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Neurocase: The Neural Basis of Cognition
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Steroid-responsive encephalopathy subsequently
associated with Alzheimer's disease pathology: A
case series
Farrah J. Mat een
ab
Richard J. Caselli
d
b
, Keit h A. Josephs , Joseph E. Parisi
, Kej al Kant arci
e
, Clifford Jack Jr
e
b c
b
, Daniel A. Drubach ,
& Bradley F. Boeve
a
Depart ment of Neurology, Johns Hopkins Universit y, Balt imore, MD, USA
b
Depart ment of Neurology, Mayo Clinic, Rochest er, MN, USA
b
c
Depart ment of Laborat ory Medicine and Pat hology, Mayo Clinic, Rochest er, MN,
USA
d
Depart ment of Neurology, Mayo Clinic, Scot t sdale, AZ, USA
e
Depart ment of Diagnost ic Radiology, Mayo Clinic, Rochest er, MN, USA
Version of record first published: 30 Jun 2011.
To cite this article: Farrah J. Mat een , Keit h A. Josephs , Joseph E. Parisi , Daniel A. Drubach , Richard J. Caselli ,
Kej al Kant arci , Clifford Jack Jr & Bradley F. Boeve (2012): St eroid-responsive encephalopat hy subsequent ly
associat ed wit h Alzheimer's disease pat hology: A case series, Neurocase: The Neural Basis of Cognit ion, 18:1, 1-12
To link to this article: ht t p:/ / dx.doi.org/ 10.1080/ 13554794.2010.547503
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NEUROCASE
2012, 18 (1), 1–12
Steroid-responsive encephalopathy subsequently
associated with Alzheimer’s disease pathology:
A case series
Farrah J. Mateen1,2 , Keith A. Josephs2 , Joseph E. Parisi2,3 , Daniel A. Drubach2 ,
Richard J. Caselli4 , Kejal Kantarci5 , Clifford Jack Jr5 , and Bradley F. Boeve2
1
Department of Neurology, Johns Hopkins University, Baltimore, MD, USA
Department of Neurology, Mayo Clinic, Rochester, MN, USA
3
Department of Laboratory Medicine and Pathology, Mayo Clinic, Rochester, MN, USA
4
Department of Neurology, Mayo Clinic, Scottsdale, AZ, USA
5
Department of Diagnostic Radiology, Mayo Clinic, Rochester, MN, USA
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2
Background: Steroid-responsive encephalopathies can be considered vasculitic or non-vasculitic. Clinicopathological studies of non-vasculitic steroid-responsive encephalopathy are unusual, but can explain the range of
diagnoses consistent with a steroid-responsive presentation in life. Objective: To extend the range of clinical features
and pathological findings consistent with steroid-responsive encephalopathy. Design, methods, and patients: A clinicopathological case series of four patients (two women, ages 54–71 years) with steroid-responsive encephalopathy
followed at this institution until the time of death. Results: Clinical features were suggestive of Creutzfeld–Jakob
disease (CJD), dementia with Lewy bodies (DLB), and parkinsonism, but pathological examination revealed only
Alzheimer’s disease-related findings without evidence of Lewy bodies or prion disease in all cases. All patients
demonstrated marked, sustained improvement following steroid treatment, based on clinical, magnetic resonance
imaging, and/or electroencephalogram studies. Alzheimer’s disease was not diagnosed in life due to the atypical
clinical features, lack of hippocampal atrophy on brain imaging, and a dramatic symptomatic response to steroids.
Conclusions: Steroid-responsive encephalopathy is the clinical presentation of some patients with Alzheimer’s disease-related pathology at autopsy, and can be consistent with the clinical diagnoses of parkinsonism, DLB, or CJD
disease in life.
Keywords: Alzheimer’s disease; Corticosteroids; Dementia; Encephalopathy; Hashimoto’s encephalopathy;
Neuropathology.
There is growing interest and awareness of the
steroid-responsive encephalopathies and the potential treatment benefit that can occur in some
patients with these disorders. The pathological
findings among patients with steroid-responsive
encephalopathies are often unknown to treating
clinicians because the condition improves with
available treatment. The underlying causes are
multiple and can include both vasculitic and nonvasculitic etiologies. In the case of non-vasculitic
Conflicts of interest/financial disclosures: Drs Mateen, Drubach, Parisi, Lennon, Kentarci, Jack, Caselli, and Josephs have no conflicts
of interest to report. Dr Boeve has received grant support from Myriad Pharmaceuticals and an honorarium from GE Healthcare. Dr
Kantarci has received grant support from the National Institutes of Health (K23 AG030935 (NIH/NIA), R01 AG11378 (NIH/NIA)
and P50 AG16574 (NIH/NIA)).
Address correspondence to Bradley F. Boeve, Department of Neurology, Mayo Clinic 200 1st Street SW, Rochester, Minnesota 55905,
USA. (E-mail: bboeve@mayo.edu).
c 2012 Psychology Press, an imprint of the Taylor & Francis Group, an Informa business
http://www.psypress.com/neurocase
http://dx.doi.org/10.1080/13554794.2010.547503
2
MATEEN ET AL.
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TABLE 1
Proposed classification of autoimmune encephalopathies
I. NON-VASCULITIC
a. Pathogenic antibody specific (e.g.,voltage-gated
potassium channel antibodies)
i. Paraneoplastic
ii. Non-paraneoplastic
b. No known pathogenic antibody (but association with
seropositivity of some general autoimmune condition
exists) (e.g., non-vasculitic autoimmune
meningoencephalopathy (NAIM))
i. Thyroid autoimmunity
ii. Other autoimmune disorders
II. VASCULITIC
a. Primary
i. Autoimmune
b. Secondary
i. Autoimmune
ii. Infectious
III. AMYLOID ANGIOPATHY-ASSOCIATED
INFLAMMATORY
causes, the additional lack of a pathogen-specific
antibody may raise the possibility of non-vasculitic
autoimmune meningoencephalopathy or NAIM
(Table 1).
Clues to the diagnosis of NAIM include an acute
or subacute onset, presence of headache, seizures,
or status epilepticus, clinical and/or laboratory evidence of autoimmunity, evidence of inflammation
on cerebrospinal fluid (CSF) examination, marked
abnormalities on electroencephalography (EEG),
or some combination of these (Caselli, Boeve,
Scheithauer, O’Duffy, & Hunder, 1999; Castillo et
al., 2006). In many instances, however, the diagnosis of NAIM is considered only after structural,
infectious, paraneoplastic, toxic, and metabolic etiologies have been excluded. High dose corticosteroid treatment often results in complete or near
complete resolution of all neurologic signs, symptoms, and EEG abnormalities (Schäuble, Castillo,
Boeve, & Westmoreland, 2003). Diagnosis of nonvasculitic steroid-responsive encephalopathies can
be particularly challenging in individuals who
have a rapidly progressive course accompanied
by myoclonus, therefore suggesting Creutzfeldt–
Jakob disease (CJD); in older individuals with
fluctuations in alertness and cognition, accompanied by visual hallucinations and/or parkinsonism, therefore suggesting dementia with Lewy bodies (DLB); and in those with a relatively young
age of onset and prominent behavioral changes
and psychosis, therefore suggesting schizophrenia
or frontotemporal dementia (FTD). If cerebral
angiography reveals findings suggestive of primary
central nervous system vasculitis (PCNSV) a trial
of high doses corticosteroids, and in some patients,
cyclophosphamide administration is warranted.
Meningeal/brain biopsy is often considered, but
is only rarely performed. In the absence of tissue
confirmation, another way to potentially differentiate NAIM from a neurodegenerative, prion, or
psychotic disorder is to empirically treat with highdose corticosteroids, as dramatic clinical improvement would be expected with NAIM but not the
other conditions.
Little histopathologic data exist on the steroidresponsive encephalopathies, and the findings have
been variable. Most cases associated with thyroid
peroxidase (TPO) or antithyroglobulin antibodies
(often termed ‘Hashimoto’s encephalopathy’) have
had perivascular inflammation involving veins and
venules (Doherty et al., 2002; Nolte, Unbehaun,
Sieker, Kloss, & Paulus, 2000), with only a few cases
showing true vasculitis involving arteries and arterioles (Duffey, Yee, Reid, & Bridges, 2003; Shibata,
Yamamoto, Sunami, Suga, & Yamashita, 1992). In
some instances, no distinctive abnormalities have
been seen in the meninges or brain parenchyma
(Oide et al., 2004; Perrot et al., 2002; Striano
et al., 2006). Brain biopsies in cases with NAIM
associated with Sjögren’s syndrome have shown
perivascular inflammation without true vasculitis
(Caselli et al., 1991, 1993, 1999), and one case of
NAIM lacking autoantibodies had panencephalitis at autopsy (Josephs, Rubino, & Dickson, 2004).
Neuropsychiatric lupus may also present with striking MRI findings without evidence of inflammation
at autopsy (Prabhakaran et al., 2005).
One of the case reports noted above involved a
77-year-old woman with hypokinesia and rigidity
leading to a diagnosis of Parkinson’s disease (PD)
(Nolte et al., 2000). At autopsy, leptomeningeal
lymphocytic infiltrates were identified in venules
with sparse senile plaques and neurofibrillary tangles. The density was too minimal to warrant the
pathologic diagnosis of Alzheimer’s disease, and
vascular amyloid, nigral degeneration, and Lewy
bodies were all absent (Nolte et al., 2000). This is
the only published case, to our knowledge, with
NAIM who clearly improved with corticosteroids,
had other clinical features suggesting PD, and who
subsequently had Alzheimer-type changes upon
histological examination.
We have recently encountered four patients who
experienced a steroid-responsive encephalopathy in
which autopsy revealed Alzheimer’s disease-related
pathology and/or Aβ-related amyloid deposition
STEROID-RESPONSIVE ENCEPHALOPATHY WITH AD PATHOLOGY
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in the walls of the small cerebral vessels. All were
followed longitudinally with a clinically typical
course for steroid-responsive encephalopathy and
possibly NAIM, yet autopsy revealed Alzheimer’s
disease pathology. Inflammatory changes in the
meninges, brain parenchyma, and intracranial vessels were absent, and three of these cases exhibited varying degrees of parkinsonism prior to
death. Due to the uncertain relationship between
a frank autoimmune inflammatory encephalopathy and Alzheimer’s disease (in which inflammatory
mechanisms are regarded as integral to the degenerative cascade), we present these cases in the context
of the available pertinent literature.
CASE SERIES
Case 1
A 70-year-old woman had a 5-month history
of confusion, cognitive decline, hypersomnolence,
new-onset bi-frontal headaches, word blocking,
emotional lability, and intermittent dysnomia. She
could no longer balance her checkbook or drive her
car. Her family described her movements as ‘slow’.
She had treated hypothyroidism.
Examination revealed constructional apraxia
and attentional difficulties (unable to repeat
more than 5 numeric digits) with relatively preserved delayed recall. Her upgaze was diminished.
There was subtle unilateral decreased arm swing
and increased tone. The initial clinical impression was possible DLB. While she met criteria for clinically probable DLB (McKeith et al.,
1996), a non-neurodegenerative cause was suspected based on the short course and prominent
headaches.
Investigations revealed a sedimentation rate of
39 mm/1 h, thyroid stimulating hormone (TSH)
mildly elevated at 5.8 mIU/l, and TPO antibodies elevated at 90 IU/ml (Table 2). Lyme serology, RPR, paraneoplastic panel, and other infectious studies were negative. MRI showed parenchymal changes in the right frontal and left occipital
regions (Figure 1A, B) with diffuse pial enhancement with gadolinium. Cerebral angiogram was
normal. No significant hippocampal atrophy was
evident on subsequent MRI scans (Figure 1C);
meningeal/brain biopsy was declined.
Although the abnormalities seen on neuroimaging were viewed as atypical for NAIM, a diagnosis of possible NAIM led to methylprednisolone
3
(IVMP) treatment. One week after completion,
she returned to her cognitive baseline, and the
headaches and hypersomnolence resolved. One
month later, the MRI showed resolution of
the parenchymal and meningeal abnormalities
(Figure 1D, E). She was followed annually with
clinical examinations, neuropsychological assessments, and MRI scans of the brain (not shown),
and was functionally independent for the next 4
years, never requiring additional corticosteroids.
Throughout this time, her diagnosis was mild cognitive impairment plus mild parkinsonism, not significant enough to warrant cholinesterase inhibitor or
dopaminergic therapy. Multiple microhemorrhagic
foci and left frontal superficial siderosis were noted
in the gradient recalled echo sequence (Figure 1F).
Four years after initial presentation, she experienced a subtle decline in cognition over 5 months,
then several TIA-like spells over 3 days, and died
suddenly due to a massive cerebral hemorrhage.
Autopsy revealed diffuse amyloid angiopathy in the
leptomeningeal and parenchymal arterioles, moderate neocortical neuritic plaques, and moderate
neurofibrillary tangles in the temporal limbic and
neocortical structures (Braak stage V), satisfying
NIA-Reagan criteria for high likelihood AD. No
evidence of vasculitis or inflammation was present.
There were no Lewy bodies or Lewy neurites.
Case 2
A 54-year-old former business executive presented
with 4 years of progressive hypersomnolence, reclusiveness, and cognitive deficits, marked by prominent memory loss. Her family first noted this
change following cosmetic face-lift surgery, when
she became unable to recall names and lists. She was
easily disoriented, forgot conversations, misplaced
objects, and wrote checks for incorrect amounts.
Eventually, she was unable to turn on her computer
or recognize previously familiar people. A 3-month
course of donepezil did not lead to improvement.
She had flat affect, hypoproductive speech, mild
left upper extremity cogwheeling, and difficulty
with every basic task of mental status testing (9/38
on the Kokmen Test of Mental Status, KTMS
(Kokmen, Smith, Petersen, Tangalos, & Ivnik,
1991) 5/30 on the Mini-Mental State Examination,
MMSE).
Autoantibodies were elevated (Table 2). Brain
MRI showed moderate atrophy primarily involving the left frontal and posterior temporoparietal
cortices without significant hippocampal atrophy
4
MATEEN ET AL.
TABLE 2
Summary of clinical and pathological data
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Case 1
Case 2
Case 3
Age of onset/sex
Presenting signs &
symptoms
70F
Cognitive
impairment,
hypersomnolence,
bifrontal headache
54F
Cognitive
impairment,
seclusiveness,
seizures
67M
Cognitive
impairment, left
hemineglect, left
arm and leg
choreoathetotic
movements,
hallucinations
Cognitive status
STMS 32/38
STMS 9/38 MMSE
5/30
Semi-comatose
(mental status
testing impossible)
Abnormal serum
laboratory
findings
TPO Ab 90 (N<40),
TSH 5.8 (N
0.30–5.0 mIU/l)
IgM phospholipid
Ab 37.9 (no
normal range,
usually negative)
Abnormal CSF
findings
Protein 55 mg/dL
(N<45 mg/dL)
EEG findings
Dysrhythmia grade 1
generalized,
maximal
bitemporal
ANA 4.1 (N<1.0)
RF (25 IU/ml) Ab
to ENA 137.3
(N<25 units)
U1RNP 152.2
units (N<25.0)
ceruloplasmin
52.7 (N 22.9–43.1
mg/dL)
Normal except
Neuron Specific
Enolase 29.1
ng/ml (14–3–3
normal)
Dysrhythmia grade 3
with right
temporal sharp
waves, bilateral
TIRDA
MRI findings
Multiple cortical and
subcortical
enhancing lesions
in the occipital,
parietal, and
posterior temporal
lobes bilaterally,
multiple micro
hemorrhages and
left frontal
superficial
siderosis
2, 3
1 g IVMP×5 days
ApoE genotype
Treatment
Outcome
Cognitive status
post-treatment
Relapse
Case 4
71M
Cognitive
impairment,
behavioral change
with anger and
emotional lability,
somnolence,
bowel & bladder
incontinence
Oriented to person
and time, not
place. Poor
delayed recall
TPO Ab 48 (N<40)
Thyroxin binding
globulin 11 (N
12–26 µg/mL)
Protein 65 mg/dL; 7
total nucleated
cells (N≤5)
Protein 112 mg/dL
Dysrhythmia grade
1, asymmetric and
maximal over the
left temporal area
Moderate
generalized
neocortical
atrophy,
leukoariaosis
Increased cortical T2
signal in right
frontal region
Dysrhythmia grade 3
with moderately
severe diffuse
irregularities with
excess slow wave
activity in the
background
Mild generalized
neocortical
atrophy
3, 4
1 g IVMP×5 days
NP
1 g IVMP×5 days
Complete return to
neurologic
baseline, mild and
intermittent
headache
STMS 34–37/38
NP
187.5 mg IV
DXMS×5 days,
given twice 6
months apart
Increased
verbalization,
improved memory
and word finding,
reduced abulia
MMSE 20/30
Near complete
return to
neurologic
baseline
Near complete
return to
neurologic
baseline
STMS 31/38
STMS 29/38
No
Yes
Yes
Yes
STEROID-RESPONSIVE ENCEPHALOPATHY WITH AD PATHOLOGY
5
TABLE 2
(Continued)
Age at death
Pathologic findings
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Braak NFT
stage/NIAReagan
Case 1
Case 2
Case 3
Case 4
75
Severe diffuse
amyloid
angiopathy, No
evidence of
inflammation or
vasculitis No
Lewy body/Lewy
neurite pathology
V/high likelihood
55
Severe patchy
amyloid
angiopathy, No
evidence of
inflammation or
vasculitis No
Lewy body/Lewy
neurite pathology
VI/high likelihood
73
Moderate diffuse
amyloid
angiopathy, No
evidence of
inflammation or
vasculitis No
Lewy body/Lewy
neurite pathology
IV/intermediate
likelihood
75
Mild patchy amyloid
angiopathy, No
evidence of
inflammation or
vasculitis No
Lewy body/Lewy
neurite pathology
VI/high likelihood
Abbreviations: Ab, antibody; ANA, antinuclear antigen; DXMS, dexamethazone; ENA, extractable nuclear antigens; IVMP, intravenous methylprednisolone; MMSE, Mini-Mental State Examination score; NIA-Reagan, National Institute on Aging-Reagan
Institute Criteria; NFT, neurofibrillary tangle; NP, not performed; RF, Rheumatoid Factor; STMS, Short Test of Mental Status
score; TIRDA, temporal intermittent rhythmic delta activity; TPO, thyroperoxidase.
A
B
D
E
C
F
Figure 1. MRI brain of Case 1.
(Figure 2). There was severely reduced uptake in
the left frontal, temporal, and parietal cortices
on single photon emission computed tomography
(SPECT).
Given her persistent symptoms, combined with a
high suspicion of an autoimmune encephalopathy,
she received a trial of dexamethasone. On day 5,
her speech was clearer, with less word searching
(MMSE 20/30). Her husband remarked on her
improved memory and volition, reduced abulia,
and lack of word-finding difficulties. She returned
home, independent in many but not all activities of
daily living (ADLs). Her neuropsychiatric features
were almost nonexistent.
Three months later, she had insidious cognitive
decline, with need for repeat inpatient psychiatric
6
MATEEN ET AL.
A
B
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Figure 2. MRI brain of Case 2.
hospitalization by 6 months. She was nearly dependent for all ADLs due to profound memory loss
and disorganization. She became seclusive, tearful,
agitated, depressed, and expressed suicidal plans.
Clonazepam and escitalopram were tried without
noticeable benefit. ANA, ENA, and U1RNP
remained elevated. Cerebral angiogram and CSF
analysis was normal. Dexamethasone for 5 days
and then oral prednisone was given. She became
more calm and cooperative, but required quetiapine thrice daily and lorazepam, each evening, for
agitation. She was dismissed on oral prednisone 60
mg daily.
Three months later, she rapidly declined, experiencing medication-refractory seizures, and died
despite treatment. Autopsy revealed frequent neocortical neuritic plaques and diffuse neocortical
neurofibrillary tangles (Braak stage VI) characteristic of high-likelihood AD. There was no evidence
of vasculitis or inflammation and no Lewy bodies
or Lewy neurites.
Case 3
A 67-year-old male farmer presented with recurrent episodes of encephalopathy associated with
subjective fever, frontal headaches, neck stiffness,
anorexia, nausea, incontinence, lethargy, and visual
hallucinations. He was unable to care for himself.
His first two episodes were similar and each
lasted less than 1 week. Symptoms spontaneously
resolved. The third episode was more severe with
subjective left-sided weakness and hemineglect. He
was obtunded upon presentation, with eye opening
to speech or sternal rub only. He had inappropriate speech and was completely disoriented. (More
detailed mental status testing was not possible due
to his disorientation and obtundation.) Bizarre,
choreoathetotic movements were observed in his
left upper extremity with left plantar drift. There
was diffuse hyporeflexia with bilateral plantar flexor
responses.
Extensive work up was unrevealing, including
autoimmune panel with TPO antibody titre, HSVPCR, and two cerebral angiograms. MRI showed
increased T2 signal on fluid-attenuated inversion
recovery (FLAIR) along the right frontoparietal
cortical ribbon suggestive of CJD, as well as hazy
increased T2 signal in much of the supratentorial
white matter (Figure 3A).
Right frontal meningeal and brain biopsy was
normal. IVMP was given with markedly improved
alertness and orientation to month and year, by
day 1. He was able to make jokes with his relatives, and continued to slowly improve after 5 days,
with resolved hallucinations, choreoathetoid movements, and incontinence. MRI performed 2 weeks
after completion of the methylprednisolone trial
showed resolution in the T2 signal abnormality,
although the hazy white matter signal changes persisted (Figure 3B). He was fully independent by
hospital dismissal, and returned to managing his
finances again and performing occupational tasks.
The MRI changes resolved completely (KTMS
31/28 at 9 months).
Over the following 5 years, he experienced less
dramatic periods of encephalopathy, reasonably
well-managed with oral prednisone. After experiencing a lacunar caudate infarct, with a negative
work-up for cardioembolism, he was treated with
cyclophosphamide with excellent symptomatic
control.
Five years after initial presentation, he experienced cognitive decline, visual hallucinations, delusions, and parkinsonism, and was diagnosed with
probable DLB. MRI of the brain again showed
the hazy increased signal in the cerebral white
matter (not shown), and only mild hippocampal atrophy (Figure 3C). He did not benefit from
donepezil. His progression continued until death, 1
year later, whereupon neuropathologic examination
showed moderate neocortical neuritic plaques and
sparse neocortical neurofibrillary tangles (Braak
stage IV) characteristic of intermediate likelihood
AD, and moderate diffuse amyloid angiopathy. No
histopathologic evidence of vasculitis or inflammation was present. There were no Lewy bodies or
Lewy neurites.
Case 4
A 71-year-old man with a 2-year history of
angiogenic myeloid metaplasia had a 6-month
STEROID-RESPONSIVE ENCEPHALOPATHY WITH AD PATHOLOGY
7
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A
B
C
Figure 3. MRI brain of Case 3.
course of rapidly progressive forgetfulness, behavioral change, agitation, and low-grade headaches
following laparoscopic cholecystectomy. He had
experienced post-operative delirium, but this had
resolved in hospital. After returning home, he slept
up to 18 hours daily and had episodes of erratic
driving, incoherent babbling, and emotional lability. There was new episodic bowel and bladder
incontinence and unstable gait. He was brought
to medical attention after he was unable to bathe
himself.
He was oriented to time and person. He could not
remember where he lived, and recalled zero of four
objects after one and 5 minutes. There was mild dysmetria. Negative studies included protein 14–3–3,
neuron specific enolase, paraneoplastic panel, and
brain MRI.
Atypical CJD was suspected, but considering
an elevation in TPO antibodies (Table 2), he was
started on IVMP. There was no change by day 5. He
was dismissed to a nursing home on 100 mg daily
oral prednisone.
Over the following week, he experienced marked
cognitive and functional improvements. He was
able to feed and bathe himself and the incontinence ceased. He returned home and performed household and farm chores with little difficulty. He began using the microwave, shower,
and television remote control properly. Although
he reported persistent forgetfulness by 3 weeks
post-hospitalization (29/38 KTMS), his overt confusion and headaches resolved. At 9 months, he
performed all ADLs, maintained his own finances,
and drove a car.
Months afterwards, he developed asymmetric
parkinsonism, and then increased encephalopathy
thought to be associated with progression of his
myeloid metaplasia. He died at 30 months after
his initial neurologic presentation. Neuropathologic
examination showed moderate patchy amyloid
angiopathy, frequent neocortical neuritic plaques
and diffuse neocortical neurofibrillary tangles
(Braak stage VI), all consistent with high likelihood
AD, but no evidence of vasculitis, inflammation, or
Lewy body pathology.
DISCUSSION
Herein, we present four cases with the following shared key features: (1) steroid-responsive
encephalopathy, (2) unrevealing investigation for
rheumatological and paraneoplastic disorders, (3)
Alzheimer’s disease-related pathology on brain
tissue examination, (4) prominent behavioral
change as a key feature in symptomatic improvement and decline, and (5) absence of typical
symptoms and imaging features of Alzheimer’s
disease. Encephalopathy with steroid responsivity
subsequently associated with AD pathology has
not been reported to our knowledge. In 1966,
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8
MATEEN ET AL.
Brain et al. described a case of encephalopathy that
‘waxed and waned for over a year’ in a 48-year-old
man who also had Hashimoto’s disease of the thyroid (Brain, Jellinek, & Ball, 1966). Brain tissue was
never examined in the originally described patient
and his condition did not respond to steroids.
Nonetheless, more than 100 subsequent cases of
presumed ‘Hashimoto’s encephalopathy’ have been
reported in which steroid-responsivity has been
considered a defining feature. This has included less
than 10 autopsy-based cases. Isolated pathological
reports reveal perivascular lymphocytic infiltration,
particularly in the walls of small vessels (Castillo
et al., 2006; Chong, Rowland, & Utiger, 2003;
Duffey et al., 2003; Nolte et al., 2000) without
vasculitis, but not in all cases (Striano et al., 2006).
Other nonspecific markers than thyroid antibodies
occur in a minority of patients including elevated
sedimentation rate (Castillo et al., 2006; Chong
et al., 2003) C-reactive protein, and ANA (Chong
et al., 2003).
In 1999, the terms ‘steroid-responsive encephalopathy associated with autoimmune thyroiditis’
(SREAT) and ‘nonvasculitic autoimmune inflammatory meningoencephalitis’ (NAIM) were coined
to describe five encephalopathic patients with clinical steroid responsivity (Caselli et al., 1999). The
intent of the new terminology was to encompass
a wider group of diseases that were ultimately
steroid-responsive but could be related to a variety
of possible diseases including systemic lupus erythematosus, Sjögren’s syndrome, and eosinophilic
syndrome, as well as Hashimoto’s encephalopathy. Other diseases within this categorization could
include vasculitis without vasculitic changes on
brain biopsy (potentially due to mild or early
disease) or autoimmune encephalopathies due to
recognized autoantibodies such as voltage-gated
potassium-channel antibodies.
Response in the five patients initially reported
as ‘NAIM’ ranged from modest improvement and
gradual resolution over months to complete remittance of symptoms. Four had elevated concentrations of serum autoantibodies, and all had histological evidence of inflammation on biopsy (brain,
leptomeningeal, or salivary gland). Later, autopsy
of a single case of NAIM revealed panencephalitis
without vasculitis (Josephs et al., 2004). A subsequent case of probable NAIM (without autopsy)
was reported to mimic CJD (Chong et al., 2003)
with steroid-responsive parkinsonian features of
rest tremor, shuffling gait, and cogwheel rigidity. However, a pathological case series of NAIM
included a majority of steroid-‘nonresponders’
making steroid-responsivity an uncertain defining
criterion for NAIM; rather, NAIM is best considered a clinicopathological diagnosis marked quite
literally by non-vasculitic meningoencephalitis on
tissue examination and/or imaging preceded by a
presumed autoimmune encephalopathy in life. It
has been proposed that Hashimoto’s encephalopathy represents just one form of NAIM (Caselli et al.,
1999). In fact, multiple disease entities show a tendency towards steroid responsivity, but the core features, age predilection, test results, and/or autopsy
features have important differences (Table 3).
In this series, although all cases would fall under
the broad categorization of steroid-responsive
encephalopathy, cases 1 and 4 could be considered
examples of ‘Hashimoto’s encephalopathy’. These
cases revealed a combination of clouded consciousness, cognitive dysfunction, headaches, and high
serum concentrations of TPO antibodies (Chong
et al., 2003). These same patients (1,4) were once
thought to have CJD. Three cases (1,3,4) had clinical features suggesting Lewy body disease, but
Lewy bodies were absent. None had sufficient
hippocampal atrophy to strongly suspect evolving
Alzheimer’s disease, and two had MRI abnormalities that resolved following steroid treatment. There
was no evidence of vasculitis or inflammation of
any kind on brain biopsy (n = 1), cerebral angiography (n = 2), or autopsy (all 4).
The present cases are unique in the existing literature because they document a coincidence of
Alzheimer’s disease-related pathology with a clinical condition that is steroid responsive. The number
of people with Alzheimer’s disease and amnestic
mild cognitive impairment who experience benefit from steroids is unknown to the authors, but
we postulate that β-amyloid deposition in the
brain can rarely be responsible for an inflammatory encephalopathic condition. Alternatively, an
inflammatory condition in the brain may prompt
the deposition of Aβ. Both theories remain somewhat speculative.
Therefore, steroid responsivity of the symptoms
in these patients may be either coincidental or
related to the inflammation-neurodegeneration cascade that has been postulated to exist for β-amyloid
deposition in the brain (Esiri & Wilcock, 1986;
Ginsberg, Geddes, & Valentine, 1988; Mandybur &
Balko, 1992; Sarazin et al., 2002; Sudo & Tashiro,
1998).
In 2005, Scolding et al. introduced the term ‘Aβrelated angiopathy’ (ABRA) for the rare condition
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TABLE 3
Comparisons between steroid-responsive encephalopathies and the four cases in this report
SREAT1
PACNS2
Varies – mostly in
middle-aged to
elderly adults
Core features
Encephalopathy
often
accompanied by
stroke-like
episodes,
psychosis,
myoclonus,
seizures PLUS
Elevated thyroid
antibodies (see
below)
Antibody
associations
None
Antithyroid
microsomal,
Antithyroid
peroxidase
Antithyroglobulin
Usually normal, or Usually abnormal,
with elevated
only mildly
protein and
elevated protein
lymphocytic
pleocytosis
Usually normal, or Confluent and
multifocal white
only nonspecific
matter lesions,
age-related
CSF findings
MRI findings
Mostly in
middle-aged to
elderly adults
Acute demyelinating
Encephalomyelitis5
Neuropsychiatric lupus4
Varies – Both adults and children
Encephalopathy often
Encephalopathy
accompanied by stroke-like
often
episodes, psychosis, movement
accompanied by
disorder, headache PLUS
multifocal
Elevated ANA May have frank
neurologic signs
vasculitis, microangiopathy,
and symptoms ±
arterial thrombosis and infarcts
headache PLUS
Amyloid
angiopathy PLUS
Patchy
inflammation of
the small and
medium-sized
cerebral and
leptomeningeal
arteries
None
Anti-neuronal Anti-phospholipid
Antiribosomal-P
Most common in children &
adolescents, F>M
Our cases
54–71 years
Encephalopathy
Encephalopathy accompanied by
accompanied by
florid white matter changes on
varying degrees of
MRI Usually monophasic
behavioral changes,
inflammatory demyelinating
somnolence, headache,
disease (can be recurrent); often
movement disorder
w/ antecedent febrile prodrome,
viral infection, or vaccination
None
No consistent profile
Normal to mildly elevated
Usually abnormal with elevated
Variably abnormal, Often but not always abnormal,
protein
protein, lymphocytic pleocytosis,
with elevated protein and
with elevated
and increased oligoclonal bands
lymphocytic pleocytosis
protein and
lymphocytic
pleocytosis
Focal parenchymal
Variable, but usually Patchy gray matter hyperintensities Variable lesions, small or large,
changes (n = 2).
multifocal and asymmetric
not localized to a major
abnormal with
Resolving white matter
distribution, predominantly
cerebrovascular territory.
confluent and
STEROID-RESPONSIVE ENCEPHALOPATHY WITH AD PATHOLOGY
Varies – mostly in
middle-aged
adults but can
occur in children
Encephalopathy
often
accompanied by
multifocal
neurologic signs
and symptoms,
and headache
PLUS Patchy
inflammation of
the small and
medium-sized
cerebral and
leptomeningeal
arteries
Age
Mixed amyloid
angiopathy with
angiitis3
9
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changes
Diffuse
increased
signal in white
matter is seen
rarely
EEG
Steroid
responsivity?
Biopsy/Autopsy
findings
Almost always
abnormal,
with slowing ±
epileptiform
activity
Yes (by
definition)
IVIG or PLEX
sometimes
needed
Often normal
Lymphocytic
infiltration of
small vessels,
perivascular
cuffs of
lymphocytic
cells rarely
reported Very
few case
reports
PACNS2
Neuropsychiatric lupus4
Punctate, T2-high
signal, transient
periventricular and
subcortical white
matter changes May
show accompanying
venous sinus
thrombosis, brain
atrophy, infarction,
myelopathy. May be
normal.
Almost always abnormal,
with slowing ±
epileptiform activity
sometimes
with space
occupying
lesions
mimicking
tumor
multifocal
white matter
lesions,
sometimes
with space
occupying
lesions
mimicking
tumor
Often abnormal,
with slowing
Often abnormal,
with slowing
Usually
Usually
Usually
Cyclophosphamide
often needed
Cyclophosphamide
often needed
Cyclophosphamide
sometimes needed
Mixed
inflammatory
cell infiltrate in
the small and
medium sized
vessels with
fibrinoid
necrosis in the
leptomeninges
and/or
cerebral cortex
Amyloid
angiopathy
PLUS Mixed
inflammatory
cell infiltrate in
the small and
medium sized
vessels with
fibrinoid
necrosis in the
leptomeninges
and/or
cerebral cortex
Variable – normal to
lymphocytic infiltration
or pervascular cuffing
to frank vasculitis and
necrosis
Acute demyelinating
Encephalomyelitis5
affecting white matter,
many variations exist
including
periventricular lesions
(in 60%) and initially N
scans
Our cases
changes on T2
FLAIR (n = 1).
Pial enhancement
(n = 1) Atrophy
No specific findings
reported
Moderate slowing
Usually
Yes – in all 4 cases
Cyclophosphamide
needed in 1 case
Sleeve-like demyelination
in hypercellular areas of
lymphocytic perivenous
inflammation
Note: 1 See Duffey et al. (2006), Brain et al. (1966), and Paulus and Nolte (2003).
2 See Scolding et al. (2005), Kadkhodayan et al. (2004), Kumar, Wijdicks, Brown, Parisi, and Hammond (1997), and Riemer et al. (1997).
3 See Ginsberg et al. (1988), Mandybur and Balko (1992), Sudo and Tashiro (1998), and Scolding et al. (2005).
4 See Graham and Jan (2003), Hanley (2005), Trysberg and Tarkowski (2004), and West (2003).
5 See Schwarz, Mohr, Knauth, Wildemann, and Storch-Hagenlocher (2001), Tan et al. (2004), Wingerchuk (2006), and Wingerchuk (2003).
Amyloid angiopathy
PLUS Neuritic
plaques and
neurofibrillary
tangles
characteristic of
Alzheimer’s
disease NO
evidence of
inflammation or
vasculitis
MATEEN ET AL.
SREAT1
Mixed amyloid
angiopathy
with angiitis3
10
TABLE 3
(Continued)
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STEROID-RESPONSIVE ENCEPHALOPATHY WITH AD PATHOLOGY
in which (Aβ) is deposited in the small cerebral
vessels (Scolding, Joseph, Kirby, Mazanti, & Gray,
2005). Nine histology-positive cases of ABRA were
reported (median age 72 years) and three showed
improvement following immunosuppression. The
pathological findings in our cases fit most closely
with ABRA in three of the presented cases. ABRA
is consistent with a normal cerebral angiogram
(Kadkhodayan, Alreshaid, Moran, Cross III, &
Powers, 2004) as occurred in two of our cases
and does not imply the presence of a larger vessel
vasculitis.
In vitro Aβ is known to induce an inflammatory
response in endothelial cells (Furlan, Brambilla,
Sanvito, Roccatagliata, & Olivieri, 2003; Weiner
& Selkoe, 2002) and can induce an interferongamma dependent meningoencephalitis in a mouse
model of AD. Therefore, Aβ may induce an innate
inflammatory response once it is deposited in the
vasculature of the small vessels with consequent
activation of astrocytes, microglia and complement, cyotokine release, and free radical formation
(Weiner & Selkoe, 2002). Conversely, an inflammatory reaction may be responsible for the deposition
of Aβ, and anitflammatory treatment may hypothetically quell such deposition (Hoffman Snyder,
Mishark, Caviness, Drazkowski, & Caselli, 2006;
Weiner & Selkoe, 2002).
Identification of the subset of patients with AD
who harbour a vigorous inflammatory response
to Aβ may soon prove crucial. Approximately 6%
of participants developed meningoencephalitis in
the clinical trial of AN-1792 -parenteral Aβ synthetic peptide ‘vaccination’ for AD (Furlan et al.,
2003), necessitating discontinuation of the phase
II trial. Attempts to link the presence or titer of
Aβ antibodies were unhelpful in identifying the few
patients who developed a self-limited inflammatory
reaction (Scolding et al., 2005). Thus, an indeterminate factor(s) might be responsible in some individuals who would presumably not be well-suited for
Aβ-vaccination. Gathering characteristics of these
patients could be a first step in identifying this
important subgroup.
Finally, it is possible that there is an altogether
different cause of the encephalopathies reported
above. We cannot rule out that the AD-pathology
is coincidental given its high prevalence in the
aging population. Our cases differ from previously reported ABRA in that all of the patients
in the present series had evidence of elevated
autoantibodies. It was precisely these antibodies, of
otherwise dubious significance, that led to steroid
11
therapy and eventual improvement of symptoms.
Why three of our four cases subsequently developed
clinical features suggesting underlying Lewy body
disease is still not clear.
Yet these four cases underscore an important
new observation – some patients may have elements
of both an autoimmune/inflammatory and a neurodegenerative condition. Corticosteroid treatment
can offer months or years of improved neurologic
functioning and quality of life in these presumably
exceptional cases.
Original manuscript received 25 January 2010
Revised manuscript accepted 2 December 2010
First published online 9 July 2011
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