Gene 344 (2005) 1 – 20
www.elsevier.com/locate/gene
Review
Function of alternative splicing
Stefan Stamma,*, Shani Ben-Arib, Ilona Rafalskaa, Yesheng Tanga, Zhaiyi Zhanga,
Debra Toiberb, T.A. Thanarajc, Hermona Soreqb
a
Institute for Biochemistry, University of Erlangen, Fahrstrage 17, 91054 Erlangen, Germany
Edmond J. Safra Campus, The Hebrew University of Jerusalem, Givat Ram, Jerusalem 91904, Israel
c
Wellcome Trust Genome Campus, European Bioinformatics Institute, Hinxton, Cambridge CB10 1SD, UK
b
Received 24 May 2004; received in revised form 10 September 2004; accepted 21 October 2004
Available online 10 December 2004
Received by A.J. van Wijnen
Abstract
Alternative splicing is one of the most important mechanisms to generate a large number of mRNA and protein isoforms from the
surprisingly low number of human genes. Unlike promoter activity, which primarily regulates the amount of transcripts, alternative splicing
changes the structure of transcripts and their encoded proteins. Together with nonsense-mediated decay (NMD), at least 25% of all alternative
exons are predicted to regulate transcript abundance. Molecular analyses during the last decade demonstrate that alternative splicing
determines the binding properties, intracellular localization, enzymatic activity, protein stability and posttranslational modifications of a large
number of proteins. The magnitude of the effects range from a complete loss of function or acquisition of a new function to very subtle
modulations, which are observed in the majority of cases reported. Alternative splicing factors regulate multiple pre-mRNAs and recent
identification of physiological targets shows that a specific splicing factor regulates pre-mRNAs with coherent biological functions.
Therefore, evidence is now accumulating that alternative splicing coordinates physiologically meaningful changes in protein isoform
expression and is a key mechanism to generate the complex proteome of multicellular organisms.
D 2004 Published by Elsevier B.V.
Keywords: Alternative splicing; Review; Localization; Enzymatic activity; Binding properties
1. Introduction
1.1. Abundance of pre-mRNA splicing
Abbreviations: CGRP, calcitonin-gene-related peptide; DSCAM, Down
syndrome cell adhesion molecule; GDNF, glial cell line-derived neurotrophic factor; GMAP-210, Golgi-microtubule-associated-protein of 210
kDa; GnRH, gonadotrophin releasing hormone; HER2, human epidermal
growth factor receptor; ICAD, inhibitor of caspase-activated DNAse; IL-4,
interleukin 4; LDL, low-density lipoprotein; NMD, nonsense-mediated
decay; PECAM-1, platelet/endothelial cell adhesion molecule-1; RUST,
regulated unproductive splicing and translation; TSH, thyroid stimulating
hormone; VEGF, vascular endothelial growth factor.
* Corresponding author. Tel.: +49 9131 8524622; fax: +49 9131
8524605.
E-mail address: stefan@stamms-lab.net (S. Stamm).
0378-1119/$ - see front matter D 2004 Published by Elsevier B.V.
doi:10.1016/j.gene.2004.10.022
An average human gene contains a mean of 8.8 exons,
with a mean size of 145 nt. The mean intron length is 3365
nt, and the 5V and 3V UTR are 770 and 300 nt, respectively.
As a result, a bstandardQ gene spans about 27 kbp. After
pre-mRNA processing, the average mRNA exported into
the cytosol consists of 1340 nt coding sequence, 1070 nt
untranslated regions and a poly (A) tail (Lander et al.,
2001). This shows that more than 90% of the pre-mRNA is
removed as introns and only about 10% of the average premRNA are joined as exonic sequences by pre-mRNA
splicing. Human cells are not only capable of accurately
recognizing the small exons within the larger intron context,
but are also able to recognize exons alternatively. In this
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S. Stamm et al. / Gene 344 (2005) 1–20
process, an exon is either incorporated into the mRNA, or is
excised as a part of an intron. Initially, this was thought to
be only a minor processing pathway affecting about 5% of
all genes (Sharp, 1994), but over time, it became clear that
it is highly abundant. Bioinformatic analysis shows that
59% of the 245 genes present on chromosome 22 are
alternatively spliced, and DNA microarray experiments
indicate that 74% of all human genes are alternatively
spliced (Johnson et al., 2003). The high frequency of
alternative splicing in humans is also supported by ESTbased database analysis, indicating that 35–60% of all
human gene products are alternatively spliced (Mironov et
al., 1999; Brett et al., 2000; Kan et al., 2001; Modrek et al.,
2001), suggesting that alternative splicing of human genes
is the rule and not the exception. On average, a human gene
generates two to three transcripts. However, extreme cases
exist: The human neurexin3 gene can potentially form 1728
transcripts due to alternative splicing at four different sites.
In Drosophila, the Down syndrome cell adhesion molecule
(DSCAM) can potentially generate 38016 isoforms due to
alternative splicing (Celotto and Graveley, 2001). This
number is larger than the total number of genes present in
Drosophila. Alternative splicing is observed in all tissues,
but tissue-specific splicing is most prevalent in brain cells
(Stamm et al., 2000; Xu et al., 2002). EST data comparison
strongly indicates that similar levels of alternative splicing
occur in evolutionarily distinct species, such as human,
mouse, Drosophila and C. elegans, emphasizing the
importance of alternative splicing throughout evolution
(Brett et al., 2002). The increased recognition of alternative
splicing is reflected by the steady growth in the number of
publications describing alternative splicing. It increased
from 16 publications in 1985 to 1073 in 1998. Since then,
about 1000 publications per year deal with various aspects
of alternative splicing.
1.2. Mechanism of splice-site selection
The mechanism of splicing has been determined in great
detail (Jurica and Moore, 2003; Nilsen, 2003). In contrast, it
is not yet fully understood how splice sites are selected. The
major problem is the degeneracy of splicing regulatory
sequences, such as the 5V, 3V splice sites, branch points and
exonic/intronic sequence elements. These can only be
Fig. 1. Splice-site selection. (A) Exons are indicated as boxes, the intron as a thick line. Splicing regulator elements (enhancers or silencers) are shown as
yellow boxes in exons or as thin boxes in introns. The 5V splice site (CAGguaagu) and 3V splice site (y)10ncagG, as well as the branch point (ynyyray), are
indicated ( y=c or u, n=a, g, c or u). Upper-case letters refer to nucleotides that remain in the mature mRNA. Two major groups of proteins, hnRNPs (orange)
and SR or SR-related proteins (green), bind to splicing regulator elements; the protein–RNA interaction is shown in blue. This protein complex assembles
around an exon enhancer, stabilizing the binding of the U1 snRNP close to the 5V splice site, e.g., due to protein–protein interaction between an SR protein and
the RS domain of U170K (shown in red). This allows the hybridization (thick black line with stripes) of the U1 snRNA (black) with the 5V splice site. The
formation of the multiprotein–RNA complex allows discrimination between proper splice sites indicated at exon–intron borders and cryptic splice sites (small
gt ag) that are frequent in pre-mRNA sequences. Factors at the 3V splice site include U2AF, which facilitates binding to U2 snRNP to the branchpoint sequence.
In exons with weak polypyrimidine tracts, the binding of U2AF is facilitated by the SR proteins binding to exonic enhancers. Green: SR and SR-related
proteins; orange: hnRNPs; blue: protein–RNA interaction; red: protein–protein interaction; thick black line with stripes: RNA–RNA hybridization. (B) Types of
alternative splicing events: Alternative exons are shown as boxes with different shading. Flanking constitutive exons are shown as white boxes. The open arrow
indicates the position of the alternative 3V splice site analyzed; a closed arrow indicates the position of the 5V splice sites analyzed.
S. Stamm et al. / Gene 344 (2005) 1–20
described as consensus sequences that are loosely followed
(Black, 2003). As a result, it is not possible to accurately
predict splicing patterns from genomic sequence. The
accurate recognition of splice sites in vivo is the result of
a combinatorial regulatory mechanism (Smith and Valcarcel,
2000). As splice sites are degenerate, additional sequence
elements located in the exon or in adjacent intronic elements
aid their recognition by binding to regulatory proteins.
These proteins can be subdivided into serine-arginine-rich
SR proteins and hnRNPs. In general, these proteins bind
weakly to RNA. Increased specificity is achieved by the
binding of multiple proteins to RNA that is aided by
protein–protein interactions (Fig. 1A). Several regulatory
proteins bind to the components of the spliceosome, e.g., to
the U1 and U2snRNP, which defines the 5V splice site and
branch-point, respectively (Maniatis and Reed, 2002;
Maniatis and Tasic, 2002). The formation of a specific
protein–RNA complex from several intrinsically weak
interactions has several advantages: (i) it allows a high
sequence flexibility of exonic regulatory sequences that puts
no constraints on coding requirements, (ii) the protein
interaction can be influenced by small changes in the
concentration of regulatory proteins which allows the
alternative usage of exons depending on a tissue and/or
developmental-specific concentration of regulatory factors,
(iii) phosphorylation of regulatory factors that alter protein–
protein interactions can influence splice-site selection, (iv)
the regulatory proteins can be exchanged with other proteins
after the splicing reaction, allowing a dynamic processing of
the RNA. The alternative recognition of splice sites has been
extensively reviewed (Graveley, 2001; Hastings and
Krainer, 2001; Maniatis and Tasic, 2002; Black, 2003).
Since splicing factors bind to numerous weakly conserved
sequences, a single factor can regulate multiple target genes.
Those target genes have been identified for the neuronspecific splicing factor NOVA-1 (Ule et al., 2003). NOVA-1
target genes are highly related in function. They were
associated with the function of inhibitory synapses, postsynaptic and presynaptic structures, as well as signaling and
protein synthesis, suggesting that a single splicing factor
regulates isoform expression of different genes in inhibitory
neurons. It is likely that other cell-type-specific splicing
factors also control biologically coherent functions.
Most alternative splicing events can be classified into
five basic splicing patterns: cassette exons, alternative 5V
splice sites, alternative 3V splice sites, mutually exclusive
cassette exons and retained introns (Fig. 1B). An estimated
75% of all alternative splicing patterns change the coding
sequence (Kan et al., 2001; Okazaki et al., 2002; Zavolan et
al., 2003). The alternative usage of internal cassette exons is
the most prominent splicing pattern. More complicated
alternative splicing patterns consist of combined basic
patterns and are frequently observed, e.g., in the simultaneous skipping of multiple exons in the CD44 gene
(Screaton et al., 1992), combination of intron retention in
cassette exons of the splicing factor 9G8 (Popielarz et al.,
3
1995) and SFRS14 (Sampson and Hewitt, 2003) and
multiple alternative 3V splice sites in the gene encoding
SC35 (Sureau and Perbal, 1994). The regulation of
alternative pre-mRNA splicing is further complicated by
its coupling with other RNA processing steps, such as
transcription (Cramer et al., 2001), RNA export (Reed and
Hurt, 2002) and polyadenylation (Soller and White, 2003).
1.3. Plasticity of splice-site selection
It is frequently observed that alternative exon usage
changes during development or cell differentiation (Stamm
et al., 2000), both in vivo and in cell cultures. A growing list
of external stimuli has been identified that changes
alternative splicing patterns. These stimuli can be subgrouped into receptor stimulation, cellular stress (pH,
temperature, metal ion and osmotic conditions) and changes
in neuronal activity (Kaufer et al., 1998; Akker et al., 2001;
Stamm, 2002). In most cases, these changes are reversible,
indicating that they are part of a normal physiological
response (Stamm, 2002). In several cases, the mechanism
leading to changes in alternative splicing is, at least partially,
understood (Matter et al., 2002; Stamm, 2002) and involves
changes in the phosphorylation of splicing factors, which
influences their ability to bind to RNA or to other splicing
factors. Since splicing factors appear to regulate coherent
biological functions (Ule et al., 2003), changing their
activity will most likely result in a coordinated response
to the stimulus that triggered the initial phosphorylation
signal. Using this mechanism, the mRNA expression of
different, seemingly unrelated genes can be coordinated. In
an attempt to understand the functional differences of
isoforms generated by alternative splicing, we review the
consequent differences in function reported in the literature.
These data are updated and are available in the Internet
(http://www.ebi.ac.uk/asd/index.html) as part of the Alternative Splicing Database (ASD; Thanaraj et al., 2004).
2. Function of alternative splicing
Gene regulation through alternative splicing is more
versatile than is regulation through promoter activity.
Variant transcripts generated through alternative splicing,
similar to those initiated from distinct promoters, are often
tissue and/or developmental specific, resulting in effects
seen only in certain cells or developmental stages. However,
changes in promoter activity alter predominantly the
expression levels of the mRNA. In contrast, changes in
alternative splicing can modulate transcript expression
levels by subjecting mRNAs to nonsense-mediated decay
(NMD) and alter the structure of the gene product by
inserting, or deleting, novel protein parts. The structural
changes fall into three categories: introduction of stop
codons, changes of the protein structure and changes in the
5V or 3V untranslated region. The effects caused by
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S. Stamm et al. / Gene 344 (2005) 1–20
alternative splicing range from a complete loss of function
to subtle effects that are difficult to detect.
2.1. Introduction of stop codons
mRNAs that contain premature stop codons can be
degraded by nonsense-mediated decay (NMD). The splicing machinery marks exon–exon junctions with a protein
complex. NMD occurs when a stop codon is present more
than 50–55 nucleotides upstream of the 3V-most exon–exon
junction, in which case polysome associated Upf proteins
interact with exon–junction–protein complex to elicit
NMD. In contrast, a mRNA appears to be immune to
NMD if translation terminates less than 50–55 nucleotides
upstream of the 3V-most exon–exon junction or downstream
of the junction, in which case translating ribosomes most
likely remove proteins bound to the exon–junction
(Maquat, 2002). An essential prerequisite for NMD to
occur is that proteins are translated. In the absence of
translation, a mRNA is not subject to NMD, even when
premature stop codons fulfill the NMD criteria (Stoilov et
al., 2004). About 25–35% of alternative exons introduce
frameshifts or stop codons into the pre-mRNA (Stamm et
al., 2000; Lewis et al., 2003). Since approximately 75% of
these exons are predicted to be subject to nonsensemediated decay, an estimated 18–25% of transcripts will
be switched off by stop codons caused by alternative
splicing and nonsense-mediated decay (Lewis et al., 2003).
This process, which has been termed RUST, for regulated
unproductive splicing and translation, currently represents
the function of alternative splicing with the most obvious
biological consequences. The exact number of genes
affected by RUST is only a crude estimate, as mRNAs
undergoing nonsense-mediated decay will be unstable and
underrepresented in cDNA libraries, which would result in
an underestimation of RUST. Detailed analyses of the
polypyrimidine tract binding protein indicates that RUST
can be autoregulated (Wollerton et al., 2004). The rules of
nonsense-mediated decay have been understood only in
recent years. Older database annotations of protein isoforms
did not take this mechanism into account and include
protein isoforms that might not be expressed at all in a cell.
Therefore, it should be tested whether protein isoforms
created by transcripts with premature stop codons really
exist as proteins.
2.2. Addition of new protein parts
Approximately 75% of alternative splicing events occur
in the translated regions of mRNAs and will affect the
protein-coding region (Okazaki et al., 2002; Zavolan et al.,
2003). Changes in the protein primary structure can alter the
binding properties of proteins, influence their intracellular
localization and modify their enzymatic activity and/or
protein stability by diverse mechanisms. One commonly
found mechanism is the introduction of protein domains that
are subject to posttranslational modification, such as
phosphorylation. The scale of the changes evoked by
alternative splicing range from a complete loss of function
to very subtle modulations of function that can be only
detected with specialized methods.
2.2.1. Binding properties
Protein isoforms generated by alternative splicing differ
in their binding properties, both to small molecular weight
ligands, such as hormones, and to macromolecules, such as
proteins or nucleic acids. The effect of alternative splicing
ranges from a complete loss of binding to a 2- to 10-fold
change in binding affinity. Often, isoforms that show a
complete loss of binding exert a dominant-negative effect
over isoforms that can still bind the ligand. Prominent
examples are summarized in Table 1.
2.2.1.1. Binding between proteins and small ligands.
Alternative splicing can delete binding domains or introduce
structural changes that abolish binding activity. For example, alternative variants of the thyroid stimulating hormone
(TSH) receptor are unable to bind TSH. These variants
occur in TSH-secreting tumors and cause insensitivity to
TSH (Ando et al., 2001). Other examples of loss of ligand
binding due to alternative splicing include the following:
latency-associated peptide-binding protein, which binds
TGF-beta in an isoform-dependent manner (Koli et al.,
2001); the dopamine D3 receptor, where a frameshift
introduced by alternative splicing deletes the dopamine
binding region (Nagai et al., 1993); the retinoic acid
receptor hRXR beta3; where an isoform looses retinoic
acid binding capacity and acts in a dominant negative way
(Mahajna et al., 1997). Alternative splicing can further
determine the ligand specificity of a receptor. A well-studied
example is that of the fibroblast growth factor receptor gene
FGFR-2, which creates two isoforms that differ by 49 amino
acids in the extracellular domain. Depending on the
presence of this domain, the receptor binds to both fibroblast
and keratinocyte growth factor or only to fibroblast growth
factor (Miki et al., 1992). The affinities between the
modified protein and its ligand(s) can also be altered. The
angiotensin II type 1 receptor isoforms show threefold
differences in binding affinities (Martin et al., 2001). The
binding of GDP to the olfactory G protein Galphaolf is
reduced when 80 amino acids are inserted through
alternative splicing, leading to a sixfold lower activation
of adenylate cyclase (Liu et al., 2001). In the adenylate
cyclase-activating polypeptide type 1 receptor, a 24-aminoacid insertion causes a sixfold increase in ligand binding
(Daniel et al., 2001). The binding of gonadotrophin
releasing hormone (GnRH) to shorter splice variants of
the GnRH receptor is reduced 4- to 10-fold (Wang et al.,
2001), which abolishes signaling. The insulin receptor binds
insulin with a twofold difference, depending on the
inclusion of exon 11 (Sesti et al., 2001). In peptide-hormone
systems, alternative splicing can change the peptide-ligand
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S. Stamm et al. / Gene 344 (2005) 1–20
Table 1
Alternative splicing events that influence binding properties
Gene name
Modulation of binding to (physiological effect)
Reference
4.1.R isoforms
Fodrin and actin
Acetylcholinesterase
Agrin
Angiotensin II type 1 receptor
Ankyrin
ApoE-Receptor2
B cell antigen receptor
Basic helix-loop-helix/per-arnt-sim
Calcitonin/CGRP
Dystrophin
Fibrinogen-420
Fibroblast growth factor receptor gene FGFR-2
Fibronectin
Fos
Golgi-microtubule-associated-protein of 210 kDa
Gonadotrophin releasing hormone receptor
Hepatocyte nuclear factor homeoproteins
Schwannomin
Staufen
Tau
Tenascin
Tenascin-C
RACK1 (PKCII mobilization)
Achetylcholine receptor
Angiotensin II
Spectrin and tubulin
Alpha macroglobulin
Multimerisation
Promoter complex
Different hormone receptors
Syntrophin
AlphaMbeta2 and alphaxbeta2-integrins
Keratinocyte growth factor
Integrin alpha4beta1
DNA/promoter
Golgi membranes
Affinity to GnRH (no signaling)
Promoter complex (modulation
or dominant negative)
DNA/ promoter
Insulin
DNA binding
TGF-beta
DNA/ promoter
cGMP-dependent protein kinase I
(type of muscle contraction)
TAX-1 and contactin
Norepinephrine
DNA/ promoter
DNA/promoter
Binding to GDP (activation of
adenylate cyclase)
Promotor specificity
Promoter complex
Type-2 peroxisomal targeting signal
Pituitary adenylate cyclase-activating
polypeptide
Retinoic acid (dominant
negative isoforms)
Syntenin (tumor suppression)
dsRNA
Microtubule
Fibornectin
Alpha7beta1integrin (neurite outgrowth)
(Kontrogianni-Konstantopoulos
et al., 2001)
(Birikh et al., 2003)
(Hoch et al., 1993; Tseng et al., 2003)
(Martin et al., 2001)
(Davis et al., 1992)
(Brandes et al., 2001)
(Indraccolo et al., 2002)
(Pollenz et al., 1996)
(Leff et al., 1987; Yeakley et al., 1993)
(Ahn and Kunkel, 1995)
(Lishko et al., 2001)
(Miki et al., 1992)
(Mostafavi-Pour et al., 2001)
(Nakabeppu and Nathans, 1991)
(Ramos-Morales et al., 2001)
(Wang et al., 2001)
(Bach and Yaniv, 1993)
Thyroid hormone receptor beta
Type XIV collagen
Type(IV) collagen
Vascular endothelial growth factor
Thyroid hormone (hormone insensivity)
Glycosaminoglycans (cell adherance),
Mulitimerisation
Different receptors
Wilm’s tumor protein suppressor gene
Prostate apoptosis response factor par4
Ikaros
Insulin receptor
Interferon regulatory factor-3a
Latency associated peptide binding protein
Lymphoid transcription factor LyF-1
Myosine phosphatase I
Neuronal cell adhesion molecule L1
Norepinephrine transporter
Nuclear factor I
Oct 2
Olfactory G protein golf alpha
P73alpha
PAX-8
Peroxisomal import receptor 5
Pituitary adenylate cyclase-activating
polypeptide type 1 receptor
Retinoic acid receptor beta 3
binding properties. The best mechanistically studied example is that of the calcitonin/CGRP gene (Lou and Gagel,
1999), which generates two different hormones from a
single gene. From this gene, calcitonin-gene-related peptide
(CGRP), a hormone acting as a vasodilator, is produced
predominantly in neurons, whereas calcitonin is produced
predominantly by the parafollicular cells of the thyroid
gland, where it regulates calcium and phosphorus metabolism (Leff et al., 1987; Yeakley et al., 1993). Other well-
(Tonnelle et al., 2001)
(Sesti et al., 2001)
(Karpova et al., 2001)
(Koli et al., 2001)
(Hahm et al., 1994)
(Khatri et al., 2001)
(De Angelis et al., 2001)
(Kitayama et al., 2001)
(Mukhopadhyay et al., 2001)
(Lillycrop and Latchman, 1992)
(Liu et al., 2001)
(Takagi et al., 2001)
(Kozmik et al., 1993)
(Dodt et al., 2001)
(Daniel et al., 2001)
(Mahajna et al., 1997)
(Jannatipour et al., 2001)
(Monshausen et al., 2001)
(Luo et al., 2004)
(Chiquet et al., 1991)
(Meiners et al., 2001;
Mercado et al., 2004)
(Ando et al., 2001)
(Imhof and Trueb, 2001)
(Ball et al., 2001)
(Park et al., 1993; Robinson
and Stringer, 2001)
(Richard et al., 2001)
studied examples are alternative variants of the vascular
endothelial growth factor (VEGF), whish binds to isoformspecific receptors (Robinson and Stringer, 2001) and differ
in their ability to interact with the extracellular matrix (Park
et al., 1993).
2.2.1.2. Binding between proteins. Similar to the interaction between proteins and ligands, protein–protein
interactions can be regulated by alternative splicing. Bind-
6
S. Stamm et al. / Gene 344 (2005) 1–20
ing can be completely governed by alternative splicing
through deletion or creation of binding domains (Davis et
al., 1992; Hoch et al., 1993; Ahn and Kunkel, 1995;
Lishko et al., 2001; Birikh et al., 2003; Tseng et al., 2003).
In some cases, a novel binding site is created in the minor
alternative form. Rather than completely deleting binding
domains, they can be disrupted by the insertion of protein
sequences (Ball et al., 2001; De Angelis et al., 2001;
Mostafavi-Pour et al., 2001). Frequently, binding affinities
are modulated. Depending on the alternative exon composition, the interaction between the 4.1R band protein and
the fodrin/actin complex can be completely abolished or
modulated twofold (Kontrogianni-Konstantopoulos et al.,
2001). Often, multiple binding motifs are present in
proteins and alternative splicing can control their number.
For example, regulated expression of variants with either
four or five low-density lipoprotein (LDL)-receptor ligand
binding motifs modulates the activity of the ApoEReceptor2, resulting in variants that can bind to reelin,
but not alpha2-macroglobulin (Brandes et al., 2001). In
tenascin C, alternative splicing determines the number of
fibronectin type III domains (Puente Navazo et al., 2001),
which regulates binding to fibronectin (Chiquet et al.,
1991).
2.2.1.3. Binding between proteins and nucleic acids.
Interaction of transcription factors with DNA can be
modified by alternative splicing, which contributes to
transcriptional regulation (reviewed by Lopez, 1995). The
loss of binding between a transcription factor isoform and
DNA can inhibit transactivation in a dominant-negative way
if the binding-negative isoform can replace the bindingcompetent isoform in the transactivation complex. Examples include fosB (Nakabeppu and Nathans, 1991; Wisdom
et al., 1992), hepatocyte nuclear factor homeoproteins (Bach
and Yaniv, 1993), Oct-2, (Lillycrop and Latchman, 1992),
basic helix-loop-helix/per-arnt-sim(Pollenz et al., 1996),
p53 (Wolkowicz et al., 1995), AML-1 (Tanaka et al.,
1995), ikaros (Tonnelle et al., 2001) and interferon
regulatory factor-3a (Karpova et al., 2001). In addition to
acting in a dominant negative fashion, alternative splice
variants can also modulate transactivation (Hahm et al.,
1994). Isoform-specific differences can vary between
promoters (Mukhopadhyay et al., 2001; Takagi et al.,
2001) or manifest only in certain tissues, as in the case of
the prostate apoptosis response factor par4/WT1 system
(Richard et al., 2001), which contributes to establishing cellspecific mRNA expression patterns. Frequently, alternative
splicing does not directly affect DNA binding but modulates
the formation of complexes between various transcription
factors. This, in turn, regulates the affinity between transcription factor complexes and DNA (Ormondroyd et al.,
1995; Kozmik et al., 1993). Similar to DNA, the binding
properties of RNA binding proteins can be modulated by
alternative splicing, e.g., of the staufen RNA binding protein
(Monshausen et al., 2001).
2.2.2. Intracellular localization
Alternative splicing determines the intracellular localization of numerous proteins, usually by influencing localization signals or regulating the interaction of proteins with
membranes. Protein isoforms that lack membrane binding
properties can either accumulate in the cytosol or are
secreted into the extracellular space in an extreme form of
localization regulated by alternative splicing.
2.2.2.1. Insertion into membranes. An important property
of proteins regulated by alternative splicing is their insertion
into membranes (Table 2A). In most cases, localization in
the membrane is an obvious property of a protein, since
transmembrane domains can be accurately predicted from
the primary structure. By deleting or interrupting transmembrane or membrane-association domains, non-membrane-bound isoforms are generated by alternative splicing.
These soluble isoforms can be released from the cell, e.g.,
into the blood or the extracellular space, or they translocate
into a different intercellular compartment. The soluble
isoforms can lose the function of the membrane bound
form, acquire new functions, exert dominant negative
effects over the membrane bound forms or modulate the
function of the membrane-bound form. Soluble isoforms
can lose the ability to transduce signals (Kestler et al., 1995;
Tone et al., 2001), they can be less stable (Garrison et al.,
2001) or have a different effect on immune system
modulation (Riteau et al., 2001). In numerous cases, the
exact function of the soluble isoform has not been
Table 2A
Regulation of membrane binding through alternative splicing
Gene name
Reference
Acetylcholinesterase
Asialogly coprotein receptor
Attractin
CD1
CEPU-1/Neurotrimin
Cyclo-oxygenase
Fas
Flt3 ligand
Growth hormone receptor
HLA-G
Immunoglobulin epsilon
(Meshorer et al., 2004)
(Spiess and Lodish, 1986)
(Kuramoto et al., 2001)
(Woolfson and Milstein, 1994)
(Lodge et al., 2001)
(Chandrasekharan et al., 2002)
(Cascino et al., 1995)
(Lyman et al., 1995)
(Rosenfeld, 1994)
(Riteau et al., 2001)
(Zhang et al., 1994;
Anand et al., 1997)
(Bernard and Woodruff, 2001)
(Diez et al., 2001)
Inhibin binding protein
Insulinoma-associated
tyrosine-phosphatase-like protein
Interleukin-2 receptor
Interleukin-4 receptor
Neurexin III alpha
Peptidylglycine alpha-amidating
monooxygenase
Qa-2
Soluble D-factor/LIF receptor
ST2
Steel factor
Vascular endothelial growth factor-1
(Horiuchi et al., 1997)
(Blum et al., 1996)
(Ushkaryov and Sudhof, 1993)
(Eipper et al., 1993)
(Tabaczewski et al., 1994)
(Tomida, 1997)
(Tago et al., 2001)
(Miyazawa et al., 1995)
(Shibuya, 2001)
All alternative splicing events listed change a membrane bound form into a
soluble form.
7
S. Stamm et al. / Gene 344 (2005) 1–20
determined (Eipper et al., 1993; Ushkaryov and Sudhof,
1993; Tabaczewski et al., 1994; Woolfson and Milstein,
1994; Zhang et al., 1994; Cascino et al., 1995; Anand et al.,
1997; Horiuchi et al., 1997; Shibuya, 2001; Tago et al.,
2001; Walker et al., 2001). If the soluble isoform retains the
ability to bind a ligand, it can regulate the concentration and
bioactivity of that ligand, which indirectly interferes with
the function of the membrane-bound form. Such a regulation has been described for the interleukin 4 (IL-4)
receptor and the growth hormone binding protein (Rosenfeld, 1994; Blum et al., 1996). Membrane-bound proteins
often form multimers. The soluble forms can influence this
multimerization. Neurite outgrowth (Lodge et al., 2001) and
inhibin actions are influenced by this mechanism (Bernard
and Woodruff, 2001). Some transmembrane proteins, e.g.,
the flt3 ligand are activated by proteolytic cleavage. By
deleting the transmembrane region, alternative splicing can
form constitutively active molecules that do not require the
activation by proteases (Lyman et al., 1995). Several cases
have been described where the majority of protein isoforms
are soluble and membrane-bound forms are created by
modifying the signal peptide into a transmembrane domain
(Spiess and Lodish, 1986; Chandrasekharan et al., 2002;
Meshorer et al., 2004). As in other cases of alternative
splicing, the interaction between protein and membrane can
be modulated and not completely abolished. For example,
binding of the Golgi-microtubule-associated-protein of 210
kDa (GMAP-210) to Golgi membranes can be modulated
twofold by alternative splicing (Ramos-Morales et al.,
2001), and small changes in the phosphorylation kinetics
evoked by the steel factor (Miyazawa et al., 1995) depend
on membrane associations, which are modulated by alternative splicing.
The production of membrane-bound isoforms can be
tissue-specific, which can lead to tissue-specific membrane
bound epitopes causing specific autoimmunity reactions, as
in the case of the insulinoma-associated tyrosine-phosphatase like protein (Diez et al., 2001).
2.2.2.2. Localization in different cellular compartments.
Receptors. Alternative splicing can determine the localization of proteins in various subcellular sites and organelles
(Table 2B). Proteins can be sequestered into compartments,
where they perform no function. This mechanism is widely
used for receptor molecules, and alternative splicing can
regulate their retention in membrane-enclosed compartments. For example, the inclusion of an endoplasmatic
reticulum retention signal in the glutamate receptor 1B
reduces the cell surface expression of this receptor and
restricts its trafficking (Chan et al., 2001). One splice variant
of the dopamine D2 receptor is retained more efficiently in
the endoplasmatic reticulum than the other (Prou et al.,
2001), which influences the overall dopamine D2 activity.
Receptors are often internalized after binding to their
respective ligand. This ligand-dependent internalization
can be modulated by alternative splicing, as in the case of
Table 2B
Alternative splicing events that change the intracellular localization of proteins
Gene name
Change in localization
Reference
A-Opioid-receptor
Acetylcholinesterase
Isoform dependent internalization after opioid stimulation
Nucleus/cytosol/membrane
Bach1
B-cell antigen receptor
Beta-adrenergic receptor
CD40
Dopamine D2 receptor
E2F
Estrogen receptor
Glutamate receptor 1B
Interleukin-6
Lens epithelium-derived growth factor
Metabotrophic glutamate receptor 5
Mouse spermine oxidase
NF-kappa B
Nitric oxide synthase
Pactolus
Pre-T cell receptor alpha chain
SpSHR2
Nucleus/cytosol
Accumulation in the endoplasmatic reticulum rather than
cell membrane, reduction of functional, cell-membrane-bound
B-cell antigen receptore
Endocytosis and down-regulation of the receptor
Transmembrane domain, lack of signaling capacity
Retention in the endoplasmatic reticulum
Nucleus/cytosol
Internuclear, nuclear/cytosolic
Endoplasmatic reticulum retention signal
Intracellular signaling domain
Internuclear
Accumulation in lamellipodia/filopodia in undifferentiated cells
Nucleus/cytosol
Nucleus/cytosol
Membrane bound
Unstable secreted form
Surface expression of an mature signaling complex
Nuclear/cytoplasmatic localisation
(Koch et al., 2001)
(Soreq and Seidman, 2001;
Perry et al., 2002)
(Kanezaki et al., 2001)
(Indraccolo et al., 2002)
Thromboxane A2 receptor
TPIP
Tyrosine phosphatase dPTP61F
Wilson-disease protein
x-II ORF, HTLV-I
Agonist-induced internalisation
Membrane/cytosolic localization
Nucleus/cytosol
Golgi/cytosol
Nuclear/mitochondrial localization
(Wang and Ross, 1995)
(Tone et al., 2001)
(Prou et al., 2001)
(De la luna et al., 1996)
(Pasqualini et al., 2001)
(Chan et al., 2001)
(Kestler et al., 1995)
(Nishizawa et al., 2001)
(Mion et al., 2001)
(Cervelli et al., 2004)
(Grumont and Gerondakis, 1994)
(Brenman et al., 1997)
(Garrison et al., 2001)
(Ramiro et al., 2001)
(Kontrogianni-Konstantopoulos
and Flytzanis, 2001)
(Parent et al., 2001)
(Walker et al., 2001)
(McLaughlin and Dixon, 1993)
(Yang et al., 1997)
(D’Agostino et al., 2001)
8
S. Stamm et al. / Gene 344 (2005) 1–20
the A-opioid receptor isoforms. These differ in opioidinduced desensitization, because they differ in their opioidinduced internalization, which might contribute to tolerance
towards morphine (Koch et al., 2001). A similar mechanism
takes place in the beta-1 adrenergic receptor (Wang and
Ross, 1995) and thromboxane A2 receptor isoforms (Parent
et al., 2001). B-cell antigen receptors lacking the extracellular domain are unable to heterodimerize, which results in
their accumulation in the endoplasmatic reticulum rather
then their expression in the plasma membrane (Indraccolo et
al., 2002). As a result, these isoforms are unable to signal
from the cell surface. Finally, alternative splicing changes
the properties of receptors that import proteins into
membrane-enclosed organelles. For example, only one
isoform of the peroxisomal import receptor 5 (PEX5L)
can interact with proteins containing the type-2 peroxisomal
targeting signal (Dodt et al., 2001), which can potentially
influence the localization of several proteins.
Other proteins. The nuclear localization and function of
transcription factors can be regulated by alternative splicing.
The tissue-dependent deletion of a leucine-zipper results in a
BACHt transcription factor that is nuclear, whereas the factor
containing the leucine-zipper is cytosolic. Alternative splicing-dependent localization regulates the activity of E2F and
NF-kappa B in a similar way (Grumont and Gerondakis,
1994; De la luna et al., 1996). Other protein classes are
affected as well: casein kinase II isoforms contain a classical
nuclear localization signal in their alternative exons, which
governs their localization (Fu et al., 2001), HTLV-I proteins
derived from the x-II ORF can be either nuclear or
mitochondrial (D’Agostino et al., 2001), phosphatases can
be either nuclear or cytoplasmatic (McLaughlin and Dixon,
1993). Acetylcholinesterase can adhere to synapses, associate with the red blood cell membrane or be secreted,
depending on the alternative usage of a 3V exon (Soreq and
Seidman, 2001) within the cells. Its retained intron in the
readthrough-form dictates cytoplasmic rather than nuclear
accumulation (Perry et al., 2002, 2004). Due to alternative
splicing, cytosolic proteins, such as the spermine oxidase,
can accumulate in the nucleus, where they exert novel
functions (Cervelli et al., 2004).
Sublocalisation within an organelle. Alternative splicing can regulate the sublocalisation of a protein within an
organelle. In the nucleus, the localization of proteins in
different nuclear substructures, such as in the nucleoplasma
and speckles, can be regulated by alternative splicing
(Nishizawa et al., 2001). In the cytosol, MEK5 localization
can be either granular or diffuse, depending on the splicing
variants (English et al., 1995). Due to alternative splicing, a
protein can be targeted to several compartments. Isoforms of
the estrogen-receptor alpha can be either nuclear, cytosolic or
in both the cytosol and nucleus, depending on which exon is
used (Pasqualini et al., 2001). Differences in intracellular
localization can occur only in certain cells or during
particular developmental stages: the localization of GluR5b
and GluR5a isoforms are different in undifferentiated
neurons, but identical in differentiated neurons (Mion et
al., 2001), where these isoforms differ in their ability to
promote neurite outgrowth. Similarly, differences in the
localization of SpSHR2 splice variants are obvious only at
the 16-cell stage of sea urchin development, whereas both
forms are nuclear at the 4-cell stage (Kontrogianni-Konstantopoulos and Flytzanis, 2001). As with most cases of
alternative splicing, quantitative effects can be detected.
MHC class II invariant chain isoforms are transported into
the endocytic pathway. Due to alternative splicing, endoplasmatic retention signals can be introduced that change the
speed of endocytosis (Arunachalam et al., 1994). Finally, the
intracellular localization of mRNA can be regulated by
alternative splicing (Hannan et al., 1995).
2.2.3. Enzymatic and signaling activities
Alternative splicing modulates all aspects of enzymatic
activity, such as affinity, substrate specificity, catalytic
properties, V max and activity regulation (Table 3A). A
frequent mechanism to change enzymatic activity is the
inclusion of a stop codon prior to the sequence encoding the
active center. This mechanism is found in functionally
diverse enzymes (Swaroop et al., 1992; Zheng and Guan,
1993; Wang et al., 1994; Fernandes et al., 1995; Gasdaska et
al., 1995; Horiuchi et al., 2000; Li and Koromilas, 2001).
The deletion of protein parts that are necessary for catalysis
has similar effects, e.g., in the aromatic l-amino acid
decarboxylase (O’Malley et al., 1995). Often, these inactive
variants have dominant negative effects over the catalytically
active forms (Li and Koromilas, 2001; Stasiv et al., 2001).
Table 3A
Regulation of enzymatic and signaling activities by alternative splicing
Gene name
Biological effect
Reference
Aromatic l-amino acid decarboxylase
Cytochrome P450F3
DT-diaphorase
Human granulocyte-macrophage
colony-stimulating factor receptor
Interferon-inducible protein kinase PKR
Interleukin-1 receptor-associated kinase
Nitric-oxide synthase
Terminal deoxynucleotidyl transferase
Generation of an inactive variant
Substrate specificity
Deletion of substrate binding site
Different phosphorylation substrate,
activation of different signaling pathways
Deletion of kinase domain
Autophosphorylation
Shorter variants that act dominant negative
Enzymatic less active variants can modulate
the more active isoforms
(O’Malley et al., 1995)
(Christmas et al., 2001)
(Gasdaska et al., 1995)
(Lilly et al., 2001)
(Li and Koromilas, 2001)
(Jensen and Whitehead, 2001)
(Stasiv et al., 2001)
(Benedict et al., 2001)
9
S. Stamm et al. / Gene 344 (2005) 1–20
2.2.3.1. Receptor molecules. Isoforms lacking signalling
activity are frequently generated from receptor molecules
(Table 3B). In these cases, the intracellular domain is
altered, which inhibits ligand-dependent intercellular signaling. For example, the expression of a truncated human
epidermal growth factor receptor (HER2; neu/c-erB-2)
variant inhibits growth-factor-mediated tumor progression
(Aigner et al., 2001), nonfunctional LH-receptors without
intracellular signaling domain are generated (Sokka et al.,
1992; Kestler et al., 1995), activation of the Tcf/beta-catenin
pathway depends on the alternative splicing of the FP
prostanoid receptor (Fujino and Regan, 2001), deletion of
the intracellular domain of the erythropoietin receptor
stimulates apoptosis (Nakamura et al., 1992), and the
deletion of the intracellular kinase domain in trkB, trkC
and the PDGF-alpha receptor abolishes signaling (Mosselman et al., 1994; Menn et al., 1998; Stoilov et al., 2002a).
Similarly, receptor coupling to intracellular molecules can
be changed. Coupling of the dopamine D2 and serotonin
receptors to specific G proteins is regulated by alternative
splicing (Guiramand et al., 1995; Wang et al., 2000).
Changes in coupling are also found in other systems: only
certain splice variants of the somatostatin receptor 2 and
vasopressin receptor V2 couple to adenylate cyclase
(Reisine et al., 1993; Firsov et al., 1994). Since receptors
are composed of multiple subunits, changes in one subunit
can have indirect effects that are difficult to detect (Wagner
et al., 2001). Again, alternative splicing can dictate both the
complete loss of function as well as its modulation by
inserting novel sequences into the intracellular domain, as in
the case of CD46 (Purcell et al., 1991) or the prostaglandin
E receptor EP3 that differ in their coupling efficiencies to
adenylate cyclase (Harazono et al., 1994).
2.2.3.2. Other proteins. Similar to other cases of alternative
splicing regulation, subtle changes in activity can be
achieved. The terminal deoxynucleotidyl transferase gene
produces isoforms with different enzymatic activities.
Experiments in transgenic mice show that the less active
variant can modulate the activity of the more active variant
by an unknown mechanism (Benedict et al., 2001). Isoforms
of the granulocyte-macrophage colony-stimulating factor
receptor alpha subunit slightly differ in their ability to
phosphorylate and activate Jak-2. Both K m and V max of the
norephinephrine transporter can be changed two- to threefold, depending on the splice variant (Kitayama et al.,
2001). Substrate specificity can also be altered by alternative splicing domains. Alternative splice variants of the
cytochrome P450 systems CYP4F3 prefer either leukotriene
B4 or arachidonic acid as a substrate (Christmas et al.,
2001). The molecular mechanism for these more subtle
changes is mostly not understood, but the crystal structure
of the UDP-n-acetylglucosamine pyrophosphorylase demonstrated that modifications near the active site result in
modified multimerisation, which influences the activity
(Peneff et al., 2001).
2.2.4. Protein stability
The inclusion of alternate protein domains can regulate
the half-life of proteins (Table 4). In the alternative form of
human thyroperoxidase (TPOzanelli), the half-life is
reduced from 11 to 7 h. Interestingly, this form accumulates in Grave’s disease (Niccoli-Sire et al., 2001), but the
molecular mechanisms leading to disease are unclear.
Protein stability can be altered due to autophosphorylation
that signals the degradation of receptor molecules. For the
interleukin-1 receptor-associated kinase, this autophosphorylation-dependent degradation is isoform specific, leading
to a molecule that is not down-regulated by its ligand
(Jensen and Whitehead, 2001). Stability signals can be
introduced by sequences that are subsequently cleaved by
proteases, as in the case of the soluble secreted endopeptidase. If the cleavage site is present, the protein is cleaved
in the endoplasmatic reticulum and exported, whereas the
splice variant resides in the endoplasmatic reticulum
(Raharjo et al., 2001). Since endoproteolytic sites are
Table 3B
Alternative splicing-induced changes of intracellular receptor domains
Gene name
Biological effect
Reference
Dopamine D2 receptor
Erythropoietin receptor
FP prostanoid receptor
Granulocyte-macrophage colony
stimulating factor (GM-CSF),
beta-subunit
HER2 (neu/c-erB-2)
MEK1
Membrane cofactor protein, CD46
PDGF-alpha receptor
Prostaglandin E receptor EP3
Serotonin 2C receptor
Somatostatin 2 receptor
TrkB
TrkC
Vasopressin V2 receptor
Coupling to G proteins
Deletion of the intracellular domain, apoptosis
Coupling to signal transduction pathways
Control of cell proliferation
(Guiramand et al., 1995)
(Nakamura et al., 1992)
(Fujino and Regan, 2001)
(Wagner et al., 2001)
(In)sensitivity towards growth factors
Autophosphorylation activity
Addition of sequences
Tyrosine phosphorylation activity
Coupling to adenylate cyclase
Coupling to G proteins
Coupling to adenylate cyclase
Deletion of the intracellular kinase domain
Deletion of the intracellular kinase domain
Coupling to adenylate cyclase
(Aigner et al., 2001)
(Zheng and Guan, 1993)
(Purcell et al., 1991)
(Mosselman et al., 1994)
(Harazono et al., 1994)
(Wang et al., 2000)
(Reisine et al., 1993)
(Stoilov et al., 2002a)
(Menn et al., 1998)
(Firsov et al., 1994)
10
S. Stamm et al. / Gene 344 (2005) 1–20
Table 4
Change of protein stability by alternative splicing
Gene name
Biological effect
Reference
C-Fos
Interleukin-1 receptor-associated kinase
Peptidylglycine alpha-amidating monooxygenase
Protein kinase C delta
Soluble secreted endopeptidase
Thyroperoxidase
Increased half-life
Influences ligand dependent half-life
Blockage of a endoproteolytic site necessary for function
Proteolytic cleavage site
Proteolytic cleavage site
35% reduction of half-life
(Nestler et al., 1999)
(Jensen and Whitehead, 2001)
(Eipper et al., 1993)
(Sakurai et al., 2001)
(Raharjo et al., 2001)
(Niccoli-Sire et al., 2001)
required for protein function, their modulation through
alternative splicing can control the activity of a protein, as
in the case of the peptidylglycine alpha-amidating monooxygenase (Eipper et al., 1993). The destruction of a
cleavage-sensitive site through alternative splicing is also
possible: A 78 bp insertion into a caspase-3-sensitive site
generates a protease-insensitive protein kinase C delta
isoform (Sakurai et al., 2001). The effect of alternativedependent protein stability has best been studied for the cfos gene, that generates a shorter isoform that is more
stable than the full length protein. This isoform accumulates under chronic behavioral changes in the brain, which
could be part of a molecular memory process (Nestler et al.,
1999).
2.2.5. Insertion of domains that are subject to
posttranslational modification
Posttranslational modifications can be dictated by
alternative splicing, usually by generating consensus
sites for phosphorylation, glycosylation, palmitoylation
or sulfatation (Table 5). In addition, binding between a
kinase and its substrate can be regulated by alternative
splicing, e.g., binding of the SR-protein kinase 1 to
scaffold attachment factor B (Nikolakaki et al., 2001).
The biological role of these posttranslational modifications
has been understood in several systems. For example,
isoform-dependent phosphorylation of the potassium channel Kv4.3 allows the modulation of outward currents by
the alpha-adrenergic system via protein kinase C (Po et al.,
2001). Similarly, isoform-specific attachment of acetylcholinesterase isoforms to membranes involves covalent
interaction with a structural collagen-like subunit for the
synaptic isoforms, glycophosphoinositide interaction of the
berythrocyticQ isoforms or no C-terminal interaction at all
for the different 3V splice variants (Soreq and Seidman,
2001).
2.2.6. Change of ion-channel properties
The majority of changes evoked by alternative splicing
are subtle and often difficult to detect. Exceptions are those
changes that occur in transcripts encoding ion channels.
These are rather frequent, because the properties of ion
channels can be precisely measured by electrophysiological
methods, which allow the detection of even small changes
(Table 6). Furthermore, alternative splicing is abundantly
used in the brain (Lander et al., 2001; Modrek and Lee,
2002). Almost all aspects of ion channel functions can be
altered by alternative splicing, including channel inactivation, steady-state kinetics, voltage dependency, desensitization time and ligand binding (Iverson et al., 1997; Chemin
et al., 2001a; Decher et al., 2001; Tian et al., 2001a,b). As
in other cases, the effects can range from complete loss of
function to subtle effects. The permeability of ions can be
completely abolished, as in the case of the acid-sensing ion
channel (Bassler et al., 2001), or it can be modulated, as in
the case of the KCNQ2 channel, the activation time of
which is reduced by two- to fivefold (Pan et al., 2001).
Effects mediated by alternative splicing are often small: The
desensitization time of glutamate receptors is altered
fourfold, depending on the usage of a mutually exclusive
exon (Mosbacher et al., 1994), and the conductance of
slowpoke, a calcium-activated potassium channel, is
reduced by 30% through alternative splicing (Lagrutta et
al., 1994). Regulation through alternative splicing can be
Table 5
Insertion of posttranslational modification sites through alternative splicing
Gene name
Biological effect
Reference
Acetylcholinesterase
BACE-1
Fibroblast growth factor receptor
Kv4.3
Myosin light chain kinase
Nucleoside transporter ENT1
P53
Protein kinase B gamma
Membrane attachment
Glycosylation
Protein kinase C site
Protein kinase C site
Src-phosphorylation site, regulates enzymatic activity
Casein kinase site
Casein kinase II site
Ser-phosphorylation site, regulates enzymatic activity
in an insulin dependent manner
Palmitylation
(Soreq and Seidman, 2001)
(Tanahashi and Tabira, 2001)
(Gillespie et al., 1995)
(Puente Navazo et al., 2001)
(Birukov et al., 2001)
(Handa et al., 2001)
(Han and Kulesz-Martin, 1992)
(Brodbeck et al., 2001)
SNAP-25
(Bark, 1993)
11
S. Stamm et al. / Gene 344 (2005) 1–20
Table 6
Changes in ion-channel properties through alternative splicing
Gene name
Biological effect
Reference
Acid-sensing ion channel
Alpha-Bungarotoxin-sensitive nicotinic receptors
Glutamate receptor
KchIP
KchIP2
KCNQ2
Large-conductance Ca2+-activated voltage-dependent K+ channel
Large-conductance Ca2+- and voltage-activated K+ channel (BK)
Slowpoke
T-type Ca channel
Tuca1
Ca permeability
Splice variant inhibits function of the full length channel
Fourfold change in desensitization time
Onset of current activation, recovery from inactivation
Half-maximal inactivating voltage
Deactivation time changed by two- to fivefold
Modulation of sensitivity towards Ca2+ and voltage
Glucocorticoid and phosphorylation sensitivity
Conductance changed by approx. 30%
Kinetics, voltage dependency
Developmentally controlled Ca permeability
(Bassler et al., 2001)
(Garcia et al., 1995)
(Mosbacher et al., 1994)
(Bahring et al., 2001)
(Decher et al., 2001)
(Pan et al., 2001)
(Korovkina et al., 2001)
(Tian et al., 2001a,b)
(Lagrutta et al., 1994)
(Chemin et al., 2001a)
(Okagaki et al., 2001)
indirect, involving channel interacting proteins with isoform-specific modulation activities (Bahring et al., 2001).
Alternative splicing of channel isoforms is often subject to
developmental control, leading, e.g., to developmentalspecific calcium influxes (Okagaki et al., 2001). The
observed changes caused by alternative splicing are celltype specific in several cases, which reflects the cell-type
specificity of the alternative exon (Chemin et al., 2001b;
Korovkina et al., 2001).
2.3. Influence on mRNA function
Few examples have been described where alternative
splicing functions by influencing the properties of the
mRNA. Alternative splicing events occur in 5V and 3V
UTRs. A common theme there is the stability of the RNA.
For example, alternative exons in the 5V UTR of the HIV-1
virus can either promote or inhibit the nuclear degradation
of their surrounding mRNA, which regulates HIV-1 gene
expression (Krummheuer et al., 2001), and alternative
splicing of SC35 regulates its mRNA stability (Sureau et
al., 2001). Splice variant transcripts can be targeted to
specific subcellular sites, such as axons or dendrites
(Meshorer et al., 2004). Such targeting may further depend
on cellular activities, e.g., neuronal activation under stress
(Meshorer et al., 2002).
2.4. Examples of coordinated changes in biological systems
2.4.1. Isoform differences
The previous examples demonstrate the influence of
alternative splicing on the molecular properties of proteins.
In numerous cases, biological assays demonstrated the
dependence of complex biological systems on alternative
splicing. For example, tonic and phasic muscle contractions
depend on the interaction between myosin phosphatase and
cGMP-dependent protein kinase I, which is regulated by an
alternative exon in a leucine-zipper (Khatri et al., 2001). The
neurite-growth promoting activity of NCAM depends on a
single alternative exon (VASE; Doherty et al., 1992). Ca2+dependent cell aggregation mediated by platelet/endothelial
cell adhesion molecule-1 (PECAM-1, CD31) depends on a
binding motif encoded by an alternative exon (Yan et al.,
1995). Studies in transgenic mice showed that small
differences between isoforms can have dramatic effects.
For example, the loss of one of the c-ret protooncogene
kinases isoforms leads to kidney malformation and loss of
ganglia in the enteric nervous system, whereas loss of other
isoforms has no effect (de Graaff et al., 2001). Overexpressed synaptic acetylcholinesterase induced progressive
accumulation of neuronal hallmarks of stress (e.g., HSP70),
whereas the breadthroughQ 3V-variant acetylcholinesterase
attenuated such phenomena in transgenic mice (Sternfeld et
al., 2000). Protein isoforms generated by alternative splicing
can vary significantly between the members of different
populations, where the expression of isoforms is correlated
with a specific phenotype. Dragonflies from ponds separated by 16 km differ largely in their troponin T transcript
variations. The composition of troponin T variants is
correlated with complex physiological parameters, like the
Ca2+ sensitivity of skinned fibers and the power output of
flight muscles. Since dragonflies depend on their flight
performance for hunting and mating, alternative splicing can
be used to optimize the aerial performance and energetic
costs, depending on the current habitat (Marden et al.,
2001). These examples show that alternative splicing
controls complex biological features. The best understood
example for the role of alternative splicing in an organism is
the determination of the sex of somatic cells in Drosophila
that has been comprehensively reviewed (Baker, 1989;
Schutt and Nothiger, 2000; Forch and Valcarcel, 2003).
Another well-characterized system that demonstrates the
importance of alternative splicing is programmed cell death,
apoptosis, which also has been recently reviewed in detail
(Jiang and Wu, 1999; Wu et al., 2003).
2.4.2. Missplicing events in disease
Since alternative splicing regulates isoform formation
and controls numerous cellular functions, it is not
surprising that missplicing events can cause or contribute
to human diseases (Philips and Cooper, 2000; Faustino
and Cooper, 2003). Diseases can be either caused by
mutations in regulatory pre-mRNA sequences and regulatory factors (Krawczak et al., 1992; Cooper and Mattox,
12
Table 7
List of database resources on alternative splicing
Database
Entry mode and notes
(I) Databases on alternative splicing
AEDB—Alternative exon database Manually created from literature
ASD—Altsplice (and AltExtron)
AltRefSeq
ASDB: database of alternatively
spliced genes
EASED
AsMAMDB
ASAP
Intronerator-Alt-Splicing
Catalog
EnsEMBL
VARSPLICE records in
Swiss-Prot
EMBL-BANK nucleotide
sequence database
(II) Databases that are used often in the derivation of data on alternative splicing
SANBI STACK
EST clusters and consensus sequences
TIGR gene indices
EST clusters and contigs
SANBI’s eVOC
Set of detailed human terms/vocabularies that
describe the sample source of human experimental
material such as cDNA and SAGE libraries
(III) Data sets on splice regulatory proteins, sequences and diseases
Human splicing factor
Manually created-collection of splice
variants from various resources. Presentation of
database for
data for array oligo design
Drosophila splicing
Manually created. Information on gene
protein database
sequences and comparisons with other species
RRM-containing proteins
Computer generated-collection of proteins
containing RNA recognition motifs
Splice-site mutations
Manual
Reference
URL
All animals
(Stamm et al., 2000;
Thanaraj et al., 2004)
(Clark and Thanaraj, 2002;
Thanaraj et al., 2004)
(Kan et al., 2001)
http://www.ebi.ac.uk/asd/aedb/index.html
(Gelfand et al., 1999;
Dralyuk et al., 2000)
(Pospisil et al., 2004)
http://cbcg.nersc.gov/asdb
(Ji et al., 2001)
http://166.111.30.65:100/
Human
(Lee et al., 2003)
http://www.bioinformatics.ucla.edu/ASAP/
Mouse
(Zavolan et al., 2003)
http://genomes.rockefeller.edu/MouSDB/
C. elegans
(Kent and Zahler, 2000)
http://www.cse.ucsc.edu/~kent/intronerator/altsplice.html
Human and
other species
(Birney et al., 2004)
http://www.ensembl.org/
Human and
other species
Human and
other species
(Birney et al., 2004)
http://www.ebi.ac.uk/swissprot/
(Kulikova et al., 2004)
http://www.ebi.ac.uk/embl/
Human
Human and
other species
Human
(Christoffels et al., 2001)
(Quackenbush et al., 2001)
http://www.sanbi.ac.za/Dbases.html
http://www.tigr.org/tdb/tgi/
(Kelso et al., 2003)
http://www.sanbi.ac.za/evoc/
Human
(Stamm et al., unpublished)
To be made available soon at http://www.ebi.ac.uk/asd
Drosophila
(Mount and Salz, 2000)
http://www.wam.umd.edu/~smount/DmRNAfactors/table.html
Metazoan
splicing factors
Human
(Bateman et al., 2004)
http://www.sanger.ac.uk/cgi-bin/Pfam/getacc?PF00076
(Nakai and Sakamoto, 1994)
http://www.hgc.ims.u-tokyo.ac.jp/~knakai/
Human and other
model species
Human
All animals
Human and
other species
Mammalian
http://www.ebi.ac.uk/asd//
http://sapiens.wustl.edu/~zkan/TAP/ALTSEQ.html
http://eased.bioinf.mdc-berlin.de//
S. Stamm et al. / Gene 344 (2005) 1–20
MouSDB-Splice variants in
mouse transcriptome
Computationally generated (delineating from
gene-EST/mRNA alignments)
Computationally generated (RefSeq genes with
detected alternative splicing patterns)
Computationally generated (from SwissProt
protein and EMBL nucleotide sequence databases)
Computationally generated (by examining
high-scoring ESTs to mRNA alignments)
Computationally generated (by examining
EST/mRNA alignments with gene sequences)
Computationally generated (through mapping of
unigene clusters of EST sequences to genes)
Computationally generated (through mapping of
RIKEN’s full length mouse cDNA sequences and
dbEST mouse sequences to genes)
Computationally generated (through mapping of
EST/cDNAs with genes)
Computationally generated (data presented as
alternate transcripts identified through a series of
computational tools
Manual (through submissions by experimentalists)
and Computational. (through similarity searches)
Manual (through submissions by experimentalists),
Annotation of Alternative exons or Alternative
splicing feature lines in
Species covered
S. Stamm et al. / Gene 344 (2005) 1–20
1997) or by changes in the relative concentration of
regulatory factors, which depends on the allelic composition (Nissim-Rafinia and Kerem, 2002). In many disorders, such as cancer or Alzheimer’s disease, alternative
splicing patterns of functionally distinct genes are altered,
raising the question whether changes in alternative splicing
are the cause or consequence of a disease (Stoilov et al.,
2002b). Aging events, in particular, are associated with
alternative splicing modulations (Meshorer and Soreq,
2002).
13
2.5. Bioinformatic resources
With the realization that alternative splicing acts as an
important regulatory mechanism of gene expression, a
number of large-scale efforts are emerging to create
resources on splice variants and alternate transcript structures. The resources are of two types: value-added data on
alternative splice events and computational tools to decipher
the splice signals. Table 7 presents the list of data resources
on alternative splicing and those that are used in the
Fig. 2. Alternative splicing contributes to cell identity by generating complex protein expression patterns from a limited number of genes. Cells are indicated as
large squares; the cell nucleus is indicated as a large circle. Three genes are shown in the nucleus and are indicated by different colors. Proteins generated by
these genes are shown in the same color on the right of each cell. Boxes indicate exons, horizontal lines show introns. Small ellipses indicate proteins. Each
gene has an alternative spliced exon (AE1, AE2 and AE3). In this oversimplification, splicing regulation is achieved by regulatory proteins 1 (yellow ellipse)
and 2 (green circle) that activate an exon after binding to the appropriate enhancer (yellow or green square in the exon). The splicing pattern of the alternative
exon in each case is indicated. Exon AE1 encodes a transmembrane domain, AE2, a premature stop codon, and AE3, a phosphorylation site. (A) In cell type 1,
none of the splicing regulatory proteins is expressed, leading to skipping of all alternative exons. Only noninteracting intracellular proteins are expressed. (B) In
cell type 2, only the splicing regulatory protein 1 is expressed, resulting in the inclusion of AE1 and the expression of transmembrane protein (red). Binding to
exon AE2 cannot activate the inclusion of this exon, as additional factors are needed (nonoccupied exon enhancer space). The factor does not influence gene 3,
as it does not contain the appropriate enhancers. (C) In cell type 3, only the splicing regulatory protein 2 is expressed (green). It does not influence gene 1,
because this gene does not contain its enhancer. As a result, exon AE1 is skipped, and a soluble cytoplasmic protein is produced (red). The factor cannot
activate AE2 because additional factors are needed. It induces the alternative exon AE3 that encodes a phosphorylation site, which results in the binding of the
protein encoded by gene 2 to the one made by gene 3. (D) In cell type 4, both splicing factors 1 and 2 are expressed, leading to the activation of all alternative
exons. AE2 is activated because the binding of both factors is stabilized by the protein–protein interaction (red area between the splicing factors). Since exon
AE2 encodes a premature stop codon, no protein is made (dashed circle). (E) External signals can change splice-site selection. Cell type 4 was stimulated,
resulting in an ion influx into the cell (orange dashed line), which activates a kinase (kin) that phosphorylates the yellow splicing factor 2. As a result, exon
AE2 is skipped and protein is made.
14
S. Stamm et al. / Gene 344 (2005) 1–20
computational pipelines to predict splice events. Data on
splice events are derived through three approaches: (i)
manual collection of experimentally reported alternative
exons from peer-reviewed journals; (ii) computational
delineation of alternative exons on gene sequences by using
the transcript resources, such as ESTs and full-length
mRNA sequences; (iii) high-throughput techniques, such
as DNA microarrays, and transcriptome projects.
Computational tools include general tools that are used in
the pipelines that predict splice events, tools that predict
splice regulatory sequences. The ab initio computational
prediction of alternative splice events is still at the
developmental stages. However, comparative sequence data
analysis is emerging as a major approach to predict human
splice variants from the knowledge of splice variants from
other species. The functional data presented here are
collected at the ASD website, where new entries can be
made (http://www.ebi.ac.uk/asd/).
3. Conclusion and perspective: alternative splicing is an
important mechanism to generate cell-specific protein
patterns
Alternative splicing emerges as one of the most important
mechanisms regulating gene expression in multicellular
organisms. Transcriptional regulation of the promoter
primarily modulates the amount of RNA and generates Nterminal protein variants through different transcriptional
start sites. In contrast, regulation through alternative splicing
is much more versatile. Due to the insertion of premature
stop codons, mRNA isoforms can be efficiently eliminated,
which regulates the amount of mRNA. In contrast to
transcriptional control, alternative splicing changes the
structure of the mRNAs and their encoded proteins. As
summarized previously, changes in protein sequence can
influence almost all aspects of protein function, such as
binding properties, enzymatic activity, intracellular localization, protein stability, phosphorylation and glycosylation
patterns. Alternative splice-site regulation is achieved
through the combination of multiple weak interactions
between regulatory proteins and signals on the pre-mRNA.
Since most interactions of regulatory factors with pre-mRNA
are weak, the regulation of target pre-mRNAs by a specific
factor also depends on the presence of other regulatory
proteins that form specific multiprotein pre-mRNA complexes. Through these combinations, a small number of
splicing factors regulate a large number of pre-mRNAs that
encode protein isoforms with different biological properties.
Fig. 2 illustrates how a few splicing regulatory proteins can
establish cell-specific expression patterns. It is assumed that
two factors regulate three genes. Depending on the expression of regulatory factors, five different cell dtypesT expressing various protein isoforms with different properties can be
formed. In this example, the binding to a membrane, the
generation of the protein and the binding to other proteins are
regulated by alternative splicing (Fig. 2, examples in Tables
2A and 1). Since phosphorylation events can influence the
assembly of regulatory complexes, the formation of alternative protein isoforms can be regulated by external stimuli
that influence phosphorylation patterns (Fig. 2E), which
further increases the number of cell-type-specific protein
combinations. At first glance, the expression of different
protein isoforms appears completely unrelated, but can be
traced down to a limited set of regulatory factors, once the
regulatory mechanism is understood (Fig. 2). The emerging
determination of target genes showed that a biological
meaningful network of genes is regulated by a tissue-specific
splicing factor (Ule et al., 2003), resulting in coordinated
responses of protein expression patterns to a single
regulatory factor. Although most splicing factors are not
tissue specific, but a have characteristic concentration in a
certain tissue (Hanamura et al., 1998), it is possible that
similar biological, meaningful responses exist to specific
concentrations of factors.
To learn more about these mechanistically and functionally intriguing gene networks, we need to determine the
physiological target genes of more splicing factors, create
model systems that predict alternative exon regulation and
assess the physiological role of the coordinated change in
protein isoforms. Since alternative splicing pathways
change continuously during physiological processes, it will
be important to work out the signal transduction pathways
leading to the spliceosome and determine their mechanisms
of action.
Acknowledgments
This work was supported by the European Union (QLRTCT-2001-02062).
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