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American Journal of Medical Genetics (Neuropsychiatric Genetics) 54:33&344 (1994)
Is Cholinergic Sensitivity a Genetic Marker
for the Affective Disorders?
David S. Janowsky, David H. Overstreet, and John I. Nurnberger, Jr.
Center for Alcohol Studies and Department of Psychiatry, University of North Carolina School of Medicine, Chapel
Hill, North Carolina (D.S.J., D.H.O.), and Institute for Psychiatric Research, Indiana University School of Medicine,
Indianapolis, Indiana (J.I.N.)
The recent literature on the involvement
of cholinergic muscarinic mechanisms and
adrenergidcholinergic balance in affective
disorders is reviewed and integrated with
the older literature. There is strong evidence supporting the presence of exaggerated responses (behavioral, neuroendocrine, sleep) to cholinergic agents in
affective disorder patients relative to normal controls and certain other psychiatric
patients. There is also some, albeit less, conclusive evidence that these exaggerated responses may occur in euthymic individuals
with a history of affective disorders, or in
children at risk for development of affective
disorders. Despite these promising results,
suggesting a role for acetylcholine in the
genetics of the affective disorders, further
work in biochemistry and genetics is needed
to link specific muscarinic receptors or
other cholinergic variables to affective
illness. 0 1994 Wiley-Liss, Inc.
link several disorders, while not necessarily producing
similar symptom complexes.
A number of biochemical alterations, including
changes in central norepinephrine, dopamine, serotonin, beta endorphin, and GABA have been postulated
as etiologic factors in the affective disorders. Alterations in several of these neurotransmitters appear to
lead to symptom alleviation. Nevertheless, there has
been a paucity of evidence showing that alterations occur in these neurotransmitters before and after manifest affective illness is present. Acetylcholine appears
to be one neurochemical which indeed induces altered
effects in affective disorder patients, whether the patients are symptomatic or asymptomatic. Increasing
central acetylcholine causes depressive symptoms, alleviates manic symptoms, and a t the same time is consistently associated with exaggerated muscarinic responses in affective disorder patients [Janowsky and
Risch, 19871. Thus, muscarinic cholinergic hyperactivity or hypersensitivity may be a marker of the affective
disorders, and indeed, such hypersensitivity as such
may be a marker of a genetic propensity to develop an
affective disorder. The present review paper will critically examine evidence both in support of and contrary
to the possibility that muscarinic cholinergic mechanisms and effects may represent potential genetic
markers of the affective disorders. It will draw heavily
from evidence accumulated over the past two decades
exploring an adrenergic-cholinergic balance hypothesis
of depression and mania, in which depression is considered due to a predominance of or a supersensitivity to
acetylcholine, relative to aminergic mechanisms, and
mania is considered the converse [Janowsky et al.,
1972; Siever et al., 19811.
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KEY WORDS: acetylcholine, genetics, affective disorders, depression
INTRODUCTION
Although not unheard of, there have been few consistently reported biologic state markers of affective illness reported t o date, and even fewer trait markers.
This fact has made difficult the search for genetic
markers for the affective disorders, producing a need
for reliance on applied phenomenologic diagnostic criteria. Furthermore, although diagnostic criteria may
be relatively reliable, they do not take into consideration the possibility that underlying genetic factors may
INCREASED PRESYNAPTIC CHOLINERGIC
ACTMTY IN AFFECTIVE DISORDER
PATIENTS
The vast majority of evidence suggesting that increasing central acetylcholine can induce depression
has come from the utilization of cholinergic agonist and
cholinesterase inhibiting strategies (see following sections). Although strategies involving stimulation of
central muscarinic mechanisms (i.e., using such cholinergic agents as arecoline, oxotremorine, DFP, and
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Received for publication November 16, 1993; revision received
March 7,1994.
Address reprint requests to David S. Janowsky, M.D., Department of Psychiatry, CB #7160, University of North Carolina
School of Medicine, Chapel Hill, NC 27599-7160.
0 1994 Wiley-Liss, Inc.
336
Janowsky et al.
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physostigmine) have provided much evidence supporting a cholinergic alteration in the affective disorders,
these observations have all been based on indirect evidence. These studies have provided no direct evidence
with respect to presynaptic cholinergic function in the
affective disorders. Clinical in vivo hydrogen magnetic
resonance spectroscopy provides a means for more directly assessing human presynaptic cholinergic function in vivo. This technique can measure choline-containing substances noninvasively in the brain. Such
measurement is significant because choline is the major precursor of acetylcholine throughout the nervous
system. Using in vivo hydrogen magnetic resonance
spectroscopy, Charles et al. 119931observed an increase
in central choline, the rate-limiting precursor t o acetylcholine in the imaged brains of patients with major depression, as compared to controls. This increase in imaged choline reverted to normal levels after successful
drug treatment of the patients’ depression. The study
by Charles et al. therefore suggests that presynaptic
cholinergic overactivity may be associated with depression. The fact that the choline levels in this study returned to normal in the recovered patients suggests
that increased central choline may be a state marker,
rather than a trait marker of depression. Much more
work with this promising technique is needed before
a definitive conclusion will be possible, but the data
presently available are consistent with the hypothesis
that increased central acetylcholine may be associated
with the affective disorders.
BEHAVIORAL PHENOMENA
This section will review the several lines of evidence
suggesting that symptoms exhibited naturalistically by
depressive patients and those shown by normal and depressed individuals receiving cholinomimetic agents
are similar, and that the behavioral symptoms exhibited by individuals in general after the administration
of cholinergic agonists are exaggerated in depressed
patients.
Phenomenological Similarities Between
Depression and the Effects of Cholinomimetics
Probably the most convincing evidence that acetylcholine is involved in the regulation of the affective disorders is the observation that centrally active cholinomimetic drugs, which increase central acetylcholine
levels or stimulate central muscarinic receptors,
rapidly induce depressed moods (i.e., sadness, guilt
feelings, crying, regretfulness, etc.), and antagonize
manic symptoms [Janowsky et al., 1972, 1973a,b; Carroll et al., 1973; Shopsin et al., 1975; Davis et al., 19781.
In addition to observations of depression-induction
caused by DFP [Rowntree et al., 19501and insecticides
[Gershon and Shaw, 19611, Janowsky et al. [19811
found induction andlor intensification of depressed
mood in approximately 75% of those in groups of unipolar-depressed, schizoaffective-depressed, and manic
patients, and in approximately 25% of normals. Similarly, Davis et al. [1978] and Modestin et al. [1973a,bl
demonstrated antimanic effects and an increase in depression in manic patients given the cholinesterase in-
hibitor, physostigmine. Risch et al. [1982,19831, studying depressed patients, and Nurnberger et al. [1983al,
studying euthymic bipolar patients given the direct
muscarinic cholinergic receptor agonist, arecoline, also
developed depressed mood and other forms of negative
affect. These included hostility and anxiety. Physostigmine was also reported to induce a depressed mood in a
majority of euthymic bipolar patients maintained on
lithium [Oppenheimer et al., 19791. Depression-like
symptoms have also been observed in normals receiving intravenous physostigmine or arecoline [Risch et
al., 1981a;Nurnberger et al., 1983a), in Alzheimer’s patients receiving the cholinergic agonist oxotremorine
[Mohs et al., 19871, and in normals who had smoked
marijuana after receiving physostigmine [El-Yousef et
al., 1973; Davis et al., 19781. Thus, a wide range of individuals have exhibited depressed mood andlor other
negative affects after administration of cholinergic agonists and cholinesterase inhibitors.
Depressed moods have also been observed in subjects
receiving acetylcholine precursors including deanol,
choline, and lecithin. Davis et al. 119791 and Tamminga
et al. [1976] found that depressive symptoms occurred
in some schizophrenic patients who were treated with
choline. In a subgroup of cases, it was noted that depressed mood was a side effect of choline and lecithin
treatments employed to try to reverse the memory
deficits of Alzheimer’s disease [Bajada, 19821. Also,
Casey [1979] observed that a depressed mood and, in
some cases, a paradoxical hypomania occurred in a subset of deanol-treated patients who had developed tardive dyskinesia and other movement disorders. Thus,
precursors of acetylcholine, in addition to cholinergic
agonists and anticholinesterase agents, have consistently been noted in several studies to induce a depressed mood.
Significant evidence supportive of a role for acetylcholine in the phenomenologyof affective disorders also
comes from an analysis of the anergic-inhibitory effects
of cholinergic agonists and anticholinesterase agents.
These drugs induce a psychomotor retardation which is
very similar to that occurring naturally in endogenous
depression. This psychomotor retardation includes feelings of fatigue, lack of thoughts, and decreased movements. Thus, Rowntree et al. [1950] and Modestin et al.
[1973a,b], studying normals, depressives, and manics,
and Gershon and Shaw 119611, observing normals, all
reported that cholinesterase inhibitors exerted anergic
and behavioral-inhibitory effects. Similarly, Janowsky
et al. [197313, 19741 observed psychomotor retardation
in their physostigmine-treated subjects, and more recently, Silva et al. 119931 noted anergia, psychomotor
retardation, and decreased word generation after
physostigmine infusion in a group of carefully screened
normal controls.
The similarities between the behavioral and other
effects of cholinergic stimulation and the symptoms/
correlates of depression are summarized in Table I.
Janowsky et al. 11973al noted that the depressive
and behavioral inhibitory effects of physostigmine, described above, could be rapidly decreased and antagonized by the noradrenergiddopaminergic drug, intra-
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Cholinergic Genetics and Affective Illness
TABLE I. Similarity of Cholinergically Induced Responses
to Symptoms/Correlates of Depression
Measure
Activity
Mood
Cortisol
ACTH/endorphin
Epinephrine
REM sleep
SW sleep
Effects of
cholinergic
stimulation
Depressed
symptoms
correlates
Anergial
retardation
Depressed
Elevated
Elevated
Elevated
Reduced latency
None
Psychomotor
retardation
Depressed
Elevated
Elevated
Elevated
Reduced latency
Reduced amount
venous methylphenidate, and vice versa. In addition,
methylphenidate, as well as other psychostimulants,
closely mimic the symptoms of mania, including euphoria, increased talkativeness and interactions, and
insomnia. That study reinforced the possibility that
aminergiclcholinergic interactions and balance might
be important in the etiology of affective disorders.
Differential Effects of Cholinomimetics
in Affective Disorder Patients
The majority of studies evaluating the effects of cholinomimetic agents on patients with active affective disorder symptoms have demonstrated that these patients
are relatively more sensitive to the behavioral effects of
cholinomimetics than are controls. With respect to the
affect-inducing and behavioral-inhibitory effects of
cholinomimetics, Janowsky et al. [1980, 19811 noted
that many of those patients described above with symptoms of depression, mania, or schizoaffective disorder,
as compared to schizophrenics without a significant
mood component in their illness, became significantly
more sad and depressed after receiving physostigmine.
Furthermore, Janowsky et al. [1980, 19811 found that
rater-evaluated increases in behavioral inhibition and
self-rated anxiety, depression, hostility, confusion, and
decreases in elation subscales of the Profile of Mood
States Scale showed significantly greater changes in affective disorder patients than in other psychiatric patient groups or normals after physostigmine infusion.
That physostigmine may behaviorally differentiate
patients with affective disorder diagnoses from other
nonaffective diagnoses has further support from the
work of Edelstein et al. [19811. These authors reported
that schizophrenic patients who responded to physostigmine with a clearing of psychotic symptoms were
significantly more likely to respond positively t o
lithium, presumably because they represented a variant of affective disorder. Furthermore, Steinberg et al.
[ 19931 noted that increases in negative affect after
physostigmine administration occurred selectively in
those personality disorder patients with preexisting affectively unstable personalities (i.e., borderline personalities), as compared with those who were affective stable. Thus, it has been demonstrated in several studies
that actively ill affective disorder patients exhibit exaggerated behavioral responses t o cholinergic agonists
and anticholinesterases, although the degree of differ-
337
ence is not great and the number of replications is
small. Conversely, Oppenheimer et al. [1979] and Silva
et al. 119931 found no increases in depressed mood in
his normal subject cohort, and Rapaport et al. [19921recently reported that panic disorder patients responded
similarly to physostigmine as did normal controls,
rather than showing the exaggerated responses of depressives.
Trait/State Considerations
The evidence for behavioral supersensitivity to cholinomimetics as a trait marker in affective disorder patients is mixed. On the positive side, Oppenheimer et
al. [1979] observed, in the patients described previously, that a significant percentage of euthymic bipolar
patients receiving lithium developed a depressed mood
after receiving physostigmine, whereas normal controls who received physostigmine alone did not become
depressed, but only became anergic. Similarly, Casey
[19791 noted that those euthymic tardive dyskinesia
patients with a strong past history of affective disorder
selectively showed increased affective symptoms while
receiving the putative acetylcholine precursor, deanol.
However, Nurnberger et al. [1983al did not observe a
differential behavioral sensitivity between a group of
euthymic affective disorder patients and normals.
Thus, there is presently somewhat conflicting data on
whether behavioral supersensitivity in affective disorder patients is a state- or trait-linked phenomenon.
Furthermore, no studies published to date have examined the behavioral effects of cholinergic agonists on
the unaffected relatives or offspring of affective disorder patients, and thus the stateltrait question regarding cholinomimetic behavioral changes remains
an open one.
HYPOTHALAlMIC-PITUITARY-ADRENAL
AND OTHER ENDOCRINE PARAMETERS
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This section will review lines of evidence suggesting
that the hormonal changes exhibited naturalistically
by many depressed patients and by normal individuals
receiving cholinergic agonists and cholinesterase inhibitors are remarkably similar. In addition, the evidence that hormonal changes exhibited by individuals
after the administration of centrally acting cholinomimetics are exaggerated in depressed patients will be
reviewed, as will the extent t o which this cholinergically-induced hormonal supersensitivity may be regarded as a state o r trait marker of depression.
Phenomenological Similarities Between
HPA Changes in Depressives
and Central Cholinomimetic Effects
In humans, a frequent characteristic of depression,
especially severe depression, is the spontaneous activation of the hypothalamic-pituitary-adrenal (HPA) axis.
A variety of studies have shown that increased cortisol
and adrenocorticotrophic hormone (ACTH) levels are
found in patients with endogenous depression, and that
cortisol suppression by dexamethasone is inhibited in
major depression [Janowsky and Risch, 19841. As with
behavioral studies, there is evidence from a variety of
338
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Janowsky et al.
experiments that centrally acting cholinomimetic
drugs release the corticotrophin releasing factor and
thus elevate serum ACTH and cortisol levels in a variety of animal species, as well as in normal controls and
in psychiatric patients [Risch et al., 1981b,c;Janowsky
and Risch, 19841. Also, physostigmine has been shown
to reverse dexamethasone-induced suppression of cortisol in normal controls [Carroll et al., 1980; Doerr and
Berger, 19831, producing a “depression-like” profile.
Thus, it appears that physostigmine and other cholinomimetic drugs cause increases in HPA axis activity,
and that these changes parallel other phenomena
noted in endogenous depression, such as increased cortisol secretion, cortisol resistance to suppression by
dexamethasone, and elevated ACTH levels. In addition, beta endorphin, whose secretion is linked to that
of ACTH through CRF induced corelease of a common
precursor, beta lipotropin, has also been noted to be elevated in depressed patients, and beta endorphin is released by physostigmine, as well as by arecoline [Risch
et al., 1981c, 19821.
Differential Effects Between Affective Disorder
Patients and Normal Controls
Affective disorder patients have been found to show
significantly greater increases in both serum ACTH
and beta endorphin after physostigmine infusion
[Risch et al., 1981b, 19821, when compared to normal
controls and t o nonaffective psychiatric patients. Interestingly, this supersensitivity of beta endorphin and
ACTH does not appear to occur with respect to cortisol
elevation induced by physostigmine or arecoline [Risch
et al., 1981b,c, 19821.
TraiUState Considerations
At present, there are very few studies reporting on
the effects of cholinergic stimulation on hormonal responses in ethymic affective disorder patients themselves, or in the healthy relatives of affective disorder
patients. Nurnberger et al. [1983al did report a lack of
exaggeration of cortisol release following arecoline administration in euthymic bipolar patients, but did not
study changes in beta endorphin or ACTH. Consequently, no conclusion about whether the cholinergically-induced supersensitive ACTH and beta endorphin responses in depressives are state or trait
markers of affective disorders can be made a t this time.
DIFFERENTIAL GROWTH HORMONE
RESPONSES TO CHOLINOMIMETICS
IN DEPRESSIVES
At present, several studies have suggested that
growth hormone levels increase when a cholinomimetic
drug is given, a phenomena which is blocked by administration of anticholinergic agents [Bruni and Meites,
19781. Possibly due to the presence of anticholinergic
drugs given as pretreatments prior to cholinomimetic
administration, several groups have failed to find significant increases in growth hormone release after
physostigmine andor other cholinomimetic agent infusion in psychiatric patients and in normals pretreated
with peripherally active anticholinergic agents such as
probanthetine and methscopolamine [Brvni and
Meites, 1978; Davis and Davis, 1980; Janowsky and
Risch, 1984, 19871. However, recently, OKeane et al.
[19921 have reported exaggerated growth hormone release in depressives, especially depressed males, following administration of the peripherally-acting cholinomimetic agent pyridostigmine, when compared to
normal controls. In the latter study, none of those evaluated were given a peripherally or centrally active
anticholinergic drug prior to cholinomimetic administration. The supersensitive growth hormone response
observed in the depressed patients suggests that there
could exist peripheral cholinergic supersensitivity in
depressives, since pyridostigmine is peripherally acting. This hypersensitivity was not previously apparent,
probably due to the use of anticholinergic drugs in the
earlier experimental designs. This notion is supported
by another recent report indicating that depressives
are more sensitive to the effects of pilocarpine on pupillary responses [DeMet and Sokolski, 19931, a finding
which, the authors believe, represents a trait phenomenon of depression.
It is also well known that growth hormone responses
to clonidine, an alpha noradrenergic agonist, are
blunted in human depressives [e.g., Charney et al.,
1982; Siever and Uhde, 19841. The blunted noradrenergic response and supersensitive cholinergic response
could be regarded as support €or the adrenergidcholinergic balance model. However, this blunted growth hormone response t o clonidine is not specific for depressive
disorders [Tancer et al., 19931, and there have not been
any specific studies in animals or in humans examining
cholinergidadrenergic interactions in growth hormone
regulation. Further work must occur before we can conclude that the noradrenergic subsensitivity in depressives is in any way connected with the observed cholinergic supersensitivity.
SLEEP PARAMETERS
This section will review evidence suggesting that the
sleep changes which spontaneously occur in depressed
patients are very similar to those seen after the administration of cholinomimetic agents, and that the sleep
changes induced by cholinergic agonists are exaggerated in individuals with affective disorders. In addition, the extent to which these cholinergically induced
sleep alterations are trait markers of the affective disorders will be considered.
Phenomenological Similarities Between
Sleep in Affective Disorder Patients and the
Sleep Altering Effects of Cholinomimetics
Although not as diagnostically specific as previously
believed, major depression is generally associated with
a series of characteristic sleep changes. These include
decreased rapid eye movement sleep (REM) latency
and increased REM duration and density [Benca et al.,
19921. In parallel with these characteristic sleep
changes occurring in depression, centrally acting
cholinergic agonists and cholinesterase inhibitors, such
as arecoline, physostigmine, and pilocarpine induce a
shortening of REM latency and an increase in REM du-
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Cholinergic Genetics and Affective Illness
ration and density [Sitaram et al., 1982, 1985; Berger
et al., 1983, 1985, 1989; Berkowitz et al., 19901. Also,
Sitaram et al. [19821 have shown that withdrawal of
chronic scopolamine also leads to a shortening of REM
latency and an increase in REM density. Thus, the
REM sleep abnormalities observed in depressed individuals could reasonably be ascribed to cholinergic
overactivity, as postulated by Hobson et al. [1975]. Furthermore, in general, adrenergic agents such as psychostimulants and L-DOPA cause the opposite effects
of cholinomimetics, shortening REM latency and decreasing REM duration and density.
Differential Effects of Cholinomimetic Drugs
in Affective Disorder Patients
Of all the potential cholinergic markers of affective
disorder, changes in REM sleep parameters after cholinomimetic administration have proven the most
promising. Sitaram et al. [1987] found that following
arecoline infusion, REM latency was shortened significantly more in patients undergoing an affective disorder episode than in controls. Gillin et al. [1991] and
Nurnberger et al. [19891 recently replicated Sitaram’s
work, showing enhanced cholinergically-induced REM
latency shortening in depressives following arecoline
infusion. Significantly, Nurnberger et al. [ 19811 also
noted an inverse relationship between amphetamineinduced REM shortening and physostigmine-induced
REM latency increases, a finding consistent with the
adrenergidcholinergic balance hypothesis. In addition,
Berger et al. [1989] found that a supershortening of
REM latency occurred in endogenous depressives,
when compared to normals and to eating disorder patients, following administration of the long-acting oral
muscarinic agonist, RS86. Berger et al. [19831 also
found that physostigmine-induced arousal and awakening from sleep occurred more frequently in actively
ill affective disorder patients than in normals.
More recently, Gann et al. [1992] investigated sleep
EEG profiles during placebo administration and after
cholinergic stimulation with RS86 in patients with major depression, in patients with anxiety disorders, and
in healthy control subjects. As in previous studies,
RS86 had a more profound impact on patients with major depression, inducing a relative supershortening of
REM sleep latency, and an increase in REM density
and REM duration. Importantly, patients with anxiety
disorders and associated secondary depression did not
show enhanced REM abnormalities following RS86 administration. In fact, anxiety disorder patients showed
decreased REM density compared to controls. Similarly, Dube et al. [19851 showed that the REM sleep response to cholinergic stimulation with arecoline was
significantly more pronounced in primary depressives
than in patients with manic disorders, or in those with
mixed anxiousldepressive symptoms.
These studies support the concept that cholinergic
supersensitivity is relatively specific to affective disorders. However, there have been several reports suggesting the involvement of overactivity of REM sleep
parameters in the negative symptoms of schizophrenia
[Tandon and Greden, 19891, so caution about the ab-
339
solute specificity of cholinergic overactivity in depression must be maintained.
Another issue of importance relates back to the
adrenergiclcholinergic interaction model described
above. While there have been numerous reports of
cholinergic supersensitivity in sleep mechanisms in depressives, there have been comparatively few reports
regarding other neurotransmitter systems involved in
sleep mechanisms. Recently, however, Schittecatte et
al. [19921reported that human depressives are subsensitive to the REM sleep-suppressing effects of clonidine,
an alpha noradrenergic agonist. This outcome would be
predicted from the adrenergiclcholinergiic balance
model. A problem is knowing whether the abnormal
clonidine response in depressives is an indication of a
separate noradrenergic abnormality, or is only reflective of an underlying cholinergic abnormality in balance with the noradrenergic system. It would be valuable to know how these patients would have responded
to a cholinergic challenge.
Trait/State Considerations
There are several lines of evidence suggesting that
supersensitive cholinergically-induced REM sleep parameters in depression may have a genetic basis. First,
REM sleep responses t o arecoline have been reported to
be significantly correlated in normal identical twins
[Nurnberger et al., 1983133. Secondly, the work of
Sitaram et al. [19871 studying arecoline-induced shortening of REM sleep showed that a supersensitive response was significantly more likely to occur in relatives of endogenous depressives who themselves had a
history of affective disorder, than in those relatives who
did not have such a history. Even more suggestive of a
genetic link between cholinergic supersensitivity sleep
parameters is the work of Schreiber et al. [19921. These
investigators observed exaggerated shortening of REM
latency and increased spontaneous sleep onset REM
periods following RS86 administration in healthy first
degree relatives of patients with a DSM I11 diagnosis of
major depression and a strong family history of emotional disorders. A significantly less extreme response
occurred in first degree relatives of individuals without
a history of affective disorders.
While the above data are supportive of the conclusion
that supersensitive REM sleep induction by cholinergic
agonists is a trait marker of affective disorders, there
are some inconsistent observations. Berger et al. [19891
noted exaggerated REM latency shortening following
administration of RS86 only in actively depressed patients, and not in remitted ones. Their findings suggest
a state phenomenon. On the other hand, the work of
Sitaram et al. [1987] and Nurnberger et al. [1983al
would suggest a trait phenomenon, since remitted bipolar patients and individuals with a family history of
bipolar disorders all showed exaggerated REM latency
shortening after receiving arecoline. One of the major
differences between the latter studies and those of
Berger et al. [1989] was the fact that the large majority
of Berger et a1.k patients were diagnosed as having
unipolar depression, as compared to the bipolars studied in the investigations of Sitaram et al. [19871 and
340
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Janowsky et al.
Nurnberger et al. [1983al. Thus, cholinergic overactivity may indeed be a trait marker for bipolar affective
disorder, and a state marker for unipolar affective disorder. This conclusion would fit well with the evidence
from epidemiological studies for a stronger genetic link
in bipolar affective disorders [Gershon et al., 19871.
CENTRAL MUSCARINIC MECHANISMS
MIMICKING DEPRESSION
Several studies have attempted to define the mechanisms by which the behavioral, sleep, and neuroendocrine-altering effects of cholinomimetic drugs occur.
In early studies, Janowsky et al. 119721 and Modestin
et al. [1973a,bl noted that, in contrast to centrally
acting physostigmine, the peripherally acting anticholinesterase, neostigmine, did not exert any behavioral, neuroendocrine, or cardiovascular effects if a
peripheral anticholinergic had been used as a pretreatment. This observation indicates that the behavioral effects of physostigmine were probably due to its central
actions. More recently, Janowsky et al. [ 19851 noted
that the increases in blood pressure, pulse rate, serum
epinephrine, ACTH, cortisol, and prolactin, as well as
the anergic and negative affects induced by physostigmine, were not mimicked by neostigmine, again supporting a central mechanism as the basis for cholinomimetic-induced changes. Furthermore, Janowsky
et al. [19851 noted that the behavioral, cardiovascular,
and neuroendocrine effects of physostigmine could be
blocked by the centrally acting antimuscarinic agent,
scopolamine, but not by the peripherally acting antimuscarinic agent, methscopolamine. These findings
again indicate the involvement of central cholinergic
mechanisms in the behavioral, neuroendocrine, sleep
and cardiovascular effects of cholinomimetic agents,
and, in addition, indicate that muscarinic cholinergic
receptors are involved.
The exact location of the cholinergic subsystems in
the brain which mediate the exaggerated muscarinic
responses in depressives described above is unknown.
Meyerson et al. [1982] reported preliminary evidence
for an elevation of cortical muscarinic receptor binding
sites in brains from suicide victims, presumed to have
affective disorders. However, both Stanley 119831 and
Kaufman et al. 119843failed to detect any differences in
cortical muscarinic receptor binding between suicide
victims and controls. Studies which have examined
muscarinic receptors on fibroblast cells in affective disorder patients have also ultimately been negative
[Nadi et al., 1984; Kelsoe et al., 19851.
A problem with all of the studies performed to date
may be that the tissues selected for study may have
been from inappropriate locations. There are data that
the Flinders Sensitive Line (FSL) rats, bred t o have exaggerated sensitivity to cholinergic drugs, do not necessarily have elevated muscarinic receptors in all brain
regions, and, indeed, do not exhibit elevated cortical
muscarinic receptor binding sites [Overstreet, 1993;
see below]. It would be of interest to obtain muscarinic
receptor binding data from limbic regions in normal
and depressed humans, because the cholinergically supersensitive FSL rats have been found to have elevated
limbic muscarinic receptor binding sites [Overstreet,
19931. At present, however, it is not possible to ascribe
the supersensitive muscarinic responses in depressives
to any specific brain region, or to an excess of central
muscarinic receptors.
There have also been a limited number of studies
which have searched for a linkage between muscarinic
receptor genes (five have been identified to date) and affective disorders. These studies have also been inconclusive [Berrettini et al., 1992; Nurnberger et al., unpublished data]. Therefore, while it seems clear that the
supersensitive muscarinic receptor responses in depressives are centrally mediated, it is not clear which region(s) of the brain is (are) involved, nor is it known
whether muscarinic receptor genes are linked t o affective disorders. Also, it may be that supersensitive muscarinic responses are mediated not by muscarinic receptors per se, but by one or more of the many second
messenger systems that are activated via muscarinic
mechanisms such as the G proteins [Lesch and Manji,
19921, or by a decrease in adrenergic neurotransmitters.
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ACETYLCHOLINE, STRESS, AND DEPRESSION
Considerable information suggests that a propensity
to stressability may be a hallmark of depression, and
that indeed depression may be a specialized form of
stress. Janowsky and Risch [1984] have reviewed evidence suggesting that most of the manifestations of
stress in general (i.e., behavioral, cardiovascular, and
neuroendocrine measures), which also occur in endogenous depression, are replicated by central cholinergic
activation. These cholinomimetic stress-like effects are
generally exaggerated in depressives. Similarly, Overstreet 119931 has noted that FSL rats, selectively bred
to be sensitive to cholinomimetics, are hyperresponsive
to stress, show a mimicking of depression-analgous behaviors, and are supersensitive to cholinomimetic
drugs with respect to stress-indicative phenomena. Finally, there is considerable evidence that central acetylcholine activates CRF release, leading to the neuroendocrine cascade indicative of stress. Thus, it is quite
possible that a genetic defect in the modulation of
acetylcholine output or receptivity could lead to a series
of exaggerated responses to stress, one of which could
be depression.
zyx
NICOTINE, SMOKING, AND DEPRESSION
Although the vast majority of observations linking
the cholinergic nervous system to affective disorders
has focused intensively on muscarinic mechanisms,
there is also evidence that nicotinic cholinergic mechanisms may be linked to depression. With respect to
nicotine’s effects in humans, Glassman 119931 has extensively reviewed his own work and the work of others
indicating that a high rate of cigarette smoking is associated with current major depression and current depressive symptoms. He also noted that a lifetime history of major depression, even if not active a t the time
that a person starts t o smoke, increases the chances of
a person’s trying nicotine and becoming addicted to it,
and has a significant negative impact on smoking cessation efforts [Glassman, 19931. This latter deleterious
z
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Cholinergic Genetics and Affective Illness
effect appears more pronounced in women than in men.
There is also evidence that in predisposed individuals
with a history of major depression, smoking cessation
may precipitate severe depressive symptoms which appear to counteract smoking cessation efforts. Of course,
the linkage between cigarette addiction, smoking, and
emotional disorders is not exclusive for depression.
There are other linkages between smoking and alcoholism, anxiety disorders, and especially schizophrenia
[Glassman, 19931.
Another interesting linkage between smoking and
depression has been noted in twin studies. Using
monozygotic and dizygotic twin pairs, Kendler et al.
[ 19931have found that smoking and depression are indeed linked, but that smoking, at least in their study,
did not necessarily cause depression, and that depression did not necessarily cause smoking. It appears that
depression and smoking are linked through genetic factors which influence vulnerability to both conditions
[Kendler et al., 19931. It is possible that a relationship
between muscarinic and nicotinic mechanisms may be
important in inducing nicotine addiction, in inducing
depression, and in the relationship between smoking
and depression noted above. Possibly, an interaction between muscarinic and nicotinic receptors may underlie
this relationship.
341
other rat strains which appear to be anergic a t baseline
have also been reported to be more sensitive to cholinergic agonists [Overstreet et al., 1988, 1992al.
Recently, Overstreet et al. [1992b] crossbred FSL and
control Flinders Resistant Line (FRL) rats and studied
their muscarinic responses. These investigators found
that both additive and dominance genetic variance contributed to many of the responses of the F2rats before
and after cholinomimetic administration. They estimated that 3-15 genes might be involved. In an even
more recent study, both immobility in the swim test and
hypothermic responses to the cholinergic agonist, oxotremorine, were examined in the FSL/FRL crossbreeds. Again, it was found that the degree of oxotremorine-induced hypothermia was dependent on
both additive and dominance genetic factors, with the
crosses more closely resembling the FRL control parent
[Overstreet et al., 1993a,b]. However, swim test immobility appeared to be dependent solely upon additive
factors [Overstreet et al., 1993a,bl. This finding is consistent with one of two models. In the first, the genes for
immobility and muscarinic sensitivity are overlapping,
but have different outcomes for the two measures, similar to albino genes exhibiting dominance for coat color
and additivity for enzymes. In the second model, the
genes for immobility and muscarinic sensitivity are
independent.
Further studies with appropriate genetic animal
ANIMAL ANALOGS AND PARALLELS
models can provide further definition and possibly
Administration of cholinergic agonists to animals point to similar phenomena in humans. For example,
produces a series of behavioral and physiological phe- recombinant inbred strains of mice may be utilized to
nomena that parallel those seen in humans. These in- locate single genes important in behavioral or neuroclude anergic-inhibitory effects, anhedonic phenomena, chemical variation [Gora-Maslak et al., 19911. Nurnhypothalamic-pituitary-adrenalactivation, shortening berger et al. [in press] report that the C57BU6J strain
of REM sleep latency, and the exaggeration of REM of mouse shows increased choline uptake in the striasleep density. In addition, as with humans, the anergic tum, compared to the DBA/2J strain [cf. Charles et al.,
effects of cholinomimetics in rodents can be reversed by 19931. The C57s are also more sensitive to the forced
psychostimulant (i.e., methylphenidate) administra- swim and restraint stress models of depression. Quantion; and methylphenidate-induced stereotyped gnaw- titative trait loci for these parameters have now been
ing behavior (a dopaminergic phenomena) can be re- identified using recombinant inbred strains [Tarricone
versed by physostigmine [Janowsky et al., 19721.
et al., 19931.
The Flinders Sensitive Line (FSL) rats are an AusCONCLUSION
tralian line of rats selectively bred to have increased responses to anticholinesterases and cholinergic agonists
As mentioned above, a number of studies suggests
[Overstreet et al., 1979,19881. These rats resemble de- that patients with an affective disorder show a tenpressed humans in that they exhibit supersensitive be- dency to have either exaggerated reactions to centrally
havioral, hormonal, and sleep responses to cholinergic acting cholinomimetic agents or an excess of central
agonists relative t o their control counterparts, the acetylcholine. This supersensitivity appears to occur
Flinders Resistant Line (FRL) rats [Overstreet et al., more often in patients with endogenous depression or
1988; Overstreet, 19931. The FSL rats also resemble bipolar disorder. The data are most compelling with redepressed humans in that at baseline they show de- spect to supersensitive responses of cholinomimeticcreased running activity [Overstreet and Russell, sensitive sleep parameters following cholinomimetic
19821, increased anhedonia (i.e., reduced saccharin administration in affective disorder patients, especially
consumption) under stress [Pucilowski et al., 19831, with regard to REM sleep measures. At least one study
and increased REM activity and density [Shiromani et of high risk members of families loaded for affective disal., 19881. Thus, a line of rats established to have orders suggests that this supersensitivity might be a
cholinergic hyperactivityfiypersensitivity resembles trait phenomenon [Schreiber et al., 19921, and other
depressed humans in a number of ways. Moreover, studies by Nurnberger et al. [1983al and Sitaram et al.
anergic-like effects in the FSL rats (i.e., exaggerated [19871 are similarly supportive.
immobility in the forced swim test) can be counteracted
Studies showing a differential induction of depressive
by the administration of antidepressant drugs [Schiller symptoms in euthymic individuals with a history of afet al., 1992; Pucilowski and Overstreet, 19931. Several fective disorders have not been as consistent. In addi-
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Janowsky et al.
tion, studies of the behavioral effects of cholinomimetics in high risk populations have not yet been carried
out, nor have studies of neuroendocrine, biochemical,
and physiological markers, including brain choline levels, cholinomimetic-induced increases in ACTH and
beta endorphin, and decreases in pupillary size.
To date, cholinomimetic agonist and cholinesterase
inhibitor strategies have primarily been used to explore
the adrenergiclcholinergic hypothesis of the etiology of
affective disorders and the role of cholinergic super-sensitivity in depression. Only a few studies have explored
the psychogenetic aspects of cholinergic hyperresponsiveness or adrenergic-cholinergic balance as related to
affective disorders. Nevertheless, as described above,
there is a growing body of information suggesting that
the cholinergic hypersensitivity found in affective disorder patients may indeed be genetically determined,
and, thus, cholinergic hyperresponsiveness may be a
reasonable candidate for marking affectively vulnerable members of families. Targeting genes which influence or regulate cholinergic function may reveal candidate genes which can be linked to vulnerability in
families with high levels of affective disorder.
To expand upon the above point, a number of future
genetically-oriented studies and strategies exploring
the role of acetylcholine and adrenergic cholinergic balance in the affective disorders would be appropriate.
Expansion of the rodent crossgenerational studies and
crossbreeding studies, described above, with an expansion of acetylcholine sensitive variables, is indicated.
Such studies, using quantitative locus analysis, may
help t o characterize cholinergic regulatory genes and
their behavioral correlates. Recently, Hwang et al. [in
preparation] used the recombinant inbred strain
method to localize a gene responsible for regulating
choline uptake in the striatum, hippocampus, and cortex. Similarly, studies should be designed to locate and
characterize candidate cholinergic genes in man, including muscarinic receptor genes, genes which regulate choline uptake and utilization, and genes which
regulate choline acetyltransferase activity. Linkage
and association studies in families with affective disorder are appropriate, focusing on these and other candidate genes. Human studies should also include imaging
experiments using presynaptic cholinergic agents or
agents that label cholinergic receptors.
Finally, it is appropriate to speculate as to why a genetic tendency to have a hyperreactive cholinergic nervous system might be of survival value. One possibility
is that cholinergic hyperactivity is involved in the regulation of the hypothermia, inactivitylanergia, and
sleep changes of hibernation, or in the “giving up” responses of animals confronted and overpowered by
predators andlor dominant members of their own
species. Obviously, to the extent that the behavioral,
neuroendocrine, and cardiovascular manifestations of
stress (i.e., release of ACTH, CRF, cortisol, and epinephrine, and induction of hypertension and tachycardia, etc.) have survival value, and are regulated by
cholinergic mechanisms [Janowsky and Risch, 19841,
preservation of genes which enhance the above effects
could also be of survival value.
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