Intentionalism, Anti-Intentionalism, and Aesthetic Inquiry: Implications for the
Teaching of Choreography
Larry Lavender
Dance Research Journal, Vol. 29, No. 1. (Spring, 1997), pp. 23-42.
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Intentionalism, Anti-Intentionalism,
and Aesthetic Inquiry:
Implications for the Teaching of Choreography
Larry Lavender
One of the most heated debates in modern literary and aesthetic theory concerns the relevance
to criticism in general, and to interpretation specifically, of information about an author/artist7s
intentions in creating a particular work. This intentionalistlanti-intentionalist debate is an
important one for dance educators to examine and discuss with students, since teachers' beliefs about the relevance of an artist's intentions determine in large part the way they interpret
and judge dances (and other works of art), and mentor student choreographers and critics. The
critical advice of mentors who hold intentionalist assumptions naturally tends to be quite
different from the input of those holding anti-intentionalist views.
The debate over artists' intentions began in earnest in 1946 with the publication of a
provocative and now famous essay entitled "The Intentional Fallacy" by W.K. Wimsatt and
Monroe Beardsley (1). In this work the authors attacked the intentionalist idea that to achieve
a valid, or true, interpretation of a work we must ascertain whatever meaning its maker intended it to possess. The essay laid the groundwork for a rigorous anti-intentionalism, which
held that works of art and literature are autonomous entities whose meanings are carried
entirely by their internal structures and do not depend on the so-called meaning-intentions of
their creators.
Dance students and teachers alike often struggle with the central issues in this debate.
Should the artist have a specific plan, goal, or semantic content to express firmly in mind
before beginning to work, or will meaning emerge through the work process itself? Should
the critic investigate the artist's intentions, or simply focus on the immediacy of the work
itself? The way one answers these kinds of questions determines to a large extent how one
will proceed in crafting a work, and in interpreting and evaluating others' works.
Interestingly, dance students and their teachers ordinarily go about the business of making
and critiquing dances in general accordance with one of the two sides in the debate without being
aware of the basic arguments for, and the underlying assumptions of, each position. There are
two likely reasons for this. First, the standard literature on teaching and learning choreography
Larry Lavender is head of dance at the University of New Mexico. He holds a B.A. in Humanities and a B.A. in dance from the University of California, Riverside, and an M.F.A. in
Dance from the University of California, Irvine. He earned his Ph.D. in dance education at
New York University. His other work on critical issues in dance education includes Dancers
Talking Dance (Human Kinetics, 1996); "Understanding Interpretation" in DRI 27.2 (Fall
1995); and "Standing Aside and Making Space: Mentoring Student Choreographers" in
Impulse 4.3 (July 1996).
Dance Research Journal
29/1 (Spring 1997) 23
delves only briefly into this philosophical territory (2). Second, college and university dance
students are not typically expected to immerse themselves in the literature of aesthetics and art
criticism where the concepts of meaning, intention, and interpretation are explored. But for students to participate successfully in the complex and competitive artworld they will enter after
leaving school, it is valuable for them to understand at least the rudiments of the intentionalist
and anti-intentionalist positions-if for no other reason than to discover and appreciate how an
artist's particular beliefs influence his or her artistic and critical practice.
To help students gain the understanding they need, I present in the first two sections
below a brief but substantive review of the intentionalistlanti-intentionalist debate, identifying the ideas and arguments of key theorists, and explaining the logical underpinnings of the
arguments for the various positions discussed. Next, drawing upon insights gained from this
review of the debate, I sketch a model for aesthetic inquiry-an approach to interpretation
that honors both the intentionalist notion of artist-centered meaning and the anti-intentionalist
notions of viewer-centered and work-centered meaning. I discuss aesthetic inquiry specifically in the context of the choreography class since that is the educational setting in which
dance students are expected to function both as creators and as critics.
Intentionalism
The arguments for intentionalism are most often associated with E.D. Hirsch, whose positions
are spelled out in two major works, Validity in Interpretation (1967) and The Aims of Interpretation (1976). While Hirsch focuses his discussion on cases of literary analysis, his views may be
generalized to cover all kinds of artistic expressions. The thrust of Hirsch's argument is that to
avoid anarchy in interpretation, meaning must be conceived as being both fixed by the author/
artist and retrievable by interpreters. To sort through the multiple meanings a work might appear
to have, interpreters need a strategy for interpretation that will allow them to determine conclusively which meaning is correct. Hirsch construes correct (determinate) meaning to be the particular complex of meaning that is willed by the artist. In speaking of texts, he writes that "Verbal
meaning is whatever someone has willed to convey by a particular sequence of linguistic signs
and which can be conveyed (shared) by means of those linguistic signs" (1967, p. 31). Without a
particular meaning having been "willed" by an author, there can be "no distinction between what
an author does mean by a word sequence and what he could mean by it. Determinacy of verbal
meaning thus requires an act of will" @. 47).
In noting the distinction between what an author does and could mean by the same text,
Hirsch clearly recognizes that literary meaning is, at least in part, constrained by linguistic
rules and conventions of usage and that texts can legitimately be seen as having more than one
possible meaning. This recognition leads to two interpretive alternatives to prioritizing authorial meaning, and both alternatives are unacceptable to Hirsch. First, there is the alternative of
allowing readers to interpret a work solely on the basis of what it says to them. And since a
text may say different things to different readers-depending upon such variables as their
own cultural orientations, emotional inclinations, levels of intelligence, and aesthetic biasesto choose this alternative condemns interpretation to idiosyncratic subjectivism.
Second, even if arbitrary subjectivism is ruled out, and interpreters rigorously confine
themselves to focusing strictly on the meanings a text can possess given the conventions of
language and its use, there is still the likelihood that many works will support multiple and
even contradictory meanings. Interpretation will remain mired in indeterminacy, with no uniform measure for choosing the "correct" reading from among rival readings of the same work.
To rule out these possibilities Hirsch urges that "Unless there is a powerful overriding value
24 Dance Research Journal
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in disregarding an author's intention (i.e., original meaning), we who interpret as a vocation
should not disregard it" (1976, p. 90). This moralistic imperative is justified by Hirsch as being a
reasonable extension of Kant's "practical imperative" which holds that people are properly regarded as unique and individualized ends in themselves rather than as instruments for the use of
others. Hirsch's move is to construe Kant's imperative as applying not only to the individual but
also to his or her words on the grounds that speech "is an extension and expression of man in the
social domain" (p. 90). Thus rather than being seen as mere points of departure for the free play
of interpretive activity, works of art are to be regarded as fixed ends in themselves constructed by
artists to convey particular and consciously intended meanings (3).
Hirsch is not alone in arguing for the decisive power of authorial intention in determining
meaning. Steven Knapp and Walter Benn Michaels (1982) argue even more strenuously than
Hirsch that "what a text means and what its author intends it to mean are identical" (p. 19),
and that "the object of all reading is always the historical author's intention" (p. 103). In
developing their ideas, Knapp and Michaels criticize Hirsch for at one moment defining meaning firmly in terms of the author's intended meaning but then acknowledging the possibility
of other kinds of meaning, namely textual meaning (governed by linguistic rules and conventions) and readers' meaning (governed by the idiosyncratic makeup of individual readers).
Knapp and Michaels accuse Hirsch of wrongly
... imagining a moment of interpretation before intention is present. This is
the moment at which a text's meaning "remains indeterminate," before such
indeterminacy is cleared up by the addition of authorial meaning. But if meaning and intention really are inseparable, then it makes no sense to think of
intention as an ingredient that needs to be added; it must be present from the
start. (p. 14)
Having allowed the legitimacy of a kind of meaning other than authorially intended meaning
forces Hirsch into what Knapp and Michaels consider to be the weak position of relying on
fairly shaky ethical grounds (the extension of Kant's imperative) for urging interpreters to
regard authorial meaning as the fixed meaning of a work. Knapp and Michaels reject Hirsch's
position because they disavow the very idea of multiple kinds of meaning. For them there is
only one legitimate kind of meaning a work can have: the intended meaning of its author.
Knapp and Michaels' position raises a number of concerns. To regard it seriously necessitates, first, that one ignore the possibility that authors and artists might "mis-speak" or otherwise fail to express what they mean. But mis-speaking is commonplace; how can this be
ignored? Second, one must disregard the fact that linguistic rules and the conventions of linguistic usage at least partially determine what can be meant by a particular utterance or text;
authors' intentions cannot literally be the sole factor in determining meaning. Finally, Knapp
and Michaels' position requires one to deny any power of shaping meaning to the "intentions"
of those who read, observe, or listen to a work.
Given these concerns, does Knapp and Michaels' position deserve any serious consideration? A further examination of intentionalist assumptions about art-making, the artworld,
and art-critical inquiry paves the way to addressing this question.
For many intentionalist theorists, the very concept of art demands the acknowledgment of
the presence of someone-the artist-from whose mind the specific entity we identify as "the
work of art" has issued (4). To support this claim, intentionalists point out that in our individual
and institutional practices we do not treat artworks as random collections of aesthetic elements
Dance Research Journal
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25
(words, sounds, movements, etc.) thrown together by happenstance. Instead, we regard them as
specific, purposive attempts by artists to communicate with readers and audiences. Artworks,
and the activity of artists in creating them, are appropriately conceived of in this way, the argument continues, because it is clear that artists make specific critical choices-each one partially
imposed by the consequences of prior choices-which cumulatively determine the shape and
expressive content of the final product (5). Moreover, the choices an artist makes are never arbitrary but, rather, reflect his or her artistic concerns, sensibilities, skills, inclinations and, most
importantly, communicative intentions. The work of art could have possessed any number of
characteristics; there were, after all, countless possibilities available to the artist. But, as Berel
Lang (1974) points out, "when in the end only one [possibility] emerges it is probable that it
emerges from the welter of other might-have-been's because it was intended to" (p. 308). Thus
we must at the very least regard an artwork as the consequence of an intention by the artist not
only to make a work of art, but to make thisparticular one.
For intentionalists, then, works of art are very much like ordinary actions or deeds (6). And
to describe accurately complex or ambiguous actions or deeds requires knowledge of the intentions of the agents whose actions they are. Colin Lyas (1992) argues this point when he writes:
We could not call an action a murder if we did not know or assume that a
certain intention or state of mind existed in its agent.. .. Scrutinize the details
of a killing as I might, nothing in what is publicly available to inspection in
that action need solve the important question whether it is to be called a murder. (p. 141)
Therefore, the intentionalist would argue, just as we naturally seek to ascertain the true sense
of a person's actions by appealing to the person's intentions, so we should proceed with works
of art. Moreover, even if we confine ourselves to a study of the so-called "internal" properties
of a work-i.e., its aesthetic surface and underlying structural features-we are bound to the
artist's intentions. For the object of such study (the work itself) has assumed its qualitative
identity only through the prior, intended acts of the artist. To understand the work one must
understand these prior acts, for as Richard Wollheim (1980) remarks, "criticism is concerned
to find out not just what the work of art is like, but what it is like by design" (p. 190-191).
Seen in this light, our interest in works of art is what Noel Carroll (1992) terms a "conversational" interest. He suggests that in reading a text and in contemplating a work of art,
. . . we enter a relationship with its creator that is roughly analogous to a conversation. Obviously, it is not as interactive as an ordinary conversation, for
we are not receiving spontaneous feedback concerning our own responses.
But just as an ordinary conversation gives us a stake in understanding our
interlocutor, so does interaction with an artwork. (p. 117)
Carroll recognizes that the notion of "conversational interest" may be seen as weakened by his
own admission that in contemplating an artwork we never receive ongoing feedback concerning
our own part of the "conversation." To remedy this he implies an ethical imperative similar to
Hirsch's to construe interpretation as the retrieval of artists' intentions. He writes:
A fulfilling conversation requires that we have the conviction of having grasped
what our interlocutor meant or intended to say. A conversation that has left us
26 Dance Research Journal
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with only our own clever construals or educated guesses, no matter how aesthetically rich, would leave us with the sense that something was missing. (p. 118)
Here Carroll's admonition against "our own clever construals" of a work, "no matter how
aesthetically rich" these might be, is directed both at critics who would privilege readers'
purposes and intentions over authors' and at those who would deny that the aesthetic richness
of a particular work is directly attributable to the intentions of the artist. Recognizing that an
artist's own interpretation of a work may often provide a less aesthetically rich reading of it
than rival interpretations, Carroll takes pains to develop the argument that our conversational
interests override our purely aesthetic ones. "Aesthetic satisfaction does not obviate our conversational interest in artworks," he writes. For Carroll, the best interpretive policy is thus
"the pursuit of aesthetic satisfaction constrained by our best hypothesis about authorial intent" (p. 124).
Carroll's notion of art as being a kind of conversation between artists and viewers raises
the question of whether or not it is possible for those of us in the present truly to understand
the values, intentions, and motives-i.e., the mindset-of an artist working, say, a hundred
years ago, without our interpretive vision being distorted by our contemporary mindset. Certainly it is illegitimate to attribute to artists of the past any values or insights that were not part
of the conceptual furniture of their own time. Similarly, it is wrong to judge works from the
past on the basis of values and insights that are unique to our time (7).
The specific ways interpreters might understand the art and artistic traditions of the past
have long been debated. Anthony Savile (1978) argues that while we naturally tend to see
works of art through the lens of our contemporary frames of reference, we can succeed in the
effort to understand them in other ways, including the way they were understood by their
original audiences. He points out that we often come to see a work the way one of our peers
sees it, even though this is often to see it in quite a different way from our natural inclinations.
Indeed, the art of critical persuasion aims precisely at convincing us to see a work in one way
rather than another. Thus Savile and other intentionalists argue that since we often are persuaded to understand a work as one of our peers understands it, so too can we come to see it as
it was originally understood.
Moreover, to protect the very integrity of art itself, the intentionalist might argue, we must
struggle to understand works from the past in the way that their makers originally intended
them to be understood. For to insist (as some anti-intentionalists do) that the original meanings of past works are inevitably unavailable to contemporary interpreters is to define art as a
kind of consumable product with a fixed shelf life of significance. On this view, whatever
significance a work from the past now has is derived solely from our immediate responses to
it. Savile rejects this stance when he writes:
On any acceptable theory of art it is clear that our understanding of the art of
the past depends on understanding the tradition in which the past itself is
rooted.. .. The natural conclusion to draw from this argument is that fundamentally we have to espouse an historical view of art. (p. 315)
Echoing these views, Colin Lyas (1983) stresses the interpretive importance of at least some
historical considerations, and seeks to resolve the conflict that may arise between interpretations
of a work generated by a close analysis of its "internal" aesthetic properties and those grounded
in accounts of "external" authorial intention (8). Lyas begins his discussion by noting that even
Dance Research Journal
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to accept the anti-intentionalist insistence upon focusing only on "what is true of the work of art
itself' does not eliminate the validity of interpretive appeals to artists' intentions. He points out,
for example, that it is "true of Picasso's 1940 picture Nude Dressing Her Hair that it was occasioned by Picasso's rage at the Nazi invasion of Royau.. . . And it is true of Nielsen's Sixth
Symphony that it was prompted by Nielsen's exasperation at certain modern trends in music" (p.
291-292). Next, he argues that "it is hard to see how we could know such things to be true of
these works without some knowledge of their relation to their creators" (p. 292). He concludes
that if interpretive validity is to be achieved through investigation of what is incontrovertibly true
of a work, knowing the artist's intentions is indeed relevant.
Even in evaluating the coherence or complexity of a work, Lyas argues, we presume an
intending artist behind it. For in judging a work to be, say, sophisticated and beautifully proportioned, one refers to the sophistication and beautiful proportions "displayed there by its creator"
(p. 292).
In similar fashion, P. D. Juhl(1980) argues that it is necessary to understand artists' intentions because even the best analysis of a work's intrinsic features may be identified as being
the best only by assuming authorial intention. Like Lyas, Juhl accepts the fundamental antiintentionalist maxim that valid interpretations must be grounded on the visible features of a
work; that the best interpretation demonstrates a work's internal coherence. But, for Juhl, the
very notion of "internal coherence" presumes an intending artistic mind behind the construction of the work.
Juhl develops his argument through the example of two rival interpretations of Wordsworth's
poem, "A slumber did my spirit seal." The conflict between the two interpretations concerns
the line in the second stanza which reads: "Rolled around in earth's diurnal course." One
interpretation of the words "rolled around" is that they connote a slow and gentle motion. The
alternative interpretation is that the words connote a violent motion. In analyzing the conflict
between these two interpretations, Juhl points out that the first (gentle motion) is strengthened
by the coherence given the line by the words "in earth's diurnal course," which qualify the
words "rolled around" in such a way as to suggest the orderly motion of the earth's revolution
along a circular path, rather than any violent motion (p. 70).
Juhl points out that it is entirely consistent with the anti-intentionalist insistence upon close
textual analysis to find the line in question to be more coherent under the first interpretation than
it is under the second. But it is sensible, he argues, to proceed in this way-i.e., to regard the
words "in earth's diurnal course" as qualifying the words "rolled aroundn--only if one assumes
an author having intended all of these words to operate together in such a manner. Thus the first
interpretation is more persuasive than the second because the words "in earth's diurnal course"
are seen as "an appropriate means to suggest a slow and gentle motion" (p. 71). And to see
something as having been an appropriate means for achieving a particular artistic purpose requires the accompanying conception of someone both to have had that purpose and to have
employed those means. In the case of artworks, that someone is the artist.
To drive home this point Juhl asks us to suppose that the poem is not Wordsworth's but
"has been accidentally typed out by a monkey randomly depressing keys on a typewriter." In
this case we can no longer justify the first interpretation by explaining that the words "in
earth's diurnal course" are an appropriate means for achieving a particular linguistic purpose,
for we already know there is no one to have possessed or acted upon such a purpose. A monkey, after all, cannot intend one group of words to qualify another (p. 72). For Juhl, the conclusion is clear: "To call something a poem or even a text is to say among other things that the
words, phrases, lines, or sentences of which it consists have not been arranged in this way by
28 Dance Research Journal
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chance but have been produced by a person and with certain kinds of intentions" (p. 84).
Thus to sum up the intentionalist argument, the meanings of literary and artistic works are
determined by the purposeful intentions of their creators. While the complexity and ambiguity of many works allows them to appear to support multiple interpretations, the interpreter's
proper task is to determine the artist's meaning and to regard it as decisive.
A dance educator holding intentionalist views might begin a critique of a student's dance by
asking the choreographer, "What are you trying to say to your audience in this work?" or "What
does your work mean?" The ostensible aim of this inquiry is twofold: to gain what intentionalists
term "interpretive knowledge7'-i.e., what the work does in fact mean-and to establish a basis
for judging the success or merit of the work. The assumption here is that excellent works skillfully and unambiguously express the artist's intended meaning while poor works do not afford as
tight a match between their aesthetic properties and their intended meaning.
Elsewhere (1994) I review critical approaches and perspectives articulated in the professional literature on teaching and learning choreography. I provide two representative examples
from that literature here to show how natural it is for dance writers to issue transparently
intentionalist critical and creative imperatives. Lois Ellfeldt (1967) writes that "making a
dance is very much like writing a composition: first find something to say, then say it as well
as you can" (p. 78). Later she declares that success in dance-making "is always a question if
the meaning intended by the choreographer is the same as that perceived by the audience.
Obviously a dance is more successful when audience reaction bears a close resemblance to
the choreographer's intent" (p. 86). Similarly, Blom and Chaplin (1982) write, "Let's face it,
we should know what we are trying to say with movement" (p. 8).
Whether or not assertions of this kind have any pedagogical merit is best determined
through an exploration of positions on the other side of the "intention" question.
Anti-Intentionalism
As mentioned at the start, Wimsatt and Beardsley's 1946 essay "The Intentional Fallacy" is
widely regarded as the wellspring of anti-intentionalist theory. Briefly, to commit the intentional
fallacy is to permit the design or intention of the artist to be the standard for interpreting and
judging the work. While not all who disclaim the critical authority of artists' intentions agree
with everything proposed by Wimsatt and Beardsley, in their essay and in Beardsley's subsequent works, Aesthetics: Problems in the Philosophy of Criticism (1958) and The Possibility of
Criticism (1970), one finds the grounding tenets of the "New Critical" anti-intentionalist position. Briefly, this position holds that while authors and artists may well have elaborate meaningintentions for their works, the works themselves stand as public and autonomous entities. As
such, they may take on meanings far beyond those intended or envisioned by their creators. In
any case, artists' intentions in and interpretations of their works, even when decisively known,
are not necessary to determine either the meaning of the work or its aesthetic merit.
Beardsley draws a sharp distinction between the "internal" and "external" features of a
work of art. As noted in the previous section in the discussion of the ideas of Lyas and Juhl,
both intentionalists and anti-intentionalists recognize this distinction, but they disagree both
on how features in each category are appropriately defined, and on the relevance to criticism
of external features. A look at the details of Beardsley's reasoning illuminates the New Critical anti-intentionalist position on this and a host of other issues.
Beardsley (1958) defines the artist's intentions as "a series of psychological states or
events in his mind: what he wanted to do, how he imagined or projected the work before he
began to make it and while he was in the process of making it" (p. 17). While Beardsley
Dance Research Journal
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considers intentions to be external to the work itself, he allows that one can amass "direct
evidence" of them "by biographical inquiry, through letters, diaries, workbooks-or, if the
artist is alive, by asking him" (p. 20). The problem, then, is not that artists' intentions are
mysterious or unavailable, but that
We can seldom know the intention with sufficient exactness, independently
of the work itself, to compare the work with it and measure its success or
failure. Even when we can do so, the resulting judgment is not a judgment of
the work, but only of the worker, which is quite a different thing. (p. 458)
Here Beardsley rejects the idea that a work may appropriately be judged on the basis of how
well or poorly it embodies the artist's intentions. For to say to an artist, "You have (or have
not) expressed your ideas clearly in this work" is quite different from saying "This is an
excellent (or poor) work." The first statement evaluates how well the artist has done at self
expression. The second statement evaluates the work itself, which is what Beardsley holds
that critics are supposed to do.
Beardsley demonstrates with the following example that the proper and exclusive domain
of criticism is the work's internal features. Suppose we encounter an abstract sculpture said
by the artist to symbolize Human Destiny. Beardsley writes: "We look at it and see no such
symbolic meaning, even after we have had the hint. Should we say that we have simply missed
the symbolism, but that it must have been there, since what a statue symbolizes is precisely
what its maker makes it symbolize?" Beardsley rejects this, for it "leads in the end to the
wildest absurdity: anyone can make anything symbolize anything just by saying it does, for
another sculptor could copy the same object and label it 'Spirit of Palm Beach, 1938"' (p. 21).
The anti-intentionalist response to all this is to stress the distinction between the object itself
and the psychological processes that produced it, and attend to the former in criticism while
leaving the latter aside. This solution holds both for works of art and of literature. For in the case
of a spoken or written utterance one may ask either "What does the speaker mean?" or "What
does the sentence mean?" Beardsley urges the latter option since "what the sentence means
depends not on the whim of the individual, and his mental vagaries, but upon the public conventions of usage that are tied up with the habit patterns in the whole speaking community" (p. 25).
A number of important consequences derive from this line of reasoning. First, it implies
that while an artist may, in great detail and with great conviction, tell us what his or her work
means, this does not establish that it really means what the artist says. For the aesthetic features of a work and their interrelations might not support the artist's meaning. Consequently,
what the artist wills the work to mean has no automatic authority in interpretation. As Beardsley
(1970) writes, "An ambiguous text does not become any less ambiguous because its author
wills one of the possible meanings. Will as he will, he cannot will away ambiguity" (p. 29).
Second, a notion Sigurd Burkhardt (1971) terms as "poetic mistake" must always be kept
in mind, for it opens the door to the dual possibility of an artist not only failing to express what
he or she intended, but of expressing something quite clearly that was completely unintended.
These consequences can result from such causes as the artist having lost sight of the work's
original intention; having made awkward or misguided attempts to shape the work in accordance with the conventions of public taste; or simply having been unaware of the expressive
power of certain emerging properties of the work-in-progress. In any case, anti-intentionalists
hold that it is a mistake to regard intentions as fully controlling the outcome of a work. Indeed, Richard Shusterman (1992a) points out that intentions "share much of the indetermi30 Dance Research Journal
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nacy of the language in which they are typically formulated, and thus they themselves can be
differently interpreted" (p. 170). Moreover, some artists may deliberately create works that
are ambiguous and support multiple interpretations.
For Burkhardt, when interpreters resort to explaining a work in terms of the artist's intentions, "interpretation in its true sense-which must regard the poem as an ordered whole-has
stopped. Whoever explains apparent inconsistencies through laws which are not derived from
the poem itself thereby indicates that interpretation beyond this point is impossible" (p. 1204).
The cumulative effect of these arguments is that the intentionalist quest for artists' intentions
is, as Beardsley (1970) writes, a misguided attempt to be "mind-readers" instead of "poemreaders" (p. 33). Contrary to Carroll, then, our critical interest is not appropriately conceived as
"conversational," but as aesthetic. In determining what the work of art does in fact mean we need
only attend to its internal properties: to the publicly available features of the work itself. We need
not look backward to its origins and causes, for the explanation of the work that such inquiry
provides is external to the work, and as such is not what criticism seeks to achieve (9).
Interestingly, the New Critical anti-intentionalist position just reviewed, like that of the
intentionalists, posits the existence of a single, correct meaning for literary and aesthetic works.
The debate, then, centers on how to recover this meaning. Intentionalists such as Knapp and
Michaels simply equate the terms "meaning" and "author's meaning"; to speak of one simply
is to speak of the other (10). Moderate intentionalists, like Hirsch, recognize the constraining
influence over meaning of linguistic rules and conventions, and propose various rationales or
imperatives for choosing to investigate the author's meaning over rival interpretive strategies.
Anti-intentionalists like Beardsley rigorously stipulate what is to count as a work's "internal"
properties to mark out the proper domain of interpretation. On this view, if a work appears to
support more than one interpretation, critics must press on with deeper formal or textual analysis
to determine the best, or maximally explanatory, alternative, for this is the correct meaning of
the work.
It is on this point that many anti-intentionalist critics part company with Beardsley and
the New Critics, holding that there is no need to posit the existence of a single, determinate
meaning for an artwork. For example, pragmatist theorists such as Shusterman (1988b) strongly
resist the tendency both of intentionalists and New Critical anti-intentionalists to regard meaning
as an independent object "which can be correctly or incorrectly described in the manner of
material objects" (p. 405). For Shusterman, the inclination to regard meaning in this way is
driven by a bias toward
technical, instrumental, and capitalist thinking, where what is conceived as
existing needs to be construed in quantifiable, commodifiable items. Authors
create works with meanings which readers purchase and consume as aesthetic commodities.. .. Understanding in this technical mode is ultimately
motivated by the desire for individual control and mastery. (p. 405)
Richard Rorty (1982) also rejects intentionalist and anti-intentionalist arguments for singular or fixed meaning, and construes meaning instead as something continually re-defined
by the intentions and interpretive practices of readers. In striking contrast both to the artistcentered theories of Hirsch, Knapp and Michaels, and to the supposedly objective approach
of the New Critics, Rorty claims that the question "What is the meaning of the text?" is moot.
Rather than to worry about recovering a work's "true" meaning, interpreters need only to "put
it in a context, describe the advantages of having done so, and forget the question of whether
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one has got either at its 'meaning' or 'the author's intention"' (p. 134).
Rorty's suggestion that meaning is shaped by the actions and intentions of readers (observers, listeners) echoes Roland Barthes' (1977) post-structuralist doctrine of "the death of
the author," and is the bedrock maxim of so-called "reader-response" theories of interpretation (11). While it is impossible here to flesh out the differences and similarities among the
approaches of various reader-response theorists, it is useful to note that they hold in common
the notion that readers are active agents in the construction of literary meaning. Louise
Rosenblatt (1991) characterizes reader- response theory when she writes:
The reader does not approach Shakespeare's text in order to uncover an already defined entity, the meaning, the literary work of art. The physical text
is simply marks on paper until a reader transacts with them. Each reader
brings a unique reservoir of public and private significances, the residue of
past experiences with language and texts in life situations. (p. 347-348)
Hence, while there is disagreement among reader-response theorists both over the precise
extent to which one's habitual ways of looking at things must influence one's readings, and
the extent to which a work may be construed as a fixed structure of meaning that determines
what a reader can "do" with it, there is consensus that the meaning-shaping intentions of
readers are just as important as those of authors.
Stanley Fish (1980) challenges the validity of author- and reader-intended meaning, as
well as that of independently fixed or objective work-meaning, with his notion of interpretive
communities (12). Fish writes that "it is interpretive communities, rather than either the text or
the reader, that produce meanings" (p. 14). For Fish, the individual's power to interpret literary and artistic works is an illusion, for as interpreters we are always already controlled by
pre-existing traditions and practices of interpretation which determine how we "see" works of
art. Works do not exist independent of interpretation, available to have their secrets unlocked
by clever interpreters. Instead, they are constituted by interpretation; the properties we might
allege them to possess are themselves nothing more than the product of one or another interpretive strategy. "Interpretation is not the art of construing but the art of constructing," he
writes. "Interpreters do not decode poems; they make them7' (p. 327).
While it is true that criticism always in some way creates the phenomena it attempts to
explain, Fish's notion that criticism does only that is dubious. Robert Scholes (1983) argues
that Fish forgets that "making a poem from a text is a different activity from making a poem
in the first place" (p. 172). Scholes objects strongly to Fish's denial that a work has distinguishing properties of its own that allow it to resist some interpretations while supporting
others. On Fish's view, each individual strategy of interpretation-i.e., each interpretive community-"produces" a unique work containing its own set of properties, so there can never be
any objective (work-centered) basis for choosing the best from among rival interpretations.
Interpreters can persuade others to "see" the work as they do, but they can accomplish this
only through rhetorical means, never by demonstration grounded in objective properties of
the work. Successful persuasion simply brings another to adopt one's interpretive assumptions, thereby constituting the "same" work. Thus all perceived differences between rival
readings of a work are really only the result of different mechanisms of perception.
In other words, according to Fish, we do not "decide between interpretations by subjecting
them to the test of disinterested evidence." Instead we "establish by political and persuasive
means (they are the same thing) the set of interpretive assumptions from the vantage point of
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which the evidence (and the facts and the intentions and everything else) will hereafter be specifiable" (p. 16). Scholes rejects this position when he writes, "It is like saying that bluejays and
robins can never be seen by the same person because any person will be either in the bluejay
community or the robin community and therefore will see only one or the other" (p. 176).
Scholes's (and others') objections to Fish notwithstanding, his views are influential insofar as they challenge authors, readers, and the so-called "objective properties" of works as
privileged or fixed sources of meaning.
The last anti-intentionalist position I will discuss is that of deconstruction, the critical
movement that emerged in France in 1967 with the publication of Jacques Derrida's Of
Grammatology. At first glance there appears to be an affinity between the New Criticism and
deconstruction: both rely on a close reading (analysis) of the textlwork and both reject the
sanctity of authorially-intended meaning. But while the New Critics tout close analysis as a
means to resolve textual ambiguity and to achieve the correct meaning of a work, the
deconstructionist view is that ambiguity can never be resolved; indeterminacy of meaning is
inescapable. Contrary to the New Critical principle of organic unity, which seeks to harness
textual ambiguity by incorporating it into broad structures of meaning, deconstructionist critics use close analysis to show that every work supports incompatible or contradictory readings; all works are thus unreadable, and none can ever be brought to closure (13).
Grounding this categorical rejection of the work as a repository of fixed and stable meaning is the notion of "intertextuality." Shuli Barzilai and Morton W. Bloomfield (1986) explain:
Because all present texts, literary and critical (though this distinction itself is
challenged), are permeated by past ones, no text is ever self- contained or sufficient unto itself. Every text is an intertext, a network of scraps and fragments, a
set of relations formed with and by other texts. The notion of autonomy, like
that of recoverable meanings and absolute truths, is an illusion. (p. 160)
This notion stands clearly in opposition to the New Critical practice of "decontextualization":
the interpretive isolation of the "work itself' as if nothing came before or after it.
The principle of intertextuality paves the way for deconstruction to disavow the idea of
communicating specific artistic meaning. A text, Derrida (1976) explains, "always interweaves
roots endlessly, bending them to send down roots among roots, to pass through the same
points again, to redouble old adherences, to circulate among their differences, to coil around
themselves or to be enveloped one in the other.. ." (pp. 101-102). Thus deconstruction construes traditional criticism as clinging to the misguided illusion that determinate meaning can
be contained within or transmitted by a work to a reader/observer/listener. Against this,
deconstruction argues that all interpretive efforts to "double" or reproduce what an author
tries to say are always doomed to fail.
Two reasons are given for this allegedly inevitable failure. First, language itself, whose
contexts and conventions are continually in flux, is held automatically to prevent the transmission of meaning. Second, in interpretation there is, as Harold Bloom (1979) puts it, "always and only bias, inclination, pre-judgment, swerve" (p. 9). Accordingly, the word "reading'' is preferred by deconstructionists over "interpretation," for the latter term falsely presumes that stable meaning can be gleaned from a work by an objective, or neutral, critic.
Moreover, the traditional notion of "wrong" or "incorrect" reading is eschewed for incorrectly implying the possibility of there ever being a "right" or "correct" reading. Since the
instability of language and the quirks of individual interpreters guarantee that there can be no
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clean transmission of objective meaning, all reading is necessarily "misreading."
It is important to note that by positing all reading as misreading, deconstruction both
ignores the meaning-shaping power that may be brought to a work by its readerlobserver/
listener, and leans heavily upon the very notion of determinate, recoverable meaning it purports to overturn. Shusterman (1988b) criticizes deconstruction on these grounds, showing
that Derrida and his followers rely on "a naively pre-Wittgensteinian picture of understanding
as the recapturing or reproduction of a particular intentional content or meaning-object so as
to render true reading and understanding a hopeless pursuit" (p. 404). In other words,
deconstruction slyly construes meaning and understanding in terms of an objective one-toone correspondence between perception and reality, easily defeats that construal by showing
that such understanding can never be obtained, and then declares a victory for elusive, indeterminate, and incommunicable meaning-as if our choice is only between fixed author-centered meaning and hopelessly arbitrary, idiosyncratic meaning. Shusterman posits an alternative view when he writes:
...meaning is not a separate object or content but merely the correlate of
understanding something. And understanding something is not the mirroring
correspondence or capturing or reproduction of some fixed and determinate
intentional object or semantic content. It is fundamentally an ability to handle
or respond to that thing in certain accepted ways which are consensually shared,
sanctioned, and inculcated by the community.. . (p. 405)
Later, he articulates a view of interpretation as the activity of developing and transmitting a
richly meaningful response to the text. "The project is not to describe the work's given and
definitive sense," he writes, "but rather to make sense of the work" (p. 407).
Perhaps ironically, by denying the possibility of fixed and transmittable work-meaning, and
by introducing the notion of intertextuality, deconstruction may be seen as legitimizing the
intentionalist claim that interpreters must explore the external and "genetic" features of a worki.e., its origins and causes. For if Derrida is correct that a work is merely a system of "roots," then
one legitimate aim of interpretation--or reading-is the excavation and analysis of those roots,
among which must be included the cultural, historical, and biographical contingencies of the
author. Of course, the deconstructionist's claim against this assertion would be that, as "texts" in
and of themselves, all pieces of external evidence are unreadable and indeterminate.
Clearly, there are many varieties of anti-intentionalism, and it is not necessary here to
attempt either to reconcile or to rank them. What is important is to appreciate the disparate
lines of argument they employ to justify their rejection of intentionalist arguments for
authorially-intended meaning as determining a work's meaning, and to synthesize useful aspects of the arguments so far considered-on both sides of the debate-into an approach to
interpreting dances.
Aesthetic Inquiry
The critical approach I term "Aesthetic Inquiry" is grounded in the recognition that works of
art are multidimensional and thus may be investigated in a variety of ways for a variety of
purposes (14). One may, for example, proceed phenomenologically by isolating the work in
perception, momentarily suspending all beliefs and assumptions about it, and conduct a close
analysis of the aesthetic properties of the work itself. Or, one may take a step back from the
immediacy of the work itself to focus on the affect the work has on the psyches of viewers,
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T s t h e t i c lnquiry
The Work Itself
hological lnquiry
Affect On The Viewer
graphical lnquiry
The Artist
Art-Historical lnquiry
SchoolIGenre
ropological lnquiry
The Work As Cultural Artifact
Figure 1: Modes Of Inquiry Into Art
aiming through psychological inquiry to discover the response patterns and taste preferences
of different people. Or, one may investigate the biographical history or motivesiintentions of
the artist who created the work. Or, one may view the work from a strictly art-historical
perspective, seeking to classify it according to genre or type, or to discover its significance in
relation to antecedent or subsequent works by the same or other artists. Or, one may investigate the cultural context of the work, pursuing such anthropological questions as "How does
this work function in and reflect the values of its culture of origin?"
These five modes of inquiry into, or dimensions of, works of art may be schematized as a
series of rings rippling outward from the work itself-the aesthetic object-which resides at
the center, or core, of inquiry. (See Figure 1.)
As the diagram reveals, only aesthetic inquiry deals with the work of art specifically as
art; inquiry into the categories assigned to the four "outer" rings occurs at various degrees of
conceptual distance from inquiry into the work as it exists aesthetically. Information about the
affect of the work on viewers, the biography and/or intentions of the artist, and the work's arthistorical or cultural significance is thus non-aesthetic information. One may go quite far in
obtaining such information without paying particularly close attention to, or gaining an aesthetic understanding of, the work itself. This is precisely the danger of outer-ring inquiry.
It is important to recognize that without the aesthetic object there can be no outer rings.
Thus inquiry into the aesthetic-or visible-properties
of a work must orient each of the
other modes of inquiry. That is, rather than turning away from the immediacy of the work,
outer-ring inquiry must be guided by it so that a thorough understanding of the work of art
specifically as art may inform all subsequent non-aesthetic reports or claims made about it.
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For example, the psychological report that many viewers find a particular dance to be wildly
exciting gains critical import only if the viewers' wild excitement can clearly be traced to
specific aesthetic properties of the dance rather than to some other cause. Similarly, the arthistorical claim that with a particular dance a choreographer has abandoned the artistic values
of one school or genre and embraced those of another must be substantiated by showing
precisely how the aesthetic properties of the work reflect or embody the allegedly new artistic
values. Thus the work itself is the authority for all claims made about it on any of the other
levels of inquiry.
Metaphorically speaking, the aesthetic object is a planet around which the other modes of
inquiry orbit. Practically speaking, if one neglects to achieve aesthetic understanding of the
work, and focuses instead on collecting non-aesthetic information about it, one demeans the
work in a sense by using it merely as an instrument for attempting to demonstrate or challenge
one or another viewer-response, artist-intentional, art-historical, or anthropological theory-as
if these theories are what really matter and artworks simply serve as convenient specimens of
them. Even more specious, in my view, is to imagine that one might gain aesthetic understanding
exclusively through "outer ring" inquiry without ever really focusing on the work itself.
Aesthetic Inquiry in the Choreography Class
Turning now to the specific teaching/learning environment of a choreography class, where
both formal and informal discussions of dances routinely take place, one notices that each of
the five modes of inquiry in the diagram may be pursued. Logically speaking, one could begin
anywhere. But pedagogically speaking, one's primary interests are in the work and the artist,
since both are present, both can "speak for themselves," and it is with the improvement of
each that dance education is fundamentally concerned.
Elsewhere (1996) I have articulated in detail a systematic approach to teaching dance
critical skills by focusing on the visible properties of the work itself. In the space remaining
here I will briefly summarize the principles of my approach, explain what I hold to be the
proper role in interpretation of accounts of artists7intentions, and sketch out a conception of
the interpretive community that is the choreography class. Finally, I will close with a few
words about how specific intentionalist and anti-intentionalist perspectives can inform critical practice in the choreography class.
Following the New Critical imperative, critical inquiry is most fruitfully initiated with the
viewers isolating the work in consciousness to perceive clearly how it "works." Viewers observing the performance of a dance must attempt throughout to attend to its visible properties
without focusing on questions or assumptions more appropriate to one of the outer rings of
inquiry (15). Following observation, the operative critical questions for the class to address
are thus, as Eugene Kaelin (1989) asserts: "How is this work structured? What experience
does it afford, structured as it is?" (p. 35). To address these questions observers must first
describe what they have perceived and experienced as the work's aesthetic properties and
analyze the formal relationships among them. Following this reflective process interpretive
hypotheses may be formulated, discussed, and checked for referential adequacy against the
work. Finally, recommendations for revisions to the work may be offered by the viewers and,
after revisions have been selected and implemented by the choreographer, the process of aesthetic inquiry begins anew.
In a classroom setting, where peers of the artist whose work is under review have an
interest in exploring creative approaches and lines of critical reasoning different from their
own, choreographers may be invited to contribute to discussions in two important ways. First,
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they may describe their aesthetic decision-making process and provide insight into what the
work fundamentally is, and how it came to be put together in this particular way. In articulating this, artists explain what Jerrold Levinson (1992) terms their "categorical intentions."
These kinds of intentions, Levinson says, "involve the maker's conception of what he has
produced and what it is for, on a rather basic level" (p. 232). For example, a choreographer
might inform the class that the work under review is a personal ritual. Another choreographer
might state that her work is simply a study in circles and arcs. A third choreographer may
announce that her work explores the rhythmic relationships between spoken words and movements. These categorical intentions state in a general way the context in which the work is to
be seen; what kind of work it is. They do not specify precisely what it means.
Second, choreographers may provide interpretive hypotheses of their own, stating what,
if any, particular meaning or message their works are intended to convey. In Levinson's terms
these kinds of explanations provide firsthand evidence of the artist's "semantic intentions."
While knowledge of a choreographer's semantic intentions may help others to see something
in or about the work that their own interpretations overlooked or underemphasized, an artist's
statements about the work's meaning, like those of any viewer, must be checked against the
work itself for their referential adequacy; viewers must not regard artists' semantic intentions
as decisive or privilege them over rival interpretations.
William E. Tolhurst's (1979) distinction between "utterer's" meaning and "utterance"
meaning is instructive in clarifying the limits of the relevance of artists' semantic intentions.
Briefly, utterer's meaning is "just whatever an utterer means" through the use of specific
linguistic tokens (p. 4). To determine utterer's meaning one must investigate both "word sequence" meaning and the speaker's intentions in using a particular word sequence. That is,
one must discern which of the meanings that a given word sequence can be used to express the
speaker did mean to express by uttering the word sequence.
Utterance meaning, on the other hand, is determined neither by word sequence or utterer's
meaning. For an utterance is aparticular occasion of the use of a particular word sequence by
an utterer. To determine utterance meaning readers must inquire both into the context of its
use, including the intentions of the utterer, the textual properties of the utterance itself, and
their own experience of the utterance.
In considering the different meanings a particular dance may be seen as supporting, viewers should proceed as Tolhurst suggests by attending carefully to the aesthetic properties of
the work and how these have been experienced. Next, consider information about the work
provided by the choreographer, keeping in mind that the meaning-intentions of the choreographer are relevant to aesthetic inquiry only insofar as they afford a match with the work itself.
Inquiry into the artist's intentions must never supplant aesthetic inquiry, but only enhance and
deepen it. Indeed, the interpretive claims of all the viewers should be given a fair hearing.
Each way of seeing the work must be heard, interrogated, and compared both with alternative
ways of seeing it, and with the work itself (16).
It is important to note that the implied analogy between the movements and structural
characteristics of a dance and the "word-sequences" of a text is loose and figurative, not
literal. In other words, while the analogy is helpful in relating Tolhurst's concept of utterance
meaning to the interpretation of dances, it is not meant to imply that dances are to be construed as coded linguistic structures whose meanings may be "read" by interpreters (17).
In proceeding as described above, the choreography class functions as a kind of miniature
artworld: a community of discourse in which an array of interpretations, or ways of seeing
each dance, may arise. In debating these, the class-viewers and the artist alike-must seek
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to find the best way of construing the work, not to determine "the meaning" of the work, for
there is no single such thing. There is always, even at the beginning of the critical process, a
baseline set of properties the work is seen as possessing by the members of the class, and
against which each interpretive hypothesis may be assessed. These commonly observed datawhat Shusterman (1992b, p. 94) terms the work's "referential identityn-are not rigid, but
fluid; they accumulate bit by bit as reflections on the work from different viewers are heard,
weighed, and discussed. In addition to descriptive evidence of the work's surface and depth
properties, these reflections might include facts about the artist, the work's cultural or arthistorical significance, or about the particular affect of the work on various viewers (18).
Agreement may be reached on the best way of seeing the work, but this is not necessary. And
even when agreement is reached it does not mean that the meaning of the work is fixed, for
interpretive agreement may be undermined by the arrival of yet another interpretation that
appears to explain or shed light on the work in a better way. The "best" interpretation (at any
given moment) is thus not the easiest one to rule in, but the hardest to rule out (19).
This view of group critical activity suggests an alternative to Fish's notion of an "interpretive community" as consisting of those holding a particular set of interpretive assumptions.
The interpretive community that is the choreography class is best construed as an environment
in which viewers of a work negotiatively compare each other's responses to a particular work,
seeking through intersubjective experience to perceive and appreciate the work as fully as
possible (20).
When aesthetic inquiry is first introduced into a class, student critics (particularly those
holding strict intentionalist assumptions) are often taken aback by the variety of interpretations a single work can elicit. The initial reaction of some students to the discovery that an
artist's meaning is not the final word is to leap to the opposite conclusion that interpretation is
wholly subjective: that works have as many meanings as there are viewers, and that criticism
is a waste of time. Embedded in these sentiments is the desire to replace the determinacy of
singular (the artist's) subjectivity with that of plural (viewers') subjectivity. This idea is pedagogically treacherous, for it suggests that there is no point in learning to see one's own interpretive hypotheses as provisional; to suspend one's own ways of seeing a work long enough
to entertain others' ways of seeing it. But there is a point to doing this: to gain a deeper
understanding of and appreciation for works of art.
Even the most radically opposed critics may benefit from exploring each other's perspectives. After all, nothing prevents, say, a Freudian, a Marxist, and a feminist critic from engaging in productive and mutually illuminating critical discourse, provided they are willing to
disengage their Freudian, Marxist, and feminist assumptions long enough to have a direct
encounter with the work and with each other. The same holds true for students and teachers in
a choreography class.
When, in the face of a seemingly overwhelming plurality of interpretive views, students
reject the legitimacy of the critical enterprise, it is helpful to remind them that, in the words of
Paul B. Armstrong (1986),
...bewilderment makes growth and discovery possible to the extent that confusion is the precondition for a change in one's orientation aimed at restoring
the bearings one has momentarily lost.. .. One of the main forms of discovery
that interpretation offers is exposure to worlds other than our own. (p. 324)
To alleviate critical bewilderment, then, and to get on with the business of interpreting and
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appreciating an artwork, one need only return to the work as it exists aesthetically to find, in
the light of all that can be discovered about it from any and all sources, what interpretation it
can best be seen as supporting.
It follows that intentionalist theorists are right when they argue for the potential relevance
to interpretation of information about an artist's intentions. Works of art do take shape through
artists' deliberate acts of selecting, shaping, and forming artistic materials, and knowing something about these acts can be enlightening. Intentionalists are wrong, however, when they
equate work-meaning and artist-meaning, because inquiry into the artist's motives or reasons
for making a work is no substitute for aesthetic inquiry into the work itself. Similarly, antiintentionalists are right when they insist upon the primacy of inquiry into the work itself, but
err when they discount the potential value of artists' intentions to the effort of gaining a more
complete understanding of the work. The error on both sides, of course, begins with the notion that a work has one fixed, stable, determinate meaning, and that there is but one way to
find it.
Equally erroneous, but for a different reason, are anti-intentionalist theories holding that
the absence of fixed meaning means that works cannot be understood at all, or that a work
may plausibly mean anything to anyone, or that interpretive strategies themselves literally
"create" works. These theories ignore that works do possess certain stable properties; that
interpretation is always interpretation of something, and that by resisting in various ways the
different interpretive hypotheses critics bring to them, works are clearly "there" prior to interpretation. Thus while it is true that different interpretive strategies give rise to different hypotheses of meaning, this does not prevent an interpreter either from coming to see the work
from the standpoint of any one of a number of perspectives, or from choosing which of these
perspectives best aligns with the work. Indeed, it is precisely these skills, and the inclination
to use them, that dance educators must strive to develop in their students s o they will become
more perceptive observers, more reflective thinkers, more effective choreographers, and more
articulate spokespersons for their art.
NOTES
1. One earlier statement of the total repudiation of
artists' intentions is implied by Clive Be11 (192811969)
in his claim that "to appreciate a work of art we need
bring with us nothing from life, no knowledge of its
ideas and affairs, no familiarity with its emotions" (p.
424). Compare this with Taine's (186311971) lengthy
argument for gaining an understanding of an artist's
products only through understanding the artist herself
to see the historical basis for the present debate.
2. Among the standard works to which I refer are Blom
and Chaplin (1982), Ellfeldt (1967), Hayes (1955),
H'Doubler (1949), Humphrey (1959), Minton (1986),
Morgenroth (1987), Schlaich and Dupont (1988),
Smith (1976), and Turner (1971). I review the
approaches to criticism of these and other writers in
"Critical Evaluation in the Choreography Class"
(1994).
3. Hirsch does not deal with the question of whether
Kant's imperative appropriately covers cases of non-
linguistic artistic expressions, such as dances or
paintings. Lutz Danneberg and Hans-Harald Miiller
(1984) discuss this and other difficulties with Hirsch's
extension of Kant.
4. The historical impetus for this view comes from
Benedetto Croce's seminal workAestheric as Science
of Expression and General Linguistic (190911956).
Briefly, Croce holds that the work of art is the material
reproduction of the artist's original "intuitionexpression," and that to interpret a work is "to
reproduce it in oneself" (p. 118). See Richard
Shusterman's "Croce on Interpretation: Deconstruction and Pragmatism" (1988a) for a critique of
Croce's aesthetic.
5. See David W. Ecker's "The Artistic Process as
Qualitative Problem Solving" (1963) for a detailed
explication of this view. Eugene Kaelin (1989, pp. 4752) offers a critique of Ecker's theory.
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6. The "speech-act" theory of H.P. Grice (1968,1969)
provides a theoretical basis for this position.
relationship between deconstruction and the New
Criticism.
7. Carroll himself raises this issue in a discussion of
film director Ed Wood's 1959 film, Plan 9from Outer
Space. Carroll criticizes J. Hoberman (1980) for
suggesting that Wood intended (and succeeded) in this
film to transgress Hollywood filmmaking conventions:
to produce a postmodern collage. Carroll writes: "It
is incredible to attribute to Edward Wood the kinds of
beliefs that contemporary avant-garde filmmakers
have about the techniques, purposes, and effects of
subverting Hollywood cinema. Those beliefs (and
avant-garde desires) were not available in the film
world Edward Wood inhabited ... " (p. 120).
14. Key sources for the formulation of this approach
include the pragmatic aesthetics of John Dewey (1934)
and Richard Shusterman (1992b); the phenomenological aesthetics of Eugene Kaelin (1989); and
the art-educational principles of David W. Ecker
(1963, 1967), and Edmund B. Feldman (1967).
8. Beardsley (1958) employs the "internal/external"
distinction in formulating his anti-intentionalist
argument. The "New Critical" movement, in which
Beardsley was a major player, relied heavily on this
distinction.
9. Even if we do seek the work's origins and causes
we must not equate what Michael Krausz (1992) terms
"individual" and "social" intentions. Krausz argues
that the latter is not reducible to the former. On the
contrary, "We cannot make sense of individual
interttionality independent of social intentionality" (p.
153). Thus work-meaning cannot be tied exclusively
to author's meaning.
10. Hence the title of their work,Against Theory. What
Knapp and Michaels are against is the notion that we
need to do any interpretive theorizing at all. Since
work-meaning and author-meaning are identical, there
is no need to theorize on the relevance of the latter.
11. The rise of reader-response criticism as an
institutionally sanctioned and widely used methodology flies in the face of Wimsatt and Beardsley's
other influential essay, "The Affective Fallacy" (1949)
in which confusing what the work is (aesthetically)
with what it does (affectively) is labeled a critical
fallacy. See Jane Tompkins (1980) for a survey of
reader-response positions.
15. To treat the work in this manner is to effectuate
the phenomenological epochk, the suspension both of
the "natural standpoint" and the embodied ego for the
purpose of grounding inquiry in the work as it is in
itself. Husserl (1960) writes that this move enables
one to "describe adequately what he sees, purely as
seen, as what is seen and seen in such and such a
manner" (p. 35). See Ihde (1986), Kaelin (1989), and
Lentricchia (1980, pp. 67-69) for more on the
phenomenological epochk.
16. For viewers in a class to hear, interrogate, and
assess each other's impressions, descriptions, and
interpretations of a work is a pedagogical application
of Husserl's variational principle, which calls for
viewers to explore structural or invariant features of
the phenomenon in question. See Larry Lavender
(1994, pp. 80-113) for an explication of phenomenology as a method for art-critical and aesthetic
discourse.
17. See Lavender and Predock-Linnell (1996) for a
discussion of pedagogical problems associated with
treating dances as vehicles for denotative linguistic
communication.
18. "Surface" and "depth" are Eugene Kaelin's (1989)
terms. In the present context, the former term refers
to the movements, gestures, patterns, and aesthetic
qualities of a dance while the latter refers to the
particular symbolic or representational images and
ideas these may be seen as expressing. Different
viewers may see surface properties as "deepening"
into the expression of different images and meanings.
12. For rigorous and insightful critiques of Fish's
interpretive theory see Walter A. Davis (1984) and
Gerald Graff (1985).
19. Larry Lavender (1996, pp. 121-131) analyzes the
problem of disagreement, and provides remedies for
that and other potential obstacles to group critical
discussion.
13. Michael Fischer (1985, pp. 83-125) provides an
excellent discussion of this point and of the
20. See David Bleich (1978) for a thorough discussion
of intersubjectivity and interpretation.
40 D a n c e Research J o u r n a l 2911
(Spring 1997)
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Notes
3
On Justifying the Choice of Interpretive Theories
Lutz Danneberg; Hans-Harald Müller
The Journal of Aesthetics and Art Criticism, Vol. 43, No. 1. (Autumn, 1984), pp. 7-16.
Stable URL:
http://links.jstor.org/sici?sici=0021-8529%28198423%2943%3A1%3C7%3AOJTCOI%3E2.0.CO%3B2-7
4
Croce on Interpretation: Deconstruction and Pragmatism
Richard Shusterman
New Literary History, Vol. 20, No. 1, Critical Reconsiderations. (Autumn, 1988), pp. 199-216.
Stable URL:
http://links.jstor.org/sici?sici=0028-6087%28198823%2920%3A1%3C199%3ACOIDAP%3E2.0.CO%3B2-K
5
The Artistic Process as Qualitative Problem Solving
David W. Ecker
The Journal of Aesthetics and Art Criticism, Vol. 21, No. 3. (Spring, 1963), pp. 283-290.
Stable URL:
http://links.jstor.org/sici?sici=0021-8529%28196321%2921%3A3%3C283%3ATAPAQP%3E2.0.CO%3B2-B
12
The Fisher King: "Wille zur Macht" in Baltimore
Walter A. Davis
Critical Inquiry, Vol. 10, No. 4. (Jun., 1984), pp. 668-694.
Stable URL:
http://links.jstor.org/sici?sici=0093-1896%28198406%2910%3A4%3C668%3ATFK%22ZM%3E2.0.CO%3B2-3
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12
Interpretation on Tlön: A Response to Stanley Fish
Gerald Graff
New Literary History, Vol. 17, No. 1, Philosophy of Science and Literary Theory. (Autumn, 1985),
pp. 109-117.
Stable URL:
http://links.jstor.org/sici?sici=0028-6087%28198523%2917%3A1%3C109%3AIOTART%3E2.0.CO%3B2-F
14
The Artistic Process as Qualitative Problem Solving
David W. Ecker
The Journal of Aesthetics and Art Criticism, Vol. 21, No. 3. (Spring, 1963), pp. 283-290.
Stable URL:
http://links.jstor.org/sici?sici=0021-8529%28196321%2921%3A3%3C283%3ATAPAQP%3E2.0.CO%3B2-B
References
The Multiple Existence of a Literary Work
Paul B. Armstrong
The Journal of Aesthetics and Art Criticism, Vol. 44, No. 4. (Summer, 1986), pp. 321-329.
Stable URL:
http://links.jstor.org/sici?sici=0021-8529%28198622%2944%3A4%3C321%3ATMEOAL%3E2.0.CO%3B2-4
New Criticism and Deconstructive Criticism, or What's New?
Shuli Barzilai; Morton W. Bloomfield
New Literary History, Vol. 18, No. 1, Studies in Historical Change. (Autumn, 1986), pp. 151-169.
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On Justifying the Choice of Interpretive Theories
Lutz Danneberg; Hans-Harald Müller
The Journal of Aesthetics and Art Criticism, Vol. 43, No. 1. (Autumn, 1984), pp. 7-16.
Stable URL:
http://links.jstor.org/sici?sici=0021-8529%28198423%2943%3A1%3C7%3AOJTCOI%3E2.0.CO%3B2-7
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The Fisher King: "Wille zur Macht" in Baltimore
Walter A. Davis
Critical Inquiry, Vol. 10, No. 4. (Jun., 1984), pp. 668-694.
Stable URL:
http://links.jstor.org/sici?sici=0093-1896%28198406%2910%3A4%3C668%3ATFK%22ZM%3E2.0.CO%3B2-3
Justifying Aesthetic Judgments
David W. Ecker
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http://links.jstor.org/sici?sici=0004-3125%28196705%2920%3A5%3C5%3AJAJ%3E2.0.CO%3B2-M
The Artistic Process as Qualitative Problem Solving
David W. Ecker
The Journal of Aesthetics and Art Criticism, Vol. 21, No. 3. (Spring, 1963), pp. 283-290.
Stable URL:
http://links.jstor.org/sici?sici=0021-8529%28196321%2921%3A3%3C283%3ATAPAQP%3E2.0.CO%3B2-B
Interpretation on Tlön: A Response to Stanley Fish
Gerald Graff
New Literary History, Vol. 17, No. 1, Philosophy of Science and Literary Theory. (Autumn, 1985),
pp. 109-117.
Stable URL:
http://links.jstor.org/sici?sici=0028-6087%28198523%2917%3A1%3C109%3AIOTART%3E2.0.CO%3B2-F
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H. P. Grice
The Philosophical Review, Vol. 78, No. 2. (Apr., 1969), pp. 147-177.
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Understanding Interpretation
Larry Lavender
Dance Research Journal, Vol. 27, No. 2. (Autumn, 1995), pp. 25-33.
Stable URL:
http://links.jstor.org/sici?sici=0149-7677%28199523%2927%3A2%3C25%3AUI%3E2.0.CO%3B2-Y
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Tradition and Interpretation
Anthony Savile
The Journal of Aesthetics and Art Criticism, Vol. 36, No. 3, Critical Interpretation. (Spring, 1978),
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Richard Shusterman
New Literary History, Vol. 20, No. 1, Critical Reconsiderations. (Autumn, 1988), pp. 199-216.
Stable URL:
http://links.jstor.org/sici?sici=0028-6087%28198823%2920%3A1%3C199%3ACOIDAP%3E2.0.CO%3B2-K
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Richard Shusterman
The Journal of Aesthetics and Art Criticism, Vol. 46, No. 3. (Spring, 1988), pp. 399-411.
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