PII:
Solid-State Electronics Vol. 42, No. 9, pp. 1661±1663, 1998
# Published by Elsevier Science Ltd. All rights reserved
Printed in Great Britain
0038-1101/98/$ - see front matter
S0038-1101(98)00126-9
PERTURBATION CALCULATION OF DONOR STATES IN
A SPHERICAL QUANTUM DOT
C. BOSE1 and C. K. SARKAR2
1
Department of Electronics and Telecommunication Engineering, Jadavpur University, Calcutta 700
032, India
2
Department of Physics, B.E. College (D.U.), Shibpur, Howrah 711 103, India
(Received 19 August 1997; in revised form 2 February 1998)
AbstractÐAn attempt is made to derive the donor states associated with the ground and a few higher
levels in spherical quantum dot (QD) using the perturbation method. The binding energies are computed for GaAs QD as functions of the dot size and the impurity position. The results show that the
impurity binding energies decrease with the increase in dot dimension. The binding energies are also
found to show a strong dependence on the location of the impurity within the dot. For s-levels, the
donor binding energy is maximum for an on-centre impurity, while for p and d-levels, the binding
energy maxima occur for a donor located o the dot centre. # 1998 Published by Elsevier Science Ltd.
All rights reserved
1. INTRODUCTION
spherical QD can be expressed as
The presence of impurities in semiconductors introduces bound states in the forbidden gap which
strongly aect both the optical and transport properties of semiconductors. Therefore, the understanding of impurity states in semiconductors is of
utmost importance. Although the impurity states
within bulk semiconductors had been exhaustively
studied, the same within the quantum well (QW)
structures was initiated only in the last decade[1±4].
Recently similar studies have been extended to
quasi-one-dimensional and quasi-zero-dimensional
structures like quantum well wires (QWWs)[5,6]
and quantum dots (QDs), respectively[7,8]. The
eect of the geometry of QDs[9] and that of the
cross-sectional forms of QWWs[10] on the impurity
binding energy have also been investigated.
However, the investigators have so far only concentrated their interests on the impurity ground state,
using mostly variational techniques in the eective
mass approximation. In the present analysis, we
employ a perturbation method to calculate the
donor states associated with few higher-lying levels,
including the lowest one in a spherical QD having a
square potential well of in®nite barrier. The impurity binding energies are theoretically estimated for
QD of wide-gap semiconductors and computed for
GaAs, a typical representative.
2. THEORY
In the eective mass approximation, the
Hamiltonian of a single hydrogenic impurity in a
H
p2
e2
V r ÿ
2m*
4pEjr ÿ ri j
1
where e and m* are, respectively, the electronic
charge and eective mass, p is the momentum, E is
the dielectric constant of the dot material and ri
gives the location of the impurity with respect to
the centre of the dot. V(r) describes the potential
pro®le, i.e. V(r) is zero for r < R and in®nite for
r>R, R being the radius of the dot. The last term
in Equation (1) is the Coulomb interaction term
due to the hydrogenic impurity and acts as a perturbation over the original Hamiltonian, consisting
of the remaining terms of the same equation.
The eigenfunction of the Hamiltonian in the
absence of the impurity is given by
cnlm fnl rYlm y, f
2
where fnl(r) gives the radial part and Ylm(y, f) gives
the angle dependent part. n, l and m are the principal, angular momentum and magnetic quantum
numbers, respectively. fnl(r) for a spherical QD with
square well potential is given by
r
1 2 Jl1=2 knl r
fnl r
3
R r rJl3=2 knl R
Jg, being the Bessel function of order g.
The binding energy of the hydrogenic impurity is
de®ned as the dierence between the energy states
without and with the impurity present, for a particular level. Thus, the impurity binding energies are
given by the correction term, obtained from the per-
1661
1662
C. Bose and C. K. Sarakr
turbation method, as
1
DE nlm
cnlm * ÿ
e2
c
4pEjr ÿ ri j nlm
4
The term 1/v r ÿ ri v can be expanded in spherical
harmonics as
ml
1
X
1
4p rl< X
Ylm * y 0 , f 0 Ylm y, f
l1
jr ÿ ri j l0 2l 1 r> mÿl
5
where r< (r>) is the smaller (larger) of r and ri.
From the above expression we get
1
DE nlm
ÿ
e2
4pE
R
f
0
2
nl
rIlm r2 dr
6
where
Fig. 1. The binding energy of the four lowest donor states
as a function of the donor position within an in®nite barrier GaAs quantum dot of radius 5 nm
1
l
X
4p rl< X
Ilm
Ylm * y 0 , f 0
2l 1 rl1
> mÿl
l0
r
2l 1 2l 1 2l 1
ÿ1
4p
l l l
l
l l
0 0 0
ÿm m m
ÿm
7
where
l
ÿm
l
m
l
m
and
l l
0 0
l
0
in Equation (7) are the 3ÿj symbols.
The properties of 3ÿj symbols and spherical harmonics ®nally yield Ilm in the present problem as
2l
X
4p rl<
Ilm
Yl0 y 0 , f 0
2l 1 rl1
>
l0
r
2l 1 2l 1 2l 1
ÿ1
4p
l l l
l
l l
0 0 0
ÿm 0 m
even for spherical dots of radius larger than twice
the Bohr radius[12]. The material parameters used
here for GaAs yield the Bohr radius as 104 AÊ.
Accordingly, the perturbation calculation is suciently accurate even for dot radius 0200 AÊ. In the
present analysis we have, therefore, restricted our
calculation to QD of radius 200 AÊ. In Figs 1±3, the
donor binding energies for several excited levels
along with the ground level are plotted as a function of impurity position and dot size. The binding
energies in these ®gures are expressed in terms of
Rydberg's constant Ry, which is 5.24 meV for
donors (electrons) in GaAs.
In Fig. 1 we present the binding energies associated with the four lowest states of the QD as a
function of the donor position. In the case of
s-states (i.e. n00 states), the binding energy is maxi-
ÿm
8
where Yl0 y 0 , f 0 is the average value of Yl0(y', f').
Equation (6) together with Equations (3) and (8)
give the donor states bound to various excited levels
in a spherical QD with square well potential.
3. RESULTS AND DISCUSSION
To compute the derived impurity binding energies, we use the material parameters for GaAs[11].
For the perturbation calculation to be valid, the
size quantization energy should be greater than the
Coulomb interaction between the electron and the
impurity. This implies that the radius of the QD
must be suciently smaller than the Bohr radius
(RB). However, the estimation shows that the perturbation calculation yields error of only about l%,
Fig. 2. The splitting of 1p and 1d donor states as a function of the donor position within an in®nite barrier GaAs
quantum dot of radius 5 nm
Donor states in a spherical quantum dot
Fig. 3. The binding energy of the two lowest donor states
as a function of the radius of an in®nite barrier GaAs
quantum dot for the impurity position ri=0 (solid curves)
and 2 nm (broken curves). The curves (a) and (b) correspond, respectively, to the 100 and 110 states
mum for an on-centre impurity and decreases sharply as the impurity moves away from the dot
centre. It can be seen from Fig. 1 that for n = 2 the
binding energy assumes higher values in the vicinity
of the dot centre, but falls o more rapidly compared to that for n = 1. The binding energies for
1p-state (i.e. 110 state) and 1d-state (i.e. 120 state)
are seen to be relatively less sensitive to donor position than that for s-states. For both 1p- and 1dstate, the binding energy initially increases, reaches
a maximum and subsequently decreases as the
impurity position is allowed to change from the
centre to the edge of the dot. It can be further
noted that the maximum for the 1d-state is less prominent and is located farther away from the centre
of the dot as compared to that of the 1p-state. The
observed variations can be attributed to the nature
of the wavefunctions corresponding to the s-, pand d-states.
In the QD, the p-states are triply degenerate
whereas the d-states are 5-fold degenerate. The
Coulomb interaction, however, lifts this degeneracy
due to which the donor state corresponding to 1pstate splits into two levels and that corresponding
to 1d-state splits into three levels. These splittings
are shown in Fig. 2. The observed variations indicate that for states with m = l (i.e. for 111 and 122
states in Fig. 2), the binding energies assume their
maximum values for a centre-doped dot. On the
other hand, the states corresponding to l$ m (i.e.
110, 120 and 121 states) are found to possess maximum binding energies for impurity located somewhere between the centre and edge of the dot, the
location and the prominence of the maximum
depending on the particular value of l and m.
1663
Figure 3 illustrates the binding energies of the
two lowest states in a spherical GaAs QD as a function of the dot radius for dierent impurity positions. In a QD with the impurity located centrally,
the binding energies for both the s- and p-states
decrease as the dot radius increases. For an ocentre impurity, the variation in binding energy
with radius becomes ¯attened for both s- and pstates with the plot for p-state exhibiting a maximum slightly displaced from R = ri. For R = ri,
the impurity is at the edge of the dot for which the
binding energy is minimum. However, as R
increases the impurity eectively shifts towards the
dot centre, indicating an increase in the binding
energy. An increase in dot radius will also mean a
spread of the wavefunction which will bring down
the binding energy. These two opposing eects dictate the variation in the binding energy for the ocentre impurity, whereas, only the last term is relevant for the, on-centre impurity. The above considerations explain the variations observed in Fig. 3.
4. CONCLUSION
In conclusion, we have calculated the binding
energies for the ground-state and a few adjacent
excited states for a shallow hydrogenic donor in
spherical in®nite barrier GaAs QDs with squarewell potential, following a perturbation method.
The computed result shows that the impurity binding energy is quite sensitive to the impurity position. The binding energies of the p- and d-levels are
shown to split as the location of the donor is varied
within the QD. The strong dependence of the dierent donor states on the dot size is also established.
AcknowledgementsÐThe work is ®nancially supported by
the UGC and the CSIR, India. The authors are grateful
to Dr M. K. Bose for valuable suggestions.
REFERENCES
1. Bastard, G., Phys. Rev. B, 1981, 24, 4714.
2. Bastard, G., Surf. Sci., 1982, 113, 165.
3. Masselink, W. T., Chang, Y. C. and Morkoc, H.,
Phys. Rev. B, 1983, 28, 7373.
4. Oliveira, L. E. and Falicov, I. M., Phys. Rev. B, 1986,
34, 8676.
5. Brown, J. and Spector, N., J. Appl. Phys., 1986, 59,
1179.
6. Weber, G., Schulz, P. A. and Oliveira, L. E., Phys.
Rev. B, 1988, 38, 2179.
7. Porras-Montenegro, N. and Perez-Merchancano, S.
T., Phys. Rev. B, 1992, 46, 9780.
8. Porras-Montenegro, N., Perez-Merchancano, S. T.
and Latge, A., J. Appl. Phys., 1993, 74, 7624.
9. Ribeiro, F. J. and Latge, A., Phys. Rev. B, 1994, 50,
4913.
10. Bryant, G. W., Phys. Rev. B, 1985, 31, 7812.
11. Adachi, S., J. Appl. Phys., 1985, 58, R±1.
12. Ekimov, A. I., Kudryavtsev, I. A., Ivanov, M. G. and
Efros, A. L., Sov. Phys. Solid State, 1989, 31(8), 1385.