Action, Criticism & Theory for Music Education
I S S N
15 4 5 - 4 5 17
A refereed journal of the
Action for Change in Music Education
Vo lu m e 14 N u m be r 2
Au gu s t 2 0 15
Vincent C. Bates, Editor
Brent C. Talbot, Associate Editor
Re fle ctio n s o n Fre ire an Pe d a go gy in a Jazz Co m bo Lab
Daniel J . Shevock
© Dan iel J . Shevock. 20 15. The content of this article is the sole responsibility of the
authors. The ACT J ournal and the Mayday Group are n ot liable for any legal action s
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Action, Criticism , and Theory for Music Education 14(2)
85
Reflections on Freirean Pedagogy in a Jazz Combo Lab
Daniel J. Shevock
The Pennsylvania State University
Abs tra ct
Paulo Freire w as an im portant figure in adult education w hose pedagogy has been
used in m usic education. In this act of praxis (reflection and action upon the w orld
in order to transform it), I share an autoethnography of m y teachin g of a
university -level sm all ensem ble jazz class. The purpose of this autoethnography
w as to exam ine m y teaching praxis as I integrated Freirean pedagogy . There w ere
tw o research questions. To w hat extent w ere the teachings of Paulo Freire
applicable or useful for a university -level, im provisational, sm all ensem ble class?
How do students’ confidence and ability at im provisation im prove during the class?
Data sources included teacher reflections, video-recordings of each class, and
conversations on a Facebook page. In the Jazz Com bo Lab, students w ho w ere
unable to successfully navigate the com petitive audition process w ere em pow ered
to develop as jazz m usicians and becom e critically reflective. A narrative of m y
ow n evolving praxis is shared around the them es “Freirean Pedagogy as Increased
Conversation,” “Em pow ering Students to Critique Their W orlds,” “Pedagogical
Missteps,” and “A More Critical Praxis.”
Keywords: m usic education, Freire, jazz, pedagogy
P
aulo Freire was an im portant figure in adult education whose pedagogy has
been used in m usic education. Working within a Critical Pedagogy
fram ework derived from Freirean theorists, Henry Giroux and Michael
Apple, Elliott (20 13) proposed that a “prim ary” way m usic education can serve
hum anity is by, “enabling the developm ent of students’ character, identities,
em pathy, happiness, health and well-being, personal an d social agency, an d ethical
dispositions to oppose all form s of oppression and injustice with and through
critically reflective and creative m usic m aking” (3). This quote resonated with m e,
because m y aim for m y own teaching praxis is to facilitate these qualities, and m y
research has focused on realizing how to enable the developm ent of students’
confiden ce to im provise m usic (Shevock, in-press). In this act of praxis (reflection
and action upon the w orld in order to transform it), I share an autoethnography of
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
Action, Criticism , and Theory for Music Education 14(2)
86
m y teaching of a university-level sm all ensem ble jazz class, while, at the sam e tim e
learning and im plem enting Freire’s pedagogy.
Fre ire an Pe d ago gy
Paulo Freire (1921-1997) was a dom inant an d often-m ythologized figure in 20 th
century educational philosophy. Giroux (20 11) explains, “Paulo Freire occupies a
hallowed position am ong the founders of critical pedagogy” (152). Freire
im plem ented and oversaw nation-wide adult literacy program s in South Am erica,
Africa, an d Central Am erica. His pedagogy evolved and changed through his
experiences and his scholarship. In this paper, I will share an autoethnography
illum inating m y initial experience with Freirean pedagogy and m y attem pt to
incorporate Freire’s theories into m y own teaching praxis.
I find it im portant to m ake a distinction in this paper between how I’m using
the term s Freirean pedagogy an d Critical Pedagogy. Paulo Freire provided a
language and theoretical fram ework for Critical Pedagogy (Giroux 20 11; Macedo
20 0 0 ). Critical Pedagogy can be understood as a Freirean pedagogy, however not all
expressions of Freire’s theories have been Critical Pedagogy. For instance, there are
distinctions that m ight be m ade between the places of teaching for critical
pedagogues in the U.S., Europe, Australia and Canada, and Freire’s places of
teaching—national adult literacy program s in Chile, Brazil, Guinea Bissau, an d
Nicaragua. In conducting this autoethnography, I did not use the literature of
Critical Pedagogy broadly (which is often already m odified for a so-called First
W orld context), or m usic education Critical Pedagogy, but designed m y J azz Com bo
Lab pedagogy on m y readings of Freire’s writings and relevant critiques on Freirean
concepts.
The context of a perform ance ensem ble also provided unique challen ges. Cho
(20 10 ) stated that a banking education teaching approach dom inated in perform ance
settings. “This traditional m anner of teaching and learning has been passed down
through tim e” (3). I believe university jazz instruction can also be affected by a
tradition of banking education. Therefore, m odifications were m ade. I will use the
term Freirean to refer to Freire’s writings and large-scale adult literacy cam paigns he
design ed and im plem ented during his lifetim e, and to the literature that critiques
Freire’s pedagogy, and not to Critical Pedagogy or critiques of Critical Pedagogy
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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broadly. Because of the focus of this research on (what is here labeled) Freirean
pedagogy, the challenges, successes, and critiques in this research are specific to
Freirean pedagogy and how I applied Freire’s theories to a specific m usic
perform ance ensem ble. I hope this paper, therefore, will provide m eaningful
inform ation for other teachers approaching Freire’s writings for the first tim e, as I
was at the start of this study.
Pedagogy of the Oppressed (Freire 1970 / 93) was written after Freire
im plem ented nation-wide adult literacy program s in Chile and Brazil, program s that
ended when right wing political parties were elected to power. Pedagogy of the
Oppressed represents the m ost com plete description of Freire’s pedagogical concepts
and later Freirean writings draw heavily from Pedagogy of the Oppressed and expect
readers to have a strong grasp of prior Freirean concepts (Kirkendall 20 10 ). It is
im possible to fully grasp Freire’s theory without understanding Pedagogy of the
Oppressed, and, because of its im portance, m any contem porary critical educators
base their understandings of Freirean pedagogy entirely on this text, which Roberts
(20 0 0 ) describes as unfortunate; Freire’s pedagogy grew throughout his life in
response to what he considered fair criticism —especially from critical race theorists
and critical fem inists. Still, Pedagogy of the Oppressed contains Freire’s
foundational concepts of hum anization, banking education, problem posing
pedagogy , conscientization, and the oppressed/ oppressor binary.
Freire (1970 / 93) believed that because the world can often dehum anize
oppressed people, education m ust be a hum anization process, a process advancing
from reflection, to action, to transform ation. This process requires the oppressed to
becom e “restorers of hum anity to both” (44) them selves and their oppressors. But
there is a real danger, in Freire’s m ind, that when given power the oppressed m ight
them selves becom e “sub-oppressors” (45). Rather, the key to overcom ing oppression
lies in praxis, which for Freire is “reflection and action upon the world in order to
transform it” (51), rather than sim ply changin g the balance of power.
Transform ation com es in two stages, (1) the oppressors unveil the oppressive nature
of the world and com m it them selves to change the world, and (2) the world enters a
state of perm anent liberation for all people.
For Freire (1970 / 93), m any teachers problem atically use a banking concept of
education, which positions teachers as possessors of knowledge; knowledge is then
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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deposited into the students who are m ere consum ers (em pty of knowledge) rather
than producers of knowledge. Banking education alienates students from
knowledge. As opposed to the banking m odel, problem -posing pedagogy addresses
real problem s an d positions knowledge as constructed rather than som ething out
there.
A Freirean pedagogy is based on dialogue. Dialogue is conversation, but to
distinguish his concept of dialogue from other philosopher’s use of the term , Freire
(1970 / 93) describes the “correct m ethod” (67), as “the encounter between m en,
m ediated by the world, in order to nam e the world” (88). This requires reflective
action, courage, and love. Through dialogue, students are viewed as historical—as
Freire (1974/ 20 0 6) wrote, “Men exist in tim e. They are inside. They are outside . . .
Men are not im prisoned within a perm anent ‘today’; they em erge, and becom e
tem poralized” (3– 4). Dialogue occurs with critical thinking, an d can lead to
conscientization—m ovem ent from m agical thinking, to naïve thinking—thinking in
which the oppressed are not em powered to change the world—to critical thinking—
“thinking which discerns an in divisible solidarity between the world and the people
and adm its no dichotom y between them ” (Freire 1970 / 93, 92).
Freire’s pedagogy also had an artistic com ponent. To Freire, “what is
fundam ental in the role of the teacher is to help the student to discover that inside of
the difficulties there is a m om ent of pleasure, of joy” (Freire and Horton 1990 , 23).
Freire found artistic “sensualism ” in the act of reading. A sim ilar sensualism can be
found in m usical action. Also, Freire identified schools during his own learning as
“killing creativity” (28), through “bureaucratization of the m ind” (37). Freire
suggested creative action provides opportunities for “ruptura” (38)—a breaking from
old beliefs, and an internal and personal conflict. Perhaps, creative, im provised
m usical action can facilitate opportunities for ruptura.
Postm odern, fem inist, critical race, and ecological education scholars
criticized Freire’s writings throughout his life. For instance, Freire’s pedagogy seem s
to present either/ or binaries (the m ost pertin ent is the distinction between the
oppressed and oppressors), and conscientization (as distinct cognitive stages) seem s
to present a universal m etanarrative. Lyotard (1979/ 84) defined postm odernism as
“incredulity toward m etanarratives” (xxiv), so, quite naturally, postm odernist
critique should call into question our m etanarratives, possible negative consequen ces
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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and solutions. Postm odernist-Freirean scholar, Roberts (20 0 0 ) reinterpreted
Freirean concepts through m ultiple-subjectivities; we are an “am algam of m any
different ‘selves’” (147). Freire’s description of m agical, naïve and critical thinking as
distinct cognitive stages of conscientization seem s particularly m odernistic. Roberts
recom m en ded an alternative, “a dialectical representation of conscientization as a
continuous reflective process” (147). These m odifications of Freirean theory seem
apropos. In response to critics, Freire (1998) later discussed his ethics, dem ocracy,
critical reflection, race, right thinking, and conscientization in his m ost postm odern
words. He addressed the problem s of neoliberalism to freedom and equated
dem ocratic teaching praxes with “critical capacity, curiosity, an d autonom y of the
learner” (33). A postm odern m odified-Freirean pedagogy m ight put em phasis on
autonom y , dem ocratic teaching praxes, and respecting students’ different selves.
One particularly powerful critique cam e from Esteva, Stuchul, and Prakash
(20 0 5), who presented Freire as conservative and as a “colonizer” (13). They
suggested conscientization is “new wine for old bottles—the bottles of colonization”
(16), by positioning the teacher as the m ediator who “conceptualizes the category or
class of the oppressed in his or her own term s, with his or her own ideology” (16).
The m ediator status of teachers creates a m oral obligation to change, or evangelize,
the students, who lack som ething, “and even m ore, that what their oppressed lack is
this specific notion or stage, they assum e and legitim ate their own role as liberators”
(17). This critique m ay help explain Freire’s failed literacy program in Guinea Bissau,
and his seem ing insistence that students learn to read and write Portuguese rather
than their native languages. Portuguese was the language of the Guinea Bissau
governm ent and the colonizer’s language.
Undoubtedly, the decision to use the colonial language as the m eans of
instruction was, ultim ately, the m ajor reason why the literacy program
in Guinea-Bissau failed. As in m ost postcolonial African countries,
leaders preferred to use the language of the colonizer as the new
national language . . . Creole m ight have had som ewhat m ore potential
as a unifying force, as the use of it had spread during the war for
liberation. (Kirkendall 20 10 , 111)
It m ay be that the use of the language of the oppressor was detrim ental to the
students. It m ay also be possible that the very need for a unify ing force represents
what Esteva, Stuchul, and Prakash (20 0 5) called a “universal ethic” (16), one that
seem s to have been unsuitable for Guinea Bissau, even if it had been suitable for
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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Freire’s previous teaching contexts in Brazil and Chile. Was I em ploying jazz as a
universal ethic in the J azz Com bo Lab? As a university teaching assistant, course
descriptions are out of m y control. The course instructor provided m e m uch freedom
when teaching this class, and only observed m e during a few periods during the
sem ester. We talked weekly about what I was trying, and he m ade suggestions, but
he took a laissez-faire approach, respecting m y teaching experience while providing
guidance based on his own experience as a jazz professor. I did not, however, feel the
freedom to change J azz Com bo Lab to Pop Music Lab, and so did not explore that
possibility with the students. In higher m usic education, the dom in ant pattern has
been Western Art Music, with jazz having a place at the table at m any institutions
(and possibly considered the dom inant pattern for teaching m usic im provising,
though im provising is not a dom inant pattern for m usicking in higher m usic
education), and other m usical styles being taught seldom , if ever.
Like Freire, I chose to use jazz (as a dom inant pattern for university
instruction). Though Freire suggested that the governm ent insisted on
im plem enting his literacy program in Portuguese, Freire continued to defend
teaching the “dom inant pattern” (and perhaps the dom inant language) years later.
Do you see, it’s im possible to think of language without thinking of
ideology and power? I defend the duty of the teachers to teach the
cultivated pattern and I defend the rights of the kids or of the adults to
learn the dom inant pattern. But, it is necessary in being a dem ocratic
and tolerant teacher, it is necessary to explain , to m ake clear to the kids
or the adults that their way of speaking is as beautiful as our way of
speaking. (Wees 20 12)
Freire seem s to suggest that the learning of the “dom in ant pattern” is a “right,” when,
in the case of Guinea Bissau, requiring the learning of Portuguese seem s to have been
an unnecessary burden to students wanting to becom e literate. The issue of a
m ediator, whose view of conscientization places “the oppressed” into a less advanced
“stage of awareness,” seem s unanswerable within the context of Freirean pedagogy,
as I understand it.
Freirean author, McLaren (20 0 7), adm itted three critiques “worthy of
consideration” (10 1) in discussions of Freire’s pedagogy:
1) that the languages of indigenous cultures often encode ways of protecting
the environm ent and anim als, 2) that Freire’s belief that all change is linear
and progressive m ight recapitulate a Western colonialist understanding of the
world and its peoples, and 3) that Freire’s com m itm ent to “critical reflection”
without a grounding in local culture or tradition can too easily becom e future
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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justifications for technological advancem ent, war and even geopolitical
m anipulation. (10 1)
In connection to the lack of Freirean pedagogy for the environm ent and anim als,
McLaren (20 0 7) suggests teachers, “do best to open a dialogue with students about
the environm ents they live in, rather than by im agining that som e sort of ideal
tradition will take care of environm ental crisis by itself” (10 2). Dialogue, then, is the
m ethod through which a Freirean teacher would address the environm ental crisis. It
m ight also be said that our field, m usic education, lacks m uch discussion on the
protection of the environm ent and anim als. And the current research did not
approach environm ental issues, ecological literacy, or ecopedagogy.
Esteva, Stuchul, and Prakash’s (20 0 5) concern for Freire’s universal ethic
seem s to align with what McLaren (20 0 7) described as the possibility for
recapitulation of W estern colonialist understanding of the w orld and its peoples.
McLaren points readers to Pedagogy of Hope (Freire 1992). Freire suggested:
I cannot understand hum an beings as sim ply living. I can understand them
only as historically, culturally, and socially existing. I can understand them
only as beings who are m akers of their ‘way,’ in the m aking of which they lay
them selves open to or com m it them selves to the ‘way’ that they m ake and that
therefore rem akes them as well. (Freire 1992, 8 3, em phasis in original)
In this excerpt, Freire m akes it clear that he is em phasizing his students’ choice
(m akers of their w ay ) through his hum anistic conception, within historical, cultural,
and social contexts. McLaren (20 0 7) continues, “We critical educators are
universalists, yes . . . But we begin from som ewhere, from concrete spaces and places
where subjectivities are forged and com m odified (and we hope de-com m odified) and
where critical agency is developed in particular and distinct ways” (10 3). Perhaps
J azz Com bo Lab can im prove critical agency in the particular and distinct ways the
jazz tradition provides.
Fre ire a n Pe d ago gy in Mu s ic Ed u catio n
Freirean pedagogical ideas are present, but not widespread, in m usic education, and
have expanded our m usic education philosophical discourse (e.g. Abraham s 20 0 5a;
Allsup 20 0 3a; Benedict 20 0 6; Benedict and Schm idt 20 0 7; J orgensen 20 10 ; Schm idt
20 0 5; Spruce 20 12). Allsup (20 0 3a) used Freire’s understanding of praxis as nonneutral to widen the use of the term praxis in m usic education. He clarified Freire’s
inseparability of theory and practice (praxis) when he suggested, “we disavow the
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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traditional separation between abstracted learning and real life . . . acting upon our
world requires inaction: thinking, perceiving, reflecting, reconceptualizing,
connecting” (158). Benedict (20 0 6) used Freire’s theory to critique the essentialist
philosophy used to construct 1994 U.S. National Music Standards. And J orgensen
(20 10 ) used Freire to discuss how we m ight dialogue and act to address current
issues in m usic education, including in equities such as “the unevenness of m usical
opportunities” (22), which I consider university jazz to be (m y J azz Com bo Lab
students 1 would be unable to participate in jazz if it weren’t for the creation of this
opportunity).
Freirean pedagogy has been used to develop m usic education lessons in
general m usic settings (e.g. Abraham s 20 0 7; Allsup 20 0 3a; Spruce 20 12). Allsup
(20 0 3a) described a lesson in which he had university m usic education students
com pose a “requiem for the m issing and dead” (158) of Septem ber 11, 20 0 1. In
opening space for dialogue and reparation, this lesson seem s to have had the power
to incorporate (in the classroom ) students’ lived experiences of tragedy (outside of
the classroom ). Spruce (20 12) provided exam ples of Critical Pedagogy – having
students write “m usical biographies” (192), motivating students to im provise
m usically by im provising a “Hip-Hop type riff” (193), and reworking the lyrics of an
English folk song into an anti-war song. He also voiced a belief that “m usic provides
the possibility of a m uch richer discourse between teacher and student” (193) than
discourse based on spoken language.
In 20 0 5, Schm idt (20 0 5) recognized that m usic educators still did not
com m only read Freire. The author’s goal was to use Freirean concepts to “develop
fram eworks that define the philosophy of a Critical Pedagogy for Music Education”
(2). Schm idt’s concern was that in m usic education, “Authoritarian pedagogical
m odels an d objectives . . . are expected” (4), and recom m ended that m usic education
m ight grow to be for social an d personal transform ation. Freirean conscientization,
for Schm idt, is a process in which a learner, “becom e[s] conscious of one’s
knowledge, by engagin g in learning that connects concepts to the learners’ own
realities, leads students to the point where they ‘know that they know.’ Music
education, centered upon conscientization becom es powerful” (6). According to
Schm idt, this pow er is a consequen ce of culture and social relationships. In other
words, m usic is a way in which students encounter the world interactively.
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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Abraham s (20 0 5a) constructed a Freirean fram ework for lesson planning in
m usic education. The author suggested a critical approach relates m usic in students’
personal lives to em power students in the classroom s, an d “does not advocate a
particular body of repertoire or specific teaching procedure” (63). He outlined, “Five
key principles of critical pedagogy” (64), education as (1) conversation, (2)
broadening students’ view of reality, (3) em powering, (4) transform ative, (5) and
political. Scheib (20 12) suggested that, because they were shared in the widely
distributed Music Educators J ournal, these five principles are em ployed in m usic
teacher training. It m ay be that by 20 12 (15 years after Freire’s death), Freirean
pedagogy was becom ing m ore com m on (though not necessarily com m on or wellim plem ented) in m usic education, at least in university teacher training program s.
Pu rp o s e
At the beginning of this research, I believed Freirean pedagogy m ight provide a
useful lens through which to consider teaching praxis in a m usic-perform ing
ensem ble. Freire’s literacy cam paigns were highly politicized and prom oted his
m ethod as able to teach literacy “in only forty hours” (Kirkendall 20 10 , 41). The dual
purpose of Freirean pedagogy (of efficiently teaching adults to read and write and of
conscientization) seem ed to echo the dual-purpose in m y ensem ble. It was m y aim to
design Jazz Com bo Lab to develop both skill and critical reflectivity. My teaching
had for years been influenced by J ohn Dewey (1910 / 20 0 5), who said, “To cultivate
unhindered, unreflective external activity is to foster enslavem ent, for it leaves the
person at the m ercy of appetite, sen se, and circum stance” (52). Critical reflectivity
m ight, then, have the potential to free students from their enslavem ent– e.g. to a
com petitive audition process. To Freire (1970 / 93), “Knowledge em erges only
through invention and re-invention, through the restless, im patient, continuing,
hopeful inquiry hum an beings pursue in the world, with the world, and with each
other” (72). This curious nature of knowledge, knowledge based on curiosity, was a
guiding thought for m y weekly teaching of jazz com bo lab. “A person learns to swim
in the water, not in a library” (137).
The purpose of this autoethnography was to exam ine m y teaching praxis as I
integrated Freirean pedagogy in a sm all ensem ble jazz class. Freire (1998) described
critical reflection as “a requirem ent of the relationship between theory and practice”
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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(30 ). The conducting of this research on m y own teaching praxis, as well as the
presenting and writing of this current paper, then, can be described as an act of
critical reflection and of praxis. There were two research questions. How
appropriate did I find the teachings of Paulo Freire (a full-spectrum of his work and
not just Pedagogy of the Oppressed) for a university-level, im provisational, sm all
ensem ble class? How do students’ confidence and ability at im provisation im prove
during the class? Over the course of the sem ester m y teaching praxis evolved
through discussions in an Adult Education course on Freire in which I was enrolled,
critical readings of Freirean texts, studying m usic education thinkers who have used
Freirean fram eworks, and reflective teaching in the Jazz Com bo Lab.
Me th o d
The opportunity for conducting this autoethnography arose as I enrolled in an Adult
Education course on Paulo Freire and began teaching a section of Jazz Com bo Class
for students who were unable to successfully audition into one of the ensem bles.
Prior to 20 13, I knew very little about Freirean pedagogy. Through the course, I
studied Freire’s books Pedagogy of the Oppressed (Freire 1970 / 93), Pedagogy in
Process: The letters to Guinea Bissau (Freire 1978), W e Make the Road by W alking
(Horton and Freire 1990 ), Pedagogy of Hope (Freire 1992), and Pedagogy of
Freedom (Freire 1998); a book placing Freire in historical context of Cold War
politics (Kirkendall 20 10 ); a book-length case study im plem enting Freirean
pedagogy (Purcell-Gates an d Waterm an 20 0 0 ); and critiques of Freire’s pedagogy
such as those by Bowers and Apffel-Marglin (20 0 5), Roberts (20 0 0 ), Esteva, Stuchul,
and Prakash (20 0 5), hooks (1994), Ism ail (20 0 3), Rivera (20 0 4), and Weiler (1991).
Freire (1998) suggested the teacher m ust also be a researcher. I challenged m yself to
try to apply Freire’s ideas on literacy in the Jazz Com bo Lab. At the sam e tim e, I
hoped to fam iliarize m yself with Freirean m usic education writings.
Au to e th n o grap h y. At MayDay 25 in Vancouver, BC, Peter Gouzouasis an d
Danny Bakan (20 13 J une) presented, “An ethos in m usic education: Where are
teachers and learners in m usic education research?” Their paper in spired m e to
em ploy autoethnography as a self-reflective research m ethod. Autoethnography has
recently em erged as a viable m ethod for m usic education research (e.g. Kruse 20 12;
Nethsinghe 20 12), an d autoethnographies are reflective “case studies” (Kruse 20 12,
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
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297) describing subjective, setting-specific experiences. Sim ilar to Nethsinghe
(20 12), the present study explored m y developm ent as a teacher. Like Kruse (20 12),
I am interested in challenges and successes that I experienced over a fixed period of
tim e, in this current case, a university sem ester. Autoethnography was chosen (over
Action Research, Phenom enology, or Grounded Theory) because it provides a
m ethod for self-study, such as in Nethsinghe’s and Kruse’s research, which allowed
m y initial foray into a new pedagogy (Freirean) for m e to be illum inated subjectively.
The subjective n ature of the autoethnographic m ethod has strengths and
weaknesses. Other research m ethodologies m ight better be able to get to the
experiences of the other participants in a study (such as how the students felt about
the experience), but by being honest about m y successes and failures as a teacher
with a history and evolving opinions, autoethnography is able facilitate m y sharing of
m y evolving praxis.
Because “culture and individual are intricately intertwined” (44) this study
em ployed Chang’s (20 0 8) autoethnographic m ethod. This approach to
autoethnography can be distinguished from other self-narrative m ethods like
autobiography, person al essay writing, and perform ative storytelling by its goal,
attaining “triadic balan ce” (48) between self, culture, and process; the three parts of
the word auto-ethno-graphy . The basic unit of analysis was the researcher acting
within his sociocultural surroundings, and the prim ary data were the researcher’s
personal experiences. In this research, there were sociocultural surroundings at
play– m y history as a public school teacher in a large, urban school district, m y
history as a jazz perform er, how I perceived the socioculture of university level jazz
instruction, and the actual m ini-culture created in this classroom , am ong the four
students and m yself as teacher.
D a ta an d An alys is . I used three sources of data– journaling, videorecordings of each class, and a Facebook group page. Methodologically (Chang
20 0 8) internal data (journaling) were “com plim ent[ed]” (55) with analysis of
external data, including video-recordings of each class session and dialogue
occurring on the social m edia site Facebook. During the first week of class, I created
Jazz Com bo Lab Facebook group and invited students to join. Data were collected
and analyzed throughout the course of a 16-week university sem ester, between
Septem ber and Decem ber 20 13. My prim ary purpose in the class, Jazz Com bo Lab,
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was to facilitate an ensem ble experience for students who were unable to successfully
navigate the audition process into one of the university’s jazz com bo ensem bles, and
help them build their confidence and ability to perform . I video-recorded each
teaching session to reflect on m y success at facilitating robust dialogue, increasing
student agency, and avoiding authoritarian educational m odels. I also created a
Facebook page, for the dual purposes of extending classroom conversations and
sharing sm all ensem ble jazz YouTube videos. Finally, I im plem ented Freirean
pedagogy into m y lessons throughout the sem ester as I becam e aware of it through
reading Freirean texts.
Data were coded and interpreted. Videos of teaching sessions were used to
inspire reflection in the journal. These journal entries were coded descriptively (a
noun or short phrase describing the data). Descriptive codes were gathered into
larger them es in relation to the focus of the research– m y evolving teaching praxis.
The prim ary them es of this research considered m y evolving praxis and were
Freirean Pedagogy as Increased Conversation, Em pow ering Students to Critique
Their W orlds, Pedagogical Missteps, and A More Critical Praxis. Additional
analysis was conducted through writing exercises suggested by Chang (20 0 8)–
chronologically listing events in m y life connected to learning (and considering
Freirean theory), “list five personal, fam ilial, or social rituals, in order of im portance”
(78 ) (in this case social rituals of jazz teaching in the U.S. educational institutions),
“list five artifacts, in order of im portance, that represent your culture” (81) (the
culture being the J azz Com bo Lab culture I was cultivating), creating a list of values
that are im portant to m y teaching, and creating a list of “textual artifacts” (10 8) I
used in class (e.g. the Real Book, the apps).
I also analyzed data artistically (as suggested by Chang 20 0 8 ) through the
writing of m odified-haiku. Form ally, haiku have followed three conventions since
around the sixteenth century, (1) they describe a single thought or occasion, (2) they
are about the present m om ent, and (3) they em ploy seasonal im agery like cherry
blossom s (Hoffm ann 1986). According to Hoffm an, haiku are also n otable for
leaving som ething unsaid, and that being cen tral to the poem . My m odified-haiku
followed the first two conventions but not the third, and were about instances that
happen ed during class, difficulties I had im plem enting Freirean pedagogy, or
challenging Freirean theoretical points. I cam e to believe haiku provided m e an
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artistic representation of m y thinking about data that was lim iting enough (5
syllables in the first lin e, 7 in the second, 5 in the third) to force m e to synthesize m y
thinking. In this research I will share raw data (teaching episodes and haiku from
the journal) as well as m y interpretation of these data. The first haiku represented
how I viewed m y role as an autoethnographer-teacher.
Researcher-teacher –
Right thinking is right doing,
Curious person
(Novem ber 6, 20 13)
J a zz Co m bo Lab Stu d e n ts . There were four students who registered for
Jazz Com bo Lab. The nam es, Ron an, Caitlin, Malachi, and Aiden are pseudonym s.
One of the participants, Aiden, was a m usic m ajor. He played electric violin during
the sem ester. He had som e experience with free im provisation, but very little
experience playing jazz. He hoped to widen his perspectives as a m usic perform ance
undergraduate student. Ronan was a trum peter who began playing with one of the
university big bands during that sem ester. He was perhaps the strongest jazz
m usician, and hoped to becom e a m usic m ajor. Caitlin was a violinist, and an adult
learner with experience playing classical m usic an d bluegrass. This helped her
during im provisation activities, because she had developed a strong ear. Malachi was
a classically trained pianist, and a graduate science student. He worked extensively
on com ping (accom panim ent) throughout the sem ester.
Prior to this study, I had little experience with Freire, and did not consider
m yself a Freirean or a Critical Theory m usic teacher. One difficulty I found was that
I was learning about Freire (I had not read any Freirean books prior to this research)
while I was writing lesson plans and im plem enting Freirean ideas in a universitylevel perform ance ensem ble. This difficulty is also, I believe, a stren gth of this
research, because I hope to identify som e of the challenges to the early
im plem entation of these ideas into m y teaching praxis. During the early part of the
sem ester, I was m ost influenced by Freire’s writings. However, as the sem ester
continued, I becam e in creasingly influenced by criticism ’s of Freire, and, since the
study and not the purview of this research, Esteva, Stuchul, and Prakash’s (20 0 5)
critique, described above, which had already taken root in m y thinking during the
sem ester, has led m e to seek other educational theorists. I m odified m y praxis,
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during the sem ester, using the Freirean theorist, Roberts’ (20 0 0 ), lens of m ultiple
subjectivities.
Fin d in gs
Le s s o n Plan n in g. On the top m argin of each lesson plan, I wrote a guiding
quotation from one of the Adult Education course readings for the week, and then
constructed a lesson plan, aim ing to help students im prove m usically and also to
em power students in a Freirean sense. In other words, the inspiration for these
teachings cam e from Freire’s pedagogy, and not from Critical Pedagogy m ore
broadly. For instance, on the lesson plan written on Septem ber 22, 20 13, I wrote, “to
conquer THEIR WORLD” (Freire 1978, 72, em phasis in the original), “with the
intention of creating a lesson plan that will help these m usicians wrest m ore control
of the class from m e, the instructor” (Shevock reflective journal, Septem ber 22,
20 13). The idea of con quering their w orld continued to influence m y thinking about
Freirean pedagogy throughout the sem ester. I believe that the students wrested
m ore control from m e during the sem ester, and by the end of the sem ester
(especially with the free im provisation classes discussed later in this paper) they
began to conquer their world as confident im provisers.
Freirean pedagogy is designed to help avoid banking education and increase
student conscientization (Freire 1970 / 93, 67; Roberts 20 0 0 ). Im provisation is an
essential part of the jazz m usic tradition. At the start of the sem ester, in the Jazz
Com bo Lab, I hoped to create a safe environm ent (by deferring m y judgm ent of
student m istakes early in the sem ester) where students would develop confiden ce to
im provise, experim ent, talk, grow m usically, and be em powered to m ake judgm ents
and express m usical an d verbal positions. Writing about im provisation in Canadian
schools, Giacom elli (20 12) wrote, “Im provisatory m odes of m usic m aking within the
classroom can be used as a form of critical pedagogy to liberate students from the
current text depen den ce an d ‘correct’ instrum ental technique in Ontario m usic
classroom s” (8). At the start of the study, I believed that the im provisatory nature of
jazz m usicking m ight be uniquely able to accom plish a type of em powerm ent. As the
sem ester progressed, students chose m uch of the instructional m aterial.
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Fre ire an Pe d ago gy as In cre as e d Co n ve rs atio n
Em pow ered students
Dialogue to nam e their w orld,
Through w ords and m usic
(Novem ber 22, 20 13)
In early Septem ber, in the Adult Education class, the instructor facilitated a
discussion of what constitutes Freirean education. Much of this discussion centered
on the idea that Freire’s teaching evolved throughout his career, and it would be
helpful for those teachers labeling their classes as “Freirean” to:
Identify which Freire is being used. There are m ultiple Freires. There are
better and worse interpretations of Freire’s theories, but no single bad or good
interpretation. At som e point, pedagogy becom es no-longer Freirean, but
Freire-inspired– drawing on the works of Freire . . . Where is this lin e between
Freirean pedagogy and Freire-inspired pedagogy? (class notes, Septem ber 4,
20 13)
Throughout the sem ester, I worked under the assum ption that m y pedagogy in the
J azz Com bo Lab would be Freire-inspired, and not purely Freirean, and since this
exists on a continuum , I used m y previous experience as a teacher and jazz m usician
to guide m y evolving understanding of what m akes a “better and worse
interpretation.” Four them es arose to dem on strate how m y thinking evolved
throughout the sem ester. The first of these them es was Freirean Pedagogy as
Increased Conversation. Abraham s (20 0 5b) wrote of Freirean pedagogy, “Education
is a conversation where students and their teachers pose problem s and solve
problem s together” (3). At the start of the sem ester, on Septem ber 5th 20 13, I taught
m y first Jazz Com bo Lab class. I had begun reading Pedagogy of the Oppressed, at
this early point in the sem ester. J ust as Freire’s literacy cam paigns began with
asking students questions to get a sense for what the students knew, 2 I began the first
class with a series of questions written on a sheet of paper. After giving students
tim e to write answers to the questions, I read from the sheet:
DS: Nam e. Instrum ent. How long have you played the instrum ent? How
long have you been playing jazz? How did you learn jazz? What do you like
about jazz? If you play other instrum ents, what do you play? Who’s your
favorite jazz m usician and why? What do you m ost want to im prove about
your playing this sem ester? And finally, what is the blues? Okay, who wants
to start? J ust answer som e of the questions. What was m ost im portant, to
your m ind?
Ronan: My n am e is Ronan. I play trum pet. I like playing drum s as well. My
favorite jazz m usician is Miles Davis. It was the first album I ever bought.
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One of the things I want to get out of this course is to learn m ore harm onic
things to do when you im prov, rather than just sticking with the notes in the
chord.
DS: What’s your favorite Miles Davis album ?
Ronan: The one with My Funny Valentine on it. My secon d favorite song is
Blue in Green.
DS: Do you feel like your tone is? Do you want your tone to be like Miles’s?
Ronan: Ah. I do, but I don’t know. He said som ething like, “it takes a long
tim e for you to sound like yourself,” so I’m still on that path of finding m y own
sound. I try to em ulate it [Miles’ tone], but I don’t want to.
DS: So, you want to develop your own sound?
Ronan: Yeah.
DS: [After a pause.] Who’s next?
Malachi: I’m Malachi. I didn’t really start listening to jazzy stuff until
freshm an year of college. So, that’s four years ago. And it’s not the typical jazz
stuff. It’s m ore like rock with jazz m ixed in.
DS: Can you give m e an exam ple?
Malachi: J am ie Cullum .
DS: [Not hearing the last nam e] Who?
Malachi: J am ie Cullum . Not m any people listen to him .
DS: That’s okay. I need to go look him up [clarifies the spelling].
Malachi: He’s British. He’s a good perform er. I saw him live, and I want to
be able to play [like him ]. A lot of his stuff is im provised, and m ixed. But I’m
here to learn how to com p so I can be part of jazz band and hopefully solo
eventually. (Septem ber 5, 20 13)
By asking these questions, I was able to begin to understand what m y students
wanted to learn (im provising on m ore than the notes on the chords, and com ping),
and I was able to develop future listening lessons around m usicians students were
interested in (for these students, Miles Davis and J am ie Cullum ). Using Schm idt’s
(20 0 5) term inology, I wanted to know what the students knew to connect m y
teaching to the “learners’ own realities” (6). I wrote in m y journal,
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My goals for this class are to explore som e of the Freirean concepts I began to
learn in the Adult Education course . . . I believe at the m inim um , em ploying
a m ore dialogical m ethod will increase the dem ocratic-ness of m y teaching.
So, this is not only a laboratory for the students, but it is a laboratory for
m yself . . . The introductory discussion seem ed a little long, but m aybe that’s
what dialogue is all about, giving people tim e to think about ideas and values
surrounding this m usic. How else will they build identity? After listening to
Thelonius Monk’s Blue Monk I had to push them a little to take over the
conversation, an d form a plan for playing it. Their playing wasn’t very good
[in m y opinion]. [I believe] They knew that. (Septem ber 5, 20 13)
By the first class, I was aware that Jazz Com bo Lab was a laboratory for m y own
teaching. I was aware that conversation in the form of class discussion (this early in
the sem ester), allowing students to talk during class, was taking up instructional
tim e. I seem to have been biasing m y own opinion above the studen ts’ opinions
about how the m usic should be played. This m ay be because of the little experience
they have had with the jazz com bo tradition. Still, with Freirean dem ocratic teaching
aim ing to in crease “critical capacity, curiosity, and autonom y of the learner” (Freire
1998 , 33), cultivating in the students the ability to express their opin ion seem ed to,
over the course of the sem ester, em power them as autonom ous learners.
Listening lessons were an im portant part of learning the jazz com bo tradition,
and I wanted to sequence these as m uch as possible, as listening and sequential
experiences had arisen as them es of confident m usic im provising in m y previous
phenom enology (Shevock, in-press). I chose to listen to Blue Monk, but the students’
interests guided future listening lessons, but not all of them . I chose m any listening
lessons throughout the sem ester. I believe this was consistent with Freire’s
discussion of students’ right to learn the dom inant pattern (Wees 20 12). At one
level, I wanted students to develop agen cy to choose m usic, but at another level, I
was the expert in the dom inant pattern, which was, for this class, jazz com bo m usic.
Much of the talk early in the sem ester was about m usical-structural issues.
We began to talk about fram ing solos, and thinking about an overall structure,
or having a plan for the solo. Most often [the structures] turned out being,
playing som e slow notes for a while, speedin g up, and expanding the m otivic
ideas, then slowing down a bit at the end [an organic structure]. We also
talked about starting phrases near the end of one head when you want to
continue on into the next head, and curving the solo off if you want it to end.
(Septem ber 12, 20 13)
I cam e to believe conversations in class could im prove student leadership skills–
“im proving their leadership skills, because it is dem ocratically conceived and hinges
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on dialogue” (Septem ber 30 , 20 13). This is consistent with Allsup (20 0 3b), who
discussed Freire in term s of “the interdependent nature of dem ocratic learning
environm ents” that em phasize “open and honest discussions” (27). Class
conversations were facilitating interdependence between m e, as the teacher, and the
students, fostering what I referred to, in m y journal, as student leadership. I was
aware of the potential for m y leadership in class to go awry in Freirean term s. Freire
(1970 / 93) suggested, “The conviction of the oppressed that they m ust fight for their
liberation is not a gift bestowed by the revolutionary leadership, but the result of
their own conscientizaçāo” (67). By m oving leadership responsibilities to the
students, I hoped to facilitate, in students, their fight toward conscientization.
I also wrote in m y reflective journal about instructional tim e because I was
aware of m y own unease with dedicating this m uch class tim e to talking, not to m usic
m aking. I discussed this concern with the J azz Com bo Lab course in structor. As
discussed earlier in this paper, Roberts (20 0 0 ) represented conscientization as “a
dialectical representation of conscientization as a continuous reflective process”
(147), and I was experiencing m y own conscientization during this sem ester as I was
talking about how to best teach this course with the course instructor (who does not
self-identify as a Freirean teacher), learning Freirean pedagogy, and bringing in m y
own history. As I taught for twelve years prior to entering graduate school at Penn
State, I had long held, preset notions about what activity should be taking place in a
m usic class. In that, I valued m usic above talking. I continued, throughout the
sem ester and since then, to reflectively think about the balance between producing
sonic m usic an d talking in class. I have com e to believe (as I wrote in m y reflective
journal), “With too m uch sonic-m usic, class can becom e disem powering and
unreflective. With too m uch talk, m aking m usic in class can becom e a rarity, and
class can becom e about m usic instead of m usical action in practice” (Novem ber 2,
20 13).
Often having students m ake decisions through conversation proved difficult
because students are used to having teachers m ake decisions. For instance, after
playing a n ew song, Straight N o Chaser, I wanted students to choose the final piece
to practice.
Caitlin: [to Ronan] That song was really fast. Good song. Excellent solo.
DS: That was a fun one, wasn’t it?
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Malachi: Yeah.
Ronan: [Singing the m elody]
DS: So one m ore. Som ething we’ve played before. What do you want to play?
Malachi: [Doodling on the piano]
DS: Because we don’t want to drop the songs we’ve already played.
Aidan: Ahhh.
DS: [Pause] What have we played that we want to play again?
Caitlin: [Flips through her m usic]
Malachi: What?
DS: What have we played before that we want to play again?
Ronan: What we played last week. Blue Monk. Blue Bossa.
DS: [Pause] Is that what you want to play again?
Malachi: We can play one of the songs we did not get to play last week.
Ronan: Yeah.
DS: So, one of the ones you do but you didn’t get to.
Malachi: Yeah. What. How Insensitive?
Ronan: Was that on there?
DS: How Insensitive? Blue Bossa?
Malachi: We could do Blue Bossa.
DS: What’s a fun one to do?
Ronan: They’re all fun.
Aiden : Let’s see. We have Blue Trane, How Insensitive, ‘Round Midnight.
What is a fun one? They’re all fun.
DS: [Pause] You guys get to choose.
Caitlin: [to Ronan] You should choose.
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Ronan: No. Malachi, your choice.
Malachi: Don’t leave it to m e.
DS: [after another pause] Blue Bossa.
Ronan an d Malachi: Alright.
Ronan: Blue Bossa. (October 24, 20 13)
This video transcription dem onstrates how difficult it was, at tim es, to allow students
to wrest control from m e, as the teacher. It m ay be that the students were
uncom fortable m aking the choice for the entire group. I felt this was a necessary
conversation, though it took a lot of class tim e. I also felt this instance was a
pedagogical m isstep (and this was coded within both them es), because I eventually
gave up, telling the students what song to play (adm ittedly a song initially suggested
by a student) at the end of rehearsal.
As I continued reading Freire and teaching, I realized conversation is not
enough to m ake classroom dialogue Freirean. Freirean dialogue is both em powering
to the students, but also toward changing the world. As such, it is political.
Definitions of political involve system s of governm ent, the state, and the public; and
historically, the word political originated in the word politicus, Latin, “pertaining to a
polity, civil affairs, or governm ent” (political 20 14). In this way, the university is
inherently a political institution, and teaching is a political act. Political also im plies
an act as being not neutral. Political parties take political positions. For Freire,
dialogue is a way for students to politicize their worlds. Prim arily because Jazz
Com bo Lab is a perform ance ensem ble, and one in which students, who I initially
viewed as oppressed by the audition process (Freirean pedagogy is a “Pedagogy of
the Oppressed” and not a “Pedagogy of the Disenfranchised” (Macedo 20 0 0 ))
wanted to im prove their playing skills, I wanted a m ore subtle way to express the
political content of Freirean pedagogy in the Jazz Com bo Lab. Dedicating large
segm ents of tim e in Jazz Com bo Lab talking about politics m ight be oppressive to
unconfident students yearning to develop their m usical skill.
I believe, to som e extent, it is through developing m usical skill that these
students would be able to overcom e their oppression. And yet, each class needed to
allow som e space for students to voice their awareness of political m atters, and
develop com m unally. A balance needed to be found. Christopher Sm all’s (1998 )
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m usicking provided the theoretical fram ework for the type of representative-political
m usicking I appreciated as a teacher in the Jazz Com bo Lab. According to Sm all, the
ways in which we choose to m usic are a ritualistic perform ance, and “. . . to take part
in [ritual] is to take part in an act that uses the language of gesture to explore, affirm ,
and celebrate one’s concepts of ideal relationships” (98).
Musicians m usic
In ideal relationships;
A just classroom / w orld
(November 19, 2013)
In som e ways, I used Sm all’s m usicking concept to curb m y political understanding
of Freirean dialogue. In discussing what conversation m ight enable, Giroux (20 11)
explain s, “such conversations have for the m ost part failed to consider m ore
fundam ental issues about the need to revitalize the language of civic education as
part of a broader discourse of political agency and critical citizenship in a globalized
society” (174). I do not believe these conversations approached Giroux’s suggestions.
Abraham s (20 0 7) recom m ended “com posing and im provising m usic in styles
consistent with who the students are and the contexts in which they live” (228) as
consistent with critical conversation. In Jazz Com bo Lab I did not have control over
the sty les of m usic perform ed (the style of m usic was in the course description), but
the dem ocratic context (allowing students room to talk) of m y classes seem ed to
benefit students. Students seem ed to be m ore confident students– confident to
im provise m usic, and to critique them selves, each other, and the teacher. In m y
reflective journal, I wrote, “While Freire was teaching literacy, I am teaching m usic.
Music is not as directly about an idea as language is. A word sym bolizes a m ental
concept, while m usic m ight at best allude to sim ilar concepts” (October 28, 20 13).
My conception of conversation continued to evolve during the sem ester. By
the beginning of October I was incorporating Sm all’s thoughts on ritual as affirm ing
beliefs that the Jazz Com bo Lab be able to facilitate an ideal belief of negotiation and
em powerm ent. “My hope for the m acrocosm of the world dem ands a com plex
relationship where power is negotiated daily, where teacher and student voices are
em powered throughout [the m icrocosm of] the class tim e” (October 1, 20 13). But by
the end of the m onth, the political nature of Freirean dialogue seem ed like a paradox.
As I am attem pting to apply Freirean pedagogy to m y jazz com bo lab class I
am beginn ing to realize that because Freirean pedagogy is explicitly political, I
have com e to a paradox that I am yet unable to solve. A num ber of questions
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need to be addressed as I continue to construct this class. 3 Can a Freirean
pedagogy that is overtly political, where dialogue is about the oppressive
nature of the world, be em ployed in a jazz com bo lab where the prim ary
objective is creating sm all ensem ble m usic? How m uch talking is too m uch
talking, and when does dialogue lim it the experiences the students want? Is it
equally oppressive to force overm uch verbal discussion, as it would be to shut
it down through incessant direct instruction? Is instrum ental dialogue,
im provised creation, Freirean in any way or form ? Should students explore
the oppressed/ oppressor Hegelian binary that Freire saw as central? Am I
doing Freirean pedagogy, or is being aw are of Freire enough? (October 28,
20 13)
Em p o w e rin g Stu d e n ts to Critiqu e Th e ir W o rld s
The second them e of m y evolving praxis was Em pow ering Students to Critique Their
W orlds. By m y Septem ber 19th journal entry, the students seem ed to be showing
signs of im provem ent, both m usically and in their ability to dialogue (though they
did not seem to feel em powered, yet). Perform ing m usic with the iPhone app iRealb
seem ed to have proven an effective (and fast) tool for learning jazz com bo m usic
without a bassist or drum m er. The students seem ed som ewhat m ore com fortable
with talking in class, since I was insistent on providing tim e for conversation
throughout. One difficulty inexperien ced jazz im provisers have is constructing a solo
that is interesting and lasts longer than one tim e through the head (beginning of the
com position). This problem m ight be com pounded by the prevalen ce of big band
m usic in school jazz, because big band m usic em phasizes im provised solos less than
jazz com bo m usic. I had each student talk through a guiding fram ework for an
extended im provised solo. I then allowed each student to perform the solo. After
each solo, the other students assessed their classm ate. Since I played vibraphon e
along with each class, I also participated in this activity, subm itting m yself to the
verbal construction of an extended solo, perform ance of that solo, and assessm ent by
each student. This activity had m ixed results.
I also tried to have them critique each other’s solos. I’m not sure how
well it worked. It definitely seem ed to help Caitlin. I’m not sure Ronan
was happy with it; he seem ed uncom fortable with receiving criticism
from his peers . . . The goal of having peer assessm ents was to
em power the individuals. Their opin ions m attered. They were the
authority able to judge their own and other’s work . . . it was a challenge
of social-cohesion; not necessarily painless. (Septem ber 19, 20 13)
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After this first not painless peer assessm ent, students seem ed uncom fortable around
each other. However, I continued using peer assessm ent throughout the sem ester.
By the second peer assessm ent, perhaps because I subm itted m yself to the sam e
scrutiny; perhaps because they understood this would be expected, students were
noticeably m ore com fortable with taking and giving criticism , and I feel this becam e
an im portant key to their developm ent as m usicians. Students were em powered as
agents, judging their and other im provisations based on criteria that were socially
constructed.
As a doctoral student who was the course instructor I had difficulties
unrelated to teaching. I presented research three tim es from the end of Septem ber to
the beginning of Novem ber, in North Carolina, Nebraska, and Ireland. Each of these
presentations m eant that I m issed class tim e. The students m et to rehearse without
m e during these weeks and continued to develop, but not as quickly as they had
developed 4 in Septem ber, nor as quickly as they would during the free-jazz lessons I
taught in Novem ber. On October 17th, Malachi posted a recording he m ade of the
group perform ing Blue Monk to the Jazz Com bo Lab Facebook page and it was nice
to hear them reflectively playing, a point I lauded on the Facebook page. Students
were expressing their agency, a concept Giroux (20 11) connects to transform ation. I
cam e to believe Em pow ering Students to Critique Their W orlds (an agentic act) is a
step toward transform ative pedagogy.
There are also structural inequities involved in teaching at a university. As a
teaching assistant, I had less power than other teachers.
When I was at [a conference], the students were kicked out of their room by a
faculty m em ber who had double booked the room through [the adm inistrative
assistant]. I’m not sure how this happened, but the students felt powerless.
This week, sin ce they n eeded the room again, we went to the first half of
‘Passport’s’ [one of the other jazz com bos] perform ance at the . . . Museum of
Art. We then cam e back and played one of the songs they played, ‘When You
Wish Upon a Star.’ [I feel that] listening to jazz com bo m usic is im portant in
addition to just trying to play it. We then had a conversation about being
kicked out of the room . Caitlin in particular was upset. I had to ask [the
course instructor] to help by talking with her. [The following day, the course
instructor] and I explained to her that being flexible about the room is part of
being a jazz person, being flexible. (October 26, 20 13)
I wasn’t happy about this situation either, as I had reserved the classroom for the
entire sem ester. However, this type of situation has occurred to m e in the past, and
was not uncom m on in the evenings am ong rehearsing groups. The ethic of flexibility
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in jazz has helped m e to accept the things I cannot change while changing those
things I can. It m ay be said that this ethic of flexibility is, in itself, oppressive
because it allowed the teacher (who out-ranks the students) to take the room and
force adaptability. However, it is not the ethic of flexibility that created the injustice
within the university structure, but the structure itself. Freire has been described as
“a m an of hope, sim ulated by realistic an d attainable aspirations” (Rossatto 20 0 8,
157). Still, such flexibility m ay be at odds with Freirean pedagogy in that it does not
increase students’ belief that they can change the structure. Perhaps, flexibility and
realism m ight be balanced against hope an d action for change. It is possible to be too
flexible, accepting too m uch the structure and, resultantly, stifle student agency.
This instance was also coded under the next them e, pedagogical m issteps, because it
represents a m issed opportunity for m e to find som e way to em power the students.
Students had m ore opportunities to lead con versation as the sem ester
continued. After listening to J ohn Coltrane’s Im pressions in Decem ber, Caitlin (not
m e, as the teacher) began the conversation.
Caitlin: So, they’re writing like one chord, but the piano’s playing two chords,
using the notes of the m ode and playing as m any chords as he wants, perhaps.
DS: Right, within the Dorian m ode. It’s written as chords here, but really he’s
thinking m odes.
Malachi: [Doodling on chords within the D Dorian m ode]
DS: So, the piano has a lot of leeway within that Dorian m ode.
Caitlin: How interesting.
Malachi: I understand that he was changing stuff, and it sounds like there are
m ore chords than are written.
DS: [Goes over to the piano to dem onstrate the Dorian scales]
Malachi: So with a raised 6. [Doodles and finds a repetitive pattern that
works]
Caitlin: [Com es to the piano]. At the end I was hearing this [plays a pattern
in the higher register]
[Malachi an d Caitlin play back and forth on the piano and figure out a pattern
that works. I walk back to m y vibraphone an d allow them space to work]
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Caitlin: That’s kind of interesting because in the whole piece is A-B-A, and
there’s just a half step in-between tonalities, and these chords, again, just a
tone between them .
Malachi: [Toward DS] I know it’s D Dorian, but we’re not really just lim ited
to just these notes, right?
DS: You have to m ake it interesting, even though it only has two chords in it.
So we’re going to pull from everything that we have done so far, which is
playing chordally, you m ight pull from the blues, and the free jazz stuff we did,
where you had to create ideas off of nothing. (Decem ber 5, 20 13)
Caitlin, by the end of the sem ester, seem ed to really find her voice as a leader during
interactions like this. In a way, she was em powered to critique her world through the
jazz com bo, by being em powered to take lead in class. Two of the students, being
violinists, had little opportunity for previous jazz instruction.
For the two violinists, jazz com bos m ight be the only jazz perform ing
opportunity they have, since those instrum ents are not usually part of the big
band tradition. This is one of the reasons I listen to so m uch jazz com bo
m usic; as a vibraphonist, m ost of the repertoire I m ost appreciate is sm all
ensem ble jazz like Modern J azz Quartet, Gary Burton, Caribbean J azz Project,
and Roy Ayers. (October 29, 20 13)
My own perform ance experience as a vibraphonist dictated m y appreciation for jazz
com bos. I began to view m y praxis as providing an opportunity “that affords them
agency and opportunities to im provise on their instrum ent that m ight not be part of
the big band tradition” (October 29, 20 13). The increased opportunity for
im provisation in a jazz com bo (in com parison to big band), and the sm all class sizes
m ight have helped facilitate student com fort with critiquing their worlds, m usically
and through talking. In this way, this them e connects to the first, as an evolution of
m y understanding of dialogue.
Pe d ago gica l Mis s te p s
N ot ty rannical
N or a laissez-faire approach,
W alking a tight rope
(Novem ber 15, 20 13)
The third them e of m y evolving praxis was Pedagogical Missteps. Many m issteps
were due to not knowing a lot about Freire’s thinking until m id- to late- sem ester,
after engaging with his work. In these m issteps, I em bodied the “unfinished” (Freire
1998 , 52) nature of the teacher/ student, essential to Freirean pedagogy. Two
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pedagogical m issteps were discussed above. The first, m y inability to have the
students chose songs early in the sem ester, resolved itself during the sem ester as
students felt m ore em pow ered to critique their w orlds. The secon d possible m isstep
was m y handling of the room situation; I applied an ethic of flexibility and m ay have
m issed an opportunity to foster activism . I will share a third pedagogical m isstep
here. By Novem ber 8 th, the Jazz Com bo Lab was working on jazz ballads, which
were particularly challenging for Malachi, because the piano voicin gs were causing
problem s. After playing through My Funny Valentine, we returned to Blue Monk,
and I had the students im provise a pattern, which could then be taught to the whole
group and used as a com ping figure during som e of the solos. In m y journal I wrote,
Next I had the students im provise, and then write out a harm ony part
for Blue Monk, and of the three, we all learned Malachi’s. I’m not sure
how dem ocratically I handled this, because when ultim ately the three
m em bers weren’t able to decide on one to do, I chose Malachi’s because
I thought it would work best for . . . a com posed line to be played
behind soloists. I then com ped on the piano while Malachi taught the
group his part. (Novem ber 8, 20 13)
Another reason I chose Malachi’s harm onic line was to em power him , after he had
difficulties with the ballads. I share this reflection because it dem onstrated one of
the tim es I feel I left a dem ocratic teaching style. Freire (1998) suggested that both
authoritarian an d laissez-faire teachers hinder students’ freedom . A balance of
authoritarian an d laissez-faire pedagogy becam e an issue for m e as I tried to
im plem ent Freirean pedagogy, as m y own teaching m ight at tim es lean toward the
laissez-faire.
A Mo re Critical Pra xis
Teachers and students
Are people, im provising
Co-form ing m eaning
(Novem ber 30 , 20 13)
The fourth them e of m y evolving praxis was A More Critical Praxis. I dedicated two
weeks to free-jazz in Novem ber. During the week before the second free-jazz class, I
had students find free-jazz tunes they liked, and post them to the Jazz Com bo Lab’s
Facebook page. Both Ronan an d Malachi posted videos. In class, we talked a little
about the Ronan’s Facebook post– Pithecanthropus Erectus, by Charles Mingus. I
gathered som e inform ation about it from Wikipedia, which I read to the students,
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According to Mingus' liner notes, the title song is a ten-m inute tone
poem , depicting the rise of m an from his hom inid roots
(Pithecanthropus erectus) to an eventual downfall due to "his own
failure to realize the in evitable em ancipation of those he sought to
enslave, an d his greed in attem pting to stand on a false security."
(Wikipedia.com , Pithecanthropus Erectus (album ))
This provided the class with fodder for critical dialogue, including how Mingus’s
com position ends in such a way that it sounded, to the Jazz Com bo Lab students,
hopeful—perhaps that hum ankind m ight evolve past its desire to enslave others.
Ronan: It translates to upright ape-m an, which holds a dual m eaning m ainly
because Charles Mingus plays an upright bass.
Me: They’re im provising on this idea, and in the beginning it sounds like
pretty standard stuff. And then whenever it com es to m an’s “failure to realize
em ancipation,” it seem s to becom e really chaotic, and alm ost ugly. But it
com es back together at the end.
Aiden : It m ight also m ean the enslavem ent of plants and anim als. We need
plants and anim als to survive, and eventually all of the resources we need to
live, eventually they’ll run out and that’s it. No m ore m an. (Novem ber 21,
20 13)
We ended up talking about historical slavery, social slavery, an d wage slavery.
Giroux (20 11) suggested Freire’s teaching is about “soaring beyond the im m ediate
confines of one’s experiences, [and] entering into a critical dialogue with history”
(155). This was the first point in the sem ester where I felt our dialogue began to
approach the historical nature of Freirean praxis.
Since Freire’s teachings are also about “im agining a future that would not
m erely reproduce the present” (155), I directed students– as a group– to com pose a
free-jazz piece around licks (m otifs) and chord progressions they im provised, which I
then wrote on the chalkboard (see figure 1). For an exam ple of what one of these
session s sounded like, listen to “Riley’s Colorful Socks”
(http:/ / youtu.be/ lqoVXuAlAF0 ). In “Alone for Thanksgiving [No Hom e],” Ronan
expressed his disappointm ent at being unable to afford returning hom e for
Thanksgiving break. He felt he was fortunate though, because he would return hom e
for winter break. He asked the other com bo lab m em bers to consider, while they
perform ed, students whose hom es were even m ore distant, such as international
students, who often are unable to return hom e even for the extended winter and
sum m er breaks. These conversations required “incalculable personal and social
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investm ent” (Benedict and Schm idt 20 0 7, 33) am ong the students/ teachers an d
teacher/ student, an d seem ed to m ove toward Freirean dialogue as transform ation.
After perform ing “Alone for Thanksgiving [No Hom e],” the students had this
conversation:
Ronan: Yeah, that was cool.
Aiden : It was m ore m elancholy, I would say, than depressing. It wasn’t like,
“oh m y life sucks.” It was like, “I guess I’ll be alone for a week and then . . .
happy ending, I guess.” (Novem ber 21, 20 13)
The students seem ed to have different intentions for perform ing the piece, which
unfolded first through conversation, and then through im provising together, and
finally through conversation.
These conversations m ay have provided an exam ple of Freirean “ruptura”
(Freire and Horton 1990 , 38), a breaking with beliefs through creative action and
dialogue, because these students were considering the dehum anizin g nature of
loneliness inherent in the structure of the traditional college experience in Am erica.
Abraham s (20 0 5b) wrote, “Believing that teaching was a conversation or dialogue
between the teacher and the student, Freire posed problem s for his students that
caused them to take what they already knew and understood from their world
outside the classroom and connect it to the goals of literacy, nam ely the abilities to
read and write the language” (3). Viewing the free im provisation lessons as problem
posing pedagogy, the students/ teachers and teacher/ student co-posed problem s (in
this case licks and chord progressions) that were co-solved through m usical
perform ance. Further, these student-com posed free im provisations were connected
to their experiences—in the case of “Alone for Thanksgiving [No Hom e]” the
experience of loneliness—and began to hum anize and transform their worlds. As
Freire (1970 / 93) wrote, “It is to engage in authentic transform ation of reality in
order, by hum anizing that reality, to hum anize wom en and m en” (18 3).
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Figure 1: “Alone for Thanksgiving [No Hom e]”
Dem anding freedom ,
Jazz, as critical subject
Dem ocratizes
(Novem ber 21, 20 13)
Co n clu s io n s
This autoethnography provided an opportunity to docum ent m y initial experience
with Freirean pedagogy as well as m y using of Freirean ideas during the sem ester. It
should, therefore, be read not as an advanced Freirean application in a jazz
ensem ble, but as an initial experience with an d step toward Freirean praxis. This,
taken in conjunction with the subjective nature of self-study, and with the lack of a
clear Freirean m ethod for such an ensem ble in m usic education literature, shows the
possible necessity for Freirean applications for m usic outside of the general m usic
setting.
How appropriate did I find the teachings of Paulo Freire for a university-level,
im provisational, sm all ensem ble class? Ultim ately, I believe Freirean pedagogy
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expan ded m y thinking and, to a lesser extent, teaching praxis, but there were
difficulties. Many difficulties I experienced were developing an understanding of
Freire during the sem ester, and challenges to Freire’s pedagogy I shared in the
introduction. “One of the biggest difficulties with Freirean pedagogy I needed to
overcom e was m y incredulity toward the oppressed/ oppressor Hegelian binary,
central to Freirean pedagogy” (October 26, 20 13). Macedo (20 0 0 ) argued that Paulo
Freire’s pedagogy is a “Pedagogy of the Oppressed” (not m erely of
disenfran chisem ent am ong university students), and therefore was understood
variously as appropriate and inappropriate for m y praxis. At an Am erican university
the students are fairly privileged– especially in com parison to the oppressed in Chile,
Brazil, Guinea Bissau, or Nicaragua, where Freire im plem ented his adult-literacy
cam paigns (Kirkendall 20 10 ).
Macedo (20 0 0 ) described the oppressed/ oppressor bin ary as an essential part
of Freire’s analysis.
If you have an ‘oppressed,’ you m ust have an ‘oppressor’ . . . ‘Pedagogy of the
Disenfranchised’ dislodges the agent of the action while leaving in doubt who
bears the responsibility for such action. This leaves the ground wide open for
blam ing the victim of disenfranchisem ent for his or her own
disenfran chisem ent. (21)
Conceiving critical consciousness through the lens of m ultiple subjectivities (Roberts
20 0 0 ) allowed m e to conceive how individuals m ight be the oppressed in one arena,
but an oppressor another. Both m yself as teacher/ student, an d the four J azz Com bo
Lab students/ teachers can be understood as oppressors and oppressed in various
arenas on a dialectical experience of evolving conscientization. This exploration of
Freirean praxis in m y own teaching em powered m e to begin to consider teaching
m usic to be about m ore than m ere sonic m atters. The discussion of Charles Mingus’s
Pithecanthropus Erectus, in both m y success and where I could have done better as a
teacher/ student, open ed m y m ind to possibilities for a m ore critical m usic praxis that
considers racism in its historical and present-day relevance. Ultim ately I viewed m y
teaching praxis as a m odified-Freirean praxis– m odified for m y evolving
understanding of the oppressed/ oppressor binary, and began to construct a praxis
appropriate for a perform ance ensem ble.
Regardless of whether this autoethnographic reflective teaching experim ent
can be viewed as a successful im plem entation of Freirean pedagogy in a universitylevel jazz com bo laboratory, m y personal teaching praxis was enriched, taking the
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thoughts of an im portant pedagogue in adult education and m aking an effort to
incorporate som e of his pedagogy. I learned, first hand, that this type of pedagogy is
difficult (for m e) to implem ent in a m usical perform ance ensem ble, and that Freirean
pedagogy requires continued reflective praxis. Since the com pletion of this study, I
attended a num ber of workshops conducted by Freirean teachers. On reflection, it is
essential to see Freirean teaching in action to truly understand som e of the m ore
difficult (and not well described) Freirean pedagogical techniques such as
codification and the developm ent of generative them es. Throughout the sem ester I
m ade choices to incorporate som e aspects of Freirean pedagogy and to discard
others. These decisions were based on what I felt I understood at that point during
the sem ester. How successful was I at im plem enting Freirean pedagogy? To answer
this question I have to explicate m y goals as a teacher of a perform ance ensem ble. I
felt m y m ost successful lessons were the free im provisation lessons. The existing
literature on Freirean m usic education described how lessons m ight be incorporated
in general m usic settings. Also, I was never able to incorporate generative them es
(Freire 1970 / 93; Freire 1978 ; Purcell-Gates and Waterm an 20 0 0 ) since m y initial
learning about Freirean pedagogy began with the start of the sem ester. I only began
to grasp this concept n ear the end of the sem ester, and began to allow students to
choose m ore of the repertoire (a weak substitute for fully generative them es).
In future sem esters, co-constructing the syllabus with students m ight m ake an
interesting exploration into incorporating gen erative them es in this ensem ble.
Poetry is often used in classroom settings to generate the generative them es because
these them es need to be tied to 1) the students’ personal experiences and 2) be
em otionally expressed. In redoing this laboratory, beginning with free im provisation
m ight provide a way for students to com pose their generative them es. My use of
conversation as dialogue, and also m usic im provisation as a form of dialogue, while
in line to Spruce’s (20 12) understanding of m usic as m uch richer discourse, seem ed
to fall short of Freirean dialogue, which is expressly political. While both im provised
m usic an d verbal dialogue can be hum anizing, words have definite m eanings that can
clearly express injustices. The problem with m usic im provisation as dialogue (for
Freirean pedagogy) com es in codification of generative them es—if the generative
them es are going to explore political inequities then codes n eed to be explored for
their root causes and those things that cultivate the code. And further, the university
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structure, which set this course as a jazz course, m ay have set m e in the position of an
evangelizer (Esteva, Stuchul and Prakash 20 0 5), evangelizing these students to a
m usical style they m ight not have listened to regularly. Certainly, I introduced them
to m uch jazz m usic. Nonetheless, the idea that jazz im provisation dem ocratizes a
perform ance ensem ble seem s in line with the literature that suggests, “people learn
dem ocracy just like we learn all im portant things” (Minch an d Sanders 20 0 9, 239).
In this way, it m ay be that student/ teachers and teacher/ students are form ing habits
of dem ocracy through the style of m usic chosen.
How do students’ confidence and ability at im provisation im prove during the
class? My teaching of student confidence was guided by pedagogical them es from m y
previous research in confident m usic im provising (Shevock in-press). The essential
them es of that research were listening, sequential experiences, and criticism -free
environm ent. I dedicated a healthy am ount of class tim e working on developing the
student ears through listening (to recordings and listening/ responding across the
ensem ble). I sequenced instruction by choosing m usic with less-com plex chord
changes early on, to allow confidence to develop before I introduced m ore com plex
chord structures over which to im provise. I created a criticism -free environm ent
through m y aim s to create a safe classroom space. When I had students critique each
other (and m e), m y goal was to m ove them toward a m ore critical perspective (about
the m usic) and em power them as agents. Sin ce em powering studen ts as agents is
im portant in Freirean theory, it m ay be that Freirean theory is, at least at tim es, at
odds with m y previous work on confidence. Alternatively, it m ay be im portant for
students to challenge their confidence to develop a m ore robust agen cy. Criticism free environm ent m ight therefore be understood like an educational scaffold, which
at som e point m ust be rem oved.
As an autoethnography, the prim ary data for this is m y judgm ent of the
students’ confidence and ability. I was able to stim ulate robust dialogue am ong
students to enhance student confidence an d ability. Each of the students seem ed (to
m e) to im prove as im provisers and confident m usicians, crafting im provisations that
em ployed m ore m usical elem ents (pitches, dynam ics, rhythm ic content, structure,
etc.). According to the course instructor, the four students im proved considerably as
jazz m usicians, and according to the course evaluations, the students greatly
appreciated the course design (around Freirean pedagogy). Ronan went on to play in
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m ore advanced jazz ensem bles the following sem ester, an d I attended a perform ance
by Malachi in the student com m on area, where he was playing (an d singing)
im provisational m usic confidently.
This autoethnography adds to a body of Freirean m usic education literature,
and shares successes and challenges unique to constructing a Freirean perform ance
ensem ble, and especially as it pertains to an ensem ble teacher approaching Freirean
theory for the first tim e. An obvious lim itation was the use of jazz only, though in
line with Freire’s insistence on using the dom inant pattern (while jazz isn’t the
dom inant pattern in university m usic departm ents, it is the dom inant pattern for
learning im provisation, and it is a dom inant pattern in com parison with other
m usics), and future research m ight allow students to choose im provisational styles
early in the teaching sem ester. Further research m ight also extend this current study
by further im plem enting Freirean pedagogy into a perform ance ensem ble, whether
jazz or not.
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N o te s
1 It
m ay seem that using the colloquial “m y students” here (I also use “m y students”
on the 17th page of this paper) would be un-Freirean because “m y” im plies
possession. It would be possible to use “students/ teachers,” which I use later in the
paper. However, using Google Scholar, a search of Freire + “m y students” reveals
m any results. In fact, the phrase “m y students” is used in Freirean author Shirley
Steinberg’s (1995) interview of Freirean teachers Peter McLaren and J oe Kin cheloe.
The use of “m y students” here is not intended to express ownership, but rather is
used in com m on term inology (m y in being w ith the students).
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org
Action, Criticism , and Theory for Music Education 14(2)
121
2
Freire’s goal was to understand where his students were in relation to critical
thinking. For instance, in Brazil, students were “asked if they believed in
werewolves” (Kirkendall 20 10 , 48). I assum e students who believe in werewolves fit
into the category, m agical thinkers. At this point in the sem ester (9/ 5), I did not
know enough about Freirean critical thinking to design survey questions to get at
conscientization.
3
Learn ing is often co-constructed in Freirean pedagogy (but not always– see som e of
the issues with Freire’s im plem entation of the adult literacy program in Guinea
Bissau described in Kirkendall, 20 10 ), especially through generative them es (see
discussion later in this paper about m y hopes for future im plem entations of Freirean
pedagogy). However, in this October 28 journal entry, I am referring to the larger
construct of class form at. Even providing room for developm ent of generative
them es, the space for and form at of the co-construction of generative them es m ust be
planned (constructed) by the teacher.
In this case developing is viewed as confiden ce at im provising, perform ing the
pieces, an d playing together well as subjectively (as an autoethnography, by m yself)
judged.
4
Abo u t th e Au th o r
Daniel J . Shevock earned his PhD from the Pennsylvania State University (May
20 15). He taught in public schools for twelve years in Pennsylvania and Maryland.
His experience as an urban m usic teacher awakened a concern for issues of
dem ocratic education, creativity, an d social justice. Dan m usics on the vibraphone
and drum s, and is an ardent reader. His scholarly interests include confident m usic
im provising, practicing m usic im provisation, dem ocratic teaching practices, social
philosophy of education, spirituality, and critical theory. Dan also has degrees from
Clarion University of Pennsylvania (B.S.Ed. 1997), and Towson University (M.S.
20 0 0 ).
Shevock, Daniel J . 20 15. Reflection on Freirean pedagogy in a jazz com bo lab. Action, Criticism , and
Theory for Music Education 14(2): 85– 121. act.m aydaygroup.org