Journal of Consulting and Clinical
Psychology
Preliminary Evaluation of a Multimodal Early Intervention
Program for Behaviorally Inhibited Preschoolers
Andrea Chronis-Tuscano, Kenneth H. Rubin, Kelly A. O’Brien, Robert J. Coplan, Sharon Renee
Thomas, Lea R. Dougherty, Charissa S. L. Cheah, Katie Watts, Sara Heverly-Fitt, Suzanne L.
Huggins, Melissa Menzer, Annie Schulz Begle, and Maureen Wimsatt
Online First Publication, March 23, 2015. http://dx.doi.org/10.1037/a0039043
CITATION
Chronis-Tuscano, A., Rubin, K. H., O’Brien, K. A., Coplan, R. J., Thomas, S. R., Dougherty, L.
R., Cheah, C. S. L., Watts, K., Heverly-Fitt, S., Huggins, S. L., Menzer, M., Begle, A. S., &
Wimsatt, M. (2015, March 23). Preliminary Evaluation of a Multimodal Early Intervention
Program for Behaviorally Inhibited Preschoolers. Journal of Consulting and Clinical
Psychology. Advance online publication. http://dx.doi.org/10.1037/a0039043
Journal of Consulting and Clinical Psychology
2015, Vol. 83, No. 2, 000
© 2015 American Psychological Association
0022-006X/15/$12.00 http://dx.doi.org/10.1037/a0039043
Preliminary Evaluation of a Multimodal Early Intervention Program for
Behaviorally Inhibited Preschoolers
Andrea Chronis-Tuscano, Kenneth H. Rubin,
and Kelly A. O’Brien
Robert J. Coplan
Carleton University
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University of Maryland, College Park
Sharon Renee Thomas and Lea R. Dougherty
Charissa S. L. Cheah
University of Maryland, College Park
University of Maryland, Baltimore County
Katie Watts, Sara Heverly-Fitt, Suzanne L. Huggins, Melissa Menzer,
Annie Schulz Begle, and Maureen Wimsatt
University of Maryland, College Park
Objective: Approximately 15%–20% of young children can be classified as having a behaviorally
inhibited (BI) temperament. Stable BI predicts the development of later anxiety disorders (particularly
social anxiety), but not all inhibited children develop anxiety. Parenting characterized by inappropriate
warmth/sensitivity and/or intrusive control predicts the stability of BI and moderates risk for anxiety
among high-BI children. For these reasons, we developed and examined the preliminary efficacy of the
Turtle Program: a multimodal early intervention for inhibited preschool-age children. Method: Forty
inhibited children between the ages of 42– 60 months and their parent(s) were randomized to either the
Turtle Program (n ⫽ 18) or a waitlist control (WLC; n ⫽ 22) condition. Participants randomized to the
Turtle Program condition received 8 weeks of concurrent parent and child group treatment. Participants
were assessed at baseline and posttreatment with multisource assessments, including parent and teacher
report measures of child anxiety, diagnostic interviews, and observations of parenting behavior. Results:
The Turtle Program resulted in significant beneficial effects relative to the WLC condition on
maternal-reported anxiety symptoms of medium to large magnitude; large effects on parent-reported
BI; medium to large effects on teacher-rated school anxiety symptoms; and medium effects on
observed maternal positive affect/sensitivity. Conclusions: This study provides encouraging preliminary support for the Turtle Program for young behaviorally inhibited children. Effects of the
Turtle Program generalized to the school setting. Future studies should examine whether this early
intervention program improves long-term developmental outcomes for this at-risk group.
What is the public health significance of this article?
This study provides encouraging preliminary support for the Turtle Program for behaviorally
inhibited preschool-age children. The Turtle Program improved child anxiety symptoms across home
and school settings, and increased observed maternal positive affect and sensitivity.
Keywords: behavioral inhibition, anxiety, parenting, early intervention
Fifteen to 20% of young children can be classified as behaviorally inhibited (BI) during infancy, and roughly half continue to
display socially reticent behaviors throughout childhood (Degnan
& Fox, 2007). Prospective studies demonstrate that stable BI
across infancy and early childhood is associated with the development of later anxiety, particularly social anxiety disorder (SAD;
Chronis-Tuscano et al., 2009)—suggesting a need for early intervention.
Andrea Chronis-Tuscano, Kenneth H. Rubin, Kelly A. O’Brien, Sharon Renee
Thomas, Lea R. Dougherty, Katie Watts, Sara Heverly-Fitt, Suzanne L. Huggins,
Melissa Menzer, Annie Schulz Begle, and Maureen Wimsatt, Department of
Psychology, University of Maryland, College Park; Robert J. Coplan, Department
of Psychology, Carleton University; Charissa S. L. Cheah, Department of Psychology, University of Maryland, Baltimore County.
This research was funded by National Institutes of Health Grant R34
MH083832-01. We thank Donna Pincus and Dina Hirshfeld-Becker
for their contributions to the development of the parent group manual.
Correspondence concerning this article should be addressed to Andrea
Chronis-Tuscano, Department of Psychology, University of Maryland,
College Park, MD 20742. E-mail: achronis@umd.edu
1
CHRONIS-TUSCANO ET AL.
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2
Parenting characterized by inappropriate warmth, a lack of
responsive supportiveness, and high levels of control, intrusiveness, and overprotection predicts both the stability of BI over time
(e.g., Rubin, Burgess, & Hastings, 2002) and the development of
later anxiety (McLeod, Wood, & Weisz, 2007). Moreover, maternal overcontrol moderates risk for anxiety, such that children with
stable BI who also experience maternal intrusive control and a lack
of responsiveness are at greatest risk for adolescent social anxiety
(Lewis-Morrarty et al., 2012).
Within our theoretical model (Rubin, Coplan, & Bowker, 2009),
parents of children high in BI perceive them as vulnerable and,
thus, respond to them in an unresponsive, unsupportive, and intrusive manner. Over time, these children become increasingly
dependent on their parents and come to believe they are unequipped to deal with anxiety-provoking situations on their own.
When parents respond to inhibited preschoolers with appropriate
warmth and sensitivity, their children follow a healthier developmental trajectory (e.g., Hane, Cheah, Rubin, & Fox, 2008). Following from this transactional model, we developed an early
intervention program for preschoolers displaying high BI and their
parents. Unlike other programs for inhibited children (Rapee,
Kennedy, Ingram, Edwards, & Sweeney, 2010), the “Turtle Program” targeted parent and child behavior.
The Turtle Program parent component was derived from adaptations of Parent–Child Interaction Therapy (PCIT), an evidencebased treatment for externalizing disorders in young children that
uses in vivo coaching to teach parents skills to enhance the
parent– child relationship and implement effective discipline (Eyberg, Nelson, & Boggs, 2008). Adapted PCIT may also be an
effective treatment for anxiety. Pincus, Eyberg, and Choate (2005)
adapted PCIT for separation anxiety disorder by including a
Bravery-Directed Interaction (BDI) module. A more recent adaptation, Coaching Approach Behavior and Leading by Modeling
(CALM), was developed to treat 3- to 8-year-olds with anxiety
disorders (Comer et al., 2012). These PCIT adaptations appear
promising, on the basis of a preliminary randomized controlled
trial (RCT; Puliafico, Comer, & Pincus, 2012) and open trial
(PCIT-CALM; Comer et al., 2012), but have not been tested
specifically with inhibited children.
We report results of an RCT examining preliminary effects of
the Turtle Program compared to a waitlist control (WLC) condition. Although other groups have developed early intervention
programs for young children with inhibition and/or anxiety disorders (Hirshfeld-Becker et al., 2010; Kennedy, Rapee, & Edwards,
2009; Rapee et al., 2010), our study builds on previous studies by
also incorporating in vivo parent coaching and reporting observational and teacher-report outcomes. Also, unlike other PCIT adaptations for anxious children, the Turtle Program allows for in
vivo parent coaching within the peer group context.1
Method
Participants were recruited from local preschools, daycares,
pediatricians, and media advertisements. Inclusion criteria included child age of 42– 60 months and a Behavioral Inhibition
Questionnaire (BIQ) score ⱖ132 (Bishop, Spence, & McDonald,
2003). Exclusion criteria included a Social Communication Questionnaire (SCQ; Berument, Rutter, Lord, Pickles, & Bailey, 1999)
score ⬎15 to rule out autism.2 Prospective participants who met
basic entry criteria on a telephone screen attended a clinic visit at
which informed consent was obtained.
Interviewers uninformed of group membership administered the
Preschool Age Psychiatric Assessment (PAPA; Egger, Ascher, &
Angold, 1999) to parents.3 Mothers completed the BIQ (␣ ⫽ .89
in this sample), Child Behavior Checklist (CBCL; Achenbach &
Rescorla, 2000), and Preschool Anxiety Scale (PAS; Spence,
Rapee, McDonald, & Ingram, 2001) total (␣ ⫽ .72) and social
(␣ ⫽ .69) anxiety subscales. Teachers completed the School Anxiety Scale (Lyneham, Street, Abbott, & Rapee, 2008) total (␣ ⫽
.92) and social anxiety (␣ ⫽ .93) subscales.
An observational taxonomy was used to assess Positive Affect/
Sensitivity (i.e., the parent’s ability to respond to the child’s verbal
and nonverbal requests for attention or assistance with warmth and
positive enjoyment of the child) and Negative Control (i.e., parental behavior that is ill-timed, excessive, or inappropriately controlling relative to what the child is doing) during free play and Lego
model building (Rubin, Cheah, & Fox, 2001).4 Cohen’s kappas
ranged from .80 to .83 for Positive Affect/Sensitivity and Negative
Control.
Three cohorts, each consisting of 5– 6 families, were randomly
assigned to the Turtle Program (n ⫽ 18) or WLC (n ⫽ 22). The
Turtle Program included 8 weekly, 90-min concurrent parent and
child group sessions, each led by two therapists.5 Posttreatment
assessments included the PAPA anxiety module, parenting observation, and parent and teacher questionnaires. WLC families received a 6-week parent psychoeducation program after posttreatment assessments were completed. There were no significant
differences between families who did and did not complete posttreatment assessments (see Figure 1).
“The Turtle Program: Helping Shy Preschoolers
Come Out of Their Shells”
Parent component. The parent group manual was modeled
after PCIT for separation anxiety disorder (Puliafico et al., 2012)
with two primary exceptions: (a) exposures occurred within the
clinic so that parents could be coached in the moment and (b)
group (rather than individual) format. Children were pulled from
the child group for dyadic parent– child coaching, while other
parents observed for the purpose of vicarious learning. Session
content is presented in Table 1.
1
Although CALM involves in-session exposures, peers are typically
unavailable for in vivo social exposures because the program is delivered
individually.
2
None of the participants were prescribed psychiatric medication or
excluded on the basis of SCQ scores.
3
For the treatment group, the PAPA informants were as follows: 89%
mothers and 11% both mothers and fathers at baseline; 88% mothers and
12% both mothers and fathers at posttreatment. For the WLC, the PAPA
informants were as follows: 85% mothers, 5% grandparent, and 10% both
mothers and fathers at baseline; 78% mothers, 7% fathers, 7% grandmothers, and 7% both mothers and fathers at postassessment.
4
During free play (15 min), the child was free to play with anything in
the room. During the Lego task (15 min), mothers were asked to guide and
teach the child to create a Lego structure to match a model, while refraining
from building the model for the child and from touching the materials.
5
Mothers were the primary participants in treatment. In 44% of the
families, fathers attended at least one session.
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EARLY INTERVENTION FOR INHIBITED PRESCHOOLERS
Figure 1.
3
CONSORT diagram. See the online article for the color version of this figure.
Session 1 (psychoeducation) was modeled after Being Brave: A
Program for Coping With Anxiety for Young Children and Their
Parents (Hirshfeld-Becker et al., 2010) and described our theoretical model. During Child-Directed Interaction (CDI), parents were
coached to stay “a step behind” (as opposed to adopting a controlling or intrusive style) and provide labeled praise for child
behaviors such as independence, sharing his or her own ideas, and
appropriate social behaviors. During BDI, parents learned to apply
CDI skills in the context of anxiety-provoking situations (e.g.,
asking another child to play, participating in “Show and Tell”) and
were coached to remove attention for avoidant or clingy behaviors
while praising social approach behaviors. Parents were also instructed in planning and implementing out-of-session exposures.
During Parent-Directed Interaction, parents learned to distinguish
anxious and oppositional behaviors, and to implement discipline
strategies for the latter. In the final session, a “graduation party”
was held, which also served as an exposure task in which parents
were coached to use their acquired skills.
Table 1
Turtle Program Session Content
Session and parent group
1: Psychoeducation
2: CDI teach
3: CDI coach
4: BDI teach
5: BDI Coach 1
6: BDI Coach 2
7: PDI teach
8: PDI check-in and wrap-up
Child group
Learning to introduce yourself
Making eye contact
Relaxation (Balloon Breathing)
Communicating to keep friends
Facing your fears (Lizzy the Lamb book; Schleffler, 2011)a
Expressing emotions
Group activity: Sharing about oneself game during snacktime
Dealing with disappointment Group activity: Show & Tell
Working together
Group activity: Scavenger Hunt
Group activity: Graduation party
Coachinga
Coaching during separation and pick-up
Coaching during separation and pick-up
Individual CDI coaching
Coaching during separation and pick-up
Individual BDI coaching: Bravery challenge
Individual BDI coaching: Show and tell
Coaching during separation and pick-up
Coaching during graduation party
Note. CDI ⫽ Child-Directed Interaction; BDI ⫽ Bravery-Directed Interaction; PDI ⫽ Parent-Directed Interaction.
a
The amount of coaching depended on the number of families per group (5– 6, with 1–2 parents attending). Coaching was done in Sessions 1–2 (separation),
3 (CDI), 5– 6 (BDI), and 8.
CHRONIS-TUSCANO ET AL.
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4
Child component. The child group was adapted from Social
Skills Facilitated Play (SSFP; Coplan, Schneider, Matheson, &
Graham, 2010), which uses social skills training in a manner that
is developmentally appropriate for preschool children. The didactic portion was brief, with sensitivity to the attention span of young
children, and incorporated puppets and games as age-appropriate
ways of conveying content. After the didactic portion, children
engaged in free play and group activities, during which SSFP
leaders used systematic modeling, guided participation, and reinforcement of relevant social skills, as well as facilitation of social
interaction and social problem solving. Activities were incorporated to allow for exposure to feared social situations (see Table 1).
Children were praised for approach behaviors and discretely encouraged to use SSFP skills as appropriate.
Analytic Plan
Generalized estimating equations (GEE; Hardin & Hilbe, 2003)
was used to examine treatment effects on outcomes. GEE is an
extension of the generalized linear model that allows for the
analysis of correlated observations in repeated measures designs.
Users can specify model distributions, the structure of correlated
data over time using working correlation matrices, and conduct full
factorial models using categorical and continuous predictors. GEE
is robust to small sample sizes and missing data. In this study,
unstructured correlation matrices were selected for each parameter
based on the lowest quasilikelihood under independence model
criterion (QIC) value and a priori hypotheses. To examine change
in anxiety diagnoses, binomial distributions and independent or
exchangeable correlation matrices were specified. Gamma distributions with logit link functions were specified for observed
parenting and other nonnormally distributed outcome variables,
and identity link functions were used with normally distributed
outcome variables. For each outcome, main effects of time, treatment group, and the interaction effect of Time ⫻ Treatment Group
were estimated. To control familywise error, estimated marginal
means were calculated using simple and pairwise comparisons for
main and interaction effects. Hedges’ g (Hedges, 1981) was calculated as an indicator of the magnitude of Time ⫻ Treatment
Group effects.6
Results
Baseline group differences were examined in preliminary analyses (see Table 2 for participant characteristics at baseline).
Seventy-seven percent of children in the treatment group met
Diagnostic and Statistical Manual of Mental Disorders (4th ed.;
American Psychiatric Association, 1994) criteria for an anxiety
disorder relative to 47.6% of children in the WLC group; however,
this difference was not significant, 2(1) ⫽ 3.73, p ⫽ .054.
Similarly, the two groups did not differ on baseline BIQ scores,
t(35) ⫽ ⫺1.012, p ⫽ .319, or PAPA total anxiety symptoms,
t(37) ⫽ .0682, p ⫽ .135. No other significant baseline differences
between groups were observed. Descriptive statistics for all outcome measures are presented in Table 3.
On the PAPA, significant Time ⫻ Group interactions of large
magnitude were found favoring the Turtle Program on total anxiety symptoms (see Table 4). Treatment effects on social anxiety
symptoms and diagnoses were marginally significant and of me-
Table 2
Individual and Family Characteristics at Baseline Assessment
Characteristic
Child’s age in months, M (SD)
Child’s gender, n (% male)
Maternal age, M (SD)
Race, n (%)
Caucasian
African American
Other
Education, n (%)
High school or less
Some college
Bachelor’s degree
Master’s degree
Doctorate
Marital status, n (%)
Never married
Married
Separated/divorced/widowed
Child baseline diagnoses, n (%)a
Social phobia
Any anxiety disorder
Selective mutism
Specific phobia
Separation anxiety
Major depressive disorder
ADHD
Oppositional defiant disorder
Annual family income M (SD)
Treatment
(n ⫽ 18)
Waitlist
(n ⫽ 22)
50.81 (9.37)
9 (50)
35.56 (4.72)
54.27 (10.19)
8 (36)
38.47 (4.12)
10 (55.6)
2 (11.1)
5 (17.8)
11 (50.0)
5 (22.7)
2 (9.0)
1 (5.6)
1 (5.6)
3 (16.7)
9 (50.0)
4 (22.2)
0
1 (4.5)
7 (31.8)
5 (22.7)
5 (22.7)
0
17 (94.4)
1 (5.6)
2 (9.1)
16 (72.7)
0
13 (72.2)
14 (77.8)
2 (11.1)
1 (5.5)
3 (16.7)
2 (11.1)
1 (5.5)
1 (5.5)
115,118 (56,227)
10 (45.5)
10 (45.5)
0
1 (4.5)
1 (4.5)
1 (4.5)
0
0
137,733 (67,832)
Note. ADHD ⫽ attention-deficit/hyperactivity disorder.
Current ⫽ symptoms present in past 3 months.
a
dium magnitude (.55 and .62, respectively). Significant Time ⫻
Group interactions also were found on the BIQ, CBCL Internalizing Problems, and PAS social anxiety subscale, such that children in the treatment group demonstrated greater improvements
from pretreatment to posttreatment in parent-rated BI, internalizing
problems, and social anxiety symptoms relative to WLC children;
these effects were large in magnitude, ranging from .84 to 1.06
(see Table 4). Teachers similarly reported significant pre–post
treatment reductions in total and generalized anxiety of medium to
large magnitude for Turtle Program, relative to WLC, participants.
A significant Time ⫻ Group interaction on maternal positive
affect/sensitivity during free play of medium magnitude was
found, also favoring the treatment group. No treatment effects on
maternal negative control were observed.
Discussion
This small RCT is, to our knowledge, the first study of an early
intervention program targeting children on the basis of early BI
which included concurrent parent and child groups and which also
measured treatment effects across parent ratings, teacher ratings,
6
Hedges’ g, recommended by the What Works Clearinghouse (Seftor et
al., 2011), represents an effect size comparable to Cohen’s d, except that
Cohen’s d uses the sample standard deviation while Hedges’ g uses the
population standard deviation (Rosenthal & Rosnow, 2008). An absolute
value of Hedges’ g of 0.2, 0.5, and 0.8 correspond to small, medium, and
large effects, respectively.
EARLY INTERVENTION FOR INHIBITED PRESCHOOLERS
5
Table 3
Descriptive Statistics
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Treatment (n ⫽ 18)
Waitlist (n ⫽ 22)
Measure
Baseline
Posttreatment
Baseline
Posttreatment
Diagnostic interview
PAPA
SAD symptoms, M (SD)
SAD diagnosis, n (%)
Total anxiety symptoms, M (SD)
Any anxiety diagnosis, n (%)
Parent report
BIQ, M (SD)
CBCL Internalizing, M (SD)
Preschool Anxiety Scale, M (SD)
Social Anxiety subscale, M (SD)
Teacher report
School Anxiety Scale, M (SD)
Social Anxiety subscale, M (SD)
Generalized Anxiety, M (SD)
Observed parenting
Positive Affect/sensitivity—free
play, M (SD)
Positive Affect/sensitivity—Lego,
M (SD)
Negative control—free play, M (SD)
Negative control—Lego, M (SD)
(n ⫽ 18)
(n ⫽ 17)
(n ⫽ 22)
(n ⫽ 17)
2.61 (0.78)
13 (72.2)
32.28 (10.53)
14 (77.8)
(n ⫽ 18)
169.50 (3.71)
60.83 (1.19)
63.94 (2.31)
19.84 (1.07)
(n ⫽ 15)
12.91 (1.95)
8.57 (1.50)
4.34 (0.59)
(n ⫽ 18)
1.0 (1.37)
5 (27.8)
14.76 (10.12)
7 (38.9)
(n ⫽ 17)
144.79 (4.14)
51.02 (2.19)
45.00 (4.04)
14.30 (1.33)
(n ⫽ 16)
10.97 (1.88)
8.16 (1.45)
2.81 (0.55)
(n ⫽ 17)
2.1 (1.1)
10 (45.5)
26.48 (12.81)
10 (45.5)
(n ⫽ 22)
163.46 (3.81)
58.71 (2.10)
60.64 (3.91)
17.52 (1.16)
(n ⫽ 21)
14.09 (2.11)
8.80 (1.21)
5.06 (1.17)
(n ⫽ 22)
1.64 (1.45)
7 (31.8)
22.29 (14.07)
7 (31.8)
(n ⫽ 17)
159.76 (6.30)
58.05 (2.25)
52.85 (4.49)
17.20 (1.26)
(n ⫽ 18)
17.67 (2.80)
9.59 (1.43)
7.90 (1.69)
(n ⫽ 17)
1.45 (0.18)
1.49 (0.22)
1.45 (0.16)
1.35 (0.17)
1.46 (0.29)
1.02 (0.03)
1.00 (0.13)
1.53 (0.3)
1.01 (0.01)
0.96 (0.18)
1.51 (0.24)
1.03 (0.05)
1.03 (0.13)
1.43 (0.29)
1.02 (0.04)
1.01 (0.14)
Note. PAPA ⫽ Preschool Age Psychiatric Assessment; SAD ⫽ social anxiety disorder; BIQ ⫽ Behavioral Inhibition Questionnaire; CBCL ⫽ Child
Behavior Checklist.
and observed parenting. Our novel, theoretically and developmentally grounded treatment approach, adapted from PCIT and SSFP,
involved in vivo coaching of parents in the use of behavioral strategies
as their inhibited children participated in a peer group. Results suggest
that the Turtle Program holds great potential to improve child anxiety
symptoms across home and school settings, and importantly, to increase observed maternal positive affect and sensitivity.
The treatment group demonstrated significant pre–post treatment improvement relative to the WLC on maternal-reported
anxiety symptoms and diagnoses, of medium to large magnitude.
Table 4
Results of Generalized Estimating Equations Analyses
Measure
Diagnostic interview
SAD symptoms
SAD diagnosis
Any anxiety symptoms
Any anxiety diagnosis
Parent report
BIQ
CBCL Internalizing
Preschool Anxiety Scale
Social Anxiety Subscale
Teacher report
School Anxiety Scale
Social Subscale
Generalized Subscale
Observed parenting
Positive Affect/Sensitivity
Free play
Lego
Negative control
Free play
Lego
B
SE
⫺0.71
0.41
0.97
0.21
0.96
⫺0.59
OR
1.91
1.68
p
ga
0.09
3.81
0.18
3.57
.081
.050
.005
.081
0.55
0.62
0.88
0.55
95% CI
95% CI
1.52
0.003
0.99
0.21
⫺21.019
⫺9.15
⫺11.15
⫺5.22
7.14
2.72
6.21
1.97
⫺35.01
⫺14.71
⫺23.32
⫺9.09
⫺7.03
⫺3.82
1.01
⫺1.35
.003
.001
.072
.008
0.93
1.06
0.57
0.84
⫺5.52
⫺1.204
⫺4.37
2.76
1.59
1.52
⫺10.92
⫺4.33
⫺7.35
⫺0.11
1.92
⫺1.38
.045
.450
.004
0.63
0.24
0.91
0.14
0.09
0.06
0.07
0.018
0.047
0.25
0.23
.024
.196
0.73
0.40
0.016
0.07
0.04
0.16
0.02
0.10
.447
.660
0.23
0.13
⫺0.01
⫺0.03
Note. SAD ⫽ social anxiety disorder; BIQ ⫽ Behavioral Inhibition Questionnaire; CBCL ⫽ Child Behavior Checklist; OR ⫽ odds ratio; CI ⫽ confidence
interval; g ⫽ Hedges’ g.
a
Values of 0.2 correspond to small effects, values of 0.5 correspond to medium effects, and values of 0.8 correspond to large effects.
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6
CHRONIS-TUSCANO ET AL.
Consistent with other studies finding effects on parent-reported
(Kennedy et al., 2009) and laboratory-observed BI symptoms
(Kennedy et al., 2009; Hirshfeld-Becker et al., 2010), we found
large effects of treatment on parent-reported BI. This is particularly promising, given that baseline BI negatively predicted treatment response to Hirshfeld-Becker’s (2010) Being Brave intervention for 4- to 7-year-olds with anxiety disorders. Thus, we selected
a very challenging population and yet demonstrated change on
both inhibition and anxiety.
As an index of generalization, teachers reported improvements
in school anxiety symptoms for children in the treatment group
relative to the WLC. This was encouraging, given that no intervention took place in the school and teachers were uninvolved in
treatment. Given that researchers who have completed intervention
studies of young children with BI or anxiety disorders have rarely,
if ever, collected teacher questionnaires, it has been unclear
whether these earlier interventions decreased anxious behavior in
the school setting. Given the social nature of BI and demonstrated
associations with later social anxiety, it is critical that effects of
early interventions designed for inhibited young children are demonstrated at school.
We were also encouraged by the significant treatment effects on
observed maternal positive affect/sensitivity. Given that maternal
warmth and sensitivity both predict the discontinuity of BI over
time and protect against future maladjustment in at-risk children
(Coplan, Arbeau, & Armer, 2008; Degnan & Fox, 2007; Hane et
al., 2008), this finding was particularly noteworthy. Observational
measures are often considered the gold standard in treatment
research, given the potential for parent reports to be biased and
influenced by expectations that treatment will work. This may be
particularly the case when parents are involved in treatment and
the comparison condition does not receive active treatment, as was
the case in our study and other studies of young children with high
BI and/or anxiety (Hirshfeld-Becker et al., 2010; Rapee et al.,
2010).
We were surprised by the lack of treatment effects on negative/
intrusive control. In contrast with studies showing that parents of
inhibited and/or anxious children tend to engage in negative control (Hudson & Rapee, 2000), few mothers in this study demonstrated negative control at baseline. Characteristics of our sample
or observational context may have contributed to this finding.
This study was limited by a small sample size and WLC (rather
than active comparison) condition. We also did not observe child
social behavior in the laboratory for both conditions at pre- and
posttreatment. Finally, the BIQ was used both as a selection and
outcome variable. Despite these limitations, the findings were
encouraging in that the Turtle Program demonstrated effects on
parent and teacher ratings of anxiety, as well as observed maternal
positive affect/sensitivity, supporting the need for further evaluation. Future studies should include larger samples that are block
randomized on the basis of the presence of baseline anxiety disorders. Future studies should also include observations of child
behavior and follow-up assessments to better characterize the
effects of early intervention on the trajectory of anxiety in this
at-risk group. A larger, socioeconomically diverse sample and
multiple assessment points during the course of treatment will
allow for an examination of mediators (e.g., parenting, social
skills) and moderators (e.g., baseline anxiety severity, culture,
physiological reactivity, socioeconomic status) of treatment ef-
fects. Future studies may also examine single and additive effects
of various treatment components (e.g., in vivo coaching, parent- or
child-only group), given that studies have reported effects of a
parent-only intervention on diagnostic outcomes (Rapee et al.,
2010) and no differences between parent– child and parent-only
interventions (Waters, Ford, Wharton, & Cobham, 2009).
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Received October 29, 2013
Revision received February 2, 2015
Accepted February 9, 2015 䡲