THE CHALLENGES OF FEDERALISM SYSTEM OF GOVERNANCE IN
SOMALIA
A CASE STUDY OF FEDERAL GOVERNMENT OF SOMALIA
SUBMITTED BY
ABDIRASHID ISMAIL NOR
A RESEARCH PROJECT REPORT SUBMITTED TO THE GRADUATE
SCHOOL IN PARTIAL FULFILMENT OF AN AWARD FOR A DEGREE IN
MASTER IN DIPLOMACY AND INTERNATIONAL RELATIONS
KAMPALA UNIVERSITY
JUNE, 2014
1
DECLARATION AND COPYRIGHT
I certify that this work contains no material which has been accepted for the award of
any other degree or diploma in my name, in any university or other tertiary institution
and, to the best of my knowledge and belief, contains no material previously
published or written by another person, except where due reference has been made in
the text.
In addition, I certify that no part of this work will, in the future, be used in a
submission in my name, for any other degree or diploma in any university or other
tertiary institution without the prior approval of the Author, University of Kampala
and where applicable, any partner institution responsible for the joint-award of this
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The author acknowledges that copyright of published works contained within this
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Further information:
Mobile phone: +2526-15961655
Email: wardheere10@gmail.com
Signature:________________________
Date:______/______/_______
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3
APPROVAL
This research report has been done under my supervision as a university supervisor
and submitted with my approval.
Signature:_______________________
Date :________/_______/__________
Monica A. Ssengendo (Mrs.)
4
Dedication
To my parents who taught me discipline and patience, my Allah reward and
forgive, my wife and my children who share with me the hard time and gave
me support while I was preparing this dissertation and all hardworking and
dedicated Somali federalism analyst who play a crucial role in Federalism
challenges and sustainable good governance, stability and peace prosperity in
long-term.
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ACKNOWLEDGMENT
In the name of ALLAH, most beneficent, most merciful. May the blessing and mercy
peace upon him our prophet Mohamed. S. A. W. My thanks to ALLAH the first and
last.
This dissertation would not have been possible without the support of many people. i
would like to acknowledge the inspirational instruction and guidance my supervisor
Monica A. Ssengendo (Mrs). She has given me a deep appreciation and detail for this
subject. Monica was read my numerous revisions and helped make some sense of the
confusion..
I would like to express my sincere appreciation to the Prof. Najib Sheikh, president of
the Hope University and coordinator of graduate studies at Kampala university for
their concern and assistance.
My sincere appreciation to the team supported me for Data collection from
Mogadishu, Garowe, Bosaso, Kismayo and Baidao. Thanks Raqiya and Mi'raj
Mogadishu team leaders, Mr. Shure for Baidao team leader, Kenadid Abdiaziz for
Garowe and Bosaso team leader and friends from other areas who contributed me to
the data collection process and procedure.
I would also like to thanks the support and assistance given me by the Dr. Ulusow,
Somali political analysts and writer and Prof. Hassan Mahadallah, professor of
southern university, department of political science and others who have been very
generous support of my academic pursuit and my theses. Also my co-worker has
contributed ideas, feedback and advice. Zakaria Ismail, in particular assisted this
research and design as well as his research experience.
Finally, I would very like to thanks to my wife Malyun H. Hussein for her love
patience, thoughtful, support and encouragement. I couldn't have completed my
dissertation with her assistance, tolerance and enthusiasm and numerous friends who
endured this long process with me, always offering support and love.
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TABLE OF CONTENTS
CHAPTER ONE…………………………………………………………..
1
BACKGROUND OF THE STUDY………………………………………
1
PROBLEM STATEMENT………………………………………………..
4
SCOPE OF THE STUDY…………………………………………………
5
CONTENT SCOPE……………………………………………………………..
5
GEOGRAPHICAL
5
SCOPE……………………………………………………….
TIME SCOPE………………………………………………………………...
5
DEFINITION OF TERMS………………………………………………..
6
PURPOSE OF THE STUDY……………………………………………..
6
OBJECTIVE OF THE STUDY…………………………………………..
6
GENERAL
6
OBJECTIVES………………………………………………………..
SPECIFIC OBJECTIVES………………………………………………………..
7
RESEARCH QUESTIONS……………………………………………….
7
CHAPTER TWO………………………………………………………….
9
LITERATURE REVIEW…………………………………………………
9
INTRODUCTION…………………………………………………………
9
VARIOUS DEFINITIONS OF FEDERALISM…………………………..
10
THEORIES OF FEDERALISM…………………………………………..
12
THE HISTORY OF FEDERALISM IN SOMALIA……………………..
14
WHAT DOES FEDERALISM MEAN IN SOMALIA?............................
16
CHALLENGES OF FEDERAL ISM SYSTEM………………………….
17
CONTRIBUTION OF FEDERALISM SYSTEM TO THE PEACE……..
28
FEDERALISM ADVANTAGES…………………………………………
32
FEDERALISM’S DISADVANTAGES…………………………………..
34
SIGNIFICANCE OF STUDY…………………………………………….
34
CHAPTER THREE…………………………………………………….
35
RESEARCH METHODOLOGY………………………………………….
35
7
INTRODUCTION…………………………………………………………
35
RESEARCH DESIGN…………………………………………………….
35
STUDY AREA AND POLLUTION……………………………………...
35
SAMPLING TECHNIQUE……………………………………………….
36
SAMPLE SIZE…………………………………………………………….
36
SOURCES OF THE DATA……………………………………………….
38
PRIMARY DATA……………………………………………………………….
38
SECONDARY
38
DATA…………………………………………………………….
DATA COLLECTION METHODS………………………………………
38
DATA COLLECTION PROCEDURE……………………………………
38
DATA ANALYSIS AND INTERPRETATION………………………….
39
CHAPTER FOUR………………………………………………………
41
DATA PRESENTATION, INTERPRETATION AND ANALYSIS…….
41
INTRODUCTION…………………………………………………………
41
FINDINGS…………………………………………………………………
41
ANTICIPATED CONSTRAINTS………………………………………...
39
VALIDITY AND RELIABILITY…………………………………………
39
ETHICAL CONSIDERATION……………………………………………
39
CHAPTER FIVE………………………………………………………..
59
DISCUSSION, CONCLUSIONS AND RECOMMENDATIONS……….
59
RECOMMENDATION………………………………………………………….. 67
REFFERENCES……………………………………………………………
72
APPENDICES……………………………………………………………...
74
APPENDIX
I:
WORK 74
PLAN……………………………………………………..
APPENDIX II: RESEARCH BUDGET…………………………………...
75
APPENDIX III: LETTER OF INTRODUCTION…………………………
76
APPENDIX
IV
QUESTIONNAIRE
AND
INTERVIEW 78
….…………………………..
8
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ABSTRACT
Much has been written about the putative virtues and vices of federal and unitary
systems of government, but little empirical testing of the impact of such systems on
the quality of governance has been conducted. The research takes up a series of
theoretical debates put forth by advocates of federalism, including competition among
sub national governments, fiscal federalism, veto points, accountability, and the size
of government. In each case, there is room for doubt about the practical impact of
federalism system on governance.
The main objective of this study to investigate the challenges of federalism system of
Governance on domestic politics in Somalia, undertake the understanding of the
federalism regarding Somalia community and insure the kind of government structure
which Somali people prefer.
The study focused on the challenges of federalism system in Somalia, a case study of
Somali Federal Government between 2009 and 2013; this time scope provides
adequate information to the problem under investigation.
The target populations of this study focus on the most effective Ministries, parliament
Ministry of civil services, ministry of finance and planning, ministry of defense,
Ministry of Labor and Social Affairs and Ministry of natural resources. Also,
constitution affairs committees and interior and federal committee and the most
effective Somali civil society and scholars.
The researcher used closed-ended and a few open-ended questionnaires. The
researcher will directly distribute questionnaires to the respondents. Personally for the
analysis of the data obtained. In this case questionnaires will be self-administered to
allow further probing and clarification of unclear issues.
After the collection of the converted into numbers to enable analyzing and describe
the data systematically to reach logical conclusions on the effect of the study
variables. Editing of data was used to check for errors and slips to ensure accuracy
and reliability of data. Data was analyzed and processed electronically using statistical
package for social scientists (SPSS).
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Findings show that the Current federalism system of governance of Somalia is based
on clan rather than by Population. The majority of the people agreed that current
federal is based on by clan, 78% out of 92 reported that current federal based on clan
while few of the respondents believe that it's based on regions.
The study recommended that Federalism shall accomplish the task of preserving
national unity through the distribution of powers and sovereignty between the central
state and the autonomous territorial entities operating within it. It shall ensure the
peaceful coexistence of peoples, while recognizing their diversity. Also Place much
greater emphasis on reconciliation, both with armed factions and on a national level
between clans. Provide support to local peace and reconciliation conferences that can
feed into larger regional conferences only after most local disputes have been
resolved. These conferences should be completed before implementing the federal
and elections.
Furthermore, The federal government must cultivate the trust of the Somali people.
Through participation and awareness that everything happening in the country
belongs to them and represents their best interest and reducing the public hesitation
that foreigners are using tool to exploit the resources of the nation by divide and rule.
The main challenges to the federal experiment emanate from three inter-related
categories of problem: the absence of functional institutions, the problems of security
and continuing and conflicting different clan interests. All these impinge strongly on
the federal experiment.
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LIST OF TABLES
Table1: Gender of Respondents
Table2: Marital status of the respondents.
Table 3: Respondents Age.
Table4: The Level of Education of the respondents.
Table 5: Occupation of Respondents.
Table 7: The federalism system of government is appropriate to Somalia.
Table 8: Federal system will perform in Somalia simply and shortly.
Table 10: Establishment of the federal states in the country is based on fair and
community participation.
Table 11: The implementation of the regional states took part in all the communities
living in the regions,
Table12: The current federal states in Somalia based on by clan not by region.
Table 13: The federalism system will causes some conflicts between communities
reside in the regions.
Table 14: The federal system is a thought from Somali community.
Table 15: Federalism system will take part to build up trust and cooperation between
regions, governments and among community.
Table 16: Federalism is a something that will divide the country and people.
Table 17:
Federalism as a system of government has positive impact to the
community and the country.
Table 18: Federalism system will contribute Somali peace process.
Table 19: Federalism system is not suitable such community have same religious,
language and culture but, appropriate people with different religious, language and
culture.
13
Table 20: Before the accord of federalism was not conduct study and assessment from
the community about their wish and keen
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ACRONYMS
AOS
ORGANIZATION OF AMERICAN STATES
ASEAN
OUTH EAST ASIAN NATIONS
ASWJ
AHLU SUNNA WAL JAMA'AH
AU
AFRICAN UNION
EU
EUROPEAN UNION
EUTM
EUROPEAN UNION TRAINING MISSION
FGS
FEDERAL GOVERNMENT OF SOMALIA
FMS
THE FORMATION OF FEDERAL MEMBER STATES
GIS
GEO-INFORMATION SYSTEM
HIPS
HERITAGE INSTITUTE OF POLICY STUDY
IC
ISLAMIC CONFERENCE
ICU
ISLAMIC COURT UNION
IGAD
INTER-GOVERNMENTAL AGENCY FOR DEVELOPMENT
IT
INFORMATION TECHNOLOGY
JIA
JUBA INTERIM ADMINISTRATION
LAS
LEAGUE OF ARAB STATES
NATO
NORTH ATLANTIC TREATY ORGANIZATION
NSDI
NATIONAL SPATIAL DATA INFRASTRUCTURE
SDI
SPATIAL DATA INFRASTRUCTURE
SPSS
STATISTICAL PACKAGE FOR SOCIAL SCIENTISTS
TFG
TRANSITIONAL FEDERAL GOVERNMENT
TFP
TRANSITIONAL FEDERAL PARLIAMENT
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U.S
UNITED STATE
UN
UNITED NATIONS
UNO
UNITED NATIONS ORGANIZATION
UNPOS
UNITED NATIONS POLITICAL OFFICE FOR SOMALIA
UNSOA
UNITED NATIONS SUPPORT OFFICE FOR AMISOM
UNSOM
UNITED NATIONS ASSISTANCE MISSION FOR SOMALIA
USA
UNITED STATES OF AMERICA
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CHAPTER ONE
BACKGROUND OF THE STUDY
According to the international political and legal theories and practice, co-federal,
federal, convocational and unitary systems of government, as noted above, are the
four main forms (also called structures of government) which are used by various
countries around the world. As we will see in the coming paragraphs, each system is a
product of particular historical, geographical, racial, cultural, linguistic and religious
circumstances and peculiarities of nations. No nation has adopted a system of
government out of the blue or for a love it. But due to these determinant factors some
nations have chosen a co-federal, federal, convocational, or unitary system. Here are
some brief introductions and historical perspectives how and where these systems
developed, applied and transformed with the passage time and development of
nations. By Omar Salad Elmi –Bsc Hons, 2008
A confederation is a governmental structure where by two or more independent states
enter a treaty for reasons of mutual trade, defense, political rapprochement and/or
geographical necessity. They set up common commissions or secretariat to work out
their mutual interests while each state in the confederation has its sovereignty and
government - head of state, legislature, army, money, flag and passport.
(Somalitalk.com Dec 22, 2008)
If we look back into history most confederations emerged in Europe and America.
The united Provinces of the Netherlands (a confederation) existed from 1579to 1795;
the Swiss Confederation Switzerland from 1789 to 1848; the German Bund (a
confederation) from 1815 to 1866; the American Confederation from 1781 to 1789(1)
Eventually over time and with the progress of societies such confederations had
17
developed into either a federal state (e.g. USA, Germany), consociation federal state
(e.g. Switzerland) – a loose system where the central government is weak and
constituent provinces (called cantons) with ethnic, cultural, linguistic and religious
diversity retain their sovereignty; or to a decentralized unitary state (e.g. The
Netherlands). In Africa a confederation called Senegambia emerged between Senegal
and Gambia and it aborted in the1980s. (Omar Salad Elmi –Bsc Hons, 27-29
November 2008, Nairobi, Kenya).
The confederations sprang within one country’s borders but today there are no
modern confederations at national level but global, continental, regional and subregional levels like the United Nations organization (UNO), Islamic Conference (IC),
Organization of American States (AOS), African Union (AU), European Union (EU),
South East Asian Nations (ASEAN), League of Arab States (LAS), and the InterGovernmental Agency for Development (IGAD) in East Africa for the purpose of cooperating and coordinating economic, social, security, and technological matters
between member states. Dr. I. M. Lewis et al, A Study of decentralized political
structures for Somalia – (A Menu of Options -1995).
A Federal state is a highly decentralized form of government in which two or more
independent states or provinces agree to form and share a central federal government
and institutions while retaining some of their powers. The federal state is mostly
premised on ‘geographical devolution with guarantees for the autonomy of the units.’
The federal constitution defines and distributes these powers and functions between
the central state and the constituent states or provinces with the necessary guarantees.
Normally, the federal government powers and functions include national defense and
security, monetary and economic regulation, nationality and immigration, national
symbols (e.g. flag and emblem) and foreign relations while the constituent units have
powers to run trade and economy, education, health and policing. The latter also have
the say to question the federation and dissociate from it if they wish so.
(Somalitalk.com Dec 22, 2008)
Now there are fifteen federal states in the world. One in Australia, four in the
Americas - Canada, Brazil, Mexico and the United States; five in Europe – Belgium,
Germany, Russia, Bosnia-Herzegovina and Switzerland (the last two have
consociation system where the central powers are either rotated or divided between
18
ethnic groups). In Africa three federations were formed in Cameroon, Nigeria, and
Uganda and only the Nigerian one has survived. In Ethiopia an ethnic based federal
system of government was adopted in 1994. So the Ethiopian and Nigerian
federations which are fragile and yet to be consolidated are the only ones existing
Africa. In Asia two federations that emerged in India and Malaysia still survive with
underlying tensions. In the Middle East a federation called the Arab Republic was
formed between Egypt and Syria in 1958 and it fell apart in 1961, and again in 1971
Egypt, Libya and Syria announced Federation of Arab Republics that finally broke up
in 1973. In the Middle East there is one monarchic federation, i.e., the Federation of
Arab Emirates. But some countries with ethno-cultural and religious diversity use the
unitary system rather than federal one (e.g. Britain, Kenya).
To recap, there are altogether there 15 federal states - three in the Americas, five in
Europe, two in Asia, two in Africa and one in the Middle East which means only 29%
out of the 195 countries in the world. Murray Forsyth, Union of States, 1981. . (Omar
Salad, 27-29 November 2008, Nairobi, Kenya).
The consociation system is a loose federal government for ethno-culturally,
linguistically and religiously fragmented societies. The purpose of the use of this form
of federalism is to insulate and keep at bay sharp differences and competition between
these communities from consociation federal government run by mature elite
politicians elected and delegated by the respective communities. For example,
Switzerland has such various ethno-cultural and religious population groups (German,
French, Italian, etc.) where the Swiss Federation is run by a federal assembly and
executive collegiate council elected and delegated by the ethnic provinces known as
cantons with the members of the former two rotating the post of president on ethnic
basis every year. (Omar Salad, 27-29 November 2008, Nairobi, Kenya).
The unitary system of government has been the first, basic and is the most dominant
one currently used in the world. There are at least four types or variations of the
unitary system: a) a highly centralized type in which the central government or head
of state has all the powers and controls the country, that can be an absolute kingdom,
dictatorial military or civilian one party regime (e.g. Somalia in 1969-1991); b) a
centralized type which usually practices partial liberal democracy and avails most of
the powers for itself but delegates some petty powers and functions to municipalities
19
(e.g. Somalia in the 1960-1969); c) a decentralized type that often practices liberal
democracy and devolves adequate autonomous decision-making roles and powers to
regions and districts to plan and carry out their social and economic affairs (e.g. UK,
Netherlands); and d) a fourth type that either espouses to partial democracy or
democracy and is premised on confessional (religious) consociation in which the high
posts of central government are apportioned between communities divided on the
basis of different religious, for example, Lebanon where the president belongs to
Maronite Christians, prime minister to Sunni Muslims, and speaker of the parliament
to Shi’a Muslims, etc. (Federalism and decentralization-options, Omar Salad, 2008)
PROBLEM STATEMENT
Aynte of HIPS recommends the creation of a body responsible for national civic
education on federalism. Most people are not aware how diverse federalism is or the
options available for decentralization. There also needs to be national dialogue on the
role of national and local authorities in controlling revenues from natural resources,
he believes.
“One area where there is real potential for revenue, the exploitation of natural
resources, has been postponed to an unspecified time due to the controversy it has
already raised between Puntland and the TFG [Transitional Federal Government - the
former name for the SFG],” said Issa Mohamud Farah, director general of the
Puntland Petroleum Minerals Agency. “In a country where agriculture is marginal,
manufacturing is non-existent and the service sector is limited, the potential
importance of revenue from petroleum and mineral resources is not to be
underestimated.”This is likely to be an area of conflict between the federal states and
central government, which would want greater control of oil revenues, Farah believes.
Somalia President Mohamud also acknowledged that this is a major difficulty. “We
don’t have resource-sharing, we don’t have revenue-sharing, we don’t have many,
many more things to share,” he said at an event at London’s Chatham House in
February 2013. “If we do not put those tools and instruments in place then federalism
will create more problems.”
The former Puntland Presidents Mr. Farole acknowledged that the type of federalism
would like to see for Somalia is a system where power and resources is divided
20
between the states and the federal level. Gone are the days when power and resources
was unfairly concentrated in a single city-state. Expectedly, when Somalia’s central
government collapsed in 1991, the nation-state collapsed with the fall of Mogadishu –
a city-state under successive administrations since independence. This historic
disaster should never be repeated and the Somali federation should provide space for
political stability and economic development at the local and state levels, to ensure
sustainable stability even if the center is threatened or falls. This is how government is
managed – at the local level where people play the most important role and can solve
and manage their own affairs. Abdirahman Farole 2010.
Also, Dr. Mohamud M Uluso Somali political analysts argue that the formation of
federal Member States (FMS) without legal and political consensus sparks fresh
political and social turmoil in all regions of Somalia. It is unequivocally clear that the
federal system based on clan ownership of territory has become major obstacle to
national reconciliation, peace building, and state building in Somalia. It polluted the
notion of state, citizenship, and Islamic values and intensified clan rivalry and vanity
within the Somali society everywhere.
He added that all processes used to form the Federal States have undermined the
sovereignty and political independence of the federal government, usurped the
responsibilities of the federal parliament, and legitimized political dishonesty and
disregard of the rule of law. They abolished the right of the Somali citizens to
challenge the unconstitutionality and harmful consequences of the clan based States.
Therefore, this research set out to examine the challenges of federal system in
Somalia.
SCOPE OF THE STUDY
CONTENT SCOPE
The study is to investigate the challenges of Federalism system of governance in
Somalia a case study Federal Government of Somalia.
21
GEOGRAPHICAL SCOPE
The study will be conducted in Mogadishu Somalia the base of Somali Federal
Parliaments.
TIME SCOPE
The study focused on the challenges of federalism system in Somalia a case study of
Somali Federal Government between 2009 and 2013; this time scope provides
adequate information to the problem under investigation.
DEFINITION OF TERMS
FEDERALISM is an ambiguous notion, involving relationships between central and
peripheral power structures that vary widely from country to country.
THREE GOVERNMENT SYSTEMS
System
Description
Concentrates all power in the hands of the national
Unitary
government; state governments (if they exist at all) merely
follow the orders of the national government
Regional and national governments both have real power,
Federal
but the national government is usually supreme over the
regional governments
Examples
Japan, France, Sweden, Saudi
Arabia
United States, Canada, Australia,
Nigeria, India, Germany
Diffuses nearly all the power to the state governments; the The
Confederate
States
of
Co-federal national government merely keeps the states loosely bound America, the United Nations, the
together
European Union
PURPOSE OF THE STUDY
The purpose of this study is to investigate the challenges of federalism system of
Governance in Somalia on domestic politics in Somalia a case federal government of
Somalia.
22
OBJECTIVE OF THE STUDY
General Objectives
The main objective of this study to investigate the challenges of federalism system of
Governance on domestic politics in Somalia a case study Federal Government of
Somalia.
Specific objectives1. To investigate the challenges of federalism system on domestic politics in
Somalia.
2. To find out the advantages and disadvantages associated with federalism
3. To assess the contributions of the federal system to Somalia’s peace process
4. To find out solutions to the challenges of the federal governance system in
Somalia
RESEARCH QUESTIONS
1. What are the challenges of Federal system in Somalia on domestic politics?2. What is the Advantages and disadvantages of federalism system?
3. How does federalism system contribute to Somali peace process?
4. What are the solutions to the challenges of the federal governance system in
Somalia?
Fig. 1: CONCEPTUAL FRAME WORK
Independent Variable
Dependent Variable
-Somali Government
Federalism
-Peace making
- Peace Building
- Community policing
- Peace keeping
Outcomes
- Peace
- Unity
- Human development
- Attitude change
-Increased security
- Poverty reduction
- Violence mitigation
-Economic stability
- Culture
- Political will
- International community
23
Intervening
-Government policy
-Favorable
Factors
political
environment
-Community support
-Availability of Sub federal
states
Fig.1: Source: Researcher
Independent variable: Federalism System
Dependent variable: Peace
In the conceptual framework depicted in figure 1.1 is about the role of federal states
on promoting peace in Somalia by the side of implementing the federal, attitude
change, better peace stability and conflict reducing.
However, Good government policy, community support and availability of effective
federal may develop and modify this relation.
24
CHAPTER TWO
LITERATURE REVIEW
INTRODUCTION
In this chapter will discuss the literature related the challenges of Federalism system
of Governance on domestic politics in Somalia. The review is conceptualized under
the objectives of the study and focuses mainly on Federalism system on domestic
politics, and their challenges on them.
CONCEPTS OF FEDERALISM
Federalism is a political concept in which a group of members are bound together by
covenant (Latin: foedus, covenant) with a governing representative head. The term
"federalism" is also used to describe a system of government in which sovereignty is
constitutionally divided between a central governing authority and constituent
political units (such as states or provinces). Federalism is a system based upon
democratic rules and institutions in which the power to govern is shared between
national and provincial/state governments, creating what is often called a federation.
Under the concept of dual federalism, certain delegated powers are specifically
mentioned as belonging to the national government. The Tenth Amendment lays
down all other powers that are reserved for the states. This Concept allots separate
functions to the national and state governments, which are therefore supreme, in their
own spheres. The term layer-cake federalism may also be used to describe this
concept of federalism.
The proper distribution of powers between the central and local governments is an
important issue in a federal union. According to the American Constitution certain
powers were specifically delegated to the national government. Further, the Tenth
Amendment of 1791, stated:
"The powers not delegated to the United States by the Constitution, nor prohibited by
it to the states, are reserved to the states, respectively, or to the people."
However, over the years, economic and social changes, have altered the balance of
powers between the central government and the states.
25
VARIOUS DEFINITIONS OF FEDERALISM
Federalism by Ron Watts
Federalism provides a technique of constitutional organization that permits action by
a shared government for certain common purposes, together with autonomous action
by constituent units of government for purposes that relate to maintaining their
distinctiveness, with each level directly responsible to its own electorate. Indeed,
taking account of such examples as Canada, the United States and Mexico in North
America, Brazil, Venezuela and Argentina in South America, Switzerland, Germany,
Austria, Belgium and Spain in Europe, Russia in Europe and Asia, Australia, India,
Pakistan and Malaysia in Asia, and Nigeria, Ethiopia, and South Africa in Africa,
some 40 percent of the world's population today live in countries that can be
considered or claim to be federal, and many of these federations are clearly
multicultural or even multinational in their composition.
- Ron Watts, former Principal of Queen's University, Kingston, Ontario and Fellow of
the Institute of Intergovernmental Relations, from Federalism Today, the background
paper written for the International Conference on Federalism 2002, Saint Gallen,
Switzerland, August 2002.
Federalism by John Kincaid
Federalism is essentially a system of voluntary self-rule and shared rule. This is
implied in the derivation of the word 'federal', which comes from the Latin foedus,
meaning covenant. A covenant signifies a binding partnership among co-equals in
which the parties to the covenant retain their individual identity and integrity while
creating a new entity, such as a family or a body politic, that has its own identity and
integrity as well. A covenant also signifies a morally binding commitment in which
the partners behave toward each other in accord with the spirit of the law rather than
merely the letter of the law.
-John Kincaid, Professor at Lafayette College in Pennsylvania and director of the
College's Meyner Center for the Study of State and Local Government, from John
Kincaid, Handbook of Federal Countries: 2002, Introduction, Montreal and Kingston:
McGill-Queen's University Press, 2002.
26
Multi-level Governance by Michael Stein
Multi-level Governance is a concept developed by academics and policy-makers in
the late 1980s and early 1990s in conjunction with the emergence of a more
economically and politically integrated European Union. It was initially intended to
describe a broadening of the concept of federalism in a vertical and territorial sense to
include the intergovernmental policy-making structures of more than two levels of
government, but no more than five: international, regional supra-national, national,
regional sub-national and local. In recent years, however, the concept has also been
extended horizontally and functionally to encompass non-governmental and nonstatist entities such as private sector interest groups and non-profit organizations and
charitable organizations whose role in the international policy-making process is
increasing with economic globalization. These multi-level governance structures tend
to be more ephemeral and flexible in nature, and more numerous and fragmented than
other intergovernmental policy-making structures (Hooghe and Marks 2003). In
contrast to that in traditional Anglo-American federalism, the pattern of
intergovernmental relations in the European Union reflects the features of an
overlapping, interlocking, and cooperative type of federalism that is generally
identified with a distinct continental European tradition of federalism. But many
proponents of multi-level governance argue that there are good grounds today for
applying this concept analytically to intergovernmental policy-making structures
outside the European Union, particularly to the increasingly important supranational
and local governance structures in politically decentralized countries.
There is currently no one generally accepted definition of multi-level governance.
Among common strands, however, are the following: first, the tendency over time
towards increased participation of non-state actors in governance functions; second,
the proliferation of overlapping decision-making networks; third, a change in the role
of the state from command and control to steering, coordination and networking, and
fourth, the challenges faced by multi-level governance structures in terms of
democratic accountability (Bache and Flinders 2004). Among the major criticisms of
the concept are: 1) it is too descriptive and cannot explain or predict governance
policy outcomes; 2) its proponents exaggerate the importance of sub-national policy
actors and underestimate the role of national governments at the implementation and
outcome stages of public policy-making; 3) its adherents exaggerate the hierarchical
27
nature of the intergovernmental relationship prior to the emergence of multi-level
governance patterns, and overemphasize the extra-constitutional and non-institutional
nature of its networking processes; 4) the concept only applies to particular policy
sectors and levels, rather than being a general feature of these processes (Jordan
2001).
THEORIES OF FEDERALISM
Dual federalism: This theory holds that federal government and the state government
is co-equal each with sovereignty. In this theory the constitutions are interpreted very
narrowly, such as the Ten Commandments, the supremacy clause, the necessary and
proper clause and commence clause. Here in this narrow interpretation, the federal
government has jurisdiction only if the constitution clearly grant such. In this case,
there is a very large power entrusted to the state government. This theory holds that
the federal government is limited to only those powers explicitly listed in the
constitution. (Jordan 2001).
Rigid Theory: this theory was advocated by A.H irch he argues that federalism is not
a function of the constitution but of societies. Therefore it should have a rigid
constitution. He says that federal essence lies not in the constitution or institutional
structure but the society itself. In some of this theory, W.S Livingstone warned that
state needs to adopt a written constitution, which implies that they should use rigid
constitution to back it, so that the constitution will not be easy to change. Nigeria and
United State of America are typical example of countries that used this Theory.
(Jordan 2001).
COMPARISON OF FEDERAL, UNITARY AND CONFEDERATE STATES
There are in general three types of states: federal, unitary, and confederate states. A
unitary state is where only one government has sovereign power. That central
government can create other bodies to exercise its power, but the central government
can also eliminate them. The typical example of a unitary state is France, which has a
central government located in Paris.
A federal state is where sovereignty is shared between relatively sovereign state
governments, and an "umbrella" government of very limited, clearly defined power.
Neither state nor federal governments have the power to interfere with the other's
28
powers. The United States of America had been an excellent example of a federal
state, with a federal government located in Washington, D.C. - which was a non-state,
neutral and federal territory. Some consider "The War Between the States," which
eliminated the right of secession, the end of the federal era. But elements of federal
government lingered until at least 1913, when the states' voice in federal government,
a state-appointed senate, was lost under the 17th Amendment to the Constitution of
the United States.
A confederate state is where sovereignty is given mostly to the regional governments,
with minimal power given to the central government. Two good examples of this
form of government include the original United States government under the Articles
of Confederation, as well as the Confederate States of America, which believed in
states' rights. In current times the best example of co-federal government is the
European Union.
HOW SOMALIA PRACTICE FEDERALISM?
At the first tier, the federal government, the president who is the head of the state
government is the commander in Chief of the Armed forces he wields the highest
power. The president of the federation performs these functions:
defense of the country, external affairs, Aviation, Award of natural little of honor,
decorations and other dignities, Census, Currency, coinage and legal tender, Customs
and excise duties, Nuclear energy program, Mines and Minerals including oil fields,
Regulation of political parties, Traffic on the federal trunk roads, Implementation of
treaties relating to Somali affairs and He is chief of all Armed forces in the federation.
The federal government also performs some functions in concurrently list which are:
Health, Education, Road, Communication and Etc. At the second tier, the state
government performs the functions in the concurrent and residual lists.
The governor who is the chief executive of the state, He provides Road, Education,
Health and Communication. He sees that there is peace and progress in the state. He
also performs residual list functions, in this list all the functions are performed by the
state Governor alone; they include those work that are not in the exclusive list and
concurrent list, like Chieftaincy affair settlement of dispute between villages in the
state etc.
29
A SHORT HISTORY OF THE SOMALI PEACE PROCESS:
1991 First Attempts at Reconciliation
Following the ouster of Siyad Barre in 1991, the first two international reconciliation
meetings aimed at re-establishing a Somali government took place in Djibouti in June
and July 1991. Six organizations participated. An agreement endorsing Ali Mahdi as
president was immediately rejected by General Muhammad Farah Aidid, and a bloody
civil war in Mogadishu and the south ensued. (published by AMISOM, 2009)
1993 Conference on National Reconciliation
In March 1993, fifteen parties to the Somali Civil War signed two agreements for
national reconciliation and disarmament: an agreement to hold an Informal
Preparatory Meeting on National Reconciliation, followed by the 1993 Addis Ababa
Agreement made at the Conference on National Reconciliation. Fighting continued,
however, and the agreement later fell apart . (published by AMISOM, 2009)
1997 National Salvation Council
From November 1996 to January 1997, a conference on national reconciliation was
held in Sodere, Ethiopia. It created a 41-member National Salvation Council (NSC)
charged with the responsibility of organising a transitional government. The
conference was, however, boycotted by Hussein Farah Aidid, (now leader of his
father’s faction following Gen. Aidid’s death) and by the government of Somaliland.
A similar conference in Sana’a, Yemen, did not include all the parties of the conflict,
and was rejected by those not attending. (published by AMISOM, 2009)
1997 Cairo Peace Conference / Cairo Declaration
A fourth reconciliation meeting in Cairo, Egypt, in December 1997 saw 28 signatories
to the ensuing agreement, including both Ali Mahdi and Hussein Farah Aidid. The
“Cairo Declaration” provided for a 13-person Council of Presidents, a prime minister,
30
and a national assembly but left the country without a national leader. . (published by
AMISOM, 2009)
2000 Somalia National Peace Conference
Officially dubbed the Somalia National Peace Conference (SNPC), and sometimes
called the Djibouti conference, this was a series of meetings held in Arta, Djibouti,
from 20 April – 5 May 2000. In contrast to previous reconciliation meetings, the Arta
conference included extensive participation by unarmed civic leaders – intellectuals,
clan and religious leaders and members of the business community. . (published by
AMISOM, 2009)
It culminated with the Arta Declaration and the formation of the Transitional National
Government (TNG), the first Somali government since 1991 to secure a measure of
international recognition, enabling Somalia to reoccupy its seat at the UN and in
regional bodies. The TNG was opposed by a rival pan-Somali governmental
movement, known as the Somalia Reconciliation and Restoration Council (SRRC),
made up of warlords from different regions of the country. . (published by AMISOM,
2009)
2002 Somali Reconciliation Conference
In an effort to reconcile the TNG with its SRRC adversaries, Intergovernmental
Authority on Development (IGAD) in Eastern Africa launched a fresh national
reconciliation process before the TNG mandate had ended. This process eventually
developed into a sixth major Somali reconciliation meeting, the Somali National
Reconciliation Conference, held in Eldoret, Kenya, in October 2002. It produced a
ceasefire agreement signed by 24 faction leaders stipulating the need to create a
federal structure, reversing the unitary structure established at Arta. (published by
AMISOM, 2009)
31
2003 National Reconciliation Conference
The 15th Somali National Reconciliation Conference (SNRC) was held in Nairobi,
Kenya, in September 2003. The Initiative to convene the conference was endorsed by
the IGAD summit of 2003 and supported by the AU, the Arab League and the UN. At
the conference, the TNG and the SRRC were reconciled, and a new united movement
subsequently developed, dubbed the Transitional Federal Government (TFG). The
Conference was successfully concluded with the formal adoption of a Federal
Transitional Charter. (published by AMISOM, 2009)
2004 Nairobi Conference
From 9 to 29 January 2004 a conference was held in Nairobi, Kenya, at which the
Transitional Federal Government developed further. A document was signed by the
major factions, titled Declaration on the Harmonization of Various Issues Proposed by
the Somali Delegates at the Somali Consultative Meetings from 9-29 January 2004.
The agreement called for the establishment of Transitional Federal Institutions as well
as elections. This was followed by the inauguration of a Transitional Federal
Parliament in August 2004, election of a President in 2004, and finally the granting of
the vote of confidence to a prime minister and the establishment of a Transitional
Federal Government (TFG) in early 2005. (published by AMISOM, 2009)
2007 National Reconciliation Conference
Following the defeat of the Islamic Courts Union, more than 3,000 people from all of
Somalia’s regions and clans as well as the Somali Diaspora participated in a National
Reconciliation Conference convened by the TFG in Mogadishu from 15 July – 30
August 2007. Offshoots of the ICU and opposition leaders, however, held a separate
meeting in Asmara, Eritrea, where they joined forces to fight the TFG under the
banner of the Alliance for the Re-liberation of Somalia (ARS). . (published by
AMISOM, 2009).
32
The birth of the Federalism and Constitution
The birth of Federalism in Somalia approaches after The Meeting was addressed by
H.E. Sheikh Sharif Sheikh Ahmed, President of the Transitional Federal Government
(TFG), Hon. Sharif Hassan Sheikh Adan, Speaker of the Transitional Federal
Parliament (TFP), H.E Abdiweli Mohamed Ali, Prime Minister of the TFG,
Abdirahman Mohamed Mohamud, President of the Puntland State of Somalia,
Mohamed Ahmed Alin, President of the Galmudug State of Somalia, and Hon.
Wafula Wamunyinyi, Deputy Special Representative of the Chairperson of the
African Union Commission. The Meeting was facilitated by Augustine P. Mahiga,
Special Representative of United Nations Secretary-General.
Delegates included members of the TFIs, Puntland State of Somalia, Galmudug State
of Somalia and Ahlu Sunna Wal Jama’a. Approximately three dozen stakeholders
from the international community also participated in the proceedings, including:
regional organizations, namely: European Union, Inter-Governmental Authority on
Development, League of Arab States and Organization of the Islamic Conference and
A special session on the humanitarian crisis and ongoing drought was held, during
which the UN Humanitarian Coordinator, Mr. Mark Bowden briefed participants.
The Meeting considered four priority tasks for ending the Transition before 20 August
2012, namely: Security, Constitution, Reconciliation and Good Governance and
adopted the Roadmap outlined in Annex 1 and, agreed to the following principles for
its implementation:
A. Somali Ownership: The TFG shall lead the process of the implementation of the
Roadmap, working with TFP, regional entities, and all sectors of society, including
women, business community, religious leaders, elders and youth.
B. Inclusivity and Participation: The implementation of the priority tasks in the
Roadmap shall be inclusive with participation of the TFG, TFP, Puntland State of
Somalia, Galmudug, ASWJ and Civil Society.
C. Resources: The TFIs and the international community undertake to provide timely
support for the implementation of the Roadmap in line with a Resource Mobilization
Plan with milestones which shall be agreed within 21 days. Financial support by the
33
international community shall be on a results basis and contingent upon the
implementation of the priority tasks in the Roadmap.
D. In view of the limited time and resources, the TFIs and international community
should, to the extent possible, hold meetings inside Somalia to allow the TFIs to
devote more time to the implementation of the Roadmap.
E. Monitoring and Compliance: The implementation of the Roadmap shall be
monitored on a continuous basis and appropriate measures taken to ensure compliance
with the benchmarks and timelines in accordance with the Kampala Accord.
F. Within 14 days a Technical Committee composed of the TFIs, regional entities,
ASWJ, and regional organizations including: (IGAD, EAC, AU, AMISOM, League
of Arab States, EU and UN shall be formed to facilitate cooperation and collaboration
among the Somali parties and with its international partners to implement the
Roadmap. The Committee shall work from Mogadishu.
G. Finally, the Meeting expressed gratitude to AMISOM and troop contributing
countries namely, Uganda and Burundi, and Somali forces for the sacrifices they
continue to make to advance the cause to peace and stability in Somalia. Statement on
adoption of the roadmap, Mogadishu, 6 September 2011).
The Birth of Federalism and draft Constitution
The birth of Federalism in Somalia approaches after The Meeting was addressed by
H.E. Sheikh Sharif Sheikh Ahmed, President of the Transitional Federal Government
(TFG), Hon. Sharif Hassan Sheikh Adan, Speaker of the Transitional Federal
Parliament (TFP), H.E Abdiweli Mohamed Ali, Prime Minister of the TFG,
Abdirahman Mohamed Mohamud, President of the Puntland State of Somalia,
Mohamed Ahmed Alin, President of the Galmudug State of Somalia, and Hon.
Wafula Wamunyinyi, Deputy Special Representative of the Chairperson of the
African Union Commission. The Meeting was facilitated by Augustine P. Mahiga,
Special Representative of United Nations Secretary-General.
Delegates included members of the TFIs, Puntland State of Somalia, Galmudug State
of Somalia and Ahlu Sunna Wal Jama’a. Approximately three dozen stakeholders
from the international community also participated in the proceedings, including:
regional organizations, namely: European Union, Inter-Governmental Authority on
34
Development, League of Arab States and Organisation of the Islamic Conference and
A special session on the humanitarian crisis and ongoing drought was held, during
which the UN Humanitarian Coordinator, Mr. Mark Bowden briefed participants.
The Meeting considered four priority tasks for ending the Transition before 20 August
2012, namely: Security, Constitution, Reconciliation and Good Governance and
adopted the Roadmap outlined in Annex 1 and, agreed to the following principles for
its implementation:
A. Somali Ownership: The TFG shall lead the process of the
implementation of the Roadmap, working with TFP, regional entities,
and all sectors of society, including women, business community,
religious leaders, elders and youth.
B. Inclusivity and Participation: The implementation of the priority tasks
in the Roadmap shall be inclusive with participation of the TFG, TFP,
Puntland State of Somalia, Galmudug, ASWJ and Civil Society.
C. Resources: The TFIs and the international community undertake to
provide timely support for the implementation of the Roadmap in line
with a Resource Mobilization Plan with milestones which shall be
agreed within 21 days. Financial support by the international
community shall be on a results basis and contingent upon the
implementation of the priority tasks in the Roadmap.
D. In view of the limited time and resources, the TFIs and international
community should, to the extent possible, hold meetings inside
Somalia to allow the TFIs to devote more time to the implementation
of the Roadmap.
E. Monitoring and Compliance: The implementation of the Roadmap
shall be monitored on a continuous basis and appropriate measures
taken to ensure compliance with the benchmarks and timelines in
accordance with the Kampala Accord.
F. Within 14 days a Technical Committee composed of the TFIs, regional
entities, ASWJ, and regional organisations including: (IGAD, EAC,
35
AU, AMISOM, League of Arab States, EU and UN shall be formed to
facilitate cooperation and collaboration among the Somali parties and
with its international partners to implement the Roadmap. The
Committee shall work from Mogadishu.
G. Finally, the Meeting expressed gratitude to AMISOM and troop
contributing countries namely, Uganda and Burundi, and Somali forces
for the sacrifices they continue to make to advance the cause to peace
and stability in Somalia. statement on adoption of the roadmap,
Mogadishu, 6 September 2011).
MAIN CONCERN OF FEDERALISM SYSTEM:
National Security.
Federalism will speed up the on-going national disintegration. By legitimizing
the existing clan fiefdoms, it will encourage the creation of new ones. Due to
the absence of national authority, together with international policy, such as
America’s Dual Track Policy, Somalia currently boasts eleven declared clanbased autonomous states. Draft Constitution (2010),
Political Risk.
By supplanting the 1960 constitution, which has been the legal basis of the
Somali Republic, as constituted in 1960 from the union of the British
Somaliland and Italian Somali, the Draft Constitution renders the Act of Union
null and void. Composed without the participation of the people of
Somaliland, and devoid of any reference to the 1960 union, this document is
bound to legitimize the secession of the region, even without a national
referendum. (Draft Constitution 2010).
Social Justification.
Federalism lacks social justification in Somalia where society shares common
language, religion, culture, habitat, and occupation. Furthermore, federalism
will incite a new social conflict as neighboring states are bound to fight over
political boundaries and economic resources. (Draft Constitution 2010).
Economic Burden.
36
By expanding government, federalism will squander the meager resources of
the nation. (Draft Constitution 2010).
WHAT DOES FEDERALISM MEAN IN SOMALIA?
Federalism is an ambiguous notion, involving relationships between central
and peripheral power structures that vary widely from country to country.
In Somalia, the constitution outlines the connections between the central
government and future “federal member states,” but the precise roles and
responsibilities
of
each
level
of
government
are
not
specified.
Article 54 states: “The allocation of powers and resources shall be negotiated
and agreed upon by the Federal Government and the Federal Member States”
pending their creation, except in the areas of foreign affairs, national defense,
citizenship and immigration, and monetary policy, which are all under the
purview of the central government, based in the capital, Mogadishu. The
federal member states will be represented in parliament through the Federal
State’s upper.
CHALLENGES OF FEDERALISMSYSTEM
A. The Current Challenges
However, the experiment, and it is an experiment for Somalia, faces a host of
challenges, not least the fact that the 2016 deadline for the revision of the federal
constitution and the creation of regional states and elections is fast approaching. The
fact that the Parliament has yet to legalize the specific details of state formation and
no single federal state has yet been formally recognized by the FGS makes it easy to
take a bleak view of the situation in Somalia. Nonetheless, despite the fact that
Somalia’s problems as a whole have proved intractable for so long, it is worth taking
a careful study of what is happening in the country, analyzing the real changes and
taking a balanced view of the current processes and the results achieved so far. This
article aims to offer a brief sketch of the challenges that continue to entangle the
federal experiment; it also evaluates the evidence of the steady progress that has been
made over the last two years. (Samuel Addis, 2014)
37
The main challenges to the federal experiment emanate from three inter-related
categories of problem: the absence of functional institutions, the problems of security
and continuing and conflicting different clan interests. All these impinge strongly on
the federal experiment. (Samuel Addis, 2014)
1. The Absence of functional Institutions:
The ambiguity in the provisional constitution on how regions can come together to
form a state is a central problem. Confusion has been further underlined by the failure
of the Federal Government of Somalia to establish the Federal Commission, supposed
to be established after the formation of the current government and the Upper House
of the Parliament, and given the power to approve the formation of states. This
vacuum has left Federal Government hamstrung over regional state formation. The
absence of the relevant federal institutions has not only created confusion about the
role of the Federal Government, it has also encouraged a view among some regional
actors that the formation of federal states was not the business of the FGS itself.
(Samuel Addis, 2014)
2. Problems of security and continuing
The fact that the Federal Government is still unable to make its writ run all across the
country has reinforced a view that it should not have a role in federal state-making.
The fact that large areas of land remain in the hands of Al-Shabaab certainly poses a
challenge. Despite the liberation of the major port of Kismayo in 2012 and of a
number of towns in central and southern areas recently, Al-Shabaab’s continued rural
control has made formation of local governance structures difficult. Targeted killings
of local administrators coupled with Al-Shabaab’s tactic of taking advantage of clan
alliances and counter-alliances have all worked against federalism taking root in
Somalia. Some government critics, despite all evidence to the contrary, have argued
that federalism is a model imposed by neighbors of Somalia with the deliberate intent
to weaken the state. (Samuel Addis, 2014)
3. Clan interests
38
Remains the major force challenging the spread of federalism. The draft constitution
states that two and more regions can form a federal state, but this makes no allowance
for clan interests. These have manifested themselves in the form of disputes and
conflicts between clans that see themselves as indigenous to certain regions and others
who are considered newcomers, either due to massive displacement from the conflicts
of the last two decades or as a result of deliberate policies practiced under the
dictatorship of Siad Barre in the 1980s. These have strongly influenced clan efforts to
influence attempts to merge regions into a proposed federal state. The availability of
actual or potential resources has also played a role in hampering the creation of
federal states. This also relates to the desire of regions to ward off federal hands from
the granting of profitable oil or other mineral concessions. (Samuel Addis, 2014)
4. Relationship between Federal and State governments
In other words, although there may be considerable agreement over the concept of
federalism, there are still wide divergences on the practicalities of the relationship
between Federal and State governments and limited creation and application of the
necessary structures for the process. Equally, there are still uncertainties over which
regions could or should come together to form states. In addition, controversies
between high-level officials of the FGS also had a role in delaying the regional
formation. Mostly driven by a desire to advance clan interests, such controversies
stalled progress on numerous occasions, undermining the institutional integrity of the
government. (Samuel Addis, 2014).
At the same time, despite these challenges, a closer look provides some encouraging
signs. The rapprochement between the Federal Government and the Puntland
administration is notable in this regard. Puntland, the oldest self-governing entity in
Somalia (excluding Somaliland, which declared its own unrecognized independence
in 1991), is not yet recognized as a federal state in the absence of an agreed
constitution, but it is seen as a model to emulate in other parts of Somalia. The
creation of the Juba Interim Administration (JIA) formation also demonstrates a
significant development. Last year’s August 27 Addis Ababa Agreement signed
between the Juba delegates led by Ahmed Madobe and the Federal Government was a
milestone. It was followed by an agreement that endorsed the Addis Ababa
Agreement by five other power contenders including Aden Shire in February 2014.
39
The specifics of the Juba Interim Administration were finally agreed upon
subsequently after two reconciliation conferences in Mogadishu and Kismayo as well
as visits of officials of the FGS and JIA to Kismayo and Mogadishu. (Samuel Addis,
2014).
The JIA’s formation has three major positives as far as regional state formation is
concerned. The first is that the regional initiative that was spearheaded by IGAD and
Ethiopia’s mediation role was effective in helping the two parties reach a deal. It is a
useful reminder that regional mechanisms can play a great role in pacifying Somalia.
Secondly, as Kismayo is a city home to more than 19 clans and sub-clans, the success
in forming JIA is proof of the possibility of producing compromises for the interests
of the more powerful clans. The agreement was able to solve the dispute between the
federal government and Juba political actors, providing an interim mechanism
wherein administration of the Kismayo port would be under the federal government
whereas the revenue would be used by and large to the development of the region. By
promising inclusive representation of all clans, it has also substantially defused
political tension in the region. For instance some of the attempts to create state
formation are being held hostage due to rivalry over the levels of representation
among two or three clans. The formation of the JIA provides a real example of the
way to settle the different and competing interests of a number of clans. It is also
important that the FGS showed flexibility in accommodating the interests of local
parties and politicians in regional state formation in line with its bottom–up approach
to federal state-making (Samuel Addis, 2014).
Third, It might be added that the fact that the agreements reduced the tensions arising
in Kismayo from rival presidential claimants and brought semblance of order was
particularly commendable. (Samuel Addis, 2014)
The recent agreement to form a Southwest Interim Administration comprising Bay,
Bakool, and Lower Shebelle is also a significant step. Two groups advocated this.
One, referred to as the Southwest 6 group, supported the formation of a single state
encompassing Bay, Bakool, Lower Shebelle, Gedo, Lower Juba and Middle Juba. A
second group, the Southwest 3 group, supported a state composed of only three
regions, Lower Shebelle, Bay and Bakool. The basis of the dispute lay in
disagreements between the two main elements of the Merifle/Rahenweyne clans, and
40
the agreements reached will have much wider repercussions on regional state
formations. The attempt to include Gedo, Lower and Middle Juba in a Southwest state
threatened the existence of the JIA and disruption of the whole Juba process. The
Federal Government played an important mediating role, emphasizing that it was
listening to the grass roots and also underlining that it was encouraging that a Somaliled process had gained the trust of all parties, and hopefully settled the dispute.
(Samuel Addis, 2014)
These developments point to steady progress being made despite the challenges and
difficulties. Optimism, of course, still needs to be treated with caution. Further
progress is dependent upon political will and by acceptance of the rules of the draft
constitution. The constitutional review itself must also address the loopholes and
difficulties visible in the provisions for federal state-making, in the administration of
natural resources and other inter-governmental areas. The newly emerging federal
states need to be inclusive and ensure they provide acceptable representation for the
different clans in their region. Integration of militias into the national army and the
Federal Government’s authority over external relations are also key matters that need
to be addressed. Security and the need to keep a close eye on “spoilers” also remain
issues that cannot be neglected. (Testimony by EJ Hogendoor, International Crisis
Group, 8 Oct 2013)
5. Regional Politics
The region has significant security interests in Somalia, and immediate neighbors
Djibouti, Ethiopia, Kenya and Uganda all have sizable forces in the country. Beyond
the Horn, Muslim Somali is very much linked into the Middle East, and Egypt, Qatar
and Turkey are very active in the country. (EJ Hogendoorn,2013)
Despite its size, Djibouti plays a significant role, in large part because much of its
population is Somali and many Somali businessmen either do business in, or have
strong ties with businessmen from the country. Djibouti has also hosted several multiyear Somali peace processes and its elite have strong ties to Somali leaders. Its forces
are now based in relatively quiet central Somalia. (EJ Hogendoorn,2013)
41
Ethiopia has been Somalia’s historic regional rival: disputes over control of the
Ogaden region, which Somali nationalists consider to be part of “Greater Somalia”
continue, and led to a brief war (1977-78) and much longer proxy conflict. Calls for
the annexation of the Ogaden, as well as other parts of greater Somalia, remain
popular with Somali nationalists, and pandering to this sentiment by the Islamic Court
Union (ICU) was part of the reason Ethiopia intervened in Somalia in 2006. Addis
Ababa quickly expelled the ICU from major cities, and then remained to prop up the
then Transitional Federal Government (TFG). This led to the rise of Al-Shabaab,
which presented itself as the most effective force fighting Ethiopian “occupation”. It
was during this period that the group received its most significant diaspora support—
not because they shared its ideology, but because they saw Al-Shabaab as part of a
liberation struggle. The intervention cost Ethiopia dearly, and three years later, Addis
quietly relented to the selection of Sheikh Sharif Sheikh Ahmed, the former chairman
of the ICU as the new TFG president. Ethiopia quickly withdrew, with AMISOM
only slowly replacing it as the force protecting the embattled government. Since then
Ethiopia has focused largely on supporting groups that can effectively act as a buffer
along its borders, many of whom are resistant to the new central government. This
includes Somaliland and Puntland State. (EJ Hogendoorn,2013)
Ethiopia, promoting its own system of “ethnic federalism” is a strong proponent of
federalism in Somalia, and has long supported a seemingly logical “bottom up”
approach of state building. Many Somalis, however, see this as a ploy to keep their
country weak and divided, and this very much plays into the hostility of many
towards international pressure for the SFG to truly devolve power. While overstated,
Ethiopia is wary of a strong Somali central state, particularly if it is close to countries
perceived as hostile by Addis Ababa. (EJ Hogendoorn,2013)
Kenya is a relatively new entrant in Somalia. Nairobi forcefully intervened in 2011 to
create its own buffer state and facilitate the return of more than 0.5 million Somali
refugees currently living in the country. Kenya subsequently joined AMISOM, but
often follows its own interests. In Jubaland, Kenya has thrown its support behind
Ahmed Madobe, its most effective proxy force leader. Publicly Kenya is looking for
an exit, but Somalis view this claim with great scepticism. According to the UN
Monitoring Group, Kenyan-Somali politicians and Kenyan military officers are
allegedly earning large amounts of money from trade, including illegal charcoal,
42
passing through Kismayo, and more importantly most believe Kenya wants to control
southern Somalia because it has large oil and natural gas deposits. Al-Shabaab is
aggressively trying to turn the local population against the Kenyan.“Christian” forces
occupiers, and the Westgate Mall attack was an attempt to trigger a crackdown to that
end. (EJ Hogendoorn,2013)
Uganda is most removed, but remains the dominant actor in Mogadishu (despite the
presence of a large Burundian continent) because of the size of its contingent and the
forceful personality of President Museveni. It contingent is also accused by Somalis
of profiteering from the war. Previously very active, Museveni lately has been
distracted by political turmoil in Kampala and has taken a less force role, ceding some
influence to Ethiopia and Kenya. (EJ Hogendoorn,2013).
Beyond the regional states, a number of Muslim countries have taken an active
interest in Somalia. Turkey is perhaps the most prominent country, and to its credit
played a major role in responding to the latest famine in 2011, and then subsequently
has arrogated a substantial role for itself, and its companies, in the reconstruction
efforts. Qatar has also played a major role, particularly in its support for President
Hassan Sheikh Mohamud and his supporters from Damul Jadiid (New Blood), a
faction of Al-Islaah, the Somali wing of the Muslim Brotherhood. The emergence of
the Muslim Brotherhood has also increased the interest of Egypt, which before Tharir
Square had been in major competition with Ethiopia over influence in Somalia. The
greater regional interest allows the SFG to play different states off each other,
particularly Muslim states against Ethiopia. The influence of Damul Jadiid has led
Somalia to re-orient somewhat away from IGAD and AU towards Middle East. This
has complicated Somalia’s relationship with Ethiopia and Kenya, and to a degree with
the UN. (Testimony by EJ Hogendoor, International Crisis Group, 8 Oct 2013)
6. The International Community
Not only is international involvement complicated by numerous bilateral countries
with individual agendas, but there are also a number of international organizations,
including the UN, AU, and IGAD (not to forget, occasionally, the League of Arab
States, the World Bank, and NATO) active in Somalia with no clear division of
responsibilities or lead actor. (This sometimes was a problem within the UN and
AMISOM as well, where agencies did not cooperate or contingents did not follow the
43
chain of command). They are also joined by a number of special envoys with unclear
roles vis a vis the international organisations, the missions in Somalia or ambassadors
accredited to Mogadishu. (EJ Hogendoorn,2013)
The greatest problem was, and arguably remains, the overlapping mandates of the AU
and the UN. The AU has the military peace enforcement responsibility, but by virtue
of having been in Mogadishu for the last four years and fielding a force of over
17,000 troops is a major political actor in Somalia, while the UN has a political
mandate, but by virtue of security being a huge part of re-establishing stability in the
country (as well as supply a great deal of support to AMISOM, through UNSOA, and
the government) was very much involved in security policy and security sector
reform. Both missions are also headed by special representatives with no clear
instructions on how to share responsibilities. This was a particular problem for
AMISOM and UNPOS, particularly because UNPOS was based in Kenya and its
senior staff rarely spent much time in Mogadishu. (EJ Hogendoorn,2013)
It is too early to tell if new United Nations Assistance Mission for Somalia
(UNSOM), established on 3 June 2012 can succeed where so many others have failed.
Its mandate includes the provision of policy advice to the SFG and AMISOM on
peace building and state building in the areas of: governance, security sector reform
and rule of law (including the disengagement of combatants), development of a
federal system (including preparations for elections in 2016), and coordination of
international donor support. It is also tasked to help build the SFG’s capacity to
promote respect for human rights and women’s empowerment, promote child
protection, prevent conflict-related sexual and gender-based violence, and strengthen
justice institutions. To strengthen intra-UN coordination, a major problem since
UNPOS was created in 1995, a post of the Deputy Special Representative of the
Secretary General/Resident and Humanitarian Coordinator will be established on 1
January 2014 and “structurally integrated into UNSOM”. (EJ Hogendoorn,2013)
Importantly, UNSOM is based in Mogadishu and will be deployed across Somalia, as
requested by the Federal Government and as conditions permitted—so far it is only
present in the capital, Garowe, Baidoa and Kismayo (it has not received permission to
establish an office in Hargeisa). The Security Council emphasized the need for
coordination, and UNSOM and AMISOM will work “on parameters for practical
44
partnership on the ground”. To date UNSOM is just starting to deploy with
approximately 50 staff in Mogadishu, whose mobility is severely subscribed because
of insecurity (the UN compound was attacked on 19 June and 1 permanent staff, 3
contractors and 4 guards were killed, along with at least 6 Somali bystanders). It will
not be up to full strength until early 2014, depending on the security situation. (EJ
Hogendoorn,2013)
The major role for UNSOM will be coordinating security sector reform and
international support. As was noted by the UN technical assessment team, “A
common and closely coordinated strategy for international security support, which
sets our clearly the respective responsibilities for the Africa Union, the United
Nations, other allies, and Somali forces, with clear timelines and appropriate
resources is a priority”. Security training is now being conducted by Somali forces,
the European Union Training Mission (EUTM), Turkey, Ethiopia and Bancroft
Global Development, a private company, this is ostensibly coordinated through a
UNSOM facilitated and Somali-led steering group. Much work remains to be done.
According to the last UN report, Somali forces continue to face significant logistical
challenges and “indiscipline continued to present a challenge, and there were reports
of clashes within Somali security forces in Baidoa and Buurhakaba, and an increasing
number of desertions in Bay and Bakool. Furthermore, police continue to face serious
capacity gaps and “international support, including stipends and training continues,
but lack of coherence undermines its effectiveness”. (EJ Hogendoorn,2013)
Donor coordination will be equally challenging. Encouragingly the SFG has
developed the Somali Compact that strives to provide an overarching strategic
framework for coordinating political, security and development efforts over the next
three years. It will remain to be seen if the donor community, in its New Deal pledges,
will adhere to that framework, especially as counter-terrorism priorities again rise to
the fore with the recent Westgate Mall attack. (Testimony by EJ Hogendoor,
International Crisis Group, 8 Oct 2013).
B. FUTURE CHALLENGES
There are many of such challenges that can be associated with a country with a
federal state system of governance and few of them are identified and discussed
45
below. These few were chosen from a critical perspective of governance structure and
SDI implementation strategies.
1) Structure versus Scaling
One of the main socio-technical challenges is the issue of system structure and
information abstraction across the level of government. This structure is the simplest
modeling describing the scenario of institutional framework of GI organization
cutting across the levels of governance in the country. ( Rajab ifard 2000).
In such complicated environment, data collected locally are fused and integrated
representing the reality as close as possible. But as the information is filtered up in the
system it start getting trim down and also split into various sections. This issue of
information scaling and splitting is important to service provision and decision
making. There is dilemma of filtering quality of details needed in the process of
scaling against transfer of too much details to the top where is not needed. Also this
information flow pattern is contrary to the Hierarchical reasoning of splitting down
structures in to smaller units approach to information infrastructure as given by Rajab
ifard 2000). Moreover, information becomes duplicated as the middle tiers and top
tier fights on ownership and usage of the information. At the extremes, redundancy of
both data and process is created within on stream of service provision and decision
making. (Rajab ifard 2000).
There seems to be clear delineation between the local levels but when it gets to the
state, the complexity of information management and operation control becomes
fuzzy and complicated. Implementing SDI in such environment need clear definition
of responsibility and boundaries. (Rajab ifard, 2000).
There is also the issue of dual top level in multi-level organization, where most
middle level organization has two or more top level to be responsible to. This is
common in public organization in most developing countries’ federal system. There
are possibilities of information flowing across the system in irregular manner Each
46
section becoming independent of the other level, thereby communicating with all
other levels irrationally. (Rajab ifard, 2000).
2) GI Policy versus Decentralization Policy
Most decentralization policies of developing countries are either very old or based on
old concepts of governance. They are detailed in terms of political rights and
responsibilities, governance and power devolution, financial and resources
stratification. But most of them did not include organization management, service
provision and most especially data management both spatial and non spatial.
This is a setback in the policy as issues surrounding collection; usage and ownership
of data are not spelt out in detail. Most organizations established under the policy are
either silent on such issues or use the political standards. (Aderinoye, R., 2002)
3) Polycentricism (Autonomy versus Common Interest)
Closely related to the above challenges is the issue of autonomy within the Federal
states in Somalia. State government within the country is autonomous in resource
management and development processes. They define policies relating to service
deliveries within their boundaries amongst other regulations. This has brought about
polycentricism of the middle tier of the governance in Somalia. There have been
movements of complete resource control and policy re-definition in advantage of state
governments. The most recent movement in the country is the local government
trying to claim autonomy from the state and federal government. (Rajab ifard, 2000).
SDI Project scale and Resources Availability (Imbalance Resources)
Local
Governments in Somalia are mostly supported by state governments so they have
limited resources to be autonomous, but some of them still propose autonomy of local
level. Moreover, there is great imbalance within State governments that are
supporting these local governments. While some are very rich in resources and
revenue, others are highly dependent on allocations from the federal government.
Implementing SDI in each level of governance requires lots of resources and capacity
which may be too much for federal government to solely sponsor. How these projects
can be founded is a strong challenge against a successful implementation of SDI in
the county. (Agbaje, G.I. and Akinyede, J.O., 2005)
47
Some local governments have resources to conveniently establish SDI and some
cannot even maintain the existing manual data handling system. The same imbalance
applies to the State governments and also political regions. While some can afford the
most expensive and most recent technology, some have to rely on cheap and open
source tools and application if they were to implement SDI. (Rajab ifard, 2000).
4) Public Private Partnership Deficiencies
Somalia as an example of developing country still has weak public and private
partnership. This can be attributed to many factors of socio-economy within the
country. They include Long age of disparity between public and private capital,
resources and capacity, and also due to difference in targeted values of the two
parties. While public offices are targeted at public service delivery (pure public good
system), privates are going for profit oriented service provision. (Agbaje, G.I. and
Akinyede, J.O., 2005).
5) Political Interference
There is imbalance of priorities by difference government and political
administration. While one state government realized the necessity of establishing SDI
within the its state, the bounding states may have some other projects in mind. Some
governors believe in solving immediate problems than making a development plan
that will last longer than their tenure in office. Variance of priority affect issues like
purpose of the SDI, some may target Health service with GIS and the other thinks of
LIS for the purpose of land revenue and taxes. Also the effect is on budget allocation
for SDI implementation and availability of alternative technology at cheaper cost to
save money. (Georgiadou, Y., 2007).
Personal interests, Political rivalry and Corruption of power are main plague in
African developing countries that are affecting implementation of development
projects. SDI is not exception as most brilliantly packaged SDI projects are either not
implemented or result to failure due to poor funding and sabotage. Federal organizations
are facing multiple IT challenges in four primary areas: cyber security and
sophisticated attacks, information explosion, consumerization of IT, and complex and
changing infrastructure. (Ekwueme, A.I., 2003).
48
These four trends are having a profound effect on the ability of government agencies
to protect and manage an explosion of information. Moving applications to the cloud,
consolidating data centers, managing mobile devices, and authenticating users are
approaches that government agencies are leveraging to become more secure and
efficient. To prevent these trends from delaying their mission-critical operations,
government agencies must have a clear strategy for identifying and adopting IT
solutions that secure, manage, and protect their information.
CONTRIBUTION OF FEDERALISM SYSTEM TO THE PEACE
federalism and peace-making
One of the most important developments contributing to the shift in the world
political paradigm from statism to federalism has been the demonstrated utility of
federal arrangements in peace-making. In a world well advanced in its movement
toward federalism as the new paradigm for interstate and intergroup relations, it must
expect it also to offer considerable promise for peace-making. While it is wise not to
exaggerate that promise and look upon federalism as some kind of videmecum, as
Somali selected federalism with their institutions should work hard to find ever better
ways to utilize and apply federalism to the cause of peace. (Daniel J. Elazar, 2011)
there are three levels or, if one prefers, dimensions of federalism, involved in the use
of federalism for peace-making. The most proximate is the use of federal
arrangements, whether by that name or some other. The use of arrangements that are
able to combine self-rule and shared rule and to constitutionalism the combination is
federalism even if it is called functionalism or autonomy or something else. There is
an old American saying: "If it quacks like a duck, walks like a duck, and looks like a
duck, it is a duck, no matter what you call it." That is why the European Union of
today, although founded as the European Community with a deliberately neutral name
and description as a set of functional communities, developed into a federal system of
the co-federal species after passing through periods of growth and crisis over the past
40 years. (Daniel J. Elazar, 2011)
The earlier effort to establish the openly federal "United States of Europe" failed
because it reached too far and was too explicit in doing so, awakening the hesitations
49
and reservations of too many of those involved in the decision-making at whatever
level in the years immediately following World War II. Hence it was only when the
leading European federalists retreated, as it were, from federalism and adopted
functionalism that it was possible to start building a federal union in Western Europe.
(Daniel J. Elazar, 2011).
So, too, with so many of the failed Third World federations attempted at the time of
decolonization. In some cases the formal application of federalism led to total
disengagement of the member states. In the Federation of Northern and Southern
Rhodesia and Nyasaland, the conflict between the white minority and the black
majority which gave the federation the appearance, probably correct, of trying to
preserve white minority rule, collapsed entirely and each colony became an
independent state. Federal efforts in Ghana, where the racial problem did not exist but
the problem of dictatorship and democracy did, it was dictatorship that overwhelmed
federalism. (Daniel J. Elazar, 2011)
In the case of Pakistan and other similar examples, it was lack of the requisite
attitudinal dimensions of trust, will to federate, and federal political culture that turned
federation partly into secession and partly into a dead letter for many years. On the
other hand, while the West Indies Federation collapsed because it reached for too
much, the Caribbean Community, a co-federal arrangement, emerged out of its
wreckage based on an unavoidable necessity for cooperation and sharing, even among
islands by definition insular. (Daniel J. Elazar, 2011)
On the other hand, in Belgium after trying several other arrangements and
terminologies, it became apparent to the parties involved that explicitly reinventing
Belgium as a federation would be more helpful and so federation was successfully
embraced in place of the earlier regional autonomy which had in turn replaced an
earlier de facto provincial decentralization. Similarly, in Spain, use of the word
"federal" in the constitutional reinvention of the country in the wake of Franco would
have scared the right to death or perhaps to revolution and equally frightened the
separatist movements in the country's very strong peripheral regions. Adopting a
different terminology, then, was vital to the initial success of the effort. With the
passage of time, however, it has become increasingly easier for all involved to
50
describe what they invented in Spain as "federal" and to take a certain pride in the
regularization of their regime in that way. (Daniel J. Elazar, 2011)
Federalism and Peace Mediation
In order to reach a peace agreement, it may be necessary to develop a vision of state
organization in the future. In many conflicts, especially conflicts with an ethnopolitical component, a lack of power-sharing is amongst the root causes of conflict.
Thus, future power-sharing arrangements, including federalism, can become a part of
the agenda for peace. This “Peace Mediation Essential,” which was written by State
Concepts, in collaboration with the Mediation Support Project and in consultation
with the UN Mediation Support Unit, gives an introduction to federalism. Mediators
will have to consult additional resources for further details. (The Union of Serbia and
Montenegro (2003-2006)
In order to reach a peace agreement, it may be necessary to develop a vision of the
future state organization. In many conflicts, especially conflicts with an ethnopolitical component, a lack of power-sharing is among the root causes of conflict.
Thus, future power-sharing arrangements, including federalism, can become a part of
the agenda for peace. (The Union of Serbia and Montenegro (2003-2006)
Federalism can change the power balance and can create new vulnerable groups. If
any group can permanently dominate or block the political process at any government
level, this is an indicator of a flaw in the federal design. Implementation issues should
be considered early in the process, as implementation will be a major factor for the
sustainability of the peace process. (The Union of Serbia and Montenegro 2003).
Federalism is a flexible form of state organization which needs to be adapted to
specific circumstances. There are as many variations of federal state design as there
are federal countries. The form of federal state organization adopted is as significant
as whether federalism is introduced. (Anderson george,1987)
Federalism and Conflict Resolution
Federalism can be a useful means of conflict resolution in that it can provide a viable
power balance between majority and non-majorities, groups and individual citizens
51
Based on the self-rule principle, policy areas which are important for the identity of
an ethnic group (or minority) and which are potentially divisive (e.g. culture, police,
religion) can be left to lower levels of government. This can promote selfdetermination and can indirectly help avoid conflicts at higher levels of government
and Shared rule promotes decision-making which respects the interests of the federal
units. Furthermore, the federal units legitimate the state through their participation in
the political process (upper chamber of parliament). Additionally, the bicameral
parliament assures that the interests of citizens as such (through the lower house) are
also taken into account. (amoretti ugo m. & Bermeo nancy,2004)
Most nationalities of the world today find themselves in territories characterized by
plurality of nationalities and cultures, which when politicized, can give rise to
contradictory claims on the centre. One of the tested tools used increasingly
Negotiating Peace through Federalism by nations such as Ethiopia and Canada to
neutralize and confront demands for autonomy from such culturally plural groups is
federalism. (Bermeo nancy,2004).
Federalism dilutes many of the perceived threats to the existence of a group or
perceived constraints to their developmental aspirations. By conceding to their
demands, we wish to suggest, such groups are made to embrace, accept and increase
Their sense of loyalty to the center. In a nutshell, it is a win - win situation. (Feeley,
Malcolm, and Edward Rubin.(2008).
Federalism and stability
The most economically developed and politically relatively stable countries in the
world are federal states. They include the USA, Canada, Germany, Switzerland,
Australia, Austria, South Africa, Ethiopia, Nigeria (the most diverse and populous sub
Saharan country in Africa which re-gained political stability after the Biafran war
when it consolidated its federalism status). Their relative stability, we would like to
suggest, has something to do with the way in which they have been able to allay, curb
and address regional fears through federalism. (Hakim, E. A., Mikaya, M., Beny, L.,
Bakheit, C. S. & Blackings, M. 2014).
THE ADVANTAGES OF FEDERALISM
52
the federal system of government has the following advantages:
Federalism promotes various forms of liberty:
many arguments for federalism has traditionally been put in terms of
promoting various form of liberty in the form of non-domination immunity or
enhancement opportunity.
Federal Arrangement may promote individual's right
Federal arrangement always protect against political authorities by
concentrating state sovereignty, placing some power with the center by
entrusting the central with the authority to interference only in sub-unit.
Federal Fosters Peace:
in the sense of preventing war and fears of the war, state can join federal to be
jointly powerful to discuss external aggressive and to prevent aggressiveness
or for prevention of wars among themselves.
Federalism Promotes Political order:
federalism is referred as the appropriate form of organization; for instance in
organic conception of the political and social order. The federation may
promote co-operation justice or other value among and within sub-units as
among and with their constituent units.
For instance by monitoring legislating, enforcing or funding agreements,
human rights, immunity, from interference of development starting with
family. Each larger unit is reasonable for facilitating the floor of sub-unit and
securing common goods beyond the reach of sub-units without a common
authority. it caters for religious differences, as in Somalia it allows for fair
distribution of power on a territorial basic by adequate constitutional
provision. the system makes administration easy because it operates in a very
larger area and also for population which could been very difficult to
Governor the federal system is suitable for a country with significant sectional
differences a companied by strong particular feeling. under circumstances,
federalism produces a favorable psychological guarantee against over
confederation Somalia is also beneficiary of these advantages.
Fosters state loyalties:
Many Somali feel close ties to their home state, and federalism maintains that
connection by giving power to the states.
53
Practices pragmatism:
Running a country the size of the United States, with such a diverse
population, is much easier to do if power is given to local officials. Likewise,
state and local officials are closer to the problems of their areas, so it makes
sense for them to choose policies to solve those problems.
Creates laboratories of democracy:
State governments can experiment with policies, and other states (and the
federal government) can learn from their successes and failures.
Example: California has frequently led the nation in environmental
regulations: Many measures adopted by California are subsequently adopted
by other states. And during the 1990s, Wisconsin governor Tommy Thompson
experimented with welfare policy, and those experiments influenced federal
welfare reform.
Leads to political stability:
By removing the national government from some contentious issue areas,
federalism allowed the early U.S. government to achieve and maintain
stability.
Encourages pluralism:
Federal systems expand government on national, state, and local levels, giving
people more access to leaders and opportunities to get involved in their
government.
Ensures the separation of powers and prevents tyranny:
Even if one person or group took control of all three branches of the federal
government, federalism ensures that state governments would still function
independently. Federalism, therefore, fulfills the framers’ vision of a
governmental structure that ensures liberty.
FEDERALISM’S DISADVANTAGES
Critics argue that federalism falls short in two ways:
Prevents the creation of a national policy:
54
The Federal States does not have a single policy on issues; instead, it has
Different
policies according to the federal regions, which often leads to
confusion.
Leads to a lack of accountability:
The overlap of the boundaries among national and state governments makes it
tricky to assign blame for failed policies.
Citizen Ignorance
Citizen Ignorance and argue that federalism cannot function well due to
ignorance. Most Americans know little about their state and local
governments, and turnout in state and local elections is often less than 25
percent. Citizens consequently often ignore state and local governments, even
though these governments have a lot of power to affect people’s lives.
It can lead to inequality between states and lead to unhealthy competition
between them
SIGNIFICANCE OF STUDY
The results from this study on the challenges of federalism system of governance in
Somalia will be important and reference to all political leaders and also future prevent
to the challenges of the Federalism system in the country both publically and privately
to the domestic politics also, this research will assist by policy makers like the
government mainly the ministry of constituency to ensure and trace the follow up of
new ideas on challenges of federalism system in Somalia on domestic politics.
CHAPTER THREE
RESEARCH METHODOLOGY
INTRODUCTION
This chapter presents a detailed description of the research methodology. The
methodology refers to the detailed procedure to be followed to realize the objectives.
Methodology includes a description of research design, study area and population,
sampling techniques, data collection method, Data entry, clearing, data analysis and
55
interpretation. It comprises several sub section which are usually presented in the
order given below:
RESEARCH DESIGN
This study will be conducted through quantitative survey research design. A survey is
data collection tool used to gather information about individuals. Since the study is
aimed to investigate the challenges of Federal system on domestic politics in Somalia.
The researchers have seen that survey research design was enable them together the
necessary data.
STUDY AREA AND POPULATION
Study population
The target population of this study will consist of 120. So, 15 of them are federal
states in the regions, 20 are members of parliament, 10 are cultural leaders, 8 are
ministries, 12 are village chiefs, 10 are District commissioners, youth leaders are 15,
15 are women leaders and 12 will be civil society leaders. So, 90 of the respondent
will come from Mogadishu the base of Somalia Federal parliaments and the other 30
from member of federal states it its sub regions.
The target population of this study focuses on the most effective Ministries,
parliament committees, civil society, federal states, Cultural leaders, District
Commissioners, village chiefs, Youth leaders, Women Leaders and Civil Society
leaders. the targeted groups including, the mastery of Justice and Constitutional
Affairs, Ministry of Interior and Federalism, ministry of civil services, ministry of
finance and planning, ministry of defense, ministry of Labor and Social Affairs and
ministry of natural resources. Also, constitution affairs committees and interior and
federal committee and the most effective Somali civil society and scholars.
SAMPLING TECHNIQUE
SAMPLE SIZE
The sample will consist of 92 participants selected from the accessible population will
be got from these sample categories. Table 1 shows the respondents of the study with
56
the following categories: The Slovene's formula is used to determine the minimum
sample size.
n
N
1 N (0.05) 2
n – Sample size
N – Total population
0.05 – Margin of Error
𝐧=
𝟏𝟐𝟎
𝟏+𝟏𝟐𝟎(𝟎.𝟎𝟓)𝟐
=
𝟏𝟐𝟎
= 92
𝟏.𝟑
Member of parliaments sample=
federal states sample =
cultural leaders =
𝟏𝟎
𝟏𝟐𝟎
Ministries sample =
𝟏𝟓
𝟏𝟐𝟎
𝟐𝟎
𝟏𝟐𝟎
×92 = ≈15
×92 = 12
×92 = ≈8
𝟖
𝟏𝟐𝟎
×92 = ≈6
Village leaders sample =
𝟏𝟓
𝟏𝟐𝟎
×92 = ≈11
District commissioners sample =
Youth leaders sample =
𝟏𝟓
𝟏𝟐𝟎
Women Leaders sample =
Civil Society leaders =
𝟏𝟐
𝟏𝟐𝟎
𝟏𝟎
𝟏𝟐𝟎
×92= 8
×92= ≈11
𝟏𝟓
𝟏𝟐𝟎
×92 = ≈11
×92 = ≈9
57
Category of employees
Total
Sample Size
Percentage
Population
Sampling
Method
Member of parliaments
20
15
15
Stratified
Federal States
15
12
12
Purposive
Cultural leaders
10
8
8
Stratified
District Commissioners
10
8
9
Stratified
village chiefs
15
12
12
Ministries
8
6
7
Purposive
Youth leaders
15
11
15
Stratified
Women Leaders
15
11
12
Purposive
Civil Society leaders
12
9
10
Total
120
92
100
SOURCES OF THE DATA
Primary data:
The required primary data will directly from the respondents (Politicians, Parliaments,
Ministries and writers all courses, community leaders). This will do through
administering a structured questionnaire.
58
Secondary data:
Secondary data will be obtained from existing literature in previous research paper
findings, journals, reports, research magazines internet libraries and resources from
the federal state offices.
DATA COLLECTION METHODS
Questionnaire: A structured questionnaire will use as an instrument of data collection
from the Politicians and community elders.
The researcher used closed-ended and a few open-ended questionnaires. The
researcher will directly distribute questionnaires to the respondents. personally for the
analysis of the data obtained. In this case questionnaires will be self-administered to
allow further probing and clarification of unclear issues.
Data is collected using various instruments and techniques, but, this study was
conducted through questionnaire as the main tool for collecting data. Questionnaire is
a collection of items to which a respondent is expected to react in written (Oso &
Onen, 2008). The selections of these tools have been guided by the nature of data to
be collected the time available as well as the objectives of the study.
Interview guides will also be used to get responses from Member of Parliaments,
Ministers, and Political Analyst; this will enable the researcher to prove the
respondents in order to generate more information on the challenges of federalism
system of governments in Somalia.
DATA COLLECTION PROCEDURE
Researcher was get an authority letter from the Hope University partnership with
Kampala University, to make the authorization of carrying out a research about the
challenge of federal system in Somalia.
DATA ANALYSIS AND INTERPRETATION
After data was understandably studied, edited and summarized qualitatively and
quantitatively, showing the mean, mode and standard deviation. The data was
thereafter be presented in tables and counted. The total was converted into numbers to
enable analyzing and describe the data systematically to reach logical conclusions on
59
the effect of the study variables. Editing of data was used to check for errors and slips
to ensure accuracy and reliability of data. Data was analyzed and processed
electronically using statistical package for social scientists (SPSS) to analyze the
challenges of federalism system of governance of in Somalia.
ANTICIPATED CONSTRAINTS
The main limitation of the study is that, there is on research relating to the challenges
of Federalism system of governance, as there are not enough relevant references of
books.
VALIDITY AND RELIABILITY
To establish the reliability of questionnaire, the researcher will use method of
expertise judgment as best method of reliability after construction of the
questionnaire. The researcher approached supervisor and other experts that have great
knowledge about the topic of this study to ensure the reliability and validity of the
researcher instruments. The sample technique and procedures or mechanisms put in
place made the study possible to ensure the validity and reliability as they kicked off
the biasness in the research and the advice of experts: which clearly made the research
relevant, specific and logical. In addition, a pilot test will conducted in order to test
and prove on the on the reliability of the questionnaire. To prove the validity of the
data collection instruments scale was used the validity relevance questions and the
total number of questions.
ETHICAL CONSIDERATION
The data which the researchers collected from the respondents will keep confidential
and will use for the purpose of fulfillment of the requirement for the award of the
degree of Master of International relations. The respondents will inform the content of
the research and its aims because the researchers whose subjects are people must
consider the conduct of their study and give attention to the ethical issues associated
with carrying out the research.
Some of the key ethical issues that be given due to attention in this will privacy of
participants, voluntary nature of participation and the right to withdrawn partially or
completely from the process consent and possible deception of participants
60
maintenance of the conditionality of the data by individuals or identifiable
participants and their anonymity.
61
CHAPTER FOUR:
4.0 DATA PRESENTATION, INTERPRETATION AND ANALYSIS
4.1 INTRODUCTION
This chapter presents the data analysis and Discussions of the study findings and it
will mainly focus on the Demographic data of the respondents in terms of Gender,
Age, marital status, education and occupation under the general questions.
The presentation, interpretation and analysis of the data collected were in accordance
with the main purpose of the study the "Challenges of federalism system of
governance in Somalia”. The presentation and analysis of data will be based on
research objectives and questions.
The study design was cross sectional and both qualitative and quantitative data was
collected through questionnaires and interview guide. After collection data was
analyzed by using SPSS program and the results was presented as text and tables.
4.2. DEMOGRAPHIC DATA
This study was conducted in South-Central Somalia particularly in Mogadishu as the
base of Somali Federal Government, Baydhabo of Bay region and the base of South
west state, Kismayo of Lower Jubba region and the base of Jubba-land state and
Puntland state of Somalia particularly, Bosaso of Beri region, Garowe of Nugal
region and the capital and the base of Putland state. the data was collected from 92
respondents from Four different regions with different administrations such states and
Federal government of Somali. This section will present the demographic information
of the respondents by beginning with the gender of the respondents, Ages of the
respondents, marital status and level of education and their Occupations.
4.3 FINDINGS:
Following shows at the main findings of the research data drop from the main three
data analyzing table of the research:
62
Table1: The Gender
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Male
58
63.0
63.0
63.0
Female
34
37.0
37.0
100.0
Total
92
100.0
100.0
Source: Primary data
The above table (1), the respondents were included "Male" and "Female" which total
of 92 respondents. 63% of the respondents were "male" while the remaining 37%
were the "Female". The respondents were 92 people from the community participated
the survey from different regions and administration. so, the findings were that 63%
of 58 respondents from the total participants were "male" and the remaining 37%
were "female".
Table2: Marital status of the respondents
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Single
20
21.7
21.7
21.7
Married
61
66.3
66.3
88.0
Divorced
11
12.0
12.0
100.0
Total
92
100.0
100.0
Source: Primary data
The above table (2), the respondents including different rank regarding their Marital
status of the respondents, the highest number of the respondents of 66% were Married
which was 61 respondents of 61, the second number was 22% were Single which
equal 20 respondents and the remaining 12% were Divorced of 11 respondents.
The findings of this survey were that 66% (61) of respondents from the population
participated in the survey which was conducted in different locations of Somali
country such Puntland state, South west state, Jubba-land state and Somali Federal
Government. also, 22% of the respondents were single and the other were 12% of 11
respondents from the population took part the survey.
63
Table 3: Respondents Age.
Category
Frequency Percent
Valid Percent
Cumulative Percent
20-30
29
31.5
31.5
31.5
30-40
20
21.7
21.7
53.3
40-50
27
29.3
29.3
82.6
50-60
13
14.1
14.1
96.7
Above 60
3
3.3
3.3
100.0
Total
92
100.0
100.0
Source: Primary data
The above table (3), the respondents participated the survey and questionnaire of this
study were included different category and different age. the Findings mentioned that
the uppermost of the respondents of 29 the population were between 20-30 years old
which is equal of 31.5%, while those between 40-50 were 29.3% of 27 respondents
from the survey conductors, those between 30-40 were 20 participants which equal
21.7% of the survey participants, the remaining were between 50-60 of 13 persons
which is 14% and above 60 reported 3.3% of 3 persons which mean that was the
smallest one.
Table4: The Level of Education of the respondents
Category
Frequency Percent
Valid Percent Cumulative Percent
High school
9
9.8
9.8
9.8
Some collage
10
10.9
10.9
20.7
Collage graduate 4 year 15
16.3
16.3
37.0
Vocational/technical
9
9.8
9.8
46.7
Bachelor Degree
17
18.5
18.5
65.2
Master's degree (Ms)
25
27.2
27.2
92.4
PHD Degree
5
5.4
5.4
97.8
Professional
degree 2
2.2
2.2
100.0
school (2 year)
(Md, JD, Etc)
64
Category
Frequency Percent
Valid Percent Cumulative Percent
High school
9
9.8
9.8
9.8
Some collage
10
10.9
10.9
20.7
Collage graduate 4 year 15
16.3
16.3
37.0
Vocational/technical
9
9.8
9.8
46.7
Bachelor Degree
17
18.5
18.5
65.2
Master's degree (Ms)
25
27.2
27.2
92.4
PHD Degree
5
5.4
5.4
97.8
Professional
degree 2
2.2
2.2
100.0
100.0
100.0
school (2 year)
(Md, JD, Etc)
Total
92
Source: Primary data
The above table (4), the respondents have different degree regarding their level of
education, the highest number of the respondents of 27.2% have a master degree
which was 25 respondents, the second group of them 18.5% have a Bachelor Degree
which were 17 from the respondents. also,
15 persons of 16.3% from the survey
conductors graduated College for 4 years.
the remaining groups graduated different institutions and have different degree with
different educational and study level in terms of their educational background, 9.8%
of respondents from High school, 9.8% from vocational training, 5.4% of PHD
holders and 2.2% of Professional degree (Md, JD, Etc).
The findings of this survey were that 27.2% of
the 25 respondents from the
population also, 18.5% of the 17 respondents have earned bachelor degree all others
respondents remained have different level of education. The highest degrees earned
the survey participants were Bachelor and Master degrees.
65
Table 5: Occupation of Respondents
Category
Frequency
Percent
Valid Percent Cumulative Percent
Minister
6
6.5
6.5
6.5
Member of Parliament
14
15.2
15.2
21.7
Politician
19
20.7
20.7
42.4
Social activist
22
23.9
23.9
66.3
Community leader
6
6.5
6.5
72.8
organizational 8
8.7
8.7
81.5
organizational 12
13.0
13.0
94.6
100.0
Women
leader
Youth
leader
Others... specify
5
5.4
5.4
Total
92
100.0
100.0
Source: Primary data
The above table (5), the community has different Occupational according to the
survey participants. the participants are contained many sides involved by this study
such as Ministries, Member of parliaments, Politician, Social activists, Community
leaders and different groups from civil societies. 6 ministries participated the survey
which makes 6.5 of the study become a ministries, 14 member of parliaments are
involved and filled the questionnaire during the study which mean that 15.5% were
member of parliaments both federal government and states, 19 politicians are
participated which indicate 20.7% of the population participated the study became a
political analysts and writers. also, 23.9% of 22 persons were social activist.
community leaders 6.5% of 6 members, women organizations 8.5 of 8 participants,
youth organizations 13% of 12 youth persons participated the study and others
participants were 5.4% which totaled 5 persons which are not including the category
designed the for the questionnaire.
The findings of this table and the whole survey is that the highest participant were
Social activist which 23.9% of them, 20.7% of the population and the sample were
politicians are the second , 15.5%
of the participants became a member of
parliaments and 13% of youth organizations and 8.5 from member of parliaments.
66
Table 6: Originally from the participants
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Urban
67
72.8
72.8
72.8
Sub urban
11
12.0
12.0
84.8
Rural
14
15.2
15.2
100.0
Total
92
100.0
100.0
Source: Primary data
The above table (6), the highest number of the survey participant are Urban
community which is 72.% of the participants are resides as Urban, during the study
more than 67 people mentioned that they were from the cities, also, 15% of 14
contributors were from Rural societies and the lowest people contributed were sub
rural which through 12% of 11 participants.
Table 7: the federalism system of government is appropriate to Somalia
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
21
22.8
22.8
22.8
Agree (A)
21
22.8
22.8
45.7
Disagree(D)
39
42.4
42.4
88.0
Strongly disagree (SD)
11
12
12
100.0
Total
92
100
100
Source: Primary data
The above table (7), the most participants disagreed that the Federalism system of
governance is appropriate to Somalia which means that 42.4% of the conductors have
opposite the federalism idea. while 12% of them were strongly disagree that federal
system is the most appropriate government system in Somalia but, decentralization is
the most appropriate one recommended the population according to the interview
conducted during the survey.
67
Findings of this survey were that 54.4% of the participants argue that federal is not
appropriate Somali community, while 44.6 agreed that federal system is suitable in
the country and recommended to implement it but, the most declined the federalism
system.
On the other hand, The prominent writers argued that Somali people yearn for
individual liberty, responsibility, and solidarity. Somalia’s future lies in hierarchically
decentralized unitary system of governance that upholds Somali identity and unity,
and ensures rule of law, democratic political process, and respect of human rights,
justice, fairness, and shared prosperity (Dr. Ulusow, 2014).
Writing for Hiil-Qaran Political Party recently, Abdirizak Haji Hussein, form erprime
minister of Somalia (1964 to 1967), wrote that "a decentralized unitary system, with
guarantees of regional or local autonomy, would be more, much more, appropriate for
the Third Somali Republic. The unitary decentralized system provides not only
regional/local capacitating but it’s also more pragmatic and cost-effective. Though
regional/local autonomy should be constitutionally guaranteed, its implementation
should be contingent on each region’s demonstrable administrative ability to
undertake such duties and responsibilities. Once such capability is verified a transfer
of such a mandate should be constitutionally delineated and put into action" (Hussein,
2011).
Table 8: Federal system will perform in Somalia simply and shortly
Category
Frequency Percent
Valid Percent Cumulative Percent
Strongly agree (SA)
4
4.3
4.3
4.3
Agree (A)
30
32.6
32.6
36.9
Disagree(D)
38
41.3
41.3
78.2
Strongly disagree (SD)
20
21.7
21.7
100.0
Total
92
100.0
100.0
Source: Primary data
On table 8 shows that only 4 people out of 92 believes that the federal system will
performs simply and shortly in Somalia, while 30 out of 92 agrees that this system can
work simply but the majority of the respondents 38 out of 92 respondents believes
that the federal system won’t perform simply and shortly in Somalia.
68
This findings accepts with the real facts in Somalia while the government established
based on clan, what they call 4.5 sharing power and this implies the federal system
will also work share the power based on clan which will be hard to apply in Somalia,
the findings is also in line with the arguments of Somali politician analyst Dr
Mohamoud M Ulusow who argues that “the formation of federal system based on
clan ownership of territory has become major obstacle to national reconciliation,
peace building, and state building in Somalia. It polluted the notion of state,
citizenship, and Islamic values and intensified clan rivalry and vanity within the
Somali society everywhere".
Table 9: Federal system can actually contribute to resolve the conflicts
Category
Frequency
Percent
Valid Percent Cumulative Percent
Strongly agree (SA)
15
16.3
16.3
16.3
Agree (A)
21
22.8
22.8
39.1
Disagree(D)
31
33.6
33.6
72.7
Strongly disagree (SD)
25
27.2
27.2
100.0
Total
92
100.0
100.0
Source: Primary data
In table 9, presented that 15 out of 92 of the respondents are strongly agree that the
federal system will actually contribute to resolve the Somali conflicts, while 21 out of
92 agrees that the system will contribute the conflicts, but the majority of the
respondents 31 out of the total respondents of 92 disagrees that this system can
contribute to resolve the conflicts existing in Somalia.
The findings of this research shows that the federalism will not contribute to the
resolve the Somali government, instead of that it will increase the conflict as it argue a
member of parliament (MPs) who believes that “the main challenges to the federal
experiment emanate from three inter-related categories of problem: the absence of
functional institutions, the problems of security and continuing and conflicting
different clan interests”, Rationally, this perception must have triggered the
imperative to halt the implementation of federation process until common consensus
is forged.
69
Table 10: establishment of the federal states in the country is based on fair and
community participation
Category
Frequency
Strongly agree (SA)
Percent
7
Valid Percent
7.6
Cumulative Percent
7.6
7.6
Agree (A)
29
31.5
31.5
39.1
Disagree(D)
35
38.0
38.0
77.2
Strongly disagree (SD)
21
22.8
22.8
100.0
Total
92
100.0
100.0
Source: Primary data
According to the table 10, a total of 92 respondents were participated the responses,
only 7 of them are strongly agree that the federal states of Somalia was based on
fairly, while 21 of the respondents were totally strongly disagree to the fairness of the
federal states. The majority of the respondents 35 out of those 92 respondents were
disagree and believes that those states wasn’t based on fairness and communities
didn’t participate them.
So, the overall findings of this table shows there are some people 31.5% who had a
confidence that the federal states had been built on fairness and with the participation
of the belonged people while much percentage of that 38% believes reverse.
Table 11: The implementation of the regional states took part in all the
communities living in the regions
Category
Frequency
Percent Valid Percent Cumulative Percent
Strongly agree (SA)
5
5.4
5.4
5.4
Agree (A)
21
22.8
22.8
28.3
Disagree(D)
56
60.9
60.9
89.1
Strongly disagree (SD)
10
10.9
10.9
100.0
Total
92
100.0
100.0
Source: Primary data
According to the table 11, a total of 92 respondents were participated the responses,
only 26 of them are agree that the Somali community participated the implementation
70
of regional states as well as the federal government, while 10 of the respondents were
totally strongly disagree to the lack of community participation of the regional states.
The majority of the respondents 56 out of those 92 respondents were disagree and
believes that those states wasn’t based on community participation.
So, the overall findings of this table shows some people believe that regional states
participated the community 26% who had a confidence that the federal states had
been built on fairness and with the participation of the belonged people while much
percentage of that 66% believes that community weren't involved and participated the
establishment of the federal states and its accomplishment.
Table12: The current federal states in Somalia based on by clan not by region
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
51
55.4
55.4
55.4
Agree (A)
27
29.3
29.3
84.8
Disagree(D)
5
5.4
5.4
90.2
Strongly disagree (SD) 9
9.8
9.8
100.0
Total
100.0
100.0
92
Source: Primary data
The above table (12) shows that Current federalism system of Somalia based on by
clan rather than by region as agreed when was established. the majority of the people
agreed that current federal is based on by clan, 78% out of 92 reported that current
federal based on clan while few of the respondents believe that it's based on regions.
According to the current political conflicts of the regions based on clan rather than
regions, for example Puntland state established by a sub clan, Galmudug as well as
based on clan, Somaliland which was claimed to be free from Somalia based on solely
clan, Jubbaland is clearly one clan while many Somali clans resides, South west
which caused a lot of confusion is well based on Digil and Mirifle clan.
All Somalia federal states were founded by a clan which claimed to be majority clan
while ignored all the minority and sub clans resides those regions, not only the federal
states even Federal government discriminated by the minority groups .
71
furthermore, the most intractable issue is the question of federalism. Despite five
years of work, the committee drafting Somalia’s new constitution was unable to
reconcile different positions on the devolution of power and left many provisions on
federalism vague or unaddressed in the provisional constitution that forms the basic
law of the SFG. Put simplistically, serious disagreements remain between those who
would like to see Somalia become a strong unitary state—one that can stand up to
neighbors, such as Ethiopia, that have long meddled in its affairs—and those that fear
a centralized government would be dominated by a single clan, or group of clans—as
it was during the Siad Barre era—and would then deny them their fair share of
resources. This divide also tends to follow clan lines with many Hawiye clans, who
dominate central and south Somalia and particularly greater Mogadishu, supporting a
unitary state, while many Darod clans, who dominate Puntland and Jubaland, are
strong proponents of federalism.
Table 13: The federalism system will causes some conflicts between community
reside in the regions
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
22
23.9
23.9
23.9
Agree (A)
45
38.0
38.0
62.0
Disagree(D)
12
23.9
23.9
85.9
Strongly disagree (SD)
13
14.1
14.1
100.0
Total
92
100.0
100.0
Source: Primary data
On table 13 shows that only 25 people out of 92 believes that the federal system will
in Somalia will not cause any conflict in the community, while 22 out of 92 agrees
that federalism may cause some conflicts and community misunderstanding based on
clan and boundaries of the regions and state governments, but the majority of the
respondents 45 out of 92 respondents believes that the federal system will causes
conflicts between state governments and Federal government, state governments
themselves, residence of regions as well as the community resides in the regions and
districts because of priority and superiority of the clans.
72
This findings accepts with the real facts in Somalia while the government established
based on clan, what they call 4.5 sharing power and this implies the federal system
will also work share the power based on clan which will be hard to apply in Somalia.
Well-known writer and Somalia political analyst specially Federalism of Somalia
argue that
"a creating a formidable obstacle to recovery of the lost nation, the
separation of clans on key issues threatens to divide Somalis who share a common
culture, territory, and religion. African federalism has shown to fail due to a lack of
commitment to democratic values and obstruction of the central government
authority. The signs of many problems associated with clan federalism like violent
minority dissent against a dominant clan and intensifying political struggle are now
visible in territories such as Jubbaland, southwest and Puntland Rather than solving
the problems of bad governance, clan federalism expands the state’s flaws, frustrates
national reconciliation, and annuls citizenship rights and obligations".
Table 14: The federal system is a thought from Somali community
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
12
13.0
13.0
13.0
Agree (A)
25
27.2
27.2
40.2
Disagree(D)
23
25.0
25.0
65.2
Strongly disagree (SD)
32
34.8
34.8
100.0
Total
92
100.0
100.0
Source: Primary data
On table 14 shows that 37 people out of 92 argue that the federalism system was a
thought from Somali community, while 55 out of 92 realized that federalism may not
attention from Somali community and it is not Somali culture as they believe .
Although The idea of Federalism in Somalia was first put forward by the Pro-Italian
Hisbiya Digil & Mirifle political party in the 1950s. This view is not politics for their
culture, ethnicity and history as well as not concept from the Somali community, but
this ideology from western countries specially an idea, sourced from anthropologist
and historians who observed Somalis for the last 100 years. It is mainly accused the
emergence of the concept to the Somali context an author and great anthropologist,
73
the British writer of Somali affairs I'M Lewis. He contributed the idea on conference
held at Mombasa.
Table 15: Federalism system will take part to build up trust and cooperation
between regions, governments and among community
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
10
21.7
21.7
21.7
Agree (A)
11
32.6
32.6
54.3
Disagree(D)
36
28.3
28.3
82.6
Strongly disagree (SD)
25
17.4
17.4
100.0
Total
92
100.0
100.0
Source: Primary data
When the respondents (92) were asked if federalism will build up trust and
cooperation between regions, governments and community their responses noted as
10% strongly agree, agree 11%, disagree 36% and strongly disagree 25%.
The ever all findings of this table shown us that people weren't believe if the
Federalism system will take part to build up trust and cooperation between
community resides together as well as region states and the federal government of
Somalia, 61% out of 92 respondent totally declined that the federalism will build up
trust and cooperation between community.
This revealed that significant number people still doubt the reliability of Federalism in
Somalia and the future relations between the government and federal units. History
witness that Puntland, a federal unit which has formed before the Federal Government
had a tough relation with the Federal Government, which sometimes caused a media
war, cutting bonds and denial of the Federal Government.
74
Table 16: Federalism is a something that will divide the country and people.
Category
Frequency Percent
Valid Percent Cumulative Percent
Strongly agree (SA)
32
22.8
22.8
22.8
Agree (A)
38
30.4
30.4
53.3
Disagree(D)
10
30.4
30.4
83.7
Strongly disagree (SD)
12
16.3
16.3
100.0
Total
92
100.0
100.0
Source: Primary data
When the question of federalism is something that will divide the country was
addressed to the respondents (92). Their responses were translated as strongly agree
(32%), agree (38%), disagree (10%) and strongly disagree (12%).
This table shows that significant number of Somalis (70%) perceive that federalism is
a tool used to divide the nation which can intensify the little difference between the
people, the sub-tribes they belong to. this came after the civil war broke-out and the
whole family disintegrated in small fractions in which all are against one another and
all are fighting for not interest or not anything that contribute to their lives physically
but prestigious fight with full of superiority complex.
the overall findings of this table shown as that significant number of Somalis (70%)
perceive that federalism is a tool used to divide the nation and the people regards the
sub boarders of the country, superiority of the people lived in the regions,
discrimination of the minority and the sources of the country, all those can caused a
conflict between community and another civil war because the current federal based
on clan not region.
“Federalism is a destructive force for Somalia, and it will continue to remain one
whose woes will haunt Somalia,” Abdulkadir Sheikh Ismail, former chairman of the
parliamentary committee on constitutional affairs, told IRIN. If “regional state
interests take prominence over the national interest, the common interest is lost as a
result, and that could set a dangerous precedent,” he added.
75
“The establishment of a federalism of the clan, rather than a regional one” is a serious
risk, according to Marco Zoppi, a freelance political analyst. “The current distribution
of the clan already lends itself to a phenomenon of this kind.”
Table 17:
Federalism as a system of government has positive impact to the
community and the country
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
21
22.8
22.8
22.8
Agree (A)
33
35.9
35.9
58.7
Disagree(D)
25
26.1
26.1
84.8
Strongly disagree (SD)
13
14.1
14.1
98.9
Total
92
100.0
100.0
Source: Primary data
The question about whether federalism as system of government will have a positive
impact on the community and the country at large the respondents responses were as
follows strongly agree(22.8%), agree(35.9), disagree(26.1%) and strongly disagree
(14.1%).
This information exposes that still noteworthy number f respondents has a hope that if
the option is chosen as a system of government to Somalia, it may have some
substantial impacts on the good way of the state. Apart from disintegration, it can help
communities choose accountable officials and respond t their immediate needs like
schools, hospitals, tapped water, environmental protection, roads, airports, and other
infrastructure.
Table 18: Federalism system will contribute Somali peace process
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
26
28.3
28.3
28.3
Agree (A)
25
27.2
27.2
55.4
Disagree(D)
28
30.4
30.4
85.9
Strongly disagree (SD) 13
14.1
14.1
100.0
Total
100.0
100.0
92
76
Source: Primary data
When respondents were enquired if the Federalism system will contribute Somali
Peace Process, 51 out of 92 respondents either strongly agreed or agreed that the
system will contribute the peace process f the nation. Another 41 respondents either
disagreed or strongly disagreed with the notion that federalism will contribute peace
process of the Somali people. 28.3% f the respondents strongly agreed, 27.2% agreed,
30.4% disagreed while 14.1% f the total respondents strongly disagreed.
Considering the responses given by the respondents, it shows there existence of
frustration and little knowledge, the total impact of the system and the total life of the
Somali people. There is no much difference between the agreed/strongly agreed and
disagreed/strongly disagreed. It seems that people didn’t understand federalism, its
designs and how it works.
Table 19: Federalism system is not suitable such community have same religious,
language and culture but, appropriate people with different religious, language and
culture.
Cumulative
Category
Frequency Percent
Valid Percent Percent
Strongly agree (SA)
33
35.9
35.9
35.9
Agree (A)
25
27.2
27.2
63.0
Disagree(D)
22
23.9
23.9
87.0
Strongly disagree (SD)
12
13.0
13.0
100.0
Total
92
100.0
100.0
Source: Primary data
When they were addressed with the question federalism system is not suitable with
such community who has same religion, language, and culture, but appropriate to
people with different religion, language and culture, some 36% f them strongly agreed
while 27% f them agreed and 24% f them agreed while 13% f them strongly
disagreed.
This will strengthen the argument made by some Somalis that concept of federal is
not home grown but imposed idea by westerners to stabilize the country or to
77
establish small cantons with little power that can be dealt with one by one. However,
traditional leaders, politicians and some other significant members of the community
exposed little knowledge n the concept.
Furthermore, Somalia is not a multicultural country with critical cultural and religious
antagonisms and is not home to mutually exclusive ethnic or racial groups that
earnestly desire to be separate from each other and would, therefore, require
constitutional guarantees for their continued existence in separation in a secure
multicultural political environment… There is hardly any part of this country that can
stand by itself as a viable federal unit. Most likely, the only thing that will result from
the plan to make Somalia federal is the break up the country into several clan based,
exclusive [sic] and economically non-viable units, and the creation of these clan
enclaves will in all likelihood only exacerbate the clan hostilities that the civil war has
generated. With the creation of these clan cantonments the trend towards national
integration will be reversed and clan identities will begin to cast a menacing shadow
over Somali ethnic identity, which under the circumstances is bound soon be gone
with the wind. Federalism, therefore, is not the right choice for Somalia (Ali A. Hersi,
2004).
20. Before the accord of federalism was not conduct study and assessment from
the community about their wish and keen
Category
Frequency
Percent
Valid Percent
Cumulative Percent
Strongly agree (SA)
46
50.0
50.0
50.0
Agree (A)
24
26.1
26.1
76.1
Disagree(D)
9
9.8
9.8
85.9
Strongly disagree (SD)
13
14.1
14.1
100.0
Total
92
100.0
100.0
Source: Primary data
When respondents were answering the question before the accord of federalism,
proper study and assessment of the community concerning their wish and keen was
not conducted, 50% of them strongly agreed, 26.% of them agreed, 10% of them
disagreed and 14% of them strongly agreed.
78
This makes forte to the previous argument made by some people that federalism was
not an option of the people but imposed. Federalism was not the rightful solution as
the majority of the people don’t see it the suitable way of their life. As long as the
system and its process is not community driven and supported by all socio-economic
groups, it is hardly established.
This accord of federalism were made after The Meeting was addressed by H.E.
Sheikh Sharif Sheikh Ahmed, President of the Transitional Federal Government
(TFG), Hon. Sharif Hassan Sheikh Adan, Speaker of the Transitional Federal
Parliament (TFP), H.E Abdiweli Mohamed Ali, Prime Minister of the TFG,
Abdirahman Mohamed Mohamud, President of the Puntland State of Somalia,
Mohamed Ahmed Alin, President of the Galmudug State of Somalia, and Hon.
Wafula Wamunyinyi, Deputy Special Representative of the Chairperson of the
African Union Commission. The Meeting was facilitated by Augustine P. Mahiga,
Special Representative of United Nations Secretary-General.
Delegates included members of the TFIs, Puntland State of Somalia, Galmudug State
of Somalia and Ahlu Sunna Wal Jama’a. Approximately three dozen stakeholders
from the international community also participated in the proceedings, including:
regional organizations, namely: European Union, Inter-Governmental Authority on
Development, League of Arab States and Organization of the Islamic Conference.
This Accord made by few Somalia politicians and stakeholders from the TFG, TFP,
Puntland State, Galmudug State, of Somalia, and Hon. Wafula Wamunyinyi, Deputy
Special Representative of the Chairperson of the African Union Commission. The
Meeting was facilitated by Augustine P. Mahiga, Special Representative of United
Nations Secretary-General.
Thus, the accord demonstrated that Somali community was not contribute any opinion
and guidance to the current federalism system based on clan as well as there was not
reconcile by the Somali scholars, intellectuals, politicians, religious leaders,
community leaders, civil society and wholly Somali community in order to contribute
their desire and wish of their country and government. only they were guests and
silences because few people and international community were preferred.
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CHAPTER FIVE
DISCUSSION, CONCLUSIONS AND RECOMMENDATIONS
5.1 DISCUSSION OF THE FINDINGS:
1- Lack of community understanding about the federalism.
Considering the responses given by the respondents, it shows there existence of
frustration and little knowledge, the total impact of the system and the total life of the
Somali people. There is no much difference between the agreed/strongly agreed and
disagreed/strongly disagreed. It seems that people didn’t understand federalism, its
designs and how it works.
Furthermore, the federalism accord demonstrated that Somali community was not
contribute any opinion and guidance to the current federalism system based on clan as
well as there was not reconcile by the Somali scholars, intellectuals, politicians,
religious leaders, community leaders, civil society and wholly Somali community in
order to contribute their desire and wish of their country and government. only they
were guests and silences because few people and international community were
preferred.
Mohamed Hassan Haad, a well-known traditional elder, is also skeptical. “Somalis do
not understand what federalism is. It does not serve the interest of Somali people and
will remain an intractable problem in the long run. It is going to set one clan against
the other,” he told IRIN. “Somalis have been fighting over clan and religious issues
for two decades, and federalism is nothing but a new source or cycle of conflict over
land and ownership.”
2-The structure of Current Somalia Federalism based on Clan rather than
Regions:
The above table (12) shows that Current federalism system of Somalia based on by
clan rather than by region as agreed when was established. the majority of the people
agreed that current federal is based on by clan, 78% out of 92 reported that current
federal based on clan while few of the respondents believe that it's based on regions.
According to the current political conflicts of the regions based on clan rather than
regions, for example Puntland state established by a sub clan, Galmudug as well as
80
based on clan, Somaliland which was claimed to be free from Somalia based on solely
clan, Jubbaland is clearly one clan while many Somali clans resides, South west
which caused a lot of confusion is well based on Digil and Mirifle clan.
All Somalia federal states were founded by a clan which claimed to be majority clan
while ignored all the minority and sub clans resides those regions, not only the federal
states even Federal government discriminated by the minority groups .
furthermore, the most intractable issue is the question of federalism. Despite five
years of work, the committee drafting Somalia’s new constitution was unable to
reconcile different positions on the devolution of power and left many provisions on
federalism vague or unaddressed in the provisional constitution that forms the basic
law of the SFG. Put simplistically, serious disagreements remain between those who
would like to see Somalia become a strong unitary state—one that can stand up to
neighbors, such as Ethiopia, that have long meddled in its affairs—and those that fear
a centralized government would be dominated by a single clan, or group of clans—as
it was during the Siad Barre era—and would then deny them their fair share of
resources. This divide also tends to follow clan lines with many Hawiye clans, who
dominate central and south Somalia and particularly greater Mogadishu, supporting a
unitary state, while many Darod clans, who dominate Puntland and Jubaland, are
strong proponents of federalism.
Agreement on the powers of the federal government need to be thrashed out quickly,
otherwise Somalia risks embarking on a “piece-meal” approach in the establishment
of local administrations and federal states
“The establishment of a federalism of the clan, rather than a regional one” is a serious
risk, according to Marco Zoppi, a freelance political analyst. “The current distribution
of the clan already lends itself to a phenomenon of this kind.”
3- federalism of Somalia will causes some conflict between community resides in
the regions
On table 13 shows that only 25 people out of 92 believes that the federal system will
in Somalia will not cause any conflict in the community, while 22 out of 92 agrees
that federalism may cause some conflicts and community misunderstanding based on
clan and boundaries of the regions and state governments, but the majority of the
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respondents 45 out of 92 respondents believes that the federal system will causes
conflicts between state governments and Federal government, state governments
themselves, residence of regions as well as the community resides in the regions and
districts because of priority and superiority of the clans.
This findings accepts with the real facts in Somalia while the government established
based on clan, what they call 4.5 sharing power and this implies the federal system
will also work share the power based on clan which will be hard to apply in Somalia.
Well-known writer and Somalia political analyst specially Federalism of Somalia
argue that
"a creating a formidable obstacle to recovery of the lost nation, the
separation of clans on key issues threatens to divide Somalis who share a common
culture, territory, and religion. African federalism has shown to fail due to a lack of
commitment to democratic values and obstruction of the central government
authority. The signs of many problems associated with clan federalism like violent
minority dissent against a dominant clan and intensifying political struggle are now
visible in territories such as Jubbaland, southwest and Puntland Rather than solving
the problems of bad governance, clan federalism expands the state’s flaws, frustrates
national reconciliation, and annuls citizenship rights and obligations".
“Federalism is a destructive force for Somalia, and it will continue to remain one
whose woes will haunt Somalia,” Abdulkadir Sheikh Ismail, former chairman of the
parliamentary committee on constitutional affairs, told IRIN. If “regional state
interests take prominence over the national interest, the common interest is lost as a
result, and that could set a dangerous precedent,” he added.
In contrast, many Scholars have identified and documented complex problems and
conflicts associated with clan based federalism. These problems include (a) the
impossibility of making clan and administrative boundaries congruent, (b) tension
between majorities and minorities clans in districts, (c) exacerbation of the plight of
minorities, (d) solidification of clan cleavages on political, institutional and territorial
basis, and reproducible permanent clan identity for creating differences in society (e)
Revenge for the abuse of a kin by others, (f) impossibility to develop countrywide
civic citizenship, (g) clan mobilization for secession after successful formation of
group identity and cohesion, leadership, government, parliament, and armed forces,
and external support, (h) difficulty of countrywide mobility of citizens, (i) turning
82
constitutional conflicts into clan conflicts. These problems and others like contest
between big and small states, handling of foreign affairs, regulation of domestic and
foreign trade, are good indicators for the failure of clan federalism. (Dr Ulusow,2014).
4. Federalism system is not thought from Somali community
Many countries have experienced civil wars since the end of the Cold War in 1990.
Most ended either through a military victory for one group (e.g. Rwanda, Uganda, and
Ethiopia) or through a negotiated settlement (e.g. South Africa and Mozambique).
Regardless of the way civil wars ended, leaders have faced the difficult tasks of
designing suitable institutions that would regulate political, economic, and cultural
conflicts within their societies. Somalia is no exception.
The team led by Ioan Lewis and James Mayall published A Study of Decentralized
Political Structures for Somalia: A Menu of Options in 1995. The study briefly
explained the four mechanisms that political scientists often propose when designing
governance institutions for divided societies: Co-federalism, federalism, consocialism, and decentralized unitary. In the following section, the report briefly
revisits the main features of these four models and presents the arguments of Somali
and non-Somali scholars prescribing them.
Co-federalism
Co-federalism is loosely defined as a 'union of states'. Independent States 'confederate'
to establish common and complimentary policies (Elazar, 1991; Lister, 1996; Golove,
2003). The European Union is often provided as an example of a confederation.
Constituent states retain sovereignty—thus making it a weaker union than that of a
federation—but are obliged, by terms of the confederation, to adhere to particular
polices on, for example, trade, fiscal policy, immigration, defense, and justice.
Member states are also able to veto or 'opt-out' of policies that are considered harmful
to their interests
(Golove, 2003).
Hussein Adam, writing in 1994 in the edited volume Conflict and Peace in the Horn
of Africa: Federalism and it's Alternatives, identifies confederalism as a possible path
to maintaining ties between Somaliland and Somalia. "It is likely," Adam writes, "that
internal and international circumstances may oblige the Republic of Somaliland, in
83
time, to reconsider full independence and opt for some link with Mogadishu in a cofederal state" (1994).
Lewis and Mayall also considered the confederation system to be a potentially viable
model explaining:
European experience here may have potential relevance for Somalis: one of the
motives inspiring European union was to prevent a repetition of the two European
wars that also engulfed the world in conflict earlier this century. At some point in the
future, and in conformity with traditional political values, it would be possible for the
different Somali regions or states to create common institutions and policies. Somalis
could then work together in central agencies, with representation from each state or
region protected by the sovereign status of each region and by the right to veto, or
opt-out of unwelcome proposals (Lewis and Mayall, 1995).
Richard Dowden, in an article written for the African Arguments blog, agrees with
Lewis and Mayall. Using the Swiss confederation as a model for Somalia, he
argues that there are potential benefits of the opt-out clause:
The way people live and are governed [in Switzerland] is decided locally. The Swiss
confederation means that cantons [sub-divisions of the country] have joined the state
willingly and can leave if they want to… Allow the government in Mogadishu to run
the city and port, perhaps the Benadir region, but no further. Negotiations should then
take place region by region about the relationship between them and the capital,
leaving power in local—not national—hands (Dowden, 2011).
Federalism
Ronald L. Watts, in Comparing Federal Systems in the 1990s, defined federalism as
the "combination of shared-rule and regional self-rule within a single political system
so that neither is subordinate to another." (Watts, 1996). In a federal arrangement,
sovereignty is divided between national and sub national governments along territorial
lines (Wheare,1964; Watts, 1996).
PeterH. Schuk identifies four distinct paths to federalism: 1) pre-existing regions or
colonies unite to form one federal states (e.g. the United States); 2) a colonialist or
imperial force imposes a federal arrangement on a given nation-state (e.g. the United
Kingdom imposing federalism on Australia): 3) a federal state is created through
military conquest (e.g. Germany following World War II); and 4) an existing nation84
state decides to establish a federal system to accommodate different groups within
that state (e.g. South Africa and Belgium) (Schuk, 2006).
In Somalia, as Mohamed H. Mukhtar noted, the Hizbia Dastur Mustaqil al-Somalia
(HDMS) political party, representing the historically marginalized Digil and Mirifle
clan families, was the first party to propose a federal structure for Somalia prior to
independence in 1960 (Mukhtar, 1989). The proposal did not gain traction at the time
with most of the political elite favoring the unitary model.
Globally, of 202 recognized independent states in the world, just 25 have adopted
federalism, though, according to the Forum of Federations, these states account for
more than 40 per cent of the world's population (Forum of Federations, n. d.). Federal
states often feature large populations. Each of the three existing federal states on the
African continent—Nigeria, Ethiopia, and South Africa—are among the five most
populous countries on the continent. Somalia’s total population—approximately 10
million—is smaller than the population of some federal members states inNigeria,
Ethiopia, and South Africa.
Lewis and Mayall suggest that federalism may provide an effective compromise
between groups seeking a centralized system of governance and those seeking a
decentralized system of governance (Lewis and Mayall, 1995). In such a system, a
central, federal government of Somalia will continue to exist alongside regional
governments. The United Arab Emirates (UAE), they claim, may provide a useful
model for Somalia.
Veteran Somalia observer Mohamed Abshir Waldo, likewise, sees federalism as a
viable solution to the political crisis in Somalia. While explaining the creation of
Puntland, he states:
The verdict of the federalism choice was based on three considerations: 1) that this
system of zonal self-governing was the best approach that Somali communities could,
under the circumstances, heal and overcome the fear, hatred and distrust of the bloody
civil war; 2) that it offered a middle solution between an autocratic, centralized
system of governance and outright
secession; and 3) that decentralization empowered district and regional communities
and offered more balanced and more productive socio-economic development
opportunities (Waldo, 2010).
85
According to the previous Transitional Charter and the current Provisional
Constitution, Somalia has officially been a federal state since 2004. Transitional
governments prior to the current Federal Government of Somalia, involving two
presidents (Abdullahi Yusuf, Ahmed and Sheikh Sharif Sheikh Ahmed and five prime
ministers (Ali Mohamed Gedi, Nur Hassan Hussein, Omar Abdirashid Ali Sharmarke,
Mohamed Abdullahi Farmajo, and Abdiweli Mohamed Ali-Gas), Sa'id Shirdon and
current prime minister Abdiweli Sh. Ahmed Mohamed have, however, all failed to
implement it.
Con-socialism
The term 'con-socialism' was popularized by Arend Lijphart. It is commonly
understood to refer to non-majoritarian or consensus democracy. Group representation
along ethnic, religious, lingual or, in the case of Somalia, clan lines, is guaranteed.
Majority domination is averted through power-sharing agreements and the formation
of coalitions representing all groups in society are encouraged (Lijphart, 1977;
Andeweg, 2000).
Governments adhering to con-socialist principles often provide minority groups with
considerable autonomy. con-socialism departs from other forms of decentralization by
ensuring representation along non-territory specific lines. Minority groups are
guaranteed representation in government regardless of territorial cohesion.
Somalia has practiced consociation list politics. The 4.5 (four-point-five) clan-based
power-sharing formula resulted from a meeting among factions under the umbrella of
the National Salvation Council, also known as the Sodere Group. The formula
provides equal political representation to the four clan families in Somalia - the
Darood, Digil and Mirifle, Dir and Hawiye - with a number of smaller clans
receiving, cumulatively, half representation. The 4.5 system is demonstrated in the
House of the People of the Federal Parliament of Somalia in which, of 275 seats, the
four major clans are each guaranteed 61 seats, with the remaining 32 seats allocated to
‘minority’ clans.
86
Critics of con-socialism and the 4.5 system alike have argued that it reinforces
existing divisions in society by institutionalizing them (Eno & Eno, 2009; Samatar,
2007). Further, they argue that representation without cohesion or effective leadership
among groups is meaningless. con-socialism assumes the groups represented have a
common agenda with strong leaders able to articulate that agenda. Some rights are
thereby awarded to communities rather than individuals.
This view is not politics for their culture, ethnicity and history as well as not concept
from the Somali community, but this ideology from western countries specially an
idea, sourced from anthropologist and historians who observed Somalis for the last
100 years. It is mainly accused the emergence of the concept to the Somali context an
author and great anthropologist, the British writer of Somali affairs I'M Lewis. He
contributed the idea on conference held at Mombasa.
5. Federalism is not the option for Somalia
Few disagree that decentralization of authority is necessary for Somalia to rebuild a
government system that is trusted by all Somalis. Consensus on the type of such
decentralization remains elusive. Officially, based on the draft constitution, Somalia is
a ‘federal state’. This does not, however, mean the debate on this issue is over.
There is no system of governance that can provide a panacea to the overwhelming
governance challenges Somalia has faced since the collapse of the state in 1991.
Lessons can be learned from other countries emerging from conflict to rebuild
government but the Somali context is unique and, ultimately, sustainable solutions to
its problems will also be unique. A major challenge is how to balance the
contradictory trends within Somali society. Both centrifugal and centripetal
tendencies are strongly present in Somalia.
This study has presented the domestic and external drivers of decentralization. It has
also provided a brief overview of four different models of decentralization, each
offering varying degrees of autonomy and sovereignty to decentralized units. It has,
furthermore, attempted to provide a summary of the advantages and disadvantages
associated with each system of governance.
A genuine national dialogue on the domestic drivers explained above, with a view to
designing a unique system of decentralization for Somalia, is long overdue.
87
Ali A. Hersi argues that the unitary system in Somalia is often wrongly conflated with
military dictatorship. Rejection of over-centralization of the state, he contends, does
not necessitate federalism. "[M]any Somalis, who apparently do not have an adequate
grasp of what a federal system entails, are using this political concept rather loosely,
to simply mean a form of administrative decentralization only" (Hersi, 2004).
Recommendations
1. Federalism shall accomplish the task of preserving national unity through the
distribution of powers and sovereignty between the central state and the
autonomous territorial entities operating within it. It shall ensure the peaceful
coexistence of peoples, while recognizing their diversity.
2. The FGS shall leave specific issue such as population census and political
participation to local parliaments to the concerned federal state's discernment,
reducing considerably accuses of acting to benefit one group over the other.
3. Support and prioritize nation-wide negotiations on the type federalism the
FGS will implement. Insist that the formation of new states adheres to a rulebased process.
4. Advance inclusive political dialogue to clarify and settle relations between the
federal government and existing and emerging administrations and initiate
processes of social reconciliation to restore trust between communities.
5. Ethiopia, the United Nations, and European Union have shaped the federal
member states in South Central Somalia, while the Federal Parliamentary
Committee and the Independent five members Commission on Constitutional
Review are yet to start their tasks. An interview with VOA, Chairman of the
Parliamentary committee Hon. Mariam Arif Qassim has appealed to the
Somali people to effectively take ownership of the constitutional review
process. But, the Federal Parliament and the Attorney General have yet to
publish for public engagement the official final version of the Provisional
Constitution after the postponement or amendment of certain articles.
The Chairman suggested that at least six issues need public debate and
decision: 1. Definition of federalism; 2. The roles of the president and prime
minister; 3. Taxation Power and National Resource Sharing; 4. Right to
Citizenship; 5. Power allocation between federal government and federal
88
member states; 6. The status of Mogadishu, the capital under federal system
based on clan hegemony. The above undefined issues challenge the legitimacy
of existing federal government and shaped regional states.
6. Continue to support local and regional administrations’ capacity building,
particularly through the Local Stability Fund proposed by the UK at the
London Conference in 2012, but this must be linked to reconciliation and
measures to ensure minority clans are adequately represented in those
governments.
7. Place much greater emphasis on reconciliation, both with armed factions and
on a national level between clans. Provide support to local peace and
reconciliation conferences that can feed into larger regional conferences only
after most local disputes have been resolved. These conferences should be
completed before implementing the federal and elections.
8. Decentralization of authority is necessary for Somalia to rebuild a government
system that is trusted by all Somalis. Consensus on the type of 7 such
decentralization remains elusive. Officially, based on the draft constitution,
Somalia is a ‘federal state’. This does not, however, mean the debate on this
issue is over.
9. The federal government must cultivate the trust of the Somali people. Through
participation and awareness that everything happening in the country belongs
to them and represents their best interest and reducing the public hesitation
that foreigners are using tool to exploit the resources of the nation by divide
and rule.
10. Borders between the federal units will create great deal of problems unless
dealt with carefulness and conscious understanding on tribal difference, rural
water and pasture resources and inter clan conflicts. The only way that federal
government can reduce these tensions is to use the former regional and district
boundaries and re-assess the desires of the communities on which side to join.
11. Revenues should be clearly defined and the share of each level of government
should be stated clearly. The collection of taxes need to be addressed, if the
Federal customs are assigned to collect all taxes, then the process that regional
and local administrations can draw from the bank should be simplified.
89
Recommendations for future studies
Basing on the findings, the study recommended that a similar study should be done on
other regions similar line in order to access whether the same results will be attained
A. Assess the best approach can work with the state governments and
federal government of Somalia.
After establishment of many federal states based on clan wee the relationship between
federal member and federal government of Somalia and their relations is not good and
based on trust between them. also, there are still wide divergences on the practicalities
of the relationship between Federal and State governments and limited creation and
application of the necessary structures for the process. Equally, there are still
uncertainties over which regions could or should come together to form states. In
addition, controversies between high-level officials of the FGS also had a role in
delaying the regional formation. Mostly driven by a desire to advance clan interests,
such controversies stalled progress on numerous occasions, undermining the
institutional integrity of the government.
So, the gap is the poor relationship between the states and federal government because
there is lack of nation-wide negotiations and community participation about the
federal states while declined the small clans and minorities according to the rule and
political participations. also, the draft constitutions were not acknowledge the
definition of federalism shall accomplish in Somalia, what kind of federalism and
how it looks like.
Some of the community palming to the government and complaining the way of
implementation about the federalism while there so no community participation and
not reconcile the educators, scholars, civil society and minorities.
B. The Foreign involvement on Somali Federalism system of
Governance in Somalia
90
Ethiopia, the United Nations, and European Union have shaped the federal member
states in South Central Somalia, while the Federal Parliamentary Committee and the
Independent five members Commission on Constitutional Review are yet to start their
tasks. An interview with VOA, Chairman of the Parliamentary committee Hon.
Mariam Arif Qassim has appealed to the Somali people to effectively take ownership
of the constitutional review process. But, the Federal Parliament and the Attorney
General have yet to publish for public engagement the official final version of the
Provisional Constitution after the postponement or amendment of certain articles.
The Chairman suggested that at least six issues need public debate and decision: 1.
Definition of federalism; 2. The roles of the president and prime minister; 3. Taxation
Power and National Resource Sharing; 4. Right to Citizenship; 5. Power allocation
between federal government and federal member states; 6. The status of Mogadishu,
the capital under federal system based on clan hegemony. The above undefined issues
challenge the legitimacy of existing federal government and shaped regional states.
The region has significant security interests in Somalia, and immediate neighbors
Djibouti, Ethiopia, Kenya and Uganda all have sizable forces in the country. Beyond
the Horn, Muslim Somali is very much linked into the Middle East, and Egypt, Qatar
and Turkey are very active in the country. (EJ Hogendoorn,2013).
all these countries have influence on Somali federalism system while Kenya and
Ethiopia are the most one because of the Natural resources and border security related
issue. Also, Ethiopia and Kenya scheming some Somali territory for long time since
the independence when British colony transferred Northern Front Somalia (NFD) to
Kenya and Ogaden region to Ethiopia, Somali scholars and economist believe that
two regions are the most rich natural resources in Somalia available that regions
including Oil, Mineral, Gold and many other resource.
91
CONCLUSION
Federalism is a system of government which devolves power from the federal
government to state levels and lower. It has been used by world states for centuries.
Somalia has chosen Federalism during 2004 Embegatti Reconciliation Conference for
Somalis hosted by the Kenyan government. Ten years from now, the nation did take
no step towards implementing federalism on the ground. The SFG remains an
extremely weak and fragile state, its security dependent on external sources, its
sovereignty threatened and its stability far from certain. Yet it is at an inflection point
where the hope of achieving sustainable progress is becoming real if, and only if, the
international community work together to that goal and Somalis honestly confront the
governance challenges facing their country.
This study has discussed the current and existing challenges of federalism system of
governance and opportunities of the federal political structure for Somalia. A great
deal of work has been done in drafting the constitution, electing a new president and
appointing a new government, but there is more work ahead for Somalia’s political
leaders. It has to continue discussing the Federal Constitution, its deficiencies and
opportunities to correct it, The success or failure of this current government will be
judged by how the Federal Government approaches and discharges the Federal
Constitution, its support for establishing the remaining new Federal Member States,
adequately and fairly dealing with constitution such us Puntland and Somaliland,
sharing revenue and ensuring international security support together and developing
better relations for all sides for the progress of Somalia. Working together on security,
economic development, re-establishing federal forces and social structure without
mistrust between states and federal government.
92
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APPENDICES
APPENDIX II: RESEARCH BUDGET
FUNDING CATEGORY
TOTAL
NEED
IN
EACH
CATEGORY
Research preparation
$120
Transportation
$120
Questionnaire preparation
$150
Office equipment
$120
Thesis book
$300
Others
$250
Total amount needed
$$1060.00
Total amount requested
$1000
95
APPENDIX III: LETTER OF INTRODUCTION
Kampala University Master’s Program
Department of Social Sciences
Mogadishu, Somalia.
Dear Respondents,
REF: The Challenges of Federalism System in Somali
I am a post graduate student at Kampala University Master’s degree program pursuing
master’s degree in International relations and diplomacy; I am undertaking a research
study “To investigating the challenges of federalism system of governance in
Somalia".
Your institution has been selected to participate in the research study. I will be
grateful if you could fill in the questionnaire attached.
Your particulars and that of the institution do not need to appear anywhere on the
questionnaire.
Confidentiality will be strictly adhered to.
Yours Faithfully,
ABDIRASHID ISMAIL NOR
Thank you for your cooperation.
96
APPENDIX IV:
Questionnaire for the challenges of federalism system of governance in Somalia.
Kampala University Master’s Program
Department of Social Sciences
Mogadishu, Somalia.
REF: The Challenges of Federalism System in Somali
Dear Respondents,
I am a post graduate student at Kampala University Master’s degree program pursuing
master’s degree in International relations and diplomacy; I am undertaking a research
study “To investigating the challenges of federalism system of governance in
Somalia".
You are invited to participate in this dissertation survey. In this survey, approximately
90 people will be asked to complete a questionnaire that asks questions about the
challenges of Federalism system of government in Somalia. Completion of this survey
will
take
approximately
15-20
minutes.
Your participation in this study is completely voluntary. There are no foreseeable
risks associated with this survey. However, if you feel uncomfortable answering any
questions, you can withdraw from the survey at any point. It is very important for us
to
learn
your
opinions.
Your survey responses will be strictly confidential and data from this research will be
reported only in the aggregate. Your information will be coded and will remain
confidential. If you have questions at any time about the survey or the procedures, you
may
contact.
Yours Faithfully,
Abdirashid Ismail Nor
97
SUCTION A:
Please provide the demographic details below.
1. What is your Age?
(A). 20-30
(B). 30-40
(C). 40-50
(D). 50-60
(E). Above 60
2. What is your Gender?
(A). Male
(B). Female
3. What is your Marital status?
A. Single
B. Married
C. Divorced
4. Please indicate the highest level of education completed
A).
High School or equivalent
B).
Some College
C).
College Graduate (4 year)
D).
Vocational/Technical School (2 year)
E).
Some Graduate
F).
Master's Degree (MS)
G).
Doctoral Degree (PhD)
98
H).
Professional Degree (MD, JD, etc.)
5. What is your Occupation?
A). Member of Parliament
B). Minister
C). Politician
D). Social Activist
E). Community Leader
F). Others (identify )…………………………..
6. Which of the following best describes the area you live in?
(A) Urban
(B) Sub Urban
(C) Rural
99
SUCTION B:
Please Tick ( ) the column that best expressed your opinion on the items provided:
Key: (SA) = Strong agree (A) = Agree (D) = Disagree
(SD) = strong disagree
S/N
ITEMS
7
the federalism system of government appropriate to
SA
A
D
SD
Somalia.
8
Federal system will perform in Somalia simply and shortly
9
Federal system can actually contribute to resolve the
conflict.
10
The establishment of the federal states in the country are
based on fire and community participation
11
the implementation of the regional states took part in all the
communities living in the regions
12
The current federal states in Somalia based on by clan not
by regions
13
the federalism system will cause some conflicts between
community reside in the regions
14
the federalism system is a thought from Somali community
15
Federalism system take part to build up trust and
cooperation between regions, government and among
community.
16
federalism is a something will divide the country and the
people
17
federalism system of government has positive impact to the
community and the country
18
federalism system will contribute Somali peace process?
19
Federalism system is not suitable such community have
same religion, language and culture but appropriate people
with different religious, language and culture?
20
Before the accord of federalism was not conduct a study and
assessment from community about their wish and keen.
100
SECTION C:
INTERVIEW
1. What is federalism system in Somali?
2. What are the challenges of Federal system in Somalia on domestic politics?
3. How federal system will perform in Somalia?
4. What is the positive and negative impact of federalism system of government
in Somalia?
5. What is the Advantages and disadvantages of federalism system?
6. How federalism system contribute Somali peace process?
7. How to find out solutions to the challenges of the federal governance system
in Somalia?
8. Please share any additional comments of concerns on this subject.
Thank you for your cooperation.
101