A GIS COMPARATIVE ANALYSIS OF BRONZE AGE SETTLEMENT
PATTERNS AND THE CONTEMPORARY PHYSICAL LANDSCAPE
IN THE JAZIRA REGION OF SYRIA
A thesis presented to
the faculty of
the College of Arts and Sciences of Ohio University
In partial fulfillment
of the requirements for the degree
Master of Arts
Antone J. Mathys
June 2001
A GIS COMPARATIVE ANALYSIS OF BRONZE AGE SETTLEMENT
PATTERNS AND THE CONTEMPORARY PHYSICAL LANDSCAPE
IN THE JAZIRA REGION OF SYRIA
BY
ANTONE J. MATHYS
This thesis has been approved
for the Department of Geography
and the College of Arts and Sciences by
________________________________________
Nancy R. Bain
Professor of Geography
________________________________________
Leslie A. Flemming
Dean, College of Arts and Sciences
iii
ACKNOWLEDGMENTS
What I owe Prof. Nancy Bain is beyond evaluation. This thesis would have never
been completed without her support and guidance.
My appreciation and thanks also go out to Prof. Hubertus Bloemer, Prof. Ron
Isaac, Prof. Hubert Wilhelm, and Prof. Lynden Williams for their time and efforts in
seeing me through the various stages of this thesis. I would also like to thank the Assistant
to the Dean, Wayne Chiasson, for taking the time to review my thesis.
I am very grateful to Professors Giorgio Buccellati and Marilyn Kelly-Buccellati
for giving me the opportunity to return to the Syrian Jazira for fieldwork at Tell Mozan.
Also my thanks to Dr. John Curtis, curator at the British Museum in London. He provided
copies of Max Mallowan’s archaeological survey field notes for me.
Finally, I offer very special thanks to Alessandra and Enrico for all their
wonderful support and kindness through the thesis years.
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TABLE OF CONTENTS
Page
ACKNOWLEDGMENTS ...........................................................................................iii
TABLE OF CONTENTS ..................................................................... iv
LIST OF TABLES ......................................................................................................vi
LIST OF FIGURES....................................................................................................vii
CHAPTER I..................................................................................................................1
INTRODUCTION.................................................................................. 1
Background ...........................................................................................1
The Syrian Jazira ...................................................................................5
A GIS Approach to Ancient Settlement Analysis.....................................8
Problem Statement .................................................................................9
CHAPTER II ..............................................................................................................11
LITERATURE REVIEW .................................................................... 11
Settlement Methodologies.....................................................................11
Settlement Pattern Analysis for the Jazira Region .................................14
Settlements and Environment Reconstructions ......................................15
Landscape Evolution............................................................................17
Climate Studies....................................................................................18
Geographic Information System Applications in Archaeology ...............19
Site Inventory Applications......................................................19
Predictive Modelling Applications............................................20
CHAPTER III.............................................................................................................24
METHODOLOGY............................................................................... 24
Archaeological Sites.............................................................................28
Data Sources .......................................................................................28
Archaeological Surveys and Excavations .................................28
Archaeological Site Excavations ..............................................32
Toponyms, Maps and Gazetteers .............................................34
Other Cultural Determinants....................................................38
The Physical Landscape.......................................................................40
Climate ...................................................................................41
Surface Hydrology...................................................................42
Subsurface Hydrology .............................................................42
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Geology...................................................................................42
Soils and Land-use ..................................................................43
Relief ......................................................................................43
Geographic Information Systems..........................................................43
Background.............................................................................44
Spatial Modelling ....................................................................44
Site Mapping and Registration.................................................46
Site Inventory Maps and Databases .........................................47
Costs and Benefits of Using a GIS in Archaeology ...................50
GIS Application Methodology for the Jazira.............................52
Data Capture...........................................................................52
Topology.................................................................................53
Attributes and Database Structure............................................56
Occupation Periods of the Jazira Region ..................................61
CHAPTER IV.............................................................................................................67
RESULTS ............................................................................................. 67
Subsistence Activities and the Physical Setting .....................................67
The Physical Landscape of the Jazira ...................................................70
Geology...................................................................................70
Geomorphology and Relief.......................................................75
Soils and Land-Use..................................................................78
Climate ...................................................................................85
Surface Hydrology...................................................................92
Subsurface Hydrology .............................................................97
The Cultural Landscape ..................................................................... 100
Distribution of Raw Materials................................................ 100
Political Spheres of Influence and Trade Route Patterns ......... 102
Archaeological Sites........................................................................... 105
The Distribution of Archaeological Sites ................................ 106
Site Distribution Patterns and the Physical Landscape............ 109
Physical Landscape Model ................................................................. 119
Normal Rainfall Model.......................................................... 119
Drought Year Rainfall Model................................................. 124
Modern Population and Archaeological Site Density Patterns.............. 124
CHAPTER V ............................................................................................................ 127
CONCLUSIONS ................................................................................ 127
Summary ........................................................................................... 127
Recommendations .............................................................................. 130
BIBLIOGRAPHY..................................................................................................... 133
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LIST OF TABLES
Page
Table 1. Cultural and physical features selected for research analysis of ancient
settlement patterns in the Syrian Jazira...........................................................27
Table 2. Map features and their representative digital entities........................................54
Table 3. Attribute names, descriptions, and types for the
archaeological site coverage. ..........................................................................57
Table 4. Attribute and table field names and the respective periods and dates. ...............60
Table 5. Classifications and descriptions for the Jazira’s soils. ......................................78
Table 6. Discharge rate, river length, and catchment area size for Jazira’s rivers. ..........96
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LIST OF FIGURES
Page
Figure 1. A typical large archaeological site of the Upper Jazira......................................3
Figure 2. The Syrian Jazira, current political boundaries, and major
physical features in the Near East............................................................................6
Figure 3. The Jazira region of Syria................................................................................7
Figure 4. Archaeological surveys conducted in the Jazira. .............................................30
Figure 5. The French map series (Levant 1:200,000) covering the Syrian Jazira. ...........36
Figure 6. Satellite image of two archaeological sites (tells) in the Upper Jazira. ..............38
Figure 7. Example of a GIS archaeological site inventory map with an open
database and a link to a satellite image file.............................................................49
Figure 8. Relative geological dates for deposits in the Jazira..........................................72
Figure 9. Cross-section of the geological structure of Jebel abd el-Aziz and
the Upper and Lower Jazira. .................................................................................73
Figure 10. Geological sediments in the Jazira................................................................74
Figure 11. Relief map for the Jazira..............................................................................76
Figure 12. Soils of the Jazira. .......................................................................................80
Figure 13. Agricultural land-use patterns for the Jazira. ................................................83
Figure 14. Average annual rainfall for the Jazira...........................................................86
Figure 15. Monthly precipitation/ETP rates for Qamishli, Syria....................................88
Figure 16. Monthly precipitation/ETP rates for Hassaka, Syria.....................................88
Figure 17. Monthly precipitation/ETP rates for Deir ez-Zor, Syria................................89
Figure 18. Minimum and maximum monthly temperatures for Qamishli, Syria..............89
Figure 19. Minimum and maximum monthly temperatures for Hassaka, Syria...............90
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Figure 20. Minimum and maximum monthly temperatures for Deir ez-Zor, Syria..........90
Figure 21. Annual rainfall averages during dry seasons in the Jazira. ............................91
Figure 22. Surface hydrology stream orders and types for the Jazira..............................93
Figure 23. The Euphrates River along the western Jazira. ..............................................94
Figure 26. The Khabur River north of Hassaka.............................................................94
Figure 25. The Balikh River. ........................................................................................95
Figure 26. The Jagh-Jagh River near Qamishli, Syria....................................................95
Figure 27. Wadi Jarrah in the month of June.................................................................96
Figure 28. Subsurface water quality index and irrigation suitability
zones for the Jazira. ..............................................................................................99
Figure 29. Distribution of important raw materials in the Near East. ...........................101
Figure 30. Important trade routes, cities, and states in the vicinity of the
Syrian Jazira from the third to the first millennium B.C. ......................................103
Figure 31. Archaeological site distribution patterns.....................................................107
Figure 32. Archaeological site patterns, Bronze Age sites, and
sites greater than 4 and 50 hectares in area. .........................................................108
Figure 33. A comparison between archaeological site patterns,
Bronze Age sites, and surface hydrology. ............................................................110
Figure 34. A comparison between archaeological site patterns,
Bronze Age sites, and annual rainfall...................................................................112
Figure 35. A comparison between archaeological site patterns,
Bronze Age sites, and dry year rainfall patterns. ..................................................114
Figure 36. A comparison between archaeological site patterns,
Bronze Age sites, and relief.................................................................................115
Figure 37. A comparison between archaeological site patterns,
Bronze Age sites, and land-use patterns...............................................................117
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Figure 38. A comparison between archaeological site patterns,
Bronze Age sites, and subsurface water quality and irrigation suitability..............118
Figure 39. Weighted model using normal precipitation, land-use, subsurface water
quality, and relief layers......................................................................................120
Figure 40. Weighted model diagram for normal year precipitation, relief, land-use,
and subsurface water quality layers.....................................................................121
Figure 41. Weighted model using dry year precipitation, land-use, subsurface water
quality, and relief layers......................................................................................122
Figure 42. Weighted model diagram for dry year precipitation, relief, land-use, and
subsurface water quality layers. ..........................................................................123
Figure 43. A comparison between archaeological site density patterns and the 1961
population density in the Jazira. ..........................................................................125
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CHAPTER I
INTRODUCTION
Background
It wasn’t until 1987 that an archaeological excavation in northeastern Syria
brought me to the heartland of the Jazira region. Prior to 1987, my only encounter with
the Jazira was during excavations with German and American archaeologists at sites along
the Euphrates River, which flows along its western and southern periphery.
A ride on a vintage train provided the means to traverse across the Jazira region,
and view the changing landscapes as the train moved from the southern Jazira to the
northern frontier. The southern leg of the journey revealed a familiar landscape with
irrigated fields, small villages, and occasional ancient anthropogenic mounds along the
banks of a river. The difference was that it was no longer the Euphrates River, but a
small, meandering river that ran parallel with the train’s course. This river, known as the
Khabur, flows from one of many great karst springs in the north and stretches across the
full length of the eastern Jazira to the Euphrates River in the south. It was this region of
karst springs in the north that provided a striking contrast to the landscape in the southern
Jazira.
The northern portion of the trip revealed a landscape plentiful in wheat fields and
earthen mounds. The earthen mounds were no longer restricted to the banks of the Khabur
River. Hundreds of them towered above the wheat fields and plains of the Upper Jazira.
The mounds varied in size, indicating that they contained the remnants of villages, towns,
and cities that were inhabited hundreds and thousands of years ago. The ancient
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inhabitants of these settlements probably had witnessed the origins of the agricultural and
urban revolutions, and the subsequent transitions in society that would introduce writing,
science, laws, government, and religion to the region and the world.
The 1987 archaeological excavation at Tell Mozan opened the door for me to
return again to the Jazira. This provided the opportunity to travel extensively through the
region, and observe the traits of the physical and cultural landscapes. The Jariza
represented a region of contrasts. These contrasts revealed distinctive patterns and
relationships between the ancient and modern cultural landscape and the surrounding
natural environment. Understanding these complex patterns led to the research embodied
in this thesis.
The scope of the research presented many challenges ranging from study area size
to the acquisition of disparate and scattered reference material and maps. Fortunately,
technological advances in the development of Geographic Information Systems (GIS), and
my training and experience as a geographer and an archaeologist in Syria, made it possible
to tailor a research methodology that could address these problems and provide the basis
for examining the complex patterns observed across the Jazira’s landscape. These
observations include similarities between contemporary settlement patterns and those of
antiquity, as well as parallels between modern settlement and archaeological site
distribution patterns and the surrounding physical landscape.
Mapping the locations of archaeological sites and modern population density in the
Jazira, along with features of the physical landscape, should produce similar patterns that
reflect the interactions between the inhabitants of the region and their surrounding
environment. Subsistence activities over the past six millennia centered on wheat and
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barley production and animal grazing; therefore, making the environment a critical factor
in sustainability. Secondary reasons such as trade and political influence would have also
played important roles in settlement patterns from antiquity to the present.
Human activity over the centuries has etched patterns into the landscape.
Probably the most pronounced evidence of this interaction occurred in the Near East. The
birth of civilization and urban development placed its roots in this region more than six
thousand years ago. Today, remnants of this ancient civilization form earthen mounds
(Figure 1) that dot the plains of southern and northern Mesopotamia.
Figure 1. A typical large archaeological site of the Upper Jazira.
Local inhabitants refer to these mounds as “tells.” A tell represents an archaeological site,
which is composed of weathered mudbrick and stone of ancient buildings, and cultural
artifacts. Years and centuries of continuous occupation account for the development of
many tells. The size of a tell may be a condition of many years of occupation, or a short
4
span in time, representing an important city with administrative buildings and
fortifications. Archaeologists can often estimate the dates of occupation using pottery
sherds, or other diagnostic artifacts collected during a survey of the site.
Many of these tells are situated in a region of Mesopotamia that is known as the
“Fertile Crescent.” Through antiquity, inhabitants of the Fertile Crescent depended on its
water and soil resources to produce annual harvests of cereal crops, including wheat and
barley. Legumes such as lentils and chickpeas were also prominent crops that were grown
and harvested. The Fertile Crescent and its marginal areas also supported herds of grazing
goats and sheep, the first known domesticates in the Old World. These activities impacted
the environment over time, leading to soil salinization and deforestation.
Near Eastern historical accounts provide some valuable information about human
interaction with the surrounding landscape. Cuneiform tablets of the early Mesopotamian
societies contain references to canal building projects, crop harvests, trading transactions,
and political events that may be attributed to climatic changes. Unfortunately the record is
inadequate and incomplete, making it difficult to know if the current environmental
conditions are similar to those of the past, or represent the effects of cumulative gradual
degradation over time, or cyclical degradation attributed to sporadic droughts, diseases,
political instability, or invasions. At issue is whether the current environment has
remained relatively the same for centuries despite experiencing the effects of extensive
farming, grazing, societal upheavals, and the natural cycles that could be expected over a
span of six millennia of habitation in the Jazira region.
One approach to exposing this complex interaction between civilization and the
surrounding landscape is to examine current environmental conditions and compare it with
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ancient settlement patterns. Urban inhabitants in the ancient Near East sustained
themselves primarily through agricultural subsistence activities, making their economy and
survival very dependent on environmental changes. Over time, the settlements either
collapsed, or managed to sustain themselves to the present date, such as in the case for
Damascus and Aleppo, Syria, two cities continuously occupied for more than four
thousand years. Either outcome left its mark on the landscape as an occupied settlement
standing against the elements of time, or an archaeological ruin waiting for future
discovery. Locating the latter, in a contemporary setting, makes it possible to compare
current environmental conditions with the distribution, sizes, and dates of these
archaeological sites.
The Syrian Jazira
Much of western and northeastern Syria falls within this “Fertile Crescent,” an
area arching along the littoral region of Syria, across its northern flanks, and down to the
Tigris-Euphrates River delta in southern Iraq (Figure 2). Also situated within the Fertile
Crescent lies a region referred to as the Syrian Jazira (Figure 3). Jazira is the Arabic word
for “island.” Geographically, it refers to the land between the Tigris and Euphrates
Rivers. Covering an area of 37,480 kmƒ, about half the size of the state of Ohio, the
Syrian Jazira is confined between the Euphrates River to the south and west, the
Syrian/Iraqi border to the east, and the Syrian/Turkish border at its apex. A short stretch
(40 km) of the Tigris River cuts across its northeastern corner.
6
Figure 2. The Syrian Jazira and current political boundaries and major physical features in the Near East.
7
Figure 3. The Jazira region of Syria.
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The geographical diversity of the Syrian Jazira provides the basis for a study of
the archaeological record and comparison with the current environmental conditions of the
region. The archaeological record represents archaeological site survey and excavation
information for the Jazira, plus ancient written records that describe the political spheres of
influence and trade networks. The environmental diversity of the Jazira is manifested in its
variability in rainfall, surface hydrology, subsurface hydrology, soils, and relief. Based on
the premise that these ancient societies were very dependent on cereal crop production for
their primary subsistence activities, a model can be derived that can weigh the importance
of each environmental variable as a resource that could sustain agricultural development.
Accessibility to water was the primary concern for the ancient inhabitants of this
region, especially given the tenuous nature of rainfall. The other resources, including
cultural, are not as assumptive, especially considering the complexities of human
responses to the surrounding landscape. High relief in an arid zone may capture clouds at
its apex, and send the rainfall running down to irrigated fields at its base, thus making it
possible for small settlements to emerge and develop.
A GIS Approach to Ancient Settlement Analysis
Recent advances in software and computer technology make it possible to
construct a model that can measure complex spatial interactions. Specifically, a
Geographic Information System (GIS) offers the capabilities to capture, convert, and
manipulate spatially referenced information that is representative of real world features.
Once converted to a digital format, a GIS dataset consists of attribute information that is
stored in a database and linked to the graphic elements of a map. These graphic elements
9
consist of lines, polygons, and points, and can represent such relevant features as
hydrology (lines), soils (polygons), and archaeological sites (points). Subsequently, these
datasets can be manipulated to test and measure their spatial relationships, with the results
displayed as maps, graphs, and tables.
Using a GIS as a tool for this research endeavor will make it possible to build
models for spatial system analysis using the Syrian Jazira’s archaeological site and
environmental data. A GIS can also serve as a resource that can provide an archaeological
site inventory map for the Jazira. A site inventory map offers an opportunity for the user
to select a site on a map and access a database that contains attribute information for that
site. Attributes may include site sizes, occupation dates, and bibliographic references.
Fields in the attribute table can also be used to establish links to graphic files that show
photographs and field maps of the site. This could be expanded to include links to
archaeological information if excavations are being conducted at the site.
Problem Statement
Preliminary evidence indicates that similarities exist between contemporary
settlement patterns and those of antiquity. There are also parallels between modern
settlement and archaeological site distribution patterns and the physical landscape of the
Syrian Jazira.
A GIS will be employed to map, generate, and analyze layers representing the
locations of archaeological sites and modern population density in the Jazira, and layers of
the relevant physical landscape features. This will provide the basis for a comparative
analysis of these variables, with the results possibly revealing similar patterns that reflect
10
the interactions between the inhabitants of the region and their surrounding environment.
The main focus will be on archaeological sites of the third millennium B.C. Bronze Age.
If the results of this research reveal that there is a temporal-spatial disparity
between contemporary and ancient settlement patterns, an examination of the physical
landscape may be considered for further analysis, with a focus on the role of climate.
Regional trade networks, raw material sources, and politics will also be reviewed to
examine their influence on settlement patterns.
Changes in the physical landscape will be reviewed in the context of human
interaction with the environment. Intensive grazing and agricultural practices degraded the
environment, especially soil conditions and local vegetation. Loss of vegetation could have
affected the ecosystem and changed the regional weather patterns. This scenario might be
inferred if evidence suggests that population densities were greater during antiquity and
decreased during subsequent centuries of occupation. Preliminary archaeological evidence
suggests that this may have been the case for the Upper Jazira region during the third
millennium B.C. Archaeological surveys across the Upper Jazira have identified hundreds
of third millennium Bronze Age sites.
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CHAPTER II
LITERATURE REVIEW
Settlement Methodologies
The greatest contributions to the field of settlement geography and archaeology in
the Near East come from Karl Butzer and Robert McC. Adams. Both scholars’ research
efforts present an examination of settlement patterns and their cultural and environmental
determinants to make inferences about settlement density and distribution. Karl Butzer
provides examples of this approach in his book, Environment and Archaeology (1964).
The book introduces Pleistocene geography by describing changes in the environment
between the last Ice Age and Post-Ice Age Periods. He also presented the different
strategies taken by humans to adapt to environmental change. His last chapters refer to
agricultural origins in the Near East. With this development also comes growth in human
population and greater demands on local environments. Butzer describes several human
activities that can modify the environment (1964, 469-470). As an example, fire aids in
hunting strategies, and subsequently this activity alters the surrounding environment.
Woodland settings convert to grasslands and this has an impact on soil formation and the
hydrologic cycle. Another example of human induced change includes accidental or
deliberate plant transfers from one zone to another; this often leading to plant
domestication.
Agricultural activity in the Near East started with human domestication of emmer
wheat and flax. Humans also affected the environment through the domestication of
animals. Sheep, onagers, and other domesticates became dependent on humans and
12
surrounding grazing lands. With the domestication of plants and animals, populations
became sedentary and developed more complex societies. Eventually, urbanization
developed with the human populations dependent on local environments for subsistence
activities. With agriculture as the dominant economic activity, urban populations became
more dependent on the environment. In the semi-arid regions of the Near East, water
represents a critical resource. With the use of irrigation, short-term food supplies were
assured; however, long term implications associated with salinization became a serious
detriment to the stability of urban centers. The domesticated animals also depended on
local vegetation for sustenance. Eventually their numbers grew and this may have led to
land degradation. An excellent authority on this interaction between urbanization and its
impact on the environment is Robert McC. Adams, an archaeologist from the University of
Chicago.
The Uruk Countryside (1971), a book co-authored by Adams and Hans J. Nissen,
examines ancient settlement patterns in the Warka region of Iraq. Adams and Nissen take
a systematic approach to explaining settlement patterns in the region with full attention to
environmental, cultural, and spatial relationships. As archaeologists, Adams and Nissen
also use spatial analysis, customarily a geographical application. The site inventory from
the Warka Region includes categorizing sites according to size. Distances between sites
are also measured to provide empirical evidence for the propositions of central place
theory (1971, 19). Environmental assessment of the region is approached through the
description of climate and land topography. The methodology in their approach to
settlement analysis is comprehensive and it provides a fundamental approach to my work.
In a later work, The Heartland of Cities (1982), Robert Adams describes the
13
relationship between settlement patterns and the surrounding landscape in southern Iraq.
Here, the ancient Sumerians built their cities on the alluvial plains of the Tigris and
Euphrates Rivers. The settlements were situated in a region with little rainfall to support
crop production. Generally, a minimum of 250 mm of rainfall is considered adequate for
crop production, and rainfall statistics for the region indicated that typical annual rainfall
amounts averaged between 110 and 120 mm (Adams 1982, 12). Assuming similar
climatic conditions in the past, the Sumerians responded to the environmental constraints
and constructed a complex irrigation system that channeled water from the rivers to their
fields. Each year, the rivers would have provided a reliable source for water, as well as
fertile soil sediments; however, over time, irrigation practices increased salinization, and
subsequently poisoned the soil, and put them out of production indefinitely. Subsequent
inhabitants of the region encountered similar problems as they interacted with the
environment in order to sustain their towns and cities. Eventually these conditions would
lead to a collapse of the agrarian base and the urban superstructure.
Adam’s research provided this summary through a methodology that involved the
collection of ancient site and landscape information, using extensive archaeological
surveys in the region. The surveys yielded information about site occupation dates and site
size. In his analysis of these data, Adams examined temporal settlement patterns and
urban hierarchies for each of the main historical periods represented in the region, and
these results culminated in a complex overview of the settlement history for the region
spanning from the origins of urban civilization to the Sassanian-Islamic period (Post-A.D.
637).
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Settlement Pattern Analysis for the Jazira Region
One of the first scholars to observe the diverse regions of the Jazira was M.E.L.
Mallowan. During the 1930s, he and his wife Agatha Christie conducted surveys and
excavations in the area. His accounts of their experiences are documented in Iraq, a
journal printed by the British School of Archaeology in Iraq. Mallowan's first description
comes in a journal article (1936) of Iraq. Describing the contrasting areas as the Lower
and Upper Khabur (Jazira), in reference to the Khabur River, Mallowan indicated that the
Upper Khabur had a greater density of sites than the lower half of the region. Mallowan
attributed this difference to precipitation and soil conditions. In a subsequent article for
Iraq (1937, 92-93), Mallowan described the importance of interaction between climate,
soils, and settlement density in the Upper Khabur region. He also expressed disbelief that
such favorable conditions would have led to depopulation of this region.
Another scholar, Peter Akkermans (1993), provides an assessment of the
environment and settlement history of the Balikh River valley in the western Jazira. His
efforts include an extensive archaeological survey along the Balikh River, an evaluation of
the survey results, excavations at selected archaeological sites, and an assessment of the
surrounding physical landscape. He concludes that there isn’t adequate evidence to draw
any conclusions about climatic changes through antiquity for this region of the Jazira.
Harvey Weiss, an archaeologist from Yale University undertook the same
systematic approach as had Adams and Nissen (1971) to understanding ancient settlement
patterns. Weiss studied modern land-use practices as a means to investigate these
developments in antiquity. Working in northeastern Syria, Weiss (1986) describes current
regional environmental conditions, land use, and land carrying capacities. Using this
15
information, Weiss draws parallels between settlements in ancient and modern Syria. With
this approach, Weiss attempts to reconstruct the past and predict human response to the
environment. Modern data and paleobotanical information indicate that northeastern Syria
is a high-risk environment for crop production, though barley provides relatively high
yields under normal seasonal conditions. Like other archaeologists, Weiss also contends
that the region transects an important trade route between the Mediterranean coast and
lower Mesopotamia. This suggests a combination of human and cultural determinants to
settlement patterns in the Upper Jazira Region.
Settlements and Environment Reconstructions
Several scholars offer their perspectives on settlement patterns and their
relationship to surrounding environmental conditions. Joan Oates and Francis Hours
provide examples in a book edited by John Bintliff and Willem van Zeist. Titled
Paleoclimates, Paleoenvironments, and Human Communities in the Eastern Mediterranean
Region in Later Prehistory (1982), the book presents a series of articles with themes
pertaining to human/environmental interaction in the ancient Near East. Joan Oates
examines the relationship between ancient settlements and the present-day environment for
several regions in the Near East (1982, 359-398). Among the regions described, Joan
Oates includes the Upper Jazira. Using survey reports as evidence, Oates argues that
climatic fluctuations occurred between the fourth and second millennia. These suggestions
are based on pottery sherd gathering at the surveyed sites. Sherds are used for dating
archaeological sites. Many sites in the Upper Jazira have pottery sherds from the fourth
millennium. In contrast, few sherds were found that dated the occupation of the site to the
16
latter part of the second millennium. Oates suggests that the sherd dating indicates that
more settlements existed during the fourth millennium and contract in the early and middle
second millennium (1982, 369). Her arguments contradict other theories that suggest
static climatic conditions. Oates concludes in her article that limitations exist because not
enough archaeological evidence is available for making inferences to climatic change.
With only a limited coverage of excavated sites in the Jazira, any suggestions at this time
are at best preliminary.
Frances Hour's article also takes a similar approach by locating sites and
identifying them with a range of time between 18,000 and 3,600 B.C. (1982, 419-444).
Hour’s method is appropriate in that he examines the site distribution patterns with respect
to current environmental conditions; however, there are some short-term limitations to this
approach. Until the seventh millennium, there were very few habitation sites and many
were provisional. Towards the fourth millennium more settlements sprouted across the
landscape, some growing to the size of small towns. Given these conditions, the major
concern would be to locate and excavate a sufficient number of archaeological sites to
reveal their archaeological records. An adequate sampling size of sites would be required
so as to span the entire time frame mentioned in his paper. While he does examine the
distribution patterns of known sites, there is little information about the archaeological
record of each site. This record would reveal the types of subsistence activities that the
inhabitants would have conducted at the time, and perhaps shed light on the type of
environmental conditions that existed at the time of the occupation of the site. Floral and
faunal remains and artifacts at a site can reveal much about subsistence activities and
environmental conditions; however, a sufficient number of sites must be excavated to
17
identify the mechanisms responsible for change or stability over time.
The methodology behind Hour’s work serves as an important tool for studying
settlement patterns in the Jazira. Putting together all the environmental variables and
comparing them to the settlement patterns over time provides an opportunity to observe
how the two interact. This is especially true during the time of the urban revolution when
it was more difficult for inhabitants of the region to leave their towns and cities.
Unfortunately Hour’s time frame preceded this explosion of urbanization on the Near East
landscape because subsistence activities were not solely dependent on intensive
agricultural production and trade, and individuals were not members of complex, stratified
societies with administrative authorities controlling public interests.
Landscape Evolution
Whether it was climatic variability, land degradation, or changing human
subsistence strategies, northeastern Syria appears to have experienced contraction of
cultivation and desertion of settlements. J.M. Wagstaff provides very useful insight into
this problem in his book on the evolution of Middle Eastern landscapes from antiquity to
1840 (1985). Proponents and critics argue between climatic change and human impact on
the landscape. Other scholars suggest that the location is a detriment to settlement growth,
because the region is difficult to defend against nomadic marauders. Scholars also
attribute heavy taxation as a disincentive to settlement growth in the region. As sedentary
agriculturists, people are more accessible for tax collection. They also possess property,
land, and products that can be taxed. As migratory pastoralists, they can evade taxation
and be less dependent on seasonal fluctuations for crop production.
18
Wagstaff concludes that a complex interaction exists between all these elements.
In his model, people quickly adapt to pastoralism if drought continues for several
successive years. Some people also choose to move to larger villages or urban areas,
especially if a market is available for their goods or services. When climatic conditions
improve, many return to agriculture, if incentives exist. If high taxation exists, they may
continue as pastoralists and provide a bigger share of the market for existing agriculturists.
The reasons behind depopulation in northeastern Syria remain evasive. Despite
the combined efforts of scholars, no one has discovered any explicit answers. For the
future of Syria and the region, answers are necessary to assure future stability. In recent
years the region has underwent intense cultivation. If human populations had a negative
impact on the environment several millennia ago, the potential exists again for
destabilization. As water becomes more critical to each country, a greater risk exists for
conflict between competing sides.
Climate Studies
Paleobotanist Willem van Zeist (1980), and geographers Karl Butzer (1958) and
Werner Nutzel (1980), suggest that the Near East has not experienced major climatic
change in the past 5,000 years. Dutch archaeologist W.J. van Liere also makes the same
assertion, in his article on ancient settlements in Bronze-Iron Age Syria (1963). The
primary source in making such an assertion comes from paleobotanical samples from soil
cores. Unfortunately, the coverage does not extend into the Jazira region; therefore, the
climatic model for the region is based primarily on samples from northwestern Syria (van
Zeist and Woldering 1980). Examples for Butzer's and Nutzel's work relate more towards
19
global trends in association with the last Ice Age and Postglacial Age. Nutzel's article
(1980), describes the use of lake sediment stratigraphy as a measurement of precipitation
variability in the region. Their results suggest that climatic conditions have remained
fairly constant over a time span of the past 5,000 years.
Geographic Information System Applications in Archaeology
European and North American archaeologists account for most, if not all GIS
applications in the field. A review of articles suggests that most geographical information
systems have more prominence in Europe than in North America. No clear explanation is
offered for this contrast. The presence of more cultural resources, and perhaps a greater
familiarity with those resources makes GIS more suitable for predicting site locations, or
for storing site data. With the exception of a few prehistoric sites in North America, most
do not compare in size to the sites in the “Old World.” Publications tend to focus on
theoretical applications in North America, and exposing the existing conflicts between
archaeologists when determining associations between settlement patterns and
environmental variables. Some suspicion exists that a GIS in the wrong hands is capable
of creating a predictive model based on false assumptions or inaccurate data sources. The
lack of skilled GIS specialists in archaeology creates this level of discomfort among
scholars (Peregrine 1988, 877-878).
Site Inventory Applications
Only a couple of articles mention using GIS for managing archaeological site data.
At the Birka site in Sweden, GIS provides several functions for archaeologists (Arc News
1990, 42). Site and excavation maps were stored in digital format with coordinate data.
20
Attribute data represented artifacts that were found during the excavations, and were
integrated with the digital maps through queries. Digital Elevation Models (DEMs) were
also created from depositional maps for the purpose of calculating the volume of the
exposed archaeological features.
At an ancient Roman site in Austria (Kainz 1990, 323-327), GIS was used to
overlay the site map over a modern cadastral map to assess which part of the site would
risk damage from local land development. A CAD program would have adequately met
the needs of this archaeological application.
At a prehistoric site in California, GIS was used much in the same manner as at
the site in Sweden (Werner and Brock 1992, 40-44). Along with managing the data, the
GIS was used to store raster images of scanned artifacts found at the site, plus pen and ink
sketches. The images would complement the artifact database for the site.
Predictive Modelling Applications
Examples of GIS predictive models for North American archaeology reflect an
emphasis on prehistoric sites. One of the primary objectives behind GIS modelling is to
determine the location of sites to assure their preservation against development or natural
hazards such as erosion.
In Sanders Rural Community, Arizona, GIS was used to assess immediate and
long-term impacts on 130 known archaeological sites (Berlin, Saxe, Warburton, Ortiz, and
McCarthy 1994, 53-62). The model would also include attributes associated with known
sites in the region. In this case, Anasazi sites are often associated with eolian sand
deposits and water sources. Considering this variable and the known location of other
21
sites, the GIS model incorporated several variables considered as threats to the sites.
Woodcutting, deflation, proximity of unpaved roads, proximity of streams, topographic
slopes, and land clearing activities represented the most serious threats. Each of these
variables was weighted with ranges from “no risk” (0) to “immediate or high risk” (3).
Linear variables such as unpaved roads and streams were given distance buffers based on
erosion potential. These risk factors were also applied to areas where the potential was
high for the presence of Anasazi sites. This GIS model would provide information for
both cultural resource managers and developers. Areas showing a high probability for
erosion and site location would receive priority for mitigation or preservation. Areas with
a high probability for sites would receive closer attention if development were considered.
Another example of a GIS model uses digital elevation models (DEMs) to predict
the location of Paleo-Archaic sites in Michigan (Krist and Brown 1994, 1129-1137).
Subsistence activities were based on caribou hunting. Because hunters followed the
caribou during their north-south migration, topography becomes an important variable for
site location. Caribou migrated through the valleys of northeastern lower Michigan. For
the hunters, optimal locations would be areas where slope angle would not impair caribou
movement. Another important variable examined was related to the migratory route’s
proximity to streams and rivers that could slow caribou movement. Deep, fast water
bodies would provide optimal locations for hunting. With these variables considered, a
model was developed using DEM and reconstructed surface hydrology data (Krist and
Brown 1994, 1132). The DEM model would show various slope angles and aspect, with
an emphasis on locations with gradual or flat surfaces and near deep river crossings.
The GIS terrain and hydrology model offered the potential for locating sites,
22
though the article mentioned that additional spatial analysis was necessary to refine the
model (Krist and Brown 1994, 1135).
Farming communities probably represent sites with the potential for higher
predictability when creating a GIS model. The dependence on soils and climate for crop
production and yields makes it easier to define variables. An example of this involves a
site-catchment analysis of late Woodland sites in New York (Hunt 1992, 281-309). Maize
production represented an important subsistence activity for the Iroquois. Based on soils
associated with known sites, a GIS model was developed using the use of soils as a
predictive measure for locating settlements. With this single physiographic variable, a
simple but reliable GIS model can provide a classification system that identifies areas with
the highest potential for archaeological sites.
An example of GIS modeling in an historical context involves the use of
networking through line data that represent surface hydrology in the state of New York
(Allen 1990, 319-329). Using the NETWORK module of ArcInfo, the author was able to
predict the temporal sequence of historic settlement dispersal patterns based on the size of
rivers and streams. Trading and the movement of goods between indigenous groups and
early Europeans made the river network important, and this network would affect
settlement patterns temporally and spatially.
GIS models that assess development impacts on archaeological sites prove useful
for cultural resource management. In Jordan, an irrigation dam project threatens
surrounding archaeological sites with water inundation (Peterman 1992, 162-167). Using
a DEM, archaeologists drape existing sites over the model. Based on the size of the dam,
engineers can predict the height that the water will reach when at maximum capacity. This
23
water level is assumed using the DEM, and archaeologists can determine which sites will
be inundated with water. Subsequently, excavations can take place at these sites before
destruction occurs.
Predictive models are also possible for underwater archaeology. Along the
Turkish coast of the Dardanelles, numerous shipwrecks rest at the bottom of the sea.
Factors such as water depth, proximity to shore, proximity to ancient ports, quarries,
straits, and shipping routes were used to develop a GIS model for predicting the location of
the shipwrecks (Lopata, Parent, and Shaw 1992, 57-61). These criteria were weighted to
produce a model that would show areas where wrecks were likely to occur due to major
navigation routes to important ports. Proximity to straits and shores increased the
probability for shipwrecks with vessels crashing against rocks and high reefs.
24
CHAPTER III
METHODOLOGY
Settlement spatial analysis requires information about archaeological sites and the
relevant environmental and cultural features. Maps, travel accounts, archaeological site
surveys, and excavation reports can provide information about archaeological sites in the
Jazira. Research publications, maps, and satellite imagery also supply background
information for soils, geology, surface and subsurface hydrology, climate, and relief.
Transportation routes, subsistence activities, and political spheres of influence can also
play important roles in settlement analysis; therefore, these must be taken into
consideration. Uncovered and translated documents from archaeological sites can offer
insight into events of the times that involved trade patterns, treaties, and military strategies
to acquire resources.
Combining and examining all these elements should make it
possible to develop models that explain the spatio-temporal settlement patterns of the
ancient Syrian Jazira region.
The location of the study area provides the daunting task of locating and collecting
archaeological site data. U.S. scholars have not focused much attention on the Near East,
especially the country of Syria. Until the past 10 to 15 years most of the U.S.
archaeologists and historians have directed their efforts in countries such as Egypt, Jordan,
and Israel. Most of this can be attributed to the political climate that has materialized with
U.S. support of Israel. Another reason is the U.S. public’s fascination with biblical and
Egyptian archaeology. Biblical archaeologists limit most of their work to the country of
Israel and Palestinian territories.
25
European scholars and international organizations account for most of the data
relevant to this study. Their cultures are closely intertwined through history, starting with
interactions between the sea-faring Phoenicians of Syria and the early Greeks, and ending
with Syria’s independence from France in 1946. During the past two centuries, European
adventurers and explorers traveled across much of Syria and Iraq in search of ancient art
and artifacts for European museums. It was during these journeys that people such as
A.H. Layard (1853), Eduard Sachau (1883), and F. Sarre and E. Herzfeld (1920) were
able to uncover the remnants of the ancient past, especially those of the Assyrians.
In the twentieth century, European archaeologists reached the Near East, and
started excavating sites. Most noted was Sir Leonard Wooley, a British archaeologist who
uncovered the famous ruins and graves at the ancient city of Ur in southern Iraq (1923).
Other British, French, and German archaeologists would follow, with the Italians arriving
on the scene during the 1960s. The most notable sites/ancient cities that were excavated
in Syria included Tell Halaf/Guzana (Oppenheim 1931), Tell Hariri/Mari (Parrot 1973),
Ras Shamra/Ugarit (Schaeffer 1959-1960), Tell Brak/ancient name unknown (Mallowan
1947), and Tell Mardikh/Ebla (Matthiae 1975). Excavations at these sites revealed that
the region of modern Syria also played a prominent role during ancient times. This
realization has brought a rush of archaeological activity to Syria, and has provided a
wealth of information about archaeological sites in the Jazira region. Archaeological
activity has also increased in Syria and the Jazira because the Syrian government has
constructed dams at several locations on the Euphrates and Khabur Rivers.
Archaeological excavations have sprung up in great numbers in these areas as
archaeologists race to salvage sites before the waters inundate them.
26
The Syrian Jazira’s physical landscape has received considerable attention from
international entities associated with foreign governments and aid organizations.
Individual scholars have concentrated their research efforts on Syria and the Jazira as well.
The primary purpose of most research activities has been to locate new resources and
maximize existing ones. The northern Jazira’s capacity to produce high cereal crop yields
made it a primary focus point for many research activities in the areas of climate, soils,
and surface/subsurface hydrology. Empirical evidence suggests that the inhabitants of
both the modern and ancient settlements in the Jazira region depended on the same
environmental conditions to sustain their agricultural activities; therefore, it is essential
that these environmental variables be included in the study.
In all, ten features (Table 1) have been targeted for this study. The cultural
features include archaeological sites, raw materials, trade routes, and political spheres of
influence. The environmental features consist of surface and subsurface hydrological
features, annual rainfall, relief, soils and current land-use, and geology. The Russians
conducted geological surveys in Syria during the 1950s and 1960s (Technoexport 1967),
with an emphasis on the northeastern Jazira region where petroleum deposits were
discovered in the 1950s (Fisher 1978, 256).
These targeted features make it possible to develop a model that provides an
opportunity to analyze the spatial relationship between ancient settlement patterns and
their surrounding environment. Water resources are important for human survival, as well
as crop and animal production. Soil is an important resource for crop production and
construction material; relief can impair travel and trade route patterns, but capture rainfall
at its highest points and deliver the water to irrigated fields at lower elevations.
27
Table 1. Cultural and physical features selected for research analysis of ancient settlement
patterns in the Syrian Jazira.
FEATURE
PRIMARY SOURCE(S)
YEAR(S)
MAP SCALE(S)
-French Series Maps
1930s to 1940s
1:200,000
Gazetteer of Syria
1983
None
-Archaeological Survey
Reports
Various Dates
Varies
-Archaeological Excavation
Reports
Various Dates
Varies
Hydrology
French Series Maps
1930s to 1940s
1:200,000
Subsurface
Hydrology
Food and Agriculture
Organization (FAO):
Etude des Ressources en
Eaux Souterraines de la
Jezireh Syrienne
1966
1:500,000
French Series Maps
1930s to 1940s
1:200,000
Mohammed Ilaiwa:
Contribution to the
Knowledge of the Soils of
Syria
1983
1:500,000
W.J. van Liere:
Soil Survey of the Jezireh
1965
None
Eugen Wirth:
Syrien:Eine Geographische
Landeskunde
1971
FAO:
Etude des Ressources…
Russian Geological Survey
1966
1:500,000
1962
1:500,000
Michael Roaf
Atlas of Mesopotamia
1990
1:17000000
Archaeological Sites
Relief
Soils/Land-use
Climate
Geology
Raw Materials,
Trade Routes, and
Political Spheres of
Influence
28
Geological formations can affect subsurface water quality and provide minerals for metals
in addition to other resources. Inhabitants of past and present settlements in the region
share a dependence on cereal crops and domesticated sheep and goats for their sustenance,
and these selected environmental elements play an important role in maintaining these
resources.
Archaeological Sites
Collecting archaeological site data involves the process of locating archaeological
sites and compiling information for each site. For the purpose of this study, it is important
to collect information about the sites’ locations, sizes, and occupation dates. Knowing a
site’s primary occupation date would also be useful for the study; however, this
information is usually limited to excavated sites.
Data Sources
Archaeological Surveys and Excavations
As mentioned, archaeological research activities in Syria have expanded
considerably over the past two decades. This has led to an increase in publications on
archaeological site surveys and excavations. Between the two sources, the archaeological
survey provides the largest sampling for analysis, though the information may not be as
accurate in terms of location and occupation dates.
The survey represents preliminary work for most archaeologists. It is a process
used to select an archaeological site for excavation. The work generally entails a
29
systematic process of driving across a selected area and locating archaeological sites.
Once found, archaeologists conduct a field survey at the site. Survey grids are established
and archaeologists collect artifacts that are found on the surface. Dating is done through a
comparative analysis of pottery sherds and artifacts collected at the site.
Much of the Jazira region has been extensively surveyed (Figure 4), especially
along the banks of Euphrates, Khabur and Balikh Rivers. The Germans accounted for
several surveys with Hartmut Kuhne (1975 and 1977), Kay Kohlmeyer (1984 and 1986),
and Berthold Einwag (1993 and 1994) surveying areas along the middle Euphrates and
Khabur Rivers. Other work in the region included Frenchman Jean-Yves Monchambert’s
(1984) survey along the lower Euphrates River, and British archaeologists Max Mallowan
(1938), David and Joan Oates (1977), and Kate Fielden (1981) surveys in the upper Jazira
region. Dutch archaeologists Mauritis van Loon (1963), Diederick Meijer (1984), and
Peter Akkermans (1993) have also provided extensive survey results for areas along the
Euphrates River, the northeastern region of the Jazira, and the Balikh River valley.
Meijer’s survey in the upper Jazira region yielded almost 300 sites, many dating to the
third millennium B.C.
The results of these surveys provided valuable information about site sizes, site
names and location, and occupation dates; however, these surveys don’t provide a
complete picture of the Jazira’s archaeological landscape. Archaeologists have avoided
surveying a large area of the southern Jazira region with the exception of several locations
where German archaeologists K…hne (1975) and Pf†lzner (1984) have ventured and
surveyed small tracts of land. A German survey (Moortgat-Correns 1972) was also
conducted at the base of the Jebel abd-el Aziz many years ago. The reason for avoiding
30
Figure 4. Archaeological surveys conducted in the Jazira.
31
this area is probably attributed to the aridity of the region, with archaeologists assuming
that suitability for agriculture was low during antiquity as well. Regardless of the reasons,
little archaeological site information is available for this portion of the Jazira.
The survey data represent another concern. Temporal accuracy can be an issue
when archaeologists date sites. During his 1930s survey of the Upper Jazira to locate a
third millennium site to excavate (Mallowan, 1936?), Max Mallowan visited a large
archaeological site at Tell Mozan, a small village situated just south of the Syrian/Turkish
border near the Syrian town of Amuda. Mallowan assumed that Tell Mozan was one of
many Roman occupation sites in the region. The Romans used these ancient tells as fortified
outposts to protect their eastern frontier. Mallowan subsequently selected a site at Chagar Bazar
to excavate; the site is situated about 25 kilometers southwest of Tell Mozan. Fifty years
would pass before another archaeologist would visit and decide to excavate at Tell Mozan.
Professor Giorgio Buccellati’s excavations there unearthed the mythical city of Urkesh
(Buccellati, 1997), an important Hurrian urban center of the third millennium. This
anecdote best explains one of many potential problems associated with archaeological surveys.
Mallowan is considered to this day as one of the premier Near Eastern archaeologists;
however, this example demonstrates the challenge archaeologists face with dating sites.
Another similar problem that can occur is when archaeologists are unable to find
artifacts from earlier occupation levels of a site, or fail to find a buried site. Many large
archaeological sites contain numerous strata that represent years and centuries of
occupation. Typically, later occupation levels are found in the highest deposits and the
earliest at the base of the mound. In some instances early occupation levels may represent
small villages. Subsequent occupations may expand into towns or cities and cover the
32
earliest deposits. When an archaeologist visits the site, the artifacts from the earliest
occupation level may be buried rather than exposed at the surface; therefore, those
artifacts from the later occupation levels will be found, but not those of the earliest phase
of occupation. The site could be correctly dated, though inadvertently omitting the earliest
levels.
Another problem that archaeologists can encounter is the inability to locate
archaeological sites. In some instances small sites can be missed during a survey.
Colluvial and alluvial deposits can bury sites, making it impossible to find them unless
costly coring methods are employed during the survey. Given the scale of the area studied,
these issues are not of a major concern, except of missing some small ancient settlements
of the Neolithic period (7,300 to 4,500 B.C.). Typically Neolithic settlements are small,
with the exception of those found along the Balikh River (Akkermans 1993).
Archaeological Site Excavations
The earthen mound, “tell,” is synonymous with most archaeological sites in the
Near East. The morphology of the mound represents an accumulation of cultural strata of
cultural material (Lloyd 1963), and eolian deposits that slowly blanketed the site during
the centuries of abandonment. The primary composition of this cultural material is
weathered or destroyed mudbrick homes and administrative buildings. Typically, larger
mounds contain private and public buildings. Palaces and temples are examples of public
buildings in the ancient Near East. These buildings housed kings, priests, and slaves, and
rose prominently over the center of the city. Administrative centers were often fortified as
well, adding to the size of a mound at its periphery.
33
As mentioned, a site of this size may envelope the entire confines of an earlier
occupation level, obscuring that part of the settlements past. One approach to exposing
this earlier stratum, and understanding a site’s entire occupational history and culture, is to
conduct an archaeological excavation.
The archaeological excavation process makes it possible to reveal the history and
culture buried at the site. This information is attained through exposing the many cultural
strata, features, and artifacts at a site and recording their prominence using measurements
and descriptive notes. Subsequently, these excavations are published in journals and
books, and include maps, photographs, and textual descriptions of the uncovered strata
and features, such as walls, floors, and pits.
The excavation publications offer an additional source of information for this
thesis and future research activities. Site excavation information is more accurate than
that of a survey, and many times archaeologists choose to excavate large sites because of
the potential for uncovering public buildings, which may house important administrative
documents. Assuming that many of the sites in the region may contains remnants of
hamlets and villages, the large sites also provide a source of information that can explain
the ancient settlement pattern of the Jazira region. These sites are more likely to be
discovered during archaeological surveys, making their distribution pattern a mirror of the
overall pattern in the Jazira region. Understanding more about these sites will shed light
on the temporal aspect of settlement patterns because the archaeological excavation can
determine the date of the most important occupation level at a site and reveal the complete
sequence of occupation. Comparing this information with that collected during surveys of
adjacent sites can make it possible to draw some correlations about ancient settlement
34
hierarchies and centrality in the Jazira, and their effect on local and regional networks.
Toponyms, Maps and Gazetteers
As stated earlier, the southern area of the Jazira was not surveyed extensively
except for several places. Until this is accomplished, another method can be employed that
could identify potential sites in this area. This is the use of toponyms to identify a
potential archaeological site.
The name "tell,” or “tullul” for the plural form, serves as a useful means to
identify sites on maps and in the gazetteer. Many sites from a survey or archaeological
excavation use the name "tell." Most often, villages are situated on or adjacent the
archaeological sites and incorporate the word “tell” into their village’s name. The word
“tell” is used in conjunction with a descriptive name that could represent a person, or
describe an element of the physical landscape, e.g., Tell Ahmar, or “Red Mound.”
An Arabic geographical names source (Groom 1983), describes the word "tell," as
meaning a mound or small hill. The word has early origins that date to the second
millennium when it was referred to as “Tillu,” in the Akkadian language (von Soden 1981,
1359). The inhabitants of the region during the second millennium recognized that these
hills contained cultural material from previous generations.
An anthropologist can attest to this perception using a contemporary setting. Tell
Toqaan, is a modern village occupying the same living area as an archaeological site. An
anthropologist, Louise E. Sweet, conducted an ethnographic study at this village in the
early 1950s (Sweet 1960). An interesting observation made at this village revealed the
villagers' perceptions toward the archaeological mound. They quarried limestone from the
35
mound to use for modern needs. Pottery sherds also covered the site, and villagers were
aware that the site’s occupation period dated before pre-Islamic times.
There are other toponyms that merit consideration as well for identifying potential
sites. The Turkish word “tepe” also refers to mound. The Arabic word “khirbet,” refers
to an ancient ruin.
There are two sources available for toponyms. Maps and gazetteers furnish the
names and location of toponyms. They are also reliable sources for showing the locations
of well known archaeological sites. The best maps available for this study are the French
Levant 1:200,000 series (Service G‡ographique F.F.L. 1945) for the entire country of
Syria (Figure 5). The French produced these maps from the 1930s to 1940s during their
occupation of Syria. The maps also represent important sources of information for surface
hydrology, topography, and populated places. Many field archaeologists use these as
reference maps while conducting archaeological site surveys. Another source, the gazetteer
for Syria (U.S. Defense Mapping Agency 1983) also includes place names and toponyms
for every known physical feature and cultural landmark in Syria and the Jazira, and
provides lat/long coordinates for each listing. Published in 1983, the Syrian gazetteer
contains 29,900 entries.
36
Figure 5. The French Map Series (Levant 1:200,000) covering the Syrian Jazira.
37
Satellite Photographs
In 1995, President Clinton signed an order that allowed for the declassification of
intelligence imagery acquired by the first generation of U.S. photo-reconnaissance
satellites; the systems code-named CORONA, ARGON and LANYARD (Mathys 1997).
The order provides for the declassification of more than 860,000 images of the Earth's
surface, collected between 1960 and 1972. Intended to maintain surveillance on the
Soviet Union, missions were expanded to include the Near East. The missions that flew
from the late 1960s to early 1970s succeeded in collecting black and white images with a
two-meter ground resolution.
These satellite photographs provide excellent detail, and represent another
resource for locating archaeological sites (Figure 6), or “tells” in the Jazira region.
Though this would serve as a practical application for mapping archaeological sites, it
would take several dozen film negatives to cover the entire region. The negatives would
also need to be scanned and geo-referenced using a GIS. These images, complemented
with multi-spectral images, would prove to be invaluable resources for mapping sites and
the surrounding landscape; however, for this research effort, it would be too costly.
38
Figure 6. Satellite image of two archaeological sites (tells) in the Upper Jazira.
Other Cultural Determinants
Cultural determinants also need attention to determine their impact on settlement
patterns. For ancient settlements, ancient texts uncovered at excavations and translated
into publication may provide information on trade routes, political spheres of influence,
and sources for raw materials. The Khabur region probably had strategic value to
surrounding political powers because it was part of a crossroad between East and West, as
well as access to the Mediterranean Sea.
Once the archaeological data from the Jazira sites have been processed and
interpreted, it might be possible to infer other relationships between landscape and
settlement patterns. As an example, anthropomorphic and animal figurines are common
39
artifacts found at archaeological sites. Personal experience seems to indicate that more
animal figurines exist at sites in the interior of the Jazira region, especially in northeastern
Syria. Anthropomorphic figurines seem to be more common in the irrigated regions of
Syria. Some anthropomorphic figurines appear to characterize fertility goddesses. This
could suggest that settlements along the major rivers were more dependent on cereal crops
as opposed to inhabitants in the northeastern Jazira. It could also suggest that land was
mores suitable for grazing in the northeast; therefore, this explains the presence of more
animal figurines. If pastoralism were more prevalent in the northeastern Jazira region,
could this activity have led to accelerated land degradation? This is only a preliminary
observation, and more excavations need to be conducted before ascertaining if any
correlation can be derived from the data.
Finally, modern cultural variables may also provide important information. A
comparison of modern population density patterns with the distribution of ancient
settlements may reveal similarities or differences between the two time frames. Eugen
Wirth (1971), and the United Nation’s (U.N.) Food and Agriculture Organization (FAO)
report (1966), provide population densities for the Jazira region. Another important
source, Kemal Karpat's (1985) examines population size of the Jazira during the
nineteenth and early twentieth century, when it was part of the Ottoman Empire. The
figures for the population estimates are based on census data gathered by Ottoman
officials.
Multiple resources are available for archaeological site data. The combination of
these should adequately cover much of the Jazira region. An emphasis on the distribution
of large sites should provide an adequate sampling size to draw inferences over the
40
relationships between ancient settlement patterns and the surrounding landscape. Adding
additional cultural variables to the mix will make it possible to examine the effects of
politics, trade, and resource procurement to the distribution pattern. Finally, comparing
modern Jazira population densities with ancient settlement patterns can provide a temporal
perspective for analysis.
The Physical Landscape
Understanding the settlement distribution patterns in this region requires a
familiarity with the surrounding physical landscape, and its role in providing the resources
to sustain local economies. The archaeological record for the Jazira indicates that the local
economies relied on the water and soil resources to cultivate their cereal crops and graze
their sheep and goat herds. Intervening effects, such as relief variability, river crossings,
and inadequate water resources for traders and their pack animals, can have a significant
impact on a settlement sizes and distribution. Accessibility to other markets and trade
routes could sustain settlement development and encourage the establishment of new
settlements along trade routes.
Finally, the geological setting must be considered when taking into account the
location of metalliferous deposits of tin, copper, silver, gold, and iron ore that were
quarried and transported to the major urban centers in the region. The locations of these
ore deposits probably influenced trade route patterns. Once these ores reached the urban
centers, they were processed for tools, weapons, and jewelry. Silver was considered an
important commodity because it was used as an exchange standard for transactions and
occasionally used for compensation (Liverani 1988, 123-124).
41
In all, surface and subsurface hydrology, soils, climate, relief, and geology
probably exerted influence on settlement patterns, densities and sizes. In turn, the ancient
inhabitants activities affected the landscape. These complex processes involving the
interacting elements of the physical landscape and the indigenous population must be
examined to understand their impact on ancient settlement patterns in the Jazira.
Climate
Eugene Wirth's book, Syrien, eine Geographische Landeskunde (1971), provides
an excellent overview of the climatic conditions for the country of Syria. Using data
collected from weather stations around the country, Wirth provides annual precipitation
maps for normal and dry years.
As part of a research project for the Syrian Jazira, the Food and Agriculture
Organization (FAO) includes in its report (1966) a medium scale map showing annual
rainfall for the Jazira. This map, derived from data collected at weather stations in the
Jazira, is a primary source for this study. Eugene Wirth’s dry year rainfall map is also
used so that a comparison is available for analysis.
Other accounts regarding precipitation, temperature, relative humidity, and evapotranspiration are also available in these two fore-named publications as well as another
FAO report (1982) that offers a regional study on rainfed agriculture in the Near East.
Finally, the International Center for Agricultural Research in the Dry Areas
(ICARDA), manages a comprehensive database for research projects in the region that
includes Syria. The database includes annual rainfall amounts for the Jazira region.
These data are current and can be included with the other rainfall amounts that the FAO
42
and Wirth had presented in their publications.
Surface Hydrology
The Levant 1:200,000 French map series (1945) provides the best source for
mapping surface hydrology in the Jazira region. The maps categorize streams as
permanent, seasonal, and ephemeral streams.
John Kolars and William Mitchell’s publication (1991) on the Euphrates River
system in the Near East includes sections on surface and subsurface hydrology in the
Jazira region.
Subsurface Hydrology
The Food and Agriculture Organization (FAO) also conducted an important
subsurface hydrology research study (1966) in the Jazira region during the 1960s. The
FAO analyzed water quality, chemical properties of water, and the potential use of
subsurface water as a resource for the inhabitants in the region. The study also examines
other physical elements in the Jazira that contribute to subsurface hydrology, specifically
geology, geology, and climate. The publication includes subsurface water quality maps at
a scale of 1:200,000, plus other maps showing annual rainfall, irrigation zones, and
geology.
Geology
During the 1960s, Russian geologists conducted a geological survey in Syria
(Technoexport 1967), including the Jazira, and provided a comprehensive report with
43
detailed 1:200,000 scale maps. Reinhard Wolfart, a German geologist, also contributed to
the knowledge of Syrian geology in his 1967 publication, Geologie von Syrien und dem
Libanon.
Soils and Land-use
Mohammed Ilaiwi’s thesis (1983), provides important background information for
the Jazira’s soils. The thesis includes a description and map of the soil types and land-use
capabilities. The soil map is at a scale of about 1:500000.
W.J. van Liere’s FAO publications on the soils of the Jazirah (1965) also contain
details about the soils and their role in supporting crop production and animal grazing.
Relief
The French Levant 1:200,000 map series uses 25 and 50-meter contour intervals
to map relief in the Jazira region. The 50-meter contour interval is suitable for regional
analysis, though the 25-meter interval lines near the Euphrates River valley will be
included to map out subtle changes in the terrain that may account for local settlement
patterns.
Geographic Information Systems
A Geographic Information System (GIS) serves as the primary tool for bringing
the aforementioned cultural and physical variables together into a digital format. The data
can be stored and manipulated to perform the analysis of complex interactions between the
cultural and physical variables selected for this study.
44
Background
Recently, professional archaeologists have started to employ geographic
information systems (GIS) in the field of archaeology and cultural resource management.
Though still in its infant stages in archaeological applications, as indicated by numerous
articles and a book, GIS offers many possibilities.
The three areas of archaeology cited for GIS applications are spatial modelling,
site mapping and registration, and site excavation inventories. The ability of a GIS to
store and manipulate various data suits such applications well, given the spatial/temporal
parameters of archaeology where space and time form complex interactions defined
according to scale and dimension.
Spatial Modelling
For spatial modelling, a GIS can serve to predict archaeological site location, or
reconstruct previous environmental conditions based on site distribution patterns. For
predicting site location, data are collected for selected environmental variables from a
region where the potential exists for sites. Based on the archaeological record in the Near
East, ancient Mesopotamian societies depended on wheat and barley crop production and
livestock grazing. The two former activities required fertile soils, flat terrain, and adequate
rainfall to sustain good annual crop yields. Using this premise, it can be ascertained that
an association exists between these conditions and settlement patterns. Furthermore, this
approach may reveal a hierarchical relationship among the settlements in a region, though
other variables, such as accessibility to water resources and trade routes, may certainly
account for site/settlement sizes.
45
The next stage in this process is to take a GIS and convert these variables into a
digital format to produce digital maps and databases. These in turn can be manipulated to
create models that resemble a region’s environmental conditions. Archaeological site
information is then superimposed over these models to determine if there is a correlation
between site distribution patterns and specific environmental conditions, which may be
weighted values according to their contribution to crop yields, accessibility to water,
transportation routes, and other conditions that support local economies. Thus, variable
classes associated with fertile soils, adequate rainfall, flat terrain, and access to water
would be weighted or scored higher than those variable classes linked to barren, dry soils.
Applying this methodology to regions around the world, archaeologists can
identify areas where a greater probability exists for discovering archaeological sites,
assuming that there is a clear understanding of the relationship between the ancient
inhabitants of the region and their surrounding environment. They can also use the
information to survey selected areas to find and identify sites, thus saving money and time
used for surveying low probability areas. A preliminary sampling of the study areas is
also necessary for verification purposes, and to identify anomalies attributed to other
factors such as environmental changes through time and external influences.
The other application in modelling uses site distribution patterns to compare
current environmental conditions with those in the past. When archaeological sites are
located and dated, they are entered into a GIS database file for comparison with selected
environmental variables. If site locations do not match their relevant "subsistence zones,"
then additional analyses of anomalous sites might be warranted to reconstruct
environmental conditions contemporaneous with the site's occupation date. Given that
46
some sites may have multiple occupation periods, while others have only one, a regional
comparison between different occupation periods could show higher settlement densities
during one period as opposed to another. Using a GIS makes it possible to separate sites
based on dates into different files, or layers, for comparisons between temporal/spatial
patterns and a common set of environmental variables empirically defined as necessary for
subsistence activities. With this ability to compare space with time, archaeologists can
focus on the transitional phases between high and low density site densities, to explore
which phenomena affected settlement/population density. Reconstructing the impact of
human activities on the physical landscape provides additional information for modern
researchers when creating land carrying capacity models.
Site Mapping and Registration
Another area of GIS applications involves site mapping and registration. As
described in the previous paragraph, identifying sites helps to build models for analysis;
however, the locational geo-referencing accuracy potential of a GIS and a complementary
global positioning system (GPS) makes it possible to pinpoint the location of each site,
while the graphic and attribute database files provide useful referencing capabilities, which
can provide site information expediently. A user may want to know the boundary limits of
a site, the occupation dates, and site type. Additional queries may include a series of maps
showing selected environmental variables associated with a selected site type. Regarding
registration, sites can be identified with a code so that they are listed on the federal registry
of historical and prehistoric sites. The registration of historical landmarks within the
corporate limits of a city makes it very practical for planners to identify historical areas,
47
which are zoned to protect against development, or alterations from variances. This
efficiency of a GIS offers expedient access to historical information for urban management
decisions.
Site Inventory Maps and Databases
The capability of GIS to store different graphic data as numerous layers makes it
very practical for archaeological excavations. Usually an archaeological site consists of a
composite of strata representing occupation levels. Within these levels are anthrosols,
artifacts, living areas, and dwellings (usually associated with long-term occupations).
Rather than being drawn on graph paper with written descriptions, the strata can be
converted to GIS layers to form a digital graphic representation of temporal data, and
since, in theory, lower strata date earlier than the upper strata at a site. GIS layers would
be superimposed one over another to match the respective strata, and attribute information
would be added to describe each stratum.
Since strata are oriented horizontally and vertically, geo-referencing can organize
the strata using elevation for the vertical points and measurements from a grid for the
horizontal points. Surveyors place a grid across the site, with the x-y lines serving as
references for measuring and drawing archaeological features and artifacts. The horizontal
and vertical profile drawings produced from excavations represent maps, which are
digitized and then stored in a graphics file. Each digitized stratum becomes a polygon, and
artifacts found within the stratum become attributes. Other attributes may include soil
color and hardness and stratum or "feature" definition. A feature can represent a hearth,
floor, accumulation, or a wall of a house. If possible, dating each feature adds another
48
attribute to the file because through querying, a link between features is possible, thus
providing spatial relationships for very large sites with multiple occupation levels. With
these same sites, a GIS helps with accessing quickly to inventory files, which include
artifacts and their descriptions. With database files, statistical analysis can manipulate
and manage data, to ascertain if spatial patterns exist to link features within a site.
Employing a GIS for mapping architectural features at a site is also important.
Most historical sites have large architectural features, which have been rebuilt during
reconstruction over the course of different time phases. Each GIS layer can represent a
building phase, and overlapping each layer shows the sequence of architectural
renovations, using different colors for each layer. This is more practical for graphic
presentation and publication because it can reduce editing time, often a problem with pen
and ink drawings.
A GIS can also be used to develop an archaeological site inventory map that not
only shows the location of sites, but also provides information for each site. This
information can be accessed through a link to a database. The database can store
information about site size, occupation dates, excavation information, bibliographic
references, and other data that are deemed relevant to the site and the region as a whole. A
GIS can make it possible also to provide links to not only databases, but also graphic files
that show maps and photographs of a site (Figure 7).
With the advent of the internet, it is possible to take the site inventory map a step
49
Figure 7. Example of a GIS archaeological site inventory map with an open
database and a link to a satellite image file.
further with the development of an interactive web site for scholars to access. A scholar
could connect to the web site and run a query to see which sites fall under the criteria
selected for analysis. Individual sites could be selected to acquire specific information
such as site map coordinates, occupation dates, excavations, and a complete listing of all
site publications. The web site would also include other maps that could be used for
providing additional information pertaining to environmental conditions or establishing
reference points to locate sites.
50
Costs and Benefits of Using a GIS in Archaeology
The role that GIS plays in archaeological applications has great potential,
especially with the cost reductions in hardware and software. This change will allow more
people in academia, urban planning, and cultural resource management to expand their
research tools in areas of data management, predictive modeling, and site inventories.
Academia, particularly in the field of anthropology, can use GIS to train students, and
better prepare them for employment in cultural resource management. With bleak
prospects for employment in academia, anthropology departments need to train their
students in the cultural resource management area. Cultural resource management offers
the most potential for anthropology students, and GIS offers the students a marketable skill
for their futures.
Cultural resource management companies offer consulting services for both
private and public clientele. Time and cost constraints become essential when discovered
archaeological sites create delays in construction or development. With GIS, cultural
resource management (CRM) companies can build an inventory of databases, digital
maps, and raster photographs as references and tools for fieldwork. With networking
approaching new levels of sophistication, the ability to exchange data from the field and
lab is becoming more efficient. The ability to use digital information expedites all aspects
of fieldwork and report writing, and reduces the costs and time so critical for many
projects. A CRM company must comply with federal standards while maintaining a pace
that meets the needs of the client. GIS technology provides this edge in a very competitive
field.
GIS technology has already made important gains in urban and land-use planning.
51
For planners, archaeological sites represent important resources that require protection
through zoning. GIS technology allows planners to include archaeological sites as
coverages to compare with other layers associated with infrastructure, property, and
natural elements that could pose as risks to a site’s integrity.
Despite the potential that GIS has to offer, there are still many problems
confronting its use in the field of archaeology. The number of skilled specialists remains
low, thus leaving archaeologists frustrated with a technology that they have little time to
conceptualize or understand. GIS software companies offer training courses, but the costs
can exceed many companies’ resources, especially if several employees require training.
Data processing represents another time/cost factor that few firms can afford.
Digital data provide much optimism for the future, but digital data availability is
inconsistent from one region to the next. Data standardization can create problems with
compatibility, though more in the industry are addressing this issue. Scale and file size
becomes an issue when dealing with regional predictive models. Defining settlement
patterns requires numerous coverages that include hydrology, soils, and topography, which
may represent large files if at a larger scale. At smaller scales, data become too
generalized for determining some settlement patterns, particularly in the case of prehistoric
sites in North America.
Another problem with predictive models involves the ability to predict the actual
location of a site. Even with a large sampling size and statistical analysis, it still requires
detailed field surveys to ascertain if a site exists at a location where development is going
to occur; however, archaeologists still must select specific (high potential) areas to survey
if a development project extends over a long route such as with road or pipeline
52
construction. It would be impossible to survey a two hundred mile corridor with
pedestrian surveys and shovel tests. In the end, field surveys are necessary, but a GIS
model can serve to facilitate the decision-making process for archaeologists.
Finally, the automation of data can influence perception of a site’s boundaries.
Site boundaries are often characterized as fuzzy because much time is involved in
delineating the limits of a site. The problem with scale and real world location becomes an
issue too. Often site location is based on legal descriptions using USGS maps. An
isolated burial mound or campsite is impossible to pinpoint on a map. Fortunately a GPS
provides a solution to this problem, and it will become an important part of archaeological
fieldwork in the near future.
GIS Application Methodology for the Jazira
An extensive search through publications and maps yielded the necessary cultural
and physical landscape source material to be converted into GIS digital maps and
databases. Applying the full potential of a GIS, these datasets, which constitute the
environmental and cultural components of the Jazira, can be manipulated to produce
results that reveal the complex inter-relationships between the ancient inhabitants of the
region and their surrounding environment.
Data Capture
Information from the environmental maps was traced to mylar sheets and scanned
into a digital format. The maps included information on surface and subsurface
hydrology, relief, soils and land-use, annual rainfall, and geology. The USGS digital
53
elevation model (DEM) dataset was used to display relief for the regional maps and the
1993 Digital Chart of the World dataset was used to show major rivers and political
boundaries at a regional scale, which included most of the Near East. The surface
hydrology and relief maps, derived from the French series maps, were used as background
references to generate a locational map for producing the archaeological site map. Many
field archaeologists relied on the French series maps (Service G‡ographique F.F.L 1945)
to locate and map archaeological sites in the field, so these maps served well for marking
the locations of many sites. In some cases, such as the survey in the Balikh valley
(Akkermans 1993), the location of sites was generalized; however, this would suffice when
considering the scale of the analysis.
The geographical coordinate system was selected as the cartographic reference for
the maps, and the maps were transformed to a Mercator projection. The confluences of
rivers and corners of international political boundaries were used as control points for
registering the maps.
Topology
A vector-based GIS uses polygons, lines, and points to represent map features.
Polygons represent areal features, lines are associated with linear features, and points can
be considered to embrace all geographical and graphical entities that are positioned by a
single XY coordinate pair (Burroughs 26, 1986). These three digital entities are
represented among the map features (Table 2) selected in this study with the exception of
the DEM dataset, which has a raster, or grid-cell data structure.
As expected, areal features such as soils, geology, relief, annual precipitation, and
54
subsurface hydrology are represented as polygons. The latter is based on subsurface water
quality maps that the FAO generated for its Jazira project (1966). For this project, water
samples were collected from wells and drilling sites at points across the Jazira and water
quality/chemical composition patterns were derived from these tests.
Surface hydrology is characterized as permanent, seasonal, and temporary channels of
water; therefore, it is represented as a linear entity.
Table 2. Map features and their representative digital entities.
FEATURE
Archaeological Sites
Surface Hydrology
DIGITAL ENTITY
Point
Line
Subsurface Hydrology
Polygon
Annual Precipitation
Polygon
Soils
Polygon
Relief
Polygon
Geology
Polygon
Because the analysis is conducted at a regional scale that ranges between medium
to small, the archaeological sites are represented as points. If the research design were to
involve an analysis of sites and their environs at a local, large scale, then the polygon
entity may prove more useful for the study. Sites can range in size from under one hectare
to 200 hectares in size. Site dimensions and shapes may reveal information about urban
morphology and occupation. Though this information can be provided in the attribute
table, a graphic representation of a site as a polygon rather than an amorphous point can
55
better serve in the analysis of the site.
The polygons, lines, and points of these features were processed in ESRI’s
(Environmental Systems Research Institute) PC Arc/Infoˆ, a GIS software package that
enables a user to construct these entities into GIS coverages. The steps taken to generate a
GIS coverage involve editing and cleaning the entities for errors, labeling each component
of an entity with a unique identifier so that each can be linked to a database, and finally,
converting them to real-world coordinates. A GIS coverage can also be described as a
map layer, and when each coverage or layer is projected to the same coordinate system, the
layers can be combined or overlaid so that comparisons can be made between the real
world features. Most GIS software packages, including PC Arc/Info, are capable of
identifying, extracting and combining selected areas of separate coverages using the
attribute values of the targeted features. For example, extracting productive soil polygons
of one coverage and combining them with adequate rainfall polygon zones from an annual
precipitation coverage would reveal optimal areas for growing wheat in the Jazira. The
archaeological site point coverage would be overlaid on this new coverage to determine if a
correlation exists between ancient settlement patterns and current regional conditions for
growing wheat, a staple in antiquity and in the modern Near East.
The other component of a GIS is the database. As mentioned, each polygon, line,
and point contains a unique identifier. This identifier provides the link between the graphic
entity and an attribute field in the database. Initially, the attribute field contains
information for each graphic entity, but no feature data information. A GIS database, or
table, can be edited and modified to add fields that contain attribute values for each
graphic entity, thus making each polygon, line, and point a feature in a coverage.
56
It is also possible to link an external database to a GIS. This approach can be
used to augment existing attribute information without adding additional fields to a GIS
table, or store information in a separate database that can hold more records and
manipulate the data more effectively than a GIS.
Rather than using a separate database software package, or the table component of
the PC Arc/Info package, another ESRI software package was employed to add attribute
information for each of the coverages. PC Arc/View 3.2 is a GIS end-user’s software
package that provides the capabilities of editing coverages, adding attribute information,
and displaying coverages. Though not as powerful as the Arc/Info GIS packages,
Arc/View provides the means to add attribute data for the coverages generated in PC
Arc/Info, query these data, and display and plot maps and graphs.
Attributes and Database Structure
The archaeological site coverage contains the most attributes (Table 3) of the
seven coverages used in this study. There are 32 attribute fields that can provide extensive
information about each known archaeological site.
The attributes can be classified into several categories. To start, there are two fields for
ID ([ID]) and site number ([site_number]). Sometimes archaeologists will provide ID
numbers for each site found during a survey. No records were assigned to this field, but
the field could be used for future research. The site number is arbitrarily assigned as part
of a practice to catalogue sites for internal control.
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Table 3. Attribute names, descriptions, and types for the archaeological site coverage.
ARCHAEOLOGICAL SITES COVERAGE
Attribute Name
Attribute Description
Attribute Type
ID
Survey ID Number
Number
SiteNumber
Arbitrary GIS Site Number
Number
Prename
Prefix Name of Site
String
Name
Name of Site
String
Sufname
Suffix Name of Site
String
Surveyed
Was Site Surveyed?
Boolean (T/F)
Toponym
Toponym Suggests a Site?
Boolean (T/F)
Surveyor
Surveyor Who Found Site
String
Year_surve
Year Site Was Surveyed
Date
Excavator
Name of Site Excavator
String
Diameter
Site Diameter (in Meters)
Number
Width_m
Site Width (in Meters)
Number
Length_m
Site Length (in Meters)
Number
Height_m
Site Height (in Meters)
Number
Area_ha
Site Area (in Hectares)
Number
Total_area
Total Area of Site (in Hectares)
Number
Clusters
Clusters of Sites Around Main Site?
Boolean (T/F)
Cluster_nu
Number of Sites in the Cluster
Number
Neol
Neolithic Period Occupation
Boolean (T/F)
Chalc
Chalcolithic Period Occupation
Boolean (T/F)
EB
Early Bronze Age Occupation
Boolean (T/F)
MB
Middle Bronze Age Occupation
Boolean (T/F)
LB
Late Bronze Age Occupation
Boolean (T/F)
Bronze
Bronze Age Occupation
Boolean (T/F)
Iron
Iron Age Occupation
Boolean (T/F)
Classical
Classical Age Occupation
Boolean (T/F)
Parthian
Parthian Age Occupation
Boolean (T/F)
Islamic
Islamic Age Occupation
Boolean (T/F)
Primary_de
Primary Occupation Period at Site
String
Ancient_na
Ancient Name of the Site
String
58
Archaeological site names are divided into three fields ([prename], [name],
[sufname]). The reason for this is to separate parts of the name so that queries can be run
to sort and find toponymic name patterns in the Jazira. As mentioned, the word “tell” is
ubiquitous across the Jazira. Comparing its distribution with that of the archaeological
sites may provide useful information for pattern analysis. Typically, the word
accompanies a descriptive name as a prefix or suffix. Extracting the descriptive name
could also provide insight into the indigenous population’s perception of the surrounding
landscape. Separating these words may also serve to identify zones of influence in the
Jazira region. As mentioned earlier, the word “tepe” is encountered in the northern Jazira.
This is the Farsi (Iranian) equivalent of “tell.” Mapping the vernacular distribution of
toponyms thus can possibly reveal settlement patterns of divergent inhabitants in the
region, or the effects of interactions between the region’s inhabitants and external
influences.
The next three database fields ([surveyed], [surveyor], [year_surve]) cover survey
attribute information. It is important to know if and when the archaeological site was
surveyed and the surveyor’s name. These pieces of information are useful because it may
be possible to ascertain the quality and reliability of the survey that was conducted at the
site. It should be assumed that a survey conducted in recent years would yield more
accurate information about a site rather than one conducted fifty years ago, as was alluded
to at the Tell Mozan site where an archaeologist assumed that it was a Roman site, but
was proven wrong fifty years later (Buccellati 1988). Another reason for including these
attributes is so that a link can be made between the fields and the relevant reference
59
material. Survey reports are often published in journals, and a bibliography could be
provided through the link, as well as the entire article. Text file formats could be used or
text could be embedded in a separate database.
To identify if the existence of a site is based on a toponymic source from a map, a
boolean field ([toponym]) was created in the table. A small number of places on maps
include the word “tell” in the name, but there is no confirmation that these actually
represent archaeological sites. Parts of the southern Jazira were never surveyed
(Figure 4), but the French Series Maps show the presence of places with the word “tell.”
The name of the excavator [excavator] is provided in the next field. Only a small
fraction of the sites in the region have been excavated; however, listing the name of the
excavator can again serve to link this field to reference material that provides information
about the excavations at the site.
There are five fields that pertain to the site’s dimensions ([diameter], [width_m],
[length_m], [height_m], [area_ha]). Archaeological surveys usually include the
dimensions of each site. The sites dimensions are measured in meters and area is provided
in hectares. More often than not, the height of the site is measured during the survey, or
found at the control point at the mound’s apex. The Syrian government’s surveyors often
leave control points at the prominent archaeological sites in the region, with some tells
reaching a height of at least 25 meters. Some tells are circular in shape, thus accounting
for the diameter field.
The cluster fields ([cluster], [cluster_nu]) in the table pertain to the presence of
“tell” clusters and their numbers. In some cases there are medium to large sites with
clusters of small mounds in their proximity. The scale is such that these clusters of
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individual mounds would coalesce into one indiscernible point on the map. Most often the
habitation period of these small sites is contemporaneous with the larger site. The sites
could well be hamlets consisting of a single household, or one with an extended family. A
larger scale analysis may warrant the placement of these sites on the map; however,
considering regional scale applied to this research design, the use of the cluster fields is
useful. The presence or absence of clusters around sites, and their numbers can be
incorporated into the model to present a settlement hierarchical structure for analysis.
There are ten fields associated with the occupation dates for the site (Table 4).
Table 4. Attribute and table field names and the respective periods and dates.
ATTRIBUTE\FIELD
NAME
Neol
PERIOD
DATES
Neolithic
7300 to 4500 B.C.
Chalc
Chalcolithic
4500 to 3100 B.C.
EB
Early Bronze
3100 to 2000 B.C.
MB
Middle Bronze
2000 to 1600 B.C.
LB
Late Bronze
1600 to 1200 B.C.
Bronze
Bronze
3100 to 1200 B.C.
Iron
Iron
(Assyrian and Persian)
Classical
(Hellenistic and Roman)
1200 to 332 B.C.
Classical
Parthian
Islamic
Parthian-Sassanian
(Dynasties in Iran)
Islamic
332 B.C. to A.D. 640
A.D. 238 to 640
A.D. 640 to 1500
If an archaeological survey or excavation reveals the presence of cultural material from
any of these periods, the respective attribute field is marked with a “T,” or true. Rather
than using the other boolean option of “F” for false, the fields for the periods not
61
represented at the sites are left blank (null).
Occupation Periods of the Jazira Region
Starting with the Neolithic Period (7300 – 4500 B.C.), the ten fields span a time of
almost 10,000 years of continuous occupation in the Jazira region. Archaeological
evidence indicates that humans were present in the region during the early Pleistocene;
however, for this study, the Neolithic Period marks the earliest date for collecting site
information because humans started to establish settlements during this time.
Regarding more recent times, the omission of archaeological sites from the
sixteenth to twentieth centuries A.D. is arbitrary. It is during this time that the Turkish
Ottoman Empire extended into Syria, and in most survey reports, the archaeologists use
the term “Islamic” to refer to sites that were occupied from A.D. 640 to present. Without
delving deeper into survey or excavation publications, it is difficult to ascertain which
phase of the Islamic Period is associated with the site. Another consideration in omitting
the last 500 years is based on Kemal Karpat’s (1985) assumption that the Jazira region
was not densely populated during the time of Ottoman occupation because of their
burdensome tax system on landowners.
It is also during Islamic times, at its nascent stages, that the Jazira experienced a
higher population density. This occurred during the Umayyad Dynasty, an early Islamic
power of the seventh century A.D. The Umayyad’s center of power was based in
Damascus, and the Jazira region fell under their influence as the Umayyads expanded their
empire to the east. The subsequent Abbasid Dynasty in Baghdad sustained stability in the
region until the thirteenth century when the Mongols swarmed across much of Asia and the
62
Near East.
Regarding the other archaeological time periods selected for this study, there is
considerable debate among scholars about the actual dates, especially for the earlier
periods. The latter dates are well defined and based on historical accounts. The Classical
Period used in the database represents the Hellenistic and Roman occupations of the Near
East starting with Alexander the Great’s conquest of Persia in the fourth century B.C., and
Rome’s subsequent conquest of the Seleucid Empire during the first century B.C. One of
Alexander’s generals, Seleucus, started the dynastic rule of the region that also included
Syria after the Macedonian leader’s death in 323 B.C. Contemporaneous with the powers
of the Classical Period in Syria were the Parthians and Sassanian. Both were dynastic
powers in what is now the country of Iran. Their influence also extended to portions of the
Jazira region. The subsequent rise of Islam marked the end of these rivaling factions
influences in the region as Islam spread from Arabia to Syria during the seventh century
A.D.
The time spanning from the Neolithic Period to the Iron Age offers greater
ambiguity in establishing dates for each of the periods. Close to 6,000 years passed as
human activities changed the face of the Near Eastern landscape, through plant and animal
domestication and advances in technology. These changes marked the passages of time
from one period to the next.
The Neolithic Period (ca 7300 – 4500 B.C.), was a time when human subsistence
activities started to dramatically transform the face of the Near Eastern landscape. The
domestication of plants and animals played a prominent role in this change, and led to the
establishment of some of the earliest communities in the world. These were mostly
63
agrarian-based villages that depended on domesticated forms of wheat, barley, legumes,
sheep, and goats to sustain their sedentary life. The earliest form of pottery was also
introduced in the Near East during the Neolithic Period. Though not all village occupants
assumed the subsistence strategy of a permanent sedentary existence, domestication of
plants and animals and the invention of pottery marked the first stages of settlement
development that would expand in the coming millennia.
The Chalcolithic Period (ca 4500 – 3100 B.C.) marks the beginning of
metalworking in the Near East and the development of more complex social and economic
structures and interactions. The Ubaid and Uruk Periods are also synonymous with the
Chalcolithic Period. These two periods represent material cultures that originated in
southern Mesopotamia. Their respective cultures were to have diffused across portions of
the Near East. Metalworking at this time was restricted to refining copper for tools and
weapons. Settlements grew in size to towns and small cities with more specialized labor,
chiefdom level organization, and greater trade activities.
The Bronze Age spans almost 2000 years (ca 3100 – 1200 B.C.). This is the
primary reason that scholars have chosen to divide this into the Early Bronze Age
(3100 – 2000 B.C.), the Middle Bronze Age (2000 – 1600 B.C.), and the Late Bronze Age
(1600 – 1200 B.C.). There are some distinctive changes in the material culture, so the
dates are not strictly arbitrary. The database includes fields for the Bronze Age and its
three subdivisions. Since the research is directed primarily at settlement patterns of the
Bronze Age in the Jazira, it is important to include a field in the database for each possible
date listed in the survey and archaeological reports. In some cases, the archaeologists
describe the occupation as Bronze Age because it is difficult to ascertain the exact period
64
when conducting a survey. Site excavations usually provide accurate dates because there
is time to examine and compare artifacts, read documents, and conduct radiocarbon dating
measurements.
It is during this period that profound change occurred across the Near Eastern
landscape. First, metallurgists added a tin alloy to copper to produce bronze, a much
harder metal than copper. Towns and small cities grew into city-states from which
empires rose to control regional trade routes among the major cities. Politics and religions
became more complex as priest societies controlled temples and kings ruled from palaces.
Probably most significant was the invention of writing around 2400 B.C..
Scholars ascertain that as commercial and agricultural activities grew in the Near East,
merchants and the ruling bureaucracy required a means to document transactions and
control inventories. Writing evolved from simple pictographs to complex symbols, or
signs. These signs are known to us as cuneiform script, because of their distinctive
shapes, and this form of writing stood until the time when the alphabet was introduced
during the first millennium B.C.
1200 B.C. marks the beginning of the Iron Age in the Near East. Metalworkers
found iron to be more durable and stronger than bronze, and considered it at one time as a
more valuable resource than gold (Roaf 1990, 150).
The Iron Age witnessed the rise of the Assyrian empires during the latter part of
the second millennium and continuing until its waning days in the seventh century B.C.
Their influence, as well as that of the Persians (626 – 332 B.C.), would extend across the
Jazira region until the arrival of the Alexander the Great and his Macedonian forces.
The two remaining fields in the database pertain to the primary occupation level
65
([primary_de]) and the ancient name of the settlement ([ancient_na]). The primary deposit
refers to the time period when occupation was most prominent at the site. Many sites
contain multi-temporal components that span hundreds, even thousands of years; others
consist of only one occupation level that is limited to one period. This information is
important because it reveals temporal spatial patterns across the Syrian Jazira. Many sites
contain multiple occupation levels; however, exposing the dominant period of occupation
can provide information about settlement history for the region. A dominant representation
of one period across sites in the Jazira provides a clue to the Jazira’s past in terms of
stable political conditions, active trading and commercial exchanges, or favorable
environmental effects. Voids or gaps in the occupation history of sites across the region
may be indicative of regional instability that can be attributed to a common factor such as
invasion and war, changes in trade routes, or drought conditions.
Though the presence or absence of occupation levels at sites, or the existence of
sites themselves, may correspond to the conditions cited previously, there can be many
other factors that can influence settlement patterns in a region. Tracking the primary
deposits of each site may yield information about the settlement history of the Jazira as
scholars uncover more ancient settlements in the region.
The ancient settlement name field also provides additional information about each
site. The name is often revealed after philologists have translated the ancient documents
that have been uncovered at the site. If one site has been identified, it might be possible to
identify other sites in the region. Many ancient documents reveal commercial and political
activities between cities. Some of these accounts provide travel descriptions or itineraries
from one city to the next; therefore, making it possible to identify other ancient settlements
66
in the region. As the names of ancient settlements are added to the map, their locations
and supporting documents may reveal where other settlements are situated, as well as
important physical features of the landscape. The Assyrians often mention important
mountains, mountain passes, and river crossings in their military campaign reports and
annals.
Including the ancient names of settlements and toponyms in the database, as well
as all the aforementioned attributes, provides an important reference source to draw upon
for future research activities, especially if placed on the internet.
67
CHAPTER IV
RESULTS
The results represent a review and summary of environmental and archaeological
site data presented in a GIS format. A segregated description of environmental variables
comprises the first sections of this chapter. A presentation of the archaeological site
distribution patterns follows, and the chapter ends with the integration of these datasets to
provide the basis for a comparative temporal-spatial analysis and summary.
Subsistence Activities and the Physical Setting
As mentioned in the previous chapters, scholars have long established that the
ancient inhabitants of the region depended on wheat and barley agriculture as their main
subsistence activity. Coupled with sheep and goat grazing, and the need for accessibility
to water resources and important trade routes, it is possible to identify the optimal physical
landscape that would sustain these activities.
Wheat production requires a set of physical conditions to assure suitable annual
crop yields for the local population. As a temperate crop, wheat grows well under the
following conditions (Gooding and Davies, 1997):
Air temperature range between 2CŠ and 30ŠC;
Annual rainfall between 250 and 1000 mm;
A mild winter followed by a warm summer with high radiation;
Well-drained, fertile, medium to heavy textured soils (silt and clay loams).
68
Optimal conditions would probably require annual rainfall in the range of 300 to
400 mm, with most of the precipitation falling during the winter months. Spring
temperatures would range between 21ŠC and 24ŠC. If excessive rainfall occurs at the time
of grain maturation, the grain tends to sprout, thus reducing the harvest yield. Too much
rain can also create suitable conditions for fungal diseases to spread and damage wheat
crops. Excessive temperature ranges can also damage wheat crops, along with drought
and storms. Locusts pose a serious threat to crops, but the role of pests is not the
addressed in this study.
Despite the fact that emmer wheat (Triticum dicoccum) was domesticated in this
region of the world, the contemporary physical setting of the Syrian Jazira offers less than
perfect conditions for growing wheat. Wheat is primarily restricted to areas where rainfall
exceeds 350 mm annually, with the exception of irrigated fields in the drier zones. Winter
wheat is planted during the months of October and November, and harvested during the
late spring months.
The other important crop is barley. This crop generally thrives under the same
conditions as wheat; however, it has a greater range because the plant tolerates saline soils
better, and can grow in areas that receive less than 350 mm of annual rainfall. Through
the millennia, wheat grain has been prized more than barley; however, continuous
occupation of the region has lead to land degradation, and a greater dependence on the
latter.
Legumes also represent an important cultigen for the region. Legumes were a
valuable food source for its inhabitants, and provided valuable nutrients for the soil
(Redman, 1978). The plants’ roots decay and introduce more nitrogen into the soil, thus
69
enriching it for other cultigens that tend do draw the nutrients from the soil. Legumes tend
to require the same conditions as wheat and barley, but can also survive in the drier zones
if irrigation is available.
Sheep and goat grazing tends to dominate areas where crop production cannot be
sustained due to inadequate rainfall. The sheep are also moved into the dry farming areas
and allowed to graze across crop areas after harvest, or on fallow land. Sheep and goats
require access to water sources, typically consisting of rivers, streams, and wells. Food
sources consist of grasses, fodder, and scattered grains not collected during the harvest.
Though sheep and goats have a range that covers the entire study area of the Jazira, the
growing season of the winter months would limit their grazing activities to the arid region
of the Jazira. Here the sparse rainfalls would provide sufficient moisture for wild grasses
and other edible vegetation, though the carrying capacity of this area would be severely
reduced during the summer months.
The physical landscape also plays a role in providing trade route accessibility.
First, as described, suitable conditions make it possible to support agricultural activities,
which in turn contribute to larger population sizes. This provides a market for trading
goods. Second, the landscape affects the decision process in selecting routes for moving
commodities. The friction of distance factors into the transport costs. Difficult terrain and
deep river crossings would hinder movement of goods. Inadequate water supplies for
beasts of burden and merchants would be very restrictive. On the other hand, outlier
settlements may represent important water stops for caravans, or entry points at passes
that cut between rugged terrain. Water was especially important until the domestication of
the camel during the early first millennium (Luke 1965, 42-43). Prior to that time, and
70
continuing until mechanization, the donkey represented the most important pack animal in
the region.
Finally, valuable minerals were considered important commodities that were
traded extensively across the Near East. Geologic processes formed these minerals, thus
providing another link between the physical landscape and human activities.
The Physical Landscape of the Jazira
The major relevant features that comprise the physical landscape of the Syrian
Jazira are geology, topography, soils, climate, surface hydrology, and sub-surface
hydrology. The complex physiographical interactions between these features account for
a diverse landscape. Subsequently, early human inhabitants were able to adapt to these
conditions and use the resources to plant and harvest crops, graze animal herds, extract
and manufacture minerals, produce and exchange market goods, and build villages and
cities.
Geology
During the 1960s, Soviet geologists (Technoexport 1967) contributed to the
knowledge of Syria’s geology thanks to field investigations conducted to explore the
potential for mineral and petroleum resources and subsurface water sources. The Food
and Agriculture Organization (FAO) of the United Nations extracted information from the
Soviet research activities to study the subsurface hydrology in the Jazira region
(FAO 1966). The results of these combined efforts, added to those of many others, have
revealed information about the depositional history of the geological formations in the
71
Syrian Jazira and the characteristics of these deposits. In terms of relative time, the
geological deposits date from the Eocene Epoch of the Tertiary Period to the recent
Quaternary (Figure 8). Earlier Jurassic and Triassic deposits are buried deep below these
later deposits. Paleozoic rock can be found in the core of the Jebel Abd-el Aziz.
Jebel Abd-el Aziz is an anticline, which is an uplifted area that sits prominently
across the north-central part of the Jazira. Situated just east of the Jebel Abd el-Aziz
range is the Sinjar anticline, another dominant geological structure extending from the
northwestern Iraqi plains to the eastern limits of the Syrian Jazira. Both ranges were
formed during the late Miocene, with a significant uplift occurring during the middle to
late Pliocene (Kent and Hickman, 1997).
To the north of Jebel Abd-el Aziz lies the Mardin uplift, another important
anticline that stretches along the Syrian/Turkish border. The area between these two
uplifts is referred to as the “Upper Jazira” (Figure 9). The area south of Jebel Abd-el
Aziz, and leading to the Euphrates River Valley is called the “Lower Jazira.”
The Upper Jazira contains mostly gravels, clays, and sands of the Pliocene and
Pleistocene (Figure 10), and includes also pockets of Miocene limestone, sandstone, clay,
and marls. There are more Miocene deposits in the Lower Jazira, though Pliocene deposits
of clays, sands, and gravel are common. A large portion of the western Jazira contains
Quaternary deposits consisting of conglomerates, pebble beds, sands, loams, and clays.
These deposits are associated with the Euphrates and Balikh Rivers. Quaternary deposits
of the Upper and Lower Jazira are associated with the Khabur River, which runs from the
Turkish border to the Euphrates River.
72
Figure 8. Relative geological dates for deposits in the Jazira.
73
Figure 9. Cross-section of the geological structure of Jebel abd el-Aziz
and the Upper and Lower Jazira.
A wide band of Late Miocene deposits stretches across the center of the Jazira. Limestone
conglomerates, sandstone, gypsum, clays, and rock salt comprise the rock types of this
deposit, and provide much of the parent material for the soils in the surrounding area.
Quaternary basalts are also common across much of the Jazira, including the far
northeastern and northwestern corners, and areas along the Euphrates and Khabur Rivers.
The remnants of a cinder cone volcano (the Kaukab) towers above the outskirts of the
modern city of Hassaka. It appears that its lava flow may have altered the course of the
Jagh-Jagh River; however, no field investigations have been conducted to determine if this
was the case. Russian geologists made the case that volcanic activities may have occurred
at a time during the time of the Neolithic Period or later (Technoexport 1967, 170).
Further field investigations will be necessary to determine if there was this
contemporaneity between volcanic activity and human occupation in the Jazira, and if so,
what impact volcanism may have played in affecting human adaptation strategies. The
geological impact on human adaptation played a significant role in the
74
Figure 10. Geological sediments in the Jazira.
75
Jazira. The physical processes formed the landscape, provided parent material for soil
development and aquifer formations. Stones were utilized for building materials and tools.
Obsidian, an igneous rock, was highly prized during the Neolithic Period in the Near East,
and it was widely distributed throughout the region for centuries (Postgate 1996). The
glass-like stone provided a razor sharp edge that was used for butchering animals and
harvesting grains.
Geomorphology and Relief
As mentioned previously, Miocene and Pliocene sedimentary deposits formed
much of the Jazira region. Uplifts occurred that pushed these deposits almost 1000 meters
above the Jazira’s plains during the Late Pliocene. Subsequently, active subsidence took
place in the region, along with the occurrence of colluvial, alluvial, and lacustrine
depositions, and erosional processes associated with fluvial activities during the
Quaternary Period. During this period, lava flows also formed plateaus in the northeastern
Jazira, as well as points along the Euphrates and Khabur Rivers.
All these processes account for the variability in the Jazira’s relief (Figure 11).
The most pronounced feature on the landscape is the Jebel Abd el-Aziz, which towers to a
height of almost 1000 meters above sea level. Just to the east of el-Aziz is the western
extent of the Sinjar range. On the Iraqi side it reaches a height of 1500 meters above sea
level. Lava flows and the Qaratchok Darh (Qaratchok Mountain) anticline in the
northeastern area of the Jazira account for elevations of 600 meters. The Qaratchok Darh
and the higher terrain following the Syrian/Turkish border, are also part of the
76
Figure 11. Relief map for the Jazira.
77
southern extent of the Taurus Mountains in Turkey. Along this edge on the Jazira
side the terrain rises gradually from 300 to 450 meters. Across the Turkish border, the
change in the relief is abrupt where it meets the Mardin anticline, an uplifted range that
rises to 1400 meters above sea level. Another prominent rise occurs in the northwestern
corner of the Jazira. Rising to 600 meters, the Qarah Perquel Darh overlooks the
Euphrates River valley.
The lower elevations of the Jazira extend across the southern half of the region and
the major river valleys. Thin Miocene deposits in the south and thick Pliocene
deposits in the north account for the much of the difference in elevation. The erosional
effects of the fluvial processes reduce the floodplains to elevations ranging from 150 to
250 meters above sea level, with the lowest elevations found along the Euphrates River
valley of the Lower Jazira. The lacustrine salt lakes in the Bouara region of southeastern
Jazira measure at 150 meters above sea level.
Physical relief plays an important role in settlement patterns. On the negative side
it can hinder the movement of people and goods; however, with every insurmountable
mountain there is a strategic pass or valley that allows passage for caravans and people, or
offers a strategic defensive position. Written in the annals of Assyrian kings are
complaints, or propaganda statements about difficult campaigns against highland people
who flee to the mountains, and away from the pursuing Assyrian armies (Liverani 1992).
The low relief associated with undulating and flat plains supports agricultural
activities such as crop farming. High relief offers grazing pastures for livestock. High
elevations also intercept and capture rain-bearing clouds and send the water to the drier
levels below where farmers channel it to their irrigated fields.
78
Soils and Land-Use
Mohammed Ilaiwi conducted a comprehensive soil survey across Syria and
presented the results in his dissertation (1983). The 678 soil tests revealed a variety of soil
groups that he classified using the U.S.D.A. Soil Taxonomy (1975) classification system.
Ilaiwi divided soils into orders, groups and units, and presented information about each
soil’s location, composition, parent material, characteristics, rainfall zone, associated
natural vegetation, and land-use. The land-use description provides useful information on
the types of agricultural activities that the soil and rainfall could support.
There are 26 different groups representing 16 primary groups in the Jazira region
(Table 5). As an example for explanation, group numbers 1, 2, and 3 contain the Typic
Calciorthids group as the primary soil. Calcixerollic Xerochrepts is the major soil group
component for groups 31, 32, 33, 34, and 36. Each of these groups contains a different
minor soil group component, thus accounting for the division into group numbers. In
Ilaiwi’s dissertation these groups are further divided into mapping units, though the focus
will be on the primary soil groups in the Jazira. Both the soil group numbers and units are
displayed on the soil map (Figure 12).
The 16 soil groups are divided into four orders consisting of Aridisols, Entisols,
Inceptisols, and Vertisols. Limestone, sandstone, gypsum, and marls of the Miocene and
Pliocene Epochs comprise much of the parent material for the soils, with alluvium as the
primary source for soils in the major river valleys of the Euphrates and Khabur Rivers,
and basalt for soils that surround dormant volcanoes in the region. Sand, loam, and clay
Table 5. Classifications and descriptions of the Jazira’s soils.
79
GROUP
#’s
1, 2, 3
GROUP
NAME
Typic
Calciorthids
Xerollic
Calciorthids
Calcic
Gypsiorthids
ORDER
SUBORDER
Aridisol
Orthids
Aridisol
Orthids
Aridisol
Orthids
13, 16, 17,
18
Hypergypsic
Gypsiorthids
Aridisol
Orthids
19
Petrogypsic
Gypsiorthids
Aridisol
Orthids
21
Typic
Salorthids
Typic
Torrifluvents
Aridisol
Orthids
Entisol
Fluvents
Alluvium,
Colluvium
Alluvium
Lithic
Torrifluvents
Lithic
Xerorthents
Calcixerollic
Xerochrepts
Hypergypsic
Xerochrepts
Entisol
Fluvents
Gypsum
Entisol
Orthents
Inceptisol
Ochrepts
Inceptisol
Ochrepts
Inceptisol
Ochrepts
Vertisol
Vertisol
Torrerts
Xerert
Limestone,
Sandstone
Limestone,
Gypsum
Gypsum,
Limestone,
Marl,
Sandstone
Limestone,
Marl
Alluvium
Basalt
Inceptisol
or Andisol
Aridisol
Andept or
Torrands
Orthids
9
12
23
25
27, 28
31, 32, 33,
34, 36
39
43
46
49
50
53
Vertic
Xerochrepts
Typic Torrerts
Entic chromo xererts
Calcic
Vitritorrands
Typic
Camborthids
PARENT
MATERIAL
Basalt
Limestone,
Sandstone
Gypsum,
Limestone,
Marls
Gypsum,
Limestone,
Sandstone,
Marls
Gypsum,
Limestone
SOIL
TEXTURE
Loam,
Clay loam
Loam, Clay,
Clay loam
Loam, Gypsum
Horizon
Loam, Clay
loam
Loam, Loamy
Sand
Sandy loam,
Loamy sand
Sandy Loam,
Loam, Clay
loam
Loam, Sandy
loam
Loam, Sandy
Loam
Loam, Clay
loam
Loam, Silt
loam, Clay
Loam
Clay
Clay
Clay
Volcanic ash
Clay
Alluvium
Loams, Sandy
loams, Clay
80
Figure 12. Soils of the Jazira.
81
are common textures for the soils. There is very little silt found among the soils of the
Jazira. Silt loams are found in the Hypergypsic Xerochrepts along the southern foot of the
Jebel Abd el-Aziz uplift.
Though the Jazira represents Syria’s breadbasket, many of its soils are effete. The
composition of the Jazira’s soils also render them incapable of producing exceptional
yields, though advances in modern technology maximize their potential.
The Lower Jazira’s soils are incapable of supporting wheat crops, with the
exception of the Typic Torrifluvents (Group 23) along the Balikh and Euphrates Rivers.
Here barley and some wheat can be grown if the soil is properly irrigated, though
salinization can become a serious problem over time. Beyond these areas, the soils and
climate are hostile to crop production. The Typic Salorthids (Group 21) of the Bouara
region contain salt deposits of lacustrine origin. The Hypergypsic Gypsiorthids (Groups
13, 16, 17, and 18) and Typic Calciorthids (Groups 1, 2, and 3) cover much of the
remaining portion of the Lower Jazira, extending from the Iraqi border to the Euphrates
River, and north to Jebel Abd el-Aziz. The Typic Calciorthids are soils derived from the
basalt formed during the Quaternary Period. Gypsum, limestone, sandstone, and marl
form the parent material for this soil. A high concentration of gypsum in the soil seriously
limits its capacity to support crop production.
Pockets of other soil groups can be found in the Lower Jazira. Calcic
Vitritorrands, Xerollic Calciorthids, and Lithic Torrifluvents. The Xerollic Calciorthids
cover much of the Jazira to the west of the Balikh River. None of these soils has the
capability of sustaining good crop yields.
Calcixerollic Xerochrepts stretch across most of the Upper Jazira. These soils are
82
inceptisols, and they are used extensively to support wheat production. The parent
material consists of limestone and gypsum and loam and clayey loam sediments. Lower
concentrations of gypsum do not impact the soil’s productivity; however, there are other
characteristics that reduce the soils carrying capacity.
During the 1960s, W. J. van Liere conducted a field survey to assess soils
conditions for the Syrian government (van Liere 1965). He observed that the Upper Jazira
soil’s were not very fertile; however, the more important problem he recognized was the
soil structure. During the seasonal rainfalls that occurred during the winter months, van
Liere observed that drying soils formed prismatic blocks. The clayey texture, coupled with
fluctuations of wet and dry conditions, accounted for this condition. The lower infiltration
rate of clay also produced numerous puddles of water across the landscape. These
characteristics of the soil seriously reduced the wheat crop yields in a region that also
required adequate rainfall to assure a successful harvest. This condition took place in a
semi-arid region that encountered periodic droughts.
Returning again to Ilaiwi’s research, it is possible to use his results to map (Figure
13) the type of land-use activities that the various soils can support. He describes land-use
in agricultural terms, with the exception of the Typic Salorthids (Group 21), which he
describes as a resource for salt mining. The other primary activities supported include dry
farming, irrigation farming, seasonal grazing, and none. In the case of the latter, some of
these soils support natural vegetation growth, allowing for some grazing; however, for the
purposes of this research the focus will be on the support of primary activities.
Soils that support dry farming are located across the upper one-third of the
83
Figure 13. Agricultural land-use patterns for the Jazira.
84
Jazira. Despite the limitations of the Hypergypsic Gypsiorthids (Groups 17 and 18),
Ilaiwi considers these soils suitable for growing wheat and barley. As this is based on his
observations in the field, probably much of the success of these crops depends on rainfall.
The loamy and clayey loam textures that characterize these soils probably account for
greater moisture retention during the rainy season, thus supporting successful crop
harvests for those years when rainfall is adequate.
The soils and rugged terrains of Jebel Abd el-Aziz and the Sinjar support seasonal
grazing of sheep and goats. Ilaiwi also mentions that much of the dry farming zone
supports grazing on fallow land and crop fields after the harvest season. Other grazing
lands include areas near the southern Balikh River and on the terraces of the eastern banks
of the Euphrates River.
Soils support irrigation farming along the major rivers of the Jazira including the
Euphrates, Khabur, and Balikh. Irrigation farming extends beyond the Balikh River to
two intermittent streams, the Wadi el Hemar to the east and Wadi Qaramouk to the west.
Irrigation farming is practiced along side dry farming in the Upper Jazira. This maximizes
crop yields and supports vegetable farms and cotton crops. Cotton is common along the
shores of the lower Khabur River valley in the arid zone. Irrigation in the arid zone
supports mostly barley crops because soil salinity damages wheat.
As mentioned, the Typic Salorthids cannot support farming or grazing. Other
soils in this arid zone contain too much gypsum to sustain any crop production or natural
vegetation for grazing. Some grazing is possible during the winter season as scant
vegetation takes advantage of the winter rains.
Soils play an important role in sustaining agriculture. Though the soils across the
85
Jazira are not considered optimal for sustaining high annual crop yields, they provide
adequate conditions for supporting productive dry and irrigation farming, as well as
grazing activities. Though Typic Salorthids create forbidding conditions for crop
production, or natural vegetation for grazing, they do provide an important salt resource
for the region.
Climate
In general terms, the Jazira is characterized as a semi-arid region according to the
United Nations Educational, Scientific, and Cultural organization’s (UNESCO) climate
map (Meigs 1952). In general, this means a climate with winter precipitation and
temperatures ranging between 0Š C to 10ŠC, and hot, dry summers with maximum
temperatures rising above 30ŠC. A better description is that the Jazira’s climate is
transitional between Mediterranean and desert climates (de Martone 1957). Much of the
northern and western parts of the Jazira are typically Mediterranean with warm, dry
summers and fresh, humid winters. The southern part of the Jazira can be characterized as
a transitional from semi-arid to desert with hot, dry summers and mild, dry winters.
The wettest month in the Jazira is January, with December and February following
second and third (FAO 1966). Most of the precipitation is rainfall, though some snowfall
is not uncommon during the winter. A typical year may also have a second rainy peak in
March or April. There is almost no rain from June to September across the entire region.
Annual precipitation is highly variable across the Jazira (Figure 14). Rainfall
patterns are based on data collected at field stations that the FAO established during
86
Figure 14. Average annual rainfall for the Syrian Jazira.
87
hydro-geological field investigations during the 1960s (FAO 1966). The FAO also used
data collected over a thirty-year period from 1930 to 1960 to generate precipitation pattern
maps for the Jazira.
Data continue to be collected at three weather stations located in the cities of
Qamishli, Hassaka, and Deir ez Zor. Each city is located in a distinctively different climate
zone. Qamishli lies in the northeastern region of the Jazira where rainfall is abundant.
Approximately 432 mm of rainfall falls here annually (de Brichambaut and
Wall‡n 1963), accompanied with an evapotranspiration (ETP) rate (Penman’s formula) of
958 (Figure 15). This difference between precipitation and ETP allows for water
storage in soils during the late winter and early spring months. South of Qamishli is the
city of Hassaka, which is situated in a transitional zone that receives about 270 mm of
rainfall, and has an evapotranspiration rate of 1,083 (Figure 16). Deir ez Zor, in the
south, receives only about 150 mm each year and has a high degree of evapotranspiration
at 1,356 (Figure 17). The temperature regimes are very similar between the cities with
monthly mean and maximum temperatures increasing slightly towards the south (Figures
18, 19, and 20).
Situated between the north and south region are the Jebel Abd el-Aziz and Sinjar
ranges where high elevations capture significantly more rainfall than the surrounding low
areas. The northwestern Jazira also receives significant amounts of rainfall, ranging
between 250 to 400 mm annually.
88
300
250
Precipitation/EPT(mm)
200
150
100
50
0
Jan
Feb March April May June
July
Aug
Sept
Oct
Month
Nov
Dec
Precipitation
Potential ETP
.
Figure 15. Monthly precipitation/ETP rates for Qamishli, Syria.
300
Precipitation/EPT (mm)
250
200
150
100
50
Month
De
c
No
v
Oc
t
Se
pt
Au
g
Ju
ly
Ju
ne
M
ay
Ap
ril
M
ar
ch
Fe
b
Ja
n
0
Precipitation
Potential ETP
Figure 16. Monthly precipitation/ETP rates for Hassaka, Syria.
89
300
Precipitation/EPT (mm)
250
200
150
100
50
Month
De
c
No
v
O
ct
Se
pt
Au
g
Ju
ly
Ju
ne
M
ay
Fe
b
M
ar
ch
Ap
ril
Ja
n
0
Precipitation
Potential ETP
Figure 17. Monthly precipitation/ETP rates for Deir ez-Zor, Syria.
45
40
Temperature Celsius
35
30
25
20
15
10
5
0
Jan
Feb
March April
May
June
July
Month
Aug
Sept
Oct
Nov
Dec
Mean Minimum Temperature
Mean Maximum Temperature
Figure 18. Minimum and maximum monthly temperatures for Qamishli, Syria.
90
45
40
Tem perature Celsius
35
30
25
20
15
10
5
0
Jan
Feb
March
April
May
June
July
Aug
Sept
Oct
Month
Nov
Dec
Mean Minimum Temperature
Mean Maximum Temperature
Figure 19. Minimum and maximum monthly temperatures for Hassaka, Syria.
45
40
Temperature Celsius
35
30
25
20
15
10
5
0
Jan
Feb
March April
May
June
July
Month
Aug
Sept
Oct
Nov
Dec
Mean Minimum Temperature
Mean Maximum Temperature
Figure 20. Minimum and maximum monthly temperatures for Deir ez-Zor, Syria.
During drought years, adequate rainfall is restricted to the far northeastern and
northwestern corners of the Jazira (Figure 21). A German geographer, Eugen Wirth
(1971), examined rainfall patterns during drought seasons that occurred during the 1960s
in Syria. The transitional areas around Hassaka and the upper Balikh River valley
received only 100 to 200 mm of rainfall. Wheat and barley crops require a minimum of
91
Figure 21. Annual rainfall averages during dry seasons in the Jazira.
92
250 mm to produce suitable yields. During dry years farmers would be required to draw
water from the rivers to irrigate their crops, thus limiting the range in which these crops
could be grown and reducing the yields.
Climate represents the most important condition that affects the cultural and
physical landscapes. There is a complex interaction between rainfall, temperatures, wind,
sunlight, and terrain in the region. This accounts for rainfall variability between the Upper
and Lower Jazira, which in turn affects human adaptation strategies, which help shape the
cultural landscape.
Surface Hydrology
Three rivers dominate the Jazira landscape (Figure 22). The Euphrates River
(Figure 23), which starts in Turkey and flows to southern Iraq, defines the western and
southern limits of the Jazira. The Khabur and Balikh Rivers (Figures 24 and 25) start at
the Syrian/Turkish border and flow south to the Euphrates River. The Tigris River runs
across the northeastern corner of the Jazira, but only touches about 40 km of the region.
Lesser rivers and streams branch out across the Jazira. Most of these lie in the
northeastern corner of the Jazira where ample rainfall replenishes them. Many of these
streams originate in southeastern Turkey where as much as 700 mm of rain falls annually
in the higher elevations. Most prominent of these streams are the Jagh-Jagh River (Figure
26), Wadi Jarrah (Figure 26), Wadi Zirkane, Wadi Khneizer, Wadi Djirdjib, Wadi
Khanazi, and Wadi Brebitch. The Jagh-Jagh is the only permanent stream of these Khabur
River tributaries, and originates at Ain Qamishli, a spring near the city of Qamishli (FAO
1966).
93
Figure 22. Surface hydrology stream orders and types for the Jazira.
94
Figure 23. The Euphrates River along the western Jazira.
Figure 24. The Khabur River north of Hassaka.
95
Figure 25. The Balikh River.
Figure 26. The Jagh-Jagh River near Qamishli, Syria.
96
Figure 27. Wadi Jarrah in the month of June.
The Balikh River also has several tributaries. Wadi el Hemar, Wadi Kneiss, and
Wadi Qaramouk are intermittent streams that feed into the Balikh during the spring and
are dry through most of the summer and fall.
The Euphrates River is the largest of the permanent rivers in the Jazira (Table 6)
Table 6. Discharge rate, river length, and catchment area size for Jazira’s rivers.
River
Euphrates
Khabur
Balikh
Jagh-Jagh
Discharge Rate (m•/sec)
Minimum Maximum Average
250
35
5
1
2,500
300
12
8
830
52
6
3
Total
Length
(km)
2,230
460
105
124
Source: Syrian Arab Republic Central Bureau of Statistics, 1971.
Length in
Syria
(km)
675
460
105
100
Catchment
Area (m‚)
350,000
31,800
13,088
-
97
Its headwaters originate in central Turkey and flow south to southern Iraq. The Khabur
River’s origins are at Ras el-Ain, a small city on the Syrian/Turkish border. Here a
limestone-gypsum karst aquifer discharges a constant flow of water to feed the Khabur
River (Burdon and Safadi 1964).
The Balikh River’s origin is at Ain Aarus, another spring that is situated just south
of the Turkish border in the northwestern part of the Jazira (Kolars and Mitchell 1991).
The Balikh and the Jagh-Jagh Rivers are the smallest permanent streams in the Jazira.
Much of the remaining surface hydrology can be characterized as ephemeral
streams (wadi, in Arabic) that channel down from higher terrain towards intermittent
streams, which flow into permanent streams. Many of these ephemeral streams are
situated in the arid regions of the Jazira, though many are present in the rain belt that
extends across the Upper Jazira. The Jebel Abd el-Aziz and Sinjar ranges have braided
networks of wadis running down the sides of their slopes. The high elevations capture
more rainfall than the surrounding region, and send the water down through the wadi
channels.
The rivers, streams, and wadis offer water sources for human and animal
consumption. These also serve as an important resource for irrigating crops and
improving yields in both the rainfed and arid zones of the Jazira.
Subsurface Hydrology
Subsurface hydrology plays an important role as a natural resource for the Jazira.
As mentioned, Karst aquifers are water sources for several important rivers in the region.
An aquifer’s waters can also be drawn from wells for human and animal consumption,
98
and with the availability of modern pumps, the water can be used for irrigating garden
crops.
During the 1960s, the FAO conducted field surveys in the Jazira to examine the
availability and quality of water resources for the region (FAO 1966).
Their team used a drilling rig to reach the water tables at 259 sites across the Jazira. The
results were compiled and used to produce a subsurface water quality index map (Figure
28). The results were translated and modified for the version presented in this thesis.
A familiar pattern emerges when examining the results. The subsurface water
quality for human and animal consumption is fair to good in the Upper Jazira. People
living in the western Jazira and the area around Jebel Abd el-Aziz also have access to good
subsurface water. Water quality ranging from 0 to 2 is not a potable source.
Inhabitants in these areas would need to rely on river water for sustenance.
Irrigation zones in the poor water quality zones tend to follow river courses. The
exception is a stretch of land that extends across an area south of the Jebel Abd el-Aziz.
Here water running down the southern slope of Jebel Abd-el Aziz can be captured for
irrigation. Irrigation zones in areas with good water quality can rely on both surface and
subsurface hydrology for water sources.
These measures were established for modern day inhabitants. The FAO field
teams visited numerous villages in the Upper Jazira, and observed that many were using
wells for drawing water (FAO 1966, 34). Most of the subsurface water could be reached
at levels of 10 to 15 meters. The FAO team also observed the presence of abandoned
wells that had been excavated during antiquity. The presence of these ancient wells
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Figure 28. Subsurface water quality index and irrigation suitability zones for the Jazira.
100
indicates that the ancient inhabitants of this region were aware of the water resources in
the ground, and accessed them to maximize their subsistence activities.
The Cultural Landscape
There are cultural conditions that affected ancient settlement distribution patterns.
In the prehistoric and historic context of the Near East, the distribution of raw materials
influenced settlement patterns. During historic times, political spheres of influence and
societal hierarchies played important roles in the distribution of settlements in the region.
Technological innovations and new domestications expanded human capacity to move past
previous barriers. Writing, canals, metallurgy, and new modes of transportation all
affected the distribution patterns of sites.
Distribution of Raw Materials
The Jazira was a gateway to many natural resources during antiquity (Figure 29).
Lands to the north and west of the Jazira contained minerals, timber, and stone. Minerals
included silver, copper, lead, and iron. Obsidian stone, a highly prized stone used for
cutting tools, was also abundant in the region. Wood resources also attracted merchants to
the region because the landscape of Lower and Upper Mesopotamia was practically void
of any trees.
The eastern region towards the Caspian Sea also contained many important
minerals. Bitumen, a resource material used for making roofing water resistant, could be
found on the plains of Mesopotamia. Ivory and timber was also available from distant
lands, and was transported into the region using the Persian Gulf waterway. The land of
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Figure 29. Distribution of important raw materials in the Near East.
102
ancient Egypt was an important source for gold and ivory (Roaf 1990).
Many of these resources were in demand through much of antiquity. Obsidian
was used extensively during the Neolithic, Chalcolithic, and early Bronze Age Periods.
Copper was processed during the Chalcolithic Period and later mixed with tin to produce
bronze. Bronze production continued until iron was introduced during the late second
millennium. Gold, silver, ivory, and wood were considered luxury goods, and the demand
never eased for these resources.
Political Spheres of Influence and Trade Route Patterns
As societies developed, powerful cities, states, and empires emerged in the ancient
Near East. This development increased the flow of commerce and political influence
throughout the region. Access and control of trade routes (Figure 30) to raw material
sources led to colonization and military campaigns.
Until the domestication of the camel at the turn of the first millennium, merchants
were restricted to several important routes. These routes avoided the An Nafud and Syrian
deserts where only camels could survive the journey. With much of the political influence
centered in Lower Mesopotamia, merchants traversed along the Euphrates and Tigris
Rivers enroute to the Mediterranean coast, Anatolia, and Egypt. The most detailed
documented account of this activity dates to the early second millennium when the early
Assyrians started to rise in power and influence across the Near East (Liverani 1988).
Written records described the commercial activities that took place between the Assyrian
city of Assur and Assyrian colonies located in Anatolia, a region rich in natural resources.
The details buried in these documents also described
103
Figure 30. Important trade routes, cities, and states in the vicinity of the Syrian Jazira from the third
to the first millennium B.C.
104
the routes taken during these journeys between the two locations. The caravans traversed
across the Jazira, and then made their way through mountain passes to reach their
destination. The Assyrians recognized the importance of the Jazira, and continued to exert
control of this region until the first millennium.
As trade expanded in the region, other important city-states rose to prominence.
Ebla, Mari, Urkesh, and Carchemish rose in prominence as important cities because of
their strategic locations along major trade routes. The city of Urkesh appears to have
controlled bronze trade in the Upper Jazira during the third millennium B.C. (Buccellati
and Kelly-Buccellati 1997). This is probably attributed to its location near the Mardin
Pass, an important passage through the Taurus Mountains. Ebla became another powerful
third millennium city through its control of the trade route to Egypt (Matthiae 1977), and
Mari’s strategic location along the Euphrates River also played a role in its rise to power
(Parrot 1973).
All these cities are linked to routes that cross the Jazira region. With its relatively
abundant water resources, the Jazira offers the best environment for moving pack animals
and people. The northern passage offers flat terrain, wells, and numerous streams. The
Euphrates River, situated along the southern extent of the Jazira, also provides plentiful
water, plus the river itself for navigating goods on barges.
The ancient records indicated that regional powers recognized the importance of
the Jazira region as a bridge for trade networks. It represented an important crossroad for
moving commerce and information between the many regions and early states of the Near
East.
105
Archaeological Sites
A total of 1,694 sites were identified and mapped for this thesis. Field surveys
and archaeological excavation reports were used to collect information about site location.
The multitude of sites made it impossible to collect attribute information for individual
sites; therefore, an effort was made to record attribute information for those sites that were
larger than four hectares in area. Based on this criterion, 157 sites were identified, and
information was collected and entered into the database. Taking it a step further, a query
was run on these 157 sites to select Bronze Age sites and Bronze Age sites that were larger
than 50 hectares. There were 89 sites identified, and of those, 10 were 50 hectares or
larger in size. Coupled with the other 1,537 sites mapped for this study, it would be
possible to analyze the spatial relationships between small and large sites. These might
include:
Hierarchical relationships between small sites, representing hamlets and villages,
and adjacent large sites representing cities;
Clustering or high density of large sites, versus an open dispersal pattern. Large
sites could represent gateway or port cities;
The distribution pattern of large and small sites in relation to the physical
landscape.
Without occupation dates available for all the sites, temporal analysis would be limited to
the large sites in the Jazira, though one can infer that some small adjacent sites might be
contemporaneous.
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The Distribution of Archaeological Sites
A plot of only the archaeological sites reveals distinctive patterns across the Jazira
(Figure 31). Linear patterns in the region clearly indicate the presence of riverine
settlements. A relatively high site density extends across the northern flank of the Jazira,
with a visible high concentration of sites in much of the northeast. An exception in the
northeast is the farthest corner of the Jazira’s panhandle where the density is diminished to
scattered, small sites.
The site distribution pattern also displays anomalies in the region. A cluster of
sites is situated along the central eastern edge of the Jazira. There are also several other
anomalous patterns along the midsection of the eastern Jazira. These anomalous patterns
suggest that this part of the Jazira could represent a transitional zone between the site rich
Upper Jazira and the apparently empty quarters of the Lower Jazira.
A second plot showing all sites, plus those larger than 4 and 50 hectares in size,
and dating to the Bronze Age, indicates similar distribution patterns (Figure 32). The
large sites also tend to be numerous in the northeast, where site density is the highest. A
significant number of large sites are also associated with the linear site patterns that
represent settlements along rivers. The distribution of Bronze Age sites includes several
sites that measure 50 hectares or more in area. These sites are in close proximity to each
other in the northeastern Jazira region. Again, eight of the ten largest sites are located
along the northern half of the Jazira. This distribution pattern again suggests differences
between the Jazira’s northern and southern landscape. The high number of large
settlements in the north also suggests interactive economic activities such as trade.
107
Figure 31. Archaeological site distribution patterns.
108
Figure 32. Archaeological site patterns, Bronze Age sites, and sites greater than 4 and 50 hectares in area.
109
Site Distribution Patterns and the Physical Landscape
An examination of the physical landscape reveals the conditions that account for
many of the settlement patterns in the Jazira, including some of the anomalies.
Turning first to surface hydrology (Figure 33), it is clear that most sites are
situated along rivers. Water resources are vital for human and animal consumption,
transportation, and crop irrigation.
Sites in the southern half, or Lower Jazira, are situated primarily along the
Euphrates and Khabur Rivers. Both provide permanent sources of water. There are few
sites beyond these rivers, especially large sites. There is one exception, and this is a 40
hectare site (Tell Malhat al Diru) that is approximately 50 km to the west of the Khabur
River. This anomaly posibly represents an outpost for caravans that traversed across the
Lower Jazira. Harmut K…hne (1984), a German archaeologist, visited the site during a
survey and suggested that this tell represented an outpost because there were no other sites
in the area, and few resources were available to support a large population.
Peter Pf†lzner (1984), reported information about a dense cluster of small,
anomalous sites that he found in an area to the east of the Khabur River at Wadi Ağiğ.
This area contained saline sediments that were associated with quaternary lacustrine
deposits; however, there were no water resources available for consumption. Pf†lzner
surmised that ancient people established the small, temporary settlements as part of an
effort to quarry and transport salt to regional settlements where the salt could be used for
curing meat and seasoning food.
Other than these sites, there are few others in the Lower Jazira that can be found
beyond the permanent streams. There are several smaller sites along a few major wadis,
110
Figure 33. A comparison between archaeological site patterns, Bronze Age sites, and surface hydrology.
111
but these are located closer to the north where more precipitation falls.
Annual precipitation patterns provide the strongest correlation for site density
patterns. As stated earlier, it takes a minimum of 250 mm of annual rainfall to support
wheat and barley production, though barley is more suited to this rainfall amount than
wheat. A range from 350 to 450 mm of annual rainfall is preferable for wheat.
The northeastern and northwestern corners of the Jazira receive sufficient rainfall
to support good crop yields (Figure 34). There is a dry stretch (201 to 250 mm) of land
separating these two areas, and it is here where several large sites are located, including
the 100 hectare Bronze Age site named Tell Chuera. There are at least two explanations
for the presence of Tell Chuera and the other large sites. One is that rainfall may have
been more abundant during the Bronze Age. A second possibility is that the city was
situated along an important trade route.
Though the Balikh River is not a large river, it still holds a significant number of
sites situated along its banks in an area where the annual precipitation ranges from 151 to
200 mm. This suggests that the Balikh River provided adequate water resources for the
ancient inhabitants of these sites, or that precipitation was greater during the occupation of
these sites.
The former probably holds true because there are few sites away from the
river. The presence of several large sites along the Khabur River could mean that an
important trade route passed through the area.
Another location that supports large sites outside of the rain belt region is the area
at the foot of the Jebel Abd el-Aziz. Here, water can be collected as it runs down from the
higher elevations of the Jebel where rainfall is plentiful during the winter months. The
collected water could then be used for irrigating crops, thus allowing for
112
Figure 34. A comparison between archaeological site patterns, Bronze Age sites, and annual rainfall.
113
settlements in the area.
Drought years leave much of the Jazira well below the minimum amount of
precipitation required to sustain crops (Figure 35). During drought years, the rain belt
recedes to the far northeastern corner of the Jazira. Many of the large Bronze Age sites
are situated within these margins of adequate rainfall. A significant number of large sites
also extend into the drier areas, but their presence might be attributed to a number of
factors. One possibility is that there may have been reasonably stable rainfall patterns
during the Bronze Age and fewer droughts. Another explanation might be that these
settlements also relied on other water sources such as streams and aquifers. If settlements
couldn’t depend on consistent rainfall patterns, they would tend to be located near
permanent streams where water is always available. It should be considered that about
57% of all sites greater than 4 hectares in size date to the Bronze Age. This percentage
represents a significant number of known sites out of the total number that had occupied
the region over a span of thousands of years.
Relief also plays a role in affecting settlement patterns (Figure 36). The steep
slope along the Jebel Abd el-Aziz limits settlement activities; however, as mentioned, the
slopes transport water to the foot of this range. This area at the base of the Jebel also
supported the presence of eight large Bronze Age sites. Their presence may be attributed
to population pressure during the Bronze Age in the Upper Jazira. The sites could also
represent settlements that took advantage of the Jebel’s presence to control trade routes
that passed along its northern and southern flanks. Trade goods flowed in an
east/west direction, and the caravans would have maneuvered around the sides of Jebel
Abd el-Aziz.
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Figure 35. A comparison between archaeological site patterns, Bronze Age sites, and dry year
rainfall patterns.
115
Figure 36. A comparison between archaeological site patterns, Bronze Age sites, and relief.
116
It appears that the relief could have hindered development in the far northeastern corner of
the Jazira. Few sites are in this region, which receives ample rainfall each
year. The rugged terrain could affect crops, and it could also impede caravan movements.
Much of the Upper Jazira’s terrain can be characterized as undulating plains. This
condition provides more accessibility to markets and trade because goods can be more
easily transported across this landscape than across rugged, steep terrain.
The land-use patterns for the Jazira are inconsistent with the settlement patterns
(Figure 37). Based on Ilaiwi’s (1983) soil classification, the limits of dry farming extend
across the central Jazira, west to the Euphrates River. These soils would respond to crop
production if adequate rain were to fall; however, the rate is between 101 to 250 mm
annually. This area appears to be void of sites too, with the exception of the Balikh River
where irrigation farming is practiced. The soils for the remainder of the Upper Jazira
support dry farming, and grazing can be found along the slopes of hills and ridges.
Grazing practices have not changed much over the millennia, but it is difficult to ascertain
how much impact grazing had on ancient settlement patterns.
The ancient inhabitants of the region probably maximized all their water
resources. This is demonstrated in the rain belt of the northeast where sites are found
along ephemeral streams. Evidence indicates that settlements also relied on subsurface
water sources to augment their existing sources (Figure 38). The areas with the highest
water quality have the densest site patterns. Many of the sites in the poor water quality
areas probably drew their water from rivers. Those inhabitants living away from the
river probably consumed ground water because there were few other sources available.
This hypothesis is based on current conditions, and the premise that the geology and
117
Figure 37. A comparison between archaeological site patterns, Bronze Age sites, and land-use patterns.
118
Figure 38. A comparison between archaeological site patterns, Bronze Age sites, and subsurface water
quality and irrigation suitability.
119
soils have remained constant over time, thus assuring that water chemistry has changed
little over the past five thousand years.
Physical Landscape Model
Developing a weighted model represents an important alternative to presenting
elements of the physical landscape as separate layers. For this study, normal (Figure 39)
and drought year (Figure 41) precipitation values were weighed separately against landuse, subsurface water quality, and relief to generate one composite layer. The steps
involve weighing each attribute against the other attributes of the variable, or layer, then
weighing that layer against the other layers. Rainfall classes would be ranked, and rainfall
would be rated proportionally to the other layers, depending on significance. Rainfall
could account for 35% versus 10% for relief/contour lines.
Developed within the ESRI program Spatial Analyst Model Builderˆ, the
variables were assigned, weighted, and then processed (Figures 40 and 42) to produce a
weighted overlay map. The files were generated in a raster format, and geo-referenced to a
single layer. The maps generated for this research provided ranked classes ranging from
values of 1 to 10, with 10 rating as good conditions for supporting settlements based on
the criteria for sustaining people and agriculture.
Normal Rainfall Model
The weighted map for normal precipitation (Figure 39) confirms much of what
was described for each site density-physical landscape relationship. The Lower Jazira
ranks low for providing suitable conditions for sustaining populations. The area between
120
Figure 39. Weighted model using normal year precipitation, land-use, subsurface water quality, and relief
layers.
121
Figure 40. Weighted model diagram for normal year precipitation, relief, land-use, and subsurface water
quality layers.
122
Figure 41. Weighted model using dry year precipitation, land-use, subsurface water quality, and relief
layers.
123
Figure 42. Weighted model diagram for dry year precipitation, relief, land-use, and subsurface water
quality layers.
124
Upper and Lower Jazira appears to represent a marginal or transitional zone. Conditions
in the northeastern and northwestern areas of the Jazira rank very high for providing
suitable conditions for supporting agriculture.
Drought Year Rainfall Model
Introducing drought year values to the model affects most of the Upper Jazira
region (Figure 40). With the exception of the far northeastern corner of the Jazira, where
it still ranks as suitable for sustainability, the remainder of this region becomes marginal.
Because the model design is sensitive to precipitation variation (35%), the results will
reflect this effect more than land-use (30%), subsurface water quality (25%), and relief
(10%). The Lower Jazira is less sensitive to precipitation changes attributed to drought
because the region remains uninhabitable during normal precipitation years
Modern Population and Archaeological Site Density Patterns
There are striking similarities between population and archaeological site densities
for the Jazira (Figure 43). The 1961 Census map (FAO 1966) reveals that the modern
population density is comparable to the archaeological site distribution patterns. An
exception to this seems to be a denser population density (38 person per sq/km) that
extends down the full lengths of the Khabur and Euphrates Rivers. An explanation might
be modern technology’s introduction of new hybrid crops that can adapt better to in saline
soils and arid conditions. Fertilizers, pesticides, and irrigation technology probably also
play a role in sustaining modern populations in areas where it would have been unsuitable
for agriculture in the past.
125
Figure 43. A comparison between archaeological site density patterns and the 1961 population density in
the Jazira.
126
There have been efforts to determine ancient urban population sizes. Tertius Chandler
(1987) estimated that a city could support a density of 100 people per square hectare.
Based on this assumption, he calculated that the ancient Syrian city of Ebla, an important
commercial center, had close to 30,000 inhabitants (1987, 93). Ebla represents
a city that has been excavated for almost 40 years (Matthiae 1975). Unfortunately, many
of the large sites in the Jazira have not been excavated as extensively; therefore making it
difficult to ascertain the extent of occupation for any given period. Until more
archaeological sites are investigated, and more extensive research is conducted at current
excavations, it will be difficult to determine population density of the Jazira. The
archaeological site distribution patterns of the Bronze Age indicate that population density
in the Jazira was greater during that time. Further research will confirm this hypothesis.
127
CHAPTER V
CONCLUSIONS
Summary
The results appear to support the initial assumptions regarding the relationship
between archaeological site distribution patterns, the physical landscape, and modern
population densities in the Jazira region. The assumption is that sites and population
densities share similar patterns, and that these are dependent on the Jazira’s diverse
physical landscape, which appears to have remained relatively constant over the past six
millennia.
The ancient inhabitants of the region introduced wheat and barley cultigens and
also domesticated goats and sheep. Based on these subsistence activities, their dependency
on the environment was greater than for members of a hunting and gathering society. Over
time, these people became permanent residents of established towns and cities. This
further increased their dependency on agriculture, and the environment, and this
relationship continued over the millennia and represents a mainstay for people today.
It appears that there is a strong correlation between climate, hydrology, and site
and population densities. Soils are a factor too, with relief playing a lesser role, but
nonetheless important.
The Upper Jazira receives sufficient rainfall to support dry farming agriculture.
There are also numerous rivers, streams, and ephemeral streams that carry water from
aquifers and higher elevations. This is where archaeological site density is greater than the
rest of the Jazira, with the exception of the far northeastern corner of the Upper Jazira
128
where there are few sites. This may be attributed to too much rainfall, which can cause
fungal diseases, or the rugged terrain.
Conversely, the Lower Jazira receives inadequate amounts of rainfall and
experiences higher evapotranspiration rates. It is in this area that most of the
archaeological sites are restricted to the banks of permanent rivers, with the exception of
the possible salt mining settlements at Wadi Ağiğ.
The results seem to indicate that adequate agricultural soils extend across a
greater area than the rain belt that supports dry farming. The archaeological records
appear to indicate something different. Soil scientist publications describe the Jazira’s
soils as marginal at best. Even with adequate rainfall many of the soils harden and crack
as the water evaporates. Based on this evidence, it is apparent that soils play a lesser role,
and the distribution of archaeological sites provides corroborative proof.
Subsurface water quality also appears to have played an important role during
antiquity. Again, the best aquifers are located in the Upper Jazira. Archaeologists have
failed to recognize the importance of this resource in explaining the high density of sites in
the region. Elaborate canal systems were constructed in the arid regions of the Near East,
so it is probable that the ancient inhabitants of the region developed the technology
necessary to extract water from the aquifers.
Water was probably collected at the base of Jebel Abd el Aziz, which accounts for
the sites in this area where rainfall is marginal for agricultural activities. Research
conducted at a site in Jordan (Helms 1981) revealed that elaborate canals and reservoirs
were constructed to move and store water that originated at a mountain that was more than
20 kilometers away. The village was situated in a zone that received about 100 mm of
129
annual rainfall.
This leads to the relative importance of relief in the physical landscape. The high
elevations of the Jebel Abd el-Aziz capture rainfall, which provides sufficient water
resources for irrigation at the lower elevations. Whether this is sufficient to sustain a
population is open for conjecture; however, it appears that potable subsurface water was
also available in the Jebel Abd el-Aziz area.
Relief’s role in affecting trade routes must also be considered. The Upper Jazira,
already in abundance of food and water, represented an important crossing area for
caravans that were traveling from southern Mesopotamia and the east to the Mediterranean
Sea, Anatolia, and Egypt. The important Mardin pass is situated just to the north of the
Syrian/Turkish border in the northeastern Jazira. The Jebel Abd el-Aziz and Sinjar
Mountain ranges also channeled caravans through the region and may account for the
larger sites in these marginal areas, and the great number of Bronze Age sites in the
northeastern part of the Upper Jazira.
The Bronze Age settlement pattern component of this study offers intriguing
possibilities. Archaeological evidence suggests that the Upper Jazira flourished during the
Bronze Age. Many sites date to that period, and many of the largest sites have major
Bronze Age occupation levels. There are many sites of this period that extend into the
marginal zone, which represents the area around Jebel Abd el-Aziz, and between the Upper
Khabur and Balikh Rivers. One possibility of this expansion into the marginal area is that
population density was so great that it exceeded the carrying capacity of the land. Another
could be that these sites constituted gateway cities or outposts that took advantage of trade
routes that passed through the region. Caravans most likely sought shelter during the
130
nights, and these sites in the marginal areas could provide this service, plus provisions for
the pack animals and people. It is unlikely that climate affected the extension of
settlements into the marginal areas because most of the Bronze Age sites are situated
around the base of the Jebel Abd el-Aziz, and density is sparse beyond these limits, with
the exception of the large site at Tell Chuera to the north.
Previous and subsequent occupations of the region are unknown. Unfortunately,
there weren’t the resources or time to expand this research design to add occupation
information to the remaining 1,600+ sites in the database. This makes it difficult to delve
into events that may have affected settlement patterns in the region. These events could
have been both cultural and physical, and most certainly occurred over the course of time
that witnessed six millennia of occupation in the region.
Recommendations
A number of accomplishments were made in the process of putting this research
design together and implementing it. There were also a number of shortcomings.
Information sources were few and scattered across various libraries and
institutions. The research required visits to libraries in cities around the U.S., plus
libraries and U.N. agencies in Europe. Fortunately, it was possible for me to visit these
places, which in turn fueled the research, and moved it to another level. On one hand,
information was scant and scattered everywhere; however, the opportunity was there to
visit a number of places and gain access to the facilities.
Archaeological work in the Syrian Jazira was also advantageous. The opportunity
to see the landscape and visit almost the entire region leaves a lasting impression and ideas
131
to develop.
Once the information was compiled, it was a matter of converting it into a digital
format, so that it could be processed in a GIS. The conversion introduced problems with
scale and accuracy, though for this regional model, the digital versions matched well with
other existing sources such as the Digital Chart of the World. In all, the development of
each GIS layer proved very successful, and in comparison, each layer spatially matched
the other. It doesn’t mean that improvements couldn’t be made to improve spatial
accuracy, especially for archaeological sites, hydrology, and relief.
GIS technology also improved over the course of time, and this made it possible to
edit and develop these layers for analysis. As this technology continues to improve, further
benefits could be derived from it to improve the analysis of the existing datasets and
augment them with additional layers such as satellite imagery.
Targets for future research include the following:
Acquire and process satellite imagery to locate and map archaeological sites,
physical features, and detect remnants of ancient landscape patterns;
Establish an interactive web site for the archaeological site inventory map so that
scholars can access, query, edit, and download site information database;
Expand research to include the area that is north of the Syrian/Turkish border. A
modern political boundary restricts the research to the Syrian Jazira, and the
boundary is not based on a landscape feature such as a river;
Update the existing dataset for further spatio-temporal analyses, including a
comprehensive study of the landscape, especially in the marginal zone between
the Upper and Lower Jazira, plus the western Jazira;
Conduct settlement pattern analyses, which includes identifying gateway cities,
determining settlement hierarchies, and the relationships between them.
132
The latter goal is one that fell short in this research. Spatial analysis of
settlement patterns is an important tradition in the field of geography. There is
adequate attribute information available in the existing dataset to analyze the data
and make some inferences about settlement patterns, especially during the Bronze
Age. This research focused more on the human-environment relationship from
two snapshots in time: one during the Bronze Age, and the other in a
contemporary setting; both with the environment in the background. The results
indicate that the two have remained relatively compatible, but this doesn’t account
for the likely fluctuations that occurred over a space of time that passed hundreds
of generations. Putting the pieces together may provide insight into these
complex interactions, and help us understand the resiliency or frailty of the human
population over time.
133
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