Please do not remove this page
RF phase sensitive amplifier with 70 dB phase
sensitive dynamic range
Davies, Paul; Bui, Lam; Scott, James
https://researchrepository.rmit.edu.au/esploro/outputs/journalArticle/RF-phase-sensitive-amplifier-with-70/9921861058201341/filesAndLinks?index=0
Davies, P., Bui, L., & Scott, J. (2019). RF phase sensitive amplifier with 70 dB phase sensitive dynamic
range. Optics Communications, 433, 115–119. https://doi.org/10.1016/j.optcom.2018.10.002
Document Version: Accepted Manuscript
Published Version: https://doi.org/10.1016/j.optcom.2018.10.002
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© 2018 Elsevier B.V. All rights reserved.
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Citation:
Davies, P, Bui, L and Scott, J 2019, 'RF phase sensitive amplifier with 70 dB phase sensitive dynamic
range', Optics Communications, vol. 433, pp. 115-119.
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https://researchbank.rmit.edu.au/view/rmit:55026
9HUVLRQ Accepted Manuscript
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2019. This manuscript version is made available under the CC-BY-NC-ND 4.0 license
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https://dx.doi.org/10.1016/j.optcom.2018.10.002
PLEASE DO NOT REMOVE THIS PAGE
Accepted Manuscript
RF phase sensitive amplifier with 70dB phase sensitive dynamic range
Paul Davies, Lam Bui, James Scott
PII:
DOI:
Reference:
S0030-4018(18)30869-1
https://doi.org/10.1016/j.optcom.2018.10.002
OPTICS 23519
To appear in:
Optics Communications
Received date : 21 June 2018
Revised date : 30 September 2018
Accepted date : 1 October 2018
Please cite this article as: P. Davies, et al., RF phase sensitive amplifier with 70dB phase sensitive
dynamic range, Optics Communications (2018), https://doi.org/10.1016/j.optcom.2018.10.002
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❘❋ P❤❛s❡ ❙❡♥s✐t✐✈❡ ❆♠♣❧✐✜❡r ✇✐t❤ ✼✵❞❇ P❤❛s❡ ❙❡♥s✐t✐✈❡ ❉②♥❛♠✐❝ ❘❛♥❣❡
P❛✉❧ ❉❛✈✐❡s❛✱∗✱ ▲❛♠ ❇✉✐❜ ✱ ❏❛♠❡s ❙❝♦tt❛
❛ ❘▼■❚ ❯♥✐✈❡rs✐t②✱ ✸✼✻✲✸✾✷ ❙✇❛♥t♦♥ ❙tr❡❡t✱ ▼❡❧❜♦✉r♥❡ ❱■❈ ✸✵✵✶✱ ❆✉str❛❧✐❛
❜ ❈❡♥tr❛❧ ◗✉❡❡♥s❧❛♥❞ ❯♥✐✈❡rs✐t②✱ ✶✷✵ ❙♣❡♥❝❡r ❙t✱ ▼❡❧❜♦✉r♥❡✱ ❱■❈ ✸✵✵✵✱ ❆✉str❛❧✐❛
❆❜str❛❝t
■♥ t❤✐s ♣❛♣❡r✱ ❛ ♥♦✈❡❧ ♠✐❝r♦✇❛✈❡ ♣❤♦t♦♥✐❝ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❡r ✐s ♣r♦♣♦s❡❞ ❛♥❞ ❞❡♠♦♥str❛t❡❞✳ ❆ t❤❡♦r❡t✐❝❛❧ ♠♦❞❡❧
✐s ❞❡✈❡❧♦♣❡❞ ❛♥❞ ❝♦♠♣❛r❡❞ t♦ t❤❡ r❡s✉❧ts ♦❜t❛✐♥❡❞ ❢r♦♠ ❛ s✐♠✉❧❛t✐♦♥✳ ❯s✐♥❣ ❡✣❝✐❡♥t ♠✐①✐♥❣ ✐♥ s❡❝♦♥❞ ♦r❞❡r ♥♦♥❧✐♥❡❛r
♠❛t❡r✐❛❧s s✉❝❤ ❛s ♣❡r✐♦❞✐❝❛❧❧② ♣♦❧❡❞ ❧✐t❤✐✉♠ ♥✐♦❜❛t❡✱ t❤❡ r❡s✉❧t❛♥t ❛♠♣❧✐✜❡r ❡①❤✐❜✐ts ♦✈❡r ✼✵❞❇ ♦❢ ♣❤❛s❡ ❞❡♣❡♥❞❡♥t ❣❛✐♥
✈❛r✐❛t✐♦♥✳ ❚❤✐s ❘❋ ♣❤❛s❡ s❡♥s✐t✐✈✐t② ❝❛♥ ❜❡ ✉s❡❞ t♦ r❡❞✉❝❡ ♣❤❛s❡ ♥♦✐s❡ ❛♥❞ t❤❡r❡❢♦r❡ ✜♥❞s ❛♣♣❧✐❝❛t✐♦♥s ✐♥ P❙❑ ♣❤❛s❡
r❡❣❡♥❡r❛t✐♦♥ ❛♥❞ ♣❤❛s❡ ♥♦✐s❡ r❡❞✉❝t✐♦♥✳
❑❡②✇♦r❞s✿ ❘❋ P❤❛s❡ ❙❡♥s✐t✐✈❡ ❆♠♣❧✐✜❝❛t✐♦♥✱ ▼✐❝r♦✇❛✈❡ P❤♦t♦♥✐❝✱ PP▲◆✱ ◆♦♥❧✐♥❡❛r ❲❛✈❡❣✉✐❞❡s✱ ❘❛❞✐♦ ♦✈❡r ❋✐❜r❡
P❆❈❙✿ ✼✶✳✸✺✳✲②✱ ✼✶✳✸✺✳▲❦✱ ✼✶✳✸✻✳✰❝
✷✵✵✽ ▼❙❈✿ ✷✸✲✺✺✼
✶✳ ■♥tr♦❞✉❝t✐♦♥
❘❛❞✐♦✲♦✈❡r✲✜❜r❡ ✭❘♦❋✮ ❬✶❪ ✐s ❛♥ ❛ttr❛❝t✐✈❡ t❡❝❤♥✐q✉❡
t♦ tr❛♥s♠✐t ❘❋ s✐❣♥❛❧s t❤r♦✉❣❤ ✜❜r❡✳ ❘♦❋ ❝❛♥ ❜❡ ✉s❡❞
❢♦r ❝❛❜❧❡ t❡❧❡✈✐s✐♦♥ ✭❈❆❚❱✮ ❞✐str✐❜✉t✐♦♥ ♥❡t✇♦r❦s ❬✷❪✱ ❧✐♥❦
❜❛s❡ st❛t✐♦♥s t♦ ❝❡♥tr❛❧ ♦✣❝❡s ❢♦r ❝❡❧❧✉❧❛r ❛♥❞ ♠♦❜✐❧❡ ❞❛t❛
♣r♦✈✐❞❡rs✱ ✇✐r❡❧❡ss ❧♦❝❛❧ ❛r❡❛ ♥❡t✇♦r❦s ✭❲▲❆◆✮ ❬✸❪✱ ❛♥✲
t❡♥♥❛ r❡♠♦t✐♥❣ ❬✹❪ ❛♥❞ s✐❣♥❛❧ ♣r♦❝❡ss✐♥❣ ❬✺❪✳ ❈♦♠♣❛r❡❞
t♦ ❝♦❛①✐❛❧ ❝❛❜❧❡✱ ❛❞✈❛♥t❛❣❡s s✉❝❤ ❛s ✈❡r② ✇✐❞❡ ❜❛♥❞✇✐❞t❤✱
❧♦✇ ❧♦ss✱ ❧✐❣❤t ✇❡✐❣❤t ❛♥❞ ✐♠♠✉♥✐t② t♦ ❘❋ ✐♥t❡r❢❡r❡♥❝❡ ❛r❡
♦❜t❛✐♥❡❞✳ ❘♦❋ ♠♦❞✉❧❛t✐♦♥ t❡❝❤♥✐q✉❡s ✐♥❝❧✉❞❡ ❛♠♣❧✐t✉❞❡
s❤✐❢t ❦❡②✐♥❣ ✭◆❘❩✴❘❩✮✱ ♣❤❛s❡ s❤✐❢t ❦❡②✐♥❣ ✭P❙❑✮ ❬✻❪ ❛♥❞
◗❆▼ ❬✼❪✳
❖♣t✐❝❛❧ s②st❡♠s ❡♠♣❧♦②✐♥❣ P❙❑ ❤❛✈❡ ❢♦✉♥❞ s✐❣♥❛❧ r❡✲
❣❡♥❡r❛t✐♦♥ ❛♥❞ ♣❤❛s❡ ♥♦✐s❡ r❡❞✉❝t✐♦♥ ♣♦ss✐❜❧❡ ✉s✐♥❣ ♣❤❛s❡
s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❝❛t✐♦♥ ✭P❙❆✮✿ t❤❡ s✐❣♥❛❧✬s ✐♥✲♣❤❛s❡ ❝♦♠♣♦✲
♥❡♥t ✐s ❛♠♣❧✐✜❡❞ ✇❤✐❧❡ ❛tt❡♥✉❛t✐♥❣ t❤❡ q✉❛❞r❛t✉r❡ ❝♦♠♣♦✲
♥❡♥t ❬✽✕✶✶❪✱ t❤✐s ✐♥❝❧✉❞❡s ❉P❙❑ ❬✶✷❪✱ ◗P❙❑ ❬✶✸❪ ❛♥❞ ◗❆▼
❬✶✹❪✳ ❚♦ ❛❝❤✐❡✈❡ t❤✐s✱ ❛ ❝♦♠♣❛r✐s♦♥ ✐s ♠❛❞❡ ❜❡t✇❡❡♥ t❤❡
♣❤❛s❡ ♦❢ t❤❡ ✐♥♣✉t s✐❣♥❛❧ ❛♥❞ ❛ ❦♥♦✇♥ r❡❢❡r❡♥❝❡✳ ■t ✐s t❤❡r❡✲
❢♦r❡ ❝❧❡❛r t❤❛t ❛ ❘❋✲P❙❆ ❝♦✉❧❞ ❞❡❧✐✈❡r s✐♠✐❧❛r ❜❡♥❡✜ts ❢♦r
❛ ❘♦❋ s②st❡♠✳
❚❤❡r❡ ❛r❡ r❡♣♦rts ♦❢ ❘❋✲P❙❆s ♦♣❡r❛t✐♥❣ ✐♥ t❤❡ ❘❋ ❞♦✲
♠❛✐♥ ❬✶✺✕✶✼❪✳ ❚❤❡ ❏♦s❡♣❤s♦♥ ♣❛r❛♠❡tr✐❝ ❛♠♣❧✐✜❡r ✭❏P❆✮
❣❡♥❡r❛t❡s ♣❤❛s❡ sq✉❡❡③❡❞ st❛t❡s ❬✶✻❪✳ ❍♦✇❡✈❡r t❤❡s❡ ❞❡✲
✈✐❝❡s s✉✛❡r ❜❛♥❞✇✐❞t❤ ❧✐♠✐t❛t✐♦♥s✱ ✐♠♣❡❞❛♥❝❡ ♠✐s♠❛t❝❤❡s✱
✐♥st❛❜✐❧✐t✐❡s ❛♥❞ ❣❛✐♥ ❞❡♣❡♥❞❛♥t ♥♦✐s❡ ❜✉t ❞❡♠♦♥str❛t❡
❛♠♣❧✐✜❝❛t✐♦♥ ❛♥❞ ❛tt❡♥✉❛t✐♦♥ ♦❢ t❤❡ ♣❤❛s❡s ❬✶✺✱ ✶✻❪✳ ❆
r❡❝❡♥t ❈▼❖❙ ❝✐r❝✉✐t ❡①♣❡r✐♠❡♥t❛❧❧② s❤♦✇❡❞ ♣❤❛s❡ s❡♥s✐✲
t✐✈❡ ❛♠♣❧✐✜❝❛t✐♦♥ ♦❢ ❛♥ ❘❋ s✐❣♥❛❧ ❛♥❞ r❡♣♦rt❡❞ ❛ ❣❛✐♥ ❞✐❢✲
❢❡r❡♥❝❡ ♦❢ ✾❞❇ ✇✐t❤ ❛ ❜❛♥❞✇✐❞t❤ ♦❢ ✻✵✵▼❍③ ❛t ✽✳✼✺●❍③
❬✶✼❪✳
❚❤❡ ✉s❡ ♦❢ ♣❤♦t♦♥✐❝s t♦ ❛❝❤✐❡✈❡ P❙❆ ✐s ✇❡❧❧ ❦♥♦✇♥✱
❛tt❛✐♥✐♥❣ ❣❛✐♥ ✈❛r✐❛t✐♦♥s ♦❢ ✷✵❞❇ ♦r ♠♦r❡ ❬✶✽❪✳ ■t ✐s t❤❡r❡✲
❢♦r❡ r❡❛s♦♥❛❜❧❡ t♦ ❡①♣❡❝t t❤❛t ❛ ♠✐❝r♦✇❛✈❡ ♣❤♦t♦♥✐❝ P❙❆
❝♦✉❧❞ ❛❝❤✐❡✈❡ s✐♠✐❧❛r r❡s✉❧ts✳ ❚❡❝❤♥✐q✉❡s ❡st❛❜❧✐s❤❡❞ ❢♦r
P❙❆ ✐♥ ♣❡r✐♦❞✐❝❛❧❧② ♣♦❧❡❞ ❧✐t❤✐✉♠ ♥✐♦❜❛t❡ ✭PP▲◆✮ ✇❛✈❡❣✲
✉✐❞❡s ❬✶✽✱ ✶✾❪ ♦✛❡r ❛❞✈❛♥t❛❣❡s ♦✈❡r t❤❡ ❤✐❣❤❧② ♥♦♥ ❧✐♥❡❛r
✜❜❡r ❛♣♣r♦❛❝❤✳ ▼✉❧t✐♣❧❡ ❢✉♥❝t✐♦♥s ❝❛♥ ❜❡ ✐♥t❡❣r❛t❡❞ ❛♥❞
t❤❡ ✇❛✈❡❣✉✐❞❡s ❛r❡ ❡✛❡❝t✐✈❡❧② ❢r❡❡ ❢r♦♠ ♣r♦❜❧❡♠❛t✐❝ st✐♠✲
✉❧❛t❡❞ ❜r✐❧❧♦✉✐♥ s❝❛tt❡r✐♥❣ ✭❙❇❙✮ ❛♥❞ ✐♥t❡r♠♦❞✉❧❛t✐♦♥ ❞✐s✲
t♦rt✐♦♥ ❬✷✵❪✳ ❲✐t❤ s✉✐t❛❜❧❡ ♣♦✇❡r✱ s❡❝♦♥❞ ❤❛r♠♦♥✐❝ ❣❡♥✲
❡r❛t✐♦♥ ✭❙❍●✮ ❛♥❞ ❞✐✛❡r❡♥❝❡ ❢r❡q✉❡♥❝② ❣❡♥❡r❛t✐♦♥ ✭❉❋●✮
♣r♦❝❡ss❡s s❤♦✇♥ ✐♥ ❬✷✶❪ ❝❛♥ ❜❡ ✉t✐❧✐③❡❞✱ ✇❤✐❝❤ ❛r❡ ❡ss❡♥t✐❛❧
❢✉♥❝t✐♦♥s ❢♦r ❛ PP▲◆ P❙❆✳
■♥ t❤✐s ♣❛♣❡r ✇❡ ♣r♦♣♦s❡ ❛ ♥♦✈❡❧ PP▲◆ ❜❛s❡❞ ❘❋✲P❙❆
✉s✐♥❣ ❛ ❞❡❣❡♥❡r❛t❡ s✐♥❣❧❡ ♣✉♠♣ s❝❤❡♠❡ ✐♥ ❛ ❙❍●✴❉❋●
❝♦♥✜❣✉r❛t✐♦♥ s✐♠✐❧❛r t♦ ❬✷✷❪✳ ❚❤✐s ✇♦r❦ ❜✉✐❧❞s ✉♣♦♥ ♣r❡✲
❧✐♠✐♥❛r② ✇♦r❦ ♣✉❜❧✐s❤❡❞ ✐♥ ❬✷✸❪✳ ❆ s✐♠♣❧✐✜❡❞ ♣r✐♥❝✐♣❧❡ ♦❢
♦♣❡r❛t✐♦♥ ✐s ❞✐s❝✉ss❡❞ ✐♥ s❡❝t✐♦♥ ✷ ❢♦❧❧♦✇❡❞ ❜② ❛ ❞❡t❛✐❧❡❞
t❤❡♦r❡t✐❝❛❧ ❛♥❛❧②s✐s t❤❛t ❢♦r♠s t❤❡ ❤②♣♦t❤❡s✐s ❛♥❞ ♠❡t❤♦❞✲
♦❧♦❣② ✐♥ s❡❝t✐♦♥ ✸✳ ❙❡❝t✐♦♥ ✹ ❞❡s❝r✐❜❡s t❤❡ ❱P■♣❤♦t♦♥✐❝s
s✐♠✉❧❛t✐♦♥ ❬✷✹❪ s❡t✉♣✱ s❡❝t✐♦♥ ✺ ❝♦♠♣❛r❡s t❤❡ r❡s✉❧ts t♦
t❤❡ ❤②♣♦t❤❡s✐s ♣r❡❞✐❝t✐♦♥ ❛♥❞ ✐♥✈❡st✐❣❛t❡s t❤❡ s❡♥s✐t✐✈✐t②
♦❢ t❤❡ s②st❡♠ t♦ ♣✉♠♣ ♣♦✇❡r✳ ❚❤❡ s✐♠✉❧❛t♦r ✐s t❤❡♥ ✉s❡❞
t♦ ❡①❛♠✐♥❡ t❤❡ ♣❤❛s❡ sq✉❡❡③✐♥❣ ♣r♦♣❡rt✐❡s ♦❢ t❤❡ ❘❋✲P❙❆✳
❙❡❝t✐♦♥ ✻ ❝♦♥❝❧✉❞❡s t❤✐s ✇♦r❦✳
✷✳ Pr✐♥❝✐♣❧❡ ♦❢ ❖♣❡r❛t✐♦♥
∗ ❈♦rr❡s♣♦♥❞✐♥❣ ❛✉t❤♦r
P❛✉❧✳❉❛✈✐❡s❅r♠✐t✳❡❞✉✳❛✉ ✭P❛✉❧ ❉❛✈✐❡s✮✱
▲✳❇✉✐❅❝q✉✳❡❞✉✳❛✉ ✭▲❛♠ ❇✉✐✮✱ ❏❛♠❡s✳❙❝♦tt❅r♠✐t✳❡❞✉✳❛✉ ✭❏❛♠❡s
❊♠❛✐❧ ❛❞❞r❡ss❡s✿
❙❝♦tt✮
Pr❡♣r✐♥t s✉❜♠✐tt❡❞ t♦ ❖♣t✐❝s ❈♦♠♠✉♥✐❝❛t✐♦♥s
❚❤✐s s❡❝t✐♦♥ ♣r♦✈✐❞❡s ❛ ❜❛s✐❝ ❞❡s❝r✐♣t✐♦♥ ♦❢ t❤❡ s②st❡♠
❜❧♦❝❦ ❞✐❛❣r❛♠ s❤♦✇♥ ✐♥ ❋✐❣✳ ✶ ❛♥❞ ❞❡♠♦♥str❛t❡s t❤❡ ❛♣✲
♣r♦❛❝❤ ✉s❡❞ t♦ ♦❜t❛✐♥ ❘❋✲P❙❆✳ ❚❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛t
❙❡♣t❡♠❜❡r ✷✼✱ ✷✵✶✽
✷
RF PSA
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PIN,RF
POUT,RF
2π φS
0
(4)
MZM
RF (1)
in
EΩ
S
EΩ
EΩ
R
-Ω S ωS Ω S
(2)
RF
Ref
AS
BS
π
Optical
Amplifier
2π
ωS
(5)
Optical
Amplifier
φS
(4)
ω
ωP
AP
χ
2ωP
0
(7)
(6)
(7)
vDC
vDC
PM
A
S,OUT
ω
(3)
ω
S
0
Voltage
processing
EΩ
1553.6nm
RF
Out
ωS
φS
Laser
RF
In
π
2π φS
2ωP
χ
ωi
2
PPLN2
2ωP
χ
2
AP
2
PPLN1
ωP
ΩS
ω
(8)
2
(9)
2
(10)
PD
ωS=ωi=ω
EΩ
RF
out
S,OUT
AP , AS
BS
PPLN2
-Ω S ω Ω S
2ωP
❋✐❣✉r❡ ✶✿ ❙②st❡♠ ❜❧♦❝❦ ❞✐❛❣r❛♠ ♦❢ t❤❡ ♥♦♥❧✐♥❡❛r s❡❝♦♥❞ ♦r❞❡r PP▲◆ ❜❛s❡❞ ❘❋ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❡r✳
❢r❡q✉❡♥❝②
ΩS
✐s ✐♥t❡♥s✐t② ♠♦❞✉❧❛t❡❞ ✭■▼✮ ❜② t❤❡ ▼❛❝❤
❩❡❤♥❞❡r ▼♦❞✉❧❛t♦r ✭▼❩▼✮ ♦♥t♦ ❛ ❝♦♣② ♦❢ t❤❡ ♦♣t✐❝❛❧ ❝❛r✲
r✐❡r ❞❡r✐✈❡❞ ❢r♦♠ t❤❡ ❧❛s❡r✳ ❆ s❡❝♦♥❞ ❝♦♣② ❦♥♦✇♥ ❛s t❤❡
❚❛❜❧❡ ✶✿ P❤❛s❡ r❡❧❛t✐♦♥s❤✐♣ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧✱ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣
❜❧♦❝❦ ❛♥❞ ♦♣t✐❝❛❧ ♣❤❛s❡✳ ❘❋ r❡❢❡r❡♥❝❡ ♣❤❛s❡✱ φR = 0✳ ■♥t❡❣❡rs ✐♥
❜r❛❝❦❡ts ❛r❡ s✐❣♥❛❧ ✐❞❡♥t✐✜❡rs ✉s❡❞ ✐♥ ❋✐❣✳ ✶✳
✏♣✉♠♣✑ ❛❞✈❛♥❝❡s t♦ t❤❡ ♣❤❛s❡ ♠♦❞✉❧❛t♦r ✭P▼✮✳ ❚❤❡ ♣✉♠♣
✐s ♣❤❛s❡ s❤✐❢t❡❞ ❜② ❛ ✈♦❧t❛❣❡ ♦❜t❛✐♥❡❞ ❢r♦♠ t❤❡ ✈♦❧t❛❣❡ ♣r♦✲
❘❋ ♣❤❛s❡
❱♦❧t❛❣❡
❖♣t✐❝❛❧ ♣❤❛s❡
φS
♣r♦❝❡ss✐♥❣
θRS
❝❡ss✐♥❣ ❜❧♦❝❦✱ ✇❤❡r❡ t❤❡ ✈♦❧t❛❣❡ ❝❤❛r❛❝t❡r✐st✐❝ ✐s ❞❡r✐✈❡❞
❜② ❝♦♠♣❛r✐♥❣ t❤❡ ♣❤❛s❡s ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛♥❞ ❘❋
vDC
❘❋ ✭✶✮
r❡❢❡r❡♥❝❡ ✭s❡❡ ❚❛❜❧❡ ✶✮✳ ❚❤❡ ♣✉♠♣ ♣❛ss❡s t❤r♦✉❣❤ t❤❡ ✜rst
✭✺✮
P▼ ✭✻✮
PP▲◆✶
✵
✵
✵
✵
t✐♦♥ ✭❙❍●✮ ❤❛❧✈❡s t❤❡ ✇❛✈❡❧❡♥❣t❤ ❛♥❞ ❞♦✉❜❧❡s t❤❡ ♣❤❛s❡
✾✵
✵✳✺
✾✵
✶✽✵
❛♥❣❧❡✳ ❆❢t❡r ✜❧t❡r✐♥❣✱ t❤❡ s❡❝♦♥❞ ❤❛r♠♦♥✐❝ ♣✉♠♣ ❛♥❞ ■▼✲
✶✽✵
✶✳✵
✶✽✵
✸✻✵
✷✼✵
✵✳✺
✾✵
✶✽✵
♦❢ t✇♦ PP▲◆ ✇❛✈❡❣✉✐❞❡s✱ ✇❤❡r❡ s❡❝♦♥❞ ❤❛r♠♦♥✐❝ ❣❡♥❡r❛✲
❘❋ s✐❣♥❛❧ ❝♦♥♥❡❝t ✐♥t♦ t❤❡ s❡❝♦♥❞ PP▲◆ ✇❛✈❡❣✉✐❞❡✳ ❚❤❡
♥♦♥❧✐♥❡❛r ♣r♦❝❡ss ♦❢ t❤❡ ✇❛✈❡❣✉✐❞❡ ❛❝ts ❛s ❛ ❞✐✛❡r❡♥❝❡ ❢r❡✲
q✉❡♥❝② ❣❡♥❡r❛t♦r ✭❉❋●✮✱ ✇❤❡r❡ t❤❡ ❞✐✛❡r❡♥❝❡ ❜❡t✇❡❡♥ t❤❡
■▼✲❘❋ s✐❣♥❛❧ ❛♥❞ t❤❡ s❡❝♦♥❞ ❤❛r♠♦♥✐❝ ♣✉♠♣ ❢♦r♠ ❛ ♥❡✇
♣r♦❞✉❝t ❦♥♦✇♥ ❛s ❛♥ ✐❞❧❡r✳ ❆s t❤❡ ✇❛✈❡❧❡♥❣t❤ ♦❢ t❤❡ ✐❞❧❡r
❛♥❞ ■▼✲❘❋ s✐❣♥❛❧ ❛r❡ t❤❡ s❛♠❡✱ ✈❡❝t♦r s✉♠♠❛t✐♦♥ ✇✐❧❧ r❡✲
✐♥❢♦r❝❡ ♦r ❝❛♥❝❡❧ t❤❡ ■▼✲❘❋ s✐❣♥❛❧✳ ■t ✐s t❤✐s ✇❛✈❡❧❡♥❣t❤
❛♥❞ ♣❤❛s❡ r❡❧❛t✐♦♥s❤✐♣ t❤❛t ♣r♦❞✉❝❡s ❘❋ ♣❤❛s❡ s❡♥s✐t✐✈❡
❛♠♣❧✐✜❝❛t✐♦♥✳ ■❢ t❤❡ ✐❞❧❡r ✐s ✶✽✵ ❞❡❣r❡❡s ♦✉t ♦❢ ♣❤❛s❡ ✇✐t❤
t❤❡ ■▼✲❘❋ s✐❣♥❛❧✱ t❤❡♥ ❝❛♥❝❡❧❧❛t✐♦♥ ♦❢ t❤❡ ■▼✲❘❋ s✐❣♥❛❧
✇✐❧❧ ♦❝❝✉r✳ ❚❤✐s ❝♦rr❡s♣♦♥❞s t♦ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ♣❤❛s❡
❜❡✐♥❣ ✾✵ ♦r ✷✼✵ ❞❡❣r❡❡s ❛s s❤♦✇♥ ✐♥ ❚❛❜❧❡ ✶✳ ❙✐♠✐❧❛r❧② t❤❡
✐❞❧❡r ✇✐❧❧ ❜❡ ✐♥✲♣❤❛s❡ ✐❢ t❤❡ ■▼✲❘❋ s✐❣♥❛❧ ✐s ✵ ♦r ✶✽✵ ❞❡✲
s✐❞❡ ✐s t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ✭✶✮ ❛t ❢r❡q✉❡♥❝②
ΩS
✭✐♥t❡❣❡rs ✐♥
❜r❛❝❦❡ts ❛r❡ s✐❣♥❛❧ ✐❞❡♥t✐✜❡rs ✉s❡❞ ✐♥ t❤❡ ✜❣✉r❡✮✳ ❊q✉❛t✐♦♥
✭✶✮ s❤♦✇s t❤❡ ❝♦♠♣❧❡① ✜❡❧❞ ❡①♣r❡ss✐♦♥ ♦❢ t❤❡ ❘❋ ✐♥♣✉t
s✐❣♥❛❧
EΩS
❛♥❞ ✐ts t✐♠❡ ✐♥❞❡♣❡♥❞❡♥t ♣❤❛s❡ s❤✐❢t
❝♦♠♣❧❡① ❝♦♥❥✉❣❛t❡ ✐s ❛♥♥♦t❛t❡❞ ❜②
❙
❈❈
φS ✳
❚❤❡
❛♥❞ t❤❡ s✉❜s❝r✐♣t
❞❡♥♦t❡s t❤❛t ✐t ✐s t❤❡ s✐❣♥❛❧✳
EΩS = ej(ΩS t+φS ) + CC
✭✶✮
❚❤❡ ❝♦♠♣❧❡① ❡❧❡❝tr✐❝ ✜❡❧❞ ♦❢ t❤❡ ❘❋ r❡❢❡r❡♥❝❡ ✭✷✮ ✐s
❣r❡❡s✳ ❆❢t❡r ❛ ❜❛♥❞♣❛ss ✜❧t❡r t❤❡ ❘❋ s✐❣♥❛❧ ✐s r❡❝♦✈❡r❡❞ ❜②
s❤♦✇♥ ❜② ❡q♥✳
t❤❡ ♣❤♦t♦❞❡t❡❝t♦r✳ ❊①❛♠✐♥✐♥❣ t❤❡ ❞❡♠♦❞✉❧❛t❡❞ ❘❋ ♦✉t✲
r❛❞✐❛♥s✳
♣✉t ♣♦✇❡r r❡✈❡❛❧s ✐t ✐s ❝♦♥tr♦❧❧❡❞ ❜② t❤❡ ♣❤❛s❡ ♦❢ t❤❡ ❘❋
t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧
✐♥♣✉t s✐❣♥❛❧✱ ✐✳❡✳ ✇❡ ❤❛✈❡ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❝❛t✐♦♥✳
❜❡ ❛❝❤✐❡✈❡❞ ❜② ✉s✐♥❣ ❛ ♣❤❛s❡ ❧♦❝❦❡❞ ❧♦♦♣ s✉❝❤ ❛s ❛ ❈♦st❛s
✭✷✮ ❛♥❞ ✐s ❛ss✉♠❡❞ t♦ ❤❛✈❡ ❛ ♣❤❛s❡ ♦❢ ✵
❚❤❡ ❘❋ r❡❢❡r❡♥❝❡ ❛t
ΩS
ΩR ✐s ❢r❡q✉❡♥❝② ❧♦❝❦❡❞ t♦
ΩR = ΩS ✳ ❚❤✐s ❝♦✉❧❞
s♦ t❤❛t
❧♦♦♣ ❬✷✺❪ ♦r ❡✈❡♥ ✐♥❥❡❝t✐♦♥ ❧♦❝❦✐♥❣ t❡❝❤♥✐q✉❡s ❬✷✻❪✳ ❋✉rt❤❡r✱
✸✳ ❚❤❡♦r❡t✐❝❛❧ ▼♦❞❡❧ ❉❡✈❡❧♦♣♠❡♥t
✐t ✐s ❛♥t✐❝✐♣❛t❡❞ t❤❛t ♥♦♥✲✐❞❡❛❧ ❧♦❝❦✐♥❣ ✇✐❧❧ r❡s✉❧t ✐♥ ❝♦♠✲
♣r♦♠✐s❡ ♦r r❡❞✉❝t✐♦♥ ♦❢ t❤❡ ✐♥✲♣❤❛s❡ ❣❛✐♥ ❛♥❞ t❤✉s ✇♦✉❧❞
❞❡❣r❛❞❡ t❤❡ ❛❝❤✐❡✈❡❞ ♣❤❛s❡ ❞❡♣❡♥❞❡♥t ❣❛✐♥ ✈❛r✐❛t✐♦♥✳
❚❤✐s s❡❝t✐♦♥ ✐s ❛♥ ✐♥✲❞❡♣t❤ t❤❡♦r❡t✐❝❛❧ ✐♥✈❡st✐❣❛t✐♦♥ ♦❢
t❤❡ s②st❡♠ ❜❧♦❝❦ ❞✐❛❣r❛♠ s❤♦✇♥ ❜② ❋✐❣✳ ✶✳ ❖♥ t❤❡ ❧❡❢t
EΩR = ejΩR + CC
✭✷✮
✸
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❚❤❡ ❧❛s❡r ✭✸✮ ♣r♦✈✐❞❡s t❤❡ ♦♣t✐❝❛❧ ❝❛rr✐❡r ❣✐✈❡♥ ✐♥ ❡q♥✳
✭✸✮ ✇❤❡r❡ ❆ ❞❡✜♥❡s t❤❡ ♣❡❛❦ ♠❛❣♥✐t✉❞❡ ♦❢ t❤❡ ✜❡❧❞ ❛t
r❛❞✐❛♥ ❢r❡q✉❡♥❝② ω ✳
EL =
A jωt
e + CC
2
✭✸✮
❚❤❡ ♦✉t♣✉t ♦❢ t❤❡ ❧❛s❡r ✐s ❞✐✈✐❞❡❞ ❡q✉❛❧❧② ❤❛✈✐♥❣ ❛♥
✐❞❡♥t✐❝❛❧ ❛♠♣❧✐t✉❞❡ ❛♥❞ ♣❤❛s❡ ❛t t❤❡ ❡♥❞ ♦❢ ❡❛❝❤ ♣❛t❤✳
❚❤✐s ❝♦✉❧❞ ❜❡ ❛tt❛✐♥❡❞ ❜② ♣r❡❝✐s❡❧② ❡♥❣✐♥❡❡r✐♥❣ t❤❡ ♦♣✲
t✐❝❛❧ s♣❧✐tt❡r ❛♥❞ t❤❡ ♦♣t✐❝❛❧ ♣❛t❤s ✇♦✉❧❞ ❤❛✈❡ ✐❞❡♥t✐❝❛❧
❧❡♥❣t❤s ❛♥❞ ❧♦ss❡s ✉s✐♥❣ ❛♠♣❧✐t✉❞❡ ❛♥❞ ♣❤❛s❡ tr✐♠♠❡rs✳
❈♦♥♥❡❝t❡❞ t♦ t❤❡ t♦♣ r♦✉t❡ ✐s ❛ ▼❩▼✳ ■t ✐s ❜✐❛s❡❞ ❛t
q✉❛❞r❛t✉r❡ ❛♥❞ ♠♦❞✉❧❛t❡s t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ EΩS ♦♥t♦
t❤❡ ♦♣t✐❝❛❧ ❝❛rr✐❡r ✭✹✮✳ ❈♦♥s✐❞❡r t❤❡ ❝♦♠♣❧❡① ❡❧❡❝tr✐❝ ✜❡❧❞
♦❢ t❤❡ ■▼✲❘❋ s✐❣♥❛❧ ❣✐✈❡♥ ✐♥ ❡q♥✳ ✭✹✮✱ ✇❤❡r❡ AS ❞❡♥♦t❡s
t❤❡ ❝❛rr✐❡r✱ BS ✐s t❤❡ ✜rst ♦r❞❡r s✐❞❡❜❛♥❞ ♣❛✐rs ❛♥❞ ✇❤♦s❡
♣❤❛s❡ ✐s ❣♦✈❡r♥❡❞ ❜② t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ♣❤❛s❡ φS ✳
ES
=
AS jωS t BS j[(ωS +ΩS )t+φS ]
e
+
e
2
2
BS j[(ωS −ΩS )t−φS ]
+
e
+ CC
2
=
1 arcsin [cos (φS )]
−
2
π
vDC
✭✹✮
✭✺✮
■t ❤❛s ❜❡❡♥ ❢♦✉♥❞ t❤❛t ❛ s❤❛r♣❡r ❣❛✐♥ ✈❛r✐❛t✐♦♥ ✇✐t❤
♣❤❛s❡ ❝❛♥ ❜❡ ❛❝❤✐❡✈❡❞✳ ❚❤❡ ✈♦❧t❛❣❡ vDC s❤♦✇♥ ✐♥ ❡q♥✳
✭✻✮ ✐s ❜❛s❡❞ ♦♥ t❤❡ s✐♠✉❧❛t✐♦♥ ✐♠♣❧❡♠❡♥t❛t✐♦♥ ♦❢ ❋✐❣✳ ✷❜
❛♥❞ ❛♣♣❧✐❡s t❤❡ sq✉❛r❡ r♦♦t t♦ s❤❛r♣❡♥ ✉♣ t❤❡ r❡s♣♦♥s❡ ❛t
t❤❡ ❧♦✇❡r ✈♦❧t❛❣❡s ❜② ♣r♦❞✉❝✐♥❣ ❛ ♥♦♥❧✐♥❡❛r s❧♦♣❡✳ ❚❤❡
❛❜s♦❧✉t❡ ✈❛❧✉❡ ❛♥❞ ❝♦♥st❛♥ts ♥♦r♠❛❧✐③❡ t❤❡ ✈♦❧t❛❣❡ ♣r✐♦r
t♦ ❛♣♣❧②✐♥❣ t❤❡ sq✉❛r❡ r♦♦t✳ P❧♦ts ♦❢ ❡q♥s✳ ✭✺✮ ❛♥❞ ✭✻✮ ❛r❡
❣✐✈❡♥ ✐♥ ❋✐❣✳ ✸✳ ■t ✇✐❧❧ ❜❡ s❤♦✇♥ t❤❛t ❡q♥✳ ✭✻✮ ✐♠♣r♦✈❡s t❤❡
♣❤❛s❡ sq✉❡❡③✐♥❣ ♣r♦♣❡rt✐❡s ♦❢ t❤❡ ❘❋✲P❙❆✳ ❚❤❡ ✈♦❧t❛❣❡
♣r♦❝❡ss✐♥❣ ❜❧♦❝❦ ❝♦✉❧❞ ❜❡ r❡❛❧✐③❡❞ ✐♥ t❤❡ ❢♦❧❧♦✇✐♥❣ ♠❛♥✲
♥❡r✿ t❤❡ s✉♠ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛♥❞ ❘❋ r❡❢❡r❡♥❝❡ ❝❛♥
1
2
=
r
2
arcsin [cos (φS )] −1
π
✭✻✮
❆ ❝♦♣② ♦❢ t❤❡ ❧❛s❡r✬s ❝♦♠♣❧❡① ❡❧❡❝tr✐❝ ✜❡❧❞ EL ✐s ❛♣♣❧✐❡❞
t♦ t❤❡ P▼✳ ❆t ✐ts ♦✉t♣✉t ✐s t❤❡ ♣✉♠♣ ✭✼✮ ❛s ❞❡s❝r✐❜❡❞ ❜②
❡q♥✳ ✭✼✮✱ ✇❤❡r❡ AP ✐s t❤❡ ❛♠♣❧✐t✉❞❡✱ ωP ✐s t❤❡ r❛❞✐❛♥
❢r❡q✉❡♥❝② ❛♥❞ θRS ✐s t❤❡ ♦♣t✐❝❛❧ ♣❤❛s❡ ❛♥❞ ❞❡♥♦t❡s t❤❡
♣❤❛s❡ ❞✐✛❡r❡♥❝❡ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛♥❞ ❘❋ r❡❢❡r❡♥❝❡✳
EP =
❚❤❡ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❜❧♦❝❦ ✭✺✮ ❝♦♠♣❛r❡s t❤❡ ❘❋ ✐♥✲
♣✉t s✐❣♥❛❧ ❛♥❞ t❤❡ ❘❋ r❡❢❡r❡♥❝❡ t♦ ♦❜t❛✐♥ t❤❡ ♣❤❛s❡ ❞✐❢✲
❢❡r❡♥❝❡✳ ❉❡t❛✐❧ ♦❢ t❤❡ s✐♠✉❧❛t❡❞ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❜❧♦❝❦
✐s s❤♦✇♥ ✐♥ ❋✐❣✳ ✷❛ ❛♥❞ ❛ s✐♠♣❧✐✜❡❞ ❡q✉❛t✐♦♥ ❡①♣r❡ss❡❞ ❜②
❡q♥✳ ✭✺✮ ❞❡s❝r✐❜❡s t❤❡ ❢✉♥❝t✐♦♥ ♦❢ t❤❡ ❜❧♦❝❦✱ ✇❤❡r❡ EΩS
❛♥❞ EΩR ❛r❡ t❤❡ ❘❋ ✐♥♣✉t ❛♥❞ r❡❢❡r❡♥❝❡ s✐❣♥❛❧s r❡s♣❡❝✲
t✐✈❡❧②✱ φS ❛♥❞ φR ❛r❡ t❤❡✐r ♣❤❛s❡s r❡s♣❡❝t✐✈❡❧② ❛♥❞ VDC ✐s
t❤❡ ❉❈ ♦✉t♣✉t ✈♦❧t❛❣❡✳ ❚❤❡ s✐♠✉❧❛t❡❞ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣
❜❧♦❝❦ s❤♦✇s t❤❛t t❤❡ s✉♠♠❡❞ ✐♥♣✉ts ❛r❡ ❞❡❧❛②❡❞✱ ♥♦r♠❛❧✲
✐③❡❞ ❜② ❝♦♥st❛♥ts ❛♥❞ ❧✐♥❡❛r✐③❡❞ ❜② ❛♥ ❛r❝s✐♥ ❢✉♥❝t✐♦♥✳ ❚❤❡
❉❈ ♦✉t♣✉t ✈♦❧t❛❣❡ ❝♦♥♥❡❝ts t♦ t❤❡ P▼ ✭✻✮ ✇❤♦s❡ ♣❤❛s❡
❞❡✈✐❛t✐♦♥ ✐s s❡t t♦ π r❛❞✐❛♥s ♣❡r ✈♦❧t✳ ❚❤❡ ❡q✉❛t✐♦♥ s❤♦✇s
t❤❛t ✐❢ t❤❡ ♣❤❛s❡ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ✐s ✵ r❛❞✐❛♥s ✭✐✳❡✳
✐♥ ♣❤❛s❡ ✇✐t❤ t❤❡ ❘❋ r❡❢❡r❡♥❝❡✮ t❤❡♥ t❤❡ ❉❈ ✈♦❧t❛❣❡ ✐s
✵❱✳ ❲❤❡♥ t❤❡ ♣❤❛s❡ ✐s π/2 ♦r 3π/2 r❛❞✐❛♥s✱ t❤❡ ❉❈ ✈♦❧t❛❣❡
✐s ✵✳✺❱✱ ♦r π t❤❡♥ t❤❡ ✈♦❧t❛❣❡ ✐s ✶✳✵❱ ✭s❡❡ ❚❛❜❧❡ ✶✮✳ ❚❤❡
✈♦❧t❛❣❡ ♣❤❛s❡ s❤✐❢ts t❤❡ ♣✉♠♣ r❡s✉❧t✐♥❣ ✐♥ ❛♥ ♦♣t✐❝❛❧ ♣❤❛s❡
✈❛❧✉❡ θRS s❤♦✇♥ ✐♥ ❚❛❜❧❡ ✶✳
vDC
❜❡ ❛♣♣❧✐❡❞ t♦ ❛♥ ❘❋ ❙❝❤♦tt❦② ❞✐♦❞❡ ❞❡t❡❝t♦r✳ ❚❤❡ ♦✉t♣✉t
❝✉rr❡♥t ♦❢ t❤❡ ❞❡t❡❝t♦r ✇✐❧❧ ❜❡ ♣r♦♣♦rt✐♦♥❛❧ t♦ t❤❡ ✐♥st❛♥✲
t❛♥❡♦✉s ♣♦✇❡r ♦❢ t❤❡ s✉♠♠❡❞ s✐❣♥❛❧s✱ ✇❤✐❝❤ ✇✐❧❧ ✈❛r② ✇✐t❤
t❤❡ ♣❤❛s❡ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧✳ ❆ ❧♦♦❦✉♣ t❛❜❧❡ ❝❛♥ t❤❡♥
❜❡ ✉s❡❞ t♦ ❝♦♥✈❡rt t❤❡ ❞❡t❡❝t♦r ♦✉t♣✉t ✐♥t♦ t❤❡ ❝♦♥tr♦❧
✈♦❧t❛❣❡ vDC t♦ ❞r✐✈❡ t❤❡ P▼✳ ❚❤❡ ❧♦♦❦✉♣ t❛❜❧❡ ❡♥tr✐❡s
❝❛♥ ❜❡ s❡❧❡❝t❡❞ t♦ ❛❝❤✐❡✈❡ t❤❡ ❞❡s✐r❡❞ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣
❢✉♥❝t✐♦♥✳
AP j(ωP t+θRS )
e
+ CC
2
✭✼✮
❚❤❡ ♣✉♠♣ ❡♥t❡rs t❤❡ ✜rst PP▲◆ ✇❛✈❡❣✉✐❞❡ ✭PP▲◆✶✮
✇❤♦s❡ s❡❝♦♥❞ ♦r❞❡r ♥♦♥❧✐♥❡❛r✐t② χ(2) ♣r♦❞✉❝❡s ❛ ✜❡❧❞ ❝♦♠✲
♣♦♥❡♥t ♣r♦♣♦rt✐♦♥❛❧ t♦ t❤❡ sq✉❛r❡ ♦❢ t❤❡ ❡❧❡❝tr✐❝ ✜❡❧❞✳ ■❣✲
♥♦r✐♥❣ ❧♦ss❡s✱ t✇♦ ♣r♦❞✉❝ts ❛♥❞ ❛ ❉❈ t❡r♠ ❢♦r♠✿ EP 2 =
A2P
ej(2ωP t+2θRS ) + e−j(2ωP t+2θRS ) + 2 ✳ ❚❤❡ r❛❞✐❛♥ ❢r❡✲
4
q✉❡♥❝② ♦❢ t❤❡ ♣✉♠♣ ❤❛s ❞♦✉❜❧❡❞✱ ❛s ❤❛s ✐ts ♣❤❛s❡ ❝♦♠♣♦✲
♥❡♥t θRS ❛♥❞ t❤❡ ❛♠♣❧✐t✉❞❡ ✐s ❤❛❧✈❡❞ r❡❧❛t✐✈❡ t♦ t❤❡ ✐♥♣✉t✳
❆ ❜❛♥❞ ♣❛ss ✜❧t❡r r❡♠♦✈❡s t❤❡ ❉❈ ❝♦♠♣♦♥❡♥t ❧❡❛✈✐♥❣ t❤❡
✜❡❧❞ ♦❢ t❤❡ s❡❝♦♥❞ ❤❛r♠♦♥✐❝ ♣✉♠♣ ✭✽✮ ❛s s❤♦✇♥ ❜② ❡q♥✳
✭✽✮✳
EP 2 =
A2P j(2ωP +2θRS )
e
+ CC
4
✭✽✮
❆t t❤❡ ✐♥♣✉t t♦ t❤❡ s❡❝♦♥❞ ✇❛✈❡❣✉✐❞❡ ✭PP▲◆✷✮ ❛r❡
t✇♦ ♦♣t✐❝❛❧ ✇❛✈❡s✱ t❤❡ s❡❝♦♥❞ ❤❛r♠♦♥✐❝ ♣✉♠♣✱ ❡q♥✳ ✭✽✮
❛♥❞ t❤❡ ■▼✲❘❋ s✐❣♥❛❧✱ ❡q♥✳ ✭✹✮✳ ❚❤❡ q✉❛❞r❛t✐❝ ♥♦♥❧✐♥❡❛r✲
✐t② ♦❢ t❤❡ s❡❝♦♥❞ ✇❛✈❡❣✉✐❞❡ ❜❡❤❛✈❡s ❞✐✛❡r❡♥t❧② ❜❡❝❛✉s❡ ♦❢
t❤❡ ✇❛✈❡s ❞✐ss✐♠✐❧❛r ❢r❡q✉❡♥❝✐❡s✳ ❚❤❡ ✇❛✈❡❣✉✐❞❡ sq✉❛r❡s
t❤❡ s✉♠ ♦❢ t❤❡ t✇♦ ✐♥♣✉ts (EP 2 + ES )2 ♣r♦❞✉❝✐♥❣ t❤❡ ❞✐❢✲
❢❡r❡♥❝❡ ❢r❡q✉❡♥❝② 2ωP − ωS ✳ ❚❤❡ ❉❋● ②✐❡❧❞s ❛ ♥✉♠❜❡r ♦❢
♠❛t❤❡♠❛t✐❝❛❧ ♣r♦❞✉❝ts✱ ❤♦✇❡✈❡r ♦♥❧② s♦♠❡ ❛r❡ ♦❢ ✐♥t❡r❡st✳
❚❤❡ ✇❛♥t❡❞ ♣r♦❞✉❝ts ❛r❡ r❡❢❡rr❡❞ t♦ ❛s t❤❡ ✐❞❧❡r Ei ❛♥❞
❛r❡ s❤♦✇♥ ✐♥ t❤❡ t♦♣ ♣❛r❡♥t❤❡s❡s ♦❢ ❡q♥✳ ✭✾✮✳
Ei
=
A2P
4
AS ej[ωS t+2θRS ] +
A2P
j[(ωS +ΩS )t+2θRS +φS ]
+
4 BS e
A2P
j[(ωS −ΩS )t+2θRS −φS ]
B
e
S
4
+
AS jωS t
+
2 e
j[(ωS +ΩS )t+φS ]
BS
+
2 e
BS j[(ωS −ΩS )t−φS ]
e
2
+ CC
✭✾✮
❆❧❧ ♣r♦❞✉❝ts ♦❜t❛✐♥❡❞ ❢r♦♠ t❤❡ ❉❋● ♣❛ss t❤r♦✉❣❤ ❛
❜❛♥❞ ♣❛ss ✜❧t❡r ✭✾✮ t❤❛t str✐♣s ♦✉t t❤❡ ♥♦♥✲✐❞❧❡r ♣r♦❞✉❝ts
❧❡❛✈✐♥❣ t❤❡ ❢✉♥❞❛♠❡♥t❛❧ ❢r❡q✉❡♥❝②✳ ❚❤❡ ✐❞❧❡r ✐s t❤❡ ❡①❛❝t
✹
1
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65
EΩ S
EΩ S
Linear voltage processing
−
EΩ R
π
1
2
π
2
1
ArcSin
Nonlinear voltage processing
v DC
−
EΩ R
0.5
π
1
2
π
2
✭❛✮ ▲✐♥❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ s❝❤❡♠❛t✐❝✳
ArcSin
1
ABS
v DC
ABS
1
2
0.5
✭❜✮ ◆♦♥❧✐♥❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ s❝❤❡♠❛t✐❝✳
❋✐❣✉r❡ ✷✿ ❙✐♠✉❧❛t✐♦♥ ✐♠♣❧❡♠❡♥t❛t✐♦♥ ♦❢ t❤❡ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❜❧♦❝❦s✳
s❛♠❡ r❛❞✐❛♥ ❢r❡q✉❡♥❝② ❛s t❤❡ ❧❛s❡r✱ ✇❤✐❝❤ ✐♥ t✉r♥ ✐s t❤❡
s❛♠❡ ❢r❡q✉❡♥❝② ❛s t❤❡ ■▼✲❘❋ s✐❣♥❛❧✳ ❆s t❤❡ ✐❞❧❡r ✇❛✈❡ ❛♥❞
♦t❤❡rs ❛r❡ t❤❡ s❛♠❡ ❢r❡q✉❡♥❝②✱ ✐✳❡✳ ωi = (2ωP − ωS ) =
ωS = ωP = ω ✱ t❤❡ s②st❡♠ ✐s t❤❡r❡❢♦r❡ ❞❡❣❡♥❡r❛t❡ ❛♥❞
✈❡❝t♦r s✉♠♠❛t✐♦♥ ♦❢ t❤❡ t✇♦ ✇❛✈❡s ✇✐❧❧ ♦❝❝✉r✳ ❚❤✐s ✐s
r❡♣r❡s❡♥t❡❞ ❜② ❛❞❞✐♥❣ t❤❡ ■▼✲❘❋ s✐❣♥❛❧ t♦ t❤❡ ✐❞❧❡r ❛s
s❡❡♥ ✐♥ t❤❡ ❜♦tt♦♠ ♣❛rt ♦❢ ❡q♥✳ ✭✾✮✳
❚❤❡ ♦♣t✐❝❛❧ ✜❡❧❞ ♣❛ss❡s ✐♥t♦ t❤❡ ♣❤♦t♦❞❡t❡❝t♦r ✇❤❡r❡
t❤❡ s✐❣♥❛❧ EΩS ✐s r❡❝♦✈❡r❡❞✳ ❊q✉❛t✐♦♥ ✭✶✵✮ s❤♦✇s t❤❡ ♠❛❣✲
♥✐t✉❞❡ ♦❢ t❤❡ ❘❋ ♦✉t♣✉t s✐❣♥❛❧ EΩS,OU T ✐s ♣❤❛s❡ ❞❡♣❡♥✲
❞❡♥t✳ ❋r♦♠ t❤❡ ❡q✉❛t✐♦♥ ✐t ✐s ❡✈✐❞❡♥t t❤❛t t❤❡ ♦✉t♣✉t
♣♦✇❡r ✈❛r✐❡s ✇✐t❤ t❤❡ ♣❤❛s❡ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ φS ✳
1
Linear voltage function
Nonlinear voltage function
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
0
30
60
90
120
150
180
210
240
270
300
330
360
S
❋✐❣✉r❡ ✸✿ ❱♦❧t❛❣❡ ❝♦♠♣❛r✐s♦♥ ♦❢ t❤❡ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥❡❛r ❢✉♥❝t✐♦♥s✳
EΩS,OU T
=
AS BS cos (ΩS t)
2 cos (φS )
A4
+ 2P cos (φS )
+A2 cos (2θRS + φS )
P
+A2P cos (−2θRS + φS )
✭✶✵✮
✹✳ ❙✐♠✉❧❛t✐♦♥ ❙❡t✉♣
❚❤❡ s✐♠✉❧❛t✐♦♥ ✇❛s ✐♠♣❧❡♠❡♥t❡❞ ✐♥ t❤❡ ❱P■♣❤♦t♦♥✐❝s
s✐♠✉❧❛t✐♦♥ s♦❢t✇❛r❡ ❬✷✹❪ ❛♥❞ t❤❡ s❝❤❡♠❛t✐❝ ✇❛s ❜❛s❡❞ ✉♣♦♥
❋✐❣✳ ✶✳ ❚❤❡ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❜❧♦❝❦s ❛r❡ s❤♦✇♥ ✐♥ ❋✐❣✳ ✷❛
❛♥❞ ✷❜ ❛♥❞ ♣r♦✈✐❞❡ t❤❡ str✉❝t✉r❡ ♦❢ t❤❡ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥✲
❡❛r ❢✉♥❝t✐♦♥s r❡s♣❡❝t✐✈❡❧②✳ ❚❤❡ s✐♠✉❧❛t✐♦♥ ❤❛s t✇♦ ✶✵●❍③
s✐♥✉s♦✐❞❛❧ ✐♥♣✉ts✱ t❤❡ ❘❋ r❡❢❡r❡♥❝❡ EΩR ❛♥❞ t❤❡ ❘❋ ✐♥♣✉t
s✐❣♥❛❧ EΩS ✱ ✇❤♦s❡ ❛♠♣❧✐t✉❞❡s ❛r❡ ✵✳✺vpk−pk ✳ ❚❤❡ ❧❛s❡r
✇❛s s❡t ❛t ✶✾✸✳✶❚❍③ ✭✶✺✺✸✳✻♥♠✮ ✇✐t❤ ✶✵❞❇♠ ♦❢ ♦♣t✐❝❛❧
♣♦✇❡r✳ ❆♥ ❛♠♣❧✐✜❡r ✐♥❝r❡❛s❡❞ t❤❡ ✐♥t❡♥s✐t② ❢r♦♠ t❤❡ ▼❩▼
t♦ ✷✵❞❇♠ ❛♥❞ ❛ s❡❝♦♥❞ ❞❡✈✐❝❡ ❛♠♣❧✐✜❡❞ t❤❡ ♣✉♠♣ ♣♦✇❡r
❛✈❛✐❧❛❜❧❡ ❛t t❤❡ ✐♥♣✉t t♦ t❤❡ ✜rst PP▲◆ ✇❛✈❡❣✉✐❞❡✳ ▲✐♠✲
✐t❛t✐♦♥s ♦❢ t❤❡ s✐♠✉❧❛t✐♦♥ r❡q✉✐r❡❞ t❤❡ ✉s❡ ♦❢ t❤❡ ❱P■ ❝♦✲
s✐♠✉❧❛t✐♦♥ ❡♥✈✐r♦♥♠❡♥t✱ ❛s PP▲◆ ✇❛✈❡❣✉✐❞❡ ♠♦❞❡❧s ✇❡r❡
♥♦t ❛✈❛✐❧❛❜❧❡ ❛t t❤❡ t✐♠❡✳ ❚❤❡ sq✉❛r✐♥❣ ❢✉♥❝t✐♦♥ ♦❢ ❡❛❝❤
✇❛✈❡❣✉✐❞❡ ✇❛s ✐♠♣❧❡♠❡♥t❡❞ ✐♥ ▼❆❚▲❆❇ ❬✷✼❪✳ ❈♦♥♥❡❝t❡❞
t♦ t❤❡ ♦✉t♣✉t ♦❢ t❤❡ PP▲◆ ✇❛✈❡❣✉✐❞❡s ❛r❡ t✇♦ ❜❛♥❞♣❛ss
✜❧t❡rs t❤❛t ❤❛✈❡ ❛ ❜❛♥❞✇✐❞t❤ ♦❢ ✶♥♠ ❛♥❞ ❛ ✸✵❞❇ ❝✉t✲♦✛
❛t ❛ ❜❛♥❞✇✐❞t❤ ♦❢ ✷♥♠✳ ❚❤❡ s✐♠✉❧❛t♦r ✈❛r✐❡❞ t❤❡ ♣❤❛s❡
♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ φS ♦✈❡r ❛ r❛♥❣❡ ❢r♦♠ ✵ t♦ 2π ❛♥❞
♠❡❛s✉r❡❞ t❤❡ ♦✉t♣✉t ♣♦✇❡r ❛t t❤❡ ♣❤♦t♦❞❡t❡❝t♦r✳
✺✳ ❘❡s✉❧ts ❛♥❞ ❉✐s❝✉ss✐♦♥
❋✐❣✉r❡s ✷❛ ❛♥❞ ✷❜ r❡♣r❡s❡♥t t❤❡ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❜❧♦❝❦
❢✉♥❝t✐♦♥s❀ t❤❡ ❞❡r✐✈❡❞ ♦✉t♣✉t ✈♦❧t❛❣❡ vDC ❝♦rr❡❧❛t❡s t♦ t❤❡
♣❤❛s❡ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛♥❞ ❜✐❛s❡s t❤❡ P▼✳ ❚❤❡ ♦✉t✲
♣✉t ✈♦❧t❛❣❡ ❢r♦♠ t❤❡s❡ ♦♣❡r❛t✐♦♥s ✐s s❤♦✇♥ ✐♥ ❋✐❣✳ ✸ ❛s ❛
❢✉♥❝t✐♦♥ ♦❢ t❤❡ ❘❋ s✐❣♥❛❧ ♣❤❛s❡ φS ✳ ❚❤❡ ❧✐♥❡❛r ❢✉♥❝t✐♦♥
s❤♦✇s ❛ ♣❡❛❦ ✐♥ ✈♦❧t❛❣❡ ❛t ✶ ✈♦❧t ✇❤❡♥ t❤❡ ♣❤❛s❡ ✐s ✶✽✵
❞❡❣r❡❡s✳ ❚❤❡ s❧♦♣❡ ♦❢ t❤❡ ❧✐♥❡ ✐s ✺✳✺✻❡✲✸ ✈♦❧ts ♣❡r ❞❡❣r❡❡
❛♥❞ ❡q✉❛t❡s t♦ ❛♣♣r♦①✐♠❛t❡❧② ✵✳✺ ✈♦❧t ✇❤❡♥ t❤❡ ❘❋ ♣❤❛s❡
✐s ✾✵ ♦r ✷✼✵ ❞❡❣r❡❡s✳ ❚❤❡ ✈♦❧t❛❣❡ ❝❤❛r❛❝t❡r✐st✐❝ ♦❜t❛✐♥❡❞
❢r♦♠ t❤❡ ♥♦♥❧✐♥❡❛r ❢✉♥❝t✐♦♥ s❤♦✇s ♣❡❛❦s ♦❢ ✵✳✺ ✈♦❧t ❛t ✾✵
❛♥❞ ✷✼✵ ❞❡❣r❡❡s ❛♥❞ ❛ st❡❡♣❡r ❞❡❝❧✐♥❡ t♦ ✵ ✈♦❧t ❞✉❡ t♦ t❤❡
♥♦♥❧✐♥❡❛r✐t② ♦❢ t❤❡ ❢✉♥❝t✐♦♥✳
❚❤❡ r❡s✉❧t ♦❜t❛✐♥❡❞ ✐♥ ❋✐❣✳ ✹ ❝♦♠♣❛r❡s t❤❡ ♠♦❞❡❧
❛♥❞ s✐♠✉❧❛t✐♦♥ ❛t ✐♥✲♣❤❛s❡ ❛♥❞ q✉❛❞r❛t✉r❡ ❛s t❤❡ ♣✉♠♣
♣♦✇❡r ✐♥❝r❡❛s❡❞ ❢r♦♠ ✷✺❞❇♠ t♦ ✸✺❞❇♠✳ ❉✉r✐♥❣ t❤❡ ✐♥✲
♣❤❛s❡ st❛t❡ t❤❡ ❘❋ ♦✉t♣✉t ♣♦✇❡r ✐♥❝r❡❛s❡s st❡❛❞✐❧②✱ ✇❤✐❧❡
❛t q✉❛❞r❛t✉r❡ t❤❡ ♣♦✇❡r ❞❡❝❧✐♥❡s t♦ ❢♦r♠ ❛ ❞❡❡♣ ♥✉❧❧ ✇❤❡♥
t❤❡ ♣✉♠♣ ♣♦✇❡r ✐s ❛❞❥✉st❡❞ t♦ ✸✸❞❇♠ ♣r♦✈✐❞✐♥❣ ❛♣♣r♦①✐✲
♠❛t❡❧② ✼✵❞❇ ♦❢ ❘❋ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❞②♥❛♠✐❝ r❛♥❣❡ ✭P❙❉❘✮
✇❤❡♥ ❝♦♠♣❧❡t❡ ❝❛♥❝❡❧❧❛t✐♦♥ ♦❝❝✉rs✳ ❚❤❡ ♠♦❞❡❧ ✇❛s ♥♦r✲
♠❛❧✐③❡❞ t♦ t❤❡ s✐♠✉❧❛t✐♦♥ ❛s ✸✷✵❞❇ ❞✐✛❡r❡♥❝❡ ❡①✐sts ✇✐t❤
t❤❡ ❞✐s♣❛r✐t② ❞✉❡ t♦ ❝♦♠♣✉t✐♥❣ t❤❡ ❝♦s✐♥❡ ❛t q✉❛❞r❛t✉r❡✱
❡q♥✳ ✭✶✵✮ ✇❤❡r❡ t❤❡ ✈❛❧✉❡ ❛♣♣r♦❛❝❤❡s ✵✳ ❖✈❡r❛❧❧ t❤❡ ♠♦❞❡❧
❛♥❞ s✐♠✉❧❛t✐♦♥ ❛❣r❡❡ r❡❛s♦♥❛❜❧② ✇❡❧❧✳ ❚❤❡ ♦✉t❝♦♠❡ ❢r♦♠
t❤✐s ❝♦♠♣❛r✐s♦♥ s❤♦✇s ❛♥ ♦♣t✐♠✐③❡❞ ❵s✇❡❡t s♣♦t✬ ✇❤❡r❡ ✇❡
❝❛♥ ♦❜t❛✐♥ ❣♦♦❞ q✉❛❞r❛t✉r❡ ❛tt❡♥✉❛t✐♦♥ ♦❢ t❤❡ ❘❋ s✐❣♥❛❧
❜② ♦♣❡r❛t✐♥❣ t❤❡ ♣✉♠♣ ❛t ✸✸❞❇♠ ❣✐✈✐♥❣ t❤❡ ❧❛r❣❡st P❙❉❘✳
❈♦♠♣❛r❡❞ t♦ ❬✶✼❪ ✇❤♦s❡ P❙❉❘ ✐s ✾❞❇✱ ♦✉r ❘❋✲P❙❆ ♣r♦✲
✈✐❞❡s ❛♥ ❡①❝❡❧❧❡♥t r❡s✉❧t ✇✐t❤ ❛ P❙❉❘ ♦❢ ✼✵❞❇✳ ❙✐♠✉❧❛t✐♦♥
❝♦♠♣♦♥❡♥ts s✉❝❤ ❛s t❤❡ ▼❩▼ ❤❛✈❡ s♠❛❧❧ ♣❤❛s❡ ✐♠♣❡r❢❡❝✲
t✐♦♥s✱ t❤❡ ♣❤♦t♦❞❡t❡❝t♦r✱ ❧❛s❡r ❛♥❞ ♦✈❡r❛❧❧ s②st❡♠ ❧♦ss❡s ❛t✲
tr✐❜✉t❡ t♦ ♥♦✐s❡✱ t❤❡s❡ ❢❛❝t♦rs ❝♦♥tr✐❜✉t❡ t♦ t❤❡ ❞✐✛❡r❡♥❝❡s
❜❡t✇❡❡♥ t❤❡ s✐♠✉❧❛t✐♦♥ ❛♥❞ ♠♦❞❡❧ r❡s✉❧ts ❛t q✉❛❞r❛t✉r❡✳
❚❤❡ ♣❧♦t ✐♥ ❋✐❣✳ ✺ ❝♦♠♣❛r❡s t❤❡ t❤❡♦r❡t✐❝❛❧ ♠♦❞❡❧ t♦
t✇♦ s✐♠✉❧❛t✐♦♥s ✐♠♣❧❡♠❡♥t✐♥❣ t❤❡ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❢✉♥❝✲
✺
1
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3
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5
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21
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60
61
62
63
64
65
20
In-phase (S)
Quad. (S)
In-phase (M)
Quad. (M)
0
-20
-40
-60
-80
-100
-120
25
26
27
28
29
30
31
32
33
34
35
P
❋✐❣✉r❡ ✹✿ ❖✉t♣✉t ♣♦✇❡r ❛t t❤❡ ✐♥✲♣❤❛s❡ ❛♥❞ q✉❛❞r❛t✉r❡ ♣❤❛s❡ st❛t❡s
✇❤✐❧❡ t❤❡ ♣✉♠♣ ♣♦✇❡r ✐♥❝r❡❛s❡❞ ❢r♦♠ ✷✺❞❇♠ t♦ ✸✺❞❇♠✳ ❙✐♠✉❧❛t✐♦♥
✭❙✮ ❛♥❞ ♠♦❞❡❧ ✭▼✮ ♠❡❛s✉r❡♠❡♥ts✳
20
0
-20
0
-50
-40
-100
-150
Sim. Nonlinear
Sim. Linear
Theoretical model
-60
0
30
60
-200
90
0
90
180
270
360
120
150
180
210
240
270
300
330
360
S
❋✐❣✉r❡ ✺✿ P❤❛s❡ s❡♥s✐t✐✈❡ ❘❋ ♦✉t♣✉t ♣♦✇❡r r❡s♣♦♥s❡✳ ❚❤❡ ♠♦❞❡❧
♣r❡❞✐❝t✐♦♥ ✐s ❝♦♠♣❛r❡❞ t♦ t✇♦ s✐♠✉❧❛t✐♦♥s✿ t❤❡ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥❡❛r
♣r♦❝❡ss✐♥❣ ✈♦❧t❛❣❡s✳
t✐♦♥s✱ ❡q♥✳ ✭✺✮ ❛♥❞ ❡q♥✳ ✭✻✮✳ ❚❤❡ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❘❋ ♦✉t✲
♣✉t ♣♦✇❡r r❡s♣♦♥s❡s ✇❡r❡ ♦❜t❛✐♥❡❞ ❜② s❡tt✐♥❣ t❤❡ ♣✉♠♣
♣♦✇❡r t♦ ✸✸❞❇♠ ❛t t❤❡ ✐♥♣✉t t♦ PP▲◆✶ ❛♥❞ s✇❡❡♣✐♥❣
t❤❡ ♣❤❛s❡ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ✉♣ t♦ 2π ✳ P❡❛❦s ❢♦r♠
❛t t❤❡ ✐♥✲♣❤❛s❡ st❛t❡ ❛♥❞ ♥✉❧❧s ❛t q✉❛❞r❛t✉r❡ ❝♦♥✜r♠✐♥❣
♦✈❡r ✼✵❞❇ ♦❢ P❙❉❘✳ ❚❤❡ s✐♠✉❧❛t❡❞ ❘❋ ♦✉t♣✉t ♣♦✇❡r ♣❡❛❦
♠❡❛s✉r❡❞ ✶✸✳✾❞❇♠✱ ✇❤✐❝❤ ✐s ✵✳✶❞❇ ❣r❡❛t❡r t❤❛♥ t❤❡ ♠♦❞❡❧✳
❚❤❡ ♠♦❞❡❧ ❣❛✈❡ ♣❡r❢❡❝t ❝❛♥❝❡❧❧❛t✐♦♥ ❛t q✉❛❞r❛t✉r❡ ❛♥❞ s♦
❛♥ ✐♥✜♥✐t❡ P❙❉❘✳ ❚❤❡ ♥♦♥❧✐♥❡❛r ♣r♦❝❡ss ❤❛s ❛ s❤❛r♣❡r ❘❋
♦✉t♣✉t ♣♦✇❡r r❡s♣♦♥s❡ ❛t ♣❤❛s❡ ❛♥❣❧❡s ❝❧♦s❡r t♦ t❤❡ ❵✐♥✲
♣❤❛s❡✬✱ t❤❡r❡❜② ♦✛❡r✐♥❣ ❣r❡❛t❡r ❛tt❡♥✉❛t✐♦♥ ❛t t❤❡s❡ ♣❤❛s❡
❛♥❣❧❡s✳ ❚❤✐s ♥♦✈❡❧ ❛ttr✐❜✉t❡ ✐s ✉s❡❢✉❧ ❢♦r ✐♠♣r♦✈✐♥❣ t❤❡
♣❤❛s❡ sq✉❡❡③✐♥❣ ❝❤❛r❛❝t❡r✐st✐❝ ♦❢ t❤❡ ❘❋✲P❙❆✳
❚❤❡ r❡s✉❧ts ✐♥ ❋✐❣✳ ✻❛ ✇❡r❡ ♦❜t❛✐♥❡❞ ❜② s✇❡❡♣✐♥❣ t❤❡
♣❤❛s❡ ♦❢ t❤❡ ❘❋ s✐❣♥❛❧ ❢r♦♠ ✵ t♦ 2π ❛♥❞ ♣❧♦tt✐♥❣ t❤❡ ♥♦r✲
♠❛❧✐③❡❞ ♦✉t♣✉t ♣♦✇❡r ♦♥ ❛ ♣♦❧❛r ♣❧♦t✳ ❚❤❡ ♦✉t❡r ♠♦st
❝✐r❝❧❡ ✭❜❧❛❝❦✮ ✐s t❤❡ ✐♥♣✉t ♣❤❛s❡ ♦❢ t❤❡ ❘❋ s✐❣♥❛❧ ❛s ✐t
s✇❡❡♣s ♦✈❡r t❤❡ r❛♥❣❡✳ ❚❤❡ ♠✐❞❞❧❡ ♣❧♦t ✭❜❧✉❡✮ s❤♦✇s t❤❡
♦✉t♣✉t ♣❤❛s❡ r❡s♣♦♥s❡ ♦❢ t❤❡ ❘❋✲P❙❆ ❛s ♣r♦❝❡ss❡❞ ❜② t❤❡
❧✐♥❡❛r ❢✉♥❝t✐♦♥✳ ❚❤❡ ✐♥♥❡r✲♠♦st ♦❜❧♦♥❣ ♦✈❛❧ ❝✉r✈❡ ✭❣r❡❡♥✮
✐s t❤❡ ♣❤❛s❡ r❡s♣♦♥s❡ ✇❤❡♥ t❤❡ ♥♦♥❧✐♥❡❛r ❢✉♥❝t✐♦♥ ✐s ❛♣✲
♣❧✐❡❞✳ ❚❤❡ ♥♦♥❧✐♥❡❛r ❢✉♥❝t✐♦♥ s❤♦✇s ❛ s❤❛r♣❡r ♣❤❛s❡ ❝❤❛r✲
❛❝t❡r✐st✐❝ ❛r♦✉♥❞ t❤❡ ✐♥✲♣❤❛s❡ st❛t❡s✳ ❋r♦♠ t❤❡ ✜❣✉r❡ ✐t ✐s
❛♣♣❛r❡♥t t❤❡ ♥♦♥❧✐♥❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ♣r♦❞✉❝❡s s✉♣❡✲
r✐♦r ♣❤❛s❡ s❡♥s✐t✐✈✐t②✳
■♥ t❤❡ ✜♥❛❧ s✐♠✉❧❛t✐♦♥✱ ●❛✉ss✐❛♥ ♥♦✐s❡ ✐s ❛❞❞❡❞ ♦♥t♦
t❤❡ ✶✵●❍③ s✐♥✉s♦✐❞❛❧ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛♥❞ t❤❡ ♣❡r❢♦r♠❛♥❝❡
♦❢ t❤❡ ❘❋✲P❙❆ ✐s ♠❡❛s✉r❡❞ ❢♦r ✐ts ♣❤❛s❡ ❝♦♠♣r❡ss✐♦♥ ❝❤❛r✲
❛❝t❡r✐st✐❝✳ ❚❤❡ ❞✉r❛t✐♦♥ ♦❢ t❤❡ ❘❋ ✐♥♣✉t s✐❣♥❛❧ ✐s ✶✵✷✹ s✐✲
♥✉s♦✐❞❛❧ ❝②❝❧❡s ❛♥❞ t❤❡ s✐♠✉❧❛t✐♦♥ ❡♥s✉r❡❞ t❤❛t t❤❡ ●❛✉s✲
s✐❛♥ ♥♦✐s❡ ♣❛tt❡r♥ ✇❛s ✐❞❡♥t✐❝❛❧ ❢♦r t❤❡ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥❡❛r
❢✉♥❝t✐♦♥s✳ ❚❤❡ s✐♥✉s♦✐❞❛❧ ❘❋ ♦✉t♣✉t s✐❣♥❛❧ ✇❛s s❛♠♣❧❡❞
❛♥❞ ♠❡❛s✉r❡❞ ❛♥❞ t❤❡ r❡s✉❧ts ❣✐✈❡♥ ✐♥ t❤❡ ♥♦r♠❛❧✐③❡❞ ❝♦♥✲
st❡❧❧❛t✐♦♥ ♣❧♦ts ♦❢ ❋✐❣✳ ✻❜ ❛♥❞ ✻❝✳ ❚❤❡ r❡s✉❧ts ✐❧❧✉str❛t❡ t❤❡
❘❋ ✐♥♣✉t s✐❣♥❛❧ ❛❢t❡r ●❛✉ss✐❛♥ ♥♦✐s❡ ✐s ❛♣♣❧✐❡❞ ❛♥❞ ❝♦♠✲
♣❛r❡s t❤❡ ♦✉t♣✉t ♣❤❛s❡ r❡s♣♦♥s❡ ♦❢ t❤❡ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥❡❛r
♣r♦❝❡ss✐♥❣ ❢✉♥❝t✐♦♥s✳ ❚❤❡ r❡s✉❧t s❤♦✇ ❛ s♠❛❧❧ ❛♠♦✉♥t ♦❢
♣❤❛s❡ ❝♦♠♣r❡ss✐♦♥ ✉s✐♥❣ t❤❡ ❧✐♥❡❛r ❢✉♥❝t✐♦♥✱ ❜✉t t❤❡ ♥♦♥✲
❧✐♥❡❛r ❢✉♥❝t✐♦♥ ✐♠♣r♦✈❡s t❤❡ ♣❤❛s❡ ❝♦♠♣r❡ss✐♦♥✱ ✐✳❡✳ t❤❡
♣❤❛s❡ ♥♦✐s❡ ❤❛s ❜❡❡♥ ❢✉rt❤❡r r❡❞✉❝❡❞✳ ❚❤❡ ❝♦♠♣r❡ss✐♦♥ t♦✲
✇❛r❞ t❤❡ ①✲❛①✐s ✐❧❧✉str❛t❡s ♣❤❛s❡ sq✉❡❡③✐♥❣✳ ❚❤✐s ♦✉t❝♦♠❡
✐s s✐♠✐❧❛r t♦ ❛♥ ♦♣t✐❝❛❧ P❙❆ ✇❤❡♥ ❇P❙❑✴❉P❙❑ ♠♦❞✉✲
❧❛t✐♦♥ ✇❛s ✉s❡❞ ❬✷✽❪✳ ■t ✐s ❡✈✐❞❡♥t ❢r♦♠ ❋✐❣✳ ✻ t❤❛t t❤❡
♣r♦♣♦s❡❞ t❡❝❤♥✐q✉❡ ♦❢ ❝♦♠♣❛r✐♥❣ t❤❡ ✐♥✲♣❤❛s❡ ❛♥❞ q✉❛❞r❛✲
t✉r❡ ♣❤❛s❡ ❞✉r✐♥❣ ❛♠♣❧✐✜❝❛t✐♦♥ ❝❛♥ ❜❡ ✉s❡❞ t♦ r❡❣❡♥❡r❛t❡
t✇♦ ♣❤❛s❡ st❛t❡s ❛♥❞ t❤✉s ✐t ✐s s✉✐t❛❜❧❡ ❢♦r ❇P❙❑ ❛♥❞
❉P❙❑✳ ■♥ ♦r❞❡r t♦ ❡①t❡♥❞ t❤✐s t❡❝❤♥✐q✉❡ t♦ ♠♦❞✉❧❛t✐♦♥
s❝❤❡♠❡s ✇✐t❤ ❤✐❣❤❡r ♥✉♠❜❡r ♦❢ ♣❤❛s❡ st❛t❡s✱ ✐t ✐s ❛♥t✐❝✐✲
♣❛t❡❞ t❤❛t ❛❞❞✐t✐♦♥❛❧ ♣❤❛s❡ r❡❢❡r❡♥❝❡s ❛♥❞ PP▲◆ ✇❛✈❡❣✲
✉✐❞❡s ✇♦✉❧❞ ❜❡ r❡q✉✐r❡❞✳ ❚❤✐s ❝♦✉❧❞ ❜❡ ❛❝❤✐❡✈❡❞ ❜② ❛❞❞✐♥❣
♣✉♠♣ s✐❣♥❛❧s ❤❛✈✐♥❣ ❞✐✛❡r❡♥t r❡❢❡r❡♥❝❡ ♣❤❛s❡✱ ❢♦r ❡①❛♠✲
♣❧❡ ❜♦t❤ q✉❛❞r❛t✉r❡ ❛♥❞ ✐♥✲♣❤❛s❡s t♦ ❛❧❧♦✇ r❡❣❡♥❡r❛t✐♦♥ ♦❢
◗P❙❑ ♦r ✹✲◗❆▼ s✐❣♥❛❧s ✇❤✐❝❤ ✐s s✐♠✐❧❛r t♦ t❤❡ ❛♣♣r♦❛❝❤
❞❡♠♦♥str❛t❡❞ ✐♥ ❬✷✾❪✳ ❲❤✐❧❡ t❤❡ s✐♠✉❧❛t✐♦♥s ❡①❛♠✐♥❡❞ ♦♥❡
❘❋ ✐♥♣✉t ❢r❡q✉❡♥❝②✱ t❤❡ ❘❋ ❜❛♥❞✇✐❞t❤ ✇♦✉❧❞ ❜❡ ❧✐♠✐t❡❞
❜② t❤❡ ✾✵ ❞❡❣r❡❡ ❞❡❧❛② ❛♣♣❧✐❡❞ ✐♥ t❤❡ ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣
❜❧♦❝❦ ❛♥❞ t❤❡ ❧♦✇ ♣❛ss ✜❧t❡r ❛❢t❡r t❤❡ ♣❤♦t♦❞❡t❡❝t♦r✳
✻✳ ❈♦♥❝❧✉s✐♦♥
■♥ s✉♠♠❛r②✱ ❛ ♠✐❝r♦✇❛✈❡ ♣❤♦t♦♥✐❝ ❘❋✲P❙❆ ✐s ♣r♦✲
♣♦s❡❞ t❤❡♦r❡t✐❝❛❧❧② ❛♥❞ ❞❡♠♦♥str❛t❡❞ t❤r♦✉❣❤ s✐♠✉❧❛t✐♦♥✳
❯s✐♥❣ ❛ s✐♥❣❧❡ ♣✉♠♣ ❞❡❣❡♥❡r❛t❡ s❝❤❡♠❡ ✇✐t❤ t✇♦ PP▲◆
✇❛✈❡❣✉✐❞❡s✱ t❤❡ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❞②♥❛♠✐❝ r❛♥❣❡ ♦❢ t❤❡ ❘❋✲
P❙❆ ✐s ♠❡❛s✉r❡❞✳ ❚❤❡ ✉s❡ ♦❢ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥❡❛r ♣r♦✲
❝❡ss✐♥❣ ❢✉♥❝t✐♦♥s ✇❡r❡ ✐♥✈❡st✐❣❛t❡❞ ❛♥❞ ✐t s❤♦✇❡❞ t❤❛t t❤❡
❧❛tt❡r ✐♠♣r♦✈❡❞ t❤❡ ♣❤❛s❡ sq✉❡❡③✐♥❣ ❝❤❛r❛❝t❡r✐st✐❝ ♦❢ t❤❡
❘❋✲P❙❆✳ ❚❤❡ ♣r♦♣♦s❡❞ ❘❋✲P❙❆ ❞❡♠♦♥str❛t❡❞ ❛ ♣❤❛s❡
s❡♥s✐t✐✈❡ ❣❛✐♥ r❛♥❣❡ ♦❢ ✼✵❞❇✱ s❤♦✇✐♥❣ t❤❛t ✐t ❝♦✉❧❞ ❜❡
♣r♦♠✐s✐♥❣ ❢♦r ♣❤❛s❡ ♥♦✐s❡ r❡❞✉❝t✐♦♥ ♦r r❡❣❡♥❡r❛t✐♦♥ ✐♥ ❘♦❋
P❙❑ t❡❝❤♥♦❧♦❣✐❡s✳
❘❡❢❡r❡♥❝❡s
❬✶❪ ❏✳ ❨❛♦✱ ▼✐❝r♦✇❛✈❡ ♣❤♦t♦♥✐❝s✱ ■❊❊❊ ❏✳ ▲✐❣❤t✇❛✈❡ ❚❡❝❤♥♦❧✳ ✷✼ ✭✸✮
✭✷✵✵✾✮ ✸✶✹✕✸✸✺✳
❬✷❪ ●✳ ❚r✐♣❛❧❞✐✱ ❙✳ ❉✳ ❇❛rt♦❧♦✱ ❙✳ ❇❡tt✐✱ ❆✳ P✐③③♦❧❡♦✱ ❋✳ ▼❛t❡r❛✱ ❊①✲
♣❡r✐♠❡♥t❛❧ ✐♥✈❡st✐❣❛t✐♦♥ ♦♥ ❉❱❇✲❚ ♦✈❡r ❈❆❚❱✲❘♦❋ ❝♦♥str❛✐♥ts
✐♥ ❧♦♥❣ ❤❛✉❧ ♣❛ss✐✈❡ ♦♣t✐❝❛❧ ♥❡t✇♦r❦s✱ ✐♥✿ ■❊❊❊ ■❈❚❖◆✱ ✷✵✶✹✱
♣♣✳ ✶✕✹✳
❬✸❪ ❙✳ ❘❛❥♣❛❧✱ ❘✳ ●♦②❛❧✱ ❆ r❡✈✐❡✇ ♦♥ r❛❞✐♦✲♦✈❡r✲✜❜❡r t❡❝❤♥♦❧♦❣②✲
❜❛s❡❞ ✐♥t❡❣r❛t❡❞ ✭♦♣t✐❝❛❧✴✇✐r❡❧❡ss✮ ♥❡t✇♦r❦s✱ ❏✳ ❖♣t✳ ❈♦♠♠✳
✸✽ ✭✶✮ ✭✷✵✶✼✮ ✶✾✕✷✺✳
✻
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✭❛✮ ◆♦r♠❛❧✐③❡❞ ♣♦❧❛r ♣❧♦ts ♦❢ t❤❡ ♦✉t♣✉t
♣♦✇❡r ❝♦♠♣❛r✐♥❣ t❤❡ ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥✲
❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣✳
✭❜✮ ▲✐♥❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣✳
✭❝✮ ◆♦♥❧✐♥❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣✳
❋✐❣✉r❡ ✻✿ ◆♦r♠❛❧✐③❡❞ ♣♦❧❛r ❛♥❞ ❝♦♥st❡❧❧❛t✐♦♥ ♣❧♦ts ❝♦♠♣❛r❡ t❤❡ ❡✛❡❝t t❤❛t ❧✐♥❡❛r ❛♥❞ ♥♦♥❧✐♥❡❛r ✈♦❧t❛❣❡ ♣r♦❝❡ss✐♥❣ ❤❛s ♦♥ ♣❤❛s❡ ❝♦♠♣r❡ss✐♦♥✳
❬✹❪ ❆✳ ❙❡❡❞s✱ ▼✐❝r♦✇❛✈❡ ♣❤♦t♦♥✐❝s✱ ❚r❛♥s❛❝t✐♦♥s ♦♥ ▼✐❝r♦✇❛✈❡
❚❤❡♦r② ❛♥❞ ❚❡❝❤♥✐q✉❡s✳ ✺✵ ✭✸✮ ✭✷✵✵✷✮ ✽✼✼✕✽✽✼✳
❬✺❪ ❏✳ ❈❛♣♠❛♥②✱ ❏✳ ▼♦r❛✱ ■✳ ●❛s✉❧❧❛✱ ❏✳ ❙❛♥❝❤♦✱ ❏✳ ▲❧♦r❡t✱ ❙✳ ❙❛❧❡s✱
▼✐❝r♦✇❛✈❡ ♣❤♦t♦♥✐❝ s✐❣♥❛❧ ♣r♦❝❡ss✐♥❣✱ ■❊❊❊ ❏✳ ▲✐❣❤t✇❛✈❡ ❚❡❝❤✲
♥♦❧✳ ✸✶ ✭✹✮ ✭✷✵✶✸✮ ✺✼✶✕✺✽✻✳
❬✻❪ ❉✳ ❩✐❜❛r✱ ❳✳ ❨✉✱ ❈✳ P❡✉❝❤❡r❡t✱ P✳ ❏❡♣♣❡s❡♥✱ ■✳ ▼♦♥r♦②✱ ❉✐❣✐t❛❧
❝♦❤❡r❡♥t r❡❝❡✐✈❡r ❢♦r ♣❤❛s❡✲♠♦❞✉❧❛t❡❞ r❛❞✐♦✲♦✈❡r✲✜❜❡r ♦♣t✐❝❛❧
❧✐♥❦s✱ ■❊❊❊ P❤♦t♦♥✐❝ ❚❡❝❤♥♦❧✳ ▲❡tt✳ ✷✶ ✭✸✮ ✭✷✵✵✾✮ ✶✺✺✕✶✺✼✳
❬✼❪ ❑✳ ●❤♦✉♠✐❞✱ ❙✳ ▼❡❦❛♦✉✐✱ ❆✳ ❊❧ ▼♦✉ss❛t✐✱ ❏✳ ❩❛✐❞♦✉♥✐✱ ✶✻✲
◗❆▼ ♠♦❞✉❧❛t✐♦♥ ❜❛s❡❞ ♦♥ q✉❛❞✲♣❛r❛❧❧❡❧ ♠❛❝❤✲③❡❤♥❞❡r ♠♦❞✉✲
❧❛t♦r ❞❡❞✐❝❛t❡❞ ❢♦r r❛❞✐♦✲♦✈❡r✲✜❜❡r s②st❡♠✱ ■♥t❡r♥❛t✐♦♥❛❧ ❏✳ ■♥✲
❢♦r♠❛t✐♦♥ ❊❧❡❝tr♦♥✳ ❊♥❣✳ ✸ ✭✺✮ ✭✷✵✶✸✮ ✺✵✷✕✺✵✺✳
❬✽❪ ❘✳ ❙❧❛✈✐❦✱ ❋✳ P❛r♠✐❣✐❛♥✐✱ ❏✳ ❑❛❦❛♥❞❡✱ ❈✳ ▲✉♥❞str♦♠✱ ▼✳ ❙❥♦❞✐♥✱
P✳ ❆✳ ❆♥❞r❡❦s♦♥✱ ❘✳ ❲❡❡r❛s✉r✐②❛✱ ❙✳ ❙②❣❧❡t♦s✱ ❆✳ ❉✳ ❊❧✲
❧✐s✱ ▲✳ ●r✉♥❡r✲◆✐❡❧s❡♥✱ ❉✳ ❏❛❦♦❜s❡♥✱ ❙✳ ❍❡rstr♦♠✱ ❘✳ P❤❡❧❛♥✱
❏✳ ❖✬●♦r♠❛♥✱ ❆✳ ❇♦❣r✐s✱ ❉✳ ❙②✈r✐❞✐s✱ ❙✳ ❉❛s❣✉♣t❛✱ P✳ P❡tr♦♣♦✉✲
❧♦s✱ ❉✳ ❏✳ ❘✐❝❤❛r❞s♦♥✱ ❆❧❧✲♦♣t✐❝❛❧ ♣❤❛s❡ ❛♥❞ ❛♠♣❧✐t✉❞❡ r❡❣❡♥❡r❛✲
t♦r ❢♦r ♥❡①t✲❣❡♥❡r❛t✐♦♥ t❡❧❡❝♦♠♠✉♥✐❝❛t✐♦♥s s②st❡♠s✱ ◆❛t✳ P❤♦✲
t♦♥✐❝s ✹ ✭✶✵✮ ✭✷✵✶✵✮ ✻✾✵✕✻✾✺✳
❬✾❪ ▼✳ ❊✳ ▼❛r❤✐❝✱ ❈✳✲❍✳ ❍s✐❛✱ ❖♣t✐❝❛❧ ❛♠♣❧✐✜❝❛t✐♦♥ ❛♥❞ sq✉❡❡③❡❞✲
❧✐❣❤t ❣❡♥❡r❛t✐♦♥ ✐♥ ✜❜r❡ ✐♥t❡r❢❡r♦♠❡t❡rs ♣❡r❢♦r♠✐♥❣ ❞❡❣❡♥❡r❛t❡
❢♦✉r✲✇❛✈❡ ♠✐①✐♥❣✱ ◗✉❛♥t✉♠ ❖♣t✳✿ ❊✉r♦♣❡❛♥ ❖♣t✐❝❛❧ ❙♦❝✐❡t②
P❛rt ❇ ✸ ✭✻✮ ✭✶✾✾✶✮ ✸✹✶✕✸✺✽✳
❬✶✵❪ ❉✳ ▲❡✈❛♥❞♦✈s❦②✱ ▼✳ ❱❛s✐❧②❡✈✱ P✳ ❑✉♠❛r✱ ❆♠♣❧✐t✉❞❡ sq✉❡❡③✐♥❣
♦❢ ❧✐❣❤t ❜② ♠❡❛♥s ♦❢ ❛ ♣❤❛s❡✲s❡♥s✐t✐✈❡ ✜❜❡r ♣❛r❛♠❡tr✐❝ ❛♠♣❧✐✜❡r✱
❖♣t✳ ▲❡tt✳ ✷✹ ✭✶✹✮ ✭✶✾✾✾✮ ✾✽✹✕✾✽✻✳
❬✶✶❪ ❈✳ ▲✉♥❞strö♠✱ ❩✳ ❚♦♥❣✱ ▼✳ ❑❛r❧ss♦♥✱ P✳ ❆♥❞r❡❦s♦♥✱ P❤❛s❡✲
t♦✲♣❤❛s❡ ❛♥❞ ♣❤❛s❡✲t♦✲❛♠♣❧✐t✉❞❡ tr❛♥s❢❡r ❝❤❛r❛❝t❡r✐st✐❝s ♦❢ ❛
♥♦♥❞❡❣❡♥❡r❛t❡✲✐❞❧❡r ♣❤❛s❡✲s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❡r✱ ❖♣t✳ ▲❡tt✳ ✸✻ ✭✷✷✮
✭✷✵✶✶✮ ✹✸✺✻✕✹✸✺✽✳
❬✶✷❪ ❑✳ ❈r♦✉ss♦r❡✱ ●✳ ▲✐✱ P❤❛s❡ ❛♥❞ ❛♠♣❧✐t✉❞❡ r❡❣❡♥❡r❛t✐♦♥ ♦❢ ❞✐❢✲
❢❡r❡♥t✐❛❧ ♣❤❛s❡✲s❤✐❢t ❦❡②❡❞ s✐❣♥❛❧s ✉s✐♥❣ ♣❤❛s❡✲s❡♥s✐t✐✈❡ ❛♠♣❧✐✲
✜❝❛t✐♦♥✱ ■❊❊❊ ❏✳ ❙❡❧✳ ❚♦♣✳ ◗✉❛♥t✉♠ ❊❧❡❝tr♦♥✳ ✶✹ ✭✸✮ ✭✷✵✵✽✮
✻✹✽✕✻✺✽✳
❬✶✸❪ ❏✳ ❑❛❦❛♥❞❡✱ ❆✳ ❇♦❣r✐s✱ ❘✳ ❙❧❛✈✐❦✱ ❋✳ P❛r♠✐❣✐❛♥✐✱ ❉✳ ❙②✈r✐❞✐s✱
P✳ P❡tr♦♣♦✉❧♦s✱ ❉✳ ❘✐❝❤❛r❞s♦♥✱ ▼✳ ❲❡st❧✉♥❞✱ ▼✳ ❙❦ö❧❞✱ ◗P❙❑
♣❤❛s❡ ❛♥❞ ❛♠♣❧✐t✉❞❡ r❡❣❡♥❡r❛t✐♦♥ ❛t ✺✻ ❣❜❛✉❞ ✐♥ ❛ ♥♦✈❡❧
✐❞❧❡r✲❢r❡❡ ♥♦♥✲❞❡❣❡♥❡r❛t❡ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❡r✱ ✐♥✿ ❖❋❈✱
◆❋❖❊❈✱ ✷✵✶✶✱ ♣✳ ❖▼❚✹✳
❬✶✹❪ ❚✳ ❘♦❡t❤❧✐♥❣s❤♦❡❢❡r✱ ●✳ ❖♥✐s❤❝❤✉❦♦✈✱ ❇✳ ❙❝❤♠❛✉ss✱ ●✳ ▲❡✉❝❤s✱
❆❧❧✲♦♣t✐❝❛❧ s✐♠✉❧t❛♥❡♦✉s ♠✉❧t✐❧❡✈❡❧ ❛♠♣❧✐t✉❞❡ ❛♥❞ ♣❤❛s❡ r❡❣❡♥✲
❡r❛t✐♦♥✱ ■❊❊❊ P❤♦t♦♥✐❝ ❚❡❝❤♥♦❧✳ ▲❡tt✳ ✷✻ ✭✻✮ ✭✷✵✶✹✮ ✺✺✻✕✺✺✾✳
❬✶✺❪ ❇✳ ❨✉r❦❡✱ ▲✳ ❘✳ ❈♦rr✉❝❝✐♥✐✱ P✳ ●✳ ❑❛♠✐♥s❦②✱ ▲✳ ❲✳ ❘✉♣♣✱ ❆✳ ❉✳
❙♠✐t❤✱ ❆✳ ❍✳ ❙✐❧✈❡r✱ ❘✳ ❲✳ ❙✐♠♦♥✱ ❊✳ ❆✳ ❲❤✐tt❛❦❡r✱ ❖❜s❡r✈❛t✐♦♥
♦❢ ♣❛r❛♠❡tr✐❝ ❛♠♣❧✐✜❝❛t✐♦♥ ❛♥❞ ❞❡❛♠♣❧✐✜❝❛t✐♦♥ ✐♥ ❛ ❥♦s❡♣❤s♦♥
♣❛r❛♠❡tr✐❝ ❛♠♣❧✐✜❡r✱ P❤②s✳ ❘❡✈✳ ❆ ✸✾ ✭✺✮ ✭✶✾✽✾✮ ✷✺✶✾✕✷✺✸✸✳
❬✶✻❪ ▼✳ ❆✳ ❈❛st❡❧❧❛♥♦s✲❇❡❧tr❛♥✱ ❑✳ ❉✳ ■r✇✐♥✱ ●✳ ❈✳ ❍✐❧t♦♥✱ ▲✳ ❘✳ ❱❛❧❡✱
❑✳ ❲✳ ▲❡❤♥❡rt✱ ❆♠♣❧✐✜❝❛t✐♦♥ ❛♥❞ sq✉❡❡③✐♥❣ ♦❢ q✉❛♥t✉♠ ♥♦✐s❡
✇✐t❤ ❛ t✉♥❛❜❧❡ ❥♦s❡♣❤s♦♥ ♠❡t❛♠❛t❡r✐❛❧✱ ◆❛t✳ P❤②s✐❝s ✹ ✭✶✷✮
✭✷✵✵✽✮ ✾✷✾✕✾✸✶✳
❬✶✼❪ ❲✳ ▲❡❡✱ ❊✳ ❆❢s❤❛r✐✱ ❆ ❈▼❖❙ ♥♦✐s❡✲sq✉❡❡③✐♥❣ ❛♠♣❧✐✜❡r✱ ■❊❊❊
❚r❛♥s✳ ▼✐❝r♦✇✳ ❚❤❡♦r② ❚❡❝❤♥✐q✳ ✻✵ ✭✷✮ ✭✷✵✶✷✮ ✸✷✾✕✸✸✾✳
❬✶✽❪ ❑✳ ❏✳ ▲❡❡✱ ❋✳ P❛r♠✐❣✐❛♥✐✱ ❙✳ ▲✐✉✱ ❏✳ ❑❛❦❛♥❞❡✱ P✳ P❡tr♦♣♦✉❧♦s✱
❑✳ ●❛❧❧♦✱ ❉✳ ❘✐❝❤❛r❞s♦♥✱ P❤❛s❡ s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❝❛t✐♦♥ ❜❛s❡❞
♦♥ q✉❛❞r❛t✐❝ ❝❛s❝❛❞✐♥❣ ✐♥ ❛ ♣❡r✐♦❞✐❝❛❧❧② ♣♦❧❡❞ ❧✐t❤✐✉♠ ♥✐♦❜❛t❡
✇❛✈❡❣✉✐❞❡✱ ❖♣t✳ ❊①♣r❡ss ✶✼ ✭✷✷✮ ✭✷✵✵✾✮ ✷✵✸✾✸✕✷✵✹✵✵✳
❬✶✾❪ ❇✳ ❏✳ P✉tt♥❛♠✱ ❉✳ ▼❛③r♦❛✱ ❙✳ ❙❤✐♥❛❞❛✱ ◆✳ ❲❛❞❛✱ P❤❛s❡✲
sq✉❡❡③✐♥❣ ♣r♦♣❡rt✐❡s ♦❢ ♥♦♥✲❞❡❣❡♥❡r❛t❡ P❙❆s ✉s✐♥❣ PP▲◆
✇❛✈❡❣✉✐❞❡s✱ ❖♣t✳ ❊①♣r❡ss ✶✾ ✭✷✻✮ ✭✷✵✶✶✮ ❇✶✸✶✕❇✶✸✾✳
❬✷✵❪ ❚✳ ❯♠❡❦✐✱ ▼✳ ❆s♦❜❡✱ ❍✳ ❚❛❦❡♥♦✉❝❤✐✱ ■♥✲❧✐♥❡ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❛♠✲
♣❧✐✜❡r ❜❛s❡❞ ♦♥ PP▲◆ ✇❛✈❡❣✉✐❞❡s✱ ❖♣t✳ ❊①♣r❡ss ✷✶ ✭✶✵✮ ✭✷✵✶✸✮
✶✷✵✼✼✕✶✷✵✽✹✳
❬✷✶❪ ❈✳ ▲❛♥❣r♦❝❦✱ ❙✳ ❑✉♠❛r✱ ❏✳ ▼❝●❡❡❤❛♥✱ ❆✳ ❲✐❧❧♥❡r✱ ▼✳ ❋❡❥❡r✱
❆❧❧✲♦♣t✐❝❛❧ s✐❣♥❛❧ ♣r♦❝❡ss✐♥❣ ✉s✐♥❣ χ✭✷✮ ♥♦♥❧✐♥❡❛r✐t✐❡s ✐♥ ❣✉✐❞❡❞✲
✇❛✈❡ ❞❡✈✐❝❡s✱ ■❊❊❊ ❏✳ ▲✐❣❤t✇❛✈❡ ❚❡❝❤♥♦❧✳ ✷✹ ✭✼✮ ✭✷✵✵✻✮ ✷✺✼✾✕
✷✺✾✷✳
❬✷✷❪ ❚✳ ❯♠❡❦✐✱ ❖✳ ❚❛❞❛♥❛❣❛✱ ❆✳ ❚❛❦❛❞❛✱ ▼✳ ❆s♦❜❡✱ P❤❛s❡ s❡♥s✐t✐✈❡
❞❡❣❡♥❡r❛t❡ ♣❛r❛♠❡tr✐❝ ❛♠♣❧✐✜❝❛t✐♦♥ ✉s✐♥❣ ❤✐❣❤❧② ❡✣❝✐❡♥t PP▲◆
r✐❞❣❡ ✇❛✈❡❣✉✐❞❡s✱ ✐♥✿ ❖❋❈✱ ◆❋❖❊❈✱ ✷✵✶✶✱ ♣♣✳ ✶✕✸✳
❬✷✸❪ P✳ ❉❛✈✐❡s✱ ❏✳ ❙❝♦tt✱ ❘❋ ♣❤❛s❡ s❡♥s✐t✐✈❡ ❛♠♣❧✐✜❡r✱ ✐♥✿ ■❊❊❊ ❆▼❙✱
✷✵✶✻✱ ♣♣✳ ✸✼✕✸✽✳
❬✷✹❪ ❱P■♣❤♦t♦♥✐❝s✱ ❱♣✐tr❛♥s♠✐ss✐♦♥♠❛❦❡r ♦♣t✐❝❛❧ s②st❡♠s ✭✷✵✶✽✮✳
❯❘▲ ❤tt♣✿✴✴✇✇✇✳✈♣✐♣❤♦t♦♥✐❝s✳❝♦♠✴✐♥❞❡①✳♣❤♣
❬✷✺❪ ▼✳ ❑❛r✐♠✐✲●❤❛rt❡♠❛♥✐✱ ❍✳ ❑❛r✐♠✐✱ ▼✳ ❘✳ ■r❛✈❛♥✐✱ ❆
♠❛❣♥✐t✉❞❡✴♣❤❛s❡✲❧♦❝❦❡❞ ❧♦♦♣ s②st❡♠ ❜❛s❡❞ ♦♥ ❡st✐♠❛t✐♦♥ ♦❢
❢r❡q✉❡♥❝② ❛♥❞ ✐♥✲♣❤❛s❡✴q✉❛❞r❛t✉r❡✲♣❤❛s❡ ❛♠♣❧✐t✉❞❡s✱ ■❊❊❊
❚r❛♥s✳ ■♥❞✳ ❊❧❡❝tr♦♥✳ ✺✶ ✭✷✮ ✭✷✵✵✹✮ ✺✶✶✕✺✶✼✳
❬✷✻❪ ❇✳ ❘❛③❛✈✐✱ ❆ st✉❞② ♦❢ ✐♥❥❡❝t✐♦♥ ❧♦❝❦✐♥❣ ❛♥❞ ♣✉❧❧✐♥❣ ✐♥ ♦s❝✐❧❧❛t♦rs✱
■❊❊❊ ❏✳ ❙♦❧✐❞✲❙t❛t❡ ❈✐r❝✉✐ts ✸✾ ✭✾✮ ✭✷✵✵✹✮ ✶✹✶✺✕✶✹✷✹✳
❬✷✼❪ ▼❛t❤✇♦r❦✱ ▼❆❚▲❆❇ ✭✷✵✶✽✮✳
❯❘▲ ❤tt♣✿✴✴✇✇✇✳♠❛t❤✇♦r❦s✳❝♦♠
❬✷✽❪ ❑✳ ❈r♦✉ss♦r❡✱ ❈✳ ❑✐♠✱ ●✳ ▲✐✱ ❆❧❧✲♦♣t✐❝❛❧ r❡❣❡♥❡r❛t✐♦♥ ♦❢ ❞✐✛❡r✲
❡♥t✐❛❧ ♣❤❛s❡✲s❤✐❢t ❦❡②✐♥❣ s✐❣♥❛❧s ❜❛s❡❞ ♦♥ ♣❤❛s❡✲s❡♥s✐t✐✈❡ ❛♠♣❧✐✲
✜❝❛t✐♦♥✱ ❖♣t✳ ▲❡tt✳ ✷✾ ✭✷✵✮ ✭✷✵✵✹✮ ✷✸✺✼✕✷✸✺✾✳
❬✷✾❪ ❩✳ ❩❤❡♥❣✱ ▲✳ ❆♥✱ ❩✳ ▲✐✱ ❳✳ ❩❤❛♦✱ ❳✳ ▲✐✉✱ ❆❧❧✲♦♣t✐❝❛❧ r❡❣❡♥❡r❛✲
t✐♦♥ ♦❢ ❉◗P❙❑✴◗P❙❑ s✐❣♥❛❧s ❜❛s❡❞ ♦♥ ♣❤❛s❡✲s❡♥s✐t✐✈❡ ❛♠♣❧✐✲
✜❝❛t✐♦♥✱ ❖♣t✳ ❈♦♠♠✉♥✳ ✷✽✶ ✭✶✵✮ ✭✷✵✵✽✮ ✷✼✺✺✕✷✼✺✾✳