Accepted Manuscript
Prenatal Depression and Birth Mode Sequentially Mediate Maternal Education’s
Influence on Infant Sleep Duration
Brittany A. Matenchuk, Sukhpreet K. Tamana, Wendy Y.W. Lou, Diana L. Lefebvre,
Malcolm R. Sears, Allan B. Becker, Meghan B. Azad, Theo J. Moraes, Stuart E.
Turvey, Padmaja Subbarao, Anita L. Kozyrskyj, Piush J. Mandhane, CHILD Study
Investigators
PII:
S1389-9457(18)30445-3
DOI:
https://doi.org/10.1016/j.sleep.2019.01.015
Reference:
SLEEP 3960
To appear in:
Sleep Medicine
Received Date: 20 July 2018
Revised Date:
15 November 2018
Accepted Date: 10 January 2019
Please cite this article as: Matenchuk BA, Tamana SK, Lou WYW, Lefebvre DL, Sears MR, Becker AB,
Azad MB, Moraes TJ, Turvey SE, Subbarao P, Kozyrskyj AL, Mandhane PJ, CHILD Study Investigators,
Prenatal Depression and Birth Mode Sequentially Mediate Maternal Education’s Influence on Infant
Sleep Duration, Sleep Medicine, https://doi.org/10.1016/j.sleep.2019.01.015.
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ACCEPTED MANUSCRIPT
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Title: Prenatal Depression and Birth Mode Sequentially Mediate Maternal Education’s Influence on
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Infant Sleep Duration
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Authors: Brittany A. Matenchuk1, Sukhpreet K. Tamana1, Wendy Y.W. Lou2, Diana L. Lefebvre3,
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Malcolm R. Sears3, Allan B. Becker4, Meghan B. Azad4, Theo J. Moraes5, Stuart E. Turvey6, Padmaja
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Subbarao5, CHILD Study Investigators, Anita L. Kozyrskyj1* and Piush J. Mandhane1*
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Author Affiliations: 1 Department of Pediatrics, University of Alberta, Edmonton, AB, Canada
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Dalla Lana School of Public Health, University of Toronto, Toronto, Canada
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Department of Medicine, McMaster University, Hamilton, Canada
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Department of Pediatrics & Child Health, Children’s Hospital Research Institute of Manitoba,
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University of Manitoba, Winnipeg, MB, Canada
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Department of Pediatrics, Hospital for Sick Children, University of Toronto, Toronto, ON, Canada
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Department of Pediatrics, Child & Family Research Institute, BC Children’s Hospital, University of
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British Columbia, Vancouver, BC, Canada
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*Senior co-authors
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Corresponding Author: Piush Mandhane, Department of Pediatrics, University of Alberta, 4-468
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Edmonton Clinic Health Academy, 11405-87th Avenue, Edmonton, AB T6G 1C9, Canada
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P: 780-248-5650
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E-mail address: mandhane@ualberta.ca
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Author Contributions
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Drs. Kozyrskyj and Mandhane had full access to all the data in the study and takes responsibility for the
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integrity of the data and the accuracy of the data analysis.
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Study concept and design: Matenchuk, Mandhane, Kozyrskyj.
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Acquisition, analysis, or interpretation of data: Matenchuk, Tamana, Lou, Becker, Mandhane, Turvey,
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Subbarao, Sears, Kozyrskyj.
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Drafting of the manuscript: Matenchuk, Kozyrskyj
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Critical revision of the manuscript for important intellectual content: Matenchuk, Lou, Becker,
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Mandhane, Turvey, Subbarao, Moraes, Azad, Sears, Kozyrskyj, Tamana.
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Statistical analysis: Matenchuk
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Obtained funding: Becker, Mandhane, Turvey, Subbarao, Sears, Kozyrskyj.
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Administrative, technical, or material support: Matenchuk, Lou, Becker, Mandhane, Turvey, Subbarao,
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Lefebvre, Kozyrskyj.
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Study supervision: Kozyrskyj, Mandhane
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All sources of support: This research was specifically funded by the CIHR Canadian Microbiome
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Initiative (Grant No. 227312). The Canadian Institutes of Health Research (CIHR) and the Allergy, Genes
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and Environment (AllerGen) Network of Centres of Excellence provided core support for the CHILD
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study.
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Declarations of interest: none.
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Running head: Depression & birth mode mediate influence on sleep
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Abstract
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Rationale: Sleep duration is critical to growth, learning, and immune function development in infancy.
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Strategies to ensure that national recommendations for sleep duration in infants are met require
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knowledge of perinatal factors that affect infant sleep.
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Objectives: To investigate the mechanistic pathways linking maternal education and infant sleep.
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Methods: An observational study was conducted on 619 infants whose mothers were enrolled at the
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Edmonton site of the CHILD birth cohort. Infant sleep duration at 3 months was assessed using the Brief
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Infant Sleep Questionnaire. Maternal education was collected via maternal report. Prenatal and postnatal
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depression scores were obtained from the 20-item Center for Epidemiologic Studies Depression Scale
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(CES-D). Birth records and maternal report were the source of covariate measures. Mediation analysis
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(PROCESS v3.0) was used to examine the indirect effects of maternal education on infant sleep duration
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mediated through prenatal depression and birth mode.
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Measurements and Main Results: At 3 months of age, infants slept on average 14.1 hours. Lower
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maternal education and prenatal depression were associated with significantly shorter infant sleep
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duration. Emergency cesarean section birth was associated with 1-hour shorter sleep duration at 3 months
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compared to vaginal birth [without intrapartum antibiotic prophylaxis] (β: -0.99 hours; 95% CI: -1.51, -
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0.48). Thirty percent of the effect of lower maternal education on infant total sleep duration was mediated
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sequentially through prenatal depression and birth mode (Total Indirect Effects: -0.12, 95%CI: -0.22, -
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0.03, p<0.05).
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Conclusions: Prenatal depression and birth mode sequentially mediate the effect of maternal education on
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infant sleep duration.
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Keywords: pediatric sleep, maternal education, prenatal depression, birth mode, emergency caesarean
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section
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Abbreviations
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CHILD - Canadian Healthy Infant Longitudinal Development; CS - Caesarean section; HPA –
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Hypothalamic-pituitary-adrenal; IAP - Intrapartum antibiotic prophylaxis; SES – Socioeconomic status
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3.1 Introduction
Globally, over 50% of 3 month old infants obtain less than the recommended 14 hours of sleep
per 24 hour period (1,2). Sleep plays a central role in growth, neurological development, learning and
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processing of memory, and optimal functioning of the immune system (3). In childhood, shorter sleep
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duration is associated with cognitive deficits (4), poor school performance and increased behavioral
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problems (5). Infants who sleep less are at risk for overweight (6) and those with frequent nocturnal
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awakenings are more likely to develop asthma (7). Sleep problems which arise in infancy and childhood
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tend to persist (8). In adults, short sleep duration has been linked to increased risk of mortality, diabetes
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mellitus, hypertension, obesity and coronary heart disease (4). Poor quality sleep in adulthood is
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identified as a pathway by which low socioeconomic status (SES) ‘gets under the skin’ to cause disease
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(9) and conceivably, may be a missing link in the intergenerational transmission of SES inequalities in
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health (10). Hence, infant sleep is a logical target for government and public health agencies.
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Be it short sleep in infants or sleep problems in toddlers, there is emerging evidence of the
influence of family SES, including maternal educational attainment, on sleep in young children (11,12).
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When examining the various household factors that affect infant sleep, such as parental sleep (11,13,14),
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the upstream factor which is most likely candidate to mediate the relationship between SES and infant
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sleep duration is maternal prenatal depression (15). Mothers in distress have sleep problems during
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pregnancy (16), which can be ‘transmitted’ to the fetus via the maternal suprachiasmatic nucleus or
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melatonin levels (17–19). Maternal depression also leads to elevated free cortisol levels during pregnancy
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(20), which in turn, appear to increase infant cortisol levels in response to stress (21,22). When cortisol
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levels are elevated, they preferentially bind to norepinephrine and glucocorticoid receptors and ultimately
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increase sleep EEG frequency, light sleep and frequent waking, and decrease short-wave sleep via
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stimulation of corticotropin releasing hormone (CRH) (23). Interestingly, maternal psychological health
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also plays a role in the birth process and birth outcomes (24–26). If birth is stressful and/or leads to
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unexpected events such as cesarean delivery, infant sleep can be impacted through newborn exposure to
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hypothalamic pituitary adrenal (HPA) axis hormones (27), reduced mother-infant bonding (28), or
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additional birth-associated medical interventions. There is a gap in the literature regarding the influence
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of the birth process on infant sleep duration beyond the second postnatal day (29).
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While maternal education status has been linked to infant sleep duration (11) and maternal
psychological health (30), the relatedness of these factors has not been studied nor has the birth process
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been taken into account. Reported associations between cesarean delivery and postpartum depression (31)
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may in fact be secondary to existing prenatal depression. Importantly, potential causes of childhood sleep
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duration are often examined after 1 year of age, excluding the first 6 months of life when critical
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development of the circadian rhythm, neurological function, and behavior takes place (3,19,32). We
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examined the association between maternal educational attainment and infant sleep duration at 3 months
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of age in the Canadian healthy Infant Longitudinal Development (CHILD) birth cohort. Second, we
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assessed whether prenatal depression and birth mode sequentially mediated the association between
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maternal education status and infant sleep duration. The CHILD cohort also provided a unique
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opportunity to test independence from putative confounding factors such as colic, often a suspected cause
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of sleep problems in infants (33) and antibiotic exposure, which has been found to induce transient
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insomnia (34) and decrease slow wave sleep (35).
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3.2 Methods
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Study Design
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This study involved a subsample of 619 Canadian infants from the Edmonton site of the Canadian
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Healthy Infant Longitudinal Development (CHILD) birth cohort (http://www.childstudy.ca) (36). The
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Human Research Ethics board at the University of Alberta approved this study. Written informed consent
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was obtained from the mother at enrollment. Mothers of studied infants were enrolled during pregnancy
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between 2008 and 2012. Data on covariates were obtained from hospital records (birth mode, gestational
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age at birth, birth weight and direct antibiotic exposure) or standardized questionnaires (maternal age,
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maternal race/ethnicity, household income, infant sex, breastfeeding status, weight at 3 months, and solid
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food intake before 3 months) (see Appendix).
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Infant sleep at 3 months of age (outcome of interest). Infant total sleep duration was obtained from the
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parent self-reported BISQ (Appendix B) administered at 3 months of age (37). Parent self-report of infant
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day (7 am until 7 pm) and night (7 pm until 7 am) sleep duration in hours and minutes were combined to
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obtain infant total sleep duration per 24-hour period.
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Maternal education (exposure of interest). Maternal education level was collected from a standardized
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questionnaire. Mothers chose from: “1-high school or less”, “2-some university or college”, and “3-
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university degree obtained”. Categories 1 and 2 were then combined.
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Depression symptoms. Depression symptoms were measured using the 20-item Center for Epidemiologic
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Studies Depression Scale (CES-D) (38) at 36 weeks of gestation and 6 months postpartum. Women self-
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reported how often they experienced various depressive cognitions, affect, and behaviors during the past
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week. Responses were given on a score ranging from 0 (None of the time; less than 1 day) to 3 (Most or
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all of the time; 5-7 days). Responses were summed, with higher scores indicating higher depressive
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symptoms (min=0, max=60). CES-D scores of 16 or greater represent significant risk for clinical
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depression (39).
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Statistical analysis. The Student’s t-test and ANOVA test with Tukey post-hoc test were used to examine
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the association between maternal education level and covariates. Univariate and multivariate linear
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regression modelling was performed with total sleep duration as the outcome and maternal education as
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the exposure of interest. A final model was chosen using purposeful selection as described by Hosmer and
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Lemeshow (40). Multinomial regression was used to predict having postnatal depression only, prenatal
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depression only, or prenatal and postnatal depression together (ref: no prenatal or postnatal depression)
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from maternal education level. Statistical significance of the difference in sleep duration according to
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birth mode was determined by ANOVA with Tukey post hoc test. Mediation analysis was conducted
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using the Hayes PROCESS v3.0 macro for SPSS, version 23.0 (SPSS Inc) (41). A multiple mediation
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path model was evaluated to determine the indirect effects of sequential mediators: prenatal depression
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(mediator 1) and birth mode (mediator 2) in the path between maternal education and infant total sleep
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duration at 3 months of age. Bootstrapping (5000 bootstrap resamples) was used to generate to 95% CIs
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in mediation models. Sensitivity analyses were conducted to explore the potential confounding effect of
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postpartum depression on the multiple mediation model.
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3.3 Results
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Table 1. Associations between infant and maternal characteristics, maternal education level and total
sleep duration at 3 months.
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Maternal Education
-
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Total Sleep Duration (hours/24 hours)
Mean (SD)
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University
Degree
n = 335/619
(54.11%)
Observations
14.17 (2.14)
-
N.A.
284
335
13.94 (2.20)
14.36 (2.08)
28 (9.96%)
138 (49.11%)
115 (40.93%)
44 (13.25%)
148 (44.58%)
140 (42.17%)
0.357
72
286
255
14.32 (2.25)
14.33 (2.27)
13.93 (1.93)
6 (2.12%)
147 (51.94%)
127 (44.88)
3 (1.06%)
14 (4.22%)
173 (52.11%)
138 (41.57%)
7 (2.11%)
0.332
20
320
265
10
14.09 (2.23)
14.19 (2.23)
14.14 (2.05)
13.95 (1.44)
6 (2.17%)
59 (21.38%)
185 (67.03%)
26 (9.42%)
13 (3.93%)
73 (22.05%)
203 (61.33%)
42 (12.69%)
0.302
19
132
388
68
14.26 (2.24)
14.34 (2.26)
14.16 (2.11)
13.91 (2.10)
150 (52.82%)
134 (47.18%)
161 (48.06%)
174 (51.94%)
0.259
311
308
14.25 (2.13)
14.09 (2.16)
149 (53.41%)
130 (46.59%)
161 (49.09%)
167 (50.91%)
0.291
310
297
13.94 (2.16)
14.37 (2.10)
144 (51.25%)
56 (19.93%)
36 (12.81%)
45 (16.01%)
179 (53.92%)
81 (24.40%)
35 (10.54%)
37 (11.14%)
0.177
323
137
71
82
14.39 (2.08)
13.98 (2.18)
14.36 (2.07)
13.40 (2.20)
138 (48.59%)
79 (27.82%)
67 (23.59%)
204 (61.08%)
95 (28.44%)
35 (10.48%)
<0.001
342
174
102
14.26 (2.06)
14.09 (2.16)
14.00 (2.38)
8 (2.92%)
266 (97.08%)
7 (2.12%)
323 (97.88%)
0.604
15
589
14.83 (1.54)
14.16 (2.16)
43 (15.30%)
52 (15.66%)
0.911
95
13.89 (2.27)
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Maternal education, No. (%)
No University Degree
University Degree
Infant Characteristics
Gestational age, No. (%)
Below 38 weeks
38 to 39 weeks
Over 40 weeks
Birth weight, No. (%)
< 2500g
2500-3499g
3500-4499g
> 4500g
Weight at 3 months, No. (%)
< 5000g
5000-5999g
6000-7999g
>8000g
Gender, No. (%)
Boy
Girl
Antibiotic exposure, No. (%)
Yes
No
Birth mode, No. (%)
Vaginal –IAP
Vaginal +IAP
Scheduled CS
Emergency CS
Breastfeeding status, No. (%)
Exclusive
Partial
Zero
Solids, No. (%)
Yes
No
Colic, No. (%)
Yes
No University
Degree
n = 284/619
(45.89 %)
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<0.001
185
409
25
14.07 (2.08)
14.20 (2.17)
14.32 (2.20)
<0.001
38
138
92
308
13.86 (1.70)
14.01 (2.20)
14.04 (2.34)
14.41 (1.97)
42
13.59 (2.76)
17 (5.07%)
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7 (2.09%)
55 (16.42%)
49 (14.63%)
207 (67.79%)
14.22 (2.13)
258 (77.01%)
50 (14.93%)
27 (8.06%)
<0.001
473
68
76
14.09 (2.09)
14.64 (2.46)
14.21 (2.18)
41 (13.62%)
260 (86.38%)
<0.001
110
444
13.65 (2.11)
14.23 (2.14)
30 (10.71%)
250 (89.29%)
0.028
70
437
13.43 (2.54)
14.26 (2.03)
332 (99.40%)
2 (0.60%)
<0.001
588
27
14.18 (2.14)
13.87 (1.94)
152 (45.65%)
181 (54.35%)
0.685
270
340
13.70 (2.06)
14.54 (2.13)
Notes: -IAP: no intrapartum antibiotics; +IAP: with intrapartum antibiotics; CS: caesarean section.
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60 (17.91%)
259 (77.31%)
16 (4.78%)
518
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280 (84.34%)
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No
238 (84.70%)
Maternal Characteristics
Maternal age, No. (%)
18 to 29
125 (44.01%)
30 to 39
150 (52.82%)
Over 40
9 (3.17%)
Annual household income, No. (%)
Less than 39,999
31 (10.95%)
40,000-79,999
83 (29.33%)
80,000-99,9999
43 (15.19%)
Greater than 100,000
101 (35.69%)
Preferred not to
answer
25 (8.83%)
Maternal race, No. (%)
White
215 (76.24%)
Asian
18 (6.38%)
Other
49 (17.38%)
Prenatal depression, No. (%)
Yes
69 (27.27%)
No
184 (72.73%)
Postnatal depression, No. (%)
Yes
40 (17.62%)
No
187 (82.38%)
Maternal prenatal smoking, No.
(%)
No
256 (91.10%)
Yes
25 (8.90%)
Siblings in the home, No. (%)
No
124 (43.82%)
Yes
159 (56.18%)
In our population-based cohort of 619 mother-infant dyads, 54% of mothers had a university
degree. Significant differences in maternal age, annual household income, maternal race, breastfeeding
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status, prenatal smoking, and pre- and post- natal depression were found between mothers with and
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without a university degree (See Table 1). Women with a university degree were older than those without
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a university degree. The majority of mothers with a university degree (67.79%) had an annual household
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income greater than $100,000. Annual household income greater than $100,000 was less prevalent when
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mothers did not have a university degree (35.69%). Two percent of mothers with a university degree and
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10.95% of mothers without a university degree had a household income below $39,999. Mothers with a
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university degree were less likely to identify as a race other than white or Asian (8.1% vs 17.4%). In
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contrast, 6.4%of mothers without a university degree were Asian, compared to 14.9% of mothers with a
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university degree. Exclusive breastfeeding was higher at 3 months of age in mothers with a university
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degree (61.1% vs 48.6%).
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Figure 1. Infant total sleep duration at 3 months of age according to birth mode.
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Note:-IAP: no intrapartum antibiotics; +IAP: with intrapartum antibiotics; CS: caesarean section.
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Mean infant total sleep duration at 3 months of age was 14.2 hours (Standard deviation [SD]:
2.14; Table 1). The National Sleep Foundation recommends 14-17 hours of sleep in this age group (2).
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Infants born to mothers without a university degree slept an average of 13.94 hours (SD: 2.20) compared
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to 14.36 hours (SD: 2.08) in infants born to mothers with university degrees. Both prenatal and postnatal
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depression were associated with significantly shorter infant sleep duration. Total sleep duration was
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significantly different according to birth mode. Tukey post-hoc test showed that infants born by
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emergency caesarian section (CS) slept significantly shorter than infants born vaginally without IAP or by
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scheduled CS (Figure 1).
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Maternal education is associated with prenatal and postnatal depression.
Twenty-seven percent of mothers without a university degree had prenatal depression (CES-D
score ≥ 16), while 13.6% of mothers with a university degree had prenatal depression. Similarly, 17.6%
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of mothers without a university degree had postnatal depression while only 10.7% of mothers with a
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university degree had postnatal depression. Women without a university degree had an almost 2 times
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higher relative risk of prenatal depression without postnatal depression (relative risk [RRR]: 1.91, 95%
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CI: 1.06, 3.43, p=0.03; figure E1 online supplement), 4.4 times higher relative risk of both prenatal and
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postnatal depression (RRR: 4.39, 95% CI: 1.82, 10.62, p<0.001), but no difference in relative risk of
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postnatal depression without prenatal depression (RRR: 0.95, 95% CI: 0.43, 2.08, p=0.89) compared to
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women with a university degree.
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Maternal postsecondary education is positively associated with infant sleep duration.
Infants of mothers without a university degree had reduced sleep duration at 3 months of age (β: 0.42 hours, 95% Confidence Interval [CI]: -0.76, -0.08, p<0.01; Table 2) compared to mothers with a
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university degree. This association remained significant following adjustment for infant factors including
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gestational age at birth, gender, birth mode, breastfeeding status, solids, and colic (β: -0.42 hours, 95%
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CI: -0.78, -0.07, p<0.05; Model 2). However, the difference in sleep duration by maternal education
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status was not significant (β: -0.28 hours, 95% CI: -0.67, 0.11, p=NS; Model 3) when controlling for
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maternal characteristics including prenatal depression, maternal age, maternal race, siblings in the home,
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maternal prenatal smoking and all Model 2 variables.
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Table 2. Crude and multivariate linear regression analyses predicting infant total sleep duration at 3 months of age.
Crude
Model 1
Model 2
Model 3
Model 4
95% CI
95% CI
95% CI
95% CI
95% CI
Β
Β
Β
Β
Β Coeff. Lower, Upper Coeff. Lower, Upper Coeff. Lower, Upper Coeff. Lower, Upper Coeff. Lower, Upper
Maternal education
(ref = university degree)
Infant Characteristics
-0.42*
-0.76, -0.08
-0.44**
-0.78, -0.10
-0.42*
-0.78, -0.07
-0.37
-0.75, 0.02
-0.29
-0.65, 0.06
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-0.12†
-0.24, 0.01
-0.13†
-0.26, 0.001
-0.15*
-0.28, -0.02
-0.03
-0.18, 0.12
-
-
0.16
-0.18, 0.50
0.12
-0.22, 0.46
0.09
-0.25, 0.44
0.16
-0.20, 0.52
-
-
Vag +IAP
Scheduled CS
Emergency CS
-0.41†
-0.02
-0.99***
-0.83, -0.02
-0.57, 0.52
-1.51, -0.48
-0.49*
-0.11
-0.94***
-0.92, -0.07
-0.67, 0.45
-1.45, -0.42
-0.50*
-0.09
-0.98***
-0.93, -0.06
-0.66, 0.48
-1.51, -0.44
-0.48*
-0.22
-0.68*
-0.93, -0.02
-0.81, 0.37
-1.26, -0.10
Partial
Zero
-0.17
-0.56, 0.22
-
-
-0.20
-0.60, 0.21
-0.27
-0.74, 0.21
-
-
-0.24
-0.74, 0.26
Solids
0.68
-0.43, 1.78
-
-
0.89
-0.23, 2.00
Colic
-0.33
-0.81, 0.14
-
-
-0.40
-0.88, 0.08
-0.03**
-0.06, -0.01
-
-
-
-
-0.14
0.12
-0.51, 0.24
-0.75, 0.99
-
-
-
-
0.55*
0.12
0.01, 1.10
-0.40, 0.64
-
-
-
-0.85****
0.51, 1.18
-
-
-1.14, 0.51
-
-
Gestational age at birth (continuous)
Gender (ref = female)
Birth mode
(ref = vaginal - IAP)
-0.35
-0.24
-0.70*
-0.80, 0.09
-0.81, 0.33
-1.25, -0.15
Maternal Characteristics
Prenatal depression
(CES-D score)
Maternal age
18-29
(ref = 30-39)
40+
Maternal race
(ref = white)
Asian
Other
Siblings in the home
(ref = no)
Maternal prenatal
smoking
-0.31
241
-
-
-0.83, 0.23
-
-
0.96
-0.59, 0.43
-
-
-0.08
-0.59, 0.43
-
-
-0.03*
-0.06, 0.00
-0.03*
-0.05, -0.004
-0.36†
-0.46
-0.78, 0.05
-1.41, 0.49
-
-
-
0.66*
0.29
0.06, 1.25
-0.28, 0.87
-
-
-
-
0.79***
0.41, 1.17
0.79***
0.42, 1.16
-
-
0.29
-0.66, 1.24
-
-
Notes: Model 1: maternal education, gestational age at birth, gender, and birth mode. Model 2: Model 1
with breastfeeding status, solids, and colic. Model 3: Model 2 with prenatal depression, maternal age, and
maternal race. Model 4: maternal education, birth mode, prenatal depression, and siblings in the home
[chosen by purposeful selection]. IAP: intrapartum antibiotics; CS: caesarean section. p<0.05*; p<0.01**;
p<0.001***; p<0.0001****.
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-0.77, 0.07
-0.30
Emergency CS was associated with shorter sleep duration at 3 months of age compared to the
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-0.35†
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Breastfeeding status
(ref = exclusive)
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reference group of infants born vaginally without IAP (Crude β: -0.99 hours, 95% CI: -1.51, -0.48,
250
p<0.001). Each 1-point increase in mothers’ prenatal CES-D score was associated with a 0.03-hour
251
decrease in infant sleep duration (Crude β: -0.03 hours, 95% CI: -0.06, -0.01, p<0.01). Infants of Asian
252
mothers slept on average 0.59 hours more than infants of white mothers (Crude β: 0.59 hours, 95% CI:
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0.05, 1.13, p<0.05).
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Purposeful selection resulted in the inclusion of birth mode, prenatal depression (CES-D score)
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and siblings in the home in the regression model predicting infant sleep duration (Model 4). Maternal
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education was included as an exposure of interest. Emergency CS (β: -0.70 hours, 95% CI: -1.25, -0.15,
257
p<0.05; Model 4), prenatal depression (CES-D score) (β: -0.03 hours, 95% CI: -0.05, -0.004, p<0.05) and
258
siblings in the home (β: 0.79 hours, 95% CI: 0.42, 1.16, p<0.001), significantly contributed to the
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prediction of infant sleep duration. Maternal education did not contribute to the model predicting infant
260
sleep duration (β: -0.29 hours, 95% CI: -0.65, 0.06, p=NS) when adjusting for birth mode, prenatal
261
depression and siblings in the home. Interactions between maternal education, prenatal depression, birth
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mode and siblings in the home did not significantly contribute to the model.
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Prenatal depression and birth mode sequentially mediate the relationship between maternal
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education level and infant sleep duration.
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Regression analysis was used to investigate the hypothesis that prenatal depression and birth
mode sequentially mediate the effect of maternal education on infant total sleep duration (Figure 2).
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Lower maternal education was a significant predictor of prenatal depression (CES-D score) (β=2.68,
269
SE=0.63, p<0.0001; Online Supplement Table E1 ). Furthermore, prenatal depression (CES-D score)
270
(β=0.01, SE=0.01, p=0.05), but not lower maternal education (β=0.15, SE=0.09, p=0.11) was a significant
271
predictor of birth mode (classified as 1 = vaginal no IAP, 2 = vaginal IAP, 3 = scheduled CS, and 4 =
272
emergency CS) when modelled concurrently. When evaluated in regression analysis together, prenatal
273
depression (CES-D score) (β=-0.03, SE=0.01, p=0.04) and birth mode (β=-0.27, SE=0.08, p<0.01) but not
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maternal education (β=-0.27, SE=0.18, p=0.15) predicted infant total sleep duration.
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Figure 2. Sequential mediation model of associations between maternal education, prenatal depression,
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birth mode, and infant sleep duration. -IAP: no intrapartum antibiotics; +IAP: with intrapartum
278
antibiotics; CS: caesarean section. p<0.1†; p<0.05*; p<0.01**; p<0.001***; p<0.0001****.
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Prenatal depression and birth mode sequentially mediate the relationship between maternal
281
education and infant sleep duration. Following sequential mediation, the direct association of lower
282
maternal education with infant total sleep duration (path c`) was no longer significant (Effect: -0.27, 95%
283
CI: -0.63, 0.09, p=0.15; Table 3); however, the total indirect effects of lower maternal education on infant
284
total sleep duration mediated sequentially through prenatal depression and birth mode were significant
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(Effect: -0.12, 95% CI: -0.22, -0.03, p<0.05). Combined, the direct and indirect effects of lower maternal
286
education on infant sleep duration were significant (Effect: -0.38, 95% CI: -0.74, -0.03, p<0.05). Eighteen
287
percent of the effect of lower maternal education on infant total sleep duration was mediated through
288
prenatal depression alone (Effect: -0.07, 95% CI: -0.15, -0.01, p<0.05). The indirect effect of maternal
289
education through birth mode alone was not significant (Effect: -0.04, 95% CI: -0.11, 0.01, p=NS). The
290
effect of lower maternal education on infant total sleep duration (2.3% of the total effect) was mediated
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sequentially through prenatal depression and birth mode directly (Effect: -0.01, 95% CI: -0.02, -0.0004,
292
p<0.05). These associations were robust to sensitivity analyses for imputed missing values. Due to the
293
high correlation between prenatal and postnatal CES-D scores, sequential mediation of the relationship
294
between maternal education and infant sleep duration through prenatal and subsequently postnatal
295
depression, as well as postnatal depression alone, was explored. Postnatal CES-D score was not found to
296
mediate the relationship between maternal education and infant sleep duration with prenatal CES-D score
297
or on its own.
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Table 3. Breakdown of direct and indirect effects of maternal education on infant sleep duration at 3
months of age through prenatal depression (CES-D score) and birth mode.
A) Total effect of maternal education
(indirect + direct effects)
B) Indirect effect 1
Maternal education
prenatal depression
C) Indirect effect 2
Maternal education
birth mode
EP
Direct effect of maternal education
303
304
birth mode
Effect
SE
p
95% CI
100%
-0.38*
0.18
0.04
-0.74, -0.03
17.7%
-0.07*
0.03
<0.05
-0.15, -0.01
10.5%
-0.04
0.03
NS
-0.11, 0.01
2.3%
-0.01*
0.006
<0.05
-0.02, 0.0004
30.4%
-0.12*
0.05
<0.05
-0.22, -0.03
69.5%
-0.27
0.18
NS
-0.63, 0.09
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Notes: p <0.05*.
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prenatal depression
Total indirect effects (1 + 2 + 3)
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sleep duration
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D) Indirect effect 3
Maternal education
sleep duration
sleep duration
% Effect Explained
3.4 Discussion
In our general population cohort of infants from an urban center in Canada, 38% of infants slept
305
less than the recommended 14 hours per day; lower than global estimates of infant short sleep at 3 months
306
of age (1). Infants born to mothers with a university degree slept an average of 0.42 hours longer than
307
infants of mothers without a university degree. The association between maternal level of education and
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infant sleep duration persisted following adjustment for infant factors but diminished with additional
309
adjustment for maternal characteristics, notably maternal prenatal depression (14). Further, we found that
310
birth mode independently predicted infant sleep duration, with infants delivered by emergency cesarean
311
sleeping approximately one hour less than infants born by vaginal birth. When combined, we found that
312
maternal prenatal depression status and birth mode jointly mediated the association between maternal
313
level of education and infant sleep duration. Previously, prenatal depression was found to be associated
314
with shorter sleep duration in 1-2 year olds independent of household SES, and postnatal depressive
315
symptoms in caregivers reported to influence the relationship between family demographics and sleep
316
problems in toddlers (11,42). Our study is the first to suggest that prenatal depression has the capacity to
317
mediate the relationship between maternal education level and infant sleep in the 3 months of age. Almost
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one-third of the indirect effect of maternal education was mediated through the joint action of prenatal
319
depression and emergency cesarean.
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The additional novelty of our study is the reduction in infant sleep three months after emergency
cesarean delivery; this was not observed with scheduled cesarean or in vaginal deliveries with maternal
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antibiotic prophylaxis. Compared to vaginal delivery, both emergency and scheduled cesarean delivery
323
have been shown to reduce active sleep in newborns on the first but not second postnatal day; however,
324
an observed lack of diurnal rhythms in infant sleep/wakefulness with both surgical groups seems to
325
persist (29). Netsi et al did not find an association between birth mode and sleep duration at age 3 months
326
in a Brazilian cohort, in which many of the cesarean births would have been scheduled (43). One aspect
327
of modern birth, the induction and augmentation of labour using synthetic oxytocin, is very common in
328
birth by emergency cesarean (44). In animal studies, synthetic oxytocin increases wakefulness (45),
329
hypothesized to occur due to oxytocin’s influence on the HPA axis through an excitatory action on CRH
330
(23,46,47). Upregulation of the CRH system has been implicated in the impairment of sleep quality in
331
both human and animal studies (46).
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Furthermore, emergency cesarean co-mediated with prenatal depression, the association between
333
maternal SES and infant sleep. Little is known about the maternal physiological impact of emergency CS
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on the infant (48). Unexpected cesarean delivery can be a traumatic birth experience for the mother (49),
335
interfering with parenting behaviours that promote self-soothing in the infant and longer sleep duration
336
(50). Interestingly, both maternal depression during pregnancy and emergency cesarean birth have the
337
capacity to disrupt development of the infant HPA axis and alter regulation of circadian rhythm (27,32).
338
Smith et al. found that infants born by emergency but not scheduled cesarean, had higher levels of free
339
cortisol in umbilical cord blood samples than vaginally born infants (27). Elevated cortisol levels can
340
increase CRH, which are associated with reduced sleep quality (23). However, due to the development of
341
the circadian clock genes and HPA axis during late gestation and early infancy, elevated cortisol at birth
342
may have a lasting effect on the programming of these systems (32). Furthermore, infants born by
343
emergency but not scheduled cesarean, have been found to have elevated C-reactive protein in the cord
344
blood following birth (51). The administration of pro-inflammatory cytokines in animal studies promotes
345
non-REM sleep, which is more common after sleep deprivation (52). Lastly, infants born by emergency
346
cesarean are also more likely to exhibit gut microbial dysbiosis than infants born vaginally or by
347
scheduled CS (53), compositional changes that may ultimately alter circadian rhythm and sleep patterns
348
(54).
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Our results also support the thesis that prenatal depression influences infant sleep through a fetal
350
programming pathway (15). Infants born to mothers with prenatal depression slept on average 0.56 hours
351
shorter than infants born to mothers without prenatal depression. The prenatal stress model, which is an
352
approximate animal model of stress and depression in pregnancy, results in prolonged corticosterone
353
production after acute stress and reduced expression of glucocorticoids in the hippocampus in adult
354
offspring (32). As a result, infants of mothers with prenatal depression may have an exaggerated stress-
355
response which negatively impacts their sleep duration after birth. Prenatal depression is strongly linked
356
to low SES (55); stressful life events during pregnancy and concern over finances have both been
357
associated with frequent nocturnal awakening in toddlers (7). In our study, women without a university
358
degree were much more likely to experience prenatal depression with or without postnatal depression but
359
not postnatal depression without prenatal depression.
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Strengths and Limitations
362
Our study has several strengths, including the ability to investigate birth mode in greater detail than
363
previously examined in a birth cohort with a representative and large sample size. Also, the universal
364
healthcare context of the Canadian populace provides an opportunity to study SES independent of
365
accessibility to prenatal care healthcare (56). Limitations of this study include the unavailability of
366
measures on maternal prenatal sleep, parenting behaviour and depressive symptoms in the postpartum
367
period prior to 6 months.
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3.5 Conclusions
Socioeconomic factors in early life have a strong influence on virtually all aspects of early human
development (57). In our general population cohort from the CHILD study, infant sleep duration at 3
372
months of age was predicted by maternal education level, prenatal depression and birth mode. The
373
maternal educational association with infant sleep was sequentially mediated by prenatal depression and
374
birth mode. Our study provides evidence for a prenatal-birth pathway by which parental SES can impact
375
infant sleep. Mothers who experience prenatal depression or emergency cesarean birth may benefit from
376
advice on parenting style and infant stimulus control to increase infant sleep duration (50), so that these
377
problems do not persist in childhood. While we are at an early stage to discern the underlying biologic
378
mechanisms, this study identifies prenatal depression and birth mode as targets for policy makers to
379
improve infant sleep duration. Future work is required to determine if the impact of these exposures is
380
mediated by oxytocin administration, cortisol level, maternal sleep, postpartum depression or parental
381
behaviours.
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3.6 Acknowledgements
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The authors would like to thank the CHILD Study participants, without whom this research study would
386
not be possible. The authors also thank the CHILD team, which includes interviewers, computer and
387
laboratory technicians, clerical workers, research scientists, volunteers, managers, receptionists and
388
nurses.
389
3.7 Appendix
390
Covariate Measures
391
Birth mode. Birth mode was collected from maternal hospital records. Birth mode was categorized a
392
vaginal birth without intrapartum antibiotic prophylaxis (IAP), vaginal birth with IAP, scheduled
393
caesarean section (CS) and emergency CS.
394
Colic. Infant colic status was determined from parent-reported infant medication questionnaires. Infants
395
were classified as having colic before 3 months of age if they were taking a medication indicated for the
396
treatment of colic or if colic was listed as the reason for taking a medication.
397
Breastfeeding status. Infant feeding status was collected from parental report at 3 months of age.
398
Breastfeeding status was categorized as exclusive (breast milk only following hospital discharge from 0-3
399
months), partial (both breastmilk and formula consumed from 0-3 months), and formula (formula only
400
from 0-3 months).
401
Household income. Household income was collected from maternal report at 18-36 weeks gestational age
402
and was categorized as: 1) less than or equal to 39,999; 2) 40,000 to 79,999; 3) 80,000 to 99,999; 4)
403
100,000 or greater; 5) prefer not to answer.
404
Maternal race/ethnicity. Maternal race/ethnicity was collected from maternal report at 18-36 weeks
405
gestational age. For the purposes of this study, maternal race was categorized as Caucasian, Asian (East
406
Asian, South Asian and South East Asian) or other (Black, Hispanic, Middle Eastern and First Nations).
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408
CHILD Study Investigators
409
Subbarao P (Director), The Hospital for Sick Children & University of Toronto; Turvey SE (co‐
410
Director), University of British Columbia; Anand SS, McMaster University; Azad MB, University of
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Manitoba; Becker AB, University of Manitoba; Befus AD, University of Alberta; Brauer M, University of
412
British Columbia; Brook JR, University of Toronto; Chen E, Northwestern University, Chicago; Cyr
413
MM, McMaster University; Daley D, University of British Columbia; Dell SD, The Hospital for Sick
414
Children & University of Toronto; Denburg JA, McMaster University; Duan QL, Queen's University;
415
Eiwegger T, The Hospital for Sick Children & University of Toronto; Grasemann H, The Hospital for
416
Sick Children & University of Toronto; HayGlass K, University of Manitoba; Hegele RG, The Hospital
417
for Sick Children & University of Toronto; Holness DL, University of Toronto; Hystad P, Oregon State
418
University; Kobor M, University of British Columbia; Kollmann TR, University of British Columbia;
419
Kozyrskyj AL, University of Alberta; Laprise C, Université du Québec à Chicoutimi; Lou WYW,
420
University of Toronto; Macri J, McMaster University; Mandhane PJ, University of Alberta; Miller G,
421
Northwestern University, Chicago; Moraes TJ, The Hospital for Sick Children & University of Toronto;
422
Paré P, University of British Columbia; Ramsey C, University of Manitoba; Ratjen F, The Hospital for
423
Sick Children & University of Toronto; Sandford A, University of British Columbia; Scott JA, University
424
of Toronto; Scott J, University of Toronto; Sears MR, (Founding Director), McMaster University;
425
Silverman F, University of Toronto; Simons E, University of Manitoba; Takaro T, Simon Fraser
426
University; Tebbutt SJ, University of British Columbia; To T, The Hospital for Sick Children &
427
University of Toronto.
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Mean sleep duration at 3 months of age was 14.1 hours in 619 infants in Canada
Maternal education & prenatal depression were associated with infant sleep duration
Emergency cesarean section babies slept 1-hour less than those born vaginally
Prenatal depression & birth mode mediate maternal education impact on infant sleep
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