Developing Readers' Knowledge through Analogy
Author(s): David A. Hayes and Robert J. Tierney
Source: Reading Research Quarterly, Vol. 17, No. 2 (1982), pp. 256-280
Published by: Wiley on behalf of the International Reading Association
Stable URL: http://www.jstor.org/stable/747486
Accessed: 19-05-2015 13:52 UTC
REFERENCES
Linked references are available on JSTOR for this article:
http://www.jstor.org/stable/747486?seq=1&cid=pdf-reference#references_tab_contents
You may need to log in to JSTOR to access the linked references.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at http://www.jstor.org/page/
info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content
in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship.
For more information about JSTOR, please contact support@jstor.org.
Wiley and International Reading Association are collaborating with JSTOR to digitize, preserve and extend access to Reading
Research Quarterly.
http://www.jstor.org
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
256
Developing readers' knowledge through analogy*
DAVID A. HAYES
Universityof Georgia
ROBERT J. TIERNEY
HarvardUniversity
INFORMATION is often introduced to readers through
The
effect of this practice was investigated by examining
analogy.
three possible explanations of analogy's function: to activate specific
analogous knowledge, to activate generally related knowledge, or to
supply information which readers use to fashion their own
comparisons. American high school students attempted to learn
about the game of cricket from prose materialswhich were variously
augmented with analogies drawn from the game of baseball. The
students subsequently read and recalled newspaper accounts of
cricket matches and made predictions and discriminations about
open-ended cricket match situations. Across seven different
dependent measures subjected to regression analysis, the consistent
finding was that two factors-student prior knowledge about sports
and baseball, and the provision of instructional texts about either
baseball or cricket-explained more variance than any other factor
or combinations of factors. In some instances, the more specific
provision of analogies proved beneficial, especially for groups with
differing levels of prior knowledge, or in conjunction with an
informational text about baseball. These data were interpreted as
providing strong support for a general knowledge activation
hypothesis and modest support for a specific knowledge activation
hypothesis, both of which were interpreted as consistent with
recently emerging schema theoretic notions.
UNFAMILIAR
Developpement de connaissances chez les lecteurs a travers
I'analogie
ON INTRODUITSOUVENTaux lecteursdes informationspeufamilieresa
travers l'analogie. On a etudie l'effet de cette pratique en examinant
trois explications possibles de la fonction de l'analogie: activer la
connaissance analogue sp6cifique, activer la connaissance habituellement rapportee, ou fournir des informations que les lecteurs
utilisent pour 6laborer leurs propres comparaisons. Les lyc6ens
americains essayent d'apprendre le jeu de cricket a partir de
documents en prose qui ont 6t6 compl6t6s de maniere vari6e par des
*The dissertation upon which this article is based was selected as IRA's Outstanding Dissertation
Award winner in the 1978-79 competition.
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
257
analogies provemant du jeu de baseball. Les 6tudiants subs6quemment ont lu et se souviennent d'articles de journaux concernant les
matchs de cricket et ont fait des predictions et des discriminations
dans des situations de match de cricket non programme. A travers
sept mesures d6pendantes diff6rentes sujettes a des analyses de
r6gression, la d6couverteconsistante a eu pour r6sultatdeux facteurs
- la connaissance pr6alable des 6tudiants concernant les sports et le
baseball, et la fourniture de textes d'instruction de baseball ou de
cricket - qui ont expliqu6 plus de variante que n'importequels autres
facteurs ou combinaisonsde facteurs.Dans certainscas, la fourniture
plus sp6cifique d'analogies s'est av6r6e 6tre b6n6fique, surtout pour
les groupes dont les niveaux de connaissances pr6alablesdiff6raient,
ou en conjonction avec un texte non formel concernant le baseball.
On a interpr6t6ces donn6es comme 6tant un grand support pour une
hypothese d'activation de connaissance g6n6raleet un faible support
pour une hypothese d'activation de connaissance sp6cifique, ces
deux ont 6t6 interpr6t6escomme 6tant consistantes avec des notions
theoriques de schema se d6gageant recemment.
El desarrollo del conocimiento de lectores por medio de analogia
CON FRECUENCIA,lectoresson introducidosa informaci6n desconocida por medio de analogia. Se investigaron los efectos de este
m6todo, examinando 3 posibles razones de la funci6n de analogia: el
activar conocimientos concretos anal6gicos, el activar conocimientos generales relacionados, o contribuir informaci6n que lectores
utilizan para realizar sus propias comparaciones. Alumnos
estadounidenses de secundaria trataron de aprender el juego de
criquet por medio de descripciones en prosa, aumentados con
analogias del juego de b6isbol. Los alumnos posteriormente leyeron
y repasaron descripciones de juegos de criquet en articulos de
peri6dicos e hicieron predicciones y analisis de modelos de competici6n del juego de criquet en progreso. A traves de 7 diferentes
medidas dependientes sometidas a analisis de regresi6n, el resultado
consistente fue que 2 factores-el previo conocimiento del alumno
de deportes y del b6isbol, y la inclusi6n del tema del b6isbol o criquet
en los textos de instrucci6n-revelaron mas variaciones que ningun
otro factor o combinaci6n de factores. En algunos casos, la inclusi6n
de analogias concretas demostr6 ser de beneficio, especialmente
para grupos con diferentes niveles de conocimiento previo, o en
conjunci6n con un texto de referenciasobre el b6isbol. Estos datos se
interpretaron de respaldar firmemente una hip6tesis de activaci6n
de conocimientos generales y de dar cierto apoyo a una hip6tesis de
activaci6n de conocimientos concretos, ambos interpretados de ser
nociones te6ricas consistentes con el "schema"(sistema conceptual)
emergiendo recientemente.
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
258
o Number2,
QUARTERLY
READINGRESEARCH
1982
XVII/2
Much of what is expected to be learned in school must be
learned by reading and studying textual materials. Quite often, however,
students lack the background knowledge necessary to profit from their
reading experiences. When they do, teachers must somehow face the
challenge of providing it. Many teachers believe that an effective way to
meet this challenge is to provide an interpretive bridge between the
unfamiliar material and the knowledge which students do have.
In recent years, educators and cognitive psychologists have
such a bridge can be provided through the use of analogy.
that
suggested
to
specify the influence of background knowledge on
Attempting
and
learning, they have alluded to the role analogy might
comprehension
play in bringing relevant background knowledge to bear in understanding and learning new subject matter. From a theoretical perspective
derived from the notion of schematism, conceived by Kant (1781/ 1966),
developed by Spearman (1923), Bartlett (1932), Bruner (1960), and
Ausubel (1960), and recently given prominence by Kintsch (1974),
Neisser (1976), Anderson, Spiro, and Anderson (1978), Rumelhart and
Ortony (1977) and others, comprehension and learning are explained
essentially in terms of analogical thinking processes. Just as formal
analogies isolate for comparison sets of relations held in common by
different complex entities (as in traditional Pythagorean A:B::B:C or
Aristotelian A:B::C:D analogies), so are thinking and learning processes
thought to select from available information that which can be structured
to correspond to the organization of existing ideational systems.
Underlying such a notion is the assumption that intuitive organizing
powers of the mind govern interactive and recursively occurring
ideational systems which comprise knowledge categories held in position
relative to one another in fixed patterns. The knowledge categories are
roughly analogous to placeholders in formal analogical statements, and
the relational patterns are analogous to the conventional ordering of
such statements.
The plasticity of knowledge categories allows information of
to be readily assimilated into the knowledge system;the
instances
specific
of
their
relational
patterns provides an organizing structure to
rigidity
facilitate acquisition of novel sets of information which are relationally
bound in similar and proportionate patterns. Mechanisms by which
learning takes place have been suggested by Rumelhart and Ortony as
processes of knowledge specialization and knowledge generalization.
Knowledge specialization involves constraining knowledge categories so
as to reduce the possible values that may be assigned to yield a
representation of information; knowledge generalization involves
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
259
relaxing the constraints of knowledge categories so as to yield a
representation which is more generalized.
These notions suggest that comprehension and learning are
transitive processes which can be accessed directly through the use of
analogy. By provisionally transferringthe attributes of a familiar set of
information to an unfamiliar one, new knowledge categories can be
created and provided with a formula for binding them relationally.
Through the reference learners make to the structure of existing
knowledge, knowledge categories created for the novel content are
placed into corresponding relational patterns within the existing system.
Contextual differences between the existing structureand the provisional
new structure constrain the knowledge categories of the latter to yield
representations which ultimately render the novel material comprehensible in its own right.
The experimental literature in education and psychology
offers little evidence on the instructional value of an analogy, or for that
matter on any attempts to increase background knowledge for learning
new material. The strongest evidence has been produced by Ausubel and
Fitzgerald (1961), who found that giving readersan advance expository
passage on a familiar topic analogous to an unfamiliartopic to be learned
from another expository passage results in superior learning. More
recently Schustack and Anderson (1979) conducted memory experiments
which led them to conclude that analogy promotes elaborate encoding of
information and improved prose memory when there is a close relation
between old and new material, but they did not discuss how that relation
is to be defined. Royer and Cable (1975, 1976)studiedthe effect of advance
presentation of analogous materialwhich was either concrete or abstract.
but they did not directly address questions related to the instructional
efficacy of analogy. Mayer (1975) found that analogies as well as
illustrations and examples appear to elicit relevant knowledge structures
for learning, but he drew no conclusions about the effects of analogy per
se. Investigations by Dowell (1968) and Drugge (1977) found no
significant effects stemming from the instructional use of analogy with
high school students.
Previous research on attempts to increase background
knowledge through analogy is limited by its failure to address a number
of issues pertinent to teaching and theory development. It is possible that
the results obtained in the previous research were affected by prior
knowledge or interest in the analogous materials. Of the investigations
conducted to date, only the Ausubel and Fitzgerald study has attempted
to assess prior knowledge of analogous materials, but the investigators
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
260
READING
RESEARCH
QUARTERLY
* Number 2, 1982
XVII/2
did not weight its effect on subjects'performance. None of the studies has
attempted to control for interest related to the analogous materials. Nor
have previous studies compared the relative effects of different modes
and sequences of presenting analogy in text. Furthermore, all studies
have worked from a rather restricted definition of comprehension, and
few studies have systematically examined the effects of analogies per se.
In the study reported here, we attempted to address these
concerns. The instructional effects of analogy were evaluated directly
and in a context that took into account potentially important variables
such as students' prior knowledge about and interest in the content
from which the analogy was generated. The ultimate criterion task
required American students to read and recall newspaper articles about
presumably unfamiliar content, cricket matches in Australia. Prior to the
criterion task, groups of students differing in their knowledge about and
interest in sports and baseball were given instructional passages to read.
The instructional passages provided the means through which various
permutations of instruction designed to build analogies between cricket
(the unfamiliartopic) and baseball (the familiar topic) were implemented.
The instructional passages varied in terms of relevance to the
topic and in terms of the specifity of the attempts to build analogies
between the two domains, baseball and cricket; that is, some subjects
read passages about irrelevanttopics, some read passages about relevant
topics (baseball and cricket), and some read relevant passages in which
there were attempts to draw explicit comparisons between the two
domains (e.g., the wicket is like home plate).
If analogies provide the kind of bridging that researchers,
theorists, and philosophers suggest, then the more explicit the analogous
information provided during the instructional phase, the greater should
be the transfer to a task in which students are required to use knowledge
about an unfamiliar topic. If on the other hand it is not the analogy per se
but simply topic relevance that matters, then passages that simply discuss
cricket (without any direct links between the two) ought to facilitate
transfer just as well as passages which contain explicit attempts to help
students see the analogy between the two. Or it may be the case that
analogous instruction helps but that students can draw the analogies on
their own if they are provided with the relevant information (i.e., a
passage about baseball and a passage about cricket, with no attempts to
compare features of the two). The present design allows for evaluation of
these three competing hypotheses by comparing instructional texts
consistent with each hypothesis. Furthermore, it can be argued that
instructional treatment should interact with student knowledge and
interest such that students knowledgeable about and interested in
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
261
baseball should benefit from the treatments to a greaterdegree than those
less sports-minded. However, for purposes of instruction, a more
salutory (but less sensible) finding would be that there was no interaction
between treatment and sports orientation; that would imply that even
students not particularly knowledgeable about or interested in the topic
can benefit from the instructional interventions.
To answer these concerns, the following questions were
explored:
1. Would the presentation of any information about an
unfamiliar domain of knowledge influence comprehension
and learning from text?
2. Would attempts to increase background knowledge using
alternative modes of presenting information influence
comprehension and learning differentially? If so, would
explicit presentation of contradistinctions between analogous domains of knowledge effect a different influence on
comprehension and learning than parallel presentations
which imply an analogous relation between the unfamiliar
and familiar domains of knowledge?
3. Would readers with varying verbal ability and with varying
amounts of background knowledge of the analogous
material respond differentially to the various comprehension and learning tasks?
4. Would the comprehension and learning resulting from
attempts to increase background knowledge coincide with
schema-theoretic notions of comprehension and knowledge acquisition as well as other notions of reader involvement?
Questions concerning the written recall of topically related
text focused on the amount and type of information generated on recall
tasks. It was assumed that a person's written recall performancewould be
affected by the extent of knowledge related to the topic of the text and,
further, that inferences could be drawn about the character of a person's
cognitive processing on the basis of the amount and generality level of the
information recalled. Based upon the notion (Kintsch & van Dijk, 1978;
Drum, Note 1) that generality of a person's memory for text reflects
extent to which its information has been assimilated, three types of
information were identified in subjects' recall protocols: explicit text
reproductions, text-entailed inferences, and text-evoked inferences.
Other questions dealt with analogy's effect on the ability of the subjects to
predict appropriate outcomes to open-ended situations related to the
topic of the unfamiliar text and to discriminate between instances which
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
262
READING RESEARCH QUARTERLY o
Number2, 1982
XVII/2
were and were not related to the topic of the unfamiliar text. These tasks
were developed to assess the learning mechanisms of knowledge
generalization and knowledge specialization. We assumed that specialized knowledge manifests itself whenever students can discriminate
between instances and non-instances of a knowledge domain. Conversely, we assumed that generalized knowledge would be reflected in a
student's ability to suggest plausible outcomes to open-ended situations.
Method
Subjects
Subjects were eleventh- and twelfth-grade students of average
and above-average reading ability from a rural-suburbanhigh school in
Northern California. The student population represented a wide and
typical range of social and economic backgrounds. The elimination of
students of below-average reading proficiency was prompted by our
desire to eliminate subjects who might have difficulty responding to the
text. Teacherjudgment and standardizedreading test results were used as
criteria for selecting students.
On the basis of responses given on the surveys of interest,
students from the subject pool were grouped according to three levels of
baseball interest (consistently high, mixed, consistently low); a
comparable number of students from each level were assigned to each
treatment condition. These data were not used in the analysis. Scores on
the prior knowledge test were also used to assign students evenly across
treatments; however, prior knowledge was subsequently used as an
independent variable in the regression analysis. The number of subjects
in each treatment group actually participating in the experiment ranged
from 19 to 21 subjects due to absenteeism on the day of the experiment.
Experimental Materials
A number of materials were developed in order to examine the
effects of attempts to increase background knowledge for unfamiliar
topics with passages excluding and including analogies. These materials
included: a pretest survey of general interest in sports and specific interest
in baseball, a pretest to assess background knowledge for baseball, an
instructional text about baseball, two instructional texts on the game of
cricket (one with and one without explicit analogies embedded), two
control texts, two passages for recall tasks, and a discriminationprediction survey for posttest purposes. The two pretests were
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
263
administered in the first visit to the subjects' classrooms. At a later date,
data on all the other experimental materials were collected in a single
session in the subjects' classrooms.
Pretests. General interest in sports was estimated from
subjects' responses to a multiple-choice sentence item of the form, "My
general feeling about sports is...." Possible responses ranged from "like
sports very much" to "dislike sports very much." The data obtained
suggested that all subjects involved in the study had a similar interest in
sports and, therefore, general interest in sports would not be confounded
with specific interest in baseball.
Levels of specific interest in baseball were ascertainedthrough
a rating scale and ranking procedure (Kerlinger, 1973). The first of these
measures presented subjects a list of ten team sports, one of which was
baseball, and asked for an indication of interest in each one independent
of interest in the others. Students rated interest in each sport along a
continuum for "strongly like" to "strongly dislike." Students ranked (110) the sports from most to least favorite separately for playing and for
watching them.
In order to assess subjects' prior knowledge of baseball, a 22item Likert-type survey was devised. The content of the baseball
knowledge survey included baseball terms, rules, and situations of play
that persons knowledgeable about baseball would know. Salient points
of information presented in the expository text on baseball were included
as well as points of baseball information to which analogical reference
would later be made in the instructional text on cricket. For example,
terms such as ground rule double, batter's box, and leading off were
included because reference was made to them in presenting their
respective cricket analogs: boundary-four, popping crease, and backing
up. Items on the scale required students to select a response rangingfrom
"definitely true"to "definitelyfalse;" To check on the scale's validity, the
performance of assumed experts was compared with that of assumed
novices. The expert population comprised students who had played
interscholastic baseball; the novice population consisted of recently
arrived foreign students. The difference between the expert mean (42.8)
and the novice mean (1.7) provided strong support for the validity of the
scale. As indicated by a split half reliability coefficient of .92, the survey
reliably discrimated a variety of levels of baseball knowledge.
Baseball text. The knowledge-evoking text on baseball was
included in the experiment in order to examine the effect of advance
presentation of information analogous to the topic of the instructional
texts. In accordance with Ausubel's (1960) notion that "the most
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
264
READING RESEARCH QUARTERLY *
Number 2, 1982
XVII/2
important factor in influencing learning is the quantity, clarity, and
organization of the learner'spresent knowledge" (p. 50), the knowledgeevoking text devoted ample discussion to those subsuming concepts in
the baseball text that would be useful for learning the analogous content
of the cricket text: an overview of the game and its purpose, the playing
field, scoring, the infield as the center of the game's activity, the role of the
pitcher, the role of the batters and base runners, putting out batters and
base runners, turns at bat, and completing the game. (Throughout the
paper the knowledge-evoking text is coded B.)
Cricket texts. The instructional texts were based on an article
on cricket in Webster'sSports Dictionary (1976). First, an informational
text strictly about the game of cricket was written to parallel the
knowledge-evoking baseball text. It included an overview of the game,
the playing field, scoring, the centerfield, the role of the bowler, the role
of batsmen, dismissal of batsmen, turns at bat, and completing the game.
Second, to create a comparable text including analogies, selected target
structures were rewritten to provide direct feature comparisons with
baseball. Portions of these texts appear in Figure 1. The two texts are
coded C and C(A), respectively.
PORTION OF TEXT WITH EMBEDDED ANALOGIES:
Cricket is a bat and ball game played between two teams of 11 players each on a large
grassy field. It isfrom cricket that the American game of baseball developed. In a cricket match, the
teams take turns at bat. While one team bats the other team defends the field. The object of the
batting team is to score runs, while the object of the fielding team is to dismiss batsmen. Unlike
baseball, there are always two batsmen in play at the same time. Batsmen score runs by exchanging
positions on the field.
The center of activity is an area in the middle of the field called the pitch, which
corresponds to the infield in baseball. At both ends of the pitch stands a wicket consisting of three
vertical sticks, called stumps, with two horizontal sticks, called bails, resting across the top. Wickets
are a bit like home plate in baseball. They provide a target for...
CORRESPONDING PORTION OF TEXT WITHOUT ANALOGIES:
Cricket is a bat and ball game played between two teams of 11 players each on a large
grassy field. It is one of the mostpopular games in England andseveral other British Commonwealth
countries. In a cricket match, the teams take turns at bat. While one team bats the other team defends
the field. The object of the batting team is to score runs, while the object of the fielding team is to
dismiss batsmen. In cricket there are always two batsmen in play at the same time. Batsmen score
runs by exchanging positions on the field.
The center of activity is an area in the middle of the field called the pitch, which measures
10 feet wide by 66 feet long. At both ends of the pitch stands a wicket consisting of three vertical
sticks, called stumps, with two horizontal sticks, called bails, resting across the top. Wickets are 28
inches high and nine inches wide. They provide a target for...
Figure1
Portions of instructionaltexts with and withoutembeddedanalogies.
*It should be noted that underlining was not used in the text during the experiment.
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
265
Control texts. Two control texts were constructed. The first
the
structure of the knowledge-evoking text on baseball; the
paralleled
text on cricket. Neither contained any
informational
the
second,
about weather (Lehr, Burnett, Zin, &
text
was
first
The
analogies.
McNaught, 1965, pp. 10-11, 53-56); the second addressed the topic of
filmmaking (Larson, 1969).
Testpassages. In order to assess transfer of instructional texts
to real reading situations, two test passages were created by adapting
newspaper articles about cricket taken from the sports section of "The
Australian" (December 1978), a daily newspaper published in Sydney,
Australia. Different cricket match situations were presented within two
different idea structures. This permitted identification of subjects who
appeared to be more versatile in dealing with information about cricket,
that is, who could use structure of the information to their advantage
(Meyer, 1977; Meyer, Brandt, & Bluth, 1980). An example of one of these
texts is presented in Figure 2.
A hair raising century by Australian opener
Graeme Wood on Friday set England back on
its heels in the third test at the Melbourne
Cricket Ground. Unfortunately, living dangerously eventually cost the Australians the match.
Wood was caught out of his crease on the first
over after lunch. Within ten more overs, the
Australians were dismissed. Four were dismissed by dangerous running between creases.
Two were dismissed when the English bowlers
lifted the bails from the batsmen's wickets. The
three remaining batsmen were caught by English
fieldsmen. One was caught as he tried for a six.
When the innings were complete the Australians
had fallen short of the runs scored by the
English.
Figure2
Test Passage 1.
As a check on the readabilityof the experimental materials, all
texts were reviewed by classroom teachers, all of whom had taught at an
eleventh-grade level, and qualified university personnel. They deemed all
texts appropriate for the subjects for whom they were intended. As
determined by the Fry Readability Graph (1968), all texts were assessed
as being at either the sixth- or seventh-grade level.
Discrimination/ Prediction task. A discrimination-prediction
survey was developed to appraise the extent to which subjects learned the
topic of the instructional texts. The survey presented ten cricket match
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
266
* Number2, 1982
READING
RESEARCH
QUARTERLY
XVII/2
situations and asked subjects to choose the most likely result of that
situation from a group of five results listed as optional choices for each
situation. Twenty-two out of fifty choices were not related to cricket at
all. In addition to choosing the most likely result for the cricket match
situation, subjects were to identify those choices that were not within the
scope of the game of cricket. This task produced three scores for each
student: (a) the number of correct predictions; (b) the number of
inappropriate predictions (predictions related to cricket but inappropriate to the situation described); and (c) the number of correct
discriminations (i.e., of the 22 non-cricket choices, the number correctly
identified). As a check on the appropriateness of the test, educators of
Australian and British nationality who reviewed the instrument agreed
the scale accurately depicted aspects of cricket.
Treatments
In the experiment each of the five groups of subjects read a
different sequence of passages corresponding to the five treatment
conditions and then responded to the test passages as well as the
discrimination-prediction survey. In accordance with the sequence of
passages read by each group, these treatment groups were labeled: B + C
(A), X + C (A), B + C, X + C, and X + X.
[B + C (A)] read a baseball passage (B), then an instructional
cricket passage with analogies [C(A)].
[X + C (A)] read an unrelated passage (X), then an instructional cricket passage with analogies [C(A)].
[B + C] read a baseball passage (B), then an instructional
cricket passage without analogies (C).
[X + C] read an unrelated passage (X), then an instructional
cricket passage without analogies (C).
[X + X] read two unrelated passages.
All subjects followed the same procedures in reading the
and
passages
responding to the comprehension and learning tasks.
Following the introduction to the experiment and some practice
exercises, subjects were directed by their teachers to read the first two
passages. The directions given by the teacher were to read and study the
selection very carefully in order to learn as much as they could about the
subject of the passage. They were allowed to mark the passages if they
cared to do so and were told to regard the activity as a class assignment.
Following the reading of the first and second passages, subjects were
directed to read the first testpassage and try to remembereverythingthey
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
267
could. After reading and studying the test passage, they were instructe,
to write down everything they could remember. They were given similar
directions for the second test passage. Finally, they were directed to
complete the discrimination-prediction survey.
Dependent Measures
With a system of text analysis proposed by Kintsch (1974) and
codified by Turner and Green (1977), template text bases of the test
passages and protocol text bases of subjects' written recalls were
obtained. Protocol text bases were scored by comparing them to their
corresponding template text bases according to a procedure suggested by
Drum (Note 1). First, a template text base for each test passage was
prepared as described above. Then, referring to the template text base,
propositions of each protocol text base were identified as either repeating
propositions of the template text base or representing two levels of
inferences drawn from the test passages. For purposes of explaining the
application of Drum's scoring procedure, a hypothetical recall protocol
is given in Figure 4 and the text template in Figure 3.
Propositions of the protocol text base identified as repeating
propositions of the template text base were designated text reproductions. It was not necessary that a protocol proposition be recalled
verbatim to be counted as a text reproduction. A protocol proposition
was counted as a text reproduction if the content words used to represent
its arguments and relations were synonymous with the words used in the
template proposition. A protocol proposition which omitted arguments
of a text base proposition was still counted as a text reproduction if the
relation and at least one other argument remained intact, as in
proposition 3, Figure 4.
Protocol propositions representing deviations from the text
were of two broad categories: propositions which could be directly linked
with template propositions and propositions that could not be directly
linked with template propositions.
Protocol propositions that could be directly linked to the text
base were designated text entailments. Three types of text-entailed
propositions were identified during scoring. The first type of text
entailment was a proposition which served to summarize certain
propositions of the text base. This type of proposition generalized the
arguments and relations of two or more specific text base propositions in
such a way as to preserve their common meaning at the expense of the
specific meanings represented by each in the text base (e.g., proposition
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
268
* Number2, 1982
RESEARCH
READING
QUARTERLY
XVII/2
TEXT
Darling is the proud hero of the Melbourne team. He has given spectators three centuries in as many
weeks, including a score of sixes. But yesterday he was not cheered, because having scored only six
runs he was caught out of his crease.
TEMPLA TE TEXT BASE
1. (ISA, DARLING, HERO)
2. (QUALITY OF, HERO, PROUD)
3. (PART OF, HERO, TEAM)
4. (REFERENCE, TEAM, MELBOURNE)
5. (GIVE, A: HE, O: SPECTATORS, G: CENTURY)
6. (QUANTITY, CENTURY, THREE)
7. (INCLUDE, A: CENTURY, O: SIX)
8. (QUANTITY, SIX, TWENTY)
9. (TIME: IN, WEEKS)
10. (QUANTITY, 9, THREE)
11. (CONJUNCTION: BUT, 1, 12)
12. (CHEER, A: $, O: HE)
13. (REFERENCE, HE, DARLING)
14. (NEGATE, 12)
15. (TIME, YESTERDAY, 10)
16. (CASUALTY: BECAUSE, 17, 14)
17. (CATCH, A: $, O: HE)
18. (LOCATION: OUT OF, CREASE)
19. (REFERENCE, CREASE, HIS)
20. (SCORE: A: $, G: RUNS)
21. (QUANTITY, RUNS, SIX)
22. (QUALIFY, SIX, ONLY)
Figure 3
Exampletext and templatetext base.
The fans like Darling. He gets runs. He has hit three centuries. Yesterday he did six runs. A hero does
better. Somebody got somewhere out of a crease. Darling plays a weird sport.
CORRESPONDING PROPOSITION
IN TEMPLATE TEXT BASE (Figure 3)
1. (LIKE, A: FANS, O: DARLING)
1
2. (GETS, A: HE, O: RUNS)
5,7
3. (HIT, A: HE, G: CENTURY)
5
4. (QUANTITY, CENTURIES, THREE)
6
5. (DID, A: HE, G: RUNS)
20
6. (QUANTITY, RUNS, SIX)
21
7. (TIME, YESTERDAY, 5)
15
8. (CONTRAST: BETTER, HERO, $)
9. (CATCH, A: $, O: SOMEBODY)
17
10. (LOCATION, OUT OF, CREASE)
18
11. (QUALIFY, 10, SOMEWHERE)
18
12. (PLAY, A: DARLING, 0:13)
13. (QUALITY OF, SPORT, WEIRD)
Figure 4
Fictitiousrecallprotocoland protocoltext base.
2). The second type of text entailment was a proposition directly related
to a single proposition of the text base. It was a text base proposition
whose arguments and relations had been generalized to the extent that
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
& TIERNEY
Developing reader's knowledge HAYES
269
similarity to the meaning of the text base proposition was not preserved
(e.g., proposition 1). A third type of text entailment added case related
information to the text base. This type of text entailment was a modifier
proposition complementing a predicate proposition of the text base (e.g.,
proposition 9). Since these types of text entailments were not always
discrete, the three types were collapsed into a single count of text
entailments for purposes of analyzing the data.
Protocol propositions that could not be directly linked to
specific propositions of the text base were designated text-evoked
propositions. Text-evoked propositions were thematically related to the
content of the text base. They were generalizations drawn from the text
without any connection to specific propositions of the text base (e.g.,
proposition 8). Drum provides a fourth category of recalls to include
implausible, irrelevant, non-text-related propositions. In this study such
recalls were not scored. The text-evoked category in this study included
only plausible and relevant units of information.
These three types of protocol propositions (text reproductions, text entailments, and text-evoked propositions) were tabulated
for each subject's recall for each test passage with interrateragreement of
.92 on approximately 10%of the sample. These three scores provided the
raw data for the analysis of the recall protocols.
Responses to the discrimination-prediction survey were
scored in such a way as to yield three measures. First, an accuracy of
prediction score was determined from the number of correct selections of
most-likely outcomes to specific cricket match situations. A second
measure was derived by counting the number of such outcomes which
were within the scope of cricket regardless of their likelihood. This was
similar to a context-bound discrimination. A third measure was
generated by assessing whether the subjects were able to discriminate
cricket from noncricket outcomes without being given a specific cricket
match situation. This was similar to a less context-bound discrimination.
Results
The data obtained in the investigation were analyzed by
hierarchical multiple regression, a multiple correlation procedure which
calls for entering variables into the regression equation by a sequence
consistent with the logic and purpose of the questions under examination
(Cohen & Cohen, 1975). The questions of the present study were
formulated to test general and specific knowledge activation hypotheses
as they concern building readers' background knowledge for under-
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
270
* Number2, 1982
READING
RESEARCH
QUARTERLY
XVII/2
standing and learning from unfamiliar text. Thus, it seemed most
reasonable to account for the variance associated with the four measures
of comprehension and three measures of learning by entering trait
variables into the regression equation first, treatmentvariablesnext, and
interactions between trait and treatment variables last.
Accordingly, we entered into the regression equation first
those variables which would determine the extent to which certain basic
abilities accounted for the variance associated with the comprehension
and learning measures. These variables included verbal ability (A), which
was based on students' stanine levels of performance on the
Comprehensive Test of Basic Skills (1974); prior knowledge, which was
based upon their performanceon the baseball knowledge test (K); and the
square of the prior knowledge test (K2)to assess any curvilinearrelations
which might emerge from the data analyses.
Next entered into the regression equation were the treatment
which
variables,
represented four major contrasts of the study. Three of
these contrasts provided for assessing the extent to which acquisition of
new information was associated with the activation of general as well as
specific relevant knowledge. To assess the general knowledge activation
hypothesis, all conditions receiving at least some knowledge activation,
i.e., anything about either baseball or cricket [B + C (A), X + C (A), B + C,
X + C], were compared with the one treatment receiving none [X + X].
This appears as contrast (T1) in all the tables. To test the specific
knowledge activation hypothesis, two other contrasts were examined.
One of these contrasts (T2) measured the variance associated with
membership in the two treatments providing baseball information [B + C
(A), B + C] versus those treatments not providing baseball information
[X + C (A), X + C]. Another contrast (T3) to examine the specific
knowledge activation hypothesis involved comparing membership in any
treatment condition where students were given explicit analogies [B + C
(A), X + C (A)] versus those not provided with analogies [B + C, X + C].
The fourth contrast (T4) examined the interaction of the provision of
information about baseball and the provision of analogies to baseball in
the cricket text [X + C (A), B + C] versus [B + C (A), X + C].
The remaining variables entered into the regression equation
comprised two sets of interactions. The interactions entered were
between each of the treatment contrasts (Tl, T2, T3, T4) with prior
knowledge (K) and verbal ability (A), respectively. Hierarchical
regression analyses using these sets of variables were calculated for each
dependent measure.
In reporting results, we have chosen to report in the text only
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
271
those variables that added a significant (p<.05) proportion of variance
explained (r2 change) to the regression. A failure to mention a variable
implies, therefore, that it did not add a significant amount of explained
variance to the equation. For the reader's convenience, the regression
tables discriminate between p<.05 and p<.01 additions to explained
variance. For ease in interpreting numbers in the text, proportions
(which appear in the tables) were converted to whole percentages.
Combined Recall
The means and standard deviations of the recall measures for
passages 1 and 2 combined are presented in Table 1. The results of the
hierarchical analysis for each dependent measure are presented in
Table 2.
Table 1 Summary of means and standard deviations of recall measures:
Passages 1 and 2 combined
Total Units of
Information
Treatment
Group
1. B
2. X
3. B
4. X
5. X
+ C (A)
+ C (A)
+C
+C
+X
Text
Reproductions
Text
Entailments
Text
Evocations
n
M
SD
M
SD
M
SD
M
SD
21
20
20
19
20
38.24
33.70
36.75
36.37
23.05
13.87
12.77
7.68
8.76
8.35
27.19
21.15
24.05
24.90
16.55
10.51
10.15
7.65
8.20
7.86
7.62
6.50
6.55
7.68
3.55
4.40
3.74
2.60
3.30
2.09
3.43
6.05
6.15
3.79
2.95
2.40
4.08
5.23
3.60
2.42
The results using total units of information as the dependent
measure are given in the first two columns of both tables. The score for
total units of information was derived by summing text reproductions,
text entailments, and text evocations. According to this hierarchical
regression analysis, only the prior knowledge variable (5%) and the
contrast T, (20%)accounted for a significant proportion of the variance.
Hence for total recall, the general knowledge activation hypothesis is
supported.
The results obtained from the regression analyses conducted
on the other recall measures yielded similar patterns of results. For text
reproductions, verbal ability (5%)as well as contrast T, (11%)accounted
for a significant proportion of the variance. Since there were many more
text reproductions than either entailments or evocations, the similarity
between these data sets was not surprising. Wheretext-entailed recall was
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
READING RESEARCH QUARTERLY *
272
Number2, 1982
XVII/2
Table2 Partitioningof varianceandsignificanceof testsfor therecallmeasure:
Passages 1 and 2 combined
Total No.
of Units of
Information
Step
Source
r2
1
2
3
4
5
6
7
8
A
K
.018
.059
.068
.264
.273
.273
.275
.275
.279
.281
.282
.383
.308
.309
.317
9
K2
T,
T2
T3
T,4
T, x K
T4x K
T3 x K
T2 x K
T, x A
T4 xA
T3 xA
T2 xA
r2Change
.018
.041"
.009
.195**
.009
.001
.001
.0004
.004
.002
.0006
.003
.025
.002
.008
Text
Reproductions
r2
.046
.050
.058
.164
.181
.181
.189
.190
.193
.221
.223
.223
.265
.265
.291
r2Change
.046*
.005
.008
.106**
.016
.000
.008
.001
.003
.028
.001
.000
.041
.000
.027
Text
Entailments
r2
.003
.056
.057
.202
.202
.202
.219
.219
.224
.227
.235
.242
.246
.260
.260
r2Change
.003
.053*
.001
.146**
.000
.000
.016
.000
.005
.003
.008
.007
.005
.013
.001
Text
Evocations
r2
r2Change
.030
.085
.097
.133
.134
.137
.196
.196
.212
.262
.268
.268
.275
.276
.297
.030
.056*
.012
.036*
.001
.003
.058*
.000
.017
.050*
.005
.000
.007
.000
.021
*p<.05.
**p<.01.
the dependent measure, only prior knowledge (5%) and contrast T,
(15%) accounted for significant proportions of variance.
For text evocations as the dependent variable, the results
reflected some of the same patterns but with some interestingdifferences.
While prior knowledge (6%) and contrast T, (4%) accounted for
significant proportions of the variance, contrast T4, the test of the
interaction of baseball and analogies to baseball, also added significantly
to explained variance (4%). Also, the interaction between prior
knowledge (K) and contrast T3, the test for analogies, explained 5%of the
variance. An examination of the means in Table 1 suggests that the locus
of the T4 effect is the depressed number of evocations elicited by the [B +
C (A)] group. It is interesting to note that this group had the highest
number of reproductions and the second highest number of entailments.
An examination of the prior knowledge by treatment means (not
reported) suggested that the K X T3 interaction resulted from a
tendency for more knowledgeable students who were given analogies to
offer fewer evocations than did either less knowledgeable students who
were given analogies or equally knowledgeable students who were not
given analogies.
In order to check on the reliability of these findings for recall
categories summed across the two passages, separate regressions were
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
273
HAYES& TIERNEY
calculated for each passage. While there was a slight tendency for the
analogy treatments to interact differently with prior knowledge or
reading ability across the passages, the major findings of the combined
analysis tended to hold up. That is, prior knowledge and T, tended to
explain significant proportions of variance, especially on total recall and
text reproductions.'
Learning Measures
Table 3 displays the means and standard deviations of the
students' responses to the prediction task (selection of the appropriate
outcomes to cricket match situations) as well as the discrimination tasks
(the number of inappropriate predictions when students were asked to
specify the most-likely outcome; the number of topically inconsistent
choices of information specified as inconsistent by students). The results
of the hierarchical regression analyses are presented in Table 4.
Table3 Summaryof means and standarddeviationsof learningmeasures:
Passages 1 and 2 combined
Predictions
Correct
Treatment
Group
n
M
1. B + C (A)
2. X + C (A)
3. B + C
4. X + C
5. X + X
21
20
20
19
20
5.81
6.10
6.25
6.05
2.80
Inappropriate
Predictions
Discriminations
SD
M
SD
M
SD
2.36
2.00
1.52
1.18
1.58
0.76
1.35
1.85
1.21
3.45
1.04
1.57
3.05
1.08
1.67
13.76
10.08
14.65
12.79
11.80
4.66
5.85
4.63
3.54
4.43
The findings of these analyses offer support for the role of
prior knowledge in addition to both a general knowledge activation and a
specific knowledge activation hypothesis. Prior knowledge accounted
for a significant proportion of the variance on two of the three measures
(correct predictions, 5%, and inappropriate predictions, 5%). Support
for the general knowledge activation hypothesis was provided by the
findings for contrast T, (whether or not a student was a member of any
treatment group). The contrast T, accounted for a significant proportion
of the variance associated with the variables correct predictions (34%)
and inappropriate predictions (18%);although contrast T, did interact
with ability (4%). Some support for a specific knowledge activation
hypothesis was provided by the findings for the first and third learning
variables (correct predictions and discrimination of inconsistencies). In
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
READING RESEARCH QUARTERLY *
274
Number2, 1982
XVII/2
Table4 Partitioningof varianceand significancetests of learningmeasures
Predictions
Correct
Step
Source
r2
1
2
3
4
5
6
7
8
A
K
.000
.054
.057
.401
.402
.404
.406
.407
.411
.439
.440
.477
.481
.492
.495
K2
Ti
T2
T3
T4
Ti x K
T4 X K
T3 x K
T2 x K
Ti x A
T4 X A
T3 x A
T2 x A
9
Inappropriate
Predictions
r2Change
.000
.054*
.003
.344**
.000
.003
.002
.000
.004
.028*
.001
.038*
.004
.011
.003
r2
r2Change
.000
.046
.046
.221
.221
.231
.251
.251
.254
.257
.258
.276
.276
.277
.277
.000
.046*
.000
.175**
.000
.010
.020
.000
.003
.002
.002
.017
.000
.001
.000
Discriminations
r2
r2Change
.000
.010
.020
.036
.095
.116
.117
.129
.130
.132
.134
.138
.158
.167
.167
.000
.010
.010
.015
.059*
.021
.001
.012
.001
.002
.001
.004
.019
.009
.000
*p<.05
**p<.01
particular, contrast T2 (whether or not a student received any
information about baseball) accounted for 6% of the variance
associated with the students' discrimination performance;receiving prior
information about baseball resulted in better discrimination. Also, an
interaction of prior knowledge with contrast T3 (analogy versus no
analogies) accounted for significant proportions of the variance (3%)
associated with correct predictions.
Discussion
At the outset we undertook to investigate the impact, if any, of
attempts to increase readers' background knowledge for understanding
and learning from unfamiliar text. To guide our investigation we posed
several questions. We now return to each of those questions as we
discuss the findings of the investigation.
Would the presentation of any information about an
unfamiliar domain of knowledge influence comprehension and learning
from text? Across almost all analyses, the data suggested that if students
were given information about the unfamiliar topic, their performance
was better on the written recall tasks as well as on prediction and
discrimination tasks. On the written recall tasks students given
instructional texts (treatment conditions [B + C (A)], [X + C (A)], [B + C],
and [X + C]) produced significantly more information at all levels of
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing reader's knowledge
HAYES
& TIERNEY
275
generality than the control subjects [X + X] who were not given such
texts. In terms of performance on the prediction and discrimination
tasks, subjects given background information were better able to make
accurate predictions and to discriminate information consistent with a
specific instance of the unfamiliar topic. In terms of the latter, subjects
given information on the unfamiliar topic were better than control
subjects in being able to make discriminations if the information was
connected to a specific instance of the topic; that is, they made fewer
inappropriate predictions.
In light of the dearth of support from similar empirical
endeavors, the present results can hardly be viewed as trivial. Unlike
most other studies in which attempts have been made to increase
background knowledge, the present data provide strong support for the
efficacy of the treatment conditions over the control condition. In
particular, the data supported the topic relevance or general knowledge
hypothesis; the presentation of information related to the topic to be
learned, regardless of the specificity of this information or mode of
presentation, influenced students' comprehension and learning from
text. Furthermore, the data provide some clarification of the nature of
the effects of these modes intended to increase background knowledge
upon comprehension and learning.
Would attempts to increase background knowledge using
alternative modes of presenting information influence comprehension
and learning differentially? Here we observed the extent to which the
variance associated with student performance could be explained by
various combination comparisons (T,, T2, T3, T4). In general, the use of
alternative modes of presenting information did have an impact, but one
which did not consistently favor the use of analogies over the treatment
conditions. The influence of anology per se manifested itself in
conjunction with other factors, for example, prior knowledge of students
or the provision of information about baseball. It should be pointed out
that the [B + C (A)] treatment typically elicted the highest or one of the
highest scores on the most of the measures except evocations. In all, it
would seem that the data provided support for all three of the hypotheses
investigated, but, across most of the variables under investigation,
greatest support was given for the general knowledge activation
hypothesis.
Would readers with varying amounts of background knowledge and verbal ability respond differentially to the various comprehension and learning tasks? There was strong evidence from almost all of
the analyses that a major determinant of success in comprehending and
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
276
* Number2, 1982
READING
RESEARCH
QUARTERLY
XVII/2
learning unfamiliar material was prior knowledge. Furthermore, while
verbal ability had an important impact, its importance tended to be most
apparent in those recall situations measuringverbatim-typeinformation.
In addition both prior knowledge and verbal ability tended to interact
with the mode of presentation and the specificity with which information
is presented. The findings with respect to text evocations suggested an
interaction between analogy presentation and prior knowledge such that
students with more verbal ability and more knowledge tended to offer
more restrained recalls (fewer text evocations) than their counterparts
not given analogies.
The failure of the present study to find other differences across
levels of analogous background knowledge may well have resulted from
design limitations. On the pre-experimental baseball knowledge survey,
very few of the subjects scored as low as the highest-scoring baseballnaive person who completed the survey in the validation procedures.
Within the range obtained, an attempt was made to segment subjects into
three levels of knowledge-high, moderate, and low. It seems doubtful,
however, that the three groups representeddiscrete levels of knowledge,
since there was a limited interval separatingthe scores. That several of the
differences across levels of text-analogous knowledge in the present
study approached significance suggests that if there had been more
variation between levels of knowledge, significant differencesmight have
been obtained.
Would the comprehension and learning which resultedfrom
to
increase background knowledge coincide with schemaattempts
theoretic notions of comprehension and knowledge acquisition as well as
other notions of reader involvement? The data collected in the present
study were examined from theoretical perspectives that explain the
amount of information recalled (Kintsch, Kozminsky, Sterky, McKoon,
& Keenan, 1975; Marshall, 1976) as well as the inverse relation between
explicit recall and generalized recall (Kintsch & van Dijk, 1978; Spiro,
1977). According to these perspectives, the more the involvement of the
reader, the more information recalled and the greater the integration of
text information with reader knowledge. The data provided support for
these perspectives;further,they emphasizedsome reasons for involvement
or noninvolvement with text: degree of knowledge about the topic of the
text together with mode of presentation.
Although the measures devised to address schema specialization and generalization were neither discrete nor comparable, the
performance of the subjects on the prediction and discrimination tasks
suggested that knowledge gained from the instructional texts had begun
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
277
to form useful transfer mechanisms for students. Subjects given
background information related to the tasks were better able to make
predictions for the open-ended text-related situations. Also, they were
better able to discriminate information consistent with the topic if that
information was connected to a specific instance of the topic (i.e., on the
inappropriate predictions measure). Subjects given background information related to the tasks were not more able than control group
subjects to make discriminations between topic-consistent and topicinconsistent information when that information was not presented in
some particular context (i.e., on the discrimination task). Subjects given
analogy both in the advance text and embedded in the instructional text
appeared to make the best context-related discriminations between
instances and non-instances of the topic. In terms of the notions of
schema specialization and generalization, the data from the present study
did suggest knowledge appeared first to generalize to specific instances
on the novel content and then to specialize within the context of those
specific instances. The data indicated that independent generalization of
knowledge, that is, generalization within specific applicative contexts,
did not appear to be achieved by the subjects in this investigation.
Implications for Research
What implications can be drawn for further research which
examines attempts to increase background knowledge? The present
study raised more questions about increasing background knowledge
than it answered. For example, the present study investigated only four
ways of presenting unfamiliar information. The differential effects of
other modes of presenting information need to be investigated in order to
determine their instructional efficacy for meeting specific instructional
goals. With respectto presentinginformationthroughanalogy,examplesof
other modes which might be investigatedinclude analogical annotation,
analogical questions, analogous and vicarious experiences,self-generated
and selected analogies, concurrentreading on analogous topics, and analogical studyguides.Comparisonmightalso be madewith otheraids to textual instructionsuch as illustrationsand concreteexamples.Increasingbackground knowledgehas been studied in connectionwith some of these other
aids to instruction, but conclusive findings as to their effectivenessare
lacking. What is significant about the present study is that it confirms the
worth of such endeavors and suggests some guidelines for future research
studies.
What guidelines for conducting similarresearchare prompted?
In terms of design considerations, the present study raised several
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
278
* Number2,
READINGRESEARCH
QUARTERLY
1982
XVII/2
important issues. Differences were noted across levels of treatment and
prior analogous knowledge that could not have been detected by the
overall measure of recall typically used in previous studies. Analysis of
text recalls by levels of generality appearedto afford the detection of such
differences in recalled information not obtainable by an overall measure
of text recall. It suggested that differential information in the responses
of readers to question types may help researchersspecify how and what
other learning takes place. Alternatively, the pre-study failed to address
adequately several important variables.
First, the extent to which the treatment conditions as
in
employed the present study focused attention on the more important
information of the text was not ascertainedfrom the recall data. Recalled
information by level in the idea structure of the passages
could not be clearly interpreted since text reproductions could
not be analyzed together with text entailments at each level. For
example, text entailment that summarized propositions variously
located in a passage's idea structurecould not be assigned a single level in
the ideational structure.
Second, subjects responded to experimental texts immediately following their presentation; neither delayed posttest nor on-line
processing measures were used.
Third, readers' interest in the analogous material was
considered in this study only to the extent of controlling its potential
influence on the dependent measures. The interactive effects of analogy
with subjects' interest in the analog were not investigated. From a
practical standpoint such investigation appears to be warranted.
Fourth, subjects involved in the present study did not
represent extreme levels of background knowledge, and no attempt was
made to assess individual differences in background knowledge after the
introduction of the instructional texts. Given this limitation and the fact
that many of the differences in measures approached conventional levels
of significance, it might have been worthwhile to use subjects who
represented a wide spread in knowledge about baseball.
Fifth, the specific relation between the information presented,
tested, and recalled was not examined. This might entail a careful
examination of the relations which obtain across the information
represented by the instructional text, the information students learned,
and the knowledge requiredto understandthe test passages. Examples of
processing, including misunderstandings, could be related to either
instructionally induced or self-initiated analogizing by students.
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
Developing
reader's knowledge
HAYES& TIERNEY
279
Concluding Remarks
In general, the findings should be considered encouraging.
They support assertions by educators, philosophers, and psychologists
that attempts to increase background knowledge facilitate learning
unfamiliar material. Our attempts using alternative modes of presentation did promote learning from text. Of practical relevance, our findings
offer support for providing readers with general information as well as
explicit analogous information. The different ways in which attempts
were made to increase knowledge had a general as well as differential
impact on learning in accordance with individual subject differences. A
need is thus indicated to move from broad notions about the utility of
instructional strategies toward more refined distinctions in their
application.
REFERENCES
ANDERSON, R.C., SPIRO, R.J., & ANDERSON, M.
Schemata as scaffolding for the representation of information in connected discourse.
American Educational Research Journal,
1978, 15, 433-440.
AUSUBEL,D.P.
The use of advanceorganizersin
the learning and retention of meaningful
verbal material. Journal of Educational
Psychology, 1960, 51, 267-272.
AUSUBEL, D.P.,
& FITZGERALD D. The role of
discriminability in meaningful verbal learning and retention. Journal of Educational
Psychology, 1961, 52, 266-274.
F.C.Remembering.Cambridge:CamBARTLETT,
bridge University Press, 1932.
BRUNER, J.S. The process of education. Cambridge: Harvard University Press, 1960.
COHEN,J., & COHEN,P. Applied multiple regression/correlation analysis for the behavioral science. Hillsdale: N.J.: Erlbaum,
1975.
COMPREHENSIVE TEST OF BASIC SKILLS. Monterey,
California: McGraw-Hill, 1974.
R. (Ed.). Webster'ssport dictionary.
COPELAND,
Springfield, Mass.: Merriam, 1976.
DOWELL, R.E. The relation betweenthe use of
analogies and their effects on student
achievement on teaching a selected concept
in high school biology. Unpublished doctoral dissertation, Indiana University, 1968.
DRUGGE, N.L.
Thefacilitatingeffectof selected
analogies on understanding of scientific
explanations. Unpublished doctoral disser-
tation, University of Alberta, 1977.
FRY,E. A readability formula that saves time.
Journal of Reading, 1968, 11(7), 513-516.
KANT,I. Critique ofpure reason (F.M. Muller,
trans.). Garden City N.Y.: Anchor Books,
1966. (Originally published, 1781.)
KERLINGER,F.N. Foundations of behavioralresearch (2nd ed.). New York: Holt, Rinehart
& Winston, 1973.
KINTSCH, W. The representation of meaning in
memory. Hillsdale, N.J.: Erlbaum, 1974.
KINTSCH, W., KOZMINSKY, E., STERKY, W.J.,
MCKOON, G., & KEENAN, J.M. Comprehension
and recall of text as a function of content
variables. Journal of Verbal Learning and
Verbal Behavior, 1975, 14, 196-214.
KINTSCH,W., & VAN DIJK, T.A. Toward a model
of text comprehension and production.
Psychological Review, 1978, 85, 363-394.
R. Youngfilmmakers. New York: Avon
LARSON,
Books, 1969.
LEHR, P.E., BURNETT, R., ZIN, S.,
&MCNAUGHT,
H.
Weather. New York: Golden Press, 1965.
N. The structure ofsemantic
MARSHALL,
memory
for text. Unpublished doctoral dissertation,
Cornell University, 1976.
MAYER,R.E. Different problem-solving competencies established in learning computer
programming with and without meaningful
models. Journal ofEducational Psychology,
1975, 67, 725-734.
B.J.F.The structure of prose: Effects on
MEYER,
learning and memory and implications for
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions
* Number 2, 1982
READING
RESEARCH
QUARTERLY
280
educational practice. In R.C. Anderson,
R.J. Spiro, & W.E. Montague (Eds.),
Schooling and the acquisition ofknowledge.
Hillsdale, N.J.: Erlbaum, 1977.
MEYER,B.J.F., BRANDT,B.M., & BLUTH,G.J. Use
of top level structure in text: Key for reading
comprehension of ninth-grade students.
Reading Research Quarterly, 1980, 16, 72103.
U. Cognition andreality: Principles and
NEISSER,
implications of cognitive psychology. San
Francisco: Freeman, 1976.
ROYER,J.M., & CABLE,G.W. Facilitated learning
in connected discourse. Journal of Educational Psychology, 1975, 67, 116-123.
ROYER,J.M., & CABLE,G.W. Illustrations,
ana-
logies and facilitative transfer of prose
learning. Journal of Educational Psychology, 1976, 68, 205-209.
RUMELHART,
D.E., & ORTONY,A. The representa-
tion of knowledge in memory. In R.C.
XVII/2
Anderson, R.J. Spiro, & W.E. Montague
(Eds.), Schooling and the acquisition of
knowledge. Hillsdale, N.J.: Erlbaum, 1977.
J.R. Effects of
SCHUSTACK,
M.W.,& ANDERSON,
analogy to prior knowledge on memory for
new information. Journal of Verbal Learning and Verbal Behavior, 1979, 18, 565-583.
C. The nature of intelligence and the
SPEARMAN,
principles ofcognition. London: Macmillan,
1923.
SPIRO,R.J.Remembering information from text:
The "state of schema" approach. In R.C.
Anderson, R.J. Spiro, & W.E. Montague
(Eds.), Schooling and the acquisition of
knowledge. Hillsdale, N.J.: Erlbaum, 1977.
TURNER, A., & GREENEE. The construction and
use of propositional text base (Tech. Rep.
No. 63). Boulder: University of Colorado,
Institute for the Study of Intellectual Behavior, April 1977.
Reference Note
1. Drum, P.A. Structural and thematic variations on fourth graders types of recall. Paper
presented at the meeting of the American Educational Research Association, San Francisco, April
1979.
Footnote
'For the reader interested in a finer analysis, these data are available from the authors.
This content downloaded from 174.6.213.164 on Tue, 19 May 2015 13:52:25 UTC
All use subject to JSTOR Terms and Conditions