Social Complexity and Religion at Rome
in the Second and First Centuries BCE
by
Andreas E. Bendlin
Brasenose College, Oxford
A thesis submitted for the Degree ofD. Phil,
in the University of Oxford
(Faculty of Literae Humaniores)
Hilary Term 1998
< DEPOSITED o
x
Social Complexity and Religion at Rome
in the Second and First Centuries BCE
by Andreas E. Bendlin (Brasenose College, Oxford)
Thesis for the Degree of D. Phil,
in the Faculty of Literae Humaniores
ABSTRACT
This thesis contains 96,000 words.
This thesis studies the religious system of the city of Rome
and its immediate hinterland from the end of the Second Punic War to the emergence of autocratic rule shortly before
the turn of the millennium.
The Romans lacked a separate word for >religion<. Scholars therefore hold that modern notions of religion, due tc
their Christianizing assumptions, cannot be applied to Romai
religion, which consisted in public and social religious
observance rather than in individual spirituality. The first
chapter argues that Roman religion can be conceptualized a*
a system of social religious behaviour and individual motivational processes. A comparative definition of >religion<,
which transcends Christianizing assumptions, is proposed t<
support this argument.
In chapter two, modern interpretations of Roman reli
gion, which view Republican religion as a >closed system<
in which religion is undifferentiated from politics and froi
public life, are criticized. It is argued that these inter
pretations start from unwarranted preconceptions concernin<
the interrelation of religion and society. Instead, I sug
gest that we should apply the model of an >open system<: th
religious system at Rome was interrelated with its environ
ment, but at the same time it could be conceptualized a
being differentiated from other realms of social activity a
Rome.
11
Chapter three refutes the view that the identity of religion at Rome can be described by models of political or
cultural identity. Instead, religious communication in Late
Republican Rome was characterized by contextual rather than
by substantive meanings. The fluidity of religious meaning
in Late Republican Rome, a metropolis of nearly 1,000,000
inhabitants, implies that normative definitions of the constituents of Roman religion fail to convince. In relation to
colon! ae and municipia it is attempted to show that the religious system of Rome, a local religion geared to the physical city and its immediate hinterland, was not capable of
becoming a universal religion.
In the fourth chapter, the parameters organizing Roman
religion are discussed. My thesis is that Roman religion in
the Late Republic was decentralized in that religious authority was diffused and religious responsibilities were
divided. In the city of Rome, there existed a market of religious alternatives, which was characterized by the compatibility of different deities and cults in a polytheistic
context.
IV
ACKNOWLEDGEMENTS
It is my pleasure to acknowledge my manifold debts to various institutions, teachers, colleagues and friends. For financial assistance in 1993-6 I am grateful to the Trustees
of the Rhodes Trust, Oxford. The Craven Committee supported
a visit to the British School at Rome in September 1995. Two
Oxford colleges, Corpus Christi and Brasenose (listed in
chronological order), deserve my sincere gratitude not only
for their financial support but also for granting me the
privilege of membership of their respective
treasured
institutions.
My debts to individual scholars are acknowledged in
their place. C. Robert Phillips kindly shared his ideas with
me and offered some valuable bibliographical information in
the final stages. Antonia Barke read the whole thesis; her
perceptive comments have vastly improved the final result.
My greatest debt, however, is to Simon Price, who supervised
this thesis in the best way possible, not just enduring but
unflaggingly supporting its author. The sole responsibility
for my stubborn refusal to take full advantage of his or
indeed of other people's knowledge and for any residual errors or imperfections is mine.
V
CONTENTS
CONVENTIONS AND ABBREVIATIONS
vii
....................
1
...........
>Religio< and >religion<
The modern notion of religion .........
.............
Religion and culture
>£eligious behaviour< versus >belief< .....
Defining religion ...............
Towards a comparative concept of religion ...
1
8
11
20
31
38
..........
43
1 INTRODUCTION
7.7
7.2
7. 3
7.4
7.5
7.6
............
2 CONCEPTUALIZING »ROMAN RELIGION*
....... 43
Roman religion - local religion?
Old paradigms ................. 51
New paradigms ................. 65
...... 74
A Roman model of >civic religion<?
2.4.1 Varro and civic religion ......... 74
. 85
2.4.2 Priests as mediators of civic religion?
2.5 Ancient views on religion and society ..... 92
2.6 On the impact of modern theories of >religion and
103
..................
society<
103
2.6.7 Social theories of differentiation . . .
108
.............
2.6.2 Functionalism
110
2.6.3 A symbol theory of culture .......
114
. .
2.7 >Closed< versus >open< religious systems
115
2.7.7 Religion's role in a closed system . . .
125
2.7.2 The openness of Roman religion .....
135
2.7.3 Orthopraxy or orthodoxy? ........
141
2.7.4 Conceptualizing an open system .....
2.8 Social complexity and religious differentiation: an
148
................
introduction
150
.
2.8.1 »... me et Cottam esse et pontificem«
2.8.2 Variability and stability in religious
154
...............
behaviour
2.1
2.2
2.3
2.4
VI
3 >ROMAN RELIGIONc: PROBLEMS OF DEFINITION
.....
3.1 Rome as an >imagined community < .......
.......
3.7.7 Ethnicity and citizenship
3.1.2 On the >Romanness< of Roman religion . .
3.1.3 Addressing the pantheon of the city of Rome
3.1.4 Priesthoods and aristocratic competition
3.2 Cultural self-consciousness and Roman religion
.....
3.2.1 >Omnis populi Romani religio<
3.2.2 >Romanus ritus< and related concepts . .
.........
3.3 Excursus: >Romana religio<
. .
3. 4 Roman religion and Late Republican Italy
3.4.1 Intervention and laissez-faire .....
3.4.2 Coloniae and municipia .........
4 RELIGION AND SOCIETY IN LATE REPUBLICAN ROME
...
159
160
160
174
189
196
203
207
211
222
234
235
245
260
4.1 Organizing local religion at Rome ......
........
4.1.1 >Sacrum< and >publicum<
4.1.2 The diffusion of religious administrative
...............
authority
4.1.3 Decentralizing financial responsibilities
4.1.4 The limits of state interference ....
.............
4.2 Public and private
...........
4.2.7 >Privata religio<
4.2.2 Roman religion, families and individuals
4.2.3 Collegiate associations and >publica sacra<
4.2.4 Roman religion: public or private? . . .
....
4.2.5 Public places, private concerns
260
261
.................
4.3 Polytheism
4.3.1 »Si deus unus est ...« .........
340
343
4.3.2 The constitution of belief systems at Rome
5 CONCLUSION
6 BIBLIOGRAPHY
273
281
293
299
301
303
310
323
333
353
....................
363
...................
368
Vll
CONVENTIONS
AND
ABBREVIATIONS
As this thesis focuses on the second and first centuries
BCE, all dates are BCE, unless otherwise mentioned. If dates
are explicitly noted as BCE, this is only to avoid confusion
which might otherwise arise.
Abbreviations of periodicals and works of reference follow those recommended in the Oxford Classical Dictionary3 ,
xxix-liv, and in the volumes of L r Annee Philologique. For
Latin and Greek authors and their works, the abbreviations
of the Oxford Classical Dictionary3 , supplemented where necessary by those in the Oxford Latin Dictionary and the
Greek English Lexicon 9 by Liddell, Scott & Jones, are used.
I have, however, diverged from these conventions in a few
trivial and, I hope, self-explanatory cases.
The following works
throughout the thesis:
ANRW
FLP
HrwG
LFlav
LIrn
LTUR
LUrs
are
cited
by
a
short
title
Aufstieg und Niedergang der romischen Welt (Berlin & New York 1972-)
E. Courtney (ed.), The fragmentary
Latin poets (Oxford 1993)
H. Cancik & al. (eds), Handbuch religionswissenschaftlicher Grundbegriffe, vols 1- (Stuttgart 1988-)
Cf. Llrn
Lex Irnitana, cited from J. Gonzalez
(ed.), »The Lex Irnitana: a new copy
of the Flavian municipal law«, JRS
76 (1986), 147-243
M. Steinby (ed.), Lexicon topographicum urbis Romae (Rome 1993-)
Lex coloniae Genetivae luliae Ursonensis, cited from RS, no. 25, pp.
393-454
VI11
MRR
RAC
RE
Roma medioreppublicana
T. R. S. Broughton, The magistrates
of the Roman Republic, 3 vols (New
York 1951-86)
Reallexikon fur Antike und Christentum (Stuttgart 1941-)
A. Pauly, G. Wissowa & al. (eds),
Real-Encyclopadie der Klassischen
Alterthumswissenschaft, vols 1(Stuttgart 1893-)
Roma medioreppublicana. Aspetti
cultural! di Roma e del Lazio nei
RS
secoli iv e Hi a.c. (Rome 1973)
M. H. Crawford (ed.), Roman statutes
(BIOS Suppl. 64), 2 vols (London
1996)
INTRODUCTION
»sicut aequum est homines de potestate
deorum, timide et pauca dicamus«
Cicero, De imperio Cn. Pompei 47
1.1 >Beligio« and >religion«
In the introductory pages to his The ancient economy,
Moses
Finley wrote that the ancients
»lacked the concept of an >economy< 7 and, a fortiori,
that they lacked the conceptual elements which together
constitute what we call the >economy<«.
Finley went on to describe the ancient economy as
of
a
system
low productivity and little market orientation which did
not possess the economic rationality characteristic of
ferentiated
world-economies. 1
dif-
Finley's argument, whose im-
plications will receive critical discussion later, 2 has been
chosen because it illustrates a more general
dilemma.
For
students
of religion in the Roman world find
themselves in a position which is
that
methodological
similar
to
Finley's
there is no ancient concept of their area of research:
the Romans, like the Greeks and,
modern
incidentally,
other
insight
pre-
and/or non-European cultures, lacked a separate word
for >religion<. Yet, is it a necessary consequence
of
that
that ancient cultures a fortiori lacked the ability
to conceptualize the constituents, or indeed to address
1
2
in
Pp. 17-34, at 21.
See below, 1.3.
the
distinct
category,
of what we are used to calling a >reli-
gion<? By way of introduction, the lack of an
ancient
lin-
guistic concept of >religion< becomes all the more revealing
when
one
considers
that the Greek language, for instance,
has a number of words at its disposal
to
circumscribe
the
different qualities of the sacred 3 or to denote proper human
behaviour
towards
the
gods. 4 Yet, none of these terms was
used exclusively in relation to the divine, and none of them
was supposed to summarily represent human attitudes,
either
individually or communally, towards the gods. In short, none
of
these
terms could seriously be considered to be a Greek
rendition of the term »religion«.
The Greek material figures as an appropriate preface
the
Roman evidence. For Latin may possess a more restricted
vocabulary for the description of the sacred, whose
is
to
altogether
different from its Greek equivalent. 5 Never-
theless, the Latin language, too,
terms
to
possesses
a
variety
of
express the manner in which due attention is paid
to the divine world, 6 none of which can
meaning
meaning
>religion<.
lay
claim
to
the
This becomes apparent once we consider
the employment of the Latin sacred vocabulary in those texts
3
4
5
6
'lepoe, dyvos, CXYLOQ, OCTLOQ with CONNOR 1988; DIHLE
1988, 2-16.
SepeaSau, VOUL£ELV, euaEpeua, euXdpeLa, depaneia, ETILlieXeLa,
dpriCTxeia with PLEKET 1981; BURKERT I985a,
268-75.
Sacer, >consecrated to the gods<, to be distinguished
from
sanctus,
>inviolable<, and religiosus: Aelius
Gallus ap. Festus 348-50 L; Trebatius Testa ap. Macrob.
Sat. 3,3,2-5; Gaius 2,4-8. Cf. FUGIER 1963, sub vocibus;
SCHILLING 1979, 54-70; DIHLE 1988, 16-23; CRAWFORD 1989,
95-7. See further below, 4.1.1.
E.g. religio(nes), pietas, sanctitas, caerimoniae, deos
colere, sacra facere with SCHILLING 1979, 30-53; DURAND
& SCHEID 1994.
which, from the first century BCE onwards, define Roman
re-
ligious terminology. These texts, philosophical treatises in
particular,
which
deal
with
the domain that we routinely
associate with religion, are entitled De natura deorum, ITepu
decov, IlepL et>ae3eiaQ or De pietate, ITepu
De
6eLai&aLy.ovias
superstitione. As these titles suggest, their authors do
not investigate a terminus technicus
the
that
could
designate
religious realm as a whole. For by received philosophi-
cal dogma, the discussion of different aspects
does
not
constitute
a
of
religion
confined subject of investigation.
Instead, these aspects are assigned to the respective
of
or
physics
and
areas
ethics. Accordingly, ancient authors start
from the exploration of the existence of the gods which none
of the ancient philosophical schools denied. 7
It is the rather more
exploration
controversial
second
step,
the
of their nature, 8 which provides the parameters
for the inquiry into proper
and
improper
human
behaviour
towards them and, even more important, the ethical dimension
of
such
conduct in human life. In ND, Cicero describes the
study of the nature of the gods as an undertaking which
only
provides
the
but, following such
pleasure
not
of intellectual investigation
philosophical
enlightenment,
prepares
individuals to conduct their religio. 9 Since only the virtu7
Cf. SCHIAN 1973; FASCIANO 1982.
8
Cic. ND 2,12: quales sint varium est f esse nemo negat.
E.g. LONG & SEDLEY 1987, 1,139-49 (Epicureanism) and
1,323-33 (Stoicism), for testimonia. Cf. BEAUJEU 1969;
GUILLAUMONT 1989.
9
ND 1,1: quaestio ... de natura deorum, quae et ad cognitionem animi pulcherrima est et ad moderandam religionem
necessaria. It is in this educational context that ND
forms part of a broader inquiry which also comprises the
treatises De divinatione and De fato; Cic. Div. 2,3.
ous can properly conduct their lives, it should not surprise
us
that
elsewhere Cicero presents religio as a virtue (In-
vent. 2,53; cf. Part. Or. 78), just as in ND pious behaviour
towards the gods, pietas, is a virtue subordinate to justice
(ND 1,3-4).
In the same dialogue, Cicero defines the subject of
his
discourse about the gods as follows (1,14) :
... quid de religione pietate sanctitate caerimoniis
fide iure iurando, quid de tempi is delubris sacrificiisque sollemnibus, quid de ipsis auspiciis ... existimandum sit - haec enim omnia ad hanc de dis immortalibus
quaestionem referenda sunt.
This passage neatly illustrates that any one of these
connotes
just
one particular aspect of due human behaviour
towards the gods and thus covers only one
domain
that
terms
we
fraction
of
the
routinely associate with religion. None of
these terms, however, provides a terminus technicus for that
realm itself. Instead, pietas is explained as
versum
deos;
iustitia
ad-
sanctitas stands for scientia colendorum dec-
rum; religio is defined as cultus deorim?. 10 Furthermore, the
principle on the basis of
religio
and
sanctitas,
which
Cicero
assembles
amongst all the other terms in his
list, appears to be merely additive: 11 there is no
tive
pietas,
qualita-
relation between them which would allow us to take any
one of them as being more privileged and thus coming
closer
to a rendition of the concept of >religion<. Such a restrictive
use
of
Roman religious terminology is not limited to
the Ciceronian corpus. In fact, words like religio or pietas
10
ND 1,116-7, 2,9.
11
For the merely additive assemblage of these terms, see
further ND 1,3-4, 3,5-6. This is the reason why they can
be replaced by cultus f honores, preces in ND 1,3.
are employed in a similarly restrictive way by
other
Roman
authors of the Republican and Imperial periods. 12
Notwithstanding this evidence, historians of Roman religion have invariably tried to distill the essence
religion
from
has
Roman
words like religio, pietas or superstitio. 13
Religio in particular, with its various
gies,
of
been
used
contested
etymolo-
as though it represented an adequate
terminus technicus for >religion< in a modern sense. Defined
in such terms, the philological analysis of the word religio
has been taken to provide both an insight into the religious
mentality of the Romans and a comparative
perspective
con-
cerning the differences between a Roman and a modern conceptualization
of
religion. For instance, religio, the cultus
deorum according to the Ciceronian
signify
the
scrupulous
definition,
performance
can
indeed
of ritual acts, while
superstitio, according to the definition routinely
provided
by the same ethical treatises, denotes the excessive worship
of the gods that unbalances the human soul. Therefore, Roman
religion
has been thought to represent a ritualistic system
by means of which the
purely
legalistic,
allegedly
prosaic
Romans
13
excesses,
as
these two words, religio and superstitio, could sum-
marize the respective positive and
12
a
or formalistic, relationship with their
gods, while being dismissive of any emotional
though
formed
negative
embodiment
of
Religio: DSRRIE 1974; IRMSCHER 1994; SALEM 1994, demonstrating how Lucretius rather exceptionally parallels
religio and superstitio on polemical grounds. Pietas:
KOCH 1941; MURR 1948; DORRIE 1974.
Cf. below, 2.2 and 2.3. Recent expressions of this view
are too numerous to list in detail. See e.g. ROLOFF
1953; KOEP 1962, 45-6; WLOSOK 1970; MUTH 1978; DORRIE
1980; WAGENVOORT 1980, 223-56; LIND 1992, 5-15.
religious
behaviour.
If any religious feeling was ascribed
to
to the Romans at all, it was a feeling attached
orderly
ritualistic performance.
Such an interpretation succumbs
is
what
a
only
of
fraction
to
illusion
the
that
the linguistic evidence can
attitudes
represent the definable essence of Roman
towards
or indeed is capable of sufficiently circumscrib-
religion,
ing the realm of religion itself. 14 In fact, the division of
religio and superstitio in Roman elite writers of
the
Late
Republican and Imperial periods 15 is in itself influenced by
distinction
the
between euaepeia and 6eLaL6aiiiovi(X in Hel-
lenistic philosophy. Stoic doctrine defined the latter as
a
of the emotion of cpopoe which would disturb the
sub-species
definition,
composition of the human soul. By adopting this
Latin literary accounts introduced the normative concepts of
moral
philosophy
into
the discussion about proper and im-
proper religious behaviour. 16 Furthermore,
authors
were
etymologies of religio was
etymology
that
linked
the
correct. 17
word
again in thought« (ND 2,72), while
14
15
16
17
as to which one of the
undecided
themselves
Republican
Late
Cicero
favoured
an
to relegere, »to go over
Lucretius
or
Livy
ex-
39-49;
For a critique, cf. ULF 1982, 151-63; FEIL 1986,
PHILLIPS 1986, 2698-9; DURAND & SCHEID 1994.
E.g. Cic. ND 2,71; Varro RD fr. 47 Cardauns; Sen. Clem.
2,4,1, Ep. 123,16.
Cf. SVF 3, 394, 408-11, for the Stoic definition of 6euaL&aLVLOVia. Latin adaptations: Cic. ND 1,117 timor inanis deorum; Varro RD fr. 47 Cardauns; Sen. Ep. 123,16;
Sen. De superstit. frgs 36-8 Haase (furor); LAUSBERG
1989, 1888-98.
For a discussion of the evidence, see PEASE on Cic. ND
2,72; LIEBERG 1974; LlND 1992, 7-10. Unfortunately,
these authors too try to reconstruct >the true meaning<
of Roman religion from their respective linguistic analyses .
plained it with reference to religare, »to bind (sc. oneself
to the gods)« (Lucr. 1,931; Livy 5,23,10). What matters more
than
a necessarily arbitrary decision on this issue is that
the etymological meaning of the word religio, itself unclear
to the native observer, does not give an
how
the
essence
of
indication
as
to
Roman religion was perceived by those
Romans who used the word. The word itself retains an elusive
character which is impossible to
link
to
any
substantive
definition of religion; for Cicero, it sufficed elsewhere to
define
religio
as
iustitia ergo deos, thus again giving a
strong ethical connotation to the performative aspect in due
human behaviour towards the gods, while
assimilating
the
at
the
same
time
term to pietas (Part. Or. 78). The inter-
pretation of a native linguistic system
does
not,
in
any
case, help us to define das Nesen of the religious system of
the Romans.
The issue is further complicated by the fact that Cicero
elsewhere, in the context of political theory, demanded
ternal
involvement in religious ceremonial. His understand-
ing of proper religious behaviour, informed by the ideas
moral
philosophy
outlined
feeling
elite
in-
on the other. 18 Those scholars who regard such
passages as attempts on the part of a
cated
of
above, penetrates the exclusive
dichotomy between ritual observance on the one hand and
ner
in-
to
replace
emotional involvement too
philosophically
edu-
a Roman externalized formalism by
readily
accept
the
traditional
dichotomy of externalized ritual behaviour in Roman religion
18
Cic. Leg. 2,19: ad divos adeunto caste, pietatem adhibento, opes amovento with Cicero's own commentary, ibid.
2,24-5.
8
and
true religious commitment. 19 I shall return to this di-
chotomy in the course of my argument. However, it
noting
worth
that this dichotomy, absent as it is from Ciceronian
political theory, is already clearly
for
is
whom
a
expressed
by
Seneca,
moral life guided by Stoic doctrine alone suf-
fices to please the gods. The external practice of religious
cult in general thus becomes superfluous
warranted
by
the
obligation
customs of society. 20 This
and
can
only
be
to comply with the norms and
attack
on
the
foundations
of
ritual behaviour in private and in public cult was applauded
by
Augustine,
who
thought that Seneca's critique of reli-
gious practice was far more radical than Varro's critique of
the theology of poets. 21
7. 2 The modern notion of religion
The very word »religion«, used to denote a separate sub-system in modern society, stems from the Latin religio and
be
found
in
all
can
European languages at a relatively early
date. French religion occurs as early as the eleventh century. Religion in twelfth-century England is a straightforward
adaptation from the French. In Germany, where a native
19
20
21
ter-
E.g. DGRRIE 1978a, esp. 247: »Einsicht in die Innerlichkeit«.
Sen. Ep. 94,22, 95,50, 110,1; De superstit. frgs 38-9
Haase. Cf. ATTRIDGE 1978, 66-9; MAZZOLI 1984, esp.
978-9; LAUSBERG 1989, 1895-7. Even Christian apologists
like Tertullian (Apol. 28,1) were ready to concede that
pagans showed personal commitment in ritual; it is modern scholarship that construed a dualism of pagan cult
routine and Christian faith; cf. P. STOCKMEIER, ANRW
2,23,2 (1980), 875, 888ff.; STROBEL 1993, 336-8.
August. CD 6,10 (p. 269,11-3 D-K). See 2.4 below, for
the thesis that Varro's theologia civilis in fact anticipates Seneca's critique.
minology
came
into
existence
only after the Reformation,
Religion is documented since the sixteenth century.
In this period, however, despite
interpretation
by
the
intellectual
re-
Medieval scholastics and Renaissance hu-
manists, religio - and its modern cognate religion - did not
yet signify the same as »religion« in
stead,
it
encompassed
society.
In-
such diverse concepts as »religious
service«, »religious behaviour* or,
word
modern
rarely,
»belief«.
The
complemented, rather than superseded, terms like fides
or lex. Religio thus reflects, via the
early
Christian
terminology
of
the
Church, the indeterminacy which can be en-
countered in the ancient pagan vocabulary. 22
The development of »religion« into a terminus
technicus
culminated, it seems, in the age of the enlightenment. While
the
humanists
of
the
sixteenth and seventeenth centuries
were only partially able to redefine »religion« as an
cally
informed
belief system - a meaning which anticipates
the word's modern connotations -, it was
tradition
which
ethi-
the
enlightenment
finally succeeded in presenting »religion«
as a culturally and historically distinct system in its
right.
The
reasons for this are too numerous to discuss in
detail here. Suffice it to say that eighteenth
tellectuals
such
as
David
22
23
24
century
in-
Hume 23 or Immanuel Kant 24 draw
their lessons from the discoveries made by
tions.
own
earlier
genera-
Despite ecclesiastical opposition, these discoveries
For documentation, see SMITH 1962, 15-50; FEIL 1986;
RUDOLPH 1994, 131-4.
Cf. The Natural History of Religion (1757); Dialogues
concerning Natural Religion (1779).
E.g., Die Religion innerhalb der Grenzen der bloBen Vernunft (1793; 2 1794).
10
documented, once and for all, the existence of
and
religious
allegedly primitive - cultures that were different from
the form of religion prevalent in contemporary Western civilization. At the same time, the differentiation of contemporary society, with the decreasing impact
tradition
of
ecclesiastical
as a side-effect, necessitated the - often apolo-
getic - redefinition of the boundaries
between
the
sacred
and the secular and the formation of some new kind of »natural
religion«
on the basis of contemporary rationality and
ethics, just as society as a whole developed
an
increasing
reflexivity in relation to all matters religious.
The next and, in our
context,
most
influential
step,
however, was taken by Friedrich Schleiermacher at the beginning
of
the
nineteenth century. In an unhappy marriage of
German Protestantism and the Romantic age, he defined
gion
as a Gefuhl schlechthinniger Abhangigkeit (»feeling of
absolute dependency*). Hume, Kant and
had
reli-
their
contemporaries
defined religion as but one fragmented part of society.
Now, by introducing the subjective and existentialist component of »feeling«, Schleiermacher reduced religion to a predominantly individual spiritual experience
of
the
divine.
Religion is, for the first time, exclusively presented as an
internalized
belief
system detached from any religious in-
stitutionalization. 25
This concept of religion
theology
but
nineteenth and
25
not
only
informs
Protestant
also influenced historians of religion in the
early
twentieth
centuries.
For
Schleier-
On Schleiermacher's concept of religion, see NOVAK 1986.
11
macher's
definition
of
religion as an internal feeling is
easily compatible with the Judaeo-Christian notion of
faith
and salvation on a purely individualistic basis. This is one
prominent
reason
why Schleiermacher's definition, once the
eighteenth century distinction between culture and
religion
had been internalized, was readily adapted to their needs by
theologians
and
historians alike. Schleiermacher's concept
of religion, however, has also been adopted by
who
sociologists
define the essence of religion as feeling. Rudolf Otto,
for instance, portrays religion as a sense of >the holy<
>the
numinous<
experience.
which
he views as central to any religious
Transcending
Schleiermacher's
or
definition
its
of
Romanticizing
religion
belief system thus appears to have
achieved
origins,
as an individual
wider
accept-
ance. His notion nevertheless remains Eurocentric and at the
same time draws on a Judaeo-Christian tradition as presented
since the nineteenth century. 26
7. 3 Religion and culture
Obviously, such a notion of religion, being Eurocentric
informed
by
Christianizing
assumptions, is not capable of
providing a truly comparative perspective.
has
shown
that
cultures,
a
experience
not
conform
to
notion are perceived as deficient in that they seem
to lack what Western culture
26
Past
both so-called primitive and/or
non-European ones, where the evidence does
such
and
would
define
as
»the
reli-
On the impact of Schleiermacher's concept of religion on
religious studies in the nineteenth and twentieth centuries, cf. FLASCHE 1989; ROPKE I996a, 241-6.
12
gious«.
The
failure
of
anthropologists and historians to
apprehend societies where the religious realm
is
presented
as a ritualistic system rather than an individualized belief
system
is well documented. For that reason, some historians
of religion have proposed to dismiss altogether
of
>religion<
as
the
notion
a tool for comparative research. Drawing
attention to the lack of a distinction between the religious
and the secular or civic domain in many pre-modern and
European
societies, Dario Sabbatucci advocates the abandon-
ment of >religion< as an independent area
its
non-
repatriation
of
research
and
into the realm of >culture<. 27 Sabbatucci
thus proposes to undo
the
modern
differentiation
between
culture and religion which took place, as outlined above, in
the eighteenth century.
His thesis is relevant to this argument
there
appears
to
generation
far
as
of
historians
of
and Roman religions. Jan Bremmer, for instance, seems
to me very close to the implications of
tion
so
be an inadvertent, though close, rapport
between Sabbatucci and a new
Greek
in
when
he
Sabbatucci's
posi-
talks about the Greek TioXie in the Classical
period:
»Whereas most Western countries have gradually separated
church and state, the example of other societies, such
as Iran and Saudi-Arabia, shows that this is not so
everywhere. In ancient Greece, too, religion was totally
embedded in society - no sphere of life lacked a religious aspect ... Indeed, religion was such an integrated
part of Greek life that the Greeks lacked a separate
word for >religion< ... Embeddedness went together with
the virtual absence of private religion ... cult was
27
SABBATUCCI 1988, 57: »Die Geschichte der Forschung
fiihrt mehr oder weniger of fen zur Auflosung des religiosen Spezifikums im kulturellen Allgemeinen, man spreche
nun tatsachlich von Kultur oder von Gesellschaft oder
von kollektiver Mentalitat«.
13
always a public, communal activity ... This public character also meant that religion was strongly tied up with
social and political conditions ... Embeddedness also
influenced the conceptualization of the sacred. In modern Western society the sacred is limited to a direct
connection with the supernatural and sharply separated
from the profane, but the situation was rather different
in Greece.« 28
The concept of >embeddedness< allows Bremmer to construe
undifferentiated
picture
of Classical Greek society, where
religion is indistinguishable
term
an
from
what
Sabbatucci
would
>culture<; Bremmer prefers to call this realm >state<,
>society<, >life< or >public and communal activity<
without
discriminating further.
>Embeddedness< is also the key-concept of
account
Mary
Beard's
of Late Republican Rome. Instead of using Sabbatuc-
ci f s >culture< or Bremmer's >society<, Beard employs
tics< 7
>military
activity<,
>poli-
>public life< and >the city<,
again without apparent distinction:
»Roman religion had its centre in politics, military
activity and public life ... Religion was not principally concerned with private morality, ethics or the conduct of the individual Roman citizen ... The more fundamental cultural alienness of Roman religion lies in the
degree to which it was undifferentiated from the political sphere. In modern world religions there is frequently considerable influence, in both directions, between religion and politics; but they remain separable
and usually separate (if interacting) spheres of activity. In Rome, by contrast,
... religion, as in many
traditional societies, was a deeply embedded element
within public life, hardly separated as a separate sphere of activity or intellectual interest until the very
end of the Republic.* 29
These passages are representative of the comnunis
They
28
29
30
had
to
opinio. 30
be cited in detail in order to illustrate the
BREMMER 1994, 2-3. For similar sentiments, see e.g.
ZAIDMAN & SCHMITT PANTEL 1992, 92-101; PARKER 1996, 5-7.
BEARD I994a, 729, 734.
For comprehensive documentation, see below, 2.3, passim.
For critique, see below, 2.5 and 2.6.
14
dilemma which appears to lie at the very heart of
rent
the
cur-
debate about religion in Graeco-Roman city-states. For
as a result of the approach shared by these
they
dismiss
three
authors,
what they rightly consider a modern construc-
tion of >religion<. Instead, however, they propose to replace the modern differentiation between religion
hand
and
on
one
culture, society or state on the other by a simi-
larly problematic model in which religion is an
tiated
the
and
inseparable
undifferen-
aspect of that culture, society or
state. Sabbatucci adopts this strategy because he intends to
regain a comparative perspective
for
both
pre-modern
and
modern cultures; Bremmer and Beard because they consider the
modern
notion
of
religion
to
be
incompatible
with the
»fundamental alienness« of Graeco-Roman culture.
Incidentally, the latter
position
faces
an
intrinsic
difficulty in that the model of the embeddedness of religion
in ancient society is not without problems. For both Bremmer
and
Beard
implicitly acknowledge that the undifferentiated
system they portray is unstable as it
disintegrated,
becomes
increasingly
once the differentiation of religion and so-
ciety as separate spheres occurs. As both Bremmer and
Beard
make clear, this is exactly what happens in the post-Classical
TioXuc
in the former case and during the final years of
the Roman Republic in the latter. In
argument,
both
periods
course
of
their
authors employ a highly evaluative language
which suggests that they
those
the
perceive
religious
evolution
in
as homologous with the dissolution of tradi-
15
tional religious structures. 31 Religious evolution
understood
as
a
not
easily
allow
Beard acknowledge the
religious
roles
in
for
clashes
Their
exclusivity
integration. Both Bremmer and
importance
of
individualization
of
the course of societal evolution. Yet,
according to these scholars the
roles
here
struggle between ideal types of religious
choice which are logically incompatible.
does
is
individualization
of
such
with the overriding concern for the unity of
civic religion and are therefore marginalized. 32 For Bremmer
and Beard, the embeddedness of religion in
is
prior,
both
ancient
society
historically and logically, to any form of
differentiation. It is a necessary
logical
consequence
of
this model, from which its advocates cannot escape, that any
subsequent
religious change whose structure does not comply
with that model's criteria can only be perceived as deterioration. 33 And it is a further consequence
must
appear
to
that
any
change
be >subsequent< to this model's adherents,
who thereby tacitly embrace a concept of cumulative and linear evolution which in itself is highly
31
32
33
problematic.
As
I
BREMMER 1994, 91: »a ... movement away from the ordered
public sphere«; 92-3: »religion as embedded in the polis
had become religion as choice of differentiated groups*;
94: »the emphasis on public cult was shifting to private
religious practices*. Cf. BEARD 1994a, 755-68.
BREMMER 1994, 94: »the traditional structure was still
fairly strong and would only slowly be transformed by
new elements*. BEARD 1994, 761: »a threat to the traditional forms of religion at Rome, to the largely undifferentiated amalgam of religion and politics*; 763: »the
clash between traditional and differentiated forms of
religious organization and experience*. Bremmer's discussion of maenadism is illuminating in that he employs
a traditional structuralist model of »order« and »antiorder*: the »temporary disorder* of maenadism serves to
emphasize the subsequent reintegration of women and the
restoration of the ordered structure of civic life;
BREMMER 1994, 19-20, 78-80. For further documentation,
see below, 2.3.
BENDLIN 1997, 47-8.
16
shall
argue below, religious differentiation in the ancient
city-state can be conceptualized without the underlying
no-
tion of decline only when we seriously modify that model. 34
The strategy of replacing an admittedly problematic
no-
tion of »religion« with the category of >culture<, >society<
or
>state< appears to be methodologically unhelpful for yet
another reason. Although one cannot deny that there are cultures, including Graeco-Roman antiquity, where religion
society
are
in
much
closer contact than they might be in
contemporary culture, there are nevertheless
and
spheres
and
certain
ideas
in any society where what one might reasonably
call »religion« is clearly differentiated from
other
ideas
and spheres. 35 Without anticipating my argument, the dissatisfaction
with
the model of the »embeddedness« of religion
in society originates from the realization that the
extremely
vague
concept of »culture«, »society« or »state«
is unable to describe, let alone account
processes
in
for,
any
dynamic
the course of which some realms of life might
become distinguishable from others.
this
model's
vagueness
the
For
instance,
due
to
adherents of that model cannot explain
why the realm commonly associated with religion, rather than
any other realm or, for that matter, »culture« and »society«
themselves, should stand out as the subject of societal communication in the Graeco-Roman world as
undeniably
did.
Therefore,
prominently
34
35
in
it
while perhaps rightly reacting
against the radical differentiation of religion and
society
as
ancient
past scholarship, the model's adherents seem to
See further below, 2.8.
See below, 4.1.1 and passim.
17
have gone too far in replacing differentiation by a holistic
concept of societal uniformity in the Graeco-Roman city-states. As we shall see below, a much more flexible
gical
methodolo-
framework, rather than simplistic dichotomies, is re-
quired to describe the status of
the
religious
system
in
Graeco-Roman society.
Finley's reluctance to
primitivist
concept
accept
anything
other
than
a
of the economy was mentioned above. It
resulted from the assumption that the ancients' inability to
conceptualize an economy a fortiori reflected the absence of
a differentiated economic rationality.
Yet,
the
level
of
rationality which Finley took as representative was based on
modern world economics. Exposing Finley's dichotomy of primitive
subsistence
economy
and market-oriented capitalism,
economic historians have been able to reconceptualize a system which, while lacking the concept
nonetheless
characterized
by
a
of
the
economy,
was
level of productivity and
trade interest significant enough to qualify
as
reflective
of a differentiated economy. 36 Economic historians have thus
resisted Finley's primitivist strategy of de-differentiating
the
domains
of
economy and of society as a whole. I would
suggest that the peculiar differentiation of economic
roles
enables us to draw an analogy. The ancient lack of a concept
of
religion
must not result in the conclusion that the an-
cients were not able to conceptualize
36
religion
as
a
dif-
Productivity: e.g. LOVE 1991, esp. 93-8; PURCELL 1994,
668-70; Id. 1995, 162-73; MORLEY 1996, 108-74; PARKINS
(ed.) 1997. For the differentiation of economic roles
and for upward mobility achieved through economic rather
than political means, see e.g. RAUH 1986; Id. 1989; AuBERT 1994. See below, 2.6.1, 3.1.1 and passim.
18
ferentiated sub-system. Though no ancient linguistic category
of
»religion«
as such exists, the existence of a reli-
gious system which somehow resembles
»religion«
cannot
modern
categories
of
be ruled out on a priori grounds. Before
turning to the revaluation of the religious system at
Rome,
the question to be answered is: how do we define the category of religion which our comparative analysis requires?
It is no doubt apparent that for
above
the
reasons
the traditional Schleiermacherian concept of religion
is methodologically unhelpful. Yet, rather
the
outlined
notion
of
»religion«
than
as an umbrella-term altogether,
various sociologists have tried to formulate
religion
which
a
concept
it
is
advisable
to
or reconstitute, the notion of »religion« as an um-
brella-term at the meta-level. Otherwise it would be
sible
of
meets the demands of a comparative perspec-
tive. For it seems also apparent that
retain,
dismissing
to
impos-
formulate any comparative notion of »religion« at
all. Of course, this means that one has to account for
very
different forms of »religion«, ranging from the clearly conceptualized to the barely recognizable, at the object-level.
Retaining
»religion«
as an umbrella-term fulfils still an-
other important heuristic function: constituting the category of »religion« at the meta-level amounts
tool
for
the
the
providing
a
analysis of a sphere which would otherwise a
priori disappear behind a diffuse concept of
versely,
to
lack
culture.
Con-
of any such category means a priori ab-
andoning any possibility of conceptualizing religion as differentiated from other societal domains. Once conceptualized
as an umbrella-term, the idea of a differentiated sub-system
19
of religion can thus be
without
making
any
investigated
the
the
object-level
prior assumptions as to whether such a
differentiated religious
Often
at
investigation
domain
might
does
indeed
materialize.
prove that this is not the
case. 37
When investigating the relation between society and
re-
ligion, modern scholarship has realized the cultural bias of
its
traditional categories of analysis: the historical phe-
nomenon which
past
scholarship
had
confidently
labelled
»religion« has under scrutiny turned out to be fundamentally
different
from the model applied; that model of »religion«,
as we nowadays realize, was a culture-bound
in
a
Schleiermacherian
concept
coined
tradition. Moreover, historians of
religions emphasize that at the object-level »religion«, far
from being a stable entity, is open to change and adaptation
to its social context. Therefore, more recent
research
has
understandably concentrated on those constant factors which,
at
the meta-level, would render »religion« a trans-cultural
phenomenon that can be analysed in - and despite - its
different
historical
realizations.
focuses on the question as to what
demands
of
many
This recent discussion
are
the
methodological
a trans-cultural definition of religion towards
the end of the twentieth century. However, approaching their
subject with a comparative
perspective,
religious
studies
touch on several concepts that are also relevant to religion
in
the
Graeco-Roman world, such as the dichotomies between
»external« and »internal« - or »public« and »private« -
and
the differentiation and integration of religion in society.
37
Cf. SEIWERT 1987; RUDOLPH 1994, 135-9.
20
7. 4 ^Religious behaviour* versus ^belief*
culture
through
which
they
wider
a
of
It has become an axiom that religions are part
are rooted in concrete social
axiom
structures and constrained by social conditions. This
locates
religious
activity within a broader context of sothe
overcomes
cial activity. Such an approach successfully
traditional Schleiermacherian notion of religion as a transhistorical
phenomenon
that
solely focuses on the individ-
ual's emotional state. Yet, while rightly dismissing such
a
notion, scholars have gone too far in the opposite direction
and
either described religion's place in society as organi-
zational, with an emphasis on the organization of
religion,
the role of religious functionaries or the concept of »civic
religion* in society; or they treated it as merely functional,
focusing on the correlation between religious authority
and social control.
On the traditional
view,
»belief«
is
an
exclusively
»internal« matter, notwithstanding the fact that one's religious behaviour follows »external«, organizational and functional, patterns; and the recent emphasis in religious studies
on external aspects of religious behaviour is certainly
explicable by the distrust of that traditional
result,
however,
recent
As
view.
a
religious studies have shown less
willingness to re-address the issue of religious experience.
Instead, in order to overcome any Schleiermacherian
tions,
the
dichotomy
assump-
between »religious behaviour« on the
one hand and »religious experience* or spiritual »belief« on
the other, between »the external* and
»the
internal*,
has
21
been
pursued
in
the
opposite direction. To be sure, this
dichotomy informs various competing
sciences:
models
in
the
social
for instance, when explaining individual and com-
munal behaviour, historians of religion are rather disinclined to embrace the Weberian idea of
ing«
and
»intuitive
understand-
get trapped in the ensuing hermeneutic problem of
how to construe a truly cross-cultural category
tion«.
of
»intui-
Instead, they favour a structural history (»histoire
des structures*) which focuses on quantitative
tically
and
statis-
inductive data. This inevitably leads to the inves-
tigation of the behavioural aspect of religion in its objectifiable social context rather than the subjective
of
»religious
experience*.
category
Arguably, this seems to be the
only strategy, if we try to escape from the
notorious
her-
meneutic circle outlined above.
The functionalism, however, which informs such
a
model
has obvious limitations: content as it is to describe institutionalized
regularities
in the correlation between reli-
gion and society, it cannot account for any phenomenon that,
like individual »experience« or »emotion«, may
be
immanent
to a particular religious system without figuring prominently
in societal communication about the relation between re-
ligion and society. 38 Furthermore, while historians of religion for good reasons doubt the rightful
application
of
a
Christianizing concept of religious faith to other cultures,
there
is
a
tendency to abandon the category of »religious
experience* altogether. To give a preliminary
historians
38
of
illustration,
Roman religion pay close attention to ritual
For a critique, see H. J. SCHNEIDER 1979.
22
behaviour. The only area in which these scholars have always
dealt with emotional processes and belief more freely is the
area of mystery or oriental religions. Concentrating on
subjective
impact
oriental
and
the
foreign cults made on the
individual, they follow the traditional differentiation
be-
tween what is seen as proper behaviour in acknowledged religious
acts and >true experience< in marginal religious sub-
systems . Few would nowadays concur with the once fashionable
view that the emotional nature of these
marginal
religious
cults was to supersede the formalism inherent in traditional
pagan
religion
and
to pave the way for Christianity. Only
few, on the other hand, when investigating
traditional
pa-
ganism, would seriously disagree with the heuristic perspective
common
among
ethnographers
and students of religion
that meaning ought to investigated in the public and collective sphere rather than in individual thought and emotion. 39
In fact, as we have seen in the respective cases of
and
Beard,
many
studies
Bremmer
of Graeco-Roman religion readily
establish an a priori separation of emotion
and
cognition,
and dichotomize (private) individual experience and (public)
collective representation, with their investigation predominantly
focusing
on
the
domain
of civic religious behav-
iour. 40
39
E.g. GEERTZ 1973, 10-3: »culture, this acted document,
... is public ... Though ideational, it does not exist
in someone's head.« See further below, 2.6.3.
40
Notable exceptions include LIEBESCHUETZ 1979,
39-54;
PHILLIPS 1986, 2697-711; CANCIK 1994; WlSEMAN 1994,
49-53; ROPKE 1995a, 453-71, 593-628; FEENEY 1998. See
further below, 2.3.
23
However, the underlying schematic separation of
iour«
and
»experience«
»behav-
is questioned by recent studies in
the field of psychology. Psychologists define the realms
the
»external«
and
the
»internal« / the latter comprising
motivational processes such as emotion or feeling
cognition,
not
as
separable
tions. To psychologists,
causes
which
these
realms
are
not
also
unrelated
could generate clearly distinguishable exterPsychology
thus
strongly
that the difference between public »behaviour« and
individualized »belief« should not be defined at
of
but
but as interdependent opera-
nalized or internalized effects.
suggests
of
differentiated
logical
or
the
level
motivational, »external« or
»internal«, operations. 41 To be sure, such a model of behaviour does not make any a priori assumptions about the actual
interrelation between »behaviour« on the one hand and
vidual
belief
systems,
between »external«
still
be
and
described
emotion or cognition on the other,
»internal«
in
behaviour«
sumption that these
and
processes;
these
must
relation to the constraints of the
social system. But psychology
»external
indi-
replaces
the
separation
of
»internal experience« by the as-
entities
are
themselves
inextricably
linked by attributional mental processes.
These studies have wide-ranging implications which
to
be
need
taken into account. Individual »belief« and societal
»behaviour« are not categories that could ever be separated.
Rather, internalization and externalization are but two
ments
in an on-going dialectical process of mutually influ-
encing, of implicitly reaffirming
41
mo-
Cf. HECKHAUSEN & WEINER 1980.
or
overtly
questioning,
24
received
perceptions
and public behaviour; and it would be
wrong to locate the perceptual sphere of emotion or
tion
in
motiva-
the individual's personal world, and to construe a
contrasting realm of external behaviour. 42 This theory casts
serious doubts on the assumption that
general,
and
social
behaviour
in
religious behaviour in particular, can be de-
scribed as if it took place solely at the public
level,
or
that religious behaviour can be distinguished from the individual agent's internal motivations. By implication, it also
questions
the assumption that emotion and individual belief
in religion are internal realms that could ever be
from
external
affairs.
Taking
the
separate
realm of motivational
processes in that relational sense may help us
to
question
the assumption that the very category of »emotion« and individual
»belief« is but a modern theological construct which
could not be applied to pre-modern societies.
The implication of these psychological studies
any
living
is
system must be described as a complex synthesis
of different >materials<. Social studies have adopted
observations
that
and
formulated
analogous
these
models of societal
behaviour: social systems, too, are constituted through several elements - symbols and myths, material resources, genetically determined programmes, emotions and feelings, communal interactions and institutionalizations. 43
quence,
any
definition
of
As
a
conse-
the organization of society in
general and of religion in particular has to take account of
both the externalized and the internalized factors of social
42
Cf. BERGER & LUCKMANN 1966; BELL 1992; WHITE 1992.
43
Cf. BUHL 1987,
70; WORTHMAN 1992.
25
re-
behaviour. If they are prepared to accept this analogy,
studies
ligious
must
address both the institutional realm
religious
and an internal, psychological, dimension, as the
arguably reacts to a multitude of organisational and
sphere
reli-
a
individual issues. As regards religious evolution,
system is thus related to several changing functional
gious
references, and to the developing needs of both institutions
that
sion
religious
conclu-
the
and individuals. 44 This insight should lead to
studies must not focus exclusively on
the functional aspect of religion, addressing issues such as
priestly roles, »religion and politics* or »civic religion«.
Such an approach must be complemented by
investigation
the interrelation between external religious behaviour
into
and the internalization of religious
it
the
structures.
Moreover,
an important implication of the foregoing discussion
is
that individual belief systems do not simply mirror a public
model
or civic belief system, as the advocates of the civic
when
assume
they
acknowledge
the existence of individual
interac-
beliefs only in this limited sense. For the mutual
of the perceptual and the behavioural aspects of human
tion
life entails that beliefs can never be stable. It is
highly
fore
questionable
scholars argue, a linear and
tween
whether
Such
Scholars
of
one-directional
simplistic
ancient
models
religion
which are capable of accounting
44
exists, as these
there
relation
be-
civic behaviour and the beliefs it engenders in indi-
viduals.
public
there-
»behaviour«
need
to
be
abandoned.
ought to develop frameworks
for
the
possibility
that
and internalized »belief« are organized
Cf. KAUFMANN 1989, 59-69; WELKER 1992.
26
not by a relationship of structured dichotomy but by a »performative structure* whose meaning is itself shifting, as it
internal
is constrained by several different
external
and
factors. 45
Here, the discussion returns to its point of
departure.
the very fact that the traditional notion of »religion«
For
is a modern creation has resulted
rash
the
in
conclusion
it should under no circumstances be re-applied to pre-
that
non-European
or
modern
Graeco-Roman
religions
religious
in
systems.
particular
currently doubt the
relevance of such value-laden categories
»belief«
as
analytical
of
Scholars
as
»religion«
or
tools: allegedly, personal commit-
ment, moral value systems or spirituality in the modern sense were non-existent in the lives of ancient Greeks and
private
mans;
worship was an expression of civic religion,
albeit on a smaller scale, but did not provide distinct
ligious
Ro-
re-
biographies. To be sure, this must be understood as
a justified reaction against earlier scholarship. For preceding generations of scholars had based their assumption that
the Romans did not believe in their religion
tionable
modern
on
ques-
the
dichotomy between true belief, to be found
in individual religious
experience,
and
the
externalized
cult acts of Roman religion. 46
By contrast, this new generation of scholars attempts to
overcome such a dichotomy by doubting the
very
45
46
category
validity
of
the
of »belief«. By stressing religion's role as
I shall return to this suggestion below, 2.8 and passim.
For a selection of references and critique, cf. PHILLIPS
1986, 2697 56 .
27
being preservative of the community as a whole - a
simplis-
tic functionalist definition to which we will return shortly
-, these scholars assume that it would be possible to unmask
the traditional notion of »religion«, an internalized system
of belief grounded in individual emotion and faith, as being
specific
to the Western world steeped in the Christian tra-
dition. Such a notion of »belief« would not be applicable to
char-
Graeco-Roman culture. Instead, ancient belief systems
acterized
the
individual's
ideological
commitment to the
system of public religious behaviour:
»To be euaepTiS . . . was to believe in the efficacy of the
symbolic system that the city had established for the
purpose of managing relations between gods and men, and
to participate in it, moreover, in the most vigorously
active manner possible. « 47
These scholars would certainly concur
who,
starting
with
Rodney
Needham
from the concept of the contextual nature of
the meaning of words, questions
»the received idea that th[e] verbal concept [of belief]
corresponds to a distinct and natural capacity that is
shared by all human beings«. 48
Unfortunately, the revaluation of
»religion«
and
»be-
lief« which results from such a critique of past scholarship
is
itself inconsistent. Despite the fact that the traditio-
nal Schleiermacherian notion of religion is
the
eighteenth
century,
a
creation
of
noone has to my knowledge doubted
its validity, when it is applied to Christian belief systems
in the Middle Ages. Apparently, it is only with
47
48
respect
to
ZAIDMAN & SCHMITT PANTEL 1992, 15 (my emphasis, AB),
discussing the Classical Greek city-state; cf. BREMMER
1994. For a similar argument with reference to Roman
Republican religion, see below, 2.3.
NEEDHAM 1972, 191, explicitly approved of by PHILLIPS
1986, 2696; Id. 1997, 130 with 131 7 ; FEENEY 1998, 12.
28
cultures
non-Christian
that
scholars routinely make the a
priori assumption that those internalized motivational procthe
esses commonly called »emotion« or »belief« must not be
study of religion. This assumption provides
the
of
object
the
the justification for their neglect of the internal and
focus
their
of
research
on the external aspects of human
to
behaviour. The underlying idea, however, seems
non-Christian
societies
like
Graeco-Roman
that
be
culture do not
accord to religion such an emotionally charged place because
by
»belief« is in itself not an entity that could be shared
all human beings. What these scholars do not realize is that
doing
in
they,
so, attack only one particular, namely the
Schleiermacherian, notion of belief, which they
their discourses. Rather than truly lib-
direct
to
permit
unwittingly
erating themselves from a past intellectual tradition,
operate
in
the
they
framework of that very tradition: for when
no-
reacting against the application of a Schleiermacherian
of
tion
belief
to
Graeco-Roman antiquity, the underlying
parameters of their evaluation remain those
>Christianizing
assumptions< which these scholars claim to have overcome.
How can the crude dichotomy between a
belief
and
the
Schleiermacherian
mere endorsement of public religion be re-
solved? It is necessary to find a more objectifiable category of »belief« which does not entail any Christianizing
un-
dertones of faith or internalized religious dogma. Once such
a
disinterested
notion is available, the neglect of purely
individual motivational processes becomes
lematic.
even
more
prob-
For with a view to contemporary society, noone but
persistent opponents of psychology could reasonably deny the
29
relevance of internal motivational operations - our emotions
our
belief
and
general
and cognitions - for our societal behaviour in
systems in particular. When making the a priori
assumption that with respect
to
religion
Graeco-Roman
in
society one can disregard such emotional processes, scholars
implicitly postulate that the ancient mind was fundamentally
different:
not only in that the ancient meaning of religion
differed from ours but also because the ancients did a prio
ri not conceptualize belief systems in the way we do. 49
The
problem with such a view is that it results in the assertion
the
that
world
ancient
culturally but also in terms
proof
different from ours not only
was
of
psychology.
onus
The
of
for this view lies with these scholars. On methodolo-
gical grounds, however, their view is just as problematic as
the position they react against. For they replace the traditional »Christianizing assumptions* about the importance
personal
commitment
in
religion by the mere, if emphatic,
assertion of its relative unimportance in the case of
religion.
Either
of
Roman
position starts from preconceived percep-
tions; either adheres to circular thinking which
is
inter-
twined with its respective interpretative preconceptions. So
far,
49
the
response
to this ideological battle has been the
The a priori assumption of a profound difference between
»the Romans«' and »our« religious behaviour dates back
to the early nineteenth century. It was made explicit by
Mommsen and Wissowa, both influenced by Hegelianism; cf.
WISSOWA 1912, viii, cited below, 2.2. For a recent methodological justification of the neglect of >belief< in
the study of Republican Roman religion, see NORTH 1989,
605-6: »The theoretical problem is whether the elements
of religious life can be postulated a priori for any
society, or whether they are different and specific in
different cultural situations ... the Romans' religious
experience was profoundly different from our own and ...
it is impossible to postulate what elements it should or
should not have contained.*
30
explana-
repetitive assertion, rather than a methodological
tion,
of the lack of belief, spirituality, emotion or meta-
physical systems in Roman religion. 50
At this point, an intermediate
position
might
suggest
itself. This position acknowledges that internal motivations
form
an important part in the process of constituting a so-
cial system, yet argues that religious
confronting
studies
and primitive societies cannot access other than
pre-modern
external data. This position thus redefines the focus of its
interest as merely the external and objectifiable structural
elements of religion and admits to the incompleteness of its
results. 51 Yet again, one should ask
whether
such
of providing a framework for other than external
it
data,
and
does not a priori exclude from its analysis the
possibility of completeness. This discussion
problem
in-
functionalist approach towards religion is capable
herently
whether
an
which
clarifies
the
lies at the centre of religious studies: be-
fore assessing our data, we require a definition of religion
which does not a priori marginalize part of the evidence but
is capable of providing an analytical tool which takes
account
into
both the externalization and the internalization of
religion in society. If such a definition reflected
underlying
assumptions
on
the
of its framework and took into con-
sideration the danger of circular thinking, it would be able
50
51
For further critique, see below, 2.3 and 2.6.
E.g., with exemplary caution, GEERTZ 1973, 123: »[S]uch
questions cannot even be asked, much less answered,
within the self-imposed limitations of the scientific
perspective*. PHILLIPS 1986, 2710-1 argues that one
ought to abandon »belief« as a heuristic strategy because it is too value-laden: »It can only serve the cause
of obscurantism to talk about >belief< and >empty cult
acts< for the Roman world.«
31
to reintroduce to the discussion the categories of »emotion«
and »belief« as
operational
analytical
tools
beyond
any
cultural over-determination. 52
7. 5 Defining religion
No historian of religion could nowadays claim that
ject
is
his
ob-
»the holy« or an »ultimate reality« (Rudolf Otto) ,
or define religious studies as the »recreation of
religious
experience« (Mircea Eliade). These are phenomenological models
which,
while
providing religious surrogates for their
creators, do not separate between the external observer
and
what is to be observed at the object-level. 53
In an attempt to overcome such overtly
approaches,
the
discussion has focused instead on two com-
peting definitions of religion. These are
»functional«
and
respectively
the
the »substantive« approach. »Substantive«
definitions discuss what religion is,
definitions
phenomenological
concentrate
on
what
whereas
»functional«
function religion has in
society. The former explains religion in terms of its essence, the latter with a view to what it
say,
does. 54
Needless
to
these are ideal types: contemporary definitions of re-
ligion routinely combine a »substantive« with a »functional«
52
Here I am in general agreement with the heuristic aims
of the so-called »cognitive-processual archaeology*; cf.
RENFREW 1994b, esp. 9-11. Unfortunately, Renfrew's own
approach to defining religious behaviour in terms of
cognition (RENFREW 1994a) is compromised on purely methodological grounds; see 1.5.
53
54
Cf. FLASCHE 1989.
For discussion, cf. DOBBELAERE &
1988, 15-27.
LAUWERS
1974;
KEHRER
32
element. In fact, a combination of both can already be found
tions,
defini-
these
in the writings of the »founding-fathers« of
Edward Burnett Tylor and 6mile Durkheim, respective-
ly. 55 An investigation, however, of these
facilitates
the
discussion
ideal
two
types
of their respective advantages
and shortcomings.
The main objection to functional definitions of religion
has repeatedly been raised. 56 It runs as follows: any specification of religion's function
in
society
may
fit
also
other institutions or operations. While Durkheim, Malinowski
or
Evans-Pritchard
viewed the function of religion as pro-
viding a bond of social solidarity among the
members
of
a
community, their functionalist successors have modified this
approach
and
stressed
the
more active role of ritual and
ever,
How-
system. 57
belief in regulating and governing a social
they have failed to solve the basic problem: religion
may »integrate«, »interpret the world«
to
or,
take
Durk-
heim' s own functional definition, 58 provide
»a unified set of beliefs and practices relative to sacred things, that is to say, things set apart and forbidden, - beliefs and practices which unite one single
moral community - all those who adhere to them.«
but one can easily imagine
non-religious
institutions
and
operations, such as »tradition« or »morality«, that are able
to achieve the same effect or fulfil a similar function; and
it
is
no doubt one of the shortcomings of such a functionfunction
for
55
For an account of Tylor's and Durkheim's positions,
MORRIS 1987, 91-140.
cf.
56
57
58
PENNER 1971-72 and LUKES 1975 provide critical accounts.
E.g. RAPPAPORT 1971; GEERTZ 1973, 87-125.
DURKHEIM 1964(/1912), 37.
alist analysis that it focuses on
religion's
33
collective
rather than on the meaning religious
structures
does
however,
not
render functional definitions obsolete.
Yet, to save his argument the functionalist
function
a
find
objections,
other.
In
meet
to
order
functional definitions tend to define as
the
religious any equivalent which is capable of fulfilling
same
to
have
would
which could be related exclusively to the
religious sphere but not to any
these
objection,
This
action may have for the individual agents.
function as religion. Theoretically, the scope of what
is described as religious can thus be extended ad infinitum.
dif-
However, such a solution is problematic. For it is not
ficult for the external observer to constitute several functional criteria of what ought to be regarded as fulfilling a
religious function. Yet, such a definition appears seriously
for
under-determined
several reasons. For example, the obnot
ject level, the society under consideration, may
apply
the same functional criteria when describing what it regards
as
religious.
As
a matter of fact, societal communication
very rarely defines religion
Moreover,
a
functional
is
purely
functional
terms.
definition which explains religion
as, for instance, providing
what
in
social
cohesion,
may
specify
merely an unintended consequence of religion's ex-
istence in society. A functional definition of religion thus
leaves a definitional gap which it cannot fill in by continuously adding potential substitutes.
Durkheim's definition of religion accords the
merely
sacred
a
integrative function but does not conceptualize this
definitional gap. A functional definition like Geertz's,
on
the other hand, altogether abandons any category which might
34
provide
a
more
nuanced
account of the religious domain's
distinctiveness. 59 More recent functionalist approaches have
realized this dilemma and attempted to fill in
the
defini-
tional gap. Unfortunately, however, they have fallen back on
unhelpful
conceptualizations
of this gap: according »reli-
gious experience« a central place in their models,
both
R.
A. Rappaport and Colin Renfrew reintroduce a concept that is
in itself, as outlined above, culturally over-determined and
does
not appear to provide a comparative perspective. 60 The
missing link, in the form of a substantive
which
characterization
transcends the merely functional while accounting for
a comparative perspective, can, it may seem, be provided
a
modified
substantive
by
definition of religion. Melford E.
Spiro defines »religious belief systems* as:
»beliefs concerning the existence and attributes of
[superhuman] beings and of the efficacy of certain types
of behaviour (ritual for example) in influencing their
relations with man.« 61
With reference to Tylor's original definition of »belief
spiritual
in
beings«, Spiro seems to provide a useful distinc-
tion between religious
and
non-religious
belief
systems.
However, his approach proves unsuitable for a different reason.
For
his
monothetic definition with a particular sub-
59
GEERTZ 1973, 90: »a religion is a system of symbols
which acts to establish powerful, pervasive and longlasting moods and motivations in men by formulating conceptions of a general order of existence and clothing
these conceptions with such an aura of factuality that
the moods and motivations seem uniquely realistic.« For
a critique, see HOFSTEE 1986. Elsewhere Geertz himself
warned against the poverty of a schematic functionalist
approach: GEERTZ 1973, 122-3.
60
RAPPAPORT 1971; RENFREW I994a, 47-51. This shortcoming
seriously diminishes the laudable attempts of the socalled cognitive-processual archaeology
of
RENFREW
1994b.
61
SPIRO 1966, 98.
35
stantive content (»superhuman beings«) provides only a
very
narrow categorization of what counts as »religious«. Spire's
definition
assumes that what he differentiates as being re-
ligious and non-religious, has the same meaning at
ject
level.
In
ob-
a society which worships superhuman beings
this may indeed be so, in which case Spiro would
particularly
the
fine
description
of
provide
a
that religious system's
phenomenology. But such a description could certainly not be
applied to a culture in which there is no
such
worship
of
superhuman beings.
The
methodological
Whereas
functional
dilemma
thus
becomes
apparent.
definitions seem too vague, substantive
definitions appear too specifically centered in one historical notion of religion to be truly comparative. 62
In
other
words, functional definitions may provide numerous necessary
but no sufficient criteria, as too many phenomena are included
which do not constitute what would commonly be called a
»religion«. Substantive definitions, on the other hand,
specify
a
sufficient
but
may
not a necessary condition: they
exclude several conditions that could equally define a religious system. Is there a
character
of
response
to
the
over-determined
substantive definitions? To fill in the above
mentioned definitional gap, a formulation could possibly
conceived
which
at
the
same
time
be
provides a sufficient
condition without being over-determined. Consider,
for
in-
stance, my following formulation:
»Religious systems differ from other cultural systems in
that the activities associated with their elements gen62
Cf.
LUHMANN 1977,
83.
36
erate a certain validity which is traced back to permanent and absolute authorities*. 63
This definition comprises a necessary
ty«)
and
a
functional
(»validi-
sufficient substantive element (»permanent and
absolute authorities*). However, even this latter definition
can not entirely escape the hermeneutic circle. For the criteria which constitute the
necessary
functional
condition
(»validity«) and the sufficient substantive condition ^permanent
and
absolute authorities*) still owe their formula-
tion to the beholder's intuition. For intuition remains
arbiter
the
in the question of what constitutes a necessary and
a sufficient condition of religion. For reasons
of
princi-
ple, this methodological dilemma cannot have a solution, and
any
definition
of
religion
can only be an approximation.
Yet, since this dilemma is unsolvable, the criterion
for
a
definition's usefulness must be its theoretical potential.
This potential can only be exploited if
implicit
assumptions
are
made
point where the latter definition
a
explicit. 64
justifies
definition's
It is at this
its
temporary
existence. It has several advantages: firstly, it provides a
sufficient
condition
in that the category of »absolute au-
thorities* , in a comparative perspective, makes it harder to
force a particular phenomenological categorization upon
ligion.
Secondly,
re-
once an over-determined phenomenological
category has been abandoned, the notion of
»validity«
pro-
63
My formulation is modelled on, and expands, SEIWERT
1981, 85: »Religiose Nomisierungen beanspruchen Giiltigkeit, wobei als letzte Giiltigkeitsprinzipien absolute
Autoritaten gelten.*
64
Cf. RENFREW 1994b, 10-1, on the methodological problems
of circular thinking faced by »cognitive-processual archaeology* .
37
vides a necessary functional condition which, while refocusing
on
the
function
of religion in society, replaces the
purely integrational functional analysis
model. 65
»Validity«
is
a
Durkheimian
a function which can become opera-
tional in the public and the
definition
of
private
spheres
alike.
This
thereby overcomes the traditional dualism of ex-
ternalization and internalization inherent
in
other
func-
tionalist definitions.
Thirdly, this definition draws our attention to phenomena which have hitherto been dealt with as religious
substi-
tutes of institutionalized religious concepts. When applying
this definition to contemporary society, its utility becomes
at
once evident. Religious institutions and ideas must cope
with a massive secularisation in society
in
that
institu-
tionalized religious structures and churches become increasingly
marginal;
parallel
to
the devaluation of religious
institutions, the privatisation of religious feeling increases. In consequence, there is not less religion in contemporary society, but it can no longer exclusively be
institutions.
society
has
to
more than one theological construct and more than one
mental operation which is seen as religious. Such a
tion
in
This does not mean that religion forfeits its
societal importance. However, contemporary
offer
found
defini-
therefore attempts to account for what has been label-
led a new contemporary polytheism in the wake
creasing
cultural
complexity
of
ever
in-
towards the end of the twen-
tieth century. 66 However, its value for describing the poly-
65
66
Cf. SEIWERT 1981, 71-9.
LEMERT 1974.
38
theistic nature of Graeco-Roman religion
will
also
become
apparent. For taking contemporary religious complexity as an
analogous
case,
I
shall argue that the modern emphasis on
Republican Roman religion as an institutionalized system, in
the form of either Georg Wissowa's >Staatskultus< or of
new
paradigm
of >civic religion< embedded in the socio-po-
litical structure, is a
contrary,
we
modern
misrepresentation.
On
the
are dealing with what was essentially a dere-
gulated system of religious behaviour.
importance
the
lay
in
Religion's
societal
the fact that it penetrated both public
and private areas in a way which these
models
cannot
por-
tray, since the evidence comprises many aspects which transcend simplistic categorization. Moreover, I shall argue that
studies of Republican Roman religion need to revaluate religious
complexity
and
the
differentiation
choices. Viewed along such lines, the wider
religious
meaning
of
religious
dissipation
of
and the diffusion of religious authority
in a polytheistic context call into question the validity of
previous models and shed new light on
religion's
place
in
Roman society. 67
1.6 Towards a comparative concept of religion
How does the potential of this definition
being
materialize
when
applied to concrete historical religious systems? The
answer to this question entails a further ramification to my
argument. For the problem of how to provide
one
particular
definition of religion is unsolvable for yet another reason.
67
For further illustration, see below, 3.1 and 4.
39
For
if the axiom holds true that a social system is consti-
tuted through its normative sub-systems - sets
of
orienta-
tion, rules, and guidelines - and if it is further true that
religion
is
one
of these normative sub-systems, then pro-
viding a definition becomes almost impossible. For as
is
a
correspondence
between
there
religion and society, and as
society is continuously constituted and altered through
ligion
and other normative elements alike, we should expect
religion itself to undergo dynamic changes in the course
this
re-
of
process, adjusting itself to social realities and con-
stantly altering its referential
frame. 68
Accordingly,
we
should expect religion to have more than just one stable and
unshifting
function
in society. In constantly changing so-
cial systems, religion is always open to societal re-definition, both communally and, as emphasized above,
individual-
ly. Accordingly, a few functionalist approaches have rightly
emphasized religion's multi-functionality and its adaptability
to
changing social constellations at both the communal
and individual levels. 69 That is the very
simplistic
functional
»superhuman
as
»ultimate
realities*
religion
is
perceived
»superhuman
of
those
beings«;
reconstructed and redefined within a
changing society, so is the referential frame for
ception
both
beings«, are unsuccessful. Religion may in-
deed focus on subjectively
yet,
why
and substantive definitions of reli-
gion, with religion being directed at
or
reason
the
per-
»superhuman beings« in society. The more
flexible category of »permanent
and
absolute
68
Cf. D6BERT 1973a, 75-82.
69
Cf. LUHMANN 1977, 84; KAUFMANN 1989, 59-69.
authorities*
40
seems
better suited to describing these entities at the me-
ta-level.
At the same time, religious studies must
react
against
still another trend: the disentanglement of »religion« as an
area
of
research
and
its
repatriation into the realm of
»culture«, »society« or »state«. The formulation that a
ligious
system
is culturally distinct from other realms of
society, suggested above, because it is linked back to
manent
and
re-
per-
absolute authorities is an attempt to provide a
theoretical frame which could respond to that trend.
It is the function of religion »to provide types of
haviour
that are communally performable and relevant to the
individual, types that are reconcilable with
ties
be-
social
reali-
and adjustable to individual circumstances, types that
are able to generate and communicate not only
one
integra-
tional set of orientation but also several other individually decomposable systems of meaning.« This functional definition
of religion, paraphrasing Michael Welker, 70 appears to
provide a comparative perspective for a post-Schleiermacherian age. Indeed, once it is agreed that a
comprises
universally
religious
system
shared norms and individual beliefs,
and that it interpenetrates both the social
world
and
the
individual sphere, the traditional separation of »behaviour«
and
»emotion« has disappeared. This comparative perspective
embodies two prominent features which ought not to be ignor70
WELKER 1992, 370: »universalisierbare und zugleich individuell performierbare Typiken bereitzustellen
[und
diese] Typiken, die hochintegrative Orientierungsanspriiche und zugleich individuell dekomponierbare, multiple
Ordnungen generieren, zu erkennen und zu kommunizieren.«
41
ed by the student of religion: firstly, it no longer
tomizes
the categories of »external« and »internal« motiva-
tional religious behaviour, but
them
dicho-
enables
us
to
understand
as complementary elements of one and the same process.
Secondly, it implies the notion of religion
as
a
separate
and individualized cultural entity that ought to be perceived
as
interrelated with, though at the same time differen-
tiated from, society as a whole.
Finally returning to the Graeco-Roman
way
religion's
role
city-states,
in society is described by Bremmer or
Beard is fundamentally incompatible with the model
have
proposed
the
which
I
in the foregoing discussion. The distinction
between »external« and »internal«, or the dichotomy of »public« and »private«, as well as the issue of
religious
dif-
ferentiation in society lie at the heart of the debate about
the
unity
and
subsequent dissolution of civic religion in
the Graeco-Roman city-state. It might at first appear futile
to apply the foregoing considerations to these issues;
as
will
become
yet,
clear, their revaluation in the light of a
comparative perspective seriously challenges the very
of
civic
religion
itself
model
and finally leads to a modified
understanding of religion in Graeco-Roman antiquity in
eral
and
in
Late Republican Rome in particular. 71 Whereas
many historians of Graeco-Roman
react
religion
71
still
appear
to
against an obsolete Schleiermacherian notion of reli-
gion, my argument is that, with a view to
Late
gen-
Roman
religion
in
the
Republic, the categories of »external« and »in-
I shall return to this discussion in more detail
chs 2 and 4.
below,
42
ternal«, or »public« and »private«, and the
ferentiation
of
issue
of
the religious domain, along the lines of a
comparative model of religion, provide new insights into
old
an
discussion. With some justification, Roman religion may
be characterized by a »fundamental cultural alienness«,
it
dif-
exhibits,
as
I
but
shall try to prove, some aspects which
might strike the beholder as not too unfamiliar.
CONCEPTUALIZING
ROMAN
RELIGION
»It is the nature of models that they
are subject to constant adjustment, correction, modification or outright replacement ... The familiar fear of a
priorism is misplaced: any hypothesis
can be modified, adjusted or discarded
when necessary. Without one, however,
there can be no explanation; there can
be only reportage and crude taxonomy,
antiquarianism in its narrowest sense.«
Moses Finley, Ancient history. Evidence
and models (1985), 66
2.1 Roman religion - local religion?
One of the most promising changes which have occurred in the
study of Graeco-Roman religions in the last two decades
lates
re-
to the attention that is being paid to the »localiza-
tion« of religious structures and experiences. With particular reference to Greek religion, scholars have
observed
its
microstructure
-
increasingly
its pantheons and cults as
well as myths at the level of the local religious
rather
than
paying
excessive attention to its Panhellenic
macrostructure as communicated through the
of
the
static
one
pantheon
Homeric poems and the Hesiodic theological specula-
tions, or as reconstrued on the sole basis of
of
system
particular
the
evidence
city-state. Instead, local histories of
religion focus on the peculiar composition of a pantheon and
the (un-)availability of cults and mythologies in a strictly
44
local context. They thereby investigate the
which
frastructure«
»in-
religious
constrained concrete religious choices
and experiences in the different poleis throughout the
Hel-
lenic world. 1
With regard to the religion of Rome,
applicability
the
of the notion of local religion is hardly controversial. For
religious
the
the physical city for Late
of
significance
reaction
Republican or Augustan audiences, witness Cicero's
to Pompey's plans to abandon the city in 49:
>non est< inquit >in parietibus res publica. < At in aris
et focis.
Livy 7 another Roman of non-Roman origin, would
subsequently
exploit the theme of the physical city imbued with religious
and
tradition
by
inhabited
the
gods in Camillus' speech
against abandoning Rome in favour of the site of Veii. 2
deed,
the topography of Rome could be conceived of as a sacalendar,
cred landscape: it was inscribed in the religious
whose
In-
festivals,
with
rituals
in temples or theatres and
processions throughout the city, were year after year embedded in the urban space. Moreover, this sacred landscape
permanently
by the positioning of its sanctua-
constituted
ries or the creation of visual
templa. 3
Through
his
was
links
between
its
augural
antiquarian research into Rome's res
divinae (comprising the priesthoods, sacred places, the festive calendar, the rituals
1
and
divinities
of
the
city),
E.g. HENRICHS 1987; MORA 1995; PARKER 1996.
2
Cic. Att. 7,11,3; Livy 5,51-5. Cf. AMPOLO
NORTH 1995, 145 & ISO 49 . See below, 3.1.2.
3
CANCIK 1985-86.
1991,
117;
45
Varro
intended
to
revaluate the meaning of Roman religion
for his fellow-citizens within this topographical context. 4
On the other hand, in the
the
second
period
under
and first centuries BCE, Rome had long outgrown
the confines of a nuclear city-state. By
tion,
consideration,
way
of
illustra-
the reported census-figures of 70/69 amount to nearly
1,000,000 Roman citizens who got registered. In all
hood,
likeli-
those figures do not represent the full number of Ro-
man citizens of that time. Even so, they exceed the
corn-recipients
in
320,000
the city of Rome that are reported as a
result of the Lex Clodia of 58, in the course of which
free
corn was distributed not only to the free-born and to freedmen
but
also to a large number of newly manumitted slaves,
and possibly to migrants as well. Caesar in 46 reduced
number
to
150,000,
while
that
200,000 recipients are recorded
under Augustus. This reduction was achieved possibly by
stricting
admission
to
the plebs frumentaria to the free-
born only. 5 These figures strongly suggest
tionally
large
re-
that
an
excep-
number of Roman citizens lived too far away
from Rome to profit from the corn dole. In the
ever
expan-
ding Roman Empire, the idea that the city of Rome could provide
4
5
a physical focus of identity would become increasingly
Varro RD I frgs 2a and 3 Cardauns. For Varro's critical
intention, see below, 2.4.1.
Census of 70/69: BRUNT 1987, 91-9, 376-84. Corn dole
under the Lex Clodia: MRR 2,196. Abuse in the 50s: Cic.
Dom. 25; Cass. Dio 39,24; cf. Dion. Hal. Ant. Rom.
4,24,5. Reduction under Caesar: Suet. lul. 41,3; Cass.
Dio 43,21,4. Cf. VlRLOUVET 1991, esp. 48-55; MORLEY
1996, 35-7. On grain supply and consumption in the city
of Rome during the final two centuries of the Republic,
see GARNSEY 1988, 191-217; Id. 1998, 226-52 on malnutrition.
46
unreal. 6 As a corollary, the idea that the history of
religion,
when
defined
Roman
as the religion of Roman citizens,
could be written solely in terms
of
one
particular
local
religious system seems most problematic.
Consider, for instance, the Tullii
town
of
Cicerones
from
the
Arpinum which had gained full Roman citizenship in
188, eighty-two years before the birth of the orator M. Tullius Cicero. Although the family had moved to
mid-Nineties,
Cicero
continued
to
Rome
was
fifties. 7
aware of the problem that a municipalis had two
patriae, one by nature or origin (naturae, ortu, loci),
other,
Rome,
the
by citizenship and law (civitatis, iuris). In
his conception of the ideal state, expressed in De
municipium,
the
the
assert his relation to
Arpinum as his germana patria as late as the late
Cicero
in
while
legibus,
representing a realm of life in its
own right, was subordinate to the
political
domination
of
Rome. 8 Yet, this concept of political philosophy appears not
to have seriously devalued the importance Cicero attached to
sacra of his family at Arpinum. The actual differentia-
the
tion between the sacra familiae on the one hand and the
sa-
cra publica of Rome or those of the res publica municipii of
Arpinum (Cic. Fam. 13,11) leaves one wondering whether religious
practice
was
as
easy to pigeonhole as the ideal of
political philosophy would demand. On the
6
7
8
contrary,
it
is
Cf. CORNELL 1991, on the Roman city-state as an anachronism and an ideology.
Leg. 2,3: hinc enim orti stirpe antiquissima sumus, hie
sacra, hie genus, hie maiorum multa vestigia, set in
Cicero's villa in Arpinum. For the Tullii Cicerones and
Arpinum, see NICOLET 1967; DORRIE 1978b. Roman citizenship in 188: Livy 38,36,7ff.
Leg. 2,5. Cf. Acad. Post. 9: the city of Rome as Cicero 's domus .
47
the
distinctiveness
and
social
significance of one's own
sacra familiae which is emphasized in such a passage. 9
A new man in the Roman political elite like Cicero might
be expected to minimize the differences between
tural
tradition
and
a
and
Transpadane
in the first century, achieved in the aftermath of the
respective enfranchisement of these regions, must
ceal
cul-
Roman political identity. Yet, the
political Romanisation of peninsular Italy
Gaul
local
the
continuing
not
con-
cultural diversity of Late Republican
Italy. In southern Italy as in Campania,
local
no
constitution.
doubt
adopted
a
Roman
Romanized administrative
coexisted
with
Greek
municipal
structures
in
these
indeed
>Italianization<,
achieved by a
Romans,
was
mixed
communities
of
population
counter-balanced
these communities, partly
of
by
Romanization,
Greeks,
Italians
Hellenization
and
the continuing appeal of
Hellenism to increasingly fluid upper-classes. If
the
But
magistracies, even if the latter may
have become purely honorific in function. The
or
communities
anything,
of local elite culture in Southern Italy
increased in the first century CE.
Further
to
the
north,
Samnite art and architecture also betrayed the direct impact
of
9
Greek
culture.
Yet,
whereas Samnium preserved its own
Leg. 2,5 with SHERWIN-WHITE 1973, 159-73; NICOLET 1976,
57-68. In Fam. 13,11, written in 46, Cicero expresses
his particular interest in the financial and administrative upkeeping of Arpinum's sacra ... et sarta tecta
aedium sacrarum locorumque communium. The year's local
aediles responsible for that task were M. Caesius, M.
Tullius M. f. Cicero and Q. Tullius Q. f. Cicero, elected at Cicero's recommendation. RAWSON 1991, 450-1 links
the phrase const! tuendi municipi causa (ibid. 13,11,3)
to the reorganization of municipal government in Italy
under Caesarian legislation; on the latter, cf. SHERWINWHITE 1973, 167-72.
48
language and traditions well into the mid-first century BCE,
the Marsi, while insurgent in the Social
immediate
influence
of
Roman
religious
Latin as early as the second century. By
long
War,
endured
the
culture and used
way
of
contrast,
into the imperial period, the peoples of the Appenines
served as a stock-example of undiluted rusticity and Italian
traditionalism. 1 °
The implications of such cultural diversity
are
illus-
trated by the Caecinae from Volaterrae. Their wealth derived
from
remote rural estates, but the family, supported by the
Roman Servilii Isaurici, also had a domus
in
Rome.
Cicero
defended the elder Caecina in 69. The younger Caecina became
a
friend.
Neither father nor son entered the Roman Senate,
though the latter f s
Principate. 11
The
children
held
consulships
under
the
younger Caecina pursued business in Asia
instead. At the same time, however, he was a
famous
expert
on the disciplina Etrusca - an expertise that, together with
an
interest
in Etruscan antiquities, he had inherited from
his father. It is noteworthy that he was not only an
orator
of some renown but that his literary production and his correspondence
with
Cicero
were
written in Latin - the very
language which he used for his great work on the
Etrusca. 12
In
contrast,
disciplina
remote Volaterrae appears to have
been relatively unaffected by the contemporary economic
agricultural
and
changes in the Italian countryside. Field work
10
Central Italy: CRAWFORD 1981, 158 (Marsi); Id. 1996,
414-24. Southern Italy: LOMAS 1995. Italian elites as
mediators of Hellenistic culture: WISEMAN 1987, 297-305.
11
R. SYME, JRS 56 (1966), 58-9.
12
Cic. Fam. 6,6,3. Business interests: ibid. 6,6,2, 8,2.
For the correspondence, see Cic. Fam. 6,5-6,8 with HOHTI
1975.
49
in the Volaterran territory, directed by N. Terrenato but as
unlike
yet unpublished, suggests that the area in question,
areas,
neighbouring
villa
economy
but
was
retained
a
traditional
pre-Romanized
At any rate, Volaterran funerary urns and Etrus-
structure.
can inscriptions are still
century.
significantly exposed to the
not
At
attested
mid-first
the
around
home, families like the Caecinae no doubt preand
religious
served their traditional funerary practices,
cultural customs and the Etruscan language. 13 Their Volaterran
environment was in striking contrast with their life in
Etruscan
opposition
against
Caesar
in the Civil War, for
which he was subsequently exiled. With a view to
context,
Catherine
Edwards
has
the
led
the city of Rome. Furthermore, the younger Caecina
related
a
remarked on the conflicts
which arose between different regions of Italy and
Rome
in
the course of the Civil Wars of the first century and stressed
Italian reservations which inform the works of a trium-
viral poet like Propertius from Umbria. 14
religious
In
these
cases,
choices would have been even more differentiated,
and the attribution of a »Roman« religious
identity,
based
13
For the family tombs at Volaterra, see J. P. OLESON,
Latomus 33 (1974), 870-3. Cf. FRIER 1985, 4-20, esp.
18-20; RAWSON 1991, 289-323, esp. 296-9. CRAWFORD 1996,
424-30 gives a general account of the use of the Etruscan language and the preservation of Etruscan funerary
practices into the final years of the Late Republic. For
the abandonment of Italian local funerary practices by
elite families transferring to Rome in response to the
new political regime in the capital, starting in the
1962-67,
early Augustan period, he cites DEGRASSI
3,155-72 on the Salvii of Ferentis who abandoned their
family tomb and moved to Rome in 23 BCE.
14
EDWARDS 1996, 55-7.
50
on
parameters
developed with a view to the local religious
system at Rome, even less appropriate. 15
Republican
Italy in a history of Roman religion, which rou-
tinely and unwittingly focuses on
disproportionality
between
the
capital.
history
Late
similar
the
Republic,
history
reli-
system of the city of Rome become the universal reli-
gious
gion of all Roman citizens? As will
become
evident
below,
is only one set of pressing questions; the category of
>Roman religion< defies a straightforward classification
the
of
that seeks to construe an analogy with
its political history? To what extent could the local
this
polit-
of the Late Republic has been written. 16 How-
ever, how valid is a treatment of the religious
the
A
the history of Rome and that of
Italy has been addressed in relation to the way
ical
Late
of
These examples illustrate the precarious place
basis
of
ethnic,
on
political or geographical criteria.
>Roman religion< is a modern umbrella-term for a large
num-
ber of cults, religions and belief systems, whose real value
seems to lie in its imprecision. Attempting to apprehend the
>identity<
of such a polytheistic system generates problems
of various kinds, rather than providing
comprehensive
ans-
wers . 1 7
15
For traces of local Italian religious customs under the
Empire, see Marcus Aurelius ap. Pronto 4,4 (66-7 Naber =
60 van den Hout), discoursing about the survival of local religious tradition in the Hernican town of Anagnia
in Latium.
16
MILLAR 1995, 237-8.
17
For further discussion, see below, 3.1.1, 3.4 and 4.
51
2.2 Old paradigms
very
In past scholarship, the history of Roman religion has
been
often
the
history
of one particular local religious
system, namely the city of Rome. Starting with
J.
Har-
A.
Die Religion der Romer, published in 1836, the ques-
tung's
tion of how to describe the elements
»Wesen«,
or
»character«
the
constituted
that
»identity« of Rome's religion has
never ceased to attract scholarly interest. To Hartung as to
reconstruction
his immediate successors, this meant the
the
of
authentic religious feelings of the archaic inhabitants
vanished
times
historic
of the city of Rome. Rome's religion had in
beneath indigenous ritualistic formalism, deprived
of any cognitive significance and lacking
any
intellectual
elaboration in terms of mythology, and had subsequently been
diluted by the inflow of foreign deities and rites. 18
»alt-
Georg Wissowa accepted Hartung's premise that the
romische«,
i.e.
Romans' authentic, religion should be
the
recovered in the form in which it had existed prior
internal
to
any
deterioration or falsification through outside in-
fluences. 19 To Wissowa as to his contemporaries, Roman religion was closely bound up with the needs of
community.
It
was
an
tainted by contact with
with
ethnic
beliefs
Rome's
archaic
religion which would become
that
were
irreconcilable
the Romans' prosaic and legalistic character. This was
a peculiar local religion that would lose its communal reli18
P. ix: »es ist ein alter Tempel von einem Uberbaue verhullt worden, sodann sind beide eingestiirzt, und wir
haben nun die Trimmer des ersteren Gebaudes unter dem
Schutte des zweiten hervorzugraben.« Cf. SCHEID 1987,
304-7; RUPKE 1997, 4-7.
19
WISSOWA 1912, 1-2.
52
gious identity, once it became exposed to the outside world.
As such, it was unsuitable for
an
city-state. 20
expanding
Wissowa owed this view to his teacher Mommsen, to whom Roman
religion was a national religion whose character, ethnic and
legalistic,
reflected
the
legalistic
Roman nation-state. 21 The ultimate
goal
of
re-
Wissowa's
was the reconstruction of the Roman »Volksreligion«.
search
In the introduction to his Religion
( 1 1901,
und
the
Romer
der
Kultus
2 1912), however, Wissowa wrote about the difficulty
religion
the
of recovering reliable information concerning
of
of the
foundations
People of Rome; what the evidence allowed him to do
was to present a fairly complete picture of
kultus«. 22
»Staats-
Roman
The category of »Volk« and the idea that the re-
ligion of a people is an
immediate
expression
of
»Volks-
geist« goes back to categories first developed by Herder and
Hegel. 23
Yet, unlike Hegel, who described Roman religion as
utterly dreary
idea
of
state
(»geistlos«)
and
utilitarian, 24
religion is not entirely negative. Herder's
and Hegel's respective accounts of the
the
nineteenth
Wissowa f s
national
states
of
century idealized the state as an organized
realization of the »Volksgeist« - a quality the Romans,
ac-
cording to Hegel, totally lacked. To Wissowa, state religion
8-10.
20
Cf. RUPKE 1997,
21
Cf. MOMMSEN 1907, 390, for a summary: »Die Religion des
romischen Gemeinwesens ist ... wesentlich national und
in der That nichts als die ideale Wiederspiegelung des
Volksgefiihls, die Religiositat der in sacraler Form zu
Tage tretende Patriotismus.«
WISSOWA 1912, 7-10, 15: »das letzte Ziel der Forschung,
von einer Betrachtung der romischen Staatsreligion
vorzudringen zur Erkenntnis der italischen Volksreligion.«
22
23
MANUEL 1959, 291-304.
24
This view was adopted, among others, by Th. Mommsen. See
SCHEID 1987, 316-20.
53
(»Staatskultus«)
may
perience and belief of
gion«.
But
in
this
not
a
have
true,
respect
provided the emotional exSchleiermacherian,
»reli-
it reflected Roman religious
feeling and behaviour. In a truly Hegelian sense, therefore,
»Staatskultus« / the religious
idea
manifestation
of
the
Roman
of the state, was an institutionalization, or codified
abstraction, of the »Volksreligion«. 25
Wissowa accepted Theodor Mommsen's
view
of
old
Roman
religion as an exterior and formalistic affair informed by a
native
sober
legalism rather than a spiritual dimension. 26
In doing so, however, he tried to rehabilitate
gious
behaviour
previous
generations,
perspectives
which
and
mutually
inves-
were different from Wissowa f s,
they still followed, as we have seen,
different
super-
their cultural conceptions of »religion«, had sup-
posedly been unable to grasp. 27 While other scholars
tigated
reli-
as an expression of the »Volksgeist« whose
distinctly prosaic character
imposing
Roman
his
incompatible
suggestion
native
that
conceptuali-
zations lie behind ancient and modern religion. Distinguishing »religion« and »cult«, or »religion«
25
26
27
and
»magic«,
and
Wissowa's ultimate goal of penetrating beyond this codified abstraction and searching for the religion of the
Roman »Volk« has invariably been accepted. Cf. e.g.
LATTE 1960, 11-3; KOVES-ZULAUF 1978, 189.
Cf. ULF 1982, 145-63, on Mommsen's legalistic approach
as underlying Wissowa f s conception of Roman religion.
WISSOWA 1912, viii: »Wenn man ... an meiner Darstellung
eine gewisse Verausserlichung der religiosen Vorstellungen und Formen aus dem Gesichtspunkte des ius pontificum
oder eine wenig Sinn fur Religiositat verratende einseitig juristische Betrachtungsweise tadeln zu mussen meinte, so wird die Frage berechtigt sein, ob denn >Religiositat< wirklich ein vollig feststehender und fur alle
Zeiten und Volker konstanter Begriff ist, und ob nicht,
was man an dem Buche als Mangel rugte, vielmehr dem Gegenstande der Untersuchung zur Last fallt.
54
defining
»religion« in purely Schleiermacherian terms meant
that these scholars could
categories
for
the
now
create
supposedly
suitable
religious phenomena they wished to de-
scribe with reference to Rome. At the same time, they
disregard
would
cognitive categories such as »belief« or »subjec-
tive feeling« with regard to
Roman
religion,
since
these
categories were regarded as belonging to the domain of religiosity, and not to a system of ritual performance. Whatever
their
perspectives
on Roman religion, to Wissowa as to his
contemporaries, deeply
concept
influenced
by
a
Schleiermacherian
of Christian religion which stressed individualiza-
tion, personal belief and redemption as
religiosity,
the
fundamental
the
cultural
system of ritual performance and formalism
essentials
of
alienness of Roman
was
apparent. 28
From this perspective of Roman religion as a deficient stage
in the religious evolution, it was only a small step to HerUsener's explicit teleological praeparatio Christiana.
mann
Starting from the common premises that religious
was
a
passage from the concrete-primitive to the abstract,
from animism or polytheism to monotheism,
history
of
ancient
the
most
he
regarded
the
polytheistic religions as a discipline
culminating in the study of the origins of
theism,
perception
Christian
mono-
complete, and (supposedly) truest, reli-
gious option available. 29 Only a few dissenting voices, prepared to be accused of applying misleading cultural
28
29
precon-
For the cultural background which shaped the assumptions
of these scholars, see PRICE 1984, 11-16; PHILLIPS 1986,
2697-711. See above, 1.4, for a methodological critique
of the dualism of externalism and internalism.
Cf. SCHEID 1987, 310-1; SCHLESIER 1995, 334-6, for critical discussion. MANUEL 1959, passim provides numerous
illustrations of this view from the seventeenth and
eighteenth centuries.
55
ceptions,
made
themselves
Glaube der Hellenen (1931-2) ,
applicability
of
heard.
Wilamowitz,
stubbornly
in his Der
insisted
on
the
an emphatically Romantic category of »be-
lief« to Greek religion. 30 In his correspondence with Wissowa, he defended his position with regard to
Roman
religion
as well. 31
Yet, the appreciation of Greek religion as a truer religion than the Roman embodiment of mere ritualism was commonly expressed in the nineteenth century. To
sophers
Romantic
philo-
like Herder, who had in mind the recently rediscov-
ered Germanic mythology, myth was the quintessential expression of the character of a »Volk«; and ancient Greece,
its
mythology,
with
could be thought of as the original creator
of such an idea. Rome suffered the fate of being denied such
myths. Wissowa's notorious dictum that Rome lacked a
logy
merely
mytho-
radicalized the nineteenth century view of the
Roman People as being too prosaic to be capable of
possess-
30
HENRICHS 1985, 290-305.
31
Wilamowitz to Wissowa, 11 March 1896 (ed. in BERTOLINI
1978, 191): »0b man mit dem, was mir in Religion die
Hauptsache ist, dem subjektiven Empfindungsleben, schon
viel machen kann, ahne ich nicht: dazu miisste ich selbst
intimeren Verkehr mit den Italikern haben.« Id., 31 December 1901, on arrival of the first edition of Wissowa's RuKdR (BERTOLINI 1978, 191-2): »Sie haben die religio der Romer behandelt, und die Religion, die subjektive Empfindung, bei Seite gelassen. Das ist durchaus berechtigt, zumal in dieser Behandlung. Es soil auch nicht
gesagt werden, dass man davon wirklich etwas wiisste.
Aber der Neugierige fragt danach, zumal wenn er diese
Fragen aufzuwerfen pflegt - die die griechischen Mythologen ja auch meist fortlassen.« Id., 11 May 1912, on
arrival of the second edition of RuKdR, (BERTOLINI 1978,
196) : »Wir diirfen gar nicht immer bei den Festen auf die
Cotter den Hauptwert legen; ich betrachte die originalen
Gotter iiberhaupt lediglich als Exponenten eines Gefiihls,
das aus der Tiefe oder von aussen kommt ... Ich glaube,
auch bei den Italikern.«
56
ing the mythological imagination of the Hellenes. 32 Instead,
German
philhellenism in the generation of Herder, Heyne, F.
A. Wolf and Winckelmann idolized the stereotype of the
lenic
genius'
originality,
and
Hel-
their definitions of myth
were pointedly Hellenocentric. As a corollary, the
persona-
lized conception of the divine, culminating in the figure of
Zeus,
as
expressed
in
Greek
myths, represented to their
contemporaries an early stage in the passage to
monotheism;
the Romans, lacking myths, lacked the very notion of a monotheistic
principle. 33
This
disregard
of all things Roman
furthermore had a markedly nationalistic
nineteenth
century
ramification.
scholars in France and Italy always fo-
stered a cultural identity which focused on Rome, but
how
failed
For
some-
to produce studies on Roman religion that would
exert influence on an international level. By
way
of
con-
trast, in Britain and Germany, the latter particularly after
Humboldt's
educational
reforms, the professionalization of
Classical Studies resulted in manuals which gave an influential though, due to the idolization of Greek culture, highly
negative assessment of Rome and its religion.
The
negative
view of Roman religion prevalent in nineteenth and twentieth
century
scholarship
must
be seen as an indirect result of
the marked preference for Hellenic culture. Yet at the
time,
it
same
reflected the disregard, motivated by nationalist
concerns, in which France and Italy were held by the
acade-
mic circles in Britain and Germany. 34
32
WISSOWA 1912, 9. Cf. PHILLIPS 1991a,
31-4.
33
Cf. MANUEL 1959, 291-304, esp.
PHILLIPS 1991a, 143-8.
34
Cf. CANFORA 1989.
302-4.
149;
GRAF
1993a,
Hellenocentrism:
57
This implicit antagonism towards Roman culture
plain
why
may
ex-
it was in Britain and Germany in particular that
the theorems of nineteenth century anthropology were applied
to Roman religion. Scholars in these countries replaced Wissowa's explanation for the lack of myth in Rome by a
tivist
primi-
view, namely that Roman society had been representa-
tive of a predeistic and animistic stage in religious evolution; the Romans, lacking the
tion,
had
not
known
Greek
mythological
imagina-
an anthropomorphic conception of the
divine but worshipped impersonal spirits and numina, »Augenblicks- und Sondergotter« or merely functional entities
Deubner,
(L.
H. Usener, K. Latte, W. Warde Fowler). At the same
time, while the Cambridge Ritualists developed a paradigm of
»ritual and myth« with reference to Greece, a related school
was not established in the field of Roman religion. The supposed absence of a Roman mythology reduced the stage of
ligious
evolution
re-
which was thought to be visible in Roman
religion to the status of an ethnologic »survival«.
To be sure, an exclusively aniconic, and thus
early
abstract,
phase in Roman religion, spanning the first 170 years
from the foundation of the city, had already been postulated
by M. Terentius Varro. This first phase was
anthropomorphic
conception
of
deities
devoid
of
and not in need of
complementary myths. Mythology was a later invention of
poets.
to
was
presentations
and,
the monumentalization of sacred architecture and
the introduction
phase
the
Over the following generations, there was a passage,
first, to simple temples without iconic
later,
any
of
anthropomorphic
images.
This
latter
dated to the year 584/3, when Tarquinius Priscus
58
statues
invited the Etruscan artist Vulca to fabricate clay
of
and Hercules. 35 Given the fragmented nature of
luppiter
the material record, this thesis is as difficult to prove as
ter
it is to disprove. Material finds corroborate that the
ante
minus
for the existence of anthropomorphic divine im-
ages in Rome, resembling the Hellenic pantheon, is the sixth
facie
prima
evidence
archaeological
the
century. Yet, although
seems to support the Varronian chronology in this re-
spect, it does not a priori exclude the
representations
thropomorphic
of
an-
of
possiblity
divinities in Rome at an
earlier period, particularly since the material infiltration
before
of early Latium by Hellenic culture had started long
the sixth century.
The underlying problem is that Varro as well as scholars
Wissowa
such as
Varronian
or
the
interpretation
primitive
authentic and
in
the
followed
this respect, assumed that an
religious
Roman
existed
culture
to its contamination by external influences. Such na-
prior
tivistic models
representing
always
view
the
»closed
a
evidence
historical
system«
tentative
reconstruction
in an idealized past that may never
the
have existed. The case is further complicated by
agenda
behind
as
a stage in the cultural evolution which is al-
ready in decline and focus on the
of
who
primitivists,
Varro's
moral
theory. His belief that there was a
period when an intimate worship of the
divine
in
its
ab-
stract form was not yet in need of, and thus not yet tainted
by,
the visual impact of cult statues relied on Hellenistic
35
Varro RD frgs 18, 38, 235 Cardauns; Plut. Num. 8,14;
Pliny NH 35,155-7, the latter presumably depending on
Varronian material. Myths: Varro RD frg. 19 Cardauns.
59
the
adhered
Varro
moral philosophy. As we shall see later,
Stoic theology that the gods existed in immaterial form
only. As a consequence, he criticized any representation
the
to
in
divine
or mythological form as deviation
material
Tak-
from true religion, unworthy of the gods' real nature.
bias
this
ing
into account, it may be safer to admit that
ours.
On
the contrary, the coexistence of iconic and
aniconic worship at Rome in
being
historical
aniconic
of
primacy
problematic on
these
latter
the
times,
understood as a survival by Varro and his modern suc-
cessors, rather shows that any
the
complete
more
Varro's material evidence need not have been
than
of
over
methodological
conception
evolutionary
of
anthropomorphic worship is
grounds. 36
In
reaction
to
primitivist tendencies in scholarship, Franz Altheim,
in his Griechische Gotter im alten Rom, pointed out as early
as 1930 that the existence of Hellenic deities and religious
ideas at Rome in the archaic and
presupposes
the
prior
early
Republican
conceptualisation
terms of anthropomorphism, thus making any
periods
of the divine in
primitivist
as-
sumptions untenable. Later generations, supplying additional
material
evidence
for
the »Hellenization« of early Latium
that can be traced back into the eighth century,
ther
corroborated
intertwined
with
the
cultural as well as religious evolution in
the Mediterranean world as a whole from the
36
fur-
Altheim 1 s criticism, and illustrated how
the rise of the Roman city-state was
socio-political,
have
eighth
century
See below, 2.4.1. TAYLOR 1931, accepting Varro*s thesis,
interprets aniconic representations in Late Republican
Rome as survivals of an early aniconic phase. Contra ULF
1982, 158-9; METZLER 1985-86, providing comparative material on the simultaneousness of iconic and aniconic
representations.
60
onwards.
As
a
result, the notion of Roman primitivism has
rightly been replaced with a model which perceives of
gious
evolution
reli-
in Roman religion from the seventh century
onwards in terms that are strikingly similar to those in the
rest of the Mediterranean. 37
However, the rejection of the primitivist
Roman
view
of
the
gods as impersonal entities has further momentous im-
plications. For this rejection must be
complemented
by
an
insight into the conception of these anthropomorphic divinities
as
personalized
entities.
I shall argue below that,
once we accept the implications of the concept of
lization<,
this
>persona-
has repercussions for our understanding of
the way in which worshippers made sense, communally as
well
as individually, of their pantheon. 38 The current discussion
about
Roman
mythology is illustrative in this respect. The
modern rediscovery of Roman myths started a long
time
ago.
In opposition to Wissowa and the primitivists, Carl Koch, in
Der
romische
luppiter
(1937),
accepted
the existence of
myths and aitia in early Rome as an expression of
rooted
anthropomorphic
concept
construed a crude antithesis of
postulated
the
38
the
»myth«
deeply
divine. Yet, Koch
and
»history«
and
deliberate »demythicization« of Roman reli-
gion in historical times by its
37
of
a
anti-mythical
state
cult.
Cf. conveniently CANCIK 1994, 363-70; WISEMAN 1994,
23-36, 124-127; CORNELL 1995, 81-150, 162. For a critique of the primitivist position, and for the primacy
of an anthropomorphic conception of the divine, see KOCH
1937, 9-32; RADKE 1965, 10-38; DUMEZIL 1970, 18-31;
NORTH 1989; BSMER 1990; CORNELL 1995, 159-63. For a critique of Usener's idea of »Augenblicks- und Sondergotter«, see GLADIGOW 1981, 1208-10, 1213-4; ULF 1982,
156-7. But the primitivist view of Roman religion is
still alive in many quarters; see only LIND 1992, 5-15.
See below, 4.2.5 and 4.3.2.
61
The
of existing mythological alterna-
suppression
state's
tives would on such a view be a result of the
orchestration
of human relationships with the gods under the city-state in
general;
the state control over religious beliefs
aim
its
manifestation
its
ing;
the authoritarian cult theology of
luppiter optimus maximus. 39 Only a few
years
and
a
complementary
aniconic
early
an
between the public extinction of myths at Rome at
stage
and
earlier,
Lily Ross Taylor suggested a link
Koch,
by
unacknowledged
myth-mak-
deviant
which would otherwise become apparent in
phase in Roman reli-
gion. 40
Each of these two scholars implicitly drew on Dionysius'
testimony that Roman religion lacked myths because the first
legislators had banned mythology as being
perception
true
of
divinity.
of
distortive
a
It is clear from Dionysius'
argument that posterior suppression presupposes prior existence of a mythology at Rome; and Taylor's attempt to combine
this argument with Varro's construction of
a
passage
from
aniconism to anthropomorphism, and from the absence of myths
to their existence in the theologia fabularis, is unsuccesson
ful
methodological grounds. Dionysius' theory itself is
of course not without problems. As Emilio Gabba has
Dionysius'
out,
that it was
which
had
vision of Roman religion entailed
overall
reflective
pointed
of
Hellenic
religious
traditions
declined in the Greek TioXeLC. This view ran into
difficulties once Dionysius
realized
that,
unlike
Greece
39
KOCH 1937, esp. 121-34. The school of Angelo Brelich
further developed the idea of »demitizzazione«; cf. GRAF
1993a, 35-8. It has also met with approval in post-war
Germany, e.g. from GLADIGOW 1981, 1213-4.
40
TAYLOR 1931.
62
Hellenic
its
with
Rome
myths,
lacked a distinctly Roman
mythology. Dionysius 1 answer to this gap was that civic suppression of an element which was regarded as detrimental
to
proper religious behaviour must be held responsible for this
phenomenon. 41
Dionysius' assertion that Roman religion lacked a mythology resulted from his distinctly
Current
distance
approaches
perspective.
Panhellenic
themselves
such an ap-
from
proach. Instead, they suggest that our concept of
gy« 7
developed
with
»mytholo-
the Hellenocentric perspective of the
nineteenth century in mind, is not capable of explaining the
the
lack of independent Roman cosmologies and theogonies on
one
hand or the relatively recent date of most, if not all,
of Rome's aitiologies (which presumably originated in a climate of expansion and self-definition from the
century
onwards)
third
on the other. In order to overcome a Helconstrue
lenocentric perspective, scholars therefore
mythology
early
Roman
as a domain distinct from the Hellenic mythologi-
cal experience. 42 By investigating a
mythological
narrati-
ve's
function in Roman society rather than its origin, they
tend
to
stories,
concentrate
as
on
the
relevance
of
»traditional tales«, for the evaluation of the
meaning of ritual behaviour in society. This
emphasis
on
the
42
new
symbolist
(old) paradigm of »ritual and myth« views
ritual and myth as »parallel symbolic
41
aitiological
processes*.
Myth
is
Dion. Hal. Ant. Rom. 2,18-20; Euseb. Praep. Evang. 2,8;
GABBA 1991, 18-38.
E.g. GRAF 1993, esp. 5: »um weiterzukommen, mu£ der romische Mythos von griechischen Modellen getrennt werden«; FEENEY 1998, 47-75, esp. 74-5. Cf. BREMMER 1993,
esp. 173-4 on the relatively late date of most Roman
aitiologies.
63
seen
as
an
exegesis
of ritual in a particular historical
situation so that both components complement one another
yet intertwined cognitive systems
differentiated
supplying
in
for the explanation of behaviour. This approach has undoubtedly produced stimulating results, not least
that
fact
the
for
question of a myth's origin or age can be exposed
the
as
as an unsuitable category: as soon
myths
cosmological
both
Greek
ancient
and comparatively recent Roman aitiolo-
gies can have a similar cognitive value in society, the
en-
tire discussion about Roman mythology must be seen in a different light. 43
Incidentally, this insight
own
assumption
about
the
implicitly
deconstrues
its
supposed difference between the
respective use made of mythologies in Roman and Greek societies. For it is unclear whether a Hellenocentric concept
could
mythology
with
Hellenic world either.
diverts
any
justification be applied to the
Rather,
zing, like myth-making in Rome,
adaptation
of
and
perspective
was
characterized
by
the
a flexible mythical canon to different local
contexts, and that the
stories
Panhellenic
a
from the fact that Greek mythologi-
attention
our
of
creation
aitiologies
of
individual
foundation
which accompanied ritual activity
was the norm rather than an exception. 44 Yet, there is still
another problem with this new functionalist perspective.
By
43
Cf. GRAF 1993a, 25-31, 38-43; VERSNEL 1993, passim, for
the »ritual and myth« paradigm. Parallel processes:
BEARD 1987, 2-3; SCHEID I993a, 126-7, at 127: »deux pratiques paralleles, traitant toutes deux a leur maniere
des problemes fondamentaux qui preoccupaient les Romains«. C. R. PHILLIPS, CP 90 (1996), 283-6 conveniently
outlines the further potential of this approach.
44
BENDLIN 1995, 266.
64
turning mythology into a merely cognitive exercise of making
collective
sense
of ritual behaviour, scholars domesticize
the motivational world of myth-making into
endeavour
constrained
a
rationalizing
by local religious knowledge and ex-
pectation. This must no doubt be the reason why
these
stu-
dies emphasize the communal relevance of ritual and myth and
the
»Romanness«
which
these
two domains are said to have
defined in the memoire collective of a changing Roman society, rather than investigating any (potentially deviant)
in-
dividual responses. 45 Yet, there is a difference between the
restricted communicative code of ritual and the often speculative
communication
through mythological narratives. This
means that ritual and myth are not
esses«.
On
simply
»parallel
proc-
the contrary, myth-making exploits the restric-
tions of ritual communication by providing explanations
and
exploring possible tensions at a level where cognition is no
longer
directly related to ritual behaviour. Therefore, the
socialization of religion through mythologies does not merely mirror the religious knowledge of society at
large,
but
complements this with the internal world of one's own personal
myth-making,
however
constrained by societal expecta-
tions it may be. 46 Romans would encounter personalized
gods
through material representations, statues, paintings, coins,
at
various ritual events, through drama, literature or tra-
ditional tales. It may be impossible to know for certain how
these different genres shaped, cross-influenced
45
46
or
contra-
E.g. BEARD 1987, 9-10; Ead. 1993. For documentation and
critique, see below, 2.7.3.
See BLOCK 1992, esp. 99-100, for the theoretical framework.
65
individual
dieted
perceptions of the divine, but the ques-
tion is nevertheless worth investigating. 47
2.3 New paradigms
So far, the discussion of key concepts of Roman religion
nineteenth
and early twentieth century scholarship may give
Hartung
the impression of an utterly fragmented discipline.
tried
unearth
to
in
the
religion of Rome's first native in-
habitants; Wissowa attempted the reconstruction of authentic
Roman »Volksreligion« in its
of
realization
institutionalized
state cult; and the primitivists thought they had isola-
ted the survival of a primitive predeistic period
evolution.
gious
Yet,
these
veil one fundamental concurrence
the
on
focus
in
reli-
obvious differences must not
in
the
namely
approach,
reconstruction of the origins of Roman reli-
gion. The paradigm was the religion of an idealized stage in
Roman history when an authentically Roman religion<,
ned
in
defi-
century terms of ethnic purity, had not
nineteenth
yet been superseded by mere cultic formalism and the corrupcentury
tion of religious structures. 48 By the second
this
religion
would
BCE,
have degenerated into a lifeless rit-
ualistic construct, an imposture used by the elite as a convenient instrument in political conflicts, as the
manipula-
tion of omina in the political assemblies proved. Widespread
scepticism
among
the aristocracy as a result of the recep-
tion of Greek philosophy and the impact of
47
48
See further below, 4.2.5 and 4.3.
See below, 3.1.1, for a critique of
ethnicity.
the
new
cults
stereotype
from
of
66
the
East
on
the populace, the collapse of temples and the
neglect of indigenous rites, and, above all, the formalistic
nature of traditional religious practices that were unsuited
for providing an emotional experience which met new individual needs - all this was seen as
decline
clear
indication
of
of Republican Roman religion. As a corollary, these
scholars, while appreciating Augustus 1
restoring
traditional
Roman
alleged
religious
attempt
period
as
at
cults and institu-
tions, perceived of the religious developments of the
rial
the
Impe-
a continuation of the Republican crisis to
which Christianity would provide the ultimate answer. 49
As we have seen above, this picture has come
tack
more
under
at-
recently. The impression of formalism and a lack
of vitality in Roman religion is, it has been argued, due to
the application of modern notions about
place
»religion«
to
the
of* ritual in ancient societies. These traditional no-
tions are often described as »Christianizing assumptions* by
their critics. 50 »A Schleiermacherian tradition of
>religion<«
is,
as
I
have outlined above, perhaps a more
precise, since less under-determined,
phenomenon. 51
As
defining
description
of
this
many of these critics have pointed out, a
certain punctiliousness over ritual detail does not, as
the
49
The line of argument is familiar enough from innumerable
portrayals of Late Republican and Imperial history. Accounts include WARDE FOWLER 1911; WISSOWA 1912, 60-72;
TAYLOR 1949, 76-97; LATTE 1960, 264-93; DORRIE 1978a,
247-8; LIND 1992, 10-5. MANUEL 1959, passim, gives an
illuminating account of how the idea of neglect and formalism in pagan religions re-emerged with the critique
of religion in the age of the enlightenment, subsequently biasing modern perceptions of Roman religion.
50
NORTH 1976, 9-11 and PRICE 1984, 7-19, for
of this particular term.
See above, 1.2 and 1.3.
51
the
coinage
67
Schleiermacherian dichotomy between dreary ritual and proper
religion
might imply, preclude a cognitive comprehension of
ritual. As it is capable of conceptualizing
in
one's
position
the social world, »ritual« should, the argument convinc-
ingly runs, be revalued in terms of its function in
rather
than
society
with reference to its origin or an alleged un-
changeable meaning. 5 2
The
elite's
religious
behaviour
has
also
attracted
considerable scholarly interest. To earlier generations, the
interpenetration
of religion and politics appeared to prove
the former's abuse by
manipulative
politicians.
Religious
institutions in the city-state were regarded as an imposture
of
detached intellectuals. On the new consensus, the inter-
relation of religious and politicial spheres ought not to be
explained using modern conceptions about the
both
separation
domains. Rather, these were inextricably linked reali-
zations of one and the same cultural phenomenon. Since
were
of
both
magistrates
and
priests,
they
members of the Roman
elite would feel that their religion was an integral element
in the definition of their position in society; and we would
underestimate the importance these people attached to
their
religious roles, if we understood their behaviour and thinking
solely in terms of intellectual detachment. On the con-
trary, the active, and sometimes
52
aggressive,
appropriation
For powerful critique of the view that Roman religion
was formalistic and unimaginative, see DUMEZIL 1970,
102-12; NORTH 1976; Id. 1986, 251-3; ULF 1982, 145-63;
PHILLIPS 1986, 2697-711; Id. 1997. For the revaluation
of ritual, see PRICE 1984, 7-11, drawing on studies by
the anthropologists C. Geertz and D. Sperber. Cf. BEARD
1987, 1-3; VERSNEL 1993, passim; FEENEY 1998, 115-36,
among many others.
68
of
rituals and ideas in the political arena only
religious
part
proves that religion was an accepted
a
use
to
habitus,
of
elite's
the
terminology coined by Pierre Bourdieu.
Their behaviour attests to their agreement on the centrality
were
of religion in public life. In this respect, they
not
different from the rest of the population at Rome. 53
this
Could
revaluation
of
Late
religion
Republican
represent a paradigm shift as defined by Thomas Kuhn? Unfornot. For current research, while no doubt avoiding
tunately
many of the shortcomings of earlier
fails
scholarship,
to
fully disentangle itself from past traditions. For instance,
in
attempt
an
to
escape the misleading dualism between a
Schleiermacherian notion of »religion« and meaningless
in
malism
ritual,
the
for-
significance of categories such as
»belief« or »disbelief« themselves have been challenged. The
argument that Roman religion did not meet the needs of individual religiosity is contested on a priori grounds with the
argument that heuristic categories such as personal
commit-
ment or individualized religious feeling should no longer be
applied
Roman religion. The notion of individual belief
to
is now only permissible as long as it refers to the individual's commitment to, and his participation in, a
religious
collective
belief system which becomes homologous with civic
religion in the city-state. In other words, individual religious cognition and behaviour were warranted only when
were
53
related
they
to the welfare of the community which guaran-
For the elite's interest in religion, see JOCELYN 1966;
Id. 1982, 159-61; LlEBESCHUETZ 1979, 1-54, esp. 15-20;
BEARD I994a, 739-42.
69
teed individual security. 54 However, I
above
monstrate
have
view
de-
with a view to the respective positions of
Sabbatucci, Bremmer and Beard in what sense
tionist
to
tried
such
reduc-
a
of »religion« / almost exclusively attacking a
Schleiermacherian, and thus
a
priori
limited,
tradition,
does not live up to its own methodological premises. 55 Jerzy
Linderski's
overtly
functional
description
of religion's
role at Rome is representative of this new paradigm:
»Roman state religion was not interested in individual
salvation; its only concern was salus publica, the security of the Roman state, or, in Roman terms, the preservation of pax deorum, the peace between the gods and the
state. The goal of the cult was to keep the gods pleased
and well disposed toward Rome.« 56
The underlying notion will by now be familiar to the reader.
For few scholars would disagree with Linderski when he
regards
dis-
any internalized motivational processes and defines
Roman religion as an external contract between the gods
and
men based on purely rationalist terms. 57 It is therefore not
surprising
that
those areas which earlier scholars had de-
picted as alternative realms where true religious experience
could be found in separation from the religion of the
state
namely private worship, family rites, the cults performed
by vici, pagi or collegia, or the agrarian rituals described
by Cato - that those areas on the new paradigm mirror public
religious patterns. Whereas a few
scholars
would
maintain
54
E.g. NORTH 1976, 1; PRICE 1984, 7-15; BEARD & CRAWFORD
1985, 26-31; BEARD 1986, 34; SCHEID 1985, 12-5; NORTH
1989; LINDER & SCHEID 1993; BEARD 1994a, 729-34; DURAND
& SCHEID 1994. For similar views relating to the Classical Greek city-state, see above, 1.3.
55
See above, 1.3-1.6.
56
LINDERSKI 1995, 610-1.
57
Cf. LINDERSKI 1995, 621 1 : »... once we accept the premises of Roman state religion, it appears as a rationalist system, as a scientia (as e.g. the augurs used to
describe their discipline)«.
70
that
individual
morality
was
an element in the religious
life of the Romans, 58 the majority view is
Roman
religion
did
that
Republican
not provide distinct religious biogra-
phies, individual moral value systems or spirituality
in
a
modern sense. Instead, it is held that in a system of public
religious
symbolisation
of
civic identity, religion mani-
fested itself in performance of
cult,
whereas
belief
was
only recognisable, and did only matter, on the level of proper, i.e. public, religious behaviour. 59
The particular function of
assigned
to
religion
For as I argued
this,
preserving
status
the
by such a view proves disconcerting.
above,
on
purely
methodological
grounds
like any functionalist, definition would at best out-
line an unintended consequence of
society. 60
As
it
happens,
methodological
religion's
existence
cautious
as
to
which
meets
the
a
and
nature of Roman religion« is revealing; and Denis
Feeney's view of »[t]hese eminently practical and busy
...«
of
criteria of this new paradigm. In
this respect, Henk Versnel's aside about »the practical
juridical
their
statements - than Linderski to divulge their
opinion about the supposed psychological conditioning
people
in
most current scholars of Roman
religion are less willing - or more
ple
quo
may
be
more
than
peo-
an unintentional slip of the
tongue. 61 Yet, even though the proponents of this new
para-
58
E.g. LIEBESCHUETZ 1979, 39-54; WlSEMAN 1994, 49-53.
59
To the references given above, add BEARD & CRAWFORD
1985, 30-6; SCHEID 1985, 12-15; NORTH 1989, 598-9,
604-7; PORTE 1989, 8-16; RIVES 1995, 4-13.
60
61
Cf. above, 1.5.
H. S. VERSNEL, OCD3 (1996), 1613; FEENEY 1998, 4. Cf.
RAWSON 1985, 321, contributing to what she herself calls
»this over-familiar generalization*: »But on the whole
71
digm
that issue, the conclusion which must impli-
sidestep
citly be drawn seems inevitable: a
parameters
are
system
religious
whose
organized with a view to ritual performance
rather than to individualized internal motivations, with the
result that individual religion is homologous with the religion of the city-state, such a religious system entails with
regard to its agents the complementary view that they are as
practical, juridical, functionalist and formalistically minded as their religion. Mommsen, Wissowa, Warde Fowler, Deubner or Latte, not to mention
their
successors
innumerable
past and present, would emphatically nod in agreement. 62
This amount of unexpected contacts between old
paradigms
has
generations
alleged
whose
supposed
absence
lack
had bemoaned, has been solved by ques»belief«;
tioning the validity of the very category of
the
new
gone largely unnoticed. The discussion about
the place of belief in Roman religion,
earlier
and
and
of primarily individualized personal
commitment in religion has been turned into
a
virtue.
The
notion of >formalism<, which on the old paradigm had entailed
negative
connotations,
is now, under the disguise of a
nationalist system<, again a central category of Roman
ligion.
The
re-
mercantilist language which these scholars use
in describing »contracts« between gods and men through
vota
or the contractual principle of »do ut des« once more expose
62
no doubt the Romans were practical enough in their
ends.«
ULF 1982, 145-63 gives a critical survey of the stereotypical characteristics traditionally applied to Roman
religion. Most of them could also be used within the
framework of the new paradigm. Cf. WEILER 1974 and BARGHOP 1994, 41-52 for a discussion of the stereotypes commonly used by historians when talking about supposed
character differences in the ancient world.
72
legalistic
formalism
raison d'etre of Roman reli-
the
as
gion. 63 Yet, it is difficult to maintain that
idea
the
of
reciprocity in the relationship of gods and man, although no
doubt
imitating cultural stereotypes of social reciprocity,
can be reduced to a pseudo-mercantilist rationality. For the
contract, if that is how one should call it, never bound the
deity the way an economic or legal contract would have bound
humans. The stock characters of Plautine comedy, after
or Cicero when in exile, realized to their
sacrifice,
fuse
pro-
profound disappointment that the gods did not always respond
as the worshipper had anticipated. 64
reli-
The new emphasis on the close interpenetration of
gious
and
socio-political
realms
echoes, as I have shown above, a
in
the
Roman Republic
tendency
general
in
the
study of Graeco-Roman religions to de-differentiate religion
culture. 65
and
The thesis that religion almost exclusively
focused on the political
Roman
city-state,
and
military
64
65
of
the
that it was more or less >undifferentia-
ted< from the political sphere, amounts
63
activities
to
its
>embedded-
»Do ut des« and its corollary, votum, seem accepted
principles of Roman religious rationality: WISSOWA 1912,
381-5; LATTE 1960, 46; W. EISENHUT, RE Suppl. 14 (1974),
964-73; NORTH 1989, 593; PORTE 1989, 14; H. S. VERSNEL,
OCD 3 (1996), 1613.
E.g. Plaut. Poen. 449ff.; cf. Rud. 22ff.; Stich. 393ff.;
Cic. Fam. 14,4,1: neque di quos tu castissime coluisti
neque homines quibus ego semper servivi nobis gratiam
rettulerunt; GWYN MORGAN 1990, 30-1. Reciprocity was
anticipated rather than firmly expected: Cato Agr.
141,4; Cic. ND 1,116; CANCIK 1994, 393 with n. 61. Reciprocity in religious communication is not characteristic only of Roman religion: ULF 1982, 155-7; K. HOHEISEL, HrvtG 2 (1990), 228-30. The phrase do ut des itself
is not attested but rather seems to be a modern coinage
by analogy with phrases like Livy 10,19,17: si duis, ego
. .. voveo.
See above, 1.3.
73
ness<
To
in
the socio-political administration of the city. 66
state
Wissowa,
reflection
Roman
of
cult
had
been
the
institutionalized
>Volksreligion<. On the new paradigm,
civic religion is the religion of Rome. Local
become
thus
religion
has
homologous with civic religion. As these exam-
ples elucidate, at stake is not the existence
of
a
public
system of organized and administered religion in the city of
Rome,
but
the
normativity attached to the modern model of
civic religion. Yet, before asking for ancient authorization
of such a model, let me quote from John North's
account
of
civic religion in Mid-Republican Rome (a passage of exemplary caution):
»To put the point in its most extreme form, what we have
might be an artificial historiographic construction,
expressing a kind of official religion which never actually represented the religious life of the Roman People. « 67
66
The concepts of >interconnectedness<, >undifferentiatedness< and >embeddedness< are also applied to Greek religion in the Classical period: e.g. OUDEMANS & LARDINOIS
(>interconnected<); SOURVINOU-INWOOD 1990, 322
1987
(>undifferentiated<): »... in the Classical period polls
religion encompassed, symbolically legitimated, and regulated all religious activity within the polis«; BREMMER 1994, 2-4 (>embeddedness<, cited above, 1.3). For
this concept of >polis religion< or >civic religion< in
the Classial Greek city-states, see e.g. SOURVINOU-INWOOD 1988; Ead. 1990; BURKERT 1995. S. G. COLE 1995 is
more cautious.
67
NORTH 1989, 582.
74
2.4 A Roman model of >civic religion*?
Citing the authority of ancient writers
Cicero,
such
Polybius,
Varro or Livy, the modern advocates of the model of
»civic religion* can claim to represent
concerning
a
Roman
viewpoint
the role of religion in Late Republican society.
Taken at face value, these indigenous
to
as
interpretations
seem
prove the concept's validity beyond doubt. However, many
students of Roman religion share the fallacious view that it
is legitimate to attribute superior veracity to these exegeses as regards the »real meaning«
fortunately,
of
Roman
religion.
Un-
as I shall argue, these portraits of Roman re-
ligion are just as subjective and as biased by conscious
or
unconscious motives as any other interpretations.
2.4.1 Varro and civic religion
Consider Varro f s famous tripartite
conception
of
theology
prefaced his account of the origins of Rome's res di-
which
vinae, a selective account of Roman priesthoods, the
sacred
locations,
its
festivals,
three books each. In his preface,
into
with
divided
theologia
and
drama;
a
genus
physicon
religious issues in terms of physics and philo-
sophy; the genus civile
quod
Varro
and deities in
three aspects: a genus mythicon portrays the religious
discourse of poetic fiction
deals
rituals
city's
addresses
the
religious
practice
in urbibus cives, maxime sacerdotes, nosse atque admi-
nistrare debent. This entails a local religious knowledge as
regards the deities that ought to be worshipped and
and
rituals
sacrifices which must be performed by anyone in a civic
75
context. The first theologia
has
the
on
rejected
be
to
that it misrepresents the character of the gods; the
ground
true nature, ought not to be conducted in pub-
its
vealing
re-
while
second contains discussions of the divine which,
lic; only the theologia civilis should be disclosed as
use-
ful to the civic domain. 68
Varro, via Augustine, attributed
this
per-
tripartite
to the pontifex Mucius Scaevola (cos 95). Unfortu-
spective
nately, Scaevola's actual contribution to the theologia tripertita is, due to a lack of reliable source
It
scure.
has
ob-
material,
therefore been suggested that Varro devised
Scaevola as a persona in the dialogue Logistoricus Curio
deorum
cultu
de
to express his own views. On that hypothesis,
Scaevola became the exponent of
the
genus
physicon
in
a
philosophical attack on traditional religious practices; and
such
a position would more easily befit a dialogue like the
Logistoricus Curio than the RD in which
revalue
Varro
set
out
to
traditional Roman religious practices. 69 Yet, while
Augustine appears to have known not only the RD but also the
Logistoricus Curio, on purely philological grounds
tribution
of
at-
the passage in question to the latter has met
with criticism. 70 Furthermore, it is clear
the
the
that
throughout
first book of the RD Varro discussed the immaterial na-
ture of the gods along the lines of Stoic philosophy, thereby implicitly compromising traditional
and
68
69
70
religious
practices
beliefs. Varro may still have considered it appropriate
Varro RD I frgs 6-12 Cardauns.
Scaevola ap. Varro jRD I frgs 7 and 9 Agahd = Varro Log.
Curio frg. V Cardauns with CARDAUNS 1960, 34-40, passim.
Cf. esp. HAGENDAHL 1967, 619-20.
76
to use the persona of Scaevola in order to appeal
the maiores as well as to pontifical authority (in
to
port
sup-
for
ND HI/ Cicero pursued a similar strategy),
this
even
but
assumption (which in itself is unprovable) does not point to
dialogue
his
Logistoricus Curio as the only possible place
where this could have happened. In fact, Augustine
remarked
the respective arguments presented by >Scaevola< (whom
that
were
Augustine took to be the historical pontiff) and Varro
easily compatible. 71
As mentioned above, Augustine thought of Seneca's
critique
cizing
Stoi-
of cult activity as being far more radical
than Varro f s critique of the theology of the poets. 72 In
De
superstitione, Seneca regarded ritual as a superfluous practice
unwarranted by the philosophical demands on a virtuous
and moral life. Religious cult could be
the
constraints
of
Jewish
cults in Rome, but
only
by
of complying with the norms of society. In
the course of his argument, Seneca
practices
justified
not
attacked
only
the
religion or of the so-called oriental
directed
his
critique
at
traditional
Roman religious practices, too. 73 On Augustine's view, Seneca's
criticism of cult, which called into question the very
foundations of religious activity, penetrated into
main
71
72
73
of
the
do-
civic religion - a liberty which, according to Au-
August. CD 4,27, p. 179,21-181,3. Cf. HAGENDAHL 1967,
609-16; LIEBERG 1973, 101-2, 104-6. BEARD 1994a, 757
accepts Cardauns' view of Scaevola as Varro's persona on
the ground that the historical Scaevola would not have
been capable of providing the intellectual discourse
characteristic of Varro's generation - a circular argument .
See above, 1.1.
MAZZOLI 1984; LIEBERG 1989, 1888-98. See further below,
4.2.5.
77
gustine, Varro had not dared
tine's
interpretation,
to
scholars
take. 74
have
Accepting
often
Augus-
assumed that
Varro, while reprimanding the religious discourses of poetry
and drama, provided a
theologia
civilis,
philosophical
justification
of
the
or even gave a systematization of state
religion. To be sure, Augustine, who openly
attacked
pagan
cult
practice, presented Varro as a defender of civic religion. 75
Yet, the bias of Varro f s
suspicious
as
to
should
make
us
his ulterior motives. Furthermore, as an
inevitable consequence of the
state
presentation
thesis
that
Varro
defended
religion these scholars have to surmise a tension be-
tween Varro's philosophical views, which
religious
ritual,
were
critical
of
and his defense of traditional religious
practices. The same scholars do not make entirely clear
how
Varro should have resolved this contradiction, on whose paradoxical
existence already Augustine commented. Perhaps the
image of Varro the antiquarian has further added to the
mo-
dern neglect of ulterior motives on his part. 76 His testimony
has
also been employed to lend ancient authority to the
modern concept of >civic< or >polis religion<:
»It may be reassuring to state that there is an ancient
concept and term of polls religion, theologia civi
lis. « 77
74
75
August. CD 6,10, p. 269,11-3 D-K: ... hanc libertatem
Varro non habuit; tantum modo poeticam theologian reprehendere ausus est, civilem non ausus est, quam iste concidit. Cf. LAUSBERG 1989, 1895-7.
Defense: CD 6,6, p. 256,30-257-15; 6,9, p. 265,13-8 D-K.
Justification: ibid. 6,8, p. 260,31-2 D-K.
76
Tension: August. CD 7,17, 23. Positive views about
Varro's aims: e.g. LIEBERG 1973, 82, 100-1; CARDAUNS
1978, 94-101; RAWSON 1985, 312-6; DORRIE 1986; CANCIK
1994, 395-6.
77
BURKERT 1995,
201.
78
It cannot be doubted that Varro
the
civic
domain.
addressed
religion
Yet, the philosophical context in which
the notion of theologia civilis is introduced does not
rant
in
war-
such assurance as to its appropriateness as an ancient
descriptive equivalent to the modern notion of >civic
gion<.
When
introducing
reli-
his account of the deities of the
city of Rome in RD books 14-16, Varro emphasizes that he
going
is
to adopt the philosophical position of Academic scep-
ticism. As to the literal truth of
Rome's
his
entire
account
of
divine pantheon, the author's judgement is emphatic-
ally suspended. Moreover, in the final book of the RD, which
attempted to interpret select deities in the
Stoicizing
theologia
naturalis
author's Academic suspension of
light
of
the
expounded in book one, the
judgement
is
extended
to
those gods that received worship in the civic domain:
de diis ... populi Romani publicis ... in hoc libro
scribam, sed ut Xenophanes Colophonios scribit, quid
putenif non quid contendam, ponam. Hominis est enim haec
opinare, dei scire. 73
It must have been this use of Academic
enabled
Varro
sophically
practice
to
informed
maintain
argumentation
which
the tension between his philo-
criticism
of
contemporary
religious
and his aim to provide a normative and educational
account of the religious system at Rome.
Moreover, for an understanding of Varro's conceptualizing of
the theologia civilis it is crucial to note that he
percei-
ved
the gods to be prior to the city-state, and civic reli-
78
Frg. 228 Cardauns. Varro's adoption of Academic scepticism in these matters is declared in frg. 204 Cardauns.
The same author's work LL also follows Academic principles, using the argumentative structure of disputari in
utrawque partem: Ax 1995.
79
gion to be its product. 79 In other
religion
was
an
words,
to
Varro
invention of the city-state. According to
Varro, an appropriate and comprehensive treatment
gion
civic
of
reli-
as such would indeed require a wider approach. In par-
ticular, it would include a philosophical discussion of
the
nature of the gods on the basis of the theologia natu-
true
ralis as proposed by the author earlier
in
the
RD.
Since
religion in its civic aspect only was historically and logically
posterior to the civitas which created it, the treat-
ment of theologia civilis had to be included among a discussion of the institutions of the city-state. 80
The tripartite division of religion into the
realms
of
mythologizing, philosophical speculation and civic cult is a
philosophical
model
rather than the reality of civic admi-
nistration. Attempts to trace this model back to one
sophical
philo-
school or, indeed, one particular philosopher have
proved futile, as it was widely used by Stoics, Sceptics and
Epicureans alike. 81 As we have seen, Varro's
the
historical
dependence
Scaevola can neither be verified nor falsi-
fied. Given the familiarity of the tripartite conception
religion
on
of
in first century philosophical thought in general,
it is likely that Varro anyhow showed considerable independence of mind in relation to potential
Roman
or
Hellenistic.
predecessors,
either
Varro adopted Greek terminology for
79
80
Pace BURKERT 1995, 202.
Frg. 5 Cardauns: si cut prior est ... pictor quam tabula
pi eta t prior faber quam aedificium, ita priores sunt
civitates quam ea quae a civitatibus instituta sunt
si de omni natura deorum et hominum scriberemus, prius
divina absolvimus quam humana adtigissemus. Cf. above,
1.1, for the parameters applied to the philosophical
inquiry De natura deorum.
81
Cf. LIEBERG 1973; Id. 1982.
80
the first two genera theologiae but not in the case
of
the
third. According to Augustine, Varro retained the respective
Greek
terminology for the genus mythicon and the genus phy-
sicon, but translated the third into Latin
le. 82
genus
as
civi
What seems to be a minor philological point has, as I
shall show below, wider consequences for the meaning of
the
Varronian passage.
Firstly, the heuristic value of the Varronian concept of
theologia civilis for our understanding of civic religion is
no doubt undermined by its philosophical bias.
Varro
In
RD,
the
acknowledged the existence of the gods, but perceived
their nature on the basis of Stoic philosophy as immaterial.
As such, the gods did not
framework
must
regard
require
any
cult.
divine
which
pure
conception
aniconic,
could
was
have
refounded
naturae
formula.
83
the
Since
impossible, he chose the second best solution and
tried to reconstruct the historically legitimized
82
idea
institutions of Rome, he would have reestablished
a true conception of the divine ex
this
the
and thereby undiluted, worship of the gods in
Rome's distant past. 83 If Varro
religious
of
only the genus physicon could adequately
express. This explains why Varro was committed to
of
theoretical
contemporary cult practices or
mythology as removed from the true and
the
This
forms
of
Augustine subsequently translated the first two theologiae as fabulosum and natirrale respectively. August. CD
6,5, p. 252,17-253,4 D-K: ... tertium etiam ipse Latine
enuntiavit quod civile appellatur. Deinde ait (frg. 7
Cardauns) >mythicon appellant quo maxime utuntur poetae;
physicon quo philosophi; civile quo populi<.
Immateriality: frg 22 Cardauns: dii veri neque desiderant [sacra] neque deposcunt, ex aere autem fact! ...;
cf. frgs 23-8; De gente pop. Rom. frg. 18 Fraccaro;
Dion. Hal. Ant. Rom. 1,77,3. Aniconic worship: frg. 18
Cardauns, discussed above, 2.2.
81
Roman
religion
in
their most ancient form in order to ap-
proach as closely as possible the true perception of divinity. His was a pseudo-restorative approach towards Roman
ligion:
Varro's
cultural
nativism
re-
criticized the complex
present as an epoch of religious decline by introducing
rameters
pa-
which postulated an allegedly authentic and primi-
tive past in primeval times. 84
Secondly, since a Stoicizing approach accepted traditional cult practices as an imperfect, yet
still
commendable/
attempt to perceive the true nature of the gods and the universe,
it followed that religion was perceived to be useful
for individuals and for city-states alike; even if
its
im-
perfect state meant that the true meaning of many of contemporary
religion's beliefs and customs were unperceivable to
the ordinary mind, while others were wrong. The category
by
Varro in the RD judged traditional religious practice
which
was its »utilitas«. Even the divinisation
although
clearly
understood
of
viri
fortes,
as imposture, contributed to,
rather than diminished, religion's overall
utility. 85
This
was of course a topical argument in the ancient debate about
the justification of Euhemerism. 86 The socio-political utility
of
such
ideas, stressed by Varro, belonged to another
topos in the Late Republican and Early Imperial debate about
religion in a civic
84
85
86
community.
That
topos
entailed
that
Frgs 12-19 Cardauns. On Varro's theological premises,
see BOYANCE 1972, 253-82; CANCIK 1994, 401. On the employment of nativistic models, cf. the general remarks
in GLADIGOW I997b.
Frgs 20-21 Cardauns: utile esse civitatibus ... ut se
viri fortes, etiamsi falsum sit, diis genitos esse credant.
K. THRAEDE, RAC 6, 877-90.
82
civic
Roman
religion
had been first invented by monarchic
and
rulers for reasons of political expediency
purpose
of
preserving
the
the socio-political status quo: rei
publicae causa communisque religionis
When
served
(Cic.
Div.
2,28). Q7
relating these evaluative judgements to their historitradition
cal context, their philosophical
sufficiently
is
always
not
into account. As a matter of fact, when
taken
Hellenistic and Roman writers adopted an interpretative modinven-
el which viewed the religion of the city-state as an
tion of legislators acting out of socio-political necessity,
they
followed
a
tradition which went back at least to the
later fifth century BCE. 88
I would suggest that we must also relate Varro's conception of the theologia
dition.
civilis
to
this
intellectual
tra-
Varro himself paraphrased the genus civile as genus
tradit[um] a principibus civitatis and attributed this definition to Scaevola. As we have seen, it is
unclear
whether
this passage belongs to the RD or to the Logistoricus Curio.
As
I argued above, the distinction would not matter much. 89
For this paraphrase places the genus civile closely
context
in
the
of religion invented by legislators out of necessi-
ty. As we have seen, the religious rituals and
institutions
introduced by these principes civitatis could be open to the
87
88
89
E.g. Polyb. 6,56,6-12; Cic. ND 1,118 (dixerunt ...);
Livy 1,19,4-5, 21,1-2; PEASE on Cic. ND 1,118; LIEBESCHUETZ 1979, 29-34. Dion. Hal. Ant. Rom. 2,62,5 did not
adhere to this doctrine: GABBA 1991, 123-4.
E.g. ?Critias 88 B 25 D-K = ?Eur. TrGF 1,43 F 19; Democr. 68 A 75 D-K; Pi. Rep. 3, 415a-c; HENRICHS 1975;
BORING 1978. For the importance of this topos for the
critique of ancient pagan religion in the seventeenth
and eighteenth centuries, see MANUEL 1959, passim.
RD I frgs 7 and 9 Agahd = frg. V Card. ap. August. Civ.
D. 4,27.
83
that
criticism
they
were certainly convenient, utile, but
not necessarily intelligible or true.
translation
Varro's
Encountering
of the third theologia into Latin, Eusebius and
Augustine sought a Greek equivalent to civile and
found
it
in the term TioXuTuxov or politicum. As a result, editors and
commentators
have
that Augustine, at least, found
assumed
this rendition already in Varro's £D. 90
This hypothesis is unprovable. Eusebius
the
was
first
Christian apologist in the East to adapt the tripartite conof
ception
religion
to
his
attack on paganism. However,
since his use of Varro is questionable, it
is
more
likely
he adopted TioXiTixov via a different channel of trans-
that
mission. In the West, Tertullian instrumentalized the
tripertita
logia
theo
towards the end of the second century CE.
Yet, while clearly using Varro, he changed civile to
genti
le. Later apologists offer further versions whose conception
is close to Tertullian's. It is likely that these apologists
adjusted
nomenclature
to the respective goals of their at-
tacks: Eusebius and Augustine referred to pagan religion
in
its civic aspect in particular, whereas Tertullian, Arnobius
and
Lactantius
reprimanded
paganism
as such in a broader
sense. 91 A pagan tradition which instrumentalized
partite
90
91
the
tri-
conception of religion materialized not long before
Euseb. Praep. Ev. 4,1,2; August. CD 6,12, p. 271,5-7
D-K: tres theologias quas Graeci dicunt mythicen physicen politicen; ibid. 7,23, p. 302,20 D-K: politicum;
PEPIN 1958, 284; contra LIEBERG 1973, 91.
Tert. Nat. 2,1,8-15, at 10; Arnob. 3,11: ipsi in ritibus; Lact. De ira 11,16: ipsi qui deos colunt. On
Tertullian's wider focus, see Nat. 2,1,1: nunc de deis
vestris, miserandae nationes, congredi vobiscum defensio
nostra desiderat; LIEBERG 1973, 89, 91. On the use of
Varro among the Christian apologists, see conveniently
CARDAUNS 1978, 91-4.
84
the
Christian.
philosophy,
Arguably
these
representing
writers
employed
Hellenistic
Stoic
the terms VOULXOV and
voiiodeTcov
I suggest that one ought to take the Greek VOJJLLXOV
(Ae-
tius, Dio Chrysostomus , Plutarch) , representative of a pagan
Stoic
tradition, rather than Eusebius ' or Augustine's TtoXt-
TLXOV, as the rendition which gives a
truer
representation
of the context of Varro's genus civile - a context which the
Christian
retranslation
of
civile into Greek as TtoXLTixov
obscures. For the genus civile now appears to be
version
of
the
Latin
the Greek yevoc VOJJLLXOV in the context of which
law-givers, vouodeTCXL , and viri fortes had invented the
im-
perfect form of civic religion out of socio-political necessity.
The conclusion seems inevitable: the fact that Varro,
in the RD, judged institutionalized religion as a politically convenient, though philosophically
compromises
the
status
insufficient,
system
of the genus civile earlier in the
same work. Should it not follow that the genus civile , regulating contemporary cult praxis with a view to
that
ought
the
deities
to be worshipped and the rituals and sacrifices
which had to be performed at Rome must be criticized on
same
grounds? 93
As
a
consequence, Varro's position is in
fact much closer to Seneca's, who disapproved
practices
on
religious
norms
of
society
Aetius Plac. 1,6, Dox. Graeci p. 292a,6-14 = SVF 2,1009
(VOULXOV); Dio Chrys. Or. 12,39-43, 44, 47 = Poseidon,
frgs 368-9 Theiler (vojiodeTdi / vouodeaia) ; Plut. Amatorius 763 B-F
93
of
philosophical grounds, but saw them warranted
by the constraints of complying with the
92
the
(VOVLOdETdL) .
Cf. PEPIN 1958, 308-14, for argumentation along slightly
different lines.
85
and by the usefulness of religion for the conduct of states.
The
in which the Varronian genus civile operates
framework
seriously compromises its heuristic utility in
thority
the
to
modern
model of civic religion: to Varro,
civic religion was an imposture, convenient
philosophical
perception
au-
lending
as
as
long
a
of the divine could not be achie-
ved.
2.4.2 Priests as mediators of civic religion?
Varro's definition of the genus civile made particular
tion
men-
of the responsibility of the state priests for the ad-
ministration of religion in the
city-state. 94
Disregarding
Varro's critical perspective, this comes close to the normative
position
of Roman writers such as Cicero or Livy, who
held that the city-state, represented by its religious functionaries, made
authorized
and
religion,
this
that
and
amounted to a complete control of the organization, supervision
and
administration
of its various public and private
aspects. 95 With a view to these religious matters, both
plicitly
assigned
ex-
primacy to the civic priests rather than
to the magistrates. According to Rome's historiographic tradition, Romulus and his successors, on the foundation of the
city, not only ensured its military,
stability,
but
also
established
political
and
social
the sacra populi Romani.
This entailed the prescription of the concrete means of worship and the nomination of priesthoods responsible
for
the
maintenance of these religious rites. On this view, the ear-
94
95
Frg. 9 Cardauns: maxime sacerdotes.
Cic. Leg. 2,19-22, 29-31; Livy 1,20.
86
ly
the Roman state created Roman religion,
of
authorities
just as they invented all the other norms and customs of the
re-
Roman People. Roman religion was no natural religion of
velation
artificial
an
but
civic religion which was only
It
stitutions.
intellectual tradition which the
this
was
in-
its
imaginable in conjunction with the Roman state and
vera
Christian apologists attacked: according to Augustine,
religio cannot be defined within the confines of one earthly
political community. 96
In De legibus, Cicero emphasized the
responsibility
of
the religious functionaries for this civic religious system,
sacra
the
publica
or
sacra populi Roman!. Deities should
preferably be introduced by public initiative; their temples
needed to be dedicated publice; and sacrifices ought
supervised
priests
by
to
be
acted on behalf of the populus
who
Romanus. 97 This treatise (as well as other Ciceronian texts)
reveals the author's concern with the public role
gious
functionaries
pontifices, augures
»sacerdotes
populi
reli-
Rome, organized in the colleges of
at
and
of
XVviri.
Romani«
sacerdotes«
»Publici
are recurring phrases; and the
in-
priests' religious authority with respect to the public
terpretation
of
religion
on
behalf of the community as a
whole, even as far as sacra privata
topical
96
97
98
motive
in
or
Cicero. 98
were
concerned,
is
a
Commenting on the pontifical
August. CD 6,4, p. 250,20 D-K.
Cic. Leg. 2,19, 28, 30, 35. Cf. Mil. 85.
E.g. Leg. 2.30 ut sine Us qui sacris publice praesint,
religion! privatae satis facere non possint; Asconius 49
C: virgines pro populo Romano sacra facerent. Publici
sacerdotes: Cic. Leg. 2,19-20, 22, 37; Dom. 132. Sacerdotes populi Romani: Cic. Verr. 2,4,108, Dom. 1. Publici
augures: Cic. Leg. 2,20, 3,11, 43 (written shortly after
Cicero's co-optation into that college). Cf. Cic. Font.
87
report on his house in 57, Cicero referred to the college as
indices religionis and to the Senate as indices legis."
narratives
Scholars since Mommsen have linked these
to
various Imperial legal texts and have taken them as proof of
a
fundamental division of power and authority between secu-
lar and sacred domains, between magistrates and priests.
be
sure,
these
scholars
To
realized the amount of necessary
interaction of secular and sacred
authority
in
Republican
Rome. Yet, in their view the interpenetration or the instrumentalization
of
the
sacred
domain
by
politicians
reflective of the blurring of traditional boundaries and
the
of
decline of state religion in the Late Republic. 100 Con-
versely, while the new paradigm of the
civic
was
religion
logical
primacy
of
in Republican Rome also takes its lead from
normative texts like those of Cicero or Livy, it is
one
of
its great strengths that it no longer has to instrumentalize
47, a Vestal virgin as sacerdos; Senect. 30 and 61 for
the sacerdotium of the pontifex maximus; Leg. Agr. 2,18
for sacerdotia referring to the lex Domitia of 104;
Acad. 9; Rab. Perd. 27; Varro LL 6,21. Comparing ILLRP
62-3, 65-6 and 273, BEARD 1990, 43-7 (at 46) suggests
that under the Republic sacerdos was used preferably as
a designation of male and female religious functionaries
of Hellenic and Eastern deities, and that it was »originally an external category for the Romans«. The latter
suggestion is as difficult to prove as it is to disprove. Beard's further suggestion, however, that the alienness of sacerdos is reflected in the fact that the epigraphic record never uses that word when commemorating
functionaries of the major Roman priesthoods is spurious. For as soon as the co-option into these priesthoods became a matter of constant popular concern (that
is from C. Crassus's proposal of 145 to have new members
of the major priesthoods elected by the People), the
elite would no doubt be inclined to commemorate the precise designation of their priestly offices in analogy to
secular civic offices.
99 Cic. Att. 4,2,4.
100 MOMMSEN 1887, 2, 18-73, followed by e.g. WISSOWA 1912,
479-80; BLEICKEN 1957, 446, 465-8; CATALAN© 1974. Cf.
Gaius Inst. 2,2-10 with WATSON 1968, 1.
88
the
stereotype of decline when describing the interrelation
For
of priestly authority and political power in Rome.
to this new orthodoxy, religion was embedded in the
cording
the
socio-political administration of
view,
ditional
assuming
categories
de-differentiation
A
tra-
of
the
sacred and secular as a weakness of the sys-
of
tem; on the view that such static
Rome,
in
city-state.
the categorical division of
that
spheres mattered, would see the
stent
ac-
any
divisions
non-exi-
were
interpenetration is the unexceptional
result of religion's embeddedness in political life; and the
blurring of
priestly
and
civic
authority
is
inevitable
rather than reflective of a crisis of the religious system.
Though agreeing on this general picture, the new
doxy
ortho-
is multivocal as soon as the particulars of the inter-
relation of the domains of priests and magistrates are
cerned.
One
theory,
while rejecting Mommsen's fundamental
separation of sacred and
interdependence
of
secular
priestly
and
domains,
political
maintains a relative differentiation of the
mains
con-
emphasizes
the
authority but
respective
do-
of religion and politics with a view to the independ-
ence of religious power in the
spheres
of
priesthood
and
sacred law. 101 The alternative position denies the independence of the religious domain in terms of power and authority
and suggests that the priests were merely subordinate to the
101 E.g. SCHEID 1984, 259: »le droit sacre n'est pas coupe
radicalement du droit public, c'est ce dernier qui assigne au ius sacrum sa place dans la cite, une place bien
specifique, bien separee du droit public, mais non definitivement independant.«, ibid. 272: »deux provinces
bien separees mais etroitement solidaires*. Cf. PAIS
1914; SZEMLER 1971; Id. 1972; SCHEID 1985; PORTE 1989;
RUPKE 1996a, 252-8.
89
Senate and the People. This alternative view points out that
a
division of religious and civic authority would result in
the assumption that the state was in fact
in
reality
the
priests
secular,
whereas
actually did not provide the link
between the city and its gods. While retaining
their
reli-
gious authority/ they were expert advisers on religious matters
due
to
their
religious
knowledge.
Religious power
rested with the Senate: it decided on religious matters like
prodigies or the introduction of new cults. The
too
had
magistrates
religious functions in that they sacrificed before
certain public events and took the auspicia
assemblies
and
at
specific
political
publica
ceremonials. 102 To
Mommsen and his followers, the bipartition of the
te's
authority
into
imperium
before
magistra-
and auspicium reflected the
exclusive existence of sacred and profane realms. In response to that view, it has been stressed that it would be
mis-
leading to conceptualize these two realms in terms of modern
boundaries
between
religious
life. This insight, however,
scholars
to
assume
that
and
has
secular areas of public
led
some
of
the
these
due to their religious power the
political functionaries in Rome, and not the religious functionaries, >mediated< between the citizens and the
This
concept
of mediation is an unhappy coinage: using the
term >mediator </>ii£CJLTTie<, which is
Hebrews
6-8
inadvertedly
based
on
and thus strongly invites the association with
102 For t ke senate's
1987.
1995,
gods. 103
AUSpicium:
28-37.
religious
RUPKE
authority,
1990,
41-51;
see
DETREVILLE
KUNKEL & WlTTMANN
103 E.g. NORTH 1986, 257-8; BEARD 1990, 25-47; BEARD & NORTH
1990, 4-9. CONNOR 1988 discusses the inapplicability of
the (Durkheimian) dichotomy of sacred and secular domains to Graeco-Roman society, pointing out the lack of
such a division in Classical Athens.
90
Christian priestly charisma, blurs the distinction between a
tenure
magistrate's routine religious duties during his
and
office
what is alleged to have comprised the much more
encompassing responsibility for setting up
between
communication
the
and
controlling
Romans and their deities. 104 By
contrast, it may be preferable to see the
as
of
magistrate
Roman
more than the representative of the interests of the
no
Roman People (in their political capacity) before the gods.
I shall return to this debate in the course of my
ment. 105
For the moment, it suffices to stress the valuable
contribution which this recent discussion has made to
sing
argu-
expo-
earlier stereotypes about the role of religion and pore-
litics in Late Republican Rome. Many of its premises as
gards the relationship of priesthoods and the political system or the important discussion about the inapplicability of
dualism of »sacred« and »secular« to Roman society must
the
be accepted by scholars working on Roman religion.
I
am
However,
doubtful as to the underlying notion that religion at
Rome can adequately be described within the parameters of
model
gives
which
logical
primacy to the socio-political
realm. For despite some conceptual differences
fundamental
agreement
a
among
these
there
is
a
authors concerning the
city-state's power in religious matters: the city-state provided the framework for and controlled religion,
since
its
representatives, elite administrators, institutionalized and
defined
human
contacts
with
the
divine. In other words,
104 For a critique of the term >mediation<, see ROPKE 1990,
44 103 ; A> BENDLIN & al. , Numen 40 (1993), 92; ROPKE
1996a, 245-6.
105 See below, 3.1.4 and 4.1.1.
91
priestly authority and the
religion
is
public
institutionalization
of
indeed embedded in, and not fundamentally dif-
ferentiated from, the socio-political domain.
Yet, the assumption that the socio-political domain
be
the
context
in which religion is defined makes several
other presuppositions which I find difficult
To
can
to
accept. 106
be sure, the identification of religion as a civic reli-
gion, determined by
city-state,
is
the
institutions
explicitly
made,
and
ideals
of
the
as we have seen, by Late
Republican authors like Cicero and Livy. Both seem
to
sup-
port the modern view that Roman religion was an affair which
can adequately be understood in relation to the logical primacy
of
the socio-political realm. However, it will become
apparent that these Late Republican texts cannot
be
disso-
ciated from their contemporary cultural climate. Theirs is a
holistic view that counters religious complexity with a normative
model of civic control authorized by mos maiorum and
retrojected into Rome's regal past. Although modern scholarship has readily succumbed to the illusion that such a holistic model accounts
ancient
model
is
for
Republican
Roman
religion,
this
in itself compromised by an unacceptable
vision of >religion and society<.
106 In 1.3 & 1.5-1.6, I have presented several
cal reservations.
methodologi-
92
2.5 Ancient views on >religion and society<
Ancient intellectuals disagreed about the primary motive for
social organization and the origins
stotle
of
civilization.
Ari-
and his school advanced the idea that humans were by
their nature (cpucei, natura) sociable and thus committed
the
formation
to
of the city-state as a means to promote what
was good. The actual formation of the TtoXiQ was conceptualized by Aristotle as a CTUVOIWLOIJLOS.
agreed. 107
The
The
Stoics
and
opposite view was held by Thrasymachus, the
contract theorists from Antiphon and Democritus to
and
Cicero
Epicurus
Lucretius on the one hand, or by Polybius on the other:
the prime reason for congregation
and
reflected
was
mere
the weakness of mankind. 108 However, despite
such disagreement there was concurrence on
point.
utilitarianism
one
fundamental
Most of the »Kulturentstehungslehren« in the ancient
ethnographic tradition, starting with Protagoras
and
Demo-
critus in the late fifth century BCE, shared an evolutionary
theory
of
successive
stages of social congregation of in-
creasing sophistication which culminated
ment.
This
social
theory
in
urban
was developed by writers of the
Hellenistic and Roman periods, among them Aristotle,
rus,
Epicu-
Lucretius or Cicero. They perceived societal evolution
to be a progress from the fragmented state of
to
settle-
the
collective
embodiment
of
individualism
social life in an urban
settlement administered by laws and customs. In consequence,
107 Pol. 1252alff.; 1278b6ff. Stoics:
SCHOFIELD
1990.
Cicero: Rep. 1,39; Off. 1,157-8; passim.
108 Thrasymachus: Pi. Rep. 369 b-c; cf. Prt. 322 a-b. On the
Epicurean concept of society bound together by utilitarianism, see LONG & SEDLEY 1987, 1,125-39. Polybius:
6,5,7. In general, cf. STEINMETZ 1969.
93
this theory presented the city-state, the contemporary realization of such a collectivity, as the primary form
cietal
of
so-
organization. As a corollary, individualism could be
disregarded as a defunct stage in evolution. 109
This tradition took two directions.
Varro
in
his
On
the
as
populus
the
a progress from Italy's pastoral origins to the
foundation of Rome. 110 Yet, in his De re rustica
following
hand,
De vita populi Romani, like other Republican
writers before him, described the formation of
Romanus
one
Dicaearchus,
(2,1,3-5),
he linked the progress of civiliza-
tion to the topical argument of its moral decline and
cated
the
return
to
advo-
the virtues of the noble savage of a
primitive pastoral society. By way of contrast, the portrait
of the primitive Italian peasant soldier in Vergil's Aeneid,
while drawing on the same ethnographic tradition
of
social
progress linked to moral decline, was informed by the severe
upheavals
in
the
Italian countryside after the Civil War;
and Vergil no longer provided an
unqualified
portrayal
of
the Italian warriors as noble savages. 111
A contrasting, and more influential, philosophical
tra-
dition was represented by Plato, Aristotle and the Peripatos
or
Cicero. In that tradition, the ancient city-state in its
ideal form provided not only the most advanced form
cial
but
of
so-
also of moral organization. This moral aspect was
109 Arist. Pol. 1252b 27-8: f| . . . XOLVCDVLO, TeXeuoc
For documentation, see MOLLER 1972/1980; T. COLE 1990;
NIPPEL 1990, 11-29.
110 NOE 1977, esp. 297-8.
111 Aen. 9,598-620. HORSFALL 1971 and DICKIE 1985 provide
innumerable parallels for the ethnographic topos .
94
brought out in Cicero's definition of the res publica as res
populi:
»an assemblage of a large number of people associated by
means of a common idea of what is right and shared utility.* 112
Aristotle defined the TeXoe of such a community as dyotdov TL
(Pol. 1252al-7) - a good which any human being would wish to
acquire. In the light of the Aristotelian definition of
in-
dividuals as £cjxx TioXiTLxd, the most likely interpretation of
this
passage
is that any individual is sociable by nature,
and that by their very nature humans have the innate capacity and the innate impulse for a life
in
the
TioXis,
since
only the city-state can provide the opportunities for a virtuous
life.
The
provocative
Aristotelian theory that the
city-state is by nature prior to the individual
such
a
complements
view. For the state's priority rests on the assump-
tion that individuals can realize their
virtuous
life,
capacities,
and
a
only in the context of, and subject to, the
city-state. 113 On the basis of the citizen's natural respect
and striving for the virtues which the city-state
it
would
thus
guarantee
the preservation of society as a
whole and of its constituting elements. For
nomic
only
eco-
as
a
whole,
the natural sociability of the TioXte would pre-
serve individual property rights. 114 The
bias
instance,
and legal affairs in the city-state would also be de-
termined by the institution of the city-state
since
embodied,
primarily
ethical
of this theory is apparent: since life in the communi-
112 Rep. 1,39,1 with SUERBAUM 1977, 1-37; SPRUTE 1983, esp.
153-5; WOOD 1988, 123-8; SCHOFIELD 1995, for discussion.
113 MILLER 1995, 27-66.
114 Cf. Panaetius frg. 118 van Straaten,
Off. 2,73; ANNAS 1989.
endorsed
by
Cic.
95
ty, and life determined by the community, was »according
nature«,
any
conceptualization
of
to
elements which were in
potential conflict with that community was regarded as unnatural .
To be sure, Hellenic and
were
not
unaware
of
Roman
political
philosophers
the distinction between »society« as
composed of the inhabitants of a city-state and the
as
representative
of
the
»state«
citizens in their capacity as a
political body. However, in their political theorizing
disregarded
that
distinction. For instance, Plato prefaced
his discussion of justice in the city-state with an
of
the
TioXie
they
as
a
place
of
consumption inhabited by artisans
economic
and
outline
productivity and
traders
Rep.
(e.g.
2,369 b ff.) . However, in his Nomoi he regarded the TIO\LQ as
a
political
entity
of
citizens. 115 In Politics book one,
Aristotle discussed the TioXts with respect to the
its
OLXICX
as
basic unit. There, the city-state was in socio-economic
terms described as a place of production which included men,
women, foreigners and slaves rather than just
body.
the
citizen-
In Politics 3, however, Aristotle gave a socio-polit-
ical definition of the TioXiQ as a »XOLVCDVLCI of the
citizens
arranged in respect to their 7ioXiTEL<x«. 116 in his discussion
of
the
different
degrees
of
fellowship (societas) among
human beings, Cicero perceived the city-state as providing a
focus for the political, religious, legal and
pects
economic
as-
of social life. However, these realms operated in the
socio-political framework of the civitas or res publica con115 SCHOFIELD 1993.
116 Politics: Pol. 3,3, 1276bl-2; society: Pol.
Cf. HANSEN 1993, 16-8; OBER 1993.
1253
biff.
96
stituted by its citizens (cives) . For the
the
most
significant
res
publica
was
of all human societates, just as the
private realm was quasi seminarium rei publicae. This
defi-
nition implies an evolutionary process which led to the perfection
of the individual and the family life in the polit-
ical community governed by virtue. As a corollary, the individual's moral obligations towards the city-state were
as
more
seen
important than his obligations towards his family,
friends, clients or mankind in general. The individual
was,
first of all, defined through his political affiliations. 117
As a result of their underlying moral bias, ancient
litical
theorists deliberately confused the two meanings of
TioXie, civitas or res publica. They blurred
between
the
city-state
as
»society«
the
difference
on the one hand and
»political organization* on the other. 118 It is not hard
find
an
po-
ancient
»state«. Yet, terms
linguistic
like
to
equivalent of the modern term
TioXie,
noXLTELCt,
KOLVcovua,
res
publica, populus or civitas are unsatisfactory renditions of
the
concept
of »society«. They are not only closely linked
to the city-state's socio-political organization but
empha-
117 Off. 1,53-9, 160; 3,99 with WOOD 1988, 123-8; ATKINS
1990, 263-81. STRASBURGER 1982-90, 3,407-98 discusses De
officiis as »Tendenzschrift« in its political context.
Due to its politicized character, more general categories of duty are missing from De officiis, just as any
obligations of guardianship towards clients or one's
household are under-determined. For a very different
picture of social obligations at Rome, see e.g. SALLER
1994, 74-132, esp. 105-114. Arrius
Menander
Dig.
49,16,4,15, in a discussion of absence from military
duty without leave (emansio), specifies the duties towards the state as being inferior to individual concerns: ... datur venia valetudini, affection! parentium
et adfinium, et si servum fugientem persecutus est vel
si qua huiusmodi causa est.
118 MILLER 1995, 357-66.
97
size
the
community's
collective
nature
and
sociability
(XOLVCDVLCX, societas) . It is in accord with their
bias
that
underlying
these terms do not conceptualize the modern dis-
tinction between »community«
and
»society«.
Rather,
both
realms become homologous.
This holistic approach assigned primacy to the socio-political sphere, making it logically,
prior
if
not
historically,
to other forms of social organization in the communi-
ty. Individuality thus became subject to the superiority
the
social
collective,
whereas
collective solidarity was
legitimized with regard to its socio-political
the
moral
benefits
the
of
utility
and
individual would receive from the
community. 119 From Plato onwards,
this
philosophical
tra-
dition perceived the plurality of the constituents of society
in
analogy
to the plurality of the constituents of the
human soul. Just as the the equilibrium of
only
be
described
soul
could
with a view to its necessary order in a
unified and harmonious state of
individual
the
psychological
affairs,
so
morality and justice could be realized only in a
uniform and peaceful socio-political community. 120 The ideal
city-state was the best teacher of
morality:
such
a
tra-
dition conceptualized differences between the individual and
the
city-state, between private and public only with regard
to their necessary unity in the public domain.
How did religion relate to this ethical theory? Aristotle
omitted
religious
behaviour
from
his
discussion.
119 STRASBURGER 1982-90, 1,423-48 and 3,9-127 provides an
account of this tradition.
120 For this philosophical bias, see GADAMER 1978, 41-63.
98
Elsewhere
in
philosophical discourse, it was an element in
the construction of a virtuous life in the civic
Plato
community.
appears to be the earliest author in Greek literature
who expressed the doctrine
(aocpta,
dv6pELa,
of
6ixaio<j6vTi
the
four
in
Euthyph.
427
virtues
and cjoxppoauvTi) . The virtue of
oatOTTie is added elsewhere in the Platonic
already
cardinal
corpus. 121
Yet,
bl ff., TO Euaepes TE xai oaiov,
defined as TO TiEpi TTIV TCDV dEcov dEpanEiav, is a
subdivision
of justice. This ethical connotation is the context in which
the
religious institutions of the Platonic city-state oper-
ate. The subdivision of iustitia into its
parts
in
Cicero
followed the definition of the subordinate virtues of justice
as ETTLCTTfJTJLOtL in Stoic doctrine which include EUCJEpEia or
pietas. 122 Cicero defined justice as a
assigned
to
mental
habit
which
everyone his dignitas in relation to the cornm-
unis utilitas. Religio, as one of the subordinate virtues of
justice, belonged to the same level, being defined as a
be-
haviour in relation to what was useful with view to the communal
realm. 123
In
De natura deorum, this subdivision was
also employed. To maintain fides,
societas
generis
humani
and, above all, iustitia, justice's constitutive parts, pietas, sanctitas as well as religio must be preserved. 124 This
perspective
represents
a philosophical tradition which un-
derstands religious behaviour not as a
in
any
disinterested
societal
phenomenon
sense but as a mental habit directed
121 Pol. 427 e33. For precedents, see Aesch. Sept. 610; Xen.
Mem. 3,9,1-5. For the inclusion of OCJLOTTIC, see Prot.
329 c; Lach. 199 d; Men. 78 d; Gorg. 507 b.
122 Stob. 2,59,4ff. (= SVF 3,262-4),
at
3,264) : EUCJEpEldV 6E ETILCJTfniTIV dEQV
123 Inv. 2,161-2.
124 ND 1,3-4.
2,62,2-3
(=
SVF
99
towards the benefits of a virtuous life in the community. In
this theory of collective
mension
of
religious
well-being,
any
analysis.
di-
behaviour such as personal belief or
individualized cult acts are on an a priori
from
subjective
basis
excluded
Indeed, in philosophical theory such a sub-
jective dimension becomes homonymous with superstitio: it is
not in accord with the ethical principle of human action
as
collectively informed ethical behaviour. 125
This intellectual tradition which saw society as
tional
form
of
political
parameters,
formed
conceptual core of indigenous models of civic religion.
As the law-giver of Cicero's De legibus created the laws
his
ra-
organization, and which defined
religion in relation to these political
the
a
of
state in accord with nature, and as nature entailed so-
ciability in the city-state, the
reflect
religious
law
as
the
its
col-
identity. Greek and Roman writers variously expres-
sed the collective character
prosperity
was
due
to
of
early
Rome:
its
initial
the collective achievements of the
populus Romanus and the unity of its religious
social
populus
a collective body, the original creation of its
religious institutions needed to be reflective of
lective
must
this exclusive focus on the socio-political domain.
Since Livy set out to portray the formation of
Romanus
code
beliefs
and
institutions. 126 When insisting on the city-state as
125 Cf. above, 1.1.
126 E.g. Polyb. 2,41,9; book 6 passim; Sail. Catil. 9. J.
GRIFFIN 1985, 178-80 discusses these passages and surveys several modern studies which uncritically accept
the stereotype of collectivity in Rome. The emphasis on
an abstract Roman value system, including qualities such
as concordia, pietas or fides, as the expression of a
uniform Roman identity belongs to this tradition. For
critique, see BARGHOP 1994, 41-8.
100
a form of political organization
religion
and
the
embeddedness
of
in this socio-political realm, historians of Clas-
sical Greek and Roman Republican religions are close to
cepting
ac-
this ancient model. In this respect, the difference
is small between Wissowa's »Staatskultus« as the institutionalization of Roman religion and the modern notion of »civic
religion* which had its centre in political life. Both
cepts
con-
accept the refusal of the ancient political theorists
to distinguish between the state and society or to assign
place
a
to religion outside the socio-political domain. Oswyn
Murray's position, while informed by a considerable theoretical awareness, represents this refusal in relation
to
the
Classical Greek TioXus, but the reader is by now able to provide Roman parallels easily:
»The polls as a rational form of political organization
is the expression of the collective consciousness of the
Greeks.« 127
I believe that this refusal is the result of what
like
to
I
should
call the »Moses-Finley-syndrome«. Finley connected
the absence of an ancient concept of the economy to the inability to conceptualize an economic system and the lack of a
differentiated economic rationality in antiquity. Yet, as
suggested
economy was
degree
of
I
above, 128 Finley's own primitivist concept of the
based
economic
on
modernizing
assumptions
about
the
rationality which would be required to
qualify as economy. In reaction to Finley's primitivist per127 MURRAY 1990, 19. This modern sentiment about the inseparability of society and politics in the Classical
Greek city-state is shared by many scholars, ranging
from Moses Finley to Christian Meier; for a critical
assessment, cf. OBER 1989, 35-6. For the actual differentiation of the realms of politics and >society< in
Classical Athens, see e.g. HANSEN 1991, 61-4.
128 See 1.1 & 1.2.
101
spective,
which
economic
allow
historians
have
developed
an ancient economic rationality to reemerge. I
would suggest that a similar primitivist
in
parameters
strategy
prevails
many studies of Roman Republican religion. Scholars have
accepted an ancient intellectual tradition of
blurring
the
realms of society and state, as though this tradition gave a
descriptive
account
of
social reality. Yet, just as a de-
veloped form of economy existed in the ancient world despite
the absence of the concept of the economy, so the refusal of
an entire intellectual tradition to
as
a
societal
conceptualize
religion
phenomenon outside the civic realm must not
mean that religion existed only within the civic realm.
As a matter of fact, modern
tended
to
scholars
have
treat the ancient theorists as descriptive, even
when these theorists themselves did not hide
Plato's
unwittingly
their
agenda.
political programmes in the Politeia and the Nomoi,
as the author himself made clear, were normative rather than
descriptive. The same attitude informed
ical
Aristotle's
polit-
writings: they portrayed ideal collective constitutio-
nal states which did not find their realization in the
ferentiated
present. 129
dif-
Livy never claimed to describe the
reality of Rome's religious system, but instead presented an
ideal model of religious
homogeneity
in
the
regal
past,
which contrasted with the contemporary situation in Rome. 130
129 E.g. Pol. 1257 b 33-4; 1258 a 10-4; 1279 a 13-5; 1296 a
36-8; WINTERLING 1993, 182-3 and 205: »Aristoteles erscheint vielmehr ... als Theoretiker der stratifizierten
Gesellschaft, der dieser dann freilich eine politischmoralische Neuintegration auf der Basis >politischer
Tugend< vorschlagt und zugleich die Okonomie als Quelle
der Desintegration wieder in den Oikos verbannen will.«
130 Livy Praef. 5, 9-13.
102
The
>laws< in De legibus claimed to be intended
Ciceronian
for realization in a political context. 131 However, Cicero's
const!tutio religionum was a normative account
philosophy
modelled
on
the mos maiorum. The author did not believe
and
that these laws stood a chance
of
becoming
operative
in-
stantly. Instead, he thought that he wrote for people in the
future
(de
futuris hominibus) whose education and instruc-
tion (educatio et disciplina) was a necessary
before
any
laws could be implemented. 132 As will be argued
in detail later, these two Roman
with
prerequisite,
social,
authors,
when
confronted
economic and cultural changes, responded with
theories which attempted to reintegrate an increasingly complex society through an anachronistic »Sinntotalitat«
was
situated
in
the socio-political realm. However, their
responses show that these authors perceived the
Roman
state
and
gruous, thus by
which
contemporary
implication
Roman
(idealized)
society to be incon-
acknowledging
the
conceptual
distinction between a particular political organization called >the state< and the wider, and more comprehensive, entity of >society<. 133
131 Leg. 1,17, 37, 57; 2.14 (non studii et delectationis sed
rei publicae causa); 3.14 (ad usum popularem atque civilem) .
132 Leg. 3,29; cf. 1,58-62. Mos maiorum: ibid. 2,23.
133 For the distinction between organizational systems< and
>social systems<, to which here I refer, see KNEER &
NASSEHI 1993, 42-4.
103
2. 6 The impact, of modern theories of ^religion and society*
It would no doubt be unfair to accuse modern scholarship
blindly
accepting
this
ancient
Scholars often realize that this
elite
intellectual
tradition
of
tradition.
represented
an
perspective, a >little tradition< of upper-class dis-
course, whose very stress on any form of political organization ideologically supported
tion. 134
the
elite's
posi-
Rather, I would suggest that ancient theorizing is
thought to be compatible with, and thus
forces,
political
conveniently
rein-
modern preconceptions about ancient society in gen-
eral and ancient religion in particular. In a discipline
which
evidence
in
is seriously fragmented model-building that
tries to take into account indigenous interpretations is not
automatically a bad thing. However, in this case the
result
has been an unfortunate congruity of ancient and modern models.
This
congruity obscures the fact that the ancient in-
tellectual models provide a welcome confirmation of received
modern
interpretative
world.
I believe that these modern preconceptions have been
preconceptions
about
the
ancient
shaped by, and subsequently led to the endorsement of, three
particular social theories of »religion and society*.
2. 6. 7 Social theories of differentiation
Firstly, the insistence on the undifferentiated character of
socio-religious life in the Classical city-state entails
important,
an
though largely implicit, assumption about socie-
134 Cf. WINTERLING 1993. See below, 3.2, on >Roman religion<
as an entity construed by the little tradition of elite
thinking.
104
tal and cultural life in the ancient world in
general.
For
this insistence amounts to the view that the differentiation
of
societal behaviour and cultural ideas, the experimenting
with different and contradictory
ability
to
choose
belief
systems,
and
the
between different options in a >market-
place< of cultural choices, characterizes modern rather than
pre-modern society. The logical primacy of forms
ical
of
polit-
organization amounts to a >Sinntotalitat< which covers
all aspects of life in the traditional city-state.
viant
social
Any
de-
behaviour can then only be explained in terms
of crisis of these traditional structures. 135
The parallel with contemporary
sociological
models
of
social and cultural complexity is illuminating. For sociologists define the political system in contemporary society as
a subsystem of society as a whole. »Society« is structurally
differentiated
into interacting, yet independent, constitu-
ents like the economic, the cultural or the
tem.
political
sys-
»Society« thus becomes an umbrella-term of social ana-
lysis which describes the whole of its constituent parts. By
way of contrast, sociological
city-state
as
representative
theory
regards
the
ancient
of a primitive stage in dif-
ferentiation. 1 36 It occupies an intermediate position in the
evolution of civilization: having
succeeded
the
stage
of
primitive and segmented society, the city-state rationalizes
increasing complexity through organizing social and cultural
135 Cf. above, 1.3. See below, 4.1.3, for the application of
the >market-place< model to religion in the city of
Rome.
136 E.g. PARSONS 1966;
1977;
Id.
122-41.
1980-89;
DOBERT
HAHN
I973a;
1986;
Id.
I973b;
LUHMANN
KNEER & NASSEHI 1993,
105
life
in
developed socio-political systems. Increasing com-
plexity results in the differentiation of cultural and religious choices. However, this
internal
stratification:
complexity
its
is
controlled
by
processing is limited to the
closed system of elite communication, while
remaining
sub-
ject to the determinative frame provided by the socio-political
system's
primacy.
The final stage of differentiation
characterizes modern society: here individuals are no longer
exclusively defined through stratification or through
their
belonging to a single socio-political entity. At this stage,
individuals use several distinct interpretative models, just
as
society itself develops differentiated domains of social
and cultural activity which are no longer determined by
the
socio-political primacy of the state or by stratum differences .
These sociologists are not primarily interested
evolution
of
pre-modern
societies.
their willingness to accept a
evolution
which
seems,
model
of
historical
increasing complexity as a
succession of discontinuous epochs.
model
the
This fact may explain
linear
conceptualizes
in
However
coherent
this
the smoothly linear increase of complexity in
society as a result of the gradual detachment of social
and
cultural life from the socio-political realm entails a highly
problematic
teleological concept of history. 137 Yet, it
is no doubt the linearity of such a model
tractive
that
proves
at-
to those ancient historians who postulate the pri-
macy of political organization in
the
traditional
ancient
137 Cf. GLADIGOW 1995, esp. 24-5. The distinction of different historical epochs is in itself a modern construct;
cf. GLADIGOW I997b.
106
city-state. As discussed above, the thesis that all forms of
societal
activity in the ancient city-state (economic, cul-
tural as well as religious) can be understood as being negotiated with a view to the socio-political sphere entails the
unspoken assumption that societal evolution is a linear
de-
velopment from embeddedness in a unified state of affairs to
complexity and differentiation.
Once more, the discussion about the ancient economy
poses
the
weakness of this assumption. 138 As we have seen,
Finley's primitivist position denied that the ancients
ceptualized
con-
their economy as a differentiated system. It is
acknowledged that the economies of the
became
ex-
ancient
city-states
increasingly complex domains. However, their partial
disintegration is held to have been counterbalanced
by
the
fact that they remained integrated into and dependent on the
socio-political
system.
Roman Empire promoted
Yet,
Similarly,
individual
the
trade
expansion
and
of the
productivity.
the development of trade and economic exploitation ap-
pears to
rather
have
been
constrained
by
primarily
political,
than merely economic, parameters which were tailored
to Rome's oligarchic elite. This view, however, entails
danger
of
the
over-primitivizing. For economic historians have
come to realize that the model of a »political economy« cannot fully explain the
existence
of
regionalized
economic
systems in Republican Italy and under the Empire. 139 Indeed,
the
concentration on the political institution of the city-
state tends to overlook that the socio-political
138 Cf. above, 1.1 & 1.2.
139 NORTH 1981; WOOLF 1990; Id. 1992.
elite
did
107
at the same time develop a strong financial interest in dissociating itself from an urban market economy and, indirectly, from the determinative force of the urban centre. 140 Nor
does the emphasis on the socio-political sphere sufficiently
take
into account the role of the ancient city as a market-
place as well as a religious and recreational centre
for
a
rural peasantry which was not much involved in the political
life
of the urbs. 141 Even within the physical city of Rome,
the separation of the economic and the political life became
more and more visible. From the third century onwards,
trades
like those of the butchers and fish-mongers were ex-
pelled from the Forum Romanum which, by the
was
vile
left
first
century,
to civic representation - and to luxury tabernae.
In its turn, however, the creation of separate market spaces
for specialized sale (the macellum or the different
cial
fora)
resulted
commer-
in the concentration of resources and
the further internal differentiation of the city's
economic
life. 142
As a result, economic historians have reformulated
nomic
eco-
parameters with a view to a mercantilist system which
was characterized by a significant level of productivity and
trade interest and, at the same time, developed differentiated economic roles which were no longer congruous
140 WHITTAKER 1995;
BENDLIN 1997,
42-3,
with
po-
58-63.
141 GARNSEY 1998, 107-32.
142 DE RUYT 1983, 158ff.; FRAYN 1993, 1-37, 56-73; G. PISANI
SARTORIO, LTUR 3 (1996), 201-3. For artisans and luxury
tabernae on the Via sacra, see BOMER on Ovid Fasti
5,129-30, with PURCELL 1994, 659-67 on their economic
importance. For an account of how the development of the
city's public spaces reflected this process of differentiation, see N. PURCELL, LTUR 2 (1995), 325-42.
108
litical
ones. 143
Going
beyond
the primitivist dualism of
primitive subsistence economy and
market-oriented
capital-
ism, it becomes thus possible to apply a more nuanced interpretation
to
the
economy:
true, it was not an example of
>structural differentiation< in
have
that
its
structure
could
been entirely dissociated from the political organiza-
tion of the city-state; yet, it certainly operated in
terms
of a >functional differentiation< in that it developed functional
realms
which were no longer homologous with the po-
litical system. What is
schematic
at
stake
is
the
inappropriately
dualism of a traditional model of differentiation
which assigns logical primacy to the political sphere on
a
priori
basis. As I shall demonstrate below, the distinc-
tion of structural and functional differentiation will
mit
us
an
per-
to develop a modified model in relation to religion
as well, which explains the concurrence
of
interdependence
and independence in the relation of sacrum and publicum. 144
2.6. 2 Functionalism
The traditional emphasis on the
undifferentiated
character
of pre-modern societies inevitably leads to a second assumption,
which
is
shared by anthropologists and ancient his-
torians. For when focusing on the collective nature of religious meaning in
a
political
organization,
ancient
his-
torians tacitly adopt the view of religion as an essentially
collective
phenomenon. This view was originally outlined by
6mile Durkheim in his Les formes elementaires de la vie
143 For references, see above, 1.3.
144 See below, 2.8, 4.1.1, 4.1.3.
re-
109
ligieuse (1912) . Durkheim argued that religious ritual reaffirms
and
authorizes
social
facts in terms of collective
human consciousness. It is noteworthy that Durkheim's
tionalism
was
indebted
func-
to the idea that ancient societies
found collective solidarity in the city-state and
therefore
modelled their religious identities according to the state's
collective
principles. Durkheim developed this idea through
contact with N. D. Fustel de Coulanges,
the
author
of
La
cite antique. Etude sur le culte, le droit, les institutions
de la Grece et de Rome (1864). 145 Since Durkheim's anthropological
hypotheses
concerning religion's role in primitive
societies have found little favour with his modern
the
continuing
attraction
of
critics,
his religious sociology for
ancient historians must lie in the usefulness of its theoretical implications. A neo-Durkheimian position has
utilized
Durkheim's theory of collective solidarity without accepting
his crude dichotomy of >sacred< and >secular<; and the civic
model
endorsed by historians of Graeco-Roman religion capi-
talizes on the neo-Durkheimian functionalism concerning
ligion's
affirmative
status
re-
in a political community. The
concept that religion is totally embedded
in
a
collective
political community and therefore only comprehensible in its
public
form
is already prefigured in Durkheimian thinking.
However, the problems of this
position
are
manifold.
The
methodological shortcoming of any purely functionalist definition
of
religion
has been discussed above. In addition,
the neo-Durkheimian perspective of portraying ancient
reli-
145 For Durkheim's religious sociology, see conveniently
MORRIS 1987, 106-22; JONES 1991; LUKES 1992, 450-84. On
Fustel de Coulanges' influence, see WARNKE 1986; JONES
1991, 99-104; LUKES 1992, 58-63.
110
or political ritual as representation collective of a
gious
communal identity a priori postulates ideological
at
congruity
the object level but excludes from its analysis dissent-
ing voices. 146
2.6.3 A symbol theory of culture
Thirdly, the prominence
of
a
neo-Durkheimian
perspective
among ancient historians is also explicable by the interpretative
models
which
a developed Durkheimian functionalism
presents to our discipline as being compatible with our
own
preconceptions. We saw how religious studies have challenged
the
traditional
notion of belief in ancient religion. As I
have suggested, this view is based on
»internal«
and
the
dualism
of
the »external«. It denies the importance of
internal motivational processes for the explanation of
tural
the
cul-
or religious processes in Roman society. Instead, the
role of religion is perceived in (dualistic) terms of external activities or events, while individualistic
emotions,
thoughts
beliefs
or feelings become marginalized. 147 The
affinity of such a perspective with Neo-Durkheimian
goes
largely
thought
unnoticed. For when placing Roman religion in
the context of a culture which was determined by the
character
or
public
of its political organization, ancient historians
accept the definition of culture as a »public symbolic
sys-
146 See above, 1.5. Endorsing a neo-Durkheimian tradition,
several ancient historians make the aspect of political
collectivity central to their theoretical framework:
e.g. ZANKER 1987; MURRAY 1990, 18-23; HOPKINS 1991. For
a comprehensive critique of this tradition, ancient historians must still turn to sociological studies such as
LUKES 1975 or BELL 1992. See further below, 2.7.1 and
2.7.3.
147 Cf. above, 1.4 and 2.3.
Ill
tem«
which
betrays the direct influence of neo-Durkheimian
cultural anthropology.
For instance, as we have already noticed above, the
thropologist
Clifford Geertz defines culture, including re-
ligious culture, as a public system
less
than
emotions
in
which
thoughts
not
take
place
system«
it
in people's heads, but is located in
public symbolic action shared by a social group.
symbolic
no
are, by definition, excluded. Instead,
culture is a public affair. Though it consists of ideas,
does
an-
directs
A
»shared
and structures cultural activity
and thus preserves the meaning of communal communication. On
this view, culture emerges as a cognitive system
which
the
historical
agents
This
Geertz
calls
»common
train of thought betrays the direct influence
of a Durkheimian
transmitted
action
define and understand on the
basis of shared value systems, which
sense«.
of
perspective
of
organized
solidarity
as
through the neo-functionalism of, for instance,
the American sociologist Talcot Parsons. 148 As soon as religion is understood as such a »public symbolic system«
which
can be analysed in terms of one's public behaviour, the constituents of that system are merely intersubjective elements
shared by this public community. As a result, this Geertzian
perspective
construes several dualisms - »thought« and »ac-
tion«, »internal« and »external«,
»subjectivity«
and
»social
»private«
experience«,
and
»public«,
»individual« and
»culture« - which become mutually compatible:
»To undertake the study of cultural activity - activity
in which symbolism forms the positive content - is thus
148 For a critique of this tradition, see conveniently KNEER
& NASSEHI 1993, 35-7.
112
not to abandon social analysis for a Platonic cave of
shadows, to enter into the mentalistic world of introspective psychology ... Cultural acts, the construction,
apprehension and utilization of symbolic forms, are social events like any other; they are as public as marriage and as observable as agriculture.« 149
Geertz' definition has been criticized
as
reductionist
by social anthropologists. To be fair to Geertz, his definition provides a heuristic perspective which excludes psychological
processes from the anthropological analysis of »re-
ligion as a cultural system« (the title of one
of
his
es-
says) . Yet, he acknowledges the fact that the study of religion
is a twofold undertaking, and that the public, or sym-
bolic, meaning of religious operations would,
in
world,
psychological
be
constraints.
related
His
to
their
provocative
social
definition
and
of
an
a
ideal
religious
culture as public must therefore be seen as a disillusioned,
if necessarily preliminary, reaction against earlier psychologizing
interpretations
of
religious meaning. 150 Geertz,
however, did not pursue his interpretations beyond the
liminary
status
of
this heuristic device; and this may be
the reason why its methodological incompleteness
acknowledged
pre-
is
rarely
by his followers. The neglect of the relevance
of internalized belief systems for the analysis of religious
behaviour, a heuristic perspective for Geertz, must
the
attraction
of
this
explain
theory to ancient historians, who
categorically deny the significance of individual commitment
as a field of research in the study of Roman religion.
Once
religion is defined as a »public cognitive system«, the cit149 GEERTZ 1973, 91. Common sense: GEERTZ 1975.
150 GEERTZ 1973, 124-5. For a critique of the incompleteness
of Geertz 1 theoretical framework, see BELL 1992, 25-34;
WHITE 1992. Cf. above, 1.4.
113
izens of the city-state share in the intersubjective symbolism
of
civic behaviour, civic secular or religious rituals
of the festive calendar, or
the
religio-political
rituals
conducted by magistrates and priests. Religion has become an
exclusively public affair. 151
This mistrust of internal aspects of social life is complemented by a semantic theory of communication which postulates the abandonment of textual
culture
of
a
people
is
subjective
meaning.
»The
an ensemble of texts« is, again,
Clifford Geertz' formulation. 152 Indeed, this view is a
ne-
cessary consequence of the definition of culture as a public
affair.
As
soon
as
behaviour is publicly shared symbolic
behaviour, the individual subject can
his
or
be
dissociated
from
her linguistic or bodily utterance which has become
public symbolic knowledge. On this view, >meaning< is
loca-
ted in the realm of shared societal communication, which has
become
independent
of
the
subjectivity
voice. The definition of culture as public
and
the
de-individualization
aspects
and
symbolic
action
of communication are comple-
mentary processes: cultural behaviour
individual
of the authorial
is
stripped
of
any
bound to communal cognition; texts
are subject to communally determined meaning. The critics of
this position hold that such a semantic theory
interrelation
of
reduces
the
self and environment - of subject and ob-
ject - to the interrelation of sentence and textual fact and
151 See e.g. PRICE 1984, 7-11, at 8, acknowledging his debt
to Geertz; HOPKINS 1991, mentioning the influence of the
anthropologist Maurice Bloch; FEENEY 1998, 15, in a discussion of the contributions of Sperber, Gouldner and
Foucault: »... the individual's psychology cannot be the
ground for social institutions*.
152 GEERTZ 1973, 452.
114
thus curtails the individual voice which refers to its
tus
as
subject.
Culture,
thus reduced to symbols of
sta-
society or the human psyche are
public
representation,
but
it
becomes difficult to define what the objects of such symbolic
representation - or its audience - are. It has therefore
been suggested that one
process
of
must
reverse
this
interpretative
decontextualization by reconstructing the self-
referential subjectivity which a theory of intersubjectivity
denies. 153 However, the
model
of
popularity
intersubjective
meaning
of
the
as
the expression of a
interpretative
>Roman identity< located in rituals, texts, myths and
indi-
genous exegeses betrays the on-going influence of this theory among classicists. 154
2. 7 »Closed« versus >open« religious systems
As a result of these various intellectual influences, recent
studies of Roman religion have developed several
theoretical
compatible
concepts to circumscribe the homology of »reli-
gion« and »civic religion« in Republican Rome. The following
list is not intended to be comprehensive;
the
most
yet
it
important concepts: >undifferentiatedness<, >col-
lectivity <, >the political organization's logical
>the
includes
primacy<,
externalism of societal activity<, and >the public na-
ture of religious culture<. As we have seen,
constituents
entails
any
of
these
various methodological problems. How-
ever, what is an inevitable consequence of these interpreta-
153 See HABERMAS 1981, 1,530-2; CRAPANZANO 1992, 297-301.
154 See 2.7.3, for documentation.
115
tive models, namely the portrayal of religion as part
of
a
»closed system« / seems to be their most serious shortcoming.
2.7.7 Religion's role in a ^closed system*
Prima facie this criticism might appear unjustified. For
outlined
above,
the
as
revaluation of elite attitudes during
the Late Republic does effectively
combat
traditional
as-
sumptions about the disruption and decline of Roman religion
in
earlier
scholarship.
Instead,
as
soon as religion is
closely
linked
elite's
interest in cult and ritual can be reinterpreted as
to
the
political
domain,
the
political
being preservative of a thriving religious system. 155 At the
same time, these scholars emphasize that civic
Republican
in
Rome was not a static system of rituals and pre-
scriptions whose preservation was left to
while
religion
the
aristocracy,
other groups of society sought different forms of re-
ligious experience. Instead, they illustrate how innovation,
creative development
forms
allowed
a
and
fluid
reinterpretation
centuries. 156
In
traditional
civic religious system to adapt to
changing socio-political circumstances
first
of
particular,
in
the
recent
second
and
scholars have
stressed the extent to which the stability of ritual
forms,
its orthopraxy, was compatible with the fact that its »meaning«
in
society
could
change
over time. The openness of
155 See above, 2.3. Cf. CANCIK 1985-86; LINDERSKI 1995,
608-25, for the vitality of religion in Late Republican
Rome, and BEARD 1994a, 734-49, on the restoration of
temples and continuing elite interest in traditional
cults.
156 NORTH 1976; Id. 1980; Id. 1986, 251-4; Id. 1989,
616-624; BEARD & CRAWFORD 1985, 36-39; SCHEID 1985;
BEARD 1994a, 739-55. On Greece, cf. e.g. BREMMER 1994,
94.
116
and
Roman sacred law and ritual to creative change
adapta-
was a prerequisite of its preservation. 157 The adapta-
tion
cen-
tion of civic religion to outside influences is thus a
element of its vigour rather than a symptom of its de-
tral
cline.
Nevertheless, these scholars present a
in
which,
»closed
to the nature of the concepts used - undif-
due
organization's
ferentiatedness, collectivity, the political
logical
system«
primacy,
the externalism of societal activity, and
the public nature of religious culture -, any religious phenomenon is classified on the
basis
ligious system or otherwise it must
is
an
a
priori
dual
it can either be incorporated into the local re-
structure:
there
of
a
problem
be
marginalized.
Yet,
with such a view in that the a priori
ex-
assumption that identifiable civic religious identities
ist and can be reconstructed from public communication inestends
capably
to
exclude
from its analysis any voluntary
religious belief systems and religious activities that could
to
be regarded as being external and potentially disruptive
the communal life of the city-state. Any such religious phenomena need to be marginalized on a priori grounds.
To be sure, it is often held
that
state
control
over
civic religion became manifest in the suppression of deviant
religious
behaviour.
Even
when disregarding the notorious
case of the Bacchanalian affair of
civic
interference
186, 158
the
record
of
with the cultural and religious life of
157 BEARD 1987, 8-10; HOPKINS 1991, 482-3. Sacred law
ritual: RADKE 1980; NORTH 1976, 3-9; ROPKE I996b.
158 por an assessment, see below, 3.4.1 and 4.2.3.
and
117
the city in the second and first centuries BCE seems impres-
decree
senatorial
by
sive. Philosophers and rhetors were expelled
161, although this measure does not prove a con-
in
sistent Roman attitude in the second century. For in 155 the
Athenians decided to send three
representing
philosophers,
three of the four major philosophical schools, on an embassy
to Rome; the Athenian officials no doubt expected a positive
to
response
that
decision
from the Roman authorities. 159
Jews
Astrologers were expelled in 139. The expulsion of
the
year
same
was
presumably caused by the fact that the
factor
Jewish community, while being a significant
life
religious
in
in
the
of the city, could be accused of forming an
publicly
illegal association and performing
unacknowledged
rites rather than by a direct Jewish interest in proselytizing. 160
The
fifties and
Capitoline
early
cult of Isis was suppressed in the
forties
BCE. 161
The
philosophers
and
magicians expelled from Rome in the second half of the first
century CE are also likely to have been regarded as illegally organized groups which threatened public order. 162
However, in any of these cases it would be wrong to forget the limits of elite
should
it
control
in
Republican
Rome.
Nor
be implied that the Republican elite agreed on a
159 Expulsion: Suet. Rhet. 1,2; Cell. 15,11,1. Embassy: Cic.
De Or. 2,155-60; Rep. 3,8ff.; Plut. Cato mai. 22; Cell.
NA 6,14,8-10. For the second century context, see GRUEN
1992, 223-71, at 232-3.
160 Astrologers: Val. Max. 1,3,2. Jews: Val. Max. 1,3,3:
ludaeos .. . qui Romanis tradere sacra sua conati erant
idem Hispalus urbe exterminavit arasque privatas e
public-is locis abiecit; Serv. Aen. 8,187: ... ne quis
novas introduceret religiones; GOODMAN 1994, 68, 82-3;
NOETHLICHS 1996, 13, 154-5.
161 See below, 4.2.3.
162 Philostr. Vita Apollon. 4,41; KNEPPE 1988.
118
consistent body of rules and expectations
when
determining
disreputable social and religious behaviour. 163 Moreover, it
is
not at all clear whether the aristocracy would have been
genuinely interested in consistent
shall
repression
when,
as
argue below, Roman culture and society were not mono-
lithic entities but a fluid system of great and little
ditions
and
their
respective,
is more
infrequency
of
deci-
to expel groups from Republican Rome suggests that it
worthwhile
repression
to
ask
how
individual
which
of
responded
to
the
a new cultural complexity posed to the socio-
political system; and how they symbolized
individual
instances
in Rome, however erratic and motivated by tempo-
rary socio-political concerns they were,
threat
tra-
if only loosely connected,
interests. 164 Moreover, the relative
sions
I
the
attempts
of
members among the socio-political elite to rein-
force the elusive primacy of the political realm in order to
temporarily regain control over what had become an
increas-
ingly complex market-place of cultural options. 165
In retrospect, the influence of any official decision of
expulsion and repression appears to have been limited. To be
sure, domestic authorities which regarded
of
the
establishing
a permanent fire brigade as a potential threat to stabi-
lity - »people who gather together into the same group
soon
163 On the limits of elite control, see Livy 25,1,6-12 and,
in general, WISEMAN 1994, 57-67; NIPPEL 1995, 22, passim. Cf. PHILLIPS 1991b, 269: »[N]either the legal, religious, or scientific systems had an interest in precisely defining unsanctioned religious activity.«
164 See below, 3.2.
165 For an illuminating study in these terms of two events
of the early second century, see GRUEN 1990, 34-78 (the
Bacchanalian affair of 186) and 158-70 (the burning of
>Numa<'s books in 181).
119
become a political faction« 166 - also viewed religious group
behaviour
socio-political rather than as a religious
a
as
securitas,
problem. In these instances, it was
not
and
a
religious concern, that mattered. The case of civic policing
the socio-political, rather than the religious,
illustrates
anxiety.
dimension of the state authorities'
and
statutes,
municipal
models, prohibited coetus (illegal gatherings)
coniuratio
colonial
Roman administrative
on
drawing
The
as
well
encroached upon sodalicia and collegia held
and
for that purpose - although sodalicia and collegia in
selves
not
were
as
forbidden. 167
them-
The urban authorities were
clearly expected to prosecute illegal associations. However,
the phrasing and positioning of these statutes entails
civic
that
taking action was motivated by suspicion of organized
groups. It is also significant that
responded
to
individual
the
civic
authorities
indictments and often made ad hoc
restrictions. The Senate's measures concerning
religion
in
the Republic were a political, and not a religious, phenomeThe
non.
Senate
administrative structures and
restricted
regulated the access to different religious choices, but
it
never interfered with the religious sphere as such. The situation
may
rather
interacting with the
be
described as the political system's
religious
system's
fringes,
without
ever penetrating to its centre.
Furthermore, the subject of crisis and decline
Republican
religion,
which
of
Late
had featured so prominently in
earlier accounts, seems to have
166 Trajan ap. Pliny Ep. 10,33-4
167 LUrs ch. 106; LFlav ch. 74.
been
shifted
rather
than
120
truly
resolved
by recent scholarship. For as the advocates
of the model of civic religion surmise, it is
the
differentiation
of
religious
a
result
choices in the Mediter-
ranean world from the fourth century BCE onwards at the
test
that
civic
religion,
of
la-
no longer sufficiently able to
incorporate new choices, would itself become
disintegrated.
The exponents of this model must envisage these developments
within
the
strict
limits of civic religion in the ancient
city-state; any development beyond these limits can only
perceived
in terms of the system's failure to integrate in-
creasingly differentiated choices. According
model,
in
the
to
the
emergence
of
autonomous
through
religious
which
was
the
groups and
practices and through the development of religious
se,
civic
Late Roman Republican and triumviral period
deviation from public religion became manifest
increasing
be
experti-
independent of traditional religion. At the
same time, philosophical reflections on religion were marked
by a highly rational and sceptical attitude.
This
increase
in alternatives of religious and cultural behaviour resulted
in
a
structural
differentiation
of the religious system,
pointing to a religious pluralism, and a changed
of
religion's
role
in
evaluation
society, that the public system at
Rome - and that is the crucial point - could no longer fully
integrate. 168 Ultimately, religious development
from
was
moving
the embedded religion of the traditional city-state to
the differentiated religion of
a
complex
empire-wide
and
socio-politically fragmented environment. Religious develop-
168 E.g. NORTH 1979, esp. 96; Id. 1986, 253-4; CORNELL 1991,
59; BEARD 1994a, 755-63.
121
ment
became synonymous with the disintegration of civic re-
ligion. 169
On such a view, the history of religion in
the
ancient
world would indeed become the history of the destabilization
and
eventual dissolution of civic religion. 170 This tension
in the model of civic religion becomes fully apparent,
the
once
model is no longer exclusively applied to the socio-po-
litical local context of the classical city-state,
but
in-
stead is employed with a view to a supra-regional context of
change and differentiation in the Roman Empire, incidentally
reminding
us
of
Wissowa's
local religion that, once
would
concept of Roman religion as a
exposed
to
the
outside
world,
lose its communal religious identity. 171 The termino-
logy used can describe more complex religious phenomena only
as deviations from the approved norm; and
>religious
pluralism<
or
the
the
category
of
notion of >differentiation<
receive an inherently negative connotation. 172 It
seems
as
though the model of religion in Late Republican Rome presented
by
these
scholars
is fundamentally incompatible with
social structures that exceed a certain level of complexity.
Their emphasis on religious homogeneity, based on
ceptualization
of
Roman
religion
the
con-
as undifferentiated and
169 NORTH 1992; RIVES 1995.
170 BENDLIN 1997, 47, for a critique.
171 Cf. above, 2.2.
172 Cf., e.g., NORTH 1976, 11; Id. 1992, discussing >pluralism< in the context of the failure of the civic model.
BEARD 1994a, 755-68 uses >differentiation< to denote the
increasing fragmentation and disintegration of the religious system of Late Republican Rome. RIVES 1995, 245
parallels >pluralism< and >anarchy<: »the religious pluralism, not to say anarchy, of the empire reflected the
absence of any organized system of official religion.*
Cf. above, 1.3.
122
collective public activity, only works as long as it is possible to marginalize factors that
introduce
complexity.
fails to work, the chosen
When
this
strategy
that
kind
of
model of civic religion needs to be abandoned.
From what has been said so far, it should
that
these
scholars
perceive
different religious choices
become
clear
an implicit tension between
which
are
potentially
incom-
patible and see a religious system's survival resting on the
exclusivity
of a fixed set of religious options rather than
on the cohabitation of alternatives. In a sociological
lysis,
ana-
such a model of Roman religion would be described as
representative of a >closed system<, whose organization complies with a linear causal principle. 173 What does the
cription
of
des-
civic religion in terms of a closed system en-
tail? Any system, whether psychological or social, is determined by the input it receives. To describe this phenomenon,
system theory has developed the notion of the
In
complex
open
>black
box<.
systems, the input entering the system as
well as its output can be observed. Normally, however, input
and output differ, and as soon as the input does not directly determine the output, the system's
organization
of
the
relationship of input and output cannot be observed. The box
is
>black<;
and
we
must
assume that the system is self-
determinative. By way of contrast, in closed systems the box
remains >white<: the input does directly determine the
sys-
tem's output, and their relationship follows a linear causa-
173 For a classic theoretical account (and critique) of the
sociological concept of >closed systems<, see VON BERTALANFFY 1951. Cf. KNEER & NASSEHI 1993, 20-3.
123
lity
which
can be observed from outside, because it is not
further determined by the system itself.
In the case of the civic
white:
as
religion
model,
the
box
is
the model's advocates inextricably link religion
to only one relevant input system, namely
the
socio-polit-
ical realm, it is that particular realm's input which exclusively enters and thus determines the religious system. Such
a
closed
system, based on a purely linear relationship be-
tween input and output, aims
for
equilibrium.
Such
equi-
librium, however, as we have seen, can no longer be maintained
once this relationship is compromised: whereas the once
determinative input-system, the political domain, ceases
be
in
to
control of the input into the religious system, var-
ious other inputs, consisting of new forms of religious
thority,
lead
to
religion's
au-
differentiation; the box has
suddenly turned black. Prior to this process of differentiation, the equilibrium of the closed system was homoeostatic:
the civic model's emphasis on religion's adaptation to
pos-
sible change entails that the religious system may have been
capable
of adjusting to changing social circumstances. Yet,
any change was dependent on external regulation by means
of
the political system's input. It is a crucial element of the
civic model that the religious system itself is incapable of
self-determination
or
organizational
variability.
contrary, any such processes of self-regulation are
On the
percei-
ved as a form of dissolution by the civic model's advocates.
The emphasis
character
of
on
the
undifferentiated
and
collective
Roman religion and the public nature of reli-
124
internal
structure.
its
for
gious culture as a whole has a further implication
For as we have seen above, any private
indi-
religious cults or the religious rituals performed by
viduals are understood as incorporated into the civic frame,
expressions of a communally shared reli-
miniature
forming
gious identity. Such an externalist view
can
haviour
of
be-
religious
course sidestep the concept of polytheism.
of
op-
For in any society choosing between different religious
tions
does not present any difficulty, as long as these opdeter-
tions are controlled by a collective identity, which
mines
individual
religious behaviour. However, such a view
leaves inexplicable the variety of different cults and divinities which existed at Rome. As a matter of fact, there
a
tacit
contradiction
(which
has never been sufficiently
addressed by these scholars) between the
the
closed
system
religions
addressees
polytheis-
consisted of various differentiated forms of
religious behaviour and a large number of
divine
potential
of worship. 174 The failure to address this issue
has to be linked to the modern conception of Roman
as
of
religious homogeneity of civic religion on the one hand
and the open principle on the other that ancient
tic
is
religion
a predominantly public affair taking place in the frame-
work of a communally shared value-system, and to the
denial
of individual motivations which might have been deviant from
such a civic frame.
174 For further discussion of this aspect, see below,
and 4.3.
4.2.5
125
2. 7. 2 The openness of Roman religion
However, before moving to these internalized processes it is
important to stress that on externalist grounds
theory
cannot
acknowledge
alone
this
the extent to which religion at
Rome was an »open system«. The Romans, like the
Greeks
and
other ancient peoples, perceived the gods to be historically
and
logically prior to the city-state and not restricted to
a particular ethnos or civic community. On the contrary, the
gods were perceived to travel across the
temperate
Europe
Mediterranean
and constantly adopt new local identities
in the places in which they received worship.
time,
they
At
the
same
brought with them a distinctly supra-local per-
sonality and a biography which extended back into the
thus
and
past,
precluding total identification with their new father-
land. 175 Pagan Rome continuously extended her local official
pantheon through the addition
fourth
and
of
new
divinities.
In
the
third centuries BCE alone, the Romans witnessed
the establishing of a large number of new civic cults in the
city, including several transfers of foreign deities in
re-
sponse to portents. 176 Dignus Roma locus, quo dens omnis eat
(Ovid Fasti 4,270) - under the empire, Rome could, with rhetorical hyperbole, be perceived to be the ETILTOUTI Tfie OLXOU(Athen.
Deipn. l,20b), where all deities resided and
175 The gods prior to the city-state: e.g. Varro RD fr. 5
Cardauns; Cic. ND 2,5; Livy 1,19,4-5. A similar point is
made with respect to Greek religion by S. G. COLE 1995.
Divine supra-local identities: Livy 42,3,9: ... tamquam
non iidem ubique di immortales sint; Apul. Met. 11,26;
cf. BENDLIN 1997, 61-2.
176 See below, 3.1, for discussion.
126
received worship. 177 The prosperity
well
of
the
city-state
as
as of the Empire was directly linked to all those dei-
ties which received worship at Rome.
The ritual procedures following the deaths of members of
the imperial family in the Early Empire serve to
this
mentality.
The
deaths
of
C.
illustrate
Caesar in 4 CE and of
Germanicus in 19 led to iustitia, as a result of
which
the
temples of all gods (templa deorum) were closed spanning the
period
from the death of the individual concerned until the
end of his burial. 178 The Tabula Hebana stipulated
the
an-
nual closing of all temples in the city and those within one
Roman
mile
around
Rome on the anniversary of the death of
Germanicus. The temples of all deities were
liability,
concerned;
any
however, was passed on to those in charge of the
respective shrines. 179 On the anniversary of the death of C.
Caesar, sacrificia publica, supplicationes
(for
which
the
177 Cf. Ovid Trist. 1,5,70; Luc. 3,91; Min. Pel. Oct. 6,1
(the pagan Caecilius speaking); HSA Aurelian. 20,5, and,
for the Christian response to this claim, Arnob. Adv.
Nat. 6,7; Prudent. C. Symm. 1,189. In later antiquity,
Rome could be presented as the templum mundi totius:
Amm. Marc. 17,4,13 with FOWDEN 1993, 45-50.
178 C. Caesar: ILS 140 (Pisa, 4 CE, adopting regulations set
up for the capital): cunctos veste mutata, templisque
deorum immortalium balneisque publicis et tabernis omni
bus clausis, convictibus sese apstinere, matronas quae
in colonia nostra sunt sublugere; cf.
the
Fasti
Cuprenses (Inscr. It. 13,1, pp. 243-8). Germanicus: Tabula Hebana (RS no. 37) line 55: templa deorum clauderentur; WEINSTOCK 1966, 892-3. The editors of RS ad
loc. compare a decree for Apollonis from Cyzicus from
25-50 CE, M. SEVE, BCH 103 (1979), 327, lines 41-4:
xXeiadfivaL TE TO. uepd xai TO, TEUEVTI xat rcdvTac TOIJC
vaouc.
179 Lines 57-9: ... templa deorum immortalium quae in urbe
Roma propriusve urbem Romam passus mi lie sunt erunt quot
annis clausa sint idque ut ita fiat ii qui eas aedes
tuendas redemptas habent habebunt curent. For the validity of urban regulations in territory within one Roman
mile around Rome, see the Tabula Heracleensis (RS no.
24) line 20; Livy 34,1,3.
127
temples
of
all
deities in Rome would be open), marriages,
convivia publica and ludi scaenici circensesve were
ded. 180
The
suspen-
disturbance caused by the death of a member of
the imperial family not only curtailed public secular
ness,
but
closing
of
also
all
extended
busi-
to a divine plane. The temporary
sanctuaries,
entailing
the
artificial
>scarcification< of contact between humans and gods, thereby
came
to dramatize a situation in which death had encroached
upon human relationships.
Under
these
circumstances,
the
Roman imperial authorities addressed all the deities of Rome
and of its immediate hinterland.
These imperial regulations, however, are also
tive
illustra-
of a change: a funus publicum was apparently first or-
ganized in 23 following the death of Marcellus. 181 Under the
Late Republic, iustitia were held on
certain
public
occa-
sions relating to military disaster or to social upheaval in
Rome.
This
could involve the closing of secular places for
gathering such as baths or tabernae, whereas secular
business,
jurisdiction
public
and Senate meetings were postponed.
The term iustitium was understood as a iuris quasi interstitio quaedam et cessatio on certain days when legal
was
suspended
(Gell.
20,1,43).
When describing iustitia,
Late Republican authors addressed the suspension of
business,
juridical
or
business
political,
secular
and the necessity of a
military dilectus on the declaration of a state of
180 ILS 140,25-30. It is noteworthy that these
only applied to the domain of publica.
181 Cass. Dio 60,27,4; KIERDORF 1980, 138.
emergen-
prohibitions
128
cy. 182
By
way
of
contrast/ the closing of temples during
iustitia, like the introduction of anniversaries in commemoration of the deceased, appears to be an
non.
imperial
instance, a iustitium was presumably held as part
For
of the funeral of Sulla in 78. That occasion,
pears
phenome-
however,
ap-
to have been necessitated by a civic desire for secu-
rity in the aftermath of Sulla's death,
permitted
since
the
measure
the policing of the populace of Rome. 183 Similar-
ly, Tiberius Gracchus' closing of the temple of Saturnus
in
the course of a iustitium (Plut. Ti. Gracch. 10) ought to be
understood as an attempt to prevent the running of the aerarium.
These exceptions provide indirect confirmation of the
thesis that Republican temples were in
during
iustitia.
general
not
It is not before the imperial period that
writers explicitly link the closing of all temples
occasions.
closed
to
such
It is with the rise of autocracy that the iusti
tium is imbued with a religious meaning tailored to the public funeral of an individual. 184
Returning
addressing
to
the
desire
for
comprehensiveness
in
the gods, Roman pietas extended beyond the realm
of local religion. The letter of
the
praetor
M.
Valerius
Messalla
to the city of Teos in 193 BCE embodies this view.
182 E.g.
Cic.
Brut.
1995,
Livy 3,27,2, 4,31,9-32,21, 9,7,6-15 (tabernae);
Plane. 33
(auctions), Ear. Resp. 55 (aerarium),
304. Cf. MOMMSEN 1887, 1,263-6; KUNKEL & WlTTMANN
225-8.
183 Granius Licinianus 36,25-9 Criniti. In other respects,
Sulla's funeral foreshadowed the fimera publica of the
imperial principes, although the matrons' mourning for
Sulla over a period of twelve months, reported by
Granius, must not be linked to the iustitium: App. BCiv
1,105-7; ARCE 1988, 17-34.
184 E.g. Lucan 5,115-6: tempi! ... fruuntLrr iustitio. See
further below, 4.1.4.
129
The document argues that out of their
particular
or pietas, toward the gods in general the Romans feel obliged
to Dionysus, the divinity of the city of Teos. The good-
will (suiXEveua) which Rome experiences from the divine is
direct
result
of that particular pious attitude. 185 It was
an axiom that the res publica of the Roman People
»augmented
by
a
the
resources
had
been
and councils of the immortal
gods«. 186 What is remarkable about that
document,
the
Lex
Gabinia Calpurnia de insula Delo of 58 BCE, is not just that
it states with imperialistic directness that the Romans owed
their political and military successes to divine favour, but
also
that
Roman
was due to the involvement of di
success
immortales, whose identity transcended the
narrow
confines
of civic religion. This principle can be observed throughout
the
later
history
of pagan Roman religion, from the SC de
Cn. Pisone patre of 20 CE
empire-wide
to
Caracalla's
announcement
supplicationes to the immortal gods in 212, the
supplicationes requested by Decius in 249/50,
nouncements
of
leading
up
to
or
the
pro-
the persecution of Valerian in
257, all of which were phrased in such terms
as
to
demand
the recognition of the gods as such. 187
185 SIG3 601,11-7. The Roman claim to be unusual, as regards
their piety towards the gods in general, was not unfamiliar to a Greek audience, since the same topos had been
expressed previously by others in almost the same words:
e.g. SIG3 372,17-9 (Samothrace honouring Lysimachos in
c. 288-1); SIG3 615,4-5 = FDelphes 111,2,89 (Delphi honouring the Athenian Apollodorus in 180).
186 RS no. 22, lines 5-6.
187 S.c. de Cn. Pisone patre: W. ECK & al.
(eds), Vestigia
48 (Munich 1996), lines 12-5 dis immortalibus. Caracalla: P. Gissensis 40 I (ed. J. H. OLIVER, AJPh 99 (1978),
405), lines 3 TOLC d] EOLC [TOLC] dd[av]<XTOLc, / 7 TG>]V
decov. Decius: ducov xat an£v&cov TOIC OeoCc 6i8TeXeaa vel
sim. in J. R. KNIPFING, HThR 16 (1923), 353-4; cf. H. A.
POHLSANDER, ANRW 2,16,3 (1986), 1838. Valerian: Euseb.
Hist. Eccl. 7,11,7-9.
130
It is difficult to maintain that any of these
particularly
highlighted a link between civic authority and
Roman religion. From the first
were
no
instances
longer
a
national crises,
century
supplicationes
CE,
means of appeasing the gods in times of
but
commemorated
imperial
success;
and
Caracalla's or Decius 1 instruction to supplicate to the gods
celebrated
the
suppression
of
imperial opposition. Their
intention was to display profuse gratitude toward the divine
for the exposure of conspiracies. It betrayed a
ality
proportion-
in religious thinking in that the degree of gratitude
was proportional to the number of worshippers involved:
more
worshippers,
the greater the gratitude displayed. For
that reason, as many inhabitants of the Empire
were
required
to
pay
worship
identity was left unspecified. 188
script
concerning
the
Di
nostri
as
possible
to the gods as such, whose
Similarly,
Trajan's
re-
Christians recommended that alleged
Christian! ought to prove their
nostril. 189
the
innocence
supplicando
dis
refers to the wide spectrum of tra-
ditional gods as opposed to the Christian god,
not
to
any
particular Roman divinities. Neither Pliny nor Trajan needed
to identify the gods in question.
This attitude towards the divine did not befit only
civic
the
realm. References to di deaeque omnes in the Plautine
corpus are far more frequent than those to all the
individ-
188 The common claim that P. Gissensis 40 I linked worship
of the gods to Roman citizenship under the Constitutio
Antoniniana of 212 may not be supported by the actual
text; cf. J. H. OLIVER, AJPh 99 (1978), 403-8. Proportionality in Roman religious thinking: GWYN MORGAN
1990, 26-36. Supplicationes: G. FREYBURGER, ANRN 2,16,2
(1978), 1418-39. See also below, 3.2.3.
189 Pliny Ep. 10,97,2; cf. ibid. 10,96,5.
131
ual
deities
taken together. 190 Faced with a variety of di-
vinities to choose from
haviour,
the
at
all
levels
of
religious
be-
functionaries of city-states and private wor-
shippers alike counterbalanced the danger inherent
in
con-
fusing the divine pantheon with a particular concern for the
incorporation
of
all
deities, di irmortales, 01
possible
deoi ddavotTOL TKXVTES xai nacrai, including those whose
iden-
tity was temporarily or continuously unknown, sive deus sive
dea. The restoration of an altar to »the god or the goddess«
by the praetor C. Sextius Calvinus following a decree of the
Senate,
presumably
in
127 BCE (ILLRP 291), obeys the same
set of ritual rules as both the private dedication sive
sive
dea
by
C.
deo
Terentius Denter ex voto, also dating, it
seems, from the Republican period (OIL 6,111), and the agrarian prayer in Cato's De agricultural 9 ^
However, the religious
system
was
»open«
in
a
more
fundamental sense, which the view that Roman religion lacked
a deeper personal commitment must neglect. For I would argue
that
Roman
religion
represented
an
»open system« which,
while no doubt receiving input from the civic sphere as well
as from other sources, was self-determinative. To
an
externalist
perspective
is
no
doubt
be
invited
sure,
by the
ritualistic nature of cult performance in the ancient world.
When invoking the divine, functionaries responsible for
maintenance
of
the
civic religious acts such as the praetor of
127 and individuals like C. Terentius Denter
190 HANSON 1958, 62.
or
Cato
made
191 Cato Agric. 139: si deus, si dea es f quoium illud sacrum
est. For further documentation of this prayer formula,
see below, 4.3.2.
132
use
of
standardized
religious
formulae and gestures. The
proper observation of such ritual details was
be
an
essential
perceived
prerequisite of positive divine response.
This punctiliousness over ritual detail, and the
of
verbal
precision,
importance
created what must be regarded as the
basis of a general agreement on the »orthopraxy«
behaviour. 192
of
ritual
The pontifical records preserved compilations
of ancient and more recent prayers and
means
to
ritual
formulae
by
of which the college, if requested, could provide ex-
planations and precedents, thus giving advice on matters
religious
concern to civic bodies like the Senate or to in-
dividuals. 193 The prayers in Gate's De agricultura may
been
of
identical
to
those
preserved
in
the
have
pontifical
books. 194
Yet, these written codifications ought
blueprints
which
provided
gestures
be
seen
as
information on ritual behaviour
rather than served as canonical texts.
and
to
The
actual
prayers
performed by religious functionaries in civic
cult acts remained largely just as they had been set down in
public records or priestly codifications.
public
religious
acts
Prayers
used
in
were first read out by scribes from
the official records and then repeated by the magistrate who
performed the ritual. The prayers uttered by generals before
battle and those used
by
magistrates
before
comitia
and
contiones employed set formulae to ensure divine favour. The
same
phraseology
was used by orators, historians and poets
192 NORTH 1976, 1-3.
193 On the character of these records, see ROHDE 1936.
194 Serv. Aen. 9,641 claims that the prayer in Cato Agric.
132 derived from the pontifical records.
133
to good dramatic and rhetorical effect. Prayers to
the
im-
mortal gods that used formulae Romano ritu could be found in
libris
sacerdotum
populi
Roman!
et in plerisque antiquis
orationibus. 195 But prayer formulae were adaptable
to
dif-
ferent contexts and occasions. They would be used by orators
in
the
context of emotional appeals to their audiences, or
employed in political disputes. The proviso that magistrates
had to swear obedience to statutes by luppiter and the Penates was apparently deployed as
a
political
instrument
and later by Caesar in the case of his lex agra-
Saturninus
ria of 59. 196 Over the course of time, prayers on behalf
the
state
could
be
altered,
prayer on performing the
sacrifice
by
shows.
The
of
as the case of the censor's
lustratio
and
the
suovetaurilia
original prayer expressed a wish for
the expansion of Roman power, while the new version was
me-
rely praying for its preservation. 197
The flexibility of ritual frameworks, when their
modation
to
individual needs was required, is well brought
out by the ritual programme of the Ludi
which
accom-
extended
the
saeculares
of
number of the deities addressed in the
ritual sequence. Those responsible for the celebration
rificed
and
17,
sac-
prayed not only to the di infer! traditionally
195 Cell. 13,23,1.
196 Saturninus: App. BC 1.131. Caesar: App. BC
Dio 38.7.2; Plut. Cat. Min. 32.
2.42;
Cass.
197 Val. Max. 4,1,10 attributed this change to Scipio Aemilianus' public refusal as censor in 142/1 to use the
standard phraseology. Given the scrupulousness in ritual
procedures, this is an unlikely assertion, whereas the
prayer text's alteration prior to a public performance
was possible: NORTH 1976, 3. HARRIS 1979, 118-20, believes that alteration of the prayer's text occurred in the
Augustan period and was subsequently attributed to the
distant past.
134
associated with the Secular Celebrations, but
newly
intro-
duced luppiter optimus maximus, luno Regina and the Palatine
Apollo. However, the prayer uttered by Augustus, Agrippa and
the
Roman
matrons
was
traditional, asking the respective
deities in their turn to be
XVvirum
collegia,
mihi,
propitious
domo,
p.
when
similar
for-
addressing Mars pater in the context of agrarian
ritual. As a matter of fact,
public
Quiritibus,
familiae. 198 In the second
century, the Elder Cato advised to use a very
mula
R.
in
different
contexts,
both
and domestic, the very same formula could be used in
addressing a wide range of individual deities, or in praying
to the gods as such. 199
It would be misleading to assume that religious formulae
were necessarily normative, or that religious behaviour
characterized
by
was
mere scrupulous performance of previously
conceived patterns. Due to its formulaic character, there is
a tendency among many scholars to overlook that ritual
lan-
guage was routinely accommodated to individual needs in contexts
of
praying,
pleading, praising and expressing one's
gratitude towards a deity. Silent prayers or
peals,
emotional
ap-
which could include establishing bodily contact with
a divine statue, complemented such
religious
behaviour.
A
198 PIGHI 1965, 114,96 and 99: volens propitiusque. Cf.
PIGHI 1965, 157,12. On the Augustan changes, see conveniently PRICE 1996, 834-7.
199 Cato Agric. 141,2; cf. 134,2-3, 139. Cf. Suet. Div. Aug.
58,2. luppiter: Plaut. Amph. 935, Asin. 781. Dii: Serv.
auct. Aen. 1,730 (at dinner in the context of domestic
cult); cf. Cic. Div. in Caec. 41, Verr. 2,5,37; Petron.
Sat. 60. Si(ve) deus f si(ve) dea: Festus 488 L (the dedication of a templum from the libri pontificis). Cf.,
among the Leges ararum, the Lex Narbonensis of 11-12 CE
(ILS 112, numen Caesaris Augusti) or the Lex Salonitana
(ILS 4907). See APPEL 1909, 122-3; HlCKSON 1993, 59-62.
135
whole
range of differentiated, yet at the same time comple-
mentary, forms of prayer is
and
attested,
whether
spontaneous
informal or more formalized. Contingent upon the temple
personnel's permission, worshippers would address a
statue
by
formulaic
prayer
language;
or
utter
deity's
silent
prayers; or touch and kiss the cult statue; or stand or
in
a
sanctuary's
cella
sit
and talk to the deity about their
personal problems. 200
»Ein Blick auf die private Kultpraxis der Romer am Kultbild und in der cella ... konnte geeignet sein, eine
schnelle Einordnung der romischen Religion als bloSe
Kultreligion ... zu modifizieren.« 201
2.7.3 Orthopraxy or orthodoxy?
Only if we assume the logical primacy of civic religion
portray
religion as a closed system whose response to input
follows the principle of a >white box<, then individual
ligious
and
behaviour
merely mirrors the civic. An author like
the Elder Pliny, when not describing
religion,
the
domain
of
civic
could routinely disregard any logical distinction
between the religious rituals performed
city-state
re-
on
behalf
of
the
and individual cult acts. 202 The explanation for
200 Sitting and talking: Prop. 2,28,44-8; LEWY 1928-29.
Greeting, touching and kissing of statues: Cic. Verr.
2,4,94; Lucr. 1,316; Varro LL 5,58; Tib. 1,1,11-24; Min.
Pel. Oct. 2,4; WEINREICH 1921. Worshippers were apparently prohibited from touching the statues of Virbius in
the sanctuary of Diana in Nemi (Serv. Aen. 7,776) and
Fortuna muliebris on the Via Latina (Val. Max. 1,8,4;
Festus 349 L), but it is unclear whether ritual or administrative considerations lie behind these prohibitions. Silent prayer: WAGENVOORT 1980, 197-209, on
insufficient grounds attacked by VAN DER HORST 1994. In
general, see VERSNEL 1981; R. FLASCHE, HrwG 2 (1990),
456-68.
201 GLADIGOW 1994, 15-9, at 17. See further below, 4.2.5.
202 Cf. KOVES-ZULAUF 1978, 198-9.
136
this blurring of categories is not that distinctions did not
matter. Rather, these different domains of religious practices used a standardized >orthopraxy<, thus inviting the
holder
to
imagine an elusive homogeneity of religiosity as
expressed through the stability of ritual. What
of
be-
any
notion
religious homogeneity in the ancient city-state does not
sufficiently take into account is the absence of a systematic
>orthodoxy<
Phillips
and
in
ancient
pagan
religions.
As
John Scheid have emphasized, this distinction
between orthopraxy and orthodoxy is a vital one. 203
would
wish
Robert
What
I
to stress is that this distinction allows us to
conceptualize potential differences in emotional
or
cogni-
tive behaviour (doxa) while accepting similarities in stable
ritual forms (praxis), when a multitude of different addressees (deities) is concerned.
In Republican society, which lacked systematic legal
moral
or
codes of normative social behaviour, a quintessential
corpus
of
through
conventional
values
was
orally
communicated
telling, retelling, or enacting exempla of what was
expected to count as right
and
wrong. 204
Elite
education
introduced young aristocrats to the value system of the aristocracy,
as
well
as to its networking, through practical
political instruction or through
the
service
communal
contubernium
in
of a military commander. 205 By contrast, reli-
203 PHILLIPS 1986, 2746-52; SCHEID 1992, 122-4;
116, 124-7.
Id.
1993a,
204 For t he importance of moral examples, cf. Hor. Sat.
1,4,105-6; Plut. Cato mai. 4,2 with SALLER 1994, 109-10.
Cf. LIND 1979 f 11-5 for upper-class exempla virtutis.
205 E.g. ILLRP 515, the consilium of Cn. Pompeius Strabo in
the Social War, with E. BADIAN, Gnomon 62 (1990), 28:
»It was contubernium that ensured the basic homogeneity
of the upper class, political and non-political, and
137
gious socialization was far less homogenized. As Roman religion lacked sacred texts or holy books, religious education,
as a means of perpetuating religious tradition, was achieved
through the observation of and
ritual;
through
the
participation
in
transmission of traditional religious
knowledge to younger and unexperienced members of
societal
religious
families,
groups, collegiate associations or the colleges of
civic priests; 206 through the institutionalisation of
gious
a
roles and the creation of cult functionaries; and, to
limited
priestly
degree,
records
through
the
written
cultures,
preservation
cannot,
pre-eminently
or
its
fixed
comprises
reli-
meaning: the chronological
frame within which tradition can be preserved more
unchanged
oral
as research into oral traditions has de-
monstrated, guarantee the unalterable preservation of
tradition
or
rit-
can be different for different participants. This is in
accordance with
which
recent
problematizes
the
theorizing
among
anthropologists,
notion of meaning of ritual forms
for communal interpretation in society. For it is
to
less
not more than three generations; more-
over, even within that limited period the meaning of a
ual
of
of ritual stipulations. 207 However, these
forms of rigidization, though common to
gious
reli-
define
the
meaning of ritual as such. The stability of
ritual forms may provide the
which
difficult
rules
and
the
framework
in
participants make sense of their behaviour. But while
the active participation in ritual very often
engenders
or
that made it possible to open the doors of the Curia to
Equites and to promote some of them even to the consulship. «
206 VAN DER LEEUW 1939; CANCIK 1973; BREMMER 1995.
207 ROHDE 1936. For the limits of writing in Roman religion,
see SCHEID 1990; BEARD 1991.
138
positively invites a wide range of different (and potentially
incompatible)
interpretations
about
the
meaning of a
rite, the ritual form on its own may well be meaningless. 208
It remains important to apply both a
synchronic
and
a
perspective when evaluating the process by means
of which religious meaning is
scholars
diachronic
created.
As
we
have
seen,
accept that at a diachronic level the stability of
ritual forms does not entail that the >meaning<
of
rituals
in society could not change over time. Conversely, in a synchronic
perspective the orthopraxy of ritual behaviour must
not disguise that individuals made different sense of ritual
even at one and the same point in time. By assuming that
a
in
synchronic perspective rituals and their exegeses consti-
tute a communal, if changing, Roman sense of identity,
recent
studies
misrepresent
this
some
synchronic dimension of
contextual meaning. 209 When making such an assumption, these
scholars fail to take account
orthopraxy
and
orthodoxy.
of
the
distinction
between
For they imply that ritual per-
formance, exegeses like the Ovidian
Fasti
or
mythological
narratives, while not constituting orthodoxies, could never208 Cf. the discussion in Religion 21,3 (1991), 205-34, responding to the thesis of STAAL 1989 that ritual systems
are meaningless per se. For a cautious application of
that discussion to the study of ritual in Roman religion, see, in addition to the studies of Phillips and
Scheid, e.g. RUPKE 1995a, 410-2; Id. 1996b; FEENEY 1998,
119-21, with further references.
209 E.g. BEARD 1987, 1, 7-12, at 12: »[The ritual calendar]
offered a pageant of what it was to be Roman ...: to
perform the rituals through the year ... was to discover
and rediscover that Romanness«; Ead. 1991, 55-6; Ead.
1993, 55-6; WALLACE-HADRILL 1988, esp. 226; HOPKINS
1991, 484-6; EDWARDS 1996, 47. >Romanness<, a term that
is used time and again among these scholars to circumscribe the native definition of a Roman identity, is
criticized below, 3.1.2.
139
theless be interpreted as the direct expression of communally
shared
meaning. On such a view, these events operate in
the context of religion as a »public symbolic system«
in
a
neo-functionalist or Geertzian sense: they offer interpretations of societal life within a communally accepted context.
Ritual and exegesis become parallel symbolic processes which
define
a
Roman religious identity. The problem with such a
view is that, despite the methodological awareness of
scholars,
these
orthopraxy and orthodoxy in fact re-emerge as ho-
mologous. For the underlying assumption is that a local
ligious
knowledge
cognitive
frame
existed
to
which
determine
re-
would provide a communal
the
meaning
of
religious
rituals as well as their exegeses.
However, these scholars fail to specify to
ritual
orthopraxy
what
degree
or the playful Ovidian exegesis with its
multiple interpretative choices, written for a small educated audience, and presumably unrepresentative of Roman society as a whole, could create, or at least reproduce, accepted
and binding interpretations of religious meaning
other
contemporaries.
For
instance,
it
shared
is impossible to
construe a direct link between the religious realia
ned
in
mentio-
Ovid's Fasti and his individual exegesis, since the
restrictive communicative code of ritual orthopraxy and
often
by
speculative
communication
through
the
exegesis are not
necessarily synonymous. 210 For the poet of the Fasti did not
offer a religious orthodoxy which would interpret one
level
210 Cf. PHILLIPS 1992; SCHEID 1992, 122-9, at 124: »... the
Fasti ..., like other exegeses, were profitable if not
indispensable for religion and society«; ROPKE 1994; Id.
1995a, 408-16; FEENEY 1998, 127-31.
140
of religious meaning, ritual performance, on a complementary
level
of
religious
meaning, that of textual exegesis. His
portrayal of cultic reality is just
biased
by
subjective
and
as
conscious or unconscious motives as other inter-
pretations. The poet
which
as
engendered
commented
on
a
ritual
performance,
several different cognitive and emotional
processes in himself and in his audience. For even in a synchronic perspective, the >meaning< of religious
pends
on
ritual
de-
various interpretative operations, it is shifting
and shows a >performative structure<.
The reason why scholars repeatedly fail to
unstableness
of
address
the
the meaning of a religious sign is the ap-
plication of problematic models of how meaning is created in
cultural communication. For in
assessing
the
individual's
response to visual as well as to religious signs, traditional linguistic models are routinely applied that are based on
a linear relationship between signifier and signified. These
linguistic
models, however, cannot provide much more than a
limited analogy, when the response engendered by
religious
signs
is
and
signified
is
always
under-
as the problem of the meaninglessness of ritual
forms mentioned above ilustrates. This gap of
is
or
concerned. In the latter case, the re-
lation between signifier
determined,
visual
determination
subsequently filled in by a >meaningful< response, whose
relation to the signifier is often haphazard. 211 It
possible
to
connect
now
this discussion to that of the short-
comings of the civic model. In each case, the
individual
is
exclusion
of
motives that could be deviant from the system of
211 HARDIN 1983.
141
public cognition has led to
and
to
the
a
neo-Durkheimian
perspective
postulation of a white box. In each case, how-
ever, the box is always black rather than white: it
is
im-
possible to construe a linear and simple causal relationship
between
a particular and determinative input, be it that of
the political realm, and the religious
the
form
system's
output
in
of the creation of a particular religious meaning
solely determined by the political realm. To be
sure,
most
scholars would not disagree with the view that ritual orthopraxy, and not an underlying systematic orthodoxy, at a public level characterizes ancient polytheistic religions. However, as a result of the assumption made about the nature of
Roman
religion as a collective operation at the public lev-
el, they unwittingly reintroduce the
tion.
Despite
an
awareness
notion
orthodox
dogmatiza-
of the polytheistic nature of
pagan religious systems, this notion heralds a
perspective:
of
monosystemic
local religious knowledge is defined
as though it could become constitutive of societal behaviour
as a whole within the allegedly normative framework of civic
religion. 212
2.7.4 Conceptualizing an >open system*
When responding to such a view, several scholars realize, as
we have
seen,
multiplicity
that
of
it
is
religious
problematic
to
describe
the
meanings at Rome as though they
constituted a defined system of Roman religion. Yet, how can
the various processes by means of
which
religious
meaning
212 The incompatibility of polytheistic systems with such
monosystemic perspective is discussed below, 4.3.
a
142
was
created
be organized by the native participant and the
modern observer, without either embracing a notion of
gious
collectivity
or
altogether
reli-
abandoning a meaningful
category of cohesive belief systems at personal or
societal
levels? In order to meet this methodological problem, I suggest not only abandoning the description of Roman Republican
religion in terms of a »closed system«, but also questioning
the
primacy
of
the
political realm. Instead, I propose a
model of the »additive extension of an >open
system<«.
The
basic assumption of this model is that religious choices are
made
with a view to the extension, rather than the replace-
ment, of a religious system. This
model
tries
to
explain
religious change not as the change of particulars within the
limits
of
a closed system which is determined by the input
of the socio-political realm only. Rather, a given religious
culture is, I would argue, the result of the constant
mization
of
a
religious
opti-
system through various inputs of
what is communicated as desirable options.
In
this
model,
the desirability of choices is not exclusively determined by
the
civic domain. Rather, we are dealing with an open proc-
ess in that the individual agents continue to optimize religious configurations within the constraints of their
cular
environment
and
parti-
of the polytheistic market-place of
religious alternatives. 213
The notion of an open system of course does
not
entail
that every religious choice would be acceptable or even possible.
The idea is not, as scholars often imply, that open-
213 Cf. BENDLIN 1997, esp. 52-4, where this model is used
for describing religious behaviour in the Roman Empire.
143
ness and plurality result in anarchy. As I suggested
above,
the output of all systems is determined by their input. Even
if
there
is
no linear causality as to the relationship of
these two parameters, systems receive inputs which are
com-
municated within a framework of cultural and social expectations.
In
all
systems, the constant relationship of input
and output entails processes
of
interaction
and
exchange
between system and environment. Therefore, a system can never be self-sufficient. Systems are open, however, when their
output
is
determined
by
different forms of input. Unlike
closed systems, they cannot be described
linear
on
the
basis
causal links which solely determine their input. The
openness of a system does therefore not imply that the
tem
of
sys-
is entirely self-sufficient. But it is autonomous in so
far as it is the system itself, rather than, let us
determinant
identity
situated
at
concepts
of
self-sufficiency and relative autonomy is crucial,
since a system's relative autonomy a
esses
a
the public level, which
regulates an input. The difference between the
absolute
say,
priori
entails
proc-
of integration that are characterized by the combina
tion of independence and interdependence rather
than
by
a
crude dichotomy of autarky versus complete embeddedness:
»Systemintegration [ist] abhangig von Interdependenz,
Differenzierung, relativer Autonomie und reflexiver Abstimmung unterschiedlicher Umwelten. Systemintegration
kann dann definiert werden als Kompatibilitat relativ
autonomer interdependenter Teile, deren Gesamtheit eine
spezifische Systemidentitat konstituiert.« 214
This methodological framework allows us to conceptualize the
odd blend of independence and interdependence
Roman
that
informs
religion's interaction with other realms of Roman so-
214 WILLKE 1978, 236-48, at 248.
144
ciety. Religion's relative autonomy is the
reason
why
the
religious choices realized by groups of worshippers or individuals,
even if they resemble those of civic religious be-
haviour, are not necessarily homologous with them. For within the availability of a large number of religious
choices,
it is the religious system's self-determining capacity which
leads
to a specific output of religious alternatives at the
expense of another one which could find its
another
realization
at
time, while a third option may forever remain unre-
alized. The box is always black rather than white.
However, the replacement of a model which uses
tion
of
the
no-
a closed system by one which advocates the concept
of an open system is not just a convenient heuristic strategy. Rather, this replacement operationalizes the concept
religion
as
of
both an external and an internal affair, which
has been formulated above. As the box is black, it is unwarranted to believe that the output of a religious system is a
priori identical with the input of civic
religious
expect-
ations. Rather, it must be assumed that the religious system
is
capable
of displaying variability, both in terms of be-
haviour and cognition or emotion,
the
input. 215
This
when
further
processing
strategy attempts to make the study of
religion in Rome compatible with current interpretative models concerning the organization of personal and social
tems.
sys-
What follows is a theoretical outline of two of these
models.
215 See above, 1.5 and 1.6.
145
When developing models of individual
haviour,
sociologists
must
draw
on
and
societal
be-
analogies with other
disciplines. For instance, biology has contributed to modelbuilding concerning the organization of personal and
systems
by
pointing
social
out the case of the human brain whose
operations do not follow a simplistic
hierarchized
matrix.
The human brain consists of at least three different levels,
the
reticular
system, the limbic system and the neocortex.
Rather than forming a stable hierarchical system, the particular control mechanisms
of
sensorial
and
processes, for which the reticular
system is
responsible,
which
motorial
these
adaptive
three
levels
learning
and
overlap:
cognition,
are directed by the limbic system, and the discursive
and reflexive abilities determined by the neocortex - all of
these constitute a personal system through
constant
inter-
changes between basic sensorial and motorial, affective, and
reflexive stimuli. 216 The human brain, then, is not an entity
which
could
be described as a closed system working on
the basis of a hierarchical principle
or
determined
by
a
linear causality.
In instrumentalizing
further
drawn
this
insight,
sociologists
on the analogy with another scientific model
which seems particularly apt for providing
description
have
a
more
nuanced
as to how »open systems* of personal and social
behaviour are organized. This is the principle of >nonlinear
fluctuating systems<. The notion of
systems<
>nonlinear
fluctuating
is adopted from thermodynamics where it designates
chemical reactions of fluid and gaseous
216 LEGARE 1980; ROYCE & POWELL 1983.
dissipative
struc-
146
tures. Fluctuations appear when systems are removed from one
of
their original states of equilibrium. An orderly transi-
tion to a new state of equilibrium is then achieved
the
wide
dissipation
of
through
elementary units and through the
creation of flows and anti-flows which, as a consequence
of
their abundance and regular occurrence, are able to equalize
system
disorder and recreate a dynamic, though at best tem-
porary, equilibrium. Order and
achieved
through
organization
are
thus
not
stable structures which receive the input
of a hierarchically organized centre. Rather, the adaptation
to different forms of input is achieved through the
uous
dissolution
of
contin-
structures, through heterogeneity and
dissipation. 217
In analogy, system theory formulates theories concerning
open systems which are based on the assumption that personal
and societal behaviour can also described through models
of
>nonlinear fluctuating systems<. By using the analogy of the
non-hierarchical
and
multilevel
nature
of biological and
chemical system reactions, system theory replaces the static
and hierarchical model of
which
the
mechanical
neo-functionalist
models
control
fluctuation
by
a
model
of
and the deregularization of personal
and social systems. 218 We have seen that a model
systems
on
of closed systems (as
advocated by Parsons or Geertz) are based,
nonlinear
systems,
of
closed
is in constant danger of misapprehending any change
either as change within a stable environment or as a process
which endangers the stability of a homoeostatic system.
217 PRIGOGINE 1976; NICOLIS & PRIGOGINE 1977.
218 E.g. BUSCH 1979; BUHL 1987, 59-87.
The
147
alternative
model attempts to overcome such a dualistic po-
sition: change in the organization of
personal
and
social
systems is dealt with through processes of internal fluctuation by means of which a system adjusts its organizing principles to ever changing inputs.
This is the reason why personal or social system fluctuation does not entail the creation of
or
chaos.
For
instability,
anarchy
it would be wrong to assume that >nonlinear
fluctuating systems< are in a continuous process of fluctuation. These systems are syntheses of genetically
or
bio-psychological,
of
symbolic
determined
or interactive, and of
institutionalized materials. 219 As they interact with
environment,
they
must
their
have moments of different fluidity
and different stability. Only the organization of these different elements, resulting in a range of temporary organizational structures from entirely open to nearly closed,
bles
a
change
system
and
ena-
to cope with differing forms of input, with
evolution,
while
still
maintaining
internal
consistency. 220 In this sense, both personal and social systems
always
strive for stability. Any kind of stability is
achieved through the instrumentalization of recurring
of
fixed meaning(s) and of standardized types of behaviour.
We can see that social, cultural or
often
political
systems
are
stable entities. However, this stability is not a re-
sult of the fact that a given system possesses a
tic
codes
structure
or
is
homoeosta-
determined by central control mecha-
219 Cf. above, 1.4.
220 Cf. SAHLINS 1985, 12-4, drawing on field-work, for an
illustration of how prescriptive, or closed, and performative, or fluid, structures coexist simultaneously
in a given society.
148
nisms. Rather, >macro level stability< is
achieved
through
>micro level variability<, namely through the interaction of
small
and >fuzzy systems< in the process of regrouping: lo-
cal transformations and subsystem changes, rather than
tral
organization,
guarantee
the
overall system's exist-
ence. 221 When various forms of input are dealt with
subsystems,
when
the
process
structure
in
the
of equalization is achieved
through the subsystems' fluctuation, then the
tem's
cen-
overall
sys-
seems to be virtually unchanged. Only mas-
sive dissipation of elements can restructure or even dissolve personal or social
systems.
Normally,
however,
social
evolution is not achieved through spectacular changes but by
means
of
gradual, and often hidden, transformations of the
social world.
2.8 Social complexity and religious differentiation: an
introduction
This interpretative model suggests a heuristic shift from
holistic
a
description of society as a »closed system« to its
portrayal as an »open
system«
of
differentiated
choices,
from >hierarchy< to >autonomy<, from >collectivity< to >variability<, from the mono-causality to the multi-causality of
historical
situations.
related concepts of
At the centre of this shift lie the
complexity
and
differentiation.
Both
categories have received a negative connotation in models of
»closed
systems*
in
which, due to the linearity of causal
connections, there is no room for the plurality of
221 BOHL 1987, 68-71.
choices.
149
In
a changed methodological perspective, however, these ca-
tegories denote the norm rather than an exception.
and
Personal
social systems are complex, since the availability of a
range of non-linear connections entails that
assume
more
a
system
can
than just one (temporary) condition. This com-
plexity of choices necessitates selection. In order to
with
increasing
complexity,
personal
and
cope
social systems
create differentiations. 222 Complexity is not dealt with
the
at
macro level, and thus escapes holistic models of closed
systems, but assigned to the micro level. The
>macro
level
stability<
principle
of
through >micro level variability<
applies here as well.
I believe that this model is not only more adequate
the
portrayal
of
for
modern societies, but also better suited
than current conceptions for describing social, cultural and
religious complexity in second and first century
Rome.
This
Republican
model can be applied to personal and social be-
haviour in general. It is a problem of evidence rather
the
consequence
of
a
categorical difference in behaviour
that the elite in particular can be shown to
the
than
have
utilized
evolution of ideas and developed alternatives of social
and cultural behaviour as competitive options in a
cultural
market place. This was a result of the more dramatic social,
economic
and
cultural changes which took place in the last
two hundred years of the Republic, and from which the primacy of the political realm has
attention.
occasionally
distracted
our
It is one of the paradoxes of the religious his-
222 Cf. conveniently LUHMANN 1980-89, 1, 9-71; KNEER &
SEHI 1993, 111-6.
NAS-
150
tory of the Roman Republic that the
the
vitality
and
stability
justified
emphasis
on
of religious institutions and
practices in Late Republican Rome (their >macro level stability<) had to obfuscate >micro level fluctuation<. The
son
for
this
disproportionality
in modern scholarship is
that no adequate theoretical model has been available
could
rea-
which
give a more complete portrait of religious complexity
without at the same time reintroducing a
hidden
notion
of
dissolution.
2.8.1 >... me et Cottam esse et pontificem*
One example which addresses the differentiation of
choices
cultural
towards the end of the Republic gives a preliminary
illustration of this point. In his De natura deorum, set
a
in
private context in the seventies BCE, Cicero has the Aca-
demic C. Aurelius Cotta deny the intellectual sufficiency of
any proofs concerning the existence and nature of the
In
the
course
gods.
of the argument, Cotta is reproached by the
Stoic interlocutor Q. Lucilius Balbus that Cotta's prominent
public position as well as his pontificate ought to
prevent
him from adopting any form of Academic scepticism concerning
such theological questions. 223 In defense, Cotta argues with
regard
to theological discourse as well as to philosophical
dispute in general that there must be room for rational reasoning as a means of inquiring into the truth on
of
Academic
the
basis
scepticism. As regards religious cult (religio
and cultus deorum), however, strict adherence
to
ancestral
223 The juxtaposition of both roles in the dialogue emphasizes their differentiation: ND 2,168: et principem civem et pontificem; 3,5: Cottam et pontificem; 3,6.
151
custom
and
pontifical
law is obligatory. On such matters,
Cotta complies with his predecessors in the office of pontifex maximus and with the augur C.
perienced
Laelius.
These
men
ex-
a similar dilemma of allegiance to Cotta's, illu-
strated by the personality of C. Laelius, augur and sapiens,
the member of a state priesthood and a
theless/
the
philosopher.
social behaviour of these men was regarded as
exemplary. 224 Academic scepticism and the traditional
of
worshipping
Never-
the
forms
gods are thus made philosophically and
intellectually compatible. 225
Through the persona of the Roman Cotta, Cicero,
a
himself
member of a distinguished Roman priesthood and a consular
as well as an Academic inquirer
into
philosophical
truth,
presents two options of social and cultural behaviour to his
Roman aristocratic audience. These two options, namely religious
practice
on
the one hand and the philosophical cri-
tique of religion on the other, are attributed to
differen-
tiated domains. Cotta, the politician and pontifex, inhabits
the
domain of public religious tradition constrained by the
mos maiorum. Cotta, the sceptic,
where
theology
represents
another
world
and the philosophical inquiry into religion
are set apart from the religious life of
the
Roman
Forum.
The distinctions between these two options, and the apparent
incompatibility
of
Cotta's two roles, are not dissolved in
224 ND 3,5. The combination of pietas and scientia, used by
Cicero to distinguish the area of traditional religion
on the one hand and these men's interest in philosophy
or civil law on the other, is also exploited elsewhere:
e.g. Dom. 136, 139; Plane. 20; De orat. 3,134; Leg.
2,52; Amic. 6-7; ND 1,115, 2,165; Off. 2,40.
225 ND 3,5-6; cf. 3,43, 65, 93. Compatibility: ARDLEY 1973;
BURNYEAT 1982. For the consistency of Cicero's academic
principles, see GAWLICK & GORLER 1994, 1084-125.
152
the course of the work. Gotta, the sceptic, like
characters
of
this
dramatic
the
other
setting, does not give in to
Cotta, the pontifex.
Equally, the closure of the dialogue does not
a
clear
case
for
establish
either accepting or refuting the philo-
sophical proofs which are presented concerning the existence
and nature of the gods. To the Epicurean
theoretical
Velleius,
Cotta f s
refutation of the Stoic argument concerning the
nature of the gods is most compatible with his own views. To
Cicero, the Stoic theology presents a degree of probability
which even the Sceptic can (with due caution) accept:
haec cum essent dicta, ita discessimus ut Velleio Cottae
disputatio verior, mihi Balbi ad veritatis similitudinem
videretur esse propensior. 226
Cicero's cautious championing of Stoic theology
concern
with
the
reconciliation
suggests
a
of the domains of philo-
sophical theology and ritual practice. After all, among the
arguments presented Stoic theology was most easily compatible with traditional
religion.
Yet,
it
is
important
to
stress
that the division of domains is not resolved but extended by the author beyond the closure of the dialogue.
According to the traditional view held
the
past,
such
by
scholars
in
sceptical discourse further contributed to
the supposed decline of traditional Roman religion, since it
implicitly attacked cult practices. While rebutting this
view in its crude form, even the current revaluation of Late
Republican religion succumbs to a dualistic perspective when
226 ND 3,95. Cf. GAWLICK & GORLER 1994, 1092-4, at 1094:
»Cicero selbst ist fast angstlich um eine korrekte Formulierung bemiiht; der logisch anstossige Komparativ
bleibt dem unsensiblen Epikureer vorbehalten.«
153
it
comes to the relationship of traditional religious prac-
tices and philosophical speculations about religion. 227 Such
a perspective, however, is the logical consequence of a model
which
implies
that
the
differentiation
of
cultural
choices in first century Rome signifies the fragmentation of
Roman society in the Late Republic. As a matter of fact, the
link between differentiation and fragmentation is implicitly
made,
as
soon as the theological discourses of that period
are perceived as recent manifestations of cultural
and
tensions
of subsequent disintegration, which earlier generations
of Roman intellectuals had not imagined. The differentiation
of cultural choices is thus connected to
theme
of
the
the
the
general
socio-political crisis of the final years of
the Roman Republic. 228 This dualistic model
represents
more
no
doubt
mis-
theological efforts of earlier generations.
The beginnings of the Roman elite's evaluation of traditional religious practices on the basis of philosophical speculation can be traced back to
the
early
second
century. 229
Moreover, this dualistic model utilizes a concept of structural
differentiation< whose a priori emphasis on structure
sees differentiation as a process of the
emergence
of
new
227 Dualism: BEAUJEU 1969; ANDRE 1975; BRUNT 1989. BEARD
1986, though more cautious, tends to adopt a similar
position; 43: »the strategy of appeal to expediency and
tradition does not entirely remove the tension«, 45:
»[the] cultural clash between different systems of
thought«.
228 E.g. MOMIGLIANO 1984b, 199: »it was in this revolutionary atmosphere [sc. the final upheavals of the Republic]
that ... some of the Roman intellectuals began to think
in earnest about religion*; RAWSON 1985, 298-300; BEARD
1994a, 755-61; GRIFFIN 1994, 728: »at the end of the
Republic«.
229 E.g. Ennius Euhemeros: ROPKE 1995a, 363-5. Drama: Pacuvius inc. 366-76; CANCIK 1978, 332-4. Theological efforts: RAWSON 1991, 80-101.
154
structural
entities
whose
relation to other structures is
problematic at least. 230 As I suggested above, such a
nition,
originating from neo-functionalist thinking, is un-
helpful, since the
views
defi-
concept
of
structural
differentiation
structures as dissociated elements in a closed system
in which the primacy of one structure is subsequently endangered by other emerging realms. Instead, the dualism of this
traditional model should give way to the idea of
functional
differentiation in that an open system can develop new functional domains which are no longer congruent with a pre-existing structure, yet prove compatible and so do not endanger
that structure's existence. 231 As I suggested above, the box
is
always
spective
black,
system
and
need
fluctuation at the level of the renot
result
in
conflict
or
even
dissolution.
2.8.2 Variability and stability in religious behaviour
Any traditional dualism can only misapprehend this logic
societal
behaviour.
Both
individuals and social groups at
large are capable of attributing social activity to
mous
subsystems.
As
the
without
autono-
norm rather than an exception, a
personal or social agenda is dealt with
subsystem
of
in
the
respective
major interaction with other subsystems,
and the balance of the overall system rests on the principle
that one area of social activity need by no means compromise
or dissolve others. Rather than documenting
the
fragmenta-
230 Structural differentiation: HOPKINS 1978, 74-96 (with
reference to T. Parsons); NORTH 1979; Id. 1992; CORNELL
1991, 59; BEARD I994a, 755-68.
231 See above, 2.6. Cf. conveniently KNEER & NASSEHI 1993,
35-44, for a theoretical discussion.
155
tion
of
Late
Republican
elite discourse, Cicero's ND de-
monstrates how the complexity
of
cultural
choices,
which
must have been the norm among Cicero's intended audience, is
managed
while the tension inherent in the interference of a
philosophical critique of religion and the
public
role
of
statesman and priest is maintained. The result is a theological
construct
which
attempts
to fill in the gap between
accepted tradition and the demands of a
more
sophisticated
present. Social complexity is thus dealt with in a dialectic
process:
similar to Varro's discussion, and critical juxta-
position, of the realms of theologia naturalis and theologia
civHis (suspending any judgement by adopting the
ative
strategy
of
Academic scepticism), ND differentiates
these realms into different roles so that the
herent
argument-
conflict
in-
in these choices can be resolved through micro level
variability by their attribution to different realms of cultural activity. In addition, with a view to macro level stability the
inherent
since
very
the
logical
contradiction
is
countered,
production of such a theological construct
creates a dialogue between distinguished provinces and
thus
leads to their reconciliation. The process of producing that
construct
is
the moment when the system is in fluctuation.
As a result of this indigenous interpretative process, macro
level stability remains preserved.
It is one advantage of the model of an
social
complexity
open
system
of
that it can explain how the system works
and at the same time account for social and cultural contradictions and tensions. Moreover, such a model does not
to
postulate
a
need
white box in which the civic domain solely
156
determines religious behaviour; nor does it
the
have
to
claim
homology of societal communication and individual atti-
tudes. On the contrary, the Ciceronian example
that
demonstrates
the domain of public religio represented only one sub-
system in societal communication about
religion,
as
elite
communication freely moved between the realms of philosophical
critique
and the public affirmation of civic religion.
At the same time, we are able
to
replace
the
traditional
notion of ancient Roman religion as a religion of participation in public ritual practice only. For it has become possible to attribute the realm of religio and cultus deorum to
a subsystem in its own right. The functional differentiation
of religion in Republican Rome
entailed
the
existence
of
differentiated domains, of which the domain of public ritual
behaviour or that of intellectual abstraction were only
two. 232 Existing structuralist models, which view
evolution
in
religious
terms of linear differentiation, resulting in
the subsequent dissolution of
civic
religious
structures,
are therefore based on misleading methodological premises.
What, however, about the opposite extreme? In the past,
several studies of Graeco-Roman religion have employed
psychological models of »cognitive
dissonance«
to
address
the phenomenon that contradictory belief systems are applied
in
different
contexts. 233
Further developing such models,
Denis Feeney provides a post-structuralist perspective
when
232 Cf. CANCIK 1994, 394-404; Id. 1996, 112; FEENEY 1998,
140, on the latter being an integral part of »Roman religion*.
233 Cf. VEYNE 1983; VERSNEL 1993.
157
describing
the
religious system at Rome as fragmented into
competitive areas of religious knowledge:
»... [T]here was no one Roman religious system existing
essentially, inherently meaningful/ waiting to be participated in. Rather, what we call >Roman religion< or the
>Roman religious system< was compounded of all kinds of
different forms of religious knowledge, from the performative to the philosophical, literary or antiquarian
... [M]eaning was generated in the interaction between
the various genres of belief.« 234
Feeney's description, however, is as under-determined as the
view against which he
would
be
reacts
is
over-determined.
For
it
a mistake to rest content with a mere description
of inconsistencies which entail the continous contextualization and fragmentation of meaning on the part of the
participants.
A
native
native
participant like Cicero, while re-
negotiating the boundaries between different belief systems,
was nevertheless concerned, as
we
have
seen,
with
their
mutual harmonizing in a structural hierarchy. In a more general
sense, to the native agents of communication >meaning<
and >truth< are very
merely
often
substantive,
rather
than
the
relational categories as which they are presented by
the (post-)modern observer.
attempted
to
present
a
The
preceding
discussion
has
model which accounts for both the
variability of competing belief systems at a micro level and
the desirability of stable
macro
level.
beliefs
and
convictions
at
a
In that model, utter variability and absolute
stability of the religious system are ideal types of organization rather than
belief
systems
realistic
options.
Instead,
religious
have moments of different fluidity and dif-
ferent stability, resulting in temporary realizations
234 FEENEY 1998, 140-1.
which
158
encompass
a
wide
range of system conditions from entirely
open to nearly closed. 235
235 See above, 2.7.4.
3
ROMAN
PROBLEMS
RELIGION:
OF
DEFINITION
&OXEL Y<xp TiXeuov fi TITILCTU TOU
eCvai f| ctpxfi, xai noXXd auu-cpavfi
61 5
TKXVTOQ
aUTflS TCOV £T|TOinieVG>V
Aristotle, EN 1098b 7-8
In the preceding two chapters, the dissatisfaction with past
scholarship stimulated the inquiry into a new framework
the
for
reassessment of religion at Rome. Employing the vocabu-
lary of system theory, I suggested
that
religion
in
Late
Republican Rome ought to be viewed as an open system characterized
by
its complexity and internal differentiation. In
this and the next chapter, I shall investigate
ters
ruling
the
parame-
the organization of that system and determine,
to use the metaphor of system theory, its stable as well
as
its fluid moments. When talking about >Roman religion<, what
inferences
can one make concerning its constitution and its
constituent parts? And is it at all possible to use the
tion
of
>Roman
religion<,
no-
as if we were presented with a
straightforwardly identifiable entity? What does
happen
to
this entity, which materializes as the local religion of the
city
of Rome, when it is transferred to coloniae or munici-
pia? These questions entail a problem of
definition
as
to
what we mean be talking about Roman religion, which has only
insufficiently been taken into account by scholars and which
therefore will be addressed in this chapter.
160
3.7 Rome as an >imagined community*
3.7.7 Ethnicity and citizenship
Rome's foundation stories commemorated how the Roman
was
a
People
synthesis of various ethnic groups, continuously ex-
tending its citizenship and thereby assimilating foreigners,
fugitives or slaves. Archaeological research
this
picture
by
has
pointing out the »multi-ethnicity« of ar-
chaic Roman society and its constant adaptation
cultural
influences.
The
ideological
which suggested to Wissowa or the
religion
was
a
supported
to
outside
issue of ethnicity,
primitivists
that
Roman
closed, and ethnically pure, system subse-
quently diluted by foreign influences, has thus been
rebut-
ted more radically than even Altheim and other early critics
could have imagined. 1
The Roman custom of extending its citizen
body
through
conferral of citizenship on slaves upon manumission was conspicuous
to
outsiders
already in the mid-Republic. In 214
(the earliest direct evidence for this practice), Philip
of
Macedon
V.
(mis-)represented franchise by manumission as a
typically Roman strategy of increasing manpower in order
to
strengthen its military base. However, imputing such a grand
strategy
to the Romans would be misconceived. Under the Re-
public, manumission and subsequent conferral of
citizenship
was left to the slave owner's initiative, but the regularity
of
manumission
of
urban and suburban slaves in Republican
Rome has often been exaggerated. Moreover, manumission, both
1
AMPOLO 1981. Cf. MOMIGLIANO 1984a, 379-436;
1991, 63-5; Id. 1995, 48-80. Cf. above, 2.2.
CORNELL
161
while the dominus was still alive and by testamentary fideicommissum, belonged to the domain of civil law.
Apparently,
Republican state did not influence individual decisions
the
creation
the
tail
state's
(which
systematic
did
at
cur-
or
or impose restrictions in order to either increase
of Roman manpower. On the contrary, the
interest
citizenship
controlling
in
any rate not commence prior to the Augustan
period) showed in its curtailment of manumission as
pre-
a
requisite of enfranchisement. 2
That is not to say that admission to Rome's citizen body
specified
the
legal
already
Roman citizen when
a
of
privileges
Tables
Twelve
rested on haphazard principles. The
having commerce with a foreigner (hostis) . This example suggests an awareness by the mid fifth century that
gory
the
cate-
of Roman citizenship possessed an element of juridical
and political exclusivity, which those with that citizenship
would be eager to defend. 3 In
this
definition
those who lacked
when
these
a
most
distinctive
manner,
of the boundary between Roman citizens and
that
became
privilege
institutionalized
two status groups were juridically separated by
means of introducing the office
of
praetor
peregrinus
in
about 245/44. In the second and first centuries, this office
2
3
SIG3 543,4,30-5; Dion. Hal. Ant. Rom. 4,22,3-4 with
CHANTRAINE 1972; SHERWIN-WHITE 1973, 322-7. Regularity
of manumission: WIEDEMANN 1985; CHAMPLIN 1991, 136-8.
For the legal requirements of manumission, see Gaius
Inst. 1,17 with GARDNER 1993, 7-20. On the Augustan legislation, see Suet. Aug. 40,3-4; Gaius Inst. 1,18-9,
35-47; SHERWIN-WHITE 1973, 327-34. Tullus Hostilius'
alleged attempt to curtail enfranchisement upon manumission (Dion. Hal. Ant. Rom. 4,22,5ff.) is an Augustan
retrojection.
E.g. Tabula 6,4 (RS no. 40, p. 660-1):
aeterna auctoritas <esto>.
adversus
hostem
162
would
take
responsibility
for jurisdiction with regard to
the peregrin! in Rome. It cannot
roughly
the
same
time,
be
coincidental
that
at
in 241, the thirty fifth and last
Roman tribusr was established.
Before
that
time,
the
ex-
tension of territory in which Roman citizens were settled or
native
peoples received franchise was symbolized by the ad-
dition of further tribus. In 241,
was
replaced
by
this
additive
the decision to include new territory and
new citizens in those tribes which already existed.
been
plausibly
principle
It
has
suggested that one should see this develop-
ment and the institution of the office of praetor peregrinus
as parallel processes. The latter, apart from responding
to
practical necessities, provided the juridical institutionalization of the definition of Romans and non-Romans; the former
may
have
signalled
an
awareness among the political
elite that Rome's immediate territorial expansion
grown
the
narrow
confines
had
out-
of the nuclear city-state, and
that a merely additive principle of incorporating new territory and new citizens ought to be replaced by the controlled
admission to Rome's civic community, whose boundaries became
increasingly transparent. 4
It may not be purely accidental either that it was
also
in the second half of the third century that a distinct Lat4
Cf. NOETHLICHS 1996, 28. For the office of praetor per
egrinus, cf. Lyd. Mag. 1,38 (date of introduction); Lex
repetundarum (JRS no. 1) line 12: pr(aetor) quei inter
peregrines ious deicet; Gaius Inst. 1,6, 4,31; Pomp.
Dig. 1,2,2,28. In this context, it may be relevant that
terms like imperium or provincia first received a territorial connotation in the second century, that is once a
conceptual difference between Rome and her imperial subjects had been defined. For the limits of this conceptualization, see BENDLIN 1997, 36-8.
163
in literature first emerged, producing what has been described
as an autonomous Roman cultural tradition that depended
on, yet at the same time stood
cultural
models. 5
out
against,
Mediterranean
These processes point to the latter half
of the third century as the period in which not only a
more
restrictive approach towards the admission to Rome's citizen
body
became manifest, but also a more conspicuous awareness
of a Roman socio-political identity was developed.
John North has plausibly suggested that the
history
of
cult transfers to the city of Rome in response to the recommendation
of the Sibylline Books provides a roughly contem-
porary parallel. As North observed, the transfer of the
ter
magna
from
Asia
Ma-
minor and her admission to the Roman
pantheon in 204 was the last extension of the city's
divine
citizen body as instituted by the state officials in response
to portents, notwithstanding that both the state and in-
dividuals continued to introduce to Rome new
the
result
of
a
divinities
as
military commander's vota or of personal
initiative. 6 Moreover, the dates of introduction of cults to
Rome by civic initiative confirm a striking
tween
5
6
a
large
number
of
inequality
be-
temples built in the fourth and
E.g. RAWSON 1991, 80-1. Cf. GRUEN 1990, 79-157; Id.
1992. BREMMER 1993 points out the »need for new myths«
which led to the creation of literary aetiologies from
the late third century onwards. The Roman dramatic and
poetic tradition was initially created by members of the
Hellenized Italian cultural elites:
WISEMAN
1987,
297-305.
NORTH 1976, 8-11. For civic cult translations in response to portents, ending with the introduction of the Mater magna in 205/4, see SCHMIDT 1909; VAN DOREN 1954-55.
RAWSON 1991, 93-101 cautiously discusses the arguments
for and against Scipio Africanus 1 supposed transfer of
luno Caelestis from Carthage to Rome in 146 and arrives
at a negative conclusion.
164
third centuries and a comparatively small number in the second and first. 7 It seems that by the beginning of the second
century there was a
elite
that
feeling
among
Rome's
socio-political
the city's religious system had reached a point
of saturation with regard to any further
extension
of
its
pantheon.
This is not to say that one should follow
of
argument
North's
line
too rashly and interpret this development as a
process of dichotomization, through which the
civic
system
at Rome marked itself off from differentiated and alternative
forms of religious experience that emerged from the sec-
ond century onward. For whereas the elite undeniably applied
the principle of expanding Roman religion by adding external
elements with far greater caution from the end of the
century,
little
third
caution prevailed as to its expansion from
within. On the contrary, the period between the end
of
the
Second Punic War and the year 175 is the time when the principal
extension
of
the number of days of the city's major
religious festivals - the
Apollinares,
Megalenses
Ludi
plebei,
Ceriales,
and Florales - occurred. The prin-
ciple of proportionality in
reference
Romani,
religious
thinking,
to
which
has already been made, should be held responsible
for this increase: more profuse worship could be paid to the
gods once more days were earmarked for religious
thereby
festivals,
attracting more worshippers from outside Rome. This
pattern of development suggests that by the beginning of the
7
For the dates of introduction of civic cults to Rome,
see WlSSOWA 1912, 594-6; ORLIN 1997, 199-202, the latter
more accurately distinguishing between those cults introduced by civic initiative and those instituted by the
state as a result of individual initiative.
165
second century the civic authorities at Rome took
into
ac-
count that Roman citizenship was no longer definable through
residence
in the nuclear city-state, and that worship, here
primarily defined in quantitative terms, could be maintained
only if Roman citizens from farther away were given a
istic
chance
to visit the Roman festivals. 8 From Gwyn Mor-
gan's analysis of the proportionality of worship
implication
a
to
further
emerges. At the beginning of the second century
the civic domain, while becoming more restrictive
gard
real-
the
addition
with
re-
of new deities to its pantheon, was
equally concerned about extending the opportunities for worship as such, if they fell within the religious
ture
infrastruc-
of Rome. As I shall argue below, it was partly through
such quantitative expansion from within that civic
religion
stimulated the creation of an increasingly complex market of
religious
options in the city of Rome under the Late Repub-
lic. 9
With a view to the socio-political
came,
identity
which
be-
as far as we can plausibly say, more developed toward
the end of the third century, »Roman religion« could be
de-
scribed as the set of religious behaviour shared by all full
members
of
Rome's
political
community. The criterion for
membership in the res publica - as the res populi (Cic. Rep.
1,39,1) in its strict political sense - would be full
zenship
and
participation in the political and public life
of the city of Rome in its military, financial and
8
9
citi-
comitial
GWYN MORGAN 1990, 26-36. For full documentation,
TAYLOR 1937. On proportionality, see above, 2.7.2.
See below, 4.1.3.
see
166
aspects. 10 In addition to his military and political obligations and privileges of the civis Romanus, citizenship would
on
this
view also define his religion. One obvious problem
with this position is that it considers the adult male citizen only. By concentrating on one fraction of Roman society,
it excludes from its analysis on a priori
were
basis
those
who
politically and legally disadvantaged: women and chil-
dren, freedmen, slaves
without
or
foreigners
who
at
Rome
a full share in the city's political and legal pri-
vileges. Political inequality and legal
ever,
lived
did
not
curtail
the
religious
disabilities,
how-
behaviour of these
groups. The society in which they lived was characterized by
a high degree of social mobility, both upward and
and
downward,
(despite elite ideology to the opposite effect) the ab-
sence of clear-cut stratification. These parameters entailed
the participation of all status groups of society in
socie-
tal representation.
For instance, in the case of freedmen
restricted
the
privileges
Roman
civil
which normally accompanied full
citizenship by curtailing their testamentary rights as
as
obliging
them
to
rights
well
perform certain duties for their ex-
masters. While de iure no
political
law
statutory
limitations
to
their
existed, freedmen were in effect excluded
from a number of political functions. The Republican
polit-
ical elite's anxiety about the ever increasing prominence of
a
substantial
group
of Roman society which was of servile
origin, but whose representational
10
For these aspects,
237-41. Neither of
matters.
behaviour
imitated
the
see NICOLET 1976; MILLAR 1995,
these authors discusses religious
167
elite,
resulted
in
the
marginalization of the freedmen f s
political influence. For example, in 168 the censor Tiberius
Gracchus proposed to deprive freedmen of their votes;
compromise,
freedmen
were
restricted
the
four
crises
were
in
probable
that
during
the
the latter half of the first century newly
manumitted slaves, and possibly all freedmen in
excluded
limited
urban, and thus least prestigious or influen-
tial, tribus of Rome. And it is
corn
a
from registering in
more than one urban tribe. Subsequently, they
to
as
Rome,
were
from the plebs frumentaria by Caesar and by Augus-
tus, as free-born status (ingenuitas) became
the
criterion
which entitled citizens to receive corn doles. 11
The political
with,
and
marginalization
of
freedmen
arguably was an immediate response to, their so-
cial upward mobility. This was the indirect
Roman
contrasted
expansionist
policy
result
of
the
in the Mediterranean basin from
the early second century onwards. The accumulation of wealth
through trade and business in
transactions
the
provinces
and
business
in Italy and Rome on the one hand and the tra-
ditional means of acquiring riches, namely landed as well as
urban property, on the
heterogenous
group
other
of
encompassed
an
agents, consisting of the urbanized
land-owning Roman aristocracy and equestrians,
(and
later
municipal)
status as well as
11
a
increasingly
elites,
large
the
Italian
freeborn citizens of lower
number
of
people
of
servile
Tiberius Gracchus: Livy 45,15,1-7; MRR 1,423-4. Freedmen
and corn supply: VIRLOUVET 1991, 48-55; see above, 2.1.
In general, see TREGGIARI 1969.
168
origin. 12 For instance, although a significant amount of the
economic
activities
in
the
Greek
East
was conducted by
Rome's Italian socii, the survey of names of traders on Hellenistic Delos points to the presence of a large
number
of
Roman freedmen on the island. For two reasons, this observation
has
interesting
implications. Firstly, this evidence
suggests that the non-Greeks who
in
the
Greek
and
so-called
demonstrably
participated
oriental cults on Delos were
Roman citizens. Secondly, the fact that these freedmen
bore
senatorial nomina gentilicia entails that the Roman senatorial elite may have been involved in the trade, for which the
island
served
as a centre. Rather than merely accumulating
their wealth through landed property and leaving any commercial activity to equestrians and freedmen, these Roman senators, prohibited by legal regulations from
direct
involve-
ment in commercial enterprises, organized maritime trade and
other
lucrative forms of provincial business through freed-
men acting as brokers. 13 However, this is not to
from
the
12
13
14
that
first century freedmen would establish themselves
as independent agents of the economies of
the
deny
Rome,
Italy
and
Empire. 14 The wealth that all these heterogenous status
Sources of senatorial income: SHATZMAN 1975, 47-74, esp.
53-67; JACZYNOWSKA 1976. Upward social mobility of Roman
freedmen and their accumulation of wealth: PURCELL 1983
on apparitores; RAUH 1989 on auctioneers; cf. WISEMAN
1971, 65-94 on the rise of the nouveaux riches obscure
loco natus.
Roman names on Delos: SOLIN 1982. Economic activity and
religious affiliations: BASLEZ 1977; RAUH 1993. On
freedmen serving as brokers for senators, see Plut. Cat.
mai. 21,5 ff.; Cic. Att. 6,1,19, 5,2 (Cicero's exploitation of Chersonese property through his freedman Philotimus); RAUH 1986. For legal sanctions on senatorial
economic activity, see RAWSON 1991, 209-12.
Independent freedmen: e.g. RAUH 1989; GARNSEY 1998,
28-44.
169
groups accumulated through such activities
in
was
re-invested
social representation and intended to generate, to use a
phrase of Pierre
representation
Bourdieu's,
of
freedmen
»symbolic
capital«.
As
the
in funerary reliefs, imitating
upper class representational values, shows, freedmen in Late
Republican and Early Imperial Rome participated in such public display of social status. 15 As we shall
see
later,
in
the second and particularly in the first century the representational
and
religious behaviour of freedmen is an inte-
gral aspect of the social and religious history of the Roman
Republic as a whole.
Similarly, women in Roman society were unrepresented
the
political
arena
and
legally
would be wrong in concluding from
in
disadvantaged. Yet, one
these
disabilities
that
the social standing of women was such that they did not make
distinct
contributions to religion at Rome. If one accepted
such a conclusion, women like the matron Publicia, the
of
Cn.
wife
Cornelius, who restored the sacred precinct and the
altar of Hercules in Rome de suo et virei, would have to
excluded
from
be
one's analysis, and dedications such as that
of lulia Sporis, the wife of the aedituus of Diana
Plancia-
to Silvanus ex visu would have to be marginalized. 16 On
na,
the contrary, religion at Rome
which
was
a
cultural
system
to
different status groups contributed regardless of po-
litical or legal differences. A position which
attempts
to
define religion at Rome by recourse to exclusively political
criteria
15
16
is
thus ready to conflate interrelated, albeit at
Cf. ZANKER 1975. See below, 4.2.3.
Publicia: OIL I 2 ,981 = ILLRP 126. lulia
1971,31 with PANCIERA 1970-71, fig. 6.
Sporis:
AE
170
the same time differentiated, levels
of
analysis:
society
and politics. This instance further illustrates the methodological
dilemma
of
a position which assumes these two do-
mains to be homologous. 17
Investigating the modalities of enfranchisement
confirms
that
further
dilemma. Legally speaking, Roman citizenship
could be acquired in different ways: by
origo,
manumissio,
adlectio or adoptio. 18 Consider the case of adlectio: in the
later second and first centuries, Roman citizenship was conferred
both
upon provincial communities in toto and groups
of foreigners as well as viritim. For instance, full citizen
rights or Latin status were granted by Caesar to a number of
Spanish communities which had remained loyal
War.
Similarly,
in
the
Civil
military commanders could reward groups of
foreigners with franchise for their military achievements on
the battle field: Marius conferred citizenship
horts
of
Camertes
on
two
co-
in the Cimbric War, and Pompeius Strabo
granted citizenship to a troop of Spanish horsemen by decree
in 89 under the Lex lulia of 90. 19
Viritane franchise was granted to individuals as
ward
for
a
re-
their services to Rome. By the time of the Second
Punic War, this institution appears to
have
been
unexcep-
tional. In second century historiography, the origin of viritane franchise on merit was projected back into Rome's ear17
18
19
See above, 2.5 and 2.6.
Cod. lust. 10,40,7; cf. Ulpian Dig. 50,1,1.
Caesar: Livy Per. 110; cf. Cass. Dio 41,24,1, 48,45,3,
49,16,1. Marius: Cic. Balb. 46-51, at 46-7; Val. Max.
5,2,8; Plut. Mar. 28,3. Pompeius Strabo: ILS 8888;
Inscr. It. 13,1 pp. 85 and 563; App. BC 1,209-10. In
general, see WOLFF 1986.
171
ly
Republican
history. 20
In
the
Late Republic, viritane
enfranchisement was offered under a variety of
utes.
Under
Roman
stat-
provisions of leges repetundarum, indivi-
the
duals received citizenship for successfully prosecuting
ca-
of repetundae. Furthermore, the phrasing of a preserved
ses
Lex repetundarum, which is presumably of Gracchan date,
plies
that
before
the
Social War Latins who held a local
magistracy had the benefits of provocatio
exemption
from
im-
at
Rome
and
of
military service as well as from compulsory
munera. It seems very likely that after
90
magistrates
in
communities with ius Latii automatically received Roman citizenship per magi stratum. 2 ^ In addition, in the first century
enfranchisement
occurred through individual generosity.
For instance, Caesar granted Roman citizenship to
of
Athenian
a
number
magnates, Eastern potentates, philosophers and
the Greek teachers who settled in Rome.
The >rule< that Roman citizens could not claim dual citizenship, if it really had any binding legal status
second
in
the
and first centuries, appears to have fallen into de-
mise by the final years of the Republic. Yet, already in the
second and first centuries dual citizenship appears to
been
unexceptional
to many Romans. In Pro Balbo, delivered
in 56, Cicero himself acknowledged
homines,
obtaining
have
that
nonnulli
imperiti
Athenian citizenship and sitting in the
Areopagus, were unaware of the regulation that a Roman citizen should not hold
20
21
another
citizenship.
Whether
such
a
Cato Orig. 1,26 Chassignet (= 25 P). Second Punic War:
Livy 26,21,10-1; cf. Cic. Balb. 51; CORNELL 1991, 63.
Cf. Cic. Balb. 53-4. Lex repetundarum (RS no. 1), lines
76-9; Tarentum fragment (RS no. 8), lines 1-7. Citizenship per magistratum: Asconius 2-3 C; BRADEEN 1958-59.
172
>rule< was acknowledged as normative by Cicero's contemporaries
or
whether it would have been regarded as a mere ana-
chronism is, however, difficult to assess. One the one hand,
it is noteworthy that Cicero could pretend that there was
a
rhetorical and legal point in insisting on the impossibility
of
dual
citizenship. 22
On
the other hand, under the Late
Republic Romans were initiated in the mysteries
or
Samothrace,
Romans
in
Chalkis
-,
in
Delphi
held
To
or
as
are most likely to have acquired
honorific local franchise in addition to their
zenship.
who
offices in the Greek city-states in the late sec-
ond century - for instance as decopo66xoL
uepOTiOLOL
Eleusis
even though local citizenship was not a re-
quirement of initiation. By contrast, the
religious
in
Roman
citi-
these Roman citizens, combining dual civic and
religious obligations, the Ciceronian >rule<
no
doubt
ap-
peared to be insubstantial. 23 At any rate, by the triumviral
period dual citizenship was not only a wide-spread practice,
but
seems
to
have
become sanctioned on a more systematic
basis. For instance, Marcus Antonius was both a Roman and an
Athenian citizen; in this latter capacity, he performed
duties
required
of
the
a gymnasiarch in 39/38. The Romans who
held local priesthoods on Cos from 13 BCE onwards presumably
had acquired Coan citizenship on a viritane basis. 24
22
23
24
Claims concerning the impossibility of dual citizenship:
Cic. Balb. 27-9, 32; Caec. 100; Nep. Att. 3,1.
Eleusis: Cic. Leg. 2,36 (Cicero and Atticus); Suet. Aug.
93 (Augustus). Samothrace: SIG3 3,1053 (L. Sicinius M.
f. Romaics, after 90). Delphi: BCH 1921, 11 (M. Cornelius M. f., Aulus of Crete, L. Octavius, mid-second
century). Chalkis: SEG 29 (1979), 806 (M. Marcius M. f.,
c. 100). Cf. ERRINGTON 1988, esp. 146, 157. I owe this
reference to Prof. Hubert Cancik.
Plut. Ant. 23,33-4, 57, 72. Cos: R.
1901, 484ff. no. 4.
HERZOG,
SB
Berlin
173
At the same time, an unaccountable and
number
ever
increasing
of provincials shared Roman franchise while maintai-
ning indigenous citizenship. If enfranchisement was
without
irmunitas,
further
local
Sometimes, however, franchise
was
obligations
granted
in
granted
persisted.
conjunction
irmunitas from the burdens of local citizenship, as in
with
the case of Seleucus of Rhosus, who was not only given Roman
citizenship, but also permitted by Octavian
tween
42
and
35
to
some
time
be-
keep his local priesthoods and civic
honours. The Roman citizens who held priestly offices in the
Eastern Mediterranean under the Late Republic or the Eastern
potentate Seleucus serve as paradigmatic
confirmation
that
citizenship and religious affiliation were by no means linked
or
even
regarded to be compatible. 25 Saulus of Tarsos,
who asserted his Roman citizenship, may provide another
lustrative
example, although his claim to Roman citizenship
has been doubted recently. 26 This is not to deny that
citizens
shared
certain
Roman
citizenship
Roman
cultural expectations as regarded
their religious behaviour. These examples
making
il-
solely
demonstrate
that
relevant to the study of
Roman religion unwittingly treats a political and legal
ca-
tegory as if it were an exclusive criterion determinative of
religious behaviour.
25
26
Seleucus: E-J 301,2,3. Imnunitas and local obligations:
FIRA 1,68,3 = SEG 9,8,3, lines 55-62, the Third Augustan
Edict to Gyrene. For discussion, see BRUNT 1982; MILLAR
1983; RAWSON 1991, 455-9.
Cf. NOETHLICHS 1996, 173, for documentation.
174
3.1.2 On the *Romanness« of Roman religion
In retrospect, it is not hard to see why the attempt to link
religion to ethnicity and citizenship must fail. For it
rives
from
the
nineteenth
century
city-state ought to be described
as
view
a
that
de-
the Roman
nation-state
whose
organization was based on a legal system which reflected its
ethnic
nature. Clearly, such a position misapprehends reli-
gion's cultural role in what these scholars took
ethnic
community.
to
be
an
Yet/ I argued above that such a position
is seriously under-determined as regards
the
functions
it
accords religion in Roman society. 27 However, its underlying
connection of religious behaviour and communal identity provides
a further point of contact with the neo-functionalist
(or symbolist) position also encountered above.
tion
also
representing
symbolic
rightly
means
the way in which the Romans conceptualized
their religious system and construed their »Romanness«.
while
posi-
appears to be under-determined when defining, as
we have seen, rituals and their exegeses as
of
That
rejecting
For
a political or ethnic category of
Roman identity, that position substitutes a shadowy cultural
notion of »Romanness« (often by reference to
opposing
cultural
model
of
the
allegedly
Hellenism), but fails to make
clear whose »Romanness« this is - the
elite
author's,
the
peasant's, or the Roman's of our imagination. 28
27
28
Cf. MOMMSEN 1907, 390: »... fordert die Ordnung der romischen Gemeinde von dem romischen Burger romischen
Glauben und das diesem Glauben entsprechende Verhalten.*
For the impact of this position, see further above, 2.2.
See above, 2.7.3, for documentation and critique.
175
At the same
time,
the
neo-functionalist
position
is
seriously flawed methodologically. For the very scholars who
assert
the cultural alienness of Roman religion nonetheless
believe that they are able to determine
the
motives
which
underlie the »Romanness« of native behaviour, although these
motivations,
with their alleged profound difference, should
on a priori grounds be undeterminable to
Furthermore,
the
modern
theory
about religion ought to be
native
discussion
In
fact,
scholars. 29
that native communication
interpreted
as
if
it
were
the
category
of
»Roman-
a Latin linguistic equivalent which could
appropriately describe that concept was not available
to
a
about »Romanness« conceals the fact that
native communication did not use
ness«.
these
prior
Late Antiquity. 30 Considering the absence of such a lin-
guistic category in ancient Rome, a neo-functionalist
posi-
tion that views native communication about religion as if it
were
a
communication
about
Roman religion is in constant
danger of over-interpreting the data. As a
ciple,
it
prin-
must no doubt be granted that one cannot exclude
the possibility that native ritual
exegesis,
heuristic
behaviour,
as
well
as
often addressed issues of individual and communal
priori
identification with
Rome.
grounds
native communication as if it committed
treat
any
itself to making an implicit
when
it
Yet,
one
statement
cannot
about
on
a
»Romanness«,
does not explicitly say so, as these scholars tend
to do. Therefore, it seems not entirely unfair to impute
these
29
30
scholars
to
a tendency to succumb to circular thinking:
On this hermeneutic leap, see in general RENFREW 1994b.
For the late antique concept of romanitas, see IRMSCHER
1986. Cf. FOWDEN 1993, 37-60, on the socio-political
context instrumental in creating that cultural category.
176
the thesis that native religious communication asserted
its
own Romanness merely is the result of one's initial hypothesis that religious communication may have had that function,
as
long
as
that
thesis cannot be fully vindicated by the
data. 31
While this symbolist concept
appears
to
be
an
of
unsatisfactory
»Romanness«
therefore
heuristic category, the
search continues for a methodological frame for encompassing
individual as well as communal
the
religious
system
at
native
Rome.
identification
with
Consider Camillus 1 speech
against abandoning Rome in 390 in Livy's history (presumably
published by 25) , which
Rome's
famously
emphasizes
the
city
of
religious significance for its inhabitants. 32 Follo-
wing the recapture of Rome, destroyed by the Gallic invasion
in 390, Livy's Camillus persuades the Roman
31
32
People
not
to
In chapter 1, I determined »religion« as an umbrella
term for the native conceptualization of religious behaviour, although there was not a linguistic concept of
that term in native communication. While it could be
argued that the creation of the category of »Romanness«
provides an analogous case, there is in fact a difference. As it is employed by scholars, »Romanness« is not an
umbrella term with which to conceptualize several concepts of cultural behaviour, as is the case with »religion«. Instead, »Romanness« is understood to operate at
the level of native communication, to be instrumentalized whenever Romans referred to a particular Roman way
of self-understanding. The implicit categorical distinction is crucial: »religion« is a category of behaviour
which is expressed by a variety of concepts, but which
can be conceptualized without one single linguistic concept. »Romanness«, in contrast, is to these scholars a
category of communication. Yet, in order to fulfil a
communicative function, the category of »Romanness« has
to be expressed in linguistic terms (which it is not),
or otherwise is only warranted as a modern heuristic
device (which is not how it is employed).
Livy 5,49,8-55. For valuable discussion, see LUCE 1971;
LEVENE 1993, 175-203; EDWARDS 1996, 44-52. Livy's own
religious agenda is sensibly discussed by LIEBESCHUETZ
1967.
177
abandon
the
city
in favour of the site of Veii, which the
Romans had destroyed in 396. Throughout his speech, Camillus
links Roman religious piety to the physical
site
of
Rome.
That the gods approved of Roman piety is shown by their past
support
of
the People's political and military activities.
These, however, are inextricably linked to the city of Rome:
proper religious rites can take place only within
fines
of
Rome's
urban
the
con-
space (5,52,2, 5-7, 13-7); several
ancient myths and rituals, such as the rites of
Vesta,
are
closely associated with the foundation of Rome and cannot be
transferred
to
another place; the spatial dimension of the
city's festivals and the ritual duties of the Roman
hoods
are
closely
priest-
linked to the city's sacred topography;
Rome was founded in particular religious terms; 33 the significance of
stressed,
Rome's
for
religious
boundary,
the
pomerium,
is
comitia, like any other official state acts,
must take place auspicate ... intra pomerium. 24 When abandoning Rome, the populus would leave behind its political
religious
origins;
the
gods,
both
and
ancient and those who
chose to inhabit the city of Rome more recently - the
Capi-
toline hill is referred to as sedes deorum - would be deserted;
just as their divine presence guaranteed Rome's great-
ness in the past and would continue to do so in the
future,
so their divine retreat would leave Rome a place deserta ...
33
34
Livy 5,52,2: urbem auspicato inaugurate conditam habemus. Cf. Ennius Ann. 155 Skutsch; Livy 1,6,4-7,2.
Cf. Varro ap. Cell. 14,7,9 on auspication preceding Senate meetings; LINDERSKI 1986, 2196-8, 2213-4, passim.
Auguration as a means of constituting a sacred topography regarded the irrbs with the pomerium as the centre of
its system of spatial organization: Cic. ND 3,94 (on
auspication): dill gentiusque urbem religione quam ipsis
moenibus cingitis-, CANCIK 1985-86.
178
ab
dis
hominibusque; however, this fate of the urban space
would merely symbolize the fate of its citizens.
It goes without saying that Livy's narrative is anachronistic. The archaeological record,
Livy's
assessment
of
Rome's
rather
poor
withdrawal, suggests that Rome was
politically
than
state after the Gallic
neither
materially
nor
too heavily afflicted by the military defeat of
390. 35 Rather, Livy's portrait of Camillus as
tissimus
confirming
religionum
the
diligen-
cultor (5,50,1), the second founder of
Rome and pater patriae (5,49,7), over-stresses the
depress-
ing state of Rome in the year 390 for rhetorical effect: the
fictitious
Camillus'
concern
with
religious and national
revival is Livy's contribution to the contempory revisionist
debate about the place of religion and the importance of the
city of Rome in the years after the Civil Wars. 36
That revisionist debate started, as far as we
in
can
say,
the final decades of the Late Republic. The link between
religion and the city of Rome was made by Varro in his Antiquitates rerun? divinarum (presumably published by
cording
to
ought
remind
them
gods
citizenship,
reli-
practice and the physical site of Rome was understood
by Cicero, who saw Varro's achievement in
the
of
a
35
CORNELL 1995, 313-22. Contra Livy 5,55,2-5.
36
which
to worship and what the appropriate context for
worship was. The normative link between
gious
Ac-
Augustine, Varro explained the religious system
of Rome to his fellow citizens to
they
47) .
traditional,
presentation
if anachronistic, Rome to his elite au-
For the cultural context, see conveniently
812-24.
PRICE
1996,
179
dience, which was
increasingly
threatened
by
social
and
change. 3 7
Narratives such as the speech
of
the
Livian
Camillus
have tempted past scholarship to regard the religious traditions
inscribed
in
the stones and rituals of the physical
city as an essential part of »Roman
religion*;
or
to
re-
construe the meaning of Roman religious rituals and institutions
from
the
Varronian
account; or to deduce a core of
Roman religious beliefs and sentiments from
ments
the
pronounce-
of the orators who called upon the gods in defense of
their causes. Prima facie, this approach does not lack plausibility: Livy instrumentalized the
which
the
physical
site
of
religious
connotations
Rome carried as a rhetorical
means of creating pathos among his audience. Varro's revaluation of religious institutions and rituals
the
cultural
expectations
lend
weight
audiences. 38
In
respective
their
order to succeed in performing the desired
communicative function of projecting conviction among
38
to
argument; they would not have used such a strategy if
they assumed these propositions to be unacceptable to
37
with
of at least one reader, Cicero.
The orators made religious propositions to
their
concurred
audiences,
their
these pronouncements had to refer to
August. CD 4,22 p. 172,12-30 D-K = Varro RD frg. 3 Cardauns: pro ingenti beneficio ... praestare se civibus
suiSt quia non solum commemorat deos quos coli oporteat
a Romanis, verum etiam dicit quid ad quemque pert!neat.
Cf. Cic. Acad. Post. 9: nam nos in nostra urbe peregrinantis errantisque tamquam hospites tui libri quasi domum reduxerunt ut possemus aliquando qui et ubi essemus
agnoscere .
The way in which religious and cultural symbols, individual monuments or the topography of Rome were used to
create pathos has been studied extensively; see JAEGER
1997 on Livy, and both POscHL 1983, 17-37 and VASALY
1993 on Cicero. Cf. CANCIK 1985-86.
180
shared cultural expectations.
communication
What
constitutes
meaningful
is the existence of »structuring structures*,
a horizon of cultural expectations and value systems,
ural
systems
of »common sense« (to use a helpful Geertzian
phrase referred to earlier), which create
constraining
cult-
a
understanding
by
potentially indefinite number of communica-
tive choices. Meaningful communication constantly refers
to
these »structuring structures*. 39
However, the application of a linguistic theory
of
un-
derstanding leaves the degree inexplicable to which the cultural
system
of »common sense«, which existed at Rome, was
definable in terms of a socio-political or cultural
ness«.
In
other
words,
what
needs to be investigated is
whether religious communication at
able
»Roman-
Rome
was
in
principle
or unable to constitute a coherently defined system of
»Roman religion*. Those scholars who believe that
communication
was
able to achieve exactly that effect must
assume that such communication expressed a binding
Roman
religion,
religious
whose
core
of
propositions were widely shared, or
that it defined a normative religious behaviour so as to set
Roman religion apart from other religious systems.
it
is
highly
unlikely
that
more than few of their Roman
contemporaries understood the contributions of
or
Cicero
However,
Livy,
Varro
as substantive propositions in this sense or in-
deed as a reflection of a pre-defined Roman religion.
For it is problematic to hold that the
Rome
39
constituted
a
urban
space
of
public forum for »Romanness« or deter-
»Common sense*: GEERTZ 1975.
181
mined a Roman religious identity, when by
Late
Republic
the
urbs
the
end
-
but
the
was not only a focus of political
communication - in the form of comitia, contiones
stiones
of
quae-
or
also a huge and wealthy centre of juridical
and economic life, of entertainment, recreation and of religious activity for nearly one
are
million
inhabitants.
Rarely
the implications of this demographic development consi-
dered by historians of Roman religion: during the final
centuries
of
the
Republic, the city of Rome turned into a
metropolis whose demographic dimensions were exceptional
any
two
by
standards. It is not until the period of industrializa-
tion in nineteenth century Europe that a similar
urban
concentration
was
degree
of
reached again. Furthermore, it is
one of the most important implications of the city of Rome's
demographic development that the exact constitution
population
was
notoriously
of
its
hard to determine. This was so
because high mortality among the urban population on the one
hand and large-scale migration
ensuring
the
rapid
on
the
other
(the
growth of the urbs under the Republic)
entailed a constant change in the composition
populace.
Both
of
the
city
those who already inhabited the capital and
those who migrated to Rome did so because the
not
latter
urban
centre
only provided a huge market for various kinds of commo-
dities, but also generated an
economic
and
cultural
ever
production
increasing
demand
for
as well as consumption.
They were not primarily attracted by Rome as
the
political
centre of the Roman Empire. 40
40
Cf. MORLEY 1996, 33-54, for the Late Republican demographic development. See above, 2.6.1, on the economic differentiation of Late Republican Rome.
182
This demographic variability in
population
of
Rome
found
the
structure
of
the
its equivalent in the Roman co-
lonial constitution, which provided
for
colon!
incolaeque
hospites atventoresque , » (Roman) citizens of the colonia and
resident outsiders, guests and visitors*; and the euergetism
of
local
notables applied to all of these groups. 41 As was
the case in Rome, incolae in
expected
to
obey
colon! ae
municipia
and
the respective local statutes. They were
subject to the authority of the local magistrates and
local
jurisdiction
were
in
matters
under
of private law. 42 In these
Italian communities, cives et incolae often collaborated
local
building
activities, sharing resulting honours even-
ly. 43 Yet, the expulsion of foreigners
that
from
Rome
suggests
the actual cohabitation was not always seen as harmon-
ious. Similarly, in Roman colonies superimposed on
settlements
existing
tensions between the indigenous old and the new
Roman elites were not uncommon. 44 In these
phic
in
variability
implied
cases,
demogra-
competing political and cultural
claims .
In the context of the city
pansion
and
of
Rome ' s
demographic
its cultural differentiation during the second
and the first centuries, claims of »Romanness«
41
42
43
44
ex-
as
well
as
LUrs (RS no. 25) ch. 126, line 31. Cf . ILLRP 617 (Interamniae) : Q. C. Poppaeei Q. f. patron (i) municipi et coloniae municipibus colonels incoleis hospitibus adventoribus lavationem in perpetuom de sua pecunia dant; sim.
ILLRP 662 (Sassina) : ... municipibus sueis incoleisque
loca sepulturae s(ua) p(ecunia) .
Llrn chs 19, 28-9, 54, 83-4, 94. LUrs: chs 95, 98,
133. Cf. Gaius Dig. 50,1,29.
E.g. OIL I 2 , 1514 (Cora); Inscr. It. 3,1,36 no. 51
cei) ; PACI 1980b.
103,
(Vol-
E.g. Cic. Sull. 60-2, describing the conflict between
Oscan inhabitants and Sullan colonists in Pompeii; LOMAS
1997, 32-3. On expulsion from Rome, see above, 2.7.1.
183
definite
statements
about a core of religious and cultural
identity would have been constantly challenged by an
of
competing
forms
of communication. As a matter of fact,
from the late third century the
backdrop
to
a
influx
plethora
city
of
Rome
provided
of different communicative signs,
both religious and secular, whose over-abundance in the
ban
space
precluded
a
the
ur-
emergence of unchangeable ortho-
doxies. Moreover, in a society whose lack of efficient
con-
trol mechanisms for scrutinizing the truthfulness of oral or
literary
propositions corresponded with its neglect of fac-
tual accuracy, persuasion rather than >the historical truth<
was the aim of forensic oratory or of historiographical
other
forms
of literary pursuit. 45 As a corollary, aristo-
cratic self-representation freely used
gies
or
fictitious
genealo-
invented its own idiosyncratic >historical truth<,
which would in its turn be challenged by other
concerning
and
a
family's
propositions
political or religious past. 46 Such
was the resulting variability of communication about cultural and religious issues that the elogia in the
45
Forum
Augu-
Oratory: e.g. CLASSEN 1985, 5-8, passim. Historiography:
WlSEMAN 1979, 3-53; WOODMAN 1988, esp. 73-4, 81-94;
KRAUS & WOODMAN 1997, 1-9.
46
See e.g. RUPKE 1995c, 196-202 on the consular Fasti as
the secondary products, rather than the sources, of historiography and aristocratic self-display, commencing in
c. 173 in the temple of Hercules Musarum; below, 4.1.3.
Fictitiousness of genealogies in aristocratic laudationes: Cic. Brut. 61-2; Livy 8,40,4-5; MlLLAR 1989, 140;
FLOWER 1996, 133-50. Inventive use of a family's political past: Asconius 12 C. Invention of mythical genealogies in Late Republican and Early Imperial Rome: Serv.
Aen. 5,704 and 389 on two works De familiis Troianis by
M. Terentius Varro and Hyginus respectively; Dion. Hal.
Ant. Rom. 1,85,3; WISEMAN 1987, 207-18. For the unscrupulous creation of fictitious genealogies and pseudohistorical data by political elites in primarily oral
societies, cf. the comparative perspective of SCHOTT
1990.
184
stum,
drawing on the Augustan compilation of historical in-
formation in the annales maximi, painted a picture of
Roman
history that differed in many details from Livy's. 47 Varro's
interpretation of Roman religion was not an explicit exposition of a widely accepted and internalized religious system,
but
entailed
a
critique of the religious behaviour of his
fellow-citizens, thus implying the
interpretations
existence
of
competing
and of differentiated belief systems. 48 Fi-
nally, when invoking the deities of the city orators did not
draw on a theological orthodoxy concerning their nature
character.
Rather in the absence of such orthodoxies, theo-
logical issues were notoriously debatable.
theological
truth
were
just
When
acceptance
claims
of
as fluctuating as the city's
population, the character of a deity such as the
her
and
Bona
Dea,
by Cicero or her refusal by Clodius and his
supporters among the city population, could become the
sub-
ject of public discussion. 49
Consider for instance, the Mater magna, whose
been
had
transferred to Rome in 204, and whose sanctuary on the
Palatine, overlooking the Forum Boarium
Campus
cult
and
parts
of
the
Martius, attracted the attention of visitors as soon
as they entered the city through the Porta Trigemina. Scholars tend to treat the transfer of the goddess to Rome as
assertion
an
of the city's national identity during the Second
47
LUCE 1990. Cf. KRAUS & WOODMAN 1997, 70-4, with further
literature. Regarding the sack of Rome in 390, the elogia relevant to Livy's narrative are Inscr. It. 13,3 nos
11 and 61.
48
Cf. FEENEY 1998, 139-40.
49
Cf. WISEMAN 1974, 136-7 on the polemics concerning the
(un-)chastity of the Bona Dea in the mid first century.
185
Punic War. 50 The statuary and coins present the Mater
as
magna
a chaste mother goddess. Cicero describes her games, the
Ludi Megalenses, as more institutisque maxime casti, sollemnes, religiosi (Har. Resp. 24). On the other hand, the
sence
of
pre-
the Metragyrtai and Galli in the city suggests an
Eastern religion, whose allegedly orgiastic
aspects
alien-
ated traditional religious sensibilities in Rome. 51 The goddess was associated with agricultural fertility: as early as
204,
the
exceptionally
productive
fertility of the Italian soil was
autumn harvest and the
related
to
the
deity's
arrival earlier that year (Pliny NH 18,4,16). In Late Republican
statuary,
dating
to
the fifties and presumably re-
sembling the (lost) cult statue on the Palatine, the goddess
tunica,
is seated on a throne and wears a belted
and
sandals.
graphy of
a
mantle
She is adorned with ears of corn. This icono-
fertility
and
nutrition
has
tentatively
been
linked to Pompey's policy of corn supply. By Stoic allegorization,
Varro identified the Mater magna as luno, Ceres and
Tellus. He stressed the aspects of fertility
the
deity
and
portrayed
as the bread-winner of mankind. 52 By way of con-
trast, among the votives found in the area of the Mater magna 's sanctuary figurines of Attis, of inexpensive
quality,
stand
50
51
52
poor
out by their sheer number. They predate the
first burning of the temple in 111 and
Attis
and
thereby
prove
that
was worshipped on the Palatine as early as the second
E.g. GRUEN 1990, 33; ALVAR
27-33. Cf. BURTON 1996.
1994,
154;
BEARD
I994b,
E.g. Dion. Hal. Ant. Rom. 2,19,3; LATTE 1960, 259-60;
BEARD 1994b. Cf. Catull. 63,91-3; Varro Sat. frg. 142
Cebe = 133 Astbury; WISEMAN 1985a, 269-72.
varro RD frgs. 64, 267-69 Cardauns; cf. Strab. 10,3,12,
469. Statuary: FUCHS 1982.
186
century. 53 Attis had been introduced to the Hellenic cult of
Cybele in the fourth century, and had been part of the
god-
dess' cult at Pergamum, from where the goddess was transferred to Rome. At Late Republican Rome, however, Attis did not
receive
public
worship by the state's functionaries. 54 The
private worship of Attis on the Palatine
the
thus
becomes
all
more remarkable. Arguably, the Mater magna and her cult
were capable of evoking a wide range of responses from
wor-
shippers and observers alike.
Given this over-abundant field
meaning,
native
communication
of
competing
about
define
an
unchanged
therefore preferable to
treat
core
of
religion cannot on a
priori grounds be taken as a factual statement
clearly
forms
of
nor
can
it
»Romanness«. It is
religious
communication
in
such contexts as a performance whose validity is situational
at best. What does this notion mean? Religious communication
refers
to
a
cultural
system
of
»common
sense«
which
constrains understanding. It is with respect to that cultural system that religious communication may
entail
substan-
tive claims. But these claims are debatable; they may evoke,
as
we
have
seen, different responses in the audience that
range from emphatic approval to outright neglect. As I argued above, religious communication does
stable
and
unshifting
meaning
not
have
a
single
which is determined by the
meaning that the sender of communication attaches to it,
as
the received analogy with the linear transmission of meaning
53
ROMANELLI 1963. Date:
54
Attis is not represented in the Republican coinage. The
reverse of a denarius struck by M. Volteius in 76, commonly thought to show Attis, in fact represents Bellona;
TURCAN 1983, 13-4.
COARELLI 1977,
10-3.
187
in
linguistic theory might suggest. Rather, it may engender
a vast number of different responses in its addressees. 55
Expanding that suggestion, I would
religious
propose
that
Roman
communication is performative not only because it
is capable of creating various responses. It is performative
also because these responses are situational in that they do
not entail that in a different situation the
to
commit
addressee
has
himself to their validity. 56 This is not to deny
that authors like Cicero, Varro or Livy deliberately created
the category of political or
Rome
as
one
means
cultural
identification
with
of meaningful communication with their
respective audiences. There is no reason to assume that they
doubted the persuasiveness of that category in their respective communicative contexts. However,
realize
that
their
religious
other, created only one
it
is
communication,
particular
form
of
important
to
just as any
communicative
input into an over-abundant field of communication. It was a
situational construct whose claim to making a binding statement
about the true nature of Roman religion was constantly
questioned by the input of competing communicative signs.
A focus on the performative, rather
tional,
than
the
role of religious communication in Roman society is
therefore more than just a heuristic device. In the
of
a
absence
shared orthodoxy concerning religious belief systems,
religious discourse, shaping its content
55
56
proposi-
according
to
its
See above, 2.7.3.
See above, 2.7.4. For »performative structures* in social behaviour, see the evocative account in SAHLINS
1985. With regard to ritual, cf. H. CANCIK & H. MOHR,
HrwG 1 (1988), 147.
188
rhetorical
needs, expressed partial truths at best and used
single elements of religious reality without ever offering a
substantially complete picture. Livy,
orators
Varro
or
the
Roman
created imagined, rather than represented real, au-
diences. The communities they depicted are >imagined communities <; the Roman society they
Roman
society
that
is
envisaged
is
an
idealized
a matter of ideology, but does not
exist in reality or at the level of personal contact. It
is
only in communication that a meaningful face-to-face-society
could
be
recreated, given the abundance of competing forms
%
of meaning in an urban space which
confines
of
had
in
outgrown
the
Livy's
Camillus
the
was
past, the response of a late first century au-
dience to his expositions must have been just as
as
the
a nuclear community. 57 While the imagined com-
munity of Roman citizens addressed by
set
long
reaction
of
fragmented
the addressees of Varro's work to his
revaluation of Roman religion.
The creation of imagined communities is most conspicuous
in the case of political oratory. Although
it
created
the
impression of talking to, as well as on behalf of, the Roman
People
as
a
whole, its actual addressees were at any time
during the second and first centuries only a
of
the
tiny
fraction
Roman citizen body. Assemblies over-represented the
plebs urbana to a disproportionate degree, whereas for merely practical reasons citizens from distant
voting-districts
scarcely attended contiones and comitia. In the first century,
57
the
census
was conducted in local communities and the
For >imagined communities<, see B. ANDERSON 1991, esp.
15-6, used for the study of forensic oratory in fourth
century Athens by OBER 1989, 31-3.
189
results delivered to the censors at Rome, so that Roman citizens did not have to visit Rome in order to get enrolled. 58
Moreover, the expulsion of peregrin! from Rome by the tribunus plebis M. lunius Pennus in 126 or by the consul C.
Fan-
nius in 122 must not simply be taken as reflective of a more
general
trend of expulsion in Late Republican and early Im-
perial Rome. In these specific cases, the measures were presumably intended to address the interference of
Italians
in
the
Latins
and
political contiones of the latter half of
the second century, at which the issue of Italian
franchise
was debated. 59 These incidents elucidate that the orators in
the
Forum
Romanum did not speak in front of a pure citizen
body, but addressed an agglomeration of plebs
and
female
urbana,
male
migrants to the capital and short-time visitors
with or without citizenship.
3.1.3 Addressing the pantheon of the city of Rome
The variability of religious communication entailed that its
scope was open to situational
renegotiation.
Addresses
to
Rome's pantheon are a case in point. Its gods were constantly
invoked
in the course of the city's life: at the begin-
ning of a contio the presiding magistrate, before addressing
the People, uttered a traditional and
58
59
formulaic
prayer
to
Census: Tabula Heracleensis (RS no. 24), lines 142-56.
Overrepresentation of the plebs urbana: e.g. PURCELL
1994, 644-6; MiLLAR 1995, 240-1. Scarcity of attendance
at contiones and comitia: MACMULLEN 1980.
Expulsion in 122: Plut. C. Gracch. 8,2-3, 11,2-3,
12,1-2. Cf. E. GABBA, CAH 8 2 (1989), 240-2; A. LlNTOTT,
CAH 9 2 (1994), 76 and 83. Cic. Off. 3,47 is rather unclear about the events of 126.
190
gods; 60
the
and
prayers were topical in other public ora-
tions as well, political or juridical. 61 Orators invoked the
religious connotations of Rome's sacred topography by
ing
their
audience's
draw-
attention to a nearby divinity or by
addressing that divinity's
potential
intervention
in
the
orator's case. 62
As noticed above, the oath by luppiter
and
the
optimus
maximus
Di Penates publici was used as a political instru-
ment by Saturninus and Caesar. 63 An epigraphic parallel
that
oath
is
for
provided by the Lex Latina tabulae Bantinae,
dating from the very end of the second century. This statute
required both present and future Roman magistrates
to
take
an oath
pro aede Castorus palam luci in forum vorsus et eisdem
in diebus quinque aput quaestorem ... per lovem deosque
Penateis, sese quae ex hace lege oportebit facturum neque sese advorsum hance legem facturum scientem dolo
malo neque sese facturum intercessurum esse quo haece
lex minus setiusue fiat.
Its binding character was emphasized by detailed
tion
of
the
specifica-
consequences which a refusal to take the oath
would have for the individual
magistrate,
amounting
to
a
termination of any future political career. Furthermore, the
60
61
62
63
Livy 39,15,1: consules in rostra escenderunt et contione
advocata cum sollemne carmen precationis, quod praefari
solent priusquam populum adloquantur magistratus, peregisset consul, it a coepit ...; 39,18,3. On carmen preca
tionis, »ceremonial prayer formula«, see SCHEID & SVENBRO 1989-90. Cf. Cic. Ad Her. 4,68; Pliny Paneg. 1,1,
63,2; MOMMSEN 1887, 3,390; APPEL 1909, 57.
Serv. Aen. 11,301: nam maiores nullam orationem nisi
invocatis numinibus inchoabant, sicut sunt omnes orationes Catonis et Gracchi. For a sample from the Ciceronian
corpus, see p. Corn. I frgs. 1, 2; Verr. 5.184-9; Mur.
1-2; Dom. 144-5; Rab. perd. 5; Post red. ad Quir. 1;
Arch. 1; cf. Div. Caec. 43.
For a collection of the Ciceronian material, see HEIBGES
1969. Cf. VASALY 1993.
Cf. above, 2.7.2.
191
oath
had
to be taken on the open platform of the sanctuary
of Castor and Pollux, which had been built in front
of
the
backdrop of the temple facade proper and was facing the most
crowded
and
public
place of Rome. 64 The same document re-
quired Roman senators to swear apud quaestorem
palam
luci
the
aerarium
per lovem deosque Penateis, that is in front of
the temple of Saturnus, thereby ensuring
in
ad
area
similar
publicity
bordering on the north-west corner of the Fo-
rum . 6 5
The emotional appeal to »the di patrii ac
penates«
was
effectively instrumentalized by Cicero, who no doubt drew on
the
oath
which magistrates had to take by luppiter optimus
maximus and the Di Penates publici, as if
the
orator
were
required to take an oath by those deities that his defendant
was
innocent. The phrase should probably be taken as a tau-
tology, since the di patrii (the ancestral gods rather
the
gods
of
the
patria) comprised the Di Penates publici
that were housed in the delubrum of Vesta and therefore
came
appropriate
addressees
of
an
65
66
patrii
penates
as the guardians of Rome and the res publica,
and no doubt expected proper
64
be-
orator delivering his
speech in the Forum. 66 Cicero portrayed the
familiaresque
than
emotional
response
from
the
RS no. 7, lines 14-8. For the architectural design, see
ULRICH 1995, 81-107.
Ibid, line 24. Cf. the Tarentum fragment (RS no. 8),
lines 20-3 of magistrates required to swear apud quae
stor em Romanum ... per lovem deosque Penates; the Lex de
provinciis praetoriis (RS no. 12, Delphi copy, block C)
lines 10-15.
E.g. Verr. 4,17, Sull. 86,1, Har. Resp. 37, Sest. 45;
Nep. Themist. 7.4. Di Penates publici: LATTE 1960,
89-90. Illustration: TURCAN 1988, 1, nos 107-8. On the
link between the Di Penates publici and Vesta, see Tac.
Ann. 15,41,1; RADKE 1981.
192
pontifical
college,
his elite audience on that occasion. 67
Similarly, the connection of patria and Di Penates
in
emo-
tional narrative was not sought for the sake of alliteration
either.
It denoted a core of possible religious identifica-
tion in a Roman elite context. 68
However, as my emphasis on
suggests,
even
such
regarded
about
of
essence
elite
Roman
as
prepositional
which
For
in
large
statements
creating
proportion
marginalized
of the city populace. As they received
sacrifices from Roman officials, the Di Penates public!
came
closely
associated
be-
with the political domain. In the
city's domestic cult, the Di Penates were generally, if
invariably,
an
identified with the Di Penates of Rome, the
orators implicitly took into account that they
a
already
religion. Rather, these pro-
nouncements are markedly situational.
audience
context
supposedly straightforward pronounce-
ments should not be
the
the
not
worshipped by the freeborn; and accounts of up-
per class houses depict an affectionate relationship between
house owners and their Di Penates. By contrast, their
familiae,
both
slave
in urban surroundings and on rural estates,
showed a marked preference for worshipping the Lares and the
Genius. 69
67
68
69
Don?. 144. Cf. Verg. Aen. 8,678-9.
Patria - penates: Livy 22,3,10, 25,18,10, 30,33,11;
Curt. 4,14,7, 5,5,20; Tac. Ann. 11,16, Hist. 3,84; Symm.
Epist. 6,72.
The archaeological evidence for this differentiating
pattern comes from houses in Pompeii and Herculaneum:
FR8HLICH 1991, 30-1, 40, 178-9, 261; Id. 1995, 205;
GEORGE 1997, 316-7; below, 4.2.4. Upper class households
and the Di Penates: BARKER 1994, 180; NEVETT 1997,
289-90; cf. SALLER 1994, 88-95. Contrast e.g. Cato Agr.
2,1, 143,2; Plaut. Merc. 834; Cic. Att. 7,7,3, LATTE
1960, 90-2, elucidating the attachment of the slave or
rural familia to the Lar familiaris. Cf. ILLRP 196, the
193
The communis
opinio,
dating
back
to
the
nineteenth
century, holds that Vesta, as the goddess of the hearth, was
the archetypical Roman deity of domestic worship, whose prominent
public
representation served to symbolize the inex-
tricable link between the spheres of private and
Roman
religion.
Contrary
public
in
to that view, the archaeological
data drawn from the Lararia and the
paintings
of
Pompeian
households demonstrate the absence of the cult of Vesta from
major
realms
of
private religion and thus corroborate the
suspicion that Vesta did not play a significant role in
dividual
or
in-
domestic worship during the Late Republican or
Early Imperial periods. Vesta
was
the
patron
goddess
of
Roman pistores, which makes her omission from other areas of
private
cult
only the more conspicuous. 70 By contrast, the
goddess 1 cult in her delubrum on the
Forum
Romanum
was
south
border
of
the
inextricably linked, just as her impact
was strangely limited, to the political domain; as such, the
juxtaposition of luppiter optimus maximus,
publici
the
Di
Penates
and Vesta provided only partial religious identifi-
cation in a context which was tailored
to
the
politicized
discourses of the Late Republic. It is this limited connota-
70
dedication of an aedicula to the Lares familiares by a
magister called Draco; ILLRP 197, a shrine for the Lares
by
the vilicus Philargurus de sua pecunia; ILLRP
199-201. The Lares publici were the recipients of civic
worship: e.g. CIL 6,456 (4 CE); Ovid Fasti 5,129ff. with
BOMER ad loc.; ROPKE 1995a, 61-2. Yet, the available
evidence referring to their prominence in civic cult
does not appear to predate the Augustan revival of the
cult of the Lares: cf. e.g. Augustus RG app. 2.
See RADKE 1981, 363; FROHLICH 1995, 208-9. Contra WissoWA 1912, 156-61. R. L. GORDON, OCD3 (1996), 1591, assuming that »in the historical period the state cult
effectively displaced private cults (sc. of Vesta)«,
succumbs to an implausible theory of religious evolution.
194
tion
only
which
political oratory exploited in a field of
religious communication that was, as I
have
argued
above,
over-abundant in different meanings by any standards.
However, even in political oratory the spectrum
pantheon
could
be
of
the
extended. To be sure, Cicero humorously
attacked those who believed they were well prepared to
give
a public speech, when they had only memorized the line lovem
ego
optimum
maximum
... (Div. Caec. 43). luppiter optimus
maximus was indeed an essential addressee of public
Furthermore,
the
second
and
prayer.
first century dedications by
foreigners on the Capitoline hill to luppiter optimus
mus
maxi-
and to the Populus Romanus documented the god's central
role in the religious definition of the Roman state to
siders
as
well as to Romans. Nevertheless, as we shall see
below, the Capitoline triad also provided a focus
vidual
out-
of
indi-
worship that was in striking contrast to civic reli-
gion. 71 Yet, public oratory employed a wide range of different deities according to its rhetorical needs. As noted above, in order to create pathos among his pontifical
Cicero,
on
his
audience
return from exile, exploited those deities
who were accommodated in the political centre of Rome:
piter
71
Capitolinus
lup-
(sic), luno Regina, Minerva, the Penates
See below, 4.2.5. For an edition of the dedications on
the Capitoline hill, see DEGRASSI 1962-67, 1,415-44; and
for their date, LINTOTT 1978; MELLOR 1978. See ERSKINE
1994 for documentation of the evidence for cult of the
Populus Romanus in the Greek East, which started in the
early second century. For the centrality of the Capitoline cult to Romans, see e.g. C. Gracchus ORF F 58 Malcovati: Quo me miser conferam? Quo vertam? In Capitoliumne? At fratris sanguine madet. In general, see FEARS
1981.
195
and Vesta. 72 By way of contrast, the conclusio
final
of
Cicero's
speech against Verres addressed not only luppiter op-
timus maximus, luno Regina and
Minerva,
but
also
Latona,
Apollo and Diana, Mercurius, Hercules, the Mater magna, Castor
and Pollux, Ceres and all the other gods, omnes di, in-
cluding those indigenous deities whose rights had been
vio-
lated by Verres in Sicily. 73 The deities invoked were chosen
with the case under consideration in view; but whereas their
choice was never merely incidental, the underlying principle
of including or excluding deities displayed a high degree of
variability, which was constrained by contextual rather than
by any unchanging substantive criteria.
A historiographical sample illustrates this contextual!ty of choices. In Livy's history, it is often one particular
deity to whom prayers and queries were made. 74 Or, depending
on the circumstances under which a
selection
of
was
uttered,
been
discussed
above,
in most cases it is the gods as such, di imnortales or
di deaeque, to whom individuals, the Senate, magistrates
72
73
74
75
a
two or more deities was addressed. 75 However,
it is worth noting, and has already
that
prayer
or
Cic. Dom. 144-6, effectively placed near the end of the
speech as an essential part of the rhetorical conclusio.
Verr. 2,5,184-9.
Livy 1,16,3, 16,6, 3,17,6 (Romulus); 1,18,9, 4,2,8,
28,28,11 (luppiter optimus maximus); 2,10,11 (Tiberinus); 10,18,14 (Hercules); 29,14,13 (Mater magna).
Livy 5,21,2-3: Apollo Pythicus and luno Regina on the
occasion of the evocatio of Veientine luno; 6,20,9: luppiter and di alii invoked by M. Manlius, the defender of
the Capitolina arx; 10,24,16: luppiter optimus maximus
and di irnmortales addressed by P. Decius as consul in a
contio; 24,38,8: a reference to the local deities Ceres
and Proserpina in an address to the troops on Sicily;
34,24,2: luppiter optimus maximus and luno Regina, a
reference to Roman military power and to the tutelary
goddess of Argos respectively.
196
military
commanders made prayers. 76 Livy portrayed Camillus
as a diligentissimus religionum cultor who took note of
large
number
of divinities living in Rome and demanded the
preservation of their temples
Caesar
the
and
cults.
Livy
introduced
Augustus as templorum omnium conditor ac restitutor,
a sentiment which was later echoed in Augustus' own Res gestae. 77 Great individuals, both past and
expected
to
present,
could
be
take responsibility for all gods and goddesses
at Rome.
3.1.4 Priesthoods and aristocratic competition
Cicero famously illustrates the link between
political
authority
religious
and
and thereby seems to support the civic
model's thesis that religion was conceptually undifferentiated from the political life of Republican Rome:
Cum multa divinitus, pontifices, a maioribus nostris
inventa atque instituta sunt, turn nihil praeclarius quam
quod eosdem et religionibus deorum immortalium et summae
rei publicae praeesse voluerunt, ut amplissimi et clarissimi cives rem publicam bene gerendo religiones, religiones sapienter interpretando rem publicam conservarent. 78
Yet, since Cicero addresses the pontifical
not
surprising
77
78
it
is
that he wants to make such an explicit link
between political administration
76
college,
and
religious
expertise.
E.g. Livy Praef. 13; 2,6,8; 4,13,14; 4,46,4; 5,18,11-2;
5,21,15; 5,32,9; 6,23,11; 6,29,2; 7,26,4; 7,40,4-5;
9,8,8-10; 10,13,12;
10,35,14;
21,17,4;
27,45,8-9;
28,41,13; 29,22,5; 29,27,2-4 and 9; 31,5,3-4, 31,8,2;
31,7,15 37,36,6; 38,51,10. The very same formula was
used by non-Romans: e.g. Livy 6,26,6: dictator from Tusculum;
7,20,3:
Caeritean
envoys; 23,13,4: Hanno;
26,41,16, 36,7,21: Hannibal; 35,18,7: Alexander of Acarnania; 40,9,5 and 11,5: Perseus; 42,13,12: Eumenes.
Camillus: 5,49,7-54,7; Augustus: Livy 4,20,7; Augustus
RG 20,4-21,1.
Cic. Dom. 1. See above, 2.4.2.
197
Yet, there is a more fundamental problem with the civic model's
emphasis on the embeddedness of religious expertise in
the political realm. As we have seen above, this model
pre-
sumes that religion had its institutionalized place in politics and public life, and surmises that it was the political
realm
that
determined
religion.
postulates an abstract >Roman
Such a model unwittingly
state<
represented
by
>the
Senate and the magistrates<. The uniformity of the political
realm,
however, is a problematic concept. Political life in
Late Republican Rome was not a stable entity that
described
could
in terms which resemble the modern concept of in-
stitutionalized government. It has repeatedly been
that
what
stressed
we call the Roman constitution did not mirror an
institutionalized political system, but rather
political
be
life
that
was
characterized
resembled
a
by informal power
structures based on relationships defined by the exchange of
officia among the elite. A distinguished nomen, dependent on
the agnatic lineage of the family,
could
secure
political
success and office. Office-holding was of course not hereditary,
but
divitiae,
imagines and the memoria praeclara of
one's ancestors were the nobility's assets in elite competition. 79 However, the practical impact of agnatic lineages on
the competition for political office was
short-reaching.
The
nobility
of
through office-holding, and material
understood
to
be
the Republic was defined
and
symbolic
capital
had to be re-invested in each generation in order to achieve
political
79
success.
This
is not to deny that some families
Sail. lug. 85,38. Cf. ibid. 85,4: vetus nobilitas, maiorum fortia facta, cognatorum et adfinium opes, multae
clientelae; WISEMAN 1971, 95-116; HOPKINS 1983, 107-17;
FLOWER 1996, 60-90.
198
held offices over many generations. 80 But
century
from
the
second
onwards inheritance of office was increasingly con-
trolled through the elections, and genealogies, imagines and
nobilitas
the elusive concept
of
which
though could not guarantee, succession.
facilitated,
were
Many sons of office-holders are likely
social
to
have
constructs
failed
to
succeed to the office that their fathers or grandfathers had
obtained. 81
Given the fluidity of the political
elite
should
be
expected
system,
the
Roman
to advertise or commemorate its
authority through priesthoods, if
religious
authority
was
entirely undifferentiated from other spheres of public life.
Such
an
inextricable
link
between religion and politics,
however, is not corroborated by the political elite's
representation.
Consider
self-
the laudatio funebris held in 221
by Q. Caecilius Metellus, pontifex from 216,
in
honour
of
his father L. Caecilius Metellus, the second plebeian ponti
fex maximus (243-21), as transmitted through Pliny:
Q. Metellus in ea oratione quam habuit supremis laudibus
patris sui L. Metelli pontificis, bis consulis, dictatoris, magistri equitum, xv viri agris dandis, qui primus
elephantos ex primo Punico bello duxit in triumpho,
scriptum reliquit decem maximas res optumasque, in quibus quaerendis sapientes aetatem exigerent, consummasse
eum: voluisse enim primarium bellatorem esse, optimum
oratorem, fortissimum imperatorem, auspicio suo maximas
res geri, maximo honore uti, summa sapientia esse, summum senatorem haberi, pecuniam magnam bono modo invenire, multos liberos relinquere et clarissimum in civitate
80
81
For this aspect, see BURCKHARDT 1990; JEHNE 1995.
Cf. Cic. Pro Mur. 16; Asconius 12 and 23 C; MILLAR 1984;
Id.
1986; H8LKESKAMP 1987,
204-9; YAKOBSON 1992. HOPKINS
1983, 31-119 and SALLER 1994, 12-69 provide an important
demographic perspective. For the patterns of office-holding, see WISEMAN 1971, 1-12; BADIAN 1990; MlLLAR 1989,
141-4.
199
esse. Haec contigisse ei nee ulli alii post Romam conditam. 82
Pliny's own >preface< to this text mentions Metellus 1 pontificate and political offices.
Augustan
and
Pliny
clearly
imitates
the
later imperial structure of a cursus honorum,
which routinely listed priesthoods as a prominent part of an
individual's career in reflection of the emperor's
phasis
on
his
priestly
status. 83
-
em-
By contrast, Metellus'
priesthood is missing from the - otherwise
sive
own
very
comprehen-
list of his life achievements drawn together by his
son, who was to become a pontiff himself. The
Metellus'
virtues
employs
classification: Metellus'
two
catalogue
complementary
sapientia
was
of
patterns of
manifest
in
the
of domi militiaeque and showed in his civic and pri-
realms
vate responsibilities. Metellus was both a foremost bellator
and an eminent orator; he had imperium and held
the
auspi-
cium as magistrate and military commander; his maximus honor
was
the
consulship; he embodied the ethos of an active and
prudent participation in Roman political life (surnna sapien
tia and surnnus senator); his wealth
traditional
means
had
been
acquired
by
(through landed property rather than the
exploitation of the allies or direct business in
the
Greek
East, one might presume) and he begot sons that were to survive
their father. A reference to Metellus' holding the of-
fice of pontifex maximus is only implicitly contained in the
claim that he was clarissimus in civitate.
taken
82
83
This
should
be
as referring to Metellus' rescuing the sacred objects
ORF4 no . 6/ f rg . 2 ap. Pliny NH 7,139-40. Priesthood:
SZEMLER 1972, 68-9. The text's competitive ethos is analysed by KIERDORF 1980, 10-21; WlSEMAN 1985b, 3-4.
Cf. ECK 1984, 148-52.
200
of Vesta from the goddess 1 burning delubrum,
the
loss
which
led
to
of his eyesight. As an expression of their grati-
tude, the Roman People bestowed on Metellus the right to use
a cart when entering the Curia, an
before.
Metellus 1
honour
never
conferred
of the sacra of Vesta must
preservation
presumably be linked to the office of pontifex maximus.
vertheless,
he
clarissimus
was
Ne-
due to the bestowal of an
extraordinary honour by the People and not
because
he
had
held this particular priestly office.
Apparently, in late third century Rome
an
individual's
public fame and the assertion of his virtue were not contingent
on
religious affiliations or beliefs. 84 Moreover, the
domain of religion, either in its civic forms or in its private manifestations, could be
domain
of
societal
excluded
communication.
entirely
from
Its absence is all the
more remarkable as Metellus 1 civic and domestic virtues
otherwise
It
domestic
which
began
of
of
political
power
nevertheless
interrela-
and religious expertise suggests
that sacred and civic domains
seems
secular-
to differentiate secular from sacred
domains. However, while Cicero's emphasis on the
tion
pro-
would be rash to suggest that this list repre-
sents a catalogue of secular virtues in an age
ization,
are
meticulously listed as warfare and civic oratory,
military and civic office, public renown and
sperity.
the
misleading
remained
to
interdependent,
maintain
on
a
it
priori
grounds that religious communication was conceptually embedded in, and undifferentiated from, other aspects of life
84
Pliny NH 7,141; cf. Dion. Hal.
CANCIK 1994, 357-8.
Ant.
Rom.
2,66,4.
in
See
201
Republican
Rome.
Roman elite's
contingent
On
the
religious
contrary,
activity
in
the expression of the
the
city-state
upon the context of communication. Religious au-
thority did not universally have a place in public
cation
at
plebeian
communi-
Metellus 1 laudatio was not exceptional in
Rome.
this respect. Livy's praise of Licinius Crassus
third
was
Dives,
the
pontifex maximus (212-183), probably echoes
the original laudatio funebris:
Is ... bello quoque bonus habitus ad cetera quibus nemo
ea tempestate instructior civis habebatur congestis om
nibus humanis ab natura fortunaque bonis. Nobilis idem
ac dives erat; forma viribusque corporis excellebat;
facundissimus habebatur, seu causa oranda seu in senatu
et apud populum suadendi ac dissuadendi locus esset;
iuris pontificii peritissimus,- super haec bellicae quo
que laudis consulatus compotem fecerat. 85
Again there is no direct reference to Crassus 1
but
rather
to his expertise in pontifical law. The preemi-
nently public occasion of
strikingly
pontificate,
omitted
his
the
commemoration
priesthood.
This
of
of
dead
dissociation of
civic and religious roles is also found in Cicero's
sion
the
discus-
eminent Roman public orators: he mentions the elo-
quence, the consulship and the censorship of P. Scipio Nasica Corculum, but does not refer to Nasica's holding the
of-
fice of pontifex maximus (Brut. 79).
To complete this sequence of plebeian pontiffs, the
terary
plebeian
li-
epitaph for P. Licinius Crassus Mucianus, the fourth
pontifex
maximus
(132-30)
indeed
mentions
his
priestly office:
Is Crassus a Sempronio Asellione et plerisque aliis historiae Romanae scriptoribus traditur habuisse quinque
rerum bonarum maxima et praecipua: quod esset ditissi-
85
Livy 30,1,4-6. Priesthood: SZEMLER 1972, 105-7.
202
mus, quod nobilissimus f quod eloquentissimus, quod iuris
consultissimus, quod pontifex maximus. 86
This example shows that under certain circumstances
of
the
elite
would
members
publicly document a priesthood. 87 But
these are deliberate contextual choices. For
instance,
the
famous inscription on the sarcophagus of P. Cornelius Scapula,
dating
to
the second half of the fourth century, only
gives the office of pontifex maximus, but
omits
any
other
honours. If this text refers to the consul of 328, the omission
is
significant. Presumably, the text should be under-
stood as the assertion of superior
status
by
a
patrician
family in the generation immediately preceding the Lex Ogulof 300, which opened the colleges of pontifices and au-
nia
gures to plebeian families. 88 Membership in the
Xviri
sacris
faciundis
is
(ILLRP
316).
of
included in the elogium of Cn.
Cornelius Cn. f. Scipio Hispanus, presumably
130
college
dating
to
c.
To the generations immediately preceding
the Lex Domitia of 104/3, the issue of electing
members
of
the major Roman priesthoods in the popular assemblies became
part
of
public
therefore could
political
become
self-representation
and
controversy; 89
expedient
assets
and priesthoods
in
aristocratic
political competition. It may have
been this element of aristocratic ambition in the
arena
86
87
88
89
which
political
led to the inclusion of the office of pontifex
Sempronius Asellio frg. 8 P ap. Cell.
hood: SZEMLER 1972, 121-2.
1,13,10.
Priest-
Cf. e.g. 'C. Memmius' (tr. pi. Ill, MRR 3,141) ap. Sail.
lug. 31,10: (nobiles) incedunt per ora vostra magnifici
sacerdotia et consulatus pars triumphos suos ostentantes.
Text and commentary: PISANI SARTORIO & QUILICI GIGLI
1987-88, 259-60: P. Cornelio P. f. Scapola pontifex ma
ximus. Date: BLANCK 1966-67; H. SOLIN, Gnomon 67 (1995),
613. Lex Ogulnia: HOLKESKAMP 1988.
Cf. NORTH 1990, esp. 535-9; below, 3.2.1.
203
maximus in the laudatio of Licinius Crassus. The situational
expediency of advertising one's priesthood in elite competition explains why some members of the
upper
classes
would
sometimes want to refer to their priestly roles. Q. Cornificius
mentioned
his membership in the college of augurs, as
that priestly office had been bestowed on him in 47
presum-
ably due to lulius Caesar's intervention (thus foreshadowing
the custom of promoting the Roman nobility to priesthoods by
imperial
patronage). 90 By contrast, M. Porcius Cato the El-
der, for whom a priesthood is not attested,
that
did
not
think
civic priesthoods would necessarily matter in the pub-
lic life of a Republican aristocrat:
Cato primus Porciae gentis tres surnnas in homine res
praestitisse existimatur, ut esset optimus orator opti
mus imperator optimus senator. 91
3.2 Cultural self-consciousness and Roman religion
The emphasis on the contextuality of choices rather than
any
substantivist parameters does not entail that the crea-
tion of meaning in religious
Yet,
on
communication
was
haphazard.
the model provided by the Geertzian cultural system of
»common sense« is too imprecise to be truly capable of defining one particular input factor which would have determined
90
91
ILLRP 439; RAWSON 1991, 272. For Cornificius' coinage of
42, showing him veiled and with the lituus f and carrying
the legend aug(ur et) imp(erator), which linked his augurate to his military victory in Africa, see RRC
1,518-9, no. 509 with the discussion by FEARS 1975;
RAWSON 1991, 281-6.
Pliny NH 7,100. Cf. Cic. De or. 3,135; Livy 39,40,5-6;
Corn. Nepos Cato 3,1; Quint. 12,11,23. No priesthood
attested: Cic. Cato mai. 64 (in vestro collegio) with J.
G. F. POWELL ad Joe.; contra (wrongly) MRR 3,170.
204
religion at Rome or which could
rubric
of
»Romanness«
in
a
be
categorized
under
the
socio-political
or cultural
sense. As I suggested above, this result is not
surprising.
For we are not dealing with a closed system characterized by
a linear process of one particular input, which for us could
determine the >meaning of Roman religion<. Rather, the religious
system at Rome was open in that its output was deter-
mined by different forms of input. It is important
that
to
note
the religious system itself, rather than a determinant
socio-political or cultural identity situated at an ideological level, regulated and processed the input. 92
This is not to deny the input which the religious system
received from an area which was generated by
communal
identification
with
individual
the Roman city-state. Rome's
military and political supremacy in the Mediterranean
from
or
world
the third century onwards and the roughly contemporary
formation of a conscious discourse about her
appear
to
be
parallel
cultural
past
processes. As mentioned above, the
emergence of Latin literature toward the end
of
the
third
and the beginning of the second century can be understood as
a
process
in
the
course of which a conscious attempt was
made to create a national cultural tradition. In what was
corollary
process,
Roman literature from Fabius Pictor on-
wards provided an ethnographic inquiry into the origins
different
a
and
meanings of Roman social and religious custom. To
the historian of Roman Republican religion,
of
a
92
See above, 2.7.4.
the
production
Roman cultural consciousness with regard to the reli-
205
gious system is mainly visible in these literary accounts of
the second and first centuries. 93
However, their epistemological status
as
a
source
of
direct evidence about Roman religion is compromised, once we
realize
that the logical organization and classification of
the religious data is constrained by the
ulterior
literary
sources 1
motive of creating a programme of cultural identi-
fication. It is therefore methodologically advisable to
sume
that
they
did not necessarily provide an undistorted
picture of religion in society as a whole. It is
place
that
as-
a
common-
in Roman society, as in many traditional socie-
ties (and in European society prior to the eighteenth century) , the literary reflection on religion
extremely
low
degree
was,
due
to
the
of literacy, an elite privilege, and
that its products were tailored to the cultural expectations
and needs of that very elite. 94 When describing the place of
elite literacy in Roman society,
the
between
of popular culture and the
the
»great
tradition*
received
»little tradition* of upper-class culture is a
ristic
useful
in
religious
94
be-
Roman society as a whole and the »little tradi-
tion* of elite thought about the cultural meaning
93
heu-
device. This distinction enables us to conceptualize
the relationship of the »great tradition* of
haviour
distinction
of
reli-
RAWSON 1991, 80-1 outlines the creation of a »new consciousness of the Roman religious tradition* among members of the political elite after the Second Punic War.
Cf. PHILLIPS 1986, 2690-1. Literacy: HARRIS
1989,
149-267, esp. 248-67.
206
gion as presented in the literary sources: this relationship
need by no means have been characterized by homology. 95
Moreover, the little tradition of elite discourse itself
created a multitude of different,
explanations
and
often
incompatible,
of Roman religion rather than one coherent and
meaningful system of elite culture. Its precarious status as
a literary cultural form implied that it
was
incapable
of
providing a cultural system that could have been constitutive for Roman society as a whole. Rather, its relation to the
great
tradition of societal religious behaviour must be de-
scribed in terms of the coexistence
autonomous
areas
of
cultural
of
differentiated
production.
and
Roman
culture
clearly
defined
itself was not a
monolithic
boundaries,
a fluid system of different realms of cul-
but
entity
with
tural activity, which escapes a substantivist definition
to
as
what its identity was. 96 And it is far from self-evident
that the Republican elites,
with
their
contempt
for
the
other strata of Roman society, would have had an interest in
consistently
imposing
their little tradition on society at
large. 97 In what I have described as a
which
communicative
abounded with different interpretations, »Roman reli-
gious culture« was not one stable entity,
was
95
96
97
field
constantly
under-determined.
In
and
its
meaning
that field, literary
Cf. LUHMANN 1980-89, 3,275,-with further literature, on
that distinction. Other genres of literary production
such as drama did become part of popular culture by
transcending the limits of literacy; cf. GRUEN 1990,
79-157; Id. 1992, 183-222; RAWSON 1991, 468-87.
BUHL 1987, 66-87 and SHENNAN 1994 provide useful theoretical discussions of the complex issue of »cultural
identity*.
Cf. PHILLIPS I99lb, 263.
207
assessments of a Roman religious identity could
not
become
determinative of religion as a whole.
3.2.1 Omnis populi Romani religio
As it is the little tradition that preserves the
linguistic
expressions of the elite's identification with its religious
culture,
the
following
discussion
with that realm. When outlining the
cult
at
Rome,
Aurelius
is primarily concerned
organization
of
civic
Cotta (the persona of Cicero's De
natura deorum) divides public religion into the provinces of
pontiffs, augurs and quindecimviri (adding the haruspices to
the latter) whose respective responsibility lies with sacra,
auspicia and advice on procuration of prodigies.
This
tri-
partite scheme is topical: according to Rome's literary tradition,
the proper functioning of these three areas guaran-
teed the flourishing of the city-state
since
time
immemo-
rial. They constituted omnis populi Romani religio:
sed cum de religione agitur, Ti. Coruncanium P. Scipionem P. Scaevolam pontifices maximos .. . sequor, habeoque
C. Laelium augur em eundemque sapientem quern potius audiam dicentem de religione in ilia oratione nobili quam
quemquam principem Stoicorum. Cumque omnis populi Romani
religio in sacra et in auspicia divisa sit, tertium
adiunctum sit si quid praedictionis causa ex portentis
et monstris Sibyllae interpreter haruspicesve rnonuerunt,
harum ego religionum nullam contemnendam putavi mihique
ita persuasi, Romulum Romulum auspiciis Numam sacris
constitutes fundamenta iecisse nostrae civitatis quae
numquam profeeto sine summa placatione deorum immortalium tanta esse potuisset. 9Q
98
Cic. ND 3,5. The tripartite scheme of pontiffs, augurs
and XWiri and their respective responsibilities is, for
instance, also employed in Cic. Har. Resp. 18; Leg.
2,20, 2,30; Varro RD frg. 4 Cardauns.
208
But how much influence did this little
on
the
tradition
exert
great tradition of religious behaviour at Rome? The
Ciceronian definition of omnis populi Romani religio follows
immediately after Gotta f s
reference
to
the
authority
of
eminent pontiffs and one augur as regards religio - a
three
strategy which allows Cotta to defend his
cism
in
philosophy."
The
Academic
scepti-
three pontiffs listed by Cotta
were all influential in the development of Roman ius civile.
Ti. Coruncanius (cos 280) was the first to lecture in public
on civil law and to issue memorabilia and responsa
sacred
and
civil
legal
both
matters under his own name rather
than on behalf of the pontifical college.
and
on
Like
Coruncanius
the second pontiff of Cotta's list, P. Cornelius Scipio
Nasica Corculum (cos 162 and 153, pont. max. from 150), Publius Mucius Scaevola (cos 133, pont.
legal
max.
from
130)
gave
responsa to the public. He was also the author of ten
books De iure civili. 100 In the passage cited, however, Cotta refers to their authority in pontifical law, not
civile;
elsewhere
Cicero
stressed
these two domains of legal science and
pontiffs
ought
to
ius
the incompatibility of
suggested
that
the
to be followed in matters of sacred but not
necessarily in those of civil law. 101
It is pontifical law which links these three pontiffs to
C. Laelius. Cotta explicitly alludes to Laelius'
collegiis
of
speech
De
145, which defeated C. Crassus 1 proposal that
99 See above, 2.8.1.
100 Cf. WIEACKER 1988, 531-51; 0. BEHRENDS, ZSS 107 (1990),
587-99. The historical Aurelius Cotta (cos 75), too, had
legal knowledge: Cic. De orat. 1,25, 3,31, Brut. 183,
201-4; Asconius 14 C.
101 Leg. 2,46-53.
209
all members of the priestly colleges (which I take to be the
pontiffs, augurs and decemviri) should
the
be
elected
through
comitia. 102 In that speech, Laelius appears to have de-
fended the status quo by
stressing
the
traditionalism
of
civic religion in Rome, and not only dealt with the election
of
priestly
colleges
but also discussed proper worship of
the gods as laid down by pontifical law, mos maiorum and the
regulations of Numa. 103
As noted before, the definition of the phrase omnis
puli
Romani
religio
po-
employs a tripartite structure, which
divides civic religion into
the
responsibilities
of
pon-
tiffs, augurs and XVviri. This structural principle of classifying
civic
religion at once points to a literary tradi-
tion of systematization as a possible source for
phrase
both
that
and its underlying tripartite structure of division.
Given Cotta's reference in De natura
deorum
to
pontifical
law, it is very plausible that it was legal prose which provided such systematization. 104 Furthermore, Cotta's referen102 Although no ancient source lists the colleges associated
with C. Crassus' proposal or the Lex Domitia of 104,
references to quattuor amplissima collegia do not predate the Augustan period: e.g. Augustus RG 9,1; cf.
ibid. 7,3. By way of contrast, Republican writers like
Cicero routinely employ a tripartite structure listing
the pontiffs, augurs and XVviri. I am therefore sceptical as to whether one should include the Vllviri epulones. Contra MOMMSEN 1887, 2,29 3 ; LATTE 1960, 395-6;
SCHEID 1985, 68; BEARD 1990, 44 69 .
103 Cic. ND 3,43: ... meliora me didicisse de colendis diis
immortalibus iure pontificio et more maiorum capedunculis his quas Numa nobis reliquit, de quibus in ilia au
reola oratiuncula dicit Laelius; RAWSON 1991, 82-5. The
speech was still read in Cicero's time: Rep. 6,2,2.
104 BEARD 1990, 44-5 and RAWSON 1991, 339-46 discuss the
issue of classification (the latter with regard to Latin
legal prose); both treat that issue as a phenomenon new
to the first century and therefore fail to link it to
the much earlier systematization of Roman law from the
third century. Cotta's deference to the authority of
210
ce
to the authority of the three pontifices maximi suggests
that he uses the phrase omnis populi Romani
was
defined
and
religio
as
it
employed in pontifical law. Moreover, the
extent to which Laelius's speech, which used the
tradition-
alism of the organization of civic religion, is used in Gotta 1 s
argumentation
in
the
third book of De natura deorum
lends some probability to the thesis that Cicero found
omnis
populi
Romani
both
religio and its underlying tripartite
structure in that speech.
This is not to deny that such systematization could
have
reflected
nor influenced the great tradition of reli-
gious behaviour at Rome. However, as a product of
tematic
not
classification
the
sys-
of the religious data through legal
texts, and through sacred law in
particular,
omnis
populi
Romani religio appears to us as part of the little tradition
of
elite discourse about the interrelation of the political
organization of Rome and its upper class religious functionaries. This position, which by implication postulates a centralized system of religious life at Rome, can be acceptable
only to those scholars who subscribe to the homology of
ligion
and
politics
in
Republican Rome. Above all, it is
noteworthy how rare this phrase is. In the
plicit
instance
in
re-
only
other
ex-
Republican or Early Imperial Latin li-
terature that I have been able to find, contra populi Romani
religionem et fidem, the phrase
is
significantly
altered,
Roman priests as regards religious matters, rather than
to the Stoic philosophers, in Cic. ND 3,5 conceals the
fact that the systematization of sacred law was indebted
to Hellenistic, and particularly Stoic, logic.
211
and
its meaning has become different. 105 There is therefore
little justification in treating omnis populi Roman! religio
as if it provided a
religion.
disinterested
>description<
Roman
The religious system at Rome was not a monolithic
entity, and omnis populi Romani religio, while
the
of
interests
of
the
representing
little tradition, may fall short of
adequately describing anything but those interests.
3.2.2 >Romanus ritus< and related concepts
This is not to say that a conscious feeling of cultural distinctiveness did not exist in the great tradition,
or
that
the great tradition's adaptation to cultural change in Roman
society
in the second and first centuries was unaccompanied
by a feeling of irritation about foreignness.
to
The
this feeling is a recurring theme of Roman comedy in the
second century: the derision of alienus mos is at
old
least
as
as the comic tradition at Rome. This comes close to the
little tradition's category of cultus
way
allusion
Romanus,
>the
Roman
of doing things<, which provided a normative account of
Roman, as distinguished from foreign, cultural behaviour. 106
However, the question here is whether the
tion's
assertion
of
little
trad-
a Roman cultural identity through the
105 Cic. Balb. 10, a tendentious >comparison< of traditional
Roman (i.e. pagan) religious custom with the religious
behaviour of the Jews. At Livy 42,47,7, a corrupt passage, there is no reason to read religionis ... Romanae
with J. Vahlen. On religio, see further below, 3.3.
106 Comedy: E.g. Plaut. Per. 212; Ter. Andr. 152. GRUEN
1990, 124-57 places such passages in the context of the
emergence of a Roman national literature in the second
century. Cultus Romanus as >Roman custom<: Pliny NH
28,18,6; Tac. Ann. 6,32,2; Suet. Div. lul. 24,2; Gell.
10,23,1 (all of imperial date).
212
category of cultus Romanus could consistently determine
re-
ligious activity. In other words, whereas religious activity
may
have
been accompanied by the assertion of a Roman cul-
tural identity in the little tradition, that mere
assertion
is not sufficient proof that religious activity was informed
by
such a criterion. As I suggested above, the search for a
link between religious activity and a Roman religious
tity
iden-
is misleading, since the Roman religious culture which
the little tradition tried to identify was not a
monolithic
entity with pre-defined boundaries. As a consequence, native
communication,
both
in
the little and the in great tradi-
tion, can provide only a relative approximation to the Roman
religious system. Scholars often rely on the
normative
as-
sertions of the little tradition in particular when attempting
to
determine
what the Romans' religious identity was,
but such reliance is unwarranted.
The problematic status of several
of
these
assertions
will be the subject of the following pages. Consider patrius
ritus.
Ritus is akin to mos or lex and denotes what is cus-
tomary in religious behaviour. 107 Under the
rius
pat
Republic,
ritus is used in a normative rather than in a descrip-
tive sense and seems to be limited to literature. In De
gibus,
Cicero
construed a religion which adhered to ances-
tral religious custom, the patrii ritus. Like Varro, he
lieved
le-
be-
that the best customs were those of the most distant
past. 108 Livy saw one reason for
the
decline
107 Cf. Livy 24,3,12 ritus mores legesque;
ritusque; DURAND & SCHEID 1994.
of
the
29,1,24
res
mores
108 Leg. 2,27: quoniam antiquitas proxime accedit ad deos.
Patrii ritus: ibid. 2,19, 22-3, 27, 40. On Varro, see
above, 2.4.
213
publica
in
the neglect of these traditional religious val-
ues. The contamination of ancestral religious custom by foreign rites is one of his hidden leitmotifs:
of
the
acceptance
alien! Titus, mores legesque was a phenomenon of the so-
cial and
political
insecurity
of
the
Second
Punic
War
(24,3,12), just as the Bacchanalian affair of 186 led to the
abandonment
of
patrii mores ritusque (39,16,10). 1 ° 9 We can
also trace this moralistic
discourses
that
as
in
the
politicized
were inextricably linked to the parameters
of elite communication. This
early
stereotype
stereotype
can
be
found
as
the second century, when Cato the Elder idealized
the mos maiorum of the past and criticized
the
decline
of
moral values among fellow-members of the political elite; 110
or
when
Plautine comedy, through its mock-heroic inversion
of this stereotype, parodied the idolization of the
veteres
as well as its underlying discourse about moral decline. 111
The Roman elite's emphasis on mos
maiorum
and
patrius
ritus forms a sharp contrast to the limited importance which
Athenian public oratory attached to the TionrpLOS VOUOQ. To be
sure,
appeals to the authority of one's ancestors were made
in the Athenian lawcourts, and the TtonrpLOi
vou-oi
could
be
109 Cf. Livy 1,20,6: ne quid divini iuris neglegendo patrios
ritus peregrinosque adsciscendo turbaretur;
1,31,3,
35,5; 5,52,9; 25,1,7; 29,1,24.
110 E.g. frg. 235 Malcovati 4 ap. Cic. Off. 3,104: maiores
nostri esse voluerunt; cf. frgs 18, 58, 144 Malcovati 4 .
For the Late Republican elite discoursing about moral
decline, see in general LIND 1979, esp. 48-56; HAMPL
1980.
111 E.g. Plaut. Trin. 1028-9 (put in the mouth of a slave);
W. S. ANDERSON 1979; SEGAL 1987, 70-98; GRUEN 1990,
141-4. Cf. GIZEWSKI 1989 on the juxtaposition of the
conflicting moral value systems of Cato the Elder on the
one hand and comedy on the other in second century Roman
society.
214
invoked
when legitimizing policies in the civic assemblies.
Yet, in Classical Athens socio-political authority was
tinely
reinforced
by
reference
to
the
Athenian &ffojLOC rather than by calling upon
of
past
authority of the
the
normativity
achievements of a collective or of individuals. 112
This principle precluded the
of
rou-
ancestors,
prominent
instrumentalization
which we find in Rome. There, the glorifica-
tion of the mos maiorum was but the corollary of a system of
elite competition in which the public display of
their
an-
cestors brought social and political power to members of the
aristocracy. 113 Since the individual aristocrat's use of his
ancestors made sense only if the authority of ancestral tradition
as
such
remained
accepted, elite discourse was in
constant need of re-creating the kind of
we
find
normativity
which
attributed to ancestral moral and religious custom
in the little tradition. However, while that
need
may
ex-
plain the elite's interest in emphasizing the normativity of
ancestral
religious
tradition,
it does not prove that the
little tradition's assertion of the authority of the patrius
ritus could determine the religious
outlook
of
the
great
tradition. If that had been the case, the little tradition's
complaints about moral and religious decline would have been
superfluous.
As regards Romanus and Graecus
ritus,
the
distinction
between great and little tradition for once does not seem to
matter.
For
it
is
performed Romano ritu,
commonplace that Roman sacrifices were
that
is
with
112 Cf. JOST 1936; OBER 1989, 181-2.
113 ROLOFF 1938; FLOWER 1996, 60-90.
one's
head
veiled,
215
the Graecus ritus entailed sacrificing capita aper-
whereas
to. 114 Sacrificial reliefs in Rome or Italy and, in the
perial
period,
im-
throughout the Empire show Republican magi-
strates or the emperor undertaking sacrifices capite velato.
These scenes arguably display a paradigmatic
haviour
religious
be-
as regarded Roman sacrifice in the civic domain. 115
Yet, this is not to say that one could classify Roman
reli-
simply according to the category of sacrificing Romano
gion
ritu, since there were a number of >Roman< deities, such
Honos
or
Saturnus,
to
as
whom sacrifice was explicitly made
with one's head unveiled. 116
On the other hand, sacrifices like the one described
the
Elder
Cato
by
or the sacrificial sequence in the acts of
the Arval Brothers followed a distinct grammar of prescribed
actions and linguistic utterances which allowed Dionysius of
Halicarnassus, writing in the Augustan period, to
a
detailed
undertake
comparison of the differences between Greek and
Roman sacrificial practices. 117 However, a descriptive
parison
is not the same as a normative account of Roman re-
ligion which employs Romanus ritus in an explicitly
rical
com-
catego-
sense. To Varro, the meaning of Romanus ritus was not
restricted to particular sacrificial or ritual practices. He
114 Romanus ritus: Varro LL 5,130; FREIER 1963. Cf. Cato
Orig. frg. 18 Chassignet: incincti ritu Sabino, id est
togae parte caput velati, preferred to the mss. variant
ritu Gabino by A. RUMPF, Kleiner Pauly 1 (1975), 1190-1.
115 By way of contrast, military commanders sacrificed capi
te aperto. I owe this information to Dr Valerie Huet who
is about to publish a collection of sacrificial reliefs
in Roman Italy. For a preliminary visual illustration,
see TURCAN 1988, 2, nos 66 and 68.
116 Cf. LATTE I960, 214 4 .
117 Dion. Hal. Ant. Rom. 7,72,15-8. Cf. Cato Agric. 134,
analysed by CANCIK 1994, 389-94; PHILLIPS 1997. See further above, 2.7.2.
216
wrote normative theology in the little tradition when
ing
the
link-
well-being of Rome to the performance of all reli-
gious ritual Romano ritu, as if an undiluted system of
Roman
religion
true
could be reconstructed from antiquarian re-
search. 11 8
The phrase sacra publics populi Romani is epigraphically
attested in Late Republican and Augustan Rome.
ence
to
the
With
refer-
duties of Vestals and Rex sacrorum, it is em-
ployed to circumscribe religion's civic organization in Rome
in the purely administrative context of Late Republican city
administration. 119 And two colleges of
the
accompaniment
for
religious
publica in the course of their
These
Roman
cult
musicians
rituals
public
to sacra
functionaries defined themselves through
city's
religious
as organized by the civic authorities rather
than through specifically Roman deities
technical
refer
self-representation.
the involvement in the maintenance of the
infrastructure
providing
meaning
underlies
or
rites. 120
This
the legal distinction between
the two distinct domains of the sacra publica of
the
Roman
People as a whole (as represented by the city's authorities)
118 RD frgs 49-50 Cardauns: nostro ritu sunt facienda civi
libentius quam Graeco castu. (50) Et religiones et castus id possunt, ut ex periculo eripiant nostro. For
nostro ritu, cf. Varro Log. Catus frg. 35 Mueller ap.
Nonius 494 L. Castus is often, albeit not exclusively,
used in conjunction with Greek cults: FUGIER 1963, 24ff.
119 Tabula Heracleensis (RS no. 24), line 62: sacrorum
publicorum p(opuli) R(omani) caussa-, cf. Livy 34,1,3.
120 OIL 6,2193 dis manibus collegio symphoniacorum qui
s(acris) p(ublicis) p (raesto) s(unt); ILLRP 185: ...
c[ollegiei] teib(icinum)
Rom(anorum)
qui
s(acris)
p(ublicis) p (raesto) s(unt). See further below, 4.1.2.
217
the sacra privata of families or individuals. 121 By way
and
of contrast, the phrase
terminology,
Romana
sacra,
introducing
ethnic
is used exclusively in the little tradition of
elite discourse to provide a normative account of the
gious
customs
of
the
populus Romanus as a whole. 122 This
evaluative use contrasts with that of
appear
reli-
Graeca
sacra,
which
to have signified one specific cult at Rome, that of
Ceres. 123 Later writers use sacra Romana in the same
alized
way
when
referring
to
a collective body of Roman
rites. Normally, a specification of what
these
rituals
is
not
gener-
is
>Roman<
about
offered. It is no doubt due to this
imprecision that sacra Romana, unlike the concrete and
evaluative
non-
phrase sacra populi Romani, is only infrequently
found in literature before the fourth century CE. 124
The evaluative meaning of Romana sacra
forms
in
Livy's
a stark contrast to the merely descriptive use of sa-
cra publica or sacra populi Romani in the epigraphic
or
in
work
the
record
distinction between civic and private cults. As
regards Romanus ritus, it is hard to assess to
what
extent
its conscious creation as a normative category in the little
tradition caused a revaluation of religious behaviour in the
121 E.g. Cic. Har. Resp. 14: sacra religionesque et privatas
et publicas; Leg. 2,20, 2,22; Livy 1,20,6, 5,52,4; Asconius 21 C; Dion. Hal. Ant. Rom. 2,65,1; WISSOWA 1912,
380-408; DUMEZIL 1970, 553-75; CANCIK 1994, 377-81; below, 4.1.1, 4.2.1 and 4.2.2.
122 Cf. Livy 1,31,3 (in opposition to the sacra Albana which
had been abandoned); 5,40,10; 5,50,3; 7,20,7 (all referring to the sacra housed in Caere, the sacrarium po
puli Romani, during the Gallic invasion). For once, Livy
is more specific when narrating the Sibylline Books'
prescription of human sacrifice after the defeat at Cannae: minime Romano sacro (22,57,6).
123 Cic. Leg. 2,21; Paulus 86 L.
124 E.g. Varro ap. Cell. 3,2,8; Pliny NH 28,39,5. For fourth
century instances, see below, 3.3.
218
tradition. A similar problem applies to Graecus ritus
great
and to peregrina sacra. Graecus ritus first appears in
the
Cato
Elder. It is normally assumed that the fragment concer-
ned belongs to the oration in which Cato, in his censorship,
justified the decision to deprive L. Veturius of
at
his
horse
the recognitio (which amounted to the latter f s expulsion
from the equestrian ordo). Apart from charging Veturius with
moral debauchery, Cato apparently
ligence
denounced
him
behaviour. 125
In
this
religious
irrespons-
rhetorical context, Cato must
have regarded Graecus ritus as an
integral
part
of
Roman
culture, rather than emphasizing any foreignness.
John Scheid has suggested that the concept of Graecus
was
a
ritus
secondary classification of the origins of some ele-
ments of Roman religion. According to Scheid, it was
ted
inven-
when Rome created her cultural consciousness at the be-
ginning of the second century.
»typically
Roman
Graecus
ritus
signified
a
way of honouring the gods«; it was an at-
tempt to explain with reference to Rome as an open city
its
neg-
in matters of family cult; he highlighted the sanc-
tity of religious ritual as a foil for Veturius 1
ible
for
why
religion was a synthesis of Roman, Hellenic and foreign
traditions. As Scheid has again reminded us, the category of
Graecus ritus was applied to some of those elements of religion that, in religious practice, were
consultation
hybrids:
the
Roman
of the >Greek< libri Sibyllini, the Roman cel-
125 orat. frg. 77 Malcovati 4 : Graeco ritu fiebantur Saturna
lia. Cf. frg. 72: quod tu, quod in te fuit, sacra stata
sollempnia capite sancta deseruisti. For further discussion of the latter fragment, see below, 4.1.4. For the
Saturnalia, see LATTE 1960, 254-5. Cf. RAWSON 1991,
80-101 who discusses what she sees as a renewed elite
interest in ancestral religion during the mid second
century.
219
ebration of the >Greek< lectisternia and supplicationes,
or
of the Ludi saeculares, whose programme juxtaposed Roman and
Greek religious elements. 126
The category of peregrina sacra displays a similar
tern.
In
pat-
the Augustan period, it was defined as comprising
those cults
quae aut evocatis dis in oppugnandis urbibus Romam sunt
coacta, aut quae ob quasdam religiones per pacem sunt
petita, ut ex Phrygia Matris magnae, ex Graecia Cereris,
<ex> Epidauro Aesculapi, quae coluntur eorum more a quibus sunt accepta.
The Mater magna had her Phrygian
clergy
brought
from
the
East, the cult personnel of Aesculapius on the Isola Tiberina
included
Greek
priests, and that of Ceres consisted of
Greek priestesses from Velia and Naples. Rituals
formed
in
Greek. 127
However,
were
made
by
the
cult
sacrifices
' PCDIKXLCDV
voy,ouc. 128
But
the
The
of Ceres was a recent addition to the deity's
ancient Roman cult (documented by the existence of a
Cereris).
to
urban praetor on behalf of the
state dvd Ttdv ETOQ and X<XT<X TOTJQ
>Greek<
per-
the Mater magna, the former
Cybele, received a Roman cult name; and
goddess
were
even
the
flamen
first priestess was granted Roman
citizenship, whereas later religious functionaries were
the
daughters of Roman citizens. 129 These instances of peregrina
sacra
do
not
document any particular foreignness, but de-
126 SCHEID 1998. I am grateful to the
to see this article prior to its
openness of the city of Rome, see
127 Mater magna: Dion. Hal. Ant. Rom.
and Ceres: Cic. Balb. 55; Dion.
Val. Max. 1,1,1; Pliny NH 35,154;
LE BONNIEC 1958, 379-400.
author for allowing me
publication. On the
above, 3.1.1.
2,19,4-5. Aesculapius
Hal. Ant. Rom. 6,17,2;
Festus 86 and 268 L;
128 Dion. Hal. Ant. Rom. 2,19,4-5, 52,19. See further above,
3.1.2.
129 ILLRP 61; JLS 3343; cf. Cic. Balb. 55.
220
monstrate that these cults were acknowledged hybrids characteristic of a synthetic religious culture.
Although I am in general agreement with Scheid, I
one
ought
to
think
date the cultural process through which such
conscious classifications were first introduced to the third
rather than to the second century, as he
does;
and
unlike
Scheid, I believe that the little tradition involved in that
process
was
redefining
the boundaries of religion at Rome
rather than simply affirming its openness. 130 Above all,
is
it
important to stress that when we encounter a phraseology
which provides us with
religion
it
categories
for
pigeonholing
Roman
is through the little tradition of elite writ-
ing. Unfortunately, it is hard to assess to what extent such
classifications in the little tradition determined the religious system at Rome. However, whereas to many
may
be
a
matter
scholars
of convenience to apply Graecus ritus or
Romanus ritus when categorizing the entirety of Roman
gion, 131
I
would
it
reli-
suggest that it is problematic to invest
these categories with more significance than they originally
had. They were artificial classifications of
the
religious
data in the little tradition, which could be superimposed to
provide
exegesis and theological speculation. This tendency
is most clearly expressed in the acts of
the
Augustan
and
the Severan Secular Games of 17 BCE and 204 CE respectively.
In
the
acts of the Augustan Ludi, carefully composed under
the auspices of the emperor and the XVviri ,
Roman
sacrifi-
130 See above, 3.1.1.
131 E.g. KIRSOPP LAKE 1937; GAGE 1960, passim;
LATTE
1960,
242-63;
DUMEZIL 1970, 567-70; GRUEN 1992, 228-9; CANCIK
1994, 351-2.
221
cial terminology (imnolare) is juxtaposed with the prescription to conduct the sacrifice of the victim Achivo ritu. The
Severan acts adopt this juxtaposition, but link Roman terminology
(immolatio)
to
a classification which is linguist-
ically over-determined (Graecus Achivus ritus).
represent
a
self-conscious
These
acts
theological re-creation of the
tradition of the Secular Games. 132
For instance, the X(V)viri were said
gious
to
perform
reli-
rites in accord with the Graecus Titus. 133 As regards
their function in the civic religious system, however,
description
is
misleading:
technically
speaking,
that
the
X(V)viri were in charge of the Sibylline Books and therefore
involved only in those cults and rituals that resulted
the
from
college's interpretation of the Sibylline verses. 134 In
the imperial period, the XVviri's supervision of the cult of
Mater magna in Italy and Rome is attested. Since many
other
cults were transferred to Rome from Magna Graecia which were
not supervised by that priestly college, it is unlikely that
quindecimviral
authority over cults resulted from the cate-
gory of Graecus ritus. Rather, the college's link
cult
with
the
of Mater magna resulted from the fact that the goddess
132 PIGHI 1965, 113-4, 90-1 and 155-6, iv, lines 4ff., cited
by SCHEID 1998. On the inventiveness of the >theology<
of these acts, see CANCIK 1996, 100-3, 109-10.
133 varro LL 7,88: et nos dicimus XVviros Graeco ritu sacra,
non Romano facere; Livy 1,7,3, 25,12,10-3; PIGHI 1965,
125.
134 Cf. Cic. Leg. 2,20 alterum [sc. genus publicorum sacerdotum] quod interpretetur fatidicorum et vatium ecfa
ta incognita quorum senatus populusque asciverit; DIELS
1890, passim; RADKE 1959, esp. 217-8; Id. 1980, 119-20.
222
had been brought to Rome after
consultation
of
libri
the
Sibyllini. 135
The religious rituals
which
the
X(V)viri
recommended
after consultation of these Greek books often employed Roman
rather
than
Greek
ritual
means of procuration. Moreover,
from the third century >Greek< supplicationes were
not
only
by
the
X(V)viri
proposed
after consulting the Sibylline
Books but also by the pontiffs or the haruspices. Yet, ultimately the Roman Senate was in charge of ordering
supplica-
tions to take place. 136 As one would expect from a synthetic
religion,
the
organized
system
of religious reality con-
stantly blurred the categorical distinctions that the little
tradition made. Therefore, Graecus ritus can
as
a
native
be
understood
exegetical category which explained religious
behaviour in Republican Rome. As a distinct descriptive
ca-
tegory of Roman religion, it is unhelpful.
3.3 Excursus: >Romana religio<
The function of the following excursus, which makes no claim
to comprehensiveness, is to suggest that the peculiar
tionship
of
the great and the little tradition in Late Re-
publican and, for that matter, Imperial Rome can
understood
rela-
when
be
better
it is compared with the period of conflict
between paganism and Christianity in
the
later
third
and
135 Cf. BENDLIN 1997, 52 for the imperial supervision of the
cult of Mater magna by the XVviri.
136 Ex decreto pontificum: Livy 27,4,15; 37,4; 39,22,4. Ex
haruspicum response: Livy 32,1,14; 41,13,3. Cf. LATTE
1960, 245-6; DUMEZIL 1970, 569.
223
fourth centuries CE. For it is toward the end of that period
that
direct and immediate influence of normative catego-
a
ries of Roman religion on the pagan great tradition
observed.
A
discussion
can
be
the phrase Romana religio will
of
help to demonstrate that point. That phrase has
often
been
thought to represent a Latin equivalent to the modern notion
of
>Roman religion<; as we have seen, that assumption rests
on spurious grounds. 137 Judging from the available evidence,
the exact phrase Romana religio does not occur prior to
very
the
end of the second century CE; and the qualification of
religio by the addition of
an
adjective
connoting
ethnic
affiliations is a new development. 138 This is one reason why
it
is
methodically
misleading to take religio Romana as a
descriptive denomination for the Roman religious
system. 139
It is first used by the Christian Tertullian in the allegedly
legal
phrase crimen laesae Romanae religionis, which is
built on and imitates the legal charge of crimen laesae maiestatis. Tertullian's legal phraseology insinuates that
Roman
authorities
the
charged Christians on a systematic basis
t
for their neglect of Roman religious cult activities:
137 See above, 1.1.
138 Contrast the various uses of religio in e.g. Cic. Rep.
1,23: perturbari exercitum nostrum religione et metu;
Livy 42,3,1-11: obstringere religione populum Romanum
(>religious scruples<). Religio, as cultus deorum, is
not limited to the Romans: e.g. Cic. ND 2, 8; Div. 1,93
and 96, whereas communis religio (Cic. Div. 2,28) is
once employed when justifying cult practice as politically expedient. For religio sepulcrorum and religio
privata denoting private cult at the tomb, see Cic. Leg.
2,55-8; below, 4.2.1.
139 E.g. KOEP 1962, 46: »In jener Zeit, da das Christentum
dem romischen Reich und damit der offiziellen religio
Romana begeget, sind religio ... und ritirs engstens miteinander verbunden, wenn nicht nahezu identisch: die
religio Romana auSert sich in ihren Riten, in ihren Zeremonien«; WLOSOK 1970. For further critique, see FEIL
1986, 77-82.
224
Omnis 1sta confessio illorum, qua se deos negant esse
quaque non alium deum respondent praeter unum, cui nos
mancipamur, satis idonea est ad depellendum crimen laesae maxime Romanae religionis. Si enim non sunt dei pro
certo f nee religio pro certo est; si religio non est,
quia nee dei, pro certo, nee nos pro certo rei sumus
laesae religionis. 140
If this claim were true, a strong case could be made
for
a
systematic Roman religious policy in the Roman Empire, which
inflicted
capital punishment on Christians for disobedience
to a clearly defined system of Roman religious activity. 141
The problem with such a claim is that there
legal
no
body of regulations to that effect, just as a compre-
hensive persecution of Christians did not
mid
existed
occur
until
the
third century. Prior to that period, the suppression of
Christians was motivated by
socio-political
which
the level of local communities.
occurred
mainly
at
considerations
Roman officials, when persecuting Christians,
would
merely
respond to local popular pressure, which was channelled into
short-lived pogroms and thus provided an outlet for communal
pagan
unrest. 142 Therefore, no supposed Roman religious po-
licy can be reconstructed on the basis of
mark.
His
Tertullian's
pseudo-legalistic phraseology must rather be ex-
plained by the striving for rhetorical effect. 143 What
scholars
re-
since
some
Mommsen have unwittingly accepted as an ex-
pression of legal authenticity, is a contextual
phrase
in-
140 Apol. 24,1.
141 Cf. MOMMSEN 1907, 394-416, at 395: »... eine strengere
[Auffassung der maiestas populi Romani ] ..., welche
auch die Verletzung der dii populi Romani auffasste als
Beleidigung der herrschenden Nation und die Anwendung
der Capitalstrafe also auch hier erforderte.«
142 Cf. STE CROIX 1974; MOLTHAGEN 1991, esp. 42-3, 73-5;
NIPPEL 1995, 107-8. Cf. PHILLIPS 1991b, 268-9, for the
absence of exact legislation that could have dealt with
any kind of »unsanctioned religious activity*.
143 Cf. RIVES 1995, 243-4.
225
vented in order to juxtapose the Romana religio and the vera
religio
veri del of the Christians, and to turn back on pa-
gans the charge of atheism by construing
crimen
the
dichotomy
of
laesae Romanae religionis and the verum crimen verae
irreligiositatis: in Rome, any god
could
be
worshipped
except the one true god. 144
Further on in the same chapter, Tertullian defines Roma
na religio as the worship of the deities of the city of Rome
(Apol. 24,8). Whereas other
Empire
peoples
throughout
the
Roman
were permitted to worship their own gods, that right
was denied to Christians, who were instead forced to worship
the gods of the Romans. 145 Above, Tertullian portrayed
as
the
exponent
of
Rome
paganism capable of incorporating any
national deity except the
Christian
god.
Now,
Tertullian
expanded that argument through the metaphor of ethnic affiliation:
the various pagan nationes throughout the Roman Em-
pire followed their ethnic beliefs and worshipped their
tive
gods.
Why then should the Christians not be permitted
to follow their belief and worship their god? This
comes
close
in
ethnic
the Christian apologists in general: ethnic
terms for pagans such as gentes or
prior
argument
to defining Christianity in terms of ethnicity
(Apol. 24,7-9). Moreover, it accords with the use of
phraseology
na-
nationes
were
employed
to the non-ethnic term paganus, and Christian authors
used the denomination Christiana gens for themselves. 146
144 Apol. 24,1-2; cf. ibid 24,10.
145 Apol. 24,9: sed nos soli arcemur a religionis proprietate. laedimus Romanos nee Romani habemur, quia non
Romanorum deum colimus.
146 E.g. Arnob. Adv. Nat. 1,1; FREDOUILLE 1986.
226
Tertullian's phrase Romana religio must be understood as
a conscious invention in the context of
the
definition
of
religious affiliations in terms of ethnic affiliations. Once
Christianity
had been defined in ethnic terms in opposition
to pagan national religions, an alleged Roman ethnicity
came
the prime target of the apologists. For in their tele-
ological scheme, it was Rome, the
worldly
empires
-
fifth
and
replaced
by
the
last
of
the
and its national religion - which while
resisting the Christians' missionary zeal
be
be-
would
ultimately
civitas del. 147 Yet, ethnicity, as we
have seen, is an unsuitable category for defining pagan
re-
ligious affiliations. The notion of Romana religio therefore
fails to provide a common ground that would have been shared
by Roman pagans and Christians in the second century.
The phrase Romana religio reappears in
of
Cyprian. 148
Summoned
before
the
martyr-acts
the proconsul Paternus at
recognos-
Carthage on 30 August 257, Cyprian was ordered to
cere
Romanas
colunt,
debere
caerimonias,
Romanas
for
qui non Romanam religionem
caerimonias
recognoscere.
When
Cyprian refused to comply, he was sent into exile. At a second
summoning in 258, Cyprian was again compelled to recog
noscere Romanas caerimonias; at his renewed refusal, he
sentenced
to death. 149 The evaluation of the phrase Romanas
caerimonias recognoscere
scholars.
was
has
proved
difficult
to
modern
It was Heberlein's thorough philological analysis
which established the phrase's exact meaning in the
147 Tert. Nat. 2,17,18-19; cf. Min. Pel. Oct.
Div. Inst. 7,15-7.
148 Acta Cypr. 1,1.
149 For the chronology of the events
veniently SCHWARTE 1989.
of
context
25,12;
257/58,
see
Lact.
con-
227
of
the
Latin literature of the third century. Recognoscere
Romanas caerimonias means »to perform Roman
ties^
Therefore,
not expected to
observances
activi-
according to the martyr-acts Cyprian was
observe
the
entire
system
of
religious
as it was practiced by Romans (Romana religio),
but merely forced to perform a ritual
proconsul.
ritual
Whereas
activity
before
the
religio entailed a more systematic con-
cept of cult practice, caerimonia
denoted
the
behavioural
element of ritual performance. 150
In the past, scholars have doubted whether
acts
the
martyr-
of Cyprian represent the authentic wording of the pro-
consular proceedings. Accepting the received view that Roman
religion ought to be defined as a ritualistic
religio,
ritus
or
caerimoniae
being
between
Roman
religion
with
homonyms, they have
taken issue with the idea that an official
tiation
affair,
Roman
differen-
(as which they translated
religio) and the mere performance of
cult
(caerimoniae
or
ritus) would have been possible. The same scholars have succumbed
to
the
view that the Roman state actively promoted
the acknowledgement of its religion by
the
inhabitants
of
the Empire and therefore could not issue a phrasing which in
effect
undermined
such an acknowledgement. 151 However, the
150 HEBERLEIN 1988. Incorrect translations still persist,
invalidating modern interpretations of the Christian
persecutions under Valerian. Cf. most recently RIVES
1995, 252: »to acknowledge Roman rites«. On the distinction between religio and caerimoniae, cf. ROLOFF 1953.
151 E.g. KOEP 1962, 51-2; M. SORDI, ANRN 2,23,1 (1979),
369-70. Agreeing that a differentiation between religio
and caerimoniae should not be attributed to the martyracts, SCHWARTE 1989, 123-7 tries to defend the text
against the charge of inauthenticity by following a
textual variant and reading qui Romanam religionem colunt.
228
performance of caerimoniae, rather than
religio,
is
exactly
what
Roman
the
observance
officials
expected from
Christians on a number of similar occasions. 152
the
of
As
far
as
of religio and caerimoniae is concerned, the
dichotomy
text of the martyr-acts is unproblematic.
This is not to say that the martyr-acts should
as
an
official
be
read
document of undisputable authenticity. For
despite their stylistic matter-of-factness and seeming
tual
accuracy, and despite the fact that the name acta pro-
consularia is sometimes attached to them, they very
represent
a
Christian
clearly
rather than an official Roman docu-
ment. Their style is informed by the
and
fac-
internal
organization
titulature of the church and coloured by a partisan de-
scription of the martyr Cyprian. Their
tone
suggests
that
they refer to the official questioning of Cyprian before the
proconsul,
but
rephrase the material to hand for homiletic
purposes and for a Christian audience, probably
of
Carthage
after
the
and
caerimonias
jRomanas
church
events of 257/58. 153 How does this
observation influence the evaluation of the
religio
the
phrases
recognoscere?
Romana
Heberlein
pointed out that the latter phrase, in the sense of »to perform caerimoniae«, is the earliest
linguistic
paradigm
functiones
extant
example
recognoscere. 154
earlier evidence may simply be lost, it
is
thus
152 E.g. Acta Scillit. 3; cf. WLOSOK 1970, 45-6.
of
the
Although
certainly
153 Cf. Acta Cypr. 1,2: Cyprianirs episcopus dixit; 2,(l),i:
Cyprianus sanctus martyr electus a deo; A. A. R. BASTIAENSEN (ed.), Atti e passioni del martiri 2 (1990), esp.
xxviii-xxxvi, 202-4, noting that other martyr-acts are
also very likely to have been Christian redactions of
the official proceedings, reshaping the text for the
purposes of a Christian audience.
154 HEBERLEIN 1988, 97.
229
worth pointing out that the phrases Romana religio and Romanae
caerimoniae are, to our knowledge, first used by Chris-
tians. Whereas Cicero could employ omnis populi Romani reli
gio in the little tradition, phrases such as Romana
religio
received prominent treatment from Christians like Tertullian
or the authors of the martyr-acts.
The Christian persecutions of 257/58 were
response
an
immediate
to the emperors' litterae which had been distribu-
ted to provincial governors. 155 There can be no
doubt
that
both Valerian's orations in the Roman Senate and the resulting
litterae
were
directed
specifically at the Christian
clergy. 156 However, they were most probably phrased so as to
demand the recognition of the pagan gods in general terms. A
sacrificial offering to any
god
would
do,
although
this
in some local instances entail a sacrifice pro salute
could
imperatoris or might involve worship of the
emperor. 157
At
a
parallel
hearing
genius
of
the
before the prefect of
Egypt, which resulted from the same libellae that led to the
summoning of Cyprian in Carthage, Dionysios, the
Alexandria,
was
told
Christian
god. 158
were
the
use-
As we have seen above, worshipping
the gods as such was not an unusual
deities
of
to worship the gods who preserve the
Empire and who were worthy of respect rather than
less
bishop
requirement.
As
these
not specified to the sacrificer, their choice
155 These letters originated from imperial orations to the
Roman Senate. They were orations rather than rescripta,
since the latter were not issued to the Roman Senate:
NORR 1981. Contra MILLAR 1992, 277, 569-71.
156 SCHWARTE 1989,
109-19.
157 Cf. MILLAR 1973.
158 Euseb. Hist. eccl. 7,11,7-9; cf. Rufin. Hist. eccl.
7,11,6-7. Cf. Acta Scillit. 3; Orig. Exhort. Mart. 7,1,
40, 17,32.
230
must have been dictated with a view to regional preferences,
the availability of specific gods in a
local
pantheon,
or
the pressure exerted by individual Roman officials. 159
This pagan background lends strong support to the thesis
that the phrasing of the acta Cypriani must be
It
inauthentic.
is therefore very likely that Romana religio and Romanae
caerimoniae were introduced by the
produced
the
martyr-acts
of
Christian
redactor
Cyprian. As has already been
observed in the case of Tertullian's use of Romana
the
who
religio,
phraseology of the Acta Cypriani construes the category
of Roman ethnicity with regard to
religion. 160
This
is
a
consciously Christian discourse, which defines its own religion
in
opposition to Rome and her religious system. It is
in this process of Christian self-definition that
writers
developed
Christian
concepts for >their< and for >our< reli-
gion - Romana religio or Romanae caerimoniae on the one hand
and religio nostra or religio Christiana on the other - well
before Constantine. Yet, I do not know of a case in which
pagan
a
would have used a phrase such as, let us say, religio
Isiaca with a similar meaning. 161
The contrast with a pagan
environment
whose
self-con-
sciousness was based on religious traditionalism exemplified
by obedience to the mos maiorum, rather than on ethnic definitions,
is worth emphasizing. For ethnic peculiarities ap-
159 Cf. SELINGER 1994, 77-140. See above, 2.7.2.
160 For further instances in the Acta Cypr., see 3,(1),4:
diis Romanis, 3, (2),4; 3,(l),5: Romana mente. Cf. the
Passio Crispinae of 304 CE, 1,4: sacra deorum Romanorum;
2,4: cole religionem Romanam; Lact. Div. Inst. 1,20:
religiones Romanorum.
161 Religio nostra: e.g. Min. Pel. 29,2. Religio Christiana:
e.g. Arnob. Adv. Nat. 1,3, 3,1.
231
pear to have been marginal, as long as innovations could
incorporated
into a traditional framework. Political, mili-
tary and social prosperity still rested, so it could be
gued,
be
ar-
on scrupulous observance of the religion of one's an-
cestors. 162 For instance, the Roman equites who made dedications to the combined dii patrii and dii Mauri
the
in
second half of the third century stressed the reconcil-
iation of their ancestral and of the
the
hospites
oppression
local
gods
following
of local revolts, rather than dichotomizing
between different ethnicities. 163 In the context of the synthetic religious systems of ancient paganism, ethnic
sity
diver-
could be overcome by conceptual assimilation. However,
although the Latin Christian apologists might wish to define
their religion through the issue of ethnicity, when
ing
Christianity
against the charge of disobedience to the
traditional deities, they
religio
vera
or
defend-
religio
employed
non-ethnic
terms
like
Dei, as well as their opposites,
religio(nes) deorum or falsa (e)
and
vana(e)
religio (nes) ,
rather more frequently. 164
This is not to deny the possibility
that
the
pre-Con-
stantinian Christian apologists stood for a little tradition
which
was
not
only
predominantly
Christian literary elite, but whose
representative
literature
was
of the
mainly
written for a Christian elite audience. 165 However, I am not
162 Cf. most recently STROBEL 1993, 324-40.
163 OIL 8,8435, 21486; FENTRESS 1978.
164 Religio vera: e.g. Min. Fel. 38,7; Tert. Apol. 24,2, 35.
Religio Dei: e.g. the Latin translation in Iren. Adv.
Haer. 1,16,3. Cf. FEIL 1986, 50-82, esp. 80-1.
165 Cf. MACMULLEN 1984, 20-1, 131 14 . CAMERON 1991, 22-3 allows for a wider dissemination of Christian literature
at least among upper-class pagans.
232
concerned
with
the interrelation of two little traditions,
Christian and pagan, in the first and second
Nor
do
I
wish
centuries
CE.
to determine the impact of Christianity on
pagan perceptions of their religion in the
great
tradition
during that period. Rather, I would tentatively suggest that
a trend can be established concerning the pagan great tradition's
response
to
Christianity
in
the third and fourth
centuries. In a third century inscription,
the
dating
be,
to
Christianity. 166
Other
known
phrase restitutor sacrorum refer to the
the
reference
may
as the first editor suggested, to Decius' victory
over his predecessor Philip, who was accused
tached
251,
Decius is celebrated as restitutor sacrorum et
emperor
libertatis by the res publica Cosanorum. The
well
to
defender
of
pagan
religious
of
being
at-
instances of the
emperor
Julian
as
tradition in the fourth
century. 167 Whereas in these instances it was unnecessary to
specify which sacra were meant - they were no doubt the traditional pagan ones -, the phrasing of an inscription
which
was set up between 361 and 363 in the province of Numidia is
noteworthy
for its explicitness. It praised the emperor Ju-
lian for the restoration of freedom and of
practices:
restitutori
libertatis
et
Romanarum
num. 168 I say >noteworthy< because this is a
which
illustrates
how
Roman
rare
religious
religioinstance
the phrase Romanae religiones, pre-
166 AE 1973,235. For Philipp's alleged philo-christianism,
cf. Euseb. Hist. eccl. 6,29,1.
167 Rec. de Constantine 27 (1892) 255 = ILS 8946, alluding
to Julian's oppression of Christian religion. Cf. AE
1907,191: recreator sacrorum et exstinctor superstitionis.
168 MEFRA 14 (1894), 77-8 no. 130. Both OIL 8,4326 and ILS
752 print Romanae religionis, but on epigraphic grounds
the plural is clearly preferable.
233
viously used by Christian writers, was adapted
by
a
pagan
great tradition in the fourth century.
I would suggest that this adaptation of Christian terminology must be seen as a pagan adjustment to
munication
about
societal
religion, which by the latter half of the
fourth century had not only been shaped by but was also
creasingly
dominated
by
in
religious
opposition to Christianity employed an ethnic
terminology which the Christian writers had
process
in-
Christians. 169 In this climate of
marked Christianization, pagans who defined their
behaviour
com-
provided.
This
may be described as the creation of a non-Christian
religious consciousness which did not simply imply the reassertion of traditional pagan values; rather, Romana
had
come
religio
very close to becoming a metaphor for pagan reli-
gious practices as such. Similarly, the evaluative re-use of
the phrase sacra Romana in fourth century
must
be
seen
pagan
literature
as the pagan recollection of a lost heritage
rather than as a faithful reproduction of the precise sacred
terminology of an earlier age. 170 Arguably,
both
the
time
when
the great and the little pagan traditions displayed an
distinct »Romanness«
with
regard
to
religious
behaviour
seems to have been the fourth century CE. Comparing the Late
Republic
and
the fourth century CE entails problems of me-
thodology. Yet, I believe that the
juxtaposition
of
these
169 The influence of upper-class Christians in society in
the early fourth century is often under-estimated. BARNES 1995 plausibly suggests that the Christian aristocracy occupied a majority of public positions in the
city of Rome as early as the 320s.
170 For sacra Romana, see SHA Hadr. 22,10; SHA Did. lirl.
7,10; Nonius 834 L; Serv. Aen. 2,116, 8,698. Cf. above,
3.2.2.
234
two periods is illustrative. The analysis in terms of longue
duree
shows how socio-political changes began to affect the
religious self-definition of the pagan
great
tradition
in
the fourth century. The peculiar parameters of these changes
by
implication
re-inforce the thesis that similar forms of
self-definition did not apply in the great tradition in Late
Republican or Early Imperial Rome.
3.4 Roman religion and Late Republican Italy
Returning to the second and first centuries BCE, during that
period the scope of what could be meant
>Roman
religion<
was
by
the
notion
increasingly widening. First of all,
>Roman religion< would denote the local religious system
the
city
of
Rome.
of
of
But should the phrase also be employed
when comprising the religious behaviour of Roman citizens in
Roman coloniae or viritim in Italy and abroad
following
as
well
as,
the Social War, the religions of the entire Ital-
ian peninsula and, since 49, of Transpadane Gaul? As pointed
out above, with such geographical and cultural heterogeneity
Roman citizenship proves an insufficient category
termining
cultural
and
religious
when
de-
behaviour. What further
aggravates the problem: even with reference to the
city
of
Rome the identity of Roman religion has been shown to defy a
categorical
classification. 171
After the foregoing discus-
sion it would be hard to maintain that Republican Roman
lonization
or
the
municipalization
co-
of Italy in the early
first century simply represented the imposition of a defined
171 see above, 2.1, 3.1 and 3.2.
235
system of Roman religion on the provincial or Italian landscape. Rather, the
Roman,
Italian
interaction
and
of
religious
structures
provincial -, which were by themselves
highly variable, will be the subject of the following pages.
3.4.7 Intervention and laissez-faire
In one form or the other, Roman intervention in the life
Italian
communities
is
copiously
of
attested. By the latter
half of the second century, public works such as road-building or
water-supplies,
documented
from
the
late
fourth
century, had transformed the geography of many parts of peninsular Italy. These public works were under the responsibility
of
Roman
magistrates,
normally the censors, and the
literary sources (usually historiography)
already
in
the
third
make
clear
that
century these magistrates undertook
road-building in agro peregrine. However, the legal basis on
which road-building was conducted
status
are
frustratingly
in
unclear;
areas
without
Roman
and even the extent to
which the creation of an Italian road-system might have followed a grand strategy of imposing Roman control on Italy is
hard to assess. Moreover, it is noteworthy that such
scale
public
works
are most frequently attested in Latium
and Campania but less so in other parts
period
under
consideration,
of
Italy.
In
the
from the early second century
onwards, the main Roman roads served the needs of
of
large-
the
city
Rome: supported by road-building on a much grander scale
than previously, they supplied the links between the
polis
and
metro-
its more immediate hinterland. In the second and
particularly in the first century, their most important eco-
236
of
nomic function was to facilitate the transport
Rome
to
ties
commodi-
order to satisfy the demands of the city
in
population. 1 7 2
magistra-
By way of contrast, the intervention of Roman
tes
in
public
building
outside Rome appears to have been
restricted to those communities with Roman legal status. For
Flaccus
in 170, the year of his censorship, was not limited
communities,
to Rome but extended to other Roman
the
construction
of
Potentia
Sinuessa.
and
vius' use of public
building
censorial
ities, but met with
when
money
involving
for Pisaurum and Fundi and
Capitolia
for
fortifications
as
road-building, water-supply as well
Yet,
Fulvius
Q.
by
instance, the building programme supervised
It is worth pointing out that Fulwhich
activity
criticism
for
earmarked
been
had
was welcomed by these communfrom
his
fellow-censor. 173
Fulvius interfered in an allied community by reat
Lacinia
moving the marble tiles from the temple of luno
Croton to embellish his temple of Fortuna Equestris at Rome,
the
senate
forced
him to return them and commanded an exhad
piatory sacrifice to the goddess. The censor
encroached
on
an allied city, but also violated the rights
of luno. By virtue of his command, Fulvius
populus
only
not
Romanus;
the
represented
therefore, expiating his sacrilegious ac-
tion became the responsibility of
the
Roman
People
as
a
whole. 174
172 Road-building: WISEMAN 1987, 144 (chronology), 152-3
(second century building activities). Distribution in
Italy: LOMAS 1997, 26-9. Economic function: MORLEY 1996,
esp. 173, 177-80.
173 Livy 41,27,11-3: cum magna gratia colonorum.
174 Livy 42,3,1-11: [Fulvium] ... obstringere religione
pulum Romanum; cf. Val. Max. 1,1,20.
po-
237
This is not to deny that Rome assumed the right
croach
upon
the
of
186
extended
the
legal
the Roman Senate's ruling concerning the worship-
pers of Bacchus to the Italian allies. The extent
diate
en-
juridical affairs of local communities in
Italy. The SC de Bacchanalibus of
force
to
and
direct
of
imme-
Roman intervention in the affairs of the
Italian communities has often been over-stated: for
whereas
of the Senate's provisions in Rome and in fora et
violators
conciliabula were instantly prosecuted, the distribution
of
the SC throughout Italy did not entail similar Roman juridical action in the allied communities. Italians who wished to
perform the rites were advised to seek the permission of the
Roman
Senate
through
the
urban
years, it seems, the Bacchanalian
instrumentalized
to
interfere
praetor.
affair
with
In the ensuing
was
occasionally
some frequency in the
juridical proceedings of the allies. For instance, quaestiones were conducted by Roman magistrates in Southern Italy in
184 and 181. 175 Yet, by the standards of the second
encroachment
of
century
this sort was exceptional rather than dis-
playing a consistent or systematic Roman strategy of
ference
with
Italian
affairs.
Furthermore, the extent to
which the Roman Senate's provision of 186 directly
the
juridical
affected
and religious life of the allied communities
is hard to quantify. Similarly, the extent
regulations
inter-
concerning
the
to
which
Roman
expulsion of undesirables from
Rome and Italy in the second and first
centuries
were
re-
175 ILLRP 511, 2-9: folderatei, Latini, socii; Livy 39,14,7:
non Romae modo sed per omina fora et conciliabula conquiri . .. edici praeterea in urbe Roma et per totam Italian edicta mitti. Cf. Livy 39,41,6-7; 40,19,9-10; GRUEN
1990, 36-45; below, 4.2.3.
238
garded
as technically binding in the Italian communities is
difficult to assess. Nor is quantification possible
gards
re-
the Roman Senate's religious regulations which occur-
red with increased frequency in the triumviral and
periods,
such
Augustan
as the stipulation to erect statues of Divus
lulius in Rome and Italy. 176 In
have
as
these
cases,
action
must
depended largely on the Italian elites' initiative. As
will be shown below, it is in the course of the first century that these elites would become increasingly more
willing
to comply with the centre's demands.
A change in Roman attitudes toward Italy is
perceivable
in the period following the enfranchisement of the peninsula
in
the
early
first
century. By the imperial period, ager
Italicus or solim Italicum had acquired
complementarity
in
status with ager Romanus. Both were distinguished from solum
provinciale
in pontifical law with regard to their superior
religious status (Gaius Inst. 2,3-9). I
Roman
believe
this
classification of Italian territory originated in the
final years of the Republic. Between 82 and
the
that
first
78,
Sulla
was
Roman to extend the pomerium at Rome. Only those
who increased the size of Roman territory were
entitled
to
do so; and Sulla met this requirement by moving the boundary
between
Italy
and Cisalpine Gaul. Referring to Sulla's ac-
tion, the younger Seneca reports a dispute as to whether the
addition of Italian or of provincial soil entitled
to
extending
the
pomerium
a
Roman
at Rome. Allegedly, it was mos
apud antiques which held that the extension of the
176 ILS 73, 73a; AE 1982,149; ALFOLDY 1991, 305.
pomerium
239
was
warranted only if ager Italicus had been added to Roman
territory.
Seneca's authority for this assertion is an antiquarian,
whom he had recently heard lecturing on that very topic. The
contemporary debate which Seneca represents
was
occasioned
by the extension of the pomeriim under Claudius in 49/50 CE.
Claudius, however, like lulius Caesar before him, added provincial
rather
than
Italian
soil
to
Roman
Therefore, when affirming the supposed legality
extension,
territory.
of
Seneca's antiquarian, without further specifica-
tion, implicitly denied the legality of Caesar's
and
to a Republican discussion of the modus operand! of
extend-
the pomerium: that discussion started when the need for
an exegesis first arose. The work De auspiciis by
rius
Clau-
Yet, Seneca's mos apud antiques is likely to go back
dius'.
ing
Sulla's
Messalla
Rufus
M.
Vale-
(cos 53, augur 82/1) was used in Gel-
lius* discussion of the Roman pomerium; and there are points
of contact between the arguments presented in Seneca and
Gellius.
It
is thus possible that Seneca's antiquarian re-
ferred back to a controversy to
contributed
in
in
the
which
Messalla
Rufus
had
aftermath of Caesar's extension of the
pomerium in 45/4. 177 It is noteworthy that
the
antiquarian
debate made the extension of the pomerium conditional on the
acquisition
of
ager
Italicus.
That debate must have been
177 Sen. Dial. 10,13,8: Sullam ultimum Romanorum protulisse
imperium, quod numquam provincial! sed Italico agro adquisito proferre moris apud antiquos
fuit;
Gell.
13,14,1-4; GRIFFIN 1962, 107-11. Caesar: Gell. 13,14,4;
Cass. Dio 43,50,1. Claudius: OIL 6,1231; Tac. Ann.
12,23,5. Nothing warrants the view of RAWSON 1985, 93
that Messalla, who survived into the Twenties, wrote his
work before the Civil War between Caesar and Pompey.
240
inspired by a new Roman consciousness as concerns the status
of Italian territory in the aftermath of the enfranchisement
of peninsular Italy: 178 ager Italicus could now be
as
belonging
to
the
regarded
populus Romanus, whose territory was
expanded by extending the size of Italy. By way of contrast,
both the antiquarian discussion and the testimony
referred
of
Gaius
to above confirm that with regard to the status of
provincial territory an uneasiness prevailed
at
Rome
long
into the imperial period.
Yet, the Roman revaluation of Italian territory
first
century
did
that
the
the
not entail that Roman and Italian reli-
gious practices had become identical. The Augustan
tion
in
sacra
formula-
of municipia ought to be observed in
accordance with local custom reflects Late Republican Roman,
rather than merely
religion;
Augustan,
attitudes
towards
municipal
as regards the involvement of the pontifical col-
lege at Rome, the past tense is used:
municipalia sacra vocantur quae ab initio habuerunt ante
civitatem Romanam accept am. Quae observare eos voluerunt
pontifices, et eo more facer e quo adsuessent antiquiYet, the preservation of local religious custom, as well
as
of local sacred law, implied that municipal religion differed from the religious system of the city of Rome, as was the
case
with
the
rules
concerning the inheritance of family
sacra in Arpinum observed by the Elder Cato, or burying
dead
the
within the physical boundaries of Italian towns, which
178 Cf. ROPKE 1990,
35.
179 Festus 146 L = Ateius Capito frg. suppl. 69 Strzelecki.
241
would be impossible at Rome. 180 The Roman acknowledgement of
municipal religion no doubt reflected the
compatibility
of
the respective religious cultures at Rome and in the Italian
munidpia. I shall return to the reasons for that compatibility
below. But it is also noteworthy that the relevant ca-
tegory on the basis of which religious behaviour was authorized is antiquitas. The mos maiorum was,
above,
an
as
we
have
seen
extremely flexible category which did not neces-
sarily entail the definition of a binding core of
religious
behaviour.
In the case of municipalia sacra, the Augustan
author's
specification concerning the involvement of the Roman pontifices
is
significant.
However,
pontifical college, through the
law,
de
facto
encroached
the
extent
application
to which the
of
pontifical
upon local Italian tradition is
hard to assess. It is routinely
held
that,
following
the
enfrachisement of the peninsula, pontifical law and pontifical
authority applied to Italy as a whole. 181 But given the
de iure preservation of local religious structures,
view
would
entail
a
such
clash between Roman and local sacred
law, which is difficult to prove. Furthermore, we simply
not
know
a
do
to what extent the pontifical college at Rome was
consulted during the Late Republic when the repair of
tombs
180 Cato Orig. frg. 2,31 Chassignet = 61 P: si quis mortuus
est Arpinatis, eius heredem sacra non secuntur. As the
discussion of the inheritance of family sacra at Rome in
Cic. Leg. 2,48-53 (referring to pontifical law) suggests, this local custom ought to be taken as belonging
to sacred law rather than to the law of persons. For the
survival of local religious custom, see conveniently
CRAWFORD 1996, 426-30.
181 For this thesis, based on a legalistic understanding of
the diffusion of Roman religion, see WISSOWA 1912, 408.
242
or the transferral of corpses, which fell under the province
of
pontifical
law, occurred in Italy. For the imperial pe-
riod, the consultation of the college on
mainly
attested
in
the
these
matters
city of Rome itself but rarely in
other Italian communities. Pliny, when writing to the
ror,
is
empe-
as the official head of the pontifical college, in or-
der to inquire about the applicability of pontifical law
provincial
tombs,
assumes that consultation on this matter
by the pontifical college is customary in the city
rather
than
in
to
Italy
of
Rome
as a whole. Trajan's reply suggests
that Pliny follow the established provincial modus operand!.
His practical reasoning - durum est
iniungere
necessitate™
provincialibus pontificum adeundorum - may also have applied
to
Italians. 182 The comparatively scarce evidence for Ital-
ian consultation of the Roman pontifices
under
the
Empire
may thus have been the result of individual or local initiative:
an
inscription which recorded local religious behav-
iour as approved by the pontifical college,
whose
official
head was the emperor, could be used to improve a community's
or
an individual's social standing in a local or an Italian
context. Yet, given the evidence it would be wrong to
that
such
imply
accumulation of >symbolic capital< occurred on a
regular basis in the first century BCE.
It is noteworthy that Ulpian, in
burial
of
the
a
discussion
of
the
dead and the transferral of corpses, recom-
mended that imperial legislation, that is the
imperial
re-
182 Ep. 10,68-9. Rome: e.g. ILS 1792, 7947, 8226-9, 8282,
8380, 8382-3, 8386, 8292; AE 1909,92, 1926,48. Italy:
ILS 8110 (Beneventum), 8381 (Tarracina), 8390 (Sabine
territory). Cf. MILLAR 1992, 359-61.
243
scripta, supersede municipal law. 183 It is likely that these
rescripta, responding to individual claims and queries, were
formulated
on
an
ad hoc basis. This is what seems to have
been the case with the regulation that sacred groves were in
the legal possession of the populus Romanus
by
as
represented
authorities of the capital rather than of a colonia
the
or municipium, even if these groves were situated within the
latter's boundaries. In Ulpian, this
particular
regulation
follows the imperial legati's responsibility for sacred places
in the provinces as laid down in the emperors' mandata;
and it is very likely that by issuing such a regulation
emperors
tried
the
to protect sacred land against the economic
interests of private possessores. 184 As regards Italian
re-
ligion, in 22 CE the Roman Senate established that all ceremonies/
temples and divine images in Italian towns were un-
der Roman jurisdiction and command. This comes very close to
the view that in (provincial!) solo dominium
populi
Romani
est vel Caesaris, held by plerique according to Gaius (Inst.
2,7).
Yet,
on
closer examination the Senate's stipulation
turns out to be another ad hoc regulation constructed in the
capital: since the equites Romani vowed a statue
of
the
on
behalf
well-being of Julia to Fortuna Equestris, and since
(to everyone's embarrassment)
no
temple
of
that
goddess
could be found at Rome, the jurists declared Italian sanctuaries
to
be under Roman jurisdiction, as a result of which
183 Ulpian Dig. 47,12,3,3-5.
184 Front. 48 Thulin (= 56 Lachmann): in Italia autem densitas possessorum multum improbe facit, et lucos sacros
occupant quorum solum indubitate p. R. est, etiam si in
finibus coloniarum aut municipiorum. Cf. MILLAR 1992,
314-5, for mandata. See further below, 4.1.1.
244
the statue could properly be
dedicated
in
the
temple
of
Fortuna Equestris at Antium. 185
By way of contrast, it is unlikely that
tionist
imperial
such
interven-
views concerning religion would have pre-
vailed in the Late Republic. The Tabula Alcantarensis, documenting the deditio of an unknown Spanish town to the
impe-
rator L. Caesius in 104, establishes the self-imposed limits
of
Roman
encroachment upon non-Roman communities; provided
that the populus senatusque Romanus authorized the
of
that
decision
Roman official, the community in question would be
free to live according to its customary laws and habits:
[L. Caesius] ... imperav[it ut omnes] captivos equos
equas quas cepisent [traderent. Haec] omnia dederunt.
Deinde eos ... [liberos] esse iussit. Agros et aedificia
leges cete[ra omnia] quae sua fuissent pridie quam se
dedid[issent quae turn] extarent eis redid!t dim? populus
[senatusque] Roomanus vellet.^ 86
In contrast to the imperial readiness to impose Roman
in
an
Italian
religious
context,
the scarcity of active
Roman encroachment upon provincial or Italian religion
ing
rules
dur-
the second and first centuries is remarkable. In parti-
cular, following the Social War Roman
displayed
a
Republican
officials
striking indifference to the regulation of the
185 Tac. Ann. 3,71,1: repertum est ... cunctas ... caerimonias Italicis in oppidis templaque et numinum effigies
iuris atque imperil Romani esse. Was Ateius Capito, human! divinique iuris sciens and a loyal servant of Tiberius, involved? Note his presence in Ann. 3,70,1-3. A
Roman temple to Fortuna Equestris had been dedicated by
Fulvius in 173 (Livy 42,10,5). It still existed in 92
BCE (Obseq. 53) and under Augustus (Vitr. 3,3,2). A dedication to Fortuna was an apt choice of indirect divinisation, for the iconographic representation of female
members of the imperial family resembled the divine iconography of goddesses like Fortuna: ZANKER 1987, 236-7.
186 For a text of this important inscription, see J. S. RICHARDSON, Hispaniae (Cambridge 1986), 199-201. Cf. CRAWFORD 1989, 97.
245
religious habits of what had become a
the
significant
part
of
populus Romanus. As will be shown in what follows, this
Roman indifference to religious matters
noteworthy
if
the
even
more
compared with the imposition of a Romanizing
municipal or colonial administrative
fected
becomes
juridical
and
structure,
administrative
which
af-
autonomy of the
Italian peninsula and of provincial communities
with
colo-
nial or Latin status.
3.4.2 Colon! ae and muni dpi a
The municipalization of Roman Italy in the first century was
achieved on the basis of an equilibrium between the new communities' relative autonomy and their adoption of Roman
ministrative
and
juridical
structures.
ad-
To judge from the
surviving fragments of the municipal charters of
the
first
century, a significant number of institutions, practices and
constitutional
elements
were
common to the municipia as a
whole. It is therefore likely that
established
a
Roman
model
charter
minimal expectations and thus imposed a minimal
administrative framework on these new Roman communities.
the
other
hand,
notwithstanding
the
temptation
construct an >ideal charter< from the fragmentary
such
a
charter
to
On
re-
evidence,
may not have existed in the first century.
For instance, the surviving parts of the Lex Tarentina, dating to the forties of the first century, relate
to
exclusively
the municipium of Tarentum, thus suggesting that the mu-
nicipal charters were solely relevant
communities,
to
their
respective
which adapted a Roman matrix law to their par-
246
ticular needs. 187 The notion of Romanization in this context
entailed the adoption of Roman administrative thinking. Yet,
this process of acculturation was not causally determined by
enfranchisement or by direct
documented
by
the
Roman
intervention.
This
is
Lex Osca tabulae Bantinae, a charter of
the Oscan community of Bantia, which presumably dates to the
Nineties (RS no. 13). This document was
but
written
in
Oscan,
used Latin script. Moreover, though composed before the
enfranchisement of the peninsula, this statute
ized<
in
was
>Roman-
character in that it employed a Roman administra-
tive nomenclature and Roman institutional practices.
Never-
theless, the statute outlined the organization of the administrative life of the Oscan community of Bantia.
The Lex Osca is a forerunner of the municipal
tions
of
the
period
after 90. While marking an important
step towards administrative unification, this
exemplifies
the
complex
that
there
statute
is
illustrative
To
be
of
the
was no straightforward connection between
(political) enfranchisement and (administrative)
ization.
also
process of Italian adaptation and
choice. Furthermore, the Lex Osca
fact
constitu-
municipal-
sure, the municipia were Roman communities
through the conferral of Roman citizenship and the municipal
law(s) of the 80s; the municipales were
Roman
citizens
by
affiliation to the census list and to a tribus at Rome. This
status remained unaffected by the individual municipal charter,
which
was non-political in so far as it was concerned
with the administrative demands of the communal life of
particular
municipium.
It
one
was individuals who constituted
187 Lex Tarentina: RS no. 15, lines 1, 7-8, 11, 18-20, 26-9,
43-4, passim.
247
the municipium. These no doubt used Roman matrix
laws
when
providing the respective municipia with their constitutions.
By
way of contrast, Roman authorization, while resting with
the popular assembly at Rome, must have been a pure formalicapital's
ty. This constitutional process again reveals the
relative indifference to its new citizens. 188
affect
How did these municipal charters
the newly enfranchised? Due to the charters' frag-
of
life
with caution, be augmented by a
more
is
answer.
to
difficult
information they contain may profitably, if
the
Therefore,
question
this
state,
mented
religious
the
comprehensive
closely
and
related
much
group of statutes from the imperial pe-
riod, the Flavian municipal laws of individual Spanish muni
cipia (LFlav) issued under Domitian. Arguably, this strategy
is not unproblematic: firstly, the
LFlav
imposes
Imperial
but does not necessarily reflect Late Republi-
regulations,
can conventions.
Secondly,
the
comprehensiveness
the
of
LFlav is due to the fact that the Roman imperial lawyers who
drew
up
the charters intended to provide the Spanish towns
with a Roman ideal of municipal
charter
that
life
than
rather
with
a
be implemented instantly or that would
could
truly represent the actual administrative structure of these
new municipia. 189 Nevertheless, it will
the
LFlav
preserves
become
well.
By
way
that
some rules and expectations which ap-
plied in the context of Late Republican city
as
clear
administration
of contrast, the colonial charter of the
Caesarian colonia of Urso in Baetica (LUrs), preserved in
188 See conveniently LINTOTT 1993, 132-45; BISPHAM
esp. 52-64, 256-63. Cf. CRAWFORD 1996, 421-4.
Cf. FEAR 1996, 131-69.
a
1994,
248
form
which
is
contemporary
with the LFlav, preserves the
Late Republican religious regulations
in
a
Roman
colony.
Like the municipal charters, it was >given< by an individual
founder
and formally passed in Rome. Yet, already the Roman
sources commented on the difference between a Roman
colonia
a municipium: the colonial constitution was supposed to
and
follow the capital's
administrative
organization,
whereas
municipales had the privilege to issue their own local statutes and use their particular legal systems. 190
The distinction between colonial dependence on the capital and municipal autonomy ought to be taken cum
ils.
The
grano
sa-
LUrs requires the scribae responsible for the fi-
nancial records of the colonia to take an oath »in a contio,
openly, before the light of day, on a market
day,
<facing>
the forum, by luppiter and the Dei Penates«. The phrasing of
this
provision
is
directly
adopted from Roman Republican
political life: there, as we have seen, magistrates
swear
obedience
to
had
to
Roman statutes by luppiter and the Dei
Penates. 191 When this Roman oath reappears in the LFlav,
it
is significantly enlarged:
... in contione per lovem et divom Augustum et divom
Claudium et divom Vespasianwn Augustum et divom Titum
Augustum et genium imperatoris Caesaris Domitiani Augu
st i deosque Penates. 192
The text of the LFlav represents a
Roman
municipal
vision
of
paradigmatic
life. In that context, the phrasing of the
190 E.g. Gell. 16,13,6-9: Municipes ergo sunt cives Romani
ex municipiis legibus suis et suo iure utentes . .. populi Romani istae colon!ae quasi effigies parvae Simulacraque esse quaedam videntur.
191 LUrs (RS no. 25) ch. 81, lines 17-9: in contione palam
luci nundinis in forum <verso> ius iurandum . .. per lo
vem deosque Penates. See above, 3.1.3.
192 LIrn ch. 26, IIIB, lines 40-3.
249
oath by luppiter, the Di Penates and various
perors
(including
the
Genius
of
divinized
Domitian)
formulates
straightforward imperial expectations concerning
tion
of
Roman
the
adop-
religious practices in those municipia that
were covered by this municipal statute. One can only
late
as
to
em-
specu-
how the capital's expectations would have been
realized in a remote town in Roman Spain. However, since the
LFlav establishes a framework of implicit imperial
tions
expecta-
put together in the Roman capital, and since the oath
by luppiter, the Di Penates, the living emperor and his
vinized
predecessors
was
presumably
used
di-
in the city of
Rome, the different phrasing of the LUrs is noteworthy. This
colonial statute, being republished around the time when the
LFlav was composed by Roman
Republican
version
lawyers,
apparently
of
the
of the oath, rather than complying with
imperial expectations. This instance suggests a
degree
uses
significant
colonial autonomy with respect to administrative
matters towards the end of the first century CE.
The Republican oath by luppiter and the Di Penates
as
was,
I suggested above, tailored to the religious infrastruc-
ture of the city of Rome. While oaths were no doubt employed
in the administrative life of the Italian municipia
ing
the
municipalization
of
the first century BCE, it is
unclear which deities were
invoked
Yet,
that
it
is
most
likely
in
these
choices
communities.
were, as in Rome,
constrained by the local pantheon to hand, just as
municipal
constitutions
were
the
new
geared to local needs. It is
possible that the new municipia would wish
phrasing
follow-
to
implement
a
which closely followed Roman usage; but unlike the
250
imperial authors of the LFlav, Republican Rome did not
gest
its Italian municipales a particular Roman oath by
to
luppiter and the
should
be
Penates,
incorporated
or
in
demand
that
these
charter
deities
the pantheons of these commun-
ities. To put it in a slightly different way,
the
founding
of a Roman colon!a in a new environment not surpri-
singly formulated matters of political and religious
istration
in
terms
which
closely
administrative
structure
admin-
resembled the capital,
whereas the constitution of a new municipium,
Roman
sug-
with
a
pre-
already in place, would be
inclined to use the model provided by Rome much more flexibly.
This distinction between coloniae and
municipia
became
operative with respect to the constitution of the local pantheon.
The LUrs prescribed the institution of the cults and
games in honour of the Capitoline triad and of
Venus
Gene-
trix. 193 The choice of the Capitoline triad is explicable by
the statute's desire to transfer a central religious element
from
Rome
to
the provincial periphery. Venus Genetrix, on
the other hand, was a deity whose Roman cult
voured
by
had
been
fa-
lulius Caesar, the founder and first patronus of
the colonia. 194 It is worth noting that the
colonial
adop-
tion of that goddess did not entail that her cult attained a
disproportionate importance in the new colony. For instance,
Venus Genetrix was not included in the scribes' oath. At the
same
time,
the LUrs specified the prerogative of the colo-
nial ordo decurionum to re-establish
193 LUrs (RS no. 25) chs 70-1.
194 WEINSTOCK 1971, 84-7.
the
calendar
of
the
251
colonia
whenever
new
Ilviri
entered office. The ordo was
thus able to revise the colonial choice of public dies festi
and sacra every year, even though in practice
class
the
decurial
was likely to endorse already existing regulations on
LUrs
a routine basis. 195 But it is worth stressing that the
imposed
only minimal religious obligations upon the new co-
lonists. As
foundation
regarded
the
pantheon
of
colonia,
the
its
charter entailed only very limited requirements;
the actual text implies that any further development was
at
the discretion of the local ordo decurionum.^ 96
By contrast, our knowledge is limited
immediate
concerns
Italian
municipia
of
the
first
It is clear that responses to the political Roman-
ization of the peninsula differed from community to
ity.
the
impact of enfranchisement and municipalization on
the pantheons in the new
century.
as
commun-
Moreover, the changes to the municipal religious land-
scape largely seem to have been self-regulated, depending on
the respective communities' traditions and resources as well
as on the eagerness of individual members of the local
eli-
tes to publicize overtly Romanizing strategies. A preliminary
pattern
can
be
reconstructed from the Late Republican
dedications that individual magistrates in the Italian muni
cipia made to a number of
dedications
different
deities. 197
Municipal
to luppiter optimus maximus at first sight seem
195 Ch. 64. This is the implication of quicumque
SCHEID 1992, 130 12 ; ROPKE 1995a, 535.
(line
9):
196 Cf. ch. 70, lines 8-9: ludi scaenici for the Capitoline
triad and yet unspecified del deaeque; ch. 72, 11. 32-4
quae sacra ... ei deo deaeue cuius ea aedes erit facta
fuerint.
197 For an updated corpus of the inscriptions by municipal
magistrates, including dedications to deities, see the
catalogue compiled by BISPHAM 1994.
252
to display the Romanization of the Italian landscape at
most
its
extreme. In Vitruvius' normative account of a paradig-
matic Roman town, the Capitoline
prominent
site
of
triad
occupies
the
most
the urban centre. To be sure, Capitolia
became an important feature of many Roman colon!ae as a visual means of asserting their Roman
environment.
The
reference
status
in
a
non-Roman
to the Capitoline triad in the
LUrs, mentioned above, can easily
be
supplemented
by
ar-
chaeological evidence concerning the construction or renovation
of colonial Capitolia in second and first century Ita-
ly. 198 Generally, if not invariably,
communities
acquiring
Capitolia
however,
in
the
the
Italian
second and first
centuries appear to have been Roman colon!ae rather than the
new municipia. Moreover, the extent to which the
to
a
deity
dedication
of the Capitoline triad by the magistrate of a
municipium is tantamount to the municipal acceptance of
Roman
the
concept and organization of the cult is impossible to
assess. 199 This is not to deny that municipal
seriously
choices
were
indebted to the example of Rome. For instance, at
Canusium, a community previously exposed to Hellenic culture
and language, individual magistrates chose to
tions
dedica-
to deities that must have been borrowed from Rome. 200
Dedications to Apollo and
which
make
was
Victoria
in
Marsian
territory,
previously not exposed to any Hellenizing influ-
198 Vitr. 1,7,1. Capitolia in
lic: TODD 1985, 56-62. At
of the Capitolium has not
199 luppiter optimus maximus:
CIL 1 2 ,3164 (Petelia).
(Bantia).
coloniae under the Late RepubUrso itself, the actual site
been identified.
e.g. OIL 10,1572 (Puteoli),
Minerva: Arch. Class. 1969, 15
200 Mars: CIL I 2 ,3182; Vesta: CIL I 2 ,3183; Vortumnus: CIL
I 2 ,3184; Concordia: CIL 10,5159. Hellenization: Hor.
Sat. 1,10,30.
253
degree
ences, also betrays a high
of
the
from
borrowing
Roman pantheon. 2 ° 1
This picture becomes more Italianized when
one
focuses
on dedications from a wider social range in the Italian context
of
rural pagi and vici. There, outside the direct im-
pact of the urbanized centres of central Italy, the
phic
epigra-
record points to a diminishing influence of Romanizing
strategies on the choices made by worshippers, who addressed
native, or rather >nativized< divinities from a
Italian
By
background. 202
traditional
way of contrast, the continuing
Primi-
prominence of Hercules Victor in Tibur or of Fortuna
genia in Praeneste betrays the local loyalty to deities with
a
long-standing tradition. The wide variety of choices made
in an Italian context - on the one hand the
the
Roman
from
borrowing
pantheon at Canusium or in Marsian territory and
on the other hand the worship of deities with a strong local
identity - shows that these choices were not dictated by
active
an
religious policy. Rather, they must have been
Roman
constrained by the degree to which religious infrastructures
were firmly established and by the Romanizing
local
elites.
These
choices
illustrate
adaptation of the Roman pantheon
supra-local
context
of
when
ambitions
of
the only partial
transferred
to
the
peninsular Italy, and document the
limits of the universalization of
>Roman
religion<.
While
201 Mars i : CRAWFORD 1981, 158. For similar processes of local acculturation, cf. e.g. OIL I 2 .3167: Minerva Victrix
in Tarentum; AE 1990,303: Victoria in Trea.
202 LETTA 1992, 117-24, who draws attention to dedications
made to luppiter, Hercules, Feronia (OIL 9,4321, 3602)
or Vacuna (OIL 9,4636, 4751-2; AE 1979,199). Cf. the
dedications to local divinities such as Mefitis in Potentia (OIL I 2 ,3163a) or Gemina in Gales (AE 1989,176).
254
provides a unifying category for the de-
citizenship
Roman
scription of first century Italy, >Roman religion< fails
do
so.
Rather,
to
local adaptation of the Roman pantheon en-
tails that the Roman gods and goddesses
themselves
altered
their identities, thus elucidating the process of the additive extension of an open system< outlined above. 203
One final example serves to illustrate that
of
transferral
of
complete
the Roman religious system to a colonial or
municipal context was not at issue. The LUrs
appointment
a
colonial
specifies
the
pontifices and augures as well as
their privileges: the exemption from
military
service
and
mirnera, the attribution of military campaigns and privileged
seating
arrangements at games and gladiatorial shows. These
priestly privileges were closely modelled on
respective
those
the
priests at Rome. 204 Pontiffs, augurs, as well as
flamines, are also attested in municipal contexts.
is
of
unlikely
that
municipal
Yet,
it
priestly offices of the first
century closely resembled the organization of priesthoods at
Rome. Rather, whereas Roman nomenclature was imposed on
cal
lo-
religious roles, the nature of these roles was probably
left unchanged. The fact
that
Roman
nomenclature
can
be
found in coloniae and municipia is not surprising, given the
character
and composition of colonial and municipal consti-
tutions. In the case of the latter, however, priesthoods and
religious administration existed prior to
municipalization.
203 See above, 2.7.2.
204 LUrs (RS no. 25) chs 66-8; SCHEID 1984, 258-9. It is
questionable whether the exemption of Roman priests from
military service dates back to a statute of the early
fourth century, as Plut. Camill. 41,7, Marcell. 3,4 and
App. BC 2,627 maintain; cf. FLACH 1994, 270-1.
255
As
seen,
have
we
the municipal administration in general
adapted Roman matrix laws to its particular local needs.
It
is therefore highly plausible that the organization of munipriesthoods as well rephrased the local status quo in
cipal
a new Roman format. Indirect
from
comes
of
thesis
this
the LUrs. For I would suggest that, whereas the
specifications concerning the
of
privileges
and
pontiffs
that colonial statute follow a Roman model, this
in
augurs
confirmation
the
Romanizing tendency does not entail that
functions
of
these priests would necessarily have resembled those of pontiffs and augurs at Rome.
To be sure, as far as the organization
was
and its coloniae
were
or
municipia.
provided
with
(like their counterparts at
the
funds:
cult
public
there are several similarities between Rome
concerned,
priests
of
a
Rome)
Colonial
magistrates
and
number of appari tores, who
were
paid
public
from
LUrs mentions a haruspex and a tibicen, respec-
tively responsible for divination and the musical accompaniment of sacrifices (ch. 62) . In Urso, these appari tores were
apparently free citizens of the colonia. In analogy
city
of
to
Rome, public slaves, including those who performed
the actual sacrifice, were also made available. 205 In
tion,
the
LUrs
prescribes
addi-
the appointment of magistri ad
fana templa delubra, who have a further
the
the
responsibility
for
organization of the circus games, of sacrifices and the
setting up of pulvinaria (LUrs ch. 128) .
particular
institution
does
However,
as
this
not directly resemble a Roman
205 Lirn chs 19-20. For appari tores at Rome, see the Lex
Cornelia (RS no. 14) col. I, lines 1-6 and the Tabula
Heracleensis (RS no. 24) lines 80-1.
256
organizational model, the status of these
magistri
is
not
entirely clear. For the overall administrative and financial
responsibility for the maintenance of temples in the city of
Rome,
in
Roman
colon! ae
and in municipia rested with the
aediles. 206 On the other hand, these magistri
to
are
unlikely
have been religious functionaries of lower social stand-
ing. The procedure outlined in the LUrs - magistris creandis
(ch. 128, line 19) - implies that the election of persons of
considerable social status was concerned.
suggests
comparison
with
The
nomenclature
the office of magister municipi,
involved in various civic and religious duties at a
munici-
pal level and drawing on members of the local upper classes;
or with the office of curator tempi! , which implied personal
and
financial liability for the upkeeping of shrines by in-
dividuals of high social status performing a munus . 2 ° 7
Another close non-Roman parallel is provided by the
gistri
fanorum
of
individual
deities in Republican Capua
before its transformation under Caesar in 59. As Martin Frederiksen has shown, these boards
of
magistri,
persons
of
social standing and sufficient wealth to pay a surma honora
ria
and contribute to public expenses from their own funds,
were responsible for the maintenance and
Capua
administration
of
and its territory. Supervised by the central pagus of
206 E.g. LIrn ch. 19. Cf. Cic. Fam. 13,11,1, discussing the
aedilician administration of sacra ... et sarta tecta
aedium sacrarum locorumque communium in the mimicipiinn
of Arpinum. There, the maintenance of temples, supervised by the local board of aediles, was financed from
the rents that the community received from property let
to tenants in Cisalpine Gaul. See further below, 4.1.
207 Magister municipi: PACI 1980. Curator tempi!: RIVES
1995, 36-7. For a curator tempi! of the temple of luppiter Dolichenus at Rome, see CIL 6,30758 = ILS 4316.
257
Capua, these boards of magistri,
freedmen,
financed
comprising
free-born
the building and repair of civic sacred
and secular buildings, either on their own or in
tion
with
their
colleagues.
necessitated
by
the
collabora-
It is worth noting that this
form of organizing the maintenance
was
and
of
Capua's
sanctuaries
exceptional lack of a decurional
class in the local community. 208 A
similar
rationale
must
for the introduction of magistri ad fana templa de-
account
lubra in the Roman colony of Urso. At Rome, members
aristocracy
were
expected
to
of
the
contribute to the building,
rebuilding, refurbishing and maintenance of the city's sanctuaries. The existence of such an ethos of
could
not
be
taken
elite
behaviour
for granted in a recently established
colonia, where a new colonial decurional elite still had
be
to
formed. In the absence of the deeply rooted aristocratic
euergetism which informed the political life of the capital,
the office of magister would therefore offer a means of promotion to the new colonists and at the same
time
guarantee
the emergence of individual munificence at a colonial level.
Moving on to another striking feature, it is illuminating to
see how the existence of magistri in colonial and municipial
constitutions
entails a functional differentiation of reli-
gion's administration in these communities. A similar juxtaposition of de iure aedilician authority and
diffusion
of
the
de
facto
administrative responsibilities characterized
the system of civic religion at Rome. 209
208 CIL 10,3918, 10,3924; 10,4620; FREDERIKSEN 1984,
and 286-7.
209 see further below, 4.1.2.
264-84
258
In contrast to the detailed
administrative
system
of
organizational,
and financial regulations provided, the LUrs
gives only minimal specifications concerning the actual
ligious
duties
re-
the two priestly colleges of pontifices
of
and augurs in the colonia of Urso: pontific(es) augures
cra
sa
publica ... facient (ch. 66). In the capital, the civic
system of
XVviri,
religious
Vllviri,
functionaries
fetiales
-
pontifices,
augurs,
and Vestal virgins (to name but
the most important functional groupings) - was characterized
by the specialization of ritual as well as other obligations
of religious administration. 210 The increase in
of
members
number
of these priestly colleges can be seen as a re-
sponse to the demands of representing civic
metropolis
the
that
outgrew
the
city-state. Turning to the LUrs,
confines
a
religion
of
the
noteworthy
in
a
nuclear
discrepancy
becomes evident between the degree of specialization at Rome
and
in the colonial statute. In particular, there is a dis-
proportionality regarding the sophisticated responsibilities
of the pontifical college at Rome as laid down by Roman sacred law and the obligation of sacra facere in
the
case
of
their colonial colleagues. As we have seen above, Pliny when
inquiring
into
the applicability of pontifical law to pro-
vincial communities sent his query to the head of the pontifical college at Rome. It was the capital
where
a
certain
210 Cf. WISSOWA 1912, 479-566. BEARD 1990, 19-43 and RUPKE
1996a, 252-5 stress the diffusion of religious authority
as a result of the division of responsibilties and the
lack of internal hierarchization; cf. above, 2.4.2. On
>specialization<, see ROPKE 1996a, 255: »[Specialization is a useful term ... it was only the membership
within the colleges that defined the religious function:
political position and social prestige ... did not suffice to establish the special religious and functional
competence*.
259
local
knowledge
about
matters
of sacred law existed, and
where pontifical law could be expected to apply. 211 By
trast,
con-
it is unclear whether the pontifical law of the city
of Rome would have applied in colonial or municipal communities, or whether Pliny would have been able
equally
to
receive
an
authoritative answer from the colonial or municipal
pontifices. This instance illustrates that despite the colonial and municipal willingness to adopt Roman administrative
models the religion of the city of
Rome
to
a
significant
extent remained a local religion, which did not easily >travel<.
Only
its
administrative
epitome was imposed on the
colonial charters or transferred to the municipal
tions.
211 Cf. above, 3.4.1.
constitu-
4
RELIGION
IN
LATE
AND
SOCIETY
REPUBLICAN
dvdpCDKOL
OLXiau
xevau
Ydp TlOU TtoXlQ
ou6e
aToat
ROME
eCJTiy,
ou6 3
dXX'
OUX
dyopat dv6pov
>Augustus< ap. Cass. Dio 56,5,3,
ing to >Nicias< ap. Thuc. 7,77,7
allud
The previous chapter illustrated the difficulty of adequate
ly outlining the system of beliefs, deities and
we
cults
that
unwittingly tend to see as a stable entity called >Roman
religion<. Whereas the result may seem largely negative,
it
suggests that progress cannot be made by applying tradition
al
models
of
socio-political
chapter will therefore revaluate
city
of
Rome's
religious
or
cultural identity. This
the
organization
of
the
system beyond these models. In
stead, it will suggest more complex parameters that
consti
tuted the differentiated local religion of Rome.
4.1 Organizing local religion at Rome
The ancient city-state was responsible for providing a reli
gious administrative infrastructure for
its
citizens,
re
garding the financing and maintenance of civic temples, fes
tivals,
rituals and sacrifices. At Rome, this civic respon
sibility was retrojected to the >foundation< of state
reli
261
gion by Numa; 1 and this civic obligation persisted until the
later
fourth
and early fifth centuries CE, when the Chris-
tianization of the agents of organized religion resulted
in
the demise of paganism in its civic form. 2
4.1.1 >Sacrum< and >publicum<
According to Roman sacred law, through its dedication a tem
ple (like any other object) became sacer and thus
the
pro
perty of the deity in question; it no longer belonged to the
populus
Romanus or to private individuals. 3 Yet, the provi
sion and maintenance of property
than
that
was
sacrum,
rather
being left to the divine realm itself, operated in the
framework of publicum as managed by the
Following
civic
authorities.
pontifical decision, a dedication in loco publico
which had not been authorized by the city-state was not
sa
crum; and tombs could not be placed in loco publico, as they
were religiosa, belonging to the realm of private religion. 4
The civic administration of public religion entailed that in
terms
of the Roman law of property sacrum and publicum were
closely related. As concerns building activities in the city
of Rome, the Tabula Heracleensis, presumably dating
1
2
3
4
to
45,
Livy 1,20,5: quibus hostiis f quibus diebus, ad quae templa sacra fierent, atque undo in eas sumptus pecunia
erogaretur. Cf. Fest. 284 L = Ateius Capito suppl. frg.
70 Strzelecki: publica sacra quae publico sumpto pro
populo fiunt.
METZLER 1981. See BARNES 1995 on the Christianization of
the Roman elite in the early 320s; and SALZMAN 1993 for
the Christianization of elites in response to imperial
pressure. CANCIK 1995 discusses the ensuing transforma
tion of paganism.
E.g. Trebatius Testa ap. Macrob. Sat. 3,3,2. Cf. Aelius
Gallus ap. Festus 348-50 L; Gaius Inst. 2,4-8.
Dedications: Cic. Don. 127-37; LINDERSKI 1986, 2249 407 ,
2272-9; TATUM 1993. Tombs: Cic. Leg. 2,58; cf. Paulus
Dig. 47,12,4.
262
specified
aedile's
the
responsibility
for repairing that
part of a road which ran beside aedis sacra seive aedificium
of
publicum seive locus publicus, whereas the repair
adjacent
to
private
activity
was left to those who owned
property
that property. Similarly,
parts
transport
building
to
relating
at sacred sites as well as to civic building would
be permitted by the city's authorities during those times of
the day when public
transport
was
from
banned
otherwise
Rome. 5
It is such juxtaposition of the
publicum
which
has
led
scholars to assume the conceptual
embeddedness of religion in the public realm.
these
scholars
and
sacrum
of
realms
To
be
sure,
are prepared to accept that in the Late Re
public Roman legal and administrative
conceptualized
texts
three kinds of domains, sacred, public, and private.
»But it is also clear that throughout the Republic the
domain of the sacred and the domain of the public were
very close to each other and that the essential boundary
did not lie between the divine and the human.« 6
As outlined above, the problem with such a
modern
view
is
that its understanding of the native Roman conceptualization
of
religion
depends on the definition of Roman religion as
an external and largely public affair. The now
dichotomy
of
disreputable
>sacred< and >secular< has thus been replaced
by the dichotomy of >public< and
>private<;
and
the
view
that the sacred domain belonged to the publicum is supposed5
6
RS 24, lines 29-31, 56-61. Note lines 62-5, whose phras
ing is echoed by Livy 34,1,3, outlining that the ban on
vehicles in the city of Rome did not apply to the Vestal
virgins and the Rex sacrorum, when acting sacrorum
publicorum p(opuli) R(omani) caussa, or to generals dur
ing their triumph.
CRAWFORD 1989, 94. For further documentation of this
view, see above, 2.4.2.
263
ly
reinforced
by the testimony of legal and administrative
texts or the interpretations of the elite administrators
of
religion, priests and magistrates. The danger of cir
Roman
cular thinking is apparent, since these Roman textual genres
address only the external aspect of religious behaviour, and
underly
therefore are a priori incapable of falsifying the
modern proposition concerning the external character of
ing
have
Roman religion. Below, I will demonstrate that we will
to
go
beyond these dichotomies, if we wish to reassess the
religious behaviour of the agents of
ever,
on
Roman
How
religion.
internal grounds alone the close interrelation of
not
sacrum and publicum as postulated in scholarship is
an
unproblematic proposition.
con
For the Roman administrative and legal texts could
ceptualize sacrum and publicum as different domains, if (and
if)
only
the distinction mattered. Still with the adminis
tration of property, financial funds that were
private
not
were divided into pecunia publica sacra religiosa. The muni
cipal
Lex
Tarentina, when dealing with the embezzlement of
these funds, treats them as
belonging
to
the
municipium,
without further discriminating the legal terms of ownership.
Yet,
the
Lex Tarentina seems to present an altogether sim
plified version of a Roman model, expedient as
municipal
administration
regards
but not a truthful conceptualiza
tion of the interrelation of sacrum and publicum. At
tum,
the
Rome,
Taren-
embezzlement of money was covered by civil law. A
fourfold fine applied, modelled on legislation on
at
the
peculatus
yet a local magistrate exacted the penalty, which
had to be paid to the municipiirni. By contrast, at Rome pecu-
264
latus, the misuse of public money, and sacrilegium, the mis
appropriation of sacred money or objects, were distinct
fences,
even
of
though both were part of public criminal law,
and although sacrilegium appears to have been subsumed under
peculatus. And whereas at Tarentum pecunia religiosa,
presumably
relating
money
to tombs and the cult of the Di Manes,
belonged to the same category as public and sacred money, it
was a res religiosa and thus private rather than public
ac
cording to Roman sacred law. At Rome, the pontifical college
had
the
right to fine persons desecrating graves, but this
particular offence could be prosecuted by
zen. 7
In
the
any
Roman
citi
absence of an organizational structure which
allowed for temple jurisdiction and policing, it was a prac
tical concern for the protection of the sacred domain
prevailed,
when Ulpian (Dig. 48,13,1), referring to the Lex
lulia de peculatu, suggested that in terms of
sacrilegium
which
criminal
law
was subsumed under the offence of peculatus. In
the case of loss, damage or embezzlement of temple property,
which was divini iuris, capital
punishment
could
thus
be
inflicted on temple personnel (Pliny NH 34,38) .
The Roman anxiety over preserving the
public
and
boundary
between
private domains is responsible for the frequent
juxtaposition of sacrum and publicum in legal or administra
tive contexts. At the very beginning of his De architecture,
7
Lex Tarentina (RS no. 15), lines 1-6, with the editors'
commentary. Rome:
[Cic.j Ad Her. 1,12,22 (peculatus);
Cic. Invent. 1,11, 2,55 (sacrilegium). For the nature of
pecunia religiosa, cf. the definition of religiosum in
Aelius Callus ap. Festus 348-50 L; Gaius Inst. 2,6, and
the discussion of GNOLI 1979, 71-132. Desecration of
graves: FIRA ch. 15; Ulpian Dig. 47,12,3; BEHRENDS 1978.
See further below, 4.2.
265
Vitruvius divided building activity into public and private,
and public buildings into fortifications, fana and sanctuar
ies, and civic buildings like baths, theatres
this was a contextual choice: what
Vitruvius,
To
(1,3,1).
porticos
and
public
mattered in this context was the distinction between
buildings, whereas the further sub-division of
private
and
of
books
first
the
public buildings mirrored the structure of
five
his work on architecture. Similarly, the distinc
tion between public and private was of fundamental importan
ce in relation to the status of land. A document such as the
Lex agraria of 111 or the Republican practice
illustrate
land
the
concern over private rights of
Roman
the
usufruct and property. In such contexts,
gether
of
sacrum
and
surveying
of
grouping
to
is of minor significance,
publicum
since their situational juxtaposition entails only an unsys
tematic conceptualization on the
these
texts.
part
of
the
authors
of
Rather, treating sacred land as if it consti
tuted a category similar to that of
ager
publicus
was
an
expedient protection of the sacrum against private misappro
priation. 8
However, the contextual relationship of sacred and civic
domains was redefined as soon as the internal administration
of the sacred domain became an issue. As regarded the polic
ing of temple regulations,
a
sanctuary's
maintenance
was
organized with a view to the involvement of the civic autho
rities. The Lex templi of the temple of luppiter at Furfo in
Sabine
8
territory,
laid down by the sanctuary's two dedica-
Lex agraria: RS no. 2. Cf. CIL I 2 ,402-3: censuere
sacrom aut poublicom ese with CRAWFORD 1989, 95.
aut
266
tors in 58, 9 placed the sale of the
tions
received
(venditio)
as
donations
(lines
dedica
well as the usufruct of any
resulting income (locatio) at the discretion
aedile
and
of
the
local
8-9). Furthermore, the prosecution of embez
zlement or theft of sacred property was under the control of
the aedile and the vicus Furfensis.
Since
they
fixed
the
resulting fine, penal money was presumably paid to the local
community (14-6) .
The adaptation of Roman
legal
and
sacred
terminology
suggests that this statute drew on the model of Roman sacred
and
pontifical law. If so, the boundary that the Lex Furfo-
nensis draws between sacred and civic
realms
copies
Roman
conceptions. For the statute's intention concerning venditio
and
locatio
was to enhance the temple's prosperity in that
any income resulting from the aedile's transactions
had
to
be spent on the temple itself. 10 This was achieved by a pro
cess
whose
complexity
underlines
the distinction between
sacrum and publicum. The sanctuary's property was a res sac
ra. Since the temple's prosperity demanded that this proper
ty was made available for the aedile's financial transaction
and usufruct, and since in that process the aedile had to be
protected against the charge of
sacrilegiim,
the
property
was transferred into a res profana:
(7-8) Sei quod ad earn aedem donum datum, donatum dedicatumque erit, utei liceat oeti, venum dare; ubi venum
datum erit, id profanum esto ... (11-2) Quae pequnia ad
eas re data erit, profana esto, quod dolo malo non erit
factum.
9
10
ILLRP 508 with DOLL 1972, 288-93.
Lines 10-1: Quae pequnia recepta erit, ea pequnia emere
conducere locare dare, quo id templum melius honestius
seit. For the economic importance of such temple proper
ty, see below, 4.1.2.
267
The validity, and the frequency, of the transfer of property
from the sacred domain to the domain of human usufruct,
im
plying their conceptual differentiation, is attested by Trebatius Testa's paraphrase of the meaning of profanum:
profanum .. . quod ex religioso vel sacro in hominum usum
proprietatemque conversum est ... proprie profanatum
quod ex sacro promiscuum humanis actibus commodatum
est 11
In a further step, however, the Lex Furfonensis
any
ruled
that
acquisition resulting from the aedile's transactions on
behalf of the temple of luppiter took the character of a res
sacra, thus moving back from the human domain to the
domain
of the sacred:
(12-4) Quod emptum erit aere aut argento ea pequnia,
quae pequnia ad id templum data erit, quod emptum erit,
eis rebus eadem lex esto quasei sei dedication sit.
Through these detailed specifications the temple of luppiter
protected its property, which had again become a res
against
misappropriation. Although the temple's rights were
safeguarded by the civic authorities, the Lex
theless
sacra,
managed
to
shield
sacra
never
the temple of luppiter against
civic encroachment. For its classification of temple proper
ty as a res sacra prevented the domain of the publicum
from
having unauthorized usufruct of the temple's resources.
The interaction of the two separable domains of publicum
and sacrum also informs the content of the
sacrae.
Consider
so-called
the inscription from Cignoli in Macerata,
datable to 6 CE:
M(arco) Lepido L(ucio) Arrunti(o)
co(n)s(ulibus) d(ecreto) d(ecurionum) posit(us)
Qui intra stercus
11
Leges
Ap. Macrob. Sat. 3,3,4. Cf. DOLL 1972, 284.
268
fuderit multae a(sses) IIII d(abit) 12
Prima facie, it is inviting to link the
tion
of
cleanliness
within
intended
preserva
the boundaries of this sacred
place to wide-ranging theological concerns about sacred pol
lution. At the same time, practical considerations
ing
general
hygienic
and administrative aspects must have
played an important role, since
and
financial
prevailed,
as
Leges
sanctuary's
functioning
such
practical
considera
this and parallel texts do not openly
address the theological issue of
these
a
income would have been compromised by pollu
tion and obstruction. Arguably,
tions
concern
sacred
purity. 13
Nor
do
sacrae deal with particular religious or theo
logical concerns such as the
exclusion
of
individuals
on
grounds of gender or ethnic origin. 14
As was the case with the
Italian
Leges
Lex
tempii
from
Furfo,
the
sacrae refer to the authority of magistrates
for protection and policing; and the local civic authorities
exacted the fine resulting
12
13
14
from
the
overstepping
of
the
PACI 1987, for text and commentary.
For parallel texts, see e.g. ILLRP 485: neiquis intra
terminos propius urbem ustrinam fecisse velit neive
stercus cadaver iniecisse velit. Stercus longe aufer ne
malum habeas; ibid. 504-8. Cf. NEMETH 1994, who argues
that practical, rather than religious considerations,
prevailed in the case of similar temple regulations in
the Hellenic world.
Contrast the Lex sacra on the fifth century Corcelle
altar, which appears to have limited access to the sanc
tuary by certain groups of women on religious grounds:
MOREAU 1988 who, at 319-20, gives further regulations,
thought to date back to the archaic period, concerning
the exclusion of certain categories of women - paelices,
virgins or remarried women - from specific cults of fe
male deities.
269
statutes'
prescriptions. 15 In the case of the sacred groves
addressed in ILLRP 504-7, the Leges sacrae propose a twofold
fine, consisting of an offering
form
of
of
expiation,
the
an ox to be sacrificed to luppiter, and a multa in
cash. The receiver of the multa must
community
taking
protecting
the
sacred
have
been
the
local
grove. The public domain
invariably employed such fines for civic and religious
com
munal activities alike. The LUrs ruled that fines exacted in
connection with the raising of vectigalia should be used for
the
colony's sacra (ch. 65). According to the municipal Lex
Tarentina, a magistrate could spend part of the fine result
ing from deceitful maintenance of public property on
building
public
and games (RS 15, lines 27, 32-8) . The Roman aedi-
les employed fines as a means of financing the
construction
and decoration of the city's temples. 16
However, it is noteworthy that the
twofold
specification
a
fine in these Leges sacrae positively established a
distinction between the sacrum and the publicum. If
fence
of
an
of
was committed within the boundaries of sacred groves,
a sacrifice to luppiter as the instance dealing with
offen
ces against the divine realm applied. But only if the offen
ce
was
15
Civic authority: e.g. PACI 1987, line 2: decreto decurionum; ILLRP 485, line 1: L. Sentius C. f. praetor de
sen(atus) sententia. Civic involvement: e.g. ILLRP 505,
lines 8-10 and 506, lines 11-2: dicator[ei] exactio
est[od]; ibid. 508, lines 14-5: aedilis multatio esto.
16
committed wittingly and with evil intent, it became
E.g. Pliny NH 33,19 (Concordia in 304); Livy 10,23,11-13
(games and golden paterae dedicated to "Ceres); 10,31,9
(Venus in 295); 10,33,9 (Victoria in 294); Pliny NH
18,286 (Flora in 241 or 238); Livy 24,16,19 (Libertas in
the 230s); 33,42,10 (Faunus in 194).
270
an issue of human law as well/
for
which
complementary
a
fine in cash was levied:
Sequis advorsum ead violasit, lovei bovid piaclum dato;
seiquis scies violasit dolo malo, et lovei bovid piaclum
dato et a(sses) CCC mo[ltai simtoj. 17
distinct
The twofold fine, addressing two
the
ceptualized
con
instances,
domains of sacrum and publicum as two dis
tinct entities, to which different
kinds
legal
of
under
standing applied. 18
The major Roman priesthoods had the usufruct of, as well
as owned, landed or urban property. In exceptional cases
of
crisis, this property could be appropriated by the
monetary
the
state. Unfortunately, it is unclear whether property or
value in cash was later restored to the priests.
equivalent
of
Roman civil law accounted for the possibility
bequeathing
testators
to priests and temple personnel. 19 By
legacies
contrast, only a few respected deities could be nominated as
whereas
it
is
not
(Ulpian
legacies
heirs or recipients of
infrequently
assumed
frg.
But
22,6).
that temples in
did
Italy, unlike the sanctuaries of Greece and Asia minor,
not
own
land, this was not universally true. The office of
vilicus Dianae, the bailiff of (the temple of) Diana Tifatina at Capua, or that of saltuarius Virtutis, attested
temple
18
19
a
of Virtus near modern Ferrara, suggest that at least
some temples
17
at
in
Roman
Italy
possessed
and
administered
ILLRP 506, col. 2,2-10 = ILLRP 505, col. 1,10-col. 2,7.
Cf. Tac. Ann. 1,73,4: deorum iniuriae dis curae; Cic.
Leg. 2,22: periurii poena divina exitium, humana dedeCUS, 2,43-4; WISSOWA 1912, 388.
Property: e.g. Sic. Flaccus 162 L; Festus 204 L. Appro
priation: Oros. 5,18,27; App. Mithr. 22,84, referring to
the years 91-88. Cf. BODEI GIGLIONI 1977, 33-45; ROPKE
1995b, 281-2. Legacies: Scaevola Dig. 33,1,20.
271
landed
property
of
their
own, which in legal terms would
have been sacred land belonging to the respective deity, but
whose estates were maintained as private land by an
organi
zational structure resembling Villae rusticae. 20
This observation raises a final question with respect to
the Roman conception of temple property.
Wars
of
During
the
Civil
the Late Republic and the triumviral period, Roman
generals not only pillaged private money, for which a number
of Roman and Italian sanctuaries served
but
also
used
the
as
depositories, 21
property of the temples of Roman Italy
itself as a means of financing their military campaigns.
the
In
self-representation of the Late Republican condottieri,
the appropriation of sacred money was portrayed
as
a
tem
porary borrowing of divine property, which would subsequent
ly
be
restored to its rightful owners. By contrast, Caesar
presented his opponents
negligent
as
sacrilegious
and
deliberately
of the boundary between the respective domains of
human and divine law:
Tota Italia dilectus habentur, arma imperantur, pecuniae
a municipiis exiguntur, e fanis tolluntur, omnia divina
humanaque iura permiscentur. 22
20
21
22
Vilicus: CIL 10,8217 = ILS 3523. Saltuarius: OIL 5,2383
= ILS 3524. Cf. BODEI GlGLIONI 1977, 41-2; CARLSEN 1994.
Sulla donated land to Diana Tifatina in gratitude for
his victory over the consul C. Norbanus in 83: Veil.
Pat. 2,25,4; DE FRANCISCIS 1966. Cf. Cic. ND 3,49 and
Livy 24,3,4-6 for landed property belonging to Greek
sanctuaries and to the temple of luno Lacinia at Croton
respectively.
BROMBERG 1939-40.
Caes. BCiv 1,6,8. Despoiling of temple property: e.g.
Pliny NH 33,16 and Diod. 38-9, frg. 14 (Marius and Sul
la); Suet. Icil. 54,3 (Caesar); Caes. BCiv 3,33,1; Cass.
Dio 48,12,4: xai xpTpaTa dnavTaxodev xai ex T&V ispcov
fiOpotaav; App. BCiv 5,24,97, 5,27,106 (Octavian and Marc
Antony). Rhetoric of restitutio: Caes. BCiv 2,21,3; Au
gustus RG 24; Suet. Aug. 18; Cass. Dio 51,16,3. For the
272
Furthermore, the restitutio named the deity as the owner
had
of the sacred property that
misappropriated.
distinction between the public domain, to which
sources
In
law of property/ these Roman generals made a
the
of
terms
been
re
sacred
had temporarily been transferred, and the domain of
the deity, to which these resources belonged. 23
Moving to a more
nomenclature
observation,
general
mirrored
official
Roman
conceptual distinction between
this
sacrum and publicum. The estate managed by the vilicus
nae
above
mentioned
bore
the
Dia-
name of p(raedia) D(ianae)
T(ifatinae) (OIL 10,3828): both the office and the land
do
cumented the ownership of the goddess. Similarly, the phrase
aedituus Dianae Plancianae (AE 1971,31) referred to the tem
ple
in terms of an office obliged to one particular
warden
deity, rather than suggesting that the office merely repres
ented a functionary appointed by the Roman state, whose
sponsibility
it
was
to
supervise public property. At the
same time, however, these offices, as well as the sphere
their
activity,
were
which
of
placed in the framework of civic au
thority. As a consequence, we find ourselves in a
in
re
situation
any attempt to define the relationship of the two
domains of sacrum and publicum through the received dichoto
mies of >sacred< and >secular< or of >public< and
is
a
>private<
priori compromised. 24 One way of avoiding the trap of
these dichotomies is to apprehend how this relationship ful-
23
24
religious propaganda of the generals of the first centu
ry in general, see JAL 1961; Id. 1962.
E.g. U. LAFFI, Athenaeum 49 (1971), 45: e(go) v(olo) vos
c(urare) ... utei Lusias ... resrtituat deo fa[num e]t in
eo inscribeatur Imp. Caesar Deivei f. Augustus re[stituit].
Cf. e.g. SCHEID 1984, 259.
273
fils the criteria of the interaction of >open
can
systems<.
We
fully assess the relationship of these two domains only
when applying a model that allows us to understand
entities
which
are
them
as
closely interrelated, yet which at the
same time preserve their internal autonomy marked by
bound
aries. 25 As we shall see, the conceptualization of the realm
of
religion
as an autonomous area characterized the organ
ization of religion at Rome.
4.1.2 The diffusion of religious administrative authority
*
The name aedilis was etymologically linked to aedes, and the
aedium sacrarum procuratio was only one of the numerous
pects
as
of the aedilician cura urbis under the Republic. Yet,
contrasting the minute administrative apparatus available to
the aediles and their vast administrative obligations in the
Late Republican capital, the practical efficiency
actions
of
their
must remain doubtful. 26 In order to meet the admin
istrative demands of the city of Rome, there existed a clear
territorial division of aedilician responsibilities
later
forties
the
of the first century. By contrast, Cicero in
70 seems to imply that his duties
ferentiated
in
as
future
aedile,
dif
into the domains of organizing the Ludi, of up-
keeping the sacrae aedes, and of administering secular busi
ness, covers the entire city. In this context, however,
cero
intends
to
magnify
the
office of aedile before the
Roman People, rather than detailing
25
26
Ci
the
functions
of
For the methodological framework, see above, 2.7.4.
one
Cf. ROBINSON 1992, 59-82; KUNKEL & WITTMANN 1995, 487-8;
NIPPEL 1995, 17. Etymology: Varro LL 5,81; Paulus Festus
12 L; Dion. Hal. Ant. Rom. 6,90,3.
274
particular
aedile.
Therefore, it is unwarranted to believe
on the basis of this passage only that the territorial divi
sion in the competence of aediles postdates the year 70. 27
The aediles' procuratio
sacrarum
aedium
involved
the
administrative organization of the restoration of civic tem
ples/
shrines
and
altars. This did not necessarily entail
the use of public money. The aedilician involvement
in
the
refurbishment of the mosaic floor in the temple of Asclepius
on
the Isola Tiberina in the early second century is an ex
ample of the interaction of two autonomous domains. For
aediles 1
contribution
was restricted to the locatio, which
was entirely paid for from donations and fees that the
ple
had
the
tem
received and administered as its own (sacred) pro
perty. 28
The aedilician procuratio extended,
it
seems,
to
the
regular annual supervision of the physical state of temples,
of
aeditui, and of the property of civic temples. The aedi-
tuus of Varro's De re
guests
rustica
is
unable
to
welcome
the
he had invited to celebrate the Feriae Sementivae in
the temple of Tellus because he has been summoned to see the
aedile. 29 In general, aeditui were subject to the directions
of Roman magistrates (Livy 30,17,6). At the same time,
27
28
29
how-
Cic. Verr. 2,5,36. Forties: Tabula Heracleensis (RS no.
24), lines 24-31. Cf. Varro RR 1,2,2: (aedilis) cuius
procuratio huius templi est. The dramatic date of RR
book 1 is 45-37 rather than 59-56, as is traditionally
assumed; see FLACH 1996, 7-15, 38-9.
CIL I 2 .800 = ILLRP 39: ... aed(iles) d(e) stipe Aesculapi faciundum locavere, eidem pr(aetores) probaverej
LATTE I960, 277. Cf. CIL 1 2 ,807; CIL 6,36807, for aedil
ician involvement; ILLRP 186 and 191, for stipes spent
on small-scale sacred building.
RR 1,2,2. Cf. the aediles' cura annua mentioned in
[Asconius] 251 St.
275
ever, the office of aedituus serves to illustrate the preca
rious
interaction of the domains of sacrum and publicum. As
we have seen, these aeditui documented their
the
obligation
to
temple and to the deity rather than to civic authority.
They commemorated the social fact that
head
they
stood
at
the
of a civic temple with a distinct legal status and so
cio-economic function, supported by its
own
administrative
apparatus and internal hierarchy. Men like Varro's aedituus,
who
was
freeborn
and
in a position to manumit slaves (RR
1,69,2), were no doubt eager to enhance their
social
posi
tion by seizing the administrative responsibilities that the
aediles
delegated.
This
process contributed to the decen
tralization and diffusion of civic authority in
matters
of
religious administration.
The providers of the basic means of daily
cult
routine
in the city constituted one particular group over which pub
lic
control
could
have been exerted in the final years of
the Late Republic. For the senatorial legislation de
giis
colle-
of the sixties and fifties also extended to those col
legia without whom the smooth running of the
would
sacra
publica
have been impossible. In the Augustan period, the re
strictive reorganization of collegiate life in Rome entailed
that a collegium symphoniacorum would resort to
in
public
that
its raison d'etre was its participation in
the city's sacra publica, and that this
contingent
advertising
raison
d'etre
was
upon the authority of the Senate and that of Au
gustus. 30 The prescriptive phrasing that shines through this
30
OIL 6,2193: dis manibus collegio symphoniacorum qui sacris publicis praesunt ... quibus senatus c(oire) c(onvocari) c(ogi) permisit e lege Julia ex auctoritate
276
act of collegiate self-representation reflects the
izing
control
over
central
collegia and suggests a regulative ap
proach towards the organization of civic religion
stan
Rome.
By
contrast,
in
Augu
Late Republican evidence for the
monitoring of these collegiate providers of cult services is
lacking - or seriously fragmented. 31 In any case, systematic
legislation concerning collegia did not exist prior
Caesarian
to
the
and Augustan Leges luliae de collegiis. The Impe
rial attitude towards collegia, which informs the respective
positions of the LFlav and of Trajan and
the
Pliny,
rested
on
principle that the public usefulness of a collegium had
to be proved to the civic authorities before its
knowledgement
could
legal
ac
take place. Without that civic permis
sion, a collegiate organization would incur the legal charge
of illegally assembling (coetus
situation
causa).
While
this
legal
presumably provoked the Augustan symphoniaci into
asserting their utility as the providers of services for the
realm of civic religion ludorum causa, and
affirm
the
centrality
of
caused
them
to
the domain of civic religion, a
comparable form of centralization does not seem to have been
achieved, nor indeed intended, by the Late Republican
Roman
Senate. 32
31
32
Aug(usti) ludorum causa. SC de collegiis of 64: Asconius
7 C. Leges luliae de collegiis: Suet. lul. 42,3; Joseph.
Ant. Iird. 14,215; Aug. 32,1. Cf. LINDERSKI 1995, 217-23.
On collegia, see further below, 4.2.3.
ILLRP 185, referring to a college teib(icinum) Rom(anorum)
qui s(acris) p(ublicis) p(raesto) s(unt) e[x
?s(enatus) c(onsulto)], could be a Republican example.
But the restoration is uncertain, and dating rests on
speculation.
LFlav ch. 74; Pliny Ep. 10,33-4. Cf. Gaius Dig. 3,4,1.
Since LUrs ch. 106: coetum conventum coniu[rationem ...,
dealing with illegal gatherings, is fragmentary, we can
not rule out the possibility that this chapter of the
277
re
The diffusion of civic administrative and financial
sponsibilities
also take the form of public spending
would
on the remuneration of private contractors, who provided for
those things quae ad sacra resque divinas opus
erunt
(LUrs
ch. 69). Civic sacred buildings subject to censorial locatio
would
be
let to private entrepreneurs by auction for a li
mainte
mited period of five years. The person aquiring the
nance
(tuitio) of a sacred building for a set amount of mo
ney, paid out of the public
undertake
obliged
himself
to
its upkeeping and repair. 33 The tuitio of private
entrepreneurs included the
objects,
treasury,
for
catered
regular
maintenance
of
sacred
painting the cult statue of luppiter
Capitolinus, organized the feeding of the
sacred
geese
on
the Capitoline hill, rendered the horses for the annual Ludi
circenses, or provided the trombonists who served to announ
ce the comitia centuriata. 34 In addition, private maintenan
ce
covered
the
nonregular refurbishment of sacred statues
that had been damaged. The inefficiency of this practice
illuminated
by
is
a famous incident from the years leading up
to Cicero's consulship. In 65, lightning struck the
Capito
line hill, liquefying bronze tablets inscribed with laws and
damaging
33
34
honorific
statues, a statue group of the she-wolf
Caesarian charter already included collegia. In general,
cf. BEHRENDS 1981, 174-8; below, 4.2.3.
E.g. Cic. Verr. 1,129-134; Festus 428, 254 L; Paulus
Festus 429 L; Tertull. Apol. 13,5; KUNKEL & WITTMANN
1995, 446-61. The sacred buildings on offer were dis
played in the tabulae censoriae: Cell. 2,10,1 (censoris
libri). The tabulae censoriae listing the private sacellirni that formed part of Clodius 1 house on the Palatine
(Cic. Har. resp. 30) presumably were censorial records
of private property; cf. LENAGHAN ad loc. .
Capitoline hill: Cic. Sext. Rose. 56; Pliny NH 10,51;
Plut. Quaest. Rom. 98. Ludi: Livy 24,18,10; Paulus Fe
stus 8 L. Trombonists: Varro LL 6,92.
278
with the twins as well as a luppiter on a column. After con
sultation with the haruspices, the consuls of that year
gotiated
the
respective
locationes. In the event, work on
the statue of luppiter could not commence prior to
presumably
to
the
ne
heavy
63,
due
demands which deterred potential
contractors, since as a result of the recommendation of
the
haruspices the locatio entailed replacement by a larger sta
tue and its subsequent relocation. 35
In effect, the Republican system
zation
transferred
of
religious
organi
public control over routine administra
tion to private individuals. The
>state<
entered
into
an
economic contract with an equal partner: this legal arrange
ment
limited
the control of the public domain. The absence
of systematic state control and its
corollary,
the
decen
tralization of religious authority, are striking features of
the
Roman
Republic, which the advocates of the civic reli
gion model do not suffiently take into account. Partly as
response
to
the inefficiency of the Republican system, and
partly with the intention of
created
the
a
office
increasing
control,
Augustus
of curatores aedium sacrarum et operum
locorumque publicorum. The Augustan
reorganization
of
the
maintenance of sacred and civic buildings meant that private
contractors
35
would
still be involved, but that civic super-
Cic. Div. 2,46; Obsequens 61; Cass. Dio 37,9,2, 34,3-4.
Cicero preferred to portray the ensuing delay of two
years as an act of divine providence, since the statue's
eventual replacement in December 63 coincided with his
exposure of the Catilinarian conspiracy: Cat. 3,20-21;
De consulatu suo frg. 10 FLP, 33-65.
279
vision, though nominally still a senatorial prerogative, and
financing became subject to the emperor's direct control. 36
It is commonplace that the
of
administrative
organization
the major religious festivals of the city of Rome relied
on public money. According to the Fasti
dating
rum,
to
the
Tiberian
Antiates
ministro-
period, between 380,000 and
760,000 HS of public money were spent on
the
Romani,
Ludi
the Ludi plebei and the Ludi Apollini respectively. However,
to
very considerable extent these public funds were sup
a
the
plemented by the magistrate organizing the games, since
actual
costs
could amount to up to 3,000,000 HS. 37 On such
pub
an occasion, popular sentiment expected the display of
lic
munificence
from the magistrate, who exploited the op
portunity for self-representation provided by the office and
festival. 38 On a smaller scale, the LUrs expected Ilviri and
aediles to spend no less than 2000 HS of their own money
Ludi
on
for the Capitoline triad and Venus as well as for gla
diatorial shows as summae honorariae, although public
funds
could be accessed for supplementing the expenses if the mon
ey
was spent on civic sacrifices (chs 70-1). The Lex Taren-
tina legally obliged municipal magistrates to spend on
lic
building
and
games, but accounted for the possibility
that a magistrate would wish to fulfil his
36
37
38
pub
summa
honoraria
Suet. Aug. 36-7; ECK 1992; KOLB 1993. Private contrac
tors: OIL 6,31338a; 15,7241. See e.g. OIL 6,8478, 9078;
10,529; 11,3860, for the combination of public and the
princep-s* private funds.
Fasti Antiates ministrorum: Inscr. It. 13,2,26 p. 208-9;
Cass. Dio 54,17,4; ROPKE 1995b, 274-6.
E.g. Cic. Har. Resp. 22-9, on Clodius organizing the
Ludi Megalenses as aedile in 56; WISEMAN 1974, 159-169;
Id. 1985a, 36. Aedilician munificence did not necessari
ly lead to political success: GRUEN 1992, 188-95.
280
by
using
half
of the money received from fines exacted on
illegitimate handling of public property. 39
position
of
Such
a
juxta
the public treasury's contribution and private
munificence, of civic funds and
individual
sumnae
honora-
riae, served to diffuse financial responsibilities.
In the city of Rome, it was
civic
munificence
that
the
began
emperor's
control
of
to undermine the Republican
system of decentralized financial and administrative author
ity in the organization of civic religion. The
of
temple
organization
building and repair illuminates this change. For
instance, throughout the Late
Republic
individual
aristo
crats could be expected to repair religious shrines built by
their
ancestors, an expectation still applying in the years
after Actium and either continued
or
revived
under
Tibe
rius. 40 Cicero in 55-54 was commissioned to rebuild the tem
ple
of
Tellus, whose magmentarium had been incorporated in
the adjacent house of Cicero's neighbours Clodius and Appius
Claudius. The refurbished shrine contained a
Cicero
statue
of
Q.
and, very likely, references to the consular himself
and his achievements. 41 Such practice continued in the
year
immediately after Actium. Munatius Plancus restored the tem
ple
of
Saturn
ex manib(iis), as the inscription, carrying
the restorer's name, reported (OIL 6,316 = ILS 41). The tem
ple of Apollo on the border of the Campus Martius,
39
40
41
restored
RS 15, lines 27 and 35-8. Cf. ILLRP 648 (Pompeii): ex ea
pequnia quod eos (sc. Ilviros) e lege in ludos aut in
monumento consumere oportuit; LOMAS 1997, 32-6.
E.g. Cic. Verr. 2,4,79-80; Cass. Dio 53,2,4; Tac. Ann.
3,72,1-2.
Cic. Quint. Fr. 3,1,14; cf. Har. Resp. 31: aedes Telluris est curationis meae with E. COURTNEY, CR (1960),
198-200.
281
by
C.
was hence known as that of Apollo Sosianus,
Sosius,
and the temple of Diana on the Aventine, restored by L. Cornificius after his triumph in 33, was subsequently
referred
to as that of Diana Cornificia. 42 By contrast, with the rise
of
autocracy
restoration
the
of
temples, just as public
building in the city of Rome in general, increasingly became
the prerogative of the princeps. When referring to
storation
of
eighty-two
Augustus 1 use of
Republican
senatus)
auctoritate
in
temples
city
the
his
of
formality
constitutional
re
Rome,
(ex
misrepresented the facts of realpoli-
tik: now the princeps could even afford to restore the Capitoline theatre and the theatre of Pompey sine ulla
inscrip-
tione mei. 43
4.1.3 Decentralizing financial responsibilities
It has often been assumed that under the Republic victorious
generals fulfilled their vows to the gods by
building
tem
ex manubiis on return from their military campaigns. 44
ples
view
The
that
construction
these
of
their
generals
themselves
financed
the
temples could be taken as entailing
that with respect to the particular category of Roman votive
shrines the Senate's influence
crude
form,
such
was
marginalized.
43
44
this
a view is untenable, since it underesti
mates the Roman Senate's participation in
42
In
the
construction
Apollo Sosianus: Pliny NH 13,53; 36,28. Diana Cornificia: Suet. Aug. 29,5; OIL 6,29844,2; OIL 6,4395 = ILS
1732; ECK 1984, 139-40.
Augustus JRG 19,1-2, 20,1, 20,4; Suet. Aug. 30; Cass. Dio
53,2,4; ECK 1984, esp. 139-142. The Republican pattern
of financial decentralization persisted in Italy and in
the provinces; cf. RIVES 1995, 28-39.
E.g. SHATZMAN 1975, 90-1, passim; PIETILA-CASTREN
26-7, passim.
1987,
282
of
temples
vowed
before or during military campaigns. The
Senate was not only responsible for the allocation of
to
the
new sanctuary, but also provided the administrative
framework relating to the foundation and dedication
temple
space
concerned. 45
Furthermore,
of
the
only very few Republican
temples are known to have been financed from
the
general's
manubiae, whereas a significant number of temples vowed by a
general were financed from public funds. In most cases, how
ever, the actual means of financing remain obscure. 46 At the
same
time,
the
generals possessed carte blanche as to the
use to which they would put their booty. In effect, part
the
manubial
money was spent on the decoration of the tem
ples vowed while on campaign. Rather than
pression
in
of
the
financing
finding
its
ex
of the sacred site itself, the
self-representation of a successful commander in the
temple
took the form of displaying spoils, of art objects or honor-
45
46
See ORLIN 1997, 139-87, drawing attention to the inter
nal delegation of senatorial responsibility to the re
spective committees of duumviri aedi locandae and duum
viri aedi dedicandae, subject to the Senate's authority.
Cf. the Senate's appointment of Illviri for the mainte
nance of temples, also operating under the Senate's su
pervision: Livy 24,47,15-6.
ORLIN 1997, 117-35, 199-202, drawing up a list whose
most prominent feature is the frequency of the entry
>not recorded<. The temples securely attested as having
been financed from manubial money are (1) Fors Fortuna,
financed by the consul Sp. Carvilius Maximus in 293
(Livy 10,46,14); (2) Mars Invictus, by D. lunius Brutus,
consul in 138 (Val. Max. 8,14,2); (3) Honos and Virtus,
by Marius de manubiis Cimbris et Teuton<ibus> (ILS 59).
ORLIN 1997, 130-1, 194 adds three further temples, name
ly (4) Fons ex Corsica (Cic. ND 3,52); (5) Felicitas ex
TOU 'Ipepixou TioXeuou (Cass. Dio 22, frg. 76,2);
(6)
Hercules Victor (OIL I 2 ,626 = ILLRP 122). Unfortunately,
the evidence for (4) and (5) is inconclusive, while (6),
the triumphal inscription, positively fails to mention
financing from manubial money.
283
ific
statues and paintings, including self-portraits, which
commemorated the exploits of their dedicators. 47
The Senate's financial and administrative
in
founding
temples
participation
vowed by individual generals could be
interpreted as the state's encroachment upon individual
ligious
re
choices and the subordination of personal interests
to a system of state religion. That view would be a
variant
of the modern model of civic religion, which perceives indi
vidual
religious activity in Rome as fundamentally embedded
in the civic domain. However, as we have seen, public admin
istrative and financial involvement as such did not a priori
constitute a case of civic encroachment. By contrast, it
is
noteworthy that the commanders' choices concerning the divi
ne
addressees
of
their
vows were unconstrained by inter
ference from the Senate. On the contrary, by erecting sacred
shrines for deities chosen by individuals the Senate promot
ed individual religious predilections to the status of
munally
supported
cults. 48 Moreover, the modern concept of
>the state<, which informs the notion of a unified
ial
body
com
senator
administering >state religion< against the inter
ests of individual aristocrats, is
problematic.
The
Roman
Senate must not be judged on the basis of a modernizing con
ceptualization
of organized state control over society, but
could only be as unified as the interests of its
members
individual
would permit. And whereas the civic model construes
a development from senatorial authority in religious matters
47
48
Cf. H0LSCHER 1978, 340-6, 344-5; WlSEMAN 1994, 99-100;
ORLIN 1997, 132, 135-9. For the generals' authority over
manubial money, see SHATZMAN 1972.
For the wide range of deities chosen
see PIETILA-CASTREN 1987.
by
the
generals,
284
to individualization and fragmentation, the evidence
able
avail
suggests that from the fourth century onwards the mem
bers of a competitive Roman political elite
with
were
concerned
their self-representation rather than with the uphold
ing of a consensus among the upper classes. 49
The
idea
of
senatorial unity, if such a unity existed, has to be located
in
an
even earlier period, where evaluation of the data is
based on speculation rather than on sound
historical
prin
ciples .
The temple of Hercules Musarum in circo Flaminio
eluci
dates the interplay of senatorial participation and individ
ual independence from senatorial authority. M. Fulvius Nobilior added a portico to an already existing temple of Hercu
les
and,
introducing a statuary group of the nine Muses of
Ambracia, rededicated the
Fulvius'
building
at
sanctuary
to
Hercules
Musarum.
the sanctuary seems to belong to the
period of his censorship (179-73), and was financed ex pecunia censoria. At the same time, Fulvius'
is
an
instance
to
turned
into
a
Museion
display permanently the booty seized by Fulvius
during and after his
49
activity
of the aristocratic self-aggrandizement of
the second century: the temple was
serving
building
siege
of
the
town
of
Ambracia
in
E.g. HOLSCHER 1978, 1980, 1982, for the artistic repres
entation of individuals from the fourth century onwards.
Cf. ILLRP 310; Cic. Cato mai. 61; Livy 8,8,17, 9,1,2;
Pliny NH 7,139-40; WlSEMAN 1985b, 3-4; MlLLAR 1989,
148-9, for the third century rhetoric of competition.
FLOWER 1996 discusses the use made of ancestors in this
process. On the »Selbstverstandnis und Selbstdarstellung
der Nobilitat«, see HOLKESKAMP 1987, 204-40, overrating
the political elite's homogeneity. See above, 3.1.4.
285
189-87. 50
in
addition,
Fulvius
had
Fasti painted on the
walls of the sanctuary, which not only included a tradition
al dedicatory inscription and a list of Roman
also
introduced
Ennian
but
a selection of the dies natales of temples
in the city of Rome compiled by the poet
these
consuls,
Fasti
Ennius.
No
doubt
had their chronological culmination in
Fulvius f s consulship and in his rededication of
the
temple
of Hercules Musarum: the wall-painting in the sanctuary must
be seen as a display of individual ambition in the framework
of the politicized culture of the second century. 51 Fulvius 1
temple
of
Hercules
Musarum illustrates the form which the
interplay of public authority
could
take.
and
individual
The generals' priorities lay with self-repres
entation through temple decoration and not with
nancing,
independence
because
temple
the financial and administrative involve
ment of a fragmented Senate provided a welcome framework
support,
fi
of
rather than impinged upon, individual aristocratic
interests.
The notion held by some scholars that individual
magis
trates mediated between gods and men as proxies of the Roman
state is also problematic. Through the holding of auspicium,
magistrates
50
51
and
generals
took the auspices as representa-
RUPKE 1995a, 332-41. Temple: Eumen. Paneg. 9,7,3; Serv.
auct. Aen. 1,8. Booty: Livy 39,5,14; Pliny NH 35,66.
Games: Livy 39,22,1-2; GRUEN 1992, 195-6.
Macrob. Sat. 1,12,6; RUPKE 1995a, 341-68. Invention of
consular Fasti: RUPKE 1995c, 199-202. For Ennius as the
likely author of Fulvius' Fasti, see SKUTSCH on Enn.
Ann., pp. 144-6, 313-4. Ennius and Fulvius: Enn. Ann.
268-86 Skutsch; L. Aelius Stilo fr. 51 Funaioli ap.
Gell. 12,4,5; Cic. Tusc. 1,3. Ennius' Fasti became a
source of lunius Gracchanus' commentary De Fastis: frgs
1-2 Funaioli ap. Varro LL 6,33-4; cf. Macrob. Sat.
1,12,6. On the genre of Libri fastorum, commentaries
about Fasti<, see ROPKE 1994, 125-31.
286
tives of the People and the Senate. Nevertheless, we
not
be
thinking
should
in terms of an abstract category of reli
gious charisma: auspicium showed in the magistrate's or
general's
the
taking of individual auspicia publica-, and polit
ical or military success, linked to scrupulous
ritual
per
formance, enhanced the political authority of the respective
magistrate
or
general. The laudatio funebris for L. Caeci-
lius Metellus or the votive inscription of L. Mummius stress
this relationship between religious obligation and
individ
ual authority: auspicio suo maximas res geri, duct(u) auspicio imperioque eius. 52 Whereas the Roman Senate accepted the
financial and administrative responsibility for constructing
votive
temples,
the actual dedicatio was generally, if not
invariably, performed by the
relatives.
And
respective
commander
or
his
it seems that this special relationship be
tween the family of the person that had undertaken
the
vow
that
the
and the deity addressed played a decisive role.
Moreover, it was the individual's achievement
votive
inscription
over
the
temple doors publicized. For
example, M. Aemilius Lepidus, Fulvius' colleague
in
179,
as
censor
dedicated the temple of the Lares marini in campo,
vowed by L. Aemilius Regillus eleven years earlier
and
ap
parently financed from public money. Nevertheless, the voti
ve inscription supra valvas templi publicized Regillus' mil
itary
52
53
achievements. 53
Apparently,
the
association
of
a
Pliny NH 7,139-40, discussed above,
3.1.4; ILLRP 122.
Cf. RCPKE 1990, 44-5; KUNKEL & WlTTMANN 1995, 28-37.
Livy 40,52,4-7: a copy was placed in aede lovis in Capitolio supra valvas. Cf. OIL I 2 ,626 = ILLRP 122, the vo
tive inscription of the temple of Hercules Victor near
the Tiber bank, dedicated by L. Mummius in c. 142. That
text does not corroborate the view that Mummius erected
287
temple foundation with the self-representation of a particu
lar individual preceded the
invalidates
Late
Republic.
Such
evidence
the view that this association of votive temple
and individual was a sign of the erosion of state
authority
in the wake of increasing individualization. 54 Instead, from
the
early
second century onwards these sacred shrines were
linked to individuals, rather
state,
thus
than
to
an
abstract
seemingly disregarding financial responsibili
ties. For instance, the temple of Hercules in
vowed
and
Roman
Foro
Boario,
dedicated by P. Cornelius Scipio Aemilianus, was
known as the aedes Aemiliana. 55 Whereas that temple was pre
sumably constructed from public money, the temple
and
Virtus,
its
Honos
referred to as the aedes Mariana, was financed
ex manubiis by the homo novus Marius. 56 That
has
of
latter
temple
own revealing history: Marius' choice of Honos and
Virtus clearly imitated the undertaking of M. Claudius
Mar-
cellus (cos 222, 215, 214, 210, 208), who restored Q. Fabius
Cunctator's temple to Honos and added the cult of Virtus. In
Marcellus'
new dual temple exactly the same pair of deities
as in Marius' aedes was worshipped. The earlier
temple
was
duly dedicated by Marcellus' son, the consul of 196, outside
the
Porta
Capena
in 205. The tomb of the elder Marcellus,
situated ad Honoris et Virtutis, provided a visual link
tween
54
55
56
the
be
two deities in question and that particular ari-
the temple from manubial money, as e.g. ZIOLKOWSKI 1988,
309 or ORLIN 1997, 193-4 assume. But the temple could
have been a private aedicula: LATTE 1960, 219-20;
PIETRILA-CASTREN 1987, 143.
For this view, see e.g. ORLIN 1997, 192-8.
PIETILA-CASTREN 1987, 134-8; ZIOLKOWSKI 1988, 311-4.
JLS 59; Cic. Sest. 116; Plane.
78; Div.
1,59; Vitr.
3,2,5; Val. Max. 1,7,5; D. PALOMBI, LTUR 3 (1996), 33-5.
288
stocratic family. 57 Elizabeth Rawson
gested
that
through
his
has
tentatively
sug
choice Marius insinuated that he
wanted to be regarded as a successor to Marcellus
in
terms
of his military success and political prestige, appropriate
ly
expressed
by
the qualities of virtus and honos. 53 More
likely, by choosing Honos and Virtus Marius made a more
neral
ge
political claim. The two deities in question belonged
to those deified abstractions that embodied on a divine pla
ne the competitive value
which
was
system
individual
excellence
instrumentalized by Rome's aristocratic elite. 59
The abstract constituents
civic
of
worship
(though
of
of
that
value
system
received
course instituted by individual
initiative) from the late fourth and the third
century
on
wards. 60 By making his choice the homo novus Marius demanded
recognition as a member of that very elite. Furthermore, the
construction
of his temple from manubial money may document
some opposition from the political establishment as well
as
defiance on the part of Marius.
The displacement of state authority onto
individual
the
level
of
responsibility in matters of sacred building was
the result of the notion that the erection or restoration of
public monumenta would enhance
57
an
individual's
honos
and
58
Monumenta: Asconius 12 C. For the deities, see WISSOWA
1912, 149-50, and for the temple D. PALOMBI, LTUR 3
(1996), 31-3.
RAWSON 1991, 158-63, at 161-2.
6°
Cf. HOLSCHER 1978, 348-50; HOLKESKAMP 1987, 238-40.
59
Cf. HOLKESKAMP 1987, 208-21 with further literature.
That is not to say that the shared communication about
this value system created a homogenous elite: see above,
2.5, 3.1.4 and passim.
289
This decentralization of the state's responsibi
memoria. 61
lities in the final century of the Late Republic, the corol
lary of the euergetism of a competitive aristocratic
as
well
as
the
elite,
subsequent reversal of that process under
autocratic rule is well documented. A famous example is Pom
pey's theatre-temple in the
Venus
Victrix
Campus
dedicated
Martius,
to
in 55, whose architectural design included a
statue of Pompey which carried a globe and was surrounded by
thus
fourteen nationes,
portraying
Pompey's
conquest
of
these regions and the promotion of the imperium populi Romani
to
the
margins
of the orbis terrarum. The theatre was
known as the theatrum Pompei. 62
Similarly,
the
temple
of
Venus Genetrix, the ancestral goddess of the Aeneadae lulii,
was the centre-piece of the architectural design of Caesar's
Forum
lulium. 63
On a less conspicuous plane, there existed
many more instances of a deity or temple being linked to the
building activities of individuals. 64
61
62
63
64
Paulus Festus 123 L: monumentum est ... quicquid ob memoriam alicuius factum est, ut fana f portions. Cf. Cic.
Verr. 2,4,69; WISEMAN I985a, 20-1.
Tac. Ann. 3,72,2; Pliny NH 36,41; Suet. Nero 46,1;
SHATZMAN 1975, 392; COARELLI 1996, 360-81. In Pompey's
triumph of 61, statues of the OLXOTJUEVTI and the conquer
ed regions had been displayed: Cass. Dio 37,21,2; Pliny
NH 7,98, Plut. Pomp. 45,2; App. Mithr. 116,568; WEINSTOCK 1971, 35-59.
WEINSTOCK 1971, 80-90; ULRICH 1994, 117-55.
E.g. Porticus Metelli, constructed by Metellus Macedonicus (praetor 148) and renamed as Porticus Octaviae fol
lowing its Augustan restoration: Cic. Verr. 4,126; Veil.
1,11,3; PIETILA-CASTREN 1987, 129-34. Diana Planciana,
presumably relating to the aedile of 54: PANCIERA
1970-71, 125-34; SHATZMAN 1975, 388; BEARD 1994a, 737;
L. CHIOFFI, LTUR 2 (1995), 15. Delubrum Domitii, erected
by Domitius Ahenobarbus in 49: Pliny NH 36,26. Hercules
Pompeianus in the aedes Pompei Magni, the restored tem
ple of Hercules Invictus ad Circum Maximum: Pliny NH
36,26; Vitr. Arch. 3,3,5; ZlOLKOWSKI 1988, 313; F. COARELLI, LTUR 3 (1996), 20-1. Hercules Sullanus: D. PALOMBI, LTUR 3 (1996), 21-2.
290
It would be disproportionate to the realities of financ
ing temples and cults in the city of Rome
their
to
believe
that
maintenance ever relied solely on the civic domain or
on elite euergetism. Wishing to set an example to
low-citizens,
Augustus
while
Roman
temples. 65
By
contrast,
implying that the Roman custom of collecting
stipes was wide-spread, accepted it
Mater
fel
used the stipes collected among the
city population to restore
Cicero,
his
for
the
cult
of
the
magna, yet wanted to have such practice banned in the
case of other cults, because he not only believed
lection
the
col
of money to be reflective of superstition, but also
thought that it was economically detrimental. 66 More
impor
tant than such occasional collecting of stipes was the regu
lar
income
a temple received. The statute of the temple at
Furfo made detailed provisions regarding the
its
financial
property
With
the
to
which
should be put, thereby, as we have
seen, guarding itself against private
priation.
use
and
civic
misappro
same protectionist intention, the LUrs
ruled that a stips given to a temple had to be used for that
temple and its cult only (ch. 72).
The case of the temple of Asclepius on the Isola Tiberina mentioned above shows that such stipes, comprising votive
offerings and fees, could be considerable.
of
the
The
flourishing
healing cults of Asclepius or Minerva Medica in the
second and first centuries also meant that a large number of
worshippers brought massive financial income, which remained
65
66
CIL 6,456-7; 6,30974; Suet. Aug. 57,1, 91,2.
Cic. Leg. 2,22 2,40; Ovid Fasti 4,350-2;
Apol. 13,6. In general, see DESNIER 1987.
cf.
Tertull.
291
the property of these temples. 67 A temple like the shrine of
Clitumnus near Spoletum prospered mainly due to its
urban
clientele,
wealthy
as the existence of sacella, inscriptions
and material dedications suggests.
Presumably
it
was
the
temple's function as an oracular shrine that attracted urban
worshippers. 68
>Traditional<
Roman temples could also rely
on income through private votive dedications: togae praetextae et undulatae literally covered the golden cult statue of
Fortuna Virgo in the Forum Boarium, while on the occasion of
someone's birth, his reaching adolescence or his death
luno
Lucina, luventas and Libitina could expect to receive stipes
from
relatives. 69 The great Italo-Roman shrines such as the
temple of luppiter optimus maximus
Tibur,
the
sanctuaries
at
Praeneste and Nemi were renowned for their wealth in
land, material
publicae
or
dedications
charged
and
individuals
money. 70
for
Moreover,
aedes
the use of the temple's
infrastructure. Worshippers had to pay for what was
on
of
fer, both in terms of temple personnel and the paraphernalia
required for daily cult practice, which ranged from the sup
ply
67
68
69
70
of
sacrificial animals to the provision of warm water.
On the prominence of these healing cults, see GUARDUCCI
1971; Roma medioreppublicana 138-48. For the restoration
of the temple of Asclepius in the mid-first century, see
D. DEGRASSI, Athenaeum 65 (1987), 521-7.
Pliny Ep. 8,8,5-7; BEARD 1991, 39-44; NORTH 1995, 136-7.
Rome herself never possessed a cultic site where priests
used sortition to divine the gods' will, but the prac
tice itself was well known: e.g. Plaut. Cas.; Cic. Inv.
1,101, Div. 1,34, 2,85-8; Varro LL 7.48.
Calpurnius Piso frg. 14 P ap. Dion. Hal. 4,15,5. Fortuna
Virgo: Ovid Fasti 5,670; Pliny NH 8,194, 197; Arnob.
Adv. Nat. 2,67; BOMER on Ovid Fasti 6,569; GLADIGOW
1994, 13-4.
E.g. App. BCiv 5,24,97, 5,27,106; BODEI
51-4; BLAGG 1986, 214-8.
GlGLIONI
1977,
292
In the words of their Christian critics, the pagan gods were
venales - >marketable< and >venal<. 71
This decentralized system of financial
economic entities semi-detached from, rather
embedded
ually
in,
administra
created a >market< of small religio-
responsibilities
tive
and
concept
than
civic system. 72 The prosperity of
the
these entities was contingent upon the attraction of a
par
ticular cult or divinity to worshippers, and depended on the
continuous
economic
support
of the temple's wealthy urban
clientele, whose contributions sustained the sanctuary.
the
later
second
and
For
first centuries, this dependence is
documented by the demise of those extra-urban sanctuaries of
framework
Italy that failed to achieve integration into the
of a local pagus or to come under the patronage of the urban
once
elites,
urbanization
and
migration
transformed the
Italian landscape. 73 But the same kind of dependence applied
in the city of Rome. Following Augustus' dedication
temple
of
of luppiter Tonans in the vicinity of luppiter opti-
mus maximus, the old luppiter, appearing to the princeps
a
dream,
in
complained that competition with the new cult de
creased his own revenues; as a result, the imperial
age
the
patron
of luppiter optimus maximus immediately re-intensified.
In his temple at Pompeii, the old god
was
less
fortunate,
since the cult statue of luppiter optimus maximus was repla-
71
72
73
Tertull. Apol. 13,6: exigitis mercedem pro solo tempi!,
pro aditu sacri; non licet deos gratis nosse, venales
sunt. For a list of fees, see e.g. OIL 6,820.
For the notion of the market model of religion, see BERGER 1965; GLADIGOW 1990, 239-41.
E.g. LA REGINA 1976, 223-9; LETTA 1992, 110-24; NORTH
1995; COARELLI 1996, 328-33; CRAWFORD 1996, 427, 430-3;
E. CURTI & al., JRS 86 (1996), 179.
293
ced
by
a
cult
statue of luppiter Tonans and subsequently
deposited in the temple favissae. 74
The market model allows us
competition
between
to
conceptualize
both
the
different religious choices, cults and
gods and the disappearance of some of these choices as natu
ral processes in a
about
self-regulating
system.
Elite
the demise of traditional gods and their cults in the
Late Republic must be seen in this context of the
system's
constant
optimization
religious
in times of changing fash
ions. 75 Cicero's complaints about the desuetude
the
laments
into
which
auspicia privata apparently had fallen by the mid-first
century should not be taken as a
decline
symptom
of
the
supposed
of religious practice. The appearance of more expe
dient methods of divination meant that augury was in
danger
of losing out to the competitive services offered by profes
sional
haruspices,
astrologers
or harioli. 76 By contrast,
the model of civic religion, based on the
gious
centralization,
notion
of
reli
is incapable of accounting for these
decentralized processes of choice, fashion
and
competition
between individual Roman deities or their cults and temples.
4.1.4 The limits of state interference
As regards the suppression of cults, the Republican Senate's
occasional encroachment upon this market
74
75
76
Suet. Aug. 91,2; MARTIN 1988, 255.
of
cult
alterna-
E.g. Varro RD frg. 2a Cardauns; LL 6,19; NORTH 1976,
11-2.
Disappearance of auspicia privata: Cic. Div. 1,27-8, 2,
73-4; ND 2,9; DUMEZIL 1970, 618-20; RAWSON 1991, 152.
Greater expediency of the new forms of divination: ROPKE
1995a, 577-8. Haruspices: e.g. Plaut. Amph. 1132-3; Cato
Agr. 5,4; ILLRP 186. >Prophets<: WlSEMAN 1994, 49-67.
294
unsystematic and followed the constraints of Ta-
was
tives
gespolitik rather than religious
the
under
time,
policies. 77
at
civic
is
to
not
same
prescribed
particular
cults. 78
deny that under certain circumstances the
Senate demanded collective worship. Under the Republic,
occasions
which
on
the
rituals and festivals or necessitated
the participation of Roman citizens in
This
the
there was no official religious
Republic
calendaric document which either positively
attendance
At
the
the
active participation of Romans or
Italians was required appear to have been restricted to supplicationes. At stake was the communal
pax
restoration
of
the
deorum through the procuration of portents, once it had
been established that these portents related to the
populus
Romanus as a whole rather than to a particular individual. 79
According to Mommsen, such state encroachment upon Roman
citizens was foreign to the formalism of old Republican
ligion,
where magistrates and priests conducted rituals and
sacrifices on behalf of their fellow-Romans. In marked
trast
on
supplicationes,
79
conducted
Graeco
ritu
or
the precedent of Greek ritual tradition and in
volving the populace,
77
78
con
to these religious traditions, from the third century
onwards public
moulded
re
would
herald
the
Hellenization
of
See above, 2.7.1.
Cf. RUPKE 1995a, esp. 283-6, 366-8, rebutting the view
that the Late Republican Fasti Antiates maiores repres
ent a religious document reflective of the traditional
Roman state religion.
E.g. Livy 7,28,7-8: non tribus tantum supplicatum ire
placuit sed finitimos etiam populos, ordoque Us quo
quisque die supplicarent statutus; 21,62,6-9: supplicatio ... universe populo; 27,4,15; 32,1,14; 34,55,4:
edicturn est ut omnes qui ex una familia essent supplicarent pariter; 40,19,5: per totam Italian. Cf. LUTERBACHER 1904,
29-34.
295
Roman religion. 80 However, as we have seen above/ the modern
classification
of supplicationes as Greek rites is problem
perfor
atic, because such expiatory rituals were sometimes
suggestion
the
at
med
of the X(V)viri, but could also be
proposed by the pontiffs or the haruspices. 81 Moreover, wide
communal participation was also
rituals
Roman
stipulated
in
traditional
of procuration such as the sacrum novendiale
or the ver sacrum, the offering of the produce of one entire
Rom.
spring to luppiter. 82 Dionysius of Halicarnassus (Ant.
1,6,1) or Strabo (5,250) saw the supposed Greekness of these
rituals
as
proof
of their thesis that Rome was a Hellenic
community, but it is unlikely that their
contempora
Roman
ries or Romans of the later third and second centuries would
have
reached
a similar conclusion. Rather, the state's ex
and
ceptional encroachment upon its own citizens
Italians
can
be
explained
the
by the same proportionality in
religious thinking that we encountered
rituals
upon
above.
these
Since
responded to portents addressing the entire populus
Romanus, the Roman Senate resorted to increasing the
number
of possible participants: the more people involved, the more
successful the procuration would be. 83
With the rise of autocracy
religious
civic
interference
in
the
life of Roman citizens changed. The Roman Senate,
rather than responding to prodigies that concerned the popu-
80
E.g. MOMMSEN 1899, 568; WARDE FOWLER 1911, 226-7; Wisso-
81
WA 1912, 399-400; LATTE 1960, 242-63; DUMEZIL 1970,
567-71, at 569: »Rome frees herself in this way from the
rigid confines of formalism*. Cf. NORTH 1989, 604-5;
GWYN MORGAN 1990, 32-3.
See above, 3.2.2.
S3
22,10,1-6; LATTE I960, 124-5; RADKE 1980, 110-6.
cf. above, 2.7.2.
82
Livy
21,62,6:
prope
tota
civitas
opera ta
firit;
296
re
lus Romanus, involved the population of Rome in rituals
lated to the emperor and his family. The triumviral edict of
42 BCE, which ruled that all citizens celebrate the birthday
of Divus lulius or otherwise be accursed and, if of senator
ial
status, fined (Cass. Dio 47,18,5) is an example of this
for
development. The specifications concerning the funerals
the
of
members
imperial family, namely the Parentalia for
Lucius and Caius Caesar or the honours for Germanicus, ruled
the closing of temples and positively encouraged public par
ticipation at the funeral ceremonies. 84 Yet, the success
the
of
state's interference with the religious life of the in
habitants of the city is
pation
another
matter.
preoccu
Livy's
with the frequency of attendance at collective reli
participating
would have varied. On the same principle, Au
gustus stressed the exceptional
Roman
those
of
gious rituals implies that in reality the numbers
frequency
with
which
all
citizens had made supplications to the gods on behalf
of his health. 85
It is noteworthy, however, that senatorial
encroachment
concerning
religious
limited to calling upon the
elite's
or
imperial
activity very often was
participation.
As
we
have seen above, the (alleged or actual) neglect of a family
sacrifice
by an equestrian was instrumentalized by Cato the
Elder when expelling L. Veturius from the equestrian
Although
84
85
it
order.
seems unlikely (given, as we have noticed, the
Parentalia: JLS 139-40; SCHEID 1993b. Germanicus: Tabula
Siarensis frg. b col. I (RS no. 37), lines 1-14, model
led on the Parentalia for L. and C. Caesar; Tabula Hebana (= RS no. 37), lines 54-62. Cf. ARCE 1988; LEBEK
1989; Id. 1993.
Livy 3,63,5; 5,23,2-3; 10,23,2; 27,51,8-9;
gustus RG 9,2.
45,2,7.
Au
297
Roman
distinct legal status of sacra privata in
the
that
law)
latter's failure to perform a family rite could be used
among the censorial charges which led to Veturius' expulsion
of
illustration
further
doubt
no
from the ordo, Cato
this
used
that
for
incident
a
equestrian's moral debauch
ery. 86 As regards the civic realm's encroachment
upon
mem
of the elite when the Roman People, rather than an in
bers
dividual's religious behaviour, were concerned, mention
has
already been made of the civic authorities ruling in respon
se
to
that
portents
the Roman upper class matrons should
to
from their own funds contribute stipes,
Regina.
luno
cuncti
The
consuls
(Livy
magistratus
triumviral
42
of
edict
of
be
offered
to
169 demanded sacrifice from
Disobedience
43,13,8).
resulted
to
the
fines for senators,
in
whereas the rest of the population merely
incurred
curses.
imperial
funerals
in
specifications
The
concerning
the
Tabula Hebana contented themselves with monitoring the equites Romani, even though the absence
could
be
excused
by
of
individual
knights
ill health or the obligation towards
domestica sacra. Q7
The fact that civic control would often
be
limited
to
the Roman elite betrays a lack of interest in systematically
imposing
86
87
elite
expectations
on
the
urban
population at
Cato frg. 72 Malcovati 4 , cited above, 3.2.2. The wording
of the text (... quod in te fuit ...) may suggest that
Veturius 1 neglect of the sacra privata was his own busi
ness, since in terms of sacred law Veturius himself,
rather than the Roman People, would be held accountable
by the gods: sacra ... capite (sc. Veturii) srancta. For
this common legal distinction, see above, 4.1.1.
RS no. 37, lines 55-6: ... gui ordini[s equestris erunt
...J ... gui eor(um) officio fungi volent et per valetudinem perq(ue) domestic[a sacra officio fungi poterunt;
Cf. the Rome frg. (b) (= RS no. 37), line 1.
298
large. 88 Moreover, a look at the organization of large scale
models
religious events exposes the severe limits of modern
which
the
claim
of religious behaviour at
centralization
genres
of
Augustus,
from
the
and
the
code
instruc
receiving
college of XVviri announced the
and
sacrifices and Ludi in a contio
programme
the
which applied in a city of nearly
communication
1,000,000 inhabitants. Consequential on
tions
document
17
of
Rome. The acts of the Ludi saeculares
ritual
the
published
of behaviour at the rituals in an
album for further dissemination:
sacrificium saeculare ludosque ... de ea re quae more
exsemploque maiorum in contione palam ediximus ... item
in albo posuimus uti si qui a contione afuissent aut non
satis intellexissent ... cognoscerent quid quemquam eorum quoque die facere oporteret. 89
Contio and album are the instruments through which religious
information was transmitted in
nouncement
an
oral
society.
legal
at
the
Ludi
this
occasion,
of
the
city
saeculares could not be taken for
granted. Rather, the functionaries of civic
nizing
suggests
and religious information of this kind was nor
mally passed on orally. 90 Yet, the attendance
population
an
of feriae by the Rex sacrorum to a Late Republi
can urban populace on the Nones of each month also
that
The
religion
orga
the XVviri, resorted to competitive
means of attracting potential attendants. The singularity of
the occasion was stressed: quod tali spectaculo nemo
intererit,
iterum
neque ultra quam semel ulli mor[talium eos spec-
tare licet ludos] (lines 54, 56).
The
freeborn
population
was encouraged to come in great number (10, 21). Trombonists
88
89
90
Cf. above, 3.2.
PIGHI 1965, 110,24-8; CANCIK 1996, 108-9.
Varro LL 6,28; Macrob. Sat. 1,15,12-3; RuPKE 1995a,
212-4. Oral culture: HARRIS 1989, 159-284; SCHEID 1990.
299
were employed for advertising purposes (86-8). Fumigants for
purification were freely distributed in front of the temples
of luppiter optimus maximus and luppiter Tonans on the Capitoline hill and that of Apollo on the Palatine (29-33). Cer
tain
religious
and
legal restrictions applying to the at
tendance of rites were temporarily
many
as
freeborn
success
that
so
same
time,
priestly
the
in instrumental!zing marketing strate
gies caused the partial failure to cater for the demands
the
as
possible would be able to attend propter
religionem (52-7, 110-4). At the
organizers'
abolished,
of
city population: due to the need for the fumigants dis
tributed in the city, the XVviri had to stipulate that noone
or
be permitted to collect the fumigants more than once
to
send their wives (64-6).
4.2 Public and private
As we have seen, the use of the market
alternatives
model
religious
of
entails competition between the religious ser
vices offered by the Roman state and those offered by
indi
vidual temples and cults. In addition, the foregoing discus
sion
has
made
clear that the consumers' demands would not
necessarily be controllable by temples or by the
civic
au
thorities. At the same time, the individual consumer's needs
were
not
catered for exclusively by the religious services
which these public competitors had to offer.
They
provided
the infrastructure for what Roman terminology would call the
publica sacra, but did not organize the private sacra of the
inhabitants
of the city of Rome. Roman sacred law distingu-
300
ished the domains of publicum and
privatum:
publica,
loca
when being dedicated to the gods by magistrates on behalf of
the
populus
Romanus,
became
loca sacra. Loca privata, by
contrast, when being dedicated by private
loca
came
religiosa.
individuals,
Privata religio, the private cult of
the
the Di manes at the tomb, while never attaining
of
be
status
public cult, was nonetheless protected by the state: any
legal impingement was subject to pontifical
Under
jurisdiction. 91
the Republic, public encroachment on religious behav
iour remained limited to the domain of
publicum.
Even
the
imperial Lex Hebana, when monitoring the public behaviour of
the
Roman
equites, excluded the domain of domestica sacra,
i.e. the privata sacra, from its encroachment. If individual
religious obligations and public duty were in conflict,
dividual
in
obligations prevailed; in the LUrs, the magistrate
was excused from conducting the trial arising out of a multa
on behalf of his community if
the
following
circumstances
applied:
Si Ilvir praef(ectus)ve, qui earn rem colonis petet, non
aderit ob earn rem quot ei morbus sonticus vadimonium
iudicium sacrificium funus f ami Hare feriaeve de<n>icales erunt quo minus adesse possit ... 92
The domains of private law (vadimonium and iudicium) and
private
religion
of
thus were protected against the civic do
main. Here, we can see how a Late Republican
administrative
document conceptualized the differentiation of the domain of
privatum from the publicum and defined it as comprising both
91
92
Cic. Ear. resp. 9, 14, 30, 32; Gaius Inst. 2,5-6; Ulpian
Dig. 1,8,9 pr.; Marcianus Dig. 1,8,6,3. Privata religio:
Cic. Leg. 2,58; KASER 1978; CRAWFORD 1989, 95. Pontifi
cal jurisdiction: Aelius Callus ap. Festus 348-50 L; OIL
10,8259; BEHRENDS 1978.
Ch. 95, lines 19-24.
301
the
secular
realm and the realm of the private religion of
the Roman family (sacrificium funus fami Hare feriaeve denicales) .
4.2.1 Privata religio
The discussion of the preservation of sacra privata
most
is
the
substantial part of Cicero's constitutio religionum in
book two of De legibus (2,22, 47-58). Cicero's obvious
con
cern about the preservation of family cults finds its paral
lel in his appeal to religious sentiment in the case of Clodius' transition to the plebs by way of adoption in 59. Clodius
was
sui
iuris, that is a pater in his own right, and
thus responsible for the family sacra. Since the process
adrogatio
would
of
in such a case entail that the adoptee ab
andoned his sacra familiae in favour of those of the
adopt
er, this special form of adoption could not take place with
out the approval of the People. This complex legal procedure
documents
the
Roman
anxiety about preserving the cults of
the families of both the adoptee
and
the
adopter.
Cicero
insinuates that Clodius' transition to the plebs implied the
demise
of the family sacra, but it is unclear whether Cice
ro's narrative actually corresponded with the facts. 93 In De
legibus, Cicero concurred with the
law
that
position
of
pontifical
the maintenance of sacra familiae, comprising the
preservation of its feriae and caerimoniae, must
be
linked
to, rather than dissociated from, the acceptance of inherit
ance.
93
His
insistence
on
linking heirdom to the duties of
Cic. Dom. 34-9, 77; AdAtt.
2,7,2,
2,12,1;
VERNACCHIA
1959; CLASSEN 1985, 235-8. Adrogatio: Gaius Inst. 1,99;
Cell. 5,19,8.
302
burial and commemorating
the
deceased
accorded
with
the
views expressed by imperial jurists. Similarly, popular sen
timent
associated the preservation of family sacra with the
acceptance of inheritance - and vice versa. 9 *
Cicero's emphasis on the hereditary principle of succes
sion shows that to his audience the
familiae
preservation
of
was a matter of hereditary affiliation (not neces
sarily entailing that heirs were relatives) rather
agnatic
sacra
than
of
family lineages. These family cults operated in the
realm of small social units rather than of large gentes that
would organize and maintain the cult. This observation
curs
with the fact that in Roman society the >nuclear fami
ly^ consisting of
established
as
father,
mother
and
children,
the
also
be
expressed
imperial jurists who expected heirs or close family
members to preserve tombs or family sacra. Only
of
can
the norm, at least among the upper classes.
The principle of hereditary affiliation was
by
con
if
neither
these two groups were willing to enter into the inherit
ance, or if they were non-existent, then
sors
intestate
succes
or cognate kins fulfilled the family obligations. 95 In
order to ensure the ritual commemoration at the
their
death,
testators
tomb
after
made specific regulations in their
wills relating to the maintenance of tombs and cult; once an
heir entered into the inheritance, he was expected
these
to
obey
regulations. Collegia performed similar, if much more
limited, services for their members, ranging from small
94
95
Cic. Leg. 2,47-53; Ulpian Dig. 11,7,3-5.
SHAW 1984, 125-7.
E.g. Ulpian Dig. 11,7,12,4.
SALLER & SHAW 1984, 125-6.
Cf.
HOPKINS
Cf.
SALLER
1983,
fi-
&
205-6;
303
nancial
contributions
in
form
of funeraticia to the full
maintenance of tombs and religious ceremonies for those
left
legacies
who
and bequests or named the collegium as their
heir. 96 The Roman anxiety about posthumous commemoration
the
context
of
in
the religious duties of families and heirs
(privata religio), which these practices express, cannot
be
integrated into a model of homology between religion and the
state.
4.2.2 Roman religion, families and individuals
The legal distinction between public and private cult
vities
was
complemented
by
the differentiation of feriae
publicae and feriae privatae. The
civic
acti
former
were
subject
to
authority: they were announced by the Rex sacrorum on
the Nones of each month. The latter were in the
lity
of
families
and
responsibi
individuals. Roman law divided them
into feriae fami 11 arum and feriae singulorum:
Sunt praeterea feriae propriae familiarum, ut familiae
Claudiae vel Aemiliae seu luliae sive Cornell ae et siquas ferias proprias quaeque familia ex usu domesticae
celebritatis observat. Sunt singulorum, uti natalium
fulgurumque susceptiones, item funerum atque expiationum. 97
First, feriae familiarum. The history
was
of
cults
seen by some scholars as a process in which the rise of
the archaic city-state undermined the
gentes
and
gradually
social
functions
of
took over their cultic responsibili
ties. This view is unacceptable. To be sure, in
the
family
some
cases
civic realm preserved family rites by transforming them
96
DE VISSCHER 1966, 189-207; ANDREAU 1977; AUSBOTTEL 1982,
97
Macrob. Sat. 1,16,7-8; cf. Festus 282,14-16 L.
59-71; CHAMPLIN 1991, 155-182; SALLER 1994, 155-180.
304
into public cults, when the families
concerned
became
ex
tinct. Thus the worship of Hercules at the ara maxima by the
Potitii
and
Pinarii
passed into the hands of the state in
312. Or the civic authorities could reward a family for
services
to
the
community by administering cultic obliga
tions on behalf of the family. Thus the family sacrifice
the
Octavii
to
Mars
of
in Velitrae became a civic sacrifice
which accorded the Octavii a place of honour. 98 But
only
its
it
was
with the insight that the rise of the gentes and their
socio-religious institutions must be linked to the
rise
of
the city-state that the independence of their religious tra
ditions
from the alleged encroachment of the state could be
assessed more precisely. 99
The ambiguity of the literary sources
gious
about
the
reli
role of the archaic gentes is illustrated by an inci
dent taking place during the Gallic invasion. On Livy's
count,
C.
Fabius
Dorso,
despite
the
siege
manages to traverse to the Quirinal to perform
genti
ac
of the Arx,
a
sacrifice
Fabiae on a fixed day in obligation to the family sa
cra. In contrast, Cassius Hemina, less
inclined
to
follow
family tradition, homogenizes the narrative by claiming that
this
sacrifice was performed on behalf of the People by Fa
bius Dorso in his capacity as pontifex (maximus). It is per
ilous to hypothesize
about
Cassius
Hemina's
motives:
it
could be that his narrative connected the liberation of Rome
from
98
99
the
Gauls
with the exemplary pietas shown by a civic
Hercules: Livy 1,7,12; Verg. Aen. 8,268ff.. Octavii:
Suet. Aug. i. Cf. A. v. BLUMENTHAL RhM 90 (1941),
317-322.
Cf. CORNELL 1995, 81-6.
305
priest to the gods. 100 The historicity of this event
is
no
doubt disputable. However, its conceptualization in the Late
Republican and triumviral period demonstrates to what extent
sacrificia
privata
constituted a realm in their own right.
If we accept Livy's account, Fabius Dorso temporarily disso
ciated himself from warfare and civic obligations to
his
obligations
in the private context of family religion.
As the passage from the LUrs mentioned
the
fulfil
above
demonstrated,
obligation to perform a private sacrifice was safeguar
ded by the city. 101
Yet, the nuclear character of the upper class Roman
mily
fa
and the hereditary principle of succession entail that
the received concept of gentilician religion becomes proble
matic when applied to the second and first centuries.
over,
as
regards the feriae familiarum mentioned by Macro-
bius, one should not necessarily be
gentilician
religious
thinking
means
nuclear
household.
elite
Upper-class
of
were
families
blended the idea of nuclearity with the deliberate ex
tension of family relations. As a result, the
class
terms
of increasing a network of family alliances that
complemented the
thus
in
continuity. In Late Republican Rome,
divorce and serial marriage among the political
one
More
family
Roman
upper-
was a fluid structure of familial dislocation
100 Family sacrifice: Livy 5,46,2-3, 5,52; cf. Val. Max.
1,1,11. Cassius Hemina frg. 19 P ap. App. Gall. frg. 6;
cf. Plut. Cam. 21,3; Cass. Dio 7,25,2. On Cassius Hemi
na, see RAWSON 1991, 246-257, at 256.
101 Cf. RUPKE 1995a, 501-506, at 502. For the synonymity of
familia and gensr in such contexts, see SALLER 1994,
78-9.
306
through divorce, just as the immediate
underwent
household
constant restructuring through remarriage. 102
This is not to say that the category of gentilician
re
ligion becomes obsolete. In some form, gentilician religious
traditions
(as
opposed
to traditions preserved in the nu
clear family) continued. For instance, in
century
the
late
second
the genteiles luliei dedicated an altar to Vediovis
pater in Bovillae. 103 An annual gentilician sacrifice appar
ently took place in the sacellum of Diana in Caeliculo.
though
we
do
not know which gens was involved, Cicero im
plies that the significance of
the
realm
of
Al
the
this
sacrifice
transcended
nuclear family. As part of the Senate's
action against the collegiate structures associated with the
cult of Isis Capitolina, L. Calpurnius Piso's destruction of
the shrine in 58, to which Cicero refers, may have responded
to collegiate activities in the area.
Cicero
Yet,
creates
pathos among his audience, the Roman Senate, by pointing out
how
the consul impinged on the gentilician religious tradi
tions of those present. 104 However, while
the
relationship
between various Roman gentes and their ancestral deities has
been
collected, 105 and while this material has been used to
construct a picture of gentilician religion in the Late
Re
public, the actual commitment of individual aristocrats to a
102 Cf. BRADLEY 1991, 130-9, 156-76;
1994, 219-23; above, 3.1.4.
103 ILLRP 270; WEINSTOCK 1971, 5-12.
CORBIER
1991;
SALLER
104 Ear. Resp. 32: L. Pisonem quis nescit ... maximum et
sanctissimum Dianae sacellum in Caeliculo sustulisse?
Adsunt vicini eius loci; multi sunt etiam in hoc ordine
qui sacrificia gentilicia illo ipso in sacello stato
loco anniversaria factitarint. For the shrine, see D.
PALOMBI, LTUR 2 (1995), 13-4. Destruction of collegiate
structures in 58: below, 4.1.3.
105 E.g. WISSOWA 1912, 33, 404, passim; WEINSTOCK 1971, 4-5.
307
great
gentilician
tradition
is obscure. By contrast, from
the generation of Marius and Sulla onwards, the reverses
coins
those
show
of
deities with whom individual aristocrats
has
process
parallel
wished to be associated. 106 Above, a
been observed in relation to temple foundations: individuals
would
exploit the opportunities of a market of cultural and
needs.
the
Given
nature
of Roman family relations, it is
therefore not surprising that
on
drawing
own
their
religious choices, but would accommodate them to
the
political
elite,
while
gentilician lineages and their religious tradi
immediate
tions, was nevertheless mainly concerned with the
family or with individual self-aggrandizement.
of
The institutionalized occasions
cult,
the
feriae
also
singulorum,
individual
private
on
nuclear
focussed
groups, rather than on a wider public. To
events
of
commemoration
be
ritual
sure,
such as birthdays or funerals and
their anniversaries involved the participation
a
of
large
number of people. While a person's dies natalis was a matter
of
individual
concern,
its
celebration, dependent on his
social status, embraced family members, friends and clients.
Individuals expressed the bond of pietas towards friends
superiors
by
commemorating their birthday. Horace, for in
stance, observed the birthday of Maecenas with
on
the
or
a
sacrifice
Ides of March (Carm. 4,11). The dies natalis of the
dominus constituted feriae for his slave familia. 107 Despite
the involvement of varying social
groups,
however,
it
is
106 E.g. CRAWFORD, RRC 1,502-511, passim. Marius and Sulla:
LUCE 1968. Individual aristocrats and >their< deities:
JAL 1961; Id. 1962.
107 Tib. 2,2,5-6; Hor. C. 3,17,14-16; Sen. Ep. 110,1;
NH 2,16; SCHILLING 1978; ARGETSINGER 1992.
Plin.
308
noteworthy
that
an individual's birthday had the status of
feriae privatae. It is not before the early imperial
period
that the civic authorities undermined this legal distinction
between
the domains of publicum and privatum. In 8 BCE, the
Roman Senate decided to celebrate the birthday
as
a
of
Augustus
public event, at which Ludi circenses were performed.
Hence, the birthdays of
feriae,
the
principes
constituted
public
and no longer feriae that had to be observed by one
particular familia, by friends or clients only. 108
Birthdays constituted only one of the many
alized
occasions on which Romans would be able to celebrate
festivals relating to the family. 109
duals
created
their
Macrobius
of
what
In
addition,
indivi
own ferialia as a reflection of their
life cycle, which transcend the legal
in
institution
definition
preserved
might count as feriae privatae. For
instance, Cicero celebrated the anniversary of the Nones
December
in commemoration of his suppression of the Catili-
narian conspiracy in 63. As the flame flaring up during
rites
for
have
the
the Bona Dea in the consul's house on that night
had been interpreted as a sign of
may
of
celebrated
the
divine
approval,
Cicero
occasion with a sacrifice to the
goddess. 11 °
108 Cass. Dio 55,6,6, passim; Fast, fratr. Arv. on September
23 = Inscr. It. 13,2, p. 35.
109 Cf. NICOLAI 1968; HARMON 1978, for an impressive list of
festive events.
110 M. lunius Brutus ap. Cic. Ad Brut. 1,17,1: non omnibus
horis iactamus Idus Martias similiter atque ille Nonas
Decewbris suas in ore habet; Ad Att. 1,19,6. Divine ap
proval: Plut. Cic. 20,1-2; Cass. Dio 37,35,4. Cf. MOREAU
1982, 15-9.
309
Normally, however, individuals would tend to synchronize
the
by
private ritual celebrations with the dates provided
city's Fasti. The bachelor Horace celebrated the anniversary
of his rescue from a falling tree on the day of the Matronalia
(Martiis
Kalendis, C. 3,8). The feriae and caerimoniae
days:
of
of the funerary cult centered on a limited number
on the Parental!a in February, the dies violae in March, the
in May, and on the birthday of the deceased. Testa
Rosalia
tors would choose from and combine these
ferialia
therefore
became
dates.
Non-public
an integral part of the private
foundations of the funerary cult (e.g. OIL 5,4489). The tak
ing of the toga virilis took place on the day of the Liberalia (17 March). Cicero, writing
February
50,
required
from
information
his
concerning
20
on
province
the day on
which the Liberalia would fall: Quinto togam puram Liberalibus cogitabam dare (mandavit enim pater).
was
necessitated
by
Cicero's
inquiry
a lack of information about the exact
how
date of intercalation in Rome. His pragmatic solution,
shows
ever,
that
he
did
not feel a particular religious
obligation to follow the Fasti of the city of Rome, but
rely
wished to synchronize date and event: ea sic observabo
quasi intercalation non sit. The public calendar
welcome
temporal,
ted. 111
Private
a
private
ceremony
opera
events with a religious significance could
be structured by the administrative
the
provided
but otherwise indeterminative, framework
within which the performance of a
which
me
and
temporal
patterns
city provided. However, the mere synchronization
111 Att. 6,1,12; ROPKE 1995a, 292-5. Cf. Cic. Att. 5,21,14
(13 February 50) : cum scies Romae intercalation sit neenet velim ad me scribas certum quo die mysteria futura
sint.
310
of events does not prove the homology of private and
religion.
Choosing
public
days that the public Fasti earmarked as
days of rest (feriae) was a matter of convenience. It served
to structure one's own life cycle and helped to
it
with
the
social,
economic or religious obligations of
friends and relatives. The content of
gious
these
reli
not
contingent
the physical city. Despite the synchronization of pri
vate ritual and civic calendar, it is in
the
private
events remained dissociable from a civic context and,
as the Ciceronian inquiry demonstrates, was
upon
co-ordinate
differentiation
of
private
cult
these
and
areas
that
civic religion
should be located.
4.2.3 Collegiate associations and publica sacra
The foregoing discussion has employed Late Republican
definitions
to
legal
demonstrate that Romans would have concept
ualized sacrum and publicum as well as publicum and privatum
as interrelated, yet at the
same
time
distinct,
domains.
Conversely, this paragraph will suggest that a predominantly
legalistic
approach
has
its limitations. Returning to the
religious behaviour in the public domain, it
will
question
the criteria that define >public< religion at Rome.
Publica sacra quae publico surnptu pro populo fiunt,
quaeque pro montibus pagis curis sacellis; at privata
quae pro singulis hominibus familiis gentibus fiunt. 112
Comparing the definition of popularia sacra by the
Augustan
jurist Antistius Labeo, Wissowa identified Festus' sacra pro
montibus
as
the
Septimontium,
the sacra pro pagis as the
112 Festus 284 L = Ateius Capito suppl. frg. 70
Cf. Macrob. Sat. 1,16,4-7.
Strzelecki.
311
Paganalia, the sacra pro curiis as the Fornacalia f and those
pro sacellis as the Compitalia held in the vici:
Popular!a sacra sunt, ut ait Labeo t quae omnes cives
faciuntt nee certis f ami His adtributa sunt: Fornacalia,
Parilia, Laralia, Porca praecidanea. 113
Labeo and his anonymous contemporary used in Festus 1 defini
tion of publica sacra defined civic religion as the religion
of the Roman People in their entirety. To both of them, the
sacra
performed
on behalf of montes t curiae, pagi and vici
were part of the publica sacra. Both authors perceived these
entities as mere territorial subdivisions of the civic com
as a whole, and their religious festivals as expres
sions of civic religion. This view was accepted by Mommsen
and Wissowa; and the legal categorization of these festivals
munity
public religious events of the city-state is taken as an
implicit justification of their exclusion from the analysis
as
of private religious behaviour in modern studies. 114
Yet, it is important to note that
perspective,
Augustan
Labeo
represents
an
which is very likely to postdate the
territorial reorganization of the city's vici by the princeps. As has been mentioned above, the reorganization of the
city's
administrative
and
Augustus entailed a degree of
existence
cannot
be
religious
imperial
retrojected
infrastructure under
encroachment
whose
into Republican Rome. By
contrast, Varro, referring to Late Republican Rome, distin
guishes montes and pagi from the People as a whole: Septimontium and Paganalia constitute feriae for the
inhabitants
113 Festus 298 L; WISSOWA 1912, 398-9. Antistius Labeo: Tac.
Ann. 3,75; Pompon. Dig. 1,2,2,47; KUNKEL 1967, 32-4.
114 MOMMSEN 1887, 3,112-26; WISSOWA 1912, 380-404, passim.
Exclusion: e.g. BARKER 1994, 1-4; below, 4.2.4.
312
of
monies and pagi respectively, but not for the populus in
its entirety. 115 Moreover, Varro does not describe mere ter
ritorial sub-divisions of the city as a whole, but
tions
associa
of people in a territorial context, montani and paga-
ni, who have their own festivals.
acter
becomes
clear
from
which, if not genuinely
the
Their
associative
char
Commentariolum petitionis,
Republican,
uses
Late
Republican
sources. It implies that the organizational structure, hier
archy
and
leadership of these territorial associations re
sembled those of traditional Roman collegia. 116 Mommsen
his
successors
were of course aware of the nature of these
associations as corporate bodies. Yet, their
these
entities
as
mere
Roman People, biased by
sources
and
territorial
the
perception
of
sub-divisions of the
Augustan
perspective
of
the
they privileged, prevented them from fully grasping
the true nature of these collegiate organizations.
In the Late Republic, the origin
of
collegiate
struc
tures stricto sensu was open to speculation. The creation of
the
most
respected
professional
invariably dated back to the
publican
collegia of artisans was
regal
period. 117
In
mid-Re
Rome, collegia seem to have been subject to censo
rial supervision. However, a censorial prescription concern
ing luxury regulations, issued in 220
in
relation
to
the
115 LL 6,24: dies septimontium nominatus ab his septem
montibus in quis sita urbs est; feriae non populi sed
montanarum modo, ut Paganalibus qui sunt alicuius pagi.
116 [Q. Cic.] Comment. Pet. 30: deinde habeto rationem urbis
totius f collegiorum montium pagorum vicinitatum; ex his
principes ad amicitiam tuam si adiunxeris t per eos reliquam multitudinem facile tenebis. Cf. Cic. Dom. 74;
FLAMBARD 1981, 149-54. On the authorship of the Commentariolum petitionis, see DAVID & al. 1973.
117 BEHRENDS 1981,
154-67; GABBA 1984.
313
collegium
of fullers, had to be referred to the popular as
sembly for ratification. 118 In
citizens
the
second
century,
could enter, and even found, professional collegia
without prior permission from the authorities. The
ment
Roman
from
censorial
supervision
develop
to free organization may
suggest that the original intention of founding professional
collegia, namely the provision of an institutionalized asso
ciation for members of one
longer
upheld.
particular
profession,
was
no
At any rate, from the Early Imperial period
onwards, even if the old name was preserved,
membership
of
such collegia could comprise artisans from different profes
sions, tradesmen and freedmen as well as slaves - the latter
depending
on their masters' prior permission. Already under
the Late Republic, non-professional collegia
were
composed
of members of similarly diverse backgrounds. 119
The deeply rooted
elite
suspicion
of
any
collegiate
structure as a potential source of conspiracy and armed vio
lence
resulted
in
the senatorial legislation which banned
certain collegia and prohibited
64. 120
However,
the
Compitalian
Games
in
the fluidity of political life in Late Re
publican Rome referred to above guaranteed
that
senatorial
consensus about the suppression of collegia was short-lived.
Clodius
re-instated
the
Games
on 1 January 58, and a few
days later succeeded with his bill on the
re-activation
of
collegiate associations in the city. His bill was understood
118 Pliny NH 35,197: ... dedere ad populum ferendam.
119 BEHRENDS 1981, 168-74. Slaves: Marcian Dig. 47,22,3,2.
KNEISSL 1994 shows that collegia in the imperial period,
while retaining a name that suggests an organization of
one profession or trade group, were in fact no longer
mere >Berufsgenossenschaften<.
1 20 LINDERSKI 1995,
165-217; NlPPEL 1995,
72-3.
314
to
be
part of a political deal between the leading members
of the political establishment, which
by
everyone
concerned.
Even
entailed
compromises
Cicero acquiesced. As a con
sequence, Clodius was able to pass his Lex Clodia de
colle-
giis without serious opposition from his opponents. 121 As we
have
seen above, systematic legislation, which exerted con
trol over collegiate activity or which
found
new
collegia
made
the
right
to
contingent upon senatorial or imperial
permission, had its origin in the Augustan Leges
luliae
de
collegiis and informed later imperial practice. 122
The relative autonomy of professional collegia
Republican
Rome
extended
to
in
Late
the collegiate structures of
montani, pagan!, the members of vici or curiae, and to those
collegia devoted to the cult of
autonomy
one
deity.
This
relative
is central to an understanding of their social and
religious role in the first century. Most
ciations
collegiate
resembled the socio-political structure of the ci
ty-state in that they were organized ad exemplum rei
cae.
These
and
elected
concilia
(Cic.
of
the
Plane.
officers whose nomenclature, tenure of
office and internal hierarchy faintly resembled
trature
publi-
collegiate structures had their own assemblies,
conventus and conventicula et quasi
36-7),
asso
Republic;
the
magis-
they had internal constitutions
(leges, alba) which ruled the purpose
of
their
existence;
they enjoyed benefactions (stipes) and possessed common pro
perty
and
financial
means (pecunia) ; they set up inscrip
tions and public monuments, the latter subject
121 Cf. TATUM 1990.
122 Cf. above, 4.1.2.
to
the
au-
315
thorization
of
the
aediles;
and they organized their own
games, employed their own priests,
sacerdotes
or
flamines
(ILLRP 698) and performed their own sacra. 123 The jurists of
the
imperial
period specified the legal elements constitu
tive of such collegiate associations:
these
comprised
the
existence of a magisterial office, a causa, res communes and
an area communis. 124
It is noteworthy that the SC de Bacchanalibus of 186 BCE
already embraced this legal understanding, since
meetings
banned
that had not received prior permission, prohibited
the offices of magister and sacerdos, ruled out
ence
it
of
the
exist
a common purse (pecunia communis), and limited the
number of male members to two so that
meetings
would
fall
foul of the rule of »tres faciunt collegium*. 125 The Baccha
nalian
affair of 186 is often seen as an attempt by the po
litical elite to reinforce state control over
religion
and
suppress the individualization of religious life in Rome and
Italy
in
the early second century. 126 While moral concerns
and the threat to elite
control
over
political
stability
must have played an important part in the suppression of the
123 Gaius Dig. 3,4,1,1; BEHRENDS 1981, 171-2; FLAMBARD 1981;
PURCELL 1994,
673-6.
124 Gaius Dig. 3,4,1; BEHRENDS 1981, 170-3.
125 ILLRP 511, lines 10-22. BAUMAN 1990, 343 thinks that the
Senate limited attendance to five people so that the
substituted wills and false seals which were allegedly
one of the charges in the Bacchanalian affair could not
be arranged; for the mancipatory will five witnesses,
the testator and the libripens were required. This hypo
thesis is problematic because the five witnesses had to
be male; cf. CHAMPLIN 1991, 75-6. The relevance of the
restriction on attendance must lie in the ratio of two
male and three female members so that a collegiate asso
ciation could not be formed.
126 E.g. GALLINI 1970, 81-90; NORTH 1979, 92-7; SCHEID 1981,
158-9; FLAMBARD 1981, 162; BEARD I994a, 761-2; NIPPEL
1996, 29. Contra GRUEN 1990, 55-78.
316
of Bacchus, the instrumentalization of the Bac
worshippers
chanalian affair in the elite's
internal
is
struggles
at
as noteworthy: the Postumii and Aebutii, instrumental
least
in the suppression of the affair, rose to
the
in
fame
years after 186, whereas the Sempronii Rutili
and Atinii, previously involved in the worship
disappeared
political
modest
from
the
of
Bacchus,
political scene. 127 However that may
be, it is worth pointing out that the SC of 186, even if its
cult,
ultimate intention was the destruction of a religious
had
resort to impinging on the organizational structure
to
pseudo-collegiate
of a
crimes
association:
it
attacked
alleged
which fell under the rubric of criminal law, but me
rely discouraged, rather than overtly prohibited, Roman cit
rite
izens, Latins and allies from performing the religious
in question. 128
The worship of a collegiate organization could focus
one
particular
deity. At Beneventum, a collegium tibicinum
of the Mater magna from around 100 is attested, with
men
and
slaves
on
serving
freed-
as magistri.^ 29 Isis was not only
worshipped by members of the
senatorial
elite
or
by
the
guild of pastophori, established under Sulla, 130 but also by
the
plebs
urbana, freedmen and slaves. The goddess 1 promi-
127 M0rai concerns and popular hysteria: FORSYTHE 1994,
385-96. Threat to political stability: BAUMAN 1990,
347-8; GRUEN 1990. Rise and fall of families: ROUSSELLE
1989.
128 Discouragement: ILLRP 511, 1-9. Charges of criminal law:
Livy 39,14,8, 16,3, 18,4 with BAUMAN 1990, 335-7, 342-3.
129 AE 1925, 117 = K. ScHiLLiNGER, Untersuchungen zur Entwicklung des Magna Mater-Kultes im Westen des romischen
Kaiserreiches (1979), nos. 233-6.
130 The Caecilii Metelli: ILLRP 159. Sulla: GWYN GRIFFITHS
1975, 342-5. Pompey: HAYNE 1992. Pastophori: Apul. Met.
11,30.
317
the
nence among these groups should presumably be linked to
structure on the Capitoline hill, which the Sen
collegiate
ate repeatedly tried to destroy in the fifties of the
Similarly, the religious activities of montani,
century. 131
pagani or the members of vici surpassed
the
first
of
organization
the
their
interest
in
Fornacalia, Parilia, Laralia, or
Compitalia mentioned above. The Magistri Herculani (or Magistri Herculis), elected by a decree of the pagus, celebrated
games, possibly for the eponymous deity. 132 JLLRP
tions
a
magister
703
organizing games in a wooden theatre (as
Mommsen restored the text) for Hercules magnus. Three
stri,
two
from
men
magi-
pagi and one vicus Sulpicius, dedicated an
altar which showed Maia and Mercurius (ILLRP 702) . Four dif
ferent collegia commemorate donations to Fors Fortuna (ILLRP
96-9). A territorial association,
the
pagus
lanicolensis,
instructed its magister to have porticum cellam culinam aram
built
de
pagi
sententia
(ILLRP
montani montis Oppi, through their
rebuilt
the
699,
700). Another, the
magistri
and
flamines,
sanctuary of luppiter Fagutalis from their own
funds. 133 It must be assumed that such financial investments
were the result of thorough deliberation and close
investi-
131 59: Cic. Ad Att. 2,17,2 with WlSSOWA 1912, 358 4 . 58:
Tert. Apol. 6; Ad Nat. 1,10. 53: Cass. Dio 40,47,4. 50:
Val. Max. 1,3,3. 48: Cass. Dio 42,26,6 with LATTE 1960,
286. Collegiate association: COARELLI 1984; ALFOLDI
1985, 52-74. For Republican sacerdotes Isid(i)s Capitolin(a)e, possibly to be linked to that collegium, see
OIL I 2 ,986; ILLRP 159.
132 OIL I 2 ,984 = ILLRP 701, dated to 58 by Mommsen. The ex
act content of this inscription is obscure. The magistri
may have been magistri vici, since the pagi appear to
have elected only one magister as head of their organi
zation.
133 ILLRP 698: sacellum claudend(um) et coaequandum et arbores serundas. On the deity's identity, Degrassi ad Joe.
compares Varro LL 5,49.
318
of the relationship between the local deity in ques
gation
tion and the association concerned. No doubt these sanctuar
ies provided more than just convenient
pagan!
the
and
meeting
places
for
montani. Arguably, the collegiate focus on
such shrines created a local religious identification.
The Compitalian Games in the Republican period may serve
to illustrate this pattern of decentralized religious affil
iations. The Compitalia were organized by the magistri vicorum as heads of the collegia compitalicia, focusing
on
the
worship of the local Lares in the various quarters' sacella.
Lares and their festival attracted the slaves and
the
Both
the poor but also members of the professional collegia
before
the
Augustan
reform of the Compitalia, some of the
rich. 134 When conceptualizing the Republican Compitalia,
should
not
a
we
be thinking of their Augustan successor. Scenes
of Compitalician worship in Augustan and later Imperial
display
and.,
relative
uniformity:
art
vicomagistri, their heads
veiled, pour libations to the sound of tibiae, as victimarii
and sacrificial animals stand by.
These
idealizations
re
flect the cult's Augustan transformation into a uniform rit
ual
which focused, through the worship of the Lares Augusti
at Rome's cross-roads, on the emperor
it
himself. 135
However,
would be misleading to assume that such uniformity would
134 FLAMBARD 1977; Id. 1981, 156-8; BOMER & HERZ 1981,
32-56; LINDERSKI 1995, 165-203. On the traditional
clientele of the Lares, see above, 3.1.3.
135 Illustrations: VON HESBERG 1978, 914-9; TURCAN 1988, 2,
61. Cf. BARKER 1994, 118-33; LACEY 1996, 184-6. The in
dex to OIL 6 lists twenty-one shrines of the Lares Augu
sti attested by inscriptions. For their continuity into
the fourth century CE, cf. the evidence presented in N.
LEWIS & M. REINHOLD, Roman civilization: select rea
dings3 (1990), 2,514-30.
319
acter
was
such
that
the
Republican
Senate, rather than
alternative
resort
to
thinking in terms of reforming the cult, had
the
char
Its
necessarily have prevailed in the Late Republic.
to
between outright prohibition in 64 and re
luctant acceptance. One should therefore make allowances for
the perception of these Lares as
context
of
deities
distinct
in
the
a vicus' assertion of its identity, and for ri
valry and competition between different vici and their magistri . The appeal of a Plautine character to the Lares viales
for support, or the various topographical epitheta the Lares
acquired in local worship, suggest a close identification of
divinity and place and point to an essentially
personalized
conception of the Lares' divine nature. 136
religious
This is not to say that local
identification
in the context of vici, monies, pagi or other collegia was a
straightforward
process. The freedman Clesipus Geganius put
up an inscription (litteris magnis et pulcherrimis according
to Mommsen) recording that he held the office of magister in
the colleges of Luperci and Capitolini. 137 Aulus Castricius,
in the Augustan period, managed to
four
collegia:
We
was
do
not
that
position
in
magister collegiorum Lupercorum et
Mercurialium
et
Capitolinorum
niensium. 138
he
hold
know
et
paganorum
Aventi-
how these two men perceived
their various religious affiliations; yet, the realm of col
legiate associations, fragmented as it appears to
us,
sug-
136 Plaut. Merc. 865; G. WlSSOWA, ML 2,2 (1894-97), 1868-97,
at 1885-7. Personalization of divinities: below, 4.3.2.
137 OIL I 2 ,1004 = ILLRP 696. On Clesipus Geganius, see Pliny
NH 34,11.
138 ILS 2676. Cf. Livy 2,27; 5,50. The Capitolini and Mercu
rial i could dare to eject a Roman eques from their mem
bers; Cic. Q. Fr. 2,5,2.
320
gests
religious
identities which cannot easily be subsumed
under the category of civic religion. The
Augustan
jurists
mentioned at the outset of this paragraph suggested that the
religious
activities
of montes, pagi, vici and curiae were
mere territorial reflections of the
Roman
People
as
that
publica
of
the
a whole. The collegiate forms of worship,
which created their own forms of
invalidate
sacra
legalistic
semi-publicity,
dichotomy.
serve
to
In Late Republican
Rome, there were various forms of possible religious identi
fications in the context of public religious observance.
Cicero conceptualized the life of a civic
community
as
taking place in public spaces (Off. 1,53) :
Multa enim sunt civibus inter se communia, forum fana
portions viae, leges iura indicia suffragia, consuetudines praeterea et familiaritates multisque cum multis res
rationesque contractae.
The material record of the Late Republic
period
seems
the
Augustan
to support this holistic portrait of society.
Building activities focused on civic
ples,
and
basilicas,
porticos,
projects,
fora,
curiae and macella. The subse
quent creation of semi-public and private spaces, the
lae
tem
scho-
of collegia, private chapels of deities like Mithras or
Isis, and the prominence of baths in
Empire,
cities
all
over
the
seemed to herald a partial detachment from the pre
vious commitment to civic society. 139 Accordingly, the advo
cates of the civic
change
model
view
religious
evolution
a
from the embeddedness of religion in the traditional
city-state to the dislocation, and privatisation,
gious
as
choices
in
an
139 E.g. ZANKER 1994.
140 See above, 2.7.1.
of
reli
increasingly complex environment. 140
321
With a view to the public nature of Republican society,
behaviour
the
of collegiate associations has been understood as
an imitation of the elite. The
quasi-political
active
ex
perience in the collegia would have compensated for what was
impossible
in the popular assemblies. The display of social
status through inscriptions, dedications and games, a privi
lege normally reserved to the aristocracy, would have
coun
teracted the socio-political discrimination, providing inte
gration and acceptance of the fabric of civic society. 141
While such a functionalist analysis has its attractions,
the category of >integration can only depict the unintended
consequence, rather than the raison d'etre, of
behaviour.
The
such
category of integration ultimately fails to
explain events such as the political violence of
years
social
the
final
of the Republic or the crowd behaviour at the funeral
of Clodius, when popular
social
power
temporarily
subverted
the
rituals of elite behaviour and threatened the fabric
of society. 142 On the functionalist view of the civic model,
religion was a deeply integrated affair of a closed society,
in which the religious behaviour of Rome's collegiate
ciations
reflected
the
religion
of the city-state, since
everybody worshipped the same deities as the
integrationalism
can
asso
conceptualize
city. 143
Such
competing choices only
when they become manifest in deviant religious behaviour. It
cannot explain Augustus 1 motives for changing the
of
the
Compitalian
cult;
his
reorganization of the cult
structure must have reflected the wish to control
141 E.g. FLAMBARD 1981, 165-6.
142 NIPPEL 1995,
75-84; SUMI 1997.
143 E.g. BEARD I994a, 748-9.
structure
cult
be-
322
haviour
which would otherwise have remained uncontrollable.
A more plausible suggestion is that
the
collegia
of
organizations
such
as
freedmen and slaves (as we have seen, the
division between these organizations
collegia
•
and
the
professional
was highly permeable) through imitating the socio
political elite's behaviour in fact impinged on that elite's
privileges. These associations unashamedly took to the
ditional
means
of
status
display and adopted traditional
forms of religious communication, while
preserving
a
as
stability. 144
subverting
Mention
has
the
the
same
already
foundations
of
the
of
Roman
of
in
first century. 145 Accordingly, I would
religious
such status groups as the embodiment of their
relative autonomy in what
rather
social
freedmen
suggest that we ought to conceptualize the public
behaviour
time
been made above of the
socio-economic independence achieved by
course
at
social openness and independence which to the
elite appeared
the
tra
remained
an
integrated
society
than as a further sign of the gradual disintegration
of civic religion in Late Republican Rome. 146
Given the relative autonomy of
in
Rome
in
collegiate
associations
the first century, it is surprising to find no
traces of buildings, scholae or templa, owned by profession
al collegia or other collegiate
bodies
in
the
Republican
material record in Rome, the colony of Cosa or on Delos. The
earliest
buildings
which
are
undisputably
recognized as
scholae of professional collegia in the city of Rome date to
144 Cf. PURCELL 1994, 671-2. For freedmen imitating the
artistic values of the elite, see ZANKER 1975.
145 See above, 3.1.1.
146 For the phrase >relative autonomy< and the underlying
notion of an >open system<, see above, 2.7.4.
323
the early Augustan period: the scholae of the tibicines, the
fabri tignarii and the scribae librarii et praecones of
the
curulian aediles. 147 The collegiate associations of the Late
Republic
may not have possessed the scholae of their Imper
ial successors, which visually embody
the
the
detachment
public sphere; nevertheless, the professional collegia,
the organizations devoted to one deity, the montani,
or
from
pagan!
the inhabitants of Rome's quarters are not simply illus
trative of Cicero's closed society, and their religious
haviour
be
is not merely reflective of civic religion. Rather,
this behaviour serves to undermine the legalistic categories
of public and private. Yet, by questioning the dichotomy
of
public and private, I have already run ahead of my argument.
4.2.4 Roman religion: public or private?
As has been elaborated above, Wissowa understood Roman state
religion as the formalistic, yet true
religiosity.
reflection
from
Roman
In his account, private religion, the religion
of the populace, became increasingly emotionalized
moved
of
such
true
religious
behaviour.
and
re
The People's
alienation from its traditional religious practices
led
to
the decline of state religion. By contrast, succeeding gene
rations
of scholars made the alleged decline of religion in
the Late Republic contingent upon this
religion,
formalism
of
Roman
which was unsuited for providing an emotional ex
perience. This Schleiermacherian perspective was complement
ed by the view that the privata sacra of families and
viduals,
indi
as described in the second part of Festus' defini-
147 BOLLMANN 1993.
324
tion of public and private religion, served to provide
quintessential
religious
this
experience. Even now, such a view
appeals to students of Roman religion and ancient historians
alike. 148
By contrast, recent approaches stress the
public
fundamentally
nature of Roman religion, which was the corollary of
the quintessentially public nature of Roman social life
der
un
the Republic. This focus on the public aspect of social
behaviour has resulted in the revision of the received para
digm that the dichotomy of >public< and >private< of
behaviour
and
internal
experience,
ritual
should be resolved in
favour of the latter. Now, as a corollary of the modern sus
picion of man's internal world, the
pects
of
religion
city
penetrated
private
as
disappear in a society characterized by
public religious behaviour; and if
the
allegedly
the
religious
practices
in
distinction between >public< and
>private<, it is due to the all-embracing normativity of the
former that the distinction no longer matters:
»It might seem a possibility that ... private cults
would have afforded a separate religious world within
which the individual Roman might have found the personal
experience of superhuman beings, the sense of community
and of his place in it, which the remoteness of the of
ficial cult denied him, but which he needed to make
sense of the world ... [H]owever, it is not so easy to
believe in this deep but unattested religious life
Almost all the evidence we have suggests that in Rome in
particular religious life focused on the public cults,
on the relationship between the city and the city's gods
148 See above, 2.2, 2.3. Cf. e.g. DORRIE 1978a, 248: »In
altesten Zeiten diirfte die private Ausiibung des Kultischen das eigentliche Feld gewesen sein, auf dem sich
Religion und Religiositat manifestierten«; MANTELL 1979,
217: »the sacra privata ... were the Roman's real reli
gion, the cults that really mattered*, quoted with ap
proval by LACEY 1996, 173.
325
and goddesses; the citizen participated through his
identification with the city and its interest ...«. 149
To be sure, such a view has an initial plausibility. For the
fabric of Late Republican urban society was held together by
the interacting interests of the
freedmen
elite,
the
patronage
by
the
resulting
profusion
of
strong system of interrelated
differences. 150
mutual
little
group
space
for
an
interests
which
transcended
To most of its inhabitants the city
would
which
pro
total retreat or absolute privacy.
undesirable
goal.
Rome, with its finite number of
sions,
and
commitments, created a
Indeed, the fabric of mutual dependence would make
solitude
of
dependence,
of Rome, notoriously congested and overcrowded,
vide
bonds
or amicitia. Roman society was an >integrated so-
ciety< in the qualified sense that
status
plebs,
and slaves, who shared accommodation, work and the
means of recreation, and who were linked
the
urban
Moreover,
deities
complete
the religion at
and
ritual
occa
were employed by all strata of society, would
easily suggest a uniformity of behaviour and a congruity
of
belief systems to the modern beholder. 151
In the preceding discussion I have
Roman
society
tried
show
the
legal
dis-
of these spheres does not a priori entail that
public and private religious activity needed to be
ually
how
defined the difference of public and private
spheres of religious activity. To be sure,
tinctiveness
to
different.
concept
At the same time, however, the modern em
phasis on the public and social nature of Roman religion has
149 NORTH 1989, 605-6. Cf. above, 1.3, 1.4, 2.3.
150 E.g. PURCELL 1994, 668.
151 Cf. above, 2.7.3.
326
led to the rash conclusion that these two spheres of activi
ty were homologous. In what follows, I will suggest that
it
is the underlying dichotomy of public and private which com
promises
both old and more recent models, and which must be
overcome.
Consider the sphere of domestic cult. Generally, if
invariably,
the
deities of household shrines were not dif
ferent from those receiving worship in
material
not
evidence
for
civic
temples.
The
domestic cult seems to suggest that
cult objects and paintings were placed in the representative
areas of Late Republican and
class
Imperial
Roman
upper-
houses (in atria and peristyles) rather than in those
parts (vestibules,
might
early
bedrooms
or
accentuated
rooms)
which
have provided retreat and privacy. Atria and peristy
les served to display the house owner's socio-political sta
tus to the Roman public at
appears
large.
The
logical
to be that religious practice, while not lacking an
affection for the deities who presided over
home,
conclusion
was
one's
physical
not considered to be a private affair that would
have been conducted in spiritual retreat. 152 Yet, the
mate
rial evidence for the domestic cult in atrium-peristyle hou
ses in Pompeii and Herculaneum is more complex. For a signi
ficant
quantity
of
religious
objects or paintings can be
found in kitchen as well:
»The large majority of the Campanian evidence is found
in the kitchens (27.4%), atria-alae (25.6%), peristylia
(18.4%) and viridaria (20.2%) ... Only a few shrines are
documented in the vestibules, bedrooms, accentuated
152 E.g. BEARD 1994a, 732; FEENEY 1998,
WISEMAN 1987,
Household and
esp. 88-95.
6.
Representation:
393-413; WALLACE-HADRILL 1994,
60, passim.
upper-class family: SALLER 1994, 74-101,
327
rooms (oeci, tablina, triclinia), corridors, latrines,
and stables. Cult-rooms are found especially in the viridaria, sometimes in the atria-alae and peristylia, or
underground ... in virtually all kinds of rooms paint
ings can be found. The majority is located in the kitch
en (39). Large amounts of niches are found in the kitch
ens, atria-alae, peristylia, and viridaria: 37, 39, 26,
and 29 respectively. With one possible exception (in the
tablinium) aediculae and pseudo-aediculae are found in
the peristylia, viridaria, and atria-alae only.« 153
A study of paintings
counts
in
the
Lararia
of
Pompeian
houses
seventy paintings of Genius, Lares and/or Di Penates
in the kitchens and service-areas, twenty two in representa
tive rooms of smaller houses, and twenty four in representa
tive rooms of medium-sized houses. Paintings in kitchens and
other work areas depicted the Lares and the Genius, those in
atria and peristyles the Penates. Owners of upper-class hou
ses preferred the more expensive niches or aediculae
rather
paintings. 154 The logic behind these statistics is ap
than
parent: the exclusive appearance of expensive
aediculae
in
representative rooms on the one hand, and the generally high
proportion of cult installations in kitchens plus the number
of
comparatively cheap paintings in that area on the other,
point to a divide between representative rooms as the sphere
of upper-class inhabitants and the kitchen as the
realm
of
their slave familia. 155
This evidence poses a problem to the view that
domestic
cult illustrates the public and social nature of Roman reli
gion,
or
that it documents the disappearance of the notion
of individual religiosity. For in order to include the
evi-
153 BARKER 1994, 39-40. The atrium-peristyle type resembles
Late Republican upper-class houses: BARKER 1994, 27;
GEORGE 1997, 303-n.
154 FROHLICH 1991, 28-9, 178-9; Id. 1995, 205.
155 Cf. above, 3.1.3.
328
dence
of
religious installations in kitchens, that area of
religious activity, too, has to
be
labelled
>public<.
Of
course, in some sense a kitchen was a public sphere; yet, at
the same time its public status was very different from that
of the atrium in which the house-owner would receive clients
and
visitors.
This
example illustrates the terminological
dilemma behind the traditional
dichotomy
of
>public<
and
>private<.
One way of solving this problem may be to look at
those
rooms of upper-class houses which, following the convention
al dichotomy, fall under the category of non-representation
al
or
private
rooms: vestibules, cubicula and accentuated
rooms. To be sure, such areas as cubicula or triclinia could
be used for representative functions as well. Consider cubi
cula: the Republican and
suggest
that
Early
Imperial
With
reference
to
location
it
was
which
stresses
locate
prevailed,
and
permanent
of
the
year.
This
the temporal and functional dif
ferences in room use, can explain why
cannot
receiving
common to use different parts of the house on
different occasions at different times
approach,
for
these rooms it has therefore
been suggested that a flexible use of space
that
sources
cubicula were sometimes used for sleeping. On
other occasions, they provided the
visitors.
literary
the
material
record
furniture in these so-called non-
representational or private areas of the house: the flexibi
lity of use required constant relocation. 156
156 Cf. NEVETT 1997, 288-92, 294-8. Sleeping: Cic. Deiot.
129; Quint. 4,2,72; Plin. Ep. 5,6,21. Public function:
Cic. Scaur. 26,4; Apul. Met. 1,23.
329
In conclusion, it seems preferable to replace the
itional
dichotomy
of
>public<
and >private< areas of the
Roman elite household by the more adequate
be
trad
distinction,
to
taken cum grano sails, between rooms designated for per
manent representative functions and those which were put
to
a more flexible use. This explanation is compatible with the
material
evidence for domestic cult. House-owners would not
be interested in installing expensive niches
in
areas
whose
and
aediculae
interior was open to relocation, but would
prefer permanent locations such as the atria, peristylia
viridaria
for cult installations. The slave familia, on the
other hand, would wish to install permanent cult objects
those
or
in
areas which had a permanent service function: the cu
ll na and other work areas.
Moreover, this conclusion suggests that the modern clas
sification of >public< and >private<
religious
areas
of
social
activity does not do justice to the Roman eviden
ce, which does not divide space into areas of public
sentation
and
repre
on the one hand and private retreat on the other.
For even those spaces commonly associated with privacy,
na
mely bedrooms, appear to have had shifting functions, public
or
private,
at
different
times.
The striking absence of
rooms from the Roman household which permanently
to
>belonged<
one individual household member correlates with the lack
of a literary conception of personalized space in the
elite
house. 157
The
material and the literary record thus
emphasize a profound cultural difference between
and
the
modern
concept
157 GEORGE 1997, 300-1.
Roman
the
Roman
of individualism. When drawing on
330
these insights, studies of religion sometimes make
the
im
plicit assumption that the quintessentially public nature of
Roman
houses
prevented a conceptualization of privacy in a
domestic environment. Before accepting that
may
assumption,
it
be useful to ask whether these scholars wish to suggest
a mere cultural difference
private
spaces,
in
conceptualizing
public
or whether they intend to postulate a more
profound distinctiveness of the Romans, which shows
undesirability
and
in
the
of some sense of privacy. 158 A cultural dif
ference is no doubt apparent. Yet, postulating a
profounder
distinctiveness would be erroneous.
For the literary evidence relating to upper-class Romans
clearly suggests that there was an interest
sense
in
creating
a
of personal privacy. Pliny's letters about his villas
illustrate the concern for separating rooms and areas of his
houses by means of doors, windows with shutters or
curtains
in order to create a temporary sense of seclusion from other
members
of
his
household. Although Pliny's villas were no
doubt permanently shared domestic spaces, individuals
to
achieve a degree of personal privacy even in the context
of spheres which could be put to communal use. 159
the
tried
upper
class
Moreover,
villa in the countryside, notwithstanding
its economic function, provided a place for private retreat.
Its artificial landscape
of
Hellenizing
culture
counter
balanced the political culture of the city of Rome. Thus the
spread
of
the
villegiatura
from the early second century
onwards exemplifies the differentiation of
158 Cf. above, 1.4, 2.3.
159 E.g. Pliny Ep. 2,17; LEFEVRE
317-8.
1987;
the
GEORGE
spheres
1997,
of
esp.
331
upper
class activity, and the creation of non-political do
mains by the political elite. 160 Such private
have
been
more
difficult
to
achieve
retreat
must
in the constricted
spaces of urban houses. However, the temporal and functional
distinctions between the use made of triclinia
enabled
or
peristyles
demonstrate
same
principle,
were employed for private activities,
once the flow of visitors had
ebbed
away.
These
examples
that the primary function of public representa
tion in the rooms of the elite
their
cubicula
inhabitants to use these areas for reading or rest
ing, when guests were not received. On the
atria
or
secondary
function
for
household
did
not
exclude
temporary retreat in mutual
respect for personal privacy.
While religious studies use the material record to prove
their assertion about the penetration of the
into
public
sphere
the physical areas of private life, they tend to over
look these functional differences in room use, which led
the
to
flexible employment of different areas of the household
for differentiated activities at
different
times.
A
more
flexible approach, which takes into account these functional
differences,
should
help
us
to overcome the dichotomy of
>public< and >private<, whose static nature tempts
to
think
in
scholars
terms of incompatible dualisms, and to favour
unduly either the private or the public aspect of social and
religious behaviour. The very fluidity of
in
the
ancient
material
these
categories
and literary record implies that
160 Cicero called his villa at Puteoli the >Academia<: Tullius Laurea FLP pp. 182-3 ap. Pliny NH 31,6. Cf. FLAIG
1993; K. SCHNEIDER 1995, 73-104. Hellenizing architec
ture: NEUDECKER 1988; R. FORTSCH, Gnomon 64 (1992),
520-34.
332
Roman
conceptions
representation
of
in
the
household
ranged
we
public
the domus frequentata to private retreat
in the sanctum pertugiurn. 161 In inversion
view,
from
of
the
orthodox
ought to think in terms which resolve the dualism
of public and private. Concerns for privacy, including those
for the private reflection on
cult,
the
importance
of
domestic
rather than being excluded by the Romans' representa
tional behaviour, penetrated into the physical areas of pub
lic representation.
To be sure, societal behaviour in general was both
lic
pub
and private. Consider, for instance, the motives of the
testator in Roman society:
»The Roman will was indeed an expression of deepest emo
tion, particularly of affection in the form of concern
for the future happiness or security of family and
friends. But it was also a solemn evaluation of the sur
rounding world, ... and it was an insurance that the
individual would be remembered by others both in life
and in death.« 162
This insight into the fundamentally dialectic nature of
cial
behaviour
should also serve to resolve the discussion
between two fundamentally opposed conceptualizations of
ligion
at
Rome
sphere.
The
position, while doing justice to the realm of public
rituals conducted by magistrates or priests,
all
re
either as a private religion or as a civic
religious system whose focus lay in the public
latter
so
must
perceive
forms of religious behaviour as essentially public, and
must treat such public religious behaviour as
being
deter
mined by the civic realm. We do not know how exactly, and to
161 Domus frequentata: Sen. Ep. 21,6; cf. Cic. Att. 1,18,1,
2,22,3. Sanctum perfugium: Cic. Catil. 4,2; Vatin. 22;
Dom. 109; cf. Gaius Dig. 2,4,18; Paulus Dig. 50,17,103,
cited by GEORGE 1997, 300-11, at 300 1 .
162 CHAMPLIN 1991, 27-8.
333
what extent, Romans used the privacy of their households for
their religion. Yet, as I have suggested above, it is metho
to exclude on a priori grounds the
unwarranted
dologically
from
realm of private religious emotions and belief systems
our
analysis. 163
Rather,
we
should try to re-investigate
these individual motivations and beliefs,
they
as
instru-
mentalized the religious infrastructure of the city of Rome.
4.2.5 Public places, private concerns
The public and social nature of dedications has become
com
monplace: dedications served as permanent display of indivi
dual
motives
and attitudes to a larger social environment.
In apparent imitation of the publicity of civic
on occasion publicized their pri
individuals
processions,
sacrificial
vate sacrifices. Proceeding through the city to the
ary,
they
advertised
sanctu
bystanders their motives for the
to
sacrifice by means of a titulus carried by an
attendant. 164
Such overt publicity would no doubt offend Schleiermacherian
sensibilities.
Yet, it is difficult to see how this display
of motives is more than a distinct
of
public
cultural
behaviour, and how it can preclude the existence
of religious motives that deviate from
assuming
civic
ideology.
By
that such deviation is excluded, scholars a priori
exclude from their frame
searching
characteristic
for
motives
of
analysis
the
possibility
which find their realization in the
realm of public display, but which may nevertheless carry
163 Cf. above, 1.4, 1.6.
of
a
164 VEYNE I983b. Cf. SCHEID 1985, 12-5; BEARD I994a, 732-3:
»Thus what might have been 'merely 1 private devotion
became part of public, city life.«
334
of
dimension
internal meaning. Thus these scholars unwitt
ingly assume that the public assertion of
religious
behav
could be direct proof of the public nature of interior
iour
motives and thoughts. 165
The actual motives of the
individuals
raised
who
in
scriptions or made dedications to the gods are often unknown
to us. For instance, we can only speculate about the reason
ing of lulia Sporis, the wife of the aedituus of Diana Planmentioned above, who made a dedication to Silvanus ex
ciana
visu - or about the situation which led to the god's appari
tion in the first place (AE 1971,31). Personal economic
terests
at
lie
the
centre
in
of dedications to Hercules in
origin
Tibur, where entrepreneurs of Italian and Roman
re-
payed the deity for supporting their financial transactions.
The
language
of
these
dedications resembles the world of
business, trade and profit. 166 The
applying
our
problem
hermeneutic
of
own preconceptions to these dedications is in
danger of resulting in circular thinking; arguably, however,
we should invert the view that private
commitment
ought
forms
of
religious
to be seen as part of the religion of the
city. On the contrary, the penetration of public temples and
165 Cf. above, 2.7.3, 2.7.4.
166 E.g. ILLRP 136: M. P. Vertuleius C. f. quod re sua
d[if]eidens asper afleicta parens timens heic vovit,
voto hoc solut[o de]cuma facta poloucta leibereis lube<n>/tes donu[m] danunt Hercolei maxswne mereto. Semol
te orant se voti crebro condemnes; ibid 149: Sancte de
decuma victor tibei Lucius Munius donim moribus antiqueis pro usura hoc dare sese visum animo suo perfecit,
tua pace rogans te cogendei dissolvendei tu ut facilia
faxseis t perficias decuman? ut fad at verae rationis,
proque hoc atque alieis donis des digna merenti; BODEI
GIGLIONI 1977,
51-4.
335
places with individual religious concerns affected all areas
of the city of Rome.
The Capitoline hill, the religious and political
centre
of the city, was not excluded from the diffusion of personal
religious
aims. On January 1, the consuls upon entering of
fice conducted a sacrifice to obtain divine favour and
made
vows on behalf of the People on the Capitoline hill. 167 Scipio
Africanus
the
Elder is said to have regularly visited
the temple of the Capitoline triad at night, »as if he
to
discuss
political
issues
with
luppiter optimus maxi-
mus«. 168 On a different level, C. Crispinius Hilarus, a
man
were
Ro
citizen from the plebs Faesulana, conducted a sacrifice
to luppiter on the Capitoline Hill, at which he was accompa
nied by eight children, including two daughters, twenty sev
en grandsons, eighteen great-grandsons and eight granddaugh
ters. His motivation for this private sacrifice is
Augustus
included
unclear.
Crispinius Hilarus in the acta diurna in
support of his policies on procreation. 169 Yet, there
to
be
no
seems
direct connection between this private sacrifice
and civic religion.
On their visit to the Capitoline temple, Crispinius
larus
and
Hi
his family may have met worshippers behaving not
unlike those depicted in Seneca's De superstitione.
167 SCHEID 1985, 130-1; ORLIN 1997, passim.
In
the
168 Gell. 6,1,6: in Capitolium ventitare ... atque ibi solum
diu demorari quasi consultantem de re publica cum love
with AYMARD 1953; GLADIGOW 1994, 16-7. LIND 1992, 14,
following Gellius and Livy 26,19,3-9, accuses Scipio of
religious hypocrisy. On Scipio's famously close relation
with the Capitoline luppiter, add Val. Max. 8,15,1; App.
Pun. 104, 109; Cass. Dio 16,57,39; WALBANK 1985, 120-37;
RAWSON 1991, 88-9.
169 Plin. NH 7,60.
336
sanctuary
of the Capitoline triad, luppiter is looked after
by a nomenclator, a horae nuntius, a lector, 170 and an
unc-
tor. Coiffeurs and maids serve luno and Minerva. Individuals
ask the deities for support and advice on legal quarrels. An
aged actor performs for them. Some women sit in the sanctua
ry and believe they are loved by luppiter:
(fr. 36) In Capitolium perveni: pudebit publicatae dementiae, quod sibi vanus furor adtribuit officii. Alius
nomina deo subicit, alius horas lovi nuntiat, alius lietor est, alius unctor qui vano motu bracchiorum imitatur
unguentem. Sunt qui lunoni ac Minervae capillos disponant: longe a templo non tantum a simulacro stantes digitos movent ornantium modo. Sunt quae speculum teneant.
Sunt qui ad vadimonia sua deos advocent. Sunt qui libellos offerant et illos causam suam doceant. Doctus archimimuSt senex iam decrepitus, quotidie in Capitolio mimum
agebat, quasi dii libenter spectarent quern homines desi erant. Omne illic artificum genus operantium diis immortalium desidet. (frg. 37) hi tamen ... etiamsi supervacuum usum, non turpem nee infamem deo promittunt. Sedent quaedam in Capitolio quae se ab love amari putant
nee lunonis quidem, si credere poetis veils, iracundissimae respecter terrentur. 171
It is not entirely clear whether these services were perfor
med by cult personnel on a daily routine basis or by indivi
duals as part of their worship. The services offered to lup
piter correspond to those performed by slaves on an institu
tionalized basis in an upper-class
over,
the
daily
maintenance
Roman
More
household.
of cult statues was a common
phenomenon in the ancient world. Yet,
the
wording
the
of
text suggests that at least some of these services were ren
dered
by
individual
visitors
to
the
sanctuary, who put
themselves temporarily in the subordinate position of
170 The mss offer lector,
gested Iirtor which
Cf. H. FUNKE, JAC 17
comparing Tert. Idol.
serv-
lictor or luctor. H. Georges sug
Dombart-Kalb accept, Linker litor.
(1974), 149, who accepts lictor,
18.
171 Sen. De superstitione frgs 36b-7 Haase ap. August.
6,10 (p. 268,24-269,10 D-K). Cf. Epist. 95,47-50.
CD
337
their
obeying
ants
masters, thus contradicting the social
status they may have had outside the temple precinct. 172
identify
Wissowa suggested that we should
as
sequence
the
lovis, performed in the form of a
epulum
lectisternium twice a year, on
13. 173
ritual
this
September
13
and
November
However, Seneca does not describe a ritual conducted
not
on a regular basis, but criticizes a religious practice
by any temporal frame. In marked antithesis, he re
limited
Isis
strains his judgement on the ceremonies in the cult of
(however
superstitious
and
they appeared to
embarrassing
him), since those rites were conducted
only
once
a
year,
from October 31 until November 3. It was the absence of such
a confined temporal scheme which offended Seneca in the case
of
practices in the temple of the Capitoline triad. 174
the
To Latte, this
incident
illustrated
superstition
by new religious creeds which arrived from the East
tainted
and subsequently replaced
Roman
popular
an
authentic,
though
weakened,
religion. 175 Versnel's suggestion to explain this in
cident by comparison with a Republican dedication put up
by
Paulla Toutia M. f. et consuplicatrices has the advantage of
avoiding
such
traditional
evolutionist stereotypes of au
thenticity and decline. He offers a
potential
context
for
the scene on the Capitoline Hill which firmly links the pas
sage back to Roman religious practice. 176
172 E.g. qui vano motu bracchiorum imitatur unguentem; longe
a templo non tantum a simulacro stantes digitos movent
ornantium rnodo. Cf. GLADIGOW 1994, 24.
173 WISSOWA 1912, 423 3 .
174 Sen. De superstit. 36a: huic tamen ... furori [the rites
in the cult of Isis] certum tempus est. Tolerabile est
semel anno insanire. Cf. LAUSBERG 1989, 1891.
175 LATTE i960, 327-31, at 328.
176 VERSNEL 1981, 30-1, at 30 18 , comparing ILLRP 301.
338
Yet, Versnel does not
clarify
whether
his
suggestion
entails that we should link the incident described by Seneca
to a supplicatio organized by a group of female worshippers.
If
this
so,
would be misleading. For although we lack the
mo
most basic information concerning the social status and
of
tives
these worshippers, this puzzling passage does not
appear to portray a formal ritual supplication by a cohesive
group. Rather, this passage seems to describe an
incoherent
assemblage of religious practices through which individuals,
in
imitation of social stereotypes, those of temple servant
and deity, slave and master, beloved and lover,
transcended
the
norms
temporarily
and boundaries of their traditional
social bonding in Roman society, as found outside the
sanc
tuary's confines.
The context in which this passage is placed by Augustine
supports such an interpretation. For
the
Seneca's
portrait
of
practices on the Capitoline Hill as preserved by Augus
tine is immediately followed by Augustine's own remark, men
tioned above, that Seneca took the liberty of systematically
compromising the theologia civilis. 177
Augustine's
delight
at Seneca's deconstruction of ritual practice becomes under
standable
once
we
realize that the separation between the
rites of oriental cults and traditional Roman religion, rou
tinely made in modern scholarship, is decidedly
by
portrayal of such religious practices in De super-
Seneca's
stitione. He introduces the
nature
blurred
of
ritual
behaviour
section
on
the
superstitious
by censuring the behaviour of
177 Cf. above, 1.1 and 2.4.1. Cf. August. CD 6,10
267,9-12 D-K): civilem ... et urbanam theologian.
(p.
339
Yet,
Isis. 178
the
in
worshippers
Mater
of
cults
cult
Bellona
and
he immediately proceeds to the discussion of
superstition in the cult of the
this
magna f
Capitoline
triad,
linking
back to the preceding superstitious practices by
the category of furor. Significantly, all of these practices
are listed under one heading, de ritibus. 179 Seneca
refuses
to make a substantive discrimination, but suggests that emo
and cognitive responses in the cults of Mater Magna,
tional
Bellona and Isis on the one hand and of the Capitoline triad
on the other were indistinguishable, and equally repulsive.
Furthermore, by connecting the practices on the
Capito
line Hill to the religious behaviour of individuals in cults
of so-called oriental deities, Seneca implies that the reli
gious
behaviour
described in the context of the worship of
the Capitoline triad was that of individual
well,
rather
than
that
of
worshippers
as
organized groups or religious
functionaries. To Seneca, this passage described an integral
part of daily religious routine taking place in
of
the
the
temple
Capitoline triad. It took a form which was unaccep
table to the philosophical critic, yet which apparently
mained
inoffensive
here we are
rather
than
re
to the civic authorities. The fact that
concerned
with
normal
cult
routine,
ritus,
with exceptional religious activity that could
be marginalized, calls into question the very foundations of
the models of >Staatskultus< and >civic religion<.
178 Sen. De superstit. 34-5 Haase (ap. August.
267,32-268,23 D-K); MAZZOLI 1984, 989-91.
CD
6,10
p.
179 August. CD 6,10 (p. 267,31-269,10). Furor as an expres
sion of superstition: MAZZOLI 967-8; LAUSBERG 1989,
1894-5. Cf. 1.1.
340
4.3 Polytheism
position
We are now in a
ultimately
that
problem
to
the
identify
underlies
methodological
many current models of
religion
Roman religion. Neither Wissowa's concept of Roman
as
>Staatskultus< nor its recent replacement by the concept
of >civic religion< manages to question the notion of >religion< itself. Though presenting
defini
competing
the substance or the ideological content of reli
of
tions
various
ask
gion at Rome, these scholars have unanimously failed to
whether the very notion of >religion< is capable of compris
ing
variety
the
constellations of different cults and
of
deities in a polytheistic context. The problem is
concept
of
>religion<
the
that
is closely adjusted to monotheistic
religious choices such as Jewish religion,
Christian
reli
gion or Muslim religion. By talking about these >religions<,
we
imply
their
that
identity
can cum grano sails be re
constructed by means of a religious dogma, their theology or
orthodoxy. When speaking about >Roman religion<, many schol
ars fail to realize that they do not deal with
entity,
cohesive
and
a
that the >identity< of a pagan reli
gious system cannot be reconstructed on the basis
ciples
similarly
of
prin
which are geared to monotheistic religions. Scholars
do not sufficiently take into account
that
the
notion
of
>religion< is incongruous with the nature of the polytheist
ic
system
at
Rome
which they intend to describe. 180 This
incongruity results in the reductionist assumption that
the
complexity of the religious data at Rome could find complete
180 Cf. AHN 1993; GLADIGOW I997a, 103-5, for the problem of
applying the monothetic concept of >religion< to a poly
theistic context.
341
representation
in
monothetic account of the identity of
a
this >religion<, be it >Staatskultus< or >civic religion<.
the
to
tribute
Many scholars of Roman religion pay passing
phenomenon of polytheism. Yet, their assessment of that
phenomenon's importance for
super
remains
studies
their
ficial at best. More often, they display an apparent uneasi
ness when facing a plurality of potentially conflicting
cults and deities, that undermines their monothetic
of
tions
concep
Republican religion. As long as this plurality of
cults and deities under the Republic
can
be
marginalized,
the apparent extension of religious choices under the Empire
must be seen as dissolution. 181 The comprehensive monogra
phic treatment of individual deities and
the
their
cults
over
last decades has not remedied this dilemma. These stud
ies rarely conceptualize the internal logic of a polytheist
ic system: how are different deities perceived in relation
to
another;
one
what
parameters constrain a worshipper's
place, his obligations and choices? Instead, >polytheism< is
treated as though it were a mere appendix to monothetic con
arbitrary
ceptions of ancient religion - an
assemblage
of
different deities in a certain place. 182
The history of
these
modern
the
notion
difficulties.
of
polytheism
Considering
young.
Philon
of
Alexandria
antiquity of
the
Graeco-Roman paganism, the term >polytheism<
is
the
relatively
introduced noXudeia and 6o£a
TioXudsoc in the early first century CE in order
tualize
illustrates
to
concep
worship of more than one deity. At its concep-
181 Cf. above, 2.7.1.
182 por notable exceptions, see MORA 1995; ROPKE I995a.
342
tion, >polytheism< was a polemical term,
author
writing
in
the
of
by
an
Jewish diaspora of Alexandria, who
defined belief in the one true god ex
background
introduced
negative
before
the
a hostile pagan environment. 183 A systematic
pagan conceptualization of the dichotomy of
polytheism
and
monotheism is not found prior to the second century CE, when
pagan philosophers, confronted with the Christian attacks on
polytheism,
tried to justify the pagan choice of worshiping
more than one deity. 184 After the official demise of
ism,
the
pagan
gods became aesthetic objects as part of a
Late Antique cultural tradition. It was in
the
Renaissance
rediscovered
rediscovering Roman poetry
like
Ovid.
pagan
and
the
this
vein
that
Graeco-Roman gods, when
mythology
through
authors
However, the notion of >polytheism< did not be
come an issue in its own right before the seventeenth centu
ry, when the contemporary interest in primitive polytheistic
societies unearthed ancient polytheism as
comparative
research.
The
enlightenment
a
discipline
of
tradition of the
eighteenth century could regard polytheism as an alternative
model to contemporary monotheism, exemplified in the tyranny
of French Catholicism. At the same time, the debate
origins
of
society
human
principle
religion. Evolutionist models either postulated a
primeval monotheism which subsequently degenerated into
lytheism;
the
addressed the problem of whether mono
theism or polytheism was the first organisational
of
on
or
developed
a
evolution that started from
po
teleological model of religious
fetishism
or
animism,
passed
183 Philo 1,41; 1,609 with SANDELIN 1991. Contrast the pagan
use of noXudeoc, denoting that which is the property of
many deities; e.g. Aesch. Suppl. 424: itoXudeoc e6pa.
184 MOMIGLIANO 1987, 313-28. Cf. BURKERT I985b.
343
through the stage of advanced polytheism, and finally culmi
nated in the Christian belief in one deity. 185
Polytheism as a transitional stage in the
religion:
we
as
evolution
have seen, this evolutionist paradigm was
twentieth century. 186 Due to this paradigm, the
and
evaluation of
failed
cults,
the
polytheism,
to
plurality
of
it
sufficient scholarly attention.
attract
choices
of
polytheism.
For
do not matter, as long as these choices
are controlled by a civic
religious
para
new
is not surprising that the model of >civic reli
gion < has also excluded the phenomenon
individual
and
deities
Given the many points of contact between old and
digms,
nine
the
accepted by various studies of Roman religion in
teenth
of
behaviour.
As
identity
determining
individual
a matter of fact, the civic model
has also been applied to monotheistic societies such as
Re
naissance Florence. 187
4.3.1 »Si deus unus est... «
By way of contrast, worship of a number of different deities
was conceptualized by Romans as one of the
guiding
princi
ples of their religion. 188 Therefore, the lack of an adequa
te systematic expression of this (internalized) principle is
not
significant. This does not mean that the number of dei
ties would not become an issue in Late Republican Rome. Lac-
185 For ample documentation, see MANUEL 1959; SCHMIDT
GLADIGOW 1998, 315-6.
186 See above, 2.2.
187 E.g. MOLHO & al. 1991.
1985;
188 E.g. Cic. Red. Sen. 30: ... in ipsis dis irmortalibus
non semper eosdem atque alias alios solemus et verierari
et precari.
344
tantius, trying to rebut the
could
be
raised
against
philosophical
arguments
that
the existence of just one deity,
cites a passage from Cicero's dialogue Hortensius, with
the
persona of Q. Hortensius Hortalus (114-50) speaking:
Sed fortasse quaerat aliquis a nobis idem illud quod
apud
Ciceronem
quaerit
Hortensius
si
d e u s
u n u s
e s t ,
q u a e
e s s e
b e a t a
solitudo
q u e a t . Tamquam nos, quia unum
dicimuSt desertum ac solitarium esse dicamus. Habet enim
ministros quos vocamus nuntios. Et est illud verum quod
dixisse in Exhortationibus Senecam supra rettuli, genuisse regni sui ministros deum. 189
According to the most recent editor of the Hortensius,
passage
this
is unique in that pagan philosophy before the early
second century CE neither conceptualized
monotheism
principle
of
nor conceived any polemic against it. 190 A reas
sessment of this passage, however, will
Lactantius'
the
show
that
despite
interpretation to the contrary its content does
not take issue with monotheism.
Cicero's dialogue Hortensius was written
in
the
early
summer of 45. Set in presumably the summer of 62, the perso
na
of
Hortensius compared the respective worth of rhetoric
and philosophy, praising the former and denying the
ness
of the latter or its constituting parts, physics, log
ic, and ethics. The fragment must have formed
attack
useful
on
physics,
part
of
his
cosmology and theology. In particular,
Hortensius' remark must have been part of the attack on
the
Platonic and Stoic conceptions of divine providence by means
of which one divine principle governs the world. The sugges
tion that this fragment's discussion of one divine principle
189 Frg> 62 straume-Zimmermann = frg. 47
Div. Inst. 1,7,3-5.
190 STRAUME-ZIMMERMANN 1990, 347-8.
Grilli
ap.
Lact
345
was complemented by a related attack on the innumerable gods
of the Epicureans, thus representing Sceptical argumentation
in
utramque
unlikely. If this had been the
is
partero, 191
case, Lactantius might have referred to such an argument
his
in
defense of monotheism. Furthermore, it is probable that
the persona of Cicero responded to Hortensius' attack on the
Platonic and Stoic conceptions of divine providence with the
traditional argument that the order of the universe necessi
tates the existence of divine guidance. 192 A Ciceronian
ply
to
Hortensius 1
alleged
re
attack on Epicurean theology,
however, is not documented. The defense of Epicurean theolo
gy by Cicero may have been considered to
be
inappropriate;
its absence from the dialogue would thus be unexceptio
and
nal .
However, it is more in accord with the agenda behind the
Epi
attack on philosophy that Hortensius deliberately used
curean
arguments
one divine principle in order to
against
that
demolish the Platonic and Stoic position, thus showing
any
philosophical consideration of theology rested on ques
erat
demonstrandum.
quod
-
tionable logical premises and therefore was useless
There was no need to attack the Epicu
rean position, namely that there existed many deities, since
this was a common sense view shared
which
did
not
require
by
philosophical
popular
sentiment,
proof. An Epicurean
would have been in a position to agree with Hortensius'
gument
from
ar
common sense, since Epicurean epistemology was
based on the fact that
the
true
191 STRAUME-ZIMMERMANN 1990, 347-8.
perception
192 prg. 97 Straume-Zimmermann = frg. 83 Grilli
402,17 M; cf. Cic. Fin. 1,63-4, 4,11-2.
of
the
ap.
gods
Nonius
346
(TipoXfjipLC) was reinforced not only by the images of the gods
received
in
accepted
societal
Hortensius
dreams but also by the persistence of commonly
and
cultural
about
them. 193
was finally won over to the cause of philosophy.
It is far easier to imagine that
Epicurean
ideas
an
alleged
proponent
of
doctrines admitted defeat and became convinced of
the usefulness of philosophy than to assume that
a
Sceptic
would have been won over, in particular since the definition
of
philosophy as a Socratic enterprise, as proposed by Car-
neades 1 New Academy, seems to have been reserved for
Cicero
himself in the closing speech of the dialogue. 194
It has already been seen in the past that the
anthropo
morphizing tone of the fragment in question suggests an Epi
curean pedigree for Hortensius 1 argument. 195 The gods of the
Epicureans,
although blessed and imperishable, were concei
ved as living and anthropomorphic
founder
beings,
not
by
roughly
contemp
with Cicero's treatises of the forties, portrayed the
gods as bodily entities with lifestyles and sentiments
our
the
himself, at least by Epicureans in the first centu
ry. The third book of Philodemus 1 De dis,
orary
if
own,
except
like
that the gods are indestructible. In that
work, Philodemus thought in strikingly anthropomorphic,
not
to say anthropocentric, terms. For instance, it was not dif
ficult
to
identify the language in which the gods would be
193 Cf. LONG & SEDLEY 1987, 1,78-97.
194 Frg. 102 Straume-Zimmermann = frg. 115
gust. De Trin. 14,26.
195 E.g. GRILLI 1962, 85-6. Cf. Id. 1992.
Grilli
ap.
Au
347
communicating: it was Greek, the language of philosophy
culture. 196
The third book of Philodemus' De
parallel
or
dis
also
and
provides
a
for Hortensius 1 argument from happiness. Happiness
blessedness
Hortensius,
(eudcuuovLcx,
beatitude) ,
according
to
cannot be achieved in loneliness and isolation.
If there were just one god, he would be lonely and therefore
unhappy. Since perfect happiness or blessedness is
acteristic
of
the
a
char
divine, there cannot be one single god.
The gods of the Epicureans were self-contained material bod
ies which existed individually (TOI X<XT<X iiepoe) , just as
hu
mans were individuals. According to Epicurean doctrine, hap
piness
could
not be achieved in isolation but only through
the concept of justice and friendship
happiness
in
in
society.
Perfect
an Epicurean community could only be achieved
»when everything will be full of justice and mutual friendship«. 197 This state is perfected in the
gods
where,
habitation
of
the
according to Philodemus 1 portrait in the third
book of De dis, justice and mutual friendship among the gods
guarantees their eternal eu&aiuovLd. The Epicurean
doctrine
of communality per se started from premises similar to those
of
the Peripatetic concept of the zoon politikon which must
participate in a community in order to develop and prove its
virtuous life, 198 and those of the Chrysippean idea
universe
as
a
of
the
habitation, a true city in the Stoic sense,
196 DIELS 1916 for a preliminary text; cf. Philodemus De
pietate lines 124-99 = OBBINK 1996, 114-8 for a summary
treatment by the same author. On Epicurean doctrine, see
LONG & SEDLEY 1987, 1,139-49, esp. 148-9.
197 Diog. Oen. new fr. 21,1,4-14. Cf. LONG & SEDLEY 1987,
1,125-39.
1 98 E.g. Arist. NE 1097 b 9; 1099 b 4; passim; above, 2.5.
348
common to gods and (wise) men as rational beings governed by
reason. 1 "
impossi
In expounding the Epicurean doctrine about the
of
bility
the
of
existence
only one god, the persona of
Hortensius in the dialogue may have been
attracted
by
the
similarity between popular sentiment about the nature of the
and Epicurean epistemology which argued for the tradi
gods
tional anthropomorphism of the divine pantheon from
is
It
tion.
percep
not impossible (though ultimately unprovable)
dissenting
that Hortensius also voiced his concern that any
philosophical speculation on the nature of the gods not only
was
useless,
systems. 200 The
of
charge
but also posed a threat to traditional belief
Epicureans
atheism
took
delight
in
turning
the
back on other philosophical schools. In
that debate, the number of the gods becomes a central issue.
The Epicureans asserted »that there exist not only all those
[gods] that the Greeks say but many more as well«, since the
endless number of immortals matches
beings.
This
assertion
is
part
the
number
of
mortal
of the critique of Stoic
theology in Philodemus 1 De Pietate. 201
For Philodemus, as for other Epicureans, the
that
suggestion
there might be only one god was an assault on the doc
trine of the original and true conception
of
the
gods
as
1987,
SEDLEY
&
199 Cf. SCHOFIELD 1991, 57-92; LONG
1,394-401, esp. 399.
200 E.g. Varro RD frg. 8 Cardauns: ... quae facilia intra
parietes in schola quam extra in foro ferre possunt aures; above, 2.8.1.
201 HENRICHS 1974, 12-26 for a preliminary text; cf. OBBINK
1996, 552-5. Cic. ND 1,50 is a contemporary parallel
whose relation to Philodemus 1 treatise is not entirely
clear; the latter may have been used as a source by Ci
cero.
349
many bodily entities from perception and on their individua
xcnrd uepoc. Following Epicurus, he could therefore
T<X
lity
the
preserving
by
claim that the Epicureans preserved religion
many gods, whereas others like Antisthenes (fr. 39A Deby
cleva Caizzi) postulated the existence of many gods only
convention (xcnrd vouov) but of only one god in reality (xaT<x
like the Stoics, deceived others into thinking
or,
cpuaiv) ;
that there were many gods while in fact assuming that
there
was only one. 202 The interpretation of the names of the gods
played
a crucial role in that debate. On the one hand, ety
mological
allegory
by
metonymy
or
the
de-
grammatical
construction, or rationalization, of names reduced the divi
ne
pantheon
to
only one divine principle which manifested
itself in various forms. 203 On the other hand, the preserva
tion of the gods' names by the Epicureans was only a natural
consequence of the preservation of the
gods'
individuality
as conceived from perception. 204
The Epicurean conception of the divine was, as
seen,
anthropomorphic
in
we
have
perception. Epicureans therefore
not only were inclined to interpret the many gods in anthro
one
pomorphic terms, but insinuated that their reduction to
ought
principle
to
follow the same anthropomorphic model.
»If there was only one god«, asks Hortensius, »how could
achieve
he
happiness?« This anthropomorphic image was rejected
by Lactantius, who regarded this question as
monotheism.
But
an
attack
on
should we assume that a Platonic or Stoic,
202 Stoics: HENRICHS 1974, 20-2.
203 Cf e FEENEY 1991, 8-11, 31-7; LONG 1992;
358-67.
204 E.g. Epic. Ad Herod. 77; De nat. 12-3.
OBBINK
1996,
350
thinking in terms of a divine principle rather
anthropomorphic
god,
than
of
would have understood the attack in a
similar way? In other words, does Hortensius attack a
losophical
an
monotheism<
in
phi
a polytheistic environment? And
would such an alleged philosophical monotheism have provided
an alternative
presenting
to
traditional
religious
belief
systems,
a monothetic belief system of a metaphysical di
mension in a society where religion did allegedly
not
pro
vide an ethical dimension? 205
The philosophical critique of anthropomorphic depictions
of the divine is at least as old as Xenophanes. 206 The
Pre-
socratics, Platonists, Peripatetics or Stoics postulated one
highest
deity governing the world, one first principle from
which the deities of the traditional pantheon
and
to
which
they
were
were
derived
subordinate. Modern evolutionist
theories have accepted such philosophical views as a confir
mation of the inevitable passage from
polytheism
to
mono
theism, and have defined the former as a transition stage in
the
religious evolution. Yet, there is a crucial difference
between the first principle of philosophical speculation and
the one god of the Old
Testament.
Consider
the
following
passage, representative of Stoic thought:
205 Cf. e.g. GRILLI 1962, 85: »Noi sappiamo dello sforzo
degli Stoici per una concezione monoteistica propria
della filosofia, di fronte a quella politeistica della
poesia e della religione statale; sappiamo d'altra parte
che gli Epicurei accoglievano la concezione tradizionale.« On the supposed ethical dimension of >philosophical
religion<, add e.g. NOCK 1933; GRIFFIN 1989, 36-7: »Philosophy thus played an important role in a society where
religion had little metaphysics and less ethics.* For
the context and a critique, see further above, 2.3.
206 Cf e FEENEY 1991, 5-56, for a brief survey.
351
et sciendum Stoicos dicere unum esse deum cui nomina
variantur pro actibus et of fid is. Unde etiam duplicis
sexus nimina esse dicuntur, ut cum in actu sunt mares
sint, feminae cum patiendi habent naturam. 207
This text, while postulating the
being,
existence
divine
one
of
allow for the popular notion of male and female
can
deities. As a result, popular religious
thropomorphic
an
and
practices
conceptions of personalized divinities do not
dei
impair the validity of the philosophical notion of one
ty,
even though Stoic thought does not conceive of this di
prin
vine being as anthropomorphic: postulating one divine
ciple which governs the world does not lead to its personal
Hortensius' rhetorical question - »if there was
ization. 208
only one god, how could he achieve happiness?«
not
does
-
a Stoic position, since the Stoic concept of the
invalidate
the
divine principle, unlike the Epicurean notion of
gods,
is not anthropomorphic.
However, the contrast between a divine principle and
anthropomorphic
pantheon did not result in dualistic think
ing. For instance, in a monotheistic text like
the
various
the
Stoic
thought
Midrash
of God must not obfuscate the fact that
names
one personalized god is addressed. 209 By contrast,
or
an
Platonic
did not conceive of one divine being and
the many deities of popular polytheism in terms of an exclu
sive dualism. Yet, an exclusive dualism ought to be expected
from a notion of the divine which leads
directly
into
the
monotheistic thinking of Jewish or Christian belief systems.
The
fact
that
this
dualism does not exist in Platonic or
207 SVF 2,1070 = Serv. Aen. 4,638. Cf. Serv. Georg. 2,326.
208 E.g. SVF 2,1057-60.
209 Cf. AMIR 1978.
352
Stoic philosophy suggests a non-monothetic context for these
philosophical speculations about
the
divine.
The
logical
reduction of many possible subjects to one guiding principle
resulted
in
the
philosophical
postulation
which governs the world. In inversion
of
of one entity
anthropomorphism,
its attributes were incorruptability, immortality and incorporeality
-
attributes
which necessarily led to assigning
divine qualities to this entity. However, unlike truly mono
theistic options, philosophical speculation did not have
substantiate
its
divine
principle;
it
was
already sub
stantiated as a logical operation, and did not have
ceive
to
to
re
external authorization by being traced back to an om
nipresent personalized deity. At the same time, the specula
tive nature of the divine principle meant that
gain
theological
quasi-metaphorical
first
did
not
significance either, as it never lost its
quality:
the
notion
of
»dvdYxr|«, »the
principle* or »the unmoved mover«, »voOc« or »ratio«,
»6 Se6c« or »deus« did not become a
dental
it
entity
personalized
transcen
which would receive worship. Due to the lack
of this theological dualism, the existence of a divine prin
ciple in philosophical thought never meant that the polythe
istic principle of one god among many gods, personalized and
anthropomorphic, would be questioned. This principle did not
provide a monothetic construct which could herald the victo
ry of monotheism. Consider, for instance, Xenophanes' state
ment, illustrative of that paradox: 210 eCc dsoc, ev TE deoLai xat dvdpanioiai uEYtaTOC;
or
Valerius
reflective of the impact of Orphism:
210 Frg. 23 D-K = 170 Kirk/Raven/Schofield.
Soranus'
dictum,
353
luppiter omnipotent, regum rerumque deumque
progenitor genetrixque, deum deus, unus et cranes. 211
Either text postulates a henotheistic construct which at the
same time refers to, and indeed is geared to,
its
polythe
istic context. 212
4.3.2 The constitution of belief systems at Rome
The monothetic constructs of modern scholarship
ing
the
concern
organization of a >religion<« facilitate the (mod
ern) attribution of meaning to the behaviour of the histori
cal agents. Polythetic organizational
principles,
by
con
trast, appear to make such an attribution impossible:
»A dynamically changing polytheistic system is an ex
ceedingly problematic place in which to find the ground
ing for a question like >What were the religious beliefs
of Augustus?<. This man ... was participant in and ob
ject of various new and traditional cults at Rome and
throughout the Empire, and an initiate into the myste
ries of Eleusis since the age of thirty-two. He was ac
claimed in marble, bronze, papyrus and song as the des
cendant of Venus and the son of Divus Julius. He was the
vice-regent of Jupiter, founder of a new temple of Jupi
ter the Thunderer, and always carried a sealskin with
him as protection against thunderstorms. In which of
these contexts is the >core< of belief to be found?« 213
>Belief< is here seen as a monothetic construct which it
is
difficult to apply in a polytheistic context. This view does
not
take
into account that even within polythetic contexts
there are still principles of organization which attempt
limit
to
and make sense of different >belief systems< in rela
tion to a variety of different deities
and
religious
con
cepts. Polytheism is not just an agglomeration of many gods,
211 Frg. 2 FLP with Courtney's commentary.
212 Cf. HORNUNG 1990; GLADIGOW 1998, 320. In general, see
CANCIK-LINDEMAIER 1979. FRANSOIS 1957 discusses the di
vine attributes of these philosophical constructs.
213 FEENEY 1998,
13-4.
Cf.
ibid.
18-9.
354
but
possesses
an internal structure, even though its logic
may escape the modern beholder.
research
into
For
instance,
ethological
behaviour suggests that both individuals and
groups are able to conceptualize their
interacting
with
a
maximum of up to twenty personalized divine subjects without
forfeiting
a
sense of meaningful interaction. Within these
limits, interacting with a number of subjects can be percei
ved without the feeling that
one's
the
coherence
of
action
or
personal identity is compromised; and the attribution
of meaning or belief to one's own interactive
behaviour
is
possible even within such a polythetic context. 214
The conceptualization of a polytheistic pantheon follows
similar rules: choices allow
various
differentiated
for
>belief
flexibility
in
systems< while at the same
time maintaining a meaningful sense of personal or
identity.
The
applying
communal
individual creation of pantheons is a common
feature. Ennius, for instance, depicted those twelve deities
of the Roman pantheon who, in adaptation of the
pantheon
traditional
of the Twelve Gods in the Hellenic world, were en
tertained at the lectisternium of 217: luppiter,
sta,
Minerva,
Ve
Ceres, Diana, Venus, Mars, Mercurius, Neptu-
nus, Vulcan and Apollo. 215 Varro in the preface to
rusticae
luno,
replaced
Ennius'
his
Res
di urban! by twelve deities qui
maxime agricolarim duces stint: luppiter and Tellus, Sol
and
Luna, Ceres and Liber, Robigus and Flora, Minerva and Venus,
214 Cf. GLADIGOW 1983, 295; Id. 1998, 317; above, 2.7.4
2.8.
and
215 Enn. Ann. 240-1 Skutsch ap. Apul. De deo Socr. 2; cf.
Livy 22,9,7-10,9. Their bronze statues stood at the foot
of the Capitoline hill: Varro RR 1,4: quorum imagines
auratae stant. For Hellenic precedents, see LONG 1987,
esp. 235-7; E. SIMON, Gnomon 63 (1991), 46-50.
355
Bonus
and
Lympha
Eventus. 216 Vergil, in his invocation of
the deities of agriculture, accepted Sol and Luna, Liber and
Ceres, and Minerva, but replaced the others
by
the
Fauni,
Neptunus, Aristaeus, Pan, Triptolemus and Silvanus.
dryads,
Vergil added Augustus to this list,
celebrating
prin-
the
ceps* numinose power. 217 Vitruvius, in his normative account
of
sacred
the
topography
of a typical Roman city and its
pantheon, listed the Capitoline triad, Mercurius,
Serapis,
and
Isis
Apollo, Pater Liber, Hercules, Mars, Venus, Volca-
nus, Ceres, and ... ceteri di . However, Vitruvius 1 model has
not yet materialized in the archaeological record. 218
It would be misleading to assume
that
these
pantheons
provided truthful representations of the religious system of
Rome.
Instead, they help us to identify individual elements
con
of the overall system which could be put to use in the
of private and public religious communication and wor
text
ship. 219 It was essential to possess a local religious know
ledge which specified how to move between these
tions
how
and
to
identifica
use the religious options to hand. This
local religious knowledge was acquired in the context of the
the
religious system of Rome; traditions and customs formed
internalized
basis of ritual orthopraxy and informed belief
systems. Individual choices were constrained by
structure
and
expectations
provided
the
infra
by the city. Yet, we
must not exclude the possibility that they filled in the gap
by developing personalized conceptions of their
216
217
218
219
gods
which
Varro RR 1,4-6 (deos consentis).
Verg. Georg. 1,5-23 (twelve gods), 24-42 (Augustus).
Vitr. 1,7; BENDLIN 1997, 50, for literature.
Communication: above, 3.1.4.
356
went
beyond
the
external
framework provided by the civic
administration of religion.
A passage which serves to illustrate the failure of cur
rent concepts of Late Republican religion
the
to
conceptualize
cognitive and emotional dimension of religion is Ovid's
account of the pompa circensis in Rome. The persona
poet,
sitting
of
the
next to his mistress, rejects identification
with most of the divinities carried along in the procession.
At last, Venus is praised; and Ovid
asks
her,
and
Victo
ria's, divine support of his erotic undertaking. 220
sed iam pompa venit: linguis animisque favetei
tempus adest plausus: aurea pompa venit.
prima loco fertur passis Victoria pinnis:
hue ades et meus hie fac, dea, vincat amor!
plaudite Neptuno, nimium qui creditis undisl
nil mihi cum pelago, me mea terra capit.
plaude tuo Marti, milesi nos odimus arma,
pax iuvat et media pace repertus amor.
auguribus Phoebus, Phoebe venantibus adsiti
artifices in te verte, Minerva, manusl
ruricolae, Cereri teneroque adsurgite Bacchol
Pollucem pugiles, Castora placet eques!
nos tibi, blanda Venus, puerisque potentibus arcu
plaudimus: inceptis adnue, diva, meis
daque novae mentem dominae; patiatur amari.
adnuit et motu signa secunda dedit.
The motivational dimension of Ovid's response to the
45
50
55
statue
of Venus is worth noting. By moving, Venus signifies approv
al:
she
is
ETifixooQ,
or
exaudiens; at least, this is the
poet's interpretation, divining that the moves of the statue
are »favourable signs« - an example of private divination in
the public context of games organized
by
the
city. 221
Of
220 Ovid Am. 3,2,43-58.
221 Statues in processions: Lucr. 2,624-5: (Mater magna)
magnas invecta per urbis munificat tacit a mor tails mirta
salute. Exaudiens: VERSNEL 1981, 26-37. Moves of statues
used for divination: KRAUSS 1930, 176-9. Cf. P. Yale
Inv. 299 (198/99 ^CE) : ... jif)TE 6id XG>ii<xaiac dxaXy.dTcov
(sic)
with
...
Td UTTEp
J.
REA,
avOpCDTtOV
TLC
El6EV<XL
TlpOOTTOLECddOU
ZPE 27 (1977), 151-6. Luc. Dea Syr. 36-7
357
the
course,
poet speaks with his tongue in cheek, for even
a
dea
59-62). This procession, therefore, evokes in
(ibid.
maior
is
him,
Venus has to yield to his mistress who, to
the persona of the poet a wide range of disparate images
of
meaning, which are constrained by local religious
religious
the
mobilize
knowledge, yet which at the same time
poet's
bias. This is a far cry from the functionalist in
interior
terpretation of ritual in terms of societal integration
and
communal meaningfulness. 2 2 2
The Ovidian passage outlines
persona
the
of
which
functions
the
the
poet assigns to the deities taking part in
the pompa circensis. The
their
of
differentiation
divine
functions reflects the differentiation of cult alternatives.
options are compatible. The exclusivity of
different
These
three goddesses; Hippolytus favours Artemis,
to
worship
fails
but
polythetic
illustrates,
worship
of
including its henotheistic predications, in one
place and at a certain time
another
example
options stand in relation to their
local and temporal contextualization, since the
deity,
to
Aphrodite - in either case with disastrous
results for the human. In real life, as the Ovidian
one
of
and theological reflection: Paris chooses between
mythology
pay
level
the
at
religious alternatives is conceptualized
deity
in
another
does
not
place
or
Rather, the ability to move between
exclude
at
worshipping
another time. 223
different
deities
and
interprets divination by the move of statues as priestly
imposture. On this tradition, see POULSEN 1945.
222 Cf. LUKES 1975,
bias<.
esp.
305,
for
>the
mobilization
223 Cf. GLADIGOW 1990, esp. 246-7; Id. 1998, 319-20;
2.7.2.
of
above,
358
cults characterizes the poet's religious behaviour in
their
a complex market of cult alternatives at Rome.
social
structures in complex societies are reflected at the
creasing
polytheistic
respective
level of their
social
pantheons. 224
In
complexity is represented by an increasing
hierarchization
number of gods as well as by the subsequent
of
that
fact
the
Several studies have drawn attention to
their respective position. Yet, the differentiation of a
cir
pantheon does not necessarily resemble socio-political
cumstances: Graeco-Roman paganism, for example, never linked
the complexity of its polytheistic system to a discussion of
pluralism or the issue of multinationality in the
political
Roman Empire. 225 Models which conceptualize the relationship
between different deities
pantheon
the
patriarchic
normally
sociomorphic.
The
be structured by means of gender differences:
can
gender
are
of
the
nature.
supreme
society's
At the same time, theological specula
tion questions the gender of a particular
scrupulousness
the
reflects
god
divinity. 226
The
over ritual performance includes the formula
sive mas sive femina or si divus
si
diva. 227
The
formula
must not be taken as representing an instance of the Romans'
supposed
inability to conceptualize superhuman beings about
whose very substance they were unclear. On the contrary, the
224 Cf. LEMERT 1974; VERNANT 1990,
296-7; Id. 1998, 318-20.
225 MOMIGLIANO 1987,
315-21.
101-19;
GLADIGOW
226 E.g Laevius frg. 26 FLP and possibly Licinius
frg. 7 FLP, discussing the bisexuality of Venus.
1983,
Calvus
227 ILLRP 291-3; Cato Agric. 139; Macrob. Sat. 3,9,7 with
APPEL 1909, 80; ALVAR 1985; HICKSON 1993, 41-3. VERSNEL
1981, 15-6 and PHILLIPS 1997, 131 8 add non-Roman paral
lels. On the related case of taking care over addressing
a deity by the right name, see Macrob. Sat. 3,9,9; APPEL
1909, 75; VERSNEL 1981, 15; HICKSON 1993, 33-4, 41, 54.
359
differences
gender
employs
application of a formula which
prior personalization, or the attempt of personali
implies
zation, of the deity addressed. 228 The famous evocatio of
divinity
local
town
Cilician
during
of
a
P. Servilius Vatia's capture of the
Isaura
Vetus
in
75
this
illustrates
attitude:
Serveilius C(ai) f(ilius) imperator, / hostibus victeis,
Isaura Vetere / capta, captiveis venum dateis, / sei
deus seive deast, quoius in / tutela oppidum vetus
Isaura / fuit, -vac.- votum solvit.
The general's use of the phrase sei deus seive dea addresses
the problem which resulted from the votum
under
routinely
prior to the evocatio. For to fulfil the votum, which
taken
is to ensure the deity's appropriate future worship, his
her
identity
has
to
be sought by the victorious general.
Servilius Vatia resorts to the categorization of
concerned
as
personalized,
if
in
the
deity
unkown, god or goddess. In
this particular case, the unknown deity's evocatio
result
or
did
not
his or her transfer to Rome or in the conceptual
integration into the Roman pantheon. Instead,
the
inscrip
tion probably belonged to the deity's new shrine or an altar
dedicated by Servilius Vatia in Asia minor. 229
The division of labour and the attribution of
functions
to particular deities of the pantheon reflects the differen
tiation of social roles in the human world. The Ovidian pas228 See KOCH 1937, 31-2; ULF 1982, 155-9. Koch never instrumentalized this insight, but postulated the »demythicization« of Roman religion instead: above, 2.2.
229 AE 1977,237 no. 816. For P. Servilius Vatia's career,
see MRR 2,99 and 3,197; for his pontificate, cf. SZEMLER
1972, 130. BLOMART 1997, 99-102, 107-8 makes the import
ant distinction between a deity's evocatio and the sepa
rate issue of his/her - potential though far from requi
site - transfer to Rome. Contra e.g. BEARD 1994, 743-4.
360
sage
is
illustrative in this respect too: Victoria is con
nected with victory, and Neptune with the sea; Mars
ents
repres
the military realm; Apollo is in charge of augury, and
the
Diana is the patroness of hunting; Minerva is linked to
Ceres and Bacchus to agriculture; Castor and Pol
artisans,
lux represent the realm of sport activities;
goddess
of
love.
Venus
the
is
The list could be extended ad infinitum.
The provinces of individual deities comprise all
realms
of
social behaviour. As a consequence, a structuralist approach
postulates
the
distinction between deities in terms of di
vine faculties and construes a polytheistic system which
is
intelligible by virtue of its classifying structure. 230 Yet,
the view that a restricted range of functions can be assign
ed
to particular deities is problematic. As we have seen in
the case of luppiter optimus maximus, the great
particular
combined
a
deities
large number of functions, as there
was no neat division between divine realms but rather
lapping
in
responsibilities
and
over
competition between deities,
cults and temples. 231
Moreover, scholars do not sufficiently take into account
how epitheta defined additional functions as well as
condi
tioned and further differentiated deities in new, and poten
tially
unexpected,
ways.
At
Rome, there was not just one
230 Cf. DUMEZIL 1970, 174-5, 684-91, passim; VERNANT 1990,
101-19; ZAIDMAN & SCHMITT PANTEL 1992, 176-214, esp.
183-6. For critique of Dumezil's >archaic triad< of lup
piter, Mars and Quirinus, defended by reference to its
archetypical Indo-European origins, see BELIER 1991;
CORNELL 1995, 77-9.
231 Competition: above, 4.1.3. The parallel with contempora
ry Hindu society is illustrative in this respect: there,
the position of the gods in a polytheistic context is
always relational rather than substantive; cf. BASTIN &
FLUEGEL 1988.
361
Stator; not simply one Hercules, but Hercules Vic
luppiter
Capitolio
or
Minerva
Medica;
Minera
but
tor or Hercules Musarum; not merely one Minerva
in
or
Tonans
luppiter, but luppiter optimus maximus, luppiter
functions attached
the
meaning
further enlarged possible attributions of
the
and
choices of worshippers. 232 Most importantly, however, all of
classifications
the
mentioned
above could be combined and
choices
and
thus permitted a refinement of interpretations
would be continued at will. Furthermore, a personali
which
fur
zed conception of the divinities of the pantheon would
ther complicate the problem of their identity. To the perso
na
Ovid's Amores, as we have seen, Victoria was not the
in
goddess of the military sphere, but
his
in
success
guaranteed
erotic endeavour; Venus was not Genetrix, the ancestral
The
deity of the lulii, but the goddess of love.
of
study
in Late Republican Rome shows that the political
polytheism
not
and public sphere was, as far as religion is concerned,
with
homologous
society
in general. The potential of this
approach, both in terms of the differentiation of
and
choices
in terms of individual motivational processes,
could only be outlined. As I have tried to show,
even
when
the options presented by Rome's public religious sys
using
Ovid's
tem worshippers such as the persona of
develop
consequence,
Rome's
polytheistic
could
society.
As
a
the question about the >identity< of Roman re
ligion had to be abandoned in favour
and
poems
alternatives of religious behaviour within the dif
ferentiated system of
how,
religious
with
what
of
the
inquiry
into
motives, individual worshippers would
232 See GLADIGOW 1981; Id. 1990, 242.
362
make use of the religious alternatives which were
available
to them in the city of Rome; and a new methodological frame
work
has
been
proposed which may be capable of addressing
the latter inquiry more comprehensively
than
other
currently available to the student of Roman religion.
models
CONCLUSION
»Why / Sir, we know very little about the
Romans.«
Boswell's Life of Johnson (ed. R. W.
Chapman, 1970), 464
Many
modern
of
models
Roman
Wissowa's
from
religion,
>Staatskultus< to the new paradigm of >civic religion<, suc
cumb to the view that the religious history of Late Republi
can Rome can be written in dualistic terms: individual reli
gion
either reflective of state religion or must be re
is
garded as deviant. The assumptions
view
are
which
underlie
such
a
worth recapitulating. Firstly, individual worship
under the Republic addressed those deities who were recogni
zed by the state. By choosing the deities
chose,
individual
which
the
state
religion reflected the official pantheon
of >Staatsreligion< or civic religion. Secondly, Roman reli
gion was ritual observance that had a public and social sig
nificance, but lacked an
motivation.
Thirdly,
and
independent
activity.
of
individual
as a result of these two assump
tions, individual cult activity was
cult
level
homologous
with
civic
For both individuals and the community must
concur on the purpose and meaning of ritual performance once
any potentially deviant individuality has been excluded from
the analysis, and once the meaning of religion has been
lo
cated in orthopraxy. Fourthly, religious choice, once it has
364
been defined in a purely externalist manner, can only become
manifestly
deviant
when it falls outside the official pan
theon. On such a view, religious evolution
velopment
became
the
de
from embedded religion to individual interests in
new cults and new forms of
religious
organization
outside
the traditional area of religion.
The critique of these models had to start with
the
re
assessment of the categories of belief or individual motiva
tion.
For only the positive revaluation of these categories
enables us to undermine the assumptions which underlie those
models. Yet, my emphasis on the existence of individual
lief
be
systems in Roman religion does not entail returning to
a Schleiermacherian position. We must not dichotomize
vidual
spirituality
and
indi
public or social religious behav
iour. We do not have to postulate that the Romans were
vent
believers
or that they had spiritual inclinations. As
Dr Johnson noticed, we are hardly capable of
their
individual
religious
reconstructing
belief systems. However, the a
priori exclusion of the category
personal
of
religious
belief,
of
commitment, individual morality or spirituality is
equally unwarranted, since this exclusion starts from
lematic
fer
prob
methodological preconceptions. These preconceptions
preclude an understanding of a wide range
religious
phenomena
which
are
of
cultural
and
suggested by the data: the
distinction of sacred and civic domains, the differentiation
of religious choices within the framework of the city's
re
ligious infrastructure, the conceptualization of privacy, or
the personalization of divinities and beliefs. If we exclude
categories
like belief from our analytical framework, these
365
phenomena represent a stage in the religious evolution which
can only be misunderstood as disintegrational. If
an
interpretative
model
which
we
apply
includes those categories,
these phenomena become unexceptional. As an implicit
quence/
the
conse
religious development from the Republic to the
Empire regains a sense of continuity which it was denied
by
earlier models of Roman religion.
Many studies of Roman religion are geared
lisms
of
to
the
dua
belief versus scepticism or social religious obs
ervance versus individualization. It is one advantage of the
model of differentiation that the actual ratio of
and
sceptics at Rome, or of those committed to the cause of
civic religion and those who were not, becomes
The
differentiation
of
should
unimportant.
interrelated, yet at the same time
autonomous, realms of social activity at Rome
we
believers
entails
that
expect individuals to combine different forms of
social and religious behaviour without forfeiting a sense of
personal identity. Q. Cornificius included his membership in
the college of augurs in an
inscription
presumably
dating
from 45. He was an orator, held civic offices, wrote a Stoicizing
work De etymis deorum - and composed erotic poetry. 1
Q. Lutatius Catulus, the consul of 102 and adherent of
Car-
neades' New Academy, wrote poetry that used religious langu
age
in
order
to invoke a pseudo-religious atmosphere, but
that dealt with a homoerotic sujet:
Constiteram exorientem Auroram forte salutans
cum subito a laeva Roscius exoritur,
1
ILLRP 439. Priesthood: MRR 2,292.
Erotic poetry: Ovid
rr.
2,436.
Cf. MRR 3,76; FLP pp. 225-7; RAWSON 1991,
272-88.
366
pace mihi liceat, caelestes, dicere vestra,
mortalis visus pulchrior esse deo. 2
Both
>scepticism<
traditionally
and
>individualization<
been seen as elements in the process that un
dermined the embeddedness of religion in public and
cal
life.
have
Scholars
have
politi
rightly rejected the Durkheimian
dichotomy of sacred and secular
domains.
Its
replacement,
the notion of embeddedness and lack of differentiation, how
ever, is equally misleading. Here I endeavoured to develop a
more nuanced view, which accounts for the fact that in Roman
society
religious
and civic domains were conceptualized as
interrelated, yet autonomous, entities. While the
system
made
use of religious rituals, social and political
activity actually moved between two
In
133
the
political
differentiated
realms.
pontifex maximus Scipio Nasica, dressed capite
velato, killed Tiberius Gracchus. By covering his head, Sci
pio Nasica signified that he was performing the
consecratio
of Tiberius, whose attempt to seize royal power had made him
a
homo
sacer in the eyes of his opponents. After Tiberius'
death, the Senate sent a delegation of Xviri sacris
dis
to
faciun-
the temple of Ceres at Henna in Sicily. The embassy
was understood as a means of expiation, since Tiberius'
rannical
behaviour
could
ty
be interpreted as a violation of
tribunician sacrosanct! tas, with which the goddess was
con
nected. Yet, while these religious rituals and symbols could
be
instrumentalized
to
legitimize Scipio Nasica's and the
Senate's killing of Tiberius, the action's legal and politi-
2
Frg. 2 FLP; DAHLMANN 1981. Scepticism: Cic. Lucull. 12;
STRAUME-ZIMMERMANN 1990, 381. No priesthood is attested.
367
cal legitimation could be questioned by fellow-senators
and
the populace. 3
My approach was designed to show that
and
constitution
of
Roman
religion
the
organization
cannot be defined in
terms of >Staatskultus< or civic religion. Even the
of
local
religion
proves
problematic when applied to the
personal belief systems of worshippers
religious
system.
concept
Religious
in
a
decentralized
behaviour, both in its public
aspect and its individual agenda, was not determined by
political
system
or
the
confines of the city of Rome. As
noted above, >Roman religion< is an umbrella-term whose
precision
the
im
means that it is employed by scholars in a number
of different ways. The cults, religions and
belief
systems
which constitute what we call >Roman religion< defy a simple
classification
in
terms of the identity of Roman religion.
The polytheistic system at Rome generated different meanings
to the native agent;
it
continues
to
generate
different
meanings to the modern observer.
3
Consecratio and delegation: App. BCiv 1,2,16; Plut. Ti.
Gracch. 19,4; Cic. Verr. 2,4,108 with SPAETH 1990. Prob
lems of legitimation: Plut. Ti. Gracch. 19,3, passim;
NIPPEL 1995, 32, 60-4.
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