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Heidegger, Art, and Postmodernity
Heidegger, Art, and Postmodernity offers a radical new interpretation
of Heidegger’s later philosophy, developing his argument that art
can help lead humanity beyond the nihilistic ontotheology of the
modern age. Providing pathbreaking readings of Heidegger’s “The
Origin of the Work of Art” and his notoriously dificult Contributions
to Philosophy (From Enowning), this book explains precisely what postmodernity meant for Heidegger, the greatest philosophical critic of
modernity, and what it could still mean for us today. Exploring these
issues, Iain D. Thomson examines several postmodern works of art,
including music, literature, painting, and even comic books, from a
post-Heideggerian perspective. Clearly written and accessible, this
book will help readers gain a deeper understanding of Heidegger
and his relation to postmodern theory, popular culture, and art.
Iain D. Thomson is Professor of Philosophy at the University of New
Mexico, where he also serves as Director of Graduate Studies. He
is the author of Heidegger on Ontotheology: Technology and the Politics
of Education (Cambridge, 2005), and his articles have appeared in
numerous scholarly journals, essay collections, and reference works.
Heidegger, Art, and Postmodernity
IAIN D. THOMSON
University of New Mexico
cambridge university press
Cambridge, New York, Melbourne, Madrid, Cape Town,
Singapore, São Paulo, Delhi, Tokyo, Mexico City
Cambridge University Press
32 Avenue of the Americas, New York, ny 10013-2473, usa
© Iain D. Thomson 2011
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2011
Printed in the United States of America
A catalog record for this publication is available from the British Library.
Library of Congress Cataloging in Publication data
Thomson, Iain D. (Iain Donald), 1968–
Heidegger, art, and postmodernity / Iain D. Thomson.
p. cm.
Includes bibliographical references (p.) and index.
isbn 978-1-107-00150-3 (hardback) – isbn 978-0-521-17249-3 (pbk.)
1. Heidegger, Martin, 1889–1976. 2. Arts – Philosophy. 3. Postmodernism.
I. Title
b3279.h49t478 2011
193–dc22
2010040285
isbn 978-1-107-00150-3 Hardback
isbn 978-0-521-17249-3 Paperback
Cambridge University Press has no responsibility for the persistence or accuracy of urls
for external or third-party Internet Web sites referred to in this publication and does not
guarantee that any content on such Web sites is, or will remain, accurate or appropriate.
For Mungo, an artist who still amazes after more than forty years;
and for Kirsten, whose love discloses life’s beauty every day.
At times of despair, we must learn to see with new eyes.
Desmond Tutu, Believe
It is enough to say that we understand in a different way, if we
understand at all.
Hans-Georg Gadamer, Truth and Method
It would be necessary, in sum, to choose between art and death.
Jacques Derrida, Copy, Archive, Signature
Contents
List of Illustrations
Acknowledgments
Abbreviations Used for Works by Heidegger
A Note on the Notes (Redux)
Introduction: Heidegger, Art, and Postmodernity
1. Understanding Ontotheology, or “The History that We Are”
1.
2.
3.
4.
5.
2.
Back to Basics
Thinking Through Nietzsche’s Unthought Ontotheology
Transcending Our Technological Ontotheology
Images of Ontotheology
Conclusions: On the Use and Abuse of Ontotheology
for Religion
Heidegger’s Critique of Modern Aesthetics
1.
2.
3.
4.
Introduction: Heidegger – Against Aesthetics, for Art
Heidegger’s Philosophical Critique of Aesthetics
How Aesthetics Relects and Reinforces Subjectivism
Conclusion and Transition: From Hegel’s End of Art
to Heidegger’s Other Beginning
3. Heidegger’s Postmodern Understanding of Art
1. Introduction: The Three Pillars of Heidegger’s
Understanding of Art
2. Seeing Differently: From the Noth-ing of the Nothing
to the Essential Strife of Earth and World
3. Resolving the Controversy Surrounding Heidegger’s
Interpretation of Van Gogh
page ix
xi
xv
xix
1
7
11
15
18
25
33
40
40
45
53
62
65
65
84
106
vii
Contents
viii
4. “Even Better than the Real Thing”? Postmodernity, the
Triumph of the Simulacra, and U2
1. Postmodernity: Beyond the Brutal Simpliications
of Modernity
2. Three More Meanings of Postmodernity
3. U2 and Postmodernity: Et tu, Bono?
5. Deconstructing the Hero: The Postmodern Comic Book
1. Shattering: Fragment of a Bildungsroman
2. Rereading, Retroactive Defamiliarization, and the Uncanny
3. Deconstruction, the Unhappy Realization of Fantasy,
and Nihilism
4. Framing the Frame: Should History Dispense with the Hero?
5. Existential Deconstructions of the Hero
6. Sparks in the Darkness
6.
The Philosophical Fugue: Understanding the Structure
and Goal of Heidegger’s Contributions to Philosophy
(From Enowning)
1. Introduction to Heidegger’s Contributions
2. The Fugue: Understanding the Structure of
Heidegger’s Contributions
3. How the Fugal Structure of the Contributions
Serves Its Goal: Postmodernity
7.
The Danger and the Promise of Heidegger,
an American Perspective
1. Introduction: The Danger and the Promise
of Heidegger
2. Heidegger on the Greatest Danger
3. America and the Danger
4. From the Danger to the Promise
5. Beyond Ontotheology: Hope for the Future
8.
Against Conclusions
References
Index
121
121
127
136
141
143
144
147
154
157
165
169
171
174
183
192
192
196
200
207
211
213
221
233
Illustrations
1.
2.
3.
4.
5.
6.
René Magritte, La Château des Pyrénées, 1959
Vincent van Gogh, A Pair of Shoes, 1886
René Magritte, La Trahison des Images, 1929
Vincent van Gogh, Head of a Dutch Peasant, 1884
Detail of Vincent van Gogh, A Pair of Shoes, 1886
Wittgenstein’s version of Jastrow’s gestalt igure,
redrawn by Mungo Thomson, 2010
page 26
86
95
108
114
193
ix
Acknowledgments
More than a decade teaching hermeneutic phenomenology in the high
desert has taught me that a sense of real community is a rare and precious thing, especially for those of us caught between the established
philosophical territories – coyotes, as we say in New Mexico, that is, bordercrossers, smugglers, tricksters – “too continental” for the narrowly analytic, “too analytic” for the ideologically continental. Stealing across the
desert, coyotes sometimes run afoul of the philosophical border patrol
(self-appointed, self-righteous, and aggressively exclusionary toward those
who dare to cross their arbitrary lines in the sand), but that is the price we
pay to discover the stark freedom of the new expanse and the joy of inding
our own paths. Those of us who do not feel entirely at home on either side
of the continental-analytic divide, moreover, may take some comfort from
the thought that the best way to move beyond such outdated territorial
divisions is simply to populate the borderlands, thereby helping to create
something more livable for the future. That task is no pipe dream, but (as
I suggested at the end of Heidegger on Ontotheology) it can only be accomplished by communities of individuals (birds not of a feather who nevertheless lock together – from time to time). I feel truly fortunate to have
received generous help from more unique and irreplaceable individuals
(and the living communities they compose) than I can hope to thank here.
Their thoughts made this book much better, so the problems that remain
I happily claim as my own.
Heidegger, Art, and Postmodernity is composed in large part of signiicantly revised and expanded materials irst presented and published elsewhere, and I heartily thank all those whose thoughtful responses helped
improve the work along the way, as well as those who originally published
my work and allowed me to make use of it here. Chapter 1 began as a
lecture delivered irst to the Philosophy Department at Colorado College
in their J. Glenn Gray colloquium series (7 February 2008), and then to
the International Society for Phenomenological Studies (19 July 2008),
xi
xii
Acknowledgments
and will be included in an abbreviated form in Daniel Dahlstrom, ed.,
Interpreting Heidegger: New Essays. For their helpful comments and criticisms
on this chapter, I am especially grateful to Anne-Margaret Baxley, Kelly
Becker, William Blattner, Ian Bogost, William Bracken, Taylor Carman,
David Cerbone, Benjamin Crowe, Steven Crowell, Daniel Dahlstrom,
Hubert Dreyfus, Manfred Frings, Rick Furtak, John Haugeland, Stephan
Käufer, Jonathan Lee, Paul Livingston, Béatrice Longuenesse, Joachim
Oberst, Robert Pippin, John Riker, Joseph Schear, Joeri Schrivers, Thomas
Sheehan, Charles Siewert, Carolyn Thomas, and Mark Wrathall.
Chapter 2 was originally presented as the Gale Memorial Lecture
to the Department of Art and Art History at the University of New
Mexico (17 November 2008), Chapter 3 to the International Society for
Phenomenological Studies, in Asilomar, California (21 July 2009). A shorter
version of both was published as the entry on “Heidegger’s Aesthetics” in
Edward N. Zalta, ed., The Stanford Encyclopedia of Philosophy. (That piece
contains links to some other art images that I could not afford to include
here.) For helpful responses to these chapters, I would like to thank Kelly
Becker, David Craven, Benjamin Crowe, Steven Crowell, Hubert Dreyfus,
Jesús Adrián Escudero, Manfred Frings, Rick Furtak, Charles Guignon,
Allison Hagerman, Brent Kalar, Jonathan Lear, Joachim Oberst, Mark
Okrent, Tao Raspoli, Matthew Ratcliffe, James Reid, Joseph Rouse, Carl
Sachs, Joseph Schear, Matthew Shockey, Gino Signoracci, Robert Stolorow,
Tina Tahir, Mungo Thomson, Mark Wrathall, several anonymous referees,
as well as the other participants of the inaugural meeting of the Southwest
Seminar in Continental Philosophy, who heard parts of Chapter 3 here in
Albuquerque, New Mexico (28 May 2010).
Thanks again to Mark Wrathall for the enthusiastic invitation to write
the essay that formed the basis of Chapter 4, as well as for his many valuable suggestions about U2; an earlier version was published (under the
same title) in U2 and Philosophy: How to Decipher an Atomic Band, Mark A.
Wrathall, editor; © 2006 Carus Publishing. Here thanks also go to Anne
Margaret Baxley, Francisco Gallegos, Sara Amber Rawls, and Christian
Wood for sharing their insights. Chapter 6, the work of oldest vintage
here, was originally written in the mid-1990s (and included in my 1999
dissertation); an early version was presented to the 21st annual “Heidegger
Symposium” at the University of North Texas in Denton (20 April 2001) and
published as “The Philosophical Fugue: Understanding the Structure and
Goal of Heidegger’s Beiträge,” Journal of the British Society for Phenomenology
34: 57–73, Wolfe Mays, editor; © 2003 British Society for Phenomenology. I
would especially like to thank Keith Wayne Brown, Taylor Carman, Gerald
Doppelt, Hubert Dreyfus, Michael Eldred, Manfred Frings, Ted Kisiel,
Edward Lee, Ken Maly, Wayne Martin, Rajesh Sampath, Ananda SpikeTurner, and Tracy Strong for thoughtful responses.
Acknowledgments
xiii
Chapter 5 was irst presented to a Philosophy Department Colloquium
at the University of New Mexico (25 April 2003) and later delivered to
the International Society for Phenomenological Studies (26 July 2010). It
irst appeared as “Deconstructing the Hero” in Comics as Philosophy, Jeff
McLaughlin, editor; © 2005 University Press of Mississippi. Special thanks
to Anne Margaret Baxley, Kelly Becker, William Blattner, Bill Bracken,
David Carr, David Cerbone, Steven Crowell, Hubert Dreyfus, Kevin Hill,
Brent Kalar, Stephan Käufer, Mark Lance, Leslie MacAvoy, Irene McMullin,
Joe Schear, Kirsten Thomson, Mungo Thomson, Kate Withy, Gideon Yafee,
and Chris Young for insights and critique, and especially to Jeff McLaughlin
for encouraging me to write it in the irst place. Chapter 7 was originally
presented at the French Parliament of Philosophers’ international colloquium on “Heidegger: The Danger and the Promise” at the University of
Strasbourg, France (4 December 2004), and was published with a different
introduction as “Understanding Technology Ontotheologically, or: The
Danger and the Promise of Heidegger, an American Perspective,” in New
Waves in Philosophy of Technology, Jan-Kyrre Berg Olsen, Evan Selinger, and
Søren Riis, editors. In addition to the editors, I would like to thank Anne
Margaret Baxley, Kelly Becker, Joseph Cohen, Jacques Derrida, Hubert
Dreyfus, Peter Gordon, Don Ihde, Carlos Sanchez, Gianni Vattimo,
Samuel Weber, Mark Wrathall, and Holger Zaborowski for their critique
and encouragement.
I am also grateful for the support of my colleagues at UNM. In addition to those already mentioned, thanks especially to Andy Burgess, John
Bussanich, Brenda Claiborne, Mary Domski, Felipe Gonzales, Russell
Goodman, Barbara Hannan, Richard Hayes, Adrian Johnston, Paul
Schmidt, John Taber, and Hector Torres. I feel proud to belong to such
a diverse, rigorous, and friendly philosophical community. I also owe
debts of gratitude to the College of Arts and Science at UNM and to the
National Endowment for the Humanities for generous research support. I
hope the many wonderful students in my Heidegger seminars will forgive
being thanked collectively: I have learned more with and from you than I
can possibly recount here. I ind myself deeply grateful once again to my
editors and referees at Cambridge University Press for their enthusiasm
for and care of my book. In these strange days of glut and its blight (“the
wasteland grows”), I hope we can ind ways to transcend the enframing of
books together.
Finally, to all my teachers, students, friends, family, and countless other
philosophical interlocutors, named and unnamed: I could not have done
this without you. As Heidegger saw, thinking is thanking, our best way of
responding to what we are given. So, until we can think together in person
again, please let this book serve as my humble thanks.
Abbreviations Used for Works by Heidegger
(Translations frequently modiied)
BC
BQP
BT
CP
CPC
EP
DT
EHP
ET
FCM
FS
G
GA1
GA3
Basic Concepts. G. E. Aylesworth, trans. Bloomington: Indiana
University Press, 1993.
Basic Questions of Philosophy: Selected “Problems” of “Logic.” R.
Rojcewicz and A. Schuwer, trans. Bloomington: Indiana
University Press, 1994.
Being and Time. J. Macquarrie and E. Robinson, trans. New York:
Harper & Row, 1962.
Contributions to Philosophy (From Enowning). P. Emad and K. Maly,
trans. Bloomington: Indiana University Press, 1999.
Country Path Conversations. B. Davis, trans. Bloomington: Indiana
University Press, 2010.
The End of Philosophy. J. Stambaugh, trans. New York: Harper &
Row, 1973.
Discourse on Thinking. J. Anderson and E. Freund, trans. New York:
Harper & Row, 1966.
Elucidations of Hölderlin’s Poetry. K. Hoeller, trans. New York:
Humanity Books, 2000.
The Essence of Truth. T. Sadler, trans. London: Continuum, 2002.
The Fundamental Concepts of Metaphysics: World, Finitude, Solitude.
W. McNeill and N. Walker, trans. Bloomington: Indiana
University Press, 1995.
Four Seminars. A. Mitchell and François Raffoul, trans.
Bloomington: Indiana University Press, 2003.
Gelassenheit. Pfulligen: Neske, 1959.
Gesamtausgabe, Vol. 1: Frühe Schriften. F.-W. von Herrmann, ed.
Frankfurt: V. Klostermann, 1978.
Gesamtausgabe, Vol. 3: Kant und das Problem der Metaphysik.
F.-W. von Herrmann, ed. Frankfurt: V. Klostermann, 1991.
xv
xvi
GA4
GA5
GA7
GA8
GA9
GA11
GA13
GA14
GA15
GA16
GA20
GA29–30
GA34
GA38
GA39
GA40
GA43
GA45
Abbreviations Used for Works by Heidegger
Gesamtausgabe, Vol. 4: Erläuterungen zu Hölderlins Dichtung.
F.-W. von Herrmann, ed. Frankfurt: V. Klostermann,
1981.
Gesamtausgabe, Vol. 5: Holzwege. F.-W. von Herrmann, ed.
Frankfurt: V. Klostermann, 1977.
Gesamtausgabe Vol. 7: Vorträge und Aufsätze. F.-W. von
Herrmann, ed. Frankfurt: V. Klostermann, 2000.
Gesamtausgabe Vol. 8: Was Heißt Denken? P.-L. Coriando, ed.
Frankfurt: V. Klostermann, 2002.
Gesamtausgabe Vol. 9: Wegmarken. F.-W. von Herrmann, ed.
Frankfurt: V. Klostermann, 1976.
Gesamtausgabe Vol. 11: Identiät und Differenz. F.-W. von
Herrmann, ed. Frankfurt: V. Klostermann, 2006.
Gesamtausgabe Vol. 13: Aus der Erfahrung des Denkens,
1910–1976. H. Heidegger, ed. Frankfurt: V. Klostermann,
1983.
Gesamtausgabe Vol. 14: Zur Sache des Denkens. F.-W. von
Herrmann, ed. Frankfurt: V. Klostermann, 2007.
Gesamtausgabe, Vol. 15: Seminare. C. Ochwadt, ed. Frankfurt:
V. Klostermann, 1986.
Gesamtausgabe Vol. 16: Reden und andere Zeugnisse eines
Lebensweges, 1910–1976. H. Heidegger, ed. Frankfurt:
V. Klostermann, 2000.
Gesamtausgabe, Vol. 20: Prolegomena zur Geschichte des Zeitbegriffs.
P. Jaeger, ed. Frankfurt: V. Klostermann, 1979.
Gesamtausgabe, Vol. 29–30: Die Grundbegriffe der Metaphysik:
Welt, Endlichkeit, Einsamkeit. F.-W. von Herrmann, ed.
Frankfurt: V. Klostermann, 1983.
Gesamtausgabe, Vol. 34: Vom Wesen der Wahrheit. H. Mörchen,
ed. Frankfurt: V. Klostermann, 1988.
Gesamtausgabe, Vol. 38: Logik als die Frage nach dem Wesen der
Sprache. G. Seubold, ed., Frankfurt: V. Klostermann,
1998.
Gesamtausgabe, Vol. 39: Hölderlins Hymnen “Germanien” und
“Der Rhein.” S. Ziegler, ed., Frankfurt: V. Klostermann,
1980.
Gesamtausgabe, Vol. 40. Einführung in die Metaphysik. P. Jaeger,
ed. Frankfurt: V. Klostermann, 1983.
Gesamtausgabe, Vol. 43. Nietzsche: Der Wille zue Macht als Kunst.
B. Heimbüchel, ed. Frankfurt: V. Klostermann, 1985.
Gesamtausgabe, Vol. 45. Grundfragen der Philosophie: Ausgewählte
“Probleme” der “Logik.” F.-W. von Herrmann, ed.
Frankfurt: V. Klostermann, 1984.
Abbreviations Used for Works by Heidegger
GA50
GA51
GA65
GA66
GA67
GA69
GA75
GA77
GA79
GA90
HB
HBC
HCT
HHI
HR
ID
IM
KPM
LQ
M
xvii
Gesamtausgabe, Vol. 50: Nietzsches Metaphysik. P. Jaeger, ed.
Frankfurt: V. Klostermann, 1990.
Gesamtausgabe, Vol. 51: Grundbegriffe. P. Jaeger, ed. Frankfurt:
V. Klostermann, 1981.
Gesamtausgabe, Vol. 65: Beiträge zur Philosophie (Vom Ereignis). F.-W.
von Herrmann, ed. Frankfurt: V. Klostermann, 1989.
Gesamtausgabe, Vol. 66: Besinnung. F.-W. von Herrmann, ed.
Frankfurt: V. Klostermann, 1997.
Gesamtausgabe, Vol. 67: Metaphysik und Nihilismus. H.-J. Friedrich,
ed. Frankfurt: V. Klostermann, 1999.
Gesamtausgabe, Vol. 69: Die Geschichte des Seyns. P. Trawny, ed.
Frankfurt: V. Klostermann, 1998.
Gesamtausgabe, Vol. 75: Zu Hölderlin – Greichenlandreisen.
C. Ochwadt, ed. Frankfurt: V. Klostermann, 2000.
Gesamtausgabe, Vol. 77: Feldweg-Gespräch. I. Schüßler, ed.
Frankfurt: V. Klostermann, 1995.
Gesamtausgabe, Vol. 79: Bremer und Freiburger Vorträge. P. Jaeger,
ed. Frankfurt: V. Klostermann, 1994.
Gesamtausgabe, Vol. 90: Zu Ernst Jünger. P. Trawny, ed. Frankfurt:
V. Klostermann, 2004.
“Selected Letters from the Heidegger-Blochmann Correspondence.” F. Edler, trans. Graduate Faculty Philosophy
Journal 14–15 (1992): 559–77.
Heidegger, Martin, and Blochmann, Elizabeth. Martin HeideggerElizabeth Blochmann, Briefwechsel 1918–1969. J. W. Storck, ed.
Marbach: Deutsche Literaturarchiv, 1989.
History of the Concept of Time. T. Kisiel, trans. Bloomington:
Indiana University Press, 1985.
Hölderlin’s Hymn “The Ister.” W. McNeill and J. Davis, trans.
Bloomington: Indiana University Press, 1996.
The Heidegger Reader. G. Figal, ed. J. Veither, trans. Bloomington:
Indiana University Press, 2009.
Identity and Difference. J. Stambaugh, trans. New York: Harper &
Row, 1969.
Introduction to Metaphysics. G. Fried and R. Polt, trans. New Haven,
CT: Yale University Press, 2000.
Kant and the Problem of Metaphysics. R. Taft, trans. Bloomington:
Indiana University Press, 1997.
Logic as the Question Concerning the Essence of Language. W. T.
Gregory and Y. Unna, trans. Albany: State University of New
York Press, 2009.
Mindfulness. P. Emad and T. Kalary, trans. London: Continuum,
2006.
xviii
N1
N3
N4
NII
OBT
P
PLT
Q&A
QCT
SZ
T&B
TTL
UK1
USTS
WCT
Abbreviations Used for Works by Heidegger
Nietzsche: The Will to Power as Art. David Farrell Krell, ed. and
trans. New York: Harper & Row, 1979.
Nietzsche: The Will to Power as Knowledge and as Metaphysics. David
Farrell Krell, ed. J. Stambaugh, D. F. Krell, and F. Capuzzi,
trans. New York: Harper & Row, 1987.
Nietzsche: Nihilism. David Farrell Krell, ed. F. Capuzzi, trans. New
York: Harper & Row, 1982.
Nietzsche. Pfullingen: G. Neske, 1961, vol. II.
Off the Beaten Track. J. Young and K. Haynes, eds. and trans.
Cambridge: Cambridge University Press, 2002.
Pathmarks. William McNeill, ed. Cambridge: Cambridge
University Press, 1998.
Poetry, Language, Thought. A. Hofstadter, trans. New York:
Harper & Row, 1971.
Martin Heidegger and National Socialism: Questions and Answers.
Günther Neske and Emil Kettering, eds. L. Harries, trans.
New York: Paragon House, 1990.
The Question Concerning Technology. W. Lovitt, trans. New York:
Harper & Row, 1977.
Sein und Zeit. Tübingen: M. Niemeyer, 1993.
On Time and Being. J. Stambaugh, trans. New York: Harper &
Row, 1972.
“Traditional Language and Technological Language.” W. T.
Gregory, trans. Journal of Philosophical Research XXIII (1998):
129–45.
“Vom Ursprung des Kunstwerks: Erste Ausarbeitung.” Heidegger
Studies 5 (1989): 1–22.
Überlieferte Sprache und Technische Sprache. H. Heidegger, ed.
St. Gallen: Erker-Verag, 1989.
What Is Called Thinking? J. G. Gray, trans. New York: Harper &
Row, 1968.
A Note on the Notes (Redux)
My fondness for footnotes can be cast in a postmodern light, as demonstrating another way in which our modern desire for completeness shatters our
modern striving for unity – and so suggests the impossibility of both. The
juxtaposition of text and notes generates an undeniable tension, one not
easily resolved. I hope this tension proves productive, so I have elected not
to repress the notes by consigning them to the back of the book. Footnote
people like me ind endlessly lipping to the end for endnotes tiresome.
For those who ind detailed footnotes too distracting from the low of the
text, my perhaps obvious suggestion is: Please do not feel compelled to read
every note as you go. If you have an unanswered question about a sentence,
paragraph, or section that ends with a note (or simply want to consult the
secondary references), then you should read that note. With any luck your
question will be answered there (and if it is not, then you will see that in
fact I do not have enough notes). Otherwise, I invite you to read through
the remaining notes at your leisure. Some supplemental and specialized
argument gets done in the notes, and some Holzwege – other paths and
views – can be found there as well.1
1
On the full meaning of “Holzwege,” a crucial Heideggerian term of art, see Chapter 3,
section 1.3.
xix
Introduction
Heidegger, Art, and Postmodernity
Martin Heidegger (1889–1976) was probably the most inluential philosopher of the twentieth century; certainly he remains the most controversial.
This enduring controversy stems not only from Heidegger’s undeniably
horrendous politics, legendarily dificult prose, and profoundly challenging
views, but also from the fact that a list of the major thinkers inspired by the
works he wrote after Being and Time (1927) reads like the required table of
contents for any good anthology of “contemporary continental philosophy”:
Giorgio Agamben, Alain Badiou, Jean Baudrillard, Maurice Blanchot,
Stanley Cavell, Gilles Deleuze, Jacques Derrida, Hubert Dreyfus, Michel
Foucault, Luce Irigaray, Jacques Lacan, Emmanuel Levinas, Jean-François
Lyotard, Herbert Marcuse, Jacques Rancière, Richard Rorty, Charles Taylor,
Gianni Vattimo, and Slavoj Žižek. For all these “postmodernists” (the heading under which this diverse group is often lumped together), Heidegger’s
later philosophy served as a formative inluence as well as a primary point
of departure. Yet, despite his immense inluence, Heidegger’s own philosophical attempt to articulate a postmodern understanding of being – and
so help usher in a postmodern age – remains shrouded in darkness and
confusion along with the other views at the heart of his later thought.1 That
is a situation this book hopes to help remedy.
Heidegger, Art, and Postmodernity serves as a happy shorthand for what I
think of as this book’s full title: Heidegger Beyond Ontotheology: Art and the
Possibilities of a Meaningful Postmodernity. As that more unwieldy title more
clearly suggests, this book constitutes something of a sequel to my Heidegger
1
Pioneering investigations of this topic include Fred Dallmayr, “Democracy and
Postmodernism”; Leslie Paul Thiele, Timely Meditations: Martin Heidegger and Postmodern
Politics; and Gregory Bruce Smith, Nietzsche, Heidegger, and the Transition to Postmodernity.
These praiseworthy works approach their topic from a more political than philosophical
perspective and, despite their insightfulness, they do not uncover the ontotheological
roots of Heidegger’s critique of modernity and so cannot convey the full speciicity of his
philosophical vision of postmodernity.
1
2
Introduction
on Ontotheology: Technology and the Politics of Education. There I showed how
understanding the details of the later Heidegger’s philosophical critique
of metaphysics as “ontotheology” allows us to greatly improve our grasp of
his controversial critique of technology, his appalling misadventure with
Nazism, his prescient critique of the university, and his important suggestions for the future of higher education. Heidegger on Ontotheology showed,
in other words, that ontotheology works like a skeleton key to Heidegger’s
notoriously dificult later thinking, a conceptual key that unlocks the door
to the underlying structure of his later work and so allows us to understand it as much more philosophically coherent, uniied, and defensible
than is usually supposed. The underlying unity of Heidegger’s later thinking can be seen clearly, I argued, in the fact that his diverse philosophical
efforts all serve the same philosophical goal of trying to help us recognize,
undermine, and transcend the nihilistic, “technological” ontotheology that
continues to shape our late-modern age. Yet, if Heidegger’s mature thinking is dedicated entirely to helping us uproot and transcend the ontotheological core of the late-modern age, then this immediately raises a number
of pressing questions: How does Heidegger motivate the philosophical
transition beyond modernity for which he calls? What speciically does he
think such a genuine “postmodernity” would entail? Why does he think we
late-moderns should seek such a postmodernity, and how does he think
we might actually get there from here? Finally, how does Heidegger’s own
philosophical conception of postmodernity relate to and differ from what
more typically passes under the cover of that much used and abused label?
Heidegger, Art, and Postmodernity provides answers to these important
questions – and several others besides. Here I explain Heidegger’s philosophical critique of our “technological” late-modernity, clarify his view that
art can help lead us beyond the nihilism of the modern age, think through
several “postmodern” works from a post-Heideggerian vantage point, and
conclude by examining the continuing danger and promise of Heidegger’s
thinking in a sympathetic yet critical way. It is my hope that this book will
appeal not only to those concerned to understand the profound philosophical vision at the heart of Heidegger’s later work, but also to those who are
more broadly interested in contemporary theorizing about art and popular culture, about which this book contains several detailed discussions.
Although these discussions often focus on works rather different from the
ones Heidegger himself discussed, Heidegger, Art, and Postmodernity continues to pursue the Heideggerian conviction that thinking through art can
help guide us into the future. This book is not another vague and starryeyed celebration of the postmodern, however, but a philosophical exploration of what exactly “postmodernity” means for Heidegger (undoubtedly the
greatest philosophical critic of modernity), as well as a partial attempt to
elaborate and defend a set of post-Heideggerian views about what a genuinely meaningful postmodernity could still be for us.
Introduction
3
Building on the perspective developed in my earlier book, Heidegger,
Art, and Postmodernity begins by showing that when we understand what
Heidegger really means by ontotheology, then we can also see that his critical broadsides against modernity – and his complementary calls for a genuinely postmodern understanding of being – are not nearly as philosophically
indiscriminate, empty, or unmotivated as they otherwise appear to be. The
irst two chapters thus show how Heidegger’s philosophical critiques of the
modern age follow from – and so can only really be understood in terms
of – his conception of the history of Western metaphysics as a series of
ontotheologically structured ways of understanding the being of entities,
that is, different ways of understanding what and how entities are. Chapter 1
provides an overview of Heidegger’s still too often misunderstood view of
Western metaphysics as ontotheology, clarifying the crucial details and
exploring the larger signiicance of this key concept of his later thought.
Building on this ontotheological background, Chapter 2 turns to focus on
Heidegger’s critique of the modern tradition of philosophical aesthetics in
particular, because it is this tradition, Heidegger suggests, that obstructs
our view of the clearest path leading beyond modernity. Together, the
irst two chapters show how the two epochs of modernity relate to and
differ from one another as crucial permutations in “the history of being,”
Heidegger’s name for Western humanity’s changing sense of what it means
for something to be at all. Chapter 3 then develops the positive philosophical vision at the core of Heidegger’s later thought by presenting a new
interpretation of his minor masterpiece, “The Origin of the Work of Art.”
Here I show that recognizing Heidegger’s ambiguous use of the “nothing”
in his phenomenological interpretation of Vincent van Gogh’s painting A
Paiv of Shoes (1886) allows us to reconstruct, for the irst time, the speciic
phenomenological insights responsible for Heidegger’s conviction that
thinking through art can help show us the way to a genuinely postmodern
understanding of being. This central chapter of my book thus shows concretely just what postmodernity really meant for Heidegger – and what it
might still mean for us today.
To explore this question of the meaning of postmodernity today,
Chapters 4 and 5 take Heidegger’s thinking as the point of departure for
two attempts to think through distinctive works of “postmodern” art. These
works are drawn from our contemporary popular culture and relect the
implicitly contested understanding of being within it. The goal of these
two post-Heideggerian discussions of postmodern art, then, is to help
raise, clarify, and begin to come to terms with a few of the important questions already pressing in on our late-modern age from some of its possible
“postmodern” futures. Chapter 4 opens the discussion by exploring the
dominant meanings the term “postmodernity” currently possesses, seeking
to clarify both their relationship to and their differences from Heidegger’s
philosophical vision of a postmodern understanding of being. Chapter 5
4
Introduction
then discusses one of these differences in particular, casting a critical eye
over the postmodern deconstruction of the hero. By critically exploring
some of the serious philosophical issues that these popular “postmodern”
works raise about the nature of our contemporary age, these two chapters
of (what is sometimes called) “applied Heidegger” seek to address a few
of those questions every generation must face concerning what we should
preserve from the past to carry with us into the future, and what we should
try to leave behind.
It will be obvious, however, that I make no attempt to apply Heidegger’s
understanding of art to the many different aesthetic genres in any comprehensive or systematic way.2 If my own philosophical attempts to draw
out the central lessons from Heidegger’s understanding of art remain relatively modest, this is perhaps in keeping with the artistic subject matter this book ranges over: Works such as Jonathan Swift’s popular satire,
Gulliver’s Travels; Vincent van Gogh’s much beloved painting of A Pair of
Shoes (1886); a single hit song by the rock band U2 (“Even Better than
the Real Thing”); and Alan Moore and Dave Gibbons’s comic book miniseries, Watchmen (a genre-transforming work currently taught in universities around the world as a “masterpiece of postmodern literature”). One
could say that my hermeneutic analyses focus on “low” more often than
“high” art, were that not to invoke a problematic distinction that most
postmodern movements begin by rejecting, preferring instead to follow in
Heidegger’s footsteps by bringing the most advanced theoretical tools to
bear on the popular works that quietly yet pervasively shape our historical
self-understanding.3 Heidegger famously thought that we need to learn to
read Nietzsche’s seemingly most “literary” work, Thus Spoke Zarathustra,
“in the same rigorous way we read one of Aristotle’s treatises” (WCT 70/
GA8 75). I go one step further here by extending Heidegger’s dictum even
2
3
At best, that would mean repeating the work already carried out by Julian Young in his
important book on Heidegger’s Philosophy of Art. At worst, it would mean committing the
kind of category mistake Robert Bernasconi diagnoses in “Heidegger’s Displacement of
the Concept of Art,” in which one tries to assimilate or apply Heidegger’s thinking about
art to the very categories of the aesthetic tradition that, as we will see, he was in fact seeking to transcend from within.
On the postmodern rejection of the distinction between ine and commercial art (most
obvious in Andy Warhol’s work), see Frederick Jameson, Postmodernism, or, the Cultural Logic
of Late Capitalism, 2. The present book, however, can be understood as a sustained rebuttal
of Jameson’s Marxian assertion that “Heidegger’s ‘ield path’ is, after all, irredeemably and
irrevocably destroyed by late capital” (34–5), a claim Jameson can maintain so conidently
only by literalizing Heidegger’s philosophical metaphor. Indeed, the remarkable contrast
between Jameson’s insightful interpretations of multifarious cultural phenomena, on the
one hand, and his supericial understanding of the philosophers he invokes, on the other,
makes his book the inverted image of another inluential work from the same period
(albeit from the other side of “the culture wars”), viz., Allan Bloom’s The Closing of the
American Mind, which combines an impressive grasp of modern philosophy with an incredibly shallow understanding of contemporary culture.
Introduction
5
to that “lowliest” of the low genres, the comic book, and, in so doing, I suggest that we only ever truly read insofar as we practice the kind of slow and
rigorous hermeneutics that Nietzsche, Heidegger, and Wittgenstein all
taught. (This remains true, I think, even if the philosophical imperative
to “Take your Time!” is lost on those oxymoronic “speed-readers” who set
the daily values of the cultural marketplace.)4 As we will see, Heidegger’s
view of art suggests that no one can predict ahead of time where the great
works of art will emerge, those artworks capable of pervasively reshaping
an historical age’s self-understanding. Today’s high art is often yesterday’s
low art (much “classical” music and Shakespeare, for instance, began as
the popular works of their day), so it is only reasonable to suppose that
some of today’s low art will become tomorrow’s high art – perhaps even
some of the works discussed here.5 Rather than worry too much about
the inevitable controversies concerning canonization, however, I shall simply try to suggest that the important insights and lessons these seemingly
humble works can still teach us about the possibilities of postmodernity
make their philosophical study well worth our while.
My inal chapters conclude by returning the focus to Heidegger’s own
thinking of postmodernity, seeking to dispel some more of the darkness and
confusion surrounding the views at the core of his later thought. Chapter 6
helps explain Heidegger’s postmodern call for an “other beginning” to
Western history by clarifying the structure and goal of his notoriously dificult work, Contributions to Philosophy (From Enowning). My thesis is that this
esoteric work in fact records Heidegger’s experimental attempt to develop
a philosophical version of the musical art of the fugue, an innovative (but
not entirely successful) experiment he devised in order to help articulate
his postmodern ambitions. Chapter 7 brings the book to a close by exploring the danger and promise of Heidegger’s thinking. Recognizing the
complexity of that thinking, I continue to reject the supericial demand
to either condemn or exonerate Heidegger’s work whole-cloth, preferring
to remain critical of what deserves our criticism and sympathetic about
what merits our sympathy. (It is strange that something so obvious could
still be so controversial.) At the same time, however, I also suggest that
what remains dangerous and promising in Heidegger cannot be entirely
separated but, instead, need to be thought in relation to one another.
In this spirit of critical sympathy (the approach Heidegger himself
called for as “hearing with thoughtful reticence” [FCM v/GA29–30 v]),
I once again seek to clarify and so advance Heidegger’s pivotal hope for
4
5
“The greeting of philosophers to one another should be: ‘Take your time!’” Wittgenstein,
Culture and Value, 80.
That U2 has become too “popular” to remain “hip” thus works in their favor here.
Personally, however, I would be much more inclined to bet on Watchmen to make it into the
canon, especially given the central role comics have come to play in the ongoing cultural
shift, as one generation takes over the reigns from another.
6
Introduction
an “other beginning” to Western history, this time by elucidating his
deeply mysterious vision of a phenomenological gestalt switch capable
of instantly transforming the greatest danger of late-modern technologization into the promise of a new, postmodern understanding of being.
Finally, a brief concluding section makes a case “Against Conclusions” by
gathering together and relecting on some of the book’s central insights
into Heidegger, art, and the possibilities of a genuine postmodernity that
remain open to us today.
1
Understanding Ontotheology,
or “The History that We Are”
The signiicant problems we face cannot be solved by the same level of thinking that created them.
Albert Einstein (popular bumper sticker)
It is one of life’s ironies in our times that so many of us require more knowledge, even to ind our way home, than we really care to have.
J. Glenn Gray, The Promise of Wisdom
What does Heidegger mean by ontotheology, and why should we care? We will
see that Heidegger understands ontotheology as the two-chambered heart
of Western metaphysics, “the history that we are” (N3 20/GA47 28). As I
showed in Heidegger on Ontotheology: Technology and the Politics of Education,
Heidegger’s deconstruction of the metaphysical tradition leads him to
the view that metaphysics does not just concern philosophers isolated in
their ivory towers; on the contrary, “Metaphysics grounds an age.” As he
explains: “Metaphysics grounds an age in that, through a speciic interpretation of what is . . ., it gives the age the ground of its essential form”
(QCT 115/GA5 75). Here Heidegger advances the thesis I call ontological
holism. Put simply: Everything is, so by changing our understanding of
what “is-ness” itself is, metaphysics can change our understanding of everything. In other words, metaphysics molds our very sense of what it means
for something – anything – to be. Because everything intelligible “is” in
some sense, Heidegger holds that: “Western humanity, in all its comportment toward entities, and that means also toward itself, is in every respect
sustained and guided by metaphysics” (N4 205/GA6.2 309). By shaping
and reshaping our understanding of what “is-ness” is, metaphysics plays
a foundational role in establishing and maintaining our very sense of the
intelligibility of all things, ourselves included.1
1
See Heidegger on Ontotheology: Technology and the Politics of Education, Ch. 1; 20 note 16.
7
8
Understanding Ontotheology, or “The History that We Are”
Heidegger’s view that “metaphysics grounds an age” (“ein Zeitalter,”
literally “an age of time,” in the singular) presupposes two further theses,
which I call ontological historicity and epochality. Ontological historicity, in
a nutshell, is the thesis that our basic sense of reality changes with time.
As Heidegger put it, “what one takes to be ‘the real’ is something that
comes to be only on the basis of the essential history of being itself” (N4
232/NII 376). Ontological epochality just further speciies that Western
humanity’s changing sense of reality congeals into a series of relatively
distinct and uniied historical “epochs.” Ontological holism teaches that
metaphysics can change our sense of everything simply by changing our
understanding of what “is-ness” is, but “light dawns gradually over the
whole” (as Wittgenstein observed near the end of his life), and Western
humanity’s sense of what-is changes slowly and infrequently enough that
individual human beings tend not to notice the change.2 Many of us even
experience a troubling sense of vertigo when irst faced with the contention that humanity’s basic experience of reality is historically variable, the
kind of vertigo we might feel when irst noticing that the ground we live
and build our homes on is slowly shifting. Nonetheless, Heidegger’s deconstruction of metaphysics makes a convincing case for ontological holism,
historicity, and epochality by uncovering a succession of different ways in
which Western humanity has understood what entities are. In the “history
of being,” these different “understandings of being” each “ground” and
“guide” their respective ages.
Heidegger’s deconstruction of the metaphysical tradition suggests that
ontological historicity – our changing sense of what-is – congeals into ive
distinct but overlapping ontohistorical “epochs” in the “history of being,”
which we could call the pre-Socratic, Platonic, medieval, modern, and latemodern epochs. Foucault adopts Heidegger’s epochs in his investigation of
the different occidental epistemes or “regimes of truth,” as does Levinas when
he writes more poetically of different “mutations in the light of the world.”3
2
3
See Wittgenstein, On Certainty, 21. We tend not to notice this fundamental change, not only
because of our “blindness to the immediate” (this paradoxical “distance of the near” is the
irst law of phenomenology, as we will see), but also because, in Heidegger’s inluential
view (a kind of “punctuated equilibrium” theory), history – in the deepest “ontohistorical”
(seinsgeschichtlich) sense – does not “happen” within epochs so much as between them,
when a new ontotheological “truth event” or understanding of what and how entities are
takes hold and spreads, consolidating past insights and catalyzing an historical transformation of our very sense of intelligibility. I shall suggest that these new understandings of
being do not fall from the heavens (à la Badiou) but instead happen when a new way of
understanding being that has been taking shape at the margins of an historical age (e.g.,
in works of art) suddenly becomes all encompassing, giving rise to a new understanding of
being that pulls everything into its gravitational ield. (See Alain Badiou’s Ethics: An Essay
on the Understanding of Evil and, for a telling critique of Badiou’s view, see Adrian Johnston,
Badiou, Žižek, and Political Transformations: The Cadence of Change.)
See Foucault, The Order of Things, and Levinas, Humanism of the Other, 59.
Understanding Ontotheology, or “The History that We Are”
9
I ind it illuminating to think of these epochs as historical constellations
of intelligibility. Heidegger himself calls them “epochs” because, as readers
of Husserl know, epochê is the Greek word for “holding back,” “bracketing
off,” or as Derrida liked to say, “putting in parentheses,” and Heidegger
saw that each of the epochal understandings of the being of entities “holds
back” the loodwaters of ontological historicity for a time – the “time” of
an epoch.4 Each of the ive different historical epochs is uniied by its shared
sense of what is and what matters, but each of these epochs is grounded in
a different way of understanding what and how entities are.
How, then, is it possible for each epoch to share a sense of what is and
what matters, and yet for this shared sense of the intelligibility of things
to be different for each epoch? By what “mechanism,” as it were, is Western
humanity’s shared sense of the being of entities transformed and maintained? This question brings us directly to the two-chambered heart
of Heidegger’s view of metaphysics. For, an ontotheology is what puts the
parentheses around an epoch, temporarily shielding a particular sense of
what is and what matters from the corrosive sands of time. In Heidegger’s
terms, ontotheologies “sustain” and “guide” their epochs by establishing
an historical understanding of the being of entities; ontotheologies supply
the aforementioned “ground” from which an age takes its “essential form”
(QCT 115/GA5 75). In other words, an ontotheology provides a temporarily
unshakable understanding of what and how entities are, and thereby doubly
anchors an epochal constellation of intelligibility. To say that “Metaphysics
grounds an age” is thus to say that the shared sense of intelligibility unifying an epoch derives, in the last analysis, from an ontotheology.5
4
5
In the metaphysical tradition, Heidegger maintains, the question of the being of entities stands in for (and so eclipses) the deeper question of “being as such.” Being as such
“conceals itself in any given phase of metaphysics, [and] such keeping to itself determines
each epoch of the history of being as the epochê of being itself” (N4 239/NII 383). (See
also the explanation of T&B 9/GA14 8–9 in Heidegger on Ontotheology, 19–20.) This is why
Heidegger often maintains that our next, “postmodern” understanding of being will not
usher in another epoch; it will not lead to another metaphysical (i.e., ontotheologicallygrounded) age. For, by understanding the being of entities in terms of being as such (i.e.,
as conceptually inexhaustible), the postmodern (and post-metaphysical) understanding of
being will not “hold back” the loodwaters of ontological historicity; it will not temporarily
dam time with another ontotheology and so ground another historical constellation of
intelligibility. Instead, Heidegger believes that the radically pluralistic, postmodern age
will be the “last” age (hence his talk of “the last God,” which we will examine in Chapter 6),
in so far as it constitutes a permanent openness to other possible interpretations, and so
to the future.
This suggests that the philosopher who understands how exactly metaphysics “grounds”
and “guides” an age should also be able to discern the general direction in which it is
moving historically. At irst blush, the claim of any connection between philosophy and
prophecy sounds dangerously hubristic (especially in light of Heidegger’s own history).
Nonetheless, we can see how metaphysics facilitates a kind of general historical prognostication once we grasp the relation between our own late-modern ontotheology and
10
Understanding Ontotheology, or “The History that We Are”
I realize that, at irst, “ontotheology” can sound like a dauntingly unfamiliar word. As an index of this unfamiliarity, “ontotheology” and its
cognates have yet to make it into the oficial Oxford English Dictionary.6
Shortly after Heidegger on Ontotheology was published, my intrepid teenage
cousins pressed me on what “that big word” in my title meant. We happened to be at a public pool so, inspired by the moment, I suggested that if
they thought of all reality as a beach ball, then they could think of ontotheology as the attempt to grasp the beach ball from the inside and the outside at the same time. (As a irst approximation of Heidegger’s views, I am
still not too unhappy with this analogy, but I shall present more precise
and suggestive images later.) What is crucial is that ontotheologies allow
the metaphysical tradition to temporarily establish what it means for an
entity to be, and that they do so by answering the question of what it means
for something to be in two different ways at the same time.7 We could say that
metaphysics’ ways of understanding what it means to be resemble what
advertisers call “two-for-ones”; the “great metaphysicians” implicitly answer
the question of reality’s ultimate foundation twice-over by understanding
the being of entities ontologically and theologically.
Indeed, for an ontotheology to work, it must “doubly ground” its age’s
sense of reality by comprehending the intelligible order in terms of both
its innermost core and its outermost form or ultimate expression. Because
these dual ontotheological foundations are what allow metaphysics to
provide a temporarily stable basis for the intelligible order, Heidegger’s
notorious antipathy to “metaphysics” obscures the fact that, in his view,
it is the two-chambered, ontotheological heart of metaphysics that uniies and secures our successive historical epochs. A series of metaphysical
ontotheologies doubly anchor our successive constellations of historical
intelligibility, securing the intelligible order (for the time of an “epoch”)
by grasping reality from both ends of the conceptual scale simultaneously: Both ontologically (from the inside-out) and theologically (from the
outside-in). In this way, metaphysics secures our understanding of reality
6
7
the current global movement toward increasing technologization. Understanding this
connection will help us to appreciate why Heidegger continues to inspire philosophical
resistance to the Zeitgeist of global technologization.
“Ontotheology” is listed in the “draft revision” of the on-line version of the OED (dated
June 2004), but it is deined there only in (1) Kant’s sense (explained below) and (2)
as: “A branch or system of theology in which God is regarded as a being, esp. the supreme
being.” We will see that this latter construal of ontotheology, although common, mistakenly reduces the genus to one of its species.
In order to secure its understanding of the being of entities, metaphysics seeks to establish
“the truth concerning the totality of entities as such.” This phrase is meant by Heidegger
to be “positively ambiguous” between the ontological and theological ways of understanding the being of entities, connoting not ontology or theological but both. (I explain this
point in detail in Heidegger on Ontotheology, 11–23.)
Back to Basics
11
loor-to-ceiling, microscopically and telescopically, or, in a word (albeit a
big one), ontotheologically.8
1. Back to Basics
Briely recounting a few decisive moments from the history of Western
metaphysics should help clarify and motivate what can sound initially like
an implausibly idiosyncratic view. What I shall suggest is that, ever since
Western philosophy began with Thales and Anaximander, our metaphysical tradition has indeed sought to establish both the fundamental and the
ultimate conceptual parameters of intelligibility by ontologically grounding and theologically founding – and thereby legitimating – our changing
historical sense of what is.9
When, at the birth of Western metaphysics, Thales and Anaximander
search for the foundation of reality, they understand this archê or “ground”
in two very different ways. For Thales, the “ground” of reality is “water”;
water is the “one element” out of which everything else is composed. As
the most basic constitutive component of what-is, water is the fundamental
ground that provides the terms in which to understand what everything
is. Thales, in Heidegger’s terminology, understands the being of entities
ontologically. Now, sitting atop our historical perch, many ind it easy to laugh
at Thales’ seemingly simplistic claim that “water” is the archê or fundamental ground of reality. Philosophers sometimes try to motivate Thales’s view
by pointing out that the seeds from which things grow are moist, or that
many different kinds of things tend to dissolve in water, but such retrospective rationalizations make the great sage look like a rudimentary empirical scientist at best. It is much more important to appreciate just what an
amazing leap of thought it was for humanity simply to postulate that the
8
9
That this word has eight syllables has not gone unnoticed or unpunished. Amusingly, technology seems to be taking its revenge on my critique of it via Amazon.com’s “statistical
analyses” of a book’s “readability.” Relying only on the crude measures of syllables per
word and words per sentence, Amazon’s computers have calculated that my irst book is
virtually impossible to read, since reading it requires no less than “27.5 years of formal
education.” (I did not take quite that long in school myself – which means I cannot read
my own book – an intriguingly “postmodern” implication!) Of course, these same blunt
“readability” calculations conclude that James Joyce’s Ulysses can be read by sixth graders.
Although students continue to prove such facile calculations false, it remains ironic that
a book criticizing technology’s preemptive delegitimation of genuine alternatives should
itself be preemptively delegitimated by that technology, processed by a literally illiterate
machine and presented as unreadable to human beings. Let me return to this critique of
technology, however, only after presenting its ontotheological foundations, without which
it cannot really be understood.
Because Western philosophy is coeval with the metaphysical tradition whose ontotheological structure Heidegger deconstructs, he will renounce the title “philosophy” as a
description of his own later “thinking.”
12
Understanding Ontotheology, or “The History that We Are”
seemingly endless diversity of material entities are all fundamentally composed of the same kind of stuff. Thales’s great idea was that there is a inal
ground somewhere beneath our feet, so to speak, and thus a kind of being
that everything shares in common. This was the ontological intuition, and it is
a postulate that our metaphysicians have never abandoned – even as these
metaphysicians dropped the “meta” from their title (disowning, with false
modesty, its extra-empirical implications). Contemporary metaphysicians
still seek to uncover reality’s inal building blocks, the elementary constituents of matter; they just prefer to call the ontological endeavor they have
inherited from Thales’s “physics.”
For Thales’s student Anaximander, by contrast, the archê or “ground”
of reality is apeiron, the “indeinite, unlimited, or ininite.” That is,
Anaximander understands the ultimate ground of what-is in terms of that
source from which all entities derive and by appeal to which they can be
justiied – or, as in Anaximander’s case, condemned, judged undeserving of
inite existence. According to Anaximander’s beautiful but tragic vision
of reality, the existence of discrete entities is inherently unjust. For, the very
existence of individual entities as inite and limited represents an implicit
violation of the ininite and unlimited source, apeiron, from which all things
derive or emerge only by differentiating themselves, thereby committing
a kind of original sin for which each individual entity must eventually pay
penance by being destroyed. Thus “ justice” decrees it, for only through
their destruction may inite entities be reunited with their ininite source,
merged once again with the indeinite from which deinite entities originally emerged. Here Anaximander thinks himself to the very limits of the
intelligible order so as to grasp the source from which all things derive, and
he understands the being of what-is in terms of this outermost condition on
the possibility of the meaning of the cosmos. Because he takes up this “view
from nowhere” or God’s-eye perspective on all that is, a perspective that
enables him to vindicate the meaningfulness of the cosmic order as a whole,
Anaximander, in Heidegger’s terms, understands the being of entities theologically. Many today like to think that they have nothing in common with
“theology,” but, in Heidegger’s terms, the theological intuition is simply the
idea that somewhere above us – somewhere out there, as it were – there is an
ultimate source from which all things inally derive, a source by appeal to
which the meaning of the cosmos as a whole can be inally explained. Our
contemporary metaphysicians continue to follow this theological intuition
whether they think of this ultimate source of all being as a creator God or as
an ininitely hot and dense “singularity” existing at the beginning of cosmic
time (some 13.7 billion years ago). Theologians and astrophysicists alike
remain heirs to the Anaximandrian approach.10
10
The persistence of this ontotheological inheritance – even in scientism itself – can be witnessed in Richard Dawkins’s hubristic prediction that physics combined with Darwinism
Back to Basics
13
The birth of Western philosophy is thus the birth of two radically different ways of understanding the “ground” of what-is: Thales’s ontological
understanding of water as the fundamental element of being and
Anaximander’s theological understanding of apeiron as the ultimate source
of being. It took a thinker as great as Plato to implicitly appropriate these
two different ways of understanding the being of what is – the ontological
and the theological – and combine them into a single, ontotheological view,
almost as if he were performing a kind of retroactive Siamese twinning on
what began as separate but related conceptual children.11 Plato gives the
philosophical tradition its irst ontotheology when he presents the forms
both as the common element unifying all the different instantiations of
a thing and also as the highest, most perfect, or exemplary embodiment
of that kind of thing. For example, Plato’s Symposium presents the form of
beauty as the unifying element shared in common by the many different
kinds of beautiful things; that is, the form of beauty is what explains why
beautiful bodies, beautiful artworks, beautiful state constitutions, and so
on, are all beautiful – namely, they are all imperfect instantiations of the
perfect form of beauty. At the same time, as this suggests, the Symposium
also presents the form of beauty as the most beautiful of all that is beautiful, as the most perfect expression and so the ultimate standard of beauty.
Plato thereby suggests that the form of beauty is a beauty so perfect that
nothing in this imperfect world can ever measure up to it. Thus, following
in Anaximander’s footsteps, Plato’s theological conception of the forms
makes sense of the intelligible order as a whole only by postulating a supersensory realm, degrading our inite world of mortal experience by comparison. (Nietzsche suggests that Christianity took over this nihilistic way of
conceiving mortal existence in the middle ages and thereby made it central
to Western humanity’s self-conception, as we will see in the next section.)
11
will “furnish a totally satisfying naturalistic explanation for the existence of the universe
and everything that’s in it, including ourselves.” Ironically, this famous author of The
God Delusion “optimistically” predicts “that the physicists of our species will complete
Einstein’s dream and discover the inal theory of everything before superior creatures,
evolved on another world, make contact with us and tell us the answer.” What is this hope
that superior beings will descend from the heavens to conirm our theories but another
form of the theological superstition that God will prove us right in the end? Dawkins’s implicit
admission that we need a kind of higher being to conirm one ontotheology as inally correct suggests the same old regress, moreover, because we would then need even smarter
aliens to tell us if the irst aliens were right that we were right, and so on, leading us right
back to the ontotheological understanding of God as the regress-halting, highest entity.
(See Dawkins, “The Final Scientiic Enlightenment,” 27.)
To extend the metaphor, this ontotheological Siamese twinning increases rather than
decreases the viability of the conceptual offspring thus conjoined, so perhaps Plato
spliced his ontotheological hybrid together as a defensive formation against the haunting
threat of his teacher Socrates, that famous son of a midwife who – in his incessant search
for an answer to the ontological question, “What is it?” (piety, friendship, justice, etc.) –
euthanized every conceptual child he himself ever delivered.
14
Understanding Ontotheology, or “The History that We Are”
Let us cut to the chase. Plato’s student Aristotle makes the ontotheological duality implicit in Plato’s doctrine of the forms explicit when he
distinguishes between “primary and secondary substance,” differentiating
the “thatness” of entities from their “whatness.” This, moreover, is the very
distinction that medieval scholastics would treat as the difference between
existentia and essentia. This ontotheological distinction between “existence”
and “essence” subsequently became so deeply ingrained in our Western
philosophical tradition that Heidegger can convincingly claim that even
the proudly “godless” Nietzsche conceives of “the existentia of the totality
of entities as such theologically as the eternal return of the same,” just as
Nietzsche’s “ontology of entities as such thinks essentia as will to power”
(N4 210/NII 348/GA6.2 314). As one can see most clearly in that undeniably beautiful passage that has become famous as the last entry of the
infamous “book,” The Will to Power, Nietzsche too seeks to grasp all of reality both ontologically, from the inside-out, as will-to-power, and theologically,
from the outside-in, as eternal recurrence.12 Nietzsche thus gives us, in
Heidegger’s terms, an ontotheology of will-to-power eternally recurring.
In Heidegger’s “history of being,” Plato is the irst ontotheologist, and
Nietzsche is the last, because Nietzsche teaches the futility of metaphysics’
12
Nietzsche himself was clearly troubled by the tension between his naturalistic understanding of will to power and his cosmological understanding of eternal recurrence; his notebooks and letters show that he was tremendously frustrated by his inability to provide a
consistent naturalistic explanation capable of validating his seemingly supernatural SilsMaria experience (which Klossowski suggests was actually an early psychotic break; see
his “Nietzsche’s Experience of the Eternal Return”), an experience that left him utterly
convinced of the truth of eternal recurrence. Thus Nietzsche returns repeatedly in his
notebooks to the thought that, given inite matter and space and ininite time, all possible combinations of events must already have occurred – and recurred. (A version of
this argument can already be found in Thus Spoke Zarathustra, 299.) Indeed, I think it
clear that Nietzsche himself (unlike most of his subsequent interpreters, who turn away
from the view because of its lack of empirical plausibility) remained convinced to the end
that there must be a plausible way to bring will-to-power and eternal recurrence together,
even if he could not fully see how. If this is right, however, then despite the undeniable
reductiveness of Heidegger’s reading, he remains faithful to Nietzsche’s deepest inner
conviction by joining will-power and eternal recurrence as the two extreme poles of the
“unthought” ontotheology toward which Nietzsche’s thinking points – thereby fulilling Nietzsche’s struggle to put into words the “secret” even Zarathustra can only whisper,
silently, into the ear of life at the culmination of Thus Spoke Zarathustra. (Heidegger quotes
from Nietzsche’s notebooks the passage that gives away Zarathustra’s climactic secret –
apparently the secret was too important for Nietzsche to trust his audience to igure it out
for themselves: “Zarathustra, out of the superman’s happiness [i.e., the superabundance of
will-to-power Zarathustra feels when the doctrine of eternal recurrence allows him to overcome his nihilism-inducing inability to “will backward” or afirm the past], tells the secret
that everything recurs” [WCT 106/GA8 109].) This is not to absolve Heidegger’s Nietzsche
interpretation of its undeniable hermeneutic violence (evident in its great selectiveness,
e.g.), but only to suggest that it is not some external imposition on the unwilling matter
of Nietzsche’s thought. On the contrary, the core of Heidegger’s Nietzsche interpretation
can be understood (the way Heidegger himself understood it) as a faithful attempt to
Nietzsche’s Unthought Ontotheology
15
foundationalist project and yet nevertheless succeeds in supplying humanity with an ontotheology – albeit one that “grounds” reality as a whole only
by dissolving it into the endless involutions of eternally recurring willto-power in its “sovereign becoming.”13 The metaphysical tradition thus
culminates and exhausts itself in Nietzsche, whose ontotheology, Heidegger
believes, lays the ground for “the metaphysics of the atomic age.” In fact,
Heidegger’s entire understanding of metaphysics as ontotheology turns on
his understanding of Nietzsche’s ontotheology, in two senses: Heidegger
holds Nietzsche’s ontotheology responsible for that increasingly global
technologization of our very sense of reality in which we currently remain
caught, and yet Heidegger also thinks that the only way to transcend the
nihilistic, “technological” ontotheology we have inherited from Nietzsche
is to think its “unthought,” that is, to develop or think through Nietzsche’s
ontotheology to the point that it “transcends” itself, turning into another
way of understanding the being of what-is.
2. Thinking Through Nietzsche’s
Unthought Ontotheology
In order to understand Heidegger’s crucial interpretation of Nietzsche’s
ontotheology, let us ask a more basic question: How are ontology and theology joined in an ontotheology? What kind of conceptual bonds hold the
ontological and theological ways of understanding the being of entities
together? For Heidegger, ontology and theology are held together in a
kind of chiasmus: Ontology leads to theology and theology feeds back into
ontology. Put more precisely, an ontology, as an understanding of what
13
“think after” and so express the “innermost thinking will” Nietzsche explicitly gave voice
to only in his notebooks – most beautifully, in what has come down to us as the inal aphorism (#1067) of The Will to Power, the notoriously problematic posthumous text assembled
by Nietzsche’s sister and his friend “Peter Gast” (Heinrich Köselitz, the “guest” Nietzsche
charged with keeping his faith), a text Heidegger read in his youth, “in the exciting years
between 1910 and 1914” (GA1 56). In fact, Heidegger was already criticizing the book’s
pro-eugenicist vision in 1909, and by the time he began his famous Nietzsche lectures in
1936, the book’s serious editorial problems had become obvious to him, since in 1935
he joined the commission charged with putting together a scholarly edition of Nietzsche’s
works and so had Nietzsche’s original notebooks before him and could see with his own
eyes all the heavy-handed black-pencil work of the previous editors. Nietzsche’s sister’s
resistance to any corrected edition reportedly helped prompt Heidegger to resign from
the commission. (See Nietzsche, The Will to Power, 549–50 [#1067]; a virtually identical version of the famous passage can be found in Nietzsche, Writings from the Late Notebooks, 38–9;
Heidegger on Ontotheology, 148 note 4; and Hans Sluga, “Heidegger’s Nietzsche,” 102.)
See Heidegger on Ontotheology, 20–3. As Charles Taylor insightfully observes, our late- modern
sense of self now hovers in a groundless void, unable to secure the temporal origins of the
species or the spatial limits of the universe. (See Taylor’s chapter on “The Dark Abyss of
Time” in The Secular Age, 322–51; and my “Taylor, Heidegger, Nietzsche: Transcendence
and the Problem of Otherworldly Nihilism.”)
16
Understanding Ontotheology, or “The History that We Are”
entities are, generates a theology, an understanding of that “highest” (or
“supreme,” höchste) entity that embodies this kind of being most perfectly.
Conversely, a theology, as a conception of this highest entity, feeds back
into ontology by impacting our understanding of the being of what-is as
a whole – typically, by shaping our understanding of whether or not the
being of this whole is justiied or meaningful. This ontology-theology
feedback loop is clearly visible in Nietzsche’s ontotheological conception
of being as will-to-power, eternally recurring. For, Nietzsche’s ontological
conception of what entities are essentially – namely, will-to-power – leads to
his conception of eternal recurrence as the most perfect embodiment and
ultimate expression of will-to-power. And conversely, Nietzsche’s theological conception of the eternal recurrence of the cosmic order allows him
to understand the being of what-is as justiied (or at least justiiable), as
meaningful rather than nihilistic.
To see this, remember that for Nietzsche, what-is is essentially willto-power. In Nietzsche’s neo-Darwinian view, will-to-power is the “essence”
of life, the inner force generating that continual self-overcoming of existing
life forms that works to keep life itself alive. Eternal recurrence, moreover,
is the way that the totality of all that is exists when viewed from a God’s-eye
perspective; “the eternal return of the same” is Nietzsche’s name for his
speculative understanding of the endless repetition of the cosmic cycle: big
bang, universe, big crunch; big bang, universe, big crunch; and so on ad
ininitum.14 Ontology leads to theology, then, because will-to-power is the
force driving the cycle of cosmic recurrence, leading the universe to unfold
as a kind of magniicent perpetual motion machine of endless growth
and decay. Viewed from the greatest possible distance (that “view from
nowhere” Nietzsche sometimes calls the “super-historical perspective”),
will-to-power is as the eternal return of the same. That is, Nietzsche’s
ontology generates his theology because will-to-power ultimately unfolds
as eternal recurrence.
14
In his early lectures on The Pre-Platonic Philosophers, Nietzsche discerns versions of eternal recurrence in Anaximander, Heraclitus, Xenophanes, and the Pythagoreans, but it
is the Pythagorean version that most closely resembles Nietzsche’s cosmological doctrine
of the eternal return of the same. Still, the Empedoclean conception of cosmic time as
forever oscillating back and forth between the poles of unity and complexity (in which the
swing of the cosmic pendulum is driven by the competing motivations of attraction and
repulsion) helps Nietzsche conceive of how an overall cycle of growth and decay might
take place within each of the “tremendous years of recurrence.” For Nietzsche himself,
of course, time does not actually move backward; the growth of forces peaks and then
declines within each “grand year” of recurrence. It is also clear from these early lectures
that Nietzsche developed his “aesthetic justiication” of existence (“only as an aesthetic
phenomenon is existence and the world eternally justiied,” Nietzsche famously writes in
The Birth of Tragedy, 33) by borrowing Heraclitus’s “sublime metaphor” of eternity as the
innocent “play of the child (or that of the artist),” joyfully building castles in the sand and
then exuberantly destroying them (as I show in “Interpretation as Self-Creation: Nietzsche
on the Pre-Platonics”).
Nietzsche’s Unthought Ontotheology
17
According to Nietzsche, moreover, the eternal return of the same is also
the highest conceivable mode of existence.15 For, the universe conceived
in its eternal recurrence is both the closest that the endless stream of
becoming ever comes to being and also the means we need in order to be
able to afirm all of existence by afirming just one moment of our lives.
For, if all events are interconnected in an unbroken circle of cause and
effect, then “future” events circle around to help cause “past” ones, and
to afirm any moment of your life is thus to afirm not only your whole life
but also the entire cosmic cycle, without which that moment could not have
existed. In this way, the theological understanding of being feeds back into
the ontological; with eternal recurrence Nietzsche reafirms, as it were,
the connection we observed in Anaximander and Plato between the theological understanding of the whole of what-is and the question of whether
the being of this whole is meaningful. Nietzsche too provides a “cosmodicy,”
albeit a godless cosmic theodicy that seeks to vindicate the meaningfulness
of what-is as a whole by appeal to eternal recurrence.
Of course (as mentioned earlier), it was Nietzsche himself who saw that
Plato’s theological conception of the forms as perfect exemplars led to
the “nihilism” or meaninglessness of “devaluing” the inite achievements
attainable by mortals by comparing them to unattainable “otherworldly”
ideals. (Nietzsche extends the same charge to the Christian understanding of heaven as an afterlife for the eternal soul, an afterlife compared to
which this life is merely a “vale of tears,” hence his famous description of
Christianity as “Platonism for the masses.”) Nietzsche challenges us with
his powerful call for amor fati to embrace eternal recurrence in order to
justify our inite lives non-nihilistically – that is, solely on their own terms,
without redeeming them in some afterlife or otherwise judging them by
unfulillable, “otherworldly” standards.16 Nonetheless, Heidegger suggests,
Nietzsche fell into the same theological trap he discerned in Plato, because
15
16
Most crucial, from Heidegger’s perspective, are the words expressed in Notebook 7 (from
the end of 1886 to the Spring of 1887), where Nietzsche writes: “To imprint upon becoming the character of being – that is the highest will to power”; and, one sentence later, “That
everything recurs is the most extreme approximation of a world of becoming to one of being: [this is
the] pinnacle of contemplation.” (Nietzsche, Writings from the Late Notebooks, 138.) Heidegger’s
reading of Nietzsche turns on this “pinnacle,” this point where Nietzsche himself joins
eternal recurrence to will-to-power as its highest expression, i.e., as the closest becoming
comes to being and as the key to afirming existence. (See below and Chapter 7.) It is also
revealing to recall Nietzsche’s famous description of his 1881 “Sils-Maria experience” of
the truth of eternal recurrence as “beyond humanity and time” (a description he wrote
across the top of the notebook page that recorded this Sils-Maria experience), as well as
his portrayal of eternal recurrence (in Ecce Homo) as “the highest formula for afirmation
that can ever be attained.” (On the uses of the “superhistorical perspective” and its dangers, see Nietzsche’s second Untimely Meditation, “On the Advantage and Disadvantage of
History for Life.”)
For a detailed argument for this point, see my “Taylor, Heidegger, Nietzsche: Transcendence
and the Problem of Otherworldly Nihilism.”
18
Understanding Ontotheology, or “The History that We Are”
Nietzsche held that human existence can be justiied only by afirming
the doctrine of eternal recurrence, the truth of which Nietzsche secretly
admitted was ultimately “unknowable.”17
Heidegger agrees that eternal recurrence is unknowable. For Heidegger,
“the essential knowing of the thinker [always] begins by knowing something
unknowable” (N3 5–6/NI 477). Despite its “factual” unknowability,
Heidegger insists that “Nietzsche’s thought of the eternal recurrence of the
same” is anything but “a mystical fantasy.” Quite the contrary: Owing to the
theses of ontological holism, historicity, and epochality discussed earlier,
Heidegger believes that “Nietzsche is the name for an age of the world”
(GA50 84). What this means, we can now see, is that Nietzsche supplies
the ontotheological scaffolding of own epoch; Nietzsche’s understanding
of being as eternally recurring will-to-power undergirds and suspends our
own historical constellation of intelligibility. This is why Heidegger rather
mysteriously prophesies that, in “the coming age, . . . the essence of modern
technology – the constantly [ständig] rotating recurrence of the same – will
come to light” (WCT 109/GA8 112). Such gnomic remarks, properly understood, show us that Heidegger’s famous critique of our technological late modernity
in fact follows from his understanding of ontotheology.18 Indeed, although no one
seems to have recognized this connection before, it is clear that Heidegger
holds the Nietzschean ontotheology of eternally recurring will-to-power
ultimately responsible for the increasingly global technologization of
our world.
3. Transcending Our Technological Ontotheology
To see this, one has to know that the constellation of intelligibility characteristic of our own late-modern epoch is what Heidegger famously calls
“enframing” (Gestell). In Heidegger’s view, many of the deepest problems
plaguing our “technological” age of enframing emerge from or are exacerbated by the particular Nietzschean ontotheology in which this technological enframing is rooted.19 In effect, Nietzsche’s ontotheology implicitly
17
18
19
Near the climax of Thus Spoke Zarathustra (339), when Zarathustra whispers the “secret” of
eternal recurrence into the ear of life, she tellingly replies: “You know that, O Zarathustra?
Nobody knows that.”
This is one of the central theses of Heidegger on Ontotheology. Here Heidegger uses “ständig”
to suggest that the ontotheology of eternally recurring will to power is ultimately responsible for “enframing,” the technological mode of revealing that reduces everything to
mere “Bestand,” i.e., intrinsically-meaningless “resources” standing by for optimization. On Heidegger’s reading, eternal recurrence is ironically fulilled in enframing’s
ontological homogenization, “the endless etcetera of what is most desolately transitory”
(CP 287/GA65 409).
When Heidegger refers to “the source of these destructive phenomena in their essence”
(N4 221/NII 363), he is thinking of Nietzsche’s ontotheology of eternally recurring will
to power as an historical understanding of the being of entities that dissolves being itself
Transcending Our Technological Ontotheology
19
provides the lenses through which we see the world and ourselves, leading us to pre-understand the being of all things as eternally recurring
will-to-power, that is, as mere forces coming together and breaking apart
with no end beyond this continual self-overcoming. Insofar as our sense
of reality is shaped by this “technological” understanding of the being of
entities, we increasingly come to treat all entities, ourselves included, as
intrinsically meaningless “resources” (Bestand) standing by merely to be
optimized, enhanced, and ordered for maximally lexible use.20 As I have
argued elsewhere, environmental devastation, our growing obsession with
biogenetic optimization, the increasing reduction of higher education to
empty optimization imperatives, and the nihilistic erosion of all intrinsic
meaning are just some of the most problematic symptoms of the underlying ontotheology “enframing” our sense of reality.21 These problems are as
serious as they are deeply entrenched in the metaphysical substructure of
our historical self-understanding.
Fortunately, Heidegger’s work also helps suggest a treatment, and
so a mission for any thinking that would be truly “postmodern.” We
need to become aware of the subtle and often unnoticed impact of our
20
21
into nothing but becoming and thereby occludes the condition if its own possibility. Yet, this
“essence of nihilism contains nothing negative” (ibid.), because this strange “noth-ing”
or “nihilating” needs to be understood as the way being itself shows up when viewed
through the lenses of Nietzsche’s ontotheology. In the active “noth-ing” or “nihilating” by
which being’s “presencing” can be felt, being paradoxically “comes across” in its very “staying away.” The “fulilled peak” of Western nihilism is Nietzsche’s reduction of being to
nothing (by dissolving being into becoming), but this peak “looks down both slopes” (as
Derrida recognized); for, to understand this “noth-ing” as the way we experience being
from within our Nietzschean ontotheology is already to be turning or pivoting phenomenologically beyond nihilism. I explain Heidegger’s dificult but crucial idea of a salviic
turn from understanding being as nothing to experiencing this dynamic nothing as the
presencing of being in Chapters 3 and 7.
What Heidegger teaches us (and this is one of the important things Feenberg helped me
see) is that the view, shared by both Marxism and liberalism, of technology as a neutral tool
that can be used for either constructive or destructive purposes is far too simplistic. In fact,
technology reinforces a particular historical drift, owing to the ontotheology it expresses,
and Heidegger’s great merit is to have helped us discern the underlying historical direction
in which we are still moving as our sense of reality becomes increasingly technologized. One
need think not only of Latour’s automatic door-closer, of speed-bumps, or of the spreading
panopticon of trafic and other security cameras – devices the evolution of which threatens
to render autonomy obsolete by making punishment automatic and instantaneous. We
can instead think of how seemingly more neutral phenomena like email and the Internet
encourage an accelerated rate of exchange, make the distant near and the near distant,
and foment irresponsibility and brusque hostility through their facelessness. These and
other technologies can be used, to be sure, to combat technologization (i.e., enframing), but
to use them so (i.e., to use our technology without being used by it), we must irst learn to
recognize and resist their tendency to serve empty optimization. (See Feenberg’s Critical
Theory of Technology and my Heidegger on Ontotheology, Ch. 2.)
See my “Ontology and Ethics at the Intersection of Phenomenology and Environmental
Philosophy.”
20
Understanding Ontotheology, or “The History that We Are”
late-modern, technological ontotheology so that we can learn to resist and
transcend it. Throughout this book, we will thus explore Heidegger’s different but complementary suggestions about how we might transcend our
late-modern, technological ontotheology and so inaugurate a postmodern
understanding of being. The key to all these transitions, Heidegger suggests, is learning to practice the phenomenological comportment he calls
“dwelling” (or “releasement to things”). To put it much too briely (but by
way of anticipation), to learn to dwell is to become attuned to the phenomenological “presencing” (Anwesen) whereby “being as such” manifests itself.
“Being as such” is one of the later Heidegger’s names for that conceptually
inexhaustible dimension of intelligibility that all metaphysics’ different
ontotheological ways of understanding the being of entities partly capture
but never exhaust, the recognition of which can help lead us beyond our
current ontotheology.22
As we will see (in Chapter 3), Heidegger thinks we can best learn this
comportment from a phenomenological encounter with great art, the very
essence of which is poetry. The later Heidegger’s well-known turn to poetry
thus derives not from some antiphilosophical exaltation of the literary, let
alone of the “irrational,” but instead from what he thinks poets can teach us
about those enduringly meaningful experiences that make our inite lives
22
I emphasize “partly capture” here because Heidegger consistently describes “being as
such” as a dynamic and inexhaustible ontological “abundance” or “excessiveness” that
both “gives itself and refuses itself simultaneously” (P 255/GA9 335), i.e., that both informs
and partly escapes all our attempts to ix it in place once and for all. Unfortunately,
an increasingly common misreading of the later Heidegger simply conlates his “being
as such” with Levinas’s “alterity,” and so misconceives being as something in principle
ineffable, rather than as effable but also as “inexhaustibly given to human beings to think”
(CCP 156, my emphasis/GA77 239). For a phenomenologist like Heidegger, pure ineffability or alterity is a paradoxical (if not simply contradictory) concept, because it is a
concept for which there can be no convincing phenomenological evidence. Merely for
something to be intelligible to us, we have to have some sense of it, in which case it will
not be “ininitely other” or completely ineffable. As Heidegger pointedly writes: “But has
it really been established that the absolutely nameless is given [to us]? For us much is
often ineffable, but only because its name has not yet come to us.” (CPC 77/GA77 119)
Heidegger is thus particularly interested in those events of poetic “naming, in which the
nameable, the name, and named bring each other into their own together [sich zumal . . .
ereignen]” (ibid.). For, in such events of poetic sense-making, what the poet’s names disclose (“the named”) also help illuminate what they do not (“the nameable,” that is, the
not yet named), giving us some light by which we can “surmise” (CPC 96/GA77 148) and
so continue to make sense of what might otherwise seem “unnamable.” As Bret Davis
nicely suggests, Heidegger’s notion of “surmising” (Vermuten) means “a mindful and
courageous attempt to follow a hunch or pursue an inkling. Surmising is thus . . . a dedication to following presentiments, to presaging pathways of thought that are opened up
by intimations of being” (see CPC 96–7, note 56). (We will lesh this idea out in more
concrete phenomenological terms when we explain Heidegger’s postmodern understanding of art in Chapter 3.)
Transcending Our Technological Ontotheology
21
most worth living.23 For, Heidegger’s hope for a truly “postmodern” understanding of being follows from his conviction that if we can learn from the
great poets and artists to become comportmentally attuned to the dynamic
phenomenological presencing that both precedes and exceeds all conceptualization, then we too can come to understand and experience entities
as being richer in meaning than we are capable of doing justice to conceptually, rather than taking them as intrinsically meaningless resources
awaiting optimization. Such experiences can become microcosms of, as
well as inspiration for, the revolution beyond our underlying ontotheology
that we need in order to transcend the nihilism of late-modern enframing
and set our world on a different, more meaningful path. In other words,
Heidegger’s later thinking as a whole is dedicated to the postmodern goal of
helping us learn to transcend our late-modern, technological ontotheology and its devastating nihilistic effects, in our lives, our sense of self and
other, and our world at large.24
Perhaps the best way to approach the drastically different ways of comporting ourselves toward things that Heidegger contrasts – namely, the
active receptivity of poetic dwelling, on the one hand, and the obtuse domination of technological enframing, on the other – is to think about the
difference between these poetic and technological modes of revealing in
the terms Heidegger traces back to the ancient Greek distinction between
poiêsis and technê. Just think, on the one hand, of a poetic shepherding into
being that respects the natural potentialities of the matters with which it
works, just as Michelangelo (who, let us recall, worked in a marble quarry)
legendarily claimed he simply set his “David” free from a particularly rich
piece of marble (after studying it for a month); or, less hyperbolically, as a
skillful woodworker notices the inherent qualities of particular pieces of
wood – attending to subtleties of shape and grain, different shades of color,
weight, and hardness – while deciding what might be built from that wood
(or whether to build from it at all). Then contrast, on the other hand, a
technological making that imposes a predetermined form on matter without paying heed to any intrinsic potentialities, the way an industrial factory
indiscriminately grinds wood into woodchips in order to paste them back
together into straight particle board, which can then be used lexibly and
eficiently to construct a maximal variety of useful objects.25
23
24
25
Even in 1934, Heidegger tellingly rails against the “comical and already almost ridiculous
spectacle that precisely the many mediocrities who take the ield today and formerly against
rationalism and intellectualism blindly get stuck and founder in it” (LQE 7/GA38 8).
See Heidegger on Ontotheology, Ch. 4.
Admittedly, this crucial difference is dificult to deine philosophically without falling
back into ontotheology (e.g., by grounding the contrast in intrinsic properties), but one
need not rely on what some criticize as historically outdated examples in order to bring
this still widely shared intuition into focus. Instead, one could think of the difference
22
Understanding Ontotheology, or “The History that We Are”
While many late-moderns continue to believe (with Nietzsche) that all
meaning comes from us (as the result of our various “value positings”),
Heidegger is committed to the more phenomenologically accurate view
that, at least with respect to that which most matters to us – the paradigm
case being love – what we most care about is in fact not entirely up to us,
not simply within our power to control, and this is a crucial part of what
makes it so important. Indeed, one of the primary phenomenological lessons that Heidegger drew from art, as we will see, is that when things are
approached with openness and respect, they push back against us, making
subtle but undeniable claims on us, and we need to learn to acknowledge
and respond creatively to these claims if we do not want to deny the source
of genuine meaning in the world. For, only meanings that are at least partly
independent of us and so not entirely within our control – not simply up
to us to bestow and rescind at will – can provide us with the kind of touchstones around which we can build meaningful lives and loves.
Heidegger sometimes calls such an enduringly meaningful encounter an “event of enowning” (Ereignis). In such momentous events, we ind
ourselves coming into our own (as world-disclosers) precisely by creatively
enabling things to come into their own, just as Michelangelo came into
his own as a sculptor by creatively responding to the veins and issures
in that particular piece of marble so as to bring forth his “David”; or as a
woodworker comes into her own as a woodworker by responding creatively
to the subtle weight, color, and grain of an individual piece of wood in
order to make something out of it (or to leave it be); or as a teacher comes
into his or her own as a teacher by learning to recognize and cultivate
the particular talents and capacities of each individual student, thereby
enabling our students to come into their own; or as parents and children
come into their own together when parents learn from children to be open
to what is seeking to emerge “unbidden” in their lives, thereby helping our
between web page design just a few years ago and the standardized web palette instantly
available to users of Facebook and MySpace, which encourage these users to imagine they
can best express themselves by selecting from an array of predeined options, rather than
by struggling to understand what they really want to say so that, in the process, they create
a style of their own that ittingly expresses their views. Or one can think about the difference between an educational approach that helps students identify and cultivate their own
unique talents and intrinsic skills and capacities in order to help them meet their generation’s emerging needs (and, in so doing, simultaneously encourages teachers to come
into their own as teachers), as opposed to an approach that treats students merely as raw
materials, “human resources,” and seeks to remake them so that they can pursue whatever
society currently deems to be the most “valuable” career path. (I develop these suggestions
in detail in Heidegger on Ontotheology, Chs. 2 and 4.) Here it helps to think about how one
responds to the resistances one encounters in each case: Does one seek to latten out and
overcome them or, instead, to cultivate that which resists one’s will and so help bring it to
its own fruition? (I owe this important point to a discussion with Bill Blattner. See also his
insightful and pellucid work, Heidegger’s Being and Time: A Reader’s Guide.)
Transcending Our Technological Ontotheology
23
children to discover and develop their own gifts rather than willfully trying
to shape them into some preconceived mold (a profound lesson we learn
most unmistakably from children who are “differently abled,” as Michael
Sandel recognizes). In all such cases, a poetic openness to what pushes
back against our pre-existing plans and designs helps disclose a texture of
inherent meanings, affordances, signiications, and solicitations, a texture
Heidegger teaches us to discover “all around us” (CCP 147/GA77 227) –
not only in nature, our workshops, classrooms, and homes but even in our
lives as a whole.26 For, we truly learn to “make something” out of our lives
not when we try to impose an artiicial shape on them but, rather, when we
learn to discern and develop creatively that which “pushes back” in all the
ways mentioned here, and many more.
If intelligibility can be thought of as composed of “texts” that we continually read and interpret (as Derrida’s famous aperçu, “there is nothing
outside the text,” suggests), then we can hear Heidegger as reminding
us that we need to learn to recognize and respond to the texture of these
ubiquitous texts. This texture of meanings independent of our wills can
be more or less subtle, but by dissolving all being into becoming, the current of Nietzschean technologization tends to sweep right past this texture
and can even threaten to wash it away, as in the case of particle board and,
much more “dangerously,” Heidegger suggests, in the technological reengineering of human beings. Nonetheless, Heidegger remains hopeful that
once we learn to discern this technological current, we can also learn to
cultivate a “free relation to technology” in which it becomes possible to use
even technological devices themselves to resist technologization, the nihilistic
obviation of any meaning independent of the will. In fact, we are already
doing this, for example, when we use a camera, microscope, telescope, or
even glasses to help bring out something meaningful that we might not
otherwise have seen, when we use a synthesizer or computer to compose
a new kind of music that helps us develop and share our sense of what is
26
Put otherwise, Heidegger seeks to teach us “to listen out into the undetermined” for
a “coming [which] essentially occurs all around us and at all times” (CCP 147/GA77
226–7). I shall explain what this means in terms of his phenomenology of art in Chapter 3.
For an insightful exposition of (what I think of as) the Heideggerian lessons of parenting,
see Sandel, The Case Against Perfection. For more on the broader existential lesson of this
approach, see Hubert Dreyfus and Sean Kelly, All Things Shining. Kenneth Maly describes
the tripartite “enowning” at the heart of the phenomenon of Ereignis in terms that cleave
closely to Heidegger’s own: “Things emerge into their own, into what is own to them;
humans come into their own as they respond to the owning dynamic in being as emergence; being as emergence enowns Dasein – all these dynamics belong to the matter said
in ‘enowning’” (Maly, Heidegger’s Possibility: Language, Emergence – Saying Be-ing, 174). As
Maly suggests, there is a third dimension of enowning in which being too comes into its
own; that happens, I shall suggest, when Dasein and the being of entities come into their
own together in such a way that being itself is disclosed in its essential plenitude or polysemy – and this, as we will see, is the crucial postmodern moment.
24
Understanding Ontotheology, or “The History that We Are”
most signiicant to us, or even when we use a word processor to help bring
out what is really there in the texts that matter to us and the philosophical
issues that most concern us.
To put the larger point that emerges here in philosophical terms, what
the later Heidegger suggests is a fundamental ontological pluralism (or plural
realism). We need to be sensitive enough to meanings independent of the
will to be able to “cut reality at the joints,” but because those joints provide
us with more of a multiply suggestive outline than a inal design (as we will
see in detail in Chapter 3), there will in most cases be more than one way
of disclosing the genuine hints we are offered.27 This means, for example,
that, just as a talented artisan can make more than one thing from a single
piece of wood, so there was also more than one form slumbering in the
grain of the marble from which Michelangelo “released” his David. And,
for the same reasons, there will usually be more than one right answer to
the existential question of what we should each do with our lives. (That
helps explain the persistent recurrence of the question, since it can never
be settled once and for all, as well as why those looking for the one right
answer never seem inally to ind it.)28 Indeed, like the neo-Aristotelian
view of “open resoluteness” (Ent-schlossenheit) that Heidegger developed
in Being and Time, his later view of the active receptivity of “releasement”
(Gelassenheit) suggests a kind of ethical and aesthetic phronêsis or practical
wisdom. The guiding idea here is that, rather than getting hung up looking for the one right answer – and, when we inally despair of inding it,
rebounding back to the relativistic view that no answer is better than any
other (or concluding nihilistically that intrinsic meanings are an obsolete
myth, thereby ignoring the multiple suggestions nature offers us, or overwriting these hints with our own preconceived ideas rather than seeking to
develop them creatively) – we should instead cultivate the recognition that
in most situations there will be more than one right answer to questions of
what to do or how best to go on.
The hermeneutic principle to follow – in ethics as well as aesthetics –
is that there is more than one inherent meaning to be found in things.
For, if being is conceptually inexhaustible, capable of yielding meaning
again and again, then the intrinsic meanings of things must be plural (or
essentially polysemic), however paradoxical such a doctrine of ontological pluralism might now seem, given our current obsession with formal
systems capable of securing monosemic exactitude. Indeed, as we will see,
27
28
As Chapter 3 will show, Heidegger suggests in “The Origin of the Work of Art” that
intelligibility contains a complex texture of edges, lines, and breaks, and that this “riftstructure” forms an open-ended “basic design” or “outline sketch” (PLT 63/GA5 51) to
which we need to learn to be creatively receptive in order to bring at least one of the
potentially inexhaustible forms slumbering in the earth into the light of the world.
I make the case for this view in “Heidegger’s Perfectionist Philosophy of Education in
Being and Time.”
Images of Ontotheology
25
to understand the being of the entities we encounter in a postmodern way is
to no longer preconceive everything we experience as modern objects to be
controlled or as late-modern resources to be optimized, but instead to learn
to discern and creatively develop the independent meanings, solicitations,
and affordances of things, staying open to the multiple suggestions that
things offer us and dedicating ourselves to bringing forth such hints creatively and responsibly into the world. That is what I mean by Heidegger’s
plural realism, which (as we will see) comes through in his postmodern call
for us to cultivate a comportment receptive to poetic polysemy. I hope that
this all-too-brief overview provides some preliminary sense of what is at
stake in Heidegger’s thinking of the genuine possibilities of postmodernity, a matter I shall seek to bring out more fully in the rest of the book by
approaching it from several different but complementary perspectives.
4. Images of Ontotheology
Let me thus introduce the more precise images for ontotheology promised earlier, images that can help us head-off some common misunderstandings of Heidegger’s view. Jonathan Swift’s wonderful satire, Gulliver’s
Travels, begins with Lemuel Gulliver recounting his famous experiences
among the miniscule Lilliputians, where Gulliver lives like a mountain
among men. Then, in his second adventure, Gulliver describes the inverted
experience of life among the gargantuan Brobdingnagians (even their
name is big), who tower above Gulliver just as he once towered above the
tiny Lilliputians. It is easy to imagine Gulliver’s sense of perspective being
thoroughly relativized by these successive experiences of immensity and
minuteness, and Gulliver’s third adventure begins (not coincidentally, I
would suggest) with him set adrift at sea, a state from which he is rescued
and then hoisted aboard a great loating island called Laputa. Gulliver’s
fundamental bearings thus get reestablished, paradoxically, by a land
that hovers in mid-air – a seeming impossibility nicely captured in René
Magritte’s rather ominous painting, La Château des Pyrénées [“The Castle of
the Pyrenees”] (1959).29 (See Figure 1.)
The male inhabitants who rule the loating island of Laputa are deeply
autistic. Swift writes that “the minds of these people are so taken up with
intense speculations that they neither can speak nor attend to the discourses of others”; they require servants to tap them on the mouth or
the ear when it is their turn to talk or to listen. These Laputans remain
so lost in thought that, like their philosophical forebear, Thales (whom
29
The impression that Magritte’s “La Château des Pyrénées” seems inspired by Swift’s portrait of Laputa is reinforced by one of two early sketches of the painting (held, along with
the painting itself, in the Israel Museum, Jerusalem), which shows the giant rock loating
ominously above a large dwelling, as if threatening to crush it. See http://www.imj.org.il/
imagine/item.asp?table=comb&itemNum=243183 (accessed 12 January 2008).
26
Understanding Ontotheology, or “The History that We Are”
Figure 1. René Magritte, La Château des Pyrénées, 1959, Israel Museum, Jerusalem,
Israel. © 2010 C. Herscovici, London/Artists Rights Society (ARS), NY. Reproduced
by permission from Art Resource, NY, and ARS. Photo credit: Banque d’Images,
ADAGP/Art Resource, NY.
Swift knowingly caricatures), when they leave their homes they are in constant “danger of falling down every precipice.”30 Although the Laputans’
30
In The Promise of Wisdom, J. Glenn Gray remarks that “theoretical wisdom . . . does not, as
the Greeks poetically put it, ‘teach a man how to ind his way home.’” Although their poets
Images of Ontotheology
27
theoretical obsessions leave them nearly incapacitated in practical matters,
they nevertheless govern the country below them by applying to all practical
problems a speculative philosophy the twin foci of which are pure mathematics and astronomy. The distance between these everyday problems
and the Laputans’ soaring speculations generate absurd and destructive
“solutions,” but the Laputans back up their speculative philosophy with
brute force, literally crushing rebellions by landing their giant island on any
city that refuses their rule. Even the Laputans’ physiognomy relects their
twin philosophical ixations on mathematics and astronomy; “one of their
eyes [is] turned inward, and the other [looks] directly up to the zenith.”31
Thinking of Swift’s striking image of the Laputans’ dual gaze – a gaze
directed simultaneously inward and outward, with one eye looking for truth
deep within while the other searches for it beyond the heavens – we have to
ask: Is this not a nearly perfect analogy for the ontotheological obsessions of
the metaphysical tradition? Swift’s image is pushed even closer toward perfection, for our purposes, by the fact these Laputans, whose ontotheological
31
sometimes liked to make fun of them, I think the Greek philosophers understood better
than we do that the ultimate practical virtues are extremely dificult to attain without theoretical wisdom to help guide the way. Gray suggests as much with his droll observation
that: “It is one of life’s ironies in our times that so many of us require more knowledge,
even to ind our way home, than we really care to have.” Gray’s insight (the pithy epigram I
have taken as my epigraph) can itself be heard ironically, as pointing out that our lives are
maintained by technological devices the mechanics of which most of us no longer even
want to understand. But it can also be taken unironically, as suggesting that if we human
beings are ever going to become at home in our contemporary world, then we need
to understand not just the mechanics of technological devices but also the underlying
“principles” driving global technologization. The theoretical wisdom we need to guide us
derives, then, not just from the metaphysical quest for unshakeable ontotheological foundations (the quest that generated the growing technologization of the earth), but also
from thoughtful insight into the limits and dangers of the ontotheological foundations
of our own age. For, without insight into the way the Nietzschean ontotheology continues
to generate and reinforce our growing sense of ontological homelessness, we are unlikely to
ind a way to become at home in our world. Gray nicely underscores the importance of
this ontological odyssey when he concludes his book by claiming that “the search for an
education is man’s age-old search to become at home in the world.” Gray even seems
to agree with Heidegger that the path to such homecoming is through that “relective
thinking” that yields “equanimity,” a rather Heideggerian virtue (cf. Gelassenheit) that
Gray deines, with evocative simplicity, as “the fruit of self-possession and discipline in
the pursuit of more comprehensive experience.” Indeed, as Martin Woessner recognizes,
“Heidegger is referred to only twice in The Promise of Wisdom, but his inluence suffuses the
whole project.” (See Gray, The Promise of Wisdom: An Introduction to Philosophy of Education,
24, 203, 271, 275; Woessner. “J. Glenn Gray: Philosopher, Translator (of Heidegger), and
Warrior,” 498.)
Swift, Gulliver’s Travels, Part Three, Chapter II, 170–1. Kierkegaard similarly imagines “a
novel in which the main character would be a man who had obtained a pair of glasses, one
lens of which reduced images as powerfully as an oxyhydrogen microscope, and the other
magniies on the same scale.” (See Rick Anthony Furtak, Wisdom in Love: Kierkegaard and
the Ancient Quest for Emotional Integrity, 203 note 14.)
28
Understanding Ontotheology, or “The History that We Are”
gaze blinds them to the immediate and leads them to destroy the world
they rule, live on a solid island paradoxically loating in mid-air. From a
Heideggerian perspective, they are us, living on an ungrounded ground
that is supported by dual insights into the innermost core of reality and
its ultimate expression. The Laputans look like ontotheologists, in short,
and the loating island of Laputa is a nearly perfect image for Heidegger’s
understanding of the way in which metaphysics’ dual ontotheological
understandings of the being of entities leave our uniied constellations of
intelligibility, our shared sense of what is and what matters, suspended epistemically, loating somewhere between the unshakeable foundation we
continue to yearn for and the yawning abyss we still fear.
The strange suspension of this solid ground allows me to speak to a
worry that might have occurred to you earlier: Why think that the history
of being takes the shape of a series of overlapping but relatively distinct
“epochs”? The answer is that ontotheologies join the dual points at which
humanity’s microscopic and telescopic conceptual spadework turns; that is,
these ontotheologies establish for their time both the innermost element
out of which (the being of) everything else is composed and the outermost
perspective from which (the being of) reality as a whole can be grasped.
The fact that these ontotheological foundations are neither absolute nor
arbitrary but instead represent the historically variable limits of human
knowledge explains why the history of being takes the form of a series of
uniied epochs rather than either a single monolithic epoch or an unbroken lux. Swift thus gives us a suggestive image of ontological epochality
and historicity: Our ontotheologies supply our epochal constellations of
intelligibility with the irmest ground possible historically, and yet our irm
ground nevertheless seems to hover in thin air, like Laputa, when viewed
from a suficient distance.
Other worries arise for the post-Heideggerian reader of Gulliver’s
Travels when Swift has Gulliver speculate about the etymology of
“Laputa.” Gulliver rejects the stock derivation according to which the
loating island’s name means governing from on high (from Lap, “high,”
plus untah, “governor”), a straightforward etymology Gulliver ironically
dismisses as “too strained.” Instead, Gulliver offers “to the learned” his
own etymological conjecture that Laputa derives from Lap, “the dancing
of sunbeams in the sea,” plus outed, “a wing.”32 Gulliver’s outlandish poetic
32
Swift, Gulliver’s Travels, 173–4. The main worry I have in mind is not, as readers might
expect, Heidegger’s own occasional etymological acrobatics, examples of which I
have dealt with in detail elsewhere (more sympathetically in Heidegger on Ontotheology
and more critically in “On the Advantages and Disadvantages of Reading Heidegger
Backwards: White’s Time and Death,” 103–120). My moderate conclusion would be that
Heidegger’s use of etymology is more defensible than commonly thought but less reliable
than the Heideggerian faithful like to believe, and must thus be examined on a case by
case basis.
Images of Ontotheology
29
speculations obscure the fact that, for Swift himself, Laputa is obviously
a simple contraction of the Spanish words meaning “the prostitute,”
la Puta. What this suggests, perhaps, is that Swift’s own sympathies do not
lie with Heidegger’s idealistic view that metaphysics, despite its ivory-tower
autism, does indeed rule the world. Swift’s own view seems closer to an
historical materialist critique of such a high-lown conception of philosophy, a critique that suggests that even the most seemingly disconnected
speculations of metaphysics can ultimately be reduced to a covert apologia for the economic order. At any rate, Swift helps raise the question:
Is philosophy ultimately just a high-minded prostitute for the economy?
Or at the very least, doesn’t Heidegger credit the great metaphysicians
with an unjustiiably exalted role in establishing and maintaining intelligibility, thereby ignoring the broader and deeper historical and material
forces that shape the world out of which even the great metaphysicians
think their lofty thoughts?33
Heidegger is careful to stress that the epochal transformations catalyzed
by ontotheologists like Nietzsche are not the creations of some Promethean
philosopher’s private imagination. As he puts it: “Nietzsche neither made
nor chose his way himself, no more than any other thinker ever did. He
33
For a more detailed response to this question, see Heidegger on Ontotheology, Ch.2.
Crowe advances a similar criticism of this “implausibly inlated view of the real inluence of philosophers,” but Crowe motivates the criticism with a different and interesting
worry: How could metaphysicians reshape a culture in which “literacy was the achievement
of a small minority”? When one thinks about ontological holism – which, as the name suggests, holds that all meaning is interconnected (hence holism) and also turns on an understanding of the meaning of being (hence ontological) – this objection becomes less pressing.
For, there is no reason why the interconnected networks of intelligibility that constitute
Dasein’s world should be transmitted solely within written language (or even writing and
speech). As Heidegger already recognized in Being and Time, discourse goes deeper than
our explicit use of language. My account of ontotheology seeks to explain Heidegger’s
(admittedly underelaborated) view of the mechanism by which the “deep framework” of
a culture gets refocused, transformed, and disseminated by metaphysicians, who are thus
not simply “invisibly shaped” by some mysterious process that they passively serve (even
though they often take important cues to what being is from poets and other artists, as
Crowe, following Dreyfus, rightly points out). In Heidegger’s view, the great metaphysicians help universalize and disseminate a new understanding of what is and what matters
(one often irst disclosed by works of art, as we will see next chapter), thereby shaping
the future in the same way they themselves have been shaped by the past. (This is precisely what Heidegger thinks makes them “great.”) Heidegger’s insights into ontotheology
thus allow him to appropriate Nietzsche’s insights that “the world revolves . . . invisibly . . .
around the inventors of new values” and that the thoughts that change the world “arrive
on the wings of a dove,” i.e., quietly, “far from the marketplace and from fame.” Of course,
even if Heidegger were wrong about the historical inluence of ancient ontotheologies,
his critique of technologization turns on his reading of Nietzsche’s ontotheology, which
is why I have mostly been concerned to explain and defend the core of this crucial reading. (See Benjamin D. Crowe, Heidegger’s Phenomenology of Religion: Realism and Cultural
Criticism, 27 note 11; Nietzsche, Thus Spoke Zarathustra, 164.)
30
Understanding Ontotheology, or “The History that We Are”
is sent on his way.” (WCT 46/GA8 50) Heidegger’s idea that historical
transformations are “sent” by being is usually given a mystical or quietistic
interpretation, but I think it is better heard as a realistic acknowledgment
of our situatedness within (and, hence, the importance of our receptivity
to) ontohistorical currents that shape us much more than we shape them.
In fact, the later Heidegger came to believe that spitting into the wind of
the history of being is pointless, and that we can change this history only
by pushing it forward, developing it to the point where it turns into something else.34
Heidegger should have been more clear, nonetheless, that the ontotheologies that catalyze epochal shifts in our history often do so by generalizing
discoveries from subdomains (“positive science” or “regional ontologies”)
of our knowledge. Ontotheologies can rapidly accelerate preexisting
historical trends by moving them from the periphery to the center of our
culture’s historical self-understanding. In Nietzsche’s case, for example,
Adam Smith had already described the way an “invisible hand” optimizes
economic growth when the forces of supply and demand are unfettered and
allowed to ight it out, just as Darwin had suggested that competition over
scarce resources generates an escalating evolutionary arms-race between
living things, an endless struggle that serves the continued growth of life
itself. Nietzsche, long sympathetic to the Greek’s Olympian enthronement
of the agonistic principle that competition is good, can be understood as having ontologized and so universalized the cutting-edge insights of economics and biology, thereby celebrating will-to-power as the fundamental law
of being in general and so extrapolating it to its ultimate expression in the
endless cosmic boom-and-bust cycle of eternal recurrence.
We must, of course, acknowledge that Heidegger’s interpretation of
Nietzsche is reductive and (as he frequently admitted) “violent.” Heidegger’s
34
As I show in “On the Advantages and Disadvantages of Reading Heidegger Backwards,”
to “err” in Heidegger’s distinctive sense is not (pace White) to swim against the tide of the
history of being but, on the contrary, to be carried along by this tide so as to develop the
understanding of being implicitly guiding one’s own historical epoch. Thus Heidegger
believed that his own middle-period thinking from the early 1930s had “erred” by inadvertently extending Nietzsche’s ontotheology instead of contesting and transcending
it, as his later work seeks to do. Yet, this does not mean Heidegger believed that this
“errancy” of thought was simply a mistake. The idea underlying Heidegger’s notoriously
unapologetic “He who thinks greatly errs greatly,” on the contrary, is that the only way
out of an historical understanding of being is to think it through to its end and so pass beyond it.
As Heidegger puts it: “Errancy is that within which a particular understanding of be-ing
[Seyn] must err, which erring alone truly traverses the clearing of refusal – traverses in
accord with the clearing of what is lighted up.” (M 229/GA66 259) Errancy does not
mean swimming upstream ontohistorically, then, but rather following the current all
the way to its end, where it turns into something else, as Heidegger thought his own
extreme Nietzscheanism in the 1930s developed Nietzsche’s technological ontotheology
to exhaustion and, in so doing, opened a path leading beyond it. I develop this view in
detail in the chapters that follow.
Images of Ontotheology
31
single-minded focus on Nietzsche’s “unthought” ontotheology, while
extremely revealing, leads him to ignore many other signiicant aspects of
Nietzsche’s thought. Although Heidegger proudly opposed the partisan
distortions of “Nietzscheanism” (HR 203/GA90 255), it is undeniable that
Heidegger – in his lifelong confrontation with Nietzsche’s thought (which
can be traced back to Heidegger’s very irst publication in 1909) – took
Nietzsche seriously and even, in a certain sense, sympathetically.35 To put
it starkly, Heidegger is the only other major philosopher who believed that
Nietzsche’s thinking really was as important as Nietzsche himself believed.
Nietzsche was a philosopher, let us not forget, who gave his autobiography section titles like “Why I am a Destiny,” and who claimed that his
thought predicted “the history of the next two centuries.”36 In his own way,
Heidegger agreed, proclaiming that: “Nietzsche is the name for an age of
the world” (GA50 84).
In fact, it is dificult to emphasize suficiently just how profoundly
ambiguous a igure Heidegger’s Nietzsche really is. In the end, Heidegger
thinks of Nietzsche as “a transition, pointing before and behind, . . . and
therefore everywhere ambiguous,” a great thinker who recognized “that
it was his own thought that would irst have to bring about a devastation
in whose midst, in another day and from other sources, oases would rise
here and there and springs well up” (WCT 51/GA8 54). A great thinker’s
“unthought” is that point toward which their thinking is moving, not so
much their unconscious – although “the thinker can never say that which
is most his own” (EP 77–8/NII 484) – as their internal avant-garde. This
unthought is the great thinker’s understanding to being, an unformulated understanding that quietly stands behind or before all a great thinker’s other thoughts, driving them and calling them forth. Questioning
means thinking after or toward (nachdenken) this unthought point that
(in ontohistorical terms) reaches the furthest ahead in another thinker’s
thought. In plain English, questioning is an endeavor to pick up and push
forward that which thinks the furthest ahead in a predecessor’s thinking – and so help move history. Heidegger attempts to think Nietzsche’s
“unthought” ontotheology because it is this ontotheology that supplies our
late-modern constellation of intelligibility with its fundamental and ultimate conceptual parameters (its understanding of being as nothing but
will-to-power eternally recurring), and Heidegger believed that only by
thinking through and beyond this nihilistic reduction of being to nothing
35
36
Heidegger’s deeply ambivalent, lifelong altercation with Nietzsche begins in his very
irst publication, “Allerseelenstimmungen” (“Moods and Voices of All Souls,” from 1909).
In this dark and imaginative work of philosophically informed religious iction, the climactic moment comes from the then-twenty-year-old Heidegger’s portrayal of the unexpected religious conversion of a young Nietzschean atheist. (See Denker, Gander, and
Zaborowski, eds., Heidegger – Jahrbuch 1: Heidegger und die Anfänge seines Denkens, 18–21.)
See Nietzsche, Ecce Homo: How to Become What You Are.
32
Understanding Ontotheology, or “The History that We Are”
but intrinsically meaningless “resources” can we hope to transcend the
nihilistic undercurrents of the age and begin to understand being in a
genuinely postmodern way.
Heidegger’s attempt to think Nietzsche’s unthought is thus an effort not
to refute his thinking but instead to develop it beyond where Nietzsche left
it by making explicit the point toward which it was heading ontohistorically. Heidegger’s “altercation” (Auseinandersetzung) with Nietzsche sought
this Nietzsche beyond Nietzsche in two senses: First, the Nietzsche whose
unthought ontotheology helped catalyze the ongoing technologization of
reality in which we remain caught; but also, second (and even further ahead),
the Nietzsche who struggled valiantly to help inspire a way beyond the nihilistic age he both predicted and inadvertently ushered in. Thus, in the same
crucial notebook entry in which Nietzsche joins will-to-power and eternal
recurrence as “the pinnacle of contemplation,” Nietzsche also observes that
we have reached the historical “tipping point” into nihilism, imagining his
philosophers of the future as “amphibians” capable of crawling out of the
old sea of meaning and surviving on the desert-dry landscape of nihilism.
Urging “bravery” and “patience,” Nietzsche calls for us to balance between
worlds – “no ‘going back,’ no ardent rush forward,” he advises – and his
inal word is “plenitude.” This, I think, is the postmodern Nietzsche who
anticipates Heidegger, the Nietzsche of youth and creativity, of abundance
and excess, and we should acknowledge this Nietzsche even as we share
Heidegger’s suspicions, learned the hard way, of the late-modern Nietzsche
whose own magnum opus came to teach the world “the superman,” the notorious doctrine that “humanity is something that should be superseded.” Rather
than defend the Nietzsche of optimization, the Nietzsche of “breeding and
selection,” the Nietzsche who eagerly anticipated “the task of rearing a master race,” who called for the emergence of a “higher type” of human being
who would embrace the “deadly truth” that life is will-to-power and so set
out to reshape human beings the way artists sculpt clay, let us instead celebrate the other Nietzsche who leads beyond the pro-eugenicist, late-modern
Nietzsche whom Heidegger was right, I think, to subject to such relentless
and sometimes acerbic criticism.37
37
See Nietzsche, Writings from the Late Notebooks, 71. We will examine Thus Spoke Zarathustra’s
notorious doctrine of “the superhuman: Humanity is something that should be superseded”
in Chapter 5. Heidegger’s Nietzsche interpretation cannot simply be dismissed on textual
grounds (because evidence for it can be drawn from published works like Zarathustra as
well as from Nietzsche’s unpublished Nachlaß). Nor can it be ruled out on principle, even
by a radically perspectivalist or “postmodern” reading, which would seek to disabuse us of
any “myth of unity” in Nietzsche’s work, thereby trying to undercut the systematic interpretations defended by Heidegger and, more recently, by such leading Nietzsche scholars
as John Richardson, Laurence Lampert, R. Kevin Hill, Bernard Reginster, and Julian
Young. (See Richardson’s Nietzsche’s System; Lampert’s Nietzsche’s Teaching: An Interpretation
of Thus Spoke Zarathustra; Hill’s Nietzsche’s Critiques: The Kantian Foundations of His
Thought; Reginster’s The Afirmation of Life: Nietzsche on Overcoming Nihilism; and Young’s
Use and Abuse of Ontotheology for Religion
33
5. Conclusions: On the Use and Abuse
of Ontotheology for Religion
Let me address one inal misunderstanding. Many readers seem to think
that by ontotheology Heidegger simply means any view that treats God as
the self-caused cause of creation, the ultimate anchor meant to halt the
regress in an otherwise unending chain of cause and effect. As should now
be clear, however, this is only one part of Heidegger’s larger view of metaphysics as ontotheology – an undeniably interesting part, and one which
has helped inspire that return to religion currently underway in contemporary continental circles, but a single part nevertheless. We should thus be
careful not to reduce Heidegger’s complex view of ontotheology to one of
its component parts. For, by treating this theological part as if it were the
ontotheological whole, one eclipses that larger and more important whole
from view – obscuring the way Heidegger’s understanding of ontotheology
explains his famous critique of late-modern technologization, for example, and the way it reveals his later attempt to help us think our way into a
postmodern age to be much more philosophically coherent and persuasive
than is usually recognized (as I shall suggest in the chapters that follow).
It remains worthwhile, nonetheless, to see how an appreciation of this
ontotheological whole allows us to better understand that theological part
to which it is too often reduced.
Nietzsche’s Philosophy of Religion.) Not surprisingly, it is Derrida who pushes this postmodern reading of Nietzsche to its limit, notoriously suggesting that “there is no such thing
either as the truth of Nietzsche, or of Nietzsche’s texts,” a claim he argues for by parodying Heidegger’s method. Drawing on a fragment from Nietzsche’s unpublished Nachlaß,
the seemingly irrelevant “I have forgotten my umbrella,” Derrida makes this fragment the
basis of his own alternative reading of Nietzsche. “I have forgotten my umbrella” becomes
(through some rather tortured arguments I shall not try to reconstruct) a reminder not
to forget Nietzsche’s “hermaphroditic” style, a style that both proposes interpretations
and recedes from them. Derrida’s conclusion is that Nietzsche’s work, like his forgotten umbrella, remains “at once” both “open and closed” – that is, always “indeinitely
open” to another reading, and yet closed to any totalizing reading that would preemptively
foreclose all future readings. (See Derrida, Spurs: Nietzsche’s Styles, 103, 137.) As we will see,
Heidegger himself suggests that this is true of any great text, which is why Derrida claims
that what is at stake in Heidegger’s interpretation of Nietzsche is nothing less than “the
question of interpretation itself” (73). In the end, I think the right conclusion to draw
both from the leading Nietzsche scholars and the postmodern “new Nietzscheans” is not
that Heidegger’s interpretation is false but, instead, that it is far from having exhausted
the meaning of Nietzsche’s thinking (which did indeed anticipate some of Heidegger’s
central ideas). Heidegger reveals something deep and important that is genuinely there
in Nietzsche’s work, just not the whole story (which means that Heidegger’s reading can
be dismissed only in its occasional pretensions to completion). This is why Heidegger on
Ontotheology consistently refers to Heidegger’s Nietzsche interpretation as “reductive yet
revealing”; I show why it is revealing, and Heidegger’s Nietzschean critics suggest different
ways in which it is reductive, but we should deny neither.
34
Understanding Ontotheology, or “The History that We Are”
Remember that Kant coined the term ontotheology in order to designate
that “transcendental” approach to theology exempliied by Saint Anselm’s
famous “ontological proof” for the existence of God. Such a theological
approach believes, as Kant put it, that the existence of God can be derived
from “mere concepts, without the help of any experience whatsoever.”38
What Kant calls ontotheology, in other words, is the idea that the existence of God can be proved simply by analyzing the concept “God.” This
“ontological proof,” put simply, holds, irst, that the concept “God” should
be analyzed as “that being greater than whom none can be conceived”
and, second, that this “greatest possible being” must exist for strictly logical
reasons, because a perfect god who exists would be “greater” than one
who does not.39 The problem with the ontological proof, in Kant’s view, is
that adding to a conceptual description of some being that this being exists
actually adds no further content to that conceptual description. Thus Kant
argues that if I completely list all the predicates describing the coin in
my pocket – it is circular, silver-colored, metallic, imprinted with images,
hatched all the way around the edge, and so on – and then I add as the
last item on my list that the coin in my pocket exists, that last step will have
added no further content to my concept of the coin in my pocket.
What is most interesting about this old debate, from our perspective, is
that Heidegger never simply accepted the claim on which Kant’s rejection
of the ontological proof rests – namely, that (in Kant’s terms) “existence
is not a real predicate.”40 Heidegger points out that a real predicate means
a predicate belonging to “a res, a substance, to the substantive content of
a thing” (P 341/GA9 451). Heidegger thus reinterprets Kant’s thesis to
mean “that being itself can never be explained by what any given being is”
(P 342/GA9 452). In Heidegger’s view, what metaphysics has taught us to
call “existence” does not itself simply possess some determinate content;
rather, “it” remains the source of all the possible contentful descriptions
we have yet to discover and enumerate. We could thus say that what for
Kant is not a real predicate is for Heidegger the source of all the predicates
yet to be disclosed. The very idea of a complete description or an exhaustive conceptual analysis of any entity, even one as commonplace as the coin
38
39
40
See Immanuel Kant, Critique of Pure Reason, A632/B660, 525.
Perhaps the easiest way to see the point is the Cartesian one. Compare the two leading
candidates for the title of greatest possible being. Both are conceived of as possessing all
the conceptually-maximized, divine attributes (omniscience, omnipotence, and so on),
but only the second is conceived of, in addition, as actually existing. Which of these two
candidates would be the greatest entity? It seems obvious that the perfect being who actually exists possesses something the other perfect being lacks, namely, existence. But if so,
then that being “than whom none greater can be conceived” – that is, God – must actually
exist. (Given the well-documented problems with this ontological proof for the existence
of God, it is noteworthy that as strict a logical mind as the young Bertrand Russell initially
found it compelling; see The Autobiography of Bertrand Russell.)
See Kant, Critique of Pure Reason, A598/B626, 504.
Use and Abuse of Ontotheology for Religion
35
in my pocket, is not something Heidegger would accept, precisely because
the being of an entity remains conceptually inexhaustible. That, as we will
see, is what Heidegger thinks the great artists and poets teach us, pace the
great metaphysicians. For, even if we spent months seeking to completely
describe a quotidian entity like the coin in my pocket, enumerating a list
of predicates several pages long, a suficiently insightful poet would still be
able to notice something about the coin that we had missed and, what is
more, this poet could put a name on that contentful quality that renders it
visible to us, allowing us to see it and to see that we had overlooked it.
Still, poets are more painfully aware than anyone of the fact that the
words they use to disclose and communicate these heretofore unglimpsed
aspects of reality fail to fully express and communicate their poetic insights.
A thoughtful insight into poetry itself can thus help teach us to experience
“being as such” as what both elicits and resists poetic naming. We can learn
to see – over the shoulder of the poet, as it were – the way poets themselves experience this conceptually inexhaustible dimension of our reality as a kind of preconceptual givenness and extra-conceptual excess that
precedes and exceeds the poetic act of concept formation. Heidegger thus
believes that thinking carefully through poetry can help attune us to that
dimension of our experience of being in which he places his hope for the
future. For, the future itself comes from the poetic naming-into-being of
still unglimpsed aspects of our experience, as well as from the thoughtful
rediscovery of aspects of being we were once aware of but whose full meaning has been lost to us through disuse or worn away through overuse.41 (We
will lesh out this view as we explore Heidegger’s phenomenology of art in
the next two chapters.)
What conclusion, then, is suggested by Heidegger’s critique of Kant on
ontotheology? For Heidegger, the real problem with the ontological proof
is not that it might be invalid but, rather, that it relects and reinforces
a phenomenologically misguided and historically disastrous approach to
thinking about humanity’s relation to “the divine.”42 The problem with conceiving of God ontotheologically – whether ontotheology is taken in the
sense Kant criticizes, as an attempt to provide a purely conceptual proof of
God’s existence, or in the sense Heidegger criticizes, which includes any
understanding of God as a self-caused cause or as the outermost entity in
the causal chain of creation – is that such attempts to secure our relation
to God conceptually in fact work to disconnect Western humanity from
41
42
See, e.g., Heidegger, “Homecoming/To Kindred Ones” (1943), EHP 23–49/GA4 9–31.
Here I take myself to be supplementing the insightful view articulated by Hubert Dreyfus
in “Heidegger on the connection between nihilism, art, technology, and politics.”
One objection to the ontological proof, especially relevant from our perspective, is that
“the greatest possible being” is not intrinsic to the concept of God as such but is only
an inluential way in which the Judeo-Christian tradition has sought to conceive of the
ontotheological creator God.
36
Understanding Ontotheology, or “The History that We Are”
the real and immediate relation to the divine experienced by ancients and
mystics alike, an experience that, Heidegger believes, still remains open to
us today (whether or not we consider ourselves “believers”).
It is here that Heidegger’s critique of metaphysics as ontotheology importantly includes his critique of this metaphysical understanding of God as
a self-caused cause. His famous criticism is that this “God of the metaphysicians” is not the God of religious faith, that is, not the God before
whom humanity has historically knelt in prayer or danced in ecstatic celebration. Hence, near the end of his dificult but important lecture on “The
Ontotheological Constitution of Metaphysics” (1957), Heidegger criticizes
philosophy’s narrowly rational and so religiously delated understanding
of God as the “Causa sui,” the primal, self-caused cause of the universe:
This is the right name for the god of philosophy. Man can neither pray nor sacriice to this god. Before the Causa sui, man can neither fall to his knees in awe nor
can he play music and dance before this god. / The godless thinking which must
abandon the god of philosophy, god as Causa sui, is thus perhaps closer to the
divine God. (ID 72/GA11 77)
For the early, Christian Heidegger, the “God of faith” meant “the cruciied
God,” Christ, a Pauline faith in whom opens up a radically transformed
experience of temporality as eschatological (as culminating in an end of
time for humanity on earth), and hence as linear rather than as cyclical
and continuously self-resurrecting. (Easter, written atop the pagan rites of
Spring, allows Christianity to absorb and reappropriate rebirth, taking it
out of the recurring cycles of nature and transposing it into the purported
resurrection of the human soul in an afterlife.)43 As we will see in Chapter
7, the later, post-Christian Heidegger’s mysterious hints about gods and
God refer to the departed gods of Greece and the as-yet unnamed (and so
unarrived) God whom Hölderlin evokes in his poetry and prose, situating
our technological age of divine “destitution” in the time “between” the
gods who have led and the God who is yet to come.44
For reasons I shall explain in Chapter 6, I ind myself increasingly
inclined to conclude that “being as such” – that is, “be-ing” in its difference
from the metaphysically conceived understanding of the being of entities –
is the later Heidegger’s unnamed name for this God to come, “the last
or ultimate God” whom he evokes (“against the Christian” [CP 283/
GA65 403]) at the climax of his Contributions to Philosophy (From Enowning).
Heidegger’s post-Christian “last God” is a phenomenologized (and so
43
44
See, e.g., Heidegger, “Phenomenology and Theology,” Pathmarks, 44. Nietzsche’s thinking
of eternal recurrence seeks to restore rebirth to nature (as, ultimately, the endless cycle
of the cosmos itself), which is one of the reasons he ends Ecce Homo by setting “Dionysus
against the Cruciied.”
On the “Last God” in Heidegger’s Contributions to Philosophy (From Enowning), see Chapter 6;
on the riches inherent in the poverty of this “destitution,” see Chapter 7.
Use and Abuse of Ontotheology for Religion
37
secularized) rethinking of Meister Eckhart’s “Godhead” (that is, a inally
unnamable source of all our different conceptions of god), one whose
name the later Heidegger will tellingly write only under erasure in his
“fourfold,” and thereby pluralize (no longer speaking of God but, instead,
of gods).45 Here it is crucial to remember that this fourfold of “earth and
the heavens, mortals and divinities” emerged from the later Heidegger’s
“cross-wise striking-through” of being in 1955.46 Through this fourfold,
the later Heidegger’s hidden and unnamed postmodern Godhead, being
as such, reveals itself as an in principle multiplicity, an ontological pluralism beyond ontotheology – and irreducible even to polytheism. For, after
rejecting the labels “monotheism,” “pantheism,” and “atheism” as metaphysically overloaded concepts, Heidegger dismisses “all types of ‘theism’
as the confused legacy of “Judeo-Christian ‘apologetics.’” Heidegger also
thinks it is a mistake to try to quantify the divine because he associates
our obsession with quantiication (which ends up replacing quality with
quantity) with the very nihilistic technological ontotheology that he hopes
to help us transcend, in part by redescribing – in secular, phenomenological terms – the kind of enduringly meaningful experiences traditionally
described as encounters with the “divine.” Nonetheless, Heidegger’s phenomenological redescription of “the gods” can still be tentatively characterized as polytheistic, in keeping with his contention that: “The multitude
of gods cannot be quantiied. . . . The last God is not the end but rather the
other beginning of immeasurable possibilities for our history” (CP 289/
GA65 411). As I have suggested (and shall try to show in what follows), this
initially esoteric doctrine of ineliminable ontological pluralism stands at the
center of Heidegger’s hope for a postmodern understanding of being as an
inexhaustible source of those genuine meanings that remain at least partly
independent of the will.47
45
46
47
See Reiner Schürmann, Wandering Joy: Meister Eckhart’s Mystical Philosophy; see also
Benjamin Crowe, Heidegger’s Phenomenology of Religion, 122–34.
See Heidegger, “On the Question of Being” (1955), P 291–322/GA9 385–426.
“The Last God” begins with this epigraph: “The entirely other against that which has
been, especially against the Christian” (CP 283/GA65 403). In the “incalculable moment”
of the “turning” into this other beginning (when we suddenly recognize that what we
experienced as nothing but constant becoming was instead the way that the presencing
of being as such makes itself felt within our Nietzschean ontotheology), being “is like the
nothing” (CP 292/GA65 415). Indeed, Heidegger writes: “All these decisions, which seem
to be so many and varied, are gathered into one thing only: whether being deinitively
withdraws or whether this withdrawal as refusal becomes the irst truth and the other
beginning of history.” (CP 63/GA65 91) In this experience (of, in Heidegger’s language,
the “nihilating” of the nothing as the concealed “presencing” of being), Heidegger writes
in Contributions, “god . . . appears . . . solely in the space of ‘being’ itself ” (CP 293, my emphasis/
GA65 416). Heidegger always explicitly disavows any equation of being with God, leading
Derrida to write, misleadingly, of Heidegger’s “negative theology” (see Derrida, “How
to Avoid Speaking: Denials,” in Psyche: Inventions of the Other, and “Sauf le nom” in On
the Name). These very denials suggest to me that for Heidegger God is not the source of
38
Understanding Ontotheology, or “The History that We Are”
Ontotheological approaches to religion were historically disastrous,
then, precisely because they eclipse what Western humanity originally
experienced as a direct attunement to holistically (but not necessarily
peacefully) interconnected aspects of a reality larger and more powerful than ourselves – as, for example, the polytheistic Greeks were struck
by Apollo in the sudden epiphany, experienced Athena when just the
right judgment came to them, were seized by Ares when overtaken by
war-like aggression, and knew Aphrodite in moments of erotic ecstasy.48
Ontotheological approaches lead us away from such immediately felt experiences of genuine meaning and toward a cognitive demand for a kind of
detached intellectual certainty regarding some entity standing outside this
world. Such approaches thus work to enforce our alienation from genuinely
“holy” experiences – that is, experiences capable of helping to heal human
beings by reminding us of our place in the larger whole. For Heidegger,
such restorative encounters help us recall that we are humble, earth-bound
“shepherds of being” in all its conceptually inexhaustible, holistic interconnectedness, and not just ontotheologically domineering “lords over entities,” insatiably driven to seek mastery over an “objective” world of entities
from which we are becoming increasingly alienated by our modern ways of
conceptualizing and so experiencing ourselves.
As we will see in the chapters that follow, Heidegger suggests that inding our way into a genuinely “postmodern” understanding – one in which
we experience our worlds as inherently meaningful and so can truly ind
ourselves at-home in them, as belonging there (rather than merely becoming numb to our own alienation) – enjoins us to cultivate a more thoughtful
48
being (as in ontotheology) but rather the reverse, that being as such remains the source
of any experience or thinking of God. Heidegger often disassociates being from God,
e.g., by writing that “being is never a determination of God itself; rather, being is that
which God needs in order to [be] God and yet remain completely different [das Seyn ist
Jenes, was die Götterung des Gottes braucht, um doch und vollends davon unterscheiden zu bleiben]”
(CP 169/GA65 240). (Here Heidegger employs the neologism Götterung, “Godding,” in
order to evoke the being of God – the way God “is” – without using the word “being” or
its inlections.) His point is not that being is God but, instead, that being is (what Meister
Eckhart called) the Godhead of God; i.e., “God” is only one of the names by which being
shows itself, a showing that, even in the richest polytheism, does not exhaust being. For,
being always withholds itself for future manifestations – profane as well as sacred – in its
very difference from that which presently shows itself (even as God). Thus, what Heidegger
once called by a succession of names such as “being as such,” and which he will in the
end no longer name but only evoke through the fourfold, becomes in Contributions the
“last” or “ultimate” (Letzte) God, an unnamed – and never completely nameable – source
of all historical intelligibility. I would thus suggest that Heidegger rejects “pantheism”
because he himself is a pan-beingist, disavows “monotheism” because he is a polytheist,
and repudiates “atheism” because that is what his own religious position will look like to
a traditional, monotheistic, Christian ontotheologist.
See Hubert L. Dreyfus and Sean Kelly, All Things Shining: Reading the Westerm Classics to
Find Meaning in a Secular Age.
Use and Abuse of Ontotheology for Religion
39
awareness of the relation between our most fundamental ways of conceiving of our reality, on the one hand, and the basic experiences that irst
give rise to these worlds of meaning, on the other. Let us thus turn, in
Chapter 2, to Heidegger’s critique of those fundamental ways of conceiving ourselves and our relationship to the world that most directly obscure
the source from which he thinks a history changing transformation of our
understanding of being might yet come. Let us turn, in other words, to the
reductive modern understanding of art as “aesthetics.”
2
Heidegger’s Critique of Modern Aesthetics
Aesthetics is for the artist as ornithology is for the birds.
Barnet Newman (famous witticism)
The essence of art is not the expression of lived experience. . . . Nor does this
essence consist in the artist depicting reality more accurately and precisely
than others, or producing ([that is,] representing) something that gives
pleasure to others, that provides enjoyment of a higher or lower type. . . . But
in order to understand what the work of art and poetry are as such, philosophy must irst break the habit of grasping the problem of art as one of
aesthetics.
Heidegger (ET 47/GA34 63–4)
1. Introduction: Heidegger – Against
Aesthetics, for Art
Heidegger is against the modern tradition of philosophical “aesthetics”
because he is for the true “work of art” which, he argues, the aesthetic
approach to art eclipses.1 Heidegger’s critique of aesthetics and his advocacy of art thus form a complementary whole, as I shall show in the next
two chapters. Here in Chapter 2, section 1 orients the reader by providing a brief overview of Heidegger’s philosophical stand against aesthetics, for
art. Sections 2 and 3 explain Heidegger’s philosophical critique of aesthetics, showing why he thinks aesthetics follows from modern “subjectivism”
and leads to late-modern “enframing,” historical worldviews Heidegger
1
As Bernasconi observes, “there has been relatively little scrutiny of Heidegger’s attempt
to free the concept of art itself from its status as an aesthetic category” (see Bernasconi,
“Heidegger’s Displacement of the Concept of Art,” 378); that is the gap this chapter seeks
to ill. For illuminating discussions of the broader historical context of Heidegger’s hermeneutic and phenomenological understanding of art, see the insightful essays by Charles
Guignon, “Meaning in the Work of Art: A Hermeneutic Perspective,” and Steven Crowell,
“Phenomenology and Aesthetics; or, Why Art Matters.”
40
Heidegger – Against Aesthetics, for Art
41
seeks to transcend from within – in large part by way of his phenomenological interpretations of art. In Chapter 3, sections 1 and 2 develop
this attempt to transcend modern aesthetics from within, focusing on the
way Heidegger seeks to build a phenomenological bridge from a particular
(“ontic”) work of art by Vincent van Gogh to the ontological truth of art
in general. Here we will see how exactly Heidegger thinks art can help
lead us into a genuinely meaningful postmodernity. We will then conclude,
in Section 3, by explaining how this phenomenological understanding of
Heidegger’s project allows us to resolve the longstanding controversy surrounding Heidegger’s interpretation of Van Gogh.
1.1. “Heidegger’s Aesthetics”: Beyond the Oxymoron
Perhaps the irst thing I should say about “Heidegger’s aesthetics” is that
Heidegger himself would consider the very topic oxymoronic, a contradiction in terms like the idea of a “square circle,” “wooden iron,” or a “Christian
philosopher” (Heidegger’s three favorite examples of oxymorons).2 Treating
Heidegger’s own thinking about art as “aesthetics” would strike him as
incongruous and inappropriate because he consistently insisted that the
“aesthetic” approach has led Western humanity to understand and experience the work of art in a way that occludes its true historical signiicance.
Yet, Heidegger’s thinking cannot be sympathetically classiied as “antiaesthetic” either, because he suggests that any such anti-aesthetics would
remain blindly entangled in aesthetics in the same way that, for example,
atheism remains implicated in the logic of theism (both claiming to know
something unknowable) – or indeed as, in his view, any merely oppositional movement remains trapped in the logic of what it opposes (QCT
61/GA5 217; CPC 33/GA77 51). For Heidegger, as we will see, the only way
to get beyond aesthetics is to irst understand how it shapes us and then
seek to pass through and beyond that inluence, thereby getting over it as
one might “recover” from a serious illness (ID 37/101). Because the aesthetic approach continues to eclipse our access to the role artworks quietly play in forming and informing our historical worlds, Heidegger thinks
that only such a post-aesthetic thinking about art can allow us to recognize art’s true signiicance, helping us understand the inconspicuous way
in which art works to shape our basic sense of what is and what matters.
From a strictly Heideggerian perspective, then, any attempt to explain
“Heidegger’s aesthetics” (or “anti-aesthetics”) will look either malicious
2
In the early 1920s, Heidegger will repeatedly proclaim that genuine philosophy “is and
remains atheism” (HCT 80/GA20 109–10) because true philosophical questioning must
follow where the questions themselves lead and so cannot agree ahead of time to abide by
any external limits imposed by the Church or other would-be authorities over matters of
the mind or spirit. For precisely the same reason, of course, a “Nazi Philosopher” is also an
oxymoron, a fact Heidegger unfortunately failed to grasp between 1933 and 1937.
42
Heidegger’s Critique of Modern Aesthetics
or misconceived, like a deliberate launting or else an unwitting display
of ignorance concerning the basic tenets of his views on art. Fortunately,
our starting point is not really so misconceived.3 Once we understand why
exactly Heidegger criticizes what we could call the aestheticization of art,
we will thereby have put ourselves on the right track to understanding his
own post-aesthetic thinking about the work of art. (We should not confuse
the aestheticization Heidegger critiques with “aestheticism,” a term standardly taken to refer to the “art for art’s sake” movement. For Heidegger,
any such attempt to disconnect art from politics, philosophy, and other
history-shaping movements misses the full scope of the work of art, a misunderstanding made possible by the prior reduction of art to aesthetics.)4
So, what exactly is supposed to be wrong with the aestheticization of art?
What leads Heidegger to critique the modern tradition that understands
art in an “aesthetic” way, and why does he believe this aesthetic approach
eclipses the true signiicance of the work of art?
1.2. Heidegger’s Understanding of the True Work of Art
To understand Heidegger’s critique of aesthetics, it will help irst to sketch
his positive view of art’s true historical role. Heidegger’s own under standing
of the work of art is resolutely populist but with revolutionary aspirations.5
He believes that, at its greatest, art “grounds history” by “allowing truth
to spring forth” (PLT 77/GA5 65).6 Building on Heraclitus’s view of
the pervasive tension of normative conceptual oppositions (good/bad,
3
4
5
6
I should mention that this chapter began when the Stanford Encyclopedia of Philosophy
commissioned me to write their entry on “Heidegger’s Aesthetics.”
David Whewell deines “aestheticism” as: “The doctrine that art should be valued for itself
alone and not for any purpose or function it may happen to serve,” thereby connecting aestheticism to the l’art pour l’art movement that emerged in mid-nineteenth century France.
(See Whewell, “Aestheticism,” 6.) In the irst version of “The Origin of the Work of Art,”
Heidegger explicitly rejects such a view: “Does not the attempt at separating out the work
from all relation to other things outside of it act precisely contrary to the essence of the
work itself? To be sure, for the work wants to be disclosed as a work” (HR 133/UK1 8).
The revolutionary dimension is even more pronounced in the irst version of the essay, in
which Heidegger writes that: “Where an ‘audience’ exists, the work’s only relation to that
pre-existing audience is to destroy [zerstört] it. And the power for this destruction measures
the greatness of an artwork.” (HR 134/UK1 8) Because the work sets “up only its own
world” (HR 135, my emphasis/UK1 10), this newly disclosed world “moves into the common reality” of the status quo as its “shattering and refutation” (HR 142/UK1 15). Around
the same time, Heidegger also uses this image of exploding from within (or “blasting
open”) to explain the effect that thinking of the self as fundamentally an engaged beingin-the-world will have on our common conception of consciousness as a self-enclosed
subjective sphere (LQ 129/GA38 156).
I have frequently consulted Julian Young’s excellent translation of “The Origin of the
Work of Art” (see OBT), often adopting the emendations he makes to the better known
translation of the essay by Albert Hofstadter (in PLT).
Heidegger – Against Aesthetics, for Art
43
worthy/worthless, noble/base, and the like) that undergird and implicitly structure our sense of ourselves and our worlds, Heidegger imagines
the way an ancient Greek temple at Paestum once worked to help unify
its historical world by tacitly disclosing a particular sense of what is and
what matters:
It is the temple-work that irst joins together and simultaneously gathers around
itself the unity of those paths and relations in which birth and death, disaster and
blessing, victory and disgrace, endurance and decline obtain the form of destiny
for human being. . . . The temple irst gives to things their look and to humanity
their outlook on themselves. (PLT 42–3/GA5 27–9)
Great art works in the background of our historical worlds, in other words,
by partially embodying and so selectively reinforcing an historical community’s implicit sense of what is and what matters. In this way, great artworks
both (1) “irst give to things their look,” that is, they help establish an historical community’s implicit sense of what things are, and they (2) give
“to humanity their outlook on themselves,” that is, they also help shape
an historical community’s implicit sense of what truly matters in life (and
so also what does not), which lives are most (or least) worth living, which
actions are “noble” (or “base”), what in the community’s traditions most
deserves to be preserved (or forgotten), and so on. In this way, an artwork
can irst open up the historical sense for what is and what matters that an
ontotheology will subsequently disseminate.7
As this suggests (and as we saw last chapter), Heidegger subscribes to a
doctrine of ontological historicity. Reining a view irst developed by Hegel,
Heidegger thinks that humanity’s fundamental sense of reality changes
over time (sometimes dramatically), and he suggests that the work of art
helps explain the emergence of such historical transformations of intelligibility at the most primordial level.8 Because great art works inconspicuously to establish, maintain, and transform humanity’s historically variable
sense of what is and what matters, Heidegger emphasizes that “art is the
becoming and happening of truth” (PLT 71/GA5 59). In other words, great
artworks irst open up the implicit (or “background”) ontology and ethics
7
8
Heidegger describes his understanding of the relation between art and metaphysics in
1946, writing: “the destiny of world is heralded in poetry, without yet becoming manifest as
the history of being” (P 258/GA9 339). In other words, art – the essence of which is poetry,
i.e., disclosive bringing-into-being (as we will see next chapter) – opens up and so inaugurates an historical sense of what-is and what matters. Such an historico-cultural sense can
then subsequently take the irm conceptual shape of a dual, ontotheological understanding of the being of entities and thereby enter into the “history of being” (i.e., the history of
epochal understandings of the being of entities, as we saw in Chapter 1).
For Heidegger, the historical transformation of intelligibility (or “history of being”)
proceeds – via what we would now call a “punctuated equilibrium” – through ive different
Western “epochs” or historical constellations of intelligibility: the pre-Socratic, Platonic,
medieval, modern, and late-modern epochs.
44
Heidegger’s Critique of Modern Aesthetics
through which an historical community comes to understand itself and
its world.9 In keeping with this understanding of art (as what irst opens
and focuses the historical world that an ontotheology later universalizes
and secures), Heidegger rethinks “truth” ontologically as the historically
dynamic disclosure of intelligibility in time. As we will see next chapter,
this historical unfolding of truth takes place – to use Heidegger’s preferred philosophical terms of art – as an “a-lêtheiac” struggle to “dis-close”
(a-lêtheia) that which conceals (lêthê) itself, an “essential strife” between
two interconnected dimensions of intelligibility (namely, revealing and
concealing) that Heidegger calls “world” and “earth” in his most famous
essay on art.
In sum, great art works by selectively focusing an historical community’s
tacit sense of what is and what matters and relecting it back to that community, which thereby comes implicitly to understand itself in the light of
this artwork. Artworks thus function as ontological paradigms, serving their
communities both as “models of” and “models for” reality, which means (as
Dreyfus nicely puts it) that artworks can variously “manifest,” “articulate,”
or even “reconigure” the historical ontologies undergirding their cultural worlds.10 Heidegger suggests, in other words, that art can accomplish
its world-disclosing work on at least three different orders of magnitude:
(1) micro-paradigms he will later call “things thinging,” which help us
become aware of what matters most deeply to us; (2) paradigmatic artworks like Van Gogh’s painting and Hölderlin’s poetry, which disclose how
art itself works; and (3) macro-paradigmatic “great” works of art like the
Greek temple and tragic drama (works Heidegger also sometimes calls
9
10
Heidegger’s view of art applies to all great art, including great poetic works of art. Thus
he writes that in a masterful Greek tragedy like Aeschylus’s Oresteia, “the struggle of the
new gods against the old is being fought. The work of language . . . does not speak about
this struggle; rather, it transforms the saying of the people so that every essential word
ights the battle and puts up for decision what is holy and unholy, what great and what
small, what brave and what cowardly, what precious and what leeting, what master and
what slave (cf. Heraclitus, Fragment 53)” (PLT 43/GA5 29). We will return to Aeschylus’s
Oresteia in Chapter 4. It would, however, be irresponsible not to mention the complex
political subtext of the obliquely self-referential passages I have quoted, with their abundant use of such Nazi buzzwords as Kampf (struggle), derivatives of führen (leading), and
the opposition of Sieg (victory) and Schmach (disgrace). As the passage itself suggests (and
as I show in Heidegger on Ontotheology, ch. 3), Heidegger’s general rhetorical strategy is
to try to appropriate such political buzzwords by radically reinterpreting them in terms
of his own philosophy.
Hubert L. Dreyfus draws on Clifford Geertz (along with Thomas Kuhn and Charles
Taylor) to help explain Heidegger in his illuminating essay, “Heidegger’s Ontology of
Art,” 410. As Dreyfus nicely explains (412): “The temple draws the people who act in its
light to clarify, unify, and extend the reach of its style, but being a material thing it resists
rationalization. And since no interpretation can ever completely capture what the work
means, the temple sets up a struggle between earth and world. The result is fruitful in that
the conlict of interpretations that ensues generates a culture’s history.”
Heidegger’s Philosophical Critique of Aesthetics
45
“gods”), which succeed in fundamentally transforming an historical community’s “understanding of being” (its most basic and ultimate understanding of what is and what matters, which ontotheologies can then work
to universalize and secure for an epoch, as we saw last chapter).11
It is with this ontologically revolutionary potential of great art in mind
that Heidegger writes:
Whenever [great] art happens – that is, when there is a beginning – a push [or
“ jolt,” Stoß] enters history, and history either starts up or starts again. (PLT 77/
GA5 65)
Great art is literally revolutionary, in other words, capable of overcoming
the inertia of existing traditions by jolting the interconnected ontological
and ethical wheels of history into motion. By beginning to open up a new
sense of what is and what matters, great art either extends or transforms
the ontotheology through which we make sense of the world and our place
in it.12 Given Heidegger’s view of the revolutionary role art can thus play in
inconspicuously developing or transiguring the sense of what is and what
matters that governs an age, his occasionally ill-tempered critiques of the
reduction of art to aesthetics become much easier to understand. In his
view, the stakes of our understanding of and approach to art could not be
any higher.
2. Heidegger’s Philosophical Critique of Aesthetics
Heidegger believes that the aestheticization of art has gotten us late moderns
stuck in the rareied and abstract view according to which “the enjoyment
of art serves [primarily] to satisfy the reined taste of connoisseurs and
aesthetes.” His complaint is not that we treat food as art but rather the
reverse, that we treat art in categories meant to describe the enjoyment of
11
12
This view was irst sketched in my “The Silence of the Limbs: Critiquing Culture from a
Heideggerian Understanding of the Work of Art.” Heidegger raises an important puzzle
for this view, however, when he (implicitly but deliberately) includes Van Gogh’s painting
as a “great” work of art in “The Origin of the Work of Art,” stating that “great art . . . is all
we are talking about here” (PLT 40/GA5 26). The solution to this puzzle is that the way
Van Gogh’s painting illuminates what art itself is, as we will see, is supposed to help us
transcend modern aesthetics from within. I.e., our encounter with Van Gogh is supposed
to exemplify – and so help us learn to understand – what it means to encounter being in
a postmodern way. For Heidegger, then, Van Gogh’s painting is both a paradigmatic and a
macroparadigmatic work; for, it shows us what art is in a way that changes our understanding of
what it means for anything to be. (Although this postmodern understanding of being applies
universally, it is not totalizing, thanks to the inherently open-ended, pluralistic way in
which it teaches us to understand and so encounter all that is as conceptually inexhaustible, as we will see in Chapter 3.)
Young recognizes “the inseparability of ontology and ethics” as “a thesis fundamental to
all phases of Heidegger’s thinking” in his seminal work, Heidegger’s Philosophy of Art, 24.
46
Heidegger’s Critique of Modern Aesthetics
delicate sensory delights. Hence Heidegger’s amusing but harsh judgment
that: “For us today, . . . art belongs in the domain of the pastry chef” (IM
140/GA40 140). We can all learn to appreciate the “iner” things in life
(and so come to make increasingly “reined” discriminations of taste). But
the fact that our culture blithely celebrates café baristas who compete over
the “art” of pouring foamed milk into our cappuccinos suggests that we
have lost sight of the role art can play in shaping history at the deepest level,
an ontologically revolutionary role compared to which Heidegger inds
even the most “artful” gestures of culinary expertise relatively empty.13
For the same reason, Heidegger is no more impressed by Kant’s highbrow view that the disinterested contemplation of art works to “serve the
moral elevation of the mind” (IM 140/GA40 140).14 Instead, Heidegger is
clearly sympathetic to the “complaint” that, as he puts it:
innumerable aesthetic considerations of and investigations into art and the beautiful have achieved nothing, they have not helped anyone gain access to art, and they
have contributed virtually nothing to artistic creativity or to a sound appreciation
of art. (N1 79/GA43 92)
Heidegger would thus agree with the sentiment behind Barnet Newman’s
famous quip: “Aesthetics is for the artist as ornithology is for the birds.”15
Still, for Heidegger such complaints, while “certainly right,” are really
only symptomatic of a much deeper philosophical problem, a problem
that stems from the way modern aesthetics is rooted in the subject/object
divide at the very core of the modern worldview. In order to reach the core
of the problem, then, let us irst to take a step back and ask: How exactly
does Heidegger understand aesthetics?16
13
14
15
16
It is telling that in Neill and Ridley’s collection, Arguing About Art: Contemporary Philosophical
Debates, the two chapters the editors present as a debate of the question, “Is our experience
of food and drink ever correctly thought of as an aesthetic experience?” (9), in fact both
agree that food can be “art.” This agreement is not surprising, viewed in the light of
Heidegger’s critique of the reduction of art to “aesthetic experience,” a reduction typically presupposed in contemporary “aesthetics.” In “Food as Art,” e.g., Teler offers a
partial “deinition” of art that its Heidegger’s critical understanding of the aesthetic
approach: “if something is a work of art, then its maker or exhibitor intended it to be
looked at or listened to with intensity, for its own sake” (14).
Even if this rather esoteric view represents the romantic kernel in Kant’s aesthetic thought,
it nevertheless presupposes the same subject/object divide that, we will see, Heidegger
believes has led the modern aesthetic tradition off track.
See also T. S. Eliot’s well-crafted lines (from “The Love Song of J. Alfred Prufrock”): “And
I have known the eyes already, known them all – / The eyes that ix you in a formulated
phrase, / And when I am formulated, sprawling on a pin, / When I am pinned and wriggling on the wall, / Then how should I begin. . .” (The Wasteland and Other Poems, 5).
In the scholarly literature, the answer to this question is often drawn from Heidegger’s “Six
Basic Developments in the History of Aesthetics” (section 13 from the irst of Heidegger’s
famous Nietzsche lectures, The Will to Power as Art, delivered between 1936 and 1937). The
history of aesthetics Heidegger presents here is typically taken as Heidegger’s own view,
Heidegger’s Philosophical Critique of Aesthetics
47
2.1. How Heidegger Understands Aesthetics
As Heidegger points out, the term “aesthetics” is a modern creation. It was
coined by Alexander Baumgarten in the 1750s and then critically appropriated by Kant in his Critique of Judgment (published in 1790).17 Baumgarten
formed the term “aesthetics” from the Greek word for “sensation” or
“feeling,” aisthêsis (N1 83/GA43 98). As this indicates, modern “aesthetics”
was originally conceived as the science of aisthêta, matters perceptible by
the senses, as opposed to noêma, matters accessible to thought alone, like
the truths dealt with in mathematical logic. In fact, modern aesthetics is
borne of the aspiration to be “in the ield of sensuousness what logic is in
the domain of thinking” (N1 83/GA43 98). That is, just as logic (conceived
as the science of thought) seeks to understand our relation to the true, so
aesthetics (conceived as the science of sensation or feeling) seeks to understand our relation to the beautiful.18
To recognize that the central focus of modern aesthetics is beauty is not
to deny its traditional interest in the sublime or its late-modern preoccupations with the abject, the obscene, kitsch, and so on. Heidegger’s point,
rather, is that
aesthetics is that kind of meditation on art in which humanity’s state of feeling in
relation to the beautiful represented in art is the point of departure and the goal
that sets the standard for all its deinitions and explanations. (N1 78/GA43 91)
17
18
despite the fact that this assumption leads to unresolved puzzles about why Heidegger
would then have presented drastically different views in essays written at almost the same
time. It is not always easy to separate Heidegger’s own view from the Nietzschean position
he claims to be explicating (especially in the irst of his Nietzsche lectures – this becomes
much less of a problem by the end of the second lecture series, as Heidegger becomes
increasingly disillusioned with Nazism and so more careful to distinguish Nietzsche’s
views from his own). Nevertheless, Heidegger clearly claims that the history of aesthetics
he presents here is in fact drawn from Nietzsche, and should be understood as “an attempt to
simplify Nietzsche’s presentations concerning art to what is essential” (N1 122/GA43 143).
Recognizing this makes it less surprising that Heidegger contradicts some of these views
when speaking in his own voice elsewhere (as in the lecture delivered the following year,
“The Age of the World Picture, explicated below).
In 1937, Heidegger suggests that modern aesthetics stays within the traditional philosophical approach to art. “The name ‘aesthetics’ for a meditation on art and the beautiful is young and stems from the eighteenth century. But the matter itself so aptly named
by this name – that is, the way of inquiring into art and the beautiful on the basis of the
state of feeling in enjoyers and producers – is old, just as old as mediation on art and
the beautiful in Western thought. The philosophical meditation on the essence of art and the
beautiful already begins as aesthetics.” (N1 79/GA43 92) Heidegger’s more careful view is that
aesthetics proper presupposes the modern subject/object divide, but because he holds
Plato responsible for inaugurating this divide, he can loosely trace the “aesthetic” way of
conceiving art all the way back to Plato and Aristotle, as he does here.
As Heidegger puts it: “What determines thinking, that is, logic, and what thinking comports itself toward, is the true.” Analogously: “What determines human feeling, that is,
aesthetics, and what feeling comports itself toward, is the beautiful” (N1 78/GA43 90).
48
Heidegger’s Critique of Modern Aesthetics
In its paradigmatic form (the form “that sets the standard” for all its other
“deinitions and explanations”), modern “aesthetics is the consideration
of humanity’s state of feeling in relation to the beautiful” (N1 78/GA43
90). Nor is Heidegger denying that there are numerous disagreements
within the modern aesthetic tradition (between Kant and Baumgarten,
just to begin with). Instead, his thesis is that even the disagreements in the
modern aesthetic tradition take place within the framework of a common
approach. It is this shared framework that Heidegger designates when he
refers to the “aesthetic” approach to art.
As we would expect, this basic framework undergirds the paradigmatic
inquiry of modern aesthetics, the study of beauty through a “consideration
of humanity’s state of feeling in relation to the beautiful.” In all the aesthetic
investigations that take their cues from this one, Heidegger observes:
The artwork is posited as the “object” for a “subject,” and this subject-object relation, speciically as a relation of feeling, is deinitive for aesthetic consideration.
(N1 78/GA43 91)
In other words, modern aesthetics frames its understanding of art by
presupposing the subject/object dichotomy: Aesthetics presupposes a fundamental divide between the art “object” and the experiencing “subject,”
a divide that is subsequently crossed by the commerce of sensation or feeling. Of course, the subject/object dichotomy forms the very basis of the
modern worldview, so we would be surprised if modern aesthetics did not
presuppose it. So, what speciically does Heidegger object to about the
way the aesthetic approach to art presupposes a viewing subject, standing before some art object, enjoying (or not enjoying) his or her sensory
experience of this artwork? What is supposed to be the problem with this
aesthetic picture of art?
2.2. Heidegger’s Critique of the Aesthetic Approach
In a provocatively titled essay delivered in 1938, “The Age of the World
Picture,” Heidegger provides a succinct formulation of what it means to
approach art aesthetically that helps us reach the core of his objection to aesthetics. When “art gets pushed into the horizon of aesthetics,” he writes, this
means [1] that the artwork becomes an object of lived experience [Gegenstand des
Erlebens], and [2] in this way art comes to count as an expression of human life
[Lebens]. (QCT 116/GA5 75)
Heidegger is making two connected points here (which I have numbered
accordingly). The irst is that when art is understood and approached
“aesthetically,” artworks become objects for human subjects to experience
in an especially intense, vital, or meaningful way. We can see this if we
Heidegger’s Philosophical Critique of Aesthetics
49
unpack his typically dense language: As Heidegger frequently points out,
in the modern, post-Cartesian world, an “object,” Gegenstand, is something
that “stands opposite” a human subject, something external to subjectivity.
In order to experience an object, the modern subject must supposedly irst
get outside the immanent sphere of its own subjectivity so as to encounter
this “external” object, and then return back to its subjective sphere bearing
the fruits of this encounter. Given the modern subject/object dichotomy,
such an adventure beyond subjectivity and back again is required for the
experience of any object. But in the case of the art object, Heidegger is
pointing out, the adventure beyond subjectivity and back again is a particularly intense, meaningful, or enlivening one: A “lived experience” is
an experience that makes us feel “more alive,” as Heidegger suggests by
emphasizing the etymological connection between Erleben and Lebens,
“lived experience” and “life.”
The second point Heidegger is trying to make is that when artworks
become objects for subjects to have particularly meaningful experiences
of, these artworks themselves also get understood thereby as meaningful
expressions of an artistic subject’s own life experiences. Heidegger does
not ever develop any argument for this point; the thought simply seems
to be that once aesthetics understands artworks as objects of which we
can have meaningful experiences, it is only logical to conceive of these
art objects themselves in an isomorphic way, as meaningful expressions of
the lives of the artists who created them. Still, this alleged isomorphism
of aesthetic “expression and impression” is not immediately obvious.19
Think, for example, about the seriously playful “found art” tradition in
Surrealism, dada, Fluxus, and their heirs, a tradition in which ordinary
objects get seditiously appropriated as “art.” (The continuing inluence of
Marcel Duchamp’s “readymade” remains visible in everything from Andy
Warhol’s meticulously reconstructed Brillo Boxes [1964] to Ruben Ochoa’s
large-scale installations of industrial detritus like broken concrete, rebar,
and chain-link fencing, in works such as Ideal Disjuncture (2008). Gianni
Vattimo therefore suggests that Duchamp’s Fountain illustrates the way an
artwork can disclose a new world, a world in which the ine art tradition
comes to celebrate not only the trivial and ordinary but also the vulgar and
even the obscene.)20 This “found art” tradition initially seems like a series
19
20
Heidegger presupposes the same point again in What Is Called Thinking (1951–52). Here
he glosses “seeing art aesthetically” by adding: “that is, from the point of view of expression and impression – the work as expression and the impression as experience” (WCT
128/GA8 132).
See Gianni Vattimo, Art’s Claim to Truth, xv–xvi, 45–7, 105, and 159. Here Santiago Zabala
even suggests that Duchamp’s Fountain is a better illustration of art’s revolutionary potential than Heidegger’s own example of the Greek temple (xv). Yet, for Heidegger there
are clearly different orders of magnitude here. In this regard, Wright nicely captures
50
Heidegger’s Critique of Modern Aesthetics
of deliberate counter examples to the aesthetic assumption that artworks
are meaningful expressions of an artist’s own subjectivity.
Even in this tradition, however, the artists’ appropriations are never
truly random, but invariably require some selection, presentation, and
the like, and thus inevitably reopen interpretive questions about the signiicance these art objects have for the artistic subject who chose them.
(Why this particular object? Why present it in just this way?) It is thus
not surprising that the founding work of found “anti-art,” Duchamp’s
Fountain (1917) – his deliciously seditious installation of a deliberately
inverted, humorously signed (by “R. Mutt”), and brilliantly retitled
urinal in an art gallery – is typically treated in contemporary aesthetics as an extreme expression of Duchamp’s own artistic subjectivity,
not as its absence.21 Here one could also point to the failure of Robert
Rauschenberg’s attempt to deconstruct the found art ideal of unique and
spontaneous artistic invention in his incredible “combines,” Factum I and
Factum II (1957), works that, despite Rauschenberg’s painstaking efforts
to make them identical, instead suggest the stubborn uniqueness of any
given artwork.22 So, even the found art tradition of Duchamp’s readymade and its heirs reinforces Heidegger’s point that, in the basic aesthetic
approach to art, art objects are implicitly understood as meaningful expressions
21
22
Heidegger’s larger point when she writes that: “The temple celebrates the extraordinary
event of Greece’s emergence as a history-making force that gives direction to the next
two thousand years of Western history.” (See Wright, “Heidegger and Hölderlin,” 385.)
Or, as Dreyfus puts it: “The [Greek] temple and the Presocratic thinkers had to take
the style that was already in the language and, for the irst time, focus it and hold it up
to the people. According to Heidegger, this is the origin (Ur-sprung) of our Western culture.” (See Dreyfus, “Heidegger’s Ontology of Art,” 419 note 4.) For a picture of Ochoa’s
Ideal Disjuncture, see <http://www.artslant.com/userimages/3/Ideal_Disjuncture1.jpg>
(accessed 18 August 2010).
In his treatment of Schapiro’s critique of Heidegger, Michael Kelly raises the same objection to Heidegger’s interpretation of Van Gogh, suggesting that Heidegger sets himself
a dificult challenge in his “attempt to desubjectivize aesthetics while discussing Van
Gogh,” an artist who placed his work under the bold signature, “Vincent,” and is often
taken as “the paradigm case of subjective art.” Kelly’s interpretation of “the subjectivization of aesthetics” as the tendency “to understand and judge art in terms of the viewer’s
subjective experience or judgment of it” allows Kelly to bring Heidegger into a productive dialogue with central issues in contemporary aesthetics, but this interpretation overlooks what Heidegger most fundamentally objects to about aesthetics, viz., its relation to
“subjectivism.” Heidegger’s deepest objection to aesthetics is not that our understanding of art is overly constrained by idiosyncratic, “subjective” biases but, as we will see,
that aesthetics follows from (and feeds back into) the modern subject’s “subjectivistic”
compulsion to control the entire objective world – a compulsion that Heidegger argues
derives from modern metaphysics and thus from the “history of being,” and so requires a
response at this deeper level. (See Michael Kelly, Iconoclasm in Aesthetics, 49–50.)
For Robert Rauschenberg, “Factum I” and “Factum II” (1957), see <http://www.portlandart.net/archives/Rauschenberg%20Factum%20I%20and%20Factum%20II%201957.
bmp> (accessed 12 April 2010).
Heidegger’s Philosophical Critique of Aesthetics
51
of artists’ lives that are capable of eliciting particularly intense or meaningful
experiences in viewing subjects.
In this aesthetic approach, to put it succinctly, art objects express and
intensify subjects’ experiences of life. What Heidegger thus characterizes as the
aesthetic approach to art will probably seem so obvious to most people
that it can be hard to see what he could possibly ind objectionable about
it. Art objects express and intensify human subjects’ experiences of life; to
most people, it might not even be clear what it could mean to understand
art in any other way. How should we understand and approach art, if not
in terms of the meaningful experiences that a subject might have of some
art object, an art object that is itself a meaningful expression of the life of
the artist (or artists) who created it? What exactly does Heidegger think is
wrong with this “picture” of art?
Despite what one might expect from a phenomenologist like Heidegger,
his objection is not that the aesthetic view mischaracterizes the way we late
moderns ordinarily experience “art.” On the contrary, Heidegger clearly
suggests that what he characterizes as “the increasingly aesthetic fundamental position taken toward art as a whole” (N1 88/GA43 103) does accurately describe the experiences of art that take place – when they do take
place – in museums, art galleries, and installations; in performance spaces,
theaters, and movie houses; in cathedrals, coliseums, and other ruins; in
cityscapes as well as landscapes; in concert halls, music clubs, and comic
books; even when we listen to our speakers, headphones, ear-buds; and,
sometimes (who could credibly deny it?), when we sit in front of our television screens, computer monitors, iPods and iPads, car stereos, and so
on. The experiences we have of what rises to the level of “art” in all such
settings are typically “aesthetic” experiences, that is, particularly intense
or meaningful experiences that make us feel more alive; and, if we think
about it, we do tend to approach these art objects as expressions of the
lives of the artists who created them. The aesthetic view correctly characterizes our typical experience of “art” in the contemporary world – and for
Heidegger that is part of the problem.23
2.3. Symptoms of Subjectivism
This returns us to the bigger question we have been pursuing, and which
we are now prepared to answer: Why exactly does Heidegger object to our
contemporary tendency to understand and approach art in this aesthetic
way? In the revealingly titled essay we have been drawing on (“The Age
23
As Heidegger begins to extend his critique of aesthetic subjectivism so as to connect it
to “enframing” (i.e., our reductive way of understanding the being of entities in terms of
Nietzsche’s ontotheology of eternally recurring will-to-power), he will go so far as to claim that
“The aesthetic state is the lucidity through which we constantly see.” (N1 139/GA43 170)
52
Heidegger’s Critique of Modern Aesthetics
of the World Picture”), Heidegger explains that “the process by which art
gets pushed into the horizon of aesthetics” is neither conceptually neutral nor historically unimportant. On the contrary, the historical process by which Western humanity came to understand art as “aesthetics”
is so freighted with signiicance that it needs to be recognized as “one of
the essential phenomena of the contemporary age” (QCT 116/GA5 75).
Strikingly, Heidegger goes so far as to assert that our tendency to treat art
as aesthetics is just as signiicant for and revealing of our current historical
self-understanding as are the increasing dominance of science and technology, the tendency to conceive of all meaningful human activity in terms
of “culture,” and the growing absence of any god or gods in our Western
world (QCT 116–7/GA5 75–6). This is a surprising and deliberately provocative claim, one apparently meant to provoke us into noticing and thinking
through something we ordinarily overlook. For, how can our understanding of art as aesthetics be just as essential to our current historical selfunderstanding as are the dominance of science, the growing inluence of
technology, the ubiquitous discussions of culture, and the withdrawal of
gods from our history – four seemingly much larger and more momentous
historical developments?
These ive “essential phenomena” – the historical ascendance of science,
technology, aesthetics, and culture, on the one hand, and, on the other,
that historical decline of the divine that Heidegger, echoing Schiller, calls
the “ungodding” or “degodiication” (Entgötterung) of the world – these all
are “equally essential” (gleichwesentliche), Heidegger explains, because these
ive interlocking phenomena express and so reveal the underlying direction in which the contemporary world is moving historically.24 In other
words, science, technology, aesthetics, culture, and degodiication are
“equally essential” as ive major historical developments that feed into and
disclose (what we could think of as) the current, that is, the underlying historical direction or Zeitgeist of our contemporary world. In the late 1930s,
Heidegger’s name for the underlying direction in which the age is moving is
“subjectivism,” a movement that he deines as humanity’s ongoing attempt
to establish “mastery over the totality of what-is” (QCT 132/GA5 92).
Subjectivism thus designates humanity’s increasingly global quest to achieve
complete control over every aspect of our objective reality, to establish ourselves as the being “who gives the measure and provides the guidelines for
everything that is” (QCT 134/GA5 94). Heidegger’s fundamental objection
to the aesthetic approach to art, then, is that this approach follows from
and feeds back into subjectivism, contemporary humanity’s ongoing effort to
24
Schiller’s famous poem, “The Gods of Greece,” mournfully contrasts the experience of
the ancient Greeks, in which “Everything to the initiate’s eye / Showed the trace of a
God,” with our modern experience of “A Nature shorn of the divine [or, less poetically,
“a de-godiied nature,” die entgötterte Natur]” (quoted by Taylor, The Secular Age, 316–17).
How Aesthetics Relects and Reinforces Subjectivism
53
establish “our unlimited power for calculating, planning, and molding [or
“breeding,” Züchtung] all things” (QCT 135/GA5 94).
3. How Aesthetics Reflects and Reinforces Subjectivism
In order to understand why Heidegger thinks the aesthetic approach to
art relects and reinforces subjectivism, we need to know why Heidegger
characterizes humanity’s ongoing attempt to master every aspect of our
objective reality as “subjectivism” in the irst place.25 We saw earlier that in
the modern, post-Cartesian world, an “object” (Gegenstand) is something
that “stands opposite” a human subject, something that is “external” to the
subjective sphere. This subject/object dichotomy seems obvious when one
is theorizing from within the modern tradition, in which it has functioned
as an axiom since Descartes famously argued that the subject’s access to its
own thinking possesses an indubitable immediacy not shared by objects,
which must thus be conceived of as external to subjectivity.
Yet, as Heidegger argues in Being and Time (1927), taking this modern
subject/object dichotomy as our point of departure leads us to fundamentally mischaracterize the way we actually encounter the everyday world
in which we are usually unrelectively immersed, the world of our practical engagements. By failing to recognize and do justice to the integral
entwinement of self and world that is basic to our experiential navigation
of our lived environments, modern philosophy effectively splits the subject
off from objects and from other subjects. In this way, modern philosophy
lays the conceptual groundwork for subjectivism, the “worldview” in which
an intrinsically meaningless objective realm (“nature”) is separated epistemically from isolated, value-bestowing, self-certain subjects, and so needs
to be mastered through the relentless epistemological, normative, and
practical activities of these subjects. Heidegger suggests that this problem
is not merely theoretical, because the subjectivism of the modern worldview functions historically like a self-fulilling prophecy. Its progressive historical realization generates not only the political freedoms and scientiic
advances we cherish, but also unwanted downstream consequences such
as our escalating environmental crisis and less predictable side-effects like
the aestheticization of art.26
25
26
In his broader “history of being,” Heidegger traces “subjectivism” back to Plato, whose
doctrine of the ideas begins a movement whereby truth is no longer understood solely
in terms of the manifestation of entities themselves but, instead, becomes a feature of
our own “representational” capacities. In this way, truth becomes primarily a matter of
the way we secure our knowledge of entities rather than of the prior way entities disclose
themselves to us. (On this “displacement of the locus of truth” from being to human subjectivity, see also Heidegger on Ontotheology, 160.)
The modern prejudice that (to put it simply) all meaning comes from the human subject reaches
its most powerful apotheosis in Nietzsche and Freud. From Heidegger’s perspective,
54
Heidegger’s Critique of Modern Aesthetics
3.1. Undermining the Subject/Object Dichotomy Phenomenologically
So, how does the aestheticization of art follow from subjectivism? (This is
easier to see than Heidegger’s converse claim – that the aestheticization of
art feeds back into and reinforces subjectivism – so we will address it irst.)
Being and Time does not undermine the subject/object dichotomy by trying
to advance the incredible thesis that the self really exists in a continuous
and unbroken unity with its world. Instead, Heidegger seeks to account for
the fact that our fundamental, practical engagement with our worlds can
easily break down in ways that generate the perspective the subject/object
dichotomy describes. Most of the time, we encounter ourselves as immediately and unrelectively immersed in the world of our concerns rather
than as standing over against an “external” world of objects. Just think,
for example, of the way you ordinarily encounter a hammer when you are
hammering with it, or a pen while you are writing with it, a bike while
riding it, a car while driving it, or even, say, a freeway interchange as you
drive over it for the umpteenth time.
This all changes, however, when our practical engagement with the
world of our concerns breaks down. When the head lies off the hammer
and will not go back on (and no other hammering implement is available
to complete the task at hand); when the pen we are writing with runs out of
ink (and we have no other); when our bike tire goes lat or our car breaks
down in the middle of a trip; when we ind ourselves standing before an
artwork that we cannot make sense of; or, in general, when we are still
learning how to do something and encounter some unexpected dificulty
that stops us in our tracks – in all such cases what Heidegger calls our ordinary, immediate “hands-on” (zuhanden) way of coping with the world of
our practical concerns undergoes a “transformation” (Umschlag) in which
we come to experience ourselves as isolated subjects standing relectively
before a world of external objects, which we thereby come to experience as
standing over against us in the mode of something objectively “on hand”
(vorhanden) (BT 408–9/SZ 357–8).
In other words, Heidegger does not deny the reality of the subject/
object relation but, instead, points out that our experience of this subject/
object relation derives from and so presupposes a more fundamental level of
experience, a primordial modality of engaged existence in which self and
world are united rather than divided. Heidegger believes that modern
however, this phenomenologically mistaken view misses (and subsequently obscures)
the fact that meaning emerges at the prior, practical intersection of human beings with
their worlds (as well as in our engaged negotiations with one another). In other words,
Heidegger is an ethical realist, one whose phenomenological investigations led him to recognize that the world is no mute partner but, rather, actively contributes to our most
profound sense of what matters. (On this point, see my “Ontology and Ethics at the
Intersection of Phenomenology and Environmental Philosophy.”)
How Aesthetics Relects and Reinforces Subjectivism
55
philosophy’s failure to solve the problem of skepticism about the external world shows that those who begin with a subject/object dichotomy will
never be able to bridge that divide subsequently (BT 249–50/SZ 205–6).
He thus insists that this more primordial level of practically engaged,
“hands-on” existence – in which self and world are uniied – must be the
starting point of any description of ordinary human experience that seeks
to do justice to what such experience is really like, a phenomenological
dictum Heidegger insists should also govern our attempts to describe our
meaningful encounters with works of art.
3.2. Phenomenology Against Aesthetic Subjectivism
Following the phenomenological dictum that we should describe our
experience of art in a way that is not distorted by the presuppositions
we have inherited from the metaphysical tradition is easier said than
done, however, for at least two reasons. First, the subject/object dichotomy is so deeply entrenched in our self-understanding that it has come
to implicitly structure the fundamental aesthetic approach (as we have
seen). Second, it is not immediately clear where (let alone how) we should
look to discover art in a nonaesthetic way. Indeed, it now seems natural
for us to think that what makes our experience of art objects signiicant
is that such experiences allow us temporarily to transcend the sphere
of our own subjectivity by getting in touch with art objects outside ourselves, because these transcendent experiences can profoundly enrich
our subjective experience.
In Heidegger’s view, however, this aesthetic perspective gets the story
backward. We do not begin conined to our subjective spheres, temporarily leave those spheres behind in order to experience art objects, only to
return back to subjectivity once again, enriched by the “booty” we have
captured during our adventure in the external world of art objects (BT
89/SZ 62). The reverse is true: Human existence originally “stands outside”
(ek-sistere) itself, integrally involved with the world in terms of which we
ordinarily make sense of ourselves.27 We do occasionally experience ourselves as subjects confronting objects (for example, when we irst learn to
draw or paint realistically, or when we ind ourselves standing befuddled
before an art object), but the experience of ourselves as subjects confronting objects is comparatively infrequent and takes place on the background
of a more basic experience of ourselves as integrally involved with the
27
In “The Origin of the Work of Art,” Heidegger again presents his phenomenological
conception of “existence” as the way to undercut and transcend the modern subject/
object dichotomy: “In existence, however, humanity does not irst move out of something
‘interior’ to something ‘exterior’; rather, the essence of existence is the out-standing
standing within the essential separation [i.e., the essential strife that joins “earth and
world”] belonging to the clearing of beings.” (PLT 67/GA5 55)
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Heidegger’s Critique of Modern Aesthetics
world of our practical concerns, an experience of fundamental self/world
intertwinement to which we always return subsequently.28
“Proximally and for the most part [or “initially and usually,” zunächt und
zumeist],” as Heidegger likes to say, we do not stand apart from the entities
that populate our world, observing them dispassionately – or even passionately, hoping to transcend an isolated subjective sphere that in fact we
are usually already beyond. Why, then, should we privilege the detached,
subject/object framework that emerges from a breakdown of our engaged
experience when we try to approach art philosophically? We should not;
trying to approach art while staying within the aesthetic approach is like
trying to learn what it is like to ride a bike by staring at a broken bicycle. It is
so to privilege the detached perspective of the observer that the participatory perspective gets eclipsed and forgotten. In Heidegger’s view, the phenomenologically faulty presuppositions of modern philosophy have misled
aesthetics into looking for the work of art in the wrong place, at a derived
rather than fundamental level of human interaction with the world, and
thus into mistaking an intense subjective experience of an external object
for an encounter with the true work of art.
Modern aesthetics presupposes the subject/object dichotomy and then
problematically tries to describe the subsequent interaction between two
allegedly heterogeneous domains, instead of recognizing and seeking to
describe the prior role works of art play in the background of our everyday worldly engagement, in which no such dichotomy can yet be found.
Heidegger’s post-aesthetic thinking about the work of art instead seeks
to describe the usually unnoticed way in which artworks can form and
inform our basic historical sense of what is and what matters (as we saw in
section 1.2). Heidegger’s thinking about the formative role art can play in
the background of our self-understanding is “post-aesthetic” in that it
seeks to get past the constitutive mistakes of aesthetics, but it might also
be characterized as “pre-aesthetic” insofar as the way he tries to go beyond
aesthetics is by getting back behind the aesthetic starting point in order
to do justice to that more primordial level of existence modern aesthetics
overlooks. Indeed, although this initially sounds paradoxical, Heidegger
suggests that the best way to get beyond aesthetic experience is to transcend it from
within (that is, to encounter the way a subject’s experience of an aesthetic
object can lead beyond or beneath itself), as we will see when we turn to his
phenomenological analysis of Van Gogh’s painting next chapter.
To sum up, then, because aesthetics tries to describe artworks from the
perspective of a subject confronting an external art object, the aesthetic
approach begins always-already “too late” (BT 249/SZ 207). Aesthetics
looks for art in the wrong place (at a derivative rather than primordial level
28
This is to assume, of course, that we do not suffer a nervous breakdown or else demise
irst. (See my “Death and Demise in Being and Time.”)
How Aesthetics Relects and Reinforces Subjectivism
57
of human interaction with the world), and what it inds there is not the true
work of art. Misled by the presuppositions of modern philosophy, aesthetics
overlooks that more originary level of human existence where, Heidegger
will argue, great art inconspicuously accomplishes its ontologically revolutionary work.
3.3. From Modern Subjectivism to Late-Modern
Enframing in Aesthetics
Before turning our attention to Heidegger’s postaesthetic thinking, the
last thing we need to do is to clarify his more dificult claim that aesthetics
not only follows from but also feeds back into subjectivism. What makes this
claim dificult to grasp is the speciic twist Heidegger gives to it: Put simply, aesthetics feeds back into subjectivism in a way that leads subjectivism
beyond itself – and into something even worse than subjectivism. In aesthetics, Heidegger suggests, subjectivism “somersaults beyond itself [selbst
überschlägt]” into enframing (N1 77/GA43 90). We can see how subjectivism
somersaults beyond itself into enframing if we return to Heidegger’s deinition of subjectivism in “The Age of the World Picture,” according to which
modern subjectivism names our modern attempt to secure “our unlimited
power for calculating, planning, and molding [or “breeding,” Züchtung]
all things” (QCT 135/GA5 94). It is not dificult to detect a (lamentably)
subtle resistance to the National Socialist worldview and what Heidegger
came to understand as its Nietzschean roots in Heidegger’s 1938 critique
of Western humanity’s drive toward the total mastery of the world through
“calculating, planning, and breeding.” More importantly for our purposes, however, such descriptions of humanity’s drive to master the world
completely through the coldly rational application of calculative reasoning
also show that what Heidegger calls “subjectivism” is a conceptual and historical precursor to what he will soon call “enframing” (or Gestell).
As we saw in Chapter 1, “enframing” is Heidegger’s famous name for
the technological understanding of being that underlies and shapes our
contemporary age. Just as Descartes inaugurates modern subjectivism, so
Nietzsche inaugurates late-modern enframing by understanding being –
the “totality of entities as such” – as “eternally recurring will to power.”
Heidegger thinks that Nietzsche’s “ontotheology” (his way of conceptually
grasping the being of what-is from both the inside-out and the outside-in)
lays the conceptual groundwork for our own late-modern view that reality is nothing but forces coming-together and breaking-apart with no end
other than the self-perpetuation of force itself. By tacitly approaching reality through the lenses of this Nietzschean ontotheology, we increasingly
come to understand and so to treat all entities as intrinsically meaningless
“resources” (Bestand) standing by for eficient and lexible optimization.
It is, we have seen, this nihilistic technologization of reality that Heidegger’s
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Heidegger’s Critique of Modern Aesthetics
later thinking is dedicated to inding a path beyond.29 For Heidegger, great
art opens just such a path, one that can help guide us beyond enframing’s
ontological “commandeering of everything into assured availability” (PLT
84/GA5 72), as we will see next chapter.
First, however, we need to understand how subjectivism leads beyond
itself into enframing. Put simply, subjectivism becomes enframing when
the subject objectiies itself – that is, when the human subject, seeking to
master and control all aspects of its objective reality, turns that modern
impulse to control the world of objects back on itself. If we remember
that modern subjectivism designates the human subject’s quest to achieve
total control over all objective aspects of reality, then we can see that latemodern enframing emerges historically out of subjectivism as subjectivism
increasingly transforms the human subject itself into just another object
to be controlled. Enframing, we could say, is subjectivism squared (or subjectivism applied back to the subject). For, the subjectivist impulse to master
reality redoubles itself in enframing, even as enframing’s objectiication
of the subject dissolves the very subject/object division that initially drove
the subject’s relentless efforts to master the objective world standing over
against it.30
Subjectivism “somersaults beyond itself” in our late-modern age of
“enframing,” then, because the impulse to control everything intensiies
and accelerates even as it breaks free of its modern moorings and circles
back on the subject itself, turning the human subject into just one more
object to be mastered and controlled. In this way, the modern subject
increasingly becomes just another late-modern “resource” to be eficiently
optimized along with everything else. We are thus moving from modern
subjectivism to the late-modern enframing of reality insofar as we understand and relate to all things, ourselves included, as nothing but intrinsically
meaningless resources standing by for endless optimization. Interestingly,
Heidegger saw this technological understanding of being embodied in
contemporary works of art such as the butterly interchange on a freeway,
which, functioning in the background of our experience like a late-modern
temple, quietly reinforces the technological understanding of all reality as
“a network of long-distance trafic, spaced in a way calculated for maximum speed” (PLT 152/GA7 155).31 Of course, this empty optimization
29
30
31
As this suggests, Heidegger’s later work is dedicated to detecting, resisting, and, ultimately,
transcending what he took to be the core of the Nazi ideology. (For a justiication of this
admittedly provocative claim, see Heidegger on Ontotheology, ch. 3 and ch. 7.)
For a detailed explanation of this strange fact, see my Heidegger on Ontotheology, ch. 1.
Dreyfus calls the freeway interchange a “debased work of art” because he thinks it
“imposes such an eficient order on nature that earth is no longer able to resist.” Although
Heidegger says as much in his middle period (see M 23/GA66 30), I suggest in Heidegger
on Ontotheology (70–1) that this is too one-sidedly bleak to be Heidegger’s mature view,
which instead hews more faithfully to the Janus-faced Hölderlinian dictum: “Where the
How Aesthetics Relects and Reinforces Subjectivism
59
function is now served even more eficiently and pervasively by the Internet, to which we ind ourselves connected by millions of little technological shrines, increasingly comprehensive computational devices made
ever faster, more eficient, and portable, devices we already ind ourselves
almost unable to live without. In the late 1930s, Heidegger understood
such technological optimization as an all-encompassing attempt to derive
the maximal output from the minimal input, a quantiication of quality
that threatens to replace quality in the same way that the objectiication
of the subject threatens to displace subjectivity. Heidegger seems irst to
have recognized this objectiication of the subject in the Nazis’ coldly calculating eugenics programs for “breeding” a master race, but (as he predicted) that underlying impulse to objectively master and then optimize
the human subject continues unabated in more scientiically plausible and
less overtly horrifying forms of contemporary genetic engineering.32
Most important for us here, Heidegger also recognized this ongoing
objectiication of the subject in the seemingly innocuous way that aesthetics “somersaults beyond itself” into neuroscientiic attempts to understand
and control the material substrate of the mind. For, once aesthetics reduces
art to intense subjective experience, such experiences can be studied objectively through the use of EEGs, f MRIs, MEGs, and PET scans (and the like),
and in fact aesthetic experiences are increasingly being studied in this way.
At the University of New Mexico’s prestigious MIND Institute, to mention
just one telling example, subjects were given “beautiful” images to look at
and the resulting neuronal activity in their brains was studied empirically
using one of the world’s most powerful functional Magnetic Resonance
Imaging machines. In this way, as Heidegger predicted in 1937:
Aesthetics becomes a psychology that proceeds in the manner of the natural
sciences; that is, states of feeling become self-evident facts to be subjected to experiments, observation, and measurement. (N1 89/GA43 106)
“Here,” Heidegger writes, “the inal consequences of the aesthetic inquiry
into art are thought through to the end” (N1 91/GA43 108). Modern aesthetics reaches its logical conclusion – the “fulillment or consummation”
(Vollendung) which completes it and so brings it to its end – when it thus
“somersaults beyond itself” into late-modern enframing.33
32
33
danger is, however, there grows / that which saves as well [Wo aber Gefahr ist, wächst / Das
Rettende auch].” (See Dreyfus, “Heidegger’s Ontology of Art,” 413; David Brodsley, L.A.
Freeway: An Appreciative Essay; and Hubert L. Dreyfus, On the Internet.)
On Heidegger’s prediction, see Chapter 7. For an insightful neo-Heideggerian critique
of our ongoing attempts to optimize ourselves technologically, see Michael J. Sandel, The
Case Against Perfection: Ethics in the Age of Genetic Engineering.
As Heidegger writes in 1937–8: “Art becomes a means for machination’s fulillment in
the pervasive construction of entities into the unconditioned, secure availability of the
organized.” (M 23/GA66 30)
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Heidegger’s Critique of Modern Aesthetics
Heidegger’s objection to such aesthetic enframing, then, is not just that
the work of art is increasingly falling under the inluence of enframing –
that artworks too are becoming mere resources for the art industry, standing reserves piled in storerooms “like potatoes in a cellar” to be quickly and
eficiently “shipped like coal . . . or logs . . . from one exhibition to another”
(PLT 19/GA5 3). He is even more troubled by the way art, reduced to aesthetics, does not just get enframed but participates in the enframing – for
example, when the feeling of beauty is reduced to a purportedly objective brain state to be precisely measured and controlled through cognitive
neuroscience – as well as computer science.34 In another example of this
aesthetic “enframing” by which the subject objectiies itself and so seeks to
optimize its aesthetic experiences, computer scientists at Penn State now
claim to have developed “the irst publicly available tool for automatically
determining the aesthetic value of an image.” Ironically, according to this
“Aesthetic Quality Inference Engine (AQUINE),” Van Gogh’s treasured
painting of A Pair of Shoes (1886), so important for Heidegger (for reasons
we will explain next chapter), only receives an “aesthetic value” rating of
5.5 out of 100!35
This almost comically faulty “aesthetic evaluation” suggests the incredible hubris of such attempts to quantify the qualitative by programming
genuine artistic judgment – an impossibly ambitious project that will surely
fail, in this instance at least, because of the fatal laws inherent in the doubly problematic concept of an “aesthetic value” on which the project relies.
For Heidegger, such “thinking in terms of values is radical killing,” literally
a “murdering that kills at the roots” (QCT 108/GA5 263), because he is convinced that only the invaluable – only that which we would never exchange
for anything else, that is, only nonquantiiable qualities – can truly matter
to us or give genuine worth to our lives. Heidegger does not deny that values
exist (or that invaluable goods can come into conlict); instead, he denies
that what most matters to us can ever be satisfyingly reduced to (or understood in terms of) the “value” that a subject determines for an object (let
alone for another human being).36
As human “subjects” turn the subjectivist impulse to control the objective world back on ourselves in such neuroscientiic and computer science
experimentation, aesthetics increasingly becomes just one more approach
34
35
36
In the early 1950s, e.g., Heidegger again asks, “while science records the brain currents,
what becomes of the tree in bloom? . . . [W]e shall forfeit everything before we know it,
once the sciences of physics, physiology, and psychology, not to forget scientiic philosophy,
display the panoply of their documents and proofs, to explain to us that what we see and
accept is properly not a tree but in reality a void, thinly sprinkled with electric charges
here and there that race hither and yon at enormous speeds” (WCT 42–3/GA8 45–6).
See ACQUINE <http://live.psu.edu/story/39575/email> (accessed and tested 15
May 2009).
I develop the argument for these claims further in “Ontology and Ethics.”
How Aesthetics Relects and Reinforces Subjectivism
61
reinforcing the technological “enframing” of all reality. Heidegger thus
reaches a harsh verdict: Aesthetic “experience is the element in which art
dies. This dying goes on for so long that it takes several centuries” (PLT
79/GA5 67).37 Fortunately, Heidegger’s prognosis is not as bleak as this
apparent death sentence suggests. That art is slowly dying as aesthetics, he
later clariies,
does not mean that art is utterly at an end. That will be the case only if [aesthetic]
experience remains the sole element for art. Everything depends on getting out of
[aesthetic] experience and into being-here [Da-sein], which means reaching an
entirely different “element” for the “becoming” of art. (P 50 note b/GA5 67 note b)38
In other words, art is dying only as aesthetics, and the death of art as aesthetics makes possible the transformative rebirth of art as something other
than a subject’s experience of an object.
Indeed, just as modern subjectivism led beyond itself historically into
late-modern enframing, so Heidegger believes enframing, in turn, can
lead beyond itself into a genuine postmodernity, an age that transcends our
late-modern epoch’s ongoing technologization of reality and its nihilistic
37
38
Heidegger acknowledges that many great “works themselves [still] stand and hang in
museums and exhibitions,” but asks: “[A]re they here in themselves as the works they
themselves are, or are they not rather here as objects of the art industry?” Heidegger’s
point is that “placing artworks in a collection has withdrawn them from their own world”
(PLT 40/GA5 26); i.e., many “great works of art” have been uprooted from the worlds of
meaning they once focused and preserved in a way that kept the future of those worlds
open. Although it might initially sound counterintuitive, then, Heidegger is suggesting
that most of the great works we ind collected in museums no longer keep their worlds
open, and thus no longer work as art. As he puts it: “As soon as the thrust into the extraordinary is parried and captured by the sphere of familiarity and connoisseurship,” the
work of art has ended and “the art business has begun” (PLT 68/GA5 56). In Heidegger’s
rather polemical and one-sided view: “The whole art industry, even if carried to the
extreme and exercised in every way for the sake of the works themselves, extends only
to the object-being of the works. But this object-being [of artworks] does not constitute
their work-being” (PLT 41/GA5 27). Although (pace Heidegger) the art industry cannot
thrive without devoting attention to the work of art, its typical reduction of artworks to art
“objects” is, as we have seen, at the core of the aestheticization of art he opposes. The common objection that Heidegger’s own work on Van Gogh, e.g., cannot hope to be heard and
still to escape making a contribution to aesthetics and the art industry, moreover, misses
the fact that Heidegger seeks to transcend aesthetics from within – as we will see, by hermeneutically “preserving” what he takes to be the true phenomenological signiicance of
Van Gogh’s painting. (PLT 68/GA5 55–6). Such hermeneutic preservation neither does
nor should, I think, remain entirely heterogeneous to the “the sphere of familiarity and
connoisseurship” (as Heidegger too cynically assumes). With respect to the entire world
of aesthetics, then, Heidegger is better understood as employing the rhetorical strategy
Derrida refers to as a “phoenix motif”: “One burns or buries what is already dead [or dying]
so that life . . . will be reborn and regenerated from these ashes.” (See Derrida, The Ear of
the Other: Otobiography, Transference, Translation, 154.)
On the translation of Dasein as “being-here” (rather than the more common “being-there”),
I have been convinced by Daniel Dahlstrom, Heidegger’s Concept of Truth, xxiii-xxvi.
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Heidegger’s Critique of Modern Aesthetics
erosion of all intrinsic meaning (the very void that we try to ill with all our
supericial talk about “values”). This hope for an historical turning toward
a genuinely meaningful postmodernity is what motivates Heidegger’s phenomenological attempt to describe and so convey a post-aesthetic encounter with art. He expresses this task as follows:
For aesthetics, art is the display of the beautiful in the sense of the pleasant, the
agreeable. [That is, modern aesthetics understands the beautiful as what produces
the pleasant or agreeable sensations that bridge the gap between aesthetic subjects
and art objects.] And yet, art is the opening [or revelation, Eröffnung] of the being
of entities. On the basis of a fundamental orientation toward being that has been
won back in an originary way, we must gain a new content for the word “art” and
for what it attempts to name. (IM 140/GA40 140)
Let us thus turn to this attempt to understand art in a way that will help
lead us beyond aesthetics by getting us back in touch phenomenologically with being (or, better, with what the word “being” itself attempts to
name).
4. Conclusion and Transition: From Hegel’s End
of Art to Heidegger’s Other Beginning
Because of the predicament in which modern aesthetics has left us, Heidegger
provisionally accepts the truth of Hegel’s famous judgment that:
Art no longer counts for us as the highest manner in which truth obtains existence
for itself. . . . [I]n its highest determination, vocation, and purpose [Bestimmung],
art is and remains for us . . . a thing of the past. (PLT 80/GA5 68)
Still, Heidegger nurtures the hope that (pace Hegel) the distinctive truth
manifest in art could once again attain the kind of history-transforming
importance Hegel and Heidegger agree it had for the ancient Greeks but
has lost in the modern world.
This “highest” truth of art for which Heidegger still hopes, however, is
not Hegel’s “certainty of the absolute” (GA5 68 note a). That is, Heidegger
does not hold out hope for some perfect correspondence between (1) the
historically unfolding “concept” Hegel believes is implicit in the development of humanity’s intersubjective self-understanding and (2) an objective
manifestation of that intersubjective self-understanding in art. Thus, in
Hegel’s most famous example, the tragic conlict between Antigone and
Creon in Sophocles’ Antigone perfectly embodied the fundamental but as
of yet unresolved ethical conlicts – between conscience and law, the family
and the state, and so on – which had arisen implicitly in the intersubjective self-understanding of ifth-century Athens. Hegel thinks it is no longer
possible for an artwork to perfectly express the tensions implicit in the
self-understanding of the age – and thereby call for an historical people to
From Hegel’s End of Art to Heidegger’s Other Beginning
63
envision a future age in which those tensions would be resolved – because
this role was taken over by religion and then by philosophy as our historical
self-understanding grew increasingly complex. Heidegger, however, continues to hope for even more, namely, an artwork that already embodies the
transition between this age and the next and that is thus capable of helping
to inaugurate that postmodern age, here and now.
In tacit opposition to Hegel, Heidegger thus suggests that art’s highest
“[t]ruth is [not “the certainty of the absolute” but] the unconcealedness
of entities as entities. Truth is the truth of being” (PLT 81/GA5 69).
Heidegger’s deining hope for art, in other words, is that works of art could
manifest and thereby help usher in a new understanding of the being
of entities, a literally “postmodern” understanding of what it means for
an entity to be, a new ontology that would no longer understand entities
either as modern objects to be controlled or as late-modern resources to be
optimized.39 Heidegger expresses this hope that separates him from Hegel
in the form of a question: “The truth of Hegel’s judgment has not yet been
decided,” he writes, because
the question remains: Is art still an essential and a necessary way in which that
truth happens which is decisive for our historical existence, or is art this no longer?
(PLT 80/GA5 68)
Heidegger’s point is that Hegel will no longer be right – the time of great
art will no longer be at an end – if contemporary humanity needs an
encounter with art in order to learn how to understand the being of entities in a genuinely postmodern way, and if we remain capable of such an
encounter.40
As this suggests, the ultimate goal of Heidegger’s thinking about art is
to show what it would mean to move from a modern aesthetic experience
of an art object to a genuinely postmodern encounter with a work of art,
so that we can thereby learn from art how to transcend modernity from
within.41 Heidegger, moreover, clearly believes this is possible; hence his
later claim that when we encounter a true work of art,
39
40
41
Heidegger calls an artwork’s manifestation of the truth of being “beauty” (PLT 81/GA5
69), and thus understands beauty in a post-aesthetic way, ultimately, as the revelation of a
new understanding of being. As he puts it in the early 1950s: “Beauty is a fateful gift of the
essence of truth, whereby truth means the unconcealment of the self-concealing. The beautiful is not what pleases, but what falls within that fateful gift of truth which comes into its
own when that which is eternally unapparent [or inconspicuous, Unscheinbare] and therefore invisible attains its most radiantly apparent appearance.” (WCT 19/GA8 21) (On the
distinctive sense of “postmodern” that can rightly be applied to Heidegger, see Chapter 4.)
As Hammermeister shows, however, “Heidegger’s claim for a fresh start glosses over his
afinities for the idealist tradition, especially Schelling.” (See Hammermeister, The German
Aesthetic Tradition, 175.)
John Sallis follows a different path to similar conclusions in Transigurements: On the True
Sense of Art, 164.
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Heidegger’s Critique of Modern Aesthetics
the presencing [Anwesen] of that which appears to our look . . . is different than the
standing of what stands-opposite [us] in the sense of an object. (PLT 82/GA5 71)
But what exactly is the difference between an aesthetic experience of an
art object and an encounter with the true “presencing” of a work of art?
And how is the traversing of that difference in our engagement with a
particular work of art supposed to teach us to understand being in a postmodern way? Chapter 3 explains Heidegger’s fairly complex answers to
these dificult but momentous questions.
3
Heidegger’s Postmodern Understanding of Art
The essence of art consists . . . in the artist possessing the essential insight
for the possible, for bringing the hidden possibilities of what-is into the work
and thereby making human beings irst able to see what that with which they
blindly busy themselves really is.
Heidegger (ET 47/GA34 63–4)
They will never be able to understand what painting is. They cannot understand that the igure of a laborer – some furrows in a ploughed ield, a bit of
sand, sea and sky – are serious subjects, so dificult, but at the same time so
beautiful, that it is indeed worthwhile to devote one’s life to expressing the
poetry hidden in them.
Vincent van Gogh (letter to Theo van Gogh, 26 August 1882)
1. Introduction: The Three Pillars of Heidegger’s
Understanding of Art
“The Origin of the Work of Art” – an essay Heidegger delivered repeatedly between 1935 and 1936, rewriting and expanding it into three lectures (which became the three main sections of the published essay, to
which he added a brief “Afterword” near the end of the 1930s and a slightly
longer “Addendum” in 1957) – is far and away the most important source
for understanding Heidegger’s attempt to articulate an alternative to the
aesthetic understanding of art, although several other works (contemporaneous as well as later) also provide important clues to his view.1 In the inal
1
Heidegger’s famous essay was irst published in 1950, along with its undated “Afterword”
(which, judging from its terminology, was written around 1938), as the irst chapter of
Holzwege. Its 1956 “Addendum” was irst added to the 1960 Reclam edition. For interpretations of the changes that take place between the earliest drafts of Heidegger’s famous
essay, see Jacques Taminiaux, “The Origin of ‘The Origin of the Work of Art’”; and Robert
Bernasconi, “The Greatness of the Work of Art.” What is clear is that a signiicant change of
emphasis takes place between the earliest and more nationalistic version of Heidegger’s essay
65
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Heidegger’s Postmodern Understanding of Art
version of this famous essay, Heidegger meditates on three different works
of art in succession: A painting of A Pair of Shoes by Vincent van Gogh; a
poem entitled “The Roman Fountain” by C. F. Meyer, and an unspeciied
Greek temple at Paestum (most likely the temple to Hera).
Leading Heidegger scholars such as Hubert Dreyfus and Julian Young
rely almost entirely on Heidegger’s interpretation of the ancient Greek
temple in order to explicate his “Promethean” view of art’s historically revolutionary potential, its world-disclosing ability to transform our sense of
what is and what matters (the view we examined in Chapter 2, Section 1).
Dreyfus and Young suggest that Heidegger’s interpretation of Van Gogh is
“anomalous” and “largely irrelevant” to this view, despite the fame generated by the controversy that still surrounds Heidegger’s treatment of Van
Gogh (to which we will return at the end of this chapter).2 Like almost all
other scholars, moreover, Dreyfus and Young simply overlook Heidegger’s
introduction of Meyer’s poem – despite recognizing that for Heidegger
(like Plato) “poetry” names the very essence of art (namely, poiêsis or
“bringing into being”), hence Heidegger’s striking claim that: “All art [that
is, all bringing into being] . . . is essentially poetry” (PLT 73/GA5 59).3 We
thus have to wonder: Is the only complete poem Heidegger included in the
essay that advances this claim that poetry is the essence of art really of no
signiicance itself?
In my view, Heidegger’s analysis of each of these three works contributes
something important to his overarching attempt to guide readers into a
phenomenological encounter with art that is capable of helping us transcend modern aesthetics from within. Put simply, the temple motivates and
helps develop the details of that larger project; the poem implicitly contextualizes and explains it; and the painting (and only the painting) directly
embodies and exempliies the transition for which Heidegger calls. In
order to see how, let us take these points in order.
Heidegger’s imaginative reconstruction of the lost world of the temple
helps motivate his quest for a nonaesthetic encounter with art, but not (as
2
3
and the much more famous, published version, in which traces of that earlier nationalism
still survive (e.g., in the largely undeveloped references to Greek tragedy and to Hölderlin)
but can no longer be said to dominate the piece or determine its meaning (pace Wright’s
“Heidegger and Hölderlin”). For an interpretation of the ways in which Heidegger further
modiied his view after the 1930s, see Young’s Heidegger’s Philosophy of Art.
(See Young, Heidegger’s Philosophy of Art, 22; cf. Dreyfus, “Heidegger’s Ontology of Art,”
409.) Young is right that Heidegger’s interpretation of Van Gogh is “anomalous” if we
hear anomaly in a Kuhnian way, as an inexplicable detail that, when properly understood,
transforms our entire previous view.
As Plato writes, “everything that is responsible for creating something out of nothing is
a kind of poetry; and so all the creations of every craft and profession are themselves a
kind of poetry, and everyone who practices a craft is a poet” (Symposium, 205b). For some
of the other profound and surprising afinities between Plato and Heidegger, see Mark
Ralkowski’s provocative and insightful book, Heidegger’s Platonism.
The Three Pillars of Heidegger’s Understanding of Art
67
is often said by critics) because he seeks some nostalgic return to the Greek
world. Heidegger dismisses such a revival as an impossibility because the
ancient temple, just like the medieval cathedral, no longer gathers its historical world around it and thus no longer works as great art, and such “worldwithdrawal and world-decay can never be reversed” (PLT 41/GA5 26).
Instead, the Greek temple shows that art was once encountered in a way
other than as a subject’s intense aesthetic experience of an object, and thus
suggests that, although those ancient and medieval worlds have been lost
irretrievably, other works of art might yet be encountered nonaesthetically
in our late-modern world. In other words, Heidegger elaborates his philosophical vision of how the temple worked for a time to unify a coherent and
meaningful historical world around itself (by inconspicuously focusing
and illuminating its people’s sense of what is and what matters) in order
to suggest that a nonaesthetic encounter with art might do the same thing
once again: A work of art might still help to gather a new historical world
around itself by focusing and illuminating an understanding of being that
does not reduce entities either to modern objects to be controlled or to
late-modern resources to be optimized.
While Heidegger’s project is thus undeniably inspired by the past, this
inspiration serves his goal of helping us move historically into the future.
His guiding hope, we have seen, is that a nonaesthetic encounter with a
contemporary artwork will help us learn to understand the being of entities not as modern objects (“subjectivism”) or as late-modern resources
(“enframing”) but in a genuinely postmodern way, thereby inaugurating
another historical beginning. So, which work of art does Heidegger think
can help us late moderns learn to transcend modern aesthetics from within
and thereby discover a path leading beyond modernity? There are, in my
view, only two viable candidates to ill this crucial role in “The Origin of
the Work of Art”: Meyer’s poem and Van Gogh’s painting.4
4
There are, nonetheless, other possibilities. It could be that “The Origin of the Work of Art”
merely prepares for this crucial encounter with an artwork capable of ushering in a new
understanding of being (as it is often read), an encounter that perhaps never arrives (such
that Heidegger himself dies waiting for the arrival of a salviic event that never comes, as
Wolin and others suggest by misreading Heidegger’s Der Spiegel interview, “Only a God
Can Save Us,” as a work of quietistic despair). Or it could be that Heidegger is here simply
setting-up his reading of the German Romantic poet Friedrich Hölderlin, whose work
Heidegger does most frequently nominate to play such a pivotal role (including in his
1934–5 lectures, see GA39). The latter reading receives some support from the fact that
“The Origin of the Work of Art” closes by quoting two lines from Hölderlin’s poem, “The
Journey”: “What dwells near the origin / Leaves that place with reluctance” (PLT 78/
GA5 66). Wright makes the strongest case for hearing these lines as a nationalistic call for
Germany to break with the history of the West that began in Greece and begin history again
(see her “Heidegger and Hölderlin,” 383–6). Wright’s genealogical analysis of Heidegger’s
essay is insightful and revealing, but it misses the emergent view that took shape only in
the inal version of the essay, where Van Gogh rather than Hölderlin plays the starring
role. (By the time Heidegger wrote the inal draft of “The Origin of the Work of Art,” he is
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Heidegger’s Postmodern Understanding of Art
So, why does Heidegger give such pride of place to Meyer’s poem?
The answer to this puzzle (which too few readers even notice)5 is that the
poem introduces the broader philosophical context of Heidegger’s project by conveying his emerging understanding of historicity and epochality,
the doctrines according to which, respectively, our fundamental sense of
reality (1) changes with time and (2) takes the shape of a series of uniied
5
no longer assigning a vanguard role to “Germany” in the dissemination of this postmodern view, as he did in its irst draft, following GA39. By “Germany,” moreover, Heidegger
usually really meant himself, as a thinker creatively interpreting Hölderlin’s meaning for
German history in terms of his own philosophical views, and Heidegger’s idea that these philosophical insights would be crucial for a postmodern revolution is something he never
stopped believing.) Heidegger does conclude his famous essay by proposing Hölderlin’s
lines as “a test” that is supposed “infallibly” to tell us whether, “in our comportment to
art,” our existence still stands within art’s “origin” or whether we are merely relying on a
cultured acquaintance with the past. Hölderlin’s suggestive lines are polysemic (and their
full signiicance for Heidegger could be explicated at length, bringing in such facts as
Heidegger’s recent and very public refusal to leave his home near the Black Forest in order
to accept a prestigious chair of philosophy in Berlin, as well as the allusion to the Greek
adage, “All beginnings are dificult,” which Wright nicely picks up on). Read in the context
of the published essay, however, Heidegger’s way of ending with Hölderlin’s lines primarily
suggests that we can tell that we are genuinely encountering art when we ind it as dificult to put its
meaning into words as the artist found it to capture that meaning in the work in the irst place. “The
Origin of the Work” seeks to lead its audience performatively to encounter this “enigma of
art” (PLT 79/GA5 67) for ourselves, in order to learn thereby to understand being in a
postmodern way. Indeed, this performative dimension is a central and deining feature of
all Heidegger’s most important later works, each of which (despite their many important
interconnections) seeks to be self-contained in this respect. For, each of these essays tries
to help its audience see something important – even existentially transformative – for
ourselves. Heidegger’s famous essay does not indeinitely postpone such an encounter, or
even merely prepare for it to happen at some point in the future, in another of his works.
Instead, he thinks he has prepared for it to happen in (or, better, through) “The Origin of
the Work of Art” itself. As he thus puts it here: “Our efforts concerning the actual working
of the work [die Wirklichkeit des Werkes] should have prepared the ground for discovering,
in this working of the work, art and its essential nature” (PLT 70/GA5 58). As strange as
it sounds initially, this means that it is primarily Van Gogh rather than Hölderlin whom
Heidegger turns to in his most famous essay on art in order to teach us how to encounter
the work of art in a postmodern way.
Since writing this chapter, I have come across a single scholar who does notice this intriguing puzzle; see Karen Gover’s nice essay, “The Overlooked Work of Art in ‘The Origin of
the Work of Art.’” Gover herself goes so far as to present Meyer’s poem as the most important artwork in Heidegger’s essay. I agree that Meyer’s poem is much more signiicant
than previous interpreters have realized, but I shall nevertheless suggest that, once we
recognize that Heidegger’s goal is to transcend modern aesthetics from within, then Van Gogh’s
painting clearly emerges as the most crucial work of art in his essay. Further evidence for
this view can be found in the fact that Heidegger’s three examples – the Greek temple, the
“Roman Fountain” poem, and Van Gogh’s painting – map onto the three main ages in his
history of being, viz., the ancient, medieval, and modern, respectively. The poem nicely
illustrates that history for Heidegger (I shall suggest), but his attempt to transcend modernity from within takes place primarily through his interpretation of the modern work: Van
Gogh’s painting of A Pair of Shoes.
The Three Pillars of Heidegger’s Understanding of Art
69
constellations of intelligibility (as we saw in Chapter 1). For, the ontological
“truth” that Meyer’s poem embodies – and “sets to work,” in Heidegger’s
creative appropriation of the poem – is that truth itself is essentially historical and, moreover, that this essential history of “the truth of being” forms
three successive “epochs,” just as the “ jet” of water ills the three consecutive “basins” in Meyer’s poetic fountain.6 For Heidegger, to put it more
6
Concerning the “truth set into the work” of the poem, Heidegger asks (rhetorically –
rhetorical questions are his preferred means for making bold assertions): “Which truth
happens in the work? Can truth happen at all and thus be historical?” (PLT 38, my emphasis/
GA5 23) Because Meyer surely did not intend his poem to mean what Heidegger takes it
to mean (viz., that truth is essentially historical, that this history is tri-epochal, and that
it is fed by the forgotten spring of being), it is only natural to worry here about the thorny
hermeneutic issue of what signiicance authors’ intentions have for the meaning of their
work. For Heidegger, works of art have two equally important sides: their creation (by an
artist) and their preservation (by a community of interpreters). As he puts it: “Just as a
work cannot be without being created and thus is essentially in need of creators, so what is
created cannot itself come into being without those who preserve it.” (PLT 66/GA5 54) An
artwork without an interpretive community remains mute, and an interpretive community without a
guiding artwork remains blind. At the same time, Heidegger suggests that artworks’ creators
are often unreliable guides to the meaning of their own work. Notoriously, Heidegger was
never shy about asserting that he understood a work better than its own creator, whether
that creator was a philosopher (whose essential but “unthought” thoughts Heidegger
sought to explicate) or an artist (with an insuficient philosophical understanding of his
work). E.g., Petzet tells us that, although Paul Klee’s work was “of crucial signiicance for
Heidegger,” Heidegger was convinced that Klee himself “does not know what is happening” in his own work. Ironically, as if to justify this view, Heidegger quotes from Klee’s
Creative Confession (Schöpferische Konfession), where Klee writes: “Art plays an unknowing
game with the ultimate things and yet reaches them nonetheless!” Proceeding in his typical way (toward those to whom he is sympathetically inclined), Heidegger seeks to deepen
Klee’s self-understanding by questioning Klee’s own presuppositions in a way that leads
to Heidegger’s own philosophical views. Heidegger thus takes the irst sentence of Klee’s
Creative Confession – viz., “Art does not give the visible but, instead, makes visible” – and
asks: “What [makes visible]? The invisible, and from where and in what way [does] the
invisible determine [the visible]?” Heidegger’s hermeneutic arrogance is legendary, but
it stems from the strength of his philosophical views and the fact that, as a trained phenomenologist, he is committed to the idea that our knowledge of authors’ intentions can
narrow and so distort our appreciation of the meaning of their work (which, if it is a
“great” work, will be essentially polysemic, as we will see). At any rate, this commitment to
the phenomenological method helps explain Heidegger’s contention that the truth of the
work shows itself to us most “purely. . . [p]recisely where the artist and the process and the
circumstances surrounding the genesis of the work remain unknown” (PLT 65/GA5 53).
Such sentiments occasionally bleed over into a well-known hostility to the biographical.
Yet, Heidegger’s dramatic view that “the artist remains something inconsequential in comparison with the work, almost like a passageway that destroys itself in the creative process
for the emergence of the work” (PLT 40/GA5 26), shows clearly that Heidegger was inluenced by the romantic celebration of madness as a sign that the artist has been “touched”
by the divine (“Apollo has struck me” [EHP 62/GA4 44], Hölderlin famously wrote), as
does Hiedegger’s very predilection for such igures as Hölderlin, Nietzsche, and Van Gogh,
who all “fell into madness” (WCT 52/GA8 56). (See Petzet, Encounters and Dialogues with
Martin Heidegger, 147, 149; Seubold, “Heideggers nachgelassene Klee-Notizen,” 9, 12.)
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Heidegger’s Postmodern Understanding of Art
precisely, the relations Meyer’s poem describes between the fountain’s
original “ jet” and its three successive water basins suggestively illuminate
the relations between “being” itself (that is, the inexhaustible ontological
source of historical intelligibility) and the three main historical “epochs”
in Western humanity’s understanding of being (as Heidegger conceived
of this “history of being” in 1936), namely, ancient “Greece,” “the middle
ages,” and “the modern age” (PLT 76–7/GA5 64–5).7
Thus, for example, just as the original “ jet” of water “falls” into the fountain’s successive basins in Meyer’s poem, so the “overlowing” ontological
riches concealed in the ancient world were irst diminished in the medieval world. “The Origin of the Work of Art” make the contentious case that
this ontological diminution “begins” when concepts central to the ancient
Greek understanding of being were translated into Latin without a full
experience of what those concepts originally revealed (PLT 23/GA5 8).
Hence the obvious appeal for Heidegger of Meyer’s lines: “Veiling itself, this
[irst basin] overlows / Into a second basin’s ground” (PLT 37/GA5 23).
What remained of these ontological “riches” in the medieval world was
then transposed into and reduced further in the modern epoch, which, like
the fountain’s third basin, stands at the furthest remove from its original
source. It thus seems clear that Heidegger includes Meyer’s poem because
he believes it suggestively illuminates the way the history of being unfolds
as a history of decline, a “fall” that results from this history’s increasing
forgetting of the source from which it ultimately springs – the Ur-sprung or
“origin” of Heidegger’s essay’s title – in a word: “Being.” “Being” (Sein) is
Heidegger’s most famous name for that inexhaustible ontological source
from which all historical intelligibility originates – by way of the disclosive
“naming-into-being” that Heidegger understands as the “poetic” essence
of art (as we will see in the next section).
Heidegger thus uses Meyer’s poem to allude to the broader philosophical context that helps explain and motivate the new historical beginning
he believes art can help us inaugurate. Heidegger’s use of this particular
poem suggests, moreover, that in order to accomplish this “other beginning,” Western humanity needs to learn to tap back into that original,
ontological source (the overlowing “ jet” of being), and that such a reconnection with the primordial source of historical intelligibility is something
art can still teach us. (Although interpreters also overlook this, the quiet
but ominous presence of a homophonous “third reich” in Meyer’s poem
7
As we saw in part one, it was not until 1938 (in The Age of the World Picture”) that
Heidegger began clearly to distinguish modern “subjectivism” (the modern subject’s quest
to completely control the objective world) from late-modern “enframing” (the objectiication of that subject whereby everything gets reduced to the status of an intrinsicallymeaningless “resource,” Bestand, standing by to be optimized and eficiently ordered for
further use). Heidegger also later distinguishes between two phases in the Ancient world,
viz., the pre-Socratic and the Platonic (see Heidegger on Ontotheology, ch. 1).
The Three Pillars of Heidegger’s Understanding of Art
71
reminds us of the deeply troubling dimension of Heidegger’s thinking in
the mid-1930s, the fact that his philosophical hopes for the future were
for a brief time deeply entwined with his idiosyncratic understanding of
the philosophical direction he believed the burgeoning National Socialist
“revolution” might yet take.)8
While both the temple and the poem thus remain quite important, only
Van Gogh’s painting directly exempliies what Heidegger thinks it means to
encounter art in a way that allows us to transcend modern aesthetics from
within. This means that Heidegger’s interpretation of Van Gogh’s painting, far
from being irrelevant, is actually the most important part of his essay. For, it is only
8
It is possible that Heidegger does not envision a new fountain, or even a fourth basin, here
in 1936 but, instead, continues to imagine a (more politically problematic) revitalization
of the third basin, along the lines of his then current faith in the possibility of redirecting the Third Reich philosophically. (On this point, see Heidegger on Ontotheology, 120–1.)
Given the historical context of Heidegger’s essay, the suggestive proximity of the words
“reich / Der dritten” (“. . . riches / the third . . .”) in lines 5 and 6 of Meyer’s poem are certainly troubling in this regard (PLT 37/GA5 23; cf. P 17, where one of these lines is unintentionally elided). This worry cannot be dismissed by pointing to the obvious fact that
Meyer’s “Roman Fountain” employs the reich of “riches” rather than the homophonic Reich
of “empire,” because Heidegger’s own understanding of poetry stresses the central importance of poetry’s ineliminable polysemy (as we will see in the next two chapters). Indeed,
in my view, it is here that those searching for a hidden allusion to Nazism in Heidegger’s essay should
look, rather than to his interpretation of Van Gogh’s painting (as Schapiro inluentially,
but falsely, suggests – as we will see in section 3). That Heidegger chose a poem containing
these words at this time is surely no coincidence but, instead, another signiicant aspect
of the otherwise mysterious attraction Meyer’s seemingly rather mediocre poem held for
him. Notice, however, that this initially alarming allusion, when taken in context, actually suggests Heidegger’s view of the spiritual poverty of the Third Reich as it existed in
1935–6, a poverty that for a brief time Heidegger hoped to remedy by helping to lead the
Nazi movement philosophically to a “second, deeper awakening” (HB 571). Heidegger
megalomaniacally thought Nazism could attain this more profound spiritual “awakening”
by being uprooted from Hitler’s eugenic vision (which Heidegger consistently rejects as
a “biologistic” extension of Nietzschean metaphysics) and grounded, instead, in his own
philosophical understanding of the history of being. In general, the political context of
Heidegger’s essay is too complicated and momentous an issue to address adequately here.
I might just add that Heidegger’s simultaneous celebration of Van Gogh (an artist Hitler
hated, and who became for the Nazis a prime example of “degenerate art”) and of a female
farmer (the very image of a woman laborer soon became an anti-fascist trope) shows how
far Heidegger already was in 1935–6 from the central tenets of Nazi ideology. In 1937–8,
Heidegger will privately express his disgust with the Nazi’s aesthetic “productions” celebrating the Aryan superman, in which “e.g., the masculinity of man is produced in giant
muscles and genitals, in blank faces tense with brutality” (M 26/GA66 34). (Thanks to
David Craven for suggesting the penultimate point. For a careful treatment of the broader
political issues raised by Heidegger’s thinking of art, see Young, Heidegger’s Philosophy of Art,
as well as the competing view outlined by Wright in “Heidegger and Hölderlin.” Contrast
the polemical view advanced by Geulen in The End of Art: Readings in a Rumor after Hegel,
Ch. 6. On the direct connection between Heidegger’s philosophy and his politics, see my
Heidegger on Ontotheology, ch. 3. For more on the “other beginning” Heidegger was then
calling for, see Chapter 6.)
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from Heidegger’s phenomenological interpretation of Van Gogh’s artwork
that we late moderns can learn how to transcend modern aesthetics from
within, thereby learning from art what it means to encounter being in a postmodern way. Since we have already summarized Heidegger’s “Promethean”
view of the historically revolutionary work accomplished by the ancient
Greek temple (in Chapter 2.1), we will expand on the point of his return
to Greece only briely (in the next section), in order to say more about how
this return to the past is supposed to help guide us into the future. The rest
of this chapter will be dedicated primarily to explaining Heidegger’s pivotal understanding of Van Gogh’s painting.9 My ultimate objective will be
to show how Heidegger’s interpretation of Van Gogh allows him to move
phenomenologically from the analysis of a particular, individual (“ontic”)
work of art to the ontological structure of artwork in general. Along the
way, we will examine the main details of the postmodern understanding of
being that Heidegger thinks we can learn from a nonaesthetic encounter
with the work of art. Once we understand the precise sequence of steps in
the phenomenological interpretation whereby Heidegger thinks we can
transcend modern aesthetics from within, moreover, we will inally be able
to resolve the long-standing controversy surrounding his interpretation of
Van Gogh’s painting (as we will see in Section 3).
1.1. Back to the Future: Heidegger on the Essence of Art
Heidegger’s introduction of “a well-known painting by Van Gogh, who
painted such shoes several times” (PLT 33/GA5 18), is notoriously abrupt
and puzzling to many readers. The path that leads Heidegger to Van Gogh’s
painting should not be too surprising, however, because it is the same path
we followed last chapter. Looking back at “The Origin of the Work of Art”
two years later (in 1938), Heidegger will write that:
The question of the origin of the work of art does not aim to set out a timelessly
valid determination of the essence of artwork which could also serve as the guiding thread for an historically retrospective clariication of the history of art. The
question is most intimately connected with the task of overcoming aesthetics,
9
Understanding Heidegger’s phenomenological interpretation of Van Gogh allows us to
recognize that the less culturally monolithic understanding of art that Dreyfus and Young
rightly discern in Heidegger’s later writings can already be found in a nascent form in his
phenomenological interpretation of Van Gogh, alongside the more culturally uniied view
suggested by Heidegger’s thoughts on the ancient Greek temple. In the earliest version of
the essay, each “people” (Volk) would have its own “singular” understanding of the being
of entities (HR 147/UK1 20). The crucial difference that emerges in the later, published
version is that the postmodern understanding of being that Heidegger suggests Van Gogh
can help us inaugurate historically would understand the being of entities in terms of
being as such, i.e., not in a single, monolithic way but, instead, as essentially inexhaustible
and thus necessarily polysemic (as we will see in Section 2.3).
The Three Pillars of Heidegger’s Understanding of Art
73
which also means overcoming a certain conception of entities as what are objectively representable. (CP 354/GA65 503)10
We have seen that because aesthetics tries to describe artworks as objects
that express and intensify human subjects’ experiences of life, the aesthetic
approach begins “always-already” too late. Modern aesthetics presupposes
the perspective of a subject confronting an external art object and thereby
misses the way art works inconspicuously in the background of human existence to shape and transform our basic sense of what is and what matters.
Heidegger expands his critique to include “representation” here because
representations are what modern philosophy typically uses to try to bridge
the divide Descartes opened between subjects and objects. The objective
world allegedly “external” to subjectivity gets duplicated in miniature,
as it were, and “re-presented” to the mind – as in the famous Cartesian
picture of consciousness as an internal “theater of representations.” Of
course, Heidegger does not deny that representations sometimes mediate
our experience of the world. What he denies is that representations go
“all the way down,” that they plumb the depths of existence. Instead, representations presuppose a level of existence they cannot fully recapture.
Remember that Heidegger’s fundamental phenomenological critique of
the modern theoretical picture is that it overlooks and then cannot subsequently do justice to the more basic level of engaged existence, a practical coping with equipment in which no subject/object dichotomy has yet
opened up because self and world remain integrally entwined and mutually determining.11 This primordial level of engaged existence, we will see,
10
11
In this quotation from his middle period, Heidegger calls for an “overcoming”
(Überwindung) of modern aesthetics, but he will soon reject the idea of overcoming modern metaphysics directly (for the reason that any such attempt to move directly “anti–”
inevitably remains entangled in the logic of that which it opposes), instead calling for a
“twisting-free” (Verwindung) of modern metaphysics, i.e., a kind of passing through and
getting beyond, as one might “get over” or recover from a serious illness.
According to the theoretical picture at the core of modern philosophy, we have no
unmediated acquaintance with reality; instead, we only ever experience the objective
world as it is re-presented in our own consciousness. From the perspective of phenomenology, this doubling of the world in “representation” looks like a mischaracterization
of ordinary existence, in which we typically encounter people and trees, e.g., not representations of people and trees. Of course, we do explicitly encounter representations
in certain types of break-down cases, for example, when our only access to a painting is
through various representations of it and, as we study them, we become aware of subtle
differences between these different representations of the same work; or when our only
chance to see our family is by way of a low-resolution videoconference, in which problems
with the sound or picture make it dificult to ignore the medium of our interaction. In
such break-down cases, we become aware of representations coming between us and the
world precisely because we experience them as a poor substitute for the thing they represent. Interestingly, thinking about such media of perception (especially the empirical
study of optics) originally helped Descartes motivate the rather strange idea that representations of which we are unaware pervasively mediate our experience of the world.
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Heidegger’s Postmodern Understanding of Art
is what Heidegger thinks Van Gogh’s painting allows us to encounter and
understand in a way no mere aesthetic representation ever could. In so
doing, Heidegger thinks, Van Gogh’s painting allows us to encounter the
very essence of art.
On the basis of passages like the one quoted above, however, some
interpreters claim that “The Origin of the Work of Art” does not seek to
“uncover the essence of art,” but that is quite misleading.12 As Heidegger
says, his essay does not seek to set out one “timelessly valid determination”
of the essence of art which would apply retrospectively to the entire history of art, but that is only because he does not understand essences the
way they have been understood from Plato to Kripke, namely, as “timelessly valid determinations” of what something is.13 In fact, “The Origin
of the Work of Art” does attempt to uncover and communicate art’s historical “essence,” by which Heidegger means that structure that allows art
to reveal itself in different ways as it unfolds in the human understanding
12
13
(On Heidegger’s radical challenge to this view, see the major works by Guignon, Heidegger
and the Problem of Knowledge; Richardson, Existential Epistemology: A Heideggerian Critique of
the Cartesian Project; F. A. Olafson, Heidegger and the Philosophy of Mind; and H. L. Dreyfus,
Being-in-the-World: A Commentary on Heidegger’s Being and Time, Division I.) Heidegger’s
theory of the transformation from the “hands on” (zuhanden) the “on hand” (vorhanden),
discussed in the previous chapter, helps explain why it is that when our practical
engagement with the world of our involvements breaks down or runs into unexpected dificulties, we then often ind ourselves explicitly deliberating, making plans, articulating
our beliefs and desires, trying out various interpretations, and the like.
(K. Hammermeister advances this claim in The German Aesthetic Tradition, 238 note 8; cf.
Bartky, “Heidegger’s Philosophy of Art.”) The speciic question of whether Heidegger
believes art has an essence (he does) leads to the larger question of whether, given
Heidegger’s understanding of this essence (in terms of the alêtheiac tension of emerging
and withdrawing that gives rise to all historical intelligibility), he can properly be said
to have a “philosophy of art” as such. Pöggeler famously argues that Heidegger does not
have a “philosophy of art” at all, because Heidegger does not think of art distinctively
as art but only in terms of the role art plays disclosing being in time. (See Pöggeler,
Philosophie und Politik bei Heidegger.) Pöggeler’s criticism, however, begs the question against
Heidegger’s phenomenological understanding of art. For, as Steven Crowell explains,
“the phenomenologist does not relect on experience in order to describe it in its particularity but to uncover the ‘essential’ or a priori structures that inform it” (“Phenomenology
and Aesthetics; or, Why Art Matters”). In Heideggers Philosophie der Kunst, F.-W. von
Herrmann thus responds to Pöggeler simply by elaborating the philosophy of art that
von Herrmann, like Young, rightly inds in Heidegger’s later work (although we will see
that it can already be discerned in his phenomenological reading of Van Gogh). (On the
disagreement between Pöggeler and von Herrmann, see also Günter Seubold, Kunst als
Ereignis: Heideggers Weg zu einer nicht mehr metaphysischen Kunst, 41–7.)
Plato’s metaphysical understanding of the “eternal forms” already lays the ground for
Kripke’s inluential deinition of an essence as an invariant property that can be “rigidly
designated” across all possible worlds. (See Kripke, Naming and Necessity. For more on
Heidegger’s historical understanding of essences, which is closer to Hegel than to Plato,
but lacks Hegel’s teleological commitments, see my Heidegger on Ontotheology, 52–61.)
The Three Pillars of Heidegger’s Understanding of Art
75
across time. What is so confusing for many readers, however, is that this
historical essence of art is not some substance underlying the different forms of art or even a ixed property that would enable us to distinguish art from nonart but, instead, an insubstantial and ever-changing
“essential strife” that is built into the structure of all intelligibility (that
is, the structure whereby entities become intelligible as entities), as
we will see.14
Rather than obliging Heidegger to elaborate an entire art history, the
normative demands of his critical project only require him to focus on
two crucial moments in Western humanity’s changing historical understanding of art – a kind of before and after, as it were, which allows him
to contrast the fullness of what has been possible with the narrowness
of what is currently actual. Indeed, Heidegger is primarily concerned to
show, irst, how the ancient Greeks encountered art in a nonaesthetic way
(and so enshrined it in their temples), and second, how art is typically
understood and experienced by us late moderns, who remain caught in
the grip of modern aesthetics and so under the inluence of “modern
subjectivism” (PLT 76/GA5 63). As subjectivism’s unlimited ambition to
establish “mastery over the totality of what-is” (QCT 132/GA5 92) works
to objectify even modernity’s vaunted subject, moreover, it increasingly
transforms modern subjectivism into late-modern “enframing” (as we
saw last chapter).
In “The Origin of the Work of Art,” Heidegger suggests that modern
subjectivism and late-modern enframing can be understood as symptoms
of Western humanity’s continuing inability to accept our deining existential initude. The limitless ambition of our subjectivist quest to master all
reality conceptually is a kind of manic refusal to own up to, make peace
with, and ind non-nihilistic ways to afirm a tragic truth that Heidegger
gleans from the ancients:
Much of what is cannot be brought under the rule of humanity. Only a little
becomes known. What is known remains approximate; what is mastered remains
unstable. What-is is never something [entirely] man-made or even only a representation, as it can all too easily appear. (PLT 53/GA5 39)
Heidegger takes off here from the second choral ode in Sophocles’
Antigone (which he discusses at length in 1935’s Introduction to Metaphysics).
For Sophocles’ Theban elders, the one thing humanity cannot master is
14
For Heidegger, the essence of art is also the essential tension whereby being becomes
intelligible in time. This essential tension conditions the becoming-intelligible of all
things, Heidegger suggests, even the technological works of art that efface and deny this
struggle like the freeway interchange noted earlier. For this reason, such works can be
subjected to immanent critiques that show that they deny, efface, or contradict their own
conditions of possibility.
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Heidegger’s Postmodern Understanding of Art
death. For Heidegger, thinking about death opens us up to the terrifyingly
“awesome” insight that the known rests on the unknown, the mastered on
the unmastered, like a small ship loating on a deep and stormy “sea” (IM
159, 164/GA40 159, 162).15 We like to believe that humanity is well on its
way to mastering the universe, but art teaches us that we will never exhaust
the possibilities inherent in what we like to call “reality.”
Yet, rather than leading us into despair over our essential human initude (the fact that we will never master the totality of what-is), art helps
us learn to embrace our deining initude by reminding us of its other
side, namely, the fact that intelligibility will never exhaust its source. For, it
remains possible for being to continue to become newly intelligible only if
it cannot ever become fully intelligible. Art thus teaches us to embrace the
insight that meanings will never be exhausted as precisely what makes it
possible for us to continue to discover new meanings. In this way art helps
us see that human initude is not something we should despair over or
seek to deny though compensatory subjectivistic fantasies. Of course, the
claim that we should give up thinking we could ever know everything does
not entail that we should give up trying to know new things – quite the
contrary. If the heroic is what helps us afirm and thereby transform the
tragic (as we will see in Chapter 5), then Heidegger’s thinking about art is
implicitly heroic. For, art teaches us to embrace the initially tragic insight
that being will never be completely revealed in time as the very thing that
makes it possible for human beings to continue to understand what-is in
new and potentially more meaningful ways.
In sum, the point of Heidegger’s juxtaposition of modern spleen and
ancient ideal is not to call for the impossible revival of the lost Greek past
but, rather, to help motivate a new, post-aesthetic understanding of what
art could still mean for us, now and in the future. If, instead of trying to
obtain a kind of cognitive mastery over art through aesthetics – or using
aesthetics to extend our late-modern understanding of all that is as intrinsically meaningless resources standing by to be optimized – we simply
allow ourselves to encounter what is happening within a great work of art,
then Heidegger thinks we will be able to recognize the “essential strife” in
which a true work of art paradoxically “rests” and inds its “repose” (PLT
48–9/GA5 34–5). When we encounter this “movement” that paradoxically rests in the masterful “composure” of a great artwork, moreover,
15
Heidegger’s more speciic point here is that the way things show themselves to us is not
determined solely by us: Human beings do not get to decide the fundamental conceptual parameters through which we make sense of reality and ourselves. Instead, the great
poets and thinkers receptively shape the lenses through which we see the world and ourselves by creatively responding to the ways things show or suggest themselves. Even for the
great poets and thinkers, then, the way that entities reveal their being is never entirely
within human control or simply a product our own representational capacities.
The Three Pillars of Heidegger’s Understanding of Art
77
what we discover therein is an “instability” that underlies the entire intelligible order, an ontological tension (between revealing and concealing,
emerging and withdrawing) that can never be permanently stabilized and
so remains even in what is “mastered.”16 Indeed, what is truly mastered
artistically, Heidegger suggests, is what somehow captures, preserves, and
communicates this tension in the structure of intelligibility, allowing us
to encounter and understand this essential tension in a way that can help
us learn to transcend the limits of our modern and late-modern ways of
understanding what and how beings are.
1.2. Heidegger’s Phenomenological Approach to Art
To encounter the paradoxical movement at rest within a great artwork (the
mysterious movement that, as Hammermeister nicely suggests, enables art
to move us in turn), Heidegger believes we need only follow the phenomenological dictum that we should “simply describe” our experience of the
16
Heidegger describes the paradoxical movement at rest in a great work of art as “the
constantly self-exceeding composure of the work’s movement” (PLT 50/GA5 36).
The fundamental ontological instability that can be discovered in the inconspicuous
movement of a great artwork is precisely what “The Origin of the Work of Art” describes
as the “essential strife” between “earth” and “world.” For Heidegger, the preservation
of this inconspicuous movement at rest in a work (e.g., in the paintings of Van Gogh,
Cézanne, and Klee) is a sign of the highest artistic mastery, for it allows such compositions to convey rather than conceal the conditions of their own generation. In 1934,
Heidegger succinctly describes this paradoxical movement at rest as “the harnessed
frenzy [or bound rush, der gebändigte Rausch] of creative works” (LQ 140/GA 38 169).
Heidegger’s nice formulation strongly suggests that his thinking of the essential tension of earth and world was deeply inluenced by the early Nietzsche’s understanding of
art in terms of the struggle between Apollo and Dionysus (because Rausch also means
drunkenness), but it also points toward the crucial difference, which is the difference
between Nietzschean succession and Heideggerian simultaneity. In Nietzsche’s (selfdescribed) “aesthetic metaphysics,” the fundamental conlict between Dionysian and the
Apollonian forces similarly drives the unfolding of history; yet, the underlying Dionysian
lux gives rise to an Apollonian form that stills that lux temporarily, thereby generating
an alternating cycle of opposites in which “wherever the Dionysian broke through, the
Apollonian was suspended and annulled,” and vice versa. For Heidegger, by contrast, the
artwork does not still or annul the tension but rather captures it in its “bound frenzy.”
If, for Nietzsche, we could thus think of rigidly disciplined martial formations or athletic movement stilled in a sculpture (or religious rapture given a stable form in the
tragic chorus), I would say that for Heidegger we should think instead of Odysseus bound
to the mast while still struggling to break free. As Young nicely shows, Heidegger traces
Nietzsche’s Dionysus/Apollo opposition back to Hölderlin’s distinction between Greek
“ire from heaven” and German “clarity of presentation” (which Heidegger discusses at
length in 1942’s HHI), but Young goes too far when he suggests that Hölderlin’s view is
“identical” with Heidegger’s thinking of the earth/world tension. (See Nietzsche, The
Birth of Tragedy and Other Writings, 27, 30; Young, Heidegger’s Philosophy of Art, 40–1. See
also Dennis Schmidt, On Germans and Other Greeks.)
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Heidegger’s Postmodern Understanding of Art
work of art “without any philosophical theory” (PLT 32/GA5 18).17 The
phenomenological approach to art instructs us to
restrain from all usual doing and prizing, knowing and looking, in order to linger
within the truth that is happening in the work. Only the restraint of this lingering
allows what is created to irst be the work that it is. (PLT 66/GA5 54)18
Yet, simply “to let a being be the way it is [wie es ist]” turns out to be “the
most dificult of tasks” (PLT 31/GA5 16). For, insofar as the concepts we
use to make sense of our experience remain uninterrogated as to their
built-in interpretive biases, we tend not even to notice when inappropriate
conceptual categories lead us to a distorted or inadequate apprehension of
the phenomenon at issue.
Phenomenology’s ideal of pure description thus requires us to struggle
vigilantly against our usual tendency to force the square peg of recalcitrant experience into the round hole of ready-made conceptual categories.
(For example, we typically presuppose that things at rest cannot move, so
we are inclined to dismiss any inkling of movement in an artwork as some
sort of idiosyncratic, subjective projection on our parts, whereas Heidegger
will show phenomenologically that such movement is in fact an essential
part of any true encounter with great art.) In order truly to be open to the
way things show themselves to us, then, we have “to keep at a distance all
preconceptions and interfering misconceptions [Vor- und Übergriffe]” concerning what and how things are. Rather than giving us license simply to do
what comes “naturally,” then, Husserl’s famed phenomenological dictum –
“Back to the things themselves!” – enjoins us to struggle to discern and
neutralize the usually unnoticed metaphysical presuppositions (such as
the modern assumption of a fundamental subject/object dichotomy) that,
although they remain “derivative” of more basic experiences that they cannot explain, nevertheless continue to pass themselves off as “self-evident”
and so lead modern aesthetics off track (PLT 31/GA5 16).
It is not a coincidence that Van Gogh’s painting is the irst example of
an actual work of art that Heidegger mentions in “The Origin of the Work
17
18
Picking up on Heidegger’s paradoxical description of the movement resting in a great
artwork, Hammermeister boldly proposes that: “Only because the work of art moves can
it move us. Yet there is nothing restless about the work of art either. . . .[The artwork]
must be thought of as simultaneously moving and at rest.” Mining a parallel vein, Karsten
Harries rightly sees that: “To be open to the earth is inevitably to be affected, moved,
claimed. Heidegger’s talk of the earth thus gestures also toward the affective base without
which all our talk of values or divinities is ultimately groundless. . . . The step beyond nihilism is possible only as a recovery of the earth.” (See Hammermeister, The German Aesthetic
Tradition, 183; Harries, “Heidegger’s Confrontation with Aesthetics,” 376.)
Heidegger continues: “This letting the work be a work is what we call preservation
[Bewahrung] of the work” (PLT 66/GA5 54). Such “preservation” designates the safeguarding of a work’s alêtheiac truth by the individual or community of those who keep the
meaning of the work alive in their lives, without whom the work cannot do any work.
The Three Pillars of Heidegger’s Understanding of Art
79
of Art,” and the context, when examined closely, is revealing. Heidegger is
introducing the concept of a “thing,” a seemingly obvious idea the complex
history of which he then goes on to explicate in great detail (PLT 20–30/
GA5 5–16), thereby undermining its initial appearance of obviousness.19
By showing that none of the three standard metaphysical conceptions of a
thing – which conceive of a thing variously as “the bearer of traits, as the
unity of a sensory manifold, and as formed matter” (PLT 30/GA5 15) –
manages to capture fully our sense of what things are, Heidegger is able
to make the crucial suggestion that there is something about a thing that
eludes all our attempts to capture and express it conceptually:
The inconspicuous thing withdraws itself from thought most stubbornly. Or can it
be that this self-refusal of the mere thing, this self-contained refusal to be pushed
around, belongs precisely to the essential nature of things? (PLT 31–2/GA5 17)
By suggesting that an ineliminable elusiveness – an independence
from human designs – is in fact essential to what things are, Heidegger
is motivating his own concept of the “earth” as what both informs and
resists conceptualization.20 At the same time, he is also illustrating his
19
20
Heidegger recounts the genealogy whereby (1) the ancient concept of a thing as a unity of
hypokeimenon and symbebêkos irst gets reduced (when the Greek is translated into Latin) to
the medieval “substance and accidents,” and then to the modern “primary and secondary
properties.” He also briely discusses (2) Kant’s conception of a thing as the “unity of a
sensory manifold” as well as (3) Aristotle’s understanding of a thing as “formed matter”
(see PLT 20–30/GA5 5–16). “The Origin of the Work of Art” suggests that the irst two
conceptions render the essence of the thing phenomenologically inaccessible (the irst by
placing the core of the thing too far away from the body and its sensory capacities, the
second by bringing it too close). For Heidegger, this recognition of the thing’s inaccessibility is only half right; there will always be aspects of a thing that elude our encounter
with it, but there is no single aspect of that stands forever beyond our reach, in principle
inaccessible, as if located in some transcendent realm outside space and time. In other
words, Heidegger phenomenologizes the noumenal: What does not completely show itself to us
conditions our experience of what does show itself (and vice versa), but its not completely
showing itself to us does show up to us, either implicitly (such that our seeing the chair,
e.g., as having other sides that we do not see is what gives it the three-dimensional appearance we take for granted) or, in great art, explicitly (where we actually see, e.g., that there
is something we do not see at the heart of what we do see, and this initially paradoxical
disclosure of what both conditions and withdraws from our experience is precisely what
Heidegger calls “earth”). As for the third conception of the thing (as formed matter),
Heidegger suggests that this inluential conception needs to be understood as a metaphysically rigidiied (and so overly narrow) descendent of the phenomenon he is seeking
to discover in the essay, viz., the joining of “world and earth.” The form/matter dichotomy
derives from approaching things in a comportment of technê (rather than poiêsis), with a
preexisting form in mind that one merely imposes on things (rather than creatively disclosing the possibilities inherent in the way “the material” [der Stoff ] of the thing “resists”
[and even “opposes,” Widerstand] such pregiven designs [PLT 46/GA5 32]).
This crucial phenomenological insight that there is something essential to things that
remains “stubbornly” recalcitrant to human control seems to be what motivates Heidegger
to make the transition from evoking the “nothing” to elaborating the “earth.”
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phenomenological dictum that our common-sense view of things –
although it appears “natural” and “self-evident” – is often freighted with
unnoticed metaphysical presuppositions that can eclipse and so prevent a
full encounter with the phenomena we face. By revealing the limitations
of Western philosophy’s metaphysical conceptions of what “things” are,
Heidegger gives a concrete demonstration of his critical-phenomenological view (obviously inluenced by Nietzsche) that: “What seems natural to
us is presumably just the familiarity of a long-established custom which has
forgotten the unfamiliarity from which it arose” (PLT 24/GA5 9).
The fact that Heidegger’s irst mention of Van Gogh is framed by these
two ways of undermining our usual sense of the obviousness of things
should lead us to suspect that he is introducing a seemingly obvious idea
that he will subsequently use phenomenology to try to call into question,
excavate beneath, and so go beyond. Once we recognize the context, it is
not dificult to detect the irony in Heidegger’s initial suggestion that “artworks are familiar to everyone” already since they “obviously” populate our
world just like all the other objects “on hand”:
One [Man] inds works of architecture and sculpture erected in public places, in
churches, and in private dwellings. . . . Works obviously are on hand [vorhanden,
i.e., objectively present] like any other thing. The picture hangs on the wall like a
rile or a hat. A painting, for example the one by Van Gogh that represents a pair
of farmer’s shoes, travels from one exhibit to another. Works are shipped like coal
from the Ruhr and logs from the Black Forest. (PLT 19/GA5 3)
The last line points toward the way aesthetics serves enframing (as we saw
last chapter). Indeed, Heidegger clearly means to suggest that the very
obviousness of the public knowledge he appeals to ironically here – which
assumes that artworks are objects and that they represent things – conceals
the more “original” truths about art which he seeks to uncover in “The
Origin of the Work of Art.”21
That the initial familiarity of the anonymous “everyone” (jedermann)
with art objects and representational paintings turns out to be a supericial
acquaintance that covers over the true depths of the matter at issue should
not be surprising. Almost a decade earlier, when Being and Time famously
sought to disclose the ubiquitous and thus usually unnoticed ways in which
the anonymous “one [das Man] unfolds its true dictatorship,” Heidegger
had already observed that “we read, see, and judge literature and art the
way one sees and judges.” So, for example, “everyone knows” that Da Vinci’s
“Mona Lisa“ is a great work of art; we think we “know” this even if the painting has never spoken to us personally at all, or if we have only heard that
21
We also have good reason to be skeptical of this description because for Heidegger (as
Taylor Carman nicely explains), “ just as a useful thing is not a mere object with functional
properties added on, neither is a work of art simply a useful thing with aesthetic qualities
in addition.” (See Carman, “Heidegger, Martin: Survey of Thought,” 373.)
The Three Pillars of Heidegger’s Understanding of Art
81
“they say” the enigmatic hint of a smile on her face is supposed to suggest
the numinous presence of God, or the wry smirk of a secret lover – or if we
have heard (more recently) that the sublime elusiveness of her smile can
inally be “explained” by neuroscientiic indings about the way our brains
process different spatial frequencies.22 Yet through this kind of “leveling
down” to a publicly accessible, take-home message,
everything primordial gets glossed over as something long familiar. Everything
gained by a struggle becomes just something to be manipulated. Every mystery
loses its power. (BT 164–5/SZ 126–7)
“The Origin [Ursprung] of the Work of Art” will suggest, conversely, that by
struggling with the mysteries of a work like Van Gogh’s A Pair of Shoes, we
can gain an insight into art’s most “primordial” (or “original,” Ursprüngliche)
level of truth – the very level from which such widespread insights initially
emerged.
Unfortunately, as this suggests, it is quite dificult to present the deepest
truths that emerge from the kind of personal struggle existential phenomenology demands without thereby inadvertently supplying the public with
another leveled-down formula to bandy about, a familiar catchphrase (like
“language is the house of being”) that quickly becomes a supericial substitute for the insight it bespeaks. The problem, expressed metaphorically, is
that receiving a souvenir from someone else’s journey makes a poor substitute for taking that voyage for oneself. Heidegger’s recognition of this dificulty helps explain why he seeks to show at least as much as to say what he
takes to be art’s deepest truths in “The Origin of the Work of Art.” Indeed,
what is easily recognized as the later Heidegger’s distinctive, “poetic” style
comes from the fact that, after Being and Time, he is no longer content
simply to construct arguments in relatively straightforward philosophical
prose, but also begins to try to lead his audience performatively to see the
phenomenon ultimately at issue for themselves.23 This is a large part of
22
23
From a Heideggerian perspective, the last explanation is the most problematic; it not
only illustrates another way in which aesthetics can come to serve “enframing” through
neuroscience; it also shows how the enigma of art gets “explained” away in the process.
(See Livingstone’s own remarks to this effect at http://neuro.med.harvard.edu/faculty/
livingstone.html [accessed 23 August 2010].)
This chapter faces the same problem, in that it rather brazenly puts into words some
of the insights Heidegger seems deliberately to have left unstated. I think such hermeneutic audacity justiied by that fact that Heidegger’s readers have not yet seen these
important matters (and others surely remain unseen still). If Heidegger seems to overestimate readers’ perspicacity, we should remember that his original audience (viz., “the
Art-Historical Society of Freiburg”) would have known that his understanding of art in
“The Origin of the Work of Art” was paired with his complementary critique of aesthetics
because, as Kelly points out, “the title of the colloquium at which Heidegger irst presented an early version of the ‘Origin’ essay (and which he coorganized) was entitled ‘The
Overcoming of Aesthetics in the Question of Art.’” (See Kelly, Iconoclasm in Aesthetics, 35.)
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what makes Heidegger’s later works even more elusive and challenging for
contemporary philosophical readers than Being and Time. By drawing on
Heidegger’s early as well as his later works, however, I think we can clearly
understand the enduring philosophical challenges that his phenomenological approach to art seeks to surmount.
1.3. The Phenomenological Dificulty Heidegger
Introduces Van Gogh to Address
The basic problem, we have seen, is that the way artworks function in the
background of our everyday experience cannot be adequately described
in aesthetic terms (as a subject’s experience of an art object) because: (1)
aesthetics presupposes the subject/object dichotomy; (2) this subject/
object dichotomy emerges only at a secondary level of experience, when
our primary, integral engagement with the world of practical equipment
breaks down; and (3) secondary structures of experience like the subject/
object dichotomy cannot recapture the primordial level of our engagement
with the world (the level from which they originally derive), because any
such description of an external object “on hand” for a subject misses precisely what it is like to encounter “equipment” in a hands-on way. Objective
descriptions of equipment bypass the very “equipmentality of equipment
[Zeughaften des Zeuges]” (PLT 32/GA5 17) – as Heidegger phrases the point
in “The Origin of the Work of Art” (still using the technical terminology of Being and Time) – because these descriptions of what is objectively
“on hand” fail to notice, let alone capture, what it is like to be integrally
involved with equipment in engaged, “hands-on” use. The fundamental
problem, then, is: How can such engaged use ever be adequately described
and communicated?
It is this dificult attempt to describe phenomenologically “what
equipment in truth is” (PLT 32/GA5 17) – that is, to convey what it is like
to encounter something when we are not aware of it as an object at all but,
instead, are completely immersed in our practical engagement with it –
that motivates Heidegger not just to mention but genuinely to introduce
Van Gogh’s painting, which he next presents simply “as an example of a
common sort of equipment – a pair of farmer’s shoes” (PLT 32/GA5 18).
In Van Gogh’s most famous painting of A Pair of Shoes (1886), Heidegger
believes we can “discover what the equipmental being of equipment is in
truth” (PLT 33/GA5 18). In other words, Heidegger thinks Van Gogh’s
painting reveals what it is like genuinely to encounter a shoe in its use as a
shoe. As he puts it:
The farming woman wears her shoes in the ield. Only here are they what they are.
They are all the more genuinely so, the less the farming woman at work thinks
about the shoes, or senses them at all, or is even aware of them. (PLT 33/GA5 18)
The Three Pillars of Heidegger’s Understanding of Art
83
Heidegger thus introduces Van Gogh’s painting of (what he takes to
be) a farmer’s shoes in order “to facilitate the visual realization” of
“equipmentality,” that primordial modality of existence in which we are
integrally involved with our world and so encountering equipment in a
nonthematic, hands-on way (a nonthematic encounter with what Heidegger
dubs the “reliability” of the shoes, that is, their inconspicuous being as
equipment in use).24
Yet, this is a deeply paradoxical move, as Heidegger himself realizes,
because Van Gogh’s painting does not picture shoes being used as equipment; it pictures shoes merely standing there like objects in a still-life painting! We will thus remain caught in an aesthetic experience, Heidegger
acknowledges, “as long as we simply look at the empty, unused shoes as
they stand there in the picture” (PLT 33/GA5 19). The deep puzzle here,
then, is: How is Van Gogh’s picture of “empty, unused shoes” standing
there like objects supposed to help us uproot and transcend the subject/
object dichotomy lying at the heart of modern aesthetics? To put the puzzle in Heidegger’s terms: How is our experience of a painting of a pair of
shoes standing there like objects supposed to lead us back to a preobjective
encounter with “equipmentality”? How can a picture help us ind a way
out of the age of the world picture? How, in other words, can aesthetics
transcend itself from within?
Here Heidegger has set up a genuine aporia – or better, an Holzweg, a
“forest path” or, more colloquially, “a path to nowhere.” It is not a coincidence that Holzwege is the title Heidegger gave to the book of essays that
opens with “The Origin of the Work of Art.” As Heidegger hints (in the otherwise empty page he had inserted into the book, before its irst page), an
Holzweg is a path through the woods made by foresters (and known to backwoods hikers as well as to the locals who follow these paths to gather their
own irewood, as Heidegger himself did). Such a path eventually comes to
an apparent dead-end, but this dead-end – seen differently – turns out to be
a “clearing” (or Lichtung), that is, a place in the forest from which the trees
have been removed. Such a clearing thus offers an unexpected vista, an
epiphany that, although it results only from walking a particular path for
oneself, can nevertheless seem to come from out of the middle of nowhere.
As Heidegger suggests, an encounter with a forest “clearing” from which
the trees have been removed – that is, an encounter with nothing, initially –
makes it possible for us to notice the light through which we ordinarily
see the forest. In his terms, a clearing redirects our attention from entities
to being, that usually unnoticed ontological light through which things
ordinarily appear. And if we can notice the light through which we see,
then we can also notice that things show up differently in different lights,
24
I take up the notorious whose shoes controversy in Section 3.
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and so begin to realize that being exceeds any of its particular manifestations and, indeed, makes them all possible.25 Seeing differently, we might
thus say, can turn an apparent dead-end into the occasion for an ontological epiphany.
2. Seeing Differently: From the Noth-Ing
of the Nothing to the Essential Strife
of Earth and World
With this crucial idea of seeing differently in mind, let us notice a related aporia
that appears a bit earlier in Heidegger’s text. While developing his phenomenological critique of the way the modern conception of what “things”
are implicitly structures and so distorts the aesthetic understanding of art,
Heidegger observes that when this “subject-object relation is coupled with
the conceptual pair form-matter,” and this conceptual matrix is combined
with the “rational/irrational” and “logical/illogical” dichotomies,
then representation has at its command a conceptual machinery which nothing
can stand against [eine Begriffsmechanik, der nichts widerstehen kann]. (PLT 27/GA5 12)
Heidegger seems to mean us to take his words seriously: Aesthetic representation now possesses “a conceptual machinery which nothing can
stand against.” Taken seriously, however, these words leave no room for
Heidegger’s hope of transcending aesthetics. We reach a dead-end, that
is, until we hear these words differently, as instead suggesting that (the)
nothing can indeed stand against the otherwise irresistible conceptual
machinery of aesthetics.
That might sound bizarre at irst, but remember that, for Heidegger,
the nothing is not nothing at all but, rather, does something; “the nothing itself noths or nihilates [das Nichts selbst nichtet]” [P 90/GA9 114], as
he notoriously put it in 1929.26 This active “noth-ing” of the nothing was
25
26
A similar phenomenon attracted numerous painters to New Mexico. For the famous Taos
School, beauty was not only about what one saw (the sweeping vista of mountain and valley) but just as much about the light through which one saw it. In the quick and dramatic
shifts of light that characterize the high desert plateau (especially around sunset and
sunrise, or when the clouds suddenly roll in during monsoon season), the usually unnoticed light though which we see suddenly becomes radiantly self-evident. The experience
of coming to “see the light” through which one sees can be transformative for anyone,
but it has proven particularly attractive for painters, photographers, and, most recently,
cinematographers. (Tellingly, those who have lived there the longest, the natives of the
Taos Pueblo, have no word for “art” because they understand everything they do as art.
Heidegger’s conviction that what one learns from a great work of art should come to shape
the way one sees everything else is not, I think, so different.)
This famously chagrined Carnap, for whom such a seeming hypostatization of negation
was the very epitome of metaphysical nonsense. Friedman even suggests that this sentence effectively represents the moment that split the so-called analytic and continental
Seeing Differently
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the irst name Heidegger came up with to describe the phenomenological manifestation of that which both elicits and eludes complete conceptualization, an initially inchoate phenomenon we encounter when we go
beyond our guiding conception of what-is. To experience this “noth-ing” is
to become attuned to something that is not a thing (hence “nothing”) but
which conditions all our experiences of things, something that fundamentally informs our intelligible worlds but that we experience initially as what
escapes and so deies our “subjectivistic” impulse to extend our conceptual
mastery over everything. With the help of Heidegger’s strange thought that
only this “nothing” can stand against the conceptual machinery of aesthetics, we are now poised to understand his phenomenological interpretation
of Van Gogh’s painting.
To turn a dead-end into a clearing one has to see it differently. Notice
how Heidegger looks at Van Gogh’s still-life painting of a seemingly ordinary pair of well-worn shoes. The pivotal moment in Heidegger’s meditation takes place when he attends to the fact that “[t]here is nothing
surrounding this pair of farmer’s shoes” (PLT 33/GA5 18–9).27 Although
the English translations obscure this (and no other interpreters seem to
notice it), it is nevertheless clear that for Heidegger this nothing is not
nothing at all. Heidegger literally says:
Surrounding this pair of farmer’s shoes there is nothing, in which and to which
they can belong . . . [Um dieses Paar Bauernschuhe herum ist nichts, wozu und wohin sie
gehören könnten. . .] (PLT 33/GA5 18–9)
Heidegger thrice introduces Van Gogh’s A Pair of Shoes by employing the
word “nothing” in precisely this ambiguous way; as we will see, this is how
he begins every extended description of Van Gogh’s painting. The crucial
phenomenological question, then, is: What would it mean to really see this
27
traditions asunder. (See Michael Friedman, A Parting of the Ways: Carnap, Cassirer, and
Heidegger.) Because “The Origin of the Work of Art” rethinks and develops this phenomenon of the “nothing” in terms of the “earth,” the essay helps us better grasp what
Heidegger was groping toward with that initially obscure formulation from 1929.
“From Van Gogh’s painting we cannot even determine where these shoes stand” (PLT
33/GA5 18) – or “to whom they belong” (GA5 18 note a), Heidegger adds in a note he
made in the margins of his copy of the 1960 Reclam edition, clearly in response to Meyer
Schapiro’s criticism. On this basis, Schapiro concludes that (1) “Heidegger changed his
interpretation of Van Gogh’s painting” and (2) “ended up admitting that he was uncertain about whose shoes they were.” Schapiro’s second conclusion misses the point of
Heidegger’s note, which is that no one – neither he nor Schapiro – can be certain about
who originally wore the shoes that Van Gogh painted in A Pair of Shoes (1886). Yet, this
turns out to be largely irrelevant to Heidegger’s view (as we will see in section 3). Meyer’s
irst conclusion is thus mistaken as well; Heidegger retracts nothing essential from his
phenomenological interpretation of Van Gogh (as we will also see). (See Meyer Schapiro,
“The Still Life as a Personal Object – A Note on Heidegger and van Gogh (1968),” 142
note 9; and David Craven, “A Series of Interviews: Meyer Schapiro and Lillian Milgram
Schapiro with David Craven,” 161.)
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Heidegger’s Postmodern Understanding of Art
Figure 2. Vincent van Gogh, A Pair of Shoes, 1886, Van Gogh Museum, Amsterdam,
The Netherlands. Reproduced by permission from Art Resource, NY. Photo
credit: Art Resource, NY.
“nothing,” to encounter it not as nothing at all but, quite differently, as that
“in which and to which” the shoes can indeed belong?28 (See Figure 2.)
If, following Heidegger, one attends long enough to the “nothing surrounding this pair of farmer’s shoes,” meditating (with suficient patience
and care)29 on “the undeined space” (PLT 33/GA5 19) in Van Gogh’s
28
29
Heidegger is not the only one who thinks that the key to the enduring appeal of Van
Gogh’s much beloved painting, A Pair of Shoes (1886), is to be found in the poignant
way it depicts absence making itself present. Cliff Edwards, who spent “many hours in
Amsterdam’s Van Gogh Museum with this painting,” suggests that “Vincent, in these
empty shoes, painted absence,” although, as we will see, Edwards means something different than Heidegger does by this. (See Edwards, The Shoes of Van Gogh: A Spiritual and
Artistic Journey to the Ordinary, 52, 54.)
As noted earlier, Klee became extremely important for the later Heidegger, who would
spend many “hours [alone] with Klee’s paintings.” When Heidegger’s art-historian friend
Petzet helped make a television program about Klee, Heidegger watched it and vehemently objected to the way the “random movement of the camera forces the eye to take
certain leaps that hinder an intensive, quiet viewing as well as a thoughtful staying-with
(or a “lingering thinking-after,” verweilendes Nachdenken), which each single work and
the relations within it deserve.” Petzet was so convinced by Heidegger’s criticism that a
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painting – the strange space that surrounds these shoes like an underlying and yet also enveloping atmosphere – one can notice that inchoate forms begin to emerge from the background but never quite take a
irm shape; in fact, these shapes tend to disappear when one tries to pin
them down. The background of the painting not only inconspicuously
supports the foreground image of the shoes but, when we turn our attention to this ordinarily inconspicuous background, we can see that it continues to offer up other inchoate shapes that resist being irmly gestalted
themselves. This intriguing phenomenon is more obvious in some of Van
Gogh’s other paintings. (That Van Gogh seems to have embedded his own
hat-wearing visage into the sole light that illuminates his famous “Café
Terrace at Night” is perhaps easiest to see.)30 Clearly, “Vincent recognized
that something important happened in the old shoes painting, for he
went on to experiment several times with the theme,” and if one studies
another of Van Gogh’s paintings titled A Pair of Shoes (this one from the
following year, 1887), it is hard to miss the faces half-emerging from the
background in the upper right corner of the painting, or the Christ-like
igure in the upper left.31
30
31
technologically mediated viewing necessarily “missed the tenderness and intimacy that
lourish between Klee’s lines” that Petzet resolved never again to make a television program about art. (See H. Petzet, Encounters and Dialogues with Martin Heidegger, 146, 150.)
See http://upload.wikimedia.org/wikipedia/commons/7/7e/Vincent_Willem_van_Gogh_
015.jpg (accessed 9 August 2010).
(See http://www.vangoghgallery.com/catalog/Painting/379/Pair-of-Shoes,-A.html [accessed 9 August 2010]; Edwards, The Shoes of Van Gogh, 51.) Some art historians are so
convinced that such subliminal igures were intentional on Van Gogh’s part that their
presence has been used not only to interpret his mental health but even to try to authenticate his disputed works. My own experience suggests that some people can see these
igures quite easily, while others apparently cannot. The scientiic “skeptic,” Michael
Shermer, plausibly suggests that apophenia, the tendency to make sense out of apparent
nonsense (or not-yet-sense), evolved in human beings because missing a real pattern has
potentially much higher evolutionary costs than noticing a false one; e.g., mistaking the
wind in the grass for a lion is much less dangerous than the reverse (see Michael Shermer,
“Patternicity: Finding Meaningful Patterns in Meaningless Noise”). Of course, making
sense of what initially seems senseless also surely has immense evolutionary beneits (giving rise to science itself (!), e.g.), and I agree with art historians that at least some of
the “patterns” in Van Gogh’s backgrounds are not in fact meaningless data (upon which
one simply projects one’s own subjective associations). Still, Shermer’s hypothesis opens
the door to the phenomenologically problematic possibility that only those who have
inherited an evolutionarily nonuniversal tendency toward a kind of hyperactive patternrecognition might be able to appreciate Heidegger’s point. If so, an interesting question
would then be whether such a trait is more prevalent in artists, poets, sculptors, and the
like? That might support Heidegger’s understanding of the essence of artistic creation,
but it might also limit the force of his call for us to learn to practice “dwelling” – i.e., a
poetic sensitivity and openness to other possible meanings – if such an openness is largely
hard-wired. The crucial question, then, is whether such an openness can be learned, or at
least improved upon (in a way that does not involve seeking to impose a universal form on
the diversity of human cognition). Absent empirical study of the matter, it is not clear how
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Heidegger’s Postmodern Understanding of Art
Heidegger would later describe this phenomenon as “the tension of
emerging and not emerging,” and it is central to his remarks on the painting of Paul Cézanne and Paul Klee.32 As Young nicely shows, Heidegger
especially admired Klee’s later works such as Saint from a Window (1940,
the year Klee died), in which the eponymous image in the painting’s foreground barely manages to emerge from the muted cacophony of other
images half-suggesting themselves from the background. Here the tension between emerging and withdrawing is almost as palpable as the central igure, which seems to be disappearing back into the subtly dynamic
background from which other igures continue to suggest themselves. In
a note Heidegger made beneath his sketch of Klee’s Saint from a Window,
Heidegger asks: “If one erases the ‘image’-character [from a picture],
what [is left] to ‘see’?” He answers in another note by quoting Klee himself: “The inner structure organizing the picture itself thus begins to come
to the fore – and come toward truth, coûte que coûte [whatever the cost].”33
32
33
optimistic one is entitled to be here. As Vincent wrote to his brother Theo on 26 August
1882: “They [our parents] will never be able to understand what painting is. They cannot
understand that the igure of a laborer – some furrows in a ploughed ield, a bit of sand,
sea and sky – are serious subjects, so dificult, but at the same time so beautiful, that it is
indeed worthwhile to devote one’s life to expressing the poetry hidden in them.” (See Van
Gogh, The Complete Letters of Vincent van Gogh, letter #226, emphasis added.) I have taken
Van Gogh’s sad and wonderful sentiment as an epigraph for this chapter because it its
perfectly – like an old pair of shoes, I would suggest – with Heidegger’s understanding of Van
Gogh. This is not surprising; Heidegger read Van Gogh’s famous correspondence with his
brother with great enthusiasm, so much so that by 1919, Van Gogh and Martin Luther had
become Heidegger’s two main exemplars of authenticity. (I thank Charles Guignon for
drawing my attention to this fact.)
In a birthday note written to the poet René Char in 1971, Heidegger said of Cézanne
that: “In the late work of the painter, the tension of emerging and not emerging has become
onefold, transformed into a mysterious identity. Is there shown here a pathway that opens
onto a belonging-together of poet and thinker?” (Heidegger’s note is quoted by Petzet,
Encounters and Dialogues with Martin Heidegger, 143–4. See also HR 310–11 and Young’s
insightful treatment of Heidegger’s later work on art in Heidegger’s Philosophy of Art.)
(Heidegger’s unpublished notes on Klee are partly reproduced by Günter Seubold in
“Heideggers nachgelassene Klee-Notizen”; see 8, 11.) In his later works, Klee increasingly erased the lines that typically distinguish a painting’s foreground image from its
background, populating this background with numerous other igures that enter into
a viewer’s awareness to greater and lesser degrees. (A black and white reproduction of
Klee’s Saint from a Window can be found in Young’s Heidegger’s Philosophy of Art, 160.) Thus
Klee’s late works, Heidegger suggests, paint the inconspicuous tension of emerging and
withdrawing, thereby foregrounding the usually unnoticed opposition of foreground
and background that allows painting to work. The “cost” of what Young calls Klee’s
“semi-abstraction” (Heidegger’s Philosophy of Art, 163) seems to be that Klee’s paintings sacriice the longstanding tradition of a clear and unambiguous central image. Of course,
Klee is far from alone in bearing this cost, but his semi-abstraction did help open the
door for the abstract and conceptual art movements that followed, the merits of which
Heidegger remained more skeptical about, as his acquaintance with them was minimal
(as Young shows). If, in the terms of the early Heidegger, Van Gogh helps lead us back
from the presence of an on-hand object to the encounter with hands-on equipmentality,
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For Heidegger, to put it simply, Klee’s late paintings preserve the phenomenological struggle of emerging and withdrawing, and so bring the usually inconspicuous tension between foreground and background itself to
the fore, thereby offering us a glimpse of the underlying structure hidden within all art. Yet, this phenomenological “tension of emerging and
not emerging” that Heidegger inds in Klee and Cézanne, I want to suggest, he discovered irst in Van Gogh’s A Pair of Shoes (1886), speciically, in
the way Van Gogh’s painting manifests what “The Origin of the Work of
Art” famously calls “the essential strife” between “earth and world” (PLT
49/GA5 35).
We can encounter this phenomenological “strife” for ourselves if we
can recognize the way that what initially seems like “nothing” in the background of Van Gogh’s painting continues to tantalizingly offer itself to
our understanding while also receding from our attempts to order what it
offers us into any irm, settled meaning. Thus, when Heidegger deines the
phenomenon of “earth” as “the essentially self-secluding” (PLT 47/GA5
33), he quickly qualiies this deinition by specifying that:
The self-seclusion of earth is not a uniform, inlexible staying under cover; rather,
it unfolds itself in an inexhaustible abundance of simple modes and shapes [eine
unerschöpliche Fülle einfacher Weisen und Gestalten]. (PLT 47/GA5 34)
“Earth,” in other words, is an inherently dynamic dimension of intelligibility that simultaneously offers itself to and resists being brought fully into
the light of our “worlds” of meaning and permanently stabilized therein,
despite our best efforts. These very efforts to bring the earth’s “inexhaustible abundance of simple modes and shapes” completely into the light of
our worlds generates what Heidegger calls the “essential strife” between
“earth” and “world”:
The world grounds itself on the earth and the earth juts through the world. . . .
The world, in resting upon the earth, strives to raise the earth completely [into the
Klee seems to leave us half-submerged within such equipmentality. Or, to put this in a
later Heideggerian light, one could say (with Young) that “whereas, like Cézanne, Klee
thematizes the presencing of world, unlike Cézanne, the works [of Klee] explicitly present us with the presencing of other worlds as well.” (Ibid., 162.) What Young says here
of Cézanne can also be said of Van Gogh. Indeed, Van Gogh can be situated between
Cézanne and Klee, in that Heidegger discovers at least one other world slumbering in
A Pair of Shoes, viz., the world of a farmer (to which we return in section 3). Indeed, in
the terms Heidegger still uses, he says that Klee depicts “no object” but, instead, “the
nothing coming to presence [Nichts Anwesendes]” (Seubold, “Heideggers nachgelassene
Klee-Notizen,” 11), which is precisely the insight that Heidegger inds irst in Van Gogh.
For Heidegger, Van Gogh, Cézanne, and Klee also stand in close proximity to “East Asian
‘Art’” – speciically, to “Zen” painting (e.g., the famous tradition of the “Enso” or circle painted in a single stroke, like the famous one by the Zen master Hakuin) – which,
Heidegger similarly suggests, “is in itself not concerned with a ‘representation’ of what is,
but rather with the approach of humanity to the enveloping nothingness” (ibid.).
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light]. As self-opening, the world cannot endure anything closed. The earth, however, as sheltering and concealing, tends always to draw the world into itself and
keep it there. (PLT 49/GA5 35)
In Heidegger’s view, for a great artwork to work – that is, for it to help
open and preserve a meaningful “world” for a community (whose members
come to embody that meaning in their lives) – this artwork must maintain
an essential tension between the world of meanings it pulls together and
the more mysterious phenomenon Heidegger calls “earth.” Earth, in his
analysis, both informs and sustains this meaningful world and also resists
being interpretively exhausted by it. The earth provides that “combination
of recalcitrance and support” that allows a great artwork to quietly pulsate
with an “inexhaustible abundance” of possibilities while also maintaining
the sanctity of the uninterpretable within the very world of meanings it
conveys.34
Like the notorious “nothing” that (Heidegger wrote in 1929) “makes
possible the manifestation of entities as such for human existence [or
“being-here,” Dasein]” (P 91/GA9 115), the “earth” is thus Heidegger’s name
in 1935–36 for what he most frequently calls “being as such,” a dynamic
phenomenological “presencing” (Anwesen) that gives rise to our worlds of
meaning without ever being exhausted by them, a dimension of intelligibility we experience both as it calls for and informs and as it overlows
and escapes our attempts to pin it down.35 Heidegger will again evoke the
“nothing” to important effect in his later work (as we will see in Chapter 7).
In 1935, however, he seems to have grown dissatisied with his broadly misunderstood “nothing noths” terminology, for he now seeks to redescribe
and more carefully elaborate the mysterious phenomenon he had initially
called the “noth-ing” in terms of the “essentially self-secluding earth,” the
recalcitrant nature of which becomes palpable in its resistance to our best
efforts to bring the phenomenon fully into the light of our intelligible
worlds. In fact, we can observe this reining redescription taking place in
Heidegger’s interpretation of Van Gogh, if we pay close attention.
2.1. From the Phenomenology of Van Gogh’s Painting
to the Ontology of Art
Heidegger’s most famous interpretation of Van Gogh’s painting pivots
again on an ambiguous use of “nothing,” to which Heidegger now adds an
34
35
(See Carman, “Heidegger, Martin: Survey of Thought,” p, 373.) This “earth,” as we will
see, is also the phenomenon Heidegger has in mind when he refers to the “un-truth
of truth” as “the originating region of the not-yet-disclosed, the un-unconcealed [des
Noch-nicht (des Un-) Entborgenen]” (PLT 60/GA5 48).
Heidegger begins to anticipate his 1935 thinking of the essential conlict of earth and
world in 1929, when he adds: “The nothing does not merely serve as the counterpart of
beings; rather, it originally belongs to their essential unfolding [a later note speciies: “the
essential unfolding of being”] as such.” (P 91/GA9 115)
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elliptical, intimating locution (“And yet. . .”) in order to encourage his audience to hear a subtle shift and so notice the meaning suggested by his otherwise superluous addition, “and nothing more.” Heidegger’s use of this
ambiguous locution (“and nothing more”) had become a well-established
rhetorical trope for him by 1935; it was his preferred method for introducing the idea of that “nothing” we encounter when we move beyond
the totality of entities toward that which makes it possible to encounter
entities the way we do. Heidegger established the pattern in 1929’s “What
Is Metaphysics?” by deliberately employing just such ambiguous locutions
seven times in a row, referring to “entities themselves – and nothing besides
[und sonst nichts],” “entities themselves – and nothing further [und weiter
nichts],” “entities themselves – and beyond that, nothing,” etc., then driving the point home with the rhetorical question: “Is this only a manner of
speaking – and nothing besides?” (P 84/GA9 105)
Seen in this light, the fact that Heidegger repeats the same rhetorical
strategy when he introduces Van Gogh’s painting becomes unmistakable:
A pair of farmer’s shoes and nothing more. And yet. [Ein Paar Bauernschuhe und
nichts weiter. Und dennoch.]
From out of the dark opening of the worn insides of the shoes the toilsome tread
of the worker stares forth. . . . The shoes vibrate with the silent call of the earth, its
quiet gift of the ripening grain [i.e., “earth” makes “world” possible by inconspicuously giving itself to the world] and the earth’s unexplained self-refusal in the
fallow desolation of the wintry ield [i.e., it is also constitutive of earth that it resists
this world by receding back into itself]. (PLT 33–4/GA5 19)
As my editorial insertions seek to clarify, the point of Heidegger’s phenomenological interpretation of Van Gogh’s painting of the farmer’s shoes is not
to engage in an armchair anthropology of farming but, rather, to suggest
that attending to the “nothing” in Van Gogh’s painting reveals the deepest
level of “truth” at work in art, namely, the essential tension in which the
phenomenologically abundant “earth” both makes our intelligible worlds
possible and also resists being inally mastered or fully expressed within
any such “world.”
If attending to the mysterious nothing allows us to recognize the dynamic
tension between “earth” and “world” preserved in Van Gogh’s painting,
then we have thereby encountered what is for Heidegger the inner tension
at the heart of art, a tension that not only drives art and keeps it alive but
also allows humanity’s understanding of being to unfold historically. “Art”
in this essential sense – which Heidegger also calls “poetry” or poiêsis, that is,
bringing into being – can be understood as an unending creative struggle to
express that which conditions and informs our worlds of meaning and yet
resists being exhaustively articulated in the terms of these worlds.36 The
36
Remember that for Heidegger, the particular worlds great artworks open have a inite
lifespan, because they depend not only on the materiality of the work but also on those
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conlict preserved in Van Gogh’s painting – between emerging into the
light and receding into the darkness, revealing and withdrawing, “emerging
and not emerging” – is for Heidegger the basic structure of intelligibility
as it takes place in time.
Indeed, Heidegger’s description of this essential conlict between
earth and world can be understood as his attempt to phenomenologically
elaborate his distinctive understanding of truth as the inherently agonistic manifestation of a-lêtheia, that is, “truth” conceived ontologically
as historically variable “un-concealment” or “dis-closure.” It is, I would
say, the hyphen in a-lêtheia – the joining together, literally “under one”
(hypo + hen), of revealing and concealing – that Heidegger develops as the
essential strife between world and earth. With world and earth, in other
words, Heidegger seeks to name and so render visible the quietly conlictual structure at the heart of intelligibility, the uniied opposition that
allows “being” to be “dis-closed” in time. Since Being and Time at least,
Heidegger had insisted on the “equiprimordiality” or “co- originality”
(Gleichursprünglichkeit) of “truth” and “untruth” (BT 265/SZ 222), building on Husserl’s phenomenological axiom that the emergence of one
thing or aspect of a thing into intelligibility requires the concealing
of another. (Taken to its extreme, this axiom allows Heidegger to suggest that the totality of what-is stands in the place of and so conceals
the “nothing” from which it emerges. The “earth” is his response to the
problem that this seems to make all creation ex nihilo, as we will see.) For
Heidegger, the fact that there can be no revealing without concealing
(and vice versa) is a necessary feature not just of perception or cognition
but of intelligibility in general.37
The truth disclosed by Van Gogh’s particular (“ontic”) work of art is
thus ontological. That is, the tension between emerging and withdrawing
that is visible in Van Gogh’s painting implicitly conditions all artistic creation, which (we have seen) means all bringing-into-being, hence all historical intelligibility. Heidegger thus goes so far as to claim that:
37
“preservers” who struggle to keep that world open to the future. (For a remarkably clear,
phenomenological interpretation of Heidegger’s “earth” in terms of the those aspects of
a tradition that can never be clariied, see Mark Wrathall, How to Read Heidegger, 71–87.)
Perhaps this helps explain why Heidegger placed Klee “higher than Picasso” (see Seubold,
“Heideggers nachgelassene Klee-Notizen,” 6). While Klee’s semiabstraction brings the
tension between revealing and concealing itself to the fore (and so teaches us about the
necessarily partial nature of perception and of our experience of intelligibility more generally), Picasso’s cubism seems to follow the modern, subjectivist impulse by seeking to
represent all the aspects of a igure simultaneously. (The stupendous facility of Picasso’s
painting suppresses the tension inherent in this impossible ambition. Had Heidegger recognized it, he might have been more sympathetic to Picasso’s cubist works.) Thinking in
these terms also helps us recognize a similar tension at work in Heidegger’s own attempt
to develop a philosophical version of the musical art of the fugue (as we will see at the
beginning of Chapter 6).
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The world is the self-disclosing openness of the broad paths of the simple and
essential decisions in the destiny of an historical people. The earth is the spontaneous forthcoming of that which is continually self-secluding and to that extent
sheltering and concealing. World and earth are essentially different from one
another and yet are never separated. . . . The work-being of the work consists in the
ighting of the battle [der Bestreitung des Streites] between world and earth. (PLT
49/GA5 35–6)38
As “earth,” in other words, intelligibility tantalizingly offers previously unglimpsed aspects of itself to our understanding and yet also withdraws from
our attempts to order those aspects into a single ixed meaning. As “world,”
we struggle nevertheless to force a stable ordering onto this inexhaustible
phenomenological abundance, however temporarily. In this way, “earth”
both supports and resists “world,” tantalizingly eliciting, always informing, and yet also partly escaping all our attempts to permanently stabilize
our intelligible worlds, to assign a irm shape to things once and for all.
The “essential strife” of this a-lêtheiac struggle between concealing and
revealing, earth and world, is precisely what Heidegger thinks Van Gogh
renders visible in A Pair of Shoes (1886).39 What we can thus learn from a
work of art like Van Gogh’s painting – in which this usually inconspicuous
tension is masterfully captured and conveyed – is that our intelligible worlds
are shaped by what we take from and make of a dynamic phenomenological abundance that we can never fully grasp or inally master. By partly
informing and yet always also partly eluding our attempts to order those
elements the earth offers to our understanding into a single, inal historical “world,” the abundant earth preserves itself for future orderings, for
worlds still yet to be disclosed.40 For Heidegger, then, the essential tension
38
39
40
Heidegger obviously tones down his rhetorical presentation of such “conlicts” in his
post-War work, but this Heraclitean tension of uniied oppositions remains even in his
much less agonistic thinking of “the fourfold” in the 1950s. In this fourfold, such oppositions continue to join the (subtly reconceived) “earth” to “the heavens,” and “mortals” to
“the divinities,” along two linked axes. (See, e.g., “The Thing” and “Building Dwelling
Thinking” in PLT.) As this suggests, the “earth” in Heidegger’s later “fourfold” is subtly different
from the “earth” in “The Origin of the Work of Art.” Put simply, the later earth loses much of
its mystery (becoming a more literal stand-in for the earth on which we dwell), a mystery
that Heidegger transfers over to the fourfold as a whole. (See Young, Heidegger’s Philosophy
of Art, 40–1.)
As Heidegger puts it: “What happens here? What is at work in the work? Van Gogh’s
painting is the revelation [Eröffnung] of what equipment, the pair of farmer shoes, is in
truth. This entity steps out here into the unconcealment of its being. This unconcealment is what the Greeks called alêtheia.” (PLT 36/GA5 21) In the 1956 “Addendum” to
“The Origin of the Work of Art,” Heidegger refers to this dynamic union of “clearing and
concealing” whereby being becomes intelligible in time as “the movement of the clearing
of self-concealment as such” (PLT 84/GA5 71–2).
This holds true, moreover, whether these worlds are more monolithic historical epochs
implicitly held together by great works of art like the Greek temple, or initially much
smaller and ultimately more pluralistic historical worlds like the one that could take
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Heidegger’s Postmodern Understanding of Art
between “world” and “earth” – that dynamic back-and-forth whereby some
things (or aspects of things) cannot emerge into the light of our intelligible
worlds without others withdrawing into the background (which means that
it is impossible for everything to take place in intelligibility all at once) –
names the basic conlict in the structure of intelligibility, the conlict that
is ultimately responsible for ontological historicity (the fact that the intelligibility of what-is must unfold historically, and thus changes with time).
2.2. Representing Nothing: Transcending Aesthetic
Subjectivism from Within
Once we recognize the crucial role played by Heidegger’s subtly ambiguous
use of the nothing, we can see that Heidegger’s only other major reference
to Van Gogh’s painting (in 1935’s The Introduction to Metaphysics) again follows the same basic sequence of phenomenological steps. This important
passage turns once more on the double meaning of (the) “nothing,” which
Heidegger again seeks to suggest with the subtly ambiguous locution,
“nothing besides”:
A painting by Van Gogh: a pair of tough farmer’s shoes, nothing besides [sonst
nichts]. The picture really represents nothing [Das Bild stellt eigentlich nichts dar].
Yet, what is there, with that you are immediately alone, as if on a late autumn evening, when the last potato ires have burned out, you yourself were heading wearily
home from the ield with your hoe. (IM 37–8/GA40 38)
Readers often take Heidegger’s deliberately provocative claim that
“[t]he picture really represents nothing” as a lat-footed assertion that Van
Gogh’s painting does not represent shoes.41 But that obscures Heidegger’s
deeper point and, in fact, would make no more sense than if, beneath La
Trahison des Images (“The Treachery [or Treason] of Images)” (1929) – René
Magritte’s realistic representation of a pipe against a blank background –
Magritte had not painted the famous words, “This is not a pipe [Ceci n’est pas
41
shape around Van Gogh’s painting and Heidegger’s attempt to “preserve” its phenomenological truth (insofar as Heidegger’s efforts suficiently inspire his successors).
This, however, is the point of Heidegger’s understanding of the ancient Greek temple.
Potentially confusing matters, Heidegger introduces the Greek temple and tragic drama
similarly, by suggesting that: “A building, a Greek temple, displays nothing” (PLT 41/GA5
27); and: “In the tragedy nothing is staged or displayed theatrically” (PLT 43/GA5 29; but
note the telling absence of the qualiier eigentlich, “really, genuinely, or authentically”). In
these cases, Heidegger’s point is the more straightforward one that the Greek temple and
drama are literally not “re-presentations” of anything (because there was not some object
standing before them that they sought to re-present). The temple is thus quite different
from Van Gogh’s painting of the shoes, which for Heidegger really, genuinely, or authentically
represents (the) nothing. Indeed, Heidegger seems only to have noticed and developed his
own ambiguous use of “nothing” in the inal version of his essay, precisely where it it with
his phenomenological understanding of Van Gogh (cf. HR 140–1/UK1 14).
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Figure 3. René Magritte, La Trahison des Images, 1929, Los Angeles County
Museum of Art, Los Angeles, CA. © 2010 C. Herscovici. London/Artists Rights
Society (ARS), NY. Reproduced by permission from Art Resource, NY, and ARS.
Digital Image © 2009 Museum Associates/LACMA/Art Resource, NY.
une pipe]” but, instead, “This is not a representation of a pipe.” For, Magritte’s
most obvious point is that a representation of a pipe (be it pictorial or
linguistic) is not itself a pipe. The surreal effect of The Treachery of Images
comes from the way it encourages us to confront the usually unnoticed
distance between representations and the things they represent. “This is
not a pipe” calls the very obviousness of representation into question, and
so points toward the mysteries concealed beneath the system of representation we usually take for granted.42 (See Figure 3.)
The effect of Heidegger’s provocative claim about Van Gogh’s A Pair of
Shoes is similar. When Heidegger states that “[t]he picture really represents
nothing,” he is not advancing the bizarre claim that Van Gogh’s painting of a pair of shoes does not represent shoes. The fact that Van Gogh’s
painting represents shoes is the irst thing anyone notices about it and also
42
Although Magritte’s painting initially appears “as simple as a page borrowed from a
botanical manual” (as Michel Foucault nicely describes it), the mysteries of the painting
are quickly multiplied by the vague pronoun reference in “This is not a pipe”: “This”
could refer to the image of the pipe, the words beneath it, or the entire ensemble. (See
Foucault, This Is Not a Pipe, 19.)
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(as we have seen) the irst thing Heidegger himself mentioned about it: Van
Gogh’s picture “represents [darstellt] a pair of farmer’s shoes” (PLT 19/
GA5 3). Heidegger is not retracting that claim now but, instead, building
upon it, suggesting that Van Gogh’s painting does more than just represent a pair of shoes: Van Gogh’s painting “really, properly, or authentically”
(eigentlich) represents (the) nothing. Indeed, it represents (the) nothing in
a way that ultimately allows us to transcend aesthetic representation from
within – by getting us back in touch with the more basic level of human
existence that the order of objective representations presupposes but cannot fully recapture.43
The suggestively ambiguous phrase, “nothing out of the ordinary,”
might make a good title for Heidegger’s attempt to show how the mysterious “nothing” emerges from Van Gogh’s painting of a seemingly ordinary
pair of shoes. For Heidegger, it is not that the person who broke in these
empty shoes, although absent from the painting, nevertheless remains present there in his or her very absence. It seems true, as Cliff Edwards suggests, that the almost palpable presence of that missing person whose feet
shaped the shoes Van Gogh painted quite naturally leads those who study
this painting carefully to wonder, Whose shoes were these originally? And
that question, in turn, fuels the controversy still surrounding Heidegger’s
interpretation of the painting (as we will see in section 3). For Heidegger,
however, the “nothing” that is visible in Van Gogh’s painting is not the
haunting presence of these shoes’ absent owner but, instead, the equally
paradoxical (and no less phenomenologically discernible) appearance of
that which is neither an entity nor merely nothing at all and yet conditions
our experience of all entities.44
43
44
It is true that for Heidegger Van Gogh’s painting is not wholly representational – and
should not, in the end, be understood representationally – but this is because it really
represents (the) nothing, and does so in a way that exceeds and so transcends aesthetic
representation from within. “The picture which shows the farmer’s shoes . . . [does] not
only make manifest what these isolated entities are as isolated entities. . . . [Rather, the picture allows] unconcealment as such to happen in relation to the totality of what is” (PLT
56, emphasis added/GA5 43). Heidegger’s “if they manifest entities at all” has been deliberately excised from this quotation because the doubt it expresses derives from the fact
that in this quotation he is also discussing Meyer’s poem “Fountain” (the second elision)
which, as we have seen, Heidegger does not interpret as re-presenting some actual fountain in the way Van Gogh’s painting of A Pair of Shoes does obviously re-present an actual
pair of shoes (among the other things that it does). Heidegger’s doubt thus suggests that
he thinks Meyer’s poem is more like the completely nonrepresentational Greek temple
than the initially representational painting.
(See Edwards, The Shoes of Van Gogh, 54.) Heidegger even seems to be generalizing from
his phenomenological description of Van Gogh’s painting when he writes: “And yet –
beyond what is, not apart from but, rather, before it, there is still something else that
happens. In the midst of all that is an open place comes to presence. There is a clearing.
Thought from the perspective of entities, this clearing has more being than entities do.
This open center is therefore not surrounded by what is; rather, the clearing center itself
encircles all that is, like the nothing which we scarcely know.” (PLT 53/GA5 39–40)
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What Heidegger really wants to suggest, I think, is not just that the
nothing emerges from the ordinary – that the nothing makes itself
visible in Van Gogh’s painting of an ordinary pair of shoes – but also the
reverse, that what we now think of as “ordinary” irst originated out of the
“nothing,” through the essential struggle between earth and world. For,
in Heidegger’s view, initially extraordinary creations, once brought into
being, eventually become stabilized in intelligibility and so perceived as
merely “ordinary” (in much the same way that what begins as a revealing
poetic insight eventually gets routinized into a worn-out cliché).45 As he
puts it:
Does truth, then, originate out of nothing? In fact it does, if by “nothing” we mean
no more than that which is not an entity, and if “an entity” represents that which
is objectively on hand [Vorhandene] in the normal way – a [way of conceiving of]
“what is,” the merely putative truth of which comes to light and thereby becomes
shattered by the standing-there of the work. (PLT 71/GA5 59)
In other words, the encounter with the nothing in the work of art “shatters” the taken-for-granted obviousness of the modern theoretical framework in which subjects seek to master external objects, a framework implicit
in the basic aesthetic view according to which subjects undergo intensive
experiences of art objects. For Heidegger, the phenomenological encounter with Van Gogh’s painting undermines the obviousness of the modern
worldview by returning us directly to the primordial level of engaged existence in which subject and object have not yet been differentiated. Indeed,
Heidegger thinks that aesthetics transcends itself from within in the
encounter with Van Gogh’s painting because this encounter with the work
of art brings us back to this engaged level of existence in a particularly
lucid and revealing way. This lucid encounter, moreover, is supposed to
help us transform our guiding sense of what beings are, leading us beyond
both the modern and late-modern understandings of being as objects to
be mastered and as resources to be optimized. But how exactly?
Heidegger thinks we can transcend modern aesthetics from within if, in
what begins as an ordinary aesthetic experience of an object (Van Gogh’s
45
Here we see the deeper point behind Heidegger’s aforementioned phenomenological
dictum: “What seems natural to us is presumably just the familiarity of a long-established
custom which has forgotten the unfamiliarity from which it arose.” (PLT 24/GA5 9)
Richard Rorty repeatedly emphasizes this underlying afinity between Nietzsche and
Heidegger in his Essays on Heidegger and Others, but the insight goes back beyond Nietzsche
to Emerson and the Romantics. Indeed, Heidegger’s view is close to Emerson’s conviction that: “The poets made all the words, and each word was at irst a stroke of genius. . . .
Language is fossil poetry.” The “genius” of such poetic “naming,” moreover, is presented
by Emerson as salviic receptivity to nature rather than as subjectivistic creation ex nihilo;
“not art, but a second nature, grown out of the irst [nature], as a leaf out of a tree.”
Because “genius realizes and adds,” “[g]enius is the activity which repairs the decay of
things.” (See Emerson, “The Poet,” Essays and Lectures, 451, 457.)
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Heidegger’s Postmodern Understanding of Art
painting of a pair of shoes) that stands opposite us (as if external to our
own subjectivity), we notice and carefully attend to the way these shoes
take shape on and against an inconspicuously dynamic background (the
“nothing developed as “earth”), a background that turns out not to be nothing at all but, rather, to both support and overlow the intelligible world
that emerges from it.46 Our experience of an aesthetic object transcends
itself here because, in order to encounter Van Gogh’s artwork in its full
phenomenological richness (by recognizing the struggle between “earth
and world” preserved in the painting), we can no longer approach the
meaning of this work as if this meaning were contained within an external
object standing apart from us or else projected by our subjectivity onto it.
Our phenomenological encounter with Van Gogh’s painting shows us that
its meaning is neither located entirely in the object standing over against
us nor simply projected by our subjectivity onto an inherently meaningless
work; instead, the work’s meaning must be inconspicuously accomplished
in our own implicitly dynamic engagement with the work. Through our
engagement with Van Gogh’s painting, Heidegger thus suggests, we can
lucidly encounter the very process by which we are always-already making
sense of our worlds.
It is crucial for Heidegger that we not reinterpret this encounter as a
subject’s selective cognitive and perceptual uptake of an objective world.
What we encounter in art is something more deeply rooted in existence
that the modern subject/object dichotomy skates right over. Our encounter with the work teaches us that that meaning does not happen solely
in the art object or the viewing subject but instead takes place, we could
say, between us and the work. This, again, is an ontological truth; it holds
true of (human) existence in general. To be Dasein is to be “the being of
the ‘between’” (HCT 251/GA20 346–7), as Heidegger irst put it in 1925
(cf. BT 170/SZ 132). This means that our encounter with Van Gogh’s
painting helps us to realize and so become what we are. For, what we lucidly
encounter in art is our making-sense of the place in which we ind ourselves, a fundamental “world-disclosing” that is always-already at work in
human “existence,” our standing-out into intelligibility. For Heidegger, our
encounter with Van Gogh’s painting discloses what we already are, most
fundamentally, but without realizing it – namely, Dasein, “being-here,”
46
Another way to experience this “essential strife” of earth and world in Van Gogh’s painting is to attend to the way the painting’s subtly rich and dynamic background not only
supports but also envelops the foreground image of the shoes. The shoes belong so integrally to their background that they can even appear to recede back into it. Notice, for
example, how both shoes (esp. the left one) seem almost to melt back into their own black
shadows, and how the lightest colors “behind” the shoes bleed over the edges of these
shoes thanks to Van Gogh’s thick brushwork (especially between the two shoes and along
the right edge of the right shoe). In such ways, as Heidegger suggests, “the earth . . . tends
to draw the world into itself and keep it there” (PLT 49/GA5 35).
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the active making intelligible of the place in which we ind ourselves.
Art teaches us to become what we already are by allowing us lucidly to
undergo the transition from understanding and experiencing ourselves
as meaning-bestowing subjects standing over against an objective world to
recognizing that, at a deeper level, we are always implicitly participating in
the making-intelligible of our worlds.47
2.3. Heidegger’s Postmodern Understanding of Art
This implicit struggle whereby being becomes intelligible in time, we have
seen, is the very essence of art, the “poetic” heart of creation responsible for
both providing and renewing our sense of what-is. As Heidegger puts it:
everything with which humanity is endowed must, in the [poetic] projection [that
“brings-into-being” or makes things newly intelligible], be drawn up from out of the
closed ground [i.e., from the “earth” understood as the untapped possibilities still
concealed within the tradition] and set upon this ground. (PLT 75–6/GA5 63)
Humanity’s ontological “endowment” (our sense of what entities are)
ultimately springs from the phenomenon of earth through the poetic
“naming-into-being” (or making intelligible) at the heart of art. Moreover,
Heidegger adds (showing that he was indeed a “conservative revolutionary”
in 1936 at least), Western humanity’s sense of being can only be changed
historically through the creative discovery of possibilities hidden within
the tradition that has come down to us.48 Only by disclosing the tradition’s
hidden heritage can we hope to reshape our communal sense of what is
and what matters, thereby redrawing the basic contours of this tradition,
47
48
In Being and Time (1927), the claim that existence always-already “stands-out” into temporally structured intelligibility is presented as a phenomenological description of how
we ordinarily encounter ourselves when we are not paying attention to the encounter.
In “The Origin of the Work of Art” (1935–6), however, such “existence” no longer just
describes the way we always-already are; it now becomes an existential task to become
Dasein by realizing what we already are. Heidegger will even go so far as to say that the
goal of “The Origin of the Work of Art” – “the step toward which everything that has
been said up to now leads” (PLT 66/GA5 54) – is to help us learn from art to become what
we are. To “resolutely” own up to what human existence most truly is, Heidegger writes,
means entering into the essential conlict of “earth and world” and thereby encountering the “self-transcendence” of existence in “the sober standing-within the extraordinary awesomeness of the truth that is happening in the work” (PLT 67–8/GA5 55). “The
Origin of the Work of Art” thus suggests that art is a particularly direct and revealing
actualization of the human essence. For, to be a human being, in Heidegger’s terms, is
to realize oneself as a world-discloser, struggling to world the earth in the right sort of
way (as the next section explains). (On this important “perfectionist” question of how
we become what we are, see chapter 4 of Heidegger on Ontotheology, and my “Heidegger’s
Perfectionist Philosophy of Education in Being and Time.”)
For an interpretation of Heidegger’s views on this point that moves him closer to the
liberal-democratic tradition, see Guignon’s “Meaning in the Work of Art.”
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making it easier to see beyond the limits of our ontotheology and so create new possibilities for human understanding and action. In this way, art
remains capable of helping us redraw the lines that establish our basic
sense of what-is and what matters.
For art to accomplish this revolutionary task, however, the artist must be
able to see something beginning to take shape where others see nothing at
all. All true creators discern the inchoate contours of something previously
unseen and – as if playing midwife to being – help draw it into the light of
the world.
Because it is such a drawing, all creation is a drawing-up (like drawing water from
a well). Modern subjectivism, of course, misinterprets creation as the product of
the genius of the self-sovereign subject [and so imagines that the genius creates ex
nihilo by projecting his or her idiosyncratic subjectivity onto an otherwise meaningless world]. . . . The poeticizing projection comes out of nothing in the sense
that it never derives its gift from what is familiar and already there. But in another
sense it does not come out of nothing; for what it projects is only the withheld
determination of historical existence [Dasein] itself. (PLT 76/GA5 63–4)
As this suggests, at the very core of Heidegger’s understanding of art is
an encounter with a “nothing” that is not simply nothing at all but, rather,
designates possible meanings still concealed within the “tradition,” which
preserves historical intelligibility as it has come down to us. The inchoate contours of that which is not yet a thing need to be drawn out in an
original way in order to release the possibilities inherent in this tradition
(including the roads not taken, forgotten, or bypassed), and so create or
renew humanity’s ontological inheritance for the future. Put otherwise,
artistic creation requires the exercise of an active receptivity we might call
ontological “response-ability,” that is, an ability to respond to the inchoate
ways in which being offers itself to intelligibility. For, in Heidegger’s terms,
only such an ability will prove capable of bringing that which was hidden
in the “noth-ing” (or still slumbering in the “earth”) into the light of our
historical worlds.
To participate in such creation, the artist needs to be receptive to what
“The Origin of the Work of Art” calls the “rift-design” or “issure” (Riß) that
joins the world to the earth. By “creatively” and selectively responding to
the abundance of ways in which being genuinely offers itself to us, the artist establishes one of these possibilities, bringing it into the light of day for
the irst time, just as Michelangelo legendarily spent weeks carefully studying the subtle network of veins and issures running through that famous
piece of marble before he could set his “David” free from the stone. This is
not to say that David was the only possible form slumbering in that particular piece of marble; the grain and texture running through it might have
been taken up by the artist and creatively gestalted in other ways, thereby
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giving birth to other, more or less different sculptures.49 In any such case,
however, “the establishing of truth in the work is the bringing forth of a
being such as never was before and will never come to be again” (PLT 62/
GA5 50). In artistic creation, the artist responds to what offers itself, creatively discerning and helping to realize the outlines of a new world in the
manifold possibilities offered up by the earth. As Heidegger puts it:
There certainly lies hidden in nature a rift-design, a measure and border, and, tied
to it, a capacity for bringing-forth – that is, art. But it is equally certain that this
art hidden in nature becomes manifest only through the work, because it is lodged
originarily in the work. (PLT 70/GA5 58)
In Heidegger’s view, then, all great artists learn to recognize and respond
to the complex texture of edges, lines, and breaks that together constitute
an open-ended “basic design” or “outline sketch” (PLT 63/GA5 51), which
the artist then creatively gestalts in order to bring at least one of those
“inexhaustible” shapes still hidden in the earth into the light of the world.
To gestalt the hints nature offers us in one way is necessarily not to
gestalt them in another, but Heidegger thinks that Van Gogh’s A Pair of
Shoes (1886) preserves the hints of other possible gestalts in its quietly
dynamic tension between what takes shape in the foreground and what
recedes into the background.50 For, in Van Gogh’s painting, what recedes
into the phenomenological background does so in such a way that, rather
than completely disappearing behind the foreground image, it continues to manifest a complex texture of rifts and issures that suggest the
49
50
Heidegger sometimes suggests, more problematically, that there are unique ways of
gestalting the inchoate forms the earth offers us that best respect what was there. Although
that is sometimes true, I think Heidegger should have been clearer that there are usually
multiple ways of bringing things out in their ownmost. For, this its better with his ontological pluralism and takes nothing crucial away from his view that in an ontologically
disclosive truth “event” (as e.g. when Michelangelo gestalts David from that piece of marble) entities, human being, and the being of entities all come “into their own” simultaneously. (This is what Heidegger means by the “event” of Ereignis, as we have seen, hence
the aptness of the initially strange-sounding translation of this term of art as “enowning”
instead of “event of appropriation,” which risks suggesting something more subjectivistic
than Heidegger intends). Indeed, what is crucial in such an event of enowning is that
not only are the entity and the human being (here the marble and Michelangelo himself) fully realized in this act of world-disclosure, but being’s fullest (postmodern) way
of manifesting itself in intelligibility is also realized here (since such events allow us to
understand the being of entities neither in terms of modern objects to be controlled or
late-modern resources to be optimized but, instead, as informing and yet also exceeding
all our pre-existing designs), and this requires ontological pluralism.
It is probably not a coincidence that Heidegger’s thinking of the mysterious and yet familiar “rift structure” that joins earth and world should emerge from his phenomenological
meditation on Van Gogh’s painting of A Pair of Shoes. Shoes are, after all, precisely the
place where the earth ordinarily makes contact with our worlds.
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possibility of other gestalts, new ways of drawing out what simultaneously
offers itself to and withdraws from our grasp, even ones that challenge the
habitual ways in which we have come to see things (as an ordinary pair of
shoes, for example). As Heidegger thus writes, a truly great artistic “beginning . . . always contains the undisclosed abundance of the unfamiliar and
extraordinary, which means that it also contains the strife with the familiar
and the ordinary” (PLT 76/GA5 64).
Heidegger’s view that the hints intelligibility offers us can be gestalted
in more than one way makes him an ontological pluralist (or plural realist), but he does not believe that just anything goes. As his thoughts on
the “rift-structure” permeating intelligibility suggest, Heidegger irmly
believes that there is a coming into being in nature itself that the bringing
into being through art should serve. This means that there must be limits
on what the artist can creatively impose that arise from the things themselves. The “abundant” dimension of intelligibility Heidegger calls “earth”
has to genuinely resist the artist’s creative efforts to bring it into the light
of the world at some point (or, more likely, points), or else art would just
be a frictionless subjective projection or hallucination (or even a deeper
ontological destructiveness masquerading as creativity), rather than an
ontologically maieutic gestalting that inds a genuinely creative way to be
grounded in and genuinely responsive to the ways things show themselves.
The importance of acknowledging that there is always something in intelligibility that resists our merely subjective designs (rather than Carnap’s
famous critique) seems to be the main reason Heidegger stopped talking
about the “nothing” and began referring to the “earth.” The point is that
all genuine creativity, all bringing-into-being, requires us to learn to recognize and respect (what we could think of as) the texture of the texts with
which we work. This mean that all artists – indeed, all those who would
bring-into-being in a meaningful way, whatever media we work with – must
learn to draw creatively upon a phenomenological abundance that cannot
be entirely appropriated, inally mastered, or deinitively manipulated.51
Here, then, we can see the phenomenological intuition behind the
contrast sketched in Chapter 1. For, it is this idea – that true art emerges
from a creative response to the genuine possibilities of being – that allows
Heidegger to contrast those drastically different ways of comporting ourselves toward that which shows itself to us: namely, the active receptivity
of a postmodern responsiveness to the phenomenological “abundance” of
being (at one end of the spectrum of ontological responsiveness) and (near
51
With earth and world, then, Heidegger deconstructs and undercuts the form/matter
dichotomy, seeking to teach us to recognize and respond to the inchoate forms that
always-already inhere in the phenomenological matters themselves. Heidegger thus
makes the case that creation should be grounded not in geographical but, instead, in
ontological indigeny in his “Memorial Address” (in DT).
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the opposite end of this spectrum) the endless domination of that modern
subjectivism that treats everything as an object to be mastered or (at the
extreme antipode) the obtuse reductiveness of that late-modern enframing that understands and so relates to everything as an intrinsically meaningless resource to be optimized. The simplest way to understand the stark
difference between these poetic and technological modes of revealing
Heidegger opposes, I have suggested, is to think in terms of the contrast
between an ontological midwifery that respects the limits and creatively
seeks to draw out the natural potentialities of the matters with which it
works, as Michelangelo legendarily set his “David” free from the marble
or, less hyperbolically put, as a skillful woodworker attends to the inherent
qualities of particular pieces of wood (subtleties of shape and grain, shades
of color, weight, and hardness), while deciding what (or even whether) to
build from that wood. In precisely the same way, Heidegger contends, “[t]
he authentic interpretation must show what does not stand there in the
words and yet is said nevertheless” (IM 173/GA40 171). For Heidegger, in
other words, an “authentic” hermeneutics must work creatively to bring
forth the hidden riches of a text in the very same “poetic” way that a skilled
woodworker learns to “answer and respond above all to the different kinds
of wood and to the shapes slumbering within wood – to wood as it enters
into human dwelling with all the hidden riches of its nature” (WCT 14/
GA8 17).
The distinctive character of this postmodern responsiveness to the
abundance of being stands out most clearly when we contrast it with our
deining late-modern tendency toward the kind of technological making
that imposes form on matter without paying any heed to its intrinsic potentialities, in the way that, for example, an industrial factory indiscriminately
grinds wood into woodchips in order to paste them back together into
straight particle board that can then be used lexibly to eficiently construct a maximal variety of useful objects. Or, to take another example,
think of the way our institutions of higher education increasingly seek to
remake students into whatever society currently values, rather than helping students identify, cultivate, and develop their intrinsic skills and capacities and yoke these to serving their generation’s emerging needs.52 The
fundamental difference between what we could simply call the modern and
postmodern ways of comporting ourselves toward our worlds is thus fairly
obvious (however tricky it might be to categorize dificult cases) insofar as
we have not yet become happy “enframers,” blithely content with the empty
optimization imperative (“Get the most for the least!”), often incapable of
believing in the intrinsic meanings that emerge between being and human
being, and so relatively impervious to noticing them.
52
For a development of Heidegger’s arguments to this effect, see Heidegger on Ontotheology,
ch. 4.
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To emphasize the crucial difference at stake here, Heidegger pointedly
asks: “But where in the manipulations of the industrial worker is there any
relatedness to such things as the shapes slumbering within wood?” (WCT
23/GA8 26) If such a relatedness cannot be found, then something crucial
has gone missing.53 For, without such an ontological responsiveness capable of discerning and developing what is really there, human beings lose
touch with what Heidegger understands as the source of genuine meaning. Although our late-modern metaphysics leads us to assume that all
meaning ultimately comes from us, as the result of our subjective “value
positings,” Heidegger is committed to the less subjectivistic and more phenomenologically accurate view that, at least with respect to that which most
matters to us (the paradigm case being love), what we care about most is
not entirely up to us, not simply within our power to control, and this is a
crucial part of what makes it so important. Here Kierkegaard seems to have
taught Heidegger the fundamental problem with taking our modern idealization of autonomy to its limit; if something matters to us solely because
we decide that it does, then we can also decide that it no longer matters.54
By contrast, to learn from art how to understand the being of entities in a
postmodern way means dedicating ourselves to cultivating and developing
the ontological responsiveness that allows us to recognize and encounter
entities as being richer in intrinsic meanings than we are capable of doing
justice to conceptually, instead of thoughtlessly taking them as intrinsically meaningless resources awaiting optimization. In this way, we learn to
approach the humble things, other animals, and human beings that constitute our worlds with care, humility, patience, thankfulness, and (as we
will see in Chapter 5) even awe, reverence, and love.55
53
54
55
Heidegger does not rule out a poetic receptiveness within technological settings. Instead,
he suggests that such settings tend to undermine receptivity, and that we need to recognize how they do if we are to ind meaning in them nonetheless. (On this use of technology
against technologization, see Heidegger on Ontotheology, ch. 2. For a nice phenomenological exploration of this point, see Matthew B. Crawford, Shop Class as Soulcraft: An Inquiry
Into the Value of Work.)
If the modern enlightenment ideal could ever be fulilled, Kierkegaard suggests, this
perfectly autonomous individual would be like “a king without a kingdom,” the absolute
sovereign of a realm of consummate meaninglessness. Experiencing the ultimate arbitrariness of all freely chosen substantive values, such an “absolute ruler” inds that he
“really rules over nothing” because he “remains subject to the dialectic that rebellion is
legitimate at any moment.” (See Kierkegaard, The Sickness Unto Death, 100.)
Heidegger suggests in the later “Afterword” that the humble but dificult “task” (Aufgabe)
of “The Origin of the Work of Art” is “to see the riddle [or mystery] . . . that art itself is,” not
“to solve the riddle” (PLT 79/GA5 67). In his insightful book on art, Alexander Nehamas
similarly observes not only that “we can be attracted to things of which we are not yet fully
aware,” but that in fact “everything we love is a step beyond our understanding.” The main
difference is that Nehamas describes in terms of “love” and “beauty” what Heidegger calls
“being” and “earth.” In both cases, however, the crucial phenomenon is of “something
calling me without showing exactly what it is calling me to,” as Nehamas nicely puts it. (See
Nehamas, Only a Promise of Happiness: The Place of Beauty in a World of Art, 71, 76, 78.)
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Such a subjectivism-humbling lesson in ontological responsiveness
is precisely what Heidegger thinks great art like Van Gogh’s A Pair of
Shoes can help teach us. In “Hölderlin and the Essence of Poetry” (1936),
Heidegger presents the German Romantic poet Friedrich Hölderlin as
the “poet of poetry” because Hölderlin’s poetry expresses poetically what
poetry is; Hölderlin’s poetry names-into-being the fact that poetry itself
is essentially a naming-into-being.56 In the same way, “The Origin of the
Work of Art” presents Van Gogh as the painter of painting. For Heidegger,
Van Gogh is the painter who paints what painting really is, because his
painting of A Pair of Shoes (1886) captures and preserves that essential tension between revealing and concealing, “earth” and “world,” which is at
work in all art, indeed, in all creation, all bringing into and maintaining
in intelligibility. By painting “the truth of painting” (to borrow Derrida’s
apt phrase), Van Gogh discloses the truth of art and so helps us learn to
see what we could even call “the truth of truth.” For, by preserving the
dynamic struggle between earth and world, withdrawing and emerging, in
all its “bound frenzy,” Van Gogh allows us to encounter phenomenologically what Heidegger means when he describes ontological truth as alêtheia,
namely, the essential tension between revealing and concealing that can
be found at the heart of all intelligibility as it takes shape in time. This is
why Heidegger’s postmodern hope is that Van Gogh can help teach us to
understand and encounter not only painting or art but even what it means
to be in a postmodern way, one that no longer preconceives everything we
encounter as inherently meaningless objects to be mastered or resources to
be optimized, but instead helps us learn to discern and develop creatively
the inherent meanings of things and others, to be open to the hints they
offer and dedicate ourselves to working to bring forth such hints responsively, and responsibly, into the world.
What drew Heidegger to Van Gogh, then, was not just their mutual afinity for rural life, their shared awareness of the way its pastoral rhythms
are rooted in nature’s cycles and bespeak a fundamental faith that hard
work can bring forth the earth’s hidden bounty. Heidegger seems to have
been deeply moved by the way half-formed igures seem to struggle to take
shape in the background of Van Gogh’s paintings, less in clear lines than
in the thick texture of the paint, brush strokes, and deep ields of color.
(Even the most accurate representations of Van Gogh’s late paintings barely
intimate their amazing use of paint, color, and brush-stroke, which helps
explain why there is simply no substitute for encountering these paintings in person. In this too, Van Gogh’s work subtly resists the combination
of representation and eficient ordering on which our age of technological reproduction relies.) These two sources of attraction work together
56
See EHP, 51–65; “The Origin of the Work of Art” builds on the very same romantic
view: “Language, by naming entities for the irst time, irst brings entities to word and to
appearance.” (PLT 73/GA5 61)
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Heidegger’s Postmodern Understanding of Art
for Heidegger. It is the mysterious bounty of the strife between world and
earth that comes through in the subtle but dynamic tension between what
shows itself and what recedes in Van Gogh’s paintings. In Heidegger’s interpretation, Van Gogh’s A Pair of Shoes (1886) preserves the essential strife
whereby the “nothing noths,” both calling for and partly eluding conceptualization. His painting thereby allows us to encounter the way the earth
both yields to and resists our worlds and so, out “of the calm of great
riches, ripens and dispenses what is inexhaustible” (IM 164/GA40 118).
3. Resolving the Controversy Surrounding
Heidegger’s Interpretation of Van Gogh
Heidegger’s artful and ambitious effort to show phenomenologically how
aesthetics can transcend itself from within in an encounter with Van Gogh’s
painting has not been well understood, and Heidegger’s attempt, as part
of that effort, to link Van Gogh’s painting with the deep spiritual wisdom
of rural life proved highly controversial (to say the least). Unfortunately,
this controversy has subsequently distracted readers from understanding
what Heidegger was really trying to do in “The Origin of the Work of Art.”
By working through this controversy here, however, I think we can inally
resolve it, learn its most important lessons, and so put it behind us.
As we have seen, Heidegger assumes that the shoes Van Gogh painted
belong to a farming woman. The standard but unfortunate translation of
die Bäuerin – literally “the female farmer” – as “the peasant woman” is not
just classist but misleading. That the shoes disclose the world of a farmer
is important for Heidegger precisely because the farmer’s world is deeply
attuned to the struggle with the earth; the farming woman works the earth
daily, caring for, struggling with, and ultimately depending on the earth
to nurture and bring forth her harvest.57 Heidegger suggests that no one is
57
Schapiro misses this point; his Marxian presuppositions lead him mistakenly to assume that
“Heidegger’s argument throughout refers to the shoes of a class of persons.” Heidegger’s
guiding intuition is instead suggested by Yi-Fu Tuan’s observation (in another context)
that “the very existence of the farm and the hard work necessary to maintain it remind
us that nature is not wholly accommodating,” i.e., that the earth must inform but is never
entirely within the farmer’s control. As Heidegger himself later wrote: “The farmer’s
doing does not challenge the soil of the ield; instead, it gives the seed over to the powers
of growth; it shelters the seed in its thriving.” (HR 270/GA79 27) For Heidegger, the traditional farmer is a paradigmatic igure, an exemplary embodiment of the poietic mode of
disclosure that patiently struggles with the earth in order to creatively bring forth what is
hidden there. This romantic igure contrasts most starkly with the technological mode of
revealing that imposes predetermined ends on nature with minimal regard for any of its
meaningful solicitations or inherent possibilities. The technologization of such farming
in “mechanized agribusiness” is thus for Heidegger a sacrilegious profanation, and so a
particularly ominous sign of our ongoing desecration of the source of genuine meaning, a technologization of the poiêtic itself, as it were. This helps explain, but does not at
all excuse, Heidegger’s scandalously insensitive (indeed, rather inhuman) comparison
Heidegger’s Interpretation of Van Gogh
107
more immediately attuned to the struggle between earth and world than
the experienced farmer, long intimate with “the uncomplaining fear as
to the certainty of bread” as well as “the wordless joy of having once more
withstood want” (PLT 34/GA5 19). Of course, farmers forced to abandon
their farms in the Dust Bowl might ind Heidegger’s vision of the earth
as that which, from out “of the calm of great riches, ripens and dispenses
what is inexhaustible” (IM 164/GA40 118) to be a romantic exaggeration.
Nevertheless, during the Great Depression era of the 1930s, “the earth”
really was Heidegger’s chosen name for that “inexhaustible” dimension
of intelligibility experienced not only by farmers while farming but also
by poets while poetizing, painters while painting, thinkers while thinking,
and, indeed, by all those who create by patiently and carefully seeking to
bring something long nurtured and concealed in a protective darkness
into the light of day. That such metaphors also suggest pregnancy might
help explain why Heidegger imagines the farmer as a woman, despite the
fact that the shoes in Van Gogh’s painting appear rather masculine to
our contemporary aesthetic sensibilities. Or Heidegger might simply have
assumed that the shoes belonged to a female farmer because the exhibition in which he originally saw Van Gogh’s 1886 painting of A Pair of Shoes
was probably populated with some of Van Gogh’s many paintings from
1884–5 of women engaged in farm work (women digging in the ields,
planting, harvesting and peeling potatoes, and so on) or simply sitting for
him. (See Figure 4.)58
In fact, however, we have no way of knowing exactly which paintings
Heidegger saw at the 1930 exhibit of Van Gogh’s works in Amsterdam he
later recalled having visited. The debate surrounding Heidegger’s interpretation of Van Gogh’s painting can be traced back to the fact that initially it is not even clear which painting Heidegger is referring to when
“The Origin of the Work of Art” invokes an allegedly “well known painting
by Van Gogh, who painted such shoes several times” (PLT 33/GA5 18).
If Heidegger was aware that Van Gogh painted no fewer than ive works
58
of this technologization of farming with the murder of millions of human beings in
the Nazi death camps. His own sense of “shame” got in the way, but he should instead
have recognized the death camps as by far the most sacrilegious and devastating form
of technological desecration ever devised. (See Schapiro, “Further Notes on Heidegger
and van Gogh,” 150, my emphasis; Yi-Fu Tuan, “Time, Space, and Architecture: Some
Philosophical Musings,” 23; and also my Heidegger on Ontotheology, 82–4 and “Rethinking
Levinas on Heidegger on Death,” 68–73.)
The Van Gogh Museum catalogues this painting as Head of a Peasant Woman with Dark Cap,
1885. (I have chosen to include this image because of its intriguing resemblance to the
igure I shall call “the little old woman who lived in the shoe.”) See also e.g. Van Gogh,
Farming Woman Digging (1885) and Farming Woman Digging up Potatoes (1885), <http://
www.vangoghgallery.com/catalog/Painting/406/Peasant-Woman-Digging.html>
and
<http://www.vangoghgallery.com/catalog/Painting/408/Peasant-Woman-Digging-UpPotatoes.html> (accessed 9 August 2010).
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Figure 4. Vincent van Gogh, Head of a Dutch Peasant, 1884, Musée d’Orsay, Paris,
France. Reproduced by permission from Art Resource, NY. Photo Credit: Réunion
des Musées Nationaux/Art Resource, NY.
titled A Pair of Shoes between 1886 and 1888 (plus several other pairs of
wooden farmer’s clogs, leather clogs, and paintings of more than one pair
of shoes), then he does not seem to have thought this fact signiicant. The
art historian who was closest to Heidegger, Heinrich Petzet, proposes that
the “various versions [of Van Gogh’s A Pair of Shoes] each show the same
thing,” and this might well be what Heidegger himself thought (if he ever
even thought about it): Each of these paintings manifests the struggle
Heidegger’s Interpretation of Van Gogh
109
between earth and world.59 Perhaps that is true (although I think some do
so much better than others), but there are lots of other differences between
these paintings; anyone who studies them will soon see that they are not
even all paintings of the same pair of shoes. Given the subsequent fame of
Heidegger’s essay, it is perfectly understandable that both art historians
and phenomenologists would want to determine precisely which painting
Heidegger was referring to in “The Origin of the Work of Art” so as to be
able to evaluate his interpretation for ourselves.60 When the eminent art
historian Meyer Schapiro took up the task of identifying the painting in
the 1960s, however, the mystery concerning which painting Heidegger was
referring to ended – and a new controversy began.
Schapiro wrote to Heidegger to ind out when and where he had actually seen Van Gogh’s painting; Heidegger, then nearing eighty years of age,
recalled having seen it at an exhibition in Amsterdam in 1930, so Schapiro
cross-referenced all the works that could possibly have been exhibited
there with Heidegger’s own descriptions of the painting in his essay. In the
end, Schapiro concluded not just that Heidegger had melded several paintings together in his memory but that, in so doing, Heidegger had mistaken
as the shoes of a female farmer shoes that in fact belonged to Van Gogh
himself. The signiicance of Schapiro’s famous criticism has been hotly
debated ever since. Art historians have typically taken Schapiro’s claim
that Heidegger mistakenly attributed Van Gogh’s own shoes to a farming woman as a devastating objection that pulls the rug out from under
Heidegger’s entire interpretation of the painting, whereas philosophers
sympathetic to Heidegger usually conclude that Schapiro’s objection simply misses Heidegger’s point.61 (These philosophers thus treat Heidegger’s
apparent error of attribution as if it were of no more signiicance than the
hauntingly similar fact that the work he attributed to Duns Scotus in his
Habilitation thesis was shown subsequently to have been written instead by
Thomas of Erfurt.)62
59
60
61
62
See Schapiro, “A Note on Heidegger and van Gogh,” 136; Petzet, Encounters and Dialogues
with Martin Heidegger, 134.
Unintentionally illustrating the danger here, Jameson conidently refers to “Van Gogh’s
well-known painting of the peasant shoes,” then presents his readers with the wrong
painting. (See his Postmodernism, 6, and the color plate immediately facing 10.)
As Babette Babich reports, Schapiro’s objection was widely understood by art historians
as having “conclusively discredited Heidegger’s essay . . . by discounting its objective legitimacy or accuracy.” (See Schapiro, “A Note on Heidegger and van Gogh,” 136; Babich,
“From Van Gogh’s Museum to the Temple at Bassae: Heidegger’s Truth of Art and
Schapiro’s Art History,” 155.) The intriguing fact that philosophers and art historians
typically reach such different judgments about the signiicance of Heidegger’s alleged
attribution error has itself become the impetus for an interesting philosophical relection. (See Kelly, Iconoclasm in Aesthetics, 20–54.)
The noteworthy exception here is Wayne Martin, who addresses this “fateful omen for
Heideggerian historiography” in his Theories of Judgment: Psychology, Logic, Phenomenology (104).
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To wit, Dreyfus simply dismisses the question of who the shoes originally
belonged to as “irrelevant to how the picture works.”63 Although Dreyfus
is ultimately right, his dismissal is much too quick to convince the many
who disagree. For, Schapiro’s criticism does indeed constitute a devastating objection to Heidegger’s interpretation of Van Gogh, if that interpretation is understood in the standard way. According to what most readers
take to be the sequence of phenomenological steps in Heidegger’s interpretation of Van Gogh, Heidegger begins (1) with the assumption that the
shoes belong to a farmer, an assumption that then allows him (2) to invoke
that struggle with the earth with which the farmer’s world is so closely
attuned, so that he can inally (3) postulate this earth/world tension as the
ontological truth of art. On this reconstruction of his argument, however,
if Heidegger is wrong that the shoes were used by a farmer while farming
(and he surely is wrong about this, as we will see), then the phenomenological bridge he is trying to build between a particular (“ontic”) work of art
and the ontological truth of art in general would collapse before it even
gets off the ground, severed at its very irst step.
Indeed, Heidegger’s entire interpretation of Van Gogh as the painter
of the ontological truth of painting implodes if its irst step is merely an
idiosyncratic and arbitrary projection on Heidegger’s part – or something
worse. And that is precisely what Schapiro alleges. Here is the verdict he
delivers:
Alas for him, the philosopher has deceived himself. He has retained from his
encounter with Van Gogh’s canvas a moving set of associations with peasants and
the soil, which are not sustained by the picture itself. They are grounded rather in
his own social outlook with its heavy pathos of the primordial and earthy. He has
indeed “imagined everything and projected it into the painting.”64
As this attempt to link Heidegger’s thinking of earth with “the soil” and
his “social outlook” suggests, Schapiro’s famous criticism has an obvious
political subtext. To put it bluntly, Schapiro is insinuating that Heidegger
projected his own National Socialist-tainted associations onto Van Gogh’s
work, then mistook these “blood and soil” projections for the truth of
the painting.65 Even detached from the political subtext that motivates it,
Schapiro’s allegation – that Heidegger’s interpretation of Van Gogh’s painting is really nothing more than a projection of Heidegger’s own subjective
63
64
65
See Dreyfus, “Heidegger’s Ontology of Art,” 409.
See Schapiro, “A Note on Heidegger and van Gogh,” 138.
Derrida recognizes this political subtext and suggests that Schapiro’s reduction of earth to
soil misses precisely what remained most unorthodox and challenging about Heidegger’s
Nazism, viz., his philosophical attempt to replace the Nazis’ identity-deining philosopheme of the blood-drenched “soil” with his own conception of the nontotalizable yet
existence-supporting “earth.” (See Jacques Derrida, The Truth in Painting, 272–3; Of Spirit;
and my discussion of this point in Heidegger on Ontotheology, 135 note 103.)
Heidegger’s Interpretation of Van Gogh
111
biases – constitutes a potentially formidable objection to Heidegger’s
attempt to move beyond the subject/object dichotomy at the heart of aesthetics. For, if Heidegger’s interpretation really just covertly reinstalls his
own subjective perspective, then his attempt to transcend aesthetic subjectivism from within looks dubious at best.
Heidegger’s response to this particular objection (which he anticipates
in “The Origin of the Work of Art”) is simply to turn it around. Heidegger
maintains, in effect, that any objection that he is merely projecting is merely
a projection on the part of the objector. As he puts it (in the line Schapiro
throws back at him in the quotation given earlier):
It would be the worst self-deception to believe that our description had irst
pictured [or imagined, ausgemalt] everything thus as a subjective act and then projected it onto the painting. (PLT 35–6/GA5 21)
Here, however, we seem to reach a deadlock. To Schapiro, Heidegger’s
anticipatory denial of projection looks like an unconscious confession, what
Freud called a denegation, that is, a disavowal that really conirms the truth
of what it denies (the classic example of which is: “I have no idea what my
dream meant, Dr. Freud, I only know it was not about my mother!”).66 To
Heidegger, Schapiro would seem to have deceived himself in the “worst” way;
by projecting projection onto Heidegger’s essay, Schapiro’s interpretation
will have been led astray by its own maliciousness. Is there no way to avoid
leaving the debate in such an unfriendly state, where the explicit avowal
of “not A” is taken as an unconscious confession of “A,” no one’s motives
remain above the hermeneutics of suspicion, and art interpretation threatens to collapse into the relativism of competing subjective projections?67
The way out of this unhappy impasse is to take Heidegger’s phenomenology much more seriously, as we have done here. What we have seen is
that, rather than just asserting his interpretation of Van Gogh, Heidegger
66
67
One problem with such hermeneutic denegation detection is that it becomes very dificult
to circumscribe its legitimate application. To someone like Derrida, every “clearly,”
“obviously,” “of course,” “to be sure,” and so on, begins to look like an author’s unconscious confession of a repressed uncertainty (except, apparently, when Derrida himself
employs such emphatic expressions of certainty). The speciic problem here, moreover,
is that Schapiro overlooks the fact that philosophers like Heidegger are trained to anticipate and respond to likely objections. (Such training, which comes from studying the
history of philosophy, gets reinforced if one’s own work becomes famous and so subject
of the criticisms of numerous others, as happened to Heidegger with the publication of
Being and Time in 1927.) In the sentence in question, Heidegger shows that he recognizes
that he is saying something that will sound idiosyncratic to readers – and how could he
not recognize that? The sympathetic way to respond to his considered denial of projection, then, is to look for an alternative explanation for his description of the farming
woman – a igure that, his next sentence goes on to say, he literally saw in his encounter
with Van Gogh’s painting.
Schapiro’s own Marxian-Freudian interpretation of Van Gogh’s painting – which holds
that for “an artist to isolate his worn shoes as the subject of a picture is for him to convey
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Heidegger’s Postmodern Understanding of Art
provides a phenomenological argument for it, that is, a series of steps meant to
take his audience from an experience of a particular “ontic” work of art to
an encounter with the ontological truth of art in general. Insofar as we can
personally experience the phenomenological sequence of steps to which
Heidegger refers, we ourselves can attest to the truth of his interpretation
(and if we cannot experience that sequence, or we experience something
else instead, then we can seek to redescribe, reine, or contest his interpretation for ourselves). It is in this spirit, then, that I would like to suggest
that we can inally resolve this longstanding controversy simply by summarizing and so clarifying what we have already implicitly seen to be the real
sequence of steps in Heidegger’s phenomenological interpretation of Van
Gogh’s painting.
When Heidegger discusses Van Gogh’s A Pair of Shoes (1886), I have
shown, his analysis takes us from: (1) experiencing Van Gogh’s painting
as an aesthetic object (a painting of a pair of shoes apparently on hand for
our viewing); to (2) attending to the nothing (that is, the way the painting’s
background continues to suggest other possibilities that nevertheless resist
being fully gestalted and so brought into the foreground); to thereby (3)
encountering the essential tension between earth and world (the inconspicuous struggle between revealing and concealing implicit in “what is
there”), and so inally (4) coming to see for oneself what it is like to walk
in a farmer’s shoes (by encountering for oneself, in the artwork, the same
struggle to bring forth the bounty of the earth into the light of the world).
We can see this quite clearly by looking at one of the crucial passages we
examined earlier again, this time with the four steps in Heidegger’s phenomenological transition explicitly labeled:
[1] A painting by Van Gogh: a pair of tough farmer’s shoes, [2] nothing else. The
picture really represents nothing. [3] Yet, what is there, with that you are immediately alone, [4] as if on a late autumn evening, when the last potato ires have
burned out, you yourself were heading wearily home from the ield with your hoe.
(IM 37–8/GA40 38)
These four steps, taken together, form the phenomenological bridge that
allows us to move from an interpretation of a particular work of art to the
a concern with the fatalities of his social being” – seems equally open to the charge of
subjective projection. And Schapiro’s way of developing this interpretation of Van Gogh’s
painting – which unblinkingly suggests that the shoes are “morbid,” “deviant,” deformed,”
“unsightly,” “depressed and broken” – tends to reinforce rather than diminish such an
impression. The same can also be said of Schapiro’s incredible assertion that the late Van
Gogh was “a man of the town and the city” rather than someone who identiied with the
rural countryside and the farmers’ working “relation to nature.” (See Schapiro, “A Note
on Heidegger and van Gogh,” 138, 140; and Schapiro, “Further Notes on Heidegger and
van Gogh,” 147. See also Derrida, The Truth in Painting, 367–8, where Derrida quotes from
letters in which Van Gogh expresses his distaste for “city dwellers” and his sense of being
“in his element” as a painter of farmers and their rural world.)
Heidegger’s Interpretation of Van Gogh
113
ontological truth inherent in all art (indeed, in all coming-into-being). In
other words, these are the four steps in the phenomenological argument
whereby Heidegger discovers what he calls the a-lêtheiac “essential strife”
between “earth” and “world” – that is, the tension of emerging and withdrawing implicit in all intelligibility – in Van Gogh’s A Pair of Shoes (1886).
We can unpack that third step – and better understand its connection
to the fourth – by more closely examining Heidegger’s curiously speciic
assertion:
Yet, what is there, with that you are immediately alone, as if on a late autumn evening, when the last potato ires have burned out, you yourself were heading wearily
home from the ield with your hoe. (IM 37–8/GA40 38)
Initially this certainly sounds, as Schapiro alleges, like a highly idiosyncratic projection of Heidegger’s own subjective prejudices onto Van Gogh’s
work. Of course, art historians like Schapiro commonly observe that in
late works like A Pair of Shoes (1886), Van Gogh seems to devote as much
care and attention to his use of color and brush strokes as he does to representing the fairly simple subject at the center of the painting.68 What is
so interesting about this for us, however, is that if one attends carefully to
what emerges from “[o]ut of the dark opening of the well-worn insides
of shoes” (PLT 33/GA5 19) – attending speciically to the lighter patches
of color that emerge from the dark opening of the shoe on the right – one
can indeed discern the head (hair bonnet and face in proile), torso, and
arms of what could easily be a woman, carrying a hoe (a small shovel), with
what could even be a yellow-orange “ire” smoldering behind her. I have
tried to isolate this igure in the following detail (see Figure 5).
Insofar as we too can discern “the little old woman who lived in the
shoe” (as I like to call this igure which I am convinced Heidegger himself
saw), then I think we can be certain (pace Derrida) that Schapiro did in fact
correctly identify the precise painting Heidegger was discussing: A Pair of
Shoes (1886). But this also means that Heidegger is not using Van Gogh’s
painting as a jumping off point for his own free-associations (as Schapiro
assumes). Instead, Heidegger is drawing directly on his own phenomenological encounter with the painting when he describes “what is there” (IM
37–8/GA40 38) in the work’s inconspicuous earth/world struggle.69 This,
68
69
Even Schapiro eventually found it important to draw our attention to “[t]he thickness
and heaviness of the impasto pigment substance, the emergence of the dark shoes from
the shadow into the light, the irregular, angular patterns and surprisingly loosened laces
extended beyond the silhouettes of the shoes,” apparently without ever realizing how close
he was coming to Heidegger’s phenomenological interpretation of Van Gogh’s painting.
(See Schapiro, “Further Notes on Heidegger and Van Gogh [1994],” 146.) As Heidegger
wrote, “even the much-vaunted aesthetic experience cannot get around the thingliness of
the artwork” (PLT 19/GA5 3–4).
Joseph Kockelmans makes the same mistake as Schapiro when he conidently asserts of
Heidegger’s description that “it is obvious that all of this cannot be seen in the picture”
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Heidegger’s Postmodern Understanding of Art
Figure 5. Detail of Vincent van Gogh, A Pair of Shoes, 1886, Van Gogh Museum,
Amsterdam, The Netherlands. Reproduced by permission from Art Resource, NY.
Photo credit: Art Resource, NY.
moreover, would also explain what Heidegger means when (immediately
following the quotation Schapiro throws back at him) he writes:
If anything is questionable here, it is rather that we experienced too little in the
vicinity of the work and that we expressed the experience too crudely and too
literally. (PLT 36, emphasis added/GA5 21)
and so concludes that Heidegger is not “describing” Van Gogh’s painting at all. (See
Heidegger on Art and Art Works, 128.) As I shall now go on to show, Heidegger is indeed
describing his experience of Van Gogh’s painting (an experience grounded phenomenologically in his discernment of the igure I have isolated). I also do not think Heidegger is
engaging here in the Husserlian practice of phenomenological “free-variation” in order
to try to isolate the essence of shoes (as Crowell ingeniously suggests in “Phenomenology
and Aesthetics”). By the time he has come into his own as a philosopher, Heidegger
never engages in this Husserlian practice. In fact, at the very outset of “The Origin of
the Work of Art,” Heidegger explicitly rejects any attempt to understand the essence of
art by “collecting . . . characteristics from what exists” as “impossible [because questionbegging; such a method must already know what art is in order to know what instances
of art to focus on] . . . and, where practiced, a self-delusion” (PLT 18/GA5 2–3). Instead,
Heidegger develops his own (quite different) method of phenomenological attestation. This
method describes everyday phenomena in terms of widely recognized formal features
that (when properly understood) reveal the ontological structures conditioning that
everyday phenomenon, and this interpretation is thereby presented for conirmation or
disconirmation by an interpretive community (as I explain in “Death and Demise in
Being and Time” and “Rethinking Levinas on Heidegger on Death”).
Heidegger’s Interpretation of Van Gogh
115
If Heidegger was literally describing the igure he saw emerging from
“[o]ut of the dark opening of the well-worn insides of shoes” (PLT 33/
GA5 19) in Van Gogh’s A Pair of Shoes (1886), as I think it now clear that
he was, then what Heidegger offers us is not merely the projection of his
own subjective associations onto a blank canvas but, instead, a meaningful
gestalting of something from what is really there, something we too can
phenomenologically conirm for ourselves.70
This is important, because to make something from what is really
there – something that is neither obviously determined by what offers itself
to us nor simply ignores what offers itself to us in order to impose its own
subjective idea – this is what all true artistic creation does, according to
Heidegger’s view (as we saw in section 2.7).71 Indeed, every “authentic” hermeneutics must do this; to genuinely interpret any great work of art, “you
yourself” have to struggle to bring forth its hidden riches, just as the farmer
must struggle with the earth to bring forth the bounty nurtured within it.
70
71
Heidegger perhaps hints at this further in a rather mysterious 1944–5 Dialogue (“The
Teacher Meets the Tower Warden” [or “Tower Keeper,” Türmer, literally “Towerer,” i.e.,
the one who lives in the tower – the translator seems to miss that this is an oblique reference to Hölderlin] at the Door to the Tower Stairway”). The entire dialogue (which I
hear as a discussion between the philosopher and the poet in Heidegger) circles around an
event (which precedes the dialogue) in which the philosophy “teacher” was profoundly
unsettled by a “wondrous” painting, a “painting which for me is no longer an object ever
since I encountered it in its wondrousness” (CCP 129/GA77 198). The painting is never
described, but it is presented (by the poetic, Hölderlinian igure in the dialogue) as “a
true ind, . . . [which] is everything” (CCP 106/GA77 164). The dialogue distinguishes
“a reconnoitering of the painting,” i.e., an understanding of the work in worldly terms
(which is quickly set aside as mere “connoisseurship”), from “a reconnoitering through the
painting” (CCP 110/GA77 170), i.e., a coming to see the world through the work (instead
of the reverse). It is the latter “reconnoitering” (Kundschaft), this seeing in terms opened
up by the painting, that the Hölderlinian igure celebrates as bringing with it “the gift of
a message [Kunde], if not an original testimony [Ur-Kunde]; I mean a message that comes
to us inceptively [anfänglich, as a beginning]” (ibid.). We learn, moreover, that this inceptive message is still the (perfectionist and literally revolutionary) one that brings us full
circle “back to that place where we truly [eigentlich] already are” (CCP 111/GA77172).
This fascinating dialogue even opens with an oblique reference back to the “Afterword”
to “The Origin of the Work of Art.” Picking up where that famous essay had then ended
(in the mid-1940s, Heidegger had yet to write its 1955 “Addendum”), the dialogue begins
with the same call for us to learn simply to see, rather than to try “to solve,” the wondrous
riddle or enigma of great artwork.
This is, e.g., what Heidegger seeks to do when he describes the farming woman Van Gogh
painted. We can say that this igure is not obvious because no one has ever mentioned
it before. Even if it seems obvious in retrospect (as masterful artistic gestalts often do),
we can nevertheless imagine gestalting those bits of color and paint otherwise (at least
around the edges). This, then, is quite different from a “hidden eye picture” or even the
subliminal images Mark Tansey cleverly conceals in the background of his work, which
can be hard to see but, once seen, cannot be seen in any other way. (See e.g. Tansey’s West
Face, 2004.) In effect, Heidegger is offering us his own creative gestalt – his own way of
“worlding” this patch of earth – in order to exemplify the very view he is seeking to convey.
I have tried to do the same, in turn, for the “nothing” in Heidegger’s essay.
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To engage in such phenomenological hermeneutics, we could thus say, is to
encounter oneself as a farmer of meaning. For, such an encounter allows us to
understand for ourselves what it is like when the earth comes to inform our
worlds with a genuine, partly independent meaning, one that we ourselves,
helped bring brought forth through a creative struggle and yet did not simply make up or project onto the work. When we catch ourselves in the act
of making-sense of an artwork in this way, then we experience for ourselves
that fundamental making-sense – whereby world discloses earth – from
which, for Heidegger, all genuine meaning ultimately derives.
Here, then, we reach the important fourth and inal step in Heidegger’s
phenomenological interpretation, which still needs to be unpacked and
explained. As we saw in section 1.3, Heidegger claims that by experiencing
the subtly dynamic tension between earth and world in Van Gogh’s painting, we can thereby come to encounter the same primordial level of practical meaning that is unknowingly known by the farmer who uses her shoes
“without noticing or relecting” on them (PLT 34/GA5 19). From what has
been said, we can now understand just how that is supposed to be possible.
In our phenomenological encounter with Van Gogh’s painting, we catch
ourselves in the act of struggling to impose a stable world of meanings on
an inherently dynamic intelligible domain that both informs and resists
this world. To thus ind ourselves “worlding the earth” in our encounter
with art, we have just seen, is to experience for ourselves essentially the
same struggle as the farmer who must patiently wrestle with the earth in
order to bring forth the crops long cultivated and concealed in the earth’s
protective darkness into the light of her world. In our encounter with Van
Gogh’s painting, we thus learn for ourselves what it is like to walk in a
farmer’s shoes – the shoes where earth and world meet, both literally and
iguratively – because we too have experienced the way the earth both
informs and exceeds the world of meanings we take from it, enduring the
same struggle to world the earth (albeit on a smaller scale) in our own hermeneutic and phenomenological engagement with Van Gogh’s painting
(and, indeed, with Heidegger’s texts).72
The most important point to grasp here, then, is that Heidegger does
not maintain (as it is easy but nonetheless mistaken to assume) that Van
Gogh’s painting allows us somehow irst to directly intuit the world of a
farmer as she nonthematically encounters it so that, by getting in touch
with her farming world, we can thereby come to experience the “essential
tension” between earth and world with which a farmer is intimately familiar. That cannot be right because it begs the question, assuming the
72
As Heidegger laconically puts this rather complex point: “Truth happens in Van Gogh’s
painting. That does not mean that something on hand is correctly portrayed but, rather,
that the totality of what-is, world and earth in their counter-play, attains unconcealment
in the becoming manifest of the equipmental being of the shoe-equipment” (PLT 56/
GA5 43).
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aporetic step that Heidegger realizes needs to be explained (as we saw
in 1.3) – namely, how can we move from an aesthetic experience of a painting on hand like an object to an encounter with the “equipmentality” of
equipment? It is thus crucial to see that Heidegger does not irst assume
that the shoes in the painting belong to a farmer so that, by alluding to
this farmer’s lifeworld, he can subsequently introduce the essential struggle between earth and world as the truth of the painting. If that were the
sequence of steps in Heidegger’s argument, then not only would he be
knowingly begging his own question but, worse, Schapiro’s telling criticism
that the shoes in Van Gogh’s painting could not in fact have been used
by a farmer to form would constitute a completely devastating objection
to Heidegger’s interpretation. For, Schapiro is certainly right that the shoes in
the painting could not have been used by a farmer while farming, for the simple
reason that the Dutch farmers Van Gogh painted wore wooden clogs in
the damp potato ields, not leather shoes like those worn by the farmers
Heidegger knew in Southern Germany, which would have quickly rotted
from the damper soil of the Netherlands! So, if Heidegger had sought simply to move from what he assumed were a pair of farmer’s shoes to an intimation of the earth/world struggle familiar to farmers, and then from
there to the essence of art, Schapiro’s objection would indeed dynamite
the phenomenological bridge Heidegger builds from an ontic work of art
to the ontological truth of art in general.73
73
Derrida and Babich both seek to unsettle the controversy by, in effect, developing
Heidegger’s suggestion that we cannot tell with certainty “to whom [the shoes] belong”
(OBT 14/GA5 18 note a) – a brief marginal comment Heidegger seems to have jotted down
in response to Schapiro. Thus Derrida dedicates more than one hundred pages to multiplying a seemingly unending succession of skeptical questions meant to suggest that the
identity of the shoes is radically undecideable, because we cannot be sure to which painting Heidegger referred, whether the shoes in question even form a pair, and so on. Babich
argues that, even if we grant to Schapiro that Van Gogh owned the shoes in the painting,
this does not mean they were Van Gogh’s shoes in the decisive sense. On the basis of the
same historiographical evidence Schapiro appeals to (Van Gogh’s letter to his brother,
Gauguin’s account of Van Gogh’s studio, etc.), Babich nicely shows that Van Gogh bought
the pair of shoes in question not in order to wear them himself but rather, “like the rough
beer steins Van Gogh also collected, . . . in order to paint them,” thus leaving open the
question of who originally broke them in. Yet, this line of reasoning remains open to the
response that, as Kelly starkly puts it: “The Painting is van Gogh’s, according to Schapiro,
because [Van Gogh] invested himself in it, because his subjectivity is embodied (not merely
represented) in it. This idea – that embodied subjectivity is constitutive of what modern art
is – is what Schapiro afirms and Heidegger denies.” Although Kelly effectively changes
the terms of the debate here, he nicely brings us to the crux of the issue. For Schapiro
(on Kelly’s reconstruction), Van Gogh’s very act of painting the shoes transforms them
into an expression of his own subjectivity, whereas for Heidegger, Van Gogh’s painting
shows us a way beyond the subject/object metaphysics that Schapiro presupposes. In the
end, though, the real problem for all those who would defend Heidegger by arguing that
the shoes originally were used by a farmer is that this line of defense overlooks Schapiro’s
most telling objection. (This is understandable, because the objection does not come
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Heidegger’s Postmodern Understanding of Art
What I want to suggest, however, is that this longstanding controversy
can inally be resolved when we recognize that Heidegger’s phenomenological interpretation of Van Gogh’s painting actually follows a different
sequence of steps. As we have seen, Heidegger moves from: (1) experiencing
an objective painting of unused shoes (in the standard aesthetic way); to (2)
noticing and attending to the dynamic “nothing” in the background of the
painting and thereby (3) encountering the earth/world struggle implicit in
the work; to inally (4) intimating, from this earth/world struggle, what a
farmer’s inconspicuous use of shoes as equipment is like. The trick missed
by Schapiro (along with virtually every other reader of Heidegger’s famous
essay) is that it is only attending to the “nothing” that makes itself visible
in the background of Van Gogh’s painting that irst allows us to encounter
the essential tension between world and earth for ourselves, and it is this
encounter – with the tension between that which comes forth into the light
(“world”) and that which nurtures this coming forth and yet also shelters
itself in the darkness (“earth”) – that allows us to understand, as though
from the inside, what it is like to walk in the shoes of a farmer.
Once we understand the real sequence of steps in Heidegger’s phenomenological argument, moreover, we can see that the second part of
Schapiro’s objection (that the shoes did not belong to a farmer but to Van
Gogh himself ) would, even if correct (which remains controversial), only
temporarily complicate the inference from step 3 to step 4 – that is, the
through clearly in Schapiro’s work; I owe my understanding of it to conversations with the
art historian David Craven, who interviewed Schapiro several times and discussed it with
him.) Schapiro’s seemingly incontrovertible objection is that the shoes Van Gogh painted
could not have been used by a farmer while farming because the Dutch farmers Van Gogh
painted wore wooden clogs in the ield, not leather shoes, which would have rotted quickly
from the damp conditions in the muddy potato ields (since this preceded the adoption
of rubber soles). Kockelmans implicitly acknowledges the force of Schapiro’s criticism
by attempting to dodge it, claiming that Heidegger is not in fact describing Van Gogh’s
painting but only using it as a phenomenological jumping off point to evoke the different
shoes of the farmers with which he was familiar. The fatal problem is that Kockelmans’s
way of reading Heidegger’s crucial “and yet” as a transition away from Van Gogh’s painting and toward the farmers with whom Heidegger was familiar completely misses the
real force of his deliberately ambiguous use of the “nothing,” and so also misses the way
Heidegger’s phenomenological descriptions of the painting seek to build a direct bridge
from the ontic painting to the ontological truth of art. Kockelmans seems to presuppose
that the ontic and ontological are heterogeneous domains (again understandably, as this
was a central tenet of the orthodox Heideggerian scholars of the last generation and
continues to be proclaimed by inluential critics such as Habermas), but such a mistaken
view would (as Heidegger’s critics allege) place Heideggerian phenomenology outside the
realm of meaningful communal adjudication. (See Jacques Derrida, The Truth in Painting,
esp. 257–382; Babich, “From Van Gogh’s Museum,” 157–8; Kelly, Iconoclasm in Aesthetics,
51; and Kockelmans, Heidegger on Art and Art Works, 126–32. Harries repeats Kockelmans’s
mistake in his otherwise insightful monograph, Art Matters: A Critical Commentary on
Heidegger’s “The Origin of the Work of Art.”)
Heidegger’s Interpretation of Van Gogh
119
move from encountering the conlict between earth and world to understanding what it is like to walk in a farmer’s shoes. The complication is
only temporary, because this is a move Heidegger could have made just as
easily by discussing the world of Van Gogh himself (to whom Schapiro himself attributes the shoes in the painting). For, in Heidegger’s interpretation
of him, Van Gogh surely understood the earth/world struggle at least as
lucidly as the farmers he painted. Thus, Heidegger could just as easily have
moved from (1) discerning the nothing and thereby (2) encountering the
earth/world struggle to (3) understanding this struggle as the ontological truth of art to inally (4) seeing what it is like to walk in the shoes of a
painter like Van Gogh, who devoted his life as an artist “to expressing the
poetry hidden in” the everyday world all around him (as Van Gogh himself
writes in the eloquent and arresting passage I have chosen as an epigraph
for this chapter).
Indeed, Heidegger’s larger point (the point conveyed by his provocative references to “you” and “you yourself”) is that Van Gogh and these
farmers lived the same struggle in different ways, and so do all of us meaning farmers, that is, all of us who genuinely create by discerning inchoate
contours and so struggling to help give birth to something that previously
remained hidden in darkness. Art thus teaches us not to try to banish the
darkness that surrounds the light of intelligibility, but to learn to see into
that ubiquitous “noth-ing” so as to discern therein the enigmatic “earth”
that nurtures all the genuine meanings that have yet to see the light of day.
Insofar as we can learn from Van Gogh (or other similarly great artists) to
see in this poetic way ourselves, Heidegger suggests, we will ind ourselves
dwelling in a postmodern world permeated by meaningful possibilities.
Of course, the meaning of “postmodernity” itself is currently rather
heavily contested. The next two chapters will seek to sort through the main
senses the “postmodern” has today and to demonstrate the continuing relevance of Heidegger’s own postmodern approach, the resonant call for
us to remain sensitive to the inexhaustibility of the meanings permeating
our everyday “reality.” By staying attuned to what we could thus call polysemy, we will test Heidegger’s postmodern approach in close hermeneutic
readings of two celebrated “postmodern” works: U2’s hit song, “Even Better
than the Real Thing,” and Alan Moore and Dave Gibbons’s much-lauded
“postmodern masterpiece,” the comic book mini-series, Watchmen. These
chapters, as works of post-Heideggerian hermeneutics, will seek to bring
out what is really there in these works of “postmodern” art without claiming to exhaust their meaning. These chapters thus struggle, in Heidegger’s
terms, to creatively gestalt the rift-structure these postmodern texts offer
us in a way that respects their texture and yet, rather than simply standing
awe-struck before them, discloses some of their previously hidden meanings. Heidegger suggests that if such interpretations are “authentic” and
“original” – that is, grounded in genuine insights and capable of inspiring
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the interpretive efforts of others – then they will have emerged from a
personal struggle with the texts they interpret, and that personal dimension will probably continue to be obvious in what follows.74 Of course, such
interpretations must also hold themselves open to the possibility of more
or less radical redescriptions by others as well. For, that too is how the
conversation continues sometimes (as we will see in Chapter 5). With such
ideas in mind, then, let us turn to see how a sympathetic altercation (or
Auseinandersetzung) with these popular postmodern works might aid the
philosophical effort to take the temperature of our times.
74
Ironically, my interpretations of Moore and Gibbons’s Watchmen as “a deconstruction of
the hero” and of Heidegger’s Contributions to Philosophy as “a philosophical fugue” (the
two oldest chapters here) – like my thesis that Heidegger’s critique of technology can only
be understood by way of his views on ontotheology – interpretations that were initially
greeted as somewhat outlandish, now seem to have become inluential enough that I am
occasionally confronted with the response that these views are not so much oddly idiosyncratic as patently obvious. (This is an improvement over that unanswerable objection
I heard earlier: “If you are right about that, then why hasn’t anyone else seen it before?”)
Thus some of my views, at least, seem to have passed from the irst to the second of William
James’s stages in the reception of an idea: “First, you know, a new theory is attacked as
absurd; then it is admitted to be true, but obvious and insigniicant; inally it is seen to be
so important that its adversaries claim that they themselves discovered it.” If I feel some
trepidation about the arrival of that third stage, I remind myself that “originality” can only
truly mean helping to give rise to insights in others. (Still, while plagiarism might be the
sincerest form of lattery, it is also the least ethical response to that “anxiety of inluence”
Bloom recognized.) I can thus hope that my more recent and still strange views presented
here – on the little old woman who lived in Van Gogh’s shoe, e.g., and on the nothing in
Heidegger’s essay – may yet face a similar fate. (See James, Pragmatism: A New Name for Some
Old Ways of Thinking, 87; and Bloom, The Anxiety of Inluence: A Theory of Poetry.)
4
“Even Better than the Real Thing”?
Postmodernity, the Triumph of the Simulacra, and U2
My head is somewhere in between. . .
You’re the real thing
Even better than the real thing.
U2, “Even Better than
the Real Thing”
1. Postmodernity: Beyond the Brutal
Simplifications of Modernity
As fans of the rock band U2 will recognize, I take both my title and my epigraph from the second song on U2’s 1991 album, Achtung Baby. U2’s lead
singer, Bono, famously declared that U2 entered its “postmodern” phase
with Achtung Baby. Achtung, of course, standardly translates as a command
for “Attention!” – but it also literally connotes “respect” or “care” (for that
to which one should have been moved to “attend” in the irst place) – and
in what follows I shall suggest that attending to and thinking carefully
about some of the philosophical ideas and themes underlying U2’s work
from their “postmodern” period that begins with Achtung Baby can cast a
mutually illuminating light on both U2 and “postmodernity.”1 In the irst
1
U2’s almost oxymoronic album title is drawn, in a typical instance of postmodern
“sampling” (a practice that can be traced back as least as far as the French Situationists’
inluential use and defense of détournement; see Knabb’s Situationist International Anthology),
from Mel Brooks’s ilm The Producers – where the humorous greeting “Achtung, baby!” is met
by a Nazi with the scolding response, “The Führer would never say baby!” (See Bill Flanagan,
U2 at the End of the World, 171). The title of U2’s self-avowedly “postmodern” album thus suggests the power of responding to fascism with humor. The Joke, as Milan Kundera suggested
(in his novel of the same title), is what dictatorial regimes cannot tolerate, because the joke
calls into question the unwritten rules on which their repression depends. (This is a common refrain in Slavoj Žižek’s work; e.g., in The Sublime Object of Ideology and Did Somebody
Say Totalitarianism? Five Interventions in the (Mis)use of a Notion.) Nevertheless, I will suggest,
U2 also means their album title to be taken unironically; put simply, U2 intends for the
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Postmodernity, the Triumph of the Simulacra, and U2
two sections I think primarily from Heidegger’s philosophy toward U2,
but, reversing this direction in the inal section, my chapter concludes with
an extended analysis of “Even Better than the Real Thing,” a song I take
to be particularly suggestive for the post-Heideggerian attempt to think
through U2, beyond the triumph of the simulacra, and toward a genuine
postmodernity.
What, then, does it mean today to be “postmodern”? That is not intended
to be a trick question, but it may sound like one (at least to those “already
in the know”), because the very idea that we should be able to precisely
specify the singular meaning of a philosophical concept is a characteristically modern assumption, that is, just the sort of assumption postmodernists seek to get beyond. Of course, the modern pursuit of unambiguous
precision proved to be stunningly successful for the mathematical sciences,
which developed and so reinforced modernity’s deining project of gaining
control over the objective world through our knowledge, thanks largely to
the Copernican revolution in which, rather than observe the way nature
behaves independently of us, we “strap nature to the rack” and force “her”
to answer our questions.2 This modern project of “Tryin’ to throw your
arms around the world” (as if “trying to throw his arms around a girl,” a
variation U2 employs in the ninth song on Achtung Baby) continues to generate undeniable technological and medical advances, along with equally
undeniable and unwanted side-effects (including environmental devastation and the innumerable other inhumanities generated by our rapacious
struggle to control and proit from this knowledge over nature) and real
dangers (from that slow erosion of our sense of the meaningfulness of life
that Heidegger analyses to more dramatic threats of looming global catastrophe, whether nuclear, environmental, economic, biogenetic, or even
nanotechnological).
Indeed, our increasingly exact calculations allowed us to extend our
technical mastery of the natural world so far that, to mention just two (not
unrelated) examples, we have been able to construct buildings and planes
that do not fall from the sky (without suficient provocation) as well as
an unmatched military-industrial arsenal capable of enforcing our tenuous geopolitical dominance (which, in turn, provides our newest enemies
with that “suficient provocation”).3 What such connections suggest is that
2
3
audience to become their “baby,” a beloved being asked to attend to a deeper dimension
of meaning. (On the direct connections between Situationism and art and popular music,
see Greil Marcus, Lipstick Traces: A Secret History of the Twentieth Century, and Sadie Plant, The
Most Radical Gesture: The Situationist International in a Postmodern Age.)
Bacon’s notoriously misogynistic formulations of the modern project now look, in retrospect, rather revealing. (See Francis Bacon, The New Organon.)
The unhappy fact that this supposed geopolitical dominance did not actually protect our
planes and buildings – or, more important, the people within them – raises the thorny
issue of what, if anything, such dominance does protect, besides the most avaricious and
destructive economic interests.
Beyond the Brutal Simpliications of Modernity
123
even the best efforts of our modern mathematical sciences have not been
able to master the domains we apply them to without generating rebound
effects, in which what we seek to master at least partly escapes and then
returns with a vengeance. We see these rebound effects all around us, in
our political headlines as well as in the mounting environment crisis still
too often excluded from these same headlines. Seeking to draw our heads
outside the lines that corral our thinking, postmodern theorists such as
Baudrillard and Derrida sometimes describe these effects as the revenge
of the real, a scenario in which (as with those symptoms Freud called the
return of the repressed) we are revisited by destructive effects ultimately attributable to our very efforts to control, suppress, deny, or exclude that which
cannot be assimilated eficiently to the existing order. In response, these
postmodernists follow Heidegger in seeking to isolate and overturn those
destructive but usually unnoticed modern assumptions that function both
to devastate our world and to preemptively neutralize our critiques of this
destruction (rendering these critiques as ineffectual as protestors conined
to predesignated “protest sites”).
Surprisingly, however, some avowedly “postmodern” scientists (of which
there are more than a few) seem to believe that the best way to eliminate
such devastating rebound effects is to master nature still more precisely,
for example, by employing nonmonotonic logics that do not presume
bivalence, using fractal models capable of predicting the behavior of
extremely complex systems, and so on – in short, by giving us more precise mechanisms of control, more inely grained conceptual mappings of
the real, better predictive hypotheses, calibrated with such complex precision that, inally, nothing will exceed our grasp, our “arms” (conceptual
and military – in U2’s fortuitous ambiguity) thrown entirely “around the
world.”4 From a post-Heideggerian perspective, this sounds like a prescription for a more intense dosage of the very radiation that made us sick in
the irst place, but it is not immediately clear what other rational alternatives remain open to us, since our modern obsession with prediction and
control seems to have painted us into a conceptual corner in which all the
solutions we can think of that might help involve more prediction and control – as if we could get our addiction to control under control if we just had
a bit more self-control.5 The very persistence of such fantasies of control,
4
5
See the litany of scientiic igures Lyotard cites in The Postmodern Condition: A Report
on Knowledge.
And yet, is it so obvious that we cannot do so? What is meditation, for example, if not a
proven path whereby one learns to control one’s way beyond control? The paradox, put
in Heideggerian terms, is that we must decide to learn Gelassenheit, the “releasement” or
“letting be” that helps us transcend the “subjectivism” of modernity’s subject-centered
worldview and recognize that the great sophist Protagoras was wrong: Humanity is not the
measure of all things. Such antianthropocentric insights help us experience our connection to a greater whole, a reality that transcends us and to which we belong, part to whole,
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Postmodernity, the Triumph of the Simulacra, and U2
moreover, suggests that, however disastrous some of the consequences of
modernity’s “subjectivistic” drive toward total control are proving to be,
the source of this drive is to be found in the intrinsically limited nature of
our own cognitive capacities and our often laudable resistance to all such
limits – a resistance sometimes called freedom, progress, or even life, forces
no one wants to stand against, especially because the struggle whereby we
inite beings seek to achieve the impossible continues to help generate our
most cherished scientiic, medical, and technological advances, many of
which we surely do not want to forfeit. So, if modernity has painted us into
this conceptual corner historically, how might we go about getting out of it?
That is another way of asking the general question of postmodernity.
In an insightful analysis of the terrorist attacks of September 11, Derrida
describes the way “repression in both its psychoanalytic sense and in its
political sense – whether it be through the police, the military, or the economy – ends up producing, reproducing, and regenerating the very thing it
seeks to disarm.” Does not U2, whose own work emerged internationally as
a critique of the cycle of terrorist and counterterrorist violence (remember
their powerful 1983 song, “Sunday Bloody Sunday”), frequently draw our
attention to the same problem? In “Peace on Earth,” for example, Bono
warns: “Where I grew up there weren’t many trees / Where there was we’d
tear them down / And use them on our enemies / They say that what you
mock / Will surely overtake you / And you become a monster / So the
monster will not break you / And it’s already gone too far.” Theorizing
such effects in terms of the logic of autoimmunity, in which the forces in
us that seek to keep out “the other” grow so excessive that they begin to
destroy the health of the system they are supposed to protect, Derrida calls
for an “immuno-depressant” response by which we would seek to “limit the
mechanisms of rejection and to facilitate toleration.”6 Derrida articulated
an earlier version of this strategic response in terms of what he rather cleverly called “hauntology” (the logic of being – haunted by alterity), suggesting
that we must accept the fact that every concept “is in advance contaminated, that is, pre-occupied, inhabited, haunted by its other,” and so stop
attempting the various exorcisms that inadvertently animate these specters
and give them a stage on which to appear. Instead, Derrida liked to say, we
should work to transform our ghosts into guests by offering our others our
hospitality.7 U2 evokes this rebound effect in a particularly haunting way in
6
7
like organisms in an holistically interconnected environment. Indeed, the holy, Heidegger
suggests (and I shall develop this suggestion later), is what allows us each to experience
such a connection to the whole, one that can help restore that sense of interconnectedness
and belonging that we are no longer quite comfortable describing as our “spiritual” health
(although “mental” health is too narrow a term).
See Giovanna Borradori, ed., Philosophy in a Time of Terror: Dialogues with Jürgen Habermas
and Jacques Derrida, 99, 188 note 7.
Derrida thus articulates what is in effect an unreachable regulative ideal, although he
resists that conclusion, insisting that, impossible or not, only the concrete realization
Beyond the Brutal Simpliications of Modernity
125
“Until the End of the World” when Bono sings: “In my dream I was drowning my sorrows / But my sorrows they learned to swim,” and Bono even
seems to recommend the same response as Derrida, describing the peacemaking gesture in which: “I reached out for the one I tried to destroy.”8
Following Derrida (and so Heidegger, whom Derrida himself mostly
follows), many postmodernists call for us to resist extending the demand
for unambiguous precision typical of modern mathematical science into
the domain of ordinary human life. The ironic lines of “Zooropa” similarly
caution against our unthinking technological extension of modern fantasies of control: “Zooropa . . . better by design / . . . / Through appliance
of science / We’ve got that ring of conidence,” and in “Zoo Station” U2
advocates that we should instead be “Ready for the shufle / Ready for the
deal / Ready to let go of the steering wheel.” Rather than embracing the
modern drive toward complete control through the universal extension
of unambiguous mathematical precision, these postmodernists echo the
Heideggerian call for us to learn to develop what we could think of as a
sensitivity to the unpredictable nature of poetic polysemy, that is, an attunement to the inexhaustibly multiple meanings known to all careful readers
of poetry, and probably experienced by aicionados of all the other poetic
arts, all the divine arts of “making” that (as we saw last chapter) bring new
things into existence. Of course, if our modern bridges are going to stay
up, a steel girder must either be capable of bearing certain weight and stress
tolerances or not. For a poem to work, however, it need not mean either one
thing or another – indeed, quite the opposite. I shall show in the conclusion that this is the case with U2’s “Even Better than the Real Thing,” but
let us begin with an uncontroversial example of poetry.
Treat the following as a multiple-choice question, if you like. Consider
e. e. cummings’s densely suggestive line: “. . . if you are glad / whatever’s living will yourself become.” Is the real, true, or genuine meaning of this line
that if we are “glad” (that is, happy, willing, bright, and cheerful), then: (A)
we will ind ourselves becoming one with the life all around us; or (B) we
8
of unconditional “hospitality” is genuinely deserving of the name. (See Jacques Derrida,
Specters of Marx: The State of the Debt, the Work of Mourning, and the New International, 160.)
Already in “Sunday Bloody Sunday” (1983), U2 issued an overtly Christian call for the
forgiveness necessary to break the cycle of terrorist violence (invoking “The real battle yet begun / to claim the victory Jesus won”). Drawing on the work of René Girard,
Charles Taylor develops a similar view of “a Christian counter-violence” that would avoid
that scapegoating of enemies (which externalizes unacknowledged forces within us and
demonizes them, rather than recognizing and seeking a transformative appropriation of
those forces). For Taylor, however, the Gospel suggests that one should dedicate oneself to
a peaceful “transformation which reaches to overcome the fear of violence not by becoming lord over it, by directing it as an annihilating force against evil, but which rather aims
to overcome fear by offering oneself to it; responding with love and forgiveness, thereby
tapping a source of goodness, and healing,” which places Taylor closer to Tutu, Mandela,
and Derrida than to Girard and the early Bono. (See Charles Taylor, A Secular Age, 708.)
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should choose to identify our will with whatever is living; or (C) we become
the “living will” of whatever we encounter (whether we choose to or not);
or (D) we should will ourselves to become one with vital force possessed
by all things, including ourselves (so as to actualize that life within us that
allows us to grow along with all other living things)?9 An attunement to
poetic polysemy suggests that this question is badly posed as an “either/or.”
Where poetry and the subtle density of everyday life are concerned, the
question, “What does it really mean?” cannot truly be answered with either
A, B, C, or D, but only with E: All of the above (and more).
If this is true of a single line within a poem, how much more true will
it be of that poem as a whole, let alone of the poet’s entire oeuvre? (Or of
the relation of that oeuvre to its world, and ours?) And if it is also true of
my experience of a single leaf falling through the sunlit morning onto the
path before me – or a remark you utter that changes me in some indeinable yet irrevocable way – or the look on the face of a stranger I have not
quite forgotten, each of these experiences singular moments of a single
day, then how much more true will it be of the life in which those moments
resonate together? And of all the other lives that I might, in turn, somehow
impact and subtly realign? This exuberant insight – that mere existence
is unspeakably deep, that meaning is inexhaustible, that “every atom of
gold [sunlight] is the chance of blossoming fruit” (as Baudelaire famously
put it) – sometimes seems to me to be the postmodern insight par excellence. In it, we can recognize postmodernism’s neoromantic refusal of the
modern scientiic rejection of romanticism, and so discern the premodern
roots of postmodernism. The romantic exuberance that often accompanies this wonderful insight is perhaps also the source of the postmodern
movement’s visionary fervor and those occasional evangelical excesses that
seem to have turned so many against it.
And yet, the minute we begin to imagine that we have placed our ingers on the living pulse of the postmodern, do we not risk betraying the
polysemy of the very concept of “postmodernity,” as if mistakenly believing
that the postmodern impulse itself could be deined precisely and unambiguously along a single axis of meaning? Or, to make the same point in
another way (and so note the irst of several paradoxes of relexivity haunting
the postmodern project): If postmodernity should be deined by its call
for a sensitivity to polysemy, then presumably we should also understand
postmodernity itself polysemically, as possessing multiple meanings, which
would mean that postmodernity should mean more than just the call for
polysemy – and, in fact, it does. Ironically, the postmodern is even in danger
of meaning too much. We now use the adjective “postmodern” to describe
not just philosophical ideas but the vast array of cultural “texts” embodying these ideas, texts found all along that increasingly obsolete continuum
9
See e. e. cummings, Collected Poems, “New Poems,” #315.
Three More Meanings of Postmodernity
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spanning “high” and “low” art, a distinction the postmodern movement
undermines by lavishing its theoretical attentions on objects that previous
generations rarely stooped to examine. As a new generation of “highbrow
lowbrows” mobilize postmodern insights and theories to analyze everything
from television (“Lost is the postmodern Gilligan’s Island”), to comic books
(“Alan Moore’s Watchmen is a masterpiece of postmodern literature”), to
Hollywood movies (“Quentin Tarantino’s combination of nonlinear narrative and pulp sensibility gives his ilms their postmodern texture”), to
pop music (“U2 entered its postmodern phase with Achtung Baby and celebrated it with the Zooropa tour”), to architecture (“The rejection of the
coldly-functional, geometric austerity of the modern Bauhaus movement
helps explain postmodern architecture’s resistance to any integral style
and its promiscuous hospitality to competing and even contradictory stylistic elements”), to conceptual art (“There seems to be a mutual afinity
between U2 and the postmodern artists Jeff Koons and Cindy Sherman”),
to philosophy (“Baudrillard may be the greatest of the avowedly postmodern philosophers, but Lyotard is probably the most famous”), and even
to religion (“Postmodern theologians heatedly debate whether God is
humanity, nonappearance, or absence, but postmodern Christians should
simply insist that God is love”).
Thus, if one tries to infer the meaning of postmodernism by induction
from the disparate uses of the term that one overhears (even in the circles
of the learned), one may begin to suspect that the concept of the “postmodern” has become so saturated with different meanings that it risks
collapsing under the weight of their competing pulls and so fracturing into
a disordered multiplicity, the various facets of which only arbitrarily bear
the same name. Postmodern begins to look like one of those words used so
frequently, and in such a bewildering variety of ways, that it has lost all
purchase and speciicity. Overloaded with meanings, it loses all meaning;
for, if everything is “postmodern,” then postmodernity becomes meaningless. This is the relexive paradox mentioned above: Approached in its own
terms, postmodernity risks suffering a kind of death by polysemy, its meaning
drawn and quartered, again and again, until nothing remains.
2. Three More Meanings of Postmodernity
It seems to me, then, that in order to understand postmodernity, we need
to navigate carefully between the twin excesses of modern singularity and
postmodern multiplicity, the Scylla of the only One and the Charybdis of the
ininitely Many. I shall thus risk a more schematic approach, setting out
what, to my ear at least, seem to be three more ways in which it makes
good sense to describe something as “postmodern.” Of course, postmodern polysemy suggests that it is a bit arbitrary to discuss only three more
senses of postmodernity: Why stop at three?
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Here I take some solace from the idea that a great poem always means
more than one thing and yet does not mean everything at once, for that
latter would drown out all the poem’s particular meanings in a dissonant
cacophony or, perhaps, a mystical harmony or fusion (a point to which we
will return in Chapter 6).10 At the same time, however, a truly great poem
always holds itself open to meaning more than I currently realize. (Thus,
on explaining my sense of a poem as fully and carefully as I can, I will nevertheless be aware that I am far from exhausting its meaning; and hence
someone else can say to me, “I think it means something else than what
you’ve said, namely, the following. . .,” and I will often be able to see just
what she means.) According to this Heideggerian view, then, the postmodern call for us to attend to polysemy is best taken as a hopeful request for
a poetic sensitivity to the inexhaustibility of meaning rather than an insistence on the static ininity of meaning, as an “always more” rather than an
“everything at once.” (In such a postmodern attunement, as Bono suggests
in “Zooropa,” “I don’t know the limit / The limit of what we got.”) This is
to take postmodernity to be suggesting, in other words, that the future for
which it calls is not here yet, or, better, that it arrives only in the moment of
10
I should acknowledge that, at least in the form of song, we sometimes experience a poem
that seems to mean everything (if only by presenting some aspect of experience so powerfully that we seem to sense everything else relected in and so connected by it), an experience that transports us beyond the mundane realm of differentiated human meaning in
an ecstatic feeling of transpersonal, mystical union with the All. As Schopenhauer – and,
following him, the early Nietzsche – recognized, the medium of music more easily facilitates such a mystical experience than any of the other arts (as the full title of Nietzsche’s
great early work already suggests: The Birth of Tragedy from the Spirit of Music). Indeed,
music may be more likely to facilitate such an experience of mystical union than any
other ordinary experience, with the exception of sex itself, at least if it is understood in
the transpersonal sense suggested by Plato’s Symposium. (I shall return to this connection in the conclusion.) I have not tried to apply Heidegger’s philosophy of art in any
systematic way to the pre-existing aesthetic genres (for the reasons explained in the
introduction), but the following questions remain pertinent here: How should we understand Heidegger’s critique of aesthetic enframing in relation to music? More important,
how might music embody and so help facilitate the spread of the kind of postmodern
understanding of being for which Heidegger calls? My sense is that the music that best
embodies the earth/world tension will not be as seamlessly polished as U2’s music now is
(like almost all popular music today). Indeed, insofar as U2’s musical world preserves its
relation to Heidegger’s earth, it probably does so mainly in the passionately unsonorous
timbre of Bono’s vocals (unfortunately increasingly erased by studio overproduction),
which nicely suggest the band’s attempt to express a world of meanings that cannot be
exhausted, as well as in some of the lyrics, on which I shall mostly focus here. (Thinking
about this issue also suggests the deeper point behind Jay-Z’s polemic against “Autotune,”
the widespread computer software most responsible for erasing the distinctive imperfections of human vocal timbre and so technologically homogenizing the sound of many of
today’s most popular vocalists, in genres ranging from Pop to Rap, a trend irst catalyzed
by Cher’s 1998 hit song “Believe,” with its suggestively titled, Autotuned chorus – an
apparent paean to enframing: “Do you believe in life after love?”)
Three More Meanings of Postmodernity
129
moving (however incrementally) beyond the destructive aspects of modernity. This postmodern future is not simply implicit in the past (as some of
Heidegger’s own formulations, like “the beginning . . . stands before us” [HR
111/GA16 110], risk suggesting), but instead requires the creative efforts
of those who would yet “invent” it (that is, literally, enter into it) in order
to remain genuinely “futural,” that is, open or yet to come.11 Without endless apology, then, here are the three other main senses of postmodernity
we most often hear when we direct the postmodern sensitivity to polysemy
back upon the concept of postmodernity itself.
First, to be postmodern means to seek passage beyond modernity (as we saw
in detail last chapter). In other words, “postmodernity” does not name a
new historical epoch that is already here, a new age that came after modernity, as one trend might follow another, but, rather, the ongoing endeavor
to get free of those modern assumptions that have been most disastrous
for our world and in the grip of which we remain so stubbornly caught.
To be postmodern, then, is to be on the way or in transition toward another
understanding and approach to being, one that not only (1) transcends (in
the Hegelian sense of negating the negative while preserving the positive
at a higher level, but without Hegel’s modern assumption that this dialectical Aufhebung ultimately serves the teleological aim of generating an allencompassing conceptual system) our continuing modern obsession with
extending the human subject’s dominance and control of an objective
world, but that also (2) “twists free” (in a Heideggerian Verwindung) of our
distinctive late-modern self-objectiication, which increasingly reduces all
entities, modernity’s celebrated human subject now included, to the ontological status of an intrinsically meaningless “resource” (Bestand) standing
by merely to be optimized and ordered for eficient and lexible use. This
sense of postmodernity also harmonizes closely with the work of such postHeideggerian thinkers as Levinas – who insists that “ininity” is only in the
act of “ininition” (that is, the ethicopoetic act of bringing something new
into this inite world), an act that must speak to the inite world in order
to be understood and so cannot radically break with the past once and for
all – and also, albeit in a more complicated way, with Lyotard’s thinking of
our “postmodern condition” (as we will see shortly).12
11
12
Was not U2’s attempt to remind us of this very “futurity” of the future one of the driving
impulses of their avowedly postmodern “Zooropa” tour? Slogans like “It’s your world, you
can change it” lashed across the screens during performances, while songs like “Acrobat,”
“Zooropa,” and “Always” exhorted the audience to “dream out loud.” Perhaps this was
even partly anticipated on Rattle and Hum (the album prior to Achtung Baby), where “Love
Rescue Me” already celebrated that utopian, revolutionary moment when “I’ve conquered
my past / The future is here at last / I stand at the entrance to a new world I can see. /
The ruins to the right of me / Will soon have lost sight of me.”
See Emmanuel Levinas, Totality and Ininity: An Essay on Exteriority, and my “Rethinking
Levinas on Heidegger on Death.”
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What is so misleading here, however, is that many self-described postmodernists do not use the term postmodernity simply as a handy label for
the latest challenges to modern assumptions in their particular ields.
Instead, apparently hypostatizing and generalizing these developments,
they sometimes treat postmodernity to name the new age into which they
seem to think they have already irreversibly entered, as if all that needs
to happen now is for the rest of us to catch up to where they already are.
Such extreme vanguardism, despite its occasional nuggets of truth (for
who could deny the great poetic visionaries their deining experiences of
a genuinely postmodern revelation?), nevertheless risks degenerating into
a naive and dangerously Pollyannish optimism, one that blithely mistakes
our late-modernity for a genuine postmodernity. Such rose-colored spectacles can blind us to the uncomfortable fact that the modern assumptions
we need to twist free of remain deeply and pervasively entrenched in the
fundamental but unnoticed ontotheological principles of vision and division by which we go about making sense of our worlds (as the two previous
chapters have sought to show). None of us lives unaffected by the modern subject/object divide or by the late-modern reduction of everything
to intrinsically meaningless resources standing by for optimization. None
of us are postmodern saints, in this modern world and yet not of it. Still,
all of us remain capable of achieving temporary experiences in which the
subject/object divide dissolves into a uniied being-in-the-world (especially
with the aid of art, music, meditation, sport, or religion), and many of us
do at least occasionally have an experience of belonging to something that
genuinely matters independently of our own goals and desires. (Whether
we describe such experiences with names drawn from poetry or religion
might be irrelevant, were it not for the way theologians have too often reinterpreted such experiences so as to falsely suggest that they remain beyond
the reach of us mere mortals – an important matter I shall return to in
the conclusion.)
Otherwise put, none of us is a postmodern island, but we do have postmodern experiences, some subtle and some profound, which means that
there exist, here and there, postmodern archipelagoes jutting out from
our modern past into a territory that has yet to take the irm shape of a new
land, a genuine “new age” or widespread and relatively coherent historical
postmodernity of the kind Heidegger dedicated his thought to preparing –
albeit in what he thought was likely to be the rather distant future. To many
today, it is not even clear that such a promised land ever could rise from the
various mists now darkening our future horizons. Those who doubt that
any such new postmodern world is even in the ofing ind it most suggestive
to emphasize the frequent identiication of postmodernity with wandering and nomadism, with Deleuzean “deterritorialization” and the sojourn
without hope of homecoming, with Moses and all those who can only point
toward a utopia they know themselves unable to take up any inal residence
Three More Meanings of Postmodernity
131
within. Others of us welcome such fellow-travelers but wonder if they will
be able to keep their good cheer indeinitely while underway toward a goal
they believe they can never reach.13 We thus think it important, if only to
keep hope alive long enough for it to become more than hope, not simply
to elevate means above ends, not to permanentize a holding-pattern, not
to substitute Nietzsche’s “constant overcoming” for the possible arrival of
Heidegger’s “last God,” this being one of the names Heidegger used (as we
will see in Chapter 6) to try to help us envision our collective entrance into
a genuine historical postmodernity, an historical age in which we, or more
likely our descendents, have entirely transcended our late-modern reduction of reality to resource by (to take the most likely path, the one explored
in Chapter 3) coming together to recognize and celebrate our belonging
to the earth.14
Let us turn to the second sense. Postmodernism is usually taken to
mean an “incredulity toward metanarratives,” as Lyotard famously put it
in The Postmodern Condition, the most inluential book ever written about
postmodernism.15 If narratives are the stories we tell ourselves and each
other in order to make sense of our lives (by discerning meaning in the
historical trajectory of our existence), then a metanarrative would be a
perspective from which we could adjudicate between the different and
competing narratives currently struggling with one another (tacitly or
actively) to tell us our story the most authoritatively. This, moreover, is why
one so often hears that postmodernists are relativists. If we cannot believe
in any standpoint from which we might reasonably adjudicate between
competing interpretations of our historical situation, then we are indeed
consigned to relativism (and its ethico-political bedfellows, cynicism and
interest-driven Realpolitik). Fortunately, so the received view goes, “postmodernism” thus understood immediately undermines itself (in a second paradox of relexivity). For, what is Lyotard’s historical claim that we
no longer believe in metanarratives but itself another metanarrative? If
Lyotard offers us a metanarrative about the end of metanarratives, then he
falls into the trap of a liar’s paradox (the most straightforward example of
which is “This sentence is false,” a statement that, if true, must be false, but
then, if false, must be true, and so on, in an endless circle or Möbius strip).
Put simply, if Lyotard were right, then we would not believe him.16 This is how
13
14
15
16
If such worries get raised by the bleak portrait of “wandering” or “drifting” painted by
U2’s postmodern appropriation of Johnny Cash on Zooropa’s “The Wanderer,” they may be
partly assuaged by listening to “Kite” on All That You Can’t Leave Behind.
I develop these ideas further in Chapter 6 and in “Ontology and Ethics at the Intersection
of Phenomenology and Environmental Philosophy.”
See Jean-François Lyotard, The Postmodern Condition, xxiv. Here Lyotard explicitly warns
(although critics commonly overlook this), that with this deinition he is “[s]implifying to
the extreme.”
“The [Cretan] liar’s paradox” takes its name from a legendary man from Crete who
asserted that: “All Cretans are liars.” U2 provided audiences with a provocative example
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Lyotard is commonly understood, and so quickly dismissed. Yet, this dismissal of Lyotard as self-undermining is much too quick. Like many other
dismissals of postmoderism, it commits what logicians call “the straw-man
fallacy,” rejecting a simpliied caricature so as not to have to grapple with
an idea in all its complexity and force. In fact, Lyotard’s considered view
is much more speciic than his “extremely simpliied” deinition of our
“post modern condition,” taken out of context and treated as a perfectly
general thesis, leads hasty readers (or nonreaders) to conclude.17
As the subtitle of The Postmodern Condition: A Report on Knowledge suggests, Lyotard’s focus is on knowledge as it is embodied and transmitted
by contemporary institutions of higher education. The important question his famous book addresses is: What justiies knowledge and the institutions responsible for embodying and transmitting it? Lyotard argues that we
can no longer answer this question the way the philosophical founders of
the modern university did. On Lyotard’s reading of the German idealists
like Fichte, who (along with Schleiermacher and Humboldt) were largely
responsible for founding the University of Berlin at the dawn of the 19th
century, the point of the modern University was either (1) to unify the disparate domains of knowledge or (2) to progressively emancipate humanity. In the two intervening centuries, however, we have witnessed both (1)
the increasing specialization and consequent fragmentation of the various
ields of knowledge (undermining our modern faith that knowledge would
eventually justify itself by giving rise to a uniied understanding of all reality) as well as (2) the uncoupling of scientiic progress from the advancement of human freedom (which has led us to grow skeptical about the
modern enlightenment’s optimistic belief that the growth of knowledge
necessarily expands human freedom). Lyotard’s famed thesis concerning
our “incredulity toward metanarratives” is in fact limited to these two speciic examples. His view is that we no longer believe in the metanarratives
of unity and emancipation by which modern philosophers sought to justify
knowledge and its institutions, and it is in precisely this sense that we are
in a postmodern condition. There is thus nothing self-undermining about
saying so, nor even in Lyotard’s further argument that these two modern
metanarratives have now been supplanted historically by the “postmodern”
metanarrative of optimization, in which all “legitimation . . . is based on its
optimizing the system’s performance” – although I do think it would have
been much less confusing if Lyotard had instead referred to this more
17
of the liar’s paradox on their Zooropa tour by lashing across giant video screens the message: “Everything you know is wrong.” For the claim that Lyotard’s postmodern thesis is
self-undermining (because, being a metanarrative itself, it is caught in a paradox of relexivity), see, e.g., Reed Way Dasenbrock, “Slouching Toward Berlin: Life in a Postfascist
Culture.” As I shall now show, however, this widely inluential reading is based on an
illegitimate overgeneralization of Lyotard’s actual view.
See, e.g., Gianni Vattimo, Nihilism and Emancipation: Ethics, Politics, and Law, 5–6.
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accurately as our “late-modern” condition. For, as we saw in Chapter 2, the
progressive spread of the optimization imperative that Lyotard documents
(following a Heidegger) emerged from the way we have turned the techniques and procedures devised for controlling an objective world back on
the modern subject itself, leading to a late-modern dissolution of this modern subject and its historical self-understanding, without yet putting any
more meaningful historical self-understanding in its place.18 (Thus we ind
ourselves confronting that historical situation described by U2 in Zooropa’s
“Numb,” in which “Too much is not enough.”)
Nor does Lyotard cynically simply accept (what he calls) “the postmodern
condition” (the condition we have more accurately called late-modernity), as
critics often assume. Instead, he advocates a Trojan horse strategy according to which we should recognize – and provisionally appeal to – this
dominant logic of optimization in order to transcend it from within.19
Lyotard’s crucial claims here are (1) that knowledge domains are inite
and so eventually become exhausted unless we encourage “paralogy,” that
is, paradigm- altering transformations of the fundamental assumptions
(or “metaprescriptives”) underlying and guiding the various knowledge
domains, and (2) that such transformations are the most likely source for
the emergence of any new historical logic other than the empty optimization imperative. Lyotard argues that the hegemonic knowledge system will
accept appeals to paralogy precisely because paralogy promises to optimize
knowledge (by helping researchers transcend the inite resources of any
ixed knowledge domain). Yet, Lyotard suggests, paralogy will also work
from within the optimization economy to encourage a fundamental paradigm-shift, which he believes might yet emerge like some metastatic growth
from a particularly fecund region of knowledge (ecology, let us hope,
rather than cybernetics). In this way, Lyotard thinks we might successfully
generate a new justiication for knowledge in general (and for institutions
responsible for embodying and transmitting such knowledge), a justiication that would eventually supplant the empty optimization imperative of
late modernity, which itself displaced the modern metanarratives of unity
and emancipation (and only then, pace Lyotard, would we enter into a
genuine postmodernity). Thus, although many details of Lyotard’s analysis
remain questionable (and certainly call for much further thought), he is
basically offering a neo-Heideggerian vision for how we might actually go
about transcending our current historical self-understanding, that nihilistic reduction of all knowledge and meaning to “optimal input/output
matrices” that Lyotard misleadingly calls The Postmodern Condition. Lyotard
18
19
See Lyotard, The Postmodern Condition, xxiv.
This Trojan horse strategy also nicely characterizes the “postmodern” spirit of “Zooropa,”
in which U2 seeks to move us through the banality of corporate slogans into the “guiding
light” of “uncertainty” in order to encourage us to “dream out loud” and so “dream up the
world [we want] to live in.”
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is really better understood as a strategic late-modernist, then, one who (following Heidegger) suggests that we must face up to our increasingly nihilistic historical predicament clearly and even provisionally accept its terms
if we are ever to discover a path leading through and beyond it.20
Third, and inally, postmodernism is often taken to connote the fragmentation of the subject. The “unholy trinity” of Marx, Nietzsche, and Freud
developed their hermeneutics of suspicion to suggest, each in a different
way, that the heroic modern conception of an autonomous subject irmly
in control of an objective world was an illusion, a surface appearance or
projected fantasy concealing the deeper truth that subjectivity is a battleground for forces of which we often remain unaware. These great critics of
modern subjectivity focused on domains that philosophers often overlook
(such as economics, biology, and mental illness) in order to argue that the
subject is a product of more or less unconscious drives for respect (Marx, following Hegel), power (Nietzsche, generalizing Darwin), and erotic fulillment
(Freud, developing Plato).
Compared to these critical analyses, which broke down the modern
subject into its component forces, the positive visions of Marx, Nietzsche,
and Freud were notoriously underdeveloped, but each did at least try to
imagine how a postmodern age might be built up from the fragments of
modern subjectivity. Thus Marx envisioned a socialist utopia of mutual
respect, in which advances in technology would eliminate the need for
the alienating labor that estranges us from ourselves (and so prevents the
formation of any satisfying self-understanding), thereby allowing each of
us to cultivate (and be recognized by others for) his or her unique contributions. (Hence Marx’s famous formula for socialism: “From each according
to his ability, to each according to his need.”) Nietzsche, playing his part in
the postmodern drama, announced the death of the God who had guaranteed the privileged status of human subjectivity, predicting the emergence of a “higher type” of human being who would face up to the death
of God, embrace the dangerous truth that life is will-to-power, and so set
out to reshape human beings the way artists sculpt clay. (Hence Thus Spoke
Zarathustra’s notorious doctrine of “the superman: Humanity is something
that should be superseded.”)21 Finally, and with comparative modesty, Freud
called for the achievement of a new and more austere autonomy, one in
which the widespread practice of psychoanalysis would enable us to transmute our neurotic misery into ordinary unhappiness by helping us relinquish our unfulillable (and paradigmatically modern) subject-centered
fantasies, reconcile ourselves to the unquenchable desires that drive us
(by acknowledging and then inding socially acceptable ways to sublimate
20
21
See Lyotard, The Postmodern Condition, xxiv, 65. For an explanation and defense of
Heidegger’s remarkably similar views, see Chapters 3 and 4 of my Heidegger on Ontotheology:
Technology and the Politics of Education.
I develop these points in Chapter 5. See also Nietzsche, Writings from the Late Notebooks, 71.
Three More Meanings of Postmodernity
135
and express these drives), and thereby reclaim and reintegrate the self.
(Hence Freud’s well-known psychoanalytic slogan: “Where id was, ego shall
be.”) One would need at least two axes to measure the impact of these
“postmodern” visions, however, because the considerable inluence each of
these great iconoclasts exerted historically seems to have been met by an
at least equal and opposite reaction (due in no small measure to the way
the Nazi and Communist appropriations of Nietzsche and Marx distorted
their teachings).
Even if the postmodern visions of Marx, Nietzsche, and Freud worked
like powerful magnets, repelling as much as they attracted, the inluence
of their different ways of analyzing subjectivity into its component forces
has been immense, leaving an indelible imprint on the self-understanding
of our current historical epoch of late-madernity. For, what emerged historically from this three-fronted dissolution of modern subjectivity was
the even broader fragmentation and fracturing of identity we now see
expressed in the common claim that “postmodernity” (or what we would
call late-modernity) is an age without an integral style, one that – lacking any robust sense of its own positive identity – borrows freely from all
other styles in its “postmodern pastiche,” famously employing such hospitable techniques as bricolage, détournement, and sampling.22 Not surprisingly, the initial resistance to this fragmentation of the modern self was
considerable. It is perhaps most prominently visible in the enduring inluence of Kierkegaard’s idea that “purity of heart is to will one thing” (hence
Kierkegaard’s own passionate belief that he could not be both a writer and
a husband, and his famous call for the decisiveness of an either/or), a call
Heidegger carries over in Being and Time’s secularized appeal for each of
us to resolutely choose a deining life project (or “ultimate for the sake
of which”) that will allow us to integrate our various senses of self in the
achievement of an authentic identity (a vision not so different from Freud’s,
as the existential psychoanalytic movement enthusiastically observed).23
Yet, many contemporary post-Heideggerian thinkers came of age in
France during a time (1960–90) when the inluence of Marx, Nietzsche,
and Freud were powerfully reinforced by what Gary Gutting describes as
“the structuralist decentering of the subject,” that is, the ambitious development of Saussure’s linguistic theory of signs into a general semiotics,
22
23
It is only here, at this second degree of remove, that we encounter the kind of cultural
“postmodernism” that Marxians like Jameson dismiss as a “superstructural expression”
of underlying economic forces. (See Jameson, Postmodernism, or, The Cultural Logic of Late
Capitalism, 5. See also Žižek’s polemical and rather supericial critique of Gilles Deleuze’s
“postmodernism” as an extension of, rather than an escape from, the logic of late capitalism in Organs without Bodies: On Deleuze and Consequences.)
On Heidegger’s view of authenticity, see my “Heidegger’s Perfectionist Philosophy of
Education in Being and Time.” On Heidegger’s inluence on existential psychoanalysis,
see Guignon’s “Authenticity, Moral Values, and Psychotherapy,” and Keith Hoeller, ed.,
Heidegger and Psychology.
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Postmodernity, the Triumph of the Simulacra, and U2
which sought to explain all phenomena by analyzing the structural interplay of signs instead of the subjective intentions of human beings (hence
Lévi-Strauss’s antianthropological proclamation that “the ultimate goal of
the human sciences . . . [is] not to constitute but to dissolve man”). It is
not surprising, then, that these more contemporary post-Heideggerians
almost unanimously advise us to abandon the quest for a uniied identity
as, at best, an illusory nostalgia for something we never really possessed
and, at worst, a neurotic reaction to the vertiginous anxiety of freedom
that leads us (as some might suggest it led the early Heidegger himself)
to rush into the arms of an awaiting authoritarian regime, each of which
promises us the inal reassurance of its one true answer.24 These French
neo-Heideggerians instead call for us to transcend modern subjectivity (and even its echo in the early Heidegger’s valorization of the robust,
authentic self), as we can see, for example, in Foucault’s famed prediction of
the passing of the era of modern subjectivity (“the end of man”), Derrida’s
tireless deconstructions of the myths of complete “self-presence,” Lacan’s
neo-Freudian analysis of subjectivity as an ultimately hollow construction,
Deleuze and Guattari’s “schizoanalysis” celebrating the divided self, and
perhaps even in Baudrillard’s post-Marxist diagnosis of our late capitalist
“triumph of the simulacra,” the victory of an age in which our growing preference for artiiciality comes to displace our desire for anything real.25 This
last phenomenon especially, I shall now suggest, brings us directly into the
sphere of U2’s own distinctive postmodern experiment, and so requires
us to recognize and confront the real dangers of their postmodern venture (“I’m ready,” Achtung Baby begins by resolutely repeating). Let us thus
examine the stakes of U2’s postmodern experiment, asking whether U2
has shown its dangers to be worth risking – and if so, how?
3. U2 and Postmodernity:
ET TU,
Bono?
U2 has been blessed with a long and inluential musical career, one that
has passed through an interesting variety of stages and styles. My goal here
is simply to facilitate further thinking about U2’s famous experiment with
postmodernity, the “postmodern phase” they self-consciously entered into
with Achtung Baby and celebrated in the complex and almost overwhelming
24
25
See Gary Gutting, French Philosophy in the Twentieth Century, 213–352 (quotations from 225
and 261); Lévi-Strauss, The Savage Mind, 13. On the latter critique, see Vattimo, Nihilism
and Emancipation, 20. Bono too recognizes fascism as a reaction to the anxiety-provoking
truth of uncertainty. As he said in an interview: “The fascists at least recognize the void,
their pseudo-strong leadership a reaction to what feels like no leadership. . . . Fascism
is about control. They know what we won’t admit: that things are out of control.” (See
Flanagan, U2 at the End of the World, 172.)
The canonical works here are Foucault, The Order of Things; Derrida, Of Grammatology; Deleuze
and Guattari, Anti-Oedipus; Lacan, Écrits; and Baudrillard, Simulacra and Simulation.
U2 and Postmodernity
137
pop-cultural pastiche of the Zooropa tour. The obvious question for us, then,
is: Which of the four different senses of postmodernity we have explored
best allows us to understand the meaning and signiicance of U2’s own distinctive postmodernism? As you may not be surprised to hear, I think the
answer is, All of the above, and more. In order to see why, let us address a fairly
obvious criticism of U2’s postmodern experiment.
It is very tempting to understand U2’s paradigmatically postmodern
song (on which we will now focus), “Even Better than the Real Thing,” as a
celebration of the allegedly “postmodern” condition Baudrillard characterizes as the triumph of the simulacra. How else are we to understand this song’s
oft-repeated, eponymous chorus (“Even better than the real thing”) than
as an embrace (whether ironic or not) of a world that is coming to prefer
surfaces to depths, images to reality, sex to love, the fake to the genuine?
Insofar as U2’s famous song does seem to celebrate this “postmodern” triumph of the simulacra, then must we not suspect that its popularity worked
to reify that triumph, thereby making U2 into agents, willing or (if the
song is meant ironically and that is lost on most listeners) unwilling, of the
most nihilistic aspects of such “postmodernity”? Whatever their intentions
(and other good deeds), would we not then feel moved to castigate U2 for
spreading this triumphant “postmodernity” around the world, like a virus
embedded in a catchy hook?
There is no way around it: That is precisely the risk U2 took with “Even
Better than the Real Thing,” and some supericial listeners may indeed
have taken the song in exactly this way and never gone any further, a fact
U2 and their fans will have to come to terms with in order to take responsibility for this “postmodern” venture. At the same time, however, I think we
can see that this gamble was not an unworthy one. For, if we think about
what has been said thus far, we can begin to recognize that there is something else going on in “Even Better than the Real Thing” than a simple
capitulation to supericiality and the allure of the artiicial. In fact, I know
of no sophisticated proponents of any such allegedly “postmodern” celebration of glittering surfaces over mute depths. Some postmodern thinkers,
like Baudrillard and Derrida, follow Nietzsche and deny the very existence
of any such depths, but in so doing they banish the contrast between surface and depth on which this distorted image of postmodernism depends.
This rather common picture of “postmodernity” thus appears to be an
unfortunate caricature advanced by supericial critics seeking to portray themselves, by contrast, as sober defenders of tradition and common
sense. Such critics thereby fail to notice that the very “common sense” we
inherit from the tradition is shaped by the prejudices of modernity, and so
functions not only to advance our political and scientiic ideals but also to
reinforce our internalization of the nihilistic and destructive aspects of the
modern worldview (as we saw in the irst two chapters). The crucial question remains, then, how might we “twist free” of such a nihilistic, late-modern
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Postmodernity, the Triumph of the Simulacra, and U2
“triumph of the simulacra,” thereby transcending it into a genuine postmodernity”? It is precisely here, I think, that U2 can help.
Let us remember where we began: The postmodern call for a sensitivity
to polysemy suggests that, if U2’s “Even Better than the Real Thing” is
genuinely postmodern, then its meaning cannot be reduced to any straightforward embrace of a single axis of postmodernity, including those
nihilistic, late-modern phenomena Baudrillard describes as “the triumph
of the simulacra.” If the rest of our analysis applies as well, then this song
should also suggest an attempt to forge a path through and beyond the
problematic aspects of our historical age by attuning us to a more genuinely meaningful experience, and to do so even while the song resists
being reduced to any single meaning or simple self-identity. So, does it? I
think so, but as they say: The Devil (or God) is in the details.
The lyrics of “Even Better than the Real Thing” are clearly written to a
lover (“Give me one more chance, let me be your lover tonight”), perhaps
originating as a poetic appeal to a speciic lover for another chance (or
two, suggesting a certain recidivist repetition of the pattern). If that was its
inspiration, however, the song’s meaning quickly changes. For, as a song,
it is also addressed to a broader audience (“Give me one last chance, and
I’m gonna make you sing”), and thus seems to transform this entire audience into the beloved. In so doing, however, it loses its force as an appeal
to a particular lost love for a second (or third) chance and becomes an
afirmation of the very powerful communal experience that, we can easily
imagine, would repeatedly pull Bono and the other members of U2 away
from the arms of any particular lover. (“You’re the real thing / Even better than the real thing.”) Of course, if one insists on hearing the song as
addressed to a speciic lover, then it seems to celebrate sex above love: With
its singer promising an ecstatic but supericial experience (“Gonna blow
right through ya like a breeze / . . . we’ll slide down the surface of things”),
“Even better than the real thing” risks suggesting that sexual ecstasy is better than the experience of genuine love.
Notice, however, that if these same lyrics are heard differently – as
addressed to an audience, especially a live audience – then, the meaning
of these words is subtly but radically realigned. The implication becomes
that U2’s relation to its audience is “Even Better than the Real Thing,” but
no longer in the simulacra-triumphant sense that mainstream Western culture does increasingly celebrate sex rather than love. “Twisting-free” of that
nihilistic, late-modern vision, the song instead comes to evoke and celebrate
the experience of a profound feeling of communal love that transcends and
is “even better” than erotic love, an experience in which we can all be taken
“higher” and “higher” and “higher” (as the band sings) without ever reaching that fatal point (which the French call la petite mort, “the little death”)
where, like Icarus, our wings “melt” and we fall back down to earth. Heard
in this communal register, the erotic meaning that “I’m gonna make you
U2 and Postmodernity
139
sing” has when addressed to a particular lover becomes transformed, elevated into a celebration of communal singing as an ecstatic experience
that builds upon the feeling of self-transcendence that transpires in erotic
love between two individuals. (This universalization of love – by which U2
seeks to transmute the entire audience into a beloved – works, as Plato
observed in the Symposium, by generalizing from the particular; it is thus
striking that in concert Bono sometimes performs the same gesture in
reverse, bringing a particular audience member onto stage in order to sing
to her personally, as a particularization of the general audience he seeks
to reach through her.)
With the very idea of an ecstatic communal experience transcending
erotic love, we begin to tread, I would suggest, into the territory Heidegger
calls the holy, that which heals us by making us feel whole, raising us up by
allowing us to feel ourselves a part of a greater whole to which we genuinely
belong. “Even Better than the Real Thing,” then, would indeed celebrate
the real pleasures of erotic sexuality insofar as these transcend themselves
into the communal experience of universal love. Such a love transcends
the bounds even of the community in which it is experienced, and so works
(erotically, ethically, spiritually, politically) to both reinforce and expand
the bounds of those communal bonds by extending the feelings of unity,
sympathy, and belonging beyond the contingent limits of a group – and
toward that universe experienced in love that both inspires and beckons
for such an unlimited embrace.26 Does the embrace and demand (Achtung,
Baby!) at the heart of that experience of universal love include and call on
me as well? Yes, and you, too, if we hear even the band’s name polysemically.
That is perhaps the deepest message of the postmodern U2, which is, at the
same time, the Christ-ian U2. And by “Christ-ian” I mean Christ-emulating
rather than “Christian theology” following, in other words, striving to live
(and live up to) Christ’s own teachings of universal love (rather than the
more narrowly circumscribed and exclusionary creedal statements of the
particular churches).
I think Christianity itself was born out of such a fundamental attunement of universal love – born, that is, in Christ’s own powerful experience
of and subsequent call for us too to experience what it is like genuinely to
love everyone and everything, without imposing borders or distinctions. (In this
Christianity represents a signiicant ethical modiication of Judaism, which
26
Such a “promiscuous urge to love without boundary or measure” need not be “unlimited”
to the point of meaninglessness, as Harry Frankfurt suggests in his provocative attempt
at a reductio of the Christian celebration of “divine love” as “ininite and unconditional.”
As experienced by human beings, at least, such love need only repeatedly exceed and so
expand the limits previously placed on which individuals and groups we will love. Such
experiences feel real and inspiring, and so should not simply be dismissed as something
“[f]inite creatures like ourselves . . . cannot afford,” however “unreasonable” they doubtless remain. (See Frankfurt, The Reasons of Love, 63.)
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Postmodernity, the Triumph of the Simulacra, and U2
seems to me to have emerged from an importantly different fundamental
attunement, namely, that awesome experience of wonder before the mere
fact that reality exists – that there is something rather than nothing at all – an
experience Christ transforms simply by seeing this reality through the eyes
of unlimited love.) If this is right, then understanding “Even better than the
real thing” in these terms allows us to recognize U2’s postmodern experiment as continuous with, and so not some bizarre deviation from, the artistic
trajectory the band has followed all along. U2’s postmodern swerve can thus
be seen as another switchback on the mountainous path the band has followed as they continue seeking ways to express effectively (and so let be felt
in our late-modern world) their enduring commitment to the immeasurable
and uncontainable ethical, aesthetic, spiritual, and political implications of
the genuinely polysemic experience that postmodernists and Christians (or
at least Christ-ians) might yet agree to call love, charity, or peace (no single element of which can long exist without the others – the words and actions of
many prominent, self-described “Christians” notwithstanding).
If I express a certain caution here when predicting that postmodernists and Christ-ians “might yet agree,” even as Rorty, Vattimo, Caputo, and
numerous others seem to be building just such an alliance between postmodernism and Christianity, this is not only because postmodernity (as a
movement seeking transition beyond) reminds us not to foreclose the very
“futurity” of the future (the ineliminable unpredictability in virtue of
which the future remains yet to come) – a reminder nicely reinforced by
U2’s Christ-ian teaching (apropos of “love”) that: “She moves in mysterious ways.” My caution also stems from my enduring respect for another
“postmodern” strand of anti-theological religious thinking, namely, that
heritage running from Kierkegaard through Derrida (and beyond), which
valorizes social alienation and the radical individuation it facilitates as
an alternative and at least equally genuine and important dimension of
religious experience.27 It thus seems appropriate, by way of conclusion, to
suggest that U2’s own postmodern Christ-ianity might help inspire us to
fruitfully combine postmodernity’s competing spiritual pulls toward both
the universal and the particular. In this spirit, I close this chapter with the
inspired and, I hope, inspiring words from U2’s “One”: “One life / But
we’re not the same / We’ve got to carry each other / Carry each other. . .”
27
Following in the footsteps of Kierkegaard and Nietzsche, Derrida resists any strong ideal
of religious communitarianism in which the individual would feel “herded by a religious
community.” As he puts it, “I have never believed that it is possible to synthesize the existence of any individual, in any case not my own, and therefore I believe that dissociation is
inescapable.” (See Mustspha Chérif, Islam and the West: A Conversation with Jacques Derrida, 51,
66. See also the essays by Rorty and Vattimo in Mark Wrathall, ed., Religion After Metaphysics,
and their subsequent interview in Santiago Zabala, ed., The Future of Religion. Here my own
intuitions remain closer to Kierkegaard and Derrida than to Vattimo and Rorty.)
5
Deconstructing the Hero
The Postmodern Comic Book
Obviously, if you’re going to be doing something new, then to a degree you’re
destroying – [Laughs] – whatever preceded it.
Alan Moore1
But by my love and hope I beseech you: Do not throw away the hero in your
soul! Hold holy your highest hope!
Friedrich Nietzsche, Thus Spoke Zarathustra2
Our identities as individuals and as groups are shaped, in ways both subtle
and profound, by our heroes. If our enemies (and the other “villains” in
our psychic narratives) help give us a sense of who we are not, of what we
stand against, then, conversely, our heroes help tell us who we are, what we
stand for.3 Indeed, as Heidegger recognized, the heroes we choose focus
our sense of what is most important in life, shaping our feel for which
battles we should ight as well as how we should go about ighting them.
Thus, those who chose Martin Luther King Jr. as their hero, for example,
pursued very different goals, and pursued them in a very different manner,
than those who heroized Adolf Hitler.4 Despite the obvious differences,
however, in both cases the chosen hero functioned like a mirror, relecting back to the group an idealized image of itself, an ideal concentrated
and so given an almost superhuman form. What happens, then, when we
1
2
3
4
A lot turns on how one interprets this laughter – e.g., as anxious, malicious, or both. I hear
it as both, and hence as expressing the same ambivalence about heroes as Watchmen itself.
(See Barry Kavanagh, “The Alan Moore Interview.”)
Nietzsche, Thus Spoke Zarathustra, 156.
This functional deinition of the hero suggests that one of the dangers of a group with enemies but not heroes – a group our society sometimes seems to be becoming – is that such
a group will only deine itself negatively, in terms of what it is against, and so become ever
more empty, hostile, and closed-in on itself.
Between 1933 and 1938, this latter group unfortunately included Heidegger himself. (On
this issue, see later in this chapter and my Heidegger on Ontotheology, ch. 3.)
141
142
The Postmodern Comic Book
shatter these mirrors? What does it mean when we seek not just to destroy
our heroes – to gleefully expose their feet of clay in order to reduce them
to their human, all-too-human failings – but to deconstruct the very idea
of the hero?5 Does this deconstruction of the hero argue for – or against –
the historical dispensability of the hero? Why do modern Enlightenment
thinkers, existentialists, and postmodernists give such different answers to
this question? What is at stake in their disagreement?
In pursuit of these questions, we will follow a perhaps surprising itinerary, one that leads back to the masterworks of the great existentialists
by way of a postmodern comic book.6 Written by Alan Moore and illustrated by Dave Gibbons, Watchmen is best known as the comic book with
which comic books “grew up.”7 Watchmen helped accomplish this coming
5
6
7
It is important to realize that “deconstruction” (Destruktion, Abbau) is not the same as
“destruction” (Zerstörung). I shall discuss the particular deconstructive strategy employed
by Moore later, but for a detailed philosophical discussion of “deconstruction,” see
Heidegger on Ontotheology, ch. 1.
In referring to what may well be one of the great works of postmodern literature, I shall nevertheless avoid the embarrassed euphemism, “graphic novel”; Moore himself rejects this
term as a ploy meant to help market comic books to adults. Still, it is dificult to ignore the
embarrassment to which such marketing responds. (Michael Chabon, in what is basically
a graphics-free “graphic novel” about superhero comics, The Amazing Adventures of Kavalier
& Clay, recognizes “the opprobrium and sense of embarrassment that would forever . . .
attach itself to the comic book” (75). But Chabon also describes the truly American art
form of the comic book as “something that only the most purblind of societies would have
denied the status art” (574–5). See also Unbreakable, in which Shyamalan makes his case
for comics.) A few words about the philosophical study of comic books are thus in order
here, as a maximally unapologetic apology for what follows. As the great sociologist Pierre
Bourdieu observed, academics are traditionally the dominated members of the dominant
class. Owing to this position in the ield of cultural capital, we tend unconsciously to turn
our backs on our humbler origins and become eager apologists for “high-brow” cultural
commodities (opera, orchestra, foreign ilms, ine wine), while remaining blind to (if not
deluded about) the fact that we thereby help legitimate the class divisions such rareied
cultural commodities serve. At the same time, we also tend to denigrate “low-brow” media
such as rap music, Hollywood movies, television shows, or, heaven forefend, comic books.
(See Bourdieu’s Distinction: A Social Critique of the Judgment of Taste.) Such unrelexive prejudices may be common, but they are unworthy of a philosopher, who should indeed know
(themselves) better. As something of a “high-brow low-brow,” a philosopher (or “lover of
wisdom”) who has long felt love for and drawn wisdom from Hollywood, rap, and – longest
of all – comic books (from which I irst learned to read), I could hardly refuse when Jeff
McLaughlin kindly asked me to contribute a chapter for his book, Comics as Philosophy
(the origin of this current chapter). For, Comics as Philosophy nicely implies that we should
treat comics as philosophy, clarifying and discussing the ideas these comics contain, instead
of just using comics to illustrate pre-existing philosophical theories. Demonstrating the
inherent philosophical content of a comic is a more itting way to give comics their intellectual due than simply showing that they make for good philosophical examples, which
(as in the case of Hollywood ilms, for which comics increasingly serve as the templates)
far fewer would deny.
When discussing the maturation of mainstream comic books, Moore is always quick to
share the credit (and blame) with Frank Miller. One thinks immediately of Watchmen and
Fragment of a Bildungsroman
143
of age not by celebrating the development of its heroes (as in the romantic
Bildungsroman tradition stretching back to Homer’s Odyssey) but, rather,
by developing its heroes precisely in order to deconstruct the very idea of
the hero, overloading and thereby shattering this idealized relection of
humanity and so encouraging us to relect upon its signiicance from the
many different angles of the shards left lying on the ground.8
1. Shattering: Fragment of a
BIL DU NGSROM AN
With Watchmen, comic books came of age, and, in a sense (a coincidence
that is not merely coincidental), we grew up together. During 1986–1987,
while Watchmen was being published, I was an eighteen-year-old freshman
at UC Berkeley, living in overcrowded dorms and working part-time at “The
Best of Two Worlds,” a once great but now defunct comic book store on
Telegraph Avenue, right around the corner from the legendary “People’s
Park.” Although I tried to play it cool, this was a dream job for me, as some
of my most memorable childhood pilgrimages had been to this very store.
To get there, my younger brother and I had to convince one of our parents to drive us (sometimes with a lucky friend or two) from Davis (ninety
long minutes away) to Berkeley, where, after being dropped off (always for
too brief a time), we hurried past pan-handlers, drug-pushers, mentally ill
homeless (quite obviously off their medications), street artisans and performers, plus a wide assortment of colorful locals (I later learned some of
their names – the Bubble Lady, Polka-Dot Man, Hate-Man – they sounded
like tragically fallen heroes and were embraced by the countercultural
Berkeley community as antiheroes), all of whom seemed completely unlike
anyone we had ever seen before. As a result, “The Best of Two Worlds” felt
like it was located in the eye of a slightly threatening and deeply intriguing
storm called “Berkeley.”9
The owner of “The Best of Two Worlds” – despite being, as comic collectors might say, “a few issues short of a complete run” – knew exactly what
he was doing when he hired me. Like most of the core staff I took much
of my salary in comics, which meant (because of the difference between
8
9
The Dark Knight Returns, but those seminal comics, which forever changed the comics genre,
were made possible by earlier work, including Miller’s darker reinvention of Daredevil and
Moore’s romantic transformation of The Swamp Thing. (For abundant testimony to Moore’s
worldwide inluence, see Millidge, ed., Alan Moore: Portrait of an Extraordinary Gentleman.)
One can most easily recognize Homer’s Odyssey as an early Bildungsroman by focusing on
the coming of age story of Telemachus embedded within it. Beowulf belongs in this genre
as well.
This perhaps helps explain why I would choose to go to Berkeley rather than to the more
overtly heroic Air Force Academy (one of my own early versions of what Sartre called a
“radical choice,” a signiicant parting of the ways on the path of life), and why Watchmen
would so fascinate me. Clearly (in retrospect), I was already in the grip of an ambivalence
concerning the hero that Watchmen intensiied.
144
The Postmodern Comic Book
wholesale prices and employee discounts) that we were actually paid very
little, and the store beneited from the combined expertise of a group of
hardcore comic book fans. Growing up, I was the kid who the owners of
the local comic book shop called when they were unable to answer some
customer’s question; now I was surrounded by comic experts who knew at
least as much esoteric minutiae as I did.10 We employees each had our areas
of particular expertise; as beitted a small-town boy, mine was superhero
comics. One of the older employees – a difident artist who exuded that air
of bitter superiority any fan of “The Simpsons” would recognize from Matt
Groening’s grotesque but knowing caricature (“Worst. Episode. Ever.”) –
took a perverse pleasure in turning me on to Watchmen, which was then
coming out each month.
To begin to imagine the impact of Watchmen on die-hard superhero
comics fans like me, visualize a train wreck taking place in twelve monthly
installments. I may not yet have recognized Watchmen as a deconstruction
of the hero, but certainly I realized (with that combination of horror and
fascination known to rubberneckers everywhere) that here my precious
heroes were being shattered before my very eyes, taken apart from the inside
out, in the pages of the medium that had always loved and cared for them,
and in a style that demonstrated an obvious mastery of this medium that it
now set out to implode. As I sift once again through the rubble, it is, moreover, clear to me – for to reread Watchmen is to be stunned once again by
the brutal clarity of this masterful deconstruction of the hero – that Moore
and Gibbons knew exactly what they were doing.
2. Rereading, Retroactive Defamiliarization,
and the Uncanny
Perhaps the irst thing one realizes upon rereading Watchmen is that it
requires rereading. Watchmen was written to be reread; indeed, it can only be
read by being reread.11 That may sound paradoxical, but upon rereading
10
11
I could easily have told you all the irst appearances and crossovers of the major and minor
heroes, plus every issue ever drawn by the leading artists of the day (Miller, Byrne, and
Sienkiewicz loomed largest for me then), but some of my coworkers knew every obscure
British fanzine that had ever published a story written by Moore, for example, or exactly
what was happening in the then burgeoning world of “underground comics” (for which
several of them were busy writing and drawing), or which comics were likely to make the
best inancial investment (one of my coworkers presciently bought a near mint copy of
Superman #1 for $10,000; it would probably sell now for more than half a million dollars).
It was here that I irst found the kind of concentration of creative intellectual talent that
I had expected from UC Berkeley itself, but did not encounter there until I started taking
advanced philosophy and political theory courses.
Watchmen’s irst and last images are essentially the same, a device that (as with the irst
and last paragraphs of Nietzsche’s Zarathustra) conveys the circularity of the text and so
signals the necessity of rereading it. See Alan Moore and Dave Gibbons (with colorist
Rereading, Retroactive Defamiliarization, and the Uncanny
145
Watchmen it becomes painfully obvious that the meanings of almost every
word, image, panel, and page are multiple – obviously multiple.12 In Watchmen,
the meanings are primarily multiplied by the fact – and this is painfully
obvious when one inishes the series and then rereads it – that, from the
irst panel (a blood-stained smiley-face, looking like a clock counting-down
to midnight, loating in a gutter of blood), the parts all it into a whole one
grasps only in the end (although in retrospect the hints are everywhere).13
Because that end is so unsuspected and surprising (I shall reluctantly spoil
it in the next section), the parts are given a new and different meaning
by their place in it. This new meaning, moreover, immediately strikes home
as the true meaning of the work, thereby subverting and displacing the
irst reading.
Rereading Watchmen, we thus undergo the same kind of retroactive defamiliarization we experience when, rereading Aeschylus’s Oresteia, we blushingly
12
13
John Higgins), Watchmen, I.1.i and XII.32.vii. (I refer to Watchmen throughout by listing,
respectively, the issue, page, and [where relevant] panel number to which I am referring.)
See also Watchmen XI.23.iii, where the young man who is continually reading the comic
(within the comic) hints: “I gotta read ’em over.”
As Watchmen XI.1.iv–v nicely suggests: “this jigsaw-fragment model . . . aligns itself piece
by piece. . . . These reference points established, an emergent worldview becomes gradually discernible.” Moore explains (in Kavanagh’s “The Alan Moore Interview”) that “with
Watchmen, what we tried to do was give it a . . . kind of crystalline structure, where it’s like
this kind of jewel with hundreds and hundreds of facets and almost each of the facets
is commenting on all of the other facets and you can kind of look at the jewel through
any of the facets and still get a coherent reading.” This multidimensional polysemy leads
Moore to add (echoing remarks Nietzsche made more sardonically about Zarathustra)
that Watchmen is “tailor-made for a university class, because there are so many levels and
little background details and clever little connections and references in it that it’s one
that academics can pick over for years.” That is true, but for the most part I leave the
monumental task of cataloguing all of the interconnections to others (several Web sites
undertake this daunting task). I might warn them, however, that if they can exhaustively
explain the meaning of an artwork, eliminating the earth/world tension by completely
“worlding” the earth, then they have thereby undermined its claim to being a true artwork. (I explain this paradox in Chapter 3 and in “The Silence of the Limbs: Critiquing
Culture from a Heideggerian Understanding of the Work of Art.”)
Watchmen uses several other devices to multiply meanings, including, most notably,
the story within a story (the books, article, journal, magazine, and comic book within
the comic book), which then become multiple allegorical frameworks for interpreting the
story in which they are placed. Each issue also employs a different recurrent theme and
symbol (named in the issue’s title and revealed in a quotation given fully, and revealingly,
only on that issue’s last page). My favorite example of this device can be found in issue
ive, “Fearful Symmetry,” in which the entire issue is amazingly symmetrical in its panels,
colors, igures, and so on. (To see this, compare the irst and last pages, then work inward
to the amazing centerpiece on 14–15, in which the two pages are a “fearfully symmetrical”
relection of one another.) The point is not only subtly to display a formal mastery of
the medium, but also to suggest the necessarily isomorphic and symmetrical relation of
life to death – an important and recurring theme throughout the book (cf. V.15.i with
V.12.xiii).
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The Postmodern Comic Book
realize that on our irst reading we had been taken in, along with King
Agamemnon himself, by the beautiful duplicity of Queen Clytemnestra’s
early speeches, for now we recognize that her artful words, seductive on a
irst reading, drip with venom on a second. Or, to use a more recent example, we experience the same kind of retroactive defamiliarization when,
viewing M. Night Shyamalan’s The Sixth Sense, we share the protagonist’s
stunning realization that he himself is a ghost, a realization which displaces
and reorients our entire sense of the ilm. (Of course, one does not need
actually to re-view The Sixth Sense – to view it twice – because Shyamalan,
apparently not trusting his audience, embeds a reviewing within it, in the
form of a series of lashbacks. Thanks to this rather heavy-handed move –
which, to be fair, only Aeschylus never condescends to make – to view The
Sixth Sense is already to re-view it. This retroactive defamiliarization is precisely what the ilm version of the Watchmen was unable to capture, despite
Zack Snyder’s almost obsessive faithfulness to the original, and why the
ilm thus lattened out the comic’s essential ambiguity and so fell relatively
lat in turn.)14 In Moore and Gibbons’s Watchmen, Aeschylus’s Oresteia, and
Shyamalan’s The Sixth Sense, rereading effects this retroactive defamiliarization by undermining and displacing the familiar sense that emerged
from and guided the irst “reading,” changing our minds about what we
thought we understood by leading us to recognize that in fact we had not
understood what we thought we understood.
With such retroactive defamiliarization, we experience what Heidegger
called the “uncanny” (unheimlich, literally, “unhomelike”). Although this
is rarely thematized, we can only experience this uncanniness (this
Unheimlichkeit or sense of “not-being-at-home”) somewhere that we have
irst been at home. One’s irst reading of a new text, like one’s irst visit to
a new city or one’s irst encounter with a new person, might be strange,
different, disorienting, even anxiety-provoking, but it cannot be uncanny.15
The experience of the uncanny emerges only with “rereading,” when what
14
15
The theatrical version of the ilm eliminated the pirate comic within the comic (although
this has been restored in the “Director’s cut” version). Because the pirate comic made the
most obvious case that the resolute pursuit of heroics can turn you into a villain (showing
that the road to hell is paved with heroic intentions), cutting this darkly allegorical tale
from the ilm softened the negativity of the comic’s ending and so undermined its profound ambivalence about the future of heroes.
For Heidegger, we constantly experience Angst (even our moments of profound joy remain
“anxious”) because our existential condition itself is ultimately “uncanny” (unheimlich).
We are never fully at home in the world, Heidegger suggests, because there is nothing
about the structure of the self that can ever deinitively tell us what to do with our lives.
(On this point, see my “Heidegger’s Perfectionist Philosophy of Education in Being and
Time.”) Nonetheless, we do not experience the uncanny on our irst time through something, because the uncanny only becomes tangible to us against the contrast-class of
feeling ourselves to be already at home in something. (This, at any rate, is the view that
emerges from reading Heidegger’s and Freud’s insights into uncanniness side by side. See
Freud, “The ‘Uncanny,’” in Collected Papers, vol. 4, esp. 394–9.)
Deconstruction, the Unhappy Realization of Fantasy, and Nihilism
147
seemed familiar suddenly becomes strange – and estranging; it is as if we
are gripped by that upon which we have lost our grip. (Here I am using
“reading” in the broad postmodern sense, which applies to the lives we lead
as well as the texts we more literally “read,” since, as Derrida provocatively
put it, “There is nothing outside the text” – which does not mean that there
is no reality outside books but, instead, that what we like to call “reality” is
itself composed of texts that require reading and interpretation, whether
or not we notice such everyday hermeneutics.)16 When rereading uncanny
works, we ind ourselves no longer at home in our irst reading; we realize
that the irst reading was not a “reading” properly so-called, since (we now
realize) we had not yet understood the text on that irst reading, although
we assumed, of course, that we did understand it, and so we learn (or at
least are encouraged to learn) to become more relective about the course
that we have been following with unrelective self-assurance. Shattering
this self-assurance – with the realization that we were ignorant of our own
ignorance – has been, since Socrates at least, one of the irst pedagogical
steps (and stumbling blocks) of the philosophical education.
Uncanny works, moreover, in that they must be reread in order to be
read, teach us something fundamental about reading itself, namely, that
at least some of the great works survive and perpetuate themselves not
by statically maintaining eternal truths, or even simply by offering successive generations the same experience again and again, but rather by being
deep enough – that is, resonant enough, meaningful enough – to continue
to generate new readings, even those revolutionary rereadings that radically reorient our original sense of the work. It was by helping to effect
just such a revolutionary reorientation of the entire genre of superhero
comics that Watchmen established itself as a great work, an enduring example of postmodern deconstruction. This means that Watchmen is not only
a work of rereading, a work that we have to reread simply in order to read,
but that Watchmen itself has to be understood as a rereading of the history of comic books. Watchmen gives us a revisionary history that asks (as
one astute observer put it), “What would have happened to us if costumed
heroes had appeared in reality around the same time they appeared in the
American pop consciousness?”17
3. Deconstruction, the Unhappy Realization
of Fantasy, and Nihilism
The animating idea in the background of Watchmen is as simple as it is
compelling: What if superheroes were real? What would it really be like if
16
17
See Derrida, Of Grammatology, 158.
On this revisionary history of comics, see esp. Watchmen V.29–32 and Sridhar Pappu, “We
Need Another Hero.”
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comic book heroes walked among us? By taking this question with deadly
seriousness, Watchmen shows that previous comics in fact failed to do so.
Yes, Peter Parker had his share of personal problems, but he (let alone his
impact on his world) only seems real until one reads Watchmen. If, moreover, the Spiderman movies did a surprisingly good job of seeming real (and
so helping to suspend the disbelief of mass audiences), this was thanks not
only to the inspired casting of the main character (Tobey Maguire had
already established a Peter Parker–like screen persona in The Ice Storm
and Wonder Boys); it was also because the movies were inluenced by a
recent retelling of Spiderman, which is itself part of a series of deliberately
more adult and realist reprisals (namely, Marvel’s “Ultimate” versions of
its most famous comics), a series inspired in large part by the dark realism of Watchmen. (Thus, however ungenerous the sentiment, Moore is not
entirely wrong when he denigrates such work as Watchmen’s “deformed
bastard grandchildren.”)18
In effect, Watchmen makes the case that if our superhero fantasies
were realized, our world would be radically altered, and not for the better. In this way it asks us, “Which world would you rather live in?”19 In
the alternative reality that forms the backdrop for Watchmen, America won
the Vietnam war (with the help of the earth’s only super-powered hero,
“Dr. Manhattan”). Nixon was never impeached, since an especially rightwing hero (“The Comedian”) killed Woodward and Bernstein before they
could break the Watergate scandal. There are no longer any superhero
comics (apparently no one wants to read about them in a world with actual
superheroes; in fact, many ordinary people hate these heroes, who they
perceive, correctly in most cases, as right-wing pawns of a repressive government). Instead, very dark Pirate comics now dominate the market (in
this reality, unlike our own, no censoring “comics code” was ever imposed
because the government protected the genre that inspired the heroes
on whom it became politically dependent). The cold war is being won by
America, thanks to our having enlisted Dr. Manhattan. Unfortunately, this
American “superman” (or “God”) has Russia terriied about its chances of
18
19
Moore now bemoans this aspect of Watchmen’s inluence, saying: “When I did Watchmen,
I thought, great, people are going to feel compelled to look at the clever storytelling
involved and they’ll feel compelled to match me or better me in coming up with ways for
telling stories. But instead, it seems what most people saw was the violence, the grimness,
the layer of atheist pessimistic politics that was glossed over it. That’s what got regurgitated
and recycled” (Moore, “Interview with Jonathan Ross”). Neil Gaiman’s epic Sandman saga
might be the only mainstream comic that succeeded in meeting Watchmen’s challenge (of
course, one needs to read the entire Sandman series to appreciate this). Indeed, Gaiman’s
Sandman would be my nominee for the title of greatest comic book ever written.
See Watchmen I.31 (“Under the Hood,” 5). It is not uncommon for the fantasy genre to
contain a critique of fantasy (as, e.g., Anne Rice’s vampire novels seek to convince us that
we would not really enjoy being immortal), and one can always suspect that such a move
is motivated more by “sour grapes” than by an embrace of the human condition as such.
Deconstruction, the Unhappy Realization of Fantasy, and Nihilism
149
survival, so when Dr. Manhattan decides to leave the earth (humanity having
become no more interesting to him than ants are to us), an atomic world war
(and planet-destroying nuclear holocaust) seems imminent.20 It is a bleak
vision, to be sure, but one made entirely compelling by the unprecedented
wealth of background detail Moore and Gibbons weave deftly into the story.
Moore did not need Jean Baudrillard (perhaps the greatest of the postmodern philosophers) to tell him that “the idea is destroyed by its own realization,” that the “extreme” development of an idea (which takes that idea
beyond its own limits, end, or terminus, into “a state of ex- termination”)
can thereby destroy it – as, for example, sex is destroyed by “porn,” which
is “more sexual than sex”; the body by “obesity,” which is “fatter than
fat”; violence by “terror,” which is “more violent than violence”; information by “simulation,” which is “truer than true”; time by “instantaneity,”
which is “more present than the present”; and as, in Watchmen, the hero is
destroyed by the superhero, who is more heroic than any hero, but whose
extreme “heroics” are no longer recognizable as heroics.21 Moore seems
to know instinctively (or else he has, like Watchmen’s Ozymandias, studied “a hundred different philosophies”) that one of the most powerful
deconstructive strategies involves provisionally accepting an idea, thesis,
position, or worldview, then working from inside it to extend it beyond its
limits until it is eventually made to collapse under its own weight, like a
plant forced to bear fruit too heavy for its own branches.22 I would call this
strategy hypertrophic deconstruction (after Nietzsche, who recognized that “a
hypertrophic virtue . . . may bring about the decay of a people as much as
a hypertrophic vice”).23 Watchmen deconstructs the hero by developing its
heroes – extending traditional hero fantasies beyond their limits – to the
point where the reader comes to understand that these fantasies, realized,
become nightmares.
Watchmen begins, tellingly, with the hero “Rorschach,” a hypertrophic
development of the Batman archetype. Batman himself, of course, was
already a later version of The Shadow, a character himself drawn from the
20
21
22
23
Moore lampoons the reactionary, right-wing nature of the superhero, e.g., when he shows
the heroes meeting during the Nixon years in order to discuss forming a new team to ight
the evils of “promiscuity,” “anti-war demonstrations,” “campus subversion,” “drugs,” and
“black unrest” (see Watchmen II.10.ii, II.11.iv, and VIII.29–31).
See Jean Baudrillard, The Vital Illusion, 46–9: “Everywhere we see a paradoxical logic: the
idea is destroyed by its own realization, by its own excess. And in this way history itself
comes to an end . . . [subsequent] history presents itself as if it were advancing and continuing, when it is actually collapsing.”
See Watchmen XI.31 (9 of “Nova Express”). Thus Moore describes Watchmen (in “The Alan
Moore Interview”) as “taking these ordinary characters and just taking them a step to the
left or right, just twisting them a little bit. . . . Watchmen was at the time about as far as I
could imagine taking the mainstream superhero comic. It seemed to take it to some place
that was so completely off the map.”
See Nietzsche, On the Advantage and Disadvantage of History for Life, 8.
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The Postmodern Comic Book
notoriously gritty “detective” genre of pulp iction.24 With Rorschach, however, Moore gives us such an extreme version of the archetypal “hard-nosed
detective” character that not only Bogart but the entire ilm noir genre (even
such ultraviolent ilms as John Woo’s The Killer) looks squeaky clean by comparison. Watchmen’s intentionally shocking irst words (coldly staccato and
already slightly disjointed) establish its dark and violent mood: “Rorschach’s
Journal. October 12th, 1985: Dog Carcass in alley this morning, tire tread
on burst stomach. This city is afraid of me. I have seen its true face.”25
As this notion of “seeing” the “true face” already hints, Rorschach takes
his name (and his mask, which he views as his own true “face”) from the
famous “ink-blot test” in which a psychiatrist asks an analysand to interpret
an image that has no ixed meaning of its own in order thereby to gain
access to the analysand’s unconscious as it is revealed in the meanings the
analysand projects onto the image.26 By opening (and “closing”) the comic
with Rorschach, Moore implies that comic book heroes are projections
of the fantasies of their readers – as well as of their authors.27 Watchmen’s
24
25
26
27
(As Mungo Thomson reminds me, it was this pulp aspect of Batman that Frank Miller so
inluentially revived in The Dark Knight Returns, revitalizing Batman by reconnecting the
comic to its pulp origins.) If one views comics from a suficient distance, one inds oneself
confronting the phenomenon that Joseph Campbell – the great Jungian analyst (whose
interpretations of myth revealingly applied Jung’s concept of the “archetype” to the idea
of the hero) – provocatively titled The Hero with a Thousand Faces.
(See Watchmen I.1.i; on this “true face,” cf. VI.17.iv–vi, VI.21.ix, and VI.26.iv.) Rorschach’s
journal also replicates the detective’s “voiceover” in classic ilm noir. In Greek drama, the
mask ampliies the voice and so focuses and expresses, rather than hides, the person
within (a point nicely suggested by Jim Carrey’s character in the movie, The Mask).
Rorschach takes this so far that he disappears into his mask. Night Owl (his former partner) represents a more skeptical ambivalence toward the adoption of the mask of the
hero, which (Moore implies) is a kind of “Jesus costume” through which the hero seeks to
provide a kind of secular salvation (cf. VII.8.vi–vii, VII.24/vii, and VII.9.viii).
See Watchmen V.18.vi–vii.
(For the connection between Rorschach and the comic within the comic, see V.22.vi-vii,
which employs the near homophone, “Raw Shark.”) In part to head off the facile response
that the idea of comics as projection is merely a projection of Moore himself, the plot of
Watchmen VI is framed by an ingenious recurring device in which Rorschach himself is
subjected to a Rorschach test, a test that he tellingly reverses so that it reveals the unconscious projections of the psychiatrist seeking to administer the test. As a result, the psychiatrist comes to understand his own careerist ambitions as social ideals the internalization
of which has alienated him from what he truly cares about, namely, helping people (see
Watchmen XI.20.vii). Deconstructing these projections puts them out of play, and so conirms the motto from Nietzsche that bookends the issue: “If you gaze [for long] into the
abyss, the abyss gazes also into you.” (See Watchmen VI.28.iv–ix.) In the end, the psychiatrist recovers his humanistic ideals, but then dies – in a noble but futile act of ordinary
heroism – because of them. The ending of this subplot is thus more ambivalent about the
hero than the conclusion of the comic within the comic itself, which straightforwardly
suggests that the attempt to be a hero turns one into a monster. This very contrast represents an ambivalence about the future of the hero, the question Watchmen itself concludes
by posing (as we will see).
Deconstruction, the Unhappy Realization of Fantasy, and Nihilism
151
development of Rorschach as a character makes clear Moore’s contention
that these wishful superheroic fantasies of power stem not just from a deep
fear that we are powerless to live up to our own ideals, but also from an
even deeper fear that these ideals themselves are mere projections with
which we cover over and so conceal from ourselves “the real horror” that
“in the end” reality “is simply an empty meaningless blackness.”28 Thus
we learn, for example, that Rorschach was driven to become a “masked
hero” by the neglect, abuse, and abandonment he suffered as a foster child,
that his right-wing ideology is itself a construction with which he tries in
vain to please a father he never knew, and that the truly horriic evil he
encountered soon after putting on his mask led him to reject his humanity in favor of this mask and so become empty, a blank onto which others
project their own fears – becoming, in philosophical terms, a nihilist. (As
Rorschach puts it: “Existence is random, [it] has no pattern save what we
imagine after staring at it for too long. No meaning save what we choose
to impose.”) Although Moore presents us here with one of Watchmen’s brilliantly twisted versions of the “secret origins” device common to all superhero comics, Rorschach’s nihilism – his deining conviction that reality is
ultimately meaningless – cannot simply be dismissed as a symptom of the
personal psychological traumas that led him to become a “hero.”
Instead, Moore presents nihilism as a psychological state shared by
almost all the heroes in Watchmen. Initially Moore suggests that, given the
black-and-white, all-or-nothing mentality of the kind of person who would
become a hero (a person who wants to believe in “absolute values” but
encounters only “darkness and ambiguity” in the world), nihilism is a natural fall-back position.29 It is as if, rebounding from an inevitable collision
with moral ambiguity, such a hero precipitously concludes that, since our
values are not absolute, they must be relative – their absolutism having led
them falsely to assume these alternatives to be exhaustive.30 Later, however,
28
29
30
See Watchmen VI.28.vii–ix. It is consistent that Rorschach, a character whose very name is
synonymous with “projection,” should project his understanding of all meaning as projection onto the world.
At least for those who do not simply delude themselves. See Watchmen I.5 (“Under the
Hood,” 5) and compare Watchmen VIII.27–28 (in which the old, naively optimistic –
indeed, delusional – hero is, in effect, slain by the public). See also VI.10.iii, in which
Rorschach describes his mask (made from the fabric of a space-age dress ordered by Kitty
Genovese – one of Watchmen’s innumerable, brilliant little details) in symbolically absolutist terms: “Black and white. Moving. Changing shape . . . but not mixing. No grey. Very,
very beautiful.”
Following Nietzsche, Heidegger rejects the supericiality of the either absolute or else relative dichotomy: “We have disavowed an absolute truth. That does not mean, however,
that we advocate the thesis of an only relative truth; relativity is merely arbitrariness. The
rejection of the standpoint of the absolute truth means, at the same time, the rejection of
all relations between absolute and relative. If one cannot speak in this sense of an absolute
truth, neither can one speak of relative truth” (LQ 74/GA38 88). For Heidegger (here
in 1934 at least), the dimension of truth to which human beings do have access (which
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The Postmodern Comic Book
Moore deepens this explanation by suggesting that such nihilism is the
natural complement of a thoroughly scientiic worldview. As I mentioned
earlier, “Dr. Manhattan” is Watchmen’s only truly superpowered being; he is
a hero of the “Superman” archetype, but his seemingly omnipotent power
over matter comes from his own advanced scientiic understanding of,
and consequent control over, the physical world at the subatomic level. In
Dr. Manhattan, Moore embodies our near-deiication of science – and its
dangers. (With Dr. Manhattan, Moore presents us with a concentrated
embodiment of that historical current Heidegger calls “subjectivism.”)
Watchmen tells us not only that Dr. Manhattan “symbolized mankind’s problems,” but that his name was itself chosen for its “ominous associations,”
namely, the government-controlled scientiic project that produced the
irst atomic bomb, and so, more broadly, science’s godlike power to control
nature and its perilous consequences.31 Watchmen thus says that: “We are
all of us living in the shadow of Dr. Manhattan”; this “shadow” is the dark
side of science – the nihilism of a thoroughly objectiied and thereby disenchanted world, a world science takes to be intrinsically value-free, and
so ultimately meaningless (a meaninglessness which nuclear annihilation
threatens to realize).32 Hence, when told about the murder of another hero,
Dr. Manhattan’s revealing reply is: “A live body and a dead body contain the
same number of particles. Structurally, there is no discernible difference. Life
and death are unquantiiable abstracts. Why should I be concerned?”33
In the end, Watchmen not only deconstructs the motivations of its
individual heroes (who become heroes to please their mothers, because
31
32
33
he conceives in phenomenological terms as “the manifestness of entities which joins and
binds us to the being of entities”) “is quite enough for a human life” (LQ 68/GA38 79).
Watchmen XI.22.ii and IV.12.viii.
Watchmen IV.32 (“Dr. Manhattan: Super-Powers and the Super Powers,” III). The irst
image after that sentence is a barely disguised “Jolly Roger” (see V.1.i), a skull and crossbones that, here, symbolizes Rorschach and the projection of meaning onto an empty
world. The implication – that Rorschach’s nihilism is itself a clear-eyed view of the world
science reveals – is reinforced at VIII.18.ix.
Watchmen I.21.iii; see also the main debate in IX (through which Moore implies that
poetry, not science, will save us). As Night Owl explains (in another of Moore’s ironically
self-referential passages), “in approaching our subject with the sensibilities of statisticians
and dissectionists, we distance ourselves increasingly from the marvelous and spell-binding planet of imagination whose gravity drew us to our studies in the irst place.” At the
same time, however, Night Owl also contends that: “A scientiic understanding . . . does not
impede a poetic appreciation of the same phenomenon. Rather, the two enhance each
other”; thus Night Owl expresses the hopeful side of Moore’s deep ambivalence toward
comics (see Watchmen VII.30–1), an optimism that is reinforced by the facts (1) that Night
Owl comes out of retirement at the end of Watchmen and (2) that Watchmen’s signature
smiley-face is restored by the recognition that science covers-over the miraculous nature
of the everyday (see esp. IX.27.i–iii). Indeed, even Dr. Manhattan has a decisive experience in which the statistical improbability of each individual human life strikes him as
a kind of scientiic “miracle” (X.27.i), yet his own response will be to leave this “complicated” earth in order to create life for himself (XII.27.iii–iv).
Deconstruction, the Unhappy Realization of Fantasy, and Nihilism
153
of traumatic childhoods, repressed homoerotic urges, naively absolutist worldviews, sadistic desires to inlict violence on others, fetishes for
costumes, equipment, night patrols, and so on). By presenting nihilism
as the simple, unvarnished truth about life in a godless universe, Moore
seeks to deconstruct the would-be hero’s ultimate motivation – namely,
to provide some kind of secular salvation and so attain a mortal form of
immortality.34 If there is no God, who will save us? This is the basic question
to which Watchmen’s heroes seek to respond. (Thus the old hero implores
the young, would-be heroes who had briely gathered before him, even
as they walk away: “Somebody has to do it, don’t you see. Somebody has
to save the world.”)35 The hero rises above normal human beings by saving them, and, through this secular salvation, he or she lives on in their
memory. Ozymandias, the hero who most lucidly realizes all this, unapologetically seeks to put himself in the place previously thought to be occupied by God.36 His ability to shoulder this superhuman responsibility – by
choosing to sacriice millions of innocent lives in a bid to save the world
from nuclear annihilation – not only makes him a hero with which most
of us cannot identify, it also puts him above, and so alienates him from,
humanity in general.37
Although Watchmen’s heroes all subscribe to the nihilistic belief that
reality is ultimately meaningless, they are heroes precisely in so far as they
embrace this nihilistic belief and nevertheless seek a path leading beyond
it, something the tragic hero has done since the time of Homer by pursuing the mortal “immortality” of glory (think especially of Achilles and
Sarpêdon in The Iliad).38 By suggesting that all such paths out of nihilism
34
35
36
37
38
When Dr. Manhattan departs for Mars, the juxtaposed text wonders about “the cold
distant God” in whose hands fate rested: “Was He really there? Had he been there once, but
now departed?” Rorschach describes his own deining epiphany in similar terms: “Looked
at sky through smoke heavy with human fat and God was not there. The cold, suffocating dark goes on forever and we are alone.” See Watchmen III.21.vii and VI.26.ii. (Oblique
references to the Holocaust abound in Watchmen; see e.g. II.30 [“Under the Hood,” 8] and
the many appearances of “Krystalnacht.”)
Watchmen II.11.vii.
See Watchmen II.9.ii–iii; XII.27.ii.
In another baldly self-referential moment, Moore (under the pretext of analyzing the
pirate comic contained in Watchmen) writes: “In the inal scenes, thanks to the skillful
interplay of text and pictures, we see that the mariner,” i.e., Ozymandias, “is in the end
marooned from the rest of humanity in a much more terrible fashion.” (See Watchmen
V.31: “Treasure Island Treasury of Comics,” 61.)
Recall the famous speech of Sarpêdon (a mortal son of Zeus seeking the mortal
“immortality” of glory): “Ah, cousin, could we but survive this war / to live forever deathless, without age, / I would not ever go again to battle, / not would I send you there for
honor’s sake! / But now a thousand shapes of death surround us, / and no man can
escape them, or be safe. / Let us attack – whether to give some fellow / glory or to win it
from him.” (Homer, The Iliad, 291.) Of course, Homer challenges this view in The Odyssey
(in Book 12), when the shade of Achilles suggests that he actually made the wrong
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The Postmodern Comic Book
may be either hopeless or horriic, and that the heroes’ motives for seeking
them are either dangerous or else unworthy of our admiration, Watchmen
develops its heroes precisely in order to ask us if we would not in fact be
better off without heroes. In order to suggest a response, let us examine
the perhaps surprising conceptual roots of Watchmen’s “postmodern” cynicism in the modern Enlightenment, and then show that the existentialists
too deconstructed the hero, but that their deconstructions suggest very
different conclusions.
4. Framing the Frame: Should History
Dispense with the Hero?39
Does the apparent paucity of real heroes in our culture suggest that we are
living in a post-heroic age? If not, should we seek to dispense with heroes?
Isaiah Berlin famously maintains that Romanticism’s tendency toward heroworship helped spark the lames of fascism, and so he suggests that, after
the terrible conlagration of the Holocaust, for one human being to heroize another is a dangerously childish refusal of “Enlightenment,” and thus
39
decision when he chose a heroic death that ensured him glory instead of a long but
humble life. We could thus say that Moore pursues a deconstruction of the hero already
begun by Homer himself. If the hero embraces the tragic in order to ind some path beyond
it, moreover, then this helps explain why “The Comedian” does not really seem to be a
hero; he embraces the nihilism of the world only for the licentious freedom it permits
him (as if following the maxim derived from Dostoyevsky’s The Brothers Karamazov: “If
God is dead, then everything is permitted”). (See Watchmen IV.19.vi.)
Why approach Watchmen from this angle? The very title, Watchmen, as a reference to
Juvenal’s “Quis custodiet ipsos custodes” (“Who watches the watchmen?” or, as we might now
say, who polices the police?), is intended primarily as a political question (see Watchmen
XI.18.ix, which quotes from the conclusion of the speech that J.F.K. was supposed to
read the day he was assassinated: “We in this country, in this generation, are by destiny,
rather than choice, the watchmen on the walls of world freedom”). But this reference
also implicitly raises the postmodern question of the interpretive frame (a problematic
question because it seems to generate an ininite regress): From what perspective can
one justify one’s own hermeneutic perspective? (On this issue, see Jacques Derrida, The
Truth in Painting, 37–82.) One of the most inluential views of postmodernism equates it
(misleadingly, as we saw last chapter) with the claim that there can be no privileged interpretive “metanarrative” (whether Marxist, Freudian, or even existential) from which to
adjudicate between competing interpretive perspectives. I think the more defensible view
to rely on here is Heidegger’s own postmodern idea that no one interpretive frame can
exhaust the meaning of a true work of art (an idea that in the present context can be combined with Heidegger’s warning that the task of seeking to situate one’s own perspective
is endless, since one can never “get back behind one’s thrownness,” two points I explain
in “The Silence of the Limbs”). Here it is also relevant to recall that in comics, the action
always happens outside or between the frames, which are themselves frozen, and that this
is esp. true of Watchmen, which refuses to employ force lines, blurred backgrounds, and
any of the other visual shorthand comics use to convey a sense of motion within a single,
framed panel. (I owe the latter point to Mungo Thomson, the former to Scott McCloud’s
Understanding Comics: The Invisible Art.)
Should History Dispense with the Hero?
155
an historically retrogressive resistance to what was for Kant the “essential
destiny” of “human nature”: We human beings must grow up, emerge from
our “self-imposed immaturity,” and have the “courage” to think for ourselves.40 Have we indeed reached the point in history when, in pursuit of
autonomy, we need to put away such childish things – as heroes? Or is the
intense cynicism of the times perhaps merely a burnt shell that hides (and
thereby also shelters and protects) an inextinguishable human need for
something better: Hope, ideals, a future worth pursuing, and heroes to
help lead us there? If one takes the history of the West and subtracts all
the stories of its heroes, what remains? Can there even be a meaningful
history – a history worth living – without heroes?
These are fateful questions, for history concerns the future at least as
much as the past. We “exist” (from the Latin, ek-sistere, to “stand out”) historically. As Heidegger saw, we enact the life-projects that render us intelligible – to ourselves and to others – only by projecting the past into the
future and so constituting the intelligibility of the present. History is a
congealing of this basic temporality; it is time made thick. Indeed, without the historical dimension of intelligibility, our existence would be desiccated, massively impoverished; the temporal frame through which we live
would be too transient to sustain the thick worlds of meaning that make us
who we are. We cannot meaningfully be without history; so, can history be
meaningful without its hero stories?41 If the West began to confront such
40
41
See Isaiah Berlin, Three Critics of the Enlightenment: Vico, Hamann, Herder. See also
Habermas’s virulent, neo-enlightenment suspicion of heroes: “It seems to me that whenever ‘heroes’ are honored, the question arises as to who needs them and why. . . . [O]ne
can understand Bertolt Brecht’s warning: ‘Pity the land that needs heroes’” (in Borradori,
ed., Philosophy in a Time of Terror, 43). Cf. Levinas’s depiction of Romanticism’s “heroic
conception of human destiny,” in which “the individual is called upon to loosen the grasp
of the foreign reality that chokes it,” in On Escape (1935), 49–55; and Immanuel Kant,
“An Answer to the Question: What Is Enlightenment?” in Perpetual Peace and Other Essays,
41, 44. Ironically, in order to advocate the sober self-guidance that is supposed to lead
us beyond such heroizations, Kant employs an unmistakably heroic rhetoric, proclaiming that “the motto of Enlightenment” is “Sapere Aude!” (“Dare to Know!”), and pitting
Enlightenment “resolve and courage” against the “laziness and cowardice” of “lifelong
immaturity” (41). This is not merely a rhetorical inconsistency, but helps us see that Kant
advances his critique of other-heroization (a form of heteronomy) from the perspective of
a particular kind of self-heroization (autonomy). In other words, rather than a critique of
heroization in general, Kant pits one kind of hero (the self) against another (the other
than oneself).
Heidegger’s technical answer to this question in Being and Time is: No; our temporality
is fundamentally an attuned disposedness that projects into the future only by implicitly taking over roles (teacher, husband, parent, etc.). We cannot help but take over “the
repeatable possibilities of existence” (BT 443/SZ 391), in other words, and so we can at
best do so relexively, by recognizing the implicit role played by role-models, exemplars,
or “heroes” in always-already disposing us toward the particular roles through which we
come to understand ourselves. The unthinking appropriation of existential roles in inauthentic heroization thus becomes explicit (or at least lucid) in authentic heroization.
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fateful questions as the last millennium drew to a close, this was due not
only to the eschatological despair that drives millennialism and thereby
betrays our (more or less conscious) belief that history is over – a thanatological belief that in fact has been haunting the cultural unconscious of the
West for almost two thousand years but which, as our technology becomes
ever more destructive, is in increasing danger of being self-fulilling.42 This
fateful questioning of the hero also emerges even more directly in those
philosophical countermovements to millennial despair (postmodernism,
postcolonialism, postimperialism, and the like), which often seek to get us
beyond our destructive desires to get beyond (our limits, borders, initude,
and so on).
In Watchmen (a work that, as mentioned earlier, is now widely regarded
as a masterpiece of “postmodern literature”), the imminence of just such
a self-fulilling apocalypse is one of the major points of departure for the
plot. Recall that Watchmen’s signature image (which appears on Watchmen’s
irst cover as well as its irst and last panels) depicts a blood-stained happyface, the blood transforming the smiley into a millennium-clock twelve
minutes (that is, twelve issues) away from midnight.43 Ozymandias – the
heroic “world’s smartest man,” who uses his intelligence to avert nuclear
holocaust in the shocking culmination of the story – tells an interviewer
earlier that: “I believe there are some people who really do want, if only
subconsciously [sic.], an end to the world. . . . I see the twentieth century
as a race between enlightenment and extinction.”44 If Ozymandias sounds
like Isaiah Berlin here, however, we need to recall that Ozymandias intentionally kills millions of innocent people (“half of New York”) in a successful bid to convince cold-warring nations on the brink of a nuclear
war that they are being attacked by an alien species and so must put aside
their differences and band together in order to survive.45 This is no mere
42
43
44
45
Our unconscious solution to the long-anticipated arrival of the millennium was ingenious
and revealing; we simply transformed our millennial despair into a technical problem
(the quickly forgotten “Y2K Bug”), and then channeled our fears into practical attempts
to solve this “glitch in the programming.” This explains why the dangers of the “Y2K Bug”
were so incredibly exaggerated (viz., because it served as a stand-in for our deeper fear
of the end of time or apocalypse), and so also revealed our (pre-9/11) optimism that we
could “de-bug” death from the human genetic “program” (perhaps the ultimate goal of
science). (On Heidegger’s own understanding of the danger of this self-fulilling prophecy, see Chapter 7.)
See Watchmen I.1.i and XII.32.vii.
See Watchmen XI.32 (10 of “Nova Express”); ironically, here “the world’s smartest man”
confuses the subconscious with the unconscious. Showing himself to be an extreme disciple of Enlightenment, Ozymandias will later speak of ushering “in an age of illumination
so dazzling that humanity will reject the darkness in its heart” – and, as he says this, he
inds himself confronting a “disappointed” god-igure. (See Watchmen XII.17.ii–v.)
Mungo Thomson informs me that this plot device comes from a 1950s’ episode of The
Outer Limits called “The Architects of Fear” (starring Robert Culp, who later igured
prominently in the 1980s’ TV show “The Greatest American Hero,” in which the action,
Existential Deconstructions of the Hero
157
triumph of consequentialist reasoning over the deontological ethics of the
Enlightenment. Read carefully (which, I have argued, is the only way it
can be read), Watchmen clearly calls Ozymandias’s “less obvious heroism”
into question along with the more traditional “schoolboy heroics” of the
other heroes, who proved incapable of resolving a world crisis of such
magnitude.46 Thus, in all the ways we have seen (and more), Watchmen’s
deconstruction of the hero suggests that perhaps the time for heroes has
passed, and this, as we will see next, distinguishes this postmodern work
from those deconstructions of the hero in the existential tradition that
preceded and helped generate the postmodern movement.47
5. Existential Deconstructions of the Hero
Existentialism, that philosophical tradition previously best known for
radical questioning (the tradition that, with Heidegger, gave us the very
46
47
drama, and comedy revolve around the Moore-like question, “What happens when you
give a ‘normal,’ gainfully-employed, family-man superpowers?”), and he points out that
Moore cites “The Architects of Fear” at the end of Watchmen (it is playing on a TV in the
background in XII.28ii–iii). Moore’s plot device also borrows freely from H. P. Lovecraft’s
“The Call of Cthulhu” (1928) (although this aspect of the comic was also cut from the
ilm). When asked, “Who’d believe an alien invasion?”, Ozymandias responds by quoting
the principle that guided the Nazis’ anti-Semitic propaganda: “People swallow lies easily,
provided they’re big enough” (Watchmen XI.36.iii). Watchmen’s climax thus complicates
Žižek’s hypothesis that: “Disaster ilms might be the only optimistic social genre that
remains today, and that’s a sad relection of our desperate state. The only way to imagine a
Utopia of social cooperation is to conjure a situation of absolute catastrophe.” (See Žižek,
“Disaster Movies as the Last Remnants of Utopia.”)
Cf. Watchmen XII.27.i with XI.13.vi and XI.23.i: The obvious parallels between Ozymandias
and the would-be savior of his hometown in the pirate comic suggest that Ozymandias’s
“innocent intent” to save the world has destroyed him, undermining not only the
“schoolboy heroics” of the traditional superhero but also his own darker and “less obvious
heroism” (XII.17.i). The very name Ozymandias, moreover, implicitly connotes the futility
of all dreams of empire. (In Watchmen, Ozymandias personiies that empire of capitalist
imperialism, which wears a liberal-democratic mask, now often referred to cynically as
“neo-liberalism”; Moore was responding to Thatcher’s neo-Reaganite policies.) As Moore
obviously knows (but does not say in Watchmen), the arrogant lines quoted from Shelley
(on XI.28: “My name is Ozymandias, king of kings:/Look on my works, ye mighty, and
despair!”) are, in Shelley’s poem, found engraved on the base of an ancient monument
that now lies shattered and half-buried in the sand. (This context helps one understand
Dr. Manhattan’s inal answer to Ozymandias: “Nothing ever ends”; see XII.27.v. Cf. the
epigraphy of my Heidegger on Ontotheology.)
By the end of Watchmen, Ozymandias changes the fragrance line he sells from “Nostalgia”
to “Millennium” (see XII.31.iv) because he has helped shift the cultural mood from a
retrospective pessimism to a forward-looking optimism. Yet, “Millennium,” a word with
thanatological undertones, is an odd name for a product meant to embody the victory of
“Enlightenment” over “extinction,” and so helps (along with the neo-Nazi aesthetics of
the advertising campaign for “Millennium,” one of many ways in which Moore associates
Ozymandias with Nazism) to signal the darker undercurrents of Watchmen’s conclusion.
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concept of deconstruction), questioned, but did not overturn, the great
importance Western history has always accorded to the hero. (“Always,”
here that means – since we are talking about Western history – beginning
with our own beginning: Our founding myths are mostly hero stories and,
as Xenophanes and Plato already complained long ago, these are far from
being morally unambiguous tales.) In fact, of the three greatest existential philosophers, Nietzsche and Heidegger both found it easier to give up
their own devout Christianity than to stop believing in heroes.48 The third,
Kierkegaard, transformed Christian faith itself into an heroic act, heroizing faith in provocatively contemporary terms: Kierkegaard’s “knight
of faith” is essentially a secret identity, an identity “the public” can never
see. Wrapping this existential riddle inside the enigma of his own authorship, Kierkegaard permitted himself to describe his hero (which is also an
obvious attempt at self-heroization) only while masking his own authorial
identity with various pseudonyms.49 This doubly secretive strategy for selfheroization is repeated by Rorschach – the hero and antihero (really, he
is both) who initially occupies the shifting center of Watchmen – when he
chronicles, and so seeks to justify, his own would-be heroics in “Rorschach’s
Journal,” a literary device that serves both as an homage (ironic or not) to
the tradition of the detective’s voiceover in ilm noir and, more importantly,
as a symbolic stand-in for the projected fantasies of the comic book as such.
It is thus telling that Watchmen not only opens with this “Journal” but closes
48
49
Heidegger explicitly rejected the label “existentialist” in The Letter ‘On Humanism,’”
but that was really because he did not want to belong to any club that would have Sartre for a
member (or, more precisely, that would allow Sartre, rather than Heidegger himself, to
write the “existentialism” club charter, which Heidegger in fact rewrites in his own image
in “The Letter”). I hope that my employment of heroic terms (“the three greatest”) in a
context concerned with questioning such terms will not be seen as begging the question
with which we began. I do recognize that it tips my hand a bit, or rather that it would, if
my epigraph from Nietzsche had not done so at the outset by indicating one of the philosophical intuitions guiding me here, viz., that, however problematic, heroes are indispensable for history-making (which, in turn, is needed to transcend the nihilism of the
age). I should perhaps also respond to the criticism that I myself am guilty of heroizing
Nietzsche, Heidegger, and Moore. On Nietzsche and Heidegger’s closely related deinitions of the hero (see below), this is true: I not only admire aspects of their thought,
but have made those aspects part of my own philosophical identity through a series of
creative interpretive appropriations (or hermeneutic introjections). There are, of course,
many senses in which I do not want to be anything like them (!) – were that not the case,
then my self-constituting interpretations of their work would not need to be particularly
creative. If, as I maintain in my opening paragraph, a hero functions as an individual or
community’s idealized self-projection, a projection that helps focus their guiding sense of
self, then certainly these thinkers (among others) play that role for me. This entire chapter, moreover, in that it argues for the indispensability of heroes, can be understood as a
response to the charge that such heroization constitutes a telling criticism.
Although both Kierkegaard and Rorschach keep their identities secret, their masks confer
rather than disguise their “true” identities, amplifying and focusing the self, character, or
“personality” speaking through the mask.
Existential Deconstructions of the Hero
159
with it as well (and “closes” precisely by leaving open – however seemingly
pessimistic its suggestions on this score – the question of whether or not
comic books have any future).50
Why, then, do the three greatest existentialists vehemently resist the
Enlightenment suggestion that the time for heroes is past? It is important
to understand that these existentialists inherited two great but conlicting traditions: On the one hand, the modern Enlightenment revolution
(which celebrated Reason über alles and so stripped the holy halos from the
heads of earlier saints and saviors, leaving only a “de-auratized,” halo-free
world), and, on the other hand, the Romantic counterrevolution (which
sought to resacralize the world by recognizing that the sources of meaning
always exceed the current forms of human understanding).51 Kierkegaard,
Nietzsche, and Heidegger recognized that the Enlightenment yielded
powerful and important insights into the “transcendental” structures that
make existence as we know it possible, but they also believed that the possible should always “transcend” existence as we know it, and so they held that
human beings, in order to lead lives worth living, need to celebrate the
romantic imagination that creates the possible as well as the enlightened
reason that discovers the actual.52 It is, however, precisely this Romantic
current in the existentialists’ work (succinctly expressed by Nietzsche’s
anti-Enlightenment quip: “Not only light but also darkness is required for
life by all organisms”) that renders existentialism vulnerable to criticism
from those neo-Enlightenment movements that seek to move us historically beyond our need for heroes.53
50
51
52
53
See Watchmen I.1.i; XII.32.vii; and cf. V.12.vi; Watchmen is “closed” only in the sense that
a line is closed when it is made into a circle. On the question of the dispensability of
the hero, Moore himself now seems deeply ambivalent. In Kavanagh’s “The Alan Moore
Interview,” Moore says: “at the time I think I had vain thoughts, thinking ‘Oh well, no
one’s going to be able to follow this, they’ll all just have to stop producing superhero
comics and do something more rewarding with their lives.’” Yet, the penultimate scene of
Watchmen is of two aging heroes preparing to return to their “adventuring” (see XII.30.ii).
See Max Horkheimer and Theodor Adorno, Dialectic of Enlightenment: Philosophical Fragments.
It is perhaps not too great an oversimpliication to point out that a signiicant strain of the
intellectual (or “spiritual,” geistlich) history of the last few centuries can be sketched as a
series of skirmishes in the ongoing conlict between Enlightenment and Romanticism: The
Enlightenment throws off the “dogmatism” of a religious worldview; Romanticism rejects
the triumph of Enlightenment rationality as sober but unsatisfying; the existentialists
seek to rehabilitate Romanticism’s call for meaning within a broadly Enlightenment
framework; Berlin and other liberals reject this Romantic counterrevolution as politically
disastrous and call for a return to the Enlightenment; postmodernists rebel against this
return to the privileged metanarrative of Reason while nevertheless reviving its suspicion
of heroes, master-concepts, and so on.
See Nietzsche, On the Advantage and Disadvantage of History for Life, 10. These “neoEnlightenment” views can, but need not, share the Enlightenment belief that reason is
suficient for happiness (the view Nietzsche denigrates as “Socratic optimism” in The Birth
of Tragedy).
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This vulnerability can be seen most clearly in the fact that Kierkegaard’s
heroization of faith stands or falls along with the fate of the hero in general.
For, put simply, if there can be no heroes, then there can be no heroizations.54
This same vulnerability holds, albeit in a more complex way, for Nietzsche’s
own heroic struggle against historical nihilism, the existential mission
that animates Nietzsche’s work as a whole and that is at the heart of his
self-proclaimed magnum opus, Thus Spoke Zarathustra. Zarathustra, of
course, is the text that gave us the very idea of the “superman” (Übermensch),
Nietzsche’s personiication of the neo-Darwinian idea that history is not
over, since humanity too “is something that shall be superseded.”55 Indeed,
Nietzsche equates belief in the hero with hope for the future (as the epigraph over this chapter indicates: “But by my love and hope I beseech
you: Do not throw away the hero in your soul! Hold holy your highest
hope!”). Those individuals who would participate in the creation of a
54
55
If nothing can be an X, then nothing can be made into an X. No liquid, no liquefaction,
no heroes, no heroization, and so on. (Someone might object, e.g., that while there are
no demons, there are certainly demonizations. But a person “demonized” is transformed
rhetorically into something that does not actually exist, which helps explain why such
rhetorical moves are so objectionable. As I noted earlier, however, even Kant himself
proved incapable of abiding – in his rhetoric – by this strict logic of Enlightenment.) A
would-be “enlightened Kierkegaardian” might try to avoid this problem by insisting that,
since Kierkegaard distinguishes the “knight of faith” from the “tragic hero” in Fear and
Trembling, he does not in fact “heroize” faith. Yet, not only is Kierkegaard’s distinction quite
idiosyncratic (since a knight is the very paradigm of the medieval hero), the distinction
also turns on Kierkegaard’s questionable claim that we can understand the tragic hero,
but not the knight of faith. (Can one really “understand” Hector or Achilles, let alone
Oedipus or Antigone? Not, I would argue, without becoming suficiently like them.) As
Andrew Cross shows, moreover, Kierkegaard’s knight and hero stand in a relation of isomorphic interdependence, each completing the other (each is the other’s “better nature”;
see Cross, “Faith and the Ethical in Fear and Trembling”). If Cross is right, then even within
Kierkegaard’s idiosyncratic conceptual vocabulary, one can say that Kierkegaard gives us
a “poetic heroization” (or “heroic poeticization”) of faith. (The concepts of the hero I have
analyzed in this chapter, however, remain signiicantly broader than Kierkegaard’s own.)
Alternatively, a postmodern Kierkegaardian might try to argue that we cannot say that the
Knight of Faith is a heroization of Kierkegaard himself, since Kierkegaard entirely disappears behind (or into) his pseudonymous masks, such that even his signed works and journals are (allegedly) just further masks. That response, however, only extends the parallel
with Rorschach (who also disappears into his mask), while missing the general point that
there is almost never a superhero without an unknown “secret identity” (seeming exceptions, like Wolverine, it the pattern on closer examination). Not only is this secret identity
unknown to the heroes’ admirers, but their public character is usually perceived to be the
very opposite of their heroic self (think, e.g., of the “nerdy” Peter Parker and Clark Kent,
who look cowardly because they are always “running off when trouble starts,” and also of
Kierkegaard’s vicious caricature in The Corsair). This opposition, we can imagine, continues to motivate their compensatory heroics (potentially into the kind of vicious shame/
exhibition cycle Moore analyzes in works such as Miracleman).
See Nietzsche, Thus Spoke Zarathustra, 124: “I teach you the superman. Humanity is something that shall be superseded.”
Existential Deconstructions of the Hero
161
more meaningful future need to be inspired by the great heroes of the
past, Nietzsche thought, ultimately so as to overcome these heroes and
thereby become “overheroes” – or, better, “superheroes” – that is, even
greater heroes for the future. The “superhero” (another Nietzschean conception) is someone who becomes a hero by superseding the hero who
inspired him or her. (As Zarathustra says: “For this is the soul’s secret: Only
when the hero has abandoned her, is she approached in a dream by the
superhero [Über-Held].”)56
Under the inluence of the comics Nietzsche unintentionally helped
inspire, we tend to think of Superman as a type of superhero, but on
Nietzsche’s view, it would be more accurate to say that all superheroes are
variations of the “superman” archetype. (Applied to the history of comic
books, this overly reductive view can be surprisingly revealing.)57 The
“superman” personiies Nietzsche’s idea that the creation of a future worth
living in requires the continual supercession of the past, while his “superhero” symbolizes his component claim that in order to help create that
future, we must supersede even the heroes of the past. (Thus, in the fourth
and inal book of Zarathustra, Zarathustra himself inally becomes the
superman only by superseding the greatest heroes of the past, “the higher
men,” each of whom represents a different peak of past human achievement.) One of the lessons Nietzsche drew from his (mis)reading of Darwin
was that to survive in a competitive environment organisms cannot remain
static but must continue to grow and develop over the generations. By helping us supersede even our greatest past achievements, the Nietzschean
superhero serves the “constant overcoming” – or “will to power” – whereby
“life” keeps itself alive.58
56
57
58
See Nietzsche, Thus Spoke Zarathustra, 231.
Watchmen clearly recognizes that “superheroes” need not literally have “super powers.”
(On this point, to which I return later, see also Moore’s Supreme comics and Chabon’s
The Amazing Adventures of Kavalier & Clay, 74–77 and passim.) The creation of America’s
famous “Superman” in 1938 was in part an ideologically motivated response to the Nazis’
gloriication of the Aryan superman (an idea that, in so far as the Nazis conlated it with
an equally supericial appropriation of Nietzsche’s “blond beast,” they almost completely
misunderstood). Chabon’s retelling nicely replaces Superman with own Houdini-esque
hero, “The Escapist,” in order to transform the common anticomics charge of escapism
into a celebration of comics’ “noble” and “necessary” ability to liberate the imagination
and so help us escape oppressive regimes and realities (see 575–6, 582, 620). It would
thus be illuminating to read Chabon’s heroization of escape – as resistance to tyrannical
“senses of reality” (to borrow Berlin’s language) – in terms of Levinas’s idea that “escaping
is the quest for the marvelous,” the “need to get out of oneself, that is, to break that most
radical and unalterably binding of chains, the fact that the I is oneself ” (On Escape [1935], 53, 55).
Here Nietzsche thought he was criticizing Darwin when he was really making almost the
same point. (See Thus Spoke Zarathustra’s section “On Self-Overcoming,” 225–8, and John
Richardson, Nietzsche’s New Darwinism.) Max Scheler appropriates this Nietzschean idea
when he characterizes “the hero” as the exemplary embodiment of “life values.” (See
Manfred Frings, The Mind of Max Scheler.)
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Nietzsche thus believed that without the continued emergence of new
heroes, “superheroes,” we will have no future – whether this absence
of a future means the literal annihilation of human civilization (as in
Watchmen), or the endless repetition of an old value system that becomes
increasingly worn-out and meaningless to us (as in Zarathustra). Since, for
Nietzsche, only a superhero should dare to undertake the dangerous venture of questioning the heroes of the past, this means that past heroics may
be questioned only for the sake of future heroics; we should overcome our heroes
only to become heroes ourselves. Thus, Nietzsche’s deconstruction of the
hero never calls into question the idea of the hero as such. It is Moore
who uses Watchmen’s two main “superhero” candidates – Ozymandias and
Dr. Manhattan – to demonstrate the dangers of this Nietzschean ideal. As
we have seen, Ozymandias succeeds, where even his hero Alexander the
Great did not, in unifying the world, but at the cost of alienating himself
from humanity by rising so far above them. Thanks to a more extreme
version of this alienating transcendence, the supericially more Supermanlike “Dr. Manhattan” becomes a “God” rather than a human being (as
Watchmen makes clear), eventually abandoning our world to go create one
of his own.59 Nevertheless, Nietzsche maintains, however dangerous the
idea of the superhero remains, we cannot give it up without risking the
future itself.60
Heidegger, the last and most complex of the three great existentialists,
explicitly chooses Nietzsche as his own philosophical “hero” and so, as a
faithful Nietzschean, seeks to overcome Nietzsche – with all the paradox
(and hermeneutic violence) that notoriously involves.61 In other words,
Heidegger’s attempt to supersede his hero Nietzsche follows from an
acceptance (and critical appropriation), not a rejection, of Nietzsche’s own
conception of the hero. In fact, with Being and Time’s notion of “authentic historicality” (BT 429–439/SZ 376–77), Heidegger explicitly formalizes an idea he learned from his appropriation of Nietzsche, namely, that
the true heritage of an otherwise stultifying tradition is best kept alive via
“reciprocative rejoinders,” sympathetic but critical appropriations of the
59
60
61
See Watchmen XI.14.vii. Ozymandias describes his own transformation into a “superhuman” (Watchmen X.32), but Moore makes clear that the catchphrase announcing
Dr. Manhattan, “The superman exists, and he’s American,” was actually a corruption of
“God exists and he’s American” (cf. IV.13.i and IV.31). Moreover, Dr. Manhattan’s human
name, Osterman, connotes Easter (Oster), and thus divine rebirth, a connotation reinforced by the Christ-like pose in which he is irst reborn (see IV.10.iv), and by the end of
Watchmen he is no longer a human being at all (see XII.18.ii).
For a critique of Nietzsche’s dangerous conception of the hero, see Alexander Nehamas,
“Nietzsche and ‘Hitler.’” Interestingly, Moore’s Ozymandias calls into question Nehamas’s
rejection of Nietzsche’s “evil hero” by providing precisely the kind of example Nehamas
himself inds “dificult to imagine” (101).
For a sympathetic reconstruction of Heidegger’s controversial critique of Nietzsche,
see Chapter 1.
Existential Deconstructions of the Hero
163
“heroes” of the past by which we develop and update our chosen hero’s
mission or example so that it will be capable of meeting the changed
demands of our contemporary world.62 Not surprisingly, then, Heidegger
supersedes Nietzsche and Kierkegaard (even as he critically appropriates
their views) when, in 1927’s Being and Time, he deconstructs the hero, seeking to describe the structural features of the process whereby individuals
and social groups constitute fundamental aspects of their own identities by
“choosing their heroes.”
In Heidegger’s view, although the heroes we choose fundamentally
shape our sense of self, initially we choose our heroes without even being
aware that we are choosing them, and, moreover, we tend to choose from
the same predetermined array of stock heroes as everyone else. By simply
taking over a hero society has prepackaged for us, we are doing what
Heidegger calls choosing “the anonymous anyone” for a hero (BT 422/SZ
371). Whether the hero unrelexively embraced is Michael Jordan, Albert
Einstein, or Marilyn Manson, such conformist (or “inauthentic”) heroization helps perpetuate the status-quo sense of what matters in life, be it athletic excellence, scientiic genius, or a route to rebellion already mapped
out by the status quo – and so a rebellion that (like the aforementioned
political protest that accepts its coninement to a “pre-determined protest
area”) tends unintentionally to reinforce the very order it rebels against.63
Nor am I necessarily any closer to owning my own identity simply in virtue
of having chosen a more marginal igure – such as John Muir, Ansel Adams,
or Julia “Butterly” Hill – as the hero who inspires my deining existential
projects (here, say, “deep-ecological” environmentalism) and so my sense
of self. In terms of authenticity (Eigentlichkeit, more literally “ownedness”),
what matters is not the type of hero chosen so much as the way that hero is
chosen and made my own.
For, Heidegger believed it possible, in a “moment of vision,” to step back
from the heroes we have “always-already” chosen, adopt a second-order
perspective on those choices, and choose again, in full awareness that we
are choosing a hero, and that doing so lucidly can help us own our own
62
63
Habermas revealingly (if, as usual, reductively) traces back to Kierkegaard Heidegger’s
understanding of historicality (often misleadingly translated as “historicity”); see
Habermas, The Future of Human Nature, 5–11.
This is not to denigrate Marilyn Manson (or Einstein, or Michael Jordan); what really matters, for Heidegger, is that such a “hero” be chosen authentically by a particular individual
as his or her hero, with all that entails (see later). The same could obviously be said of
the many different comic book heroes, which function similarly. (Hence, those who know
comic books can often get a quick sense of what matters to one another just by inding out
which comic book heroes were favorites: Wolverine? Fierce rebellion coupled with integrity and loyalty to friends. X-Men in general? A hope that the exceptional “gifts” for which
one is ostracized will also allow one to contribute to the struggle for good. Superman?
Hope that American ideals will win out in the end. Spiderman? Intelligence and the wisecracking courage to stand up to the world’s bullies. And so on.)
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The Postmodern Comic Book
lives in a way that will restore our sense of the meaning, weight, and integrity of our actions.64 With such “authentic” heroization, what is crucial is the
“reciprocative rejoinder” mentioned earlier, whereby we critically appropriate our heroes by interpreting and updating their “mission” so that it
speaks to the changed demands of our own world. In this way, we keep
alive what our hero stood for in our own lives, rather than simply admiring
our hero from afar, worshiping them from a safe distance. When we choose
our heroes inauthentically, we do not really have to do much (to “Be like
Mike,” apparently I simply need to drink Gatorade), and, moreover, our
society will subtly reassure us that we have made the right choice (since,
sticking with this example, our society continually reinforces its breadand-circuses celebration of professional athletics).65 When we choose our
heroes authentically, however, we take more upon ourselves (here, I would
actually dedicate myself to becoming like my hero Mike, and I would also
have to take responsibility for my interpretation of what that demands),
and the result is much riskier (for I actually need to try, and thus am quite
likely to fail, to become like Mike in some exemplary respect).66
Authentic heroization thus requires us to chart a dificult middle course
between the Scylla of deifying or idolizing our heroes, placing them so
far above ourselves that we do not even try to follow in their footsteps,
and the Charybdis of simply reducing them to their human, all-too-human
failings in such a way that they fail to inspire us to try for ourselves something we would not otherwise dare.67 If we choose our heroes authentically,
64
65
66
67
In Heidegger’s words: “The authentic repetition of a possibility of existence that has
been – the possibility that Dasein may choose its hero – is grounded existentially in anticipatory resoluteness; for it is in resoluteness that one irst chooses the choice of that which
irst makes one free for the struggle of loyally following in the footsteps of that which can
be repeated.” (BT 437/SZ 385) See also Charles B. Guignon, “Authenticity, Moral Values,
and Psychotherapy,” and my “Heidegger’s Perfectionist Philosophy of Education in Being
and Time.”
None of us are immune from such inluences, of course. A few years ago I attended a meeting of the North American Nietzsche Society in which Nietzsche scholars read papers
on the subject of “Nietzsche and Sport”; one after another, they each maintained that
Nietzsche would have loved the same culturally banalizing professional sporting events
they themselves seemed to worship – from afar.
In Watchmen, too, the “public” – nicely embodied in the shifting scene surrounding the
appropriately Kierkegaardian igure of the newspaper vendor – is distinguished by the
refusal of its members to take responsibility for their decisions.
Remember that the superhero need not have superpowers (only one does in Watchmen);
they need only be truly exceptional, i.e., to have elevated themselves above the ordinary
run of humanity, usually through the dedicated cultivation and development of their
natural gifts. This might also help explain why the classic heroes of the Greeks (Perseus,
Hercules, Orpheus, Sarpêdon, etc.) were imagined as demigods, situated halfway between
other mortal human beings and the Gods, but with no hope of ever entering the pantheon of Gods (as Aeneas does in later Roman myth), and so striving instead for the
mortal immortality of glory. Is believing in heroes thus necessarily elitist? Probably. (In
later works like Miracleman and Top Ten, Moore imagines worlds where everyone has
Sparks in the Darkness
165
moreover, then we, like Ozymandias at the end of Watchmen‚ will not be
able to ind any reassurance outside ourselves that we have made “the right
choice,” and like Heidegger himself (when he chose to believe in the initial
promise of Hitler’s “revolution”), it will always be possible that we are making a horrible mistake.68 Authentic heroics require learning to live with this
uncertainty. Following in the footsteps of our heroes thus encourages us
to follow Nietzsche’s exhortation to “live dangerously,” to risk an absolute
commitment (a commitment in which our very identity is at stake), since
only such a risk, Kierkegaard and Heidegger suggest, can give existential
weight and meaning to our lives.69
6. Sparks in the Darkness
If we look for people who made no mistakes, who were always on the right side,
who never apologized for tyrants or unjust wars, we shall have very few heroes and
heroines.
Richard Rorty, Achieving our Country70
In the end, Watchmen’s postmodern ambivalence concerning the hero
places it somewhere between the Enlightenment rejection of, and the existentialist commitment to, the idea of the hero. In this, Watchmen relects a
tension underlying our own age, in which we late-moderns rather obsessively return to confront the relation between our past and its different
possible futures – as though seeking with increasing desperation to control
68
69
70
superpowers, but these abilities are always differentially distributed, just as abilities are in
our world.) But elitism as such is not objectionable so long as the elite is in no way a ixed
group, predetermined by tradition or heredity. (The latter explains why Star Wars went so
terribly wrong when the later prequels naturalized the force: Lucas’s misguided introduction of the “midichlorian count” transformed the Jedis into a group whose membership
gets determined by genetics rather than the cultivation of skills through dedication, practice, courage, self-control, etc.) So long as we do not know where heroes will emerge from
ahead of time (and we do not), then there is nothing too objectionable about recognizing
that, as a matter of fact, not everyone can become a hero. Not everyone can, but anyone
might, so every person deserves the opportunities to cultivate and develop his or her own
gifts. (Here I follow Cavell’s response to Rawls’s charge that perfectionism is elitist; see
“Heidegger’s Perfectionist Philosophy of Education in Being and Time,” 460–1, note 9.)
See Hubert L. Dreyfus, “Mixing Interpretation, Religion, and Politics: Heidegger’s HighRisk Thinking.” In the inal pages of Watchmen (XII.27.iv–vii), Ozymandias seeks reassurance from Dr. Manhattan (who has become nearly omniscient), asking him, “I did
the right thing, didn’t I? It all worked out in the end.” Dr. Manhattan answers simply:
“Nothing ever ends.” Ozymandias’s conidence is clearly shaken, and the inal image of
him (looking away from his own shadow, which is now larger than he is) leaves open the
question of whether “the world’s smartest man” will be able to live with his uncertainty
concerning his own heroics.
See Hubert L. Dreyfus, On the Internet, esp. 73–107. See also Žižek’s critical appropriation of Dreyfus’s Kierkegaardian critique in “Rhetorics of Power,” Diacritics 31:1 (2001),
98–103.
Richard Rorty, Achieving our Country: Leftist Thought in Twentieth-Century America, 45.
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The Postmodern Comic Book
the direction of history (which slips free nonetheless, like a bar of wet soap,
from the tightening grasp of this subjectivistic impulse).
Even if one believes that there is something admirable in the desire
to live without heroes, the problem remains that we have not woken up
and walked with our eyes wide open into the clear light of a postheroic
tomorrow. Instead, we as a culture have simply discovered the decadent
pleasure of destroying the heroes we create. Indeed, building up sham
heroes only to destroy them the next week or month – once the fare
only of the tabloids – seems to have become our most popular national
pastime. The obsessive delight the public takes in tormenting the very
athletes and entertainers they formerly idolized (Britney Spears, Lindsay
Lohan, Tiger Woods, and on and on) seems like an unhappy stalemate,
our culture’s way of oscillating endlessly between the Romantic celebration and the Enlightenment rejection of the hero.71 Concealed, however,
behind this spectacle of a “star-studded” popular culture saturated with
“malicious delight” (Schadenfreude, a German word for an increasingly
American disposition) is the fact that we not only degrade our sham
heroes (in whose company I would include not only the aptly named
American Idol and its ilk but almost all our culture’s precious “stars”), we
also ignore or quickly forget the real heroes who emerge despite it all
(Julia Hill, Rachel Corrie, Mark Bingham, Wesley Autrey, to name but a
few), heroes with the capacity to disrupt our cynical complacency, realign
our felt-understanding of what matters, and so give focus to our guiding
sense of self. When greatness as such is suspect, and quickly subjected to
vicious persecution, in the end we are left with only conformity, cultural
banalization, and the triumph, by default, of sad mediocrity. Although I
look forward to a dawn beyond our own twilight of the idols, our dusk of
“stars” made mostly of paper-thin tinsel (easily torn and foresworn), I do
not believe we are entering into – or should seek to enter – a time without
heroes, a postheroic age.
I would suggest instead that when a genre seems to commit suicide – as
philosophy did with Kant, Heidegger, and Wittgenstein, and as the superhero comic did with Watchmen – this apparent suicide is usually better understood as an attempted martyrdom, that is, a sacriice with a redemptive
intent, a striving for rebirth, even if in a different form. When the greatest
representatives of a genre seek to end it, perhaps this is because they sense
(on some level) that no ield can long survive without being periodically
revitalized by such sacriice and rebirth. Certainly it is no coincidence that
many of the comics that followed Watchmen sought to respond to its challenging deconstruction of the hero, and that the result greatly enriched
the comics medium as a whole. Twenty-ive years later, mainstream comics
continue to occupy a post-Watchmen landscape, one in which Watchmen’s
71
Thanks to Steve Crowell for suggesting this last point.
Sparks in the Darkness
167
ambivalence about the hero has become nearly ubiquitous.72 Even in the
darkest of contemporary comics, however, a careful reader can still recognize the sparks from that ongoing struggle to imagine and create the kinds
of heroes who will prove themselves capable of inspiring the denizens of
this complex and morally ambiguous world, a struggle that seeks to keep
alive (as the dream of the hero, with all its risks, has always done) our hope
for a better future.73 This hope (which, really, is hope itself) we can deconstruct but never destroy.
If this is right, then perhaps the aforementioned imperative to “grow
up” is itself founded on a faulty understanding of maturity – indeed, on
a child’s understanding of maturity, one that presupposes a world divided
into two discrete groups, the children and the grown-ups. By the time we
have become what children call “grown-ups” ourselves, however, we come
to understand (at least if we are honest) that maturation is not an achievement that can be accomplished once and for all but is, rather, an ongoing
process in which we must continue to confront and ind our way through
the challenges that face – and in many cases follow from – our current
self-understanding. This ongoing maturation process (more Eriksonian
than Hegelian) requires us periodically to exchange one mask for another
(“mask” is the synecdoche Watchmen consistently uses for “hero”); yet, is
anyone ever really maskless? Heidegger reminds us that: “Persona means
the actor’s mask, through which the sound of his saying resounds.” (WCT
62/GA8 65) (It is from the Latin persona, “mask,” that we get the word
“personality.”) We all “prepare a face to meet the faces that we meet” (as
T. S. Eliot wrote).74 Since we thus give voice to being, Heidegger suggests
that “we can think of human beings as the persona, the mask of being”
(WCT 62/GA865). Perhaps the question then becomes: Why do we put on
72
73
74
This work includes Frank Miller’s revival of Batman, The Dark Knight Returns (which, like
so much of Miller’s work, embraces the very hero Moore’s deconstruction showed to be
so problematic, while developing Moore’s ideas of superman as a dupe of the government
and, later, as a kind of god), Neil Gaiman’s Sandman (a brilliant Bildungsroman of the fantasy genre that masterfully reconstructs the hero Watchmen deconstructed), Moore’s own
later work (such as Miracleman – an insightful, neo-Nietzschean fable – Supreme, Top Ten,
Tom Strong, and The League of Extraordinary Gentlemen), as well as – at the very heart of the
mainstream – the death and multiple rebirths of Superman himself and the very popular
Ultimate work by Brian Michael Bendis, Mark Millar, and many others. As these works
increasingly come to inluence even more popular genres such as ilm and television,
the tensions they embody become ever more central to our cultural self-understanding,
as Heidegger’s vision of the work of art suggests. Nonetheless, comparing Watchmen to a
more recent work like Kick-Ass (which was already being made into a ilm before Millar
even inished writing the comic), puts one in mind of Marx’s famous quip that history
repeats itself, but “the irst time as tragedy, the second as farce.”
For a discussion of three such attempts (comics in which “The Thing” is Jewish, “Rawhide
Kid” is gay, and “Captain America” is Black), see Alan Jenkins, “Minority Report,” 36–38.
See Erik Erikson, The Life Cycle Completed; T. S. Eliot, “The Love Song of J. Alfred Prufrock,”
The Wasteland and Other Poems, 4.
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The Postmodern Comic Book
the masks we do, the ones we grow so accustomed to that they come to feel
like our own faces? What does it mean to “take responsibility for your own
face” (something Sartre suggests every adult must do)? If we cannot simply
take off our masks once and for all, then how do we exchange one mask for
another, for one less conining, one that better ampliies our voice and so
allows us to us speak out more clearly, more resoundingly and with greater
nuance, one in which we can more fully recognize ourselves? In the spirit
of these lingering questions (but without claiming inally to resolve them),
let us return to Heidegger’s work, examining his thinking about how issues
of sound and voice might actually help us make the transition to another
understanding of being.
6
The Philosophical Fugue
Understanding the Structure and Goal of Heidegger’s
Contributions to Philosophy (From Enowning)
All essential thinking calls for its thoughts and sentences to be mined, like
ore, every time anew.
Heidegger (CP 15/GA65 21)
After Chapter 3 explained Heidegger’s postmodern view of ontological
meaning as inexhaustibly plural or polysemic, Chapters 4 and 5 took this
view as their philosophical point of departure for exploring two popular works of “postmodern” art. We will now return to the question of the
nature and implications of Heidegger’s own postmodernism by examining what is probably his most dificult and least well understood work, the
much vaunted and viliied Contributions to Philosophy (From Enowning).
My thesis is that this notoriously dificult text is best understood as
an innovative philosophical application of the musical art of the fugue.1
Recognizing Heidegger’s Contributions as a fugal composition allows us to
understand this esoteric text’s basic structure and goal, and so to avoid
several inluential misreadings of the work, which allege that Contributions
is Heidegger’s second magnum opus, that it is Heidegger’s attempt to write
aphoristically (à la Nietzsche), or that it or that it has no structure and
so is nothing but a failed “heap.” Undermining those misreadings, I shall
instead suggest that in the Contributions Heidegger is “fuguing,” exploring
his underlying subject – Ereignis or “enowning” – through a series of linked
meditations whereby he seeks to elaborate and develop the inner philosophical possibilities and implications of this polysemic term of art that is
so important to his later work.
The musical model of the fugue is well chosen for such a task, because
it allows Heidegger to explore the fullest possible resonances of the polyphonic phenomenon of enowning, and to do so in a way that serves the
1
I irst developed this thesis in the 1990s (as I explain in my acknowledgments; see also
Ch. 3, note 74).
169
170
The Philosophical Fugue
later Heidegger’s overarching goal of helping us think our way through the
historical transition from modernity to postmodernity. The musical genre
of the fugue is nicely ambiguous in precisely this respect, in fact, because
fuguing is an artistic practice with an essential tension at its core (the kind
of productive conlict Heidegger thinks we will ind at the heart of all true
art, as we saw in Chapter 3): The art of the fugue is torn between the paradigmatically modern desire for the exhaustive elaboration of a theme and
a postmodern recognition of the impossibility of ever completely satisfying
that desire. The greatest practitioners of the fugue (most notably J. S. Bach)
show that fuguing is driven by the relentless modern impulse to completely
explore the possibilities of a theme, by manically (if not maniacally) multiplying variations on this basic theme and introducing them into what
thereby becomes an increasingly dense texture of musical notes.2 At the
same time, however, that impulse toward completion must ind a way of
coming to terms with the impossibility of its satisfaction, because at a certain point (and part of the art of the fugue is to see – or hear – just how
far this point can be pushed), when too many overlapping variations have
been generated, the entire effort begins to collapse into an indiscernible
wall of noise. (We could thus say that, in Heidegger’s terms, Bach – like
Van Gogh, Hölderlin, and Michelangelo – was an artistic postmodernist
avant la lettre.)
Given Heidegger’s conviction that the only way to reach a genuine postmodernity is by transcending modernity from within (as we saw in the irst
three chapters), his innovative philosophical experiment with the musical
model of the fugue remain a deeply intriguing effort, even if it too risks
its own collapse into meaningless noise.3 For Heidegger this risk is worthwhile, because the goal of his painstaking elaboration of the possibilities of
“enowning” is nothing less than “the essential transition into the still possible transformation of Western history” (CP 57/GA65 82). The Contributions’
fugal structure serves its extremely ambitious goal, I shall suggest, because
the text is ultimately an attempt to re-attune humanity, that is, to foster a
new, more thankful “fundamental attunement” (Grundstimmung) to the
source of historical intelligibility, a comportmental attunement through
2
3
This growing density cannot only be heard but seen as well, e.g., if one examines
the increasingly crowded musical score for Bach’s six-part fugue, “The Musical Offering.”
See <http://upload.wikimedia.org/wikipedia/commons/2/25/Kdf2.jpg> (accessed 14
August 2010).
Heidegger’s experimental use of language in the Contributions risks its own version of the
fugal collapse into noise, as Polt nicely attests when he observes that: “The language is
hypnotically repetitive and dense, consisting of formula after formula in which Heidegger
tries to say everything unsayable all at once.” (See Polt, The Emergency of Being, 2.) Indeed,
the only impression many mainstream philosophers seem to have of this text is that it
represents a complete collapse into Heideggerese “gibberish.” Thus, in his mocking review
of its English translation, Simon Blackburn suggests that Heidegger’s “orchestra is only
tuning up.” (See Blackburn, “Enquivering,” 45.)
Introduction to Heidegger’s Contributions
171
which Heidegger thinks we can come to understand being in a postmodern
way and so help inaugurate another historical age (thereby participating in
a new Renaissance or “rebirth” of history). Although Heidegger chose not
to publish the rather mixed results of his fugal experiment during his own
lifetime, he nevertheless cherished the work for helping him develop the
perspective of his later thought, and he irmly believed that future thinkers
(“those to-come,” die Zu-künftigen) would be able to appreciate and carry
further his efforts to help us think our way into a postmodern age. Let us
thus see if we can help vindicate his optimism.
1. Introduction to heidegger’s
TO PHILOSOPHY (FROM ENOWNING)
CONTRIBUTIONS
Heidegger’s Contributions to Philosophy: From Enowning (or “Contributions,”
Beiträge, as the work is popularly known) is a dense, strange, dificult, and –
pace Otto Pöggeler and Friedrich-Wilhelm von Herrmann – also a deeply
problematic text.4 As Pöggeler’s well-known remark that “a wind from SilsMaria has blown through . . . the Beiträge” suggests, the Contributions is a text
in which Heidegger is at his most Nietzschean (that is, hyperbolic, elliptical, allusive, fragmentary), even as he tries to get back behind Nietzsche,
to Nietzsche’s Hölderlinian sources, in order to accomplish what (looking
back in 1951) Heidegger would characterize as the “most dificult task” of
having had to extricate himself from Nietzsche’s “ruinous” inluence.5 The
4
5
Heidegger grouped his Contributions together with several roughly contemporaneous texts
that he thought would help readers understand it (in his “Collected Works, Division III:
Unpublished Treatises”), including Mindfulness/GA66 (1938–9); GA67 (the irst part of
which is from 1938–9); GA69 (1938–40); and Heidegger’s contemporaneous work on
Hölderlin in GA75 (on which cf. Pöggeler, Heidegger’s Path of Thinking, 178). These works
help ill-in the background already provided by such important works as “The Origin of
the Work of Art” (1935–6); Heidegger’s lectures on Nietzsche stretching from 1936 to
1946; 1936–7’s BQP/GA45; and 1941’s BC/GA51. Heidegger claims at one point, dubiously, that his Nietzsche lectures “remain only foreground” for the Contributions, and that
these other works all develop perspectives irst opened up in the Contributions’ third fugal
part, das Zuspiel (see below and M 372/GA66 421). While the texts needed to fully understand and evaluate the Contributions are still being published, any attempt to render a
inal judgment on this work remains premature. For the most ambitious explication and
critique of the work to date, see Richard Polt’s impressively clear but interpretively contentious monograph, The Emergency of Being: On Heidegger’s Contributions to Philosophy.
On Heidegger’s critique of “Nietzsche” as a synonym for our late-modern, technological
epoch, a reading of Nietzsche that suggests that: “People have no idea how dificult it
is truly to lose that thought again” (WCT 56/GA8 60), see Chapter 1. Pöggeler reports
Heidegger’s frequent lament that “Nietzsche ruined me [Nietzsche hat mich kaputt gemacht]”
(in his “Besinnung oder Auslucht? Heideggers ursprüngliche Denkens,” 240–1; cf. Wolin,
The Politics of Being, 198 note 25). See Pöggeler’s Martin Heidegger’s Path of Thinking, 281, for
the famous remark that a philosophical sirocco from the birthplace of Nietzsche’s own
most “elevated” (or “theological,” Heidegger would say) thought of eternal recurrence
left its mark on the Contributions. This Nietzschean inluence helps explain what Guignon
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The Philosophical Fugue
text’s complicated pedigree helps explain why Reiner Schürmann, surely
one of his generation’s most perceptive readers of the later Heidegger,
would complain of the Contributions that “at times one may think one is
reading a piece of Heideggerian plagiarism, so encumbered is it with ellipses and assertoric monoliths.”6 In order to help us navigate a safe approach
toward that elliptical and “monolithic assertion” that is most important for
anyone seeking to understand Heidegger’s postmodern hopes – namely,
Heidegger’s unexpected invocation of “The Last or Ultimate [Letzte] God”
at the very climax of the Contributions – it helps irst to know a bit about the
Contributions remarkable history, which Schürmann refers to a bit elliptically himself as the text’s “overdetermined legacy.”
Von Herrmann was the editor of Heidegger’s Collected Works (Gesamtausgabe) when the already famous Beiträge zur Philosophie (Vom Ereignis) was
inally published in 1989 (as volume 65 of the Collected Works). In this capacity, von Herrmann tells us that the Contributions’ publication was sped-up
ahead of schedule in order to coincide with and so commemorate the centennial of Heidegger’s birth. Still, more than ifty years elapsed between
the writing of these “contributions” in 1936–8 and their publication in
1989.7 These circumstances might not be remarkable, however, were it not
for the fact that the Contributions had already become famous long before
its 1989 publication, when it was greeted quickly – indeed, precipitously –
by more than a few enthusiastic Heideggerians as “Heidegger’s second
magnum opus.”8 The enthusiasm distorting this judgment can be explained
by the text’s remarkable pre-publication fame, which can itself be traced
back to the fact that Pöggeler had read the unpublished manuscript in the
early 1960s. Then, in his inluential 1963 study, Martin Heidegger’s Path of
Thinking, Pöggeler acted as an effective philosophical “PR man” for the
6
7
8
rightly characterizes as “the soteriological and apocalyptic ‘meta-narrative’” underlying
Heidegger’s history of Being. (See Guignon’s “Introduction” to The Cambridge Companion to
Heidegger, 24.)
Schürmann, “Riveted to a Monstrous Site: On Heidegger’s Beiträge zur Philosophie,”
313. (Schürmann’s footnotes make clear his polemical implication that Derrida is the
“Heideggerian plagiarist” he has in mind.)
The publication of GA65 was sped up to be in time for the centennial of Heidegger’s birth,
against the letter if not the spirit of Heidegger’s last Gesamtausgabe directives that (von
Herrmann informs us) speciied that the Contributions should not be published until after
all the Marburg and Freiburg lectures; see his “Editor’s Afterword” (CP 363/GA65 511).
See also Alexander Schwan, “Heidegger’s Beiträge zur Philosophie and Politics,” 71.
(See e.g. von Herrmann, “Way and Method in Philosophy: Hermeneutic Phenomenology
in Thinking the History of Being,” 185. The claim was also prominently echoed on the
back cover of the irst edition of The Cambridge Companion to Heidegger.) Pöggeler had long
called the Contributions the sole major work of the later Heidegger (see e.g. “Heideggers
Politische Selbstverständnis”). And von Herrmann continues to insist that: “As Otto
Pöggeler has rightly and repeatedly pointed out, the Beiträge zur Philosophie are the major
work of Heidegger’s thinking of the history of Being” (“Way and Method,” 56). I try to show
here that this is all rather misleading.
Introduction to Heidegger’s Contributions
173
Contributions, granting the text the status of an open secret by frequently
quoting tantalizing snippets from it, dropping intriguing hints and promissory notes, and issuing incredible claims about the work’s unparalleled
importance for any philosophical understanding of Heidegger’s “thoughtpath as a whole.”
Some of the more extraordinary of these claims were subsequently widely
disseminated and, ironically, have now ossiied into a scholarly dogma that
threatens to obstruct our access to a text that has inally become available irst hand. To wit, Pöggeler went so far as to call the Contributions
Heidegger’s sole “major work proper [das eigentliche Hauptwerk],” a characterization he based on the claim that in the Contributions Heidegger outlined the complete “system” of thought that he spent the rest of his life
developing in a piecemeal fashion.9 It is incredible that this fantasy of having had exclusive access to the Heideggerian Rosetta stone (a hermeneutic
fantasy of the irst order, to be sure) has been so widely adopted.10 For,
with the actual publication of the Contributions, it has become clear that
Pöggeler seriously mischaracterized the Contributions’ organizational structure, which Heidegger explicitly (if rather mysteriously) tells us “is essentially other than a ‘system’” (CP 56/GA65 81). It is thus not surprising that
signiicantly varying judgments have begun to emerge concerning both
the text’s merits and its status within Heidegger’s increasingly immense
oeuvre. (His Collected Works are now scheduled to include more than one
hundred volumes, and while three quarters of these have been published,
an indeterminate number of other works continue to languish in the
9
10
See Pöggeler, “Heidegger und der hermeneutische Theologie,” 481; referenced by
Schürmann in “A Brutal Awakening to The Tragic Condition of Being: On Heidegger’s
Beiträge zur Philosophie,” 104, note 2. As Schürmann notes, “Pöggeler . . . kept his readers in suspense for a quarter of a century; as Heidegger’s one major work, the Beiträge
alone, he claimed, contain Heidegger’s genuine thinking which the public lectures and
courses were merely to make accessible to a more general audience” (ibid., punctuation
corrected; cf. Pöggeler, Martin Heidegger’s Path of Thinking, 116).
Of course, Heidegger does say things that encourage such a fanciful view (e.g., the previously noted passage at M 372/GA66 421). This helps explain why thinkers like Schwan –
who envisions the Contributions as “a complete blueprint” developed in only “a truncated
form” in the later philosophy (see his “Heidegger’s Beiträge zur Philosophie and Politics,” 72) –
and von Herrmann adopt Pöggeler’s dubious view so uncritically. Even Polt, a much more
critical reader of the text, continues to disseminate the view that Heidegger’s Contributions
“sets the stage for all his late thought” (The Emergency of Being, 1). One can all too easily
understand why a scholar like Pöggeler with sole access to a text might make such claims,
but they are not born out by Heidegger’s complicated body of work, which contains
numerous earlier developments of the views elaborated in Contributions (as Chapters 2
and 3 showed in detail), as well as later revisions of some of its central claims (as I showed
in Heidegger on Ontotheology). As I shall try to suggest in this chapter, however, one need
not claim that the work says (or even anticipates) everything in Heidegger’s later work
in order to conclude that it does advance some extremely important ideas, especially
concerning Heidegger’s philosophical faith in the possibility of a genuine postmodernity,
and that it does so in a suggestively postmodern way.
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The Philosophical Fugue
archives.)11 For instance, the Contributions has been described by Rüdiger
Safranski (much more modestly, but with a certain psychological perceptiveness) as a kind of “philosophical diary,” while Schürmann himself characterized this “disconcerting document” as “a monstrous site.” Schürmann
implies that this dramatic appellation is not meant to connote “terrifying”
(ungeheuer) so much as demonstrative, but – if Schürmann’s own series of
dense but provocative analyses of the Contributions are any indication – just
what this text demonstrates will surely be a matter of contention for a long
time to come.12
2. The Fugue: Understanding the Structure
of Heidegger’s CONTRIBUTIONS
The Contributions as a whole is organized into seven “divisions.” Yet, as
Heidegger explains in the irst of these seven sections (the “Preview” or
“Glance Ahead,” Vorblick), merely to call the major organizational units of
the Contributions “divisions” is already to imply the very opposite of what
Heidegger intends when he names them “Fügungen,” a word that means
“uniications” rather than “divisions” and, carrying multiple resonances,
also connotes the working of fate in our existence. Through these polysemic Fügungen, in other words, Heidegger means to designate the way in
which certain decisive events (the ordinary German meaning of Ereignis)
not only come together to give shape to our lives but also, if properly understood, can even lead us to transform human history itself (by working to
transform our underlying understanding of being – as we have seen).13
These, moreover, are not the only meanings of Fügungen. Crucial to
understanding the text, I submit, is Heidegger’s subtle suggestion that
11
12
13
See Julian Young, Heidegger, Philosophy, Nazism, 40; and Elizabeth Livingston, “The Last
Hand: Restrictions on Martin Heidegger’s Papers in the Deutsches Literaturarchiv
Marbach.”
(See Safranski, Heidegger: Between Good and Evil, 307; cf. M 382–3/GA66 433.)
Schürmann’s description – especially if placed alongside his observation that “these
Contributions date from the years when Heidegger was painfully working through what
he would later call his greatest blunder” and Boss’s report that Heidegger’s “own proper
and fundamental self-realization was evidently reached with his waking discernment of
that state of affairs that revealed itself to him as ‘das Ereignis’” – encourages us to recognize the Contributions as the central text for any psychologically informed reading of
Heidegger’s “turn.” (See Schürmann, “Riveted to a Monstrous Site,” 313; Boss, “Martin
Heidegger’s Zollikon Seminars” 13, 20. For Schürmann’s other attempts to come to terms
with Heidegger’s Contributions, see “Ultimate Double Binds” and “Technicity, Topology,
Tragedy: Heidegger on ‘That Which Saves’ in the Global Reich.”) Polt concludes his
detailed study of Heidegger’s Contributions with the judgment that this “is a book saturated with emergency, drunk on apocalypse” (The Emergency of Being, 254), and so calls for
a more calm and sober appropriation of its philosophical insights. That is what we too are
attempting to do here.
See CP 57/GA65 81–2 and later in this chapter.
Understanding the Structure of Heidegger’s Contributions
175
the Contributions’ complex organizational structure (which, recall, is
“essentially other than a ‘system’”) can best be understood according to
the musical model of the “fugue” (Fuge), standardly deined as a “polyphonic composition constructed on one or more short subjects or themes,
which are harmonized according to the laws of counterpoint, and introduced from time to time with various contrapuntal devices.”14 In another
context, Philippe Lacoue-Labarthe suggestively examines what I take to
be the most important of these “laws of counterpoint” or “contrapuntal
devices” at work in Heidegger’s Contributions, namely, the phenomenon of
the “caesura,” which Hölderlin inluentially theorized as “the pure word,
the counter-rhythmic interruption.” In ancient Greek drama, the caesura
is the moment of the “kata-strophê,” that is, literally, the introduction of
a second voice that turns against a irst voice and so divides the chorus,
thereby transforming a monologue into a dialogue or multivoiced discussion.15 If the Hölderlinian caesura is the “pure word” that interrupts and
pluralizes the monologue that precedes it, then for Heidegger this word
is clearly his avowedly “untranslatable” Ereignis – typically rendered into
English as “enowning,” “the event of appropriation,” or even the “event”
of ontological truth. Ereignis is a word that, implicitly folded in on itself
(“en-owning” or Er-eignis), helps draw our attention to word formation
itself, that is, to the world-disclosing action that (as we saw in Chapter 3)
Heidegger takes to be the “poetic” (or poietic) essence of language, the
source of language’s ontologically regenerative capacity for “bringing into
14
15
See CP 56–7/GA65 81 for Heidegger’s defense of the “rigor,” “unity,” and “clarity” of this
fugal construction. E.g., Heidegger justiies “the rigor of the fugal-articulation of this construction [der Strenge des Gefüges im Aufbau]” as an attempt to envision an alternative
way of accomplishing what has always been for philosophy “the impossible,” namely, “to
grasp the truth of being as such in the fully unfolded richness of its grounded essence
[die Wahrheit des Seyns in der voll entfalteten Fülle seines begründeten Wesens begriefen].” Pöggeler
thus suggests the gentle criticism that: “Only slowly did Heidegger’s thinking relinquish
its wanting to ground” (Martin Heidegger’s Path of Thinking, 130). But in fact, the postmodern pluralism that Heidegger proposes as the ontological “ground” of all future worlddisclosing is not foundational in the ontotheological sense Heidegger criticizes, as we saw
in Chapter 1. (On the deinition of “fugue,” see James Murray, et al., eds., The Compact
Oxford English Dictionary, henceforth “OED,” 642.)
(See Lacoue-Labarthe, Heidegger, Art, and Politics: The Fiction of the Political, 45–6; and
Hölderlin, Essays and Letters on Theory, 102.) Nietzsche’s The Birth of Tragedy from the Spirit
of Music suggests that this internal division of the chorus (which the caesura effects) reintroduces the tragic principle of individuation into what had originally been an ecstatic
communal fusion known to the ancient mystery religions. Without recognizing the
Contributions’ fugal structure, Schürmann nevertheless suggests that as such a caesura,
Ereignis is meant as Heidegger’s own answer to what he (like Hölderlin and Nietzsche)
takes to be a historical call for “decision,” and thus the enactment of the latest in the series
of “epochal breaks ‘severing’ (caedere) eras of truth” (Schürmann, “Riveted to a Monstrous
Site,” 316). As I have suggested, however, for Heidegger the postmodern understanding of
being will not be epochal, because it will not “hold back” being as such.
176
The Philosophical Fugue
being.” That “enowning” is the caesura for Heidegger suggests, moreover,
that Heidegger thinks this word helps disclose those decisive moments
in which our Nietzschean late-modernity intersects with the “arrival of
the future of Western thinking,” thereby making possible the “transition
[Übergang] to the other beginning” (CP 124/GA65 176).16
Heidegger is notoriously not shy about asserting such bold, almost
incredibly ambitious claims in Contributions to Philosophy (From Enowning).
But how exactly is thinking through “enowning” supposed to help us to
make a transition from modernity to postmodernity? What I shall try
to show here is that Heidegger’s answer to this question is embedded in the
fugal “composition” of Contributions. This is not only because the work’s
fugal structure is what allows Heidegger to “polyphonically” elaborate the
implications of “enowning” (Ereignis), the underlying theme of the work,
but also because the contrapuntal development of this theme is what harmonizes Contributions as a whole and explains its overall movement, that
is, the particular way in which it builds toward (what Heidegger originally
intended to be) its symphonic climax. Recognizing the Contributions as an
experiment in fugal composition will thus allow us understand how exactly
Heidegger hopes to accomplish the work’s postmodern goal, its attempt
“to prepare for the transition” to “the other beginning” (CP 5/GA65 6).
In order to train our ears to hear this overarching movement, however, we
need irst to develop a feel for the basic structure of the work, circumventing several inluential misreadings of it along the way.
After the anticipatory “Preview,” Heidegger gives the Contributions’
second through seventh “fuguings” (Fügungen) deliberately polysemic
titles: “The Echo of Reminiscence [Der Anklang],” “The Interplay or Playing
Forth [Das Zuspiel],” “The Leap or Spring [Der Sprung],” “The Grounding
or Founding [Die Gründung],” “The Ones To-Come or The Futural Ones
[Die Zu-Künftigen],” and “The Last or Ultimate God [Der Letzte Gott].”17
16
17
“The Transition to the Other Beginning” begins: “To grasp Nietzsche as the end of
Western metaphysics is not [to make] an historical determination about what lies behind
us but, rather, [it is to enter into] the arriving historicity of the future of Western thinking”
(CP 124/GA65 176).
One of the most interesting of these is der Anklang, by which Heidegger means a kind of
echo of reminiscence. Among Anklang’s multiple connotations is the irst glimpse of twilight,
a glimpse that has a trace of dawn in it (as in “I hear ‘traces’ of Bach in that”). Heidegger’s
Anklang thus comes rather close to Benjamin’s theory of “reminiscences” (based on his
analysis of Proust’s remembrances – the famous Madeleine – as well as Baudelaire’s analogous understanding of the relation between current Spleen and original Ideal). This
“ringing echo” is literally a “reminiscence” triggered by a sound received through the
ear, so we should recall that as the son of a Catholic Sexton, childhood memories involving the ringing of Church bells remained close to Heidegger’s heart (see “The Secret
of the Bell Tower,” GA13 113–16). In IM, moreover, Heidegger describes the “call” in
terms reminiscent of that “ringing of silence” in which Yahweh is said to have spoken to
Abraham. Das Zuspiel is also interestingly polysemic: “Playing Forth, Interplay, or Pass”;
it connotes the playing forth of certain themes from the “irst beginning” within the
Understanding the Structure of Heidegger’s Contributions
177
According to von Herrmann’s inluential interpretation, the Contributions’
Fügungen illuminate different but interconnected “essential aspects of
Ereignis.”18 Unfortunately, this rather vague interpretation (and the editorial
redaction of the text that it underwrites) risks concealing the fugal structure unifying the Contributions. For, in fact, only the second through seventh of the Contributions’ Fügungen were written in 1936–7 and originally
intended by Heidegger to be part of his philosophical fugue. By appending
a inal “division” on “being as such [Das Seyn]” to the Contributions as if it
were the work’s conclusion (when it is really a summarizing restatement
of the text’s major themes that Heidegger penned the following year, in
1938), von Herrmann’s editorial redaction obscures the fugal structure
of Heidegger’s original text. Once we realize this, and so distinguish that
later summarizing section from the original body of the work (recognizing
that Heidegger’s original text really ends with §256, not §281, nearly one
hundred pages later), its organizing structure becomes much more readily
discernible: Contributions is not composed of eight divisions but, instead,
of seven thematic “fuguings” in which Heidegger contrapuntally explores
and so develops (with steadily building urgency and brevity) the underlying theme of the work, namely, “the essential happening of being itself [die
Wesung des Seyns selbst], which we name enowning” (CP 6/GA65 7).
As this suggests (and we have seen in earlier chapters), “enowning”
(Ereignis) is Heidegger’s name for the way in which “being as such” takes
place historically when it is hermeneutically appropriated (or “enowned”)
by human beings in a distinctive way. More precisely, “enowning” describes
the way “being as such” or “be-ing” (Seyn, the deliberately archaic name
Heidegger uses in Contributions for the inexhaustible source of historical
intelligibility) gets brought into our “being-here” (or Dasein) and made
intelligible in a way that brings entities, our own being-here, and being
itself into their own simultaneously. As we saw in Chapter 3, for example,
18
“other beginning (and thus the “interplay” of these two beginnings), as well as the play
of space-time (i.e., “be-ing”) in its approach to Dasein. Interestingly, Heidegger seems to
have drawn the metaphor from soccer, where “the pass” is the release that makes playing
together possible. (Heidegger himself played wing, the position for which passing – both
giving and receiving – is the most important.) This “Playing Forth” also comes to suggest the giving of a gift in which the recipient does not know who gave it, although for
Heidegger this unrecognized giver is being as such. (In his treatment of the theme of
the gift, Derrida develops this idea by arguing that only an unconditional gift, a gift that
would be neither given nor received as a gift, “the gift that is not present,” would be a “gift”
worthy of the name; see Jacques Derrida, The Gift of Death, 29.) Der Sprung (“The Leap”)
and die Gründung (“The Grounding”) are directly related; the latter is “The Landing”
from the neo-Kierkegaardian leap, an arrival at the site for building a new dwelling for
historical humanity (hence Heidegger’s claim that this “ground” is something we move
toward rather than something from which we depart). I shall return to these interconnected fuguings, as well as to die Zu-künftigen (“The Futural Ones/Those To-Come”) and
der Letzte Gott (“the Ultimate God”).
See von Herrmann, “Technology, Politics, Art,” 59.
178
The Philosophical Fugue
when Van Gogh brings A Pair of Shoes (1886) into its own as a painting, he
thereby also comes into his own as a world-disclosing artist, indeed, as an
artist who discloses what art itself is (namely, the essential struggle between
the phenomenological abundance of “earth” and the tacit coherence of
“world”), and he thus allows being to show itself (in its ownmost, postmodern meaningfulness) as an historically inexhaustible tension of emergence
and withdrawal.19
What, we might thus ask, does Contributions’ 1936–7 meditation on
“enowning” add to Heidegger’s analysis of the poetic naming-into-being
that he described as the very essence of art and the origin of historical
intelligibility just a year or two earlier, in 1935–6’s “The Origin of the Work
of Art”? What “enowning” emphasizes (I would say) is Heidegger’s conviction that these ontologically generative interpretive appropriations not
only bring the being of entities and of human being-here into their own,
but that they do so in ways that allow us to understand the being of entities in terms of being as such (to use Heidegger’s terms), that is, as both
informing and exceeding our ability to render entities intelligible in conceptual terms.20 In other words, such an ontological truth event exempliies the postmodern way in which being can take place for us. For, in such
events we no longer implicitly understand and approach entities either as
objects to be controlled by subjects (as in the modern understanding of
being), or as inherently meaningless resources standing by to be optimized
and ordered eficiently (as in the late-modern understanding of being).
Heidegger believes that such ontological truth events can help move us
into the postmodern understanding of being they exemplify. That is why
19
20
This helps us understand Heidegger’s view about the irreversibility of artistic creation
(his claim, discussed in Chapter 3, that genuine artworks generate something that has
never been before and will never be again). The deinitive inexhaustibility of the “earth”
dictates that intelligibility will never be permanently ixed, once and for all. It will always
remain possible even for an irreversible work created through an appropriate gestalting
of what the earth offers to become, in turn, the subject of another such artistic event in
the future. This means that (although it is dificult to imagine) Michelangelo’s David could
be taken as the “earthly” basis of another creative act, as Rauschenberg’s rightly famous
work of “conceptual art,” Erased de Kooning (1953), so powerfully suggests. In Heidegger’s
terms, the rift-structure permeating intelligibility is not ixed for all time, but is layered
and changes in all sorts of complicated ways. For, when the earth is gestalted into a world
it withdraws into itself again, and can thus become the subject for further gestalts in the
future. While such creative acts remain irreversible when viewed retrospectively (because
works of art join the artist and the work in a transformative event that changes them
both), prospectively they nevertheless retain an ineliminable element of contingency, in
that they “can never be veriied or derived from what went before” (PLT 75/GA5 63).
(I owe the former point, and its literal complications, to a helpful discussion with Mark
Wrathall.)
As Heidegger puts this crucial point here – in the esoteric language typical of the
Contributions: “The call [that joins being and Dasein] is arrival and remaining-away in the
mystery of enowning” (CP 287/GA65 408).
Understanding the Structure of Heidegger’s Contributions
179
he writes (in the penultimate section of Contributions, §255, “The Turn in
Enowning”): “Enowning has its innermost happening and broadest reach in
the turn” (CP 286/GA65 407). For Heidegger, “the turn” (die Kehre) names
the beginning of a new ontohistorical age, not simply the transformation
between his early and later work – although (pace the current misunderstanding) the two are related.21 The former is the “concealed ground” of the
latter (as Heidegger suggests in the very next sentence). That is, Heidegger
believed that the philosophical and stylistic transformation between his
“early” and “later” work (a transformation he was engulfed in while writing
Contributions) followed from his attempt to help inaugurate an ontohistorical transition beyond the modern understanding of being.
In light of these larger points, the distinctive hermeneutic question
facing readers of Heidegger’s Contributions might be posed as follows. If the
underlying theme of Contributions is “enowning” (that is, the way both entities and human beings come into their own by disclosing “being as such”
in its partly but never-completely fathomable phenomenological fullness),
then how is this theme developed by the text’s six “fuguings” (Fügungen)
so as to provide this composition with its overarching movement and goal?
Heidegger is clear that Contributions does possess such an overarching
unity. As he puts it: “Each of the six fuguings of the fugue stands for itself,
but only in order to make the essential onefold more pressing” (CP 57/
GA65 81). Indeed, in what at irst glance looks like a wild run-on sentence,
Heidegger presents the entire “essential onefold” that his six fuguings are
meant collectively to convey:
[T]he “Interplay” between the irst and the other beginning [ – ] out of be-ing’s
“Echo” in the distress of being’s abandonment [ – ] for the “Leap” into be-ing [ – ]
for “Grounding” its truth [ – ] as preparation for “The Ones to Come” [ – ] of “The
Ultimate God.” (CP 6/GA65 7)
As my dashes mean to suggest, the complete fugue that runs through and
uniies Heidegger’s text is developed through the contrapuntal juxtaposition of the Contributions’ six consecutive fugal sections, or what Heidegger
calls their “hidden inter-resonating” (CP 57/GA65 81). The six fugal sections that compose the Contributions are thus meant to work together so
as to develop a complex but uniied philosophical vision – a complicated
movement we will seek to elucidate when we turn to the “goal” of the
Contributions in the next section.
Already, however, just by recognizing the fugal composition of
the Contributions, we can avoid Pöggeler’s inluential misconstrual of
21
The misunderstanding currently in vogue – according to which Heidegger’s famous “turn”
has nothing to do with the transformation between his early and later views – is itself merely
an over-corrective to the old misunderstanding, which reduced the “turn” to that personal level. (I discuss this matter at length in “The End of Ontotheology: Understanding
Heidegger’s Turn, Method, and Politics,” 11–129.)
180
The Philosophical Fugue
Heidegger’s project as a self-defeatingly systematic break with the urge
to philosophical system building, and thus as at best an ironic or parodic
gesture. Such interpretations, which in the abstract might seem to it
the Nietzschean aspects of the style of the text, nevertheless seriously
mischaracterize its tone, which is not only almost humorless (with the
exception of some bitter sarcasm and the usual punning) but also –
in the somber yet hopeful pitch of an elegy – even reverential.22 The
Contributions’ elegiac tone is that of a mournful celebration, a paradoxical,
Hölderlinian-Nietzschean ambivalence borne witness to in Heidegger’s
striking claim that: “The most terrible jubilation must be the dying of
a god” (CP 163/GA65 230).23 Despite this dramatic tension between
Heidegger’s Nietzschean obsession with the death of God and his secularized, Hölderlinian faith in the possibility of “His” return, the structure organizing the Contributions is more Bachian than Bacchanalian.
Instead of mistaking the Contributions for a series of Nietzschean aphorisms, then, let us take seriously Heidegger’s implication that his text is
joined together according to the musical model of the fugue. Ringing
the church bells was a formative childhood experience for Heidegger,
and he often reaches irst for auditory metaphors when he wants to convey something of that mutual interdependency of being and human
being that the word Ereignis seeks to name and so disclose.24 (Thus he
writes, for example, that being “needs us and our essence just as the
22
23
24
(“Nietzschean,” at least according to a “modernist” interpretation of Nietzsche’s style. For
an insightful elaboration of the differences between the “traditional, modern, and postmodern” interpretations of Nietzsche’s style, see Žižek, The Ticklish Subject: The Absent Centre
of Political Ontology, 171.) Related considerations inform my decision to refer to this text by
its now standard title, the Contributions or “Beiträge,” which Pöggeler, following Heidegger
himself, disparagingly calls its “public title,” as opposed to its “essential heading,” its parenthetical subtitle “(Vom Ereignis)” (CP 3/GA65 3), as well as my adoption of Emad and
Maly’s rendering of Heidegger’s “essential subtitle” as “(From Enowning).” “From” is an apt
translation of Heidegger’s Vom because it assumes that Heidegger’s Contributions did in fact
seek to make contributions to philosophy, contributions that come from his insights into
enowning. For, Heidegger had not yet given up on all “philosophy” as “metaphysics” in the
Contributions but, rather, is still seeking to rehabilitate “philosophy,” at least “whatever in
the future and in truth dares to be called philosophy” (CP 15/GA65 20). Thus, while readers such as Kisiel rightly detect irony in Heidegger’s characterization of the title as “public”
and the subtitle as “essential,” this irony is not (pace Kisiel) directed at the very idea of
making “contributions to philosophy.” Instead, this irony conveys Heidegger’s recognition
that he is appropriating a once common but then already slightly dated German tradition
of titling one’s text Beiträge zur Philosophie. Since Heidegger intentionally gives his text this
slightly stilted “public” title, the subtitle could also be rendered as Of Enowning, following
the example of Derrida’s Of Spirit (a title that is even more deliberately anachronous, and
thus seems more parodic than ironic).
For a revealing treatment of Heidegger’s pervasive use of religious metaphor in the
Contributions, see Schwan, “Heidegger’s Beiträge zur Philosophie and Politics,” 71–88.
I again refer to Heidegger’s little autobiographical essay from 1954, “Vom Geheimnis des
Glockenturms [On the Mystery of the Bell-Tower],” GA13 113–16.
Understanding the Structure of Heidegger’s Contributions
181
sound, even if it fades away unheard, needs the instrument from which it
resounds” [CCP 155/GA77 237].) Joan Stambaugh’s nice recognition of
the Contributions’ “preference for terms taken from the realm of sound”
is best understood not as a self-conscious refusal of “ocularcentric” metaphors (as Stambaugh rather anachronistically suggests) but, rather, as
evidence for the fact that in the Contributions Heidegger adopts the fugal
form from music, thereby bringing the style of his writing into an intriguing and politically charged proximity to Paul Celan’s fugal poetry.25 As
Celan’s translator Michael Hamburger points out, a “fugal composition
with words” is literally “an impossibility, of course, because words cannot be counterpointed if they are to remain intelligible.”26 Lines written
atop one another like the successive contrapuntal themes of a fugue will
quickly obliterate themselves, leaving only an indecipherable palimpsest.
Fugal writing thus tends to experiment with the limits of legibility, as
Heidegger’s Contributions itself attests. In so far as it remains legible, however, sustained fugal writing will need to adopt the form of the fugue
conceptually rather than literally. Ironically, this makes it dificult to recognize any experiment in fugal writing that does not simply fail by obliterating itself, drowning in the successive layers of meaning it unfolds.
It remains strange, nonetheless, that commentators should ever mistake
the Contributions for a series of aphorisms. Aphorisms, in the very economy
of their expression, quietly point back to the presence of the author who
thought, penned, and polished them. The Contributions’ fragments lack
the wit and polish of aphorisms (reading instead more like a philosophical
25
26
That this proximity to Celan remains politically charged is rightly suggested by the original title of Safranski’s biography of Heidegger (Ein Meister aus Deutschland), which links
Heidegger to the German “death” of the concentration camps that Celan evokes with a
“terrible beauty” in his famous poem, “Death Fugue.” There remains much to be said
about Celan’s relation with Heidegger. In the end, Heidegger reached the sad conclusion
that “Celan is sick – hopelessly.” Yet, the “sickness” aflicting Celan was “the survivor’s
wound” (as Hamburger says); his parents were both murdered in the death camps. In this
connection, Blanchot seems, if not to blame Heidegger for the Shoah, then to accuse him
of a profound complicity with it through his “silence” (which Blanchot calls “a wounding
of thinking”). In Blanchot’s letter in the January 22–28, 1988 Le Nouvel Observateur, he
writes: “Heidegger’s irreparable fault lies in his silence concerning the Final Solution. The
silence, or his refusal, when confronted by Paul Celan, to ask forgiveness for the unforgivable, was a denial that plunged Celan into despair and made him ill, for Celan knew that the
Shoah was the revelation of the essence of the West.” Wolin too implies that Heidegger was
at least partially responsible for Celan’s suicide, but Lyons shows in meticulous detail that
the facts are much more complicated than Blanchot and Wolin assume. (See Stambaugh,
The Finitude of Being, 112–13; Celan, Poems of Paul Celan, 30–3; Safranski, Martin Heidegger,
421–5; and the much more detailed and signiicant treatment in James Lyon, Paul Celan
& Martin Heidegger: An Unresolved Conversation, 1951–1970; Blanchot, “Penser l’apocalypse”;
quoted in Ungar, Scandal and Aftereffect: Blanchot and France since 1930, 63; and Wolin,
“Review of Martin Heidegger: Between Good and Evil, by Rüdiger Safranski,” 6.)
See Michael Hamburger, “Introduction,” in Celan, Poems of Paul Celan, xxv.
182
The Philosophical Fugue
shorthand, a series of fragmentary ideas poured onto the page and still
waiting to be edited and elaborated).27 In fact, Heidegger clearly goes to
great lengths to erase his own authorial presence from the text – if only
to try to augment the forcefulness of the philosophical perspective he
advocates by effacing its individual origins and thus rendering its broader
adoption less dependent on the idiosyncratic circumstances of a personal
life-trajectory that nevertheless remains unmistakably Heidegger’s own.
(When Heidegger goes so far as to put “‘I’” in scare-quotes when writing
in the irst person, moreover, one cannot help recalling that “fugue” also
has a revealing psychological connotation: A “fugue state” designates “a
light from one’s own identity, often involving travel to some unconsciously
desired locality.”)28 We might thus say that, if Hegel in the Phenomenology
plays the role of a phenomenological tour-guide, a guide whose presence
becomes invisible precisely in so far as he disappears into his own tour,
then Heidegger too disappears into the Contributions, much as a composer
disappears into his own composition.29 As an authorial composer absorbed
into the fugue that he himself directs, Heidegger polyphonically elaborates a single theme through a series of successive, overlapping treatments,
27
28
29
Jeff Malpas is more perceptive when he describes the Contributions as “a sort of ‘sourcebook’ for Heidegger’s later thinking . . . rather than its deinitive expression.” (Malpas,
Heidegger’s Topology, 214.)
Such a fugue state “is a dissociative reaction to shock or emotional stress on the part
of a neurotic, during which all awareness of personal identity is lost though the person’s outward behavior may appear rational” (OED, 642). Taken together, these musical and psychological senses of “fugue” (which both derive from the Latin fuga, “to
lee”) would provide a provocative dual avenue of approach to the Contributions, in
terms of its organization and something of its psychological motivations (suggesting
another set of reasons for writing this strange and ambitious text). In this latter regard,
recall Heidegger’s report that he had to give himself over entirely to “thinking [das
Denken]” daily at the same time in order to avoid doing himself psychological harm,
and of his psychologist’s claim that the epiphany of the event of enowning (Ereignis)
hit Heidegger with the force of a psychoanalytic “cure.” (See Boss, “Martin Heidegger’s
Zollikon Seminars,”8, 20.)
Such authorial self-effacement is never perfectly complete. In Subjects of Desire: Hegelian
Relections in Twentieth-Century France, Judith Butler shows that no author can entirely
efface those marks in their discourse that testify to the process whereby they enacted
their own self-disappearance through writing. (On the signs or symptoms of this
authorial self- erasure in the Contributions, see Schürmann, “Riveted to a Monstrous
Site,” 315–6.) The irony here is that Heidegger’s effacement of his own authorial presence implicitly reinforces another impression suggested by calling these Fügungen; viz.,
that Heidegger sometimes seems to be writing here as a perfectly receptive vehicle
of providence, as if indulging in the daydream of purely passive agency. It is not far
from here to the ontotheological fantasy of being a self-grounding authority, an absolute sovereign whose words derive their unquestionable normative legitimacy from a
source beyond communal adjudication (that this impression does not relect the truth
about Heidegger’s phenomenological method is something I seek to show here and in
Chapter 3.)
How the Fugal Structure of the Contributions Serves Its Goal
183
the cumulative effect of which is to try to help him – and only secondarily
us – come to a fuller appreciation of the implications of the phenomenon
of enowning.
A philosophical application of the art of fugue affords Heidegger an
innovative means to meditate on, explore, and develop the riches of its
subject, “enowning.” For, by allowing the Contributions to remain structurally organized even as it breaks with the hierarchical demands of systematicity, the alternative model of “fuguing” provides Heidegger with
a form that nicely accommodate the multiple, overlapping explorations
thot allow him to develop his philosophically rich and suggestive underlying theme. Nonetheless, otherwise insightful scholars fail to recognize
that the Contributions is composed according to the musical model of the
fugue (an easy mistake to make if, under the inluence of Pöggeler’s reading, one too quickly “explains” the strangeness of Heidegger’s text by reference to its “Nietzscheanism”), even as they inadvertently document its
fugue-like structure. For example, Schwan writes:
The outward construction of the work leads to many, often formulaic repetitions,
producing a line of thought that does not really go anywhere. . . . The more pages
Heidegger heaps up, the more the voluminous text becomes the document of an
inner, albeit magniicent, yet nonetheless manifest foundering on the possibility of
“making requisitely clear” the Ereignis or “event” of the truth of “Being.” . . . In the
inal analysis, the Beiträge are unable to offer that minutely worked out, structured
philosophy of Being that Heidegger intended.30
Had Schwan recognized such “formulaic repetitions” as Heidegger’s
polysemic “fuguing” on the theme of enowning, he might have been able
to see the big picture otherwise than as a failed structure, a heap. Schwan’s
is precisely the kind of impression one will have if one misses the text’s
fugal structure and – misled by the Pöggelerian dogma of “Heidegger’s
second magnum opus” – one reads the Contributions expecting the systematic organization familiar from his great early work, Being and Time, an
organizational structure that it was never Heidegger’s intention to provide
in the Contributions.
3. How the Fugal Structure of the
Serves its Goal: Postmodernity
CONTRIBUTIONS
So, if the Contributions’ structure is fugal, then what goal does it seek
to move us toward? And how does its fugal structure serve this goal?
30
Thus I cannot agree with Schwan’s judgment that the Contributions “fails to match even
remotely the density of thought, content, and structure evidenced in” Being and Time
(ibid.); put simply, Schwan is misled here by the radical stylistic differences between these
texts. (See Schwan, “Beiträge zur Philosophie and Politics,” 72.)
184
The Philosophical Fugue
Heidegger’s self-effacing style works to conceal this, but in the
Contributions’ six “fuguings” (Fügungen), he retraces the successive stages
whereby he initially recognized the integrally related phenomena of
“enowning” and “being as such” (the two central insights of his later
thought), then he lays out the subsequent steps through which, by thinking these two phenomena in concert (as what he calls “the enowning
of being as such”), he believes we can make the transition to an “other
beginning” to Western history.31 The Contributions’ organizing Fügungen
do not simply present “essential aspects” of Ereignis (as von Herrmann
suggests); they articulate a linked series of successive steps meant to
take us from irst recognizing to fully understanding the signiicance of
Heidegger’s insights into the interconnected phenomena of enowning
and being as such.
The Contributions’ fugal composition thus works to develop a complex
but uniied set of consecutive claims, an overarching movement I suggest we can think of as a fugal argument. This overarching movement is
what Heidegger calls the “essential onefold” of the Contributions’ six fugal
subjects, which (let us recall) he expresses as follows:
[T]he “Interplay” between the irst and the other beginning out of be-ing’s “Echo”
in the distress of being’s abandonment [in der Not der Seinsverlassenheit] for the
“Leap” into be-ing for “Grounding” its truth as preparation for “The Ones to
Come” of “The Ultimate God.” (CP 6/GA65 7)
Heidegger’s highly compressed statement of the Contributions fugal
argument can be expanded as follows. We can recognize “being’s
abandonment” by experiencing the “distress” or “need” (Not) that follows
from the fact that our current understanding of what entities are dissolves
these entities into nothing but pure becoming (owing to the Nietzschean
metaphysics underlying our atomic age). For, what appears to us (from
within the fundamental conceptual parameters set by Nietzsche’s ontotheology) as “nothing” should really be understood as the veiled appearance
of “being as such” (CP 188/GA65 266), an “inexhaustible” phenomenological “fullness” (CP 266/GA65 382) that “beckons for” (CP 260/GA65
372) and yet also “overlows” (CP 176/GA65 249) all of our conceptualizations. (We will explore Heidegger’s strange but crucial claim that the
“nothing” should be understand as the veiled appearance of “being as
such” in detail next chapter, but we should already have some sense for
31
I take it that this is what Olafson is getting at when he remarks insightfully (if perhaps
according to an overly Hegelian script) that the Contributions’ “pensées” trace the “stages . . .
in the progress of a form of thought that undertakes to move toward a ‘new beginning’”
(see Olafson, Heidegger and the Ground of Ethics: A Study of Mitsein, 103 note 5), and perhaps
what von Herrmann means when he says that “[t]he six divisions must thus be enacted in
thought” (“Technology, Politics, and Art,” 59).
How the Fugal Structure of the Contributions Serves Its Goal
185
what he is getting at from the explication, in Chapter 3, of Heidegger’s
phenomenological demonstration of the way the “noth-ing” makes itself
felt in Van Gogh’s painting.)32
In Contributions, Heidegger suggests that to see this “nothing” as the
veiled appearance of being as such is to glimpse, in this seeming “nothing,” an “echo” of the “irst beginning” of Western philosophy. For, in
that irst beginning, “being as such” – that dynamic phenomenological
“presencing” (Anwesen) that both elicits and exceeds deinitive conceptual
circumscription – was “inceptively” enowned for the West, interpretively
appropriated and so rendered intelligible by “metaphysics” (as we saw in
Chapter 1). If we can now recognize “being as such” as the inexhaustible phenomenological reservoir that made it possible for the “the history of metaphysics” to develop as a series of different, epoch-grounding
understandings of the being of entities, then it inally becomes possible
for us to experience the being of entities in a nonmetaphysical way. In
Heidegger’s terms, that means understanding “the being of entities” in
terms of “being as such”; in other words, it means encountering entities as
being richer in meaning than we are capable of doing complete justice to
conceptually (the very postmodern view Heidegger sought to elaborate two
years earlier in “The Origin of the Work of Art”). So, Heidegger’s fugal
argument concludes, to understand and experience intelligibility as “the
enowning of being as such” is to “leap” into and thereby “ground” the
“truth” (that is, the historical disclosure) of this other, postmodern understanding of being. Heidegger describes those who are capable of making
this leap as a future-directed human community (a group he names “the
futural ones”) whose members, sharing this nonmetaphysical understanding of being, begin to disseminate a new historical sense of what matters,
a postmodern understanding of being that Heidegger here calls “the last
or ultimate God.”
It is thus in the Contributions that Heidegger irst explicitly elaborates
what will henceforth become the two central phenomenological insights of
his later work (enowning and being as such), and where he irst attempts
to spell out what he takes to be their momentous implications. Although
these implications remain especially sketchy and elliptical in Contributions,
it is nevertheless clear that for Heidegger their potential signiicance is not
just narrowly “philosophical.” Instead, the consequences of understanding
“the enowning of being as such” include nothing short of “the still possible
transformation of Western history [die noch mögliche Wandlung der abendländischen Geschichte]” (CP 57/GA65 82).33 With his philosophical characterizations of the meaning and possibility of “other beginning” for Western
32
33
See Heidegger’s “From the First to the Other Beginning: Negation” (CP 125/GA65 178–9).
Derrida thus describes Heidegger’s project not as “ontohistorical” (Heidegger’s term
for it) but as “ontopolitological.” (See Derrida, “Philopolemology: Heidegger’s Ear
186
The Philosophical Fugue
history, Heidegger seems to transgress into the domain of religion (if not
theology); for, he goes so far as to equate this other beginning with the
return of a “God.” As he writes in the Contributions: “The ultimate God is
not the end, but rather the other beginning in the immeasurable possibility of its history” (CP 289/GA65 412).
Indeed, in what was originally the climactic Fügung of the Contributions –
the abrupt, culminating fugal section of the text that Heidegger calls
“The Ultimate God [Der Letzte Gott]” – Heidegger irst and perhaps most
fully articulates and defends philosophically the historical possibility of
what may initially be described as a secularized conception of historical
“salvation.”34 Thanks to this section on “The Ultimate God,” we are now in a
much better position to understand Heidegger’s famous and controversial
pronouncement that: “Only another God can save us [Nur noch ein Gott
kann uns retten]” (Q&A 57/GA16 671).35 For with the publication of the
Contributions, we can now recognize that Heidegger’s haunting, posthumous pronouncement to the news magazine Der Spiegel (literally haunting, because deliberately posthumous) was not a spontaneous parapraxis
34
35
(Geschlecht IV).”) “Ontopolitological” is Derrida’s term for the way in which the understanding of being in the background of our social practices ilters our decisions so that
metaphysics comes to shape the very intelligibility of (what during the thirties Heidegger
refers to as) the “domain of space-time” (Zeit-spiel-raum). Heidegger’s idea that metaphysics, by ontotheologically “grounding” intelligibility, shapes the very being of the political
has been highly inluential in recent political theory. (This emphasis on the ontology
of the political underwrites Ernesto Laclau and Chantal Mouffe’s seminal Hegemony and
Socialist Strategy: Towards A Radical Democratic Politics, and makes itself felt in the work of
Badiou, Bourdieu, Connolly, Dallmayr, Rancière, Wolin, Žižek, and many others.)
Von Herrmann’s editorial placement of “Die Kehre im Ereignis” as the third of four sections
in the seventh of eight “divisions” is appropriate in one sense (despite being part of the
problematic editorial redaction which obscures the fugal structure of the core of the
text), for it marks with a strange penultimacy a section that relects the thinker’s struggle
with the ultimate metaphysical urge, the desire to speak one’s inal words (the “secret”
words kept closest to one’s heart and home but that, Nietzsche thought, precisely in their
very “idiosyncratic individuality” may yet allow the individual to speak for humanity), to,
as Zarathustra says, “speak your word and break!” (Nietzsche’s idea that what is most distinctive to the great individuals best represents humanity as a whole is also presaged in
Hölderlin’s Empedocles, a work that strongly inluenced Zarathustra.) Clearly, Contributions
is a text deeply marked by Heidegger’s tormented Hölderlinian-Nietzschean dream of
a political realization of his own dearest philosophical ambitions. (See Nietzsche, Thus
Spoke Zarathustra, 258. On the “universality” of the “distinctive,” see Nietzsche’s Philosophy
in the Tragic Age of the Greeks, 23–4; Hölderlin, “The ‘Ground’ for Empedocles” in Essays and
Letters on Theory, 56; and Hölderlin’s “Bread and Wine,” in which Hölderlin writes of the
suffering that precedes “naming that which is dearest [nennt er sein Liebstes]”; see Hyperion
and Selected Poems, 182–3, translation modiied.)
Dreyfus proposes this “equally possible translation” in “Heidegger on Gaining a Free
Relation to Technology,” 105, 107 note 34. Cf.: “Only a God can save us” (the original
English translation by Alter and Caputo) and “Only a God can still save us” (L. Harries’
translation, see Q&A 57).
How the Fugal Structure of the Contributions Serves Its Goal
187
by which Heidegger unconsciously betrayed his Christian despair, and
thus a “sad profession of impotence” (as Wolin inluentially reads it). It
was, instead, a deliberate allusion to “the wholly other” (der ganz Andere)
“ultimate God” (CP 283/GA65 403), the igure with which Heidegger
knew himself to have privately concluded his Contributions, and thus a reference Heidegger also had to have known would only make sense after
the Contributions’ publication – that is, as it turned out, more than three
decades after the Der Spiegel interview.36 If this is right, then to begin to
unravel these long-standing mysteries of Heideggerian thought and scholarship (a task we will pursue further in the inal chapter), we need to
understand the philosophical work Heidegger is trying to do in “the ultimate God,” an especially esoteric Fügung that, prior to von Herrmann’s
editorial redactions, had in fact been the inal and climactic crescendo of
the Contributions.
When we examine the fascinating combination of Hölderlinian,
Nietzschean, and other inluences that come together in Heidegger’s
mysterious call for “the ultimate God,” we can see that the vision of philosophical salvation Heidegger famously invokes in the 1966 Der Spiegel
interview is in fact the same positive philosophical project he had been
elaborating since 1936–8, when (as we will see next chapter) he broke
philosophically with the National Socialist pseudo-revolution as the most
extreme symptom of the totalizing metaphysics of “enframing” (Gestell),
the nihilistic worldview that (as we saw in Chapter 1) Heidegger traces back
to the technocratic Nietzschean ontotheology of eternally recurring willto-power.37 This Nietzschean mode of revealing “preconceives” all entities
as mere Bestand, forces endlessly coming together and breaking apart with
no purpose other than their own unlimited, self-aggrandizing increase,
and thereby “extends itself to a presumed ‘eternity’ that is no eternity but
only the endless etcetera of what is most desolately transitory” (CP 287/
GA65 409).
If Nietzsche’s metaphysics threatens to empty history of its meaning (in
the “eternal return” of technological homogenization and its underlying
ontotheology), Heidegger’s “other beginning” seeks to reill this emptiness
through a postmodern understanding of being that leaves metaphysics –
that is, ontotheology – behind. To fully understand how Heidegger conceives
of this postmodern project in the Contributions, we would need to make
sense of all the complex and sometimes competing inluences that come
36
37
(See Wolin, The Politics of Being, 13.) Heidegger’s interview with Der Spiegel was given Sept.
23, 1966, and published May 31st, 1976 (5 days after his death). The Contributions was
written between 1936 and 1938 (its fugal core composed between 1936 and 1937), but not
published until 1989.
For a careful analysis of Heidegger’s views that nicely emphasizes Bultmann’s inluence,
see Joachim L. Oberst, Heidegger on Language and Death: The Intrinsic Connection in Human
Existence.
188
The Philosophical Fugue
to a head in his philosophical soteriology of “the ultimate God.” That is
too huge a project to undertake here, but we can at least single out what
is surely the most important of these inluences, namely, that provided by
Hölderlin’s poetic vision of “the future,” das Zu-künft, which literally connotes “the to-come.”38 Playing on this connotation with the utmost seriousness, Heidegger writes:
Of those-to-come, Hölderlin came the farthest, and is therefore the most futural
poet [zukünftigste Dichter, the “poet most to-come”]. Hölderlin is the most futural
[der Zukünftigste, that is, the one most to-come], because he comes the farthest, and
in traversing this distance he transforms what is greatest. (CP 281/GA65 401)
For Heidegger, in other words, Hölderlin was “the one who poeticized the
furthest ahead” into the future (CP 143/GA65 204), and Hölderlin’s vision
was of a future “turning,” or, in Heidegger’s words, an “other beginning”
for Western history.
Beginning in the student years he spent with Hegel and Schelling at
the Lutheran Theological Seminary in Tübingen (in 1788–90, when the
recent eruption of the French Revolution made the group’s shared faith in
a possible “spiritual” revolution in Germany seem much less utopian, if no
less dangerous, than it does now), Hölderlin dedicated himself through his
poetry to a “vernal renewal” of the German nation, “these people whom
God has forsaken” (as he put it in Hyperion), a people who “live in the world
like strangers in their own house.”39 Hölderlin’s moving lamentations exercised a profound and important inluence on the ambitions Heidegger
harbored concerning the leading role that a poetically attuned philosophy could play in helping “Germania” discover and appropriate its own
38
39
Heidegger makes this etymological connotation explicit when he hyphenates “Zu-künft”
and “zu-kommt” (see e.g. GA65 401).
(See Derrida, Of Spirit: Heidegger and the Question; Hölderlin, Hyperion and Selected Poems,
130.) As Benn says of Hölderlin’s Empedocles, “the conception of salvation involved here
is very different from the orthodox Christian conception” (see Benn’s “Introduction” to
Hölderlin’s Der Tod des Empedokles, 27, 34). See also Heidegger’s similarly fragmentary
text, “Zu Hölderlins Empedokles-Bruchstücken” (1944), in GA75 331–9. In these fragments on fragments, Heidegger emphasizes the “nonobjective nature” (Ungegenständliche)
of the Hölderlinian God, who does not stand over against us like an object but, instead,
“comes near or far in an undecideable movement and thereby irst comes to word” (GA75
332). The naming of this approaching “God” (for whose approach Heidegger still uses
the language of the “rift” (Riß) from “The Origin of the Work of Art”) is for Heidegger
the irst essential step of the “other beginning [anderen Anfang]” (GA75 335–6), i.e., the
reintroduction of being as such into history, eclipsed and forgotten since its metaphysical
reduction to the being of entities in the “irst beginning” of the West. This its my contention that for Heidegger this “God” is, in the end, another way of evoking the postmodern
understanding of the being of entities in terms of being as such – that is (as we have
seen), as genuinely meaningful, inexhaustibly polysemic, informing yet exceeding our
conceptions, and so on.
How the Fugal Structure of the Contributions Serves Its Goal
189
national “identity.”40 For his part, Hölderlin suggested that the spiritual
and political homelessness of the “God-forsaken” German people will only
be ended when a new historical “Göttertag” is inaugurated and the “light
of the Gods” thereby reversed. This “reversal” is the Hölderlinian Kehre,
and the eschatological vision underwriting it is the most important of the
major inluences that come together in Heidegger’s momentous invocation of “the ultimate God” at the climax of the Contributions.
In his 1936–37 Contributions, his 1937–8 lecture course on the Basic
Questions of Philosophy, and even his 1943 lecture on Hölderlin’s Hymn “The
Ister,” Heidegger philosophically appropriates and consistently characterizes the “turning” or “reversal” for which he calls in Hölderlinian terms, for
example, as “a decision over the inal light or new advent of the gods.” For
Heidegger too, “the future of humanity will decide itself . . . in this turning”
(CP 287/GA65 408).41 But Heidegger rejects the German Idealist metaphysics implicit in Hölderlin’s salviic vision, appropriating it instead in terms
of his own secularized philosophical understanding of Western humanity’s
ontohistorical situation. Heidegger thus employs Hölderlin’s language in
order to help motivate his own deepest conviction that the current historical “night” of cybernetic technology can actually help awaken a phenomenological sensitivity to the inchoate possiblities inherent in things (as we
saw in Chapter 3), a receptive comportmental attunement that remains
capable of facilitating a history “healing” return of “the holy” (as he puts
it in 1935), a spiritual “turn-toward-home” (Heimkehr, as he puts it in 1943,
evoking Odysseus) that will help us effect a “homecoming through alterity” (a “becoming at home” by passing through our “not being at home” in
the technological understanding of being). I shall try to explain what these
crucial ideas mean as precisely as possible in the inal chapter.
Let me just conclude by suggesting that the Contributions’ musical model
serves Heidegger’s ambitious goal because music is one of the best ways to
realign mood, and the Contributions is at bottom an attempt to re-attune
humanity comportmentally by fostering a new, more thankful “fundamental attunement” (Grundstimmung). Of course, Heidegger’s own “music” is
linguistic and philosophical; Contributions seeks to use the written music
of thoughtful words to help realign our sense of our ongoing human
odyssey, bringing our existential Aufenthalte back home to the polysemy
40
41
As Ananda Spike-Turner pointed out to me, Nietzsche’s Thus Spoke Zarathustra begins with
Nietzsche symbolically overcoming the event named in the title of Hölderlin’s The Death of
Empedocles: Empedocles throws himself into the volcano; Zarathustra carries his own ashes
to the mountain to be reborn. Indeed, Hölderlin’s Empedocles and Nietzsche’s Zarathustra
come together in a way that likely helped encourage Heidegger to revive the dangerous Platonic dream of the philosopher statesman, as noted earlier. (See also Véronique
M. Fóti, “Johann Christian Friedrich Hölderlin,” 29–30; and Mark Ralkowski, Heidegger’s
Platonism.)
See also BQP 110/GA45 127.
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The Philosophical Fugue
of being and thus into a true postmodernity.42 Heidegger’s most famous
names for this comportmental attunement will be “dwelling” (wohnen) and
“releasement to things” (Gelassenheit zu den Dingen). What such dwelling
should be phenomenologically attuned to – or dwell within – is that Sache
selbst the Contributions calls “being as such,” because (as we saw in Chapter
3) it is only by being open to that which is not yet here (the still inchoate
noth-ing) that we can help bring it into being (thereby “enowning” being,
entities, and ourselves in the same creative disclosure).
Of course, however philosophically appropriated, Heidegger’s vision
of a “turning” of the wheel of history remains, in a word, the dream of
revolution (as we saw in Chapter 2).43 Understanding the fugal structure of
the Contributions helps us recognize that the ultimate goal of this text is to
foment philosophically just such a revolution is our ways of understanding ourselves and the meaning and intelligibility of our worlds, and so to
make a “transition” (Übergang, Nietzsche’s word for a tragic undergoing
that allows us to overcome something; Heidegger will later speak instead of
Verwindung, “twisting-free”) (CP 57/GA65 82) that leads us beyond our latemodern, “technological” eternal return of the same, “the endless etcetera
of what is most desolately transitory.”44 I would add, inally, that despite
the undeniable radicalism of this project – and the strikingly novel language Heidegger uses to describe and motivate this postmodern revolution
in his Contributions – this is nevertheless the same revolution for which he
already laid the philosophical groundwork in Being and Time by reconceptualizing the self as Dasein, being-here, that is, as a temporally structured
42
43
44
For more on this revolutionary return home to ourselves, see Julian Young, Heidegger’s Later
Philosophy; as well as my Heidegger on Ontotheology (ch. 4) and “Heidegger’s Perfectionist
Philosophy of Education in Being and Time.”
After enthusiastically appropriating the language of “revolution” during the war (see e.g.
N1 20, 203/NI 28, 234–5, discussed in my Heidegger on Ontotheology, 65 note 37), Heidegger
renounces the label “revolutionary” in 1944–5, alleging that: “Everything revolutionary
remains caught up in opposition. Opposition, however, is servitude.” (CPC 33/GA77 51)
This rather reactionary rejection of the revolutionary follows from Heidegger’s disgust
with the National Socialist (CPC 133/GA77 206) and Communist visions of “revolution,”
which he denigrates (supericially) as merely oppositional. As he writes: “I don’t want to
go forth ‘against’ anything at all. Whoever engages in opposition loses what is essential,
regardless of whether he is victorious or defeated.” (CPC 33/GA77 51) Nonetheless, the
postmodern project to which Heidegger dedicates his later thought remains undeniably
“revolutionary” in the literal sense of seeking to turn the wheel of history.
In a text written shortly after Contributions, Heidegger makes this point explicitly by quoting Hölderlin’s saying that: “For the most part poets spring up at the beginning and at the
end of a world-epoch.” Heidegger reinterprets Hölderlin’s idea as follows: “Not only is the
rise of history poetic [or poietic, i.e., a bringing-into-being], but above all the transition
of one world epoch of history into the coming one is poetic. For such a transition takes
place only as a going-under. . . . The going-under is the rising dawn of the beginning.” (See
Heidegger’s fragmentary text, “Own to Philosophy [Das Wesen der Philosophie],” translated
by K. Maly in his Heidegger’s Possibility, 152.)
How the Fugal Structure of the Contributions Serves Its Goal
191
making-intelligible of the place in which we happen to ind ourselves. By
developing his fuguing on the theme of “enowning” or Ereignis, Contributions
seeks to help us recognize just how rich, meaningful – indeed, how
philosophically revolutionary – the full implications of this seemingly simple
world- disclosure might yet turn out to be.
7
The Danger and the Promise of Heidegger,
an American Perspective
Enframing is, as it were, the photographic negative of enowning.
Heidegger (FS 60/GA15 366)
1. Introduction: The Danger and the Promise
of Heidegger
Thanks to Heidegger, we have learned to hear the ambiguity of subjective
and objective genitives in phrases with the form, “The X of Y.” We needed
to be taught to hear this ambiguity because it is concealed by the impossible
simultaneity of its dual meanings. Critique of Pure Reason, for example, signiies both criticism directed at pure reason and criticism belonging to pure
reason. Ordinarily, however, we hear the title of Kant’s great work only as an
objective genitive, as a critique directed at the earlier pretensions of pure reason (which, with Anselm and Descartes, went so far as to try to prove God’s
existence solely by analyzing the concept “God,” as we saw in Chapter 1),
and so not also as a subjective genitive, as a critique used by pure reason in
order to circumscribe and secure its own legitimate domain. What is more,
even after we learn to recognize that Critique of Pure Reason also means the
critique that belongs to pure reason, we still cannot hear both meanings at
the same time. This is because we hear one meaning instead of the other;
what we hear occupies the place of what we do not. This point is nicely illustrated by the gestalt igure Wittgenstein made famous. (See Figure 6.)
Unless this igure has already been introduced as a “duck-rabbit,” we
do not ordinarily notice that it has another aspect (that it can be seen as a
rabbit), because the aspect we do see (the duck) stands in the place of the
aspect we do not see (the rabbit), and we cannot see both the duck and the
rabbit at once.1 After we have recognized that the igure can be seen as
1
See Wittgenstein, Philosophical Investigations, 194. Whether a naive viewer sees Wittgenstein’s
igure as a duck or as a rabbit seems to depend on the angle at which it is placed. As the
192
The Danger and the Promise of Heidegger
193
Figure 6. Wittgenstein’s version of Jastrow’s gestalt igure, redrawn by Mungo
Thomson, 2010 (commissioned). Reproduced by permission from the artist.
either a duck or a rabbit, most of us can freely gestalt-switch back-and-forth
between them. Yet, untutored viewers of gestalt igures such as Jastrow’s
duck-rabbit, a Necker cube, or a Janus vase do not initially see that there
is anything they do not see, because what they do see stands in the place
of what they do not see. The crucial point, for our purposes, is that we see
what we see instead of what we do not.
I begin by rehearsing such seemingly obvious and rudimentary phenomenological lessons because I want to suggest that Heidegger, in a strictly
analogous way, teaches us to see “the danger” of late-modern technologization as standing in the place of “the promise” of postmodernity. Heidegger’s
hope for the future, I shall show, turns crucially on helping us learn to
make a gestalt switch whereby we come to see the promise instead of the
danger – there, in the same place. When we examine the precise meaning
Heidegger gives these philosophical terms of art, it will become clear that
seeing the promise instead of the danger does not mean adopting some
Pollyannaish optimism.2 Rather, learning to see the promise instead of the
2
picture is rotated so that the “duck’s beak” points north, this “beak” becomes increasingly
likely to appear as the “ears” of the rabbit. As this suggests, neither the gestalt igures nor
the subjective-objective genitives have an intrinsically dominant aspect (although in each
precise case there is a dominant aspect which we tend to see instead of the other), and
this constitutes a noteworthy difference from the danger-promise ambiguity, in which the
danger more insistently eclipses the promise.
“The greater danger consists in optimism, which recognizes only pessimism as its
opponent” (N4 247/NII 393). I would suggest, nonetheless, that the old cliché of “seeing
the glass as half full rather than half empty” turns out to be a rather appropriate image for
the kind of gestalt switch Heidegger has in mind – if we add that the Heideggerian trick is
to see the glass as half-full of emptiness.
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The Danger and the Promise of Heidegger
danger means developing a phenomenological comportment attuned to
what we can anticipate but never expect, that is, in a word, the future (and
perhaps even, as Heidegger would say, the very futurity of the future – that
which continues to come toward us phenomenologically from out of the
horizon we call the “future” – a sense expressed by the German Zukunft,
the French avenir, and the Latin fut ūrus: “to come,” “to arrive or happen,”
“to come to be”).3
For the same reasons, the title of this section and this chapter (a title I take
from the European Parliament of Philosophers’ international colloquium
on “Heidegger: The Danger and the Promise”) can also be heard in at least
two different senses. First, “The Danger and the Promise of Heidegger”
signiies what remains dangerous and promising about Heidegger. We tend
to hear the title in this sense irst, I think, despite the fact that what remains
dangerous and promising about Heidegger’s thinking cannot easily be
reduced to a single “danger” or “promise.” Heidegger’s dangerousness may
be most obvious in his unapologetic attempt to think “the inner truth and
greatness” of National Socialism, but it is also clearly visible in his claim to
have “dissolved the idea of ‘logic’ in the turbulence of a more originary
questioning,” in his reading of the entire history of Western metaphysics as
increasingly “nihilistic,” and in his never-relinquished endeavor to restore
to thinking “a proper though limited leadership in the whole of human
existence” (IM 213/GA40 208; P 92; 83/GA9 107, 105). Rather than multiplying examples of the dangers attendant upon Heidegger’s thinking, or
exploring their important interconnections (as I have done in Heidegger on
Ontotheology), I shall risk a hypothesis that does not presume to stand entirely
outside these dangers, as though diagnosing them from a safe distance. For,
in my view, these dangers, undeniable though they are, cannot be entirely
disassociated from “the promise of Heidegger,” that is, from what remains
promising about Heidegger’s thinking – including, perhaps most importantly, the promise of postmodernity that his thought helps open up for us.
3
This chapter started out as a paper I was invited to present to the European Parliament
of Philosophers’ international colloquium on “Heidegger: The Danger and the Promise”
at the University of Strasbourg, France, in 2004. The announcement for this colloquium
began: “To situate this project under the title ‘Heidegger – the danger and the promise’
[sous le titre ‘Heidegger – le danger et la promesse’] is not only to engage relection on the thinking of one of the most important philosophers of the 20th century, but it is also to propose
an encounter with our historical destiny and its future. And, to speak more precisely about
this question: Would not the future be a thing of the past?” The answer I shall suggest here
is: Only if the thinking of a genuine postmodernity opened by Heidegger is a thing of
the past. In my view, however, there is a future (indeed, more than one) disclosed by this
thinking about how to transcend the ontotheological roots of global technologization.
(Intriguingly, none of the other presenters at the Parliament of Philosophers recognized
at the time that Heidegger himself had thought “the danger” and “the promise” in the
intimate juxtaposition explored in this chapter, making the title of the Parliament’s colloquium a fortuitous coincidence.)
The Danger and the Promise of Heidegger
195
Admittedly, it sounds provocative to maintain that what is promising about
Heidegger remains linked to what is most dangerous in his thinking. It is,
however, precisely this dificult and troubling juxtaposition of danger and
promise that my title gathers together in order to think through.
This, then, is how I intend the “and” in this title: Heidegger’s thinking
remains dangerous and promising, in one and the same place. Of course,
the “and” of this title can be understood differently. “The Danger and the
Promise of Heidegger” could easily be taken as entitling one to specify the
dangers of Heidegger’s thinking, on the one hand, and then, on the other
hand, to comment upon what remains promising about his work. This, however, presumes that we can take the measure of Heidegger’s thinking by
weighing its “pros and cons” in separate scales, which is not entirely true. If
I think it more itting to ask about what remains both dangerous and promising in Heidegger’s thinking, this is not only because such a task accords
nicely with Heidegger’s cherished Hölderlinian maxim (from the late
hymn, Patmos): “Yet, where the danger is, the saving power also grows.” It is
also because I believe – and sought to show in Heidegger on Ontotheology – that
we can come to understand what remains most promising in Heidegger’s
thinking only by exploring what is most dangerous in his work.4
In that earlier book I showed, to sketch only the most striking example, how Heidegger’s philosophical view of the relation between philosophy and the other sciences motivated his political attempt to transform
the German university in 1933–4. This means that the direct connection between Heidegger’s philosophy and his opprobrious commitment
to National Socialism cannot be understood apart from his radical philosophical efforts to rethink and reform higher education, ultimately by
uncovering and contesting the ontotheological roots of global technologization. Instead of using this dangerous connection as an excuse to dismiss Heidegger’s promising views on education, however, I sought to show
that his prescient critique of the university has only become more relevant
since he elaborated it, and that, with the important philosophical corrections suggested for this philosophical research program by his so-called
turn, the later Heidegger’s mature vision for a re-ontologization of education merits the careful attention of all those of us who, like Lyotard (as
we saw in Chapter 4), seek to understand the ontological roots and important implications of our own growing crisis in higher education. This is to
suggest, in other words, that we cannot critically reconstruct and develop
Heidegger’s views on the future of education – one of the most promising
4
Agamben points out that Heidegger himself did not consistently live up to his own thinking
of the way the greatest danger opens onto the promise. Agamben appeals to “Hölderlin’s
principle” to suggest convincingly, pace Heidegger, that “precisely in the extreme situation
of the camp appropriation and freedom ought to be possible.” (See Giorgio Agamben,
Remnants of Auschwitz: The Witness and the Archive, 75.)
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The Danger and the Promise of Heidegger
dimensions of his thinking – without irst understanding the philosophical depths of his commitment to Nazism, however dangerous those waters
remain. While my irst book is anything but an apology for Heidegger’s
disastrous Nazism, then, it does suggest that we recognize what remains
most promising in his thinking only by coming to terms with what remains
most dangerous about it. I have sought to show in the present work, moreover, that this intimate connection between danger and promise holds not
only for Heidegger’s long-developed vision for higher education and his
resulting commitment to Nazism, but also for his controversial critique of
our current “technological” ontotheology and his complementary vision
of an “other beginning” for Western history, a postmodern beginning by
which Heidegger suggests we can best regain a more meaningful future. It
is this connection between the danger and the promise of Heidegger that
I shall seek to elucidate further in this inal chapter.
As I began by suggesting, moreover, we can also understand this title in a
second sense, seemingly quite different from the way we have been reading
it. “The Danger and the Promise of Heidegger” can be heard not as entitling
an examination of what remains dangerous and promising about Heidegger’s
thinking but, instead, as calling for an elucidation of Heidegger’s own understanding of “the danger” and “the promise.” Indeed, we begin to appreciate the semantic riches concealed by the very economy of this title when
we realize that Heidegger not only explicitly uses the concepts of “the danger” and “the promise” himself, but that the precise meanings he gives to
these two concepts link them inextricably together. What is so suggestive,
in other words, is that Heidegger does not just think “the danger” as well
as “the promise”; he thinks “the danger and the promise” – and, moreover,
he thinks the connection between the danger and the promise speciically
in order to address the question of a future understanding of being. For
Heidegger, the possibility of a meaningful postmodernity turns, as we
have seen, on our discerning and transcending the ontotheological foundations of our late-modern, technological understanding of being. I shall
thus focus in what follows on Heidegger’s reasons for thinking these matters
together, examining, in particular, the way they intersect with and give rise
to Heidegger’s provocative critique of “America.” Doing so will not only help
us elucidate one of the most mysterious claims at the heart of Heidegger’s
later thinking; it will also enable us to recapitulate, from another perspective, some of the central ideas we have explored in this book and
further clarify some of their most suggestive philosophical implications.
2. Heidegger on the Greatest Danger
Heidegger’s conception of “the danger” can only be fully understood
against the background of his famous critique of “enframing” (Gestell),
our “technological” understanding of the being of entities. As we saw in
Heidegger on the Greatest Danger
197
Chapter 1, Heidegger’s critique of “enframing” follows from, and so can
only really be understood in terms of, the understanding of metaphysics
as “ontotheology” central to his later thought. Our endeavor to fathom
Heidegger’s own sense of “the danger” of technology must thus begin with
a quick recapitulation of his profound but idiosyncratic conception of
metaphysics as ontotheology.
Heidegger, as I understand him, is a great critical heir of the German
Idealist tradition.5 He builds upon the Kantian idea that we implicitly
participate in the making-intelligible of our worlds, but maintains that
our sense of reality is mediated by lenses we inherit from metaphysics.
In effect, Heidegger historicizes Kant’s “discursivity thesis,” which holds
that intelligibility is the product of a subconscious process by which we
“spontaneously” organize and so ilter a sensibly overwhelming world to
which we are fundamentally “receptive.”6 For Heidegger, this implicit organization is accomplished not by historically ixed cognitive “categories” but,
rather, by the succession of changing historical ontotheologies that make
up the “core” of the metaphysical tradition. These ontotheologies establish
“the truth concerning entities as such and as a whole”; in other words, they
tell us both what and how entities are – establishing both their essence and
their existence, to take only the most famous example. When metaphysics succeeds at this ontotheological task, it temporarily secures the intelligible order by grasping it both “ontologically,” from the inside-out, and
“theologically,” from the outside-in. These ontotheologies come to provide
the dual anchors that suspend humanity’s changing sense of “reality,” holding back the loodwaters of historicity long enough to allow the formation
of an “epoch,” an historical constellation of intelligibility, which is uniied
around its ontotheological understanding of the being of entities.
I have thus interpreted Heidegger’s understanding of the ontotheological structure of Western metaphysics (“the history that we are”) as advancing
a doctrine of ontological holism. By giving shape to our historical understanding of “what is,” metaphysics determines the most basic presuppositions of what anything is, ourselves included. This is why Heidegger writes
that: “Western humanity, in all its comportment toward entities, and even
5
6
Of course, for Heidegger “critical heir” is a pleonasm, since the calciied tradition can
only be turned into a living heritage through those critical “reciprocative rejoinders” that
update and alter the tradition so it can speak to the changed needs of the contemporary
world. (For an insightful exploration of Heidegger’s broader view, see Stephen Mulhall,
Inheritance and Originality: Wittgenstein, Heidegger, Kierkegaard.)
See my “Phenomenology and Technology,” 195–201. On Kant’s “discursivity thesis,”
see Henry Allison, Kant’s Transcendental Idealism: An Interpretation and Defense, 65–8. For
Heidegger, the “discursivity” (Diskursivität) “which belongs to the essence of understanding is the sharpest index of its initude” (KPM 21/GA3 29–30), and “the understanding of
being which thoroughly dominates human existence . . . manifests itself as the innermost
ground of human initude” (KPM 160/GA3 228). (For more on this point, see my Heidegger
on Ontotheology, 54 note 15.)
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The Danger and the Promise of Heidegger
toward itself, is in every respect sustained and guided by metaphysics” (N4
205/NII 343). Ontological holism explains how the successful ontotheologies can function historically like self-fulilling prophecies, pervasively reshaping intelligibility. Put simply, since all entities are, when a new
ontotheological understanding of what and how entities are takes hold and
spreads, it progressively transforms our basic understanding of all entities.
By explicitly focusing and disseminating an ontotheological understanding of the being of entities, our great metaphysicians help establish the
fundamental conceptual parameters and ultimate standards of legitimacy
for each of our successive historical “epochs.”
Nietzsche, we have seen, is the pivotal igure in Heidegger’s critique of
our technological epoch of enframing because, according to Heidegger’s
reductive yet revealing reading, Nietzsche’s “unthought” metaphysics provides the ontotheological lenses that implicitly structure our current sense
of reality. Nietzsche criticized what he (mistakenly) took to be Darwin’s
doctrine of “the survival of the ittest” by pointing out that life forms
cannot survive by aiming at mere survival.7 In a changing environment
characterized by material scarcity and hence competition, life can survive
only by continually overcoming itself, surpassing whatever stage it has
previously reached. From the perspective of this inner “will” of life (what
Nietzsche calls “will-to-power”), any state of being previously attained
serves merely as a rung on the endless ladder of “sovereign becoming.”
Indeed, in Heidegger’s view, Nietzsche understood “the totality of entities
as such” ontotheologically as “eternally recurring will-to-power,” that is, as an
unending disaggregation and reaggregation of forces with no purpose or
goal beyond the self-perpetuating augmentation of these forces through
their continual self-overcoming. (In this, I suggested, Nietzsche effectively ontologized and so universalized insights that Darwin had already
postulated in biology and Adam Smith in the economic domain.) Now,
our Western culture’s unthinking reliance on this implicitly Nietzschean
ontotheology is leading us to transform all entities into Bestand, mere
“resources” standing by to be optimized, ordered, and enhanced with maximal eficiency. As this historical transformation of beings into intrinsically
meaningless resources becomes more pervasive, it increasingly eludes our
critical gaze. Indeed, we late-modern Nietzscheans come to treat even ourselves in the nihilistic terms that underlie our technological refashioning
of the world: No longer sovereign modern subjects seeking to master and
control an objective world, human beings are becoming merely one more
intrinsically meaningless resource to be optimized, ordered, and enhanced
with maximal eficiency, whether capitalistically, psychopharmacologically,
genetically, or even (as we have seen here) aesthetically.8
7
8
See John Richardson, Nietzsche’s New Darwinism.
Heidegger is deeply worried that within our current technological constellation of intelligibility, the post-Nietzschean epoch of enframing, it is increasingly becoming the case
Heidegger on the Greatest Danger
199
As this “technological” understanding of being takes hold and spreads,
it dramatically transforms our relations to ourselves and our worlds. Yet,
we tend not to notice these transformations because their very pervasiveness helps render them invisible, a seemingly paradoxical fact Heidegger
explains by appeal to the “irst law of phenomenology.”9 This “law of
proximity” (or “distance of the near”) states that the closer we are to something, the harder it is to bring it clearly into view (the lenses on our glasses,
for example, or Poe’s eponymous purloined letter), and thus that the more
decisively a matter shapes us, the more dificult it is for us to understand
it explicitly. Eventually, however, Heidegger thinks that either new ways
of understanding the being of entities will emerge and take hold (most
likely, as Kuhn suggests, out of the investigation of anomalous entities,
like true artworks and humble things, which resist being reduced to the
terms of the dominant ontotheology), or else our conception of all entities will be brought permanently into line with our spreading Nietzschean
ontotheology. The latter alternative has never yet occurred historically
(because no previous ontotheology succeeded in permanently entrenching itself), but the possibility that it could happen now is precisely what
Heidegger calls “the danger” (die Gefahr), in the singular. It is this singular
danger of a completely “technologically homogenized world-civilization”
(GA13 243) that Heidegger often designates using such superlatives as
“the greatest danger” and “the most extreme danger.” The danger, in other
words, is that our Nietzschean ontotheology could become permanently
totalizing, “driving out every other possibility of revealing” (QCT 27/GA7
28) by enabling us to overwrite and so effectively obscure Dasein’s “special
nature,” our deining capacity for creative world-disclosure, replacing it
with the “total thoughtlessness” of lives lived entirely in the grip of the
Nietzschean conception of all entities, ourselves included, as intrinsically
meaningless resources on standby to be optimized for maximally lexible
use (DT 56/G 25). For Heidegger, then, the danger has two isomorphic
aspects: “Humanity is threatened with the annihilation of its essence, and
being itself is endangered in its usage of its abode” (N4 245/NII 391).
It is, in fact, not so dificult to imagine that, in our endless quest for
technological self-optimization, we might go so far as to unintentionally
9
that: “Only what is calculable in advance counts as being” (TTL 136/USTS 17). For, our
technological understanding of being produces a “calculative thinking” (DT 46/G 13)
that quantiies all qualitative relations, reducing entities to bivalent, programmable “information” (TTL 139/USTS 22), digitized data ready to enter into what Jean Baudrillard
aptly describes as “a state of pure circulation” on the Internet. (See Baudrillard’s The
Transparency of Evil: Essays on Extreme Phenomena, 4; and Dreyfus’s insightful monograph,
On the Internet.)
For a detailed explanation and defense of Heidegger’s use of the adjective “technological”
to characterize our current mode of revealing, see Heidegger on Ontotheology, ch. 2, esp. 45
note 1 and 75 note 60.
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The Danger and the Promise of Heidegger
reengineer our meaning-bestowing capacity for creative world-disclosure
right out of our genetic makeup, thereby eliminating the very source of any
meaningful future. Even short of such catastrophic scenarios, Heidegger
suggests that if late modernity’s technological “enframing” manages to
secure its monopoly on the real, preemptively delegitimating all alternative
understandings of being (by deriding them as “non-naturalistic,” for example, and thus as irrelevant, ridiculous, nonserious, mystical, irrational, and
so on), this enframing could effect and enforce a double forgetting in which
we human beings lose sight of our distinctive capacity for world-disclosure
and forget that anything has thus been forgotten. The greatest danger, put
simply, is that we could become so satiated by the endless possibilities for
lexible self-optimization opened up by treating our worlds and ourselves
as resources to be optimized that we lose the very sense that anything is lost
with such a self-understanding. (This is what Baudrillard calls “the triumph
of the simulacra,” and in Heidegger’s terms it – along with the metanarrative of paralogism Lyotard describes – should really be characterized
as late-modern rather than postmodern phenomena.) The possibility of such
a double-forgetting explains the later Heidegger’s strange, controversial,
and seemingly paradoxical claim that the “greatest danger” is expressed
in the “authentic need” of “needlessness” (GA79 56), his idea that we live in
the age of greatest need precisely insofar as we experience ourselves as not
needing anything at all.10 It is, moreover, this concealed manifestation of
the greatest danger – in which dystopia masquerades as utopia – that the
later Heidegger comes to associate with “America.”
3. America and the Danger
When Heidegger irst develops his conception of the danger in the late
1930s, he associates it primarily with the “total mobilization” of the
Nazi war machine, which was then expanding to an unprecedented
scale the metaphysical logic of “technicity” (Technik) or “machination”
10
Thus we get Heidegger’s provocative evocation of the great danger that I call (with a nod
to Marx) the problem of the happy enframer: “What has long since been threatening man with
death, and indeed the death of his own nature, is the unconditional character of mere willing in the sense of purposeful self-assertion in everything [i.e., “will-to-will,” Heidegger’s
shorthand for the ontotheological unity of will-to-power and eternal recurrence]. What
threatens man in his very nature is the willed view that man, by the peaceful release,
transformation, storage, and channeling of the energies of physical nature could render
the human condition, man’s being, tolerable for everybody and happy in all respects”
(PLT 116/GA5 294). Heidegger’s postulation of a great “need of needlessness” initially
sounds bizarre (he was writing at a time when nuclear energy promised to conquer material scarcity), but he develops here a line of thought long familiar to German philosophy
(and not only critical theory), going all the way back to the Hippocratic tradition of diagnosing diseases of which the patient remains blissfully unaware. (See Raymond Geuss,
The Idea of a Critical Theory: Habermas and the Frankfurt School.)
America and the Danger
201
(Machenschaft) – Heidegger’s irst names for the historical mode of revealing he later calls enframing. In “The Turning in Enowning,” the penultimate section of “The Ultimate God,” the climactic “fugue” of Contributions
to Philosophy: From Enowning (a section written between 1936 and 1937),
Heidegger envisions this metaphysical logic reaching its conclusion in the
dead-end of an historical age unable to recognize that it has rationally
managed and controlled its own “future” right out of existence. In the ominous scenario he foresees:
Humanity with its machinations might for centuries yet pillage and lay waste to the
planet. This enormous hustle and bustle might “develop” into something unimaginable and take the seemingly rigorous form of the massive regulating of the desolate as such, while the greatness of be-ing remains closed-off because decisions are
no longer undertaken about truth and untruth and their [alêtheiac] essence. The
only thing that will still count [in this age of technological metaphysics] is reckoning the successes and failures of machinations. This reckoning stretches itself
out into a presumed “eternity,” which is no eternity but, instead, only the endless
etcetera of what is most desolately transitory. (CP 287/GA65 408–9)11
Recognizing that this “desolate” mode of technological revealing is
rooted in Nietzsche’s metaphysics of “constant overcoming” (through
which “the wasteland grows” [WCT 29/GA8 31]), Heidegger maintains that
“[t]he bewitchment by technicity and its constantly self-surpassing progress is
only one sign of this enchantment, by which everything presses forth into
calculation, usage, breeding, manageability, and regulation” (CP 87/GA65
124, irst emphasis mine).12 In this total technological mobilization, the
eficient “reckoning” that optimizes current actualities threatens to supplant the thoughtful discernment of inchoate possibilities.
Heidegger originally associates this danger with National Socialism, as
his critical references to “breeding” in 1936–7 suggest. By 1940, however,
when America directly enters the Second World War in response to the
bombing of Pearl Harbor, Heidegger is no longer sure that Germany will
win the massive arms race for global control that he thinks all nations
are being driven into by the technological ontotheology underlying the
age. Heidegger thus concludes his 1940 Nietzsche lectures dramatically,
interpreting (for those students who have not already gone off to war)
Nietzsche’s notorious prophecy that: “The time is coming when the struggle for dominion over the earth will be carried on . . . in the name of fundamental philosophical doctrines.” According to the reading Heidegger will never
11
12
It is worth noticing that what Heidegger will call the “promise” is already present (in its
very absence) here in Heidegger’s irst description of the danger: “the greatness of be-ing
remains closed-off because decisions are no longer undertaken about truth and untruth and
their essence” (my emphasis).
This is what Heidegger means when he writes: “Machination itself . . . is the essencing of
being as such [die Wesung des Seyns]” (CP 89/GA65 128).
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The Danger and the Promise of Heidegger
subsequently relinquish, Nietzsche’s ontotheological understanding of the
being of entities invisibly shapes the historical unfolding of our contemporary world. For as we have seen, Nietzsche’s ontotheological understanding
of “the totality of entities as such” as “eternally recurring will-to-power” not
only intensiies “the struggle for the unrestrained exploitation of the earth
as a source of raw materials” (a struggle already implicit in the modern subject/object divide), it also generates our distinctively late-modern, relexive
application of that limitless objectiication back upon the subject itself.
This objectiication of the subject works to dissolve the very subject/object
distinction and so lays the ground for what Heidegger already recognizes
in 1940 as “the cynical exploitation of ‘human resources’ in the service of
the absolute empowering of will to power” (N3 250/NII 333).13
Heidegger thinks that the way Nietzsche’s ontotheology reduces the subject to just another resource to be optimized renders it inevitable in the
short-term that “humanity . . . be forged and bred into a type, a type that
possesses the essential aptitude for establishing absolute dominion over
the earth” (N3 245/NII 327), but he is no longer sure that Germany is the
nation that will prove itself equal to the metaphysical essence of the age
and so inherit the destiny of global domination. Indeed, he expresses such
dangerously “unpatriotic” doubts (for “all those who had ears to hear”) in
the inal hour of this 1940 lecture:
The question remains as to which peoples and what kinds of humanity ultimately
. . . will rally to the law of this fundamental trait and thus pertain to the early history
of dominion over the earth. (N3 250/NII 332–3)
By 1969, however, at the height of the Vietnam war, there no longer seems
to be any question in Heidegger’s mind: “America” has become virtually
synonymous with “the danger.”
“As for America,” Heidegger says during his 1969 seminar in France
(not hesitating to pronounce his views on a land he would never deign to
13
The fuller context runs: “Nietzsche’s metaphysics, that is to say, the truth of the totality
of entities as such . . . is the fundamental trait of the history of our age, which is inaugurating itself only now in its incipient consummation as the contemporary age. . . . That is
not to say, however, that the struggle for the unrestrained exploitation of the earth as a
source of raw materials or the cynical exploitation of ‘human resources’ in the service of
the absolute empowering of will to power will explicitly appeal to philosophy for help in
grounding its essence, or even will adopt philosophy as its façade. On the contrary, we
must assume that philosophy will disappear as a doctrine and a construct of culture, and
that it can disappear only because as long as it was genuine it identiied the reality of the
real, that is, being, on the basis of which every individual entity is designated to be what it
is and how it is. . . . ‘Fundamental metaphysical doctrines’ means the essence of self- consummating
metaphysics, which in its fundamental traits sustains Western history, shapes it in its modern
European form, and destines it for ‘world domination.’ . . . Nietzsche’s metaphysics is at its core
never a speciically German philosophy. It is European, global.” In the Gesamtausgabe edition of this text, Heidegger explicitly identiies this global phase of fulilled metaphysics
with “the English empire” (GA50 82).
America and the Danger
203
visit, despite numerous invitations from Americans deeply interested in
his thought), “the reality of that country is veiled from the view of those
[Americans who are] interested” in the question of being. The “reality”
of “America,” Heidegger proclaims, must be understood as “the collusion
between industry and the military,” that is, in terms of “economic development and the armament that it requires” (FS 56/GA15 359). To see that
Heidegger is not only advancing another critique of America’s notorious
“military-industrial complex,” we need to understand the context in which
he introduces these remarks.
Discussing “the end of physics” with Jean Beufret and others,
Heidegger recapitulates his argument from Being and Time that the positive sciences are each guided by an ontological preunderstanding of the
ontic domains they study. For example, historians must presuppose an
ontological understanding of what history is, biologists what life is, psychologists what consciousness is, and so on, simply to be able to pick out
the appropriate objects to study. The “positive sciences” do not normally
make the “ontological posits” guiding their empirical research explicit
but instead take them over implicitly from the ontotheology underlying
the age. When, usually in response to a scientiic crisis, scientists come
to focus explicitly on the ontological presuppositions guiding their
“normal science,” then in Heidegger’s terms they are doing philosophy
rather than science.14 Here in 1969 Heidegger will thus suggest that
physicists, as physicists, cannot question the being of physical entities,
but instead tend unknowingly to take over – from the current ontotheological understanding of being – their preconception of the “physicality”
of physical entities, which implicitly guides their scientiic endeavors.
When Heidegger asserts that “technology is not grounded in physics, but
rather the reverse; physics is grounded upon the essence of technology”
(FS 54/GA15 355), his point is thus that physics’ guiding understanding
of the being of physical entities is taken over from Nietzsche’s “technological” ontotheology, which has already preunderstood the being of all
entities as intrinsically meaningless forces serving only their own selfperpetuating increase.
Heidegger acknowledges that “nothing is more natural than to ask
whether science will be able to stop in time” to avert the danger, but he
maintains that: “Such a stop is nevertheless fundamentally impossible” (FS
55/GA15 358). Long before the explosive developments we have witnessed
in biotechnology, the human genome project, stem-cell research, cloning,
genetic engineering, gene splicing, and the like, Heidegger recognized
that we would not be able to control the scientiic objectiication by which
we seek to extend control over even our own human being. As Dreyfus
succinctly explains, “the drive to control everything is precisely what we
14
I explain and defend the logic of this view in Heidegger on Ontotheology, ch. 3.
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The Danger and the Promise of Heidegger
do not control,” because this drive toward increasing control over the
human being follows from the deepest metaphysical presuppositions of
the age.15 As we saw in Chapter 2, modern subjectivism, the subject’s relentless drive to master and control the objective world, redoubles itself in
late-modern enframing, as the subject turns the techniques developed for
controlling an external domain of intrinsically meaningless objects back
upon itself. For Heidegger, then, the distinctive dictum of enframing is
expressed in our growing conviction that: “The human can be produced
according to a deinite plan just like any other technological object” (FS
55/GA15 358).
What distinguishes our late-modern, technological enframing of all
entities as resources to be optimized from the modern subject’s total control and domination of the objective world, we have seen, is the relexive
application of this objectiication back upon the subject itself. That which
makes such late-modern enframing unique, however, is also precisely what
makes possible the emergence of an historically unprecedented technological danger. For, it is this self-objectiication of the subject that “dissolves”
both self and world into the late-modern pool of intrinsically meaningless
resources standing by for endless optimization. As Heidegger puts it here
in 1969:
The most extreme danger [die äußerste Gefahr] is that man, insofar as he produces
[herstellt] himself, no longer feels any other necessities than the demands of his
self-production. . . . What is uncanny, however, is not so much that everything will
be extinguished [ausgelöscht], but instead that this [extinction of the essence of
human being, language, and tradition] does not actually come to light. The surge
of information veils the disappearance of what has been, and prospective planning
is just another name for the obstruction of the future. (FS 56/GA15 359)
It is no coincidence that Heidegger explicitly mentions “America” in the
sentence that immediately follows this description of a dystopia blithely
mistaking itself for utopia. Clearly, “America” is the name on the tip of
Heidegger’s tongue for a life lived in the eternal sunshine of the permanent present, for a humanity alienated from its own alienation, blind to
the fact that the relation to the past preserved in language is being buried beneath an unprecedented “surge of information,” and unaware that
our prodigious capacity for generating far-reaching plans for the control
of every foreseeable eventuality is in danger of blocking our path to the
future – that is, the “opening” of a genuinely postmodern understanding of
human beings and “an entirely new relation to nature” as overlowing with
inchoate, meaningful possibilities (FS 55/GA15 358). In sum, then, when
Heidegger names “America” as his sole example for “the emergence of a
new form of nationalism . . . grounded upon technological power” (ibid.),
15
See Dreyfus, “Heidegger on the Connection Between Nihilism, Art, Technology, and
Politics,” 307–10.
America and the Danger
205
his point is not simply that America has become the world’s most advanced
military-industrial complex but, rather, that we have become this by succeeding where the Nazis failed, by making ourselves into the most extreme
expression of the technological ontotheology of the age. For Heidegger,
America is the avant-garde of the greatest danger of ontohistorical technologization, the country working hardest to obscure the “most important . . .
insight that man is not an entity who makes himself” (FS 56/GA15 359).
Although it will be obvious to anyone who knows more about “America”
than what they read in the newspapers that Heidegger’s critique is terribly one-sided, he does diagnose this one terrible side with an unequalled
depth of insight and prescience. Indeed, it is hard to deny that Heidegger
was right to see “America” as blazing the trail toward the greatest danger
of technology, since, guided by enframing’s endless optimization imperative, we continue to develop a broad spectrum of cosmetic psychopharmacologies – from Prozac to Viagra – with which to eradicate whatever
existential anxieties we cannot escape by throwing ourselves into an accelerating work world or distract ourselves from by means of our burgeoning
entertainment technologies and other aesthetic diversions. So, is our selfproclaimed “superpower” really working out the will of the will-to-power
and thereby increasing the danger that any other future becomes merely
“a thing of the past”?16 To open the discussion of this important question
(which is all I hope to do here), allow me just one telling anecdote. In an
article on the increasingly prominent role religious convictions have come
to play in American politics (both abroad and at home), Ron Suskind, the
former senior national affairs reporter for The Wall Street Journal (the unoficial newspaper of the American ruling class), reports on a conversation
he had in 2002 with a “senior advisor to [then President George W.] Bush.”
This senior advisor, who was unhappy with a magazine article Suskind had
written, said:
that guys like [Suskind] were in “what we call the reality-based community,” which
he deined as people who “believe that solutions emerge from your judicious study
of discernible reality.” [Suskind] nodded and murmured something about enlightenment principles and empiricism. He cut [Suskind] off. “That’s not the way the
world really works anymore,” he continued. “We’re an empire now, and when we
act, we create our own reality. And while you’re studying that reality – judiciously,
as you will – we’ll act again, creating other new realities, which you can study too,
and that’s how things will sort out. We’re history’s actors . . . and you, all of you, will
be left to just study what we do.”17
It was both alarming and revealing to hear such imperialistic hubris
expressed so openly by one of President Bush’s senior advisors. One thing it
16
17
This is a quotation from the previously noted announcement of the French Parliament of
Philosophers’ international colloquium on “Heidegger: The Danger and the Promise.”
Ron Suskind, “Without a Doubt” (ellipses in original).
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The Danger and the Promise of Heidegger
shows, from a post-Heideggerian perspective, is that recognizing historicity
is not suficient for actually transforming history. For, from this important
insight that humanity’s basic sense of reality changes with time, it does not
follow that the American administration ever recognized the nature of our
current historical reality, let alone that they succeeded in changing it. On
the contrary, the Bush administration’s delusions of “empire” seem only to
have reiied and reinforced the same ontotheologically grounded historical self-understanding that Heidegger already recognized in America in
1969, and before that, in Nazi Germany in 1940.
Of course, there is always something grotesque and misleading about
such comparisons, by which we ignore hugely important differences in
order to emphasize a deeper continuity that usually passes unnoticed.
Granted, happily. A more interesting objection to what I have just said,
however, would be the suggestion that the Bush administration, under the
inluence of religious fundamentalists like President Bush himself, did
its best to reverse the technological control of human beings, as can be
seen in from the way it outlawed the use of federal funds for new genetic
lines for stem cell research, increased restrictions on abortion, reproductive freedom, cloning, and so on. To this my response would be as follows.
First, that these changes were ontohistorically supericial and so relatively
ineffectual, but if America ever truly abdicates its leading global role in
the technological transformation of human beings into resources, other
countries – as well as extra- and intranational entities (multinational biotech corporations and my home state of California, for example) – have
already shown themselves more than eager to compete to assume that role
themselves. Thus, even if America ever truly turned against more than a
tiny spectrum of the technological enframing of humanity, this underlying
enframing itself is not likely to stop anytime soon.
In fact, it will never stop, and this is the second point, without a prior
diagnosis that recognizes and addresses the ontotheological roots of the
problem, rather than simply seeking to ameliorate a few of its most obvious symptoms. For, such an effort, insofar as it succeeds, simply gives
us a symptom-free disease – and what is that but another way of describing
Heidegger’s greatest danger? Third, and most important, what this objection misses is that transcending technological enframing does not require
us to abandon biogenetic research and cloning, let alone reproductive
freedom. Instead, Heidegger insisted, a true recovery demands not that
we abandon our technological manipulation and control of human beings
(which he recognized will not happen any time in the foreseeable future)
but, rather, that we ind ways to integrate these technological projects for
increasing self-optimization into our basic sense of reality without allowing
this sense of reality to be completely dominated by enframing’s empty optimization imperative. Attaining such a “free” relation to technology, in other
words, does not require us to avoid technologies (which would be a doomed
From the Danger to the Promise
207
strategy, giving technology’s ceaseless spread); on the contrary, it demands
of us that we learn to use particular technologies in ways that help us transcend technologization (WCT 23–5/GA8 26–8). Here the crucial goal is
to push through the “greatest danger” of technologization by transcending
our technological understanding of being – and this, in turn, requires an
insight Heidegger irst sought to communicate under the heading of the
promise. I shall thus say a few words about what Heidegger means by “the
promise,” showing how the intimate connection between this promise and
the danger of late-modern technologization expresses Heidegger’s deepest insight concerning how the nihilism of late-modern enframing leads
beyond itself, opening up a genuinely meaningful postmodern future.
4. From the Danger to the Promise
In “Nihilism as Determined by the History of Being” (1944–6), the important but dificult essay that forms the capstone of his voluminous Nietzsche
work, Heidegger addresses the relationship between technology’s greatest
danger and “the promise” (das Versprechen). We have seen that the danger is
Heidegger’s dystopian scenario for the end of history, his depiction of what
could happen if our late-modern understanding of entities as intrinsically
meaningless resources on stand-by for optimization becomes permanently
totalizing by driving out, co-opting, or preventing the formation of any
postmodern ways of understanding ourselves and our place in the world.
“Yet, where the danger is, the saving power also grows.” The point of Hölderlin’s
salviic insight, as Heidegger understands it, is not that it is always darkest
before the dawn, but instead that the new day is discovered in another way
of experiencing the greatest darkness. Midnight, seen otherwise, is dawn.
That sounds paradoxical, but Heidegger believes that we discover what
saves us precisely by deeply experiencing what most endangers us, and he
irst tries publicly to communicate his way of making sense of this idea in
terms of “the promise.”18
Heidegger’s basic insight here is the secularized theological idea that
being has promised itself to us, and that this “promise” cannot be broken
even if we forget about it. Put in phenomenological terms, Dasein – our
“being-here” – is the place where being takes place and becomes intelligible
to itself, and we remain the place where being takes place, even if the way
being takes place for us is by not taking place, or by becoming unintelligible to us. The “promise” is thus Heidegger’s name for the insight that,
although being shows up for us as nothing, this “noth-ing” (or “nihilating”)
18
Heidegger began to develop this same line of thought in a ictional dialogue written the
previous year (in 1945), but his remarks on this crucial score were highly elliptical, and
this part of his dialogue (or, more precisely, trialogue) was not published until 1995 (see
CPC 11–3, 57, 103/GA77 17–21, 89–90, 157).
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The Danger and the Promise of Heidegger
safeguards the future possibilities of being (as we saw in Chapter 3).
Heidegger expresses this dificult idea as follows:
[I]nsofar as being is the unconcealment of entities as such, being has . . . already
addressed itself to [zugesprochen] the essence of humanity. Being has already spoken out for and insinuated itself in the essence of humanity insofar as it has withheld and saved itself in the unconcealment of its essence. Addressing [us] in this
way, while withholding itself in staying-away, being is the promise of itself [Sein ist
das Versprechen seiner selbst]. To think to encounter being itself in its staying-away
means to become aware of the promise, the promise in terms of which being itself
“is.” (N4 226/NII 368–9)
In other words, being discloses itself in our way of understanding the being
of entities. But our current, “technological” understanding of the being of
entities – as eternally recurring will-to-power – reduces being itself to nothing, dissolves it into “sovereign becoming.” Viewed from within enframing,
then, being shows up as nothing; it “comes across” as “staying away,” as
Heidegger paradoxically expresses the point here.
Nevertheless, our technological understanding of being, which reduces
being to nothing, is still an understanding of being. Recognizing our ineliminable ontological receptivity, Heidegger thinks, makes possible this
crucial insight: Rather than experience being as nothing, we can instead experience
this noth-ing as the way being shows itself to us. To experience being as nothing
is to reach the fulilled peak of Western nihilism. Yet, precisely this same
experience – the most extreme point of technology’s greatest danger –
can be experienced differently: We “become aware of the promise” when,
instead of experiencing being as nothing, we experience the “noth-ing” as
being. In this simple gestalt switch, in which we pass from experiencing
being as nothing to experiencing the “noth-ing” as the way being happens
for us, we have passed, by simply turning in place, from the most extreme
point of the greatest danger to the promise. With this gestalt switch from
danger to promise we have taken both “the step back” beyond metaphysics
and, at the same time, the irst step into the postmodern future Heidegger
calls “the other beginning.”19
The relation of the danger to the promise of technology is thus very
much like the relation of the duck to the rabbit in the igure of the duckrabbit with which we began. Both can be gestalted otherwise; for, each
has a second, nonsimultaneous aspect, which we can learn to see in the
place of the irst, as replacing it, standing in its stead. The difference is
that, because the danger is a totalizing understanding, which tends nihilistically to make everything show up as an intrinsically meaningless resource,
the danger is replaced by seeing the promise, that is, by experiencing the
19
These two steps, taken together, bring us full circle back to ourselves, helping us to accomplish what Heidegger on Ontotheology calls that “revolutionary return to ourselves” central to
Heidegger’s educational thinking.
From the Danger to the Promise
209
“nothing” of being as concealing and thereby preserving other ways of
understanding ourselves and the meaning of our worlds. (An even better
analogy for seeing the promise would thus be the phenomenological fact
that, once we have seen the second aspect of the duck-rabbit igure, we can
no longer go back to our initial understanding of the igure in terms of
only one of its aspects.) We see the promise instead of the danger when,
rather than see being as nothing, we learn to recognize this nothing as
the “noth-ing or nihilating” of being (or as the “presencing” of being as
such, which makes itself felt in its difference from enframing), for example,
by learning to discern the way inchoate possibilities suggest themselves to
us, allowing us to see something taking shape where initially we saw nothing at all. In such encounters (or events), entities show up not as intrinsically
meaningless resources, but otherwise, namely, as being richer in meaning
than we are capable of doing justice to conceptually, and thus as already
exceeding, in the direction of postmodernity, the ontologically reductive
conines of our late-modern epoch of enframing.
Here, then, we approach the same phenomenological matter explored
in Chapter 3 from a slightly different angle. For, as we saw there, this
“noth-ing” or verbal “nihilating” was Heidegger’s irst name, in 1929, for
the phenomenological presencing that exceeds the ontological difference,
the very same matter that his phenomenological ontology of art develops in terms of the essential conlict between earth and world in 1935–6.
I would thus go so far as to suggest that Heidegger’s recognition of the
“nihilating” of the nothing as the action of being as such, an activity that
exceeds and so cannot be explained in terms of the ontological difference
between being and entities, is the deining experience at the heart of his
so-called turn and the sine qua non of his “later” thought. It is therefore not
surprising that, despite withering attacks from Rudolf Carnap and others, Heidegger never gave up this dificult notion. Instead, he struggled
his whole life to develop this phenomenological insight more clearly, continually seeking new names with which to evoke the “be-ing” which gives
itself to intelligibility (“earth,” “being as such,” written under a “cross-wise
striking-through,” the “it” of the “it gives/there is” [es gibt]) – as well as the
way “it” gives itself (“the noth-ing,” “the rift-structure,” “the fourfold,” “the
difference,” “the event of enowning”) – which would not separate or hypostatize this be-ing or this giving (by treating intelligibility as the deliberate
gift of a given entity, such as an ontotheological creator God).
We can see further evidence of this if we notice that, immediately
following the discussion of America as the greatest danger we just examined,
Heidegger tries to help his students think “the identity of being and nothing
. . . in departure from the ontological difference” (FS 56/GA15 361), that is,
beyond our reigning, technological understanding of the being of entities.
That segue will look like a bizarre nonsequitur, an abrupt change of topics,
to anyone who does not see that, in 1969, Heidegger is still trying to help
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The Danger and the Promise of Heidegger
his students learn to make that same gestalt switch from danger to promise,
which turns on recognizing that (as he succinctly states it here): “The nihilation of the nothing ‘is’ being” (FS 57/GA15 361). The passage from danger to promise from 1946 is thus only one of Heidegger’s irst attempts to
communicate his central later notion of a “freeing” gestalt switch, a “lightning lash” in which we catch sight of an active phenomenological “presencing” that our technological ontotheology denies yet presupposes, coming
thereby to exceed our late-modern understanding of being from within. In
this gestalt switch we come to recognize that, as Heidegger nicely puts it (on
what I cannot help but note was September 11, 1969): “Enframing is, as it
were, the photographic negative of enowning” (FS 60/GA15 366). Despite
Heidegger’s many different attempts to communicate this crucial idea,
Vattimo recounts that Heidegger remained deeply distressed by his sense
that he had failed to develop this crucial phenomenological gestalt switch
with the requisite clarity. Tellingly, Heidegger believed that his “insuficient
elaboration of this intuited relation” between the danger and the promise
remained a “failure of his thought” greater even than “the wretched business of his involvement with (alas!) Nazism.”20
Of course, understanding such dificult matters has a temporality of
its own, and cannot be forced. If I ind it nicely ironic and perfectly itting to think that a clariication of Heidegger’s crucial insight into the
relation between danger and promise should take place in America (since
“Where the danger is, the saving power also grows”), I must nevertheless
acknowledge that the seed for the way I have tried here to develop the
connection between the danger and the promise – as dual and dueling
aspects of the same underlying igure – was planted years ago, by one of
Derrida’s observations which has long haunted me. Only after reaching
what I take to be the same point myself, do I now understand that Derrida
already recognized, in 1981, Heidegger’s crucial insight that the highest
point of fulilled nihilism belongs to two different planes – joining, in a
single point, the danger of metaphysics and the promise of what exceeds
it. Indeed, this is the crucial point, so to speak, of Derrida’s lucid but unexplained observation that Heidegger’s Nietzsche lectures are:
directed at gathering together the unity and the uniqueness of Nietzsche’s thinking, which, as a fulilled unity, is itself in a fair way toward being the culmination
of occidental metaphysics. Nietzsche would be precisely at the crest, or ridge, atop
the peak of this fulillment. And thus, he would be looking at both sides, down
both slopes.21
20
21
Vattimo credits Hans-Georg Gadamer as the source of this telling remark. (See Vattimo,
Nihilism and Emancipation: Ethics, Politics, and Law, 14.)
See Derrida, “Interpreting Signatures (Nietzsche/Heidegger): Two Questions,” 58. Before
his untimely death, Derrida had agreed to participate in the meeting of the international
Parliament of Philosophers (which he helped found), and his absence was thus quite palpably present at the meeting.
Beyond Ontotheology: Hope for the Future
211
If this is right, then the connection between danger and promise
I have developed here can, I hope, be understood as a belated homage
to Derrida and a further clariication of his insight (and so also another
reminder of how deeply ambiguous Heidegger’s reading of Nietzsche turns
out to be): Heidegger’s Nietzsche is the pivotal thinker who both fulills
late-modern metaphysics and, in so doing, irst opens the passage toward
postmodernity. By reducing being to nothing, Heidegger’s Nietzsche is
the philosopher of the culminating end of the “forgetting of being” in
the ontotheological tradition that began with Plato. Yet, because this latemodern end of ontotheology makes it possible for us to recognize this
“noth-ing” not as nothing at all but, instead, as the subtle way being continues to make itself felt even in our technological age, Heidegger’s Nietzsche
is also the irst philosopher of the other, postmodern beginning.
5. Beyond Ontotheology: Hope for the Future
As we have seen throughout this book, ontotheology is the dual attempt to
conceptually grasp all of reality from both the inside-out (ontologically)
and the outside-in (theologically) at the same time. The problem with
ontotheology is not that it is impossible but, on the contrary, that the way
our successive historical ontotheologies do in fact function to structure
our historical sense of reality has increasingly come to undermine the
meaningfulness of our very sense of reality. Many of the deepest problems
haunting our age of enframing follow from the particular Nietzschean
ontotheology in which our technological enframing is “doubly grounded.”
For, this Nietzschean ontotheology pre-understands the being of entities as nothing but eternally recurring will to power, that is, as mere
forces coming together and breaking apart with no end beyond their
self-perpetuating augmentation. As our sense of reality is shaped by this
“technological” understanding of the being of entities, we increasingly
come to treat all entities, including ourselves, as intrinsically meaningless resources, Bestand on standby merely to be optimized, enhanced, and
ordered for maximally lexible use. Environmental devastation, our growing obsession with biogenetic optimization, the hijacking of higher education by empty optimization imperatives, the reduction of art to aesthetic
experience, and the nihilistic erosion of all intrinsic meaning need to
be recognized as symptoms of the underlying technological ontotheology
that is “enframing” our sense of reality.
We have seen that these problems are as serious as they are deeply
entrenched in the metaphysical presuppositions of modernity. Fortunately,
Heidegger’s work also helps suggest a treatment, and so a future for thinking. If we can learn to practice that phenomenological comportment he
calls “dwelling,” then we can become attuned to the phenomenological
“presencing” (Anwesen) whereby “being as such” manifests itself. When this
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The Danger and the Promise of Heidegger
happens, we come to understand and experience entities as being richer
in meaning than we are capable of ever fully doing justice to conceptually,
rather than taking them as intrinsically meaningless resources awaiting
optimization. In this way, we can learn to approach all things with care,
humility, patience, gratitude, and perhaps, I have suggested, even awe, reverence, and love. Such postmodern experiences can become microcosms
of, as well as inspiration for, the revolution beyond our underlying ontotheology that Heidegger teaches us we need in order to transcend our technological enframing and so set out to set our world aright. The task for a
genuinely postmodern thinking is thus to help us discern and transcend
our ontotheology and its devastating nihilistic effects, in our lives, our academic institutions, and our world at large.
What I have tried to show in this chapter is that Heidegger, in keeping
with his most cherished Hölderlinian maxim, understands “the greatest
danger” and “the promise” at the core of our technological age as two different ways of encountering precisely the same phenomenon, namely, being
showing itself to us as nothing. In the danger, we see being as nothing; but
when we see the nothing as the way being happens for us (as the “noth-ing”
or “nihilating” of being), then we have entered into and so understood the
promise that otherwise remains concealed within technologization. On
an analogy with the gestalt igure of the “duck-rabbit,” I have suggested
that the danger and the promise can be recognized as the two competing
aspects of the same igure, aspects that work to conceal one another by
standing in the same place. Learning to see and experience the promise
instead of the danger is thus literally crucial for Heidegger: The danger
is the peak of historical nihilism, the very “fulillment” of Western metaphysics (in which being becomes nothing); yet, seeing the promise, the
obverse of the same phenomenon (recognizing this “noth-ing” as being),
constitutes the initial “crossing” or transition into what he calls “the other
beginning” of history, the irst step, that is, into a postmodern age.
By examining the overlapping development of these esoteric but crucial
views in Heidegger’s thought (for example, in Heidegger’s views on art and
in his Contributions), I have sought to restore some of their phenomenological concreteness and historical particularity. Despite the vexing origins of these views, we have seen, Heidegger’s insightful perspective on
the increasingly global phenomenon of technological enframing helps us
achieve a better grasp of the contemporary historical situation. Indeed, as
I have tried to show throughout this book, a post-Heideggerian understanding of the dangers of late-modernity and the promise of a genuine
postmodernity offers us neither blind optimism nor fatalistic despair but,
instead, real hope for the future.
8
Against Conclusions
Nothing ever ends.
Dr. Manhattan, in Moore and Gibbons’s Watchmen
Curiosity and idle chatter, in their ambiguity [that is, in the way they uproot
concepts from the phenomena that give them their true meaning], ensure
that what is genuinely and newly created is outdated as soon as it emerges
before the public. It can irst become free in its positive possibilities only
when the idle chatter covering it over has become ineffectual and the
“common” interest has died away.
Heidegger (BT 218/SZ 174)
As a vague but trendy ideological buzzword, “postmodernism” had its heyday in the 1970s, 80s, and 90s, running its course through humanities
departments like the proverbial bull through the china shop, shattering
established literary traditions (much as Watchmen deconstructed the hero)
until inally even postmodernism’s most enthusiastic early proponents
began to turn against it, loudly proclaiming the “end of theory” and calling
for a return to the simple reading of literature (as if there had ever been
any such “simple reading” in literature departments, and “literature” and
“theory” had not always walked down the halls of the academy with their
hands entwined).1 Today many mainstream philosophers seem relieved to
have weathered the postmodern storm more or less unscathed. Some even
evince an unmistakable air of superiority for not having allowed themselves
to get caught up in the culture wars (as if defending a tradition against various “postmodern” critiques, usually by trying to ignore them, was not itself
to take a side). These philosophers tend to use the word “postmodern”
disparagingly (if at all), usually as a shorthand for “that-trendy-nonsensethey-read-in-the-other-Humanities-departments-instead-of-studying1
Cf., e.g., Terry Eagleton’s Literary Theory: An Introduction with his The End of Theory.
213
214
Against Conclusions
real-philosophy,” or as a quick way to dismiss what they assume to be rather
juvenile forms of cultural relativism.2
Indeed, in their least generous moods, many philosophers simply equate
postmodernism with bullshit. As a technical term (for which we can thank
Harry Frankfurt), “to bullshit” means to care more about being interesting than
about being correct.3 Now, we are all familiar with some of these sophomoric
“bullshitters” and we can legitimately debate the use of the term in particular cases. But the indiscriminate application of Frankfurt’s deinition to
post-Heideggerian thinking in general not only serves an obvious ideological function (as Žižek himself responds to the accusation), it also conceals
the fact that the converse of “bullshit” is a real danger as well.4 To care more
about being correct than about analyzing anything interesting leads to the problem of excessive technicality (that is, to introduce another technical term,
to the boring) and, worse, to a kind of “normal scientiic” routinization of
philosophical practice, one that tends to incorporate and build on the very
presuppositions of modern and late-modern philosophy that Heidegger
holds responsible for some of the deepest problems of the age, as we have
seen here.5
The dismissive equation of postmodernism with relativism (an equation
usually based on an acquaintance not with the philosophers discussed in
this book but only with some of their most exuberant acolytes) is a bit more
understandable. For, “relativism” is indeed a more succinct way of restating
the most widespread deinition of our “postmodern condition,” namely,
the thesis (based, we have seen, on a misleading simpliication of Lyotard’s
view) that all metanarratives have become incredible, that is, that we can no
longer believe in any overarching perspective that would allow us to adjudicate between competing interpretations of myriad historical phenomena.
It certainly seems as if we will ind ourselves consigned to relativism if there
2
3
4
5
The unabashed ultracrepidarianism evident in most mainstream philosophers’ use and
abuse of “postmodernism” is itself provocative. It seems to suggest either an alarming likemindedness, in which one is unlikely ever to be confronted with one’s own ignorance (and
so never corrected), or else, perhaps, a shared presumption that there can be no philosophical experts on postmodernism for one to consult (because the “postmodern” straw-men
are assumed to subscribe to the self-undermining claim that “there is no truth”).
See Harry Frankfurt’s famous essay “On Bullshit” in his The Importance of What We
Care About.
Žižek clearly realizes that he is often nominated for this insulting title. (See his analysis
of the ideological function of the charge at the beginning of In Defense of Lost Causes,
1–2. That Žižek reiterates the same point at the beginning of Living in the End Times, 3
note 1, suggests that he continues to be confronted with the charge.) For a reconstruction
and defense of the philosophical foundations of Žižek’s work, see Adrian Johnston, Žižek’s
Ontology: A Transcendental Materialist Theory of Subjectivity.
One of the most convincing critiques of such excessive technicality can be found in the title
essay of Bernard Williams’ Philosophy as a Humanistic Discipline, which contains Williams’s
inal relections on the future of philosophy.
Against Conclusions
215
is no rational way to decide between Marxian and Heideggerian readings
of Melville’s Moby-Dick, for example, let alone between liberal-progressive
and neoconservative interpretations of America’s legitimate role in foreign
affairs. Of course, postmodernism understood in that supericial sense is
easily dismissed as self-refuting (as we saw in Chapter 4): What is the thesis
that all metanarratives have become incredible but another metanarrative, and thus an incredible one?6 Although that dismissal is itself rather
supericial, we need not enter into a detailed discussion of the various
rejoinders more sophisticated defenders of relativistic views could deploy
here, for the simple reason that Heidegger himself is not a postmodernist in this
widespread sense.7
On the contrary, Heidegger clearly has a metanarrative of his own.
As I have shown, the overarching account he provides of the “history of
being” supplies his philosophical critique of the modern and late-modern
understandings of being with a great deal of their normative force, thereby
helping to contextualize and reinforce his critical phenomenological
descriptions. The metanarrative Heidegger draws from the history of philosophy tells the story of the end of metaphysics as ontotheology. He would
thus refer not to the end of metanarratives but, instead, to the end of the
theological, that is, to the absence of any God’s-eye view we could take on
all that is so as inally to condemn or redeem it. As we saw in Chapter 1,
however, this end of the theological is not the same thing as the death
6
7
Similarly, we might ask: What is the trendy, allegedly “postmodern” claim that all philosophical and political views are ideological if not another ideology? And if it is an ideology,
then whose interests does it serve? The answer seems to be: Those radical Nietzscheans
who believe only in the empowerment of power, a ield of struggles without appeal to any
extra-ideological reality (those who say, e.g., “No position is ultimately any more legitimate
than any other, so I shall commit myself to struggling for the empowerment of those similarly situated in the ield of power). It should be clear that Heidegger is not a “postmodernist” in this increasingly widespread sense, either. For, he believes that human beings
encounter what makes our lives matter only when we recognize the resistance of an extraideological dimension of intelligibility and then “world” this “earth” through creative disclosure. As we have seen, there usually will not be only one right way to follow the bent of
that “earth” we encounter beyond our words and worlds (which means there is no room for
the righteousness of those who believe they have a monopoly on the truth), but there will
be self-contradictory ways of construing the encounter (which are thus self-undermining).
Foremost among these will be understandings that undermine their own condition of possibility by denying that there is any “being” beyond our different understandings of being,
as the Nietzschean strategy above tends to do (just like the “happy enframers” mentioned
earlier). Such Nietzschean multiculturalism should thus be distinguished from a radical
communitarianism in which communities are charged with preserving and developing the
distinctive ontological insights that gave rise to their traditions, a more philosophically
defensible species of postmodern multiculturalism to which Heidegger’s own thinking of
the postmodern lends itself.
For a treatment that begins to do justice to the complexity of the philosophical problems surrounding relativism, see the essays collected in Michael Krausz, ed., Relativism:
Interpretation and Confrontation.
216
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of the divine. Under the inluence of his creative interpretations of the
great Romantic poet Hölderlin, Heidegger would in the end speak less of
the death of God and more, perhaps, of an historical vacation of the divine.
For, as vacation polysemically suggests, a return of the divine remains possible for Heidegger, but not as some resurrection of the ontotheological
creator God. Instead, Heidegger suggests, we need to learn to embrace
the absence of the divine in the right way. For, when we do, we can come
to think of “gods” in a radically post-Christian sense, as historically transformative truth events that we encounter when we learn to discern the
outlines of something where others have seen nothing, so as to creatively
disclose new worlds of meaning.
Such ontological epiphanies not only inspire all enduringly meaningful creations (that is, all those works that disclose meanings at least partly
independent of our pre-existing plans and designs); they also remain capable of transforming our fundamental sense of what it means for something
to be, and so can in this Heideggerian sense be called gods. An event of
ontological disclosure rises to the level of a god when this event brings
the entity disclosed, the world-disclosing human being, and the disclosure
of being itself into their own simultaneously (as we have seen). Such events
are thus postmodern gods, because through them we no longer understand
being in terms either of modern objects to be controlled or late-modern
resources to be optimized but, instead, as something that both informs
and exceeds – calls for and resists, elicits and overlows – all those efforts
by which we disclose our historical worlds.8 It is this exuberant insight, and
so not some relativistic thesis about metanarratives, that forms the heart of
Heidegger’s distinctive postmodernism.
As this suggests, Van Gogh’s A Pair of Shoes (1886) was just such a postmodern god for Heidegger. It will only become one for our age, however, if
enough of us can encounter this work, or others that work just like it, and
carry the “postmodern” insights such works disclose with us into our lives
in ways that help catalyze a fundamental philosophical shift in our age’s
basic understanding of being, thereby setting-off a subtle but profound
shift in our way of relating to all that is. That, I have suggested, is what
Heidegger meant when he uttered those frequently quoted words: “Only
8
Pointing out that such enduringly meaningful “events” of ontological disclosure can be
found at the very heart of Heidegger’s later thinking should, I think, make it obvious that
Alain Badiou has been profoundly inluenced by Heidegger, a fact obliquely attested to by
the distorted, “anxiety of inluence” criticisms Badiou frequently levels at Heidegger, most
prominently in his Manifesto for Philosophy and Being and Event. (For more on Heidegger’s
relation to the divine, see e.g. Mark Wrathall’s provocative essay on Heidegger’s fourfold, “Between the Earth and the Sky: Heidegger on Life After the Death of God”; Julian
Young’s thoughtful book, The Death of God and the Meaning of Life; Ben Crowe’s clear and
careful study of Heidegger’s Phenomenology of Religion: Realism and Cultural Criticism; and Ben
Vedder’s interesting work, Heidegger’s Philosophy of Religion: From God to the Gods.)
Against Conclusions
217
another god can save us.” That famous line was not the sad confession of
despair Heidegger’s critics take it to be but, instead, a dramatic restatement of his long-standing philosophical belief that only a radical shift in
our fundamental understanding of being could succeed in moving our
world out of the nihilistic ontotheological undercurrents that increasingly
reduce everything we experience to nothing but intrinsically meaningless
resources awaiting optimization. As that famous interview also makes
abundantly clear, Heidegger did not believe this transformation could
take place without a great deal of philosophical preparation. This book
has thus sought to show – in several different but, I hope, mutually illuminating ways – why and how Heidegger thought learning to encounter that
“noth-ing” differently could help us turn the wheel of history away from
that nihilistic late-modern understanding of being and into a genuinely
meaningful postmodernity.
To succeed in such an ambitious endeavor we need not, I think, ly
our cultural and political elite to Amsterdam for a guided viewing of Van
Gogh’s A Pair of Shoes (however worthwhile such a project might well be).
For, other works that work just like Van Gogh’s hallowed painting of A Pair
of Shoes (1886) remain much more plentiful than Heidegger himself seems
to have imagined. I have tried to suggest that Heidegger’s own writings, for
example, can work for us in much the same way that Van Gogh’s painting
worked for him. Recognizing “the nothing” in “The Origin of the Work of
Art” can transform our understanding of Heidegger’s text just as his understanding of Van Gogh’s painting was transformed when he irst discerned
the igure I have called “the old woman who lived in the shoe.” Heidegger’s
very experience of painting – indeed, of art itself – was regestalted when
he recognized the phenomenological emergence of that woman in Van
Gogh’s painting. Indeed, it was regestalted in such a way that Heidegger’s
understanding of the poetic world disclosure that essentially joins human
being with being itself underwent the lucid transformation that his essay
and subsequent works seek to evoke in readers, hoping to help lead us
to the same insight for ourselves. There is reason to believe, then, that we
can experience the same kind of transformative insight into the essence of
creative world-disclosure any time we similarly discern something no one
has caught sight of before and help it emerge into visibility (along with that
disclosure itself), whether what we catch sight of in its emergence is the
old woman in Van Gogh’s shoe, the nothing in Heidegger’s essay, or, perhaps, the Contributions’ fugal structure, Watchmen’s deconstruction of the
hero, or even the central role played by ontotheology in the background of
Heidegger’s later thought as a whole (to mention just the main examples I
have tried to illustrate in this book). Those and an indeinitely large number of other similar hermeneutic insights remain capable of regestalting
our sense of the texts through which we understand ourselves and our
worlds, and in so doing, they can help us better realize that to be a human
218
Against Conclusions
being means, at bottom, to bring genuine meaning into the world (by disclosing the earth). If we can thereby come to understand the being of what
is as intrinsically meaningful – and so learn to experience reality as always
offering us true hints, suggestive outlines for us to receptively discern, creatively develop, and thereby help fulill or realize – then we have already
begun to move beyond the nihilism or meaninglessness of our current latemodern understanding of entities as intrinsically meaningless resources
merely standing by for optimization.
That may sound simple, but I hope it does not sound too hubristic. For,
without such experiences of our own, we are not actually engaging in the
same kind of hermeneutic phenomenology Heidegger himself practiced
and sought to inspire in others, and we will not be able to either conirm or
contest his more general claims about historical world-disclosure for ourselves. In fact, for Heidegger it is a universal phenomenological principle
that if we do not experience the phenomenon at issue for ourselves, then
we cannot approach any interpretation of it from within the only domain
in which the legitimacy of that interpretation is capable of being decided.9
When we do experience the kind of hermeneutic epiphanies Heidegger
evokes in “The Origin of the Work of Art” for ourselves, I have tried to
show, these experiences teach us that the genuine meaning such epiphanies disclose is not entirely up to us, although of course it could not happen
without our creative efforts. Over time, with enough such experiences, we
can also come to learn that what we discern in such moments of epiphany (and then ind ourselves creatively struggling to bring into the world),
while really there, is not all that is there.10 There will always be something
more there, another insight yet to be found (and thus another future for
the work), if the work truly is a great work of art in Heidegger’s sense. For,
as I suggested in Chapter 5, such great works remain deep enough – in
other words, resonant enough, meaningful (that is, meaning-full) enough –
to continue to generate new readings, even revolutionary rereadings that
radically reorient the sense of the work that previously guided us. (Thus,
for example, I can no longer see Van Gogh’s painting without also seeing
the igure of “the little old woman who lived in the shoe” emerging from
9
10
(I develop the case for this view in “Death and Demise in Being and Time.”) This is by no
means to argue against the importance of historically contextualizing great philosophical works, but only to suggest that such contextualizing should inform, but can never
replace, an immanent reading of the philosophical meaning of those great texts (for the
simple reason that context inluences but never determines that meaning).
We are justiied in initially presuming that what we see in such moments is really there,
but we have phenomenological conirmation of that fact only insofar as others can also
see it and so enter into a communal discussion concerning its meaning. If no one else can
even begin to see what we see, then we have to face the hard fact that, as Heidegger says,
a work without an audience to preserve its meaning does no work, however meaningful it
might seem to be to its creator (or even to its would-be irst preserver). Of course, great
works often take many years to ind an audience, so there is always hope.
Against Conclusions
219
the dark opening of the shoe on the right. This means, however, that I no
longer see only that simple pair of shoes that I saw when I irst looked at
this painting. Now I see both the shoes and the woman, and, moreover, I see
the painting as harboring numerous other possibilities as well.)11
In my own view, then, the works through which we are capable of learning to understand ourselves and our worlds in a postmodern light – as ontologically pluralistic or multiply meaningful – must surely be innumerable.
Heidegger’s own later work on the “thing” suggests that if we can learn to
adopt an appropriately open and responsive phenomenological approach
to things, then the works that remain capable of helping us come to understand being in a postmodern way can be found all around us – yes, even in
popular songs and comic books. In my most optimistic moments, I sometimes think there is reason to believe that the postmodern lessons humble
things and great artworks can teach us about meaning are already beginning to coalesce into another way of understanding what it means to be,
one in which we no longer reduce everything we encounter, including ourselves, to either objects to be controlled or resources to be optimized. In
such moments, I think I can see sparks in the darkness, hints large and
small (from the growing deep-ecological movement to the fact that the
OED just added the word “locavore” to its oficial lexicon – a Heideggerian
word if ever there was one), which give me reason to believe that the postmodernity Heidegger dedicated his thinking to preparing is in fact already
struggling to arrive.
This struggle will not be conined solely to books, obviously, but it will
nevertheless remain a hermeneutic struggle over the meaning of all those
“texts” (in the broadest, “postmodern” sense of the word) that constitute
our worlds. And if read rhymes with dead, then need rhymes with read; that
is, if a text can ever be inally read (if its meaning can be exhaustively enumerated in a series of propositions, for example), then no one need ever
read that text again (since it will then be just as effective and more eficient
to study that more economical enumeration). This means that those “texts”
11
The same holds true of Watchmen (as I showed in Chapter 5): The second reading displaces the irst, naïve reading. Because the irst reading was blind to the deeper meaning
that the second reading revealed, it cannot survive that second reading unchanged. That
second reading thus shows the text to be multiply meaningful, and so to require this selfdisplacing, double reading in order to be understood. In so far as we explicitly refuse to
reinstitute the naïve hermeneutic closure implicit in that irst reading, moreover, that
second reading remains open to future readings that will unfold new layers of the text –
and, in so doing, perhaps even displace that second reading in turn, thereby becoming
the basis of new readings (and so on, indeinitely). Yet, the comportment that remains
resolutely open to such a recognition is not relativistic about its own understanding of the
text, but instead “sticks to it without getting stuck with it,” should that understanding get
displaced or otherwise superseded in turn. (Here I am borrowing Haugeland’s famous
formulation of one of important lessons already found in Heidegger’s existential analysis
of death. For more on this point, see my “Death and Demise in Being and Time.”)
220
Against Conclusions
that are amenable to inal and deinitive analysis are not great works. That
should not be too surprising; not all works are great, obviously, and many
seem to be exhausted rather quickly. Still, great works remain, as does our
need to continue to read them, a deep need as world-disclosing beings to
learn to discover meaning in the texts all around us. Insofar as these “texts”
too are great works, then, in Heidegger’s terms, they will continue to offer
us meaningful worlds while still preserving the earth, thereby sheltering
the possibilities of worlds yet to be born. For this same reason, however,
such great works cannot be hopelessly vague, empty, or incomprehensible.
They must be capable of meaning something deinitive to us and yet be
such that we never quite reach the bottom of them – even if we only truly
learn that lesson when we, or someone else, inds a compelling way to turn
another page.
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Index
absolute, the, 62–63
absolute commitment, 165
absolutism, 151, 153
Achilles, 153, 160
Adams, Ansel Easton, 163
Adorno, Theodor W., 159
Aeneas, 164
Aeschylus, 44, 145–46
Aesthetic Quality Inference Engine
(AQUINE), 60
aestheticism, 42
aestheticization, 42, 45, 53–54, 61
aesthetics, 3–4, 16, 24, 39–42, 45–53,
55–57, 59–68, 71–76, 78, 80–85,
96–98, 106–07, 111–12, 117–18,
128, 198, 205, 211. See also art
as death of art, 61
Agamben, Giorgio, 1, 195
Agamemnon, 146
Air Force Academy, 143
alêtheia (disclosure), 44, 74, 92–93,
105, 113
Alexander the Great, 162
alienation, 38, 140, 150, 204
Alter, Maria P., 186
altercation (Auseinandersetzung), 31–32
alterity, 20, 124, 189.
See also ineffability
Amazon.com, 11
ambiguity, 123, 146, 151, 192–93
ambivalence, 141, 143, 146, 150, 152,
165, 167, 180
American Idol, 166
amor fati, 17
Amsterdam, 86, 107, 109, 114, 217
Anaximander, 11–13, 16–17
ancient epoch, 36, 43, 62, 67–68, 70,
75–76, 79
Anselm, Saint, 34
anthropocentrism, 123
anthropology, 136
Antigone, 62, 75, 160
anxiety, 136, 141, 146
anxiety of inluence, 120, 216
aphorisms, 181
apocalypse, 156, 174, 181
Apollo, 38, 77
apologetics, 37
apophenia, 87
aporia, 83–84
architecture, 80, 127
Aristotle, 4, 14, 24, 47, 79
art, 2–5, 8, 20, 22–23, 29, 35, 39–53,
55–56, 58–82, 84, 86, 88–89,
91–93, 97–102, 104–05, 110–17,
119, 122, 127, 130, 142, 154, 167,
170, 178, 209, 211–12, 216–18
as revolutionary, 45–46
conceptual, 88, 127
degenerate, 71
essence of, 43, 47, 66, 68, 74–75,
91, 99
initude of, 91
great works, 5, 43, 61, 91, 93, 142,
147, 218–20
history of, 74–75
233
234
art (cont.)
movement in, 76–77
preservation of, 61, 69, 78, 92
relation to ontotheology, 43
art for art’s sake movement, 42
art history, 87, 108–09, 118
art industry, 60–61
artists, 21, 29, 32, 35, 49–51, 87,
101–02, 119, 127, 134, 144
artworks as paradigms, 44–45
astrophysics, 12
atheism, 37–38, 41
atomic age, 15, 184. See also
late-modernity
audience, 14, 42, 68, 81, 91, 112, 122,
129, 138, 146, 173, 217–18
authenticity, 88, 135, 163
authoritarianism, 136
authors’ intentions, 69
autoimmunity, 124
autonomy, 19, 104, 134, 155
Autotune, 128
Autrey, Wesley, 166
awe, 36, 104, 119, 212
Babich, Babette, 109, 117
Bach, Johann Sebastian, 170, 176, 180
Bacon, Francis, 122
Badiou, Alain, 1, 8, 186, 216
Bartky, Sandra, 74
Batman, 149–50, 167
Baudelaire, Charles, 126, 176
Baudrillard, Jean, 1, 123, 127, 136–38,
149, 199–200
Bauhaus movement, 127
Baumgarten, Alexander, 47–48
beauty, 12–14, 46–48, 59–60, 62–63,
84, 88, 104, 146, 151, 181
being as such, 9, 20, 24, 35–38,
72, 90, 104, 175, 177–79,
184–85, 188, 190, 201, 209,
211, 215. See also presencing,
phenomenological
being hands on (Zuhandenheit), 54–55,
82–83, 88
being of entities, 3, 9–12, 15, 18–20,
23, 28, 36, 43, 51, 62–63, 67,
72, 101, 104, 152, 178, 185,
Index
188, 196–99, 202–03, 208, 211.
See also is-ness, metaphysics, and
ontotheology
being on hand (Vorhandenheit), 54, 74,
80, 82, 97, 112, 116–17
being, as origin, 70
being, history of, 3, 8–9, 14, 28, 30, 43,
50, 53, 68, 70–71, 179, 189, 215
epochs in, 3, 8–10, 18, 28, 30, 43, 45,
69–70, 93, 129, 135, 171, 185,
190, 197–98, 209
being, shepherds of, 38
bells, 176, 180
Bendis, Brian Michael, 167
Benjamin, Walter, 176
Benn, E. M., 188
Berkeley, California, 143
Berlin, Isaiah, 68, 132, 154–56, 159, 161
Bernasconi, Robert, 4, 40, 65
Bernstein, Carl, 148
Bestand. See resources
Beufret, Jean, 203
bicycle, 54, 56
Bingham, Mark Kendall, 166
biogenetics, 19, 122, 206, 211
biology, 30, 134, 198, 203
biotechnology, 203, 206
Blackburn, Simon, 170
Blanchot, Maurice, 1, 181
Blattner, William, 22
Bloom, Allan, 4, 120
Bogart, Humphrey DeForest, 150
Bono (Paul David Hewson), 121,
124–25, 128, 136, 138–39
boring, the, 214
Borradori, Giovanna, 124, 155
Boss, Medard, 174, 182
bound frenzy, 77, 105
Bourdieu, Pierre, 142, 186
Brecht, Eugen Berthold Friedrich, 155
breeding, 32, 53, 57, 59, 201
bricolage, 135
Brooks, Mel (Melvin Kaminsky), 121
bullshit, 214
Bultmann, Rudolf Karl, 187
Bush, George W., 205–06
Butler, Judith, 182
Byrne, John Lindley, 144
Index
caesura (counter-rhythmic
interruption), 175–76
calculation, 201
calculative thinking, 199.
See also enframing
California, 206
camera, 19, 23, 86
Campbell, Joseph, 150
capitalistism, 198
cappuccino, 46
Caputo, John, 140, 186
Carman, Taylor, 80, 90
Carnap, Rudolf, 84–85, 102, 209
Carrey, Jim (James Eugene), 150
Cash, Johnny (John R.), 131
Cavell, Stanley, 1, 165
Celan, Paul (Paul Antschel), 181
Cézanne, Paul, 77, 88–89
Chabon, Michael, 142, 161
Char, René, 88
Cher (Cherilyn Sarkisian), 128
Chérif, Mustspha, 140
children, 13, 22, 167
chorus, 77, 128, 137, 175
Christ, 36, 87, 125, 139–40, 150, 162
Christianity, 13, 17, 35–38, 41, 125,
139–40, 158, 187–88, 216
clearing (Lichtung), 30, 55, 83, 85,
93, 96
cloning, 203, 206
Clytemnestra, 146
comic books, 4–5, 51, 119, 127, 142–50,
153, 157–59, 161, 163, 166–67, 219
comics code, 148
common sense, 137
Communism, 135, 190
communitarianism, 140, 215
composition, 169, 175–76, 179, 182, 184
computer science, 60
computers, 23, 51, 59–60, 128
connoisseurship, 45, 61, 115
Connolly, William, 186
consciousness, 42, 73, 147, 203
Copernican revolution, 122
corporations, 206
Corrie, Rachel Aliene, 166
cosmodicy, 17
counterpoint, 175–76, 179, 181
235
counter-violence, 125
Craven, David, 71, 85, 118
Crawford, Matthew, 104
creativity, 32, 46, 102
Cross, Andrew, 160
Crowe, Benjamin, 29, 37, 216
Crowell, Steven, 40, 74, 114, 166
cubism, 92
Culp, Robert Martin, 156
cultivation, 22–25, 38, 103, 134, 165
cultural capital, 142
culture, 2–5, 29–30, 43–44, 46, 50, 52,
126, 135, 137–38, 142–43, 154,
156–57, 166–67, 198, 202, 214, 217
culture wars, 213
Cummings, Edward Estlin, 125
cybernetics, 133, 189
cynicism, 131–32, 154–55, 166, 202
Da Vinci, Leonardo, 80
dada, 49
Dahlstrom, Daniel, 61
Dallmayr, Fred, 1, 186
danger, the, 5–6, 59, 109, 156, 193–96,
199–210, 212
Darwin, Charles, 30, 134, 161, 198
Darwinism, 12, 161
das Man (the anonymous anyone),
80–81, 151, 158, 163, 166
Dasein (being-here), 23, 29, 61,
90, 98–100, 164, 177–78,
190, 199, 207
Dasenbrock, Reed Way, 132
Davis, Bret: 20
Davis, California, 143
Dawkins, Richard, 12–13
de Kooning, Willem, 178
death, 28, 43, 56, 61, 76, 114, 138, 145,
152–53, 156, 167, 180, 200, 210,
215, 219
death of God, 134, 216
deconstruction, 4, 7–8, 11, 50, 120,
142–44, 147, 149, 152–54, 157–58,
162–63, 166–67, 217
hypertrophic, 149
degodiication, 52
Deleuze, Gilles, 1, 130, 135–36
demise, 56, 114
236
denegation, 111
Denker, Alfred, 31
Derrida, Jacques, 1, 9, 19, 23, 33, 37,
61, 105, 110–13, 117, 123–25,
136–37, 140, 147, 154, 172, 177,
180, 185–86, 188, 210–11
Descartes, René, 34, 49, 53, 57,
73–74, 192
despair, 24, 76, 156–57, 181, 187,
212, 217
deterritorialization, 130
détournement (turnabout), 121, 135
Dionysus, 36, 77, 180
Dionysus/Apollo opposition, 77
discursivity thesis, 197
divine, the, 34–37, 52, 125, 162, 216
Dostoyevsky, Fyodor Mikhaylovich, 154
drama, 44, 94, 134, 150, 157, 175
dream, 13, 111, 125, 129, 133, 161, 167,
186, 189–90
Dreyfus, Hubert, 1, 23, 29, 35, 38, 44,
50, 58–59, 66, 72, 74, 110, 165,
186, 199, 203–04
drifting, 131
Duchamp, Marcel, 49–50
duck-rabbit, 192, 208, 212
Duns Scotus, John, 109
dwelling, 20–21, 25, 87, 103, 119, 177,
190, 211. See also releasement
Eagleton, Terry, 213
earth, 24, 27, 36–38, 44, 55, 58, 78–79,
85, 89–93, 97–102, 104–07,
109–10, 112–13, 115–16, 118–19,
128, 131, 139, 145, 148, 152, 178,
201–02, 209, 215, 220
Easter, 36, 162
Eckhart, Meister, 37–38
ecology, 133
economics, 29–30, 122, 134–35,
198, 203
education, 2, 11, 19, 22, 27, 103, 132,
147, 195, 208, 211
Edwards, Cliff, 86–87, 96
Einstein, Albert, 7, 13, 163
elegy, 180
Eliot, Thomas Stearns, 46, 167
elitism, 165
Index
Emad, Parvis, 180
email, 19, 60
Emerson, Ralph Waldo, 97
Empedocles, 186, 188–89
enemies, 122, 124–25, 141
enframing, 18–19, 21, 40, 51, 57–61,
67, 70, 75, 80–81, 103, 128,
187, 196, 198, 200–01, 204–06,
208–09, 211–12. See also latemodernity, technologization, and
being, history of, epochs in
and optimization, 18–19, 21, 32,
57–59, 103–04, 130, 132–33,
199–200, 204–07, 211–12,
217–18
as photographic negative of
enowning, 210
relation to subjectivism, 57–58
enigma, the, 68, 81, 115, 158
Enlightenment, 13, 142, 154–57,
159–60, 165–66
enowning (Ereignis), 22–23, 101, 169–70,
175–80, 182–85, 190–91, 209–10
entertainment, 205
environmentalism, 19, 53, 122, 124,
163, 219
epochality. See ontological epochality
epochs. See being, history of, epochs in
equipment, 73, 82–83, 93, 116–18, 153
Ereignis. See enowning
Erikson, Erik, 167
errancy, 30
essential strife, 44, 55, 75–77, 89–94,
98–99, 105–06, 112–13, 116,
118, 170
etymology, 28, 49, 188
eugenics, 59, 71. See also breeding
European Parliament of Philosophers,
194, 205, 210
existence, 55
existentialism, 142, 154, 157–59,
162, 165
Facebook, 22
faith, 15, 36, 71, 105, 132, 158, 160,
173, 180, 188
fantasy, 76, 123, 125, 134, 148–51,
158, 173
Index
farming, 71, 80, 82–83, 85–86, 91, 94,
96, 106–12, 115–19
Fascism, 136
ilm, 121, 127, 142, 146, 150,
157–58, 167
initude, 75–76, 156, 197
irst beginning, 176, 185, 188
Flanagan, Bill, 121, 136
Fluxus, 49
f MRI, 59
food, 46
forest path. See Holzweg
forgetting, double, 200
Fóti, Véronique M., 189
Foucault, Michel, 1, 8, 95, 136
fourfold, 37–38, 93, 209, 216
fragments, 134, 181, 188
France, 42, 108, 135, 181–82, 194, 202
Frankfurt, Harry, 139, 214
freedom, 124, 132, 136, 154, 195, 206
freeway interchange, 54, 58, 75
French Revolution, 188
Freud, Sigmund, 53, 111, 123,
134–35, 146
Freudianism, 111, 136, 154
Friedman, Michael, 84–85
Frings, Manfred, 161
fugal argument, 184–85
fugal structure, 170, 175–77, 183–84,
186–87, 190, 217
fugal writing, 181
fugue, 5, 92, 120, 169–71, 175–77,
179–84, 186, 190, 201, 217
fugue state, 182
Führer (leader), 121
fundamental attunement, 139, 170, 189
Furtak, Rick Anthony, 27
futurity, 129, 140, 188, 194
Gadamer, Hans-Georg, 210
Gaiman, Neil Richard, 148, 167
Gander, Hans-Helmuth, 31
Gast, Peter (Heinrich Köselitz), 15
Gatorade, 164
Gauguin, Paul, 117
Geertz, Clifford, 44
genealogy, 79
generation, 22, 103
237
genetic engineering, 59, 203
genetics, 59, 156, 198, 200, 203, 206
genius, 97, 100, 163
Genovese, Catherine Susan “Kitty,” 151
German idealism, 132, 189, 197
German philosophy, 200, 202
Germany, 67, 117, 188, 201–02, 206
Geuss, Raymond, 200
Gibbons, Dave, 4, 119–20, 142, 144,
146, 149, 213
gift, 63, 91, 100, 115, 177, 209
Girard, René, 125
glasses, 23, 27, 199
God, 10, 12–13, 33–37, 52, 67, 81, 127,
131, 134, 138, 148, 153–54, 162,
176–77, 179–80, 184, 186–88, 192,
201, 209, 215–16. See also gods;
holy; divine
of the metaphysicians, 36.
See also theology
God, ultimate or last, 9, 36–38, 172,
176, 185–89, 217. See also being
as such
godhead, 37, 38
gods, 36–37, 44–45, 52, 164,
189, 216
Gover, Karen, 68
gratitude, 212
Gray, J. Glenn, 7, 26–27
Greek temple, 43–44, 49, 66–68, 72,
75, 93–94, 96
Groening, Matt, 144
Guattari, Félix, 136
Guignon, Charles, 40, 74, 88, 99, 135,
164, 171
Gutting, Gary, 135–36
Habermas, Jürgen, 118, 124, 155,
163, 200
Hakuin, Ekaku, 89
Hamburger, Michael, 181
hammer, 54
Hammermeister, Kai, 63, 74, 77–78
happy enframer, 103, 200, 215
Harries, Karsten, 78, 118
Harries, Lisa, 186
Haugeland, John, 219
hauntology, 124
Index
238
Hector, 160
Hegel, Georg Wilhelm Friedrich, 43,
62–63, 71, 74, 129, 134, 182, 188
Heraclitus, 16, 42, 93
Hercules, 164
heritage, 99, 140, 162, 197.
See also tradition
hermeneutic violence, 14, 30, 33
hermeneutics, 4, 24, 40, 61, 69, 81,
103, 111, 115–16, 119, 134, 147,
154, 158, 162, 173, 177, 179,
217–19
hermeneutics of suspicion, 111, 134
hero, 4, 120, 141, 143–44, 148–51,
153–55, 157–67, 213, 217
heroic, the, 76, 134, 156
heroization, 155, 158, 160–61, 163–64
heteronomy, 155
Higgins, John, 145
Hill, Julia “Butterly,” 163, 166
Hill, R. Kevin, 32
Hippocrates, 200
historicality, 162–63
historicity. See ontological historicity
history, 87, 109, 113, 155, 203
Hitler, Adolf, 71, 141, 162, 165
Hoeller, Keith, 135
Hofstadter, Albert, 42
Hölderlin, Friedrich, 36, 44, 50, 58,
66–68, 71, 77, 105, 115, 171, 175,
180, 186–90, 195, 207, 212, 216
Hollywood, 127, 142
Holocaust, 149, 153–54, 156.
See also Shoah
holy, the, 38, 44, 124, 139, 141,
159–60, 189. See also God; gods;
being as such
Holzweg (“forest path” that leads to a
clearing), 83
home, 7, 26, 38, 91, 94, 112–13,
145–46, 186, 189–90, 205–06
Homer, 143, 153
homogenization, 18, 187, 199
homophony, 71, 150
hope, 2, 5, 13, 21, 25, 32, 35, 37, 61–63,
67, 84, 99, 105, 120, 130, 133,
140–41, 158, 160, 163–64, 167,
193, 205, 211–12, 218
Horkheimer, Max, 159
horror, 144, 151
Houdini, Harry (Erik Weisz), 161
hubris, 9, 12, 218
human genome project, the, 203
humanism, 8, 150, 158
humanities departments, 213
humility, 38, 104, 212
Husserl, Edmund, 78, 92, 114
Icarus, 138
ideology, 213–15
imagination, 29, 152, 159, 161
immortality, 148
individuation, 140, 175
ineffability, 20
ininity, 128–29, 139
information, 149, 199, 204
intelligibility, constellations of.
See epochs; and ontological
epochality
Internet, 19, 59
Irigaray, Luce, 1
irony, 18, 27–28, 80, 137, 145, 152, 156,
173, 180, 182, 210
irrationalism, 21
irrationality, 20, 84, 200
is-ness, 7–8. See also being of entities
James, William, 120
Jameson, Frederick, 4, 109, 135
Janus vase, 193
Jastrow, Joseph, 193
Jay-Z (Shawn Corey Carter), 128
Jenkins, Alan, 167
Johnston, Adrian, 8, 214
Jordan, Michael, 163–64
Joyce, James, 11
Judaism, 140
Jung, Carl Gustav, 150
Kant, Immanuel, 10, 34–35, 46–48, 79,
155, 160, 166, 192, 197
Kavanagh, Barry, 141, 145, 159
Kelly, Michael, 50, 81, 109, 117
Kelly, Sean, 23, 38
Kennedy, John Fitzgerald, 154
Kent, Clark, 160
Index
Kierkegaard, Søren, 27, 104, 135, 140,
158–60, 163, 165
King, Jr., Martin Luther, 141
Kisiel, Theodore, 180
Klee, Paul, 69, 77, 86, 88–89, 92
Klossowski, Pierre, 14
Knabb, Ken, 121
knight of faith, 158, 160
Kockelmans, Joseph, 113, 118
Koons, Jeff, 127
Krausz, Michael, 215
Kripke, Saul, 74
Kuhn, Thomas, 44, 66, 199
Kundera, Milan, 121
Lacan, Jacques, 1, 136
Laclau, Ernesto, 186
Lacoue-Labarthe, Philippe, 175
Lampert, Laurence, 32
language, 23, 97, 105
late-modernity, 2–3, 6, 8–9, 15,
18, 20–21, 25, 31–33, 40, 47,
57–59, 61, 63, 67, 75–77, 97, 101,
103–04, 129–31, 133, 140, 165,
171, 178, 190, 193, 196, 198, 200,
202, 204, 207, 209–11, 214–18.
See also enframing
Latour, Bruno, 19
laughter, 141
law of proximity, 199
leveling, 81
Levinas, Emmanuel, 1, 8, 20, 129,
155, 161
Lévi-Strauss, Claude, 136
liar’s paradox, 131
liberalism, 19, 157
literature, 4, 46, 80, 127, 142,
156, 213
Livingston, Elizabeth, 174
Livingstone, Margaret, 81
locavore, 219
Lohan, Lindsay, 166
love, 22, 27, 46, 104, 125, 127–29,
137–42, 160, 167, 212
Lovecraft, H. P. (Howard Phillips), 157
Lucas, George Walton, 165
Luther, Martin, 88
Lyon, James, 181
239
Lyotard, Jean-François, 1, 123, 127,
129, 131–34, 195, 200, 214
machination, 59, 200–01.
See also enframing
Magritte, René, 25–26, 94–95
Maguire, Toby, 148
Malpas, Jeff, 182
Maly, Kenneth, 23, 180, 190
Mandela, Nelson Rolihlahla, 125
Manson, Marilyn (Brian High
Warner), 163
Marcus, Greil, 122
Marcuse, Herbert, 1
Martin, Wayne, 109
martyrdom, 166
Marvel comics, 148
Marx, Karl, 134–35, 167, 200
Marxism, 4, 19, 106, 111, 135–36,
154, 215
masks, 150–51, 157–58, 160, 167–68
master race, 32, 59
materialism, 29
McCloud, Scott, 154
medieval epoch, 8, 13–14, 67–68, 70,
79, 160
meditation, 47, 85, 101, 123,
130, 178
Melville, Herman, 215
mental health, 124
mental illness, 134
metanarratives, 131–33, 154, 159, 200,
214–16
metaphysics, 2–3, 7–11, 13–15, 18–20,
27–29, 33–34, 36, 43, 50, 55,
71, 73–75, 78–80, 84, 91, 104,
117, 140, 176, 180, 184–89, 194,
197–98, 200–04, 208, 210–12, 215.
See also ontotheology
birth of, 11, 13
metaprescriptives, 133
Meyer, Conrad Ferdinand, 66–71, 96
Michelangelo (di Lodovico Buonarroti
Simoni), 21–22, 24, 100–01, 103,
170, 178
microscope, 23, 27
military-industrial complex, 122,
203, 205
240
Millar, Mark, 167
millennialism, 156
Miller, Frank, 142–44, 150, 167
MIND Institute, 59
mission, 19, 160, 163–64
Möbius strip, 131
modernity, 1–4, 8, 18, 25, 38–42,
45–50, 52–58, 61–63, 66–68,
70–73, 75–79, 83–84, 92, 97–98,
101, 103–04, 117, 122–23, 125–27,
129–30, 132–37, 142, 154, 159,
170, 176, 178–80, 198, 200, 202,
204, 212, 214–16. See also latemodernity; subjectivism
moment of vision, 163
monotheism, 37–38
Moore, Alan, 4, 119–20, 127, 141–46,
148–54, 157–62, 164, 167, 213
Moses, 130
Mouffe, Chantal, 186
Muir, John, 163
Mulhall, Stephen, 197
multiculturalism, 215
multiplicity, 37, 127
Murray, James, 175
music, 5, 23, 36, 51, 92, 122, 127–28,
130, 136, 142, 169–70, 175,
180–83, 189, 219
MySpace, 22
mystery, 81, 93, 104, 109, 178
mysticism, 18, 30, 128, 175, 200
nanotechnology, 122
narrative, 131, 141
National Socialism, 57, 59, 71, 110, 121,
135, 157, 161, 187, 200, 206
Heidegger’s relation to, 2, 41, 44, 47,
58, 70–71, 107, 110, 141, 165,
190, 194–96, 201–02, 210
nationalism, 66, 204
nature, 23–24, 36, 53, 101–02, 105,
122–23, 152, 204
Necker cube, 193
negative theology, 37
Nehamas, Alexander, 104, 162
Neill, Alex, 46
neuroscience, 59–60, 81
new age, the, 129–30
Index
New Mexico, 84
Newman, Barnet, 40, 46
Nietzsche, Friedrich, 4–5, 13–19,
22–23, 27, 29–33, 36–37, 47, 51,
53, 57, 71, 77, 80, 97, 128, 131,
134–35, 137, 140–41, 144–45,
149–51, 158–65, 167, 169,
171, 175–76, 180, 184, 186–87,
189–90, 198–99, 201–03, 207,
210–11, 215
and eugenics, 32
neo-Darwinian views of, 16, 160
nihilating. See noth-ing
nihilism (problem of meaninglessness),
2, 13–17, 19, 21, 23, 31–32, 35, 37,
57, 61, 75, 78, 133–34, 137–38,
151–54, 158, 160, 187, 194, 198,
207–08, 210–12, 217–18
nihilism, peak of, 19, 208, 210, 212
Nixon, Richard, 148–49
normal science, 203, 214.
See also Kuhn, Thomas
nostalgia, 136
noth-ing, the, 19, 37, 79, 83–84, 89–92,
94, 96–98, 100, 102, 106, 118–19,
184–85, 207–12, 216–17
noumenal, phenomenologization of
the, 79
nuclear power, 122, 149, 152–53,
156, 200
Oberst, Joachim, 187
objectiication, 58–59, 70, 129, 202–04
Ochoa, Ruben, 49–50
ocularcentrism, 181
Odysseus, 77, 189
Oedipus, 136, 160
Olafson, Frederick, 74, 184
ontohistorical. See being, history of
ontological epiphany, 38, 83–84, 153,
182, 216, 218
ontological epochality, 8, 18, 28, 68
ontological excess, 9, 20, 24, 32, 35,
45, 72, 89–90, 93, 100, 102–04,
115, 178
ontological historicity, 8–9, 18, 28, 43,
68, 94, 163, 176, 197, 206
ontological holism, 7–8, 18, 29, 197
Index
ontological inexhaustibility, 20, 24,
35, 37–38, 70, 89–90, 93, 101,
106–07, 126, 169, 177–78,
184–85, 188
ontological midwifery, 102–03
ontological pluralism, 24, 37, 45,
101–02, 175, 219
ontological posits, 203
ontological proof, 34–35, 192
ontological response-ability, 100,
104–05
ontological revolution, 21, 42, 45,
49, 57, 66, 72, 99–100, 129, 174,
176, 179, 185, 188, 190–91, 212.
See also postmodernity, other
beginning
ontological texture, 23–24, 101–02,
105, 119, 127
ontopolitology, 185
ontotheology, 1–3, 7–16, 18–21,
25, 27–37, 43–45, 51, 57, 100,
120, 130, 175, 183, 187, 194–203,
205–06, 209–12, 215–17
beginning of, 13
ontological element of, 11, 15
relation to art, 43–44
technological, 14–16, 18–19, 31, 51,
57, 187, 198, 202, 208, 211
theological perspective of, 12, 16
opera, 142
optimism, 88, 130, 132, 151–52,
156–57, 159, 171, 193, 212, 219
optimization, 30, 59–60, 133, 201.
See also enframing
orchestra, 142, 170
originality, 92, 120
Orpheus, 164
other beginning, 5, 37, 70–71, 176,
179, 184, 186–88, 196, 208, 212.
See also postmodernity
paganism, 36
painting, 65–66, 80, 83, 89, 92, 97–98,
105, 107, 113, 115–16
Taos School of, 84
Zen, 89
pantheism, 37–38
Pappu, Sridhar, 147
241
paralogy, 133
parents, 22, 155, 181
Parker, Peter, 148, 160
parody, 180
particle board, 21, 23, 103
pastiche, 135, 137
pastry chef, 46
peace, 75, 125, 140
Pearl Harbor, 201
Penn State University, 60
People’s Park, the, 143
perfectionism, 24, 99, 115, 135, 146,
164–65, 190, 208
Perseus, 164
pessimism, 157, 193
Petzet, Heinrich, 69, 86, 88,
108–09
phenomenological methodology, 41,
55, 62, 73, 78, 80, 97, 110, 112,
114–15, 117–18, 218
phenomenology, 3, 6, 8, 19–23, 35,
37, 40–41, 51, 54–56, 61–62, 66,
69, 72–74, 77–82, 84–85, 87,
89–94, 96–99, 101–02, 104–06,
110–14, 116, 118, 152, 178–79,
182, 184–85, 189–90, 193–94, 199,
207, 209–12, 215, 217–19
phronêsis (practical wisdom), 24
physics, 12–13, 60, 203
physiology, 60
Picasso, Pablo, 92
plagiarism, 120, 172
Plant, Sadie, 122
Plato, 13–14, 17, 47, 53, 66, 74, 128,
134, 139, 158, 211
plenitude, 23, 32
plural realism. See ontological
pluralism
Poe, Edgar Allan, 199
poetic naming, 20, 35, 70, 97, 99, 105,
178, 186, 188
poetic style of Heidegger’s later work,
68, 81
poetry, 20–21, 23, 25, 29, 35–36, 40,
43–44, 65–66, 69–71, 87–88, 91,
97, 99, 103–05, 119, 125–26, 128,
130, 152, 160, 175, 178, 181, 188,
190, 217
Index
242
poets, 20, 26, 29, 35, 66–67, 76,
87–88, 97, 105, 107, 115, 126,
188, 190, 216
Pöggeler, Otto, 74, 171–73, 175,
179–80, 183
poiêsis (bringing into being), 21, 66, 79,
91, 106, 129, 190
Polt, Richard, 170–71, 173–74
polysemy, 23–24, 68–69, 71–72, 119,
125–28, 138, 140, 145, 169, 174,
176, 183, 188
polytheism, 37–38
pornography, 149
positive sciences, 203
postcolonialism, 156
postimperialism, 156
postmodern science, 123
postmodern, the, 1–5, 9, 11, 19–21,
23, 25, 32–33, 37–38, 45, 63–64,
67–68, 72, 101–05, 119, 121–23,
126–40, 142, 147, 149, 154, 156,
160, 165, 169–72, 175–76, 178,
180, 185, 187–88, 190, 196, 200,
204, 207–08, 211–16, 219
postmodernism, 126–27, 131, 134–35,
137, 140, 154, 156, 169, 213–14,
216. See also polysemy
and paradoxes of relexivity, 126–27,
131–32
evangelical excesses of, 126
postmodernist, 1, 170, 215
postmodernity, 1–3, 5, 25, 41, 61, 119,
121, 124, 126–30, 133, 135–38,
140, 170, 173, 176, 190, 193–94,
196, 209, 211–12, 217, 219
preemptive delegitimation, 11, 200
presencing, phenomenological, 19–21,
37, 64, 89–90, 185, 209–11
progress, 124, 132, 184, 201
projection, 78, 99, 102, 110–13, 115,
150–52, 158
promise, 2, 5, 165, 193–96,
201, 207–08, 210–12.
See also postmodernity;
technology, free relation to
prophecy, 9, 53, 156, 198, 201
Protagoras, 123
Proust, Marcel, 176
Prozac, 205
psychoanalysis, 124, 134–35, 174, 182
psychology, 59–60
psychopharmacology, 198
punctuated equilibrium, 43
quantiication, 37, 59–60
quietism, 30
radical choice, 143
Ralkowski, Mark, 66
Rancière, Jacques, 1, 186
Rap music, 128, 142
Rauschenberg, Robert, 50, 178
Rawls, John, 165
reading, 147, 213, 219
realism, ethical, 54
rebound effect, 123–24
receptivity, 21, 24, 30, 97, 100, 102,
104, 208
reciprocative rejoinder, 162, 164, 197
Reginster, Bernard, 32
regulative ideal, 124
relativism, 111, 131, 151, 214–15, 219
releasement (Gelassenheit), 20, 24,
123, 190
religion, 33, 38, 63, 127, 130, 186
Renaissance, 171
representation, 53, 73, 75–76, 80, 84,
89, 94–96, 105
reproductive freedom, 206
rereading, 144–47, 159
resistance, 22
resoluteness, 24, 164
resources (Bestand), 18–19, 21–22, 25,
30, 32, 57–58, 60, 63, 67, 70, 76,
97, 101, 104–05, 129–30, 133, 178,
187, 198–200, 202, 204, 206–09,
211–12, 216–19
retroactive defamiliarization, 145–46
return of the repressed, 123
revelation, 62–63, 93, 130, 181
revenge of the real, 123
reverence, 104, 212
revolution, 190
rhetoric, 44, 61, 69, 91, 93, 155, 160
Rice, Anne (Howard Allen
O’Brien), 148
Index
Richardson, John, 32, 74, 161, 198
Ridley, Aaron, 46
rift-structure (Riß), 24, 100–02, 119,
178, 188
rigid designation, 74
Romanticism, 46, 67, 105–07, 126, 143,
154–55, 159, 166, 216
Rorty, Richard, 1, 97, 140, 165
Ross, Jonathan, 148
rural, the, 105–06, 112
Russell, Bertrand, 34
Safranski, Rüdiger, 174, 181
Sallis, John, 63
salvation, 150, 153, 186–88
sampling, 121, 135
Sandel, Michael, 23, 59
Sarpêdon, 153, 164
Sartre, Jean-Paul, 143, 158, 168
Saussure, Ferdinand de, 135
Schadenfreude (malicious delight), 166
Schapiro, Meyer, 50, 85, 106, 109–11,
113, 117–18
Scheler, Max, 161
Schelling, Friedrich Wilhem Joseph
von, 63, 188
Schiller, Friedrich, 52
schizoanalysis, 136
Schmidt, Dennis, 77
Schopenhauer, Arthur, 128
Schürmann, Reiner, 37, 172–75, 182
Schwan, Alexander, 172–73, 180, 183
scientiic crisis, 203
scientism, 12
secret origins, 151
secret, the, 14, 18, 186
seeing differently, 84–85
semiotics, 135
September 11, 156, 210
Seubold, Günther, 69, 74, 88–89, 92
sex, 128, 137–39, 149
Shelley, Percy Bysshe, 157
Sherman, Cindy, 127
Shermer, Michael, 87
Shoah, the, 181. See also Holocaust
Shyamalan, M. Night, 142, 146
Sienkiewicz, Boleslav Felix Robert
“Bill,” 144
243
Sils-Maria, 14, 17, 171
Simpsons, the, 144
Situationism, 121
Sluga, Hans, 15
Smith, Adam, 30, 198
Smith, Gregory Bruce, 1
Snyder, Zachary Edward, 146
Socrates, 13, 147
Sophocles, 62, 75
Spears, Britney Jean, 166
Spiderman, 148
Spike-Turner, Ananda, 189
sports, 130, 164
Stambaugh, Joan, 181
Star Wars, 165
stem cell research, 206
student, 11–12, 14, 22, 103, 188, 201,
209–10
style, 22, 33, 44, 50, 127, 135, 144,
180, 184
subject/object dichotomy, 46–49,
53–56, 58, 73, 78, 82–84, 98, 111,
117, 130, 202
subjectivism, 40, 50–54, 57–58, 61, 67,
70, 75–76, 100, 102–03, 105, 111,
123, 152, 204. See also modernity;
being, history of, epochs in
sublime, 16, 47, 81
superhero, the, 142, 144, 147–49, 151,
157, 159–62, 164, 166
superman, 14, 32, 71, 134, 148, 152,
160–62, 167
super-powers, 164
superstructure, 135
surmising, 20
Surrealism, 49
Suskind, Ron, 205
Swift, Jonathan, 4, 25–29
symmetry, 145
Taminiaux, Jacques, 65
Tansey, Mark, 115
Taos Pueblo, 84
Tarantino, Quentin, 127
Taylor, Charles, 1, 15, 17, 44,
52, 125
teacher, 13, 22, 115, 155
technê (imposing on being), 21, 79
Index
244
technicity, 200–01
technological understanding of being,
2, 15, 18–21, 23, 27, 30, 36–37,
57–59, 61, 75, 103–07, 125, 171,
187, 190, 196, 198–201, 203–08,
210–12
technologization, 6, 10–11, 15, 18–19,
23, 27, 29, 32–33, 57, 61, 106,
193–95, 205, 207, 212
grounded in Nietzschean
ontotheology, 18
technology, free relation to, 23–24,
206. See also promise
Teler, Elizabeth, 46
Telegraph Avenue, 143
Telemachus, 143
telescope, 23
television, 51, 86, 127, 142, 156–57, 167
temporality, 36, 155, 210
terrorism, 124–25, 149
Thales, 11–13, 25
Thatcher, Margaret Hilda, 157
theology, 10, 12, 15–16, 34, 139,
186, 215
Thiele, Leslie Paul, 1
thing, the, 79
thinking, distinguished from
philosophy, metaphysics, 11
Thomas of Erfurt, 109
Thomson, Mungo, 150, 154, 156, 193
thrownness, 154
tipping point, 32
total mobilization, 200
totalization, 33, 45, 187, 199, 207–08
tradition, 99–100, 137, 143, 157, 162,
165, 180, 197, 200, 204, 211, 213,
215, 3–4, 7–11, 14–15, 27, 35,
40, 42, 46, 48–50, 53, 55, 63,
92, 99. See also heritage
tragic vision, 12, 44, 62, 75–77, 94,
153–54, 160, 175, 190
triumph of the simulacra, 122,
136–38, 200
Trojan horse strategy, 133
truth and untruth as co-originary,
90, 92
truth event, 8, 178, 216
Tuan, Yi-u, 106
turn, the (die Kehre), 179
turning, 15, 62, 189–90, 201
Tutu, Desmond Mpilo, 125
twinning, 13
twisting-free (Verwindung), 73
U2, 4–5, 119, 121–25, 127–29, 131, 133,
136–40
ultimate for the sake of which, 135
ultracrepidarianism, unabashed, 214
uncanniness (Unheimlichkeit),
146–47, 204
Ungar, Steven, 181
United States of America, 148, 161,
163, 165, 167, 196, 200–06,
209–10, 215
University of California, Berkeley,
143–44
University of New Mexico, 59
unthought, 14–15, 31–32, 69, 198
value, 5, 22, 29, 60, 62, 78, 103–04,
151, 161
Van Gogh, Theo (Theodorus), 65, 88
Van Gogh, Vincent, 3–4, 41, 44–45,
50, 56, 60–61, 65–68, 71–72, 74,
77–78, 80–83, 85–98, 101, 105–20,
170, 178, 185, 216–18
vanguardism, 130
Vattimo, Gianni, 1, 49, 132, 136,
140, 210
Vedder, Ben, 216
Viagra, 205
Vietnam war, the, 148, 202
villain, the, 141
violence, 124–25, 148–49, 153, 162
voice, 15, 47, 150, 158, 168, 175
von Herrmann, Friedrich-Wilhelm, 74,
171–73, 177, 184, 187
wandering, 130–31
war, 4, 38, 148–49, 153, 156, 165, 190,
200–02
Warhol, Andy, 4, 49
Watchmen, 4–5, 119–20, 127, 141–45,
147–54, 156–59, 161–62, 164–67,
213, 217, 219. See also Moore, Alan,
and Gibbons, Dave
Index
Whewell, David, 42
Williams, Bernard, 214
wine, 142
Wittgenstein, Ludwig, 5, 8, 166, 192–93
Woessner, Martin, 27
Wolin, Richard, 67, 171, 181, 186–87
Wolverine, 160, 163
Woo, John, 150
Woods, Eldrick Tont “Tiger”, 166
Woodward, Robert Upshur, 148
woodworker, 21–22, 103
world, 89–93, 97–98, 100–01, 106,
112–13, 116, 145, 178, 215
World War, 201
world-disclosure, 101, 191, 199–200,
215–18, 220
245
worth, 60
Wrathall, Mark, 92, 140, 178, 216
Wright, Kathleen, 49–50, 66–68, 71
Xenophanes, 16, 158
X-Men, 163
Young, Julian, 4, 32, 42, 45, 66, 71–72,
74, 77, 88–89, 93, 174, 190, 216
youth, 15, 32
Zabala, Santiago, 140
Zaborowski, Holger, 31
Zeus, 153
Žižek, Slavoj, 1, 8, 121, 135, 157, 165,
180, 186, 214