Journal of Food Engineering 81 (2007) 634–641
www.elsevier.com/locate/jfoodeng
Effects of plant essential oils and oil compounds on mechanical,
barrier and antimicrobial properties of alginate–apple puree edible films
Maria A. Rojas-Graü a, Roberto J. Avena-Bustillos b,*, Carl Olsen b, Mendel Friedman b,
Philip R. Henika b, Olga Martı́n-Belloso a, Zhongli Pan b, Tara H. McHugh b
b
a
Department of Food Technology, UTPV-CeRTA, University of Lleida, Rovira Roure 191, 25198 Lleida, Spain
Western Regional Research Center, US Department of Agriculture, Agricultural Research Service, 800 Buchanan Street, Albany, CA 94710, United States
Received 18 September 2006; received in revised form 12 December 2006; accepted 12 January 2007
Available online 26 January 2007
Abstract
Mechanical, barrier and antimicrobial properties of 0.1–0.5% suspensions of the following essential oils (EOs)/oil compounds (OCs)
were evaluated against the foodborne pathogen Escherichia coli O157:H7 in alginate–apple puree edible film (AAPEF): oregano oil/carvacrol; cinnamon oil/cinnamaldehyde; and lemongrass oil/citral. The presence of plant essential oils did not significantly affect water
vapor and oxygen permeabilities of the films, but did significantly modify tensile properties. Antimicrobial activities of solutions used
to prepare edible films (AAPFFS) were also determined. The results obtained demonstrate that carvacrol exhibited the strongest antimicrobial activity against E. coli O157:H7. The data show that the antimicrobial activities were in the following order: carvacrol > oregano oil > citral > lemongrass oil > cinnamaldehyde > cinnamon oil. This study showed that plant-derived essential oils and their
constituents could be used to prepare apple-based antimicrobial edible films for food applications.
Ó 2007 Elsevier Ltd. All rights reserved.
Keywords: Alginate film; Apple puree; Plant essential oils; Mechanical properties; Barrier properties; Antimicrobial activity; Escherichia coli O157:H7
1. Introduction
Edible films can improve shelf life and food quality by
serving as selective barriers to moisture transfer, oxygen
uptake, lipid oxidation, and losses of volatile aromas and
flavors (Kester & Fennema, 1986). Their use is gaining
importance in food protection and preservation due to
the fact that they provide advantages compared to films
made from synthetic materials (Tharanathan, 2003; Weber,
Haugaard, Festersen, & Bertelsen, 2002). Potential properties and applications of edible films and coatings have been
extensively reviewed (Bravin, Peressini, & Sensidoni, 2006;
Jagannath, Nanjappa, Das Gupta, & Bawa, 2006; Min,
Harris, Han, & Krochta, 2005; Serrano et al., 2006).
McHugh, Huxsoll, and Krochta (1996) developed the
first edible films made from fruit purees. They found that
*
Corresponding author. Tel.: +1 530 559 5954; fax: +1 510 559 5851.
E-mail address: ravena@pw.usda.gov (R.J. Avena-Bustillos).
0260-8774/$ - see front matter Ó 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jfoodeng.2007.01.007
apple-based edible films are excellent oxygen barriers, but
not very good moisture barriers. Addition of hydrocolloids
such as alginate may improve the barrier and tensile properties of fruit-based films (Mancini & McHugh, 2000).
Novel films can be developed by combining fruit purees
with various gelling agents. Alginate, a polysaccharide
extracted from marine brown algae (Phaeophyceae), is a
common type of gelling agent employed in the food industry (Mancini & McHugh, 2000; Yang & Paulson, 2000).
This polysaccharide is of interest as a potential film or coating component because of its unique colloidal properties.
These include thickening, stabilizing, suspending, film
forming, gel producing, and emulsion stabilizing properties
(King, 1982; Rhim, 2004).
Interest in antimicrobial films has risen recently due to
increased consumption of fresh-cut produce. Such consumption has resulted in occasional outbreaks of illness
associated with contaminated fruits and vegetables (Brackett, 1999; Thunberg, Tran, Bennett, Matthews, & Belay,
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
2002). During minimal processing, spoilage and pathogenic
microorganisms can contaminate fruits (Del Rosario &
Beuchat, 1995; Thunberg et al., 2002). For example, the
presence of Escherichia coli O157:H7 on fruit surfaces
may adversely affect the safety of fresh and fresh-cut fruit.
The use of edible films and coatings for food products,
including fresh and minimally processed fruits and vegetables, is of interest because films and coatings can serve as
carriers for a wide range of food additives, including antimicrobials (Pranoto, Salokhe, & Rakshit, 2005).
Plant essential oils (EOs) and oil compounds (OCs) have
been previously evaluated for their ability to protect food
against pathogenic bacteria contaminating apple juice
(Friedman, Henika, Levin, & Mandrell, 2004) and other
foods (Burt, 2004; Seydim & Sarikus, 2006). However, little
published data exist on the incorporation of EOs and OCs
into edible films. EOs are also used as flavouring agents in
baked goods, sweets, ice cream, beverages, and chewing
gum (Fenaroli, 1995) and are designated as Generally
Regarded as Safe (GRAS) (Burt, 2004).
A complete analysis of both antimicrobial and physicochemical properties is important for predicting the behaviour of antimicrobial edible films in food systems (Cagri,
Ustunol, & Ryser, 2001; Garcı́a, Martinó, & Zaritzky,
1998, 2000; Kester & Fennema, 1986; McHugh & Krochta,
1994a; Yang & Paulson, 2000). This is the first study to
investigate the antimicrobial effects of alginate–apple puree
edible films containing EOs or OCs against E. coli O157:H7.
The objectives of this study were (a) to evaluate the effects of
adding alginate and natural antimicrobials on the mechanical and barrier properties of the films, and (b) to determine
antimicrobial activities against the E. coli O157:H7 of alginate–apple puree film forming solutions and alginate–apple
puree films containing a variety of EOs and OCs.
635
solution, 10 g of N-acetylcysteine (1% w/w) and 15 g of
glycerol (1.5% w/w). Samples were homogenized 1 min at
10,000 rpm and 2 min at 15,000 rpm using a Polytron
3000 homogenizer (Kinematica, Littau, Switzerland)
according to McHugh and Senesi (2000). Natural antimicrobial EOs and OCs were then incorporated into the
AAPFFS at the following concentrations: 0 (control),
0.1% w/w (oregano oil and carvacrol) and 0.5% w/w (lemongrass oil, citral, cinnamon oil and cinnamaldehyde).
These solutions were homogenized for 3 min at
12,500 rpm using a Polytron 3000 homogenizer (Kinematica, Littau, Switzerland) and then used for the bactericidal
studies and casting the films.
2.3. Preparation of alginate–apple puree edible film
(AAPEF)
AAPFFS was prepared as described previously and
then, vacuum was applied to remove bubbles. Films were
cast on level 29 29 cm square plates and dried at ambient
conditions for 24 h. Dried films were cut and peeled from
the casting surface. These film samples stored at 21 °C and
65% RH were used for determinations of barrier, mechanical and antimicrobial properties of the films.
2.4. Film thickness
Film thickness was measured with a micrometer IP 65
(Mitutoyo Manufacturing, Tokyo, Japan) to the nearest
0.00254 mm (0.0001 in) at five random positions around
the film. The mean value was used to calculate water vapor
permeability (WVP), oxygen permeability (O2P), and tensile strength.
2.5. Water vapor permeability (WVP) of films
2. Materials and methods
2.1. Test compounds
Food grade sodium alginate (KeltoneÒ LV, ISP, San
Diego, CA., USA) and Golden Delicious apple puree (38°
Brix) (Sabroso Co., Medford, OR) were the primary ingredients in all alginate/apple puree-based films. Glycerol (Fisher
Scientific, Waukesha, WI) was added as a plasticizing agent
and N-acetylcysteine (Sigma–Aldrich Chemical Co., Steinhein, Germany) was used as a browning inhibitor. The following EOs and OCs were obtained from Lhasa Kamash Herb
Co. (Berkeley, CA): oregano, lemongrass, and cinnamon
cassia. Citral and cinnamaldehyde were purchased from
Sigma Chemical Co. (Milwaukee, WI). Carvacrol was
donated by Millennium Chemical Co. (Jacksonville, FL).
2.2. Preparation of alginate–apple puree film forming
solution (AAPFFS)
A 26% w/w AAPFFS was formed by combining 260 g
of 38° Brix apple puree with 715 g of 2% w/w alginate
The gravimetric Modified Cup Method (McHugh,
Avena-Bustillos, & Krochta, 1993) based on standard
method E96-80 (ASTM, 1989) was used to determine
WVP. A cabinet with a variable speed fan was used to test
film WVP. Cabinet temperature of 25 ± 1 °C was maintained in a Forma Scientific reach-in incubator (Thermo
Electron Corp., Waltham, MA). Fan speeds were set to
achieve air velocities of 152 m/min to ensure uniform relative humidity throughout the cabinets. Cabinets were preequilibrated to 0% room humidity (RH) using anhydrous
calcium sulphate (W.A. Hammond Drierite, Xenia, OH).
Circular test cups made from polymethylmethacrylate (PlexiglasTM) were used. A film was sealed to the cup base with a
ring containing a 19.6 cm2 opening using 4 screws symmetrically located around the cup circumference. Both sides of
the cup contacting the film were coated with silicon sealant.
Distilled water (6 mL) was placed in the bottom of the test
cups to expose the film to a high percentage RH inside the
test cups. Average stagnant air gap heights between the
water surface and the film were measured. Test cups holding
films were then inserted into the pre-equilibrated 0% RH
636
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
desiccator cabinets. Steady state of water vapor transmission rate was achieved within 2 h. Each cup was weighed 8
times at 2 h intervals. Eight replicates of each film were
tested. Room humidities at the film undersides and WVPs
were calculated using the WVP Correction Method
(McHugh et al., 1993).
The WVP of the films was calculated by multiplying the
steady state water vapor transmission rate by the average
film thickness determined as described above and dividing
by the water vapor partial pressure difference across the
films:
WVP ¼
ðWVTRÞðthicknessÞ
ðpA1 pA2 Þ
ð1Þ
where WVTR = water vapor transmission rate and pA1 and
pA2 = water vapor partial pressure inside and outside the
cup, respectively. Units for WVP were g mm/kPa h m2.
2.6. Oxygen permeability (O2P) of films
An Ox-Tran 2/20 ML modular system (Modern Controls Inc., Minneapolis, MN) was utilized to measure oxygen transmission rates through the films according to
standard method D3985 (ASTM, 1995). Oxygen transmission rates were determined at 23 °C and 50 ± 1% RH. Each
film was placed on a stainless steel mask with an open testing area of 5 cm2. Masked films were placed into the test
cell and exposed to 98% N2 + 2% H2 flow on one side
and pure oxygen flow on the other. The system was programmed to have a 10 h waiting period to allow the films
to achieve equilibrium. Oxygen permeability was calculated
by dividing O2 transmission rate by the difference in O2
partial pressure between both sides of the film (1 atm)
and multiplying by the average film thickness measured
at 5 random places. Four replicates of each film were evaluated. Units for O2P were cm3 lm/m2 d kPa.
2.7. Tensile properties of films
Standard method D882-97 (ASTM, 1997) was used to
measure tensile properties of films. Films were cut into
strips with a test dimension of 165 mm 19 mm according
to standard method D638-02a (ASTM, 2002). All films
were conditioned for 48 h at 23 ± 2 °C and 50% ± 2%
RH before testing using a saturated salt solution of magnesium nitrate (Fisher Scientific, Fair Lawn, NJ). The ends of
the equilibrated strips were mounted and clamped with
pneumatic grips on an Instron Model 55R4502 Universal
Testing Machine (Instron, Canton, MA) with a 100 N load
cell. The initial gauge length was set to 100 mm and films
were stretched using a crosshead speed of 7.5 mm/min.
Tensile properties were calculated from the plot of stress
(tensile force/initial cross-sectional area) vs. strain (extension as a fraction of original length), using Series IX Automated Materials Testing System Software (Instron,
Canton, MA). Fifteen specimens of each type of film were
evaluated.
2.8. Source of bacteria
The Food and Drug Administration (FDA) provided
E. coli O157:H7 (strain SEA18B88; our file, strain
RM1484). This strain was isolated from apple juice associated with an outbreak of human infection (Friedman, Henika, & Mandrell, 2002).
2.9. Test buffers
Phosphate-buffered saline (PBS, pH 7.0) was prepared
by mixing dibasic sodium phosphate (100 mM) and monobasic sodium phosphate (100 mM) at 2:1 ratio, diluting by
half with H2O (v/v), and adding NaCl (150 mM). For
lower pH buffers, 2 mM citric acid–150 mM NaCl was
adjusted to pH 3.3–3.7 (saline solutions).
2.10. Preparation of samples for bactericidal assays of
AAPFFS
To facilitate pipetting, the 26% AAPFFS solution was
further diluted by 1/2 with pH 3.3 saline solution, v/v. This
AAPFFS sample was used to prepare suspensions for the
assay. Oregano oil or carvacrol (10 lL) was added to
9.99 mL of diluted AAPFFS. Lemongrass oil, citral, cinnamon oil or cinnamaldehyde (50 lL) was added to 9.95 mL
diluted AAPFFS in 50 mL tubes. The tubes were warmed
in a microwave oven for 10 s and then shaken to form uniform suspensions. The content of the tubes were then
diluted as follows: saline solution (500 lL) was added to
five sterile 1.9 mL tubes. Serial dilutions were made starting
with 1 mL of each original test solution, using 500 lL for
each transfer for a total of five dilutions. Microtiter plates
with 96 wells (Nalge, Rochester, NY) were prepared with
saline pH 3.3 negative controls (100 lL each in 6 wells)
and three test substances with five dilutions plus the test
solution (100 lL each dilution per well, 6 wells). These 24
wells were sampled at three time intervals: 3, 30 and
60 min at 21 °C.
2.11. Bactericidal assays of AAPFFS
A previously described assay (Friedman et al., 2004,
2002) was used with some modifications. E. coli O157:H7
bacteria streaked on Luria-Bertani (LB) agar plates (Difco
Inc., Sparks, MD) were subcultured and incubated for 16–
18 h at 37 °C. LB broth cultures were prepared by harvesting a few isolated colonies from the plates with a sterile loop
and suspending them into 5 mL LB broth in 15 mL sterile
plastic tubes. The capped tubes were incubated with agitation at 37 °C for 18 h. Bacterial suspensions were prepared
for growth of 100–200 CFU per lane on the square plates
with grids used for counting. A sample (1 mL) of an 18 h LB
broth culture of E. coli O157:H7 was added to a 1.9 mL
microfuge tube. The bacteria were pelleted by centrifugation in a microfuge (15,800g) for 1 min. After the supernatant was removed, 1 mL of sterile PBS (phosphate-buffered
637
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
saline, pH 7.0) was added to the pellet. The pellet was
resuspended by gentle aspiration in and out of a transfer
pipette. The sample’s optical density at 620 nm was
adjusted by 1/4 dilution with PBS to ca. 0.4. The suspension
(20 lL) was added to PBS (980 lL). The resulting suspension (1000 lL) was then added to 5 mL saline solution pH
3.3, vortexed, and poured into a sterile, plastic Petri dish.
The suspensions (50 lL) were drawn with a multichannel
Eppendorf pipette and added to six microtiter plate wells.
This was repeated until all of the 24 prepared wells were
inoculated.
The inoculated microtiter plates were sampled three
times (3, 30, and 60 min) at 21 °C without agitation. At
the end of each incubation time, aliquots (10 lL) from each
of six wells were drawn with an Eppendorf multichannel
pipette for spotting of six 10-lL drops at the top of a
square LB agar Petri plate. The plates were tilted before
spotting to avoid coalescence of drops and tapped gently
to facilitate movement of the liquid to the bottom. They
were then placed uncovered for 10 min in a biological
safety hood until dry, recovered, and incubated overnight
at 37 °C. Each well with test solution (150 lL) plus bacteria
contained 1500–3000 cells. Experiments were done in
duplicate.
3. Results and discussion
2.12. Bactericidal activities (BA50 values)
3.1. Barrier and mechanical properties
Bactericidal activities, defined as the % of test compound that kills 50% of the bacteria under the test conditions, were determined as follows. Each compound was
tested at a series of dilutions. The control pH 3.3 saline
diluent was matched with pH of AAPFFS. The CFU values from all experiments were transferred to a Microsoft
Excel 8.0 Spreadsheet. The number of CFU from each
dilution was matched with the average control value to
determine the percent of bacteria killed per well. Each of
the dose–response profiles (% test compound versus %
bactericidal activity) was examined graphically and the
BA50 values were estimated by a linear regression. The
lower the BA50, the higher the bactericidal activity was
observed.
3.1.1. Water vapor permeability
In the present study, WVP properties were not affected
by the incorporation of EOs and OCs into the film, presumably because these EOs consist mostly of terpene-like
compounds, not lipids. However, a slight decrease in
WVP was observed after incorporation of 0.5% w/w cinnamaldehyde (Table 1). Hernandez (1994) indicated that
water vapor transfer generally occurs through the hydrophilic portion of the film and depends on the hydrophilic–hydrophobic ratio of the film components.
2.13. Antimicrobial activity of alginate–apple puree edible
films (AAPEF)
Disc inhibition zone assays were performed as a qualitative test for antimicrobial activity of the films. AAPEF with
and without EOs and OCs were aseptically cut into 12 mm
diameter discs and then placed on MacConkey-Sorbitol agar
(Biokar Diagnostics, Beauvais, France) plates for E. coli
O157:H7, which had been previously spread with 0.1 mL
of inoculum containing 105 CFU/mL of tested bacterium.
Plates were incubated at 37 °C for 48 h. The thickness
(mm) of the inhibition zone around the film disc (colony free
perimeter) was then measured and the growth below the film
discs (the contact area of edible film with agar surface) was
examined visually. Tests were done in duplicate.
2.14. Statistical analysis
Data were analyzed by one-way analysis of variance
(ANOVA) using Minitab version 13.31 software (Minitab
Inc., State College, PA). Tukey test was used to determine
the difference at 5% significance level (SAS, 1999).
3.1.2. Oxygen permeability
Oxygen permeability of the AAPEF with and without
EOs and OCs are summarized in Table 1. The O2P of the
Table 1
Effect of concentration (% w/w) and type of plant essential oils/oil compounds on water vapor permeability (WVP) and oxygen permeability (O2P)
properties of alginate–apple puree edible films
Essential oil and oil compounds
(% w/w)
ThicknessA (mm)
RH inside cupAB
(%)
WVPAB
(g mm/kPa h m2)
Oxygen permeabilityA
(cm3 lm/m2 d kPa)
Control (0)
Oregano oil (0.1)
Carvacrol (0.1)
Lemongrass oil (0.5)
Citral (0.5)
Cinnamon oil (0.5)
Cinnamaldehyde (0.5)
0.119 ± 0.004NS
0.118 ± 0.007
0.117 ± 0.008
0.122 ± 0.006
0.118 ± 0.004
0.117 ± 0.008
0.118 ± 0.009
65.03 ± 1.81a
63.46 ± 0.65a
64.11 ± 0.86a
65.70 ± 1.77ab
63.87 ± 0.89a
64.77 ± 0.79a
67.10 ± 0.80b
4.95 ± 0.43a
5.25 ± 0.33a
5.02 ± 0.22a
4.91 ± 0.40a
5.12 ± 0.13a
4.90 ± 0.27a
4.37 ± 0.54b
10.20 ± 0.91a
11.00 ± 0.92a
10. 89 ± 0.76a
9.38 ± 0.32b
9.94 ± 0.15ab
10.50 ± 0.62a
11.03 ± 0.70a
A
Thickness and RH data are mean values. WVP (N = 8) and O2P (N = 4) data are mean values ± standard deviations.
Relative humidity at the inner surface and WVP values were corrected for stagnant air effects using the WVP Correction Method (McHugh et al.,
1993).
NS
Not significantly different.
a,b
Means in same column with different letters are significantly different (p < 0.05).
B
638
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
alginate–apple puree film was 10.20 ± 0.91 cm3lm/
m2 d kPa indicating that this film is a good oxygen barrier.
This value is two times lower than that of an apple pureepectin film (22.64 ± 1.28 cm3lm/m2 d kPa) as it was
observed in a previous study (McHugh et al., 1996;
Rojas-Graü et al., 2006). This difference is hypothesized
to be caused by the effect of the type of carbohydrate used
in the formulation (McHugh et al., 1996). Addition of antimicrobial agents did not affect the oxygen permeability of
the films. Compared to the control films, a slight decrease
in O2P of the films was observed with lemongrass oil and
citral (0.5% w/w) (Table 1).
3.1.3. Tensile properties
Tensile strength, elongation, and elastic modulus are
parameters that relate mechanical properties of films to
their chemical structures (McHugh & Krochta, 1994b).
Tensile strength expresses the maximum stress developed
in a film during tensile testing (Gennadios, Brandenburg,
Park, Weller, & Testin, 1994). Incorporation of EOs and
OCs caused a significant reduction (p < 0.05) in tensile
strength of the films (Table 2). This effect was more pronounced in films containing oregano oil and carvacrol,
which displayed lower values of tensile strength
2.47 ± 0.37 and 2.58 ± 0.37 MPa, respectively. Elongation
at break is a measure of the film’s stretch ability prior to
breakage (Krochta & DeMulder-Johnston, 1997). The percent elongation of control AAPEF was 51.06% and
increased in all films containing EOs and OCs, reaching a
maximum value of 58.33% with carvacrol (Table 2). The
elastic modulus of AAPEF (7.07 ± 1.09 MPa) was significantly greater than most of the films containing antimicrobial agents (Table 2). No significant differences were
observed in the elastic modulus between films with and
without cinnamon oil or cinnamaldehyde (p < 0.05).
3.2. Antimicrobial properties
3.2.1. Antimicrobial activity of plant essential oils and oil
compounds in AAPFFS
The experimental BA50 values for EOs and OCs at three
time periods, 3, 30, and 60 min are shown in Table 3. All
compounds inhibited the growth of E. coli O157:H7.
AAPFFS in saline pH 3.3 without EOs or OCs and containing N-acetylcysteine as an antibrowning agent was
not effective against the pathogen. The pH of the AAPFFS
oscillated between 4.2 and 4.7. At pH values near 5, the
alginate chains repel each other and provide stable solutions without significant change in viscosity between pH
values of 5.5 to 11 (King, 1982).
Table 3 shows that carvacrol at a concentration of 0.1%
w/w in the AAPFFS was effective at 3 min with a BA50
value of 0.020 (0.020% of carvacrol inhibited 50% of the
E. coli O157:H7 after 3 min). The activity at 30 min was
twice as great (BA50 = 0.011%) than at 3 min; at 60 min,
it was the same (BA50 = 0.011%) as at 30 min. Carvacrol
appears to exhibit high antimicrobial effects against
E. coli O157:H7. Similar behaviour was observed with
Table 2
Effect of concentration (% w/w) and type of plant essential oils/oil compounds on the tensile properties of alginate–apple puree edible films
Essential oil and oil compounds (% w/w)
Control (0)
Oregano oil (0.1)
Carvacrol (0.1)
Lemongrass oil (0.5)
Citral (0.5)
Cinnamon oil (0.5)
Cinnamaldehyde (0.5)
A
a,b
Tensile strengthA (MPa)
a
2.90 ± 0.52
2.47 ± 0.37b
2.58 ± 0.37b
2.56 ± 0.46b
2.52 ± 0.44b
2.84 ± 0.48ab
2.75 ± 0.42ab
ElongationA (%)
a
51.06 ± 3.89
56.96 ± 3.86b
58.33 ± 4.66b
55.95 ± 5.55ab
57.38 ± 5.71b
57.88 ± 5.37b
55.50 ± 7.40ab
Elastic modulusA (MPa)
7.07 ± 1.09a
5.75 ± 0.96b
5.96 ± 1.12b
6.02 ± 1.07b
6.46 ± 1.27ab
6.86 ± 1.16a
6.77 ± 0.87a
Tensile strength, elongation, and elastic modulus data (N = 10) are mean values ± standard deviations.
Means in same column with different letters are significantly different at p < 0.05.
Table 3
Bactericidal activities (BA50 values) of plant essential oils/oil compounds against E. coli O157:H7 in alginate–apple puree film forming solution
(AAPFFS)a incubated for 3, 30, and 60 min at 21 °C
Oil/oil compound (% w/w) in 50% AAPFFSa
Oregano oil (0.1)
Carvacrol (0.1)
Lemongrass oil (0.5)
Citral (0.5)
Cinnamon oil (0.5)
Cinnamaldehyde (0.5)
BA50 value for E. coli O157:H7b
3 min
30 min
60 min
0.025nd
0.020 ± 0.0007
>0.34c
>0.34c
>0.34c
>0.34c
0.010 ± 0
0.011 ± 0.001
0.066 ± 0.01
0.093 ± 0.02
0.16 ± 0.08
0.11 ± 0
0.012 ± 0
0.011 ± 0.0007
0.059 ± 0.006
0.057 ± 0.0007
0.087 ± 0.05
0.086 ± 0.03
nd: not detected.
a
AAPFFS is 50% apple puree film formula suspension in saline pH 3.7 buffer.
b
BA50 = Average values and standard deviations of two replicates of BA50 values.
c
>: less than 50% of bacteria were killed at the highest dose used.
639
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
Table 4
Antibacterial activity of plant essential oils/oil compounds incorporated into alginate–apple puree edible films against E. coli O157:H7
Essential oil and oil compounds
Control
Oregano oil
Carvacrol
Lemongrass oil
Citral
Cinnamon oil
Cinnamaldehyde
a
b
Concentration (% w/w)
0
0.1
0.1
0.5
0.5
0.5
0.5
E. coli O157:H7
Inhibitory zone (mm2)a
Inhibitory effect under filmb
0.0
49.8
68.4
40.8
49.8
19.6
40.8
+
+
+
+
+
+
Values (N = 3) are measurements of area (mm2) of inhibitory growth zone on agar around film.
Not growth (+) or growth () on Petri dish agar directly underneath film pieces.
oregano oil. The BA50 values of oregano oil against E. coli
O157:H7 at 3, 30, and 60 min were 0.025%, 0.010%, and
0.012%, respectively, only slightly higher (the activity
was lower) than those mentioned for carvacrol. The antimicrobial activity of oregano oil can be accounted for by
its content of carvacrol. The antibacterial properties of
carvacrol are associated with its lipophilic character, leading to change in membrane potential and increase in permeability of the cytoplasm membrane for protons and
potassium ions, including depletion of the intracellular
ATP pool (Friedman, 2006; Sikkema, De Bont, & Poolman, 1995). Previously it was shown by HPLC that oregano oil contains about 86% carvacrol (Friedman et al.,
2004). Carvacrol, the major component of oregano oil,
is designated as Generally Regarded as Safe (GRAS)
(Dingman, 2000).
The activity of lemongrass oil at concentrations of 0.5%
in the AAPFFS against E. coli O157:H7 were similar to
those of citral (Table 3). Compared to carvacrol and oregano oil, it took about five times more of citral and lemongrass oil to achieve the same activity against E. coli
O157:H7. On the other hand, cinnamaldehyde at a concentration of 0.5% w/w in the AAPFFS was only effective at
30 and 60 min with BA50 values of 0.11 and 0.086%, respectively (Table 3). These results indicate that cinnamaldehyde
at a fivefold greater concentration was less effective than
carvacrol. The activity of cinnamon oil against E. coli
O157:H7 at a concentration of 0.5% in the AAPFFS was
of the same order as that observed with cinnamaldehyde
(Table 3). These results were expected in view of the fact
that cinnamon oil contains about 85% of cinnamaldehyde
(Friedman et al., 2004).
3.2.2. Antimicrobial activity of plant essential oils and oil
compounds in AAPEF
Table 4 shows the results of antimicrobial activities of
the films containing the essential oils and oil compounds.
The listed inhibitory activities were estimated from measurement of clear inhibition zones surrounding the film
disks. If a surrounding clear zone was not present, it was
assumed that the compound was not inhibitory and the
area was assigned as zero. AAPEF without EOs and OCs
served as a control to determine any possible antimicrobial
effect of the film without additives. The control film did not
inhibit the E. coli O157:H7.
The results show that all films containing added essential
oils and oil compounds significantly inhibited the growth of
E. coli O157:H7. As expected, AAPEF containing carvacrol
was the most effective (greater surrounding clear zone)
against E. coli O157:H7 (Table 4). Inhibition of E. coli
O157:H7 by lemongrass oil/citral and cinnamon oil/cinnamaldehyde at 0.5% w/w in the films was lower than that
observed with oregano oil/carvacrol (Table 4). Compared
to carvacrol, it took about five times more cinnamaldehyde
and citral to achieve the same activity against E. coli
O157:H7. Because cinnamon oil is present in numerous commercial foods (Friedman, Kozukue, & Harden, 2000), has a
pleasant taste, and is GRAS-listed (Adams et al., 2004), the
compound merits use as an antimicrobial in edible films.
4. Conclusions
There was no adverse effect of the additives on water
vapor and oxygen permeabilities. Tensile properties, however, were significantly affected by addition of EOs and
OCs. The antimicrobial activity of oregano essential oil
and of carvacrol in alginate–apple puree edible films and
film forming solutions against E. coli O157:H7 was significantly greater than the activities of lemongrass oil, citral,
cinnamon oil, and cinnamaldehyde. The antimicrobial data
obtained with the alginate–apple puree forming solution
can serve as a guide for selection of appropriate levels of
plant compounds for incorporation into antimicrobial edible films. Incorporating EOs and OCs into edible films provides a novel way to enhance the safety and shelf-life in
food systems.
Acknowledgements
This work was supported by the Ministry of Science and
Technology (AGL2003-09208-C03-01), the European Social Fund and by the Departament d’Universitats, Recerca
i Societat de la Informació of the Generalitat de Catalunya
(Spain), that also awarded author Rojas-Graü with a predoctoral grant and by NRI grant 2006-35201-17409 provided by the USDA, CSREES. We also thank Dr. J. M.
640
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
Krochta and his colleagues of the University of California,
Davis, for support for oxygen permeability evaluation.
References
Adams, T. B., Cohen, S. M., Doull, J., Feron, V. J., Goodman, J. I.,
Marnett, L. J., et al. (2004). The FEMA GRAS assessment of
cinnamyl derivatives used as flavor ingredients. Food and Chemical
Toxicology, 42, 157–185.
ASTM (1989). Standard test methods for water vapor transmission of
materials. E96-80. In Annual book of American Standard Testing
Methods. Philadelphia, PA: ASTM.
ASTM (1995). Standard test method for oxygen gas transmission rate
through plastic film and sheeting using a coulometric sensor. D398595. In Annual book of American Standard Testing Methods. Philadelphia, PA: ASTM.
ASTM (1997). Standard test method for tensile properties of thin plastic
sheeting. D882-97. In Annual book of American Standard Testing
Methods. Philadelphia, PA: ASTM.
ASTM (2002). Standard test method for tensile properties of plastic.
D638-02a. In Annual book of American Standard Testing Methods.
Philadelphia, PA: ASTM.
Brackett, R. E. (1999). Incidence, contributing factors, and control of
bacterial pathogens in produce. Postharvest Biology and Technology,
15, 305–311.
Bravin, B., Peressini, D., & Sensidoni, A. (2006). Development and
application of polysaccharide-lipid edible coating to extend shelflife of dry bakery products. Journal of Food Engineering, 76(3),
280–290.
Burt, S. (2004). Essential oils: their antibacterial properties and potential
applications in food – a review. International Journal of Food
Microbiology, 94, 223–253.
Cagri, A., Ustunol, Z., & Ryser, E. T. (2001). Antimicrobial, mechanical,
and moisture barrier properties of low pH whey protein-based edible
films containing p-aminobenzoic or sorbic acids. Journal of Food
Science, 66, 865–870.
Del Rosario, B. A., & Beuchat, L. R. (1995). Survival and growth of
enterohemorrhagic Escherichia coli O157:H7 in cantaloupe and
watermelon. Journal of Food Protection, 58, 105–107.
Dingman, D. W. (2000). Growth of Escherichia coli O157:H7 in bruised
apple (Malus domestica) tissue as influenced by cultivar, date of
harvest, and source. Applied and Environmental Microbiology, 66,
1077–1083.
Fenaroli, G. (1995). Fenaroli’s handbook of flavor ingredients. Boca Raton,
FL: CRC Press Inc..
Friedman, M. (2006). Antibiotic activities of plant compounds against
non-resistant and antibiotic-resistant foodborne human pathogens. In
V. K. Juneja, J. P. Cherry, & M. H. Tunick (Eds.), Advances in
microbial food safety. ACS Symposium Series (pp. 167–183). Washington, DC: American Chemical Society.
Friedman, M., Henika, P. R., Levin, C. E., & Mandrell, R. E.
(2004). Antibacterial activities of plant essential oils and their
components against Escherichia coli O157:H7 and Salmonella
enterica in apple juice. Journal of Agricultural and Food Chemistry,
52, 6042–6048.
Friedman, M., Henika, P. R., & Mandrell, R. E. (2002). Bactericidal
activities of plant essential oils and some of their isolated constituents
against Campylobacter jejuni, Escherichia coli, Listeria monocytogenes
and Salmonella enterica. Journal of Food Protection, 65(10),
1545–1560.
Friedman, M., Kozukue, N., & Harden, L. A. (2000). Cinnamaldehyde
content in foods determined by gas chromatography–mass spectrometry. Journal of Agricultural and Food Chemistry, 48, 5702–5709.
Garcı́a, M. A., Martinó, M. N., & Zaritzky, N. E. (1998). Plasticized
starch-based coatings to improve strawberry (Fragaria ananassa)
quality and stability. Journal of Agricultural and Food Chemistry, 46,
3758–3767.
Garcı́a, M. A., Martinó, M. N., & Zaritzky, N. E. (2000). Lipid addition
to improve barrier properties of edible starch-based films and coatings.
Journal of Food Science, 65(6), 941–947.
Gennadios, A., Brandenburg, A. H., Park, J. W., Weller, C. L., &
Testin, R. F. (1994). Water vapor permeability of wheat gluten
and soy protein isolate films. Industrial Crops and Products, 2,
189–195.
Hernandez, E. (1994). Edible coatings for lipids and resins. In J. M.
Krochta, E. A. Baldwin, & M. O. Nisperos-Carriedo (Eds.), Edible
coatings and films to improve food quality (pp. 279–304). Lancaster, PA:
Technomic Publishing Co..
Jagannath, J. H., Nanjappa, C., Das Gupta, D., & Bawa, A. S. (2006).
Studies on the stability of an edible film and its use for the preservation
of carrot (Daucus carota). International Journal of Food Science and
Technology, 41(5), 498–506.
Kester, J. J., & Fennema, O. (1986). Edible films and coatings: a review.
Food Technology, 40, 47–59.
King, A. H. (1982). Brown seedweed extracts (Alginates). In M.
Glicksman (Ed.). Food hydrocolloids (Vol. II, pp. 115–188). Boca
Raton, FL: CRC Press, Inc..
Krochta, J. M., & DeMulder-Johnston, C. (1997). Edible and biodegradable polymer films: challenges and opportunities. Food Technology,
51(2), 61–72.
Mancini, F., & McHugh, T. H. (2000). Fruit-alginate interactions in novel
restructured products. Nahrung, 44(3), 152–157.
McHugh, T. H., Avena-Bustillos, R. J., & Krochta, J. M. (1993).
Hydrophilic edible film: modified procedure for water vapor permeability and explanation of thickness effects. Journal of Food Science,
58(4), 899–903.
McHugh, T. H., Huxsoll, C. C., & Krochta, J. M. (1996). Permeability
properties of fruit puree edible films. Journal of Food Science, 61(1),
88–91.
McHugh, T. H., & Krochta, J. M. (1994a). Water vapor permeability
properties of edible whey protein-lipid emulsion films. Journal of the
American Oil Chemists’ Society, 71, 307–312.
McHugh, T. H., & Krochta, J. M. (1994b). Sorbitol vs glycerol –
plasticized whey protein edible films: integrated oxygen permeability
and tensile property evaluation. Journal of Agricultural and Food
Chemistry, 42, 841–845.
McHugh, T. H., & Senesi, E. (2000). Apple wraps: a novel method to
improve the quality and extend the shelf life of fresh-cut apples.
Journal of Food Science, 65(3), 480–485.
Min, S., Harris, L. J., Han, J. H., & Krochta, J. M. (2005). Listeria
monocytogenes inhibition by whey protein films and coatings
incorporating lysozyme. Journal of Food Protection, 68(11),
2317–2325.
Pranoto, Y., Salokhe, V., & Rakshit, K. S. (2005). Physical and
antibacterial properties of alginate-based edible film incorporated with
garlic oil. Food Research International, 38, 267–272.
Rhim, J. W. (2004). Physical and mechanical properties of water resistant
sodium alginate films. Lebensmittel-Wissenschaft und-Technologie, 37,
323–330.
Rojas-Graü, M. A., Avena-Bustillos, R. J., Friedman, M., Henika, P. R.,
Martı́n-Belloso, O., & McHugh, T. H. (2006). Effect of antimicrobial
plant essential oils and oil compounds on physical properties of apple
puree-pectin based edible films and coatings. IFT Annual Meeting,
Abstract 389.
SAS (1999). SAS online doc. Cary, NC: SAS Institute.
Serrano, M., Valverde, J. M., Guillen, F., Castillo, S., Martı́nez-Romero,
D., & Valero, D. (2006). Use of Aloe vera gel coating preserves the
functional properties of table grapes. Journal of Agricultural and Food
Chemistry, 54(11), 3882–3886.
Seydim, A. C., & Sarikus, G. (2006). Antimicrobial activity of whey
protein based edible films incorporated with oregano, rosemary and
garlic essential oils. Food Research International, 39(5), 639–644.
Sikkema, J., De Bont, J. A., & Poolman, B. (1995). Mechanisms of
membrane toxicity of hydrocarbons. Microbiological Reviews, 59(2),
201–222.
M.A. Rojas-Graü et al. / Journal of Food Engineering 81 (2007) 634–641
Tharanathan, R. N. (2003). Biodegradable films and composite coatings:
past, present and future. Trends in Food Science & Technology, 14, 71–78.
Thunberg, R. L., Tran, T. T., Bennett, R. W., Matthews, R. N., &
Belay, N. (2002). Microbial evaluation of selected fresh produce
obtained at retail markets. Journal of Food Protection, 65,
677–682.
641
Weber, C. J., Haugaard, V., Festersen, R., & Bertelsen, G. (2002).
Production and applications of biobased packaging materials for food
industry. Food Additives and Contaminants, 19, 172–177.
Yang, L., & Paulson, A. T. (2000). Effects of lipids on mechanical and
moisture barrier properties of edible gellan film. Food Research
International, 33, 571–578.