Environ Sci Pollut Res (2018) 25:8206–8216
DOI 10.1007/s11356-017-9998-x
OZONE AND PLANT LIFE: THE ITALIAN STATE-OF-THE-ART
In search for evidence: combining ad hoc survey,
monitoring, and modeling to estimate the potential and actual
impact of ground level ozone on forests in Trentino
(Northern Italy)
Elena Gottardini 1 & Fabiana Cristofolini 1 & Antonella Cristofori 1 & Marco Ferretti 2,3
Received: 7 April 2017 / Accepted: 22 August 2017 / Published online: 27 September 2017
# Springer-Verlag GmbH Germany 2017
Abstract A 5-year project was carried out over the period
2007–2011 to estimate the potential and actual ozone effect
on forests in Trentino, Northern Italy (6207 km2) (Ozone
EFFORT). The objective was to provide explicit answers to
three main questions: (i) is there a potential risk placed by
ozone to vegetation? (ii) are there specific ozone symptoms
on vegetation, and are they related to ozone levels? (iii) are
there ozone-related effects on forest health and growth?
Different methods and techniques were adopted as follows:
monitoring ozone levels, ad hoc field survey for symptoms on
vegetation and chlorophyll-related measurements, modeling
to upscale ozone measurements, ozone flux estimation, statistical analysis, and modeling to detect whether a significant
effect attributable to ozone exists. Ozone effects were assessed
on an ad hoc-introduced bioindicator, on spontaneous woody
species, and on forest trees. As for question (i), the different
Responsible editor: Philippe Garrigues
* Elena Gottardini
elena.gottardini@fmach.it
Fabiana Cristofolini
fabiana.cristofolini@fmach.it
Antonella Cristofori
antonella.cristofori@fmach.it
Marco Ferretti
marco.ferretti@wsl.ch
1
Research and Innovation Centre, Fondazione Edmund Mach (FEM),
Via E. Mach, 1 38010 San Michele all’Adige, Trento, Italy
2
Swiss Federal Institute for Forests, Snow and Landscape Research
WSL, Zürcherstrasse 111, 8903 Birmensdorf, Switzerland
3
TerraData environmetrics, Via L. Bardelloni 19, 58025
Monterotondo M.mo, Grosseto, Italy
ozone-risk critical levels for both exposure and stomatal flux
were largely exceeded in Trentino, evidencing a potentially
critical situation for vegetation. As for question (ii), specific
ozone foliar symptoms related to ozone exposure levels were
observed on the introduced supersensitive Nicotiana tabacum
L. cv Bel-W3 and on the spontaneous, ozone-sensitive
Viburnum lantana L., but not on other 33 species surveyed
in the field studies. Regarding question (iii), statistical analyses on forest health (in terms of defoliation) and growth (in
terms of basal area increment) measured at 15 forest monitoring plots and tree rings (at one site) revealed no significant
relationship with ozone exposure and flux. Instead, a set of
factors related to biotic and abiotic causes, foliar nutrients,
age, and site were identified as the main drivers of forest
health and growth. In conclusion, while ozone levels and
fluxes in the investigated region were much higher than current critical levels, evidence of impact on vegetation—and on
forest trees in particular—was limited.
Keywords Ozone . Forests . Risk . Foliar symptoms .
Growth . Defoliation
Introduction
Tropospheric ozone plays a double role in global change scenarios: on one hand it contributes to global warming with its
positive radiative force (Myhre et al. 2013); on the other hand,
its potential effect on forest vitality and growth may impact the
C sink potential of vegetation. Wittig et al. (2009), through a
meta-analysis study, quantified the impact of tropospheric
ozone concentrations in northern hemisphere temperate and
boreal forests. Specifically, authors report that current concentrations lead to a reduction of total biomass of trees by 7%,
while expected concentrations for 2050 and 2100 are
Environ Sci Pollut Res (2018) 25:8206–8216
predicted to cause a decrease of 11 and 17% respectively.
Modeling studies estimate 1 to 16% reduction of net primary
productivity (NPP) in temperate forests (Ainsworth et al.
2012). By reducing the C sink strength of global forest, ozone
may have a negative feedback on global warming scenarios
and on costs of related remedial actions (Felzer et al. 2004;
Sitch et al. 2007).
The subject of ozone effects on forest vegetation received
an extensive coverage over the past 20 years (Lindroth 2010),
with different investigation approaches (open-top chambers—
OTC, free-air fumigations, field observational studies), different responses (visible symptoms, physiology, growth, health,
diversity), and different vegetation targets (potted and/or
planted juvenile plants, spontaneous herbs and shrubs, mature
forest trees) being considered. Much evidence for ozone impact derived from fumigation and OTC experiments with juvenile trees (Baldantoni et al. 2011), branch fumigation
(Pinelli and Tricoli 2008), open-air fumigation carried out on
ad hoc planting, highly responsive broadleaves (Karnosky
et al. 2007), or on few native mature trees (Matyssek et al.
2010). On the other hand, evidences reported on the basis of
field observational studies are much less clear (e.g., Braun
et al. 2014; Bussotti and Ferretti 2009).
Although information on physiological responses of trees
to ozone is important as they may identify early warning signals of possible effects on tree condition and performance,
managers of forest resources are mostly concerned with questions about the actual impact on forest health and growth, e.g.,
BIs there a problem with ozone?^, BHow big is this problem?^,
BAre there measurable ozone-related effects on vegetation?^,
BIs ozone causing a deterioration of forest health and
growth?^. Answers to these questions are essential in two
respects: (i) to promote management actions (e.g., air quality
policy, forest management) that can be carried out locally to
limit the level and impact of ozone and (ii) to support air
quality and policy negotiations that can be promoted at regional, European, and global level to limit air pollution by ozone.
The importance of the above set of questions and answers
varies with the ecological, economical and societal value of
forests in a given area, and the likelihood of ozone impact.
Here, we present a synthesis of the results obtained by the
project BOzone EFfects on FORests in Trentino^ (Ozone
EFFORT). Trentino is an alpine region in Northern Italy,
where forest vegetation is central in terms of coverage
(347,200 ha, 56.0% of the entire region) and growing stock,
with 71.9 ± 5.2 Tg C stocked in the aboveground biomass
(43.2%), litter (2.6%), soil organic matter (44.6%), and belowground biomass (9.6%) (Rodeghiero et al. 2010; Tonolli and
Salvagni 2007). The growth of forests in Trentino has been
estimated to result into 0.54 Mt. of C sequestered per year. At
the same time, ozone concentration measured in two remote
sites (Passo Lavazè and Monte Gaza) has been reported to be
high (Mangoni and Buffoni 2005; http://www.appa.provincia.
8207
tn.it/pianificazione/Piano_tutela_aria/-Piano_tutela_aria/) and
to cause exceedances of protection limits for vegetation
(Gerosa et al. 2003).
With this background, Ozone EFFORT was undertaken in
2007 to provide answers to some practical questions (see below). Designed over a 5-year basis, the project aims at combining monitoring, ad hoc-field surveys, and modeling to estimate the potential and actual impact of ground level ozone
on forests in Trentino (Northern Italy). The project includes
several components (Fig. 1; Table 1):
&
&
&
Ozone measurements and modeling. A series of ozone
measurement campaigns were carried out at monitoring
sites and systematically spread across the region.
Subsequently, a modeling approach was applied to estimate (i) ozone concentration and exposure at 1 × 1 km
grid resolution and (ii) ozone flux at one selected site over
a 14-year period
Direct assessment of specific effects (e.g., visible foliar
symptoms) on vegetation, with ad hoc-designed investigations on introduced bioindicators and native species
Assessment of non-specific effects (tree growth and
health) based on existing forest monitoring data
Detailed results of individual components of the project
have been published elsewhere (Cristofolini et al. 2011;
Ferretti et al. In this issue; Gottardini et al. 2010a, 2010b;
Gottardini et al. 2012; Gottardini et al. 2014a, 2014b;
Cristofori et al. 2015) (see Table 3). In this paper, we summarize concept, organization, and main results obtained. It is
worth noting that, although organized and developed on a
local basis, the concept proposed and the results obtained
could be of relevance for studies at larger scales.
Materials and methods
Study area
The project was carried out in Trentino, a 6207 km2 alpine
region of Northern Italy, extending between 45° 44′ and 46°
28′ north latitude and between 10° 32′ and 11° 53′ east longitude (Fig. 2). The elevation ranges from 66 m (Lago di Garda)
to 3769 m a.s.l. (Monte Cevedale), with a 70% of the total area
lying above 1000 m a.s.l. Based on corine land cover data (CLC
Corine Land Cover 2000), 66% of the province area is covered
by forest and seminatural areas, with 28% of conifers and 23%
of broad-leaved and mixed forests; agriculture covers 9% of the
area, and artificial surfaces only 2%. The study area is characterized by three distinct climatic zones: sub-Mediterranean (annual mean temperature, T mean: 12 °C; total annual precipitation, P tot: 800–1000 mm), oceanic-temperate (T mean: 10–
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Environ Sci Pollut Res (2018) 25:8206–8216
Fig. 1 The scheme of the Ozone EFFORT project. Three questions of
increasing complexity were identified (left y axis) and addressed along
the project lifespan (bottom x axis). The questions targeted different plant
populations/community (top x axis) and addressed different assessment
endpoints (right y axis). Specific investigations are reported within
textboxes. Width and location of textboxes correspond to timespan,
question, and target of the relevant investigations. For example, Q1 BIs
there a potential risk for vegetation due to ozone?^ is addressed by means
of measuring and modeling ozone concentration and exposure over the
2007–2011 period across all the target vegetation with the aim to evaluate
the extent of area where the risk thresholds were exceeded. In 2011 such
an investigation was supplemented by flux modeling at one forest plot
13 °C; P tot: 900–1000 mm), and continental-alpine (T mean:
8–9 °C; P tot: 1000–1500 mm) (Eccel and Saibanti 2005).
symptoms, and the significance of its relationship with
ozone levels.
Question 3 (BAre there effects of O3 on tree health and
growth?^) is about the impact of ozone on growth and health
of forest trees. Forest is an essential ecological resource (Fig.
2) and a valuable economical asset in Trentino. It is therefore
of great interest to answer this question. Here, the endpoint is
to evaluate the role and significance of ozone in explaining
defoliation and growth.
Study concept, approaches, methods, and data sources
The project is designed around three increasingly complex
questions (Fig. 1). These questions were agreed upon between resource managers and scientists, address different
related endpoints, and have been investigated across the
entire lifespan of the project. While a number of new ad
hoc investigations have been undertaken, the project also
builds upon existing data collected over the study area
(Table 1).
Question 1 (BIs there a potential risk for vegetation due to
O3?^) is about the potential risk due to ozone and has been
evaluated on the basis of data on ozone concentration, exposure, and flux and with reference to international standards set
by the UNECE (CLRTAP 2014) and EU Directive (2008). For
the most part, this question has been covered all along the
project lifespan, 2007–2011. Question 1 is linked to a defined
endpoint, i.e., quantification of the area where risk thresholds
in terms of critical levels (CLs) are exceeded.
Question 2 (BAre there symptoms on vegetation related
to O3?^) is about the occurrence of specific visible foliar
symptoms (VFS), used as an indicator of ozone impact on
vegetation, either on specifically standardized bioindicator
plants or native vegetation. The relevant endpoint is the
frequency of symptomatic plants and/or severity of ozone
Approach and methods for question 1: assessment of potential
risk
Such an assessment is based on different steps:
i. Measurement of ozone levels on a network of sites over
the forest area in Trentino. The transnational Level I systematic grid of the UNECE ICP Forests was used to allocate 15 sites for passive samplers supplemented by additional 5 sites in 2009. Measurements were carried out
weekly from May to July in 2007–2011 (Cristofori et al.
2015).
ii. Modeling and mapping of ozone across the whole region.
Geostatistical linear models were evaluated to predict the
mean ozone concentration in 1 × 1 km grid cells across
the entire study domain. A generalized linear model was
built, and universal kriging (Krige 1976) was then applied
in order to predict mean ozone concentrations in each
1 × 1 km grid cell across the whole Trento province for
The Ozone EFFORT project. Data sources, sites, studied period, survey method, and statistical approach adopted
Question
Data sources
Sites
Data coverage, year
Time resolution
Survey method/statistical approach
Is there a potential risk for
vegetation due to O3?
Existing conventional monitors
Ad hoc-installed passive sampling
Existing passive sampling from other
monitoring programs
Existing meteorological data from other
monitoring programs
Ad hoc survey on Nicotiana tabacum
Ad hoc survey on native vegetation
Ad hoc survey on Viburnum lantana
Existing defoliation and growth data
from national monitoring programs
Existing meteorological data from other
monitoring programs
Existing foliar data (one composite,
pooled sample from five trees per site)
Existing soil data
6(1)
20
1(2.b)
2007–2011
2007–2011
1996–2009
hourly
weekly
weekly
Direct ozone concentration measurements/
geostatistical modeling; stomatal flux modeling
1(2.b); 113(3)
1996–2009;
2007–2011
2007
2008–2009
2009–2010
1996–2009;
2007–2011
1996–2009;
2007–2011
1997–2009;
1995–2001
1995;
1995 and 2000
1996–2009
hourly
Are there symptoms on
vegetation related to O3?
Are there effects of O3 on
tree health and growth?
Existing site data
Existing passive sampling form other
monitoring programs
9
6
6–30
1(2.b); 15(2.a)
1(2.b); 15(2.a)
1(2.b); 15(2.a)
1(2.b); 15(2.a)
1(2.b); 15(2.a)
1(2.b)
weekly
twice (2008); once (2009)
bi-weekly (2009); once (2010)
yearly (defoliation); every
5 years (growth)
hourly
Environ Sci Pollut Res (2018) 25:8206–8216
Table 1
Direct observation of visible symptoms/
PERMANOVA statistical analysis
Direct observation of defoliation and growth/
multiple regression model; linear mixed model
every 2 years;
every 2 years
una tantum
una tantum
weekly
(1)
Local Environmental Protection Agency (APPA TN)
(2)
Local network of the UNECE ICP Forests managed by Autonomous Province of Trento (PAT) and within the National Forest Monitoring program: (2.a) level I sites; (2.b) level II site
(3)
Local meteorological network (Meteotrentino)
8209
8210
Environ Sci Pollut Res (2018) 25:8206–8216
Fig. 2 Map of the study area
(Trentino, Northern Italy). Gray:
urban fabric (CORINE land cover
code 111, 112); yellow:
agricultural areas (211–3, 221–2,
231, 241–4); light green: broadleaved forest (311); dark green:
coniferous forest (312) and mixed
forest (313); and light blue: water
bodies (512)
the considered period (2007–2011) (see Cristofori et al.
2015 for details). AOT40 was subsequently estimated for
each 1 × 1 cell across the whole area by a linear model
(Ferretti et al. 2012) and areas for different levels of exceedance and for different land-use classes were calculated (Cristofori et al. 2015).
iii. Estimation of ozone stomatal flux. Estimation of ozone
stomatal flux was performed at Passo Lavazè, a Picea
abies (L.) Karst. Level II plot belonging to the national
forest intensive monitoring network (Ferretti et al. 2000).
Hourly ozone concentrations were calculated on the basis
of weekly ozone concentrations measured by passive
samplers, applying the methodology of Gerosa et al.
(2007). Despite other methods exist (e.g., Krupa et al.
2001; Tuovinen et al. 2009), the method by Gerosa
et al. (2007) was the only one based on actual measurements from passive sampling and at the same time (i)
validated across large geographical areas, (ii) with no
need of additional data, and (iii) previously and successfully applied for the same site (Gerosa et al. 2003).
Subsequently, the ozone stomatal flux for the upper canopy leaves was calculated by the application of the
DO3SE model, fully described by Emberson et al.
(2007). Then, the phytotoxic ozone dose (PODY) was
estimated by integrating the stomatal fluxes above the
instantaneous non-effect threshold Y over the measuring
period. A Y threshold of 0 nmol m−2 s−1 was set for this
study (POD0) (CLRTAP 2014) (for details, see Ferretti
et al. In this issue).
Approach and methods for question 2: visible symptoms
on vegetation
Three investigations have been carried out on this topic and
these are as follows:
(i) Investigation by means of Nicotiana tabacum L. cv BelW3. The rationale was to use a worldwide-known specific
bioindicator to document—on a standardized basis—the possible occurrence of a direct impact of ozone on vegetation.
Full details about this investigations are in Cristofolini et al.
(2011). Nine sites were selected in relation to two ranges (low
and high) of expected ozone levels. Within each range, the site
selection was on a random basis. Each site was equipped with
six tobacco plants, ozone passive samplers, and a temperature/
relative humidity datalogger. Leaf injury index (LII) and plant
height were recorded on a weekly basis during the period 30th
of May–27th of June 2007.
(ii) Investigation on Viburnum lantana L. The study was
performed under field conditions and designed in two consecutive steps. Firstly, May–September temporal development of
specific foliar symptoms was investigated in 2009 at two different ozone exposure levels on native plants selected following a fully randomized design. Ozone concentrations were
measured on a weekly basis, while foliar injuries were
assessed every 2 weeks (Gottardini et al. 2010a).
Chlorophyll-related variables were concurrently measured
(Gottardini et al. 2014a). Secondly, the relationship between
O3 exposure and the frequency of symptomatic plants was
investigated. Observations were performed once in August
Environ Sci Pollut Res (2018) 25:8206–8216
2010 on 10 (min)–30 (max) plants in n = 30 1 x 1 km cells,
randomly selected over the entire region following a stratified
design, with elevation (< 700 m a.s.l.; ≥ 700 m a.s.l.) and
AOT40 levels (≤ 4.5 ppm h; 4.5–9 ppm h; ≥ 9 ppm h) identifying the strata boundaries (Gottardini et al. 2014b).
(iii) Investigation on native vegetation at forest plots.
Assessments were carried out on 6 out of 15 UNECE ICP
Forests Level I plots in 2008 and 2009 and at the Level II
plot of Passo Lavazè in 2008–2011. Visible ozone symptoms were assessed on woody species along the lightexposed forest edge closer to the ozone measurement site
(see 2.2.1) following the method described by Schaub
et al. (2010) (Gottardini et al. 2012).
Approach and methods for question 3: impact of ozone
on health and growth
Question 3 has been investigated by means of existing
defoliation and growth data collected as part of the
UNECE ICP Forests Level I and Level II programs, and
subsequently processed by different statistical techniques
(see details in Ferretti et al. In this issue). According to
the present knowledge, ozone exposure recorded in
Trentino was enough to cause growth reduction on
Norway spruce trees (e.g., CLRTAP 2014), and instances
of reduced growth were reported for adult Norway spruce
in Sweden (Karlsson et al. 2006). The different studies
were carried out:
&
&
&
Periodical (2007–2011) mean defoliation of n = 520 trees
and mean relative basal area increment (BAI) from
n = 354 trees from 15 Level I plots and one Level II plot
were processed by means of multiple linear regression
with site, climate, soil and foliar chemistry, ozone, and
frequency of damage symptoms (recorded as mean number of biotic and biotic-damaging agents observed on trees
in the plot) used as predictors. Assessed trees were mostly
Norway spruce (Picea abies (L.) H. Karst., n = 186, 36%)
and larch (Larix decidua Mill., n = 160, 31%), the remaining 33% being composed by several assorted species
(Fagus sylvatica L., Quercus pubescens Willd., Robinia
pseudoacacia L., Abies alba Mill., Pinus sylvestris L.,
Pinus cembra L.).
Annual defoliation data from the same trees and period
were processed by means of linear mixed models
(LMM) with the same set of predictors as above.
Annual tree rings width data collected from 23 trees (two
cores each) for the period 1996–2009 at one Level II plot
(Passo Lavazè), for which ozone exposure and stomatal
flux have been estimated, were detrended to account for
age and autocorrelation and processed by means of correlation analysis (Spearman Rho).
8211
Quality assurance
Quality assurance procedures covered the entire project from
survey design to data processing (Elzinga et al. 2001).
Accuracy of environmental measurements was tested for both
ozone concentrations and meteorological parameters; data
were checked for completeness and, when necessary,
discarded and/or imputed according to defined procedures
(Cristofolini et al. 2011; Gottardini et al. 2010b).
Assessment of response variables was performed by adopting
standard operating procedures (SOPs) (Schaub et al. 2010),
training for the personnel through the attendance to specific
courses (UNECE ICP Forests intercalibration course on the
assessment of ozone visible injury) and using pictorial atlases
as reference standards (Innes et al. 2001; VDI 3957 2003).
Independent field checks, objective measurements of
visually-assessed leaf injuries (Francini et al. 2009), and microscopic observations were used to further ensure the quality
and reliability of data collected in the field.
Results and discussion
Is there a potential risk for vegetation due to ozone?
After geo-statistical modeling of ozone concentration, AOT40
was estimated over the entire study area for a 13-week period
between end of April and beginning of August. Figure 3
shows the mean 2007–2011 AOT40 values mapped for the
forest and seminatural areas in Trentino, aggregated according
to four categories of risk based on the UNECE concentrationbased CL for forest trees (5 ppm h; CLRTAP 2014): no exceedance (< 5 ppm h), exceedance from one to two times the
CL (5–10 ppb h), exceedance from two to four times the CL
(10–20 ppb h), and exceedance of more than four times the
CL. The areas exceeding twice or more the UNECE CL resulted to be 3448 km2, i.e., 90% of the entire forest and seminatural vegetation area. It is worth noting that these figures
were estimated for a period of ca. 13 weeks, i.e., ca. 50% of
the April–September accumulation period set for forest
vegetation.
At the Passo Lavazè Level II site, the estimated ozone flux
values ranged from 31.0 to 61.4 mmol m−2 s−1 over the entire
1996–2009 period. POD1 values, ranging from 20.1 to 47.7
mmol m−2 s−1, exceeded frequently and largely the critical
level of 9.2 mmol m−2 recommended for Norway spruce
(CLRTAP 2014) (Ferretti et al. In this issue).
Overall, the different CLs thresholds were largely exceeded
in Trentino, evidencing a potentially critical situation for vegetation. These results match the findings at European scale,
where—despite a general decreasing trend in summer ozone
concentration observed in the recent years (Tørseth et al.
2012; Schaub et al. 2015; EEA Report No 28 2016)—most
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Environ Sci Pollut Res (2018) 25:8206–8216
Fig. 3 Map of AOT40 values (in
ppbh) for all 1 × 1 km cells on
forest and semi natural areas in
Trentino, corresponding to
CORINE land cover codes 311,
312, 313, 321, 322, 324
of the forests are still exposed to ozone values above the limit
value (EEA Report No 28 2016).
Are there specific ozone symptoms on vegetation related
to ozone?
The supersensitive Bel-W3 tobacco cultivar developed visible
injuries (Fig. 4a) and reduction in height increment significantly correlated to ozone, as well as to air temperature and
humidity. When taking into account the relative weight of
different predictors and the strong covariation of environmental drivers, biological responses of tobacco proved to reflect
the complex interaction between plant and environment more
Fig. 4 Foliar ozone symptoms on
native vegetation: sharply
defined, dot-like lesions on
Nicotiana tabacum L. cv Bel-W3
(a), red-dark stipples on
Viburnum lantana L. (b), and
Rhamnus cathartica L. (c)
than the simple effect of ozone concentration (Cristofolini
et al. 2011).
When considering native species, a consistent response in
relation to ozone exposure was displayed by the ozonesensitive V. lantana (Fig. 4b). V. lantana showed a temporal
development of specific foliar symptoms consistent with
ozone exposure trend throughout the entire growing season
(Gottardini et al. 2010a). Ozone symptoms were confirmed by
optical microscopy on leaf specimens in order to avoid misclassification and confusion with unspecific anthocyanin accumulation that may occur besides typical ozone symptoms.
Concurrently with—or even before—the onset and time development of foliar symptoms, plants showed a decrease in
chlorophyll content (ChlSPAD) and vitality (evaluated by
Environ Sci Pollut Res (2018) 25:8206–8216
Table 2 Summary results of the
statistic applied to verify the
significance of ozone in
explaining forest tree defoliation
and growth; P values are in
brackets
8213
Response
Mean periodical defoliation
Annual defoliation
Periodical relative growth
Plots, n
Trees, n
Statistical method
Significant predictors
15
520
Multiple linear regression
Frequency of damage
15
520
Linear mixed model
Frequency of damage
15
354
Multiple linear regression
Foliar N:Mg (0.002),
symptoms (0.0002),
symptoms (0.024),
DBH (0.011),
foliar N:K (0.0255),
foliar N:K (0.02)
available water (0.039),
precipitation (0.0372),
aspect (0.046)
aspect (0.0345)
means of chlorophyll a fluorescence variables) (Gottardini
et al. 2014b). At the regional scale, a significant higher frequency of symptomatic plants and symptomatic leaves per
plant occurred at the sites with higher ozone exposure
(AOT40 > 9 ppm h), especially at high elevations
(> 700 m a.s.l.) (Gottardini et al. 2014a).
On the other hand, a survey carried out on n = 281 1 x 1 m
quadrates nearby Level I and II forest monitoring sites revealed
that none of the 33 woody species observed showed ozone
foliar symptoms. Ozone symptoms were instead observed occasionally off-network on V. lantana plants and on other five
woody species (Gottardini et al. 2012): Acer campestre L.,
Cornus mas L. (ozone sensitive, Innes et al. 2001), Cornus
sanguinea L. (idem, ibidem), Prunus mahaleb L. and
Rhamnus cathartica L. (idem, ibidem) (Fig. 4c). Symptoms
on these species were identified by experts during the 9th
UNECE ICP Forests intercalibration course on the assessment
of ozone visible injuries, 2008 (Gottardini et al. 2012).
Given the high ozone exposure measured in Trentino, a
higher frequency of symptoms on local vegetation may
have been expected. Other studies, however, provided
similar, controversial results: in some cases, although
ozone thresholds defined for the vegetation protection
were exceeded, no correlation was found with leaf symptoms (Ferretti et al. 2007; Baumgarten et al. 2009;
Hůnová et al. 2011); in other cases, evident relationship
between symptom severity and ozone concentration occurred, but only when environmental conditions were favorable for stomatal conductance and also for ozone uptake (Diaz-de-Quijano et al. 2016).
Visible foliar symptom is the only indicator of ozone impact easily detectable in the field (Schaub and Calatayud
2013) and it is considered a valuable tool for the assessment
of the actual risk posed by ozone to native vegetation under
real field condition (Novak et al. 2003; Smith 2012). In this
respect, the results of this project are supportive of the use of a
native species (i.e., V. lantana) as an in situ bioindicator to
assess the potential harmful effect of ozone on vegetation in
forest areas. These results were confirmed by a follow-up
study (Gottardini et al. 2017).
Table 3 Summary of the Ozone EFFORT project starting questions, expected endpoints, and related answers obtained after the 5-year (2007–2011)
project implementation; bibliographic references are reported in association to the three project questions, where results have been published
Question
Endpoint
Answer
Is there a potential risk for Extent in space and levels of
55% of Trentino forests is exposed to ozone
vegetation due to O3?
exceedance of O3 risk thresholds
values (AOT40) twice the EU critical level
for the protection of vegetation (9000 ppbh).
This portion increases to 98% if the EU long
term value (3000 ppbh) is taken in account.
Also considering a time series of stomatal flux at one
forest site, exceedances of CL are very frequent.
Are there symptoms on
Occurrence of visible injury and
Visible ozone injury related to ozone levels
vegetation related to O3?
relationship with O3 levels
occurrences on the bioindicator Nicotiana
tabacum L. cv Bel-W3 and on the sensitive
Viburnum lantana L.
Other few native off-plot species shows
specific ozone symptoms on leaves.
No symptoms were evident on woody species
at level I and II forest monitoring sites.
Are there effects of
Significance of O3 in explaining
Tree health and growth are not in relationship
O3 on tree health and
defoliation and growth
with ozone exposure but with biotic and abiotic
damage and foliar nutrition.
growth?
Reference
Cristofori et al. 2015
Gottardini et al. 2010b
Cristofolini et al. 2011
Gottardini et al. 2010a
Gottardini et al. 2012
Gottardini et al. 2014a
Gottardini et al. 2014b
Ferretti et al. 2017, In this issue
8214
Are there effects of ozone on tree health and growth?
Table 2 provides a synthesis of the main results obtained with
annual and periodical defoliation and periodical BAI at the
entire set of Level I and II sites (Ferretti et al. In this issue).
As for annual and periodical defoliation, the mean number of
observed biotic and abiotic damaging agents on individual
trees and N:K foliar ratio were the most significant predictors.
As for periodical relative BAI, foliar N:Mg, and DBH (a
proxy for tree age) were the most significant predictors. In
both cases, other site factors (water availability, annual precipitation, and aspect) were significant, while ozone concentration was not.
Annual data for defoliation (1998–2009) and growth
(1996–2009) of Norway spruce for the Passo Lavazè site were
processed in relation to annual AOT40 and stomatal flux for
the same period. Without the possible confounding factor of
spatial variability, these data permit to evaluate whether time
trends in ozone levels (exposure and fluxes) can be related to
defoliation and tree growth. Even in this case, however, significant relation with ozone was found neither for defoliation
(Spearman r = − 0.426 and − 0.608 for POD0 and AOT40,
respectively; P > 0.05), nor for radial growth (Spearman
r = 0.028 and r = − 0.063 for POD0 and AOT40, respectively;
P > 0.05).
Our findings contrast with those obtained from open-top
chambers with juvenile trees (e.g., CLRTAP 2014), but are
close to what was reported for Norway spruce in Swiss forests
(where estimated ozone effects on growth were much less
clear than for beech, Braun et al. 2014), and are in line with
other studies carried out in Italy (Ferretti et al. 2003; Ferretti
et al. 2014). Elsewhere, results were somewhat contradictory;
for example, a slight effect on growth of Norway spruce was
found in Sweden (Karlsson et al. 2006), but not in Czechia,
both on defoliation (Hůnová et al. 2010) and growth (Sramek
et al. 2012). In the latter, a significant effect on defoliation was
Fig. 5 Synthesis of the evidences arising from Ozone EFFORT project,
regarding the potential risk and actual impact of ozone along an
increasing complexity of target vegetation
Environ Sci Pollut Res (2018) 25:8206–8216
found, although predictors related to biotic-abiotic damage
and nutrients were apparently not included in the analysis.
Conclusions
Ozone EFFORT was planned to fill the knowledge gaps about
potential risk and actual impact posed by ozone on vegetation
in Trentino (Northern Italy). Designed as a series of modular
and complementary studies carried out from 2007 to 2011,
Ozone EFFORT permitted to obtain data and information on
ozone concentrations and exposure levels in forest sites, on
the presence of ozone-specific foliar symptoms, and on the
effect of ozone on forest health and growth. The answers to
the three main Ozone EFFORT project questions are summarized in Table 3. We conclude that, although ozone concentration, exposure, and stomatal fluxes exceed by far the CLs set
to protect vegetation and may create a concern, the actual
measurable impact on forests vegetation is limited. While evidence of foliar symptoms has been documented, such an evidence decreases when moving from introduced, potted, and
standardized bioindicators to native species growing at the
very site. When considering the impact on mature forest trees,
evidence of measurable effects on recent tree health and
growth is not significant. This pattern of decreasing evidence
when moving from theoretical to practical effects can be conceptually synthesized as in Fig. 5. Our findings contrast results
obtained from open-top chambers with juvenile trees, and
confirm that evidence of ozone impact on tree growth and
health under actual field condition is weak. We conclude that
the concern about ozone effects on forests arising from experimental results with juvenile trees is not supported by our
study, and that ozone effects on mature forests were somewhat
overestimated, at least in Italy, and perhaps across Europe.
Our study, however, explores only a limited time window
and therefore cannot rule out the possibility of a previous
impact, that may have occurred decades ago, when ozone
levels increased across Europe. If this was the case, we may
speculate that plants grown for decades under oxidative pressure (a typical situation in the alpine environment, even without ozone) may have developed functional traits able to support defense and repair process. In this line, together with
increased atmospheric carbon dioxide (CO2) and deposition
of nitrogen (N) that may also play a positive role in limiting
ozone effects, an acclimation of Trentino forests to oxidative
(and ozone) stress may have occurred over time.
Acknowledgements The project Ozone EFFORT (Ozone EFFect on
FORests in Trentino) was supported in terms of funding, data sharing,
and field work by Forest and Fauna Service and by Environmental
Protection Agency of the Autonomous Province of Trento. This is the
paper No. 8 originated by the Ozone EFFORT project.
Environ Sci Pollut Res (2018) 25:8206–8216
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