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JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT
FIELD REPOR T
Plague: A Challenge for Urban Crisis
Management
Harshit Sinha"
'We think according to nature, we speak according
to rule, we act according to custom' (Francis
Bacon).
• Indian Institute of Management, Vastrapur, Ahmedabad,
380015,
India.
E-mail:
HARSHIT (q' CC LAN .iimahd.
emet.in
Volume 8
Number 1
The need for crisis management emerges when
any natural or man-made disaster occurs and
disturbs the normal routine life of people.
Considerable intelligence, co-operation and
concerted effort are required to tackle such an
sudden incident. Such are the abstract concepts for
very concrete events which, in a moment, can
plunge a community, a nation or the entire world
into a state of chaos. Social harmony and/or
conflict among various groups, the virtuous or
vicious face of the society and, along with the
capabilities of the individual, concerned social
groups and political systems emerge to face the
crisis. It is these very concrete events that bring
back memories of fear, political deception, sorrow
and, yes, even anger. One always seems to ask
why did it happen? What could have been done to
avoid the disaster? Who is responsible? However,
answers are frequently incomplete, evidence is not
made to the public and the public forgets quickly
(Rosenthal, Charles, and 't Hart 1989: 4). The
outbreak of Plague in Surat city, located in the
March 2000
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The return of Plague, an unforgotten scourge of mankind, once again reminds us that it
continues to smoulder in populations of wild rodents in natural foci throughout the world. Its
occasional outbreaks remind one of the devastation it caused in the past. The 1994 outbreak in
Surat caused local panic (mass hysteria) and international concern, leading to the imposition of
travel and trade restrictions by a number of countries. The authenticity of the crucial decision
in declaring the epidemic as 'Plague' and, later, different institutional initiatives taken for
isolating the germ (Y. pestis) were subject to many controversies. The uniqueness of an extra
band in its protein profile created much speculation among the media. This gave momentum to
various notions, as to whether the disaster was natural or man-made. In spite of all these
short-comings, the decision. came to identify the epidemic as Plague and the entire
catastrophic incidence was controlled within a week, with a low mortality rate.
This paper traces the chronological evolution of the Plague epidemic and analyses the
critical issues of its management, undertaken by various authorities and individuals, including
a common citizenary. The emerging key issues of this catastrophic incident are discussed and
an anatomy of the crisis is presented. The lessons learnt are put towards a model for
strengthening long-term planning against any such sudden natural or man-made disaster.
Introduction
I
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western state (Gujarat) of India, is a prime example
of governance of the crisis in an urban area.
This was the fourth consecutive crisis that the
city experienced in less than two years. The
outbreak of Plague struck at a time when the city
had not yet recovered from the devastating
communal carnage, of December 1992, that
continued intermittently for over six months. In
between, the supposed forecast by an
unidentified astrologer that the Ukai Dam,
upstream of the river Tapi (8 km from Surat),
was to break led to an exodus of people. Then, a
flood came in early September 1994 and, as its
aftermath, the outbreak of the Plague in the city.
Though it was controlled within a week, the
gravity of the problem remained unresolved for
a long period of time. Though such crises occur
only rarely, it warrants (or forces) a great amount
of expenditure and attention of managerial
expertise. Intrigues of politics, financial bungling,
poor management, ineffective planning and
numerous other shortcomings simultaneously
come to the forefront, aggravating already
intricate problems. Thus, there remains a dire
need for the accurate understanding of such
critical situations.
Incorporating personal experience, in field
surveys during the crisis period in the city, were
© Blackwell Publishers Ltd 2000, 108 Cowley Road, Oxford OX4 IJF, UK and
350 Main Street Malden, MA 02148, USA
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Table 1: Mortality from Plague in India
Period
Total deaths
from Plague
SM rate per
Per cent of
all deaths
10,000
Population
1898-1908
1909-1918
1919-1928
1929-1938
1939-1948
1949-1958
1959-1968
1969-1993
60,32,693
42,21,529
17,62,718
4,22,880
2,68,596
59,059
942
183.3
133.8
51.9
11.7
6.8
1.8
0.2
0.0
4.32
2.32
1.34
0.33
0.21
0.55
0.01
0.00
Source: Chakraborty, Rangan, and Uplekar (1995: 167)
observation and discussions with managerial
authorities, medical experts and intellectuals.
Thus, efforts are being made to give the
chronological order for the entire Plague
epidemic. The critical issues of the management
process undertaken by various authorities and
individuals (including common citizens), are
analysed under the realms of crises management.
The emerging key issues of this catastrophic
incident are discussed. The lessons learnt from
this experience are put towards a model of how
political, administrative and social institutional
systems interact during the critical time of any
disorder.
Plague in the Past
Plague is a severe infectious disease caused by
bacterium Yesrsina pestis. Three pandemics have
swept across the world, claiming many millions
of lives and causing untold misery. Looking
back, the only large, known epidemic of primary
pneumonic Plague in history has occurred
among marmot trappers in Manchuria, in China,
and Mongolia during the early part of this
century (Christe and Corbel, 1990). While the
first recorded outbreak of Plague in India
occurred in the year 1031-32 AD, many
subsequent ones are estimated to have caused
12.5 million deaths during 1889-1950. The
disease continued to be a major health problem
until the mid-1940s. Thereafter, it began to
decline speedily (Table 1) as a result of the large-
scale application of DDT for the purpose of
malaria control (Sehgal and Bhatia, 1991).
However, reported outbreaks of pneumonic
Plague in India (1898-1911) had occurred as
part of the bubonic Plague epidemic (Seal, 1987)
and pneumonic cases constituted a very small
proportion of total cases (2-13 per cent). The
last human case in India was reported in 1967
from Karnataka state. Since 1966, a few
suspected outbreaks have occurred, especially
in the historic Plague endemic areas of South
India and Himachal Province in North India.
However, none of these could be confirmed to
be Plague. One of these outbreaks in Himachal,
in 1983, was very similar to pneumonic Plague
and, of the 22 cases, 17 died (WHO, 1989). In
1994, Plague suddenly re-emerged after a gap of
twenty-seven years, first with bubonic cases in
the Beed district of Maharashtra state and, later,
in Surat, where pneumonic cases appeared
suddenly. It spread to other states of India as
indicated in Table 2.
Issues For Analysis
The outbreak of Plague in Surat raised several
important issues in the field of cnS1S
management. The following questions can
provide a useful analytical focus for discussion:
• Under what circumstances did the epidemic of
Plague occur in the city? What was the urban
setting at the time of the outbreak?
Table 2: Cases and Deaths Due to Plague in India: 26 August to 5 October 1994.
Name of the State
Maharastra State (Including Bombay)
Gujarat State (Including Surat)
Delhi State
Other State
Total of India
Suspected Cases
Seroposive Cases
2793
1391
749
169
5150
79
35
44
09
167
Total Deaths
o
49
40
o
53
Source: WHO (1994)
© Blackwell Publishers Ltd 2000
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JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT
• How did the public, media and scientific
community react in the atmosphere of panic
and fear and what roles were initiated and
what mechanisms evolved to cope with the
crisis?
• How did inter-organizational and political
systems perceive and respond to the
complexity and impending disaster from the
crisis?
• What were the strengths and weakness of the
concerned combating authorities in the management of coping with the crisis situation?
• What impact had it caused in different strata
of society at regional (local), national and
international levels?
•. How did communication networking help in
either controlling or aggravating the crisis
situation and mobilizing the resources at the
crucial juncture?
• What mechanism was involved in detecting
and declaring the epidemic as Plague?
• What regulatory responses does the Plague
epidemic of Surat suggest to the authorities of
the local, national and international levels?
• Can there be implications for a model as to
how political, administrative and social
institutional systems interact in a disaster?
Urban Setting
Surat city lies on the golden corridor of the
AhmedabadBombay national highway on the
southern bank of river Tapi, in the vicinity of the
Gulf of Cambay, that confluence in the Arabian
sea. The city of Surat has a glorious history
dating back to 300 BC Earlier, it was under the
reign of the Hindu monarchy and several
Muslim dynasties. Later, the East India Company
started trading and commercial activities. Thus,
the transition of Surat city from a small trading
centre to a sprawling metropolis has been a
complex process spread over several hundred
years. Thus, today, Surat has emerged as a major
force in the textiles, diamond, chemical, plastic,
engineering, petrochemicals
and
fertilizer
industries. This, on one hand, has opened
employment opportunities and
economic
prosperity and, on the other, has created,
scarcities for usual amenities of life. The entire
urban waste of Surat is discharged through wide
open nullahas (sewerage) into Tapi. This, along
with rain water, goes underground during
monsoons, polluting the underground water
table. The consequences of crowded living in
industrial areas, with the associated squalor, filth,
piles of rotting garbage, pools of overflowing
sewerage and an absence of latrines had turned
Surat, the 'Silk City', to the 'sick city'. Extreme
congestion, air and water pollution and
deteriorating public health services led to
Volume 8
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March 2000
frequent outbreaks of various diseases every
year, culminating in the outbreak of Plague in
September 1994.
Chronology of the Plague Outbreak
in 1994
The origin of the first outbreak of Plague in India
during 1994 (21 September) appears to lie in the
ruins of the earthquake that struck Maharashtra
two years earlier, killing thousands of people and
demolishing the burrows of millions of rats
harbouring Pasteurella Pestis the Plague
bacterium. It was first noticed on 5 August
1994, with a complaint of a flea nuisance from
the sarpanch (village head) of Mamla village (of
Majalgoan Taluka) in the Beed district. On the
same day, the first suspected case of bubonic
Plague was reported from this village (WHO,
1994). After two days, the state government had
sent a highlevel delegation of health
professionals to this village. Preventive measures
were only suggested, but surprisingly, the
option of isolating this village was neglected.
Thus, the movement of people from Mamla to
surrounding villages continued undeterred. Even
the 5 August ratfall did not alert them to the
possibility of a Plague outbreak. Later, on 25
August, when 36 more potential Plague cases
were identified with swelling in the groin (classic
symptom of bubonic Plague), the local authority
sprayed Benzene Hexachloride (flea control
powder) in about 300 villages and distributed
Tetracycline to the residents of the affected
villages to be used as chemoprophylaxis
(WHO, 1994). Further, on behalf of the central
authority,
The
National
Institution
of
Communicable Disease (NICD) team from
Banglore rushed to take a serum sample.
However, media reports have highlighted
irregularities in this regard (Sharma, 1994).
The second outbreak occurred when reports
emanating from Surat. prior to detection of
Plague, had revealed that water was poisoned.
On hearing this rumour, the entire population
was out on the street on lhe night of 18
September. The local authority, Surat Municipal
Corporation (SMC), reacted sharply to counter
the rumours by announcing that the water was
uncontaminated. They never tested the water
because Plague cases came only from some parts
of the city, while other parts, sharing the same
water source, did not report any cases. As the
number of cases increased, with similar clinical
symptoms, and resulted in sudden death (some
within an hour), the local authority came to
action. At Sural Government Medical College
(SGMC), the head of the department of medicine
called an emergency meeting of senior doctors.
Explaining the clinical picture and reviewing the
© Blackwell Publishers Ltd 2000
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PLAGUE
bubonic Plague outbreak in the neighbouring
Maharashtra
state,
and
the
population
movement (mostly labour) across the border
between Surat
and different parts of
Maharashtra, a clinical diagnosis was made by
local experts of the New Civil Hospital (NCH).
Detecting the 'safety pin' organism on Wayson
stain in sputum smear, they took an immediate
decision. After exhaustive discussions and
referring to numerous literature, 1 finally, the
entire group of medical experts declared the
epidemic as 'Plague'. However, after an initially
high toll. the fatality' rate came down as
indicated in Table I.
Mounting Pressure and the Chaotic
Situation in the City
The panic about Plague spread faster than Plague
itself. On 21 September 1994, the news hit the
front pages of all the newspapers, the numbers of
reported Plague deaths ranged from an
exaggerated 200 (local Gujarati medium) to
2,000 (International News Agency on satellite
channel), with a provocative headline embellished with a picture of snarling rats and skuUs
with crossbones. The majority of them
highlighted garbage as the potent source of
infection. Orders to isolate the affected areas and
to shut down all shops, business complexes,
industrial and vendor units, made people reticent
in procuring essential commodities. The slightest
fever and vomiting or coughing of any family
members, scared others. Each cough or fever
created restlessness among them.
Within a few hours, the entire city engulfed in
panic, leading even to the coUapse of
administration. It was first the elite class that
ran away, followed by three-quarters of the
doctors. It crumpled the confidence of the
common mass. This led to a phobia-induced
mass exodus. The minds of the escapists reeled
between fad and fiction. Nearly one-third.' of
the houses of Sural were closed. Emigrants
constituted the larger number among the fleeing
population. Most of them disposed of their
belongings and ran away. Railway stations and
State Transport Corporation (STC) bus stands
were overcrowded. The STC provided nearly
200 buses especially to take people out of the
city. Soon, panic gripped the entire Gujarat state
and, later, the entire country, as well as the
world.
The atmosphere of panic, as noted by World
Health Organization (WHO), revealed a total of
5,150 suspected pneumonic or bubonic Plague
cases and 53 related deaths from the eight states
of India (Table 2). Further, the international news
agencies (especially in Europe), through satellite
channels, showed images of people fleeing from
© Blackwell Publishers Ltd 2000
45
this epidemic. In spite of a WH0 3 declaration
that the risk of Plague to international traveUers
was extremely small, many governments, relying
on media reports, reacted with 'knee jerk'
measures to protect themselves. Restrictions on
travel and trade caused massive losses to the
economy of India.
The situation at New Civil Hospital (NCH)
was tense as the majority of private doctors had
fled and aU other Government and Trust owned
hospitals were asked to direct suspected Plague
cases to one nodal centre. With rumours of the
spread of kil1er disease, more than 700 suspected
Plague cases arrived at NCH, often sick with
fear as well as disease. As perturbed doctors
shouted between patient and relatives in an
atmosphere of mounting panic and pressure, the
correct results of diagnosis and the addresses of
patients were not noted properly in the requisite
records. Besides, some deaths occurred on the
mid-way to hospital and those who died at home
of similar symptoms were off the record. There
was no pathologist traceable in the hospital.
similarly was the case with more than half of the
paramedical staff. Only 200 staff members were
attending, willingly, to their respective duties.
Even several doctors and nurses had contracted
the killer disease and many others tried to avoid
their assigned duties.
The confirmed cases of Plague were kept in
specifically-made isolated wards and admission
criteria became more and more restrictive with
pathological and other medical tests. To combat
the situation, the required logistic support in the
NCH in Surat was either absent or out of stock
and that present was not in working condition.
Besides, constant intervention from higher-up in
the state capital led to chaos and confusion that
hindered the process of admission and treatment.
As a result, the entire combating staff of the
hospital (including doctors) threatened to go on
strike in protest against the state authorities. The
shortage of essential drugs in Government
hospitals gave momentum to the chaotic
situation. With the announcement that medicine
such as Tetracycline, Septron or related drugs were
effective against this disease, black marketing
soared. This situation forced authorities to order
such medicine from other places, while a handful
of people found an alternative to these medicines
with other type of therapy." Those who could
not get any of these, expressed their anger
against the fleeing doctors (private) by resorting
to arson and looting their clinics. The panic was
so deep-rooted that, despite excess production of
Tetracycline in the country, the panic-ridden
department of Revenue of the Union government
exempted aU the medication intended for Plague
patients from all types of custom duty (India
Today, 1994a). Furthermore, bulk imports of the
drug were also exempted from all types of duty.
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There was so much politicization of the
incidents that it was very difficult to arrive at
any definite conclusion during these crucial days.
This was very much evident on two occasions;
first, when the first Plague case was detected at
the Ashakta Ashram (Trust hospital), the
municipal authorities asked that hospital
authorities remain tightlipped till further orders
and, secondly, when the first batch of serum
samples of the Plagueaffected patients were
found missing en route to the national capital. It
was also noticed that coordination among the
research institutions (NICDDelhi, Haffkine
InstituteBombay and Institute of virologyPune)
was totally absent. On one occasion, the report
of Pune institute was found to contradict the
reports of the NICDDelhi (Mehta, 1994). Seeing
the pathetic condition of the civil hospital, many
raised objections about the procedure adopted in
collection and pathological testing of serum of
victims. Even the state committee report on
Plague did not make any definite statement
(Table 3). The central and state authorities
remained silent, hiding the facts in order to
divert attention of the people, media, and world
community as a whole.
This created much chaos and confusion, giving
birth to several misperceptions. Many believed it
to be a natural disaster, while others have
identified it as a manmade disaster. Some people
believed it as a curse of Allah owing to the
demolition of the disputed structure at Ayodhaya
in December 1992, with outbreaks of communal
riots as repercussion. Others felt it a revenge
against the losses borne by the minority
community during the communal riots.
Among experts, confusion and lack of coordination created much controversy regarding
the nature of this epidemic occurring under odd
epidemiological circumstance. Doubts were
raised about the possibility of 'Plague'. Some
pronounced it as some other disease, like Hania
Virus (Dhar. 1994), Melodises (Jacob, 1995), or
Plasmodmonas Pseudomallei (Bharadwaj, 1994). In
effect, many, seeing the low death toll (56 deaths
only), were not ready to accept this epidemic as
Plague (Paneth, 1994).
The media began speculation based on reports
Table 3: The Dilemma For the Surat Epidemic
Why Not Plague?
Why Plague?
1. Primary
1. Highly
2.
2. A reported 'excellent' response to treatment
with
Streptomycin,
Tetracyclines
and
3.
4.
5.
pneumonic Plague is highly
uncommon (only one large epidemic of
primary pneumonic Plague is known to
have occurred in Manchuria in 19101912, causing some 60,000 deaths).
A classical Plague epidemic follows the
Bubonic Plague セ
pattern of ratfall セ
pneumonic Plague, which does not seems
to have happened in Surat at all. Also,
typically, total number of pneumonic
Plague cases does not exceed 10 per cent
of total Plague cases.
Primary pneumonic Plague is highly
infectious, while here the contagiousness
is very low. Also the age and sex
distribution here is not typical.
Research indicates that the mortality of a
given case of pneumonic Plague is very
high whereas, in Surat. the comparative
mortality is very low.
The children and elderly patients seems
to have escaped lightly here. In Surat, an
uncommon occurrence.
6. Conflicting data regarding cross analysis
of matching gram stain positively, Symptomatology and Xray pictures.
7. A reported flea index of 0.21 only in
Surat.
suggestive symptomatology of
LRTIPneumonitis, of short duration with
positive radiology, occurring in a very short
time amongst vast population.
Chloramphenicol.
3. Possible
containment of outbreak by
massive use of prophylaxis, curbing the
mortality to some extent also.
4. Reported occurrence of an epidemic of
bubonic Plague in nearby Maharastra state.
5. Occurrence of natural disasters like floods in
Surat and earthquakes in neighbouring state
of Maharastra, causing a probable ecological
imbalance causing displacement of rodents.
6. Reported occurrence of cases of bubonic
Plague in Surat also.
7. Corroborative
bacteriological and serological data from Surat (through highly
unsatisfactory).
Source: Mehta (1994)
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PLAGUE
of the extra band of protein in molecular analysis
of the serum samples. Earlier, many experts
commented that the Surat Plague was
exacerbated by the negligence of the civic
authorities. The flood was assumed as one of
the possible reasons for the epidemic that
enhanced the chain of infection which later went
out of control (Mehta, 1994; TAC, 1995; Shah,
1996). Several questions were raised among
experts about the origin of the Plague organism
(The Times of India, 1995a). Some theorized that
it was caused by genetically engineered microbe
intended for biological warfare (The Times of
India, 1995b). Since the Surat stain was not
Indian, the possibility of purchasing the Plague
virus from Kazakhisian by militant groups
(belonging to another country) was also
suggested (The Times of India, 1995b).5 Some
scientists believed that this outbreak was an
experiment done by a developed country aiming
to study how the government, the people and
the scientific community would react in the
event of a real attack. In the US, the invention of
Biological Integrated Detection System (BIDS)
for detecting germs in the air and the simultaneously sudden rise in the expenditure for
germs defence programme in 1994 (which was
54 per cent more than the previous year) raised
many possibilities as it was not difficult to
transport the germ (Prasannan, 1995). To date,
the incident is a matter of debate as to whether it
was a man-made or natural disaster.
Measures of Control and Relief
Where a section of the city's inhabitants, in a
state of utter chaos and confusion, opted for
exodus, others dared to stay within the city,
keeping their life and fortune at the mercy of the
Almighty. Young dynamic people took initiative
in helping social workers bum the garbage,
sweep the roads and spray insecticides. Some of
them worked day and night to rescue flood
victims, while others arranged to procure
medicines from all possible sources and
distribute to affected localities.
After the local authority had declared the
epidemic as 'Plague', it was conveyed to all
administrative offices of the city, state
headquarters and national capital. For better
communication, a wide network wireless system
was set up throughout the entire city connecting
SMC centred and zoning offices with the civil
other
district
administrative
hospital.
departments and with the state (Gandhinagar)
and national capital (Delhi). Recognizing the
gravity of the situation, the State government,
with the support of the municipal authorities,
prepared an action plan (Figure 1) (SMC, 1994).
Under the Essential Services Act, strict action
lQ Blackwell Publishers Ltd 2000
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was enforced against the absentees during these
days. To execute the plan, a rapid action force,
along with eleven companies of State Reserve
Police (SRP), intensified 24-hour patrolling. The
local authorities had prepared forty multidisciplinary survey teams, including doctors,
nurses, spray workers, teachers and some
voluntary workers. Serious efforts were made
for early detection, referral services, providing
prophylactic treatment, spraying of insecticide,
health education and preventive measures
against the disease.
Unfortunately, during the outbreak of Plague,
there was no publicly elected body in the SMC
and the majority of doctors had run from their
responsibilities. At this crucial juncture, a few
members from the Chamber of Commerce, in
association with a few private doctors, had set up
a 24-hour camp distributing medicines and
organized several information sessions. In order
to guage the prevailing panic and terror among
the fleeing people, some useful aspects of the
discussions were video-taped and telecast in the
city. From the very first day of the epidemic, the
President of Indian Drug Manufacturers
Association gave an assurance to meet the
demand for the present crisis and future consequences. As a result, by the first week of October
1994,55 million capsules were supplied (Down to
Earth, 1994). At the central level, the matter was
taken seriously and the supply of drugs was
assessed at a meeting of the drug producers. It
was found that the country had more than
sufficient supplies of drugs (Coval, 1994).
As thousands of people from Surat continued
to reach different destinations, the adjoining
districts of Gujarat and the neighbouring states
to which migrants belonged, including the
capital city (Delhi), were declared Plague
threatened (The Times of India, 1994). The
measures taken in these districts included
medical examination of incoming persons,
distribution of Tetracycline, alerting medical staff,
cleaning the garbage and so on. Such measures
were also adopted by the authorities at railway
stations and all national and international
airports. The state government appointed a
senior officer as the chief co-ordinator for Plague
control measures. The Chief Minister of the
Gujarat State held a high-level meeting with the
Additional Chief Secretary of Health and the
Chief Co-ordinator, who all reviewed the
situation for allocating the relief grant. However,
field surveys revealed the reality of the absence
of any such assistance to the victims (Shah,
1996). Besides, an international response towards
the relief activities was totally absent. Many
representative of domestic political parties and
voluntary organizations did a remarkable job
rendering their services.
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Locating Point of Threat
Isolating the Indexed area
1
Isolation Ward
Control room at
New Civil Hospital
South West Zone
Zonal Office
セ
セ
セ
3 Teams
EachTeams
Consists of a
M.O
MPHW
LHVIFHW
SI
SprayWk.
Driver
5 Teams
EachTeams
Consists of a
M.O
MPHW
LHV/ANM
Vaccinator
Spray Wk.
Driver
1 Teams
Each Teams
Consists of a
M.O
MPHW
LHVIFHW
DSI
Spray Wk.
Driver
セ
セ
4 Teams
Each Teams
Consists of a
M.O
LHV
Vaccinator
Spray Wk.
Driver
セ
セ
2 Teams
Each Teams
Consists of a
M.O
MPHW
FHW
PHNIPMA
Spray Wk.
Driver
セ
3 Teams
Each Teams
Consists of a
M.O
MPHW
FHW
SHIIPHN
Spray Wk.
Driver
セ
Objectives
Early detection, Referral Service, Providing prophylactic treatment, Spraying of
insecticide, Health education, Preventive Measures against this disease.
Action Plan for Survey Work by School Teachers With the Help of Local Authorities
List of Activities
Brief
meeting of
the
planners
Collection of
Electoral
Roll & its
division
Brief meeting of
Head Masters &
traini ng regarding
survey
1
1
1
Deputy
Comm. of
Health
Election
and
Census
Officer
Distribution of
survey
activities
1
Deputy
Commissioner of
Health &
Supported by
R.D.D. & M.O.H
Election
and
Census
Officer
Conduction
of Actual
Survey
1
Concerned
School
Teachers
along
Supervisor
Collection
of the
Survey
Forms
Scrutinising
of the forms
and further
actions
1 1
Concerned
Head Master
&
H.S.
Dy. MOH
DC (HHj
Supervisor
Who is responsible?
Figure 1: Action Plan of the Surai Municipal Corporation Against a Plague Epidemic
Volume 8
Number 1
March 2000
© Blackwell Publishers Ltd 2000
PLAGUE
Origin and Nature of Disease
Much later, at statelevel, it was decided to
appoint a highlevel expert committee for
investigating the Plague epidemic. This was
followed up by a Federal Government decision
to appoint a Technical Advisory Committee
(TAC) in connection to the outbreak of the
Plague. As the Defence Research and
Development Establishment (DRDE) gave a
controversial clue to the nature of the disease,
the samples were sent (India Today, 1994b) to the
Centre for Disease Control and Prevention, Fort
Collins (CDC) laboratory and the Pasteur
Institute in Paris for sample confirmation and
to Stavarapol AntiPlague Research Institution in
Russia, for molecular characterization. This
controversy ended with the declaration by these
three WHO collaborative institutions that the
Sural Yersinia Pestis was unique and was never
recorded anywhere else in the world (Laney,
1995). Confirming the uniqueness of the protein
profile, the Russian Institute, on the basis of an
additional test, reported that Sural strain was a
weak Pathogen. The new strain has been
classified under group'S'. Further, since many
theories were associated with the outbreak of the
Plague, the central authority took a keen interest
in finding the origin of the germ through a team
from Defence Research Development and
Organization (DRDO) under the leadership of
renowned scientists.
Anatomy of the Crisis
Tracing the chronology of the events in the
process of managing the crisis, many pitfalls and
irregularities were found in the action and
decisionmaking processes adopted by the
authorities. Summarised details of the actions
and decisions related with the management of
this epidemic are indicated in Table 4.
Neglecting initial warnings in the Beed district,
the consequence of ratfall and the nonisolation
of the village Mamla resulted in an increase in
the number of Bubonic cases from 16 to 32 and
the spread to neighbouring villages. However,
the Maharashtra health infrastructure, with
immediate preventive measures, restricted the
disease from developing into Pneumonictype,
without any fatality. In Surat. the delay in
removing the carcasses of dead animals, due to
flooding from the lowlaying areas, gave
momentum to a chaotic situation. The possible
impact created a congenial atmosphere
conducive for the growth and transmission of
Eurasian Pestis from wild to domestic rodent. As
a result, more fatalities occurred in these areas.
However, with the barest facilities available to
the authorities, the wisest decision came in
© Blackwell Publishers Ltd 2000
49
detecting the epidemic as 'Plague'. Thereafter,
the measures taken to break the chain of
infection gathered tremendous momentum. It is
a different matter that within their own country
they were always questioned about the
procedure adopted in detecting this disease.
The action plan, together with a proper
communication network, cooperation, realising
individual responsibilities and
with the
unmatehable zeal of fighting sprit, restricted
the death toll to a mere 56.
On the other hand, many technical
irregularities were observed while forming the
team for survey during the action plan.
Absence of an epidemiologist and an
entomologist in the survey team retarded the
knowledge about the ecology of the rodents
for Plague. Thus, many questions regarding the
nature of the disease, its origin and mode of
transmission remained unanswered. Procedure
and format, adopted for maintaining records,
created much difficulty in locating the victims
for follow up. Constant harassment of the
victims for their serum sample (as used for
bacteriological examination) encouraged them
not to cooperate with authorities. They failed
to educate the victims regarding the
significance of the pathological examinations.
Besides, sudden closure of vendor shops,
industrial units and private hospitals, enormous
dumpings of insecticide and administering
chemoprophylaxis to all, created much panic
among the masses. Instead of providing the
correct information on the nature of the
disease, the authorities arranged for about
200 buses to evacuate people.
In a multilayer system of bureaucracy
(Stephen, 1979), the victims were supposed to
be largely dependent upon the state and central
authority." Making the NCH as the nodal point
for the treatment of Plague cases, and
immediately creating an isolation ward,
prevented the diffusion of the infection to other
parts of the city, but confusion prevailed in
setting clear case definitions for admitting the
victims as large numbers of cases being
suspected as Plague victims were admitted.
From the very first day, the initiatives taken by
doctors for looking after the patients, arranging
for drugs and also exploring useful contacts from
all possible resources, were the right steps in
prevention and control of such diseases. The
absence of other preventive kits (mask, gloves
and so on) generated the risk of infection among
the staff, many of whom have suffered for it. The
combating team failed to supply drugs and
vaccines during the first three days when fatality
rates are normally higher. The blanket decision
for exemption made on import duty for the
medication (related to this disease) had no
impact during the crucial days (or hours) of the
Volume 8
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March 2000
JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT
50
Table 4: Analysis of the Sural Epidemic Under the Realms of Crises Management
The Irregularities/Wrong Actions/Delayed
Decisions
1. The delayed action of civic authorities
2.
3.
4.
5.
6.
7.
in removing the carcasses from flood
affected areas (North Zone) of the city.
Confusion in setting clear case definition for admitting the victim.
The inability of the hospital authorities
to provide for protective measures
(hand gloves) and proper record keeping system.
Unable to confirm the correct laboratory diagnosis of the disease.
Lack of co-ordination among the various department of the hospital.
The constant interventions of "higherup" disturbed not only the working
procedure but demoralised the combating staff.
The survey team does not include an
epidemiologist and entomologist.
8. The local authorities fail to
sustain
confidence and information regarding
the disease among the people.
9. The local authorities fail to take action
against absentees, including doctors and
also against media for exaggerating the
situation.
10. Since the disease is air borne, excessive
sprinkling of insecticides on road without chemoprophylaxis created much
panic among the people.
1 1. Delay in procuring the medicine and
vaccination at the crucial hours of these
crises.
12. No swift action for follow-up on
victims.
crisis. Constant interventions by distant
bureaucrats in technical aspects not only
deteriorated the situation in the hospital, but
created frustration among staff. It was not so
easy for the senior doctors to motivate all the
remaining employees to put their efforts
together with the barest infrastructure. In spite
of many irregularities and lack of co-ordination
among various department at the NCH, the
doctors of the NCH performed their duty
remarkably well, against all odds, including
several limitations of infrastructure and other
related facilities. The young doctors (interns), on
an individual basis, and paramedical staff did
everything to save the lives of patients. The
strain undertaken during these crisis times by the
Volume 8
Number 1
March 2000
The Regularities/Right Actions/Positive Decisions
1. Identifying the epidemic as Plague.
2. Locating the point of threat at the earliest
moment.
3. Isolating the infected area from rest of the
city.
4. Establishing isolation ward and gathering
all victims at one treatment centre.
5. Establishing a survey team and information
network system.
6. The team sprit, patience, dedication and
courage shown by the hospital staff
members in treating the Plague victims.
7. Seeing the magnitude of the problem, the
initiative taken up with the spirit of team
work was very much appreciable.
8. The Plague epidemic diverted people's
attention not only towards hygienic living
condition (solid waste management) but
consciousness towards civic sense and
other essential amenities.
9. The media mobilise immediate government action.
10. Seeing the pathetic condition and irregula-
rities, faced during the crises time, draws
attention of the health planners towards
health infrastructure.
11. Draw attention of the planners towards
consequent problems of rapid urbanization
and industrial growth.
12. Draw government attention in preparing
Disaster Management Plan,
doctors and entire paramedical staff, including
class IV employees, was unmatchable.
The local authorities diverted popular
attention towards the garbage pile-up which
was considered the sale source of infection.
Thus, public and local authority gave much
importance to 'Operation Clean'. This was also
witnessed in most of the major cities of India
(Laney, 1995). During the early days of the
epidemic, the political pressure delayed the
decision to declare the epidemic as Plague. Even
the State Plague Investigating Committee did
not make any definite statement. Thus, hiding
the evidence had not only created confusion and
chaos among the masses, but failed to justify
their verdict during crucial hours. This led to the
(9 Blackwell Publishers Ltd 2000
PLAGUE
51
formulation of many theories for the ongm of
the epidemic. Fortunately, the germ (Y. pestis)
was detected at Defence Research and
Development Establishment (DRDE), Gwalior,
and proved beyond doubt that the epidemic was
Plague. The action taken by the state and central
government to set up an inquiry committee for
the two Plague epidemics was too late to be of
any use. The exaggerated reports by the
vernacular newspapers further enhanced panic
among the masses. The government's response
to the misinformation and exaggeration by the
print media was weak. Thus, lack of accurate
information in the print media contributed to
mass hysteria and fear. The only positive aspect
of the press coverage was that it did mobilize lhe
government into action. Such catastrophic
incidents become issues of international politics,
especially in developing countries. At the
international level, the adverse comments made
toward India in connection with this epidemic
showed the biased nature of the developed
countries against India. Since 1986, WHO
estimated reported annual death figures due to
Plague outside India have crossed the 100 mark
every year. Even in a Western country, such as
the US, between 19701991 the Plague
mortality was 4.5 per cent. These incidents pass
almost unnoticed by the world community;
whereas India remains the butt of adverse
comments on the Surat Plague. The international
support for the victims in rehabilitation process
was limited due to stigma associated with this
disease. All international passengers and their
commodities from India were looked as Plague
suspicious cases. Thus, in the atmosphere of
panic and fear. people and the media, from
different countries, behave in the same manner.
Lessons For the Future
Cities do grow and crises are a constant result of
this. Plague is an example of a series of medical
disasters that could erupt at any time, with
changing ecology, environmental degradation
and uneven population growth.
The situation in Surat resembles other millionplus cities of India, revealing imbalances between
rural and urban developmental programmes. The
former, being neglected, leads to the influx of
large numbers of migrant to cities. These uneven
life-styles of migrants and main dwellers, lack of
co-ordination between urban planning and
public health may cause sudden natural or
man-made disasters, plunging the public health
system into chaos. It draws the attention of state
authorities towards uneven distribution of
resources between rural and urban region. Thus,
in order to attain sustainability in development
programmes, the widening gap between these
セGbャ。」ォキ・ャ
Publishers Ltd 2000
regions should be narrowed. It is time that India
formulates a national urban policy and also sees
that it is being practically enforced. In Sural, the
uneven industrial and urban growth, dumping of
industrial waste, environmentally destructive
suburbs with pathetic lifestyles, without any
public amenities, draws attention to the fact that
basic services to the urban poor have to be
provided on a priority basis. Simultaneously, the
Pollution Control authorities must enforce strict
laws against unauthorised industrial growth and
their outgoing waste. The Plague epidemic
highlights that governments have to deal with
the main social cause of the disease, rather than
adopting a symptomatic approach as a 'fire
fighting' exercise. The fragmentary approach to
economy and health has to be replaced with an
holistic approach. Prompt action to identify the
causative agent in an outbreak is of utmost
importance in the control of infectious disease. In
India, several earlier attempts have been made,
however, it remained as a major weakness in the
management of all public health action
programmes (Sinha, 1997). Thus, a well functioning surveillance system, with appropriate
diagnostic capability at health centres, hospitals
and clinics, backed by supportive referral
institutions, must be given high priority in India
and other developing countries.
The media can do more damage than the
Plague. In Sural, the media failed to disseminate
correct information among the masses. This, in
turn, had swayed the minds of the people
between fact and fiction. As all national and
international code of ethics of journalism were
violated, strict and firm laws should be framed so
that media exaggeration during crises could be
penalised under law. In this regard, the role of
'Ombudsman' becomes essential in order to help
maintain proper understanding between media,
government and the masses.
New infectious diseases continue to emerge,
yet there is no clear strategy for managing them.
A model response should be devised in the light
of past events, such as the recent US outbreak of
a previously unknown Haniaoirus (Gellert, 1994).
Epidemic of Plague is similar to past, devastating
events occurring in Surat. This epidemic revealed
many conflicting attitudes of individuals while
combating the real-life situation. The absence of
a clear, distinctive role of an individual for
technical and administrative tasks during crises
has never been specified. Besides, the power and
associated politics within the working hierarchy
become a major hurdle in normalizing the tense
situation. Looking at this conflicting nature,
proper
and
appropriate
guidelines
for
management of crisis have to laid down.
Irrespedive of the nature and the type of crisis,
a common model may be adopted as given
below.
Volume 8
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March 2000
I
52
JOURNAL OF CONTINGENCIES AND CRISIS MANAGEMENT
Future Model
awareness and interest and to encourage societal
forces to influence public policy and resource
mobilization. Implications of such a model could
be strengthened with proper interaction with the
media and the public. Seeking their assistance
would be of utmost importance in the
management of any crisis. Thus, such models
should be implemented by a joint venture of
State and Central Government in all major cities
of India, at different levels of governing bodies.
The suggested model may be useful in the field
of crisis management, in imperilled cities, for
longterm planning to combat natural or manmade disasters.
The above difficulties in such catastrophic
incidents draws experts' attention to prepare a
common minimum disaster management plan, as
shown in Figure 2. The disaster site(s), being
directly linked to the control room, are later
connected with the
various levels of
administrative bodies. It is advised to set up
two parallel divisions with a control room. These
divisions will ensure that the technical decisions
are taken by technical experts and administrative
decisions taken by appropriate administrative
authorities. To ensure the regular supply of the
essential commodities at the disaster sitets), the
control room should command the logistic
support division. This will help to identify the
requirements of any present crisis and its future
consequence. The other division would be
involved in rehabilitating the victims and
disseminating the correct information through
the Information, Education and Communication
(IEC) activities. Such activities are being
conducted by various individuals at different
levels. All these activities should be governed
and controlled through a control room. This
model would help to avoid confusion and reduce
fear and panic in the community. Further, this
would guarantee that the necessary assistance
reaches victims on time. Information has an
important advocacy role to increase public
Conclusion
Whatever controversies may persist as to the
outbreak of the epidemic in the Surat city,
people, in general, wanted immediate action
from the authorities. The local authority reacted
quickly but failed to disseminate the correct
information. As a result, mass exodus took place
from Surat. It, of course, created many problems
in other parts of the country. Correct information was lagging and the media ignited the
entire crisis situation to such an extent that
various illnotions, psychofear and panic
gripped the minds of people, even doctors.
The only positive aspect of the media was to
r
r
REHABILITATING
DIVISION
I
I
ADMINISTRATIVE
DECISIONS
r
r
ADMINISTRATIVE
DIVISION
TECHNICAL
DIVISION
I
1
LOGISTIC SUPPORT
DIVISION
DISASTER
SITE
..
CONTROL
ROOM
セ
1
..
IEC DIVISION
TECHNICAL
DECISIONS
I
Disseminating Correct
Information
I
r
セ
VICTIMS
I
I
I
I
I
I
I
r
LOCAL
I
I
1
STATE
HEAD QUARTER
1
NATIONAL
HEAD QUARTER
r
f-----.
l:
Nセ
PEOPLE
I
Nセ
DISTRICT
HEAD QUARTER
セ
セ
NATIONAL
MEDIA
I
I
Nセ
I
I
INTERNATIONAL
I
Figure 2: Disaster Management Plan
Volume 8
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March 2000
© Blackwell Publishers Ltd 2000
PLAGUE
mobilise the government into action. On the
other hand, many voluntary organizations
played a significant role individually and, along
with the local authority, helped to minimize the
entire crisis. The expert and scientific communities had their own perceptions and were
confused about the facts regarding the outbreak.
The nonavailability of hightech facilities in the
civil hospitals created much controversy and
confusion in passing technical judgement.
In spite of these shortcomings, a wise decision
was made in declaring the epidemic as 'Plague'.
However, politicization of the event had delayed
the decision in declaring the epidemic as Plague.
Overall, the joint efforts made by all combating
authorities, at various levels, with proper action
planning and efficient communication networks,
caused the fatality rates to decline rapidly and
the entire catastrophic situation was brought
under control within a week.
53
religiosa), Bhel (Aegle marmelos) and Tulsi (Ocimum
Sanctuml/basiiicum L) in boiling water proliferated.
5. 'Dr. A.P.J Abdul Kalam, Defence Science Advisor,
is personally looking into matter with the help
from Scientists of Defence Research Laboratory in
Gwalior, who have specialised knowledge in the
field of biological and chemical agents... , The
decision taken by Dr. Kalam at a meeting he held
with defence scientists at midnight last night is
not known' (The Times of India, 1995b: 1).
6. A multilayer system in India, permits (indeed
encourages) such calculation of state versus
central as well as local versus state interests.
The union government is always concerned about
its international reputation as well as domestic
perceptions of its assistance to a stricken state.
The victims were found caught between the need
to bargain with union authorities for assistance
support, and the central responsibility towards
local leaders and bureaucrats who must bear the
brunt of implementation. Finally a crisis may occur
in a political environment in which there is a
already a prescription to exploit available issues
(Stephen, 1979).
Notes
1. The studies made by Park (1972) and Evans and
Feldman (1982) were available at the department's
library. These highlighted the clinical features of
pneumonic Plague, as described by Tiggertt
(1982: 712).
In pneumonic Plague, the onset may often be with a
chill followed by fever, cough and splinhn of the
chest, with the production of sputum that soon
becomes bloody. Focal lung lesions are present, as
manifested by dullness, decreased breath sounds, and
roetgenographic evidence of infiltration, Mediastinal
lymphadenopathy may be evident. Without
effective therapy, progress of the disease is rapid,
with extensive lung consolidation, septicaemia,
prostration,
mental
confusion,
subcutaneous
haemorrhages due to intravascular coagulation, and
shock, with death ensuring in 2 or 3 days.
2. According to a survey carried out by the Sural
Municipal Corporation (SMC), on 29 September
1994, 'Nearly 33 per cent of the houses of Surat
were closed. Among those who fled away, a
majority were entrepreneurs, medical practitioners
and other professionals and members of the upper
middle class. A large number were migratory
population.'
3. 'WHO does not recommend change in
individuals' plans to travel to India, but advises
caution in travelling to the city of Sural. There is
no restriction for travellers visiting India or
passengers in transit in airports in India. Surat is
the only locality declared an epidemic zone. It is
prudent to advise travellers from potentially
infected areas that any illness presenting within
six days of leaving the areas should be brought to
the attention of a doctor, who should be informed
of the travel that has taken place.' (WHO Press
release WHO International Team on Plague calls for
an end to restrictions, 28 September 1994.)
4. Homeopathic medicine such as Crotalus Horridus:
Ayurvedic Medicine mixing leaves of pipal (Ficus
© Blackwell Publishers Ltd 2000
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