Journal of Anthropological Archaeology 20, 73–112 (2001)
doi:10.1006/ jaar.2000.0369, available online at http:/ / www.idealibrary.com on
Personhood, Agency, and Mortuary Ritual:
A Case Study from the Ancient Maya
Susan D. Gillespie
Department of Anthropology, University of Illinois at Urbana–Champaign,
109 Davenport Hall, Urbana, Illinois 61801
Received August 4, 1999; revision received June 28, 2000; accepted June 30, 2000
The archaeological identification of individuals has been an important component of both
processual attempts to characterize social organization by the treatment of individuals in
mortuary ritual and more recent agency theory applications to studies of political economy and
social change. Both approaches have been critiqued for failing to adequately define the individual, instead applying the Western concept of the individual to other societies. These shortcomings are shown to be part of a larger problem in social theory: the continuing polarization
between individualism and holism. They point to the need for renewed interest in the anthropological analysis of the “person”—a socially shaped construct—in order to better understand
social relationships and recognize the collective aspects of agency. A case study from the Classic
Maya civilization illustrates how emphasis on the individual, as represented in mortuary events,
artistic depictions, and texts, has resulted in interpretive difficulties that can be avoided by
viewing these data from the perspective of the social collectivity from which personhood was
derived. Maya corporate kin-based groups, known as “houses,” were a major source of the
social identities expressed in political action and represented in mortuary ritual and monumental imagery. © 2001 Academic Press
Key Words: agency; house society; individualism; Maya; Mesoamerica; mortuary ritual; personhood.
labled “methodological holism” (Ritzer
and Gindoff 1994:11) or “metaphysical holism” (Brodbeck 1968:283; Sztompka
1994b:258). Some are still used today, including in archaeology, along with such
holistic theories as Darwinian selectionism and sociobiology.
In reaction to the overemphasis in holism on the social collectivity, the diverse
theories labeled “methodological individualism” 1, * were formally developed beginning in the 1950s, in which explanations of all social phenomena are based on
individuals and their actions (Lukes 1970:
77; Ritzer and Gindoff 1994:11). Also
grouped at this end of the polarity are
interpretive sociology and phenomenol-
Social science theories have tended to
cluster around two polar oppositions, “holism” and “individualism” (Agassi 1960:
244; Gellner 1968; Ritzer and Gindoff
1994:3; Varenne 1984:295). Holistic theories, the first to develop, consider society
as an entity that exists beyond the individuals who compose it. As a self-regulating
system, society constrains or determines
individual behaviors and beliefs, treating
individuals as epiphenomena and downplaying their role in social change (Ritzer
and Gindoff 1994:12; Sztompka 1994a:30).
Theories such as the Durkheimian superorganic, functionalism, structuralism,
structural Marxism, behaviorism, systems
theory, and cultural materialism lean toward this end of the polarity (Morris 1985:
724; Sztompka 1991:3). They have been
* See Notes section at end of article for all footnotes.
73
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SUSAN D. GILLESPIE
ogy, approaches that consider society to
be constructed from human actions (Archer 1982:455). Methodological individualism was a radical paradigm shift that
was equally biased, but in the opposite
direction (Sztompka 1991:4). Inevitably a
new class of theories emerged—a “third
sociology”—to bridge the dichotomy between individualism and holism, examining the integrative relationships that link
society and its members (1991:4; Ritzer
and Gindoff 1994:13). Variously known as
theories of agency, action, practice, and
praxis, they have been widely adopted in
anthropology since the 1980s (Ortner 1984:
144) and form an important component of
postprocessual archaeology (Dobres and
Robb 2000; Hodder 1986:73–77). The integration of society and individuals—now in
terms of structure and agency— has become the central problem of modern social theory (Archer 1982:455; Giddens
1984:35).
Agency theories in Europe and their
counterparts in micro–macro sociology in
America began to take shape by the 1970s
(Ritzer and Gindoff 1994:6). These approaches have been labeled “methodological relationism,” in which “neither social
individuals nor social wholes can be explained without analyzing the social relationships between them” (Ritzer and
Gindoff 1994:14). In this country, Giddens’s (1979, 1984) structuration theory
and Bourdieu’s (1977) habitus have become popular, especially in archaeology,
although there are competing theories
[Archer’s (1982, 1996) morphogenesis and
Sztompka’s (1991, 1994b) social becoming
among others; see Ritzer and Gindoff
1994:9 –10; Sztompka 1994a]. These theories typically posit a dynamic recursive
relationship linking structure and agency.
They contend that human action creates
or reproduces “structure” (e.g., social
structural relations, cultural categories,
and customary practices) such that society
is always in process. However, actors are
constrained and conditioned to act, and to
validate actions and their consequences,
by their sociocultural circumstances.
Structure is thus both shaping of and
shaped by actors, who are both producers
and products of structure (Sztompka
1994a:43).
Despite this advance over earlier theories, continuing problems in agency approaches have prevented the development of a satisfactory solution to the
holism–individualism polarity. These include the lack of consistency in defining
both structure and agency (Dobres and
Robb 2000:8 –9; Ritzer and Gindoff 1994:9 –
10) as well as in identifying actors or
agents. Agents are often considered to be
individuals, but sometimes agency is
granted to taxonomic groups within society, such as a class, faction, age group, and
gender, or to actual collectivities and institutions. In some perspectives, agency is
a property limited only to dominant individuals or groups.
In archaeology, one result of the failure
to adequately define structure and agency
is that purported case studies in agency
theory actually constitute a retreat back to
methodological individualism (McCall
1999:16), whose limitations agency theory
is supposed to overcome. Agents are typically seen as dominant individuals acting
in their own self-interests, which are frequently antithetical to society (Dobres and
Robb 2000:9; cf. Sassaman 2000:149). Hodder (2000:23) recently suggested that for
archaeologists to move beyond such “big
man aggrandizer” models, they should
concentrate on the microscale biographical analysis of individual “lived lives.”
This approach renders society as epiphenomenal as it leans even more toward the
individualism pole.
In large part this inability to reconcile
structure and agency, and the falling back
on individual actions (with society or
structure as mere backdrop), reflects the
contemporary Western fascination with
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
the individual as an autonomous, self-interested actor (Johnson 1999:83; Meskell
1996:11). This has been called the “illusion
of egocentrism” (Sztompka 1994b:271).
While some archaeologists (e.g., Bender
1993:258; Hodder 2000:23; Johnson 1999:82;
Knapp and Meskell 1997:189) recognize
that the idea of the “individual” is a historically contingent and quintessentially
modern social and political construct—
and this is not at all a new idea in social
theory (Morris 1985:723)—a different concept has not yet been proposed to replace
the individual that incorporates the social
dimension of actors to thereby bridge the
divide between people and society.
I suggest that one useful approach to
this dilemma is to reexamine an old literature on “personhood.” Personhood, as
opposed to the casual use of the term individual, is a topic that is infrequently
mentioned (e.g., Dobres and Robb 2000:
11) and more often left unexamined in
archaeology, although hints of this concept survive in such contexts as the recognition of social persona expressed in mortuary ritual. Personhood, and the related
but distinct concept “selfhood,” can be analyzed in terms of objective (behavior and
structure) and subjective (mind and culture) relationships or some combination
of both (Ritzer and Gindoff 1994:14).
While studies of the “person” should not
replace those of the individual or self, they
may provide a more balanced perspective,
leaning more toward the side of society
and collective representations.
A major component of personhood derives from the enactment of relationships
within a society, typically as part of everyday experience or practice. These include
relationships between different persons,
persons and groups, different groups, the
living and the dead, and people and objects, since personhood is not confined to
living human beings. 2 Furthermore, personhood need not be relegated to the
older view of social structure as composed
75
of groups and roles, but can be integrated
within the contemporary perspective of
society as a “system of contexts, or forms,
of social action,” when such relationships
come into play and are open to negotiation, subversion, and transformation
(Harrison 1985:128). The “emergent” quality of the human subject (Morris 1985:724)
becomes apparent in social interactions,
as people act in the capacity of persons,
thereby internalizing structure as they
engage in actions to reproduce or transform it.
Recent calls in archaeology for the increased focus on the individual or the self
in terms of “lived lives” and psychological
constructions have emphasized three investigative domains. In decreasing order
of archaeological accessibility, these are
(1) burials, in which actual physical remains are usually present together with
material signifiers of the individual’s experiences and identities in life (Hodder
2000; Meskell 1996); (2) imagery of humans (Knapp and Meskell 1997; Meskell
1996); and (3) written information on the
intentions, actions, and selfhood of individuals (Houston and Stuart 1998; Johnson 1989, 2000). All three of these domains
come together in rare instances such as
that of the Classic Maya civilization of
southern Mexico and northern Central
America, where textual information and
imagery concerning certain high-ranking
persons is being linked to actual skeletal
remains of individuals found in royal
tombs. As I will show, current interpretations that treat these Maya figures as historically documented agents have relied
too greatly on the Western concept of the
individual. The elaborate tombs have
been assumed to reflect individual statuses and aspirations. Actions and events
determined from portraiture or texts have
been credited to the unique motivations of
individual rulers. However, controversies
and disagreements have arisen concerning how to interpret who did what and
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SUSAN D. GILLESPIE
why. One reason for these disagreements
is the explanatory poverty of the notion
that Maya rulers acted as individuals
whose motivations can only be conjectured. This article develops the proposal
that much of this explicit archaeological
evidence for “individuals” consists of purposeful representations of persons, whose
identities, actions, and motivations were
especially shaped by their membership in
a social unit. For the Maya aristocracy in
particular, this social unit was a multigeneration kin-based, hierarchically organized corporate group known as the
“house.”
In order to show the need for a rethinking of individuals in the past as “persons,”
as a means to bridge the structure–agency
divide, I discuss how the earlier mortuary
archaeology and later agency theory focused on individuals in order to investigate society and how both have been criticized for their failure to pay sufficient
attention to the relationships between individuals and groups. The concept of
“person” as devised by the French sociologist Mauss is then introduced to contrast
personhood with individual and self, indicating how “individual” is a historically
specific construct. Personhood, which recognizes the important social and collective
component of one’s identity, is not inconsistent with an actor-oriented or agency
approach. On the contrary, it provides a
critical sociocultural context for elucidating the recursive relationship between
people and groups. The second half of the
article provides the case study from the
Classic period Maya to demonstrate how
quite different interpretations will result
pertaining to both grave treatment and
symbolic evidence for agency when the
contextually defined “person” is substituted for the generic “individual.” The reconsideration of Maya actors as persons
will ultimately entail a rethinking of Maya
sociopolitical organization and history.
ACCOUNTING FOR THE
INDIVIDUAL IN ARCHAEOLOGY
The Saxe–Binford Mortuary Program
Despite the by-now stereotyped view
that processual archaeology considered
ecomaterialist forces as determinants of
cultural stasis or change—typifying the
holistic paradigm—a number of the
“new” archaeologists were interested in
identifying individuals in prehistory.
These attempts included recognizing the
works of individual craftsmen (e.g., Hill
and Gunn 1977), but a major impetus for
this research was the classification of ancient societies into political (evolutionary)
types, specifically egalitarian vs hierarchical, based on whether and how individuals were treated differently upon their
deaths. While this type of analysis was
occasionally done in the 1940s and 1950s
(Sears 1961:228-229), credit for this approach is most frequently given to Saxe
(1970, 1971) and Binford (1971), originators
of what is now called the Saxe–Binford
research program (Brown 1981:28, 1995:9;
see also Pader 1982:53; Tainter 1978:106). 3
The basic assumption in their approach
was that status differences in life were
reflected in differential treatment upon
death, such that burial variation, or its
absence, would reflect the general structural features of a society (Saxe 1971:39;
see Binford 1971:18; O’Shea 1984:3;
Peebles 1971; Peebles and Kus 1977; Rothschild 1979). In other words, social organization was considered the “primary determinant of variation in mortuary practices
and burial form” (Carr 1995:106). Diagnostic differences in burial treatment include
the expense of grave preparation, its location with respect to other features or defined spaces, the quantity and quality of
grave furniture, and the position and orientation of the body.
Significantly, in order to clarify the social phenomenon reflected in burial treat-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
ment, both Saxe (1970) and Binford (1971)
drew upon Goodenough’s (1965) innovation of the terms “social identity” and “social persona,” concepts which he differentiated from “status” as previously defined
by Linton (1936:113). Recognizing that all
living individuals assume several social
identities, and not all at the same time,
Goodenough (1965:7) coined the term “social persona” for the composite of social
identities selected as appropriate to any
specific interaction. As used in mortuary
analyses, the social persona was considered dependent on such common determinants of identity as age, sex, relative
rank or position in a social unit, and affiliation of the deceased to other groups.
Other archaeologists, however, used less
well-defined concepts to indicate distinctions among grave treatments, including
status (e.g., Peebles 1971; Rothschild 1979),
rank (e.g., Brown 1981; Peebles and Kus
1977), and wealth (e.g., Rathje 1970; see
Pader 1982:57).
The early work of Saxe and Binford, and
the subsequent scholarship influenced by
their research program, constituted a major advance in the archaeological analysis
of social organization, parts of which are
gaining newfound respect (e.g., Morris
1991). Eventually, however, much of this
work came under attack, the substance of
which can be only briefly discussed here
(see also Brown 1995). A frequently noted
shortcoming is the explanation of mortuary treatment as dependent on a single
variable—social organization—a view
which is antithetical to the contemporary
emphasis in archaeology on cross-cultural
and historical variability. For this reason,
Ucko’s (1969) earlier caveat concerning
the diversity of mortuary beliefs and practices is often cited (e.g., Chapman 1994:44;
Pearson 1993:204). The assumption that
graves are reflections of social order is
considered simplistic and unworkable
[but see Brown (1995) for a response], and
fails to take into account such collective
77
representations as religious beliefs and
worldviews (Carr 1995:110 –111; Morris
1991:147). Other studies have shown that
burial variability need not signify whether
a society is egalitarian or ranked (Pearson
1982; Huntington and Metcalf 1979:122).
In short, variablity in burial treatment
may indicate something quite other than
the usually assumed “fossilized terminal
statuses of individuals” (Peebles 1971:69).
This has become an especially thorny issue where child burials have the kind of
treatment that, if found with an adult,
would be taken to indicate a high rank.
The initial assumption was that the child
did indeed have an ascribed status, evidence for a hierarchical society (Saxe
1970:7; Rothschild 1979:661; Tainter 1978:
106). This supposition was found not to be
universally supported by archaeological
and ethnographic evidence (Hayden 1995:
49 –50). An alternative view—that it is
more likely the status of the child’s parents that is being marked in this way—
calls into question the operating assumption that grave treatment reflects the
status of the deceased individual (Brown
1995:8; Pader 1982:57).
Furthermore, there is the larger arena of
mortuary ritual that must be considered,
of which the grave is only one part. The
context of mortuary practices extends far
beyond the cemetery or burial place
(Pearson 1993:226 –227). Grave furniture
may reference the burial ritual itself
rather than the social status of the deceased (Pader 1982:58). That which is associated with the body represents only a
portion of a series of actions, which may
serve to distort or mask social relations
and identities rather than accurately reflect them (Hodder 1982:201). Mortuary
ritual often includes multiple stages of
body processing and prolonged secondary funerary rites carried out in various
locations, as first described in the classic
study by Hertz (1960 [1907]).
In sum, mortuary rituals have more to
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SUSAN D. GILLESPIE
do with the relationships negotiated by the
survivors between themselves and the
dead and/ or the ancestors the dead will
become (Joyce 1999, n.d.; Pearson 1982:
112, 1993:203). These rituals pertain to relationships within and among the social
units that were involved with the deceased, including political and economic
relationships (Brown 1995:4; Goldstein
1981:57). Items included with a child’s
burial may better indicate the relationship
of the parents with their deceased child
(Joyce 1999:21; Hayden 1995:44 – 45; Pader
1982:62), and there is no reason why the
same marking of relationships should not
hold for adults as well. Pader (1982:58)
cites Edmund Leach on this point: “If
graves are in any way an index of social
status it is the social status of the funeral
organisers as much as the social status of
the deceased that is involved.” Drawing
especially on ethnographic information,
Joyce (n.d.:4) concludes that “ancient burials can be viewed as particularly charged
sites through which the living survivors
inscribed the dead into social memory in
particular ways, as part of an ongoing process of spinning webs of social relations
between themselves and others.”
Hertz’s thesis that mortuary practices
are determined by the relationships constructed to link the corpse, the soul, and
the living mourners has been called the
closest thing to middle range theory in
mortuary archaeology, amenable to crosscultural applications (Carr 1995:176). The
dead, who are often transformed into ancestors or other forms of spirits as the
result of funerary rites, are resignified at
the time of death rituals and also in subsequent actions that may involve handling
their curated remains and in rites of commemoration that innovate social memories of the dead for political ends (Chapman 1994:46; Kuijt 1996; McAnany 1998;
Morris 1991:156; Pearson 1982:101, 1993:
203). Such ritual may purposely result in
the loss of individual identities as the
dead represent the social collectivity, for
example, becoming generic ancestors in
the oft-cited example of the Merina of
Madagascar (Bloch 1982:220; see also
Chapman 1994; Glazier 1984).
Thus, the critique of the early mortuary
archaeology points to the need for a perspective that relates the individual bodies
archaeologists excavate to other persons
within the multidimensional contexts of
social dynamics beyond the grave itself.
The social persona cannot be considered
an essentialized attribute of a single individual—a terminal status— but must take
into consideration enacted links to other
persons. This factor had not been neglected in the earliest studies (Binford
1971:17; Peebles 1971:68; Saxe 1970:6, 9),
but it subsequently had received less attention.
Brown (1995), in a recent review of the
Saxe–Binford program, suggested that the
implicit focus in mortuary archaeology on
identifying the status of individuals resulted from the relatively common occurrence of finding individual bodies in separate graves. This situation called for the
application of a theory that would link
individual variability to social organization. Thus, Goodenough’s role theory was
adopted to characterize the identities of
those individuals while living (1995:11).
Brown (1995:5) further observed that this
intellectual framework reflects the contemporary experience of the archaeologists who devised it, namely, the common
Euro-American practice of assigning social identities to individuals and interring
them in separate graves.
Agency Approaches
The concern for the individual, now as
an actor and not a reflection of social order, is an important component of contemporary archaeological theory (Hodder
1986:6). The shift away from systemic or
ecological holism toward agency or actor-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
centered approaches (Bell 1992:30; Johnson 1989:189; Robb 1999:3) raised its own
series of problems, for in archaeology
agency is often little more than a
“buzzword” (Robb 1999:3; see Dobres and
Robb 2000). The actor is seldom defined as
a contextually relevant construct (e.g.,
Gillespie 1999:225; Johnson 1989:190). One
reason for these shortcomings may be the
common reliance on Giddens’s structuration theory, whose fullest exposition is in
his 1984 book The Constitution of Society
(Giddens 1991:204).
Giddens’s approach differs significantly
from that of other agency theorists, who
tend to lean toward the side of structure,
in that it embodies agency in human actors (Sztompka 1994a:38 –39). “Structure,”
idiosyncratically defined by Giddens as
organizing principles or rules and resources (Ritzer and Gindoff 1994:10), is
drawn upon by actors in their everyday
lives, primarily as “practical knowledge”
that is routine and taken for granted. Actors engage this knowledge and then reflect on the consequences of their actions
as they understand them—for they may
be at odds with intentions and expectations—thereby reproducing or changing
the knowledge and conditions that originally enabled their actions (Giddens 1984:
2– 4). Giddens thus proposed that
[t]he constitution of agents and structures are
not two independently given sets of phenomena, a dualism, but represent a duality. According to the notion of the duality of structure, the
structural properties of social systems are both
medium and outcome of the practices they recursively organize. Structure is not ’external’ to
individuals: as memory traces, and as instantiated in social practice, it is in a certain sense
more ‘internal’ than exterior to their activities in
a Durkheimian sense. Structure is not to be
equated with constraint but is always both constraining and enabling. (1984:25)
As applied to archaeology, however,
McCall (1999:16 –17) observed that agency
theory has more frequently focused on
actors’ intentions, which is a minor con-
79
cern in Giddens’s writings and outside of
the more collective, less conscious nature
of Bourdieu’s (1977:72ff) habitus. Consequently, such studies are not much different from competing theories of methodological individualism and rational actors.
Indeed, Ortner (1984:151) characterized
practice approaches in anthropology as a
whole as dominated by a concept of motivation derived from “interest theory,”
based on an “essentially individualistic,
and somewhat aggressive, actor, self-interested, rational, pragmatic, and perhaps
with a maximizing orientation as well.”
This theory has been heavily criticized
and is too narrowly focused on rationality
and “active-ness” (1984:151). 4 It assumes
pragmatic rationality as the universal
dominant motivation for action, in contrast to agency theory, which views actors
as “socially embedded, imperfect, and often impractical people” (Dobres and Robb
2000:4). Interest theory also disregards the
growing literature that demonstrates
cross-cultural variation in the conceptions
of self, person, and motivation (Ortner
1984:151).
This approach is apparent in several applications of agency theory to cultural
evolution in prehispanic Mesoamerica,
provided here as just one example. 5 Marcus and Flannery (1996:31) explicitly
adopted the “essentially individualistic,
self-interested, rational, and pragmatic”
actor from interest theory for their model
of the evolution of Zapotec civilization in
Oaxaca. Using Giddens’s concepts to account for the rise of social inequality in
lowland Mesoamerica, Clark and Blake
(1994:28) concluded that societal changes
“result from the purposive action of individuals pursuing individual strategies and
agendas within the structural constraints
of their cultural system.” Joyce and Winter (1996:33), in a similar study to account
for the rise of social complexity in Oaxaca,
also focused their interpretation on “individual-level behavioral strategies.” How-
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SUSAN D. GILLESPIE
ever, a more ambitious attempt by Blanton and colleagues (1996) to use agency
theory to account for evolutionary change
throughout Mesoamerican prehistory developed two contrasting political-economic strategies, one more individualistic
and the other more collective. The “network” strategy was based on “individualcentered exchange relations” (Blanton et
al. 1996:4), while the “corporate” strategy
emphasized “a corporate solidarity of society as an integrated whole” (1996:6; see
also Blanton 1998:149 –150).
Some of these studies were criticized for
their failure to adequately develop the social context of human action. Joyce and
Winter were accused of focusing “almost
entirely upon autonomous, strategizing
individuals” without concern for “[s]ocial
roles such as gender, occupation, and kinship” (Brumfiel 1996:49) that shaped their
identities, motivations, and options.
Criado (1996:54) remarked that the emphasis on individual-centered strategies
incorporates a model of agency only as it
operates in postindustrial capitalist society. Thus, agency applications in archaeology are being faulted for presuming the
universality of the Western notion of the
individual, the same critique applied to
the more holistic mortuary archaeology
analyses. However, the individual as a
unit of investigation has become even
more emphasized in the paradigm shift in
Anglo-American archaeology from determinist to rational actor approaches (Hodder 1986:6 – 8).
This situation is not unexpected given
that the “individual as a self-motivated
agent” is fundamental to Euro-American
social philosophy (Varenne 1984:281). In
fact, the same criticism has been lodged
against Giddens himself. His notion of the
actor is derived from the Western concept
of the individual and is never socioculturally constituted, only structurally situated
(Pazos 1995:220). Giddens “is simply uninterested in the characteristics of the
noncapitalist formations and their subjectivity,” and his concepts are thus difficult
for anthropologists to utilize (Karp 1986:
134, 132). Structuration theory was developed in reference to “highly self-controlled
individuals in advanced industrialized societies. But it is unable to show how this kind
of individual came to develop in the first
place: for Giddens, people have, apparently,
always been the same since the dawn of
history” (Kilminster 1991:101). Archaeologists who apply Giddens’s model to the past
should not be unduly criticized for failing to
adequately define the actor and for implicitly assuming, as Giddens does, the contemporary Western concept of the individual.
In seeing the individual as a self-contained entity, Giddens’s model of structuration—a process that depends upon interaction— has been faulted for its failure
to consider the interdependence of actors:
“individuals are seen here only in the first
person, as positions. There is no conceptual grasp of the perspective from which
they themselves are regarded by others in
the total social web, nor of their combined
relatedness” (Kilminster 1991:99; emphasis in original). In a similar critique of
Giddens’s work, Sewell (1992:21) asserted
that “agency is collective as well as individual . . .The transposition of schemas
and remobilizations of resources that constitute agency are always acts of communication with others.” Sewell (1992:21)
suggested shifting attention away from
the individual toward relationships enacted with others (see also Kilminster
1991:100), which gets back to the core of
agency theory as “methodological relationism.”
In short, a critical component missing
from the influential works of Giddens is a
recognition of the “[d]ifferences in personhood” (Karp 1986:133; see also Devillard 1995). This comment refers to the
early anthropological literature on the
constitution of the “person,” concerned
with the construction of mutually identi-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
fying relationships linking people in society. It is worthwhile to review this literature to determine where it might shed
light on the problems at hand, especially
as it points specifically to the historical
development of the Western notion of the
individual within the more general notion
of personhood.
PERSON, PERSONNAGE, AND
INDIVIDUAL
The idea of personhood has deep roots
in anthropology, going back to the time
when holistic approaches were dominant,
and perhaps it has become somewhat neglected for that reason. In American anthropology theorists were concerned with
defining concepts such as status, role, and
social identity that later influenced the interpretations of Saxe and Binford. Linton
(1936:113) defined a status as a collection
of rights and duties constituting a position
in a particular pattern of reciprocal behavior. Status cannot exist alone but only in
relation to the overall societal pattern. Humans enact these statuses as roles,
thereby reproducing society. Linton contrasted this abstract meaning of a status
with the status of any individual as “the
sum total of all the statuses which he occupies” (1936:113). In this usage, status
can refer to both a position in a network of
relationships and to individuals occupying one or more of those positions, a
source of confusion that Linton acknowledged: “Since these rights and duties can
find expression only through the medium
of individuals, it is extremely hard for us
to maintain a distinction in our thinking
between statuses and the people who hold
them and exercise the rights and duties
which constitute them” (1936:113).
Goodenough (1965:2) complained that
Linton and others had mistakenly merged
statuses— combinations of rights and duties—with social positions and with categories of persons, assuming that they all
81
formed an “indivisible unit of analysis.”
He therefore introduced his own terminology—social identity and social persona—although their definitions are not
easy to apply to specific instances, particularly in archaeology. Social identity is
“an aspect of self that makes a difference
in how one’s rights and duties distribute
to specific others” (1965:3), to be distinguished from “personal identity.” Social
persona is “[t]he composite of several
identities selected [by an individual] as
appropriate to a given interaction” (1965:
7). Archaeologists actually reframed these
definitions to make them workable with
respect to mortuary analysis and the representation of identities of a deceased individual. Social identity now referred to a
category of person, social position, or status (Saxe 1970:4), lumping together that
which Goodenough tried to keep separate. Social persona was understood as the
“composite of social identities maintained
in life and recognized as appropriate for
consideration at death” (Binford 1971:17),
assuming that death must require the fullest representation of the deceased’s various social identities (Saxe 1970:6).
Across the Atlantic this issue was tackled from a different angle by the French
sociologist Mauss, a student of Emile
Durkheim, in a 1938 essay (Mauss 1985).
Mauss examined empirical information
from Zuni Pueblo, the Kwakiutl, and other
peoples concerning their clan organization. He observed that each clan owned a
set of names—really titles relating to the
clan totem—that were distributed to clan
members, who also assumed kinship positions that determined rank and authority, altogether forming a complex social
classification system. He concluded, “on
the one hand, the clan is conceived of as
being made up of a certain number of
persons, in reality of ’characters’ (personnages). On the other hand, the role of all of
them is really to act out, each insofar as it
concerns him, the prefigured totality of
82
SUSAN D. GILLESPIE
the life of the clan” (1985:5). Each personnage was a metonymic referent to that totality, taking its position with respect to all
the others.
Independently, in the 1920s Franz Boas
was having problems classifying the
Kwakiutl local group (numayma) as a kind
of clan. He ultimately suggested that
[t]he structure of the numayma is best understood . . . if we disregard the living individuals
and rather consider the numayma as consisting
of a certain number of positions to each of which
belong a name, a ‘seat’ or ‘standing’ place, that
means rank, and privileges. Their number is
limited, and they form a ranked nobility. . . .
These names and seats are the skeleton of the
numayma, and individuals, in the course of their
lives, may occupy various positions and with
these take the names belonging to them. (in
Lévi-Strauss 1982:169)
From the perspective taken by Mauss
and Boaz, the embodiment of personnages
as “names” or “seats” reproduces social
units that compose society, which should
be seen as much more than a collection of
clans or descent groups. Individuals at
various stages in their lives assume the
titles and associated roles, ranked positions, and ritual behavioral prescriptions
that belong to the clan and thereby define
it and shape its relationships to other
clans. For the Kwakiutl, as Mauss (1985:8)
explained:
[w]hat is at stake in [the keeping of titles within
the clan] is thus more than the prestige and the
authority of the chief and the clan. It is the very
existence of both of these and of the ancestors
reincarnated in their rightful successors, who
live again in the bodies of those who bear their
names, whose perpetuation is assured by the
ritual in each of its phases. The perpetuation of
things and spirits is only guaranteed by the perpetuating of the names of individuals, or persons. These last only act in their titular capacity
and, conversely, are responsible for their whole
clan, their families and their tribes.
The subsequent ethnographic literature
that makes use of the notion of personhood further reveals its important features (e.g., Barraud 1990; Fortes 1973;
Graeber 1996; Howell 1989; Kan 1989;
Strathern 1981). The social persona is seen
as an intersection of different qualities—
gender, age, birth order, kin groups of
parents and affines, life experiences, and
metaphysical essences— but personhood
is something more. It is often encompassed by a title or name and materialized
by insignia, totemic crests, or badges of
office. They signify a category of being
that may be coextensive with specific
groups, property, and places. Personhood
has rank or status implications vis-à-vis
other persons and may also be associated
with estate/ caste/ class, religion, ethnicity
or ancestral group, and occupation. In
Mauss’s conception, specific “persons”
exist in perpetuity. They preexist those
humans who take on these identities, and
at certain times it is possible that no human being will embody a specific personnage, which nevertheless exists as a category and thus as a means of interrelating,
or potentially interrelating, people, ancestors, places, and things.
Personhood is not an automatic status
and often conjoins separate components
acquired over a lifetime or beyond. Such
acquisition is the focus of a great deal of
ritual as well as utilitarian effort and expenditure of resources, usually involving
many people because their own identities
are impacted by their relationships with
others (LaFontaine 1985:132). Individuals
who embody a specific person representing a unique constellation of features may,
by dint of effort or luck, add to or subtract
from those features. Biographies of persons are always changing, based on real
“lived lives” and on how these are memorialized later. Conversely, some people in
a society may never be recognized as having achieved full personhood, especially
slaves and children (Fortes 1973:304ff; Kan
1989:64), so the coincidence of human being and person is not always complete.
Mauss’s concept of personnage might
seem to place too much emphasis on the
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
social collectivity and on determinative
social constructionism, of which the
Durkheimian school has long been accused (Goody 1962:27). However, Fortes
(1973:287), in reviewing Mauss’s ideas,
more explicitly linked “person” to “the
perennial problem of how individual and
society are interconnected in mutual regulation,” which is the central problem in
social theory. Fortes (1973:286) asked: “If
personhood is socially generated and culturally defined, how then is it experienced
by its bearer, the individual?” In response,
he observed that the analyst must keep
distinct the
two aspects of personhood. Looking at it from
the objective side, the distinctive qualities, capacities and roles with which society endows a
person enable the person to be known to be, and
also to show himself to be the person he is
supposed to be. Looked at from the subjective
side, it is a question of how the individual, as
actor, knows himself to be— or not to be—the
person he is expected to be in a given situation
and status. The individual is not a passive bearer
of personhood; he must appropriate the qualities and capacities, and the norms governing its
expression to himself. (Fortes 1973:287) 6
As in practice or agency theory, the positions themselves, and the interdependent or oppositional relationships with
others that they entail, do not exist except
when “person” and “other” are defined in
social interaction and in the reflection and
discourse that follow from it. The actor
does not simply play a role society has
determined for him: “he has not simply
put on the mask but has taken upon himself the identity it proclaims. For it is
surely only by appropriating to himself
his socially given personhood that he can
exercise the qualities, the rights, the duties and the capacities that are distinctive
of it” (Fortes 1973:311).
Incorporating the notion of personhood
is one means for better comprehending
structuration as the mutual constitution of
society and individual. Structure is internalized by individuals in the context of
83
their interdependence within the total social web as a collective medium for
agency, by their assumption of the status
(in the Lintonian sense) of personnages to
become a person. This complex social system is instantiated in practice, including
daily routines involving the navigation of
the constructed landscape (e.g., Barrett
1994; Bourdieu 1973), the exchange of objects (e.g., Barraud et al. 1994; Howell
1989), and other social interactions. It is
especially prominent at life-crisis rituals,
such as funerals, when people are most
“invested with the capacities of personhood specific to defined roles and statuses” (Fortes 1973:287).
Mauss’s original intention was to develop an evolutionary outline for these
concepts. From the personnages of traditional societies, he traced the development in Western thought, beginning with
the Romans, of the personne as a juridical
and later moral entity that is autonomous
and subject to rights and duties (Mauss
1985:18). It need not be a human being but
can refer to corporations, cities, or universities as a “collective person” (1985:19). An
even more recent development since the
Reformation and Enlightment was the
emergence of the category Mauss called
“self” (moi) and its coincidence with personne (1985:20 –22) in Western philosophy.
This combined category is the basis of the
Western concept of the “individual” as a
self-contained, autonomous moral entity.
Mauss’s 1938 article had little impact on
Anglo-American anthropology and was
generally neglected in ethnography (La
Fontaine 1985:123; Morris 1985:736). However, it may have influenced RadcliffeBrown’s 1940 essay “On Social Structure”
(reprinted 1952), which distinguished “individual” from “person” as follows: every
human being as an individual is a “biological organism” and as a person is “a
complex of social relationships.” The failure to distinguish the two is “a source of
confusion in science” (1952:193). However,
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SUSAN D. GILLESPIE
it was Mauss’s pupil, Dumont, and his
followers who have maintained the discrimination in Mauss’s original essay between the person as a feature of many
traditional societies and the Western notion of the individual as a value, a merger
of “person” and “self” in Mauss’s terms.
This contrast is now more usually labeled
the dichotomy between person and individual. Dumont (1970:11) traced the development of the individual to the European
introduction of the social division of labor
and the French Revolution. Others see its
origin in the bureaucratic nation-state (La
Fontaine 1985:136 –138) or as early as the
Medieval period (Barraud et al. 1994:4).
While this terminology introduces the assumption that the Western “individual” is
an essentialized concept, and there is
likely variability in the notion of the self
among Westernized societies (Sökefeld
1999:418), the contrast between individual
and person remains a useful heuristic device.
Whatever its developmental trajectory,
in Western society, characterized as individualistic versus holistic, or as modern
versus traditional (Barraud 1990:215; Dumont 1970:9), the individual is “a particular cultural type (of person) rather than a
self-evident analytical category” (Strathern 1981:168). In individualistic societies
like ours, “society is constituted of autonomous, equal units, namely separate individuals and . . . such individuals are more
important, ultimately, than any larger
constituent group . . . . The Western concept of the individual thus gives jural,
moral and social significance to the mortal
human being, the empirically observable
entity” (Alan MacFarlane in La Fontaine
1985:124).
If in our own society the individual
has absolute value, then not surprisingly, it is difficult for us to maintain the
distinction between individual and person (La Fontaine 1985:125). Nevertheless, anthropologists, who spend most of
their efforts studying non-Western peoples, should be paying more attention to
this issue (Barraud et al. 1994:4) because
undue emphasis on the individual distorts our interpretations of non-Western
societies (Dumont 1975). This distinction
is particularly critical to the holism/ individualism duality that agency theories
are struggling with: “In Western notions
of personhood, bounded units of the
species are seen as ipso facto morally
self-contained, and further are set in opposition to nature and society. Social science notions of personhood that emically oppose ‘the individual’ to ‘society’
are best understood as flowing from this
specifically Western conception. But in
other cultures, the ethical entity, the
person, may be conceived along rather
different axes” (Strathern 1981:168 –169).
In considering representations of status or social persona in mortuary treatment, and in judging the contexts and
motivations for agency, archaeologists
should be aware of the profound difference between “person” and “individual”
as culturally specific constructions and
that the individual in this sense did not
exist for most of the past. They should
further consider that “the practices by
means of which actors construct their
social world, and simultaneously their
own selves and modes of being in the
world, are . . . symbolically constituted
and themselves symbolic processes”
(Munn 1986:7). As I suggest in the following case study, what have often been
seen as individualistic representations
and actions may be better understood as
social constructions that symbolically
refer to “persons,” whose identities, statuses, and motivations were shaped by
their linkages to others in a collectivity.
The interpretive differences that result
from this perspective are significant
enough to warrant serious consideration
of the personhood of actors in the past.
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
FIG. 1. Map of the Maya area (southern Mexico
and northern Central America) showing major Classic period sites mentioned in the text. Maya language
names are in italics.
MAYA REPRESENTATIONS
OF PERSONHOOD
Representations of Maya Individuals
The archaeological concerns for identifying individuals in mortuary analyses
and in other actor-centered contexts accessible through imagery and text have
coincided in interpreting events of the
Classic Maya civilization of southern Mesoamerica (ca. 250 –1000 A.D.; Fig. 1). Data
from the Late Classic site of Palenque,
Mexico, are highlighted here, although a
similar analysis could be carried out for
any center with equivalent information on
dynastic history and royal tomb occupation. I emphasize how the value implicitly
85
assigned to the individual has resulted in
some interpretive difficulties. An analytical shift away from the individual as a
natural unit toward the relationships that
are created and maintained among interacting persons may alleviate some of
these difficulties and allow prehistorians
to broaden their understandings of social
dynamics.
The Maya are an interesting case for
this purpose 7 because they created many
human images juxtaposed with written
texts which, since the pioneering work of
Proskouriakoff (1960), have been interpreted as depicting named historical individuals, namely rulers and their close
family members or high-ranking subordinates, the most powerful agents in Maya
society (Coe 1984:166). The monumental
inscriptions are thus thought to record the
“grand assertions of kings” (Freidel 1992:
129). Sculpted in bas-relief on stone stelae,
lintels, panels, and similar objects used in
association with architecture or defined
spaces, these images are typically not portraits in the usual sense of depicting exact
physiognomy. Instead, the textual and
iconographic symbols identify the persons
and show them engaged in some ritual
action (Schele and Miller 1986:66). Some
of the artworks from Palenque, however,
are an exception for they are believed to
be lifelike portraits (1986:64 – 66). Because
of the huge effort and expense devoted to
describing and picturing the activities of
individual kings—the “public glorification
of named rulers”—and also to building
their palaces and tombs, Blanton and colleagues (1996:12) considered the Classic
Maya to exemplify the individualizing
“network” political strategy: “Elite families promoted the cults of named rulers
and the rhetoric of royal descent and ancestor veneration” (Blanton et al. 1996:12),
especially with the erection of impressive
pyramids for the tombs of rulers in the
Late Classic (600 –1000 A.D.).
By the time of Welch’s (1988) survey of
86
SUSAN D. GILLESPIE
lowland Maya mortuary practices, the
skeletal remains in about a dozen such
tombs had been matched with the names
of rulers mentioned in the inscriptions
(1988:Table 99), and that number continues to grow. Being able to associate a
unique individual known from the written
record with specific physical remains presents obvious advantages to the archaeologist. Moreover, text-aided archaeology
has been suggested as a means to better
understand the “theoretical question of
’the individual’” (Johnson 1989:190; see
Meskell 1996:11ff). Nevertheless, the situation can actually become more clouded
than in nonliterate societies, as Trinkaus
(1984) noted. Not only is mortuary ritual
now seen as an opportunity for manipulating statuses and identities (e.g., Joyce
1999:22; Pearson 1982), but “written
records are acts of symboling in themselves . . . [and] the use of written records
as factual notation and as powerful manipulators of fact is fundamental to the
organization of the complex societies that
produce them. Those which describe rituals therefore pose, at the very least, a double blind for interpretation” (Trinkaus
1984:675). This problem has been recognized for the Maya in the sense that the
surviving texts would have been commissioned only by successful lords to tout
their achievements (Schele and Freidel
1990:55), and the promulgation of what we
call “propaganda” is thought to have been
a major function of writing in Mesoamerica (Marcus 1992:16).
The “double blind” of the manipulative
uses of both mortuary ritual and writing
appears in certain continuing controversies concerning the famous royal tomb in
the Temple of the Inscriptions at
Palenque. 8 Although these arguments
seem simplistic today, they succinctly
characterize the difficulties that may arise
when considering the individual as a selfinterested rational actor. The Temple of
the Inscriptions is a massive pyramidal
platform with a masonry building (a temple or shrine) on top. In 1952 Ruz Lhuillier
discovered a hidden stairway descending
from the temple floor over 20 vertical
meters into the interior of the platform to
below ground level, terminating in a
vaulted chamber. Nearly filling this chamber is a massive limestone box hollowed
out to hold the remains of a single adult
male, in correct anatomical position
(Dávalos Hurtado and Romano Pacheco
1992:333). 9 The four sides of this sarcophagus are sculpted with images of 10
named men and women, identifiable from
inscriptions as predecessors of the sarcophagus’s occupant. He is depicted in
full figure on the separate, nearly 4-mlong limestone slab that forms the sarcophagus lid (Robertson 1983:57, 65). His
name was read phonetically as Pakal, and
his biography as written in Palenque’s inscriptions was first analyzed in a seminal
decipherment by Mathews and Schele
[1974; the name was later more completely
read as Hanab-Pakal (Schele and Mathews
1998:95)]. The entire structure was apparently made to house the sarcophagus because the tomb chamber and sarcophagus
had to be in place before the pyramidal
platform was constructed above.
Who built this grandiose funerary architecture has become a subject of disagreement. When Ruz Lhuillier first excavated the Temple of the Inscriptions, he
likened its construction to that of the Old
Kingdom pyramids of Egypt and presumed that the occupant commissioned it
for his personal use (Ruz Lhuillier 1992:
285). More specific arguments to prove
that Pakal built his own tomb and temple
include the fact that the articulated body
was surely placed in a prepared coffin
soon after death (Sabloff 1997:187). The
sloppy execution of part of the sarcophagus bas-relief must mean that death occurred after the carving had begun but
before it was finished (Schele and Freidel
1990:468 – 469). Furthermore, why was a
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
fine stairway needed from the temple
down to the tomb except to inter the body
after the platform and temple were finished (Robertson 1983:24)? The supposition that Pakal designed his tomb some 10
years before his death—the time needed
to build it— has generally prevailed (Coe
1988:234; Robertson 1983:23–24; Schele
and Freidel 1990:225; Schele and Mathews
1998:97). Foncerrada de Molina (1974:78,
my translation) called the structure a
“monument to individuality, in this case,
that of a ruler . . . who could exercise his
authority over the inhabitants of the
Palenque area, even attaining, for his personal glory, the erection of the most spectacular mausoleum in all the Maya area.”
In this supposition we see the usual presumption that grave treatment reflects the
status of the deceased—a great tomb is
the sign of a great man.
Palenque’s rulers, like those elsewhere
in the Maya world (e.g., for Tikal, Haviland 1992), are further seen to have had
political motivations to commission buildings and monuments “designed to gain
personal glory” and to fulfill their “personal agendas” (Schele and Freidel 1990:
244, 261). The attribution of a building or
stone monument is typically given to
whoever’s name or image appears most
prominently on it. However, the assumption that Pakal was motivated by self-interest to build his tomb presupposes that
it was not in anyone else’s greater interest
to do so. Most of the Maya evidence indicates that survivors typically built or renovated structures to house the dead
(Bassie-Sweet 1991:75; Welsh 1988:186),
the death often triggering new construction (McAnany 1998:276). At Caracol, Belize, however, some tombs were built before they were needed, and of these, some
were never used (Chase and Chase 1998:
311), indicating variability in Maya practices.
Bassie-Sweet (1991:75) proposed a
counterargument that the Temple of the
87
Inscriptions was built after Pakal’s demise. She noted that the body could have
been placed within the hollowed-out
limestone container, quickly sealed with a
plain inner lid, soon after death, before
the sarcophagus sides were carved and
the temple-pyramid constructed over the
tomb. The stairway was needed for the
final rituals, when the great sculpted
cover, which was housed beside the sarcophagus, was finally moved into place.
Her scenario thus introduces a long time
span between death and the final interment ritual. She further suggested that
this building project was undertaken to
fulfill the personal political aspirations of
Pakal’s successor, Snake-Jaguar (KanBalam in Yucatec Maya; his name was not
written phonetically). Despite the prominent portrait of Pakal on the sarcophagus
lid, and the recounting of his life events in
the inscriptions in the temple above his
tomb, that text does end with the statement of the accession of Kan-Balam
(Schele and Mathews 1998:104 –108). KanBalam also is believed to have commissioned the three temples in the adjacent
Cross Group complex, which prominently
display his image, as “the monument to
his personal accession to the throne”
(Freidel 1992:124; see Robertson 1991:9;
Schele and Freidel 1990:237).
Other evidence for the actions and motivations of these two important Palenque
rulers comes from the unusually prominent retrospective dynastic information in
the texts and images of the Temple of the
Inscriptions and the Cross Group. The
history of the ruling house takes the form
of king lists rather than a genealogy. As
Schele and Freidel (1990:220) remarked,
“[t]he very existence of these king lists
raises questions about their context and
motivations of the men who made them.
What so fascinated and troubled these
men that they felt compelled to present
such a comprehensive treatise on their dynasty on such important monumental
88
SUSAN D. GILLESPIE
space?” The answer, they suggested, is
political manipulation. Palenque, like
some (but not all) Maya centers, displays
female images and names in the monuments. However, at Palenque women
were said to have achieved paramount
status [ch’ul ahaw, “holy lord” (Freidel
1992:130)], considered a serious breach of
the presumed strict rule of patrilineal succession and inheritance (Schele and
Freidel 1990:84 – 85). The woman named as
Pakal’s mother, Sak-K’uk’ (White Quetzal
bird), was one such female ruler named in
the retrospective texts. She is thought to
have been a “masterful politician, able to
manipulate the rival interests of her paternal clansmen” as she managed to bequeath the throne to her own son while he
was still a child (Schele and Freidel 1990:
220). Having inherited the throne under
inauspicious circumstances, Pakal, and
later his son Kan-Balam, needed to “justify this departure from the normal rules.”
Thus they invested much effort and expense in these monumental constructions
(1990:221).
Here we see projected onto Pakal and
Kan-Balam the motivations of a self-interested, rational, and pragmatic agent engaging in actions to further an individual
agenda against the established sociopolitical order. This is the typical approach
in agency applications in archaeology,
now with the advantage of knowing the
names, dates, and historical events of
these protagonists. From this individualistic perspective alone, it is difficult to decide which of the two gained the most
from building the Temple of the Inscriptions and so to whom it should be attributed. A similar disagreement concerns the
identification of the human images in the
Cross Group buildings. Each of the three
buildings has a bas-relief wall panel depicting two recurring figures, one tall and
one short, each holding objects. Assuming
that the Cross Group is Kan-Balam’s accession monument, it made sense to iden-
tify the short figure as the deceased Pakal
handing the insignia of rulership to his living son (Schele and Freidel 1990:242, 470 –
471). However, others (Floyd Lounsbury in
Schele and Freidel 1990:470; Bassie-Sweet
1991:203) have suggested, on the basis of the
identifying text adjacent to the short figure,
that this is Kan-Balam as a child. He was
shown in each panel at two different times
in his own life, heir-designation and accession, with Pakal’s role visually invisible.
A more acrimonious argument, related
to the same issues of symbolic representation, concerns the age of Pakal at death.
The physical anthropologists who examined the skeletal remains in the sarcophagus reported in 1955 that the man died at
an age between 40 and 50 (Dávalos Hurtado and Romano Pacheco 1992:333). Two
decades later, epigraphers deciphered the
hieroglyphic inscriptions and read Pakal’s
name and his birth and death dates
(Lounsbury 1974; Mathews and Schele
1974). These indicate that he was born in
603 A.D., acceded to the paramountcy of
Palenque in 615 at age 12, and died in 683,
making him 80 years old at his death,
twice the age determined from the physical examination (Mathews and Schele
1974:Table 1; Robertson 1983:23). Ruz
Lhuillier (1977), who had excavated the
tomb, then called for new skeletal analyses, which yielded the same result as before. He therefore soundly criticized the
epigraphers for failing even to consider
the physical evidence of age in their reconstruction of Pakal’s life-history given
the huge discrepancy presented by these
two sources of information (see also
Acosta 1977:285).
Stepping into the controversy, Carlson
(1980) suggested that the inscriptions—
which are heavily weighted toward calendrical and astronomical cycles—should
not be so literally interpreted. He observed (1980:199) that Palenque’s inscriptions are known to have linked events in
the lives of the ruling family to earlier
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
actions by ancestors and gods through the
use of contrived dates to place those
events in equivalent positions within
calendrical cycles (Lounsbury 1976). Such
contrived dates may have taken precedence over historical accuracy in recording royal biographies (Carlson 1980:202;
Lounsbury 1991:819). Nevetheless, Pakal’s
age discrepancy remains an “apparent
contradiction yet to be resolved” in Maya
archaeology (Sharer 1994:280; also Carlson
1980:203). In a final response, Schele and
Mathews (1998:342–344) referred to more
recent studies that contest the age-determination techniques of the 1950s–1970s,
and reiterated the “incontrovertible”
arithmetic used to arrive at Pakal’s age
from his birth and death dates. They argued that unwillingness to accept these
dates would call into question all that is
known about the Maya Long Count calendar at every Maya site (1998:343).
Social Death
The arithmetic is not in doubt, and
more sophisticated techniques for aging
mature adults are now available (e.g.,
Schwartz 1995:185–222), but the controversy cannot so easily be resolved. A major source for the discrepancy in Pakal’s
age may be the identification of the body
in the sarcophagus with Pakal as a person
represented in inscriptions and images.
The same type of identification has resulted in interpretive problems at other
Maya centers. For example, at Copan,
Honduras, archaeologists at first believed
they had found the tomb of the Early Classic founder of the ruling dynasty, named
Yax K’uk’ Mo’ (First Quetzal Macaw) in
the later retrospective texts. The preponderance of the evidence in terms of tomb
location, chronology, iconography, and
grave goods pointed to that identification
(Stuart 1997:75). Yet the physical analysis
later showed that the body was that of a
woman, leaving archaeologists to conjec-
89
ture she was the wife of the founder (1997:
82), the only female likely to have shared
the symbolic references that designated
this ruler.
In other cases the identity of a tomb
occupant has been made from a name
inscribed on included grave goods, such
as the name (currently read Yikom
Yich’ak’ K’ak’) on a pottery vessel in
Tomb 4 of Calakmul, Mexico. The excavators used this vessel to identify the man in
the tomb, despite earlier readings of other
inscriptions that the same named individual had been killed (and buried) at Tikal,
Guatemala (Carrasco Vargas et al. 1999:
49). Stuart (1989:158) has sounded a note
of caution regarding this practice because
pottery vessels were widely traded and
show up in graves far from their point of
manufacture. He had already confronted
this same problem in deciphering the life
history of an important woman, as inscribed on four shell plaques in Burial 5 at
Piedras Negras, Guatemala, a grave which
turned out to house an adult male rather
than the expected female (Stuart 1985).
Nevertheless, the operating assumption,
overturned only in the face of irrefutable
physical evidence, is that names on grave
goods should coincide with the individual
in the grave because it is believed that the
deceased’s status should be most prominently marked in mortuary contexts. A
one-to-one correspondence is presumed
between the skeletal remains and the
symbolic references to social identity.
However, many Maya tombs were reentered and also reused, housing multiple
bodies in differing states of articulation, so
these graves cannot easily signify the status and identity of a single individual at a
fixed point in time following immediately
after death. 10 At Caracol, tombs served
multiple uses and were not always the
final resting place, as bodies were subjected to several stages of processing in
different locales (Chase and Chase 1996:
76, 1998:311), and the same practice may
90
SUSAN D. GILLESPIE
explain empty tombs found elsewhere. In
addition to the physical evidence for such
secondary mortuary rituals, which sometimes involved the curation of body parts
(Chase and Chase 1996:77; Welsh 1988:
216), there are ethnohistoric descriptions
of similar practices from late prehispanic
Yucatan (Landa 1982:59). Thus, only at
certain times or for certain persons were
Maya tombs sealed (Chase and Chase
1994:56) in a ceremony that “reflects several things: the end of mourning, continuity, and a reaffirmation of the social order”
(Chase and Chase 1996:77).
Such a ritual or class of rituals to the
dead may be indicated in inscriptions at a
number of sites by a hieroglyph that Stuart (1998:396 –397) suggested may read
muknal. It refers to activities directed at a
place for the dead, and muknal is the Yucatec Maya word for tomb (muk is not read
phonetically). Stuart (1998:398) further
suggested that this ritual took place after
interment and apparently involved the
burning of substances such as incense, evidence for which has been found archaeologically both within and outside of
tombs. McAnany (1998:289), however, interpreted the muknal event as the interment of the deceased in the final resting
place, which may have required a great
deal of time to gather the resources and
labor to construct. From sites where both
the muknal and the death dates are
known, McAnany showed that the median number of days between the two
events was 482, about 121 years, and the
longest known elapsed period was 24
years.
In McAnany’s hypothesis the muknal
event may be the ritual marking of “social
death.” The well-known dichotomy between “biological” and “social” death
(Bloch 1982:220) obligates us to analytically separate the physical and social aspects of persons as opposed to individuals. This is especially the case in
traditional societies in which physical in-
dividuality, experienced most obviously
by death, is an obstacle to a social order
based on the continuous incarnation by
humans of the legitimate positions (personnages in Mauss’s term) that make up
society (Bloch 1982:223; Goody 1962:27).
Where succession or inheritance are concerned, social death can be more critical
than biological death, since personhood
(and hence rights to office or property)
can extend beyond one’s demise. For example, in medieval France the dead king
was treated as if he were alive, via the
medium of an effigy, until his funeral—
marking his social death and the legitimate accession of his successor—in order
to eliminate the conceptual problem of an
interregnum (Mayer 1985:211–212).
Hertz, another student of Durkheim,
is credited with bringing the common
occurrence of secondary mortuary rituals to anthropological attention with his
1907 essay, in which he observed that in
social terms, death is “the object of collective representation” (Hertz 1960:28;
see also Bloch 1982:224 –225). While
death starts the process of physical decomposition, funerary and later commemorative rituals are necessary to deconstruct the social person as opposed to
the self and personal identity (Gluckman 1937:118). They separate out the
various parts that had come together,
also by ritual means, throughout one’s
lifetime. These components include tangible and intangible elements contributed by the father’s and mother’s kin
groups, as well as identity relationships
amalgamated through marriage and
other social exchanges (e.g., Barraud
1990:225; Goody 1962:273; Kan 1989:66;
Munn 1986:164; Weiner 1976:8). The
Maya, like many other peoples, believed
that the corporeal aspect of the body was
composed of two major essences (e.g., Barley 1995:100; Bloch 1982:224 –225; LéviStrauss 1969:393). The bones, a dry enduring material, were contributed by the father
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
representing the continuity of the patriline.
The flesh or blood, a wet and perishable but
life-giving substance that influenced one’s
well-being, was contributed by the mother’s or wife-providing group (e.g., Nash
1970:109; Popol Vuh 1996:98 –99; see
Gillespie and Joyce 1997:199). In addition,
each person had one or more “souls” or
spiritual essences (Freidel et al. 1993:181–
185; Vogt 1970) that connected them to the
ancestors and to the local setting of their
social group— collective representations
beyond their individual destinies. The final disposition of the souls was also a
subject of ritual concern.
Funerary and commemorative rituals
to “decompose” the social person simultaneously serve to reorganize the relationships of the survivors to one another
to reaffirm order within the collectivity,
as Hertz (1960) first observed. Kan (1989:
289) similarly noted for the Tlingit of
Alaska: “To make the deceased into a
valuable cultural resource, the ritual
must separate his perishable and polluting attributes from the immortal and
pure ones. The funeral begins this process, but time is needed for all the elements constituting his total social persona to be separated from each other, for
the perishable and impure ones to be
discarded, and for the immortal ones to
be channeled back into the social order
of the living.” Thus, it is not suprising
that a Maya Long Count date recorded
for social death—possibly the muknal
event—may be far removed from that of
biological death. Among the Tlingit, for
example, the dead body was considered
“unfinished” until the memorial potlatch took place, which was necessary to
“celebrate the end of a long process of
transformation of the deceased’s social
persona” (Kan 1989:181–182). In Indonesia, it is similarly the last prescribed exchange prestation that “signifies the end
of a person” (Barraud 1990:224).
91
Ancestors and the “House”
If death precipitates “the removal of a
social person from society” (Humphreys
1981b:2) and all the ritual entailed in that
process with its political and economic
consequences, then to get beyond the individual in the grave requires some understanding of the social classification of
the populace into meaningful units and
relationships from which people, as persons, construct their identities. Maya settlement pattern analysis provides important evidence in this regard. The typical
residential pattern was a grouping of
structures around one or more patios,
forming a compound that would have
housed a multifamily kin-linked unit over
multiple generations (Ashmore 1981). Out
of the daily practice of shared living arrangements and economic and ritual activities, the group who occupied this space
maintained a collective identity (Hendon
1999). Some of these domestic compounds
include recognizable shrines, generally on
the east side, providing a localized religious focus for group identity (Ashmore
1981; Chase and Chase 1996; Haviland
1981, 1988; McAnany 1995:66, 104; Tourtellot 1988; Welsh 1988:217).
These domestic structures were frequently renovated, their superstructures
razed to make way for new buildings. Significantly, rebuilding episodes were usually contemporary with the interment of
one or more persons within the substructure (Coe 1956:388; Haviland et al. 1985:
152; McAnany et al. 1999:141; Welsh 1988:
7). While some of the interred human
remains are believed to be sacrificial victims (Becker 1992:188), the main burials in
elaborate graves suggest that the deaths
of these persons motivated the renovations that followed (1992:188; Coe 1956:
388; McAnany et al. 1999:141). This practice began in the Formative (Pre-Classic)
period (Adams 1977:99), and careful excavations at K’axob, Belize showed that
92
SUSAN D. GILLESPIE
“Formative ’burials’ are so temporally and
contextually connected with construction
of a new structure that often they reside
stratigraphically in a place betwixt an old
and a new building” (McAnany 1995:161).
On occasion, one or more “terminal” burials may have signaled abandonment of
the structure (Haviland et al. 1985:150 –
151), a practice known historically in Yucatan (Landa 1982:59) and ethnographically in the Chiapas highlands (Blom and
LaFarge 1926 –1927:2:362).
The use of structures—predominantly
residences—to house the graves of Maya
elite and nonelite persons is the one consistent pattern noted by Welsh (1988:166)
among the great variety of burial treatments used by the Classic lowland Maya
(Ruz Lhuillier 1965, 1968). Subfloor interments were typically topped by a masonry
altar or bench (Welsh 1988:188 –189). Some
elite households used a special shrine
building rather than the dwelling for their
dead (1988:188 –189; Haviland et al. 1985),
and most rare are the temple-pyramids
built completely de novo over a subsurface
tomb (Welsh 1988:190). Ritual activities
continued to be performed at all these
locations, as indicated especially by the
evidence of incense burning. Thus, the
dead were important to the living at all
levels of society (Chase and Chase 1994:
54). The huge and disruptive architectural
investment in graves, the high number of
graves within structures, the curation of
some body parts, and evidence for continued ritual veneration at those locations
show how pervasive the dead were to the
daily practice of the living. Coe (1988:234)
considered Maya centers to be “necropolises, in which the living were gathered to
worship the honored dead.”
Nevertheless, other evidence shows
that it was not for the dead that this
effort was expended but for ancestors,
noncorporeal beings with whom the living, who transformed the dead into ancestors, continued to interact (Gillespie
2000b; McAnany 1995:161, 1998; see also
Chapman 1994; Morris 1991). Maya archaeological evidence supports ancestor veneration practices congruent with ethnohistoric
and some ethnographic accounts [Landa
1982:59; Las Casas 1967:2:526; see Gillespie
(1999, 2000b) and McAnany (1995, 1998) on
prehispanic Maya ancestor veneration;
Nash (1970:22), Vogt (1969:298 –301), and
Watanabe (1990:139 –141) on the contractual
relationships by which the modern Maya
engage with ancestors]. The shrines and altars were places for active commemoration of ancestors (Welsh 1988:186 –193),
whose bodily remains may have served to
attract their spirits, the way analogous
house shrines do today (Vogt 1964:499 –
500), as a means for maintaining their
souls within the control of the residential
unit (Gillespie n.d.). The juxtaposition of
the living with the dead and the continued
veneration of their spirits in domestic contexts indicates that the house compound
itself was a material means for signifying
the group’s continuity with the ancestors
[McAnany 1998:271, 276; see Chapman
(1994:57) for an Old World example]. The
interment of the dead contributed to the
sacral quality of the house, to the point
that temples or shrines sometimes replaced the domestic structures (McAnany
1995:161, 1998:279).
In the case of the ruling group, continuity with ancestors was also maintained via
the curation of predecessors’ monuments
(Adams 1977:99). They formed a major
material means by which the dead were
recreated in memory as “an anchor for
meaning” (Humphreys 1981a:272). Commemorative activities would also have
contributed to what Halbwachs, another
student of Durkheim, called “collective”
memory, which is sustained within a specific social group (Halbwachs 1980); it is
now more frequently referred to as “social” memory (Connerton 1989; Fentress
and Wickham 1992). Such memories,
which legitimate a present order or inno-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
vate a new one, are conveyed through ritual performances and commemorative
ceremonies (Connerton 1989:3– 4), for
“memory is actively constructed as a social and cultural process” [Melion and
Küchler 1991:4; see Miller (1998) for Maya
examples of social memory evoked
through architecture].
The architectural evidence indicates
that Maya society was divided into spatially separate kin-based groups maintaining ties to their ancestors as an important resource and symbol of continuity
with the past. Another important clue to
identifying these social units and their
links to personhood comes from the
buildings themselves, which were typically called “houses” (na and otot/ otoch ).
Houses had proper names that appear in
inscriptions of dedication and termination
rituals for the structures (Freidel and
Schele 1989; Schele 1990; Stuart 1998:376;
Stuart and Houston 1994: Fig. 104). They
were sometimes named for ancestors. For
example, two of Palenque’s Cross Group
building inscriptions relate the dedication
of the house (na and otot) of K’uk’
(Quetzal). These texts have been interpreted as naming the Cross Group as the
“house” of K’uk’ (Schele 1990:149), a reference to a legendary paramount of
Palenque, Balam-K’uk’ (Jaguar Quetzal),
who apparently served as an “anchoring
ancestor” for the ruling dynasty by the
time of Kan-Balam’s reign (Freidel 1992:
123–125; Schele 1987). Indeed, there is
much evidence that “Maya rulers rebuilt,
refurbished, and rededicated lineage
houses of their founding ancestors”
(Freidel 1992:125).
Thus houses, which were named and
whose social births and deaths were ritually marked, overlapped in these qualities
with the people who occupied them.
Moreover, despite the common presumption that monumental inscriptions were
commissioned to extol the life events of
rulers, Stuart (1998:375) has shown that
93
they instead served more precisely to
“record the activities surrounding the
placement, creation, and activation of ritual things and places,” specifically objects, monuments, and buildings, and that
these “dedication events were among the
most important events worthy of permanent record.” In this sense, stone monuments erected in front of or within the
buildings also served a commemorative
function linking persons to those named
places, reiterating their co-identities.
Other objects also preserve a record of
these ritual events. For example, a vessel
in a dedicatory cache in an Early Classic
palace structure at Tikal has an inscription
“his house, Jaguar Paw, Ruler of Tikal, 9th
Ruler.” It makes explicit both the commemorative nature of the ritual in which
the cache items were deposited, in association with the erection of the building
(Jones 1991:111) as well as the linking of
the named ruler to his “house.”
The identification of persons with
houses extends beyond even these examples, for the word “house” is used by the
Maya to refer to their domestic groups
apart from the structures. Among the
modern Tzotzil Maya, sna (house) is the
term for any named localized extended
family group that maintains a separate
identity which is objectified by a single
house shrine and continuously enacted by
group participation in dedication rituals
(Vogt 1969:140). The equivalent social unit
for the Chorti Maya is the otot (Wisdom
1940:248). Similarly, the Postclassic Quiche
Maya aristocracy were organized by membership in a nimha (“great house”) (Carmack 1981:160). The Classic period inscriptions also provide evidence for prehispanic
social identity as referrring to a “house” as a
social group. In a Tamarindito, Guatemala,
text the “house names” are provided for a
ruler’s mother and father, the woman being
of the “flower house” and the man from the
“maize house” (Houston 1998:521). A widespread courtly title used by both males and
94
SUSAN D. GILLESPIE
females is read ah ch’ul na, “person of the
holy house” (Houston 1993:130). This title
relates them to the ruler, ch’ul ahaw, “holy
lord,” the head of the royal (“holy”) house
in which those persons claimed membership.
The organization of Maya society into
long-lived property-owning groups known
as “houses” is not unusual but conforms to
a widely distributed pattern also found in
medieval Europe, whose aristrocracy
formed noble houses to which commoners
were attached (Gillespie 2000b). LéviStrauss (1982:174, 1987:152) first recognized,
from ethnographic and historical descriptions of a wide range of ranked societies,
that the house is a recurring social unit that
most frequently is emically referred to by
the word for a dwelling. 11 He correspondingly observed that anthropologists often
mistakenly identified social “houses” by
their own etic term, lineage (see also McKinnon 1991:29), thereby assuming that these
are strictly descent groups and missing the
critical point of the association of the social
unit with architecture, place, and property.
From the various occurrences of what he
called “house societies,” Lévi-Strauss devised the following definition in which the
“house” is treated as a “person” in the sense
that Mauss intended. The house is a personne morale, usually translated as a corporate body, “holding an estate made up of
both material and immaterial wealth, which
perpetuates itself through the transmission
of its name, its goods, and its titles down a
real or imaginary line, considered legitimate
as long as this continuity can express itself
in the language of kinship or of affinity and,
most often, of both” (Lévi-Strauss 1982:174).
As a person, the subject of rights and
reponsibilities, the “house” emerges as
the collective unit in exchange relations,
particularly marriage, with other houses
(Lévi-Strauss 1982). While many house societies have a unilateral basis for inheritance and succession, ties to spouses’
“houses” are maintained. Property may
flow through both parents as well as
through spouses, and noble “houses” typically engage in strategic marriages to acquire property from affines (Gillespie
2000a). The “house” is also a key source of
personhood for its members, providing a
place for them in the social nexus and a
corresponding physical place in the spatial network of the settlement (Forth 1991:
74). People’s identities are therefore
shaped by their “house” identity, and
their relationships to others are based in
part on the relationships of their respective “houses” (Barraud 1990:228). This is
amply demonstrated in Indonesia where
house societies have been best studied by
ethnographers (e.g. Barraud 1990; Forth
1991; Fox 1980; McKinnon 1991; Waterson
1990).
Maya “Houses” and “Persons”
In the case of the Maya, several concrete
expressions of personhood as derived
from “house” affiliation are interpretable
from the available evidence. They are
manifested by the “house’s” estate consisting of real and intangible property, by
the strategic “language” of consanguineal
kinship and affinity to create relationships
that increase and perpetuate the estate
over time, and by the maintenance of the
estate over multiple generations.
Beginning with the “house” estate,
among its important immaterial property
is a set of names or titles, which may form
a ranked classification system as the
names are disbursed to certain “house”
members (e.g., the descriptions of Zuni
and Kwakiutl above; Fortes 1973:312; Kan
1989:70). These names are often attributed
to real or legendary ancestors, and in assuming them, the living house members
assume the ancestors’ position or part of
their identity, and thereby perpetuate that
portion of the “house’s” estate. Many
modern Maya believe that the soul(s) of
the dead are reincarnated in subsequently
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
born family members given the same
name, such that the two share in important aspects of their identities (Carlsen
and Prechtel 1991:29; Thompson 1930:82).
Thus, the ancestral spirits as well as the
names should be considered immaterial
“house” property that is curated across
generations and reproduces the social
unit.
Mauss (1985:4 –5) and Boas (in LéviStrauss 1982:167) also emphasized how aspects of personhood are acquired through
the taking of various names at different
life stages, a practice documented for the
Postclassic Yucatec Maya (Roys 1940). In
the 16th century, Landa (1982:58) reported
that children were given different names
and that upon marriage they assumed a
double surname, taking both their mother’s and father’s names. This custom
would have signified the continuity of the
patriline and the affiliation to the wifegiving group as embodied by each child.
The use of multiple names and titles for
Classic period paramounts at different life
stages was recorded in the inscriptions
(Schele 1988a:67). Moreover, upon taking
important captives in war, a victorious
Maya ruler would usurp the vanquished’s
titles (Schele and Freidel 1990:143). Mauss
(1985:8 –9) described this same practice
among the Kwakiutl, explaining that by
killing a captive or seizing his names, warriors appropriated his “person.” As Kan
(1989:71) argued, it is the name that is a
member of the “house” more so than the
individual who is the current holder of
that name. 12
Palenque’s dynastic history, as it has
been tentatively reconstructed from king
lists (Bassie-Sweet 1991:242; Schele and
Freidel 1990:222), reveals the repetition of
certain names, demonstrating the concern
to manifest the continuity of the royal
“house.” It could be argued that the long
retrospective historical texts were prominently erected as a material means by
which the ruling house actively claimed
95
names and ancestors as its property. Specifically, the texts name as royal persons
Hanab-Pakal, Kan-Balam, K’an-Hok’-Chitam, Akhal Mo’ Nab’, and K’uk-Balam
(Schele and Mathews 1993; Stuart 1999).
These same names were apparently appropriated by later paramounts, starting
with Hanab-Pakal buried in the Temple of
the Inscriptions. New discoveries show
that Akhal Mo’ Nab’ erected texts specifically concerning two legendary paramounts who shared his name. Akhal Mo’
Nab’ is presumed to have been the son of
a high office-holder, for unlike the previous two rulers (K’an-Hok’-Chitam and
Kan-Balam), he did not claim to be a descendant of Pakal. The newly found inscriptions have been thought to reveal
“some conniving to prove he had the right
to rule” (Robertson et al. 1999:3). However, the fact that he could assume the
name Akhal Mo’ Nab’, known from KanBalam’s earlier king list, demonstrates his
membership in the royal “house,” and it is
“the language of kinship” rather than
strict succession rules that can strategically position someone as head of that
“house.”
The material signifiers of “house” property and continuity are more readily apparent. The constant rebuilding or refurbishing of houses and related structures,
typically consonant with the death of an
important person, has already been noted
as a common pattern at Maya sites. The
enlargement and embellishment of structures are visible indications of a “house’s”
success in maintaining or increasing its
prestige vis-à-vis others. The changes experienced by domestic structures may
also represent events in the life histories
of their inhabitants (Bloch 1995). Another
important component of tangible property are named heirloomed valuables, often attributed to the acquisitive exploits of
ancestors in legendary or even primordial
times. Accompanying such valuables are
oral narratives of their history, which con-
96
SUSAN D. GILLESPIE
tribute to their value and are constantly
adjusted as the objects are passed down
within a social group or moved to another
group in marriage-based exchanges
(Weiner 1992:37, 42). In this way, the actions of individuals as persons become entwined with the life histories of the items
that objectify the “house” as a social unit.
For the Classic Maya, there are texts
and images that deal with these valuables,
including the story of the acquisition of
royal costume ornaments from gods, as
written in Palenque’s Temple of the Inscriptions (Schele and Mathews 1998:102,
107). In addition, inscriptions that preserve some of this history were written on
the valuables themselves. These include
the named stone stelae, which were often
reerected, cached in buildings, or even
mutilated as part of their resignification
by later curators and also the fine costume
ornaments recovered from building
caches and tombs. For these latter objects,
Joyce (2000) has demonstrated that many
were deposited long after their initial creation and sometimes far away, as they
were moved through exchange networks,
such that their final disposition would
have signified the history of a “house(s),”
and not simply the discrete individual in
the tomb. The Piedras Negras shell
plaques described above fall into this category.
Mortuary ritual was a critical opportunity for “house” members to secure the
inheritance of tangible and intangible
property attached to the person of the deceased. The transfer of property rights is
an act of social continuity in itself, but to
transfer them, they must be actively
claimed. Ethnographic examples reveal
that it is common for the “house” valuables to be put on display at the deaths of
important people. Barraud (1990:224) reported for the Kei Archipelago of Indonesia that “all jewels and valuables belonging to the deceased’s house were
exhibited and hung inside and outside his
house in order to show both the greatness
of his name and the grief of his family. For
the last time, the deceased was identified
and represented by his house.” Kan (1989:
63) has similarly shown for the Tlingit that
the commemorative potlatches to the
dead were major occasions when ownership of property was reasserted, the histories of the heirlooms were recited, and
the normally hidden objects were put on
public display.
Heirloomed valuables are sometimes
depicted in Maya art as wrapped bundles,
especially at Palenque and neighboring
Yaxchilan (Benson 1976; Tate 1992). Cloth
bundles have long usage in Mesoamerica
as containers for curating that which is
valuable and/ or sacred (Stenzel 1970).
Such bundles were described as the inalienable property (after Weiner 1992) of
the aristocratic “great houses” of the Postclassic Quiche Maya, handed down from
legendary ancestors, and it was said that
they were never unwrapped (Popol Vuh
1996:174). However, at Palenque there is
imagery and text concerning opened bundles, their contents displayed, in the tablets of the three Cross Group buildings,
the adjacent Temple XIV Tablet, and the
Palace Tablet. Similar objects (without the
cloth wrapping) are shown on the Oval
Palace Tablet, the Tablet of the Slaves,
and the Dumbarton Oaks Panel. 13 In every
case but the three Cross Group tablets,
the presentation is made to a paramount
or high official by parents who would
have been deceased, showing transfer of
property rights across generations, although these are not meant to depict reallife events. For the Cross Group, it is the
older Kan-Balam himself who holds the
opened bundle (ostensibly at his accession).
Significantly, at least two of these panels (Temple XIV and the Dumbarton Oaks
Panel) have been interpreted as posthumous depictions of the paramount (Schele
1988b; Schele and Miller 1986:272–276).
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
This is in keeping with the ethnographically documented display of house history—as encapsulated by its most valuable heirlooms—at the death of a highranking member. We can suspect that
accession to the head of the royal “house”
may have called for a similar display, as in
the case of the Cross Group tablets, as
part of the final events of ending the interregnum brought about by the death of
the previous ruler. This pattern suggests the
likely commemorative purpose of the other
tablets as well and indicates that they refer
to a collective identity, rather than to the
self-promotion of an individual.
The depictions of the deceased parents
in these artworks is also significant, keeping in mind that these are symbolic representations. Many Maya inscriptions
have been interpreted as naming the
mother and father of an ego, usually the
ruler. However, I suspect that the concern
was not to identify a unique individual
with regard to his parents, but to position
his person with respect to other persons
and “houses.” In the case of the patrifilial
Maya, one’s own “house” was referenced
through the naming of the “father” or the
head of the “house” or even the “house”
name, while the naming of the “mother”
indicated the maternal or wife-giving
“house,” the source of “blood” and thus of
life (Gillespie and Joyce 1997:199). The
persons named as parents and the items
they hold would thereby represent the
contributions of their “houses” to the
composite identity credited to the personage receiving them (1997:202). Indeed, the
very names chosen to be displayed in the
inscriptions and narrated in ritual events
may indicate the qualities that were contributed to the person of the paramount.
As one example, we’ve seen the appellative K’uk’ applied to the founder of the
king lists for both Palenque and Copan
and to the mother of Pakal. In Yucatec
Maya, k’uk’ meant more than “quetzal
bird.” It also referred to the sprout,
97
sucker, or shoot of trees and other plants,
and the same word was applied to one’s
children and descendants (Barrera
Vásquez et al. 1980:420). This is an apt
botanic metaphor for a founder of a new
line of kings, which in the case of Pakal
was a role assigned to a female (while the
name of Pakal’s father indicates other
qualities).
Mortuary and commemorative rituals
have been interpreted since the time of
Durkheim as a necessary act of restoring
the cohesion of the group threatened by
the loss of a member (Goody 1962:30, 27–
28). As Kan (1989:288 –289) and Bloch
(1982:218 –219) have observed, however,
death is sometimes the only opportunity
for social order per se to be ritually represented. It is also an opportunity for reshaping, and not just reifying, social order
(Gluckman 1937:118). Positions within the
“house” and between rival “houses” are
shuffled, and heirlooms associated with
the deceased take on additional life history, increasing their value and the competition for them. Sociopolitical relationships could be further manipulated
through secondary mortuary rituals to
construct innovated social memories of
the dead, thereby enhancing the status of
the living.
At Palenque the person represented as
Pakal continued to be reshaped in social
memory. Some artworks that name or depict him have been interpreted as postdating his demise, such as the Dumbarton
Oaks Panel, where he is shown with his
also deceased son, K’an-Hok’-Chitam.
Another prominent image of Pakal, on the
Oval Palace Tablet, may have served a
similiar commemorative function, although it is generally interpreted as Pakal’s accession monument, commissioned
by him (Robertson 1985a:28, Fig. 92). It has
no date and does not use the Palenque
accession verb, but it does name Pakal as
an enthroned actor receiving a headdress
held out by Sak-K’uk’, elsewhere said to
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SUSAN D. GILLESPIE
be his mother. The assumption has been
that only he would commission such a
scene and that it refers to the transfer of
power, symbolized by the headdress, directly from the antecedent ruler, his
mother (although he is shown as an adult,
and according to the inscriptions, he was a
boy when he became king). The same
headdress is also shown being offered (by
males, considered to be fathers) on the
Palace Tablet and the Tablet of the Slaves.
The Oval Palace Tablet was erected on a
wall of House E of the Palace, above the
bench-throne that actually names a later
paramount, Akhal Mo’ Nab’ (Robertson
1985a:31), who did not claim descent from
Pakal. Both the throne and a painted text
above the Oval Palace Tablet refer to
Akhal Mo’ Nab’s accession (Schele and
Mathews 1993:129). I suggest that the tablet relates in imagery the remembered or
innovated history of the headdress as a
specific named heirloom by displaying its
active transfer to the person represented
as Pakal, for image production is a major
component in the active construction of
memory (Melion and Küchler 1991:4). In
enhancing the value of the object, the tablet also forms an important referent to the
high status claimed by the ruling “house”
after the death of Pakal, visually evidencing ties to a known predecessor through
the association of his person with the
headdress. In this way the headdress was
an important part of the imagery associated with the throne, and both were related by this juxtapostion to the personnage
of the head of the royal “house” of
Palenque, who presumably sat on that
throne.
Pakal was referred to by a title read “he
of the pyramid” in an even later inscription, the Tablet of the 96 Glyphs (Robertson 1991:79, Fig. 264). This title located his
person spatially in the imposing Temple
of the Inscriptions while also associating
him with the powerful Maya earth-lords
or “grandfather” (ancestral) deities who
inhabit the mountains (Thompson 1930:
57). The central figure named in the Tablet
of the 96 Glyphs called himself BalamK’uk’ (Jaguar-Quetzal), the name of a
founding ancestor of Pakal’s “house.”
However, he claimed to be a son of Akhal
Mo’ Nab’ and thus not a descendant of
Pakal (Bassie-Sweet 1991:247; Schele
1988a:103). Nevertheless, as with his putative father, this last paramount associated
himself with the same ruling “house” as
Pakal’s, most obviously by the assumption
of this important name, without the need
to demonstrate agnatic descent from prior
rulers. 14 This Balam-K’uk’ additionally
claimed other titles used by Palenque’s
previous rulers (Schele and Mathews
1993:131). These monuments and their ritual usage reveal an intent to innovate or
sustain a collective memory of the person
of Pakal as an anchoring ancestor and
metonymic reference to the ruling
“house,” to enhance its longevity, prestige, and power. History proved otherwise, and there are no surviving records
for any successors of Balam-K’uk’ to the
paramountcy of Palenque.
CONCLUSION
This article has proposed that the socially constituted “person” may serve as
one means to bridge the theoretical divide
between “individualism” and “holism.” It
draws on an earlier literature that, with
the proper perspective, can be updated to
fit more contemporary practice or actororiented theories. In applying this concept
to the prehispanic Maya, I have focused
on how important aspects of personhood
were derived from the organization of the
Maya aristocracy into “houses,” longlived property-owning groups, as can be
determined from the archaeological and
epigraphic evidence. I suggest that much
of the surviving imagery at Palenque in
particular served commemorative purposes in the sense that certain persons
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
were actively remembered, claimed, and
reshaped even long after the deaths of
specific name-holders in order to enhance
the identities and sociopolitical positions
of the living within the framework of allied noble “houses” and their commoner
clients. Similar manifestations of commemorative activities characterize other
Maya centers, although the organizational
principles by which royal persons were
constructed and represented were not exactly the same, and new forms were innovated.
For example, the observation that female images and names are far more common in the western Maya area, along the
Usumacinta River, than in the rest of the
Maya lowlands, indicates more than a difference in gender relations at these various
sites (cf. Haviland 1997:10). It also signals
significant variation in the construction
of Maya personhood, including the contributions of agnatic, uterine, and affinal
“houses” and the gendered association of
specific qualities that make up a person
(e.g., Joyce 1996:186 –187). In addition to the
greater emphasis on females, these western
sites also reveal name repetition by members of the royal “house” and the imagery of
bundled valuables. Perhaps these symbols
and others form a specific historical complex that developed only in this part of the
Maya lowlands. The likely implications of
such variabilty for Maya political organization need to be further explored.
The elaborate material evidence of mortuary and commemorative rituals also indicates the importance and complexity of
social identity as both created and deconstructed in a lengthy process that is not
neatly confined to the biological events of
birth and death. It signifies that identities
were not isolable essences but were
linked systematically to others— both persons and “houses,” both the living and the
dead—in the reproduction and transformation of society. There were other important interlocking components of Maya
99
personhood and selfhood beyond kinship
and “house” membership, notably gender, occupation or craft activities, and social estate (“class”) (Joyce 1993, 1996), and
none of these should be treated in isolation. Studies of Maya artistic depictions of
humans have revealed how gender was
visually represented and manipulated
quite apart from the actual biological sex
of individuals (Hewitt 1999:260; Joyce
1996). Similar archaeological analyses of
gender imagery elsewhere have also explained how appearance is “a means of
social communication between individuals or groups [that] gives a unique understanding of the construction and symbolic
reflection of social categories” (Sørensen
1991:122). Indeed, feminist literature has
argued against the idea that gender is an
essentialized, ahistorical, transcultural,
even natural category (Meskell 1996;
Strathern 1981). The same type of analysis
needs to be applied to the notion of the
“individual” in archaeology.
The metaphysical concepts of “self”
highlighted in ethnopsychological approaches (e.g., Hill and Fischer 1999;
Houston and Stuart 1998) also may serve
to relate people to a totality beyond the
self. In Mesoamerica, in addition to the
“souls” that link people to their ancestors
and related social collectivities, the ritual
almanac (a 260-day “calendar”) was a
means of linking cosmic forces to human
experience. Monaghan (1998:140) independently suggested that in Mesoamerica,
“personhood is not something that is a
necessary property of the individual, but
is a status that inheres in a collectivity.”
He proposed that the Maya word for human being, vinik (cognate winik), which
also means “20,” is a reference to the 20
day names and associated destinies of the
Mesoamerican ritual almanac by which
the fate of every human is metaphysically
entwined with specific cosmic forces. In
assuming one of these 20 names based on
the day of birth or baptism (social birth),
100
SUSAN D. GILLESPIE
each person therefore represents a necessary part of the larger cosmic system, such
that “personhood is relational” (1998:140).
Monaghan (1998:140) observed that this
makes sense given “the great emphasis
we see in Mesoamerican societies on the
maintenance of corporate rights and the
equally strong emphasis on collective versus individual forms of worship.”
Blanton and colleagues (1996:14) had
called for more attention to be paid to
prehistoric collectivities to understand the
trajectories of Mesoamerican cultural evolution because most archaeologists have
tended to concentrate on the individualistic processes and outcomes of the network
strategy. The pendulum has shifted too far
toward the “individual” pole in archaeology, and there is a need to model the
bridging mechanisms between corporate
groups and individuals, to explore the diversity and transformation of political
economies. I suggest that we first consider
how different strategies are best interpreted from the available evidence. The
Classic Maya, considered to exemplify the
network strategy because of the emphasis
on pictures of named rulers and the costly
enshrinement of royal ancestors, can be
seen to evince the same collective construction of person and agency that one
would expect to find with the corporate
strategy. The emphasis on representations
of named humans in Maya art cannot be
taken as an emphasis on individual-centered activities and self-glorification. The
pictures and texts may be references to
persons, dependent for their identities on
collectivities, namely the ruling and major
subroyal “houses.” The highly visible
royal ancestral cults need not have entailed restrictions on group membership
but may have had the opposite intent—to
attract large numbers of clients lacking
descent ties to the authority of a corporate
unit by their participation in ritual, political, or economic activities, as has been
described ethnographically (e.g., Boon
1977:63– 65; Feeley-Harnik 1991).
A better approach to the unresolved issue of who built Pakal’s tomb is first to
consider that it was the work of his
“house,” whose members invested much
of their own identity and prestige in his
person and his memorialization after his
death. The more interesting issue becomes investigating why it was that in
some, but not all, Mesoamerican cultures
since the time of the Formative period
Olmecs (beginning ca. 1200 B.C.), powerful corporate groups were sometimes represented in artworks and mortuary contexts as “persons” embodied by individuals,
with aspects of “house” identity literally
constructed upon the human figure
(Gillespie 1993, 1999). Depictions of rulers
manipulating specific objects, wearing certain costume items, or located in association
with powerful places—all of which signal
the sacred qualities of their person— characterize the monumental art of the Olmecs
and Maya, but are almost completely absent
from the central Mexican highland civilizations of Teotihuacan and the Aztecs. This
absence need not indicate the lack of sacred
kingship and the embodiment of political
power, however. Even for the Postclassic
Aztecs, who exemplified the corporate
strategy par excellence, the totality of the
state was anthropomorphically referred to
by the name (title) of the divine king Moteuczoma, as recorded in colonial documents (Gillespie 1998:245).
As for the majority of archaeological
cultures that have left few such direct
clues to social identities, it is nevertheless
important in interpreting evidence for
agency and status differences to recognize
how “personhood” was enacted within a
network of social groupings. A call for increased consideration for collectivities, by
which individuals’ lives are shaped
through their interactions with others and
their environment, is not a return to the
Durkheimian assertion that people’s be-
PERSONHOOD, AGENCY, AND MORTUARY RITUAL
haviors are determined by societal rules
and roles. Indeed, applications of the
“house” model have dealt precisely with
the innovative and self-reflexive decisions made to maintain the house and
increase its prestige (Gillespie 2000a). In
particular, the conscious deployment of
the enabling principles of kinship— considered a resource and utilized as a strategic language—is what Lévi-Strauss
(1987:180) emphasized in proposing the
model of the “house” in contrast to the
traditional notion of lineages, which is
premised on the supposition that kinship rules had to be obeyed if negative
consequences were to be avoided. The
construction of persons, a constant process throughout (even beyond) people’s
lives, puts into practice the organizing
principles or generative schemata of society. It is one means by which structure
becomes internalized, even as its source
lies outside of individual human beings.
“Individual and collective are not mutually exclusive but are rather two sides of
the same structural complex” (Fortes
1973:314), and it is their recursive relationship, dynamically enacted in practice, that produces society.
ACKNOWLEDGMENTS
An early version of this article was presented in
the symposium “Social Memory, Identity, and
Death: Intradisciplinary Perspectives on Mortuary
Rituals” organized by Meredith S. Chesson and
Ian Kuijt at the 96th Annual Meeting of the American Anthropological Association in 1997, and I
thank them for the invitation to participate. This
study of one of the many permutations of “house”
organization among the Maya is part of a longterm collaborative effort with Rosemary A. Joyce. I
have also benefited from discussions with Clark E.
Cunningham, Linda K. Klepinger, and Steven
Leigh. David C. Grove helped me to improve the
clarity of my expression. The comments and suggestions of several anonymous reviewers are also
gratefully acknowledged.
101
NOTES
1
For a sample of views for and against methodological individualism in social theory, see Agassi
(1960, 1973), Brodbeck (1968), Gellner (1968), Lukes
(1970), Stzompka (1994b), and Watkins (1968); for
archaeology specifically, see Bell (1992), Meskell
(1996), and Sassaman (2000).
2
This last form of relationship was explained by
Mauss (1954:10) in his famous essay The Gift regarding the exchange of objects among the Maori: “It is
clear that in Maori custom this bond created by
things is in fact a bond between persons, since the
thing itself is a person or pertains to a person. Hence
it follows that to give something is to give a part of
oneself.”
3
For overviews see Bartel (1982), Brown (1981,
1995), Carr (1995), Chapman and Randsborg (1981),
Goldstein (1981), O’Shea (1984), Pader (1982), and
Tainter (1978).
4
As Gellner (1968:258) had earlier noted, “[b]y and
large, institutions and social structures and climates
of opinion are not the results of what people want
and believe, but of what they take for granted.” Ortner (1984:150) observed that, whereas Bourdieu and
Giddens joined other practice theorists in “opposing
a Parsonian or Saussurian view in which action is
seen as sheer en-actment or execution of rules and
norms . . . both recognized the central role of highly
patterned and routinized behavior in systemic reproduction. It is precisely in those areas of life—
especially in the so-called domestic domain—where
action proceeds with little reflection, that much of
the conservatism of a system tends to be located.
Either because practice theorists wish to emphasize
the activeness and intentionality of action, or because of a growing interest in change as against
reproduction, or both, the degree to which actors
really do simply enact norms because ’that was the
way of our ancestors’ may be unduly undervalued”
(see also Dobres and Robb 2000:5).
5
For agency approaches that stress “practice” over
the conscious rationalizing actions of a few self-aggrandizing individuals, see Lightfoot et al. (1998),
McGuire and Saitta (1996), Yaeger (2000), and for a
phenomenological approach utilizing Giddens’s
concepts, Barrett (1994).
6
Linton (1936:114) had made a similar distinction
in his discussion of status: “if we are studying football teams in the abstract, the position of quarterback is meaningless except in relation to the other
positions. From the point of view of the quarter-back
himself, it is a distinct and important entity. It determines where he shall take his place in the line-up
and what he shall do in various plays. His assignment to this position at once limits and defines his
activities and establishes a minimum of things which
102
SUSAN D. GILLESPIE
he must learn.” The issue is to move beyond a description of society as composed of roles and examine situations in social action when these are constituted by actors.
7
See Stuart (1996:162) and Houston and Stuart
(1998) for an ethnopsychological perspective on
Maya “personhood” based on imagery and textual
references to the “self.” They use the terms self,
person, and individual interchangeably and always
in the Western senses, whereas the literature to
which I refer stresses culturally specific social constructions, and these concepts are kept distinct.
8
Ever since the earliest scientific explorations at
Palenque [Blom and LaFarge 1926 –1927; Holmes
1895–1897; Maudslay 1974 (1889 –1902); Rands and
Rands 1961; Thompson 1895], archaeologists have
commented on the high number of well built graves,
most of them “looted” in the past (empty when discovered), many with multistone slab sarcophagi in
chambers under the floors of several temples, intrusive into platforms, and in special burial constructions (Ruz Lhuillier 1965, 1968). Several temples had
access to subfloor chambers via a stairway or corridor, such as the Temple of the Lion (Holmes 1895–
1897:189). However, the Temple of the Inscriptions is
far grander.
9
The proximal end of the right humerus had
moved 6 cm (Dávalos Hurtado and Romano Pacheco
1992:333). A possible reason for this displacement,
suggested by Linda K. Klepinger (personal communication, 1997), is that the upper arm was invaded by
necrophagus flies. There would have been plenty of
opportunity for this to occur, especially as time was
needed to glue the 200 pieces of a mosaic jade mask
directly to the man’s face after his death (Ruz Lhuillier 1992:195).
10
Such evidence has been found at, e.g., Caracol,
Copan, K’axob, Palenque, Piedras Negras, Tikal, and
Tonina (Becker 1992:189; Chase and Chase 1996:61,
1998; McAnany et al. 1999:135; Schele and Mathews
1998:128; Sedat and Sharer 1994; see also Blom 1954).
11
The material focus for the group need not be a
dwelling, but may be a shrine, a tomb, the area of
houses and fields claimed by the local group [as in
the case of the Tzotzil sna, “house” (Vogt 1969:71)],
the place where a building once stood, or even a
portable object.
12
Multiple holders of the same name also appear
in king lists at nearby Yaxchilan (Tate 1992:9). At
Tikal (Jones 1991:109) and Copan (Schele and Freidel
1990:311), however, continuity back to a founder was
maintained by numerically marking one’s position in
a line of succession back to the putative founder (see
the reference in the text to the Tikal ruler said to be
the ninth paramount). These are important clues to
differences in the construction of personhood and
the maintenance of continuity, and hence authority
and power, of the royal line.
13
For the tablets of the three main Cross Group
buildings, see Robertson (1991: Figs. 9, 95, 153), Temple XIV Tablet (1991:Fig. 176), and Tablet of the
Slaves (1991:Fig.229); for the Palace Tablet, Robertson (1985b:Fig. 271); for the Oval Palace Tablet, Robertson (1985a:Fig. 92); and for the limestone panel at
Dumbarton Oaks, Schele and Miller (1986:Fig. VII.3).
Stuart (1996:157) demonstrated that stone stelae,
which were also the property of named persons,
were wrapped in cloth or tied with rope for certain
ceremonies.
14
Bassie-Sweet (1991:249) called attention to the
fact that although the Tablet of the 96 Glyphs names
Pakal and his second putative son who became ruler,
it does not name the elder son, Kan-Balam, who
succeeded Pakal and dedicated the “house” of K’uk’.
This omission was also an act of reshaping the collective memory of the ruling house and those associated with it.
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