arXiv:0801.1800v1 [hep-ph] 11 Jan 2008
Collider aspects of flavour physics at high Q ∗
F. del Aguila1 , J. A. Aguilar–Saavedra1,∗ , B. C. Allanach2,∗ , J. Alwall3 , Yu. Andreev4 , D. Aristizabal
Sierra5 , A. Bartl6 , M. Beccaria7,8 , S. Béjar9,10 , L. Benucci11 , S. Bityukov4 , I. Borjanović8 , G. Bozzi12 ,
G. Burdman13,∗ , J. Carvalho14 , N. Castro14,∗ , B. Clerbaux15 , F. de Campos16 , A. de Gouvêa17 ,
C. Dennis18 , A. Djouadi19 , O. J. P. Éboli13 , U. Ellwanger19 , D. Fassouliotis20 , P. M. Ferreira21 ,
R. Frederix3 , B. Fuks22 , J.-M. Gerard3 , A. Giammanco3 , S. Gopalakrishna17 , T. Goto23 ,
B. Grzadkowski24 , J. Guasch25 , T. Hahn26 , S. Heinemeyer27 , A. Hektor28 , M. Herquet3 , B. Herrmann22 ,
K. Hidaka29 , M. K. Hirsch5 , K. Hohenwarter-Sodek6 , W. Hollik26 , G. W. S. Hou30 , T. Hurth31,32 ,
A. Ibarra33 , J. Illana1 , M. Kadastik28 , S. Kalinin3 , C. Karafasoulis34 , M. Karagöz Ünel18 ,
T. Kernreiter6 , M. M. Kirsanov35 , M. Klasen22,∗ , E. Kou3 , C. Kourkoumelis20 , S. Kraml22,31 ,
N. Krasnikov4,∗ , F. Krauss36,∗ , A. Kyriakis34 , T. Lari37,∗ , V. Lemaitre3 , G. Macorini38,39 ,
M. B. Magro40 , W. Majerotto41 , F. Maltoni3 , R. Mehdiyev42,43 , M. Misiak24,31 , F. Moortgat44,∗ ,
G. Moreau19 , M. Mühlleitner31 , M. Müntel28 , A. Onofre14 , E. Özcan45 , F. Palla11 , L. Panizzi38,39 ,
L. Pape44,∗ S. Peñaranda5 , R. Pittau46 , G. Polesello47,∗ , W. Porod48,∗ , A. Pukhov49 , M. Raidal28
A.R. Raklev2 , L. Rebane28 , F. M. Renard50 , D. Restrepo51 , Z. Roupas20 , R. Santos21 , S. Schumann52 ,
G. Servant53,54 F. Siegert52 , P. Skands55 , P. Slavich56,31 , J. Solà10,57 , M. Spira58 , S. Sultansoy59,43 ,
A. Toropin4 , A. Tricomi60,∗ , J. Tseng18 , G. Ünel53,61,∗ , J. W. F. Valle5 , F. Veloso14 , A. Ventura7,8 ,
G. Vermisoglou34 , C. Verzegnassi38,39 , A. Villanova del Moral5 , G. Weiglein36 , M. Yılmaz62
1 Departamento de Fı́sica Teórica y del Cosmos and CAFPE, Universidad de Granada, E-18071
Granada, Spain;
2 DAMTP, CMS, University of Cambridge, Cambridge, CB3 0WA, United Kingdom,
3 Centre for Particle Physics and Phenomenology (CP3), Université Catholique de Louvain, B-1348
Louvain-la-Neuve, Belgium;
4 Institute for Nuclear Research RAS, Moscow, 117312, Russia
5 AHEP Group, Instituto de Fı́sica Corpuscular (CSIC, Universitat de Valencia), E–46071 València,
Spain.
6 Institut für Theoretische Physik, Universität Wien, A-1090 Vienna, Austria
7 Dipartimento di Fisica, Università di Salento, 73100 Lecce, Italy
8 INFN, Sezione di Lecce, Italy
9 Grup de Fı́sica Teòrica, Universitat Autònoma de Barcelona, E-08193 Barcelona, Spain
10 Institut de Fı́sica d’Altes Energies, Universitat Autònoma de Barcelona, E-08193 Barcelona, Spain
11 INFN and Università di Pisa, Pisa, Italy
12 Institut für Theoretische Physik, Universität Karlsruhe, D-76128 Karlsruhe, Germany
13 Instituto de Fı́sica, Universidade de São Paulo, São Paulo SP 05508-900, Brazil
14 LIP - Departamento de Fı́sica, Universidade de Coimbra, 3004-516 Coimbra, Portugal
15 Université Libre de Bruxelles, Bruxelles, Belgique
16 Departamento de Fı́sica e Quı́mica, Universidade Estadual Paulista, Guaratinguetá – SP, Brazil
17 Dept. of Physics & Astron., Northwestern University, Evanston, IL 60208, USA.
18 University of Oxford, Denys Wilkinson Building, Keble Road, Oxford, OX1 3RH, UK
19 Laboratoire de Physique Théorique, Univ. Paris-Sud, F-91405 Orsay, France
20 Uni. Athens, Physics Dept., Panepistimiopolis, Zografou 157 84 Athens, GREECE
21 Centro de Fı́sica Teórica e Computacional, Faculdade de Ciências, Universidade de Lisboa,
1649-003, Lisboa, Portugal
22 LPSC, Université Grenoble I/CNRS-IN2P3, F-38026 Grenoble, France
23 Theory group, IPNS, KEK, Tsukuba, 305-0801, Japan
24 Institute of Theoretical Physics, Warsaw University, PL-00681 Warsaw, Poland
∗
Report of Working Group 1 of the CERN Workshop “Flavour in the era of the LHC”, Geneva, Switzerland, November
2005 – March 2007.
25
Departament de Fı́sica Fonamental, Universitat de Barcelona, E-08028 Barcelona, Spain
Max-Planck-Institut für Physik, D-80805 Munich, Germany
27 Instituto de Fisica de Cantabria IFCA (CSIC–UC), E-39005 Santander, Spain
28 National Institute of Chemical Physics and Biophysics, Ravala 10, Tallinn 10143, Estonia
29 Department of Physics, Tokyo Gakugei University, Koganei, Tokyo 184-8501, Japan
30 Department of Physics, National Taiwan University, Taipei, Taiwan 10617
31 Theory Division, Physics Department, CERN, CH-1211 Geneva, Switzerland.
32 SLAC, Stanford University, Stanford, CA 94309, USA.
33 Deutsches Elektronen-Synchrotron DESY, D-22603 Hamburg, Germany
34 Institute of Nuclear Physics, NCSR “Demokritos”, Athens, Greece
35 INR Moscow, Russia
36 IPPP Durham, Department of Physics, University of Durham, Durham DH1 3LE, United Kingdom
37 Universitá degli Studi di Milano and INFN, I-20133 Milano, Italy.
38 Dipartimento di Fisica Teorica, Università di Trieste, Miramare, Trieste, Italy
39 INFN, Sezione di Trieste, I-34014 Trieste, Italy
40 Faculdade de Engenharia, Centro Universitário Fundação Santo André, Santo André – SP, Brazil
41 Institut für Hochenergiephysik der Österreichischen Akademie der Wissenschaften, A-1050 Wien,
Austria
42 Université de Montréal, Département de Physique, Montréal, Canada.
43 Institute of Physics, Academy of Sciences, Baku, Azerbaijan.
44 ETH Zurich, CH-8093 Zurich, Switzerland
45 Univ. College London, Physics and Astronomy Dept., London, UK
46 Dipartimento di Fisica Teorica, Università di Torino and INFN,Sezione di Torino, Italy,
47 INFN, Sezione di Pavia, I-27100 Pavia, Italy.
48 Institut für Theoretische Physik und Astrophysik, Universität Würzburg, 97074 Würzburg, Germany
49 SINP MSU, Russia,
50 Laboratoire de Physique Théorique et Astroparticules, UMR 5207, Université Montpellier II,
F-34095 Montpellier Cedex 5., France
51 Instituto de Fı́sica, Universidad de Antioquia - Colombia
52 Institute for Theoretical Physics, TU Dresden, Dresden, 01062, Germany,
53 CERN, Physics Dept., CH-1211 Geneva 23, Switzerland
54 Service de Physique Théorique, CEA Saclay, F91191 Gif–sur–Yvette, France
55 Theoretical Physics, Fermi National Accelerator Laboratory, Batavia, IL 60510, USA,
56 LAPTH, CNRS, UMR 5108, Chemin de Bellevue BP110, F-74941, Annecy-le-Vieuy, France
57 HEP Group, Dept. Estructura i Constituents de la Matèria, Universitat de Barcelona, E-08028
Barcelona, Spain.
58 Paul Scherrer Institute, CH-5232 Villigen PSI, Switzerland,
59 TOBB University of Economics and Technology, Physics Department, Ankara, Turkey,
60 Diparimento di Fisica e Astronomia, Universita di Catania, I-95123 Catania, Italy.
61 Univ. California at Irvine, Physics and Astronomy Dept., Irvine, USA,
62 Gazi University, Physics Department, Ankara, Turkey.
∗ editor
26
Abstract
This chapter of the report of the “Flavour in ther era of LHC” workshop discusses flavour related issues in the production and decays of heavy states at
LHC, both from the experimental side and from the theoretical side. We review top quark physics and discuss flavour aspects of several extensions of the
Standard Model, such as supersymmetry, little Higgs model or models with
extra dimensions. This includes discovery aspects as well as measurement of
several properties of these heavy states. We also present public available computational tools related to this topic.
Contents
1
Introduction
1
1
Tasks of WG1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1
2
The ATLAS and CMS experiments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
2
Flavour phenomena in top quark physics
6
1
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6
2
W tb vertex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7
2.1
W tb anomalous couplings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7
2.2
Measurement of Vtb in single top production . . . . . . . . . . . . . . . . . . . . . . . .
11
FCNC interactions of the top quark . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
14
3
3.1
Top quark production in the effective lagrangian approach
. . . . . . . . . . . . . . . .
15
3.2
Higgs boson FCNC decays into top quark in a general two-Higgs doublet model . . . . .
17
3.3
Single top production by direct SUSY FCNC interactions . . . . . . . . . . . . . . . . .
18
3.4
ATLAS and CMS sensitivity to FCNC top decays . . . . . . . . . . . . . . . . . . . . .
22
4
. . . . . . . . . . . . . . . . . . . . . .
25
4.1
Potential complementary MSSM test in single top production . . . . . . . . . . . . . . .
26
4.2
Anomalous single-top production in warped extra dimensions . . . . . . . . . . . . . . .
27
4.3
Non-standard contributions to tt̄ production . . . . . . . . . . . . . . . . . . . . . . . .
31
3
1
New physics corrections to top quark production
Flavour violation in supersymmetric models
34
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
34
1.1
The MSSM with R-parity conservation . . . . . . . . . . . . . . . . . . . . . . . . . . .
35
1.2
The MSSM with broken R-parity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
37
1.3
Spontaneous R-parity violation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
38
1.4
Study of supersymmetry at the LHC . . . . . . . . . . . . . . . . . . . . . . . . . . . .
40
1.5
Inclusive searches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
40
1.6
Mass measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
41
1.7
Flavour studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
43
2
Effects of lepton flavour violation on di-lepton invariant mass spectra . . . . . . . . . . . .
44
3
Lepton flavour violation in the long-lived stau NLSP scenario . . . . . . . . . . . . . . . .
46
4
Neutralino decays in models with broken R-parity . . . . . . . . . . . . . . . . . . . . . .
47
5
Reconstructing neutrino properties from collider experiments in a Higgs triplet neutrino
mass model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
49
SUSY (s)lepton flavour studies with ATLAS . . . . . . . . . . . . . . . . . . . . . . . . .
51
6
7
Using the
l+ l−
+ E/T + jet veto signature for slepton detection . . . . . . . . . . . . . .
53
e± µ∓
Using the
+ E/T signature in the search for supersymmetry and lepton flavour
violation in neutralino decays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
54
9
Neutralino spin measurement with ATLAS . . . . . . . . . . . . . . . . . . . . . . . . . .
57
10
SUSY Higgs-boson production and decay . . . . . . . . . . . . . . . . . . . . . . . . . .
59
SUSY Higgs-boson flavour-changing neutral currents at the LHC . . . . . . . . . . . . .
60
8
10.1
H → bs̄ and B-physics in the MSSM with NMFV . . . . . . . . . . . . . . . . . . . . .
63
Squark/gaugino production and decay . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
65
11.1
Flavour-violating squark- and gaugino-production at the LHC . . . . . . . . . . . . . . .
65
11.2
Flavour-violating squark and gluino decays . . . . . . . . . . . . . . . . . . . . . . . .
67
Top squark production and decay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
71
12.1
Associated stop-chargino production at LHC: A light stop scenario test . . . . . . . . . .
71
12.2
Exploiting gluino-to-stop decays in the light stop scenario . . . . . . . . . . . . . . . . .
73
12.3
A study on the detection of a light stop squark with the ATLAS detector at the LHC . . .
75
12.4
Stop decay into right-handed sneutrino LSP . . . . . . . . . . . . . . . . . . . . . . . .
√
SUSY Searches at s = 14 TeV with CMS . . . . . . . . . . . . . . . . . . . . . . . . .
78
10.2
11
12
13
4
Non-supersymmetric Standard Model extensions
80
83
1
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
83
2
New quarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
84
2.1
Singlets: charge 2/3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
87
2.2
Singlets: charge −1/3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
91
2.3
2.4
3
Quarks from extra dimensions: charges −1/3 and 5/3 . . . . . . . . . . . . . . . . . . . 100
Fourth sequential generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
New Leptons: heavy neutrinos . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
3.1
Production of heavy neutrino singlets . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107
3.2
Heavy neutrino production from WR decays . . . . . . . . . . . . . . . . . . . . . . . . 109
3.3
Heavy neutrino pair production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112
4
New neutral gauge bosons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113
4.1
Z ′ bosons in the dilepton channel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114
4.2
Z ′ in hadronic channels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118
5
5.1
6
New charged gauge bosons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
Discovery potential . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120
New scalars . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123
6.1
Scalar triplet seesaw models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124
6.2
The discovery potential of the Babu-Zee model . . . . . . . . . . . . . . . . . . . . . . 126
5
Tools
129
1
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
2
A Brief Summary of The SUSY Les Houches Accord 2 . . . . . . . . . . . . . . . . . . . 129
2.1
The SLHA2 Conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
2.2
Explicit Proposals for SLHA2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135
3
SuSpect, HDECAY, SDECAY and SUSY-HIT . . . . . . . . . . . . . . . . . . . . . . . . 141
3.1
SuSpect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141
3.2
HDECAY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141
3.3
SDECAY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142
3.4
SUSY-HIT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
4
FeynHiggs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
5
FchDecay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145
6
MSSM NMFV in FeynArts and FormCalc . . . . . . . . . . . . . . . . . . . . . . . . . 146
7
SPheno . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147
8
SOFTSUSY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 148
9
CalcHep for beyond Standard Model Physics . . . . . . . . . . . . . . . . . . . . . . . . 149
10
HvyN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149
11
PYTHIA for Flavour Physics at the LHC . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150
12
Sherpa for Flavour Physics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151
Chapter 1
Introduction
1 Tasks of WG1
The origin of flavour structures and CP violation remains as one of the big question in particle physics.
Within the Standard Model (SM) the related phenomena are successfully parametrised with the help of
the CKM matrix in the quark sector and the PMNS matrix in the lepton sector. In both sectors intensive
studies of flavour aspects have been carried out and are still going on as discussed in the reports by WG2
and WG3. Following the unification idea originally proposed by Einstein it is strongly believed that
eventually both sectors can be explained by a common underlying theory of flavour. Although current
SM extensions rarely include a theory of flavour, many of them tackle the flavour question with the help
of some special ansatz leading to interesting predictions for future collider experiments as the LHC.
This chapter of the ”Flavour in the era of LHC” report gives a comprehensive overview of the
theoretical and experimental status on: (i) How flavour physics can be explored in the production of
heavy particles like the top quark or new states predicted in extensions of the SM. (ii) How flavour
aspects impact the discovery and the study of the properties of these new states. We discuss in detail the
physics of the top quark, supersymmetric models, Little Higgs models, extra dimensions, grand unified
models and models explaining neutrino data.
Section 2 discusses flavour aspects related to the top quark which is expected to play an important
role due to its heavy mass. The LHC will be a top quark factory allowing to study several of its properties
in great detail. The W tb coupling is an important quantity which in the SM is directly related to the CKM
element Vtb . In SM extensions new couplings can be presented which can be studied with the help of
the angular distribution of the top decay products and/or in single top production. In extensions of the
SM also sizable flavour changing neutral currents decays can be induced, such as t → qZ, t → qγ or
t → qg. The SM expectations for the corresponding branching ratios are of the order 10−14 for the
electroweak decays and order 10−12 for the strong one. In extensions like two-Higgs doublet models,
supersymmetry or additional exotic quarks they can be up to order 10−4 . The anticipated sensitivity of
ATLAS and CMS for these branching ratio is of order 10−5 . New physics contribution will also affect
single and pair production of top quarks at LHC either via loop effects or due to resonances which is
discussed in the third part of this section.
In section 3 we consider flavour aspects of supersymmetric models. This class of models predict
partners for the SM particles which differ in spin by 1/2. In a supersymmetric world flavour would
be described by the usual Yukawa couplings. However, we know that supersymmetry (SUSY) must be
broken which is most commonly parameterized in terms of soft SUSY breaking terms. After a brief
overview of the additional flavour structures in the soft SUSY breaking sector we first discuss the effect
of lepton flavour violation in models with conserved R-parity. They can significantly modify di-lepton
spectra, which play an important role in the determination of the SUSY parameters, despite the stringent
constraints from low energy data such as µ → eγ. We also discuss the possibilities to discover supersymmetry using the e± , µ∓ + missing energy signature. Lepton flavour violation plays also an important
role in long lived stau scenarios with the gravitino as lightest supersymmetric particle (LSP). In models
with broken R-parity neutrino physics predicts certain ratios of branching ratios of the LSP in terms of
neutrino mixing angle (in case of a gravitino LSP the prediction will be for the next to lightest SUSY
particle). Here LHC will be important to establish several consistency checks of the model. Flavour
aspects affect the squark sector in several ways. Firstly one expects that the lightest squark will be the
lightest stop due to effects of the large top Yukawa coupling. Various aspects of its properties are studied
here in different scenarios. Secondly it leads to flavour violating squark production and flavour violating
decays of squarks and gluinos despite the stringent constraints from low energy data such as b → sγ.
Also other non-supersymmetric extensions of the SM, such as grand unification and little Higgs
or extra dimensional models, predict new flavour phenomena which are presented in section 4. Such
SM extensions introduce new fermions (quarks and leptons), gauge bosons (charged and/or neutral) and
scalars. We study the LHC capabilities to discover these new mass states, paying a special attention on
how to distinguish among different theoretical models. We start with the phenomenology of additional
quarks and leptons, studying in detail their production at LHC and decay channels available. It turns
out that particles up to a mass of 1-2 TeV can be discovered and studied. Besides the discovery reach
we discuss the possibilities to measure their mixing with SM fermions. They are also sources of Higgs
bosons (produced in their decay) and hence they can significantly enhance the Higgs discovery potential
of LHC. Extended gauge structures predict additional heavy gauge bosons and, depending on the mass
hierarchy, they can either decay to new fermions or be produced int their decay. In particular, the production of heavy neutrinos can be enhanced when the SM gauge group is extended with an extra SU(2)R ,
which predicts additional WR bosons. E also discuss flavour aspects for the discovery of the new gauge
bosons. This is specially important for the case of an extra Z ′ , which appears in any extension of the
SM gauge group, and for which model discrimination is crucial. The presence or not of new W ′ bosons
also helps identify additional SU(2) gauge structures. Finally, several SM extensions predict anew scalar
particles. In some cases the new scalars are involved in the neutrino mass generation mechanism, e.g. in
some Little Higgs models and in the Babu-Zee model, which are realisations of the type II seesaw mechanism (involving a scalar triplet). In these two cases, high energy observables, such as decay branching
ratios of doubly charged scalars, can be related to the neutrino mixing parameters measured in neutrino
oscillations.
Last but not least computational tools play an important role in the study of flavour aspects at
LHC. In section 5 we give an overview of the public available tools ranging from spectrum calculators
over decay packages to Monte Carlo programs. In addition we briefly discuss the latest version of SUSY
Les Houches Accord which serves as an interface between various programs and now includes flavour
aspects.
2 The ATLAS and CMS experiments
The CERN Large Hadron Collider (LHC) is currently being installed in the 27-km ring previously used
for the LEP e+ e− collider. This machine will push back the high energy frontier by one order of magni√
tude, providing pp collisions at a center-of-mass energy of s = 14 TeV.
Four main experiments will benefit from this accelerator: two general-purpose detectors, ATLAS
(Fig. 1.1) and CMS (Fig. 1.2), designed to explore the physics at the TeV scale; one experiment, LHCb,
dedicated to the study of B-hadrons and CP violation; and one experiment, ALICE, which will study
heavy ion collisions. Here only the ATLAS and CMS experiments and their physics programs are discussed in some detail.
The main goal of these experiments is the verification of the Higgs mechanism for the electroweak
symmetry breaking and the study of the “new” (i.e. non-Standard Model) physics which is expected to
manifest itself at the TeV scale to solve the hierarchy problem. The design luminosity of 1034 cm−2 s−1
of the new accelerator will also allow to collect very large samples of B hadrons, W and Z gauge bosons
and top quarks, allowing stringent tests of the Standard Model predictions.
Since this programme implies the sensitivity to a very broad range of signatures and since it is not
known how new physics may manifest itself, the detectors have been designed to be able to detect as
many particles and signatures as possible, with the best possible precision.
In both experiments the instrumentation is placed around the interaction point over the whole
solid angle, except for the LHC beam pipe. As the particles leave the interaction point, they traverse the
Fig. 1.1: An exploded view of the ATLAS detector.
Inner Tracker, which reconstructs the trajectories of charged particles, the Electromagnetic and Hadronic
calorimeters which absorbe and measure the total energy of all particles except neutrinos and muons, and
the Muon Spectrometer which is used to identify and measure the momentum of muons. The presence
of neutrinos (and other hypothetic weakly interacting particles) is revealed as a non-zero vector sum of
the particle momenta in the plane transverse to the beam axis.
Both the Inner Tracker and the Muon spectrometer need to be placed inside a magnetic field in
order to measure the momenta of charged particles using the radius of curvature of their trajectories. The
two experiments are very different in the layout they have chosen for the magnet system. In ATLAS,
a solenoid provide the magnetic field for the Inner Tracker, while a system of air-core toroids outside
the calorimeters provide the field for the Muon Spectrometer. In CMS, the magnetic field is provided
by a single very large solenoid which contains both the Inner Tracker and the calorimeters; the muon
chambers are embedded in the iron of the solenoid return yoke. The magnet layout determines the size,
the weight (ATLAS is larger but lighter) and even the name of the two experiments.
The CMS Inner Detector consists of Silicon Pixel and Strip detectors, placed in a 4 T magnetic
field. The ATLAS Inner Tracker is composed by a smaller number of Silicon Pixel and Strip detectors
and a Transition Radiation detector (TRT) at larger radii, inside a 2 T magnetic field. Thanks mainly
to the larger magnetic field, the CMS tracker has a better momentum resolution, but the ATLAS TRT
contributes to the electron/pion identification capabilities of the detector.
The CMS electromagneticpcalorimeter is composed by PbWO4 with excellent intrinsic energy
resolution (σ(E)/E ∼ 2 − 5%/ E(GeV )). The ATLAS electromagnetic calorimeter is a lead/liquid
Fig. 1.2: An exploded view of the CMS detector.
p
argon sampling calorimeter. While the energy resolution is worse (σ(E)/E ∼ 10%/ E(GeV )), thanks
to a very fine lateral and longitudinal segmentation the ATLAS calorimeter provides more robust particle
identification capabilities than the CMS calorimeter.
In both detectors the hadronic calorimetry is provided by sampling detectors with scintillator
or liquid argon as p
the active medium. The ATLAS calorimeter has ap
better energy resolution for jets
(σ(E)/E ∼ 50%/ E(GeV ) ⊕ 0.03) than CMS (σ(E)/E ∼ 100%/ E(GeV ) ⊕ 0.05) because it is
thicker and has a finer sampling frequency.
The chamber stations of the CMS muon spectrometer are embedded into the iron of the solenoid
return yoke, while those of ATLAS are in air. Because of multiple scattering in the spectrometer, and
the larger field in the Inner Tracker the CMS muon reconstruction relies on the combination of the
informations from the two systems; the ATLAS muon spectrometer can instead reconstruct the muons in
standalone mode, though combination with the Inner detector improves the momentum resolution at low
momenta. The momentum resolution for 1 TeV muons is about 7% for ATLAS and 5% for CMS.
Muons can be unambiguously identified as they are the only particles which are capable to reach
the detectors outside the calorimeters. Both detectors have also an excellent capability to identify electrons that are isolated (that is, they are outside hadronic jets). For example, ATLAS expects an electron
identification efficiency of about 70% with a probability to misidentify a jet as an electron of the order
of 10−5 [1]. The tau identification relies on the hadronic decay modes, since leptonically decaying taus
cannot be separated from electrons and muons. The jets produced by hadronically decaying taus are separated from those produced by quark and gluons since they produce narrower jets with a smaller number
of tracks. The capability of the ATLAS detector to separate τ -jets from QCD jets is shown in Fig. 1.3.
The identification of the flavour of a jet produced by a quark is more difficult and it is practically
limited to the identification of b jets, which are tagged by the vertex detectors using the relatively long
lifetime of B mesons; the presence of soft electron and muon inside a jet is also used to improve the
b-tagging performances. In Fig. 1.4 the probability of mis-tagging a light jet as a b jet is plotted as a
function of the b-tagging efficiency for the CMS detector [1]; comparable performances are expected for
ATLAS.
R vs ∈, for τ-jets and qcd-jets, MHLlh
R
15.0<pT<28.5
43.5<pT<61.5
88.5<pT<133.5
217.5<pT<334.5
104
no noise
noise + 2 sigma cut
103
102
0.2
0.25
0.3
0.35
0.4
0.45
0.5
0.55
0.6
∈
Fig. 1.3: The QCD jet rejection (inverse of mistagging efficiency) as a function of τ tagging efficiency is reported
for the ATLAS detector. The four full curves correspond to simulation without electronic noise in the calorimeters
and different transverse momentum ranges, increasing from the lowest to the highest curve. The dashed curves
correspond to simulation with electronic noise [2].
Fig. 1.4: The non-b jet mistagging efficiency for a fixed b-tagging efficiency of 0.5 as a function of jet transverse
momentum for c-jets (triangles), uds jets (circles) and gluon jets (stars) obtained for the CMS detector with an
event sample of QCD jets and the secondary vertex tagging algorithm [3].
Chapter 2
Flavour phenomena in top quark physics
G. Burdman and N. Castro
1 Introduction
The top quark is the heaviest and least studied quark of the Standard Model (SM). Although its properties
have already been investigated at colliders, the available centre of mass energy and the collected luminosity have not yet allowed for precise measurements, with exception of its mass. The determination of
other fundamental properties such as its couplings requires larger top samples, which will be available at
the LHC. Additionally, due to its large mass, close to the electroweak scale, the top quark is believed to
offer a unique window to flavour phenomena beyond the SM.
Within the SM, the W tb vertex is purely left-handed, and its size is given by the CabibboKobayashi-Maskawa (CKM) matrix element Vtb , related to the top-bottom charged current. In a more
general way, additional anomalous couplings such as right-handed vectorial couplings and left and righthanded tensorial couplings can also be considered. The study of the angular distribution of the top decay
products at the LHC will allow precision measurements of the structure of the W tb vertex, providing an
important probe for flavour physics beyond the SM.
In the SM there are no flavour changing neutral current (FCNC) processes at the tree level and at
one-loop they can be induced by charged-current interactions, but they are suppressed by the GlashowIliopoulos-Maiani (GIM) mechanism [4]. These contributions limit the FCNC decay branching ratios to
extremely small values in the SM. However, there are extensions of the SM which predict the presence
of FCNC contributions already at the tree level and significantly enhance the top FCNC decay branching
ratios [5–16]. Also loop-induced FCNCs could be greatly enhanced in some scenarios beyond the SM.
In all these cases, such processes might be observed at the LHC.
In its first low luminosity phase (10 fb−1 per year and per experiment), the LHC will produce several million top quarks, mainly in pairs through gluon fusion gg → tt̄ and quark-antiquark annihilation
q q̄ → tt̄, with a total cross section of ∼ 833 pb [17]. Single top production [18–22] will also occur, dominated by the t-channel process, bq → tq ′ , with a total expected cross section of ∼ 320 pb [21, 22]. SM
extensions, such as SUSY, may contribute with additional top quark production processes. The theoretical and experimental knowledge of single top and tt̄ production processes will result in important tests
for physics beyond the SM. Moreover, besides the direct detection of new states (such as SUSY particles
and Higgs bosons), new physics can also be probed via the virtual effects of the additional particles in
precision observables. Finally, in addition to the potential deviations of the top couplings, it is possible
that the top quark couples strongly to some sector of the new physics at the TeV scale, in such a way that
the production of such states might result in new top quark signals. This possibility typically involves
modifications of the top production cross sections, either for tt̄ or single top, through the appearance
of resonances or just excesses in the number of observed events. In some of these cases, the signal is
directly associated with a theory of flavour, or at least of the origin of the top mass.
In this chapter different flavour phenomena associated to top quark physics are presented, starting
with anomalous charged and neutral top couplings. In section 2 the W tb vertex structure and the measurement of Vtb are discussed. Studies related to top quark FCNC processes are presented in section 3.
Finally, possible contributions of new physics to top production are discussed in section 4, including the
effects of anomalous couplings in tt̄ and single top production, as well as the possible observation of
resonances which strongly couple to the top quark.
2 W tb vertex
In extensions of the SM, departures from the SM expectation Vtb ≃ 0.999 are possible [23,24], as well as
new radiative contributions to the W tb vertex [25, 26]. These deviations might be observed in top decay
processes at the LHC and can be parametrized with the effective operator formalism by considering the
most general W tb vertex (which contains terms up to dimension five) according to
g
g iσ µν qν
L = − √ b̄ γ µ (VL PL + VR PR ) t Wµ− − √ b̄
(gL PL + gR PR ) t Wµ− + h.c. , (2.1)
2
2 MW
with q = pt − pb (the conventions of Ref. [27] are followed with slight simplifications in the notation).
If CP is conserved in the decay, the couplings can be taken to be real.1
2.1
W tb anomalous couplings
Within the SM, VL ≡ Vtb ≃ 1 and VR , gL , gR vanish at the tree level, while nonzero values are generated at one loop level [28]. Additional contributions to VR , gL , gR are possible in SM extensions,
without spoiling the agreement with low-energy measurements. The measurement of BR(b → sγ) is an
important constraint to the allowed values of the W tb anomalous couplings.
At the LHC, the top production and decay processes will allow to probe in detail the W tb vertex.
Top pair production takes place through the QCD interactions without involving a W tb coupling. Additionally, it is likely that the top quark almost exclusively decays in the channel t → W + b. Therefore, its
cross section for production and decay gg, q q̄ → tt̄ → W + bW − b̄ is largely insensitive to the size and
structure of the W tb vertex. However, the angular distributions of (anti)top decay products give information about its structure, and can then be used to trace non-standard couplings. Angular distributions
relating top and antitop decay products probe not only the W tb interactions but also the spin correlations
among the two quarks produced, and thus may be influenced by new production mechanisms as well.
2.1.1
Constraints from B physics
Rare decays of the B-mesons as well as the B B̄ mixing provide important constraints on the anomalous W tb couplings because they receive large contributions from loops involving the top quark and
the W boson. In fact, it is the large mass of the top quark that protects the corresponding FCNC amplitudes against GIM cancellation. Thus, order-unity values of VL − Vtb , VR , gL and gR generically
cause O(100%) effects in the FCNC observables. For VR and gL , an additional enhancement [29, 30] by
mt /mb occurs in the case of B̄ → Xs γ, because the SM chiral suppression factor mb /MW gets replaced
by the order-unity factor mt /MW .
Deriving specific bounds on the anomalous W tb couplings from loop processes requires treating
them as parts of certain gauge-invariant interactions. Here, we shall consider the following dimension-six
operators [31]
OVR = t̄R γ µ bR φe† iDµ φ + h.c.,
OVL = q̄L τ a γ µ qL φ† τ a iDµ φ − q̄L γ µ qL φ† iDµ φ + h.c.,
e a + h.c.,
OgR = q̄L σ µν τ a tR φW
µν
a
+ h.c.,
OgL = q̄L′ σ µν τ a bR φWµν
(2.2)
∗ u , b ), and φ denotes the
where qL = (tL , Vtb bL + Vts sL + Vtd dL ), qL′ = (Vtb∗ tL + Vcb∗ cL + Vub
L
L
Higgs doublet. Working in terms of gauge-invariant operators renders the loop results meaningful, at the
expense of taking into account all the interactions that originate from Eq. (2.2), not only the W tb ones.
A general W tb vertex also contains terms proportional to (pt + pb )µ , q µ and σ µν (pt + pb )ν Since b quarks are on shell, the
W bosons decay to light particles (whose masses can be neglected) and the top quarks can be approximately assumed on-shell,
these extra operators can be rewritten in terms of the ones in Eq. (2.1) using Gordon identities.
1
As an example, let us consider the b → sγ transition. Since it involves low momenta only, one
usually treats it in the framework of an effective theory that arises from the full electroweak model (SM
or its extension) after decoupling the top quark and the heavy bosons. The leading contribution to the
considered decay originates from the operator
O7 =
e
mb s̄L σ µν bR Fµν .
16π 2
(2.3)
The SM value of its Wilson coefficient C7 gets modified when the anomalous W tb couplings are introduced. Moreover, the presence of O7 also above the decoupling scale µ0 becomes a necessity, because
counter-terms involving O7 renormalize the UV-divergent b → sγ diagrams with OgL and OgR vertices.
Thus, we are led to consider the B̄ → Xs γ branching ratio as a function of not only VL , VR , gL and gR
(p)
but also C7 , i.e. the “primordial” value of C7 before decoupling. Following the approach of Ref. [32],
one finds
BR(B → Xs γ) × 104 = (3.15 ± 0.23) − 8.18 (VL − Vtb ) + 427 VR
(p)
− 712 gL + 1.91 gR − 8.03 C7 (µ0 )
(p) 2
+ O VL − Vtb , VR , gL , gR , C7
,
(2.4)
for Eγ > 1.6 GeV and µ0 = 160 GeV in the MS scheme.2 As anticipated, the coefficients at VL and gR
are of the same order as the first (SM) term, while the coefficients at VR and gL get additionally enhanced.
The coefficients at gL and gR depend on µ0 already at the leading order, and are well-approximated by
−379 − 485 ln µ0 /MW and −0.87 + 4.04 ln µ0 /MW , respectively. This µ0 -dependence and the one of
(p)
C7 (µ0 ) compensate each other in Eq. (2.4).
Taking into account the current world average [34]:
BR(B̄ → Xs γ) =
−4
3.55 ± 0.24 +0.09
−0.10 ± 0.03 × 10 ,
(2.5)
(p)
a thin layer in the five-dimensional space (VL − Vtb , VR , gL , gR , C7 ) is found to be allowed by b → sγ.
When one parameter at a time is varied around the origin (with the other ones turned off), quite narrow
95% C.L. bounds are obtained. They are listed in Table 2.1.
Table 2.1: The current 95% C.L. bounds from Eq. (2.4) along the parameter axes.
upper bound
lower bound
VL − Vtb
0.03
−0.13
VR
0.0025
−0.0007
gL
0.0004
−0.0015
gR
0.57
−0.15
(p)
C7 (µ0 )
0.04
−0.14
If several parameters are simultaneously turned on in a correlated manner, their magnitudes are,
in principle, not bounded by b → sγ alone. However, the larger they are, the tighter the necessary
correlation is, becoming questionable at some point.
The bounds in Table 2.1 have been obtained under the assumption that the non-linear terms in
Eq. (2.4) are negligible with respect to the linear ones. If this assumption is relaxed, additional solutions
to that equation arise. Such solutions are usually considered to be fine-tuned. In any case, they are
expected to get excluded by a direct measurement of the W tb anomalous couplings at the LHC (see
section 2.1.2).
2
The negative coefficient at VL differs from the one in Fig. 1 of Ref. [33] where an anomalous W cb coupling was effectively
included, too.
Considering other processes increases the number of constraints but also brings new operators with
their Wilson coefficients into the game, so long as the amplitudes undergo ultraviolet renormalization.
Consequently, the analysis becomes more and more involved. Effects of VL and VR on b → sl+ l−
have been discussed, e.g., in Refs. [33, 35]. These analyses need to be updated in view of the recent
measurements, and extended to the case of gL and gR . The same refers to the B B̄ mixing, for which (to
our knowledge) no dedicated calculation has been performed to date. Exclusive rare decay modes in the
presence of non-vanishing VR have been discussed in Refs. [36, 37].
2.1.2
ATLAS sensitivity to Wtb anomalous couplings
The polarisation of the W bosons produced in the top decay is sensitive to non-standard couplings [38].
W bosons can be produced with positive, negative or zero helicity, with corresponding partial widths
ΓR , ΓL , Γ0 which depend on VL , VR , gL and gR . General expressions for ΓR , ΓL , Γ0 in terms of
these couplings can be found in Ref. [39] and were included in the program TopFit. Their absolute
measurement is rather difficult, so it is convenient to consider instead the helicity fractions Fi ≡ Γi /Γ,
with Γ = ΓR + ΓL + Γ0 the total width for t → W b. Within the SM, F0 = 0.703, FL = 0.297,
FR = 3.6 × 10−4 at the tree level, for mt = 175 GeV, MW = 80.39 GeV, mb = 4.8 GeV. We note
that FR vanishes in the mb = 0 limit because the b quarks produced in top decays have left-handed
chirality, and for vanishing mb the helicity and the chirality states coincide. These helicity fractions can
be measured in leptonic decays W → ℓν. Let us denote by θℓ∗ the angle between the charged lepton
three-momentum in the W rest frame and the W momentum in the t rest frame. The normalised angular
distribution of the charged lepton can be written as
3
3
3
1 dΓ
= (1 + cos θℓ∗ )2 FR + (1 − cos θℓ∗ )2 FL + sin2 θℓ∗ F0 ,
∗
Γ d cos θℓ
8
8
4
(2.6)
with the three terms corresponding to the three helicity states and vanishing interference [40]. A fit to
the cos θℓ∗ distribution allows to extract, from experiment, the values of Fi , which are not independent
but satisfy FR + FL + F0 = 1. From these measurements one can constrain the anomalous couplings in
Eq. (2.1). Alternatively, from this distribution one can measure the helicity ratios [39]
ρR,L ≡
FR,L
ΓR,L
=
,
Γ0
F0
(2.7)
which are independent quantities and take the values ρR = 5.1 × 10−4 , ρL = 0.423 in the SM. As for the
helicity fractions, the measurement of helicity ratios sets bounds on VR , gL and gR . A third and simpler
method to extract information about the W tb vertex is through angular asymmetries involving the angle
θℓ∗ . For any fixed z in the interval [−1, 1], one can define an asymmetry
Az =
N (cos θℓ∗ > z) − N (cos θℓ∗ < z)
.
N (cos θℓ∗ > z) + N (cos θℓ∗ < z)
(2.8)
The most obvious choice is z = 0, giving the forward-backward (FB) asymmetry AFB [27, 41].3 The FB
asymmetry is related to the W helicity fractions by
AFB =
3
[FR − FL ] .
4
(2.9)
Other convenient choices are z = ∓(22/3 − 1). Defining β = 21/3 − 1, we have
z = −(22/3 − 1) → Az = A+ = 3β[F0 + (1 + β)FR ] ,
3
Notice the difference in sign with respect to the definitions in Refs. [27, 41], where the angle θℓb = π − θℓ∗ between the
charged lepton and b quark is used.
z = (22/3 − 1) → Az = A− = −3β[F0 + (1 + β)FL ] .
(2.10)
Thus, A+ (A− ) only depend on F0 and FR (FL ). The SM values of these asymmetries are AFB =
−0.2225, A+ = 0.5482, A− = −0.8397. They are very sensitive to anomalous W tb interactions, and
their measurement allows us to probe this vertex without the need of a fit to the cos θℓ∗ distribution. It
should also be pointed out that with a measurement of two of these asymmetries the helicity fractions
and ratios can be reconstructed.
In this section, the ATLAS sensitivity to W tb anomalous couplings is reviewed. The tt̄ →
W + bW − b̄ events in which one of the W bosons decays hadronically and the other one in the leptonic
channel W → ℓνℓ (with ℓ = e± , µ± ), are considered as signal events.4 Any other decay channel of the
tt̄ pair constitutes a background to this signal. Signal events have a final state topology characterised by
one energetic lepton, at least four jets (including two b-jets) and large transverse missing energy from
the undetected neutrino. Top pair production, as well as the background from single top production, is
generated with TopReX [42]. Further backgrounds without top quarks in the final state, i.e. bb̄, W +jets,
Z/γ ∗ +jets, W W , ZZ and ZW production processes, are generated using PYTHIA [43]. In all cases
CTEQ5L parton distribution functions (PDFs) [44] were used. Events are hadronised using PYTHIA,
taking also into account both initial and final state radiation. Signal and background events are passed
through the ATLAS fast simulation [45] for particle reconstruction and momentum smearing. The b-jet
tagging efficiency is set to 60%, that corresponds to a rejection factor of 10 (100) for c jets (light quark
and gluon jets).
A two-level probabilistic analysis, based on the construction of a discriminant variable which
uses the full information of some kinematical properties of the event was developed and is described
elsewhere [46, 47]. After this analysis, 220024 signal events (corresponding to an efficiency of 9%) and
36271 background events (mainly from tt̄ → τ νbb̄q q̄ ′ ) were selected, for a luminosity of 10 fb−1 . The
hadronic W reconstruction is done from the two non-b jets with highest transverse momentum. The mass
of the hadronic top, is reconstructed as the invariant mass of the hadronic W and the b-jet (among the
two with highest pT ) closer to the W . The leptonic W momentum cannot be directly reconstructed due
to the presence of an undetected neutrino in the final state. Nevertheless, the neutrino four-momentum
can be estimated by assuming the transverse missing energy to be the transverse neutrino momentum. Its
longitudinal component can then be determined, with a quadratic ambiguity, by constraining the leptonic
W mass (calculated as the invariant mass of the neutrino and the charged lepton) to its known on-shell
value MW = 80.4 GeV. In order to solve the twofold quadratic ambiguity in the longitudinal component
it is required that the hadronic and the leptonic top quarks have the minimum mass difference.
The experimentally observed cos θℓ∗ distribution, which includes the tt̄ signal as well as the SM
backgrounds, is affected by detector resolution, tt̄ reconstruction and selection criteria. In order to recover the theoretical distribution, it is necessary to: (i) subtract the background; (ii) correct for the effects
of the detector, reconstruction, etc. The asymmetries are measured with a simple counting of the number
of events below and above a specific value of cos θℓ∗ . This has the advantage that the asymmetry measurements are not biased by the extreme values of the angular distributions, where correction functions
largely deviate from unity and special care is required.
Due to the excellent statistics achievable at the LHC, systematic errors play a crucial role in the
measurement of angular distributions and asymmetries already for a luminosity of 10 fb−1 . A thorough discussion of the different systematic uncertainties in the determination of the correction functions
is therefore compulsory. The systematic errors in the observables studied (asymmetries, helicity fractions and ratios) are estimated by simulating various reference samples and observing the differences
obtained. Uncertainties originating from Monte Carlo generators, PDFs, top mass dependence, initial
and final state radiation, b-jet tag efficiency, jet energy scale, background cross sections, pile-up and b
4
From now on, the W boson decaying hadronically and its parent top quark will be named as “hadronic”, and the W
decaying leptonically and its parent top quark will be called “leptonic”.
Table 2.2: Summary of the results obtained from the simulation for the observables studied, including statistical
and systematic uncertainties.
Observable
F0
FL
FR
ρL
ρR
AFB
A+
A−
0.700
0.299
0.0006
0.4274
0.0004
−0.2231
0.5472
−0.8387
Result
±0.003 (stat)
±0.003 (stat)
±0.0012 (stat)
±0.0080 (stat)
±0.0021 (stat)
±0.0035 (stat)
±0.0032 (stat)
±0.0018 (stat)
±0.019 (sys)
±0.018 (sys)
±0.0018 (sys)
±0.0356 (sys)
±0.0016 (sys)
±0.0130 (sys)
±0.0099 (sys)
±0.0028 (sys)
Table 2.3: The 1σ limits on anomalous couplings obtained from the combined measurement of A± , ρR,L are
shown. In each case, the couplings which are fixed to be zero are denoted by a cross.
A± , ρR,L
A± , ρR,L
A± , ρR,L
A± , ρR,L
A± , ρR,L
VR
[−0.0195, 0.0906]
×
×
×
[−0.0199, 0.0903]
gL
×
[−0.0409, 0.00926]
×
[−0.0412, 0.00944]
×
gR
×
×
[−0.0112, 0.0174]
[−0.0108, 0.0175]
[−0.0126, 0.0164]
quark fragmentation were considered. The results of the simulation, including statistical and systematic
uncertainties, are summarized in Table 2.2.
With this results, and considering the parametric dependence of the observables on VR , gL and
gR (see Ref. [39]), constraints on the anomalous couplings were set using TopFit. Assuming only one
nonzero coupling at a time, 1σ limits from the measurement of each observable can be derived [46, 47].
These limits can be further improved by combining the measurements of the four observables ρR,L
and A± , using the correlation matrix [47], obtained from simulation.5 Moreover, the assumption that
only one coupling is nonzero can be relaxed. However, if VR and gL are simultaneously allowed to be
arbitrary, essentially no limits can be set on them, since for fine-tuned values of these couplings their
effects on helicity fractions cancel to a large extent. In this way, values O(1) of VR and gL are possible
yielding minimal deviations on the observables studied. Therefore, in the combined limits, which are
presented in Table 2.3, it is required that either VR or gL vanishes.
Finally, with the same procedure, the 68.3% confidence level (CL) regions on the anomalous
couplings are obtained (Fig. 2.1). The boundary of the regions has been chosen as a contour of constant
χ2 . In case that the probability density functions (p.d.f.) of VR and gL were Gaussian, the boundaries
would be ellipses corresponding to χ2 = 2.30 (see for instance Ref. [48]). In our non-Gaussian case
the χ2 for which the confidence regions have 68.3% probability is determined numerically, and it is
approximately 1.83 for the (gL , gR ) plot and 1.85 for (VR , gR ).
2.2
Measurement of Vtb in single top production
The value of the CKM matrix element Vtb , is often considered to be known to a very satisfactory precision
(0.9990 < |Vtb | < 0.9992 at 90% CL [49]). However, this range is determined by assuming the unitarity
5
We point out that the correlations among A± , ρR,L do depend (as they must) on the method followed to extract these
observables from experiment. In our case, the correlations have been derived with the same procedure used to extract A± , ρR,L
from simulated experimental data.
A± , ρL,R
0.04
1σ limit on gL
1σ limit on gR
gR
0.02
0
-0.02
-0.04
-0.15
-0.1
-0.05
0
gL
0.05
0.1
0.15
Fig. 2.1: 68.3% CL confidence regions on anomalous couplings: gL and gR , for VR = 0 (left); VR and gR , for
gL = 0 (right). The 1σ combined limits in Table 2.3 are also displayed.
of the 3 × 3 CKM matrix which can be violated by new physics effects. The Tevatron measurements of
|Vtb |2
R ≡ |V |2 +|V
2
2 are based on the relative number of tt̄-like events with zero, one and two tagged
ts | +|V |
td
tb
+0.19
b-jets. The resulting values for R are 1.12+0.27
−0.23 (stat. + syst.) [50] and 1.03−0.17 (stat. + syst.) [51]
for CDF and DØ respectively. Note that Vtb determination from R, giving |Vtb | > 0.78 at 95% CL,
is obtained assuming |Vtd |2 + |Vts |2 + |Vtb |2 = 1. In fact, R ≃ 1 only implies |Vtb | >> |Vts |, |Vtd |.
Therefore the single top production whose cross section is directly proportional to |Vtb | is crucial in order
to reveal the complete picture of the CKM matrix.
Recently, the DØ collaboration announced the first observation of the single top production. The
corresponding results for the t and s-channels are [52]:
σ s−channel + σ t−channel = 4.9 ± 1.4 pb
σ s−channel = 1.0 ± 0.9 pb
σ t−channel = 4.2+1.8
−1.4 pb
(2.11)
s−channel
= 0.88 ± 0.11 pb,
This result can be compared to the SM prediction with |Vtb | = 1 [21]: σSM
t−channel
= 1.98 ± 0.25 pb. Taking these results into account and considering the limit R > 0.61 at
σSM
95% C.L., excluded regions for |Vti | were obtained and are shown in Fig. 2.2 (a)-(c) (see [53] for the
detailed computation). From this figure, the allowed values for |Vti | are found to be 0 . |Vtd | . 0.62,
0 . |Vts | . 0.62 and 0.47 . |Vtb | . 1. The new data on the single top production provides, for the first
time, the lower bound of Vtb . However, we have to keep in mind that the latest 95% CL upper limits on
the single top production by the CDF collaboration [54] are lower than those by DØ:
σ s−channel + σ t−channel < 2.7 pb
σ s−channel < 2.5 pb
σ t−channel < 2.3 pb
Using this bound, different constraints on |Vti | can be found, as shown in Fig. 2.2 (d)-(f).
(2.12)
Going from Tevatron to LHC, the higher energy and luminosity will provide better possibilities for
2 < 0)
a precise determination of Vtb . Among all three possible production mechanisms, the t-channel (qW
is the most promising process due to its large cross section, σ ≃ 245 pb [22, 55, 56] and Vtb could be
determined at the 5% precision level already with 10 fb−1 of integrated luminosity, assuming a total
error of 10% for the t-channel cross section measurement [57]. The precision of this result is limited
by the systematic uncertainty and might be well improved with better understanding of the detector
Fig. 2.2: Excluded regions for |Vtd |, |Vts |, and |Vtb |, obtained from the measurement of R and from the single top
production, σ1b + σ2b , at 95 % C.L. The figures (a)-(c) and (d)-(f) are obtained by using, respectively, the latest
DØ (see Eq. (2.11)) and CDF (see Eq. (2.12)) data on the single top production. The combination of both bounds
provides an additional excluded region. The physical bound |Vtd |2 + |Vts |2 + |Vtb |2 < 1 is also considered.
2 =M 2 ) and s-channel (q 2 > 0), are more
and background. The other channels, W −associated (qW
W
W
challenging due to a much larger systematic uncertainty. However, a measurement of these production
mechanisms will also be important to further understand the nature of the top quark coupling to the
weak current, especially because new physics could affect differently the different single top production
channels (see e.g. [20]).
Since Vtb is not known, the Vtb 6= 1 alternative should be still acceptable. If Vtb is considerably
smaller than one, that would mean that t(b) couples not only to b(t) but also to the extra quarks. Thus, a
measurement of Vtb 6= 1 would be an evidence for new heavy quarks. Their existence is in fact predicted
by many extensions of the SM [24,58–60] and furthermore, the current electroweak precision data allows
such possibility [61,62]. In this class of models, the familiar 3× 3 CKM matrix is a sub-matrix of a 3× 4,
4 × 3, 4 × 4 or even larger matrix. Those matrices could also be constrained, e.g. by the 4 × 4 unitarity
condition. Although the 3 × 4/4 × 3 matrix, which is often induced by the vector-like quark models,
breaks the GIM mechanism, the current tree level FCNC measurement do not lead to strong constraints.
However, the vector-like models with down-type quark (models with 3×4 matrix) modifies the tree-level
Zbb̄ coupling by a factor of cos2 θ34 , where the 3rd-4th generation mixing θ34 parameterizes the 3 × 4
matrix together with the usual CKM parameters (θ12 , θ23 , θ13 ). Since Vtb is written as Vtb ≃ cos θ34 in
the same parameterization, the measurement of Rb ratio, Rb = Γ(Z → bb̄)/Γ(Z → hadron), forbids Vtb
significantly different from one in this type of models.
Table 2.4: Branching ratios for FCNC top quark decays predicted by different models.
Decay
SM
two-Higgs
t → qZ
t → qγ
t → qg
∼ 10−14
∼ 10−14
∼ 10−12
∼ 10−7
∼ 10−6
∼ 10−4
SUSY with
R-parity violation
∼ 10−5
∼ 10−6
∼ 10−4
Exotic Quarks
∼ 10−4
∼ 10−9
∼ 10−7
In the models with a singlet up-type quark (4 × 3 matrix case) or one complete generation (4 × 4
matrix case), the constraint from Rb measurement on Vtb can be milder. In the SM, Rb comes from
the tree diagram mentioned above and the t quark loop contribution which is proportional to |Vtb | is
sub-dominant. If there is an extra fermion t′ , Vtb can be reduced. On the other hand, we obtain an
extra loop contribution from t′ , which is proportional to |Vt′ b |. In general, Vt′ b increases when Vtb
decreases. Thus, the constraint on Vtb depends on the t′ mass. Using the current CDF upper limit,
mt′ > 258 GeV [63], it can be shown that |Vtb | > 0.95 (see chapter 4.2.1). This result relies on the
assumption that the corrections to Rb and to S, T , U parameters [64,65] induced by loop effects are only
coming from the t and t′ . Therefore more sophisticated models with an extended particle content may be
less constrained. For a more precise argument in any given model, all the well measured experimental
data from loop processes, such as the B → Xs γ branching ratio and the electroweak precision data
must be comprehensively analysed. Nevertheless it should be emphasized that the usual claim that the S
parameter excludes the fourth generation is based on the assumption that T ≃ 0. The fourth generation
model increases S and T simultaneously, and thus leaves a larger parameter space for this model than
the Rb measurement alone [53, 66–68]. Further discussion on the search for extra quarks at the LHC can
be found in chapter 4 and in Refs. [53, 69].
3 FCNC interactions of the top quark
If the top quark has FCNC anomalous couplings to the gauge bosons, its production and decay properties
will be affected. FCNC processes associated with the production [70–72] and decay [73] of top quarks
have been studied at colliders and the present direct limits on the branching ratios are: BR(t → qZ) <
7.8% [70], BR(t → qγ) < 0.8% [71] and BR(t → qg) < 13% [74]. Nevertheless, the amount of data
collected up to now is not comparable with the statistics expected at the LHC and thus either a discovery
or an important improvement in the current limits is expected [75–78].
In the top quark sector of the SM, the small FCNC contributions limit the corresponding decay
branching ratios to the gauge bosons (Z, γ and g) to below 10−12 [15, 79–82]. There are however extensions of the SM, like supersymmetric models including R-parity violation [5–11], multi-Higgs doublet
models [12–14] and extensions with exotic (vector-like) quarks [15, 16], which predict the presence of
FCNC contributions already at the tree level and significantly enhance the FCNC decay branching ratios.
The theoretical predictions for the branching ratios of top FCNC decays within the SM and some of its
extensions are summarized in Table 2.4.
In addition, theories with additional sources of FCNCs may result in flavour violation in the interactions of the scalar sector with the top quark. For example, this is the case in Topcolor-assisted
Technicolor [83, 84], where tree-level FCNCs are present. In the theories the scalar sector responsible
for the top quark mass can be discovered through its FCNC decay [85] ht → tj, where j is a jet mainly
of a charm quark. Also, and as we will see in detail in Section 3.2, models with multi-Higgs doublets
contain additional sources of flavour violation at one loop that may lead to FCNC decays of the Higgs.
Table 2.5: Contributions of order Λ−4 to the cross section of top production.
direct production
top + jet production
top + anti-top production
top + gauge boson production
top + Higgs production
3.1
p p → (g q) → t + X
p p → (g g) → q̄ t + X
p p → (g q) → g t + X
p p → (q̄ q) → q̄ t + X
(including 4-fermion interactions)
p p → (g g) → t̄ t + X
p p → (q̄ q) → t̄ t + X
p p → (g q) → γ t + X
p p → (g q) → Z t + X
p p → (g q) → W t + X
p p → (g q) → h t + X
Top quark production in the effective lagrangian approach
If strong FCNC exists associated to the top quark sector, it is expected that it influences the production
of single top events through the process pp → t + q, g. This single top production channel is thus an
excellent probe for flavour phenomena beyond the SM. In this section, the phenomenology of strong
flavour changing single top production in the effective lagrangian approach is considered. The approach
is model independent and makes use of a subset of all dimension five and six operators that preserve
the gauge symmetries of the SM as written in ref. [31]. The subset chosen contains all operators that
contribute to strong FCNC including the four fermion interactions. This methodology has been used by
many authors to study single top quark production using the SM as its low energy limit but also in other
models like Supersymmetry, two-Higgs doublet models and others [20, 86–97].
The effective lagrangian is a series in powers of 1/Λ, Λ being the scale of new physics. Therefore,
the terms that originate from mixing with SM charged currents, that is, with diagrams with a charged
boson, either as virtual particle or in the final state will be first considered. These are processes of the
type p p → (q̄ q) → q̄ t + X and p p → (g q) → W t + X and the charge conjugate processes. Due to
CKM suppression and small parton density functions contributions from the incoming quarks, these Λ−2
terms are much smaller than the Λ−4 terms. There are several contributions of order Λ−4 to the cross
section of single top production. These are summarized in Table 2.5. A more detailed discussion can be
found in [98]. Cross sections for these processes were calculated in [99, 100].
The main goal of this work was to produce all cross sections and decay widths related to strong
FCNC with a single top quark in a form appropriate for implementation in the TopReX generator [42].
This implies that all cross sections had to be given in differential form with the top spin taken into
account. Most of the processes were already inserted in the generator (see release 4.20 of TopReX) and
the remaining ones will be inserted in the near future.
In this section, a joint analysis of the results obtained in [98–100] is performed. To investigate
the dependence of the cross sections on the values of the anomalous couplings, which are denoted by
constants αij and βij , random values for αij and βij were generated and the resulting cross sections
were plotted against the branching ratio of the top quark for the decay t → g u. The motivation for doing
this is simple: the top quark branching ratios for these decays may vary by as much as eight orders of
magnitude, from ∼ 10−12 in the SM to ∼ 10−4 for some supersymmetric models. This quantity is
therefore a good measure of whether any physics beyond that of the standard model exists.
In Fig. 2.3 the cross sections for the processes p p → t + jet and p p → t + W via a u quark
versus the branching ratio BR(t → g u) are shown. This plot was obtained by varying the constants α
and β in a random way, as described before. Each combination of α and β originates a given branching
ratio and a particular value for each cross section. Obviously, another set of points may generate the same
Fig. 2.3: Cross sections for the processes p p → t + jet (crosses) and p p → t + W (stars) via an u quark, as a
function of the branching ratio BR(t → g u).
value for the branching ratio but a different value for the cross section, which justifies the distribution
of values of σ(p p → t + jet) and σ(p p → t + W ). Values of α and β for which the branching ratio
varies between the SM value and the maximum value predicted by supersymmetry were chosen.6 The
cross sections for top plus jet and top plus a W boson production via a c quark are similar to these ones
although smaller in value. Notice that the W t cross section is proportional to only one of the couplings,
which makes it a very attractive observable - it may allow us to impose constraints on a single anomalous
coupling (see Ref. [98] for details).
It should be noted that single top production depends also on the contributions of the four fermion
operators. Hence, even if the branching ratios BR(t → g u(c)) are very small, there is still the possibility
of having a large single top cross section with origin in the four fermion couplings. In Fig. 2.3 we did not
consider this possibility, setting the four-fermion couplings to zero. For a discussion on the four-fermion
couplings do see Ref. [99].
In Fig. 2.4 the cross sections for p p → t + Z and p p → t + γ via a u quark, versus the branching
ratio BR(t → g u) are plotted. The equivalent plot with an internal c quark is similar, but the values for
the cross section are much smaller. In this plot we can see that both cross sections are very small in the
range of {α β} considered. These results imply that their contribution will hardly be seen at the LHC,
unless the values for the branching ratio are peculiarly large.
The same, in fact, could be said for p p → t + h. Even for the smallest allowed SM Higgs mass,
the values of the cross section for associated top and Higgs production are very small. The same holds
true for the processes involving the anomalous couplings of the c quark.
The smallness of the effects of these operators in the several cross sections holds true, as well, for
the top–anti-top channel. In this case, even for a branching ratio BR(t → g u) ≃ 10−4 , the contributions
to the cross section σ(p p → t t̄) do not exceed, in absolute value, one picobarn.
In conclusion, the strong FCNC effective operators are constrained in their impact on several
channels of top quark production. Namely, Fig. (2.3) and (2.4) illustrate that, if there are indeed strong
6
Both α/Λ2 and β/Λ2 were varied between 10−6 and 1 TeV−2 .
Fig. 2.4: Cross sections for the processes p p → t + Z (upper line) and p p → t + γ (lower line) via a u quark,
as a function of the branching ratio BR(t → g u) .
FCNC effects on the decays of the top quark, their impact will be more significant in the single top plus
jet production channel. It is possible, according to these results, to have an excess in the cross section
σ(p p → t + jet) arising from new physics described by the operators we have considered here, at the
same time obtaining results for the production of a top quark alongside a gauge and Higgs boson, or for
tt̄ production, which are entirely in agreement with the SM predictions. This reinforces the conclusion
that the cross section for single top plus jet production is an important probe for the existence of new
physics beyond that of the SM. It is a channel extremely sensitive to the presence of that new physics,
and boasts a significant excess in its cross section, whereas many other channels involving the top quark
remain unchanged. Nevertheless, it may still be possible to use some of these unchanged channels,
such as top plus W production, to constrain the β parameters, through the study of asymmetries such as
σ(p p → t W − ) − σ(p p → t̄ W + ).
3.2
Higgs boson FCNC decays into top quark in a general two-Higgs doublet model
The branching ratios for FCNC Higgs boson decays are at the level of 10−15 , for Higgs boson masses of
a few hundred GeV. In this section, the FCNC decays of Higgs bosons into a top quark in a general twoHiggs-doublet model (2HDM) are considered. In this model, the Higgs FCNC decays branching ratios
can be substantially enhanced and perhaps can be pushed up to the visible level, particularly for h0 which
is the lightest CP -even spinless state in these models [101]. We compute the maximum branching ratios
and the number of FCNC Higgs boson decay events at the LHC. The most favorable mode for production
and subsequent FCNC decay is the lightest CP -even state in the type II 2HDM, followed by the other
CP -even state, if it is not very heavy, whereas the CP -odd mode can never be sufficiently enhanced.
The present calculation shows that the branching ratios of the CP -even states may reach 10−5 , and that
several hundred events could be collected in the highest luminosity runs of the LHC. Some strategies to
use these FCNC decays as a handle to discriminate between 2HDM and supersymmetric Higgs bosons
are also pointed out.
Some work in relation with the 2HDM Higgs bosons FCNCs has already been performed [12, 13],
and in the context of the MSSM [102–105]. In this work the production of any 2HDM Higgs boson
(h = h0 , H 0 , A0 ) at the LHC is computed and analyzed, followed by the one-loop FCNC decay h → tc.
The maximum production rates of the combined cross section,
σ(pp → h → tc) ≡ σ(pp → hX)BR(h → tc) ,
Γ(h → tc̄ + t̄c)
BR(h → tc) ≡ P
,
i Γ(h → Xi )
(2.13)
takes into account the restrictions from the experimental determination of b → sγ branching ratio
(mH ± & 350 GeV [106]), from perturbativity arguments (0.1 . tan β . 60, where tan β is the ratio of the vacuum expectation values of each doublet), from the custodial symmetry (|δρ2HDM | . 0.1%)
and from unitarity of the Higgs couplings. In this section a summarized explanation of the numerical
analysis is given. For further details see Refs. [13, 107].
The full one-loop calculation of BR(h → tc) in the type II 2HDM, as well as of the LHC production rates of these FCNC events were included. It is considered that BR(h → tc) in the type I 2HDM is
essentially small (for all h), and that these decays remain always invisible. The basic definitions in the
general 2HDM framework can be found in Ref. [101].
The calculations were performed with the help of the numeric and algebraic programs FeynArts,
FormCalc and LoopTools [108–110]. A parameter scan of the production rates over the 2HDM parameter space in the (mH ± , mh0 )-plane was done, keeping tan β fixed.
In Fig. 2.5 a-b, the BR(h0 → tc) for the lightest CP -even state (type II 2HDM) is shown. The
BR is sizeable, up to 10−5 , for the range allowed from b → sγ. In Fig 2.5c the production cross sections
explicitly separated (the gluon-gluon fusion at one-loop and the h0 q q̄ associated production at the tree
level [111, 112]) are presented. The control over δρ2HDM is displayed in Fig. 2.5d.
In practice, to better assess the possibility of detection at the LHC, one has to study the production
rates of the FCNC events. A systematic search of the regions of parameter space with the maximum
number of FCNC events for the light CP -even Higgs is presented in the form of contour lines in Fig. 2.5e.
The dominant FCNC region for h0 (H 0 ) decay is where tan α (α is the rotation angle which diagonalises
the matrix of the squared masses of the CP -even scalars) is large (small), tan β is large and mh ≪ mA0 ,
with a maximum value up to few hundred events. As for the CP -odd state A0 , it plays an important
indirect dynamical role on the other decays through the trilinear couplings, but its own FCNC decay
rates never get a sufficient degree of enhancement due to the absence of the relevant trilinear couplings.
One should notice that in many cases one can easily distinguish whether the enhanced FCNC
events stem from the dynamics of a general, unrestricted, 2HDM model, or rather from some supersymmetric mechanisms within the MSSM. In the 2HDM case the CP -odd modes A0 → tc are completely
hopeless whereas in the MSSM they can be enhanced [102, 103, 113, 114]. Nevertheless, different ways
to discriminate these rare events are discussed in Ref. [13].
The FCNC decays of the Higgs bosons into top quark final states are a potentially interesting
signal, exceeding 1 fb for mH + up to 400 GeV (Fig. 2.5e). This however, is a small cross section once
potentially important backgrounds are considered, such as W jj and SM single top production. A careful
study of the backgrounds for this process should be carried out. If it were possible to fully reconstruct
the top, then there might be hope to observe a distinctive Higgs bump in the tc channel [85].
3.3
Single top production by direct SUSY FCNC interactions
FCNC interactions of top quarks can provide an important indirect probe for new SUSY processes. For
instance, the MSSM Higgs boson FCNC decay rates into top-quark final states, e.g. H 0 , A0 → tc̄ + t̄c,
can be of order 10−4 (see section 3.2 and Refs. [103,113–116]), while in the SM BR(H → t c̄) ∼ 10−13 10−16 (depending on the Higgs mass) [107]. There also exists the possibility to produce tc̄ and t̄c final
states without Higgs bosons or any other intervening particle [96, 117]. In this section it will be shown
Number
of events
2HDM
|δρ
| < 1σ
500
300
200
150
100
60
30
20
10
5
200
mh0 [GeV]
250
300
350
400
450
500
100
150
200
250
300
350
400 450 500 550 600
mH+ [GeV]
(e)
Fig. 2.5: (a) BR(h0 → tc) versus mH ± for type II 2HDM; (b) Idem, versus mh0 ; (c) The production cross section
(in pb) of h0 at the LHC versus its mass; (d) δρ2HDM versus mh0 , for a fixed value of the other parameters. (e)
Contour lines in the (mH ± , mh0 )-plane for the maximum number of light CP -even Higgs FCNC events h0 → tc
produced at the LHC for 100 fb−1 of integrated luminosity.
1e+05
At=2238 GeV
events/100 fb
σ [pb]
MSUSY=746 GeV
µ=400 GeV
0.1
10
20
30
tanβ
40
50
10000
60
1e+05
tanβ=5
0.1
10000
0.01
1000
0.001
-2000
-1000
0
1000
At [GeV]
2000
-1
Mg=250 GeV
1
-1
Ab=2000 GeV
σ [pb]
LL
δ23 =0.68
events/100 fb
1
100
Fig. 2.6: σtc (in pb) and number of events per 100 fb−1 of integrated luminosity at the LHC, as a function of
tan β (left) and At (right) for the given parameters. The shaded region is excluded by the experimental limits on
BR(b → sγ).
that the FCNC gluino interactions in the MSSM can actually be one efficient mechanism for direct FCNC
production of top quarks [96].
In general, in the MSSM we expect terms of the form gluino–quark–squark or neutralino–fermion–
sfermion, with the quark and squark having the same charge but belonging to different flavours. In the
present study only the first type of terms, which are expected to be dominant, are considered. A detailed
lagrangian describing these generalized SUSY–QCD interactions mediated by gluinos can be found, e.g.
in Ref. [102]. The relevant parameters are the flavour-mixing coefficients δij . In contrast to previous
studies [118], in the present work, these parameters are only allowed in the LL part of the 6 × 6 sfermion
mass matrices in flavour-chirality space. This assumption is also suggested by RG arguments [119, 120].
Thus, if MLL is the LL block of a sfermion mass matrix, δij (i 6= j) is defined as follows: (MLL )ij =
δij m̃i m̃j , where m̃i is the soft SUSY-breaking mass parameter corresponding to the LH squark of ith
flavour [102]. The parameter δ23 is the one relating the 2nd and 3rd generations (therefore involving
the top quark physics) and it is the less restricted one from the phenomenological point of view, being
(t)LL
(b)LL
essentially a free parameter (0 < δ23 < 1). Concretely, we have two such parameters, δ23 and δ23 ,
for the up-type and down-type LL squark mass matrices respectively. The former enters the process
under study whereas the latter enters BR(b → sγ), observable that we use to restrict our predictions on
(b)LL
(t)LL
tc̄ + t̄c production. Notice that δ23
is related to the parameter δ23 because the two LL blocks of
the squark mass matrices are precisely related by the CKM rotation matrix K as follows: (M2ũ )LL =
K (M2d˜)LL K † [121, 122].
The calculation of the full one-loop SUSY–QCD cross section σtc ≡ σ(pp → tc̄) using standard
algebraic and numerical packages for this kind of computations [110, 123] has been performed. The
typical diagrams contributing are gluon-gluon triangle loops (see Ref. [96]for more details). In order to
simplify the discussion it will be sufficient to quote the general form of the cross section:
2 1
2
(t)LL 2 mt (At − µ/ tan β)
.
(2.14)
σtc ∼ δ23
4
MSUSY
m2g̃
Here At is the trilinear top-quark coupling, µ the higgsino mass parameter, mg̃ is the gluino mass and
MSUSY stands for the overall scale of the squark masses [96]. The computation of σtc together with the
branching ratio BR(b → sγ) in the MSSM was performed, in order to respect the experimental bounds
on BR(b → sγ). Specifically, BR(b → sγ) = (2.1-4.5) × 10−4 at the 3σ level is considered [49].
1
1e+05
0.1
10000
0.01
1000
0.001
100
0.0001
10
1e-05
1
1e-06
0.1
0.01
750
800
900
850
MSUSY [GeV]
950
σ [pb]
10000
events/100 fb
σ [pb]
0.1
1e-07
0.001
1000
1000
0.01
0.1
events/100 fb
-1
1e+05
-1
1
0.01
1
LL
δ23
0.1
10000
0.01
1000
0.001
200
400
600
Mg [GeV]
800
events/100 fb
1e+05
σ [pb]
1
-1
Fig. 2.7: σtc (in pb) and number of events per 100 fb−1 of integrated luminosity at the LHC, as a function of
LL
MSUSY (left) and δ23
(right).
100
1000
Fig. 2.8: σtc (in pb) and number of events per 100 fb−1 of integrated luminosity at the LHC, as a function of mg̃ .
In Figs. 2.6, 2.7 and 2.8 the main results of this analysis are presented. It can be seen that σtc is very
LL ≡ δ (t)LL .
sensitive to At and that it decreases with MSU SY and mg̃ . As expected, it increases with δ23
23
LL = 0.68. The reason stems from the correlation of this maximum
At the maximum of σtc , it prefers δ23
with the BR(b → sγ) observable. At the maximum, 2σtc ≃ 0.5 pb, if we allow for relatively light gluino
masses mg̃ = 250 GeV (see Fig. 2.8). For higher mg̃ the cross section falls down fast; at mg̃ = 500
GeV it is already 10 times smaller. The total number of events per 100 fb−1 lies between 104 -105 for
this range of gluino masses. The fixed values of the parameters in these plots lie near the values that
provide the maximum of the FCNC cross section. The dependence on µ is not shown, but it should be
noticed that it decreases by ∼ 40% in the allowed range µ = 200-800 GeV. Values of µ > 800 GeV are
forbidden by BR(b → sγ). Large negative µ is also excluded by the experimental bound considered for
the lightest squark mass, mq̃1 . 150 GeV; too small |µ| . 200 GeV is ruled out by the chargino mass
bound mχ± ≤ 90 GeV. The approximate maximum of σtc in parameter space has been computed using
1
an analytical procedure as described in Ref. [96].
Finally, it should be noticed that tc̄ final states can also be produced at one-loop by the charged-
current interactions within the SM. This one-loop cross section at the LHC was computed, with the result
σ SM (pp → tc̄ + t̄c) = 7.2 × 10−4 fb . It amounts to less than one event in the entire lifetime of the LHC.
Consequently, an evidence for such signal above the background would have to be interpreted as new
physics.
The full one-loop SUSY–QCD cross section for the production of single top-quark states tc̄ + t̄c
at the LHC were computed. This direct production mechanism is substantially more efficient (typically
a factor of 100) than the production and subsequent FCNC decay [105, 124] (h → tc̄ + t̄c) of the MSSM
Higgs bosons h = h0 , H 0 , A0 . It is important to emphasize that the detection of a significant number
of tc̄ + t̄c states could be interpreted as a distinctive SUSY signature. It should be noticed however that
a careful background study must be done for this chanel since, unlike the Higgs decay studied in the
previous section, the kinematic distributions of the signal are not likely to have a very distinctive shape
compared to W jj or standard model single-top production.
3.4
ATLAS and CMS sensitivity to FCNC top decays
Due to the high production rate for tt̄ pairs and single top, the LHC will allow either to observe top
FCNC decays or to establish very stringent limits on the branching ratios of such decays. In this section
the study of ATLAS and CMS sensitivity to top FCNC decays is presented. A detailed description of the
analysis can be found in [125, 126].
Both CMS and ATLAS collaborations have investigated the t → qγ and t → qZ decay channels.
Analyses have been optimized for searching FCNC decays in tt̄ signal, where one of the top quarks is
assumed to decay through the dominant SM decay mode (t → bW ) and the other is assumed to decay via
one of the FCNC modes. The tt̄ final states corresponding to the different FCNC top decay modes lead to
different topologies, according to the number of jets, leptons and photons. Only leptonic decay channels
of Z and W bosons are considered in the analysis developed by the CMS collaboration. The ATLAS
collaboration has also studied the channel corresponding to the hadronic Z decay, which is discussed
elsewhere [125].
The signal is generated with TopReX [42], while PYTHIA [43] is used for background generation
and modelling of quark and gluon hadronization. The generated events are passed through the fast (for
ATLAS) and full (for CMS) detector simulation. Several SM processes contributing as background are
studied: tt̄ production, single top quark production, ZW/ZZ/W W + jets, Z/W/γ ∗ + jets, Zbb̄ and
QCD multi-jet production.
Although ATLAS and CMS analyses differ in some details of selection procedure, they obtain
the same order of magnitude for the FCNC sensitivity. In both analyses, the signal is preselected by
requiring the presence of, at least, one high pT lepton (that can be used to trigger the event) and missing
energy above 20 GeV for the ATLAS analysis and above 25 GeV for the CMS analysis. Additionally,
two energetic central jets from t and t̄ decays are required. The slight differences in CMS and ATLAS
thresholds reflect the differences in their sub-detectors, simulation code and reconstruction algorithms.
The CMS analysis strongly relies on b-tagging capability to distinguish the b-jet from SM decay
and the light-jet from the anomalous one. A series of cascade selections are applied to reduce the background. For the t → qγ channel, the W boson is reconstructed requiring the transverse mass of the neutrino and hard lepton to be less than 120 GeV and the b-jet is used to form a window mass 110< mbW <
220 GeV. The invariant mass of the light-jet and a single isolated photon with pT > 50 GeV is bounded
in the range [150,200] GeV. A final selection of top back-to-back production (cos φ(tt̄) < −0.95) reduces the di-boson background. The t → qZ channel is extracted with the search of one Z (using same
flavour-opposite charge leptons, which serve as trigger and are bound to a 10 GeV window around the
Z mass) and a MbW in the top mass region, with the same cuts of the previous case. One hard light jet
is extracted and combined with the Z, to reveal the FCNC decay of a top recoiling against the one with
SM decay (cos φ(tt̄) < 0). The reconstructed FCNC top invariant mass distributions for both channels
Signal
50
Matched MC True
Fit mass = (175 ± 1)GeV
40
35
10
10
5
200
2500
300
0
50
350
M(Z +light jet) (GeV)
ttbar leptonic
ZZjets leptonic
Zbb
10
1
Fit mass = (175 ± 1)GeV
20
15
150
Matched MC True
25
20
100
Signal
30
30
0
50
Events/7GeV
Events/7GeV
60
Events/7GeV
Events/7GeV
70
10-1
100
150
200
250
300
350
M(γ +light jet) (GeV)
30
ttbar inclusive
Single top
25
20
15
10
10-2
10-3
50
5
100
150
200
2500
300
0
50
350
M(Z +light jet) (GeV)
100
150
200
250
300
350
M(γ +light jet) (GeV)
100
_
Signal tt→bWqZ
SM background
80
60
40
20
0
-10 -7.5
-5
-2.5
0
2.5
5
7.5
10 12.5 15
ln(LS/LB)
# events
# events
Fig. 2.9: Invariant mass plot of the FCNC top t → qZ (left) and t → qγ (right), as obtained in CMS after
sequential cuts. Data are fitted with a Breit-Wigner shape and central value is in agreement with top mass. The
signal distributions obtained from reconstructed leptons and jets matched to the corresponding generated objects
are also shown (Matched MC True).
60
50
40
30
20
10
0
-4
_
Signal tt→bWqγ
SM background
-3
-2
-1
0
1
2
3
4
5
6
ln(LS/LB)
Fig. 2.10: Signal and background likelihood ratios, LR = ln(LS /LB ), obtained in ATLAS analysis for the t → qZ
(left) and t → qγ (right) channels. The SM background (shadow region) is normalized to L = 10 fb−1 and the
signal (line) is shown with arbitrary normalization.
are shown in Fig.2.9.
The ATLAS collaboration has developed a probabilistic analysis for each of the considered top
FCNC decay channels. In the t → qZ channel, preselected events with a reconstructed Z, large missing
transverse energy and the two highest pT jets (one b-tagged) are used to build a discriminant variable
B(S)
(likelihood ratio) LR = ln(Πni=1 PiS /Πni=1 PiB ), where Pi
are the signal and background p.d.f., evaluated from the following physical distributions: the minimum invariant mass of the three possible combinations of two leptons (only the three highest pT leptons were considered); the transverse momentum
of the third lepton (with the leptons ordered by decreasing pT ) and the transverse momentum of the most
energetic non-b jet. The discriminant variables obtained for FCNC signal and the SM background are
shown in Fig.2.10 (left). For the t → qγ channel, preselected events are required to have one b-tag
(amongst the two highest pT jets) and at least one photon with transverse momentum above 75 GeV. For
this channel, the likelihood ratio is built using the p.d.f. based on the following variables: invariant mass
of the leading photon and the non-b jet; transverse momentum of the leading photon and the number of
jets. The signal and background discriminant variables are shown in Fig. 2.10 (right). For comparison
√
with the CMS sequential analysis, a cut on the discriminant variable (corresponding to the best S/ B)
is applied.
Once the signal efficiency (ǫS ) and the number of selected background events (B) have been
obtained, BR sensitivities for a signal discovery corresponding to a given significance can be evaluated.
Table 2.6: ATLAS and CMS results for described analysis: efficiency, SM background and expected branching
ratios for top FCNC decays, assuming a 5σ significance discovery (L = 10 fb−1 ).
ATLAS
CMS
ǫS
1.30%
4.12%
t → qZ
B
BR (5σ)
0.37 13.0 × 10−4
1.0 11.4 × 10−4
ǫS
1.75%
2.12%
t → qγ
B
BR (5σ)
3.13 1.6 × 10−4
54.6 5.7 × 10−4
Table 2.7: LHC 95% CL expected limits on t → qZ and t → qγ branching ratios (ATLAS and CMS preliminary
combination under the hypothesis of signal absence).
luminosity
10 fb−1
100 fb−1
BR(t → qZ)
2.0 × 10−4
4.2 × 10−5
BR(t → qγ)
3.6 × 10−5
1.0 × 10−5
Table 2.6 reports the results of the two experiments, assuming
an √
integrated luminosity of 10 fb−1 , 5σ
√
discovery level and the statistical significance S = 2( B + S − B) (a different definition for S can
be found in Ref. [125]).
Having these two independent analyses, a preliminary combination of ATLAS and CMS results
was performed, in order to estimate the possible LHC sensitivity to top FCNC decays. As a first attempt,
the Modified Frequentist Likelihood Method (see for example Ref. [127]) is used to combine the expected
sensitivity to top FCNC decays from both experiments under the hypothesis of signal absence7 and an
extrapolation to the high luminosity phase (100 fb−1 ) is performed. These results are showed in Table 2.7
and indicate that a sensitivity at the level of the predictions of some new physics models (such as SUSY)
can be achieved. The comparison with the current experimental limits is also shown in Fig. 2.11. As
showed, a significant improvement on the present limits for top FCNC decays is expected at the LHC.
Both collaborations have plans to assess in detail the impact of systematic uncertainties and improve the
understanding of the detectors through updated simulation tools. Preliminary results indicate that the
effect of theoretical systematics (as top mass, σ(tt̄) and parton distribution functions) and experimental
ones (such as jet/lepton energy scale and b-tagging) have an impact on the limits smaller than 30%. Thus,
the order of magnitude of the results is not expected to change.
A study of the ATLAS sensitivity to FCNC t → qg decay was also presented in Ref. [125]. In this
analysis, the tt̄ production is considered, with one of the top quarks decaying into qg and the other decays
through the SM decay t → bW . Only the leptonic decays of the W were taken into account, otherwise
the final state would be fully hadronic and the signal would be overwhelmed by the QCD background.
This final state is characterised by the presence of a high pT gluon and a light jet from the FCNC decay,
a b-tagged quark, one lepton and missing transverse momentum from the SM decay. As in this topology
the FCNC top decay corresponds to a fully hadronic final state, a more restrictive event selection is
necessary. As for the qZ and qγ channels, a probabilistic type of analysis is adopted, using the following
variables to build the p.d.f.: the invariant mass of the two non-b jets with highest pT ; the bℓν invariant
mass; the transverse momenta of the b-jet and of the second highest pT non-b jet and the angle between
the lepton and the leading non-b jet. The discriminant variables obtained for signal and background are
shown in Fig. 2.12. The expected 95% CL limit on BR(t → qg) for L = 10 fb−1 for L = 10 fb−1 was
found to be 1.3 × 10−3 . A significant improvement on this limit should be achieved by combining the
results from tt̄ production (with t → qg FCNC decay) and single top production (see section 3.1).
7
For the CMS analysis a counting experiment is used, while for the ATLAS analysis the full shape of the discriminant
variables was also taken into account.
BR(t→qZ)
1
10
-1
95% C.L.
EXCLUDED
REGIONS
ZEUS
CDF
(q=u only)
LEP
10
10
-2
CDF (2 fb-1)
-3
LHC (10 fb-1/exp.)
10
10
ZEUS
-4
(q=u only)
(630 pb-1)
LHC
(100 fb-1/exp.)
-5
10
-5
10
-4
10
-3
10
-2
-1
10
1
BR(t→qγ)
# events
Fig. 2.11: The present 95% CL limits on the BR(t → qγ) versus BR(t → qZ) plane are shown [71,73,128,129].
The expected sensitivity at the HERA (L = 630 pb−1 ) [71], Tevatron (run II) [130] and LHC (ATLAS and CMS
preliminary combination) is also represented.
700
600
500
400
300
200
100
0
-8
_
Signal tt→bWqg
SM background
-6
-4
-2
0
2
4
6
8
ln(LS/LB)
Fig. 2.12: Signal and background likelihood ratios obtained in ATLAS analysis for the t → qg channel. The
SM background (shadow region) is normalized to L = 10 fb−1 and the signal (line) is shown with arbitrary
normalization.
4 New physics corrections to top quark production
It is generally believed that the top quark, due to its large mass, can be more sensitive to new physics
beyond the SM than other fermions. In particular, new processes contributing to tt̄ and single top production may be relevant. Single top processes are expected to be sensitive to some SM extensions, such
as SUSY. Another characteristic new process could be the production in pp collisions of an s-channel
resonance decaying to tt̄. Examples of this resonance are: (i) a spin-1 leptophobic Z ′ boson, which
would be undetectable in leptonic decay channels; (ii) Kaluza-Klein (KK) excitations of gluons or gravitons; (iii) neutral scalars. If these resonances are narrow they could be visible as a mass peak over the
SM tt̄ background. In such case, the analysis of t, t̄ polarisations (in a suitable window around the peak)
could provide essential information about the spin of the resonance. If the resonance is broad, perhaps
the only way to detect it could be a deviation in tt̄ spin correlations with respect to the SM prediction.
Fig. 2.13: Integrated cross sections for the overall t-channel production of a single top or antitop quark.
More generally, new contributions to tt̄ production which do not involve the exchange of a new particle
in the s channel (including, but not limited to, those mediated by anomalous couplings to the gluon) do
not show up as an invariant mass peak. In this case, the analysis of the measurement of spin correlations
might provide the only way to detect new physics in tt̄ production.
4.1
Potential complementary MSSM test in single top production
At LHC, it will be possible to perform measurements of the rates of the three different single top production processes, usually defined as t-channel, associated tW and s-channel production, with an experimental accuracy that varies with the process. From the most recent analyses one expects, qualitatively,
a precision of the order of 10% for the t-channel [131], and worse accuracies for the two remaining
processes. Numerically, the cross section of the t-channel is the largest one, reaching a value of approximately 250 pb [132]; for the associated production and the s-channel one expects a value of approximately 60 pb and 10 pb [133] respectively. For all the processes, the SM NLO QCD effect has
been computed [22, 134], and quite recently also the SUSY QCD contribution has been evaluated [133].
Roughly, one finds for the t-channel a relative ∼ 6 % SM QCD effect and a negligible SUSY QCD
component; for the associated tW production a relative ∼ 10 % SM QCD and a relative ∼ 6 % SUSY
QCD effect; for the s-channel, a relative ∼ 50 % SM QCD and a negligible SUSY QCD component.
As a result of the mentioned calculations, one knows the relative NLO effects of both SM and SUSY
QCD. The missing part is the NLO electroweak effect. This has been computed for the two most relevant
processes, i.e. the t-channel and the associated production. The NLO calculation for the s-channel is,
probably, redundant given the small size of the related cross section. It is, in any case, in progress. In this
section some of the results of the complete one-loop calculation of the electroweak effects in the MSSM
are shown for the two processes. More precisely, eight different t-channel processes (four for single top
and four for single antitop production) were considered. These processes are defined in Ref. [135]. For
the associated production, the process bg → tW − (the rate of the second process b̄g → t̄W + is the same)
was considered [136]. These calculations have been performed using the program LEONE, which passed
three severe consistency tests described in Refs. [135, 136]. For the aim of this preliminary discussion,
in this section only the obtained values of the integrated cross sections are shown, ignoring the (known)
QCD
√ effects. The integration has been performed from threshold to the effective centre of mass energy
( ŝ), allowed to vary up to a reasonable upper limit of approximately 1 TeV. Other informations are
contained in Refs. [135, 136].
Figs. 2.13 and 2.14 show the obtained numerical results. In Fig. 2.14 (right) the discussed NLO
Fig. 2.14: Integrated cross sections for the associated production of a a single top quark.
electroweak effect was added the NLO SUSY QCD effect taken from Ref. [133]. From the figures the
following main conclusions can be drawn:
1. The genuine SUSY effect in the t-channel is modest. In the most favourable case, corresponding
to the ATLAS DC2 point SU6 [137], it reaches a value of approximately two percent.
2. The one-loop electroweak SM effect in the t-channel rate is large (∼ 13 %). It is definitely larger
than the NLO SM QCD effect. Its inclusion in any meaningful computational program appears to
be mandatory.
3. The genuine SUSY effect in the associated production, if one limits the cross section observation
to relatively low (and experimentally safe from tt̄ background) energies (400-500 GeV), can be
sizable. In the SU6 point, the combined (same sign) SUSY QCD and electroweak effects can reach
a relative ten percent effect.
4. The pure electroweak SM effect in the associated production is negligible.
From the previous remarks, one can reach the final statement that, for what concerns the virtual NLO
effects of the MSSM, the two processes t-channel and associated production appear to be, essentially,
complementary. In this spirit, a separate experimental determination of the two rates might lead to non
trivial tests of the model.
4.2
Anomalous single-top production in warped extra dimensions
Randall and Sundrum have proposed the use of a non-factorizable geometry in five dimensions [138] as
a solution of the hierarchy problem. The extra dimension is compactified on an orbifold S1 /Z2 of radius
r so that the bulk is a slice of Anti- de Sitter space between two four-dimensional boundaries. The metric
depends on the five dimensional coordinate y and is given by
ds2 = e−2σ(y) ηµν dxµ dxν − dy 2 ,
(2.15)
where xµ are the four dimensional coordinates, σ(y) = k|y|, with k ∼ MP characterizing the curvature
scale. This metric generates two effective scales: MP and MP e−kπr . In this way, values of r not
much larger than the Planck length (kr ≃ (11 − 12)) can be used in order to generate a scale Λr ≃
MP e−kπr ≃ O(TeV) on one of the boundaries.
In the original Randall-Sundrum (RS) scenario, only gravity was allowed to propagate in the bulk,
with the SM fields confined to one of the boundaries. The inclusion of matter and gauge fields in the bulk
has been extensively treated in the literature [139–146]. The Higgs field must be localized on or around
the TeV brane in order to generate the weak scale. As it was recognized in Ref. [143], it is possible
to generate the fermion mass hierarchy from O(1) flavour breaking in the bulk masses of fermions.
Since bulk fermion masses result in the localization of fermion zero-modes, lighter fermions should be
localized toward the Planck brane, where their wave-functions have an exponentially suppressed overlap
with the TeV-localized Higgs, whereas fermions with order one Yukawa couplings should be localized
toward the TeV brane. This constitutes a theory of fermion masses, and it has a distinct experimental
signal at the LHC, as discussed below.
Since the lightest KK excitations of gauge bosons are localized toward the TeV brane, they tend
to be strongly coupled to zero-mode fermions localized there. Thus, the flavour-breaking fermion localization leads to flavour-violating interactions of the KK gauge bosons, particularly with third generation
quarks. For instance, the first KK excitation of the gluon, will have flavour-violating neutral couplings
a(1)
such as Gµ (tγ µ T a q̄), where q = u, c.
In this section, results of a study of the flavour-violating signals of the top at the LHC are presented,
following the work described in Ref. [147]. The localization of fermions in the extra dimension, and
therefore their 4D masses and their couplings to the KK gauge bosons, is determined by their bulk
masses. We choose a range of parameters that is consistent with the observed fermion masses and
quark mixing, as well as low energy flavour and electroweak constraints. The implications for low
energy flavour physics were considered in Refs. [148–150]. The bulk masses of the third generation
quark doublet is fixed, as well as that of the right-handed top. The following ranges were considered:
c3L = [0.3, 0.4] and ctR = [−0.4, 0.1], where the fermion bulk masses cfL,R are expressed in units of
the inverse AdS radius k. Since the latter is of the order of the Planck scale, the fermion bulk mass
parameters must be naturally of order one.
The only couplings that are non-universal in practice are those of the tR , tL and bL with the KK
gauge bosons. All other fermions, including the right-handed b quark must have localizations toward the
Planck brane in order to get their small masses. The non-universality of the KK gauge boson couplings
leads to tree-level flavour violation. The diagonalization of the quark mass matrix requires a change of
basis for the quarks fields. In the SM, this rotation leads to the CKM matrix in the charged current, but
the universality of the gauge interactions results in the GIM mechanism in the neutral currents. However,
since the KK excitations of the gauge bosons are non-universal, tree-level GIM-violating couplings will
appear in the physical quark basis.
The dominant non-universal effect is considered as coming from the couplings of tR , tL and bL to
the first KK excitation of the gluon: gtR , gtL and gbL respectively. The SU (2)L bulk symmetry implies
gtL = gbL . For the considered range of c3L and ctR , the following results were obtained:
gtL = gbL = [1.0, 2.8] gs
(2.16)
gtR = [1.5, 5] gs ,
(2.17)
and
where gs is the usual 4D SU (3)c coupling. The light quarks as well as the right-handed b quark have
q
b
gLq = gR
= gR
≃ −0.2 gs ,
(2.18)
so they are, in practice, universally coupled, as mentioned above.
Computing the width of the intermediate KK gluon with the range of couplings obtained above,
results in a range of Γmin. ≃ 0.04 MG and Γmax. ≃ 0.35 MG . Then, it can be seen that the range of
values for the couplings allow for rather narrow or rather broad resonances, two very different scenarios
from the point of view of the phenomenology. This strong coupling of the KK gluon to the top, will also
produce a tt̄ resonance. Here we concentrate on the flavour-violating signal, since the presence of a tt̄
resonance will not constitute proof of the flavour theory due to the difficulty in identifying resonances in
the light quark channels.
In the quark mass eigen-basis the left-handed up-type quarks couple to the KK gluon through
the following currents: ULtt (t̄L T a γµ tL ), ULtc (t̄L T a γµ cL ) and ULtu (t̄L T a γµ uL ). Similarly, the righthanded up-type quarks couple through URtt (t̄R T a γµ tR ), URtc (t̄R T a γµ cR ) and URtu (t̄R T a γµ uR ). Here,
UL and UR are the left-handed and right-handed up-type quark rotation matrices responsible for the
diagonalization of the Yukawa couplings of the up-type quarks. In what follows
ULtu ≃ Vub ≃ 0.004 ,
(2.19)
will be conservatively assumed, and URtc and URtu will be taken as free parameters. Since no separation
of charm from light jets is assumed, we define
q
tq
(2.20)
UR ≡ (URtc )2 + (URtu )2 ,
and the sensitivity of the LHC to this parameter for a given KK gluon mass is studied.
These flavour-violating interactions could be directly observed by the s-channel production of the
first KK excitation of the gluon with its subsequent decay to a top and a charm or up quark. For instance,
at the LHC we could have the reaction
pp → Ga(1)
→ tq ,
µ
(2.21)
with q = u, c. Thus, the Randall-Sundrum scenario with bulk matter predicts anomalous single top
production at a very high invariant mass, which is determined by the mass of the KK gluon.
In order to reduce the backgrounds, only the semi-leptonic decays of the top quarks were considered: pp → tq̄ (t̄q) → bℓ+ νℓ q̄ (b̄ℓ− ν̄ℓ q), where ℓ = e or µ, and q = u, c. Therefore, this signal exhibits
one b-jet, one light jet, a charged lepton and missing transverse energy. There are many SM backgrounds
for this process. The dominant one is pp → W ± jj → ℓ± νjj where one of the light jets is tagged as
a b-jet. There is also W ± bb̄ → ℓ± νbb̄ where one of the b-jets is mistagged; single top production via
W −gluon fusion and s-channel W ∗ , and tt̄ production at high invariant mass, mostly dominated by the
flavour-conserving KK gluon decays.
Initially, the following jet and lepton acceptance cuts were imposed: pjT > 20 GeV, |yj | < 2.5,
pℓT ≥ 20 GeV, |yℓ | ≤ 2.5, ∆Rℓj ≥ 0.63, ∆Rℓℓ ≥ 0.63, where j can be either a light or a b-jet. In order
to further reduce the background the following additional cuts were also imposed:
1. The invariant mass of the system formed by the lepton, the b tagged jet and the light jet was
required to be within a window
MG(1) − ∆ ≤ Mbjℓ ≤ MG(1) + ∆
(2.22)
around the first KK excitation of the gluon mass. This cut ensures that the selected events have
large invariant masses, as required by the large mass of the s-channel object being exchanged. The
values of ∆ used in this study are presented in Table 2.8.
2. The transverse momentum of the light jet was required to be larger than pcut , i.e.,
pj light ≥ pcut
(2.23)
Since the light jet in the signal recoils against the top forming with it a large invariant mass, it
tends to be harder than the jets occurring in the background. We present in Table 2.8 the values for
pcut used in our analysis.
Table 2.8: Cuts used in the analysis (see text for details).
MG(1) (TeV)
1
2
∆ (GeV)
120
250
pcut (GeV)
350
650
3. The invariant mass of the charged lepton and the b-tagged jet was also required to be smaller than
250 GeV:
Mbℓ ≤ 250 GeV .
(2.24)
This requirement is always passed by the signal, but eliminates a sizable fraction of the W jj
background. It substitutes for the full top reconstruction when the neutrino momentum is inferred,
which is not used here.
In Table 2.9 the cross sections for signal and backgrounds for MG = 1 TeV and 2 TeV are
presented. The main sources of backgrounds are W jj and tt̄ production. The signal is obtained for
URtq = 1 and neglecting the contributions from left-handed final states, corresponding to ULtq = 0.
Regarding the choice of bulk masses, these are fixed to obtain the minimum width which, as mentioned
above, can be as small as ΓG ≃ 0.04 MG . 8
Table 2.9: Signal and background cross sections for a KK gluon of MG = 1 TeV and 2 TeV, after the successive
application of the cuts defined in (2.22), (2.23) and (2.24). Efficiencies and b tagging probabilities are already
included. URtq = 1 was used.
Process
pp → tj
pp → W jj
pp → W bb
pp → tb
pp → tt̄
W g fusion
MG = 1 TeV
σ − (2.22) σ − (2.23) σ − (2.24)
148 fb
103 fb
103 fb
243 fb
42.0 fb
21.0 fb
11.1 fb
4.07 fb
3.19 fb
1.53 fb
0.70 fb
0.61 fb
44.4 fb
15.1 fb
14.2 fb
32.0 fb
5.23 fb
5.23 fb
MG = 2 TeV
σ − (2.22) σ − (2.23) σ − (2.24)
5.10 fb
2.18 fb
2.18 fb
25.4 fb
3.79 fb
0.95 fb
0.97 fb
0.45 fb
0.06 fb
0.04 fb
0.02 fb
0.02 fb
1.60 fb
0.29 fb
0.24 fb
1.20 fb
0.10 fb
0.10 fb
Table 2.10: Reach in URtq for various integrated luminosities.
MG [TeV]
1
2
30f b−1
0.24
0.65
100f b−1
0.18
0.50
300f b−1
0.14
0.36
In order to evaluate the reach of the LHC, a significance of 5 σ for the signal over the background
is required. For a given KK gluon mass and accumulated luminosity, this can be translated into a reach
in the flavour-violating parameter URtq defined above. This is shown in Table 2.10. It can be seen that
the LHC will be sensitive to tree-level flavour violation for KK gluon masses of up to at least 2 TeV,
probing a very interesting region of values for URtq . The reach can be somewhat better if we allow for the
reconstruction of the momentum of the neutrino coming from the W decay, which typically reduces the
W jj background more drastically.
8
The study of broader resonances is left for future work.
Finally, we should point out that a very similar signal exists in Topcolor-assisted Technicolor [83],
where the KK gluon is replaced by the Topgluon, which has FCNC interactions with the third generation
quarks [84]. The main difference between these two, is that the latter is typically a broad resonance,
whereas the KK gluon could be a rather narrow one, as it was shown above.
4.3
Non-standard contributions to tt̄ production
In tt̄ events the top quarks are produced unpolarised at the tree level. However, the t and t̄ spins are
strongly correlated, which allows to construct asymmetries using the angular distributions of their decay
products. These spin asymmetries are dependent on the top spin. For the decay t → W + b → ℓ+ νb, q q̄ ′ b,
the angular distributions of X = ℓ+ , ν, q, q̄ ′ , W + , b, in the top quark rest frame are given by
1 dΓ
1
= (1 + αX cos θX )
Γ d cos θX
2
(2.25)
with θX being the angle between the three-momentum of X in the t rest frame and the top spin direction. In the SM the spin analysing power (αX ) of the top decay products are αℓ+ = αq̄′ = 1,
αν = αq = −0.32, αW + = −αb = 0.41 at the tree level [151] (q and q ′ are the up- and down-type
quarks, respectively, resulting from the W decay). For the decay of a top antiquark the distributions
are the same, with αX̄ = −αX as long as CP is conserved in the decay. One-loop corrections modify
these values to αℓ+ = 0.998, αq̄′ = 0.93, αν = −0.33, αq = −0.31, αW + = −αb = 0.39 [152–154].
We point out that in the presence of non-vanishing VR , gL or gR couplings the numerical values of the
constants αX are modified, but the functional form of Eq. (2.25) is maintained. We have explicitly calculated them for a general CP -conserving W tb vertex within the narrow width approximation. Explicit
expressions can be found in Ref. [39]. Working in the helicity basis the double angular distribution of
the decay products X (from t) and X̄ ′ (from t̄) can be written as a function of the relative number of like
helicity minus opposite helicity of the tt̄ pairs (C) [155] that measures the spin correlation between the
top quark and antiquark. Its actual value depends to some extent on the PDFs used and the Q2 scale at
which they are evaluated. Using the CTEQ5L PDFs [44] and Q2 = ŝ, (where ŝ is the partonic centre of
mass energy), we find C = 0.310. At the one loop level, C = 0.326 ± 0.012 [154].
Using the spin analysers X, X̄ ′ for the respective decays of t, t̄, one can define the asymmetries
AX X̄ ′ ≡
N (cos θX cos θX̄ ′ > 0) − N (cos θX cos θX̄ ′ < 0)
,
N (cos θX cos θX̄ ′ > 0) + N (cos θX cos θX̄ ′ < 0)
(2.26)
whose theoretical value is
1
AX X̄ ′ = CαX αX̄ ′ .
(2.27)
4
The angles θX , θX̄ ′ are measured using as spin axis the parent top (anti)quark momentum in the tt̄
CM system. If CP is conserved in the decay, for charge conjugate decay channels we have αX ′ αX̄ =
αX αX̄ ′ , so the asymmetries AX ′ X̄ = AX X̄ ′ are equivalent. Therefore, we can sum both channels and
drop the superscripts indicating the charge, denoting the asymmetries by Aℓℓ′ , Aνℓ′ , etc. In semileptonic
top decays we can select as spin analyser the charged lepton, which has the largest spin analysing power,
or the neutrino, as proposed in Ref. [156]. In hadronic decays the jets corresponding to up- and downtype quarks are very difficult to distinguish, and one possibility is to use the least energetic jet in the top
rest frame, which corresponds to the down-type quark 61% of the time, and has a spin analysing power
αj = 0.49 at the tree level. An equivalent possibility is to choose the d-jet by its angular distribution in
the W − rest frame [157]. In both hadronic and leptonic decays the b (b̄) quarks can be used as well.
In the lepton + jets decay mode of the tt̄ pair, tt̄ → ℓνbjj b̄ we choose the two asymmetries Aℓj ,
Aνj , for which we obtain the SM tree-level values Aℓj = −0.0376, Aνj = 0.0120. With the precision
expected at LHC [46, 158], the measurements Aℓj ≃ −0.0376 ± 0.0058, Aνj ≃ 0.0120 ± 0.0056 are
feasible (L = 10 fb−1 ). The dependence of these asymmetries on anomalous W tb couplings is depicted
-0,025
0.025
gR
gL
VR
-0.030
gR
gL
VR
0.020
0.015
Alj
Aνj
-0.035
-0.040
0.010
-0.045
0.005
-0.050
-0.2
-0.1
-0.15
-0.05
0
0.05
0.1
0.15
0
-0.2
0.2
-0.15
-0.1
-0.05
coupling
0
0.05
0.1
0.15
0.2
coupling
-0.060
gR
gL
VR
-0.065
gR
gL
VR
0.04
-0.070
All′
Aνl′
0.03
-0.075
0.02
-0.080
-0.085
-0.090
-0.2
0.01
-0.1
-0.15
-0.05
0
0.05
0.1
0.15
-0.2
0.2
-0.15
-0.1
-0.05
0
0.05
0.1
0.15
0.2
coupling
coupling
0.06
-0,008
gR
gL
VR
0.05
gR
gL
VR
-0,01
0.04
Abb
Alb
-0,012
0.03
-0,014
0.02
-0,016
0.01
-0,018
0
-0.2
-0.15
-0.1
-0.05
0
coupling
0.05
0.1
0.15
0.2
-0.2
-0.15
-0.1
-0.05
0
0.05
0.1
0.15
0.2
coupling
Fig. 2.15: Dependence of several spin correlation asymmetries on the couplings gR , gL and VR , for the CP conserving case.
in Fig. 2.15 from Ref. [39]. In the di-lepton channel tt̄ → ℓνbℓ′ ν b̄ the asymmetries Aℓℓ′ , Aνℓ′ , whose SM
values are Aℓℓ′ = −0.0775, Aνℓ′ = 0.0247, are selected. The uncertainty in their measurement can be
estimated from Refs. [46, 158], yielding Aℓℓ′ = −0.0775 ± 0.0060 and Aνℓ′ = 0.0247 ± 0.0087. Their
variation when anomalous couplings are present is shown in Fig. 2.15. We also plot the asymmetries
Alb , Abb , which can be measured either in the semileptonic or di-lepton channel. Their SM values are
Alb = 0.0314, Abb = −0.0128, but the experimental sensitivity has not been estimated. It is expected
that it may be of the order of 10% for Alb , and worse for Abb . The determination of the correlation factor
C from these asymmetries would eventually give
Aℓℓ′
Aℓj
−5
−6
+7×10
+1×10
→ C = 0.310 ± 0.024 (exp) +0.
−0.0043 (δVR ) −3×10−6 (δgL ) −0.0004 (δgR ) ,
+0.0001
+0.0004
→ C = 0.310 ± 0.045 (exp) +0.
−0.0068 (δVR ) −0.0008 (δgL ) −0.0009 (δgR ) .
(2.28)
The first error quoted corresponds to the experimental systematic and statistical uncertainty. The other
ones are theoretical uncertainties obtained varying the anomalous couplings, one at a time. The confidence level corresponding to the intervals quoted is 68.3%. The numerical comparison of the different
terms in Eq. (2.28) also shows that Aℓj and Aℓℓ′ are much less sensitive to non-standard top couplings
than observables independent of the top spin (see section 2.1).
It is also interesting to study the relative distribution of one spin analyser from the t quark and
other from the t̄. Let ϕX X̄ ′ be the angle between the three-momentum of X (in the t rest frame) and of
X̄ ′ (in the t̄ rest frame). The angular distribution can be written as [154]:
1
dσ
1
= (1 + D αX αX̄ ′ cos ϕX X̄ ′ ) ,
σ d cos ϕX X̄ ′
2
(2.29)
with D a constant defined by this equality. From simulations, the tree-level value D = −0.217 is
obtained, while at one loop D = −0.238 [154], with a theoretical uncertainty of ∼ 4%. Corresponding
to these distributions, the following asymmetries can be built:
ÃX X̄ ′ ≡
1
N (cos ϕX X̄ ′ > 0) − N (cos ϕX X̄ ′ < 0)
= DαX αX̄ ′ .
N (cos ϕX X̄ ′ > 0) + N (cos ϕX X̄ ′ < 0)
2
(2.30)
For charge conjugate decay channels the distributions can be summed, since αX ′ αX̄ = αX αX̄ ′ provided
CP is conserved in the decay. The dependence of these asymmetries ÃX X̄ ′ on anomalous couplings
is (within the production × decay factorisation approximation) exactly the same as for the asymmetries
AX X̄ ′ defined above. Simulations are available for Aℓj and Aℓℓ′ , whose theoretical SM values are Aℓj =
0.0527, Aℓℓ′ = 0.1085. The experimental precision expected [46,158] is Aℓj ≃ 0.0554 ± 0.0061, Aℓℓ′ ≃
0.1088 ± 0.0056. This precision is better than for Aℓj and Aℓj , respectively, but still not competitive in
the determination of the W tb vertex structure.9 Instead, we can use them to test top spin correlations.
From these asymmetries one can extract the value of D, obtaining
Aℓℓ′
Aℓj
−6
+0.0003
+2×10
(δgR ) ,
→ D = −0.217 ± 0.011 (exp) +0.0031
(δVR ) −8×10
−6 (δgL ) −0.
−0.
+0.0006
+0.0004
→ D = −0.217 ± 0.024 (exp) +0.0047
(δVR ) −9×10
−6 (δgL ) −6×10−5 (δgR ) .
−0.
(2.31)
The errors quoted correspond to the experimental systematic and statistical uncertainties, and the variation when one of the anomalous couplings is allowed to be nonzero. From Eqs. (2.28) and (2.31)
it is clear that the measurement of spin correlations is a clean probe for new tt̄ production processes,
independently of possible anomalous W tb couplings. This is possible because the sensitivity of spin correlation asymmetries to top anomalous couplings is much weaker than for helicity fractions and related
observables, discussed in section 2.1.
9
Except for the case of fine-tuned cancellations, see Ref. [47].
Chapter 3
Flavour violation in supersymmetric models
M. Klasen, N. Krasnikov, T. Lari, W. Porod, and A. Tricomi
1 Introduction
The SM explains successfully the observed flavour violating phenomena except that for the observation in
the neutrino sector one has to extend it by introducing either right-handed neutrinos or additional scalars.
This implies that extensions of the SM with additional flavour structures are severely constrained by the
wealth of existing data in the flavour sector. Supersymmetry contains, as we will see below, various
sources of additional flavour structures. Therefore, the question arises if there can still be large flavour
violating effects in the production and decays of supersymmetric particles despite the stringent existing
constraints.
Every supersymmetric model is characterized by a Kähler potential, the superpotential W and the
corresponding soft SUSY breaking Lagrangian (see e.g. [159] and refs. therein). The first describes the
gauge interaction and the other two Yukawa interactions and flavour violation. As the Kähler potential
in general does not contain flavour violating terms we will not discuss it further. The most general
superpotential containing only the SM fields and being compatible with its gauge symmetry GSM =
SU (3)c × SU (2)L × U (1)Y is given as [160, 161]:
W
WM SSM
WR/p
= WM SSM + WR/p ,
(3.1)
c
D
c
U
c
= hE
ij L̂i Ĥd Êj + hij Q̂i Ĥd D̂j + hij Ĥu Q̂i Ûj − µĤd Ĥu ,
1
1
λijk L̂i L̂j Êkc + λ′ijk L̂i Q̂j D̂kc + λ′′ijk Ûic D̂jc D̂kc + ǫi L̂i Ĥu ,
=
2
2
(3.2)
(3.3)
where i, j, k = 1, 2, 3 are generation indices. L̂i (Q̂i ) are the lepton (quark) SU (2)L doublet superfields.
U
D
Êjc (D̂jc , Ûjc ) are the electron (down- and up-quark) SU (2)L singlet superfields. hE
ij , hij , hij , λijk ,
λ′ijk , and λ′′ijk are dimensionless Yukawa couplings, whereas the ǫi are dimensionful mass parameters.
Gauge invariance implies that the first term in WR/p is anti-symmetric in {i, j} and the third one is antisymmetric in {j, k}. Equation (3.3) thus contains 9 + 27 + 9 + 3 = 48 new terms beyond those of the
Minimal Supersymmetric Standard Model (MSSM). At the level of the superpotential one can actually
rotate the (Ĥd , L̂i ) by an SU (4) transformation, so that the ǫi can be set to zero. However, as discussed
below, this cannot be done simultaneously for the corresponding soft SUSY breaking terms and, thus,
we keep them for the moment as free parameters. The soft SUSY breaking potential is given by
Vsof t = VM SSM,sof t + VR/p ,sof t ,
VM SSM
2
2
2
2
2
= ML,ij
L̃i L̃∗j + ME,ij
Ẽi Ẽj∗ + MQ,ij
Q̃i Q̃∗j + MU,ij
Ũi Ũj∗ + MD,ij
D̃i D̃j∗
+Md2 Hd Hd∗ + Mu2 Hu Hu∗ − (µBHdHu + h.c.)
VR/p ,sof t
(3.4)
+(TijE L̃i Hd Ẽj + TijD Q̃i Hd D̃j + TijU Hu Q̃i Ũj + h.c.) ,
1 λ′′
1 λ
λ′
Tijk L̃i L̃j Ẽk∗ + Tijk
Ũi D̃j D̃k + ǫi Bi L̃i Hu + h.c.
L̃i Q̃j D̃k∗ + Tijk
=
2
2
(3.5)
(3.6)
The mass matrices MF2 (F = L, E, Q, U, D) are 3 × 3 hermitian matrices, whereas the T F are general
λ (T λ′′ ) have to be antisymmetric in the first
3 × 3 and 3 × 3 × 3 complex tensors. Obviously, the Tijk
ijk
(last) two indices due to gauge invariance. In models, where the flavour violating terms are neglected,
the TijF terms are usually decomposed into the following products TijF = AFij hFij and analogously for the
trilinear terms.
The simultaneous appearance of lepton and baryon number breaking terms leads in general to a
phenomenological catastrophe if all involved particles have masses of the order of the electroweak scale:
rapid proton decay [160, 161]. To avoid this problem a discrete multiplicative symmetry, called R-parity
(Rp ), had been invented [162] which can be written as
Rp = (−1)3B+L+2S ,
(3.7)
where S is the spin of the corresponding particle. For all superfields of MSSM, the SM field has Rp = +1
and its superpartner has Rp = −1, e.g. the electron has Rp = +1 and the selectron has Rp = −1. In
this way all terms in Eq. (3.3) are forbidden and one is left with the superpotential given in Eq. (3.2).
To prohibit proton decay it is not necessary to forbid both type of terms but it is sufficient to forbid
either the lepton or the baryon number violating terms (see e.g. [163,164]), e.g. the baryon number terms
can be forbidden by baryon triality [165]. Another possibility would be to break lepton number and
thus R-parity spontaneously as discussed below. This requires, however, an enlargement of the particle
content.
1.1
The MSSM with R-parity conservation
The existence of the soft SUSY breaking terms implies that fermions and sfermions cannot be rotated
by the same rotation matrices from the electroweak basis to the mass eigenbasis. It is very convenient to
work in the super-CKM basis for the squarks and to assume that hE is diagonal and real which can be
done without loss of generality. In this way the additional flavour violation in the sfermion sector is most
apparent. In this way, the additional flavour violation is encoded in the mass matrices of the sfermions
which read as (see also section 16 of [166]):
2†
2
MLL
MRL
2
Mf˜ =
,
(3.8)
2
2
MRL
MRR
where the entries are 3 × 3 matrices. They are given by
2
2
MLL
= K † M̂Q
K + m2u + Du LL ,
2
MRL
= vd T̂ U − µ∗ mu cot β
2
MRR
=
M̂U2
+ m2u
+ Du RR
(3.9)
(3.10)
(3.11)
for u-type squarks in the basis (ũL , c̃L , t̃L , ũR , c̃R , t̃R ). K is the CKM matrix and we have defined
2
2
Vd
M̂Q
≡ Vd† MQ̃
(3.12)
where Vd is the mixing matrix for the left d-quarks. T̂ U and M̂U2 are given by a similar transformation
involving the mixing matrix for left- and right-handed u-quarks. The same type of notation will be kept
below for d squarks and sleptons. Finally, the D-terms are given by
(3.13)
Df LL,RR = cos 2β MZ2 Tf3 − Qf sin2 θW 1l .
The entries for d-type squarks read in the basis (d˜L , s̃L , b̃L , d˜R , s̃R , b̃R ). as
2
2
MLL
= M̂Q
+ m2d + Dd LL ,
(3.14)
2
MRL
= vu T̂ D − µ∗ md tan β
(3.15)
2
MRR
=
2
M̂D
+ m2d
+ Dd RR .
(3.16)
For the charged sleptons one finds in the basis (ẽL , µ̃L , τ̃L , ẽR , µ̃R , τ̃R )
2
MLL
= M̂L2 + m2l + Dl LL ,
(3.17)
2
MRL
2
MRR
∗
(3.18)
+ Dl RR .
(3.19)
= vu T̂
=
M̂E2
E
− µ ml tan β ,
+
m2l
Assuming that there are only left-type sneutrinos one finds for them in the basis (ν̃eL , ν̃µL , ν̃τ L ) the mass
matrix
2
= M̂L2 + Dν LL .
MLL
(3.20)
For sleptons the relevant interaction Lagrangian, e.g. not considering the slepton Higgs or slepton
gauge boson interactions, for the studies below is given in terms of mass eigenstates by:
−
0
R
R
R
0
¯ L
L = ℓ̄i (cL
ikm PL + cikm PR )χ̃k ℓ̃m + ℓi (dilj PL + dilj PR )χ̃l ν̃j + ν̄i eikj PR χ̃k ν̃j
R
+ ν¯i film
PR χ̃+
l ℓ̃m + h.c. .
(3.21)
R
L
R
R
R
The specific forms of the couplings cL
ikm , cikm , dilj , dilj , eikj and film can be found in [167]. The first
two terms in Eq. (3.21) give rise to the LFV signals studied here, whereas the last one will give rise
to the SUSY background because the neutrino flavour cannot be discriminated in high energy collider
experiments. In particular the following decays are of primary interest:
˜lj → li χ̃0
k
χ̃0 → ˜lj li
k
χ̃0k
→
lj li χ̃0r
(3.22)
(3.23)
(3.24)
Several studies for these decays have been performed assuming either specific high-scale models or
specifying the LFV parameters at the low scale (see for instance refs. [114, 121, 168–190]).
Performing Monte Carlo studies on the parton level it has been shown that LHC can observe SUSY
LFV by studying the LFV decays of the second neutralino χ̃02 arising from cascade decays of gluinos
and squarks, i.e. χ̃02 → ℓ̃ℓ′ → ℓ′ ℓ′′ χ̃01 : signals of SUSY LFV can be extracted despite considerable backgrounds and stringent experimental bounds on flavour violating lepton decays in case of two generation
mixing in either the right or left slepton sector in the mSUGRA model [191–193]. The ẽR − µ̃R mixing
case was studied in [191, 193] and the µ̃L − τ̃L mixing case in [192].
In the (s)quark sector one has to analogue decays as the ones given in Eqs. (3.22)–(3.24). In
addition there are decays into charginos and gluinos if kinematically allowed. Flavour effects in these
decays has first been discussed in [194]. There it has been shown that one can have large effects in squark
and gluino decays despite stringent constraints from B-meson physics as discussed in the WG2 chapter.
In addition, flavour mixing in the squark sector can induce flavour violating decays of Higgs bosons as
e.g. H 0 → bs [115].
In the discussion we have considered so far models where the parameters are freely given at the
electroweak scale. The fact that no flavour violation in the quark sector has been found beyond SM
expectations has led to the development of the concept of minimal flavour violation (MFV). The basic
idea is that at a given scale the complete flavour information is encoded in the Yukawa couplings [195],
e.g. that in a GUT theory the parameters at the GUT scale are given by MF2 = M02 1l and TF = A0 hU
with M0 and A0 being a real and a complex number, respectively. In such models it has been shown that
the branching ratios for flavour violating squark decays are very small and most likely not observable at
LHC [196]. A similar concept has been developed for (s)leptons [197, 198]. In contrast to the squark
sector one has large mixing effects in the neutrino sector which can lead to observable effects in the
slepton sector at future collider experiments [199] and section 5.2.3 of the WG3 chapter.
1.2
The MSSM with broken R-parity
Recent neutrino experiments have shown that neutrinos are massive particles which mix among themselves (for a review see e.g. [200]). In contrast to leptons and quarks, neutrinos need not be Dirac
particles but can be Majorana particles. In the latter case the Lagrangian contains a mass term which
violates explicitly lepton number by two units. This motivates one to allow the lepton number breaking
terms in the superpotential in particular as they automatically imply the existence of massive neutrinos
without the need of introducing right-handed neutrinos and explaining their mass hierarchies [201]. The
λ′′ terms can still be forbidden by a discrete symmetry such as baryon triality [202].
Let us briefly comment on the number of free parameters before discussing the phenomenology
in more detail. The last term in Eq. (3.3), L̂i Ĥu , mixes the lepton and the Higgs superfields. In supersymmetry L̂i and Ĥd have the same gauge and Lorentz quantum numbers and we can redefine them by a
rotation in (Ĥd , L̂i ). The terms ǫi L̂i Ĥu can then be rotated to zero in the superpotential [201]. However,
there are still the corresponding terms in the soft supersymmetry breaking Lagrangian
VR/p ,sof t = Bi ǫi L̃i Hu
(3.25)
2 = M 2 [201]. Such an alignment of the superpowhich can only be rotated away if Bi = B and MH
L,i
d
tential terms with the soft breaking terms is not stable under the renormalization group equations [203].
Assuming an alignment at the unification scale, the resulting effects are small [203] except for neutrino
masses [203–207]. Models containing only bilinear terms do not introduce trilinear terms as can easily
be seen from the fact that bilinear terms have dimension mass whereas the trilinear are dimensionless.
For this reason we will keep in the following explicitly the bilinear terms in the superpotential. These
couplings induce decays of the LSP violating lepton number, e.g.
ν̃
˜l
0
χ̃1
χ̃01
→
→
→
→
q q̄ ,
l+ ν ,
W ± l∓ ,
l± q q̄ ′ ,
l+ l− , ν ν̄
q q̄ ′
Zνi
q q̄νi , l+ l− νi
(3.26)
How large can the branching ratio for those decay modes be? To answer this question one has to
take into account existing constraints on R-parity violating parameters from low energy physics. As most
of them are given in terms of trilinear couplings, we will work for this particular considerations in the
“ǫ-less” basis, e.g. rotate away the bilinear terms in the superpotential Eq. (3.3). Therefore, the trilinear
couplings get additional contributions. Assuming, without loss of generality, that the lepton and down
type Yukawa couplings are diagonal they are given to leading order in ǫi /µ as [202, 208, 209]:
λ′ijk → λ′ijk + δjk hdk
ǫi
µ
(3.27)
and
λijk → λijk + δλijk ,
ǫ2
ǫ1
δλ121 = he , δλ122 = hµ ,
µ
µ
ǫ3
δλ131 = he , δλ132 = 0,
µ
ǫ3
δλ231 = 0,
δλ232 = hµ ,
µ
(3.28)
δλ123 = 0
ǫ1
µ
ǫ2
= hτ
µ
δλ133 = hτ
δλ233
where we have used the fact that neutrino physics requires |ǫi /µ| ≪ 1 [207]. An essential point to notice
is that the additional contributions in Eqs. (3.27) and (3.28) follow the hierarchy dictated by the down
quark and charged lepton masses of the standard model.
A comprehensive list of bounds on various R-parity violating parameters can be found in [210].
However, there the recent data from neutrino experiments like Super-Kamiokande [211], SNO [212]
and KamLAND [213] are not taken into account. These experiments yield strong bounds on trilinear
couplings involving the third generation [214, 215]. In addition also the sneutrino vevs are constrained
by neutrino data [207, 214]. Most of the trilinear couplings have a bound of the order (10−2 − 10−1 ) ·
mf˜/(100 GeV) where mf˜ is the mass of the sfermion in the process under considerations. The cases
−4
′
with stronger limits are: |λ′111 | <
∼ O(10 ) due to neutrino-less double beta decay and |λi33 | ≃ 5|λi33 | ≃
−4
2
2
O(10 ) due to neutrino oscillation data. Moreover, neutrino oscillation data imply |µ (v1 + v22 +
−12 where v are the sneutrino vevs and det(M ) is the determinant of the MSSM
v32 )/ det(Mχ0 )| <
i
χ0
∼ 10
neutralino mass matrix.
There exists a vast literature on the effects of R-parity violation at LHC [216–222]. However, in
most of these studies, in particular those considering trilinear couplings only, very often the existence
of a single coupling has been assumed. However, such an assumption is only valid at a given scale
as renormalization effects imply that additional couplings are present when going to a different scale
via RGE evolution. Moreover, very often the bounds stemming from neutrino physics are not taken into
account or are out-dated (e.g. assuming an MeV tau neutrino). Last but not least one should note, that also
in this class of models there are potential dark matter candidates, e.g. a very light gravitino [223–226].
Recently another class of models with explicitly broken R-parity has been proposed where the
basic idea is that the existence of right handed neutrino superfields is the source of the µ-term of the
MSSM as well as the source or neutrino masses [227]. In this case the superpotential contains only
trilinear terms. Beside the usual Yukawa couplings of the MSSM the following couplings are present:
1
Wν C = hνij Ĥu L̂i ν̂jc − λi ν̂ic Ĥd Ĥu + κijk ν̂ic ν̂jc ν̂kc
3
(3.29)
Note, that (i) the second and third term break R-parity and that the sneutrino fields play the role of the
gauge singlet field of the Next to Minimal Supersymmetric Standard Model (NMSSM) [228–231].
1.3
Spontaneous R-parity violation
Up to now we have only considered explicit R-parity violation keeping the particle content of the MSSM.
In the case that one enlarges the spectrum by gauge singlets one can obtain models where lepton number
and, thus, R-parity is broken spontaneously together with SU (2)⊗U (1) [232–236]. A second possibility
to break R-parity spontaneously is to enlarge the gauge symmetry [237].
The most general superpotential terms involving the MSSM superfields in the presence of the
b carrying a conserved lepton number assigned as (−1, 1, 0),
SU (2) ⊗ U (1) singlet superfields (b
νic , Sbi , Φ)
respectively, is given as [238]
ba U
bj H
b b + hij Q
bbD
bj H
b a + hij L
bbE
bj H
b a + hij L
b a νbc H
b aH
b b − µ̂H
b b − h0 H
b aH
b bΦ
b
W = εab hij Q
U
+
i
u
D
i
d
E
i
d
b3
b2 + λ Φ
b ν c Sbj + M ij νbc Sbj + 1 MΦ Φ
hij Φb
i
R i
2
3!
ν
i j
u
d
u
d
u
(3.30)
The first three terms together with the µ̂ term define the R-parity conserving MSSM, the terms in the
b while the remaining terms
second line only involve the SU (2) ⊗ U (1) singlet superfields (b
νic , Sbi , Φ),
couple the singlets to the MSSM fields. For completeness we note that lepton number is fixed via the
Dirac-Yukawa hν connecting the right-handed neutrino superfields to the lepton doublet superfields. For
simplicity we assume in the discussion below that only one generation of (b
νic , Sbi ) is present.
The presence of singlets in the model is essential in order to drive the spontaneous violation of
R-parity and electroweak symmetries in a phenomenologically consistent way. As in the case of explicit
R-parity violation all sneutrinos obtain a vev beside the Higgs bosons as well as the S̃ field and the
singlet field Φ. For completeness we want to note that in the limit where all sneutrino vevs vanish and
all singlets carrying lepton number are very heavy one obtains the NMSSM as an effective theory. The
spontaneous breaking of R-parity also entails the spontaneous violation of total lepton number. This
implies that one of the neutral CP–odd scalars, which we call Majoron J and which is approximately
given by the imaginary part of
P 2
X vi
vS
vR c
0
0
i vi
)
+
ν˜
(3.31)
(v
H
−
v
H
ν˜i + S −
u
d
u
d
2
Vv
V
V
V
i
remains massless, as it is the Nambu-Goldstone boson associated
to the breaking of lepton number. vR
q
2 + v 2 . Clearly, the presence of these
vR
and vS are the vevs of ν̃ c and S̃, respectively and V =
S
additional singlets enhances further the number of neutral scalar and pseudo-scalar bosons. Explicit
formulas for the mass matrices of scalar and pseudo-scalar bosons can be found e.g. in [239].
The case of an enlarged gauge symmetry can be obtained for example in left-right symmetric models, e.g. with the gauge group SU (2)L × SU (2)R × U (1)B−L [237]. The corresponding superpotential
is given by:
W
b TL iτ2 φbQ
b cR + hχQ Q
b TL iτ2 χ
b cR
= hφQ Q
bQ
b TL iτ2 φbL
bcR + hχL L
b cR + h∆ L
bTLbiτ2 χ
b cT
b bc
+hφL L
bL
R iτ2 ∆LR
b
b δ),
+µ1 Tr(iτ2 φbT iτ2 χ
b) + µ2 Tr(∆
(3.32)
where the Higgs sector consists of two triplet and two bi-doublet Higgs superfields with the following
SU (2)L × SU (2)R × U (1)B−L quantum numbers:
!
√
b0
b −/ 2
∆
∆
b =
√
∼ (1, 3, − 2),
∆
b −−
b −/ 2
∆
−∆
!
√
b++
b+ / 2
δ
δ
√
∼ (1, 3,2),
δb =
δb0
−δb+ / 2
!
0
b0 φb+
b+
χ
b1 χ
φ
1
1
1
b
∼ (2, 2,0).
(3.33)
∼ (2, 2,0),
χ
b=
φ=
χ
b−
χ
b02
φb02
φb−
2
2
Looking at the decays of the Higgs bosons, one has to distinguish two scenarios: (i) Lepton number is
gauged and thus the Majoron becomes the longitudinal part of an additional neutral gauge boson. (ii)
The Majoron remains a physical particle in the spectrum. In the case of the enlarged gauge group there
are additional doubly charged Higgs bosons Hi−− which have lepton number violating couplings. In
e− e− collisions they can be produced according to
e− e− → Hi−−
(3.34)
Hi−− → Hj− Hk−
(3.35)
and have decays of the type
Hi−− → lj− lk−
H −− → ˜l− ˜l− .
i
j k
(3.36)
(3.37)
In addition there exist doubly charged charginos which can have lepton flavour violating decays:
χ̃−−
→ ˜lj− lk− .
i
(3.38)
1.4
Study of supersymmetry at the LHC
If Supersymmetry exists at the electroweak scale, it could hardly escape detection at the LHC. In most
R-parity conserving models, the production cross section is expected to be dominated by the pair production of coloured states (squarks and gluinos). These decay to lighter SUSY particles and ultimately
to the LSP (Lightest Supersymmetric Particle). If this is stable and weakly interacting, as implied by
R-parity conservation and cosmological arguments, it leaves the experimental apparatus undetected. The
supersymmetric events are thus expected to show up at the LHC as an excess over SM expectations of
events with several hard hadronic jets and missing energy. The LHC center of mass of 14 TeV extends
the search for SUSY particles up to squark and gluino masses of 2.5 to 3 TeV [1, 240].
If squarks and gluinos are lighter than 1 TeV, as implied by naturalness arguments, this signature
would be observed with high statistical significance already during the first year of running at the initial
LHC luminosity of 2 1033 cm−2 s−1 [241]. In practice, discovery would be achieved as soon as a good
understanding of the systematics on Standard Model rates at the LHC is obtained.
A significant part of the efforts in preparation for the LHC startup is being spent in the simulations of the new physics potential. We give below a brief overview of these studies, dividing them in
three categories: inclusive searches of the non-SM physics, measurement of SUSY particle masses, and
measurements of other properties of SUSY particles, such as their spin or the flavour structure of their
decays.
1.5
Inclusive searches
In these studies, the typical discovery strategy consists in searching for an excess of events with a given
topology. A variety of final state signatures has been considered. Inclusive searches have mainly be
carried out in the framework of mSUGRA, which has five independent parameters specified at high
energy scale: the common gaugino mass m1/2 , the common scalar mass m0 , the common trilinear
coupling A0 , the ratio of the vacuum expectations values of the two Higgs doublets tan β and the sign
of the Higgsino mixing parameter µ. The masses and decay branching ratios of the SUSY particles are
then computed at the electroweak scale using the renormalization group equations, and used as input to
the LHC simulation codes.
For each point of a grid covering the mSUGRA parameter space, signal events are generated
at parton level and handed over to the parametrized detector simulation. The main Standard Model
background sources are simulated, where the most relevant are processes with an hard neutrino in the
final state (tt̄, W +jets, Z+jets). Multi-jet QCD is also relevant because its cross section is several orders
of magnitude larger than SUSY. However it is strongly suppressed by the requirement of large transverse
missing energy and it gives a significant contribution only to the final state search channels without
isolated leptons. The detailed detector simulation, much more demanding in terms of computing CPU
power, validates the results with parametrized detector simulations for the Standard Model backgrounds
and selected points in the mSUGRA parameter space.
Cuts on missing transverse energy, the transverse momentum of jets, and other discriminating variables are optimized to give the best statistical significance for the (simulated) observed excess of events.
For each integrated luminosity the regions of the parameter space for which the statistical significance
exceeds the conventional discovery value of 5σ are then displayed. An example is shown in Fig. 3.1 for
the CMS experiment [3] with similar results for ATLAS [241]. A slice of the mSUGRA parameter space
is shown, for fixed tan β = 10, A = 0 and µ > 0. The area of parameter space favoured by naturalness
arguments can be explored with an integrated luminosity of only 1fb−1 .
Although these results were obtained in the context of mSUGRA, the overall SUSY reach in terms
of squark and gluino masses is very similar for most R-parity conserving models, provided that the LSP
mass is much lower than the squark and gluino masses. This has been shown to be the case for GMSB
and AMSB models [242] and even the MSSM [243].
1200
tan! = 10, A = 0, ! > 0
CMS
$# LSP
1
0
jets " 3 + Emiss
>600 GeV
T
with systematics
1000
10 fb
-1
mh = 120 GeV
-1
1 fb
)&
m
(g~
)
600
L
m
(u~
m1/2 (GeV)
800
~g)
~ ) & m(
m(t 1
400
mh = 114 GeV
200
m% = 103 GeV
NO EWSB
0
0
200
400
600
800
1000
1200
1400
m0 (GeV)
Fig. 3.1: CMS 5σ discovery potential using multi-jets and missing transverse energy final state [3].
1.6
Mass measurement
A first indication of the mass scale of the SUSY particles produced in the pp interaction will probably be
obtained measuring the ”effective mass”, which is the scalar sum of transverse missing energy and the pT
of jets and leptons in the event. Such a distribution is expected to have a peak correlated with the SUSY
mass scale. The correlation is strong in mSUGRA, and still usable in the more general MSSM [241].
The reconstruction of the mass spectrum of Supersymmetric particles will be more challenging.
Since SUSY particles would be produced in pairs, there are two undetected LSP particles in the final
state, which implies that mass peaks can not be reconstructed from invariant mass combinations, unless
the mass of the LSP itself is already known.
The typical procedure consists in choosing a particular decay chain, measuring invariant mass
combinations and looking for kinematical minima and maxima. Each kinematical endpoint is a function
of the masses of the SUSY particles in the decay chain. If enough endpoints can be measured, the
masses of all the SUSY particles involved in the decay chain can be obtained. Once the mass of the LSP
is known, mass peaks can be reconstructed.
After reducing the SM background very effectively through hard missing transverse energy cuts,
the main background for this kind of measurements usually comes from supersymmetric events in which
the desired decay chain is not present or was not identified correctly by the analysis. For this reason,
these studies are made using data simulated for a specific point in SUSY parameter space, for which all
Supersymmetric production processes are simulated.
The two body decay chain χ02 → ˜l± l± → l± l± χ01 is particularly promising, as it leads to a very
sharp edge in the distribution of the invariant mass of the two leptons, which measures:
m2edge (ℓℓ)
=
(mχ̃2 0 − m2ℓ̃ )(m2ℓ̃ − mχ̃2 0 )
2
i
i
m2ℓ̃
1
.
(3.39)
i
The basic signature of this decay chain are two opposite-sign, same-flavour (OSSF) leptons; but
two such leptons can also be produced by other processes. If the two leptons are independent of each
other, one would expect equal amounts of OSSF leptons and OSOF leptons (i.e combinations e+ µ− ,
e− µ+ ). Their distributions should also be identical, and this allows to remove the background contribution for OSSF by subtracting the OSOF events.
Figure 3.2 shows the invariant mass of the two leptons obtained for SPS1A point [244] with
800
600
OSSF
❏
❏
❫
400
Events/1 GeV/100 fb -1
Events/1 GeV/100 fb -1
800
OSOF
✡
✢
200
0
0
SM
❏
❫
20
40
60
m ll (GeV)
80
600
400
200
0
0
100
20
40
60
m ll (GeV)
80
100
Events/5 GeV/100 fb -1
Events/5 GeV/100 fb -1
Fig. 3.2: Effect of subtracting background leptons, for the mSUGRA benchmark point SPS1a and an integrated
luminosity of 100 fb−1 . In the left plot: the curves represent OSSF leptons, OSOF leptons and the SM contribution.
In the right plot, the flavour subtraction OSSF-OSOF have been plotted: the triangular shape of the theoretical
expectation is reproduced.
600
400
200
0
0
200
400
m qll (GeV)
600
200
100
0
0
200
400
m Min
(GeV)
ql
600
Fig. 3.3: Invariant mass distributions with kinematical endpoints, for an integrated luminosity of 100 fb−1 . In the
left plot for qll combination, in the right plot for the maximum of ql combination.
100 fb−1 of simulated ATLAS data [245]. The Standard Model background is clearly negligible. The
real background consists of other SUSY processes, that are effectively removed by the OSOF subtraction.
Several other kinematical edges can be obtained using various invariant mass combinations involving jets and leptons. Two of such distributions are reported in Fig. 3.3 for the point SPS1a and
100 fb−1 of ATLAS simulated data [245]. Five endpoints, each providing a constraints on the mass of
four particles, can be measured. The masses of the supersymmetric particles present in the decay chain
(the left-handed squark, the right-handed sleptons, and the two lightest neutralinos) can thus be measured
with an error between 3% (for the squark) and 12% (for the lightest neutralino) for 100 fb−1 of integrated
luminosity.
For lepton pairs with an invariant mass near the kinematical endpoint, the relation
mχ̃01
0
pµ (ll)
pµ (χ̃2 ) = 1 −
mll
(3.40)
can be used to get the four-momentum of the χ02 , provided that the mass of the lightest neutralino has
30
tt
-
P1
P2
P3
P4
P5
P6
P7
P8
25
20
15
10
5
0
0
200
400
600
800
1000 1200
∼
2
M(χ20 q) (GeV/c )
2
35
SUSY
30
-
tt
ID
Entries
Mean
RMS
P1
P2
P3
P4
P5
P6
P7
P8
25
20
103
291
504.6
152.8
25.11 / 20
0.1738E-13
-0.4098E+16
0.2068E+14
0.1059E+10
-0.5482E-02
25.77
500.2
42.50
Events / 28 GeV/c
2
SUSY
103
346
533.3
189.9
13.41 / 24
0.5648E-12
-0.1009E+15
0.6074E+12
0.1457E+08
-0.5008E-02
20.58
536.3
60.92
Events / 26 GeV/c
2
Events / 20 GeV/c
35
ID
Entries
Mean
RMS
35
30
25
20
15
15
10
10
5
5
0
0
200
400
600
800
1000
∼
2
M(χ20 b) (GeV/c )
ID
Entries
Mean
RMS
SUSY
-
tt
P1
P2
P3
P4
P5
P6
P7
P8
203
153
626.5
91.20
12.68 / 10
0.9374E-13
0.1651E+15
-0.5199E+14
0.1244E+12
-0.9112E-02
19.72
593.7
42.46
0
200 300 400 500 600 700 800 900 1000
∼
2
M(χ20 b b) (GeV/c )
Fig. 3.4: Invariant mass peaks for squark (left), sbottom (middle) and gluino (right) at point B. The picture has
been obtained using the parametrized simulation of the CMS detector. The integrated luminosity is 1 fb−1 for the
squarks and 10 fb−1 for the other mass peaks.
already been measured. This four-vector can then be combined with that of hadronic jets to measure the
gluino and squark masses. In Fig. 3.4 the gluino and squark mass peaks obtained with CMS parametrized
simulation are reported for another mSUGRA benchmark point, called point B [246], which is defined
by m0 = 100 GeV, m1/2 = 250 GeV, A=0, µ > 0, tan β = 10.
Several other techniques to reconstruct the masses of Supersymmetric particles have been investigated by the ATLAS and CMS collaborations. Here we will only mention a few other possibilities:
– At large tan β the decays into third generation leptons are dominant. The τ + τ − kinematic endpoint is still measurable using the invariant mass of the tau visible decay products, but the expected
precision is worse than that achievable with electrons and muons.
– The right handed squark often decays directly in the LSP. q̃R q̃R → qχ01 qχ01 events can be used
to reconstruct the mass of this squark. A similar technique can be used to measure the mass of
left-handed sleptons which decay directly into the LSP.
For the point SPS1a and an integrated luminosity of 300 fb−1 ATLAS expects to be able to measure
at least 13 mass relations [245]. The constraints which can be put on the SUSY parameter space and on
the relic density of neutralinos using these measurements are discussed in Ref. [247].
1.7
Flavour studies
Most studies by the LHC collaborations have focused on the discovery strategies and the measurement of
the masses of SUSY particles. However, the possibility to measure other properties of the new particles,
such as their spin or the branching ratios of flavour violating decays, has also been investigated.
The measurement of the spin is interesting because it allows to confirm the supersymmetric nature
of the new particles. This measurement was investigated in Ref. [248, 249] and it is also discussed later
in this chapter.
In the hadronic sector, the experiments are not able to discriminate the flavour of quarks of the
first two generations. Hence the only possibility for flavour studies relies on b-tagging techniques. In this
report, the possibility to measure kinematical endpoints involving the scalar top is discussed. The scalar
bottom masses may also be measured at the LHC.
Table 3.1: Relevant on-shell parameters for the SPS1a’ [255] scenario.
tan β
M1
M2
µ
10
100.1 GeV
197.4 GeV
400 GeV
ML,11 = ML,22
ML,33
ME,11
ME,22
184 GeV
182.5 GeV
117.793 GeV
117.797 GeV
ME,33
A11
A22
A33
111 GeV
-0.013 GeV
-2.8 GeV
-46 GeV
The leptonic sector is more favourable from the experimental point of view, as the flavour of the
three charge leptons can be identified accurately by the detectors with relatively low backgrounds. This
allows the possibility to test the presence of decays violating lepton flavour. This possibility was already
discussed in early studies [192, 250, 251] and it is investigated in a few contributions to this report.
2 Effects of lepton flavour violation on di-lepton invariant mass spectra
In this section we discuss the effect of lepton flavour violation (LFV) on di-lepton invariant mass spectra
in the decay chains
−
+ − 0
χ̃02 → ℓ̃+
i ℓj → ℓk ℓj χ̃1 .
(3.41)
In these events one studies the invariant di-lepton mass spectrum dN/dm(ℓℓ) with m(ℓℓ)2 = (pℓ+ +
pℓ− )2 . Its kinematical endpoint is used in combination with other observables to determine masses or
mass differences of sparticles [252–254].
Details on the parameter dependence of flavour violating decays can be found for example in
ref. [256]. As an example the study point SPS1a’ [255] is considered which has a relatively light spectrum
of charginos/neutralinos and sleptons with the three lighter charged sleptons being mainly ℓ̃R : mχ̃01 =
97.8 GeV, mχ̃02 = 184 GeV, mẽ1 = 125.3 GeV, mµ̃1 = 125.2 GeV, mτ̃1 = 107.4 GeV. The underlying
parameters are given in Table 3.1, where M1 and M2 are the U (1) and SU (2) gaugino mass parameters,
2
(α 6= β) in Eq. (3.19) are
respectively. In this example the flavour off-diagonal elements of ME,αβ
expected to give the most important contribution to the LFV decays of the lighter charginos, neutralinos
and sleptons. We therefore discuss LFV only in the right slepton sector. To illustrate the effect of LFV
on these spectra, in Fig. 3.5 we present invariant mass distributions for various lepton pairs taking the
2
2
2
following LFV parameters: ME,12
= 30 GeV2 , ME,13
= 850 GeV2 and ME,23
= 600 GeV2 , for
which we have (mℓ̃1 , mℓ̃2 , mℓ̃3 ) = (106.4, 125.1, 126.2) GeV. These parameters are chosen such that
large LFV χ̃02 decay branching ratios are possible consistently with the experimental bounds on the rare
lepton decays, for which we obtain: BR(µ− → e− γ) = 9.5 × 10−12 , BR(τ − → e− γ) = 1.0 × 10−7
and BR(τ − → µ− γ) = 5.2 × 10−8 . We find for the χ̃02 decay branching ratios: BR(eµ) = 1.7%,
BR(eτ ) = 3.4%, BR(µτ ) = 1.8%, BR(e+ e− ) = 1%, BR(µ+ µ− ) = 1.2%, BR(τ + τ − ) = 51% with
BR(ℓi ℓj ) ≡ BR(χ̃02 → ℓi ℓj χ̃01 ). Note, that we have summed here over all contributing sleptons.
∓ 0
± ∓
In Fig. 3.5a) we show the flavour violating spectra (100/Γtot )dΓ(χ̃02 → ℓ±
i ℓj χ̃1 )/dm(ℓi ℓj )
∓
versus m(ℓ±
i ℓj ) for the final states µτ , eτ and eµ. In cases where the final state contains a τ -lepton, one
finds two sharp edges. The first one at m ≃ 59.4 GeV is due to an intermediate ℓ̃1 (∼ τ̃R ) and the second
one at m ≃ 84.6 GeV is due to intermediate states of the two heavier sleptons ℓ̃2 (∼ µ̃R ) and ℓ̃3 (∼ ẽR )
with mℓ̃2 ≃ mℓ̃3 . The position of the edges can be expressed in terms of the neutralino and intermediate
slepton masses [252], see Eq. (3.39). In the case of the eµ spectrum the first edge is practically invisible
because the branching ratios of χ̃02 into ℓ̃1 e and ℓ̃1 µ are tiny for this example [256]. Note that the rate
2
for the eτ final state is largest in this case because |ME,13
| is larger than the other LFV parameters.
In Fig. 3.5(b) we show the “flavour conserving” spectra for the final states with e+ e− and µ+ µ− .
2
The dashed line corresponds to the flavour conserving case where ME,ij
= 0 for i 6= j. LFV causes
± ∓ 0
± ∓
0
−1
(a) 100Γ−1
]
tot d Γ(χ̃2 → ℓi ℓj χ̃1 )/d m(ℓi ℓj ) [GeV
0
+ − 0
+ −
−1
(b) 100Γ−1
]
tot d Γ(χ̃2 → ℓ ℓ χ̃1 )/d m(ℓ ℓ ) [GeV
0.05
0.08
e+ e−
0.04
eτ
0.06
eµ
0.04
µ+ µ−
0.03
µ+ µ−
0.02
µτ
0.02
❏
0.01
0
e+ e−
0
0
20
40
60
80
∓
m(ℓ±
i ℓj ) [GeV]
0
20
40
60
80
m(ℓ+ ℓ− ) [GeV]
0
0
Fig. 3.5: Invariant mass spectra 100Γ−1
tot dΓ(χ̃2 → ℓi ℓj χ̃1 )/dm(ℓi ℓj ) versus m(ℓi ℓj ). In (a) we show the “flavour
violating” spectra summed over charges in the LFV case for the SPS1a’ scenario: e± µ∓ (full line), e± τ ∓ (dashed
dotted line) and µ± τ ∓ (dashed line) and in (b) we show the “flavour conserving” spectra: e+ e− (dashed line) and
µ+ µ− (dashed line) are for the LFC case in the SPS1a’ scenario, and e+ e− (dashed dotted line) and µ+ µ− (full
line) are for the LFV case in the SPS1a’ scenario.
firstly a reduction of the height of the end point peak. Secondly, it induces a difference between the µ+ µ−
and e+ e− spectra because the mixings among the three slepton generations are in general different from
each other. The peaks at m ≃ 59.4 GeV in the µ+ µ− and e+ e− spectra are invisible as in the eµ
spectrum as the branching ratios of the corresponding flavour violating decays are small. As for the
τ + τ − spectrum we remark that the height of the peak (due to the intermediate ℓ̃1 (∼ τ̃R )) in the τ + τ −
spectrum gets reduced by about 5% and that the contributions due to the intermediate ℓ̃2,3 are invisible.
Moreover, the peak position gets shifted to a smaller value by about 2.7 GeV since the mass of the
intermediate ℓ̃1 gets reduced by 1 GeV compared to the flavour conserving case.
It is interesting to note that in the LFV case the rate of the channel eτ can be larger than those of
the channels with the same flavour, e+ e− and µ+ µ− . Moreover, by measuring all di-lepton spectra for
the flavour violating as well as flavour conserving channels, one can make an important cross check of
this LFV scenario: the first peak position of the lepton flavour violating spectra (except the eµ spectrum)
must coincide with the end point of the τ + τ − spectrum and the second peak must coincide with those of
the e+ e− and µ+ µ− spectra.
Up to now the di-lepton mass spectra taking SPS1a’ as a specific example has been investigated
in detail. Which requirements must other scenarios fulfill to obtain observable double-edge structures?
Obviously the kinematic condition mχ̃0s > mℓ̃i ,ℓ̃j > mχ̃0r must be fulfilled and sufficiently many χ̃0s
must be produced. In addition there should be two sleptons contributing in a sizable way to the decay
χ̃0s → ℓ′ ℓ′′ χ̃0r and, of course, the corresponding branching ratio has to be large enough to be observed.
For this the corresponding LFV entries in the slepton mass matrix have to be large enough. Moreover,
also the mass difference between the two contributing sleptons has to be sufficiently large so that the
difference of the positions of the two peaks is larger than the experimental resolution. In mSUGRA-like
scenarios, which are characterized by a common mass m0 for the scalars and a common gaugino mass
m1/2 at the GUT scale, the kinematic requirements (including the positions of the peaks) are fulfilled in
2
the regions of parameter space where m20 <
∼ 8. The first condition provides for
∼ 0.4 m1/2 and tan β >
0
right sleptons lighter than the χ̃2 and the second condition ensures that the mass difference between τ̃1
2
and the other two right sleptons is sufficiently large. In the region where m20 <
∼ 0.05 m1/2 also the left
sleptons are lighter than χ̃02 , giving the possibility of additional structures in the di-lepton mass spectra.
Details on background processes will be presented in the subsequent sections, where studies by
the two experiments ATLAS and CMS are presented. Here we give a brief summary of the expected
dominant background. The largest SM background is due to tt̄ production. There is also SUSY background due to uncorrelated leptons stemming from different squark and gluino decay chains. The resulting di-lepton mass distributions will, however, be smooth and decrease monotonically with increasing
di-lepton invariant mass as was explicitly shown in a Monte Carlo analysis in [192, 193]. It was also
shown that the single edge structure can be observed over the smooth background in the eµ and µτ
invariant mass distributions. Therefore the novel distributions as shown in Fig. 3.5, in particular the
characteristic double-edge structures in the eτ and µτ invariant mass distributions, should be clearly
visible on top of the background. Note that the usual method for background suppression, by taking the
sum N (e+ e− ) + N (µ+ µ− ) − N (e± µ∓ ), is not applicable in the case of LFV searches. Instead one
has to study the individual pair mass spectra. Nevertheless, one can expect that these peaks will be well
observable [257].
3 Lepton flavour violation in the long-lived stau NLSP scenario
Supersymmetric scenarios can be roughly classified into two main classes, depending on the nature of the
lightest supersymmetric particle (LSP). The most popular choice for the LSP is the neutralino, although
scenarios with superweakly interacting LSP, such as the gravitino or the axino, are also compatible with
all the collider experiments and cosmology. Here, we would like to concentrate on the latter class of
scenarios, focusing for definiteness on the case with gravitino LSP.
Under the assumption of universality of the soft-breaking scalar, gaugino and trilinear soft terms at
a high-energy scale, the so-called constrained MSSM, the next-to-LSP (NLSP) can be either the lightest
neutralino or the stau. If R-parity is conserved, the NLSP can only decay into the gravitino and Standard
Model particles, with a decay rate very suppressed by the gravitational interactions. As a result, the NLSP
can be very long lived, with lifetimes that could be as long as seconds, minutes or even longer, mainly
depending on the gravitino mass. When the NLSP is the lightest neutralino, the signatures for LFV are
identical to the case with neutralino LSP, which have been extensively discussed in the literature [177–
181, 184, 188, 191]. On the other hand, when the NLSP is a stau, the signatures could be very different.
In this note we discuss possible signatures and propose strategies to look for LFV in future colliders in
scenarios where the gravitino (or the axino) is the LSP and the stau is the NLSP [185, 258].
Motivated by the spectrum of the constrained MSSM we will assume that the NLSP is mainly a
right-handed stau, although it could have some admixture of left-handed stau or other leptonic flavours,
and will be denoted by τe1 . We will also assume that next in mass in the supersymmetric spectrum are the
right-handed selectron and smuon, denoted by eeR and µ
eR respectively, also with a very small admixture
of left-handed states and some admixture of stau. Finally, we will assume that next in mass are the
lightest neutralino and the rest of SUSY particles. Schematically, the spectrum reads:
m3/2 < mτe1 < meeR , µeR < mχ01 , meeL ,eµL , mτe2 ...
(3.42)
In this class of scenarios, staus could be long lived enough to traverse several layers of the vertex
detector before decaying, thus being detected as a heavily ionizing charged track. This signature is very
distinctive and is not produced by any Standard Model particle, hence the observation of heavily ionizing
charged tracks would give strong support to this scenario and would allow the search for LFV essentially
without Standard Model backgrounds.
Long lived staus could even be stopped in the detector and decay at late times, producing very
energetic particles that would spring from inside the detector. Recently, prospects of collecting staus and
detecting their decay products in future colliders have been discussed [259, 260]. At the LHC, cascade
decays of squarks and gluinos could produce of the order of 106 staus per year if the sparticle masses
are close to the present experimental limits [261]. Among them, O(103 –104 ) staus could be collected
by placing 1–10 kton massive material around the LHC detectors. On the other hand, at the ILC up to
O(103 –105 ) staus could be collected and studied.
If there is no LFV, the staus could only decay into taus and gravitinos, τe → τ ψ3/2 . If on the
contrary LFV exists in nature, some of the staus could decay into electrons and muons. Therefore the
detection of very energetic electrons and muons coming from inside the detector would constitute a signal
of lepton flavour violation.
There are potentially two sources of background in this analysis. First, in certain regions of the
SUSY parameter space selectrons or smuons could also be long lived, and the electrons and muons
from their flavour conserving decays could be mistaken for electrons and muons coming from the lepton
flavour violating decay of the stau. However, if flavour violation is large enough to be observed in these
experiments, the selectron decay channel ee → τe e e is very efficient. Therefore, selectrons (and similarly,
smuons) are never long lived enough to represent an important source of background. It is remarkable
the interesting double role that flavour violation plays in this experiment, both as object of investigation
and as crucial ingredient for the success of the experiment itself.
A second source of background for this analysis are the muons and electrons from tau decay, that
could be mistaken for muons and electrons coming from the lepton flavour violating decays τe → µ ψ3/2 ,
τe → e ψ3/2 . Nevertheless, this background can be distinguished from the signal by looking at the energy
spectrum: the leptons from the flavour conserving tau decay present a continuous energy spectrum, in
stark contrast with the leptons coming from the two body gravitational decay, whose energies are sharply
peaked at E0 = (m2τe, ee + m2µ, e − m23/2 )/(2mτe, ee). It is easy to check that only a very small fraction of the
electrons and muons from the tau decay have energies close to this cut-off
for the
p energy. For instance,
−5
typical energy resolution of an electromagnetic calorimeter, σ ≃ 10%/ E(GeV), only 2 × 10 of the
taus with energy E0 ∼ 100GeV will produce electrons with energy ≃ E0 , within the energy resolution
of the detector, which could be mistaken for electrons coming from the LFV stau decay. Therefore, for
the number of NLSPs that can be typically trapped at the LHC or the ILC, the number of electrons or
muons from this source of background turns out to be negligible in most instances.
Using this technique, we have estimated that at the LHC or at the future Linear Collider it would
be possible to probe mixing angles in the slepton sector down to the level of ∼ 3 × 10−2 (9 × 10−3 ) at
90% confidence level if 3 × 103 (3 × 104 ) staus are collected [185]. A different technique, that does not
require to stop the staus, was proposed in [258] for the case of an e+ e− or e− e− linear collider.
4 Neutralino decays in models with broken R-parity
In supersymmetric models neutrino masses can be explained intrinsically supersymmetric, namely the
breaking of R-parity. The simplest way to realize this idea is to add the bilinear terms of WR/p to the
MSSM superpotential WMSSM (see Eqs. (3.2) and (3.3)):
W = WMSSM + ǫi L̂i Ĥu
(3.43)
For consistency one has also to add the corresponding bilinear terms to soft SUSY breaking (see Eqs. (3.5)
and (3.6)) which induce small vevs for the sneutrinos. These vevs in turn induce a mixing between neutrinos and neutralinos, giving mass to one neutrino at tree level. The second neutrino mass is induced
by loop effects (see [207, 262, 263] and references therein). The same parameters that induce neutrino
masses and mixings are also responsible for the decay of the lightest supersymmetric particle (LSP). This
implies that there are correlations between neutrino physics and LSP decays [209, 264–267].
In particular, the neutrino mixing angles
2
2
|Λ1 |
ǫ̃1
Λ2
2
2
2
, Ue3 ≃ p 2
, tan θsol ≃
tan θatm ≃
2
Λ3
ǫ̃
2
Λ2 + Λ3
(3.44)
can be related to ratios of couplings and branching ratios, for example
tan2 θatm ≃
Λ2
Λ3
2
≃
BR(χ̃01 → µ± q̄q ′ )
BR(χ̃01 → µ± W ∓ )
≃
,
BR(χ̃01 → τ ± W ∓ )
BR(χ̃01 → τ ± q̄q ′ )
(3.45)
b) BR(χ̃01 →
a) L(χ̃01 ) [cm]
1
100
10-1
10
10-2
1
10-3
0.1
10-4
P
i,j,k
νi νj νk )
10-5
0.01
50
100
150
200
50
250
mχ̃01 [GeV]
c) BR(χ̃01 → µq ′ q̄)/ BR(χ̃01 → τ q ′ q̄)
100
150
200
mχ̃01 [GeV]
d) BR(χ̃01 → µq ′ q̄)/ BR(χ̃01 → τ q ′ q̄)
10
5
1
1
0.5
10-1
0.1
10
-2
5 10-2 10-1
0.5
1
tan2 (θatm )
0.1
0.5
1
tan2 (θatm )
5
Fig. 3.6: Various neutralino properties: a) Neutralino decay length and b) invisible neutralino branching ratio
summing over all neutrinos as a function of mχ̃01 ; c) BR(χ̃01 → µq ′ q̄)/BR(χ̃01 → τ q ′ q̄) scanning over the SUSY
parameter and d) BR(χ̃01 → µq ′ q̄)/ BR(χ̃01 → τ q ′ q̄) for 10% variations around a fixed SUSY point as a function
of tan2 (θatm ).
in the case of a neutralino LSP. Here Λi = ǫi vd + µvi , vi are the sneutrino vevs and vd is the vev of Hd0 ;
ǫ̃i = Vij ǫj where Vij is the neutrino mixing matrix at tree level which is given as a function of the Λi .
Details on the neutrino masses and mixings can be found in [207, 263].
The smallness of the R-parity violating couplings which is required by the neutrino data implies
that the production and decays of the SUSY particles proceed as in the MSSM with conserved R-parity
except that the LSP decays. There are several predictions for the LSP properties discussed in the literature
above. Here we discuss various important examples pointing out generic features. The first observation
is, that the smallness of the couplings can lead to finite decay lengths of the LSP which are measurable
at LHC. As an example we show in Fig. 3.6a the decay length of a neutralino LSP as a function of its
mass. The SUSY parameters have been varied such that collider constraints as well as neutrino data
are fulfilled. This is important for LHC as a secondary vertex for the neutralino decays implies that the
neutralino decay products can be distinguished from the remaining leptons and jets within a cascade of
decays. A first attempt to use this to establish the predicted correlation between neutralino decays and
neutrino mixing angles has been presented in [268]. The finite decay length can also be used to enlarge
the reach of colliders for SUSY searches as has been shown in ref. [269] for the Tevatron and in ref. [270]
for the LHC. The fact, that the decay products of the neutralino can be identified via a secondary vertex
is important for the check if the predicted correlations indeed exist. As an example we show in Fig. 3.6c
and d the ratio BR(χ̃01 → µq ′ q̄)/ BR(χ̃01 → τ q ′ q̄) as a function of the atmospheric neutrino mixing
a) Decay length (ẽ, µ̃, τ̃ ) [cm]
b) BR(τ̃1 → eν)/ BR(τ̃1 → µν)
L(ẽ)
L(µ̃)
L(τ̃ )
ml̃
tan2 (θsol )
Fig. 3.7: Various slepton properties: a) decay lengths as a function of ml̃ and b) BR(τ̃1 → eν)/ BR(τ̃1 → µν) as
a function of tan2 (θsol ).
angle tan2 (θatm ). In Figure 3.6c a general scan is performed over the SUSY parameter space yielding
a good correlation whereas in Fig. 3.6d the situation is shown if one assumes that the underlying SUSY
parameters are known with an accuracy of 10%. The branching ratios themselves are usually of order
10%.
It is usually argued that broken R-parity implies that the missing energy signature of the MSSM
is lost. This is not entirely correct if R-parity is broken via lepton number breaking as in the model
discussed here. The reason is that neutrinos are not detected at LHC or ILC. This implies that the missing
energy signature still is there although somewhat reduced. However, there are still cases where the LSP
can decay completely invisible: χ̃01 → 3ν or ν̃i → νj νk . In Figure 3.6b we see that the decay branching
ratio for χ̃01 → 3ν can go up to several per-cent. In the sneutrino case is at most per-mille [209]. If
one adds trilinear R-parity breaking couplings to the model, then these branching ratios will be reduced.
In models with spontaneous breaking of R-parity the situation can be quite different, e.g. the invisible
modes can have in total nearly 100% branching ratio [271].
As a second example, we present in Fig. 3.7a the decay lengths slepton LSPs as they motivated
in GMSB models. Also in this case we have performed a generous scan of the SUSY parameter space.
One sees that the sleptons have different decay lengths which is again useful to distinguish the various
’flavours’. However, at LHC it might be difficult to separate smuons from staus in this scenario. provided
this is possible one could measure for example the correlation between stau decay modes and the solar
neutrino mixing angle as shown in Fig. 3.7b.
5 Reconstructing neutrino properties from collider experiments in a Higgs triplet neu-
trino mass model
In the previous section the neutrino masses are solely due to R-parity violation and the question arises
how the situation changes if there are additional sources for neutrino masses. Therefore a model is
considered where Higgs triplets give additional contributions to the neutrino masses. It can either be
obtained as a limit of spontaneous R-parity breaking models discussed in Sect. 1.3 or as the supersymmetric extension of the original triplet model of neutrino mass [272] with additional bilinear R-parity
breaking terms [201, 233, 273]. The particle content is that of the MSSM augmented by a pair of Higgs
b u and ∆
b d , with hypercharges Y = +2 and Y = −2, and lepton number L = −2
triplet superfields, ∆
and L = +2, respectively. The superpotential of this model is then given by a sum of three terms,
W
= WMSSM + ǫi L̂i Ĥu + W∆
(3.46)
b u∆
b d + hij L
biL
bj ∆
bu
W∆ = µ∆ ∆
(3.47)
Additional details of the model can be found in ref. [274]. From the analytical study of the Higgs sector,
it is possible to show that the Higgs triplet vevs are suppressed by two powers of the BRPV parameters,
as already emphasized in Ref. [275].
νi i, h∆0u i and h∆0u i) produce a
The nonzero vevs of this model (vu ≡ hHu0 i, vd ≡ hHd0 i, vi ≡ he
mixing between neutrinos, gauginos and Higgsinos. For reasonable ranges of parameters, atmospheric
neutrino physics is determined by the BRPV parameters, whereas the solar neutrino mass scale depends
mostly on the triplet Yukawa couplings and the triplet mass. This situation is different from the one in
the model with only BRPV, where the solar mass scale is generated by radiative corrections to neutrino
masses, thus requiring ǫ2 /Λ ∼ O(0.1−1). Now, as the solar mass scale is generated by the Higgs triplet,
ǫi can be smaller. Using the experimentally measured values of tan2 θATM ≃ 1 and sin2 2θCHOOZ ≪ 1 one
can find a simple formula for the solar angle in terms of the Yukawa couplings hij of the triplet Higgs
boson to the doublet leptons, which is approximately given by
√
−2 2(h12 − h13 )
≡x
(3.48)
tan(2θSOL ) ≃
−2h11 + h22 + h33 − 2h23
One of the characteristic features of the triplet model of neutrino mass is the presence of doubly
charged Higgs bosons ∆−−
u . At LHC, the doubly charged Higgs boson can be produced in different
processes, such as: (a) It can be singly produced via vector boson fusion or via the fusion of a singly
charged Higgs boson with either a vector boson or another singly charged Higgs boson; its production
cross section is σ(W W, W H, HH → ∆) = (10 − 1.5) fb for a triplet mass of M∆ = (300 − 800) GeV,
assuming the triplet vev to be 9 GeV [276, 277]. However, the triplet VEV is of order eV in this model,
thus suppressing this production mechanism. (b) It can be doubly produced via a Drell-Yan process, with
γ/Z exchange in the s-channel; its production cross section is σ(q q̄ → γ/Z → ∆∆) = (5 − 0.05) fb
for a triplet mass of M∆ = (300 − 800) GeV [278]. (c) It can be singly produced with a singly charged
Higgs boson, with the exchange of W in the s-channel; its production cross section is σ(q q̄ ′ → W →
∆H) = (35 − 0.3) fb for a triplet mass of M∆ = (300 − 800) GeV, where some splitting among the
masses of the doubly and singly charged Higgs bosons is allowed [278, 279]. Assuming a luminosity of
L = 100 (fb · year)−1 for the LHC, the number of events for the above mentioned production processes
is O(103 − 101 ) per year, depending on the Higgs triplet mass.
The most remarkable feature of the present model is that the decays of the doubly charged Higgs
bosons can be a perfect tracer of the solar neutrino mixing angle. Considering Eq. (3.48) and taking into
account that the leptonic decays of the doubly charged Higgs boson are proportional to h2ij , we construct
the following ratio
√ √
√
−2 2( BR12 − BR13 )
√
√
√
√
(3.49)
xexp ≡
−2 2BR11 + 2BR22 + 2BR33 − 2 BR23
with BRij denoting the measured branching ratio for the process (∆−−
→ li− lj− ). Figure 3.8 shows
u
the ratio yexp of the leptonic decay branching ratios of the doubly charged Higgs boson versus the solar
neutrino mixing angle. The ratio of doubly charged Higgs boson decay branching ratios is specified by
the variable
2 arctan(xexp )
(3.50)
yexp ≡ tan
2
where, for the determination of xexp , a 10% uncertainty in the measured branching ratios has been
assumed and the triplet mass has been fixed at M∆u = 500 GeV. As can be seen from the figure, there
is a very strong correlation between the pattern of Higgs triplet decays and the solar neutrino mixing
angle. The 3σ range permitted by current solar and reactor neutrino data (indicated by the vertical band
in Fig. 3.8) fixes a minimum value for yexp , thus requiring minimum values for the off-diagonal leptonic
decay channels of the doubly charged Higgs triplet. If BR23 = 0, at least either BR12 or BR13 must be
10
1
0
yexp
10
-1
10
-2
10 -2
10
-1
10
0
2
10
1
10
tan (θSOL)
Fig. 3.8: Ratio of doubly charged Higgs boson leptonic decay branching ratios (assuming a 10% uncertainty)
indicated by the variable yexp of Eqs. (3.50) and (3.49) versus the solar neutrino mixing angle. The vertical band
indicates current 3σ allowed range.
larger than 0.5. On the other hand, if BR23 6= 0, then at least one of the off-diagonal branching ratios
must be larger than 0.2.
As in Sect. 4, the decay pattern of a neutralino LSP is predicted in terms of the atmospheric
neutrino mixing angle The main difference is, that the ǫi can be smaller in this model compared to
the previous one. This implies that the main decay mode BR(χ̃01 → νbb̄) gets reduced [265] and the
branching ratios into the final states lqq ′ (l = e, µτ ) increase.
6 SUSY (s)lepton flavour studies with ATLAS
In this section main features of Monte Carlo studies for slepton masses and spin measurements are
presented as well as a study of slepton non-universality. As a reference model the SPS1a point is taken
[245], which is derived from the following high scale parameters: m0 = 100 GeV, m1/2 = 250 GeV,
A0 =- 100 GeV, tan β = 10 and sign(µ) = +, where m0 is a common scalar mass, m1/2 a common
gaugino mass, A0 a common trilinear coupling, tan β the ratio of the Higgs vacuum expectation values.
Sleptons are produced either directly in pairs ˜l+ ˜l− or indirectly from decays of heavier charginos
and neutralinos (typical mode χ̃02 → ˜lR l ). They can decay according to: ˜lR → l χ̃01 , ˜lL → l χ̃01 ,
˜lL → l χ̃0 , ˜lL → ν χ̃± . At the end of every SUSY decay chain is undetectable lightest neutralino
2
1
χ̃01 and kinematic endpoints in the invariant mass distributions are measured rather than the mass peaks.
Kinematic endpoints are the function of SUSY masses which can be extracted from the set of end± ∓
l q →
point measurements. Fast simulation studies of left squark cascade decay q̃L → χ̃02 q → ˜lR
+
−
0
l l q χ̃1 (l = e, µ) were performed in refs. [245, 280]. Events with two same flavour and opposite
sign (SFOS) leptons, at least 4 jets with pT > 150, 100, 50, 50 GeV , and effective mass Mef f =
Σ4i=1 pT (jet) + E/T > 600 GeV and missing transverse energy E/T > max(100 GeV, 0.2Mef f )
were selected. Flavour subtraction e+ e− + µ+ µ− − e± µ∓ was applied. After the event selection,
SM background becomes negligible and significant part of SUSY background is removed. Few kinematic endpoints were reconstructed and fitted [280]: the maximum of the distribution of the dilepton
invariant mass Mllmax , the maximum and the minimum of the distribution of the M (llq) invariant mass
max and M min , the maximum of the distribution of the lower of the two l+ q, l− q invariant masses
Mllq
llq
(Mlqlow )max and the maximum of the distribution of the higher of the two l+ q, l− q invariant masses
(Mlqhigh )max . From this set of endpoint measurements and by taking into account statistical fit error and
systematic error on the energy scale (1% for jets and 0.1% for leptons), SUSY masses mq̃L = 540 GeV,
mχ̃02 = 177 GeV, ml̃R = 143 GeV and mχ̃01 = 96 GeV were extracted with a 6 GeV resolution for
squarks and 4 GeV for non-squarks (L = 300 fb−1 ).
Few experimentally challenging points in the mSUGRA parameter space constrained by the latest
experimental data (see Ref. [281]) were recently selected and studied by using full Geant4 simulation.
Preliminary full simulation studies of left squark cascade decay for the bulk point, the coannihilation
point and the focus point are reported (see Ref. [282]). Events with two SFOS leptons are selected and
flavour subtraction e+ e− + µ+ µ− − e± µ∓ was applied. The bulk point (m0 = 100 GeV, m1/2 =
300 GeV, A0 = −300 GeV, tan β = 6 , sign(µ) = + ) is a typical mSUGRA point where easy
max , M min , (M high )max and (M low )max
SUSY discovery is expected. The endpoints Mllmax , Mllq
llq
lq
lq
were reconstructed for integrated luminosity L = 5 fb−1 . The coannihilation point ( m0 = 70 GeV,
m1/2 = 350 GeV, A0 = 0 GeV, tan β = 10 , sign(µ) = + ) is challenging due to the soft leptons
present in the final state. The decay of the second lightest neutralino to both left and right sleptons is
max , (M high )max and (M low )max were reconstructed
open: χ̃02 → ˜lL,R l . The endpoints Mllmax , Mllq
lq
lq
for integrated luminosity L = 20 fb−1 . The focus point ( m0 = 3550 GeV , m1/2 = 300 GeV,
A0 = 0 GeV , tan β = 10 , sign(µ) = + ) predicts multi-TeV squark and slepton masses. Neutralinos
decay directly to leptons: χ̃03 → l+ l− χ̃01 , χ̃02 → l+ l− χ̃01 and dilepton endpoints Mllmax were
reconstructed for L = 7 f b−1 . All reconstructed endpoints are at the expected positions.
In the case of direct slepton production where both sleptons decay to lepton and the first lightest
neutralino ˜lL ˜lL /˜lR ˜lR → l+ l− χ̃01 χ̃01 , there are no endpoints in the invariant mass distributions because
of two missing final state particles. Itis possible
to estimate slepton mass by using variable transverse
miss
2
l2
miss
(see Ref. [283]). The
mass MT 2 = minE miss =E miss +E miss max m2T (pl1
T , ET 1 ), mT (pT , ET 2 )
T2
T1
T
endpoint of the stransverse mass distribution is a function of mass difference between slepton and the first
lightest neutralino χ̃01 . In the case of mSUGRA point SPS1a, fast simulation studies (see Ref. [245]) show
that by using stransverse mass left slepton mass ml̃L = 202 GeV can be estimated with the resolution of
4 GeV (L = 100 fb−1 ).
Left squark cascade decays q̃L → χ̃0 q → ˜l± lnear(∓) q → lf ar(±) lnear(∓) q χ̃0 are
2
L,R
1
very convenient for the supersymmetric particles’ spin measurement (see Ref. [248]). Due to slepton
and squark spin-0 and neutralino χ̃02 spin-1/2, invariant mass of quark and first emitted (‘near’) lepton
M (qlnear(±) ) is charge asymmetric. The asymmetry is defined as A = (s+ − s− )/(s+ + s− ), s± =
(dσ)(dM (qlnear(±) )) . Asymmetry measurements are diluted by the fact that it is usually not possible
to distinguish the first emitted (‘near’) from the second emitted (‘far’) lepton. Also, squark and antisquark have opposite asymmetries and are experimentally indistinguishable, but LHC is proton-proton
collider and more squarks than anti-squarks will be produced. Fast simulation studies of few points in the
mSUGRA space [248, 284] show asymmetry distributions not consistent with zero, which is the direct
proof of the neutralino spin-1/2 and slepton spin-0. In the case of point SPS1a, non-zero asymmetry may
be observed with 30 fb−1 .
For some of the points in mSUGRA space , mixing between left and right smuons is not negligible.
Left-right mixing affects decay branching ratios χ̃02 → ˜lR l and charge asymmetry of invariant mass
distributions from left squark cascade decay. For the point SPS1a with modified tan(β) = 20, fast
simulation studies [284] show that different decay branching ratios for selectrons and smuons can be
detected at LHC for 300 fb−1 .
Fast simulation studies show that SUSY masses can be extracted by using kinematic endpoints
and stransverse mass. Preliminary full simulation analysis show that large number of mass relations can
be measured for leptonic signatures with few fb−1 in different mSUGRA regions. What is still needed
to be studied more carefully are: acceptances and efficiencies for electrons and muons, calibration,
trigger, optimization of cuts against SM background and fit to distributions. The asymmetry distributions
are consistent with neutralino spin-1/2 and slepton spin-0. Different branching ratios for selectron and
smuon, caused by smuon left-right mixing, can be detected at ATLAS.
7 Using the l+ l− + E
/T + jet veto signature for slepton detection
The aim of this section, which is based on Ref. [285], is to study the possibility of detecting sleptons
at CMS. Note the previous related papers where the sleptons detection was studied at the level of a toy
detector [250, 286–289] whereas we perform a full detector simulation.
ISASUSY 7.69 [290] was used for the calculation of coupling constants and cross sections in the
leading order approximation for SUSY processes. For the calculation of the next-to-leading order corrections to the SUSY cross sections the PROSPINO code [291] was used. Cross sections of the background
events were calculated with PYTHIA 6.227 [43] and CompHEP 4.2pl [292]. For considered backgrounds
the NLO corrections are known and they were used. Official data sets production were used for the
study of CMS test point LM1 and backgrounds tt̄, ZZ, WW, Wt, Zbb̄, DY2e, DY2τ , where DY denotes
Drell-Yan processes. For WZ, DY2µ and W+jet backgrounds the events were generated with PYTHIA
6.227. The detector simulation and hits production were made with full CMS simulation [293], digitized
and reconstructed [294]. The DY2µ and W+jet backgrounds were simulated with fast simulation [295].
Jets were reconstructed using an iterative cone algorithm with cone size 0.5 and their energy was
corrected with the GammaJet calibration. The events are required to pass the Global Level 1 Trigger
(L1), the High Level Trigger (HLT) and at least one of the following triggers: single electron, double
electron, single muon, double muon. The CMS fast simulation was used for the determination of the
sleptons discovery plot.
As discussed in the previous section, sleptons can be either produced at LHC directly via the DrellYan mechanism or in cascade decays of squarks and gluinos. The slepton production and decays described previously lead to the signature with the simplest event topology: two leptons + E/T + jet veto.
This signature arises for both direct and indirect slepton pair production. In the case of indirectly produced sleptons not only the event topology with two leptons but with single, three and four leptons is
possible. Besides, indirect slepton production from decays of squarks and gluino through charginos,
neutralinos can lead to the event topology two leptons + E/T + (n ≥ 1) jets.
Close to the optimal cuts are:
a. for leptons:
– pT - cut on leptons (plept
> 20 GeV, |η| < 2.4) and lepton isolation within ∆R < 0.3 cone
T
containing calorimeter cells and tracker;
– effective mass of two opposite-sign and the same-flavour leptons is outside the (MZ −15 GeV,
MZ + 10 GeV) interval;
– Φ(l+ l− ) < 140◦ cut on angle between two leptons;
b. for E/T :
– E/T > 135 GeV cut on missing ET ;
– Φ(E/T , ll) > 170◦ cut on relative azimuthal angle between dilepton and E/T ;
c. for jets:
– jet veto cut: Njet = 0 for a ETjet > 30 GeV (corrected jets) threshold in the pseudorapidity
interval |η| < 4.5.
The Standard Model (SM) backgrounds are: tt̄, WW, WZ, ZZ, Wt, Zbb̄, DY, W+jet. The main
contributions come from WW and tt̄ backgrounds. There are also internal SUSY backgrounds which
arise from q̃ q̃, g̃g̃ and q̃g̃ productions and subsequent cascade decays with jets outside the acceptance
or below the threshold. Note that when we are interested in new physics discovery we have to compare
the calculated number of SM background events NSM bg with new physics signal events Nnew physics =
Nslept + NSU SY bg , so SUSY background events increase the discovery potential of new physics.
m1/2, GeV
Signal: direct + indirect
Background: SM + SUSY
500
Sc12 & Cut Set #1
400
10 fb-1
30 fb-1
60 fb-1
300
LM1
200
100
0
50
100
150
200
250
300
m0, GeV
Fig. 3.9: Discovery plot (tan β = 10, sign(µ) = +, A = 0) for final states with l+ l− , missing transverse energy
and a jet veto.
For the point LM1 with the set of cuts for an integral luminosity L = 10 f b−1 the number of signal
events (direct sleptons plus sleptons from chargino/neutralino decays) is NS = 60, whereas the number
of SUSY background events is NSU SY bg = 4 and the number of SM background events is NSM bg = 41.
The total signal efficiency is 1.16 · 10−4 and the background composition is 1.32 · 10−6 of the total ttbar,
1.37 · 10−5 of the total WW, 4 · 10−6 of the total WZ, 4.4 · 10−5 of the total ZZ, 8.1 · 10−6 of the total
Wt, 0 of the total Zbb, DY, W+jet.
The SUSY background is rather small compared to the signal, so we can assume NS =
Ndirect sleptons + Nchargino/neutralino + NSU SY bg = 64. This corresponds to significances Sc12 = 7.7
and ScL = 8.3 where the quantity Sc12 is defined in ref. [296] and ScL in refs. [297, 298]. Taking into
account the systematic uncertainty of 23% related to inexact knowledge of backgrounds leads to the decrease of significance Sc12 from 7.7 to 4.3. The ratio of the numbers of background events from two
different channels N (e+ e− + µ+ µ− )/ N (e± µ∓ ) = 1.37 will be used to keep the backgrounds under
control. The CMS discovery plot for two leptons + E/T + jet veto signature is presented in Fig. 3.9.
8
Using the e±µ∓ + E
/T signature in the search for supersymmetry and lepton flavour
violation in neutralino decays
The aim of this section based on Ref. [299] is the study of the possibility to detect SUSY and LFV using
the e± µ∓ + E/T signature at CMS. The details concerning the simulations are the same as described in
Sect. 7.
′
The SUSY production pp → q̃ q̃ , g̃g̃, q̃g̃ with subsequent decays leads to the event topology
e± µ∓ + E/T . In the MSSM with lepton flavour conserving neutralino decays into leptons χ̃02,3,4 →
l+ l− χ̃01 do not contribute to this signature and contribute only to l+ l− + E/T signature (here l = e or µ).
The main backgrounds contributing to the e± µ∓ events are: tt̄, ZZ, WW, WZ, Wt, Zbb̄, DY2τ , Z+jet. It
Table 3.2: Number of signal events and significances Sc12 [296] and ScL [297, 298] for L = 10 fb−1 .
m1/2, GeV
Point
LM1
LM2
LM3
LM4
LM5
LM6
LM7
LM8
LM9
N events
329
94
402
301
91
222
14
234
137
Sc12
21.8
8.1
25.2
20.4
7.8
16.2
1.4
16.9
11.0
ScL
24.9
8.6
29.2
23.1
8.3
18.0
1.4
18.8
11.9
800
Different Flavour Leptons
700
1 fb-1
10 fb-1
30 fb-1
600
500
400
300
LM6
LM5
LM4
LM1
200
100
0
200
400
600
800
1000
1200
m0, GeV
Fig. 3.10: Discovery plot (tan β = 10, sign(µ) = +, A = 0) for the luminosities L = 1, 10, 30 fb−1 for the
e± µ∓ + E/T signature.
has been found that tt̄ background is the biggest one and it gives more than 50% contribution to the total
background.
Our set of cuts is the following:
– pT - cut on leptons (plept
> 20 GeV, |η| < 2.4) and lepton isolation within ∆R < 0.3 cone.
T
– E/T > 300 GeV cut on missing ET .
For integrated luminosity L = 10 fb−1 the number of background events with this set of cuts is NB = 93.
The results for various CMS study points at this luminosity are presented in Table 3.2.
At point LM1 the signal over background ratio is 3 and the signal efficiency is 6 · 10−4 . The
background composition is 9.5 · 10−6 of the total ttbar, 3.4 · 10−6 of the total WW, 4 · 10−6 of the total
WZ, 3.2 · 10−6 of the total Wt, 2.2 · 10−6 of the total Z+jet, 0 of the total ZZ, Zbb̄, DY2τ .
The CMS discovery plot for the e± µ∓ + E/T signature is presented in Fig. 3.10.
It has been shown in refs. [188, 300, 301] that it is possible to look for lepton flavour violation at
supercolliders through the production and decays of the sleptons. For LFV at the LHC one of the most
′
promising processes is the LFV decay of the second neutralino [191, 193] χ̃02 → ˜ll → χ̃01 ll , where the
non zero off-diagonal component of the slepton mass matrix leads to the different flavours for the leptons
in the final state. By using the above mode, LFV in ẽ − µ̃ mixing has been investigated in refs. [191,193]
at a parton model level and a toy detector simulation. Here we study the perspectives of LFV detection
in CMS on the basis of full simulation of both signal and background. To be specific, we study the
point LM1. We assume that the LFV is due to nonzero mixing of right-handed smuon and selectron.
The signal of the LFV χ̃02 decay is two opposite-sign leptons (e+ µ− or e− µ+ ) in the final state with a
characteristic edge structure. In the limit of lepton flavour conservation, the process χ̃02 → ˜ll → llχ̃01 has
is
an edge structure for the distribution of the lepton-pair invariant mass mll and the edge mass mmax
ll
expressed by the slepton mass ml̃ and the neutralino masses mχ̃01,2 as follows:
(mmax
)2
ll
=
m2χ̃0 (1
2
−
m2l̃
m2χ̃0
2
)(1 −
m2χ̃0
1
m2l̃
)
(3.51)
The SUSY background for the LFV comes from uncorrelated leptons from different squark or
gluino decay chains. The SM background comes mainly from
′
tt̄ → bW bW → blbl νν
′
(3.52)
Drell-Yan background from pp → τ τ → eµ . . . is negligible. It should be stressed that for the
signature with e± µ∓ in the absence of the LFV we do not have the edge structure for the distribution on
the invariant mass minv (e± µ∓ ). As the result of the LFV the edge structure for e± µ∓ events arises too.
Therefore the signature of the LFV is the existence of an edge structure in the e± µ∓ distribution. The
rate for a flavour violating decay is
BR(χ̃02 → e± µ∓ χ̃01 ) = κBR(χ̃02 → e+ e− χ̃01 , µ+ µ− χ̃01 ),
(3.53)
BR(χ̃02 → e+ e− χ̃01 , µ+ µ− χ̃01 ) = BR(χ̃02 → e+ e− χ̃01 ) + BR(χ̃02 → µ+ µ− χ̃01 ),
(3.54)
where:
κ = 2x sin2 θ cos2 θ,
x=
∆m2ẽµ̃
2 + Γ2
∆mẽµ̃
,
BR(χ̃02 → e± µ∓ ) = BR(χ̃02 → e+ µ− ) + BR(χ̃02 → e− µ+ ).
(3.55)
(3.56)
(3.57)
Here θ is the mixing angle between ẽR and µ̃R and Γ is the sleptons decay width. The parameter
x is the measure of the quantum interference effect. There are some limits on ẽ − µ̃ mass splitting from
lepton flavour violating processes but they are not very strong.
For κ = 0.25, κ = 0.1 the distributions of the number of e± µ∓ events on the invariant mass
minv (e± µ∓ ) (see Fig. 3.11) clearly demonstrates the existence of the edge structure [302], i.e. the
existence of the lepton flavour violation in neutralino decays. It appears that for the point LM1 the use
of an additional cut
minv (e± µ∓ ) < 85 GeV
(3.58)
reduces both the SM and SUSY backgrounds and increases the discovery potential in the LFV search.
For the point LM1 we found that in the assumption of exact knowledge of the background (both the SM
and SUSY backgrounds) for the integrated luminosity L = 10 fb−1 it would be possible to detect LFV
at 5σ level in χ̃02 decays for κ ≥ 0.04.
120
LM1 point
Flavour Violation, κ = 0.25
SM Background
100
e+µ- +µ+e- (κ =0, SUSYbcg)
Events / 10 GeV
Events / 10 GeV
140
70
LM1 point
Flavour Violation, κ = 0.10
60
SM Background
e+µ- +µ+e- (κ =0, SUSYbcg)
50
e+µ- +µ+e- (κ =0.10) + SUSYbcg
e+µ- +µ+e- (κ =0.25) + SUSYbcg
80
40
60
30
40
20
20
0
0
10
20
40
60
80 100 120 140 160 180 200
Minv, GeV
0
0
20
40
60
80 100 120 140 160 180 200
Minv, GeV
Fig. 3.11: The distribution of dilepton invariant mass after selection of two isolated e± µ∓ leptons with plept
>
T
20 GeV and E/T > 300 GeV for flavour violation parameter k = 0.25 (left) and k = 0.1 (right). The superimposed
curves are fits to the invariant mass distribution for the case of 100% LFV.
9 Neutralino spin measurement with ATLAS
Charge asymmetries in invariant mass distributions containing leptons can be used to prove that the
neutralino spin is 1/2. This is based on a method [248] which allows to choose between different hypotheses for spin assignment, and to discriminate SUSY from an Universal Extra Dimensions (UED)
model apparently mimicking low energy SUSY [303, 304]. For this the decay chain
±
l∓ q → l+ l− q χ̃01
q̃L → χ̃02 q → l˜L,R
(3.59)
will be used. In the following, the first lepton (from χ̃02 decay) is called near, and the one from slepton
decay is called far.
In the MSSM, squarks and sleptons are spin-0 particles and their decays are spherically symmetric, differently from the χ̃02 which has spin 1/2. A charge asymmetry is expected in the invariant masses
m(qlnear(±) ) formed by the quark and the near lepton. Also m(qlf ar ) shows some small charge asymmetry [303, 304], but it is not always possible to distinguish experimentally near from far lepton, thus
leading to dilution effects when measuring the m(qlnear(±) ) charge asymmetry.
In the cascade decay (3.59), the asymmetry in the corresponding m(q̄l) charge distributions is
the same as the asymmetry in m(ql) from q̃L decay, but with the opposite sign [305]. Though it is not
possible to distinguish q from q̄ at a pp collider like the LHC, more squarks than anti-squarks will be
produced. Here only electrons and muons are considered for analysis.
Two mSUGRA points were selected for analysis [306]: SU1, in the stau-coannihilation region
(m0 = 70 GeV, m1/2 = 350 GeV, A0 =0 GeV, tanβ=10, sgnµ=+) and SU3, in the bulk region (m0 = 100
GeV, m1/2 = 300 GeV, A0 =-300 GeV, tanβ=6, sgnµ=+). In SU1 (SU3) LO cross section for all SUSY is
7.8 pb (19.3 pb), and the observability of charge asymmetry is enhanced by ∼5 (∼2.5) in q̃/q̃¯ production
yield.
In the SU1 point, owing to a small mass difference between χ̃0 and ˜lL (264 GeV and 255 GeV,
2
Table 3.3: Efficiencies and S/B ratios for SUSY signal and background (SU1, SU3) and for SM background.
Signal
SUSY Background
tt̄
W
Z
Efficiency (SU1)
(17.0 ± 0.3) %
(0.94 ± 0.01)%
(2.69 ± 0.02) 10−4
(1.4 ± 0.9) 10−5
(1.1 ± 0.3) 10−5
S/B (SU1)
/
0.33
0.18
∼16
∼12
Efficiency (SU3)
(20.0 ± 0.3)%
(0.75 ± 0.01)%
(3.14 ± 0.02) 10−4
(0.4 ± 0.4) 10−5
(0.9 ± 0.2) 10−5
S/B (SU3)
/
1
0.9
∼300
∼100
respectively), the near lepton has low pT in the χ̃02 → ˜lL l decay, while the small mass difference between
˜lR and χ̃0 (155 GeV and 137 GeV, respectively), implies low values for far lepton’s pT in χ̃0 → ˜lR l
2
1
decay. As a consequence, near and far leptons are distinguishable. Decay (3.59) represents ∼ 1.6% of
all SUSY production. From the three detectable particles l+ , l− , q (where the quark hadronizes to a jet)
in the final state of the q̃L decay (3.59) four invariant masses are formed: m(ll), m(qll), m(qlnear ) and
m(qlf ar ). Their kinematic maxima are given by: m(ll)max = 56 GeV (˜lL ), 98 GeV (˜lR ), m(qll)max =
614 GeV (˜lL , ˜lR ), m(qlnear )max = 181 GeV (˜lL ), 583 GeV (˜lR ) and m(qlf ar )max = 329 GeV (˜lR ), 606
± ∓
l is allowed (3.8% of all SUSY production). The
GeV (˜lL ). In the SU3 point, only the decay χ̃02 → ˜lR
near
f
ar
endpoints for m(ll), m(qll), m(ql
) and m(ql ) are 100, 503, 420 and 389 GeV, respectively.
Events were generated with HERWIG 6.505 [307]. SUSY samples corresponding to integrated
luminosities of 100 fb−1 for SU1 and 30 fb−1 for SU3 were analysed. Also the most relevant SM
processes have been also studied, i.e. tt̄ + jets, W + jets and Z + jets backgrounds were produced
with Alpgen 2.0.5 [308]. Events were passed through a parametrized simulation of ATLAS detector,
ATLFAST [309].
In order to separate SUSY signal from SM background these preselection cuts were applied:
• missing transverse energy ETmiss > 100 GeV,
• 4 or more jets with transverse momentum pT (j1 ) > 100 GeV and pT (j2 , j3 , j4 ) > 50 GeV.
• exactly two SFOS leptons (plepton
> 6 GeV for SU1, and plepton
> 10 GeV for SU3).
T
T
At this selection stage, few invariant masses are formed: the dilepton invariant mass m(ll), the leptonlepton-jet invariant mass m(jll), and the lepton-jet invariant masses m(jl+ ) and m(jl− ), where l± are
the leptons and j is one of the two most energetic jets in the event. Subsequently
• m(ll) < 100 GeV, m(jll) < 615 GeV (for SU1) or m(jll) < 500 GeV (for SU3)
is required. In SU1, the decays (3.59) with ˜lL or ˜lR are distinguished asking for m(ll) < 57 GeV or
57 GeV < m(ll) < 100 GeV, respectively. For SU1, in the decay (3.59) with ˜lL , the near (far) lepton is
identified as the one with lower (higher) pT , and vice versa for the decay (3.59) with ˜lR . The efficiencies
and signal/background ratios after all the cuts described so far, when applied on SUSY and SM events,
are shown in Table 3.3. Further background reduction is applied by subtracting statistically in invariant
mass distributions events with two opposite flavour opposite sign (OFOS) leptons: e+ e− +µ+ µ− −e± µ∓
(SFOS-OFOS subtraction). This reduces SUSY background by about a factor of 2 and makes SM events
with uncorrelated leptons compatible with zero.
Charge asymmetries of m(jl) distributions have been computed after SFOS-OFOS subtraction in
the ranges [0, 220] GeV for SU1 (only for the decay (3.59) with ˜lL and near lepton) and [0, 420] GeV for
SU3. Two methods have been applied to detect the presence of a non-zero charge asymmetry:
• a non parametric χ2 test with respect to a constant 0 function, giving confidence level CLχ2 ,
0.8
0.6
CLRT = 0.234 %
CLcomb = 0.390 %
0.4
0.2
-0
-0.2
-0.4
-0.6
-0.8
0
20
40
60
80
100
120
140
160
180
near
m(jl
200
CLχ2 = 4.22e-09
0.5
m(jl) charge asymmetry
m(jl) charge asymmetry
asymmetry
Entries
25
Mean
84.4
RMS
69.65
CLχ2 = 19.1 %
220
asymmetry
Entries
40
Mean
204
RMS
153
0.4
CLRT = 0.621 %
0.3
CLcomb = 6.64e-10
0.2
0.1
0
-0.1
-0.2
-0.3
-0.4
-0.5
0
50
100
150
200
250
300
350
400
m(jl) (GeV)
) (GeV)
Fig. 3.12: Charge asymmetries for lepton-jet invariant masses after SFOS-OFOS subtraction. Left: using the near
lepton from the chain involving ˜
lL for the SU1 point. Right: using both near and far leptons for the SU3 point.
Table 3.4: Confidence levels for the two methods described in the text, separately and combined, obtained on
m(jl) distributions for the final selected samples and for various sources of background/systematics.
Analysed
sample
a. SUSY SFOS-OFOS
b. SUSY OFOS
c. SUSY SFOS bkg
d. SM SFOS bkg
e. SM OFOS bkg
f. SUSY wrong jet
CLχ2
19.1%
57.1%
30.7%
21.4%
73.8%
62.8%
SU1 selection
CLRT
CLcomb
0.234% 0.390%
92.1%
86.4%
24.0%
26.6%
24.0%
20.3%
50.0%
73.7%
50.0%
67.8%
CLχ2
4.22·10−9
19.3%
53.5%
61.3%
95.5%
19.7%
SU3 selection
CLRT
CLcomb
0.621% 6.64·10−10
93.3%
48.9%
30.9%
46.2%
84.1%
85.7%
30.9%
65.5%
15.9%
14.0%
• a Run Test method [310] providing a confidence level CLRT for the hypothesis of a zero charge
asymmetry.
The two methods are independent and are not influenced by the actual shape of charge asymmetry. Their
probabilities can be combined [310] providing a final confidence level CLcomb . In Fig. 3.12 charge
asymmetries are reported for m(jlnear )L in SU1 and for m(jl) in SU3. With 100 fb−1 , in SU1 CLcomb
is well below 1%, while for SU3 30 fb−1 are enough to get a CLcomb ∼10−9 . Different sources of
background and possible systematic effects have been investigated for SU1 and SU3 samples and the
obtained confidence levels are reported in Table 3.4 (letters b. to f.), compared to the final SUSY selected
sample (letter a.). They refer to: selected OFOS lepton pairs (b.), SFOS background SUSY events (c.),
SFOS and OFOS selected SM background events (d. and e., respectively) and events with m(jl) formed
with a wrong jet (f.). Anyway, confidence levels are much higher than the final selected SUSY sample.
It is observed that the evidence with a 99% confidence level for a charge asymmetry needs at least
in the case of SU1, while even less than 10 fb−1 would be needed for SU3 [306].
100
fb−1
10
SUSY Higgs-boson production and decay
Flavour-changing neutral current (FCNC) interactions of neutral Higgs bosons are extremely suppressed
in the Standard Model (SM). In the SM, one finds B(HSM → bs) ≈ 4×10−8 for mHSM = 114 GeV 1 . For
the neutral MSSM Higgs bosons the ratios could be of O(10−4 –10−3 ). Constraints from b → sγ data
1
In the following, B(H → bs) denotes the sum of the Higgs branching ratios into bs̄ and b̄s. The Higgs boson H stands for
that of the SM, HSM , or one of those of the MSSM, H 0 or A0 .
reduce these rates, though [103, 105, 115, 124]. The FCNC decays BR(t → HSM c) or BR(HSM → t c)
are of the order 10−14 or less [13, 81, 103, 107], hence 10 orders of magnitude below other more conventional (and relatively well measured) FCNC processes like b → sγ [49]. The detection of Higgs
FCNC interactions would be instant evidence of new physics. The Minimal Supersymmetric Standard
Model (MSSM) introduces new sources of FCNC interactions mediated by the strongly-interacting sector2 . They are produced by the misalignment of the quark mass matrix with the squark mass matrix,
and the main parameter characterizing these interactions is the non-flavour-diagonal term in the squarkmass-matrix, which we parametrize in the standard fashion [121, 122] as (M 2 )ij = δij m̃i m̃j (i 6= j),
m̃i being the flavour-diagonal mass-term of the i-flavour squark. Since there are squarks of different
chiralities, there are different δij parameters for the different chirality mixings.
10.1
SUSY Higgs-boson flavour-changing neutral currents at the LHC
Some work in relation with the MSSM Higgs-boson FCNCs has already been performed [11, 102–105,
113–116, 123, 124, 311, 312]. Here, we compute and analyze the production of any MSSM Higgs boson
(h = h0 , H 0 , A0 ) at the LHC, followed by the one-loop FCNC decay h → b s or h → t c, and we find
the maximum production rates of the combined cross-section
σ(pp → h → q q ′ ) ≡ σ(pp → hX)BR(h → q q ′ ) , BR(h → q q ′ ) ≡
Γ(h → q q¯′ + q̄ q ′ )
P
,
i Γ(h → Xi )
(3.60)
qq ′ being a pair of heavy quarks (qq ′ ≡ bs or tc), taking into account the restrictions from the experimental determination of B(b → sγ) [49]. For other signals of SUSY FCNC at the LHC, without Higgs-boson
couplings, see chapter 2.3.3 and Ref. [96]. For comparison of the same signal in non-SUSY models see
chapter 2.3.2 and refs. [13,107]. Here we assume flavour-mixing only among the left squarks, since these
mixing terms are expected to be the largest ones by Renormalization Group analysis [119].
In the following we give a summarized explanation of the computation, for further details see Refs.
[103, 105]. We include the full one-loop SUSY-QCD contributions to the FCNC partial decay widths
Γ(h → q q ′ ) in the observable of Eq. (3.60). The Higgs sector parameters (masses and CP-even mixing
angle α) have been treated using the leading mt and mb tan β approximation to the one-loop result [313–
316]. The Higgs-boson total decay widths Γ(h → X) are computed at leading order, including all the
relevant channels. The MSSM Higgs-boson production cross-sections have been computed using the
programs HIGLU 2.101 and PPHTT 1.1 [112,317,318]. We have used the leading order approximation
for all channels. The QCD renormalization scale is set to the default value for each program. We have
used the set of CTEQ4L PDF [319]. For the constraints on the FCNC parameters, we use BR(b →
sγ) = (2.1 − 4.5) × 10−4 as the experimentally allowed range within three standard deviations [49]. We
also require that the sign of the b → sγ amplitude is the same as in the SM [320]3 . Running quark masses
mq (Q) and strong coupling constants αs (Q) are used throughout, with the renormalization scale set to
the decaying Higgs-boson mass in the decay processes. These computations have been implemented in
the computer code FchDecay [321] (see also chapter 5.5). Given this setup, we have performed a MonteCarlo maximization [322] of the cross-section in Eq. (3.60) over the MSSM parameter space, keeping
the parameter tan β fixed and under the simplification that the squark and gluino soft-SUSY-breaking
parameter masses are at the same scale, mq̃L,R = mg̃ ≡ MSUSY .
It is enlightening to look at the approximate leading expressions to understand the qualitative trend
of the results. The SUSY-QCD contribution to the b → sγ amplitude can be approximated to
2
ASQCD (b → sγ) ∼ δ23 mb (µ − Ab tan β)/MSUSY
,
2
3
For description of these interactions see e.g. Refs. [102, 121, 122] and references therein.
This constraint automatically excludes the fine-tuned regions of Ref. [103].
(3.61)
6
10
0.004
-2
10
10
σ(pp -> H -> b s)
5
10
-3
0
σ(pp -> A -> b s)
4
10
σ[pb]
0
3
-2
10
10
0.0015
0.001
-4
10
10
-5
2
-3
10
10
10
10
-1
tanβ = 50
-1
10
Β(H −> q q’)
0
Β(h −> q q’)
0
Β(A −> q q’)
0.002
events/100fb
σ[pb]
0.0025
2
10
-1
0
σ(pp -> h -> b s)
1
0.003
events/100fb
0.0035
1
0
σ(pp -> H -> t c)
0
σ(pp -> A -> t c)
0.0005
0
100
3
10
0
tanβ = 5
150
200
mA0
250
300
-4
10 0
200
400
600
mA0 [GeV]
800
10
1000
-6
10 0
-1
200
400
600
mA0 [GeV]
800
10
1000
Fig. 3.13: Left: The maximum value of BR(h → bs) as a function of mA0 for tan β = 50. Centre: Maximum
SUSY-QCD contributions to σ(pp → h → b s) as a function of mA0 for tan β = 50. Right: Maximum SUSYQCD contributions to σ(pp → h → t c) as a function of mA0 for tan β = 5.
Table 3.5: Top: Maximum values of BR(h → bs) and corresponding SUSY parameters for mA0 = 200 GeV
and tan β = 50. Centre: Maximum value of σ(pp → h → b s) and corresponding SUSY parameters for mA0 =
200 GeV and tan β = 50. Bottom: Maximum value of σ(pp → h → t c) and corresponding SUSY parameters for
mA0 = 300 GeV and tan β = 5.
h
H0
h0
A0
BR(h → bs)
9.1 × 10−4
3.1 × 10−3
9.1 × 10−4
Γ(h → X)
11.2 GeV
1.4 × 10−3 GeV
11.3 GeV
−0.43
δ23
10
10−0.8
10−0.43
MSUSY
1000 GeV
975 GeV
1000 GeV
Ab
−1500 GeV
−1500 GeV
−1500 GeV
µ
−460 GeV
−1000 GeV
−460 GeV
BR(b → sγ) 4.49 × 10−4
4.48 × 10−4
4.49 × 10−4
h
H0
h0
A0
σ(pp → h → b s)
0.45 pb
0.34 pb
0.37 pb
events/100 fb−1
4.5 × 104
3.4 × 104
3.7 × 104
BR(h → bs)
9.3 × 10−4
2.1 × 10−4
8.9 × 10−4
Γ(h → X)
10.9 GeV
1.00 GeV
11.3 GeV
−0.62
−1.32
δ23
10
10
10−0.44
meq
990 GeV
670 GeV
990 GeV
Ab
−2750 GeV −1960 GeV −2860 GeV
µ
−720 GeV
−990 GeV
−460 GeV
BR(b → sγ)
4.50 × 10−4 4.47 × 10−4 4.39 × 10−4
h
H0
A0
σ(pp → h → t c) 2.4 × 10−3 pb 5.8 × 10−4 pb
events/100 fb−1
240
58
−3
BR(h → tc)
1.9 × 10
5.7 × 10−4
Γ(h → X)
0.41 GeV
0.39 GeV
−0.10
δ23
10
10−0.13
meq
880 GeV
850 GeV
At
−2590 GeV
2410 GeV
µ
−700 GeV
−930 GeV
BR(b → sγ)
4.13 × 10−4
4.47 × 10−4
whereas the MSSM Higgs-boson FCNC effective couplings behave as
sin(β − αeff ) (H 0 )
−µ mg̃
ghqq¯′ ∼ δ23 2
cos(β − αeff ) (h0 ) .
MSU SY
1
(A0 )
(3.62)
The different structure of the amplitudes in Eqs. (3.61) and (3.62) allows us to obtain an appreciable
FCNC Higgs-boson decay rate, while the prediction for BR(b → sγ) stays inside the experimentally
allowed range.
For the analysis of the bottom-strange production channel, we study first the Higgs-boson branching ratio in Eq. (3.60). Fig. 3.13 (left) shows the maximum value of BR(h → bs) as a function of the
pseudoscalar Higgs-boson mass mA0 . We observe that fairly large values of BR(h0 → bs) ∼ 0.3% are
obtained. Tab. 3.5 (top) shows the actual values of the maximum branching ratios and the parameters that
provide them for each Higgs boson. Let us discuss first the general trend, which is valid for all studied
processes: The maximum is attained at large MSUSY and moderate δ23 . The SUSY-QCD contribution to
b → sγ in Eq. (3.61) decreases with MSUSY , therefore to keep BR(b → sγ) in the allowed range when
MSUSY is small, it has to be compensated with a low value of δ23 , providing a small FCNC effective
coupling in Eq. (3.62). On the other hand, at large MSUSY the second factor in Eq. (3.61) decreases, allowing a larger value of δ23 . Thus, the first factor in Eq. (3.62) grows, but the second factor in Eq. (3.62)
stays fixed (provided that |µ| ∼ MSUSY ), overall providing a larger value of the effective coupling. On
the other hand, a too large value of δ23 has to be compensated by a small value of |µ|/MSUSY in Eq.
(3.61), provoking a reduction in Eq. (3.62). In the end, the balance of the various interactions involved
produces the results of Tab. 3.5 (top).
The maximum value of the branching ratio for the lightest Higgs-boson channel is obtained in
the small αeff scenario [323, 324]. In this scenario the coupling of bottom quarks to h0 is extremely
suppressed. The large value of BR(h0 → bs) is obtained because the total decay width Γ(h0 → X)
in the denominator of Eq. (3.60) tends to zero (Fig. 3.13, top), and not because of a large FCNC partial
decay width in its numerator [103].
The leading production channel of h0 at the LHC at high tan β is the associated production with
bottom quarks, and therefore the h0 production will be suppressed when BR(h0 → bs) is enhanced. We
have to perform a combined analysis of the full process in Eq. (3.60) to obtain the maximum production rate of FCNC Higgs-boson meditated events at the LHC. Fig. 3.13 (centre) shows the result of the
maximization of the production cross-section (3.60). The central column of Tab. 3.5 (center) shows that
when performing the combined maximization Γ(h0 → X) has a much larger value, and therefore the
maximum of the combined cross-section is not obtained in the small αeff scenario. The number of expected events at the LHC is around 50,000 events/100 fb−1 . While it is a large number, the huge b-quark
background at the LHC will most likely prevent its detection. Note, however, that the maximum FCNC
branching ratios are around 10−4 –10−3 , which is at the same level as the already measured BR(b → sγ).
The numerical results for the tc channel are similar to the bs channel, so we focus mainly on the
differences. Figure 3.13 (right) shows the maximum value of the production cross-section σ(pp → h →
t c) as a function of mA0 . Only the heavy neutral Higgs bosons contribute to this channe and we obtain
a maximum of σ max (pp → h → tc) ≃ 10−3 − 10−2 pb, which means several hundreds events per
100 fb−1 at the LHC. Due to the single top quark signature they should be easier to detect than the bs
channel, providing the key to a new door to study physics beyond the Standard Model. It is now an
experimental challenge to prove that these events can be effectively be separated from the background.
The single top-quark FCNC signature can also be produced in other processes, like the direct
production (see chapter 2.3.3 and Ref. [96]), or other models, like the two-Higgs-doublet model (see
chapter 2.3.2 and Refs. [13, 107]). In Table 3.6 we make a schematic comparison of these different
modes. The two modes available in SUSY models probe different parts of the parameter space. While the
maximum of the direct production is larger, it decreases quickly with the mass, in the end, at MSUSY =
Table 3.6: Comparison of several FCNC top-charm production cross-sections at the LHC, for σ SUSY (pp →
h → tc) [this work, and Refs. [103, 105]], direct production σ SUSY (pp → tc) (chapter 2.3.3 and Ref. [96]), and
two-Higgs-doublet model σ 2HDM (pp → h → tc) (chapter 2.3.2 and Refs. [13, 107]).
Parameter
Maximum cross-section
tan β
m A0
MSUSY
At
δ23
Preferred Channel
Higgs mass splitting
SUSY h → tc
10−2 − 10−3 pb
Decreases fast
Decreases fast
Prefers large
insensitive
Moderate
H0
Given (small)
Direct Production
1 pb
insensitive
insensitive
Decreases fast
very sensitive
Moderate
–
–
2HDM h → tc
5 × 10−3 pb
Increases fast
Prefers large
–
–
–
H 0 /h0
Prefers large
mg̃ ∼ 800 GeV both channels have a similar production cross-section. As for the comparison with the
two-Higgs-doublet model, the maximum for this later model is obtained in a totally different parameter
set-up than the SUSY model: large tan β, large mA0 , large splitting among the Higgs-boson masses,
and extremal values of the CP-even Higgs mixing angle α (large/small tan α for h0 /H 0 ). The first two
conditions would produce a small value for the production in SUSY models, while the last two conditions
are not possible in the SUSY parameter space. Then, the detection of a FCNC tc channel at the LHC,
together with some other hint on the parameter space (large/small tan β, mA0 ) would give a strong
indication (or confirmation) of the underlying physics model (SUSY/non-SUSY) chosen by nature.
10.2
H → bs̄ and B-physics in the MSSM with NMFV
Here we summarize the results from a phenomenological analysis of the general constraints on flavourchanging neutral Higgs decays H → bs̄, sb̄, set by bounds from b → sγ on the flavour-mixing parameters in the squark mass matrices of the MSSM with non-minimal flavour violation (NMFV) and
compatible with the data from B → Xs µ+ µ− , assuming first one and then several types of flavour mixing contributing at a time [123]. Details of the part of the soft-SUSY-breaking Lagrangian responsible
for the non-minimal squark family mixing and of the parametrization of the flavour-non-diagonal squark
mass matrices are given in [110, 123] (see also chapter 5.6 for a brief description). Previous analyses of
bounds on SUSY flavour-mixing parameters from b → sγ [325–327] have shown the importance of the
interference effects between the different types of flavour violation [121, 122].
u )
We define the dimensionless flavour-changing parameters (δab
23 (ab = LL, LR, RL, RR) from
the flavour-off-diagonal elements of the squark mass matrices in the following way (see [110, 123]),
u
∆uLL ≡ (δLL
)23 ML̃,c ML̃,t ,
u
∆uRL ≡ (δRL
)23 MR̃,c ML̃,t ,
u
∆uLR ≡ (δLR
)23 ML̃,c MR̃,t ,
u
∆uRR ≡ (δRR
)23 MR̃,c MR̃,t ,
(3.63)
and analogously for the down sector ({u, c, t} → {d, s, b}). For simplicity, we take the same values for
d
u )
the flavour-mixing parameters in the up- and down-squark sectors: (δab )23 ≡ (δab
23 = (δab )23 . The
expression for the branching ratio BR(B → Xs γ) to NLO is taken from [328,329]. Besides, we assume
a common value for the soft SUSY-breaking squark mass parameters, MSUSY , and all the various trilinear
parameters to be universal, A ≡ At = Ab = Ac = As [123]. These parameters and the δ’s will be varied
over a wide range, subject only to the requirements that all the squark masses be heavier than 100 GeV,
104 × B(H → bs)
9.0
8.0
18.0
b
16.0
7.0
a) −0.044 < (δLL )23 < 0.020
14.0
6.0
b) −0.374 < (δLL )23 < −0.321
12.0
5.0
10.0
4.0
8.0
3.0
6.0
2.0
4.0
1.0
0.0
-0.4
104 × B(H → bs)
−0.362 < (δRR )23 < 0.335
2.0
a
-0.3
-0.2
-0.1
0
0.1
(δLL )23
0.2
0.3
0.4
0.0
-0.4
-0.3
-0.2
-0.1
0
0.1
(δRR )23
0.2
0.3
0.4
Fig. 3.14: BR(H 0 → bs) as a function of (δLL,RR )23 . The allowed intervals of these parameters determined from
b → sγ are indicated by coloured areas. The red (dark-shaded) areas are disfavoured by B → Xs µ+ µ− .
|µ| > 90 GeV and M2 > 46 GeV [49]. We have chosen as a reference the following set of parameters:
MSUSY = 800 GeV ,
A = 500 GeV ,
M2 = 300 GeV ,
mA = 400 GeV ,
M1 =
tan β = 35 ,
5 s2W
M2 ,
3 c2W
(3.64)
µ = −700 GeV .
We have modified the MSSM model file of FeynArts to include general flavour mixing, and added
6 × 6 squark mass and mixing matrices to the FormCalc evaluation. Both extensions are publicly available [109, 110, 330, 331]. The masses and total decay widths of the Higgs bosons were computed with
FeynHiggs [332–335].
Next we derive the maximum values of BR(H 0 → bs) compatible with BR(B → Xs γ)exp =
(3.3±0.4)×10−4 [336,337] within three standard deviations by varying the flavour-changing parameters
of the squark mass matrices. The results for the A0 boson are very similar and we do not show them
separately.
As a first step, we select one possible type of flavour violation in the squark sector, assuming
that all the others vanish. The interference between different types of flavour mixing is thus ignored. We
found that the flavour-off-diagonal elements are independently constrained to be at most (δab )23 ∼ 10−3 –
10−1 . As expected [121, 122, 325–327], the bounds on (δLR )23 are the strongest, (δLR )23 ∼ 10−3 –10−2 .
The data from B → Xs µ+ µ− further constrain the parameters (δLL )23 and (δLR )23 , the others remaining
untouched. The allowed intervals for the corresponding flavour-mixing parameters thus obtained are
given in [123]. For our reference point (3.64) we find that the largest allowed value of BR(H 0 → bs),
of O(10−3 ) or O(10−5 ), is induced by (δRR )23 or (δLL )23 , respectively (see Fig.3.14). These are the
flavour-changing parameters least stringently constrained by the b → sγ data. BR(H 0 → bs) can
reach O(10−6 ) if induced by (δLR )23 or by (δRL )23 , the most stringently constrained flavour-changing
parameter. Because of the restrictions imposed by b → sγ, BR(H 0 → bs) depends very little on (δLR )23
and (δRL )23 .
Then, we investigate the case when two off-diagonal elements of the squark mass matrix contribute simultaneously. Indeed, we performed the analysis for all possible combinations of two of the
four dimensionless parameters (3.63). The full results are given in [123]. Fig. 3.15 displays part of the
Γ(H → bs) = (1, 10, 100, 500, 2000) × 10−4 GeV
.
0.3
Γ(H → bs) = (2, 20, 70, 200, 500) × 10−3 GeV
.
1
Γ(H → bs) = (5, 50, 300, 1000, 3000) × 10−4 GeV
.
0.15
0.2
0.1
0.1
0.5
0.05
(δLR )23 0
(δRL )23
(δRR )23 0
0
-0.1
-0.05
-0.2
-0.1
-0.5
-0.3
-0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8
(δLL )23
-0.15
-1
-0.8 -0.6 -0.4 -0.2 0 0.2 0.4 0.6 0.8
(δRR )23
-0.4
-0.2
0
(δLL )23
0.2
0.4
Fig. 3.15: Contours of constant Γ(H 0 → bs) in various planes of (δab )23 . The coloured bands indicate regions
experimentally allowed by B → Xs γ. The red bands show regions disfavoured by B → Xs µ+ µ− .
results for our parameter set (3.64). Contours of constant Γ(H 0 → bs) ≡ Γ(H 0 → bs̄) + Γ(H 0 → sb̄)
are drawn for various combinations (δab )23 –(δcd )23 of flavour-mixing parameters, which we shall refer
to as “ab–cd planes” for short in the following. The coloured bands represent regions experimentally allowed by B → Xs γ. The red bands are regions disfavoured by B → Xs µ+ µ− . The bounds on (δLR )23 ,
the best constrained for only one non-zero flavour-off-diagonal element, are dramatically relaxed when
other flavour-changing parameters contribute simultaneously. Values of (δLR )23 ∼ 10−1 are allowed.
As shown in Fig. 3.15, large although fine-tuned values of (δLL )23 and (δLR )23 combined are not excluded by b → sγ, yielding e.g. Γ(H 0 → bs)max = 0.25 GeV for (δLR )23 = −0.22, (δLL )23 = −0.8.
This translates to branching ratios compatible with experimental data of BR(H 0 → bs)max ∼ 10−2 . 4
It also occurs for the RL–RR case. The combined effects of RR–LL lead to Γ(H 0 → bs)max =
0.12 GeV for (δRR )23 = 0.65, (δLL )23 = ±0.14 , leading to BR(H 0 → bs)max ∼ 10−2 .
Squark/gaugino production and decay
11
Non-minimal flavour violation (NMFV) arises in the MSSM from a possible misalignment between the
rotations diagonalizing the quark and squark sectors. It is conveniently parametrized in the super-CKM
2 , M 2 , and M 2 and the trilinear
basis by non-diagonal entries in the squared squark mass matrices MQ̃
D̃
Ũ
couplings Au and Ad . Squark mixing is expected to be the largest for the second and third generations
due to the large Yukawa couplings involved. In addition, stringent experimental constraints for the first
generation are imposed by precise measurements of K 0 − K̄ 0 and D 0 − D̄0 mixing. Furthermore, direct
searches of flavour violation depend on the possibility of flavour tagging, established experimentally only
for heavy flavours. We therefore consider here only mixings of second- and third-generation squarks and
follow the conventions of Ref. [116].
11.1
Flavour-violating squark- and gaugino-production at the LHC
We impose mSUGRA [m0 , m1/2 , A0 , tan β, and sgn(µ)] parameters at a large (grand unification) scale
and use two-loop renormalization group equations and one-loop finite corrections as implemented in the
computer program SPheno 2.2.2 [338] to evolve them down to the electroweak scale. At this point, we
generalize the squark mass matrices by including non-diagonal terms ∆ij . The scaling of these terms
with the SUSY-breaking scale MSUSY implies a hierarchy ∆LL ≫ ∆LR,RL ≫ ∆RR [339]. We therefore
take ∆LR,RL = ∆RR = 0, while ∆tLL = λt ML̃t ML̃c and ∆bLL = λb ML̃b ML̃s , and assume for simplicity
λ = λt = λb . The squark mass matrices are then diagonalized, and constraints from low-energy and
electroweak precision measurements are imposed on the corresponding theoretical observables, calculated with the computer program FeynHiggs 2.5.1 [333].
4
Here we have used the total width of Γ(H → X) ≈ 26 GeV, H = H 0 , A0 , for the point (3.64) in the MSSM with MFV.
Flavour-changing neutral-current (FCNC) B-decays and B 0 − B̄ 0 mixing arise in the SM only at
the one-loop level. These processes are therefore particularly sensitive to non-SM contributions entering at the same order in perturbation theory and have been intensely studied at B-factories. The most
stringent constraints on SUSY-loop contributions in minimal and non-minimal flavour violation come
today from the inclusive b → sγ decay rate as measured by BaBar, Belle, and CLEO, BR(b → sγ) =
(3.55 ± 0.26) × 10−4 [340], which affects directly the allowed squark mixing between the second and
third generation [123].
Another important consequence of NMFV in the MSSM is the generation of large splittings
between squark-mass eigenvalues. The splitting within isospin doublets influences the Z- and W boson self-energies at zero-momentum ΣZ,W (0) in the electroweak ρ-parameter ∆ρ = ΣZ (0)/MZ2 −
2 and consequently the W -boson mass M
ΣW (0)/MW
W and the squared sine of the weak mixing an2
gle sin θW . The latest combined fits of the Z-boson mass, width, pole asymmetry, W -boson and
top-quark mass constrain new physics contributions to ∆ρ to T = −0.13 ± 0.11 or ∆ρ = −αT =
0.00102 ± 0.00086 [340].
A third observable sensitive to SUSY loop-contributions is the anomalous magnetic moment aµ =
(gµ − 2)/2 of the muon, for which recent BNL data and the SM prediction disagree by ∆aµ = (22 ±
10) × 10−10 [340]. In our calculation, we take into account the SM and MSSM contributions up to two
loops [341, 342].
For cosmological reasons, we require the lightest SUSY particle (LSP) to be electrically neutral.
We also calculate, albeit for minimal flavour violation (λ = 0) only, the cold dark matter relic density
using the computer program DarkSUSY [343] and impose a limit of 0.094 < Ωc h2 < 0.136 at 95% (2σ)
confidence level. This limit has recently been obtained from the three-year data of the WMAP satellite,
combined with the SDSS and SNLS survey and Baryon Acoustic Oscillation data and interpreted within
a more general (11-parameter) inflationary model [344]. This range is well compatible with the older,
independently obtained range of 0.094 < Ωc h2 < 0.129 [281].
Typical scans of the mSUGRA parameter space with tan β = 10, A0 = 0 and µ > 0 and all
experimental limits imposed at the 2σ level are shown in Fig. 3.16. Note that µ < 0 is disfavored by
gµ − 2 data, while ∆ρ only constrains the parameter space outside the mass regions shown here. In
minimal flavour-violation, light SUSY scenarios such as the SPS 1a benchmark point (m0 = 100 GeV,
m1/2 = 250 GeV) [244] are favored gµ − 2 data. The dependence on the trilinear coupling A0 (−100
GeV for SPS 1a, 0 GeV in our scenario) is extremely weak.
In Fig. 3.17 we show for our (slightly modified) SPS 1a benchmark point the dependence of
the electroweak precision variables and the lightest SUSY particle masses on the NMFV parameter
λ, indicating by dashed lines the ranges allowed experimentally within two standard deviations. It is
interesting to see that for this benchmark point, not only the region close to minimal flavour violation
(λ < 0.1) is allowed, but that there is a second allowed region at 0.4 < λ < 0.5.
Next, we study in Fig. 3.18 the chirality and flavour decomposition of the light (1,2) and heavy
(4,6) squarks, which changes mostly in a smooth way, but sometimes dramatically in very small intervals
of λ. In particular, the second allowed region at larger λ has a quite different flavour and chirality mixture
than the one at small λ.
The main result of our work is the calculation of all electroweak (and strong) squark and gaugino
production channels in NMFV SUSY [345]. We show in Fig. 3.19 a small, but representative sample
of these production cross sections: charged squark-antisquark pair production, non-diagonal squarksquark pair production, as well as chargino-squark and neutralino-squark associated production. The
two b → sγ allowed regions (λ < 0.1 and 0.4 < λ < 0.5) are indicated by vertical lines. Note
that NMFV allows for a top-flavour content to be produced from non-top initial quark densities and
for right-handed chirality content to be produced from strong gluon or gluino exchanges. The cross
sections shown here are all in the fb range and lead mostly to experimentally identifiable heavy-quark
Fig. 3.16: aµ (grey) and WMAP (black) favored as well as b → sγ (blue) and charged LSP (orange) excluded
regions of mSUGRA parameter space in minimal (λ = 0) and non-minimal (λ > 0) flavour violation.
(plus missing transverse-energy) final states.
In conclusion, we have performed a search in the NMFV-extended mSUGRA parameter space
for regions allowed by electroweak precision data as well as cosmological constraints. In a benchmark
scenario similar to SPS 1a, we find two allowed regions for second- and third-generation squark mixing,
λ < 0.1 and 0.4 < λ < 0.5, with distinct flavour and chirality content of the lightest and heaviest upand down-type squarks. Our calculations of NMFV production cross sections at the LHC demonstrate
that the corresponding squark (anti-)squark pair production channels and the associated production of
squarks and gauginos are very sensitive to the NMFV parameter λ. For further details see Ref. [346].
11.2
Flavour-violating squark and gluino decays
In the study of squark decays two general scenarios can be distinguished depending on the hierarchy
within the SUSY spectrum:
– mg̃ > mq̃i (q = d, u; i = 1, . . . , 6): In this case the gluino will mainly decay according to
g̃ → dj d˜i , g̃ → uj ũi
(3.65)
with dj = (d, s, b) and uj = (u, c, t) followed by squark decays into neutralino and charginos
−
0
˜
ũi → uj χ̃0k , dj χ̃+
l , di → dj χ̃k , uj χ̃l .
(3.66)
b→s γ
∆ρ
6
0.01
4
∆ρ
10 4 x BR(b → s γ )
5
3
0.001
2
1
0
0.0001
0
0.2
0.4
λ
0.6
0.8
1
0
0.2
0.4
aSUSY
µ
0.8
1
0.6
0.8
1
~
d1
400
~
u
1
m [GeV]
30
10
0.6
LSP
40
10 x aµ
λ
20
200
∼0
χ1
10
0
0
0.2
0.4
λ
0.6
0.8
1
0
0
0.2
0.4
λ
Fig. 3.17: Dependence of the precision variables BR(b → sγ), ∆ρ, and aµ and the lightest SUSY particle masses
on the NMFV parameter λ.
In addition there can be decays into gauge- and Higgs bosons if kinematically allowed:
ũi → Z ũk , Hr0 ũk , W + d˜j , H + d˜j
d˜i → Z d˜k , Hr0 d˜k , W − ũj , H − ũj
(3.67)
(3.68)
where Hr0 = (h0 , H 0 , A0 ), k < i, j = 1, . . . , 6. Due to the fact, that there is left-right mixing in
the sfermion mixing, one has flavour changing neutral decays into Z-bosons at tree-level.
– mg̃ < mq̃i (q = d, u; i = 1, . . . , 6): In this case the squarks decay mainly into a gluino:
ũi → uj g̃ , d˜i → dj g̃
(3.69)
and the gluino decays via three-body decays and loop-induced two-body decays into charginos
and neutralinos
0
g̃ → dj di χ̃0k , uj ui χ̃0k , g̃ → uj di χ̃±
l , g̃ → g χ̃k
(3.70)
with i, j = 1, 2, 3, l = 1, 2 and k = 1, 2, 3, 4. The first two decay modes contain states with quarks
of different generations.
Obviously, the flavour mixing final states of the decays listed above are constrained by the fact that all
observed phenomena in rare meson decays are consistent with the SM predictions. Nevertheless, one has
to check how large the branching ratios for the flavour mixing final states still can be. One also has to
study the impact of such final states on discovery of SUSY as well as the determination of the underlying
model parameters.
Fig. 3.18: Decomposition of the chirality (L,R) and flavour (c,t and s,b) content of the lightest (q̃1 , q̃2 ) and heavier
(q̃4 , q̃6 ) up- (q = u) and down-type (q = d) squarks on the NMFV parameter λ.
For simplicity we restrict ourselves to the mixing between second and third generation of (s)quarks.
We will take the so–called SPA point SPS1a’ [255] as a specific example which is specified by the
mSUGRA parameters m0 = 70 GeV, m1/2 = 250 GeV, A0 = −300 GeV, tan β = 10 and sign(µ) = 1.
We have checked that main features discussed below are also present in other study points, e.g. I ′′
and γ of [347]. At the electroweak scale (1 TeV) one gets the following data with the SPA1a’ point:
M2 = 193 GeV, µ = 403 GeV, mH + = 439 GeV and mg̃ = 608 GeV. We have used the program
SPheno [338] for the calculation.
It has been shown, that in Minimal Flavour Violating scenarios the flavour changing decay modes
are quite small [196]. To get sizable flavour changing decay branching ratios, we have added the flavour
mixing parameters as given in Table 3.7; the resulting up-squark masses in GeV are in ascending order:
315, 488, 505, 506, 523 and 587 [GeV] whereas the resulting down-squark masses are 457, 478, 505,
518, 529, 537 [GeV]. This point is a random, but also typical one out of 20000 points fulfilling the
constraints derived from the experimental measurements of the following three key observables of the
b → s sector: b → sγ, ∆MBs and b → sl+ l− . For the calculation we have used the formula given
in [348, 349], for b → sγ, the formula for ∆MBs given in [350] and the formula for b → sl+ l− given
in [348, 351]. Note, that we have included all contributions mediated by chargino, neutralino and gluino
loops as we depart here considerably from Minimal Flavour Violation. The most important branching
ratios for gluino and squark decays are given in Table 3.8. In addition the following branching ratios are
larger than 1%, namely BR(ũ6 → d˜1 W )=8.9% and BR(ũ6 → d˜2 W )=1.8%. We have not displayed the
branching ratios of the first generation nor the ones of the gluino into first generation.
It is clear from Table 3.8 that all listed particles have large flavour changing decay modes. This
clearly has an impact on the discovery strategy of squarks and gluinos as well as on the measurement of
the underlying parameters. For example, in mSUGRA points without flavour mixing one finds usually
that the left-squarks of the first two generations as well as the right squarks have similar masses. Large
~
~*
p p → u~ i d j + c.c.
100
p p → u~ i d j + c.c.
100
~
~ d
u
1 1
~*
~*
~ d
u
2
10
~ d
u
1 1
~*
~ d
u
2
6
~
~ d
u
2 1
1
10
2
~
~ d
u
1 6
σ [fb]
σ [fb]
~*
~ d
u
4
~
~ d
u
2 6
~
~ d
u
6 6
~*
~ d
u
6 4
~*
1
1
~ d
u
6 1
~*
~ d
u
1 6
~*
~ d
u
6 6
~
~ d
u
6 1
~*
~ d
u
1 4
~
~ d
u
1 4
~
~ d
u
2 4
~
~ d
u
6
0.1
0
0.1
0.2
0.3
λ
0.4
0.5
∼
pp →χ
1 q j + c.c.
±
1000
0.1
0
0.1
0.2
0
100
0.5
~
χ2 d1
∼ ~
χ
u
2 1
0
∼0 ~
χ2 d6
∼
d
χ
1 1
±~
10
~
χ∼1 u
6
σ [fb]
±
χ∼1 d6
±~
10
0.4
∼0~
χ1 u1
100
0.3
λ
∼
pp →χ
2 q j + c.c.
~
∼± ~
σ [fb]
4
~
χ∼2 u
6
0
1
1
χ∼1 d4
±
0.1
0
0.1
0.2
λ
0.3
χ∼2 d4
0~
~
χ∼2u
2
±~
~
χ∼1 u
2
0
0.4
0.5
0.1
0
0.1
0.2
λ
0.3
0.4
0.5
Fig. 3.19: Representative sample of squark and gaugino production cross sections at the LHC in NMFV.
Table 3.7: Flavour violating parameters in GeV2 which are added to the SPS1a’ point. The corresponding values
for the low energy observables are BR(b → sγ) = 3.8 · 10−4 , |∆(MBs )| = 19.6 ps−1 and BR(b → sµ+ µ− ) =
1.59 · 10−6 .
2
MQ,23
-18429
2
MD,23
-37154
2
MU,23
-32906
vu Au23
28104
vu Au32
16846
vd Ad23
981
vd Ad32
-853
Table 3.8: Branching ratios (in %) for squark and gluino decays for the point specified in Table 3.7. Only branching
ratios larger than 1% are shown.
ũ1
ũ2
ũ3
ũ6
d˜1
d˜2
d˜4
d˜6
g̃
χ̃02 c
χ̃02 t
χ̃+
1s
3.6
3.7
χ̃02 b
2.8
17.8
3.7
3.7
d˜2 b
42.9
47.5
4.0
χ̃03 b
15.9
d˜1 b
21.0
21.9
1.6
χ̃02 s
2.7
6.3
23
4.6
d˜2 s
χ̃+
1b
81.1
14.3
1.1
14.1
χ̃04 b
2.4
d˜3 d
2.4
d˜4 s
12.8
ũ1 t
14
5.5
ũ2 c
8.8
7.5
ũ3 c
7.9
8.2
ũ4 u
8.2
5.8
ũ5 u
5.5
χ̃01 c
1.4
9.1
20.9
1.5
χ̃01 s
1.4
4.2
1.8
77.3
d˜1 s
χ̃01 t
16.8
3.4
ũ1 c
1.2
2.7
χ̃01 b
5.7
2.9
χ̃+
2b
ũ1 Z 0
ũ1 h0
14.2
χ̃−
1c
6.5
13.4
41.5
7.7
d˜5 d
5.3
1.9
39.2
χ̃−
1t
28.1
18.8
5.8
5.1
d˜6 s
1.3
5.5
5.2
ũ1 W −
27.3
34.8
20.0
40.
d˜6 b
5.1
2.1
2.2
flavour mixing implies that there is a considerable mass splitting as can be seen by the numbers above.
Therefore, the assumption of nearly equal masses should be reconsidered if sizable flavour changing
decays are discovered in squark and gluino decays.
An important part of the decay chains considered for SPS1a’ and nearby points are g̃ → bb̃j →
which are used to determine the gluino mass as well as the sbottom masses or at least their average
value if these masses are close. In the analysis the existence of two b-jets has been assumed, which
need not to be the case as shown in the example above. Therefore, this class of analysis should be redone requiring only one b-jet + one additional non b-jet to study the impact of flavour mixing on the
determination of these masses.
bb̄χ̃0k
Similar conclusions hold for the variable Mtbw defined in [352]. For this variable one considers
final states containing bχ̃+
1 . In our example, three u-type squarks contribute with branching ratios larger
than 10% in contrast to assumption that only the two stops contribute. The influence of the additional
state requires for a sure a detailed Monte Carlo study which should be carried out in the future.
12
Top squark production and decay
Supersymmetric scenarios with a particularly light stop have been recently considered as potential candidates to provide a solid explanation of the observed baryon asymmetry of the Universe [353]. Independently of this proposal, measurements of the process of stop-chargino associated production at LHC
have been considered as a rather original way of testing the usual assumptions about the Supersymmetric CKM matrix [354]. In a very recent paper [355], the latter associated production process has been
studied in some detail for different choices of the SUSY benchmark points, trying to evidentiate and to
understand an apparently strong tan β dependence of the production rates. As a general feature of that
study, the values of the various rates appeared, typically, below the one pb size, to be compared with the
(much) bigger rates of the stop-antistop process (see e.g. [356]).
12.1
Associated stop-chargino production at LHC: A light stop scenario test
Given the possible relevance of an experimental determination, it might be opportune to perform a more
detailed study of the production rate size in the special light stop scenario, where one expects that the
numerical value is as large as possible. Here we present the results of this study, performed at the simplest
~
_
p p → t1 χ1 + X
1
0.007
0.006
σ [pb] (integrated up to √s)
0.8
0.005
0.6
0.004
0.003
0.4
0.002
LS1
LS2
SU1
SU6
0.2
0.001
0
0.8
1
1.2
√s
1.4 1.6
[TeV]
1.8
2
0
0.4 0.6 0.8
1
√s
1.2 1.4 1.6 1.8
[TeV]
2
Fig. 3.20: Integrated cross sections for the process pp → e
t1 χ−
1 + X at the four MSSM points SU1, SU6, LS1,
LS2.
Born level given the preliminary nature of the investigation.
The starting point is the expression of the differential cross section, estimated at Born level in the
e
c.m. frame of the incoming pair of the partonic process bg → χ−
i tj . Its detailed expression has been
derived and discussed in [355]. The associated c.m. energy distribution (at this Born level identical to
the final invariant mass distribution) is
Z cos θmax
dσbg→t˜a χ−
dσ(pp → t˜a χ−
1
i
i + X)
d cos θ Lbg (τ, cos θ)
=
(ŝ),
(3.71)
dŝ
S cos θmin
d cos θ
√
√
where ŝ and S are the parton and total pp c.m. energies, respectively, τ = ŝ/S, and Lbg is the parton
process luminosity that we have evaluated using the parton distribution functions from the Heavy quark
CTEQ6 set [357]. The rapidity and angular integrations are performed after imposing a cut pT ≥ 10
GeV.
For a preliminary analysis, we have considered the total cross section (for producing the lightest
√
stop-chargino pair), defined as the integration of the distribution from threshold to a final energy s left
as free variable, generally fixed by experimental considerations. To have a first feeling of the size of this
quantity, we have first estimated it for two pairs of sensible MSSM benchmark points. The first pair are
the ATLAS Data Challenge-2 points SU1, SU6 whose detailed description can be found in [137]. The
second pair are the points LS1, LS2 introduced in [136]. These points are typical light SUSY scenarios
and in particular share a rather small threshold energy met + mχ which appears to be a critical parameter
for the observability of the considered process. The main difference between SU1 and SU6 or LS1 and
LS2 is the value of tan β (larger in SU6 and LS2). The results are shown in Fig. 3.20. As one sees, the
various rates are essentially below the one pb size, well below the expected stop-antistop values.
In the previous points, no special assumptions about the value of the stop mass were performed,
hence keeping a conservative attitude. One sees, as expected, that the bigger rate values correspond to
the lighter stop situations (LS1 and LS2). In this spirit, we have therefore considered a different MSSM
point where the final stop is particularly light. More precisely, we have concentrated our analysis on the
point LST2, introduced and discussed in Section 12.2 and characterized by the MSSM parameters (we
list the relevant ones at Born level)
M1 =
5
tan2 θW M2 = 110 GeV, µ = 300 GeV, tan β = 7, e
t1 ≃ e
tR , met1 = 150 GeV,
3
(3.72)
and consistent with the cosmological experimental bounds on the relic density. Now the threshold energy
is even smaller than in the previous examples. The integrated cross section, shown in Fig. 3.21 reaches a
maximum of about 2 pb, that might be detected by a dedicated experimental search.
~
_
p p → t 1 χ1 + X
20
2.4
2.2
2
σ [pb] (integrated up to √s)
[8] point
2
dσ/ds [pb/TeV ]
15
10
5
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0
0.3
0.4
0.5
0.6 0.7 0.8
√ s [TeV]
0.9
1
0
0.4 0.6 0.8
1
√s
1.2 1.4 1.6 1.8
[TeV]
2
Fig. 3.21: Distribution dσ/ds and integrated cross sections for the process pp → e
t1 χ−
1 + X at the point LST2.
12.2
Exploiting gluino-to-stop decays in the light stop scenario
To achieve a strong first-order electroweak phase transition in the MSSM, the lighter of the two stops,
t̃1 , has to be lighter than the top quark [358–362]. Assuming a stable χ̃01 LSP, there hence exists a
very interesting parameter region with a small χ̃01 –t̃1 mass difference, for which (i) coannihilation with
t̃1 [363, 364] leads to a viable neutralino relic density and (ii) the light stop decays dominantly into
cχ̃01 [365].
In this case, stop-pair production leads to 2 c-jets + E
6 T , a signal which is of very limited use at the
LHC. One can, however, exploit [366] gluino-pair production followed by gluino decays into stops and
tops: since gluinos are Majorana particles, they can decay either into tt̃∗1 or t̄t̃1 ; pair-produced gluinos
therefore give same-sign top quarks in half of the gluino-to-stop decays. Here note that in the light stop
scenario, g̃ → tt̃∗1 (or t̄t̃1 ) has practically 100% branching ratio. With t̃1 → cχ̃01 , t → bW , and the W ’s
decaying leptonically, this leads to a signature of two b-jets plus two same-sign leptons plus jets plus
missing transverse energy:
pp → g̃g̃ → bb l+ l+ (or b̄b̄ l− l− ) + jets + E
6 T.
(3.73)
In [366] we performed a case study for the ‘LST1’ parameter point with mχ̃01 = 105 GeV, mt̃1 =
150 GeV, mg̃ = 660 GeV and showed that the signature Eq. (3.73) is easily extracted from the background. In this contribution, we focus more on the stop coannihilation region and discuss some additional
issues.
We define a benchmark point ‘LST2’ in the stop coannihilation region by taking the parameters
of LST1 and lowering the stop mass to mt̃1 = 125 GeV. We generate signal and background events
equivalent to 30 fb−1 of integrated luminosity and perform a fast simulation of a generic LHC detector
as described in [366]. The following cuts are then applied to extract the signature of Eq. (3.73):
– require two same-sign leptons (e or µ) with plep
T > 20 GeV;
– require two b-tagged jets with pjet
T > 50 GeV;
– missing transverse energy E
6 T > 100 GeV;
– demand two combinations of the two hardest leptons and b-jets
that give invariant masses mbl < 160 GeV, consistent with a top quark.
This set of cuts emphasizes the role of the same-sign top quarks in our method, and ignores the detectability of the jets initiated by the t̃1 decay. Table 3.9 shows the effect of the cuts on both the signal
and the backgrounds. Detecting in addition the (soft) c-jets from the t̃1 → cχ̃01 decay, together with the
exess in events with 2 c-jets + E
6 T from stop-pair production, can be used to strengthen the light stop
hypothesis. A reasonable c-tagging efficiency would be very helpful in this case.
Table 3.9: Number of events at LST2 left after cumulative cuts for 30 fb−1 of integrated luminosity. “2lep, 2b”
jet
means two leptons with plep
T > 20 GeV plus two b-jets with pT > 50 GeV. “2t” is the requirement of two tops
(i.e. mbl < 160 GeV), and “SS” that of two same-sign leptons.
g̃g̃
SM
SUSY
1
0
χ∼
mg~=m~ +m
170
10σ
t1
160
150
2lep, 2b
1091
34224
255
Significance
180
1
m~t [GeV]
Cut
Signal:
Background:
5σ
2t
831
8164
174
SS
413
53
85
2
6
10
6
5
4
3σ
140
3
130
2
120
110
300
E
6 T
949
8558
209
1
400
500
600
700
800
900 1000
m~g [GeV]
0
4
8
12
14
16 18 20
m~ -m∼ 0 [GeV]
t1
χ
1
Fig. 3.22: Reach for the signature of Eq. (3.73) in the gluino–stop mass plane (left) and significance as a function
of stop–neutralino mass difference with mg̃ = 900 GeV (right).
To demonstrate the robustness of the signal, we show in Fig. 3.22 (left) contours of 3σ, 5σ and
10σ significance5 in the (mg̃ , mt̃1 ) plane. For comparison we also show as a dotted line the result of
a CMS study [3], which found a reach down to 1 pb in terms of the total cross section for same-sign
top production. In Fig. 3.22 (right), we show the decreasing significance for mg̃ = 900 GeV, as the
stop–neutralino mass difference goes to zero. To be conservative, both panels in Fig. 3.22 assume that
all squarks other than the t̃1 are beyond the reach of the LHC; q̃q̃ and g̃q̃ production would increase
the signal through q̃ → g̃q decays (provided mq̃ > mg̃ ) while adding only little to the background;
see [366, 367] for more detail.
The usual way to determine SUSY masses in cascade decays is through kinematic endpoints of
the invariant-mass distributions of the SM decay products, see e.g. [253,254,368,369]. In our case, there
max and mmax , of which the first simply gives a relationship
max
are four possible endpoints: mmax
blc
bl , mbc , mlc
between the masses of the W and the top, and the second and third are linearly dependent, so that we are
left with three unknown masses and only two equations. Moreover, because of the information lost with
the escaping neutrino the distributions of interest all fall very gradually to zero.
In order to nevertheless get some information on the χ̃01 , t̃1 and g̃ masses, we fit the whole mbc
and mlc distributions [366, 370] and not just the endpoints. This requires, of course, the detection of
the jets stemming from the t̃1 decay. For small mt̃1 − mχ̃01 these are soft, so we demand two jets
with pjet
T < 50 GeV in addition to the cuts listed above. The results of the fits for LST2, assuming
5
√
We define significance as S/ B, where S and B are the numbers of signal and background events.
-1
45
χ2 / ndf 71.1 / 41
40
mmax
bc
311.4 ± 5.3
35
30
Events/10 GeV/30 fb
-1
Events/10 GeV/30 fb
50
50
45
χ2 / ndf 85.5 / 32
40
mmax
bc
35
30
25
25
20
20
15
15
10
10
5
5
0
0
50 100 150 200 250 300 350 400 450 500
mbc [GeV]
294.6 ± 7.4
0
0
50 100 150 200 250 300 350 400 450 500
mlc [GeV]
Fig. 3.23: Invariant-mass distributions mbc (left) and mlc (right) with 20% c-tagging efficiency after b-tagging
(black with error bars) and best fit for LST2. Also shown are the contributions from the SM background (green)
and the SUSY background (blue).
20% c-tagging efficiency, 6 are shown in Fig. 3.23. The combined result of the two distributions is
= 305.7 ± 4.3, as compared to the nominal value of mmax
mmax
bc ≃ 299 GeV.
bc
As mentioned above, the gluino-pair production leads to 50% same-sign (SS) and 50% oppositesign (OS) top-quark pairs, and hence R = N (SS)/N (SS + OS) ≃ 0.5 with N denoting the number
of events. In contrast, in the SM one has R <
∼ 0.01. This offers a potential test of the Majorana nature
of the gluino. The difficulty is that the number of OS leptons is completely dominated by the tt̄ background. This can easily be seen from the last two rows of Table 3.9: R ∼ 0.5 (0.02) for the signal
(backgrounds) as expected; signal and backgrounds combined, however, give R ∼ 0.06. A subtraction
of the tt̄ background as described in Section 12.3 may help to extract R(g̃g̃).
12.3
A study on the detection of a light stop squark with the ATLAS detector at the LHC
We present here an exploratory study of a benchmark model in which the stop quark has a mass of
137 GeV, and the two-body decay of the stop squark into a chargino and a b quark is open. We address
in detail the ability of the ATLAS experiment to separate the stop signal from the dominant Standard
Model backgrounds.
For the model under study [166] all the masses of the first two generation squarks and sleptons are
set at 10 TeV, and the gaugino masses are related by the usual gaugino mass relation M1 : M2 = α1 : α2 .
The remaining parameters are thus defined:
M1 = 60.5 GeV µ = 400 GeV
tan β = 7 M3 = 950 GeV
m(Q3 ) = 1500 GeV m(t̃R ) = 0 GeV m(b̃R ) = 1000 GeV At = −642.8 GeV
0
The resulting relevant masses are m(t̃1 ) = 137 GeV, m(χ̃±
1 ) = 111 GeV, m(χ̃1 ) =58 GeV. The t̃1
±
±
decays with 100% BR into χ̃1 b, and χ̃1 decays with 100% BR into an off-shell W and χ̃01 . The final
state signature is therefore similar to the one for tt̄ production: 2 b-jets, ETmiss and either 2 leptons (e, µ)
(4.8% BR) or 1 lepton and 2 light jets (29% BR).
The signal cross-section, calculated at NLO with the PROSPINO [356] program is 412 pb.
We analyze here the semi-leptonic channel, where only one of the two t̃1 legs has a lepton in the final
state. We apply the standard cuts for the search of the semileptonic top channel as applied in [1], but
with softer requirements on the kinematics:
6
When one or none of the remaining jets are c-tagged we pick the c-jets as the hardest jets with pjet
T < 50 GeV.
600
Events/4 GeV
Events/8 GeV
1000
500
400
200
0
0
100
200
m(bjj)min
300
400
0
0
50
100
m(bl)min
150
200
Fig. 3.24: Left: Distributions of the minimum bjj invariant mass for top background (full black line), W bb
background (dot-dashed blue line), signal (dashed red line). Right: Distributions of the minimum bl invariant mass
for top background (full black line), W bb background (dot-dashed blue line), signal (dashed red line).
–
–
–
–
One and only one isolated lepton (e, µ), plT > 20 GeV.
ETmiss > 20 GeV.
At least four jets PT (J1 , J2 ) > 35 GeV, PT (J3 , J4 ) > 25 GeV.
Exactly two jets in the events must be tagged as b-jets, anda congratulacin they both must have
pT > 20 GeV. The standard ATLAS b-tagging efficiency of 60% for a rejection factor of 100 on
light jets is assumed.
A total of 600k SUSY events were generated using HERWIG 6.5 [307, 371], 1.2M tt̄ events using
PYTHIA 6.2 [372]. The only additional background considered for this exploratory study was the associated production of a W boson with two b jets and two non-b jets, with the W decaying into e or µ. This is
the dominant background for top searches at the LHC. For this process, we generated 60k events using
Alpgen [308]. The number of events generated corresponds to ∼ 1.8 fb−1 . The generated events are
then passed through ATLFAST, a parametrized simulation of the ATLAS detector [45].
After the selection cuts the efficiency for the tt̄ background is 3.3%7 , for W bbjj 3.1%, and for the signal
0.47%, yielding a background which is ∼15 times higher than the signal.
An improvement of the signal/background ratio can be obtained using the minimum invariant mass
of all the non-b jets with pT > 25 GeV. This distribution peaks near the value of the W mass for the top
background, whereas the invariant mass for the signal should be smaller than 54 GeV, which is the mass
difference between the χ̃± and the χ̃01 . Requiring m(jj) < 60 GeV improves the signal/background ratio
to 1/10, with a loss of a bit more than half the signal. We show in the left plot of Figure 3.24 after this
cut the distributions for the variable m(bjj)min , i.e. the invariant mass for the combination a b-tagged
jet and the two non-b jets yielding the minimum invariant mass. If the selected jets are from the decay of
the stop, this invariant mass should have an end point at ∼79 GeV, whereas the corresponding end-point
should be at 175 GeV for the top background. The presence of the stop signal is therefore visible as a
shoulder in the distribution as compared to the pure top contribution. A significant contribution from
W bbjj is present, without a particular structure. Likewise, the variable m(bl)min has an end point at
∼66 GeV for the signal and at 175 GeV for the top background, as shown in Figure 3.24, and the same
shoulder structure is observable. We need therefore to predict precisely the shape of the distributions
7
The emission of additional hard jets at higher orders in the QCD interaction can increase the probability that the tt̄ events
satisfy the requirement of 4 jets. The cut efficiency is observed to increase by about 20% if MC@NLO is used to generate the
tt̄ background. We do not expect such an effect to change the conclusions of the present analysis, but future studies should take
it into account.
150
200
100
Events/4 GeV
Events/8 GeV
300
100
0
50
0
0
100
200
m(bjj)min
300
400
0
50
100
m(bl)min
150
200
Fig. 3.25: Left: distribution of the minimum bjj invariant mass after the subtraction procedure (points with errors)
superimposed to the original signal distribution (full line). Right: distribution of the minimum bl invariant mass
after the subtraction procedure (points with errors) superimposed to the original signal distribution (full line).
for the top background in order to subtract it from the experimental distributions and extract the signal
distributions.
The top background distributions can be estimated from the data themselves by exploiting the fact
that we select events where one of the W from the top decays into two jets and the other decays into
lepton neutrino. One can therefore select two pure top samples, with minimal contribution from non-top
events by applying separately hard cuts on each of the two legs.
– Top sample 1: the best reconstructed blν invariant mass is within 15 GeV of 175 GeV, and
(mℓb )min > 60 GeV in order to minimize the contribution from the stop signal. The neutrino
longitudinal momentum is calculated by applying the W mass constraint.
– Top sample 2: the best reconstructed bjj mass is within 10 GeV of 175 GeV.
We assume here that we will be able to predict the W bb background through a combination of Monte
Carlo and the study of Zbb production in the data, and we subtract this background both from the observed distributions and from the Top samples. More work is required to assess the uncertainty on this
subtraction. Given the fact that this background is smaller than the signal, and it has a significantly different kinematic distribution, we expect that a 10-20% uncertainty on it will not affect the conclusions
of the present analysis.
For Top sample 1, the top selection is performed by applying severe cuts on the lepton leg, it can
therefore be expected that the minimum bjj invariant mass distribution, which is built from jets from the
decay of the hadronic side be essentially unaffected by the top selection cuts. This has indeed be verified
to be the case [166]. The m(bjj) distribution from Top sample 1 is then normalized to the observed
distribution in the high mass region, where no signal is expected, and subtracted from it. A similar
procedure is followed for the m(bl) distribution: the top background is estimated using Top sample 2,
normalized to the observed distribution in the high-mass region, and subtracted from it. The results are
shown in Figure 3.25, with superimposed the corresponding distributions for the signal. As discussed
above, we have subtracted the W bb background from the observed distributions.
For both variables the true and measured distributions for the signal are compatible, showing the
goodness of the background subtraction technique, and the expected kinematic structure is observable,
even with the very small statistics generated for this analysis, corresponding to little more than one month
of data taking at the initial luminosity of 1033 cm−1 s−1 .
Further work, outside the scope of this initial exploration, is needed on the evaluation of the masses
of the involved sparticles through kinematic studies of the selected sample
A preliminary detailed analysis of a SUSY model with a stop squark lighter than the top quark
decaying into a chargino and a b-jet was performed. It was shown that for this specific model after
simple kinematic cuts a signal/background ratio of ∼1/10 can be achieved. A new method, based on the
selection of pure top samples to subtract the top background was demonstrated. Through this method it is
possible to observe the kinematic structure of the stop decays, and thence to extract a measurement of the
model parameters. This analysis can yield a clear signal for physics beyond the SM for just 1 − 2 fb−1 ,
and is therefore an excellent candidate for early discovery at the LHC.
12.4
Stop decay into right-handed sneutrino LSP
Right-handed neutrinos offer the possibility to accommodate neutrino masses. In supersymmetric models
this implies the existence of right-handed sneutrinos. Right-handed sneutrinos are expected to be as light
as other supersymmetric particles [373, 374] if the neutrinos are either Dirac fermions or if the leptonnumber breaking scale is at (or below) the SUSY breaking scale , assumed to be around the electroweak
scale. Depending on the mechanism of SUSY breaking, the lightest right-handed sneutrino ÑR may be
the lightest supersymmetric particle (LSP). We consider in the following such a scenario focusing on the
case where the right-handed stop is the next to lightest SUSY particle assuming R-parity conservation.
Details on the model and other scenarios can be found in [373, 374].
As the right-handed neutrino has a mass around 100 GeV, the neutrino Yukawa couplings YN must
be very small to accommodate neutrino data: YN ∼ 10−6 (YN ∼ 10−12 ) in the case of Majorana neutrinos (Dirac neutrinos). This has as immediate consequence that if the SUSY breaking sneutrino trilinear
“A-term” is also proportional to YN , the left-handed and right-handed sneutrinos hardly mix independent
of neutrino physics because the left-right mixing term is proportional to YN . Decays into ÑR will give
tiny decay widths as YN is the only coupling of ÑR . For this reason, all decays of supersymmetric particles are as in the usual MSSM, but for the NLSP whose life-time can be long since it can only decay into
the ÑR . In the case of a stop NLSP the dominant decay mode is t̃1 → b ℓ+ ÑR , followed by CKM suppressed ones into s and d quarks. In the limit where mixing effects for stops and charginos are neglected
the corresponding matrix element squared in the rest frame of the stop reads as:
4|Yt |2 |YN |2 Mt̃2 Eb El (1 + cos θbℓ )
R
.
|Tf i |2 ∼
2
2
2
(pt̃R − kb )2 − MH̃
(3.74)
where we have assumed that the right-handed stop t̃R is the lightest stop and H̃ is the Higgsino, Eb (Eℓ )
is the energy of the b-quark (lepton), θbℓ is the angle between the fermions. The complete formula can
be found in [374]. The last factor in Eq. (3.74) implies that the b-quark and the lepton have a tendency
to go in the same direction.
In the following we summarize the results of a Monte Carlo study at the parton level [374] using
PYTHIA 6.327 [375]. We have taken Mt̃R = 225 GeV, MÑR = 100 GeV, MH̃ = 250 GeV and YN =
4 · 10−6 resulting in a mean decay length of 10 mm. Note, that the stop will hadronize before decaying.
However, we have neglected the related effects in this study. We have only considered direct stop pair
production, and neglected stops from cascade decays, e.g. g̃ → tt̃R . The signal is pp(p̄) → t̃R t̃∗R →
bℓ+ b̄ℓ− + ETmiss . The dominant physics background is top quark pair production: pp(p̄) → tt̄ →
bW + b̄W − → bℓ+ b̄ℓ− + ETmiss , where the missing energy is due to neutrinos in the final state. We
have imposed the following ”Level 1” cuts: (i) fermion rapidities: |ηℓ | < 2.5, |ηb | < 2.5 (ii) pT cuts
pT ℓ > 20 GeV, pT b > 10 GeV and (iii) isolation cut Rbℓ ≡ (φb − φℓ )2 + (ηb − ηℓ )2 > 0.4.
Figure 3.26 shows various distributions for stop and top decays. Figure 3.26a) depicts the resulting
transverse displacement after including the boost of the stop. If it decays before exiting the tracking
subsystem, a displaced vertex may be reconstructed through the stop decay products’ 3-momenta meeting
away from the primary interaction point. On each side, the b-quark itself leads to an additional displaced
vertex, and its 3-momentum vector can be reconstructed from its decay products. In combination with
a)
b)
stop Disp Vtx (ctau = 10 mm)
0.14
b pT
0.018
stop 225 dTvx
stop 225
top
0.016
0.12
0.014
0.1
0.012
0.08
0.01
0.06
0.008
0.006
0.04
0.004
0.02
0.002
0
0
0
5
10
15
20
25
0
50
100
dTvx (mm)
c)
d)
E pT
0.016
0.014
0.012
0.01
0.008
0.006
0.004
0.002
0
50
100
150
pT
250
300
200
cos(th)_bE
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0
stop 225
top
0
200
pT
0.02
0.018
150
250
300
stop 225
top
-1
-0.8 -0.6 -0.4 -0.2
0
0.2
0.4
0.6
0.8
1
cos(th)
Fig. 3.26: Distributions of stop and top decays: a) the transverse displacement of the stop (in mm), b) pT of the
b-quark c) pT of the charged lepton and d) cos θbℓ , the angle between the 3-momenta kb and kℓ .
the 3-momentum of the lepton, the stop displaced vertex can be determined. In order to reveal the
displaced vertex, one must require either the b-quark or the charged lepton 3-momentum vector to miss
the primary vertex. Since a pair of stops is produced, we would expect to discern two displaced vertices
in the event (not counting the displaced vertices due to the b-quarks). Such an event with two displaced
vertices, from each of which originates a high pT ℓ and b-quark might prove to be the main distinguishing
characteristics of such a scenario. A cut on the displaced vertex will be very effective to separate stop
events from the top background provided one can efficiently explore such cuts. We anticipate that NLSP
stop searches may turn out to be physics-background free in such a case.
If the stop displaced vertex cannot be efficiently resolved, one will have to resort to more conventional analysis methods. In the remainder we explore various kinematical distributions for both the
signal (t̃R pair production) and the physics background (t pair production), obtained after imposing the
level 1 cuts given above. Figures 3.26b) and c) depict the pT spectra of the produced fermions. The pT
of the b-quark from the 225 GeV stop peaks at a lower value compared to the top quark background,
and therefore accepting them at high efficiency for pT . 40 GeV will be very helpful in maximizing the
signal acceptance. The signal and background shapes are quite similar and no simple set of pT cuts can
be made in order to significantly separate signal from background.
Fig. 3.26d) depicts the distribution of cos θbℓ , the angle between the 3-momenta kb and kℓ , for
both the signal and background. It is important to appreciate that, by default, PYTHIA generates stop
decays into the 3-body final state according only to phase-space, ignoring the angular dependence of the
decay matrix element. We have reweighted PYTHIA events to include the correct angular dependence in
the decay matrix element. Consistent with the expectation from Eq. (3.74), we see for the signal that
the distribution peaks for the b-quark and charged lepton 3-momenta aligned, unlike the background. It
is unfortunate that the isolation level 1 cut on the leptons removes more signal events than background
events. Relaxing this constraint as much as practical would help in this regard. Additional work will
be necessary to include also the effect of spin correlations in top production and top decays so that
information from the quantities kb · kb̄ and kℓ+ · kℓ− can be exploited.
Assuming efficiencies of ǫb = 0.5 and ǫl = 0.9 for b-quark and lepton identification, respectively,
it has been shown in [374] that stops with masses up to 500 GeV can be detected at the 5σ level for an
integrated luminosity of 10 fb−1 if ℓ = e, µ even if the displaced vertex signature is not used. Clearly, the
situation will be worse in the case of ℓ = τ . Provided one can exploit the displaced vertex information,
we expect a considerable improvement as we could not identify any physics background. Further studies
are planned to investigate the questions we have touched upon here.
13
SUSY Searches at
√
s = 14 TeV with CMS
This section summarizes the recent results on SUSY searches reported at [57]. In the context of this work
we refer to the generalized classification of models of new physics according to how they affect flavour
physics:
– CMFV: Constrained Minimal Flavour Violation [376] models: in these models the only source of
quark flavour violation is the CKM matrix. Examples include minimal supergravity models with
low or moderate tan β, and models with a universal large extra dimension.
– MFV: Minimal Flavour Violation [195] models: a set of CMFV models with some new relevant
operators that contribute to flavour transitions. Examples include SUSY models with large tan β.
– NMFV: Next-to-Minimal Flavour Violation [377] models: they involve third generation quarks
and help to solve the flavour problems that appear in frameworks such as Little Higgs, topcolour,
and RS models.
– GFV: General Flavour Violation [378] models; they provide with new sources of flavour violation.
These include most of the MSSM parameter space, and almost any BSM model before flavour
constraints are considered.
A useful discussion on these models can be found in [379]. The SUSY searches that are summarized here fall in the category of MFV (mSUGRA specifically) and all results are obtained with the
detailed Geant-4 based CMS simulation. In the context of this workshop and in collaboration with the
theory community we try to also move towards interpretation within NMVF models (see e.g contributions by R. Cavanaugh and O. Buchmueller in this volume). Note that since the squarks and sleptons can
have significant flavour changing vertices and be complex, the connection to collider physics can be subtle indeed, the main implication being that the superpartners cannot be too heavy and that larger tan β is
favored – with no direct signature in general. For interpretations of recent Tevatron and B-factory results
the interested reader can refer for example to [380], [381], [382], [383] and to relevant contributions at
this workshop.
The SUSY search path has been described in the past years as a successive approximation of serial
steps that move from inclusive to more exclusive measurements as follows:
– Discovery: using canonical inclusive searches
– Characterization: putting together a picture given the channels that show excess and ratios of the
observed objects (e.g. multi-leptons, photons (GMSB), ratio of same sign leptons to opposite ones,
ratios of positive pairs to negative, departure from lepton universality, third generation excesses).
– Reconstruction: in canonical dark matter LSP SUSY the final state contains two neutralinos hence
there is no direct mass peak due to the missing transverse energy in the event. The kinematics of
the intermediate decays provide however a multitude of endpoints and edges that might provide
mass differences and help orient towards the right mass hierarchy.
– Measurement of the underlying theory: the classical SUSY solving strategy involves more mass
combinations, more decay chains, mass peaks and once the LSP mass is known the determination
of the mass hierarchies, particles’ spins, and eventually the model parameters. An outstanding
question remains as to how many simple measurements do we need to “nail” the theory? Remember that we did not need to measure all the Standard Model particles and their properties in order
to measure the Standard Model.
In the past three years the “inclusive” and “exclusive” modus quaestio questio have been approached in coincidence and in many works that range in exploitation strategy from statistical methods
to fully on-shell description of unknown models and inclusion of cosmological considerations such as
in [384], [385], [386], [247] and [387], to mention but a few.
It is rather safe to claim that the program of discovery and characterization will be (much) more
convoluted than the one described in the serial steps above. Realistic studies of kinematic edges across
even the “simple” mSUGRA parameter space show that this is a difficult job and it will take a lot of work
and wisdom to do it right. Endpoint analyses by definition involve particles which are very soft in some
reference frame and non trivial issues of acceptance need to be considered.
Some of most recent SUSY searches at CMS [57], proceed in the following channels:
– canonical inclusive
–
–
–
–
–
–
multijets+E/T
µ+jets+E/T
same-sign dimuon + E/T
opposite-sign same flavour dielectron and dimuon +E/T
opposite-sign same flavour hadronic ditau +E/T
trileptons at high m0
– higher reconstructed object inclusive
– Z 0 + E/T
– hadronic top + E/T
– h(→ bb̄)+ E/T
– flavour violating
– opposite-sign different flavour eµ FV neutralino decays (contributing to this workshop also)
The attempt is to have an as model-independent signature-based search strategy with educated
input from theory. The interpretation of the search results are given in the context and parameter space
of mSUGRA but re-interpreting them in different models is possible. All of the searches are including
detector systematic uncertainties and a scan that provides the 5σ reach in the mSUGRA parameter space
is derived for 1f b−1 and 10f b−1 as shown in figure 3.27 The details of the analyses and individual search
results can be found at [57].
1200
tanβ = 10, A = 0, µ > 0
CMS
0
∼
τ1 LSP
with systematics
10 fb-1
1000
mh = 120 GeV
m1/2 (GeV)
800
µ j MET
SS 2 µ
OS 2 l
2τ
Higgs
0
Z
top
trilept
600
400
mh = 114 GeV
200
mχ = 103 GeV
NO EWSB
0
0
200
400
600
800
1000
1200
1400
1600
1800
2000
m0 (GeV)
1200
tanβ = 10, A = 0, µ > 0
CMS
0
∼
τ1 LSP
with systematics
1 fb-1
1000
mh = 120 GeV
m1/2 (GeV)
800
jet+MET
µ j MET
SS 2 µ
OS 2 l
2τ
Higgs
0
Z
top
600
400
mh = 114 GeV
200
mχ = 103 GeV
NO EWSB
0
0
200
400
600
800
1000
1200
1400
1600
1800
2000
m0 (GeV)
Fig. 3.27: 5σ reach for 1 fb−1 and 10 fb−1 at CMS in different channels.
Chapter 4
Non-supersymmetric Standard Model extensions
J. A. Aguilar Saavedra and G. Ünel
1 Introduction
Although the Standard Model (SM) has seemingly survived many stringent tests offered by both precision measurements and direct searches, it has a number of shortcomings. The most unpleasant one is
the “instability” of the Higgs boson mass with respect to radiative corrections, known as the hierarchy
problem. If the SM is assumed valid up to a high scale Λ of the order of the Planck mass, radiative
corrections to Mh from top quark loops are of order δMh2 ∼ Λ2 , i.e. much larger than Mh which is
expected to be of the order of the electroweak scale. The requirement that Mh and δMh are of the same
order would imply a cutoff (and hence new physics at) Λ ∼ 1 − 2 TeV. Some other aspects of the SM
that make it unappealing as the ultimate theory of fundamental interactions (excluding gravity) are:
– the lack of simplicity of the gauge structure,
– the large hierarchy of fermion masses and quark mixings, and the large number of apparently free
parameters necessary to describe them,
– the source of baryogenesis, which can not be explained by the amount of CP violation present in
the SM,
– the unknown mechanism behind the neutrino mass generation (neutrinos can have Dirac masses
simply with the introduction of right-handed fields, but present limits mν ∼ 1 eV require unnaturally small Yukawa couplings).
Therefore, the SM is believed to be the low-energy limit of a more fundamental theory. Several
arguments suggest that this theory may manifest itself at energies not much higher than the electroweak
scale, and give support to the hope that LHC will provide signals of new physics beyond the SM.
This chapter deals with non-supersymmetric candidate theories as extensions to the SM. Among
the most frequently studied ones, the following ones can be mentioned.
1. Grand unified theories (GUTs). In these models the SM gauge group SU(3)c × SU(2)L × U(1)Y
is embedded into a larger symmetry group, which is recovered at a higher scale. They predict the
existence of new fermions (e.g. Q = −1/3 singlets) and new gauge bosons (especially Z ′ ), which
may be at the reach of LHC.
2. Little Higgs models. They address the hierarchy problem with the introduction of extra gauge
symmetries and extra matter which stabilise the Higgs mass up to a higher scale Λ ∼ 10 TeV.
In particular, the top quark loop contribution to the Higgs mass is partially cancelled with the
introduction of a Q = 2/3 quark singlet T .
3. Theories with extra dimensions. The various extra-dimensional models avoid the hierarchy problem by lowering the Planck scale in the higher dimensional theory, and some of them can explain
the large hierarchies between fermion masses. The observable effect of the additional dimension
is the appearance of “towers” of Kaluza-Klein (KK) excitations of fermions and bosons, with increasing masses. Depending on the model, the lightest modes can have a mass around the TeV
scale and thus be produced at LHC.
It should be stressed that these SM extensions, sometimes labelled as “alternative theories” do not exclude supersymmetry (SUSY). In fact, SUSY in its minimal versions does not address some of the open
questions of the SM. One example is the motivation behind the apparent gauge coupling unification. The
renormalisation-group evolution of the coupling constants strongly suggests that they unify at a very high
scale MGUT ∼ 1015 GeV, and that the SM gauge group is a subgroup of a larger one, e.g. SO(10), E6 or
other possibilities. Thus, SUSY can naturally coexist with GUTs. Another example of complementarity
is SUSY + Little Higgs models. If SUSY is broken at the TeV scale or below, it may give dangerous
contributions to flavour-changing neutral (FCN) processes and electric dipole moments (EDMs). These
contributions must be suppressed with some (well justified or not) assumption, like minimal supergravity (MSUGRA) with real parameters. These problems are alleviated if SUSY is broken at a higher scale
and, up to that scale, the Higgs mass is stabilised by another mechanism, as it happens in the Little Higgs
theories.
With the forthcoming LHC, theories beyond the SM will be tested directly through the searches
of the new particles, and indirectly, with measurements of the deviations from SM precision variables.
Instead of studying the different SM extensions and their additional spectrum separately, we follow a
phenomenological/experimental approach. Thus, this chapter is organised according to the new particles
which are expected to be produced. Section 2 reviews the searches for the new quarks and section 3 for
new heavy neutrinos. Studies for new gauge bosons are collected in sections 4 and 5, and in section 6
some new scalar signals are presented. Detailed information about the SM extensions predicting these
new particles is not included in this report for brevity (although the text is as self-contained as possible).
Instead, the interested reader is encouraged to refer to the original papers and dedicated reviews (see for
instance [388–392]). The observation of these new particles would prove, or at least provide hints, for
the proposed theories. In this case, the identification of the underlying theory might be possible with
the measurement of the couplings, production and decay modes of the new particle(s). Alternatively, the
non-observation of the predicted signals would disprove the models or impose lower bounds for their
mass scales.
2 New quarks
At present, additional quarks are not required neither by experimental data nor by the consistency of
the SM. But on the other hand they often appear in Grand Unified Theories [59, 393], Little Higgs
models [390,394,395], Flavour Democracy [396] and models with extra dimensions [24,392,397]. Their
existence is not experimentally excluded but their mixing, mainly with the lightest SM fermions, is rather
constrained. They can lead to various indirect effects at low energies, and their presence could explain
experimental deviations eventually found, for instance in CP asymmetries in B decays. They can also
enhance flavour-changing processes, especially those involving the top quark. These issues have been
dealt with in other chapters of this report. Here we are mainly concerned with their direct production and
detection at LHC.
New quarks share the same electromagnetic and strong interactions of standard quarks, and thus
they can be produced at LHC by q q̄ annihilation and gluon fusion in the same way as the top quark, with
a cross section which only depends on their mass, plotted in Fig. 4.1. Depending on their electroweak
mixing with the SM fermions, they can be produced singly as well [398–400]. Their decay always
takes place through electroweak interactions or interactions with scalars, and the specific decay modes
available depend on the particular SM extension considered. Let us consider a SM extension with N
“standard” chiral generations (left-handed doublets and right-handed singlets under SU(2)L ), plus nu
up-type and nd down-type singlets under this group.1 While (left-handed) SU(2)L doublets couple to
the W ± and W 3 bosons, singlet fields do not. The Lagrangian in the weak eigenstate basis reads
g
LW = − √ ū′L γ µ d′L Wµ† + h.c. ,
2
1
Anomaly cancellation requires that the number of lepton generations is also N . For N > 3 this implies additional neutrinos
heavier than MZ /2 to agree with the Z invisible width measurement at LEP. On the other hand, quark singlets can be introduced
alone, since they do not contribute to anomalies [393].
LZ
= −
g ′ µ ′
ūL γ uL − d¯′L γ µ d′L − 2s2W JEM Zµ ,
2cW
(4.1)
where (u′ , d′ )L are the N doublets under SU(2)L and JEM is the electromagnetic current which includes
all (charged) quark fields. The number of mass eigenstates with charges 2/3 and −1/3 is Nu ≡ N + nu ,
Nd ≡ N + nd , respectively. The resulting weak interaction Lagrangian in the mass eigenstate basis is
LW
LZ
g
= − √ [ūL γ µ V dL ] Wµ† + h.c. ,
2
i
g h
ūL γ µ X u uL − d¯L γ µ X d dL − 2s2W JEM Zµ ,
= −
2cW
(4.2)
where uL,R , dL,R are column vectors of dimensions Nu , Nd , and JEM is the electromagnetic current
(including all mass eigenstates). The Nu × Nd matrix V (not necessarily square) is the generalisation of
the 3 × 3 CKM matrix. The matrices X u = V V † , X d = V † V have dimensions Nu × Nu and Nd × Nd ,
respectively. In case that nu > 0 the up-type mass eigenstates are mixture of weak eigenstates with
different isospin, and thus the matrix X u is not necessarily diagonal. In other words, V is not unitary
(but its 3 × 3 submatrix involving SM quarks is almost unitary), what prevents the GIM mechanism
from fully operating. Analogous statements hold for the down sector. Therefore, models with quark
singlets can have tree-level flavour-changing neutral (FCN) couplings to the Z boson. These couplings
are suppressed by the mass of the new mass eigenstates, e.g. Xtc ∼ mt mc /m2T (with T a new charge
2/3 quark), what forbids dangerous FCN currents in the down sector but allows for observable effects in
top physics.
10
6
10
10
σ (fb)
10
10
5
4
3
2
10
1
10
-1
-2
10 0
500
1000
1500
2000
2500
mQ (GeV)
Fig. 4.1: Tree-level cross section for pair production of heavy quarks Q in pp collisions at
QQ̄. CTEQ5L PDFs are used.
√
s = 14 TeV, gg, q q̄ →
As within the SM, its extensions with extra quarks typically have one Higgs doublet which breaks
the electroweak symmetry and originates the fermion masses. The surviving scalar field h couples to the
chiral fields (through Yukawa couplings) but not to the weak eigenstate isosinglets. In the mass eigenstate
basis, the scalar-quark interactions read
i
g h
(4.3)
ūR Mu X u uL + d¯R Md X d dL h + h.c. ,
Lh = −
2MW
with Mu , Md the diagonal mass matrices, of dimensions Nu × Nu and Nd × Nd . SM extensions with
extra quarks usually introduce further scalar fields, e.g. in E6 additional scalar singlets are present, but
with VEVs typically much higher than the mass scale of the new quarks and small mixing with h. Also, in
supersymmetric versions of E6 there are two Higgs doublets, in which case the generalisation of Eq. (4.3)
involves two scalar fields and the ratio of their VEVs tan β. However, the main phenomenological
features of these models can be described with the minimal scalar sector and Lagrangian in Eq. (4.3).
(Of course, this does not preclude that with appropriate but in principle less natural choices of parameters
one can build models with a completely different behaviour.) In particular, from Eq. (4.3) it follows that
FCN interactions with scalars have the same strength as the ones mediated by the Z boson, up to mass
factors. Note also that Eq. (4.3) does not contradict the fact that new heavy mass eigenstates, which are
mainly SU(2)L singlets, have small Yukawa couplings. For example, with an extra Q = 2/3 singlet the
Yukawa coupling of the new mass eigenstate T is proportional to mT XT T ≃ mT |VT b |2 ∼ mt /m2T (see
also section 2.1 below).
More general extensions of the SM quark sector include right-handed fields transforming nontrivially under SU(2)L . The simplest of such possibilities is the presence of additional isodoublets
(T, B)L,R . Their interactions are described with the right-handed analogous of the terms in Eqs. (4.2)
and a generalisation of Eq. (4.3). From the point of view of collider phenomenology, their production
and decay takes place through the same channels as fourth generation or singlet quarks (with additional
gauge bosons there would be additional modes). However, the constraints from low energy processes are
much more stringent, since mixing with a heavy isodoublet (T, B)L,R can induce right-handed charged
currents among the known quarks, which are absent in the SM. An example of this kind is a W tR bR
interaction, which would give a large contribution to the radiative decay b → sγ (see chapter 2.2.1.1).
A heavy quark Q of either charge can decay to a lighter quark q ′ via charged currents, or to a
lighter quark q of the same charge via FCN couplings if they are nonzero. The partial widths for these
decays are [401]
mQ
α
|VQq′ |2 2 λ(mQ , mq′ , MW )1/2
2
16s
MW
" W
#
2 m2
2
4
m2q′
MW
MW
MW
m4t
q′
× 1+ 2 −2 2 −2 4 + 4 +
,
mQ
mQ
mQ
mQ
m4Q
mQ
α
|XQq |2 2 λ(mQ , mq , MZ )1/2
Γ(Q → Zq) =
2
2
32s c
MZ
#
" W W
2
mq
MZ2 m2q
MZ4
MZ2
m4t
,
× 1+ 2 −2 2 −2 4 + 4 +
mQ
mQ
mQ
mQ
m4Q
mQ
α
Γ(Q → hq) =
|XQq |2 2 λ(mQ , mq , Mh )1/2
2
32s
MW
#
" W
2
m4q
m2q Mh2
mq
Mh2
,
× 1+6 2 − 2 + 4 −
mQ mQ mQ
m4Q
Γ(Q → W + q ′ ) =
(4.4)
with
λ(mQ , m, M ) ≡ (m4Q + m4 + M 4 − 2m2Q m2 − 2m2Q M 2 − 2m2 M 2 )
(4.5)
a kinematical function. (The superscripts u, d in the FCN couplings XQq may be dropped when they
are clear from the context.) Since QCD and electroweak production processes are the same for 4th
generation and exotic quarks, their decays provide the way to distinguish them. For quark singlets the
neutral current decays Q → Zq are possible, and kinematically allowed (see below). Moreover, for
a doublet of SM quarks (q, q ′ ) of the same generation one has Γ(Q → Zq) ≃ 1/2 Γ(Q → W q ′ ),
for mQ ≫ mq , mq′ , MZ , MW . Depending on the Higgs mass, decays Q → hq may be kinematically
allowed as well, with a partial width Γ(Q → hq) ≃ 1/2 Γ(Q → W q ′ ) for mQ much larger than the
other masses involved. Both FCN decays, absent for 4th generation heavy quarks,2 provide clean final
states in which new quark singlets could be discovered, in addition to the charged current decays present
in all cases. If the new quarks mix with the SM sector through right-handed interactions with the SM
2
For 4th generation quarks neutral decays can take place radiatively, and can have sizeable branching ratios if tree-level
charged current decays are very suppressed, see section 2.4.1 .
gauge and Higgs bosons, the decays are the same as in Eq. (4.4) but replacing VQq′ and XQq by their
right-handed analogues. If the new quarks are not too heavy, the chirality of their interactions can be
determined by measuring angular or energy distributions of the decay products. For instance, in a decay
T → W + b → ℓνb the charged lepton angular distribution in W rest frame (or its energy distribution in
T rest frame) an be used to probe the W T b interaction (see the discussion after Eq. (4.7) below, and also
chapter 2.2.1.2).
Searches at Tevatron have placed the 95% CL limits mB ≥ 128 GeV [340] (in charged current
decays, assuming 100% branching ratio), mb′ ≥ 199 GeV [402] (assuming BR(b′ → Zb)=1), where b′
is a charge −1/3 quark. If a priori assumptions on b′ decays are not made, limits can be found on the
branching ratios of these two channels [403] (see also [404, 405]). In particular, it is found that for b′
quarks with masses ∼ 100 GeV near the LEP kinematical limit there are some windows in parameter
space where b′ could have escaped discovery. For a charge 2/3 quark T , the present Tevatron bound is
mT ≥ 258 GeV [406] in charged current decays T → W + b, very close to the kinematical limit mt +MZ
where decays T → Zt are kinematically possible. The prospects for LHC are reviewed in the following.
2.1
Singlets: charge 2/3
A new up-type singlet T is expected to couple preferrably to the third generation, due to the large mass of
the top quark. The CKM matrix element VT b is expected to be of order mt /mT , although for T masses
at the TeV scale or below the exact relation VT b = mt /mT enters into conflict with latest precision
electroweak data. In particular, the most stringent constraint comes from the T parameter [23]. The
most recent values [340] T = −0.13 ± 0.11 (for U arbitrary), T = −0.03 ± 0.09 (setting U = 0)
imply the 95% CL bounds T ≤ 0.05, T ≤ 0.117, respectively. The resulting limits on |VT b | are plotted
in Fig. 4.2, including for completeness the limit from Rb (plus other correlated observables like Rc ,
the FB asymmetries and coupling parameters) and the bound on mT from direct searches. The mixing
values obtained from the relation VT b = λmt /mT are also displayed, for λ = 1 (continuous line) and
λ = 0.5 − 2 (gray band). In this class of models the new contributions to U are very small, so it is
sensible to use the less restrictive bound T ≤ 0.117. Even in this case, mixing angles VT b = mt /mT
seem too large for T lighter than 1.7 TeV. Of course, the importance of the bound T ≤ 0.117, and
indirect bounds in general, must not be neither overemphasised nor neglected. Additional new particles
present in these models also contribute to T and can cancel the contribution from the new quark. But this
requires fine-tuning for lower T masses and/or larger VT b mixings.
0.4
VTb = [0.5−2] mt /mT
VTb = mt /mT
|VTb|
0.3
95% bound (T)
95% bound (Rb...)
95% bound (direct search)
0.2
Rb
T = 0.117 (U = 0)
0.1
T = 0.050
0
0
500
1000
1500
2000
2500
mT (GeV)
Fig. 4.2: 95% CL bounds on |VT b | from the T parameter and from Rb , and values derived from the relation
VT b = mt /mT .
The main decays of the new quark are T → W + b, T → Zt, T → ht, with partial widths given by
Eqs. (4.4). Their characteristic features are:
(i) T → W + b: The decays W → ℓ+ ν, ℓ = e, µ originate very energetic charged leptons, not only
due to the large T mass but also to spin effects [407]: for large mT the charged leptons are emitted
more towards the W flight direction.
(ii) T → Zt: The leptonic decays Z → ℓ+ ℓ− produce a very clean final state, although with a small
branching ratio.
(iii) T → ht: For a light Higgs, its decay h → bb̄ and the decay of the top quark give a final state with
three b quarks, which can be tagged to reduce backgrounds. They have an additional interest as
they can produce Higgs bosons with a large cross section [401, 408].
2.1.1
Discovery potential
In T pair production the largest mT reach is provided by the mode T T̄ → W + bW − b̄ and subsequent
semileptonic decay of the W + W − pair, plus additional contributions from other decay modes giving the
same signature plus additional jets or missing energy [69, 407]
T T̄ → W + b W − b̄ → ℓ+ νb q̄q ′ b̄ ,
T T̄ → W + b ht̄/ht W − b̄ → W + b W − b̄ h → ℓ+ νb q̄q ′ b̄ bb̄/cc̄ ,
T T̄ → W + b Z t̄/Zt W − b̄ → W + b W − b̄ Z → ℓ+ νb q̄q ′ b̄ q ′′ q̄ ′′ /ν ν̄ ,
(4.6)
These signals are characterised by one energetic charged lepton, two b jets and at least two additional jets.
Their main backgrounds are top pair and single top production and W/Zbb̄ plus jets. Charged leptons
originating from T → W b → ℓνb decays are much more energetic than those from t → W b → ℓνb, as
it has been stressed above. The charged lepton energy distribution in T (t) rest frame reads
1 dΓ
Γ dEℓ
=
1
3(Eℓ − Eℓmin )2 FR + 3(Eℓmax − Eℓ )2 FL
(Eℓmax − Eℓmin )3
+6(Eℓmax − Eℓ )(Eℓ − Eℓmin ) F0 ,
(4.7)
with Fi the W helicity fractions (see chapter 2.2.1.2), which satisfy FL + FR + F0 = 1. For the top
quark they are F0 = 0.703, FL = 0.297, FR ≃ 0, while for T with a mass of 1 TeV they are F0 = 0.997,
FL = 0.013, FR ≃ 0. It must be pointed out that for large mT , F0 ≃ 1 even when right-handed W T b
interactions are included; thus, the chirality of this vertex cannot be determined from these observables.
The maximum and minimum energies depend on the mass of the decaying fermion, and are Eℓmin = 18.5
GeV, Eℓmax = 87.4 GeV for t, and Eℓmin = 3.2 GeV, Eℓmax = 500 GeV for T (with mT =1 TeV). The
resulting energy distributions are presented in Fig. 4.3 (left) for the same T mass of 1 TeV. The larger
lep
mean energy in the rest frame of the parent quark is reflected in a larger transverse momentum pT in
laboratory frame, as it can be observed in Fig. 4.3 (right). For the second and third decay channels in
Eq. (4.6), denoted by (h) and (Z) respectively, the tail of the distribution is less pronounced. This is so
because the charged lepton originates from T → W b → ℓνb only half of the times, and the rest comes
from t → W b → ℓνb and is less energetic.
Background is suppressed by requiring large transverse momenta of the charged lepton and the
jets, and with the heavy quark mass reconstruction. The reconstructed masses of the heavy quarks delep
caying hadronically (mhad
T ) and semileptonically (mT ) are shown in Fig. 4.4. For the leading decay
mode T T̄ → W + bW − b̄ these distributions have a peak around the true mT value, taken here as 1 TeV,
but for the additional signal contributions the events spread over a wide range. Thus, kinematical cuts on
lep
lep
pT , mhad
T , mT considerably reduce the extra signal contributions.
The estimated 5σ discovery limits for 300 fb−1 can be summarised in Fig. 4.5. They also include
the results from T j (plus T̄ j) production, where the decay T → W + b (or T̄ → W − b̄) also gives the
800
t→Wb
T→Wb
1.6
700
Events / 20 GeV
1.2
- El
0.8
max
(El
TT
TT (H)
600
min
) / Γ dΓ / d El
2.0
TT (Z)
tt
500
400
300
200
0.4
100
0
0
0.2
0.4
0.6
(El-El
min
) / El
0.8
0
1
0
200
400
max
600
800
lep
pt
Fig. 4.3: Left: Normalised energy distributions of the charged lepton from t and T semileptonic decays, in t (T )
rest frame, taking mT = 1 TeV. Right: the resulting transverse momentum distribution in laboratory frame for the
processes in Eqs. (4.6) (right)
400
500
300
TT (Z)
tt
300
Events / 20 GeV
Events / 20 GeV
TT
TT (H)
TT
TT (H)
400
200
TT (Z)
tt
200
100
100
0
0
1000
500
had
mT
1500
0
0
1000
500
1500
lep
mT
Fig. 4.4: Reconstructed masses of the heavy quarks decaying hadronically (left) and semileptonically (right), for
the processes in Eqs. (4.6) with mT = 1 TeV, and their main background tt̄.
highest sensitivity for large T masses [409]. The mT reach in T T̄ production is independent of VT b , but
the T j cross section scales with |VT b |2 , and thus the sensitivity of the latter process depends on VT b . T
masses on the left of the vertical line can be seen with 5σ in T T̄ production. Values of mT and VT b over
the solid curve can be seen in T j production. The latter discovery limits have been obtained by rescaling
the results for mT = 1 TeV in Refs. [409, 410]. The 95% CL bounds from the T parameter (for U = 0
and U arbitrary) ares represented by the dashed and dotted lines, respectively. Then, the yellow area
(light grey in print) represents the parameter region where the new quark cannot be discovered with 5σ ,
and the orange triangle (dark gray) the parameters for which it can be discovered in single but not in pair
production.
Several remarks are in order regarding these results. The limits shown for T T̄ and T j only include
the channel T → W + b (with additional signal contributions giving the same final state in the former
case). In both analyses the evaluation of backgrounds, e.g. tt̄, does not include higher order processes
with extra hard jet radiation: tt̄j, tt̄2j, etc. These higher order tt̄nj contributions may be important in
the large transverse momenta region where the new quark signals are searched. Systematic uncertainties
in the background are not included either, and they lower the significance with respect to the values
presented here. On the other hand, additional T decay channels can be included and the event selection
0.4
Rb
Significance < 5σ
5σ discovery (TT)
5σ discovery (Tj)
95% bound (T)
95% bound (Rb...)
|VTb|
0.3
0.2
T = 0.117 (U = 0)
0.1
T = 0.050
0
0
500
1000
1500
2000
2500
mT (GeV)
Fig. 4.5: Estimated 5σ discovery limits for a new charge 2/3 quark T in T T̄ and T j production.
could be refined, e.g. by a probabilistic method, so that the limits displayed in Fig. 4.5 are not expected
to be significantly degraded when all of these improvements are made in the analysis.
2.1.2
Higgs discovery from T decays
Apart from the direct observation of the new quark, another exciting possibility is to discover the Higgs
boson from T decays [401, 408]. Very recent results from CMS have significantly lowered the expectations for the discovery of a light Higgs boson in tt̄h production, with h → bb̄. This decrease is due to a
more careful calculation of the tt̄nj background, and to the inclusion of systematic uncertainties [57]. As
a result, a light Higgs is impossible to see in this process, with a statistical significance of only ∼ 0.47σ
for 30 fb−1 of luminosity and Mh = 115 GeV. But if a new quark T exists with a moderate mass, its pair
production and decays
T T̄ → W + b ht̄/ht W − b̄ → W + b W − b̄ h → ℓ+ νb q̄q ′ b̄ bb̄/cc̄ ,
T T̄ → ht ht̄ → W + b W − b̄ hh → ℓ+ νb q̄q ′ b̄ bb̄/cc̄ bb̄/cc̄ ,
T T̄ → Zt ht̄/ht Z t̄ → W + b W − b̄ hZ → ℓ+ ν ′ b q̄q ′ b̄ bb̄/cc̄ q ′′ q̄ ′′ /ν ν̄
(4.8)
provide an additional source of Higgs bosons with a large cross section (see Fig. 4.1) and a total branching
ratio close to 1/2. The final state is the same as in tt̄h production with semileptonic decay: one charged
lepton, four or more b-tagged jets and two non-tagged jets. The main backgrounds are tt̄nj production
with two b mistags and tt̄bb̄ production. The inclusion of higher order (n > 2) contributions is relevant
because of their increasing efficiency for larger n (the probability to have two b mistags grows with the
jet multiplicity). The larger transverse momenta involved for larger n also make higher order processes
more difficult to suppress with respect to the T T̄ signal. Lower order contributions (n < 2) are important
as well, due to pile-up. The method followed to evaluate top pair production plus jets is to calculate tt̄nj
for n = 0, . . . , 5 with Alpgen [308] and use PYTHIA 6.4 [411] to include soft jet radiation, using the
MLM matching prescription [412] to avoid double counting.
Background suppression is challenging because the higher-order tt̄nj backgrounds are less affected by large transverse momentum requirements. Moreover, the signal charged leptons are not so
energetic, and cannot be used to discriminate signal and background as efficiently as in the previous final
state. Background is suppressed with a likelihood method. Signal and background likelihood functions
LS , LB can be built. using as variables several transverse momenta and invariant masse, as those shown
in Fig. 4.6, as well as angles and rapidities of final state particles. (Additional details can be found in
Ref. [401].) Performing cuts on these and other variables greatly improves the signal observability. For a
luminosity of 30 fb−1 , the statistical significances obtained for the Higgs signals in final states with four,
0.12
TT (WH)
Fraction of events / 20 GeV
Fraction of events / 20 GeV
0.12
TT (HH)
SM bkg
0.08
0.04
0
0
200
100
300
400
500
700
600
TT (WH)
TT (HH)
SM bkg
0.08
0.04
0
800
0
100
200
300
400
had
700
800
0.20
TT (WH)
Fraction of events / 20 GeV
Fraction of events / 20 GeV
600
mT
0.20
TT (HH)
SM bkg
0.15
0.10
0.05
0
500
lep
mT
TT (WH)
0.10
0.05
0
0
100
200
/pt
300
400
500
TT (HH)
SM bkg
0.15
0
100
200
300
400
500
600
700
b,max
pt
Fig. 4.6: Several useful variables to discriminate between heavy quark signals and background for T T̄ production
lep
in 4b final states: heavy quark reconstructed masses (mhad
6 T ), and maximum pt of the
T , mT ), missing energy (p
b,max
b-tagged jets (pt
). The main signal processes (first two ones in Eqs. (4.8) are denoted by W h, hh, respectively.
five and six b jets are [401]
4 b jets : 6.43σ ,
5 b jets : 6.02σ ,
6 b jets : 5.63σ ,
(4.9)
including a 20% uncertainty in the background. Additional backgrounds like electroweak tt̄bb̄ production, tt̄cc̄ (QCD and electroweak) and W/Zbb̄ plus jets are smaller but have also been included. The
combined significance is 10.45σ, a factor of 25 larger than in tt̄h production alone. Then, this process
offers a good opportunity to quicky discover a light Higgs boson (approximately with 8 fb−1 ) in final
states containing a charged lepton and four or more b quarks. These figures are conservative, since additional signal processes T T̄ nj have not been included in the signal evaluation. The decay channels in
Eqs. (4.8) also provide the best discovery potential for mT relatively close to the electroweak scale. For
mT = 500 GeV, as assumed here, 5σ discovery of the new quark could be possible with 7 fb−1 .
2.2
Singlets: charge −1/3
Down-type iso-singlet quark arise in the E6 GUT models [59]. These models postulate that the group
structure of the SM, SUC (3) × SUW (2) × UY (1), originates from the breaking of the E6 GUT scale
down to the electroweak scale, and thus extend each SM family by the addition of one isosinglet down
type quark.
Following the literature, the new quarks are denoted by letters D, S, and B. The mixings between
these and SM down type quarks is responsible for the decays of the new quarks. In this study, the
intrafamily mixings of the new quarks are assumed to be dominant with respect to their inter-family
mixings. In addition, as for the SM hierarchy, the D quark is taken to be the lightest one. The usual
CKM mixings, represented by superscript θ, are taken to be in the up sector for simplicity of calculation
(which does not affect the results). Therefore, the Lagrangian relevant for the down type isosinglet quark,
D, becomes a simplification of equation set 4.2. It can explicitely be written as:
LD =
−
−
−
√
i
4παem h θ
√
ū γα (1 − γ5 ) d cos φ + ūθ γα (1 − γ5 ) D sin φ W α
2 2 sin θW
√
4παem sin φ cos φ ¯
dγα (1 − γ5 ) D Z α
4 sin θW
cos θW
√
4παem
D̄γα 4 sin2 θW − 3 sin2 φ(1 − γ5 ) D Z α
12 cos θW sin θW
√
4παem
¯ α 4 sin2 θW − 3 cos2 φ(1 − γ5 ) d Z α + h.c.
dγ
12 cos θW sin θW
(4.10)
The measured values of Vud ,Vus ,Vub constrain the d and D mixing angle φ to | sin φ| ≤ 0.07 assuming the squared sum of row elements of the new 3 × 4 CKM matrix equal unity (see [49] and
references therein for CKM matrix related measurements). The total decay width and the contribution
by neutral and charged currents were already estimated in [413]. As reported in this work, the D quark
decays through a W boson with a branching ratio of 67% and through a Z boson with a branching ratio
of 33%. If the Higgs boson exists, in addition to these two modes, D quark might also decay via the
D → h d channel which is available due to D − d mixing. The branching ratio of this channel for the
case of mh = 120 GeV and sin φ = 0.05 is calculated to be about 25%, reducing the branching ratios of
the neutral and charged channels to 50% and 25%, respectively [414, 415].
2.2.1
The discovery potential
The discovery potential of the lightest isosinglet quark has been investigated using the pair production
channel which is quasi-independent of the mixing angle φ. The main tree level Feynman diagrams for
the pair production of D quarks at LHC are gluon fusion, and q − q annihilation. The gDD and γDD
vertices are the same as their SM down quark counterparts. The modification to the Zdd vertex due to
d − D mixing can be neglected due to the small value of sin φ.
The Lagrangian in Eq. (4.10) was implemented into tree level event generators, CompHEP 4.3
[416] and MadGraph 2.3 [417]. The impact of uncertainties in parton distribution functions (PDFs)
[131], is calculated by using different PDF sets, to be less than 10% for D quark mass values from
400 to 1400 GeV. For example at mD = 800 GeV and Q2 = m2Z , the cross section values are 450 fb
(CompHEP, CTEQ6L1) and 468 fb (CompHEP, CTEQ5L) versus 449 fb (MadGraph, CTEQ6L1) and 459 fb
(MadGraph, CTEQ5L) with an error of about one percent in each calculation. The largest contribution
to the total cross section comes from the gluon fusion diagrams for D quark masses below 1100 GeV,
while for higher D quark masses, contributions from s-channel q q̄ annihilation subprocesses becomes
dominant. For these computations, q q̄ are assumed to be only from the first quark family since, the
contribution to the total cross section from ss̄ is about 10 times smaller and the contribution from cc̄
and bb̄ are about 100 times smaller. The t-channel diagrams mediated by Z and W bosons, which are
suppressed by the small value of sin φ (for example 0.4 fb at mD = 800 GeV) were also included in
the signal generation. The isosinglet quarks being very heavy are expected to immediately decay into
SM particles. The cleanest signal can be obtained from both Ds decaying via a Z boson. Although it
has the smallest branching ratio, the 4 lepton and 2 jet final state offers the possibility of reconstructing
the invariant mass of Z bosons and thus of both D quarks. The high transverse momentum of the jets
coming from the D quark decays can be used to distinguish the signal events from the background.
Signal @ 600GeV
14
SM background
SM + Signal @ 600GeV
12
10
#D quarks/20GeV/year
#D quarks/20GeV/year
16
8
Signal @ 800GeV
3
SM background
SM + Signal @ 800GeV
2.5
2
1.5
6
1
4
0.5
2
200
400
600
800
1000
1200
1
Signal @ 1000GeV
SM background
0.8
0
1400
MZ,jet (GeV)
SM + Signal @ 1000GeV
0.6
#D quarks/20GeV/year
#D quarks/20GeV/year
0
800
1000
1200
1400
MZ,jet (GeV)
1000
1200
1400
MZ,jet (GeV)
SM background
SM + Signal @ 1200GeV
0.6
0.2
600
800
0.8
0.2
400
600
Signal @ 1200GeV
0.4
200
400
1
0.4
0
200
0
200
400
600
800
1000
1200
1400
MZ,jet (GeV)
Fig. 4.7: Combined results for possible signal observation at MD = 600, 800, 1000, 1200 GeV . The reconstructed
D quark mass and the relevant SM background are plotted for a luminosity of 100 fb−1 which corresponds to one
year of nominal LHC operation. The dark line shows the signal and background added, the dashed line is for signal
only and the light line shows the SM background.
The D quarks in signal events were made to decay in CompHEP into SM particles. The final state
particles for both signal and background events were fed into PYTHIA version 6.218 [43] for initial and
final state radiation, as well as hadronisation using the CompHEP to PYTHIA and MadGraph to PYTHIA
interfaces provided by ATHENA 9.0.3 (the ATLAS offline software framework). To incorporate the detector effects, all event samples were processed through the ATLAS fast simulation tool, ATLFAST [418],
and the final analysis has been done using physics objects that it produced. The cases of 4 muons, 4
electrons and 2 electrons plus 2 muons were separately treated to get the best reconstruction efficiency.
As an example, table 4.1 gives the selection efficiencies for the mixed lepton case at mD = 800 GeV.
Using the convention of defining a running accelerator year as 1 × 107 seconds, one LHC year at
the design luminosity corresponds to 100 fb−1 . For one such year worth of data, all the signal events
are summed and compared to all SM background events as shown in Fig. 4.7. It is evident that for the
lowest of the considered masses, the studied channel gives an easy detection possibility, whereas for the
highest mass case (MD =1200 GeV) the signal to background ratio is of the order of unity. For each D
quark mass value that was considered, a Gaussian is fitted to the invariant mass distribution around the
D signal peak and a polynomial to the background invariant mass distribution. The number of accepted
signal (S) and background (B) events are integrated using the fitted functions in a mass window whose
Table 4.1: The individual selection cut efficiencies ǫ for one Z → ee and one Z → µµ sub-case. The subscript ℓ
represents both electron and muon cases.
channel
cut
ǫ Signal
ǫ Background
Nℓ
=4
0.44
0.35
MZ
=90±20 GeV
0.94
0.97
PT,ℓ
µ(e) > 40(15) GeV
0.71
0.34
Njet
≥2
1
0.95
PT,jet
≥100 GeV
0.93
0.10
ǫcombined
0.28
0.011
40
D quark discovery reach
L ( fb-1)
significance
width is equal to 2σ around
√ the central value of the fitted Gaussian. The significance is then calculated at
each mass value as S/ B, using the number of integrated events in the respective mass windows. The
expected signal significance for three years of nominal LHC luminosity running is shown in Fig. 4.8 left
hand side. The shaded band in the same plot represents the systematic errors originating from the fact
that for each signal mass value, a finite number of Monte Carlo events was generated at the start of the
analysis and the surviving events were selected from this event pool. For MD = 600 GeV, ATLAS could
observe the D quark with a significance more than 3 σ before the end of the first year of low luminosity
running (10 fb−1 /year) whereas to claim discovery with 5 σ significance, it would need about 20 fb−1
integrated luminosity. For MD = 1000 GeV, about 200 fb−1 integrated luminosity is necessary for a 3 σ
signal observation claim.
35
3σ signal
5σ discovery
10 3
30
25
20
10 2
15
10
5
Significance at 300 fb-1
10
0600
700
800
900
1000 1100 1200
mass D quark (GeV)
600
700
800
900
1000
1100
1200
MD (GeV)
Fig. 4.8: On the left: the expected statistical significance after 3 years of running at nominal LHC luminosity
assuming Gaussian statistics. The vertical line shows the limit at which the event yield drops below 10 events. On
the right: the integrated luminosities for 3 σ observation and 5 sigma discovery cases as a function of D quark
mass. The bands represent uncertainties originating from finite MC sample size.
2.2.2
The mixing angle to SM quarks
This section addresses the discovery of the isosinglet quarks via their jet associated single production at
the LHC and the measurements of the mixing angle between the new and the SM quarks. The current
upper limit on φ is | sin φ| < 0.07, allowed by the known errors on the CKM matrix elements assuming
unitarity of its extended version [419]. However, in this work, a smaller thus a more conservative value,
σ (pb)
sin φ = 0.045, was considered for the calculation of the cross sections and decay widths. For other
values of sin φ, both of these two quantities can be scaled with a sin2 φ dependence. For both the signal
and the background studies, the contributions from sea quarks were also considered. The used parton
distribution function was CTEQ6L1 and the QCD scale was set to be the mass of the D quark for both
signal and background processes. The cross section for single production of the D quark for its mass
up to 2 TeV and for various mixing angles is given in Fig. 4.9. The main tree level signal processes
are originating from the valance quarks exchanging W or Z bosons via the t channel. The remaining
processes originating from the sea quarks contribute about 20 percent to the total signal cross section.
1
10
10
10
-1
-2
-3
400 600 800 1000 1200 1400 1600 1800 2000
mD (GeV)
Fig. 4.9: Cross section in single D production as a function of D quark mass for different sin φ values.
Although the work in this section is at the generator level, various parameters of the ATLAS
detector [420] such as the barrel calorimeter geometrical acceptance, minimum angular distance for jet
separation and minimum transverse momentum for jets [421] were taken into account. Five mass values
(400, 800,1200, 1500 and 2000 GeV) were studied to investigate the mass dependence of the discovery
potential for this channel. The cuts common to all considered mass values are:
PT p > 15 GeV
|ηp | < 3.2
|ηZ | < 3.2
Rp > 0.4
MZp = MD ± 20 GeV
where p stands for any parton; R is the cone separation angle between two partons; ηp and ηZ are pseudorapidities of a parton and Z boson respectively; and PT p is the parton transverse
√ momentum. For
each mass case, the optimal cut value is found by maximizing the significance (S/ B) and it is used for
calculating the effective cross sections presented in Table 4.2. To obtain the actual number of events for
each mass value, the e+ e− and µ+ µ− decays of the Z boson were considered for simplicity of reconstruction. The last 3 rows of the same table contain the expected number of reconstructed events for both
signal and background for 100 fb−1 of data taking. Although the lepton identification and reconstruction
Table 4.2: The signal and background effective cross sections before the Z decay and after the optimal cuts,
√
obtained by maximixing the S/ B, together with the D quark width in GeV for each considered mass. The
number of signal and background events also the signal siginificance were calculated for an integrated luminosity
of 100 fb−1 .
MD (GeV)
Γ(GeV)
Signal (fb)
Background (fb)
optimal pT cut
Signal Events
Background Events
Signal significance (σ)
400
0.064
100.3
2020
100
702
14000
5.9
800
0.51
29.86
144
250
209
1008
6.6
1200
1.73
10.08
18.88
450
71
132
6.1
1500
3.40
5.09
6.68
550
36
47
5.2
2000
8.03
1.92
1.36
750
13.5
9.5
4.37
sinφ
efficiencies are not considered, one can note that the statistical significance at mD =1500 GeV, is above
5σ after one year of nominal luminosity run.
0.1
0.09
0.08
0.07
0.06
0.05
0.04
0.03
0.02
0.01
400 600 800 100012001400160018002000
mD (GeV)
Fig. 4.10: 3σ exclusion curves for 10, 100, 300, 1000 fb −1 integrated luminosities are shown from top to down.
The single production discovery results given in Table 4.2 can be used to investigate the mixing
angle. In the event of a discovery in the single production case, the mixing angle can be obtained
directly. If no discoveries are made, then the limit on the cross section can be converted to a limit curve
in the D quark mass vs mixing angle plane. Therefore the angular reach for a 3σ signal is calculated
by extrapolating to other sin φ values. Figure 4.10 gives the mixing angle versus D-quark mass plane
and the 3σ reach curves for different integrated luminosities ranging from 10 fb−1 to 1000 fb−1 , which
correspond to one year of low luminosity LHC operation and one year of high luminosity super-LHC
operation respectively. The hashed region in the same plot is excluded using the current values of the
CKM matrix elements. One should note that, this channel allows reducing the current limit on sin φ
by half in about 100 fb−1 run time. The process of single production of the E6 isosinglet quarks could
essentially enhance the discovery potential if sin φ exceeds 0.02. For example, with 300 fb−1 integrated
luminosity, the 3σ discovery limit is mD = 2000 GeV, if sin φ = 0.03. It should also be noted that for
pair production the 3σ discovery limit was found to be about 900 GeV, independent of sin φ. If ATLAS
discovers an 800 GeV D quark via pair production, single production will give the opportunity to confirm
the discovery and measure the mixing angle if sin φ > 0.03. The FCNC decay channel analysed in this
paper is specific for isosinglet down type quarks and gives the opportunity to distinguish it from other
models also involving additional down type quarks, for example the fourth SM family.
2.2.3
The impact on the Higgs searches
The origin of the masses of SM particles is explained by using the Higgs Mechanism. The Higgs mechanism can also be preserved in E6 group structure as an effective theory, although other alternatives such
as dynamical symmetry breaking are also proposed [422, 423]. On the other hand, the origin of the mass
of the new quarks (D, S, B) should be due to another mechanism since these are isosinglets. However,
the mixing between d and D quarks will lead to decays of the latter involving h after spontaneous symmetry breaking (SSB). To find these decay channels, the interaction between the Higgs field and both
down type quarks of the first family should be considered before SSB. After SSB, the Lagrangian for the
interaction between d, D quarks, and the Higgs boson becomes :
Lh =
−
−
+
mD
sin2 φL D̄Dh
ν
sin φL cos φL
D̄ (1 − γ 5 ) mD + (1 + γ 5 ) md d h
2ν
sin φL cos φL ¯
d (1 + γ 5 ) mD + (1 − γ 5 ) md D h
2ν
md
¯
cos2 φL ddh
ν
(4.11)
√
where ν = η/ 2 and η = 246 GeV is the vacuum expectation value of the Higgs field. It is seen
that the D quark has a narrow width and becomes even narrower with decreasing values of φ since it
scales through a sin2 φ dependence. The relative branching ratios for the decay of the D quark depend
on both the D quark and the Higgs mass values. For example, at the values of D quark mass around
200 GeV and the Higgs mass around 120 GeV: BR(D → W u)∼60%, BR(D → hd)∼12%, BR(D →
Zd)∼28%, whereas as the D quark mass increases the same ratios asymptotically reach 50%, 25% and
25% respectively. As the Higgs mass increases from 120 GeV, these limit values are reached at higher
D quark masses.
Depending on the masses of the D quark and the Higgs boson itself, the E6 model could boost
the overall Higgs production at the LHC. This boost is particularly interesting for the Higgs hunt, one
of the main goals of the LHC experiments. For example, if the D quark mass is as low as 250 GeV, the
pair production cross section at the LHC becomes as high as 105 fb−1 , which is enough to compensate
for the relatively small Higgs branching ratio of 17%, as can be seen in Fig. 4.11. In the low mass range
considered in this section (from 115 up to 135 GeV), the branching ratio h → bb is about 70% [420].
Table 4.3 lists the decays involving at least one Higgs boson and the expected final state particles associated with each case. Although the case involving the Z is more suitable from the event reconstruction
point of view, the focus will be on the last row, which has the highest number of expected Higgs events
per year.
The full Lagrangian also involving the Higgs interaction has been implemented in a tree level
event generator, CompHEP 4.4.3 [416], to investigate the possibility of detecting the Higgs particle and
reconstructing it from b-jets. Assuming a light Higgs boson of mass 120 GeV, four mass values for
the D quark have been taken as examples: 250 GeV, 500 GeV, 750 GeV, and 1000 GeV. 10 000 signal
events were produced for each mass value under consideration with the W h j j final states using the
CTEQ6L1 PDF set [131]. The generator level cuts on the partons, guided by the performance of the
ATLAS detector, are listed as:
σ (fb)
10 6
10 5
Total cross section
g-g contribution
10 4
_
q-q contribution
10 3
10 2
10
1
200 300 400 500 600 700 800 900 1000
MD(GeV)
Fig. 4.11: Pair production of D quarks at LHC computed at tree level with CTEQ6L1 and QCD scale set at the
mass of the D quark.
Table 4.3: For pair production of D quarks, the decay channels involving the Higgs particle. The branching ratios
and the number of expected Higgs particles are calculated assuming mh =120 GeV and mD =250 (500) GeV.
D1
D → hj
D → hj
D → hj
D2
D → hj
D→Zj
D→Wj
BR
0.029 (0.053)
0.092 (0.120)
0.190 (0.235)
#expected Higgs/100fb−1
0.58×106 (2.65×104 )
0.92×106 (3.01×104 )
1.9×106 (6.04×104 )
|ηp | ≤ 3.2
expected final state
2j 4jb
2j 2jb 2ℓ
2j 2jb ℓ ET,miss
,
pT p ≥ 15 GeV
,
Rp > 0.4
where ηp is the pseudo-rapidity for the partons giving rise to jets; pT ,p is the transverse momentum
of the partons; and Rp is the angular separation between the partons. The imposed maximum value of η
requires the jets to be in the central region of the calorimeter where the jet energy resolution is optimal.
The imposed lower value of pT ensures that no jets that would eventually go undetected along the beam
pipe are generated at all. The imposed lower value of R provides good separation between the two jets
in the final state. Using the interface provided by CPYTH 2.3 [424], the generated particles are processed
with ATHENA 11.0.41, which uses PYTHIA [43] for hadronization and ATLFAST [418] for fast detector
response simulation. However, one should note that the reconstructed b-jet energy and momenta were
re-calibrated like in [420] to have a good match between the mean value of the reconstructed Higgs mass
and its parton level value.
As for the background estimations, all the SM interactions giving the W ± b b j j final state have
been computed in another tree level generator, MadGraph 2.1. [417], using the same parton level cuts
and parton distribution functions. The SM background cross section is calculated to be 520 ±11 pb. The
reasons for using two separate event generators, their compatibility, and their relative merits have been
Table 4.4: Optimised event selection cuts and their efficiencies for mD = 500 GeV.
N-leptons
N-jets
N-bjets
PT − bjet
PT −lepton
PT − jet
cos θbj bj
Mj j
HT
|mD1 − mD2 |
cut
=1
≥4
≥2
≥ 1 GeV
≥ 15 GeV
≥ 100GeV
≥-0.8
≥ 90GeV
≥ 800 GeV
≤ 100GeV
ǫ signal
0.83
0.99
0.33
1.00
0.95
0.83
0.97
0.99
0.90
0.59
ǫ background
0.79
0.99
0.36
1.00
0.94
0.69
0.89
0.65
0.55
0.37
discussed elsewhere [419]. The generated 40 000 background events were also processed in the same
way using ATLFAST for hadronization and calculation of detector effects.
#events/16GeV/30fb^-1
#events/20GeV/30fb^-1
The selection cuts for example values for D quark mass of 500 GeV, and h boson mass of 120 GeV,
are given in Table 4.4. The invariant mass distributions after the selection cuts for the same example
values are presented in Fig. 4.12 for 30 fb−1 integrated luminosity. The signal window for D can be
defined as MD ± 50 GeV and for h as Mh ± 30 GeV. The number of events for the signal (S) and the
background (B) can be summed in their
√ signal windows for both signal and background cases to calculate
the statistical significance σ = S/ S + B. For this set of parameters, it is found that the D quark can
be observed with a significance of 13.2σ and at the same time the Higgs boson with a significance of
about 9.5σ. One should note that, in the SM Higgs searches, such a high statistical significance can only
be reached with more than 3 times more data: with about 100 fb−1 integrated luminosity.
140
120
100
80
160
140
120
100
80
60
60
40
40
20
20
0
0
100 200 300 400 500 600 700 800 9001000
MD (GeV)
0
0
50
100 150 200 250 300 350 400
Mbj - bj (GeV)
Fig. 4.12: Reconstructed invariant masses of the D quark (left, red crosses) and of the Higgs boson (right, red
crosses) together with the SM background (dotted lines) and the total signal (black crosses) after 10 fb−1 integrated
luminosity. The mass of the D quark is set to 500 GeV and Higgs boson to 120 GeV.
An analysis similar to the above one was performed for the other three D quark masses: 250, 750
and 1000 GeV. For each mass, the cut values were re-optimised to get the best statistical significance in
the Higgs boson search. Figure 4.13 contains the 3σ and the 5σ signal significance reaches of the Higgs
L ( fb-1)
boson and the D quark as a function of their masses. It can be seen that, a light Higgs boson could be
discovered with a 5σ statistical significance using the DD̄ → hW jj channel within the first year of low
luminosity data taking (integrated luminosity of 10 fb−1 ) if mD < 500 GeV. Under the same conditions
but with one year of design luminosity (integrated luminosity of 100 fb−1 ), the 5σ Higgs discovery can
be reached if mD ≤ 700 GeV. This is to be compared with the studies from the ATLAS Technical Design
Report, where the most efficient channel to discover such a light Higgs is the h → γγ decay. This search
yields about 8σ signal significance with 100 fb−1 integrated luminosity. The presently discussed model
could give the same significance (or more) with the same integrated luminosity if mD < 630 GeV.
Therefore, if the isosinglet quarks exist and their masses are suitable, they will provide a considerable
improvement for the Higgs discovery potential.
10 3
10
2
5σ H boson discovery
5σ D quark discovery
3σ H boson signal
3σ D quark signal
10
1
10
-1
300
400
500
600
700
800
900
1000
MD (GeV)
Fig. 4.13: The reach of ATLAS in the Higgs search for increasing D quark mass values. The dashed lines show
the 3 sigma and the solid lines show the 5 σ reaches of Higgs boson (triangles) and D quark (circles) searches.
2.3
Quarks from extra dimensions: charges −1/3 and 5/3
Heavy quarks of charges (-1/3, 2/3, 5/3) (denoted q̃) are well-motivated in Randall-Sundrum (RS) models with custodial symmetry [425–429]. They are partners of the SM right-handed top quark and have a
mass between 500 and 1500 GeV. Their presence can be attributed to the heaviness of the top quark. This
section studies the pair-production of heavy Q = −1/3 and Q = 5/3 quarks, which takes place through
standard QCD interactions with a cross section ∼ O(10) pb for masses of several hundreds of GeV. The
focus is on the 4-W events, which are characteristic of the decay of new charge −1/3 singlets coupling
to the (t, b)L doublet, in contrast with the preceding section in which the singlet D is assumed to couple to the d quark. The process considered is gg, qq → q̃ q̃ → W − t W + t → W − W + b W + W − b. A
straightforward trigger criterion for these events is that of a single, isolated lepton with missing ET originating from the leptonic decay of one of the W bosons. The remaining W bosons can be reconstructed
using dijet pairs. The goal in this analysis is to investigate the feasibility of multi-W reconstruction and
therefore identify q̃ at the LHC. A simulation of this signal and its main background has been performed,
and an analysis strategy outlined which distinguishes the signal from the sizable SM backgrounds [430].
There can be several q̃-type KK quarks in the class of composite Higgs models under consideration, leading to the same signature. Typically, in the minimal models, there is one heavy quark with
electric charge 5/3 as well as a Q = −1/3 quark, decaying into tW + and tW − respectively, both with
branching ratio essentially equal to 1. In addition, there is another bottom-type quark with tW − branching ratio ∼ 1/2. All these q̃ quarks are almost degenerate in mass. For the present model analysis, the
mass of q̃ is taken as mq̃ = 500 GeV. The Lagrangian of the model [430] has been implemented into
CalcHep 2.4.3 [431] for the simulation of q̃ pair production and decay through the tW channel. The
actual number of 4W events coming from the pair production and decay of the other Q = −5/3 KK
quarks, in a typical model, is taken into account by a multiplying factor.
ttW W events from q̃ pair production are generated with CalcHep, and are further processed with
PYTHIA 6.401 [411]. The following “trigger”, applied to the generated events, is based on the lepton
criteria for selecting W → ℓν events: at least one electron or muon with pT > 25 GeV must be
found within the pseudorapidity range |η| < 2.4; then, the “missing ET ”, calculated by adding all the
neutrino momenta in the event and taking the component transverse to the collision axis, must exceed 20
GeV. Hadronic jets are reconstructed as they might be observed in a detector: stable charged and neutral
particles within |η| < 4.9 (the range of the ATLAS hadronic calorimeter), excluding neutrinos, are first
ranked in pT order. Jets are seeded starting with the highest pT tracks, with pT > 1 GeV; softer tracks
are added
p to the nearest existing jet, as long as they are within ∆R < 0.4 of the jet centroid, where
∆R = ∆φ2 + ∆η 2 . The number of jets with pT > 20 GeV is shown in Figure 4.14a. The signal is
peaked around 8 jets.
The two main backgrounds considered come from tt and tth production. tt leads to 2 W ’s +
2 b’s, with four extra jets misinterpreted as coming from hadronic W decays. tth however, can lead
exactly to 4W ’s and 2b’s when the Higgs mass is large enough. In this work, the Higgs mass is taken as
mh = 115 GeV . The background sample is dominated by tt events generated using TopReX (version
4.11) [42] and PYTHIA 6.403, with CTEQ6L parton distribution functions. The small tth contribution
to the background has been modeled with PYTHIA. As expected, the background has fewer high-pT jets
than the signal, peaking around 5 jets.
The number of W/Z → jj candidates (N ) is counted, ensuring that jets are used only once in
each event. In the heavy Higgs case with a q̃ mass of 500 GeV, the following sources dominate:
N = 1: SM W/Z processes
N = 3: q̃ q̃ → tW bZ → W W Zbb
N = 2: SM single h, W W/W Z, tt
N = 4: q̃ q̃ → tW tW/tW bh/bhbh
In order to suppress the most common (tt) SM background, the single hadronic W is eliminated
by searching for a combination of two high pT jets whose mass falls between 70 and 90 GeV. The jets are
combined in order of decreasing pT . If a pair is found, it and the preceding pairs are removed; the dijet
mass combinations of the subsequent pairs are shown in Figure 4.14d. This procedure has been tested on
W+jet simulation to ensure that it does not sculpt the combinatorial background distribution. Detailed
results of the W reconstructions and consequences for q̃ identification are presented in [430]. The peak
obtained in the dijet mass distribution suggests that it is possible to reach a signal significance beyond the
5σ level. Further investigation with more detailed simulation is required to map the discovery potential
for this signal at an LHC experiment such as ATLAS, or at the ILC, and to connect the observable signal
to the production cross section.
2.4
Fourth sequential generation
The measurement of the Z invisible width implies well known constraints on the number of SM families
with light neutrinos. However the discoveries of neutrino masses and mixings show that the lepton sector
is richer than the traditional SM. Moreover, some recent hints for new physics, mainly in CP violation
effects in b → s transitions, might be accommodated with a fourth standard model family [34]. A
phenomenological motivation for the existence of a fourth SM family might be attributed to the nonnaturalness of the SM Yukawa couplings which vary by orders of magnitude even among the same
0.06
0.25
entries/(20 GeV)
Number of jets
signal
background
0.2
0.15
∑E
T
0.05
signal
background
0.04
0.03
0.1
0.02
0.05
0
0
0.01
2
4
6
8
10
12
14
16
18
0
0
20
200
400
600
800
1000
1200
1400
1600
1800 2000
Σ ET [GeV]
700
0.7
entries/(2 GeV)
Number of W hadronic decays
0.6
signal
background
0.5
0.4
600
500
400
0.3
300
0.2
200
0.1
100
0
0
1
2
3
4
5
6
7
8
9
10
0
0
10 fb-1 MC
total
signal
background
20
40
60
80
100
120
140
m(jj) [GeV]
Fig. 4.14: Top left (a): Number of jets with pT > 20 GeV. Top Right (b): Scalar sum of ET ; Bottom left (c):
number of W ’s decaying hadronically in the event. All distributions are normalized to unit area. Bottom right (d):
Dijet mass distribution after eliminating the first hadronic W candidate.
type fermions. This consideration hints in the direction of accepting the SM as an effective theory of
fundamental interactions rather than of fundamental particles. However, the electroweak theory (or SM
before spontaneous symmetry breaking) itself is a theory of massless fermions where fermions with the
same quantum numbers are indistinguishable. Therefore there is no particular reason why the Yukawa
couplings of a given type (t=u,d,l,ν) should be different across families. If one starts with such a unique
coupling coefficient per type t, for a case of n families the resulting spectrum becomes n − 1 massless
families and a single family where all particles are massive with m = nat η where η is the vacuum
expectation value of the Higgs field. In the most simple model, where all fermions acquire mass due
to a Higgs doublet, it is natural to also assume that the Yukawa couplings (therefore the masses) for
different types should be comparable to each other and lie somewhere between the other couplings of
EW unification:
ad ≈ au ≈ al ≈ aν
e = gW sin θW
≈
a
√
< a/ 2 < gZ = gW / cos θW
The measured fermion spectrum gives us a consistency check, quickly proving that the 3rd SM
family can not be the singled out heavy family since mt ≫ mb ≫ mτ ≫ mντ ≈ 0 . Therefore if the
above presented naturalness assumptions are true, not only the reason behind the total number of families
and the lightness of the SM neutrinos is obtained but also a set of predictions for the masses and mixings
of the heavy fourth family are made through the parameterisations and fits to the extended (4x4) CKM
matrix elements.
2.4.1
Search Scenarios
A recent detailed study [432] of b′ and t′ decay has updated old results done almost 20 years ago [433–
436]. It was found that, the fourth generation while greatly enhancing FCNC top decays (see section 2.1.1
for heavy top searches), especially t → cZ and ch, can only bring these into the borderline (10−6 –10−7 )
of observability at the LHC. But the direct search for b′ and t′ looks far more interesting. Since t′ →
bW always dominates t′ decay (unless t′ –b′ mass difference is large), hence it can be straightforwardly
discovered by a “heavy top” search, the focus will be on b′ . The search scenarios are roughly separated
by kinematics, i.e. whether b′ → tW is allowed, and by pattern of quark mixing, i.e. whether b′ → cW
is suppressed with respect to the neutral decay mode.
2.4.1.1
Case mb′ < mt + MW
b′
With → tW kinematically forbidden, it was pointed out long ago that the phenomenology is rather
rich [433, 434], with the possibility of FCNC b′ → bZ decay dominance, as well as the bonus that a light
Higgs could be discovered via b′ → bh [435, 436]. This can happen for light enough b′ when Vcb′ is
small enough, and has been searched for at the Tevatron. However, if the b → s CP violation indications
are taken seriously, then Vcb′ ∼ 0.12 [437] is not small. Therefore the b′ → cW channel should be kept
open. In this case, one has 3 scenarios:
1. b′ → cW dominance — signature of cc̄W + W −
For Vcb′ sizable, the lack of “charm-tagging” methods that also reject b makes this rather difficult.
2. b′ → cW , bZ (and bh) comparable — signature of c̄W + bZ (and c̄W + bh, b̄b̄Zh)
This can occur for |Vcb′ /Vt′ b Vt′ b′ | . 0.005. The measurements on the b′ → bg and b′ − > bγ
neutral decays [403] can motivate this choice for the CKM matrix elements ratio. The signature
of c̄W + bZ has never been properly studied, but shouldn’t be difficult at the LHC so long that
b′ → bZ branching ratio is not overly suppressed. The possible bonus of finding the Higgs makes
this scenario quite attractive.
3. b′ → tW ∗ and cW , bZ (and bh) comparable
b′ → tW ∗ cannot be ignored above 230 GeV or so. This scenario is the most complicated, but
the signature of t̄W ∗+ bZ is still quite tantalising. Again, one could also expect an enhancement to
Higgs searches. One should not forget that tc̄W + W − should also be considered.
Scenarios 1 and 2 form a continuum, depending on BR(b′ → bZ).
2.4.1.2
Case mb′ > mt + MW
The b′ → tW should dominate over all other modes, except when one is still somewhat restricted by
kinematics while Vcb′ /Vtb′ is very sizable. Therefore the two available scenarios are:
4. b′ → tW — with a signature of tt̄W + W − , or bb̄W + W − W + W −
With four W bosons plus two b-jets, the signature could be striking.
5. b′ → W u or b′ → W c — with signature of W + W − j j
The undistinguishability of the first and second family quarks in the light jets makes this signature
benefit from the full b′ branching ratio. Such a case is investigated in the following subsection.
It should be stressed that the standard sequential generation is considered, hence b′ and t′ masses
should be below 800 GeV from partial wave unitarity constraints, and the mass difference between the
two should be smaller or comparable to MW . Scenario 4 and 5 , together with the top-like t′ → bW
decay, could certainly be studied beyond 500 GeV. With such high masses, one starts to probe strong
couplings. Whether there is an all-new level of strong dynamics [68] related to the Higgs sector and
what the Yukawa couplings would be is also a rather interesting and different subject.
Table 4.5: The considered quark mass values and the associated width and pair production cross sections at LHC.
Md4
Γ(GeV)
σ(pb)
2.4.2
250
1.00×10−5
99.8
500
8.25×10−5
2.59
750
2.79×10−4
0.25
A Case Study
If the fourth family is primarily mixing with the first two families, the dominant decay channels will
be t′ → W + s(d) and b′ → W − c(u). In this case, since the light quark jets are indistinguishable, the
signature will be W + W − j j for both t′ t¯′ and b′ b̄′ pair production. According to flavour democracy,
the masses of the new quarks have to be within few GeV of each other. This is also experimentally
hinted by the value of the ρ parameter’s value which is close to unity [49]. For such a mixing, both up
and down type new quarks should be considered together since distinguishing between t′ and b′ quarks
with quasi-degenerate masses in a hadron collider seems to be a difficult task. Moreover, the tree level
pair production and decay diagrams of the new b′ quarks are also valid for the t′ quark, provided c, u is
replaced by s, d. As the model is not able to predict the masses of the new quarks, three mass values (250,
500 and 750 GeV) are considered as a mass scan. The widths of the b′ and t′ quarks are proportional to
|Vb′ u |2 + |Vb′ c |2 and |Vt′ d |2 + |Vt′ s |2 respectively. Current upper limits for corresponding CKM matrix
elements are |Vb′ u | < 0.004, |Vb′ c | < 0.044, |Vt′ d | < 0.08 and |Vt′ s | < 0.11. For the present case study,
the common value 0.001 is used for all four elements. As the widths of the new quarks are much smaller
than 1 GeV, this selection of the new CKM elements has no impact on the calculated cross sections. Table
4.5 gives the cross section for the b′ b̄′ or t′ t¯′ production processes which are within 1s% of each other as
expected. For this reason, from this point on, b′ will be considered and the results will be multiplied by
two to cover both t′ and b′ cases. Therefore in the final plots, the notation q4 is used to cover both t′ and
b′ .
To estimate the discovery possibility of the fourth family quarks, the model was implemented into
a well known tree-level generator, CompHEP 4.3.3 [416]. This tool was used to simulate the pair production of the b′ quarks at the LHC and their subsequent decay into SM particles. The QCD scale was set to
the mass of the b′ quark under study and the parton distribution function was chosen as CTEQ6L1 [131].
The generated events were fed into the ATLAS detector simulation and event reconstruction framework,
ATHENA 11.0.41, using the interface program CPYTH 2.0.1 [424]. The partons were hadronised by PYTHIA
6.23 [43] and the detector response was simulated by the fast simulation software, ATLFAST [418]. The
decay of the pair produced b′ quarks result in two light jets (originating from the quarks and/or antiquarks of the first two SM families) and two W bosons. For the final state particles, the hadronic decay
of one W boson and the leptonic (e, µ) decays of the other one are considered to ease the reconstruction.
The direct background to the signal is from SM events yielding the same final state particles. These
can originate from all the SM processes which give two W s and two non b-tagged jets. The contributions
from same sign W bosons were calculated to be substantially small. Some of the indirect backgrounds
are also taken into account. These mainly included the t t̄ pair production where the b jets from the
decay of the top quark could be mistagged as a light jet. Similarly the jet associated top quark pair
production (t t̄ j → W − W + b b̄ j ) substantially contributes to the background events as the production
cross section is comparable to the pair production and only one mistagged jet would be sufficient to fake
the signal events. The cross section of the next order process, namely p p → t t̄ 2j, was also calculated
and has been found to be four times smaller than t t̄ j case: therefore it was not further investigated.
The first step of the event selection was the requirement of a single isolated lepton (e or µ) of
transverse momentum above 15 GeV, and at least four jets with transverse momenta above 20 GeV. The
leptonically decaying W boson was reconstructed by attributing the total missing transverse momentum
in the event to the lost neutrino, and using the nominal mass of the W as a constraint. The two-fold
Table 4.6: Efficiencies of the selection criteria, as applied in the order listed, for the mq =500 GeV signal and the
SM background.
Criterion
Single e/µ, pℓT > 15GeV
At least 4 jets, pjT > 20GeV
Possible neutrino solution
mW
jj <200 GeV
ǫ-Signal (%)
32
88.3
71.3
63.5
ǫ-Background (%)
29.1
94.2
73.7
76.0
ambiguity in the longitudinal direction of the neutrino was resolved by choosing the solution with the
lower neutrino energy. The four-momenta of the third and fourth most energetic jets in the event were
combined to reconstruct the hadronically decaying W boson. The invariant mass of the combination
of these jets was required to be less than 200 GeV. The summary of the event selection cuts and their
efficiencies for both signal and background events are listed in Table 4.6 for a quark mass of 500 GeV.
The surviving events were used to obtain the invariant mass of the new quark. The W -jet association ambiguity was resolved by selecting the combination giving the smallest mass difference between
the two reconstructed quarks in the same event. The results of the reconstruction for quark masses of
500 GeV and 750 GeV are shown in Fig. 4.15 together with various backgrounds for integrated luminosities of 5 and 10 fb−1 respectively. The bulk of the background in both cases is due to g g → t t̄ g
events as discussed before.
In order to extract the signal significance, an analytical function consisting of an exponential term
to represent the background and a Breit-Wigner term to represent the signal resonance was fitted to the
total number of events in the invariant plots of Fig. 4.15. In both cases, the fitted function is shown with
the solid line, whereas the background and signal components are plotted with dashed blue and red lines,
respectively. For the case of md4 =500 GeV, it can be noticed that the signal function extracted from the
fit slightly underestimates the true distribution. However, using the same fit functions and with 5 fb−1
of data, the signal significance is found to be 4.7σ. The significance is calculated after the subtraction
of the estimated background: the integral area around the Breit-Wigner peak and its error are a measure
of the expected number of signal events, thus the signal significance. A similar study with the higher
mass value of 750 GeV, and with 10 fb−1 of data gives results with a significance of 9.4 σ. This analysis
has shown that the fourth family quarks with the studied mass values can be observed at the LHC with
an integrated luminosity of 10 fb−1 . Although these results were obtained with a fast simulation, the
simplistic approach in the analysis should enhance their validity.
2.4.2.1
Other possible Studies
The study of c̄W + bZ is a relatively easy one. Due to the cleanness of the Z → ℓ+ ℓ− signature, one
does not need to face c-jet tagging issues, and one can either have W → jj or W → ℓν. For the latter,
the offshoot is to search for c̄W + bh by a Mbb̄ scan with Z as standard candle. A second effort would be
t̄W ∗+ bZ, with similar approach as above. Once experience is gained in facing c as well as W ∗ (relatively
soft leptons or jets, or missing ET ), one could also consider tc̄W W ∗ , before moving onto the challenge
of cc̄W + W − . If c-jet tagging tools could be developed, it could become of general use. The tt̄W + W −
search for heavy b′ could also be pursued.
3 New Leptons: heavy neutrinos
Models with extended matter multiplets predict additional leptons, both charged and neutral. While
heavy neutral leptons (neutrinos) can be introduced to explain the smallness of the light neutrino masses
in a natural way and the observed baryon asymmetry in the universe, the charged ones are not required
1000
800
600
#events/20GeV/10fb-1
#events/25GeV/5fb-1
Invariant Mass for d4
signal+BG
total BG
signal
WWjj
WWbb
WWbbj
Invariant Mass for d4
signal+BG
total BG
signal
WWjj
WWbb
WWbbj
400
350
300
250
200
400
150
100
200
50
0
0
300
400
500
600
700
800
900 1000
Md4 (GeV)
500
600
700
800
900
1000
Md4 (GeV)
Fig. 4.15: Reconstructed signal and the stadard model background for a quark of mass 500 GeV (left) and 750 GeV
(right) . The colored solid lines show SM backgrounds from various processes, the solid black like represents the
fit to the sum of background and signal events.
by experiment. Here we concentrate on the neutral ones.
Heavy neutrinos with masses mN > MZ appear in theories with extra dimensions near the TeV
scale and little Higgs models, in much the same way as vector-like quarks, and in left-right models.
For example, in the simplest Little Higgs models [438], the matter content belongs to SU(3) multiplets,
′ per family. These extra
and the SM lepton doublets must be enlarged with one extra neutrino NℓL
neutrinos can get a large Dirac mass of the order of the new scale f ∼ 1 TeV if the model also includes
right-handed neutrinos transforming as SU(3) singlets [439]. This mechanism provides a natural way
of giving masses to the SM neutrinos,
√ and in this framework the mixing between the light leptons and
the heavy neutrinos is of order v/ 2f , with v = 246 GeV the electroweak VEV. But besides their
appearance in several specific models, heavy Majorana neutrinos are often introduced to explain light
neutrino masses via the seesaw mechanism [440–443].3 They give contributions to light neutrino masses
mν of the order Y 2 v 2 /2mN , where Y is a Yukawa coupling. In the minimal seesaw realization this is the
only source for light neutrino masses, and the Yukawa couplings are assumed of order unity without any
particular symmetry. Therefore, having mν ∼ Y 2 v 2 /2mN requires heavy masses mN ∼ 1013 GeV to
reproduce
p the observed light neutrino spectrum. Additionally, the light-heavy mixing is predicted to be
VℓN ∼ mν /mN . These ultra-heavy particles are unobservable, and thus the seesaw mechanism is not
directly testable. Nevertheless, non-minimal seesaw models can be built, with mN ∼ 1 TeV or smaller, if
some approximate flavour symmetry suppresses the ∼ Y 2 v 2 /2mN contribution from seesaw [444–446].
These models can also provide a successful leptogenesis (see, for instance Refs. [447–450]). Heavy
neutrinos with masses near the electroweak scale can be produced at the next generation of colliders
(see Ref. [451] for a review) if their coupling to the SM fermions and gauge bosons is not too small,
or through new non-standard interactions. The most conservative point of view is to assume that heavy
neutrinos are singlets under the SM gauge group and no new interactions exist, which constitutes a
“minimal” scenario in this sense. On the other hand, with an extended gauge structure, for example
SU(2)L × SU(2)R × U(1)B−L in models with left-right symmetry, additional production processes are
possible, mediated by the new W ′ and/or Z ′ gauge bosons. We will discuss these possibilities in turn.
3
This mechanism, with heavy neutrino singlets under the SM gauge group, is often referred to as seesaw type I. Other
possibilities to generate light neutrino masses are to introduce a scalar triplet (type II seesaw, see section 6) or a lepton triplet
(type III). In this section, heavy neutrinos are always assumed to be SM singlets.
3.1
Production of heavy neutrino singlets
Heavy neutrino singlets couple to the SM fields through their mixing with the SM neutrino weak eigenstates. The Lagrangian terms describing the interactions of the lightest heavy neutrino (in the mass
eigenstate basis) are
g
∗
LW = − √ ℓ̄γ µ VℓN PL N Wµ + N̄ γ µ VℓN
PL ℓ Wµ† ,
2
g
∗
LZ = −
ν̄ℓ γ µ VℓN PL N + N̄ γ µ VℓN
PL νℓ Zµ ,
2cW
g mN
∗
Lh = −
(4.12)
PL νℓ h ,
ν̄ℓ VℓN PR N + N̄ VℓN
2MW
with N the heavy neutrino mass eigenstate and V the extended MNS matrix. For Majorana N , the last
terms in the Z and h interactions can be rewritten in terms of the conjugate fields. These interactions
determine the N production processes, as well as its decays. The latter can happen in the channels
N → W ℓ, N → Zν, N → hν. The partial widths can be straightforwardly obtained from Eqs. (4.4)
neglecting charged lepton and light neutrino masses,
Γ(N → W + ℓ− ) = Γ(N → W − ℓ+ )
3
6
4
MW
MW
g2
2 mN
|VℓN |
1−3 4 +2 6 ,
=
2
64π
MW
mN
mN
3
MZ6
MZ4
g2
2 mN
|VℓN |
1−3 4 +2 6 ,
ΓD (N → Zνℓ ) =
128πc2W
MZ2
mN
mN
ΓM (N → Zνℓ ) = 2 ΓD (N → Zνℓ ) ,
Mh4
Mh2
m3
g2
ΓD (N → hνℓ ) =
|VℓN |2 N
+
1
−
2
,
2
128π
MW
m2N
m4N
ΓM (N → hνℓ ) = 2 ΓD (N → hνℓ ) .
(4.13)
The subscripts M , D refer to Majorana and Dirac heavy neutrinos, respectively, and the lepton number
violating (LNV) decay N → W − ℓ+ is only possible for a Majorana N .
p
In the minimal seesaw the mixing angles VℓN are of order mν /mN (and then of order 10−5
or smaller for mN > MZ ), but in models with additional symmetries the light-heavy mixing can be
decoupled from mass ratios [452]. Nevertheless, VℓN are experimentally constrained to be small (this
fact has already been used in order to simplify the Lagrangian above). Defining the quantities
Ωℓℓ′ ≡ δℓℓ′ −
3
X
i=1
Vℓνi Vℓ∗′ νi =
3
X
VℓNi Vℓ∗′ Ni
(4.14)
i=1
(assuming three heavy neutrinos), limits from universality and the invisible Z width imply [453, 454]
Ωee ≤ 0.0054 ,
Ωµµ ≤ 0.0096 ,
Ωτ τ ≤ 0.016 ,
(4.15)
with a 90% confidence level (CL). In the limit of heavy neutrino masses in the TeV range, limits from
lepton flavour violating (LFV) processes require [452]
|Ωeµ | ≤ 0.0001 ,
|Ωeτ | ≤ 0.01 ,
|Ωµτ | ≤ 0.01 .
(4.16)
Additionally, for heavy Majorana neutrinos there are constraints on (VeN , mN ) from the non-observation
of neutrinoless double beta decay. These, however, may be evaded e.g. if two nearly-degenerate Majorana neutrinos with opposite CP parities form a quasi-Dirac neutrino.
Heavy Dirac or Majorana neutrinos with a significant coupling to the electron can be best produced
and seen at e+ e− colliders in e+ e− → N ν, which has a large cross section and whose backgrounds have
moderate size [455–458]. On the other hand, a Majorana N mainly coupled to the muon or tau leptons
is easier to discover at a hadronic machine like LHC, in the process q q̄ ′ → W ∗ → ℓ+ N (plus the charge
conjugate), with subsequent decay N → ℓW → ℓq q̄ ′ . (Other final states, for instance with decays
N → Zν, N → hν, or in the production process pp → Z ∗ → N ν have backgrounds much larger.)
Concentrating ourselves on ℓN production with N → ℓW , it is useful to classify the possible signals
according to the mixing and character of the lightest heavy neutrino:
1. For a Dirac N mixing with only one lepton flavour, the decay N → ℓ− W + yields a ℓ+ ℓ− W + final
state, with a huge SM background.
′
2. For a Dirac N coupled to more than one charged lepton we can also have N → ℓ − W + with
′
ℓ′ 6= ℓ, giving the LFV signal ℓ+ ℓ − W + , which has much smaller backgrounds.
3. For a Majorana N , in addition to LNC signals we have LNV ones arising from the decay N →
′
ℓ( )+ W − , which have small backgrounds too.
In the following we concentrate on the case of a Majorana N coupling to the muon, which is the
situation in which LHC has better discovery prospects than ILC. The most interesting signal is [459–462]
pp → µ± N → µ± µ± jj ,
(4.17)
with two same-sign muons in the final state, and at least two jets. SM backgrounds to this LNV signal
involve the production of additional leptons, either neutrinos or charged leptons (which may be missed
by the detector, thus giving the final state in Eq. (4.17)). The main ones are W ± W ± nj and W ± Znj,
where nj stands for n = 0, . . . additional jets (processes with n < 2 are also backgrounds due to the
appearance of extra jets from pile-up). The largest reducible backgrounds are tt̄nj, with semileptonic
decay of the tt̄ pair, and W bb̄nj, with leptonic W decay. In these cases, the additional same-sign muon
results from the decay of a b or b̄ quark. Only a tiny fraction of such decays produce isolated muons
with sufficiently high transverse momentum but, since the tt̄nj and W bb̄nj cross sections are so large,
these backgrounds are much larger than the two previous ones. An important remark here is that the
corresponding backgrounds tt̄nj, W bb̄nj → e± e± X are one order of magnitude larger than the ones
involving muons. The reason is that b decays produce “apparently isolated” electrons more often than
muons, due to detector effects. A reliable evaluation of the e± e± X background resulting from these
processes seems to require a full simulation of the detector. Other backgrounds like W h and Zh are
negligible, with cross sections much smaller than the ones considered, W/Zbb̄, W Z, ZZ, which give
the same final states. Note also that for this heavy neutrino mass bb̄nj, which is huge, has very different
kinematics and can be eliminated. However, for mN < MW the heavy neutrino signal and bb̄nj are
much alike, and thus this background is the largest and most difficult to reduce. Further details can be
found in Ref. [462].
Signals and backgrounds have been generated using Alpgen (the implementation in Alpgen of
heavy neutrino production is discussed in the Tools chapter). Events are passed through PYTHIA 6.4
(using the MLM prescription for jet-parton matching [412] to avoid double counting of jet radiation)
and a fast simulation of the ATLAS detector. The pre-selection criteria used are: (i) two same-sign
isolated muons with pseudorapidity |η| ≤ 2.5 and transverse momentum pT larger than 10 GeV; (ii) no
additional isolated charged leptons nor non-isolated muons; (iii) two jets with |η| ≤ 2.5 and pT ≥ 20
GeV. It should be noted that requiring the absence of non-isolated muons reduces backgrounds involving
Z bosons almost by a factor of two.
It must be emphasised that SM backgrounds are about two orders of magnitude larger than in
previous estimations in the literature [461]. Backgrounds cannot be significantly suppressed with respect
to the heavy neutrino signal using simple cuts on missing energy and muon-jet separation. Instead, a
likelihood analysis has been performed [462]. Several variables are crucial in order to distinguish the
signal from the backgrounds:
– The missing momentum6 pT (the signal does not have neutrinos in the final state).
– The separation between the second muon and the closest jet, ∆Rµ2 j . For backgrounds involving b
quarks this separation is rather small.
– The transverse momentum of the two muons pµT1 , pµT2 , ordered from higher (µ1 ) to lower (µ2 ) pT .
Backgrounds involving b quarks have one muon with small pT .
– The b tag multiplicity (backgrounds involving b quarks often have b-tagged jets).
– The invariant mass of µ2 and the two jets which best reconstruct a W boson, mW µ2 .
The distribution of these variables is presented in Fig. 4.16, distinguishing three likelihood classes: the
signal, backgrounds with one muon from b decays and backgrounds with both muons from W/Z decays.
The bb̄ background can be suppressed for mN & 100 GeV, and it is not shown. Additional variables like
jet transverse momenta, the µµ invariant mass, etc. are useful, and included in the analysis. Assuming a
20% systematic uncertainty in the backgrounds (which still has to be precisely evaluated), and taking the
maximum allowed mixing by low energy data, the following 5σ discovery limits are found: (i) A heavy
neutrino coupling only to the muon with |VµN |2 = 0.0096 can be discovered up to masses mN = 200
GeV; (ii) A heavy neutrino coupling only to the muon with |VeN |2 = 0.0054 can be discovered up to
masses mN = 145 GeV. Limits for other masses and mixing scenarios can be found in Ref. [462].
3.2
Heavy neutrino production from WR decays
Models with left-right symmetry have an extended gauge structure SU(2)L × SU(2)R × U(1)B−L and,
in addition to three new gauge bosons Z ′ , WR± (see sections 4 and 5) they introduce three right-handed
neutrinos as partners of the charged leptons in SU(2)R doublets (Nℓ , ℓ)R . The minimal scalar sector
consists of a bi-doublet and two triplets. The measurement of the T parameter and present lower bounds
on the masses of the new bosons and their mixing with the W and Z imply the hierarchy vL ≪ (|k1 |2 +
|k2 |2 )1/2 ≪ vR among the VEVs of the bi-doublet k1,2 and the triplets vL,R . In this situation the neutrino
mass matrix exhibits a seesaw structure, heavy neutrino eigenstates N are mostly right-handed and the
following hierarchy is found among the couplings of the light and heavy neutrinos to the gauge bosons:
(i) ℓνW and ℓN WR are of order unity; ℓN W and ℓνWR are suppressed.
(ii) ννZ and N N Z ′ are of order unity; νN Z, νN Z ′ , N N Z and ννZ ′ are suppressed.
At hadron colliders the process q q̄ ′ → WR → ℓN [463] involves mixing angles of order unity and
only one heavy particle in the final state. The best situation happens where N is lighter than WR , so that
WR can be on its mass shell and the cross section is not suppressed by an s-channel propagator either.
This is in sharp contrast with the analysis in the previous subsection, in which the process q q̄ ′ → W ∗ →
ℓN is suppressed by mixings and the off-shell W propagator.
Heavy neutrino production from on-shell WR decays has been previously described in Ref. [464],
and studied in detail for the ATLAS detector in Ref. [465]. Here we summarise the expectations for
the CMS detector [466, 467]. Production cross sections and decay branching ratios depend on several
parameters of the model. The new coupling constant gR of SU(2)R is chosen to be equal to gL , as it
happens e.g. in models with spontaneous parity breaking. Mixing between gauge bosons can be safely
neglected. An additional hypothesis is that the right-handed CKM matrix equals the left-handed one. The
heavy neutrino N is assumed to be lighter than WR (the other two are assumed heavier) and coupling
only to the electron, with a mixing angle of order unity.
For the signal event generation and calculation of cross sections, PYTHIA 6.227 is used with
CTEQ5L parton distribution functions, and the model assumptions mentioned above. The analysis is
focused on the WR mass region above 1 TeV. The signal cross section, defined as the product of the total
0.30
N (150)
SM bkg (b)
SM bkg (no b)
0.25
0.20
0.15
0.10
0.20
0.15
0.10
0.05
0.05
0
N (150)
SM bkg (b)
SM bkg (no b)
0.25
Fraction of events / 0.2
Fraction of events / 5 GeV
0.30
0
0
100
50
p/ T
150
200
250
0
2
1
∆Rµ
3
4
j
2
0.8
N (150)
SM bkg (b)
SM bkg (no b)
Fraction of events / 5 GeV
Fraction of events / 5 GeV
0.08
0.06
0.04
0.02
0
0
200
100
300
µ
0.6
0.4
0.2
0
400
N (150)
SM bkg (b)
SM bkg (no b)
0
20
40
pT 1
N (150)
SM bkg (b)
SM bkg (no b)
Fraction of events / 10 GeV
Fraction of events
80
100
120
140
0.25
0.8
0.6
0.4
0.2
0
µ
pT 2
1
0
60
1
2
3
Nb
4
5
N (150)
SM bkg (b)
SM bkg (no b)
0.20
0.15
0.10
0.05
0
0
100
200
mWµ
300
400
2
Fig. 4.16: Several useful variables to discriminate between the heavy neutrino signal and the backgrounds, as
explained in the text.
WR production cross section times the branching ratio of WR decay into eN , is shown in Fig. 4.17 as
a function of mN , for several WR masses. For the value MWR = 2 TeV, the dashed line illustrates the
decrease of the total cross section (due to the smaller branching ratio for WR → eN ) for the case of
three degenerated heavy neutrinos N1−3 , mixing with e, µ, τ respectively. The values MWR = 2 TeV,
mN = 500 GeV are selected as a reference point for the detailed analysis.
The detection of signal events is studied using the full CMS detector simulation and reconstruction
chain. For details see Ref. [467]. The analysis proceeds through the following steps:
– Events with 2 isolated electrons are selected (standard isolation in the tracker is required).
– Events with at least 2 jets are selected. From these jets, the two ones with the maximum pT are
chosen.
σ(pp → WR → eNe), pb
MW R:
10-1
2TeV
10-2
3TeV
10-3
4TeV
10-4
5TeV
0
1
2
3
4
5
MNe, TeV
Fig. 4.17: Dependence of σ(pp → WR ) × BR(WR → e± N ) on the heavy neutrino mass, for different values of
MWR .
70
60
50
OSCAR3.6.5 - ORCA8.7.3
40
eff=18.6%
30
20
10
0
0
500
1000
1500
2000
2500
3000
Mν cand, GeV
Fig. 4.18: Distribution of the invariant mass mcand
Ne for signal events with a heavy neutrino with mN = 500 GeV.
The two possible electron assignments are shown. The normalization is arbitrary.
– Using the 4-momenta of the signal jet pair and the 4-momentum of a lepton, the invariant mass
Mejj = mcand
Ne is calculated. Since there are two electrons, the two ejj combinations are considered. This distribution is plotted in Fig. 4.18. The tail above 500 GeV corresponds to a wrong
choice of the electron.
cand is
– From the 4-momenta of the jet pair and the electrons, the invariant mass Meejj = MW
R
calculated.
Background is constituted by SM processes giving a lepton pair plus jets. The production of a Z
boson plus jets has a large cross section, about 5 orders of magnitude larger than the signal. In a first
approximation, this process can be simulated with PYTHIA. This background is suppressed by a cut on
the lepton pair invariant mass Mee > 200 GeV. In order to reduce the number of simulated events, it is
required that the Z transverse momentum is larger than 20 GeV during the simulation, and events with
sufficiently high Mee are pre-selected at the generator level. Another background is tt̄ production with
dileptonic W + W − decay. It has been checked that other decay modes do not contribute significantly.
Its cross section is about two orders of magnitude larger than the signal. It must be pointed out that the
Majorana nature of the heavy neutrino allows to single out the LNV final state with two like-sign leptons.
This does not improve the sensitivity because, although backgrounds are smaller in this case, the signal
is reduced to one half. However, in case of discovery comparing events with leptons having the same
and opposite charges will be an excellent cross check.
Events/30GeV
Events/30GeV
For the values MWR = 2 TeV, mN = 500 GeV selected the reconstructed N mass peak is well
visible, though the background is significant (comparable to the peak height). However, if an invariant
mass Meejj > 1 TeV is required, the background under the heavy neutrino peak drops dramatically,
resulting in the mass distribution shown in Fig. 4.19 (left). The reconstructed WR mass peak is shown in
Fig. 4.19 (right).
500
400
350
300
400
250
300
200
150
200
100
100
50
0
0
500
1000
1500
2000
2500
Mcand
Ne ,
3000
0
0
500
1000
GeV
1500
2000
2500
3000
Mcand
W , GeV
R
Fig. 4.19: Left: reconstructed heavy neutrino mass peak including the SM background ( histogram) and background only (shaded histogram). Right: the same for the WR mass peak. In both cases an eejj invariant mass
above 1 TeV is required. The integrated luminosity is 30 fb−1
The discovery potential is calculated using the criterion [296]
p
p
S = 2( NS + NB − NB ) ≥ 5 ,
(4.18)
where NS and NB are the numbers of signal and background events respectively. The discovery limits in
the (MWR , mN ) plane are shown in Figure 4.20, for luminosities of 1, 10 and 30 fb−1 . After three years
of running at low luminosity (30 fb−1 ) this process would allow to discover WR and N with masses
up to 3.5 TeV and 2.3 TeV, respectively. For MWR = 2 TeV and mN = 500 GeV discovery could be
possible already after one month of running at low luminosity.
The influence of background uncertainties in these results is small since the background itself
is rather small and the discovery region is usually limited by the fast drop of the signal cross section
at high ratios mN /MWR or by the fast drop of efficiency at small mN /MWR . Signal cross section
uncertainties from PDFs have been estimated by taking different PDF sets, finding changes of about 6%
in the discovery region. No change of acceptance has been observed. Assuming a rather pessimistic
value of 6% as the PDF uncertainty, it is easy to estimate from Fig. 4.17 that the uncertainty for the upper
boundary of the discovery region is of 1 − 2%, and for the lower boundary of 2 − 3%.
3.3
Heavy neutrino pair production
New heavy neutrinos can be produced in pairs by the exchange of an s-channel neutral gauge boson.
Since ZN N couplings are quadratically suppressed, N N production is only relevant when mediated by
an extra Z ′ boson. For example, in E6 grand unification both new Z ′ bosons and heavy neutrinos appear.
If MZ ′ > 2mN , like-sign dilepton signals from Z ′ production and subsequent decay Z ′ → N N →
Fig. 4.20: CMS discovery potential for heavy Majorana neutrinos from WR decays for integrated luminosities of
30 fb−1 (red, outer contour), 10 fb1 (blue, middle) and 1 fb−1 (green, inner contour).
ℓ± W ∓ ℓ± W ∓ can be sizeable. As it has been remarked before, like-sign dilepton signals have moderate
(although not negligible) backgrounds. These are further reduced for heavier neutrino masses, when the
charged leptons from the signal are more energetic and background can be suppressed demanding a high
transverse momentum for both leptons.
A striking possibility happens when the new Z ′ boson is leptophobic (see also the next section).
If the new Z ′ does not couple to light charged leptons the direct limits from pp̄ → Z ′ → ℓ+ ℓ− searches
at Tevatron do not apply, and the Z ′ could be relatively light, MZ ′ & 350 GeV. A new leptophobic Z ′
boson in this mass range could lead to like-sign dilepton signals observable already at Tevatron. For
LHC, the 5σ sensitivity reaches MZ ′ = 2.5 TeV, mN = 800 GeV for a luminosity of 30 fb−1 [468].
To conclude this section a final comment is in order. In the three heavy neutrino production
processes examined we have considered heavy Majorana neutrinos which are singlets under the SM
group (seesaw type I), produced through standard or new interactions. Majorana neutrinos lead to the
relatively clean LNV signature of two like-sign dileptons, but it should be pointed out that like-sign
dilepton signals arise also in the other seesaw scenarios: from the single production of doubly charged
scalar triplets (seesaw type II) [277], and in pair production of lepton triplets (seesaw type III) [469]. For
this reason, like-sign dileptons constitute an interesting final state in which to test seesaw at LHC. Of
course, additional multi-lepton signatures are characteristic of type II (see section 6 for a discussion on
scalar triplets) and type III seesaw, and they might help reveal the nature of seesaw at LHC.
4 New neutral gauge bosons
Many models beyond the SM introduce new neutral gauge bosons, generically denoted by Z ′ . GUTs
with groups larger than SU(5) always predict the existence of at least one Z ′ boson. Their mass is
not necessarily of the order of the unification scale MGUT ∼ 1015 GeV, but on the contrary, one (or
some) of these extra bosons can be “light”, that is, at the TeV scale or below. Well-known examples are
E6 grand unification [59] and left-right models [470] (for reviews see also [340, 471]). Theories with
extra dimensions with gauge bosons propagating in the bulk predict an infinite tower of KK excitations
Z (n) = Z (1) , Z (2) , . . . , γ (n) = γ (1) , γ (2) , . . . The lightest ones Z (1) , γ (1) , can have a mass at the TeV
scale, and a phenomenology similar to Z ′ gauge bosons [472, 473]. Little Higgs models enlarge the
SU(2)L × U(1)Y symmetry and introduce new gauge bosons as well, e.g. in the littlest Higgs models
based on [SU(2) × U(1)]2 two new bosons ZH , AH appear, with masses expected in the TeV range.
The production mechanisms and decay modes of Z ′ bosons depend on their coupling to SM
fermions.4 These couplings are not fixed even within a class of models. For example, depending on
the breaking pattern of E6 down to the SM, the lightest Z ′ has different couplings to quarks and leptons
or, in other words, quarks and leptons have different U(1)′ hypercharges. Three common breaking patterns are labeled as ψ, χ and η, and the corresponding “light” Z ′ as Zψ′ , Zχ′ , Zη′ . Thus, the constraints on
Z ′ bosons, as well as the discovery potential for future colliders refer to particular Z ′ models.
Present limits on Z ′ bosons result from precise measurements at the Z pole and above at LEP, and
from the non-observation at Tevatron. Z pole measurements constrain the Z − Z ′ mixing, which would
induce deviations in the fermion couplings to the Z. For most popular models the mixing is required
to be of order of few 10−3 [340] (as emphasised above, limits depend on the values assumed for the Z ′
couplings). Measurements above the Z pole in fermion pair and W + W − production set constraints on
the mass and mixing of the Z ′ . The non-observation at Tevatron in uū, dd¯ → Z ′ → ℓ+ ℓ− sets lower
bounds on MZ ′ . For most common models they are of the order of 700−800 GeV [474], with an obvious
dependence on the values assumed for the coupling to u, d quarks and charged leptons. LHC will explore
the multi-TeV mass region and might discover a Z ′ with very small luminosity, for masses of the order
of 1 TeV. Below we summarise the prospects for “generic” Z ′ bosons (for example those arising in E6
and left-right models), which couple to quarks and leptons without any particular suppression. In this
case, uū, dd¯ → Z ′ → e+ e− , µ+ µ− gives very clean signals and has an excellent sensitivity to search for
Z ′ bosons [475–478]. Then we examine the situation when lepton couplings are suppressed, in which
case other Z ′ decay channels must be explored.
4.1
4.1.1
Z ′ bosons in the dilepton channel
Discovery potential
The dilepton decay channel provides a clean signature of a Z ′ boson. The presence of this heavy particle
would be detected by the observation of a resonance peak in the dilepton mass spectrum over the SM
background, the largest one coming from the Drell-Yan process q q̄ → γ/Z → ℓ+ ℓ− . Reducible backgrounds like QCD jets and γ-jets can be suppressed mainly by applying isolation cuts and requirements
on the energy deposited in the hadronic calorimeter. This is illustrated in Fig. 4.21 for KK excitations
′
′
of the Z/γ and a “reference” ZSM
(sometimes denoted as ZSSM
as well) with the same couplings as
+
−
the Z, in the e e decay channel. These distributions have been obtained with a full simulation of the
CMS detector. More details of the analyses can be found in Ref. [479] for the e+ e− channel and in
Refs. [480, 481] for the µ+ µ− channel.
The discovery potential is obtained using likelihood estimators [298] suited for small event samples. The e+ e− and µ+ µ− channels provide similar results, with some advantage for e+ e− at lower Z ′
′ . For
masses. A comparison between both is given in Fig. 4.22 for the E6 Zψ′ and the reference ZSM
masses of 1 TeV, a luminosity of 0.1 fb−1 would suffice to discover the Z ′ bosons in most commonly
used scenarios, such as Zψ′ , Zχ′ , Zη′ mentioned above, left-right models and KK Z (1) /γ (1) . For a luminosity of 30 fb−1 , 5σ significance in the e+ e− channel can be achieved for masses ranging up to 3.3 TeV
(Zψ′ ) and 5.5 TeV (Z (1) /γ (1) ). ATLAS studies obtain a similar sensitivity [482]. Theoretical uncertainties result from the poor knowledge of PDFs in the high x and high Q2 domain, and from higher-order
QCD and EW corrections (K factors), and they amount to 10 − 20%. Nevertheless, measurements of real
data outside the mass peak regions will reduce this uncertainty to a large extent.
4.1.2
Z ′ and implications on new physics
Once a new resonance decaying to ℓ+ ℓ− (ℓ = e, µ) is found, information about the underlying theory can
be extracted with the study of angular distributions and asymmetries. The first step is the determination
4
Decays to new fermions and bosons, if any, are also possible but usually ignored in most analyses. When included they
decrease the branching ratio to SM fermions, and then they lower the signal cross sections and discovery potential in the
standard modes.
2
N(/100GeV/c )
2
N (/ 100 GeV/c )
14
12
10
14
12
10
8
8
6
6
4
4
2
2
0
3000
4000
0
1.5
5000
2
2.5
3
3.5
2
4
4.5
2
M (GeV/c )
M (TeV/c )
Fig. 4.21: Resonance signal (white histograms) and Drell-Yan background (shaded histograms) for KK Z (1) /γ (1)
′
boson production with M = 4.0 TeV (left), and ZSM
with M = 3.0 TeV (right), with an integrated luminosity of
−1
30 fb (from CMS full simulation).
Fig. 4.22: 5σ discovery limit as a function of the resonance mass for two examples of Z ′ bosons, in the e+ e− (red,
dashed lines) and µ+ µ− (blue, solid lines) channels (from CMS full simulation).
of the particle spin, what can be done with the help of the ℓ− distribution in the ℓ+ ℓ− rest frame [483].
Let us denote by θ ∗ the angle between the final ℓ− and the initial quark.5 The cos θ ∗ distribution is
obviously flat for a scalar particle. For a spin-1 particle (γ, Z or Z ′ ) it is given by
3
dσ
= [1 + cos2 θ ∗ ] + AFB cos θ ∗
∗
d cos θ
8
(γ, Z, Z ′ ) ,
(4.19)
where the coefficient of the cos θ ∗ term AFB depends on the Z ′ couplings to quarks and leptons. (The
cos θ ∗ forward-backward asymmetry is equal to this coefficient, hence our choice of notation.) For a
spin-2 graviton G the corresponding distribution is
dσ
5
= [1 − 3ǫq cos2 θ ∗ + (ǫg − 4ǫq ) cos4 θ ∗ ]
d cos θ ∗
8
(G) .
(4.20)
5
In pp collisions the quark direction is experimentally ambiguous because the quark can originate from either proton with
equal probability. The sign ambiguity in cos θ∗ can be resolved assuming that the overall motion of the ℓ+ ℓ− system is in the
direction of the initial quark (what gives a good estimation because the fraction of proton momentum carried by quarks is larger
in average) and taking into account the probability for a “wrong” choice. Additionally, the transverse momenta of the incoming
∗
partons is not known, and it is generally believed that optimal results are achieved by using the Collins-Soper angle θCS
[484]
as the estimation for θ∗ .
The constants ǫq and ǫg are the relative contributions of the two processes in which gravitons can be
produced, q q̄ → G and gg → G, which are fixed for a given mass MG and depend on the PDFs. The
method in Ref. [483] uses only the even terms in the cos θ ∗ distribution (thus avoiding the dependence
on the Z ′ model and the cos θ ∗ sign ambiguity). It has been applied to the dimuon decay channel in
Ref. [485]. Figure 4.23 shows the cos θ ∗ distributions for a 3 TeV graviton and Z ′ . Both distributions are
rather different, and the two spin hypotheses can be distinguished already with a relative small number of
events. Table 4.7 contains, for different masses and coupling parameters c (cross sections are proportional
to |c|2 ), the integrated luminosity required to discriminate at the 2σ level between the spin-1 and spin-2
hypotheses. The cross sections for Z ′ bosons are assumed to be equal to the ones for gravitons with the
given masses and c values. In the five cases the required signal is in the range 150−200 events, and larger
for a larger number NB of background events as one may expect. Since the production cross sections
fall steeply with the mass, the integrated luminosity required for spin discrimination increases with M
(and decreases for larger c). Distinguishing from the spin-0 hypothesis (a flat distribution) is harder, and
requires significantly more events than discriminating spin 2 from spin 1, as discussed in Ref. [483].
Fig. 4.23: Angular distributions for a 3 TeV graviton (left) and Z ′ boson (right) in the dimuon decay channel. Open
histograms correspond to generated-level data, while coloured histograms show events after full CMS detector
simulation and reconstruction. Theoretical fits to Monte Carlo data are overlayed.
Table 4.7: Number of signal events NS required to discriminate at the 2σ level between the spin-1 and spin-2
hypotheses, in the presence of NB background events (see the text). From full CMS detector simulation.
M (TeV)
1.0
1.0
1.5
3.0
3.0
c
0.01
0.02
0.02
0.05
0.10
L (fb−1 )
50
10
90
1200
290
NS
200
146
174
154
154
NB
87
16
41
22
22
It should be remarked that, apart from the direct spin determination, a Z ′ and a graviton can be
distinguished by their decay modes. Indeed, the latter can decay to γγ, and the discovery significance in
this final state is equal or better than in the electron and muon channels. On the contrary, Z ′ → γγ does
not happen at the tree level.
The various Z ′ models are characterised by different parity-violating Z ′ couplings to quarks and
leptons, reflected in different coefficients of the linear cos θ ∗ term in Eq. (4.19). This coefficient can be
measured with a technique described in Ref. [481] for the dimuon decay channel. AFB is extracted using
an unbinned maximum likelihood fit to events in a suitable window around the µ+ µ− invariant mass
∗
peak. The fit is based on a probability density function built from several observables, including cos θCS
∗
(as an estimation of the true cos θ ). The values obtained for AFB are shown in Fig. 4.24 for six different
Z ′ models: the Zψ′ , Zχ′ and Zη′ from E6 unification, a left-right model (LRM) [470], an “alternative
′ . With an integrated luminosity of 400 fb−1
left-right model” (ALRM) [486] and the “benchmark” ZSM
′
and one of the four other models with a
at CMS, one can distinguish between either a Zχ′ or ZALRM
′
significance level above 3σ up to a Z mass between 2 and 2.7 TeV. One can distinguish among the four
′
and Zχ′ are indistinguishable for MZ ′ > 1 TeV.
other models up to MZ ′ = 1 − 1.5 TeV, whereas ZALRM
Fig. 4.24: Theoretical values Acount
(dotted lines and asterisks) and reconstructed values Arec
FB
FB (triangles) of the
′
AFB coefficient in Eq. (4.19), obtained for different models (see the text), with MZ = 1 TeV (left) and MZ ′ = 3
rec
TeV (right). The solid vertical lines are halfway between the adjacent values of Acount
FB . The error bars on the AFB
−1
−1
triangles show the 1σ error scaled to 10 fb (for MZ ′ = 1 TeV) and 400 fb (for MZ ′ = 3 TeV). Obtained from
CMS full detector simulation.
Additional observables, like rapidity distributions [487] or the off-peak asymmetries [488] can
be used to further discriminate between Z ′ models. We finally point out that in specific models the Z ′
boson may have other characteristic decay channels, which would then identify the underlying theory or
provide hints towards it. One such example is the decay ZH , AH → Zh in little Higgs models [489],
which could be observable [409]. Contrarily, in Z ′ models from GUTs this decay would be generically
suppressed by the small Z − Z ′ mixing, and is unlikely to happen.
4.1.3
Z ′ and fermion masses
In models which address fermion mass generation, one can go a step further and try to relate fermion
masses with other model parameters. This is the case, for instance, of extensions of the RS [138] scenario, where the SM fields (except the Higgs boson) are promoted to bulk fields. If the SM fermions
acquire various localisations along the extra dimension, they provide an interpretation for the large mass
hierarchies among the different flavours. Within the framework of the RS model with bulk matter, collider phenomenology and flavour physics are interestingly connected: the effective 4-dimensional couplings between KK gauge boson modes and SM fermions depend on fermion localisations along the
extra dimension, which are fixed (non-uniquely) by fermion masses.6 Here we test the observability of
KK excitations of the photon and Z boson at LHC in the electron channel, pp → γ (n) /Z (n) → e+ e− .
6
Fermion masses are determined up to a global factor by the fermion localisations (which generate the large hierarchies) as
well as by 3 × 3 matrices in flavour space with entries of order unity. Then, the relation between masses and couplings is not
unique, but involves additional parameters (four 3 × 3 matrices).
Previous estimations for RS models are given in Ref. [145], under the simplificating assumption of a
universal fermion location.
The fit of EW precision data typically imposes the bound MKK & 10 TeV [145, 148]. However,
if the EW gauge symmetry is enlarged to SU(2)L × SU(2)R × U(1)X [425], agreement of the S, T
parameters is possible for MKK & 3 TeV. The localisation of the (tL , bL ) doublet towards the TeV
brane (necessary to generate the large top quark mass) in principle generates deviations in the ZbL bL
coupling (see also the next subsection), what can be avoided with a O(3) custodial symmetry [428].
In the example presented here, the SM quark doublets are embedded in bidoublets (2, 2)2/3 under the
above EW symmetry, as proposed in [428] and in contrast with Ref. [425]. Motivated by having gauge
representations symmetric between the quark and lepton sector, the lepton doublets are embedded into
bidoublets (2, 2)0 . This guarantees that there are no modifications of the ZℓL ℓL couplings.
The simulation of Z (n) /γ (n) production [490] is obtained after implementing the new processes
in PYTHIA. Only n = 0, 1, 2 are considered, since the contributions of KK excitations with n ≥ 3 are not
significant. The cross section depends on the fermion localisations which are clearly model-dependent.
In Fig. 4.25 we show the e+ e− invariant mass distribution for two different fermion localisation scenarios
labelled as A and B (see Ref. [491]), both with MKK = 3 TeV. These scenarios are in agreement with
all present data on quark and lepton masses and mixings [491], in the minimal SM extension where
neutrinos have Dirac masses. Furthermore, for both sets FCN processes are below the experimental limit
if MKK & 1 TeV. In Fig. 4.25 we observe that the signal can be easily extracted from the physical SM
background, as an excess of Drell-Yan events compared to the SM expectation.
∫ Lumi dt = 96.6 fb
Number of events
-1
A
B
SM
3
10
102
10
1
1000
2000
3000
4000
5000
6000
7000
Dilepton invariant mass (GeV)
Fig. 4.25: Distribution of the e+ e− invariant mass for Z (n) /γ (n) production in two scenarios (A and B) for the
fermion localisations and the SM background. The number of events corresponds to an integrated luminosity of
96.6 fb−1 .
4.2
Z ′ in hadronic channels
Z ′ bosons with suppressed coupling to leptons (“leptophobic” or “hadrophilic”) have theoretical interest
on their own. They were first introduced some time ago [492–494] on a purely phenomenological basis,
in an attempt to explain reported 3.5σ and 2.5σ deviations in Rb and Rc , respectively, observed by the
LEP experiments at the Z pole. In order to accommodate these deviations without spoiling the good
agreement for the leptonic sector, the Z ′ couplings to b, c were required to be much larger than those to
charged leptons, so that the deviations in the Zbb, Zcc couplings induced by a small Z − Z ′ mixing were
significant for quarks but not for charged leptons. As a bonus, the introduction of leptophobic Z ′ bosons
seemed to explain an apparent excess of jet events at large transverse momenta measured by CDF.
With more statistics available the deviations in Rb , Rc have disappeared, and SM predictions are
now in good agreement with experiment. Nevertheless, a 2.7σ discrepancy in AbFB has remained until
now. This deviation might well be due to some uncontrolled systematic error. But, if one accepts the AbFB
measurement, explaining it with new physics contributions while keeping the good agreement for Rb is
quite hard. One possibility has recently arised in the context of RS models, where the introduction of
a custodial symmetry [428] protects the ZbL bL coupling from corrections due to mixing with the Z (1) .
ZbR bR , is allowed to receive a new contribution from mixing, which could explain the anomaly in AbFB .
Alternatively, one may allow deviations in ZbL bL and ZbR bR , chosen so as to fit the experimental values
of Rb and AbFB [495]. The new Z (1) state has a mass of 2 − 3 TeV and suppressed couplings to charged
leptons. Hence, it can be produced at LHC but mainly decays to quark-antiquark pairs. Leptophobic Z ′
bosons can also appear in grand unified theories as E6 [476, 496].
Studies of the CMS sensitivity to narrow resonances in the dijet final states have been performed
[497]. Experimental searches in the dijet channel are challenging because of the large QCD background
and the limited dijet mass resolution. All new particles with a natural width significantly smaller than
the measured dijet mass resolution should all appear as a dijet mass resonance of the same line shape
in the detector. Thus, a generic analysis search has been developed to extract cross section sensitivities,
which are compared to the expected cross sections from different models (excited quarks, axigluons,
colorons, E6 diquarks, color octet technirhos, W ′ , Z ′ , and RS gravitons), to determine the mass range
for which we expect to be able to discover or exclude these models of dijet resonances. The size of the
cross section is a determining factor in whether the model can be discovered, as illustrated in Fig. 4.26
′
′
for a sequential ZSM
and other new states. For a luminosity of 10 fb−1 the ZSM
signal is about one
order of magnitude below the 5σ discovery limit for all the mass range, and a discovery is not possible.
′
Conversely, if agreement is found with the SM expectation, ZSM
masses between 2.1 and 2.5 TeV can
be excluded (see Fig. 4.26).
Fig. 4.26: 5σ discovery limits (circles) and 95% upper bounds (squares) for resonances decaying to two jets, as
a function of their mass. The luminosity is of 10 fb−1 and a full simulation of the CMS detector is used. The
predictions of several models are also shown.
For resonances decaying to tt̄ preliminary studies have been performed in Ref. [498]. With 300
fb−1 , a 500 GeV resonance could be discovered for a cross section (including branching ratio to tt̄) of 1.5
pb. For masses of 1 TeV and 3 TeV, the necessary signal cross sections are 650 and 11 fb, respectively.
5 New charged gauge bosons
Extensions of the SM gauge group including an additional SU(2) factor imply the existence of new
′
bosons W ± (as well as an extra Z ′ boson, whose phenomenology has been described in the previous
section). Two well-known examples are left-right models, in which the electroweak gauge group is
SU(2)L ×SU(2)R ×U(1), and littlest Higgs models (those with group [SU(2)×U(1)]2 ). As for the neutral
case, the interactions of new W ′ bosons depend on the specific model considered. For example, in leftright models the new charged bosons (commonly denoted as WR ) have purely right-handed couplings to
fermions, whereas in littlest Higgs models they are purely left-handed, as the ordinary W boson. Lowenergy limits are correspondingly different. In the former case the kaon mass difference sets a limit on
the WR mass of the order of two TeV [499]. This stringent limit is due to an enhancement of the “LR”
box diagram contribution involving W and WR exchange [500], compared to the “LL” exchange of two
charged bosons with left-handed couplings. On the other hand, in little Higgs models (especially in its
minimal versions like the littlest Higgs model) precision electroweak data are quite constraining, and
require the W ′ masses to be of the order of several TeV [501, 502].
5.1
Discovery potential
Most studies for W ′ discovery potential have focused on a W ′ boson with SM-like couplings to fermions
and W Z, W h decays suppressed. The present direct limit from Tevatron is mW ′ > 965 GeV with 95%
CL [503]. Previous ATLAS studies have shown that a W ′ boson could be observed in the leptonic decay
channel W ′ → ℓνℓ , ℓ = µ, e, if it has a mass up to 6 TeV with 100 fb−1 of integrated luminosity [504].
For CMS the expectations are similar [505]. Here the possible detection of a W ′ signal in the muon decay
channel is investigated, focusing on masses in the range 1 − 2.5 TeV and using the full simulation of the
ATLAS detector. The signal has been generated with PYTHIA using CTEQ6L structure functions. The
resulting cross sections times branching ratio, as well as the W ′ width for various masses, are given in
Table 4.8 (left). The W ′ can be identified as a smeared Jacobian peak in the transverse mass distribution,
built with the muon transverse momentum and the transverse missing energy6 pT . Figure 4.27 shows the
smearing of the edge after full simulation of the ATLAS detector.
Table 4.8: Left: expected cross section times branching ratio for the W ′ → µν signal, and total W ′ width. Right:
cross section times branching ratio for the main background sprocesses.
Signal: pp → W ′ → µνµ + X
mW ′ (TeV) σ × BR (pb) Γtot (GeV)
1.0
3.04
34.7
1.5
0.57
52.6
2.0
0.15
70.5
2.5
0.047
88.5
SM Background processes
pp → W → µνµ + X
pp → W → τ ντ → µνµ ντ + X
pp → Z → µ− µ+ + X
pp → Z → τ − τ + → µ + X
pp → tt̄ → W bW b̄ → lνl + X
QCD (all di-jet processes)
σ × BR (nb)
15
2.6
1.5
0.25
0.46
5 × 105
In addition to the signal, there are contributions from the various SM backgrounds originating
from the processes given in Table 4.8 (right). The W background is irreducible, but all the other backgrounds can be reduced applying the appropriate selections. In Table 4.9 the selection cuts used for the
background rejection are shown.
The main signature of the signal is the presence of an energetic muon together with a significant
missing transverse momentum in the event. When searching for a W ′ with mass of 1 TeV or heavier,
events that contain at least one reconstructed muon with pT > 100 GeV and missing transverse momentum6 pT > 50 GeV are selected. These cuts mainly eliminate the tt̄ background, which tends to have less
energetic muons, and Z production, which in general does not have significant missing energy. Muons
coming from W ′ decays are isolated, i.e. they do not belong to a jet. Isolated muons are identified by
requiring that the calorimetric energy deposited inside the difference of a small and a bigger cone around
02 − E 01 < 10 GeV, where the cones ‘01’ and ‘02’ are determined, rethe muon track is less than Ecal
cal
spectively, as the ones which have ∆R = 0.1, 0.2. This double cone strategy is adopted because muons
Transverse Mass - 1TeV W’→µν
Entries 5526
600
reco
true
Events/40GeV
500
400
300
200
100
00
500
1000
1500
MT (GeV)
2000
×10
3000
2500
Fig. 4.27: Generated and reconstructed transverse mass distribution for a simulated 1 TeV W ′ , before any detector
effects and after full simulation of the ATLAS detector.
from W ′ decays are very energetic and therefore can have significant, almost collinear radiation. Figure 4.28 shows the distribution of calorimetric energy contained in the difference of the two cones for
both signal and background. It is evident that the above cut reduces mainly the tt̄ background. Events
with exactly one isolated muon are selected. Z background events contain mostly two isolated muons,
except for the cases where one of the muons lies in a region outside the muon spectrometer (|η| > 2.7)
or is not reconstructed. These cases account for about the 30% of the high mass Z events and remain
as irreducible background. QCD and tt̄ backgrounds contain in most cases non-isolated muons coming
from jets. In order to eliminate the QCD di-jet background, which contains one jet misidentified as a
muon, events with additional high energy jets, with pT > 200 GeV, are rejected (JetVeto). The tt̄ background is further reduced by applying a b-jet veto cut (in ATLAS the jet tagging is done for jets with
pT > 15 GeV). Muons coming from cosmic rays and b-decays are rejected with track quality criteria,
what ensures that the muon track is well reconstructed. Specifically, cuts are applied on the χ2 probability over the number of degrees of freedom and the transverse d0 and longitudinal z0 perigee parameters:
P rob(χ2 )/DoF > 0.001, d0 /∆(d0 ) < 10, z0 < 300 mm.
Table 4.9: Cross-section times branching ratio to muons and relative efficiencies after each cut. The cuts correspond to: (1) pT > 100 GeV and6 pT > 50 GeV; (2) b-jet Veto; (3) JetVeto; (4) muon isolation and quality.
cut
1
2
3
4
1 TeV W ′
σ (pb) eff (%)
2.52
82.8
2.45
80.7
2.23
73.3
2.18
71.6
2 TeV W ′
σ (pb) eff (%)
0.126
84.0
0.122
81.4
0.104
69.4
0.101
67.3
W (off-shell)
σ (pb) eff (%)
2.04
74.4
1.99
72.8
1.95
71.1
1.91
69.8
tt̄
σ (pb)
8.878
1.610
0.966
0.736
eff (%)
1.93
0.35
0.21
0.16
Z (off-shell)
σ (pb) eff (%)
0.251
9.89
0.244
9.62
0.237
9.34
0.232
9.15
After the application of all the signal separation requirements the transverse mass distribution,
shown in Fig. 4.29, has been statistically analysed to determine the significance of the discovery. First,
for each W ′ mass the transverse mass interval which gives the best discovery significance is determined.
The corresponding number of signal and background events for 10 fb−1 are presented in Table 4.10.
The minimum luminosity to have a 5σ significant discovery is also calculated and shown in Table 4.11.
The significance is calculated assuming Poisson statistics. The errors in the luminosity correspond to
a 5% systematic uncertainty in the signal (mainly due to the variation of PDF’s) and a 20% systematic
104
1TeV W’→µ ν
10
104
7024
2TeV W’→µ ν
3
10
2
10
102
10
1
0
10
20
30
40
50
60
70
80
90
× 10
100
1
3
0
10
20
30
E02
-E01
(GeV)
cal
cal
W →µ ν
10 4
40
50
60
70
80
90
× 10
100
E02
-E01
(GeV)
cal
cal
Entries 33282
tt
104
3
Entries 52688
3
10
Events
10
Events
Entries 10311
3
Events
Events
10
Entries
10 2
10
10
1
3
0
102
10
20
30
40
50
E02
-E01
cal
cal
60
70
80
90
× 10
100
1
0
10
20
30
40
50
60
70
80
90
× 10
100
E02
-E01
(GeV)
cal
cal
(GeV)
Fig. 4.28: Distribution of calorimetric energy contained in the difference of two cones with ∆R = 0.1 and
∆R = 0.2 for both signal and background events.
uncertainty in the background (due to several different contributions). The uncertainties in the NLO
corrections (K factors) are expected to influence both the signal and the background in a similar way.
The experimental systematic uncertainties are expected to be reduced only after the first data taking using
the control samples of Z and W events. A control sample will also be formed in the transverse mass
region between 200 and 400 GeV, which will provide the final check for the systematic uncertainties
collectively, concerning the scale as well as the shape of the background.
Table 4.10: Number of signal and background events expected for 10 fb−1 of integrated luminosity, for various
W ′ masses. The best search windows in the transverse mass distribution (MT ) are also shown.
MW ′
MT (TeV)
Signal Events
SM Background Events
1.0 TeV
0.6 − 1.7
15753 ± 787
469 ± 94
1.5 TeV
0.9 − 2.0
3059 ± 153
76 ± 15
2.0TeV
1.2 − 2.9
603 ± 30
22 ± 5
2.5TeV
1.6 − 3.2
225 ± 11
15 ± 3
A new W ′ boson with SM-like couplings to fermions can be discovered with low integrated luminosity during the initial LHC running. With 0.3 fb−1 integrated luminosity, a W ′ can be discovered in
the ATLAS experiment with a mass up to 2.5 TeV. Imposing the additional requirement of observing at
least 10 candidate signal events would rise the minimum luminosity to 0.5 fb−1 .
The present study so far has been performed without pile-up and cavern background conditions.
Both these conditions are not expected to affect much the results since the initial run will be at very
low luminosity and moreover the majority of the muons of the signal concentrate in the barrel region.
Nevertheless, studies for the fake reconstruction with both kinds of background are under way.
W’→µ ν
mW’=1.0TeV
mW’=1.5TeV
mW’=2.0TeV
mW’=2.5TeV
Events/80GeV/10fb-1
104
3
10
SM BACKGROUND
102
10
1
0
500
1000 1500 2000 2500 3000 3500 4000 4500
MT (GeV)
×
Fig. 4.29: Transverse mass distribution of the SM background and W ′ signals corresponding to different W ′
masses, plotted on top of the background for an integrated luminosity of 10 fb−1 .
Table 4.11: Minimum luminosity required in order to have a 5σ discovery for various W ′ masses. NS , NB stand
for the number of signal and background events, respectively, within the optimal transverse mass window.
MW ′ (TeV)
1.0
1.5
2.0
2.5
Luminosity (pb−1 )
3.0 ± 0.3
14.6 ± 1.4
84 ± 9
283 ± 31
NS
4.7
4.5
5.1
6.4
NB
0.14
0.11
0.18
0.42
Finally, we point out that the experimental resolution for muons with pT ranging from 0.5 to
1 TeV is about 5 − 10%, giving an experimental width larger than the intrinsic width, shown in Table
4.8 (left). Therefore no further attempt has been made for discriminating the underlying theory based on
the W ′ width. However, following the W ′ discovery, the muonic decay channel could provide valuable
information concerning the FB asymmetry, which in turn could be used to discriminate between various
theoretical models.
6 New scalars
Additional scalars appear in theories beyond the SM to solve some of the problems presented in the
introduction. A selection of these models and their goals are:
– 2 Higgs Doublet models: explain the origins of the CP asymmetry
– Little Higgs models: solve the hierarchy problem
– Babu-Zee model: explain the sources of the neutrino mass differences
The 2 Higgs Doublet Model (2HDM) contains two Higgs fields, one to give mass to SM gauge
bosons and the other one remaining with CP violating terms [506]. The additional 2 neutral Higgs
particles aim to solve the strong CP problem and explain the observed baryon asymmetry of the universe
with minimum impact to the SM. Such a model can be easily investigated at LHC via either direct
observation of the non-SM Higgs particles or indirectly via the enhancement to the FCNC Higgs decays
involving the top quark. The details of such a discovery and of possible discrimination between the
models can be found in chapter 2.3.2.
Little Higgs models [390, 394, 395] aim to solve the hierarchy problem arising from the rather
large loop corrections to the tree level Higgs mass, without imposing a symmetry between fermions and
bosons. Instead, the unwanted contributions from the loops are removed via the same spin counterparts
of the involved SM particles: top quark, W and Z bosons and the Higgs itself. The coupling coefficients
of these predicted particles are connected to their SM counterparts via the symmetries of the larger group
embedding the SM gauge group. Depending on the selection of the embedding group, these models
predict a variety of new particles. Additional charge +2/3 quarks (studied in subsection 2.1), a number of
spin 1 bosons and a number of scalars, with masses less than 2, 5 and 10 TeV respectively. The smallest
of these symmetry groups defines the Littlest Higgs model which predicts three nearly degenerate scalar
particles with charges 2, 1 and 0. Experimentally, the doubly charged scalar is the most appealing one,
since its manifestation would be two like-sign leptons or W bosons when produced singly [277,409,507],
or two like-sign lepton pairs with equal invariant mass when produced in pairs [279, 409, 508]. More
generally, scalar triplets appear in various type II seesaw models. For scalar triplets in supersymmetric
models see chapter 3.5.
The Babu-Zee model, independently proposed by Zee [509] and Babu [510], proposes a particular radiative mass generation mechanism. This mechanism might help understanding the origin
of neutrino masses and mixing angles which are firmly established by the neutrino oscillation experiments [511–514]. The model introduces two new charged scalars h+ and k++ , both singlets under
SU (2)L , which couple only to leptons. Neutrino masses in this model arise at the two-loop level. Since
present experimental neutrino data requires at least one neutrino to have a mass of the order of O(0.05)
eV [200] an estimation for the value of neutrino masses in the model indicates that for couplings f and
h of order O(1) (see Eq. (4.30)) the new scalars should have masses in the range O(0.1 − 1) TeV (see
ref. [515]). The model is therefore potentially testable at the LHC.
6.1
Scalar triplet seesaw models
An important open issue to be addressed in the context of little Higgs models [390,394,395] is the origin
of neutrino masses [439, 516, 517]. A neutrino mass generation mechanism which naturally occurs in
these models is type II seesaw [272,518,519], which employs a scalar with the SU(2)L ×U(1)Y quantum
numbers Φ ∼ (3, 2). The existence of such a multiplet in some little Higgs models [395, 520] is a
direct consequence of the global [SU(2) × U(1)]2 symmetry breaking which makes the SM Higgs light.
Although Φ is predicted to be heavier than the SM Higgs boson, the little Higgs philosophy implies that
its mass could be of order O(1) TeV. Due to its specific quantum numbers the triplet Higgs boson only
couples to the left-chiral lepton doublets Li ∼ (2, −1), i = e, µ, τ , via Yukawa interactions given by
LΦ = iL̄ci τ2 Yij (τ · Φ)Lj + h.c. ,
(4.21)
where Yij are Majorana Yukawa couplings. The interactions in Eq. (4.21) induce LFV decays of charged
leptons which have not been observed. The most stringent constraint on the Yukawa couplings comes
from the upper limit on the tree-level decay µ → eee [277, 521]
Yee Yeµ < 3 × 10−5 (MΦ++ /TeV)2 ,
(4.22)
with MΦ++ the mass of the doubly charged scalar, constrained by direct Tevatron searches to be MΦ++ ≥
136 GeV [522, 523]. Experimental bounds on the tau Yukawa couplings are much less stringent.
According to Eq. (4.21), the neutral component of the triplet Higgs boson Φ0 couples to lefthanded neutrinos. When it aquires a VEV vΦ , it induces nonzero neutrino masses mν given by the mass
matrix
(mν )ij = Yij vΦ .
(4.23)
We assume that the smallness of neutrino masses is due to the smallness of vΦ . In this work the tau
Yukawa coupling is taken to be Yτ τ = 0.01, and the rest of couplings are scaled accordingly. In particular,
hierarchical neutrino masses imply Yee , Yeµ ≪ Yτ τ , consistent with present experimental bounds.
In this framework there is a possibility to perform direct tests of the neutrino mass generation
mechanism at LHC, via pair production and subsequent decays of scalar triplets. Here the Drell-Yan pair
production of the doubly charged component
pp → Φ++ Φ−−
(4.24)
is studied, followed by leptonic decays [277, 279, 508, 524–527]. Notice that in this process (i) the
production cross section only depends on MΦ++ and known SM parameters; (ii) the smallness of vΦ
in this scenario, due to the smallness of neutrino masses, implies that decays Φ++ → W + W + are
negligible; (iii) the Φ++ leptonic decay branching fractions do not depend on the size of the Yukawa
couplings but only on their ratios, which are known from neutrino oscillation experiments. For normal
hierarchy of neutrino masses and a very small value of the lightest neutrino mass, the triplet seesaw
model predicts BR(Φ++ → µ+ µ+ ) ≃ BR(Φ++ → τ + τ + ) ≃ BR(Φ++ → µ+ τ + ) ≃ 1/3. This
scenario is testable at LHC experiments.
The production of the doubly-charged scalar has been implemented in the PYTHIA Monte Carlo
generator [43]. Final and initial state interactions and hadronisation have been taken into account. Fourlepton backgrounds with high pT leptons arise from three SM processes: tt̄, tt̄Z and ZZ production.
PYTHIA has been used to generate tt̄ and ZZ background, while CompHEP was used to generate the tt̄Z
background via its PYTHIA interface [416, 424]. CTEQ5L parton distribution functions have been used.
Additional four-lepton backgrounds exist involving b-quarks in the final state, for example, bb̄ production. Charged leptons from such processes are very soft, and these backgrounds can be eliminated [57].
Possible background processes from physics beyond the SM are not considered.
A clear experimental signature is obtained from the peak in the invariant mass of two like-sign
muons and/or tau leptons:
± 2
±
2
(4.25)
(m±
ℓ1 ℓ2 ) = (pℓ1 + pℓ2 ) ,
± ±
where p±
ℓ1 ,ℓ2 are the four-momenta of two like-sign leptons ℓ1 , ℓ2 . Since like-sign leptons originate from
decay of a doubly charged Higgs boson, their invariant mass peaks around m±
ℓℓ′ = MΦ±± in the case
of the signal. The four-muon final state allows to obtain invariant masses directly from Eq. (4.25). In
channels involving one or several tau leptons, which are seen as τ -jets or secondary muons (marked as
µ′ below), the momenta of the latter has to be corrected according to the equation system
p~τi
6 p~T
m+
ℓ1 ℓ2
= ki p~jeti /µ′i ,
X
(~
pνi )T ,
=
(4.26)
(4.27)
i
= m−
ℓ1 ℓ2 ,
(4.28)
where i counts τ leptons, (~
pνi )T is the vector of transverse momentum of the produced neutrinos,6 p~T is
the vector of missing transverse momentum (measured by the detector) and ki > 1 are positive constants.
Eq. (4.26) describes the standard approximation that the the decay products of a highly boosted τ are
collinear. Eq. (4.27) assumes missing transverse energy only to be comprised of neutrinos from τ decays.
In general, it is not a high-handed simplification, because the other neutrinos in the event are much less
energetic and the detector error in missing energy is order of magnitude smaller [3]. Using the first
two equations it is possible to reconstruct up to two τ leptons per event. The additional requirement of
Eq. (4.28) allows to reconstruct a third τ , although very small measurement errors are needed.
A clear signal extraction from the SM background can be achieved using a set of selection rules
imposed on a reconstructed event in the following order:
– S1: events with at least two positive and two negative muons or jets which have |η| < 2.4 and
pT > 5 GeV are selected.
– S2: The scalar sum of transverse momenta of the two most energetic muons or τ jets has to be
larger than a certain value (depending on the Φ++ mass range studied).
– S3: If the invariant mass of a pair of opposite charge muons or τ jets is close to the Z boson mass
(85 − 95 GeV), then the particles are eliminated from the analysis.
– S4: as Φ±± are produced in pairs, their reconstructed invariant masses have to be equal (in each
event). The condition
−−
0.8 < m++
(4.29)
ℓ1 ℓ2 /mℓ1 ℓ2 < 1.2.
has been used. If the invariant masses are in this range then they are included in the histograms,
otherwise it is assumed that some muon may originate from τ decay, and it is attempted to find
corrections to their momenta according to the method described above.
35
background S1
background S2
background S3
background S4
Higgs 500 GeV S1
Higgs 500 GeV S4
30
25
20
15
N of Inv. masses per 25 GeV
N of Inv. masses per 25 GeV
An example of invariant mass distribution after applying selection rules is shown in Fig. 4.30 for
MΦ++ = 500 GeV. A tabulated example is given for MΦ++ = 200, 500 and 800 GeV in Table 6.1,
corresponding to a luminosity L = 30 fb−1 . The strength of the S2 cut is clearly visible: almost no
decrease in signal while the number of the background events descends close to its final minimum value.
A peculiar behavior of S4 — reducing the background, while also increasing the signal in its peak — is
the effect of applying the τ → µ′ correction method described above.
5
background S1
background S2
background S3
background S4
Higgs 500 GeV S1
Higgs 500 GeV S4
4.5
4
3.5
3
2.5
2
1.5
10
1
5
0.5
0
0
200
400
600
800
1000
Inv.mass (GeV)
0
0
200
400
600
800
1000
Inv.mass (GeV)
Fig. 4.30: Distribution of invariant masses of like-sign pairs after applying selection rules (S1–S4) for scalar mass
MΦ++ = 500 GeV and the SM background (L=30 fb−1 ). The histogram in the right panel is a zoom of the left
histogram to illustrate the effects of the selection rules S2–S4.
As it is seen in Table 6.1, the SM background can be practically eliminated. In such an unusual
situation the log-likelihood ratio (LLR) statistical method [127, 528] has been used to determine the
5σ discovery potential, demanding a significance larger than 5σ in 95% of “hypothetical experiments”,
generated using a Poisson distribution. With this criterion, Φ++ up to 300 GeV can be discovered in the
first year of LHC (L = 1 fb−1 ) and Φ++ up to 800 GeV can be discovered for the integrated luminosity
L = 30 fb−1 . Therefore the origin of neutrino mass can possibly be directly tested at LHC.
6.2
The discovery potential of the Babu-Zee model
The new charged scalars of the model introduce new gauge invariant Yukawa interactions, namely
L = fαβ ǫij (LTα i CLjβ )h+ + h′αβ (eTα Ceβ )k++ + h.c.
(4.30)
Here, L are the standard model (left-handed) lepton doublets, e the charged lepton singlets, α, β are
generation indices and ǫij is the completely antisymmetric tensor. Note that f is antisymmetric while h′
Table 4.12: Effectiveness of the selection rules for the background and signal. All event numbers in the table are
normalized for L = 30 fb−1 . The numbers in brackets mark errors at 95% confidence level for Poisson statistics.
The signal increases after S4 due to the reconstructed τ → µ′ decays.
Process
N of like-sign pairs
S1
S2
S3
Energy range 150 − 250 GeV
4670
1534
1488
1465
1222 (168) 172 (8.5)
134 (6.9)
21.3 (4.0)
15.5 (1.0)
6.3 (1.2)
95.0 (12.0) 22.5 (0.7)
9.8 (0.5)
Energy range 375 − 625 GeV
119.2
48.4
47.5
46.8
178 (28)
2.1 (0.9)
1.65 (0.87)
6.6 (1.7)
2.3 (1.0)
1.0 (1.0)
9.4 (2.9)
1.4 (0.2)
0.68 (0.19)
Energy range 600 − 1000 GeV
11.67
5.05
5.00
4.92
77 (12)
0.00 (0.22) 0.00 (0.22)
2.6 (1.2)
0.39 (0.4)
0.39 (0.4)
2.5 (0.8)
0.34 (0.16) 0.17 (0.09)
N of Φ
MΦ =200 GeV
tt̄ → 4ℓ
tt̄Z
ZZ
MΦ =500 GeV
tt̄ → 4ℓ
tt̄Z
ZZ
MΦ =800 GeV
tt̄ → 4ℓ
tt̄Z
ZZ
S4
1539
17.6 (3.7)
2.2 (1.1)
1.7 (0.2)
49.5
0.10 (0.35)
0.00 (0.1)
0.08 (0.09)
5.21
0.00 (0.07)
0.00 (0.1)
0.00 (0.02)
is symmetric. Assigning L = 2 to h− and k−− , eq. (4.30) conserves lepton number. Lepton number
violation in the model resides only in the following term in the scalar potential
L = −µh+ h+ k−− + h.c.
(4.31)
Vacuum stability arguments can be used to derive an upper bound for the lepton number violating coupling µ [529], namely, µ ≤ (6π 2 )1/4 mh . The structure of Eq. (4.30) and Eq. (4.31) generates Majorana
neutrino masses at the two-loop level (see ref. [515] and [529] for details).
Constraints on the parameter space of the model come from neutrino physics experimental data
and from the experimental upper bounds on lepton flavour violation (LFV) processes. Constraints on
the antisymmetric couplings fxy are entirely determined by neutrino mixing angles and depend on the
hierarchy of the neutrino mass spectrum, which in this model can be normal or inverse. Analytical
expressions, as well as numerical upper and lower bounds, for the ratios ǫ = f13 /f23 and ǫ′ = f12 /f23
were calculated in references [529] and [515].
The requirement of having a large atmospheric mixing angle indicates that the symmetric Yukawa
couplings hxy (x, y = µ, τ ) must follow the hierarchy hτ τ ≃ (mµ /mτ )hµτ ≃ (mµ /mτ )2 hµµ . The
couplings hee , heµ and heτ are constrained by LFV of the type la → lb lc ld and have to be smaller than
0.4, 4 · 10−3 and 7 · 10−2 [529]. The most relevant constraint on mk come from the LFV processes
τ → 3µ while for mh is derived from µ → eγ. Lower bounds for both scalar masses can be found
(see ref. [515]), the results are mk & 770 GeV, mh & 200 GeV (normal hierarchy case) and mh & 900
GeV (inverse hierarachy case). In [529] it has been estimated that at the LHC discovery of k++ might
be possible up to masses of mk ≤ 1 TeV approximately. In the following it will P
therefore be assumed
that mk ≤ 1 TeV and, in addition, mh ≤ 0.5 TeV. The notation BR(h+ → lα β νβ ) = BRlhα and
l l
BR(k++ → lα lβ ) = BRkα β will be used. h+ decays are governed by the parameters ǫ and ǫ′ . Using the
current 3σ range for neutrino mixing angles [200] it is possible to predict
BReh = [0.13, 0.22],
BRµh = [0.31, 0.50],
BRτh = [0.18, 0.35],
(4.32)
Fig. 4.31: Lines of constant BR(k ++ → h+ h+ ), assuming to the left hµµ = 1: BRhh
= 0.1, 0.2, 0.3 and
k
0.4 for dotted, dash-dotted, full and dashed line. The vertical line corresponds to mh = 208 GeV for which
BR(µ → eγ) = 1.2 × 10−11 and horizontal line to mk = 743 GeV for which BR(τ → 3µ) = 1.9 × 10−6 , i.e.
parameter combinations to the left/below this line are forbidden. Plot on the right assumes hµµ = 0.5. Lines are
for BRhh
k = 0.4, 0.5, 0.6 and 0.7, dotted, dash-dotted, full and dashed line. Again the shaded regions are excluded
by BR(µ → eγ) and BR(τ → 3µ).
BReh = [0.48, 0.50],
BRµh = [0.17, 0.34],
BRτh = [0.18, 0.35].
(4.33)
For normal hierarchy (eq. (4.32)) or inverse hierarchy (eq. (4.33)).
The doubly charged scalar decay either to two same-sign leptons or to two h+ final states. Lepton
pair final states decays are controlled by the hαβ Yukawa couplings while the lepton flavour violating
decay k++ → h+ h+ is governed by the µ parameter (see Eq. (4.31)). The hierarchy among the couplings
hµµ , hµτ and hτ τ result in the prediction
µµ
2
BRµτ
k /BRk ≃ (mµ /mτ ) ,
BRτkτ /BRkµµ ≃ (mµ /mτ )4 .
(4.34)
Thus, the leptonic final states of k++ decays are mainly like-sign muon pairs.
Here it is important to remark that in general the decays k++ → e+ l+ (l = e, µ, τ ) are strongly
suppressed due to the LVF constraints on the hel parameters. However, if the Yukawa coupling hee
saturates its upper limit then electron pair final states can be possibly observed.
The branching ratio for the process k++ → h+ h+ reads
BR(k++ → h+ h+ ) ≃
µ2 β
.
m2k h2µµ + µ2 β
(4.35)
Here β is the usual phase space suppression factor. From eq. (4.35) it can be noted that if the process
is kinematically allowed the lepton violating coupling µ can be measured by measuring this branching
ratio. Here it should be stressed that for hµµ . 0.2 the current limit on BR(µ → eγ) rules out all
mh . 0.5 TeV, thus this measurement is possible only for hµµ & 0.2. Note that smaller values of µ
lead to smaller neutrino masses, thus upper bounds on the branching ratio for BRhh
k can be interpreted
as upper limit on the neutrino mass in this model. Figure 4.31 shows the resulting branching ratios for 2
values of hµµ .
Chapter 5
Tools
F. Krauss, F. Moortgat, G. Polesello
1 Introduction
In the following, contributions highlighting the treatment of flavour aspects in publicly available calculational tools used in New Physics studies at colliders will be listed. Such tools cover a wide range of
applications; roughly speaking there are a wide variety of computer programs discussed here:
– Analytical precision calculations:
There, the results of analytical precision calculations for specific observables, often at loop level,
are coded and thus made available for the public. These observables usually are sets of single
numbers, such as cross sections, decay widths, brancing ratios etc., calculated for a specific point
in the respective models parameter space. Examples for such tools covered here are HDECAY,
SDECAY, FchDecay and FeynHiggs.
– Tools helping in or performing (mostly) analytical calculations:
The best-known example for such a tool, the combinatin of FeynArts and FormCalc and its
treatment of flavour aspects is discussed here. In principle, FeynArts allows for a automated construction of Feynman diagrams, including higher-order effects, and the corresponding amplitude.
FormCalc can then be used to evaluate the loop integrals in a semi-automated fashion.
– RGE codes:
There, the renormalisation group equation is solved numerically in order to obtain from highenergy inputs the SUSY parameters at lower, physical scales. These parameters usually are coupling constants, particle masses and widths and mixing matrices. For this purpose, a number of
codes exist, here SPheno and SuSpect are presented. It should be noted that many of these RGE
codes also embed a number of relevant cross sections, branching ratios etc..
– Matrix element generators/Parton level generators:
These codes calculate, in a automated fashion, cross sections for multi-leg tree-level processes.
Usually, they are capable of generating weighted or unweighted events at the parton level, i.e.
without showering or hadronisation. This task is usually left for other programs, the neccessary
information is passed by some standardised interface format [530]. Examples for this type of code
include CalcHep and HvyN.
– Full-fledged event generators:
These programs provide fully showered and hadronised events. Primary examples include PYTHIA,
HERWIG, and Sherpa.
In addition interfaces are necessary to transfer data between the various programs as will be discussed in
the next section.
2 A Brief Summary of The SUSY Les Houches Accord 2
The states and couplings appearing in the general minimal supersymmetric standard model (MSSM) can
be defined in a number of ways. Indeed, it is often advantageous to use different choices for different
applications and hence no unique set of conventions prevails at present. In principle, this is not a problem; translations between different conventions can usually be carried out without ambiguity. From the
point of view of practical application, however, such translations are, at best, tedious, and at worst they
introduce an unnecessary possibility for error.
To deal with this problem, and to create a more transparent situation for non-experts, the original SUSY Les Houches Accord (SLHA1) was proposed [531]. This accord uniquely defines a set of
conventions for supersymmetric models together with a common interface between codes. However,
SLHA1 was designed exclusively with the MSSM with real parameters and R-parity conservation in
mind. Some recent public codes [321, 338, 532–538] are either implementing extensions to this base
model or are anticipating such extensions. We therefore here present extensions of the SLHA1 relevant
for R-parity violation (RPV), flavour violation, and CP-violation (CPV) in the minimal supersymmetric
standard model (MSSM). We also consider next-to-minimal models which we shall collectively label by
the acronym NMSSM. Full details of the SLHA2 agreement can be found in [539].
For simplicity, we still limit the scope of the SLHA2 in two regards: for the MSSM, we restrict
our attention to either CPV or RPV, but not both. For the NMSSM, we define one catch-all model and
extend the SLHA1 mixing only to include the new states, with CP, R-parity, and flavour still assumed
conserved.
The conventions described here are a superset of those of the original SLHA1, unless explicitly
stated otherwise. We use ASCII text for input and output, all dimensionful parameters are taken to be
in appropriate powers of GeV, and the output formats for SLHA2 data BLOCKs follow those of SLHA1.
All angles are in radians. In a few cases it has been necessary to replace the original conventions. This
is clearly remarked upon in all places where it occurs, and the SLHA2 conventions then supersede the
SLHA1 ones.
2.1
2.1.1
The SLHA2 Conventions
Flavour Violation
The CKM basis is defined to be the one in which the quark mass matrix is diagonal. In the super-CKM
basis [170] the squarks are rotated by exactly the same amount as their respective quark superpartners,
regardless of whether this makes them (that is, the squarks) diagonal or not. Misalignment between the
quark and squark sectors thus results in flavour off-diagonal terms remaining in the squark sector.
In this basis, the 6 × 6 squark mass matrices are defined as
Lmass
= − Φ†u M2ũ Φu − Φ†d M2d˜ Φd ,
q̃
(5.1)
where Φu = (ũL , c̃L , t̃L , ũR , c̃R , t̃R )T and Φd = (d˜L , s̃L , b̃L , d˜R , s̃R , b̃R )T . We diagonalise the squark
†
are diagonal matrices with
mass matrices via 6 × 6 unitary matrices Ru,d , such that Ru,d M2ũ,d˜ Ru,d
increasing mass squared values. We re-define the existing PDG codes for squarks to enumerate the mass
eigenstates in ascending order:
(d˜1 , d˜2 , d˜3 , d˜4 , d˜5 , d˜6 ) = (1000001, 1000003, 1000005, 2000001, 2000003, 2000005),
(ũ1 , ũ2 , ũ3 , ũ4 , ũ5 , ũ6 ) = (1000002, 1000004, 1000006, 2000002, 2000004, 2000006).
The flavour violating parameters of the model are specified in terms of the CKM matrix together
with five 3 × 3 matrices of soft SUSY-breaking parameters given in the super-CKM basis
m̂2Q̃ , m̂2ũ , m̂2d˜ , T̂U , T̂D .
(5.2)
Analogous rotations and definitions are used for the lepton flavour violating parameters, in this
case using the super-PMNS basis. This will be further elaborated on in the journal version of this report.
Below, we refer to the combined basis as the super-CKM/PMNS basis.
2.1.2
R-parity Violation
We write the R-parity violating superpotential as
1
a bx
a b
a b
′
WRP V = ǫab λ̂ijk Li Lj Ēk + λ̂ijk Li Qj D̄kx − κ̂i Li H2
2
1 ′′ xyz
+ λ̂ijk ǫ Ūix D̄jy D̄kz ,
(5.3)
2
where x, y, z = 1, . . . , 3 are fundamental SU(3)C indices and ǫxyz is the totally antisymmetric tensor in
3 dimensions with ǫ123 = +1. In eq. (5.3), λ̂ijk , λ̂′ijk and κ̂i break lepton number, whereas λ̂′′ijk violate
baryon number. As in the previous section, all quantities are given in the super-CKM/super-PMNS basis.
Note, that in the R-parity violating case, the PMNS is an output once lepton number is violated.
The trilinear R-parity violating terms in the soft SUSY-breaking potential are
1
a
b ∗
′
a
b ˜∗
V3,RP V = ǫab (T̂ )ijk L̃iL L̃jL ẽkR + (T̂ )ijk L̃iL Q̃jL dkR
2
1
˜y∗ ˜z∗
+ (T̂ ′′ )ijk ǫxyz ũx∗
iR djR dkR + h.c. .
2
(5.4)
Note that we do not factor out the λ̂ couplings (e.g. as in T̂ijk /λ̂ijk ≡ Aλ,ijk ).
When lepton number is broken, additional bilinear soft SUSY-breaking potential terms can appear,
V2,RP V = −ǫab D̂i L̃aiL H2b + L̃†iaL m̂2L̃ H H1a + h.c. ,
i
1
(5.5)
√
and the sneutrinos may acquire vacuum expectation
values
(VEVs)
hν̃
i
≡
v
/
2. The SLHA1
e,µ,τ
e,µ,τ
p
2
2
′
defined the tree-level VEV v to be equal to 2mZ / g + g ∼ 246 GeV; this is now generalised to
q
v = v12 + v22 + ve2 + vµ2 + vτ2 .
(5.6)
For tan β we maintain the SLHA1 definition, tan β = v2 /v1 .
The Lagrangian contains the (symmetric) neutrino/neutralino mass matrix as
1
= − ψ̃ 0T Mψ̃0 ψ̃ 0 + h.c. ,
Lχ̃mass
0
2
(5.7)
in the basis of 2–component spinors ψ̃ 0 = (νe , νµ , ντ , −ib̃, −iw̃3 , h̃1 , h̃2 )T . We define the unitary 7 × 7
neutrino/neutralino mixing matrix N (block RVNMIX), such that:
1
1
− ψ̃ 0T Mψ̃0 ψ̃ 0 = − ψ̃ 0T N T N ∗ Mψ̃0 N † N ψ̃ 0 ,
2
2 | {z } |
{z
} | {z }
χ̃0T
diag(mχ̃0 )
(5.8)
χ̃0
where the 7 (2–component) neutral leptons χ̃0 are defined strictly mass-ordered, i.e. with the 1st ,2nd ,3rd
lightest corresponding to the mass entries for the PDG codes 12, 14, and 16, and the four heaviest to the
PDG codes 1000022, 1000023, 1000025, 1000035.
Charginos and charged leptons may also mix in the case of L-violation. The Lagrangian contains
1 −T
Mψ̃+ ψ̃ + + h.c. ,
Lmass
χ̃+ = − ψ̃
2
(5.9)
T
−
−
− −
− − T
in the basis of 2–component
spinors ψ̃ + = (e+ , µ+ , τ + , −iw̃+ , h̃+
2 ) , ψ̃ = (e , µ , τ , −iw̃ , h̃1 )
√
where w̃± = (w̃1 ∓ w̃2 )/ 2. We define the unitary 5 × 5 charged fermion mixing matrices U, V , blocks
RVUMIX, RVVMIX, such that:
1
1
− ψ̃ −T Mψ̃+ ψ̃ + = − ψ̃ −T U T U ∗ Mψ̃+ V † V ψ̃ + ,
2
2 | {z } | {z } | {z }
χ̃−T
diag(mχ̃+ )
χ̃+
(5.10)
where the generalised charged leptons χ̃+ are defined as strictly mass ordered, i.e. with the 3 lightest
states corresponding to the PDG codes 11, 13, and 15, and the two heaviest to the codes 1000024,
1000037. For historical reasons, codes 11, 13, and 15 pertain to the negatively charged field while codes
1000024 and 1000037 pertain to the opposite charge. The components of χ̃+ in “PDG notation” would
thus be (-11,-13,-15,1000024,1000037). In the limit of CP conservation, U and V are chosen to
be real.
R-parity violation via lepton number violation implies that the sneutrinos can mix with the Higgs
bosons. In the limit of CP conservation the CP-even (-odd)
mix with real (imaginary) parts
√ Higgs0bosons
0
0
of the sneutrinos. We write the neutral scalars as φ ≡ 2Re(H1 , H2 , ν̃e , ν̃µ , ν̃τ )T , with the mass term
1 T
L = − φ0 M2φ0 φ0 ,
2
(5.11)
where M2φ0 is a 5 × 5 symmetric mass matrix. We define the orthogonal 5 × 5 mixing matrix ℵ (block
RVHMIX) by
−φ0T M2φ0 φ0 = − φ0T ℵT ℵM2φ0 ℵT ℵφ0 ,
(5.12)
| {z } | {z } |{z}
Φ0T
diag(m2 0 )
Φ0
Φ
where Φ0 are the neutral scalar mass eigenstates in strictly increasing mass order The states are numbered
sequentially by the PDG codes (25,35,1000012,1000014,1000016), regardless of flavour content.
√
We write the neutral pseudoscalars as φ̄0 ≡ 2Im(H10 , H20 , ν̃e , ν̃µ , ν̃τ )T , with the mass term
1
L = − φ̄0T M2φ̄0 φ̄0 ,
2
(5.13)
where M2φ̄0 is a 5 × 5 symmetric mass matrix. We define the 4 × 5 mixing matrix ℵ̄ (block RVAMIX) by
−φ̄0T M2φ̄0 φ̄0 = − φ̄0T ℵ̄T ℵ̄M2φ̄0 ℵ̄T ℵ̄φ̄0 ,
| {z } | {z } |{z}
Φ̄0T
diag(m2 0 )
(5.14)
Φ̄0
Φ̄
where Φ̄0 are the pseudoscalar mass eigenstates in increasing mass order. The states are numbered
sequentially by the PDG codes (36,1000017, 1000018,1000019), regardless of flavour composition.
The Goldstone boson G0 has been explicitly left out and the 4 rows of ℵ̄ form a set of orthonormal
vectors.
If the blocks RVHMIX, RVAMIX are present, they supersede the SLHA1 ALPHA variable/block.
The charged sleptons and charged Higgs bosons also mix in the 8 × 8 mass squared matrix M2φ± ,
which we diagonalise by a 7 × 8 matrix C (block RVLMIX):
H1−
+∗
∗
L = − (H1− , H2+ , ẽ∗Li , ẽ∗Rj )C † CM2φ± C † C H2 ,
(5.15)
|
{z
} | {z } ẽLk
Φ+
diag(M2 ± )
ẽRl
Φ
where i, j, k, l ∈ {1, 2, 3}, α, β ∈ {1, . . . , 6} and Φ+ = Φ−† are the charged scalar mass eigenstates arranged in increasing mass order. These states are numbered sequentially by the PDG codes
(37,1000011,1000013,1000015, 2000011,2000013,2000015), regardless of flavour composition.
The Goldstone boson G− has been explicitly left out and the 7 rows of C form a set of orthonormal vectors.
2.1.3
CP Violation
When CP symmetry is broken, quantum corrections cause mixing between√the CP-even and CP-odd
Higgs states. Writing the neutral scalar interaction eigenstates as φ0 ≡ 2(ReH10 , ReH20 , ImH10 ,
ImH20 )T we define the 3 × 4 mixing matrix S (block CVHMIX) by
−φ0T M2φ0 φ0 = − φ0T S T S ∗ M2φ0 S † Sφ0 ,
| {z } | {z } |{z}
Φ0T
diag(m2 0 )
(5.16)
Φ0
Φ
where Φ0 ≡ (h01 , h02 , h03 )T are the mass eigenstates arranged in ascending mass order; these states are
numbered sequentially by the PDG codes (25,35,36), regardless of flavour composition.
For the neutralino and chargino mixing matrices, the default convention in SLHA1 is that they be
real matrices. One or more mass eigenvalues may then have an apparent negative sign, which can be
removed by a phase transformation on χ̃i as explained in SLHA1 [531]. When going to CPV, the reason
for introducing the negative-mass convention in the first place, namely maintaining the mixing matrices
strictly real, disappears. We therefore here take all masses real and positive, with N , U , and V complex.
This does lead to a nominal dissimilarity with SLHA1 in the limit of vanishing CP violation, but we
note that the explicit CPV switch in MODSEL can be used to decide unambiguously which convention to
follow.
For the remaining MSSM parameters we use straightforward generalisations to the complex case,
see section 2.2.4.
2.1.4
NMSSM
We shall here define the next-to-minimal case as having exactly the field content of the MSSM with
the addition of one gauge singlet chiral superfield. As to couplings and parameterisations, rather than
adopting a particular choice, or treating each special case separately, below we choose instead to work at
the most general level. Any particular special case can then be obtained by setting different combinations
of couplings to zero. However, we do specialise to the SLHA1-like case without CP violation, R-parity
violation, or flavour violation. Below, we shall use the acronym NMSSM for this class of models, but
we emphasise that we understand it to relate to field content only, and not to the presence or absence of
specific couplings.
In addition to the MSSM terms, the most general CP conserving NMSSM superpotential is (extending the notation of SLHA1):
1
WN M SSM = WM SSM − ǫab λSH1a H2b + κS 3 + µ′ S 2 + ξF S ,
3
(5.17)
where WM SSM is the MSSM superpotential, in the conventions of ref. [531, eq. (3)]. A non-zero λ
in combination with a VEV hSi of the singlet generates a contribution to the effective µ term µeff =
λ hSi + µ, where the MSSM µ term is normally assumed to be zero, yielding µeff = λ hSi. The
remaining terms represent a general cubic potential for the singlet; κ is dimensionless, µ′ has dimension
of mass, and ξF has dimension of mass squared. The soft SUSY-breaking terms relevant to the NMSSM
are
1
,
Vsoft = V2,M SSM + V3,M SSM + m2S |S|2 + (−ǫab λAλ SH1a H2b + κAκ S 3 + B ′ µ′ S 2 + ξS S + h.c.)(5.18)
3
where Vi,M SSM are the MSSM soft terms, in the conventions of ref. [531, eqs. (5) and (7)].
At tree level, there are thus 15 parameters (in addition to mZ which fixes the sum of the squared
Higgs VEVs) that are relevant for the Higgs sector:
tanβ, µ, m2H1 , m2H2 , m23 , λ, κ, Aλ , Aκ , µ′ , B ′ , ξF , ξS , λ hSi , m2S .
(5.19)
The minimisation of the effective potential imposes 3 conditions on these parameters, such that only 12
of them can be considered independent. For the time being, we leave it up to each spectrum calculator
to decide on which combinations to accept. For the purpose of this accord, we note only that to specify a
general model exactly 12 parameters from eq. (5.19) should be provided in the input, including explicit
zeroes for parameters desired “switched off”. However, since µ = m23 = µ′ = B ′ = ξF = ξS = 0
in the majority of phenomenological constructions, for convenience we also allow for a six-parameter
specification in terms of the reduced parameter list:
tanβ, m2H1 , m2H2 , λ, κ, Aλ , Aκ , λ hSi , m2S .
(5.20)
To summarise, in addition to mZ , the input to the accord should contain either 12 parameters from
the list given in eq. (5.19), including zeroes for parameters not present in the desired model, or it should
contain 6 parameters from the list in eq. (5.20), in which case the remaining 6 “non-standard” parameters,
µ, m23 , µ′ , B ′ , ξF , and ξF , will be assumed to be zero; in both cases the 3 unspecified parameters (as,
e.g., m2H1 , m2H2 , and m2S ) are assumed to be determined by the minimisation of the effective potential.
√
The CP-even neutral scalar interaction eigenstates are φ0 ≡ 2Re(H10 , H20 , S)T . We define the
orthogonal 3 × 3 mixing matrix S (block NMHMIX) by
−φ0T M2φ0 φ0 = − φ0T S T SM2φ0 S T Sφ0 ,
| {z } | {z } |{z}
(5.21)
−φ̄0T M2φ̄0 φ̄0 = − φ̄0T P T P M2φ̄0 P T P φ̄0 ,
| {z } | {z } |{z}
(5.22)
Φ0T
diag(m2 0 )
Φ0
Φ
where Φ0 ≡ (h01 , h02 , h03 ) are the mass eigenstates ordered in mass. These states are numbered sequentially by the PDG codes (25,35,45). The format of BLOCK NMHMIX is the same as for the mixing
matrices in SLHA1.
√
The CP-odd sector interaction eigenstates are φ̄0 ≡ 2Im(H10 , H20 , S)T . We define the 2 × 3
mixing matrix P (block NMAMIX) by
Φ̄0T
diag(m2 0 )
Φ̄0
Φ̄
where Φ̄0 ≡ (A01 , A02 ) are the mass eigenstates ordered in mass. These states are numbered sequentially
by the PDG codes (36,46). The Goldstone boson G0 has been explicitly left out and the 2 rows of P
form a set of orthonormal vectors.
If NMHMIX, NMAMIX blocks are present, they supersede the SLHA1 ALPHA variable/block.
The Lagrangian contains the (symmetric) 5 × 5 neutralino mass matrix as
1
= − ψ̃ 0T Mψ̃0 ψ̃ 0 + h.c. ,
Lχ̃mass
0
2
(5.23)
in the basis of 2–component spinors ψ̃ 0 = (−ib̃, −iw̃3 , h̃1 , h̃2 , s̃)T . We define the unitary 5×5 neutralino
mixing matrix N (block NMNMIX), such that:
1
1
− ψ̃ 0T Mψ̃0 ψ̃ 0 = − ψ̃ 0T N T N ∗ Mψ̃0 N † N ψ̃ 0 ,
2
2 | {z } |
{z
} | {z }
χ̃0T
diag(mχ̃0 )
(5.24)
χ̃0
where the 5 (2–component) neutralinos χ̃i are defined such that the absolute value of their masses increase with i, cf. SLHA1 [531]. These states are numbered sequentially by the PDG codes (1000022,
1000023,1000025,1000035,1000045).
2.2
Explicit Proposals for SLHA2
As in the SLHA1 [531], for all running parameters in the output of the spectrum file, we propose to use
definitions in the modified dimensional reduction (DR) scheme.
To define the general properties of the model, we propose to introduce global switches in the
SLHA1 model definition block MODSEL, as follows. Note that the switches defined here are in addition
to the ones in [531].
2.2.1
Model Selection
BLOCK MODSEL
Switches and options for model selection. The entries in this block should consist of an index, identifying the particular switch in the listing below, followed by another integer or real number, specifying the
option or value chosen:
3
: (Default=0) Choice of particle content. Switches defined are:
0 : MSSM. This corresponds to SLHA1.
1 : NMSSM. As defined here.
4
: (Default=0) R-parity violation. Switches defined are:
0 : R-parity conserved. This corresponds to the SLHA1.
1 : R-parity violated.
5
: (Default=0) CP violation. Switches defined are:
0 : CP is conserved. No information even on the CKM phase is used. This
corresponds to the SLHA1.
1 : CP is violated, but only by the standard CKM phase. All other phases
assumed zero.
2 : CP is violated. Completely general CP phases allowed.
6
: (Default=0) Flavour violation. Switches defined are:
0 : No (SUSY) flavour violation. This corresponds to the SLHA1.
1 : Quark flavour is violated.
2 : Lepton flavour is violated.
3 : Lepton and quark flavour is violated.
2.2.2 Flavour Violation
– All input SUSY parameters are given at the scale Minput as defined in the SLHA1 block EXTPAR,
except for EXTPAR 26, which, if present, is the pole pseudoscalar Higgs mass, and EXTPAR 27,
which, if present, is the pole mass of the charged Higgs boson. If no Minput is present, the GUT
scale is used.
– For the SM input parameters, we take the Particle Data Group (PDG) definition: lepton masses are
all on-shell. The light quark masses mu,d,s are given at 2 GeV in the MS scheme, and the heavy
quark masses are given as mc (mc )MS , mb (mb )MS and mton−shell . The latter two quantities are
already in the SLHA1. The others are added to SMINPUTS in the following manner:
8
: mν3 , pole mass.
11
: me , pole mass.
12
: mν1 , pole mass.
13
: mµ , pole mass.
14
: mν2 , pole mass.
21
: md (2 GeV)MS . d quark running mass in the MS scheme.
22
: mu (2 GeV)MS . u quark running mass in the MS scheme.
23
: ms (2 GeV)MS . s quark running mass in the MS scheme.
24
: mc (mc )MS . c quark running mass in the MS scheme.
The FORTRAN format is the same as that of SMINPUTS in SLHA1 [531].
– VCKM : the input CKM matrix, in the block VCKMIN in terms of the Wolfenstein parameterisation:
1
:λ
2
:A
3
: ρ̄
4
: η̄
The FORTRAN format is the same as that of SMINPUTS above.
– UPMNS : the input PMNS matrix, in the block UPMNSIN. It should have the PDG parameterisation
in terms of rotation angles [340] (all in radians):
1
: θ̄12 (the solar angle)
2
: θ̄23 (the atmospheric mixing angle)
3
: θ̄13 (currently only has an upper bound)
4
: δ̄13 (the Dirac CP-violating phase)
5
: α1 (the first Majorana CP-violating phase)
6
: α2 (the second CP-violating Majorana phase)
The FORTRAN format is the same as that of SMINPUTS above.
2 DR
2 DR
2 DR
2 DR
– (m̂2Q̃ )DR
ij , (m̂ũ )ij , (m̂d˜)ij , (m̂L̃ )ij , (m̂ẽ )ij : the squark and slepton soft SUSY-breaking masses
at the input scale in the super-CKM/PMNS basis, as defined above. They will be given in the new
blocks MSQ2IN, MSU2IN, MSD2IN, MSL2IN, MSE2IN, with the same format as matrices in SLHA1.
Only the “upper triangle” of these matrices should be given. If diagonal entries are present, these
supersede the parameters in the SLHA1 block EXTPAR.
DR
DR
– (T̂U )DR
ij , (T̂D )ij , and (T̂E )ij : the squark and slepton soft SUSY-breaking trilinear couplings at
the input scale in the super-CKM/PMNS basis. They will be given in the new blocks TUIN, TDIN,
TEIN, in the same format as matrices in SLHA1. If diagonal entries are present these supersede
the A parameters specified in the SLHA1 block EXTPAR [531].
For the output, the pole masses are given in block MASS as in SLHA1, and the DR and mixing parameters
as follows:
2 DR
2 DR
2 DR
2 DR
– (m̂2Q̃ )DR
ij , (m̂ũ )ij , (m̂d˜)ij , (m̂L̃ )ij , (m̂ẽ )ij : the squark and slepton soft SUSY-breaking masses
at scale Q in the super-CKM/PMNS basis. Will be given in the new blocks MSQ2 Q=..., MSU2
Q=..., MSD2 Q=..., MSL2 Q=..., MSE2 Q=..., with formats as the corresponding input blocks
MSX2IN above.
DR
DR
– (T̂U )DR
ij , (T̂D )ij , and (T̂E )ij : The squark and slepton soft SUSY-breaking trilinear couplings in
the super-CKM/PMNS basis. Given in the new blocks TU Q=..., TD Q=..., TE Q=..., which
supersede the SLHA1 blocks AD, AU, and AE, see [531].
DR
DR
– (ŶU )DR
ii , (ŶD )ii , (ŶE )ii : the diagonal DR Yukawas in the super-CKM/PMNS basis, at the scale
Q. Given in the SLHA1 blocks YU Q=..., YD Q=..., YE Q=..., see [531]. Note that although
the SLHA1 blocks provide for off-diagonal elements, only the diagonal ones will be relevant here,
due to the CKM rotation.
– The DR CKM matrix at the scale Q. Will be given in the new block(s) VCKM Q=..., with entries
defined as for the input block VCKMIN above.
– The new blocks Ru =USQMIX Rd =DSQMIX, Re =SELMIX, and Rν =SNUMIX connect the particle codes (=mass-ordered basis) with the super-CKM/PMNS basis according to the following
definitions:
˜
d1
d˜L
1000001
s̃
1000003
d˜2
L
1000005 d˜3
b̃L
=
=
DSQMIX
,
(5.25)
ij
2000001 d˜4
d˜R
2000003 d˜
s̃R
5
2000005
b̃R super−CKM
d˜6 mass−ordered
1000002
1000004
1000006
2000002
2000004
2000006
1000011
1000013
1000015
2000011
2000013
2000015
=
=
ũ1
ũ2
ũ3
ũ4
ũ5
ũ6
ẽ1
ẽ2
ẽ3
ẽ4
ẽ5
ẽ6
= USQMIXij
= SELMIXij
mass−ordered
mass−ordered
ũL
c̃L
t̃L
ũR
c̃R
t̃R
ẽL
µ̃L
τ̃L
ẽR
µ̃R
τ̃R
.
(5.26)
,
(5.27)
super−CKM
super−PMNS
1000012
ν̃1
ν̃e
1000014 = ν̃2
= SNUMIXij
ν̃µ
.
1000016
ν̃3 mass−ordered
ν̃τ super−PMNS
(5.28)
Note! A potential for inconsistency arises if the masses and mixings are not calculated in the same
way, e.g. if radiatively corrected masses are used with tree-level mixing matrices. In this case, it
is possible that the radiative corrections to the masses shift the mass ordering relative to the treelevel. This is especially relevant when near-degenerate masses occur in the spectrum and/or when
the radiative corrections are large. In these cases, explicit care must be taken especially by the
program writing the spectrum, but also by the one reading it, to properly arrange the rows in the
order of the mass spectrum actually used.
2.2.3
R-Parity Violation
The naming convention for input blocks is BLOCK RV#IN, where the ’#’ character represents the name of
the relevant output block given below. Default inputs for all R-parity violating couplings are zero. The
inputs are given at scale Minput , as described in SLHA1 (default is the GUT scale) and follow the output
Input block
Output block data
RVLAMLLEIN RVLAMLLE
i j k λ̂ijk
RVLAMLQDIN RVLAMLQD
i j k λ̂′ijk
RVLAMUDDIN RVLAMUDD
i j k λ̂′′ijk
RVTLLEIN
RVTLLE
i j k T̂ijk
′
RVTLQDIN
RVTLQD
i j k T̂ijk
′′
RVTUDDIN
RVTUDD
i j k T̂ijk
NB: One of the following RV...IN blocks must be left out:
(which one up to user and RGE code)
RVKAPPAIN
RVKAPPA
i κ̂i
RVDIN
RVD
i D̂i
RVSNVEVIN
RVSNVEV
i vi
RVM2LH1IN
RVM2LH1
i m̂2L̃ H
i
1
Table 5.1: Summary of R-parity violating SLHA2 data blocks. Only 3 out of the last 4 blocks are independent.
Which block to leave out of the input is in principle up to the user, with the caveat that a given spectrum calculator
may not accept all combinations.
format given below (with the omission of Q= ...). In addition, the known fermion masses should be
given in SMINPUTS as defined above.
– The dimensionless couplings λ̂ijk , λ̂′ijk , and λ̂′′ijk are given in BLOCK RVLAMLLE, RVLAMLQD,
RVLAMUDD Q= ... respectively. The output standard should correspond to the FORTRAN format
(1x,I2,1x,I2,1x,I2,3x,1P,E16.8,0P,3x,’#’,1x,A) .
–
–
–
–
where the first three integers in the format correspond to i, j, and k and the double precision
number is the coupling.
′ , and T̂ ′′ should be given in BLOCK RVTLLE, RVTLQD,
The soft SUSY-breaking couplings T̂ijk , T̂ijk
ijk
RVTUDD Q= ..., in the same format as the λ̂ couplings above.
The bilinear superpotential and soft SUSY-breaking terms κ̂i , D̂i , and m̂2L̃ H and the sneutrino
i 1
VEVs are given in BLOCK RVKAPPA, RVD, RVM2LH1, RVSNVEV Q= ... respectively, in the
same format as real-valued vectors in the SLHA1.
The input/output blocks for R-parity violating couplings are summarised in Tab. 5.1.
The new mixing matrices that appear are described in section 2.1.2.
As for the R-conserving MSSM, the bilinear terms (both SUSY-breaking and SUSY-respecting ones,
including µ) and the VEVs are not independent parameters. They become related by the condition of
electroweak symmetry breaking. This carries over to the RPV case, where not all the parameters in the
input blocks RV...IN in Tab. 5.1 can be given simultaneously. Specifically, of the last 4 blocks only 3
are independent. One block is determined by minimising the Higgs-sneutrino potential. We do not here
insist on a particular choice for which of RVKAPPAIN, RVDIN, RVSNVEVIN, and RVM2LH1IN to leave out,
but leave it up to the spectrum calculators to accept one or more combinations.
2.2.4
CP Violation
When adding CP violation to the MSSM model parameters and mixing matrices, the SLHA1 blocks are
understood to contain the real parts of the relevant parameters. The imaginary parts should be provided
with exactly the same format, in a separate block of the same name but prefaced by IM. The defaults for
all imaginary parameters will be zero.
One special case is the µ parameter. When the real part of µ is given in EXTPAR 23, the imaginary
part should be given in IMEXTPAR 23, as above. However, when |µ| is determined by the conditions for
electroweak symmetry breaking, only the phase ϕµ is taken as an input parameter. In this case, SLHA2
generalises the entry MINPAR 4 to contain the cosine of the phase (as opposed to just sign(µ) in SLHA1),
and we further introduce a new block IMMINPAR whose entry 4 gives the sine of the phase, that is:
BLOCK MINPAR
4
: CP conserved: sign(µ).
CP violated: cos ϕµ = Reµ/|µ|.
BLOCK IMMINPAR
4
: CP conserved: n/a.
CP violated: sin ϕµ = Imµ/|µ|.
Note that cos ϕµ coincides with sign(µ) in the CP-conserving cases.
The new 3 × 4 block S =CVHMIX connects the particle codes (=mass-ordered basis) with the
interaction basis according to the following definition:
√
0
0
2ReH
1
√
25
h1
2ReH20
35 = h02
√
= CVHMIXij
(5.29)
2ImH 0 .
0
1
√
h3 mass−ordered
36
2ImH20
In order to translate between S and other conventions, the tree-level angle α may be needed. This
should be given in the SLHA1 output BLOCK ALPHA:
BLOCK ALPHA
CP conserved: α; precise definition up to spectrum calculator, see SLHA1.
CP violated: αtree . Must be accompanied by the matrix S, as described above, in the
block CVHMIX.
2.2.5
NMSSM
Firstly, as described above, BLOCK MODSEL should contain the switch 3 with value 1, corresponding to
the choice of the NMSSM particle content.
Secondly, for the parameters that are also present in the MSSM, we re-use the corresponding
SLHA1 entries. That is, mZ should be given in SMINPUTS entry 4 and m2H1 , m2H2 can be given in the
EXTPAR entries 21 and 22. tan β should either be given in MINPAR entry 3 (default) or EXTPAR entry 25
(user-defined input scale), as in SLHA1. If µ should be desired non-zero, it can be given in EXTPAR entry
23. The corresponding soft parameter m23 can be given in EXTPAR entry 24, in the form m23 /(cos β sin β),
see [531].
Further, new entries in BLOCK EXTPAR have been defined for the NMSSM specific input parameters, as follows. As in the SLHA1, these parameters are all given at the common scale Minput , which
can either be left up to the spectrum calculator or given explicitly using EXTPAR 0 (see [531]):
BLOCK EXTPAR
Input parameters specific to the NMSSM (i.e., in addition to the entries defined in [531])
61
: λ. Superpotential trilinear Higgs SH2 H1 coupling.
62
: κ. Superpotential cubic S coupling.
63
: Aλ . Soft trilinear Higgs SH2 H1 coupling.
64
: Aκ . Soft cubic S coupling.
65
: λ hSi. Vacuum expectation value of the singlet (scaled by λ).
66
: ξF . Superpotential linear S coupling.
67
: ξS . Soft linear S coupling.
68
: µ′ . Superpotential quadratic S coupling.
69
′ ′
: m′2
S . Soft quadratic S coupling (sometimes denoted µ B ).
70
: m2S . Soft singlet mass squared.
Important note: only 12 of the parameters listed in eq. (5.19) should be given as input at any
one time (including explicit zeroes for parameters desired “switched off”), the remaining ones being
determined by the minimisation of the effective potential. Which combinations to accept is left up to the
individual spectrum calculator programs. Alternatively, for minimal models, 6 parameters of those listed
in eq. (5.20) should be given.
In the spectrum output, running NMSSM parameters corresponding to the EXTPAR entries above
can be given in the block NMSSMRUN Q=...:
BLOCK NMSSMRUN Q=...
Output parameters specific to the NMSSM, given in the DR scheme, at the scale Q. As in the SLHA1,
several of these blocks may be given simultaneously in the output, each then corresponding to a specific
scale, but at least one should always be present. See corresponding entries in EXTPAR above for definitions.
1
: λ(Q)DR .
2
: κ(Q)DR .
3
: Aλ (Q)DR .
4
: Aκ (Q)DR .
5
: λ hSi (Q)DR .
6
: ξF (Q)DR .
7
: ξS (Q)DR .
8
: µ′ (Q)DR .
9
DR .
: m′2
S (Q)
10
: m2S (Q)DR .
The new 3 × 3 block S =NMHMIX connects the particle codes (=mass-ordered basis) for the CP-
even Higgs bosons with the interaction basis according to the following definition:
√
0
2ReH10
25
h1
√
35 = h02
= NMHMIXij √2ReH20 .
h03 mass−ordered
45
2ReS
(5.30)
The new 2×3 block S =NMAMIX connects the particle codes (=mass-ordered basis) for the CP-odd
Higgs bosons with the interaction basis according to the following definition:
√
0
2ImH10
√
36
A1
(5.31)
= NMAMIXij √2ImH20 .
=
46
A02 mass−ordered
2ImS
Finally, the new 5 × 5 block NMNMIX gives the neutralino mixing matrix, with the fifth mass
eigenstate labelled 1000045 and the fifth interaction eigenstate being the singlino, s̃.
3 SuSpect, HDECAY, SDECAY and SUSY-HIT
3.1
SuSpect
The Fortran code SuSpect calculates the supersymmetric and Higgs particle spectrum in the MSSM. It
deals with the “phenomenological MSSM” with 22 free parameters defined either at a low or high energy
scale, with the possibility of renormalization group evolution (RGE) to arbritary scales, and with constrained models with universal boundary conditions at high scales. These are the minimal supergravity
(mSUGRA), the anomaly mediated SUSY breaking (AMSB) and the gauge mediated SUSY breaking
(GMSB) models. The basic assumptions of the most general possible MSSM scenario are (a) minimal
gauge group, (b) minimal particle content, (c) minimal Yukawa interactions and R-parity conservation,
(d) minimal set of soft SUSY breaking terms. Furthermore, (i) all soft SUSY breaking parameters are
real (no CP-violation); (ii) the matrices for sfermion masses and trilinear couplings are diagonal; (iii)
first and second sfermion generation universality is assumed. Here and in the following we refer the
reader for more details to the user’s manual [540] .
As for the calculation of the SUSY particle spectrum in constrained MSSMs, in addition to the
choice of the input parameters, the general algorithm contains three main steps. These are (i) the RGE
of parameters back and forth between the low energy scales, such as MZ and the electroweak symmetry
breaking (EWSB) scale, and the high-energy scale characteristic for the various models; (ii) the consistent implementation of (radiative) EWSB; (iii) the calculation of the pole masses of the Higgs bosons and
the SUSY particles, including the mixing between the current eigenstates and the radiative corrections
when they are important. Here the program mainly follows the content and notations of [541], and for
the leading two-loop corrections to the Higgs masses the results summrized in [542] are taken.
The necessary files for the use in SuSpect are the input file suspect2.in, the main routine
suspect2.f, the routine twoloophiggs.f, which calculates the Higgs masses, as well as bsg.f for
the calculation of the b → sγ branching ratio. The latter is needed in order to check if the results
are in agreement with the experimental measurments. In the input file one can select the model to be
investigated, the accuracy of the algorithm and the input data (Standard Model fermion masses and gauge
couplings). At each run SuSpect generates two output files: one easy to read, suspect2.out, and the
other in the SLHA format [531].
3.2
HDECAY
The Fortran code HDECAY [543] calculates the decay widths and branching ratios of the Standard Model
Higgs boson, and of the neutral and charged Higgs particles of the MSSM according to the current
theoretical knowledge (for reviews see refs. [112, 544–546]). It includes:
- All kinematically allowed decay channels with branching ratios larger than 10−4 ; apart from the
2-body decays also the loop- mediated, the most important 3-body decay modes, and in the MSSM
the cascade and SUSY decay channels.
- All relevant higher-order QCD corrections to the decays into quark pairs and to the quark loop
mediated decays into gluons are incorporated.
- Double off-shell decays of the CP-even Higgs bosons into massive gauge bosons, subsequently
decaying into four massless fermions.
- All important 3–body decays: with off-shell heavy top quarks; with one off-shell gauge boson as
well as heavy neutral Higgs decays with one off-shell Higgs boson.
- In the MSSM the complete radiative corrections in the effective potential approach with full mixing
in the stop and sbottom sectors; it uses the RG improved values of the Higgs masses and couplings,
the relevant NLO corrections are implemented [547, 548].
- In the MSSM, all decays into SUSY particles when kinematically allowed.
- In the MSSM, all SUSY particles are included in the loop mediated γγ and gg decay channels. In
the gluonic decay modes the large QCD corrections for quark and squark loops are also included.
HDECAY has recently undergone a major upgrade. We have implemented the SLHA format, so that
the program can now read in any input file in the SLHA format and also give out the Higgs decay widths
and branching ratios in this accord. So, the program can now be easily linked to any spectrum or decay
calculator. Two remarks are in order:
1) HDECAY calculates the higher order corrections to the Higgs boson decays in the MS scheme whereas
all scale dependent parameters read in from an SLHA input file provided by a spectrum calculator are
given in the DR scheme. Therefore, HDECAY translates the input parameters from the SLHA file into the
MS scheme where needed.
2) The SLHA parameter input file only includes the MSSM Higgs boson mass values, but not the Higgs
self-interactions, which are needed in HDECAY. For the time being, HDECAY calculates the missing interactions internally within the effective potential approach. This is not completely consistent with the values
for the Higgs masses, since the spectrum calculator does not necessarily do it with the same method and
level of accuracy as HDECAY. The difference is of higher order, though.
3.3
SDECAY
The Fortran code SDECAY [549], which has implemented the MSSM in the same way as it is done in
SuSpect, calculates the decay widths and branching ratios of all SUSY particles in the MSSM, including
the most important higher order effects [550–552]:
– The usual 2-body decays for sfermions and gauginos are calculated at tree level.
– A unique feature is the possibility of calculating the SUSY-QCD corrections to the decays involving coloured particles. They can amount up to several tens of per-cents in some cases. The bulk of
the EW corrections has been accounted for by taking running parameters where appropriate.
– In GMSB models the 2-body decays into the lightest SUSY particle, the gravitino, have been
implemented.
– If the 2-body decays are closed, multibody decays will be dominant. SDECAY calculates the 3-body
decays of the gauginos, the gluino, the stops and sbottoms.
– Moreover, loop-induced decays of the lightest stop, the next-to-lightest neutralino and the gluino
are included.
– If the 3-body decays are kinematically forbidden, 4-body decays of the lightest stop can compete
with the loop-induced t̃1 decay and have therefore been implemented.
– Finally, the top decays within the MSSM have been programmed.
Recently, SDECAY has been updated with some major changes being (other changes related to
SUSY-HIT are listed below): i) For reasons of shortening the output file, only non-zero branching ratios
are written out in the new version. ii) We have created common blocks for the branching ratios and total
widths of the various SUSY particles.
3.4
SUSY-HIT
The previous three programs have been linked together in a program called SUSY-HIT [553]. Including
higher order effects in the calculations, the package allows the consistent calculation of MSSM particle
decays with the presently highest level of precision. The following files are needed to run SUSY-HIT:
Spectrum files: The spectrum can either be taken from any input file in the SLHA format or from
SuSpect. In the first case, SUSY-HIT needs an SLHA input file which has to be named slhaspectrum.in.
In the latter case, we need the necessary SuSpect routines: suspect2.in, suspect2.f, twoloophiggs.f
and bsg.f.
Decay files: SDECAY is the main program and now reads in susyhit.in and calls HDECAY which is now
a subroutine and, in order to keep the package as small as possible, only one routine calculating the Higgs
boson masses and Higgs self-couplings has been retained in HDECAY to extract the Higgs self-interaction
strengths not provided by the spectrum calculators; also, HDECAY does not create any output file within
the package. SDECAY passes the necessary parameters from susyhit.in to HDECAY via a newly created
common block called SUSYHITIN. As before, it calls SuSpect in case the spectrum is taken from there.
The SLHA parameter and spectrum input file slhaspectrum.in is read in by both HDECAY and SDECAY.
The output file created by SDECAY at each run is called susyhit slha.out if it is in the SLHA format
or simply susyhit.out if it is in an output format easy to read.
Input file: The HDECAY and SDECAY input files have been merged into one input file susyhit.in. Here,
first of all the user can choose among two SUSY-HIT related options:
1. The three programs SuSpect, HDECAY, SDECAY are linked and hence SuSpect provides the spectrum
and the soft SUSY breaking parameters at the EWSB scale.
2. The two programs HDECAY and SDECAY are linked. The necessary input parameters are taken from a
file in the SLHA format provided by any spectrum calculator.
Furthermore, various options for running the SDECAY program can be chosen, such as whether or not to
include QCD corrections to 2-body decays, the multibody and/or loop decays, the GMSB decays and
the top decays. The scale and number of loops of the running couplings can be fixed. Finally, some
parameters related to HDECAY can be set, like the charm and strange quark masses, the W, Z total widths,
some CKM matrix elements etc. All other necessary parameters are read in from the slhaspectrum.in
input file.
Changes and how the package works: SuSpect, HDECAY and SDECAY are linked via the SLHA format.
Therefore, the name of the output file provided by SuSpect has to be the same as the SLHA input file
read in by HDECAY and SDECAY. We called it slhaspectrum.in. This is one of the changes made in the
programs with respect to their original version. Further major changes have been made. For the complete
list of changes please refer to the web page given below.
Web page: We have created a web page at the following url address:
http://lappweb.in2p3.fr/∼muehlleitner/SUSY-HIT/
There the user can download all files necessary for the program package as well as a makefile for
compiling the programs. We use the newest versions of the various programs which will be updated regularly. Short instructions are given how to use the programs. A file with updates and changes is provided.
Finally, some examples of output files are given.
4 FeynHiggs
FeynHiggs is a program for computing Higgs-boson masses and related observables in the (NMFV)
MSSM with real or complex parameters. The observables comprise mixing angles, branching ratios, and
couplings, including state-of-the-art higher-order contributions. The centerpiece is a Fortran library for
use with Fortran and C/C++. Alternatively, FeynHiggs has a command-line, Mathematica, and Web
interface. FeynHiggs is available from www.feynhiggs.de.
FeynHiggs [332–334, 554] is a Fortran code for the evaluation of the masses, decays and production processes of Higgs bosons in the (NMFV) MSSM with real or complex parameters. The calculation
of the higher-order corrections is based on the Feynman-diagrammatic (FD) approach [334, 555–557].
At the one-loop level, it consists of a complete evaluation, including the full momentum and phase
dependence, and as a further option the full 6 × 6 non-minimal flavor violation (NMFV) contributions [116, 123]. At the two-loop level all available corrections from the real MSSM have been included.
They are supplemented by the resummation of the leading effects from the (scalar) b sector including the
full complex phase dependence.
In addition to the Higgs-boson masses, the program also provides results for the effective couplings and the wave function normalization factors for external Higgs bosons [558], taking into account
NMFV effects from the Higgs-boson self-energies. Besides the computation of the Higgs-boson masses,
effective couplings and wave function normalization factors, the program also evaluates an estimate for
the theory uncertainties of these quantities due to unknown higher-order corrections.
Furthermore FeynHiggs contains the evaluation of all relevant Higgs-boson decay widths1 . In
particular, the following quantities are calculated:
– the total width for the neutral and charged Higgs bosons,
– the branching ratios and effective couplings of the three neutral Higgs bosons to
– SM fermions (see also Ref. [559]), hi → f¯f ,
–
–
–
–
SM gauge bosons (possibly off-shell), hi → γγ, ZZ ∗ , W W ∗ , gg,
gauge and Higgs bosons, hi → Zhj , hi → hj hk ,
scalar fermions, hi → f˜†f˜,
∓
0 0
gauginos, hi → χ̃±
k χ̃j , hi → χ̃l χ̃m ,
– the branching ratios and effective couplings of the charged Higgs boson to
– SM fermions, H − → f¯f ′ ,
– a gauge and Higgs boson, H − → hi W − ,
– scalar fermions, H − → f˜† f˜′ ,
0
– gauginos, H − → χ̃−
k χ̃l .
– the production cross sections of the neutral Higgs bosons at the Tevatron and the LHC in the
approximation where the corresponding SM cross section is rescaled by the ratios of the corresponding partial widths in the MSSM and the SM or by the wave function normalization factors
for external Higgs bosons, see Ref. [560] for further details.
For comparisons with the SM, the following quantities are also evaluated for SM Higgs bosons with the
same mass as the three neutral MSSM Higgs bosons:
–
–
–
–
the total decay width,
the couplings and branching ratios of a SM Higgs boson to SM fermions,
the couplings and branching ratios of a SM Higgs boson to SM gauge bosons (possibly off-shell).
the production cross sections at the Tevatron and the LHC [560].
FeynHiggs furthermore provides results for electroweak precision observables that give rise to constraints on the SUSY parameter space (see Ref. [557] and references therein):
1
The inclusion of flavor changing decays is work in progress.
– the quantity ∆ρ up to the two-loop level that can be used to indicate disfavored scalar top and
bottom mass combinations,
– an evaluation of MW and sin2 θeff , where the SUSY contributions are treated in the ∆ρ approximation (see e.g. Ref. [557]), taking into account at the one-loop level the effects of complex phases
in the scalar top/bottom sector as well as NMFV effects [116],
– the anomalous magnetic moment of the muon, including a full one-loop calculation as well as
leading and subleading two-loop corrections,
– the evaluation of BR(b → sγ) including NMFV effects [123].
Finally, FeynHiggs possesses some further features:
– Transformation of the input parameters from the DR to the on-shell scheme (for the scalar top and
bottom parameters), including the full Oαs and Oαt,b corrections.
– Processing of SUSY Les Houches Accord (SLHA 2) data [531,561,562] including the full NMFV
structure. FeynHiggs reads the output of a spectrum generator file and evaluates the Higgs boson
masses, branching ratios etc. The results are written in the SLHA format to a new output file.
– Predefined input files for the SPS benchmark scenarios [244] and the Les Houches benchmarks for
Higgs boson searches at hadron colliders [324] are included.
– Detailed information about all the features of FeynHiggs are provided in man pages.
FeynHiggs is available from www.feynhiggs.de.
5 FchDecay
FchDecay is a computer program to compute the Flavor Changing Neutral Current (FCNC) decay
branching ratios BR(h → bs) and BR(h → tc) in the flavor violating Minimal Supersymmetric
Standard Model (MSSM). The input/output is performed in the SUSY Les Houches Accord II (SLHA)
[166, 531, 563] convention (using an extension of SLHALib [561]). This program is based on the work
and results of Refs. [102, 103, 105, 124, 312].
The approximations used in the computation are:
– The full one-loop SUSY-QCD contributions to the FCNC partial decay widths Γ(h → bs, tc) is
included;
– The Higgs sector parameters (masses and CP-even mixing angle α) have been treated using the
leading mt and mb tan β approximation to the one-loop result;
– The Higgs bosons total decay widths Γ(h → X) are computed at leading order, including all the
relevant channels;
– A Leading Order computation of B(b → sγ) (for checking the parameter space) is also included.
The code implements the flavor violating MSSM, it allows complete intergenerational mixing in the LeftLeft and Right-Right squark sector (but it does not allow for intergenerational mixing in the Left-Right
sector).
The program includes a (simplified) computation of the Higgs boson masses and total decay widths, and
it will write them to the output file. However:
– If the input file contains the Higgs sector parameters (masses and CP-even mixing angle α) it will
use those values instead;
– If the input file contains Higgs boson decay tables, it will just add the FCNC decays to that table
(instead of computing the full table).
This setup allows to use the computations of more sophisticated programs for the Higgs boson parameters
and/or total decay widths, and then run the FchDecay program on the resulting output file to obtain the
FCNC partial decay widths.
The program is available from the web page, http://fchdecay.googlepages.com, and comes with
a complete manual (detailing the included physics models, and running instructions). The authors can be
reached at fchdecay@gmail.com.
6 MSSM NMFV in FeynArts and FormCalc
In the presence of non-minimal flavour violation (NMFV) the 2 × 2 mixing of the squark within each
family is enlarged to a full 6 × 6 mixing among all three generations, such that the mixed states are
T
(5.32)
ũi = (Ru )ij ũL c̃L t̃L ũR c̃R t̃R j ,
T
d˜i = (Rd )ij d˜L s̃L b̃L d˜R s̃R b̃R j .
The matrices Rq diagonalize the mass matrices
2
2
MLL,q
MLR,q
2
+ ∆q ,
Mq =
2
2
(MLR,q
)∗ MRR,q
2
MAA,q
A=L,R
2
MLR,q
(5.33)
2
2
2
= diag(MA,q
, MA,q
, MA,q
),
1
2
3
= diag(mq1 Xq1 , mq2 Xq2 , mq3 Xq3 )
where q = {u, d}, {q1 , q2 , q3 } = u, c, t for the up- and d, s, b for the down-squark mass matrix and
2
2
+ m2qi+ cos 2β (T3q − Qq s2W )m2Z ,
= MQ̃,q
ML,q
i
i
2
=
MR,u
i
2
=
MR,d
i
MŨ2 ,u +
i
2
MD̃,d +
i
m2ui+ cos 2β Qu s2W m2Z ,
m2di+ cos 2β Qd s2W m2Z ,
X{u,d}i = A{u,d}i − µ{cot β, tan β} .
The actual dimensionless input quantities δ are
2
2
NLL,q
NLR,q
∆q =
δq ,
2
2
(NLR,q
)∗ NRR,q
MB,q1
MA,q1
2
NAB,q
= MA,q2 ⊗ MB,q2 .
A,B=L,R
MB,q3
MA,q3
(5.34)
(5.35)
The new FeynArts model file FVMSSM.mod generalizes the squark couplings in MSSM.mod to the NMFV
case. It contains the new objects
UASf[s,s′,t] the squark mixing matrix Ru,d
MASf[s,t]
the squark masses,
with s, s′ = 1 . . . 6, t = 3(u), 4(d).
The initialization of MASf and UASf is already built into FormCalc’s model_mssm.F but needs to be
turned on by defining a preprocessor flag in run.F:
#define FLAVOUR_VIOLATION
The NMFV parameters (δt )ss′ are represented by the deltaSf array:
double complex deltaSf(s,s′,t)
Since δ is a Hermitian matrix, only the entries on and above the diagonal need to be filled. For convenience, the following abbreviations can be used for individual matrix elements:
deltaLLuc = (δu )12
deltaLRuc = (δu )15
deltaRLucC = (δu )24
deltaRRuc = (δu )45
deltaLLct = (δu )23
deltaLRct = (δu )26
deltaRLctC = (δu )35
deltaRRct = (δu )56
deltaLLut = (δu )13
deltaLRut = (δu )16
deltaRLutC = (δu )34
deltaRRut = (δu )46
and analogous entries for the down sector.
Note the special treatment of the RL elements: One has to provide the complex conjugate of the element.
The original lies below the diagonal and would be ignored by the eigenvalue routine.
The off-diagonal trilinear couplings A acquire non-zero entries through the relations
mq,i (Aq )ij = (Mq2 )i,j+3 ,
i, j = 1 . . . 3 .
(5.36)
In summary: NMFV effects (see [123]) can be computed with FeynArts [108, 330, 331] and FormCalc
[109]. These packages provide a high level of automation for perturbative calculations up to one loop.
Compared to calculations with the MFV MSSM, only three minor changes are required:
– choosing FVMSSM.mod instead of MSSM.mod,
– setting FLAVOUR_VIOLATION in run.F,
– providing values for the deltaSf matrix.
These changes are contained in FeynArts and FormCalc, available from www.feynarts.de.
7 SPheno
SPheno is a program to calculate the spectrum of superymmetric models, the decays of supersymmetric
particles and Higgs bosons as well as the production cross sections of these particles in e+ e− annihilation.
Details of the algorithm used for the MSSM with real parameters and neglecting mixing between the
(s)fermion generations can be found in [338]. This version can be found and downloaded from
http://theorie.physik.uni-wuerzburg.de/~porod/SPheno.html
In this contribution the model extensions regarding flavour aspects are described. In the context of the
MSSM the most general flavour structure as well as all CP-phases are included in the RGE running and
in the computation of SUSY masses at tree-level as well as at the one-loop level. In the Higgs sector,
the complete flavour structure is included for the calculation of the masses at the one-loop level. At the
2-loop level there is still the approximation used that the 3rd generation does not mix with the other ones.
With respect to CP-phases, the induced mixing between scalar and pseudoscalar Higgs bosons is not yet
taken into account. For the decays of supersymmetric particles and Higgs bosons, the complete flavour
structure is taken into account at tree-level using running DR couplings to take into account the most
important loop corrections. A few examples are
+
+
± ∓ 0
0
0
χ̃0i → e± µ̃∓
R , e µ χ̃j , ūc̃L , ūcχ̃j , ūbχ̃k ; g̃ → ūc̃L , ūcχ̃j , ūbχ̃k ;
(5.37)
∓
H + → b̄c, ˜b̄1 c̃R ; H 0 → ẽ±
R τ̃1 .
(5.38)
The complete list is given in the manual. Also in the case of production in e+ e− annihilation all flavouroff diagonal channels are available. Flavour and CP violating terms are already constrained by several
experimental data. For these reason, the following observables are calculated taking into account all
parameters: anomalous magnetic and electric dipolements of leptons, the most important ones being aµ
and de ; the rare decays of leptons: l → l′ γ, l → 3l′ ; rare decays of the Z-boson: Z → ll′ ; b → sγ,
b → sµ+ µ− , Bs,d → µ+ µ− , Bu± → τ ± ν, δ(MBs,d ) and ∆ρ.
This version of SPheno also includes extended SUSY models: (a) the NMSSM and (b) lepton number
violation and thus R-parity violation. In both model classes the masses are calculated at tree-level except
for the Higgs sector where radiative corrections are taken into account. In both cases the complete flavour
structure is taken into account in the calculation of the masses, the decays of supersymmetric particles
and Higgs bosons as well as in the production of these particles in e+ e− annihilation. The low energy
observables are not yet calculated in these models but the extension of the corresponding routines to
included these models is foreseen for the near future.
Concerning input and output the current version of the SLHA2 accord is implemented as described in
section 2 and in [166]. The version described here is currently under heavy testing and the write-up of
the corresponding manual has just started. As soon as the manual is in a useful stage, the program can
be found on the web page given above. In the meantime a copy can be obtained be sending an email to
porod@physik.uni-wuerzburg.de.
8 SOFTSUSY
SOFTSUSY [534] provides a SUSY spectrum in the MSSM consistent with input low energy data, and
a user supplied high-energy constraint. It is written in C++ with an emphasis on easy generalisability.
It can produce SUSY Les Houches Accord compliant output [531], and therefore link to Monte-Carlos
(e.g. HERWIG [564]) or programs that calculate sparticle decays such as SDecay [549]. SOFTSUSY can be
obtained from URL
http://projects.hepforge.org/softsusy
SOFTSUSY currently incorporates 3 family mixing in the limit of CP conservation. The high-energy
constraint in SOFTSUSY upon the supersymmetry breaking terms may be completely non-universal, i.e.
can have 3 by three-family mixing incorporated within them. All of the renormalisation group equations
(RGEs) used to evolve the MSSM between high-energy scales and the weak scale MZ have the full
three-family mixing effects incorporated at one loop in all MSSM parameters. Two-loop terms in the
RGEs are included in the dominant third family approximation for speed of computation and so mixing
is neglected in the two-loop terms. Currently, the smaller one-loop weak-scale threshold corrections to
sparticle masses are also calculated in the dominant third-family Yukawa approximation, and so family
mixing is neglected within them.
The user may request that, at the weak scale, all of the quark mixing is incorporated within a symmetric up quark Yukawa matrix (YU )′ , or alternatively within a symmetric down quark Yukawa matrix
(YD )′ . These are then related (via the SOFTSUSY conventions [534] for the Lagrangian) to the mass-basis
Yukawa matrices YU , YD via
T
T
(YU )′ = VCKM
(Y U )VCKM or (YD )′ = VCKM (Y D )VCKM
,
(5.39)
where by default VCKM contains the CKM matrix in the standard parameterisation with central empirical
values of the input angles except for the complex phase, which is set to zero. Even if one starts at a highenergy scale with a completely family-universal model (for example, mSUGRA), the off-diagonal quark
Yukawa matrices induce squark mixing through RGE effects.
The second SUSY Les Houches Accord (SLHA2) has been completed recently, see section 2. The
flavour mixing aspects will be incorporated into SOFTSUSY as fast as possible, allowing input and output
of flavour mixing parameters in a common format to other programs.
9 CalcHep for beyond Standard Model Physics
CalcHep is a package for the computation of Feynman diagrams at tree-level, integration over multiparticle phase space, and partonic level event generation. The main idea of CalcHep is to make publicly
available the passing on from Lagrangians to final distributions. This is done effectively with a high
level of automation. CalcHep is a menu-driven system with help facilities, but it also can be used in a
non-interactive batch mode.
In principle, CalcHep is restricted by tree level calculations but there it can be applied to any model
of particle interaction. CalcHep is based on the symbolic calculation of squared diagrams. To perform
such a calculation it contains a built-in symbolic calculator. Calculated diagrams are transformed into a
C-code for further numerical evaluations. Because of the factorial increase of the number of diagrams
with the number of external legs, CalcHep is restricted to 2− > 4 processes.
The Implementation of new models for CalcHep is rather simple and can be done with help of the
LanHep package. Currently, there are publicly available realizations of the Standard Model, MSSM,
NMSSM, CPVMSSM, and Lepto-quark model. Also there are private realizations of models with extra dimensions and the Little Higgs model. Models with flavour violation can also be implemented in
CalcHep.
WWW destination:
http://theory.sinp.msu.ru/~pukhov/calchep.html
The basic references for CompHEP can be found in [292, 431].
10
HvyN
The Monte Carlo program HvyN allows to study heavy neutrino production processes at hadron colliders.
It can be downloaded from
http://www.to.infn.it/~pittau/ALPGEN_BSM.tar.gz
or
http://mlm.home.cern.ch/m/mlm/www/alpgen/
and it is based on the Alpgen package [308], from which inherits the main features and the interface
facilities.
The code allows to study the following three processes, where a heavy Neutrino N (of Dirac or
Majorana nature) is produced in association with a charged lepton
(–)
1) pp → ℓ1 N → ℓ1 ℓ2 W → ℓ1 ℓ2 f f¯′ ;
(–)
2) pp → ℓ1 N → ℓ1 νℓ2 Z → ℓ1 νℓ2 f f¯;
(–)
3) pp → ℓ1 N → ℓ1 νℓ H → ℓ1 νℓ f f¯.
2
2
The full 2 → 4 matrix element for the complete decay chain is implemented, so that spin correlations
and finite width effects are correctly taken into account. The only relevant subprocess is
q q̄ ′ → W ⋆ → ℓ1 N ,
(5.40)
followed by the full decay chain. The appropriate Lagrangian can be found in [451].
The above three processes are selected by setting an input variable (indec) to 1, 2 or 3, respectively. The flavour of the outgoing leptons, not coming from the boson decay, is controlled by 2 other
variables il1 and il2 (the values 1, 2, 3 correspond to the fist, second and third lepton family). In
addition, the variable ilnv should be set to 0 (1) if a lepton number conserving (violating) process is
considered. Furthermore the variable ima should be given the value 0 (1) in case of Dirac (Majorana)
heavy neutrinos.
When indec= 1 and imode= 0,1 the W decays into e and νe . Other decay options can be
implemented at the unweighting stage according to the following options
1 = eν̄e ,
2 = µν̄µ ,
3 = τ ν̄τ ,
4 = lν̄l (l = e, µ, τ ),
5 = q q̄ ′ ,
6 = fully inclusive.
When indec= 2 the decay mode of the Z boson should be selected at the event generation level
by setting the variable idf to the following values
X
0 ⇒
νℓ ν̄ℓ ,
ℓ
1 ⇒
X
ℓ− ℓ+ ,
ℓ
2 ⇒ uū and cc̄,
3 ⇒ dd¯ and ss̄,
4 ⇒ bb̄,
11 ⇒ e− e+ ,
13 ⇒ µ− µ+ ,
15 ⇒ τ − τ + .
When indec= 3 the following decay modes of the H boson can be selected, at the generation
level, by setting the variable idf according to the following scheme
1 ⇒ τ −τ +,
2 ⇒ cc̄,
4 ⇒ bb̄.
11
PYTHIA for Flavour Physics at the LHC
PYTHIA [411] is a general-purpose event generator for hadronic events in e+ e− , eh, and hh collisions
(where h is any hadron or photon). The current version is always available from the PYTHIA web page,
where also update notes and a number of useful example main programs can be found. For recent brief
overviews relating to SM, BSM, and Higgs physics, see [565], [566], and [567], respectively. For flavour
physics at the LHC, the most relevant processes in PYTHIA can be categorised as follows:
– SUSY with trilinear R-parity violation [533, 535]:
PYTHIA includes all massive tree-level matrix elements [532] for 2-body sfermion decays and 3body gaugino/higgsino decays. (Note: RPV production cross sections are not included.) Also,
–
–
–
–
the Lund string fragmentation model has been extended to handle antisymmetric colour topologies [535], allowing a more correct treatment of baryon number flow when baryon number is
violated.
Other BSM:
Production and decay/hadronization of 1) Charged Higgs in 2HDM and SUSY models via q̄g →
q̄ ′ H + , gg/qq → t̄bH + , q q̄ → H + H − (including the possibility of a Z ′ contribution with full
interference), q q̄ → H ± h0 /H ± H 0 , and t → bH + , 2) a W ′ (without interference with the SM
W ), 3) a horizontal (FCNC) gauge boson R0 coupling between generations, e.g. sd¯ → R0 →
µ− e+ , 4) Leptoquarks LQ via qg → ℓLQ and gg/q q̄ → LQ L̄Q . 5) compositeness (e.g. u∗ ), 6)
doubly charged Higgs bosons from L-R symmetry, 7) warped extra dimensions, and 8) a strawman
technicolor model. See [411], Sections 8.5-8.7 for details.
Open heavy-flavour production (c, b, t, b′ , t′ ):
Massive matrix elements for QCD 2 → 2 and resonant Z/W (and Z ′ /W ′ ) heavy flavour production. Also includes flavour excitation and gluon splitting to massive quarks in the shower evolution,
see [568].
Closed heavy-flavour production (J/ψ, Υ, χc,b ):
PYTHIA includes a substantial number of colour singlet and (more recently) NRQCD colour octet
mechanisms. For details, see [411], Section 8.2.3.
Hadron decays:
A large number of c and b hadron (including -onia) decays are implemented. In both cases, most
channels for which exclusive branching fractions are known are explicitly listed. For the remaining
channels, either educated guesses or a fragmentation-like process determines the flavour composition of the decay products. With few exceptions, hadronic decays are then distributed according to
phase space, while semileptonic ones incoporate a simple V − A structure in the limit of massless
decay procucts. See [411], Section 13.3 for more details.
Additional user-defined production processes can be interfaced via the routines UPINIT and UPEVNT
(see [411], Section 9.9), using the common Les Houches standard [530]. Flavour violating resonance
decays can also be introduced ad hoc via the routine PYSLHA, using SUSY Les Houches Accord decay
tables [531].
12
Sherpa for Flavour Physics
Sherpa [569] is a multi-purpose Monte Carlo event generator that can simulate high energetic collisions
at lepton and hadron colliders. Sherpa is publicly available and the source code, potential bug-fixes,
documentation material and also a Sherpa related WIKI can be found under:
http://www.sherpa-mc.de
The ingredients of Sherpa especially relevant for flavour physics at the LHC are the matrix elements for
corresponding hard production processes and the hadronization and decay of flavours produced:
– The matrix elements for the hard production and decay processes within Sherpa are delivered by
its built-in matrix element generator A MEGIC ++ [570]. At present, A MEGIC ++ provides treelevel matrix elements with up-to ten final state particles in the framework of the SM [571], the
THDM, the MSSM [572] and the ADD model [573]. In general, the program allows all coupling
constants to be complex.
The Standard Model interactions implemented allow for the full CKM mixing of quark generations
including the complex phase. The implemented set of Feynman rules for the MSSM [574, 575]
also considers CKM mixing in the supersymmetrized versions of the SM weak interactions, and
the interactions with charged Higgs bosons. A priori, A MEGIC ++ allows for a fully general intergenerational mixing of squarks, sleptons and sneutrinos, therefore allowing for various flavour
changing interactions. However, the MSSM input parameters being obtained from the SLHAconform files [531], only the mixing of the third generation scalar fermions is considered per
default. An extension of the SLHA inputs is straightforward and should also allow to consider
complex mixing parameters. The implementation of bilinear R-parity violating supersymmetric
interactions, triggering flavour violation effects as well, has currently being started.
Within Sherpa the multi-leg matrix elements of A MEGIC ++ are attached with the A PACIC ++
initial- and final-state parton showers [576] according to the merging algorithm of [577–580].
This procedure allows for the incorporation of parton showering and, ultimately, hadronization
and hadron decay models, independent of the energy scale of the hard process.
– Hadronization within Sherpa is performed through an interface to PYTHIA’s string fragmentation [372], the emerging unstable hadrons can then be treated by Sherpa’s built-in hadron decay
module H ADRONS ++. The current release, Sherpa-1.0.9, includes an early development stage,
which already features complete τ -lepton decays, whereas the version currently under development includes decay tables of approximately 100 particles. Many of their decay channels, especially in the flavour-relevant K, D and B decays, contain matrix elements and form factor models,
while the rest are decayed isotropically according to phase space. Throughout the event chain of
Sherpa spin correlations between subsequent decays are included. A proper treatment of neutral
meson mixing phenomena is also being implemented.
The structure of Sherpa and its hadron decay module H ADRONS ++ allows for an easy incorporation of additional or customized decay matrix elements. In addition, parameters like branching
ratios or form factor parametrizations can be modified by the user.
Acknowledgments
We thank A. Deandrea, J. D’Hondt, A. Gruzza, I. Hinchliffe, M.M. Najafabadi, S. Paktinat, M. Spiropulu
and Z. Was for their presentatios in the WG1 sessions.
This work has been supported by the EU under the MRTN-CT-2004-503369 and MRTN-CT2006-035505 network programmes. A. Bartl, K. Hohenwarter-Sodek, T. Kernreiter, and W. Majerotto
have been supported by the ’Fonds zur Förderung der wissenschaftlichen Forschung’ (FWF) of Austria,
project. No. P18959-N16, K. Hidaka has been supported by RFBR grant No 07-02-00256. The work
of N. Castro and F. Veloso has supported by Fundação para a Ciência e Tecnologia (FCT) through the
grants SFRH/BD/13936/2003 and SFRH/BD/18762/2004. The work of P. M. Fereira and R. Santos is
supported by FCT under contract POCI/FIS/59741/2004. P. M. Fereira is supported by FCT under contract SFRH/BPD/5575/2001. R. Santos is supported by FCT under contract SFRH/BPD/23427/2005.
J. Guasch and J. Solà have been supported in part by MEC and FEDER under project 2004-04582-C0201 and by DURSI Generalitat de Catalunya under project 2005SGR00564. The work of S. Penaranda
has been partially supported by the European Union under contract No. MEIF-CT-2003-500030, and by
the I3P Contract 2005 of IFIC, CSIC. J.I. Illana acknowledges the financial support by the EU (HPRNCT-2000-149), the Spanish MCYT (FPA2003-09298-C02-01) and Junta de Andalucı́a (FQM-101). The
work of S. Béjar has been supported by CICYT (FPA2002-00648), by the EU (HPRN-CT-2000-00152),
and by DURSI (2001SGR-00188). S. Kraml is supported by an APART (Austrian Programme of Advanced Research and Technology) grant of the Austrian Academy of Sciences. A.R. Raklev acknowledges support from the European Community through a Marie Curie Fellowship for Early Stage Researchers Training and the Norwegian Research Council. J. A. Aguilar-Saavedra acknowledges support
by a MEC Ramón y Cajal contract. P. Skands has been partially supported by STFC and by Fermi Research Alliance, LLC, under Contract No. DE-AC02-07CH11359 with the United States Department of
Energy. M. Misiak acknowledges support from the EU Contract MRTN-CT-2006-035482, FLAVIAnet.”
The material in chapter 3.6 has been presented by by I. Borjanović for the ATLAS collaboration.
J.A. Aguilar-Saavedra, J. Carvalho, N. Castro, A. Onofre, F. Veloso, T. Lari and G. Polesello thank
members of the ATLAS Collaboration for helpful discussions. They have made use of ATLAS physics
analysis and simulation tools which are the result of collaboration-wide efforts
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