determination to distance his thought of fragments from a romantic nostalgia
‘evoked from some lost whole,’910 Tracy has inadvertently undone the classic-like-ness
of his fragment and so driven himself instead into blanket deconstruction?
Tracy clearly does not think he has committed himself to any such logic. As he says:
while it is true that ‘all we have left in all the traditions, cultural and religious etc., are
fragments’ – ‘in fact it was always true, and it’s certainly true now’ – this is no reason
to despair of these, ‘if you can discern which of [those fragments] are really right,
now.’911 Specifically, Tracy also claims that along with a frag-event’s ‘breaking of any
totality,’ it also positively ‘manifests the Infinite, the Impossible.’912 In asserting this,
however, he might seem once again to be leading everything back to manifestation:
even in negation, encompassing manifestation is renewed. Is this the kind of a claim
that Tracy is making?
In part, I suggest, the affirmation that Tracy finds in the frag-event is a kind of
empirical-religious hypothesis. This is to say, religious Christian experience and
910
‘Augustine’s Christological Theocentrism,’ 267.
‘Interview,’ ln. 95-8.
912
‘Interview,’ ln. 70-71.
911
292
existence, at least, suggests to Tracy that we could understand what goes on in
something like these terms. Tracy thinks that, like classics, we encounter frag-events
empirically as actual fundamental discursive phenomena. Christians reckon on living
their lives from the ground up in the wake of a gathering constellation of frag-events:
events that have happened and continue to happen and fragment. According to the thesis
of faith, frag-events have come into being in history – above all, in the cross and
resurrection of Christ – just as they are also what make history into history. Like
Imagination’s classics (indeed, as their profoundest reality), therefore, frag-events occur
and then keep on happening and giving, if we only can learn to pay proper attention to
them. And even when we fail or cease to attend to them, they still hang about in their
various textual latencies waiting to be rediscovered. This, at least, is what our Christian
thinker believes.
It may be, however, that Tracy has been tempted to translate this essentially religious
outlook slightly too hastily into philosophical terms when he speaks unequivocally –
albeit ambiguously – of frag-events ‘manifesting the Infinite and the Impossible.’ Of
course, it ought not to scandalise that religious practices bank on some kind of divine
affirmation even in the depths of negation. This kind of hope is one of the stocks of
prayer. The issue here is rather whether the theologian can succeed in adequately
developing such hypotheses, coherently and plausibly, without jagging back into kitsch
or unreality – or totality.
293
VI. The integrity of a frag-event
Tracy has said that he no longer wants to suggest that ‘manifestation’ takes over.913 In a
similar manner, frag-events are also meant to ‘break [the] framework’ of the horizon of
analogical imagination that reigned in his earlier work.914 Nevertheless, Tracy believes
that frag-events really have come into being and do come into being in history,
whereupon each continually goes on coming newly into being. Frag-events are thus
classics; and every true classic is a frag-event. But how is Tracy to think frag-events
that do not simply fragment themselves infinitely before ever they appear? And is it
helpful for him to characterise their persistence philosophically in terms of some new
kind of strangely ambiguous über-‘manifestation’ (of ‘the Infinite and the Impossible’)?
It may well be that the manifestation that Tracy invokes here is really of a different kind
to the rather totalising horizons that the concept of manifestation projected in
Imagination and even still in Plurality. ‘The Impossible,’ at least, does not seem to
present us with the stable thought of an encompassing ‘religious dimension’ of things.
But what kind of showing-forth would this be, which shows forth the Impossible, the
never self-manifest and inconceivable? Paradox may well be the essence of existence,
but it sits uncomfortably within a supposed concept, where it is apt to look like a
‘misty’ sleight of hand.915 Perhaps one of the outcomes of Tracy’s retreat from theismas-such ought to be a greater reticence from him in projecting conceptual horizons for
913
See ‘Interview,’ ln. 456.
See ‘Interview,’ ln. 89-92
915
See Chapter 2 section II, above. It is perhaps instructive to note how John Milbank, the founding light
of ‘radical orthodox’ theology – no theological friend of Tracy’s (see Tracy, ‘Interview,’ ln. 116-129) –
has explicitly proposed the idea of an authoritative ‘mistiness’ in the ‘paradoxical analogy’ that theology
proposes (see the section entitled ‘Paradox: A Misty Conceit’ in John Milbank, ‘The Double Glory, or
Paradox Versus Dialectic: On Not Quite Agreeing with Slavoj Zizek’ in Slavoj Zizek and John Milbank,
The Monstrosity of Christ: Paradox or Dialectic?, ed. Creston Davis (Cambridge, MA: MIT, 2009), 110233: 160-170ff.). For Milbank’s parallel argument that Meister Eckhart presents a heightening of
Thomistic theological analogy rather than its undoing, see ibid., 224-225, n. 102.
914
294
either theology or thinking. I shall try to explore this in what follows in this sub-section.
It is noticeable that sometimes Tracy seems still to be in search of conceptualisations of
God-as-such, despite having ostensibly left theism behind. In a fairly recent essay, for
example, he ventures to describe God as ‘meta-personal: an individual energy-event
distinct from but related to the whole that reveals Himself-Herself as origin, sustenance,
and end of all reality.’916 To be sure, as a definition of God, this is intentionally partial
and incomplete. But, we might ask what it means to relinquish theism if one does not
also withdraw from literal concepts supposed to mediate parts of the essence of God?
Here, for example, Tracy seems to be describing not merely a certain hypothesis about
the nature of Reality, but actually giving a partial definition of the religious intention,
‘God’: it is God who is this meta-personal energy event, and this appellation applies not
merely to some hypothesised ‘Impossible Real.’917 But it is hard for me to see how
literal concepts and hypotheses – even unsystematic pluralities of them – can properly
be applied to the religious naming of God. Is it necessary to think that invoking God
must be equivalent to making a defined hypothesis about reality? Religiously, any such
equivalence would seem inevitably to result in an unacceptable reduction of the God to
whom one prays. Philosophically, meanwhile, it is hard to see how concepts proposed
for God could ever settle enough questions over their meanings to be genuinely
conceptual (‘literal’),918 without resort to mystificatory sleights of hand and (or) the
reduction of God to a totality that our conceptual fragments are supposed to recall.
916
Tracy, ‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht, eds., Longing
in a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32: 29.
917
See ‘On Longing: The Void, The Open, God,’ 29.
918
To repeat the point adapted from Lonergan, a successfully ‘literal’ statement is surely one for which
someone somewhere has answered every relevant question about that particular statement’s meaning (see
chapter ten of Lonergan’s Insight and Tracy’s citing of this in Plurality, 121 n. 4).
295
My point here is not to deny that provisional literal hypotheses – indeed, of every kind –
are integral to attempts to live in faith in God. Since Christian life and thought (for
example) intrinsically involves attempts to interpret the world and personal and social
existence, it will surely require systemically (‘critically’) arranged streams of
provisional hypotheses at every turn, correlating to its namings of God.919 But this does
not imply that these hypotheses are able to mount up towards equivalence to a religious
invocation of God. When a person names the Christian God (at least) in a religious
manner, I suggest, their accompanying hypotheses about reality – piecemeal and
provisional, even where intentionally systemic – play necessary yet secondary and
supporting roles. On this view, the religious naming (or invoking) of God must
supersede all hypotheses, and along with that all manifestation and even all
interpretation.920 Even to say the excellent name, ‘love,’ in all its inherent plurality, is
still too much a meaning to be taken as simply equivalent to praying the name ‘God.’921
Religious invocations of God in this sense could be said to lack systematisable meaning,
even if they call upon an abundance of meaningful names. Nevertheless, to faith such
invocations are also the events par excellence towards which all thinking ought to tend
and by which all thinking must be discomforted.
My preference here, therefore, is for the notion of frag-event to be careful of how it
919
For the relation of ‘intrinsic’ or ‘systemic’ correlation to theology’s critically reflective role, see
Chapter 7 section I, above.
920
In his essay ‘Ad Hoc Correlation’ (in Hans Frei, Types of Christian Theology, eds. George Hunsinger
and William C. Placher (New Haven & London: Yale University Press, 1992), 70-91), Hans Frei partly
commends Friedrich Schleiermacher as an ‘ad hoc’ theological correlator who yet fell short, in Frei’s
view, by not subordinating his ad hoc correlations to the identity of the Christian community and its story.
Frei commends Karl Barth, on the other hand, as an ad hoc correlator who pursued not ‘correlation
between equals but an unsystematic ad hoc performance of subordinating explanatory theory and
philosophy more generally, as a tool in Christian communal self-description’ (ibid., 81). What I am
proposing here, as a development of Tracy, is instead a theological practice that insists upon
systemic/systematic, intrinsic – critical – correlations within theology, but which also subordinates these
correlative results to acts of invoking God.
921
‘God is love,’ asserts the New Testament letter-writer, in the context of urging readers to love each
other. But this is not the same as, for example, attempting to define God as ‘Pure Unbounded Love,’ as
Tracy quotes Ogden in Blessed Rage (p. 179).
296
recovers talk of universality-as-manifestation, keeping such talk to a consciously
rhetorical rather than conceptual level, so as not to be caught solidifying a concept of
reason that will claim an equivalence to theological invocation.
Alternatively, however, Tracy could choose to give substance to the coherence and
integrity of his idea of frag-events by maintaining a properly limited and metaphorical
sense of frag-eventary ‘manifestation,’ while also supplementing this with his other
happy rhetoric of ‘gathering’ fragments. For it is surely plausible at first blush that fragevents might be gatherable into fragmentary (in Tracy’s sense: frag-eventary)
coherences. Were such gatherings not possible, on the other hand, then this would
indeed imply that frag-events do not extend to being the kinds of fragmentary classic
phenomena in the world that Tracy holds them to be. Ungatherable frag-events would
be a pure disappearing of thought into fragmentation. For his part, Tracy insists that, for
example, the ‘classical fragmenting languages of Christianity’ (for Tracy, especially the
apocalyptic and the apophatic), taken as such, could ‘encourage new reflection on the
central Trinitarian naming of God for Christians,’ if only ‘theologians paid greater
attention to non-totalizing attempts at gathering the fragments.’922 As Tracy continues,
the ‘general directions that a Christian systematic theology might take if it began with
this category of fragments need not end with fragments,’ but ‘should end with the
gathering of fragments.’923
Furthermore, it is not only Christians that find themselves gathering fragments in our
day. As so often for Tracy, the poets are instructive for would-be religious thinkers. He
writes: ‘Most major contemporary artists and thinkers build their final vision (if one
922
Tracy, ‘Form and Fragment,’ 107. The fragmenting forms of language that Tracy is particularly
interested in here are those of apocalyptic and apophatic discourse.
923
‘Form and Fragment,’ 108.
297
emerges) by collating ever-changing fragments.’924 Dickinson, Yeats and Eliot are more
representative here, Tracy notes, than ‘the more rare modern poetic visionaries of a
single commanding vision: Blake, Rimbaud, Wordsworth, Whitman.’925 The difference
here is not of quality, Tracy explains, but ‘of temperament and a difference of historical
context.’926 Yet the non-fragmentary single-visioners seem badly adapted to modern
times: ‘Rimbaud very early abandoned poetry altogether; Wordsworth and Whitman, in
later life, kept adding to and revising their original vision until they almost ruined it.’927
Dickinson, Yeats and Eliot, on the other hand, suggest to Tracy that he is right to hope
that frag-events exist and can be gathered on the basis of the work of attention alluded
to at the beginning of this chapter.
Returning specifically to theology, however, I am not wholly clear that Tracy would
agree with my own preference for keeping analogical concepts and hypotheses distinct
from religious invocations. I have been concerned to avoid an account of the fragmentas-frag-event, which, in responding to Derrida while yet resisting programmatic
deconstruction, might end up veering contradictorily between the latter and recoveries
of the very totality thinking to which Derrida objected. In such a case, the dilemma in
Tracy’s thought of the 1980s that we saw Martin Poulsom outline in Chapter Four
would not have been overcome, and Tracy would still be left having ultimately to
choose identity or difference, analogy or dialectic. It does not seem to me necessary that
Tracy’s thinking should founder in this dilemma, but to prevent this, I would like to see
‘namings’ of God (religious invocations) distinguished more clearly than Tracy seems
to want from the systemic ‘thinkings’ of reality that must accompany them.
924
‘Augustine’s Christomorphic Theocentrism,’ 270.
‘Augustine’s Christomorphic Theocentrism,’ 270.
926
‘Augustine’s Christomorphic Theocentrism,’ 270.
927
‘Augustine’s Christomorphic Theocentrism,’ 270.
925
298
VII. ‘A Benjaminian-like notion’928
As a metaphor that acts up as a skilful theological and philosophical category, Tracy’s
‘frag-event’ is a porous notion, always liable to discover more of its possibilities from
differing thinkers. This becomes especially clear as one moves from the more
immediately inner-theological resonances of frag-event to broader examples of thinking
to which it can be related. Walter Benjamin, the pre-War German-Jewish philosopher
and critical theorist, is one thinker whom Tracy cites as being a particularly valuable
example for him in thinking fragments differently from the romantics.929
Benjamin’s whole thinking was oriented, as Tracy puts it, towards breaking ‘out of the
usual ordinary historical events’ and bringing back a ‘passionate memory’ of past
suffering.930 In his ‘Theses on the Philosophy of History,’ Benjamin pictured the Angel
of History as one who looks back upon all history as a catastrophe ‘which keeps piling
wreckage upon wreckage and hurls it in front of his feet.’931 Faced with the nightmarish
procession of history’s forgotten victims, Benjamin sought an alternative, messianic
‘temporal core of history’: a core manifest not in the ongoing flow, but rather in
moments where, as Rolf Tiedermann puts it, ‘evolution halts’ and ‘where the dynamis
of what is happening coagulates into a stasis; where time itself is condensed into a
differential’ distinct from its process. At such a moment, Then and Now ‘coincide’ in a
928
Tracy, ‘Interview,’ ln. 69.
‘I [do] not have a German romantic notion, I ha[ve] a Benjaminian-like notion’; ‘[m]y position is not
the same as Benjamin’s, but of all the others, on “fragment” it’s closest to his’ (Tracy, ‘Interview,’ ln. 69;
78-9).
930
See ‘Interview,’ ln. 56-60.
931
Walter Benjamin, ‘Theses on the Philosophy of History’ in Walter Benjamin, Illuminations, ed.
Hannah Arendt (London: Fontana, 1973), 245-255: 249.
929
299
thought-image that is able to ‘arrest’ the flow of thinking.932
In Tracy’s terms, the totality system that Benjamin’s fragments sought to shatter, above
all, was that of our usual concept of history and time. Benjamin demanded, in his own
words, ‘a philosophy of history that at all points has overcome the ideology of
progress.’933 To this end, he sought ‘dialectical images’934 present within the flow of
presentation, which would possess capacities to interrupt and realign our perception of
the historical world. Benjamin found one such image, for example, in the shopping
arcades of nineteenth-century Paris. Much of his great, unfinished Passagen-Werk
involved collating quotations from the time and since associated with this
phenomenon.935
Pregnant with the ambiguities of their age, the arcades became for Benjamin something
similar to a Tracean frag-event. More generally, Benjamin sought for those thoughtevents wherein, in Tiedermann’s summary, ‘thinking suddenly stops in a configuration
pregnant with tensions,’ so as to give ‘that configuration a shock, by which it
crystallizes into a monad’ – a singularity beyond process – able, in turn, to become ‘the
sign of a messianic cessation of happening, or, put differently, a revolutionary chance in
the fight for the oppressed past.’936 Benjamin himself said that he wanted to ‘blast’
dialectical images – that is, figures of confrontation and truth – ‘out of the continuum of
historical process.’937
932
Rolf Tiedermann, ‘Dialectics at a Standstill: Approaches to the Passagen-Werk,’ trans. Gary Smith
and André Lefevre, in Walter Benjamin, The Arcades Project (Cambridge, MA., and London: Harvard
University Press, 1999), 929-945: 942-3.
933
Quoted in Tiedermann, ‘Dialectics at a Standstill,’ 941.
934
See Tiedermann, ‘Dialectics at a Standstill,’ 942.
935
See Walter Benjamin, The Arcades Project (Cambridge MA: Harvard University Press, 2002).
936
‘Dialectics at a Standstill,’ 943.
937
Benjamin, The Arcades Project (N10a), 475; cited in Tiedermann, ‘Dialectics at a Standstill,’ 944.
300
Benjamin’s horror of the reigning ideologies of European historical consciousness made
it necessary for him to oppose every positivist and idealist consciousness of history,
because, in his words, these forget ‘everything about history that, from the very
beginning, has been untimely, sorrowful, unsuccessful.’938 As Tiedermann summarises
for Benjamin, positivism in a historian fills out ‘homogenous, empty time’ with an
undifferentiated ‘mass of data,’939 whereas historicist idealisms ‘usurp the prospect of
the future and posit in history the existence of the natural plan of a process.’940
Positivism and idealism act here as two poles of collaborative oppression, in the face of
which Benjamin demanded instead a ‘Copernican revolution’ of historical perception,
in which ‘[p]ast history would be grounded in the present, analogous to Kant’s
epistemological grounding of objectivity in the depths of the subject’ (Tiedermann).941
Benjamin describes this reversal in historical perception as follows:
Formerly it was thought that a fixed point had been found in ‘what has been,’ and
one saw the present engaged in tentatively concentrating the forces of knowledge
on this ground. Now this relation is to be overturned, and what has been is to
become the dialectical reversal – the flash of awakened consciousness.942
Commonly, we imagine ourselves focusing our powers of historical awareness upon the
past. But to Benjamin this results always only in oppressive ideological repetitions.
Instead, Benjamin demanded that we learn to allow unnoticed aspects of the past to
concentrate their messianic powers and argument upon us, to awaken and renew our
938
Benjamin, Ursprung des deutschen Trauerspiels (‘Origin of the German Tragedy (or Fiasco)’); cited
in Tiedermann, ‘Dialectics at a Standstill,’ 942.
939
‘Dialectics at a Standstill,’ 942.
940
‘Dialectics at a Standstill,’ 942.
941
‘Dialectics at a Standstill,’ 941.
942
The Arcades Project (K1, 2), 388-9 (this passage is also cited in Tiedermann, ‘Dialectics at a
Standstill,’ 941).
301
perception. When this reversal occurs, ‘[p]olitics attains primacy over history’943 in a
moment when past and present are allowed to really happen for the first time, freed
from ideological sleep. Then, as Benjamin continues, the ‘facts become something that
just now first happened to us, first struck us.’944 This does not mean a collapsing of the
past as fodder for the present, indifferent to the reality of what has been, but instead the
very opposite. The facts that strike us are a reawakening of the past in memory: indeed,
‘to establish them is the affair of memory.’945
Thus, the true temporal core of history must be accessed, for Benjamin, through acts of
memory that attend to events of thought that are moments of political redemption and
also, perhaps, akin to prayers. There was a kind of despairing hope in Benjamin that
demanded such esoteric happenings as the very possibility of any tolerable thinking and
action in time and history.
The coincidence of past and present that Benjamin sought was thus very different from
the Gadamerian communion of tradition with its assurances of ‘contemporaneity’ with
the past.946 Benjamin had much more in common with the Tracean frag-event, however,
by which reigning totality systems are to be overturned for alternative newness. At the
same time, Tracy’s idea names what he imagines to be a generally available demanding
yet grace-filled hermeneutical possibility, in some contrast to Benjamin’s more
despairing search to make history thinkable and liveable. Yet the aspect of metaphorical
generality in Tracy’s idea demands that it be complemented by further concrete
943
The Arcades Project (K1, 2), 388-9.
The Arcades Project (K1, 2), 389. Benjamin continues: ‘There is a not-yet-conscious knowledge of
what has been: its advancement has the structure of awakening’ (ibid.).
945
The Arcades Project (K1, 2), 389. Benjamin continues: ‘There is a not-yet-conscious knowledge of
what has been: its advancement has the structure of awakening’ (ibid.).
946
See Truth and Method, 123-4, where Gadamer cites Kierkegaard as one who first grasped the
hermeneutic principle of becoming contemporaneous with the past.
944
302
proposals, such as Benjamin’s, as something more than partly corroborative
competitors.947 For Tracy, just as much as Benjamin, will need to ask about how one
may conceive history without participating in its oppressive totality systems. Tracy
suggests that his ‘position is not the same as Benjamin’s, but of all the others, on
“fragment” it’s closest to his.’948 The struggle of Benjamin’s thought remains amongst
the thinking of several twentieth-century thinkers of Jewish background, in particular
(also including Franz Rosenzweig, Emmanuel Levinas and Simone Weil), who continue
to influence Tracy.
VIII. Recollecting some arguments
To help frame a concluding perspective on Tracy’s ideas of dialogue and fragment in
theology and thinking, I shall now recall briefly a thread of ideas and arguments already
presented in this thesis which help to exhibit the interplay of linguistic, empirical,
religious and theological elements in Tracy’s thinking.949
The original significance of conversation-dialogue for Tracy sprang from his positive
sense of the plurality of human experience, allied to a focus on language and
discursivity learned from the tradition of hermeneutical phenomenology. Tracy
recognises that human conscious ‘experience,’ as we name it, is discursively
947
In the second half of the twentieth century, in particular, a whole raft of French thinkers – e.g, Sartre,
Althusser, Deleuze, Foucault, Derrida, Badiou – have commented extensively on the notion of ‘event,’
which Tracy has made central to his idea of fragment. I have no space to explore these here. A useful
collection of readings can be found in Étienne Balibar, John Rajchman and Anne Boyman, eds., French
Philosophy Since 1945: Problems, Concepts, Inventions (New York: The New Press, 2011), esp. Part IV
entitled ‘Event.’
948
‘Interview,’ ln. 78-9.
949
As these arguments will have been rehearsed clearly in the thesis above, footnote references will be at
a minimum, at the ends of paragraphs, and will simply indicate where in the thesis these materials have
already been introduced.
303
interpretative all the way down, and yet Tracy has never followed Gadamer in seeking
after a linguistic process or event that takes place above and beyond empirical-cultural
plurality. Instead, Tracy stresses our experience of plurality, even holding that our
experience continues to be imprinted by the prelinguistic ‘buzzing, blooming confusion’
(James) that an infant first encounters.
In Tracy, therefore, the linguistic and the non-linguistic each contaminates the purity
that the other might claim for itself: whether as Gadamerian linguistic understanding, on
the one hand, or as empiricist explanation, on the other. As simultaneously material and
spiritual-linguistic, reality is unforeseeably plural.950
In Plurality, Tracy confronted conversation-dialogue, first, with the plurality inherent in
all tradition and language, and then, above all, with the cognitive and moral (and also
religious) ambiguity of all our traditions. As he likes to quote Benjamin, ‘all our great
works of civilization are at the same time great works of barbarism.’ Tracy found the
religions to be especially plural and ambiguous, yet he also believed they were able to
mediate a power of Ultimate Reality to help us resist injustice and the reign of ‘more of
the same,’ inspiring the hope for a truly shareable world.
I argued, however, that Plurality idealised ‘the game of conversation’ as something that
occurs ideally on serene uplands of co-operative to-and-fro in question and answer, on
the supposed far side of every crippling ‘interruption’ of bitterly lamented falsehood
and evil. I asked whether it can really be right to wish, even vainly, that one’s discourse
were or could be made unambiguous in the manner for which Tracy seemed to yearn.
950
For these arguments regarding Tracy’s mixed linguistic-empirical way of thinking see Chapter 5
section II. ii..
304
Tracy’s more recent image of our finding ourselves dialogically ‘in the zone,’ as sports
coaches say, however, seems to me a happy new expression because it recalls
competitive sport, wherein a worthy opponent is a necessary part of what goes on. It
goes without saying that we should fight to heal our conversations from ambiguities of
cognitive falsehood and moral evil (somewhat as a sportsperson fights to eliminate
weaknesses in his or her game), but there may be other ambiguities and impediments
suffered in conversation that are simply to do with there being ‘game on,’ and with a
real other having been located.951 At the same time, Plurality’s religious hope in
Ultimate Reality also tended to imply a too untroubled partnership between humans and
the religious horizon, making Ultimate Reality a too-unambiguously self-manifesting
reality superseding the everyday otherness of other people.952
Nevertheless, despite these shortcomings, I argued that Tracy’s theory of conversationdialogue of the 1980s learned well from the Lutheran roots of hermeneutical philosophy
the true extent to which we cannot disentangle the mystery of the cosmos from the
mystery of words. For this reason, I suggested, Tracy has been averse to calling upon
extra-linguistic self-evidences – of, say, ‘praxis’ or ‘love’ – to resolve properly
discursive questions. As regards Jeanrond’s criticisms regarding the proper relation
between love and understanding, it seems to me in accord with Tracy to insist that love
suffered and given is not other than a word: a word (and hence a form of understanding)
that forms and becomes flesh.953
A change of emphasis in Tracy’s thinking since the 1980s has been his new insistence
on ‘approaching the self through the other,’ as he puts it, and although I have not seen
951
For this criticism of Plurality, see Chapter 3 section VI.
For this criticism, see Chapter 4 section II.
953
For this argument, see Chapter 4 section IV.
952
305
Tracy remark on this, this new emphasis has been helped him to recover a Lonerganlike sense of imperilled and ecstatic religious selfhood (in contrast to the inert
background reality Tracy seemed to entertain for ‘the self’ in Plurality). In objecting to
Lonergan’s ‘dogmatic’ account of the religious salvation that Lonergan thought
required to save human subjectivity (indeed, the cosmos) from absurd nullity, earlier
Tracy rather lost sight of the imperilled nature of religious selfhood. Today, by contrast,
the sinful and closed-off self of totality-thinking has become for Tracy (in somewhat
similar manner to Lonergan) an absurd, imprisoned and distorting less-than-self which
needs to be overcome to let something better come to be.954 This seems to me a
significant advance.
In this chapter we have seen how a retrieval of the idea of ‘form’ in its variety led Tracy
to posit fragments as the kind of radiant form available for theology and thinking today.
In fact, the classics have always been fragmentary, he suggests. Derrida objected that
romantic recollections of lost or hidden totalities are inherent to the ‘fragment’
metaphor, but Tracy has insisted instead on the affinity of his notion with the
‘dialectical images’ that Walter Benjamin hoped to ‘blast’ from history to derail
intolerable historical processes and ideologies of progress. I have suggested that by
specifying his fragments as ‘frag-events,’ Tracy helpfully recapitulates the orientation
of his original idea of classics to both a past event and an event that is happening newly
now. Frag-events are thus true classics, for Tracy, and every true classic is a frag-event.
I have argued, however, that Tracy should be careful not to rehabilitate too categorically
the trope of ‘manifestation’ for frag-events, even a manifestation as ambiguous as that
954
For this argument, see Chapter 6 section III.
306
of ‘the infinite and the impossible.’ If Tracy were to distinguish religious ‘namings’ of
God a little more clearly from the systematic ‘thinkings’ of reality that must surely
accompany them, then it may be that the metaphorical and fragmentary (frag-eventary)
character of the theory of frag-event itself – as ‘a skill forged on behalf of life and
thought’ – would be better preserved. The integrity of Tracean discursive frag-events
could then be made to lean not so much on renewed part-conceptualisations of
analogical reason – perilously fragmentary in Derrida’s sense, and perhaps a little
misty, too – as on possibilities inferable from the ‘gatherings’ of fragments that are
plausibly performed in humanity’s many fragmentary traditions.
In all this, it seems to me that Tracy’s idea of fragments as frag-events is equipped, first,
to sustain and develop many of the pluralistic tensions at the heart of his thought, while
also – second – opening his thought to new dimensions of ethics and religion, at the
same time as, third, it gets him beyond dilemmas of identity and difference that dogged
his earlier thinking. What Tracy is attempting philosophically can be read as a
mediation between Gadamer and Derrida, carried out with the aid of his own
distinctively empirical, pluralistic and religiously realistic outlook. At the same, in
Christian theological terms, Tracy is also trying to mediate the contradiction between
Catholic and Lutheran thought.
Tracy hopes that he is uncovering ways to inform the possibilities of practising
appropriate attention – in thought and in prayer – within Christian theology and general
thinking, such that thinking, praying and loving may find each other under the grace and
burden of God.
307
A concluding perspective: Theological reason in suspension
One of the remarkable characteristics of David Tracy, as a Roman Catholic theologian,
has been his sustained determination not to found Christian life and thought – anywhere
along the line – on axiomatic authority accorded to the institutional Church and its
supposedly autonomous tradition. He finds such submission a conscious or unconscious
‘totality system’: a form of sin.
There certainly exist contrary approaches to theology that lean heavily upon Churchparticipation as an emotional and intellectual engine supposedly able to square
theological, religious and existential circles (for example, those concerning the being of
God and of creatures) and thereby mediate to God’s saving reality into a blind and
disorderly world. According to this view, which Tracy has consistently opposed, the
Church is the divine institution required to halt our hermeneutical and spiritual spinning
and park us securely in blessed truth and salvation. For his part, Tracy evidently does
not expect the circlings of life and thought to pause for any longer than those gracious
moments wherein we may hope that our provisional possibilities will manifest.
At the same time, nonetheless, Tracy has also been as committed as many conservative
Catholics to the idea that religious faith should lead a Christian firmly into the divine
analogy of their reason. In this case, however, there is the difference that where some
hold that this analogy necessarily involves a particular revelation of universal
transcendent Authority to which one must submit, Tracy’s similarly high analogy of
reason always reveals itself instead by leading the vividness of Christian faith back to
practices and injunctions plausibly shared with all-comers. And where more
308
conservative Catholics tend to directly identify their historically particular religious
institution with transcendent-immanent universality (albeit always with careful caveats),
Tracy would instead preserve the precious significance of that institution by looking, at
the last, to dissolve its significance within performances of universality that any church
must exist to serve.
In Tracy, therefore, it has also generally appeared that one must be prepared to dissolve
the preciousness of the particular within and on behalf of the universal, in order to
protect against universality simply dissolving itself for the sake of some naked
particularism or relativism (or, alternatively, as sheer différance). This is to conjure with
images of solution and dissolution, but I wonder whether it might not be more helpful to
build on Tracy’s recent thought of fragments, instead, with an alternative image of
temporary ‘suspensions’ of what we encounter as particular within what we moot as
universal. Such ‘suspensions’ of the experienced-as-particular within the suggested-asuniversal (rather as silt in a river) would be what can occur in the wake of frag-events
that in their own way temporarily ‘suspend’ the very categories of ‘part’ and ‘whole.’
This image of suspension is offered only as one to play with, and it may seem too much
a play on words. Nevertheless, one illuminating concrete theological exemplification of
the question at hand here can perhaps be found in Tracy’s article on Augustine
discussed earlier in this chapter (in section III). In this article – ‘Augustine’s
Christomorphic Theocentrism’ – Tracy celebrates the thorough ‘theocentrism’ of
Augustine’s thought, which he finds ‘constituted in and through [an] emphatic
christomorphism’ in which ‘the Form Christ gathers all other forms to name God: per
309
Christum hominem ad Christum divinum.’955
Tracy highlights Augustine’s determination to think by way of the human Christ to the
divine Christ, and suggests that we may add to this the idea that Augustine then went
on, in effect, to think ‘per Christum divinum ad Deum Trinitatem.’ According to Tracy,
therefore, Augustine’s thought travelled by way of the human Christ to the divine Christ
and then by way of the divine Christ to God as Trinity. Via this formula, Tracy
suggests, we are able to ‘grasp the meaning of Augustine’s naming of the Real as the
God who is Love and, as Love, the mutual loving relationships of Father, Son, and Holy
Spirit.’956 In all this progression through the human Christ to the divine Christ, and then
through the divine Christ to God as Trinity, Tracy applauds Augustine’s insistent
thinking of Christ as the increasingly fragmentary form through which life and thought
may travel into the reality of God as Love.
There is much that I find rich and attractive in this reading of Augustine by Tracy
(though I am not qualified to judge its exegetical accuracy). However, I am struck by
how emphatically Tracy appears to keen to clinch the ‘christomorphic’ character of
Augustine’s theology at the expense of the alternative appellation ‘christocentric.’ In an
article from 1994, Tracy described ‘christomorphic’ as ‘a more accurate designation of
the christological issue, I believe, than the more familiar but confusing word
“christocentric.” For theology is not christocentric but theocentric […] by means of its
christomorphism.’957
955
Tracy, ‘Augustine’s Christomorphic Theocentrism,’ 273.
‘Augustine’s Christomorphic Theocentrism,’ 274.
957
Tracy, ‘Theology and the Many Faces of Postmodernity,’ Theology Today (Apr. 1994), 104-114: 111.
On the ‘theocentric’ character of Christian theology, according to Tracy, see Imagination, 52. For a
focussed account of Karl Rahner’s conjunction of anthropocentrism with theocentrism, as well as the
increasingly insistent meditation on the Mystery of God of his later work, see Gaspar Martinez,
956
310
Perhaps Tracy identifies something valuable here, for there would indeed seem to be an
ideal sense in which the point of Christ is God, in a way that exceeds what can be said
in the other direction. It makes sense to say that the doctrine of the Trinity attempts to
be Christianity’s fundamental and christomorphic (also, spirit-attentive) doctrine of
God, for example. In turn, this Trinitarian God can be seen as what grounds the doctrine
of the incarnate Christ. Saint Paul, too, provides another parallel theocentric echo early
on in Christian theology, when he imagines Christ at the last handing his kingdom over
to the Father so that ‘God will be all in all.’958
But should we therefore deny that Christian theology can also be approached from an
avowedly ‘christocentric’ direction? A vast array of actual historical Christian
expression has been unabashedly christocentric, from Eastern Orthodox apse mosaics,
to Julian of Norwich, to much Protestant reflection, to cite just a few examples. Yet
Tracy implies that these expressions must always be disciplined into a thinking that
travels always via the particular towards the universal. To insist on this approach as the
model of Christian reflection seems to me to be still too intent on exercising rational
control. Theocentrism may well enjoy a certain ideal primacy in theology, but it does
not follow that theology need accord primacy to the ideal (that is, to concepts). Put
another way, is it really necessary that a nature-grace polarity to express ‘God’ should
always reign above our messily physical (also often sinful) concrete encounters with
religious salvation?
Confronting the Mystery of God: Political, Liberation and Public Theologies (New York and London:
Continuum, 2001), 15-20. Martinez links these elements in Rahner to the political (Metz), liberation
(Gutierrez) and public (Tracy) theologies that have emerged since.
958
I Corinthians 15:28.
311
What is more, if we could allow that Christian thinking might at times be really and
essentially christocentric, then we might discover in this an excellent opportunity to
ponder the work that the name ‘God’ might then do in qualifying such moments of
apparent particularism. For, while it may or may not make equal sense to say
‘theomorphic’ as to say ‘christomorphic,’ there are salient characteristics of talking
about ‘God’ that could season and enable responsible christocentric reflection. To say
‘Christ’ is necessarily to say ‘God,’ and to say ‘God’ seems to involve, for example,
simultaneously seeking a word of heteronomous authority and committing oneself to
placing all human appropriations of authority in de-idolising question. Even just this
quick thought might do interesting and appropriate things to an act of christocentric
attention, things very much in accord with the idea of a frag-event. For, to use Tracy’s
own terms, to say the name ‘God’ – for all its inherent universality – need not involve a
claim to possess a grasp upon the horizon of everything (as has often been supposed),
but instead be much more about living with and in expectation of a frag-event.
The point of rehabilitating christocentrism here would not be to displace the
christomorphic theocentrism that Tracy outlines, but only to complement and
complicate. Again, I am uncertain whether Tracy would welcome these friendly
suggestions. He may find them too much a dethroning of the project of rational
universality.
With all this said, it seems impertinent to conclude by seeming to try to supplement
Tracy in his own thinking. For that thinking is vastly fertile, timely and broad,
extending far beyond the very limited reference of this thesis, which has been narrowly
focussed on the potential of Tracean notions ‘dialogue’ and ‘fragment’ to inform
312
Christian theology and thinking in general.
313
APPENDIX
‘Interview with David Tracy’
private interview, with Barnabas Palfrey, Oxford, 25/26 October 2009
[PLEASE NOTE – THIS 11-PAGE INTERVIEW IS NOT AVAILABLE IN THE
ELECTRONIC THESIS DEPOSIT]
314
BIBLIOGRAPHY
Select bibliography of David Tracy—
––The Achievement of Bernard Lonergan (New York: Herder & Herder, 1970)
––‘Lonergan’s Foundational Theology: An Interpretation and Critique’ in Philip
McShane, ed., Foundations of Theology: Papers from the International Lonergan
Congress, 1970 (Dublin: Gill & Macmillan, 1971), 197-222
––‘John Cobb’s Theological Method: Interpretation and Reflections’ in David Ray
Griffin and Thomas J. J. Altizer, eds., John Cobb’s Theology in Process (Philadelphia:
Westminster Press, 1977), 25-38
––‘Responses to Peter Berger: III,’ Theological Studies, 39 (1978), 502-507
––‘Theological Pluralism and Analogy,’ Thought 54 (1979), 24-37
––‘Metaphor and Religion’ in Sheldon Sacks, ed., On Metaphor (Chicago: University
of Chicago Press, 1979), 89-104
––‘Theological Pluralism and Analogy,’ Thought 54 (1979), 24-37
––‘The Particularity and Universality of Christian Revelation’ in E. Schillebeeckx and
Bas van Iersel, Revelation and Experience, Concilium 113, (New York: Seabury, 1979)
––The Analogical Imagination: Christian Theology and the Culture of Pluralism
(London: SCM Press, 1981)
––‘Defending the Public Character of Theology: How My Mind has Changed,’ The
Christian Century 98 (April 1, 1981), 350-356
––‘The Necessity and Insufficiency of Fundamental Theology’ in R. Latourelle and
Gerald O’Collins, eds., Problems and Perspectives of Fundamental Theology (New
York: Paulist Press, 1982)
––and John B. Cobb, Jr., Talking About God: Doing Theology in the Context of Modern
Pluralism (New York: Seabury Press, 1983)
––‘The Foundations of Practical Theology’ in Don Browning, ed., Practical Theology
(San Francisco: Harper & Row, 1983)
––‘Lindbeck’s New Program for Theology: A Reflection,’ Thomist 49/3 (1985), 460472
––‘Tillich and Contemporary Theology’ in J. Adams, W. Pauck and R. Shinn, eds., The
Thought of Paul Tillich (San Francisco: Harper and Row, 1985)
––‘Analogy, Metaphor and God-language: Charles Hartshorne, Modern Schoolman 62
(May 1985), 249-264
325
––Plurality and Ambiguity: Hermeneutics, Religion, Hope (London: SCM Press, 1987)
––‘Practical Theology in the Situation of Global Pluralism’ in Lewis S. Mudge and
James N. Poling, eds., Formation and Reflection: The Promise of Practical Theology,
139-154 (Philadelphia: Fortress Press, 1987)
––‘The Uneasy Alliance Reconceived: Catholic Theological Method, Modernity, and
Postmodernity,’ Theological Studies 50 (1989), 458-570
––‘Argument, Dialogue and the Soul in Plato’ in Philip E. Devenish and George L.
Goodwin, eds., Witness and Existence: Essays in Honor of Schubert Ogden (Chicago:
Chicago University Press, 1989)
––‘Hermeneutical Reflections in the New Paradigm’ in Hans Küng and David Tracy,
eds., Paradigm Change in Theology: A Symposium for the Future (Edinburgh: T&T
Clark, 1989), 34-62
––‘Recent Catholic Spirituality: Unity and Diversity’ in Louis Dupré and Donald E.
Saliers, eds., Christian Spirituality: Post-Reformation and Modern (World Spirituality
18) (New York: Crossroad, 1989)
––‘On the Origins of Philosophy of Religion; The Need for a New Narrative of its
Founding’ in Frank Reynolds and David Tracy, eds., Myth and Philosophy, vol. 1 of
Towards a Comparative Philosophy of Religions (Albany, NY: SUNY, 1989), 11-36
––‘Charity, Obscurity, Charity: Augustine’s Search for True Rhetoric’ in Nathan A.
Scott, Mary Gerhart and Anthony C. Yu, eds., Morphologies of Faith: Essays in
Religion and Culture in Honor of Nathan A. Scott (AAR Studies in Religion, 59)
(Atlanta: Scholars Press, 1990), 123-143
––‘Hermeneutics and the Tradition,’ Proceedings of the American Catholic
Philosophical Association 62 (1990)
––‘On Reading the Scriptures Theologically’ in Bruce Marshall, ed., Theology and
Dialogue: Essays in Conversation with George Lindbeck (Notre Dame, Ind.: University
of Notre Dame Press, 1990), 35-42
––‘God, Dialogue and Solidarity: A Theologian’s Refrain,’ Christian Century 107 (Oct
10, 1990), 900-904
––‘God and Emptiness: Response to Abe Masao,’ in Christopher Ives, ed., God and
Emptiness (Maryknoll, NY: Orbis, 1990)
––‘Response to Robert Sokolowski’ in David Burrell and Bernard McGinn, eds., God
and Creation: An Ecumenical Symposium (Notre Dame: University of Notre Dame
Press, 1990)
––‘Approaching the Christian Understanding of God’ in Francis Schüssler Fiorenza and
John P. Galvin, eds. Systematic Theology: Roman Catholic Perspectives, Vol. 1
(Minneapolis: Fortress Press, 1991), 133-147
326
––‘Foreword’ in Jean-Luc Marion, God Without Being: Hors-Texte [1982], trans.
Thomas A. Carson (Chicago: University of Chicago Press, 1991)
––‘The Hermeneutics of Naming God,’ The Irish Theological Quarterly 57 (1991),
253-264
––Dialogue with the Other: The Inter-religious Dialogue (Louvain: Peeters Uitgeverij,
1991)
––‘Literary Theory and Return of the Forms for Naming and Thinking God in
Theology,’ Journal of Religion, 74/3 (1994), 302-319
––‘Theology and the Many Faces of Postmodernity,’ Theology Today (Apr. 1994), 104114
––On Naming the Present: Reflections on God, Hermeneutics, and Church (London:
SCM Press, 1994)
––Blessed Rage for Order: The New Pluralism in Theology [1975] (Chicago: University
of Chicago Press, 1995)
––‘The Hidden God: The Divine Other of Liberation,’ Cross Currents 46 (Spring
1996), 5-16
––‘Ricoeur’s Philosophical Journey: Its Import for Religion’ in Richard Kearney, ed.,
Paul Ricoeur: The Hermeneutics of Action (London: Sage, 1996), 201-204
––‘Fragments of Synthesis: the Hopeful Paradox of Dupré's Modernity’ in Peter
Casarella and George Schner, eds., Christian Spirituality and the Culture of Modernity
(Grand Rapids: Eerdmans, 1998), 9-24
––‘Writing’ in Mark C. Taylor, ed., Critical Terms for Religious Studies (Chicago:
University of Chicago Press, 1998), 383-393
––‘African American Thought: The Discovery of Fragments’ in Dwight N. Hopkins,
ed., Black Faith and Public Talk: Critical Essays on James H. Cone’s Back Theology
and Black Power (Maryknoll, NY: Orbis Books, 1999), 29-38
–– ‘Fragments: The Spiritual Situation of our Times’ in John D. Caputo and Michael J.
Scanlon, eds., God, The Gift, and Postmodernism (Indiana University Press, 1999), 170180; with ‘Response by Jacques Derrida,’ 181-184
––‘Trinitarian Speculation and the Forms of Divine Disclosure’ in Stephen T. Davis,
Daniel Kendall and Gerald O’Collins, eds., The Trinity: An Interdisciplinary
Symposium on the Trinity (Oxford: Oxford University Press, 1999), 273-293
––‘The Post-Modern Re-Naming of God as Incomprehensible and Hidden,’ Cross
Currents 50 (Spring/Summer 2000), 240-247
327
––‘Afterword: A Reflection on Mystics: Presence and Aporia’ in Michael Kessler and
Christian Sheppard, eds., Mystics: Presence and Aporia (Chicago: University of
Chicago Press, 2003), 239-243
––‘Simone Weil and the Impossible: a Radical View of Religion and Culture,’ Critical
Spirit (2003), 208-222
––‘Tribute to Bernard McGinn,’ Criterion 42/3 (2003), 41-42
––‘Form and Fragment: The Recovery of the Hidden and Incomprehensible God’ in
Werner G. Jeanrond and Aasulv Lande, eds., The Concept of God in Global Dialogue
(Maryknoll, NY: Orbis Books, 2005), 98-114
––Interviewed by Christian Sheppard, ‘God: the Possible/Impossible’ in John
Panteleimon Manoussakis, ed., After God: Richard Kearney and the Religious Turn in
Continental Philosophy (New York: Fordham University Press, 2006), 240-354
––‘Jean-Luc Marion: Phenomenology, Hermeneutics, Theology’ in Kevin Hart, ed.,
Counter Experiences: Reading Jean-Luc Marion (Notre Dame, Indiana: University of
Notre Dame Press, 2007), 57-65
––‘On Longing: The Void, The Open, God’ in Stephan van Erp and Lea Verstricht,
eds., Longing in a Culture of Cynicism (Zürich & Berlin: Lit Verlag, 2008), 15-32
––‘Augustine’s Christomorphic Theocentrism’ in Aristotle Papanikolaou and George E.
Demacopoulos, eds., Orthodox Readings of Augustine (New York: St Vladimir’s
Seminary Press, 2008), 263-289
––‘Foi et Raison: Union, Contemplation, Critique,’ trans. Georges Chevallier,
Transversalities 110 (Revue de l’Institut Catholique Paris) (April-June 2009), 53-74
––‘Interview with David Tracy,’ unpublished private interview, Oxford, 25/26 October
2009 (printed as an Appendix to this thesis)
––‘Western Hermeneutics and Interreligious Dialogue’ in Catherine Cornille and
Christopher Conway, eds., Interreligious Hermeneutics (Eugene, OR.: Cascade Books,
2010), 1-43
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