Photoalignment dynamics of azo dyes series with different coordination metals
Vadim S. Mikulich (SID Student Member)
Alexander A. Muravsky (SID Member)
Anatoli A. Murauski (SID Member)
Iryna N. Kukhta
Vladimir E. Agabekov (SID Member)
Rashid Altamimi
Abstract — There are many photoaligned azo dyes that can be used for orientation of liquid crystals in
various display devices. However, the structure of these compounds needs to be optimized to increase
the rate of the process of molecule photoalignment, as well as to spread the application of these
compounds. The main coordination metal that presents in the molecules of azo dyes is sodium
derivatives. The use of other alkali metals remains an open question. We used quantum-chemical
computation methods and reversible intermolecular bonding model to determine the effect of metal
coordination on the velocity of photoalignment. The theoretical predictions were experimentally verified
using sodium, potassium, lithium, and cesium salts of the model azo dye synthesized by us. We
conclude that potassium azo derivatives are the fastest, ceteris paribus.
Keywords — photoalignment, intermolecular bonds, azo dye, orientation dynamics, liquid crystals.
DOI # 10.1002/jsid.217
1
Introduction
By now, a certain range of different liquid crystal (LC)
photoalignment materials has been reported. Among it, photo
cross-linkable polymers,1 azo polymers,2 and azo dyes 3 are
the most developed and investigated. The azo dyes are
attractive for LC photo orientation as it usually shows higher
values of anchoring energy 4,5 and demonstrates significant
thermal stability of the photoinduced anisotropy.6 According
to the latest reports,7 the molecule design of successful
azo dye photoalignment material meets the following
requirements: azo group, rigid linear structure, and reversible
intermolecular bonds.
These requirements originate from the theory of
photoalignment based on reversible intermolecular bonds.8
According to this theory, we can predict the probable
structure of the molecule applicable as LC photoalignment
material, based on the ability to form intermolecular bonds
that fix anisotropic molecular orientational distribution,
created through any applicable mechanism of photoselection
with polarized light, i.e., cis–trans isomerization,9 non-linear
phenomena 10, or statistical plane rotation.11
For a number of reasons related with organics synthesis, it
turned out that most of the well-known azo dyes with verified
photoalignment properties are sodium derivatives. Due to the
fact that the role of the intermolecular bonds was not taken
into account previously, its impact on the photoalignment
process was not considered before. Recently, we have
reported 12 that the type of an alkali metal impacts on the
photoalignment dynamics. The latter was demonstrated in
comparison of the same azo dye structure giving salt with
different coordinating metals: sodium and potassium. It
turned out that material with intermolecular coordination
via potassium atom orients faster than sodium salts under
the same conditions. This paper presents theoretical and
experimental results of investigation of the role of the
intermolecular coordination via metals of the first group in
the periodic table and studies its impact on the
photoalignment dynamics, concluding with metal salt giving
the highest rate of the photoalignment process.
2
2.1
Experimental
Equipment
Spectra 1H and 13 NMR of the synthesized compounds were
recorded in DMSO-d6 on Bruker AXS (Karlsruhe, Germany)
Advance 500 with working frequency 500 MHz. IR spectra
were recorded in KBr tablets on the FT-IR spectrometer
Bruker Optics Tensor 27, Etlingen, Germany. The polarized
absorption spectra were measured on Ocean Optics (Dunedin,
FL) HR4000CG-UV-NIR with Moxtek’s (Orem, UT, USA)
ProFlux Ultra broadband wire-grid polarizers UBB01.
2.2
Materials
Benzidine (Vekton, St Petersburg, Russia), 4-methylsalicylic
acid (Sigma-Aldrich, St. Louis, MO), and other reagents were
used without further purification.
Received 09/13/13; accepted 04/08/14.
V. S. Mikulich, A. A. Muravsky, A. A. Murauski, I. N. Kukhta and V. E. Agabekov are with the Institute of Chemistry of New Materials, NAS of Belarus Minsk,
Belarus; e-mail: alexander.muravsky@gmail.com.
R. Altamimi is with Petrochemicals Research Institute, KACST Riyadh, Saudi Arabia.
© Copyright 2014 Society for Information Display 1071-0922/14/2201-0217$1.00.
Journal of the SID 22/1, 2014
29
2.3
2.5
Preparation of substrates and films
Glass substrates are cleaned sequentially in an ultrasonic bath:
an aqueous solution of surface-active substance, distilled
water, and isopropyl alcohol. Additional purification and
activation of the surface after drying by Photo Surface
processor PL 16-110D (SEN Lights Corp., Toyonaka, Japan)
are carried out . Dye solutions (1% in N ,N -dimethylformamide)
were deposited on glass substrates activated using vacuum spin
coater VTC-100 MTI Corp. (Richmond, CA) by spin coating
in two steps: first, 30 s at 600 rpm and, second, 60 s at
2000 rpm. The films were dried at 100 °C for 5 min.
2.4 The study of the azo dyes molecules
photoalignment dynamics in a thin amorphous
film
We used a computerized setup for investigation of the
dynamics of photoalignment. The setup allows performing
multiple polarized photoirradiation of the sample with
consecutive measurement of its absorption spectra for the
S- and P-polarization within the same area of the dye film.
Such approach to photoalignment dynamics measurements
provides a consistent set of data with small error spread.
Details on the measurement setup can be found elsewhere.6
The photoinduced effect was analyzed at every time step by
computation of the dichroic ratio after irradiation. The dichroic
ratio was obtained according to Eq. (1) on the basis of
experimental data:
DR ¼
A?
A jj
(1)
where DR is dichroic ratio, and A|| and A? are the absorption of
linearly polarized light of the probing radiation in the parallel
and perpendicular directions with respect to light exposure
polarization. The dependence of dichroic ratio on time is the
characteristic curve of the photoalignment process.
Synthesis
The synthesis of dyes and their structure are shown in
Scheme 1. Azo dyes were obtained and purified by standard
methods described elsewhere in literature.13 We used
standard method of diazotization of benzidine 1 in acidic
medium and the coupling of obtained diazo salt 2with
4-methylsalicylic acid 3 in a weakly alkaline medium. The
precipitate (azo dye 4) was filtered and washed with brine
and dried at room temperature. Compound 4 was dissolved
in water and treated with hydrochloric acid solution to
distinctly acidic medium. The precipitate 5 was filtered,
thoroughly washed with hot water, and dried at room
temperature. The salt form of the dye was prepared by
treating the dye 5 with 2.5 equivalents of the appropriate
alkali metal carbonate and purified by column chromatography (eluent water : ethanol, 1:4). Then azo dye dissolved in
DMF, filtered of impurities, precipitated with diethyl ether,
filtered, and dried under vacuum.14 Thus dyes, FbF-Li,
FbF-Na, FbF-K, and FbF-Cs were obtained. We did not
use rubidium derivative as it is highly hygroscopic.
2.5.1
Analytical data
Lithium 4,4 -bis[1-(4-hydroxy-3-carboxylate-6-methyl)phenylazo]
di-phenyl (FbF-Li). 1H NMR (500 MHz, DMSO-d6, δ): 2H
8.17 (s), 8H 7.94 (dd), 2H 6.64 (s), 6H 2.63 (s), (OH) 17.79
(s). 13C NMR (500 MHz, DMSO-d6, δ) δ: 17.45, 116.82,
117.89, 122.60, 127.52, 140.17, 140.90, 143.45, 152.17,
162.27, 168.34, 171.04. IR (KBr): ν, cm 1 = 3440.86,
2927.77, 1676.89, 1660.37, 1636.04, 1583.05, 1489.84,
1458.17, 1429.64, 1380.16, 1258.11, 1172.67, 1064.30.
Sodium 4,4 -bis[1-(4-hydroxy-3-carboxylate-6-methyl)phenylazo]
di-phenyl (FbF-Na). 1H NMR (500 MHz, DMSO-d6, δ): 2H
8.18 (s), 8H 7.94 (dd), 2H 6.65 (s). 6H 2.63 (s). (OH) 17.69.
13
C NMR (500 MHz, DMSO-d6, δ): 17.45, 116.79, 117.9,
122.60, 127.51, 140.16, 140.89, 143.45, 152.15, 162.25, 168.32,
171.08. IR (KBr): ν, cm 1 = 3441.36, 2923.04, 1636.16,
Scheme — Synthesis of azo dye FbF-Li, FbF-Na, FbF-K, and FbF-Cs.
30
Mikulich et al. / Photoalignment dynamics
1583.02, 1493.28, 1456.19, 1429.43, 1379.75, 1301.36, 1194.61,
1162.62, 1064.80.
Potassium 4,4 -bis[1-(4-hydroxy-3-carboxylate-6-methyl)
phenylazo]di-phenyl (FbF-K). 1H NMR (500 MHz, DMSO-d6, δ):
2H 8.17 (s), 8H 7.94 (dd), 2H 6.64 (s), 6H 2.63 (s), (OH)
17.80 (s). 13C NMR (500 MHz, DMSO-d6, δ): 17.45, 116.77,
117.9, 122.59, 127.50, 140.14, 140.82, 143.41, 152.16,
162.25, 168.51, 170.97. IR (KBr): ν, cm 1 = 3424.7, 2923.91,
1637.35, 1586.02, 1492.25, 1460.46, 1427.75, 1378.74,
1265.33, 1173.96, 1064.42.
Cesium 4,4 -bis[1-(4-hydroxy-3-carboxylate-6-methyl)phenylazo]
di-phenyl (FbF-Cs). 1H NMR (500 MHz, DMSO-d6, δ): 2H
8.17 (s), 8H 7.94 (dd), 2H 6.64 (s). 6H 2.63 (s), (OH) 17.72
(s). 13C NMR (500 MHz, DMSO-d6, δ): 17.43, 116.83,
117.98, 122.60, 127.50, 140.18, 140.99, 143.44, 152.14,
162.25, 168.03, 171.24. IR (KBr): ν, cm 1 = 3424.12,
2923.44, 1637.61, 1591.37, 1493.68, 1458.63, 1425.35,
1378.51, 1264.27, 1173.60, 1064.76.
2.6
Linearly polarized light exposure of films
The polarized light exposure of dye films was performed with
blue LED light source (λmax = 457 nm) through wire-grid
polarizer. The output light power of LED was 8 mW/cm2,
which provided 3 mW/cm2 of polarized light. The films
were consequently exposed to photoinduce certain
anisotropy characterized by measuring absorption spectra
of S- and P-orthogonal polarizations and computing the
dichroic ratio of the absorption peak wavelength. On
having measured absorption spectra at each defined step
of exposure, the induced dichroic ratio on time curve was
obtained (Fig. 1).
According to the obtained dependences, we conclude
that there are two stages of photoinduction of the dichroic
ratio observed during the exposure in the film: first, initial
fast rise process, followed by, second, slow rise process. As
we can see in Fig. 1, K derivative azo dye—FbF-K—
possesses the highest velocity of the photoalignment.
The photoinduced order parameter of the FbF-K film
exposed to the dose of 30.7 J/cm2 is the next: s = (A||
0.263.
2A?)/(A|| + 2A?)
FIGURE 1 — Dichroic ratio dependence on time for various dyes.
3
Discussion
Quantum-chemical computation methods were applied to
give analysis and explanation of the experimental dependences on the molecular structures. Thus, inertia momenta
were calculated for each corresponding dye structure. The
theoretical computations have been carried out using the
Gaussian’03 quantum-chemical package [15]. The computations have been performed using the density functional theory
with the popular hybrid B3LYP functional at the basis set level
of 6-31G. The B3LYP functional consists of Becke’s three
parameter hybrid exchange functional combined with the
Lee–Yang–Parr correlation functional. The gas phase ground
state molecular geometries were fully optimized without
imposing any molecular symmetry constraints.
Mutual arrangement of molecules in the film may lead to
the formation of hydrogen bonds between them, and if the
hydrogen atoms are replaced by metal atoms—coordination
bonds. In order to estimate the effect of the intermolecular
bonding depending on the coordination metal, we studied a
system of two molecules (Fig. 2). The binding radii and
energies of the intermolecular bonds of dye molecular
structures with different coordination metals were of
particular interest. Remarkably, this case suggests one of the
possible intermolecular bonding situations, as the molecules
can form longer chains, and mutual arrangement of molecules
is not always optimal.
After full geometrical optimization, the molecules are
arranged relatively to each other (Fig. 2). The energy of the
system that consists of a pair of molecules, Epair, is lower
(negative value) than the double energy of single free
molecule, Esingl. Hence, such system is energetically more
preferable, due to formation of additional intermolecular
bonding. Let us define half of the energy difference between
pairs of molecules and the double energy of single free
molecule as the potential energy of the newly formed bonds
in the system of two molecules, Eq. (2):
ΔE ¼
Epair
2E singl
2
(2)
The dependence of the potential energy of the intermolecular interaction (i.e., a pair of intermolecular coordination bonds formation) on the intermolecular distance
between two molecules of the same structure, but different
salt giving atoms, was completed in the next way. First, the
system of two molecules with bonding atoms H, Li, Na, K,
and Cs was fully optimized. Next, the distance between the
molecules was varied by setting it closer or further in the
direction parallel to the bonds. Then the system of two
molecules was optimized. On performing the optimization
procedure, the coordinates of the part of atoms bounded by
an oval (Fig. 2) were free. The other coordinates of the
remaining atoms of two molecules were fixed in space
(“frozen”). The optimization results into the system energy
for different distances between the molecules, which was
Journal of the SID 22/1, 2014
31
FIGURE 2 — Formation of the intermolecular bonds’ pair by two model dye molecules.
compared with the double energy of single free molecule to
compute the bonding potential, according to Eq. (2).
Figure 3 shows the model computation results for molecules
bonded through H, Li, Na, K, and Cs atoms.
The obtained data on characteristic values for each metal
are summarized in Table 1.
The sequence in the table corresponds to the increase of
the photoalignment velocity: from dyes that are oriented the
fastest to dyes that are oriented the slowest. Thus, we
determined that the fastest dye possesses potassium coordinating atoms. Let us analyze the experimental results and
try to exclude the reasonable factors impacting the rate of
the photoalignment process.
In general, the rate of photoalignment is influenced by a
large number of various factors, while in our suggested
experiments, the dynamics of photoalignment is limited exclusively by the influence of metal coordination only, by application
of automated measurement setup with the same exposure
conditions within single probing point, and utilization of the
same core molecule with the same absorption spectra.
In our case, photoalignment of dye molecule includes
several repetitive steps:11 (1) photo dissociation intermolecular
coordination bonds, (2) rotation of dye structure, and (3)
FIGURE 3 — Intermolecular interaction potential dependence on the
intermolecular distance, where ΔΕ is the potential energy and m is distance
between two molecules.
32
Mikulich et al. / Photoalignment dynamics
TABLE 1 — Dyes’ characteristics obtained by quantum-chemical
computations.
Dye
FbFK
FbFCs
FbFLi
FbFNa
Energy
Molecular
Inertia momentum Coordination Bonding
2
number
radius (Å) (kJ/mol) weight (g/mol)
(g/mol Å )
41,767
6–8
10.9
85
586,68
73,994
12
11.4
70
774,29
31,586
4
10.5
120
522,36
36,358
4–6
10.7
98
554,46
formation of new bonds. In this process, the important point
is the coordination number of the atom, responsible for formation of the intermolecular bonds. Thus, bigger coordination
numbers increase the probability of new bonds formation. We
conclude that it accelerates the induction of the anisotropy in
the film. The fastest are the azo dyes molecules with K and
Cs, which show high values of coordination numbers (6–8 and
12, respectively), while Li and Na derivatives do not show high
values of coordination numbers (4 and 4–6, respectively) and
demonstrate slower photoalignment rates.
It is known that the intermolecular interaction energy
must be higher than the thermal motion (about 2.5 kJ/mol
at room temperature of 25 °C), but lower than the
energy of a photon with a wavelength of 450 nm (about
300 kJ/mol). The first condition is required in order to form
the anisotropic molecular distribution and preserve it in
time, while the second condition allows photo dissociation
of intermolecular bonds. Thus, the larger the potential
energy value, the more difficult it is to break the
intermolecular bonds and, hence, we conclude, the lower
the rate of azo dyes orientation. The data listed in Table 1
show that FbF-K and FbF-Cs are in the upper rows with,
correspondingly, 85 and 70 kJ/mol, while Li and Na
derivatives possess energy of 120 and 98 kJ/mol, correspondingly. Thus, we conclude that molecules with lowenergy intermolecular bonds orient faster.
Dyes based on K and Cs possess 10.9 and 11.4 Å values of
intermolecular bonding radius, while for Li and Na case, it is
10.5 and 10.7 Å, correspondingly. It indicates that the
intermolecular distances for the first pair of metals are higher,
which confirms the presence of larger free volume, probably,
required for effective reorientation of molecules.
The molecular weight of azo dyes and the distribution of
mass within the molecule in terms of inertia momentum
influence the rate of photoalignment. The increase of the
molecular weight of azo dye slows photoalignment, as seen
by comparing a pair of Li and Na. At practically the
same radius and the binding energies of intermolecular
bonds, Li-FbF oriented faster because this dye molecule is
lightweight compared with Na-derived molecules. At the
same time, the opposite effect is observed in a pair of metal
K and Cs. The bonding radius, the value of binding energy
of intermolecular interactions, and the coordination number
altogether suggest Cs to be faster than K in velocity of
photoalignment, but due to the larger molecular weight and
almost twice value of inertia momentum, FbF-Cs
demonstrates slower photoalignment dynamics than FbF-K.
All of the aforementioned points explain why potassium
derivatives orient faster than other alkali metals in the azo
dye molecule, and it gives ground for molecular design of
materials with target rate of photoinduction of anisotropic
properties, due to the high velocity of photoalignment based
on reversible intermolecular bonds.
4
Conclusion
The paper considered derivatives of alkali metals of the first
group of one of the dye in the dynamics of photoalignment.
It was found and confirmed in the experiment that potassium
derivatives orient faster than other alkali metal salts of the
same molecular structure. By the correlation of the basic characteristics of intermolecular coordination bonds, such as
metal coordination number, bonding radius, and potential energy, inertia momentum obtained by quantum-chemical computations allow the explanation of the observed
photoalignment dynamics behaviors. The explanation in terms
of the theory of reversible intermolecular bonds
photoalignment is in full agreement with results of experiments on photoinduction of the dichroic ratio in the azo dye
films, bringing to light the molecular design of the chemical
structure of efficient photoalignment materials.
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Vadim Mikulich graduated from the Chemistry
Department of Belarusian State University
(BSU), Belarus, in 2010. Currently, he is a PhD
student at the Institute of Chemistry of New
Materials (IChNM) NAS of Belarus, Belarus. His
main research interests are organic synthesis,
polymer science, aligning materials, surface
alignment of liquid crystals, and photoalignment.
Alexander Muravsky graduated from the Physics
Department of Belarusian State University
(BSU), Belarus, in 2005. He received his PhD
(2008) degree in Electrical and Electronic
Engineering from Hong Kong University of
Science and Technology (HKUST), Hong Kong.
Since 2009 till present, he is the Head of
“Materials and Technologies of LC Devices”
laboratory at the Institute of Chemistry of New
Materials (IChNM) NAS of Belarus, Belarus. His
main research interests are liquid crystal
technologies, patterned alignment, anisotropic
materials for photonic, and display devices. He
is a member of SID.
Anatoli Murauski graduated from the Physics
Department of Belarusian State University
(BSU), Belarus, in 1981. He received his PhD
(2007) degree in Electrical and Electronic
Engineering from Hong Kong University of
Science and Technology (HKUST), Hong Kong.
From 1981 till 2005, he worked at the Institute
of Applied Physical Problems, Belarus. From
2005 till 2010, he was the visiting scholar in
Center for Display Research, HKUST. Currently,
he is the leader researcher of laboratory at the
Institute of Chemistry of New Materials (IChNM)
NAS of Belarus, Belarus. His research area
includes the investigation electro-optical effects
in LC and the R&D of LCD devices. He develops different methods for investigating the alignment properties of LCD materials. He is a member of SID.
Iryna Kukhta graduated from the Physics
Department of Belarusian State University (BSU),
Belarus, in 1985. She was junior researcher
(1985–1996) at the Institute of Physics, NAS of
Belarus, technical scientific editor (1997–2005)
of the Journal of Applied Spectroscopy (Minsk),
and researcher (2005–2008) at the Institute of
Molecular and Atomic Physics, Institute of
Physics, NAS of Belarus. Since 2008 till
present, she is the Researcher at the Institute
of Chemistry of New Materials (IChNM), NAS
of Belarus, Belarus. Her main research interests
are theoretical study, quantum-chemical
calculations, and modeling of the structure,
spectra, and electronic properties of electroactive and liquid crystal molecules. She has authored more than 30
scientific papers.
Journal of the SID 22/1, 2014
33
Vladimir Agabekov has a PhD (1969) degree in
Chemistry. He became the Doctor of Chemical
Sciences (1981) and Professor (1987); Corresponding Member of the National Academy of
Sciences (NAS) of Belarus (1996); Academician
of the NAS of Belarus (2003, Physical Chemistry);
Honored Scientist of Republic Belarus (2008); and
Foreign Member of the NAS of Armenia (2009).
Since 1998 till present, he is the Director of the
Institute of Chemistry of New Materials (IChNM),
NAS of Belarus, Belarus. His research areas
include physical chemistry of organic substances
in different structural phase states; development
of principles of chemical reactions control in thin
organic films of submicron thickness, in monolayer and multilayer
Langmuir–Blodgett; finding of interconnection between chemical
structures of organic compounds and formation mechanism of corresponding thin film materials, their properties, and transformations; and homogeneous and heterogeneous kinetics and catalysis of organic substances. He
is a member of Academician of the International Academy of Engineering
(Russia), member of the Scientific Council in Colloid Chemistry and
Physico&chemical Mechanics (Russian Academy of Sciences), and
Foreign Member of the Scientific Council in Chemistry of fossil and
renewable carbon-containing raw stuff (Russian Academy of Sciences).
Also, he is a member of SID and IEEE.
34
Mikulich et al. / Photoalignment dynamics
Rashid Altamimi received his PhD (2010) degree
in Chemistry from the University of Akron (UA),
USA. Currently, he is the Assistant Director for
Academic Affairs at the Petrochemicals Research
Institute, King Abdulaziz City for Science and
Technology (KACST), Kingdom of Saudi Arabia.
His research areas include multipurpose
chemistry, material science, and new materials
for various applications.