This manuscript was published as:
Hehl, F.-J. & Ruch, W. (1985). The location of sense of humor within
comprehensive personality spaces: An exploratory study. Personality and
Individual Differences, 6, 703-715.
THE LOCATION OF SENSE OF HUMOR WITHIN
COMPREHENSIVE PERSONALITY SPACES: AN
EXPLORATORY STUDY*
FRANZ-JOSEF HEHL AND WILLIBALD RUCH
Department of Experimental Biological Psychology, University of Düsseldorf,
Universitätsstrasse 1, 4 Düsseldorf, F.R.G.
(Received 27 February 1985)
Summary-The present paper tries to discover the position of sense of humor in personality space.
Several definitions of humor are discussed and a review of studies relating personality and humor
is given. The authors' conceptualization of humor is introduced and two studies are presented that
tried to locate these humor dimensions within personality space. Our humor tests were given to two
samples: these samples also had to answer several mutidimensional personality inventories to cover
the whole domain of temperament (e.g. EPQ, 16PF, FPI, STPI, SSS-IV and STAI). The Humor
scores were correlated with each of the personality variables. The factor compositions of the best
predictors for a humor category were used to arrive at a tentative hypothesis of the location of
dimensions of humor in personality space. The results show that strong relationships between
humor and temperament exist. Some of the hypotheses discussed in the literature were supported,
but also some new hypotheses were derived from this study. All in all, the results show that the
separation of appreciation of humor into the independent components of funniness and rejection is
appropriate since they are located in different parts of the personality space.
INTRODUCTION
Every theory of personality that claims to be comprehensive should also have assigned a place
to such basic human phenomena as humor and laughter. In fact, some personality theorists
(e.g. Allport, Cattell, Eysenck, Erikson, Freud, Guilford, Maslow, Murray) have discussed or
integrated humor into their theories to a certain extent. But generally, looking into
psychological literature (introductory textbooks, monographs, readers etc.) one very seldom
finds the corresponding keywords [humo(u)r, laughter, smiling, wit, cartoons, jokes] listed in
the index. Allport (1960) complained that the majority of psychological investigators are
preoccupied with decidedly unpleasant emotions at the expense of pleasant emotions. Now, a
quarter of a century later, how much has changed? Have we overcome this 'tenderness tabu'
(Allport, 1960) or is it still present?
As far as the psychology of humor is concerned there have been some changes. Some
multidisciplinary International Conferences on Humo(u)r and Laughter (Cardiff, Wales, 1976;
Los Angeles, Calif., 1979; Washington, D.C., 1982; Tel Aviv, 1984; Cork, Eire, 1985) and
the publication of several books (e.g. Goldstein and McGhee, 1972; Chapman and Foot, 1976;
McGhee, 1979; Wilson, 1979; Bariaud, 1983; Ziv, 1984) demonstrate the increased activity in
this realm. The future will show whether the results obtained will also find their way out of
the humor ghetto and gain the attention of a broader psychological public.
The present paper explores the relationship between sense of humor and personality. More
specifically it tries to define sense(s) of humor as personality concepts and place them within
already existing, comprehensive personality systems.
personality space, - 2 -
Two problems arise. How can sense of humor be defined, and with what domains of
personality might there he relationships? These problems are discussed in the next two
sections.
SOME POSSIBLE DEFINITIONS OF HUMOR
Humor can be defined in several ways, depending on which aspects of humor are
emphasized. First we have to distinguish between trait and state aspects of humor. The state
aspect (cheerful, mirthful, joyful) is usually represented in the 'Elation' or 'Surgency' scales of
mood-adjective lists [for a recent survey of mood instruments see Howarth and SchokmanGates (1981)].
A further distinction can be drawn with regard to different aspects like comprehension,
appreciation, expression or creation of humor. Humor comprehension refers to the often
observed fact that people sometimes fail to understand the meaning of a joke for intellectual
as well as emotional reasons. Similar phenomena can be found in Feingold's (1982, 1983)
'Humor Perceptiveness Test' which quantifies two components, memory for jokes and humorreasoning ability. Cattell and Warburton (1967) regarded the ability to solve riddles (MI 26)
as a marker for the factor U.I.19 (Promethean Will).
Expression of humor refers to differences in quality and quantity of reaction to humorous
stimuli. Independent of the amount of cheerfulness experienced, people differ in the way (e.g.
smile, laughter, body movements, facial responses) they express this emotion. The reaction to
humor can differ depending on the degree to which different systems are involved (motor,
accoustic, respiratory, cardiovascular, sympathetic, cortical etc. system). For example, one
can laugh loudly or quietly, with or without vocalization, in different rhythmicity, with a
certain respiratory pattern, with involvement of only a few or more muscular systems etc.
Humor expressiveness could be related to temperamental variables of the introversionextraversion complex.
Creation of humor denotes the ability to bring neutral stimuli or situations into a new,
funny context. Creation of humor is usually assessed by confronting Ss with incomplete jokes
or cartoons without captions and giving them the task of producing funny endings.
Sociometric methods as well as questionnaires are also used to assess the individual's ability
to create humor (Babad, 1974; Ziv, 1984). Babad (1974) showed that production and
reproduction of humor should be distinguished carefully. Zero correlations between the two
variables supported his suggestion. The ability to create humor is supposed to be related to
creativity (Brodzinsky and Rubien, 1976; Rouff, 1973; Threadwell, 1970). Writing original
and funny captions for pictures is used in creativity tests (König, 1983).
Krismanic, Kolesaric # , Rohac # ek and Vlasta (1982) have designed humor tests which
also distinguish between production of funny captions and selection of the right caption out of
five given alternatives. Ss have to choose captions that make the joke funniest and least
funny. The intercorrelation (0.65) between these two tests is higher than their separate
correlation with a humor appreciation test. Cartoon tests (ordering separate pictures of a
cartoon in a meaningful manner, prediction of cartoons, missing cartoons) are included in test
batteries measuring social intelligence (e.g. Probst, 1982; O'Sullivan and Guildford, 1966).
Appreciation of humor, the more passive aspect of humor, has been investigated most
frequently. It refers to a S's susceptibility to experience amusement, mirth and cheerfulness in
the presence of humorous stimuli and situations. Differences exist in the ease of experiencing
cheerfulness as well as in the variety of humor categories that are enjoyed. Usually jokes,
cartoons etc. are presented to the S in order to rank them on rating scales according to their
'funniness' or similar criteria. Recent investigations (Hehl and Ruch, 1984; Rath, 1983; Ruch
1981) showed that it is also useful to use criteria that cover the negative reactions to humor
since they tap other sources of variance, i.e. their correlations with the Funniness scale are
personality space, - 3 -
close to zero. With regard to stimulus dimensionality it turned out that there is no general
factor in humor appreciation. Differences in stimuli are due to structural properties as well as
to the content of the material.
Many humor tests have been constructed (e.g. Almack, 1928; Cattell and Tollefson, 1966;
Krismanic #et al., 1982; Mindess, Turek and Corbin, 1984; O'Connell, 1960; Redlich, Levine
and Sohler; 1951; Roback, 1943; Ruch and Hehl, 1984a) in order to measure appreciation of
humor, some of them on a more intuitive basis, some employing sophisticated statistical
procedures.
There is empirical evidence that appreciation of humor and expressivity should be
distinguished since they are often dissociated (Cupehik and Leventhal, 1974; Young and Fry,
1966; Osborne and Chapman, 1977). Many investigations have been carried out to explore the
relationship between this aspect of humor and personality and intelligence variables, attitudes,
sex, age and other variables characterizing the individual.
There are still other aspects of humor that remain to be mentioned. One can use humor
actively (e.g. frequency of joke-telling, amusing others, inducing humor in others, making
others laugh). These aspects are exemplified in personality scales like 'Play' and 'Exhibition'
(PRF) or 'Surgency '(16PF) which are subfactors of extraversion. In the EPQ (Eysenck and
Eysenck, 1975) agreeing to the item 'Do you like telling jokes and funny stories to your
friends?' is scored for extraversion. There are also differences in the frequency with which
individuals actively seek out sources that make them laugh (TV shows, cinemas, cabarets,
circuses, carnivals etc.). Humor can also be used as a tool to neutralize or inhibit other
emotions (e.g. fear, sadness). Thus, humor in the form of cynicism, irony or gallows humor
can serve as a coping mechanism (Ziv, 1984; Dixon, 1980; O'Connell, 1966).
Differences also exist in memory for jokes or funny events. Other definitions of humor
describe it as a certain ability to see the world, to see the funny side of even tragic events, as a
socialized way to release suppressed energy or as a way of gratifying socially unacceptable
impulses. There is also the statement that humor is a myopic illusion (La Fave, Haddad and
Maesen 1976).
A TAXONOMY OF JOKES AND CARTOONS
It would be useful to have a taxonomy of stimuli that are considered humorous.
Independent of the aspect (e.g. appreciation, creation) of humor we are interested in, one must
take into consideration the category to which the joke that is created, appreciated, or not
comprehended, belongs. There are several ways to establish categories and there have been
numerous attempts to establish a taxonomy empirically or theoretically. We used factor
analysis and found a three-dimensional system (Ruch and Hehl, 1984a; Ruch, 1981, 1984). In
short, we found that jokes and cartoons differ with respect to two properties, structure and
content. Our two basic structural dimensions are formed by combinations of the two most
fundamental ingredients in jokes, 'incongruity' and 'resolution'. There are jokes that contain
punchlines that are incongruent and surprise the recipient but can be resolved completely
afterwards (incongruity-resolution jokes). The other type of joke is characterized by
impossible incongruities that cannot be resolved or not resolved completely (nonsense jokes).
These two factors are heterogeneous with regard to content, whereas the third category (sex
jokes) is dominated by a common theme. [For a more elaborate discussion of the origin of the
three-dimensional system and its relation to other systems see Hehl and Ruch (1983a), Ruch
(1981,1984) and Ruch and Hehl (1983a, 1984a).] In the future we will make extensions of the
present model by systematic variations of the two modes content and structure.
personality space, - 4 -
PERSONALITY CORRELATES OF HUMOR APPRECIATION
In this paper we discuss some results which reveal a relationship between humor
appreciation and individual differences in the field of personality. A hypothesis set forth in
the first half of this century with a lot of supporting results (but also failures) stated that
extraversion goes along with liking of orectic (sexual and aggressive) humor. One of the
earliest indications for the relevance of extraversion was offered by Kambouropoulou (1930);
extraverts preferred superiority humor. Later on Cattell, as well as Eysenck, provided support
for the view that extraversion is positively related to appreciation of sex jokes [for a recent
survey of Eysenck's contributions to this field see Nias (1981)]. Luborsky and Cattell (1947)
showed that some of their humor categories correlated with factors of the Guildford and
Zimmermann STDCR-GAMIN factors. Their humor test and other variables dealing with
humor were included in the 1967 collection of objective tests of personality (Cattell and
Warburton, 1967). A low amount of overt laughter at jokes (MI 157) was an index for a high
U.I.21 (Exuberance) score, Criticalness in humor (MI 29) loaded in U.I.17 (InhibitionTimidity). Later, 13 dimensions of humor were listed in the 'IPAT Humor Test of Personality'
(Cattell and Tollefson, 1966) in which the first factor ('anxious considerateness vs debonair
sexual and general inhibitedness') was thought to be synonymous with the second-order factor
of extraversion. This could be inferred because of correlations with the markers of
extraversion F (Surgency), A (Cyclothymia) and H (Venturesome). One scale was considered
to provide a rough estimate of general intelligence. Also some of the other humor scales offer
information not only about a S's sense of humor but also allow inferences about more general
personality traits (especially about G, I, M, Q1, Q2). Unfortunately, the actual size of the
intercorrelations is not reported in the handbook. However, the reliabilities appear to be small
(<0.58). This test was used in several studies (e.g. Breme, 1975; Mones, 1974; Saper, 1984).
Terry and Ertel (1974) used the 16PF as a predictor for liking of a priori defined cartoon
categories. Sex jokes were preferred by toughminded (16PF I), group dependent (Q2) males.
However, the correlations to the markers F, A and H could not be replicated. Hostile jokes
had no correlation with any of the 16PF scales.
Eysenck's (1942) early study suggested a relationship between sex jokes and self-rating
factors of extraversion and masculinity. Wilson and Patterson (1969) found a positive
relationship between the Extraversion scale of the EPI and sexual jokes. Some studies
supported the hypothesis; others found no relationships (Babad, 1974; Ehrenstein and
Ertel,1978; Godkewitsch, 1972; Koppel and Sechrest, 1970; Ruch, 1981; Verinis, 1970).
Neuroticism does not seem to be relevant to the area of humor research (Verinis, 1970;
Wilson and Patterson, 1969). Recently, Ziv (1984) offered some very complex hypotheses
about the relationship between various types of humor and extraversion and neuroticism;
these remain to be tested.
Given the strong relationship between neuroticism and anxiety one would also expect little
relationship between anxiety and humor. Goodkind (1976) reported a positive relationship
between anxiety and hostile humor, but there was no correlation with sex jokes. On the other
hand Doris and Fierman (1956) showed that Ss with low anxiety levels preferred aggressive
jokes. Studies with repression-sensitization (which is also related to neuroticism) produced
inconsistent results (Babad, 1974; Burns and Tyler, 1976; Byrne, 1958; Goodkind, 1976;
Rath, 1983; Ruch, 1981; Ullmann and Lim, 1962; Unterweger, 1983). Repressors were
supposed to show a lower appreciation of sex jokes than sensitizers. This turned out to be true
only for females (Burns and Tyler, 1976), but some of the replications failed.
Depressivity does not seem to be related to low sense of humor (Scogin and Merbaum,
1983). Other personality variables investigated are agression (e.g. Byrne, 1956; Grziwog and
Scodel, 1956; Murray. 1934; Ruch, 1981), locus of control (Lefcourt, Antrobus and Hogg,
personality space, - 5 -
1974; Prerost, 1983), dogmatism (Mones, 1974; Rouff, 1973; Ruch and Hehl, 1983b; Smith
and Levenson, 1976) and intolerance of ambiguity (Ruch and Hehl, 1983b).
Eysenck's third dimension, psychoticism (P), might be related to humor. Since low scorers
are characterized by superego strength and impulse control they could represent the kind of
people who-in Freud's terminology-'repress' unacceptable impulses more than the 'acting-out'
type of high scorers. Freud (1905) suggested that socially unacceptable impulses are repressed
but can find relief in humor. The more one has repressed the more one will find funny.
Therefore, applying the Freudian model, one would expect negative correlations between P
and humor categories (especially aggressive and sexual). Applying the trait theory, Eysenck
and Wilson (1975) expected a positive correlation between hostile humor and P. Kline (1977)
offered some hypotheses about individual differences in humor that are based on the Freudian
theory.
The problem with most of the studies in humor is that there is a lack of comparability with
regard to the humor categories used. How do we know that the sex jokes used in a certain
study are comparable to the jokes used in another. study? Our results show that incongruityresolution sex jokes and nonsense sex jokes yield quite different results. Also, Nias and
Wilson (1977) show that sex jokes are not unidimensional. Some studies employ jokes that
are only used in that single study and then never again. For better comparability dimensional
investigations should be carried out. Sense of humor inventories that are controlled for crossnational stability should be constructed. Only by using a standardized assessment method can
we really compare the different results obtained in different cultures. We tried to explore the
cross-national stability of our sense of humor inventory (3 WD-K) and the results look
promising (Ruch and Hehl, 1984a); but hitherto only the results from two nations are
available.
Since the scores obtained by the 3 WD-K are sufficiently reliable we can speak of
appreciation of humor as a trait. In this paper we tried to find out how our dimensions of
sense of humor relate to other personality traits. A couple of questionnaires were employed to
cover the whole domain of personality (temperament). Humor scores were then related to
these dimensions of temperament to see what traits influence sense of humor. Based on the
correlation between personality traits and types of humor a positioning of each type of humor
in personality space has been attempted.
The second problem concerns the selection of an appropriate personality space. The
discussion about the exact number of dimensions of personality is still going on and therefore
we cannot rely on a single model, e.g. Eysenck's model or Cattell's model. But much work has
been done to relate the different models [for recent surveys see Kline and Barrett (1983) and
Royce and Powell (1983)], so that lately it has become possible to transform the results found
with one model into the other.
The question arises, at what level in the hierarchy of personality traits humor should be
expected. It seems necessary to use variables of different levels, i.e. 'primaries' and 'higher
order' factors. Furthermore, it is also possible that humor 'variables will not exactly lie close
to one axis in the personality space but fall between two or more Dimensions. For example,
one type of humor may not only relate to introversion but also to neuroticism, i.e. lie in the
diagonal where also other concepts like anxiety, depressivity or low ego strength can be
found. Many traits (e.g. impulsivity. sensation-seeking) are known to be composed by more
than one higher order factor. Therefore it seems fruitful to include variables in the study that
are located off the diagonal in order to have a balanced distribution of traits in the personality
space. Thus, traits of different levels in the hierarchy and of mixed factor compositions will
be used to facilitate the location of sense of humor.
Although we already offered and supported hypotheses on links between humor and
personality elsewhere (Hehl and Ruch 1983a, b; Ruch, 1984; Ruch and Hehl, 1983a, b,
personality space, - 6 -
1984b) this paper is designed as explorative. But many of the research hypotheses discussed
in the literature can be found in the present design, i.e. they are tested implicitly.
METHOD, SUBJECTS AND MATERIAL
Different versions of the humor test and also some multidimensional personality
inventories were given to two samples. The first sample consisted of 95 male students of all
faculties except psychology. These voluntarily participating, paid Ss took part in a
psychophysiological experiment and answered, among other questionnaires, also the Freiburg
Personality Inventory (FPI-A; Fahrenberg, Selg and Hampel, 1978) and the German version
of the STAI (Laux, Glanzmann, Schaffner and Spielberger, 1981). Sense of humor was
assessed by an earlier version of our humor test, which included all, except one, of the jokes
used in the latest version (3 WD-K). For a better comparabilty in the present study only these
jokes were used and scored which appeared in the newer test. Ss were tested on 3 different
days at 1-week intervals.
The second sample consisted of 105 students (49 male and 56 female). About half of them
were psychology students of introductory courses, the other half came from other faculties.
The Ss answered the German version of the 16PF (Schneewind, Schröder and Cattell, 1983),
the EPQ (Eysenck and Eysenck, 1975), a translation (Unterweger, 1980) of the SSS-IV
(Zuckerman, 1979), the Impulsiveness, Venturesomeness and Empathy scales of the I#
(Eysenck and Eysenck, 1978), the Trait form of the State-Trait Personality Inventory (STPI;
Schwarzer and Spielberger, 1982), an assertiveness questionnaire (GAT; Skatsche, Brandau
and Ruch, 1982) and Forms A and B of our humor test (3 WD-A, 3 WD-B). Ss participated
voluntarily and were tested on 2 different days with a 1-week interval. For the 16PF and the 3
WD-B data for only 92 Ss are available. For ease of presentation and to enhance reliability,
scores of both humor tests were combined.
In each sample Ss were tested individually. The procedure of data analysis was the same in
all samples. The reliabilities of all questionnaires and the distribution of the scores were
checked and product-moment correlations between the six Humor scores (three for 'funniness'
and three for 'rejection') were calculated. Of course we do not exclude the possibility that
nonlinear relations might exist, or humor might be the result of higher order interactions
between personality traits, but as a first step we concentrated on the evaluation of single linear
relationships.
ANALYSIS OF THE 'FUNNINESS' SCORES
The product-moment correlations between the Funniness scores and the personality
inventories are presented in Table 1. Because of the large number of tests of significance, the
probability of a Type I error arises. Therefore the levels of significance are merely regarded as
cutoff points for descriptive interpretation, In particular, the incongruity-resolution joke factor
and the sex joke factor have a large number of predictors; but also the number of significant
correlations with fur niness of nonsense jokes is above chance level. Therefore an
interpretation of the data is justified Where not specified, the presented correlations reach the
5% level.
Table 1. Correlations between personality measures and the Funniness scores of the humor test
Incongruityresolution
jokes
Nonsense
jokes
Sex
jokes
personality space, - 7 -
FPI
1 Nervousness
2 Spontaneous Aggressivity
3 Depressivity
4 Irritability
5 Sociability
6 Composedness
7 Dominance
8 Inhibitedness
9 Frankness
E Extraversion
N Emotional Lability
M Masculinity
-0.27++
-0.09
-0.25*
-0.07
0.29**
0.31**
0.08
-0.29"'
-0.03
0.22*
-0.15
0.29**
STAI
Anxiety
-0.21*
0.06
EPQ
Extraversion
Neuroticism
Psychoticism
Lie
0.06
0.02
-0.20*
0.11
0.14
0.11
0.05
-0.03
0.15
0.09
--0.02
-0.01
STAI
Anxiety
-0.09
0.03
0.07
STPI
Anxiety
Curiosity
Anger
-0.00
0.08
0.10
0.15
0.15
0.15
0.12
0.02
0.19
SSS-IV
AS Thrill and Adventure Seeking
IS Disinhibition
s Experience Seeking
BS Boredom Susceptibility
Sensation Seeking Total
0.13
-0.14
-0.20"
-0.21*
-0.12
0.22*
0.16
0.09
0.08
0.19*
0.16
0.12
-0.04
-0.00
0.09
0.05
0.06
0.21*
0.24"
0.25**
0.06
0.16
0.18
0.09
I5
Impulsiveness
Venturesomeness
Empathy
-0.18
-0.01
0.05
0.09
0.14
0.10
0.16
0.04
0.19
0.11
0.04
0.13
-0.17
0.13
-0.21
0.05
0.37***
0.32**
0.31**
-0.30**
0.07
0.32**
-0.07
0.35***
-0.21*
GAT
1 Social Competence
2 Expressing Feelings/Opinions
3 Defending Own Rights
4 Low Fear of Social Rejection
5 Self-confidence
Assertiveness Total
0.04
-0.12
-0.14
-0.05
0.05
-0.03
0.02
0.01
-0.08
-0.09
0.07
-0.00
-0.03
-0.06
-0.09
-0.13
0.10
-0.04
16PF
A Affectothymia
B Intelligence
C Ego Strength
E Dominance
F Surgency
G Superego Strength
H Parmia
I Premsia
0.23*
-0.06
0.03
-0.10
0.15
0.25*
0.12
-0.08
0.02
-0.15
0.03
0.10
0.25*
0.08
0.22*
-0.28*"
0.07
-0.02
-0.08
0.16
0.16
0.20
0.11
-0.21*
personality space, - 8 -
L Protension
M Autia
N Shrewdness
O Guilt Proneness
Q1 Radicalism
Q2 Self-sufficiency
Q3 Self-sentiment
Q4 Ergic Tension
0.01
-0.29**
0.22*
0.15
-0.17
-0.24*
0.21*
-0.00
0.19
-0.15
0.07
0.02
0.02
-0.07
0.04
-0.01
0.16
-0.34**
0.27**
0.18
-0.05
-0.13
0.13
-0.02
*P <0.05; **P<0.0l: ***P<0.001
Funniness of incongruity -resolution jokes
In Sample 1 incongruity-resolution jokes are preferred by extraverted (FPI E, r = 0.22),
Sociable (FPI 5, r = 0.29 P <0.01) Ss on the one hand, and by masculine (FPI M r = 0.29, P
<0.01) and composed (FPI 6, r = 0.3 1, P <0.01) Ss on the other. These jokes are rated as less
funny by anxious (STAI, r -0.21), nervous (FPI 1, r = -0.27, P <0.01), depressive (FPI 3, r = 0.25) and inhibited (FPI 8, r = -0.29, P <0.01) Ss. The results of the first eight scales and
scales E, N and M are not independent from each other because the latter consist exclusively
of selected items of the former. E is mainly composed of some items of sociability and
aggressivity; N contains some items of depressivity and irritability, while M contains items
especially of nervousness and inhibitedness But also E and M share some common items.
Combining the results in Sample I we can see that extraverted, masculine and low-anxious Ss
prefer incongruity-resolution jokes.
Sample 2 only partly confirms the results of Sample 1. Affectothymia (16PF A, r = 0.23)
and Self-sufficiency (16PF Q2, r = -0.24) do correlate with the incongruity-resolution jokes,
but all of the other markers of extraversion (F and H) and the Extraversion scale (EPQ E, r =
0.06, NS) do not. Also Emotional Lability, the Anxiety scales and the 16PF markers of
Cattell's third-order factor 'anxiety' (C, O and Q4) are not related to our first humor factor. But
other sectors of personality which were not assessed in Sample 1 become significant. Ss
scoring low on Psychoticism (EPQ P, r = -0.20), Experience Seeking (SSS ES, r -0.20),
Boredom Susceptibility (SSS BS, r = -0.21) and Autia (16PF M r = -0.29. P <0.01) scales,
and high on Empathy (r =0.21), Superego Strength (16PF G, r = 0.25), Shrewdness (16PF N, r
= 0.22) and Self-sentiment control (16PF Q3, r = 0.21) scales give higher Funniness ratings to
the incongruity-resolution jokes. Of course, all these predictors are related to each other. All
the correlations between these variables (except Empathy, which is only partly connected) are
in the expected direction and nearly all of them are significant. In order to locate them in the
personality space we look at their correlations with the higher factors. Recently Lynn. Devane
and O'Neill (1984) showed that Self-sentiment (16PF Q3) is a subfactor of P. In our sample
the two scales correlate significantly (F = -0.29, P <0.01). We can also confirm the
correlations of Empathy with Neuroticism (r = 0.32, P <0.01) and Psychoticism (r = -0.26, P
<0.01) found by Eysenck and Eysenck (1978). Affectothymia (r = -0.21) and Superego
Strength (r = -0.27, P <0.01) correlate negatively with Psychoticism while Experience
Seeking (r = 0.32, P <0.01) and Boredom Susceptibility (F = 0.32, P <0.01) correlate
positively. Shrewdness (r = -0.13, NS) lies on the expected side but fails to reach significance.
In Cattell's model, funniness of incongruity-resolution jokes can be located in the factor
Cortertia since it can be predicted by two of the markers of Cortertia (A, I and M). Cortertia
has been considered a subfactor of Psychoticism (Royce and Powell, 1983).
Neuroticism correlates with some of the predictors (ES, BS, Empathy, Superego Strength).
This suggests that funniness of incongruity-resolution jokes is located along the P-/N +
diagonal. But further research has to be done in order to substantiate this hypothesis.
personality space, - 9 -
The hypothesis of a correlation between low P and high N, on the one hand, and humor
factor 1, on the other, is not in contrast to our previous results. We proposed a hypothesis
about individual differences in this factor elsewhere and showed that conservatism and
intolerance of ambiguity are potent predictors of this humor factor (Ruch, 1984; Ruch and
Hehl, 1983b, c). Whether conservatism and the present variables correlate and thus overlap in
their prediction or not has to be seen. Since conservatism questionnaires were given to both
samples we can see that conservatism is correlated with most of the predictors. We will have
to investigate whether it is more fruitful to discuss this humor factor within the temperamental
framework or within that of attitudes.
Funniness of nonsense jokes
Funniness of nonsense jokes is correlated with Thrill and Adventure Seeking (SSS TAS, F =
0.22) and the Total (SSS TOTAL, r = 0.19) score of the Sensation Seeking Scale (SSS). Also,
the Venturesomeness scale of the 16PF (H Pharmia, r = 0.22) and the I# (r = 0.25, P <0.01)
are predictors for funniness of nonsense jokes. The latter scale was derived from items of the
SSS and shares items especially with the TAS subscale. Impulsiveness (1#, r = 0.24) and
Surgency (16PF F, r = 0.25) form another group of predictors. All the scales are also
significantly correlated with each other in the expected direction. Tendermindedness (16PF I),
is also negatively related to nonsense jokes (r = -0.28, P <0.01) but is only correlated with
Venturesomeness (r = -0.28, P <0.01) and not with the other predictors of funniness of
nonsense jokes. Frankness (FPI 9, r = 0.19, P <0.06) fails to reach significance. We obtained
similar but significant results using Lie or Social Desirability scales (unpublished results).
Although the correlations are not very high and have to be replicated we can formulate a
tentative hypothesis Nonsense jokes are considered funny by tough and venturesome
(sensation-seeking) Ss. The present data suggest that extraversion as well as psychoticism is
involved in the appreciation of nonsense jokes. Recently, Unterweger (1983) reported as an
encouraging result a positive correlation between the Nonsense scale of the 3 WD-K and P.
But we have to be cautious because in her and in our study only a small part of the variance
could be explained by individual differences in temperament, i.e. the larger part of the
variance of nonsense lies outside the personality sphere. Further caution is indicated by the
fact that, although the significant predictors of nonsense are accepted markers for the higher
order factors, none of the correlations with the E, N or P scales (EPQ) themselves reach
significance.
Funniness of sex jokes
Since sex jokes are based either on the incongruity-resolution structure or the nonsense
structure, we can expect that variables predicting one of the first two humor factors will also
correlate with sex jokes. Additionally, there should be variables that specifically predict
funniness of sex jokes, i.e. they correlate with sex jokes but not (or only to a lower extent)
with the other humor factors.
Indeed, in Sample I a new predictor emerges. Dominance or Reactive Aggressivity (FPI 7,
r = 0.31, P <0.01) enhances funniness of sex jokes in males. Also the Sociability (r = 0.37, P
<0.001) and Extraversion (r = 0.32, P <0.01) scales are more powerful in predicting sex jokes
than they are in predicting incongruity-resolution jokes. A slight increment in predictive
power can be found for Masculinity (r = 0.35, P <0.001). Composedness (r = 0.32, P <0.01),
Inhibitedness (r = -0.30, P <0.01), Depressivity (r = -0.21) and Anxiety (r = -0.21) remained
stable predictors while Nervousness became an insignificant (r = -0.17, NS) predictor. In
Sample 2 the Dominance scale (16PF E, r = 0.16, NS) correlates with sex jokes in the
personality space, - 10 -
expected direction but fails to reach significance. Analysing this correlation separately for
both sexes we can see that for males the correlation is high (r = 0.26, NS, df = 42); for
females there is no correlation at all (r = 0.00). Further, in an unpublished study we found that
dominance and aggression are predictors for sex jokes in males but not in females. The
markers of extraversion and the Extraversion scale itself are positively related with funniness
of sex jokes but they are below the level of significance.
Sex jokes are judged as funny by tough (16PF I, r = -0.21), practical (16PF M r = -0.34, P
<0.01) and shrewd (16PF N, r = 0.27, P <0.01) Ss. The correlations with the variables listed
as predictors for the first two humor factors had the same sign but fell below the significance
cutoff point.
Relating these results with the hypotheses discussed in the literature one can Say that the
extraversion hypothesis got some support, especially in Sample I . The masculinity hypothesis
was supported in Sample 1 and (if toughmindedness is seen as an indicator for masculinity)
Sample 2.
ANALYSIS OF THE 'REJECTION' SCORES
The product-moment correlations between the Rejection scores and the personality scores are
presented in Table 2. Three results are salient. First, rejection of nonsense jokes can be
predicted well. Second, the rejection of a joke category cannot be predicted by the variables
which predicted the funniness of that category. Third, some of the variables which correlated
with funniness of the first joke factor now correlate with rejection of the other two. We have
to add that the funniness and rejection ratings are unrelated within each category (with the
exception of sex jokes in Sample 2; r = -0.30, P <0.01).
Rejection of incongruity -resolution jokes
In both samples neurotic especially anxious Ss consistently reject incongruity-resolution
jokes. The Neuroticism scales (FPI N, r = 0.27, P <0.01; EPQ N, r = 0.19) as well as the
Anxiety scales (STAI, r = 0.26 and r = 0.22; STPI, r = 0.36, P <0.001) correlate with the
rejection of the first humor category. The other markers of this personality segment are also
good predictors. In the FPI the Nervousness (r = 0.20), Depressivity (r = 0.29, P <0.01) and
Inhibitedness (r = 0.20) scales are significant. Those Assertiveness subscales (OAT 1, Social
Competence, r = -0.20; GAT 4, Low Fear of Social Rejection, r = -0.25) that are located in the
extraversion-stability diagonal (i.e. which correlate with E positively and with N negatively)
and the Total score (OAT, r = -0.22) are potent predictors. Using the 16PF some markers of
Cattell´s anxiety factor (C, Ego Strength, r = -0.21, L, Protension, r = 0.23) correlate
significantly, others (0, Guilt Proneness, r = 0.16, NS; Q4, Ergic Tension, r =0.08) do not.
Table 2. Correlations between personality measures and the Rejection scores of the humor test
Incongruityresolution
jokes
FPI
1 Nervousness
2 Spontaneous Aggressivity
3 Depressivity
4 Irritability
5 Sociability
6 Composedness
7 Dominance
0.20*
0.06
0.29**
0.22*
-0.02
-0.22*
0.10
Nonsense
jokes
Sex
jokes
0.22*
0.13
0.14
0.09
0.05
-0.17
-0.01
0.02
-0.23*
0.10
-0.03
-0.15
-0.10
-0.18
personality space, - 11 -
8 Inhibitedness
9 Frankness
E Extraversion
N Emotional Lability
M Masculinity
STAI
Anxiety
EPQ
Extraversion
Neuroticism
Psychoticism
Lie
STAI
Anxiety
STPI
Anxiety
Curiosity
Anger
SSS-IV
TAS Thrill and Adventure Seeking
DIS Disinhibition
Es Experience Seeking
Bs Boredom Susceptibility
Sensation Seeking Total
I#
Impulsiveness
Venturesomeness
Empathy
GAT
1 Social Competence
2 Expressing Feelings/Opinions
3 Defending Own Rights
4 Low Fear of Social Rejection
5 Self-confidence
Assertiveness Total
16PF
A Affectothymia
B Intelligence
C Ego Strength
E Dominance
F Surgency
G Superego Strength
II Parmia
I Premsia
L Protension
M Autia
N Shrewdness
O Guilt Proneness
Q1 Radicalism
Q2 Self-sufficiency
Q3 Self-sentiment
Q4 Ergic Tension
0.20*
0.10
-0.03
0.27**
-0.18
-0.02
-0.03
0.09
0.15
-0.13
0.14
-0.00
-0.16
0.02
-0.14
0.26*
0.10
0.23*
-0.04
0.19*
0.01
0.07
-0.06
0.25*
0.23*
0.11
-0.07
0.14
0.24*
0.16
0.22*
0.18
0.10
0.36***
-0.20*
0.02
0.33*
-0.22*
0.05
0.21*
-0.14
-0.05
-0.20*
-0.06
-0.14
-0.07
-0.17
-0.38***
-0.28**
-0.33***
-0.24*
-0.43***
0.27**
-0.34***
-0.29**
-0.26**
-0.39***
0.08
-0.22*
0.10
0.01
-0.41***
0.21*
-0.10
-0.40***
0.26**
-0.20*
-0.15
-0.07
-0.25*
-0.17
-0.22*
-0.17
-0.19
-0.01
-0.33***
-0.23*
-0.25*
-0.10
-0.20*
-0.05
-0.27**
-0.21*
-0.02
-0.22*
-0.21*
-0.14
-0.07
0.14
-0.12
-0.16
0.23*
-0.13
0.04
0.16
-0.15
-0.07
0.130
0.08
-0.02
-0.18
-0.23*
-0.23
-0.07
0.35**
-0.20*
0.01
0.18
-0.25*
0.17
0.37***
-0.32**
-0.14
0.19
0.09
0.14
-0.10
-0.02
0.34**
-0.10
0:25*
-0.15
0.14
-0.04
-0.02
0.02
0.15
-0.27**
-0.13
0.17
0.12
*P<0.05: **P<0.0l: ***P<0.001
Further correlations can be found with low Intelligence (16PF B, r = -0.22), low TAS (r = 0.20), low Venturesomeness (r = -0.22) especially and low Curiosity (r = -0.20) scores.
The significant predictors (except 16PF B) have in common the fact that they
predominantly correlate with N, slightly with Introversion but riot with P. Variables that
personality space, - 12 -
correlate with N and positively with E (e.g. impulsiveness, anger) or with N and P, do not
predict rejection of incongruity-resolution jokes.
If we combine all these results we can postulate that anxious Ss, i.e. neurotics that also
tend to be introverted, reject incongruity-resolution jokes.
Rejection of nonsense jokes
As in the case of incongruity-resolution jokes high Rejection scores are obtained by anxious
Ss; but nonsense is also rejected by low sensation-seekers. All of the SSS subscales TAS, r = 0.38, P <0.001; DIS, r =0.28, P <0.01; ES, r = -0.33, P <0.001; BS r = -0.24) the Total score
(SSS, r = -0.43, P <0.001) the Venturesomeness scales (I#, r = -0.41, P <0.001, 16PF H, r = 0.20) and curiosity (r = -0.22) are potent predictors. In Eysenck's system sensation seekers are
characterized as high E, low N and high P scorers (Eysenck and Zuckerman, 1978). Indeed,
Neuroticism (EPQ N, r = 0.25. FPI N. r = 0. l 5, NS) and Psychoticism (r = -0.23) scales
correlate with rejection of nonsense. but the Extraversion scale and markers of extraversion
do not. The hypothesis that emotional lability is involved in rejection of nonsense is also
further substantiated by the STPI Anxiety scale (r = 0.33, P <0.01), Nervousness (r = 0.22),
low Assertiveness (OAT 4, Low Fear of Social Rejection, r = -0.33, P <0.001; GAT 5, Selfconfidence, r = -0.23; GAT Total, r = -0.25) and Empathy (r = 0.21), scores, and Cattell's
anxiety components low Ego Strength (16PF C, r = -0.23) and Guilt Proneness (16PF 0, r =
0.37, P <0.001). Since Empathy is also inversely related to P it substantiates the hypothesis
that low P also contributes to rejection of nonsense. The higher rejection of nonsense by Ss
scoring low in Autia (16PF M, r = -0.25), Radicalism (16PF Q1, r = -0.32, P <0.01) and
Dominance (16PF E, r = -0.23) and by Ss with high Superego Strength (r = 0.35, P <0.01)
also points in the same direction.
The significant predictors of rejection of nonsense are composed of all possible (double
and triple) combinations of low E, high N and low P. The order of degree of involvement
seems to be N, P and E. However, the best description of Ss who reject nonsense jokes is
anxious and tow sensation -seeking .
Rejection of sex jokes
The results are similar to the rejection of nonsense jokes, but P and E seem to have gained
weight it the expense of N. Venturesomeness (I#, r = -0.40, P <0.001) and the SSS subscales
TAS, F = -0.27, P <0.01; DIS, r = -0.34, P <0.001; ES, r = -0.29, P <0.01; BS, r = -0.26, P
<0.01; Total score, r = -0.39, P <0.001) are the best predictors. High Rejection scores are
further given by conservative (r = -0.27, P <0.01) Ss and by those with high Superego
Strength (r = 0.25) scores. In addition to the Assertiveness scales which are related to
rejection of nonsense the subscale expressing feelings and opinions (OAT 2, r = -0.20)
becomes significant. Empathy (r = 0.26), Anxiety (STPI, r = 0.21; STAI, r = 0.23), and low P
(r = 0.24) help to locate this humor actor and indicate the affinity to rejection of nonsense.
The FPI markers of neuroticism and the 16PF anxiety markers are not related to rejection of
sex jokes.
The correlations with Spontaneous Aggressivity (FPI 2, r = -0.23) and Dominance (16PF
E, r= -.0.34, P <0.01; FPI 7, r = -0.18, P <0.06) are specific for rejection of sex jokes and
underline the importance of E and P.
Given the result that rejection of sex jokes is associated most with low sensation-seeking
and low dominance we can locate rejection of sex jokes also in the E -, N + and P - octant.
The difference from rejection of nonsense can be seen in an enhanced emphasis on the P and
E components.
personality space, - 13 -
CONCLUSIONS
The results of this study give evidence for the hypothesis that humor is related to
temperamental variables. Several significant predictors were found for each of the six Humor
scales. The positions given to the humor dimensions are tentative, i.e. they have to he
replicated. The results substantiate some of the hypotheses discussed in the literature; but also
some new hypotheses were derived from the present data. The validity of our taxonomy was
supported since the different humor Categories could he located at different places in the
personality space. We further showed that the separation of positive (funniness) and negative
(rejection) humor responses is necessary since they are correlated with quite different
predictors. All in all we can conclude that the study of individual differences contributes to a
better understanding of the phenomenon of humor but further research is needed.
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