Chapter 13
Antimicrobial Properties of Nanomaterials
Used to Control Microbial Colonization
of Stone Substrata
B.O. Ortega-Morales, M.M. Reyes-Estebanez, C.C. Gaylarde,
J.C. Camacho-Chab, P. Sanmartín, M.J. Chan-Bacab,
C.A. Granados-Echegoyen, and J.E. Pereañez-Sacarias
13.1
Introduction
Subaerial bioilms are microbial communities that colonize solid surfaces exposed
to the atmosphere [1]. Subaerial bioilms associated with rock substratum colonize
surfaces as epilithic growths and as endolithic communities grow within issures,
cracks, and pores in the rock matrices. The extent to which surfaces are colonized
by microbes depends on climatic parameters (e.g., temperature, light, and humidity), the composition of the mineral substrate, and its intrinsic properties.
The concept of bioreceptivity arose from a joint consideration of these factors.
Guillitte [2] irst introduced this concept, describing it as “the ability of a material
to be colonized by living organisms,” which does not necessarily imply biodegradation of the material. The term bioreceptivity encompasses the properties of a
material that contributes to its colonization by the development of microorganisms.
B.O. Ortega-Morales (*) • M.M. Reyes-Estebanez • J.C. Camacho-Chab
M.J. Chan-Bacab • J.E. Pereañez-Sacarias
Departamento de Microbiología Ambiental y Biotecnología (DEMAB),
Universidad Autónoma de Campeche, San Francisco de Campeche, Mexico
e-mail: beortega@uacam.mx
C.C. Gaylarde
Department of Microbiology and Plant Biology, University of Oklahoma, Norman, OK, USA
P. Sanmartín
Departamento de Edafoloxía e Química Agrícola, Facultade de Farmacia,
Universidade de Santiago de Compostela, Santiago de Compostela, Spain
C.A. Granados-Echegoyen
Centro de Desarrollo Sustentable y Aprovechamiento de la Vida Silvestre (CEDESU),
Universidad Autónoma de Campeche, San Francisco de Campeche, Mexico
© Springer International Publishing AG 2018
M. Hosseini, I. Karapanagiotis (eds.), Advanced Materials for the Conservation
of Stone, https://doi.org/10.1007/978-3-319-72260-3_13
277
278
B.O. Ortega-Morales et al.
Various studies have been carried out with the aim of establishing the properties
that generally affect bioreceptivity, as not all materials are susceptible to colonization by the same agents. Although not all authors agree about which factor has the
greatest inluence [3], it is generally considered that the most important properties
affecting bioreceptivity are the chemical and mineral composition of the rock, the
porosity, and the roughness of the rock surface. Several types of bioreceptivity can
be deined according to the state of the material under study [2, 3]. Primary bioreceptivity indicates the initial potential of the material to be colonized. It refers to
the intrinsic potential of the unaltered recently extracted or newly produced material. Secondary bioreceptivity is observed over time when a material has already
been altered by the action of external factors (e.g., salts, thermal alteration, biological colonization, etc.). Tertiary bioreceptivity is deined as the type of bioreceptivity created when the material is modiied by human activity such as conservation
practices.
13.2
Control of Microbial Biodeterioration and Nanoscience
Applied to Built Cultural Heritage
It is now accepted that microorganisms may contribute to the aesthetic and physical
deterioration of stone monuments and statues. Nevertheless, recent research shows
that the association between bioilms and stone weathering is not necessarily detrimental. Some studies point toward a negligible effect of bioilms or even a protective
role on the underlying material [4]. Once an appropriate assessment has indicated
that microbial biodeterioration is taking place, it is a common practice to implement
a set of strategies that include mechanical removal, biophysical eradication, and
chemical control of bioilms, either alone or in combination. The application of biocides to control microbial colonization on the stone is by far the most widespread
approach and dominates in the literature [5].
Nanoparticles (NPs) have recently received attention from the conservation and
restoration communities as alternatives to biocides. Nanomaterials have both photocatalytic and catalytic properties, which were irst used for the consolidation of degraded
stone or to enhance the properties of painted walls. According to Baglioni and co-workers,
the irst time that nanoscience was applied in the ield of cultural heritage conservation
dates back to the end of 1990 when calcium hydroxide nanoparticles were used to replace
old polymer resins covering mural painting [6]. Both photocatalytic and catalytic properties help to remove dirt and polluting agents from heritage surfaces and are thus attractive self-cleaning and de-polluting agents; these properties may also include biocidal
activity, as in the case of titanium dioxide (TiO2) [7].
This contribution briely reviews the antimicrobial properties of NPs, discusses
the limitations and advantages of NP-based treatments, and highlights the importance of choosing appropriate model organisms for testing and community-based
approaches.
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 279
13.3
13.3.1
Antimicrobial Properties of NPs Used on Stone
Substrate
Fundamentals of Antimicrobial Activity of NPs
NPs provide an alternative to antibiotics to control gram-positive and gram-negative
bacteria. The mode of action of these nanomaterials includes induction of oxidative
stress, the release of metal ions, and nonoxidative mechanisms; processes can
occur simultaneously. The major processes responsible for the antibacterial effects
displayed by NPs include interactions with DNA and proteins, as well as penetration of cell membrane [8].
These processes are sequentially triggered, usually starting when NPs bind electrostatically to the cell wall and membranes, altering the function of membrane,
leading to depolarization and loss of integrity, which causes problems in transport,
energy transduction and, inally, cell death. Disruption of the respiratory chain
induces a burst of ROS causing damage to macromolecules involving lipid peroxidation, enzyme inhibition, and alterations to RNA and DNA (Fig. 13.1). In some
cases, the toxicity of the nanoparticles is induced by visible or UV light (photocatalytic effect) [9], which also generates ROS. Other effects of NPs include induction
of nitrogen reactive species (NRS) and programmed cell death [10, 11].
Ag NPs have shown antimicrobial effects against bacteria and yeasts species.
Relatively, Ag NPs have a low toxicity in our cells when compared to other metals
[10]. The size and shape of the NPs inluence their ability to interact with the bacte-
Fig. 13.1 Hypothetical model microbial cell. (a) Bacterium, (b) algae, and (c) fungi-yeast, depicting
cellular components interacting with NPs
280
B.O. Ortega-Morales et al.
rial surface and release of Ag+ into solution. Spherical NPs (1–10 nm) can effectively
attach to the cell membrane’s surface and disrupt permeability and respiration [12].
Ag NPs with positive charge attach to the bacterial membrane by electrostatic
interactions, while negatively charged attach to P- and S-containing molecules. Ag
ions are then released into the cell and inhibit respiratory enzymes, which promoted
the generation of ROS and consequently damage of the cell membrane, disruption
of membrane morphology increases, and permeability, leading to leaking of the
internal components and resulting in cell death [13]. In order to avoid this, Ag may
be complexed inside the cells, or the permeability of Ag may be reduced by combining with a mechanism to pump Ag out of the cell [13]. Nano-silver ions are also the
centers of catalytic activity to activate oxygen in air or water, leading to the production of ROS, which causes lipid peroxidation [9] and also prevents the bacterial
growth or kills those [8].
In the case of TiO2 NPs, UV- or visible-light-activated TiO2 catalyzes the cleavage of water into hydrogen and oxygen and produces ROS in solution. ROS generated through photoactivation were suggested to be responsible for the TiO2
antimicrobial eficiency. ROS damage the cell membrane and disrupt essential
membrane-bound proteins, in addition to creating single-stranded or doublestranded breaks in DNA, rendering it incapable of replication [12].
On bacterial surfaces, Cu NPs bind, as they have a high afinity for constitutive
amine and carboxyl groups, causing the release of internal ions. DNA macromolecules interact with these ions that are intercalated in their chains. Since ROS can be
generated both by CuO and Cu+/Cu2+ ions, their effects are greater than with Ag NPs
alone. In addition, Cu and CUO NPs can also induce the formation of ROS in extracellular environments. For this reason, it is considered that the released Cu ions are
responsible for the microbial effect of these NPs, but the non-selectivity and toxicity
to eukaryotic cells is a latent problem [13].
UV photocatalysis of ZnO NPs produces a strong bactericidal effect. Indeed, the
innovation in the Zn NPs goes through the formulation of ZnO particles and the
inclusion of Zn in polymers and other materials to improve their eficiency and
range of action [13]. Hydroxyl radicals are generated at the surface of excited ZnO,
when electrons are released from the water molecule and/or the hydroxide ions.
These electrons can reduce to O2 producing the superoxide anion. These ROS
cause damage to membranes, DNA by strand breakage or oxidized nucleotides, as
well as oxidation of protein catalytic centers. They can also cause external damage,
as these ROS, given their negative charge, cannot pass through the membrane.
They can be combined, however, with H+, creating hydrogen peroxide, which can
penetrate the membrane, causing internal damage and cell death. In addition, ZNO
NPs also can generate ROS and bactericidal properties in the complete absence of
light [13].
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 281
13.3.2
Antimicrobial Activity of TiO2 NPs
TiO2 NPs are widely used to inhibit microbial growth because of their broad-spectrum
biocidal activity, and they have been the subject of considerable research on stone cultural heritage science (Table 13.1). The biocidal eficiency of TiO2 NPs has been
recently studied and partially reviewed by Batista and Munafó [14].
The nanometric form of TiO2 is probably the most commonly used nanomaterial.
Antimicrobial activity of TiO2-based coatings has been demonstrated using a range of
microorganisms, testing methods, experimental conditions, and time of trial [7]
(Table 13.1). As stated previously, the biocidal effect of TiO2 is seen under UV irradiation,
causing the formation of ROS, and thus oxidative stress that attacks membrane lipids,
producing damage to the membrane or DNA level [15]. The microbial groups most studied as monospecies cultures are fungi. For example, TiO2 has been evaluated against
Aspergillus niger (A. niger) or, as a mixed ZnO/TiO2 formulation, on calcareous stone
(limestone and marble coupons) [16, 17]. Both studies revealed good antifungal properties against A. niger, also delaying the onset of recolonization [17] or quantitatively
reducing fungal coverage [16]. It is dificult to compare the eficiency of treatments since
the conditions of exposure and methods of assessment varied, but it could be speculated
that the synergistic effect of ZnO/TiO2 would make this formulation more eficient and
more versatile. Goméz-Ortiz [16] showed that TiO2 was only effective under light conditions, while the mixed formulations were also effective in the dark, suggesting their
potential application for indoor non-illuminated settings. Antimicrobial activity has also
been ascribed to ZnO; coated nanosystems based on Ca(OH)2–50% ZnO and pure zincite
nanoparticulate ilms were effective against microorganisms, indicating that Zn NPs
alone could be promising. An interesting inding of both studies is that the porosity of the
substratum played a role in eficiency; more compact material performed better, presumably by allowing greater contact of NPs with fungal cells which are able to penetrate
porous rock more readily [16, 17].
Phototrophs are also affected by TiO2-based coatings. In a reported study on the
biocidal effect of mixed formulation platinum-loaded titanium oxide (TiO2/Pt) on
microbial communities by Matsunaga et al. [18], the bacteria Lactobacillus acidophilus (L. acidophilus) and Escherichia coli (E. coli), the yeast Saccharomyces cerevisiae
(S. cerevisiae), and the alga Chlorella vulgaris (C. vulgaris) were evaluated as individual cultures. Synergism was sought by mixing TiO2 with platinum (Pt) loaded to
increase the photoelectrochemical reaction. The approach proved valuable as in a short
time (60–120 min), cell survival was reduced for all organisms, except for the alga C.
vulgaris. This was in agreement with the previous work that found TiO2 NPs particularly effective against gram-positive and gram-negative bacteria [19]. Further conirmation comes from another laboratory-based experiment that showed the ability of
these nanomaterials to prevent fouling by the gram-negative bacterium
Stenotrophomonas maltophilia (S. maltophilia) and the gram-positive Micrococcus
luteus (M. luteus), each deposited individually on marble samples under conditions
representing an underwater environment. There was equal activity against both bacteria, especially in the irst stages of bioilm formation [20].
282
Table 13.1 Biocidal treatments using TiO2 NPs to inhibit biological growth on stone materials
Substrate
Marble and
limestone
Clay brick
Limestone
Mortar
Cover slips
Mortar slabs
(sand/
cement)
Brick
substrata
Travertine
Type of NPs
TiO2 anatase
Chlorella mirabilis,
Chroococcidiopsis issurarum
TiO2
Aspergillus niger, Penicillium oxalicum tested
individually
Lactobacillus acidophilus, Escherichia coli,
Saccharomyces cerevisiae, and Chlorella
vulgaris, tested individually
Escherichia coli, Candida albicans,
tested individually
Volvox, Chlorella, Aphanothece, and
Pleurococcus, bacteria and protozoa community
ZnO/TiO2
TiO2/Pt
Methacrylate + TiO2 or Ag NPs
Testing conditions
(time and exposure)
Outdoors, 8 days
Testing
methods
SEM,
CAM, C
C, DIA,
Water runoff test in
laboratory conditions CSLM
10 weeks
Laboratory
MCT, SEM,
conditions; 21 days
XRD
Laboratory
MCT,
conditions, 120 min CoA-C
Laboratory
conditions 24 h
In laboratory
Silane, polyhydroxymethylsiloxane,
emulsiier POE, and TiO anatase or ZnO conditions,
antifouling rig setup
emulsions
for 8 weeks
Stenotrophomonas maltophilia and Micrococcus TiO2, Ag, Fe, Sr alone, and mixed
In vitro diffusion test
luteus
TiO2 + Ag, Fe, Sr;
on agar
TiO2 + Ag + Sr, TiO2 + Fe + Sr,
TiO2 + Ag + Fe
Accelerated water
Chlorella mirabilis, Chroococcidiopsis
TiO2 + Cu, TiO2 + Ag
runoff test, 11 weeks
issurarum
Accelerated water
Chlorella sp., Klebsormidium sp., Phormidium
TiO2, TiO2 + Ag NPs, TiO2 + Cu NPs
runoff test, 9 weeks
sp., Chlorogloeopsis sp. mixture
ADT
Reference
[18]
[39]
[17]
[19]
[21]
ACI, WCA, [43]
C, Ph-S
ADT, CTM [22]
C, MM
[1]
[15]
C, S,
SEM-EDX,
DIA
B.O. Ortega-Morales et al.
Stone
Organisms involved
Aspergillus niger
In situ on wall of
stone monument,
8 months
[23]
EM,
SEM-EDX,
MCT, MI
ACI agar culture identiication, ADT agar diffusion test, C colorimetry, CAM contact angle measurement, CoA-C acetyl coenzyme A concentration, CSLM
confocal scanning laser microscopy, CTM contact time microscopy, DIA digital image analysis, EM epiluorescence microscopy, GC-MS gas chromatographymass spectrometry, MCT microbial culture techniques, MI molecular identiication, MM mathematical model, PhS photospectroscopy, S spectrophotometry,
SEM scanning electron microscopy, SEM-EDX scanning electron microscopy, energy-dispersive X-ray spectroscopy, WCA water contact angle, XRD X-ray
diffraction
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 283
Pretreatment biotin + ethanol 5% then
Bacteria (Bacillus paralicheniformis,
TiO2,
Rhodococcus trifolii, Microbacterium
chocolatum, M. kitamiense, Nesterenkonia
TiO2 + Ag NPs + nanosilica
sandarakina, and Parapedobacter koreensis)
Fungi (Ciliophora, Devriesia sp., Cladosporium
spp., Aureobasidium pullulans, Cephalosporium
sp.)
Phototrophs (Chlorella sp., Leptolyngbya sp.,
Chlorella-like)
13
Plaster
284
B.O. Ortega-Morales et al.
Alori et al. (2013) [21] tested the ability of nanomaterials containing Ag NPs
with or without TiO2 to prevent colonization of substrates by the bacterium
Escherichia coli (E. coli) and the fungus Candida albicans (C. albicans) in laboratory conditions using cover slips. The presence of TiO2 improved the biocidal effect
of Ag NPs, even without UV illumination. The Ag NPs alone were equally effective
against the bacteria and the fungus, whereas TiO2 plus Ag was more effective in
preventing fungal growth than in preventing bacterial growth.
In a more complex study in a terrestrial outdoor environment, La Russa [22]
tested the biocidal action of NPs (Ag, Fe, Sr, and TiO2) and doped metal nanocomposites (TiO2, Ag-TiO2, Sr-TiO2, Fe-TiO2, Ag-Sr-TiO2, and Ag-Fe-TiO2). In all
cases, the presence of the metal increased the capacity of TiO2 to absorb visible
light. The most effective materials were Ag-TiO2 and Ag-Sr-TiO2, and the least
effective was Ag-Fe-TiO2. The authors attributed the differences in eficacy to the
ionic radius of the metal targets. Strontium (Sr) and Ag have the largest radii, larger
than that of the titanium to which the doping metal is adsorbed. In contrast, the
radius of iron is smaller than that of titanium, and the metal is inserted deeply into
the TiO2 structure, rendering it inactive.
Few studies have been carried out under ield trials and mixed species/experimental conditions. One of these was carried out by Ruffolo [23], who evaluated the
effect of a nanocomposite of TiO2 on a multispecies microbial community of bacteria, algae, and fungi over 8 months. They found that in these in situ conditions,
variable results were obtained. For example, Bacillus paralicheniformis (B. paralicheniformis) was isolated in all treatments tested, while Paracoccus caeni (P.
caeni) and Microbacterium chocolatum (M. chocolatum) were isolated from one
sample only, and Pseudonocardia sp., Rhizobium trifolii (R. trifolii), Microbacterium
sp., and Bacillus sp. from one other sample, even though all the samples were
exposed to the same environmental conditions. The time selected for the experiment was appropriate to show that the nanocomposite was effective, retarding
growth in treated areas. However, the eficiency of the nanomaterial in these highhumidity conditions is questioned, since recolonization was found to begin in the
treated areas after 4 months. More long-term in situ tests on microbial communities
are necessary.
Fonseca and co-workers [24] pioneered the approach of carrying out both laboratory and on-site studies. They tested the ability of pure TiO2 anatase and iron-doped
anatase (Fe-TiO2) to prevent colonization of mortar slabs by a mixed culture of two
green microalgae Stichococcus bacillaris (S. bacillaris) and Chlorella ellipsoidea (C.
ellipsoidea) and a cyanobacterium Gloeocapsa dermochroa (G. dermochroa) in the
laboratory and to prevent fouling by lichens and phototrophic microorganisms on
walls of the Palácio Nacional da Pena (Sintra, Portugal). Both the pure and the
Fe-doped TiO2 anatases were effective, and better results were achieved than with
conventional biocides.
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 285
13.3.3
Antimicrobial Activity of Ag NPs and Mixed
Formulations
A variety of products exist for the conservation of stone, paper, and mortars, the
active principles being based on NPs and nanoemulsions of hydroxides of calcium,
magnesium, strontium, ferrite, silicon oxide, magnesium, zinc, and Ag.
Certain nanoproducts can produce a biocidal effect themselves, and these are useful for the control of the biodeterioration of stone materials. The sensitivity to Ag NPs
was evaluated with the major microbial contaminants from various objects, using 32
bacterial and fungal strains [25]. The size of the silver nanoparticles Ag NPs produced
under chemical synthesis was 10–100 nm, deining its effective concentration for the
removal of microorganisms present on the surface of the objects at 45 ppm. The
results of the experiment allowed the elimination of 94% of the microorganisms present, with the exception of Bacillus subtilis (B. subtilis) and Staphylococcus xylosus (S.
xylosus) [25]. In the same year, a coating containing approximately 0.0001–0.01%
dry weight of nano-sized Ag demonstrated its eficacy in laboratory (agar plate) studies on painted iberglass panels inoculated with either Aureobasidium pullulans (A.
pullulans) or a mixture of Alternaria alternata (A. alternata) and Penicillium pinophilum (P. pinophilum) [26]. A year later in a study conducted in Brazil [26], the addition
of an aqueous solution of 10% nano-silver product (SOLTICIDE G-30) into preformed gypsum panels resulted in the reduction in discoloration caused by
Cladosporium sp. [26]. Table 13.2 summarizes the biocidal activity of Ag NPs.
In another study, Shirakawa and co-workers [26] evaluated the effectivity of Ag
NPs against Cladosporium sp. They found that the effectivity of the treatments was
reached at a concentration of 5–15 ppm. The use of Ag NPs at a concentration of 2%
or 3% in the silicone paint was particularly noteworthy. The greatest eficiency of
the protective coating was noted in a mixed system, Ag NPs (1%) and ACTICIDE®
EPW (0.1%), an aqueous phase biocide composed of a combination of benzimidazole carbamate, 2-octyl-isothiazolin-3-one (OIT), and a urea derivative; this
achieved 100% inhibition of tested fungal growth [27].
Roy et al. [28] published a study on the synthesis of Ag NPs by microorganisms.
The extracellular enzyme nitrate reductase, produced by the fungus Aspergillus foetidus (A. foetidus) MTCC8876, was utilized for NP production [25]. In an alternative microorganism-linked synthesis, Ag NPs were produced using the biogenic
volatiles of the bacterium Nesterenkonia halobia (N. halobia); their antimicrobial
activities were evaluated against the gram-positive bacterium Streptomyces parvullus (S. parvullus) and the fungus A. niger. The Ag NPs were mixed with two types
of consolidation polymers and used to coat the external surfaces of sandstone and
limestone blocks. The stones treated with silicon polymer loaded with Ag NPs
showed an elevated antimicrobial potential against A. niger and S. parvullus [29]. In
a similar study with fungi, the effectiveness of Ag NPs was proven with an amount
of 5–15 ppm [27]. Silver NPs produced by microorganisms and another bio-method
were screened against 19 fungal isolates from Meymand rocks and historic village.
They were able to impact on 68% of fungal isolates [30].
286
B.O. Ortega-Morales et al.
Table 13.2 Biocidal treatments using Ag NPs to inhibit biological growth on stone materials
Substrate
Stucco,
basalt, and
calcite
Gypsum
Organisms involved
Bacteria (23), fungi
(14), Pectobacterium
carotovorum
Alternaria alternata
Cladosporium sp.
Limestone Chlorella vulgaris
Cover
Escherichia coli,
slips
Candida albicans
Travertine Chlorella sp.,
Klebsormidium sp.,
Phormidium sp.,
Chlorogloeopsis sp.
mixture
Stone
Stenotrophomonas
maltophilia and
Micrococcus luteus
Concrete
Chlorella vulgaris
Type of NPs
Ag NPs by green
synthesis
Ag NPs
Tetraetoxysilane
+AgNO3 or
chitosan or
hydrophobic silica
Methacrylate +
TiO2 or Ag NPs
TiO2, TiO2 + Ag
NPs, TiO2 + Cu
NPs
TiO2, Ag, Fe, Sr
alone, and
TiO2 + Ag, Fe, Sr;
TiO2 + Ag + Sr;
TiO2 + Fe + Sr;
TiO2 + Ag + Fe
Water repellents
(stearates, silanes,
biocides,
3-trimethoxy silyl
propyl dimethyl
octadecyl
ammonium
chloride, zeolite,
2,3,5,6,
tetrachloro-4methylsulfonylpyridine, and Ag
NPs
Testing
conditions
(time and
exposure)
Laboratory
conditions
72 h,
120 days
Laboratory
conditions
5 weeks
Accelerated
test 4 weeks
Testing
methods
CCP, DIA
C,
SEM-EDX
Reference
[33]
[26]
C, F
[38]
(chlorophyll)
In vitro,
24 h
Accelerated
water runoff
test 9 weeks
ADT
[21]
C, S,
SEM-EDX,
DIA
[15]
In vitro
diffusion
test on agar
ADT, CTM
[22]
Modular
setup in
laboratory
conditions
2 weeks
VA, C
[37]
(continued)
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 287
Table 13.2 (continued)
Substrate
Plaster
Organisms involved
Bacteria (Bacillus
paralicheniformis,
Rhodococcus trifolii,
Microbacterium
chocolatum, M.
kitamiense,
Nesterenkonia
sandarakina, and
Parapedobacter
koreensis), fungi
(Ciliophora, Devriesia
sp., Cladosporium
spp., Aureobasidium
pullulans,
Cephalosporium sp.),
phototrophs
(Chlorella sp.,
Leptolyngbya sp.,
Chlorella-like)
Type of NPs
Pretreatment
biotin + ethanol
5% then TiO2,
TiO2 + Ag
NPs + nanosilica
Testing
conditions
(time and
exposure)
In situ on
wall stone
monument,
8 months
Testing
methods
EM,
SEM-EDX
MCT, MI
Reference
[23]
CCP1chromatic changes photograph, F luorimetry (chlorophyll A), VA visual assessment
Numerous studies have demonstrated that the use of plants in the synthetic process offers greater advantages over other biological processes. Plant extracts function
as synthesis-inducing agents, giving the NPs increased stability and durability.
Kalishwaralal et al. [31] studied the anti-bioilm activity of Ag NPs against
Pseudomonas aeruginosa (P. aeruginosa) and Staphylococcus epidermidis (S. epidermidis) bioilms. They demonstrated that the NPs could effectively block the synthesis of extracellular polymeric substances (EPS). Green synthesis using the aqueous
fruit extract of Aegle marmelos (A. marmelos) allowed the generation of Ag NPs that
have the ability to block EPS or bioilm production by the bacterial isolates [32].
Leaf aqueous extracts from two species, Foeniculum vulgare (F. vulgare) and
Tecoma stans (T. stans), were used in Ag NP synthesis [32]. These NPs were tested
in situ to protect stucco, basalt, and calcite materials. Ag NPs from F. vulgare were
more effective for in vitro microbial growth inhibition than those from T. stans. The
use of Ag NPs as a preventive or corrective treatment decreased microbial colonization in three kinds of stone, and so it was recommended to use this class of NPs as
antimicrobial agents to prevent future mechanisms of biodeterioration [33].
In a study comparing the biological resistance of green and conventional building materials before and after nano-metal treatment to improve fungal growth resistance, Aspergillus brasiliensis (A. brasiliensis) or Penicillium funiculosum (P.
funiculosum) was inoculated on samples, and their growth was visually evaluated
according to ASTM G21–09 [33]. Without nano-metals, green materials were not
more prone to fungal growth than conventional ones. After nano-metal treatment at
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B.O. Ortega-Morales et al.
the highest selected dose, the observed order of fungal growth resistance was nanozinc = nano-copper > nano-silver for wooden looring and green wooden looring;
nano-zinc > nano-silver = nano-copper for gypsum board; nano-zinc > nano-silver
> nano-copper for gypsum board, calcium silicate board, and green calcium silicate
board; nano-silver > nano-copper = nano-zinc for mineral iber ceiling; and nanosilver > nano-copper > nano-zinc for green mineral iber ceiling [34].
A silver-silica nanocomposite-based geopolymer antibacterial mortar has been
developed by simple adsorption of silver in a suitable amount of a colloidal silica suspension [35]. The silver NPs (3–7 nm) were attached to the surface of 20–50 nm-sized
silica NPs. Mechanical strength, durability, and mechanistic antibacterial activity of
the silver-silica nanocomposite-modiied geopolymer mortar (GMAg-Si) were investigated and compared to nanosilica-modiied geopolymer mortar and control cement
mortar. Inhibition and mortality of gram-positive and gram-negative bacteria were
assessed in liquid cultures. At 6% (w/w), the GMAg-Si (cured at ambient temperature)
showed substantial improvement in mechanical strength, durability, and antibacterial
properties. ROS generation and cell wall rupture, as observed by luorescence microscopy and ield emission scanning electron microscopy (FESEM), have been suggested
as reasons for the antibacterial eficacy of the GMAg-Si [35].
Three nanomaterials, (Ag, TiO2, and CuO), at three concentrations (5, 10, 15 μg/
mL), were evaluated for inhibition of bacterial and fungal growth [35]. Three fungi,
A. niger, A. lavus, and A. fumigatus, and three gram-positive bacillary bacteria were
isolated from three ancient Egyptian funeral masks. Ag NPs exhibited activity
against A. niger, A. lavus, and A. fumigatus at 15 μg/mL. Ag NP reactivity with
bacteria was higher than for fungi [36].
De Muynck et al. [37] performed one of the irst studies comparing the antimicrobial properties of nanomaterials with those of conventional biocides. They
applied Ag NPs to concrete materials to prevent colonization by phototrophs.
However, the treatment was not as effective as expected such as proved by
Eyssautier-Chuine et al. [38]. Moreover, the treated samples showed very noticeable color changes, with pronounced darkening of the surface. Graziani and
D’Orazio [39] found that, in addition to UV light, the eficacy of the nanocoating
was inluenced by the properties of the material (roughness and porosity). They
also applied a suspension of the same organisms as used in the previous study [40]
to ancient bricks and found that the nanocoating was effective when combined
with UV-A light, except on rough areas of the substrate. In an attempt to overcome this problem, the research group tested nanostructured solutions of TiO2-Ag
and TiO2-Cu. MacMullen [41] tested the ability of a combination of Ag, TiO2, and
ZnO NPs in silane/siloxane emulsions applied to mortars to prevent fouling by
algae (mainly Chlorella vulgaris), cyanobacteria (Synechococcus), bacteria, and
protozoa, all isolated from Canoe Lake in Portsmouth (UK). The bioreceptivity of
the material seemed to be reduced by the presence of Ag NPs, which also enhanced
water repellent façade treatments.
Within the framework of COMAS (Consevazione in situ dei Manufatti
Archeologici Sommersi) project, aimed at preventing the deterioration of underwater archaeological artifacts, Ruffolo et al. [23] tested the ability of TiO2, ZnO, and
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 289
Ag NPs dispersed in siloxane wax to prevent fouling by algae, barnacles, bryozoans, and marine worms. They carried out laboratory and in situ studies over a period
of 2 years in the underwater archaeological park of Baia (Naples, Italy). After
2 years, all treatments had reduced the colonization to 25–50% of that in untreated
samples. The best result was achieved with TiO2 mixed with Ag, while the poorest
results were obtained with ZnO. The eficacy of the products was not increased by
applying larger quantities. All treatments seemed to prevent colonization by endolithic species, which are more powerful degradation agents than epilithic species.
13.3.4
Antimicrobial Activity of ZnO NPs, CuO NPs,
and Mixed Formulations
Cu NPs have been poorly explored for the protection and conservation of stone
substrates. However, they have good antimicrobial properties either alone or
together with other elements, and have the ability to generate multiple toxic effects,
such as the formation of ROS, lipid peroxidation, protein oxidation, and DNA degradation, which was detected in E. coli as a model microorganism [42].
Cu NPs have been studied for their activity against phototrophs, especially the
chlorophyte Chlorella, a common microalga on various stone surfaces. This microalga has been shown to be susceptible to Cu NPs, either as an individual [1] or in a
phototrophic microbial community [15]. In both cases accelerated runoff tests were
carried out over a reasonable period of exposure (9–11 weeks).
Other microbial groups less studied are bacteria and yeasts. Zazuela et al. [43]
evaluated the activity of a CuO/SiO2 nanocomposite to protect stone surfaces and
showed a decrease in growth of E. coli (CECT 01) and the yeast S. cerevisiae. Essa
and Khallaf [44] showed the effect of nanocomposites consisting of consolidant
polymers (acrylates and silicon) and Cu NPs on target microorganisms such as
Aspergillus spp., Candida albicans, and Penicillium chrysogenum, considered as
cosmopolitan fungi, or the pathogens Fusarium solani (plants) and C. albicans
(human). Ditaranto et al. [45] used as consolidant the water repellent commercial
product (ESTEL 1100) as dispersing medium for Cu NPs. The authors inoculated
Arthrobacter histinolovorans (ATCC 11442) and evaluated this product applied to
calcareous stone and characterized the surface physical properties. The nanocoating
strongly inhibited this soil bacterium. However, most microorganisms tested are not
common inhabitants of stone surfaces and could provide an unrealistic response in
comparison with the behavior of autochthonous microorganisms growing in stone
communities. All studies on antimicrobial properties of Cu NPs on the stone
substrate are based on microscopy (optical, SEM), microbial culture techniques,
and colorimetry, which are enough to demonstrate a positive effect (Table 13.3).
However, other interesting techniques to evaluate the eficiency of nanocomposites,
especially those with water-repellent properties, include water absorption by contact sponge method (WACSN) [46], water absorption by capillarity (WAC), and
290
B.O. Ortega-Morales et al.
Table 13.3 Biocidal treatments using Cu NPs to inhibit biological growth on stone materials
Type of
rock
Organisms involved
Calcareous Arthrobacter
histidinolovorans
Sandstone, Aspicilia calcarea,
Aspicilia contorta
marble,
ssp. hoffmanniana,
plaster
Caloplaca aurantia,
Caloplaca
crenularia, Diploicia
canescens,
Diploschistes
actinostomus,
Diplotomma
ambiguum, Lecanora
campestris, Lecanora
pruinosa, Lecanora
muralis, Parmelia
loxodes, Parmelina
tiliacea, Physcia
adscendens,
Tephromela atra,
Verrucaria
nigrescens,
Xanthoria elegans,
Xanthoria parietina
Clay brick Chlorella mirabilis,
Chroococcidiopsis
issurarum
Limestone, Escherichia coli Z1,
sandstone Pseudomonas
aeruginosa,
Micrococcus luteus,
Streptomyces
parvulus and
Bacillus subtilis,
Aspergillus niger, A.
lavus, Penicillium
chrysogenum,
Fusarium solani,
Alternaria solani
Testing
conditions
(time and
exposure)
Type of NPs
ESTEL 1100 + Cu NPs In vitro
laboratory
conditions
Tetraethylorthosilicate, In situ,
33 months
methylethoxy
polysiloxane, Paraloid
B72, tributyltin oxide,
dibutyltin dilaurate, Cu
NPs
TiO2 + Cu, TiO2 + Ag
In
laboratory
conditions
by water
runoff test
11 weeks
Methyl and ethyl
In
acrylate, silicon, silane/ laboratory
siloxane + CuSO4, and conditions
on
Cu NPs
microbial
culture
techniques
24 h
Testing
methods Reference
[45]
MCT,
SP, C,
SEMEDX
OM, C, [46]
FTIR,
WACSM
C, MM
[1]
MCT,
SEM,
EDX
[44]
(continued)
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 291
Table 13.3 (continued)
Type of
rock
Organisms involved
Limestone Escherichia coli,
Saccharomyces
cerevisiae
Traventine Chlorella sp.,
Klebsormidium sp.,
Phormidium sp.,
Chlorogloeopsis sp.
Type of NPs
CuO/SiO2
TiO2, TiO2 + Ag NPs,
TiO2 + Cu NPs
Testing
conditions
(time and
exposure)
Laboratory
conditions
15 days
Testing
methods Reference
MCT, C, [43]
SEM,
WAC,
WCA
[15]
Accelerated C, S,
runoff test MCT,
SEM,
9 weeks
EDX,
DIA
FTIR Fourier transform-infrared spectroscopy, MM mathematical model, WAC5 water absorption
by capillarity, WACSM4 water absorption by contact sponge method
water contact angle (WCA) [8]. In situ experimentation studies are relatively rare.
Pinna et al. [46] compared the performance of traditional treatments (tetraethylorthosilicate, methylethoxy polysiloxane, Paraloid B72, tributyltin oxide, dibutyltin dilaurate) and Cu NPs in the prevention of recolonization of sandstone, marble,
and plaster by crustose and foliose lichens in the archaeological area of Fiesole,
Italy. The changes in the bioreceptivity of treated materials were monitored over a
period of almost 3 years. The Cu NPs plus water-repellent material yielded good
results in terms of preventing biological colonization. In addition, a strengthener
and water-repellent material to the Cu NPs also helped to prevent recolonization of
the surfaces.
The antimicrobial activities of Zn NPs used individually or as nanocomposite
with other agents have also received scant attention (Table 13.4). The principal biological target to test these NPs is fungi, especially those belonging to the genus
Aspergillus and Penicillium oxalicum [8, 17, 20, 47–50], which are known stone
inhabitants and deteriogens. The principal natural stones evaluated for protection
using ZnO-NPs are calcareous [8, 23]. Using a microbial community model, Zang
and co-workers [20] studied the biocidal effect of Zn and Ti nano-oxide silane/
siloxane emulsions in laboratory conditions. They evaluated an alga-dominated
microbial community and observed that these nanomaterials only slightly inhibited
the growth of photototrophs.
13.4
Discussion
Stones are colonized by complex microbial communities [51]. Their composition
depends on climate and microclimate, as well as the intrinsic properties of the substrate. Tertiary bioreceptivity is determined by the inluence of any human activity
that interferes with the material such as consolidation, cleaning, or antimicrobial
treatment based on NPs and biocides.
292
Table 13.4 Biocidal treatments using Zn NPs to inhibit biological growth on stone materials
Substrate
Limestone
Type of NPs
Ca(OH)2.ZnO, Ca(OH)2.TiO
Glass slides and
Limestone
Calcareous
Aspergillus niger or Penicillium
oxalicum
Aspergillus niger
Ca[(OH)3]2.2H2O
Agar plate
Alternaria alternata, Aspergillus
niger, Penicillium chrysogenum,
and P. pinophilum mixed
Aspergillus niger, Penicillium
oxalicum, Paraconiothyrium sp.,
Pestalotiopsis maculans
Mortar slabs
(sand/cement)
Limestone,
dolostone, and
glass slides
Silane, polyhydroxymethylsiloxane, emulsiier
POE, and TiO anatase or ZnO emulsions
ESTEL 1000, 1100, SILO 111, ESTEL
1000 + ZnO, ESTEL 1100 + ZnO,
SILO111 + ZnO, ESTEL 1100 + Cu, SILO
III + Cu
ZnO
MgO, Zn, ZnO/MgO
Testing conditions
(time and exposure)
Laboratory
conditions, 28 days
Laboratory
conditions
antifouling rig setup
8 weeks
In vitro, 21 days,
Monospecies assay
In situ, 6 months
Testing
methods
MCT, SEM
Reference
[48]
MCT, WCA,
C, Pn-S
[20]
OM, SEM
[17]
C, SEMEDX, MI,
MCT
[49]
In laboratory
conditions 10 days
BP, MI
[47]
In laboratory
conditions
[50]
OM,
ESEM-BSE,
FESEM, DIA,
C
BP biomass protein of exopolymeric substances (EPS), ESEM-BSE environmental backscattered electron scanning microscopy, FESEM ield emission scanning electron microscopy, OM optical microscopy, VCS virtual crosshatching system
B.O. Ortega-Morales et al.
Organisms involved
Aspergillus niger or Penicillium
oxalicum
Volvox, Chlorella, Aphanothece,
and Pleurococcus, bacteria and
protozoa community
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 293
The use of nanomaterials to control microbial colonization has increased considerably in recent years. The nanometric form of TiO2 is probably the most commonly
used nanomaterial. TiO2 NPs are characterized by their broad-spectrum biocidal
activity and by being nontoxic, highly photoreactive, chemically stable, and inexpensive. However, the reactivity of nanoscale TiO2 is light dependent. The biocidal
activity of the material is greater under UV-A light than under visible light (natural
or artiicial), and the material is ineffective indoors and in closed environments with
no light. In some studies, the TiO2 matrix has been added to other metal NPs, including Ag [1, 14, 21–23], Cu [1, 8, 14, 46], and Pt [19].
Ag, Zn, and Cu NPs have also been shown to be effective in microbial control,
either used as sole biocide agents or in mixed formulations. It is dificult to assess
the effectiveness of treatments and perform direct comparisons between the published studies due to the heterogeneity of methods employed to test antimicrobial
activity and the range of microorganisms tested. However, it appears that synergism
is an important feature of the reviewed studies. The use of standard methods and
model organisms would improve our understanding of their biocidal activity, speciicity, and their interaction with the substrate.
The application of a nanomaterial that displays antimicrobial properties should
reduce the bioreceptivity of a substrate. On the other hand, the tertiary bioreceptivity of a substrate should be lower than the primary bioreceptivity. In this respect,
numerous laboratory studies have been conducted to evaluate the inhibitory eficacy
of novel products over several weeks in controlled colonization tests with microbial
communities. In particular, such studies have used bacteria, which tend to grow
faster than algae and cyanobacteria, even though the latter is considered to be the
most abundant colonizers of façades that usually appear before other species such
as fungi, lichens, mosses, and other bryophytes. In situ (ield) studies in this area are
much less frequent. Indeed, the irst report of a case study of the direct use of a TiO2
coating biocide on cultural heritage buildings has been published very recently.
Ruffolo et al. [23] conducted an 8-month-long study to monitor phototrophic and
chemoorganotrophic colonization in the archaeological site of “Villa dei Papiri,”
Ercolano (Naples, Italy). These researchers found that TiO2 NPs (alone or combined
with Ag) enhanced the effect of the previously applied organic conventional biocide
(biotin R). Four months after application of nanoproducts, no recolonization of the
surfaces was observed. By the end of the study, the recolonization rate was higher
in damper areas of the surface, suggesting the presence of water reduces the effectivity of the nanomaterial.
The characteristics of the target microorganisms inluence the response to NPs.
The most important of these characteristics are structural properties such as the complexity and thickness of the cell envelope. Thus, for example, fungi are usually less
affected by TiO2 than the structurally more complex bacteria and viruses [7], although
Shirakawa et al. [26] demonstrated the eficacy of TiO2 against fungal colonization on
the modern glass in a 5-month ield study in Sao Paulo, Brazil. Since the activity of
antimicrobials is so dependent on the structure and activity of the target organisms, it
is of maximum importance that they are tested in the laboratory against a wide range
of organisms before being transferred to ield trials carried out under the actual condi-
294
B.O. Ortega-Morales et al.
tions and on the same substrates as their intended use. Model organisms for testing
need to be representative inhabitants of the stone subaerial environment, which generally have thick capsules, are highly pigmented, overcome desiccation by producing
osmolytes, exhibit a mucoid phenotype, and possess low surface-to-volume ratios
(reduced contact with the environment) [52, 53]. Low surface-to-volume ratio reduces
biocide uptake. Similarly, thick capsules and sheaths would make it dificult for NPs
to enter the cells. Displaying a mucoid phenotype, indicative of EPS production,
would be valuable to microorganisms as a barrier for NP contact or even to reduce
their activity. Few organisms of the reviewed studies possess these attributes. The
reported studies should, therefore, be considered cautiously to extrapolate eficiency
for outdoor building surfaces, as NPs may have a low eficiency.
Microbes generally prefer to colonize damp substrates. Nanomaterials formulated
with the aim of preventing biofouling therefore often include hydrophobic properties
in addition to biocidal and sometimes strengthening properties. The hydrophobic properties also reinforce the biocidal properties by preventing direct contact between
organisms and the surface to be colonized [7]. Nanomaterials with these properties will
also help protect mineral surfaces, as water is one of the main factors involved in the
decay of such substrates. In planning a ield trial to test such new protective treatments,
the most stringent conditions should be used; hot and humid environments are preferred. Hence companies producing and testing antimicrobials generally use test sites
in the humid tropics and suitable sites containing culturally important buildings abound
in, for example, India, Latin America, and the Far East.
The potential of NPs in the ield of conservation of cultural heritage has been
established in a number of ways, consolidating decayed materials, enhancing and
de-polluting surfaces, self-cleaning, or as a biocide in biodeterioration [7, 8, 53, 54].
There is limited understanding of the environmental fate of NPs after release from
treated surfaces and the impact on surrounding nontarget organisms and ecological
processes. Gladis et al. [55] previously stressed the importance of ecotoxicological
assessments of active agents under development. The release of NPs may result
when the coatings are not ixed adequately to stone or when the durability of materials is not suficiently effective to remain adhered to the rock over a long period of
time [56–59]. Using runoff experimental setups were able to demonstrate unequivocally direct release of Ag NPs and TiO2 NPs from façade paints (aged and new coatings) and their transport into surface waters and soils. Research on risk assessment
of environmental impact and human health issues associated with the release of NPs
into the surrounding environment in ield studies is essential [7].
13.5
Conclusion
In this chapter, the antimicrobial properties of major types of NPs (TiO2, Ag, Cu, and
Zn) and their mixed formulations that have been reported for stone conservation were
reviewed. The heterogeneity of testing methods and microorganisms tested render
comparisons dificult. However, some patterns arise. TiO2 NPs are the most studied
13
Antimicrobial Properties of Nanomaterials Used to Control Microbial Colonization… 295
type of NPs displaying biocidal properties. Comparatively, little is known about the
potential of Cu and Zn NPs, although they appear to be particularly useful for indoor
surfaces lacking light. There are no clear speciic activities against microbial groups,
as several NPs appear to exert toxic activity using similar modes of action. There is
an overrepresentation among studies of medical or soilborne microorganisms, which
are not representative of the stone subaerial environment. Also, as most studies are
carried out under lab conditions using mono- or dual species (two organisms), there
is not currently a solid body of knowledge on the effectiveness of NPs in ield studies
for use on building surfaces. Further studies need to be carried out using more complete and realistic approaches. These approaches include the use of standardized testing methods, preferably community-based techniques such as phospholipid fatty
acids combined with molecular biology, a combination that provides information
about biomass, diversity, and function of the communities. The use of model organisms from subaerial habitats and long-term ield trials are also necessary.
Acknowledgments The authors are grateful to Elías García-López for the ine illustration. This
work was supported by CONACYT Ciencia Básica 2016 grant 257449 “Inluencia de tratamientos
con nano y biomaterials en la colonización microbiana de roca monumental” to Benjamín Otto
Ortega Morales. Patricia Sanmartín is inancially supported by a postdoctoral contact within the
framework of the 2011–2015 Galician Plan for Research, Innovation and Growth, Plan 12C,
Modality B (2016 Call).
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