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Construction Informatics Digital Library http://itc.scix.net/
paper w78-2002-100.content
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Automating Building Life Cycle Energy
Assesment
Robin Drogemuller, Michael Ambrose, Selwyn Tucker
CSIRO, Building Construction & Engineering
PO Box 56, Highett Vic 3190, Australia
Robin.Drogemuller@csiro.au
Selwyn.Tucker@csiro.au
Michael.Ambrose@csiro.au
Building designers and developers are expected to meet an increasing range of
constraints on building projects. Normally, the new constraints are part of an
established body of knowledge which designers either have to learn or a new
“discipline” emerges which has expertise in the new area. While the stock of
buildings is improved through these new requirements, both of these paths increase
the complexity of the design process with consequent increases in time and cost for
the project.
LICHEE is an advanced prototype of a system that integrates CAD with life cycle
energy assessment. With the addition of some extra information, it automatically
estimates the operational energy and embodied energy requirements of detached
housing The system was built out of existing components using the Industry
Foundation Classes (IFCs) as the “glue” to bind the components together. The use
of the IFCs provided significant savings in development time over writing
interfaces against the major CAD systems. The software architecture chosen
allowed the use of existing stand-alone software components that previously
required extra expertise and time.
Life cycle energy, Industry Foundation Classes, Computer Aided Design
Introduction
Increasing requirements are being placed on new and refurbished buildings as the interaction of society
and the environment is better understood. These increased requirements are supported by a body of
knowledge which must be understood by designers if buildings are to meet the new requirements. This
places additional load on the designers with consequent time and cost implications. In some cases the
body of knowledge is codified using simplified methods in order to reduce the total cost of using the
methods. This often means that the methods are not applicable to non-standard designs or are ineffectual
through over simplification. For these new methods to be effective, without increasing the cost of
procuring buildings, methods must be found to allow designers to interact with these new bodies of
knowledge.
The ability to determine the life cycle energy impact of buildings is becoming increasingly important as
clients, both private and government, require reduced levels of environmental impact. However, detailed
life cycle energy studies are often difficult and time consuming, leading many in the industry to make
crude estimates or ignore the issue altogether. Current development work with an industry partner is
establishing an automated life cycle energy analysis tool. The analysis software utilises object orientated
CAD data along with life cycle, embodied energy and detailed climatic data to create an individual
lifetime profile for a building design. Users are able to modify their design to explore different life cycle
energy scenarios through material choice, orientation and layout.
The tool integrates several established procedures and is one of the first applications to utilise the recently
developed Industry Foundation Classes (IFCs) to provide a new type of automated capability. The IFCs
provide the description of the building to be analysed. The energy data used is from a series of detailed
research projects that have been undertaken and represents one of the most up-to-date databases available.
International Council for Research and Innovation in Building and Construction
CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002
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Conference Proceedings – distributing knowledge in building
This paper describes a possible approach to life cycle energy analysis through the LICHEE system which
accurately analyses a house design and produces a detailed report of building elements, materials,
operational energy, embodied energy and life cycle energy to create on overall lifetime energy picture of
the design.
Industry Foundation Classes (IFCs)
One of the promises of the International Alliance for Interoperability and the IFCs is to provide a single
method for exchanging data about buildings. The other major promise is to provide rich, structured
information about the building – a building model. Both of these promises were fundamental to the
development of LICHEE. Without these two promises the development of this system would not have
been possible or been able to show adequate return on the cost of development.
One of the great disadvantages of many life cycle assessment procedures for buildings, or other
assessment methods requiring analysis, is the need to quantify and enter data about a building into the
assessment process. This can be very time consuming and as a design progresses the updating of data and
tracking of changes can become onerous and error prone. Consequently, many methods are not used
unless the owner/client explicitly requests their use.
Automation of data entry and utilisation of existing sources of information are of key importance if life
cycle assessment is to be generally adopted. The currently emerging generation of object-based CAD
systems offer an avenue for this data transfer. Traditionally, CAD drawings have been simple line
representations of a building with no associated information as to what the lines actually represent, that is,
walls, windows, roofs, etc. However, object orientated CAD systems do contain such information and
provide the opportunity to develop automated analysis software.
Currently, assessments against NatHERS are required in a number of Australian states. These assessments
are performed by qualified personnel and will mean a delay of one day in finding out if the house meets
the requirements. LICHEE performs a NatHERS assessment as well as an embodied energy assessment in
less than 30 seconds. This allows the designer to rapidly iterate towards a solution.
The Industry Foundation Classes (IFCs) currently being developed and implemented world-wide for
information exchange from proprietary CAD systems is the future of data transfer platforms. The IFCs
are a set of data exchange specifications that represent objects that occur in constructed facilities
(including real things such as doors, walls, fans, etc. and abstract concepts such as space, organization,
process etc.). These specifications represent a data structure supporting an electronic project model
useful in sharing data across applications and were adopted in the LICHEE system.
Each specification is called a 'class'. The word 'class' is used to describe a range of things that have
common characteristics. For instance, every door has the characteristics of opening to allow entry to a
space; every window has the characteristic of transparency so that it can be seen through. Door and
window are names of classes and these classes are termed Industry Foundation Classes or IFCs. The
major advantage of utilising IFC technology is that it allows analysis of drawings produced from any IFC
compliant system. Many of the major CAD vendors are moving towards IFC compliance. Identification
of every object in a CAD drawing by class allows analytical software calculating building performance
measures such as embodied energy and operational energy to obtain almost all of the desired
characteristics directly from the CAD drawing.
Life Cycle Assessment
Life cycle assessment attempts to assess the impact on the environment of any product (including
buildings) from "cradle to grave", i.e. from obtaining the raw materials from which the product is created
to its disposal at the end of its life. The most significant impact is usually in the use of energy and its
resultant greenhouse gas emissions (mostly CO2), with the life cycle aspect including the energy to create
the product and operate it throughout its life. A full life cycle assessment includes all emissions rather
than just energy and greenhouse gas emissions, including the impacts of pollutants released to the air,
water and land during creation and operation.
To be able to quantify environmental impacts resulting from the construction of a building, the quantities
of materials must first be estimated through a process of disaggregation to a level of detail which allows
for the separation of components into their principal materials. Impact intensities of each material can
then be multiplied by the quantities of individual materials and the products aggregated to obtain the total
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International Council for Research and Innovation in Building and Construction
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Conference Proceedings – distributing knowledge in building
for each material, element or whole building. Consistent and reliable databases of intensities are an
essential part of any life cycle assessment and it is usually where the majority of work is concentrated. A
database of energy intensities has recently been derived from input-output tables and other national and
international studies and is used within this study to demonstrate the principle of life cycle assessment.
Lifetimes of the materials chosen can significantly affect the total environmental impacts through
materials and components having to be replaced at intervals throughout the life of a building. Thus the
life cycle approach requires estimation of durability capabilities of building materials which affect the
repair and replacement regimes of the components of a building. The failure of some material requires
replacement of other materials which have not reached the end of their useful life. Life cycle models
must include provision for such replacements to give the correct overall environmental impacts of a
building over its whole life.
The life cycle operating energy requires calculation of the annual energy consumption (or environmental
impact) using a reliable and proven energy evaluation technique. The operating energy calculations
require knowledge of material properties such as heat transfer rates to estimate heating and cooling
requirements of a building. The calculated energy of construction, operating energy and life cycle
replacements and maintenance are then combined to estimate the life cycle energy. Results are usually
presented as performance indicators to readily analyse and assess the impacts.
A life cycle assessment of building energy is thus a comprehensive approach which demands knowledge
of construction such as quantities of materials combined with many properties of materials such as
embodied energy, durability, and heat transfer characteristics. Any practical approach to life cycle energy
estimation requires a fully integrated system which can be readily invoked by a user to compare
alternatives. The first requirement is to obtain the relevant information from the drawings / plans for a
building.
Life Expectancy & Durability
The life expectancy of building components is a key aspect of environmental indicators as all buildings
require maintenance and refurbishment after construction. Estimating the actual life expectancy of a
building component and associated materials is not necessarily the same as the component and materials
possible life expectancy which is determined through their durability. Other life expectancy factors often
interact with a component to shorten their life expectancy.
The effective durability of materials is usually controlled by the building components they are associated
with and/or the building itself. For example, aluminium windows are made up of extruded aluminium for
the frame, glass, weather-stripping and gaskets and window hardware (locks and latches), as shown in
Figure 1. Each material has their own individual life expectancy, but some are reduced by the life
expectancy of another critical material, while the component itself may have its overall life expectancy
reduced by the life expectancy of the building it is installed in.
Figure 1: Components of an Aluminium Window
Table 1 shows the four main materials in an aluminium window and their relative life expectancies. The
effective life expectancy of the window is determined by the life expectancy of the aluminium frame
which is considered to be a critical material, that is, once it fails and requires replacement all other
materials will also be replaced regardless of their condition. Thus, if this window is installed into a
building with an 80 year life expectancy it can be assumed that the window will be replaced twice, once
at the 30 year mark and again at 60 years.
International Council for Research and Innovation in Building and Construction
CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002
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During the life time of the window maintenance procedures are carried out which see the weatherstripping and window hardware replaced every ten years or seven times over the life of the building. The
glass in the windows has a long life expectancy, but because it is replaced when the frame is replaced, its
life expectancy is reduced to that of the frame and is also replaced twice over the building's life. This
reduction in life expectancy can be expressed as a percentage of durability effectiveness.
Table 1: Durability Effectiveness of an Aluminium Window
Materials
Extruded aluminium
Clear float glass
Weather
stripping/gaskets
Window hardware
Component - Aluminium Window
Life expectancy
Replacements over 80
(years)
years
30
2
100
2
89%
27%
10
7
100%
10
7
100%
Durability
effectiveness
From Table 1 it can be seen that the aluminium frame has a durability effectiveness of 89% as it is
affected by the 80 year life expectancy of the building which reduces the second replacement window's
life to 20 years. The glass has a durability effectiveness of 27% as it is reduced by the two frame
replacements and the building's life expectancy. The weather-stripping and hardware both rate 100% as
their full life expectancy is achieved on all replacements.
This approach gives an indication of the effect that durability of one material within a component can
have on the component's other materials. Creating components whose constituent materials have life
expectancies as close as possible is an effective solution. This reduces the need for replacement
maintenance and helps maximise the durability effectiveness of all materials.
The LICHEE system does factor in estimates of material and component life times along with
maintenance regimes that usually exist. However, these factors are fairly broad and do not take account
of local environmental conditions that may alter the life expectancy of building components. The
durability of materials within certain environments is an area of research that has been undertaken by
CSIRO and a database is being developed. It is envisaged that this data will be incorporated into the
software to provide important additional durability information to designers.
LICHEE
The LICHEE system is not a single stand-alone package but a series of intercommunicating programs.
Some of these programs, such as the Nationwide House Energy Rating Software (NatHERS), have been
developed over many years and it is the integrating of these sophisticated individual programs into an allencompassing energy analysis tool that is the real power of the LICHEE system. The main components
of the system and the data flow between them (as shown in Figure 2) are:
•
•
•
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ArchiCAD - an object-oriented CAD architectural system with the capability of exporting files
against the IFC R2.0 specification (IAI, 2000). This provides a simple method to export data in
a vendor neutral way. The designer must enter a well formed building model for LICHEE to run
successfully. In addition, the designer has to explicitly add “living”, “sleeping” and “unconditioned” zones.
The IFC processor - the core of the LICHEE system which takes the information exported from
ArchiCAD, extracts the necessary information from the IFC file for both the NatHERS and
embodied energy calculations, then exports the data, controls the calculation of both embodied
and operating energy and initiates display of the results.
Material quantities calculator - converts the component dimensional information produced by the
IFC converter into quantities of materials. This information includes details of the component
parts of the house for which they are used.
International Council for Research and Innovation in Building and Construction
CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002
Conference Proceedings – distributing knowledge in building
•
Life cycle energy calculator - uses the material quantity information produced by the previous
component to calculate the lifetime embodied energy, CO2 and mass amounts. The embodied
energy software uses material quantities, along with data on embodied energy coefficients and
life times of the various house components. It also uses formula sets that allow conversion of
quantities of, for example windows, into quantities of glass, aluminium, etc. All this data is
combined to calculate the life time energy required by the house.
•
NatHERS - Operational energy is calculated using the standard version of the simulation engine
along with the building's star rating. It should be noted that the only components of operational
energy calculated by this engine are heating and cooling energy requirements, i.e. the amount of
energy required to be delivered to or extracted from the space to maintain the thermostat
settings. The energy actually consumed by the heating and cooling equipment is estimated from
the requirement by dividing by an appropriate efficiency or coefficient of performance. Other
energy consumers such as hot water, lights, etc, are not considered by the NatHERS engine.
•
Reporting component - reads the file produced by the processing programs and produces various
tables and graphs, and summary information. It also generates a short printed report.
Figure 2: Outline of Software Components
Output
The reporting component of LICHEE provides the following outputs:
• Summary of results,
•
Progressive graphs of life cycle energy for material groups, element and materials, in total or
individually over the building lifetime,
•
Cumulative graph of life cycle energy over the building lifetime,
•
Progressive and cumulative tables of life cycle energy for material groups, element and
materials, in total or individually over the building lifetime,
Graphs of the total life cycle embodied energy, CO2 and mass by breakdown of material groups,
element and materials, and
•
•
Tables of the total life cycle embodied energy, CO2 and mass by breakdown of material groups,
element and materials.
International Council for Research and Innovation in Building and Construction
CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002
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Conference Proceedings – distributing knowledge in building
Many of the graphs and tables have the facility to click on any material group, element or material to
display either the element from which it came or the materials which make up that element. Figure 3 and
Figure 4 show examples of the type of graphs that the system is able to produce. Both graphs were
produced from a design for a typical brick veneer home.
Figure 3 shows the cumulative annual energy of the house over its designated 60-year lifetime. It is
interesting to note that the operating energy (diagonal line) overtakes the embodied energy (horizontal
line) of the house after approximately 18 years and over the lifetime of the house the operating energy is
more than double the entire embodied energy. Nevertheless, the embodied energy is still a significant
contributor to the dwelling's total energy consumption and demonstrates the importance of total lifecycle
analysis. The steps in the embodied energy line represent the maintenance and repair cycles of a typical
building. The significant jump at around the 32-36 year mark represents a major repair cycle when many
significant building components need replacement at the end of their effective life time.
Figure 3: Cumulative Annual Energy Graph
Figure 4 shows a detailed graph identifying the contribution of the material groups to the life cycle CO2
emissions. Similar results can be displayed for embodied energy or mass by individual materials and
building elements.
Figure 4 shows that concrete is the major contributor as a material. This is due to the use of concrete in
both the on-ground floor slab of the building and the use of concrete tiles as a roof cladding. The exact
breakdown of the material by building element can be displayed in a similar graph by double clicking on
the relevant bar in this graph. This ability to “drill down” into the displays is a fundamental need for full
and informed assessment by building designers.
Once an analysis is completed the designer can go back to the building design, modify components and
assemblies and then perform another analysis. As mentioned above, this ability to perform iterative
design quickly and easily is necessary for the widespread use of this type of analytical method.
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International Council for Research and Innovation in Building and Construction
CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002
Conference Proceedings – distributing knowledge in building
Figure 4: CO2 Emissions for Material Groups
Future Development
The LICHEE system is presently restricted to energy calculations for residential buildings. However, it
demonstrates the ability to perform analysis calculations from CAD data without the need to re-enter
much of the information. Building upon such a system is relatively easy provided the data is available.
For example, it is envisaged that the system will be expanded to incorporate a range of environmental
considerations and enable a full environmental life cycle assessment to be performed. These could
include acidification and nutrification potentials, other greenhouse gases in addition to CO2, ozone
depletion, smog, human toxicity such as carcinogens and solid waste.
Improvements in its handling of operating energy aspects are also seen as an important area. These
would include:
•
•
•
•
•
Adding the ability to read IFC R2x data (IAI, 2001). This will provide a wider range of choice of
architectural CAD systems for input once the IFC R2x extensions become available.
Selecting the type of heating and cooling system being used, including the option of having
none. This would impact on the relative efficiencies for the various systems which is important
in determining the energy consumed.
Selecting the type of hot water system used, which again is important for efficiency.
Setting the number of occupants in the house and selecting a user profile which determines when
the house is occupied. For example, elderly people may be home all day and have a higher
thermostat setting, whereas a working couple will be away for much of the day during the
weekdays.
Being able to access and modify the replacement cycle of products and assemblies for embodied
energy analysis.
•
Operating pollutant emissions related to choice of energy source, mainly electricity or gas.
•
Adding a cost analysis component so that cost-benefit analyses can be performed.
Conclusion
The importance of life cycle assessments is increasing within a broad range of industry areas. The ability
to quickly and accurately perform such assessments is going to be essential in the years to come. LICHEE
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CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002
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Conference Proceedings – distributing knowledge in building
is a first attempt to provide a simple and intuitive user interface to life cycle energy analyses. As users
provide more feedback this user interface will improve.
Additionally, life cycle assessments are only as good as the databases that are behind them. It is
imperative that accurate and reliable databases be developed for a large range of environmental factors.
Material performance including durability are an intrinsic part of these databases and have a significant
impact on life cycle assessment within the building industry.
The LICHEE system has been developed to allow designers quick and detailed life cycle analysis of their
designs by utilising an existing CAD system coupled with a vendor free data representation format, all
with little additional input. This application also demonstrates the possibilities for other building analysis
work to utilise the IFC technology to gather building information and perform calculations.
The usefulness and importance of integrating analytical software packages with databases of material
properties including life times based on durability has been demonstrated for a specific performance
indicator, life cycle energy of houses. It is expected that expansion of the current system will see a
greater variety of buildings being covered and a greater breadth of environmental impacts being analysed.
This would then provide a comprehensive environmental analysis tool that would greatly simplify the
assessment of environmental impacts of the built environment.
Acknowledgement
The development of the LICHEE system was motivated through financial support from the Cement and
Concrete Association of Australia. Their contribution to this project is greatly appreciated.
References
IAI, 2000, Industry Foundation Classes Release 2.0
IAI, 2001, Industry Foundation Classes Release 2x
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International Council for Research and Innovation in Building and Construction
CIB w78 conference 2002
Aarhus School of Architecture, 12 – 14 June 2002