REVIEW ARTICLE
Mitochondrial function: The heart of myocardial
preservation
EDWARD O. MCFALLS, DAVID LIEM, KEES SCHOONDERWOERD, JOS LAMERS, WIM SLUITER,
and DIRK DUNCKER
MINNEAPOLIS, MINNESOTA, and ROTTERDAM, THE NETHERLANDS
Over the past several decades, it has become widely recognized that the mitochondria serve an important role in energy production and transfer to myocardial
cells. More recently, mitochondria have been shown to play a key role in cell-death
pathways by activating mitochondrial permeability transition pore formation and
causing the release of several proteins, such as cytochrome c and proapoptotic
factors. Although the molecular mechanisms for this process are still under investigation, important mitochondrial adaptations have been identified that can inhibit
permeability transition activation and prevent apoptosis and necrosis. Specifically,
myocardial preconditioning is an intriguing adaptation by which brief ischemia and
reperfusion prime the mitochondria so that a subsequent prolonged period of
ischemia is better tolerated. Mitochondrial ATP– dependent potassium channels
seem to play a critical role in triggering or mediating this protection. The objective
of this review is to outline the role of the mitochondria in supporting myocardial
energy under normal and ischemic conditions. It will also provide insight into the
mechanisms by which mitochondrial signaling in preconditioning can protect the
myocyte during subsequent prolonged ischemic periods. (J Lab Clin Med 2003;142:
141-9)
Abbreviations: ANT ⫽ adenine nucleotide translocase; CsA ⫽ cyclosporin A; FADH2 ⫽ reduced
form of flavin adenine dinucleotide; MPTP ⫽ mitochondrial permeability transition pore; NADH
⫽ reduced form of nicotinamide adenine dinucleotide; NADP ⫽ nicotinamide adenine dinucleotide phosphate; PKC ⫽ protein kinase C; ROS ⫽ reactive oxygen species; SOD ⫽ superoxide dismutase; VDAC ⫽ voltage-dependent ion channel
T
raditionally it has been thought that the primary
role of mitochondria in preserving myocyte
integrity during a supply-demand mismatch is
From the Department of Medicine, Veterans Affairs Medical Center,
University of Minnesota; and the Departments of Experimental Cardiology and Biochemistry, Erasmus MC.
Supported in part by a Veterans Affairs Merit Review Grant.
Submitted for publication March 10, 2003; accepted May 16, 2003.
Reprint requests: Edward O. McFalls, MD, PhD, Cardiology (111C),
Veterans Affairs Medical Center, 1 Veterans Drive, Minneapolis,
MN 55417; e-mail: mcfal001@tc.umn.edu.
Copyright © 2003 by Mosby, Inc. All rights reserved.
0022-2143/2003/$30.00 ⫹ 0
doi:10.1016/S0022-2143(03)00109-4
limited to the production and transfer of high-energy
nucleotides. Over the past decade, however, important experimental observations have broadened the
therapeutic potential for targeting myocardial mitochondria, particularly with regard to the generation
of oxygen free radicals and release of apoptosisinducing factors. It has become apparent that brief
periods of oxygen deprivation can prime the mitochondria so that a subsequent prolonged period of
oxygen deprivation can be better tolerated. Termed
“ischemic myocardial preconditioning,” this phenomenon has stimulated interest in the molecular
mechanisms that underlie mitochondrial adaptations
during chronic reductions in myocardial blood flow.
This review will provide an overview of mitochon141
142
McFalls et al
drial function under normal conditions and during
ischemia and reperfusion. It will also address the
experimental models that might be used to study
mitochondrial adaptations that occur in response to
sustained periods of myocardial ischemia.
MITOCHONDRIAL FUNCTION UNDER NORMOXIC
CONDITIONS
Under normal conditions, myocardial oxygen supply
and expenditure are tightly coupled, from the point of
energy production in the inner membrane of the mitochondria to the point of energy use within cellular sites.
Reducing equivalents are generated from the sequential
breakdown of substrates and transferred in the form of
NADH and FADH2. Oxygen serves as the ultimate
electron recipient within the electron transport chain,
and the overall reaction results in 2.5 mol of ATP per
mole of NADH and 1.5 mol of ATP per mole of
FADH2 when transferred to O2. The biochemical reactions within the electron-transport chain located in the
inner membrane of the mitochondrion result in the
transfer of electrons from reducing agents, by virtue of
differences in oxidation-reduction potentials (Fig 1, A).
As electrons are transferred between complex I and
complex IV, protons are translocated across the inner
membrane of the mitochondrion and a proton gradient
is established. Ten protons are “pumped” across the
membrane in the transfer of 2 electrons from NADH to
O2. It is by way of this series of proton pumps that the
matrix becomes more alkaline than the external surface
of the inner membrane, creating an electrochemical
gradient (⫺⌬⌼). This electrochemical energy is sufficient to drive ATP synthesis from ADP in complex V
(Fig 1, B).
MITOCHONDRIAL FUNCTION DURING ISCHEMIA
AND REPERFUSION
Among patients with coronary artery disease, the
major vessels on the surface of the heart may become
narrowed. When coronary-artery perfusion pressure is
reduced below a critical threshold, coronary autoregulatory reserve becomes exhausted, and myocardial ischemia ensues. As a result of the decreased supply of
oxygen to working myocardial tissue, a supply-demand
mismatch occurs, with a rapid decline in creatine phosphate and increased content of intracellular phosphate.
Glycolysis is increased, leading to the accumulation of
harmful metabolic byproducts such as lactate and hydrogen ion (protons). In the absence of oxygen, mitochondrial ATP levels are rapidly decreased for two
reasons. First, production of energy is decreased because of the arrest of the oxidative phosphorylation by
a shortage of oxygen. Moreover, depression of complex
I of the respiratory chain and reduction in the activity of
J Lab Clin Med
September 2003
ANT has been reported.1 Second, consumption of highenergy phosphates by F1F0-ATPase is increased by way
of the reverse catalytic reaction of ATP to ADP.2 If
hypoxia continues indefinitely, myocyte ATP sources
are reduced to a critical level and intracellular sodium
and calcium are increased, with the ultimate progression to necrosis.
Although prolonged myocardial ischemia has deleterious effects on mitochondrial function, emerging evidence suggests that the generation of ROS during reperfusion is even more harmful. Clinically, this is a
relevant area of research because patients with active
myocardial ischemia receive aggressive mechanical
and pharmacologic therapies to restore coronary-artery
blood flow and oxygen delivery to the myocardium.
Within the inner membrane of the mitochondria of the
myocyte, ischemia induces a high concentration of the
partially reduced intermediate ubisemiquinone. This reacts rapidly with oxygen during early reperfusion, producing high concentrations of superoxide.3 Normally
superoxide is converted into hydrogen peroxide by the
manganese-containing SOD present in the mitochondrial matrix. Hydrogen peroxide is a relatively inert
oxidant. However, if reduced iron becomes available
from iron-sulfur clusters in the electron-transport chain,
the tricarboxylic acid– cycle enzyme aconitase, or ferritin, a dangerous situation occurs by way of the generation of the extremely reactive hydroxyl radical from
hydrogen peroxide.4 We have found that in normal rat
hearts, a progressive 30-fold increase occurs in socalled low molecular weight iron during 45 minutes of
ischemia, whereas no increase is observed during 45
minutes of anoxic perfusion. This means that the reductive release of iron from its storage pool, ferritin, is
greatly enhanced by the acidification that occurs during
ischemia.5 If the iron chelator desferrioxamine is administered during reperfusion, cardiac function is
nearly completely restored.6 On the basis of these findings, it was concluded that oxygen deprivation enhances the susceptibility of the heart to ROS by increasing the amount of catalytic ferrous iron in the low
molecular weight pool.
When the usual defenses in the matrix, such as the
antioxidant enzymes SOD; glutathione peroxidase,
which inactivates hydrogen peroxide; and the antioxidants glutathione and vitamin E are overwhelmed, hydroxyl radicals target proteins that lie close to the site of
formation, particularly thiol groups from enzymes in
the respiratory chain. Ultimately, for mitochondria to
regain function after ischemia and reperfusion, it is
critical that the inner membrane remain impermeable to
protons, and the membrane potential will be restored so
that the driving force for complex V of oxidative phosphorylation can be sustained.
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Volume 142, Number 3
McFalls et al
143
Fig 1. Oxidative phosphorylation within the inner mitochondrial membrane under normal conditions. By virtue
of differences in oxidation-reduction potentials, electrons are sequentially transferred from reducing agents
between complexes I and IV (A). In the process, protons are translocated across the inner membrane of the
mitochondria, and a proton gradient is established. Ten protons are “pumped” across the membrane in the
transfer of 2 electrons from NADH to O2. It is by way of this series of proton pumps that the matrix becomes
more alkaline than the external surface of the inner membrane, creating an electrochemical gradient (⫺⌬⌼) (B).
APOPTOSIS AND THE MPTP
After prolonged myocardial ischemia, a critical depletion of energy leads to loss of ionic homeostasis,
with cell swelling, rupture, and necrotic death. Over the
past decade, a distinctly different process of myocyte
death has been observed that is programmed by stressinduced events within the mitochondria. Termed “apoptosis,” this process is characterized by cell shrinkage
without release of intracellular material, combined with
nuclear condensation and expression of phosphatidylserine at the cell surface. The phenomenon is triggered
by the release of 1 or more proteins from the mitochondria, including cytochrome c, apoptosis-inducing factor, endonuclease G, second mitochondria-derived activator of caspases/direct inhibitors of apoptosis protien
(IAP)-binding protein (Smac/Diablo), and procaspases
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McFalls et al
(2,3,8, and 9). Once released into the cytosol through
the outer membrane, these proteins activate a family of
proteases that can account for the structural changes
within apoptotic myocytes.
In several models of myocardial ischemia and reperfusion, necrosis and apoptosis can coexist, though it is
unclear what factors determine the ultimate fate of a
cell. It has been proposed that myocardial segments
exposed to the most severe areas of ischemia and reperfusion undergo necrosis, whereas cells on the peripheral regions, exposed to a less severe insult, undergo
apoptosis.7,8 This is consistent with the notion that cells
exposed to severe stimuli undergo necrosis, whereas
cells exposed to less hypoxia become apoptotic and
sustain partial recovery. Whether the apoptotic stimulus
during the phase of oxygen deprivation is greater than
that during the phase of reoxygenation with reperfusion
is still under investigation. On the basis of data from
hearts from patients with recent myocardial infarctions,9 as well as in vivo rat hearts exposed to prolonged ischemia and reperfusion,10 the generation of
free radicals during reoxygenation appears to be the
most potent stimulus for apoptosis. This area remains
controversial, however, because myocardial ischemia
in the absence of reperfusion can also lead to apoptosis11 and raises the question of whether the generation
of ROS is the cause or consequence of mitochondrially
mediated apoptosis.
The precise molecular mechanisms that underlie apoptosis are under intense investigation. An important
concept in the initiation of necrosis or apoptosis is the
opening of a nonspecific pore within the inner membrane of the mitochondria, the MPTP. Current evidence
suggests that any number of stress responses signal the
pore to open, with release of proapoptotic proteins from
the matrix into the cytosol. For decades it has been
known that opening of the MPTP results in swelling
and uncoupling of mitochondria exposed to high concentrations of calcium.12,13 To activate the MPTP, the
matrix enzyme peptidyl-prolyl cis-trans isomerase
(PPIase), or cyclophilin D, binds to ANT on the inner
membrane of the mitochondria. Under physiologic conditions, ANT plays an integral role in the translocation
of ATP and ADP across the inner membrane. With the
binding of cyclophilin D to ANT, a conformational
change in the peptide bond around proline residues
converts the specific transporter into a nonspecific
pore.14 The reaction is calcium-dependent and is facilitated under conditions of increased inorganic phosphate and free radicals and decreased ATP (Fig 2, A).
Once the ANT transporter is converted into the nonspecific pore, molecules of less than 1.5 kD can be
translocated from the matrix across the inner membrane
and into the intermembrane space.
J Lab Clin Med
September 2003
Fig 2. Activation of the MPTP is a nonspecific pore formation
between proteins in the inner and outer membranes of the mitochondria (A). The MPTP is activated during conditions of ischemia and
reperfusion, when ATP stores are reduced and inorganic phosphate
and free radicals are increased. During activation of the MPTP,
cyclophyilin D or the matrix enzyme peptidyl-prolyl cis-trans
isomerase binds to ANT in a calcium-dependent reaction and alters
the conformation of the protein. Bax is a proapoptic protein in the
cytosol that can translocate to porin or the VDAC in the outer
membrane. These proteins can then form a complex, which creates a
large pore, allowing translocation of proteins of less than 1.5 kD to
pass into the cytoplasm (B). The release of cytochrome c is one of the
important initiators of this process. Important insight into the molecular mechanisms of the MPTP have been obtained through the
observation that CsA can inhibit the reaction of cyclophilin D with
ANT and that certain proteins such as Bcl-2 and hexokinase can
prevent the releases of cytochrome c through the VDAC (C).
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Volume 142, Number 3
Although the MPTP is primarily a pore formation in
the inner membrane, the pore complex also requires
permeabilization of the outer membrane. This requires
the formation of a complex in the outer membrane,
which is believed to be a VDAC, or porin. This protein
comprises a pore that allows translocation of low molecular weight solutes across the outer membrane. Antibodies to VDAC have been shown to inhibit activation of MPTP and loss of membrane potential,
providing evidence that rupture of the outer membrane
in apoptosis is not just a mechanical stress related to
swelling.15 The juxtaposition of ANT on the inner
membrane with VDAC is most evident where the mitochondrial folds, or cristae, come into close contact
with the outer membrane (Fig 2, A). Once the complex
is activated, the MPTP is opened and cytochrome c can
be released from the intermembrane space into the
cytosol. Cytochrome c is an essential electron carrier
between complexes III and IV; depletion of cytochrome
c results in depressed state III respiration. If the process
of MPTP persists, additional proteins such as apoptosis-inducing factor are released from the intermembrane space, resulting in apoptosis and irreversible loss
of membrane potential (⫺⌬⌼) (Fig 2, B).
Important insight into the molecular mechanisms of
MPTP has been provided by the observation that the
immunosuppressive agent CsA inhibits the cascade of
events in the opening of the MPTP.16 CsA binds to
cyclophilin D in the matrix of the mitochondria and
prevents pore opening by interacting with the conformational change of ANT. Other regulators of MPTP
can also alter the complex between ANT and the outer
membrane protein. For instance, within the Bcl family,
antiapoptotic proteins called Bcl-2 prevent VDAC from
forming a permeable pore in the presence of proapototic factors from the Bcl family such as Bax. These
proteins modify VDAC on the outer membrane and
prevent the release of cytochrome c in the proapoptotic
milieu.17 In addition, glycolytic enzymes such as hexokinase can play a role in preventing permeabilization
of the outer membrane, possibly by stabilizing VDAC
during ischemia (Fig 2, C).18
Although the primary trigger for MPTP is an increase
in calcium in the matrix, low pH inhibits this process as
a result of proton competition for the binding site of
calcium on the cyclophilin D–ANT complex. This is
particularly germane to the observation that apoptosis
may be more evident during the reperfusion phase than
during the ischemic phase in myocardial tissue. During
reperfusion, pH is rapidly normalized as lactate is
washed out and protons are pumped out of the cell by
way of the Na⫹/H⫹ exchange. The decreased proton
formation, together with the increased superoxide generated during reoxygenation, produces conditions that
McFalls et al
145
favor activation of the MPTP during reperfusion. In an
attempt to address the timing of MPTP relative to
ischemia and reperfusion, the release of preloaded mitochondrial 2-deoxyglucose has been used as a marker
of MPTP in isolated rat heart preparations.19 Using this
method, investigators have shown that activation of the
MPTP occurs more frequently during the early reperfusion phase than during the prolonged ischemic phase.
Despite the transient opening of the pore in this model,
in the presence of CsA, mechanical function can recover.20 These data are intriguing and provide evidence
that activation of the MPTP may not necessarily be an
irreversible process, committing the myocyte to either
apoptosis or necrosis.
MITOCHONDRIA AND ISCHEMIC
PRECONDITIONING
A seminal study in the anesthetized-dog model of
regional myocardial ischemia demonstrated that a brief
period of coronary artery occlusion before the onset of
rolonged ischemia reduced the degree of necrosis after
reperfusion by 75%.21 This observation, termed “ischemic preconditioning,” has widespread implications
for all aspects of tissue preservation. Although the
duration of protection is short, lasting just 1 to 2 hours
after initiation (the “first window”), it reappears 24
hours later and may last 72 hours (the “late window”).
This phenomenon has been observed in every species
studied and has important clinical relevance to the
preservation of myocardial tissue among patients with
coronary-artery disease. The role of mitochondria in
this process is recognized and is supported by the initial
observation that the rate of ATP loss was reduced
during the reference period of ischemia in preconditioned hearts.21 Additional studies have also shown that
preconditioned myocardium improves the energy state
during ischemia and early reperfusion.22,23
Although several agonists released during ischemia
and reperfusion—including adenosine, bradykinin, noradrenaline, and nitric oxide—are known to trigger a
preconditioning effect, a common secondary signal in
the protective cascade appears to involve PKC-⑀.24 The
translocation of PKC-⑀ to the surface of the mitochondria during cardioprotection provides an important clue
that the mitochondria play a critical role in the infarction-sparing effects of preconditioning.25 The most
widely accepted paradigm for inducing a preconditioning effect involves the opening of ATP-dependent potassium channels, particularly those situated on the
inner membrane of the mitochondria. After a protocol
of ischemic preconditioning, opening of these channels
can be inhibited with glibenclamide or 5-hydroxydecanoate, and the protection during a subsequent prolonged period of ischemia is abolished.26 Likewise,
146
McFalls et al
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September 2003
Fig 3. Ischemic myocardial preconditioning is characterized as the infarction-sparing effects of brief ischemia
and reperfusion before a subsequent prolonged period of ischemia. ATP-dependent potassium channels are found
in the inner membrane of the mitochondria and play an important role in this cardioprotection. The protective
effects of ischemic preconditioning can be mimicked by administration of diazoxide, which opens the mitochondrial ATP– dependent potassium channels and allows potassium to move into the matrix. This protects the
mitochondria by either depolorizing the inner membrane, causing an increase in the potential (⫺⌬⌼), or
increasing the matrix volume. Either of these effects can preserve energy production during ischemia (see text).
mitochondrial ATP– dependent potassium channels can
be pharmacologically opened with diazoxide, providing
a level of protection that mimics that of ischemic preconditioning.27,28
ROLE OF MITOCHONDRIAL POTASSIUM ATP
CHANNELS IN PRECONDITIONING
The mechanism of protection afforded by mitochondrial ATP– dependent potassium channels is under intense scrutiny. In isolated skinned myocytes exposed to
simulated ischemia and reperfusion, diazoxide attenuated the degree of apoptosis by inducing a modest level
of depolarization in the membrane potential.29 This has
the protective effect of minimizing calcium overload,
particularly during the reperfusion period, when the
MPTP is activated. It is a matter of controversy, however, whether the protection afforded by diazoxide resides in its effects on mitochondrial membrane potential. In isolated rat heart mitochondria, diazoxide in
protective doses (⬍50 mol/L) is not sufficient to
depolarize the inner membrane and alter membrane
potential.30 Enabling the influx of positive (potassium)
charge into the matrix helps the electron-transport chain
pump protons in return into the intermembrane space.
Obviously, in theory, this will not change the net membrane potential, but it does decrease the reductive state
of the respiratory complexes and therefore the concentration of the potentially dangerous ubisemiquinone
anion. According to the authors, an alternative mechanism of protection is a modest increase in the matrix
volume that protects against the loss of ADP and energy stores. Similar findings have been observed in
isolated mitochondria from adult rabbit hearts. These
protective effects of mitochondrial ATP– dependent potassium channel opening are illustrated in Fig 3. Under
ischemic conditions, pharmacologic doses of diazoxide
(25–50 mol/L) prevented the MPTP and loss of cytochrome c by way a mechanism that did not appear to
alter membrane potential.31 Addition of phorbol myristate acetate mimicked the protection, demonstrating the
importance of PKC activation in this model of isolated
mitochondria.
ROLE OF FREE RADICALS AND CARDIOPROTECTION
It is not universally accepted that the opening of
mitochondrial ATP– dependent potassium channels is
the end-mediator of myocardial preconditioning. Instead, the primary trigger of preconditioning may depend on a burst of free radicals that prime the mitochondria so that a subsequent longer period of ischemia
and reperfusion is protective. In isolated rabbit hearts,
opening of the mitochondrial ATP– dependent potassium channels triggered a preconditioning state but the
mediator of protection was afforded by the secondary
release of free radicals.32 This finding has been repro-
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Volume 142, Number 3
duced in isolated myocytes exposed to hypoxia, where
the release of ROS was downstream from the opening
of mitochondrial ATP– dependent potassium channels.33 Perhaps the most interesting paradox with regard to free-radical generation in preconditioning is the
notion that a small degree of release is required to
prevent a large burst during the reference period of
ischemia and reperfusion. In chick embryonic ventricular myocytes, hypoxic preconditioning was mimicked
by exposure to hydrogen peroxide, leading to less cell
death during a subsequent period of hypoxia and reoxygenation.34 Inhibition of the VDAC during ischemia
abolished the preconditioning effect, presumably by
inhibiting superoxide release by way of the channel. In
a similar model, the investigators have shown that
preconditioning myocardium demonstrates a reduction
in free-radical generation during the reference period of
ischemia and reperfusion.35 These observations are intriguing and are consistent with the findings that cardioprotection afforded by diazoxide is mediated by a
change in the myocardial redox state.36
The generation of a large burst of oxygen free radicals during early reperfusion is a critical ingredient in
the activation of mitochondrial permeability transition
and suggests that the mitochondrial redox state is an
important modulator. ANT contains 3 cysteine residues, and the thiol groups can react with ROS such as
hydroxyl radical and activate MPTP. In support of this
theory, activation of MPTP is prevented by thiol reductants such as dithiothreitol and enhanced by thiol oxidants such as diamide and phenylarsine oxide. One
important defense against the accumulation of hydroxyl
radicals may involve preservation of the NADPH pool
after ischemia. Increased concentrations of NADPH
relative to NADP⫹ promote the generation of glutathione and thioredoxin, which are substrates for peroxidases, resulting in conversion of hydrogen peroxide to
water. In turn, a small degree of mitochondrial uncoupling may be an important protective mechanism in
reconstituting this NADPH pool. Mild dissipation of
the membrane potential, such as that which occurs
during uncoupling, could act to diminish oxygen free
radicals while still favoring the membrane potential–
sensitive NADP transhydrogenase–mediated reaction
of NADP to NADPH.37 This also decreases the concentration of NADH so that fewer reducing equivalents
become available to produce superoxide by way of the
electron-transport chain component ubisemiquinone.
Perhaps future work will be directed at learning how a
small degree of mitochondrial uncoupling, regardless
of the trigger, can prevent large bursts of superoxide
during myocardial ischemia and reoxygenation.
McFalls et al
147
CONCLUSION
It is apparent that novel approaches to the treatment
of chronic heart diseases will evolve from a better
understanding of the mechanisms by which mitochondria regulate myocyte integrity. The therapeutic potential for targeting specific aspects of the mitochondria
can certainly be explored through various transgenic
mouse lines that are now available.38 In the absence of
large-animal transgenic lines, however, the role of mitochondrial adaptations in response to chronic reductions in blood flow will need to be identified from
specific models of clinical relevance. In our laboratories, we have focused on swine models of acute and
chronic regional myocardial ischemia, including preconditioning,39 hibernation,40 and repetitive supply-demand ischemia.41 By correlating in vivo physiologic
parameters with ex vivo tissue analysis, we hope to
understand the role of mitochondria in modulating freeradical generation and the milieu for permeability transition pore activation. By analyzing temporal changes
in submitochondrial proteomics, we hope to identify
changes in specific proteins within the important inner
membrane that are critical to myocyte survival.
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