Replacement of Neanderthals by Modern Humans Series
Yoshihiro Nishiaki
Takeru Akazawa Editors
The Middle and Upper
Paleolithic Archeology
of the Levant and
Beyond
Replacement of Neanderthals by Modern
Humans Series
Edited by
Takeru Akazawa
Research Institute, Kochi University of Technology
Kochi 782-8502, Japan
akazawa0823@qd6.so-net.ne.jp
Ofer Bar-Yosef
Department of Anthropology, Harvard University
Cambridge, Massachusetts 02138, USA
obaryos@fas.harvard.edu
The planned series of volumes will report the results of a major research project entitled
“Replacement of Neanderthals by Modern Humans: Testing Evolutionary Models of Learning”,
offering new perspectives on the process of replacement and on interactions between
Neanderthals and modern humans and hence on the origins of prehistoric modern cultures. The
projected volumes will present the diverse achievements of research activities, originally
designed to implement the project’s strategy, in the fields of archaeology, paleoanthropology,
cultural anthropology, population biology, earth sciences, developmental psychology,
biomechanics, and neuroscience. Comprehensive research models will be used to integrate the
discipline-specific research outcomes from those various perspectives. The series, aimed
mainly at providing a set of multidisciplinary perspectives united under the overarching
concept of learning strategies, will include monographs and edited collections of papers
focusing on specific problems related to the goals of the project, employing a variety of
approaches to the analysis of the newly acquired data sets.
Editorial Board
Stanley H. Ambrose (University of Illinois at Urbana-Champaign), Kenichi Aoki (Meiji
University), Emiliano Bruner, (Centro National de Investigacion Sobre la Evolution Humana),
Marcus W. Feldman (Stanford University), Barry S. Hewlett, (Washinton State University),
Tasuku Kimura, (University of Tokyo), Steven L. Kuhn, (University of Arizona), Yoshihiro
Nishiaki, (University of Tokyo), Naomichi Ogihara (Keio University), Dietrich Stout (Emory
University), Hiroki C. Tanabe (Nagoya University), Hideaki Terashima (Kobe Gakuin
University), Minoru Yoneda (University of Tokyo)
nishiaki@um.u-tokyo.ac.jp
More information about this series at http://www.springer.com/series/11816
nishiaki@um.u-tokyo.ac.jp
Yoshihiro Nishiaki • Takeru Akazawa
Editors
The Middle and Upper
Paleolithic Archeology of the
Levant and Beyond
nishiaki@um.u-tokyo.ac.jp
Editors
Yoshihiro Nishiaki
The University Museum
The University of Tokyo
Tokyo, Japan
Takeru Akazawa
Research Institute
Kochi University of Technology
Kochi, Japan
Replacement of Neanderthals by Modern Humans Series
ISBN 978-981-10-6825-6
ISBN 978-981-10-6826-3
https://doi.org/10.1007/978-981-10-6826-3
(eBook)
Library of Congress Control Number: 2017958979
© Springer Nature Singapore Pte Ltd. 2018
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nishiaki@um.u-tokyo.ac.jp
Preface
The aim of the Replacement of Neanderthals by Modern Humans project (RNMH2010–2014)
was to make a contribution to one of the most intensely debated issues in paleoanthropology—
the question of why replacement occurred between these two populations/species. In this
respect, despite a long history of comparable research, the RNMH project is unique because it
advocates the “learning hypothesis,” the proposal that replacement occurred because of significant differences in adaptive technology due to innate variation in learning ability between
Neanderthals and modern humans. Thus, a series of multi-disciplinary investigations were
carried out for six years including the year of 2015 for synthesis under the auspices of the
RNMH project in an attempt to verify this hypothesis.
Key outputs of the project have been published as individual journal articles as well as
monographs in this Series, including conference proceedings. Results presented at the first
international conference (RNMH2012) held in November 2012 in Tokyo, were published as
Series 1 and Series 2; papers in these series discussed the dynamics of learning in Neanderthals
and modern humans from cultural and cognitive perspectives, respectively. The second conference (RNMH2014) was held in December 2014, Hokkaido; in this case, outcomes were compiled according to specific disciplines and were combined with contributions from non-attending
participants. In this second round of publication, Series 3, published in 2016, was devoted to
developing an understanding of the evolution of learning ability via theoretical modeling,
while Series 4, published in early 2017, comprised studies on the learning behavior of modern
hunter-gatherers that were conducted by cultural anthropologists. This volume augments these
earlier publications and contains a collection of papers that present archaeological evidence for
the replacement of Neanderthals with modern humans with emphasis on the Levant and surrounding areas, the region where this transition is thought to have initially occurred in Eurasia.
Sessions at the RNMH2014 conference were held with the support of various individuals
and institutions; we would like to extend our deep gratitude to Kenichi Aoki (Meiji University,
Japan), Tomoya Aono (Date City Institute of Funkawan Culture, Japan), Ofer Bar-Yosef
(Harvard University, USA), Tasuku Kimura (The University of Tokyo, Japan), Naomichi
Ogihara (Keio University, Japan), Naoyuki Ohshima (Date City Institute of Funkawan Culture,
Japan), Hiroki C. Tanabe (Nagoya University, Japan), Hideaki Terashima (Kobe Gakuin
University, Japan), Motomitsu Uchibori (The Open University of Japan, Japan), and Minoru
Yoneda (The University of Tokyo, Japan). In particular, we are very grateful to the Education
Board of Date City, Hokkaido, and the Date Volunteer Society for Scientific Meetings, who
prepared the venue for this international conference. We thank Christopher Bergman (AECOM,
USA), Seiji Kadowaki (Nagoya University, Japan), Marcel Otte (University of Liège, Belgium),
and Miho Suzuki (The University of Tokyo, Japan) for providing support and comments that
were invaluable to the editing of this book.
The RNMH project was financially supported by a Grant-in-Aid for Scientific Research on
Innovative Areas (#1201, TA) from the Japanese Ministry of Education, Culture, Science, and
Technology, while the publication of this volume was made possible thanks to financial aid
v
nishiaki@um.u-tokyo.ac.jp
vi
Preface
from its successor, PaleoAsia 2016–2020 (#1803, YN). We thank Taeko Sato and Yosuke
Nishida of Springer Japan for providing invaluable guidance and support during the preparation of this volume.
Kochi, Japan
Tokyo, Japan
July 2017
Takeru Akazawa
Yoshihiro Nishiaki
nishiaki@um.u-tokyo.ac.jp
Contents
1
Archeological Issues in the Middle and Upper Paleolithic
of the Levant and Its Neighboring Regions ...........................................................
Yoshihiro Nishiaki and Takeru Akazawa
1
Part I The Levant
2
An Open-Air Site at Nesher Ramla, Israel, and New Insights
into Levantine Middle Paleolithic Technology and Site Use ................................
Yossi Zaidner, Laura Centi, Marion Prevost, Maayan Shemer,
and Oz Varoner
3
A Week in the Life of the Mousterian Hunter .......................................................
Gonen Sharon
4
Chrono-cultural Considerations of Middle Paleolithic Occurrences
at Manot Cave (Western Galilee), Israel ................................................................
Ofer Marder, Omry Barzilai, Talia Abulafia, Israel Hershkovitz,
and Mae Goder-Goldberger
5
Middle Palaeolithic Flint Mines in Mount Carmel:
An Alternative Interpretation .................................................................................
Avraham Ronen
6
Initial Upper Paleolithic Elements of the Keoue Cave, Lebanon ........................
Yoshihiro Nishiaki
7
The Ahmarian in the Context of the Earlier Upper Palaeolithic
in the Near East ........................................................................................................
Nigel Goring-Morris and Anna Belfer-Cohen
8
11
35
49
65
71
87
Ahmarian or Levantine Aurignacian? Wadi Kharar 16R
and New Insights into the Upper Palaeolithic Lithic
Technology in the Northeastern Levant ................................................................. 105
Seiji Kadowaki
Part II The Neighboring Regions of the Levant
9
Living on the Edge: The Earliest Modern Human Settlement
of the Armenian Highlands in Aghitu-3 Cave ....................................................... 119
Andreas Taller, Boris Gasparyan, and Andrew W. Kandel
10
The Middle to Upper Paleolithic Transition in the Zagros:
The Appearance and Evolution of the Baradostian .............................................. 133
Sonia Shidrang
vii
nishiaki@um.u-tokyo.ac.jp
viii
Contents
11
Upper Palaeolithic Raw Material Economy in the Southern
Zagros Mountains of Iran ....................................................................................... 157
Elham Ghasidian and Saman Heydari-Guran
12
Neanderthals and Modern Humans in the Indus Valley? The Middle
and Late (Upper) Palaeolithic Settlement of Sindh,
a Forgotten Region of the Indian Subcontinent .................................................... 175
Paolo Biagi and Elisabetta Starnini
13
Ecological Niche and Least-Cost Path Analyses to Estimate
Optimal Migration Routes of Initial Upper Palaeolithic
Populations to Eurasia ............................................................................................. 199
Yasuhisa Kondo, Katsuhiro Sano, Takayuki Omori, Ayako Abe-Ouchi,
Wing-Le Chan, Seiji Kadowaki, Masaki Naganuma,
Ryouta O’ishi, Takashi Oguchi, Yoshihiro Nishiaki, and Minoru Yoneda
Index .................................................................................................................................. 213
nishiaki@um.u-tokyo.ac.jp
Contributors
Ayako Abe-Ouchi Atmosphere and Ocean Research Institute, The University of Tokyo,
Kashiwa, Japan
Japan Agency for Marine-Earth Science and Technology, Yokosuka, Japan
Talia Abulafia Department of Bible, Archaeology and Ancient Near East, Ben-Gurion
University of the Negev, Beer-Sheva, Israel
Takeru Akazawa Research Institute, Kochi University of Technology, Kami, Kochi, Japan
Omry Barzilai Israel Antiquities Authority, Jerusalem, Israel
Anna Belfer-Cohen Institute of Archaeology, The Hebrew University of Jerusalem,
Jerusalem, Israel
Paolo Biagi Department of Asian and North African Studies, Ca’ Foscari University, Venezia,
Italy
Laura Centi Institute of Archaeology, The Hebrew University, Jerusalem, Israel
Wing-Le Chan Atmosphere and Ocean Research Institute, The University of Tokyo, Kasiwa,
Japan
Japan Agency for Marine-Earth Science and Technology, Yokosuka, Japan
Boris Gasparyan National Academy of Sciences, Institute of Archaeology and Ethnography,
Yerevan, Armenia
Elham Ghasidian Leverhulme Centre for Human Evolutionary Studies, Department of
Archaeology & Anthropology, University of Cambridge, Cambridge, UK
Diyar Mehr Institute for Palaeolithic Research, Kermanshah, Iran
Mae Goder-Goldberger Department of Bible, Archaeology and Ancient Near East, BenGurion University of the Negev, Beer-Sheva, Israel
Nigel Goring-Morris Institute of Archaeology, The Hebrew University of Jerusalem,
Jerusalem, Israel
Israel Hershkovitz Dan David Laboratory for the Search and Study of Modern Humans,
Sackler Faculty of Medicine, Tel Aviv University, Tel Aviv, Israel
Steinhardt Museum of Natural History and National Research Center, Tel Aviv University, Tel
Aviv, Israel
Saman Heydari-Guran Leverhulme Centre for Human Evolutionary Studies, Department of
Archaeology & Anthropology, University of Cambridge, Cambridge, UK
Diyar Mehr Institute for Palaeolithic Research, Kermanshah, Iran
Seiji Kadowaki Nagoya University Museum, Nagoya University, Nagoya, Japan
ix
nishiaki@um.u-tokyo.ac.jp
x
Contributors
Andrew W. Kandel The Role of Culture in Early Expansions of Humans (ROCEEH),
Heidelberg Academy of Science and Humanities, University of Tübingen, Tübingen, Germany
Yasuhisa Kondo Research Institute for Humanity and Nature, Kyoto, Japan
Ofer Marder Department of Bible, Archaeology and Ancient Near East, Ben-Gurion
University of the Negev, Beer-Sheva, Israel
Masaki Naganuma Center for Ainu and Indigenous Studies, Hokkaido University, Sapporo,
Japan
Yoshihiro Nishiaki The University Museum, The University Tokyo, Tokyo, Japan
Takashi Oguchi Center for Spatial Information Science, The University of Tokyo, Kashiwa,
Japan
Ryouta O’ishi National Institute of Polar Research, Tokyo, Japan
Takayuki Omori The University Museum, The University Tokyo, Tokyo, Japan
Marion Prevost Institute of Archaeology, The Hebrew University, Jerusalem, Israel
Avraham Ronen Zinman Institute of Archaeology, University of Haifa, Haifa, Israel
Katsuhiro Sano Waseda Institute for Advanced Study, Waseda University, Tokyo, Japan
Gonen Sharon Prehistory Laboratory, East Campus, Tel Hai College, Upper Galilee, Israel
Maayan Shemer Zinman Institute of Archaeology, University of Haifa, Haifa, Israel
Israel Antiquities Authority, Nahlal, Israel
Sonia Shidrang Department of Paleolithic, National Museum of Iran, Teheran, Iran
PACEA-PPP- UMR CNRS 5199, Université Bordeaux, Bordeaux, France
Elisabetta Starnini Department of Historical Studies, University of Turin, Torino, Italy
Andreas Taller Department of Early Prehistory and Quaternary Ecology, The Institute of
Prehistory, Early History and Medieval Archeology, University of Tübingen, Tübingen,
Germany
Oz Varoner Department of Bible, Archaeology and the Ancient Near East, The Institute of
Prehistory, Early History and Medieval Archeology. University of Tübingen, Beer-Sheva,
Israel
Minoru Yoneda The University Museum, The University of Tokyo, Tokyo, Japan
Yossi Zaidner Institute of Archaeology, The Hebrew University, Jerusalem, Israel
Zinman Institute of Archaeology, University of Haifa, Haifa, Israel
nishiaki@um.u-tokyo.ac.jp
Archeological Issues in the Middle
and Upper Paleolithic of the Levant
and Its Neighboring Regions
1
Yoshihiro Nishiaki and Takeru Akazawa
Abstract
This chapter gives an introduction to the present volume, which presents overviews of the
archeological data on the replacement of Neanderthals by modern humans in the Levant and
its neighboring regions. The first part focuses on recent evidence from the Levant, the second part on the neighboring regions of the Caucasus, the Zagros, and South Asia. A total of
13 papers in this volume highlight the distinct nature of the cultural occurrences over the
Middle and Upper Paleolithic periods of the Levant: they display a continuity and a mosaic
of different lithic industries. This feature, hardly documented in the other regions discussed
in this volume, reinforces the importance of the Levant as a special region in interpreting
the RNMH phenomenon in West Asia.
Keywords
Neanderthals • Modern humans • Cultural interaction • Tabun model • Middle–Upper
Paleolithic transition
1.1
Introduction
Studies of the replacement of Neanderthals by modern
humans (RNMH) inevitably require an interdisciplinary
research framework involving many disciplines, including
archeology, physical anthropology, genetic anthropology,
environmental sciences, and population biology, to mention
but a few. The seven years since the launching of the RNMH
research project have been enough to see a rapid increase in
influential findings from these disciplines, notably from
ancient genetic studies which represent one of the most rapidly developing research fields. Their overwhelming contri-
Y. Nishiaki (*)
The University Museum, The University Tokyo,
7-3-1 Hongo, Bunkyo-ku, Tokyo 113-0033, Japan
e-mail: nishiaki@um.u-tokyo.ac.jp
T. Akazawa
Research Institute, Kochi University of Technology,
185 Miyanokuchi, Tosayamada, Kami, Kochi 782-8502, Japan
e-mail: akazawa0823@qd6.so-net.ne.jp
butions include predictions of the timing of “Out-of-Africa”
and the subsequent diversification of the modern human
population groups in Eurasia (e.g. Fu et al. 2016; Malaspinas
et al. 2016; Mallick et al. 2016; Pagani et al. 2016), the rates
and timing of interbreeding between Neanderthals and modern humans (e.g. Viola and Pääbo 2013; Prüfer et al. 2014;
Kuhlwilm et al. 2016), and the definition of a new indigenous hominin type in Paleolithic Eurasia, the Denisovans,
whose morphological traits have not yet been fully defined
with fossil records, and their interbreeding with the other
hominins (e.g. Sawyer et al. 2015; Sankararaman et al. 2016;
Slon et al. 2017). There have also been important findings in
the fields of archeology. The discovery of different cultural
traditions in the Middle Paleolithic of Central Asia, where
Neanderthals and Denisovans have been identified in
restricted geographic and chronological contexts, poses
questions about possible cultural interactions between different hominin groups (Derevianko et al. 2013). In addition, the
recognition of many of the behavioral traits long thought to
be specific to modern humans within the archeological
records of the Neanderthals has considerably blurred the
© Springer Nature Singapore Pte Ltd. 2018
Y. Nishiaki, T. Akazawa (eds.), The Middle and Upper Paleolithic Archeology of the Levant and Beyond, Replacement of
Neanderthals by Modern Humans Series, https://doi.org/10.1007/978-981-10-6826-3_1
nishiaki@um.u-tokyo.ac.jp
1
2
Y. Nishiaki and T. Akazawa
behavioral distinction between those two populations (see
Villa and Roebroeks 2014).
A consequence of these rapidly increasing findings is to
encourage archeologists to recognize the replacement processes as being more complicated than previously thought,
certainly rejecting a straightforward “replacement” model of
one by the other. As interbreeding is suggested by genetic
studies, cultural interactions should also be taken into consideration in identifying these processes with archeological
data. Further, the possibility of regionally varied replacement
processes, and hence region-specific mechanisms behind the
replacement in each region, also needs to be taken into consideration. Accordingly, archeological research in this subject today requires more refined perspectives grounded in the
interpretation of higher resolution data obtained through
more rigorously controlled field methodology.
The archeology sessions at the RNMH2014 conference
were organized on the basis of this recognition to survey the
latest field information on the replacement processes across
Eurasia. While the conference focused on verifying the
“learning hypothesis” as an explanatory model for the
replacement, it also aimed to collect fact-based reports from
fieldwork, essential to test any theoretical hypothesis. The
present volume is thus a compilation of selected papers from
the sessions concerning the RNMH in the Levant and its
neighboring regions, supplemented by a couple of nonparticipant contributions.
1.2
The Archeological Issues of the RNMH
in the Levant
Situated at the junction of Africa, Europe, and Asia, the
Levant has been recognized as a unique region in the RNMH
research, displaying a set of evidence unseen in the other
regions. Even in the early decades of the research history in
the twentieth century, debates were sparked by the discovery
of evidence of modern humans and Neanderthals in association with the Middle Paleolithic stone assemblages at the
Mount Carmel sites in Israel (Garrod and Bate 1937;
McCown and Keith 1939). Likewise, the occurrences of
elongated blade elements, then thought to be a hallmark of
the Upper Paleolithic, in Middle or even earlier Paleolithic
contexts at Tabun Cave (Garrod and Bate 1937), Israel, and
Yabrud (Rust 1950), Syria, puzzled Paleolithic archeologists
(Bordes 1960). Furthermore, the curious mixture of Middle
and Upper Paleolithic techno-typological traits in the lithic
assemblages from Ksar Akil (Ewing 1947) and Abou Halka
(Haller 1942–1943) in Lebanon also attracted much attention as they suggested transitions over these critical periods
(Garrod 1951, 1955; for the research history see Marks and
Rose 2014; Leder 2014).
One of the most significant breakthroughs in the pursuit
of the replacement processes in the Levant is probably the
introduction of developed radiometric dating methods for the
key fossil and lithic remains in the 1980s. Those techniques,
including thermo-luminescence (TL), electron spin resonance (ESR), and optically stimulated luminescence (OSL),
placed the then-known early modern human fossils of Qafzeh
(Valladas et al. 1988) and Skhul (Grün et al. 2005) bracketed
in the MIS 5, ca. 120 to 90 ka, and the Neanderthal remains
from Kebara Cave (Valladas et al. 1987) and Amud (Valladas
et al. 1999; Rink et al. 2001) in the period ca. 70 to 50 ka, in
the MIS 4 to 3. Given the existence of anatomically modern
human fossils in the Initial Upper Paleolithic (IUP) in MIS3
(Bergman and Stringer 1989; also see Güleç et al. 2007), the
chronological relationships suggested alternate occupations
of the Levant by two groups of human populations, having
turned each other over in different time periods (Shea 2008).
This view apparently matched the chronological model proposed in the 1970s to 1980s for lithic assemblages, which
surmised the successive occurrences of three different
Levantine Mousterian industries, each defined as Tabun D-,
C-, and B-type according to the long Middle Paleolithic
stratigraphic sequence (Copeland 1975, 1981; Bar-Yosef
2000, 2002): associations were assumed between Tabun C
and modern humans, and Tabun B and Neanderthals.
In the last decade, this sequential or turnover model has
come to be reviewed by new discoveries and reanalyses of
the extant finds. While the discovery of Neanderthal remains
from Ein Qashish, OSL dated to 70 and 60 ka (Been et al.
2017), and the confirmation of the association between
Neanderthal fossils and Tabun-B type lithic assemblages at
Dederiyeh Cave, Syria (Nishiaki et al. 2012) has provided a
supporting view, the discovery of an ostensibly modern
human skull, with an U/Th date of 55 ka, at Manot Cave
challenged this simple view (Hershkovitz et al. 2015).
Moreover, morphological reevaluation of the fossil records
of the Middle Paleolithic has suggested a large anatomical
diversity within each group of fossils, casting doubt on the
distinction even between the two hominin groups: “in place
of the Neanderthal versus modern human model frequently
proposed, the idea of a more complicated situation in the
Levant cannot be rejected” (Tillier and Arensburg 2017).
The simple turnover model can also be reconsidered with
new archeological evidence. Significant in this regard is the
availability of more lithic evidence from the inland Levant
today. Recent fieldwork in the Syro–Arabian Desert has
revealed the distribution of Middle Paleolithic lithic assemblages unassignable to any of the three Tabun type-industries,
for example, flake assemblages with bifacial foliates and
those with the Nubian Levallois of methods (e.g. Armitage
et al. 2011; Rose et al. 2011; Usik et al. 2013). Their technomorphological features, almost identical with those of the
nishiaki@um.u-tokyo.ac.jp
1
Archeological Issues in the Middle and Upper Paleolithic of the Levant and Its Neighboring Regions
Middle Stone Age complexes, point to the existence of
populations in the Arabian Peninsula closely linked with
modern humans of northeast Africa. The reports of comparable materials from the Sinai Peninsula (Goder-Goldberger
et al. 2016) suggest that those populations might have had
cultural interactions with the Tabun groups in the Levant,
just north of the desert (Rose and Marks 2014).
Understanding of the lithic industrial changes in the
coastal region of the Levant also needs to be further defined
in relation to the Tabun model. At the late Middle Paleolithic
site of the Kebara Cave, which is often regarded as a typical
Tabun B-type site, lithic assemblages with perfect Tabun
B-type features appeared in the earlier layers, and those from
the upper layers yielded assemblages with Levallois flakes
produced from radially prepared cores (Meignen and BarYosef 1992). A similar contrast has been also reported in the
late Middle Paleolithic sequence of the Dederiyeh Cave,
consisting of two phases: the occurrence of typical Tabun B
assemblages was identified in its earlier phase, and it was
overlain by assemblages with ad hoc flake and blade tools
produced from unidirectionally flaked Levallois cores but
with few short broad-based Levallois points of the Tabun B
type (Nishiaki et al. 2012).
1.3
The Levantine Middle and Upper
Paleolithic
Given the existence of modern humans and Neanderthals in
the Middle Paleolithic of the Levant, major questions posited
in this context for archeology may include the following:
how archeological evidence can be used to define the population dynamics in the Middle Paleolithic, whether the evidence reflects the co-existence or turnover of different
population (hominin) groups, and whether the Neanderthal
cultures contributed to the formation of modern human cultures in the Upper Paleolithic of the Levant. Since the present
volume is composed primarily of papers presented at the
RNMH2014 conference, it does not fully cover all the related
issues. Nevertheless, the papers presented in two parts contribute to our better understanding of these archeological
issues from original perspectives.
Part I deals with archeological issues in the Middle
Paleolithic (Chaps. 2, 3, 4 and 5) and the Initial/Early Upper
Paleolithic (Chaps. 6, 7 and 8) of the Levant. As noted above,
the widely accepted chronological model for the Levantine
Middle Paleolithic presumes three phases: the early, middle,
and late phases, each represented by the Tabun D-, C-, and
B-type industries of the Levantine Mousterian, thought to
correspond to the MIS 7 to 6 (ca. 250 ka to 130 ka), MIS 5
(130 ka to 75 ka), and MIS 4 to 3 (75 ka to 45 ka) respectively (e.g. Shea 2008, 2013). Chapter 2 reports on the discovery of a distinct lithic industry at the open-air site of
3
Nesher Ramla, situated in the karstic environments of south
Israel, OSL dated to ca. 160 ka to 120 ka. Contrary to the
expectation of the presence of a blade-rich industry of the
Tabun D-type in this period, the recovered lithic assemblages
exhibit the dominant production of Levallois flakes, reminiscent of the Tabun C- or B-types. Moreover, the assemblages
exhibited the frequent production of naturally backed flakeknives and the common practice of recycling side-scrapers
by resharpening the edges with systematic lateral spall
removal unknown in the other Levantine assemblages to
date. The authors of this chapter interpreted these unique elements as “part of the cultural package of the Nesher Ramla
hominins previously unknown.”
Unique lithic evidence from the late Middle Paleolithic
context is the subject of Chap. 3. The open-air site of Nahal
Mahanyeem Outlet (NMO) on the banks of the Upper Jordan
River, OSL dated to 60 ka, is considered a short-term late
Middle Paleolithic occupation camp for hunting and butchering. Unlike many of the cave and rockshelter sites, where
archeological data are available only in the form of palimpsests or as the sum of residues derived from an unknown
number of activity floors, the floor records at NMO were
regarded as representing uniquely high-resolution data from
a very short-term activity of late Middle Paleolithic hominins. Careful technological study, based on refitted pieces,
revealed the practice of platform abrasion for the production
of elongated blanks, a technique rather reminiscent of the
Upper Paleolithic. Together with the abundant occurrence of
elongated points instead of the broad-based Levallois points
of the Tabun B-type, the NMO assemblages can be regarded
as displaying part of the cultural diversity during the late
Middle Paleolithic of the southern Levant.
Chapter 4 also deals with the late Middle Paleolithic. As
mentioned earlier, Manot Cave is of great interest because it
yielded a modern human fossil, U/Th dated to 55 ka, whose
chronological and geographical positions wholly overlap
those of the Neanderthals in the Levant. While the Middle
Paleolithic lithics that might have been associated with this
fossil are only available from the Upper Paleolithic layers,
this chapter reports an interesting lithic artifact in those
derived assemblages. It is a Levallois core with engravings
made by sharp tools on its cortical back, most likely on purpose. The best parallels are known from Qafzeh Cave
(Hovers et al. 1997) and Quneitra (Marshack 1996), Israel,
the former of which was recovered with modern human fossils. Although contextual data is absent to establish the association of this important artifact with the modern humans at
Manot Cave, this engraved core suggests that the practice of
symbolic behavior was not uncommon in the Levantine
Middle Paleolithic.
The behavioral diversity of the Middle Paleolithic hominins can be defined with a variety of archeological records.
Chapter 5 refers to the possible flint mining activities in the
nishiaki@um.u-tokyo.ac.jp
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Y. Nishiaki and T. Akazawa
Middle Paleolithic of the Levant. The abundant reports of
lithic raw material quarrying sites through pit digging in the
Middle Stone Age of the Lower Nile valley of North Africa
(e.g. Vermeersch et al. 1995) suggest comparable practices in
the Levant. One such candidate is the series of open-air sites
in Mount Carmel, where Middle Paleolithic lithic artifacts
occur among heaps of abundant limestone rocks originally
interpreted as having been extracted to obtain flints embedded in-between. A critical evaluation in this chapter concludes, however, that these rocks were residues of limestone
quarrying to obtain building materials in the historical
period, irrelevant to the Middle Paleolithic. Considering that
Middle Paleolithic flint mining sites, at least for surface
quarrying, have been reported from other sites as well (Finkel
et al. 2016), the practice of flint quarrying itself in the Levant
would not be rejected. This chapter suggests a more cautious
approach toward the interpretation of such records.
The next three chapters (Chaps. 6, 7, and 8) look at the
cultural dynamics of the Levantine Upper Paleolithic. The
earliest IUP assemblages are defined with a series of distinct
techno-typological elements (Kuhn 2003), including chamfered pieces and Emireh points as two fossiles directeurs of
this period, whose spatio-temporal distribution is discussed
in Chap. 6. Their different geographic distribution pattern
was known already in the 1950s: chamfered pieces were
more commonly discovered in the northern Levant, and
Emireh points more in the south (Garrod 1962). This pattern
can now be examined with a much larger data set and demonstrates the unique position of the central Levant, where
IUP sites with both types are concentrated, the Keoue Cave
being one such site in Lebanon. Further, this chapter points
out a temporal pattern as well: Emireh points were popular
earlier, and chamfered pieces later, manufactured even after
the disappearance of Emireh points. These patterns seem to
correlate well with the current general consensus that the
IUP developed earlier in the south, and then expanded to
toward the north.
The next cultural entity appearing in the Levant is the
Early Ahmarian, a fully developed Upper Paleolithic industry with the established use of the volumetric concept of
cores for bladelet production and the common manufacturing of backed bladelets. These features are not fully seen in
the IUP, which still contains Middle Paleolithic elements like
Levallois core reduction and Levallois points. The traditional
view that the Early Ahmarian originated from the local IUP
of the Levant is reviewed in Chap. 7, with a conclusion that
“it is impossible to tie in the origins of the Ahmarian directly
with any of the known IUP variants in the Near East.” The
processes of the emergence of the full-fledged Upper
Paleolithic in the Levant are thus yet to be determined. In
fact, the possibility has even been suggested that the ProtoAurignacian of southeast Europe, which shares a number of
techno-typological features with the Early Ahmarian, might
have emerged earlier than the Ahmarian (Kadowaki et al.
2015). The development processes of Early Ahmarian also
constitute a matter of further study. With reference to the new
data from the Wadi Kharar 16R site, the middle Euphrates of
Syria, Chap. 8 argues that the Early Ahmarian of the northern
Levant exhibits a mixture of techno-typological elements of
Early Ahmarian proper and Levantine Aurignacian. As with
its initial stages, discussed in the previous chapter, the emerging regional variability in the Early Ahmarian also appears to
have been a complex phenomenon which might have
involved contacts with different cultural groups.
1.4
The Middle and Upper Paleolithic
of the Caucasus, the Zagros,
and South Asia
In Part II of this volume we turn our attention to the neighboring regions of the Levant, i.e., the Caucasus, the Zagros,
South Asia, and further. As in Part I, the main concern is
when and how the Upper Paleolithic started. However, the
chapters here tend to consider the possibility of external as
well as internal origins, acknowledging that the Upper
Paleolithic emerged earlier in the Levant than elsewhere in
West Asia.
The overview starts in Chap. 9 by providing the latest data
from the Caucasus. In spite of the rapid increase in the number of field investigations, mainly in Georgia and Armenia,
no IUP assemblages have ever been reported from the
Caucasus. In this regard, the Upper Paleolithic site of
Aghitu-3 Cave, Armenia, is an invaluable source of information as the site with the oldest radiometric dates in the region,
ca. 39 ka. The associated lithic assemblages no doubt represent a fully developed UP industry, comparable to Early
Ahmarian, characterized by bladelet production with volumetric cores and the manufacturing of baked bladelets. What
is emphasized in this chapter is the complete lack of any link
between this earliest UP and local Middle Paleolithic industries, suggesting a rather abrupt replacement of the Middle
by the Upper Paleolithic in the Caucasus. This chapter also
points outs an intriguing pattern in the regional distribution
of lithic industries over these periods. The industrial contrast
seen between the northern and the southern Caucasus during
the Middle Paleolithic disappeared in the Upper Paleolithic,
when a single bladelet industry was widely distributed across
the mountains. The authors of this chapter suggest a rapid
and widespread dispersal of modern humans and the development of a new social network in the Upper Paleolithic,
probably arising from a far more mobile settlement pattern
than before.
Chapters 10 and 11 are concerned with evidence from the
Zagros, where some authors suggest an industrial continuity
between the Middle and the Upper Paleolithic, although
nishiaki@um.u-tokyo.ac.jp
1
Archeological Issues in the Middle and Upper Paleolithic of the Levant and Its Neighboring Regions
admittedly with some reservations (see Olszewski and
Dibble 1994, 2006; Olszewski 2007). Moreover, even suggestions on a link between the European Aurignacian and the
Zagros Upper Paleolithic have also been presented (Otte and
Kozlowski 2009). A critical review of the archeological
records from relevant sites including Warwasi and Yafteh
Caves is provided in Chap. 10. The conclusion is that the
available evidence is insufficient to verify the Middle–Upper
Paleolithic continuity in the Zagros, and this chapter suggests two alternative interpretations of the admixture of
Middle and Upper Paleolithic elements at certain sites like
Warwasi: a stratigraphic or taphonomic mixing, and the possibility of its indicating visits by different human populations
to the same site at short intervals. As a matter of fact, the
admixture of Middle and Upper Paleolithic elements in the
Zagros Upper Paleolithic is seen in the form of the presence
of Middle and Upper Paleolithic-type artifacts in the same
assemblages, while in the Levant they are seen on the same
artifacts, for example, the manufacturing of Upper
Paleolithic-type tools on Middle Paleolithic-type blanks,
which has not been documented in the Zagros.
The next chapter, Chap. 11, investigates behavioral characteristics of the Upper Paleolithic populations in the southern Zagros. On the basis of the excavation of the Ghār-e Boof
Cave and a general survey of its surroundings, the Dasht-e
Rostam-Basht region of the southern Zagros, a local EUP
lithic industry or “Rostamian” has been proposed (Conard
and Ghasidian 2011). This chapter discusses how this distinct industry (see a different view in Chap. 10), characterized by significant bladelet production and backed pieces,
emerged from an ecological point of view. Combining the
lithic data and other data like faunal records, the author suggests a combination of the highly mobile settlement pattern
and the raw material constraints in the local environments as
the main factors leading to the emergence of this industry.
Comparably mobile settlement patterns are also pointed out
for the Early Upper Paleolithic of the Caucasus, and interestingly, the consequent lithic industry of the Caucasus is similarly characterized by the common production of bladelets
and bladelet tools (Chap. 9).
The third region for review in Part II is South Asia.
Chapter 12 focuses on the geographic distribution of
Levallois artifacts in the Middle Paleolithic contexts in South
Asia. The dense distribution of Levallois-dominated assemblages in the mountain foothills of Pakistan and the northwest part of the Indian continent is demonstrated, although
mainly as surface finds. The absence of comparable assemblages further to the east requires an adequate interpretation
from both cultural and biological viewpoints. Another interesting issue from the data shown in this chapter is that the
techno-typological features of those Levallois industries do
not necessarily correspond to those of the Zagros Mousterian
distributed to the west. Do the Levallois-dominated assem-
5
blages in South Asia reflect the range expansion of
Neanderthals from the Zagros, or modern humans coming
through the Arabian Desert, or others? The key information
should be provided from future research in the southern
Zagros, a focal region for understanding the relationship to
the hominins of Arabia, where very little has been known on
the Middle Paleolithic. The discovery of lithic assemblages
containing Nubian Levallois cores, allegedly reported from
Pakistan (Blinkhorn et al. 2013), also remains to be tested
with stratigraphic data.
The last article, Chap. 13, looks at the available archeological evidence from a different viewpoint, namely employing a computer simulation method to infer the expansion
routes of modern humans from the Levant to northern
Eurasia. Lithic assemblages more-or-less comparable to
those of the Levantine IUP have been widely recovered in
northern Eurasia from Central Europe, East Europe, and the
Altai Mountains of east Central Asia, or even further to the
east, suggesting the distribution is due to modern human dispersals from the Levant (Škrdla 2013; cf. Kuhn and Zwyns
2014). Supposing the southern Levant as a starting point of
modern human expansion in Eurasia, this chapter predicts
possible expansion routes based on a computer-based niche
probability model, which allows the identification of the
least-cost paths to the above target regions. This simulation
assumes that the regions with environmental conditions
(temperature, precipitation, altitude, and others) most comparable to those of the southern Levant were favored as priority regions to be passed through by the early IUP
immigrants. The model then suggests routes to Central
Europe via Anatolia and the Danube Valley, to the Russian
Steppe of East Europe through the east coast of the Black
Sea, and to the Altai region along the southern foothills of
the Zagros and the Afghanistan plateau. It is interesting to
see that the suggested routes to East Europe are more or less
comparable to those postulated from the evidence in archeological records (Conard and Bolus 2003), and the bypasses
to the Russian plain and Central Asia avoiding the Caucasus
and the Zagros Mountains also match the archeological data
(Chaps. 9 and 10). In further testing the suggested model
with archeological data, it is important to note that the model
does not incorporate the presence of indigenous populations
like Neanderthals in the regions to be occupied by the IUP
groups. This should be considered in interpretation when the
actual expansion routes do not match the suggested leastcost paths.
1.5
Conclusion
The chapters of this volume highlight the unique status of the
Levantine records in the RNMH research of West Asia. This
is partly due to the rich data from the long and intensive
nishiaki@um.u-tokyo.ac.jp
6
Y. Nishiaki and T. Akazawa
research history in the Levant, incomparable with those of
other regions dealt with in this volume. At the same time, it
may also reflect the unique events that actually occurred in
the Levant: the possible co-existence of Neanderthals and
modern humans for a much longer period than elsewhere,
either by way of turnover in different periods, contemporaneously in different environmental settings, or overlapping
in both time and place. If there were periods of co-existence,
complex cultural interactions and replacement processes
would probably have taken place. Comparable patterns may
have occurred in the Caucasus, the Zagros, and South Asia,
but the absence of the IUP or the transitional phenomena in
these regions suggest different processes.
Archeological records as reviewed in this volume, far
more abundant than the fossil records, should play a vital
role in this attempt to elucidate how the replacement processes took place (see Shea 2017). Disentangling the complex cultural events in the Levant continues to be a major
challenge for archeologists now equipped with much more
refined field methodologies and radiometric dating techniques. New data, especially from previously less investigated regions like the Arabian Desert and Anatolia, which
will help further characterize the Levantine situation, be
especially welcome.
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