Archaeol Anthropol Sci
DOI 10.1007/s12520-016-0343-y
ORIGINAL PAPER
Unraveling a Neanderthal palimpsest from a zooarcheological
and taphonomic perspective
Maria Joana Gabucio 1,2 & Isabel Cáceres 1,2 & Florent Rivals 1,2,3 & Amèlia Bargalló 1,2 &
Jordi Rosell 1,2 & Palmira Saladié 1,2,4 & Josep Vallverdú 1,2 & Manuel Vaquero 1,2 &
Eudald Carbonell 1,2
Received: 22 February 2016 / Accepted: 10 May 2016
# Springer-Verlag Berlin Heidelberg 2016
Abstract Practically all archeological assemblages are palimpsests. In spite of the high temporal resolution of Abric
Romaní site, level O, dated to around 55 ka, is not an exception. This paper focuses on a zooarcheological and taphonomic analysis of this level, paying special attention to spatial and
temporal approaches. The main goal is to unravel the palimpsest at the finest possible level by using different methods and
techniques, such as archeostratigraphy, anatomical and taxonomical identification, taphonomic analysis, faunal refits and
tooth wear analysis. The results obtained are compared to
ethnoarcheological data so as to interpret site structure. In
addition, activities carried out over different time spans (from
individual episodes to long-term behaviors) are detected, and
their spatial extent is explored, allowing to do inferences on
settlement dynamics. This leads us to discuss the temporal and
spatial scales over which Neanderthals carried out different
activities within the site, and how they can be studied through
the archeological record.
Electronic supplementary material The online version of this article
(doi:10.1007/s12520-016-0343-y) contains supplementary material,
which is available to authorized users.
* Maria Joana Gabucio
mj.gabucio@gmail.com
1
IPHES, Institut Català de Paleoecologia Humana i Evolució Social,
C/ Marcel·lí i Domingo s/n Edifici W3, 43007 Tarragona, Spain
2
Àrea de Prehistòria, Universitat Rovira i Virgili (URV), Avinguda de
Catalunya 35, 43002 Tarragona, Spain
3
ICREA, Barcelona, Spain
4
GQP-CG, Grupo Quaternário e Pré-História do Centro de
Geociências (ulandD 73 - FCT), Coimbra, Portugal
Keywords Spatial analysis . Faunal refits . Tooth microwear
analysis . Site structure . Time spans . Abric Romaní
Introduction
Cultural deposits are commonly the result of several occupational events that occurred in the same space, forming palimpsests. In addition, the material traces of these occupational
events are usually deposited with remains of natural origin,
and may be altered, partially destroyed, or reworked as a result
of a process of superimposition (Bailey 2007; Lucas 2005,
2012). Archeologists have confronted the challenge of
interpreting palimpsests roughly in two main ways: (1) by
attempting to dissect them into associations that are more
finely resolved, focusing on individual episodes or events, or
(2) by understanding the palimpsest as a whole and directing
their research on long-term behaviors.
On the one hand, individualizing accumulations derived
from different events, by establishing diachronic and synchronic relationships between them, is a difficult task, especially when the palimpsest occurs not only vertically (overlapping at the same point) but also horizontally (different accumulations spread out spatially, some of them potentially contemporaneous). Consequently, dissecting palimpsests requires
the use of different methods and techniques, such as
archeostratigraphy, micromorphology, taphonomy, refits,
mathematically based methods, etc. These studies have more
frequently been conducted from technological and
geoarcheological approaches, and rarely the faunal remains
have been considered (Audouze and Enloe 1997; Enloe
2012; Vaquero et al. 2007, 2012a, b; Hovers et al. 2011;
Carbonell 2012; Rosell et al. 2012; Machado et al. 2013;
Machado and Pérez 2016; Bargalló et al. 2016).
Archaeol Anthropol Sci
On the other hand, interpreting palimpsests from a largescale perspective requires researchers to work on a coarse
temporal resolution, as defended by supporters of time
perspectivism. Time perspectivism treats all archeological material records as palimpsests and asserts that there is a relationship between the time scale over which such records can be
resolved and the types of research questions they can be used
to answer (Bailey 2007; Holdaway and Wandsnider 2008).
Some behavioral aspects may be archeological visible only
if an activity occurs repeatedly at a specific place, and this
cannot be studied from an event perspective.
There is controversy about the strengths and weakness
of these approaches (Bailey 2007; Hovers et al. 2011;
Vaquero et al. 2012a; Holdaway and Wandsnider 2008).
However, both ways of dealing with palimpsests may actually converge, and it is possible to approach work on an
assemblage from the perspectives of different time scales
(Sewell 1996; Harding 2005; Vaquero et al. 2012a;
Machado and Pérez 2016).
This work focuses on the faunal assemblage of the Abric
Romaní level O. Level O, in spite of the high temporal resolution of Abric Romaní, is obviously a palimpsest. This paper
tries to find criteria for unraveling the palimpsest at the finest
possible level through zooarcheological and taphonomic
methods, including faunal refits and tooth microwear analyses. The patterns observed have been compared to
ethnoarcheological data with the aim of interpreting the site
structure. Finally, the temporal and spatial scales over which
different Neanderthal activities occurred, and how they can be
perceived from the archeological record, are considered.
The Abric Romaní site
The Abric Romaní site is a travertine rock shelter placed at
265 m a.s.l. in the town of Capellades (Barcelona, Spain), on
the west bank of the Anoia River. In this location, the valley
forms a narrow gorge (BCongost de Capellades^) connecting
the coastal plains (Vallés-Penedés basin) to the inland plains
(Ebro basin) through the Prelitoral chain. Its strategic geographical and geological position, at the crossroads of several
ecosystems, offered prehistoric groups a wide variety of
resources.
The stratigraphic sequence was dated by radiocarbon analysis and U-series to between 40 and 70 ka BP (Bischoff et al.
1988; Fig. 1), being recently expanded to reach 110 ky (Sharp
et al. 2016). It is composed of several thin archeological levels
(16 excavated thus far) separated by thick sterile travertine
platforms. This travertine platforms were formed rapidly (rate
of sedimentation of 0.46 mm/year), providing high temporal
resolution (Vallverdú et al. 2012b). All the archeological
layers belong to the Middle Paleolithic period except for level
A, which is associated with the Proto-aurignacian.
This high temporal resolution, combined with a field methodology based on extensive excavation (up to 300 m2) and the
use of Cartesian coordinates, made it possible to study spatial
behaviors and settlement patterns. The sedimentary context
also resulted in excellent preservation of wood imprints and
hearths (Vallverdú et al. 2012a; Solé et al. 2013). Hearths have
been used as a proxy in recognizing activity areas, along with
the spatial distribution of lithic and faunal remains (Vaquero
and Pastó 2001; Carbonell 2012). Archeostratigraphy and lithic and faunal refits were used to identify synchronic and diachronic patterns (Sañudo et al. 2012; Rosell et al. 2012;
Vaquero et al. 2007, 2012a, b).
The remains analyzed for this study came from level O and
were excavated between 2004 and 2011, over an area of about
278 m2. The level has been dated by U series to 54.6 ± 0.4 ka
(Vallverdú et al. 2012b; Vaquero et al. 2013). Over 40,000
remains were recovered and coordinated (using Cartesian coordinates) from level O, including lithic tools (23,399), faunal
remains (9,299), wood imprints (109), pieces of charcoal, and
other materials. Additionally, 63 combustion structures were
documented.
Methods
Archeostratigraphy and distribution by sectors
In cultural deposits, there may be a vertical stratification of
archeological items as a result of different overlapping occupational events. In this context, archeostratigraphic analysis
makes it possible to identify the diachronic relationship between cultural deposits by delimiting continuous sterile layers,
which are indicative of times when there was no anthropic
presence (Canals 1993; Chenorkian 1988).
A previous archeostratigraphic study defined the boundary
between level O and levels N (top) and P (bottom) and explored the archeostratigraphic nature of level O by using the
coordinates of all the archeological material available
(Bargalló 2014; Gabucio and Bargalló 2012; Gabucio et al.
2012). Based on this previous study, this work analyzed the
distribution of the faunal remains from level O. Longitudinal,
cross-sectional and oblique profiles, with a thickness of between 25 and 10 cm, were used. In the first stage, profiles were
plotted across the entire surface, in order to identify the continuous sterile layers separating the different archeolevels. In
the second stage, shorter profiles were plotted in those areas
where a thinner sterile layer was detected separating different
microlevels within an archeolevel.
Once the archeostratigraphic analysis had been made, the
faunal remains of each archeolevel were plotted and divided
horizontally into different sectors, based on the distribution
observed. The objective of this division was to facilitate the
identification of local accumulations of items related to
Archaeol Anthropol Sci
Fig. 1 Location of the Abric Romaní site (Capellades, Barccelona) in
relation to the Iberian Peninsula (top left) and the region near the town of
Capellades (middle left). General stratigraphy and level dating of the
Abric Romaní (top right). Level O in the excavation of 2005 (bottom
left) and 2010 (bottom right)
specific events or activities. The boundaries of the sectors,
although artificial, were determined using criteria such as the
clustering of the remains, the slope, the location of the elements that could determine the space (rock shelter walls,
hearths, etc.), and refitting connections.
the portion (relative to the length of the complete skeletal
element), the side (cranial, lateral, caudal, or medial) and the
estimated age at death (based on criteria of tooth eruption,
replacement and wear, and epiphysial fusion), were specified.
In order to include in the study bones that could not be
identified taxonomically, all the remains have been grouped
into weight sizes, based on a modification to the criteria proposed by Bunn (1986): (1) very small (<20 kg); (2) small (20–
100 kg); (3) medium (100–300 kg); (4) large (300–1,000 kg).
Likewise, bones that could not be identified at the anatomical
Anatomical and taxonomic analysis
Faunal remains were analyzed both anatomically and taxonomically. Whenever possible, the laterality (left or right),
Archaeol Anthropol Sci
level were classified into three categories: long bones (from
limbs), flat bones (axial and cranial skeleton), and articular
bones (carpals, tarsals, sesamoides).
On the basis of this identification, the assemblage was
quantified by calculating the following: NSP (Number of
Specimens), NISP (Number of Identified Specimens), MNE
(Minimum Number of Elements), MNI (Minimum Number of
Individuals), and % Skeletal Survival Rate (%SSR; Brain
1981; Lyman 1994). The MNE was established using the
overlap of landmarks and portions and taking into account
criteria such as laterality, size, tooth wear pattern, and refits
(Saladié et al. 2011). The MNI was obtained from the skeletal
element having the highest MNE for each taxon identified.
Finally, we explored the distribution of the remains according
their taxonomic group, anatomical element, region in the
element, and individual identified.
Analysis of bone modification
With respect to bone breakage, limb bones longer than 3 cm
were analyzed based on Villa and Mahieu (1991) in order to
establish the state of the bones (green or dry) when they were
broken. The completeness of all the bone fragments relative to
the complete skeletal element, both in length and in circumference, was also considered, adapting previous works (Bunn
1983). The causes of the fractures were investigated by analyzing the structural and surface damage, such as percussion
pits, percussion notches, impact flakes, adhering flakes and
peeling (Capaldo and Blumenschine 1994; Pickering and
Egeland 2006; White 1992; Pickering et al. 2013).
Modifications to bone surfaces were observed using both
macroscopic and microscopic techniques (Olympus SZ11 stereomicroscope and ESEM FEI QUANTA 600). Cut marks
were analyzed in terms of their morphology (slice, scrape,
chop, or saw marks), location, distribution, and orientation in
the bones (Binford 1981; Bromage and Boyde 1984; NoeNygaard 1989; Potts and Shipman 1981; Shipman 1983;
Shipman and Rose 1983). Burn patterns were analyzed on the
basis of the degrees proposed by Stiner et al. (1995). Nonanthropogenic alterations and processes, such as carnivore
damage, water abrasion, plant activity, trampling, and manganese oxide pigmentation, were also identified (Binford 1981;
Lyman 1994; Shahack-Gross et al. 1997; Fernández López
2000; Cáceres 2002; Fernández-Jalvo and Andrews 2003;
Blasco et al. 2008). The degree and location of all these alterations were recorded, as well as their sequence (by taking into
account the overlap between them). Lastly, the distribution of
the remains showing different alterations was also explored.
Tooth wear analysis
Microwear features of dental enamel were examined using
a low magnification stereomicroscope on high-resolution
epoxy casts of teeth following the cleansing, molding,
casting, and examination protocol developed by
Solounias and Semprebon (2002) and Semprebon et al.
(2004). After cleaning, the occlusal surface of each specimen was molded using high-resolution silicone, and casts
were created using clear epoxy resin. The casts were observed under incident light with a Zeiss Stemi 2000C
stereomicroscope at ×35 magnification, using the refractive properties of the transparent cast to reveal microfeatures on the enamel. The number of microwear scars
on the enamel (i.e., elongated scratches and rounded pits)
within a surface area of 0.16 mm2 was counted.
The method used to detect whether the assemblage is
the result of multiple death events or a single one was
based on assumed changes over time in the food resources
available to the animals (Rivals et al. 2009a). Microwear
patterns in herbivorous ungulates hunted by humans indicate differences between samples of animals hunted during a single season and those that were hunted over an
entire year (or longer periods). The standard deviation
(SD) and the coefficient of variation (CV) were used to
evaluate the variation of the microwear pattern following
the classification tool proposed by Rivals et al. (2015).
The variability in the number of scratches permits to classify the sample and estimate the duration as short event,
long-continued event, or two separated short events
(Rivals et al. 2015). This method was applied to the teeth
of Bos primigenius, Equus ferus, and Cervus elaphus
from archeolevel Ob. However, as only one individual
of C. elaphus was well preserved enough to permit
microwear analysis, the CV could not be calculated for
this taxon. Likewise, the microwear data from level Oa
cannot be reported or interpreted because the number of
individuals that provided suitable teeth for microwear
analysis is very low.
Faunal refits
Concerning faunal refits, the terminology proposed by
Todd (1987), Todd and Stanford (1992), and Lyman
(1994), and the methods developed by Fernández-Laso
(2010) were followed. All the remains longer than 1 cm
were taken into account. Two types of refits were observed: anatomical refits (i.e., dental series and articulated
elements) and mechanical refits (conjoined fragments
from the same broken element; Lyman 1994). In all cases,
the location of the remains of the same refit, the distances
between them, and their taphonomic features were noted.
In addition, the analysis of the mechanical refits included
the state of the bone at the time of fracture (dry or green)
and the origin of the fractures (anthropogenic percussion,
fire, carnivore damage, or post-depositional process).
Faunal refits can provide very valuable information on
Archaeol Anthropol Sci
taphonomic, behavioral, and palaeoeconomic issues related to archeological assemblages (Enloe 1995; FernándezLaso 2010), and also help us to infer the patterns of synchrony and diachrony in archeological palimpsests
(Audouze and Enloe 1997; Rosell et al. 2012).
Results
Archeostratigraphy, elements that determine the space,
and sectors
During the archeostratigraphic analysis, three different
archeolevels were detected: Oa, Ob, and Oc (Fig. 2). In turn,
in the inner area, archeolevel Ob could be divided into two
microlevels (Ob1 and Ob2), separated by a thin, discontinuous
sterile layer. This classification into archeolevels and
microlevels is the same as that observed through spatial analysis of the lithic remains (Bargalló 2014; Bargalló et al. 2016).
Oa is the upper archeolevel. In most grid squares, its thickness is less than 20 cm, although in some it can be more than
30 cm thick. This archeolevel shows a general slope towards
the archeological SW (11.4°), and contains 486 faunal remains.
Ob is thicker (up to 55 cm), slopes more steeply (a SW
slope of 12.92°) and contains more remains (8,615) than
archeolevel Oa. As the separation into microlevels was only
possible in some areas, all the data from archeolevel Ob will
be presented together, although the microlevels will be taken
into account in the interpretation.
The archeolevel Oc is not well preserved, with only five
faunal remains clustered at two different points towards the
archeological W of the rock shelter (grid squares T61 and P-R/
58-59). In addition, there are 189 remains that could not be
assigned to any archeolevel, because their coordinates are
approximate or because they were located in a place where
the Oa and Ob archeolevels were in contact, becoming indistinguishable in archeostratigraphic terms. This occurs in the
SW area of the rock shelter, at some points around grid squares
M-R/57-60. This work therefore focuses on the remains classified into archeolevels Oa and Ob.
A significant change in the extent and the distribution of
faunal remains is observed between the Oa and Ob
archeolevels (Fig. 3). This fact was conditioned by a change
in both the depth and morphology of the rock shelter wall.
Figure 3 shows the location of combustion structures, blocks,
wood imprints, and other elements that may have influenced
how the Neanderthal groups used the space.
The horizontal surface of the Oa and Ob archeolevels
was divided into different sectors: four in Oa (1, 2, 3, 4)
and five in Ob (5, 6, 7, 8, 9). Figure 4 shows the distribution of these sectors.
Archeolevel Oa
Anatomical and taxonomic analysis
Archeolevel Oa contains 486 faunal remains. Four taxa were
identified: B. primigenius (MNI = 3), E. ferus, C. elaphus, and
Oryctolagus cuniculus (MNI = 1 for each; Table 1). Among
the remains classified into weight sizes, the medium and large
animals are the best represented. Regarding skeletal identification, % SSR shows fairly low values in all the weight groups
(Fig. 5). In general terms, cranial and limb bones are the most
common; axial elements, carpals, and tarsals are scarcer; and
no phalanges were identified.
The remains of B. primigenius, clearly dominated by the
proximal appendicular skeleton, tended to be clustered towards
the archeological E, especially in sector 1 (Fig. 6). All the
Fig. 2 Profile projections showing the different archeolevels and microlevels identified at level O
Archaeol Anthropol Sci
Fig. 3 Location of different elements (combustion structures, wood imprints, blocks) that may have influence how the Neanderthal groups
used the space
elements located in sectors 1 and 2 are from the proximal appendicular skeleton, including the right tibiae from three different adult individuals. Instead, two metapodial and one maxilla
were recovered from the outermost area (sectors 3 and 4).
In contrast, the elements identified as from E. ferus, C.
elaphus, and O. cuniculus do not show any clear pattern.
Two tibiae (one right and the other left; sectors 1 and 4), one
hemimandible (with M1–M3 teeth, sector 3) and one isolated
tooth (PM2 inf., sector 3) were identified as horse (Fig. 6). Deer
remains were found distributed throughout all the archeolevel
and are grouped into cranial (mandible) and limb elements
(Fig. 6). The leporid elements are isolated teeth, one coxal and
Archaeol Anthropol Sci
Fig. 4 Distribution of the different sectors established in archeolevels Oa and Ob
one calcaneus. This taxon is present in all the sectors except in
sector 1 (Fig. 6). However, some bones from a very small sized
animal that was not identified were recovered in this sector.
Remains that could not be taxonomically identified, which were
classified into large and medium weight groups, were found
distributed over the entire surface.
Structural and surface modification
The results of this section are summarized in Table 2 and in
Figs. 7 and 8. All the remains from archeolevel Oa were broken, except for an articular bone of a medium-sized animal. In
most cases, each fragment represents less than 1/5 of the
Archaeol Anthropol Sci
Table 1 NISP, MNE, MNI, and approximate age of death from
sublevel Oa by taxonomic groups
Taxa
NISP
MNE
MNI
Age
B. primigenius
E. ferus
C. elaphus
O. cuniculus
16
11
3
3 ad.
4
18
8
3
9
3
1
1
1
1 ad.
1 ad.
1 ad.
Large size
79
3
–
–
Medium size
Small size
97
14
1
3
–
–
–
–
Very small size
Unidentified
6
244
1
–
–
–
–
–
Total
486
34
6 ad.
length and 1/4 of the circumference of the complete skeletal
element. Among long bones over 3 cm, most of the fractures
seen are curved, oblique and smooth indicating green-bone
breakage. Likewise, 33.3 % of the material shows structural
damage related to intentional bone breakage, highlighting the
number of impact flakes. This percentage varies widely across
sectors, being higher in sectors 2, 1, and 4, and lower in sector
3. Within sector 1, structural damage seems to be clustered at
two points. The elements affected are mainly the long bones of
large- and medium-sized animals.
Cut marks were identified on 31 bones (6.4 %), being more
frequent in sectors 1 and 3. Most of them are slices, although
saw marks and chop marks were also detected. There are cut
marks on aurochs, deer, large- and medium-sized animals and
unidentified remains. Cut marks were usually found on diaphyses and metaphyses of proximal appendicular bones from
large- and medium-sized animals, and were mainly related
to defleshing activities. Some marks, however have been associated with skinning (on metapodials, sectors 1 and 3) or
viscera removal (on the internal side of a rib, sector 4).
Modification by burning affects 43 % of the assemblage.
The percentage is highest in sector 1, followed by sectors 3, 2,
and 4. Low and moderate degrees of burning (partially or
Fig. 5 % Skeletal survival rate of archeolevel Oa calculated by weight
size groups
totally rubefacted or charred) are prevalent, whereas high degrees of burning (partially or totally calcined) are rare, and are
absent in sectors 3 and 4. The distribution of burned remains is
linked to the locations of hearths: all the fully calcined remains
were found inside combustion structures, and the other burned
remains tend to be near them, being within or close to hearths
(Figs. 3 and 7). Nevertheless, some burned remains were recovered some meters away from the nearest combustion structure in sectors 1 and 4.
Tooth marks and rodent gnawing are scarce (0.6 and
3.1 %, respectively) and affect remains recovered towards
the archeological E. Rounded and polished surfaces
caused by water activity are quite common in Oa (42
and 23.3 %, respectively), although most items show
and initial degee. Sectors 4 and 2 show the highest rates,
but rounding is more frequent in sector 4 and polishing in
sector 2. Modifications caused by plant activity were also
frequently found (33.1 %). Cementation is present in
46.5 % of the assemblage, reaching 67.1 % in sector 4,
although this alteration generally covers a small part of
the remains. Cracking (28 %) is also especially abundant
in sector 4. Finally, trampling and manganese oxide pigmentation were less scarcer. More information related to
non-anthropogenic taphonomic alterations is available as
Electronic supplementary material (ESM).
Refits
In archeolevel Oa, 12 refits were identified, grouping 31
remains connected by 17 lines (refitting rate of 6.38 %).
Data related to these refits are summarized in Table 3 and
represented in Fig. 9. Most refitting groups are made up
of only two remains, but one refit connects three remains
and another four remains. Most refits were separated by
less than 50 cm (66.67 %). Consequently, refits are generally local.
Only one group was identified at the taxonomical and anatomical level: a tibia of B. primigenius. The connecting line,
which crosses sector 1 from side to side, is the longest in Oa
(5.30 m). The other refits involve long bones from large- or
medium-sized animals and unidentified remains.
All the refits are mechanical. Two refitting groups, connected by a considerable distance, were broken when green: the
refit identified as a tibia of B. primigenius and other refit
connecting two impact flakes of a long bone from a largesized animal. Both show evidence of intentional breakage by
percussion. In addition, there are cut marks on a fragment of
the tibia.
The other refitted remains have been fitted together at
points where dry fractures occurred. In most cases, these are
burned remains that were fractured by the action of fire or by
post-depositional agents acting after it, and in general were
found very short distances apart. Nevertheless, in the
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Fig. 6 Distribution of identified
specimens from Oa by skeletal
segment and taxon. The numbers
indicate the different individuals
identified
outermost area (sectors 3 and 4) there are two mechanical
refits related to dry-bone breakage with connecting lines over
1 m long. In both cases, the refitted remains located furthest
from the wall of the rock shelter seem have been moved from
locations further north by gravitational or post-depositional
movements.
Table 2
There is no evidence of carnivore activity on refitted
bones. Other natural taphonomic modifications are,
however, present (see ESM). For instance, one fragment
of the aurochs tibia (grid square T43) show rodent
marks, and the other (grid square T48) has abraded
surfaces.
Structural and surface modifications observed on sublevel Oa remains by sectors
Oa
Sector 1
Sector 2
Sector 3
Sector 4
General data
Surface area
No. of remains
18 m2
292
10 m2
63
30 m2
55
14 m2
76
Breakage
Length ≤ 2 cm
Length ≥ 5 cm
Structural d.
Cutmarks
Burning
154 (52.74 %)
31 (10.62 %)
104 (35.62 %)
22 (7.53 %)
145 (49.66 %)
11 (3.77 %)
2 (0.68 %)
9 (3.08 %)
R: 115 (39.38 %)
P: 63 (21.58 %)
102 (34.93 %)
76 (26.03 %)
121 (41.44 %)
22 (7.53 %)
34 (53.97 %)
10 (15.87 %)
34 (49.21 %)
2 (3.17 %)
23 (36.51 %)
4 (6.35 %)
0
1 (1.59 %)
R: 29 (46.03 %)
P: 21 (33.33 %)
18 (28.57 %)
16 (25.40 %)
34 (53.97 %)
19 (29.69 %)
19 (34.54 %)
22 (40 %)
4 (7.27 %)
4 (7.27 %)
24 (43.64 %)
0
1 (1.82 %)
5 (9.09 %)
R: 20 (36.36 %)
P: 10 (18.18 %)
25 (45.45 %)
10 (18.18 %)
21 (38.18 %)
6 (10.90 %)
37 (48.68 %)
13 (17.11 %)
20 (26.32 %)
3 (3.95 %)
17 (22.37 %)
0
0
0
R: 40 (52.63 %)
P: 19 (25.00 %)
17 (22.37 %)
34 (44.74 %)
51 (67.11 %)
10 (13.16 %)
Anthrop. alteration
Natural alteration
Carnivore act.
Rodent act.
Water activity
Plant activity
Cracking
Cementation
Mn oxide pig.
B
C
Structural d structural damage related to bone breakage, such as impact flakes or percussion notches. Anthrop. alteration anthropological alteration, B
burned, C calcined, Carnivore act. carnivore activity, Rodent act. rodent activity, R rounding, P polishing, Mn oxide pig. manganese oxide pigmentation
Archaeol Anthropol Sci
Fig. 7 a Distribution of the
remains from Oa by burning
degree. b Distribution of the
remains from Oa showing
cutmarks, breakage damage,
punctures, or rodent marks
Subevel Ob
Anatomical and taxonomic analysis
There are 8,615 faunal remains in archeolevel Ob. C. elaphus,
B. primigenius and E. ferus are the taxa with the highest MNI
(three adults and one immature of each), followed by O.
cuniculus and S. hemitoechus (Table 4). The other identified
taxa, listed below, are each represented by only one adult:
Ursus sp., Rupicapra sp., Felis silvestris and an unidentified
bird. Very few remains were found of Ursus sp., Rupicapra
sp. or the birds. In contrast, the wildcat is represented by an
almost-complete skeleton (Gabucio et al. 2014a).
Of the remains classified into sizes by weight, medium
and large animals are best represented. The % SSR calculated for these weight categories indicates that cranial and
proximal appendicular skeletons are the best represented,
whereas few remains of the axial skeleton, basipodial
bones, or phalanges were found (Fig. 10). The remains
classified into weight size groups were found scattered
all over the surface.
S. hemitoechus, although scarce, is present in all the sectors
(Fig. 11). Almost all the remains are teeth (a mandible containing M2 and M3, some isolated teeth and some dental fragments), although a carpal bone was also identified in sector 5.
Some of the teeth recovered from sectors 7 and 8 belonged to
an immature individual, and the other remains to an adult
individual.
The remains of B. primigenius are scattered throughout all
the sectors except sector 5 (Fig. 11). Isolated teeth were quite
common, and an accumulation of fragmented teeth in grid
squares W52–53 should be especially noted. Limb bones were
also abundant. Interestingly, all the remains from sector 6 for
which laterality could be indicated are left, including four
fragments of tibia that belonged to at least two different adult
individuals. In sector 8, however—where a greater variety of
skeletal elements was found—right laterality clearly dominate, especially among limb elements. Teeth provided the
highest MNI value for B. primigenius (Table 4). Teeth that
appear to come from the same individual (an adult significantly smaller than the two other adult individuals) were recovered
from three different sectors: 6, 7, and 8 (Fig. 11). All the teeth
Archaeol Anthropol Sci
Fig. 8 Distribution of the remains from Oa showing post-depositional alterations. Classification by alteration degree
assigned to the other two adult individuals, however, were
found in a cluster in sector 8. Lastly, fragments of immature
teeth were found throughout the whole of the area. Tooth
microwear analysis indicates a high variability in the numbers
of scratches (Table 5).
E. ferus is present in all the sectors (Fig. 11). The items
most commonly found were isolated teeth and dental fragments, especially in sector 7. Teeth also provided the highest
MNI value for E. ferus (Table 4). The remains associated with
each adult individual were located in different sectors: 6 (an
isolated tooth), 7 (three isolated teeth, two of them refitted),
Table 3 Faunal refits identified
at sublevel Oa by sectors
and 9 (an isolated tooth; Fig. 11). The tooth (dP4 sup) which
made it possible to determine the approximate age of the juvenile individual (between 2.5 and 3.5) was recovered from
sector 6, although fragments of deciduous teeth and germs of
permanent teeth were also found in sector 7. Tooth microwear
analysis gave a very low CV and SD for the number of
scratches (Table 5).
As for C. elaphus, it was identified in all the sectors
(Fig. 11). This taxon is represented by a wide range of skeletal
elements, although appendicular ones were most commonly
found. Many teeth were also recovered, and the accumulation
Oa
Quantification
Distance
Connections
Type
Refitting groups
Refitted remains
Refitting rate
Max. remains by refit
Connection lines
Maximal distance
Average distance
Different sublevels
Different sectors
Mechanical
Green
Dry
Sector 1
Sector 2
Sector 3
Sector 4
7
14
4.79 %
2
7
530 cm
109.10 cm
No
No
2
5
1
2
3.18 %
2
1
29.43 cm
29.43 cm
No
No
–
1
1
4
7. 27 %
4
5
134 cm
134 cm
No
No
–
1
3
7
9.21
3
4
262.30 cm
92.83 cm
No
No
–
3
Max. maximum, Green mechanical refits broken when green, Dry mechanical refits broken when dry
Archaeol Anthropol Sci
Fig. 9 Connecting lines between refitted remains from archeolevel Oa. a Classification according to taxonomic group. b Clasification according to
skeletal segment or type of bone. c classification according to refit type
of dental fragments in the inner area of sector 7 should be
highlighted. In this taxon, the element with the highest MNE
and MNI is the left tibia. It is curious that three tibiae from
three different adult individuals were clustered in sector 8,
whereas the tibia of an immature individual was recovered
Table 4 NISP, MNE, MNI, and approximate age of death from
sublevel Ob by taxonomic groups
Taxa
NSP
MNE
MNI
Age
S. hemitoechus
B. primigenius
E. ferus
Ursus sp.
C. elaphus
Rupicapra sp.
Felis silvestris
O. cunifculus
Birds
Large size
Medium size
Small size
Very small size
Unidentified
Total
10
73
51
2
183
1
100
38
5
981
1,764
255
48
5,104
8,615
3
28
13
1
40
1
72
25
5
8
10
6
1
–
214
2
4
4
1
4
1
1
3
1
–
–
–
–
–
21
1 ad., 1 im.
3 ad., 1 im.
3 ad., 1 juv.
1 ad.
3 ad., 1 im.
1 ad.
1 ad.
3 ad.
1 ad.
ad. adult, im. immature
from sector 7. Other immature remains (teeth and
metapodials) were distributed throughout sectors 6, 7, 8 and
9. The presence of different elements, such as the right tibia
and the left femur, also points to an accumulation of different
adult individuals in sector 8.
Remains of O. cuniclus were present in all the sectors
(Fig. 11), including a wide variety of different elements. The
left humerus provided the highest MNI. The humeri of two of
these individuals were located in an accumulation in the outermost area of sector 6. Other elements, such as the right tibia,
also indicate that there were two adult individuals in the same
accumulation.
17 ad., 4 im.
Fig. 10 % Skeletal Survival Rate of archeolevel Ob calculated by weight
size groups
Archaeol Anthropol Sci
Fig. 11 Distribution of identified specimens from Ob by skeletal segment and taxon. The numbers indicate the different individuals identified, and the
Bi^ the immature individuals
Unlike previous analyzed taxa, F. silvestris was found concentrated within a 5-m2 area in sector 9 (Fig. 11). All its remains belonged to a single, nearly complete adult individual
(Gabucio et al. 2014a). In general terms, proximal appendicular elements were more widely dispersed than the other skeletal elements.
Bird remains were found clustered in two points: three
remains (humerus, radius, and ulna) in sector 6, grid squares
R-S/42; and two remains (a femur and a long bone) in sector 8
(Fig. 11). The remaining taxa, Ursus sp. and Rupicapra sp.,
were recovered from sector 8. Taking into account the size, the
laterality (one right and the other left) and the wear use (very
Table 5 Summary of the tooth microwear data for the ungulates from
level Ob
Ob
Scratches
N teeth
B. primigenius
C. elaphusa
E. ferus
N
CV
SD
8
19.25
0.211
4.062
1
7
13.63
22.50
–
0.052
–
1.245
N average numbers of scratches, CV coefficient of variation, SD standard
deviation
a
N and CV for four teeth of the same individual
similar in both), the two remains of bear (two canines) seem to
have come from the same individual.
Structural and surface modification
The observed modifications are shown in Table 6 and Figs. 12
and 13. Only 44 remains from archeolevel Ob are whole elements, 39 of which have been identified as F. silvestris.
Almost all the remains represent less than 1/5 of the length
and 1/4 of the circumference of the complete skeletal element.
As a consequence, 59.4 % of the items are no more than 2 cm
long and only 5.5 % over 5 cm. However, these percentages
fluctuate from one sector to another. An analysis of the fractures indicates that long bones of over 3 cm were mostly
broken when green. Moreover, several remains (15.8 %) show
structural damage related to intentional bone breakage, especially impact flakes. The damaged elements are mainly the
long bones of large- and medium-sized animals. This modification was most frequently found in sectors 6 and 8, although
no specific accumulations were observed.
Of the remains, 4.9 % present cut marks. The taxonomic
groups that show cut marks are B. primigenius, E. ferus, C.
elaphus, F. silvestris, all the weight size categories and the
unidentified bones. Slicing marks were most frequently observed, although scrape marks, saw marks and chop marks are
also present. Most of them, located on the diaphyses and
Archaeol Anthropol Sci
Table 6
Structural and surface modifications observed on sublevel Ob remains by sectors
Ob
Sector 5
Sector 6
Sector 7
Sector 8
Sector 9
Gen. data
Surface area
No. of remains
22 m2
104
47 m2
988
33 m2
2,945
29 m2
4,408
12 m2
170
Breakage
Length ≤ 2 cm
Length ≥ 5 cm
23 (22.12 %)
26 (25.00 %)
506 (51.21 %)
79 (8.00 %)
2,304 (78.23 %)
91 (3.10 %)
2,194 (49.77 %)
248 (5.63 %)
86 (50.59 %)
26 (15.29 %)
Structural d.
14 (3.46 %)
128 (12.96 %)
236 (8.01 %)
970 (22.01 %)
14 (8.23 %)
Anthrop. alteration
Cutmarks
Burning
6 (5.77 %)
B: 77 (74.04 %)
TC: 2 (1.92 %)
42 (4.25 %)
510 (51.62 %)
60 (6.07 %)
123 (4.18 %)
2,125 (72.15 %)
1,000 (52.42 %)
247 (5.63 %)
1,998 (45.33 %)
320 (7.26 %)
4 (2.35 %)
41 (24.11 %)
0
Carnivore act.
1 (0.96 %)
6 (0.61 %)
10 (0.34 %)
19 (0.43 %)
2 (2.28 %)
Rodent act.
Water activity
1 (0.96 %)
R: 15 (14.42 %)
4 (0.40 %)
R: 285 (28.85 %)
0
R: 454 (15.42 %)
4 (0.09 %)
R: 949 (21.53 %)
1 (0.59 %)
R: 47 (27.65 %)
Plant activity
P: 7 (6.63 %)
51 (49.04 %)
P: 232 (23.48 %)
252 (25.51 %)
P: 320 (10.87 %)
198 (6.72 %)
P: 679 (15.40 %)
966 (21.91 %)
P: 34 (20.00 %)
122 (71.76 %)
Cracking
Cementation
Mn oxide pig.
21 (20.19 %)
29 (27.88 %)
0
188 (19.03 %)
210 (21.26 %)
136 (13.77 %)
288 (9.78 %)
284 (9.64 %)
171 (5.81 %)
921 (20.89 %)
575 (13.04 %)
337 (7.65 %)
52 (30.59 %)
63 (37.06 %)
7 (4.12 %)
Natural alteration
B
C
Structural d. structural damage related to bone breakage, such as impact flakes or percussion notches, Anthrop. Alterarion anthropological alteration, B
burned, C calcined, Carnivore/Rodent act. carnivore/rodent activity, R rounding, P polishing, Mn oxide pig. manganese oxide pigmentation
Fig. 12 a Distribution of the
remains from Ob by burning
degree. b Distribution of the
remains from Ob showing
cutmarks, breakage damage,
punctures or rodent marks
Archaeol Anthropol Sci
Fig. 13 Distribution of the remains from Ob showing post-depositional alterations. Classification by alteration degree
metaphyses of limb bones found in all the taxonomic groups,
were made accidentally during defleshing activities (all the
sectors). Other marks may be related to skinning (sectors 7,
8, and 9), disarticulation (8), or removing the viscera (6 and 7),
tongue (6, 7, and 8), or periosteum and fat (6, 7, and 8). Bones
with cut marks were found distributed across the surface, and
no underlying taxa-based pattern has been observed (except
for the felid, clustered in sector 9; Fig. 12).
Burning affected over half of the remains from archeolevel
Ob (55.2 %). However, the number of burned remains found,
as well as the degree of burning, was different for each sector.
Thus, sectors 5 and 7 show a very high percentage of burned
remains (>70 %), although in sector 5 low and moderate degrees of burning predominate, while in sector 7 calcined remains predominate. The burned remains include elements
from all anatomical segments and taxonomic categories, except Ursus sp., Rupicapra sp. and birds. Burned bones tend to
cluster inside hearths. This is especially true of those that were
most severely burnt. However, some burned remains, including a few calcined items, were recovered at some distance
from the nearest hearth. These remains were usually found
towards the archeological S–SW of a hearth (following the
slope).
In general, non-anthropogenic modifications are rarer in
Ob than in Oa and show a low degree of alteration (see
ESM). Very little evidence of carnivore activity was found
in Ob (0.4 %), and modifications by rodents were even scarcer
(0.1 %). However, it should be noted that in the archeological
SE of sector 6, an accumulation of faunal remains contains
two ravaged bones, a digested bone and three other bones with
rodent marks. Regarding plant (18.4 %) and water (rounding,
19.76 %; polishing, 14.76 %) activity, cementation (13.5 %),
cracking (17.06 %), and manganese oxide pigmentation
(7.6 %), the percentage of altered remains fluctuates substantially by sectors, being generally more abundant in the outermost ones and scarcer in sector 7.
Refits
The refits identified in archeolevel Ob are presented in Table 7
and in Fig. 14. A total of 131 refits were detected, grouping
305 remains connected by 204 lines (refitting rate of 3.5 %).
All the sectors contained remains that have been refitted, although refitted items are proportionally more frequent in sector 5. Most of the refitting groups contain only two remains,
but there are groups with 3, 4, 6, 7, and even 13thirteen remains. Although connection lines are generally short, in some
cases they are pretty long. The maximum distance is almost
17 m, and connects sectors 6 and 8. This refit is made up of
two fragments of a lower M3 from an aurochs, which was
fractured when green.
There are refits taxonomically identified as S. hemitoechus
(1 refit), B. primigenius (7), E. ferus (4), C. elaphus (13), F.
silvestris (3), and O. cuniculus (2). The other refitting groups
are classified into weight size groups or remain unidentified.
In general terms, the refitted remains of large animals are
Archaeol Anthropol Sci
Table 7 Faunal refits identified at sublevel Ob by sectors. (Max. maximum, Green mechanical refits broken when green, Dry mechanical refits broken
when dry, Artic. articulated elements)
Ob
Quantification
Sector 5
Sector 6
Sector 7
Sector 8
Sector 9
Refitting groups
7
26
36
56
7
Refitted remains
Refitting rate
Max. remains by refit
26
25.00 %
13
58
5.87 %
7
90
3.06 %
7
115
2.61 %
6
16
9.41 %
4
Connection lines
23
42
59
68
12
Distance
Maximal distance
Average distance
165.45 cm
53.16 cm
1,691.87 cm
105.23 cm
530.00 cm
42.37 cm
1,691.87 cm
44.88 cm
346.30 cm
97.77 cm
Connections
Different sublevels
Different microlevels
No
–
No
–
No
No (Yes 8)
No
Yes
No
–
Different sectors
No
Yes (8)
Yes (8)
Yes (6, 7, 9)
Yes (8)
Type
Anatomical
Dental
Artic.
1
0
0
2
1
0
1
0
0
3
Mechanical
Green
Dry
1
5
9
15
9
23
22
32
2
0
Indet
0
0
3
1
2
connected by longer distances than those of smaller animals.
On the basis of anatomical identification, elements from all
skeletal segments have been refitted, although limb and cranial (especially teeth) ones were the commonest and usually
connected over longer distances.
Only eight refits are anatomical. Of these, three connect
consecutive teeth that fit each other (two of the refits were
deer and one was horse—sectors 5, 7, and 8). The other five
connect articulated appendicular elements from rabbit and
wildcat (sectors 6 and 9). Most refits are mechanical. Some
of them connect at fractures caused when the remains were
green, whereas others are related to bones broken when dry.
Unfortunately, in six cases, the state of the bone at the time of
the breakage could not be determined. Generally, mechanical
refits broken when green tend to connect over longer distances
than mechanical refits broken when dry and anatomical refits.
The mechanical refits will now be explained in more detail.
On the one hand, 40 refits had been broken when green,
and these were most commonly found in sector 8. Most of
them correspond to long bones from medium-sized or large
animals. However, some refitted flat bones, such as mandibles, had also been broken when green. Thirteen refits broken
when green may be directly related to intentional bone breakage by humans, since evidence of this activity (especially
impact flakes and percussion notches) has been identified on
these bones. In addition, six refitting groups of this type show
cut marks, and signs of burning are commonly seen on them.
In contrast, only one refitting group broken when green has
puncture marks caused by carnivore ravaging. Although there
are groups for which the remains show different taphonomic
alterations, natural processes cannot explain the longest connection lines.
On the other hand, 75 refitting groups connect through
fractures made when the bones were already in the dry state.
Most of these refits have been burned, with combinations of
3, 4, and 5 degrees of burning visible on opposite sides, as
occurred in Oa. It seems that many of these remains were
burned after having been deposited, and were broken by fire
or by other post-depositional processes which took place
after burning. Even though refits broken when dry are normally joined by short connection lines, in five cases the
distance exceeds 1 m. Three of these were located in sector
6 and, taking into account the presence of burned remains
outside the hearths and the general slope, it appears that one
or both of the refitted remains of each group could have
been moved locally towards the archeological S or S–W
by gravity or post-depositional processes. In the two cases
located in sector 7, however, there are no criteria to explain
the distance between the refitted remains.
Refits also made it possible to detect local movements in
sector 8. In this case, however, displacements were not only
horizontal but also vertical, connecting both microlevels.
Thus, eleven refits connect remains from Ob1 (ten from
sector 8, one bone from sector 7) with others from Ob2
(all from sector 8).
Discussion
Evidence of anthropogenic activity is very abundant in both
archeolevels Oa and Ob. Taxonomy, age at death, skeletal part
representation, location of cut marks, breakage pattern, and
burn damage all point to Neanderthals having primary and
immediate access to the animals and then intensively
Archaeol Anthropol Sci
Fig. 14 Connecting lines
between refitted remains from
archeolevel Ob. a Classification
according to taxonomic group.
b Clasification according to
skeletal segment or type of
bone. c Classification according
to refit type
exploiting their carcasses (Bunn and Ezzo 1993). In addition,
hunting appears to have been primarily focused on aurochs,
horses, and deer.
This study made it possible to identify some of the
activities that Neanderthals carried out inside the rock
shelter with respect to these animals. In the following
sections, the intrasite organization of these activities and
their spatiotemporal frameworks are discussed. Before
that, however, it is important to consider the postdepositional taphonomic alterations that modified and
even moved some faunal remains. Regarding this, detailed data is available as ESM. Below, we are only
providing the main results that allow us to address the
interpretation of Neanderthal spatial behavior.
In both archeolevels, Oa and Ob, carnivore activity is anecdotal, discouraging from thinking in these animals as important taphonomic accumulators and modificators. Only the
accumulation observed in sector 6 (Ob), and possibly the introduction of mesovertebrates, can be related a priori to carnivores. Post-depositional modifications are clearly more frequent in Oa than in Ob, being especially scarcer in sector 7,
the innermost one of Ob (the area more protected by the rock
shelter cornice). Water abrasion, plant activity, and cementation are the more common alterations, although the reached
Archaeol Anthropol Sci
degree is normally low. The presence of modifications produced by plants (surely mosses), as well as the overlapping of
some alterations would more probably be related to a delay in
burial (more pronounced and evident in Oa) than to a
reelaboration process. The proximity of the rock shelter wall,
the limit of the rock shelter cornice, the slope and the vegetation coverage all seem to have contributed to determining the
distribution of the remains affected by post-deposition alterations. There are evidences suggesting that some materials
were moved in both archeolevels (distance between few
refitted fragments broken in dry, some burned remains found
away from heath, and few remains very rounded). However,
these displacements, probably related to occasional water
flows and gravitional movements, were local (generally very
short distances, and when longer not exceeding 3 m). The
water flows were surely related to an upwelling of water, the
drip line of the cornice, and its associated paleochannel
(Gabucio and Bargalló 2012). Vertical movements of material
have also been detected, but exclusively in sector 8 (Ob),
mainly through the identification of refits between Ob1 and
Ob2 (see ESM). In consequence, we think that results allow us
to do inferences on Neanderthal spatial behavior from the
faunal remains of level O. Nevertheless, as far as sector 8 is
concerned, the exact location of the remains, their classification into microlevels and the distance between the refitted
pieces should be approached with great caution.
Site structure: recognizing different activity areas
Inferring human spatial behavior from site structure is one of
the main goals of Paleolithic Archeology. Ethnoarcheology
offers the most extensive and useful framework for recognizing and understanding the dynamics of past human behavior.
Ethnoarcheological works have defined different occupation
sites (Binford 1978, 1980), including camp sites, which are
understood to be places where people grouped in domestic
units lived and conducted most of their activities (Gamble
and Boismier 1991; Kent 1987; Kroll and Price 1991;
O’Connell 1987; Yellen 1977). The spatial distribution of remains in camp sites is usually related to different activity
areas, such as domestic activity areas (each area where a domestic unit lived and performed most of their daily tasks),
communal activity areas (where collective activities take
place) and special activity areas (where specific occasional
tasks, which cannot be comfortably performed in domestic
areas, were carried out; Vaquero 2013). Other locationrelated activities, such as waste management, will also have
determined the distribution of the remains. Recognizing site
structure in a Paleolithic site is, however, problematic. Most, if
not all, of the archeological assemblages are palimpsests, i.e.,
the result of overlapping activities difficult to distinguish.
Moreover, the process of superimposition may alter, move
and even destroy the material traces of these activities
(Bailey 2007; Lucas 2005, 2012). The temporal discrepancy
between ethnoarcheologically observed behavior and
archeologically recovered accumulations greatly hinders the
interpretation of the archeological record, including site structure. Nevertheless, several authors have proposed different
methods and techniques to achieve this objective. These include mathematically based methods (such as density and
contour plots, K-means, clustering, and chi-squared analysis)
and several analytic techniques (Archeostratigraphy,
Taphonomy, Micromorphology, lithic and faunal refits…;
Binford 1988; Enloe et al. 1994; Audouze and Enloe 1997;
Enloe 2012; Vaquero and Pastó 2001; Vaquero et al. 2007,
2012a; Carbonell 2012; Rosell et al. 2012; Machado et al.
2013). Some of these methods and techniques have been applied to the faunal assemblage recovered from Abric Romaní
level O. The results obtained, in conjunction with the location
of structural elements and the data available from previous
studies, have been used to interpret the site structure of level
O. Of course, what follows is an approximation based only on
faunal remains and conclusions drawn here should be tested in
the future by adding results obtained from other disciplines.
Several pieces of evidence indicate that level O was
used primarily as a camp site. The fact that in both
archeolevels roasting, marrow removal and eating took
place inside the rock shelter, as well as the abundance of
the most nutritional elements, is consistent with this assumption. In addition, some of the activity areas that have
been described as most characteristic of camp sites may
be distinguished in Oa and Ob.
As far as Oa is concerned, the inner area shows the
highest rates of anthropogenic modified remains and the
greatest variation in human activities related to carcass
processing and consuming. For instance, sectors 1 and 2
show more remains less than 2 cm long, and a higher rate
of intentional bone breakage products. Moreover, if %
SSR is calculated by sectors, sector 1 shows the highest
rate for the proximal appendicular and metapodial elements, which are rich in marrow. Cut marked and burned
bones are also more abundant in the inner area, especially
in sector 1. The degrees of burning identified match with
those ethnoarcheologically linked to cooking activities
(Hayden 1979; Gifford-Gonzalez 1989).
Most of these remains which were anthropogenically altered are small bone fragments (such as burned remains and
percussion products), which tend to remain in the place where
they were originally produced (Binford 1978; Gifford 1980;
Schiffer 1983; Enloe et al. 1994). Consequently, roasting,
defleshing, and bone breakage appear to have occurred primarily in this inner zone, suggesting its use as a domestic area.
The presence of several hammerstones supports this suggestion (Bargalló 2014). In this context, it is possible that the
numerous blocks documented in this sector were moved or
at least used by Neanderthals. Likewise, the longest wood
Archaeol Anthropol Sci
imprint related to Oa (Fig. 3) may have been used to increase
the habitability of the rock shelter.
The domestic activity area documented in sector 1 was
organized mainly around the medium-sized combustion structures XI and XII (Fig. 3). It is possible that each hearth was
associated with a distinct domestic area whose boundaries are
now difficult to delimit. One refit related to green-bone breakage connecting the two hearths (Fig. 8) would suggest that
both hearths would have been active at the same time
(Rapson and Todd 1992; Rosell et al. 2012). However, at the
moment we cannot assure that the bones were deposited when
both hearths were active. Besides this, the rounded surfaces of
one of the refitted remains (the one close to hearth XII) might
indicate that it was moved by water.
In contrast, in sector 2 it is only the abundance of impact
flakes that stands out, suggesting that this was a more marginal and/or specialized activity area. Three small combustion
structures are linked to this sector: XIII, XIV, and XV
(Fig. 3). The distance between each hearth (from 1 to 1.5 m)
is similar to that observed ethnoarcheologically in resting and
sleeping activity areas (Vallverdú et al. 2012a). Hearth IX
(sector 3) has been also previously related to this type of
activity area, suggesting that its rectangular shape and large
surface would be the result of the reuse of several small
hearths spaced about 1 m apart (Vallverdú et al. 2012a).
Moreover, this large hearth contained practically no artifacts,
another characteristic of sleeping and resting areas (Vallverdú
et al. 2012a). Another possibility is that sector 3 was used as a
communal area. Finally, the low rate of anthropogenic modifications in sector 4 suggests that this area was used more
sporadically or for specific uses that have not generated sufficient evidence, such as the initial processing of carcasses.
Regarding archeolevel Ob, the highest number of remains
and the widest variation in human activities have also been
detected in the innermost sectors: 6, 7, and 8. Sectors 6 and 8
were occupied by domestic areas where roasting and bone
breakage took place in situ. This latter activity is also indicated
out by the abundance of hammerstones (Bargalló 2014) and
mechanical refits broken when green, especially in sector 8. In
sector 6, the smallest remains tend to cluster in and near the
hearths AR06-1, on the one hand, and between hearths AR072, AR07-6, and AR07-7, on the other hand (Fig. 3). In contrast, there are larger remains approximately one meter to the
archeological S of the hearths. This distribution resembles the
drop and toss zones proposed by Binford (1978).
This type of distribution has not been observed in sector 8,
possibly for two reasons: (a) this sector was the area most
repeatedly and intensively occupied by Neanderthals, and
the overlapping of different occupational events would have
masked the original distribution, and (b) the remains of this
sector have suffered vertical and horizontal post-depositional
movements (see ESM). However, a high number of large remains were recovered from the zone between sectors 7 and 8.
The higher density of remains and the refits with other sectors
(6, 7, and 9; Table 7, Fig. 13) suggest that sector 8 dominated
the others. Lastly, it should be noted that the wood imprints
flanking sector 8 might indicate the presence of anthropogenic
structures for delimiting the space (Fig. 3; Bargalló 2014).
Sector 7 shows evidence of some activities commonly documented in domestic areas, such as roasting or in situ bone
breakage. Nevertheless, the singular nature of some of the
activities identified in this sector suggests a specialized use
of the central innermost area of the rock shelter. The best
example is the accumulation of calcined remains in combustion structure AR06-07-10-11/1, around grid squares V/52-53.
These calcined bones were recovered from both microlevels
but mainly from Ob2. As bones have to be directly exposed to
flame to be completely calcined (Mentzer 2009), two complementary hypothesis were proposed to explain this accumulation: (a) a complementary use of bones as fuel and (b) the
presence of a systematic cleaning area where waste was habitually incinerated (Gabucio et al. 2014b; Chacón et al.
2015). The latter possibility would indicate the existence of
a post hoc zone in this sector (Schiffer 1972).
Also in sector 7, a little closer to the wall, an accumulation
of tooth fragments was found. Most of them had been burned
to a low degree and seem have been broken when green. This
fact, together with the presence of small products of breakage
by percussion, such as impact flakes, suggests that
Neanderthals had been breaking mandibles and other bones
there. The fact that an anvil and two hammerstones were recovered from this area reinforces this assumption.
Furthermore, neither the hammer nor the anvil show percussion marks, suggesting that were not used for lithic production, but for processing fauna (Bargalló 2014).
In contrast, the low density of remains and the results of the
analysis indicate that sectors 5 and 9 were the location of occasional or unusual activities. Probably, these marginal zones, in the
outermost part of the rock shelter and some distance from activity
areas, were used as communal or special areas. It is also possible
that they were occupied during short and specific occupations.
In sector 5, a significant amount of the remains were identified as C. elaphus. These remains deserve special attention
for different reasons (Bargalló et al. 2016). Firstly, because
elements of all the skeletal segments were identified (the axial
skeleton was not identified at the taxonomical level, but there
are some remains that were classified as medium-sized group;
Fig. 10). Secondly, because the MNI for this sector indicates
that all these remains could have come from a single adult
male individual. Several refits and tooth microwear analysis
(of two refitted maxilla fragments) confirm the identification
of a single deer in this sector. Thirdly, because all the remains
for which laterality could be established were right, except in
the case of the cranial skeleton (right and left elements). The
presence of the cranial skeleton—including antlers—and only
the right side of the postcranial skeleton suggest that the
Archaeol Anthropol Sci
carcass might have been quartered there and then the left half
transported to somewhere else. Last but not least, because
these remains are related to combustion structure I (a cuvette
hearth), XVIII and XX. Cuvette and à event hearths, related to
significant cultural modifications (erosional truncation, dug
tails, slobs, etc.), have only been documented in this sector
(Vallverdú et al. 2012a). Sector 5 shows a very high percentage of burned remains, mostly burned to low and moderate
degrees. Taking these facts into account, it is possible that this
area was used for a special technique of cooking or food
preservation related to cuvette hearths.
In sector 9 most of the remains belonged to the F. silvestris
individual. The fact that it was processed and eaten is exceptional, not only in the O level, but also in the European Middle
Paleolithic context. Data relating to skeletal part representation,
cut marks, breakage pattern, and spatial distribution (vertical
and horizontal) indicate that it was acquired, butchered and
consumed by Neanderthals (Gabucio et al. 2014a).
Combustion structure XVI, present in this sector, could be related to resting and sleeping areas. Their size may be explained
either by: (a) pedological weathering or erosion caused by occupational disturbances or natural agents, or (b) the use of plants
as a construction material for bedding (Vallverdú et al. 2012a).
Finally, the large and empty central area might have been a
communal area used, for instance, for the initial processing of
carcasses inside the rock shelter and the distributing of food
between the different domestic areas. The activities performed
in this type of activity area usually generate extremely small
amounts of material remains (Vaquero 2013). The few remains recovered from this zone were classified in archeolevel
Oa. However, considering the low number of remains and
their dispersion, it is possible that some of them actually
belonged to Ob.
Time perspective: recognizing different time spans
In spite of the high resolution of Abric Romaní sequence, level
O is a palimpsest. As such, it is a superimposition of an unknown number of natural and anthropogenic depositional,
erosional, and post-depositional events comprising variable
periods of time and merging into a single space (Bailey
2007; Lucas 2005, 2012). Consequently, level O contains a
time complexity that archeological methods could hardly
manage to guess at.
However, the combination of several techniques and
methods applied to the faunal record of level O has made it
possible to identify activities that Neanderthals performed
over different time spans. Simplifying the actual complexity
in order to work with the data available, we have classified
these activities into three time categories: (1) individual episodes, (2) short-time span activities, and (3) long-time span
activities. Of course, these are not closed categories with welldefined boundaries, but rather a methodological approach to
better understand both the dynamics that formed the
archeological record and the way we perceive them. The use
of these categories comprises a scalar view of time that, according to some authors, may be not the most appropriate for
archeological interpretation (Ramenofsky and Steffen 1998;
Lock and Molyneaux 2006; Lucas 2008). Nowadays, however, we think that it is the best way to approximate to level O.
Even these categories can be applied to other assemblages in
order to explore their time complexity.
Individual episodes can be defined as individual activities
related to a specific moment and a specific archeological association. An individual episode may have lasted a few hours
or even just a few minutes. Archeological snapshots of these
episodes are difficult to find, but there are some criteria that
can help in identifying them. For instance, uncommon categories (in terms of taxa, raw material, etc.), especially when
clustered, are a good starting point (Hovers et al. 2011; Eixea
et al. 2012).
In level O, individual episodes were only identified in
archeolevel Ob. A good example is the F. silvestris recovered
from sector 9. The scarcity of this taxon in the sequence of the
site and the concentration of its remains in a limited area
caught our attention. Uncommon taxa are easier to track, but
identifying an individual episode associated to a common taxon is also possible. In sector 5, several remains of C. elaphus
have been interpreted as part of an adult male. In this case, the
abundance of remains from this animal in an area with a low
density of items was the starting point.
There are other groups of remains that belong to the same
individual. This is the case of refits and some teeth from S.
hemitoechus, Ursus sp., E. ferus, and B. primigenius.
However, the scarcity of the remains of each group makes it
difficult to interpret the specific activities that originated them.
In addition, the location of most of these remains in the densest sector also hinders their interpretation and possible identification as individual episodes. As has been observed
ethnoarcheologically, clustered distributions of structures
and remains are best preserved in areas of less intense occupation, usually located at the margins of the camp (O’Connell
1987). It is precisely in these marginal areas (sectors 5 and 9)
where some individual episodes could be identified in level O.
We define short-time span activities as those that occurred
during a short span of time, but cannot be considered individual episodes sensu stricto. Whereas individual episodes are
related to one specific moment in the past, short-time span
activities may have occurred at several different moments
within a short period of time (e.g., in a week). In the case E.
ferus from archeolevel Ob, tooth microwear analysis indicates
that the CV and SD of the number of scratches are really very
low, suggesting that these horses could have died during a
short event (Fig. 15).
Finally, long-time span activities are those that occurred
repeatedly during a long period. This long time span may
Archaeol Anthropol Sci
Time in space: comparing time spans with micro-spatial
scales
Fig. 15 Boundary lines with the error probability (heat map) based on
SD and CV values of microwear data used for the classification of the
samples from level Ob. The classification distinguishes short events
(region A) where plots E. ferus, long-continued events (region B) where
plots B. primigenius, and two separated short events (region C)
include different occupational events. In this sense, microwear
analysis of B. primigenius tooth indicates a high variation.
Compared to other populations from reference collections or
archeological sites (Rivals et al. 2009a, b; Moncel and Rivals
2011; Rivals et al. 2015), the variability is intermediate and
indicates that, for these individuals, accumulation occurred at
different times. Thus, the different individuals might correspond to separate events that occurred during a season, possibly during repeated visits to the rock shelter.
The distribution of B. primigenius remains, together with
the other items in the domestic activity areas identified in
sectors 6 and 8, suggests that the activities undertaken there
by Neanderthals (bone breakage, roasting, defleshing, etc.)
also occurred over a long-time span. Other evidence, such as
the reuse of some hearths (Vallverdú et al. 2012a) and the high
density of remains (Gabucio et al. 2014b), supports this assumption. Although there are no results of tooth microwear
for Oa, the concentration of three individuals of B.
primigenius in sector 1 also suggests a relatively long period
of accumulation (Fig. 15).
Other similar case is the accumulation of calcined remains
in sector 7, around grid squares V/52-53. Field observations,
archeostratigraphy and a preliminary analysis of the combustion structure AR06-07-10-11/1, underscore the superimposition of different combustion events in this area (Gabucio et al.
2014b). Furthermore, the overlapping of some taphonomic
modifications also suggests diachrony (Chacón et al. 2015).
Before concluding this section, it is important to remember
that the boundaries between these categories are vague. In
fact, continuing with the concept of time scale, long-time span
activities (and in most cases also short-time span ones) are
made up of multiple individual episodes that we are not able
to fully identify or separate. In the same way, individual episodes are part of subsistence and social strategies that operate
over longer time scales.
The temporal and spatial properties of archeological data,
closely related, have been widely discussed in the literature
(Schiffer 1976, 1987; Behrensmeyer 1982; Stahl 1993; Stern
1994; Lyman and O’Brien 2000; Bailey 2007; Lucas 2008;
Vaquero et al. 2012a). We have explored this relationship by
classifying the human activities performed in level O into
three micro-spatial scales and later comparing these spatial
categories with the temporal ones proposed in the previous
section. The three spatial categories are: (1) single-focus activities, (2) multiple-focus activities, (3) connected-multiplefocus activities. As in the case of time span categories, spatial
categories are vague, scalar, and should be understood as a
methodological approach.
Single-focus activities are concentrated in a single point of
the site. A clear example in level O is the individual episode of
the felid, clustered in a 5-m2 area. The spatial concentration of
the wildcat remains might suggest that at this time the
Neanderthals were not occupying the entire rock shelter (perhaps, there was no camp site then). However, there are other
possible explanations. The processing and eating of such small
animal probably involved very few people (Gabucio et al.
2014a). Perhaps these people decided to carry out all the activities (skinning, possible roasting, defleshing, marrow removal,
eating, and abandoning) in a marginal activity area of the site.
In fact, some ethnoarcheological works support the thesis that
small animals are shared by fewer people and over shorter
distances than large animals (Marshall 1994; Marshall 1998).
Other example is the accumulation of calcined remains
identified in sector 7. Although there are calcined remains in
all the sectors, a systematic accumulation of them only occurs
in grid-squares V/52-53. Unlike the case of the wildcat—also
very limited in time—this accumulation was the result of an
activity repeated during multiple events. In this case, the spatial redundancy clearly favored the archeological visibility of
this association. Surely, if the activity performed here (waste
incineration and/or the use of bones as fuel) had not been so
insistently repeated in the same space, it would have been very
difficult to recognize this special activity area.
Multiple-focus activities are those that take place at different points of the site, but the synchrony or diachrony between
them is unknown or not clear. In level O, almost all the activities took place around hearths, and there are several combustion structures in all the sectors of both archeolevels. Most of
these structures were reused suggesting that the hearths were
never all active at once, but accumulated over time. Some
combustion structures appear be connected (by refits or other
methods) with others, but in most cases there are no criteria to
distinguish which hearths were synchronic. Likewise, it is
very difficult to find out, for example, if on any occasion the
small area in the archeological N of sector 7 was used to break
Archaeol Anthropol Sci
mandibles and limb bones at the same time as bone fracture
occurred in the domestic areas in sectors 6 or 8.
Finally, connected-multiple-focus activities are those that
occur simultaneously at different points of the site. This type
of activity should be recognized only when there are sufficient
criteria to relate these different points. In level O, the clearest
case is the processing of B. primigenius carcasses at the site in
archeolevel Ob. Despite the fact that each individual was acquired at different times, several criteria suggest a synchronic
occupation of most of the rock shelter during these different
events. Firstly, teeth that appear to belong to the same individual were recovered from three different sectors (6, 7, and 8).
Secondly, a few refits broken when green connect different
sectors, highlighting the refit between sectors 6 and 8. Some
lithic refits of different raw materials also connect these opposite areas (archeological E and W) of the site. Thirdly, a
laterality-based distribution has been observed: right elements
of different individuals were accumulated in sector 8, while
left ones were mainly accumulated in sector 6. All this hints at
both food sharing and a temporal continuity (or repetition) of
the same spatial organization.
In the case of E. ferus, there are no direct connections
between sectors. However, bearing in mind the tooth
microwear results and the presence of remains of this taxon
over the entire surface, it seems probable that the whole of the
rock shelter was occupied at the same time. In any case, horses
were not shared and distributed in the same way as aurochs.
The case of S. hemitoechus is similar: if all the rhino remains
actually belonged to two individuals, an adult and an immature rhino, the remains of which are scattered throughout the
surface, it would be another sign of synchronic occupation.
Likewise, the laterality pattern of the deer elements recovered
from sector 5, suggests that the carcass was shared between
more than one sector. Unfortunately, we could not identify
these elements among all the remains.
Thus, it seems that, in general terms, individual episodes
tend to cluster in a smaller space, whereas long-time span
activities tend to be distributed over a wider area. Actually,
there appears to be a natural trend in this direction (Bailey
2007), although there are exceptions. In part, the link between
short spans of time and limited distribution is conditioned by
methodological problems. Establishing synchrony relationships in horizontal palimpsests is always difficult; that these
relationships might connect an identified individual episode
with remote remains is still rarer.
The links between time and space inside a site can provide
data useful for inferring the approximate duration of the occupations and the number of individuals in the human group. In
the case of archeolevel Ob, as there is evidence supporting the
simultaneous use of most of the excavated surface, it can be
argued that almost in any occasion the rock shelter was occupied by a fairly large group of Neanderthals. However, the
occupation length is more difficult to assess. There are criteria
suggesting that some occupational events might have lasted
quite time. Generally, the longer the time occupation is, the
higher the number of occupants and the larger the space they
need to inhabit. In addition, long occupations usually result in
different overlapping accumulations that gradually become
indistinguishable, as occurred in archeolevel Ob. Lastly, the
hypothesis of a long occupation would be reinforced if the
accumulation of calcined remains were finally interpreted as
a post hoc area, since these areas of secondary accumulation
specifically used as dumps become more frequent the longer
the occupation lasts (O’Connell 1987). Nevertheless, demonstrating conclusively the nature of the occupation of the site—
that it was occupied for long periods or, rather, was frequently
visited—is a very difficult task and will require an interdisciplinary study.
When compared to Ob, archeolevel Oa, seems have been
the result of shorter occupations and/or smaller groups.
Nevertheless, as already mentioned, interdisciplinary studies
are needed to confirm or reject these assumptions and explore
in depth this line of interpretation. Likewise, a study integrating as many disciplines as possible will be required if an
approximation to the number of occupational events and their
individualized interpretation is to be reached.
This work shows that archeological faunal material is also
suitable for spatiotemporal analysis of palimpsests, encouraging their study and application in the future. At level O, as
at other levels of Abric Romaní (Vaquero et al. 2007) and
other sites (Sewell 1996; Harding 2005: Machado and Pérez
2016), it is possible to discern activities performed over
different time spans. On its own, trying to dissect a palimpsest into short-term events does not prevent a study of longterm behaviors. In fact, there is a lot of information that can
be lost if only one temporal approach is used. The really
difficult task is to find ways to relate individual episodes and
short-time span activities to long-time span ones and to fit
them into a picture (Holdaway and Wandsnider 2008;
Vaquero et al. 2012a). On the one hand, it could be argued
that long-term patterns determine what happens at the shortterm event scale. Thus, according to Giddens (1979), shortterm events are founded on the underlying structures, i.e.,
the long-term behavioral patterns and natural conditions. On
the other hand, it might be considered that the short-term
individual engagements determine the larger-scale entities
and processes (Harding 2005).
Perhaps attempting to locate in space activities that occurred over different time scales inside a site could help us
understand the relationship between long-term and short-term
activities at that site. For instance, the links between time and
space can provide data useful for interpreting site structure, the
duration of the occupations, and the number of individuals in
the human group. In turn, these parameters may be used to
contextualize individual episodes and attempt to relate them to
long-term dynamics.
Archaeol Anthropol Sci
Conclusions
Several analytical methods and techniques were applied to the
zooarcheological assemblage of Abric Romani level O:
archeostratigraphy, anatomical and taxonomical identification, taphonomic analysis, refits, and tooth wear analysis.
From the data obtained, we recognized different Neanderthal
activities performed inside the rock shelter, while paying special attention to their spatiotemporal framework. With the aim
of interpreting the site structure, the patterns observed have
been compared to ethnoarcheological data. In this regard, different activity areas have been identified, indicating that level
O was used mainly as a camp site.
In addition, it was possible to classify Neanderthal activities
into different time scales. Firstly, two individual episodes were
identified, related to the processing of a wildcat and a deer.
Secondly, tooth microwear patterns indicated that horses from
archeolevel Ob were acquired during a short-time span, surely
during the same occupational event. Thirdly, different criteria
suggested that other activities, such as the acquisition and processing of B. primigenius carcasses or the accumulation of
calcined remains in the innermost area of the rock shelter, occurred repeatedly in different events over a long-time span.
Likewise, data related to taxonomical and anatomical identification (MNI and laterality) and refits, made it possible to
classify Neanderthal activities into three spatial categories. In
the first place, single-focused activities are those occurring in
a limited space, such as the butchering of the wildcat and the
accumulation of calcined remains. Other activities are multiple-focused, i.e., they occur in more than one place, but there
are no evident links between them (for instance, the bone
breakage). Finally, there are connected-multiple-focus activities, occurring in more than one place simultaneously, such as
the processing of B. primigenius carcasses.
All this work allowed us to reflect on the relationship between the temporal and spatial scales over which different
Neanderthal activities occurred, and how they can be perceived
from the archeological record. Although it seems that individual episodes tend to cluster in a reduced space, and long-time
span activities tend to be distributed over a wider area, there are
some exceptions, such as the accumulation of calcined bones
(long-time span and single-focused activity). In any case, a
time-space approach suggests that occupational events in Ob
could have been longer and/or the Neanderthal groups more
numerous than in Oa. However, these assumptions, as well as
the proposed site structure, will need to be reviewed in future
studies that employ transdisciplinary analysis.
In conclusion, this work demonstrates that the study of a
zooarcheological assemblage is suitable for a time-space approach. In level O, it is possible, from faunal analysis, to discern
activities performed over different time spans (from individual
episodes to long-term behaviors), explore their spatial extent and
then hypothesize about settlement dynamics. Undoubtedly, the
Abric Romaní presents optimal conditions for spatiotemporal
studies: high-resolution sequence, large excavated surface, and
preservation of combustion structures. However, most methods
and techniques developed in this work, as refits,
archeostratigraphy, and distribution of the remains in different
categories (taxonomic, anatomical, and taphonomic ones), can
be applied to many other sites. Also, the temporal and spatial
categories identified in our work can be adapted and applied to
other assemblages, both faunal or based on other materials.
Acknowledgments This research received support from the Spanish
Ministerio de Economia y Competividad (MINECO) research grants
HAR 2010-19957, CGL2012-38434-C03-03, and CGL2012-38358,
and the Generalitat de Catalunya Grant 2009 SGR 188. M.J. Gabucio
was beneficiary of an FI Grant from the Generalitat de Catalunya and
financed by the European Social Fund from February 2010 to January
2013. A. Excavations at the Abric Romaní site are carried out with the
support of the Departament de Cultura de la Generalitat de Catalunya,
Ajuntament de Capellades, Oficina Patrimoni Cultural-Diputació de
Barcelona, Tallers Gràfics Romanyà-Valls, Bercontrés—Centre de
Gestió Medioambiental SL, and Constructora Calaf SAU. Special thanks
to the Abric Romaní field team.
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