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1
Evolutionary Large-Scale Multiobjective
Optimization for Ratio Error Estimation of Voltage
Transformers
Cheng He IEEE Member, Ran Cheng IEEE Member,
Chuanji Zhang, Ye Tian, Qin Chen, and Xin Yao IEEE Fellow
Abstract—Ratio error estimation of the voltage transformers
plays an important role in modern power delivery systems. Existing ratio error estimation methods mainly focus on periodical
calibration but ignore the time-varying property. Consequently,
it is difficult to efficiently estimate the state of the voltage
transformers in real time. To address this issue, we formulate a
time-varying ratio error estimation (TREE) problem into a largescale multiobjective optimization problem, where the multiple
objectives and inequality constraints are formulated by statistical
and physical rules extracted from the power delivery systems.
Furthermore, a set of TREE problems from different substations
are systematically formulated into a benchmark test suite for
characterizing their different properties. The formulation of these
TREE problems not only transfers an expensive ratio error
estimation task to a relatively cheaper optimization problem,
but also promotes the research in large-scale multiobjective
optimization by providing a real-world benchmark test suite
with complex variable interactions and correlations to different
objectives. To the best of our knowledge, this is the first time
to formulate a real-world problem into a benchmark test suite
for large-scale multiobjective optimization, and it is also the
first work proposing to solve TREE problems via evolutionary
multiobjective optimization.
Index Terms—Time-varying ratio error estimation, voltage
transformer, large-scale multiobjective optimization, benchmark
test suite, inequality constraint
voltage value. They can be used to measure the voltage values
and as transforming devices. By the end of 2011, more than
120, 000 VTs have been installed in the high voltage grid in the
State Grid of China. According to the statistics in Guangzhou,
China, the failure rate of VT has reached 0.8% per year during
the last decade [1]. The ratio error drift fault is one of the
main failures for VT, which will mislead the downstream
applications due to the wrong data in the grid, such as those in
the relaying, metering, and controlling tasks [2]. For example,
the entire electricity consumption of China was 6.3077×1013
kilowatt-hour during 2017 [3], and a metering error of 6×108
kilowatt-hour electricity would occur if the ratio errors of
the VTs were 0.001%. Hence, the estimation of the timevarying ratio error (TREE) of VTs plays a crucial role in power
delivery systems [4].
Primary Side
ܣ , ܤ , ܥ
VT-1
Measured Voltage
ܣଵ , ܤଵ , ܥଵ
C. He, R. Cheng, and Xin Yao are with the University Key Laboratory
of Evolving Intelligent Systems of Guangdong Province, Department of
Computer Science and Engineering, Southern University of Science and
Technology, Shenzhen 518055, China. X. Yao is and also with CERCIA, School of Computer Science, University of Birmingham, Birmingham
B15 2TT, U.K. E-mail: chenghehust@gmail.com, ranchengcn@gmail.com,
xiny@sustech.edu.cn. (Corresponding author: Ran Cheng)
Y. Tian is with the Institutes of Physical Science and Information Technology, Anhui University, Hefei 230601, China. Email: field910921@gmail.com.
C. Zhang and Q. Chen are with the State Key Laboratory of Advanced
Electromagnetic Engineering and Technology, School of Electrical and Electronic Engineering, Huazhong University of Science and Technology, Wuhan
430074, China. E-mail: chuanjizhang@hust.edu.cn, wfr101@163.com.
This work was supported by the National Natural Science Foundation of
China (No. 61903178 and 61906081), the Program for Guangdong Introducing Innovative and Entrepreneurial Teams grant (No. 2017ZT07X386),
the Shenzhen Peacock Plan grant (No. KQTD2016112514355531), and the
Program for University Key Laboratory of Guangdong Province grant (No.
2017KSYS008).
1 The proposed method in this work applies to general voltage transformers,
including the capacitor ones (i.e., CVTs).
VT-2
Measured Voltage
ܣଶ , ܤଶ , ܥଶ
Secondary Side
ܽ , ܾ , ܿ
I. I NTRODUCTION
In the area of industrial power delivery, a voltage transformer (VT)1 is an elementary device widely used in the
substation of the power delivery system for measuring the
Power
Transformer
VT-3
Measured Voltage
ܽଵ , ܾଵ , ܿଵ
VT-4
Measured Voltage
ܽଶ , ܾଶ , ܿଶ
Fig. 1. The diagram of the VTs in a representative power delivery system,
where A0 , B0 , C0 and a0 , b0 , c0 are the true primary and secondary threephase voltage values, respectively. Note that, the primary side and the
secondary side are connected by the power transformer.
The ratio error (RE) of a VT can be mathematically formulated as [5]:
Vm − Vt
,
(1)
RE =
Vt
where Vm is the primary voltage value measured by the VT,
and Vt (always unknown) is the corresponding true primary
voltage value. Fig. 1 presents the diagram of a representative
110kV substation with four sets of three-phase VTs in the
power delivery system. To be specific, VT-1 and VT-2 measure
the same three-phase primary voltage values A0 , B0 , C0 in
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parallel, while VT-3 and VT-4 measure the same three-phase
secondary voltage values a0 , b0 , c0 in parallel. Thus, the four
VTs are interacting by the true voltage values. For instance,
VT-1 and VT-2 measure the same primary voltage value, while
VT-3 and VT-4 measure the same secondary voltage value.
Since the primary side voltage value is proportional to the
secondary side voltage value, VT-1 and VT-2 are related to VT3 and VT-4. Meanwhile, we denote the primary and secondary
voltage values obtained by the ith set of VTs as Ai , Bi , Ci
and ai , bi , ci , respectively. In this substation, the RE can be
calculated according to one of the primary voltage values, e.g.,
(Ai − A0 )/A0 , (Bi − B0 )/B0 , or (Ci − C0 )/C0 .
To obtain the REs of VTs, there are mainly two kinds of
methods, i.e., calibration methods and data-driven estimation
methods. The calibration is conducted by de-energizing the
power and compare the uncalibrated VT with the standard
one manually [6]. Typical methods include the off-line and
on-site calibrations [7], [8], [9]. By contrast, the data-driven
estimation methods build specific models of the VTs, and
estimate the REs based on the constraints derived from the
electrical relationship and data collected from VTs, e.g., the
adaptive detection method [10] and the line parameter estimation method [11]. However, both calibration and data-driven
estimation methods suffer from some practical deficiencies.
As for the calibration methods, despite that the REs are
accurate under the standard work condition. They suffer from
the expensive economy/time consumption and have to be
used periodically [6]. For example, most substations conduct
calibration every four years or even longer, and the calibration
will cause economic losses (e.g., over 0.3 million CNY) and
take a long time (e.g., more than one day) [12]. As for the datadriven estimation methods, in spite of the cheaper cost, their
accuracy and versatility are unsatisfying due to the limitations
of the VT-specific models [13], [14].
To alleviate the issues in the existing calibration and datadriven methods, in this work, we propose to formulate the
TREE problem into a multiobjective optimization problem
(MOP) by considering the difference between the true voltage
values and those measured by the VTs. As is done in calibration, the optimization target of the MOP is also to estimate the
true voltage values. Compared to the calibration and the datadriven error estimation methods, the proposed method has the
major advantages of lower cost and better versatility.
The premise of the formulation is that most of the VTs in a
substation should work in a good condition and only several
VTs suffer from relatively high REs. Consequently, the combination of many VTs for formulating an optimization problem
will lead to a solution that can reveal the true REs of most
VTs, and statistically, the variance of the REs can be reduced
due to the average of many uniformly distributed solutions. As
for the versatility, three major types of substations are included
in our proposed benchmark problems, and the formulation of
these benchmark problems does not require any specific VT
models/types. Thus, our proposed method can be applicable
to different VTs, which makes it more practical for real-world
applications. Besides, in our formulated benchmarks, the true
voltage values over time are the optimization target, and the
REs of different VTs can be calculated according to (1). In
2
this way, different behaviors of different VTs can also be
captured without the requirement of similar behaviors. The
on-site calibration results of VTs in a real-world substation
of the power delivery system have verified the validity of
our proposed evolutionary multiobjective optimization method
(refer to Section IV-D).
Moreover, by collecting three different types of data (i.e.,
the primary voltage values, the secondary voltage values,
and the phase angle values) measured by VTs from different
substations, we systematically formulate six TREE problems
into a benchmark test suite for large-scale multiobjective
optimization. In this way, an expensive error estimation task
is transferred to a relatively cheaper optimization problem.
To the best of our knowledge, this is the first test suite for
large-scale multiobjective optimization which is formulated
by using a real-world application problem, and it is also the
first work proposing to solve TREE problems via evolutionary
multiobjective optimization. To be specific, the contributions
of this work are as follows:
1) We formulate the economically expensive and timeconsuming RE estimation task for VTs into a relatively
cheaper multiobjective optimization problem. The proposed method can be used to provide real-time estimations as early warnings of potential faulty VTs.
2) We propose a large-scale multiobjective optimization
test suite constructed by different types of measured
voltage/phasor data from different substations, which
involve complex variable interactions, correlations to
different objectives, and scalable number of decision
variables. The proposed test suite would promote the
research in large-scale multiobjective optimization by
providing a real-world benchmark test suite.
3) We adopt several evolutionary multiobjective optimization methods to analyze the formulated problems, which
helps better understand the RE estimation task by providing the function separability and variable interactions
of each problem.
4) We use eight representative multiobjective evolutionary
algorithms (MOEAs) to optimize 30 test instances selected from our proposed test suite. Furthermore, we
validate the proposed formulation method for the TREE
problems and the corresponding performance of evolutionary multiobjective optimization using a real-world
power delivery system.
The rest of this paper is organized as follows. In Section
II, we briefly review some background of RE estimation
approaches and evolutionary multiobjective optimization. The
details of the formulations and analyses of the real-world
TREE problems are given in Section III. Evolutionary optimization of the proposed test suite by using eight representative MOEAs is presented in Section IV. Conclusions are drawn
in Section V.
II. BACKGROUND
A. Ratio Error Estimation Approaches
The periodical calibration techniques and the data-driven
RE estimation methods are two main kinds of RE estimation
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approaches in modern power delivery systems, among which
the on-site calibration technique is strongly recommended by
IEEE [6]. The detailed procedures of the on-site calibration
technique are given as follows: first, the substation should be
de-energized by disconnecting the uncalibrated VTs from the
high-voltage line; second, a high voltage power source with a
low voltage generator and a step up transformer (SUT) should
be set up; third, the uncalibrated VTs and the standard VT
should be connected to the SUT in parallel; finally, the RE can
be obtained by a comparator after turning on the generator. The
visualized mechanism of the on-site calibration is displayed in
Fig. 2, where Vm is measured by the uncalibrated VT and Vt is
measured by the standard VT (refer to (1), where the standard
VT measured voltage is assumed to be the ground truth).
S
Voltage
Generator
SUT
Standard
VT (ܸ௧ )
Uncalibrated
VT (ܸ )
Load
Load
ȟܸ
Comparator
Fig. 2. The mechanism of the on-site calibration technique, where the standard
VT and comparator are two additional devices for obtaining the reference
voltage value and the difference between Vt and Vm , respectively.
Despite the wide adoption of the on-site calibration technique, it suffers from several practical problems. First, the
on-site calibration technique requires that the standard VT
should be far more accurate than the uncalibrated VT. For
instance, the RE of the standard VT shall not exceed 0.075%
for calibrating a 0.3 class VT. Second, the on-site calibration
techniques can only obtain the static RE but fail to characterize
the time-varying property. As a result, this calibration should
be repeated many times to obtain a discontinuous time-varying
RE. Finally, there are usually dozens of VTs in a substation,
and the entire operating time/economic cost for the on-site
calibration would be unbearable.
The data-driven RE estimation methods also require some
pre-calibrated information as a reference, while they estimate
the RE based on the constraints derived from the electrical relationship and data collected from VTs [12]. For example, the
adaptive detection method estimates the true primary voltage
based on the transmission line equivalent circuit model, where
the adopted model is assumed to be accurate [10]. Similarly,
a line parameter estimation method has been proposed to
estimate the true primary voltage with some pre-calibrated
data [11]. These data-driven error estimation methods aim
to address the drawbacks of the periodical calibration techniques, but they only consider a single objective about the
equivalent circuit model and require additional pre-calibrated
information, resulting in the unsatisfying estimation accuracy.
3
Moreover, all these approaches have only been validated via
simulations.
B. Evolutionary Multiobjective Optimization
The formulation of multiobjective optimization problems
(MOPs) with inequality constraints is mathematically presented as follows:
Minimize
F (x) = (f1 (x), f2 (x), . . . , fM (x))
(2)
subject to gi (x) ≤ 0, i ∈ {1, 2, . . . , J}, and x ∈ RD ,
where M is the number of objectives, D is the number of
decision variables, J is the number of constraints, RD is the
feasible space, and g is the constraint function [15].
The concept of Pareto efficiency, also known as Pareto optimality, in the area of economics is introduced to characterize
the optimal result of the MOPs, which indicates the situation
that it is impossible to improve one decision variable without
degenerating others in multiobjective optimization [16]. Meanwhile, it is also used to define the so-called Pareto dominance
relationship to distinguish the qualities of two solutions of an
MOP [17]. Solution x1 is said to Pareto dominate another
solution x2 (denoted as x1 ≺x2 ) iff the following equations
are satisfied [18], [19], [20]:
{
∀i ∈ 1, 2, . . . , M, fi (x1 ) ≤ fi (x2 ),
(3)
∃j ∈ 1, 2, . . . , M, fj (x1 ) < fj (x2 ).
If x ∈ RD is not Pareto dominated by any other solutions in
RD , x is called the Pareto optimal solution, {x∈RD | ∄ y
∈RD , y≺x} is called the Pareto optimal set (PS), and {F (x)
| x∈P S} is called the Pareto optimal front (PF). To solve
MOPs, many MOEAs have been proposed since 1984 [21],
which can be roughly classified into three categories [22],
i.e., the dominance based MOEAs, the decomposition based
MOEAs, and the performance indicator based MOEAs [23].
Typical MOEAs include the elitist non-dominated sorting
genetic algorithm (NSGA-II) [24], the improved strength
Pareto EA (SPEA2) [25], the decomposition-based MOEAs
(MOEA/D) [26], the indicator based EA (IBEA) [27], and the
S-metric selection based MOEA (SMS-EMOA) [28], etc.
1) Multiobjective Optimization Benchmarks: The earliest
multiobjective benchmark problems can date back to 1984
when Schaffer proposed two single-variable test problems [29]. Later in 1990, Kursawe proposed the KUR test
problems with scalable decision variables [30]. Then in the
following years, many scalable test suites with different
characters were proposed, e.g., the Zitzler-Deb-Thiele test
suite (ZDT) [31], the unconstrained function problem test
suite (UF) [32], the Deb-Thiele-Laumanns-Zitzler test suite
(DTLZ) [33], the DTLZ with hardly-dominated boundaries
(mDTLZ) [34], the walking fish group toolkit (WFG) [35], the
Paretobox problems [36], the multi-line distance minimization
problem (MLDMP) [37], and the large-scale multiobjective
and many-objective test suite [38]. Most recently, a generator for multiobjective benchmark problems with difficult-toapproximate Pareto front boundaries has been proposed [39].
In these test suites, some specific properties of MOPs, e.g.,
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the variable linkages, the shapes of the Pareto fronts or Pareto
sets, and the fitness landscapes, are well considered.
Those existing benchmarks have characterized some properties of MOPs well in many perspectives, e.g., separability,
modality, geometry, bias, many-to-one mappings, etc [35].
Usually, these scalable benchmark problems follow the generic
multiplication/addition-based formulations as
f (x) =
f (x) =
(1 + g(x)) · h(x),
g(x) + h(x),
(4)
(5)
where g is the landscape function related to the convergence,
h is the shape function characterizing the shape of the PF.
Meanwhile, the PS is related to both the g function and the h
function [33], [40]. Sequentially, these test suites are scalable
in many aspects by using these mathematical and systematical
construction strategies.
2) Large-Scale Multiobjective Optimization: The largescale multiobjective optimization problems (LSMOPs) often
refer to the MOPs with large-scale decision variables [41].
As the number of decision variables increases, the volume
of search space and the complexity of fitness landscape
grow exponentially, which poses stiff challenges to existing
MOEAs [42]. Furthermore, the interactions between the decision variables, a.k.a. the nonseparability, make LSMOPs even
more challenging [43]. Note that, there are many different
techniques, e.g., perturbation [44], interaction adaption [45],
modeling [46], or randomization [47], can be used to detect
the interdependence between the pairwise decision variables.
Specifically, if an objective function contains several groups
of nonseparable decision variables, it is known as partially
separable. Accordingly, the objective function can be decomposed into different subproblems if it is partially separable,
and then the subproblems can be optimized independently in
a divide-and-conquer manner [48].
Considering the partial separability and variable interaction
properties in the objective functions, some researchers have
also attempted to analyze the variable interactions in MOPs [49]. Recently, there are also some other works proposed for
solving LSMOPs, e.g., the third-generation cooperative coevolutionary differential evolution algorithm (CCGDE3) [50], the
weighted optimization framework (WOF) [42], and the largescale multiobjective optimization framework based on problem
reformulation (LSMOF) [51].
III. M ULTIOBJECTIVE F ORMULATION
In this work, we formulate the TREE problems into
six LSMOPs with inequality constraints, termed TREE1 to
TREE6. To be specific, these TREE problems can be classified
into three types according to the types of involved data, i.e.,
data with primary voltage values only (Type 1), data with
both primary and secondary voltage values (Type 2), and
data with both voltage and phase angle values (Type 3). As
summarized in Table I, TREE1, TREE2, and TREE3 include
two objectives and three constraints; TREE4 and TREE5
include two objectives and four constraints; TREE6 includes
three objectives and six constraints. To better visualize the
results of each optimization problem, the primary/secondary
4
voltages values or the phase angle values measured by the
uncalibrated VTs are presented in Fig. 3, where each subfigure displays one type of measured data.
In the following formulations, three symbols, i.e., K, P ,
and T , are used to formulate the TREE problems, where the
detailed settings are summarized in Table I.
• K denotes the total number of the primary and/or secondary voltage phases;
• P denotes the number of VT sets involved in the TREE
problem;
• T denotes the length of the measured sequential data.
The value of K is 3 in TREE1 and TREE2, 6 in TREE3
to TREE5, and 12 in TREE6, respectively. Meanwhile, the
value of P is 2 in TREE3, TREE4, and TREE6, 3 in TREE1
and TREE5, and 12 in TREE2, respectively. Note that M , J,
and K are specified parameters determined by the topology
structure of the VTs in the substation, while T is determined
by how many samples have been collected and controls the
expected accuracy level of the estimated voltage value.
TABLE I
S ETTINGS OF M , J , K, P , T , AND THE T YPE OF I NVOLVED DATA FOR
E ACH TREE P ROBLEM , W HERE M AND J D ENOTE THE N UMBERS OF
O BJECTIVES AND C ONSTRAINTS , R ESPECTIVELY.
Problem
M
J
K
P
T
TREE1
TREE2
TREE3
TREE4
TREE5
TREE6
2
2
2
2
2
3
3
3
3
4
4
6
3
3
6
6
6
12
3
12
2
2
3
2
14918
21950
8000
45156
52029
8000
Data Type
Type
Type
Type
Type
Type
Type
1
1
1
2
2
3
In our formulation2 , the decision variables of the TREE
problems are given as
x = (x1,1 , · · · , x1,T , · · · , xK,1 , · · · , xK,T ),
(6)
where xi,j denotes the true ith phase voltage at time j (refer
to Vt in (1)), and the number of decision variables is D=K·T .
Similarly, the data collected from the ith set of VTs can be
formulated as(7).
di = (di1,1 , · · · , di1,T , · · · , diK,1 , · · · , diK,T ),
(7)
where i ∈ [1, 2, · · · , P ] and dp,q denotes the pth measured
data at time q. Then, the REs of these VTs can be calculated
according to (8) on the basis of (1).
ei
=(
di1,1 −x1,1
,···
x1,1
diK,1 −xK,1
,···
xK,1
,
di1,T −x1,T
x1,T
,
diK,T −xK,T
xK,T
,··· ,
(8)
).
For simplicity, the REs are denoted as
ei = (ei1,1 , · · · , ei1,T , · · · , eiK,1 , · · · , eiK,T ).
(9)
Moreover, the variations of REs over time is
∆ei = (ei1,2 − ei1,1 , · · · , ei1,T − ei1,T −1 , · · · ,
eiK,2
−
eiK,1 , · · ·
, eiK,T
−
(10)
eiK,T −1 ).
2 In this paper, | ∗ |denotes the absolute value of ∗, ∗j denote the complex
number of ∗, and std(∗) denotes the standard deviation of ∗.
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5
Fig. 3. The primary/secondary voltage (termed PV and SV respectively) values or the phase angle values of TREE1 to TREE6 problems respectively, which
are measured by the real-world uncalibrated VTs. Note that the dimension number also denotes the sample index of the measurement.
For simplicity, the RE variation over time is denoted as
∆ei = (∆ei1,1 , · · · , ∆ei1,T , · · · , ∆eiK,2 , · · · , ∆eiK,T ).
(11)
For TREE6, the phase angle information measured from the
primary and secondary sides of the power transformer is
denoted as:
Φ = (∆ϕ12 , ∆ϕ23 , ∆ϕ13 )
(12)
The first objective is the total time-varying REs of all the
uncalibrated VTs, which reveals the matching degree of the
true voltage values and the measured ones. Note that the timevarying REs over the VTs are meant to be minimized, and the
detailed formulation of the first objective is
f1 (x, e1 , · · · , eP ) =
P
K ∑
T ∑
∑
eik,j ,
(16)
j=1 k=1 i=1
with
∆ϕij = [(xi,1 − xi+3,1 ) − (xj,1 − xj+3,1 ), · · · ,
(xi,T − xi+3,T ) − (xj,T − xj+3,T )].
(13)
Besides, the complex values of the measured voltage and phase
angle can be calculated by
ci,j = xi,j · exp (xi+⌊K/2⌋,j · 1j),
(14)
ci = (ci,1 , ci,2 , · · · , ci,T ).
(15)
where ei is given in (9).
The second objective is the sum of the RE variation over
time, which reveals the time-varying relationship between the
true voltage values and the measured ones. Note that the
variance of the RE variations for different VTs is meant to
be minimized, and the detailed formulation of the second
objective is
and thus
In the following, we demonstrate the details of the objective
functions, constraints, and problem analysis, respectively.
A. Objective Functions
Three objective functions of the TREE problems are formulated based on the relationship between the true voltage values
and those measured by the VTs. For each objective function, a
smaller objective value indicates a better estimation accuracy.
f2 (x, ∆e1 , · · · , ∆eP ) =
P √
∑
std((∆ei1,1 , · · · , ∆eiL,T )),
i=1
(17)
where ∆ei is given in (11), and L is K for TREE1 to TREE5
and ⌊K/2⌋ for TREE6 respectively.
In contrast to the first two objectives which consider the
voltage values only, the third objective reveals the phase angle
relationship among the true voltage values, the measured phase
angle values, and the measured voltage values. Note that the
variance of the phase angle RE variations for different VTs is
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meant to be minimized, and the detailed formulation of this
objective is
6
where i ∈ [1, 2, 3] and j ∈ [1, 2 · · · , T ]. The corresponding
constraint can be derived as
T
−1
∑
P √
∑
f3 (x, ∆e , · · · , ∆e ) =
std((∆ei⌊K/2⌋,1 , · · · , ∆eiK,T )).
1
P
j=1
i=1
(18)
Despite that the formulations of the second and third objectives
are similar, we do not merge them due to the existence of
different types of data.
K
∑
(τi − C1 ) < 0.
(19)
i=1
Furthermore, since the primary side voltage value is proportional to the secondary side voltage value, all the proportions
for three-phase voltages should be the same. Thus, we can
derive the second constraint from its fluctuation by
K−1
∑
[std(τ2 − τ1 , · · · , τK − τK−1 ) − C2 ] < 0.
(20)
i=1
The detailed formulation of VUF is given as
τ = (τ1 , τ2 , · · · , τK ),
(21)
where
τi =
µj =
max
j∈[1,2,··· ,T ]
1
3
3
∑
|xi,j − µj |/µj ,
(22)
xi,j .
(24)
T
−1
∑
j=1
[
]
std(tj ) − C4 < 0,
(25)
where
tj = (
x1,j · x4,j x2,j · x6,j x3,j · x4,j
,
,
).
x3,j · x2,j x4,j · x3,j x6,j · x1,j
(26)
3) Phase constraint: VT is an inductive sensor in the power
delivery system, and the primary voltage phasors will be
lagged after being transformed to the secondary side. Besides,
the phase angle difference between every two phasors mainly
depends on the equivalent impedance of the power transformer
and the load current through it. The basic assumption of
the phase constraint is that the difference between threephase angles in a power transformer system is held constant.
Therefore, the first phase constraint indicates the tolerance of
phase angle imbalance, and its formulation is
std(Φ) − C5 < 0,
(27)
where Φ is given in (12).
Furthermore, we can obtain the following matrix according
to the phase and voltage balance in the power delivery system.
1
4π
1 exp ( 2π
c c4
IA Ia
3 j) exp ( 3 j)
1
IB Ib = × 1 exp ( 4π j) exp ( 2π j) c2 c5 ,
3
3
3
c3 c 6
IC Ic
1
1
1
(28)
where ci is given in (15). Then we can obtain
ψ 1 = IB/IA = (ψ1,1 , ψ1,2 , · · · , ψ1,T ),
ψ 2 = Ib/Ia = (ψ2,1 , ψ2,2 , · · · , ψ2,T ).
(29)
The variation of ψ over time can be derived as
∆ψ 1 = (ψ1,2 − ψ1,1 , · · · , ψ1,T − ψ1,T −1 ),
∆ψ 2 = (ψ2,2 − ψ2,1 , · · · , ψ2,T − ψ2,T −1 ).
(30)
Thus, the final constraint, which reveals the tolerance of phase
angle variation, can be derived as
max {std(∆ψ 1 ), std(∆ψ 2 )} − C6 < 0.
(31)
i=1
2) Series constraints: As for the series constraints, they
mainly describe the time-varying relationships of the same
decision variable. The basic assumption is that the decision
variable varies slowly and continuously rather than abruptly,
and the variation of decision vector x at time j is defined as
∆xj = (
]
std(∆xj ) − C3 < 0.
Furthermore, another constraint for the primary and secondary
voltages (i.e., TREE3 to TREE6) is derived. Note that this
constraint reveals the imbalance between the primary and
secondary sides, and its formulation is
B. Constraints
In a power delivery system, VTs in the same substation are
connected through conductors, and the measurement of voltage
and phase angle values is a long-term procedure. Hence, three
main constraints, i.e, the topology constraint, the time series
constraint, and the phase constraint, can be formulated for
restricting the feasible area of the problem.
1) Topology constraints: Topology constraints are derived
from the three-phase balance principle, where the true threephase primary voltages are kept in balance if the grid is
under control [52]. This balance is described by a factor,
termed voltage unbalance factor (VUF), which indicates the
balance between three-phase impedance. Since the three-phase
impedance is kept in balance and varies slowly (especially in
the high voltage grid) [53], the VUF value and its fluctuation
can be restricted in a range as
[
x1,j+1 −x1,j x2,j+1 −x2,j
xK,j+1 −xi,j
,
,··· ,
),
x1,j
x2,j
xK,j
(23)
C. Problem Analysis
Here, we investigate the characters of the TREE problems
by using three different methods, i.e., the differential grouping
method in [48] and the variable interaction analysis methods
in MOEA/DVA [44] and LMEA [49] respectively. This investigation aims to reveal the relationships among the decision
variables, the objectives, and the constraints in each TREE
problem. In these analyses, T is set to 200 for each problem,
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7
TABLE II
T HE D ECISION VARIABLE I NTERACTION IN A SSOCIATION WITH D IFFERENT O BJECTIVE AND C ONSTRAINT F UNCTIONS .
Problem
Part
f1
f2
f3
g1
g2
g3
g4
g5
g6
TREE1
Part 1
Part 2
0
600
200:200:200
0
–
–
600
0
600
0
600
0
–
–
–
–
–
–
TREE2
Part 1
Part 2
0
1200
400:400:400
0
–
–
1200
0
1200
0
1200
0
–
–
–
–
–
–
TREE3
Part 1
Part 2
0
600
200:200:200
0
–
–
600
0
600
0
600
0
–
–
–
–
–
–
TREE4
Part 1
Part 2
0
1200
400:400:400
0
–
–
1200
0
1200
0
1200
0
1200
0
–
–
–
–
TREE5
Part 1
Part 2
0
1200
400:400:400
0
–
–
1200
0
1200
0
1200
0
1200
0
–
–
–
–
TREE6
Part 1
Part 2
0
1200
300:150:150
600
300:150:150
600
1200
0
1200
0
1200
0
1200
0
600
600
600:600
0
‘Part 1’ and ‘Part 2’ present the numbers of interacting decision variables in the same group and the number of independent decision variables, respectively.
and the number of decision variables is 600, 600, 1200,
1200, 1200, and 2400 for TREE1 to TREE6, respectively. The
numbers of interacting and independent decision variables associated with each objective/constraint of each TREE problem
are given in Table II, while the numbers of different types of
decision variables obtained by MOEA/DVA and LMEA are
given in Table III.
It can be observed from Table II that the first objectives
of TREE1 to TREE5 are fully separable, while the second
ones can be partially divided into three equal-sized groups
without any separable variables. Additionally, all the constraints of TREE1 to TREE5, except for TREE6, are fully
nonseparable. To sum up, the proposed test suite involves both
separable and nonseparable parts. As summarized in Table III,
in terms of the relationships between the decision variables
and the objectives, the analysis results obtained by both of
the methods in MOEA/DVA and LMEA indicate that almost
all the decision variables of TREE1 to TREE5 are position
variables, and around half of the decision variables of TREE6
are distance variables. However, the results are significantly
different when applying the methods in MOEA/DVA and
LMEA to analyze the relationships between the decision
variables and the constraints. This can be attributed to the
fact that the two methods were proposed for analyzing the
relationships between the decision variables and the objectives,
but may not work properly when dealing with constraints.
The decision variable analysis results indicate that the TREE
problems are challenging in variable interactions and function
separabilities. Besides, their rich characteristics, especially
the complex variable correlations to different objectives, also
indicate the good potentials as benchmark LSMOPs.
IV. E VOLUTIONARY O PTIMIZATION
In this work, we have transformed the RE estimation
task, which is always handled by manual calibration techniques, into a relatively cheap large-scale multiobjective optimization problem. To solve our formulated TREE problems
and investigate their properties, we conduct experiments by
using eight representative MOEAs, namely, NSGA-II [24],
TABLE III
T HE N UMBERS OF P OSITION VARIABLES AND D ISTANCE VARIABLES OF
E ACH TREE P ROBLEM O BTAINED BY MOEA/DVA AND LMEA.
MOEA/DVA
Problem
TREE1
TREE2
TREE3
TREE4
TREE5
TREE6
LMEA
Objectives
Constraints
Objectives
Constraints
600:0
1199:1
597:3
1197:3
599:1
1193:1207
598:2
1200:0
600:0
1200:0
1200:0
2380:20
600:0
1200:0
600:0
1200:0
1200:0
1200:1200
337:263
341:859
14:586
126:1074
199:1001
2346:54
MOEA/D [26], GDE3 [54], CMOPSO [17], MOPSO [55],
IBEA [27], MOEA/DVA [44], and WOF [42]. We select
these MOEAs since they have used different kinds of genetic
operators and/or represented different kinds of MOEAs. For
each test problem, the number of decision variables and the
maximum number of function evaluations are given in Table
IV.3 In the following, we first present a brief introduction
to the adopted performance indicators, and then give the
parameter settings of the adopted algorithms. Afterwards,
each algorithm is run for 20 times to optimize each test
problem independently to obtain the statistical results. Finally,
we validate the performance of evolutionary multiobjective
optimization on the TREE problem using a real-world power
delivery system.
A. Optimization Setting
1) Performance Indicators. We adopt two widely used performance indicators, i.e., the hypervolume (HV) indicator [57]
and the inverted generational distance (IGD) indicator [58], to
evaluate the performance of the adopted algorithms. Both HV
and IGD can assess the convergence as well as the distribution
of the obtained solution set. The two indicators require a
reference point/set based on the true PFs, which is usually a set
3 In this work, all the adopted algorithms and the formulated TREE problems
are implemented on PlatEMO [56].
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of uniformly distributed solutions on the true PF. Since we do
not have the true PFs of the six test problems, we collect all the
non-dominated solutions obtained by the adopted algorithms
over 20 runs into a set, termed P ′ , as the reference points.
Then, the reference point is set to 1.01∗n (n is the nadir point
of set P ′ ) for HV calculation, and the reference point set is
set to 0.99∗P ′ for IGD calculation.
2) Constraint Handling. The Ray-Tai-Seow’s constrainthandling approach by using a non-domination check of constraint violations is adopted [59].
3) Reproduction Operators. The simulated binary crossover
(SBX) and polynomial mutation (PM) are adopted for offspring generation in NSGA-II, MOEA/D, and IBEA. To be
specific, the distribution indices of crossover and mutation
are set to nc =20 and nm =20, respectively; the crossover
and mutation probabilities are set to pc =1.0 and pm =1/D
respectively, where D is the number of decision variables [60].
In GDE3 and MOEA/DVA, the differential evolution (DE)
operator [61] and PM are used for offspring generation, where
the control parameters are set to CR=1, F =0.5, pm =1/D,
and η=20 as recommended in [62]. In CMOPSO, the competitive mechanism based particle swarm optimizer (PSO)
is adopted without additional parameters; the particle swarm
update strategy in SMPSO [63] is adopted during the second
phase of WOF; the standard PSO is adopted in MOPSO [55].
4) Population Sizing. The population is set to 100 for biobjective test instances and 105 for tri-objective test instances.
(5) Specific Parameter Settings. The number of neighborhoods is set to T =10 in MOEA/D; the number of divisions in
each objective is set to div=10 in MOPSO; the fitness scaling
factor is set to κ=0.05 in IBEA [27]. In MOEA/DVA [44], the
number of sampling solutions in control variable analysis is set
to N CA=20, and the maximum number of tries required to
judge the interaction is set to N IA=6. In WOF, the embedded
MOEA is SMPSO [63] as suggested, the number of groups
is set to γ=4, the grouping method is random grouping, the
transformation function ψ is set to the interval function, the
number of evaluations for original problem is set to t1 =1000,
the number of evaluations for transformed problem is set
to t2 =500, the number of chosen solutions to do weight
optimization is set to q=M + 1, and the fraction of function
evaluations to use for the alternating weight-optimization
phase is set to delta=0.5 as recommended in [42], where M
is the number of objectives in the LSMOP. No other specific
parameters are involved in NSGA-II, GDE3, or CMOPSO.
(6) Termination Condition. For all the test instances, the
total number of function evaluations (FEs) is set to be proportional to the number of decision variables, and the detailed
values are given in Table IV.
B. Results
The statistical results of the IGD and HV values achieved
by the eight MOEAs on TREE1 to TREE6 are summarized
in Table V and Table VI, respectively. It can be observed
from these two tables that WOF-SMPSO has achieved most
of the best results, especially on TREE1 and TREE2, which
are relatively simple in terms of the variable interactions and
8
TABLE IV
S ETTINGS OF THE N UMBERS OF D ECISION VARIABLES AND F UNCTION
E VALUATIONS FOR E ACH T EST I NSTANCES , R ESPECTIVELY.
TREE1
TREE2
TREE3
TREE4
TREE5
TREE6
D
FEs
D
FEs
D
FEs
D
FEs
D
FEs
D
FEs
6.00E+03
2.00E+04
6.00E+03
4.00E+04
6.00E+03
2.00E+05
1.20E+04
1.00E+06
6.00E+04
6.00E+04
1.20E+04
4.00E+05
1.20E+04
4.00E+04
1.20E+04
8.00E+04
1.20E+04
4.00E+05
2.40E+04
2.00E+06
1.20E+05
8.00E+04
2.40E+04
8.00E+05
1.80E+04
6.00E+04
1.80E+04
1.20E+05
2.40E+04
6.00E+05
3.60E+04
4.00E+06
1.80E+05
1.00E+05
4.80E+04
1.20E+06
2.40E+04
8.00E+04
2.40E+04
1.60E+05
3.60E+04
8.00E+05
4.80E+04
6.00E+06
2.40E+05
1.20E+05
7.20E+04
1.60E+06
3.00E+04
1.00E+05
3.00E+04
2.00E+05
4.80E+04
1.00E+06
6.00E+04
8.00E+06
3.00E+05
1.50E+05
9.60E+04
2.00E+06
the numbers of constraints; however, it has failed to obtain
any feasible solution on high-dimensional TREE4 to TREE6.
Meanwhile, NSGA-II, MOEA/D, GDE3, CMOPSO, MOPSO,
and IBEA have achieved similar optimization results and
suffered the same failures on TREE4 and TREE6. Nevertheless, due to the complex variable interactions and correlations
to different objectives in TREE problems, MOEA/DVA has
obtained worse results in comparison with other algorithms.
To be specific, TREE1 problem is the simplest problem
among the six TREE problems, which involves two objectives
and three constraints. The non-dominated solutions obtained
by the eight MOEAs on TREE1 with 6000 decision variables
in the run associated with the medium IGD value are displayed
in Fig. 4, where the windows with approximate PF indicate
the convergence of the obtained solutions, and the zoomin windows are used to show the distribution of obtained
solutions. It is obvious that only WOF-SMPSO can obtain a
set of diverse solutions, while other MOEAs fail to converge
or spread the solutions over the approximate PF. Note that the
algorithms with PSO operators have performed slightly better
than those with SBX operators, which may be attributed to
their ability in tracking the global best particle(s) and thus
perform faster convergence on problems with relatively simple
fitness landscapes.
By contrast, TREE6 is difficult as it involves three objectives, six constraints, and complex variable interactions. The
non-dominated solutions obtained by the selected algorithms
on TREE6 with 3000 decision variables are given in Fig. 5.
It can be observed that WOF-SMPSO has obtained the best
converged and diverse solutions again. However, it fails to
find solutions around the tails of the approximate PF, and thus
its diversity maintenance strategy should be further enhanced
for solving TREE problems. Besides, the PSO/DE based
algorithms only find a small number of feasible solutions
clustered to several regions, and their poor performance could
be attributed to their poor capabilities in diversity maintenance,
especially on problems with complex fitness landscapes such
as TREE6.
In summary, the eight MOEAs exhibit slightly different
capabilities in dealing with the challenges in our proposed
test suite. On one hand, it indicates the promising potentials of
evolutionary multiobjective optimization, especially for those
MOEAs with PSO operators, in solving the TREE problems;
on the other hand, however, it calls for the development and
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Transactions on Evolutionary Computation
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9
TABLE V
T HE IGD R ESULTS O BTAINED BY NSGA-II, MOEA/D, GDE3, CMOPSO, MOPSO, IBEA, MOEA/DVA,
I NSTANCES . T HE B EST R ESULT IN E ACH ROW IS H IGHLIGHTED .
Problem
TREE1
TREE2
TREE3
TREE4
TREE5
TREE6
WOF-SMPSO
AND
ON
30 TREE T EST
Dim
NSGA-II
MOEA/D
GDE3
CMOPSO
MOPSO
IBEA
MOEA/DVA
WOF-SMPSO
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1.99E+01(5.61E-02)
2.58E+01(6.28E-02)
3.85E+01(2.70E-01)
5.26E+01(3.46E-01)
6.64E+01(2.85E-01)
5.06E+01(4.65E-01)
1.00E+02(6.52E-01)
1.56E+02(9.61E-01)
1.96E+02(2.52E-01)
2.53E+02(0.00E+00)
2.20E+02(1.93E-01)
4.34E+02(3.77E-01)
8.04E+02(4.10E-01)
1.09E+03(3.17E-01)
1.33E+03(4.23E-01)
2.31E+01(1.03E-02)
5.32E+01(1.50E-14)
–
8.42E+00(1.77E+01)
–
1.50E+01(4.76E+01)
1.12E+02(1.50E-14)
1.93E+02(6.37E-01)
2.49E+02(1.14E+00)
9.60E+01(1.55E+02)
2.07E+03(3.91E-01)
6.78E+07(8.24E-02)
–
–
1.59E+01(2.55E+01)
2.00E+01(1.82E-02)
2.58E+01(8.64E-02)
3.87E+01(1.34E-01)
5.25E+01(2.33E-01)
6.60E+01(2.59E-01)
5.05E+01(2.72E-01)
9.90E+01(4.81E-01)
1.53E+02(5.84E-01)
1.92E+02(1.52E-02)
2.47E+02(0.00E+00)
3.58E+02(3.44E+00)
7.43E+02(2.77E+00)
1.27E+03(8.98E+00)
1.69E+03(6.43E+00)
2.24E+03(8.61E+00)
2.09E+01(0.00E+00)
4.27E+01(7.49E-15)
–
4.13E+01(8.39E-05)
–
1.53E+01(4.83E+01)
1.19E+02(1.50E-14)
1.99E+02(5.38E-01)
2.54E+02(1.03E+00)
3.26E+02(1.25E+00)
2.07E+03(7.90E-02)
6.78E+07(4.83E-02)
–
–
3.96E+01(1.15E-01)
2.30E+01(4.28E-01)
2.88E+01(2.78E-01)
4.28E+01(5.00E-01)
6.04E+01(4.71E-01)
7.45E+01(4.77E-01)
5.40E+01(7.52E-01)
1.09E+02(6.22E-01)
1.69E+02(2.16E-01)
2.12E+02(1.34E-01)
2.81E+02(5.99E-14)
2.20E+02(5.57E-02)
4.33E+02(9.86E-02)
8.00E+02(1.21E-01)
1.08E+03(5.38E-02)
1.32E+03(2.33E-01)
2.18E+01(0.00E+00)
4.45E+01(7.49E-15)
–
–
–
2.16E+01(6.84E+01)
2.60E+02(5.99E-14)
4.01E+02(4.41E+00)
5.57E+02(5.07E+00)
1.44E+02(3.03E+02)
2.07E+03(7.15E-02)
6.78E+07(4.58E-03)
–
–
–
2.21E+01(1.73E-01)
2.68E+01(2.17E-01)
3.90E+01(6.36E-01)
5.36E+01(1.23E+00)
6.64E+01(7.95E-01)
5.16E+01(2.75E-01)
9.81E+01(2.42E+00)
1.54E+02(3.10E+00)
1.97E+02(2.95E-01)
2.48E+02(0.00E+00)
1.13E+02(3.36E+00)
2.56E+02(5.72E+00)
5.44E+02(3.40E+00)
7.47E+02(6.34E+00)
9.59E+02(4.15E+00)
1.96E+01(3.74E-15)
4.07E+01(7.49E-15)
–
–
–
1.80E+01(5.70E+01)
1.37E+02(3.00E-14)
2.48E+02(1.46E+00)
3.27E+02(1.78E+00)
9.02E+01(1.90E+02)
2.07E+03(1.86E+00)
6.78E+07(1.57E-08)
–
–
–
2.47E+01(9.22E-02)
3.05E+01(1.55E-01)
4.44E+01(1.89E-01)
6.16E+01(1.96E-01)
7.48E+01(2.87E-01)
5.63E+01(1.34E-01)
1.10E+02(2.21E-01)
1.70E+02(2.73E-01)
2.12E+02(7.87E-02)
2.79E+02(5.99E-14)
2.15E+02(1.33E+00)
4.27E+02(7.88E-01)
7.96E+02(1.49E+00)
1.08E+03(6.31E-01)
1.32E+03(2.04E+00)
1.99E+01(0.00E+00)
4.07E+01(7.49E-15)
–
–
–
2.33E+01(7.37E+01)
–
4.14E+02(1.78E-01)
1.12E+02(2.37E+02)
1.36E+02(2.86E+02)
2.07E+03(2.19E-02)
6.78E+07(0.00E+00)
–
–
–
2.02E+01(8.83E-02)
2.52E+01(5.01E-02)
3.73E+01(5.16E-02)
5.09E+01(7.49E-02)
6.39E+01(1.50E-01)
4.90E+01(6.07E-02)
9.57E+01(6.25E-02)
1.49E+02(3.36E-01)
1.88E+02(6.09E-02)
2.44E+02(0.00E+00)
2.02E+02(1.07E+00)
4.04E+02(1.56E+00)
7.60E+02(1.24E+00)
1.03E+03(1.68E+00)
1.27E+03(2.61E+00)
2.07E+01(3.74E-15)
4.64E+01(7.49E-15)
–
–
–
1.49E+01(4.73E+01)
–
1.88E+02(2.37E-01)
2.43E+02(1.77E-01)
–
2.07E+03(3.10E-02)
6.78E+07(1.57E-08)
–
–
–
5.91E+01(2.38E-01)
1.30E+02(3.68E-01)
1.96E+02(2.95E-01)
2.60E+02(5.99E-01)
3.27E+02(4.74E-01)
2.57E+02(5.69E-01)
5.19E+02(9.28E-01)
7.76E+02(9.57E-01)
1.05E+03(6.07E-01)
1.30E+03(0.00E+00)
2.92E+02(6.34E+00)
6.05E+02(4.48E+00)
1.17E+03(6.12E+00)
1.69E+03(4.87E+00)
2.10E+03(1.44E+01)
9.32E+01(0.00E+00)
1.88E+02(0.00E+00)
–
–
–
5.97E+01(1.89E+02)
–
–
–
–
2.10E+03(9.98E-01)
6.78E+07(0.00E+00)
–
–
–
1.39E+00(4.01E-01)
2.48E+01(1.17E+00)
3.56E+01(7.90E-01)
4.49E+01(1.22E+00)
5.59E+01(9.68E-01)
3.49E+01(1.53E+00)
6.95E+01(2.08E+00)
1.11E+02(1.56E+01)
1.25E+02(2.40E+00)
1.75E+02(3.00E-14)
6.78E+02(4.00E-03)
1.36E+03(2.91E-03)
2.80E+03(2.08E-02)
4.28E+03(9.48E-03)
5.89E+03(1.87E+00)
2.28E+01(0.00E+00)
4.38E+01(7.49E-15)
–
–
–
2.39E+01(7.57E+01)
–
–
–
–
1.83E+03(6.33E+02)
3.41E+05(6.14E-11)
–
–
–
‘–’ indicates that the compared algorithm fail to obtain any feasible solution.
TABLE VI
T HE HV R ESULTS O BTAINED BY NSGA-II, MOEA/D, GDE3, CMOPSO, MOPSO, IBEA, MOEA/DVA,
I NSTANCES . T HE B EST R ESULT IN E ACH ROW IS H IGHLIGHTED .
Problem
TREE1
TREE2
TREE3
TREE4
TREE5
TREE6
AND
WOF-SMPSO
ON
30 TREE T EST
Dim
NSGA-II
MOEA/D
GDE3
CMOPSO
MOPSO
IBEA
MOEA/DVA
WOF-SMPSO
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
6.59E+00(2.13E-02)
6.77E+00(1.98E-02)
1.00E+01(6.98E-02)
1.31E+01(7.46E-02)
1.60E+01(5.72E-02)
5.60E+01(3.85E-01)
1.10E+02(6.47E-01)
1.61E+02(9.05E-01)
2.10E+02(4.67E-01)
2.61E+02(0.00E+00)
2.48E+03(1.14E+00)
4.77E+03(2.16E+00)
9.24E+03(3.15E+00)
1.38E+04(1.50E+00)
1.81E+04(3.40E+00)
4.65E+00(9.29E-03)
8.75E+00(1.87E-15)
0.00E+00(0.00E+00)
2.32E-03(4.93E-03)
0.00E+00(0.00E+00)
4.41E+00(1.40E+01)
4.93E-01(1.17E-16)
6.85E-01(8.66E-03)
8.43E-01(7.83E-03)
2.84E-01(4.57E-01)
8.88E+07(8.17E+05)
4.85E+11(1.54E+09)
1.61E+15(2.64E-01)
0.00E+00(0.00E+00)
2.50E-02(4.90E-02)
6.22E+00(2.58E-02)
6.28E+00(1.26E-02)
9.26E+00(2.74E-02)
1.21E+01(3.03E-02)
1.49E+01(3.93E-02)
5.23E+01(2.80E-01)
1.03E+02(4.63E-01)
1.53E+02(3.59E-01)
2.02E+02(8.38E-02)
2.52E+02(3.00E-14)
3.09E+03(1.56E+01)
5.93E+03(1.05E+01)
1.06E+04(4.13E+01)
1.55E+04(2.40E+01)
2.01E+04(5.72E+01)
6.63E+00(9.36E-16)
1.30E+01(1.87E-15)
0.00E+00(0.00E+00)
7.89E-01(9.93E-04)
0.00E+00(0.00E+00)
4.32E+00(1.37E+01)
3.95E-01(5.85E-17)
5.78E-01(4.64E-03)
7.62E-01(6.95E-03)
8.55E-01(8.51E-03)
1.28E+08(1.03E+06)
8.45E+11(4.39E+09)
2.65E+15(0.00E+00)
0.00E+00(0.00E+00)
2.72E+00(6.20E-02)
8.08E+00(2.12E-01)
8.88E+00(1.29E-01)
1.36E+01(2.71E-01)
1.84E+01(2.65E-01)
2.33E+01(3.15E-01)
7.29E+01(2.02E+00)
1.51E+02(2.47E+00)
2.37E+02(1.53E+00)
3.22E+02(1.19E+00)
4.05E+02(5.99E-14)
2.49E+03(5.55E-01)
4.79E+03(4.10E-01)
9.30E+03(7.37E-01)
1.39E+04(4.12E-01)
1.82E+04(1.10E+00)
7.06E+00(0.00E+00)
1.39E+01(1.87E-15)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
6.90E+00(2.18E+01)
1.09E+01(1.87E-15)
1.88E+01(4.61E-01)
2.62E+01(5.55E-01)
7.17E+00(1.51E+01)
1.26E+08(4.18E+06)
7.64E+11(1.13E+09)
2.75E+15(5.27E-01)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
7.65E+00(9.60E-02)
8.02E+00(1.17E-01)
1.17E+01(5.13E-01)
1.52E+01(7.57E-01)
1.91E+01(7.09E-01)
6.69E+01(6.84E-01)
1.22E+02(6.39E+00)
1.88E+02(1.09E+01)
2.63E+02(1.32E+00)
2.89E+02(5.99E-14)
3.47E+03(3.60E+01)
6.35E+03(6.53E+01)
1.14E+04(3.26E+01)
1.65E+04(6.68E+01)
2.12E+04(4.65E+01)
6.29E+00(9.36E-16)
1.22E+01(1.87E-15)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
5.82E+00(1.84E+01)
4.02E+00(9.36E-16)
6.89E+00(1.34E-01)
8.35E+00(1.26E-01)
2.05E+00(4.32E+00)
1.32E+08(1.59E+06)
8.12E+11(0.00E+00)
2.56E+15(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
9.25E+00(6.50E-02)
9.82E+00(9.48E-02)
1.45E+01(1.27E-01)
1.91E+01(1.41E-01)
2.36E+01(2.19E-01)
8.09E+01(5.85E-01)
1.59E+02(9.48E-01)
2.38E+02(1.32E+00)
3.18E+02(5.22E-01)
3.91E+02(5.99E-14)
2.51E+03(4.60E+00)
4.81E+03(3.94E+00)
9.30E+03(4.86E+00)
1.38E+04(2.53E+00)
1.82E+04(6.26E+00)
6.40E+00(9.36E-16)
1.23E+01(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
7.52E+00(2.38E+01)
0.00E+00(0.00E+00)
2.03E+01(1.29E-02)
5.34E+00(1.13E+01)
6.24E+00(1.32E+01)
1.56E+08(5.27E+05)
1.00E+12(0.00E+00)
3.30E+15(5.27E-01)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
6.79E+00(1.79E-02)
7.09E+00(3.26E-02)
1.05E+01(6.01E-02)
1.37E+01(8.40E-02)
1.67E+01(1.42E-01)
5.96E+01(2.05E-01)
1.17E+02(5.28E-01)
1.70E+02(1.19E+00)
2.21E+02(2.16E-01)
2.67E+02(0.00E+00)
2.56E+03(6.65E+00)
4.90E+03(6.34E+00)
9.42E+03(5.69E+00)
1.40E+04(8.05E+00)
1.83E+04(1.22E+01)
5.53E+00(9.36E-16)
1.05E+01(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
4.57E+00(1.45E+01)
0.00E+00(0.00E+00)
8.80E-01(1.31E-02)
1.05E+00(5.98E-03)
0.00E+00(0.00E+00)
1.38E+08(6.37E+05)
8.37E+11(1.29E-04)
2.55E+15(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
7.21E-01(1.67E-02)
2.10E-01(2.53E-03)
2.97E-01(4.41E-03)
3.60E-01(4.02E-03)
4.31E-01(4.05E-03)
1.78E+00(3.89E-02)
3.13E+00(6.17E-02)
4.38E+00(3.79E-02)
5.69E+00(2.22E-02)
6.60E+00(9.36E-16)
3.42E+02(6.86E+00)
5.39E+02(3.79E+00)
9.11E+02(6.19E+00)
1.31E+03(1.28E+01)
1.62E+03(2.39E+01)
1.13E-01(1.46E-17)
1.77E-01(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
1.09E-01(3.45E-01)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
1.38E+07(2.36E+05)
1.93E+10(0.00E+00)
5.43E+13(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
1.03E+01(2.96E-03)
1.11E+01(2.98E-03)
1.65E+01(4.27E-03)
2.18E+01(4.53E-03)
2.70E+01(6.03E-03)
9.35E+01(5.41E-02)
1.85E+02(1.23E-01)
2.76E+02(1.24E-01)
3.67E+02(7.07E-02)
4.56E+02(1.20E-13)
6.44E+03(2.15E-01)
1.26E+04(2.94E-02)
2.48E+04(1.72E-01)
3.70E+04(1.51E-01)
4.90E+04(2.03E-01)
7.40E+00(9.36E-16)
1.45E+01(1.87E-15)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
8.87E+00(2.81E+01)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
1.72E+08(2.33E+02)
1.12E+12(2.57E-04)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
0.00E+00(0.00E+00)
application of tailored algorithms for TREE problems as none
of the tested MOEAs can solve them perfectly; moreover, the
deterministic grouping based algorithms may not perform well
due to the complex variable interactions and correlations to
different objectives in TREE problems.
C. Challenges
Generally, the main challenges of our proposed TREE
problems can be attributed to three aspects. First, the TREE
problems are intrinsically scalable to the number of decision variables. Since the complexities of the proposed TREE
problems are substantially increased as the number of decision variables grows, it poses more challenges than generic
multiplication/addition-based large-scale benchmark MOPs.
Moreover, since the true voltage values are determined by
the load of the power system, the optimal values of decision
variables in the TREE problems are irregularly distributed.
Consequently, the PSs of TREE problems are more complex
than those in conventional benchmark problems, thus posing
more challenges to effective offspring generation [62].
Second, the large number of constraints is another challenge
to existing MOEAs. For example, results in Table V indicate
that most algorithms fail to find any feasible solutions on
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0.025
Non-dominated solutions
Approximate PF
MOEA/D
0.02155
0.015
f2
94.9
80
85
90
0
70
95
8
10-3
Non-dominated solutions
Approximate PF
0.02
0.015194
f2
80
80
85
0.002
90
0.01519
84.18 84.19 84.2
f1
0.002
0
0
95
0.015192
0.004
81
f1
74
76
78
80
f1
MOPSO
7
-1
f1
75
0.015196
0.01
0.006
0.004
94.82
0.005
f1
0.012
0.008
0
f2
0.021544
94.8
94.95
f1
75
f2
0.01
0.01878
94.85
0
70
0.006
0.021546
0.01879
0.005
0.021548
f2
f2
f2
0.0188
0.01
Non-dominated solutions
Approximate PF
0.014
1
0.008
0.01881
CMOPSO
0.016
Non-dominated solutions
Approximate PF
0.01
0.02
0.015
GDE3
0.012
Non-dominated solutions
Approximate PF
f2
NSGA-II
0.02
10
82
84
74
86
76
78
IBEA
0.06
Non-dominated solutions
Approximate PF
MOEA/DVA
1.8
Non-dominated solutions
Approximate PF
10
-3
1.6
0.015
2
77.25335
77.2534
1
0.005
76
78
80
f1
82
84
86
0
70
75
80
1.3
f2
f1
85
236
95
0
50
238
84
86
74 76 78 80 82
f1
1.1
f1
0.01
90
10
9.5
1.2
0.0512
91.1 91.15 91.2
f1
0
74
0.02
0.0181
f1
1.4
0.0514
3
7.237
10-4
1.5
0.0516
0.03
0.0182
10.5
f2
0.01
86
f2
7.238
f2
f2
4
0.0518
0.04
0.0183
f2
5
84
WOF-SMPSO
f2
10-3
f2
7.239
82
Non-dominated solutions
Approximate PF
1.7
0.05
6
80
f1
f1
1
0.9
100
f1
150
200
250
74
76
78
80
82
Fig. 4. The non-dominated solutions obtained by the compared algorithms on TREE1 in the run associated with the median IGD value.
Fig. 5. The non-dominated solutions obtained by the compared algorithms on TREE6 in the run associated with the median IGD value.
high-dimensional TREE4 to TREE6. Since the number of
constraints is even bigger than the number of objectives,
constraint handling strategies for mating selection, environmental selection, and offspring generation should be specially
enhanced. Moreover, since the nonlinear properties of the
constraints are even more complex than those of the objectives,
the complex mutual dependency between the objectives and
the constraints can be a challenge.
Third, the interactions among the neighborhood decision
variables in the proposed TREE problems lead to further
challenges in terms of the nonseparability of the objective
functions. Note that, due to the requirement of smoothness
and continuity, the neighborhood decision variable interactions
widely exist in the real-world problems, e.g., the automatic
systems [64] or the engineering design models [65]. Consequently, the PSO based MOEAs perform better than the
generic operator-based ones, which is mainly attributed to the
fact that PSO is more effective in tracking the neighborhood
variable interactions. Nevertheless, due to a large number of
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Transactions on Evolutionary Computation
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local optima in LSMOPs, the diversity maintenance in the PSO
based offspring generation should be enhanced to alleviate
premature convergence.
D. Real-World Validation
We validate the proposed formulation method for the TREE
problems and the corresponding performance of evolutionary
multiobjective optimization using a real-world power delivery
system, where two state-of-the-art RE estimation approaches
(as introduced in Section II), i.e., the adaptive detection
method [10] and the line parameter estimation method [11],
are adopted in our validation test. Furthermore, a state-of-theart calibration method, i.e., the on-site calibration method [6],
is adopted to obtain the REs of the VTs as the ground truth.
Note that a smaller difference between the estimated result
and the calibration result indicates a better performance.
The flowchart of the proposed method in estimating the REs
of uncalibrated VTs is presented in Fig. 6. First, a precise
sampling device (±0.05% maximum permissible error) and
a workstation are installed in the central control room of
the selected substation. Then, all analog signals of VTs in
this substation are sampled by this device and saved in the
workstation as historical data. If the sampled data is not
enough, i.e., n≤T (T is set to 8000 in this experiment), more
data should be sampled; otherwise, the collected data is used
to formulate a TREE problem. Next, an MOEA is adopted to
optimize the formulated problem to obtain the estimated true
voltage values by averaging all feasible solutions. Afterwards,
the RE of each VT is calculated and the faulty one(s) will be
reported to staff; otherwise, the above process will be repeated.
Start
Data Collection (Voltage Values by VTs)
History Dataset of n Samples
No
n>T
Yes
TREE Problem Formulation
MOEA Optimization
Average of the Feasible Solutions
RE Calculation
No
Faulty VTs
Yes
Report
End
Fig. 6. The flowchart of our proposed method in handling the real-world
TREE problem.
As the formulation, we use the first problem in the proposed
benchmark set (i.e., TREE1), and then we conduct optimization using the algorithm having the most stable performance
as tested above, i.e., the MOPSO [55]. Note that the parameter
11
settings of the MOPSO are the same as that in Section IV-A,
except that the maximum number of FEs is set to 300,000.
TABLE VII
S TATIC RE S OF T HREE -P HASE VT S O BTAINED BY MOPSO AND O N -S ITE
C ALIBRATION , W HERE REA , REB , AND REC ARE THE S TATIC RE S OF
THE P RIMARY S IDE P HASE A, P HASE B, AND P HASE C VT S ,
R ESPECTIVELY.
Phase
Optimization (%)
Calibration (%)
Difference(%)
REA
REB
REC
0.195
0.267
0.237
0.124
0.227
0.126
0.071
0.040
0.111
In the static scenario, i.e., the simplified TREE problem,
the on-site calibration method obtains a single RE value for
each VT as the ground truth. In contrast, the time-varying
REs of each VT obtained by the MOPSO are averaged and
then used as the static RE. The detailed static RE values
obtained by the on-site calibration and MOPSO are displayed
in Table VII, where REA , REB , REC correspond to the threephase REs, respectively. The RE differences between our
method and the calibration method are only 0.071%, 0.040%,
and 0.111% respectively, indicating its estimation accuracy. As
for the results achieved by two compared estimation methods,
i.e., the adaptive detection method and the line parameter
estimation method, the maximum RE differences are 0.31%
and 0.88%, respectively. Generally, MOPSO significantly outperforms these two data-driven RE estimation methods.
E. Discussions
Based on the above, we can conclude that the proposed
formulation method is generally effective. In spite of the slight
differences between the REs obtained by the proposed formulation method and the calibration method (i.e., ground truth),
the performance is significantly better than the compared
data-driven RE estimation methods. More specifically, the
proposed formulation method has the following advantages.
1) Cheap Cost: Our proposed method is much cheaper than
any on-site/off-line calibration. Besides, this method does not
need to de-energize the substation or conduct additional labor
operations.
2) Real-Time: Once the voltage sensors are installed, the
voltage values from each VT can be obtained easily. Consequently, the data can be used to estimate the REs whenever it
is needed. Instead of the time-consuming calibration process,
this method provides real-time estimations as early warnings
of potential faulty VTs. It is worth noting that, in practice, the
method does not have to be in full-time operation; alternatively, it could also be deployed periodically.
3) Versatility: In our proposed benchmark problems, three
major types of substations are included, where the formulation
does not require any specific VT types/models. Besides, the
true voltage values over time are the optimization target of
our proposed method, and the REs of different VTs can be
calculated according to the RE calculation method (refer to
(1)). Thus, our proposed method can be applicable to VTs in
different substations, which makes it more practical for realworld application problems.
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Hence, in practice, the proposed formulation method can
provide the decision-makers with early warnings of potential
faulty VTs, thus enabling them to decide whether to conduct
expensive on-site/off-line calibration or not. It is worth noting
that, however, the proposed method is merely tailored for
estimating the REs of VTs, since there are mainly three
difficulties in applying this method to current transformers
(CTs). First, the properties of the current are totally different
from those of the voltages, and thus it will be difficult to
formulate the objectives/constraints. Second, the measuring
range of the CTs is larger than that of the VTs, resulting in
a larger search space. Thus, the optimization of the problem
would be too difficult to obtain feasible results. Third, since
the sampling devices for VTs are installed in parallel while
those for CTs are installed in series, the fault of sampling
devices can lead to serious damages to the CT systems.
V. C ONCLUSION
In this work, we have formulated the RE estimation tasks
in power delivery systems into benchmark large-scale multiobjective optimization problems. Then, we have used eight representative MOEAs to optimize them. Furthermore, we have
validated the proposed multiobjective formulation method as
well as the corresponding performance of evolutionary multiobjective optimization using a real-world substation of the
power delivery system.
The formulated TREE problems are suitable for examining
the performance of large-scale MOEAs in solving real-world
problems due to the following reasons. Firstly, the number
of decision variables in those TREE problems can vary from
hundreds to even millions, which indicates good scalability.
Secondly, the decision variable interactions in the TREE
problems cover different scenarios, i.e., being fully separable,
fully nonseparable, and partially separable. Thirdly, the TREE
problems are irregular in terms of variable interactions, correlations to different objectives, and shapes of PFs/PSs, which
can reflect the complexity of real-world problems. Fourthly,
we have considered many constraints for the TREE problems,
thus making them more practical.
We have optimized the formulated TREE problems using
eight representative MOEAs, i.e., NSGA-II, MOEA/D, GDE3,
CMOPSO, MOPSO, IBEA, MOEA/DVA, and WOF-SMPSO.
Empirical results indicate that WOF-SMPSO has achieved
the best general performance while the other algorithms have
exhibited slightly different capabilities. To be specific, the
deterministic grouping based algorithms may fail in solving
TREE problems due to their complex variable interactions and
correlations to different objectives; by contrast, MOEAs with
PSO operators have performed slightly better than algorithms
with crossover operators. Furthermore, we have validated the
proposed multiobjective formulation method and the corresponding performance of evolutionary multiobjective optimization using a real-world substation of the power delivery
system, where three state-of-the-art RE estimation approaches
are compared with our proposed multiobjective formulation
and evolutionary optimization method.
In conclusion, the contributions of this work are two-fold.
On one hand, the multiobjective formulation of the TREE
12
problems can promote the research in evolutionary large-scale
multiobjective optimization. On the other hand, the empirical results indicate the promising potentials of evolutionary
multiobjective optimization in solving the TREE problems,
which in turn, will promote the research in the time-varying
RE estimation task and make sound economic sense for power
deliveries.
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Cheng He (M’2019) received the B.Eng. degree
from the Wuhan University of Science and Technology, Wuhan, China, in 2012, and the Ph.D.
degree from the Huazhong University of Science
and Technology, Wuhan, China, in 2018. Currently, he is a postdoctoral research fellow with the
Department of Computer Science and Engineering, Southern University of Science and Technology, Shenzhen, China. His current research interests include model-based evolutionary algorithms, multiobjective/many-objective optimization, largescale optimization, deep learning, and their applications.
Ran Cheng (M’2016) received the B.Sc. degree
from the Northeastern University, Shenyang, China,
in 2010, and the Ph.D. degree from the University
of Surrey, Guildford, U.K., in 2016. He is currently
an Assistant Professor with the Department of Computer Science and Engineering, Southern University
of Science and Technology, Shenzhen, China. His
current research interests include evolutionary multiobjective optimization, model-based evolutionary algorithms, large-scale optimization, swarm intelligence, and deep learning. He is the founding chair of
IEEE Symposium on Model-Based Evolutionary Algorithms (IEEE MBEA).
He is the recipient of the 2018 IEEE Transactions on Evolutionary Computation Outstanding Paper Award, the 2019 IEEE Computational Intelligence
Society (CIS) Outstanding Ph.D. Dissertation Award, and the 2020 IEEE
Computational Intelligence Magazine Outstanding Paper Award.
14
Xin Yao (M’91-SM’96-F’03) received the B.Sc.
and Ph.D. degrees from the University of Science
and Technology of China, Hefei, China, in 1982
and 1990, respectively. He is a Chair Professor
of Computer Science with the Southern University
of Science and Technology, Shenzhen, China, and
a part-time Professor of Computer Science with
the University of Birmingham, U.K. He has been
researching multi-objective optimization since 2003,
when he published a well-cited EMO’03 paper on
many-objective optimization. His current research
interests include evolutionary computation, ensemble learning, and their
applications in software engineering. Dr. Yao was a recipient of the 2001
IEEE Donald G. Fink Prize Paper Award, the 2010, 2016, and 2017 IEEE
Transactions on Evolutionary Computation Outstanding Paper Awards, the
2010 BT Gordon Radley Award for Best Author of Innovation (Finalist), the
2011 IEEE Transactions on Neural Networks Outstanding Paper Award, the
Prestigious Royal Society Wolfson Research Merit Award in 2012, the IEEE
Computational Intelligence Society (CIS) Evolutionary Computation Pioneer
Award in 2013, and many other best paper awards. He was the President of
IEEE CIS from 2014 to 2015, and from 2003 to 2008 he was Editor-in-Chief
of the IEEE TRANSACTIONS ON EVOLUTIONARY COMPUTATION. He
is a Distinguished Lecturer of IEEE CIS.
Chuanji Zhang received the B.S. degree in 2014
from the Huazhong University of Science and Technology. He is currently a Ph.D. candidate with
the School of Electric and Electronic Engineering,
Huazhong University of Science and Technology,
Wuhan 430074, China. His main research interests
include electrical measurement, measurement error
estimation.
Ye Tian received the B.Sc., M.Sc., and Ph.D.degrees
from the Anhui University, Hefei, China, in 2012,
2015, and 2018, respectively. He is currently a
Lecturer with the Institutes of Physical Science and
Information Technology, Anhui University, Hefei,
China. His current research interests include multiobjective optimization methods and their application.
He is the recipient of the 2018 IEEE Transactions on Evolutionary Computation Outstanding Paper
Award.
Qing Chen received the B.S., M.S., and Ph.D
degrees from the Huazhong University of Science
and Technology, in 2002, 2004 and 2008, respectively. He is currently an Associate Professor with
the School of Electric and Electronic Engineering,
Huazhong University of Science and Technology,
Wuhan 430074, China. His main research interests
include electrical measurement, condition monitoring, and Oilfield electrical engineering.
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